Elimination of Obsolete Provisions and Correction of Outdated Statutory References in Aviation Economic Regulations, 15920-15948 [2019-02511]
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Federal Register / Vol. 84, No. 73 / Tuesday, April 16, 2019 / Rules and Regulations
DEPARTMENT OF TRANSPORTATION
Office of the Secretary
14 CFR Chapter II
[Docket No. DOT–OST–2014–0140]
RIN 2105–AD86
Elimination of Obsolete Provisions and
Correction of Outdated Statutory
References in Aviation Economic
Regulations
Office of the Secretary (OST),
U.S. Department of Transportation
(DOT).
ACTION: Final rule.
AGENCY:
The Department is amending
various provisions regarding its aviation
economic regulations to eliminate any
further remaining obsolete provisions
and correct outdated statutory
references. This final rule aligns with
the Department’s retrospective
regulatory review initiatives to modify,
streamline, or repeal regulations that are
obsolete or out-of-date.
DATES: This final rule is effective May
16, 2019.
ADDRESSES: For access to the docket to
read background documents or
comments received, go to https://
www.regulations.gov and follow the
online instructions for accessing the
docket.
SUMMARY:
Jill
Laptosky or Jennifer Abdul-Wali, Office
of Regulation, U.S. Department of
Transportation, 1200 New Jersey
Avenue SE, Washington, DC 20590;
(202) 366–4723; fax: (202) 366–9313;
email: Jill.Laptosky@dot.gov or
Jennifer.AbdulWali@dot.gov.
SUPPLEMENTARY INFORMATION:
FOR FURTHER INFORMATION CONTACT:
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I. Background
II. Discussion of the Final Rule
III. Comment Discussion
IV. Regulatory Analyses and Notices
A. Executive Order 12866 and DOT
Regulatory Policies and Procedures
B. Executive Order 13771 (Reducing
Regulation and Controlling Regulatory
Costs)
C. Regulatory Flexibility Act
D. Executive Order 13132 (Federalism)
E. Executive Order 13175
F. Paperwork Reduction Act
G. National Enviromental Policy Act
List of Subjects
The Amendment
I. Background
In 1994, the Federal Aviation Act was
revised and codified within Subtitle VII
of Title 49 of the United States Code
(Pub. L. 103–272, July 5, 1994). Since
the codification, the Department has
made numerous amendments to make
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the CFR consistent with the provisions
of the current statute (49 U.S.C., Subtitle
VII). Some provisions, however,
remained unchanged, due in part to the
complexity of certain issues, such as
antitrust immunity, agreements, and
waivers. This rule updates the economic
regulations by modifying language to
reflect current statutory provisions
related to these remaining issues. The
revised language does not diminish any
existing Civil Aeronautics Board (CAB)
provisions or precedent still in effect.
II. Discussion of the Final Rule
This rule updates the regulatory
language throughout 14 CFR parts 200
through 399 in the following ways: (1)
Where references to the CAB are no
longer relevant, replaces the term
‘‘Board’’ or ‘‘CAB’’, where appropriate,
with ‘‘Department’’, ‘‘DOT’’ or
‘‘Predecessor’’; (2) removes citations to
the ‘‘Federal Aviation Act’’ or ‘‘Act’’ and
adds citations to the appropriate
sections of Title 49 of the United States
Code; (3) inserts current names of forms
in place of outdated references to CAB
forms; (4) adds up-to-date titles for
offices within the Department; and (5)
updates the authority citations, where
needed.
Additional changes are as follows:
Part 204 describes the data the
Department uses to support carrier
fitness determinations. Section 204.4
discusses carrier obligations for
proposing to provide essential air
service. The section is no longer in use
and is obsolete. As such, the section is
removed in its entirety.
Parts 207 and 208 address U.S.
scheduled and charter air carrier
requirements with respect to charter
trips. Both parts refer to 14 CFR part 212
in describing carrier obligations on
charter air transportation and contain no
independent obligations of their own.
As such, these parts are obsolete and are
removed.
Part 221 describes carrier obligations
with respect to tariffs. This rule revises
part 221 by broadening the language
used to refer to international treaties.
The current regulation refers to the
Warsaw Convention, which is no longer
the relevant international treaty
applicable to travelers on many
itineraries. The rule updates and
simplifies existing passenger
notification requirements and
consolidates such requirements into a
single section. Specifically, the rule
consolidates separate notice
requirements for liability from death or
injury and liability from damage to
baggage into a single notice requirement
that better reflects the current
international landscape, including
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references to the 1999 Montreal
Convention, which governs many
international itineraries originating or
terminating in the United States.
Currently, a carrier’s liability can be
limited under the 1999 Montreal
Convention to 4,694 SDR for damages
caused by the delay of passengers and
1,131 SDR for damages resulting from
the destruction, loss, damage, or delay
of baggage. This rule removes references
to agreements approved by CAB order.
Carriers are provided until December
31, 2019, to comply with the signage
requirements of this part, while
compliance with the ticket notification
changes is required on the effective date
of this final rule. Airlines for America
recommends that current stocks of
paper notices be allowed to be used
until exhausted. However, the change in
liability amounts occurred in 2009 and
we do not believe carriers still have
significant stocks of paper notices with
outdated information. See Inflation
Adjustments to Liability Limits
Governed by the Montreal Convention
Effective December 30, 2009, 74 FR
59017 (Nov. 16, 2009). Moreover, the
Department has consistently required
that paper and e-ticket notices used to
inform consumers of their rights and
airline policies regarding such liability
provide accurate information.
Accordingly, we do not believe it is
appropriate to allow airlines to continue
to distribute inaccurate paper notices to
the extent any are doing so.
Part 223 sets forth rules regarding free
and reduced-rate transportation. This
rule updates part 223 by removing
references to specific sections of the
‘‘Act’’ such as ‘‘under section 408 of the
Act.’’ Additionally, in § 223.1, the term
‘‘handicapped passenger’’ is used to
describe a person with a disability.
However, under the Americans with
Disabilities Act (ADA), the current
practice is to use ‘‘person-first’’
terminology (e.g., changes
‘‘handicapped person’’ to ‘‘person with
a disability’’). Where applicable, as the
Department reviews its regulations, the
term ‘‘handicapped’’ is replaced with
the person-first terminology in
alignment with the ADA. This rule
removes the term ‘‘Handicapped
passenger’’ and replaces it with the term
‘‘passenger with a disability.’’
Part 232 established procedures for a
party aggrieved by an order of the
Postmaster General to request a review
by DOT. In 2008, amendments to 49
U.S.C. 41902 removed from the statute
the authority for the Secretary of
Transportation to amend, modify,
suspend, or cancel an order of the Postal
Service (Pub. L. 110–405, Jan. 4, 2008).
Accordingly, the statutory basis for part
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232 regulations no longer exists and part
232 is removed.
Part 234 describes the requirements
for filing airline service quality
performance reports. The existing
citation of authorities for this part
contains an error. This rule corrects the
error.
Part 241 describes a uniform system
of accounts and reports for large
carriers. This rule removes section 01 of
part 241 which restated outdated
statutory text and could lead to
confusion if retained.
Part 272 established essential air
service procedures for the Freely
Associated States comprising the
Federated States of Micronesia (Ponape,
Truk and Yap), the Marshall Islands
(Majuro and Kwajalein), and Koror in
Palau. The procedures include
requirements for airlines to file notice
before suspending service, an obligation
to continue to provide service when
subsidy is available, and carrierselection criteria. Section 272.12 states,
‘‘These provisions shall terminate on
October 1, 1998, unless the essential air
service program to the Federated States
of Micronesia, the Marshall Islands and
Palau is specifically extended by
Congress.’’ Congress did not extend the
program (Pub. L. 101–219, Sec. 110(b),
(Dec.12,1989)). Thus, the statutory basis
for the regulation no longer exists and
part 272 is removed.
Part 300 sets forth the rules of
conduct in DOT proceedings involving
aviation economic and enforcement
matters. Many of these rules set forth
standards of ethical conduct applicable
to DOT employees with respect to
aviation economic matters. DOT
employees are also subject to the ethics
requirements of 49 CFR 99.735–1. In
order to reduce the duplicative nature of
both sets of ethics requirements and to
minimize the potential for confusion
over such requirements, several sections
of part 300 are removed under this rule.
The resulting regulations ensures
consistent ethical standards across all
employees of the agency.
Part 302 sets forth the Rules of
Practice in Proceedings before the DOT.
Part 305 describes the Rules of Practice
for Informal Nonpublic Investigations
undertaken by the Office of Aviation
Enforcement and Proceedings. Part 385
sets forth the authorities and functions
of various DOT officials. On August 17,
2012, the Department issued an
extensive revision to 49 CFR part 1
(Organization and Delegation of Powers
and Duties) [77 FR 49965]. The
Department is revising parts 302, 305,
and 385 to reflect the changes set forth
in the revision to part 1.
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Part 330 established procedures
implementing the airline compensation
section of the Air Transportation Safety
and System Stabilization Act, which
was enacted following the terrorist
attacks of September 11, 2001, Public
Law 107–42, (Sept. 22, 2001) (the
Stabilization Act). Section 103 of the
Stabilization Act appropriated up to $5
billion, to be administered by the
Department of Transportation, to
compensate air carriers for losses they
incurred due to the attacks. Part 330 set
out carrier eligibility criteria; forms for
applying for the compensation
payments; details on types of losses that
would and would not be eligible for
compensation; audit procedures; and
details on a set-aside program for certain
air taxis, commuter carriers, and other
small carriers. Of the 427 applications
processed, 407 applicants were deemed
eligible under part 330. These carriers
received payments in a total amount of
$4.6 billion. All eligible appropriations
were completed and payments
processed and paid, and all functions
and responsibilities under this section
were fulfilled. As a result, part 330
serves no further purpose and is
removed.
Part 374 specifies the Department’s
responsibility for enforcing air carrier
and foreign air carrier compliance with
the applicable requirements of the
Consumer Credit Protection Act. This
rule revises part 374 by updating the
language in § 374.3 regarding references
to Regulation B, 12 CFR part 202, and
Regulation Z, 12 CFR part 226.
Enforcement responsibility for parts 202
and 226 has been divided and
reassigned among Federal government
agencies. Accordingly, the language in
§ 374.3 is revised to reference the
current applicable regulations, 12 CFR
part 1026.
Part 380 is applicable to public
charter air transportation in interstate or
foreign air transportation. This rule
revises part 380 by updating appendices
A and B. Part 380 sets forth the
Department’s rules governing Public
Charter air transportation of passengers
whether furnished by direct air carriers
or Public Charter Operators. Appendices
A and B to part 380, respectively,
contain the format for the Public Charter
Operator’s Surety Bond and the Public
Charter Surety Trust Agreement. Since
the existing appendices A and B to part
380 were published in 1998, various
changes have been made to both
documents. Therefore, appendices A
and B is updated to provide the most
current format for the Public Charter
Operator’s Surety Bond and the Public
Charter Surety Trust Agreement.
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In part 385, the Secretary of
Transportation delegates certain
continuing assignments of authority to
Secretarial Officers regarding the
Department’s functions of issuing orders
or other determinations pursuant to 49
U.S.C. 322 and 49 CFR part 1. The
Secretary determined that several of the
items currently prepared for decision at
the Assistant Secretary level could be
handled more efficiently at the Office
Director level, thereby providing more
time for the Assistant Secretary and
immediate secretarial staff to
concentrate on controversial and policysensitive issues. This action ensures that
routine items are processed in a much
more timely and efficient manner. Thus,
this rulemaking amends §§ 385.12 and
385.13 to reflect the expanded
assignments of authority to the Director
of the Office of Aviation Analysis and
the Director of the Office of
International Aviation, both in the
Office of the Assistant Secretary for
Aviation and International Affairs.
Section 385.12 defines the authority
of the Director of the Office of Aviation
Analysis. This rule authorizes the
Director to issue Essential Air Service
(EAS) Requests for Proposals and
certain final EAS selection orders. This
expanded delegation alone relieves the
Assistant Secretary for Aviation and
International Affairs of reviewing nearly
sixty orders per year, saving over three
hundred (300) hours of senior
management time and approximately
one hundred twenty (120) hours of staff
time in the Office of Aviation Analysis.
This rule expands the Director’s
authority to issue quarterly fuel rate
adjustments to Alaskan bush and
mainline mail rates and to issue certain
procedural orders in antitrust immunity
cases processed under 49 U.S.C. 41308
and 41309. This rule also removes
paragraphs (f), (h), and (i) of § 385.12, as
these requirements are placed under the
authority of the Director of the Office of
International Aviation in § 385.13.
Accordingly, paragraphs (g), (j), and (k)
are re-designated.
Section 385.13 defines the authority
of the Director of the Office of
International Aviation. This rule
amends paragraph (a) of § 385.13 to
grant the Director the authority to issue
final orders on uncontested tariff
exemptions. This rulemaking also
amends paragraph (b) to authorize the
Director to issue final orders on
uncontested applications for U.S. carrier
certificate and foreign air carrier permit
authority. Further, this action adds two
new subsections regarding fares and
tariffs and amends § 385.13(r)(1) to give
the Director the authority to exempt
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IATA 1 agreements under section 41309;
this is in addition to the Director’s
existing authority to approve or
disapprove such agreements. This rule
also adds new paragraphs (z) through
(dd) that: (1) Authorize the Director to
issue orders and notices adjusting the
Standard Foreign Fare Level; (2)
authorize the Director to issue notices
updating the list of country-pair markets
in tariff-filing categories under part 293
of this chapter; (3) give the Director
assigned authority as to certain matters
processed by the Office of International
Aviation’s U.S. Air Carrier Licensing/
Special Authorities Division; and (4)
add requirements moved from
§ 385.12(f), (h), and (i).
Sections 385.14 and 385.15 define the
authority of the General Counsel and
Deputy General Counsel, respectively.
Consistent with the delegation of duties
assigned in 49 CFR part 1, as revised on
August 16, 2012, by 77 FR 49964, the
Secretary assigned several duties to the
General Counsel. Sections 385.14 and
385.15 are revised to reflect this
assignment of duties. This rule removes
§ 385.15 and transfers its functions to
§ 385.14.
Part 389 describes fees and charges for
special services. This rule amends part
389 by (1) removing references to
organizations and position titles that no
longer exist and replacing them with
references to appropriate organizations
and positions, (2) correcting the filing
fees charged for special services to
reflect a recent rulemaking action, (3)
allowing for payment of filing fees using
the internet, and (4) revising the
descriptions of licenses for which the
Department charges filing fees.
Part 398 establishes guidelines for the
determination of basic essential air
service. The Department amends part
398 by removing an outdated provision
for funding reductions in § 398.11.
Section 398.11 was superseded by
Public Law 106–69, Title III, section
332, October 9, 1999, 113 Stat. 1022.
Part 399, subpart C, sets forth the
Department’s policies related to rates
and tariffs. This rulemaking action
removes fourteen sections from this
subpart (§§ 399.30, 399.31, 399.32,
399.33, 399.34, 399.37, 399.40, 399.41,
399.42, 399.43, 399.44, 399.63, 399.101,
and 399.111). These sections are
obsolete because of the Airline
Deregulation Act of 1978 and the Civil
Aeronautics Board Sunset Act of 1984.
While not originally proposed in the
notice of proposed rulemaking (NPRM)
published on May 9, 2018 (83 FR
21684), this final rule also updates the
section reference for the definition of
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small aircraft found in § 399.73 from
‘‘§ 298.3’’ to ‘‘§ 298.2’’. Under the
Administrative Procedure Act, an
agency may waive the normal notice
and comment procedures if the agency,
for good cause, finds that those
procedures are impracticable,
unnecessary, or contrary to the public
interest. See 5 U.S.C. 553(b)(B). Since
this amendment is merely a minor
technical correction, notice and
comment are unnecessary.
rule repeals a number of sections and
whole parts from the Code of Federal
Regulations that have been identified as
outdated, unnecessary, or ineffective,
thus reducing the Department’s
regulatory footprint. This final rule also
modifies the Department’s other
regulations to ensure that they are
consistent with existing laws,
procedures, and practice. Cost savings
associated with this deregulatory action
are not quantifiable.
III. Comment Discussion
OST received two comments in
response to the NPRM and is adopting
one drafting correction and a change in
characterization of the coverage limits of
the Montreal Convention that were
proposed in the Airlines 4 America
(A4A) comment. The second comment
was filed by the International Air
Transport Association (IATA).
The Department appreciates the
constructive input by both commenters.
However, as this rulemaking is intended
as an administrative ‘‘clean-up’’ action,
the majority of the IATA and A4A
comments propose policy changes to the
Department’s regulations that were not
contemplated in the NPRM underlying
this final rule. Because the changes
requested by the commenters are
outside the scope of the NPRM, the
Department declines to adopt them as
part of this final rule. However, the
Department will continue to consider
them as we review our existing
regulations as announced in an October
2, 2017, Notification of Regulatory
Review (82 FR 45750).
OST is also adopting an additional,
minor modification to a reference in
§ 399.73, as noted above. These changes
are described further in the Discussion
of the Final Rule section above.
C. Regulatory Flexibility Act
Pursuant to section 605 of the
Regulatory Flexibility Act (RFA), 5
U.S.C. 605(b), as amended by the Small
Business Regulatory Enforcement
Fairness Act of 1996 (SBREFA), I hereby
certify that this rulemaking does not
have a significant impact on a
substantial number of small entities.
The final rule imposes no duties or
obligations on small entities.
IV. Regulatory Analyses and Notices
A. Executive Order 12866 and DOT
Regulatory Policies and Procedures
This rulemaking is not a significant
regulatory action under Executive Order
12866 and the Department’s Regulatory
Policies and Procedures. Its provisions
involve technical amendments to
update statutory references and to
update the titles and addresses of
offices. The rule also removes certain
appendices, sections, and forms that are
no longer relevant. This rule does not
create any major policy changes or
impose significant new costs or
burdens.
B. Executive Order 13771 (Reducing
Regulation and Controlling Regulatory
Costs)
This final rule is considered an E.O.
13771 deregulatory action. This final
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D. Executive Order 13132 (Federalism)
A rule has implications for federalism
under Executive Order 13132,
Federalism, if it has a substantial direct
effect on State or local governments and
would either preempt State law or
impose a substantial direct cost of
compliance on them. The Department
has analyzed this rulemaking in
accordance with the principles and
criteria contained in the Order and
determined that it does not have
implications for federalism, since it
merely makes technical amendments to
the existing regulations. This final rule
does not have a substantial direct effect
on, or sufficient federalism implications
for, the States, nor does it limit the
policymaking discretion of the States.
E. Executive Order 13175
This final rule has been analyzed in
accordance with the principles and
criteria contained in Executive Order
13175 (‘‘Consultation and Coordination
with Indian Tribal Governments’’).
Because this rulemaking does not
significantly or uniquely affect the
communities of the Indian tribal
governments or impose substantial
direct compliance costs on them, the
funding and consultation requirements
of Executive Order 13175 do not apply.
F. Paperwork Reduction Act
The Paperwork Reduction Act of 1995
(PRA) (44 U.S.C. 3501 et seq.) requires
that DOT consider the impact of
paperwork and other information
collection burdens imposed on the
public and, under the provisions of PRA
section 3507(d), obtain approval from
the Office of Management and Budget
(OMB) for each collection of
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information it conducts, sponsors, or
requires through regulations. The DOT
has determined there are no new
information collection requirements
associated with this final rule.
recordkeeping requirements, Surety
bonds.
14 CFR Part 253
Air carriers, Consumer protection.
14 CFR Part 214
G. National Environmental Policy Act
The agency has analyzed the
environmental impacts of this action
pursuant to the National Environmental
Policy Act of 1969 (NEPA) (42 U.S.C.
4321 et seq.) and has determined that it
is categorically excluded pursuant to
DOT Order 5610.1C, Procedures for
Considering Environmental Impacts (44
FR 56420, Oct. 1, 1979). Categorical
exclusions are actions identified in an
agency’s NEPA implementing
procedures that do not normally have a
significant impact on the environment
and therefore do not require either an
environmental assessment (EA) or
environmental impact statement (EIS).
The purpose of this rulemaking is to
make editorial corrections, remove
obsolete references, and update
outdated provisions in the Department’s
aviation economic regulations. The
agency does not anticipate any
environmental impacts, and there are no
extraordinary circumstances present in
connection with this rulemaking.
14 CFR Part 215
14 CFR Part 257
Air carriers, Air rates and fares,
Consumer protection, Reporting and
recordkeeping requirements.
List of Subjects
14 CFR Part 200
Air transportation.
Air carriers, Charter flights.
Air carriers, Reporting and
recordkeeping requirements, Trade
names.
14 CFR Part 216
Air carriers.
Air carriers, Reporting and
recordkeeping requirements.
14 CFR Part 218
Air carriers, Aircraft, Airmen.
14 CFR Part 221
Air rates and fares, Freight, Reporting
and recordkeeping requirements.
14 CFR Part 222
Air carriers, Freight, Intermodal
transportation, Reporting and
recordkeeping requirements.
14 CFR Part 223
Air rates and fares, Government
employees, Reporting and
recordkeeping requirements.
Administrative practice and
procedure, Air carriers, Postal Service.
14 CFR Part 234
14 CFR Part 203
Air carriers, Air transportation,
Foreign relations, Insurance, Reporting
and recordkeeping requirements.
14 CFR Part 204
Air carriers, Reporting and
recordkeeping requirements.
Air carriers, Consumer protection,
Reporting and recordkeeping
requirements.
14 CFR Part 240
Air carriers, Uniform System of
Accounts.
14 CFR Part 241
Air carriers, Reporting and
recordkeeping requirements, Uniform
System of Accounts.
14 CFR Part 205
Air carriers, Freight, Insurance,
Reporting and recordkeeping
requirements.
14 CFR Part 243
Air carriers, Aircraft, Charter flights,
Reporting and recordkeeping
requirements.
14 CFR Part 207
Air carriers, Charter flights.
14 CFR Part 258
Air carriers, Consumer protection,
Reporting and recordkeeping
requirements.
14 CFR Part 271
Air carriers, Grant programstransportation.
14 CFR Part 217
14 CFR Part 232
14 CFR Part 201
Air carriers, Reporting and
recordkeeping requirements.
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14 CFR Part 272
Air carriers, Grant programstransportation, Pacific Islands Trust
Territory.
14 CFR Part 291
Administrative practice and
procedure, Air carriers, Freight,
Reporting and recordkeeping
requirements.
14 CFR Part 294
Air taxis, Canada, Charter flights,
Reporting and recordkeeping
requirements.
14 CFR Part 296
Air carriers, Freight forwarders,
Research.
14 CFR Part 297
Air carriers, Freight forwarders.
14 CFR Part 298
Air taxis, Reporting and
recordkeeping requirements.
14 CFR Part 300
Administrative practice and
procedure, Conflict of interests.
14 CFR Part 302
Administrative practice and
procedure, Air carriers, Airports, Postal
Service.
14 CFR Part 303
Administrative practice and
procedure, Air carriers, Antitrust,
Reporting and recordkeeping
requirements.
14 CFR Part 208
Air carriers, Charter flights.
14 CFR Part 247
14 CFR Part 211
Administrative practice and
procedure, Air carriers, Pacific Islands
Trust Territory, Reporting and
recordkeeping requirements.
14 CFR Part 248
14 CFR Part 249
14 CFR Part 323
Administrative practice and
procedure, Air carriers, Reporting and
recordkeeping requirements
14 CFR Part 212
Charter flights, Confidential business
information, Reporting and
Air carriers, Reporting and
recordkeeping requirements, Truth in
lending, Uniform System of Accounts.
14 CFR Part 325
Administrative practice and
procedure, Air transportation,
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14 CFR Part 305
Administrative practice and
procedure, Air carriers, Investigations.
Air carriers, Airports.
Air carriers, Reporting and
recordkeeping requirements, Uniform
System of Accounts.
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Intergovernmental relations, Reporting
and recordkeeping requirements.
2. Section 200.1 is revised to read as
follows:
■
14 CFR Part 330
Administrative practice and
procedure, Air carriers, Grant programstransportation
Reporting and recordkeeping
requirements.
14 CFR Part 372
Charter flights, Military air
transportation, Reporting and
recordkeeping requirements, Surety
bonds.
14 CFR Part 374
Air carriers, Consumer protection,
Credit.
14 CFR Part 374a
Air carriers, Credit, Political
candidates, Reporting and
recordkeeping requirements.
14 CFR Part 375
Administrative practice and
procedure, Aircraft, Foreign relations,
Reporting and recordkeeping
requirements.
14 CFR Part 377
§ 200.1
Terms and definitions.
For purposes of this chapter—
(a) Unless otherwise specifically
stated, words and phrases other than
those listed in this section have the
meaning defined in 49 U.S.C. Subtitle
VII.
(b) Department or DOT means the
Department of Transportation.
(c) Predecessor means the Civil
Aeronautics Board (CAB).
(d) Order refers to the rules,
regulations, and orders prescribed by
the Department pursuant to the 49
U.S.C. Subtitle VII or its orders that are,
by law, still in effect.
(e) FAA means the Federal Aviation
Administration, U.S. Department of
Transportation.
(f) OST–R means the Office of the
Assistant Secretary for Research and
Technology, U.S. Department of
Transportation.
(g) Secretary means the Secretary of
Transportation, U.S. Department of
Transportation.
PART 201—AIR CARRIER AUTHORITY
UNDER SUBTITLE VII OF TITLE 49 OF
THE UNITED STATES CODE
Administrative practice and
procedure, Air carriers.
14 CFR Part 380
3. The authority citation for part 201
continues to read as follows:
■
Charter flights, Reporting and
recordkeeping requirements, Surety
bonds.
Authority: 5 U.S.C. 1008; 49 U.S.C.
Chapters 401, 411, 413, 415, 417.
14 CFR Part 385
4. Revise the heading for part 201 to
read as set forth above.
■ 5. Throughout part 201, remove the
phrase ‘‘of the Statute’’ and add in its
place ‘‘of 49 U.S.C. Subtitle VII’’.
■
Organization and functions
(Government agencies).
14 CFR Part 389
Administrative practice and
procedure, Reporting and recordkeeping
requirements.
14 CFR Part 398
Air transportation.
14 CFR Part 399
Administrative practice and
procedure, Air carriers, Air rates and
fares, Air taxis, Consumer protection,
Small businesses.
§ 201.1
[AMENDED]
6. In § 201.1(b), remove the words
‘‘DOT Dockets, 1200 New Jersey Avenue
SE, Washington, DC 20590–0002’’ and
add in their place the words ‘‘Docket
Operations Office, U.S. Department of
Transportation, Room W12–140, 1200
New Jersey Avenue SE, Washington, DC
20590–0001’’.
■
§ 201.7
[AMENDED]
7. In § 201.7(e), remove the words
‘‘Office of Aviation Analysis’’ and add
in their place the words ‘‘Office of
International Aviation’’.
■
The Amendment
khammond on DSKBBV9HB2PROD with RULES4
Authority: 49 U.S.C. Chapters 401, 411,
413, 415, 417, and 461.
In consideration of the foregoing, and
under the authority of 49 U.S.C. 322, the
Department amends title 14, chapter II
of the Code of Federal Regulations as
follows:
PART 203—WAIVER OF WARSAW
CONVENTION LIABILITY LIMITS AND
DEFENSES
PART 200—DEFINITIONS AND
INSTRUCTIONS
■
1. The authority citation for part 200
continues to read as follows:
Authority: 49 U.S.C. Chapters 401, 411,
413, 415, 417.
■
VerDate Sep<11>2014
18:38 Apr 15, 2019
Jkt 247001
8. The authority citation for part 203
continues to read as follows:
PO 00000
Frm 00006
Fmt 4701
Sfmt 4700
9. Section 203.3 is revised to read as
follows:
■
§ 203.3 Filing requirements for adherence
to Montreal Convention.
All direct U.S. and foreign air carriers
shall have and maintain in effect and on
file in the Department’s Docket
Operations Office (DOT–OST–1995–
236) on OST Form 4523 a signed
counterpart to Agreement 18900, an
agreement relating to liability
limitations of the Warsaw Convention
and Hague Protocol, (the Montreal
Agreement), dated May 13, 1966, and/or
a signed counterpart of any amendment
or replacement to such Agreement that
may be approved by the Department and
to which the air carrier or foreign air
carrier becomes a party. U.S. air taxi
operators registering under part 298 of
this chapter and Canadian charter air
taxi operators registering under part 294
of this chapter may comply with this
requirement by filing completed OST
Forms 4507 and 4523, respectively, in
accordance with the provisions of those
parts.
§ 203.4
[AMENDED]
10. Amend § 203.4 as follows:
a. In paragraph (a), remove the words
‘‘Tariffs Division’’ and add in their place
the words ‘‘Pricing and Multilateral
Affairs Division’’.
■ b. In paragraph (b), remove the
reference ‘‘§ 221.175’’ and add in its
place the reference ‘‘§ 221.105’’.
■
■
PART 204—DATA TO SUPPORT
FITNESS DETERMINATIONS
11. The authority citation for part 204
continues to read as follows:
■
Authority: 49 U.S.C. Chapters 401, 411,
417.
12. Throughout part 204, remove the
words ‘‘the Statute’’ and add in their
place ‘‘49 U.S.C. Subtitle VII’’.
■ 13. In § 204.2, paragraphs (b) and (e)
are revised to read as follows:
■
§ 204.2
Definitions.
*
*
*
*
*
(b) Certificate authority means
authority to provide air transportation
granted by the Secretary of
Transportation in the form of a
certificate of public convenience and
necessity under 49 U.S.C. 41102 or an
all-cargo air transportation certificate to
perform all-cargo air transportation
under 49 U.S.C. 41103. Certificated
carriers are those that hold certificate
authority, including those carriers
operating by law under the regulatory
provisions under the Department’s
predecessor.
*
*
*
*
*
E:\FR\FM\16APR4.SGM
16APR4
Federal Register / Vol. 84, No. 73 / Tuesday, April 16, 2019 / Rules and Regulations
(e) Eligible place means a place in the
United States that meets the specified
criteria outlined in 49 U.S.C. Chapter
417.
*
*
*
*
*
§ 204.4
[REMOVED AND RESERVED]
20. The authority citation for part 206
continues to read as follows:
■
Authority: 49 U.S.C. Chapters 401, 415,
417, 419.
14. Section 204.4 is removed and
reserved.
■
■
21. Throughout part 206, remove the
phrase ‘‘of the Statute’’ and add in its
place ‘‘of 49 U.S.C. Subtitle VII’’.
■
PART 207—[REMOVED]
§ 204.5
■
[AMENDED]
15. Amend § 204.5 as follows:
a. In paragraph (c), remove the words
‘‘Washington, DC 20590, or by
electronic submission at https://
dms.dot.gov.’’ and add in their place the
words ‘‘1200 New Jersey Avenue SE,
Washington, DC 20590, or by electronic
submission at https://
www.regulations.gov.’’
■ b. In paragraph (d), remove the words
‘‘Washington, DC 20590.’’ and add in
their place the words ‘‘1200 New Jersey
Avenue SE, Washington, DC 20590.’’
§ 204.7
[AMENDED]
16. In § 204.7(b), remove the words
‘‘Documentary Services Division,
Department of Transportation’’ and add
in their place the words ‘‘Docket
Operations Office, U.S. Department of
Transportation.’’
■
PART 205—AIRCRAFT ACCIDENT
LIABILITY INSURANCE
■
24. The authority citation for part 211
continues to read as follows:
■
Authority: 49 U.S.C. Chapters 401, 411,
413, 415, 417.
§ 211.2
§ 205.6
§ 211.20
*
*
*
*
(b) * * *
(2) Liability assumed by the carrier
under an agreement to raise the liability
limitations of the Warsaw Convention
by signing a counterpart to an agreement
of carriers (such as the Montreal
Agreement, 18900, signed May 13, 1966,
agreeing to a limit on the carrier’s
liability for injury or death of passengers
of $75,000 per passenger), or any
amendment to such agreement that may
be approved by the Department and to
which the carrier becomes a party.
VerDate Sep<11>2014
18:38 Apr 15, 2019
Jkt 247001
[AMENDED]
26. In § 211.20(c)(2)(i), remove the
colon and add in its place a semicolon.
■
[AMENDED]
27. In § 211.31(d), remove the period
and add in its place ‘‘; and’’.
[AMENDED]
28. In § 211.32, remove the words
‘‘section 801(a) of the Federal Aviation
Act’’ and add in their place ‘‘49 U.S.C.
41307’’.
■
Prohibited exclusion of coverage.
*
[AMENDED]
25. In § 211.2(b), remove the words
‘‘subpart F’’ and add in their place the
words ‘‘subpart E’’.
■
§ 211.32
18. In § 205.4(a), remove the reference
‘‘https://ostpxweb.dot.gov’’ and add in its
place ‘‘https://www.transportation.gov/
policy/aviation-policy/licensing/UScarriers’’.
■ 19. In § 205.6, revise the section
heading and paragraph (b)(2) to read as
follows:
[AMENDED]
34. In § 213.1, remove ‘‘This
regulation’’ and add in its place ‘‘This
part’’.
■
§ 213.5
PART 211—APPLICATIONS FOR
PERMITS TO FOREIGN AIR CARRIERS
Authority: 49 U.S.C. Chapters 401, 411,
413, 417.
■
§ 213.1
[AMENDED]
[AMENDED]
36. In § 213.5(c), remove ‘‘Rule 14 of
part 302 of this chapter’’ and add in its
place ‘‘§ 302.14 of this chapter (Rule 14
of part 302)’’.
■
17. The authority citation for part 205
continues to read as follows:
[AMENDED]
Authority: 49 U.S.C. Chapters 401, 411,
413, 415, 417.
35. In § 213.2, remove ‘‘Rule 14 of part
302’’ and add in its place ‘‘§ 302.14 of
this chapter (Rule 14 of part 302)’’.
23. Part 208 is removed.
■
§ 205.4
33. The authority citation for part 213
continues to read as follows:
■
■
PART 208—[REMOVED]
■
PART 213—TERMS, CONDITIONS AND
LIMITATIONS OF FOREIGN AIR
CARRIER PERMITS
§ 213.2
22. Part 207 is removed.
§ 211.31
■
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PART 206—CERTIFICATES OF PUBLIC
CONVENIENCE AND NECESSITY:
SPECIAL AUTHORIZATIONS AND
EXEMPTIONS
15925
PART 214—TERMS, CONDITIONS,
AND LIMITATIONS OF FOREIGN AIR
CARRIER PERMITS AUTHORIZING
CHARTER TRANSPORTATION ONLY
37. Add an authority citation for part
214 to read as follows:
■
Authority: 49 U.S.C. 40101, 40102, 40109,
40113, 41504, 41708, 41712, and 46101.
PART 215—USE AND CHANGE OF
NAMES OF AIR CARRIERS, FOREIGN
AIR CARRIERS AND COMMUTER AIR
CARRIERS
38. The authority citation for part 215
continues to read as follows:
■
Authority: 49 U.S.C. Chapters 401, 411,
413, 417.
39. Section 215.1 is revised to read as
follows:
■
§ 215.1
PART 212—CHARTER RULES FOR
U.S. AND FOREIGN DIRECT AIR
CARRIERS
29. The authority citation for part 212
continues to read as follows:
■
Authority: 49 U.S.C. 40101, 40102, 40109,
40113, 41101, 41103, 41504, 41702, 41708,
41712, 46101.
§ 212.3
[AMENDED]
30. In § 212.3, paragraph (c)(i) is
redesignated as paragraph (c)(1).
■
§ 212.10
[AMENDED]
31. In § 212.10(e)(1), remove the
words ‘‘part in interest’’ and add in their
place the word ‘‘person’’.
■
§ 212.11
[AMENDED]
32. In § 212.11(b)(1), remove the
words ‘‘authority sought to covered’’
and add in their place the words
‘‘authority sought is covered’’.
■
PO 00000
Frm 00007
Fmt 4701
Sfmt 4700
Applicability.
This part applies to all certificated air
carriers, commuter air carriers, and
foreign direct air carriers and to initial
and amended applications for authority,
applications for certificate or permit
transfers or reissuances, and registration
of business names.
§ 215.4
[AMENDED]
40. Amend § 215.4 as follows:
a. In paragraph (a), remove the words
‘‘Licensing Division’’ and add in their
place the words ‘‘Foreign Air Carrier
Licensing Division’’.
■ b. In paragraph (b), remove ‘‘Docket
17325’’ and add in its place ‘‘Docket
DOT–OST–1995–236.’’
■
■
PART 216—COMMINGLING OF BLIND
SECTOR TRAFFIC BY FOREIGN AIR
CARRIERS
41. The authority citation for part 216
continues to read as follows:
■
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16APR4
15926
Federal Register / Vol. 84, No. 73 / Tuesday, April 16, 2019 / Rules and Regulations
Authority: 49 U.S.C. Chapters 401, 413,
417.
add in its place ‘‘appendix A of this
part’’.
42. Throughout part 216, remove the
words ‘‘Board’’ and ‘‘Board’s’’ wherever
they appear and add in their place the
words ‘‘Department’’ and
‘‘Department’s’’, respectively.
■
§ 216.1
[AMENDED]
50. In § 217.6, remove ‘‘the Appendix
to § 217.10 of this part’’ and add in its
place ‘‘appendix A of this part’’.
■
§ 217.10
[AMENDED]
■
■
§ 216.3
§ 217.11
[AMENDED]
44. In § 216.3, remove the words
‘‘section 402 of the Act’’ and add in
their place ‘‘49 U.S.C. 41301’’.
[AMENDED]
45. In § 216.4(a), remove the words
‘‘Director, Bureau of International
Aviation’’ and add in their place the
words ‘‘Director, Office of International
Aviation’’.
■
§ 216.5
[AMENDED]
46. In § 216.5, remove the words ‘‘part
375 of the Department’s Special
Regulations’’ and add in their place
‘‘part 375 of this chapter (the
Department’s Special Regulations)’’.
■
PART 217—REPORTING TRAFFIC
STATISTICS BY FOREIGN AIR
CARRIERS IN CIVILIAN SCHEDULED,
CHARTER, AND NONSCHEDULED
SERVICES
47. The authority citation for part 217
is revised to read as follows:
■
Authority: 49 U.S.C. 329, 41102, 41301,
41708, and 41709.
§ 217.5
[AMENDED]
48. In § 217.5, remove ‘‘the appendix
to § 217.10 of this part’’ everywhere it
appears and add in its place ‘‘appendix
A of this part’’.
■
§ 217.6
[AMENDED]
49. In § 217.6(a), remove ‘‘the
appendix to § 217.10 of this part’’ and
■
A–3—Airport
code
A–4—Airport
code
[AMENDED]
52. In § 217.11(b), remove the words
‘‘subject to a maximum fine of $10,000
or imprisonment for not more than 5
years, or both,’’.
■ 53. Add appendix A to read as
follows:
■
■
§ 216.4
[AMENDED]
51. Amend § 217.10 as follows:
a. Remove ‘‘the appendix to this
section’’ and add in its place ‘‘appendix
A to this part’’.
■ b. Remove the appendix to the
section.
43. Amend § 216.1 as follows:
a. In paragraph (a), remove the
definition for ‘‘Act’’.
■ b. In paragraph (b), remove the words
‘‘section 101 of the Act’’ and add in
their place ‘‘49.U.S.C. 40102’’.
■
■
khammond on DSKBBV9HB2PROD with RULES4
§ 217.8
Appendix A to Part 217—Instructions
to Foreign Air Carriers for Reporting
Traffic Data on Form 41 Schedule T–
100(f)
(a) General instructions.
(1) Description. Form 41 Schedule T–100(f)
provides flight stage data covering both
passenger/cargo and all cargo operations in
scheduled and nonscheduled services. The
schedule is used to report all flights which
serve points in the United States or its
territories as defined in this part.
(2) Applicability. Each foreign air carrier
holding a section 41302 permit or exemption
authority shall file Schedule T–100(f).
(3) Reports required by this section shall be
submitted to the Bureau of Transportation
Statistics in a format specified in accounting
and reporting directives issued by the Bureau
of Transportation Statistics’ Director of
Airline Information.
(4) Filing period. Form 41 Schedule T–
100(f) shall be filed monthly and is due at the
Department thirty (30) days following the
end of the reporting month to which the data
are applicable.
(b) Preparation of Form 41 Schedule T–
100(f):
(1) Explanation of nonstop segments and
on-flight markets. There are two basic
categories of data, one pertaining to nonstop
segments and the other pertaining to on-flight
A–5—Service class
(mark an X)
markets. For example, the routing (A–B–C–D)
consists of three nonstop segment records A–
B, B–C, and C–D, and six on-flight market
records A–B, A–C, A–D, B–C, B–D, and C–
D.
(2) Guidelines for reporting a nonstop
segment. A nonstop segment is reported
when one or both points are in the United
States or its territories. These data shall be
merged with that for all of the other
reportable nonstop operations over the same
segment. Nonstop segment data must be
summarized by aircraft type, under
paragraph (h)(1) of this appendix, and class
of service, paragraph (g)(1)(v) of this
appendix.
(3) Rules for determining a reportable onflight market. On-flight markets are
reportable when one or both points are
within the U.S., with the following
exceptions: (i) Do not report third country to
U.S. markets resulting from flight itineraries
which serve a third country prior to a
homeland point in flights passing through
the homeland bound for the U.S.; and (ii) do
not report U.S. to third country markets
resulting from itineraries serving third
country points subsequent to a homeland
point in flights outbound from the U.S. and
passing through the homeland. In reporting
data pertaining to these two exceptions, the
traffic moving to or from the U.S. relating to
the applicable prior or subsequent third
countries (referred to as ‘‘behind’’ or
‘‘beyond’’ traffic) is to be combined with the
applicable foreign homeland gateway point,
just as though the traffic were actually
enplaned or deplaned at the homeland
gateway, without disclosure of the actual
prior or subsequent points. Applicable flights
are illustrated in examples (6) and (7) under
paragraph (c) of this appendix.
(c) Examples of flights. Following are some
typical flight itineraries that show the
reportable nonstop segment and on-flight
market entries. The carrier’s homeland is the
key factor in determining which on-flight
markets are reportable.
(1) SQ flight # 11 LAX—NRT—SIN. This is
an example of a flight with an intermediate
foreign country. It is not necessary to report
anything on the NRT—SIN leg.
SQ—Singapore Airlines
LAX—Los Angeles, USA
NRT—Tokyo-Narita, Japan
SIN—Singapore, Singapore
By aircraft type—
Sum of all aircraft types—
Origin
Destination
F
G
L
P
Q
B–1—Aircraft
type code
B–2—
Revenue
aircraft
departures
B–3—
Revenue
passengers
transported
B–4—
Revenue
freight
transported
(kg)
LAX ....................
LAX ....................
NRT ...................
SIN ....................
X
X
....
....
....
....
....
....
....
....
8161
........................
12
........................
2400
........................
4800
........................
(2) SQ flight #15 LAX—HNL—TPE—SIN.
This is an example of two U.S. points, an
intermediate third country, and a homeland
point. Information is reportable on only the
VerDate Sep<11>2014
18:38 Apr 15, 2019
Jkt 247001
on-flight markets and nonstop segments that
consist of one or both U.S. points.
SQ—Singapore Airlines
LAX—Los Angeles, USA
PO 00000
Frm 00008
Fmt 4701
Sfmt 4700
C–1—Total
revenue
passengers
in market
400
2000
HNL—Honolulu, USA
TPE—Taipei, Taiwan
SIN—Singapore, Singapore
E:\FR\FM\16APR4.SGM
16APR4
C–2—Total
revenue freight
in market (kg)
500
4300
15927
Federal Register / Vol. 84, No. 73 / Tuesday, April 16, 2019 / Rules and Regulations
A–3—Airport
code
A–4—Airport
code
A–5—Service class
(mark an X)
Origin
Destination
F
G
L
P
Q
B–1—Aircraft
type code
LAX ....................
LAX ....................
LAX ....................
HNL ...................
HNL ...................
HNL ...................
TPE ...................
SIN ....................
TPE ...................
SIN ....................
X
X
X
X
X
....
....
....
....
....
....
....
....
....
....
....
....
....
....
....
....
....
....
....
....
8161
........................
........................
8161
........................
(3) LB flight # 902 LPB–VVI–MAO–CCS–
MIA. This flight serves two homeland points
and two different foreign countries before
terminating in the U.S. Nonstop segment
information is required only for the nonstop
segment involving a U.S. point. On-flight
market information is required in 4 of the 10
A–3—Airport
code
A–4—Airport
code
Origin
Destination
CCS ...................
LPB ....................
VVI .....................
MAO ..................
MIA
MIA
MIA
MIA
....................
....................
....................
....................
A–3—Airport
code
A–4—Airport
code
F
G
L
P
Q
X
X
X
X
....
....
....
....
....
....
....
....
....
....
....
....
....
....
....
....
8161
........................
........................
........................
G
L
P
Q
AMS ...................
TLV ....................
TLV ....................
ORD ...................
AMS ...................
ORD ..................
ORD ..................
LAX ...................
LAX ...................
LAX ....................
X
X
X
X
X
....
....
....
....
....
....
....
....
....
....
....
....
....
....
....
....
....
....
....
....
8161
........................
........................
8161
........................
CNS
SYD
BNE
HNL
...................
...................
...................
...................
HNL
HNL
HNL
YVR
...................
...................
...................
...................
18:38 Apr 15, 2019
B–4—
Revenue
freight
transported
(kg)
31
........................
........................
........................
6900
........................
........................
........................
71000
........................
........................
........................
B–3—
Revenue
passengers
transported
B–4—
Revenue
freight
transported
(kg)
1
........................
........................
1
........................
350
........................
........................
150
........................
10000
........................
........................
4500
........................
By aircraft type—
L
P
Q
B–1—Aircraft
type code
B–2—
Revenue
aircraft
departures
B–3—
Revenue
passengers
transported
X
X
X
X
....
....
....
....
....
....
....
....
....
....
....
....
....
....
....
....
8161
........................
........................
8161
5
........................
........................
5
2200
........................
........................
750
41000
........................
........................
15700
Fmt 4701
Sfmt 4700
0
1100
4000
1000
C–2—Total
revenue freight
in market (kg)
0
20000
30000
12000
C–1—Total
revenue
passengers
in market
50
150
125
0
25
C–2—Total
revenue freight
in market (kg)
1500
4000
3000
0
1500
Sum of all aircraft types—
G
Frm 00009
C–1—Total
revenue
passengers
in market
SYD—Sydney, Australia
BNE—Brisbane, Australia
CNS—Cairns, Australia
HNL—Honolulu, USA
YVR—Vancouver, Canada
F
PO 00000
0
1300
4000
800
6000
Sum of all aircraft types—
B–4—
Revenue
freight
transported
(kg)
Jkt 247001
0
700
2000
1200
1000
TLV—Tel Aviv, Israel
AMS—Amsterdam, Netherlands
ORD—Chicago, USA
LAX—Los Angeles, USA
B–2—
Revenue
aircraft
departures
and cargo shall be shown as enplanements in
the NRT–SFO on-flight market entry. These
volumes are included by definition in the
C–2—Total
revenue freight
in market (kg)
Sum of all aircraft types—
B–3—
Revenue
passengers
transported
flight market entries involving the U.S. point
HNL are also required. Data are not required
on the homeland to homeland markets, or the
homeland—third country markets.
QF—Qantas Airways (Australia)
C–1—Total
revenue
passengers
in market
LB—Lloyd Aero Boliviano
LPB—La Paz, Bolivia
VVI—Santa Cruz-Viru Viru, Bolivia
MAO—Manaus, Brazil
CCS—Caracas, Venezuela
MIA—Miami, USA
B–2—
Revenue
aircraft
departures
A–5—Service class
(mark an X)
(6) JL flight #002 HKG—NRT—SFO. This
flight originates in a third country prior to
the homeland. No data is required on the
HKG–NRT leg, but the HKG–SFO passengers
VerDate Sep<11>2014
5300
........................
........................
6800
........................
By aircraft type—
F
Destination
2700
........................
........................
2200
........................
A–5—Service class
(mark an X)
Destination
Origin
12
........................
........................
12
........................
its homeland origination. The information on
the TLV–AMS leg is not reportable.
LY—El Al Israel Airlines
Origin
A–4—Airport
code
B–4—
Revenue
freight
transported
(kg)
By aircraft type—
B–1—Aircraft
type code
A–3—Airport
code
B–3—
Revenue
passengers
transported
markets, LPB–MIA and VVI–MIA, since these
involve homeland and U.S. points; MAO–
MIA is necessary to show traffic carried into
the U.S., and CCS–MIA for the same reason,
and also because in all cases where a nonstop
segment entry is required, a corresponding
on-flight market entry must also be reported.
B–1—Aircraft
type code
(5) QF flight #25 SYD—BNE—CNS—
HNL—YVR. This flight serves three
homeland points, a U.S. point, and a
subsequent third country. Nonstop segment
information is required on the respective legs
into and out of the United States. All on-
Sum of all aircraft types—
B–2—
Revenue
aircraft
departures
A–5—Service class
(mark an X)
(4) LY flight #005 TLV–AMS–ORD–LAX.
This flight serves a single foreign
intermediate point and two U.S. points after
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By aircraft type—
C–1—Total
revenue
passengers
in market
400
600
600
150
C–2—Total
revenue freight
in market (kg)
8000
10000
9000
1700
passenger and cargo transported volumes of
the NRT–SFO nonstop segment entry.
JL—Japan Air Lines
HKG—Hong Kong, Hong Kong
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NRT—Tokyo-Narita, Japan
A–3—Airport
code
A–4—Airport
code
SFO—San Francisco, USA
A–5—Service class
(mark an X)
Origin
Destination
F
G
L
P
Q
NRT ...................
SFO ...................
X
....
....
....
....
(7) JL flight #001 SFO–NRT–HKG. This
flight is the reverse sequence of flight #002
above; it requires a nonstop segment entry
covering SFO–NRT, and a single on-flight
market entry also for SFO–NRT. In this case,
A–3—Airport
code
A–4—Airport
code
F
G
L
P
Q
SFO ...................
NRT ...................
X
....
....
....
....
8161
F
G
L
P
Q
LHR ...................
ANC ...................
ANC ...................
ANC ...................
NRT ...................
OSA ...................
X
X
X
....
....
....
....
....
....
....
....
....
....
....
....
8161
8161
........................
1
Frm 00010
B–4—
Revenue
freight
transported
(kg)
400
C–1—Total
revenue
passengers
in market
20000
18000
400
C–2—Total
revenue freight
in market (kg)
20000
LHR—London, England
ANC—Anchorage, USA
NRT—Tokyo-Narita, Japan
OSA—Osaka, Japan
Sum of all aircraft types—
B–3—
Revenue
passengers
transported
B–4—
Revenue
freight
transported
(kg)
10
10
........................
3000
3150
........................
50000
55000
........................
Sfmt 4700
1200
C–2—Total
revenue freight
in market (kg)
Sum of all aircraft types—
B–2—
Revenue
aircraft
departures
Fmt 4701
C–1—Total
revenue
passengers
in market
JL—Japan Air Lines
SFO—San Francisco, USA
NRT—Tokyo-Narita, Japan
HKG—Hong Kong, Hong Kong
B–3—
Revenue
passengers
transported
nonstop segment data, rather than on a
separate schedule.
(3) Section C—On-flight market
information. Section C of the schedule is
used for reporting on-flight market data.
There will always be an on-flight market that
corresponds to the nonstop segment. Because
the on-flight market data are reported at the
service class level rather than by aircraft
type, a specific flight may produce more onflight markets than nonstop segments, (see
examples in paragraph (c) of this appendix),
resulting in data reported in sections A and
C only.
(f) [Reserved]
(g) Data element definitions:
(1) Service pattern information.
(i) Line A–1 Carrier code. Use the carrier
code established by the Department. This
code is provided to each carrier in the initial
reporting letter from the Office of Airline
Information (OAI). If there are any questions
about these codes, contact the OAI Data
Administration Division at the address in
paragraph (a)(3) of this appendix.
(ii) Line A–2 Report date. This is the year
and month to which the data are applicable.
For example, 200009 indicates the year 2000,
and the month of September.
(iii) Line A–3 Origin airport code. This is
the departure airport, where an aircraft
PO 00000
18000
By aircraft type—
Destination
Jkt 247001
1200
U.S., and all three of the on-flight markets
which have the U.S. point ANC as either an
origin or destination.
BA—British Airways
Origin
18:38 Apr 15, 2019
B–2—
Revenue
aircraft
departures
B–1—Aircraft
type code
B–1—Aircraft
type code
VerDate Sep<11>2014
3
A–5—Service class
(mark an X)
(d) Provisions to reduce paperwork:
(1) Nonstop Segment Entries. The flight
stage data applicable to nonstop segment
entries must be summarized to create totals
by aircraft equipment type, within service
class, within pairs-of-points.
(2) On-flight Market Entries. The
applicable on-flight market entries shall be
summarized to create totals by service class
within pair-of-points.
(e) Preparation of Schedule T–100 (f):
(1) Section A—Indicative and flight pattern
information. A copy of Schedule T–100(f) is
shown at the end of this appendix. Section
A defines the origin and destination points
and the service class code to which the
nonstop segment data in Section B and the
on-flight market data in Section C are
applicable. Section A information, along with
the carrier code and report date, must be
included on each schedule.
(2) Section B—Nonstop segment
information. Section B of the schedule is
used for reporting nonstop segment
information by aircraft type. To reduce the
number of schedules reported, space is
provided for including data on multiple
different aircraft types. Similarly, the onflight market section has been included on a
single Schedule T–100(f), along with the
B–4—
Revenue
freight
transported
(kg)
B–3—
Revenue
passengers
transported
By aircraft type—
Destination
A–4—Airport
code
8161
Sum of all aircraft types—
the on flight traffic enplaned at SFO and
destined for HKG, a beyond homeland point,
shall be included in the SFO–NRT entry; a
separate SFO–HKG entry is not required.
Origin
A–3—Airport
code
B–2—
Revenue
aircraft
departures
B–1—Aircraft
type code
A–5—Service class
(mark an X)
(8) BA flight #5 LHR–ANC–NRT–OSA.
This example contains a single homeland
point and a single U.S. point followed by two
third country points. It is necessary to report
the nonstop segments into and out of the
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By aircraft type—
C–1—Total
revenue
passengers
in market
100
100
150
C–2—Total
revenue freight
in market (kg)
1000
2500
1500
begins a flight segment, and where the
passengers originate in an on-flight market.
Use the 3-letter code from the City/Airport
Codes section of the Official Airline Guide
Worldwide Edition. If no 3-letter code is
available, OAI will assign one; the address is
in paragraph (a)(3) of this appendix.
(iv) Line A–4 Destination airport code.
This is the arrival airport, where an aircraft
stops on a flight segment, and where
passengers deplane (get off the flight) after
reaching their destination in a market. Use
the 3-letter code from the source described in
paragraph (g)(1)(iii) of this appendix.
(v) Line A–5 Service class code. Select one
of the following single letter codes which
describes the type of service being reported
on a given flight operation.
F = Scheduled Passenger/cargo Service
G = Scheduled All-cargo Service
L = Nonscheduled Civilian Passenger/Cargo
Charter
P = Nonscheduled Civilian All-Cargo Charter
Q = Nonscheduled Services (Other than
Charter)
(2) Nonstop segment information:
(i) Line B–1 Aircraft type code. Use the
four digit numeric code prescribed in
paragraph (h)(1) of this appendix. If no
aircraft type code is available, OAI will
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assign one. The address is in paragraph (a)(3)
of this appendix.
(ii) Line B–2 Aircraft departures
performed. This is the total number of
physical departures performed with a given
aircraft type, within service class and pair-ofpoints.
(iii) Line B–3 Revenue passengers
transported. This is the total number of
revenue passengers transported on a given
nonstop segment. It represents the total
number of revenue passengers on board over
the segment without regard to their actual
point of enplanement.
(iv) Line B–4 Revenue freight transported.
This item is the total weight in kilograms (kg)
of the revenue freight transported on a given
nonstop segment without regard to its actual
point of enplanement.
(3) On-flight market information:
(i) Line C–1 Total revenue passengers in
market. This item represents the total number
of revenue passengers, within service class,
that were enplaned at the origin airport and
deplaned at the destination airport.
(ii) Line C–2 Total revenue freight in
market. This item represents the total weight
in kilograms (kg) of revenue freight enplaned
at the origin and deplaned at the destination
airport.
(h) [Reserved]
(i) Joint Service.
(1) The Department may authorize joint
service operations between two direct air
carriers. Examples of these joint service
operations are:
Blocked-space agreements;
Part-charter agreements;
Code-sharing agreements;
Wet-lease agreements, and similar
arrangements.
(2) Joint-service operations shall be
reported on BTS Form 41 Schedules T–100
and T–100(f) by the air carrier in operational
control of the flight, i.e., the air carrier that
uses its flight crew to perform the operation.
If there are questions about reporting a jointservice operation, contact the BTS Assistant
Director—Airline Information at the address
in paragraph (a)(3) of this appendix.
(j) [Reserved]
PART 218—LEASE BY FOREIGN AIR
CARRIER OR OTHER FOREIGN
PERSON OF AIRCRAFT WITH CREW
54. The authority citation for part 218
is revised to read as follows:
■
Authority: 49 U.S.C. 40113 and 41301.
§ 218.2
[AMENDED]
55. In § 218.2, remove the words
‘‘section 402 of the Act’’ and add in
their place ‘‘49 U.S.C. 41301’’.
khammond on DSKBBV9HB2PROD with RULES4
■
§ 218.3
[AMENDED]
56. Amend § 218.3 as follows:
■ a. In paragraph (a)(1), remove the
words ‘‘section 402 of the Act’’ and add
in their place ‘‘49 U.S.C. 41301’’.
■ b. In paragraph (a)(2), remove the
words ‘‘section 416 of the Act’’ and add
in their place ‘‘49 U.S.C. 40109’’.
■
VerDate Sep<11>2014
18:38 Apr 15, 2019
Jkt 247001
c. In paragraphs (a)(2) and (3), remove
the word ‘‘Board’’ and add in its place
the word ‘‘Department’’.
■
§ 218.5
[AMENDED]
57. In § 218.5, remove the word
‘‘Board’’ each place it appears and add
in its place the word ‘‘Department’’.
■
§ 218.6
[AMENDED]
58. In § 218.6, remove the word
‘‘Board’’ and add in its place the word
‘‘Department’’.
■
PART 221—TARIFFS
59. The authority citation for part 221
continues to read as follows:
■
Authority: 49 U.S.C. 40101, 40109, 40113,
46101, 46102, chapter 411, chapter 413,
chapter 415 and chapter 417, subchapter I.
60. Throughout part 221, remove the
words ‘‘of the statute’’ and add in their
place ‘‘of 49 U.S.C. Subtitle VII’’.
■
§ 221.3
[AMENDED]
61. In § 221.3, remove the definitions
for ‘‘Department’’ and ‘‘Statute’’.
■ 62. Section 221.105 is revised to read
as follows:
■
§ 221.105 Special notice of limited liability
under international treaty.
(a)(1) In addition to the other
requirements of this subpart, each air
carrier and foreign air carrier which, to
any extent, avails itself of the limitation
on liability to passengers provided by an
international treaty, shall, at the time of
delivery of the ticket, furnish to each
passenger whose transportation is
governed by the international treaty and
whose place of departure or place of
destination is in the United States, the
following statement in writing:
Advice to International Passengers on
Limitations of Liability
Passengers embarking upon a journey
involving an ultimate destination or a
stop in a country other than the country
of departure are advised that the
provisions of an international treaty (the
Warsaw Convention, the 1999 Montreal
Convention, or other treaty), as well as
a carrier’s own contract of carriage or
tariff provisions, may be applicable to
their entire journey, including any
portion entirely within the countries of
departure and destination. The
applicable treaty governs and may limit
the liability of carriers to passengers for
death or personal injury, destruction or
loss of, or damage to, baggage, and for
delay of passengers and baggage.
Additional protection can usually be
obtained by purchasing insurance from
a private company. Such insurance is
not affected by any limitation of the
carrier’s liability under an international
PO 00000
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Fmt 4701
Sfmt 4700
15929
treaty. For further information please
consult your airline or insurance
company representative.
(2) The statement prescribed in
paragraph (a)(1) of this section shall be
printed or displayed in type at least as
large as 10-point modern type and in a
form that contrasts with the stock or
background on:
(i) Each ticket, including electronic
tickets;
(ii) A piece of paper either placed in
the ticket envelope with the ticket or
attached to the ticket; or
(iii) The ticket envelope.
(3) When a carrier is a signatory of a
Department-approved intercarrier
agreement implementing an
international treaty, and such agreement
contains specific text a carrier may use
as a notice to international passengers
regarding carrier liability, the carrier
may substitute the exact text contained
in the intercarrier agreement in lieu of
the required text of the notice quoted in
paragraph (a)(1) of this section.
(b) By December 31, 2019, each air
carrier and foreign air carrier which, to
any extent, avails itself of the limitation
on liability to passengers provided by an
international treaty, shall also cause to
be displayed continuously in a
conspicuous public place at each desk,
station, and position in the United
States which is in the charge of a person
employed exclusively by it or by it
jointly with another person, or by any
agent employed by such air carrier or
foreign air carrier to sell tickets to
passengers whose transportation may be
governed by an international treaty and
whose place of departure or destination
may be in the United States, a sign
which shall have printed thereon the
statement prescribed in paragraph (a)(1)
of this section.
(c) It shall be the responsibility of
each carrier to ensure that travel agents
authorized to sell air transportation for
such carrier comply with the notice
provisions of paragraphs (a) and (b) of
this section.
(d) Any air carrier or foreign air
carrier subject to the provisions of this
section which wishes to use a notice of
limited liability of its own wording, but
containing the substance of the language
prescribed in paragraphs (a) and (b) of
this section, may substitute a notice of
its own wording upon approval by the
Department.
(e) The requirements as to time and
method of delivery of the notice
(including the size of type) specified in
paragraphs (a) and (b) of this section
and the requirement with respect to
travel agents specified in paragraph (c)
of this section may be waived by the
Department upon application and
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showing by the carrier that special and
unusual circumstances render the
enforcement of the regulations
impractical and unduly burdensome
and that adequate alternative means of
giving notice are employed.
(f) Applications for relief under
paragraphs (d) and (e) of this section
shall be filed with the Department’s
Office of International Aviation not later
than 15 days before the date on which
such relief is requested to become
effective.
(g) Notwithstanding any other
provisions of this section, no air taxi
operator subject to part 298 of this
subchapter shall be required to give the
notices prescribed in this section, either
in its capacity as an air carrier or in its
capacity as an agent for an air carrier or
foreign air carrier.
§ 221.106
§ 222.5
Appendix A to Part 222 [REMOVED]
■ 69. Appendix A to part 222 is
removed.
PART 223—FREE AND REDUCEDRATE TRANSPORTATION
70. The authority citation for part 223
is revised to read as follows:
■
71. Section 223.1 is revised to read as
follows:
■
63. Section 221.106 is removed and
reserved.
■
PART 222—INTERMODAL CARGO
SERVICES BY FOREIGN AIR
CARRIERS
§ 223.1
64. The authority citation for part 222
is revised to read as follows:
Authority: 49 U.S.C. 40113 and 41301.
§ 222.2
[AMENDED]
65. In § 222.2(a) and (d), remove the
word ‘‘Board’’ each place it appears and
add in its place the word ‘‘Department’’.
■ 66. In § 222.3, paragraphs (a) and (b)
are revised to read as follows:
■
§ 222.3 Application for Statement of
Authorization.
(a) Application for a Statement of
Authorization shall be filed with the
Department’s Foreign Air Carrier
Licensing Division, Office of
International Aviation, in duplicate, on
OST Form 4500. In most cases, the
Department will act upon applications
for Statements of Authorization within
60 days.
(b) Persons objecting to an application
for a Statement of Authorization shall
file their objections with the Foreign Air
Carrier Licensing Division, Office of
International Aviation, within 28 days
of the filing date of the application. The
Department will list the names and
nationalities of all persons applying for
Statements of Authorization in its
Weekly Summary of Filings.
*
*
*
*
*
§ 222.4
[AMENDED]
67. Amend § 222.4 as follows:
a. In paragraph (a) introductory text,
remove the word ‘‘Board’’ and add in its
place the word ‘‘Department’’.
■
■
VerDate Sep<11>2014
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Jkt 247001
[AMENDED]
68. In § 222.5, remove the word
‘‘Board’’ each place it appears and add
in its place the word ‘‘Department’’.
■
Authority: 49 U.S.C. 40113, 40114, and
41711.
[REMOVED AND RESERVED]
■
khammond on DSKBBV9HB2PROD with RULES4
b. In paragraph (a)(1), remove ‘‘CAB
Form 222’’ and ‘‘Form 222’’ and add in
their place ‘‘OST Form 4500’’ and
‘‘Form 4500’’, respectively.
■ c. In paragraph (b), remove the word
‘‘Board’s’’ and add in its place the word
‘‘Department’s’’.
■
Definitions.
As used in this part, unless the
context otherwise requires:
Affiliate of a carrier means a person:
(1) Who controls that carrier, or is
controlled by that carrier or by another
person who controls or is controlled by
that carrier; and
(2) Whose principal business in
purpose or in fact is:
(i) The holding of stock in one or
more carriers;
(ii) Transportation by air or the sale of
tickets therefor;
(iii) The operation of one or more
airports, one or more of which are used
by that carrier or by another carrier who
controls or is controlled by that carrier
or that is under common control with
that carrier by another person; or
(iv) Activities related to the
transportation by air conducted by that
carrier or by another carrier that
controls or is controlled by that carrier
or which is under common control with
that carrier by another person.
Air carrier means the holder of a
certificate of public convenience and
necessity issued by the Department
under 49 U.S.C. 41102 authorizing the
carriage of persons. This definition is
applicable to a holder of a certificate
issued by the Civil Aeronautics Board
before its sunset in 1984.
Attendant means any person required
by a passenger with a disability in order
to travel, whether or not that person’s
services are required while the
passenger with a disability is in an
aircraft.
Carrier means:
(1) An air carrier;
(2) An all-cargo air carrier operating
under 49 U.S.C. 41102, 41103;
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Fmt 4701
Sfmt 4700
(3) A foreign air carrier;
(4) An intrastate carrier;
(5) An air taxi (including a commuter
air carrier) operating under part 294 or
298 of this chapter; and
(6) Any person operating as a
common carrier by air, or in the carriage
of mail by air, or conducting
transportation by air, in a foreign
country.
Delivery flight means a flight from a
point in the United States where a
carrier has taken delivery of a newly
manufactured aircraft to any point or
points on its route system.
Foreign air carrier means the holder
of a permit issued by the Department
under 49 U.S.C. 41302 authorizing the
carriage of persons. This definition is
applicable to a holder of a certificate
issued by the Civil Aeronautics Board
before its sunset in 1984.
Free transportation means the carriage
by an air carrier or foreign air carrier of
any person or property (other than
property owned by that carrier) in air
transportation without compensation
therefore.
Inaugural flight means a flight on an
aircraft type being introduced by a
carrier for the first time on a route, even
if that aircraft type has been used by
that carrier on other routes or on that
route by other carriers.
Passenger with a disability means any
person who has a physical or mental
impairment (other than drug addiction
or alcoholism), that substantially limits
one or more major life activities.
Pass means a written authorization,
other than actual ticket stock, issued by
a carrier for free or reduced-rate
transportation of persons or property.
Reduced-rate transportation means
the carriage by an air carrier or foreign
air carrier of any person or property
(other than property owned by such
carrier) in air transportation for a
compensation less than that specified in
the tariffs of that carrier on file with the
Department and otherwise applicable to
such carriage.
Retired means:
(1) With respect to carrier directors,
officers, and employees, persons
receiving retirement benefits from any
carrier; and
(2) With respect to the general public,
persons not regularly working at a fulltime paying job, and not intending to do
so in the future.
§ 223.2
[AMENDED]
72. In § 223.2, remove the words
‘‘section 401 of the Act’’ everywhere
they appear and add in their place ‘‘49
U.S.C. 41102’’.
■
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Federal Register / Vol. 84, No. 73 / Tuesday, April 16, 2019 / Rules and Regulations
§ 223.6
[AMENDED]
73. In § 223.6(c), remove the word
‘‘Board’’ and add in its place the word
‘‘Department’’.
■
§ 223.21
[AMENDED]
74. In § 223.21(a), remove the words
‘‘section 403(b) of the Act’’ and add in
their place ‘‘49 U.S.C. 41511’’.
■
§ 223.22
[AMENDED]
75. In § 223.22:
a. In the introductory text, remove the
words ‘‘sections 403 and 404(b) of the
Act’’ and add in their place ‘‘49 U.S.C.
41510 and 41310(b)’’.
■ b. In paragraphs (b) introductory text
and (b)(1), remove the word ‘‘Board’’
and add in its place the word
‘‘Department’’.
■
■
§ 223.23
[AMENDED]
76. In § 223.23(a), remove the word
‘‘Board’’ and add in its place the word
‘‘Department’’.
■
§ 223.25
[AMENDED]
77. In § 223.25(c), remove the word
‘‘Board’’ and add in its place the word
‘‘Department’’.
■
PART 232—[REMOVED]
■
78. Part 232 is removed.
PART 234—AIRLINE SERVICE
QUALITY PERFORMANCE REPORTS
79. The authority citation for part 234
is revised to read as follows:
■
Authority: 49 U.S.C. 329, 41708, and
41709.
PART 240—INSPECTION OF
ACCOUNTS AND PROPERTY
80. Add an authority citation for part
240 to read as follows:
■
Authority: 49 U.S.C. 40113, 40114, 41711,
41708, and 41709.
81. Section 240.1 is revised to read as
follows:
■
khammond on DSKBBV9HB2PROD with RULES4
§ 240.1
Interpretation.
(a) In the exercise of the authority
granted by 49 U.S.C. 41709, the
authority of any special agent or auditor
to inspect and examine lands, buildings,
equipment, accounts, records,
memorandums, papers or
correspondence shall include the
authority to make such notes and copies
thereof as he or she deems appropriate.
(b) The terms ‘‘special agent’’ and
‘‘auditor’’ are construed to mean any
employee of the Office of Aviation
Enforcement and Proceedings and any
other employee of the Department
specifically designated by it or by the
Director, Office of Security.
(c) The issuance in the form set forth
in this paragraph (c) of an identification
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Jkt 247001
card and credentials to any such
employee shall be construed to be an
order and direction of the Department to
such individual to inspect and examine
lands, buildings, equipment, accounts,
records, and memorandums in
accordance with the authority conferred
on the Department by 49 U.S.C. Subtitle
VII.
THE UNITED STATES OF AMERICA,
DEPARTMENT OF
TRANSPORTATION, OFFICE OF THE
SECRETARY OF TRANSPORTATION
[photo]
[number]
[expiration date]
IS APPOINTED
[title]
The bearer of this credential whose
name and photograph appear hereon is
authorized to enter upon, to inspect,
and examine lands, buildings (including
airport facilities), and equipment
(including aircraft) of air carriers and
foreign air carriers, and to inspect and
copy records and papers of air carriers,
foreign air carriers and ticket agents, in
performance of his/her duties under 49
U.S.C. 41709, related acts, and
regulations of the Department.
BY DIRECTION OF THE SECRETARY
§ 240.2
[AMENDED]
82. Amend § 240.2 as follows:
a. Remove the word ‘‘Board’’ and add
in its place the word ‘‘Department’’.
■ b. Remove the word ‘‘him’’ and add in
its place the words ‘‘him or her’’.
■ c. Remove ‘‘(a)’’ and ‘‘(b)’’.
■ d. Remove the word ‘‘he’’ and add in
its place the words ‘‘he or she’’.
■
■
PART 241—UNIFORM SYSTEM OF
ACCOUNTS AND REPORTS FOR
LARGE CERTIFICATED AIR CARRIERS
83. The authority citation for part 241
is revised to read as follows:
■
Authority: 49 U.S.C. 329, 41101, 41708,
and 41709.
Section 01
[REMOVED AND RESERVED]
84. Section 01 is removed and
reserved.
■ 85. In Section 03, remove the
definition for ‘‘Act’’ and revise the
definitions for ‘‘Air transportation,
charter’’ and ‘‘Route, certificated’’ to
read as follows:
■
Section 03 Definitions for Purposes of
This System of Accounts and Reports.
*
*
*
*
*
Air transportation, charter. Air
transportation authorized pursuant to 49
U.S.C. 41102.
*
*
*
*
*
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15931
Route, certificated. The route(s) over
which an air carrier is authorized to
provide air transportation by a
Certificate of Public Convenience and
Necessity issued by the Department of
Transportation pursuant to 49 U.S.C.
41102. This definition is applicable to
an air carrier issued a Certificate of
Public Convenience by the Civil
Aeronautics Board before its sunset in
1984.
*
*
*
*
*
Section 04
[AMENDED]
86. In Section 04(b), remove the words
‘‘The Office of Airline Statistics’’ and
add in their place ‘‘The Office of Airline
Information’’.
■
Section 12
[AMENDED]
87. In Section 12, under heading 77,
in paragraph (b), remove the words ‘‘, in
the absence of such action by the Civil
Aeronautics Board,’’.
■
Sec. 19–6
[AMENDED]
88. In Sec. 19–6(b)(2), remove the
words ‘‘Department under Title IV of
the Federal Aviation Act of 1958, as
amended,’’ and add in their place the
words ‘‘Department under 49 U.S.C.
Subtitle VII,’’.
■ 89. Amend Sec. 19–7 as follows:
■ a. In paragraph (a), in the last
sentence, remove ‘‘K–25’’ and add in its
place ‘‘RTS–42’’.
■ b. In appendix A, subsection I.B., in
the first paragraph, revise the last
sentence.
The revision reads as follows:
■
Sec. 19–7
survey.
Passenger origin-destination
*
*
*
*
*
Appendix A to § 19–7—Instructions to
Air Carriers for Collecting and
Reporting Passenger Origin-Destination
Survey Statistics
*
*
*
*
*
I. * * *
B. * * *
* * * The authority for these instructions
is found in 14 CFR part 241, sec. 19–7.
*
*
Section 21
*
*
*
[AMENDED]
90. Amend Section 21(a) as follow:
a. Remove the words ‘‘subject to the
Federal Aviation Act of 1958, as
amended,’’.
■ b. Remove the words ‘‘Civil
Aeronautics Board’’ and add in their
place the word ‘‘BTS’’.
■ 91. Amend Section 22 as follows:
■ a. In paragraph (a), in the table
entitled ‘‘List of Schedules in the BTS
Form 41 Report’’, revise the entry for
Schedule No. P–2.
■
■
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b. In paragraphs (c) and (j), remove the
word ‘‘Board’’ each place it appears and
add in its place the word ‘‘BTS’’.
The revision reads as follows:
■
Section 22
General Reporting Instructions.
(a) * * *
LIST OF SCHEDULES IN BTS FORM 41 REPORT
[See footnotes at end of table]
Applicability by carrier group
Schedule No.
Title
Filing frequency
I
*
P–2 ..................................
*
*
*
*
Notes to BTS Form 41 report .............
*
*
*
Section 24
*
*
*
[AMENDED]
92. In Section 24, Schedule P–5.1, in
paragraph (e), remove the words
‘‘Board’s Information Management
Division’’ and add in their place the
words ‘‘Office of Airline Information,
RTS–42’’.
■
*
Act of 1958, as amended’’ and add in
their place ‘‘49 U.S.C. Subtitle VII
(Transportation)’’.
§§ 247.2 through 247.10
RESERVED]
[ADDED AND
99. The authority citation for part 248
is revised to read as follows:
■
93. The authority citation for part 243
continues to read as follows:
■
Authority: 49 U.S.C. 40101, 40101nt.,
40105, 40113, 40114, 41708, 41709, 41711,
41501, 41702, 41712, 44909, 46301, 46310,
46316; section 203 of Pub. L. 101–604, 104
Stat. 3066 (22 U.S.C. 5501–5513), Title VII of
Pub. L. 104–264, 110 Stat. 3213 (22 U.S.C.
5501–5513) and Pub. L. 105–148, 111 Stat.
2681 (49 U.S.C. 41313.)
Authority: 49 U.S.C. 329, 41102, 41708,
and 41709.
§ 243.11
[AMENDED]
94. In § 243.11(c), remove the words
‘‘Family Support Services’’ and add in
their place the words ‘‘Transportation
Disaster Assistance’’.
■
§ 243.13
95. Amend § 243.13(c) as follows:
a. Remove the words ‘‘Dockets
Facility (SVC–121.30)’’ and add in their
place the words ‘‘Dockets Management
Facility (M–90)’’.
■ b. Remove the words ‘‘by July 1, 1998,
or, for covered airlines beginning
operations after July 1, 1998,’’.
■
■
Authority: 49 U.S.C. chapter 401.
101. The authority citation for part
249 continues to read as follows:
Authority: 49 U.S.C. 329 and chapters 401,
411, 413, 417.
[AMENDED]
102. In §§ 249.6(a) and 249.10, remove
‘‘this regulation’’ and add in its place
‘‘this part’’.
■
[AMENDED]
PART 251—CARRIAGE OF MUSICAL
INSTRUMENTS
105. The authority citation for part
251 continues to read as follows:
■
§ 251.1
[AMENDED]
Frm 00014
Fmt 4701
[AMENDED]
106. In § 251.1, remove the definition
for ‘‘FAA’’.
■
PART 253—NOTICE OF TERMS OF
CONTRACT OF CARRIAGE
107. The authority citation for part
253 is revised to read as follows:
■
Authority: 49 U.S.C. 40113, 40114, 41501,
41504, 41506, 41509, 41510, 41511, 41702,
and 41711.
§ 253.1
[AMENDED]
108. In § 253.1, remove the words ‘‘of
this rule’’ and add in their place ‘‘of this
part’’.
■
§ 253.2
[AMENDED]
109. In § 253.2, remove the words
‘‘This rule’’ and add in their place ‘‘This
part’’.
■
§ 253.7
[AMENDED]
110. In § 253.7, remove the reference
‘‘§ 399.87’’ and add in its place the
reference ‘‘§ 399.88’’.
■
PART 257—DISCLOSURE OF CODESHARING ARRANGEMENTS AND
LONG-TERM WET LEASES
Authority: 49 U.S.C. 40113(a) and 41712.
§ 257.3
[AMENDED]
112. Amend § 257.3 as follows:
a. Revise the definition of ‘‘Designator
code’’.
■ b. Redesignate paragraph (g) as an
undesignated paragraph.
■
■
104. In § 249.9, remove ‘‘these
regulations’’ and add its place ‘‘this
part’’.
PO 00000
*
111. The authority citation for part
257 continues to read as follows:
■
Jkt 247001
X
■
[AMENDED]
103. In § 249.7(b), remove the word
‘‘Board’’ and add in its place the word
‘‘Department’’.
§ 249.9
97. In § 247.1, remove the words
‘‘Titles IV and X of the Federal Aviation
■
18:38 Apr 15, 2019
PART 249—PRESERVATION OF AIR
CARRIER RECORDS
§§ 249.6 and 249.10
*
X
*
■
96. The authority citation for part 247
continues to read as follows:
■
VerDate Sep<11>2014
100. In § 248.2(b), remove the words
‘‘Board’s Office of the Comptroller’’ and
add in their place the words ‘‘Bureau of
Transportation Statistics’ (BTS) Office of
Airline Information’’.
■
§ 249.7
PART 247—DIRECT AIRPORT-TOAIRPORT MILEAGE RECORDS
§ 247.1
[AMENDED]
■
[AMENDED]
III
Authority: 49 U.S.C. 41724.
98. Add reserved §§ 247.2 through
247.10.
■
§ 248.2
*
(1)
*
PART 248—SUBMISSION OF AUDIT
REPORTS
PART 243—PASSENGER MANIFEST
INFORMATION
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*
*
Q ...................................
II
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c. In the definition of ‘‘Ticket agent’’,
remove ‘‘49 U.S.C. 40102(40)’’ and add
in its place ‘‘49 U.S.C. 40102(45)’’.
The revision reads as follows:
criteria outlined in 49 U.S.C. Chapter
417.
*
*
*
*
*
§ 257.3
PART 272—[REMOVED AND
RESERVED]
■
Definitions.
*
*
*
*
*
Designator code means the airline
designations originally allotted,
administered, and prescribed by the
Department of Transportation (DOT), by
operation of law, pursuant to 49 U.S.C.
Subtitle VII or its predecessor’s statutory
provisions still in effect by law.
*
*
*
*
*
PART 258—DISCLOSURE OF
CHANGE-OF-GAUGE SERVICES
[AMENDED]
114. In § 258.3(d), remove the
reference ‘‘40102(40)’’ and add in its
place the reference ‘‘40102(a)(45)’’.
Appendix A to Subpart E of Part 291—
Instructions to U.S. Air Carriers for
Reporting Traffic and Capacity Data on
Schedule T–100
PART 259—ENHANCED
PROTECTIONS FOR AIRLINE
PASSENGERS
115. The authority citation for part
259 continues to read as follows:
■
Authority: 49 U.S.C. 40101(a)(4),
40101(a)(9), 40113(a), 41702, and 41712.
[AMENDED]
116. In § 259.4(d) and (f), remove ‘‘this
rule’’ and add in its place ‘‘this section’’.
117. The authority citation for part
271 continues to read as follows:
■
Authority: 49 U.S.C. Chapters 401, 417.
118. In § 271.2, the definition for
‘‘Eligible place’’ is revised to read as
follows:
■
§ 271.2
Definitions.
*
*
*
*
*
Eligible place means a place in the
United States that meets the specified
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Field No.
Positions
1 ..........................
2 ..........................
3 ..........................
4 ..........................
5 ..........................
6 ..........................
7 ..........................
8 ..........................
9 ..........................
10 ........................
11 ........................
12 ........................
VerDate Sep<11>2014
1
2–6
7–12
13–15
16–18
19
20–23
24–28
29–38
39–45
46–52
53–62
18:38 Apr 15, 2019
[AMENDED]
122. In § 291.45, remove the appendix
to the section.
■ 123. Add appendix A to subpart E to
read as follows:
■
■
PART 271—GUIDELINES FOR
SUBSIDIZING AIR CARRIERS
PROVIDING ESSENTIAL AIR
TRANSPORTATION
Authority: 49 U.S.C. 329, 41103, 41708,
and 41709.
§ 291.45
Authority: 49 U.S.C. 40113(a) and 41712.
■
120. The authority citation for part
291 is revised to read as follows:
■
121. Throughout part 291, remove the
words ‘‘of the Statute’’ and add in their
place ‘‘of 49 U.S.C. Subtitle VII’’.
113. The authority citation for part
258 continues to read as follows:
§ 259.4
PART 291—CARGO OPERATIONS IN
INTERSTATE AIR TRANSPORTATION
■
■
§ 258.3
119. Part 272 is removed and
reserved.
■
(a) Format of reports—(1) Automatic Data
Processing (ADP) magnetic tape. Refer to
paragraph (d) of this appendix for
instructions pertaining to mainframe and
minicomputer reporting. The Department
will issue ‘‘Accounting and Reporting
Directives’’ to make necessary technical
changes to these T–100 instructions.
Technical changes which are minor in nature
do not require public notice and comment.
(2) Microcomputer diskette—(i) Optional
specification. If an air carrier desires to use
its personal computers (PC’s), rather than
mainframe or minicomputers to prepare its
data submissions, the following
specifications for filing data on diskette
media apply.
(ii) Reporting medium. Microcomputer
ADP data submission of T–100 information
must be on IBM compatible disks. Carriers
wishing to use a different ADP procedure
must obtain written approval to do so from
the BTS Assistant Director—Airline
Information. Requests for approval to use
alternate methods must disclose and describe
the proposed data transmission methodology.
Refer to paragraph (i) of this appendix for
microcomputer record layouts.
Mode
Jkt 247001
PO 00000
(iii) Microcomputer file characteristics.
The files will be created in ASCII delimited
format, sometimes called Data Interchange
Format (DIF). This form of recording data
provides for variable length fields (data
elements) which, in the case of alphabetic
data, are enclosed by quotation marks (‘‘) and
separated by a comma (,) or tab. Numeric
data elements that are recorded without
editing symbols are also separated by a
comma (,) or tab. The data are identified by
their juxtaposition within a given record.
Therefore, each record must contain the exact
number of data elements, all of which must
be juxtapositionally correct. Personal
computer software including most
spreadsheets, data base management
programs, and BASIC are capable of
producing files in this format.
(b) Filing date for reports. The reports must
be received at BTS within 30 days following
the end of each reporting period.
(c) Address for filing. Data Administration
Division, RTS–42, Office of Airline
Information, Bureau of Transportation
Statistics, U.S. Department of Transportation,
1200 New Jersey Avenue SE, Washington, DC
20590–0001.
(d) ADP format for magnetic tape—(1)
Magnetic tape specifications. IBM compatible
9-track EBCDIC recording. Recording density
of 6250 or 1600 bpi. The order of recorded
information is:
(i) Volume label.
(ii) Header label.
(iii) Data records.
(iv) Trailer label.
(2) [Reserved]
(e) External tape label information. (1)
Carrier name.
(2) Report date.
(3) File identification.
(4) Carrier address for return of tape reel.
(f) Standards. It is the policy of the
Department to be consistent with the
American National Standards Institute and
the Federal Standards Activity in all data
processing and telecommunications matters.
It is our intention that all specifications in
this application are in compliance with
standards promulgated by these
organizations.
(g) Volume, header, and trailer label
formats—(1) Use standard IBM label formats.
The file identifier field of the header labels
should be ‘‘T–100.SYSTEM’’.
(h) Magnetic tape record layouts for T–
100—(1) Nonstop segment record layout.
Description
1T ........................
5T ........................
6T ........................
3T ........................
3T ........................
1T ........................
4T ........................
5N ........................
10N ......................
7N ........................
7N ........................
10N ......................
Record type code (S = nonstop segment).
Carrier entity code.
Report date (YYYYMM).
Origin airport code.
Destination airport code.
Service class code (F, G, L, N, P or R).
Aircraft type code.
Revenue departures performed (F, G, L, N, P, R510).
Available capacity payload (lbs) (F, G, L, N, P, R270).
Available seats (F, L, N310).
Passengers transported (F, L, N130).
Rev freight transported (F, G, L, N, P, R237) (in lbs).
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Field No.
13
14
15
16
Positions
........................
........................
........................
........................
63–72
73–77
78–87
88–97
Mode
Description
10N ......................
5N ........................
10N ......................
10N ......................
Revenue mail transported (F, G, L, N, P, R239) (in lbs).
Revenue aircraft departures scheduled (F, G520).
Rev hrs, ramp-to-ramp (F, G, L, N, P, R630) (in minutes).
Rev hrs, airborne (F, G, L, N, P, R610) (in minutes).
T = Text.
N = Numeric.
(2) On-flight market record layout.
Field No.
1
2
3
4
5
6
7
8
9
Positions
..........................
..........................
..........................
..........................
..........................
..........................
..........................
..........................
..........................
1
2–6
7–12
13–15
16–18
19
20–26
27–36
37–46
Mode
Description
1T ........................
5T ........................
4T ........................
3T ........................
3T ........................
1T ........................
7N ........................
10N ......................
10N ......................
Record type: M = on-flight market record.
Carrier entity code.
Report date (YYYYMM).
Origin airport code.
Destination airport code.
Service class code (F, G, L, N, P or R).
Total passengers in market (F, L, N110).
Rev freight in market (F, G, L, N, P, R217) (in lbs).
Revenue mail in market (F, G, L, N, P, R219) (in lbs).
T = Text.
N = numeric.
(i) Record layouts for microcomputer
diskettes. The record layouts for diskette are
generally identical to those shown for
magnetic tape, with the exception that
delimiters (quotation marks, tabs and
commas) are used to separate fields. It is
necessary that the order of fields be
maintained in all records.
(1) File characteristics. The files will be
created in ASCII delimited format, sometimes
called Data Interchange Format (DIF). This
form of recording data provides for variable
length fields (data elements) which, in the
case of alphabetic data, are enclosed by
quotation marks (’’) and separated by a
comma (,) or tab. Numeric data elements that
are recorded without editing symbols are also
separated by a comma (,) or tab. The data are
identified by their juxtaposition within a
given record. Therefore, it is critical that each
record contain the exact number of data
elements, all of which must be
juxtapositionally correct. PC software
including most spreadsheets, data base
management programs, and BASIC produce
minidisk files in this format.
(2) File naming conventions for diskettes.
For microcomputer reports, each record type
should be contained in a separate DOS file
on the same physical diskette. The following
DOS naming conventions should be
followed:
(i) Record type S = SEGMENT.DAT
(ii) Record type M = MARKET.DAT
§ 291.60
[AMENDED]
124. In § 291.60(b)(2), remove the
words ‘‘Title IV of the Federal Aviation
Act of 1958, as amended’’ and add in
their place the words ‘‘49 U.S.C.
Subtitle VII (Transportation)’’.
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■
PART 294—CANADIAN CHARTER AIR
TAXI OPERATORS
125. The authority citation for part
294 continues to read as follows:
■
VerDate Sep<11>2014
18:38 Apr 15, 2019
Jkt 247001
Authority: 49 U.S.C. Chapters 401, 417.
126. Throughout part 294:
a. Remove the words ‘‘Special
Authorities Division’’ and add in their
place the words ‘‘U.S. Air Carrier
Licensing/Special Authorities
Division’’.
■ b. Remove the words ‘‘of the Statute’’
and add in their place ‘‘of 49 U.S.C.
Subtitle VII’’.
■ c. Remove the words ‘‘of the Federal
Aviation Regulations’’ and add in their
place ‘‘of this title (the Federal Aviation
Regulations)’’.
■ d. Add the words ‘‘in 14 CFR chapter
I’’ immediately following the words
‘‘FAA regulations’’.
■
■
§ 294.10
[AMENDED]
127. In § 294.10, add a period at the
end of paragraph (d).
■
§ 294.30
[AMENDED]
128. In § 294.30(c), remove the words
‘‘exemption under section 41701’’ and
add in their place the words ‘‘exemption
under 49 U.S.C. 40109’’.
PART 296—INDIRECT AIR
TRANSPORTATION OF PROPERTY
129. The authority citation for part
296 continues to read as follows
■
Authority: 49 U.S.C. Chapters 401, 417.
130. Throughout part 296, remove the
words ‘‘of the Statute’’ and add in their
place ‘‘of 49 U.S.C. Subtitle VII’’.
■
[AMENDED]
131. In § 296.3, remove the words ‘‘the
Civil Aeronautics Board’’ and add in
their place the words ‘‘its predecessor to
the extent that those actions, by law, are
still in effect’’.
■
PO 00000
Frm 00016
Fmt 4701
132. The authority citation for part
297 continues to read as follows:
■
Authority: 49 U.S.C. Chapters 401, 417.
133. Throughout part 297:
a. Remove the words ‘‘Aviation
Analysis’’ and add in their place the
words ‘‘International Aviation’’.
■ b. Remove the words ‘‘Special
Authorities Division’’ and add in their
place the words ‘‘U.S. Air Carrier
Licensing/Special Authorities
Division’’.
■ c. Remove the words ‘‘of the Statute’’
and add in their place ‘‘of 49 U.S.C.
Subtitle VII’’.
■
■
§ 297.3
[AMENDED]
134. In § 297.3(b), remove the words
‘‘bona fide asociation’’ and add in their
place the words ‘‘bona fide association’’.
■
■
§ 296.3
PART 297—FOREIGN AIR FREIGHT
FORWARDERS AND FOREIGN
COOPERATIVE SHIPPERS
ASSOCIATIONS
Sfmt 4700
PART 298—EXEMPTIONS FOR AIR
TAXI AND COMMUTER AIR CARRIER
OPERATIONS
135. The authority citation for part
298 continues to read as follows:
■
Authority: 49 U.S.C. 329 and chapters 401,
411, and 417.
136. Throughout part 298, remove the
words ‘‘of the Statute’’ and add in their
place the words ‘‘of 49 U.S.C. Subtitle
VII’’.
■ 137. Amend § 298.2 as follows:
■ a. The definition for ‘‘Eligible place’’
is revised.
■ b. In the definitions for ‘‘Maximum
payload capacity’’ and ‘‘Nonrevenue
passenger’’, add the words ‘‘in 14 CFR
■
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16APR4
Federal Register / Vol. 84, No. 73 / Tuesday, April 16, 2019 / Rules and Regulations
chapter I’’ immediately following the
words ‘‘FAA regulations’’.
■ c. Remove the definition for ‘‘Statute’’.
The revision reads as follows:
§ 298.2
Definitions.
*
*
*
*
*
Eligible place means a place in the
United States that meets the specified
criteria outlined in 49 U.S.C. Chapter
417.
*
*
*
*
*
§ 298.21
§ 298.60
[AMENDED]
138. Amend § 298.21 as follows:
a. In paragraph (a), remove the words
‘‘Program Management Branch’’ and add
in their place the words ‘‘Technical
Programs Branch’’.
■ b. In footnote 6 to paragraph (c)(1),
remove the words ‘‘Program
Management Branch, Federal Aviation
Administration, AFS–260, or on the
World Wide Web at https://www.faa.gov/
avr/afs/afs200/afs260/Part298.cfm’’ and
add in their place the words ‘‘Technical
Programs Branch, Federal Aviation
Administration, AFS–260 at (202) 267–
8166, or on the internet at https://
www.faa.gov/about/office_org/
headquarters_offices/avs/offices/afx/
afs/afs200/afs260/exemptions/’’.
■ c. In paragraph (d), in the first
sentence, remove the words ‘‘Program
Management Branch (AFS–260), 800
Independence Avenue SW, Washington,
DC 20591’’ and add in their place the
words ‘‘Technical Programs Branch
(AFS–260), 800 Independence Avenue
SW, Room 831, Washington, DC 20591’’.
■
■
§ 298.23
[AMENDED]
139. Amend § 298.23(b) as follows:
a. Remove the words ‘‘Program
Management Branch (AFS–260), 800
Independence Avenue SW, Washington,
DC 20591’’ and add in their place the
words ‘‘Technical Programs Branch
(AFS–260), 800 Independence Avenue
SW, Room 831, Washington, DC 20591’’.
■ b. Remove the words ‘‘Alaskan Region
Headquarters (AAL–230), 222 West 7th
Avenue, Box 14, Anchorage, Alaska
99513’’ and add in their place the words
‘‘Alaskan Region Headquarters
Technical Standards Branch, (AAL–
231), 222 West 7th Avenue, Box 14,
Anchorage, Alaska 99513’’.
■ 140. Amend § 298.50 as follows:
■ a. Revise paragraph (a)(3).
■ b. In paragraph (b), remove the words
‘‘Department of Transportation
Dockets,’’ and add in their place the
words ‘‘Docket Operations Office, U.S.
Department of Transportation,’’.
The revision reads as follows:
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■
■
§ 298.50
Application.
(a) * * *
VerDate Sep<11>2014
18:38 Apr 15, 2019
Jkt 247001
(3) A $670 filing fee submitted in
accordance with the provisions of
§ 389.21 of this chapter.
*
*
*
*
*
■ 141. In § 298.60, revise paragraph (a)
to read as follows:
General reporting instruction.
(a) Each commuter air carrier and
each small certificated air carrier shall
file with the Department’s Bureau of
Transportation Statistics (BTS) the
applicable schedules of BTS Form 298–
C, ‘‘A Report of Financial and Operating
Statistics for Small Aircraft Operators’’,
and Schedule T–100, ‘‘U.S. Air Carrier
Traffic and Capacity Data by Nonstop
Segment and On-Flight Market’’, as
required by this section.
*
*
*
*
*
§ 298.61
[AMENDED]
142. Amend § 298.61 as follows:
a. In paragraph (a), remove the words
‘‘AU.S. Air Carrier Traffic and Capacity
Data by Nonstop Segment and On-Flight
Market.’’ ’’ and add in their place the
words ‘‘U.S. Air Carrier Traffic and
Capacity Data by Nonstop Segment and
On-Flight Market.’’
■ b. In paragraph (b), remove the
reference ‘‘‘‘298.60’’ and add in its place
‘‘§ 298.60’’.
■ c. In paragraph (e)(2), remove the
organizational code ‘‘K–14’’ and add in
its place ‘‘RTS–42’’.
■
■
§ 298.70
[AMENDED]
15935
c. In paragraph (c)(1), remove the
words ‘‘and Media Management.’’
■ 148. Amend § 300.4 as follows:
■ a. In paragraph (c), remove the
reference ‘‘paragraph (a)’’ and in its
place add the reference ‘‘paragraph (b)
of this section’’.
■ b. Revise paragraph (d).
The revision reads as follows:
■
§ 300.4
cases.
Separation of functions in hearing
*
*
*
*
*
(d) In enforcement cases, the Office of
the Assistant General Counsel for
Aviation Enforcement and Proceedings,
under the supervision of the career
Deputy General Counsel and the
General Counsel, will conduct all
enforcement proceedings and related
investigative functions, while the noncareer Deputy General Counsel will
advise the DOT decisionmaker in the
course of the decisional process. The
Office of the Assistant General Counsel
for Aviation Enforcement and
Proceedings will report to the career
Deputy General Counsel and the
General Counsel. To ensure the
independence of these functions, this
Office and the General Counsel, for the
purpose of this section, shall be
considered an ‘‘office’’ as that term is
used in paragraph (b) of this section,
separate from the non-career Deputy
General Counsel and the rest of the
Office of the General Counsel.
143. In § 298.70(d)(2), remove the
words ‘‘Title IV of the Federal Aviation
Act of 1958, as amended’’ and add in
their place the words ‘‘49 U.S.C.
Subtitle VII (Transportation)’’.
§§ 300.8, 300.9, 300.10, 300.10a, 300.11,
300.12, 300.13, and 300.14 [REMOVED]
PART 300—RULES OF CONDUCT IN
DOT PROCEEDINGS UNDER THIS
CHAPTER
§ 300.15 [REDESIGNATED AS § 300.8 AND
AMENDED]
■
144. The authority citation for part
300 continues to read as follows:
■
Authority: 49 U.S.C. subtitle I and
chapters 401, 411, 413, 415, 417, 419, 421,
449, 461, 463, and 465.
149. Remove §§ 300.8, 300.9, 300.10,
300.10a, 300.11, 300.12, 300.13, and
300.14.
■
150. Redesignate § 300.15 as § 300.8
and amend newly redesignated § 300.8
by removing paragraph (b) and
redesignating paragraph (a) as an
undesignated paragraph.
■
§ 300.16
■
§ 300.0a
■
[REMOVED]
§§ 300.17 through 300.20 [REDESIGNATED
AS §§ 300.9 through 300.12]
145. Remove § 300.0a.
§ 300.2
[AMENDED]
[AMENDED]
147. Amend § 300.3 as follows:
a. In paragraph (b)(1), remove
‘‘(DMS)’’ and add in its place ‘‘(https://
www.regulations.gov)’’ and remove the
words ‘‘and Media Management.’’
■ b. In paragraph (b)(3), remove ‘‘https://
dms.dot.gov’’ and add in its place
‘‘www.regulations.gov’’.
■
■
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152. Redesignate §§ 300.17 through
300.20 as §§ 300.9 through 300.12,
respectively.
■
146. In § 300.2(c)(5), remove the
words ‘‘this rule’’ and add in their place
the words ‘‘this section’’.
■
§ 300.3
[REMOVED]
151. Remove § 300.16.
Sfmt 4700
PART 302—RULES OF PRACTICE IN
PROCEEDINGS
153. The authority citation for part
302 is revised to read as follows:
■
Authority: 39 U.S.C. 5402; 42 U.S.C. 4321,
49 U.S.C. Subtitle I and Chapters 401, 411,
413, 415, 417, 419, 461, 463, and 471.
154. Throughout part 302, remove the
words ‘‘of the Statute’’ and add in their
■
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place the words ‘‘of 49 U.S.C. Subtitle
VII’’.
§ 302.2
[Amended]
155. In § 302.2, remove the definition
for ‘‘Statute’’.
■
§ 302.3
[AMENDED]
156. Amend § 302.3 as follows:
a. In paragraph (a)(1), remove the
words ‘‘the DOT Dockets Management
System (DMS) internet website’’ and
add in their place ‘‘https://
www.regulations.gov’’.
■ b. In paragraph (c), remove the words
‘‘the specified DOT DMS internet
website’’ and add in their place ‘‘https://
www.regulations.gov’’.
■ c. In paragraph (d)(1)(ii), remove the
words ‘‘the DOT DMS internet website’’
and add in their place ‘‘https://
www.regulations.gov’’.
■
■
§ 302.4
[AMENDED]
157. In § 302.4, remove the words ‘‘the
DOT DMS internet website’’ each place
they appear and add in their place
‘‘https://www.regulations.gov’’.
■
§ 302.7
[AMENDED]
158. In § 302.7, remove
‘‘§ 302.4(a)(2)(iv)’’ each place it appears
and add in its place
‘‘§ 302.4(a)(2)(i)(D)’’.
■ 159. In § 302.24, paragraphs (g)(1)(iii)
through (vi), (viii), (xii), and (xiv)
through (xx) and (g)(2) and (3) are
revised to read as follows:
■
§ 302.24
Evidence.
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*
*
*
*
*
(g) * * *
(1) * * *
(iii) Reports of Traffic and Financial
Data of all U.S. Air Carriers issued by
the Department or by its predecessor.
(iv) Airline Traffic Surveys and
Passenger Origin-Destination Surveys,
Domestic or International, compiled by
the Department or its predecessor and
published and/or made available either
to the public or to parties in
proceedings.
(v) Compilations of data relating to
competition in the airline industry and
made available to the public by the
Department or its predecessor.
(vi) Passenger, mail, express, and
freight data submitted to the Department
and its predecessor as part of ER–586
Service Segment Data by U.S. carriers,
or similar data submitted to the
Department by U.S. air carriers (T–100)
or (T–100F) that are not confidential.
*
*
*
*
*
(viii) Service Mail Pay and Subsidy
for U.S. Certificated Air Carriers
published by the Department or its
predecessor, including any
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supplemental data and subsequent
issues published by the Department or
its predecessor.
*
*
*
*
*
(xii) Chart Supplements, issued by the
FAA.
*
*
*
*
*
(xiv) Monthly, quarterly and annual
reports of the Immigration and
Naturalization Service, U.S. Department
of Justice.
(xv) All forms and reports required by
the U.S. Postal Service to be filed by air
carriers authorized to transport mail.
(xvi) All orders of the Postmaster
General designating schedules for the
transportation of mail.
(xvii) Publications of the Bureau of
the Census of the U.S. Department of
Commerce (DOC) relating, but not
necessarily limited, to population,
manufacturing, business, statistics, and
any yearbooks, abstracts, or similar
publications published by DOC.
(xviii) All Official Airline Guides,
including the North American,
Worldwide, All-Cargo and quick
reference editions, including electronic
versions.
(xix) Official Railways Guide and
Russell’s Official National Motor Coach
Guide.
(xx) The Rand McNally Commercial
Atlas and Marketing Guide, and the
Rand McNally Road Atlas, United
States, Canada, and Mexico.
*
*
*
*
*
(2) Any fact contained in a document
belonging to a category enumerated in
paragraph (g)(1) of this section shall be
deemed to have been physically
incorporated into and made part of the
record in such proceedings. However,
such taking of official notice shall be
subject to the rights granted to any party
or intervener to the proceeding under
section 7(d) of the Administrative
Procedure Act (5 U.S.C. 557(d)).
(3) The decisions of the Department
and its administrative law judges may
officially notice any appropriate matter
without regard to whether or not such
items are contained in a document
belonging to the categories enumerated
in paragraph (g)(1) of this section.
However, where the decision rests on
official notice of a material fact or facts,
it will set forth such items with
sufficient particularity to advise
interested persons of the matters that
have been noticed.
*
*
*
*
*
■ 160. Throughout subpart D, remove
the word ‘‘Deputy’’ wherever it appears.
§ 302.401
[AMENDED]
161. In § 302.401, remove the words
‘‘Subtitle VII of’’.
■
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162. In § 302.603, paragraph (b) is
revised to read as follows:
■
§ 302.603 Contents of complaint or
request for determination.
*
*
*
*
*
(b) All exhibits and briefs prepared on
electronic spreadsheet or word
processing programs should be
accompanied by standard-format
electronic media containing those
submissions. Parties should submit
three copies the electronic media to
Department of Transportation Dockets
Operations Office: One copy for the
docket, one copy for the Office of
Hearings, and one copy for the Office of
Aviation Analysis. Filers should ensure
that files on the electronic media are
unalterably locked.
*
*
*
*
*
PART 303— REVIEW OF AIR CARRIER
AGREEMENTS
163. The authority citation for part
303 continues to read as follows:
■
Authority: 49 U.S.C. chapters 401, 413,
417.
164. Section 303.01 is revised to read
as follows:
■
§ 303.01
Purpose.
This part sets forth the procedures by
which applications may be made to the
Department of Transportation under 49
U.S.C. 41308 and 41309 and procedures
governing proceedings to enforce these
provisions. These procedures
supplement the rules described in part
302 of this chapter, which also apply to
the review of air carrier agreements.
■ 165. Section 303.02 is revised to read
as follows:
§ 303.02
Definitions.
(a) The term Assistant Secretary
means the Assistant Secretary for
Aviation and International Affairs, or as
delegated. As provided in 49 CFR 1.21,
the Secretary or Deputy Secretary may
exercise any authority in lieu of the
Assistant Secretary under the provisions
of this part.
(b) The term documents means:
(1) All written, recorded, transcribed
or graphic matter including letters,
telegrams, memoranda, reports, studies,
forecasts, lists, directives, tabulations,
logs, or minutes and records of
meetings, conferences, telephone or
other conversations or communications;
and
(2) All information contained in data
processing equipment or materials. The
term does not include daily or weekly
statistical reports in whose place an
annual or monthly summary is
submitted.
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(c) The term hearing means either a
show-cause proceeding as provided in
§ 303.44 or a full evidentiary hearing as
provided in § 303.45, whichever is
determined by the Assistant Secretary to
be appropriate.
(d)–(g) [Reserved]
(h) The term Section 41309
transaction means any contract,
agreement or discussion of a cooperative
working arrangement within the scope
of 49 U.S.C. 41309.
(i) [Reserved]
■ 166. Section 303.03 is revised to read
as follows:
§ 303.03
Requirement to file application.
A person who seeks approval of a
section 41309 transaction must file the
application with the Docket Operations
Office, M–30, U.S. Department of
Transportation, 1200 New Jersey
Avenue SE, Washington, DC 20590, or
by electronic submission at https://
www.regulations.gov. The application
must conform to the requirements set
forth in §§ 303.04 and 303.05.
■ 167. Amend § 303.04 as follows:
■ a. In paragraph (a), remove the words
‘‘these regulations’’ and add in their
place the words ‘‘this part’’.
■ b. Revise paragraph (i).
The revision reads as follows:
§ 303.04 General rules governing
application content, procedure and
conditions of approval.
*
*
*
*
(i) The person submitting the
application to the Department shall
send a complete copy of the application
to the Chief, Transportation Section,
Antitrust Division of the Department of
Justice, at the same time as it is filed
with the Docket Operations Office.
*
*
*
*
*
■ 168. Section 303.05(a) is revised to
read as follows:
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§ 303.05 Applications requesting antitrust
immunity.
(a) Each application must state
explicitly whether or not the applicant
seeks antitrust immunity under the
provisions of 49 U.S.C. 41308. If
antitrust immunity is requested, the
application should specify whether the
applicant seeks full immunity or
immunity only from the provisions of
sections 4, 4a and 4c of the Clayton Act,
15 U.S.C. 15, 15a, 15c. Each application
seeking antitrust immunity shall contain
a statement explaining why the
applicant believes immunity is in the
public interest and necessary in order
for the transaction to proceed.
*
*
*
*
*
■ 169. Section 303.06 is revised to read
as follows:
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Review of antitrust immunity.
The Assistant Secretary may initiate a
proceeding to review any antitrust
immunity previously conferred by the
Department’s predecessor or the
Department in any section 41309
transaction. The Assistant Secretary
may terminate or modify such immunity
if the Assistant Secretary finds after
notice and hearing that the previously
conferred immunity is not consistent
with the provisions of section 41308. In
any proceeding to review such
immunity, the proponents of the
immunity shall have the burden of
justifying the continuation of previously
conferred immunity under the
provisions of section 41308.
■ 170. Section 303.07 is revised to read
as follows:
or practice existing under a previously
approved application. The application
also, consistent with Department of
Transportation and the precedent of
DOT’s predecessor, shall contain factual
material, documentation, and argument
in support of the application. Economic
analyses, when required, shall include
full explanatory details, including data
sources and allocation methods. If the
applicants intend to rely upon market
data sources, other than those available
to the public by the Department, the
complete market data shall be included
with the application at the time of filing.
If the applicants intend to rely on public
benefits to justify approval, they shall
describe these benefits, including
foreign policy and comity
considerations.
§ 303.07
§ 303.32
Transitional rule.
If a section 41309 application or a
request for antitrust immunity under
section 41308 is pending on May 16,
2019, such application or request shall
be deemed made pursuant to the
provisions of this part as amended May
16, 2019.
■ 171. The heading of subpart D is
revised to read as follows:
Subpart D—Section 41309
Applications
172. In § 303.30, the introductory text
and paragraph (c) are revised to read as
follows:
■
*
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15937
§ 303.30 General provisions concerning
contents of applications.
A section 41309 application shall
contain the following general
information:
*
*
*
*
*
(c) If the contract, agreement or
request for authority to discuss a
cooperative working arrangement is
evidenced by a resolution or other
action of an air carrier association, the
application shall contain the resolution
or other action and a certification by an
authorized employee of the association
that the resolution or other action was
duly adopted on a certain date. The
authorized employee shall also specify
in such certification the name of each
air carrier that concurred in such
resolution or other action and the name
of each air carrier member that did not
concur.
■ 173. Section 303.31 is revised to read
as follows:
§ 303.31
Justification for the application.
A section 41309 application shall
explain the nature and purpose of the
contract, agreement or request to discuss
a cooperative working arrangement and
describe how it changes any price, rule,
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[AMENDED]
174. In § 303.32(a), remove ‘‘412
application’’ and add in its place
‘‘41309 application’’.
■ 175. In § 303.42, paragraph (a) is
revised to read as follow:
■
§ 303.42
Comments on application.
(a) Unless a different comment period
is specified by notice or order, or in a
notice of filing published in the Federal
Register, any person may file comments,
responses to the application, and/or a
request for a hearing, within 21 days of
the filing of an application.
*
*
*
*
*
§ 303.43
[AMENDED]
176. In § 303.43(b), remove ‘‘412
application’’ each place it appears and
add in its place ‘‘41309 application’’.
■
§ 303.45
[AMENDED]
177. In § 303.45(c), remove the words
‘‘these regulations’’ and add in their
place ‘‘this part’’.
■
PART 305—RULES OF PRACTICE IN
INFORMAL NONPUBLIC
INVESTIGATIONS
178. The authority citation for part
305 continues to read as follows:
■
Authority: 49 U.S.C. chapters 401, 417,
461; 5 U.S.C. 555, 556.
179. Throughout part 305, remove the
word ‘‘Deputy’’ wherever it appears.
■
§ 305.1
[AMENDED]
180. In § 305.1, remove ‘‘Title IV or
sections 101(3), 1002, 1003, or 1108(b)
of the Act’’ and add in its place ‘‘49
U.S.C. Subtitle VII, Chapter 411 or 49
U.S.C. 40102(2), 41502, 41507, 41508,
41509, 41702, 41703, or 46101’’.
■ 181. Section 305.7(b) is revised to
read as follows:
■
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§ 305.7 Issuance of investigation
subpenas.
*
*
*
*
*
(b) Witnesses subpoenaed to appear
shall be paid the fees and mileage
prescribed in § 302.27(c) of the Rules of
Practice (14 CFR 302.27(c)). Service of
such subpoenas shall be made in
accordance with the provisions of
§ 302.7 of the Rules of Practice (14 CFR
302.7).
§ 305.10
PART 325—ESSENTIAL AIR SERVICE
PROCEDURES
[AMENDED]
182. In § 305.10, add the words ‘‘of
this chapter’’ immediately following
‘‘302.12’’
■
§ 305.11
PART 313—IMPLEMENTATION OF THE
ENERGY POLICY AND
CONSERVATION ACT
184. The authority citation for part
313 continues to read as follows:
■
Authority: 42 U.S.C. 6362(b), 49 U.S.C.
Chapter 401.
185. Throughout part 313, remove the
words ‘‘of the Statute’’ and add in their
place the words ‘‘of 49 U.S.C. Subtitle
VII’’.
■
■
[AMENDED]
186. Remove § 313.3(e).
PART 323—TERMINATIONS,
SUSPENSIONS, AND REDUCTIONS OF
SERVICE
187. The authority citation for part
323 continues to read as follows:
■
Authority: 49 U.S.C. Chapters 401, 411,
417.
§ 325.1
[AMENDED]
■
Applicability.
This part applies to essential air
service determinations for communities
designated as eligible under 49 U.S.C.
41731 and to eligible place designations
and essential air service determinations
for communities that qualify under 49
U.S.C. 41732 and 41733. It applies to
the gathering of data by the Department,
and to the participation of State, local,
and other officials and other interested
persons in the designation and
determination processes.
Note to § 325.2: Criteria for
designating eligible points under section
419(b) are contained in part 270 of this
chapter. Guidelines for deciding
essential air service levels are contained
in part 398 of this chapter.
■ 194. Section 352.3 is revised to read
as follows:
Definitions.
PART 330 [REMOVED AND
RESERVED]
198. Part 330 is removed and
reserved.
■
PART 372—OVERSEAS MILITARY
PERSONNEL CHARTERS
199. The authority citation for part
372 continues to read as follows:
■
Authority: 49 U.S.C. Chapters 401, 411,
413, 417.
As used in this part, eligible place
means a place in the United States that
meets the specified criteria outlined in
49 U.S.C. Chapter 417.
■
§ 323.2
§ 325.4
§ 372.2
[AMENDED]
189. In § 323.2, the definitions for
‘‘Certificated carrier’’ and ‘‘Eligible
place’’ are revised and the definitions
for ‘‘FAA’’ and ‘‘Statute’’ are removed to
read as follows:
§ 323.2
Definitions.
*
*
*
*
*
Certificated carrier means a direct air
carrier holding authority to provide air
transportation granted by the
Department in the form of a certificate
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[AMENDED]
195. Amend § 325.4 as follows:
a. In paragraph (a) introductory text,
remove the words ‘‘section 419(b) of the
Act’’ and add in their place the words
‘‘49 U.S.C. 41731’’.
■ b. In paragraph (a)(1), remove the
words ‘‘section 401 certificate’’ each
place it appears and add in their place
the words ‘‘section 41102 certificate’’.
■ c. In paragraph (b):
■ i. Remove the words ‘‘Documentary
Services Division’’ and add in their
■
■
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[AMENDED]
197. In § 325.6(c), remove the words
‘‘under section 419(b) of a community
as an eligible place to determine
whether that place continues’’ and add
in their place the words ‘‘under 49
U.S.C. 41733 to determine whether the
community designated as an eligible
place continues’’.
■
188. Throughout part 323, remove the
words ‘‘of the Statute’’ and add in their
place the words ‘‘of 49 U.S.C. Subtitle
VII’’.
■
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§ 325.6
191. Throughout part 325, remove the
words ‘‘point’’ and ‘‘points’’ and add in
their place ‘‘place’’ and ‘‘places’’,
respectively.
■
§ 325.3
■
Determinations and designations.
§ 325.2
Authority: 49 U.S.C. Chapters 401, 417.
183. Amend § 305.11 as follows:
a. Remove the words ‘‘, and any
documentary evidence obtained in the
investigation will be returned to the
persons who produced it’’.
■ b. Remove the words ‘‘of the Rules of
Practice’’ and add in their place the
words ‘‘of this chapter (the Rules of
Practice)’’.
§ 325.5
192. In § 325.1, remove the words
‘‘under section 419 of the Act’’ and add
in their place ‘‘under 49 U.S.C. 41732’’.
■ 193. Section 325.2 is revised to read
as follows:
190. The authority citation for part
325 continues to read as follows:
[AMENDED]
place the words ‘‘Docket Operations
Office’’.
■ ii. Remove the words ‘‘section 419(f)
of the Act’’ and add in their place ‘‘49
U.S.C. 41737’’.
■ d. In paragraph (c), remove the words
‘‘Documentary Services Division’’ and
add in their place the words ‘‘Docket
Operations Office’’.
■ 196. Section 325.5 is revised to read
as follows:
DOT will issue a determination of the
essential level of air service for a place
within 6 months after each of the
following events:
(a) A notice is received that service to
an eligible place will be reduced to only
one carrier that holds a section 41102
certificate;
(b) A place is designated as an eligible
place under 49 U.S.C. 41731 and either
paragraph (c) or (d) of this section or
§ 325.7(e); or
(c) A review was conducted of
essential air service of that place under
§ 325.6.
■
■
■
§ 313.3
of public convenience and necessity
under 49 U.S.C. 41102 (Transportation)
or an all-cargo air transportation
certificate to perform all-cargo air
transportation under 49 U.S.C. 41103.
Eligible place means a place in the
United States that meets the specified
criteria outlined in 49 U.S.C. Chapter
417.
*
*
*
*
*
200. Throughout part 372, remove the
words ‘‘of the Statute’’ and add in their
place the words ‘‘of 49 U.S.C. Subtitle
VII’’.
[AMENDED]
201. In § 372.2, remove the definition
of ‘‘Statute’’.
■
§ 372.3
[AMENDED]
202. In § 372.3, remove ‘‘this
regulation’’ and add in its place ‘‘this
part’’.
■
§ 372.30
[AMENDED]
203. Amend § 372.30 as follows:
a. In paragraph (a) introductory text,
remove the words ‘‘Office of Aviation
■
■
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Analysis’’ and add in their place the
words ‘‘Office of International
Aviation’’.
■ b. In paragraph (a)(9), remove the
word ‘‘applicant’’ and add in its place
the word ‘‘applicants’’.
■ 204. Revise appendix A to part 372 to
read as follows:
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Appendix A to Part 372—Overseas
Military Personnel Charter Operator’s
Surety Bond Under Part 372 of the
Regulations of the Department of
Transportation (14 CFR Part 372)
Know all persons by these presents, that
we lll (name of charter operator) of
lll (address) as Principal (hereinafter
called ‘‘Principal’’), and lll (name of
surety) a corporation created and existing
under the laws of the State of lll (State)
as Surety (hereinafter called ‘‘Surety’’) are
held and firmly bound unto the United States
of America in the sum of lll (see
§ 372.24(a), 14 CFR part 372) for which
payment, well and truly to be made, we bind
ourselves and our heirs, executors,
administrators, successors, and assigns,
jointly and severally firmly by these presents.
Whereas Principal is an overseas military
personnel charter operator pursuant to the
provisions of part 372 of the Department’s
regulations and other rules and regulations of
the Department relating to security for the
protection of charter participants, and has
elected to file with the Department of
Transportation such a bond as will insure
financial responsibility with respect to all
monies received from charter participants for
services in connection with overseas military
personnel charters to be operated subject to
part 372 of the Department’s Special
Regulations in accordance with contracts,
agreements, or arrangements therefor, and
Whereas this bond is written to assure
compliance by Principal as an authorized
charter operator with part 372 of the
Department’s regulations, and other rules and
regulations of the Department relating to
security for the protection of charter
participants, and shall inure to the benefit of
any and all charter participants to whom
Principal may be held legally liable for any
damages herein described.
Now, therefore, the condition of this
obligation is such that if Principal shall pay
or cause to be paid to charter participants any
sum or sums for which Principal may be held
legally liable by reason of Principal’s failure
faithfully to perform, fulfill and carry out all
contracts, agreements, and arrangements
made by Principal while this bond is in effect
with respect to the receipt of moneys from
charter participants, and proper
disbursement thereof pursuant to and in
accordance with the provisions of part 372 of
the Department’s regulations, then this
obligation shall be void, otherwise to remain
in full force and effect.
The liability of Surety with respect to any
charter participant shall not exceed the
charter price paid by or on behalf of such
participant.
The liability of Surety shall not be
discharged by any payment or succession of
payments hereunder, unless and until such
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payment or payments shall amount in the
aggregate to the penalty (face amount) of the
bond, but in no event shall Surety’s
obligation hereunder exceed the amount of
said penalty.
Surety agrees to furnish written notice to
the Office of International Aviation,
Department of Transportation, forthwith of
all suits or claims made and judgments
rendered, and payments made by Surety
under this bond.
This bond shall cover the following
Charters: 1
Surety company’s bond No. llllllll
Date of flight departure llllllllll
Place of flight departure lllllllll
This bond is effective on the lll of
lll, 20lll, 12:01 a.m., standard time at
the address of Principal as stated herein and
as hereinafter provided. Principal or Surety
may at any time terminate this bond by
written notice to: U.S. Air Carrier Licensing/
Special Authorities Division, Office of
International Aviation, U.S. Department of
Transportation, 1200 New Jersey Avenue SE,
Washington, DC 20590, such termination to
become effective thirty (30) days after the
actual receipt of said notice by the
Department. Surety shall not be liable
hereunder for the payment of any damages
hereinbefore described which arise as a result
of any contracts, agreements, undertakings,
or arrangements for the supplying of
transportation and other services made by
Principal after the termination of this bond
as herein provided, but such termination
shall not affect the liability of the bond
hereunder for the payment of any damages
arising as a result of contracts, agreements, or
arrangements for the supplying of
transportation and other services made by
Principal prior to the date that such
termination becomes effective. Liability of
Surety under this bond shall in all events be
limited only to a charter participant or
charter participants who shall within sixty
(60) days after the termination of the
particular charter described herein give
written notice of claim to the charter operator
or, if it is unavailable, to Surety, and all
liability on this bond shall automatically
terminate sixty (60) days after the
termination date of each particular charter
covered by this bond except for claims made
in the time provided herein.
In witness whereof, the said Principal and
Surety have executed this instrument on the
lll day of lll, lll.
15939
PART 374—IMPLEMENTATION OF THE
CONSUMER CREDIT PROTECTION
ACT WITH RESPECT TO AIR
CARRIERS AND FOREIGN AIR
CARRIERS
205. The authority citation for part
374 is revised to read as follows:
■
Authority: 15 U.S.C. 1601–1693r; 49
U.S.C., Subtitle VII; and 12 CFR parts 1002
and 1026.
§ 374.3
[AMENDED]
206. Amend § 374.3(b) as follows:
a. Remove ‘‘12 CFR part 202’’ and add
in its place ‘‘12 CFR part 1002’’.
■ b. Remove ‘‘12 CFR part 226’’ and add
in its place ‘‘12 CFR part 1026’’.
■
■
PART 374a—EXTENSION OF CREDIT
BY AIRLINES TO FEDERAL POLITICAL
CANDIDATES
207. The authority citation for part
374a continues to read as follows:
■
Authority: 49 U.S.C. chapters 401, 411,
415, 417.
208. Section 374a.1 is revised to read
as follows:
■
§ 374a.1
Purpose.
The purpose of this part is to issue
rules pursuant to the Federal Election
Campaign Act of 1971, as amended, in
accordance with the Department’s
responsibility thereunder.
§ 374a.2
[AMENDED]
209. In § 374a.2, remove ‘‘This
regulation’’ and add in its place ‘‘this
part’’.
■
§ 374a.3
[AMENDED]
210. In § 374a.3, in the definition of
‘‘Air carrier’’, remove the words
‘‘section 401 of the Federal Aviation Act
of 1958, as amended’’ and add in their
place the words ‘‘49 U.S.C. 41102’’.
■ 211. Section 374a.5 is revised to read
as follows:
■
§ 374a.5
Exemption authority.
Air carriers are exempt from the
following provisions of 49 U.S.C.
Subtitle VII:
(a) Section 41510.
PRINCIPAL
(b) Section 41310, and any and all
Name llllllllllllllllll other provisions of 49 U.S.C. Subtitle
By: Signature and title llllllllll
VII, to the extent necessary to enable air
Witness lllllllllllllllll
carriers to comply with the provisions
SURETY
of this part.
Name llllllllllllllllll
By: Signature and title llllllllll
Witness lllllllllllllllll
Only corporations may qualify to act as
surety and they must meet the requirements
set forth in § 372.24(c) of part 372.
1 These data may be supplied in an addendum
attached to the bond.
PO 00000
Frm 00021
Fmt 4701
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PART 375—NAVIGATION OF FOREIGN
CIVIL AIRCRAFT WITHIN THE UNITED
STATES
212. The authority citation for part
375 continues to read as follows:
■
Authority: 49 U.S.C. 40102, 40103, and
41703.
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§ 375.1
Federal Register / Vol. 84, No. 73 / Tuesday, April 16, 2019 / Rules and Regulations
[AMENDED]
§ 375.19
[AMENDED]
214. In § 375.19, remove the words
‘‘section 1108(b) of the Act’’ each place
it appears and add in their place ‘‘49
U.S.C. 41703’’.
■
§ 375.22
[AMENDED]
215. In § 375.22, add ‘‘in 14 CFR
chapter I’’ immediately following
‘‘Federal Aviation Administration’’.
■
§ 375.33
[AMENDED]
216. In § 375.33, remove the word
‘‘safey’’ and add in its place the word
‘‘safety’’.
■
§ 375.35
[AMENDED]
217. In § 375.35(a)(2), remove the
words ‘‘section 402 permit’’ and add in
their place the words ‘‘section 41301
permit’’.
■ 218. Amend § 375.43 as follows:
■ a. Revise paragraph (a).
■ b. In paragraph (e)(1), remove the
words ‘‘Aviation Operations’’ and add
in their place the words ‘‘International
Aviation’’.
The revision reads as follows:
■
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§ 375.43
permit.
Application for foreign aircraft
(a) Applications for foreign aircraft
permits shall be submitted on OST
Form 4509 (see appendix A to this part),
in duplicate, addressed to the Chief,
Foreign Air Carrier Licensing Division,
X–45, Office of International Aviation.
Applications should be submitted by
email; see ‘‘Application Procedures
under Part 375’’ at
www.transportation.gov/policy/
aviation-policy/licensing/foreigncarriers.
*
*
*
*
*
§ 375.50
■
[AMENDED]
219. Amend § 375.50 as follows:
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a. In paragraph (b), remove the words
‘‘Chief, Discrete Operations Branch,
Licensing Division, P–45, Office of
Aviation Operations’’ and add in their
place the words ‘‘Chief, Foreign Air
Carrier Licensing Division, X–45, Office
of International Aviation’’.
■ b. In paragraph (e), remove the words
‘‘section 1108(b) of the Act’’ and add in
their place ‘‘49 U.S.C. 41703’’.
■ c. In paragraph (h):
■ i. Remove the words ‘‘Federal
Aviation Act’’ and add in their place
‘‘49 U.S.C. Subtitle VII’’.
■ ii. Remove the words ‘‘section 402 or
416(b) of the Act’’ and add in their place
‘‘49 U.S.C. 41301 or 41709’’.
■ 220. Section 375.60 is revised to read
as follows:
■
213. Amend § 375.1 as follows:
a. Remove the definition for ‘‘Act’’.
b. In the definition for ‘‘Air
transportation’’, remove the words ‘‘(see
section 101 (10) and (23) of the Federal
Aviation Act, 49 U.S.C. 1301)’’ and add
in their place ‘‘(see 49 U.S.C. 40102
(a)(5) and (a)(24))’’.
■ c. In the definition for ‘‘Exemption’’,
remove the words ‘‘under section 416(b)
of the Act’’ and add in their place
‘‘under 49 U.S.C. 40109’’.
■ d. In the definition for ‘‘Foreign air
carrier permit’’, remove the words
‘‘section 402 of the Act’’ and add in
their place ‘‘49 U.S.C. 41301’’.
■ e. In the definition for ‘‘Foreign
aircraft permit’’, remove the words
‘‘section 1108(b) of the Act’’ and add in
their place the words ‘‘49 U.S.C.
41703’’.
■
■
■
Jkt 247001
§ 375.60
Penalties.
The operation of a foreign aircraft
within the United States or over
adjacent territorial waters in violation of
the provisions of this part constitutes a
violation of 49 U.S.C. Subtitle VII and
of this chapter, and may, in addition,
constitute a violation of the rules of the
Federal Aviation Administration. Such
operation makes the person or persons
responsible for the violation or
violations subject to a civil penalty as
provided in 49 U.S.C. 46301, and to the
alteration, amendment, modification,
suspension or revocation of any permit
issued under this part and of any U.S.
certificate involved as provided in 49
U.S.C. 44709. Engaging in air
transportation as defined in 49 U.S.C.
Subtitle VII by a foreign aircraft without
a foreign air carrier permit issued
pursuant to 49 U.S.C. 41301 or an
exemption, or in violation of the terms
of such authority constitutes not only a
violation of this part but of Title 49,
subtitle VII, as well, which entails a
criminal penalty as set forth in 49 U.S.C.
46316.
PART 377—CONTINUANCE OF
EXPIRED AUTHORIZATIONS BY
OPERATION OF LAW PENDING FINAL
DETERMINATION OF APPLICATIONS
FOR RENEWAL THEREOF
§§ 377.2, 377.3, 377.4, 377.5, 377.10 and
377.11 [AMENDED]
223. In §§ 377.2, 377.3, 377.4, 377.5,
377.10, and 377.11, remove the word
‘‘Board’’ each place it appears and add
in its place the word ‘‘Department’’.
■
§§ 377.3, 377.4, and 377.10
[AMENDED]
224. In §§ 377.3, 377.4, and 377.10,
remove the words ‘‘section 401 of the
Act’’ and add in their place ‘‘49 U.S.C.
41102’’.
■
§ 377.10
[AMENDED]
225. Amend § 377.10 as follows:
a. In paragraphs (b) and (c)
introductory text, remove the word
‘‘Board’s’’ and add in its place the word
‘‘Department’s’’.
■ b. In paragraph (c)(3), remove the
words ‘‘section 402 of the Act and
exemptions issued under section 416’’
and add in their place the words ‘‘49
U.S.C. 41301 and exemptions issued
under 49 U.S.C. 41708’’.
■
■
PART 380—PUBLIC CHARTERS
226. The authority citation for part
380 continues to read as follows:
■
Authority: 49 U.S.C. 40101, 40102, 40109,
40113, 41101, 41103, 41301, 41504, 41702,
41708, 41712, 46101.
227. Throughout part 380:
a. Remove the words ‘‘Office of
Aviation Analysis’’ and add in their
place the words ‘‘Office of International
Aviation’’.
■ b. Remove the words ‘‘Special
Authorities Division’’ and add in their
place the words ‘‘U.S. Air Carrier
Licensing/Special Authorities
Division’’.
■ c. Remove the words ‘‘of the Statute’’
and add in their place the words ‘‘of 49
U.S.C. Subtitle VII’’.
■
■
§ 380.1
[AMENDED]
228. In § 380.1, remove the words ‘‘,
formerly Title IV of the Federal Aviation
Act of 1958, as amended’’.
■
§ 380.2
[AMENDED]
229. In § 380.2, remove the word
‘‘opertor’’ and add in its place the word
‘‘operator’’ and remove the definition
for ‘‘Statute.’’
■
221. The authority citation for part
377 continues to read as follows:
■
Authority: 49 U.S.C. Chapters 401, 461; 5
U.S.C. 558, 559.
§ 377.1
[AMENDED]
Frm 00022
Fmt 4701
[AMENDED]
230. In § 380.3(b), remove the word
‘‘and’’ and add in its place the word
‘‘through’’.
■
222. In § 377.1, in the definition for
‘‘Authorization’’, remove the words
‘‘sections 101(3), 401, 402, 408, 409, 412
and 416 of the Federal Aviation Act of
1958, as amended’’ and add in their
place ‘‘49 U.S.C. 40102, 41102, 41302,
41309, and 41708’’.
■
PO 00000
§ 380.3
Sfmt 4700
§ 380.14
[AMENDED]
231. In § 380.14, remove the word
‘‘Noting’’ and add in its place the word
‘‘Nothing’’.
■
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Federal Register / Vol. 84, No. 73 / Tuesday, April 16, 2019 / Rules and Regulations
§ 380.15
[AMENDED]
232. In § 380.15, remove the word
‘‘Subsititues’’ and add in its place the
word ‘‘Substitutes’’.
■
§ 380.32
[AMENDED]
233. Amend § 380.32 as follows:
a. In paragraph (j), remove the words
‘‘That is a charter’’ and add in their
place the words ‘‘That if a charter’’.
■ b. In paragraph (q), remove the words
‘‘That is the operator’’ and add in their
place the words ‘‘That if the operator’’.
■ c. In paragraph (t), remove the words
‘‘That the participants’’ and add in their
place the words ‘‘That the
participant’s’’.
■ d. In paragraph (v), remove the words
‘‘date or arrival’’ and add in their place
the words ‘‘date of arrival’’.
■
■
§ 380.34
[AMENDED]
234. In § 380.34(b)(2)(i), remove the
words ‘‘credit cared’’ and add in their
place the words ‘‘credit card’’.
■ 235. Revise appendices A and B to
part 380 to read as follows:
■
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Appendix A to Part 380—Public
Charter Operator’s Surety Bond Under
Part 380 of the Regulations of the
Department of Transportation (14 CFR
PART 380)
Know all persons by these presents, that
we lll (name of charter operator) lll
oflll (city) lll (state) as Principal
(hereinafter called Principal), and lll
(name of surety) a corporation created and
existing under the laws of the State of lll
(State) as Surety (hereinafter called Surety)
are held and firmly bound unto the United
States of America in the sum of $_________
_____(see 14 CFR 380.34) for which payment,
well and truly to be made, we bind ourselves
and our heirs, executors, administrators,
successors, and assigns, jointly and severally,
firmly by these presents.
Whereas Principal intends to become a
Public Charter operator pursuant to the
provisions of 14 CFR part 380 and other rules
and regulations of the Department relating to
insurance or other security for the protection
of charter participants, and has elected to file
with the Department of Transportation such
a bond as will insure financial responsibility
with respect to all moneys received from
charter participants for services in
connection with a Public Charter to be
operated subject to part 380 of the
Department’s regulations in accordance with
contracts, agreements, or arrangements
therefore, and
Whereas this bond is written to assure
compliance by Principal as an authorized
charter operator with 14 CFR part 380 and
other rules and regulations of the Department
relating to insurance and other security for
the protection of charter participants, and
shall inure to the benefit of any and all
charter participants to whom Principal may
be held legally liable for any damages herein
described.
Now, therefore, the condition of this
obligation is such that if Principal shall pay
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or cause to be paid to charter participants any
sum or sums for which Principal may be held
legally liable by reason of Principal’s failure
faithfully to perform, fulfill and carry out all
contracts, agreements, and arrangements
made by Principal while this bond is in effect
with respect to the receipt of moneys from
charter participants, and proper
disbursement thereof pursuant to and in
accordance with the provisions of 14 CFR
part 380, then this obligation shall be void,
otherwise to remain in full force and effect.
The liability of Surety with respect to any
charter participant shall not exceed the
charter price paid by or on behalf of such
participant.
The liability of Surety shall not be
discharged by any payment or succession of
payments hereunder, unless and until such
payment or payments shall amount in the
aggregate to the penalty of the bond, but in
no event shall Surety’s obligation hereunder
exceed the amount of said penalty.
Surety agrees to furnish written notice to
the U.S. Air Carrier Licensing/Special
Authorities Division, X–44, Office of
International Aviation, Department of
Transportation, forthwith of all suits or
claims filed and judgments rendered, and
payments made by Surety under this bond.
The bond shall cover the following
charters 1
Surety company’s bond No. llllllll
Date of flight departure llllllllll
Place of flight departure lllllllll
This bond is effective on the ll day of
lllllllll, 20l, 12:01 a.m.,
standard time at the address of Principal as
stated herein and as hereinafter provided.
Principal or Surety may at any time terminate
this bond by written notice to: ‘‘U.S. Air
Carrier Licensing/Special Authorities
Division (X–44), Office of International
Aviation, U.S. Department of Transportation,
1200 New Jersey Avenue SE, W–86–445,
Washington, DC 20590,’’ such termination to
become effective thirty (30) days after the
actual receipt of said notice by the
Department. Surety shall not be liable
hereunder for the payment of any damages
hereinbefore described which arise as a result
of any contracts, agreements, undertakings,
or arrangements for the supplying of
transportation and other services made by
Principal after the termination of this bond
as herein provided, but such termination
shall not affect the liability of the bond
hereunder for the payment of any damages
arising as a result of contracts, agreements, or
arrangements for the supplying of
transportation and other services made by
Principal prior to the date that such
termination becomes effective. Liability of
Surety under this bond shall in all events be
limited only to a charter participant or
charter participants who shall within sixty
(60) days after the termination of the
particular charter described herein give
written notice of claim to the charter operator
or, if it is unavailable, to Surety, and all
liability on this bond shall automatically
terminate sixty (60) days after the
1 These data may be supplied in an addendum
attached to the bond.
PO 00000
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15941
termination date of each particular charter
covered by this bond except for claims made
in the time provided herein.
In witness whereof, the said Principal and
Surety have executed this instrument on the
ll day of lllllllll, 20l.
PRINCIPAL
Name llllllllllllllllll
By: Signature and title llllllllll
Witness lllllllllllllllll
Bonding or surety company must be listed
in Best’s Insurance Reports (Fire and
Casualty) with a general policyholders’ rating
of ‘‘A’’ or better or in the Department of the
Treasury listing of companies holding
certificates of authority as acceptable sureties
on Federal bonds. In addition, the bonding or
surety company shall be one legally
authorized to issue bonds of that type in the
State(s) in which the charter flight(s)
originate. Agents must provide satisfactory
proof that they have the requisite authority
to issue this bond.
Appendix B to Part 380—Public Charter
Operators’s Surety Trust Agreement
This Trust Agreement is entered into
between lllllllllll (charter
operator) incorporated under the laws of l
lllllllllll with its principal
place of business being llllllllll
llllllllllll (hereinafter called
‘‘Operator’’), and llllllllllll
llllllll(Bank) with its principal
place of business beingllllllllll
llllllllll (hereinafter called
‘‘Trustee’’), for the purpose of creating a trust
to become effective as of the llllll
day of llllll, 20l, which trust shall
continue until terminated as hereinafter
provided.
Operator intends to become a Public
Charter operator pursuant to the provisions
of part 380 of the Department’s regulations
and other rules and regulations of the
Department relating to insurance or other
security for the protection of charter
participants, and has elected to file with the
Department of Transportation such a Surety
Trust Agreement as will insure financial
responsibility with respect to all monies
received from charter participants for
services in connection with a Public Charter
to be operated subject to part 380 of the
Department’s regulations in accordance with
contracts, agreements, or arrangements
therefore.
This Surety Trust Agreement is written to
assure compliance by Operator with the
provisions of part 380 of the Department’s
regulations and other rules and regulations of
the Department relating to insurance or other
security for the protection of charter
participants. It shall inure to the benefit of
any and all charter participants to whom
Operator may be held legally liable for any
of the damages herein described.
It is mutually agreed by and between
Operator and Trustee that Trustee shall
manage the corpus of the trust and carry out
the purposes of the trust as hereinafter set
forth during the term of the trust for the
benefit of charter participants (who are
hereinafter referred to as ‘‘Beneficiaries.’’)
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Federal Register / Vol. 84, No. 73 / Tuesday, April 16, 2019 / Rules and Regulations
Beneficiaries of the trust created by this
Agreement shall be limited to those charter
participants who meet the following
requirements:
1. Those for whom Operator or Operator’s
agent has received payment toward
participation in one or more charters
operated by or proposed to be operated by
Operator.
2. Who have legal claim or claims for
money damages against Operator by reason of
Operator’s failure faithfully to perform,
fulfill, and carry out all contracts,
agreements, and arrangements made by
Operator while this trust is in effect with
respect to the receipt of monies and proper
disbursement thereof pursuant to part 380 of
the Department’s regulations; and
3. Who have given notice of such claim or
claims in accordance with this Trust
Agreement, but who have not been paid by
Operator.
The operator shall convey to Trustee legal
title to the trust corpus, which has a value
of $lllll by the time of the execution
of this Agreement.
Trustee shall assume the responsibilities of
Trustee over the said trust corpus and shall
distribute from the trust corpus to any and
all Beneficiaries to whom Operator, in its
capacity as a Public Charter operator, may be
held legally liable by reason of Operator’s
failure faithfully to perform, fulfill, and carry
out all contracts, agreements, and
arrangements made by Operator, while this
trust is in effect with respect to the receipt
of monies and proper disbursement thereof
pursuant to part 380 of the Department’s
regulations in connection with said charters,
such damages as will discharge such liability
while this trust is in effect; Provided,
however, that the liability of the trust to any
Beneficiary shall not exceed the charter price
(as defined in part 380 of the Department’s
regulations) paid by or on behalf of any such
Beneficiary; Provided, further, that there
shall be no obligation of the trust to any
Beneficiary if Operator shall pay or cause to
be paid to any Beneficiary any sum or sums
for which Operator may be held legally liable
by reasons of its failure faithfully to perform,
fulfill, and carry out all contracts,
agreements, and arrangements made by
Operator in its capacity as Public Charter
Operator while this trust is in effect with
respect to the receipt of monies and proper
disbursement thereof pursuant to part 380 of
the Department’s regulations; and provided
still further, that the liability of the trust as
administered by Trustee shall not be
discharged by any payment or succession of
payments hereunder, unless and until such
payment or payments, shall amount in the
aggregate to $lllll. Notwithstanding
anything herein to the contrary, in no event
shall the obligation of the trust or Trustee
hereunder exceed the aggregate amount of
$lllll.
Trustee agrees to furnish written notice to
the U.S. Air Carrier Licensing/Special
Authorities Division, X–44, Office of
International Aviation, Department of
Transportation, forthwith of all suits or
claims filed and judgments rendered (of
which it has knowledge), and of payments
made by Trustee under the terms of this trust.
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The trust shall not be liable hereunder for
the payment of any damages hereinbefore
described which arise as a result of any
contracts, agreements, undertakings, or
arrangements for the supplying of
transportation and other services made by
Operator after the termination of this trust as
herein provided, but such termination shall
not affect the liability of the trust hereunder
for the payment of any damages arising as a
result of contracts, agreements, or
arrangements for the supplying of
transportation and other services made by
Operator prior to the date that such
termination becomes effective.
Liability of the trust shall in all events be
limited only to a Beneficiary or Beneficiaries
who shall within sixty days after the
termination of the particular charter give
written notice of claim to Operator or, if it
is unavailable, to Trustee, and all liability of
the trust with respect to participants in a
charter shall automatically terminate sixty
days after the termination date of each
particular charter covered by this trust except
for claims made in the time provided herein.
Sixty-one days after the completion of the
last charter covered by this Trust Agreement,
the trust shall automatically terminate except
for claims of any Beneficiary or Beneficiaries
previously made in accordance with this
Agreement still pending on and after said
sixty-first day. To the extent of such claims,
the trust shall continue until those claims are
discharged, dismissed, dropped, or otherwise
terminated. After all remaining claims which
are covered by this Trust Agreement pending
on and after the said sixty-first day have been
discharged, dismissed, dropped, or otherwise
terminated; Trustee shall convey forthwith
the remainder of the trust corpus, if any, to
Operator.
Either Operator or Trustee may at any time
terminate this trust by written notice to:
‘‘U.S. Air Carrier Licensing/Special
Authorities Division, X–44, Office of
International Aviation, U.S. Department of
Transportation, 1200 New Jersey Avenue SE,
W–86–445, Washington, DC 20590,’’ such
termination to become effective thirty days
after the actual receipt of said notice by the
Department.
In the event of any controversy or claim
arising hereunder, Trustee shall not be
required to determine same or take any other
action with respect thereto, but may await
the settlement of such controversy or claim
by final appropriate legal proceedings, and in
such event shall not be liable for interest or
damages of any kind.
Any Successor to Trustee by merger,
consolidation, or otherwise, shall succeed to
this trusteeship and shall have the powers
and obligations set forth in this Agreement.
The trust created under this Agreement
shall be operated and administered under the
laws of the State of lllllllll.
In Witness Whereof, Operator and Trustee
have executed this instrument on the date(s)
shown below.
Title llllllllllllllllll
Trustee lllllllllllllllll
(signature)
Date llllllllllllllllll
Name llllllllllllllllll
(typed or printed)
Title llllllllllllllllll
PART 385—STAFF ASSIGNMENTS
AND REVIEW OF ACTION UNDER
ASSIGNMENTS
236. The authority citation for part
385 is revised to read as follows:
■
Authority: 49 U.S.C. 329, 40101, 41101,
41301, and 41701.
237. Throughout part 385, remove the
words ‘‘of the Statute’’ and add in their
place the words ‘‘of 49 U.S.C. Subtitle
VII’’.
■
§ 385.1
[AMENDED]
238. Amend § 385.1 as follows:
a. Remove the definition for
‘‘Department’’.
■ b. In the definition of ‘‘Precedent’’,
remove the words ‘‘by the Board’’ and
add in their place the words ‘‘by its
predecessor’’.
■ c. In the definition of ‘‘Reviewing
Official’’, remove the word ‘‘Deputy’’.
■ d. Remove the definition for
‘‘Statute’’.
■
■
§ 385.2
[AMENDED]
239. In § 385.2, remove the words
‘‘and the Director, Bureau of
Transportation Statistics (BTS)’’.
■
§ 385.7
[AMENDED]
240. In § 385.7, remove the word
‘‘Deputy’’.
■ 241. Amend § 385.12 as follows:
■ a. Paragraphs (f), (h), and (i) are
removed.
■ b. Paragraphs (g), (j), and (k) are
redesignated as paragraphs (f), (g), and
(h), respectively.
■ c. Newly redesignated paragraphs (f),
(g), and (h) are revised.
■ d. New paragraph (i) is added.
The revisions read as follows:
■
§ 385.12 Authority of the Director, Office of
Aviation Analysis.
*
*
*
*
(f) To approve certificates of
insurance filed with the Department on
behalf of U.S. and foreign air carriers in
accordance with the provisions of part
205 of this chapter.
(g) With respect to mail rates:
(1) To issue show-cause orders
proposing to make modifications of a
Operator llllllllllll llll technical nature in the mail rate formula
(signature)
applicable to temporary or final service
Date llllllllllllllllll mail rate orders.
(2) To issue final orders establishing
Name llllllllllllllllll
(typed or printed)
temporary and final service mail rates:
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*
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(i) In those cases where no objection
has been filed following release of the
show-cause order, and where the rates
established are the same as those
proposed in the show-cause order; and
(ii) In those cases where it is
necessary to make modifications of a
technical nature in the rates proposed in
the show-cause order.
(3) To issue final orders amending
mail rate orders of air carriers to reflect
changes in the names of the carriers
subject to the orders.
(4) To issue a letter, in the case of air
mail contracts filed with the Department
under part 302 of this chapter against
which no complaints have been filed,
stating that the contract will not be
disapproved by the Department and
may become effective immediately.
(5) To issue final orders making
quarterly fuel rate adjustments to Alaska
bush and mainline mail rates set by the
Department under 49 U.S.C. 41901,
41902, and 41903.
(h) With respect to essential air
service (EAS) proceedings:
(1) To establish procedural dates.
(2) To issue orders setting interim
rates of compensation for carriers
required to provide essential air service.
(3) To issue orders approving a
carrier’s alternate service pattern if:
(i) The resulting level of service at the
eligible place would be equal to or
greater than the level of service earlier
determined to be essential for that place;
(ii) The community concerned does
not object to the carrier’s
implementation of the alternate service
pattern; and
(iii) The carrier is not receiving a
subsidy for the service or
implementation of the alternate service
pattern would not increase the carrier’s
subsidy.
(4) To issue orders adjusting the
operational and/or financial unit rates of
the payout formula for a carrier
receiving subsidy under section 41732
of 49 U.S.C. Subtitle VII where the
adjustment will not increase the total
amount of compensation that the carrier
will receive.
(5) To renew, up to five times in
succession, an order under section
41734 of 49 U.S.C. Subtitle VII to an air
carrier to continue providing essential
air service while the Department
attempts to find a replacement carrier.
(6) To request service and subsidy
proposals from carriers interested in
providing essential air service to an
eligible place.
(7) To issue final orders establishing
interim or final subsidy rates under
section 41732 or final adjustments of
compensation for continued service
under section 41732 in those cases
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where no objection has been filed to a
show-cause order, and where the rates
established are the same as or less than
those proposed in the approved showcause order.
(8) With respect to provisions for
terminations, suspensions, or reductions
of service under part 323 of this chapter:
(i) To require any person who files a
notice, objection, or answer to supply
additional information.
(ii) To require service of a notice,
objection, or answer upon any person.
(iii) To accept late-filed objections or
answers, upon motion, for good cause
shown.
(iv) To extend the time for filing
objections for answers, when the initial
notice has been filed earlier than
required under § 323.5 of this chapter.
(9) To issue final air carrier selection
orders establishing final subsidy rates
for EAS provided under 49 U.S.C.
41733:
(i) Where the compensation to be paid
is the same as or less than the existing
rate, and where the community does not
object to the selected option;
(ii) For EAS eligible Alaska
communities, when the subsidy rate to
be paid is less than $125,000, and where
the community does not object to the
selected option; and
(iii) In cases where only one air
carrier submitted one service or subsidy
option.
(10) With respect to provisions for
terminations, suspensions, or reductions
of service under part 323 of this chapter:
(i) To require any person who files a
notice, objection, or answer to supply
additional information.
(ii) To require service of a notice,
objection, or answer upon any person.
(iii) To accept late-filed objections or
answers, upon motion, for good cause
shown.
(iv) To extend the time for filing
objections for answers, when the initial
notice has been filed earlier than
required under § 323.5 of this chapter.
(i) To issue procedural orders or
notices in antitrust immunity cases filed
under part 303 of this chapter with
respect to:
(1) Granting or denying requests for
adjustments to procedural deadlines
where there is no objection;
(2) Making other adjustments to a
procedural schedule where the policy is
clear and consistent with precedent;
(3) Granting parties to a proceeding
access to confidential documents filed
under a request for public nondisclosure pursuant to § 302.12 of this
chapter, where providing such access is
consistent under current policy and
precedent; and
(4) In uncontested proceedings,
ordering the filing of additional
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15943
documents deemed relevant to the
Department’s consideration of the
application, including the filing of
documents for in-camera review, where
doing so is consistent with past policy
and precedent.
■ 242. Amend § 385.13 as follows:
■ a. Remove the word ‘‘and’’ at the end
of paragraph (b)(3).
■ b. Remove paragraph (b)(4).
■ c. Redesignate paragraphs (b)(2) and
(3) as (b)(3) and (4), respectively.
■ d. Add new paragraphs (b)(2), (5), and
(6).
■ e. Revise paragraphs (r) introductory
text and (r)(1).
■ f. Add paragraphs (z) through (dd).
The additions and revisions to read as
follows:
§ 385.13 Authority of the Director, Office of
International Aviation.
*
*
*
*
*
(b) * * *
(2) For general tariff exemptions that
apply to all U.S. and foreign air carriers
pursuant to 14 CFR part 293;
*
*
*
*
*
(5) Issue orders granting uncontested
applications by U.S. carriers to provide
foreign air transportation where the
carrier has already been found fit,
willing, and able to provide service of
the same basic scope or character; and
(6) Issue orders granting uncontested
applications by foreign air carriers to
provide foreign air transportation where
the course of action is clear under
current policy or precedent.
*
*
*
*
*
(r) With respect to International Air
Transport Association (IATA)
agreements filed with the Department
pursuant to sections 41309 and 41308 of
49 U.S.C. Subtitle VII, or agreements
filed pursuant to previous statutory
authority of the Department’s
predecessor:
(1) Issue orders approving,
disapproving, or exempting IATA
agreements relating to fare and rate
matters under section 41309, and
granting or denying antitrust immunity
under section 41308, where the course
of action is clear under current policy
and precedent.
*
*
*
*
*
(z) Issue orders and notices adjusting
the Standard Foreign Fare Level to
reflect percentage changes in actual
operating costs per available seat mile.
(aa) Issue notices updating the list of
country-pair markets.
(bb) With respect to Canadian charter
air taxi operations:
(1) To approve applications for
registration, or require that a registrant
submit additional information, or reject
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an application for registration for failure
to comply with part 294 of this chapter.
(2) To cancel, revoke, or suspend the
registration of any Canadian charter air
taxi operator using small aircraft
registered under part 294 of this chapter
that:
(i) Filed with the Department a
written notice that it is discontinuing
operations;
(ii) Is no longer designated by its
home government to operate the
services contemplated by its
registration;
(iii) Holds a foreign air carrier permit
under section 41302 to operate large
aircraft charters between the United
States and Canada;
(iv) Fails to keep its filed certificate of
insurance current;
(v) No longer is substantially owned
or effectively controlled by persons who
are:
(A) Citizens of Canada;
(B) The Government of Canada; or
(C) A combination of both; or
(vi) No longer holds current effective
Operations Specifications issued by the
FAA.
(3) To grant or deny requests for a
waiver of part 294 of this chapter, where
grant or denial of the request is in
accordance with current policy or
precedent.
(cc) With respect to foreign air freight
forwarders:
(1) To approve applications for
registration, or require that a registrant
submit additional information, or reject
an application for registration for failure
to comply with part 297 of this chapter.
(2) To cancel the registration of any
foreign air freight forwarder or foreign
cooperative shippers association that
files a written notice with the
Department indicating the
discontinuance of common carrier
activities.
(3) To exempt the registrant from the
requirement contained in § 297.20 of
this chapter that substantial ownership
and effective control reside in citizens
of the country that the applicant claims
as its country of citizenship, where the
course of action is clear under current
precedent or policies.
(dd) With respect to charter
operations:
(1) To grant or deny requests for
waiver of parts 212, 372, and 380 of this
chapter, where grant or denial of the
request is in accordance with
established precedent.
(2) To approve or disapprove direct
air carrier escrow agreements filed
pursuant to part 212 of this chapter.
(3) To reject or accept Public Charter
prospectuses filed under part 380 of this
chapter.
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(4) With respect to the procedures for
the registration of foreign charter
operators under subpart E of part 380 of
this chapter:
(i) To approve applications for
registration, or require that a registrant
submit additional information, or reject
an application for registration for failure
to comply with part 380 of this chapter.
(ii) To notify the applicant that its
application will require further analysis
or procedures, or is being referred to the
Assistant Secretary for Aviation and
International Affairs for formal action.
(iii) To cancel the registration of a
foreign charter operator if it files a
written notice with the Department that
it is discontinuing its charter operations.
(iv) To waive provisions of subpart E
of part 380 of this chapter.
■ 243. Revise § 385.14 to read as
follows:
§ 385.14
Authority of the General Counsel.
The General Counsel has authority to:
(a) Issue proposed or final regulations
for the purpose of making editorial
changes or corrections to the
Department’s rules and regulations to
carry out Subparts I, II and IV of Part A
of Subtitle VII of the Transportation
Code at 49 U.S.C. 40101 et seq., with the
concurrence of the staff offices primarily
responsible for the parts or sections
involved: Provided, that any final
regulation so issued shall have an
effective date not less than 20 days after
its date of publication in the Federal
Register, and shall include a brief
reference to the review procedures
established in subpart C of this part.
(b) Where a petition for review is duly
filed, reverse any rulemaking action
taken pursuant to paragraph (a) of this
section by withdrawing a proposed or
final regulation issued thereunder. Any
action taken by the General Counsel,
pursuant to the authority of this section,
shall not be subject to the review
procedures of this part.
(c) Issue orders deferring action until
after oral argument on motions
submitted by parties subsequent to the
issuance of an Administrative Law
Judge’s initial or recommended
decision.
(d) Reissue existing regulations for the
purpose of incorporating prior
amendments adopted by the
Department.
(e) Compromise any civil penalties
being imposed in enforcement cases.
(f) Issue orders initiating and
terminating informal nonpublic
investigations under part 305 of this
chapter (Procedural Regulations).
(g) Issue orders requiring air carriers
to prepare and submit within a specified
reasonable period, special reports,
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copies of agreements, records, accounts,
papers, documents, and specific
answers to questions upon which
information is deemed necessary.
Special reports shall be under oath
whenever the General Counsel so
requires.
(h) Institute and prosecute in the
proper court, as agent of the
Department, all necessary proceedings
for the enforcement of the provisions of
the act or any rule, regulation,
requirement, or order thereunder, or any
term, condition, or limitation of any
certificate or permit, and for the
punishment of all violations thereof.
Any action taken by the General
Counsel, pursuant to the authority of
this section, shall not be subject to the
review procedures of this part.
(i) Make findings regarding the
reasonable necessity for the application
of the Department’s authority to obtain
access to lands, buildings, and
equipment, and to inspect, examine,
and make notes and copies of accounts,
records, memorandums, documents,
papers, and correspondence of persons
having control over, or affiliated with,
any person subject to regulation under
Subparts I, II, and IV of Part A of
Subtitle VII of the Transportation Code
at 49 U.S.C. 40101 et seq. through
issuance of an appropriate order, letter,
or other transmittal.
(j) Issue orders denying or granting
conditional or complete confidential
treatment of information supplied by
any person to the Office of Aviation
Enforcement and Proceedings.
Confidential treatment may only be
granted upon a finding that, if the
information were in the Department’s
possession and a Freedom of
Information Act (FOIA) request were
made for the information:
(1) At the time of the confidentiality
request, the FOIA request would be
denied on the basis of one or more of
the FOIA exemptions; and
(2) At any later time, the FOIA request
would also be denied, absent a material
change in circumstances (which may
include a demonstration that the
asserted exemption does not apply).
§ 385.15
■
[REMOVED AND RESERVED]
244. Remove and reserve § 385.15.
§ 385.18
[AMENDED]
245. In § 385.18, remove the words
‘‘Chief, Coordination Section,
Documentary Services Division’’
wherever they appear and add in their
place the words ‘‘Docket Officer, Docket
Operations Office’’.
■
§ 385.19
[AMENDED]
246. In § 385.19, remove the words
‘‘Office of Aviation Information’’
■
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wherever they appear and add in their
place the words ‘‘Office of Airline
Information’’.
§ 385.32
[AMENDED]
247. In § 385.32, remove ‘‘this
regulation’’ and add in its place ‘‘this
part’’.
■ 248. Part 389 is revised to read as
follows:
■
PART 389—FEES AND CHARGES FOR
SPECIAL SERVICES
Subpart A—General Provisions
Sec.
389.1 Policy and scope.
Subpart C—Filing and Processing License
Fees
389.20 Applicability of subpart.
389.21 Payment of fees.
389.22 Failure to make proper payment.
389.23 Application for waiver or
modification of fees.
389.24 Foreign air carriers.
389.25 Schedule of processing fees.
389.26 Special rules for tariff page filings.
389.27 Refund of fee.
Authority: 49 U.S.C. 40113, 40114, 41711;
31 U.S.C. 9701; and 5 U.S.C. 552.
Subpart A—General Provisions
Policy and scope.
Pursuant to the provisions of 31
U.S.C. 9701, Fees and charges for
Government services and things of
value, and as implemented by the Office
of Management and Budget’s Circular
A–25, dated July 8, 1993, the
Department sets forth in this part fees
and charges to be paid for the use of
certain services and resources of the
Department as prescribed in this part.
Subpart B—Fees for Special Services
§ 389.10
Applicability of subpart.
This subpart describes certain
services and resources made available
by the Department and prescribes the
fees and charges for those services and
resources.
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§ 389.11
Available services and resources.
Upon request and payment of fees as
provided in this part, there are
available, with respect to documents
subject to inspection, services as
follows:
(a) Locating and copying records and
documents;
(b) Certification of copies of
documents under seal of the
Department; and
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§ 389.12
Payment of fees and charges.
The fees charged for services and
resources shall be paid for electronically
at https://www.pay.gov, a secure
government-wide collection portal,
except for charges for reporting services
that are performed under competitive
bid contracts with non-Government
firms. Fees for reporting are payable to
the firms providing the services.
Payments to pay.gov can be made
directly from a bank account or by
credit/debit card.
§ 389.1
Subpart B—Fees for Special Services
389.10 Applicability of subpart.
389.11 Available services and resources.
389.12 Payment of fees and charges.
389.13 Fees for services.
§ 389.1
(c) Transcripts of hearings and
proceedings.
Fees for services and resources
described in this subpart and subpart C
of this part are pursuant to those fees set
forth in 49 CFR part 7, subpart F, §§ 7.41
through 7.43, 7.45 and 7.46.
Subpart C—Filing and Processing
License Fees
§ 389.20
Applicability of subpart.
(a) This subpart applies to the filing
of certain documents and records with
the Department by non-government
parties, and prescribes fees for their
processing.
(b) For the purpose of this subpart,
record means an electronic tariff record
submitted to the Department under
subpart R of 14 CFR part 221, and
contains a set of information that
describes one (1) tariff fare, or a set of
information that describes one (1)
related element associated with such
tariff fare.
§ 389.21
Payment of fees.
(a) Except as provided in paragraph
(b) of this section, any document for
which a filing fee is required by § 389.25
shall be paid for electronically at https://
www.pay.gov, a secure governmentwide collection portal, unless a waiver
or modification of the filing fee has been
requested and approved. Payments can
be made directly from a bank account or
by credit/debit card.
(b) Registration for all air taxi
operators shall be accompanied by an 8
dollar ($8) registration filing fee in the
form of a check, draft, or postal money
order payable to the U.S. Department of
Transportation.
(c) Where a document seeks authority
or relief in the alternative and therefore
would otherwise be subject to more than
one filing fee, only the highest fee shall
be required.
(d) Where a document relating to a
single transaction or matter seeks
multiple authorities or relief and
therefore would otherwise be subject to
more than one filing fee, only the
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highest fee shall be required. Where a
document relating to more than one
transaction or matter seeks multiple
authorities or relief, the required filing
fee shall be determined by combining
the highest fees for each transaction or
matter. For purposes of this paragraph
(d), a specific number of charters or
inclusive tours described in one
application will be regarded as a single
transaction or matter.
(e) No fee shall be returned after the
document has been filed with the
Department, except as provided in
§§ 389.23 and 389.27.
§ 389.22
3 Fees for services.
15945
Failure to make proper payment.
In accordance with 49 CFR part 7,
subpart F, § 7.42, the Department will
assess interest on unpaid fees on the
31st day following the day on which a
notice of the amount due is first mailed
to the requestor, unless the Department
has granted an application for waiver or
modification of the fees.
§ 389.23 Application for waiver or
modification of fees.
(a) Applications may be filed asking
for waiver or modification of any fee
paid under this subpart. Each applicant
shall set forth the reasons why a waiver
or modification should be granted, and
by what legal authority.
(b) Applications asking for a waiver or
modification of fees shall be sent to the
Director, Office of Aviation Analysis,
U.S. Department of Transportation, 1200
New Jersey Avenue SE, Washington, DC
20590. This provision is in accordance
§ 385.30 of this chapter. When no
petition for review is filed with the
Department, or when the Department
reviews the Director’s decision, if the
amount found due is not paid within 10
days after receipt of notification of the
final determination, the document shall
be returned to the filing party.
§ 389.24
Foreign air carriers.
A foreign air carrier, or such carriers,
if from the same country, acting jointly,
may apply for a waiver of the
requirements of this part based on
reciprocity for U.S. air carriers
contained in the requirement of their
home governments, or as provided in a
treaty or agreement with the United
States. To apply for a waiver under this
section, foreign air carriers shall send
waiver requests to the Director, Office of
International Aviation. The request
should include applicable official
government rules, decisions, statements
of policy, or comparable evidence
concerning filing fees for U.S. air
carriers, or for all carriers serving that
country. Once a waiver has been granted
for a specific country, no further waiver
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applications need be filed for that
country.
§ 389.25
Schedule of processing fees.
(a) Document-filing fees.
Code
Document
Interstate Air Transportation
Certificate of Public Convenience and Necessity (49 U.S.C. Chapter 411)
1 .....................
2 .....................
3 .....................
4 .....................
5
6
7
8
.....................
.....................
.....................
.....................
Application for Certificate of Public Convenience and Necessity Interstate Air Transportation—Charter Authority Only.
Application for Certificate of Public Convenience and Necessity Interstate Air Transportation—Scheduled Service.
Dormant Authority ...................................................................................................................................................
Application for Certificate of Public Convenience and Necessity Interstate Air Transportation—Cargo Authority
Only.
Application to transfer Certificate of Public Convenience and Necessity Interstate Air Transportation ................
Air Taxi Registration ................................................................................................................................................
Application for Commuter Air Carrier Authorization ................................................................................................
Change of Name (registration of trade name or reissuance of certificate) ............................................................
9 .....................
10
11
12
13
...................
...................
...................
...................
850
850
290
670
290
8
670
56
Exemption Request—General (49 U.S.C. Chapter 401)
Request
Request
Request
Request
for
for
for
for
an Exemption from 49 U.S.C. Chapter 415 ........................................................................................
an Exemption from 49 U.S.C Chapter 411 .........................................................................................
an Exemption from 49 U.S.C Chapter 417 .........................................................................................
a Service Mail Rate Petition 49 U.S.C. Chapter 419 .........................................................................
53
280
120
420
Foreign Air Transportation—U.S. Carriers (49 U.S.C. Chapter 411)
14 ...................
15 ...................
16 ...................
17 ...................
18 ...................
19 ...................
Application for Certificate of Public Convenience and Necessity Foreign Air Transportation—Scheduled Service.
Amendment to Application for Certificate of Public Convenience and Necessity Foreign Air Transportation—
Scheduled Service.
Application for Certificate of Public Convenience and Necessity Foreign Air Transportation—Charter Service ...
Amendment to Application for Certificate of Public Convenience and Necessity Foreign Air Transportation—
Charter Service.
Transfer of Certificate of Public Convenience and Necessity Foreign Air Transportation—Scheduled or Charter
Service.
Change of Name (registration of trade name or reissuance of certificate) ............................................................
900
425
600
200
255
56
Foreign Air Carrier Permit (49 U.S.C. Chapter 413)
20 ...................
21 ...................
22 ...................
Foreign Air Carrier Permit—Initial Application ........................................................................................................
Foreign Air Carrier Permit—Amendment/Renewal of permit ..................................................................................
Foreign Air Carrier Permit—Amendment to application for a permit ......................................................................
760
475
215
Exemption (49 U.S.C. Chapter 401)
23
24
25
26
...................
...................
...................
...................
27 ...................
28 ...................
29 ...................
Request for an Exemption from 49 U.S.C. Chapter 415 ........................................................................................
Request for an Exemption from 49 U.S.C. Chapters 411/413 (10 or fewer flights) ..............................................
Request for an Exemption from 49 U.S.C. Chapters 411/413 (More than 10 flights) ...........................................
Request for an Exemption from 49 U.S.C. Chapters 411/413 (Filed less than 10 days before effective date requested).
Other (U.S. and foreign air carriers) .......................................................................................................................
Emergency cabotage (49 U.S.C. Chapter 401) ......................................................................................................
Relief for U.S. and foreign indirect air carriers (49 U.S.C. Chapter 401) ...............................................................
53
77
360
1 17
360
360
370
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Undocketed Items
30
31
32
33
34
35
36
37
38
39
...................
...................
...................
...................
...................
...................
...................
...................
...................
...................
Canadian Charter Air Taxi Registration ..................................................................................................................
Foreign Freight Forwarder Registration ..................................................................................................................
Foreign Tour Operator Registration ........................................................................................................................
Foreign Aircraft Permit (14 CFR part 375) .............................................................................................................
Special Authorization (14 CFR part 375) ................................................................................................................
Charter Statement of Authorization .........................................................................................................................
Intermodal Statement of Authorization ....................................................................................................................
Special Authority (14 CFR part 216) .......................................................................................................................
Fee for filing items 33–37 if filed less than time required before effective date ....................................................
IATA resolutions ......................................................................................................................................................
30
11
10
25
12
8
10
37
1 11
61
Other (U.S. and Foreign Air Carriers)
40 ...................
41 ...................
42 ...................
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Charters:
Public Charter Prospectus ...............................................................................................................................
OMPC Operation Authorization .......................................................................................................................
Waiver of Charter Regulations .........................................................................................................................
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Code
43
44
45
46
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...................
...................
...................
...................
47 ...................
48 ...................
49 ...................
Tariffs:
Pages ...............................................................................................................................................................
Special Tariff Permission .................................................................................................................................
Waiver of Tariff Regulations ............................................................................................................................
Exemption request ...........................................................................................................................................
Agreements filed under 49 U.S.C. Chapter 413
Prior Approval (docketed) ................................................................................................................................
Routine (non-docketed) ....................................................................................................................................
Application for free and reduced-rate transportation ..............................................................................................
2
12
12
371
1,080
64
16
1 Additional.
(b) Electronic tariff filing fees. The
filing fee for one (1) or more
transactions proposed in any existing
record, or for any new or canceled
records, shall be 5 cents per record;
Provided: That no fee shall be assessed
for those records submitted to the
Department pursuant to 14 CFR
221.500(b).
khammond on DSKBBV9HB2PROD with RULES4
§ 389.26
filings.
pages of the tariff are exempt from the
fee.
§ 389.27
Refund of fee.
Any fee charged under this part may
be refunded in full or in part upon
request if the document for which it is
charged is withdrawn before final action
is taken. Such requests shall be filed in
accordance with § 389.23.
Special rules for tariff page
(a) Tariffs issued by carriers. The
filing fee for tariff pages filed by U.S. air
carriers will be charged even if the tariff
includes matters involving participating
foreign air carriers. It will also be
charged if the tariff is issued by a
foreign air carrier and includes matters
involving participating U.S. air carriers,
unless the foreign air carrier has
obtained a waiver under § 389.24. The
fee will not be charged for a blank
looseleaf page unless it cancels matter
in the preceding issue of the page.
(b) Tariffs issued by publishing
agents. (1) If the tariff is issued for one
or more air carriers exclusively, the fee
will be charged for each page.
(2) If the tariff is issued for one or
more air carriers and one or more
foreign air carriers, the fee will be
charged for each page, except for those
pages that the issuing agent states
contain only:
(i) Matters pertaining exclusively to
foreign air carriers that have been
granted a waiver; or
(ii) Changes in matters pertaining to
foreign air carriers that have been
granted a waiver and that are included
on the same page with other matters that
are reissued without change.
(3) The fee will not be charged for a
blank looseleaf page unless it cancels
matters in the preceding page.
(4) No fee will be charged when two
pages are published back-to-back, one
page is not subject to the fee under
paragraph (b)(2) of this section, and the
page on the reverse is issued without
substantive change.
(5) The fee will be charged for two
looseleaf pages containing a correction
number check sheet unless all other
VerDate Sep<11>2014
18:38 Apr 15, 2019
Jkt 247001
PART 398—GUIDELINES FOR
INDIVIDUAL DETERMINATIONS OF
BASIC ESSENTIAL AIR SERVICE
Secretary may require, a carrier’s
application for Special Tariff Permission
to file a tariff for foreign air
transportation required under part 293
of this chapter on less than the notice
required by 49 U.S.C. 41504(b).
§§ 399.37, 399.40, 399.41, 399.42, 399.43,
and 399.44 [REMOVED]
257. Sections 399.37, 399.40, 399.41,
399.42, 399.43, 399.44 are removed.
■
Table following § 399.44 [Designated as
Appendix A to Subpart C of Part 399]
258. Designate the table entitled
‘‘Example of SIFL Adjustment’’, which
follows § 399.44, as appendix A to
subpart C and add a heading for
appendix A to read as follow:
■
249. The authority citation for part
398 continues to read as follows:
■
Authority: 49 U.S.C. Chapters 401, 417;
Airport and Airway Safety and Capacity
Expansion Act of 1987 (Pub. L. 100–223, Dec.
30, 1987).
§ 398.11
■
[Removed]
250. Section 398.11 is removed.
PART 399—STATEMENTS OF
GENERAL POLICY
251. The authority citation for part
399 continues to read as follows:
■
252. Throughout part 399, remove the
words ‘‘Board’’ and ‘‘Board’s’’ wherever
they appear and add in their place the
words ‘‘Department’’ and
‘‘Department’s’’, respectively.
■
[AMENDED]
253. In § 399.2(c), remove the words
‘‘section 102 of the Act’’ and add in
their place ‘‘49 U.S.C. 40101’’.
■
§ 399.4
[AMENDED]
254. In § 399.4, remove the word ‘‘the
Act’’ and add in its place the words ‘‘49
U.S.C.’’.
■
§§ 399.30, 399.31, 399.32, 399.33, and 399.34
[REMOVED]
255. Sections 399.30, 399.31, 399.32,
399.33, and 399.34 are removed.
■ 256. Section 399.35 is revised to read
as follows:
■
§ 399.35
Special tariff permission.
The Secretary of Transportation may
approve, under such terms as the
PO 00000
Frm 00029
Fmt 4701
Sfmt 4700
§ 399.60
[AMENDED]
259. In § 399.60(a), remove the words
‘‘applications under section 408 of the
Act for approval of consolidations or
acquisitions of control;’’.
■
§ 399.73
[AMENDED]
260. In § 399.73, remove ‘‘298.3’’ and
add in its place ‘‘298.2’’.
■
Authority: 49 U.S.C. 41712.
§ 399.2
Appendix A to Subpart C of Part 399—
Example of SIFL Adjustment
§ 399.80
[AMENDED]
261. In § 399.80, in the introductory
text, remove ‘‘(m)’’ and add in its place
‘‘(n)’’.
■
§ 399.81
[AMENDED]
262. Amend § 399.81 as follows:
a. In paragraph (c)(1), remove the
words ‘‘This section’’ and add in their
place the words ‘‘This paragraph (c)’’.
■ b. In paragraph (c)(2), remove the
words ‘‘this section’’ and add in their
place the words ‘‘this paragraph (c)’’.
■ c. In paragraph (c)(3), remove the
words ‘‘this paragraph’’ and add in their
place the words ‘‘this paragraph (c)’’.
■
■
§ 399.82
[AMENDED]
263. Amend § 399.82 as follows:
a. Remove paragraphs (b)(2) and (3).
b. Redesignate paragraphs (b)(4) and
(5) as (b)(2) and (3).
■ c. Add the word ‘‘or’’ at the end of
newly redesignated paragraph (b)(2).
■
■
■
E:\FR\FM\16APR4.SGM
16APR4
15948
§ 399.83
Federal Register / Vol. 84, No. 73 / Tuesday, April 16, 2019 / Rules and Regulations
[AMENDED]
264. In § 399.83, remove the words
‘‘section 411 of the Act’’ and add in
their place ‘‘49 U.S.C. 41712’’.
■ 265. Section 399.91 is revised to read
as follows:
■
§ 399.91 Air carrier participation in
programs of technical assistance to airlines
of less developed countries.
khammond on DSKBBV9HB2PROD with RULES4
This policy shall apply to proceedings
under 49 U.S.C. 41309 in which the
Department is required to make any
determination as to the public interest
or consistency with 49 U.S.C. Subtitle
VerDate Sep<11>2014
18:38 Apr 15, 2019
Jkt 247001
VII of any agreement or relationship
sought to be entered into by an air
carrier, or officer or director thereof,
with a foreign airline in connection with
the performance of some activity
pursuant to a technical assistance
contract financed by an agency of the
U.S. Government.
Subparts I and J—[REMOVED AND
RESERVED]
266. Subparts I and J, consisting of
§§ 399.101 and 399.111, respectively,
are removed and reserved.
■
PO 00000
Frm 00030
Fmt 4701
Sfmt 9990
§ 399.120
[AMENDED]
267. In § 399.120, remove the words
‘‘section 401(d)(8) of the Federal
Aviation Act’’ and add in their place
‘‘49 U.S.C. 41102 and 41110’’.
■
Issued in Washington, DC, on: February 7,
2019.
Elaine L. Chao,
Secretary of Transportation.
[FR Doc. 2019–02511 Filed 4–15–19; 8:45 am]
BILLING CODE 4910–9X–P
E:\FR\FM\16APR4.SGM
16APR4
Agencies
[Federal Register Volume 84, Number 73 (Tuesday, April 16, 2019)]
[Rules and Regulations]
[Pages 15920-15948]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2019-02511]
[[Page 15919]]
Vol. 84
Tuesday,
No. 73
April 16, 2019
Part IV
Department of Transportation
-----------------------------------------------------------------------
14 CFR Chapter II
Elimination of Obsolete Provisions and Correction of Outdated
Statutory References in Aviation Economic Regulations; Final Rule
Federal Register / Vol. 84 , No. 73 / Tuesday, April 16, 2019 / Rules
and Regulations
[[Page 15920]]
-----------------------------------------------------------------------
DEPARTMENT OF TRANSPORTATION
Office of the Secretary
14 CFR Chapter II
[Docket No. DOT-OST-2014-0140]
RIN 2105-AD86
Elimination of Obsolete Provisions and Correction of Outdated
Statutory References in Aviation Economic Regulations
AGENCY: Office of the Secretary (OST), U.S. Department of
Transportation (DOT).
ACTION: Final rule.
-----------------------------------------------------------------------
SUMMARY: The Department is amending various provisions regarding its
aviation economic regulations to eliminate any further remaining
obsolete provisions and correct outdated statutory references. This
final rule aligns with the Department's retrospective regulatory review
initiatives to modify, streamline, or repeal regulations that are
obsolete or out-of-date.
DATES: This final rule is effective May 16, 2019.
ADDRESSES: For access to the docket to read background documents or
comments received, go to https://www.regulations.gov and follow the
online instructions for accessing the docket.
FOR FURTHER INFORMATION CONTACT: Jill Laptosky or Jennifer Abdul-Wali,
Office of Regulation, U.S. Department of Transportation, 1200 New
Jersey Avenue SE, Washington, DC 20590; (202) 366-4723; fax: (202) 366-
9313; email: [email protected] or [email protected].
SUPPLEMENTARY INFORMATION:
I. Background
II. Discussion of the Final Rule
III. Comment Discussion
IV. Regulatory Analyses and Notices
A. Executive Order 12866 and DOT Regulatory Policies and
Procedures
B. Executive Order 13771 (Reducing Regulation and Controlling
Regulatory Costs)
C. Regulatory Flexibility Act
D. Executive Order 13132 (Federalism)
E. Executive Order 13175
F. Paperwork Reduction Act
G. National Enviromental Policy Act
List of Subjects
The Amendment
I. Background
In 1994, the Federal Aviation Act was revised and codified within
Subtitle VII of Title 49 of the United States Code (Pub. L. 103-272,
July 5, 1994). Since the codification, the Department has made numerous
amendments to make the CFR consistent with the provisions of the
current statute (49 U.S.C., Subtitle VII). Some provisions, however,
remained unchanged, due in part to the complexity of certain issues,
such as antitrust immunity, agreements, and waivers. This rule updates
the economic regulations by modifying language to reflect current
statutory provisions related to these remaining issues. The revised
language does not diminish any existing Civil Aeronautics Board (CAB)
provisions or precedent still in effect.
II. Discussion of the Final Rule
This rule updates the regulatory language throughout 14 CFR parts
200 through 399 in the following ways: (1) Where references to the CAB
are no longer relevant, replaces the term ``Board'' or ``CAB'', where
appropriate, with ``Department'', ``DOT'' or ``Predecessor''; (2)
removes citations to the ``Federal Aviation Act'' or ``Act'' and adds
citations to the appropriate sections of Title 49 of the United States
Code; (3) inserts current names of forms in place of outdated
references to CAB forms; (4) adds up-to-date titles for offices within
the Department; and (5) updates the authority citations, where needed.
Additional changes are as follows:
Part 204 describes the data the Department uses to support carrier
fitness determinations. Section 204.4 discusses carrier obligations for
proposing to provide essential air service. The section is no longer in
use and is obsolete. As such, the section is removed in its entirety.
Parts 207 and 208 address U.S. scheduled and charter air carrier
requirements with respect to charter trips. Both parts refer to 14 CFR
part 212 in describing carrier obligations on charter air
transportation and contain no independent obligations of their own. As
such, these parts are obsolete and are removed.
Part 221 describes carrier obligations with respect to tariffs.
This rule revises part 221 by broadening the language used to refer to
international treaties. The current regulation refers to the Warsaw
Convention, which is no longer the relevant international treaty
applicable to travelers on many itineraries. The rule updates and
simplifies existing passenger notification requirements and
consolidates such requirements into a single section. Specifically, the
rule consolidates separate notice requirements for liability from death
or injury and liability from damage to baggage into a single notice
requirement that better reflects the current international landscape,
including references to the 1999 Montreal Convention, which governs
many international itineraries originating or terminating in the United
States. Currently, a carrier's liability can be limited under the 1999
Montreal Convention to 4,694 SDR for damages caused by the delay of
passengers and 1,131 SDR for damages resulting from the destruction,
loss, damage, or delay of baggage. This rule removes references to
agreements approved by CAB order. Carriers are provided until December
31, 2019, to comply with the signage requirements of this part, while
compliance with the ticket notification changes is required on the
effective date of this final rule. Airlines for America recommends that
current stocks of paper notices be allowed to be used until exhausted.
However, the change in liability amounts occurred in 2009 and we do not
believe carriers still have significant stocks of paper notices with
outdated information. See Inflation Adjustments to Liability Limits
Governed by the Montreal Convention Effective December 30, 2009, 74 FR
59017 (Nov. 16, 2009). Moreover, the Department has consistently
required that paper and e-ticket notices used to inform consumers of
their rights and airline policies regarding such liability provide
accurate information. Accordingly, we do not believe it is appropriate
to allow airlines to continue to distribute inaccurate paper notices to
the extent any are doing so.
Part 223 sets forth rules regarding free and reduced-rate
transportation. This rule updates part 223 by removing references to
specific sections of the ``Act'' such as ``under section 408 of the
Act.'' Additionally, in Sec. 223.1, the term ``handicapped passenger''
is used to describe a person with a disability. However, under the
Americans with Disabilities Act (ADA), the current practice is to use
``person-first'' terminology (e.g., changes ``handicapped person'' to
``person with a disability''). Where applicable, as the Department
reviews its regulations, the term ``handicapped'' is replaced with the
person-first terminology in alignment with the ADA. This rule removes
the term ``Handicapped passenger'' and replaces it with the term
``passenger with a disability.''
Part 232 established procedures for a party aggrieved by an order
of the Postmaster General to request a review by DOT. In 2008,
amendments to 49 U.S.C. 41902 removed from the statute the authority
for the Secretary of Transportation to amend, modify, suspend, or
cancel an order of the Postal Service (Pub. L. 110-405, Jan. 4, 2008).
Accordingly, the statutory basis for part
[[Page 15921]]
232 regulations no longer exists and part 232 is removed.
Part 234 describes the requirements for filing airline service
quality performance reports. The existing citation of authorities for
this part contains an error. This rule corrects the error.
Part 241 describes a uniform system of accounts and reports for
large carriers. This rule removes section 01 of part 241 which restated
outdated statutory text and could lead to confusion if retained.
Part 272 established essential air service procedures for the
Freely Associated States comprising the Federated States of Micronesia
(Ponape, Truk and Yap), the Marshall Islands (Majuro and Kwajalein),
and Koror in Palau. The procedures include requirements for airlines to
file notice before suspending service, an obligation to continue to
provide service when subsidy is available, and carrier-selection
criteria. Section 272.12 states, ``These provisions shall terminate on
October 1, 1998, unless the essential air service program to the
Federated States of Micronesia, the Marshall Islands and Palau is
specifically extended by Congress.'' Congress did not extend the
program (Pub. L. 101-219, Sec. 110(b), (Dec.12,1989)). Thus, the
statutory basis for the regulation no longer exists and part 272 is
removed.
Part 300 sets forth the rules of conduct in DOT proceedings
involving aviation economic and enforcement matters. Many of these
rules set forth standards of ethical conduct applicable to DOT
employees with respect to aviation economic matters. DOT employees are
also subject to the ethics requirements of 49 CFR 99.735-1. In order to
reduce the duplicative nature of both sets of ethics requirements and
to minimize the potential for confusion over such requirements, several
sections of part 300 are removed under this rule. The resulting
regulations ensures consistent ethical standards across all employees
of the agency.
Part 302 sets forth the Rules of Practice in Proceedings before the
DOT. Part 305 describes the Rules of Practice for Informal Nonpublic
Investigations undertaken by the Office of Aviation Enforcement and
Proceedings. Part 385 sets forth the authorities and functions of
various DOT officials. On August 17, 2012, the Department issued an
extensive revision to 49 CFR part 1 (Organization and Delegation of
Powers and Duties) [77 FR 49965]. The Department is revising parts 302,
305, and 385 to reflect the changes set forth in the revision to part
1.
Part 330 established procedures implementing the airline
compensation section of the Air Transportation Safety and System
Stabilization Act, which was enacted following the terrorist attacks of
September 11, 2001, Public Law 107-42, (Sept. 22, 2001) (the
Stabilization Act). Section 103 of the Stabilization Act appropriated
up to $5 billion, to be administered by the Department of
Transportation, to compensate air carriers for losses they incurred due
to the attacks. Part 330 set out carrier eligibility criteria; forms
for applying for the compensation payments; details on types of losses
that would and would not be eligible for compensation; audit
procedures; and details on a set-aside program for certain air taxis,
commuter carriers, and other small carriers. Of the 427 applications
processed, 407 applicants were deemed eligible under part 330. These
carriers received payments in a total amount of $4.6 billion. All
eligible appropriations were completed and payments processed and paid,
and all functions and responsibilities under this section were
fulfilled. As a result, part 330 serves no further purpose and is
removed.
Part 374 specifies the Department's responsibility for enforcing
air carrier and foreign air carrier compliance with the applicable
requirements of the Consumer Credit Protection Act. This rule revises
part 374 by updating the language in Sec. 374.3 regarding references
to Regulation B, 12 CFR part 202, and Regulation Z, 12 CFR part 226.
Enforcement responsibility for parts 202 and 226 has been divided and
reassigned among Federal government agencies. Accordingly, the language
in Sec. 374.3 is revised to reference the current applicable
regulations, 12 CFR part 1026.
Part 380 is applicable to public charter air transportation in
interstate or foreign air transportation. This rule revises part 380 by
updating appendices A and B. Part 380 sets forth the Department's rules
governing Public Charter air transportation of passengers whether
furnished by direct air carriers or Public Charter Operators.
Appendices A and B to part 380, respectively, contain the format for
the Public Charter Operator's Surety Bond and the Public Charter Surety
Trust Agreement. Since the existing appendices A and B to part 380 were
published in 1998, various changes have been made to both documents.
Therefore, appendices A and B is updated to provide the most current
format for the Public Charter Operator's Surety Bond and the Public
Charter Surety Trust Agreement.
In part 385, the Secretary of Transportation delegates certain
continuing assignments of authority to Secretarial Officers regarding
the Department's functions of issuing orders or other determinations
pursuant to 49 U.S.C. 322 and 49 CFR part 1. The Secretary determined
that several of the items currently prepared for decision at the
Assistant Secretary level could be handled more efficiently at the
Office Director level, thereby providing more time for the Assistant
Secretary and immediate secretarial staff to concentrate on
controversial and policy-sensitive issues. This action ensures that
routine items are processed in a much more timely and efficient manner.
Thus, this rulemaking amends Sec. Sec. 385.12 and 385.13 to reflect
the expanded assignments of authority to the Director of the Office of
Aviation Analysis and the Director of the Office of International
Aviation, both in the Office of the Assistant Secretary for Aviation
and International Affairs.
Section 385.12 defines the authority of the Director of the Office
of Aviation Analysis. This rule authorizes the Director to issue
Essential Air Service (EAS) Requests for Proposals and certain final
EAS selection orders. This expanded delegation alone relieves the
Assistant Secretary for Aviation and International Affairs of reviewing
nearly sixty orders per year, saving over three hundred (300) hours of
senior management time and approximately one hundred twenty (120) hours
of staff time in the Office of Aviation Analysis. This rule expands the
Director's authority to issue quarterly fuel rate adjustments to
Alaskan bush and mainline mail rates and to issue certain procedural
orders in antitrust immunity cases processed under 49 U.S.C. 41308 and
41309. This rule also removes paragraphs (f), (h), and (i) of Sec.
385.12, as these requirements are placed under the authority of the
Director of the Office of International Aviation in Sec. 385.13.
Accordingly, paragraphs (g), (j), and (k) are re-designated.
Section 385.13 defines the authority of the Director of the Office
of International Aviation. This rule amends paragraph (a) of Sec.
385.13 to grant the Director the authority to issue final orders on
uncontested tariff exemptions. This rulemaking also amends paragraph
(b) to authorize the Director to issue final orders on uncontested
applications for U.S. carrier certificate and foreign air carrier
permit authority. Further, this action adds two new subsections
regarding fares and tariffs and amends Sec. 385.13(r)(1) to give the
Director the authority to exempt
[[Page 15922]]
IATA \1\ agreements under section 41309; this is in addition to the
Director's existing authority to approve or disapprove such agreements.
This rule also adds new paragraphs (z) through (dd) that: (1) Authorize
the Director to issue orders and notices adjusting the Standard Foreign
Fare Level; (2) authorize the Director to issue notices updating the
list of country-pair markets in tariff-filing categories under part 293
of this chapter; (3) give the Director assigned authority as to certain
matters processed by the Office of International Aviation's U.S. Air
Carrier Licensing/Special Authorities Division; and (4) add
requirements moved from Sec. 385.12(f), (h), and (i).
---------------------------------------------------------------------------
\1\ International Air Transport Association.
---------------------------------------------------------------------------
Sections 385.14 and 385.15 define the authority of the General
Counsel and Deputy General Counsel, respectively. Consistent with the
delegation of duties assigned in 49 CFR part 1, as revised on August
16, 2012, by 77 FR 49964, the Secretary assigned several duties to the
General Counsel. Sections 385.14 and 385.15 are revised to reflect this
assignment of duties. This rule removes Sec. 385.15 and transfers its
functions to Sec. 385.14.
Part 389 describes fees and charges for special services. This rule
amends part 389 by (1) removing references to organizations and
position titles that no longer exist and replacing them with references
to appropriate organizations and positions, (2) correcting the filing
fees charged for special services to reflect a recent rulemaking
action, (3) allowing for payment of filing fees using the internet, and
(4) revising the descriptions of licenses for which the Department
charges filing fees.
Part 398 establishes guidelines for the determination of basic
essential air service. The Department amends part 398 by removing an
outdated provision for funding reductions in Sec. 398.11. Section
398.11 was superseded by Public Law 106-69, Title III, section 332,
October 9, 1999, 113 Stat. 1022.
Part 399, subpart C, sets forth the Department's policies related
to rates and tariffs. This rulemaking action removes fourteen sections
from this subpart (Sec. Sec. 399.30, 399.31, 399.32, 399.33, 399.34,
399.37, 399.40, 399.41, 399.42, 399.43, 399.44, 399.63, 399.101, and
399.111). These sections are obsolete because of the Airline
Deregulation Act of 1978 and the Civil Aeronautics Board Sunset Act of
1984.
While not originally proposed in the notice of proposed rulemaking
(NPRM) published on May 9, 2018 (83 FR 21684), this final rule also
updates the section reference for the definition of small aircraft
found in Sec. 399.73 from ``Sec. 298.3'' to ``Sec. 298.2''. Under
the Administrative Procedure Act, an agency may waive the normal notice
and comment procedures if the agency, for good cause, finds that those
procedures are impracticable, unnecessary, or contrary to the public
interest. See 5 U.S.C. 553(b)(B). Since this amendment is merely a
minor technical correction, notice and comment are unnecessary.
III. Comment Discussion
OST received two comments in response to the NPRM and is adopting
one drafting correction and a change in characterization of the
coverage limits of the Montreal Convention that were proposed in the
Airlines 4 America (A4A) comment. The second comment was filed by the
International Air Transport Association (IATA).
The Department appreciates the constructive input by both
commenters. However, as this rulemaking is intended as an
administrative ``clean-up'' action, the majority of the IATA and A4A
comments propose policy changes to the Department's regulations that
were not contemplated in the NPRM underlying this final rule. Because
the changes requested by the commenters are outside the scope of the
NPRM, the Department declines to adopt them as part of this final rule.
However, the Department will continue to consider them as we review our
existing regulations as announced in an October 2, 2017, Notification
of Regulatory Review (82 FR 45750).
OST is also adopting an additional, minor modification to a
reference in Sec. 399.73, as noted above. These changes are described
further in the Discussion of the Final Rule section above.
IV. Regulatory Analyses and Notices
A. Executive Order 12866 and DOT Regulatory Policies and Procedures
This rulemaking is not a significant regulatory action under
Executive Order 12866 and the Department's Regulatory Policies and
Procedures. Its provisions involve technical amendments to update
statutory references and to update the titles and addresses of offices.
The rule also removes certain appendices, sections, and forms that are
no longer relevant. This rule does not create any major policy changes
or impose significant new costs or burdens.
B. Executive Order 13771 (Reducing Regulation and Controlling
Regulatory Costs)
This final rule is considered an E.O. 13771 deregulatory action.
This final rule repeals a number of sections and whole parts from the
Code of Federal Regulations that have been identified as outdated,
unnecessary, or ineffective, thus reducing the Department's regulatory
footprint. This final rule also modifies the Department's other
regulations to ensure that they are consistent with existing laws,
procedures, and practice. Cost savings associated with this
deregulatory action are not quantifiable.
C. Regulatory Flexibility Act
Pursuant to section 605 of the Regulatory Flexibility Act (RFA), 5
U.S.C. 605(b), as amended by the Small Business Regulatory Enforcement
Fairness Act of 1996 (SBREFA), I hereby certify that this rulemaking
does not have a significant impact on a substantial number of small
entities. The final rule imposes no duties or obligations on small
entities.
D. Executive Order 13132 (Federalism)
A rule has implications for federalism under Executive Order 13132,
Federalism, if it has a substantial direct effect on State or local
governments and would either preempt State law or impose a substantial
direct cost of compliance on them. The Department has analyzed this
rulemaking in accordance with the principles and criteria contained in
the Order and determined that it does not have implications for
federalism, since it merely makes technical amendments to the existing
regulations. This final rule does not have a substantial direct effect
on, or sufficient federalism implications for, the States, nor does it
limit the policymaking discretion of the States.
E. Executive Order 13175
This final rule has been analyzed in accordance with the principles
and criteria contained in Executive Order 13175 (``Consultation and
Coordination with Indian Tribal Governments''). Because this rulemaking
does not significantly or uniquely affect the communities of the Indian
tribal governments or impose substantial direct compliance costs on
them, the funding and consultation requirements of Executive Order
13175 do not apply.
F. Paperwork Reduction Act
The Paperwork Reduction Act of 1995 (PRA) (44 U.S.C. 3501 et seq.)
requires that DOT consider the impact of paperwork and other
information collection burdens imposed on the public and, under the
provisions of PRA section 3507(d), obtain approval from the Office of
Management and Budget (OMB) for each collection of
[[Page 15923]]
information it conducts, sponsors, or requires through regulations. The
DOT has determined there are no new information collection requirements
associated with this final rule.
G. National Environmental Policy Act
The agency has analyzed the environmental impacts of this action
pursuant to the National Environmental Policy Act of 1969 (NEPA) (42
U.S.C. 4321 et seq.) and has determined that it is categorically
excluded pursuant to DOT Order 5610.1C, Procedures for Considering
Environmental Impacts (44 FR 56420, Oct. 1, 1979). Categorical
exclusions are actions identified in an agency's NEPA implementing
procedures that do not normally have a significant impact on the
environment and therefore do not require either an environmental
assessment (EA) or environmental impact statement (EIS). The purpose of
this rulemaking is to make editorial corrections, remove obsolete
references, and update outdated provisions in the Department's aviation
economic regulations. The agency does not anticipate any environmental
impacts, and there are no extraordinary circumstances present in
connection with this rulemaking.
List of Subjects
14 CFR Part 200
Air transportation.
14 CFR Part 201
Air carriers, Reporting and recordkeeping requirements.
14 CFR Part 203
Air carriers, Air transportation, Foreign relations, Insurance,
Reporting and recordkeeping requirements.
14 CFR Part 204
Air carriers, Reporting and recordkeeping requirements.
14 CFR Part 205
Air carriers, Freight, Insurance, Reporting and recordkeeping
requirements.
14 CFR Part 207
Air carriers, Charter flights.
14 CFR Part 208
Air carriers, Charter flights.
14 CFR Part 211
Administrative practice and procedure, Air carriers, Pacific
Islands Trust Territory, Reporting and recordkeeping requirements.
14 CFR Part 212
Charter flights, Confidential business information, Reporting and
recordkeeping requirements, Surety bonds.
14 CFR Part 214
Air carriers, Charter flights.
14 CFR Part 215
Air carriers, Reporting and recordkeeping requirements, Trade
names.
14 CFR Part 216
Air carriers.
14 CFR Part 217
Air carriers, Reporting and recordkeeping requirements.
14 CFR Part 218
Air carriers, Aircraft, Airmen.
14 CFR Part 221
Air rates and fares, Freight, Reporting and recordkeeping
requirements.
14 CFR Part 222
Air carriers, Freight, Intermodal transportation, Reporting and
recordkeeping requirements.
14 CFR Part 223
Air rates and fares, Government employees, Reporting and
recordkeeping requirements.
14 CFR Part 232
Administrative practice and procedure, Air carriers, Postal
Service.
14 CFR Part 234
Air carriers, Consumer protection, Reporting and recordkeeping
requirements.
14 CFR Part 240
Air carriers, Uniform System of Accounts.
14 CFR Part 241
Air carriers, Reporting and recordkeeping requirements, Uniform
System of Accounts.
14 CFR Part 243
Air carriers, Aircraft, Charter flights, Reporting and
recordkeeping requirements.
14 CFR Part 247
Air carriers, Airports.
14 CFR Part 248
Air carriers, Reporting and recordkeeping requirements, Uniform
System of Accounts.
14 CFR Part 249
Air carriers, Reporting and recordkeeping requirements, Truth in
lending, Uniform System of Accounts.
14 CFR Part 253
Air carriers, Consumer protection.
14 CFR Part 257
Air carriers, Air rates and fares, Consumer protection, Reporting
and recordkeeping requirements.
14 CFR Part 258
Air carriers, Consumer protection, Reporting and recordkeeping
requirements.
14 CFR Part 271
Air carriers, Grant programs-transportation.
14 CFR Part 272
Air carriers, Grant programs-transportation, Pacific Islands Trust
Territory.
14 CFR Part 291
Administrative practice and procedure, Air carriers, Freight,
Reporting and recordkeeping requirements.
14 CFR Part 294
Air taxis, Canada, Charter flights, Reporting and recordkeeping
requirements.
14 CFR Part 296
Air carriers, Freight forwarders, Research.
14 CFR Part 297
Air carriers, Freight forwarders.
14 CFR Part 298
Air taxis, Reporting and recordkeeping requirements.
14 CFR Part 300
Administrative practice and procedure, Conflict of interests.
14 CFR Part 302
Administrative practice and procedure, Air carriers, Airports,
Postal Service.
14 CFR Part 303
Administrative practice and procedure, Air carriers, Antitrust,
Reporting and recordkeeping requirements.
14 CFR Part 305
Administrative practice and procedure, Air carriers,
Investigations.
14 CFR Part 323
Administrative practice and procedure, Air carriers, Reporting and
recordkeeping requirements
14 CFR Part 325
Administrative practice and procedure, Air transportation,
[[Page 15924]]
Intergovernmental relations, Reporting and recordkeeping requirements.
14 CFR Part 330
Administrative practice and procedure, Air carriers, Grant
programs-transportation
Reporting and recordkeeping requirements.
14 CFR Part 372
Charter flights, Military air transportation, Reporting and
recordkeeping requirements, Surety bonds.
14 CFR Part 374
Air carriers, Consumer protection, Credit.
14 CFR Part 374a
Air carriers, Credit, Political candidates, Reporting and
recordkeeping requirements.
14 CFR Part 375
Administrative practice and procedure, Aircraft, Foreign relations,
Reporting and recordkeeping requirements.
14 CFR Part 377
Administrative practice and procedure, Air carriers.
14 CFR Part 380
Charter flights, Reporting and recordkeeping requirements, Surety
bonds.
14 CFR Part 385
Organization and functions (Government agencies).
14 CFR Part 389
Administrative practice and procedure, Reporting and recordkeeping
requirements.
14 CFR Part 398
Air transportation.
14 CFR Part 399
Administrative practice and procedure, Air carriers, Air rates and
fares, Air taxis, Consumer protection, Small businesses.
The Amendment
In consideration of the foregoing, and under the authority of 49
U.S.C. 322, the Department amends title 14, chapter II of the Code of
Federal Regulations as follows:
PART 200--DEFINITIONS AND INSTRUCTIONS
0
1. The authority citation for part 200 continues to read as follows:
Authority: 49 U.S.C. Chapters 401, 411, 413, 415, 417, and 461.
0
2. Section 200.1 is revised to read as follows:
Sec. 200.1 Terms and definitions.
For purposes of this chapter--
(a) Unless otherwise specifically stated, words and phrases other
than those listed in this section have the meaning defined in 49 U.S.C.
Subtitle VII.
(b) Department or DOT means the Department of Transportation.
(c) Predecessor means the Civil Aeronautics Board (CAB).
(d) Order refers to the rules, regulations, and orders prescribed
by the Department pursuant to the 49 U.S.C. Subtitle VII or its orders
that are, by law, still in effect.
(e) FAA means the Federal Aviation Administration, U.S. Department
of Transportation.
(f) OST-R means the Office of the Assistant Secretary for Research
and Technology, U.S. Department of Transportation.
(g) Secretary means the Secretary of Transportation, U.S.
Department of Transportation.
PART 201--AIR CARRIER AUTHORITY UNDER SUBTITLE VII OF TITLE 49 OF
THE UNITED STATES CODE
0
3. The authority citation for part 201 continues to read as follows:
Authority: 5 U.S.C. 1008; 49 U.S.C. Chapters 401, 411, 413,
415, 417.
0
4. Revise the heading for part 201 to read as set forth above.
0
5. Throughout part 201, remove the phrase ``of the Statute'' and add in
its place ``of 49 U.S.C. Subtitle VII''.
Sec. 201.1 [AMENDED]
0
6. In Sec. 201.1(b), remove the words ``DOT Dockets, 1200 New Jersey
Avenue SE, Washington, DC 20590-0002'' and add in their place the words
``Docket Operations Office, U.S. Department of Transportation, Room
W12-140, 1200 New Jersey Avenue SE, Washington, DC 20590-0001''.
Sec. 201.7 [AMENDED]
0
7. In Sec. 201.7(e), remove the words ``Office of Aviation Analysis''
and add in their place the words ``Office of International Aviation''.
PART 203--WAIVER OF WARSAW CONVENTION LIABILITY LIMITS AND DEFENSES
0
8. The authority citation for part 203 continues to read as follows:
Authority: 49 U.S.C. Chapters 401, 411, 413, 415, 417.
0
9. Section 203.3 is revised to read as follows:
Sec. 203.3 Filing requirements for adherence to Montreal Convention.
All direct U.S. and foreign air carriers shall have and maintain in
effect and on file in the Department's Docket Operations Office (DOT-
OST-1995-236) on OST Form 4523 a signed counterpart to Agreement 18900,
an agreement relating to liability limitations of the Warsaw Convention
and Hague Protocol, (the Montreal Agreement), dated May 13, 1966, and/
or a signed counterpart of any amendment or replacement to such
Agreement that may be approved by the Department and to which the air
carrier or foreign air carrier becomes a party. U.S. air taxi operators
registering under part 298 of this chapter and Canadian charter air
taxi operators registering under part 294 of this chapter may comply
with this requirement by filing completed OST Forms 4507 and 4523,
respectively, in accordance with the provisions of those parts.
Sec. 203.4 [AMENDED]
0
10. Amend Sec. 203.4 as follows:
0
a. In paragraph (a), remove the words ``Tariffs Division'' and add in
their place the words ``Pricing and Multilateral Affairs Division''.
0
b. In paragraph (b), remove the reference ``Sec. 221.175'' and add in
its place the reference ``Sec. 221.105''.
PART 204--DATA TO SUPPORT FITNESS DETERMINATIONS
0
11. The authority citation for part 204 continues to read as follows:
Authority: 49 U.S.C. Chapters 401, 411, 417.
0
12. Throughout part 204, remove the words ``the Statute'' and add in
their place ``49 U.S.C. Subtitle VII''.
0
13. In Sec. 204.2, paragraphs (b) and (e) are revised to read as
follows:
Sec. 204.2 Definitions.
* * * * *
(b) Certificate authority means authority to provide air
transportation granted by the Secretary of Transportation in the form
of a certificate of public convenience and necessity under 49 U.S.C.
41102 or an all-cargo air transportation certificate to perform all-
cargo air transportation under 49 U.S.C. 41103. Certificated carriers
are those that hold certificate authority, including those carriers
operating by law under the regulatory provisions under the Department's
predecessor.
* * * * *
[[Page 15925]]
(e) Eligible place means a place in the United States that meets
the specified criteria outlined in 49 U.S.C. Chapter 417.
* * * * *
Sec. 204.4 [REMOVED AND RESERVED]
0
14. Section 204.4 is removed and reserved.
Sec. 204.5 [AMENDED]
0
15. Amend Sec. 204.5 as follows:
0
a. In paragraph (c), remove the words ``Washington, DC 20590, or by
electronic submission at https://dms.dot.gov.'' and add in their place
the words ``1200 New Jersey Avenue SE, Washington, DC 20590, or by
electronic submission at https://www.regulations.gov.''
0
b. In paragraph (d), remove the words ``Washington, DC 20590.'' and add
in their place the words ``1200 New Jersey Avenue SE, Washington, DC
20590.''
Sec. 204.7 [AMENDED]
0
16. In Sec. 204.7(b), remove the words ``Documentary Services
Division, Department of Transportation'' and add in their place the
words ``Docket Operations Office, U.S. Department of Transportation.''
PART 205--AIRCRAFT ACCIDENT LIABILITY INSURANCE
0
17. The authority citation for part 205 continues to read as follows:
Authority: 49 U.S.C. Chapters 401, 411, 413, 417.
Sec. 205.4 [AMENDED]
0
18. In Sec. 205.4(a), remove the reference ``https://ostpxweb.dot.gov''
and add in its place ``https://www.transportation.gov/policy/aviation-policy/licensing/US-carriers''.
0
19. In Sec. 205.6, revise the section heading and paragraph (b)(2) to
read as follows:
Sec. 205.6 Prohibited exclusion of coverage.
* * * * *
(b) * * *
(2) Liability assumed by the carrier under an agreement to raise
the liability limitations of the Warsaw Convention by signing a
counterpart to an agreement of carriers (such as the Montreal
Agreement, 18900, signed May 13, 1966, agreeing to a limit on the
carrier's liability for injury or death of passengers of $75,000 per
passenger), or any amendment to such agreement that may be approved by
the Department and to which the carrier becomes a party.
PART 206--CERTIFICATES OF PUBLIC CONVENIENCE AND NECESSITY: SPECIAL
AUTHORIZATIONS AND EXEMPTIONS
0
20. The authority citation for part 206 continues to read as follows:
Authority: 49 U.S.C. Chapters 401, 415, 417, 419.
0
21. Throughout part 206, remove the phrase ``of the Statute'' and add
in its place ``of 49 U.S.C. Subtitle VII''.
PART 207--[REMOVED]
0
22. Part 207 is removed.
PART 208--[REMOVED]
0
23. Part 208 is removed.
PART 211--APPLICATIONS FOR PERMITS TO FOREIGN AIR CARRIERS
0
24. The authority citation for part 211 continues to read as follows:
Authority: 49 U.S.C. Chapters 401, 411, 413, 415, 417.
Sec. 211.2 [AMENDED]
0
25. In Sec. 211.2(b), remove the words ``subpart F'' and add in their
place the words ``subpart E''.
Sec. 211.20 [AMENDED]
0
26. In Sec. 211.20(c)(2)(i), remove the colon and add in its place a
semicolon.
Sec. 211.31 [AMENDED]
0
27. In Sec. 211.31(d), remove the period and add in its place ``;
and''.
Sec. 211.32 [AMENDED]
0
28. In Sec. 211.32, remove the words ``section 801(a) of the Federal
Aviation Act'' and add in their place ``49 U.S.C. 41307''.
PART 212--CHARTER RULES FOR U.S. AND FOREIGN DIRECT AIR CARRIERS
0
29. The authority citation for part 212 continues to read as follows:
Authority: 49 U.S.C. 40101, 40102, 40109, 40113, 41101, 41103,
41504, 41702, 41708, 41712, 46101.
Sec. 212.3 [AMENDED]
0
30. In Sec. 212.3, paragraph (c)(i) is redesignated as paragraph
(c)(1).
Sec. 212.10 [AMENDED]
0
31. In Sec. 212.10(e)(1), remove the words ``part in interest'' and
add in their place the word ``person''.
Sec. 212.11 [AMENDED]
0
32. In Sec. 212.11(b)(1), remove the words ``authority sought to
covered'' and add in their place the words ``authority sought is
covered''.
PART 213--TERMS, CONDITIONS AND LIMITATIONS OF FOREIGN AIR CARRIER
PERMITS
0
33. The authority citation for part 213 continues to read as follows:
Authority: 49 U.S.C. Chapters 401, 411, 413, 415, 417.
Sec. 213.1 [AMENDED]
0
34. In Sec. 213.1, remove ``This regulation'' and add in its place
``This part''.
Sec. 213.2 [AMENDED]
0
35. In Sec. 213.2, remove ``Rule 14 of part 302'' and add in its place
``Sec. 302.14 of this chapter (Rule 14 of part 302)''.
Sec. 213.5 [AMENDED]
0
36. In Sec. 213.5(c), remove ``Rule 14 of part 302 of this chapter''
and add in its place ``Sec. 302.14 of this chapter (Rule 14 of part
302)''.
PART 214--TERMS, CONDITIONS, AND LIMITATIONS OF FOREIGN AIR CARRIER
PERMITS AUTHORIZING CHARTER TRANSPORTATION ONLY
0
37. Add an authority citation for part 214 to read as follows:
Authority: 49 U.S.C. 40101, 40102, 40109, 40113, 41504, 41708,
41712, and 46101.
PART 215--USE AND CHANGE OF NAMES OF AIR CARRIERS, FOREIGN AIR
CARRIERS AND COMMUTER AIR CARRIERS
0
38. The authority citation for part 215 continues to read as follows:
Authority: 49 U.S.C. Chapters 401, 411, 413, 417.
0
39. Section 215.1 is revised to read as follows:
Sec. 215.1 Applicability.
This part applies to all certificated air carriers, commuter air
carriers, and foreign direct air carriers and to initial and amended
applications for authority, applications for certificate or permit
transfers or reissuances, and registration of business names.
Sec. 215.4 [AMENDED]
0
40. Amend Sec. 215.4 as follows:
0
a. In paragraph (a), remove the words ``Licensing Division'' and add in
their place the words ``Foreign Air Carrier Licensing Division''.
0
b. In paragraph (b), remove ``Docket 17325'' and add in its place
``Docket DOT-OST-1995-236.''
PART 216--COMMINGLING OF BLIND SECTOR TRAFFIC BY FOREIGN AIR
CARRIERS
0
41. The authority citation for part 216 continues to read as follows:
[[Page 15926]]
Authority: 49 U.S.C. Chapters 401, 413, 417.
0
42. Throughout part 216, remove the words ``Board'' and ``Board's''
wherever they appear and add in their place the words ``Department''
and ``Department's'', respectively.
Sec. 216.1 [AMENDED]
0
43. Amend Sec. 216.1 as follows:
0
a. In paragraph (a), remove the definition for ``Act''.
0
b. In paragraph (b), remove the words ``section 101 of the Act'' and
add in their place ``49.U.S.C. 40102''.
Sec. 216.3 [AMENDED]
0
44. In Sec. 216.3, remove the words ``section 402 of the Act'' and add
in their place ``49 U.S.C. 41301''.
Sec. 216.4 [AMENDED]
0
45. In Sec. 216.4(a), remove the words ``Director, Bureau of
International Aviation'' and add in their place the words ``Director,
Office of International Aviation''.
Sec. 216.5 [AMENDED]
0
46. In Sec. 216.5, remove the words ``part 375 of the Department's
Special Regulations'' and add in their place ``part 375 of this chapter
(the Department's Special Regulations)''.
PART 217--REPORTING TRAFFIC STATISTICS BY FOREIGN AIR CARRIERS IN
CIVILIAN SCHEDULED, CHARTER, AND NONSCHEDULED SERVICES
0
47. The authority citation for part 217 is revised to read as follows:
Authority: 49 U.S.C. 329, 41102, 41301, 41708, and 41709.
Sec. 217.5 [AMENDED]
0
48. In Sec. 217.5, remove ``the appendix to Sec. 217.10 of this
part'' everywhere it appears and add in its place ``appendix A of this
part''.
Sec. 217.6 [AMENDED]
0
49. In Sec. 217.6(a), remove ``the appendix to Sec. 217.10 of this
part'' and add in its place ``appendix A of this part''.
Sec. 217.8 [AMENDED]
0
50. In Sec. 217.6, remove ``the Appendix to Sec. 217.10 of this
part'' and add in its place ``appendix A of this part''.
Sec. 217.10 [AMENDED]
0
51. Amend Sec. 217.10 as follows:
0
a. Remove ``the appendix to this section'' and add in its place
``appendix A to this part''.
0
b. Remove the appendix to the section.
Sec. 217.11 [AMENDED]
0
52. In Sec. 217.11(b), remove the words ``subject to a maximum fine of
$10,000 or imprisonment for not more than 5 years, or both,''.
0
53. Add appendix A to read as follows:
Appendix A to Part 217--Instructions to Foreign Air Carriers for
Reporting Traffic Data on Form 41 Schedule T-100(f)
(a) General instructions.
(1) Description. Form 41 Schedule T-100(f) provides flight stage
data covering both passenger/cargo and all cargo operations in
scheduled and nonscheduled services. The schedule is used to report
all flights which serve points in the United States or its
territories as defined in this part.
(2) Applicability. Each foreign air carrier holding a section
41302 permit or exemption authority shall file Schedule T-100(f).
(3) Reports required by this section shall be submitted to the
Bureau of Transportation Statistics in a format specified in
accounting and reporting directives issued by the Bureau of
Transportation Statistics' Director of Airline Information.
(4) Filing period. Form 41 Schedule T-100(f) shall be filed
monthly and is due at the Department thirty (30) days following the
end of the reporting month to which the data are applicable.
(b) Preparation of Form 41 Schedule T-100(f):
(1) Explanation of nonstop segments and on-flight markets. There
are two basic categories of data, one pertaining to nonstop segments
and the other pertaining to on-flight markets. For example, the
routing (A-B-C-D) consists of three nonstop segment records A-B, B-
C, and C-D, and six on-flight market records A-B, A-C, A-D, B-C, B-
D, and C-D.
(2) Guidelines for reporting a nonstop segment. A nonstop
segment is reported when one or both points are in the United States
or its territories. These data shall be merged with that for all of
the other reportable nonstop operations over the same segment.
Nonstop segment data must be summarized by aircraft type, under
paragraph (h)(1) of this appendix, and class of service, paragraph
(g)(1)(v) of this appendix.
(3) Rules for determining a reportable on-flight market. On-
flight markets are reportable when one or both points are within the
U.S., with the following exceptions: (i) Do not report third country
to U.S. markets resulting from flight itineraries which serve a
third country prior to a homeland point in flights passing through
the homeland bound for the U.S.; and (ii) do not report U.S. to
third country markets resulting from itineraries serving third
country points subsequent to a homeland point in flights outbound
from the U.S. and passing through the homeland. In reporting data
pertaining to these two exceptions, the traffic moving to or from
the U.S. relating to the applicable prior or subsequent third
countries (referred to as ``behind'' or ``beyond'' traffic) is to be
combined with the applicable foreign homeland gateway point, just as
though the traffic were actually enplaned or deplaned at the
homeland gateway, without disclosure of the actual prior or
subsequent points. Applicable flights are illustrated in examples
(6) and (7) under paragraph (c) of this appendix.
(c) Examples of flights. Following are some typical flight
itineraries that show the reportable nonstop segment and on-flight
market entries. The carrier's homeland is the key factor in
determining which on-flight markets are reportable.
(1) SQ flight # 11 LAX--NRT--SIN. This is an example of a flight
with an intermediate foreign country. It is not necessary to report
anything on the NRT--SIN leg.
SQ--Singapore Airlines
LAX--Los Angeles, USA
NRT--Tokyo-Narita, Japan
SIN--Singapore, Singapore
------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
A-3--Airport code A-4--Airport code A-5--Service class By aircraft type-- Sum of all aircraft types--
------------------------------------------------------------------------ (mark an X) -----------------------------------------------------------------------------------------------
------------------------- B-4-- Revenue C-1--Total C-2--Total
B-1--Aircraft B-2-- Revenue B-3-- Revenue freight revenue revenue
Origin Destination F G L P Q type code aircraft passengers transported passengers in freight in
departures transported (kg) market market (kg)
------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
LAX...................................... NRT......................... X ... ... ... ... 8161 12 2400 4800 400 500
LAX...................................... SIN......................... X ... ... ... ... .............. .............. .............. .............. 2000 4300
------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
(2) SQ flight #15 LAX--HNL--TPE--SIN. This is an example of two
U.S. points, an intermediate third country, and a homeland point.
Information is reportable on only the on-flight markets and nonstop
segments that consist of one or both U.S. points.
SQ--Singapore Airlines
LAX--Los Angeles, USA
HNL--Honolulu, USA
TPE--Taipei, Taiwan
SIN--Singapore, Singapore
[[Page 15927]]
------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
A-3--Airport code A-4--Airport code A-5--Service class By aircraft type-- Sum of all aircraft types--
------------------------------------------------------------------------ (mark an X) -----------------------------------------------------------------------------------------------
------------------------- B-4-- Revenue C-1--Total C-2--Total
B-1--Aircraft B-2-- Revenue B-3-- Revenue freight revenue revenue
Origin Destination F G L P Q type code aircraft passengers transported passengers in freight in
departures transported (kg) market market (kg)
------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
LAX...................................... HNL......................... X ... ... ... ... 8161 12 2700 5300 0 0
LAX...................................... TPE......................... X ... ... ... ... .............. .............. .............. .............. 700 1300
LAX...................................... SIN......................... X ... ... ... ... .............. .............. .............. .............. 2000 4000
HNL...................................... TPE......................... X ... ... ... ... 8161 12 2200 6800 1200 800
HNL...................................... SIN......................... X ... ... ... ... .............. .............. .............. .............. 1000 6000
------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
(3) LB flight # 902 LPB-VVI-MAO-CCS-MIA. This flight serves two
homeland points and two different foreign countries before
terminating in the U.S. Nonstop segment information is required only
for the nonstop segment involving a U.S. point. On-flight market
information is required in 4 of the 10 markets, LPB-MIA and VVI-MIA,
since these involve homeland and U.S. points; MAO-MIA is necessary
to show traffic carried into the U.S., and CCS-MIA for the same
reason, and also because in all cases where a nonstop segment entry
is required, a corresponding on-flight market entry must also be
reported.
LB--Lloyd Aero Boliviano
LPB--La Paz, Bolivia
VVI--Santa Cruz-Viru Viru, Bolivia
MAO--Manaus, Brazil
CCS--Caracas, Venezuela
MIA--Miami, USA
------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
A-3--Airport code A-4--Airport code A-5--Service class By aircraft type-- Sum of all aircraft types--
------------------------------------------------------------------------ (mark an X) -----------------------------------------------------------------------------------------------
------------------------- B-4-- Revenue C-1--Total C-2--Total
B-1--Aircraft B-2-- Revenue B-3-- Revenue freight revenue revenue
Origin Destination F G L P Q type code aircraft passengers transported passengers in freight in
departures transported (kg) market market (kg)
------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
CCS...................................... MIA......................... X ... ... ... ... 8161 31 6900 71000 0 0
LPB...................................... MIA......................... X ... ... ... ... .............. .............. .............. .............. 1100 20000
VVI...................................... MIA......................... X ... ... ... ... .............. .............. .............. .............. 4000 30000
MAO...................................... MIA......................... X ... ... ... ... .............. .............. .............. .............. 1000 12000
------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
(4) LY flight #005 TLV-AMS-ORD-LAX. This flight serves a single
foreign intermediate point and two U.S. points after its homeland
origination. The information on the TLV-AMS leg is not reportable.
LY--El Al Israel Airlines
TLV--Tel Aviv, Israel
AMS--Amsterdam, Netherlands
ORD--Chicago, USA
LAX--Los Angeles, USA
------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
A-3--Airport code A-4--Airport code A-5--Service class By aircraft type-- Sum of all aircraft types--
------------------------------------------------------------------------ (mark an X) -----------------------------------------------------------------------------------------------
------------------------- B-4-- Revenue C-1--Total C-2--Total
B-1--Aircraft B-2-- Revenue B-3-- Revenue freight revenue revenue
Origin Destination F G L P Q type code aircraft passengers transported passengers in freight in
departures transported (kg) market market (kg)
------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
AMS...................................... ORD......................... X ... ... ... ... 8161 1 350 10000 50 1500
TLV...................................... ORD......................... X ... ... ... ... .............. .............. .............. .............. 150 4000
TLV...................................... LAX......................... X ... ... ... ... .............. .............. .............. .............. 125 3000
ORD...................................... LAX......................... X ... ... ... ... 8161 1 150 4500 0 0
AMS...................................... LAX......................... X ... ... ... ... .............. .............. .............. .............. 25 1500
------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
(5) QF flight #25 SYD--BNE--CNS--HNL--YVR. This flight serves
three homeland points, a U.S. point, and a subsequent third country.
Nonstop segment information is required on the respective legs into
and out of the United States. All on-flight market entries involving
the U.S. point HNL are also required. Data are not required on the
homeland to homeland markets, or the homeland--third country
markets.
QF--Qantas Airways (Australia)
SYD--Sydney, Australia
BNE--Brisbane, Australia
CNS--Cairns, Australia
HNL--Honolulu, USA
YVR--Vancouver, Canada
------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
A-3--Airport code A-4--Airport code A-5--Service class By aircraft type-- Sum of all aircraft types--
------------------------------------------------------------------------ (mark an X) -----------------------------------------------------------------------------------------------
------------------------- B-4-- Revenue C-1--Total C-2--Total
B-1--Aircraft B-2-- Revenue B-3-- Revenue freight revenue revenue
Origin Destination F G L P Q type code aircraft passengers transported passengers in freight in
departures transported (kg) market market (kg)
------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
CNS...................................... HNL......................... X ... ... ... ... 8161 5 2200 41000 400 8000
SYD...................................... HNL......................... X ... ... ... ... .............. .............. .............. .............. 600 10000
BNE...................................... HNL......................... X ... ... ... ... .............. .............. .............. .............. 600 9000
HNL...................................... YVR......................... X ... ... ... ... 8161 5 750 15700 150 1700
------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
(6) JL flight #002 HKG--NRT--SFO. This flight originates in a
third country prior to the homeland. No data is required on the HKG-
NRT leg, but the HKG-SFO passengers and cargo shall be shown as
enplanements in the NRT-SFO on-flight market entry. These volumes
are included by definition in the passenger and cargo transported
volumes of the NRT-SFO nonstop segment entry.
JL--Japan Air Lines
HKG--Hong Kong, Hong Kong
[[Page 15928]]
NRT--Tokyo-Narita, Japan
SFO--San Francisco, USA
------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
A-3--Airport code A-4--Airport code A-5--Service class By aircraft type-- Sum of all aircraft types--
------------------------------------------------------------------------ (mark an X) -----------------------------------------------------------------------------------------------
------------------------- B-4-- Revenue C-1--Total C-2--Total
B-1--Aircraft B-2-- Revenue B-3-- Revenue freight revenue revenue
Origin Destination F G L P Q type code aircraft passengers transported passengers in freight in
departures transported (kg) market market (kg)
------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
NRT...................................... SFO......................... X ... ... ... ... 8161 3 1200 18000 1200 18000
------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
(7) JL flight #001 SFO-NRT-HKG. This flight is the reverse
sequence of flight #002 above; it requires a nonstop segment entry
covering SFO-NRT, and a single on-flight market entry also for SFO-
NRT. In this case, the on flight traffic enplaned at SFO and
destined for HKG, a beyond homeland point, shall be included in the
SFO-NRT entry; a separate SFO-HKG entry is not required.
JL--Japan Air Lines
SFO--San Francisco, USA
NRT--Tokyo-Narita, Japan
HKG--Hong Kong, Hong Kong
------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
A-3--Airport code A-4--Airport code A-5--Service class By aircraft type-- Sum of all aircraft types--
------------------------------------------------------------------------ (mark an X) -----------------------------------------------------------------------------------------------
------------------------- B-4-- Revenue C-1--Total C-2--Total
B-1--Aircraft B-2-- Revenue B-3-- Revenue freight revenue revenue
Origin Destination F G L P Q type code aircraft passengers transported passengers in freight in
departures transported (kg) market market (kg)
------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
SFO...................................... NRT......................... X ... ... ... ... 8161 1 400 20000 400 20000
------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
(8) BA flight #5 LHR-ANC-NRT-OSA. This example contains a single
homeland point and a single U.S. point followed by two third country
points. It is necessary to report the nonstop segments into and out
of the U.S., and all three of the on-flight markets which have the
U.S. point ANC as either an origin or destination.
BA--British Airways
LHR--London, England
ANC--Anchorage, USA
NRT--Tokyo-Narita, Japan
OSA--Osaka, Japan
------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
A-3--Airport code A-4--Airport code A-5--Service class By aircraft type-- Sum of all aircraft types--
------------------------------------------------------------------------ (mark an X) -----------------------------------------------------------------------------------------------
------------------------- B-4-- Revenue C-1--Total C-2--Total
B-1--Aircraft B-2-- Revenue B-3-- Revenue freight revenue revenue
Origin Destination F G L P Q type code aircraft passengers transported passengers in freight in
departures transported (kg) market market (kg)
------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
LHR...................................... ANC......................... X ... ... ... ... 8161 10 3000 50000 100 1000
ANC...................................... NRT......................... X ... ... ... ... 8161 10 3150 55000 100 2500
ANC...................................... OSA......................... X ... ... ... ... .............. .............. .............. .............. 150 1500
------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
(d) Provisions to reduce paperwork:
(1) Nonstop Segment Entries. The flight stage data applicable to
nonstop segment entries must be summarized to create totals by
aircraft equipment type, within service class, within pairs-of-
points.
(2) On-flight Market Entries. The applicable on-flight market
entries shall be summarized to create totals by service class within
pair-of-points.
(e) Preparation of Schedule T-100 (f):
(1) Section A--Indicative and flight pattern information. A copy
of Schedule T-100(f) is shown at the end of this appendix. Section A
defines the origin and destination points and the service class code
to which the nonstop segment data in Section B and the on-flight
market data in Section C are applicable. Section A information,
along with the carrier code and report date, must be included on
each schedule.
(2) Section B--Nonstop segment information. Section B of the
schedule is used for reporting nonstop segment information by
aircraft type. To reduce the number of schedules reported, space is
provided for including data on multiple different aircraft types.
Similarly, the on-flight market section has been included on a
single Schedule T-100(f), along with the nonstop segment data,
rather than on a separate schedule.
(3) Section C--On-flight market information. Section C of the
schedule is used for reporting on-flight market data. There will
always be an on-flight market that corresponds to the nonstop
segment. Because the on-flight market data are reported at the
service class level rather than by aircraft type, a specific flight
may produce more on-flight markets than nonstop segments, (see
examples in paragraph (c) of this appendix), resulting in data
reported in sections A and C only.
(f) [Reserved]
(g) Data element definitions:
(1) Service pattern information.
(i) Line A-1 Carrier code. Use the carrier code established by
the Department. This code is provided to each carrier in the initial
reporting letter from the Office of Airline Information (OAI). If
there are any questions about these codes, contact the OAI Data
Administration Division at the address in paragraph (a)(3) of this
appendix.
(ii) Line A-2 Report date. This is the year and month to which
the data are applicable. For example, 200009 indicates the year
2000, and the month of September.
(iii) Line A-3 Origin airport code. This is the departure
airport, where an aircraft begins a flight segment, and where the
passengers originate in an on-flight market. Use the 3-letter code
from the City/Airport Codes section of the Official Airline Guide
Worldwide Edition. If no 3-letter code is available, OAI will assign
one; the address is in paragraph (a)(3) of this appendix.
(iv) Line A-4 Destination airport code. This is the arrival
airport, where an aircraft stops on a flight segment, and where
passengers deplane (get off the flight) after reaching their
destination in a market. Use the 3-letter code from the source
described in paragraph (g)(1)(iii) of this appendix.
(v) Line A-5 Service class code. Select one of the following
single letter codes which describes the type of service being
reported on a given flight operation.
F = Scheduled Passenger/cargo Service
G = Scheduled All-cargo Service
L = Nonscheduled Civilian Passenger/Cargo Charter
P = Nonscheduled Civilian All-Cargo Charter
Q = Nonscheduled Services (Other than Charter)
(2) Nonstop segment information:
(i) Line B-1 Aircraft type code. Use the four digit numeric code
prescribed in paragraph (h)(1) of this appendix. If no aircraft type
code is available, OAI will
[[Page 15929]]
assign one. The address is in paragraph (a)(3) of this appendix.
(ii) Line B-2 Aircraft departures performed. This is the total
number of physical departures performed with a given aircraft type,
within service class and pair-of-points.
(iii) Line B-3 Revenue passengers transported. This is the total
number of revenue passengers transported on a given nonstop segment.
It represents the total number of revenue passengers on board over
the segment without regard to their actual point of enplanement.
(iv) Line B-4 Revenue freight transported. This item is the
total weight in kilograms (kg) of the revenue freight transported on
a given nonstop segment without regard to its actual point of
enplanement.
(3) On-flight market information:
(i) Line C-1 Total revenue passengers in market. This item
represents the total number of revenue passengers, within service
class, that were enplaned at the origin airport and deplaned at the
destination airport.
(ii) Line C-2 Total revenue freight in market. This item
represents the total weight in kilograms (kg) of revenue freight
enplaned at the origin and deplaned at the destination airport.
(h) [Reserved]
(i) Joint Service.
(1) The Department may authorize joint service operations
between two direct air carriers. Examples of these joint service
operations are:
Blocked-space agreements;
Part-charter agreements;
Code-sharing agreements;
Wet-lease agreements, and similar arrangements.
(2) Joint-service operations shall be reported on BTS Form 41
Schedules T-100 and T-100(f) by the air carrier in operational
control of the flight, i.e., the air carrier that uses its flight
crew to perform the operation. If there are questions about
reporting a joint-service operation, contact the BTS Assistant
Director--Airline Information at the address in paragraph (a)(3) of
this appendix.
(j) [Reserved]
PART 218--LEASE BY FOREIGN AIR CARRIER OR OTHER FOREIGN PERSON OF
AIRCRAFT WITH CREW
0
54. The authority citation for part 218 is revised to read as follows:
Authority: 49 U.S.C. 40113 and 41301.
Sec. 218.2 [AMENDED]
0
55. In Sec. 218.2, remove the words ``section 402 of the Act'' and add
in their place ``49 U.S.C. 41301''.
Sec. 218.3 [AMENDED]
0
56. Amend Sec. 218.3 as follows:
0
a. In paragraph (a)(1), remove the words ``section 402 of the Act'' and
add in their place ``49 U.S.C. 41301''.
0
b. In paragraph (a)(2), remove the words ``section 416 of the Act'' and
add in their place ``49 U.S.C. 40109''.
0
c. In paragraphs (a)(2) and (3), remove the word ``Board'' and add in
its place the word ``Department''.
Sec. 218.5 [AMENDED]
0
57. In Sec. 218.5, remove the word ``Board'' each place it appears and
add in its place the word ``Department''.
Sec. 218.6 [AMENDED]
0
58. In Sec. 218.6, remove the word ``Board'' and add in its place the
word ``Department''.
PART 221--TARIFFS
0
59. The authority citation for part 221 continues to read as follows:
Authority: 49 U.S.C. 40101, 40109, 40113, 46101, 46102, chapter
411, chapter 413, chapter 415 and chapter 417, subchapter I.
0
60. Throughout part 221, remove the words ``of the statute'' and add in
their place ``of 49 U.S.C. Subtitle VII''.
Sec. 221.3 [AMENDED]
0
61. In Sec. 221.3, remove the definitions for ``Department'' and
``Statute''.
0
62. Section 221.105 is revised to read as follows:
Sec. 221.105 Special notice of limited liability under international
treaty.
(a)(1) In addition to the other requirements of this subpart, each
air carrier and foreign air carrier which, to any extent, avails itself
of the limitation on liability to passengers provided by an
international treaty, shall, at the time of delivery of the ticket,
furnish to each passenger whose transportation is governed by the
international treaty and whose place of departure or place of
destination is in the United States, the following statement in
writing:
Advice to International Passengers on Limitations of Liability
Passengers embarking upon a journey involving an ultimate
destination or a stop in a country other than the country of departure
are advised that the provisions of an international treaty (the Warsaw
Convention, the 1999 Montreal Convention, or other treaty), as well as
a carrier's own contract of carriage or tariff provisions, may be
applicable to their entire journey, including any portion entirely
within the countries of departure and destination. The applicable
treaty governs and may limit the liability of carriers to passengers
for death or personal injury, destruction or loss of, or damage to,
baggage, and for delay of passengers and baggage.
Additional protection can usually be obtained by purchasing
insurance from a private company. Such insurance is not affected by any
limitation of the carrier's liability under an international treaty.
For further information please consult your airline or insurance
company representative.
(2) The statement prescribed in paragraph (a)(1) of this section
shall be printed or displayed in type at least as large as 10-point
modern type and in a form that contrasts with the stock or background
on:
(i) Each ticket, including electronic tickets;
(ii) A piece of paper either placed in the ticket envelope with the
ticket or attached to the ticket; or
(iii) The ticket envelope.
(3) When a carrier is a signatory of a Department-approved
intercarrier agreement implementing an international treaty, and such
agreement contains specific text a carrier may use as a notice to
international passengers regarding carrier liability, the carrier may
substitute the exact text contained in the intercarrier agreement in
lieu of the required text of the notice quoted in paragraph (a)(1) of
this section.
(b) By December 31, 2019, each air carrier and foreign air carrier
which, to any extent, avails itself of the limitation on liability to
passengers provided by an international treaty, shall also cause to be
displayed continuously in a conspicuous public place at each desk,
station, and position in the United States which is in the charge of a
person employed exclusively by it or by it jointly with another person,
or by any agent employed by such air carrier or foreign air carrier to
sell tickets to passengers whose transportation may be governed by an
international treaty and whose place of departure or destination may be
in the United States, a sign which shall have printed thereon the
statement prescribed in paragraph (a)(1) of this section.
(c) It shall be the responsibility of each carrier to ensure that
travel agents authorized to sell air transportation for such carrier
comply with the notice provisions of paragraphs (a) and (b) of this
section.
(d) Any air carrier or foreign air carrier subject to the
provisions of this section which wishes to use a notice of limited
liability of its own wording, but containing the substance of the
language prescribed in paragraphs (a) and (b) of this section, may
substitute a notice of its own wording upon approval by the Department.
(e) The requirements as to time and method of delivery of the
notice (including the size of type) specified in paragraphs (a) and (b)
of this section and the requirement with respect to travel agents
specified in paragraph (c) of this section may be waived by the
Department upon application and
[[Page 15930]]
showing by the carrier that special and unusual circumstances render
the enforcement of the regulations impractical and unduly burdensome
and that adequate alternative means of giving notice are employed.
(f) Applications for relief under paragraphs (d) and (e) of this
section shall be filed with the Department's Office of International
Aviation not later than 15 days before the date on which such relief is
requested to become effective.
(g) Notwithstanding any other provisions of this section, no air
taxi operator subject to part 298 of this subchapter shall be required
to give the notices prescribed in this section, either in its capacity
as an air carrier or in its capacity as an agent for an air carrier or
foreign air carrier.
Sec. 221.106 [REMOVED AND RESERVED]
0
63. Section 221.106 is removed and reserved.
PART 222--INTERMODAL CARGO SERVICES BY FOREIGN AIR CARRIERS
0
64. The authority citation for part 222 is revised to read as follows:
Authority: 49 U.S.C. 40113 and 41301.
Sec. 222.2 [AMENDED]
0
65. In Sec. 222.2(a) and (d), remove the word ``Board'' each place it
appears and add in its place the word ``Department''.
0
66. In Sec. 222.3, paragraphs (a) and (b) are revised to read as
follows:
Sec. 222.3 Application for Statement of Authorization.
(a) Application for a Statement of Authorization shall be filed
with the Department's Foreign Air Carrier Licensing Division, Office of
International Aviation, in duplicate, on OST Form 4500. In most cases,
the Department will act upon applications for Statements of
Authorization within 60 days.
(b) Persons objecting to an application for a Statement of
Authorization shall file their objections with the Foreign Air Carrier
Licensing Division, Office of International Aviation, within 28 days of
the filing date of the application. The Department will list the names
and nationalities of all persons applying for Statements of
Authorization in its Weekly Summary of Filings.
* * * * *
Sec. 222.4 [AMENDED]
0
67. Amend Sec. 222.4 as follows:
0
a. In paragraph (a) introductory text, remove the word ``Board'' and
add in its place the word ``Department''.
0
b. In paragraph (a)(1), remove ``CAB Form 222'' and ``Form 222'' and
add in their place ``OST Form 4500'' and ``Form 4500'', respectively.
0
c. In paragraph (b), remove the word ``Board's'' and add in its place
the word ``Department's''.
Sec. 222.5 [AMENDED]
0
68. In Sec. 222.5, remove the word ``Board'' each place it appears and
add in its place the word ``Department''.
Appendix A to Part 222 [REMOVED]
0
69. Appendix A to part 222 is removed.
PART 223--FREE AND REDUCED-RATE TRANSPORTATION
0
70. The authority citation for part 223 is revised to read as follows:
Authority: 49 U.S.C. 40113, 40114, and 41711.
0
71. Section 223.1 is revised to read as follows:
Sec. 223.1 Definitions.
As used in this part, unless the context otherwise requires:
Affiliate of a carrier means a person:
(1) Who controls that carrier, or is controlled by that carrier or
by another person who controls or is controlled by that carrier; and
(2) Whose principal business in purpose or in fact is:
(i) The holding of stock in one or more carriers;
(ii) Transportation by air or the sale of tickets therefor;
(iii) The operation of one or more airports, one or more of which
are used by that carrier or by another carrier who controls or is
controlled by that carrier or that is under common control with that
carrier by another person; or
(iv) Activities related to the transportation by air conducted by
that carrier or by another carrier that controls or is controlled by
that carrier or which is under common control with that carrier by
another person.
Air carrier means the holder of a certificate of public convenience
and necessity issued by the Department under 49 U.S.C. 41102
authorizing the carriage of persons. This definition is applicable to a
holder of a certificate issued by the Civil Aeronautics Board before
its sunset in 1984.
Attendant means any person required by a passenger with a
disability in order to travel, whether or not that person's services
are required while the passenger with a disability is in an aircraft.
Carrier means:
(1) An air carrier;
(2) An all-cargo air carrier operating under 49 U.S.C. 41102,
41103;
(3) A foreign air carrier;
(4) An intrastate carrier;
(5) An air taxi (including a commuter air carrier) operating under
part 294 or 298 of this chapter; and
(6) Any person operating as a common carrier by air, or in the
carriage of mail by air, or conducting transportation by air, in a
foreign country.
Delivery flight means a flight from a point in the United States
where a carrier has taken delivery of a newly manufactured aircraft to
any point or points on its route system.
Foreign air carrier means the holder of a permit issued by the
Department under 49 U.S.C. 41302 authorizing the carriage of persons.
This definition is applicable to a holder of a certificate issued by
the Civil Aeronautics Board before its sunset in 1984.
Free transportation means the carriage by an air carrier or foreign
air carrier of any person or property (other than property owned by
that carrier) in air transportation without compensation therefore.
Inaugural flight means a flight on an aircraft type being
introduced by a carrier for the first time on a route, even if that
aircraft type has been used by that carrier on other routes or on that
route by other carriers.
Passenger with a disability means any person who has a physical or
mental impairment (other than drug addiction or alcoholism), that
substantially limits one or more major life activities.
Pass means a written authorization, other than actual ticket stock,
issued by a carrier for free or reduced-rate transportation of persons
or property.
Reduced-rate transportation means the carriage by an air carrier or
foreign air carrier of any person or property (other than property
owned by such carrier) in air transportation for a compensation less
than that specified in the tariffs of that carrier on file with the
Department and otherwise applicable to such carriage.
Retired means:
(1) With respect to carrier directors, officers, and employees,
persons receiving retirement benefits from any carrier; and
(2) With respect to the general public, persons not regularly
working at a full-time paying job, and not intending to do so in the
future.
Sec. 223.2 [AMENDED]
0
72. In Sec. 223.2, remove the words ``section 401 of the Act''
everywhere they appear and add in their place ``49 U.S.C. 41102''.
[[Page 15931]]
Sec. 223.6 [AMENDED]
0
73. In Sec. 223.6(c), remove the word ``Board'' and add in its place
the word ``Department''.
Sec. 223.21 [AMENDED]
0
74. In Sec. 223.21(a), remove the words ``section 403(b) of the Act''
and add in their place ``49 U.S.C. 41511''.
Sec. 223.22 [AMENDED]
0
75. In Sec. 223.22:
0
a. In the introductory text, remove the words ``sections 403 and 404(b)
of the Act'' and add in their place ``49 U.S.C. 41510 and 41310(b)''.
0
b. In paragraphs (b) introductory text and (b)(1), remove the word
``Board'' and add in its place the word ``Department''.
Sec. 223.23 [AMENDED]
0
76. In Sec. 223.23(a), remove the word ``Board'' and add in its place
the word ``Department''.
Sec. 223.25 [AMENDED]
0
77. In Sec. 223.25(c), remove the word ``Board'' and add in its place
the word ``Department''.
PART 232--[REMOVED]
0
78. Part 232 is removed.
PART 234--AIRLINE SERVICE QUALITY PERFORMANCE REPORTS
0
79. The authority citation for part 234 is revised to read as follows:
Authority: 49 U.S.C. 329, 41708, and 41709.
PART 240--INSPECTION OF ACCOUNTS AND PROPERTY
0
80. Add an authority citation for part 240 to read as follows:
Authority: 49 U.S.C. 40113, 40114, 41711, 41708, and 41709.
0
81. Section 240.1 is revised to read as follows:
Sec. 240.1 Interpretation.
(a) In the exercise of the authority granted by 49 U.S.C. 41709,
the authority of any special agent or auditor to inspect and examine
lands, buildings, equipment, accounts, records, memorandums, papers or
correspondence shall include the authority to make such notes and
copies thereof as he or she deems appropriate.
(b) The terms ``special agent'' and ``auditor'' are construed to
mean any employee of the Office of Aviation Enforcement and Proceedings
and any other employee of the Department specifically designated by it
or by the Director, Office of Security.
(c) The issuance in the form set forth in this paragraph (c) of an
identification card and credentials to any such employee shall be
construed to be an order and direction of the Department to such
individual to inspect and examine lands, buildings, equipment,
accounts, records, and memorandums in accordance with the authority
conferred on the Department by 49 U.S.C. Subtitle VII.
THE UNITED STATES OF AMERICA, DEPARTMENT OF TRANSPORTATION, OFFICE OF
THE SECRETARY OF TRANSPORTATION
[photo]
[number]
[expiration date]
IS APPOINTED
[title]
The bearer of this credential whose name and photograph appear
hereon is authorized to enter upon, to inspect, and examine lands,
buildings (including airport facilities), and equipment (including
aircraft) of air carriers and foreign air carriers, and to inspect and
copy records and papers of air carriers, foreign air carriers and
ticket agents, in performance of his/her duties under 49 U.S.C. 41709,
related acts, and regulations of the Department.
BY DIRECTION OF THE SECRETARY
Sec. 240.2 [AMENDED]
0
82. Amend Sec. 240.2 as follows:
0
a. Remove the word ``Board'' and add in its place the word
``Department''.
0
b. Remove the word ``him'' and add in its place the words ``him or
her''.
0
c. Remove ``(a)'' and ``(b)''.
0
d. Remove the word ``he'' and add in its place the words ``he or she''.
PART 241--UNIFORM SYSTEM OF ACCOUNTS AND REPORTS FOR LARGE
CERTIFICATED AIR CARRIERS
0
83. The authority citation for part 241 is revised to read as follows:
Authority: 49 U.S.C. 329, 41101, 41708, and 41709.
Section 01 [REMOVED AND RESERVED]
0
84. Section 01 is removed and reserved.
0
85. In Section 03, remove the definition for ``Act'' and revise the
definitions for ``Air transportation, charter'' and ``Route,
certificated'' to read as follows:
Section 03 Definitions for Purposes of This System of Accounts and
Reports.
* * * * *
Air transportation, charter. Air transportation authorized pursuant
to 49 U.S.C. 41102.
* * * * *
Route, certificated. The route(s) over which an air carrier is
authorized to provide air transportation by a Certificate of Public
Convenience and Necessity issued by the Department of Transportation
pursuant to 49 U.S.C. 41102. This definition is applicable to an air
carrier issued a Certificate of Public Convenience by the Civil
Aeronautics Board before its sunset in 1984.
* * * * *
Section 04 [AMENDED]
0
86. In Section 04(b), remove the words ``The Office of Airline
Statistics'' and add in their place ``The Office of Airline
Information''.
Section 12 [AMENDED]
0
87. In Section 12, under heading 77, in paragraph (b), remove the words
``, in the absence of such action by the Civil Aeronautics Board,''.
Sec. 19-6 [AMENDED]
0
88. In Sec. 19-6(b)(2), remove the words ``Department under Title IV of
the Federal Aviation Act of 1958, as amended,'' and add in their place
the words ``Department under 49 U.S.C. Subtitle VII,''.
0
89. Amend Sec. 19-7 as follows:
0
a. In paragraph (a), in the last sentence, remove ``K-25'' and add in
its place ``RTS-42''.
0
b. In appendix A, subsection I.B., in the first paragraph, revise the
last sentence.
The revision reads as follows:
Sec. 19-7 Passenger origin-destination survey.
* * * * *
Appendix A to Sec. 19-7--Instructions to Air Carriers for Collecting
and Reporting Passenger Origin-Destination Survey Statistics
* * * * *
I. * * *
B. * * *
* * * The authority for these instructions is found in 14 CFR
part 241, sec. 19-7.
* * * * *
Section 21 [AMENDED]
0
90. Amend Section 21(a) as follow:
0
a. Remove the words ``subject to the Federal Aviation Act of 1958, as
amended,''.
0
b. Remove the words ``Civil Aeronautics Board'' and add in their place
the word ``BTS''.
0
91. Amend Section 22 as follows:
0
a. In paragraph (a), in the table entitled ``List of Schedules in the
BTS Form 41 Report'', revise the entry for Schedule No. P-2.
[[Page 15932]]
0
b. In paragraphs (c) and (j), remove the word ``Board'' each place it
appears and add in its place the word ``BTS''.
The revision reads as follows:
Section 22 General Reporting Instructions.
(a) * * *
List of Schedules in BTS Form 41 Report
[See footnotes at end of table]
--------------------------------------------------------------------------------------------------------------------------------------------------------
Applicability by carrier group
Schedule No. Title Filing frequency --------------------------------------------------
I II III
--------------------------------------------------------------------------------------------------------------------------------------------------------
--------------------------------------------------------------------------------------------------------------------------------------------------------
* * * * * * *
P-2...................................... Notes to BTS Form 41 report. Q........................... (1) X X
--------------------------------------------------------------------------------------------------------------------------------------------------------
--------------------------------------------------------------------------------------------------------------------------------------------------------
* * * * * * *
--------------------------------------------------------------------------------------------------------------------------------------------------------
* * * * *
Section 24 [AMENDED]
0
92. In Section 24, Schedule P-5.1, in paragraph (e), remove the words
``Board's Information Management Division'' and add in their place the
words ``Office of Airline Information, RTS-42''.
PART 243--PASSENGER MANIFEST INFORMATION
0
93. The authority citation for part 243 continues to read as follows:
Authority: 49 U.S.C. 40101, 40101nt., 40105, 40113, 40114,
41708, 41709, 41711, 41501, 41702, 41712, 44909, 46301, 46310,
46316; section 203 of Pub. L. 101-604, 104 Stat. 3066 (22 U.S.C.
5501-5513), Title VII of Pub. L. 104-264, 110 Stat. 3213 (22 U.S.C.
5501-5513) and Pub. L. 105-148, 111 Stat. 2681 (49 U.S.C. 41313.)
Sec. 243.11 [AMENDED]
0
94. In Sec. 243.11(c), remove the words ``Family Support Services''
and add in their place the words ``Transportation Disaster
Assistance''.
Sec. 243.13 [AMENDED]
0
95. Amend Sec. 243.13(c) as follows:
0
a. Remove the words ``Dockets Facility (SVC-121.30)'' and add in their
place the words ``Dockets Management Facility (M-90)''.
0
b. Remove the words ``by July 1, 1998, or, for covered airlines
beginning operations after July 1, 1998,''.
PART 247--DIRECT AIRPORT-TO-AIRPORT MILEAGE RECORDS
0
96. The authority citation for part 247 continues to read as follows:
Authority: 49 U.S.C. chapter 401.
Sec. 247.1 [AMENDED]
0
97. In Sec. 247.1, remove the words ``Titles IV and X of the Federal
Aviation Act of 1958, as amended'' and add in their place ``49 U.S.C.
Subtitle VII (Transportation)''.
Sec. Sec. 247.2 through 247.10 [ADDED AND RESERVED]
0
98. Add reserved Sec. Sec. 247.2 through 247.10.
PART 248--SUBMISSION OF AUDIT REPORTS
0
99. The authority citation for part 248 is revised to read as follows:
Authority: 49 U.S.C. 329, 41102, 41708, and 41709.
Sec. 248.2 [AMENDED]
0
100. In Sec. 248.2(b), remove the words ``Board's Office of the
Comptroller'' and add in their place the words ``Bureau of
Transportation Statistics' (BTS) Office of Airline Information''.
PART 249--PRESERVATION OF AIR CARRIER RECORDS
0
101. The authority citation for part 249 continues to read as follows:
Authority: 49 U.S.C. 329 and chapters 401, 411, 413, 417.
Sec. Sec. 249.6 and 249.10 [AMENDED]
0
102. In Sec. Sec. 249.6(a) and 249.10, remove ``this regulation'' and
add in its place ``this part''.
Sec. 249.7 [AMENDED]
0
103. In Sec. 249.7(b), remove the word ``Board'' and add in its place
the word ``Department''.
Sec. 249.9 [AMENDED]
0
104. In Sec. 249.9, remove ``these regulations'' and add its place
``this part''.
PART 251--CARRIAGE OF MUSICAL INSTRUMENTS
0
105. The authority citation for part 251 continues to read as follows:
Authority: 49 U.S.C. 41724.
Sec. 251.1 [AMENDED]
0
106. In Sec. 251.1, remove the definition for ``FAA''.
PART 253--NOTICE OF TERMS OF CONTRACT OF CARRIAGE
0
107. The authority citation for part 253 is revised to read as follows:
Authority: 49 U.S.C. 40113, 40114, 41501, 41504, 41506, 41509,
41510, 41511, 41702, and 41711.
Sec. 253.1 [AMENDED]
0
108. In Sec. 253.1, remove the words ``of this rule'' and add in their
place ``of this part''.
Sec. 253.2 [AMENDED]
0
109. In Sec. 253.2, remove the words ``This rule'' and add in their
place ``This part''.
Sec. 253.7 [AMENDED]
0
110. In Sec. 253.7, remove the reference ``Sec. 399.87'' and add in
its place the reference ``Sec. 399.88''.
PART 257--DISCLOSURE OF CODE-SHARING ARRANGEMENTS AND LONG-TERM WET
LEASES
0
111. The authority citation for part 257 continues to read as follows:
Authority: 49 U.S.C. 40113(a) and 41712.
Sec. 257.3 [AMENDED]
0
112. Amend Sec. 257.3 as follows:
0
a. Revise the definition of ``Designator code''.
0
b. Redesignate paragraph (g) as an undesignated paragraph.
[[Page 15933]]
0
c. In the definition of ``Ticket agent'', remove ``49 U.S.C.
40102(40)'' and add in its place ``49 U.S.C. 40102(45)''.
The revision reads as follows:
Sec. 257.3 Definitions.
* * * * *
Designator code means the airline designations originally allotted,
administered, and prescribed by the Department of Transportation (DOT),
by operation of law, pursuant to 49 U.S.C. Subtitle VII or its
predecessor's statutory provisions still in effect by law.
* * * * *
PART 258--DISCLOSURE OF CHANGE-OF-GAUGE SERVICES
0
113. The authority citation for part 258 continues to read as follows:
Authority: 49 U.S.C. 40113(a) and 41712.
Sec. 258.3 [AMENDED]
0
114. In Sec. 258.3(d), remove the reference ``40102(40)'' and add in
its place the reference ``40102(a)(45)''.
PART 259--ENHANCED PROTECTIONS FOR AIRLINE PASSENGERS
0
115. The authority citation for part 259 continues to read as follows:
Authority: 49 U.S.C. 40101(a)(4), 40101(a)(9), 40113(a), 41702,
and 41712.
Sec. 259.4 [AMENDED]
0
116. In Sec. 259.4(d) and (f), remove ``this rule'' and add in its
place ``this section''.
PART 271--GUIDELINES FOR SUBSIDIZING AIR CARRIERS PROVIDING
ESSENTIAL AIR TRANSPORTATION
0
117. The authority citation for part 271 continues to read as follows:
Authority: 49 U.S.C. Chapters 401, 417.
0
118. In Sec. 271.2, the definition for ``Eligible place'' is revised
to read as follows:
Sec. 271.2 Definitions.
* * * * *
Eligible place means a place in the United States that meets the
specified criteria outlined in 49 U.S.C. Chapter 417.
* * * * *
PART 272--[REMOVED AND RESERVED]
0
119. Part 272 is removed and reserved.
PART 291--CARGO OPERATIONS IN INTERSTATE AIR TRANSPORTATION
0
120. The authority citation for part 291 is revised to read as follows:
Authority: 49 U.S.C. 329, 41103, 41708, and 41709.
0
121. Throughout part 291, remove the words ``of the Statute'' and add
in their place ``of 49 U.S.C. Subtitle VII''.
Sec. 291.45 [AMENDED]
0
122. In Sec. 291.45, remove the appendix to the section.
0
123. Add appendix A to subpart E to read as follows:
Appendix A to Subpart E of Part 291--Instructions to U.S. Air Carriers
for Reporting Traffic and Capacity Data on Schedule T-100
(a) Format of reports--(1) Automatic Data Processing (ADP)
magnetic tape. Refer to paragraph (d) of this appendix for
instructions pertaining to mainframe and minicomputer reporting. The
Department will issue ``Accounting and Reporting Directives'' to
make necessary technical changes to these T-100 instructions.
Technical changes which are minor in nature do not require public
notice and comment.
(2) Microcomputer diskette--(i) Optional specification. If an
air carrier desires to use its personal computers (PC's), rather
than mainframe or minicomputers to prepare its data submissions, the
following specifications for filing data on diskette media apply.
(ii) Reporting medium. Microcomputer ADP data submission of T-
100 information must be on IBM compatible disks. Carriers wishing to
use a different ADP procedure must obtain written approval to do so
from the BTS Assistant Director--Airline Information. Requests for
approval to use alternate methods must disclose and describe the
proposed data transmission methodology. Refer to paragraph (i) of
this appendix for microcomputer record layouts.
(iii) Microcomputer file characteristics. The files will be
created in ASCII delimited format, sometimes called Data Interchange
Format (DIF). This form of recording data provides for variable
length fields (data elements) which, in the case of alphabetic data,
are enclosed by quotation marks (``) and separated by a comma (,) or
tab. Numeric data elements that are recorded without editing symbols
are also separated by a comma (,) or tab. The data are identified by
their juxtaposition within a given record. Therefore, each record
must contain the exact number of data elements, all of which must be
juxtapositionally correct. Personal computer software including most
spreadsheets, data base management programs, and BASIC are capable
of producing files in this format.
(b) Filing date for reports. The reports must be received at BTS
within 30 days following the end of each reporting period.
(c) Address for filing. Data Administration Division, RTS-42,
Office of Airline Information, Bureau of Transportation Statistics,
U.S. Department of Transportation, 1200 New Jersey Avenue SE,
Washington, DC 20590-0001.
(d) ADP format for magnetic tape--(1) Magnetic tape
specifications. IBM compatible 9-track EBCDIC recording. Recording
density of 6250 or 1600 bpi. The order of recorded information is:
(i) Volume label.
(ii) Header label.
(iii) Data records.
(iv) Trailer label.
(2) [Reserved]
(e) External tape label information. (1) Carrier name.
(2) Report date.
(3) File identification.
(4) Carrier address for return of tape reel.
(f) Standards. It is the policy of the Department to be
consistent with the American National Standards Institute and the
Federal Standards Activity in all data processing and
telecommunications matters. It is our intention that all
specifications in this application are in compliance with standards
promulgated by these organizations.
(g) Volume, header, and trailer label formats--(1) Use standard
IBM label formats. The file identifier field of the header labels
should be ``T-100.SYSTEM''.
(h) Magnetic tape record layouts for T-100--(1) Nonstop segment
record layout.
----------------------------------------------------------------------------------------------------------------
Field No. Positions Mode Description
----------------------------------------------------------------------------------------------------------------
1....................................... 1 1T........................ Record type code (S =
nonstop segment).
2....................................... 2-6 5T........................ Carrier entity code.
3....................................... 7-12 6T........................ Report date (YYYYMM).
4....................................... 13-15 3T........................ Origin airport code.
5....................................... 16-18 3T........................ Destination airport code.
6....................................... 19 1T........................ Service class code (F, G,
L, N, P or R).
7....................................... 20-23 4T........................ Aircraft type code.
8....................................... 24-28 5N........................ Revenue departures
performed (F, G, L, N, P,
R510).
9....................................... 29-38 10N....................... Available capacity payload
(lbs) (F, G, L, N, P,
R270).
10...................................... 39-45 7N........................ Available seats (F, L,
N310).
11...................................... 46-52 7N........................ Passengers transported (F,
L, N130).
12...................................... 53-62 10N....................... Rev freight transported
(F, G, L, N, P, R237) (in
lbs).
[[Page 15934]]
13...................................... 63-72 10N....................... Revenue mail transported
(F, G, L, N, P, R239) (in
lbs).
14...................................... 73-77 5N........................ Revenue aircraft
departures scheduled (F,
G520).
15...................................... 78-87 10N....................... Rev hrs, ramp-to-ramp (F,
G, L, N, P, R630) (in
minutes).
16...................................... 88-97 10N....................... Rev hrs, airborne (F, G,
L, N, P, R610) (in
minutes).
----------------------------------------------------------------------------------------------------------------
T = Text.
N = Numeric.
(2) On-flight market record layout.
----------------------------------------------------------------------------------------------------------------
Field No. Positions Mode Description
----------------------------------------------------------------------------------------------------------------
1....................................... 1 1T........................ Record type: M = on-flight
market record.
2....................................... 2-6 5T........................ Carrier entity code.
3....................................... 7-12 4T........................ Report date (YYYYMM).
4....................................... 13-15 3T........................ Origin airport code.
5....................................... 16-18 3T........................ Destination airport code.
6....................................... 19 1T........................ Service class code (F, G,
L, N, P or R).
7....................................... 20-26 7N........................ Total passengers in market
(F, L, N110).
8....................................... 27-36 10N....................... Rev freight in market (F,
G, L, N, P, R217) (in
lbs).
9....................................... 37-46 10N....................... Revenue mail in market (F,
G, L, N, P, R219) (in
lbs).
----------------------------------------------------------------------------------------------------------------
T = Text.
N = numeric.
(i) Record layouts for microcomputer diskettes. The record
layouts for diskette are generally identical to those shown for
magnetic tape, with the exception that delimiters (quotation marks,
tabs and commas) are used to separate fields. It is necessary that
the order of fields be maintained in all records.
(1) File characteristics. The files will be created in ASCII
delimited format, sometimes called Data Interchange Format (DIF).
This form of recording data provides for variable length fields
(data elements) which, in the case of alphabetic data, are enclosed
by quotation marks ('') and separated by a comma (,) or tab. Numeric
data elements that are recorded without editing symbols are also
separated by a comma (,) or tab. The data are identified by their
juxtaposition within a given record. Therefore, it is critical that
each record contain the exact number of data elements, all of which
must be juxtapositionally correct. PC software including most
spreadsheets, data base management programs, and BASIC produce
minidisk files in this format.
(2) File naming conventions for diskettes. For microcomputer
reports, each record type should be contained in a separate DOS file
on the same physical diskette. The following DOS naming conventions
should be followed:
(i) Record type S = SEGMENT.DAT
(ii) Record type M = MARKET.DAT
Sec. 291.60 [AMENDED]
0
124. In Sec. 291.60(b)(2), remove the words ``Title IV of the Federal
Aviation Act of 1958, as amended'' and add in their place the words
``49 U.S.C. Subtitle VII (Transportation)''.
PART 294--CANADIAN CHARTER AIR TAXI OPERATORS
0
125. The authority citation for part 294 continues to read as follows:
Authority: 49 U.S.C. Chapters 401, 417.
0
126. Throughout part 294:
0
a. Remove the words ``Special Authorities Division'' and add in their
place the words ``U.S. Air Carrier Licensing/Special Authorities
Division''.
0
b. Remove the words ``of the Statute'' and add in their place ``of 49
U.S.C. Subtitle VII''.
0
c. Remove the words ``of the Federal Aviation Regulations'' and add in
their place ``of this title (the Federal Aviation Regulations)''.
0
d. Add the words ``in 14 CFR chapter I'' immediately following the
words ``FAA regulations''.
Sec. 294.10 [AMENDED]
0
127. In Sec. 294.10, add a period at the end of paragraph (d).
Sec. 294.30 [AMENDED]
0
128. In Sec. 294.30(c), remove the words ``exemption under section
41701'' and add in their place the words ``exemption under 49 U.S.C.
40109''.
PART 296--INDIRECT AIR TRANSPORTATION OF PROPERTY
0
129. The authority citation for part 296 continues to read as follows
Authority: 49 U.S.C. Chapters 401, 417.
0
130. Throughout part 296, remove the words ``of the Statute'' and add
in their place ``of 49 U.S.C. Subtitle VII''.
Sec. 296.3 [AMENDED]
0
131. In Sec. 296.3, remove the words ``the Civil Aeronautics Board''
and add in their place the words ``its predecessor to the extent that
those actions, by law, are still in effect''.
PART 297--FOREIGN AIR FREIGHT FORWARDERS AND FOREIGN COOPERATIVE
SHIPPERS ASSOCIATIONS
0
132. The authority citation for part 297 continues to read as follows:
Authority: 49 U.S.C. Chapters 401, 417.
0
133. Throughout part 297:
0
a. Remove the words ``Aviation Analysis'' and add in their place the
words ``International Aviation''.
0
b. Remove the words ``Special Authorities Division'' and add in their
place the words ``U.S. Air Carrier Licensing/Special Authorities
Division''.
0
c. Remove the words ``of the Statute'' and add in their place ``of 49
U.S.C. Subtitle VII''.
Sec. 297.3 [AMENDED]
0
134. In Sec. 297.3(b), remove the words ``bona fide asociation'' and
add in their place the words ``bona fide association''.
PART 298--EXEMPTIONS FOR AIR TAXI AND COMMUTER AIR CARRIER
OPERATIONS
0
135. The authority citation for part 298 continues to read as follows:
Authority: 49 U.S.C. 329 and chapters 401, 411, and 417.
0
136. Throughout part 298, remove the words ``of the Statute'' and add
in their place the words ``of 49 U.S.C. Subtitle VII''.
0
137. Amend Sec. 298.2 as follows:
0
a. The definition for ``Eligible place'' is revised.
0
b. In the definitions for ``Maximum payload capacity'' and ``Nonrevenue
passenger'', add the words ``in 14 CFR
[[Page 15935]]
chapter I'' immediately following the words ``FAA regulations''.
0
c. Remove the definition for ``Statute''.
The revision reads as follows:
Sec. 298.2 Definitions.
* * * * *
Eligible place means a place in the United States that meets the
specified criteria outlined in 49 U.S.C. Chapter 417.
* * * * *
Sec. 298.21 [AMENDED]
0
138. Amend Sec. 298.21 as follows:
0
a. In paragraph (a), remove the words ``Program Management Branch'' and
add in their place the words ``Technical Programs Branch''.
0
b. In footnote 6 to paragraph (c)(1), remove the words ``Program
Management Branch, Federal Aviation Administration, AFS-260, or on the
World Wide Web at https://www.faa.gov/avr/afs/afs200/afs260/Part298.cfm'' and add in their place the words ``Technical Programs
Branch, Federal Aviation Administration, AFS-260 at (202) 267-8166, or
on the internet at https://www.faa.gov/about/office_org/headquarters_offices/avs/offices/afx/afs/afs200/afs260/exemptions/''.
0
c. In paragraph (d), in the first sentence, remove the words ``Program
Management Branch (AFS-260), 800 Independence Avenue SW, Washington, DC
20591'' and add in their place the words ``Technical Programs Branch
(AFS-260), 800 Independence Avenue SW, Room 831, Washington, DC
20591''.
Sec. 298.23 [AMENDED]
0
139. Amend Sec. 298.23(b) as follows:
0
a. Remove the words ``Program Management Branch (AFS-260), 800
Independence Avenue SW, Washington, DC 20591'' and add in their place
the words ``Technical Programs Branch (AFS-260), 800 Independence
Avenue SW, Room 831, Washington, DC 20591''.
0
b. Remove the words ``Alaskan Region Headquarters (AAL-230), 222 West
7th Avenue, Box 14, Anchorage, Alaska 99513'' and add in their place
the words ``Alaskan Region Headquarters Technical Standards Branch,
(AAL-231), 222 West 7th Avenue, Box 14, Anchorage, Alaska 99513''.
0
140. Amend Sec. 298.50 as follows:
0
a. Revise paragraph (a)(3).
0
b. In paragraph (b), remove the words ``Department of Transportation
Dockets,'' and add in their place the words ``Docket Operations Office,
U.S. Department of Transportation,''.
The revision reads as follows:
Sec. 298.50 Application.
(a) * * *
(3) A $670 filing fee submitted in accordance with the provisions
of Sec. 389.21 of this chapter.
* * * * *
0
141. In Sec. 298.60, revise paragraph (a) to read as follows:
Sec. 298.60 General reporting instruction.
(a) Each commuter air carrier and each small certificated air
carrier shall file with the Department's Bureau of Transportation
Statistics (BTS) the applicable schedules of BTS Form 298-C, ``A Report
of Financial and Operating Statistics for Small Aircraft Operators'',
and Schedule T-100, ``U.S. Air Carrier Traffic and Capacity Data by
Nonstop Segment and On-Flight Market'', as required by this section.
* * * * *
Sec. 298.61 [AMENDED]
0
142. Amend Sec. 298.61 as follows:
0
a. In paragraph (a), remove the words ``AU.S. Air Carrier Traffic and
Capacity Data by Nonstop Segment and On-Flight Market.'' '' and add in
their place the words ``U.S. Air Carrier Traffic and Capacity Data by
Nonstop Segment and On-Flight Market.''
0
b. In paragraph (b), remove the reference ````298.60'' and add in its
place ``Sec. 298.60''.
0
c. In paragraph (e)(2), remove the organizational code ``K-14'' and add
in its place ``RTS-42''.
Sec. 298.70 [AMENDED]
0
143. In Sec. 298.70(d)(2), remove the words ``Title IV of the Federal
Aviation Act of 1958, as amended'' and add in their place the words
``49 U.S.C. Subtitle VII (Transportation)''.
PART 300--RULES OF CONDUCT IN DOT PROCEEDINGS UNDER THIS CHAPTER
0
144. The authority citation for part 300 continues to read as follows:
Authority: 49 U.S.C. subtitle I and chapters 401, 411, 413,
415, 417, 419, 421, 449, 461, 463, and 465.
Sec. 300.0a [REMOVED]
0
145. Remove Sec. 300.0a.
Sec. 300.2 [AMENDED]
0
146. In Sec. 300.2(c)(5), remove the words ``this rule'' and add in
their place the words ``this section''.
Sec. 300.3 [AMENDED]
0
147. Amend Sec. 300.3 as follows:
0
a. In paragraph (b)(1), remove ``(DMS)'' and add in its place ``(https://www.regulations.gov)'' and remove the words ``and Media Management.''
0
b. In paragraph (b)(3), remove ``https://dms.dot.gov'' and add in its
place ``www.regulations.gov''.
0
c. In paragraph (c)(1), remove the words ``and Media Management.''
0
148. Amend Sec. 300.4 as follows:
0
a. In paragraph (c), remove the reference ``paragraph (a)'' and in its
place add the reference ``paragraph (b) of this section''.
0
b. Revise paragraph (d).
The revision reads as follows:
Sec. 300.4 Separation of functions in hearing cases.
* * * * *
(d) In enforcement cases, the Office of the Assistant General
Counsel for Aviation Enforcement and Proceedings, under the supervision
of the career Deputy General Counsel and the General Counsel, will
conduct all enforcement proceedings and related investigative
functions, while the non-career Deputy General Counsel will advise the
DOT decisionmaker in the course of the decisional process. The Office
of the Assistant General Counsel for Aviation Enforcement and
Proceedings will report to the career Deputy General Counsel and the
General Counsel. To ensure the independence of these functions, this
Office and the General Counsel, for the purpose of this section, shall
be considered an ``office'' as that term is used in paragraph (b) of
this section, separate from the non-career Deputy General Counsel and
the rest of the Office of the General Counsel.
Sec. Sec. 300.8, 300.9, 300.10, 300.10a, 300.11, 300.12, 300.13, and
300.14 [REMOVED]
0
149. Remove Sec. Sec. 300.8, 300.9, 300.10, 300.10a, 300.11, 300.12,
300.13, and 300.14.
Sec. 300.15 [REDESIGNATED AS Sec. 300.8 AND AMENDED]
0
150. Redesignate Sec. 300.15 as Sec. 300.8 and amend newly
redesignated Sec. 300.8 by removing paragraph (b) and redesignating
paragraph (a) as an undesignated paragraph.
Sec. 300.16 [REMOVED]
0
151. Remove Sec. 300.16.
Sec. Sec. 300.17 through 300.20 [REDESIGNATED AS Sec. Sec. 300.9
through 300.12]
0
152. Redesignate Sec. Sec. 300.17 through 300.20 as Sec. Sec. 300.9
through 300.12, respectively.
PART 302--RULES OF PRACTICE IN PROCEEDINGS
0
153. The authority citation for part 302 is revised to read as follows:
Authority: 39 U.S.C. 5402; 42 U.S.C. 4321, 49 U.S.C. Subtitle I
and Chapters 401, 411, 413, 415, 417, 419, 461, 463, and 471.
0
154. Throughout part 302, remove the words ``of the Statute'' and add
in their
[[Page 15936]]
place the words ``of 49 U.S.C. Subtitle VII''.
Sec. 302.2 [Amended]
0
155. In Sec. 302.2, remove the definition for ``Statute''.
Sec. 302.3 [AMENDED]
0
156. Amend Sec. 302.3 as follows:
0
a. In paragraph (a)(1), remove the words ``the DOT Dockets Management
System (DMS) internet website'' and add in their place ``https://www.regulations.gov''.
0
b. In paragraph (c), remove the words ``the specified DOT DMS internet
website'' and add in their place ``https://www.regulations.gov''.
0
c. In paragraph (d)(1)(ii), remove the words ``the DOT DMS internet
website'' and add in their place ``https://www.regulations.gov''.
Sec. 302.4 [AMENDED]
0
157. In Sec. 302.4, remove the words ``the DOT DMS internet website''
each place they appear and add in their place ``https://www.regulations.gov''.
Sec. 302.7 [AMENDED]
0
158. In Sec. 302.7, remove ``Sec. 302.4(a)(2)(iv)'' each place it
appears and add in its place ``Sec. 302.4(a)(2)(i)(D)''.
0
159. In Sec. 302.24, paragraphs (g)(1)(iii) through (vi), (viii),
(xii), and (xiv) through (xx) and (g)(2) and (3) are revised to read as
follows:
Sec. 302.24 Evidence.
* * * * *
(g) * * *
(1) * * *
(iii) Reports of Traffic and Financial Data of all U.S. Air
Carriers issued by the Department or by its predecessor.
(iv) Airline Traffic Surveys and Passenger Origin-Destination
Surveys, Domestic or International, compiled by the Department or its
predecessor and published and/or made available either to the public or
to parties in proceedings.
(v) Compilations of data relating to competition in the airline
industry and made available to the public by the Department or its
predecessor.
(vi) Passenger, mail, express, and freight data submitted to the
Department and its predecessor as part of ER-586 Service Segment Data
by U.S. carriers, or similar data submitted to the Department by U.S.
air carriers (T-100) or (T-100F) that are not confidential.
* * * * *
(viii) Service Mail Pay and Subsidy for U.S. Certificated Air
Carriers published by the Department or its predecessor, including any
supplemental data and subsequent issues published by the Department or
its predecessor.
* * * * *
(xii) Chart Supplements, issued by the FAA.
* * * * *
(xiv) Monthly, quarterly and annual reports of the Immigration and
Naturalization Service, U.S. Department of Justice.
(xv) All forms and reports required by the U.S. Postal Service to
be filed by air carriers authorized to transport mail.
(xvi) All orders of the Postmaster General designating schedules
for the transportation of mail.
(xvii) Publications of the Bureau of the Census of the U.S.
Department of Commerce (DOC) relating, but not necessarily limited, to
population, manufacturing, business, statistics, and any yearbooks,
abstracts, or similar publications published by DOC.
(xviii) All Official Airline Guides, including the North American,
Worldwide, All-Cargo and quick reference editions, including electronic
versions.
(xix) Official Railways Guide and Russell's Official National Motor
Coach Guide.
(xx) The Rand McNally Commercial Atlas and Marketing Guide, and the
Rand McNally Road Atlas, United States, Canada, and Mexico.
* * * * *
(2) Any fact contained in a document belonging to a category
enumerated in paragraph (g)(1) of this section shall be deemed to have
been physically incorporated into and made part of the record in such
proceedings. However, such taking of official notice shall be subject
to the rights granted to any party or intervener to the proceeding
under section 7(d) of the Administrative Procedure Act (5 U.S.C.
557(d)).
(3) The decisions of the Department and its administrative law
judges may officially notice any appropriate matter without regard to
whether or not such items are contained in a document belonging to the
categories enumerated in paragraph (g)(1) of this section. However,
where the decision rests on official notice of a material fact or
facts, it will set forth such items with sufficient particularity to
advise interested persons of the matters that have been noticed.
* * * * *
0
160. Throughout subpart D, remove the word ``Deputy'' wherever it
appears.
Sec. 302.401 [AMENDED]
0
161. In Sec. 302.401, remove the words ``Subtitle VII of''.
0
162. In Sec. 302.603, paragraph (b) is revised to read as follows:
Sec. 302.603 Contents of complaint or request for determination.
* * * * *
(b) All exhibits and briefs prepared on electronic spreadsheet or
word processing programs should be accompanied by standard-format
electronic media containing those submissions. Parties should submit
three copies the electronic media to Department of Transportation
Dockets Operations Office: One copy for the docket, one copy for the
Office of Hearings, and one copy for the Office of Aviation Analysis.
Filers should ensure that files on the electronic media are unalterably
locked.
* * * * *
PART 303-- REVIEW OF AIR CARRIER AGREEMENTS
0
163. The authority citation for part 303 continues to read as follows:
Authority: 49 U.S.C. chapters 401, 413, 417.
0
164. Section 303.01 is revised to read as follows:
Sec. 303.01 Purpose.
This part sets forth the procedures by which applications may be
made to the Department of Transportation under 49 U.S.C. 41308 and
41309 and procedures governing proceedings to enforce these provisions.
These procedures supplement the rules described in part 302 of this
chapter, which also apply to the review of air carrier agreements.
0
165. Section 303.02 is revised to read as follows:
Sec. 303.02 Definitions.
(a) The term Assistant Secretary means the Assistant Secretary for
Aviation and International Affairs, or as delegated. As provided in 49
CFR 1.21, the Secretary or Deputy Secretary may exercise any authority
in lieu of the Assistant Secretary under the provisions of this part.
(b) The term documents means:
(1) All written, recorded, transcribed or graphic matter including
letters, telegrams, memoranda, reports, studies, forecasts, lists,
directives, tabulations, logs, or minutes and records of meetings,
conferences, telephone or other conversations or communications; and
(2) All information contained in data processing equipment or
materials. The term does not include daily or weekly statistical
reports in whose place an annual or monthly summary is submitted.
[[Page 15937]]
(c) The term hearing means either a show-cause proceeding as
provided in Sec. 303.44 or a full evidentiary hearing as provided in
Sec. 303.45, whichever is determined by the Assistant Secretary to be
appropriate.
(d)-(g) [Reserved]
(h) The term Section 41309 transaction means any contract,
agreement or discussion of a cooperative working arrangement within the
scope of 49 U.S.C. 41309.
(i) [Reserved]
0
166. Section 303.03 is revised to read as follows:
Sec. 303.03 Requirement to file application.
A person who seeks approval of a section 41309 transaction must
file the application with the Docket Operations Office, M-30, U.S.
Department of Transportation, 1200 New Jersey Avenue SE, Washington, DC
20590, or by electronic submission at https://www.regulations.gov. The
application must conform to the requirements set forth in Sec. Sec.
303.04 and 303.05.
0
167. Amend Sec. 303.04 as follows:
0
a. In paragraph (a), remove the words ``these regulations'' and add in
their place the words ``this part''.
0
b. Revise paragraph (i).
The revision reads as follows:
Sec. 303.04 General rules governing application content, procedure
and conditions of approval.
* * * * *
(i) The person submitting the application to the Department shall
send a complete copy of the application to the Chief, Transportation
Section, Antitrust Division of the Department of Justice, at the same
time as it is filed with the Docket Operations Office.
* * * * *
0
168. Section 303.05(a) is revised to read as follows:
Sec. 303.05 Applications requesting antitrust immunity.
(a) Each application must state explicitly whether or not the
applicant seeks antitrust immunity under the provisions of 49 U.S.C.
41308. If antitrust immunity is requested, the application should
specify whether the applicant seeks full immunity or immunity only from
the provisions of sections 4, 4a and 4c of the Clayton Act, 15 U.S.C.
15, 15a, 15c. Each application seeking antitrust immunity shall contain
a statement explaining why the applicant believes immunity is in the
public interest and necessary in order for the transaction to proceed.
* * * * *
0
169. Section 303.06 is revised to read as follows:
Sec. 303.06 Review of antitrust immunity.
The Assistant Secretary may initiate a proceeding to review any
antitrust immunity previously conferred by the Department's predecessor
or the Department in any section 41309 transaction. The Assistant
Secretary may terminate or modify such immunity if the Assistant
Secretary finds after notice and hearing that the previously conferred
immunity is not consistent with the provisions of section 41308. In any
proceeding to review such immunity, the proponents of the immunity
shall have the burden of justifying the continuation of previously
conferred immunity under the provisions of section 41308.
0
170. Section 303.07 is revised to read as follows:
Sec. 303.07 Transitional rule.
If a section 41309 application or a request for antitrust immunity
under section 41308 is pending on May 16, 2019, such application or
request shall be deemed made pursuant to the provisions of this part as
amended May 16, 2019.
0
171. The heading of subpart D is revised to read as follows:
Subpart D--Section 41309 Applications
0
172. In Sec. 303.30, the introductory text and paragraph (c) are
revised to read as follows:
Sec. 303.30 General provisions concerning contents of applications.
A section 41309 application shall contain the following general
information:
* * * * *
(c) If the contract, agreement or request for authority to discuss
a cooperative working arrangement is evidenced by a resolution or other
action of an air carrier association, the application shall contain the
resolution or other action and a certification by an authorized
employee of the association that the resolution or other action was
duly adopted on a certain date. The authorized employee shall also
specify in such certification the name of each air carrier that
concurred in such resolution or other action and the name of each air
carrier member that did not concur.
0
173. Section 303.31 is revised to read as follows:
Sec. 303.31 Justification for the application.
A section 41309 application shall explain the nature and purpose of
the contract, agreement or request to discuss a cooperative working
arrangement and describe how it changes any price, rule, or practice
existing under a previously approved application. The application also,
consistent with Department of Transportation and the precedent of DOT's
predecessor, shall contain factual material, documentation, and
argument in support of the application. Economic analyses, when
required, shall include full explanatory details, including data
sources and allocation methods. If the applicants intend to rely upon
market data sources, other than those available to the public by the
Department, the complete market data shall be included with the
application at the time of filing. If the applicants intend to rely on
public benefits to justify approval, they shall describe these
benefits, including foreign policy and comity considerations.
Sec. 303.32 [AMENDED]
0
174. In Sec. 303.32(a), remove ``412 application'' and add in its
place ``41309 application''.
0
175. In Sec. 303.42, paragraph (a) is revised to read as follow:
Sec. 303.42 Comments on application.
(a) Unless a different comment period is specified by notice or
order, or in a notice of filing published in the Federal Register, any
person may file comments, responses to the application, and/or a
request for a hearing, within 21 days of the filing of an application.
* * * * *
Sec. 303.43 [AMENDED]
0
176. In Sec. 303.43(b), remove ``412 application'' each place it
appears and add in its place ``41309 application''.
Sec. 303.45 [AMENDED]
0
177. In Sec. 303.45(c), remove the words ``these regulations'' and add
in their place ``this part''.
PART 305--RULES OF PRACTICE IN INFORMAL NONPUBLIC INVESTIGATIONS
0
178. The authority citation for part 305 continues to read as follows:
Authority: 49 U.S.C. chapters 401, 417, 461; 5 U.S.C. 555, 556.
0
179. Throughout part 305, remove the word ``Deputy'' wherever it
appears.
Sec. 305.1 [AMENDED]
0
180. In Sec. 305.1, remove ``Title IV or sections 101(3), 1002, 1003,
or 1108(b) of the Act'' and add in its place ``49 U.S.C. Subtitle VII,
Chapter 411 or 49 U.S.C. 40102(2), 41502, 41507, 41508, 41509, 41702,
41703, or 46101''.
0
181. Section 305.7(b) is revised to read as follows:
[[Page 15938]]
Sec. 305.7 Issuance of investigation subpenas.
* * * * *
(b) Witnesses subpoenaed to appear shall be paid the fees and
mileage prescribed in Sec. 302.27(c) of the Rules of Practice (14 CFR
302.27(c)). Service of such subpoenas shall be made in accordance with
the provisions of Sec. 302.7 of the Rules of Practice (14 CFR 302.7).
Sec. 305.10 [AMENDED]
0
182. In Sec. 305.10, add the words ``of this chapter'' immediately
following ``302.12''
Sec. 305.11 [AMENDED]
0
183. Amend Sec. 305.11 as follows:
0
a. Remove the words ``, and any documentary evidence obtained in the
investigation will be returned to the persons who produced it''.
0
b. Remove the words ``of the Rules of Practice'' and add in their place
the words ``of this chapter (the Rules of Practice)''.
PART 313--IMPLEMENTATION OF THE ENERGY POLICY AND CONSERVATION ACT
0
184. The authority citation for part 313 continues to read as follows:
Authority: 42 U.S.C. 6362(b), 49 U.S.C. Chapter 401.
0
185. Throughout part 313, remove the words ``of the Statute'' and add
in their place the words ``of 49 U.S.C. Subtitle VII''.
Sec. 313.3 [AMENDED]
0
186. Remove Sec. 313.3(e).
PART 323--TERMINATIONS, SUSPENSIONS, AND REDUCTIONS OF SERVICE
0
187. The authority citation for part 323 continues to read as follows:
Authority: 49 U.S.C. Chapters 401, 411, 417.
0
188. Throughout part 323, remove the words ``of the Statute'' and add
in their place the words ``of 49 U.S.C. Subtitle VII''.
Sec. 323.2 [AMENDED]
0
189. In Sec. 323.2, the definitions for ``Certificated carrier'' and
``Eligible place'' are revised and the definitions for ``FAA'' and
``Statute'' are removed to read as follows:
Sec. 323.2 Definitions.
* * * * *
Certificated carrier means a direct air carrier holding authority
to provide air transportation granted by the Department in the form of
a certificate of public convenience and necessity under 49 U.S.C. 41102
(Transportation) or an all-cargo air transportation certificate to
perform all-cargo air transportation under 49 U.S.C. 41103.
Eligible place means a place in the United States that meets the
specified criteria outlined in 49 U.S.C. Chapter 417.
* * * * *
PART 325--ESSENTIAL AIR SERVICE PROCEDURES
0
190. The authority citation for part 325 continues to read as follows:
Authority: 49 U.S.C. Chapters 401, 417.
0
191. Throughout part 325, remove the words ``point'' and ``points'' and
add in their place ``place'' and ``places'', respectively.
Sec. 325.1 [AMENDED]
0
192. In Sec. 325.1, remove the words ``under section 419 of the Act''
and add in their place ``under 49 U.S.C. 41732''.
0
193. Section 325.2 is revised to read as follows:
Sec. 325.2 Applicability.
This part applies to essential air service determinations for
communities designated as eligible under 49 U.S.C. 41731 and to
eligible place designations and essential air service determinations
for communities that qualify under 49 U.S.C. 41732 and 41733. It
applies to the gathering of data by the Department, and to the
participation of State, local, and other officials and other interested
persons in the designation and determination processes.
Note to Sec. 325.2: Criteria for designating eligible points under
section 419(b) are contained in part 270 of this chapter. Guidelines
for deciding essential air service levels are contained in part 398 of
this chapter.
0
194. Section 352.3 is revised to read as follows:
Sec. 325.3 Definitions.
As used in this part, eligible place means a place in the United
States that meets the specified criteria outlined in 49 U.S.C. Chapter
417.
Sec. 325.4 [AMENDED]
0
195. Amend Sec. 325.4 as follows:
0
a. In paragraph (a) introductory text, remove the words ``section
419(b) of the Act'' and add in their place the words ``49 U.S.C.
41731''.
0
b. In paragraph (a)(1), remove the words ``section 401 certificate''
each place it appears and add in their place the words ``section 41102
certificate''.
0
c. In paragraph (b):
0
i. Remove the words ``Documentary Services Division'' and add in their
place the words ``Docket Operations Office''.
0
ii. Remove the words ``section 419(f) of the Act'' and add in their
place ``49 U.S.C. 41737''.
0
d. In paragraph (c), remove the words ``Documentary Services Division''
and add in their place the words ``Docket Operations Office''.
0
196. Section 325.5 is revised to read as follows:
Sec. 325.5 Determinations and designations.
DOT will issue a determination of the essential level of air
service for a place within 6 months after each of the following events:
(a) A notice is received that service to an eligible place will be
reduced to only one carrier that holds a section 41102 certificate;
(b) A place is designated as an eligible place under 49 U.S.C.
41731 and either paragraph (c) or (d) of this section or Sec.
325.7(e); or
(c) A review was conducted of essential air service of that place
under Sec. 325.6.
Sec. 325.6 [AMENDED]
0
197. In Sec. 325.6(c), remove the words ``under section 419(b) of a
community as an eligible place to determine whether that place
continues'' and add in their place the words ``under 49 U.S.C. 41733 to
determine whether the community designated as an eligible place
continues''.
PART 330 [REMOVED AND RESERVED]
0
198. Part 330 is removed and reserved.
PART 372--OVERSEAS MILITARY PERSONNEL CHARTERS
0
199. The authority citation for part 372 continues to read as follows:
Authority: 49 U.S.C. Chapters 401, 411, 413, 417.
0
200. Throughout part 372, remove the words ``of the Statute'' and add
in their place the words ``of 49 U.S.C. Subtitle VII''.
Sec. 372.2 [AMENDED]
0
201. In Sec. 372.2, remove the definition of ``Statute''.
Sec. 372.3 [AMENDED]
0
202. In Sec. 372.3, remove ``this regulation'' and add in its place
``this part''.
Sec. 372.30 [AMENDED]
0
203. Amend Sec. 372.30 as follows:
0
a. In paragraph (a) introductory text, remove the words ``Office of
Aviation
[[Page 15939]]
Analysis'' and add in their place the words ``Office of International
Aviation''.
0
b. In paragraph (a)(9), remove the word ``applicant'' and add in its
place the word ``applicants''.
0
204. Revise appendix A to part 372 to read as follows:
Appendix A to Part 372--Overseas Military Personnel Charter Operator's
Surety Bond Under Part 372 of the Regulations of the Department of
Transportation (14 CFR Part 372)
Know all persons by these presents, that we ___ (name of charter
operator) of ___ (address) as Principal (hereinafter called
``Principal''), and ___ (name of surety) a corporation created and
existing under the laws of the State of ___ (State) as Surety
(hereinafter called ``Surety'') are held and firmly bound unto the
United States of America in the sum of ___ (see Sec. 372.24(a), 14
CFR part 372) for which payment, well and truly to be made, we bind
ourselves and our heirs, executors, administrators, successors, and
assigns, jointly and severally firmly by these presents.
Whereas Principal is an overseas military personnel charter
operator pursuant to the provisions of part 372 of the Department's
regulations and other rules and regulations of the Department
relating to security for the protection of charter participants, and
has elected to file with the Department of Transportation such a
bond as will insure financial responsibility with respect to all
monies received from charter participants for services in connection
with overseas military personnel charters to be operated subject to
part 372 of the Department's Special Regulations in accordance with
contracts, agreements, or arrangements therefor, and
Whereas this bond is written to assure compliance by Principal
as an authorized charter operator with part 372 of the Department's
regulations, and other rules and regulations of the Department
relating to security for the protection of charter participants, and
shall inure to the benefit of any and all charter participants to
whom Principal may be held legally liable for any damages herein
described.
Now, therefore, the condition of this obligation is such that if
Principal shall pay or cause to be paid to charter participants any
sum or sums for which Principal may be held legally liable by reason
of Principal's failure faithfully to perform, fulfill and carry out
all contracts, agreements, and arrangements made by Principal while
this bond is in effect with respect to the receipt of moneys from
charter participants, and proper disbursement thereof pursuant to
and in accordance with the provisions of part 372 of the
Department's regulations, then this obligation shall be void,
otherwise to remain in full force and effect.
The liability of Surety with respect to any charter participant
shall not exceed the charter price paid by or on behalf of such
participant.
The liability of Surety shall not be discharged by any payment
or succession of payments hereunder, unless and until such payment
or payments shall amount in the aggregate to the penalty (face
amount) of the bond, but in no event shall Surety's obligation
hereunder exceed the amount of said penalty.
Surety agrees to furnish written notice to the Office of
International Aviation, Department of Transportation, forthwith of
all suits or claims made and judgments rendered, and payments made
by Surety under this bond.
This bond shall cover the following Charters: \1\
---------------------------------------------------------------------------
\1\ These data may be supplied in an addendum attached to the
bond.
---------------------------------------------------------------------------
Surety company's bond No.----------------------------------------------
Date of flight departure-----------------------------------------------
Place of flight departure----------------------------------------------
This bond is effective on the ___ of ___, 20___, 12:01 a.m.,
standard time at the address of Principal as stated herein and as
hereinafter provided. Principal or Surety may at any time terminate
this bond by written notice to: U.S. Air Carrier Licensing/Special
Authorities Division, Office of International Aviation, U.S.
Department of Transportation, 1200 New Jersey Avenue SE, Washington,
DC 20590, such termination to become effective thirty (30) days
after the actual receipt of said notice by the Department. Surety
shall not be liable hereunder for the payment of any damages
hereinbefore described which arise as a result of any contracts,
agreements, undertakings, or arrangements for the supplying of
transportation and other services made by Principal after the
termination of this bond as herein provided, but such termination
shall not affect the liability of the bond hereunder for the payment
of any damages arising as a result of contracts, agreements, or
arrangements for the supplying of transportation and other services
made by Principal prior to the date that such termination becomes
effective. Liability of Surety under this bond shall in all events
be limited only to a charter participant or charter participants who
shall within sixty (60) days after the termination of the particular
charter described herein give written notice of claim to the charter
operator or, if it is unavailable, to Surety, and all liability on
this bond shall automatically terminate sixty (60) days after the
termination date of each particular charter covered by this bond
except for claims made in the time provided herein.
In witness whereof, the said Principal and Surety have executed
this instrument on the ___ day of ___, ___.
PRINCIPAL
Name-------------------------------------------------------------------
By: Signature and title------------------------------------------------
Witness----------------------------------------------------------------
SURETY
Name-------------------------------------------------------------------
By: Signature and title------------------------------------------------
Witness----------------------------------------------------------------
Only corporations may qualify to act as surety and they must
meet the requirements set forth in Sec. 372.24(c) of part 372.
PART 374--IMPLEMENTATION OF THE CONSUMER CREDIT PROTECTION ACT WITH
RESPECT TO AIR CARRIERS AND FOREIGN AIR CARRIERS
0
205. The authority citation for part 374 is revised to read as follows:
Authority: 15 U.S.C. 1601-1693r; 49 U.S.C., Subtitle VII; and
12 CFR parts 1002 and 1026.
Sec. 374.3 [AMENDED]
0
206. Amend Sec. 374.3(b) as follows:
0
a. Remove ``12 CFR part 202'' and add in its place ``12 CFR part
1002''.
0
b. Remove ``12 CFR part 226'' and add in its place ``12 CFR part
1026''.
PART 374a--EXTENSION OF CREDIT BY AIRLINES TO FEDERAL POLITICAL
CANDIDATES
0
207. The authority citation for part 374a continues to read as follows:
Authority: 49 U.S.C. chapters 401, 411, 415, 417.
0
208. Section 374a.1 is revised to read as follows:
Sec. 374a.1 Purpose.
The purpose of this part is to issue rules pursuant to the Federal
Election Campaign Act of 1971, as amended, in accordance with the
Department's responsibility thereunder.
Sec. 374a.2 [AMENDED]
0
209. In Sec. 374a.2, remove ``This regulation'' and add in its place
``this part''.
Sec. 374a.3 [AMENDED]
0
210. In Sec. 374a.3, in the definition of ``Air carrier'', remove the
words ``section 401 of the Federal Aviation Act of 1958, as amended''
and add in their place the words ``49 U.S.C. 41102''.
0
211. Section 374a.5 is revised to read as follows:
Sec. 374a.5 Exemption authority.
Air carriers are exempt from the following provisions of 49 U.S.C.
Subtitle VII:
(a) Section 41510.
(b) Section 41310, and any and all other provisions of 49 U.S.C.
Subtitle VII, to the extent necessary to enable air carriers to comply
with the provisions of this part.
PART 375--NAVIGATION OF FOREIGN CIVIL AIRCRAFT WITHIN THE UNITED
STATES
0
212. The authority citation for part 375 continues to read as follows:
Authority: 49 U.S.C. 40102, 40103, and 41703.
[[Page 15940]]
Sec. 375.1 [AMENDED]
0
213. Amend Sec. 375.1 as follows:
0
a. Remove the definition for ``Act''.
0
b. In the definition for ``Air transportation'', remove the words
``(see section 101 (10) and (23) of the Federal Aviation Act, 49 U.S.C.
1301)'' and add in their place ``(see 49 U.S.C. 40102 (a)(5) and
(a)(24))''.
0
c. In the definition for ``Exemption'', remove the words ``under
section 416(b) of the Act'' and add in their place ``under 49 U.S.C.
40109''.
0
d. In the definition for ``Foreign air carrier permit'', remove the
words ``section 402 of the Act'' and add in their place ``49 U.S.C.
41301''.
0
e. In the definition for ``Foreign aircraft permit'', remove the words
``section 1108(b) of the Act'' and add in their place the words ``49
U.S.C. 41703''.
Sec. 375.19 [AMENDED]
0
214. In Sec. 375.19, remove the words ``section 1108(b) of the Act''
each place it appears and add in their place ``49 U.S.C. 41703''.
Sec. 375.22 [AMENDED]
0
215. In Sec. 375.22, add ``in 14 CFR chapter I'' immediately following
``Federal Aviation Administration''.
Sec. 375.33 [AMENDED]
0
216. In Sec. 375.33, remove the word ``safey'' and add in its place
the word ``safety''.
Sec. 375.35 [AMENDED]
0
217. In Sec. 375.35(a)(2), remove the words ``section 402 permit'' and
add in their place the words ``section 41301 permit''.
0
218. Amend Sec. 375.43 as follows:
0
a. Revise paragraph (a).
0
b. In paragraph (e)(1), remove the words ``Aviation Operations'' and
add in their place the words ``International Aviation''.
The revision reads as follows:
Sec. 375.43 Application for foreign aircraft permit.
(a) Applications for foreign aircraft permits shall be submitted on
OST Form 4509 (see appendix A to this part), in duplicate, addressed to
the Chief, Foreign Air Carrier Licensing Division, X-45, Office of
International Aviation. Applications should be submitted by email; see
``Application Procedures under Part 375'' at www.transportation.gov/policy/aviation-policy/licensing/foreign-carriers.
* * * * *
Sec. 375.50 [AMENDED]
0
219. Amend Sec. 375.50 as follows:
0
a. In paragraph (b), remove the words ``Chief, Discrete Operations
Branch, Licensing Division, P-45, Office of Aviation Operations'' and
add in their place the words ``Chief, Foreign Air Carrier Licensing
Division, X-45, Office of International Aviation''.
0
b. In paragraph (e), remove the words ``section 1108(b) of the Act''
and add in their place ``49 U.S.C. 41703''.
0
c. In paragraph (h):
0
i. Remove the words ``Federal Aviation Act'' and add in their place
``49 U.S.C. Subtitle VII''.
0
ii. Remove the words ``section 402 or 416(b) of the Act'' and add in
their place ``49 U.S.C. 41301 or 41709''.
0
220. Section 375.60 is revised to read as follows:
Sec. 375.60 Penalties.
The operation of a foreign aircraft within the United States or
over adjacent territorial waters in violation of the provisions of this
part constitutes a violation of 49 U.S.C. Subtitle VII and of this
chapter, and may, in addition, constitute a violation of the rules of
the Federal Aviation Administration. Such operation makes the person or
persons responsible for the violation or violations subject to a civil
penalty as provided in 49 U.S.C. 46301, and to the alteration,
amendment, modification, suspension or revocation of any permit issued
under this part and of any U.S. certificate involved as provided in 49
U.S.C. 44709. Engaging in air transportation as defined in 49 U.S.C.
Subtitle VII by a foreign aircraft without a foreign air carrier permit
issued pursuant to 49 U.S.C. 41301 or an exemption, or in violation of
the terms of such authority constitutes not only a violation of this
part but of Title 49, subtitle VII, as well, which entails a criminal
penalty as set forth in 49 U.S.C. 46316.
PART 377--CONTINUANCE OF EXPIRED AUTHORIZATIONS BY OPERATION OF LAW
PENDING FINAL DETERMINATION OF APPLICATIONS FOR RENEWAL THEREOF
0
221. The authority citation for part 377 continues to read as follows:
Authority: 49 U.S.C. Chapters 401, 461; 5 U.S.C. 558, 559.
Sec. 377.1 [AMENDED]
0
222. In Sec. 377.1, in the definition for ``Authorization'', remove
the words ``sections 101(3), 401, 402, 408, 409, 412 and 416 of the
Federal Aviation Act of 1958, as amended'' and add in their place ``49
U.S.C. 40102, 41102, 41302, 41309, and 41708''.
Sec. Sec. 377.2, 377.3, 377.4, 377.5, 377.10 and 377.11 [AMENDED]
0
223. In Sec. Sec. 377.2, 377.3, 377.4, 377.5, 377.10, and 377.11,
remove the word ``Board'' each place it appears and add in its place
the word ``Department''.
Sec. Sec. 377.3, 377.4, and 377.10 [AMENDED]
0
224. In Sec. Sec. 377.3, 377.4, and 377.10, remove the words ``section
401 of the Act'' and add in their place ``49 U.S.C. 41102''.
Sec. 377.10 [AMENDED]
0
225. Amend Sec. 377.10 as follows:
0
a. In paragraphs (b) and (c) introductory text, remove the word
``Board's'' and add in its place the word ``Department's''.
0
b. In paragraph (c)(3), remove the words ``section 402 of the Act and
exemptions issued under section 416'' and add in their place the words
``49 U.S.C. 41301 and exemptions issued under 49 U.S.C. 41708''.
PART 380--PUBLIC CHARTERS
0
226. The authority citation for part 380 continues to read as follows:
Authority: 49 U.S.C. 40101, 40102, 40109, 40113, 41101, 41103,
41301, 41504, 41702, 41708, 41712, 46101.
0
227. Throughout part 380:
0
a. Remove the words ``Office of Aviation Analysis'' and add in their
place the words ``Office of International Aviation''.
0
b. Remove the words ``Special Authorities Division'' and add in their
place the words ``U.S. Air Carrier Licensing/Special Authorities
Division''.
0
c. Remove the words ``of the Statute'' and add in their place the words
``of 49 U.S.C. Subtitle VII''.
Sec. 380.1 [AMENDED]
0
228. In Sec. 380.1, remove the words ``, formerly Title IV of the
Federal Aviation Act of 1958, as amended''.
Sec. 380.2 [AMENDED]
0
229. In Sec. 380.2, remove the word ``opertor'' and add in its place
the word ``operator'' and remove the definition for ``Statute.''
Sec. 380.3 [AMENDED]
0
230. In Sec. 380.3(b), remove the word ``and'' and add in its place
the word ``through''.
Sec. 380.14 [AMENDED]
0
231. In Sec. 380.14, remove the word ``Noting'' and add in its place
the word ``Nothing''.
[[Page 15941]]
Sec. 380.15 [AMENDED]
0
232. In Sec. 380.15, remove the word ``Subsititues'' and add in its
place the word ``Substitutes''.
Sec. 380.32 [AMENDED]
0
233. Amend Sec. 380.32 as follows:
0
a. In paragraph (j), remove the words ``That is a charter'' and add in
their place the words ``That if a charter''.
0
b. In paragraph (q), remove the words ``That is the operator'' and add
in their place the words ``That if the operator''.
0
c. In paragraph (t), remove the words ``That the participants'' and add
in their place the words ``That the participant's''.
0
d. In paragraph (v), remove the words ``date or arrival'' and add in
their place the words ``date of arrival''.
Sec. 380.34 [AMENDED]
0
234. In Sec. 380.34(b)(2)(i), remove the words ``credit cared'' and
add in their place the words ``credit card''.
0
235. Revise appendices A and B to part 380 to read as follows:
Appendix A to Part 380--Public Charter Operator's Surety Bond Under
Part 380 of the Regulations of the Department of Transportation (14 CFR
PART 380)
Know all persons by these presents, that we ___ (name of charter
operator) ___ of___ (city) ___ (state) as Principal (hereinafter
called Principal), and ___ (name of surety) a corporation created
and existing under the laws of the State of ___ (State) as Surety
(hereinafter called Surety) are held and firmly bound unto the
United States of America in the sum of $______________(see 14 CFR
380.34) for which payment, well and truly to be made, we bind
ourselves and our heirs, executors, administrators, successors, and
assigns, jointly and severally, firmly by these presents.
Whereas Principal intends to become a Public Charter operator
pursuant to the provisions of 14 CFR part 380 and other rules and
regulations of the Department relating to insurance or other
security for the protection of charter participants, and has elected
to file with the Department of Transportation such a bond as will
insure financial responsibility with respect to all moneys received
from charter participants for services in connection with a Public
Charter to be operated subject to part 380 of the Department's
regulations in accordance with contracts, agreements, or
arrangements therefore, and
Whereas this bond is written to assure compliance by Principal
as an authorized charter operator with 14 CFR part 380 and other
rules and regulations of the Department relating to insurance and
other security for the protection of charter participants, and shall
inure to the benefit of any and all charter participants to whom
Principal may be held legally liable for any damages herein
described.
Now, therefore, the condition of this obligation is such that if
Principal shall pay or cause to be paid to charter participants any
sum or sums for which Principal may be held legally liable by reason
of Principal's failure faithfully to perform, fulfill and carry out
all contracts, agreements, and arrangements made by Principal while
this bond is in effect with respect to the receipt of moneys from
charter participants, and proper disbursement thereof pursuant to
and in accordance with the provisions of 14 CFR part 380, then this
obligation shall be void, otherwise to remain in full force and
effect.
The liability of Surety with respect to any charter participant
shall not exceed the charter price paid by or on behalf of such
participant.
The liability of Surety shall not be discharged by any payment
or succession of payments hereunder, unless and until such payment
or payments shall amount in the aggregate to the penalty of the
bond, but in no event shall Surety's obligation hereunder exceed the
amount of said penalty.
Surety agrees to furnish written notice to the U.S. Air Carrier
Licensing/Special Authorities Division, X-44, Office of
International Aviation, Department of Transportation, forthwith of
all suits or claims filed and judgments rendered, and payments made
by Surety under this bond.
The bond shall cover the following charters \1\
\1\ These data may be supplied in an addendum attached to the
bond.
---------------------------------------------------------------------------
Surety company's bond No.----------------------------------------------
Date of flight departure-----------------------------------------------
Place of flight departure----------------------------------------------
This bond is effective on the __ day of _________, 20_, 12:01
a.m., standard time at the address of Principal as stated herein and
as hereinafter provided. Principal or Surety may at any time
terminate this bond by written notice to: ``U.S. Air Carrier
Licensing/Special Authorities Division (X-44), Office of
International Aviation, U.S. Department of Transportation, 1200 New
Jersey Avenue SE, W-86-445, Washington, DC 20590,'' such termination
to become effective thirty (30) days after the actual receipt of
said notice by the Department. Surety shall not be liable hereunder
for the payment of any damages hereinbefore described which arise as
a result of any contracts, agreements, undertakings, or arrangements
for the supplying of transportation and other services made by
Principal after the termination of this bond as herein provided, but
such termination shall not affect the liability of the bond
hereunder for the payment of any damages arising as a result of
contracts, agreements, or arrangements for the supplying of
transportation and other services made by Principal prior to the
date that such termination becomes effective. Liability of Surety
under this bond shall in all events be limited only to a charter
participant or charter participants who shall within sixty (60) days
after the termination of the particular charter described herein
give written notice of claim to the charter operator or, if it is
unavailable, to Surety, and all liability on this bond shall
automatically terminate sixty (60) days after the termination date
of each particular charter covered by this bond except for claims
made in the time provided herein.
In witness whereof, the said Principal and Surety have executed
this instrument on the __ day of _________, 20_.
PRINCIPAL
Name-------------------------------------------------------------------
By: Signature and title------------------------------------------------
Witness----------------------------------------------------------------
Bonding or surety company must be listed in Best's Insurance
Reports (Fire and Casualty) with a general policyholders' rating of
``A'' or better or in the Department of the Treasury listing of
companies holding certificates of authority as acceptable sureties
on Federal bonds. In addition, the bonding or surety company shall
be one legally authorized to issue bonds of that type in the
State(s) in which the charter flight(s) originate. Agents must
provide satisfactory proof that they have the requisite authority to
issue this bond.
Appendix B to Part 380--Public Charter Operators's Surety Trust
Agreement
This Trust Agreement is entered into between ___________
(charter operator) incorporated under the laws of ____________ with
its principal place of business being ______________________
(hereinafter called ``Operator''), and ____________________(Bank)
with its principal place of business being____________________
(hereinafter called ``Trustee''), for the purpose of creating a
trust to become effective as of the ______ day of ______, 20_, which
trust shall continue until terminated as hereinafter provided.
Operator intends to become a Public Charter operator pursuant to
the provisions of part 380 of the Department's regulations and other
rules and regulations of the Department relating to insurance or
other security for the protection of charter participants, and has
elected to file with the Department of Transportation such a Surety
Trust Agreement as will insure financial responsibility with respect
to all monies received from charter participants for services in
connection with a Public Charter to be operated subject to part 380
of the Department's regulations in accordance with contracts,
agreements, or arrangements therefore.
This Surety Trust Agreement is written to assure compliance by
Operator with the provisions of part 380 of the Department's
regulations and other rules and regulations of the Department
relating to insurance or other security for the protection of
charter participants. It shall inure to the benefit of any and all
charter participants to whom Operator may be held legally liable for
any of the damages herein described.
It is mutually agreed by and between Operator and Trustee that
Trustee shall manage the corpus of the trust and carry out the
purposes of the trust as hereinafter set forth during the term of
the trust for the benefit of charter participants (who are
hereinafter referred to as ``Beneficiaries.'')
[[Page 15942]]
Beneficiaries of the trust created by this Agreement shall be
limited to those charter participants who meet the following
requirements:
1. Those for whom Operator or Operator's agent has received
payment toward participation in one or more charters operated by or
proposed to be operated by Operator.
2. Who have legal claim or claims for money damages against
Operator by reason of Operator's failure faithfully to perform,
fulfill, and carry out all contracts, agreements, and arrangements
made by Operator while this trust is in effect with respect to the
receipt of monies and proper disbursement thereof pursuant to part
380 of the Department's regulations; and
3. Who have given notice of such claim or claims in accordance
with this Trust Agreement, but who have not been paid by Operator.
The operator shall convey to Trustee legal title to the trust
corpus, which has a value of $_____ by the time of the execution of
this Agreement.
Trustee shall assume the responsibilities of Trustee over the
said trust corpus and shall distribute from the trust corpus to any
and all Beneficiaries to whom Operator, in its capacity as a Public
Charter operator, may be held legally liable by reason of Operator's
failure faithfully to perform, fulfill, and carry out all contracts,
agreements, and arrangements made by Operator, while this trust is
in effect with respect to the receipt of monies and proper
disbursement thereof pursuant to part 380 of the Department's
regulations in connection with said charters, such damages as will
discharge such liability while this trust is in effect; Provided,
however, that the liability of the trust to any Beneficiary shall
not exceed the charter price (as defined in part 380 of the
Department's regulations) paid by or on behalf of any such
Beneficiary; Provided, further, that there shall be no obligation of
the trust to any Beneficiary if Operator shall pay or cause to be
paid to any Beneficiary any sum or sums for which Operator may be
held legally liable by reasons of its failure faithfully to perform,
fulfill, and carry out all contracts, agreements, and arrangements
made by Operator in its capacity as Public Charter Operator while
this trust is in effect with respect to the receipt of monies and
proper disbursement thereof pursuant to part 380 of the Department's
regulations; and provided still further, that the liability of the
trust as administered by Trustee shall not be discharged by any
payment or succession of payments hereunder, unless and until such
payment or payments, shall amount in the aggregate to $_____.
Notwithstanding anything herein to the contrary, in no event shall
the obligation of the trust or Trustee hereunder exceed the
aggregate amount of $_____.
Trustee agrees to furnish written notice to the U.S. Air Carrier
Licensing/Special Authorities Division, X-44, Office of
International Aviation, Department of Transportation, forthwith of
all suits or claims filed and judgments rendered (of which it has
knowledge), and of payments made by Trustee under the terms of this
trust.
The trust shall not be liable hereunder for the payment of any
damages hereinbefore described which arise as a result of any
contracts, agreements, undertakings, or arrangements for the
supplying of transportation and other services made by Operator
after the termination of this trust as herein provided, but such
termination shall not affect the liability of the trust hereunder
for the payment of any damages arising as a result of contracts,
agreements, or arrangements for the supplying of transportation and
other services made by Operator prior to the date that such
termination becomes effective.
Liability of the trust shall in all events be limited only to a
Beneficiary or Beneficiaries who shall within sixty days after the
termination of the particular charter give written notice of claim
to Operator or, if it is unavailable, to Trustee, and all liability
of the trust with respect to participants in a charter shall
automatically terminate sixty days after the termination date of
each particular charter covered by this trust except for claims made
in the time provided herein.
Sixty-one days after the completion of the last charter covered
by this Trust Agreement, the trust shall automatically terminate
except for claims of any Beneficiary or Beneficiaries previously
made in accordance with this Agreement still pending on and after
said sixty-first day. To the extent of such claims, the trust shall
continue until those claims are discharged, dismissed, dropped, or
otherwise terminated. After all remaining claims which are covered
by this Trust Agreement pending on and after the said sixty-first
day have been discharged, dismissed, dropped, or otherwise
terminated; Trustee shall convey forthwith the remainder of the
trust corpus, if any, to Operator.
Either Operator or Trustee may at any time terminate this trust
by written notice to: ``U.S. Air Carrier Licensing/Special
Authorities Division, X-44, Office of International Aviation, U.S.
Department of Transportation, 1200 New Jersey Avenue SE, W-86-445,
Washington, DC 20590,'' such termination to become effective thirty
days after the actual receipt of said notice by the Department.
In the event of any controversy or claim arising hereunder,
Trustee shall not be required to determine same or take any other
action with respect thereto, but may await the settlement of such
controversy or claim by final appropriate legal proceedings, and in
such event shall not be liable for interest or damages of any kind.
Any Successor to Trustee by merger, consolidation, or otherwise,
shall succeed to this trusteeship and shall have the powers and
obligations set forth in this Agreement.
The trust created under this Agreement shall be operated and
administered under the laws of the State of _________.
In Witness Whereof, Operator and Trustee have executed this
instrument on the date(s) shown below.
Operator ____________--------------------------------------------------
(signature)
Date-------------------------------------------------------------------
Name-------------------------------------------------------------------
(typed or printed)
Title------------------------------------------------------------------
Trustee----------------------------------------------------------------
(signature)
Date-------------------------------------------------------------------
Name-------------------------------------------------------------------
(typed or printed)
Title------------------------------------------------------------------
PART 385--STAFF ASSIGNMENTS AND REVIEW OF ACTION UNDER ASSIGNMENTS
0
236. The authority citation for part 385 is revised to read as follows:
Authority: 49 U.S.C. 329, 40101, 41101, 41301, and 41701.
0
237. Throughout part 385, remove the words ``of the Statute'' and add
in their place the words ``of 49 U.S.C. Subtitle VII''.
Sec. 385.1 [AMENDED]
0
238. Amend Sec. 385.1 as follows:
0
a. Remove the definition for ``Department''.
0
b. In the definition of ``Precedent'', remove the words ``by the
Board'' and add in their place the words ``by its predecessor''.
0
c. In the definition of ``Reviewing Official'', remove the word
``Deputy''.
0
d. Remove the definition for ``Statute''.
Sec. 385.2 [AMENDED]
0
239. In Sec. 385.2, remove the words ``and the Director, Bureau of
Transportation Statistics (BTS)''.
Sec. 385.7 [AMENDED]
0
240. In Sec. 385.7, remove the word ``Deputy''.
0
241. Amend Sec. 385.12 as follows:
0
a. Paragraphs (f), (h), and (i) are removed.
0
b. Paragraphs (g), (j), and (k) are redesignated as paragraphs (f),
(g), and (h), respectively.
0
c. Newly redesignated paragraphs (f), (g), and (h) are revised.
0
d. New paragraph (i) is added.
The revisions read as follows:
Sec. 385.12 Authority of the Director, Office of Aviation Analysis.
* * * * *
(f) To approve certificates of insurance filed with the Department
on behalf of U.S. and foreign air carriers in accordance with the
provisions of part 205 of this chapter.
(g) With respect to mail rates:
(1) To issue show-cause orders proposing to make modifications of a
technical nature in the mail rate formula applicable to temporary or
final service mail rate orders.
(2) To issue final orders establishing temporary and final service
mail rates:
[[Page 15943]]
(i) In those cases where no objection has been filed following
release of the show-cause order, and where the rates established are
the same as those proposed in the show-cause order; and
(ii) In those cases where it is necessary to make modifications of
a technical nature in the rates proposed in the show-cause order.
(3) To issue final orders amending mail rate orders of air carriers
to reflect changes in the names of the carriers subject to the orders.
(4) To issue a letter, in the case of air mail contracts filed with
the Department under part 302 of this chapter against which no
complaints have been filed, stating that the contract will not be
disapproved by the Department and may become effective immediately.
(5) To issue final orders making quarterly fuel rate adjustments to
Alaska bush and mainline mail rates set by the Department under 49
U.S.C. 41901, 41902, and 41903.
(h) With respect to essential air service (EAS) proceedings:
(1) To establish procedural dates.
(2) To issue orders setting interim rates of compensation for
carriers required to provide essential air service.
(3) To issue orders approving a carrier's alternate service pattern
if:
(i) The resulting level of service at the eligible place would be
equal to or greater than the level of service earlier determined to be
essential for that place;
(ii) The community concerned does not object to the carrier's
implementation of the alternate service pattern; and
(iii) The carrier is not receiving a subsidy for the service or
implementation of the alternate service pattern would not increase the
carrier's subsidy.
(4) To issue orders adjusting the operational and/or financial unit
rates of the payout formula for a carrier receiving subsidy under
section 41732 of 49 U.S.C. Subtitle VII where the adjustment will not
increase the total amount of compensation that the carrier will
receive.
(5) To renew, up to five times in succession, an order under
section 41734 of 49 U.S.C. Subtitle VII to an air carrier to continue
providing essential air service while the Department attempts to find a
replacement carrier.
(6) To request service and subsidy proposals from carriers
interested in providing essential air service to an eligible place.
(7) To issue final orders establishing interim or final subsidy
rates under section 41732 or final adjustments of compensation for
continued service under section 41732 in those cases where no objection
has been filed to a show-cause order, and where the rates established
are the same as or less than those proposed in the approved show-cause
order.
(8) With respect to provisions for terminations, suspensions, or
reductions of service under part 323 of this chapter:
(i) To require any person who files a notice, objection, or answer
to supply additional information.
(ii) To require service of a notice, objection, or answer upon any
person.
(iii) To accept late-filed objections or answers, upon motion, for
good cause shown.
(iv) To extend the time for filing objections for answers, when the
initial notice has been filed earlier than required under Sec. 323.5
of this chapter.
(9) To issue final air carrier selection orders establishing final
subsidy rates for EAS provided under 49 U.S.C. 41733:
(i) Where the compensation to be paid is the same as or less than
the existing rate, and where the community does not object to the
selected option;
(ii) For EAS eligible Alaska communities, when the subsidy rate to
be paid is less than $125,000, and where the community does not object
to the selected option; and
(iii) In cases where only one air carrier submitted one service or
subsidy option.
(10) With respect to provisions for terminations, suspensions, or
reductions of service under part 323 of this chapter:
(i) To require any person who files a notice, objection, or answer
to supply additional information.
(ii) To require service of a notice, objection, or answer upon any
person.
(iii) To accept late-filed objections or answers, upon motion, for
good cause shown.
(iv) To extend the time for filing objections for answers, when the
initial notice has been filed earlier than required under Sec. 323.5
of this chapter.
(i) To issue procedural orders or notices in antitrust immunity
cases filed under part 303 of this chapter with respect to:
(1) Granting or denying requests for adjustments to procedural
deadlines where there is no objection;
(2) Making other adjustments to a procedural schedule where the
policy is clear and consistent with precedent;
(3) Granting parties to a proceeding access to confidential
documents filed under a request for public non-disclosure pursuant to
Sec. 302.12 of this chapter, where providing such access is consistent
under current policy and precedent; and
(4) In uncontested proceedings, ordering the filing of additional
documents deemed relevant to the Department's consideration of the
application, including the filing of documents for in-camera review,
where doing so is consistent with past policy and precedent.
0
242. Amend Sec. 385.13 as follows:
0
a. Remove the word ``and'' at the end of paragraph (b)(3).
0
b. Remove paragraph (b)(4).
0
c. Redesignate paragraphs (b)(2) and (3) as (b)(3) and (4),
respectively.
0
d. Add new paragraphs (b)(2), (5), and (6).
0
e. Revise paragraphs (r) introductory text and (r)(1).
0
f. Add paragraphs (z) through (dd).
The additions and revisions to read as follows:
Sec. 385.13 Authority of the Director, Office of International
Aviation.
* * * * *
(b) * * *
(2) For general tariff exemptions that apply to all U.S. and
foreign air carriers pursuant to 14 CFR part 293;
* * * * *
(5) Issue orders granting uncontested applications by U.S. carriers
to provide foreign air transportation where the carrier has already
been found fit, willing, and able to provide service of the same basic
scope or character; and
(6) Issue orders granting uncontested applications by foreign air
carriers to provide foreign air transportation where the course of
action is clear under current policy or precedent.
* * * * *
(r) With respect to International Air Transport Association (IATA)
agreements filed with the Department pursuant to sections 41309 and
41308 of 49 U.S.C. Subtitle VII, or agreements filed pursuant to
previous statutory authority of the Department's predecessor:
(1) Issue orders approving, disapproving, or exempting IATA
agreements relating to fare and rate matters under section 41309, and
granting or denying antitrust immunity under section 41308, where the
course of action is clear under current policy and precedent.
* * * * *
(z) Issue orders and notices adjusting the Standard Foreign Fare
Level to reflect percentage changes in actual operating costs per
available seat mile.
(aa) Issue notices updating the list of country-pair markets.
(bb) With respect to Canadian charter air taxi operations:
(1) To approve applications for registration, or require that a
registrant submit additional information, or reject
[[Page 15944]]
an application for registration for failure to comply with part 294 of
this chapter.
(2) To cancel, revoke, or suspend the registration of any Canadian
charter air taxi operator using small aircraft registered under part
294 of this chapter that:
(i) Filed with the Department a written notice that it is
discontinuing operations;
(ii) Is no longer designated by its home government to operate the
services contemplated by its registration;
(iii) Holds a foreign air carrier permit under section 41302 to
operate large aircraft charters between the United States and Canada;
(iv) Fails to keep its filed certificate of insurance current;
(v) No longer is substantially owned or effectively controlled by
persons who are:
(A) Citizens of Canada;
(B) The Government of Canada; or
(C) A combination of both; or
(vi) No longer holds current effective Operations Specifications
issued by the FAA.
(3) To grant or deny requests for a waiver of part 294 of this
chapter, where grant or denial of the request is in accordance with
current policy or precedent.
(cc) With respect to foreign air freight forwarders:
(1) To approve applications for registration, or require that a
registrant submit additional information, or reject an application for
registration for failure to comply with part 297 of this chapter.
(2) To cancel the registration of any foreign air freight forwarder
or foreign cooperative shippers association that files a written notice
with the Department indicating the discontinuance of common carrier
activities.
(3) To exempt the registrant from the requirement contained in
Sec. 297.20 of this chapter that substantial ownership and effective
control reside in citizens of the country that the applicant claims as
its country of citizenship, where the course of action is clear under
current precedent or policies.
(dd) With respect to charter operations:
(1) To grant or deny requests for waiver of parts 212, 372, and 380
of this chapter, where grant or denial of the request is in accordance
with established precedent.
(2) To approve or disapprove direct air carrier escrow agreements
filed pursuant to part 212 of this chapter.
(3) To reject or accept Public Charter prospectuses filed under
part 380 of this chapter.
(4) With respect to the procedures for the registration of foreign
charter operators under subpart E of part 380 of this chapter:
(i) To approve applications for registration, or require that a
registrant submit additional information, or reject an application for
registration for failure to comply with part 380 of this chapter.
(ii) To notify the applicant that its application will require
further analysis or procedures, or is being referred to the Assistant
Secretary for Aviation and International Affairs for formal action.
(iii) To cancel the registration of a foreign charter operator if
it files a written notice with the Department that it is discontinuing
its charter operations.
(iv) To waive provisions of subpart E of part 380 of this chapter.
0
243. Revise Sec. 385.14 to read as follows:
Sec. 385.14 Authority of the General Counsel.
The General Counsel has authority to:
(a) Issue proposed or final regulations for the purpose of making
editorial changes or corrections to the Department's rules and
regulations to carry out Subparts I, II and IV of Part A of Subtitle
VII of the Transportation Code at 49 U.S.C. 40101 et seq., with the
concurrence of the staff offices primarily responsible for the parts or
sections involved: Provided, that any final regulation so issued shall
have an effective date not less than 20 days after its date of
publication in the Federal Register, and shall include a brief
reference to the review procedures established in subpart C of this
part.
(b) Where a petition for review is duly filed, reverse any
rulemaking action taken pursuant to paragraph (a) of this section by
withdrawing a proposed or final regulation issued thereunder. Any
action taken by the General Counsel, pursuant to the authority of this
section, shall not be subject to the review procedures of this part.
(c) Issue orders deferring action until after oral argument on
motions submitted by parties subsequent to the issuance of an
Administrative Law Judge's initial or recommended decision.
(d) Reissue existing regulations for the purpose of incorporating
prior amendments adopted by the Department.
(e) Compromise any civil penalties being imposed in enforcement
cases.
(f) Issue orders initiating and terminating informal nonpublic
investigations under part 305 of this chapter (Procedural Regulations).
(g) Issue orders requiring air carriers to prepare and submit
within a specified reasonable period, special reports, copies of
agreements, records, accounts, papers, documents, and specific answers
to questions upon which information is deemed necessary. Special
reports shall be under oath whenever the General Counsel so requires.
(h) Institute and prosecute in the proper court, as agent of the
Department, all necessary proceedings for the enforcement of the
provisions of the act or any rule, regulation, requirement, or order
thereunder, or any term, condition, or limitation of any certificate or
permit, and for the punishment of all violations thereof. Any action
taken by the General Counsel, pursuant to the authority of this
section, shall not be subject to the review procedures of this part.
(i) Make findings regarding the reasonable necessity for the
application of the Department's authority to obtain access to lands,
buildings, and equipment, and to inspect, examine, and make notes and
copies of accounts, records, memorandums, documents, papers, and
correspondence of persons having control over, or affiliated with, any
person subject to regulation under Subparts I, II, and IV of Part A of
Subtitle VII of the Transportation Code at 49 U.S.C. 40101 et seq.
through issuance of an appropriate order, letter, or other transmittal.
(j) Issue orders denying or granting conditional or complete
confidential treatment of information supplied by any person to the
Office of Aviation Enforcement and Proceedings. Confidential treatment
may only be granted upon a finding that, if the information were in the
Department's possession and a Freedom of Information Act (FOIA) request
were made for the information:
(1) At the time of the confidentiality request, the FOIA request
would be denied on the basis of one or more of the FOIA exemptions; and
(2) At any later time, the FOIA request would also be denied,
absent a material change in circumstances (which may include a
demonstration that the asserted exemption does not apply).
Sec. 385.15 [REMOVED AND RESERVED]
0
244. Remove and reserve Sec. 385.15.
Sec. 385.18 [AMENDED]
0
245. In Sec. 385.18, remove the words ``Chief, Coordination Section,
Documentary Services Division'' wherever they appear and add in their
place the words ``Docket Officer, Docket Operations Office''.
Sec. 385.19 [AMENDED]
0
246. In Sec. 385.19, remove the words ``Office of Aviation
Information''
[[Page 15945]]
wherever they appear and add in their place the words ``Office of
Airline Information''.
Sec. 385.32 [AMENDED]
0
247. In Sec. 385.32, remove ``this regulation'' and add in its place
``this part''.
0
248. Part 389 is revised to read as follows:
PART 389--FEES AND CHARGES FOR SPECIAL SERVICES
Subpart A--General Provisions
Sec.
389.1 Policy and scope.
Subpart B--Fees for Special Services
389.10 Applicability of subpart.
389.11 Available services and resources.
389.12 Payment of fees and charges.
389.13 Fees for services.
Subpart C--Filing and Processing License Fees
389.20 Applicability of subpart.
389.21 Payment of fees.
389.22 Failure to make proper payment.
389.23 Application for waiver or modification of fees.
389.24 Foreign air carriers.
389.25 Schedule of processing fees.
389.26 Special rules for tariff page filings.
389.27 Refund of fee.
Authority: 49 U.S.C. 40113, 40114, 41711; 31 U.S.C. 9701; and 5
U.S.C. 552.
Subpart A--General Provisions
Sec. 389.1 Policy and scope.
Pursuant to the provisions of 31 U.S.C. 9701, Fees and charges for
Government services and things of value, and as implemented by the
Office of Management and Budget's Circular A-25, dated July 8, 1993,
the Department sets forth in this part fees and charges to be paid for
the use of certain services and resources of the Department as
prescribed in this part.
Subpart B--Fees for Special Services
Sec. 389.10 Applicability of subpart.
This subpart describes certain services and resources made
available by the Department and prescribes the fees and charges for
those services and resources.
Sec. 389.11 Available services and resources.
Upon request and payment of fees as provided in this part, there
are available, with respect to documents subject to inspection,
services as follows:
(a) Locating and copying records and documents;
(b) Certification of copies of documents under seal of the
Department; and
(c) Transcripts of hearings and proceedings.
Sec. 389.12 Payment of fees and charges.
The fees charged for services and resources shall be paid for
electronically at https://www.pay.gov, a secure government-wide
collection portal, except for charges for reporting services that are
performed under competitive bid contracts with non-Government firms.
Fees for reporting are payable to the firms providing the services.
Payments to pay.gov can be made directly from a bank account or by
credit/debit card.
Sec. 389.1 3 Fees for services.
Fees for services and resources described in this subpart and
subpart C of this part are pursuant to those fees set forth in 49 CFR
part 7, subpart F, Sec. Sec. 7.41 through 7.43, 7.45 and 7.46.
Subpart C--Filing and Processing License Fees
Sec. 389.20 Applicability of subpart.
(a) This subpart applies to the filing of certain documents and
records with the Department by non-government parties, and prescribes
fees for their processing.
(b) For the purpose of this subpart, record means an electronic
tariff record submitted to the Department under subpart R of 14 CFR
part 221, and contains a set of information that describes one (1)
tariff fare, or a set of information that describes one (1) related
element associated with such tariff fare.
Sec. 389.21 Payment of fees.
(a) Except as provided in paragraph (b) of this section, any
document for which a filing fee is required by Sec. 389.25 shall be
paid for electronically at https://www.pay.gov, a secure government-wide
collection portal, unless a waiver or modification of the filing fee
has been requested and approved. Payments can be made directly from a
bank account or by credit/debit card.
(b) Registration for all air taxi operators shall be accompanied by
an 8 dollar ($8) registration filing fee in the form of a check, draft,
or postal money order payable to the U.S. Department of Transportation.
(c) Where a document seeks authority or relief in the alternative
and therefore would otherwise be subject to more than one filing fee,
only the highest fee shall be required.
(d) Where a document relating to a single transaction or matter
seeks multiple authorities or relief and therefore would otherwise be
subject to more than one filing fee, only the highest fee shall be
required. Where a document relating to more than one transaction or
matter seeks multiple authorities or relief, the required filing fee
shall be determined by combining the highest fees for each transaction
or matter. For purposes of this paragraph (d), a specific number of
charters or inclusive tours described in one application will be
regarded as a single transaction or matter.
(e) No fee shall be returned after the document has been filed with
the Department, except as provided in Sec. Sec. 389.23 and 389.27.
Sec. 389.22 Failure to make proper payment.
In accordance with 49 CFR part 7, subpart F, Sec. 7.42, the
Department will assess interest on unpaid fees on the 31st day
following the day on which a notice of the amount due is first mailed
to the requestor, unless the Department has granted an application for
waiver or modification of the fees.
Sec. 389.23 Application for waiver or modification of fees.
(a) Applications may be filed asking for waiver or modification of
any fee paid under this subpart. Each applicant shall set forth the
reasons why a waiver or modification should be granted, and by what
legal authority.
(b) Applications asking for a waiver or modification of fees shall
be sent to the Director, Office of Aviation Analysis, U.S. Department
of Transportation, 1200 New Jersey Avenue SE, Washington, DC 20590.
This provision is in accordance Sec. 385.30 of this chapter. When no
petition for review is filed with the Department, or when the
Department reviews the Director's decision, if the amount found due is
not paid within 10 days after receipt of notification of the final
determination, the document shall be returned to the filing party.
Sec. 389.24 Foreign air carriers.
A foreign air carrier, or such carriers, if from the same country,
acting jointly, may apply for a waiver of the requirements of this part
based on reciprocity for U.S. air carriers contained in the requirement
of their home governments, or as provided in a treaty or agreement with
the United States. To apply for a waiver under this section, foreign
air carriers shall send waiver requests to the Director, Office of
International Aviation. The request should include applicable official
government rules, decisions, statements of policy, or comparable
evidence concerning filing fees for U.S. air carriers, or for all
carriers serving that country. Once a waiver has been granted for a
specific country, no further waiver
[[Page 15946]]
applications need be filed for that country.
Sec. 389.25 Schedule of processing fees.
(a) Document-filing fees.
------------------------------------------------------------------------
Code Document
------------------------------------------------------------------------
Interstate Air Transportation
------------------------------------------------------------------------
Certificate of Public Convenience and Necessity (49 U.S.C. Chapter 411)
------------------------------------------------------------------------
1.................... Application for Certificate of 850
Public Convenience and Necessity
Interstate Air Transportation--
Charter Authority Only.
2.................... Application for Certificate of 850
Public Convenience and Necessity
Interstate Air Transportation--
Scheduled Service.
3.................... Dormant Authority................ 290
4.................... Application for Certificate of 670
Public Convenience and Necessity
Interstate Air Transportation--
Cargo Authority Only.
5.................... Application to transfer 290
Certificate of Public
Convenience and Necessity
Interstate Air Transportation.
6.................... Air Taxi Registration............ 8
7.................... Application for Commuter Air 670
Carrier Authorization.
8.................... Change of Name (registration of 56
trade name or reissuance of
certificate).
--------------------------------------------------
9.................... Exemption Request--General (49
U.S.C. Chapter 401)
--------------------------------------------------
10................... Request for an Exemption from 49 53
U.S.C. Chapter 415.
11................... Request for an Exemption from 49 280
U.S.C Chapter 411.
12................... Request for an Exemption from 49 120
U.S.C Chapter 417.
13................... Request for a Service Mail Rate 420
Petition 49 U.S.C. Chapter 419.
------------------------------------------------------------------------
Foreign Air Transportation--U.S. Carriers (49 U.S.C. Chapter 411)
------------------------------------------------------------------------
14................... Application for Certificate of 900
Public Convenience and Necessity
Foreign Air Transportation--
Scheduled Service.
15................... Amendment to Application for 425
Certificate of Public
Convenience and Necessity
Foreign Air Transportation--
Scheduled Service.
16................... Application for Certificate of 600
Public Convenience and Necessity
Foreign Air Transportation--
Charter Service.
17................... Amendment to Application for 200
Certificate of Public
Convenience and Necessity
Foreign Air Transportation--
Charter Service.
18................... Transfer of Certificate of Public 255
Convenience and Necessity
Foreign Air Transportation--
Scheduled or Charter Service.
19................... Change of Name (registration of 56
trade name or reissuance of
certificate).
------------------------------------------------------------------------
Foreign Air Carrier Permit (49 U.S.C. Chapter 413)
------------------------------------------------------------------------
20................... Foreign Air Carrier Permit-- 760
Initial Application.
21................... Foreign Air Carrier Permit-- 475
Amendment/Renewal of permit.
22................... Foreign Air Carrier Permit-- 215
Amendment to application for a
permit.
------------------------------------------------------------------------
Exemption (49 U.S.C. Chapter 401)
------------------------------------------------------------------------
23................... Request for an Exemption from 49 53
U.S.C. Chapter 415.
24................... Request for an Exemption from 49 77
U.S.C. Chapters 411/413 (10 or
fewer flights).
25................... Request for an Exemption from 49 360
U.S.C. Chapters 411/413 (More
than 10 flights).
26................... Request for an Exemption from 49 \1\ 17
U.S.C. Chapters 411/413 (Filed
less than 10 days before
effective date requested).
27................... Other (U.S. and foreign air 360
carriers).
28................... Emergency cabotage (49 U.S.C. 360
Chapter 401).
29................... Relief for U.S. and foreign 370
indirect air carriers (49 U.S.C.
Chapter 401).
------------------------------------------------------------------------
Undocketed Items
------------------------------------------------------------------------
30................... Canadian Charter Air Taxi 30
Registration.
31................... Foreign Freight Forwarder 11
Registration.
32................... Foreign Tour Operator 10
Registration.
33................... Foreign Aircraft Permit (14 CFR 25
part 375).
34................... Special Authorization (14 CFR 12
part 375).
35................... Charter Statement of 8
Authorization.
36................... Intermodal Statement of 10
Authorization.
37................... Special Authority (14 CFR part 37
216).
38................... Fee for filing items 33-37 if \1\ 11
filed less than time required
before effective date.
39................... IATA resolutions................. 61
------------------------------------------------------------------------
Other (U.S. and Foreign Air Carriers)
------------------------------------------------------------------------
Charters:
40................... Public Charter Prospectus..... 39
41................... OMPC Operation Authorization.. 665
42................... Waiver of Charter Regulations. 39
[[Page 15947]]
Tariffs:
43................... Pages......................... 2
44................... Special Tariff Permission..... 12
45................... Waiver of Tariff Regulations.. 12
46................... Exemption request............. 371
Agreements filed under 49 U.S.C.
Chapter 413
47................... Prior Approval (docketed)..... 1,080
48................... Routine (non-docketed)........ 64
49................... Application for free and reduced- 16
rate transportation.
------------------------------------------------------------------------
\1\ Additional.
(b) Electronic tariff filing fees. The filing fee for one (1) or
more transactions proposed in any existing record, or for any new or
canceled records, shall be 5 cents per record; Provided: That no fee
shall be assessed for those records submitted to the Department
pursuant to 14 CFR 221.500(b).
Sec. 389.26 Special rules for tariff page filings.
(a) Tariffs issued by carriers. The filing fee for tariff pages
filed by U.S. air carriers will be charged even if the tariff includes
matters involving participating foreign air carriers. It will also be
charged if the tariff is issued by a foreign air carrier and includes
matters involving participating U.S. air carriers, unless the foreign
air carrier has obtained a waiver under Sec. 389.24. The fee will not
be charged for a blank looseleaf page unless it cancels matter in the
preceding issue of the page.
(b) Tariffs issued by publishing agents. (1) If the tariff is
issued for one or more air carriers exclusively, the fee will be
charged for each page.
(2) If the tariff is issued for one or more air carriers and one or
more foreign air carriers, the fee will be charged for each page,
except for those pages that the issuing agent states contain only:
(i) Matters pertaining exclusively to foreign air carriers that
have been granted a waiver; or
(ii) Changes in matters pertaining to foreign air carriers that
have been granted a waiver and that are included on the same page with
other matters that are reissued without change.
(3) The fee will not be charged for a blank looseleaf page unless
it cancels matters in the preceding page.
(4) No fee will be charged when two pages are published back-to-
back, one page is not subject to the fee under paragraph (b)(2) of this
section, and the page on the reverse is issued without substantive
change.
(5) The fee will be charged for two looseleaf pages containing a
correction number check sheet unless all other pages of the tariff are
exempt from the fee.
Sec. 389.27 Refund of fee.
Any fee charged under this part may be refunded in full or in part
upon request if the document for which it is charged is withdrawn
before final action is taken. Such requests shall be filed in
accordance with Sec. 389.23.
PART 398--GUIDELINES FOR INDIVIDUAL DETERMINATIONS OF BASIC
ESSENTIAL AIR SERVICE
0
249. The authority citation for part 398 continues to read as follows:
Authority: 49 U.S.C. Chapters 401, 417; Airport and Airway
Safety and Capacity Expansion Act of 1987 (Pub. L. 100-223, Dec. 30,
1987).
Sec. 398.11 [Removed]
0
250. Section 398.11 is removed.
PART 399--STATEMENTS OF GENERAL POLICY
0
251. The authority citation for part 399 continues to read as follows:
Authority: 49 U.S.C. 41712.
0
252. Throughout part 399, remove the words ``Board'' and ``Board's''
wherever they appear and add in their place the words ``Department''
and ``Department's'', respectively.
Sec. 399.2 [AMENDED]
0
253. In Sec. 399.2(c), remove the words ``section 102 of the Act'' and
add in their place ``49 U.S.C. 40101''.
Sec. 399.4 [AMENDED]
0
254. In Sec. 399.4, remove the word ``the Act'' and add in its place
the words ``49 U.S.C.''.
Sec. Sec. 399.30, 399.31, 399.32, 399.33, and 399.34 [REMOVED]
0
255. Sections 399.30, 399.31, 399.32, 399.33, and 399.34 are removed.
0
256. Section 399.35 is revised to read as follows:
Sec. 399.35 Special tariff permission.
The Secretary of Transportation may approve, under such terms as
the Secretary may require, a carrier's application for Special Tariff
Permission to file a tariff for foreign air transportation required
under part 293 of this chapter on less than the notice required by 49
U.S.C. 41504(b).
Sec. Sec. 399.37, 399.40, 399.41, 399.42, 399.43, and 399.44
[REMOVED]
0
257. Sections 399.37, 399.40, 399.41, 399.42, 399.43, 399.44 are
removed.
Table following Sec. 399.44 [Designated as Appendix A to Subpart C
of Part 399]
0
258. Designate the table entitled ``Example of SIFL Adjustment'', which
follows Sec. 399.44, as appendix A to subpart C and add a heading for
appendix A to read as follow:
Appendix A to Subpart C of Part 399--Example of SIFL Adjustment
Sec. 399.60 [AMENDED]
0
259. In Sec. 399.60(a), remove the words ``applications under section
408 of the Act for approval of consolidations or acquisitions of
control;''.
Sec. 399.73 [AMENDED]
0
260. In Sec. 399.73, remove ``298.3'' and add in its place ``298.2''.
Sec. 399.80 [AMENDED]
0
261. In Sec. 399.80, in the introductory text, remove ``(m)'' and add
in its place ``(n)''.
Sec. 399.81 [AMENDED]
0
262. Amend Sec. 399.81 as follows:
0
a. In paragraph (c)(1), remove the words ``This section'' and add in
their place the words ``This paragraph (c)''.
0
b. In paragraph (c)(2), remove the words ``this section'' and add in
their place the words ``this paragraph (c)''.
0
c. In paragraph (c)(3), remove the words ``this paragraph'' and add in
their place the words ``this paragraph (c)''.
Sec. 399.82 [AMENDED]
0
263. Amend Sec. 399.82 as follows:
0
a. Remove paragraphs (b)(2) and (3).
0
b. Redesignate paragraphs (b)(4) and (5) as (b)(2) and (3).
0
c. Add the word ``or'' at the end of newly redesignated paragraph
(b)(2).
[[Page 15948]]
Sec. 399.83 [AMENDED]
0
264. In Sec. 399.83, remove the words ``section 411 of the Act'' and
add in their place ``49 U.S.C. 41712''.
0
265. Section 399.91 is revised to read as follows:
Sec. 399.91 Air carrier participation in programs of technical
assistance to airlines of less developed countries.
This policy shall apply to proceedings under 49 U.S.C. 41309 in
which the Department is required to make any determination as to the
public interest or consistency with 49 U.S.C. Subtitle VII of any
agreement or relationship sought to be entered into by an air carrier,
or officer or director thereof, with a foreign airline in connection
with the performance of some activity pursuant to a technical
assistance contract financed by an agency of the U.S. Government.
Subparts I and J--[REMOVED AND RESERVED]
0
266. Subparts I and J, consisting of Sec. Sec. 399.101 and 399.111,
respectively, are removed and reserved.
Sec. 399.120 [AMENDED]
0
267. In Sec. 399.120, remove the words ``section 401(d)(8) of the
Federal Aviation Act'' and add in their place ``49 U.S.C. 41102 and
41110''.
Issued in Washington, DC, on: February 7, 2019.
Elaine L. Chao,
Secretary of Transportation.
[FR Doc. 2019-02511 Filed 4-15-19; 8:45 am]
BILLING CODE 4910-9X-P