Endangered and Threatened Wildlife and Plants; Endangered Status of the Gulf of Mexico Bryde's Whale, 15446-15488 [2019-06917]
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Federal Register / Vol. 84, No. 72 / Monday, April 15, 2019 / Rules and Regulations
Resources, (301) 427–8466, or email:
lisa.manning@noaa.gov. If you use a
telecommunications device for the deaf
(TDD), call the Federal Information
Relay Service at 800–877–8339.
SUPPLEMENTARY INFORMATION:
DEPARTMENT OF COMMERCE
National Oceanic and Atmospheric
Administration
50 CFR Part 224
[Docket No. 141216999–8702–02]
RIN 0648–XD669
Endangered and Threatened Wildlife
and Plants; Endangered Status of the
Gulf of Mexico Bryde’s Whale
National Marine Fisheries
Service (NMFS), National Oceanic and
Atmospheric Administration (NOAA),
Commerce.
ACTION: Final rule.
AGENCY:
We (NMFS) issue a final rule
to list the Gulf of Mexico Bryde’s whale
(Balaenoptera edeni) (hereafter GOMx
Bryde’s whale) as endangered under the
Endangered Species Act (ESA). We have
completed a status review of the GOMx
Bryde’s whale in response to a petition
submitted by the Natural Resource
Defense Council. After reviewing the
best scientific and commercial data
available, including the status review
and comments received on the proposed
rule, we have determined that the
GOMx Bryde’s whale is a subspecies of
B. edeni and warrants listing as
endangered. The GOMx Bryde’s whale
is presently in danger of extinction (i.e.,
meets the definition of endangered)
throughout all of its range due to its
small population size and restricted
range, and the threats of energy
exploration, development and
production, oil spills and oil spill
response, vessel collision, fishing gear
entanglement, and anthropogenic noise.
Critical habitat is not determinable at
this time but will be proposed in a
future rulemaking.
DATES: This final rule is effective on
May 15, 2019.
ADDRESSES: Public comments are
available at www.regulations.gov
identified by docket number NOAA–
NMFS–2014–0157. A list of references
cited in this final rule and other
supporting materials are available at:
https://sero.nmfs.noaa.gov/protected_
resources/brydes_whale/, or
by submitting a request to the National
Marine Fisheries Service, Southeast
Regional Office, Protected Resources
Division, 263 13th Avenue South, St.
Petersburg, Florida 33701.
FOR FURTHER INFORMATION CONTACT:
Laura Engleby or Calusa Horn, NMFS,
Southeast Regional Office, (727) 824–
5312, or email: laura.engleby@noaa.gov
or calusa.horn@noaa.gov; or Lisa
Manning, NMFS, Office of Protected
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SUMMARY:
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Background
On September 18, 2014, we received
a petition from the Natural Resources
Defense Council to list the Gulf of
Mexico population of Bryde’s whale
(Balaenoptera edeni) as an endangered
species. The petition stated that the
GOMx Bryde’s whale is endangered
based on at least three of the five section
4(a)(1) factors: Present or threatened
destruction, modification, or
curtailment of habitat or range;
inadequacy of existing regulatory
mechanisms; and other natural or
manmade factors affecting its continued
existence. The petitioner also requested
that critical habitat be designated
concurrent with listing under the ESA.
On April 6, 2015, we published a 90day finding in the Federal Register that
the petition presented substantial
scientific and commercial information
indicating that the petitioned action
may be warranted (80 FR 18343). At that
time, we announced the initiation of a
formal status review and requested
scientific and commercial information
from the public, government agencies,
scientific community, industry, and any
other interested parties on the
delineation of, threats to, and the status
of the GOMx Bryde’s whale. We
received eight public comments in
response to the 90-day finding, with the
majority of comments in support of the
petition. The public provided scientific
literature, including a recently
developed density model and
abundance estimate, which was
considered in the status review.
To help determine whether the
Bryde’s whale population in the Gulf of
Mexico warrants listing under the ESA,
we formed a Status Review Team (SRT)
of seven biologists, including six
biologists from NOAA Fisheries Science
Centers (Southeast, Southwest, and
Northeast) and Southeast Regional
Office, and one from the Bureau of
Safety and Environmental
Enforcement—Gulf of Mexico Region, to
compile and review the best available
scientific and commercial information
on Bryde’s whales in the Gulf of Mexico
and assess their extinction risk. The
status review prepared by the SRT
summarizes GOMx Bryde’s whale
taxonomy, distribution, abundance, and
life history; identifies threats affecting
the status of the species; and describes
existing regulatory mechanisms and
conservation efforts that affect the
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species (Rosel et al. 2016). The status
review incorporates information
received in response to our request for
information (80 FR 18343; April 6,
2015), and was peer reviewed by three
independent scientists with expertise in
marine mammal biology, ecology,
acoustics, genetics, management and
policy, or related fields. Peer reviewer
comments were addressed and
incorporated, as appropriate, prior to
dissemination of the final status review
(Rosel et al. 2016).
On December 8, 2016, we published
a proposed rule to list the GOMx
Bryde’s whale as endangered (81 FR
88639). We solicited comments on our
proposed rule from the public for 75
days (81 FR 88639, December 8, 2016;
81 FR 92760, December 20, 2016; 82 FR
9707, February 8, 2017) and held a
public hearing on January 19, 2017, at
which we also accepted public
comments. We are basing our listing
determination on information in the
status review, information received from
the public, and additional materials
cited in this final rule, which comprise
the best available scientific and
commercial information.
Listing Determinations Under the ESA
We are responsible for determining
whether the GOMx Bryde’s whale is
threatened or endangered under the
ESA (16 U.S.C. 1531 et seq.). Section
4(b)(1)(A) of the ESA requires us to
make listing determinations based
solely on the best scientific and
commercial data available after
conducting a review of the status of the
species and after taking into account
efforts being made by any state or
foreign nation to protect the species. To
be considered for listing under the ESA,
a group of organisms must constitute a
‘‘species,’’ which is defined in section 3
of the ESA to include taxonomic species
and any subspecies of fish, or wildlife,
or plants, and any distinct population
segment (DPS) of any species of
vertebrate fish or wildlife which
interbreeds when mature (section 3(16)).
Under our joint regulations with the
United States Fish and Wildlife Service
(collectively, the Services), we must rely
not only on standard taxonomic
distinctions, but also on the biological
expertise of the agency and the
scientific community, to determine if
the relevant taxonomic group is a
‘‘species’’ for purposes of the ESA (see
50 CFR 424.11(a)). Under section 4(a)(1)
of the ESA, we must determine whether
any species is endangered or threatened
due to any of the following five section
4(a)(1) factors: (A) The present or
threatened destruction, modification, or
curtailment of its habitat or range; (B)
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overutilization for commercial,
recreational, scientific, or educational
purposes; (C) disease or predation; (D)
the inadequacy of existing regulatory
mechanisms; or (E) other natural or
manmade factors affecting its continued
existence (sections 4(a)(1)(A) through
(E)).
Section 3 of the ESA defines an
endangered species as ‘‘any species
which is in danger of extinction
throughout all or a significant portion of
its range’’ and a threatened species as
one ‘‘which is likely to become an
endangered species within the
foreseeable future throughout all or a
significant portion of its range.’’
(sections 3(6) and 3(20)). Thus, we
interpret an ‘‘endangered species’’ to be
one that is presently in danger of
extinction. A ‘‘threatened species,’’ on
the other hand, is not currently at risk
of extinction but is likely to become so
in the foreseeable future. In other words,
the primary statutory difference
between a threatened and endangered
species is the timing of when a species
may be in danger of extinction, either
presently (endangered) or in the
foreseeable future (threatened).
In determining whether the Gulf of
Mexico population of Bryde’s whale
meets the definition of an endangered or
threatened species under the ESA, we
first determined that, based on the best
scientific data available, the GOMx
Bryde’s whale is a subspecies of the
globally distributed Bryde’s whale, and
thus eligible for listing under the ESA.
We then considered the information on
the specific life history and ecology of
the species, the nature of threats, the
species’ response to those threats, and
population numbers based on
information included in the status
review and any additional materials
cited in this final rule, as well as the
results of the Extinction Risk
Assessment (ERA) in the status review.
In determining whether the GOMx
Bryde’s whale is endangered or
threatened, the mere identification of
factors that could impact a species
negatively is not sufficient to compel a
finding that ESA listing is appropriate.
In considering those factors that might
constitute threats, we looked beyond the
species’ mere exposure to the factor to
determine whether the species
responds, either to a single threat or
multiple threats, in a way that causes
actual impacts at the species level. Once
we evaluated the threats, we assessed
the efforts being made to protect the
species to determine if these
conservation efforts are adequate to
mitigate the existing threats and alter
extinction risk. We also considered the
public comments received in response
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to the proposed rule. In making this
finding, we have relied on the best
available scientific and commercial
information.
Public Comments and Our Responses
We requested comments on the
proposed rule to list the GOMx Bryde’s
whale as endangered for an extended
60-day period (81 FR 88639, December
8, 2016; see also 81 FR 92760, December
20, 2016, which corrected the deadline
for comment submissions published in
the proposed rule). In response to a
request to extend the public comment
period, we re-opened the public
comment period for an additional 15
days (82 FR 9707; February 8, 2017), for
a total comment period of 75 days. One
public hearing was also held on January
19, 2017, at NOAA Fisheries Southeast
Regional Office, in St. Petersburg,
Florida.
To facilitate public participation, the
proposed rule was made available on
our regional web page and comments
were accepted via standard mail and
through the Federal eRulemaking portal.
In addition to the proposed rule, the
correction notice, the notice of the reopening of the comment period, and the
status review were also made publically
available.
Four people attended the public
hearing, three of whom offered oral
comments that were similar to their
written comments. We received 956
public comments on the proposed rule
and supporting documents. We received
four sets of comments from groups that
were opposed to listing the GOMx
Bryde’s whale as endangered under the
ESA. All other comments supported
listing the GOMx Bryde’s whale as
endangered under the ESA. One
commenter attached a form letter that
was signed by 11,690 members, as well
as an additional 661 letters that were
slightly modified versions of the same
form letter. Another commenter
submitted a letter including signatures
from 102,702 members; 2,760
individuals included a unique
supportive statement with their
signature.
We reviewed all comments received
for information relevant to the proposed
listing rule. We did not propose to
designate critical habitat for the GOMx
Bryde’s whale in the proposed listing
rule, but we requested information on
the physical or biological features and
areas that may support the life-history
needs of the species and that may be
designated as critical habitat. The few
comments received concerning critical
habitat are not germane to this action
and will not be addressed in this final
rule. However, such comments will be
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considered and addressed during
subsequent rulemaking on critical
habitat for the GOMx Bryde’s whale. All
relevant public comments are addressed
in the following summary below. We
have categorized comments under major
issues and, where appropriate, have
combined similar comments from
multiple groups or members of the
public and addressed them together.
Comments on NMFS’ Use of Best
Available Science
Comment 1: Joint industry
commenters stated that NMFS did not
consider information they submitted in
response to the request for public
comment on the 90-day finding on the
petition to list the GOMx Bryde’s whale.
They stated that the text of the status
review suggests the SRT did not review
their comments on the 90-day finding,
and expressed concern that NMFS did
not provide a response to their
comment. Thus, the commenters stated
that the 12-month finding is not based
on the best scientific information
available.
Response: As described in the 90-day
finding (80 FR 18343; April 6, 2015),
and as set forth in the ESA, because we
made a positive finding on the petition
to list the species, we were required to
conduct a review of the status of the
species. To that end, we requested
information from the public on the
GOMx Bryde’s whale to inform our
review of the status of the species and
our determination on whether the
petitioned action is warranted. All
information received on the 90-day
finding, including information the
commenters submitted, was considered
and relevant information was
incorporated into the status review and
the proposed rule. We accepted
comments on the proposed rule and are
responding to those comments at this
time.
Comment 2: Several commenters
expressed support for the proposed
listing determination and agreed that
the findings in the proposed rule and
status review are consistent with the
best available science. One commenter
stated that NMFS complied with the
ESA requirement to base our listing
decision solely on the basis of the best
scientific and commercial data
available.
Response: We appreciate the
commenters’ support. Section 4(b)(1)(A)
of the ESA requires that listing
decisions be made using the best
scientific and commercial data
available, after conducting a review of
the status of the species and considering
certain conservation efforts. We relied
on the best available scientific and
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commercial information contained
within the status review and any
additional materials cited in this final
rule in forming our determination to list
the GOMx Bryde’s whale as endangered.
Comments on the Extinction Risk
Assessment in the Status Review
Comment 3: Joint industry group
commenters stated that the SRT’s
extinction risk assessment was too
narrow and biased in favor of finding
the species was at a high risk of
extinction, and therefore not based on
the best scientific information available.
The ‘‘severity’’ and ‘‘certainty’’ ranking
systems only allowed the SRT to rank
the severity of a threat as low, medium,
or high, and only allowed them to find
that the amount of the data supporting
the conclusions (the certainty) was
small, medium, or large. This system
did not allow the SRT to determine that
a factor does not threaten the species or
that certain factors or conditions might
benefit the species’ abundance. With
respect to the certainty ranking, the SRT
members could not find that a threat
had no scientific support or that a small,
medium, or large amount of data
disproved the threat. This system also
did not allow the SRT to evaluate
population stability or persistence.
Further, the SRT did not assess the
severity and certainty of the Inadequacy
of Existing Regulatory Mechanisms.
Lastly, the SRT did not analyze whether
threats were occurring now or in the
future.
Response: We disagree that the SRT’s
extinction risk assessment was biased in
favor of listing. The SRT could have
found that a factor did not threaten the
species. To inform the extinction risk
assessment, the SRT gathered
information on threats to the species.
Threats are those specific human or
natural events or actions that have the
potential to impact the species presently
or in the future. Thus, if events or
actions (hereafter referred to as
activities) did not have the potential to
impact the species now or in the future,
they were not identified as threats and
were not considered in the extinction
risk analysis. Furthermore, even when
an activity was identified as a threat,
that did not mean the SRT concluded it
was threatening the species, i.e.,
contributing to the population decline,
in its extinction risk assessment. The
SRT could conclude an activity was a
threat with only low severity and/or a
low certainty, and that those threats are
unlikely to contribute to population
decline. In fact, the SRT found that
several activities categorized under
section 4(a)(1) factor B were not likely
contributing to GOMx Bryde’s whale’s
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population decline and, therefore, were
not a significant contributing factor in
the species’ extinction risk. Further, the
SRT did evaluate population stability
and persistence by means of their
demographic risk analysis because a
species’ continued persistence is
directly linked to demographic
processes. In particular, demographic
risks associated with abundance,
population growth rate, spatial
structure, and genetic diversity are
particularly useful for evaluating
extinction risk (McElhany et al., 2000).
The SRT evaluated each of these
demographic risks.
Further, the SRT did consider actions
that may benefit the species, as the SRT
reviewed the best scientific and
commercial information to determine
whether any current or future actions
may benefit the GOMx Bryde’s whale.
The SRT identified two conservation
efforts that have the potential to benefit
the GOMx Bryde’s whale, the Deepwater
Horizon Oil Spill Final Programmatic
Damage Assessment and Restoration
Plan (DWH PDARP) and the Gulf of
Mexico Marine Assessment Program for
Protected Species (GoMMAPPS) (see
Conservation Efforts section, Rosel et
al., 2016). In the proposed rule, we also
evaluated these conservation efforts and
determined that the conservation
benefits that would be expected from
these efforts would not be expected to
reduce the extinction risk of the GOMx
Bryde’s whale. Beyond what we
considered in the proposed rule and
status review, the commenter did not
provide any new information on the
conditions that they believed might
benefit the species’ abundance. Further,
as explained in the proposed rule, we
summarized existing regulatory
mechanisms relevant to threats to the
GOMx Bryde’s whale generally, and
assessed their adequacy for controlling
the primary threats identified. While the
SRT did not rank the severity and
certainty for Inadequacy of Existing
Regulatory Mechanisms in its extinction
risk assessment, we do not believe that
this undermines the SRT’s analysis or
our reliance on the information in the
status review for our listing
determination. The SRT assessed the
impacts on the species resulting from
the underlying unregulated or
inadequately regulated threats.
Additionally, the SRT did evaluate
whether the threats were occurring now
or in the future. In its extinction risk
assessment, the SRT stated that current
threats are those that are occurring now
and that future threats are those that are
likely to result in a mounting risk to the
species in the next 55 years. The SRT
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noted that these future threats may or
may not be occurring now as well.
Lastly, convening the SRT to compile
the best available information about the
species’ status is an optional process
that helps inform, and does not
supersede, the agency’s listing
determination. The SRT does not make
listing decisions in its status review. We
take into consideration the information
provided by the SRT in the status
review, but also independently evaluate
that information in light of all the
factors that govern listing. We thus
evaluated the information in the status
review and other information that
became available to us and, after
considering ongoing conservation
efforts, we developed our listing
determination. The commenters have
provided no information on which to
base a change to our listing
determination.
Comment 4: Joint industry group
commenters stated that small
population size alone is not an indicator
of extinction risk. This is particularly
true when a species does not occupy a
high trophic level and is not constrained
to a small geographic range. In addition,
the SRT never compared the population
estimate of 100 to 250 mature
individuals to Franklin’s (1980) rule of
thumb to evaluate the risk of inbreeding
depression. Conversely, several other
commenters believed that the need for
protection under the ESA is immediate,
due to the GOMx Bryde’s whale small
population size, restricted range, and
exposure to several significant threats.
Response: The status review included
a detailed discussion of how small
population effects increase extinction
risk. The SRT determined, and we agree,
that the small size of the GOMx Bryde’s
whale’s population makes it vulnerable
to Allee effects, genetic and
demographic stochasticity, and
stochastic and catastrophic events (e.g.,
oil spills). The k-selected life history
strategy and thus slower population
growth rate also reduces the ability of
the GOMx Bryde’s whale population to
recover from low abundance and its
ability to withstand additional sources
of mortality. Thus, this small population
currently faces a host of risks intrinsic
to its low abundance that places the
GOMx Bryde’s whale at greater risk of
extinction than if its population were
larger. Further, while small population
size alone in this instance indicates a
high extinction risk, the SRT also relied
on other factors in evaluating the GOMx
Bryde’s whale’s extinction risk. In the
proposed rule, we summarized the
SRT’s extinction risk assessment, and
explained our determination that the
GOMx Bryde’s whale is presently in
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endanger of extinction (i.e., meets the
definition of endangered) throughout all
of its range due to multiple threats
including energy exploration,
development, and production, oil spills
and oil spill response, vessel collision,
fishing gear entanglement, and
anthropogenic noise. We also noted that
due to this species’ small population
size and restricted range, it is
particularly susceptible to those threats,
and explained the risks inherent to a
small population size. Thus, we agree
with the commenters who stated that
the need for protection under the ESA
is immediate.
The SRT considered Franklin’s (1980)
rule of thumb in evaluating the species’
extinction risk. Franklin (1980)
proposed the ‘‘50/500’’ rule that
populations with an effective
population size under 50 are near
extinction and that populations with an
effective size of fewer than 500 are at
long-term risk of extinction. As
explained in the status review, Franklin
also suggested that populations with
fewer than 250 mature individuals are at
a level where genetic diversity will
erode due to genetic drift, leaving the
species less fit through time and at longterm risk of extinction (Franklin 1980).
The SRT determined that a dangerously
small population for GOMx Bryde’s
whales would be defined as a
population either having equal to or
fewer than 250 mature individuals or a
population found in a spatial
configuration vulnerable to a single
catastrophic event that could drive the
taxon to near extinction (i.e., ≤ 50
mature individuals) in a very short time
(for more discussion see Rosel et al.
2016). All recent studies have provided
estimates that indicate the total
abundance of the GOMx Bryde’s whale
is fewer than 100 individuals, with 50
or fewer being mature. These low
numbers support our listing
determination for the Bryde’s whale.
Comments on Identification of the
GOMx Bryde’s Whale as a Subspecies
Comment 5: Joint industry
commenters stated that NMFS
improperly ‘‘created’’ a subspecies for
the purpose of this listing and that
NMFS does not have the authority
under the ESA to create a subspecies for
listing before independent scientific
organizations have officially recognized
the classification. The commenters
suggest that the Services’ joint
regulations implementing the ESA at 50
CFR 424.11(a), which provide standards
for the Services to apply when
recognizing taxonomic groups eligible
for listing under the ESA, are outside
the Services’ authority under the ESA.
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The commenters stated that NMFS’
ability to create taxonomic units for
purpose of listing under the ESA is
largely limited to the creation of DPSs,
and in addition to reliance on the best
available scientific information, the
factors used to recognize a DPS are the
minimal criteria that should guide
NMFS’ recognition of taxonomic
classifications, to the extent the agency
has the authority to make such a
recognition.
Response: The ESA defines ‘‘species’’
as including any subspecies of fish or
wildlife or plants, and any distinct
population segment of any species of
vertebrate fish or wildlife which
interbreeds when mature. Section 3(16);
see also 50 CFR 424.02 (defining
species). Under the Services’ joint
regulations implementing the ESA, in
determining whether a particular taxon
or population is a species for the
purposes of the Act, the Secretary shall
rely on standard taxonomic distinctions
and the biological expertise of the
Department and the scientific
community concerning the relevant
taxonomic group. 50 CFR 424.11(a). The
Services issued this regulation based on
their authority under the ESA. The
regulation does not impermissibly
expand the Services’ authority to list
species, but rather explains how the
Services will exercise their discretion to
determine whether an entity qualifies as
a ‘‘species’’ as defined in the ESA and
is thus eligible for listing. See, e.g., Am.
Wildlands v. Kempthorne, 478 F. Supp.
2d 92 (D.D.C. 2007).
Under the regulations, we can rely on
‘‘standard taxonomic distinctions’’ as
well as our biological expertise and that
of the scientific community in
determining whether a taxon is a
species eligible for listing under the
ESA. Thus, neither the statute nor the
Services’ regulations require formal
recognition by independent scientific
organizations before we can classify a
group of individuals as a subspecies
eligible for listing. Instead, such
‘‘standard taxonomic distinctions’’ are
just one basis for our classification, and
should be relied upon only when they
represent the best available scientific
information. Likewise, we need not
await scientific ‘‘consensus’’ before we
can recognize a population as a species
eligible for listing. Alabama-Tombigbee
Rivers Coalition v. Kempthorne, 477
F.3d 1250, 1260 (11th Cir. 2007) (‘‘Given
the nature of taxonomy, it would be
surprising if there were not some
disagreement about the proper
classification of the Alabama sturgeon,
but disagreement in the field does not
preclude agency decision making.’’); cf.
Nw. Ecosystem Alliance v. U.S. Fish &
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15449
Wildlife Serv., 475 F.3d 1136, 1147 (9th
Cir. 2007); Defenders of Wildlife v.
Babbitt, 958 F. Supp. 670, 679 (D.D.C.
1997).
For the same reasons, we also disagree
with commenters that identifying a DPS
pursuant to the DPS Policy is the only
means by which we can recognize a
taxonomic unit eligible for listing, or
that the policy provides the required
minimum criteria for determining
whether a group of individuals are a
‘‘species’’ eligible for listing under the
ESA. Moreover, after determining that
the GOMx Bryde’s whale should be
considered a species under the ESA
based on the best available scientific
and commercial information, the SRT
did consider the relevant factors under
the DPS Policy (Policy Regarding the
Recognition of Distinct Vertebrate
Population Segments Under the ESA, 61
FR 4722, February 7, 1996). Under that
policy, to identify a DPS, NMFS
evaluates the discreteness of the
population segment in relation to the
remainder of the species to which it
belongs and the significance of the
population segment to the species to
which it belongs (61 FR 4722, 4725,
February 7, 1996). The SRT explained
that although the GOMx Bryde’s whales
would meet the discreteness and
significance criteria for a DPS, the best
available scientific and commercial
information indicates the GOMx Bryde’s
whale is a taxonomically distinct
subspecies. Because we determined the
GOMx Bryde’s whale is a taxonomically
distinct subspecies, we did not further
consider whether the GOMx Bryde’s
whale population is a DPS.
Comment 6: Joint industry
commenters stated that the proposed
rule is invalid because there is no
scientific consensus that the GOMx
Bryde’s whale is a subspecies. NMFS
has not presented evidence that any
scientific organization has adopted or is
considering adopting the classification.
The commenters noted that the Society
of Marine Mammalogy Committee on
Taxonomy (SMM Committee) does not
include GOMx Bryde’s whale on its list
of species and subspecies, which
confirms they do not view the GOMx
Bryde’s whale as a subspecies. The
commenters also noted that the
International Whaling Commission
(IWC) and the International Union for
Conservation of Nature do not recognize
the GOMx Bryde’s whale as a
subspecies. NMFS has previously
appropriately recognized and relied on
a subspecies classification before it was
adopted by the larger scientific
community in other listing rules, but in
those cases, NMFS’ view of the
taxonomy mirrored scientific consensus.
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Therefore, the commenters concluded,
the best available scientific information
is that the GOMx Bryde’s whale is not
a subspecies. The State of Louisiana
commented that they could not support
the proposed rule because the
subspecies determination is based in a
single publication (referring to Rosel
and Wilcox (2014)).
Response: We find that the best
scientific and commercial information
available demonstrates that the GOMx
Bryde’s whale is a taxonomically
distinct subspecies from other Bryde’s
whales worldwide and that we need not
await further confirmation from other
scientific organizations before
recognizing the population as a
subspecies and listing it as an
endangered species under the ESA. As
we explained in the proposed rule, at
the request of the SRT, the SMM
Committee provided their scientific
opinion that it is highly likely that the
Bryde’s whales in the Gulf of Mexico are
at least an undescribed subspecies of
what is currently recognized as B. edeni.
In May 2016, the SMM Committee
updated its list of marine mammal
species and subspecies and stated that
a new subspecies-level taxonomic
action for Bryde’s whale based on Rosel
and Wilcox (2014) may be proposed and
addressed in a future update to the
Society of Marine Mammalogy list of
marine mammal species and subspecies.
The most recent update from July 2017
continues to note that the action is
forthcoming (Society for Marine
Mammalogy, Committee on Taxonomy,
List of Marine Mammal Species and
Subspecies, 2017, https://
www.marinemammalscience.org/
species-information/list-marinemammal-species-subspecies/). In the
report from their recent meeting in May
2017, the IWC Scientific Committee
agreed that GOMx Bryde’s whale ranked
as at least a separate subspecies, and
possibly a species, and stated their
concern about its continued survival.
Further, the IWC recommended that
‘‘U.S. authorities use all available legal
and regulatory tools to provide the
maximum protection for this
population’’ (IWC, Report of the
Scientific Committee, 2017, available at
https://iwc.int/scientific-committeereport-published). Although we do not
need to await scientific consensus to
validate our view of the best available
scientific information, nor does the ESA
require us to delay a listing
determination for such consensus (see
also response to Comment 5), we find
that there is substantial support within
the scientific community that the GOMx
Bryde’s whale is at least a subspecies.
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Furthermore, as the commenters noted,
NMFS has previously recognized
subspecies classifications before their
formal adoption by the larger scientific
community—for example in identifying
the appropriate reference taxon for
completing a DPS analysis for Southern
Resident killer whales (70 FR 69903,
Nov. 18, 2005) and humpback whales
(81 FR 62260, Sept. 8, 2016). In these
cases, we listed DPSs of unrecognized
subspecies of Resident killer whales in
the North Pacific and several
unrecognized subspecies of humpback
whales.
Finally, we did not base our
determination that the GOMx Bryde’s
whale is a subspecies solely on Rosel
and Wilcox (2014); we also considered
the opinion of scientific experts,
including the SMM Committee, as
discussed above. In addition, we
disagree that the mtDNA evidence in
Rosel and Wilcox (2014) is insufficient
to use in establishing that the GOMx
Bryde’s whale is a subspecies. Rosel and
Wilcox (2014) found that GOMx Bryde’s
whales exhibited very low levels of
genetic diversity and are evolutionarily
distinct from all other members of the
Bryde’s whale complex based on
mtDNA and phylogenetic (evolutionary)
analyses. As we explained in the
proposed rule, Rosel and Wilcox (2014)
concluded that this suggests a unique
evolutionary trajectory for the Gulf of
Mexico population of Bryde’s whale,
worthy of its own taxonomic standing,
and we agree. We conclude the best
scientific and commercial information
available demonstrates that the Bryde’s
whale in the Gulf of Mexico is a
subspecies.
Comment 7: Joint industry
commenters stated that the SRT’s
request to the SMM Committee was too
narrow to generate a response that could
validate the SRT’s conclusion that the
GOMx Bryde’s whale was a new
subspecies. In particular, the
commenters asserted that the SRT
should have requested that the SMM
Committee consider the taxonomic
status of Bryde’s whales in the Gulf of
Mexico and officially recognize the
GOMx Bryde’s whale as a separate
subspecies. In addition, the commenters
stated that the SRT provided irrelevant
background information and omitted
additional relevant information such as
the population estimate in Roberts et al.,
(2016), or evidence of Bryde’s whales in
the Atlantic. Finally, given the overlap
between members of the SRT and the
SMM Committee, any opinion from the
SMM Committee could not validate the
SRT’s conclusion or be used to
demonstrate that the conclusion was
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shared among multiple, independent
sources.
Response: We disagree and find that
the question was appropriately posed to
the SMM Committee. The SRT asked the
SMM Committee whether the Bryde’s
whales in the Gulf of Mexico are ‘‘likely
to belong to at least an undescribed
subspecies of what is currently
recognized as Balaenoptera edeni.’’ The
SRT also asked the SMM Committee to
rate the likelihood of subspecies status
as high or low based on their expert
opinion (see Appendix 1, Rosel et al.,
(2016), containing the document sent to
the SMM Committee). The SRT sought
an additional expert opinion on the
taxonomic status of the GOMx Bryde’s
whale to inform their conclusions,
which were not yet finalized. Thus, the
SRT posed the general question seeking
the SMM Committee’s view of the
taxonomic status and the certainty in
their conclusion. The SMM Committee
could decide to update their list after
reviewing the request, and have
indicated that they intend to do so,
based on the findings in Rosel and
Wilcox (2014).
The request to the SMM Committee
included relevant information and
omitted no key information necessary to
assess the taxonomic status of the
GOMx Bryde’s whale. The request
contained the relevant background on
the ESA listing petition that initiated
the species status review, a summary of
information on the species, including
population estimates, and presented the
genetic evidence, with a list of
references, including Rosel and Wilcox
(2014), required to assess the taxonomic
status of those Bryde’s whales in the
Gulf of Mexico relative to Bryde’s
whales worldwide. The document sent
to the SMM Committee noted the
strandings in the Atlantic when
discussing Rosel and Wilcox (2014).
Thus, the SMM Committee was
provided evidence of Bryde’s whales in
the Atlantic.
Species, subspecies, and DPSs can be
delineated based on morphological
traits, behavior, and genetics; such lines
of evidence are not mutually exclusive.
We do not agree that it was necessary
for the SRT to provide the SMM the
Roberts et al. (2016) abundance
estimates for Bryde’s whales from their
U.S. East Coast or Gulf of Mexico
models. First, subspecies delineation is
not contingent upon abundance
estimates or population size. Secondly,
NMFS has records of six stranded
Bryde’s whales along the U.S. East Coast
from 1923 to present, but considers
these extralimital occurrences.
Comparisons of mtDNA from available
U.S. East Coast strandings (n=2)
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matched that of Bryde’s whales found in
the Gulf of Mexico. Last, no Bryde’s
whales have been definitively recorded
in the U.S. Atlantic during aerial and
shipboard surveys conducted between
1994 and 2016, nor have any Bryde’s
whales been definitively detected by
acoustic surveys conducted along the
U.S. Atlantic Coast. While Roberts et al.
(2016) treated unidentified sightings of
baleen whales in the U.S. Atlantic as
possibly Bryde’s whales or sei whales,
there is no definitive evidence that
those sightings might be Bryde’s whales,
much less that they form a Atlantic
population. For these reasons, we
conclude that the Robert’s et al. (2016)
abundance estimates were not relevant
to the question of whether Bryde’s
whales in the Gulf of Mexico are likely
to belong to an undescribed subspecies.
Finally, as explained in the proposed
rule, nine SMM Committee members,
none of whom were on the SRT,
provided their independent opinion.
Thus, we find that the SRT’s
conclusions and the basis for our listing
determination are shared among
different experts in the field.
Comment 8: Joint industry
commenters stated that NMFS
improperly relied on Rosel and Wilcox
(2014) to determine that the GOMx
Bryde’s whale is a genetically distinct
subspecies, given commenters’ concerns
with the potential for misidentification
of whales and samples within the
Bryde’s whale complex. According to
the commenters, Rosel and Wilcox
(2014) based their conclusion on a
comparison of samples from 23
individuals assumed to be GOMx
Bryde’s whales, including 21 individual
Bryde’s whales sampled in the Gulf of
Mexico and two individuals stranded in
the North Atlantic, to samples from four
whales encountered off the coast of
Japan. According to the commenters, the
authors analyzed three new DNA
samples obtained from individuals
stranded in the Gulf of Mexico and two
new samples from individuals stranded
in the Northwest Atlantic, but the
source for the remaining samples of
whales from the Gulf of Mexico
population was not identified. The
commenters stated that the samples may
have been taken from GenBank, which
they stated increases the likelihood of
misidentification due to the
contradictory nomenclature used to
identify species samples suspected to be
in the Bryde’s whale complex. In
addition, the commenters state that the
reference whales sampled from the
waters surrounding Japan were assigned
their classifications based on the
disputed morphological analysis
proposed in Wada et al. (2003), and this
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is not an appropriate reference set.
Commenters also stated that Rosel and
Wilcox (2014) indicate that B. e. brydei
is more closely related to sei whales
than to B. e. edeni.
Response: We disagree with the
commenters’ characterization of the
samples used in Rosel and Wilcox
(2014) and statement that we
improperly relied on this study in
determining that the GOMx Bryde’s
whale is a subspecies. In making our
determination, we are relying on the
best available scientific information,
including Rosel and Wilcox (2014) and
the SMM Committee’s expert opinion
on the taxonomic status, and the
commenters have not identified any
additional or superior scientific
information. As stated in Rosel and
Wilcox (2014), the authors originally
extracted and sequenced DNA from 23
Bryde’s whales encountered and
sampled in the Gulf of Mexico
(including three stranded whales) and
two whales that stranded in the western
North Atlantic. Regarding the whales
encountered and sampled in the Gulf of
Mexico, they identified two sets of
duplicates, indicating that two whales
had been sampled twice. After
excluding these duplicates, the authors
analyzed 23 samples representing 23
individuals from the Gulf of Mexico
population—i.e., the 21 unique
individuals sampled in the Gulf of
Mexico and the two individuals
stranded in the western North Atlantic
—to determine genetic similarity among
those whales and to compare DNA
sequence data collected from
individuals encountered worldwide. In
particular, they compared the 23
samples of the Gulf of Mexico
population to data from 472 individuals
representing Bryde’s whale complex
samples worldwide, not just four from
the coast of Japan (see Rosel and
Wilcox, 2014, supplement at: www.intres.com/articles/suppl/n025p019_
supp.pdf). The worldwide scope of
samples used in the analyses is
illustrated in Figure 4 of Rosel and
Wilcox (2014). The authors determined
that mtDNA diversity was very low
among the Gulf of Mexico whales and
that the Gulf of Mexico whales were
phylogenetically distinct from all other
Bryde’s whales that have been
examined, and we agree with this
analysis.
With respect to the origin of the
samples from the whales encountered in
the Gulf of Mexico (not the individuals
that stranded in the Gulf of Mexico and
North Atlantic), as stated in the Results
section of Rosel and Wilcox (2014), the
samples were obtained by scientists
during field surveys and the genetic
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data from those samples was later
submitted to GenBank. The worldwide
samples were obtained from GenBank,
however, we do not agree with the
commenters that the samples were
misidentified in Rosel and Wilcox
(2014). Samples from species within the
Bryde’s whale complex in GenBank may
be labeled based on evolving taxonomy.
For example, in 2003, Wada et al. (2003)
identified another species in the Bryde’s
complex, B. omurai. Therefore, prior to
2003, samples could not be submitted to
GenBank under that name. Furthermore,
GenBank currently only recognizes the
two species within the complex, B.
edeni and B. omurai, and does not have
an option to submit samples under the
subspecies of B. edeni, B. edeni edeni or
B. edeni brydei, even though the
scientific community recognizes that
these are two taxonomically distinct
subspecies of B. edeni.
Rosel and Wilcox (2014) noted the
evolving taxonomy. To assign names to
the different groupings identified in
their phylogenetic analysis (i.e., to
assign a taxonomic classification to each
clade or grouping of the phylogenetic
tree), Rosel and Wilcox (2014) used the
DNA sequences from Sasaki et al.
(2006); they did not rely on how the
samples were labeled in GenBank or
otherwise identified. Sasaki et al. (2006)
sequenced 4 samples from whales
encountered off Japan, meaning they
identified a genetic sequence applicable
to each. These whales were
morphologically identified as B. edeni
edeni, B. edeni brydei, and B. omurai
following Wada et al. (2003). The
phylogenetic analysis in Rosel and
Wilcox (2014) consistently showed that
GOMx Bryde’s whales grouped together
as a separate clade (or group) on the
phylogenetic tree, regardless of how
those clades would be taxonomically
identified or named. This illustrates
their phylogenetic distinctiveness. Rosel
and Wilcox (2014) also performed a
character attributes analysis on the
samples, and this analysis illustrated
that there are multiple diagnostic
differences in mtDNA control region
sequences among members of the
Bryde’s whale complex (i.e., B. omurai,
B. edeni edeni, and B. edeni brydei),
making correct identification of
sequences straightforward. Therefore,
we find that the information from the
GenBank samples as applied by Rosel
and Wilcox (2014) is reliable.
We also disagree that the analysis in
Rosel and Wilcox (2014) is flawed
because of its reliance on Wada et al.
(2003) and Sasaki et al., (2006). As
noted in Rosel and Wilcox (2014),
taxonomic uncertainties exist as to
whether the B. e. edeni and B. e. brydei,
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the two recognized subspecies of
B.edeni, should be recognized as full
species, not subspecies, as suggested in
Wada et al. (2003). The ongoing
discussion within the taxonomic
community as to the number of species
and subspecies within the Bryde’s
whale complex is not directly relevant
to our listing determination for the
GOMx Bryde’s whale. Until that issue is
resolved, the accepted taxonomy is that
there are two species in the complex, B.
edeni and B. omurai, and two
subspecies of B. edeni, B.e. edeni and
B.e. brydei. The best available scientific
information establishes that the GOMx
Bryde’s whale is a genetically isolated
unit and is distinct from other whales
within the Bryde’s whale complex (B.e.
edeni, B.e. brydei, and B. omurai). Thus,
based on the current recognized
taxonomic standing, we determined it is
appropriate to list the GOMx Bryde’s
whales as a subspecies of B. edeni. Rosel
and Wilcox (2014) did not indicate that
B. edeni brydei is more closely related
to sei whales than to B. e. edeni. This
study found significant differences
between GOMx Bryde’s whale
haplotypes and those from sei whales
and the two recognized Bryde’s whale
subspecies (B. edeni edeni and B. edeni
brydei).
Comment 9: Industry commenters
stated that the disputed taxonomic
status of the Bryde’s whale complex
casts doubt on the decision to recognize
the GOMx Bryde’s whale as a
genetically distinct subspecies. In
support, the commenters stated that
Wada et al. (2003) concluded that B. e.
brydei, B. e. edeni, and B. omurai are
three species based on morphology; that
Sazaki (2006) used genetic data to
confirm those results, but suggested that
B. e. edeni and B. e. brydei may be in
the same genetic complex as the sei
whale (Balaenoptera borealis); and that
Kato and Perrin (2009) evaluated Wada
et al. (2003) and Sazaki (2006) and
questioned the suggestion that B. e.
edeni and B. e. brydei should be
considered full species. The
commenters stated that Kato and Perrin
(2009) noted that these studies are based
on discrete regions and that global
studies have to be undertaken. The
commenters stated that the Rosel and
Wilcox (2014) study does not settle this
taxonomic question.
Response: As explained in the status
review, the scientific community has
been considering whether the two
recognized subspecies of Bryde’s
whales, Eden’s whales (B. e. edeni) and
Bryde’s whales (B. e. brydei), should be
categorized as two different species. In
a morphological comparison of Omura’s
whale (B. omurai) with other members
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of the Bryde’s whale complex, Wada et
al. (2003) suggested that B. omurai and
the recognized subspecies (i.e., B. e.
edeni and B. e. brydei) should be
considered three distinct species: B.
omurai, B. edeni, and B. brydei. The
morphological work of Wada et al.
(2003) is not disputed. That work
resulted in the naming of a new species,
Omura’s whale, B. omurai, that has been
well accepted by the cetacean research
community, including the IWC.
Omura’s whale, B. omurai, is on the
official list of marine mammal species
curated by the SMM. Sasaki’s et al.
(2006) genetic analysis supported the
morphological findings in Wada et al.
(2003), which indicated that Omura’s
whale (B. omurai) is a distinct species,
and together these analyses suggest that
the species has long been on a separate
evolutionary pathway. The SMM
Committee currently recognizes
Omura’s whale species, B. omurai, and
a single Bryde’s whale species, B. edeni,
and is awaiting further analysis of the
two Bryde’s whale subspecies (i.e., B. e.
edeni and B. e. brydei) to determine
whether these two recognized
subspecies are actually two separate
species. We reviewed Kato and Perrin
(2009), and we conclude that it
continues the discussions related to
how many species, not subspecies, are
recognized within the complex.
However, we do not believe Kato and
Perrin (2009) call into question our
determination that the GOMx Bryde’s
whale is a subspecies of Bryde’s whales
(B. edeni). As explained in response to
Comment 8, Rosel and Wilcox (2014)
relied on the accepted taxonomy—that
there are two species in the complex, B.
edeni and B. omurai, and two
subspecies of B. edeni, B.e. edeni and
B.e. brydei—and found that the GOMx
Bryde’s whale is genetically isolated
and is distinct from other whales within
the Bryde’s whale complex such that it
should be classified as a subspecies of
B. edeni.
Comment 10: Joint industry
commenters stated that the best
scientific information, including Rosel
and Wilcox (2014), shows that GOMx
Bryde’s whales are genetically indistinct
from whales in the North Atlantic
Ocean and possibly elsewhere and thus
may be part of a larger, discontinuous
population, with population
connectivity aligning with ocean
currents. Commenters stated that Rosel
and Wilcox (2014) should not have
relied on samples from GenBank
because those samples may be
mislabeled or misidentified, and that
without the samples, the study is an
evaluation of five samples, three from
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individuals stranded in the Gulf of
Mexico and two from individuals
stranded in the North Atlantic. Because
two of the five samples (40 percent)
used in Rosel and Wilcox (2014) were
from whales in the North Atlantic that
were found to be genetically identical to
those in the Gulf of Mexico, the study
suggests there is a discontinuous
population across the Gulf of Mexico
and North Atlantic. The commenters do
not agree that the two North Atlantic
samples were stray Bryde’s whales from
the Gulf of Mexico that had stranded in
the Atlantic. In addition, studies
published since 2014 identifying the
presence of subspecies B.e. brydei in the
southern Caribbean and southern Brazil,
and observations of B. omurai in
northern Brazil, West Africa, and off
Madagascar, establish that the GOMx
Bryde’s whales could be connected to a
larger, unidentified discontinuous
population.
Response: As described herein, the
total number of unique genetic samples
of GOMx Bryde’s whales used in Rosel
and Wilcox (2014) was 23; of which 20
were from skin biopsies obtained during
NMFS cetacean surveys in the Gulf of
Mexico and three were tissue samples
from stranded animals (one from the
Gulf of Mexico and two from the
Southeast U.S. Atlantic coast). Less than
nine percent of the samples from the
Gulf of Mexico population were from
the Atlantic, not 40 percent. The
sequences from these samples were
submitted to GenBank as part of the
publication process for Rosel and
Wilcox (2014). We disagree that these
samples need to be disregarded.
We do not believe that the GOMx
Bryde’s whales are part of a larger group
of interconnected populations. If that
were the case, genetic diversity would
be expected to be much higher than
what was found because there would be
genetic exchange between populations.
The two stranded animals from the
Southeast U.S. Atlantic coast had
identical DNA sequences to all the
Bryde’s whales from the Gulf of Mexico
over the 375 base pair (bp) fragment that
was the primary alignment used for all
analyses, and this sequence differed
from the worldwide samples. Therefore,
NMFS concurs with Rosel and Wilcox
(2014) that the two stranded whales
from North Carolina and South Carolina
are GOMx Bryde’s whales. Rosel and
Wilcox (2014) also examined genetic
samples from other regions in the
Atlantic, including the Azores and
Canary Islands, and more recently the
southern Caribbean and Brazil, and
found that these samples were clearly
genetically distinct from the whales
from the Gulf of Mexico, including the
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two North Atlantic strandings. Thus, we
disagree that the GOMx Bryde’s whale
could be part of a much larger
population existing elsewhere. Nor do
we find that the genetic similarity of the
whales stranded on the east coast of the
United States suggests there is a
discontinuous population of Bryde’s
whales across the Gulf of Mexico and
North Atlantic. Species resident in the
Gulf of Mexico may strand in the
Atlantic. Equally plausible is that the
individuals were sick and/or injured,
but alive, and swam out of the Gulf of
Mexico, with the currents, and stranded
along the east coast of the United States.
The most recent recorded stranding of a
GOMx Bryde’s whale along the east
coast was a whale that stranded in
North Carolina in 2003. It was entangled
in black polypropylene line and was
extremely emaciated. The cause of
stranding for other whales is
unavailable. Extralimital strandings on
the Atlantic Coast of whales from the
Gulf of Mexico and other areas are
possible (Mead 1977). Similarly,
strandings in the Gulf of Mexico have
been documented for several
individuals of multiple baleen whale
species not routinely seen there
(Jefferson and Schiro 1997). In addition,
north Atlantic right whales are typically
found in the western North Atlantic;
however, a few extralimital sightings
have occurred in the Gulf of Mexico
(Ward et al. 2011). For all of these
reasons, NMFS believes the best
available information suggests the two
GOMx Bryde’s whales that stranded
along the Southeast U.S. Atlantic
represent extralimital occurrences.
Commenters presented no additional
information on GOMx Bryde’s whale
distribution that casts doubt on our
findings. The studies related to B.e.
brydei (Luksenburg et al., 2015; Pastene
et al., 2015) were considered in the
status review. The SRT included these
studies, among others, in the
description of the distribution and
habitat use of B.e. brydei in the Atlantic
Ocean in the status review (Rosel et al.,
2016). The studies the commenter cites
on B. omurai (Cypriano-Souza, 2016;
Jung 2016; Cerchio et al., 2015) are not
part of the status review or proposed
rule because B. omurai is recognized as
an entirely different species and thus
this information does not add to our
understanding of the distribution of the
GOMx Bryde’s whale or whales within
B. edeni.
Comment 11: Joint industry
commenters questioned NMFS’ reliance
on Rosel and Wilcox (2014) because of
its reliance on differences in mtDNA
between species from the Gulf of
Mexico and elsewhere. The commenters
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stated that genetic data alone are rarely
sufficient to make a taxonomic
distinction and are insufficient in this
instance. The commenters stated that
subspecies are traditionally defined by
morphological traits, color variation, or
behavior differences and that GOMx
Bryde’s whales are morphologically
identical to Bryde’s whales worldwide.
Even if the mtDNA patterns showed a
statistically significant differentiation
between oceans, mtDNA, which is
maternally inherited, cannot alone
describe population structure without
additional information on male and
female movement patterns. The
commenters stated that NMFS
recognized this fact in its ‘‘Not
Warranted’’ 12-month Finding on a
Petition to List Sperm Whales in the
Gulf of Mexico as a Distinct Population
Segment (79 FR 68032). The
commenters further stated that the
difference in mtDNA may indicate
discreteness in populations where
movement patterns of male and female
are the same, but these patterns are not
known for Bryde’s whales. According to
the commenter, the limited Bryde’s
whale tagging data and migratory
patterns are disputed, but commenters
state that recent satellite tracking data of
two B. edeni whales in the North Pacific
travelling longer distances than
previously known demonstrates an
increased potential for population
connectivity over long distances. Thus,
the commenters stated that a
comprehensive analysis of genetic
differentiation requires more extensive
evaluation of paternally inherited genes.
Response: We find that reliance on
mtDNA evaluation to support the listing
is appropriate. Rosel and Wilcox (2014)
looked at differences among mtDNA
samples in a control region as well as
differences in other markers (nuclear
microsatellite loci) to evaluate the
genetic diversity of Bryde’s whales in
the Gulf of Mexico and concluded that
the low level of differentiation, as well
as the differences between of those Gulf
of Mexico whales and other members of
the Bryde’s whale complex, suggest they
are an isolated unit. We agree with those
findings. In this case, it is appropriate
to look at the differences in mtDNA to
determine the genetic distinctiveness of
the Gulf of Mexico Bryde’s whales
relative to each other, and to the
worldwide complex. As we explained in
our determination concerning sperm
whales in the Gulf of Mexico (61 FR
4722; February 7, 1996), mtDNA may
indicate that populations are discrete (as
that term is used in our DPS Policy)
where male and female movement
patterns are the same. However, because
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mtDNA information is maternally
inherited, in species where female and
male movement patterns differ, as in the
case of sperm whales for example,
analysis of nuclear DNA (nDNA), which
is inherited from both parents, may
indicate that the populations are not
discrete (see e.g., loggerhead sea turtle,
68 FR 53947, September 15, 2003, at
53950–51 and Conant et al., 2009, at 18,
22, 25–28; southern resident killer
whale, Krahn et al., 2002, at 23–30).
Thus, for species in which male and
female movement patterns differ,
mtDNA is not likely to be sufficient to
evaluate the discreteness of the
population or to determine their degree
of genetic differentiation. In our
determination concerning sperm
whales, we found that male and female
movement patterns differ. Due to the
wide ranging nature of male sperm
whales, males from one population may
breed with females from other
populations. Thus, in the case of sperm
whales, we concluded that maternallyinherited mtDNA was not sufficient to
indicate populations are discrete.
Unlike the sperm whales in the Gulf of
Mexico, visual surveys (Waring et al.,
2013) and acoustic (Rice et al., 2014)
data indicate that GOMx Bryde’s whales
are year-round residents within the Gulf
of Mexico. Available evidence indicates
that, excluding a few extralimital
occurrences into the Atlantic from the
Gulf of Mexico, the population is
primarily distributed within the
northeastern Gulf of Mexico and distinct
from other Bryde’s whale populations
(Rosel et al., 2016). Extralimital
occurrences have been observed in other
marine mammal species. For example,
the North Atlantic right whales are
typically found in the western North
Atlantic; however, a few extralimital
occurrences have been recorded in the
Gulf of Mexico (Ward et al. 2011). We
agree that GOMx Bryde’s whales may
strand dead in the U.S. Atlantic;
however, we do not have, nor have the
commenters presented, evidence to
support the claim that GOMx Bryde’s
whales are interbreeding with other
populations of Bryde’s whales. In
addition, Bryde’s whales have not been
sighted in the U.S. Atlantic during aerial
and shipboard surveys conducted from
1994 to present, nor have we
documented any definitive acoustic
detection of Bryde’s whales along the
U.S. Atlantic Coast. Furthermore, the
extremely high number of fixed genetic
differences between the GOMx Bryde’s
whales and all other Bryde’s whales
sampled worldwide is indicative of an
isolated unit. If male Bryde’s whales
were entering the Gulf of Mexico from
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nearby populations, they would be
expected to bring the mtDNA
haplotypes of that population. The
dataset in Rosel and Wilcox (2014)
consisted of a near equal mix of males
and females with both sexes collected
across seasons indicating there is not a
bias against males in the dataset that
might arise if males were only present
in the Gulf of Mexico during the
breeding season. If the Bryde’s whales
in the Gulf of Mexico were part of a
larger more broadly distributed
population, the haplotype diversity
would be expected to be larger and the
nuclear microsatellite diversity would
also be expected to be higher. Thus,
mtDNA, without additional information
from nDNA, can be used to evaluate
their genetic distinctiveness. Further,
the high level of genetic divergence of
GOMx Bryde’s whales when compared
with the two recognized Bryde’s whale
subspecies and sei whales suggests that
GOMx Bryde’s whales have been
isolated for a relatively long period of
time and are not interbreeding with
other Bryde’s whale populations.
Species, subspecies, and DPSs can be
delineated based on morphological
traits, behavior, and genetics; such lines
of evidence are not mutually exclusive.
Thus, it is appropriate to rely on genetic
data, including mtDNA information, to
support our subspecies determination.
The commenters also state that
knowledge of the Bryde’s whale
movement patterns is evolving, and
reference Murase et al. (2015). Murase et
al. (2015) found that North Pacific
Bryde’s whales may transition from one
known feeding area to another known
feeding area during the summer months.
The distance traveled between the
known feeding areas is consistent with
the known movements of the North
Pacific Bryde’s whale population.
Murase et al. (2015) indicates that the
timing of those movements may differ
from what was previously believed, but
it does not report longer distance
movements than what was already
known. This study is not relevant to our
understanding of movement patterns for
the GOMx Bryde’s whale. We find that
the evidence supports the determination
that the GOMx Bryde’s whales are a
resident population that inhabits the
northeastern Gulf of Mexico year round.
Comment 12: Joint industry
commenters stated that NMFS should
not rely on Rosel and Wilcox (2014)
because the study did not establish that
the GOMx Bryde’s whale is a subspecies
because it does not have the requisite
marked distinction. Further,
commenters state that Rosel and Wilcox
(2014) did not identify what the Gulf of
Mexico population is distinct from.
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Response: Commenters appear to be
referring to the Services’ joint DPS
Policy (61 FR 4722, February 7, 1996)
when stating that there is a need for a
population to exhibit some amount of
‘‘marked distinction.’’ we determined
that the GOMx Bryde’s whale is a
subspecies of the globally distributed
Bryde’s whale, based on the genetic
analyses in Rosel and Wilcox (2014), the
conclusions in the status review, and
the expert opinion of the SMM
Committee. As we explained in
response to Comment 5, because we
determined the GOMx Bryde’s whale is
a subspecies of B. edeni, we did not
further analyze whether it would qualify
as a DPS. Thus, the commenters are
incorrect in their assertion that NMFS
did not meet the requisite criteria of our
DPS policy as we did not conduct a DPS
analysis.
Comments on Bryde’s Whale
Distribution and Abundance
Comment 13: Joint industry
commenters stated that an increase in
ocean temperatures could substantially
expand the Bryde’s whale’s global
range. The commenters discussed that
globally, Bryde’s whales are most
frequently found in warm temperate
waters and intermittent sightings of the
Bryde’s whales outside areas where
these whales are frequently observed
(between 40°N and 40°S) either
indicates a broader distribution than
what has been described or that
distribution is connected to larger-scale
climate variability and trends.
Response: Based on the best available
commercial and scientific information
as summarized in Rosel et al. (2016), we
have determined that Bryde’s whales in
the Gulf of Mexico are distinct from the
globally distributed Bryde’s whale, and
that those whales in the Gulf of Mexico
are limited to the Biological Important
Area (BIA) (see the Distribution section
for a full description of the BIA). The
best available scientific information
suggests that the GOMx Bryde’s whale
has been isolated for some time from
other Bryde’s whale populations so their
ability to disperse to or colonize new
habitats in response to increasing ocean
temperatures may be limited,
irrespective of whether other members
of the global Bryde’s whale complex
may be able to do so. We do not have
any evidence to suggest that the GOMx
Bryde’s whale’s distribution or range is
shifting or expanding in response to
climate change or that this population’s
distribution is connected to larger scale
climate variability. In addition, we
cannot predict whether or how the
GOMx Bryde’s whale’s range may shift
in response to climate change or
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whether new threats may arise resulting
from climate change. Therefore, we have
no basis to change our determination
that the GOMx Bryde’s whale is not
presently endangered based on possible
future range shifts in the GOMx Bryde’s
whale’s distribution or possible future
threats from climate change.
Comment 14: Joint industry
commenters stated that NMFS did not
have sufficient evidence on which to
assess the species’ abundance and
identify population trends. The
commenters stated that NMFS relied on
limited survey data, including surveys
for other species (bluefin tuna and
ichthyoplankton surveys), but
information from these surveys is of
limited applicability as those surveys
may have been conducted at times or in
locations or depths when GOMx Bryde’s
whales are not frequently observed, or
may have proceeded without the proper
equipment (e.g., acoustic tracking
equipment) needed to locate the GOMx
Bryde’s whale.
Response: We disagree and find that
we do have sufficient information to
assess the GOMx Bryde’s whale’s
abundance. As the SRT explained in the
status review, 25 years of dedicated
cetacean survey effort (shipboard and
aerial surveys during 1991–2015) has
been developed covering both the
continental shelf and oceanic waters of
the Gulf of Mexico and U.S. Atlantic
east coast (see Figure 3 in Rosel et al.
2016). These surveys, which are
ongoing, cover a broad area, are
conducted in all seasons and at various
depths, and employ appropriate
techniques for observing cetaceans,
including Bryde’s whales. The SRT
considered the information from the
dedicated cetacean survey effort, which
covered appropriate habitats and
employed appropriate techniques for
observing Bryde’s whales. GOMx
Bryde’s whale sightings have occurred
in all seasons in the northeastern Gulf
of Mexico. We did not rely on surveys
for other species, including bluefin tuna
and ichthyoplankton surveys, to
estimate GOMx Bryde’s whale
abundance. In estimating abundance,
the status review discusses the limited
number of cetacean surveys in Mexican
waters and the southern Gulf of Mexico.
The SRT’s conclusion that the
population size is most likely fewer
than 250 mature individuals, and more
likely fewer than 100 whales, with 50 or
fewer at maturity, accounts for an
unknown level of negative bias due to
the low survey effort in Mexican and
southern Gulf of Mexico waters. We
agree with this conclusion. As stated in
the status review, population trend data
are not available for the GOMx Bryde’s
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whale, and the SRT did not estimate
population trends.
Comment 15: Joint industry
commenters stated that it is unlikely
that the De Soto Canyon area is the
geographic extent of the GOMx Bryde’s
whale range. Instead, the commenters
stated that the De Soto Canyon is likely
a prime observational area among a
number of other areas in the Gulf of
Mexico and western Atlantic where
Bryde’s whales are found due to the
area’s high but unpredictable
concentrations of food. In addition,
commenters stated that (a) Bryde’s
whale strandings have occurred
throughout the Gulf of Mexico and on
the Atlantic Coast as far north as the
Chesapeake Bay; (b) Bryde’s whale are
sighted on and off the continental shelf
during surveys of North Carolina and
Florida, and throughout the Gulf of
Mexico in waters off the coast of Texas
and Louisiana; and (c) Bryde’s whales
have been sighted in Brazil, the
Caribbean Sea, and elsewhere. Thus, the
commenters stated that concerted
survey efforts elsewhere in the world
have found Bryde’s whales in areas
where they were thought not to exist.
The commenters stated that the SRT did
not address the fact that survey effort
outside the De Soto Canyon area, in the
U.S. Atlantic and Mexican waters, and
outside the De Soto Canyon is limited,
and that as a result NMFS did not have
sufficient information to conclude the
species is absent from those areas.
Response: We considered and cited
the stranding and sighting information
that the commenters reference in
evaluating the species’ distribution and
range, which is described in more detail
in the status review. The commenters
have not provided any new or
additional stranding or sighting
information that we have not already
considered. There has been a concerted
survey effort for marine mammals along
the U.S. Atlantic coast and in the Gulf
of Mexico. We find that the best
scientific and commercial information
demonstrates that over the past 25 years,
the GOMx Bryde’s whale has been
consistently located along a very narrow
depth corridor in the northeastern Gulf
of Mexico. There are no confirmed
sightings outside of this area, despite a
large amount of dedicated marine
mammal survey effort that has covered
both continental shelf and oceanic
waters of the Atlantic Ocean off the
southeastern United States and the
northern Gulf of Mexico.
In the proposed rule, we
acknowledged, as did the SRT, that a
small number of unidentified baleen
whales were sighted in the north-central
and western Gulf of Mexico, and
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explained that we do not know if those
unidentified whales are Bryde’s whales.
For example, in 1992, a fin whale was
identified during an aerial survey off
Texas, and in 1992 and 1994, a single
baleen whale was sighted along the
shelf break in the western Gulf of
Mexico during GulfCet surveys. These
latter sightings were recorded as
Bryde’s/sei whale (Rosel et al., 2016). In
addition, we are aware of five other
‘‘baleen whale’’ reported sightings west
of the BIA to the longitude of western
Louisiana, from reports from protected
species observers and a single citizen
sighting (Rosel et al., 2016).The SRT
noted, and we agree, that these sighting,
are difficult to interpret because the
information collected during those
sightings is insufficient to identify the
species. Consequently, we are unable to
draw conclusions about the GOMx
Bryde’s whale’s distribution from this
information. Thus, we find that the best
available scientific evidence indicates
that the BIA, located in the De Soto
Canyon area of the northeastern Gulf of
Mexico, encompasses the current range
of GOMx Bryde’s whale. We agree with
the commenter’s observation that the
waters in the De Soto Canyon are
nutrient rich, productive waters, which
contain sources of prey for the GOMx
Bryde’s whale. However, for the reasons
just discussed we do not agree that the
De Soto Canyon is merely a prime
observational area.
Comment 16: Joint industry
commenters stated that the SRT
selectively accounted for estimates of
the Bryde’s whale population size and
that the estimates upon which the SRT
relied do not appear to be the best
available scientific information. The
commenters stated that the SRT relied
on population estimates in NMFS’ Stock
Assessment Reports, which
underestimate abundance because they
assume all whales in the vicinity of the
survey were counted. The commenters
stated that the reliability of the
estimates in the Stock Assessment
Reports are in question given the
variation in the population estimates in
the reports over time, and the variability
cannot be attributed to mortality and
reproduction in the population. The
commenters stated that the SRT did not
take into account the estimate published
in Roberts et al. (2016), although the
commenters do not necessarily endorse
the conclusions of those authors. The
commenters also stated that it is unclear
how the SRT extrapolated and estimated
the Gulf-wide population (i.e., likely
fewer than 250 mature individuals, and
more likely fewer than 100 individuals,
with 50 or fewer being mature).
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Response: We find that the population
abundance estimates are based on the
best available scientific information.
The SRT considered abundance
estimates contained in published
reports of surveys conducted from the
early 1990s to 2012; these estimates
ranged from 15–44 Bryde’s whales in
the northern Gulf of Mexico (see Table
2, Rosel et al. 2016). These abundance
estimates were based on data collected
through NMFS’ cetacean research
surveys and by other researchers (e.g.,
Roberts et al. 2015a). The proposed rule
and status review also discussed other
papers by Roberts et al. (Roberts et al.
(2016, 2015a, 2015b) in evaluating the
population abundance. As discussed in
the status review, the SRT recognized
that the most recent abundance estimate
in 2015 NMFS Stock Assessment Report
(33 individuals, CV = 1.07) was likely
negatively biased because it assumed all
whales on the track line were sighted.
The SRT explained that Roberts et al.
(2015a and 2016) averaged years of
survey data and accounted for not
meeting the assumption of sighting all
whales on the track lines and concluded
that the population was higher—i.e., 44
whales (CV = 0.27). Thus, the SRT
considered potential bias in abundance
estimates that may have contributed to
variability in the estimates. The SRT did
not attribute variability among the
available abundance estimates solely to
individuals entering or leaving the
population.
Regarding the SRT’s extrapolation of
a Gulf of Mexico-wide population
estimate, the status review, in its
discussion of Population Status, stated
‘‘the population size is most likely fewer
than 100 whales.’’ The SRT made a
conclusion regarding the likely size of
the GOMx Bryde’s whale’s population
size after considering all previous
abundance estimates, which have
ranged from 15 (CV = 1.98) to 44 (CV =
0.27) whales. The SRT noted potential
bias in some of the estimates, and did
not rely on a single abundance estimate
or survey. In developing their
conclusions regarding abundance, the
SRT considered several elements
including previous abundance
estimates, available survey information,
historical range and current range, and
the limited survey effort outside the
U.S. Gulf of Mexico. The SRT reached
consensus, based on the best available
information and their professional
expert opinion, that there are fewer than
250 mature individuals, and more than
likely the population contains fewer
than 100 individuals, with 50 or fewer
being mature. We agreed with the SRT’s
assessment.
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Comment 17: Joint industry
commenters stated that other available
data, including recent passive acoustic
surveys conducted in the De Soto
Canyon and carcass recovery rates
indicate that GOMx Bryde’s whale
populations may be higher than NMFS
and the SRT have estimated. The
commenters stated that acoustic surveys
target GOMx Bryde’s whales and
capture subsurface GOMx Bryde’s
whales that visual surveys may miss
and the relatively high GOMx Bryde’s
whale acoustic activity seems to be in
disagreement with the low number of
visual observations made during
surveys. Call rates of the GOMx Bryde’s
cited in Rice et al. (2014) and Sirovic et
al. (2014) are higher when compared to
call rates of Bryde’s whales in the ‘‘Gulf
of California’’ cited in Kerosky et al.
(2012). The commenters stated that
Bryde’s whales are considered abundant
in the Gulf of California, and higher call
rates in the Gulf of Mexico could
suggest a higher abundance of the
Bryde’s whales than in the Gulf of
California, or than NMFS assumed in
the proposed listing. The commenters
also stated that the carcass recovery
rates the SRT used to estimate the threat
of vessel collisions are likely too high
and, when considering the observed
stranding rates, cast doubt on the
abundance estimates.
Response: We disagree that the
available acoustic data can be compared
to, or conflicts with, the visual
observations, and that it should be used
to estimate abundance. Estimating call
rates (i.e., calls per animal, per time
period—typically per hour) for baleen
whales requires either extended
simultaneous visual and acoustic
localization studies or multi-day
acoustic tag deployments. Using call
rates to estimate abundance of a
particular population (for example,
GOMx Bryde’s whales) requires
information on the density of the
species in the measured area as well as
on the location where the measurements
were taken and on the sex, age group,
behavior state, time of day, and season
in which the measurements were taken
(Heinemann et al., 2016; Marques et al.,
2013). The acoustic activity of Bryde’s
whales in the Gulf of Mexico referred to
by the commenter (i.e., Rice et al.,2014
and Sirovic et al., 2014) does not
provide this level of information, thus it
would not be appropriate to use those
data to estimate abundance of the GOMx
Bryde’s whales. For example, Rice et al.
(2014) identified Bryde’s whale
vocalizations to understand spatial and
temporal distribution patterns of GOMx
Bryde’s whales, but this study did not
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quantify the number of whales in an
area or determine whether the calls
represented a single or multiple
individuals. Sirovic et al. (2014)
described one call type that was
recorded in the presence of GOMx
Bryde’s whales and produced a time
series of the presence of that call in
long-term autonomous recordings from
the De Soto Canyon in the northern Gulf
of Mexico. This study recorded a few
tens to just over a hundred calls a week,
which is a reasonable number for a
small population size and relatively
small area of monitoring. However,
Sirovic et al. (2014) concluded that
more targeted recordings are necessary
to obtain a call production rate, and
additional measurements of call source
levels are needed to estimate population
size. Kerosky et al. (2012) studied the
seasonal and inter-annual changes in
Bryde’s whale presence within the
Southern California Bight (not in the
Gulf of California as stated by the
commenters), and thus reported the
number of hours per day where calls
were recorded in that area alongside
information on sea surface temperature.
Bryde’s whales produce different call
types in different ocean basins, and
likely have differing inter-call intervals
in different locations. Without
information that would allow us to
compare call rate information across
ocean basins, such as information on
relative densities and inter-calling
intervals of the different populations, or
information on the different
environmental conditions in each region
that could affect the ability to record the
calls, we cannot readily compare the
call information in Kerosky et al. (2012)
to information we have on calls of
GOMx Bryde’s whales to estimate the
relative population size across these
regions.
Lastly, it also is not appropriate to use
stranding records in the SRT’s carcass
recovery rate equation to develop an
abundance estimate. First, the actual
carcass recovery rate for GOMx Bryde’s
whales is unknown and likely low. The
GOMx Bryde’s whale is an offshore
species and thus carcasses are unlikely
to be detected due to factors such as atsea scavenging, sinking, wind, currents,
and stranding in locations where
detection is unlikely. Given these
uncertainties, any abundance estimate
derived from carcass recovery rates
would suffer from both unknown biases
and un-quantified uncertainty, and
therefore cannot be validly compared to
estimates derived from line-transect
surveys. Secondly, if the carcass
recovery rate is fixed, then only
mortality rates and abundance will
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affect the estimated number of observed
strandings. The historical mortality rate
and abundance of GOMx Bryde’s whale
is unknown. Thus, historical stranding
information cannot inform our
understanding of past population size.
Without a mortality rate, we cannot
determine what percentage of the entire
population a single stranding
represents. For these reasons, we believe
that the dedicated cetacean survey
(shipboard and aerial) methodology that
NMFS used to inform the abundance
estimates in the Stock Assessment
Reports is the best available method to
estimate abundance. Researchers
regularly use this methodology to assess
cetacean populations throughout the
United States and other parts of the
world.
Comment 18: An industry comment
stated that the genetic analysis
contained in Rosel and Wilcox (2014)
suggests that Bryde’s whale abundance
in the Gulf of Mexico is underestimated.
If the population was as small as we
stated, it is unlikely that researchers
obtained genetic samples from 23
Bryde’s whales and only received two
duplicate samples. The low number of
duplicate samples suggests that the
genetic analysis is flawed because it
failed to detect duplicate samples. There
is 0.57 percent chance that researchers
were able to obtain 23 random samples
from a population of 33 whales and
have only two duplicates. The
commenters calculated a population
size between 79 and 125 whales based
on 23 random samples containing two
duplicates.
Response: We disagree. Rosel and
Wilcox (2014) examined a total of 23
samples (3 stranded and 20 biopsy
sampled whales) from the Gulf of
Mexico. After collecting the genetic
data, the researchers determined that
two whales had each been biopsied
twice over the years. Therefore, the
number of individual whales sampled
in the Gulf of Mexico and used in Rosel
and Wilcox (2014) mtDNA analysis was
21. In addition, the researchers
extracted sequence DNA information
from 2 animals from the Gulf of Mexico
population that stranded in the North
Atlantic. To calculate the commenters’
suggested probability that there is only
a 0.57 percent chance that 23 random
samples from a population of 33 whales
would result in only two duplicates, one
would have to assume that the same 33
whales were present in the shipsurveyed locations during the
approximately 19 years over which
samples were collected. However, that
assumption raises several concerns.
First, the researchers screened which
whales to sample. At least during a
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given survey year, efforts were made to
avoid repeated sampling of individual
animals. Therefore, biopsies collected
during the same survey are not
independent sampling events, but were
structured in a way to avoid duplicates.
Secondly, annual surveys were not
random sampling events. Many
encounters with Bryde’s whales were
during opportunistic encounters rather
than samples collected across a
randomized trackline. This lack of
independence and random sampling
prevents the interpretation of capture
probabilities and the likelihood of
repeated events. Finally, it is
unreasonable to evaluate the probability
of obtaining duplicates from a set of 33
animals, because the population size is
not exactly 33 animals. The sample size
may be higher or lower, and individuals
may enter and leave the population
overtime. Therefore, inferences about resampling probabilities based upon a
fixed estimate of exactly 33 animals are
unreliable.
Comments on Existing Regulatory
Mechanisms
Comment 19: Joint industry
commenters stated that NMFS
misapplied the analysis mandated
under ESA section 4(a)(1), factor D.
According to commenters, NMFS
concluded that the existing regulatory
mechanisms are inadequate because
they have not prevented the current
status of the GOMx Bryde’s whale, or
because the species is threatened under
other factors such as low abundance and
limited distribution. Commenters state
that it is inappropriate to rely on
estimates of abundance and distribution
as a measure of regulatory efficacy
without analyzing population trends
over time, and that our analysis offered
‘‘only the cursory conclusion that any
evidence of risk is evidence of the
inadequacy of existing regulations.’’
Response: We did not conclude that
evidence of low abundance or limited
distribution, or any evidence of risk, is
evidence of inadequacy of existing
regulations. In agreeing with the SRT’s
conclusion that existing regulatory
measures have not prevented the
current status of the GOMx Bryde’s
whale, we were stating that existing
regulatory measures are not adequate to
address the threats that are contributing
to the species extinction risk. We
summarized the regulatory mechanisms
relevant to the threats that contribute to
the species’ extinction risk, and
evaluated whether any existing
regulatory mechanisms will adequately
control those threats.
As we stated in the proposed rule, the
relevance of existing regulatory
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mechanisms to extinction risk for an
individual species depends on the
vulnerability of that species to each of
the threats identified under the other
section 4(a)(1) factors, and the extent to
which regulatory mechanisms are
expected to control the threats that are
contributing to the species’ extinction
risk. If GOMx Bryde’s whales were not
vulnerable to a specific threat (i.e., risk
was low), we did not consider that
threat under our analysis of the
adequacy of regulatory mechanisms.
The best available scientific and
commercial information establishes that
energy exploration, development, and
production, oil spills and oil spill
response, vessel collision, fishing gear
entanglement, anthropogenic noise, and
small population concerns, such as
Allee effects, demographic and genetic
stochasticity, k-selected life history
parameters, and stochastic and
catastrophic effects are currently
threatening the species and contributing
to its extinction risk (ESA section 4(a)(1)
factors A and E). Consequently, we
assessed the adequacy of regulatory
mechanisms relative to those threats
and determined that there are no
existing regulatory mechanisms in place
to control those ongoing threats.
Population trend information is not
necessary to reach this conclusion.
Comment 20: Joint industry
comments stated that existing regulatory
mechanisms and industry-driven
initiatives sufficiently protect the
Bryde’s whales because those measures
have eliminated the largest historical
threat to the species, commercial
whaling, and because those measures
address each of the threats NMFS
identified. In particular, the commenters
stated (a) the IWC commercial whaling
moratorium prohibits commercial
harvest, (b) the Marine Mammal
Protection Act (MMPA) prohibits
takings, unless NMFS otherwise permits
the taking, (c) the Outer Continental
Shelf Lands Act (OCSLA) allows the
Department of Interior (DOI) to
administer mineral exploration,
development, and production in a
manner that protects natural resources,
(d) the Oil Pollution Act (OPA)
addresses oil spills (prevention and
remediation), (e) the Ports and
Waterways Safety Act (PWSA) manages
ports and vessel traffic to protect the
marine environment, (f) the Clean Water
Act (CWA) regulates discharges into
U.S. waters and creates pollution
control programs, (g) the International
Convention for the Regulation of
Whaling (ICRW) provides for proper
conservation of whale stocks, and (h)
the Convention on International Trade
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in Endangered Species of Wild Fauna
and Flora (CITES) provides a framework
for ensuring international trade in wild
animals does not threaten the survival
of species in the wild and establishes
lists of species and accords them
varying degrees of protection based on
the level of their endangerment. The
commenters stated that NMFS did not
consider these laws collectively, and
when the laws are taken as a whole,
they address and minimize each threat.
The commenters also stated that the
threat of energy exploration,
development, and production is not
likely to arise in the future due to the
numerous protections in place to protect
marine mammals. The moratorium on
new lease sales within the EPA will
protect Bryde’s whales from oil spills
and spill response, and recently
developed measures ‘‘including
additional subsea blowout preventer
testing, required downhole mechanical
barriers, well containment systems, and
additional regulatory oversight’’ make
an oil spill event ‘‘less likely than in the
past.’’ The commenters also stated that
the court’s opinion in Oceana v. BOEM,
37 F. Supp. 3d 147 (D.D.C. 2014)
confirmed that oil and gas seismic
surveys do not injure marine mammals.
In addition, industry initiatives prevent
oil spills and improve spill responses. A
separate commenter stated that existing
regulations have been inadequate to
protect the GOMx Bryde’s whale
because, despite general protection
under the MMPA, the GOMx Bryde’s
whale population is estimated at 33
animals, and the MMPA provides no
regulatory mechanisms specific to the
GOMx Bryde’s whale.
Response: We agree that the IWC
commercial whaling moratorium
provides significant protection for the
GOMx Bryde’s whale now. However, we
do not agree that Bryde’s whales in the
Gulf of Mexico are sufficiently protected
by the MMPA, OCSLA, OPA, PWSA,
CWA, ICRW, or CITES, or other
regulatory mechanisms addressed in the
proposed rule, including the
International Maritime Organization
(IMO). We assessed the adequacy of
regulatory mechanisms, including the
MMPA, OCSLA, OPA, ICRW, CITES,
and the IMO-related regulatory
mechanisms, relative to the identified
threats and determined that there are no
existing specific regulatory mechanisms
in place to control those threats. For
example, there are no IMO-related
regulatory mechanisms in the Gulf of
Mexico to address the threat of vessel
collisions to the GOMx Bryde’s whale,
which has been identified as one of the
primary threats facing the species.
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The commenters also stated the
PWSA or the CWA are adequate at
protecting GOMx Bryde’s whales from
the ongoing threats. Under the PWSA,
the U.S. Coast Guard has implemented
two mandatory ship reporting systems
in 1999 in an effort to reduce the threat
of ship strikes to right whales in U.S.
waters of the Atlantic Ocean. The Coast
Guard noted that the ship reporting
systems have the potential to reduce
ship strike of the endangered north
Atlantic right whale by providing direct
communication of current north
Atlantic right whale sighting
information to ship operators in high
risk areas. However, no similar ship
reporting system exists that would
protect the GOMx Bryde’s whale.
Under the CWA, the Environmental
Protection Agency has implemented
regulations pertaining to pollutant
discharges (see generally 40 CFR ch. I,
subchapter D, water programs). The
commenters state that the CWA
regulates discharges of pollutants into
U.S. waters and creates pollution
control programs, but did not state
which threat this would address. If the
commenters believe that the CWA
adequately controls the threat of oil
spills and spill response, we disagree.
As we explained in the proposed rule,
OPA is the principal statute governing
oil spills in the nation’s waterways.
Even with OPA, there have been
multiple large and numerous small scale
oil spills in the Gulf of Mexico (Rosel et
al., 2016; BSEE accessed November 3,
2017, https://www.bsee.gov/newsroom).
We found no CWA regulation that
would protect the GOMx Bryde’s whale
from the ongoing threats from oil spills
and oil spill response. In addition, we
did not identify vessel discharges or
discharges from oil and gas activities as
a threat that is contributing to the
species’ extinction risk. We have
determined that, taken individually and
collectively, the existing regulatory
measures discussed or referenced above
are inadequate to address the threats to
the GOMx Bryde’s whale from energy
exploration, development, and
production, oil spills and oil spill
response, fishing gear entanglement,
vessel collision, and anthropogenic
noise.
We agree with the comment that the
moratorium on new lease sales
exploration, development, and
production in the EPA has provided
some level of protection for Bryde’s
whales by reducing nearby
industrialization. However, the
moratorium does not adequately address
the threat the species’ faces from energy
exploration, production, and
development. The moratorium does not
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preclude energy exploration (seismic
survey activity) and thus seismic survey
activity can occur within the EPA and
affect the species in their habitat.
Moreover, we have found that energy
exploration, production, and
development in the Gulf of Mexico has
broad impacts on the subspecies,
through curtailment of its range. The
moratorium on activities in the EPA
does not affect the energy exploration,
production, and development activities
in the north-central and southern Gulf
of Mexico that likely contributed to the
subspecies’ range contraction and
continues to restrict the whales to the
BIA. Further, these activities elsewhere
in the Gulf of Mexico have affected the
whales. For example, as a result of the
2010 DWH oil spill, an estimated 17
percent of the population of GOMx
Bryde’s whales was killed, 22 percent of
reproductive females experienced
reproductive failure, and 18 percent of
the population likely suffered adverse
health effects due to lung and adrenal
disease and poor body condition (DWH
MMIQT 2015, DWH Trustees 2016). The
activities that led to the DWH oil spill
were not subject to the moratorium, and
the moratorium thus did not offer the
species’ protection. In addition, the
moratorium expires in 2022. If oil and
gas development and production were
to move closer to the BIA or expand
within the BIA or if seismic survey
activity levels near or within the BIA
were to increase, extremely detrimental
effects on the remaining individuals
within the population could result.
Exposure to seismic survey noise at
energy levels that can cause acute
auditory injury may lead to hearing loss
and affect individual fitness, and any
such effects in a very small population
can have significant population level
consequences. In addition, chronic
noise from seismic survey activity in the
species’ habitat can mask vocalizations,
increase stress, reduce foraging and
reproductive success, mask
environmental cues, and, at high
enough levels, lead to habitat
displacement. With regard to the latter,
this species appears to have no other
available habitat in which to seek
refuge. We reached our final listing
determination after fully considering
existing regulations individually and
together and found that existing
regulatory mechanisms are not
adequately protecting the GOMx Bryde’s
whale from these threats.
Nothing in the Court’s determination
that BOEM and NMFS had complied
with the ESA with respect to specific
lease sales stands for the general
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proposition that oil and gas seismic
surveys do not injure marine mammals.
Finally, we agree with the second
commenter that, as we explained in the
proposed listing rule, outside of the
general protections provided to marine
mammals under the MMPA, there are
no regulatory mechanisms specific to
the GOMx Bryde’s whale under the
MMPA.
Comment 21: Joint industry
commenters stated that numerous vessel
strike avoidance measures are in place
to protect Bryde’s whales from vessel
traffic in the Gulf of Mexico. The
commenters referenced a notice to
lessees and operators that engage in
certain oil and gas activities issued by
the Bureau of Ocean Energy
Management (BOEM) (BOEM NTL No.
2016–G01). They also state that the
MMPA and the PWSA provide NMFS
ample, adequate authority to implement
regulations mitigating the threat from
vessel strikes.
Response: We do not find that GOMx
Bryde’s whales are adequately protected
from vessel strike. The notice that
commenters’ cite includes several
recommendations to vessel operators
engaging in oil and gas activities to
avoid vessel strikes with marine
mammals and sea turtles; these
recommendations were issued through
ESA section 7 consultations with
BOEM. The recommendations are
specific to particular areas and do not
apply to other commercial vessel
operators. Furthermore, these vessel
strike avoidance measures are
recommendations and are not a
regulatory mechanism that would be
considered under the section 4(a)(1)
factor D. The ESA does not allow us to
consider speculative future regulatory
activities, such as those that may occur
under MMPA and PWSA authority,
when making a listing determination.
There are currently no vessel speed
restrictions, routing schemes, or
reporting requirements or regulations
established that protect GOMx Bryde’s
whales from vessel strike. The
commenters provided no information on
regulatory mechanisms that exist that
we have not considered and that
address the threat of ship strike. For
these reasons, we conclude that our
determination that there are no existing
regulations to control the threat of ship
strike for the GOMx Bryde’s whale is
appropriate and valid.
Comment 22: Joint industry
commenters stated that the MagnusonSteven Fishery Conservation and
Management Act (MSA) protects
Bryde’s whales from prey reduction as
a result of overfishing because the MSA
has successfully rebuilt overfished
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populations and limits future fish stock
depletions. Furthermore, Fishery
Management Councils are required to
consider ecosystem interactions in their
management plans.
Response: As we stated in the
proposed rule, the relevance of existing
regulatory mechanisms to extinction
risk for an individual species depends
on the vulnerability of that species to
each of the threats identified under the
other factors of ESA section 4(a)(1), and
the extent to which regulatory
mechanisms are expected to control the
threats that are contributing to the
species’ extinction risk. The SRT scored
the threat from trophic impacts due to
commercial harvest of prey as a ‘‘low’’
severity threat with ‘‘low’’ certainty.
NMFS agrees that Bryde’s whales are
not vulnerable to this particular threat;
consequently, we did not evaluate
further the adequacy of existing
regulatory mechanisms for addressing
the threat from trophic impacts.
Comment 23: Joint industry
commenters stated that Bryde’s whales
are protected from entanglement under
the Atlantic Tunas Convention Act
because NMFS promulgated regulations
under this authority that resulted in an
area within De Soto Canyon that is
closed to pelagic longline fishing.
Commenters state that such fishing is
not contributing to Bryde’s whale
entanglement in that area.
Response: Pelagic longlines are a
known entanglement threat to baleen
whales. Approximately two thirds of the
BIA has been closed to commercial
pelagic longline fishing year-round
since 2000, when the Highly Migratory
Species (HMS) Atlantic Tunas,
Swordfish, and Sharks Fishery
Management Plan (FMP) was amended
to close the De Soto Canyon Marine
Protected Area (65 FR 47214, August 1,
2000). The longline closure
implemented under the Atlantic Tunas
Convention Act and HMS Atlantic
Tunas, Swordfish, and Sharks FMP
provides protection to GOMx Bryde’s
whales from entanglement in longline
gear in the De Soto Canyon Marine
Protected Area; however, the species is
not protected outside of the closed area,
and pelagic longline fishing still occurs
in the remaining one third of the BIA
(Figure 20B in Rosel et al., 2016). In
addition, other fisheries pose an
entanglement risk. There are no
restrictions on, or areas within the BIA
closed to, bottom longline fishing. The
bottom longline component of the Gulf
of Mexico reef fish fishery and the Gulf
of Mexico shark bottom longline fishery
overlap with portions of the Bryde’s
whale BIA, and bottom longline gear is
an entanglement risk to bottom-foraging
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whales, given that the majority of
mainline gear is anchored on the
seafloor. The closures discussed above
do not fully address the threat of
entanglement from these fisheries. In
addition, given the species’ small
population, the species is particularly
vulnerable to any threat. Consequently,
we have determined that existing
regulatory mechanisms are not
sufficient to protect Bryde’s whales from
the threat of entanglement from pelagic
and bottom longline gears.
Comments on the Threat of Energy
Exploration, Development, and
Production
Comment 24: Some commenters
disagreed with NMFS’ conclusion that
energy exploration, development, and
production presents a current threat to
GOMx Bryde’s whales. Joint industry
commenters stated that oil and gas
activities currently do not impact areas
that we have identified as being
important for Bryde’s whale
conservation. As support, the
commenters stated that ‘‘whales,
including Bryde’s whales, have been
living in close proximity to the offshore
oil and gas industry for decades without
any evidence that populations in the
Gulf of Mexico are declining or that
individuals are being harmed,’’ citing a
2008 U.S. Department of the Interior
Minerals Management Service Sperm
Whale Seismic Study in the Gulf of
Mexico.
Response: Energy exploration,
development, and production presents a
current threat to GOMx Bryde’s whales.
In the proposed rule, we explained that
in the area that we have identified as
important for GOMx Bryde’s whale
conservation, there is currently no oil
and gas production activity, with most
of the area falling under a moratorium
on lease sales until 2022. However,
energy exploration, development, and
production, including noise associated
with those activities, and oil spills and
spill response contribute to the habitat
modification and curtailment of the
species’ range. Based on sightings data
and extensive survey effort over the past
25 years, there appears to be limited
current use by Bryde’s whales in the
north-central and southern Gulf of
Mexico where habitat has been
significantly modified with the presence
of thousands of oil and gas platforms
(Rosel et al., 2016). Considering that
historical whaling records indicate the
GOMx Bryde’s whales were distributed
more broadly than they are currently,
including areas in the north-central and
southern Gulf of Mexico, it is likely that
this industrialization and associated
noise contributed to the range
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contraction such that their primary
habitat is restricted to the BIA within
the northeastern Gulf of Mexico.
Continued activities and associated
noise within the north-central and
southern Gulf of Mexico may keep the
species limited to this area.
Commenters state that the GOMx
Bryde’s whale has been living in close
proximity to offshore oil and gas for
decades without any evidence of harm,
based on a 2008 U.S. Department of the
Interior Minerals Management Service
Sperm Whale Seismic Study in the Gulf
of Mexico. In that study, the authors
were unable to detect biological effects
of seismic activities on sperm whales.
However, the authors explain that their
study cannot be viewed as conclusive
evidence that sperm whales or other
ecosystem components have not and are
not being affected by oil and gas
exploration and production. Further,
this reference is entirely related to
sperm whales with no mention of
Bryde’s whales, and did not extrapolate
conclusions about the sperm whales to
other species. Sperm whales differ from
Bryde’s whales both acoustically and
behaviorally such that their potential for
exposure to effects from oil and gas
exploration and production are
different. Sperm whales are midfrequency odontocetes, whereas Bryde’s
whales are low-frequency mysticetes.
Oil and gas activities generate low
frequency sounds that have a greater
potential to overlap with and mask the
lower frequency Bryde’s whales calls
and interfere with the species’
communication. Sperm whales also dive
to much greater depths than Bryde’s
whales are known to dive. We do not
believe it is appropriate to apply the
findings in this study to the GOMx
Bryde’s whale.
Comment 25: Joint industry
commenters disagreed with our
conclusion that oil and gas development
in the Gulf of Mexico contributed to
restricting the GOMx Bryde’s whales’
range to the De Soto Canyon. The
commenters stated that the best
available science indicates that Bryde’s
whales are not limited to the De Soto
Canyon, and neither the SRT nor NMFS
have provided scientific support for the
conclusion that the species’ range is
limited. According to the commenter,
NMFS improperly drew this conclusion
despite a peer reviewer comment that
expressed concern over the conclusion,
and misstated the SRT’s conclusion
regarding the restriction of the species’
range.
Response: Whaling records indicate
that Bryde’s whales were once
distributed more widely in the Gulf of
Mexico and that their range included
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the north-central and southern Gulf of
Mexico (Reeves et al., 2011). The best
available scientific information (e.g.,
Mullin and Hoggard 2000, Maze-Foley
and Mullin 2006, Mullin 2007, DWH
MMIQT 2015) indicate that Bryde’s
whales in the Gulf of Mexico are now
restricted primarily to a small region
along the continental shelf break in the
De Soto Canyon area of the northeastern
Gulf of Mexico. Surveys throughout U.S.
waters of the Gulf of Mexico over the
past 25 years have not identified any
Bryde’s whales outside this region.
Available information indicate that
interbreeding between GOMx Bryde’s
whales and other Bryde’s whales is not
taking place because of substantial
genetic differences between GOMx
Bryde’s whales and other Bryde’s
whales (see our responses to Comments
10 and 11). Consequently, NMFS
believes the stranding reports U.S.
Atlantic represent rare, extralimital
occurrences of GOMx Bryde’s whales
and not additional habitat or expanded
distribution. Roberts et al. (2015a)
modeled Bryde’s whale density in the
Gulf of Mexico is based on sightings,
physiographic, physical, oceanographic,
and biological covariates obtained from
remote sensing and ocean models to
develop a spatially-explicit description
of Bryde’s whale density. The model
shows Bryde’s whales’ mean year-round
density extending from the northeastern
Gulf of Mexico, where the highest
density in the BIA occurs, into a
relatively narrow band of depth in the
northern Gulf of Mexico, in areas where
the species has been historically
observed (see Figure 7, Rosel et al.,
2016).
As stated in the status review and
restated in the proposed rule, the GOMx
Bryde’s whales habitat in the northcentral and southern Gulf of Mexico has
been physically modified over time and
is highly industrialized as a result of
energy exploration, development, and
production. We conclude that this
modification and industrialization,
including associated noise, likely
contributed to the GOMx Bryde’s
whale’s range contraction. Peer
Reviewer 2 stated that the range
contraction may have been due to
whaling, in that whaling may have
reduced the population and the
remaining population may have
relocated to the most favorable habitat.
The SRT concluded that the GOMx
Bryde’s whales small population size is
not related to historical whaling because
the population should have recovered
from whaling moralities sustained more
than a century ago and we agree. In
addition, we do not agree that the
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proposed rule misstates the conclusions
reached by the SRT. The proposed rule
is consistent with and directly refers to
conclusions in status review regarding
the GOMx Bryde’s whale’s restricted
range.
Comment 26: Joint industry
commenters stated that the current level
of oil and gas activity in the EPA of the
Gulf of Mexico is low, and that this
threat is not causing GOMx Bryde’s
whales to approach the brink of
extinction. Currently only 0.3 percent of
the EPA is leased through 37 active
leases, and only 105 wells have been
drilled, none of which have been put
into production. The commenters state
that production is low, likely for market
reasons. For example, only natural gas
has been discovered in significant
quantities, and natural gas prices in
2016 were at a 20-year low, which likely
reduces the incentive to produce from
the wells. The commenters state that
BOEM has conducted only two lease
sales (in 2014 and 2016) in a small
portion of the EPA that remained open
for leasing, and neither received a bid.
Response: We agree that the current
level of oil and gas activity in the EPA
is low. The majority of active lease sales
are located in the Western and Central
Planning Areas. However, we find it is
likely that the high levels of
industrialization associated with oil and
gas exploration (seismic surveys),
development, and production in parts of
the species’ historical range have
contributed to the curtailment of their
range to the area recognized as the
GOMx Bryde’s whale BIA. The low level
of energy production and development
activities in the EPA is a potential
reason why the GOMx Bryde’s whale
only occurs in the northeastern Gulf of
Mexico (i.e., the species is likely
avoiding the more industrialized part of
their historical range). The range
contraction is a current threat to the
species. In addition, we note that
seismic survey activity was high in the
EPA in 2009 and that the activity may
return to those high levels following
expiration of the moratorium on lease
sales in 2022. At those high levels,
individual GOMx Bryde’s whales would
not be able to hear their closest
neighbors. Furthermore, the moratorium
on lease sales in the EPA does not
preclude seismic survey activity in the
EPA now, and such activity could
increase before the actual expiration of
the moratorium.
Comment 27: Joint industry
commenters asserted that NMFS
conflated present threats from energy
exploration, development, and
production with future threats and
overestimated the likelihood of oil and
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gas production activity in the EPA in
the future. The commenters stated that
EPA is subject to a moratorium on new
lease sales that expires in 2022, but even
if the lease moratorium in the EPA is
lifted in 2022, the future level of energy
exploration, development, and
production and pipeline activity is
largely unknown, and depends on the
potential for hydrocarbon discoveries
and future market conditions. The
commenters stated that most
geographically relevant forward-looking
analysis is likely BOEM’s
Environmental Impact Statement (EIS)
for multiple lease sales in the Central
and Eastern Planning Areas between
2017 and 2022. For areas in the Central
and Eastern Planning Areas offered for
leasing between 2017 and 2022, BOEM
expects that, at most, 67 wells will be
drilled, 2 production structures will be
installed and removed, and up to 145
miles of pipeline will be laid between
2012 and 2051. The commenters stated
all of these activities will take place in
waters more than 800 meters (m) deep,
which is beyond the depths where
Bryde’s whales are commonly found.
The commenters concluded that even if
the moratorium is lifted and the post2022 lease sales attract bidders and the
leases are developed, peak well
construction and operation and pipeline
development would not occur for many
years.
Response: We did not conflate present
threats from energy exploration,
development, and production with
future threats, and we did not
overestimate the likelihood of oil and
gas production in the future. As we
stated in the preceding response, we
find that the current level of energy
exploration, production, and
development elsewhere in the Gulf of
Mexico is affecting the species. In
addition, the species’ exposure to future
energy exploration, development, and
production are likely to increase in the
EPA with expiration of the moratorium
on new lease sales in 2022. Some
development is already expected in the
EPA. As the commenters noted, based
on the final supplemental EIS on oil and
gas lease sales in 2016 and 2017 in the
Central and Eastern Planning areas,
which includes one lease sale in the
EPA (Lease Sale 226), BOEM expects up
to 67 wells will be drilled, up to 2
production structures will be installed,
up to 145 miles of pipeline will be laid,
1,000 service-vessel round trips will be
made, and 1,000 helicopter operations
are expected between 2012 and 2051 in
the EPA (BOEM 2015–033). Even if this
development occurs in waters deeper
than 800 m, the species would likely
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still be exposed to noise and vessel
strike from service vessels. Due to
extended underwater sound propagation
of low-frequency noise from well
drilling, structure construction, seismic
surveys, supporting vessel traffic, etc.,
we still expect acoustic impacts to the
species that typically occur between 100
and 400 m water depths even if
activities were to occur in depths greater
than 800 m. In addition, in its final
programmatic EIS on geological and
geophysical activities in the Gulf of
Mexico, BOEM estimates that there will
be hundreds of instances of GOMx
Bryde’s whales being injured and
thousands of instances of behavior
disruptions as a result of noise
associated with oil and gas activities,
including noise from seismic surveys,
from 2016 to 2025 (BOEM 2017–051).
These analyses support our concern that
future development is a threat to the
species that contributes to its extinction
risk.
Comments on the Threat of Oil Spills
and Spill Response
Comment 28: Joint industry
commenters and another commenter
disagreed with NMFS’ reliance on the
DWH Natural Resource Damage
Assessment injury estimate to conclude
that Bryde’s whales experienced
significant impacts from the DWH oil
spill, and that oil spills and spill
responses are a high threat to the
species. The commenters stated that
models used in the DWH assessment
were flawed and have not been
validated. In particular, the Marine
Mammal Working Group, which
evaluated and quantified injury to
cetaceans from the DWH oil spill, did
not observe any Bryde’s whales in oiled
waters in 2010, did not identify any
Bryde’s whale mortalities in 2010 or
2011, and did not observe any Bryde’s
whale behavioral changes or collect
samples showing that whales ingested
oil or dispersants. Furthermore, the
commenters stated, all exposure risks
and impairments were improperly
inferred from dolphin studies in other
areas. Other commenters agreed with
NMFS’ reliance on the DWH assessment
to conclude that GOMx Bryde’s whales
were the most impacted shelf and
oceanic species as a result of the DWH
oil spill.
Response: We disagree and find there
is sufficient evidence that the GOMx
Bryde’s whales were adversely affected
by the DWH event and that GOMx
Bryde’s whales are threatened by oil
spills and spill responses. The DWH
Trustees undertook a Natural Resource
Damage Assessment (NRDA) to evaluate
the nature and extent of adverse effects
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of the DWH incident on natural
resources. As a result of the extensive,
multi-year NRDA, the Trustees
concluded that the DWH oil spill caused
a wide array of injuries to species and
natural resources in the northern Gulf of
Mexico, including to the GOMx Bryde’s
whale. In particular, the damage
assessment estimated that the oil
footprint included 48 percent of the
BIA, 17 percent of the population was
killed, 22 percent of reproductive
females experienced reproductive
failure, and 18 percent of the population
likely suffered adverse health effects
due to the spill. Through the Marine
Mammal Working Group’s analysis in
the NRDA, the group estimated the
impacts of the DWH oil spill on the
GOMx Bryde’s whales and other
cetaceans based on data from stranded
animals, photo-identification surveys,
and live dolphin health assessments
that together characterized the adverse
health effects of the spill on observed
populations of dolphins in Barataria Bay
and Mississippi Sound. Those
assessments extrapolate the magnitude
of the injury to other populations
present within the oil footprint. The
DWH NRDA Marine Mammal Technical
Working Group report (DWH MMIQT
2015) explains that due to their narrow
distribution and small population size,
Bryde’s whales are rarely observed
during any single line transect study. In
addition, the probability is extremely
low that animals dying far offshore
would eventually strand on beaches,
which likely explains why no Bryde’s
whale strandings were recovered in
2010 or 2011. In order for researchers to
collect samples of stomach contents
showing that whales ingested oil or
dispersants, dead whales would have
had to strand ashore, and because the
GOMx Bryde’s whale is an oceanic
animal it is highly unlikely that a
carcasses would strand. The
commenters provided no new
information suggesting that GOMx
Bryde’s whales were not impacted by
the DWH oil spill. For all the foregoing
reasons, we believe it is reasonable to
rely on NRDA to assess the impacts to
the GOMx Bryde’s whale resulting from
exposure to the DWH oil spill, and to
evaluate the threat to the species from
oil spills and spill response.
Comment 29: Several commenters
stated that GOMx Bryde’s whales are
more vulnerable to oil spills due to the
whale’s highly limited range and strong
site fidelity, increasing their risk and
vulnerability to a single catastrophic
event.
Response: We agree. The Bryde’s
whales’ small population size, restricted
range, and year-round residency in the
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northeastern Gulf of Mexico increase the
species’ vulnerability to stochastic and
catastrophic events such as oil spills
and spill responses. Moreover, the
GOMx Bryde’s whale BIA is in close
geographic proximity to oil extraction
development areas, increasing their risk
of exposure to an oil spill event.
Comment 30: Joint industry
commenters stated that if a spill was to
occur and dispersants were needed for
spill response, the dispersants will have
minimal impacts to Bryde’s whales. The
commenters stated that impacts are
highly dependent on a number of
factors, such as frequency and duration
of exposure, the type and mixtures of
the chemical/compounds, the route of
exposure, and the species’ known
avoidance of oily water. The
commenters also stated that no Bryde’s
whales were observed within the oil
during the DWH oil spill and there were
no samples showing that Bryde’s whales
ingested oil or oil dispersants. Another
commenter, however, stated that baleen
whales, such as Bryde’s whales, are
more susceptible to impacts from oil
spills and response activities because, as
filter feeders, oil may adhere to their
baleen plates and result in ingestion of
the oil or dispersants used.
Response: We recognize that impacts
from dispersants are highly dependent
on a number of factors, such as
frequency and duration of exposure, the
type and mixtures of the chemical/
compounds, and the route of exposure.
There is no evidence that GOMx Bryde’s
whales will avoid oiled waters. While
previous studies have suggested that
marine mammals could detect and
avoid oiled waters, recent photographic
evidence and field observations
gathered following the DWH oil spill
documented at least 11 marine mammal
species swimming through oil and
sheen, with oil adhering to their skin
(Dias et al., 2017). This evidence
demonstrates that marine mammals do
not necessarily avoid oiled waters. In
addition, the best available scientific
information indicates that dispersants
can cause acute or chronic impacts to
marine mammals with lethal or sublethal effects (e.g., Wise et al., 2014). Oil
and other chemicals used as dispersants
may impair marine mammals’ health
and reproduction, and increase their
susceptibility to other diseases (DWH
Trustees 2016). After active spilling has
been stopped, marine mammals may
experience continued effects through
persistent exposure to oil in the
environment, reduction or
contamination of prey, direct ingestion
of contaminated prey, or displacement
from preferred habitat (Schwacke et al.,
2014, Bureau of Ocean Energy
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Management and Gulf of Mexico OCS
Region 2015, DWH Trustees 2016).
Thus, based on available information for
marine mammals, we cannot conclude
that GOMx Bryde’s whale would be
minimally harmed by oil spills or
response activities. Moreover, as
described herein, the DWH PDARP
determined the Bryde’s whale to be the
most impacted oceanic marine mammal
following the 2010 DWH oil spill. We
find that the best available science
supports our determination that oil
spills and spill responses are a threat to
the species. We agree with the other
commenter that Bryde’s whales are
susceptible to impacts from oil spills
and response activities and that
ingestion of oil or dispersants are likely
harmful to GOMx Bryde’s whales.
Comment 31: Joint industry
commenters stated that the species will
not be threatened by oil spills or spill
response activities in the future.
BOEM’s EIS for multiple lease sales in
the Central and Eastern Planning Areas
between 2017 and 2022 (BOEM 2015–
033) recognizes that recently developed
measures, ‘‘including additional subsea
blowout preventer testing, required
downhole mechanical barriers, well
containment systems, and additional
regulatory oversight’’ make an oil spill
event ‘‘less likely than in the past,’’ and
BOEM does not expect spills greater
than 150,000 barrels in the Central and
Eastern Planning Areas during the 2017
to 2022 period. Commenters also noted
industry-driven initiatives to prevent oil
spills and improve spill responses,
including the formulation of four ‘‘Joint
Industry Task Forces (‘JITFs’) to identify
best practices in offshore drilling
operations and oil spill response with
the aim of enhancing safety and
environmental protection,’’ American
Petroleum Institute’s adoption of certain
standards applicable to offshore drilling
and related operations, and the
development of the Center for Offshore
Safety, a group whose mission is to
promote safety in offshore drilling,
completions, and operations by offering
information, tools, and opportunities for
industry collaboration. The commenter
also stated that the federal government
has instituted a number of changes by
reorganizing the Minerals Management
Service and issuing new rules and
requirements that make the prospect of
future catastrophic spills even more
remote.
Response: We recognize the efforts
that have been made to reduce the
likelihood of future oil spills and
improve oil spill response efforts.
Federal agencies, including BOEM, and
oil and gas industry groups have
instituted a number of safeguards,
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standards, and best practices to help
reduce the likelihood of a future spill.
The industry is to be commended for
their efforts to further reduce the risks
of spills. However, these efforts do not
eliminate the threat of oil spills and
spill response activities to the species.
Changes made at the federal level have
been to further reduce the likelihood of
‘‘catastrophic spills’’ and are likely to be
beneficial; however, as described
elsewhere in the rule, GOMx Bryde’s
whales are susceptible to adverse effects
from spills regardless of the spill’s size.
Furthermore, we have found that
regulatory mechanisms aimed at
reducing the threat of oil spills or spill
response activities are inadequate to
protect the species, as discussed in more
detail under the response to comments
on Existing Regulatory Mechanisms. For
these reasons, we conclude that we have
accurately stated the likelihood of
impacts and the risk to the species.
Comments on the Threat of Vessel
Collision
Comment 32: We received several
comments on the risk of vessel
collisions to GOMx Bryde’s whales and
level of shipping traffic in the BIA. Joint
industry commenters stated that vessel
collisions have never been a significant
source of Bryde’s whale mortality in the
Gulf of Mexico, or anywhere else in the
world, with the exception of the heavily
trafficked Hauraki Gulf off New
Zealand. Vessel collisions are incredibly
rare for Bryde’s whales in the Gulf of
Mexico and are not a threat to the
species. Commenters stated that ship
strike mortality is low throughout the
Bryde’s whale’s worldwide range, as
shown by two sources which contain
three records of ship strike Bryde’s
whale mortalities occurring in locations
other than New Zealand—a 2001 Marine
Mammal Commission review of whale
strandings and collision reports dating
back to the 1800s, and the International
Whaling Commission’s online ship
strike database. The commenters stated
that, since the 2001 Marine Mammal
Commission review, NMFS has reported
only one additional incident of a
Bryde’s whale being killed as the result
of ship strike in the Gulf of Mexico. The
commenters also state that vessel traffic
in the Bryde’s whale BIA is low, as
demonstrated by NOAA’s tracking of
transponder data, and likely is the
reason for the relative absence of vessel
collisions with Bryde’s whales in the
Gulf of Mexico. Another commenter
stated that there is a high density of
vessel traffic in the northern Gulf of
Mexico, as well as commercial shipping
lanes that transit through the Bryde’s
whale BIA. Two other commenters
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stated that vessel collisions with GOMx
Bryde’s whales might increase after the
moratorium on new lease sales in the
EPA expires in 2022. If the EPA was
open to energy exploration,
development, and production, and
vessel traffic increased in areas that
overlap with Bryde’s whale habitat, the
risk of vessel collisions may also
increase. A commenter stated that the
distribution of vessels relative to
Bryde’s whale distribution, coupled
with the species’ vulnerability to vessel
collisions, suggest this threat needs to
be mitigated. Lastly, a commenter stated
that vessel collision is a significant
threat, considering that mariners have
difficulty sighting whales at night which
limits their ability to quickly change
course and avoid collision.
Response: We find that vessel
collisions are a threat to the species. The
number of reported vessel collisions
with Bryde’s whales in the Gulf of
Mexico and elsewhere worldwide, with
the exception of New Zealand, is likely
underestimated because GOMx Bryde’s
whales are an offshore species and have
low carcass detection and recovery rates
compared to more coastal species (e.g.,
New Zealand Bryde’s whale, humpback
whale, and right whale; Laist et al.,
2001; Jensen and Silber 2004; Williams
et al., 2011; Waring et al., 2013). In the
southern hemisphere, Bryde’s whales
(B.edeni) are the third most commonly
reported species struck by ships (Van
Waerebeek et al., 2007). One GOMx
Bryde’s whale (a lactating female) is
known to have been struck by a ship in
2009 (Waring et al. 2013). Williams et
al. (2011) estimate that as few as 2
percent of cetacean deaths in the Gulf of
Mexico are actually detected. The 2009
ship struck GOMx Bryde’s whale was
readily documented because the animal
was struck, pinned across the ship’s
bow, and transported on the bow for
likely tens or possibly hundreds of
miles before it was detected in the Port
of Tampa Bay, Florida (Waring et al.
2013). Comparatively, in New Zealand,
where Bryde’s whales occur nearshore
and the probability of detecting
carcasses is high, six of the seven
Bryde’s whale carcasses reported in the
IWC database washed ashore (IWC ship
strike database, accessed June 6, 2017,
https://iwc.int/index.php?cID=872
&cType=document).
The GOMx Bryde’s whale population
likely numbers fewer than 100 animals
(Rosel et al. 2016). There are several
major shipping lanes cross the GOMx
Bryde’s whale’s BIA, with moderate
vessel densities, connecting ports in
Mobile, Alabama; Pensacola, Panama
City, Tampa Bay, Florida, which
increase the risk to vessel collisions.
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Given the species’ small population and
restricted range, the species is
particularly vulnerable to threats from
vessel collisions. Any human induced
mortality can have population-level
consequences to small populations of
whales (Laist et al. 2001, Jensen and
Silber 2004). Thus, although the number
of reported vessel strikes and mortalities
to Bryde’s whales outside of New
Zealand is low, given the low
abundance and the low probabilities of
carcass detection and recovery rates for
GOMx Bryde’s whales, we conclude that
vessel strikes and moralities to GOMx
Bryde’s whales pose significant threat to
this subspecies.
Lastly, we agree with the commenters
who noted that vessel collisions are a
threat to Bryde’s whales given the
species’ vulnerability to vessel
collisions and mariner’s sighting
abilities. The spatial overlap between
vessel traffic and GOMx Bryde’s whale
distribution, the difficulty of sighting a
whale at the surface at night, Bryde’s
whale diving behavior (spending 88
percent of their time at night within 15
m of the surface; Soldevilla et al., 2017),
and the limited ability of large ships to
change course quickly enough to avoid
a whale all contribute to the risk of
vessel collisions to GOMx Bryde’s
whales. We also agree that any increase
in the number of vessels in the Bryde’s
whales’ habitat, such as could occur
following the expiration of the
moratorium on lease sales, would
increase the severity of this threat.
Comment 33: Joint industry
commenters stated that NMFS
incorrectly concluded that the
construction of the third lane of the
Panama Canal would expand vessel
traffic in the Gulf of Mexico and
increase the risk of vessel collision with
GOMx Bryde’s whales. The commenters
stated that NMFS relied on a report
(Institute for Water Resources, 2012) on
port modernization that contained
figures regarding increases in cargo
tonnage, not increases in vessel traffic,
as support for the conclusion that vessel
traffic and the associated risk of vessel
strike would increase following the
canal modernization. The projected
increase in the use of post-Panamax
vessels could result in decreased vessel
traffic, given the larger capacity of these
vessels. In addition, shipping between
the Panama Canal and two of the Gulf
of Mexico’s largest ports (Port of South
Louisiana and Port of Houston) would
likely not traverse the areas where
Bryde’s whales are most commonly
found.
Response: We agree with the SRT’s
assessment that vessel collisions are a
current threat to the GOMx Bryde’s
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whale and that the threat of vessel
collisions may increase in the future
given the expansion of the Panama
Canal (Institute for Water Resources,
2012). The increased use of the larger
post-Panamax ships (larger vessels using
the canal post-expansion) is just one
factor in evaluating the amount of vessel
traffic expected in the Gulf of Mexico in
the future. As stated in the status
review, as a result of the re-inauguration
of the Panama Canal, freight transport
may be redistributed from the West
Coast Pacific ports to southeastern U.S.
ports, including those in the Gulf of
Mexico. Transshipment service hubs
also may arise with the use of these
larger vessels. Since not all ports will be
able to accommodate the larger, postPanamax vessels, smaller feeder vessels
may be used to deliver cargo received at
these hubs from the larger vessels to
locations unable to receive the larger
vessels directly (Institute for Water
Resources 2012). In addition, historical
vessel call data available from the
Maritime Administration’s website
(https://www.marad.dot.gov/resources/
data-statistics/) shows that from 2002 to
2013, vessel calls at the top 20 U.S. Gulf
of Mexico ports doubled from 17,200 to
34,700 vessel calls. We expect demand
for shipping to continue to increase due
to population growth in the south. The
U.S. Census Bureau projects a
population growth rate of just less than
28 percent between 2015 and 2025.
Thus, the best scientific and commercial
data available indicate that ship traffic
is likely to increase in all of the Gulf of
Mexico, including within Bryde’s whale
habitat, even with the reliance on
vessels with larger cargo capacity. We
agree with the commenters’ observation
that vessel traffic from the Panama
Canal specifically to the Port of
Louisiana and Port of Houston will not
likely traverse the GOMx Bryde’s whale
BIA. However, we conclude that the
threat of vessel collisions is a high
severity threat to the subspecies and
that the threat may increase in the
future.
Comments on Exposure to and Effects of
Anthropogenic Noise
Comment 34: We received two sets of
comments stating that NMFS provided
no direct evidence that exposure to
anthropogenic noise harms Bryde’s
whales. Joint industry commenters
stated that the studies that NMFS cites
in the proposed listing rule regarding
impacts of noise pertain to other marine
mammals or marine mammals in
general, and that NMFS has not
provided any direct evidence that there
are negative acoustic impacts on Bryde’s
whales. Another commenter stated that
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NMFS previously concluded that ‘‘there
is no evidence that serious injury, death,
or stranding of marine mammals can
occur from exposure to airgun pulses,
even in the case of large air gun arrays,’’
and that we do not have a basis to
change our position in this rulemaking.
In addition, a BOEM Science Officer has
stated that ‘‘there has been no
documented scientific evidence of noise
from air guns used in geological and
geophysical seismic surveys adversely
affecting marine mammal populations
or coastal communities.’’ Another
commenter stated that acute or chronic
exposure to anthropogenic noise can
have direct or indirect impacts to
marine mammal species and that there
is a substantial body of published
scientific literature demonstrating the
impacts of noise on baleen whale vital
behaviors (Castellote et al., 2012;
Cerchio et al., 2014; Blackwell et al.,
2015; Nowacek et al., 2015; Shannon et
al., 2015).
Response: In the proposed rule, we
concluded that Bryde’s whales are
impacted by anthropogenic noise, and
noted the potential for acute and
chronic impacts of noise. Acute impacts
of noise-producing activities include
auditory injuries or behavioral
responses and tend to occur relatively
nearby the source. Chronic impacts are
those caused by long-term elevated
ambient noise from multiple noise
sources that can occur at extended
distances from the sources and include
masking, stress, and habitat degradation
and associated impacts. Ambient noise
is the average background noise level in
an environment and is the combination
of physical (e.g., wind, waves,
earthquakes), biological (e.g., fish calls,
mammal calls, snapping shrimp) and
anthropogenic (e.g., shipping, seismic
surveys, sonars) noise sources present.
The studies we relied on represent the
best scientific information available
from which to evaluate the impacts of
noise on the GOMx Bryde’s whales. The
different sources of anthropogenic noise
and their associated impacts are further
discussed in the status review (Rosel et
al., 2016) and proposed rule (81 FR
88639). Some of the studies were of
other baleen whale species, but as we
explained in the proposed rule, it is
reasonable to expect similar effects on
Bryde’s whales because the auditory
abilities of all baleen whale species are
considered to be broadly similar based
upon vocalization frequencies and ear
anatomy (Ketten et al., 1998). In
addition, as we stated above, energy
exploration, production, and
development in the northern central and
western Gulf of Mexico, including the
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noise from these activities, likely
contributed to the curtailment of the
species’ range and continued activities
constrain the species’ range.
We are not changing our position
regarding the effect of sound from air
gun pulses. In the proposed rule, we
noted that seismic surveys have the
potential to cause acute auditory injury
to marine mammals within 100m—1km
of airguns with received levels of 230
dB re 1 mPa (peak) or higher (Southall
et al., 2007). In the 2016 Technical
Guidance, this threshold was reduced to
219 dB re 1 mPa (peak), which indicates
an area of potential acute auditory
injury at equal or greater distance from
the sound source than that discussed in
Southhall et al., 2007. Contrary to the
commenter’s statement, we did not state
that we have direct evidence that
serious injury, death, or stranding from
airguns has occurred for GOMx Bryde’s
whales. We also noted that the whales
could experience behavioral responses,
including strong avoidance, as has been
documented in other baleen whale
species. In addition, behavior
disturbances can cause energetic effects
(e.g., through avoidance of preferred
feeding habitat, or interruption of
feeding) or interfere with critical
behaviors (e.g., cow-calf
communications or adult mating
behaviors) in a manner that may reduce
reproductive success or survivorship
which can lead to population level
effects depending on the scale of the
impacts and the status of the
population. As indicated in the
literature cited in the status review,
such behavioral responses can occur if
the activity occurs within 8 km of a
whale (Rosel et al., 2016). The
commenters cite an article by a BOEM
Science Officer entitled, The Science
Behind the Decision: Answers to
Frequently asked Questions about the
Atlantic Geological and Geophysical
Activities Programmatic Environmental
Impact Statement (PEIS), to support
their statement that noise from airguns
does not adversely affect marine
mammals. The article suggests there are
no population-level effects to marine
mammals as none have been
documented. However, as BOEM stated
in a follow-up to this article, ‘‘[we]
should not assume that lack of evidence
for adverse population-level effects of
airgun surveys means that those effects
may not occur’’ (BOEM, 2015;
www.boem.gov/BOEM-Science-NoteMarch-2015/). In addition, while the
article notes that there have been no
documented reports of marine mammals
being killed, it also states that marine
mammals can be injured by noise from
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airguns, and protection is needed to
avoid harm. Thus, the article does not
alter our conclusion that Bryde’s whales
could suffer acute auditory injury or
experience behavioral effects if exposed
to noise from seismic survey activity.
The commenter provided no basis to
draw a different conclusion about the
impact from noise from seismic surveys
and airguns to the GOMx Bryde’s whale
than we described in our proposed rule.
We agree with the commenter who
stated that acute or chronic exposure to
anthropogenic noise can have direct or
indirect adverse physical and behavioral
effects on GOMx Bryde’s whales, as
further described in the status review
and proposed rule (Rosel et al., 2016; 81
FR 88639, December 8, 2016).
Comment 35: Joint industry
commenters stated that NMFS failed to
show that Bryde’s whales in the Gulf of
Mexico are exposed to marine sound.
The commenters stated that, although
ship noise likely occurs in the Gulf of
Mexico, the noise in the De Soto Canyon
is likely less than other areas in the Gulf
because commercial fishing vessels,
which constitute a large portion of
marine traffic in the Gulf, are prohibited
from fishing in the De Soto Canyon area.
According to the commenter, much of
the area where Bryde’s whales are found
is under speed restrictions contained in
the Joint Notice to Lessees and
Operators on ‘‘Vessel Strike Avoidance
and Injured/Dead Protected Species
Reporting’’ (BOEM NTL No. 2016–G01),
which could reduce noise. Additionally,
the commenters stated that oil and gas
exploration does not occur in the De
Soto Canyon or anywhere else in the
EPA and therefore does not provide a
meaningful contribution to
anthropogenic noise levels. The
commenters also stated that one of the
peer reviewers agrees that the BIA for
the Bryde’s whales is an area of relative
quiet in the Gulf of Mexico.
Response: We conclude that GOMx
Bryde’s whales are exposed to and
affected by marine sound. Noise from
oil and gas activities (e.g., noise
generated from vessels and aircraft, oil
drilling and production, and seismic
surveys) and shipping traffic constitute
the primary sources of anthropogenic
noise in the Gulf of Mexico. We disagree
that Bryde’s whales are exposed to less
noise due to the prohibition of
commercial fishing in the De Soto
Canyon area. As described in the status
review (Rosel et al., 2016), noise
associated with commercial fishing
sonars and scientific sonars is
ubiquitous, but it is not as pervasive as
other sources of noise (e.g., noise
associated with shipping and other
vessel traffic). In addition, we note that
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the only commercial fisheries
prohibited in the De Soto Canyon
Marine Protected Area (MPAs) are those
fisheries that use pelagic longline gear
as described herein.
The commenters noted that noise
levels increase with vessel speed, but
states that given the U.S. Department of
the Interior, Joint Notice to Lessees and
Operators cited in the comment above,
much of the area where Bryde’s whales
are found is under speed restrictions.
The Joint Notice applies to existing and
future oil and gas operators in the Gulf
of Mexico, and contains only
recommended measures to reduce the
risk associated with vessel strike or
disturbance of protected species. One of
the recommended measures is to
‘‘Reduce vessel speed to 10 knots or less
when mother/calf pairs, pods, or large
assemblages of cetaceans are observed
near an underway vessel when safety
permits.’’ However, these recommended
measures are only applicable to specific
lessees and operators, and are specific to
the area where the individual operations
occur, not specific to the GOMx Bryde’s
whale BIA. We disagree that most of the
area where Bryde’s whales are found is
under speed restrictions. Moreover, any
recommended measures applicable to
oil and gas operations would not apply
to commercial shipping or other vessels
and thus would not reduce noise from
those vessels, which is a primary source
of low frequency noise in the Gulf of
Mexico.
Oil and gas exploration can occur
within the EPA, and we have not
received any information to change our
conclusion regarding this threat. The
current moratorium expires in 2022, and
even now only bans oil and gas leasing.
The moratorium does not ban
exploration activities, which include the
use of seismic surveys, which are a
primary source of low frequency noise
in the Gulf of Mexico.
Comment 36: One commenter
presented information from a 2016
acoustic propagation modeling effort,
incorporated in BOEM’s Gulf of Mexico
OCS Proposed Geological and
Geophysical Activities Draft (PEIS)
(BOEM 2016–049), that estimated the
extent of the reduction of listening area
and communication space for marine
animals due to seismic surveys. The
model shows that the shallow waters in
the upper De Soto Canyon suffer less
habitat degradation due to noise levels
than modeled sites to the west, in part
due to the bathymetry of the canyon and
the low levels of oil and gas activity.
The commenter stated that this acoustic
modeling information supports NMFS’
observation that Bryde’s whales may
have experienced a range contraction
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due to the acoustic habitat degradation
from the heavily developed western
Gulf of Mexico.
Response: We appreciate the
information presented, and note that
after the comment was submitted,
BOEM published the final EIS (BOEM
2017–051), incorporating this modeling
information. We agree with the
commenter’s characterization that
anthropogenic noise may have
contributed to the shift in the species’
distribution.
Comment 37: Joint industry
commenters stated that the threat of
noise from oil and gas exploration,
development, and production is at most
a future risk dependent on the potential
opening of the EPA to leasing for energy
exploration, development, and
production. Even if the EPA were open
for leasing, any increase in noise is
speculative and depends on future
leasing decisions, lease interest,
production rate, and presumptions
about geology and market speculation.
Even if oil and gas activities were to
occur in important Bryde’s whale
habitat either now or in the future, those
activities would be conducted pursuant
to strict regulatory requirements that
minimize the risk of exposure as
outlined in BOEM’s Notice to Lessees.
Another commenter highlighted
information from BOEM’s Draft EIS on
Gulf geophysical and geological surveys
(BOEM 2016–049) and stated that over
the next 10 years GOMx Bryde’s whales
would be exposed to noise from oil and
gas exploration.
Response: We disagree that the threat
of energy exploration and production is
a speculative, future threat. The SRT
evaluated the threat of anthropogenic
noise based on its current threat to the
species and the threat it poses over the
next 55 years. Although few seismic
surveys are currently occurring in the
eastern Gulf of Mexico, in other areas in
the Gulf of Mexico, outside of the
species’ currently known range, there
are high levels of noise due to seismic
surveys. We conclude this noise likely
contributed to the species’ range
contraction. In addition, given the
ability of low-frequency sounds to travel
substantial distances, sounds from
nearby surveys may be impacting the
GOMx Bryde’s whale within the BIA,
contributing to ambient noise levels that
have the potential to increase stress,
mask vocalizations and environmental
cues, and reduce foraging and
reproductive success, and have the
potential to affect the species’
distribution and curtail the species’
range. The highest levels of exploration
activity (seismic surveys) are in the
CPA, and the northwestern extent of the
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BIA is near the EPA/CPA boundary. We
note that the species could suffer acute
auditory injury if seismic survey activity
occurred within 1 km of a Bryde’s whale
and could experience behavioral
responses, including strong avoidance,
if activity occurred within 8 km of a
whale (Rosel et al., 2016). None of the
measures in the Notice to Lessees to
address exposure to short-term noise at
high sound pressure (resulting in acute
auditory injury) would address the
issues associated with exposure to
chronic noise. BOEM has projected oil
and gas activity levels in the EPA that
show there will be wells drilled and
associated activities occurring in the
EPA as a result of current lease sales
(BOEM 2015–033), and noise from these
activities may affect the GOMx Bryde’s
whale. Moreover, the moratorium on
new lease sales in the EPA expires in
2022, and thereafter, noise produced
from oil and gas activities is likely to
increase within the Bryde’s whale BIA.
Post-moratorium, the whales could be
exposed to ambient noise levels that
have the potential to mask
communications, among other effects,
and to discrete incidences of noise that
have the potential to cause acute
auditory injuries.
We appreciate the comment with
information from BOEM’s now-finalized
EIS (BOEM 2017–051) regarding the
sound levels that Bryde’s whales could
be exposed to from seismic oil and gas
surveys taking place in the entire Gulf
of Mexico, including the EPA.
Information from this comment
supports our conclusions regarding the
impacts of noise from oil and gas
activities on GOMx Bryde’s whales in
the future if energy exploration,
development, and production were to
expand into the EPA.
Comment 38: One commenter stated
that the modeled noise predictions that
NMFS relied on from the status review
were un-validated and inconsistent with
real world data, as one of the peer
reviewers noted. The commenter stated
that NMFS cannot rely on models that
do not reflect real world measurements.
Response: The SRT presented model
outputs from the Cetacean and Sound
Mapping (CetSound) working group to
understand the potential contribution
from different sound sources to ambient
noise in the Gulf of Mexico and the
potential geospatial distribution of
ambient noise. One of the peer
reviewers of the draft status review
report recommended omitting the
models due to the potential discrepancy
with measured data. The SRT took into
account the peer reviewer’s comments
and explained that the CetSound
models in the BIA are consistent with
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the real world measurements described
in Rice et al., 2014 and Wiggins et al.
(in review at the time the status review
was developed, and published in 2016)
and made appropriate revisions in the
final status review report to clarify this
point. We conclude that, as is explained
in the status review, a comparison of
sound levels detected by Marine
Autonomous Recording Units and High
Frequency Acoustic Recording Packages
and the CetSound predictions indicates
that the predictions are a reasonable
approximation of the range of ambient
noise, considering the differences in
spatial and temporal scales of the
models and in-situ measurements.
When seismic survey activity is low in
the EPA, ambient noise levels are likely
to be within the range the model
predicts for total shipping noise, and
when seismic survey activity is higher
in the EPA (near 2009 levels), ambient
noise levels are likely to be within the
range the model predicts for total
shipping and seismic noise.
Comment 39: One commenter stated
that ambient noise levels in the Gulf of
Mexico present no harm to the GOMx
Bryde’s whale under current or
historical standards for evaluating the
levels at which noise will cause injury
or behavioral effects. The commenter
stated that the average ambient noise
levels cited in the status review are
below those at which NMFS believes
the species will experience auditory
impacts, as set forth in NMFS’ 2016
Technical Guidance for Assessing the
Effects of Anthropogenic Sound on
Marine Mammal Hearing, and the
historical levels, which commenters
state are 180 dB for physical injury and
160 dB for behavioral effects. The
commenters stated that the Technical
Guidance for Assessing the Effects of
Anthropogenic Sound on Marine
Mammal Hearing changed the acoustic
standards for physical injury, but did
not change the 160 dB behavioral effects
standard. The commenter also stated
that the status review incorrectly states
that ambient noise sound pressure
levels may exceed thresholds for
behavior disturbances during a
proportion of the year in certain regions
(e.g., MARU sites HF4 and HF7 in the
Central Planning Area, Table 6, and
Figure 14). According to the commenter,
this statement is incorrect because
levels recorded at those sites are below
the thresholds. The commenters stated
that NMFS needs to develop a specific
standard of harm before it can assess the
level of risk to Bryde’s whales from
exposure to anthropogenic noise.
Response: We have sufficient
information to evaluate the threat to the
GOMx Bryde’s whale from
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anthropogenic noise, including the
threat from ambient noise (the average
background noise levels that the
animals experience). We described the
research on the effects of noise on
marine mammals in the status review
and proposed rule (Rosel et al., 2016; 81
FR 88639, December 8, 2016). We
concluded GOMx Bryde’s whales are
being affected by noise, caused
primarily by vessels and commercial
shipping traffic and seismic surveys. In
particular, we find that exposure to
noise from these sources can increase
stress, mask communication and
environmental cues, lead to reduced
foraging and reproductive success, and
lead to habitat displacement. We also
conclude that noise associated with
energy exploration, development, and
production likely contributed to the
species’ range contraction.
In addition to discussing the effects of
acute and chronic exposure to noise, the
SRT evaluated whether ambient noise
levels would exceed the thresholds
NMFS has used to evaluate effects from
acute, or short-term, exposure to noise.
Although the acute exposure thresholds
are not intended to be used to evaluate
the effects of exposure to constant
background noise, the SRT conducted
this comparative analysis to determine
whether the GOMx Bryde’s whale is
continuously being exposed to noise at
levels that would cause acute auditory
injury, or result in behavioral effects
even if the species was temporarily
exposed.
Thus, the SRT compared, measured,
and modeled ambient noise levels to
NMFS’ acoustic thresholds for
determining whether sound at a given
level constitutes Level A or Level B
harassment for the purpose of incidental
take permitting, as those terms are
defined under the MMPA. While the
SRT was finalizing the status review,
NMFS was in the process of updating
the acoustic thresholds for auditory
injury. The status review refers to
earlier-existing thresholds, stating that
the threshold for Level A harassment,
which includes the potential for
injuries, was 180dB, and the threshold
for Level B harassment, which refers to
behavioral effects, was 160 dB for
impulsive sound and 120 dB for nonimpulsive sound. The SRT did not
determine at what point noise from
seismic or shipping activities would
cause Level A or Level B harassment.
The purpose of the status review
analysis was not to evaluate noise that
might be harassment under the MMPA,
but to evaluate threats to the species to
inform our ESA listing decision. In
2016, we published Technical Guidance
for Assessing the Effects of
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Anthropogenic Sound on Marine
Mammal Hearing—Underwater
Acoustic Thresholds for Onset of
Permanent and Temporary Threshold
Shifts (2016 Technical Guidance). This
document provides acoustic thresholds
for assessing auditory impacts in marine
mammal hearing for all sound sources.
It updated the 180 dB threshold used to
assess the onset of auditory injury, but
did not update or address the threshold
for evaluating behavioral harassment
from non-impulsive noise (e.g.,
continuous noise), and the status review
uses the 120 dB for evaluating
behavioral effects from continuous noise
sources. The status review evaluated
whether ambient noise levels would
exceed this 120 dB threshold.
Ambient noise levels measured at
certain locations (MARU sites HF4 and
HF7 in Table 6, Figure 14 in the status
review in the WPA and CPA) may
exceed the 120 dB threshold for
determining when exposure to nonimpulsive noise may cause behavioral
disturbances. The SRT’s analysis relied
on noise levels for the 1⁄3 octave band
level centered at 100 Hz only, to allow
comparisons at the frequencies at which
GOMx Bryde’s whales produce their
calls (Rosel et al. 2016 at 48, citing
Sˇirovic´ et al. 2014). However, noise
impacts occur over a wider frequency
bandwidth which must be considered to
appropriately compare these noise
levels to broadband noise levels, such as
120 dB threshold. The sound level in
any narrow-band (e.g., the 1⁄3 octave
band centered at 100 Hz) will be lower
than the total sound level across the full
frequency band. As discussed in the
status review, the full impacts of sound
(injury, physiological responses, and
behavioral responses) can occur
throughout the Bryde’s whale’s hearing
frequency range, and therefore, sound
levels need to be integrated over this
broader range to understand the full
impacts of sound. Based on the
broadband data presented in Rice et al.
(2014b) and Wiggins (in review at the
time the status review was developed,
and published 2016), the SRT estimated
that ambient noise levels in the 10–200
Hz frequency range may exceed 120 dB
at two locations where sound was
measured (the MARU HF4 and HF7
sites in the WPA and CPA). Although
those sites are outside of the EPA, as the
SRT explained, noise levels in the BIA
could reach the levels recorded at these
sites when seismic survey activity
occurs closer to or within the BIA. The
models including seismic survey noise
predicted higher noise levels in the BIA,
based on data from 2009 when seismic
survey activity was high in the BIA. At
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those levels, the SRT predicted that the
whales would be unlikely to hear their
closest neighbors. Thus, we conclude
that if seismic survey activity were to
increase in the EPA and return to 2009
levels, which is possible following
expiration of the moratorium, ambient
noise levels could be so high as to
preclude the species from
communicating. Thus, expanding
seismic survey activity could prevent
the species from communicating at all
times. Moreover, high background noise
reduces the ability of acoustically
sensitive species, such as the GOMx
Bryde’s whales, to detect and interpret
critical acoustic cues, such as those
used for communication, detecting
predators or prey, or navigation, even if
they do not exceed the thresholds for
behavioral effects used to evaluate
impulsive sound. We conclude that high
background noise is a threat to the
species.
The best scientific information
available discussed above does not
support the commenter’s position that
noise levels present no harm or that
NMFS has no standards to measure
harm. We discussed the potential harm
from ambient noise and acute noise, and
compared ambient noise levels to the
thresholds at which the agency has
determined discrete exposure to noise
could cause acute auditory injury or
behavioral responses. Moreover, the
information in the 2016 Technical
Guidance and the agency’s thresholds
for evaluating behavioral disturbances
are not the only tools to be used in
analyzing the effects of noise on a
species. As stated in that 2016
Technical Guidance, the agency has a
number of tools beyond just the
guidance, including behavioral impact
thresholds, auditory masking
assessments, evaluations to help
understand the effects of any particular
type of impact on an individual’s
fitness, population assessments, etc., to
help evaluate the effects of noise.
Comments on the Threat of Fishing Gear
Entanglement
Comment 40: Joint industry
commenters stated that entanglement
has never been shown to pose an
extinction threat to Bryde’s whales in
the Gulf of Mexico or anywhere else in
the world. The joint industry
commenters noted: (1) There have been
only a handful of Bryde’s whale
entanglements worldwide and even
fewer instances where the entanglement
resulted in mortality, (2) fisheries and
gear that entangled Bryde’s whales are
not used near important Bryde’s whale
areas, (3) in the Gulf of Mexico, there
have been no reports of Bryde’s whale
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entanglement or other fishing-related
mortality or serious injury between 1998
and 2013, (4) there are no known
interactions between Bryde’s whales
and pelagic longline gear or bottom
longline gear, (5) of the 12 fisheries
analyzed for potential fishing gear
interactions in the status review, only
the butterfish trawl fishery is a potential
threat to Bryde’s whales, but it has only
two participants currently permitted, (6)
other fisheries are either unlikely to
harm Bryde’s whale (hook and line),
have the highest effort west of De Soto
Canyon or in shallower water than
Bryde’s whales inhabit (shrimp trawl),
or are prohibited in the De Soto Canyon
(pelagic longline), and (7) fishing effort
in the Gulf of Mexico is declining.
Another commenter concurred with the
SRT’s determination that fishing gear
entanglement is at least a moderate
threat to the population. Other
commenters stated that while there are
few known entanglements in U.S.
waters, the lack of observer coverage for
trap/pot and trawl fisheries and heavy
reliance of self-reporting may
underestimate the extent of fisheryrelated mortality and serious injury, as
self-reports of interactions by fisheries
often are significantly underreported,
and that even known levels of
entanglement would threaten the
species.
Response: The degree of risk from
direct fishery interaction is a function of
whale size and behavior, gear type, and
spatial overlap between fishing effort
and habitat. The SRT concluded that
five of the 12 commercial fisheries that
they evaluated overlap or possibly
overlap with the Bryde’s whale BIA (i.e.,
the Gulf of Mexico commercial pelagic
longline fishery, the bottom longline
component of the Gulf of Mexico reef
fish fishery, the Gulf of Mexico shark
bottom longline fishery, the Gulf of
Mexico shrimp trawl fishery, and the
Gulf of Mexico butterfish trawl fishery).
The SRT also concluded that these five
fisheries use gear types (i.e., pelagic
longline, bottom longline, and trawl)
that pose entanglement risk to whales
(see Table 7, Rosel et al. (2016). Trap/
pot fisheries in the Gulf of Mexico do
not overlap with the BIA so they are not
an entanglement concern for this
species. The other fisheries not
identified above were found to have
limited spatial overlap and/or to use
gear that does not pose an entanglement
risk and therefore that is unlikely to
harm GOMx Bryde’s whale. The
proposed rule assessed the threat of
fishing gear entanglement based on the
spatial overlap between these fisheries
and the Bryde’s whale BIA, the amount
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of fishing effort, and the potential for
interactions given the whale’s foraging
behavior. The status review notes
known entanglements and explains that
the bycatch rates are often
underestimated as marine mammals
may become entangled in, or hooked by,
fishing gear and swim away with
injuries or deaths that are unobserved
and accounted for in bycatch statistics
(Rosel et al., 2016). High rates of
entanglement scarring on living baleen
whales indicate that fishery
entanglements may occur more
frequently than indicated by statistics
on known bycatch mortality. The status
review stated that the royal red shrimp
trawl fishery and butterfish trawl fishery
have limited spatial overlap with the
BIA and those overlapping areas
represent a small portion of fishing
effort. The SRT also noted that there are
only two participants within the
butterfish trawl fishery. Consequently,
the SRT determined that these trawl
fisheries are unlikely to harm GOMx
Bryde’s whale. However, the pelagic
longline and bottom longline fisheries
were found to present an entanglement
risk based on their effort in the BIA and
their potential for interactions given the
gear type and the whale’s behavior.
Pelagic longlines are a known
entanglement threat to baleen whales
because the majority of mainline gear is
in the water column (Andersen et al.,
2008). Approximately two thirds of the
Bryde’s whale BIA has been closed to
commercial pelagic longline under the
De Soto Canyon Marine Protected Area
(MPA); however, the BIA is larger than
the MPA and one third of the BIA is still
open to pelagic longline fishing (65 FR
47214; August 1, 2000). The MPA is
composed of two rectangular areas, one
of which covers the northern part of the
BIA, the other covering the southern
part, leaving the middle section of the
BIA open to pelagic longline (Figure
20B in Rosel et al., 2016). In addition,
there are no restrictions or areas within
the BIA closed to bottom longline
fishing. Bottom longline gear is an
entanglement risk to bottom-foraging
whales, given that the majority of
mainline gear is anchored on the
seafloor. The GOMx Bryde’s whales
likely forage on or near the seafloor
bottom, increasing the potential for
interaction with bottom longline
fisheries. Based on the best scientific
and commercial information available,
we concluded that fisheries that use
pelagic longline and bottom longline
gears that operate within the BIA pose
an entanglement risk to the GOMx
Bryde’s whale.
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Comment 41: The State of Louisiana
requested that we conduct additional
analysis and interpretation of the status
review’s Appendix 2 ‘‘Vessel
Monitoring System and Fishery Effort
Geospatial Density Distribution.’’
Response: As explained in the status
review, Appendix 2 depicts fishing
effort for a number of fisheries based on
Vessel Monitoring System data that,
where available, indicate where effort
occurs for each fishery. The SRT relied
on Appendix 2 and other information to
evaluate the spatial distribution of
commercial fisheries in the Gulf of
Mexico, and to evaluate the risk to the
species from fishing gear entanglement.
Based on their review, the SRT found
that 5 fisheries with gear types that may
interact directly with the species may
have effort within or along the edge of
the known range of GOMx Bryde’s
whales in the northeastern Gulf of
Mexico, as described in Table 7 of the
status review. As we explained in the
proposed rule, based on the SRT’s
scoring, the threat of entanglement in
commercial fishing gear is ‘‘moderate’’
in severity with ‘‘moderate’’ certainty,
and we considered this in our
evaluation of section 4(a)(1) factor E.
The State of Louisiana did not express
any specific concerns regarding
Appendix 2. We find the information
contained in the status review,
including the information provided in
Table 7 and Appendix 2, represents the
best available scientific and commercial
information upon which to evaluate the
threat of fishing gear entanglement on
the GOMx Bryde’s whale. We will
continue to monitor this threat when we
conduct our review of the listed species
(ESA section 4(c)(2)).
Comments on the Threat of Military
Activities
Comment 42: The Navy’s Energy and
Environmental Readiness Division
stated that the proposed rule is
consistent with their understanding of
the life history, abundance, and genetics
information for the GOMx Bryde’s
whale. They referenced the most
significant threats to the GOMx Bryde’s
whale and described measures the Navy
implements to avoid and minimize
harm to marine mammals from oil
releases from vessels, vessel collisions,
and training and testing activities. They
provided information on specific
operational procedures that they state
would help minimize and avoid harm to
GOMx Bryde’s whales while conducting
their activities (e.g., maintaining an oil
spill prevention and response program
for vessels, having personnel charged
with observing objects and disturbances
in water to reduce the potential for
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vessel interactions, maintaining
mitigation zones where training and
testing activities may be curtailed when
marine mammals are sighted). They also
communicated their need to conduct
limited training and testing activities in
the Gulf of Mexico. They stated that the
Eastern Gulf of Mexico Planning
Awareness Area encompasses the
GOMx Bryde’s whales BIA, and
indicated the Navy avoids planning
major training and testing exercises,
when feasible, within this area.
Response: We appreciate the Navy’s
efforts to implement procedures that
may minimize impacts to marine
mammals, including the GOMx Bryde’s
whale. As noted in the proposed rule,
section 7(a)(2) of the ESA requires that
all Federal agencies ensure that any
action they authorize, fund, or carry out
is not likely to jeopardize the continued
existence of endangered or threatened
species or destroy or adversely modify
designated critical habitat. Federal
agencies must consult with NMFS on
their actions that may affect listed
species under our jurisdiction. We have
previously consulted on the Navy’s
training exercises, including the
Atlantic Fleet Training and Testing
exercises, and recognize that once the
rule is finalized, reinitiation of
consultation may be required, to the
extent the newly listed species may be
affected by the action (50 CFR 402.16).
We appreciate the Navy recognizing the
GOMx Bryde’s whale’s BIA and
expanding the boundaries of their
Planning Awareness Area to encompass
that area as it is an important area for
the species.
Comments on the Information Quality
Act and Peer Review of the Status
Review
Comment 43: One commenter stated
that the proposed listing rule does not
comply with the Information Quality
Act (IQA) or guidance on peer review of
science documents issued under the
IQA and other authorities because
NMFS has not classified the rule as
‘‘influential’’ or ‘‘highly influential.’’
The commenter stated that the proposed
listing rule is not Influential Scientific
Information (ISI), but is a Highly
Influential Scientific Assessment (HISA)
because it is novel, controversial,
precedent-setting, or has significant
interagency interest. The commenter
stated that, because the rule is HISA,
NMFS was required to provide
opportunity for public comment to the
peer reviewers, and to provide public
comments submitted to NMFS to the
peer reviewers. Another commenter
stated the proposed listing and the
information upon which it is based
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adheres to information quality
standards.
Response: We disagree that our
proposed listing rule does not comply
with the IQA or guidance on peer
review of government science
documents. In our Guidance on
Responding to Petitions and Conducting
Status Reviews under the Endangered
Species Act, updated May 2016, we
state that it is our policy and practice to
seek peer review of the scientific
information underlying our
determinations under section 4 of the
ESA, which includes status reviews
where they have been prepared. We also
state that we seek peer review of the
underlying status review where one has
been prepared, not the proposed listing
rule, and that only one round of peer
review (i.e., peer review of the status
review) is necessary. We also explain
that peer review of the scientific and
commercial information upon which we
will base our listing determinations is
informed by the Office of Management
and Budget’s (OMB) December 16, 2004,
guidance regarding peer review of
government science documents, issued
under the IQA and other authorities
(OMB Peer Review Bulletin) and NMFS’
June 2012, policy directive containing
guidance on the OMB Peer Review
Bulletin, PD 04–108–4. Thus, consistent
with our policy and OMB’s Peer Review
Bulletin, we did not seek separate peer
review of the proposed listing rule, but
did seek peer review of the status
review.
Commenters state that we did not
explain whether the proposed listing is
ISI or HISA. Again, we did not seek peer
review of the proposed listing. We did,
however, seek peer review of the status
review, which was classified as ISI.
NOAA’s Office of Chief Information
Officer website at: https://
www.cio.noaa.gov/services_programs/
prplans/ID337.html clearly identifies
the status review as an ISI product and
provides additional information on the
peer review conducted. ISI means
scientific information the agency
reasonably can determine will have or
does have a clear and substantial impact
on important public policies or private
sector decisions. As noted in NMFS’
Guidance on the OMB Peer Review
Bulletin (PD 04–108–4) and NOAA’s
Information Quality Guidelines, a clear
and substantial impact is one that has a
high probability of occurring. The status
review was correctly identified as ISI
because it is used in informing our
response the petition to list the GOMx
Bryde’s whale and our proposal to list
the GOMx Bryde’s whale as endangered.
An HISA is a subset of ISI and is
defined as a scientific assessment that
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has a potential impact of more than
$500 million in any one year on either
the public or private sector or is novel,
controversial, or precedent-setting, or of
significant interagency interest. The
status review is not novel or precedentsetting as NMFS regularly prepares ESA
status reviews and ESA listing
determinations very similar to this one.
While some individuals may disagree
with our determination to list the GOMx
Bryde’s whale as endangered, no
controversy or significant interagency
interest surrounds the status review. We
have no information that suggests the
impact of the status review would be
greater than the HISA threshold, nor
have commenters provided any such
information. Thus, the peer review was
not completed following the process for
peer review of HISA, including any
guidelines for public participation. We
agree with the commenter who stated
that we adhered to information quality
standards in developing the status
review and proposed rule.
Comment 44: One commenter stated
that NMFS did not comply with the
requirements of the OMB Peer Review
Bulletin for review of ISI because the
peer reviewers lacked balance,
independence, and were not ‘‘informed
of applicable access, objectivity,
reproducibility and other quality
standards under the federal laws
governing information access and
quality.’’ The commenter stated that the
peer reviewers were not balanced
because none were industry experts.
The commenter also stated that one peer
reviewer was not independent because
that reviewer is a NMFS employee.
Response: We adhered to the OMB
Peer Review Bulletin and our guidance
on the OMB Peer Review Bulletin in the
selection of the peer reviewers to ensure
a balanced review by independent
experts and to prevent any real or
perceived conflicts of interest. NMFS’
guidance on the OMB Peer Review
Bulletin directs NMFS to select peer
reviewers based on expertise, balance,
conflicts, and independence (PD 04–
108–4, Appendix A, II.3). We chose
three scientists with the requisite
expertise, experience, and skill in
marine mammal biology, ecology,
genetics, and acoustics to review the
status review. To ensure balance, we
selected peer reviewers who represent a
diversity of relevant scientific and
technical perspectives and fields of
knowledge and who we determined
could offer fair and balanced viewpoints
regarding the SRT evaluation of the
status of the species, including the
interpretation of available literature
supporting that evaluation. With respect
to the independence of the peer
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reviewer, NMFS’ Guidance on the OMB
Peer Review Bulletin states that peer
reviewers shall not have participated in
development of the work product to be
reviewed. None of the peer reviewers
tasked with reviewing the status review
were involved in developing the status
review. The OMB Bulletin does not
foreclose NMFS from seeking peer
review by a NMFS employee. In
addition, all peer reviewers were
screened for potential conflicts of
interest. Finally, the peer reviewers
were informed of applicable access,
objectivity, reproducibility, and other
quality standards under federal laws
governing information access and
quality. We provided the peer reviewers
with a link to the OMB Peer Review
Bulletin and notified them of how we
would attribute and disclose their
comments consistent with the
applicable guidelines. In addition, we
provided a link to a website providing
other NMFS scientific documents that
have been subject to peer review,
including the peer review plans for
those documents, to serve as examples
of previously completed peer reviews.
Comment 45: One commenter stated
that NMFS violated requirements for
peer review of ISI because the agency
did not provide responses to peer
reviewer comments on the status
review. Joint industry commenters
stated that although NMFS provided the
text of the peer reviewer comments,
NMFS did not make publically available
the underlying document containing the
comments, complicating the
commenters’ ability to understand the
peer reviewer comments and whether
they were addressed. As a result, joint
industry commenters stated that the
status review is flawed and does not
represent the best scientific information
available.
Response: NMFS complied with the
OMB Peer Review Bulletin and NMFS’
guidance on the OMB Peer Review
Bulletin (PD 04–108–4) in conducting
the peer review of the status review. In
accordance with the OMB Peer Review
Bulletin and our guidance on that
Bulletin (PD 04–108–4) regarding peer
review of ISI, we posted the peer review
plan, charge statement to the peer
reviewers, the peer review report, which
summarizes the comments of the peer
reviewers, and the final status review,
which incorporates the response to peer
reviewer comments, on the NOAA’s
Peer Review Agenda at: https://
www.cio.noaa.gov/services_programs/
prplans/ID337.html. Under our
guidance, the peer review report must
contain either a verbatim copy of each
reviewer’s comments (with or without
specific attribution) or represent the
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views of the group as a whole, including
any disparate and dissenting views (PD
04–108–4, Appendix A, II.5). Each
reviewer prepared an overview or high
level comments, which were included
in the peer review report. The peer
review report also includes the peer
reviewers’ substantive comments on
particular text from the draft status
review, where substantive comments
were provided. The peer reviewers’ nonsubstantive or stylistic comments the
draft status review were not included in
the peer review report. Thus, the peer
review report meets the requirements of
our guidance. Our guidance is clear
‘‘that for ISI, the agency is not required
to prepare a separate response’’ to the
peer review (PD 04–108–4 at 8).
Joint industry commenters state that it
is difficult to understand the peer
reviewer’s comments and whether they
were addressed. The commenters are
referring to Peer Reviewer 2’s
comments. Peer Reviewer 2 provided an
overview of his or her comments, as
well as specific comments on language
in the draft status review. Joint industry
commenters point out a few of those
specific comments as hard to follow.
However, each statement that joint
industry commenters indicate is
difficult to follow was taken out of
context. We do not find that Peer
Reviewer 2’s comments are difficult to
follow. In addition, we do not agree that
because NMFS did not complete an
unrequired procedural step—providing
additional documents from the peer
review beyond those described above—
the information in the status review
underlying our determination is
somehow rendered inadequate.
Moreover, the commenter identifies no
better available scientific or commercial
information.
Comment 46: One commenter stated
that the status review and proposed rule
violated the IQA because the agency did
not develop a pre-dissemination review
certificate.
Response: The proposed rule
underwent pre-dissemination review
pursuant to Section 515 of the Treasury
and General Government
Appropriations Act for Fiscal Year 2001,
Public Law 106–554 (Information
Quality Act). The pre-dissemination
review is always conducted as part of
our internal review process and a predissemination review certificate is
maintained as part of the administrative
record for this decision. It is not our
practice to publish the predissemination review certificate, but it
would be made available upon request.
We have not received any such requests.
In addition, as set forth in our Guidance
on Responding to Petitions and
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Conducting Status Reviews under the
ESA, updated May 26, 2016, the draft
status review submitted to the peer
reviewers is not intended for further
distribution. It is distributed solely for
the purpose of pre-dissemination peer
review under applicable information
quality guidelines and it does not
represent, and should not be construed
to represent, any agency determination
or policy.
Comment 47: One commenter stated
that the proposed listing rule should be
withdrawn because it relies on two
documents that do not themselves
comply with the OMB Bulletin for
Agency Good Guidance Practices,
including (1) NMFS’ Guidance on
Responding to Listing Petitions and
Conducting Status Reviews under the
ESA and (2) NOAA’s Technical
Guidance for Assessing the Effects of
Anthropogenic Sound on Marine
Mammal Hearing. The commenter
stated that because those two
documents met one or more significance
criteria under the OMB Bulletin for
Agency Good Guidance Practices,
NMFS should have followed that
bulletin in developing the documents.
The commenter stated that NMFS
cannot rely on those documents until
they meet all applicable requirements
under that bulletin, in addition to the
IQA guidelines and the OMB Peer
Review Bulletin.
Response: We do not agree that we
need to withdraw the proposed listing
rule. Section 4(b)(1)(A) of the ESA
requires us to make listing
determinations on the basis of the best
scientific and commercial data available
after taking into account certain efforts
being made to protect the species. In
making the current listing
determination, we relied on the status
review, which we believe compiled the
best scientific and commercial data
available on the species’ taxonomy,
distribution, abundance, life history, as
well as the threats affecting the status of
the species, existing regulatory
mechanisms, and conservation efforts
that affect the Bryde’s whale, and other
information discussed in the proposed
and final rules.
The SRT relied on NMFS’ Guidance
on Responding to Petitions and
Conducting Status Reviews under the
ESA in developing the status review. As
noted above, that document summarizes
the process by which NMFS organizes
and conducts status reviews pursuant to
section 4(b)(1)(A) of the ESA. This
procedural guidance document does not
dictate the outcome of the status review
or our listing determination. Comments
on the process by which this procedural
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guidance document was finalized are
outside of the scope of this rulemaking.
The commenter assumed that
references to ‘‘NOAA acoustic
guidance’’ in the status review referred
to NOAA’s 2016 Technical Guidance for
Assessing the Effects of Anthropogenic
Sound on Marine Mammal Hearing.
However, the status review was not
referring to NMFS’ 2016 Technical
Guidance for Assessing the Effects of
Anthropogenic Sound on Marine
Mammal Hearing (‘‘the 2016 Technical
Guidance’’). We acknowledge that the
status review does not clearly cite the
acoustic guidance that it references. In
the two instances that the status review
uses the terminology ‘‘NOAA acoustic
guidance’’ (page 56, Rosel et al., 2016),
it is referring to acoustic thresholds in
use at the time of the status review to
determine whether sound at a given
noise level constitutes Level A or Level
B harassment for the purpose of
incidental take permitting, as those
terms are defined under the MMPA.
Those thresholds are discussed earlier
in the same section of the status review.
As we note in response to Comment 39,
the 2016 Technical Guidance did not
update the threshold that the SRT used
to evaluate the potential threat to the
species from ambient noise and does not
otherwise affect the validity of the noise
analysis in the status review or this
rulemaking.
Comment 48: Joint industry
commenters state that the status review
is difficult to interpret. As support, joint
industry commenters cite the peer
reviewer comment that the status review
is difficult to follow because it
introduces terms, such as ‘‘dangerously
small population’’ and ‘‘high risk of
extinction,’’ that are not used in ESA
listing determinations.
Response: We do not find that the
status review is confusing or flawed
because it uses the terms ‘‘high risk of
extinction’’ or ‘‘dangerously small
population.’’ One of the peer reviewers
suggested that the status review refrain
from using these terms and stated that
these terms could cause confusion
because the number of mature
individuals is not an ESA-listing factor
and that extinction risk does not depend
solely on population size. We disagree
that the status review, or the listing
decision based on it, is flawed because
of how the status review team evaluated
population size and extinction risk. The
SRT was not tasked with making the
listing determination, but rather was
evaluating the species’ extinction risk,
which informs NMFS’ listing
determination. The SRT conducted its
review in a manner consistent with
established agency practices as in
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previous status reviews, and
appropriately considered the species’
risk of extinction in view of the threats
to the species and demographic risks
such as the species’ total population
size or abundance. The final status
review clearly defines what the SRT
considered to be ‘‘high risk’’ and a
‘‘dangerously small population size.’’
The SRT concluded that the small
population size alone put the species at
a high risk of extinction, and that the
population size and the threats to the
species further increase the extinction
risk. To make the proposed listing
determination, we used the best
available scientific and commercial
information on the GOMx Bryde’s
whale, including information
summarized in the status review. We
proposed to list the GOMx Bryde’s
whale as endangered after considering
the threats to the species under section
4(a)(1), informed by the SRT’s threats
analysis, demographic risk analysis, and
extinction risk assessment, and any
conservation efforts to protect the
GOMx Bryde’s, as required under
section 4(b)(1)(A).
General Support for the Proposed
Listing Determination
Comment 49: We received 933
comments from the general public that
were generally supportive of the listing
of the GOMx Bryde’s whale as
endangered, and protecting their
habitats. We received an additional 15
comments from non-governmental
organizations supporting the proposed
listing. The State of Mississippi also
expressed their support for the listing
determination. The Government of
Cuba’s Ministry of Science, Technology
and Environment (CITMA) expressed
their support of the subspecies
determination and agreed that GOMx
Bryde’s whale is in danger of extinction.
Further, CITMA explained that there are
no records of B. edeni in Cuban waters.
Response: We appreciate the feedback
received from these commenters.
Comment 50: The CITES Scientific
Authority of Mexico stated that,
according to their experts, they were
able to confirm that the GOMx Bryde’s
whale population consists of about 33
individuals total, that the Gulf of
Mexico population is a distinct from
Bryde’s whale populations worldwide,
and that the GOMx Bryde’s whales have
low genetic diversity, and is exposed to
various threats.
Response: We appreciate the
commenter’s feedback on our findings
in the proposed rule. In the proposed
rule, we noted various abundance
estimates, including the Marine
Mammal Protection Act abundance
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estimate used for management of the
‘‘Northern Gulf of Mexico Bryde’s
Whale Stock’’ of 33. However, we note
that we do not conclude that the
population consists of 33 individuals.
Given the best available evidence and
allowing for uncertainty, we conclude
that the population likely contains
fewer than 100 individuals, with 50 or
fewer being mature. We appreciate
support for our determination that the
GOMx Bryde’s whale is genetically
isolated unit and is distinct from other
whales in the Bryde’s whale complex,
and that the GOMx Bryde’s whale is
exposed to various threats, as described
in the proposed rule and in this final
rule.
Miscellaneous Comments
Comment 51: The Marine Mammal
Commission urged NMFS to initiate
recovery efforts and requested that
NMFS develop a recovery program or
recovery plan.
Response: Section 4(f) of the ESA
requires the Secretary to develop
recovery plans for the conservation and
survival of ESA listed species, unless
such a plan will not promote the
conservation of the species. NMFS will
convene a recovery team to develop a
recovery plan for the GOMx Bryde’s
whale after finalizing this rule and
completing determinations regarding
the critical habitat designation.
Comment 52: One commenter stated
that NMFS only briefly summarized
concerns about climate change despite
the fact that climate change may
disproportionately affect the GOMx
Bryde’s whale due to its restricted
habitat. The commenter stated that
NMFS failed to consider information
they provided on climate change. The
commenter stated that climate change
will result in larger, more frequent and
severe weather events (i.e., hurricanes
and tropical storms) that could damage
oil and gas production structures,
resulting in additional oil spills, which
would further threaten the GOMx
Bryde’s whale.
Response: The SRT considered
relevant information pertaining to
climate change [in?] preparing the status
review, and we agree with the SRT
findings on climate change in the
proposed rule. The status review
discusses the fact that climate change
has the potential to influence hurricane
intensity and frequency. However, we
cannot speculate about the possibility of
events such as oil and gas structure
failure as a result of these storms. As
discussed in the proposed rule, the
impacts of climate change on cetaceans
can potentially include range shifts,
habitat degradation or loss, changes to
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the food web, susceptibility to disease
and contaminants, and thermal
intolerance. However, impacts of
climate change on the GOMx Bryde’s
whales remain speculative given the
limited data currently available.
Summary of Changes From the
Proposed Rule
Below we have included the support
for our decision, which also was
reflected in the proposed rule. The text
below reflects some non-substantive
changes to improve clarity, including
clarifying the basis for our conclusion
regarding section 4(a)(1) factors A, D,
and E. We also have updated and
corrected some citations and references
throughout, and clarified the abundance
estimates and species’ range to refer to
additional information in the status
review. We revised the discussion of the
species’ range contraction under factor
A for clarity, and revised our analysis of
how the species is affected by noise
associated with seismic surveys under
factors A and E. In addition, we added
a discussion of the inadequacy of
regulatory mechanisms to address the
threat of fishing gear entanglement
under the discussion of factor D. The
added information was discussed in the
proposed rule, though not under factor
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Biological Review
This section provides a summary of
key biological information presented in
the status review (Rosel et al. 2016),
which provides the context and
foundation for our listing determination.
The petition specifically requested that
we consider the Gulf of Mexico
population of Bryde’s whale as a DPS
and list that population as an
endangered species. Therefore, the SRT
first considered whether the Bryde’s
whale in the Gulf of Mexico constituted
a DPS, a subspecies, a species, or part
of the globally distributed Bryde’s whale
population. This section also includes
our conclusions based on the biological
information presented in the status
review.
Species Description
Bryde’s whale (B. edeni) is a large
baleen whale found in tropical and
subtropical waters worldwide.
Currently, two subspecies of Bryde’s
whale are recognized: a smaller form,
Eden’s whale (B. e. edeni), found in the
Indian and western Pacific oceans
primarily in coastal waters, and a larger,
more pelagic form, Bryde’s whale (B. e.
brydei), found worldwide (Rosel et al.
2016). Like the Bryde’s whale found
worldwide, the Bryde’s whale in the
Gulf of Mexico has a streamlined and
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sleek body shape, a somewhat pointed,
flat rostrum with three prominent ridges
(i.e., a large center ridge, and smaller left
and right lateral ridges), a large falcate
dorsal fin, and a counter-shaded color
that is fairly uniformly-dark dorsally
and light to pinkish ventrally (Jefferson
et al. 2015). There is no apparent
morphological difference between the
Bryde’s whale in the Gulf of Mexico and
those worldwide. Baleen from these
whales has not been thoroughly
characterized, but the baleen plates from
one individual from the Gulf of Mexico
were dark gray to black with white
bristles (Rosel et al. 2016). This is
consistent with the description by Mead
(1977), who indicated that the bristles of
both Bryde’s whale subspecies are
coarser than those in the closely-related
sei whale. Limited data (from 14
whales) indicate the length of Bryde’s
whales in the Gulf of Mexico is
intermediate between the two currently
recognized subspecies. The largest
Bryde’s whale observed in the Gulf of
Mexico was a lactating female
measuring 12.7 m in length, and the
next four largest animals were 11.2–11.6
m in length (Rosel and Wilcox 2014).
Rice (1998) reported adult Eden’s
whales rarely exceed 11.5 m total length
and adult Bryde’s whales from the
Atlantic, Pacific and the Indian Ocean
reach 14.0–15.0 m in length.
Genetics
In a recent genetic analysis of mtDNA
samples taken from Bryde’s whales in
the Gulf of Mexico, Rosel and Wilcox
(2014) found that the Gulf of Mexico
population was genetically distinct from
all other Bryde’s whales worldwide.
Maternally inherited mtDNA is an
indicator of population-level
differentiation, as it evolves relatively
rapidly. Rosel and Wilcox (2014)
identified 25–26 fixed nucleotide
differences in the mtDNA control region
between the Bryde’s whale in the Gulf
of Mexico and the two currently
recognized subspecies (i.e., Eden’s
whale and Bryde’s whale) and the sei
whale (B. borealis). They found that the
level and pattern of mtDNA
differentiation discovered indicates that
GOMx Bryde’s whales are as genetically
differentiated from other Bryde’s whales
worldwide as those Bryde’s whales are
differentiated from their most closelyrelated species, the sei whale. In
addition, genetic analysis of the mtDNA
data and data from 42 nuclear
microsatellite loci (repeating base pairs
in the DNA) revealed that the genetic
diversity within the GOMx Bryde’s
whale population is exceedingly low.
Rosel and Wilcox (2014) concluded that
this level of genetic divergence suggests
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15471
a unique evolutionary trajectory for the
Gulf of Mexico population of Bryde’s
whale, worthy of its own taxonomic
standing.
The SRT considered this level of
genetic divergence to be significant,
indicating that the Bryde’s whale in the
Gulf of Mexico is a separate subspecies.
To confirm its determination, the SRT
asked the Society for Marine
Mammalogy Committee on Taxonomy
(Committee) for its expert scientific
opinion on the level of taxonomic
distinctiveness of the Bryde’s whale in
the Gulf of Mexico. The Committee
maintains the official list of marine
mammal species and subspecies for the
Society for Marine Mammalogy. The
Committee updates the list as new
descriptions of species, subspecies, or
taxonomic actions appear in the
technical literature, adhering to
principle and procedures, opinions, and
directions set forth by the International
Commission on Zoological
Nomenclature. The Committee also
reviews, as requested, formal
descriptions of new taxa and other
taxonomic actions, and provides expert
advice on taxonomic descriptions and
other aspects of marine mammal
taxonomy. In response to the request
made by the SRT, all of the Committee
members who were available to respond
(nine out of nine) voted it was ‘‘highly
likely’’ that Bryde’s whales in the Gulf
of Mexico comprise at least an
undescribed subspecies of what is
currently recognized as B. edeni. This
result constituted the opinion of the
Committee, which is comprised of 15
members and makes decisions by
majority vote (W. F. Perrin, Chair,
Committee, pers. comm., 2015). Based
on the expert opinion from the
Committee and the best available
scientific information, the SRT
concluded Bryde’s whales in the Gulf of
Mexico are taxonomically distinct from
the other two Bryde’s whale subspecies.
The SRT identified the Bryde’s whale
occurring in the Gulf of Mexico as a
separate subspecies called ‘‘GOMx
Bryde’s whale,’’ and conducted the
status review accordingly.
Our joint ESA regulations with the
U.S. Fish and Wildlife Service state that,
In determining whether a particular
taxon or population is a species for the
purpose of the Act, the Secretary shall
rely on standard taxonomic distinctions
and the biological expertise of the
Department and scientific community
concerning the relevant taxonomic
group (50 CFR 424.11(a)). Under this
provision, we must consider the
biological expertise of the SRT and the
scientific community, and apply the
best available scientific and commercial
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information when it indicates that a
taxonomic classification is outdated or
incorrect. The GOMx Bryde’s whale has
a high level of genetic divergence from
the two recognized Bryde’s whale
subspecies (Eden’s whale and Bryde’s
whale) elsewhere in the world. We
relied on the biological expertise of the
SRT and the Committee to interpret
information relevant to the taxonomic
status of the Bryde’s whale in the Gulf
of Mexico. We agree with the SRT and
the Committee’s determination that the
Bryde’s whale in the Gulf of Mexico is
taxonomically at least a subspecies of B.
edeni. Based on the best available
scientific and commercial information
described above and in the status
review, we have determined that the
Bryde’s whale in the Gulf of Mexico is
a taxonomically distinct subspecies and,
therefore, eligible for listing under the
ESA. Accordingly, we did not further
consider whether the GOMx Bryde’s
whale population qualifies as a DPS
under the DPS Policy.
Distribution
The status review (Rosel et al., 2016)
found that the historical distribution of
Bryde’s whale in the Gulf of Mexico
included the northeastern, north-central
and southern Gulf of Mexico. This was
based on work by Reeves et al. (2011),
which reviewed whaling logbooks of
‘‘Yankee whalers’’ and plotted daily
locations of ships during the period
1788–1877 as a proxy for whaling effort,
with locations of species takes and
sightings in the Gulf of Mexico. These
sightings by the whalers were generally
offshore in deeper waters (i.e., >1000
m), given their primary target of sperm
whales (Physeter microcephalus).
Reeves et al. (2011) concluded that
whales reported as ‘‘finback’’ by
‘‘Yankee whalers’’ in the Gulf of Mexico
were most likely Bryde’s whales.
Although all recent confirmed sightings
of Bryde’s whales have been in the
northeastern Gulf of Mexico. Based on
Reeves et al. (2011), the SRT found that
that the historical distribution of
Bryde’s whales in the Gulf of Mexico
was much broader and also included the
north-central and southern Gulf of
Mexico. Other baleen whales (i.e., sei or
fin whales) are extralimital to the Gulf
of Mexico. Sperm whales and GOMx
Bryde’s whales are the only large whales
regularly found in the Gulf of Mexico
(Jefferson and Schiro, 1997).
Stranding records from the Southeast
U.S. stranding network, the
Smithsonian Institution, and the
literature (Mead 1977, Schmidly 1981,
Jefferson 1995) include 22 Bryde’s
whale strandings in the Gulf of Mexico
from 1954 to 2012, although three of
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those stranding have uncertain species
identification. Most strandings were
recorded east of the Mississippi River
through west central Florida, but two
were recorded west of Louisiana. There
are no documented Bryde’s whale
strandings in Texas, although strandings
of fin (B. physalus), sei (B. borealis), and
minke (B. acutorostrata) whales have
been documented.
We began conducting oceanic (ship)
and continental shelf (ship and aerial)
surveys for cetaceans in 1991 that
continue today. The location of
shipboard and aerial survey effort in the
Gulf of Mexico and Atlantic Ocean was
plotted by Roberts et al. (2016). Details
of Bryde’s whale sightings from these
surveys are summarized in Waring et al.
(2015). During surveys in 1991, Bryde’s
whales were sighted in the northeastern
Gulf of Mexico along the continental
shelf break, in an area known as the De
Soto Canyon. In subsequent surveys,
Bryde’s whales or whales identified as
Bryde’s/sei whales (i.e., where it was
not possible to distinguish between a
Bryde’s whale or a sei whale) were
sighted in this same region of the
northeastern Gulf of Mexico. When
observers were able to clearly see the
dorsal surface of the rostrum with three
ridges, a diagnostic characteristic of
Bryde’s whales, it was recorded as a
Bryde’s whale. When the three ridges
could not be seen, observers recorded
the whale as Bryde’s/sei whales or
unidentified baleen whale (Maze-Foley
and Mullin 2006). Sightings of Bryde’s
whales in the Gulf of Mexico have been
consistently located in the De Soto
Canyon area, along the continental shelf
break between 100 m and 300 m depth.
Bryde’s whales have been sighted in all
seasons within the De Soto Canyon area
(Mullin and Hoggard 2000, Maze-Foley
and Mullin 2006, Mullin 2007, DWH
MMIQT 2015). Consequently,
LaBrecque et al. (2015) designated this
area, home to the small resident
population of Bryde’s whale in the
northeastern Gulf of Mexico, as a
Biologically Important Area (BIA). BIAs
are reproductive areas, feeding areas,
migratory corridors, or areas in which
small and resident populations are
concentrated. Researchers identify BIAs
to provide information to help inform
regulatory and management decisions,
in order to minimize impacts from
anthropogenic activities on marine
mammals (LaBrecque et al., 2015). The
area that LeBrecque et al. (2015)
identified as the BIA covers waters
between 100 m and 300 m deep from
approximately Pensacola, Fla. to just
south of Tampa, Fla. However, given
that there have also been sightings at
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302 and 309 m depth in this region and
west of Pensacola, Florida, the core area
inhabited by the species is probably
better described out to the 400 m depth
contour and to Mobile Bay, Alabama, to
provide some buffer around the deeper
water sightings and to include all
sighting locations in the northeastern
Gulf of Mexico, respectively (Rosel et
al., 2016). We consider this larger area,
extending to the 400 m depth contour,
an accurate description of the GOMx
Bryde’s whale BIA, based on the recent
sightings and tag data, and when we
refer to the GOMx Bryde’s whale BIA,
we are referring to this larger area.
Although all the confirmed Bryde’s
whale sightings in the Gulf of Mexico
have been within the BIA, questions
remain about their current distribution
in U.S. waters. NMFS surveys from 1991
to 2015 recorded three baleen whales
sighted outside the BIA—a fin whale
identified in 1992 off Texas and two
sightings of Bryde’s/sei whale in 1992
and 1994 along the shelf break in the
western Gulf of Mexico. In addition, five
records of ‘‘baleen whales’’ have been
recorded from 2010 to 2014 west of the
BIA, at the longitude of western
Louisiana in depths similar to those in
the BIA (Bureau of Safety and
Environmental Enforcement,
unpublished). The two sightings
southwest of Louisiana included
photographs showing they were clearly
baleen whales. However, the
information collected was not sufficient
to identify the whales at the species
level. In 2015, a citizen sighted and
photographed what most experts believe
was a Bryde’s whale in the western Gulf
of Mexico south of the Louisiana-Texas
border (Rosel et al., 2016). Given these
observations, the SRT determined that
although it is possible that a small
number of baleen whales occur in U.S.
waters outside the BIA, these
observations in the north-central and
western Gulf of Mexico were difficult to
interpret (Rosel et al., 2016).
Few systematic surveys have been
conducted in the southern Gulf of
Mexico (i.e., Mexico and Cuba). Six
marine mammal surveys were
conducted from 1997 to 1999 in the
southern Gulf of Mexico and Yucata´n
Channel. These surveys focused
specifically on the extreme southern
Bay of Campeche, an area where Reeves
et al. (2011) reported numerous
sightings of baleen whales from the
whaling logbooks. A more recent survey
reported a single baleen whale in an
area of nearly 4,000 square kilometers
(km2) (Ortega-Ortiz 2002, LaBrecque et
al. 2015). This whale was identified as
a fin whale; however, subsequent
discussion between the author and the
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SRT suggested it should have been
recorded as an unidentified baleen
whale (Rosel et al., 2016). As
summarized in the status review (Rosel
et al., 2016), a compilation of all
available records of marine mammal
sightings, strandings, and captures in
the southern Gulf of Mexico identified
no Bryde’s whales (Ortega-Ortiz 2002).
We agree with the SRT’s findings that
what is now recognized as the GOMx
Bryde’s whale has been consistently
located over the past 25 years along a
very narrow depth corridor in the
northeastern Gulf of Mexico, recognized
as the GOMx Bryde’s whale BIA. In fact,
there has only been one likely Bryde’s
whale sighting outside the BIA, the
baleen whale that a citizen sighted and
photographed in 2015 and that some
experts believe to be a Bryde’s whale.
Despite a large amount of dedicated
marine mammal survey effort that
included both continental shelf and
oceanic waters of the Atlantic Ocean off
the southeastern United States and the
northern Gulf of Mexico, there have
been no sightings outside the BIA that
have been identified as Bryde’s whales.
Historical whaling records indicate that
the historical distribution of the GOMx
Bryde’s whale in the Gulf of Mexico was
much broader than it is currently and
included the north-central and southern
Gulf of Mexico. We agree with the SRT
that the BIA, located in the De Soto
Canyon area of the northeastern Gulf of
Mexico, encompasses the current areal
distribution of the GOMx Bryde’s whale.
Abundance Estimates
All of the abundance estimates for
Bryde’s whale in the northern Gulf of
Mexico are based on aerial- or shipbased line-transect surveys (Buckland et
al. 2005). Various surveys conducted
from 1991 to 2012 are discussed in the
status review (Rosel et al. 2016). As
previously stated, all confirmed GOMx
Bryde’s whale sightings occurred in the
BIA during surveys that uniformly
sampled the entire northern Gulf of
Mexico. The abundance estimate used
for management under the MMPA of the
‘‘Northern Gulf of Mexico Bryde’s
Whale Stock’’ is 33 whales (CV = 1.07;
Waring et al. 2013). Recently, Duke
University researchers estimated
abundance to be 44 individuals (CV =
0.27) based on the averages of 23 years
of survey data (Roberts et al. 2015a,
Roberts et al. 2016). No analysis has
been conducted to evaluate abundance
trends for the GOMx Bryde’s whale.
Given the range in previous abundance
estimates, the SRT agreed by consensus
that, given the best available scientific
information and allowing for the
uncertainty of Bryde’s whale occurrence
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in non-U.S. waters of the Gulf of
Mexico, there are fewer than 250 mature
individuals, and that it is more than
likely that the population contains
fewer than 100 individuals, with 50 or
fewer being mature. For the reasons
stated above, we concluded that there
are likely fewer than 100 individuals
GOMx Bryde’s whales, with fewer than
50 being mature.
Behavior
Little information exists on the
behavior of the GOMx Bryde’s whale.
Maze-Foley and Mullin (2006) found
GOMx Bryde’s whales to have a mean
group size of 2 (range 1–5, n = 14),
similar to group sizes of the Eden’s and
Bryde’s whales (Wade and Gerrodette
1993). The GOMx Bryde’s whale is
known to be periodically ‘‘curious’’
around ships and has been documented
approaching them in the Gulf of Mexico
(Rosel et al. 2016), as observed in
Bryde’s whales worldwide
(Leatherwood et al. 1976, Cummings
1985). In September 2015, a female
GOMx Bryde’s whale was tagged with
an acoustic and kinematic data-logging
tag in the De Soto Canyon (Rosel et al.,
2016). Over the nearly 3-day tagging
period, the whale spent 47 percent of its
time within 15 m of the surface during
the day and 88 percent of its time
within 15 m of the surface during the
night (Soldevilla et al., 2017).
15473
body size, long life expectancy, slow
growth rate, late maturity, with few
offspring). Taylor et al. (2007) estimated
that Bryde’s whales worldwide may
reproduce every 2 to 3 years and reach
sexual maturity at age 9. Given the basic
biology of baleen whales, it is likely that
under normal conditions, the female
GOMx Bryde’s whales produce a calf
every 2 to 3 years. The largest known
GOMx Bryde’s whale was a lactating
female 12.6 m in length (Rosel and
Wilcox 2014). Currently, skewed sex
ratio does not appear to be an issue for
this population, as recent biopsies have
shown equal number of males and
females (Rosel and Wilcox 2014; Rosel
et al. 2016). No GOMx Bryde’s whale
calves have been reported during
surveys. However, two stranded calves
have been recorded in the Gulf of
Mexico: A 4.7 m calf stranded in the
Florida Panhandle in 2006 (SEUS
Historical Stranding Database) and a 6.9
m juvenile stranded north of Tampa,
Florida, in 1988 (Edds et al. 1993).
Acoustics
Baleen whale species produce a
variety of highly stereotyped, lowfrequency tonal and broadband calls for
communication purposes (Richardson et
al. 1995). These calls are thought to
function in a reproductive or territorial
context, provide individual
identification, and communicate the
presence of danger or food (Richardson
Foraging Ecology
et al. 1995). Bryde’s whales worldwide
Little information is available on
produce a variety of calls that are
foraging ecology of GOMx Bryde’s
distinctive among geographic regions,
whales. Based on behavior observed
and these calls may be useful for
during assessment surveys, these whales delineating subspecies or populations
do not appear to forage at or near the
(Oleson et al. 2003, Sˇirovic´ et al. 2014).
In the Gulf of Mexico, Sˇirovic´ et al.
surface (Soldevilla et al., 2017). In
(2014) reported Bryde’s whale call types
general, Bryde’s whales are thought to
composed of downsweeps and
feed primarily in the water column on
schooling fish such as anchovy, sardine, downsweep sequences and localized
these calls (i.e., researchers recorded the
mackerel and herring, and small
calls on multiple instruments that
crustaceans (Kato 2002). These prey
allowed them triangulate the location of
occur throughout the Gulf of Mexico
and the BIA (Grace et al. 2010). Tracking the calls and then confirmed the
location with visual sightings). Rice et
data from the single whale with an
acoustic tag (described above) indicated al. (2014) detected these sequences, as
diurnal diving to depths of up to 271 m, well as two stereotyped tonal call types
that originated from Bryde’s whales in
with foraging lunges apparent at the
the Gulf of Mexico. One call type has
deepest depths. That whale was likely
been definitively identified to freeforaging at or just above the sea floor
ranging GOMx Bryde’s whales (Sˇirovic´
(Soldevilla et al., 2017) where dielet al. 2014), four additional call types
vertical-migrating schooling fish form
have been proposed as likely candidates
tight aggregations.
(Rice et al. 2014a, Sˇirovic´ et al. 2014),
Reproduction and Growth
and two call types have been described
Little information exists on
from a captive juvenile during
reproduction and growth of GOMx
rehabilitation (Edds et al. 1993). Based
Bryde’s whale; however, similar to
on these data, the calls by the GOMx
Eden’s whales and Bryde’s whales
Bryde’s whale are consistent with, but
elsewhere in the world, the GOMx
different from those previously reported
Bryde’s whale is considered to have kfor Bryde’s whales worldwide (Rice et
selected life history parameters (large
al. 2014). These unique acoustic
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signatures add some support to the
genetic results identifying the GOMx
Bryde’s whale as an evolutionary
distinct unit (Rosel and Wilcox 2014).
Threats Evaluation
The SRT identified 27 possible
threats, organized and described them
according to the five ESA factors listed
in section 4(a)(1), and then evaluated
the severity of each threat with a level
of certainty (see Appendix 3; Rosel et al.
2016). Because direct evidence from
studies on GOMx Bryde’s whales was
lacking, the SRT agreed that published
scientific evidence from other similar
marine mammals (e.g., other Bryde’s
whale subspecies, other baleen whales)
was relevant and necessary to estimate
impacts to GOMx Bryde’s whale and
extinction risk.
To promote consistency when ranking
each threat, the SRT used definitions for
‘severity of threat’ and ‘level of
certainty’ similar to other status
reviews, including the Hawaiian insular
false killer whales (Oleson et al. 2010)
and the northeastern Pacific population
of white shark (Dewar et al. 2013). The
SRT categorically defined specific
rankings for both severity and certainty
for each specific threat (identified
below) as ‘‘low,’’ ‘‘moderate,’’ or ‘‘high.’’
The categorical definitions for the
severity of each threat were identified
by the SRT as 1 = ‘‘low,’’ meaning that
the threat is likely to only slightly
impair the population; 2 = ‘‘moderate,’’
meaning that the threat is likely to
moderately degrade the population; or 3
= ‘‘high,’’ meaning that the threat is
likely to eliminate or seriously degrade
the population. The SRT also scored the
certainty of the threat severity based on
the following categorical definitions: 1 =
‘‘low,’’ meaning little published and/or
unpublished data exist to support the
conclusion that the threat did affect, is
affecting, or is likely to affect the GOMx
Bryde’s whale with the severity
ascribed; 2 = ‘‘moderate,’’ meaning some
published and/or unpublished data
exist to support the conclusion that the
threat did affect, is affecting, or is likely
to affect the population with the
severity ascribed; and 3 = ‘‘high,’’
meaning there are definitive published
and/or unpublished data to support the
conclusion that this threat did affect, is
affecting, or is likely to affect the GOMx
Bryde’s whale with the severity
ascribed. Then, to determine the overall
impact of an ESA factor, the SRT looked
at the collective impact of threats
considered for each ESA factor to
provide an ‘‘overall threat ranking’’ for
each ESA factor, defined as follows: 1 =
‘‘low,’’ meaning the ESA factor included
‘‘a low number’’ of threats likely to
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contribute to the decline of the GOMx
Bryde’s whale; 2 = ‘‘moderate,’’ meaning
the ESA factor included an intermediate
number of threats likely to contribute to
the decline of the GOMx Bryde’s whale,
or contained some individual threats
identified as moderately likely to
contribute to the decline; and 3 =
‘‘high,’’ meaning the ESA factor
included a high number of threats that
are moderately or very likely to
contribute to the decline of the GOMx
Bryde’s whale, or contains some
individual threats identified as very
likely to contribute to the decline of the
GOMx Bryde’s whale.
The SRT then calculated the
numerical mean of the team members’
scores for each threat or category of
threats. However, we do not believe that
relying on the numerical mean of the
SRT’s scores is appropriate, because the
specific rankings for the severity,
certainty, and overall threat were
categorically defined by the SRT and
not numerically defined. Therefore, we
assessed the majority vote of the team
members’ scores (i.e., 1, 2, or 3, as
described above) and assigned each
threat a specific ranking defined by the
SRT’s categorical definitions (i.e., low,
moderate, or high) based on the majority
vote of the SRT. When there was no
clear majority (i.e., no rank received
four votes), the categorical ranking we
assigned was a combination of the two
ranks receiving three votes each (e.g.,
three votes for high and three votes for
moderate we characterized as
‘‘moderate-high’’).
Each of the 27 possible threats
identified by the SRT is summarized
below, by ESA factor, with severity and
certainty rankings based on the SRT’s
categorical scoring, as described above.
We also summarize the overall threat
ranking for each ESA factor, based on
the SRT’s scores, and provide NMFS’
determination with regard to each
factor. A detailed table of the SRT’s
threats and rankings can be found in
Appendix 3 of the status review (Rosel
et al., 2016).
Factor A. The Present or Threatened
Destruction, Modification, or
Curtailment of Habitat or Range
The SRT considered the following
threats to the GOMx Bryde’s whale
under ESA factor A: Energy exploration,
development, and production, oil spills
and spill response, harmful algal
blooms, persistent organic pollutants,
and heavy metals. Based on the SRT’s
numerical threat rankings, the overall
threat ranking assigned to factor A was
‘‘high.’’
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Energy Exploration, Development, and
Production
The SRT found that energy
exploration, development, and
production was a significant threat
which has contributed to the
curtailment of the species’ range. The
SRT assigned the threat of energy
exploration (seismic surveys) and
development (drilling rigs, platforms,
cables, pipelines) a score of ‘‘high’’
severity threat with ‘‘moderate’’
certainty. Note: Other aspects or
elements of energy exploration,
development, and production can act
directly on the whales (e.g., noise,
vessel collision, marine debris). Under
factor A, the SRT evaluated how noise
and the industrialization associated
with energy exploration, development,
and production contributed to the
species’ range contraction. Under factor
E, other natural or human factors
affecting a species’ continued existence,
the SRT also evaluated how the
potential for noise, vessel collision, and
marine debris associated with oil and
gas activities could affect the species by
injuring them, causing mortality, or
interfering with their behavior (masking
vocalizations, causing stress, reducing
reproductive and foraging success, or
interfering with the ability to interpret
environmental cues).
The Gulf of Mexico is a major oil and
gas producing area and has proven to be
a steady and reliable source of crude oil
and natural gas for more than 50 years.
Approximately 2,300 platforms operate
in Federal outer continental shelf (OCS)
waters (Rosel et al. 2016), and in 2001
approximately 27,569 miles (44,368 km)
of pipeline lay on the Gulf of Mexico
seafloor (Cranswick 2001). For planning
and administrative purposes, the BOEM
has divided the Gulf of Mexico into
three planning areas: Western, Central,
and Eastern. The majority of active lease
sales are located in the Western and
Central Planning Areas. Habitat in the
north-central and southern Gulf of
Mexico, which includes the GOMx
Bryde’s whale’s historical range, has
been significantly modified with the
presence of thousands of oil and gas
platforms. The noise associated with
energy exploration (seismic surveys),
development, and production also has
modified the habitat by increasing
ambient noise levels. In addition, these
activities have increased aircraft and
marine vessel traffic to service these
operations. This modification likely
contributed to the curtailment of the
species’ range; the species now is almost
exclusively found within a limited
portion of the EPA.
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The BIA, which is encompassed by
the EPA, currently has no production
activity, with most of the EPA falling
under a moratorium on new lease sales.
However, this moratorium expires in
2022. In addition to expressing concern
regarding the current curtailment of the
GOMx Bryde’s whale range due to
energy exploration, development, and
production, and associated noise, in the
north-central and southern Gulf of
Mexico, the SRT raised significant
concern about the moratorium expiring
and the potential expansion of impacts
that opening these waters to
development would have on the Bryde’s
whale BIA in the future. If oil and gas
activities, the associated
industrialization, and noise increase
within the BIA, then that habitat will
likely become unsuitable. The species
may not be able to relocate outside the
BIA, and their current habitat in the BIA
may be further curtailed.
Oil Spills and Spill Responses
The SRT found that oil spills and spill
response is a significant threat which
has modified the species’ habitat. The
SRT’s scored the threat of exposure to
oil spills and spill responses is a ‘‘high’’
severity threat with a ‘‘high’’ level of
certainty to the GOMx Bryde’s whale.
The 2010 DWH oil spill was the largest
spill affecting U.S. waters in U.S.
history, spilling nearly 134 million
gallons (507 million liters) of oil into the
Gulf of Mexico which impacted 48
percent of the Bryde’s whale’s BIA. In
addition, 46 smaller-scale spills
associated with oil and gas related
activities (e.g., platforms, rigs, vessels,
pipelines) occurred in the Gulf of
Mexico between 2011 and 2013 (OCS
EIS EA BOEM 2015–001).
Exposure to oil spills may cause
marine mammals acute or chronic
impacts with lethal or sub-lethal effects
depending on the size and duration of
the spill. For large baleen whales, like
the GOMx Bryde’s whale, oil can foul
the baleen they use to filter-feed,
decreasing their ability to eat, and
resulting in the ingestion of oil (Geraci
et al. 1989). Impacts from exposure may
also include: Reproductive failure, lung
and respiratory impairments, decreased
body condition and overall health, and
increased susceptibility to other
diseases (Harvey and Dahlheim 1994).
Oil and other chemicals on the body of
marine mammals may result in
irritation, burns to mucous membranes
of eyes and mouth, and increased
susceptibility to infection (DWH
Trustees 2016). Dispersants used during
oil spill responses may also be toxic to
marine mammals (Wise et al. 2014a).
After oil spills cease, marine mammals
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may experience continued effects
through persistent exposure to oil and
dispersants in the environment,
reduction or contamination of prey,
direct ingestion of contaminated prey,
or displacement from preferred habitat
(Schwacke et al. 2014, BOEM and Gulf
of Mexico OCS Region 2015, DWH
Trustees 2016). The DWH oil spill is an
example of the significant impacts a
spill can have on the status of the GOMx
Bryde’s whale. Although the DWH
platform was not located within the
BIA, the oil footprint included 48
percent of GOMx Bryde’s whale habitat
within the BIA; an estimated 17 percent
of the species was killed, 22 percent of
reproductive females experienced
reproductive failure, and 18 percent of
the population likely suffered adverse
health effects due to the spill (DWH
Trustees 2016; DWH MMIQT 2015).
Harmful Algal Blooms
Harmful Algal Blooms (HAB) occur
throughout the Gulf of Mexico, with
most blooms occurring off the coast of
Florida. One of the most common HAB
species, Karenia brevis (also known as
the red tide organism), is common along
coastal zones, but can also develop
offshore. Karenia brevis produces
neurotoxins that affect the nervous
system by blocking the entry of sodium
ions to nerve and muscle cells (Geraci
et al. 1989). The neurotoxins can
accumulate in primary consumers
through direct exposure to toxins in the
water, ingestion, or inhalation. Once
neurotoxins have entered the food web,
bioaccumulation can occur in predators
higher up on the food web, like GOMx
Bryde’s whales.
HABs are also known to negatively
affect marine mammal populations
through acute and chronic detrimental
health effects, including reproductive
failure (reviewed in Fire et al. 2009).
Although no documented cases of
GOMx Bryde’s whale deaths resulting
from HABs exist, cases involving
humpback whales (Megaptera
novaeangliae; Geraci et al. 1989) and
potentially fin (B. physalus) and minke
whales (B. acutorostrata) (Gulland and
Hall 2007) have been reported. Impacts
from HABs have also been associated
with large-scale mortality events for
common bottlenose dolphins and
manatees in the offshore and coastal
waters of the northeastern Gulf of
Mexico. Given the small population size
of the GOMx Bryde’s whale, the SRT
noted that a HAB-induced mortality of
a single breeding female would
significantly degrade the status of the
population. Largely due to human
activities, HABs are increasing in
frequency, duration, and intensity
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throughout the world (Van Dolah 2000).
Based on the SRT’s scoring, the threat
of HABs is a ‘‘moderate’’ severity threat
with a ‘‘low’’ level certainty.
Persistent Organic Pollutants and Heavy
Metals
Concentrations of persistent organic
pollutants (POP) are typically lower in
baleen whales compared to toothed
whales due to differences in feeding
levels in the trophic system (Waugh et
al. 2014, Wise et al. 2014b). In general,
thresholds for adverse impacts to baleen
whales resulting from POPs are
unknown (Steiger and Calambokidis
2000).
Little is known about the effects of
heavy metals on offshore marine
mammal populations. Heavy metals can
accumulate in whale tissue and cause
toxicity (Sanpera et al. 1996, Herna´ndez
et al. 2000, Wise et al. 2009). Similarly,
heavy metals accumulate in prey at the
trophic levels where marine mammals
feed. However, concentrations of heavy
metals in tissue vary based on
physiological and ecological factors
such as geographic location, diet, age,
sex, tissue, and metabolic rate (Das et al.
2003). Although heavy metals are
pervasive in the marine environment
and documented in various marine
mammal species, their impact on
Bryde’s whale health and survivorship
is unknown. Based on the SRT’s
scoring, the threat of POPs and heavy
metals are of ‘‘low’’ severity, with a
‘‘moderate’’ level of certainty for POPs
and a ‘‘low’’ level of certainty for heavy
metals.
Summary of Factor A
We interpret the overall risk assigned
by the SRT for ESA factor A as ‘‘high,’’
indicating that there are a high number
of threats that are moderately or very
likely to contribute to the decline of the
GOMx Bryde’s whale, or some
individual threats identified as very
likely to contribute to the decline of the
population. Specifically, the SRT found
that energy exploration, development,
and production, and oil spills and spill
response were significant threats that
have contributed to modification of the
species habitat and likely curtailment in
its range. The SRT found that HABs,
POPs, and heavy metals are not
currently significant factors in habitat
the destruction, curtailment, or
modification. Based on the
comprehensive status review and after
considering the SRT’s threats
assessment, we conclude that energy
exploration, development, and
production have contributed to a
curtailment in the species’ range by
physically modifying the habitat and
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increasing the industrialization, vessel
traffic, and noise, and oil spills and spill
response have modified their current
habitat. Therefore, we find that the
present curtailment of its range and
modification of its habitat is
contributing to the GOMx Bryde’s
whale’s risk of extinction.
Factor B. Overutilization for
Commercial, Recreational, Scientific, or
Educational Purposes
The SRT considered two threats
under ESA factor B; historical whaling
and scientific biopsy sampling. The
overall rank assigned for Factor B, based
on the SRT’s scoring, is ‘‘low.’’
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Historical Whaling
The SRT scored the impacts from
historical whaling as a ‘‘low’’ severity
threat with a ‘‘moderate-high’’ degree of
certainty. Whaling that occurred in the
18th and 19th centuries in the Gulf of
Mexico may have removed Bryde’s
whales. The primary target species was
the sperm whale, but other species were
also taken. Reeves et al. (2011) indicated
that, during the 18th and 19th centuries,
whalers hunting ‘‘finback whales’’ in
the Gulf of Mexico were most likely
taking Bryde’s whales, based on the
known distribution and recent records
of baleen whale species in the Gulf of
Mexico. However, the total number of
whales killed during that time cannot be
quantified. The SRT determined that it
is unlikely the current low abundance of
GOMx Bryde’s whales is related to
historical whaling, as the population
would have recovered to some extent,
given the estimated population recovery
rate (Wade 1998) and considering that
whaling stopped over a century ago
(Rosel et al. 2016). Whaling is not a
current threat in the Gulf of Mexico and
is regulated by the IWC (see factor D).
The SRT ranked the impacts from
historical whaling as ‘‘low’’ severity
threat with a ‘‘moderate-high’’ degree of
certainty.
Scientific Biopsy Sampling
Scientific research that may have the
potential to disturb and/or injure marine
mammals such as the Bryde’s whale
requires a letter of authorization under
the MMPA. As of March 7, 2016 (the
reference date used by the SRT), there
was one active scientific permit
authorizing non-lethal take of GOMx
Bryde’s whale and four scientific
research permits authorizing non-lethal
take of Bryde’s whales worldwide,
including the Gulf of Mexico. The
permits authorize activities such as
vessel or aerial surveys, photoidentification, behavioral observation,
collection of sloughed skin, and passive
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acoustics. Four of the permits also
authorize activities such as dart biopsies
and/or tagging. Biopsy sampling, where
a small piece of tissue is removed for
analysis, is a common research activity
used to support stock differentiation,
evaluate genetic variation, and
investigate health, reproduction and
pollutant loads (Brown et al. 1994).
Research on wound healing from
biopsies has indicated little long-term
impact from biopsy sampling (Brown et
al. 1994, Best et al. 2005). In addition,
research activities are closely monitored
and evaluated in the United States in an
attempt to minimize impacts (see factor
D). The SRT scored the threat of
scientific biopsy sampling as a ‘‘low’’
severity threat with a ‘‘high’’ level of
certainty.
bottlenose dolphins in the Atlantic
Ocean from 2013–2015 was caused by
morbillivirus (Rosel et al. 2016). During
this outbreak, a few individuals of
multiple species of baleen whales in the
Atlantic tested positive for the disease,
indicating that it could potentially
spread to Bryde’s whales (Rosel et al.
2016). However, there have been no
confirmed morbillivirus-related deaths
of Bryde’s whales in the Gulf of Mexico
(Rosel et al. 2016).
The SRT identified only two cases of
other diseases and parasites occurring in
Bryde’s whale, one case in Australia
(Patterson 1984) and one case in Brazil
(Pinto et al. 2004). Based on the SRT’s
scoring, the threat of disease and
parasites is a ‘‘low’’ severity threat with
‘‘low’’ certainty.
Summary of Factor B
The overall threat rank assigned for
factor B by the SRT was ‘‘low,’’
indicating there are a low number of
threats that are likely to contribute to
the decline of the GOMx Bryde’s whale.
We conclude, based on our review of
the information presented in the status
review and the SRT’s threats assessment
that the threats posed by whaling and
scientific biopsy sampling are not
contributing to the risk of extinction for
the GOMx Bryde’s whale.
Predation
Killer whales (Orcinus orca) are the
only known predator of Bryde’s whales
based on observations outside of the
Gulf of Mexico (Silber and Newcomer
1990, Alava et al. 2013). There are no
published records of killer whale
predation of GOMx Bryde’s whale and
observations of killer whales in the Gulf
of Mexico have been outside of the
GOMx Bryde’s whales’ BIA (Rosel et al.
2016). However, killer whales have been
observed harassing sperm whales and
attacking pantropical spotted dolphins
(Stenella attenuata) and a dwarf/pygmy
sperm whale (Kogia sp.) in the Gulf of
Mexico (Pitman et al. 2001, Whitt et al.
2015, NMFS SEFSC, unpublished).
Although large sharks (e.g., white sharks
Carcharodon carcharias, and tiger
sharks Galaecerdo cuvier) are known to
scavenge on carcasses of Bryde’s whales
elsewhere in the world (Dudley et al.
2000), the SRT found no published
reports of large shark predation on
healthy, living individuals (Rosel et al.
2016). Based on this information, the
SRT’s scoring of this threat was ‘‘low’’
severity with ‘‘low’’ certainty.
Factor C. Disease, Parasites, and
Predation
The SRT considered the following
threats under ESA factor C: Disease and
parasites, and predation. The overall
rank assigned for factor C based on the
SRT’s scoring was ‘‘low.’’
Disease and Parasites
There is little information on disease
or parasitism of any Bryde’s whale in
the literature. Reviews of conservation
issues for baleen whales have tended to
see disease as a relatively
inconsequential threat (Claphan et al.
1999). The SRT noted that cetacean
morbillivirus, which causes epizootics
resulting in serious population declines
in dolphin species (Van Bressem et al.
2014), has also been detected in fin
whales in the eastern Atlantic Ocean
(Jauniaux et al. 2000) and in fin whales
and minke whales in the Mediterranean
Sea (Mazzariol et al. 2012; Di Guardo et
al. 1995). In the Gulf of Mexico, the
morbillivirus outbreaks that occurred in
1990, 1992, and 1994 caused marine
mammal mortalities, with most of the
mortalities being common bottlenose
dolphins (Rosel et al. 2016). These
outbreaks were thought to have
originated in the Atlantic Ocean (Litz et
al. 2014). An unusual mortality event
involving hundreds of common
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Summary of Factor C
The overall threat rank assigned for
factor C, based on the SRT’s scoring,
was ‘‘low,’’ indicating that this category
includes a low number of threats that
are likely to contribute to the decline of
the GOMx Bryde’s whale. Based on the
limited observance of disease, parasites,
or predation, we concur that these are
low potential threats to the GOMx
Bryde’s whale and are not currently
contributing to their extinction risk.
Factor D. Inadequacy of Existing
Regulatory Mechanisms
The relevance of existing regulatory
mechanisms to extinction risk for an
individual species depends on the
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vulnerability of that species to each of
the threats identified under the other
factors of ESA section 4, and the extent
to which regulatory mechanisms control
the threats that are contributing to the
species’ extinction risk. If a species is
not vulnerable to a particular threat, it
is not necessary to evaluate the
adequacy of existing regulatory
mechanisms for addressing that threat.
Conversely, if a species is vulnerable to
a particular threat, we do evaluate the
adequacy of existing measures, if any, in
controlling or mitigating that threat. In
the following paragraphs, we summarize
existing regulatory mechanisms relevant
to threats to GOMx Bryde’s whale
generally, and assess their adequacy for
controlling those threats.
Marine Mammal Protection Act
Bryde’s whales are protected by the
MMPA (16 U.S.C. 1361 et seq.). The
MMPA sets forth a national policy to
prevent marine mammal species or
population stocks from diminishing to
the point where they are no longer a
significant functioning element of their
ecosystem. The Secretaries of Commerce
and the Interior have primary
responsibility for implementing the
MMPA. The Secretary of Commerce has
jurisdiction over the orders Cetacean
and Pinnipedia with the exception of
walruses, and the Secretary of Interior
has jurisdiction over all other marine
mammals. Both agencies are responsible
for promulgating regulations, issuing
permits, conducting scientific research,
and enforcing regulations, as necessary,
to carry out the purposes of the MMPA.
The MMPA includes a general
moratorium on the ‘‘taking’’ and
importing of marine mammals (16
U.S.C. 1371), which is subject to a
number of exceptions. Some of these
exceptions include ‘‘take’’ for scientific
purposes, public display, and
unintentional incidental take coincident
with conducting lawful activities. Any
U.S. citizen, agency, or company who
engages in a specified activity other
than commercial fishing (which is
specifically and separately addressed
under the MMPA) within a specified
geographic region may submit an
application to the Secretary to authorize
the incidental, but not intentional,
taking of small numbers of marine
mammals within that region for a period
of not more than five consecutive years
(16 U.S.C. 1371(a)(5)(A)(i)). U.S. citizens
can also apply under the MMPA for
authorization to incidentally take
marine mammals by harassment for up
to one year (16 U.S.C. 1371(a)(5)(D)). For
both types of authorizations, it must be
determined that the take is of small
numbers, has no more than a negligible
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impact on those marine mammal
species or stocks, and does not have an
un-mitigatable adverse impact on the
availability of the species or stock for
subsistence use. The MMPA also
provides mechanisms for directed
‘‘take’’ of marine mammals for the
purposes of scientific research (16
U.S.C. 1374). Non-lethal research takes
of Bryde’s whale for scientific research
(e.g., biopsy sampling) are currently
authorized on a global scale and
typically do not specify a geographic
area. Hence the potential for multiple
biopsies of an individual Bryde’s whale
does exist. However, any risk to GOMx
Bryde’s whale from multiple sampling
is low, and we do not expect any
mortality to result. In these situations,
we take a proactive role and coordinate
with researchers to minimize any
potential negative effects to a small
population.
The Northern Gulf of Mexico stock of
Bryde’s whales is considered a
‘‘strategic’’ stock under the MMPA,
because the level of direct humancaused mortality and serious injury
exceeds the potential biological removal
(PBR) level determined for the species,
which could have management
implications (U.S. Atlantic and Gulf of
Mexico Marine Mammal Stock
Assessments 2015; 16 U.S.C. 1362(19)).
The MMPA also provides additional
protections to stocks designated as
‘‘depleted’’ and requires that
conservation plans be developed to
conserve and restore the stock to its
optimum sustainable population (OSP)
(16 U.S.C. 1383b). In order for a stock
to be considered ‘‘depleted’’ the
Secretary, after consultation with the
Marine Mammal Commission and the
Committee of Scientific Advisors on
Marine Mammals, must determine it is
below its OSP (16 U.S.C. 1362(1)(A)), or
it must be listed under the ESA (16
U.S.C. 1362(1)(C)). In 2015, the Marine
Mammal Stock Assessment Report
determined that the status of the
Northern Gulf of Mexico Population of
Bryde’s whales relative to OSP was
unknown, as there was insufficient
information to determine population
trends (U.S. Atlantic and Gulf of Mexico
Marine Mammal Stock Assessments
2015). Because of this lack of
information on OSP, the GOMx Bryde’s
whale is not designated as a ‘‘depleted’’
stock and there is no conservation plan.
The 2016 Marine Mammal Stock
Assessment Report (82 FR 29039, June
27, 2017) did not update the report on
the Gulf of Mexico population of
Bryde’s whales (U.S. Atlantic and Gulf
of Mexico Marine Mammal Stock
Assessments 2016). Based on the above,
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we conclude that, outside of the general
protections provided to marine
mammals by the MMPA, there are no
specific regulatory mechanisms specific
to the GOMx Bryde’s whale under the
MMPA.
Magnuson-Stevens Fishery
Conservation and Management Act
(MSA)
The Magnuson-Stevens Fishery
Conservation and Management Act, 16
U.S.C. 1801 et seq., established eight
regional fishery management councils
(Councils) that develop and implement
management measures for fisheries
requiring conservation and management
through fishery management plans
(FMPs). These FMPs must comply with
10 national standards for fishery
conservation and management in
addition to other principles to promote
sustainable use of managed fisheries.
Fishery management plans are
submitted to the Secretary of Commerce
and, if approved, are implemented via
federal regulation. The Gulf of Mexico
Fishery Management Council manages a
number of species in the Gulf of Mexico,
and the regulations implementing the
FMPs have the potential to benefit the
GOMx Bryde’s whale. In addition,
under the MSA, NMFS is responsible
for managing high migratory species,
including tunas, sharks, swordfish, and
billfish.
As discussed in the Fishing Gear
Entanglement section, the bottom
longline component of the Gulf of
Mexico reef fish fishery, the Gulf of
Mexico shark bottom longline fishery,
and Atlantic Ocean, Caribbean, Gulf of
Mexico commercial pelagic longline
fishery for large pelagic species are
active within BIA. These fisheries use
gear types (i.e., bottom longline and
pelagic longline) that pose entanglement
risk to GOMx Bryde’s whales. In 2000,
the Highly Migratory Species Atlantic
Tunas, Swordfish, and Sharks Fishery
Management Plan was amended to
establish the De Soto Canyon Marine
Protected Area. The De Soto Canyon
Marine Protected Area is closed to
pelagic longline fishing. It includes
approximately 2⁄3 of the GOMx Bryde’s
whale BIA. This closure reduces the
likelihood of a GOMx Bryde’s whale
becoming entangled in longline gear in
the BIA. However, 1⁄3 of the BIA is still
open to pelagic longlining. In addition,
while the pelagic longlining is
prohibited in the De Soto Marine
Protected Area, there are no restrictions
or areas within the BIA closed to bottom
longline fishing. We believe that the De
Soto Marine Protected Area provides
some protection to the GOMx Bryde’s
whale. However, there are no additional
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regulations or protections in place that
address, mitigate, or remove the threat
posed by bottom longline fishing or
pelagic longline fishing. Thus, we
conclude that fishing gear entanglement
remains a threat, despite the protections
in place.
Outer Continental Shelf Lands Act and
the Oil Pollution Act
The SRT also identified existing
regulatory mechanisms relating to oil
and gas development and oil spills and
spill responses (see factors A and E for
a discussion of those threats). The Outer
Continental Shelf Lands Act (OCSLA)
(43 U.S.C. 1331 et seq.) establishes
Federal jurisdiction over submerged
lands on the OCS seaward of coastal
state boundaries in order to explore and
develop oil and gas resources.
Implementation, regulation, and
granting of leases for exploration,
development, and production on the
OCS are delegated to the BOEM, and
BOEM is responsible for managing
development of the nation’s offshore
resources. The functions of BOEM
include leasing, exploration,
development, and production, plan
administration, environmental studies,
National Environmental Policy Act
(NEPA) analysis, resource evaluation,
economic analysis, and the renewable
energy program. BSEE is responsible for
enforcing safety and environmental
regulations. OCSLA mandates that
orderly development of OCS energy
resources be balanced with protection of
human, marine and coastal
environments. It is the stated objective
of the OCSLA that operations in the
OCS should be conducted in a safe
manner to prevent or minimize the
likelihood of blowouts, loss of well
control, fires, spillages or other
occurrences which may cause damage to
the environment or to property, or
endanger life or health (43 U.S.C.
1332(6)). OCSLA further requires the
study of the environmental impacts of
oil and gas leases on the continental
shelf, including an assessment of effects
on marine biota (43 U.S.C. 1346).
OCSLA, as amended, requires the
Secretary of the Interior, through BOEM
and BSEE, to manage the exploration,
development, and production of OCS
oil, gas, and marine minerals (e.g., sand
and gravel) and the siting of renewable
energy facilities. The Energy Policy Act
of 2005, Public Law (Pub. L.) 109–58,
added Section 8(p)(1)(C) to the OCSLA,
which grants the Secretary of Interior
the authority to issue leases, easements,
or rights-of-way on the OCS for the
purpose of developing energy from
sources other than oil and gas (i.e.,
renewable energy development) (43
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U.S.C. 1337(p)(1)(C)). This authority has
been delegated to BOEM (30 CFR
585.100), which now regulates activities
within Federal waters. Since 2006, there
has been a moratorium on leasing new
areas for oil and gas development and
production in the Gulf of Mexico EPA,
which includes the waters offshore of
Florida, including the BIA. The
moratorium is set to expire in 2022 and,
if it is not renewed, the GOMx Bryde’s
whale within the BIA could be exposed
to increased energy exploration.
The Oil Pollution Act (OPA) of 1990
(33 U.S.C. 2701–2762) is the principal
statute governing oil spills in the
nation’s waterways. OPA was passed
following the March 1989 Exxon Valdez
oil spill to address a lack of adequate
resources, particularly Federal funds, to
respond to oil spills (National Pollution
Funds Center 2016). The OPA created
requirements for preventing, responding
to, and funding restoration for oil
pollution incidents in navigable waters,
adjoining shorelines, and Federal
waters. The OPA authorizes Trustees
(representatives of Federal, state, and
local government entities, and Tribes
with jurisdiction over the natural
resources in question) to determine the
type and amount of restoration needed
to compensate the public for the
environmental impacts of the spill.
These assessments are typically
described in damage assessment and
restoration plans. The Final
Programmatic Damage Assessment and
Restoration Plan (PDARP) developed for
the 2010 DWH oil spill found the GOMx
Bryde’s whale to be the most impacted
oceanic and shelf marine mammal; the
oil footprint included 48 percent of the
habitat within the BIA and 48 percent
of the population was exposed to oil,
resulting in an estimated 22 percent
maximum decline in population size
(DWH Trustees 2016, DWH MMIQT
2015). The DWH PDARP allocates fiftyfive million dollars over the next 15
years for restoration of oceanic and shelf
marine mammals, including Bryde’s
whales. The PDARP does not identify
specific projects, but lays out a
framework for planning future
restoration projects, that may contribute
to the restoration of GOMx Bryde’s
whale.
The impacts to the GOMx Bryde’s
whale from oil and gas development
and oil spills in the Gulf of Mexico
identified by the SRT (e.g., contributing
to the curtailment of range and
modification of their habitat) indicate
that existing regulatory mechanisms are
not adequate to control these threats.
While the current moratorium on
leasing for new oil and gas development
in the EPA appears to provide some
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protection to the GOMx Bryde’s whale,
the SRT found that development in the
Gulf of Mexico continues to have broad
impacts. Additionally, the existing
moratorium on new leases in the EPA
expires in 2022 and, if not renewed,
energy development could occur in the
GOMx Bryde’s whale BIA, potentially
resulting in severe impacts to this small
population. We acknowledge that the
restoration activities under the DWH
PDARP may be beneficial to GOMx
Bryde’s whales, but we also conclude
that oil spills and spill responses remain
a serious current threat to the GOMx
Bryde’s whale and its habitat, as
discussed above in factor A.
International Convention for the
Regulation of Whaling
The IWC was set up under the
International Convention for the
Regulation of Whaling (ICRW), signed in
1946. The IWC established an
international moratorium on
commercial whaling for all large whale
species in 1982, effective in 1986; this
affected all member (signatory) nations
(paragraph 10e, IWC 2009a). Since 1985,
IWC catch limits for commercial
whaling have been set at zero. However,
under the IWC’s regulations,
commercial whaling has been permitted
in both Norway and Iceland based on
their objection to specific provisions. In
addition, harvest of whales by Japan for
scientific purposes has been permitted
by the ICRW, including the Bryde’s
whale in the North Pacific. However,
distribution of the GOMx Bryde’s whale
does not overlap with any permitted
commercial whaling. The SRT
concluded the current commercial
whaling moratorium provides
significant protection for the GOMx
Bryde’s whale, and we concur.
The Convention on International Trade
in Endangered Species of Wild Fauna
and Flora
CITES is aimed at protecting species
at risk from unregulated international
trade and regulates international trade
in animals and plants by listing species
in one of its three appendices. The level
of monitoring and control to which an
animal or plant species is subject
depends on the appendix in which the
species is listed. All Bryde’s whales (B.
edeni) are currently listed in Appendix
I under CITES. Appendix I includes
species that are threatened with
extinction and may be affected by trade;
trade of Appendix I species is only
allowed in exceptional circumstances.
Due to the IWC commercial whaling
moratorium in place since 1985,
commercial trade of Bryde’s whale in
the Gulf of Mexico has not been
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permitted. However, if the moratorium
should be lifted in the future, the
Bryde’s whale’s CITES Appendix I
listing would restrict trade, so that trade
would not contribute to the extinction
risk of the species.
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International Maritime Organization
The IMO, a branch of the United
Nations, is the international authority
on shipping, pollution, and safety at sea
and has adopted guidelines to reduce
shipping noise and pollution from
maritime vessels. Additionally, the
IMO’s Marine Environment Protection
Committee occasionally identifies
special areas and routing schemes for
various ecological, economic, or
scientific reasons. Some of these actions
help benefit endangered right whales
and humpback whales. However, the
SRT found no protected areas or routing
schemes that would protect the GOMx
Bryde’s whale.
Mexico Energy Sector: Opening to
Private Investment
The SRT expressed concern regarding
potential oil and gas development in the
southern Gulf of Mexico. Mexico
recently instituted reforms related to its
oil and gas sector that officially opened
Mexico’s oil, natural gas, and energy
sectors to private investment. As a
result, Mexico’s state-owned petroleum
company, Petroleos Mexicanos (Pemex),
may now partner with international
companies for the purposes of exploring
the southern Gulf of Mexico’s deep
water and shale resources. The SRT
found that more than 9 companies have
shallow water lease permits either
pending or approved, and 2D and 3D
seismic data collection has begun. In
2013, the U.S. Congress approved the
U.S.–Mexico Transboundary
Hydrocarbons Agreement, which aims
to facilitate joint development of oil and
natural gas in part of the Gulf of Mexico.
This agreement, coupled with recent
reforms in Mexico, could lead to
development within the Gulf of Mexico
of offshore Mexico oil and gas,
including infrastructure for cross-border
pipelines. The SRT found that recent
developments indicate a high potential
for oil and gas development in these
waters. However, anticipating any
future threats to the GOMx Bryde’s
whale at this point in time is overly
speculative because the best available
scientific and commercial information
indicates that the GOMx Bryde’s whale
distribution does not currently include
the southern Gulf of Mexico.
Summary of Factor D
The SRT unanimously agreed that the
inadequacy of existing regulatory
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mechanisms factor is a ‘‘high’’ threat to
the GOMx Bryde’s whale (Rosel et al.
2016). Specifically, the SRT found that,
given the current status and limited
distribution of the Bryde’s whale
population in the Gulf of Mexico, it is
clear that existing regulations have been
inadequate to protect them. The SRT
expressed particular concern regarding
current oil and gas development and
impacts from oil spills in the Gulf of
Mexico, as well as vessel strikes due to
shipping traffic. We agree that currently
there are no regulatory mechanisms in
the Gulf of Mexico to address ship
strikes on GOMx Bryde’s whales, which
the SRT identified as one of the primary
threats faced by the species (see factor
E below). Additionally, the status
review suggests that oil and gas
development in the Gulf of Mexico has
been a contributing factor to limiting the
GOMx Bryde’s whale’s current range to
the De Soto Canyon. In our view, the
best available scientific and commercial
information establishes that energy
exploration, development, and
production, oil spills and oil spill
response, vessel collision, fishing gear
entanglement, anthropogenic noise, and
small population concerns, such as allee
effects, demographic stochasticity,
genetics, k-selected life history
parameters, and stochastic and
catastrophic effects are currently
threatening the species and contributing
to its extinction risk (factors A and
E).We acknowledge that some existing
protective regulations are in place,
however, we find that the existing
regulatory mechanisms are inadequate
to control the threats that are
contributing to the GOMx Bryde’s
whale’s extinction risk, for the reasons
stated above and in our response to
comments.
Factor E. Other Natural or Manmade
Factors Affecting Its Continued
Existence
The SRT categorized threats under
ESA factor E by three groups: A general
category for ‘‘other natural or human
factors;’’ anthropogenic noise; and small
population concerns. Within the general
sub-category for other natural or human
factors, the SRT included: Vessel
collision; military activities; fishing gear
entanglements; trophic impacts due to
commercial harvest of prey; climate
change; plastics and marine debris; and
aquaculture. Within the anthropogenic
noise sub-category of factor E, the SRT
included: Aircraft and vessel noise
associated with oil and gas activities;
drilling and production noise associated
with oil and gas activities; seismic
survey noise associated with oil and gas
activities; noise associated with military
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training and exercises; noise associated
with commercial fisheries and scientific
acoustics; and noise associated with
vessels and shipping traffic. Within the
small population concerns sub-category
of factor E, the SRT included: Allee
effects; demographic stochasticity;
genetic stochasticity; k-selected lifehistory parameters; and stochastic and
catastrophic events. An explanation of
these threats and the SRT’s ranking for
each of these sub-categories follows.
Other Natural or Human Factors
Vessel Collision—Vessel collisions are
a significant source of mortality for a
variety of coastal large whale species
(Laist et al. 2001). The northern Gulf of
Mexico is an area of heavy ship traffic,
which increases the risk of vessel-whale
collisions (Rosel et al. 2016). Several
important commercial shipping lanes
travel through the primary GOMx
Bryde’s whale habitat in the
northeastern Gulf of Mexico,
particularly vessel traffic from ports in
Mobile, Pensacola, Panama City, and
Tampa (see Figure 17 in Rosel et al.
2016). In 2009, a GOMx Bryde’s whale
was found floating dead in the Port of
Tampa, Tampa Bay, Florida. The
documented cause of death was blunt
impact trauma due to ship strike
(Waring et al. 2013). The necropsy
report found that the whale was a
lactating female, indicating that she was
nursing a calf. It is likely that the calf
died, as it was still dependent on the
mother.
Bryde’s whales are the third most
commonly reported species struck by
ships in the southern hemisphere (Van
Waerebeek et al. 2007). As previously
described, tracking information from a
single GOMx Bryde’s whale indicated a
consistent diel dive pattern over 3 days,
with 88 percent of nighttime hours
spent within 15 m of the surface. This
suggested to the SRT that, if other
individuals exhibit a similar diving
pattern, they would be at greater risk of
ship strike, because they spend most of
the time near the surface at night when
visibility is minimal. Marine mammals
that spend the majority of their
nighttime hours near the surface and
animals that spend more time at or near
the surface are at greater risk than
species that spend less time at the
surface (Rosel et al. 2016). Additionally,
the threat of vessel collision may
increase in the future, given the
expansion of the Panama Canal, which
is anticipated to increase vessel traffic
in the Gulf of Mexico (Institute for
Water Resources 2012), and the
potential expansion of oil and gas
activities, and associated vessel traffic,
in the EPA following the expiration of
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the moratorium on lease sales. Given the
location of commercial shipping lanes,
the difficulty of sighting a whale at the
surface at night, and the low ability of
large ships to change course quickly
enough to avoid a whale, the SRT’s
scoring indicates that ship strikes pose
a ‘‘high’’ severity threat to the GOMx
Bryde’s whale with ‘‘high’’ certainty.
Military Activities— Significant
portions of the Gulf of Mexico are used
for military activities. NMFS completed
a 2013 Biological Opinion assessing the
impact of the Navy training exercises
and coordinated via a Letter of
Authorization (LOA) under the MMPA
to govern unintentional takes incidental
to training and testing activities (Rosel
et al. 2016). Although Level B
harassment (i.e., activities that have the
potential to disturb a marine mammal or
marine mammal stock) is authorized
pursuant to that LOA, the Navy
determined that very few training or
testing activities are likely to occur
within the BIA (see Figures 18 and 19
in Rosel et al. 2016). Moreover, the Navy
agreed to expand their Planning
Awareness Area to encompass the
Bryde’s whale BIA and as a result they
will avoid planning major training
activities there, when feasible. In
addition, Eglin Air Force Base (hereafter
referred to as Eglin AFB) also conducts
training exercises in the Gulf of Mexico.
Eglin AFB also had an annual incidental
harassment authorization for common
bottlenose dolphin and Atlantic spotted
dolphin, for their Maritime Weapon
Systems Evaluation Program (81 FR
7307, February 11, 2016, and 82 FR
10747, February 15, 2017, which
expired on February 3, 2018). However,
most training activities take place in
relatively shallow water (i.e., 35 to 50 m
depth). Eglin AFB does not anticipate
that its activities would take GOMx
Bryde’s whales, because the GOMx
Bryde’s whales are rare in the areas
involved (e.g., in shallow waters
between 35 to 50 m deep); therefore,
Eglin AFB did not request a take
authorization for Bryde’s whales (Rosel
et al. 2016; 81 FR 7307; 82 FR 10747).
The SRT concluded that, although there
are military activities in the Gulf of
Mexico, including the northern Gulf of
Mexico, most activities appeared to
occur outside the BIA. In addition, they
found that military activities are not
constant, and due to the current scope
of existing activities, the threat was
considered less likely to have negative
impacts on the population (Rosel et al.
2016). However, the SRT believed that
this threat would need to be reevaluated if the intensity, timing, or
location of military training exercises
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extended closer to the BIA. Based on the
SRT rankings, the threat of military
activities (i.e., explosive pressure waves,
target training, and vessel activities) is
a ‘‘moderate’’ threat with ‘‘low’’
certainty. The threat of noise from
military activities is considered under
the Anthropogenic Noise section, below.
Since the publication of the status
review and the proposed rule, NMFS
has issued regulations and an updated
LOA to Eglin AFB for authorization to
take marine mammals incidental to
conducting testing and training
activities in the Eglin Gulf Test and
Training Range in the Gulf of Mexico
over the course of five years, from
February 13, 2018 through February 12,
2023 (83 FR 5545, February 8, 2018).
This LOA supersedes other LOAs that
were in effect and includes all of Eglin
AFB’s testing and training activities,
including Maritime Weapon Systems
Evaluation Program activities, into one
action. The Air Force did not request a
take authorization for Bryde’s whales,
and take has not been authorized. Under
the LOA, to protect Bryde’s whales,
mission activities will be aborted/
suspended for the remainder of the day
if one or more sperm or baleen whales
are detected during pre-mission
monitoring activities as no takes of these
species have been authorized. Trained
observers will also be instructed to be
vigilant in ensuring Bryde’s whales are
not in the zone of influence. In addition,
monitors will be instructed to be extra
vigilant in ensuring that species of
concern, including the Bryde’s whale,
are clear of the zone of influence during
testing and training activities. This is in
addition to other measures to mitigate
and monitor effects to protected species.
NMFS consulted on the effects of the
testing and training activities at the
Eglin Gulf Test and Training Range in
the Gulf of Mexico and concluded that
the proposed training activities are not
likely to adversely affect GOMx Bryde’s
whale (NMFS 2017). We have reevaluated this threat in light of this new
information, and have determined the
military activities continue to be a
moderate threat to the species.
Fishing Gear Entanglement—Marine
mammals are known to become hooked,
trapped, or entangled in fishing gear,
leading to injury or mortality (Read
2008; Reeves et al. 2013). While gear
interactions are documented more
frequently for toothed whales, they
remain a threat to small populations of
baleen whales like the GOMx Bryde’s
whale (Reeves et al. 2013). The SRT
evaluated the threat of fishing gear
entanglement based on the spatial
overlap between 12 commercial
fisheries and the Bryde’s whale BIA,
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gear type, the amount of fishing effort,
and the potential for interactions given
the whale’s foraging behavior. The SRT
concluded that five of the 12
commercial fisheries evaluated overlap
or possibly overlap with the Bryde’s
whale BIA (i.e., the Gulf of Mexico
pelagic longline fishery, the bottom
longline component of the Gulf of
Mexico reef fish fishery, the Gulf of
Mexico shark bottom longline fishery,
the Gulf of Mexico shrimp trawl fishery,
and the Gulf of Mexico butterfish trawl
fishery).
The Gulf of Mexico royal red shrimp
trawl fishery and the butterfish trawl
fishery overlap within the GOMx
Bryde’s whale BIA (Rosel et al. 2016).
However, the royal red shrimp trawl
fishery has limited spatial overlap and
those areas where spatial overlap occurs
represent only a small portion of total
fishing effort. The butterfish trawl
fishery is small, with only two
participants currently permitted, and
has limited available information. Thus,
the SRT determined that these two
fisheries are unlikely to have an
interaction with the GOMx Bryde’s
whale given the limited overlap and
total fishing effort.
Pelagic longlines are a known
entanglement threat to baleen whales, as
the majority of mainline gear is in the
water column and animals swimming in
the area may interact with the gear
(Andersen et al. 2008). The Atlantic
Ocean, Caribbean, Gulf of Mexico
commercial pelagic longline fishery for
large pelagic species is active within the
GOMx Bryde’s whale BIA.
Approximately two thirds of the BIA
has been closed to commercial pelagic
longline fishing year-round since 2000,
when the Highly Migratory Species
Atlantic Tunas, Swordfish, and Sharks
Fishery Management Plan was amended
to close the De Soto Canyon Marine
Protected Area; however, the BIA is
larger than the MPAs and one third of
the BIA is still open to pelagic longline
fishing (65 FR 47214; August 1, 2000).
To date, no interactions between GOMx
Bryde’s whale and pelagic longline gear
have been recorded.
The bottom longline fisheries also are
an entanglement threat to the GOMx
Bryde’s whale. The Gulf of Mexico reef
fish and shark bottom longline gear
consists of a monofilament mainline up
to a mile in length anchored on the
seafloor, with up to 1,000 baited hooks
along the mainline and marked with
buoys. Generally, bottom longline gear
poses less of a threat of entanglement to
cetaceans compared to pelagic longline
gear, except when cetaceans forage
along the seafloor. The GOMx Bryde’s
whales appear to forage along the
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seafloor, and therefore they are exposed
to risk of entanglement in mainlines.
There are no restrictions or areas within
the BIA closed to bottom longline
fishing. While bottom longlining
typically occurs in waters less than
100m, fishing for yellowedge grouper,
golden tilefish, blueline tilefish, and
sharks occurs in deeper waters between
100 and 400m within the BIA. The
available information indicates the
GOMx Bryde’s whale forages on or near
the seafloor bottom, such that potential
for interactions exists, given that the
majority of mainline gear is anchored on
the seafloor (Rosel et al. 2016).
Based on the above, the SRT
concluded that pelagic and bottom
longline gears pose an entanglement risk
to the GOMx Bryde’s whale where
fisheries using these gear types overlap
with the species BIA. Thus the SRT
scored the threat of entanglement in
commercial fisheries is ‘‘moderate’’ in
severity with ‘‘moderate’’ certainty.
Trophic Impacts Due to Commercial
Harvest of Prey Items—While GOMx
Bryde’s whales’ prey in the Gulf of
Mexico are currently unknown (Rosel et
al. 2016), they likely feed on anchovy,
sardine, mackerel and herring, and
small crustaceans, similar to Bryde’s
whales worldwide (Kato 2000). The two
main Gulf of Mexico commercial
fisheries for small schooling fish are the
Gulf of Mexico menhaden purse-seine
fishery and the Florida west coast
sardine purse-seine fishery; the main
invertebrate fishery is the Gulf of
Mexico shrimp trawl fishery. The SRT
concluded that direct competition
between GOMx Bryde’s whale and
commercial fisheries did not appear to
be likely, based on the current
distribution of the GOMx Bryde’s whale,
the distribution of fishery effort, and
presumed fish and invertebrate habitat
(Rosel et al. 2016). The SRT also
evaluated the threat of total biomass
removal by the menhaden purse-seine
fishery and the shrimp trawl fishery in
the Gulf of Mexico and the resulting
impact on ecosystem functioning,
species composition, and potential
trophic pathway alterations, and
concluded that the ecosystem and
trophic effects of these removals are
unknown. Based on the SRT’s scoring,
the threat from trophic impacts due to
commercial harvest of prey is a ‘‘low’’
severity threat with ‘‘low’’ certainty.
Climate Change—The impacts of
climate change on cetaceans are not
easily quantified; however, direct and
indirect impacts are expected (Evans
and Bj2014
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susceptibility to disease and
contaminants, and thermal intolerance
(MacLeod 2009, Evans and Bj2014
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serious acute auditory injury to animals
within 100 m–1 km of airguns with
received levels of 230 dB re 1 mPa (peak)
or higher (Southall et al. 2007). In the
2016 Technical Guidance, this threshold
was reduced to 219 dB re 1 mPa (peak),
which indicates an area of potential
acute auditory injury at equal or greater
distance from the sound source than
that discussed in Southhall et al., 2007.
Behavioral changes following seismic
surveys, specifically changes in vocal
behavior and habitat avoidance, have
been documented for baleen whales
(Malme et al. 1984, McCauley et al.
1998, Gordon et al. 2001, Blackwell et
al. 2015). While reactions of Bryde’s
whales to seismic surveys have not been
studied, the auditory abilities of all
baleen whale species are considered to
be broadly similar based upon
vocalization frequencies and ear
anatomy (Ketten 1998). As previously
discussed, Bryde’s whales could suffer
acute auditory injury if seismic survey
activity occurred within 1 km of a whale
and could experience behavioral
responses, including strong avoidance,
if activity occurred within 8 km of a
whale (Rosel et al. 2016). In addition,
given the ability of low-frequency
sounds to travel substantial distances,
sounds from nearby surveys in the
northwestern portion of the CPA, near
the northeastern extent of the species’
BIA, could expose the GOMx Bryde’s
whales in the BIA to noise at levels that
could increase their stress, reduce their
foraging and reproductive success, and
mask communications and
environmental cues. In addition, the
SRT found that after 2022, when the
moratorium on lease sales expires, the
species are likely to be exposed to
increased seismic survey activity and
associated noise levels that could
increase the potential for these effects.
The SRT noted that in 2009, seismic
survey activity was high in the EPA, but
that in following years they did not
expect as much activity, due in part to
the moratorium on new lease sales and
production in the EPA. However, the
SRT explained that the spatial
distribution of surveying activity in the
Gulf of Mexico varies inter-annually,
and they expect seismic survey activity
to increase following expiration of the
moratorium. If seismic survey activity
increases, the SRT expects that the
species will be exposed to ambient
noise at levels that would interfere with
their ability to communicate and could
be at risk of acute auditory injury or
behavioral responses. The SRT scored
anthropogenic noise associated with
seismic surveys as a ‘‘high’’ severity
threat with ‘‘moderate’’ certainty.
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Noise Associated With Military
Training and Exercises—Military
training and exercises use active sonar
sources and explosives as part of their
operations and each of these sources
have the potential to impact marine
mammals (Rosel et al. 2016). However,
as discussed above, most military
activities that occur in the Gulf of
Mexico take place outside of the GOMx
Bryde’s whale BIA, and the Navy
expanded their Planning Awareness
Area to encompass the BIA (see Military
Activities above). The SRT found this
threat to be less likely to have a negative
impact on the GOMx Bryde’s whale
compared to other threats associated
with the anthropogenic noise
considered in this sub-category.
Therefore, the SRT assigned the threat
of noise associated with military
training and exercises as ‘‘low’’ in
severity with a ‘‘moderate’’ level of
certainty.
Noise Associated With Commercial
Fisheries and Scientific Acoustics—
Commercial and scientific vessels use
active sonar for the detection,
localization, and classification of
underwater targets, including the
seafloor, plankton, fish, and human
divers (Hildebrand 2009). Source
frequencies of many of these sonars are
likely above the frequency range for
Bryde’s whale hearing (Watkins 1986,
Au et al. 2006, Tubelli et al. 2012).
Recent technological advancements,
such as the Ocean Acoustic Waveguide
Remote Sensing (OAWRS) system, use
low-frequency acoustics that have the
potential to impact baleen whale
behavior (Risch et al. 2012). However,
the SRT concluded these low-frequency
systems are not likely to be used in U.S.
waters in the future (Rosel et al. 2016).
Because the acoustic frequencies
associated with the sonar systems used
by commercial fisheries and scientific
vessels are not within the range of
GOMx Bryde’s whale hearing and are
not likely to be used in the Gulf of
Mexico, the SRT assigned the threat of
noise associated with commercial
fisheries and scientific acoustics a
ranking of ‘‘low’’ in severity with ‘‘low’’
certainty.
Noise Associated With Shipping
Traffic and Vessels—Noise from
shipping traffic is an unintended
byproduct of shipping and depends on
factors such as ship type, load, speed,
ship hull and propeller design; noise
levels increase with increasing speed
and vessel size (Allen et al. 2012,
McKella et al 2012b, Rudd et al. 2015).
Shipping noise is characterized by
mainly low frequencies (Hermannsen et
al. 2014) and contributes significantly to
low-frequency noise in the marine
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environment (National Research
Council 2003, Hildebrand 2009).
Approximately 50 percent of U.S.
merchant vessel traffic (as measured by
port calls or tonnage for merchant
vessels over 1,000 gross tons) occurs at
U.S. Gulf of Mexico ports, indicating
shipping activity is a significant source
of noise in this region. Noise is likely to
increase as shipping trends indicate that
faster, larger ships will traverse the Gulf
of Mexico following expansion of the
Panama Canal (Rosel et al. 2016).
Shipping noise in the northeast
United States was predicted to reduce
the communication space of humpback
whales, right whales, and fin whales by
8 percent, 77 percent, and 20 percent,
respectively, by masking their calls
(Clark et al. 2009). Because Bryde’s
whale call source levels are most similar
to those of right whales, the SRT found
they may be similarly impacted (Rosel
et al. 2016). Documented impacts of
vessel and shipping noise on marine
mammals, like the GOMx Bryde’s
whale, include: Habitat displacement;
changes in diving and foraging behavior;
changes in vocalization behavior; and
altered stress hormone levels (Rosel et
al. 2016).
The SRT found that there is a high
level of low frequency noise caused by
shipping activity in the Gulf of Mexico,
and that it is likely the GOMx Bryde’s
whale is experiencing significant
biological impacts as a result. The
impacts to the GOMx Bryde’s whale are
assumed to be similar to those observed
in other low frequency hearing baleen
whale species, and include increased
stress hormone levels, changes in dive
and foraging behavior and
communication, and habitat
displacement. The SRT assigned the
threat of noise associated with shipping
traffic and vessels a score of ‘‘moderate’’
severity threat with ‘‘moderate’’
certainty.
Small Population Concerns
The final sub-category considered by
the SRT under ESA factor E was small
population concerns. The SRT
considered Allee effects, demographic
stochasticity, genetic stochasticity, kselected life-history parameters, and
stochastic and catastrophic events under
this sub-category.
Allee Effects—If a population is
critically small in size, individuals may
have difficulty finding a mate. The
probability of finding a mate depends
largely on density (i.e., abundance per
area) rather than absolute abundance
alone (Rosel et al. 2016). As previously
discussed, noise from ships and
industrial oil activities, including
seismic exploration, could mask mating
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calls and contribute to reduced
fecundity of the GOMx Bryde’s whale
(Rosel et al. 2016). The small population
size (i.e., likely fewer than 100
individuals, with 50 or fewer at
maturity) may mean that Allee effects
are occurring, making it difficult for
individual whales to find one another
for breeding, thereby reducing the
population growth rate. The SRT’s
scored the impacts from Allee effects as
a ‘‘moderate’’ threat in both severity and
certainty.
Demographic Stochasticity—
Demographic stochasticity refers to the
variability of annual population change
arising from random birth and death
events at the individual level.
Populations that are small in number
are more vulnerable to adverse effects
from demographic stochasticity.
Demographic stochasticity is also more
problematic for slowly reproducing
species, such as GOMx Bryde’s whales,
which under normal conditions are
likely to produce a calf every 2 to 3
years, similar to Bryde’s whales
worldwide and Eden’s whale. Mean
population growth rates can be reduced
by variances in inter-annual growth
rates, and this variance steadily
increases as the population size
decreases (Goodman 1987). The SRT
also noted that, while skewed sex ratios
do not currently appear to be a problem
for GOMx Bryde’s whales, their low
calving rate and small population size
create a higher probability of developing
skewed sex ratios through chance alone.
The SRT’s scored the threat from
impacts from demographic stochasticity
as ‘‘high’’ in both severity and certainty.
Genetics—Genetic stochasticity
results from three separate factors:
Inbreeding depression, loss of
potentially adaptive genetic diversity,
and mutation accumulation (Frankham
2005; Reed 2005). The SRT concluded
that the very small population size and
documented low level of genetic
diversity (Rosel and Wilcox 2014)
indicates that the GOMx Bryde’s whale
is likely already experiencing
inbreeding (mating with related
individuals) that could lead to a loss of
potentially adaptive genetic diversity
and accumulation of deleterious
mutations (Frankham 2005, Reed 2005).
Applying the estimate from Taylor et al.
(2007) of 0.51 for the proportion of a
Bryde’s whale population that is
mature, and assuming a stable age
distribution, the SRT concluded there
would be at most 50 mature individuals
for the GOMx Bryde’s whale population,
putting the whales at immediate
recognized risk for genetic factors. Even
with a 50–50 sex ratio, the SRT
concluded that current abundance
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15483
estimates are so low that current Bryde’s
whale population levels would meet
any genetic risk threshold for decreased
population growth due to inbreeding
depression and potential loss of
adaptive genetic diversity (Rosel et al.
2016). The SRT scored the threat of
genetic stochasticity as ‘‘high’’ in both
severity and certainty.
K-Selected Life History Parameters—
In general all whales are considered as
k-selected species due to their life
history characteristics of large-size, latematurity, and iteroparous reproduction
that is energetically expensive, resulting
in few offspring. K-selected life history
characteristics in and of themselves are
not a problem for baleen whales, but a
small population size coupled with a
low productivity rate further hinders
population growth and increases the
time frame for recovery when, as with
the GOMx Bryde’s whale, the
population size is small and vulnerable
to threats (Rosel et al. 2016). The SRT
assigned the threat from k-selective life
history parameters a score of ‘‘high’’ in
severity and certainty.
Stochastic and Catastrophic Events—
The small number of GOMx Bryde’s
whales and their restricted range (i.e.,
De Soto Canyon area of the northeastern
Gulf of Mexico) exacerbates the species’
vulnerability to stochastic and
catastrophic events. Further, the GOMx
Bryde’s whales are in close proximity to
oil extraction developments and areas
that could be affected by extreme
weather events and harmful algal
blooms. For example, an analysis of the
impacts of the DWH oil spill on
cetacean stocks in the Gulf of Mexico
estimated that 17 percent of the GOMx
Bryde’s whale population was killed
(DWH Trustees 2016). The SRT scored
the threat from stochastic and
catastrophic events on the GOMx
Bryde’s whale as ‘‘high’’ in severity with
‘‘high’’ certainty.
Summary of Factor E
The SRT’s overall threat ranking for
the threats we consider under ESA
factor E was influenced by a suite of
threats. The SRT separately ranked the
overall threat of three groups of threats,
‘‘other natural or human factors’’
affecting the species’ continued
existence, small population concerns,
and anthropogenic noise. Under the
‘‘other natural and human factors’’
category, based on the SRT’s scoring,
vessel collision, followed by fishing gear
entanglements, presents the most
serious individual threats the SRT
considered. The threat of vessel
collision is a significant source of
mortality for a variety of coastal whale
species and several important
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commercial shipping lanes travel
through the GOMx Bryde’s whale BIA
(Rosel et al. 2016). Fishing gear
entanglement from the pelagic longline
and bottom longline fisheries is a threat
due to the spatial overlap between these
fisheries and the Bryde’s whale BIA,
and the potential for interactions with
the gear given the whale’s foraging
behavior (Rosel et al. 2016). The SRT’s
overall ranking for its generic ‘‘other
natural of human factors’’ is moderatehigh. The SRT’s overall threat ranking
for the category of ‘‘anthropogenic
noise’’ was ‘‘high,’’ which was driven
largely by the impacts of noise
associated with seismic surveys, vessel
and shipping traffic, oil and gas drilling
and production, and aircraft and vessel
traffic associated with oil and gas
activities. The greatest threat identified
by the SRT under ESA factor E was
‘‘small population concerns,’’ which the
SRT’s scoring unanimously assigned a
‘‘high’’ overall threat ranking.
In summary, the SRT found the level
of anthropogenic noise in the Gulf of
Mexico, the risk of vessel collisions,
fishing gear entanglements, in
combination with the small population
size, are threats that are likely to
eliminate or seriously degrade the
population. The overall ranking the SRT
assigned for factor E was ‘‘high’’ (i.e.,
two high overall rankings for
anthropogenic noise and small
population concerns and one moderatehigh overall ranking for its ‘‘other
natural and human factors’’ category),
indicating that there are a high number
of threats that are moderately or very
likely to contribute to the decline of the
GOMx Bryde’s whale. Considering the
assessment completed by the SRT, we
determine that the threats considered
under factor E, including small
population concerns; anthropogenic
noise from seismic surveys, shipping
traffic and vessels, and vessels and
aircraft supporting oil and gas activities;
vessel collision; and fishing gear
entanglements are contributing to the
risk of extinction for the GOMx Bryde’s
whale.
NMFS’ Conclusions From Threats
Evaluation
The most serious threats to the GOMx
Bryde’s whale are: Small population
size, energy exploration, development,
and production, oil spills and oil spill
responses, vessel collision,
anthropogenic noise, and fishing gear
entanglement. We considered these
threats under ESA section 4(a)(1) factors
A and E; overall, we view the risk from
factors A and E as high. We agree with
the SRT’s assessment that these threats
are currently affecting the status of the
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GOMx Bryde’s whale, and find that they
are putting it at a heightened risk of
extinction. We also agree with the SRT’s
characterization of factors B and C,
overutilization for commercial,
recreational, scientific, or educational
purposes and disease, parasites, or
predation, and their low overall ranking.
We find that these are not factors that
are likely contributing to the extinction
risk for the GOMx Bryde’s whale.
Finally, we agree with the SRT’s overall
assessment for factor D, and we
conclude that existing regulatory
measures are not adequate to control the
threats that are contributing to the
species’ extinction risk identified under
factors A and E.
Demographic Risk Analysis
The SRT also evaluated four
demographic factors—abundance,
spatial distribution, growth/
productivity, and genetic diversity—to
assess the degree of extinction risk.
These demographic criteria have been
used in previous NMFS status reviews
to summarize and assess a population’s
extinction risk due to demographic
processes. The SRT used the following
definitions to rank these factors: 1 = ‘‘No
or low risk: it is unlikely that this factor
contributes significantly to risk of
extinction, either by itself or in
combination with other factors;’’ 2 =
‘‘Low risk: it is unlikely that this factor
contributes significantly to risk of
extinction by itself, but some concern
that it may contribute, in combination
with other factors;’’ 3 = ‘‘Moderate risk:
it is likely that this factor in
combination with others contributes
significantly to risk of extinction;’’ 4 =
‘‘High risk: it is likely that this factor, by
itself, contributes significantly to risk of
extinction’’; and 5 = ‘‘Very high risk: it
is highly likely that this factor, by itself,
contributes significantly to risk of
extinction.’’ As described in detail
below, the SRT concluded that each of
these four demographic factors are
likely to contribute significantly to the
risk of extinction for the GOMx Bryde’s
whale.
The SRT determined that both
abundance and spatial distribution were
‘‘very high risk’’ factors, meaning that it
is highly likely that each factor, by
itself, contributes significantly to the
risk of extinction. The SRT concluded
the best available scientific information
indicated: (1) The number of GOMx
Bryde’s whales is likely fewer than 100
individuals with 50 or fewer mature
individuals, and (2) their current
distribution is restricted to a small
region along the continental shelf break
(100–400 m) in the De Soto Canyon
makes them vulnerable to catastrophe.
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The SRT concluded that the GOMx
Bryde’s whale constitutes a dangerously
small population, at or below the nearextinction population level, and the
species’ restricted range makes it
vulnerable to a single catastrophic event
(Rosel et al. 2016).
The SRT ranked both growth/
productivity and genetic diversity as
‘‘high’’ risk factors, meaning that it is
likely that each factor, by itself,
contributes significantly to the risk of
extinction. The SRT noted that the lifehistory characteristics of the GOMx
Bryde’s whale (i.e., late-maturing, long
gestation, single offspring) result in a
slower recovery ability from their small
population size and lead to a longer
time during which a risk factor like a
catastrophe could occur (Rosel et al.
2016). Allee effects were also identified
by the SRT as increasing extinction risk
because the small number of individuals
reduces population growth rate through
mate limitation (Rosel et al. 2016).
Similarly, the low level of genetic
diversity, documented in both mtDNA
and nuclear DNA by Rosel and Wilcox
(2014), combined with the small
population size, means that individuals
are likely breeding with related
individuals and inbreeding depression
may be occurring, resulting in a loss of
genetic diversity (Rosel et al. 2016).
Extinction Risk Assessment
The SRT considered the information
provided in the status review and
demographic risk factors to conduct an
extinction risk assessment. The SRT
summarized its ERA for the GOMx
Bryde’s whale, placing it in the context
of our agency guidelines on how to
synthesize extinction risk (NMFS 2015).
Those agency guidelines define
categories of extinction risk. The high
extinction risk category is defined as:
A species or DPS with a high risk of
extinction is at or near a level of abundance,
productivity, spatial structure, and/or
diversity that places its continued
persistence in question. The demographics of
a species, subspecies, or DPS at such a high
level of risk may be highly uncertain and
strongly influenced by stochastic or
depensatory processes. Similarly, a species or
DPS may be at high risk of extinction if it
faces clear and present threats (e.g.,
confinement to a small geographic area;
imminent destruction, modification, or
curtailment of its habitat; or disease
epidemic) that are likely to create present
and substantial demographic risks.
Applying this standard, the SRT
unanimously agreed that the GOMx
Bryde’s whale has a high risk of
extinction.
We consider the SRT’s approach to
assessing the extinction risk for GOMx
Bryde’s whale appropriate and based on
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the best scientific and commercial
information available. Based on the key
conclusions from the status review,
including the ERA (Rosel et al. 2016),
we find that the GOMx Bryde’s whale is
a species, as defined by the ESA, that is
at high risk of extinction as a result of
ESA factors A, D, and E.
Protective Efforts
Section 4(b)(1)(A) of the ESA requires
the Secretary, when making a listing
determination for a species, to take into
consideration those efforts, if any, being
made by any State or foreign nation to
protect the species. To evaluate the
efficacy of domestic efforts that have not
yet been implemented or that have been
implemented, but have not yet been
demonstrated to be effective, the
Services developed a joint ‘‘Policy for
Evaluation of Conservation Efforts
When Making Listing Decisions’’ (PECE)
(68 FR 15100; March 28, 2003). The
PECE is designed to ensure consistent
and adequate evaluation of formalized
domestic conservation efforts that have
not yet been implemented, or that have
been implemented but not yet proven to
be effective, when making listing
determinations. The PECE is expected to
facilitate the development of
conservation efforts by states and other
entities that sufficiently improve a
species’ status so as to make listing the
species as threatened or endangered
unnecessary.
The PECE establishes two overarching
criteria to use in evaluating efforts
identified in conservations plans,
conservation agreements, management
plans or similar documents: (1) For
those efforts yet to be implemented, the
certainty that the conservation effort
will be implemented and (2) for those
efforts that have not yet demonstrated
effectiveness, the certainty that the
conservation effort will be effective.
The status review (Rosel et al. 2016)
summarized two known conservation
efforts, both of which are planned and
have yet to be implemented, and we
further assess them here: The DWH
PDARP and the GoMMAPPS. The
restoration plan in the PDARP is a
framework for planning future
restoration projects. For marine
mammals, the PDARP focuses on
restoration activities that support
population resilience, reduce further
harm or impacts, and complement
existing management priorities, with the
goal of compensating for the population
injuries suffered by each marine
mammal stock. GOMx Bryde’s whales
were the most impacted offshore
cetacean by the DWH oil spill, suffering
an estimated 22 percent maximum
decline in population size (DWH
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Trustees 2016). Although specific
projects are not yet identified to
implement Bryde’s whale restoration,
we anticipate that they should benefit
the population, but, considering the
species’ life history, population
recovery to pre-spill levels will take
decades. More importantly, the
population estimates considered by the
SRT were pre-spill and were still found
to represent a high extinction risk.
Therefore, the conservation benefits that
may be expected through
implementation of the PDARP would
not be expected to reduce the extinction
risk for Bryde’s whale to such a degree
that this population would qualify as
threatened or that listing is not
warranted.
We also considered the proposed
results from GoMMAPPS and its
potential to protect and restore the
population of GOMx Bryde’s whale. The
purpose of this program is to improve
information about abundance,
distribution, habitat use, and behavior
of living marine resources (e.g., marine
mammals, sea turtles, sea birds) in the
Gulf of Mexico, as well as to mitigate
and monitor potential impacts of human
activities. GoMMAPPS promotes
collaborations via data sharing with
other research efforts in the Gulf of
Mexico, including potentially with
Mexico. Given the scope of the program,
studies are likely to increase scientific
understanding of the GOMx Bryde’s
whale and its habitat, support
management decisions, and monitor
potential impacts of human activities.
GoMMAPPS is likely to provide
significantly improved information on
the status of protected species in the
Gulf of Mexico, possibly including
GOMx Bryde’s whales, and we
anticipate that this information can be
used to protect Bryde’s whales more
effectively in the future. However, these
conservation benefits will require
secondary actions that are not currently
known. Therefore, we conclude that the
conservation benefits from GOMAPPS
to Bryde’s whales are too diffuse and
uncertain to be considered effective
measures per the PECE. After taking into
account these conservation efforts, the
current status of GOMx Bryde’s whale,
and our evaluation of the section 4(a)(1)
factors, we conclude that the
conservation efforts identified cannot be
considered effective measures in
reducing the current extinction risk.
Final Determination
We reviewed the best available
scientific and commercial information,
including the information in the status
review (Rosel et al. 2016), which
incorporated comments from the peer
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15485
reviewers. Based on the status review,
our evaluation of protective efforts, and
consideration of all public comments,
we determined that the GOMx Bryde’s
whale meets the definition of
endangered under the ESA. We found
that the GOMx Bryde’s whale is a
species, as defined by the ESA, which
is in danger of extinction throughout all
of its range as a result of ESA section
4(a)(1) factors A, D, and E. We
summarize the results of our
determination as follows: (1) The GOMx
Bryde’s whales are distinct from Bryde’s
whales worldwide such that we have
determined it to be a subspecies; (2) the
current range of the GOMx Bryde’s
whale is restricted to the northeastern
Gulf of Mexico (i.e., Bryde’s whale BIA)
and is significantly smaller than the
historical range; (3) the population is
small, likely containing fewer than 100
individuals, with 50 or fewer mature
individuals; (4) energy exploration,
development, and production, oil spills
and oil spill responses, vessel collision,
fishing gear entanglement, and
anthropogenic noise are threats that
contribute to its risk of extinction; and
(5) the existing regulatory mechanisms
are not adequate to control those threats.
After considering efforts being made to
protect the species, we conclude that
existing or proposed conservation
efforts would not alter the extinction
risk. Accordingly, we have determined
that the GOMx Bryde’s whale warrants
listing as an endangered species under
the ESA. We evaluated the threats to the
species alone and in combination;
however, we note that the whale’s small
population size (and the associated
risks) and restricted range alone would
support our determination.
Effects of This Rulemaking
Conservation measures provided for
species listed as endangered under the
ESA include recovery actions (16 U.S.C.
1533(f)); concurrent designation of
critical habitat, if prudent and
determinable (16 U.S.C. 1533(a)(3)(A));
Federal agency consultation
requirements (16 U.S.C. 1536); and
prohibitions on taking the species (16
U.S.C. 1538). Recognition of the species’
plight through listing promotes
conservation actions by Federal and
state agencies, foreign entities, private
groups, individuals, as well as the
international community. The main
effects of the listing are prohibitions on
take. Both a recovery program and
designation of critical habitat could
result from this final listing. Given its
narrow range in the De Soto Canyon
region of the northeastern Gulf of
Mexico, and existing threats, a regional
cooperative effort to protect and restore
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the population is necessary. Federal,
state, and the private sectors will need
to cooperate to conserve listed GOMx
Bryde’s whales and the ecosystem upon
which they depend.
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Marine Mammal Protection Act
The MMPA provides substantial
protections to all marine mammals,
such as GOMx Bryde’s whales, whether
they are listed under the ESA or not. In
addition, the MMPA provides
heightened protections to marine
mammals designated as ‘‘depleted’’
(e.g., additional restrictions on the
issuance of permits for research,
importation, and captive maintenance).
Section 3(1) of the MMPA defines
‘‘depleted’’ as ‘‘any case in which’’: (1)
The Secretary determines that a species
or population stock is below its
optimum sustainable population; (2) a
State to which authority has been
delegated makes the same
determination; or (3) a species or stock
is listed as an endangered species or a
threatened species under the ESA (16
U.S.C. 1362(1)). Section 115(a)(1) of the
MMPA establishes that in any action by
the Secretary to determine if a species
or stock should be designated as
depleted, or should no longer be
designated as depleted, such
determination must be made by rule,
after public notice and an opportunity
for comment, and after a call for
information (16 U.S.C. 1383b(a)(1)). It is
our position that a marine mammal
species or stock automatically gains
‘‘depleted’’ status under the MMPA
when it is listed under the ESA.
Identifying ESA Section 7 Consultation
Requirements
Section 7(a)(2) of the ESA and joint
NMFS/U.S. Fish and Wildlife Service
regulations require Federal agencies to
consult with us on any actions they
authorize, fund, or carry out if those
actions may affect the listed species or
designated critical habitat within our
jurisdiction. Based on currently
available information, we conclude that
examples of Federal actions that may
affect GOMx Bryde’s whale include, but
are not limited to: Authorizations for
energy exploration (e.g., habitat
modification, noise from seismic
surveys), energy production (e.g., oil
drilling and production), actions such as
port deepening and expansion that
directly or indirectly introduce vessel
traffic that could result in collisions,
and military activities and fisheries
regulations that may impact the species.
Prohibitions and Protective Measures
All of the ESA section 9(a)(1) (16
U.S.C. 1538(a)(1)) prohibitions apply to
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all species listed as endangered. Under
section 9(a)(1), it is unlawful for any
person subject to the jurisdiction of the
United States to (A) import any such
species into, or export any such species
from the United States; (B) take any
such species within the United States or
the territorial sea of the United States;
(C) take any such species upon the high
seas; (D) possess, sell, deliver, carry,
transport, or ship, by any means
whatsoever, any such species taken in
violation of subparagraphs (B) and (C);
(E) deliver, receive, carry, transport, or
ship in interstate or foreign commerce,
by any means whatsoever and in the
course of a commercial activity, any
such species; (F) sell or offer for sale in
interstate or foreign commerce any such
species. Take is defined as to harass,
harm, pursue, hunt, shoot, wound, kill,
trap, capture, or collect, or to attempt to
engage in any such conduct. 16 U.S.C.
1532(3)(19). These prohibitions apply to
all persons subject to the jurisdiction of
the United States, including in the
United States or on the high seas.
Sections 10(a)(1)(A) and (B) of the
ESA (16 U.S.C. 1539(a)(1)(A) and (B))
provide us with authority to grant
exceptions to the ESA’s section 9 ‘‘take’’
prohibitions. Section 10(a)(1)(A)
scientific research and enhancement
permits may be issued to entities
(Federal and non-Federal) for scientific
purposes or to enhance the propagation
or survival of a listed species. The type
of activities potentially requiring a
section 10(a)(1)(A) research/
enhancement permit include scientific
research that targets GOMx Bryde’s
whales, including the importation of
non-U.S. samples for research
conducted in the United States. Section
10(a)(1)(B) incidental take permits are
required for non-Federal activities that
may incidentally take a listed species in
the course of an otherwise lawful
activity.
Identification of Those Activities That
Would Likely Constitute a Violation of
Section 9 of the ESA
On July 1, 1994, NMFS and the FWS
issued an Interagency Cooperative
Policy for Endangered Species Act
Section 9 Prohibitions (59 FR 34272).
The intent of this policy is to increase
public awareness of the effect of our
ESA listings on proposed and ongoing
activities within the species’ range. We
identify specific activities that will be
considered likely to result in violation
of section 9, as well as activities that
will not be considered likely to result in
violation. Activities that we believe
could result in violation of section 9
prohibitions against ‘‘take’’ of the GOMx
Bryde’s whale include: (1) Unauthorized
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harvest or lethal takes by U.S. citizens;
(2) in-water activities conducted by U.S.
citizens that produce high levels of
underwater noise, which may harass or
injure the whales; (3) vessel strikes from
ships operating in U.S. waters of the
Gulf of Mexico; (4) U.S. fisheries that
may result in entanglement of the
whales; and (5) discharging or dumping
toxic chemicals or other pollutants by
U.S. citizens into habitat used by GOMx
Bryde’s whale.
We expect, based on the best available
scientific and commercial information,
the following actions are not likely to
result in a violation of section 9: (1)
Federally funded or approved projects
for which ESA section 7 consultation
has been completed and necessary
mitigation developed, and that are
conducted in accordance with any terms
and conditions we provide in any
incidental take statement accompanying
a biological opinion; and (2) takes of
GOMx Bryde’s whales that have been
authorized by NMFS pursuant to section
10 of the ESA.
These lists are not exhaustive. They
are intended to provide some examples
of the types of activities that may not
constitute a take of the GOMx Bryde’s
whale. Whether a violation results from
a particular activity is entirely
dependent upon the facts and
circumstances of each incident. Further,
an activity not listed may in fact
constitute or result in a violation.
Critical Habitat
Critical habitat is defined in section 3
of the ESA (16 U.S.C. 1532(5)(A)) as (1)
the specific areas within the
geographical area occupied by a species,
at the time it is listed in accordance
with the ESA, on which are found those
physical or biological features (a)
essential to the conservation of the
species and (b) which may require
special management considerations or
protection; and (2) specific areas outside
the geographical area occupied by a
species at the time it is listed in
accordance with the ESA, upon a
determination that such areas are
essential for the conservation of the
species. ‘‘Conservation’’ means the use
of all methods and procedures which
are necessary to bring the species to the
point at which listing under the ESA is
no longer necessary (16 U.S.C. 1532(3)).
Designations of critical habitat must be
based on the best scientific data
available and must take into
consideration the economic, national
security, and other relevant impacts of
specifying any particular area as critical
habitat (16 U.S.C. 1533(b)(2)). Once
critical habitat is designated, section 7
of the ESA requires Federal agencies to
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ensure that any action they authorize,
fund, or carry out is not likely to destroy
or adversely modify that habitat (16
U.S.C. 1536(a)(2)). This requirement is
in addition to the section 7 requirement
that Federal agencies ensure that their
actions are not likely to jeopardize the
continued existence of listed species.
Section 4(a)(3)(A) of the ESA (16
U.S.C. 1533(a)(3)(A)) requires that, to
the maximum extent prudent and
determinable, critical habitat be
designated concurrently with the listing
of a species, unless as described in
section 4(b)(6)(C), critical habitat is not
then determinable, in which case we
may take an additional year to publish
the final critical habitat determination
(16 U.S.C. 1533(b)(6)(C)(ii)). We are
currently evaluating the areas within the
geographical area currently occupied by
the species as well as the areas outside
the geographical area occupied by the
species that may meet the definition of
critical habitat under the ESA. However,
critical habitat is not determinable at
this time. Therefore, we will propose
critical habitat in a future rulemaking if
determinable, as appropriate.
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Peer Review
In December 2004, the Office of
Management and Budget (OMB) issued
a Final Information Quality Bulletin for
Peer Review establishing minimum
standards for when peer review is
required for scientific information and
the types of peer review that should be
considered by agencies in different
circumstances, a transparent process for
public disclosure of peer review
planning, and opportunities for public
participation. The OMB Bulletin
implemented under the IQA (Pub. L.
106–554) and OMB’s general authorities
to oversee the quality of agency
information, analyses, and regulatory
actions is intended to enhance the
quality and credibility of the Federal
government’s scientific information, and
applies to influential or highly
influential scientific information
disseminated on or after June 16, 2005.
To satisfy our requirements under the
OMB Bulletin, we received peer reviews
from three independent peer reviewers
on the status review (Rosel et al. 2016).
All pertinent peer reviewer comments
were addressed prior to dissemination
of the final status review, the proposed
rule, and publication of this final rule.
We conclude that these experts’ reviews
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satisfy the requirements for ‘‘adequate
[prior] peer review’’ contained in the
Bulletin (sec. II.2.). The peer review
report is available at: https://www.cio.
noaa.gov/services_programs/prplans/
ID337.html
References
A complete list of the references used
in this final rule is available upon
request, and also available at: https://
sero.nmfs.noaa.gov/protected_
resources/brydes_whale/.
Classification
National Environmental Policy Act
(NEPA)
The 1982 amendments to the ESA, in
section 4(b)(1)(A), restrict the
information that may be considered
when assessing species for listing (16
U.S.C. 1533(b)(1)(A)). Based on this
limitation of criteria for a listing
decision and the opinion in Pacific
Legal Foundation v. Andrus, 657 F. 2d
829 (6th Cir. 1981), we have concluded
that NEPA does not apply to ESA listing
actions. (See NOAA Administrative
Order 216–6A and the Companion
Manual for NOAA Administrative Order
216–6A, regarding Policy and
Procedures for Compliance with the
National Environmental Policy Act and
Related Authorities).
Executive Order (E.O.) 12866,
Paperwork Reduction Act, and
Regulatory Flexibility Act
This rule is exempt from review
under E.O. 12866. This final rule does
not contain a collection of information
requirement for the purposes of the
Paperwork Reduction Act.
As noted in the Conference Report on
the 1982 amendments to the ESA,
economic impacts cannot be considered
when assessing the status of a species.
Therefore, the economic analyses
required by the Regulatory Flexibility
Act are not applicable to the listing
process.
E.O. 13132, Federalism
E.O. 13132 requires agencies to take
into account any federalism impacts of
regulations under development. It
includes specific directives for
consultation in situations where a
regulation has federalism implications
and will either preempt state law or
impose substantial direct compliance
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15487
costs on state and local governments
(unless required by statute). Policies
that have federalism implications refers
to regulations, legislative comments or
proposed legislation, and other policy
statements or actions that have
substantial direct effects on the States,
on the relationship between the national
government and the States, or on the
distribution of power and
responsibilities among the various
levels of government. This final rule
does not have federalism implications;
therefore the agency did not follow the
additional consultation procedures
outlined in E.O. 13132.
Executive Order 12898, Environmental
Justice
Executive Order 12898 requires that
Federal actions address environmental
justice in the decision-making process.
In particular, the environmental effects
of the actions should not have a
disproportionate effect on minority and
low-income communities. This final
rule is not expected to have a
disproportionately high effect on
minority populations or low-income
populations.
List of Subjects in 50 CFR Part 224
Endangered and threatened species.
Dated: April 3, 2019.
Samuel D. Rauch, III,
Deputy Assistant Administrator for
Regulatory Programs, National Marine
Fisheries Service.
For the reasons set out in the
preamble, 50 CFR part 224 is amended
as follows:
PART 224—ENDANGERED MARINE
AND ANADROMOUS SPECIES
1. The authority citation for part 224
continues to read as follows:
■
Authority: 16 U.S.C. 1531–1543 and 16
U.S.C. 1361 et seq.
2. In § 224.101, in the table in
paragraph (h), add an entry for ‘‘Whale,
Bryde’s (Gulf of Mexico subspecies)’’
under MARINE MAMMALS in
alphabetical order by common name to
read as follows:
■
§ 224.101 Enumeration of endangered
marine and anadromous species.
*
*
*
(h) * * *
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*
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Federal Register / Vol. 84, No. 72 / Monday, April 15, 2019 / Rules and Regulations
Species 1
Common name
*
Scientific name
*
Description of listed entity
*
*
Citation(s) for listing
determination(s)
*
Critical
habitat
*
ESA rules
*
Marine mammals
*
Whale, Bryde’s (Gulf of
Mexico subspecies).
*
*
*
Balaenoptera edeni
(unnamed subspecies).
*
*
Bryde’s whales that breed
and feed in the Gulf of
Mexico.
*
*
*
84 FR [Insert Federal
Register page where
the document begins],
April 15, 2019.
*
*
NA ...............
*
1 Species
*
NA
*
includes taxonomic species, subspecies, distinct population segments (DPSs) (for a policy statement, see 61 FR 4722, February 7,
1996), and evolutionarily significant units (ESUs) (for a policy statement, see 56 FR 58612, November 20, 1991).
[FR Doc. 2019–06917 Filed 4–12–19; 8:45 am]
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Agencies
[Federal Register Volume 84, Number 72 (Monday, April 15, 2019)]
[Rules and Regulations]
[Pages 15446-15488]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2019-06917]
[[Page 15445]]
Vol. 84
Monday,
No. 72
April 15, 2019
Part III
Department of Commerce
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National Oceanic and Atmospheric Administration
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50 CFR Part 224
Endangered and Threatened Wildlife and Plants; Endangered Status of the
Gulf of Mexico Bryde's Whale; Rule
Federal Register / Vol. 84 , No. 72 / Monday, April 15, 2019 / Rules
and Regulations
[[Page 15446]]
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DEPARTMENT OF COMMERCE
National Oceanic and Atmospheric Administration
50 CFR Part 224
[Docket No. 141216999-8702-02]
RIN 0648-XD669
Endangered and Threatened Wildlife and Plants; Endangered Status
of the Gulf of Mexico Bryde's Whale
AGENCY: National Marine Fisheries Service (NMFS), National Oceanic and
Atmospheric Administration (NOAA), Commerce.
ACTION: Final rule.
-----------------------------------------------------------------------
SUMMARY: We (NMFS) issue a final rule to list the Gulf of Mexico
Bryde's whale (Balaenoptera edeni) (hereafter GOMx Bryde's whale) as
endangered under the Endangered Species Act (ESA). We have completed a
status review of the GOMx Bryde's whale in response to a petition
submitted by the Natural Resource Defense Council. After reviewing the
best scientific and commercial data available, including the status
review and comments received on the proposed rule, we have determined
that the GOMx Bryde's whale is a subspecies of B. edeni and warrants
listing as endangered. The GOMx Bryde's whale is presently in danger of
extinction (i.e., meets the definition of endangered) throughout all of
its range due to its small population size and restricted range, and
the threats of energy exploration, development and production, oil
spills and oil spill response, vessel collision, fishing gear
entanglement, and anthropogenic noise. Critical habitat is not
determinable at this time but will be proposed in a future rulemaking.
DATES: This final rule is effective on May 15, 2019.
ADDRESSES: Public comments are available at www.regulations.gov
identified by docket number NOAA-NMFS-2014-0157. A list of references
cited in this final rule and other supporting materials are available
at: https://sero.nmfs.noaa.gov/protected_resources/brydes_whale/, or by submitting a request to the National Marine Fisheries
Service, Southeast Regional Office, Protected Resources Division, 263
13th Avenue South, St. Petersburg, Florida 33701.
FOR FURTHER INFORMATION CONTACT: Laura Engleby or Calusa Horn, NMFS,
Southeast Regional Office, (727) 824-5312, or email:
[email protected] or [email protected]; or Lisa Manning, NMFS,
Office of Protected Resources, (301) 427-8466, or email:
[email protected]. If you use a telecommunications device for the
deaf (TDD), call the Federal Information Relay Service at 800-877-8339.
SUPPLEMENTARY INFORMATION:
Background
On September 18, 2014, we received a petition from the Natural
Resources Defense Council to list the Gulf of Mexico population of
Bryde's whale (Balaenoptera edeni) as an endangered species. The
petition stated that the GOMx Bryde's whale is endangered based on at
least three of the five section 4(a)(1) factors: Present or threatened
destruction, modification, or curtailment of habitat or range;
inadequacy of existing regulatory mechanisms; and other natural or
manmade factors affecting its continued existence. The petitioner also
requested that critical habitat be designated concurrent with listing
under the ESA.
On April 6, 2015, we published a 90-day finding in the Federal
Register that the petition presented substantial scientific and
commercial information indicating that the petitioned action may be
warranted (80 FR 18343). At that time, we announced the initiation of a
formal status review and requested scientific and commercial
information from the public, government agencies, scientific community,
industry, and any other interested parties on the delineation of,
threats to, and the status of the GOMx Bryde's whale. We received eight
public comments in response to the 90-day finding, with the majority of
comments in support of the petition. The public provided scientific
literature, including a recently developed density model and abundance
estimate, which was considered in the status review.
To help determine whether the Bryde's whale population in the Gulf
of Mexico warrants listing under the ESA, we formed a Status Review
Team (SRT) of seven biologists, including six biologists from NOAA
Fisheries Science Centers (Southeast, Southwest, and Northeast) and
Southeast Regional Office, and one from the Bureau of Safety and
Environmental Enforcement--Gulf of Mexico Region, to compile and review
the best available scientific and commercial information on Bryde's
whales in the Gulf of Mexico and assess their extinction risk. The
status review prepared by the SRT summarizes GOMx Bryde's whale
taxonomy, distribution, abundance, and life history; identifies threats
affecting the status of the species; and describes existing regulatory
mechanisms and conservation efforts that affect the species (Rosel et
al. 2016). The status review incorporates information received in
response to our request for information (80 FR 18343; April 6, 2015),
and was peer reviewed by three independent scientists with expertise in
marine mammal biology, ecology, acoustics, genetics, management and
policy, or related fields. Peer reviewer comments were addressed and
incorporated, as appropriate, prior to dissemination of the final
status review (Rosel et al. 2016).
On December 8, 2016, we published a proposed rule to list the GOMx
Bryde's whale as endangered (81 FR 88639). We solicited comments on our
proposed rule from the public for 75 days (81 FR 88639, December 8,
2016; 81 FR 92760, December 20, 2016; 82 FR 9707, February 8, 2017) and
held a public hearing on January 19, 2017, at which we also accepted
public comments. We are basing our listing determination on information
in the status review, information received from the public, and
additional materials cited in this final rule, which comprise the best
available scientific and commercial information.
Listing Determinations Under the ESA
We are responsible for determining whether the GOMx Bryde's whale
is threatened or endangered under the ESA (16 U.S.C. 1531 et seq.).
Section 4(b)(1)(A) of the ESA requires us to make listing
determinations based solely on the best scientific and commercial data
available after conducting a review of the status of the species and
after taking into account efforts being made by any state or foreign
nation to protect the species. To be considered for listing under the
ESA, a group of organisms must constitute a ``species,'' which is
defined in section 3 of the ESA to include taxonomic species and any
subspecies of fish, or wildlife, or plants, and any distinct population
segment (DPS) of any species of vertebrate fish or wildlife which
interbreeds when mature (section 3(16)). Under our joint regulations
with the United States Fish and Wildlife Service (collectively, the
Services), we must rely not only on standard taxonomic distinctions,
but also on the biological expertise of the agency and the scientific
community, to determine if the relevant taxonomic group is a
``species'' for purposes of the ESA (see 50 CFR 424.11(a)). Under
section 4(a)(1) of the ESA, we must determine whether any species is
endangered or threatened due to any of the following five section
4(a)(1) factors: (A) The present or threatened destruction,
modification, or curtailment of its habitat or range; (B)
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overutilization for commercial, recreational, scientific, or
educational purposes; (C) disease or predation; (D) the inadequacy of
existing regulatory mechanisms; or (E) other natural or manmade factors
affecting its continued existence (sections 4(a)(1)(A) through (E)).
Section 3 of the ESA defines an endangered species as ``any species
which is in danger of extinction throughout all or a significant
portion of its range'' and a threatened species as one ``which is
likely to become an endangered species within the foreseeable future
throughout all or a significant portion of its range.'' (sections 3(6)
and 3(20)). Thus, we interpret an ``endangered species'' to be one that
is presently in danger of extinction. A ``threatened species,'' on the
other hand, is not currently at risk of extinction but is likely to
become so in the foreseeable future. In other words, the primary
statutory difference between a threatened and endangered species is the
timing of when a species may be in danger of extinction, either
presently (endangered) or in the foreseeable future (threatened).
In determining whether the Gulf of Mexico population of Bryde's
whale meets the definition of an endangered or threatened species under
the ESA, we first determined that, based on the best scientific data
available, the GOMx Bryde's whale is a subspecies of the globally
distributed Bryde's whale, and thus eligible for listing under the ESA.
We then considered the information on the specific life history and
ecology of the species, the nature of threats, the species' response to
those threats, and population numbers based on information included in
the status review and any additional materials cited in this final
rule, as well as the results of the Extinction Risk Assessment (ERA) in
the status review. In determining whether the GOMx Bryde's whale is
endangered or threatened, the mere identification of factors that could
impact a species negatively is not sufficient to compel a finding that
ESA listing is appropriate. In considering those factors that might
constitute threats, we looked beyond the species' mere exposure to the
factor to determine whether the species responds, either to a single
threat or multiple threats, in a way that causes actual impacts at the
species level. Once we evaluated the threats, we assessed the efforts
being made to protect the species to determine if these conservation
efforts are adequate to mitigate the existing threats and alter
extinction risk. We also considered the public comments received in
response to the proposed rule. In making this finding, we have relied
on the best available scientific and commercial information.
Public Comments and Our Responses
We requested comments on the proposed rule to list the GOMx Bryde's
whale as endangered for an extended 60-day period (81 FR 88639,
December 8, 2016; see also 81 FR 92760, December 20, 2016, which
corrected the deadline for comment submissions published in the
proposed rule). In response to a request to extend the public comment
period, we re-opened the public comment period for an additional 15
days (82 FR 9707; February 8, 2017), for a total comment period of 75
days. One public hearing was also held on January 19, 2017, at NOAA
Fisheries Southeast Regional Office, in St. Petersburg, Florida.
To facilitate public participation, the proposed rule was made
available on our regional web page and comments were accepted via
standard mail and through the Federal eRulemaking portal. In addition
to the proposed rule, the correction notice, the notice of the re-
opening of the comment period, and the status review were also made
publically available.
Four people attended the public hearing, three of whom offered oral
comments that were similar to their written comments. We received 956
public comments on the proposed rule and supporting documents. We
received four sets of comments from groups that were opposed to listing
the GOMx Bryde's whale as endangered under the ESA. All other comments
supported listing the GOMx Bryde's whale as endangered under the ESA.
One commenter attached a form letter that was signed by 11,690 members,
as well as an additional 661 letters that were slightly modified
versions of the same form letter. Another commenter submitted a letter
including signatures from 102,702 members; 2,760 individuals included a
unique supportive statement with their signature.
We reviewed all comments received for information relevant to the
proposed listing rule. We did not propose to designate critical habitat
for the GOMx Bryde's whale in the proposed listing rule, but we
requested information on the physical or biological features and areas
that may support the life-history needs of the species and that may be
designated as critical habitat. The few comments received concerning
critical habitat are not germane to this action and will not be
addressed in this final rule. However, such comments will be considered
and addressed during subsequent rulemaking on critical habitat for the
GOMx Bryde's whale. All relevant public comments are addressed in the
following summary below. We have categorized comments under major
issues and, where appropriate, have combined similar comments from
multiple groups or members of the public and addressed them together.
Comments on NMFS' Use of Best Available Science
Comment 1: Joint industry commenters stated that NMFS did not
consider information they submitted in response to the request for
public comment on the 90-day finding on the petition to list the GOMx
Bryde's whale. They stated that the text of the status review suggests
the SRT did not review their comments on the 90-day finding, and
expressed concern that NMFS did not provide a response to their
comment. Thus, the commenters stated that the 12-month finding is not
based on the best scientific information available.
Response: As described in the 90-day finding (80 FR 18343; April 6,
2015), and as set forth in the ESA, because we made a positive finding
on the petition to list the species, we were required to conduct a
review of the status of the species. To that end, we requested
information from the public on the GOMx Bryde's whale to inform our
review of the status of the species and our determination on whether
the petitioned action is warranted. All information received on the 90-
day finding, including information the commenters submitted, was
considered and relevant information was incorporated into the status
review and the proposed rule. We accepted comments on the proposed rule
and are responding to those comments at this time.
Comment 2: Several commenters expressed support for the proposed
listing determination and agreed that the findings in the proposed rule
and status review are consistent with the best available science. One
commenter stated that NMFS complied with the ESA requirement to base
our listing decision solely on the basis of the best scientific and
commercial data available.
Response: We appreciate the commenters' support. Section 4(b)(1)(A)
of the ESA requires that listing decisions be made using the best
scientific and commercial data available, after conducting a review of
the status of the species and considering certain conservation efforts.
We relied on the best available scientific and
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commercial information contained within the status review and any
additional materials cited in this final rule in forming our
determination to list the GOMx Bryde's whale as endangered.
Comments on the Extinction Risk Assessment in the Status Review
Comment 3: Joint industry group commenters stated that the SRT's
extinction risk assessment was too narrow and biased in favor of
finding the species was at a high risk of extinction, and therefore not
based on the best scientific information available. The ``severity''
and ``certainty'' ranking systems only allowed the SRT to rank the
severity of a threat as low, medium, or high, and only allowed them to
find that the amount of the data supporting the conclusions (the
certainty) was small, medium, or large. This system did not allow the
SRT to determine that a factor does not threaten the species or that
certain factors or conditions might benefit the species' abundance.
With respect to the certainty ranking, the SRT members could not find
that a threat had no scientific support or that a small, medium, or
large amount of data disproved the threat. This system also did not
allow the SRT to evaluate population stability or persistence. Further,
the SRT did not assess the severity and certainty of the Inadequacy of
Existing Regulatory Mechanisms. Lastly, the SRT did not analyze whether
threats were occurring now or in the future.
Response: We disagree that the SRT's extinction risk assessment was
biased in favor of listing. The SRT could have found that a factor did
not threaten the species. To inform the extinction risk assessment, the
SRT gathered information on threats to the species. Threats are those
specific human or natural events or actions that have the potential to
impact the species presently or in the future. Thus, if events or
actions (hereafter referred to as activities) did not have the
potential to impact the species now or in the future, they were not
identified as threats and were not considered in the extinction risk
analysis. Furthermore, even when an activity was identified as a
threat, that did not mean the SRT concluded it was threatening the
species, i.e., contributing to the population decline, in its
extinction risk assessment. The SRT could conclude an activity was a
threat with only low severity and/or a low certainty, and that those
threats are unlikely to contribute to population decline. In fact, the
SRT found that several activities categorized under section 4(a)(1)
factor B were not likely contributing to GOMx Bryde's whale's
population decline and, therefore, were not a significant contributing
factor in the species' extinction risk. Further, the SRT did evaluate
population stability and persistence by means of their demographic risk
analysis because a species' continued persistence is directly linked to
demographic processes. In particular, demographic risks associated with
abundance, population growth rate, spatial structure, and genetic
diversity are particularly useful for evaluating extinction risk
(McElhany et al., 2000). The SRT evaluated each of these demographic
risks.
Further, the SRT did consider actions that may benefit the species,
as the SRT reviewed the best scientific and commercial information to
determine whether any current or future actions may benefit the GOMx
Bryde's whale. The SRT identified two conservation efforts that have
the potential to benefit the GOMx Bryde's whale, the Deepwater Horizon
Oil Spill Final Programmatic Damage Assessment and Restoration Plan
(DWH PDARP) and the Gulf of Mexico Marine Assessment Program for
Protected Species (GoMMAPPS) (see Conservation Efforts section, Rosel
et al., 2016). In the proposed rule, we also evaluated these
conservation efforts and determined that the conservation benefits that
would be expected from these efforts would not be expected to reduce
the extinction risk of the GOMx Bryde's whale. Beyond what we
considered in the proposed rule and status review, the commenter did
not provide any new information on the conditions that they believed
might benefit the species' abundance. Further, as explained in the
proposed rule, we summarized existing regulatory mechanisms relevant to
threats to the GOMx Bryde's whale generally, and assessed their
adequacy for controlling the primary threats identified. While the SRT
did not rank the severity and certainty for Inadequacy of Existing
Regulatory Mechanisms in its extinction risk assessment, we do not
believe that this undermines the SRT's analysis or our reliance on the
information in the status review for our listing determination. The SRT
assessed the impacts on the species resulting from the underlying
unregulated or inadequately regulated threats.
Additionally, the SRT did evaluate whether the threats were
occurring now or in the future. In its extinction risk assessment, the
SRT stated that current threats are those that are occurring now and
that future threats are those that are likely to result in a mounting
risk to the species in the next 55 years. The SRT noted that these
future threats may or may not be occurring now as well.
Lastly, convening the SRT to compile the best available information
about the species' status is an optional process that helps inform, and
does not supersede, the agency's listing determination. The SRT does
not make listing decisions in its status review. We take into
consideration the information provided by the SRT in the status review,
but also independently evaluate that information in light of all the
factors that govern listing. We thus evaluated the information in the
status review and other information that became available to us and,
after considering ongoing conservation efforts, we developed our
listing determination. The commenters have provided no information on
which to base a change to our listing determination.
Comment 4: Joint industry group commenters stated that small
population size alone is not an indicator of extinction risk. This is
particularly true when a species does not occupy a high trophic level
and is not constrained to a small geographic range. In addition, the
SRT never compared the population estimate of 100 to 250 mature
individuals to Franklin's (1980) rule of thumb to evaluate the risk of
inbreeding depression. Conversely, several other commenters believed
that the need for protection under the ESA is immediate, due to the
GOMx Bryde's whale small population size, restricted range, and
exposure to several significant threats.
Response: The status review included a detailed discussion of how
small population effects increase extinction risk. The SRT determined,
and we agree, that the small size of the GOMx Bryde's whale's
population makes it vulnerable to Allee effects, genetic and
demographic stochasticity, and stochastic and catastrophic events
(e.g., oil spills). The k-selected life history strategy and thus
slower population growth rate also reduces the ability of the GOMx
Bryde's whale population to recover from low abundance and its ability
to withstand additional sources of mortality. Thus, this small
population currently faces a host of risks intrinsic to its low
abundance that places the GOMx Bryde's whale at greater risk of
extinction than if its population were larger. Further, while small
population size alone in this instance indicates a high extinction
risk, the SRT also relied on other factors in evaluating the GOMx
Bryde's whale's extinction risk. In the proposed rule, we summarized
the SRT's extinction risk assessment, and explained our determination
that the GOMx Bryde's whale is presently in
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endanger of extinction (i.e., meets the definition of endangered)
throughout all of its range due to multiple threats including energy
exploration, development, and production, oil spills and oil spill
response, vessel collision, fishing gear entanglement, and
anthropogenic noise. We also noted that due to this species' small
population size and restricted range, it is particularly susceptible to
those threats, and explained the risks inherent to a small population
size. Thus, we agree with the commenters who stated that the need for
protection under the ESA is immediate.
The SRT considered Franklin's (1980) rule of thumb in evaluating
the species' extinction risk. Franklin (1980) proposed the ``50/500''
rule that populations with an effective population size under 50 are
near extinction and that populations with an effective size of fewer
than 500 are at long-term risk of extinction. As explained in the
status review, Franklin also suggested that populations with fewer than
250 mature individuals are at a level where genetic diversity will
erode due to genetic drift, leaving the species less fit through time
and at long-term risk of extinction (Franklin 1980). The SRT determined
that a dangerously small population for GOMx Bryde's whales would be
defined as a population either having equal to or fewer than 250 mature
individuals or a population found in a spatial configuration vulnerable
to a single catastrophic event that could drive the taxon to near
extinction (i.e., <= 50 mature individuals) in a very short time (for
more discussion see Rosel et al. 2016). All recent studies have
provided estimates that indicate the total abundance of the GOMx
Bryde's whale is fewer than 100 individuals, with 50 or fewer being
mature. These low numbers support our listing determination for the
Bryde's whale.
Comments on Identification of the GOMx Bryde's Whale as a Subspecies
Comment 5: Joint industry commenters stated that NMFS improperly
``created'' a subspecies for the purpose of this listing and that NMFS
does not have the authority under the ESA to create a subspecies for
listing before independent scientific organizations have officially
recognized the classification. The commenters suggest that the
Services' joint regulations implementing the ESA at 50 CFR 424.11(a),
which provide standards for the Services to apply when recognizing
taxonomic groups eligible for listing under the ESA, are outside the
Services' authority under the ESA. The commenters stated that NMFS'
ability to create taxonomic units for purpose of listing under the ESA
is largely limited to the creation of DPSs, and in addition to reliance
on the best available scientific information, the factors used to
recognize a DPS are the minimal criteria that should guide NMFS'
recognition of taxonomic classifications, to the extent the agency has
the authority to make such a recognition.
Response: The ESA defines ``species'' as including any subspecies
of fish or wildlife or plants, and any distinct population segment of
any species of vertebrate fish or wildlife which interbreeds when
mature. Section 3(16); see also 50 CFR 424.02 (defining species). Under
the Services' joint regulations implementing the ESA, in determining
whether a particular taxon or population is a species for the purposes
of the Act, the Secretary shall rely on standard taxonomic distinctions
and the biological expertise of the Department and the scientific
community concerning the relevant taxonomic group. 50 CFR 424.11(a).
The Services issued this regulation based on their authority under the
ESA. The regulation does not impermissibly expand the Services'
authority to list species, but rather explains how the Services will
exercise their discretion to determine whether an entity qualifies as a
``species'' as defined in the ESA and is thus eligible for listing.
See, e.g., Am. Wildlands v. Kempthorne, 478 F. Supp. 2d 92 (D.D.C.
2007).
Under the regulations, we can rely on ``standard taxonomic
distinctions'' as well as our biological expertise and that of the
scientific community in determining whether a taxon is a species
eligible for listing under the ESA. Thus, neither the statute nor the
Services' regulations require formal recognition by independent
scientific organizations before we can classify a group of individuals
as a subspecies eligible for listing. Instead, such ``standard
taxonomic distinctions'' are just one basis for our classification, and
should be relied upon only when they represent the best available
scientific information. Likewise, we need not await scientific
``consensus'' before we can recognize a population as a species
eligible for listing. Alabama-Tombigbee Rivers Coalition v. Kempthorne,
477 F.3d 1250, 1260 (11th Cir. 2007) (``Given the nature of taxonomy,
it would be surprising if there were not some disagreement about the
proper classification of the Alabama sturgeon, but disagreement in the
field does not preclude agency decision making.''); cf. Nw. Ecosystem
Alliance v. U.S. Fish & Wildlife Serv., 475 F.3d 1136, 1147 (9th Cir.
2007); Defenders of Wildlife v. Babbitt, 958 F. Supp. 670, 679 (D.D.C.
1997).
For the same reasons, we also disagree with commenters that
identifying a DPS pursuant to the DPS Policy is the only means by which
we can recognize a taxonomic unit eligible for listing, or that the
policy provides the required minimum criteria for determining whether a
group of individuals are a ``species'' eligible for listing under the
ESA. Moreover, after determining that the GOMx Bryde's whale should be
considered a species under the ESA based on the best available
scientific and commercial information, the SRT did consider the
relevant factors under the DPS Policy (Policy Regarding the Recognition
of Distinct Vertebrate Population Segments Under the ESA, 61 FR 4722,
February 7, 1996). Under that policy, to identify a DPS, NMFS evaluates
the discreteness of the population segment in relation to the remainder
of the species to which it belongs and the significance of the
population segment to the species to which it belongs (61 FR 4722,
4725, February 7, 1996). The SRT explained that although the GOMx
Bryde's whales would meet the discreteness and significance criteria
for a DPS, the best available scientific and commercial information
indicates the GOMx Bryde's whale is a taxonomically distinct
subspecies. Because we determined the GOMx Bryde's whale is a
taxonomically distinct subspecies, we did not further consider whether
the GOMx Bryde's whale population is a DPS.
Comment 6: Joint industry commenters stated that the proposed rule
is invalid because there is no scientific consensus that the GOMx
Bryde's whale is a subspecies. NMFS has not presented evidence that any
scientific organization has adopted or is considering adopting the
classification. The commenters noted that the Society of Marine
Mammalogy Committee on Taxonomy (SMM Committee) does not include GOMx
Bryde's whale on its list of species and subspecies, which confirms
they do not view the GOMx Bryde's whale as a subspecies. The commenters
also noted that the International Whaling Commission (IWC) and the
International Union for Conservation of Nature do not recognize the
GOMx Bryde's whale as a subspecies. NMFS has previously appropriately
recognized and relied on a subspecies classification before it was
adopted by the larger scientific community in other listing rules, but
in those cases, NMFS' view of the taxonomy mirrored scientific
consensus.
[[Page 15450]]
Therefore, the commenters concluded, the best available scientific
information is that the GOMx Bryde's whale is not a subspecies. The
State of Louisiana commented that they could not support the proposed
rule because the subspecies determination is based in a single
publication (referring to Rosel and Wilcox (2014)).
Response: We find that the best scientific and commercial
information available demonstrates that the GOMx Bryde's whale is a
taxonomically distinct subspecies from other Bryde's whales worldwide
and that we need not await further confirmation from other scientific
organizations before recognizing the population as a subspecies and
listing it as an endangered species under the ESA. As we explained in
the proposed rule, at the request of the SRT, the SMM Committee
provided their scientific opinion that it is highly likely that the
Bryde's whales in the Gulf of Mexico are at least an undescribed
subspecies of what is currently recognized as B. edeni. In May 2016,
the SMM Committee updated its list of marine mammal species and
subspecies and stated that a new subspecies-level taxonomic action for
Bryde's whale based on Rosel and Wilcox (2014) may be proposed and
addressed in a future update to the Society of Marine Mammalogy list of
marine mammal species and subspecies. The most recent update from July
2017 continues to note that the action is forthcoming (Society for
Marine Mammalogy, Committee on Taxonomy, List of Marine Mammal Species
and Subspecies, 2017, https://www.marinemammalscience.org/species-information/list-marine-mammal-species-subspecies/). In the report from
their recent meeting in May 2017, the IWC Scientific Committee agreed
that GOMx Bryde's whale ranked as at least a separate subspecies, and
possibly a species, and stated their concern about its continued
survival. Further, the IWC recommended that ``U.S. authorities use all
available legal and regulatory tools to provide the maximum protection
for this population'' (IWC, Report of the Scientific Committee, 2017,
available at https://iwc.int/scientific-committee-report-published).
Although we do not need to await scientific consensus to validate our
view of the best available scientific information, nor does the ESA
require us to delay a listing determination for such consensus (see
also response to Comment 5), we find that there is substantial support
within the scientific community that the GOMx Bryde's whale is at least
a subspecies. Furthermore, as the commenters noted, NMFS has previously
recognized subspecies classifications before their formal adoption by
the larger scientific community--for example in identifying the
appropriate reference taxon for completing a DPS analysis for Southern
Resident killer whales (70 FR 69903, Nov. 18, 2005) and humpback whales
(81 FR 62260, Sept. 8, 2016). In these cases, we listed DPSs of
unrecognized subspecies of Resident killer whales in the North Pacific
and several unrecognized subspecies of humpback whales.
Finally, we did not base our determination that the GOMx Bryde's
whale is a subspecies solely on Rosel and Wilcox (2014); we also
considered the opinion of scientific experts, including the SMM
Committee, as discussed above. In addition, we disagree that the mtDNA
evidence in Rosel and Wilcox (2014) is insufficient to use in
establishing that the GOMx Bryde's whale is a subspecies. Rosel and
Wilcox (2014) found that GOMx Bryde's whales exhibited very low levels
of genetic diversity and are evolutionarily distinct from all other
members of the Bryde's whale complex based on mtDNA and phylogenetic
(evolutionary) analyses. As we explained in the proposed rule, Rosel
and Wilcox (2014) concluded that this suggests a unique evolutionary
trajectory for the Gulf of Mexico population of Bryde's whale, worthy
of its own taxonomic standing, and we agree. We conclude the best
scientific and commercial information available demonstrates that the
Bryde's whale in the Gulf of Mexico is a subspecies.
Comment 7: Joint industry commenters stated that the SRT's request
to the SMM Committee was too narrow to generate a response that could
validate the SRT's conclusion that the GOMx Bryde's whale was a new
subspecies. In particular, the commenters asserted that the SRT should
have requested that the SMM Committee consider the taxonomic status of
Bryde's whales in the Gulf of Mexico and officially recognize the GOMx
Bryde's whale as a separate subspecies. In addition, the commenters
stated that the SRT provided irrelevant background information and
omitted additional relevant information such as the population estimate
in Roberts et al., (2016), or evidence of Bryde's whales in the
Atlantic. Finally, given the overlap between members of the SRT and the
SMM Committee, any opinion from the SMM Committee could not validate
the SRT's conclusion or be used to demonstrate that the conclusion was
shared among multiple, independent sources.
Response: We disagree and find that the question was appropriately
posed to the SMM Committee. The SRT asked the SMM Committee whether the
Bryde's whales in the Gulf of Mexico are ``likely to belong to at least
an undescribed subspecies of what is currently recognized as
Balaenoptera edeni.'' The SRT also asked the SMM Committee to rate the
likelihood of subspecies status as high or low based on their expert
opinion (see Appendix 1, Rosel et al., (2016), containing the document
sent to the SMM Committee). The SRT sought an additional expert opinion
on the taxonomic status of the GOMx Bryde's whale to inform their
conclusions, which were not yet finalized. Thus, the SRT posed the
general question seeking the SMM Committee's view of the taxonomic
status and the certainty in their conclusion. The SMM Committee could
decide to update their list after reviewing the request, and have
indicated that they intend to do so, based on the findings in Rosel and
Wilcox (2014).
The request to the SMM Committee included relevant information and
omitted no key information necessary to assess the taxonomic status of
the GOMx Bryde's whale. The request contained the relevant background
on the ESA listing petition that initiated the species status review, a
summary of information on the species, including population estimates,
and presented the genetic evidence, with a list of references,
including Rosel and Wilcox (2014), required to assess the taxonomic
status of those Bryde's whales in the Gulf of Mexico relative to
Bryde's whales worldwide. The document sent to the SMM Committee noted
the strandings in the Atlantic when discussing Rosel and Wilcox (2014).
Thus, the SMM Committee was provided evidence of Bryde's whales in the
Atlantic.
Species, subspecies, and DPSs can be delineated based on
morphological traits, behavior, and genetics; such lines of evidence
are not mutually exclusive. We do not agree that it was necessary for
the SRT to provide the SMM the Roberts et al. (2016) abundance
estimates for Bryde's whales from their U.S. East Coast or Gulf of
Mexico models. First, subspecies delineation is not contingent upon
abundance estimates or population size. Secondly, NMFS has records of
six stranded Bryde's whales along the U.S. East Coast from 1923 to
present, but considers these extralimital occurrences. Comparisons of
mtDNA from available U.S. East Coast strandings (n=2)
[[Page 15451]]
matched that of Bryde's whales found in the Gulf of Mexico. Last, no
Bryde's whales have been definitively recorded in the U.S. Atlantic
during aerial and shipboard surveys conducted between 1994 and 2016,
nor have any Bryde's whales been definitively detected by acoustic
surveys conducted along the U.S. Atlantic Coast. While Roberts et al.
(2016) treated unidentified sightings of baleen whales in the U.S.
Atlantic as possibly Bryde's whales or sei whales, there is no
definitive evidence that those sightings might be Bryde's whales, much
less that they form a Atlantic population. For these reasons, we
conclude that the Robert's et al. (2016) abundance estimates were not
relevant to the question of whether Bryde's whales in the Gulf of
Mexico are likely to belong to an undescribed subspecies.
Finally, as explained in the proposed rule, nine SMM Committee
members, none of whom were on the SRT, provided their independent
opinion. Thus, we find that the SRT's conclusions and the basis for our
listing determination are shared among different experts in the field.
Comment 8: Joint industry commenters stated that NMFS improperly
relied on Rosel and Wilcox (2014) to determine that the GOMx Bryde's
whale is a genetically distinct subspecies, given commenters' concerns
with the potential for misidentification of whales and samples within
the Bryde's whale complex. According to the commenters, Rosel and
Wilcox (2014) based their conclusion on a comparison of samples from 23
individuals assumed to be GOMx Bryde's whales, including 21 individual
Bryde's whales sampled in the Gulf of Mexico and two individuals
stranded in the North Atlantic, to samples from four whales encountered
off the coast of Japan. According to the commenters, the authors
analyzed three new DNA samples obtained from individuals stranded in
the Gulf of Mexico and two new samples from individuals stranded in the
Northwest Atlantic, but the source for the remaining samples of whales
from the Gulf of Mexico population was not identified. The commenters
stated that the samples may have been taken from GenBank, which they
stated increases the likelihood of misidentification due to the
contradictory nomenclature used to identify species samples suspected
to be in the Bryde's whale complex. In addition, the commenters state
that the reference whales sampled from the waters surrounding Japan
were assigned their classifications based on the disputed morphological
analysis proposed in Wada et al. (2003), and this is not an appropriate
reference set. Commenters also stated that Rosel and Wilcox (2014)
indicate that B. e. brydei is more closely related to sei whales than
to B. e. edeni.
Response: We disagree with the commenters' characterization of the
samples used in Rosel and Wilcox (2014) and statement that we
improperly relied on this study in determining that the GOMx Bryde's
whale is a subspecies. In making our determination, we are relying on
the best available scientific information, including Rosel and Wilcox
(2014) and the SMM Committee's expert opinion on the taxonomic status,
and the commenters have not identified any additional or superior
scientific information. As stated in Rosel and Wilcox (2014), the
authors originally extracted and sequenced DNA from 23 Bryde's whales
encountered and sampled in the Gulf of Mexico (including three stranded
whales) and two whales that stranded in the western North Atlantic.
Regarding the whales encountered and sampled in the Gulf of Mexico,
they identified two sets of duplicates, indicating that two whales had
been sampled twice. After excluding these duplicates, the authors
analyzed 23 samples representing 23 individuals from the Gulf of Mexico
population--i.e., the 21 unique individuals sampled in the Gulf of
Mexico and the two individuals stranded in the western North Atlantic
--to determine genetic similarity among those whales and to compare DNA
sequence data collected from individuals encountered worldwide. In
particular, they compared the 23 samples of the Gulf of Mexico
population to data from 472 individuals representing Bryde's whale
complex samples worldwide, not just four from the coast of Japan (see
Rosel and Wilcox, 2014, supplement at: www.int-res.com/articles/suppl/n025p019_supp.pdf). The worldwide scope of samples used in the analyses
is illustrated in Figure 4 of Rosel and Wilcox (2014). The authors
determined that mtDNA diversity was very low among the Gulf of Mexico
whales and that the Gulf of Mexico whales were phylogenetically
distinct from all other Bryde's whales that have been examined, and we
agree with this analysis.
With respect to the origin of the samples from the whales
encountered in the Gulf of Mexico (not the individuals that stranded in
the Gulf of Mexico and North Atlantic), as stated in the Results
section of Rosel and Wilcox (2014), the samples were obtained by
scientists during field surveys and the genetic data from those samples
was later submitted to GenBank. The worldwide samples were obtained
from GenBank, however, we do not agree with the commenters that the
samples were misidentified in Rosel and Wilcox (2014). Samples from
species within the Bryde's whale complex in GenBank may be labeled
based on evolving taxonomy. For example, in 2003, Wada et al. (2003)
identified another species in the Bryde's complex, B. omurai.
Therefore, prior to 2003, samples could not be submitted to GenBank
under that name. Furthermore, GenBank currently only recognizes the two
species within the complex, B. edeni and B. omurai, and does not have
an option to submit samples under the subspecies of B. edeni, B. edeni
edeni or B. edeni brydei, even though the scientific community
recognizes that these are two taxonomically distinct subspecies of B.
edeni.
Rosel and Wilcox (2014) noted the evolving taxonomy. To assign
names to the different groupings identified in their phylogenetic
analysis (i.e., to assign a taxonomic classification to each clade or
grouping of the phylogenetic tree), Rosel and Wilcox (2014) used the
DNA sequences from Sasaki et al. (2006); they did not rely on how the
samples were labeled in GenBank or otherwise identified. Sasaki et al.
(2006) sequenced 4 samples from whales encountered off Japan, meaning
they identified a genetic sequence applicable to each. These whales
were morphologically identified as B. edeni edeni, B. edeni brydei, and
B. omurai following Wada et al. (2003). The phylogenetic analysis in
Rosel and Wilcox (2014) consistently showed that GOMx Bryde's whales
grouped together as a separate clade (or group) on the phylogenetic
tree, regardless of how those clades would be taxonomically identified
or named. This illustrates their phylogenetic distinctiveness. Rosel
and Wilcox (2014) also performed a character attributes analysis on the
samples, and this analysis illustrated that there are multiple
diagnostic differences in mtDNA control region sequences among members
of the Bryde's whale complex (i.e., B. omurai, B. edeni edeni, and B.
edeni brydei), making correct identification of sequences
straightforward. Therefore, we find that the information from the
GenBank samples as applied by Rosel and Wilcox (2014) is reliable.
We also disagree that the analysis in Rosel and Wilcox (2014) is
flawed because of its reliance on Wada et al. (2003) and Sasaki et al.,
(2006). As noted in Rosel and Wilcox (2014), taxonomic uncertainties
exist as to whether the B. e. edeni and B. e. brydei,
[[Page 15452]]
the two recognized subspecies of B.edeni, should be recognized as full
species, not subspecies, as suggested in Wada et al. (2003). The
ongoing discussion within the taxonomic community as to the number of
species and subspecies within the Bryde's whale complex is not directly
relevant to our listing determination for the GOMx Bryde's whale. Until
that issue is resolved, the accepted taxonomy is that there are two
species in the complex, B. edeni and B. omurai, and two subspecies of
B. edeni, B.e. edeni and B.e. brydei. The best available scientific
information establishes that the GOMx Bryde's whale is a genetically
isolated unit and is distinct from other whales within the Bryde's
whale complex (B.e. edeni, B.e. brydei, and B. omurai). Thus, based on
the current recognized taxonomic standing, we determined it is
appropriate to list the GOMx Bryde's whales as a subspecies of B.
edeni. Rosel and Wilcox (2014) did not indicate that B. edeni brydei is
more closely related to sei whales than to B. e. edeni. This study
found significant differences between GOMx Bryde's whale haplotypes and
those from sei whales and the two recognized Bryde's whale subspecies
(B. edeni edeni and B. edeni brydei).
Comment 9: Industry commenters stated that the disputed taxonomic
status of the Bryde's whale complex casts doubt on the decision to
recognize the GOMx Bryde's whale as a genetically distinct subspecies.
In support, the commenters stated that Wada et al. (2003) concluded
that B. e. brydei, B. e. edeni, and B. omurai are three species based
on morphology; that Sazaki (2006) used genetic data to confirm those
results, but suggested that B. e. edeni and B. e. brydei may be in the
same genetic complex as the sei whale (Balaenoptera borealis); and that
Kato and Perrin (2009) evaluated Wada et al. (2003) and Sazaki (2006)
and questioned the suggestion that B. e. edeni and B. e. brydei should
be considered full species. The commenters stated that Kato and Perrin
(2009) noted that these studies are based on discrete regions and that
global studies have to be undertaken. The commenters stated that the
Rosel and Wilcox (2014) study does not settle this taxonomic question.
Response: As explained in the status review, the scientific
community has been considering whether the two recognized subspecies of
Bryde's whales, Eden's whales (B. e. edeni) and Bryde's whales (B. e.
brydei), should be categorized as two different species. In a
morphological comparison of Omura's whale (B. omurai) with other
members of the Bryde's whale complex, Wada et al. (2003) suggested that
B. omurai and the recognized subspecies (i.e., B. e. edeni and B. e.
brydei) should be considered three distinct species: B. omurai, B.
edeni, and B. brydei. The morphological work of Wada et al. (2003) is
not disputed. That work resulted in the naming of a new species,
Omura's whale, B. omurai, that has been well accepted by the cetacean
research community, including the IWC. Omura's whale, B. omurai, is on
the official list of marine mammal species curated by the SMM. Sasaki's
et al. (2006) genetic analysis supported the morphological findings in
Wada et al. (2003), which indicated that Omura's whale (B. omurai) is a
distinct species, and together these analyses suggest that the species
has long been on a separate evolutionary pathway. The SMM Committee
currently recognizes Omura's whale species, B. omurai, and a single
Bryde's whale species, B. edeni, and is awaiting further analysis of
the two Bryde's whale subspecies (i.e., B. e. edeni and B. e. brydei)
to determine whether these two recognized subspecies are actually two
separate species. We reviewed Kato and Perrin (2009), and we conclude
that it continues the discussions related to how many species, not
subspecies, are recognized within the complex. However, we do not
believe Kato and Perrin (2009) call into question our determination
that the GOMx Bryde's whale is a subspecies of Bryde's whales (B.
edeni). As explained in response to Comment 8, Rosel and Wilcox (2014)
relied on the accepted taxonomy--that there are two species in the
complex, B. edeni and B. omurai, and two subspecies of B. edeni, B.e.
edeni and B.e. brydei--and found that the GOMx Bryde's whale is
genetically isolated and is distinct from other whales within the
Bryde's whale complex such that it should be classified as a subspecies
of B. edeni.
Comment 10: Joint industry commenters stated that the best
scientific information, including Rosel and Wilcox (2014), shows that
GOMx Bryde's whales are genetically indistinct from whales in the North
Atlantic Ocean and possibly elsewhere and thus may be part of a larger,
discontinuous population, with population connectivity aligning with
ocean currents. Commenters stated that Rosel and Wilcox (2014) should
not have relied on samples from GenBank because those samples may be
mislabeled or misidentified, and that without the samples, the study is
an evaluation of five samples, three from individuals stranded in the
Gulf of Mexico and two from individuals stranded in the North Atlantic.
Because two of the five samples (40 percent) used in Rosel and Wilcox
(2014) were from whales in the North Atlantic that were found to be
genetically identical to those in the Gulf of Mexico, the study
suggests there is a discontinuous population across the Gulf of Mexico
and North Atlantic. The commenters do not agree that the two North
Atlantic samples were stray Bryde's whales from the Gulf of Mexico that
had stranded in the Atlantic. In addition, studies published since 2014
identifying the presence of subspecies B.e. brydei in the southern
Caribbean and southern Brazil, and observations of B. omurai in
northern Brazil, West Africa, and off Madagascar, establish that the
GOMx Bryde's whales could be connected to a larger, unidentified
discontinuous population.
Response: As described herein, the total number of unique genetic
samples of GOMx Bryde's whales used in Rosel and Wilcox (2014) was 23;
of which 20 were from skin biopsies obtained during NMFS cetacean
surveys in the Gulf of Mexico and three were tissue samples from
stranded animals (one from the Gulf of Mexico and two from the
Southeast U.S. Atlantic coast). Less than nine percent of the samples
from the Gulf of Mexico population were from the Atlantic, not 40
percent. The sequences from these samples were submitted to GenBank as
part of the publication process for Rosel and Wilcox (2014). We
disagree that these samples need to be disregarded.
We do not believe that the GOMx Bryde's whales are part of a larger
group of interconnected populations. If that were the case, genetic
diversity would be expected to be much higher than what was found
because there would be genetic exchange between populations. The two
stranded animals from the Southeast U.S. Atlantic coast had identical
DNA sequences to all the Bryde's whales from the Gulf of Mexico over
the 375 base pair (bp) fragment that was the primary alignment used for
all analyses, and this sequence differed from the worldwide samples.
Therefore, NMFS concurs with Rosel and Wilcox (2014) that the two
stranded whales from North Carolina and South Carolina are GOMx Bryde's
whales. Rosel and Wilcox (2014) also examined genetic samples from
other regions in the Atlantic, including the Azores and Canary Islands,
and more recently the southern Caribbean and Brazil, and found that
these samples were clearly genetically distinct from the whales from
the Gulf of Mexico, including the
[[Page 15453]]
two North Atlantic strandings. Thus, we disagree that the GOMx Bryde's
whale could be part of a much larger population existing elsewhere. Nor
do we find that the genetic similarity of the whales stranded on the
east coast of the United States suggests there is a discontinuous
population of Bryde's whales across the Gulf of Mexico and North
Atlantic. Species resident in the Gulf of Mexico may strand in the
Atlantic. Equally plausible is that the individuals were sick and/or
injured, but alive, and swam out of the Gulf of Mexico, with the
currents, and stranded along the east coast of the United States. The
most recent recorded stranding of a GOMx Bryde's whale along the east
coast was a whale that stranded in North Carolina in 2003. It was
entangled in black polypropylene line and was extremely emaciated. The
cause of stranding for other whales is unavailable. Extralimital
strandings on the Atlantic Coast of whales from the Gulf of Mexico and
other areas are possible (Mead 1977). Similarly, strandings in the Gulf
of Mexico have been documented for several individuals of multiple
baleen whale species not routinely seen there (Jefferson and Schiro
1997). In addition, north Atlantic right whales are typically found in
the western North Atlantic; however, a few extralimital sightings have
occurred in the Gulf of Mexico (Ward et al. 2011). For all of these
reasons, NMFS believes the best available information suggests the two
GOMx Bryde's whales that stranded along the Southeast U.S. Atlantic
represent extralimital occurrences.
Commenters presented no additional information on GOMx Bryde's
whale distribution that casts doubt on our findings. The studies
related to B.e. brydei (Luksenburg et al., 2015; Pastene et al., 2015)
were considered in the status review. The SRT included these studies,
among others, in the description of the distribution and habitat use of
B.e. brydei in the Atlantic Ocean in the status review (Rosel et al.,
2016). The studies the commenter cites on B. omurai (Cypriano-Souza,
2016; Jung 2016; Cerchio et al., 2015) are not part of the status
review or proposed rule because B. omurai is recognized as an entirely
different species and thus this information does not add to our
understanding of the distribution of the GOMx Bryde's whale or whales
within B. edeni.
Comment 11: Joint industry commenters questioned NMFS' reliance on
Rosel and Wilcox (2014) because of its reliance on differences in mtDNA
between species from the Gulf of Mexico and elsewhere. The commenters
stated that genetic data alone are rarely sufficient to make a
taxonomic distinction and are insufficient in this instance. The
commenters stated that subspecies are traditionally defined by
morphological traits, color variation, or behavior differences and that
GOMx Bryde's whales are morphologically identical to Bryde's whales
worldwide. Even if the mtDNA patterns showed a statistically
significant differentiation between oceans, mtDNA, which is maternally
inherited, cannot alone describe population structure without
additional information on male and female movement patterns. The
commenters stated that NMFS recognized this fact in its ``Not
Warranted'' 12-month Finding on a Petition to List Sperm Whales in the
Gulf of Mexico as a Distinct Population Segment (79 FR 68032). The
commenters further stated that the difference in mtDNA may indicate
discreteness in populations where movement patterns of male and female
are the same, but these patterns are not known for Bryde's whales.
According to the commenter, the limited Bryde's whale tagging data and
migratory patterns are disputed, but commenters state that recent
satellite tracking data of two B. edeni whales in the North Pacific
travelling longer distances than previously known demonstrates an
increased potential for population connectivity over long distances.
Thus, the commenters stated that a comprehensive analysis of genetic
differentiation requires more extensive evaluation of paternally
inherited genes.
Response: We find that reliance on mtDNA evaluation to support the
listing is appropriate. Rosel and Wilcox (2014) looked at differences
among mtDNA samples in a control region as well as differences in other
markers (nuclear microsatellite loci) to evaluate the genetic diversity
of Bryde's whales in the Gulf of Mexico and concluded that the low
level of differentiation, as well as the differences between of those
Gulf of Mexico whales and other members of the Bryde's whale complex,
suggest they are an isolated unit. We agree with those findings. In
this case, it is appropriate to look at the differences in mtDNA to
determine the genetic distinctiveness of the Gulf of Mexico Bryde's
whales relative to each other, and to the worldwide complex. As we
explained in our determination concerning sperm whales in the Gulf of
Mexico (61 FR 4722; February 7, 1996), mtDNA may indicate that
populations are discrete (as that term is used in our DPS Policy) where
male and female movement patterns are the same. However, because mtDNA
information is maternally inherited, in species where female and male
movement patterns differ, as in the case of sperm whales for example,
analysis of nuclear DNA (nDNA), which is inherited from both parents,
may indicate that the populations are not discrete (see e.g.,
loggerhead sea turtle, 68 FR 53947, September 15, 2003, at 53950-51 and
Conant et al., 2009, at 18, 22, 25-28; southern resident killer whale,
Krahn et al., 2002, at 23-30). Thus, for species in which male and
female movement patterns differ, mtDNA is not likely to be sufficient
to evaluate the discreteness of the population or to determine their
degree of genetic differentiation. In our determination concerning
sperm whales, we found that male and female movement patterns differ.
Due to the wide ranging nature of male sperm whales, males from one
population may breed with females from other populations. Thus, in the
case of sperm whales, we concluded that maternally-inherited mtDNA was
not sufficient to indicate populations are discrete. Unlike the sperm
whales in the Gulf of Mexico, visual surveys (Waring et al., 2013) and
acoustic (Rice et al., 2014) data indicate that GOMx Bryde's whales are
year-round residents within the Gulf of Mexico. Available evidence
indicates that, excluding a few extralimital occurrences into the
Atlantic from the Gulf of Mexico, the population is primarily
distributed within the northeastern Gulf of Mexico and distinct from
other Bryde's whale populations (Rosel et al., 2016). Extralimital
occurrences have been observed in other marine mammal species. For
example, the North Atlantic right whales are typically found in the
western North Atlantic; however, a few extralimital occurrences have
been recorded in the Gulf of Mexico (Ward et al. 2011). We agree that
GOMx Bryde's whales may strand dead in the U.S. Atlantic; however, we
do not have, nor have the commenters presented, evidence to support the
claim that GOMx Bryde's whales are interbreeding with other populations
of Bryde's whales. In addition, Bryde's whales have not been sighted in
the U.S. Atlantic during aerial and shipboard surveys conducted from
1994 to present, nor have we documented any definitive acoustic
detection of Bryde's whales along the U.S. Atlantic Coast. Furthermore,
the extremely high number of fixed genetic differences between the GOMx
Bryde's whales and all other Bryde's whales sampled worldwide is
indicative of an isolated unit. If male Bryde's whales were entering
the Gulf of Mexico from
[[Page 15454]]
nearby populations, they would be expected to bring the mtDNA
haplotypes of that population. The dataset in Rosel and Wilcox (2014)
consisted of a near equal mix of males and females with both sexes
collected across seasons indicating there is not a bias against males
in the dataset that might arise if males were only present in the Gulf
of Mexico during the breeding season. If the Bryde's whales in the Gulf
of Mexico were part of a larger more broadly distributed population,
the haplotype diversity would be expected to be larger and the nuclear
microsatellite diversity would also be expected to be higher. Thus,
mtDNA, without additional information from nDNA, can be used to
evaluate their genetic distinctiveness. Further, the high level of
genetic divergence of GOMx Bryde's whales when compared with the two
recognized Bryde's whale subspecies and sei whales suggests that GOMx
Bryde's whales have been isolated for a relatively long period of time
and are not interbreeding with other Bryde's whale populations.
Species, subspecies, and DPSs can be delineated based on morphological
traits, behavior, and genetics; such lines of evidence are not mutually
exclusive. Thus, it is appropriate to rely on genetic data, including
mtDNA information, to support our subspecies determination.
The commenters also state that knowledge of the Bryde's whale
movement patterns is evolving, and reference Murase et al. (2015).
Murase et al. (2015) found that North Pacific Bryde's whales may
transition from one known feeding area to another known feeding area
during the summer months. The distance traveled between the known
feeding areas is consistent with the known movements of the North
Pacific Bryde's whale population. Murase et al. (2015) indicates that
the timing of those movements may differ from what was previously
believed, but it does not report longer distance movements than what
was already known. This study is not relevant to our understanding of
movement patterns for the GOMx Bryde's whale. We find that the evidence
supports the determination that the GOMx Bryde's whales are a resident
population that inhabits the northeastern Gulf of Mexico year round.
Comment 12: Joint industry commenters stated that NMFS should not
rely on Rosel and Wilcox (2014) because the study did not establish
that the GOMx Bryde's whale is a subspecies because it does not have
the requisite marked distinction. Further, commenters state that Rosel
and Wilcox (2014) did not identify what the Gulf of Mexico population
is distinct from.
Response: Commenters appear to be referring to the Services' joint
DPS Policy (61 FR 4722, February 7, 1996) when stating that there is a
need for a population to exhibit some amount of ``marked distinction.''
we determined that the GOMx Bryde's whale is a subspecies of the
globally distributed Bryde's whale, based on the genetic analyses in
Rosel and Wilcox (2014), the conclusions in the status review, and the
expert opinion of the SMM Committee. As we explained in response to
Comment 5, because we determined the GOMx Bryde's whale is a subspecies
of B. edeni, we did not further analyze whether it would qualify as a
DPS. Thus, the commenters are incorrect in their assertion that NMFS
did not meet the requisite criteria of our DPS policy as we did not
conduct a DPS analysis.
Comments on Bryde's Whale Distribution and Abundance
Comment 13: Joint industry commenters stated that an increase in
ocean temperatures could substantially expand the Bryde's whale's
global range. The commenters discussed that globally, Bryde's whales
are most frequently found in warm temperate waters and intermittent
sightings of the Bryde's whales outside areas where these whales are
frequently observed (between 40[deg]N and 40[deg]S) either indicates a
broader distribution than what has been described or that distribution
is connected to larger-scale climate variability and trends.
Response: Based on the best available commercial and scientific
information as summarized in Rosel et al. (2016), we have determined
that Bryde's whales in the Gulf of Mexico are distinct from the
globally distributed Bryde's whale, and that those whales in the Gulf
of Mexico are limited to the Biological Important Area (BIA) (see the
Distribution section for a full description of the BIA). The best
available scientific information suggests that the GOMx Bryde's whale
has been isolated for some time from other Bryde's whale populations so
their ability to disperse to or colonize new habitats in response to
increasing ocean temperatures may be limited, irrespective of whether
other members of the global Bryde's whale complex may be able to do so.
We do not have any evidence to suggest that the GOMx Bryde's whale's
distribution or range is shifting or expanding in response to climate
change or that this population's distribution is connected to larger
scale climate variability. In addition, we cannot predict whether or
how the GOMx Bryde's whale's range may shift in response to climate
change or whether new threats may arise resulting from climate change.
Therefore, we have no basis to change our determination that the GOMx
Bryde's whale is not presently endangered based on possible future
range shifts in the GOMx Bryde's whale's distribution or possible
future threats from climate change.
Comment 14: Joint industry commenters stated that NMFS did not have
sufficient evidence on which to assess the species' abundance and
identify population trends. The commenters stated that NMFS relied on
limited survey data, including surveys for other species (bluefin tuna
and ichthyoplankton surveys), but information from these surveys is of
limited applicability as those surveys may have been conducted at times
or in locations or depths when GOMx Bryde's whales are not frequently
observed, or may have proceeded without the proper equipment (e.g.,
acoustic tracking equipment) needed to locate the GOMx Bryde's whale.
Response: We disagree and find that we do have sufficient
information to assess the GOMx Bryde's whale's abundance. As the SRT
explained in the status review, 25 years of dedicated cetacean survey
effort (shipboard and aerial surveys during 1991-2015) has been
developed covering both the continental shelf and oceanic waters of the
Gulf of Mexico and U.S. Atlantic east coast (see Figure 3 in Rosel et
al. 2016). These surveys, which are ongoing, cover a broad area, are
conducted in all seasons and at various depths, and employ appropriate
techniques for observing cetaceans, including Bryde's whales. The SRT
considered the information from the dedicated cetacean survey effort,
which covered appropriate habitats and employed appropriate techniques
for observing Bryde's whales. GOMx Bryde's whale sightings have
occurred in all seasons in the northeastern Gulf of Mexico. We did not
rely on surveys for other species, including bluefin tuna and
ichthyoplankton surveys, to estimate GOMx Bryde's whale abundance. In
estimating abundance, the status review discusses the limited number of
cetacean surveys in Mexican waters and the southern Gulf of Mexico. The
SRT's conclusion that the population size is most likely fewer than 250
mature individuals, and more likely fewer than 100 whales, with 50 or
fewer at maturity, accounts for an unknown level of negative bias due
to the low survey effort in Mexican and southern Gulf of Mexico waters.
We agree with this conclusion. As stated in the status review,
population trend data are not available for the GOMx Bryde's
[[Page 15455]]
whale, and the SRT did not estimate population trends.
Comment 15: Joint industry commenters stated that it is unlikely
that the De Soto Canyon area is the geographic extent of the GOMx
Bryde's whale range. Instead, the commenters stated that the De Soto
Canyon is likely a prime observational area among a number of other
areas in the Gulf of Mexico and western Atlantic where Bryde's whales
are found due to the area's high but unpredictable concentrations of
food. In addition, commenters stated that (a) Bryde's whale strandings
have occurred throughout the Gulf of Mexico and on the Atlantic Coast
as far north as the Chesapeake Bay; (b) Bryde's whale are sighted on
and off the continental shelf during surveys of North Carolina and
Florida, and throughout the Gulf of Mexico in waters off the coast of
Texas and Louisiana; and (c) Bryde's whales have been sighted in
Brazil, the Caribbean Sea, and elsewhere. Thus, the commenters stated
that concerted survey efforts elsewhere in the world have found Bryde's
whales in areas where they were thought not to exist. The commenters
stated that the SRT did not address the fact that survey effort outside
the De Soto Canyon area, in the U.S. Atlantic and Mexican waters, and
outside the De Soto Canyon is limited, and that as a result NMFS did
not have sufficient information to conclude the species is absent from
those areas.
Response: We considered and cited the stranding and sighting
information that the commenters reference in evaluating the species'
distribution and range, which is described in more detail in the status
review. The commenters have not provided any new or additional
stranding or sighting information that we have not already considered.
There has been a concerted survey effort for marine mammals along the
U.S. Atlantic coast and in the Gulf of Mexico. We find that the best
scientific and commercial information demonstrates that over the past
25 years, the GOMx Bryde's whale has been consistently located along a
very narrow depth corridor in the northeastern Gulf of Mexico. There
are no confirmed sightings outside of this area, despite a large amount
of dedicated marine mammal survey effort that has covered both
continental shelf and oceanic waters of the Atlantic Ocean off the
southeastern United States and the northern Gulf of Mexico.
In the proposed rule, we acknowledged, as did the SRT, that a small
number of unidentified baleen whales were sighted in the north-central
and western Gulf of Mexico, and explained that we do not know if those
unidentified whales are Bryde's whales. For example, in 1992, a fin
whale was identified during an aerial survey off Texas, and in 1992 and
1994, a single baleen whale was sighted along the shelf break in the
western Gulf of Mexico during GulfCet surveys. These latter sightings
were recorded as Bryde's/sei whale (Rosel et al., 2016). In addition,
we are aware of five other ``baleen whale'' reported sightings west of
the BIA to the longitude of western Louisiana, from reports from
protected species observers and a single citizen sighting (Rosel et
al., 2016).The SRT noted, and we agree, that these sighting, are
difficult to interpret because the information collected during those
sightings is insufficient to identify the species. Consequently, we are
unable to draw conclusions about the GOMx Bryde's whale's distribution
from this information. Thus, we find that the best available scientific
evidence indicates that the BIA, located in the De Soto Canyon area of
the northeastern Gulf of Mexico, encompasses the current range of GOMx
Bryde's whale. We agree with the commenter's observation that the
waters in the De Soto Canyon are nutrient rich, productive waters,
which contain sources of prey for the GOMx Bryde's whale. However, for
the reasons just discussed we do not agree that the De Soto Canyon is
merely a prime observational area.
Comment 16: Joint industry commenters stated that the SRT
selectively accounted for estimates of the Bryde's whale population
size and that the estimates upon which the SRT relied do not appear to
be the best available scientific information. The commenters stated
that the SRT relied on population estimates in NMFS' Stock Assessment
Reports, which underestimate abundance because they assume all whales
in the vicinity of the survey were counted. The commenters stated that
the reliability of the estimates in the Stock Assessment Reports are in
question given the variation in the population estimates in the reports
over time, and the variability cannot be attributed to mortality and
reproduction in the population. The commenters stated that the SRT did
not take into account the estimate published in Roberts et al. (2016),
although the commenters do not necessarily endorse the conclusions of
those authors. The commenters also stated that it is unclear how the
SRT extrapolated and estimated the Gulf-wide population (i.e., likely
fewer than 250 mature individuals, and more likely fewer than 100
individuals, with 50 or fewer being mature).
Response: We find that the population abundance estimates are based
on the best available scientific information. The SRT considered
abundance estimates contained in published reports of surveys conducted
from the early 1990s to 2012; these estimates ranged from 15-44 Bryde's
whales in the northern Gulf of Mexico (see Table 2, Rosel et al. 2016).
These abundance estimates were based on data collected through NMFS'
cetacean research surveys and by other researchers (e.g., Roberts et
al. 2015a). The proposed rule and status review also discussed other
papers by Roberts et al. (Roberts et al. (2016, 2015a, 2015b) in
evaluating the population abundance. As discussed in the status review,
the SRT recognized that the most recent abundance estimate in 2015 NMFS
Stock Assessment Report (33 individuals, CV = 1.07) was likely
negatively biased because it assumed all whales on the track line were
sighted. The SRT explained that Roberts et al. (2015a and 2016)
averaged years of survey data and accounted for not meeting the
assumption of sighting all whales on the track lines and concluded that
the population was higher--i.e., 44 whales (CV = 0.27). Thus, the SRT
considered potential bias in abundance estimates that may have
contributed to variability in the estimates. The SRT did not attribute
variability among the available abundance estimates solely to
individuals entering or leaving the population.
Regarding the SRT's extrapolation of a Gulf of Mexico-wide
population estimate, the status review, in its discussion of Population
Status, stated ``the population size is most likely fewer than 100
whales.'' The SRT made a conclusion regarding the likely size of the
GOMx Bryde's whale's population size after considering all previous
abundance estimates, which have ranged from 15 (CV = 1.98) to 44 (CV =
0.27) whales. The SRT noted potential bias in some of the estimates,
and did not rely on a single abundance estimate or survey. In
developing their conclusions regarding abundance, the SRT considered
several elements including previous abundance estimates, available
survey information, historical range and current range, and the limited
survey effort outside the U.S. Gulf of Mexico. The SRT reached
consensus, based on the best available information and their
professional expert opinion, that there are fewer than 250 mature
individuals, and more than likely the population contains fewer than
100 individuals, with 50 or fewer being mature. We agreed with the
SRT's assessment.
[[Page 15456]]
Comment 17: Joint industry commenters stated that other available
data, including recent passive acoustic surveys conducted in the De
Soto Canyon and carcass recovery rates indicate that GOMx Bryde's whale
populations may be higher than NMFS and the SRT have estimated. The
commenters stated that acoustic surveys target GOMx Bryde's whales and
capture subsurface GOMx Bryde's whales that visual surveys may miss and
the relatively high GOMx Bryde's whale acoustic activity seems to be in
disagreement with the low number of visual observations made during
surveys. Call rates of the GOMx Bryde's cited in Rice et al. (2014) and
Sirovic et al. (2014) are higher when compared to call rates of Bryde's
whales in the ``Gulf of California'' cited in Kerosky et al. (2012).
The commenters stated that Bryde's whales are considered abundant in
the Gulf of California, and higher call rates in the Gulf of Mexico
could suggest a higher abundance of the Bryde's whales than in the Gulf
of California, or than NMFS assumed in the proposed listing. The
commenters also stated that the carcass recovery rates the SRT used to
estimate the threat of vessel collisions are likely too high and, when
considering the observed stranding rates, cast doubt on the abundance
estimates.
Response: We disagree that the available acoustic data can be
compared to, or conflicts with, the visual observations, and that it
should be used to estimate abundance. Estimating call rates (i.e.,
calls per animal, per time period--typically per hour) for baleen
whales requires either extended simultaneous visual and acoustic
localization studies or multi-day acoustic tag deployments. Using call
rates to estimate abundance of a particular population (for example,
GOMx Bryde's whales) requires information on the density of the species
in the measured area as well as on the location where the measurements
were taken and on the sex, age group, behavior state, time of day, and
season in which the measurements were taken (Heinemann et al., 2016;
Marques et al., 2013). The acoustic activity of Bryde's whales in the
Gulf of Mexico referred to by the commenter (i.e., Rice et al.,2014 and
Sirovic et al., 2014) does not provide this level of information, thus
it would not be appropriate to use those data to estimate abundance of
the GOMx Bryde's whales. For example, Rice et al. (2014) identified
Bryde's whale vocalizations to understand spatial and temporal
distribution patterns of GOMx Bryde's whales, but this study did not
quantify the number of whales in an area or determine whether the calls
represented a single or multiple individuals. Sirovic et al. (2014)
described one call type that was recorded in the presence of GOMx
Bryde's whales and produced a time series of the presence of that call
in long-term autonomous recordings from the De Soto Canyon in the
northern Gulf of Mexico. This study recorded a few tens to just over a
hundred calls a week, which is a reasonable number for a small
population size and relatively small area of monitoring. However,
Sirovic et al. (2014) concluded that more targeted recordings are
necessary to obtain a call production rate, and additional measurements
of call source levels are needed to estimate population size. Kerosky
et al. (2012) studied the seasonal and inter-annual changes in Bryde's
whale presence within the Southern California Bight (not in the Gulf of
California as stated by the commenters), and thus reported the number
of hours per day where calls were recorded in that area alongside
information on sea surface temperature. Bryde's whales produce
different call types in different ocean basins, and likely have
differing inter-call intervals in different locations. Without
information that would allow us to compare call rate information across
ocean basins, such as information on relative densities and inter-
calling intervals of the different populations, or information on the
different environmental conditions in each region that could affect the
ability to record the calls, we cannot readily compare the call
information in Kerosky et al. (2012) to information we have on calls of
GOMx Bryde's whales to estimate the relative population size across
these regions.
Lastly, it also is not appropriate to use stranding records in the
SRT's carcass recovery rate equation to develop an abundance estimate.
First, the actual carcass recovery rate for GOMx Bryde's whales is
unknown and likely low. The GOMx Bryde's whale is an offshore species
and thus carcasses are unlikely to be detected due to factors such as
at-sea scavenging, sinking, wind, currents, and stranding in locations
where detection is unlikely. Given these uncertainties, any abundance
estimate derived from carcass recovery rates would suffer from both
unknown biases and un-quantified uncertainty, and therefore cannot be
validly compared to estimates derived from line-transect surveys.
Secondly, if the carcass recovery rate is fixed, then only mortality
rates and abundance will affect the estimated number of observed
strandings. The historical mortality rate and abundance of GOMx Bryde's
whale is unknown. Thus, historical stranding information cannot inform
our understanding of past population size. Without a mortality rate, we
cannot determine what percentage of the entire population a single
stranding represents. For these reasons, we believe that the dedicated
cetacean survey (shipboard and aerial) methodology that NMFS used to
inform the abundance estimates in the Stock Assessment Reports is the
best available method to estimate abundance. Researchers regularly use
this methodology to assess cetacean populations throughout the United
States and other parts of the world.
Comment 18: An industry comment stated that the genetic analysis
contained in Rosel and Wilcox (2014) suggests that Bryde's whale
abundance in the Gulf of Mexico is underestimated. If the population
was as small as we stated, it is unlikely that researchers obtained
genetic samples from 23 Bryde's whales and only received two duplicate
samples. The low number of duplicate samples suggests that the genetic
analysis is flawed because it failed to detect duplicate samples. There
is 0.57 percent chance that researchers were able to obtain 23 random
samples from a population of 33 whales and have only two duplicates.
The commenters calculated a population size between 79 and 125 whales
based on 23 random samples containing two duplicates.
Response: We disagree. Rosel and Wilcox (2014) examined a total of
23 samples (3 stranded and 20 biopsy sampled whales) from the Gulf of
Mexico. After collecting the genetic data, the researchers determined
that two whales had each been biopsied twice over the years. Therefore,
the number of individual whales sampled in the Gulf of Mexico and used
in Rosel and Wilcox (2014) mtDNA analysis was 21. In addition, the
researchers extracted sequence DNA information from 2 animals from the
Gulf of Mexico population that stranded in the North Atlantic. To
calculate the commenters' suggested probability that there is only a
0.57 percent chance that 23 random samples from a population of 33
whales would result in only two duplicates, one would have to assume
that the same 33 whales were present in the ship-surveyed locations
during the approximately 19 years over which samples were collected.
However, that assumption raises several concerns. First, the
researchers screened which whales to sample. At least during a
[[Page 15457]]
given survey year, efforts were made to avoid repeated sampling of
individual animals. Therefore, biopsies collected during the same
survey are not independent sampling events, but were structured in a
way to avoid duplicates. Secondly, annual surveys were not random
sampling events. Many encounters with Bryde's whales were during
opportunistic encounters rather than samples collected across a
randomized trackline. This lack of independence and random sampling
prevents the interpretation of capture probabilities and the likelihood
of repeated events. Finally, it is unreasonable to evaluate the
probability of obtaining duplicates from a set of 33 animals, because
the population size is not exactly 33 animals. The sample size may be
higher or lower, and individuals may enter and leave the population
overtime. Therefore, inferences about re-sampling probabilities based
upon a fixed estimate of exactly 33 animals are unreliable.
Comments on Existing Regulatory Mechanisms
Comment 19: Joint industry commenters stated that NMFS misapplied
the analysis mandated under ESA section 4(a)(1), factor D. According to
commenters, NMFS concluded that the existing regulatory mechanisms are
inadequate because they have not prevented the current status of the
GOMx Bryde's whale, or because the species is threatened under other
factors such as low abundance and limited distribution. Commenters
state that it is inappropriate to rely on estimates of abundance and
distribution as a measure of regulatory efficacy without analyzing
population trends over time, and that our analysis offered ``only the
cursory conclusion that any evidence of risk is evidence of the
inadequacy of existing regulations.''
Response: We did not conclude that evidence of low abundance or
limited distribution, or any evidence of risk, is evidence of
inadequacy of existing regulations. In agreeing with the SRT's
conclusion that existing regulatory measures have not prevented the
current status of the GOMx Bryde's whale, we were stating that existing
regulatory measures are not adequate to address the threats that are
contributing to the species extinction risk. We summarized the
regulatory mechanisms relevant to the threats that contribute to the
species' extinction risk, and evaluated whether any existing regulatory
mechanisms will adequately control those threats.
As we stated in the proposed rule, the relevance of existing
regulatory mechanisms to extinction risk for an individual species
depends on the vulnerability of that species to each of the threats
identified under the other section 4(a)(1) factors, and the extent to
which regulatory mechanisms are expected to control the threats that
are contributing to the species' extinction risk. If GOMx Bryde's
whales were not vulnerable to a specific threat (i.e., risk was low),
we did not consider that threat under our analysis of the adequacy of
regulatory mechanisms. The best available scientific and commercial
information establishes that energy exploration, development, and
production, oil spills and oil spill response, vessel collision,
fishing gear entanglement, anthropogenic noise, and small population
concerns, such as Allee effects, demographic and genetic stochasticity,
k-selected life history parameters, and stochastic and catastrophic
effects are currently threatening the species and contributing to its
extinction risk (ESA section 4(a)(1) factors A and E). Consequently, we
assessed the adequacy of regulatory mechanisms relative to those
threats and determined that there are no existing regulatory mechanisms
in place to control those ongoing threats. Population trend information
is not necessary to reach this conclusion.
Comment 20: Joint industry comments stated that existing regulatory
mechanisms and industry-driven initiatives sufficiently protect the
Bryde's whales because those measures have eliminated the largest
historical threat to the species, commercial whaling, and because those
measures address each of the threats NMFS identified. In particular,
the commenters stated (a) the IWC commercial whaling moratorium
prohibits commercial harvest, (b) the Marine Mammal Protection Act
(MMPA) prohibits takings, unless NMFS otherwise permits the taking, (c)
the Outer Continental Shelf Lands Act (OCSLA) allows the Department of
Interior (DOI) to administer mineral exploration, development, and
production in a manner that protects natural resources, (d) the Oil
Pollution Act (OPA) addresses oil spills (prevention and remediation),
(e) the Ports and Waterways Safety Act (PWSA) manages ports and vessel
traffic to protect the marine environment, (f) the Clean Water Act
(CWA) regulates discharges into U.S. waters and creates pollution
control programs, (g) the International Convention for the Regulation
of Whaling (ICRW) provides for proper conservation of whale stocks, and
(h) the Convention on International Trade in Endangered Species of Wild
Fauna and Flora (CITES) provides a framework for ensuring international
trade in wild animals does not threaten the survival of species in the
wild and establishes lists of species and accords them varying degrees
of protection based on the level of their endangerment. The commenters
stated that NMFS did not consider these laws collectively, and when the
laws are taken as a whole, they address and minimize each threat. The
commenters also stated that the threat of energy exploration,
development, and production is not likely to arise in the future due to
the numerous protections in place to protect marine mammals. The
moratorium on new lease sales within the EPA will protect Bryde's
whales from oil spills and spill response, and recently developed
measures ``including additional subsea blowout preventer testing,
required downhole mechanical barriers, well containment systems, and
additional regulatory oversight'' make an oil spill event ``less likely
than in the past.'' The commenters also stated that the court's opinion
in Oceana v. BOEM, 37 F. Supp. 3d 147 (D.D.C. 2014) confirmed that oil
and gas seismic surveys do not injure marine mammals. In addition,
industry initiatives prevent oil spills and improve spill responses. A
separate commenter stated that existing regulations have been
inadequate to protect the GOMx Bryde's whale because, despite general
protection under the MMPA, the GOMx Bryde's whale population is
estimated at 33 animals, and the MMPA provides no regulatory mechanisms
specific to the GOMx Bryde's whale.
Response: We agree that the IWC commercial whaling moratorium
provides significant protection for the GOMx Bryde's whale now.
However, we do not agree that Bryde's whales in the Gulf of Mexico are
sufficiently protected by the MMPA, OCSLA, OPA, PWSA, CWA, ICRW, or
CITES, or other regulatory mechanisms addressed in the proposed rule,
including the International Maritime Organization (IMO). We assessed
the adequacy of regulatory mechanisms, including the MMPA, OCSLA, OPA,
ICRW, CITES, and the IMO-related regulatory mechanisms, relative to the
identified threats and determined that there are no existing specific
regulatory mechanisms in place to control those threats. For example,
there are no IMO-related regulatory mechanisms in the Gulf of Mexico to
address the threat of vessel collisions to the GOMx Bryde's whale,
which has been identified as one of the primary threats facing the
species.
[[Page 15458]]
The commenters also stated the PWSA or the CWA are adequate at
protecting GOMx Bryde's whales from the ongoing threats. Under the
PWSA, the U.S. Coast Guard has implemented two mandatory ship reporting
systems in 1999 in an effort to reduce the threat of ship strikes to
right whales in U.S. waters of the Atlantic Ocean. The Coast Guard
noted that the ship reporting systems have the potential to reduce ship
strike of the endangered north Atlantic right whale by providing direct
communication of current north Atlantic right whale sighting
information to ship operators in high risk areas. However, no similar
ship reporting system exists that would protect the GOMx Bryde's whale.
Under the CWA, the Environmental Protection Agency has implemented
regulations pertaining to pollutant discharges (see generally 40 CFR
ch. I, subchapter D, water programs). The commenters state that the CWA
regulates discharges of pollutants into U.S. waters and creates
pollution control programs, but did not state which threat this would
address. If the commenters believe that the CWA adequately controls the
threat of oil spills and spill response, we disagree. As we explained
in the proposed rule, OPA is the principal statute governing oil spills
in the nation's waterways. Even with OPA, there have been multiple
large and numerous small scale oil spills in the Gulf of Mexico (Rosel
et al., 2016; BSEE accessed November 3, 2017, https://www.bsee.gov/newsroom). We found no CWA regulation that would protect the GOMx
Bryde's whale from the ongoing threats from oil spills and oil spill
response. In addition, we did not identify vessel discharges or
discharges from oil and gas activities as a threat that is contributing
to the species' extinction risk. We have determined that, taken
individually and collectively, the existing regulatory measures
discussed or referenced above are inadequate to address the threats to
the GOMx Bryde's whale from energy exploration, development, and
production, oil spills and oil spill response, fishing gear
entanglement, vessel collision, and anthropogenic noise.
We agree with the comment that the moratorium on new lease sales
exploration, development, and production in the EPA has provided some
level of protection for Bryde's whales by reducing nearby
industrialization. However, the moratorium does not adequately address
the threat the species' faces from energy exploration, production, and
development. The moratorium does not preclude energy exploration
(seismic survey activity) and thus seismic survey activity can occur
within the EPA and affect the species in their habitat. Moreover, we
have found that energy exploration, production, and development in the
Gulf of Mexico has broad impacts on the subspecies, through curtailment
of its range. The moratorium on activities in the EPA does not affect
the energy exploration, production, and development activities in the
north-central and southern Gulf of Mexico that likely contributed to
the subspecies' range contraction and continues to restrict the whales
to the BIA. Further, these activities elsewhere in the Gulf of Mexico
have affected the whales. For example, as a result of the 2010 DWH oil
spill, an estimated 17 percent of the population of GOMx Bryde's whales
was killed, 22 percent of reproductive females experienced reproductive
failure, and 18 percent of the population likely suffered adverse
health effects due to lung and adrenal disease and poor body condition
(DWH MMIQT 2015, DWH Trustees 2016). The activities that led to the DWH
oil spill were not subject to the moratorium, and the moratorium thus
did not offer the species' protection. In addition, the moratorium
expires in 2022. If oil and gas development and production were to move
closer to the BIA or expand within the BIA or if seismic survey
activity levels near or within the BIA were to increase, extremely
detrimental effects on the remaining individuals within the population
could result. Exposure to seismic survey noise at energy levels that
can cause acute auditory injury may lead to hearing loss and affect
individual fitness, and any such effects in a very small population can
have significant population level consequences. In addition, chronic
noise from seismic survey activity in the species' habitat can mask
vocalizations, increase stress, reduce foraging and reproductive
success, mask environmental cues, and, at high enough levels, lead to
habitat displacement. With regard to the latter, this species appears
to have no other available habitat in which to seek refuge. We reached
our final listing determination after fully considering existing
regulations individually and together and found that existing
regulatory mechanisms are not adequately protecting the GOMx Bryde's
whale from these threats.
Nothing in the Court's determination that BOEM and NMFS had
complied with the ESA with respect to specific lease sales stands for
the general proposition that oil and gas seismic surveys do not injure
marine mammals.
Finally, we agree with the second commenter that, as we explained
in the proposed listing rule, outside of the general protections
provided to marine mammals under the MMPA, there are no regulatory
mechanisms specific to the GOMx Bryde's whale under the MMPA.
Comment 21: Joint industry commenters stated that numerous vessel
strike avoidance measures are in place to protect Bryde's whales from
vessel traffic in the Gulf of Mexico. The commenters referenced a
notice to lessees and operators that engage in certain oil and gas
activities issued by the Bureau of Ocean Energy Management (BOEM) (BOEM
NTL No. 2016-G01). They also state that the MMPA and the PWSA provide
NMFS ample, adequate authority to implement regulations mitigating the
threat from vessel strikes.
Response: We do not find that GOMx Bryde's whales are adequately
protected from vessel strike. The notice that commenters' cite includes
several recommendations to vessel operators engaging in oil and gas
activities to avoid vessel strikes with marine mammals and sea turtles;
these recommendations were issued through ESA section 7 consultations
with BOEM. The recommendations are specific to particular areas and do
not apply to other commercial vessel operators. Furthermore, these
vessel strike avoidance measures are recommendations and are not a
regulatory mechanism that would be considered under the section 4(a)(1)
factor D. The ESA does not allow us to consider speculative future
regulatory activities, such as those that may occur under MMPA and PWSA
authority, when making a listing determination. There are currently no
vessel speed restrictions, routing schemes, or reporting requirements
or regulations established that protect GOMx Bryde's whales from vessel
strike. The commenters provided no information on regulatory mechanisms
that exist that we have not considered and that address the threat of
ship strike. For these reasons, we conclude that our determination that
there are no existing regulations to control the threat of ship strike
for the GOMx Bryde's whale is appropriate and valid.
Comment 22: Joint industry commenters stated that the Magnuson-
Steven Fishery Conservation and Management Act (MSA) protects Bryde's
whales from prey reduction as a result of overfishing because the MSA
has successfully rebuilt overfished
[[Page 15459]]
populations and limits future fish stock depletions. Furthermore,
Fishery Management Councils are required to consider ecosystem
interactions in their management plans.
Response: As we stated in the proposed rule, the relevance of
existing regulatory mechanisms to extinction risk for an individual
species depends on the vulnerability of that species to each of the
threats identified under the other factors of ESA section 4(a)(1), and
the extent to which regulatory mechanisms are expected to control the
threats that are contributing to the species' extinction risk. The SRT
scored the threat from trophic impacts due to commercial harvest of
prey as a ``low'' severity threat with ``low'' certainty. NMFS agrees
that Bryde's whales are not vulnerable to this particular threat;
consequently, we did not evaluate further the adequacy of existing
regulatory mechanisms for addressing the threat from trophic impacts.
Comment 23: Joint industry commenters stated that Bryde's whales
are protected from entanglement under the Atlantic Tunas Convention Act
because NMFS promulgated regulations under this authority that resulted
in an area within De Soto Canyon that is closed to pelagic longline
fishing. Commenters state that such fishing is not contributing to
Bryde's whale entanglement in that area.
Response: Pelagic longlines are a known entanglement threat to
baleen whales. Approximately two thirds of the BIA has been closed to
commercial pelagic longline fishing year-round since 2000, when the
Highly Migratory Species (HMS) Atlantic Tunas, Swordfish, and Sharks
Fishery Management Plan (FMP) was amended to close the De Soto Canyon
Marine Protected Area (65 FR 47214, August 1, 2000). The longline
closure implemented under the Atlantic Tunas Convention Act and HMS
Atlantic Tunas, Swordfish, and Sharks FMP provides protection to GOMx
Bryde's whales from entanglement in longline gear in the De Soto Canyon
Marine Protected Area; however, the species is not protected outside of
the closed area, and pelagic longline fishing still occurs in the
remaining one third of the BIA (Figure 20B in Rosel et al., 2016). In
addition, other fisheries pose an entanglement risk. There are no
restrictions on, or areas within the BIA closed to, bottom longline
fishing. The bottom longline component of the Gulf of Mexico reef fish
fishery and the Gulf of Mexico shark bottom longline fishery overlap
with portions of the Bryde's whale BIA, and bottom longline gear is an
entanglement risk to bottom-foraging whales, given that the majority of
mainline gear is anchored on the seafloor. The closures discussed above
do not fully address the threat of entanglement from these fisheries.
In addition, given the species' small population, the species is
particularly vulnerable to any threat. Consequently, we have determined
that existing regulatory mechanisms are not sufficient to protect
Bryde's whales from the threat of entanglement from pelagic and bottom
longline gears.
Comments on the Threat of Energy Exploration, Development, and
Production
Comment 24: Some commenters disagreed with NMFS' conclusion that
energy exploration, development, and production presents a current
threat to GOMx Bryde's whales. Joint industry commenters stated that
oil and gas activities currently do not impact areas that we have
identified as being important for Bryde's whale conservation. As
support, the commenters stated that ``whales, including Bryde's whales,
have been living in close proximity to the offshore oil and gas
industry for decades without any evidence that populations in the Gulf
of Mexico are declining or that individuals are being harmed,'' citing
a 2008 U.S. Department of the Interior Minerals Management Service
Sperm Whale Seismic Study in the Gulf of Mexico.
Response: Energy exploration, development, and production presents
a current threat to GOMx Bryde's whales. In the proposed rule, we
explained that in the area that we have identified as important for
GOMx Bryde's whale conservation, there is currently no oil and gas
production activity, with most of the area falling under a moratorium
on lease sales until 2022. However, energy exploration, development,
and production, including noise associated with those activities, and
oil spills and spill response contribute to the habitat modification
and curtailment of the species' range. Based on sightings data and
extensive survey effort over the past 25 years, there appears to be
limited current use by Bryde's whales in the north-central and southern
Gulf of Mexico where habitat has been significantly modified with the
presence of thousands of oil and gas platforms (Rosel et al., 2016).
Considering that historical whaling records indicate the GOMx Bryde's
whales were distributed more broadly than they are currently, including
areas in the north-central and southern Gulf of Mexico, it is likely
that this industrialization and associated noise contributed to the
range contraction such that their primary habitat is restricted to the
BIA within the northeastern Gulf of Mexico. Continued activities and
associated noise within the north-central and southern Gulf of Mexico
may keep the species limited to this area.
Commenters state that the GOMx Bryde's whale has been living in
close proximity to offshore oil and gas for decades without any
evidence of harm, based on a 2008 U.S. Department of the Interior
Minerals Management Service Sperm Whale Seismic Study in the Gulf of
Mexico. In that study, the authors were unable to detect biological
effects of seismic activities on sperm whales. However, the authors
explain that their study cannot be viewed as conclusive evidence that
sperm whales or other ecosystem components have not and are not being
affected by oil and gas exploration and production. Further, this
reference is entirely related to sperm whales with no mention of
Bryde's whales, and did not extrapolate conclusions about the sperm
whales to other species. Sperm whales differ from Bryde's whales both
acoustically and behaviorally such that their potential for exposure to
effects from oil and gas exploration and production are different.
Sperm whales are mid-frequency odontocetes, whereas Bryde's whales are
low-frequency mysticetes. Oil and gas activities generate low frequency
sounds that have a greater potential to overlap with and mask the lower
frequency Bryde's whales calls and interfere with the species'
communication. Sperm whales also dive to much greater depths than
Bryde's whales are known to dive. We do not believe it is appropriate
to apply the findings in this study to the GOMx Bryde's whale.
Comment 25: Joint industry commenters disagreed with our conclusion
that oil and gas development in the Gulf of Mexico contributed to
restricting the GOMx Bryde's whales' range to the De Soto Canyon. The
commenters stated that the best available science indicates that
Bryde's whales are not limited to the De Soto Canyon, and neither the
SRT nor NMFS have provided scientific support for the conclusion that
the species' range is limited. According to the commenter, NMFS
improperly drew this conclusion despite a peer reviewer comment that
expressed concern over the conclusion, and misstated the SRT's
conclusion regarding the restriction of the species' range.
Response: Whaling records indicate that Bryde's whales were once
distributed more widely in the Gulf of Mexico and that their range
included
[[Page 15460]]
the north-central and southern Gulf of Mexico (Reeves et al., 2011).
The best available scientific information (e.g., Mullin and Hoggard
2000, Maze-Foley and Mullin 2006, Mullin 2007, DWH MMIQT 2015) indicate
that Bryde's whales in the Gulf of Mexico are now restricted primarily
to a small region along the continental shelf break in the De Soto
Canyon area of the northeastern Gulf of Mexico. Surveys throughout U.S.
waters of the Gulf of Mexico over the past 25 years have not identified
any Bryde's whales outside this region. Available information indicate
that interbreeding between GOMx Bryde's whales and other Bryde's whales
is not taking place because of substantial genetic differences between
GOMx Bryde's whales and other Bryde's whales (see our responses to
Comments 10 and 11). Consequently, NMFS believes the stranding reports
U.S. Atlantic represent rare, extralimital occurrences of GOMx Bryde's
whales and not additional habitat or expanded distribution. Roberts et
al. (2015a) modeled Bryde's whale density in the Gulf of Mexico is
based on sightings, physiographic, physical, oceanographic, and
biological covariates obtained from remote sensing and ocean models to
develop a spatially-explicit description of Bryde's whale density. The
model shows Bryde's whales' mean year-round density extending from the
northeastern Gulf of Mexico, where the highest density in the BIA
occurs, into a relatively narrow band of depth in the northern Gulf of
Mexico, in areas where the species has been historically observed (see
Figure 7, Rosel et al., 2016).
As stated in the status review and restated in the proposed rule,
the GOMx Bryde's whales habitat in the north-central and southern Gulf
of Mexico has been physically modified over time and is highly
industrialized as a result of energy exploration, development, and
production. We conclude that this modification and industrialization,
including associated noise, likely contributed to the GOMx Bryde's
whale's range contraction. Peer Reviewer 2 stated that the range
contraction may have been due to whaling, in that whaling may have
reduced the population and the remaining population may have relocated
to the most favorable habitat. The SRT concluded that the GOMx Bryde's
whales small population size is not related to historical whaling
because the population should have recovered from whaling moralities
sustained more than a century ago and we agree. In addition, we do not
agree that the proposed rule misstates the conclusions reached by the
SRT. The proposed rule is consistent with and directly refers to
conclusions in status review regarding the GOMx Bryde's whale's
restricted range.
Comment 26: Joint industry commenters stated that the current level
of oil and gas activity in the EPA of the Gulf of Mexico is low, and
that this threat is not causing GOMx Bryde's whales to approach the
brink of extinction. Currently only 0.3 percent of the EPA is leased
through 37 active leases, and only 105 wells have been drilled, none of
which have been put into production. The commenters state that
production is low, likely for market reasons. For example, only natural
gas has been discovered in significant quantities, and natural gas
prices in 2016 were at a 20-year low, which likely reduces the
incentive to produce from the wells. The commenters state that BOEM has
conducted only two lease sales (in 2014 and 2016) in a small portion of
the EPA that remained open for leasing, and neither received a bid.
Response: We agree that the current level of oil and gas activity
in the EPA is low. The majority of active lease sales are located in
the Western and Central Planning Areas. However, we find it is likely
that the high levels of industrialization associated with oil and gas
exploration (seismic surveys), development, and production in parts of
the species' historical range have contributed to the curtailment of
their range to the area recognized as the GOMx Bryde's whale BIA. The
low level of energy production and development activities in the EPA is
a potential reason why the GOMx Bryde's whale only occurs in the
northeastern Gulf of Mexico (i.e., the species is likely avoiding the
more industrialized part of their historical range). The range
contraction is a current threat to the species. In addition, we note
that seismic survey activity was high in the EPA in 2009 and that the
activity may return to those high levels following expiration of the
moratorium on lease sales in 2022. At those high levels, individual
GOMx Bryde's whales would not be able to hear their closest neighbors.
Furthermore, the moratorium on lease sales in the EPA does not preclude
seismic survey activity in the EPA now, and such activity could
increase before the actual expiration of the moratorium.
Comment 27: Joint industry commenters asserted that NMFS conflated
present threats from energy exploration, development, and production
with future threats and overestimated the likelihood of oil and gas
production activity in the EPA in the future. The commenters stated
that EPA is subject to a moratorium on new lease sales that expires in
2022, but even if the lease moratorium in the EPA is lifted in 2022,
the future level of energy exploration, development, and production and
pipeline activity is largely unknown, and depends on the potential for
hydrocarbon discoveries and future market conditions. The commenters
stated that most geographically relevant forward-looking analysis is
likely BOEM's Environmental Impact Statement (EIS) for multiple lease
sales in the Central and Eastern Planning Areas between 2017 and 2022.
For areas in the Central and Eastern Planning Areas offered for leasing
between 2017 and 2022, BOEM expects that, at most, 67 wells will be
drilled, 2 production structures will be installed and removed, and up
to 145 miles of pipeline will be laid between 2012 and 2051. The
commenters stated all of these activities will take place in waters
more than 800 meters (m) deep, which is beyond the depths where Bryde's
whales are commonly found. The commenters concluded that even if the
moratorium is lifted and the post-2022 lease sales attract bidders and
the leases are developed, peak well construction and operation and
pipeline development would not occur for many years.
Response: We did not conflate present threats from energy
exploration, development, and production with future threats, and we
did not overestimate the likelihood of oil and gas production in the
future. As we stated in the preceding response, we find that the
current level of energy exploration, production, and development
elsewhere in the Gulf of Mexico is affecting the species. In addition,
the species' exposure to future energy exploration, development, and
production are likely to increase in the EPA with expiration of the
moratorium on new lease sales in 2022. Some development is already
expected in the EPA. As the commenters noted, based on the final
supplemental EIS on oil and gas lease sales in 2016 and 2017 in the
Central and Eastern Planning areas, which includes one lease sale in
the EPA (Lease Sale 226), BOEM expects up to 67 wells will be drilled,
up to 2 production structures will be installed, up to 145 miles of
pipeline will be laid, 1,000 service-vessel round trips will be made,
and 1,000 helicopter operations are expected between 2012 and 2051 in
the EPA (BOEM 2015-033). Even if this development occurs in waters
deeper than 800 m, the species would likely
[[Page 15461]]
still be exposed to noise and vessel strike from service vessels. Due
to extended underwater sound propagation of low-frequency noise from
well drilling, structure construction, seismic surveys, supporting
vessel traffic, etc., we still expect acoustic impacts to the species
that typically occur between 100 and 400 m water depths even if
activities were to occur in depths greater than 800 m. In addition, in
its final programmatic EIS on geological and geophysical activities in
the Gulf of Mexico, BOEM estimates that there will be hundreds of
instances of GOMx Bryde's whales being injured and thousands of
instances of behavior disruptions as a result of noise associated with
oil and gas activities, including noise from seismic surveys, from 2016
to 2025 (BOEM 2017-051). These analyses support our concern that future
development is a threat to the species that contributes to its
extinction risk.
Comments on the Threat of Oil Spills and Spill Response
Comment 28: Joint industry commenters and another commenter
disagreed with NMFS' reliance on the DWH Natural Resource Damage
Assessment injury estimate to conclude that Bryde's whales experienced
significant impacts from the DWH oil spill, and that oil spills and
spill responses are a high threat to the species. The commenters stated
that models used in the DWH assessment were flawed and have not been
validated. In particular, the Marine Mammal Working Group, which
evaluated and quantified injury to cetaceans from the DWH oil spill,
did not observe any Bryde's whales in oiled waters in 2010, did not
identify any Bryde's whale mortalities in 2010 or 2011, and did not
observe any Bryde's whale behavioral changes or collect samples showing
that whales ingested oil or dispersants. Furthermore, the commenters
stated, all exposure risks and impairments were improperly inferred
from dolphin studies in other areas. Other commenters agreed with NMFS'
reliance on the DWH assessment to conclude that GOMx Bryde's whales
were the most impacted shelf and oceanic species as a result of the DWH
oil spill.
Response: We disagree and find there is sufficient evidence that
the GOMx Bryde's whales were adversely affected by the DWH event and
that GOMx Bryde's whales are threatened by oil spills and spill
responses. The DWH Trustees undertook a Natural Resource Damage
Assessment (NRDA) to evaluate the nature and extent of adverse effects
of the DWH incident on natural resources. As a result of the extensive,
multi-year NRDA, the Trustees concluded that the DWH oil spill caused a
wide array of injuries to species and natural resources in the northern
Gulf of Mexico, including to the GOMx Bryde's whale. In particular, the
damage assessment estimated that the oil footprint included 48 percent
of the BIA, 17 percent of the population was killed, 22 percent of
reproductive females experienced reproductive failure, and 18 percent
of the population likely suffered adverse health effects due to the
spill. Through the Marine Mammal Working Group's analysis in the NRDA,
the group estimated the impacts of the DWH oil spill on the GOMx
Bryde's whales and other cetaceans based on data from stranded animals,
photo-identification surveys, and live dolphin health assessments that
together characterized the adverse health effects of the spill on
observed populations of dolphins in Barataria Bay and Mississippi
Sound. Those assessments extrapolate the magnitude of the injury to
other populations present within the oil footprint. The DWH NRDA Marine
Mammal Technical Working Group report (DWH MMIQT 2015) explains that
due to their narrow distribution and small population size, Bryde's
whales are rarely observed during any single line transect study. In
addition, the probability is extremely low that animals dying far
offshore would eventually strand on beaches, which likely explains why
no Bryde's whale strandings were recovered in 2010 or 2011. In order
for researchers to collect samples of stomach contents showing that
whales ingested oil or dispersants, dead whales would have had to
strand ashore, and because the GOMx Bryde's whale is an oceanic animal
it is highly unlikely that a carcasses would strand. The commenters
provided no new information suggesting that GOMx Bryde's whales were
not impacted by the DWH oil spill. For all the foregoing reasons, we
believe it is reasonable to rely on NRDA to assess the impacts to the
GOMx Bryde's whale resulting from exposure to the DWH oil spill, and to
evaluate the threat to the species from oil spills and spill response.
Comment 29: Several commenters stated that GOMx Bryde's whales are
more vulnerable to oil spills due to the whale's highly limited range
and strong site fidelity, increasing their risk and vulnerability to a
single catastrophic event.
Response: We agree. The Bryde's whales' small population size,
restricted range, and year-round residency in the northeastern Gulf of
Mexico increase the species' vulnerability to stochastic and
catastrophic events such as oil spills and spill responses. Moreover,
the GOMx Bryde's whale BIA is in close geographic proximity to oil
extraction development areas, increasing their risk of exposure to an
oil spill event.
Comment 30: Joint industry commenters stated that if a spill was to
occur and dispersants were needed for spill response, the dispersants
will have minimal impacts to Bryde's whales. The commenters stated that
impacts are highly dependent on a number of factors, such as frequency
and duration of exposure, the type and mixtures of the chemical/
compounds, the route of exposure, and the species' known avoidance of
oily water. The commenters also stated that no Bryde's whales were
observed within the oil during the DWH oil spill and there were no
samples showing that Bryde's whales ingested oil or oil dispersants.
Another commenter, however, stated that baleen whales, such as Bryde's
whales, are more susceptible to impacts from oil spills and response
activities because, as filter feeders, oil may adhere to their baleen
plates and result in ingestion of the oil or dispersants used.
Response: We recognize that impacts from dispersants are highly
dependent on a number of factors, such as frequency and duration of
exposure, the type and mixtures of the chemical/compounds, and the
route of exposure. There is no evidence that GOMx Bryde's whales will
avoid oiled waters. While previous studies have suggested that marine
mammals could detect and avoid oiled waters, recent photographic
evidence and field observations gathered following the DWH oil spill
documented at least 11 marine mammal species swimming through oil and
sheen, with oil adhering to their skin (Dias et al., 2017). This
evidence demonstrates that marine mammals do not necessarily avoid
oiled waters. In addition, the best available scientific information
indicates that dispersants can cause acute or chronic impacts to marine
mammals with lethal or sub-lethal effects (e.g., Wise et al., 2014).
Oil and other chemicals used as dispersants may impair marine mammals'
health and reproduction, and increase their susceptibility to other
diseases (DWH Trustees 2016). After active spilling has been stopped,
marine mammals may experience continued effects through persistent
exposure to oil in the environment, reduction or contamination of prey,
direct ingestion of contaminated prey, or displacement from preferred
habitat (Schwacke et al., 2014, Bureau of Ocean Energy
[[Page 15462]]
Management and Gulf of Mexico OCS Region 2015, DWH Trustees 2016).
Thus, based on available information for marine mammals, we cannot
conclude that GOMx Bryde's whale would be minimally harmed by oil
spills or response activities. Moreover, as described herein, the DWH
PDARP determined the Bryde's whale to be the most impacted oceanic
marine mammal following the 2010 DWH oil spill. We find that the best
available science supports our determination that oil spills and spill
responses are a threat to the species. We agree with the other
commenter that Bryde's whales are susceptible to impacts from oil
spills and response activities and that ingestion of oil or dispersants
are likely harmful to GOMx Bryde's whales.
Comment 31: Joint industry commenters stated that the species will
not be threatened by oil spills or spill response activities in the
future. BOEM's EIS for multiple lease sales in the Central and Eastern
Planning Areas between 2017 and 2022 (BOEM 2015-033) recognizes that
recently developed measures, ``including additional subsea blowout
preventer testing, required downhole mechanical barriers, well
containment systems, and additional regulatory oversight'' make an oil
spill event ``less likely than in the past,'' and BOEM does not expect
spills greater than 150,000 barrels in the Central and Eastern Planning
Areas during the 2017 to 2022 period. Commenters also noted industry-
driven initiatives to prevent oil spills and improve spill responses,
including the formulation of four ``Joint Industry Task Forces
(`JITFs') to identify best practices in offshore drilling operations
and oil spill response with the aim of enhancing safety and
environmental protection,'' American Petroleum Institute's adoption of
certain standards applicable to offshore drilling and related
operations, and the development of the Center for Offshore Safety, a
group whose mission is to promote safety in offshore drilling,
completions, and operations by offering information, tools, and
opportunities for industry collaboration. The commenter also stated
that the federal government has instituted a number of changes by
reorganizing the Minerals Management Service and issuing new rules and
requirements that make the prospect of future catastrophic spills even
more remote.
Response: We recognize the efforts that have been made to reduce
the likelihood of future oil spills and improve oil spill response
efforts. Federal agencies, including BOEM, and oil and gas industry
groups have instituted a number of safeguards, standards, and best
practices to help reduce the likelihood of a future spill. The industry
is to be commended for their efforts to further reduce the risks of
spills. However, these efforts do not eliminate the threat of oil
spills and spill response activities to the species. Changes made at
the federal level have been to further reduce the likelihood of
``catastrophic spills'' and are likely to be beneficial; however, as
described elsewhere in the rule, GOMx Bryde's whales are susceptible to
adverse effects from spills regardless of the spill's size.
Furthermore, we have found that regulatory mechanisms aimed at reducing
the threat of oil spills or spill response activities are inadequate to
protect the species, as discussed in more detail under the response to
comments on Existing Regulatory Mechanisms. For these reasons, we
conclude that we have accurately stated the likelihood of impacts and
the risk to the species.
Comments on the Threat of Vessel Collision
Comment 32: We received several comments on the risk of vessel
collisions to GOMx Bryde's whales and level of shipping traffic in the
BIA. Joint industry commenters stated that vessel collisions have never
been a significant source of Bryde's whale mortality in the Gulf of
Mexico, or anywhere else in the world, with the exception of the
heavily trafficked Hauraki Gulf off New Zealand. Vessel collisions are
incredibly rare for Bryde's whales in the Gulf of Mexico and are not a
threat to the species. Commenters stated that ship strike mortality is
low throughout the Bryde's whale's worldwide range, as shown by two
sources which contain three records of ship strike Bryde's whale
mortalities occurring in locations other than New Zealand--a 2001
Marine Mammal Commission review of whale strandings and collision
reports dating back to the 1800s, and the International Whaling
Commission's online ship strike database. The commenters stated that,
since the 2001 Marine Mammal Commission review, NMFS has reported only
one additional incident of a Bryde's whale being killed as the result
of ship strike in the Gulf of Mexico. The commenters also state that
vessel traffic in the Bryde's whale BIA is low, as demonstrated by
NOAA's tracking of transponder data, and likely is the reason for the
relative absence of vessel collisions with Bryde's whales in the Gulf
of Mexico. Another commenter stated that there is a high density of
vessel traffic in the northern Gulf of Mexico, as well as commercial
shipping lanes that transit through the Bryde's whale BIA. Two other
commenters stated that vessel collisions with GOMx Bryde's whales might
increase after the moratorium on new lease sales in the EPA expires in
2022. If the EPA was open to energy exploration, development, and
production, and vessel traffic increased in areas that overlap with
Bryde's whale habitat, the risk of vessel collisions may also increase.
A commenter stated that the distribution of vessels relative to Bryde's
whale distribution, coupled with the species' vulnerability to vessel
collisions, suggest this threat needs to be mitigated. Lastly, a
commenter stated that vessel collision is a significant threat,
considering that mariners have difficulty sighting whales at night
which limits their ability to quickly change course and avoid
collision.
Response: We find that vessel collisions are a threat to the
species. The number of reported vessel collisions with Bryde's whales
in the Gulf of Mexico and elsewhere worldwide, with the exception of
New Zealand, is likely underestimated because GOMx Bryde's whales are
an offshore species and have low carcass detection and recovery rates
compared to more coastal species (e.g., New Zealand Bryde's whale,
humpback whale, and right whale; Laist et al., 2001; Jensen and Silber
2004; Williams et al., 2011; Waring et al., 2013). In the southern
hemisphere, Bryde's whales (B.edeni) are the third most commonly
reported species struck by ships (Van Waerebeek et al., 2007). One GOMx
Bryde's whale (a lactating female) is known to have been struck by a
ship in 2009 (Waring et al. 2013). Williams et al. (2011) estimate that
as few as 2 percent of cetacean deaths in the Gulf of Mexico are
actually detected. The 2009 ship struck GOMx Bryde's whale was readily
documented because the animal was struck, pinned across the ship's bow,
and transported on the bow for likely tens or possibly hundreds of
miles before it was detected in the Port of Tampa Bay, Florida (Waring
et al. 2013). Comparatively, in New Zealand, where Bryde's whales occur
nearshore and the probability of detecting carcasses is high, six of
the seven Bryde's whale carcasses reported in the IWC database washed
ashore (IWC ship strike database, accessed June 6, 2017, https://iwc.int/index.php?cID=872&cType=document).
The GOMx Bryde's whale population likely numbers fewer than 100
animals (Rosel et al. 2016). There are several major shipping lanes
cross the GOMx Bryde's whale's BIA, with moderate vessel densities,
connecting ports in Mobile, Alabama; Pensacola, Panama City, Tampa Bay,
Florida, which increase the risk to vessel collisions.
[[Page 15463]]
Given the species' small population and restricted range, the species
is particularly vulnerable to threats from vessel collisions. Any human
induced mortality can have population-level consequences to small
populations of whales (Laist et al. 2001, Jensen and Silber 2004).
Thus, although the number of reported vessel strikes and mortalities to
Bryde's whales outside of New Zealand is low, given the low abundance
and the low probabilities of carcass detection and recovery rates for
GOMx Bryde's whales, we conclude that vessel strikes and moralities to
GOMx Bryde's whales pose significant threat to this subspecies.
Lastly, we agree with the commenters who noted that vessel
collisions are a threat to Bryde's whales given the species'
vulnerability to vessel collisions and mariner's sighting abilities.
The spatial overlap between vessel traffic and GOMx Bryde's whale
distribution, the difficulty of sighting a whale at the surface at
night, Bryde's whale diving behavior (spending 88 percent of their time
at night within 15 m of the surface; Soldevilla et al., 2017), and the
limited ability of large ships to change course quickly enough to avoid
a whale all contribute to the risk of vessel collisions to GOMx Bryde's
whales. We also agree that any increase in the number of vessels in the
Bryde's whales' habitat, such as could occur following the expiration
of the moratorium on lease sales, would increase the severity of this
threat.
Comment 33: Joint industry commenters stated that NMFS incorrectly
concluded that the construction of the third lane of the Panama Canal
would expand vessel traffic in the Gulf of Mexico and increase the risk
of vessel collision with GOMx Bryde's whales. The commenters stated
that NMFS relied on a report (Institute for Water Resources, 2012) on
port modernization that contained figures regarding increases in cargo
tonnage, not increases in vessel traffic, as support for the conclusion
that vessel traffic and the associated risk of vessel strike would
increase following the canal modernization. The projected increase in
the use of post-Panamax vessels could result in decreased vessel
traffic, given the larger capacity of these vessels. In addition,
shipping between the Panama Canal and two of the Gulf of Mexico's
largest ports (Port of South Louisiana and Port of Houston) would
likely not traverse the areas where Bryde's whales are most commonly
found.
Response: We agree with the SRT's assessment that vessel collisions
are a current threat to the GOMx Bryde's whale and that the threat of
vessel collisions may increase in the future given the expansion of the
Panama Canal (Institute for Water Resources, 2012). The increased use
of the larger post-Panamax ships (larger vessels using the canal post-
expansion) is just one factor in evaluating the amount of vessel
traffic expected in the Gulf of Mexico in the future. As stated in the
status review, as a result of the re-inauguration of the Panama Canal,
freight transport may be redistributed from the West Coast Pacific
ports to southeastern U.S. ports, including those in the Gulf of
Mexico. Transshipment service hubs also may arise with the use of these
larger vessels. Since not all ports will be able to accommodate the
larger, post-Panamax vessels, smaller feeder vessels may be used to
deliver cargo received at these hubs from the larger vessels to
locations unable to receive the larger vessels directly (Institute for
Water Resources 2012). In addition, historical vessel call data
available from the Maritime Administration's website (https://www.marad.dot.gov/resources/data-statistics/) shows that from 2002 to
2013, vessel calls at the top 20 U.S. Gulf of Mexico ports doubled from
17,200 to 34,700 vessel calls. We expect demand for shipping to
continue to increase due to population growth in the south. The U.S.
Census Bureau projects a population growth rate of just less than 28
percent between 2015 and 2025. Thus, the best scientific and commercial
data available indicate that ship traffic is likely to increase in all
of the Gulf of Mexico, including within Bryde's whale habitat, even
with the reliance on vessels with larger cargo capacity. We agree with
the commenters' observation that vessel traffic from the Panama Canal
specifically to the Port of Louisiana and Port of Houston will not
likely traverse the GOMx Bryde's whale BIA. However, we conclude that
the threat of vessel collisions is a high severity threat to the
subspecies and that the threat may increase in the future.
Comments on Exposure to and Effects of Anthropogenic Noise
Comment 34: We received two sets of comments stating that NMFS
provided no direct evidence that exposure to anthropogenic noise harms
Bryde's whales. Joint industry commenters stated that the studies that
NMFS cites in the proposed listing rule regarding impacts of noise
pertain to other marine mammals or marine mammals in general, and that
NMFS has not provided any direct evidence that there are negative
acoustic impacts on Bryde's whales. Another commenter stated that NMFS
previously concluded that ``there is no evidence that serious injury,
death, or stranding of marine mammals can occur from exposure to airgun
pulses, even in the case of large air gun arrays,'' and that we do not
have a basis to change our position in this rulemaking. In addition, a
BOEM Science Officer has stated that ``there has been no documented
scientific evidence of noise from air guns used in geological and
geophysical seismic surveys adversely affecting marine mammal
populations or coastal communities.'' Another commenter stated that
acute or chronic exposure to anthropogenic noise can have direct or
indirect impacts to marine mammal species and that there is a
substantial body of published scientific literature demonstrating the
impacts of noise on baleen whale vital behaviors (Castellote et al.,
2012; Cerchio et al., 2014; Blackwell et al., 2015; Nowacek et al.,
2015; Shannon et al., 2015).
Response: In the proposed rule, we concluded that Bryde's whales
are impacted by anthropogenic noise, and noted the potential for acute
and chronic impacts of noise. Acute impacts of noise-producing
activities include auditory injuries or behavioral responses and tend
to occur relatively nearby the source. Chronic impacts are those caused
by long-term elevated ambient noise from multiple noise sources that
can occur at extended distances from the sources and include masking,
stress, and habitat degradation and associated impacts. Ambient noise
is the average background noise level in an environment and is the
combination of physical (e.g., wind, waves, earthquakes), biological
(e.g., fish calls, mammal calls, snapping shrimp) and anthropogenic
(e.g., shipping, seismic surveys, sonars) noise sources present. The
studies we relied on represent the best scientific information
available from which to evaluate the impacts of noise on the GOMx
Bryde's whales. The different sources of anthropogenic noise and their
associated impacts are further discussed in the status review (Rosel et
al., 2016) and proposed rule (81 FR 88639). Some of the studies were of
other baleen whale species, but as we explained in the proposed rule,
it is reasonable to expect similar effects on Bryde's whales because
the auditory abilities of all baleen whale species are considered to be
broadly similar based upon vocalization frequencies and ear anatomy
(Ketten et al., 1998). In addition, as we stated above, energy
exploration, production, and development in the northern central and
western Gulf of Mexico, including the
[[Page 15464]]
noise from these activities, likely contributed to the curtailment of
the species' range and continued activities constrain the species'
range.
We are not changing our position regarding the effect of sound from
air gun pulses. In the proposed rule, we noted that seismic surveys
have the potential to cause acute auditory injury to marine mammals
within 100m--1km of airguns with received levels of 230 dB re 1
[micro]Pa (peak) or higher (Southall et al., 2007). In the 2016
Technical Guidance, this threshold was reduced to 219 dB re 1 [micro]Pa
(peak), which indicates an area of potential acute auditory injury at
equal or greater distance from the sound source than that discussed in
Southhall et al., 2007. Contrary to the commenter's statement, we did
not state that we have direct evidence that serious injury, death, or
stranding from airguns has occurred for GOMx Bryde's whales. We also
noted that the whales could experience behavioral responses, including
strong avoidance, as has been documented in other baleen whale species.
In addition, behavior disturbances can cause energetic effects (e.g.,
through avoidance of preferred feeding habitat, or interruption of
feeding) or interfere with critical behaviors (e.g., cow-calf
communications or adult mating behaviors) in a manner that may reduce
reproductive success or survivorship which can lead to population level
effects depending on the scale of the impacts and the status of the
population. As indicated in the literature cited in the status review,
such behavioral responses can occur if the activity occurs within 8 km
of a whale (Rosel et al., 2016). The commenters cite an article by a
BOEM Science Officer entitled, The Science Behind the Decision: Answers
to Frequently asked Questions about the Atlantic Geological and
Geophysical Activities Programmatic Environmental Impact Statement
(PEIS), to support their statement that noise from airguns does not
adversely affect marine mammals. The article suggests there are no
population-level effects to marine mammals as none have been
documented. However, as BOEM stated in a follow-up to this article,
``[we] should not assume that lack of evidence for adverse population-
level effects of airgun surveys means that those effects may not
occur'' (BOEM, 2015; www.boem.gov/BOEM-Science-Note-March-2015/). In
addition, while the article notes that there have been no documented
reports of marine mammals being killed, it also states that marine
mammals can be injured by noise from airguns, and protection is needed
to avoid harm. Thus, the article does not alter our conclusion that
Bryde's whales could suffer acute auditory injury or experience
behavioral effects if exposed to noise from seismic survey activity.
The commenter provided no basis to draw a different conclusion about
the impact from noise from seismic surveys and airguns to the GOMx
Bryde's whale than we described in our proposed rule. We agree with the
commenter who stated that acute or chronic exposure to anthropogenic
noise can have direct or indirect adverse physical and behavioral
effects on GOMx Bryde's whales, as further described in the status
review and proposed rule (Rosel et al., 2016; 81 FR 88639, December 8,
2016).
Comment 35: Joint industry commenters stated that NMFS failed to
show that Bryde's whales in the Gulf of Mexico are exposed to marine
sound. The commenters stated that, although ship noise likely occurs in
the Gulf of Mexico, the noise in the De Soto Canyon is likely less than
other areas in the Gulf because commercial fishing vessels, which
constitute a large portion of marine traffic in the Gulf, are
prohibited from fishing in the De Soto Canyon area. According to the
commenter, much of the area where Bryde's whales are found is under
speed restrictions contained in the Joint Notice to Lessees and
Operators on ``Vessel Strike Avoidance and Injured/Dead Protected
Species Reporting'' (BOEM NTL No. 2016-G01), which could reduce noise.
Additionally, the commenters stated that oil and gas exploration does
not occur in the De Soto Canyon or anywhere else in the EPA and
therefore does not provide a meaningful contribution to anthropogenic
noise levels. The commenters also stated that one of the peer reviewers
agrees that the BIA for the Bryde's whales is an area of relative quiet
in the Gulf of Mexico.
Response: We conclude that GOMx Bryde's whales are exposed to and
affected by marine sound. Noise from oil and gas activities (e.g.,
noise generated from vessels and aircraft, oil drilling and production,
and seismic surveys) and shipping traffic constitute the primary
sources of anthropogenic noise in the Gulf of Mexico. We disagree that
Bryde's whales are exposed to less noise due to the prohibition of
commercial fishing in the De Soto Canyon area. As described in the
status review (Rosel et al., 2016), noise associated with commercial
fishing sonars and scientific sonars is ubiquitous, but it is not as
pervasive as other sources of noise (e.g., noise associated with
shipping and other vessel traffic). In addition, we note that the only
commercial fisheries prohibited in the De Soto Canyon Marine Protected
Area (MPAs) are those fisheries that use pelagic longline gear as
described herein.
The commenters noted that noise levels increase with vessel speed,
but states that given the U.S. Department of the Interior, Joint Notice
to Lessees and Operators cited in the comment above, much of the area
where Bryde's whales are found is under speed restrictions. The Joint
Notice applies to existing and future oil and gas operators in the Gulf
of Mexico, and contains only recommended measures to reduce the risk
associated with vessel strike or disturbance of protected species. One
of the recommended measures is to ``Reduce vessel speed to 10 knots or
less when mother/calf pairs, pods, or large assemblages of cetaceans
are observed near an underway vessel when safety permits.'' However,
these recommended measures are only applicable to specific lessees and
operators, and are specific to the area where the individual operations
occur, not specific to the GOMx Bryde's whale BIA. We disagree that
most of the area where Bryde's whales are found is under speed
restrictions. Moreover, any recommended measures applicable to oil and
gas operations would not apply to commercial shipping or other vessels
and thus would not reduce noise from those vessels, which is a primary
source of low frequency noise in the Gulf of Mexico.
Oil and gas exploration can occur within the EPA, and we have not
received any information to change our conclusion regarding this
threat. The current moratorium expires in 2022, and even now only bans
oil and gas leasing. The moratorium does not ban exploration
activities, which include the use of seismic surveys, which are a
primary source of low frequency noise in the Gulf of Mexico.
Comment 36: One commenter presented information from a 2016
acoustic propagation modeling effort, incorporated in BOEM's Gulf of
Mexico OCS Proposed Geological and Geophysical Activities Draft (PEIS)
(BOEM 2016-049), that estimated the extent of the reduction of
listening area and communication space for marine animals due to
seismic surveys. The model shows that the shallow waters in the upper
De Soto Canyon suffer less habitat degradation due to noise levels than
modeled sites to the west, in part due to the bathymetry of the canyon
and the low levels of oil and gas activity. The commenter stated that
this acoustic modeling information supports NMFS' observation that
Bryde's whales may have experienced a range contraction
[[Page 15465]]
due to the acoustic habitat degradation from the heavily developed
western Gulf of Mexico.
Response: We appreciate the information presented, and note that
after the comment was submitted, BOEM published the final EIS (BOEM
2017-051), incorporating this modeling information. We agree with the
commenter's characterization that anthropogenic noise may have
contributed to the shift in the species' distribution.
Comment 37: Joint industry commenters stated that the threat of
noise from oil and gas exploration, development, and production is at
most a future risk dependent on the potential opening of the EPA to
leasing for energy exploration, development, and production. Even if
the EPA were open for leasing, any increase in noise is speculative and
depends on future leasing decisions, lease interest, production rate,
and presumptions about geology and market speculation. Even if oil and
gas activities were to occur in important Bryde's whale habitat either
now or in the future, those activities would be conducted pursuant to
strict regulatory requirements that minimize the risk of exposure as
outlined in BOEM's Notice to Lessees. Another commenter highlighted
information from BOEM's Draft EIS on Gulf geophysical and geological
surveys (BOEM 2016-049) and stated that over the next 10 years GOMx
Bryde's whales would be exposed to noise from oil and gas exploration.
Response: We disagree that the threat of energy exploration and
production is a speculative, future threat. The SRT evaluated the
threat of anthropogenic noise based on its current threat to the
species and the threat it poses over the next 55 years. Although few
seismic surveys are currently occurring in the eastern Gulf of Mexico,
in other areas in the Gulf of Mexico, outside of the species' currently
known range, there are high levels of noise due to seismic surveys. We
conclude this noise likely contributed to the species' range
contraction. In addition, given the ability of low-frequency sounds to
travel substantial distances, sounds from nearby surveys may be
impacting the GOMx Bryde's whale within the BIA, contributing to
ambient noise levels that have the potential to increase stress, mask
vocalizations and environmental cues, and reduce foraging and
reproductive success, and have the potential to affect the species'
distribution and curtail the species' range. The highest levels of
exploration activity (seismic surveys) are in the CPA, and the
northwestern extent of the BIA is near the EPA/CPA boundary. We note
that the species could suffer acute auditory injury if seismic survey
activity occurred within 1 km of a Bryde's whale and could experience
behavioral responses, including strong avoidance, if activity occurred
within 8 km of a whale (Rosel et al., 2016). None of the measures in
the Notice to Lessees to address exposure to short-term noise at high
sound pressure (resulting in acute auditory injury) would address the
issues associated with exposure to chronic noise. BOEM has projected
oil and gas activity levels in the EPA that show there will be wells
drilled and associated activities occurring in the EPA as a result of
current lease sales (BOEM 2015-033), and noise from these activities
may affect the GOMx Bryde's whale. Moreover, the moratorium on new
lease sales in the EPA expires in 2022, and thereafter, noise produced
from oil and gas activities is likely to increase within the Bryde's
whale BIA. Post-moratorium, the whales could be exposed to ambient
noise levels that have the potential to mask communications, among
other effects, and to discrete incidences of noise that have the
potential to cause acute auditory injuries.
We appreciate the comment with information from BOEM's now-
finalized EIS (BOEM 2017-051) regarding the sound levels that Bryde's
whales could be exposed to from seismic oil and gas surveys taking
place in the entire Gulf of Mexico, including the EPA. Information from
this comment supports our conclusions regarding the impacts of noise
from oil and gas activities on GOMx Bryde's whales in the future if
energy exploration, development, and production were to expand into the
EPA.
Comment 38: One commenter stated that the modeled noise predictions
that NMFS relied on from the status review were un-validated and
inconsistent with real world data, as one of the peer reviewers noted.
The commenter stated that NMFS cannot rely on models that do not
reflect real world measurements.
Response: The SRT presented model outputs from the Cetacean and
Sound Mapping (CetSound) working group to understand the potential
contribution from different sound sources to ambient noise in the Gulf
of Mexico and the potential geospatial distribution of ambient noise.
One of the peer reviewers of the draft status review report recommended
omitting the models due to the potential discrepancy with measured
data. The SRT took into account the peer reviewer's comments and
explained that the CetSound models in the BIA are consistent with the
real world measurements described in Rice et al., 2014 and Wiggins et
al. (in review at the time the status review was developed, and
published in 2016) and made appropriate revisions in the final status
review report to clarify this point. We conclude that, as is explained
in the status review, a comparison of sound levels detected by Marine
Autonomous Recording Units and High Frequency Acoustic Recording
Packages and the CetSound predictions indicates that the predictions
are a reasonable approximation of the range of ambient noise,
considering the differences in spatial and temporal scales of the
models and in-situ measurements. When seismic survey activity is low in
the EPA, ambient noise levels are likely to be within the range the
model predicts for total shipping noise, and when seismic survey
activity is higher in the EPA (near 2009 levels), ambient noise levels
are likely to be within the range the model predicts for total shipping
and seismic noise.
Comment 39: One commenter stated that ambient noise levels in the
Gulf of Mexico present no harm to the GOMx Bryde's whale under current
or historical standards for evaluating the levels at which noise will
cause injury or behavioral effects. The commenter stated that the
average ambient noise levels cited in the status review are below those
at which NMFS believes the species will experience auditory impacts, as
set forth in NMFS' 2016 Technical Guidance for Assessing the Effects of
Anthropogenic Sound on Marine Mammal Hearing, and the historical
levels, which commenters state are 180 dB for physical injury and 160
dB for behavioral effects. The commenters stated that the Technical
Guidance for Assessing the Effects of Anthropogenic Sound on Marine
Mammal Hearing changed the acoustic standards for physical injury, but
did not change the 160 dB behavioral effects standard. The commenter
also stated that the status review incorrectly states that ambient
noise sound pressure levels may exceed thresholds for behavior
disturbances during a proportion of the year in certain regions (e.g.,
MARU sites HF4 and HF7 in the Central Planning Area, Table 6, and
Figure 14). According to the commenter, this statement is incorrect
because levels recorded at those sites are below the thresholds. The
commenters stated that NMFS needs to develop a specific standard of
harm before it can assess the level of risk to Bryde's whales from
exposure to anthropogenic noise.
Response: We have sufficient information to evaluate the threat to
the GOMx Bryde's whale from
[[Page 15466]]
anthropogenic noise, including the threat from ambient noise (the
average background noise levels that the animals experience). We
described the research on the effects of noise on marine mammals in the
status review and proposed rule (Rosel et al., 2016; 81 FR 88639,
December 8, 2016). We concluded GOMx Bryde's whales are being affected
by noise, caused primarily by vessels and commercial shipping traffic
and seismic surveys. In particular, we find that exposure to noise from
these sources can increase stress, mask communication and environmental
cues, lead to reduced foraging and reproductive success, and lead to
habitat displacement. We also conclude that noise associated with
energy exploration, development, and production likely contributed to
the species' range contraction.
In addition to discussing the effects of acute and chronic exposure
to noise, the SRT evaluated whether ambient noise levels would exceed
the thresholds NMFS has used to evaluate effects from acute, or short-
term, exposure to noise. Although the acute exposure thresholds are not
intended to be used to evaluate the effects of exposure to constant
background noise, the SRT conducted this comparative analysis to
determine whether the GOMx Bryde's whale is continuously being exposed
to noise at levels that would cause acute auditory injury, or result in
behavioral effects even if the species was temporarily exposed.
Thus, the SRT compared, measured, and modeled ambient noise levels
to NMFS' acoustic thresholds for determining whether sound at a given
level constitutes Level A or Level B harassment for the purpose of
incidental take permitting, as those terms are defined under the MMPA.
While the SRT was finalizing the status review, NMFS was in the process
of updating the acoustic thresholds for auditory injury. The status
review refers to earlier-existing thresholds, stating that the
threshold for Level A harassment, which includes the potential for
injuries, was 180dB, and the threshold for Level B harassment, which
refers to behavioral effects, was 160 dB for impulsive sound and 120 dB
for non-impulsive sound. The SRT did not determine at what point noise
from seismic or shipping activities would cause Level A or Level B
harassment. The purpose of the status review analysis was not to
evaluate noise that might be harassment under the MMPA, but to evaluate
threats to the species to inform our ESA listing decision. In 2016, we
published Technical Guidance for Assessing the Effects of Anthropogenic
Sound on Marine Mammal Hearing--Underwater Acoustic Thresholds for
Onset of Permanent and Temporary Threshold Shifts (2016 Technical
Guidance). This document provides acoustic thresholds for assessing
auditory impacts in marine mammal hearing for all sound sources. It
updated the 180 dB threshold used to assess the onset of auditory
injury, but did not update or address the threshold for evaluating
behavioral harassment from non-impulsive noise (e.g., continuous
noise), and the status review uses the 120 dB for evaluating behavioral
effects from continuous noise sources. The status review evaluated
whether ambient noise levels would exceed this 120 dB threshold.
Ambient noise levels measured at certain locations (MARU sites HF4
and HF7 in Table 6, Figure 14 in the status review in the WPA and CPA)
may exceed the 120 dB threshold for determining when exposure to non-
impulsive noise may cause behavioral disturbances. The SRT's analysis
relied on noise levels for the \1/3\ octave band level centered at 100
Hz only, to allow comparisons at the frequencies at which GOMx Bryde's
whales produce their calls (Rosel et al. 2016 at 48, citing
[Scaron]irovi[cacute] et al. 2014). However, noise impacts occur over a
wider frequency bandwidth which must be considered to appropriately
compare these noise levels to broadband noise levels, such as 120 dB
threshold. The sound level in any narrow-band (e.g., the \1/3\ octave
band centered at 100 Hz) will be lower than the total sound level
across the full frequency band. As discussed in the status review, the
full impacts of sound (injury, physiological responses, and behavioral
responses) can occur throughout the Bryde's whale's hearing frequency
range, and therefore, sound levels need to be integrated over this
broader range to understand the full impacts of sound. Based on the
broadband data presented in Rice et al. (2014b) and Wiggins (in review
at the time the status review was developed, and published 2016), the
SRT estimated that ambient noise levels in the 10-200 Hz frequency
range may exceed 120 dB at two locations where sound was measured (the
MARU HF4 and HF7 sites in the WPA and CPA). Although those sites are
outside of the EPA, as the SRT explained, noise levels in the BIA could
reach the levels recorded at these sites when seismic survey activity
occurs closer to or within the BIA. The models including seismic survey
noise predicted higher noise levels in the BIA, based on data from 2009
when seismic survey activity was high in the BIA. At those levels, the
SRT predicted that the whales would be unlikely to hear their closest
neighbors. Thus, we conclude that if seismic survey activity were to
increase in the EPA and return to 2009 levels, which is possible
following expiration of the moratorium, ambient noise levels could be
so high as to preclude the species from communicating. Thus, expanding
seismic survey activity could prevent the species from communicating at
all times. Moreover, high background noise reduces the ability of
acoustically sensitive species, such as the GOMx Bryde's whales, to
detect and interpret critical acoustic cues, such as those used for
communication, detecting predators or prey, or navigation, even if they
do not exceed the thresholds for behavioral effects used to evaluate
impulsive sound. We conclude that high background noise is a threat to
the species.
The best scientific information available discussed above does not
support the commenter's position that noise levels present no harm or
that NMFS has no standards to measure harm. We discussed the potential
harm from ambient noise and acute noise, and compared ambient noise
levels to the thresholds at which the agency has determined discrete
exposure to noise could cause acute auditory injury or behavioral
responses. Moreover, the information in the 2016 Technical Guidance and
the agency's thresholds for evaluating behavioral disturbances are not
the only tools to be used in analyzing the effects of noise on a
species. As stated in that 2016 Technical Guidance, the agency has a
number of tools beyond just the guidance, including behavioral impact
thresholds, auditory masking assessments, evaluations to help
understand the effects of any particular type of impact on an
individual's fitness, population assessments, etc., to help evaluate
the effects of noise.
Comments on the Threat of Fishing Gear Entanglement
Comment 40: Joint industry commenters stated that entanglement has
never been shown to pose an extinction threat to Bryde's whales in the
Gulf of Mexico or anywhere else in the world. The joint industry
commenters noted: (1) There have been only a handful of Bryde's whale
entanglements worldwide and even fewer instances where the entanglement
resulted in mortality, (2) fisheries and gear that entangled Bryde's
whales are not used near important Bryde's whale areas, (3) in the Gulf
of Mexico, there have been no reports of Bryde's whale
[[Page 15467]]
entanglement or other fishing-related mortality or serious injury
between 1998 and 2013, (4) there are no known interactions between
Bryde's whales and pelagic longline gear or bottom longline gear, (5)
of the 12 fisheries analyzed for potential fishing gear interactions in
the status review, only the butterfish trawl fishery is a potential
threat to Bryde's whales, but it has only two participants currently
permitted, (6) other fisheries are either unlikely to harm Bryde's
whale (hook and line), have the highest effort west of De Soto Canyon
or in shallower water than Bryde's whales inhabit (shrimp trawl), or
are prohibited in the De Soto Canyon (pelagic longline), and (7)
fishing effort in the Gulf of Mexico is declining. Another commenter
concurred with the SRT's determination that fishing gear entanglement
is at least a moderate threat to the population. Other commenters
stated that while there are few known entanglements in U.S. waters, the
lack of observer coverage for trap/pot and trawl fisheries and heavy
reliance of self-reporting may underestimate the extent of fishery-
related mortality and serious injury, as self-reports of interactions
by fisheries often are significantly underreported, and that even known
levels of entanglement would threaten the species.
Response: The degree of risk from direct fishery interaction is a
function of whale size and behavior, gear type, and spatial overlap
between fishing effort and habitat. The SRT concluded that five of the
12 commercial fisheries that they evaluated overlap or possibly overlap
with the Bryde's whale BIA (i.e., the Gulf of Mexico commercial pelagic
longline fishery, the bottom longline component of the Gulf of Mexico
reef fish fishery, the Gulf of Mexico shark bottom longline fishery,
the Gulf of Mexico shrimp trawl fishery, and the Gulf of Mexico
butterfish trawl fishery). The SRT also concluded that these five
fisheries use gear types (i.e., pelagic longline, bottom longline, and
trawl) that pose entanglement risk to whales (see Table 7, Rosel et al.
(2016). Trap/pot fisheries in the Gulf of Mexico do not overlap with
the BIA so they are not an entanglement concern for this species. The
other fisheries not identified above were found to have limited spatial
overlap and/or to use gear that does not pose an entanglement risk and
therefore that is unlikely to harm GOMx Bryde's whale. The proposed
rule assessed the threat of fishing gear entanglement based on the
spatial overlap between these fisheries and the Bryde's whale BIA, the
amount of fishing effort, and the potential for interactions given the
whale's foraging behavior. The status review notes known entanglements
and explains that the bycatch rates are often underestimated as marine
mammals may become entangled in, or hooked by, fishing gear and swim
away with injuries or deaths that are unobserved and accounted for in
bycatch statistics (Rosel et al., 2016). High rates of entanglement
scarring on living baleen whales indicate that fishery entanglements
may occur more frequently than indicated by statistics on known bycatch
mortality. The status review stated that the royal red shrimp trawl
fishery and butterfish trawl fishery have limited spatial overlap with
the BIA and those overlapping areas represent a small portion of
fishing effort. The SRT also noted that there are only two participants
within the butterfish trawl fishery. Consequently, the SRT determined
that these trawl fisheries are unlikely to harm GOMx Bryde's whale.
However, the pelagic longline and bottom longline fisheries were found
to present an entanglement risk based on their effort in the BIA and
their potential for interactions given the gear type and the whale's
behavior. Pelagic longlines are a known entanglement threat to baleen
whales because the majority of mainline gear is in the water column
(Andersen et al., 2008). Approximately two thirds of the Bryde's whale
BIA has been closed to commercial pelagic longline under the De Soto
Canyon Marine Protected Area (MPA); however, the BIA is larger than the
MPA and one third of the BIA is still open to pelagic longline fishing
(65 FR 47214; August 1, 2000). The MPA is composed of two rectangular
areas, one of which covers the northern part of the BIA, the other
covering the southern part, leaving the middle section of the BIA open
to pelagic longline (Figure 20B in Rosel et al., 2016). In addition,
there are no restrictions or areas within the BIA closed to bottom
longline fishing. Bottom longline gear is an entanglement risk to
bottom-foraging whales, given that the majority of mainline gear is
anchored on the seafloor. The GOMx Bryde's whales likely forage on or
near the seafloor bottom, increasing the potential for interaction with
bottom longline fisheries. Based on the best scientific and commercial
information available, we concluded that fisheries that use pelagic
longline and bottom longline gears that operate within the BIA pose an
entanglement risk to the GOMx Bryde's whale.
Comment 41: The State of Louisiana requested that we conduct
additional analysis and interpretation of the status review's Appendix
2 ``Vessel Monitoring System and Fishery Effort Geospatial Density
Distribution.''
Response: As explained in the status review, Appendix 2 depicts
fishing effort for a number of fisheries based on Vessel Monitoring
System data that, where available, indicate where effort occurs for
each fishery. The SRT relied on Appendix 2 and other information to
evaluate the spatial distribution of commercial fisheries in the Gulf
of Mexico, and to evaluate the risk to the species from fishing gear
entanglement. Based on their review, the SRT found that 5 fisheries
with gear types that may interact directly with the species may have
effort within or along the edge of the known range of GOMx Bryde's
whales in the northeastern Gulf of Mexico, as described in Table 7 of
the status review. As we explained in the proposed rule, based on the
SRT's scoring, the threat of entanglement in commercial fishing gear is
``moderate'' in severity with ``moderate'' certainty, and we considered
this in our evaluation of section 4(a)(1) factor E. The State of
Louisiana did not express any specific concerns regarding Appendix 2.
We find the information contained in the status review, including the
information provided in Table 7 and Appendix 2, represents the best
available scientific and commercial information upon which to evaluate
the threat of fishing gear entanglement on the GOMx Bryde's whale. We
will continue to monitor this threat when we conduct our review of the
listed species (ESA section 4(c)(2)).
Comments on the Threat of Military Activities
Comment 42: The Navy's Energy and Environmental Readiness Division
stated that the proposed rule is consistent with their understanding of
the life history, abundance, and genetics information for the GOMx
Bryde's whale. They referenced the most significant threats to the GOMx
Bryde's whale and described measures the Navy implements to avoid and
minimize harm to marine mammals from oil releases from vessels, vessel
collisions, and training and testing activities. They provided
information on specific operational procedures that they state would
help minimize and avoid harm to GOMx Bryde's whales while conducting
their activities (e.g., maintaining an oil spill prevention and
response program for vessels, having personnel charged with observing
objects and disturbances in water to reduce the potential for
[[Page 15468]]
vessel interactions, maintaining mitigation zones where training and
testing activities may be curtailed when marine mammals are sighted).
They also communicated their need to conduct limited training and
testing activities in the Gulf of Mexico. They stated that the Eastern
Gulf of Mexico Planning Awareness Area encompasses the GOMx Bryde's
whales BIA, and indicated the Navy avoids planning major training and
testing exercises, when feasible, within this area.
Response: We appreciate the Navy's efforts to implement procedures
that may minimize impacts to marine mammals, including the GOMx Bryde's
whale. As noted in the proposed rule, section 7(a)(2) of the ESA
requires that all Federal agencies ensure that any action they
authorize, fund, or carry out is not likely to jeopardize the continued
existence of endangered or threatened species or destroy or adversely
modify designated critical habitat. Federal agencies must consult with
NMFS on their actions that may affect listed species under our
jurisdiction. We have previously consulted on the Navy's training
exercises, including the Atlantic Fleet Training and Testing exercises,
and recognize that once the rule is finalized, reinitiation of
consultation may be required, to the extent the newly listed species
may be affected by the action (50 CFR 402.16). We appreciate the Navy
recognizing the GOMx Bryde's whale's BIA and expanding the boundaries
of their Planning Awareness Area to encompass that area as it is an
important area for the species.
Comments on the Information Quality Act and Peer Review of the Status
Review
Comment 43: One commenter stated that the proposed listing rule
does not comply with the Information Quality Act (IQA) or guidance on
peer review of science documents issued under the IQA and other
authorities because NMFS has not classified the rule as ``influential''
or ``highly influential.'' The commenter stated that the proposed
listing rule is not Influential Scientific Information (ISI), but is a
Highly Influential Scientific Assessment (HISA) because it is novel,
controversial, precedent-setting, or has significant interagency
interest. The commenter stated that, because the rule is HISA, NMFS was
required to provide opportunity for public comment to the peer
reviewers, and to provide public comments submitted to NMFS to the peer
reviewers. Another commenter stated the proposed listing and the
information upon which it is based adheres to information quality
standards.
Response: We disagree that our proposed listing rule does not
comply with the IQA or guidance on peer review of government science
documents. In our Guidance on Responding to Petitions and Conducting
Status Reviews under the Endangered Species Act, updated May 2016, we
state that it is our policy and practice to seek peer review of the
scientific information underlying our determinations under section 4 of
the ESA, which includes status reviews where they have been prepared.
We also state that we seek peer review of the underlying status review
where one has been prepared, not the proposed listing rule, and that
only one round of peer review (i.e., peer review of the status review)
is necessary. We also explain that peer review of the scientific and
commercial information upon which we will base our listing
determinations is informed by the Office of Management and Budget's
(OMB) December 16, 2004, guidance regarding peer review of government
science documents, issued under the IQA and other authorities (OMB Peer
Review Bulletin) and NMFS' June 2012, policy directive containing
guidance on the OMB Peer Review Bulletin, PD 04-108-4. Thus, consistent
with our policy and OMB's Peer Review Bulletin, we did not seek
separate peer review of the proposed listing rule, but did seek peer
review of the status review.
Commenters state that we did not explain whether the proposed
listing is ISI or HISA. Again, we did not seek peer review of the
proposed listing. We did, however, seek peer review of the status
review, which was classified as ISI. NOAA's Office of Chief Information
Officer website at: https://www.cio.noaa.gov/services_programs/prplans/ID337.html clearly identifies the status review as an ISI product and
provides additional information on the peer review conducted. ISI means
scientific information the agency reasonably can determine will have or
does have a clear and substantial impact on important public policies
or private sector decisions. As noted in NMFS' Guidance on the OMB Peer
Review Bulletin (PD 04-108-4) and NOAA's Information Quality
Guidelines, a clear and substantial impact is one that has a high
probability of occurring. The status review was correctly identified as
ISI because it is used in informing our response the petition to list
the GOMx Bryde's whale and our proposal to list the GOMx Bryde's whale
as endangered.
An HISA is a subset of ISI and is defined as a scientific
assessment that has a potential impact of more than $500 million in any
one year on either the public or private sector or is novel,
controversial, or precedent-setting, or of significant interagency
interest. The status review is not novel or precedent-setting as NMFS
regularly prepares ESA status reviews and ESA listing determinations
very similar to this one. While some individuals may disagree with our
determination to list the GOMx Bryde's whale as endangered, no
controversy or significant interagency interest surrounds the status
review. We have no information that suggests the impact of the status
review would be greater than the HISA threshold, nor have commenters
provided any such information. Thus, the peer review was not completed
following the process for peer review of HISA, including any guidelines
for public participation. We agree with the commenter who stated that
we adhered to information quality standards in developing the status
review and proposed rule.
Comment 44: One commenter stated that NMFS did not comply with the
requirements of the OMB Peer Review Bulletin for review of ISI because
the peer reviewers lacked balance, independence, and were not
``informed of applicable access, objectivity, reproducibility and other
quality standards under the federal laws governing information access
and quality.'' The commenter stated that the peer reviewers were not
balanced because none were industry experts. The commenter also stated
that one peer reviewer was not independent because that reviewer is a
NMFS employee.
Response: We adhered to the OMB Peer Review Bulletin and our
guidance on the OMB Peer Review Bulletin in the selection of the peer
reviewers to ensure a balanced review by independent experts and to
prevent any real or perceived conflicts of interest. NMFS' guidance on
the OMB Peer Review Bulletin directs NMFS to select peer reviewers
based on expertise, balance, conflicts, and independence (PD 04-108-4,
Appendix A, II.3). We chose three scientists with the requisite
expertise, experience, and skill in marine mammal biology, ecology,
genetics, and acoustics to review the status review. To ensure balance,
we selected peer reviewers who represent a diversity of relevant
scientific and technical perspectives and fields of knowledge and who
we determined could offer fair and balanced viewpoints regarding the
SRT evaluation of the status of the species, including the
interpretation of available literature supporting that evaluation. With
respect to the independence of the peer
[[Page 15469]]
reviewer, NMFS' Guidance on the OMB Peer Review Bulletin states that
peer reviewers shall not have participated in development of the work
product to be reviewed. None of the peer reviewers tasked with
reviewing the status review were involved in developing the status
review. The OMB Bulletin does not foreclose NMFS from seeking peer
review by a NMFS employee. In addition, all peer reviewers were
screened for potential conflicts of interest. Finally, the peer
reviewers were informed of applicable access, objectivity,
reproducibility, and other quality standards under federal laws
governing information access and quality. We provided the peer
reviewers with a link to the OMB Peer Review Bulletin and notified them
of how we would attribute and disclose their comments consistent with
the applicable guidelines. In addition, we provided a link to a website
providing other NMFS scientific documents that have been subject to
peer review, including the peer review plans for those documents, to
serve as examples of previously completed peer reviews.
Comment 45: One commenter stated that NMFS violated requirements
for peer review of ISI because the agency did not provide responses to
peer reviewer comments on the status review. Joint industry commenters
stated that although NMFS provided the text of the peer reviewer
comments, NMFS did not make publically available the underlying
document containing the comments, complicating the commenters' ability
to understand the peer reviewer comments and whether they were
addressed. As a result, joint industry commenters stated that the
status review is flawed and does not represent the best scientific
information available.
Response: NMFS complied with the OMB Peer Review Bulletin and NMFS'
guidance on the OMB Peer Review Bulletin (PD 04-108-4) in conducting
the peer review of the status review. In accordance with the OMB Peer
Review Bulletin and our guidance on that Bulletin (PD 04-108-4)
regarding peer review of ISI, we posted the peer review plan, charge
statement to the peer reviewers, the peer review report, which
summarizes the comments of the peer reviewers, and the final status
review, which incorporates the response to peer reviewer comments, on
the NOAA's Peer Review Agenda at: https://www.cio.noaa.gov/services_programs/prplans/ID337.html. Under our guidance, the peer
review report must contain either a verbatim copy of each reviewer's
comments (with or without specific attribution) or represent the views
of the group as a whole, including any disparate and dissenting views
(PD 04-108-4, Appendix A, II.5). Each reviewer prepared an overview or
high level comments, which were included in the peer review report. The
peer review report also includes the peer reviewers' substantive
comments on particular text from the draft status review, where
substantive comments were provided. The peer reviewers' non-substantive
or stylistic comments the draft status review were not included in the
peer review report. Thus, the peer review report meets the requirements
of our guidance. Our guidance is clear ``that for ISI, the agency is
not required to prepare a separate response'' to the peer review (PD
04-108-4 at 8).
Joint industry commenters state that it is difficult to understand
the peer reviewer's comments and whether they were addressed. The
commenters are referring to Peer Reviewer 2's comments. Peer Reviewer 2
provided an overview of his or her comments, as well as specific
comments on language in the draft status review. Joint industry
commenters point out a few of those specific comments as hard to
follow. However, each statement that joint industry commenters indicate
is difficult to follow was taken out of context. We do not find that
Peer Reviewer 2's comments are difficult to follow. In addition, we do
not agree that because NMFS did not complete an unrequired procedural
step--providing additional documents from the peer review beyond those
described above--the information in the status review underlying our
determination is somehow rendered inadequate. Moreover, the commenter
identifies no better available scientific or commercial information.
Comment 46: One commenter stated that the status review and
proposed rule violated the IQA because the agency did not develop a
pre-dissemination review certificate.
Response: The proposed rule underwent pre-dissemination review
pursuant to Section 515 of the Treasury and General Government
Appropriations Act for Fiscal Year 2001, Public Law 106-554
(Information Quality Act). The pre-dissemination review is always
conducted as part of our internal review process and a pre-
dissemination review certificate is maintained as part of the
administrative record for this decision. It is not our practice to
publish the pre-dissemination review certificate, but it would be made
available upon request. We have not received any such requests. In
addition, as set forth in our Guidance on Responding to Petitions and
Conducting Status Reviews under the ESA, updated May 26, 2016, the
draft status review submitted to the peer reviewers is not intended for
further distribution. It is distributed solely for the purpose of pre-
dissemination peer review under applicable information quality
guidelines and it does not represent, and should not be construed to
represent, any agency determination or policy.
Comment 47: One commenter stated that the proposed listing rule
should be withdrawn because it relies on two documents that do not
themselves comply with the OMB Bulletin for Agency Good Guidance
Practices, including (1) NMFS' Guidance on Responding to Listing
Petitions and Conducting Status Reviews under the ESA and (2) NOAA's
Technical Guidance for Assessing the Effects of Anthropogenic Sound on
Marine Mammal Hearing. The commenter stated that because those two
documents met one or more significance criteria under the OMB Bulletin
for Agency Good Guidance Practices, NMFS should have followed that
bulletin in developing the documents. The commenter stated that NMFS
cannot rely on those documents until they meet all applicable
requirements under that bulletin, in addition to the IQA guidelines and
the OMB Peer Review Bulletin.
Response: We do not agree that we need to withdraw the proposed
listing rule. Section 4(b)(1)(A) of the ESA requires us to make listing
determinations on the basis of the best scientific and commercial data
available after taking into account certain efforts being made to
protect the species. In making the current listing determination, we
relied on the status review, which we believe compiled the best
scientific and commercial data available on the species' taxonomy,
distribution, abundance, life history, as well as the threats affecting
the status of the species, existing regulatory mechanisms, and
conservation efforts that affect the Bryde's whale, and other
information discussed in the proposed and final rules.
The SRT relied on NMFS' Guidance on Responding to Petitions and
Conducting Status Reviews under the ESA in developing the status
review. As noted above, that document summarizes the process by which
NMFS organizes and conducts status reviews pursuant to section
4(b)(1)(A) of the ESA. This procedural guidance document does not
dictate the outcome of the status review or our listing determination.
Comments on the process by which this procedural
[[Page 15470]]
guidance document was finalized are outside of the scope of this
rulemaking.
The commenter assumed that references to ``NOAA acoustic guidance''
in the status review referred to NOAA's 2016 Technical Guidance for
Assessing the Effects of Anthropogenic Sound on Marine Mammal Hearing.
However, the status review was not referring to NMFS' 2016 Technical
Guidance for Assessing the Effects of Anthropogenic Sound on Marine
Mammal Hearing (``the 2016 Technical Guidance''). We acknowledge that
the status review does not clearly cite the acoustic guidance that it
references. In the two instances that the status review uses the
terminology ``NOAA acoustic guidance'' (page 56, Rosel et al., 2016),
it is referring to acoustic thresholds in use at the time of the status
review to determine whether sound at a given noise level constitutes
Level A or Level B harassment for the purpose of incidental take
permitting, as those terms are defined under the MMPA. Those thresholds
are discussed earlier in the same section of the status review. As we
note in response to Comment 39, the 2016 Technical Guidance did not
update the threshold that the SRT used to evaluate the potential threat
to the species from ambient noise and does not otherwise affect the
validity of the noise analysis in the status review or this rulemaking.
Comment 48: Joint industry commenters state that the status review
is difficult to interpret. As support, joint industry commenters cite
the peer reviewer comment that the status review is difficult to follow
because it introduces terms, such as ``dangerously small population''
and ``high risk of extinction,'' that are not used in ESA listing
determinations.
Response: We do not find that the status review is confusing or
flawed because it uses the terms ``high risk of extinction'' or
``dangerously small population.'' One of the peer reviewers suggested
that the status review refrain from using these terms and stated that
these terms could cause confusion because the number of mature
individuals is not an ESA-listing factor and that extinction risk does
not depend solely on population size. We disagree that the status
review, or the listing decision based on it, is flawed because of how
the status review team evaluated population size and extinction risk.
The SRT was not tasked with making the listing determination, but
rather was evaluating the species' extinction risk, which informs NMFS'
listing determination. The SRT conducted its review in a manner
consistent with established agency practices as in previous status
reviews, and appropriately considered the species' risk of extinction
in view of the threats to the species and demographic risks such as the
species' total population size or abundance. The final status review
clearly defines what the SRT considered to be ``high risk'' and a
``dangerously small population size.'' The SRT concluded that the small
population size alone put the species at a high risk of extinction, and
that the population size and the threats to the species further
increase the extinction risk. To make the proposed listing
determination, we used the best available scientific and commercial
information on the GOMx Bryde's whale, including information summarized
in the status review. We proposed to list the GOMx Bryde's whale as
endangered after considering the threats to the species under section
4(a)(1), informed by the SRT's threats analysis, demographic risk
analysis, and extinction risk assessment, and any conservation efforts
to protect the GOMx Bryde's, as required under section 4(b)(1)(A).
General Support for the Proposed Listing Determination
Comment 49: We received 933 comments from the general public that
were generally supportive of the listing of the GOMx Bryde's whale as
endangered, and protecting their habitats. We received an additional 15
comments from non-governmental organizations supporting the proposed
listing. The State of Mississippi also expressed their support for the
listing determination. The Government of Cuba's Ministry of Science,
Technology and Environment (CITMA) expressed their support of the
subspecies determination and agreed that GOMx Bryde's whale is in
danger of extinction. Further, CITMA explained that there are no
records of B. edeni in Cuban waters.
Response: We appreciate the feedback received from these
commenters.
Comment 50: The CITES Scientific Authority of Mexico stated that,
according to their experts, they were able to confirm that the GOMx
Bryde's whale population consists of about 33 individuals total, that
the Gulf of Mexico population is a distinct from Bryde's whale
populations worldwide, and that the GOMx Bryde's whales have low
genetic diversity, and is exposed to various threats.
Response: We appreciate the commenter's feedback on our findings in
the proposed rule. In the proposed rule, we noted various abundance
estimates, including the Marine Mammal Protection Act abundance
estimate used for management of the ``Northern Gulf of Mexico Bryde's
Whale Stock'' of 33. However, we note that we do not conclude that the
population consists of 33 individuals. Given the best available
evidence and allowing for uncertainty, we conclude that the population
likely contains fewer than 100 individuals, with 50 or fewer being
mature. We appreciate support for our determination that the GOMx
Bryde's whale is genetically isolated unit and is distinct from other
whales in the Bryde's whale complex, and that the GOMx Bryde's whale is
exposed to various threats, as described in the proposed rule and in
this final rule.
Miscellaneous Comments
Comment 51: The Marine Mammal Commission urged NMFS to initiate
recovery efforts and requested that NMFS develop a recovery program or
recovery plan.
Response: Section 4(f) of the ESA requires the Secretary to develop
recovery plans for the conservation and survival of ESA listed species,
unless such a plan will not promote the conservation of the species.
NMFS will convene a recovery team to develop a recovery plan for the
GOMx Bryde's whale after finalizing this rule and completing
determinations regarding the critical habitat designation.
Comment 52: One commenter stated that NMFS only briefly summarized
concerns about climate change despite the fact that climate change may
disproportionately affect the GOMx Bryde's whale due to its restricted
habitat. The commenter stated that NMFS failed to consider information
they provided on climate change. The commenter stated that climate
change will result in larger, more frequent and severe weather events
(i.e., hurricanes and tropical storms) that could damage oil and gas
production structures, resulting in additional oil spills, which would
further threaten the GOMx Bryde's whale.
Response: The SRT considered relevant information pertaining to
climate change [in?] preparing the status review, and we agree with the
SRT findings on climate change in the proposed rule. The status review
discusses the fact that climate change has the potential to influence
hurricane intensity and frequency. However, we cannot speculate about
the possibility of events such as oil and gas structure failure as a
result of these storms. As discussed in the proposed rule, the impacts
of climate change on cetaceans can potentially include range shifts,
habitat degradation or loss, changes to
[[Page 15471]]
the food web, susceptibility to disease and contaminants, and thermal
intolerance. However, impacts of climate change on the GOMx Bryde's
whales remain speculative given the limited data currently available.
Summary of Changes From the Proposed Rule
Below we have included the support for our decision, which also was
reflected in the proposed rule. The text below reflects some non-
substantive changes to improve clarity, including clarifying the basis
for our conclusion regarding section 4(a)(1) factors A, D, and E. We
also have updated and corrected some citations and references
throughout, and clarified the abundance estimates and species' range to
refer to additional information in the status review. We revised the
discussion of the species' range contraction under factor A for
clarity, and revised our analysis of how the species is affected by
noise associated with seismic surveys under factors A and E. In
addition, we added a discussion of the inadequacy of regulatory
mechanisms to address the threat of fishing gear entanglement under the
discussion of factor D. The added information was discussed in the
proposed rule, though not under factor D.
Biological Review
This section provides a summary of key biological information
presented in the status review (Rosel et al. 2016), which provides the
context and foundation for our listing determination. The petition
specifically requested that we consider the Gulf of Mexico population
of Bryde's whale as a DPS and list that population as an endangered
species. Therefore, the SRT first considered whether the Bryde's whale
in the Gulf of Mexico constituted a DPS, a subspecies, a species, or
part of the globally distributed Bryde's whale population. This section
also includes our conclusions based on the biological information
presented in the status review.
Species Description
Bryde's whale (B. edeni) is a large baleen whale found in tropical
and subtropical waters worldwide. Currently, two subspecies of Bryde's
whale are recognized: a smaller form, Eden's whale (B. e. edeni), found
in the Indian and western Pacific oceans primarily in coastal waters,
and a larger, more pelagic form, Bryde's whale (B. e. brydei), found
worldwide (Rosel et al. 2016). Like the Bryde's whale found worldwide,
the Bryde's whale in the Gulf of Mexico has a streamlined and sleek
body shape, a somewhat pointed, flat rostrum with three prominent
ridges (i.e., a large center ridge, and smaller left and right lateral
ridges), a large falcate dorsal fin, and a counter-shaded color that is
fairly uniformly-dark dorsally and light to pinkish ventrally
(Jefferson et al. 2015). There is no apparent morphological difference
between the Bryde's whale in the Gulf of Mexico and those worldwide.
Baleen from these whales has not been thoroughly characterized, but the
baleen plates from one individual from the Gulf of Mexico were dark
gray to black with white bristles (Rosel et al. 2016). This is
consistent with the description by Mead (1977), who indicated that the
bristles of both Bryde's whale subspecies are coarser than those in the
closely-related sei whale. Limited data (from 14 whales) indicate the
length of Bryde's whales in the Gulf of Mexico is intermediate between
the two currently recognized subspecies. The largest Bryde's whale
observed in the Gulf of Mexico was a lactating female measuring 12.7 m
in length, and the next four largest animals were 11.2-11.6 m in length
(Rosel and Wilcox 2014). Rice (1998) reported adult Eden's whales
rarely exceed 11.5 m total length and adult Bryde's whales from the
Atlantic, Pacific and the Indian Ocean reach 14.0-15.0 m in length.
Genetics
In a recent genetic analysis of mtDNA samples taken from Bryde's
whales in the Gulf of Mexico, Rosel and Wilcox (2014) found that the
Gulf of Mexico population was genetically distinct from all other
Bryde's whales worldwide. Maternally inherited mtDNA is an indicator of
population-level differentiation, as it evolves relatively rapidly.
Rosel and Wilcox (2014) identified 25-26 fixed nucleotide differences
in the mtDNA control region between the Bryde's whale in the Gulf of
Mexico and the two currently recognized subspecies (i.e., Eden's whale
and Bryde's whale) and the sei whale (B. borealis). They found that the
level and pattern of mtDNA differentiation discovered indicates that
GOMx Bryde's whales are as genetically differentiated from other
Bryde's whales worldwide as those Bryde's whales are differentiated
from their most closely-related species, the sei whale. In addition,
genetic analysis of the mtDNA data and data from 42 nuclear
microsatellite loci (repeating base pairs in the DNA) revealed that the
genetic diversity within the GOMx Bryde's whale population is
exceedingly low. Rosel and Wilcox (2014) concluded that this level of
genetic divergence suggests a unique evolutionary trajectory for the
Gulf of Mexico population of Bryde's whale, worthy of its own taxonomic
standing.
The SRT considered this level of genetic divergence to be
significant, indicating that the Bryde's whale in the Gulf of Mexico is
a separate subspecies. To confirm its determination, the SRT asked the
Society for Marine Mammalogy Committee on Taxonomy (Committee) for its
expert scientific opinion on the level of taxonomic distinctiveness of
the Bryde's whale in the Gulf of Mexico. The Committee maintains the
official list of marine mammal species and subspecies for the Society
for Marine Mammalogy. The Committee updates the list as new
descriptions of species, subspecies, or taxonomic actions appear in the
technical literature, adhering to principle and procedures, opinions,
and directions set forth by the International Commission on Zoological
Nomenclature. The Committee also reviews, as requested, formal
descriptions of new taxa and other taxonomic actions, and provides
expert advice on taxonomic descriptions and other aspects of marine
mammal taxonomy. In response to the request made by the SRT, all of the
Committee members who were available to respond (nine out of nine)
voted it was ``highly likely'' that Bryde's whales in the Gulf of
Mexico comprise at least an undescribed subspecies of what is currently
recognized as B. edeni. This result constituted the opinion of the
Committee, which is comprised of 15 members and makes decisions by
majority vote (W. F. Perrin, Chair, Committee, pers. comm., 2015).
Based on the expert opinion from the Committee and the best available
scientific information, the SRT concluded Bryde's whales in the Gulf of
Mexico are taxonomically distinct from the other two Bryde's whale
subspecies. The SRT identified the Bryde's whale occurring in the Gulf
of Mexico as a separate subspecies called ``GOMx Bryde's whale,'' and
conducted the status review accordingly.
Our joint ESA regulations with the U.S. Fish and Wildlife Service
state that, In determining whether a particular taxon or population is
a species for the purpose of the Act, the Secretary shall rely on
standard taxonomic distinctions and the biological expertise of the
Department and scientific community concerning the relevant taxonomic
group (50 CFR 424.11(a)). Under this provision, we must consider the
biological expertise of the SRT and the scientific community, and apply
the best available scientific and commercial
[[Page 15472]]
information when it indicates that a taxonomic classification is
outdated or incorrect. The GOMx Bryde's whale has a high level of
genetic divergence from the two recognized Bryde's whale subspecies
(Eden's whale and Bryde's whale) elsewhere in the world. We relied on
the biological expertise of the SRT and the Committee to interpret
information relevant to the taxonomic status of the Bryde's whale in
the Gulf of Mexico. We agree with the SRT and the Committee's
determination that the Bryde's whale in the Gulf of Mexico is
taxonomically at least a subspecies of B. edeni. Based on the best
available scientific and commercial information described above and in
the status review, we have determined that the Bryde's whale in the
Gulf of Mexico is a taxonomically distinct subspecies and, therefore,
eligible for listing under the ESA. Accordingly, we did not further
consider whether the GOMx Bryde's whale population qualifies as a DPS
under the DPS Policy.
Distribution
The status review (Rosel et al., 2016) found that the historical
distribution of Bryde's whale in the Gulf of Mexico included the
northeastern, north-central and southern Gulf of Mexico. This was based
on work by Reeves et al. (2011), which reviewed whaling logbooks of
``Yankee whalers'' and plotted daily locations of ships during the
period 1788-1877 as a proxy for whaling effort, with locations of
species takes and sightings in the Gulf of Mexico. These sightings by
the whalers were generally offshore in deeper waters (i.e., >1000 m),
given their primary target of sperm whales (Physeter microcephalus).
Reeves et al. (2011) concluded that whales reported as ``finback'' by
``Yankee whalers'' in the Gulf of Mexico were most likely Bryde's
whales. Although all recent confirmed sightings of Bryde's whales have
been in the northeastern Gulf of Mexico. Based on Reeves et al. (2011),
the SRT found that that the historical distribution of Bryde's whales
in the Gulf of Mexico was much broader and also included the north-
central and southern Gulf of Mexico. Other baleen whales (i.e., sei or
fin whales) are extralimital to the Gulf of Mexico. Sperm whales and
GOMx Bryde's whales are the only large whales regularly found in the
Gulf of Mexico (Jefferson and Schiro, 1997).
Stranding records from the Southeast U.S. stranding network, the
Smithsonian Institution, and the literature (Mead 1977, Schmidly 1981,
Jefferson 1995) include 22 Bryde's whale strandings in the Gulf of
Mexico from 1954 to 2012, although three of those stranding have
uncertain species identification. Most strandings were recorded east of
the Mississippi River through west central Florida, but two were
recorded west of Louisiana. There are no documented Bryde's whale
strandings in Texas, although strandings of fin (B. physalus), sei (B.
borealis), and minke (B. acutorostrata) whales have been documented.
We began conducting oceanic (ship) and continental shelf (ship and
aerial) surveys for cetaceans in 1991 that continue today. The location
of shipboard and aerial survey effort in the Gulf of Mexico and
Atlantic Ocean was plotted by Roberts et al. (2016). Details of Bryde's
whale sightings from these surveys are summarized in Waring et al.
(2015). During surveys in 1991, Bryde's whales were sighted in the
northeastern Gulf of Mexico along the continental shelf break, in an
area known as the De Soto Canyon. In subsequent surveys, Bryde's whales
or whales identified as Bryde's/sei whales (i.e., where it was not
possible to distinguish between a Bryde's whale or a sei whale) were
sighted in this same region of the northeastern Gulf of Mexico. When
observers were able to clearly see the dorsal surface of the rostrum
with three ridges, a diagnostic characteristic of Bryde's whales, it
was recorded as a Bryde's whale. When the three ridges could not be
seen, observers recorded the whale as Bryde's/sei whales or
unidentified baleen whale (Maze-Foley and Mullin 2006). Sightings of
Bryde's whales in the Gulf of Mexico have been consistently located in
the De Soto Canyon area, along the continental shelf break between 100
m and 300 m depth. Bryde's whales have been sighted in all seasons
within the De Soto Canyon area (Mullin and Hoggard 2000, Maze-Foley and
Mullin 2006, Mullin 2007, DWH MMIQT 2015). Consequently, LaBrecque et
al. (2015) designated this area, home to the small resident population
of Bryde's whale in the northeastern Gulf of Mexico, as a Biologically
Important Area (BIA). BIAs are reproductive areas, feeding areas,
migratory corridors, or areas in which small and resident populations
are concentrated. Researchers identify BIAs to provide information to
help inform regulatory and management decisions, in order to minimize
impacts from anthropogenic activities on marine mammals (LaBrecque et
al., 2015). The area that LeBrecque et al. (2015) identified as the BIA
covers waters between 100 m and 300 m deep from approximately
Pensacola, Fla. to just south of Tampa, Fla. However, given that there
have also been sightings at 302 and 309 m depth in this region and west
of Pensacola, Florida, the core area inhabited by the species is
probably better described out to the 400 m depth contour and to Mobile
Bay, Alabama, to provide some buffer around the deeper water sightings
and to include all sighting locations in the northeastern Gulf of
Mexico, respectively (Rosel et al., 2016). We consider this larger
area, extending to the 400 m depth contour, an accurate description of
the GOMx Bryde's whale BIA, based on the recent sightings and tag data,
and when we refer to the GOMx Bryde's whale BIA, we are referring to
this larger area.
Although all the confirmed Bryde's whale sightings in the Gulf of
Mexico have been within the BIA, questions remain about their current
distribution in U.S. waters. NMFS surveys from 1991 to 2015 recorded
three baleen whales sighted outside the BIA--a fin whale identified in
1992 off Texas and two sightings of Bryde's/sei whale in 1992 and 1994
along the shelf break in the western Gulf of Mexico. In addition, five
records of ``baleen whales'' have been recorded from 2010 to 2014 west
of the BIA, at the longitude of western Louisiana in depths similar to
those in the BIA (Bureau of Safety and Environmental Enforcement,
unpublished). The two sightings southwest of Louisiana included
photographs showing they were clearly baleen whales. However, the
information collected was not sufficient to identify the whales at the
species level. In 2015, a citizen sighted and photographed what most
experts believe was a Bryde's whale in the western Gulf of Mexico south
of the Louisiana-Texas border (Rosel et al., 2016). Given these
observations, the SRT determined that although it is possible that a
small number of baleen whales occur in U.S. waters outside the BIA,
these observations in the north-central and western Gulf of Mexico were
difficult to interpret (Rosel et al., 2016).
Few systematic surveys have been conducted in the southern Gulf of
Mexico (i.e., Mexico and Cuba). Six marine mammal surveys were
conducted from 1997 to 1999 in the southern Gulf of Mexico and
Yucat[aacute]n Channel. These surveys focused specifically on the
extreme southern Bay of Campeche, an area where Reeves et al. (2011)
reported numerous sightings of baleen whales from the whaling logbooks.
A more recent survey reported a single baleen whale in an area of
nearly 4,000 square kilometers (km\2\) (Ortega-Ortiz 2002, LaBrecque et
al. 2015). This whale was identified as a fin whale; however,
subsequent discussion between the author and the
[[Page 15473]]
SRT suggested it should have been recorded as an unidentified baleen
whale (Rosel et al., 2016). As summarized in the status review (Rosel
et al., 2016), a compilation of all available records of marine mammal
sightings, strandings, and captures in the southern Gulf of Mexico
identified no Bryde's whales (Ortega-Ortiz 2002).
We agree with the SRT's findings that what is now recognized as the
GOMx Bryde's whale has been consistently located over the past 25 years
along a very narrow depth corridor in the northeastern Gulf of Mexico,
recognized as the GOMx Bryde's whale BIA. In fact, there has only been
one likely Bryde's whale sighting outside the BIA, the baleen whale
that a citizen sighted and photographed in 2015 and that some experts
believe to be a Bryde's whale. Despite a large amount of dedicated
marine mammal survey effort that included both continental shelf and
oceanic waters of the Atlantic Ocean off the southeastern United States
and the northern Gulf of Mexico, there have been no sightings outside
the BIA that have been identified as Bryde's whales. Historical whaling
records indicate that the historical distribution of the GOMx Bryde's
whale in the Gulf of Mexico was much broader than it is currently and
included the north-central and southern Gulf of Mexico. We agree with
the SRT that the BIA, located in the De Soto Canyon area of the
northeastern Gulf of Mexico, encompasses the current areal distribution
of the GOMx Bryde's whale.
Abundance Estimates
All of the abundance estimates for Bryde's whale in the northern
Gulf of Mexico are based on aerial- or ship-based line-transect surveys
(Buckland et al. 2005). Various surveys conducted from 1991 to 2012 are
discussed in the status review (Rosel et al. 2016). As previously
stated, all confirmed GOMx Bryde's whale sightings occurred in the BIA
during surveys that uniformly sampled the entire northern Gulf of
Mexico. The abundance estimate used for management under the MMPA of
the ``Northern Gulf of Mexico Bryde's Whale Stock'' is 33 whales (CV =
1.07; Waring et al. 2013). Recently, Duke University researchers
estimated abundance to be 44 individuals (CV = 0.27) based on the
averages of 23 years of survey data (Roberts et al. 2015a, Roberts et
al. 2016). No analysis has been conducted to evaluate abundance trends
for the GOMx Bryde's whale. Given the range in previous abundance
estimates, the SRT agreed by consensus that, given the best available
scientific information and allowing for the uncertainty of Bryde's
whale occurrence in non-U.S. waters of the Gulf of Mexico, there are
fewer than 250 mature individuals, and that it is more than likely that
the population contains fewer than 100 individuals, with 50 or fewer
being mature. For the reasons stated above, we concluded that there are
likely fewer than 100 individuals GOMx Bryde's whales, with fewer than
50 being mature.
Behavior
Little information exists on the behavior of the GOMx Bryde's
whale. Maze-Foley and Mullin (2006) found GOMx Bryde's whales to have a
mean group size of 2 (range 1-5, n = 14), similar to group sizes of the
Eden's and Bryde's whales (Wade and Gerrodette 1993). The GOMx Bryde's
whale is known to be periodically ``curious'' around ships and has been
documented approaching them in the Gulf of Mexico (Rosel et al. 2016),
as observed in Bryde's whales worldwide (Leatherwood et al. 1976,
Cummings 1985). In September 2015, a female GOMx Bryde's whale was
tagged with an acoustic and kinematic data-logging tag in the De Soto
Canyon (Rosel et al., 2016). Over the nearly 3-day tagging period, the
whale spent 47 percent of its time within 15 m of the surface during
the day and 88 percent of its time within 15 m of the surface during
the night (Soldevilla et al., 2017).
Foraging Ecology
Little information is available on foraging ecology of GOMx Bryde's
whales. Based on behavior observed during assessment surveys, these
whales do not appear to forage at or near the surface (Soldevilla et
al., 2017). In general, Bryde's whales are thought to feed primarily in
the water column on schooling fish such as anchovy, sardine, mackerel
and herring, and small crustaceans (Kato 2002). These prey occur
throughout the Gulf of Mexico and the BIA (Grace et al. 2010). Tracking
data from the single whale with an acoustic tag (described above)
indicated diurnal diving to depths of up to 271 m, with foraging lunges
apparent at the deepest depths. That whale was likely foraging at or
just above the sea floor (Soldevilla et al., 2017) where diel-vertical-
migrating schooling fish form tight aggregations.
Reproduction and Growth
Little information exists on reproduction and growth of GOMx
Bryde's whale; however, similar to Eden's whales and Bryde's whales
elsewhere in the world, the GOMx Bryde's whale is considered to have k-
selected life history parameters (large body size, long life
expectancy, slow growth rate, late maturity, with few offspring).
Taylor et al. (2007) estimated that Bryde's whales worldwide may
reproduce every 2 to 3 years and reach sexual maturity at age 9. Given
the basic biology of baleen whales, it is likely that under normal
conditions, the female GOMx Bryde's whales produce a calf every 2 to 3
years. The largest known GOMx Bryde's whale was a lactating female 12.6
m in length (Rosel and Wilcox 2014). Currently, skewed sex ratio does
not appear to be an issue for this population, as recent biopsies have
shown equal number of males and females (Rosel and Wilcox 2014; Rosel
et al. 2016). No GOMx Bryde's whale calves have been reported during
surveys. However, two stranded calves have been recorded in the Gulf of
Mexico: A 4.7 m calf stranded in the Florida Panhandle in 2006 (SEUS
Historical Stranding Database) and a 6.9 m juvenile stranded north of
Tampa, Florida, in 1988 (Edds et al. 1993).
Acoustics
Baleen whale species produce a variety of highly stereotyped, low-
frequency tonal and broadband calls for communication purposes
(Richardson et al. 1995). These calls are thought to function in a
reproductive or territorial context, provide individual identification,
and communicate the presence of danger or food (Richardson et al.
1995). Bryde's whales worldwide produce a variety of calls that are
distinctive among geographic regions, and these calls may be useful for
delineating subspecies or populations (Oleson et al. 2003,
[Scaron]irovi[cacute] et al. 2014). In the Gulf of Mexico,
[Scaron]irovi[cacute] et al. (2014) reported Bryde's whale call types
composed of downsweeps and downsweep sequences and localized these
calls (i.e., researchers recorded the calls on multiple instruments
that allowed them triangulate the location of the calls and then
confirmed the location with visual sightings). Rice et al. (2014)
detected these sequences, as well as two stereotyped tonal call types
that originated from Bryde's whales in the Gulf of Mexico. One call
type has been definitively identified to free-ranging GOMx Bryde's
whales ([Scaron]irovi[cacute] et al. 2014), four additional call types
have been proposed as likely candidates (Rice et al. 2014a,
[Scaron]irovi[cacute] et al. 2014), and two call types have been
described from a captive juvenile during rehabilitation (Edds et al.
1993). Based on these data, the calls by the GOMx Bryde's whale are
consistent with, but different from those previously reported for
Bryde's whales worldwide (Rice et al. 2014). These unique acoustic
[[Page 15474]]
signatures add some support to the genetic results identifying the GOMx
Bryde's whale as an evolutionary distinct unit (Rosel and Wilcox 2014).
Threats Evaluation
The SRT identified 27 possible threats, organized and described
them according to the five ESA factors listed in section 4(a)(1), and
then evaluated the severity of each threat with a level of certainty
(see Appendix 3; Rosel et al. 2016). Because direct evidence from
studies on GOMx Bryde's whales was lacking, the SRT agreed that
published scientific evidence from other similar marine mammals (e.g.,
other Bryde's whale subspecies, other baleen whales) was relevant and
necessary to estimate impacts to GOMx Bryde's whale and extinction
risk.
To promote consistency when ranking each threat, the SRT used
definitions for `severity of threat' and `level of certainty' similar
to other status reviews, including the Hawaiian insular false killer
whales (Oleson et al. 2010) and the northeastern Pacific population of
white shark (Dewar et al. 2013). The SRT categorically defined specific
rankings for both severity and certainty for each specific threat
(identified below) as ``low,'' ``moderate,'' or ``high.'' The
categorical definitions for the severity of each threat were identified
by the SRT as 1 = ``low,'' meaning that the threat is likely to only
slightly impair the population; 2 = ``moderate,'' meaning that the
threat is likely to moderately degrade the population; or 3 = ``high,''
meaning that the threat is likely to eliminate or seriously degrade the
population. The SRT also scored the certainty of the threat severity
based on the following categorical definitions: 1 = ``low,'' meaning
little published and/or unpublished data exist to support the
conclusion that the threat did affect, is affecting, or is likely to
affect the GOMx Bryde's whale with the severity ascribed; 2 =
``moderate,'' meaning some published and/or unpublished data exist to
support the conclusion that the threat did affect, is affecting, or is
likely to affect the population with the severity ascribed; and 3 =
``high,'' meaning there are definitive published and/or unpublished
data to support the conclusion that this threat did affect, is
affecting, or is likely to affect the GOMx Bryde's whale with the
severity ascribed. Then, to determine the overall impact of an ESA
factor, the SRT looked at the collective impact of threats considered
for each ESA factor to provide an ``overall threat ranking'' for each
ESA factor, defined as follows: 1 = ``low,'' meaning the ESA factor
included ``a low number'' of threats likely to contribute to the
decline of the GOMx Bryde's whale; 2 = ``moderate,'' meaning the ESA
factor included an intermediate number of threats likely to contribute
to the decline of the GOMx Bryde's whale, or contained some individual
threats identified as moderately likely to contribute to the decline;
and 3 = ``high,'' meaning the ESA factor included a high number of
threats that are moderately or very likely to contribute to the decline
of the GOMx Bryde's whale, or contains some individual threats
identified as very likely to contribute to the decline of the GOMx
Bryde's whale.
The SRT then calculated the numerical mean of the team members'
scores for each threat or category of threats. However, we do not
believe that relying on the numerical mean of the SRT's scores is
appropriate, because the specific rankings for the severity, certainty,
and overall threat were categorically defined by the SRT and not
numerically defined. Therefore, we assessed the majority vote of the
team members' scores (i.e., 1, 2, or 3, as described above) and
assigned each threat a specific ranking defined by the SRT's
categorical definitions (i.e., low, moderate, or high) based on the
majority vote of the SRT. When there was no clear majority (i.e., no
rank received four votes), the categorical ranking we assigned was a
combination of the two ranks receiving three votes each (e.g., three
votes for high and three votes for moderate we characterized as
``moderate-high'').
Each of the 27 possible threats identified by the SRT is summarized
below, by ESA factor, with severity and certainty rankings based on the
SRT's categorical scoring, as described above. We also summarize the
overall threat ranking for each ESA factor, based on the SRT's scores,
and provide NMFS' determination with regard to each factor. A detailed
table of the SRT's threats and rankings can be found in Appendix 3 of
the status review (Rosel et al., 2016).
Factor A. The Present or Threatened Destruction, Modification, or
Curtailment of Habitat or Range
The SRT considered the following threats to the GOMx Bryde's whale
under ESA factor A: Energy exploration, development, and production,
oil spills and spill response, harmful algal blooms, persistent organic
pollutants, and heavy metals. Based on the SRT's numerical threat
rankings, the overall threat ranking assigned to factor A was ``high.''
Energy Exploration, Development, and Production
The SRT found that energy exploration, development, and production
was a significant threat which has contributed to the curtailment of
the species' range. The SRT assigned the threat of energy exploration
(seismic surveys) and development (drilling rigs, platforms, cables,
pipelines) a score of ``high'' severity threat with ``moderate''
certainty. Note: Other aspects or elements of energy exploration,
development, and production can act directly on the whales (e.g.,
noise, vessel collision, marine debris). Under factor A, the SRT
evaluated how noise and the industrialization associated with energy
exploration, development, and production contributed to the species'
range contraction. Under factor E, other natural or human factors
affecting a species' continued existence, the SRT also evaluated how
the potential for noise, vessel collision, and marine debris associated
with oil and gas activities could affect the species by injuring them,
causing mortality, or interfering with their behavior (masking
vocalizations, causing stress, reducing reproductive and foraging
success, or interfering with the ability to interpret environmental
cues).
The Gulf of Mexico is a major oil and gas producing area and has
proven to be a steady and reliable source of crude oil and natural gas
for more than 50 years. Approximately 2,300 platforms operate in
Federal outer continental shelf (OCS) waters (Rosel et al. 2016), and
in 2001 approximately 27,569 miles (44,368 km) of pipeline lay on the
Gulf of Mexico seafloor (Cranswick 2001). For planning and
administrative purposes, the BOEM has divided the Gulf of Mexico into
three planning areas: Western, Central, and Eastern. The majority of
active lease sales are located in the Western and Central Planning
Areas. Habitat in the north-central and southern Gulf of Mexico, which
includes the GOMx Bryde's whale's historical range, has been
significantly modified with the presence of thousands of oil and gas
platforms. The noise associated with energy exploration (seismic
surveys), development, and production also has modified the habitat by
increasing ambient noise levels. In addition, these activities have
increased aircraft and marine vessel traffic to service these
operations. This modification likely contributed to the curtailment of
the species' range; the species now is almost exclusively found within
a limited portion of the EPA.
[[Page 15475]]
The BIA, which is encompassed by the EPA, currently has no
production activity, with most of the EPA falling under a moratorium on
new lease sales. However, this moratorium expires in 2022. In addition
to expressing concern regarding the current curtailment of the GOMx
Bryde's whale range due to energy exploration, development, and
production, and associated noise, in the north-central and southern
Gulf of Mexico, the SRT raised significant concern about the moratorium
expiring and the potential expansion of impacts that opening these
waters to development would have on the Bryde's whale BIA in the
future. If oil and gas activities, the associated industrialization,
and noise increase within the BIA, then that habitat will likely become
unsuitable. The species may not be able to relocate outside the BIA,
and their current habitat in the BIA may be further curtailed.
Oil Spills and Spill Responses
The SRT found that oil spills and spill response is a significant
threat which has modified the species' habitat. The SRT's scored the
threat of exposure to oil spills and spill responses is a ``high''
severity threat with a ``high'' level of certainty to the GOMx Bryde's
whale. The 2010 DWH oil spill was the largest spill affecting U.S.
waters in U.S. history, spilling nearly 134 million gallons (507
million liters) of oil into the Gulf of Mexico which impacted 48
percent of the Bryde's whale's BIA. In addition, 46 smaller-scale
spills associated with oil and gas related activities (e.g., platforms,
rigs, vessels, pipelines) occurred in the Gulf of Mexico between 2011
and 2013 (OCS EIS EA BOEM 2015-001).
Exposure to oil spills may cause marine mammals acute or chronic
impacts with lethal or sub-lethal effects depending on the size and
duration of the spill. For large baleen whales, like the GOMx Bryde's
whale, oil can foul the baleen they use to filter-feed, decreasing
their ability to eat, and resulting in the ingestion of oil (Geraci et
al. 1989). Impacts from exposure may also include: Reproductive
failure, lung and respiratory impairments, decreased body condition and
overall health, and increased susceptibility to other diseases (Harvey
and Dahlheim 1994). Oil and other chemicals on the body of marine
mammals may result in irritation, burns to mucous membranes of eyes and
mouth, and increased susceptibility to infection (DWH Trustees 2016).
Dispersants used during oil spill responses may also be toxic to marine
mammals (Wise et al. 2014a). After oil spills cease, marine mammals may
experience continued effects through persistent exposure to oil and
dispersants in the environment, reduction or contamination of prey,
direct ingestion of contaminated prey, or displacement from preferred
habitat (Schwacke et al. 2014, BOEM and Gulf of Mexico OCS Region 2015,
DWH Trustees 2016). The DWH oil spill is an example of the significant
impacts a spill can have on the status of the GOMx Bryde's whale.
Although the DWH platform was not located within the BIA, the oil
footprint included 48 percent of GOMx Bryde's whale habitat within the
BIA; an estimated 17 percent of the species was killed, 22 percent of
reproductive females experienced reproductive failure, and 18 percent
of the population likely suffered adverse health effects due to the
spill (DWH Trustees 2016; DWH MMIQT 2015).
Harmful Algal Blooms
Harmful Algal Blooms (HAB) occur throughout the Gulf of Mexico,
with most blooms occurring off the coast of Florida. One of the most
common HAB species, Karenia brevis (also known as the red tide
organism), is common along coastal zones, but can also develop
offshore. Karenia brevis produces neurotoxins that affect the nervous
system by blocking the entry of sodium ions to nerve and muscle cells
(Geraci et al. 1989). The neurotoxins can accumulate in primary
consumers through direct exposure to toxins in the water, ingestion, or
inhalation. Once neurotoxins have entered the food web, bioaccumulation
can occur in predators higher up on the food web, like GOMx Bryde's
whales.
HABs are also known to negatively affect marine mammal populations
through acute and chronic detrimental health effects, including
reproductive failure (reviewed in Fire et al. 2009). Although no
documented cases of GOMx Bryde's whale deaths resulting from HABs
exist, cases involving humpback whales (Megaptera novaeangliae; Geraci
et al. 1989) and potentially fin (B. physalus) and minke whales (B.
acutorostrata) (Gulland and Hall 2007) have been reported. Impacts from
HABs have also been associated with large-scale mortality events for
common bottlenose dolphins and manatees in the offshore and coastal
waters of the northeastern Gulf of Mexico. Given the small population
size of the GOMx Bryde's whale, the SRT noted that a HAB-induced
mortality of a single breeding female would significantly degrade the
status of the population. Largely due to human activities, HABs are
increasing in frequency, duration, and intensity throughout the world
(Van Dolah 2000). Based on the SRT's scoring, the threat of HABs is a
``moderate'' severity threat with a ``low'' level certainty.
Persistent Organic Pollutants and Heavy Metals
Concentrations of persistent organic pollutants (POP) are typically
lower in baleen whales compared to toothed whales due to differences in
feeding levels in the trophic system (Waugh et al. 2014, Wise et al.
2014b). In general, thresholds for adverse impacts to baleen whales
resulting from POPs are unknown (Steiger and Calambokidis 2000).
Little is known about the effects of heavy metals on offshore
marine mammal populations. Heavy metals can accumulate in whale tissue
and cause toxicity (Sanpera et al. 1996, Hern[aacute]ndez et al. 2000,
Wise et al. 2009). Similarly, heavy metals accumulate in prey at the
trophic levels where marine mammals feed. However, concentrations of
heavy metals in tissue vary based on physiological and ecological
factors such as geographic location, diet, age, sex, tissue, and
metabolic rate (Das et al. 2003). Although heavy metals are pervasive
in the marine environment and documented in various marine mammal
species, their impact on Bryde's whale health and survivorship is
unknown. Based on the SRT's scoring, the threat of POPs and heavy
metals are of ``low'' severity, with a ``moderate'' level of certainty
for POPs and a ``low'' level of certainty for heavy metals.
Summary of Factor A
We interpret the overall risk assigned by the SRT for ESA factor A
as ``high,'' indicating that there are a high number of threats that
are moderately or very likely to contribute to the decline of the GOMx
Bryde's whale, or some individual threats identified as very likely to
contribute to the decline of the population. Specifically, the SRT
found that energy exploration, development, and production, and oil
spills and spill response were significant threats that have
contributed to modification of the species habitat and likely
curtailment in its range. The SRT found that HABs, POPs, and heavy
metals are not currently significant factors in habitat the
destruction, curtailment, or modification. Based on the comprehensive
status review and after considering the SRT's threats assessment, we
conclude that energy exploration, development, and production have
contributed to a curtailment in the species' range by physically
modifying the habitat and
[[Page 15476]]
increasing the industrialization, vessel traffic, and noise, and oil
spills and spill response have modified their current habitat.
Therefore, we find that the present curtailment of its range and
modification of its habitat is contributing to the GOMx Bryde's whale's
risk of extinction.
Factor B. Overutilization for Commercial, Recreational, Scientific, or
Educational Purposes
The SRT considered two threats under ESA factor B; historical
whaling and scientific biopsy sampling. The overall rank assigned for
Factor B, based on the SRT's scoring, is ``low.''
Historical Whaling
The SRT scored the impacts from historical whaling as a ``low''
severity threat with a ``moderate-high'' degree of certainty. Whaling
that occurred in the 18th and 19th centuries in the Gulf of Mexico may
have removed Bryde's whales. The primary target species was the sperm
whale, but other species were also taken. Reeves et al. (2011)
indicated that, during the 18th and 19th centuries, whalers hunting
``finback whales'' in the Gulf of Mexico were most likely taking
Bryde's whales, based on the known distribution and recent records of
baleen whale species in the Gulf of Mexico. However, the total number
of whales killed during that time cannot be quantified. The SRT
determined that it is unlikely the current low abundance of GOMx
Bryde's whales is related to historical whaling, as the population
would have recovered to some extent, given the estimated population
recovery rate (Wade 1998) and considering that whaling stopped over a
century ago (Rosel et al. 2016). Whaling is not a current threat in the
Gulf of Mexico and is regulated by the IWC (see factor D). The SRT
ranked the impacts from historical whaling as ``low'' severity threat
with a ``moderate-high'' degree of certainty.
Scientific Biopsy Sampling
Scientific research that may have the potential to disturb and/or
injure marine mammals such as the Bryde's whale requires a letter of
authorization under the MMPA. As of March 7, 2016 (the reference date
used by the SRT), there was one active scientific permit authorizing
non-lethal take of GOMx Bryde's whale and four scientific research
permits authorizing non-lethal take of Bryde's whales worldwide,
including the Gulf of Mexico. The permits authorize activities such as
vessel or aerial surveys, photo-identification, behavioral observation,
collection of sloughed skin, and passive acoustics. Four of the permits
also authorize activities such as dart biopsies and/or tagging. Biopsy
sampling, where a small piece of tissue is removed for analysis, is a
common research activity used to support stock differentiation,
evaluate genetic variation, and investigate health, reproduction and
pollutant loads (Brown et al. 1994). Research on wound healing from
biopsies has indicated little long-term impact from biopsy sampling
(Brown et al. 1994, Best et al. 2005). In addition, research activities
are closely monitored and evaluated in the United States in an attempt
to minimize impacts (see factor D). The SRT scored the threat of
scientific biopsy sampling as a ``low'' severity threat with a ``high''
level of certainty.
Summary of Factor B
The overall threat rank assigned for factor B by the SRT was
``low,'' indicating there are a low number of threats that are likely
to contribute to the decline of the GOMx Bryde's whale. We conclude,
based on our review of the information presented in the status review
and the SRT's threats assessment that the threats posed by whaling and
scientific biopsy sampling are not contributing to the risk of
extinction for the GOMx Bryde's whale.
Factor C. Disease, Parasites, and Predation
The SRT considered the following threats under ESA factor C:
Disease and parasites, and predation. The overall rank assigned for
factor C based on the SRT's scoring was ``low.''
Disease and Parasites
There is little information on disease or parasitism of any Bryde's
whale in the literature. Reviews of conservation issues for baleen
whales have tended to see disease as a relatively inconsequential
threat (Claphan et al. 1999). The SRT noted that cetacean
morbillivirus, which causes epizootics resulting in serious population
declines in dolphin species (Van Bressem et al. 2014), has also been
detected in fin whales in the eastern Atlantic Ocean (Jauniaux et al.
2000) and in fin whales and minke whales in the Mediterranean Sea
(Mazzariol et al. 2012; Di Guardo et al. 1995). In the Gulf of Mexico,
the morbillivirus outbreaks that occurred in 1990, 1992, and 1994
caused marine mammal mortalities, with most of the mortalities being
common bottlenose dolphins (Rosel et al. 2016). These outbreaks were
thought to have originated in the Atlantic Ocean (Litz et al. 2014). An
unusual mortality event involving hundreds of common bottlenose
dolphins in the Atlantic Ocean from 2013-2015 was caused by
morbillivirus (Rosel et al. 2016). During this outbreak, a few
individuals of multiple species of baleen whales in the Atlantic tested
positive for the disease, indicating that it could potentially spread
to Bryde's whales (Rosel et al. 2016). However, there have been no
confirmed morbillivirus-related deaths of Bryde's whales in the Gulf of
Mexico (Rosel et al. 2016).
The SRT identified only two cases of other diseases and parasites
occurring in Bryde's whale, one case in Australia (Patterson 1984) and
one case in Brazil (Pinto et al. 2004). Based on the SRT's scoring, the
threat of disease and parasites is a ``low'' severity threat with
``low'' certainty.
Predation
Killer whales (Orcinus orca) are the only known predator of Bryde's
whales based on observations outside of the Gulf of Mexico (Silber and
Newcomer 1990, Alava et al. 2013). There are no published records of
killer whale predation of GOMx Bryde's whale and observations of killer
whales in the Gulf of Mexico have been outside of the GOMx Bryde's
whales' BIA (Rosel et al. 2016). However, killer whales have been
observed harassing sperm whales and attacking pantropical spotted
dolphins (Stenella attenuata) and a dwarf/pygmy sperm whale (Kogia sp.)
in the Gulf of Mexico (Pitman et al. 2001, Whitt et al. 2015, NMFS
SEFSC, unpublished). Although large sharks (e.g., white sharks
Carcharodon carcharias, and tiger sharks Galaecerdo cuvier) are known
to scavenge on carcasses of Bryde's whales elsewhere in the world
(Dudley et al. 2000), the SRT found no published reports of large shark
predation on healthy, living individuals (Rosel et al. 2016). Based on
this information, the SRT's scoring of this threat was ``low'' severity
with ``low'' certainty.
Summary of Factor C
The overall threat rank assigned for factor C, based on the SRT's
scoring, was ``low,'' indicating that this category includes a low
number of threats that are likely to contribute to the decline of the
GOMx Bryde's whale. Based on the limited observance of disease,
parasites, or predation, we concur that these are low potential threats
to the GOMx Bryde's whale and are not currently contributing to their
extinction risk.
Factor D. Inadequacy of Existing Regulatory Mechanisms
The relevance of existing regulatory mechanisms to extinction risk
for an individual species depends on the
[[Page 15477]]
vulnerability of that species to each of the threats identified under
the other factors of ESA section 4, and the extent to which regulatory
mechanisms control the threats that are contributing to the species'
extinction risk. If a species is not vulnerable to a particular threat,
it is not necessary to evaluate the adequacy of existing regulatory
mechanisms for addressing that threat. Conversely, if a species is
vulnerable to a particular threat, we do evaluate the adequacy of
existing measures, if any, in controlling or mitigating that threat. In
the following paragraphs, we summarize existing regulatory mechanisms
relevant to threats to GOMx Bryde's whale generally, and assess their
adequacy for controlling those threats.
Marine Mammal Protection Act
Bryde's whales are protected by the MMPA (16 U.S.C. 1361 et seq.).
The MMPA sets forth a national policy to prevent marine mammal species
or population stocks from diminishing to the point where they are no
longer a significant functioning element of their ecosystem. The
Secretaries of Commerce and the Interior have primary responsibility
for implementing the MMPA. The Secretary of Commerce has jurisdiction
over the orders Cetacean and Pinnipedia with the exception of walruses,
and the Secretary of Interior has jurisdiction over all other marine
mammals. Both agencies are responsible for promulgating regulations,
issuing permits, conducting scientific research, and enforcing
regulations, as necessary, to carry out the purposes of the MMPA. The
MMPA includes a general moratorium on the ``taking'' and importing of
marine mammals (16 U.S.C. 1371), which is subject to a number of
exceptions. Some of these exceptions include ``take'' for scientific
purposes, public display, and unintentional incidental take coincident
with conducting lawful activities. Any U.S. citizen, agency, or company
who engages in a specified activity other than commercial fishing
(which is specifically and separately addressed under the MMPA) within
a specified geographic region may submit an application to the
Secretary to authorize the incidental, but not intentional, taking of
small numbers of marine mammals within that region for a period of not
more than five consecutive years (16 U.S.C. 1371(a)(5)(A)(i)). U.S.
citizens can also apply under the MMPA for authorization to
incidentally take marine mammals by harassment for up to one year (16
U.S.C. 1371(a)(5)(D)). For both types of authorizations, it must be
determined that the take is of small numbers, has no more than a
negligible impact on those marine mammal species or stocks, and does
not have an un-mitigatable adverse impact on the availability of the
species or stock for subsistence use. The MMPA also provides mechanisms
for directed ``take'' of marine mammals for the purposes of scientific
research (16 U.S.C. 1374). Non-lethal research takes of Bryde's whale
for scientific research (e.g., biopsy sampling) are currently
authorized on a global scale and typically do not specify a geographic
area. Hence the potential for multiple biopsies of an individual
Bryde's whale does exist. However, any risk to GOMx Bryde's whale from
multiple sampling is low, and we do not expect any mortality to result.
In these situations, we take a proactive role and coordinate with
researchers to minimize any potential negative effects to a small
population.
The Northern Gulf of Mexico stock of Bryde's whales is considered a
``strategic'' stock under the MMPA, because the level of direct human-
caused mortality and serious injury exceeds the potential biological
removal (PBR) level determined for the species, which could have
management implications (U.S. Atlantic and Gulf of Mexico Marine Mammal
Stock Assessments 2015; 16 U.S.C. 1362(19)). The MMPA also provides
additional protections to stocks designated as ``depleted'' and
requires that conservation plans be developed to conserve and restore
the stock to its optimum sustainable population (OSP) (16 U.S.C.
1383b). In order for a stock to be considered ``depleted'' the
Secretary, after consultation with the Marine Mammal Commission and the
Committee of Scientific Advisors on Marine Mammals, must determine it
is below its OSP (16 U.S.C. 1362(1)(A)), or it must be listed under the
ESA (16 U.S.C. 1362(1)(C)). In 2015, the Marine Mammal Stock Assessment
Report determined that the status of the Northern Gulf of Mexico
Population of Bryde's whales relative to OSP was unknown, as there was
insufficient information to determine population trends (U.S. Atlantic
and Gulf of Mexico Marine Mammal Stock Assessments 2015). Because of
this lack of information on OSP, the GOMx Bryde's whale is not
designated as a ``depleted'' stock and there is no conservation plan.
The 2016 Marine Mammal Stock Assessment Report (82 FR 29039, June 27,
2017) did not update the report on the Gulf of Mexico population of
Bryde's whales (U.S. Atlantic and Gulf of Mexico Marine Mammal Stock
Assessments 2016). Based on the above, we conclude that, outside of the
general protections provided to marine mammals by the MMPA, there are
no specific regulatory mechanisms specific to the GOMx Bryde's whale
under the MMPA.
Magnuson-Stevens Fishery Conservation and Management Act (MSA)
The Magnuson-Stevens Fishery Conservation and Management Act, 16
U.S.C. 1801 et seq., established eight regional fishery management
councils (Councils) that develop and implement management measures for
fisheries requiring conservation and management through fishery
management plans (FMPs). These FMPs must comply with 10 national
standards for fishery conservation and management in addition to other
principles to promote sustainable use of managed fisheries. Fishery
management plans are submitted to the Secretary of Commerce and, if
approved, are implemented via federal regulation. The Gulf of Mexico
Fishery Management Council manages a number of species in the Gulf of
Mexico, and the regulations implementing the FMPs have the potential to
benefit the GOMx Bryde's whale. In addition, under the MSA, NMFS is
responsible for managing high migratory species, including tunas,
sharks, swordfish, and billfish.
As discussed in the Fishing Gear Entanglement section, the bottom
longline component of the Gulf of Mexico reef fish fishery, the Gulf of
Mexico shark bottom longline fishery, and Atlantic Ocean, Caribbean,
Gulf of Mexico commercial pelagic longline fishery for large pelagic
species are active within BIA. These fisheries use gear types (i.e.,
bottom longline and pelagic longline) that pose entanglement risk to
GOMx Bryde's whales. In 2000, the Highly Migratory Species Atlantic
Tunas, Swordfish, and Sharks Fishery Management Plan was amended to
establish the De Soto Canyon Marine Protected Area. The De Soto Canyon
Marine Protected Area is closed to pelagic longline fishing. It
includes approximately \2/3\ of the GOMx Bryde's whale BIA. This
closure reduces the likelihood of a GOMx Bryde's whale becoming
entangled in longline gear in the BIA. However, \1/3\ of the BIA is
still open to pelagic longlining. In addition, while the pelagic
longlining is prohibited in the De Soto Marine Protected Area, there
are no restrictions or areas within the BIA closed to bottom longline
fishing. We believe that the De Soto Marine Protected Area provides
some protection to the GOMx Bryde's whale. However, there are no
additional
[[Page 15478]]
regulations or protections in place that address, mitigate, or remove
the threat posed by bottom longline fishing or pelagic longline
fishing. Thus, we conclude that fishing gear entanglement remains a
threat, despite the protections in place.
Outer Continental Shelf Lands Act and the Oil Pollution Act
The SRT also identified existing regulatory mechanisms relating to
oil and gas development and oil spills and spill responses (see factors
A and E for a discussion of those threats). The Outer Continental Shelf
Lands Act (OCSLA) (43 U.S.C. 1331 et seq.) establishes Federal
jurisdiction over submerged lands on the OCS seaward of coastal state
boundaries in order to explore and develop oil and gas resources.
Implementation, regulation, and granting of leases for exploration,
development, and production on the OCS are delegated to the BOEM, and
BOEM is responsible for managing development of the nation's offshore
resources. The functions of BOEM include leasing, exploration,
development, and production, plan administration, environmental
studies, National Environmental Policy Act (NEPA) analysis, resource
evaluation, economic analysis, and the renewable energy program. BSEE
is responsible for enforcing safety and environmental regulations.
OCSLA mandates that orderly development of OCS energy resources be
balanced with protection of human, marine and coastal environments. It
is the stated objective of the OCSLA that operations in the OCS should
be conducted in a safe manner to prevent or minimize the likelihood of
blowouts, loss of well control, fires, spillages or other occurrences
which may cause damage to the environment or to property, or endanger
life or health (43 U.S.C. 1332(6)). OCSLA further requires the study of
the environmental impacts of oil and gas leases on the continental
shelf, including an assessment of effects on marine biota (43 U.S.C.
1346). OCSLA, as amended, requires the Secretary of the Interior,
through BOEM and BSEE, to manage the exploration, development, and
production of OCS oil, gas, and marine minerals (e.g., sand and gravel)
and the siting of renewable energy facilities. The Energy Policy Act of
2005, Public Law (Pub. L.) 109-58, added Section 8(p)(1)(C) to the
OCSLA, which grants the Secretary of Interior the authority to issue
leases, easements, or rights-of-way on the OCS for the purpose of
developing energy from sources other than oil and gas (i.e., renewable
energy development) (43 U.S.C. 1337(p)(1)(C)). This authority has been
delegated to BOEM (30 CFR 585.100), which now regulates activities
within Federal waters. Since 2006, there has been a moratorium on
leasing new areas for oil and gas development and production in the
Gulf of Mexico EPA, which includes the waters offshore of Florida,
including the BIA. The moratorium is set to expire in 2022 and, if it
is not renewed, the GOMx Bryde's whale within the BIA could be exposed
to increased energy exploration.
The Oil Pollution Act (OPA) of 1990 (33 U.S.C. 2701-2762) is the
principal statute governing oil spills in the nation's waterways. OPA
was passed following the March 1989 Exxon Valdez oil spill to address a
lack of adequate resources, particularly Federal funds, to respond to
oil spills (National Pollution Funds Center 2016). The OPA created
requirements for preventing, responding to, and funding restoration for
oil pollution incidents in navigable waters, adjoining shorelines, and
Federal waters. The OPA authorizes Trustees (representatives of
Federal, state, and local government entities, and Tribes with
jurisdiction over the natural resources in question) to determine the
type and amount of restoration needed to compensate the public for the
environmental impacts of the spill. These assessments are typically
described in damage assessment and restoration plans. The Final
Programmatic Damage Assessment and Restoration Plan (PDARP) developed
for the 2010 DWH oil spill found the GOMx Bryde's whale to be the most
impacted oceanic and shelf marine mammal; the oil footprint included 48
percent of the habitat within the BIA and 48 percent of the population
was exposed to oil, resulting in an estimated 22 percent maximum
decline in population size (DWH Trustees 2016, DWH MMIQT 2015). The DWH
PDARP allocates fifty-five million dollars over the next 15 years for
restoration of oceanic and shelf marine mammals, including Bryde's
whales. The PDARP does not identify specific projects, but lays out a
framework for planning future restoration projects, that may contribute
to the restoration of GOMx Bryde's whale.
The impacts to the GOMx Bryde's whale from oil and gas development
and oil spills in the Gulf of Mexico identified by the SRT (e.g.,
contributing to the curtailment of range and modification of their
habitat) indicate that existing regulatory mechanisms are not adequate
to control these threats. While the current moratorium on leasing for
new oil and gas development in the EPA appears to provide some
protection to the GOMx Bryde's whale, the SRT found that development in
the Gulf of Mexico continues to have broad impacts. Additionally, the
existing moratorium on new leases in the EPA expires in 2022 and, if
not renewed, energy development could occur in the GOMx Bryde's whale
BIA, potentially resulting in severe impacts to this small population.
We acknowledge that the restoration activities under the DWH PDARP may
be beneficial to GOMx Bryde's whales, but we also conclude that oil
spills and spill responses remain a serious current threat to the GOMx
Bryde's whale and its habitat, as discussed above in factor A.
International Convention for the Regulation of Whaling
The IWC was set up under the International Convention for the
Regulation of Whaling (ICRW), signed in 1946. The IWC established an
international moratorium on commercial whaling for all large whale
species in 1982, effective in 1986; this affected all member
(signatory) nations (paragraph 10e, IWC 2009a). Since 1985, IWC catch
limits for commercial whaling have been set at zero. However, under the
IWC's regulations, commercial whaling has been permitted in both Norway
and Iceland based on their objection to specific provisions. In
addition, harvest of whales by Japan for scientific purposes has been
permitted by the ICRW, including the Bryde's whale in the North
Pacific. However, distribution of the GOMx Bryde's whale does not
overlap with any permitted commercial whaling. The SRT concluded the
current commercial whaling moratorium provides significant protection
for the GOMx Bryde's whale, and we concur.
The Convention on International Trade in Endangered Species of Wild
Fauna and Flora
CITES is aimed at protecting species at risk from unregulated
international trade and regulates international trade in animals and
plants by listing species in one of its three appendices. The level of
monitoring and control to which an animal or plant species is subject
depends on the appendix in which the species is listed. All Bryde's
whales (B. edeni) are currently listed in Appendix I under CITES.
Appendix I includes species that are threatened with extinction and may
be affected by trade; trade of Appendix I species is only allowed in
exceptional circumstances. Due to the IWC commercial whaling moratorium
in place since 1985, commercial trade of Bryde's whale in the Gulf of
Mexico has not been
[[Page 15479]]
permitted. However, if the moratorium should be lifted in the future,
the Bryde's whale's CITES Appendix I listing would restrict trade, so
that trade would not contribute to the extinction risk of the species.
International Maritime Organization
The IMO, a branch of the United Nations, is the international
authority on shipping, pollution, and safety at sea and has adopted
guidelines to reduce shipping noise and pollution from maritime
vessels. Additionally, the IMO's Marine Environment Protection
Committee occasionally identifies special areas and routing schemes for
various ecological, economic, or scientific reasons. Some of these
actions help benefit endangered right whales and humpback whales.
However, the SRT found no protected areas or routing schemes that would
protect the GOMx Bryde's whale.
Mexico Energy Sector: Opening to Private Investment
The SRT expressed concern regarding potential oil and gas
development in the southern Gulf of Mexico. Mexico recently instituted
reforms related to its oil and gas sector that officially opened
Mexico's oil, natural gas, and energy sectors to private investment. As
a result, Mexico's state-owned petroleum company, Petroleos Mexicanos
(Pemex), may now partner with international companies for the purposes
of exploring the southern Gulf of Mexico's deep water and shale
resources. The SRT found that more than 9 companies have shallow water
lease permits either pending or approved, and 2D and 3D seismic data
collection has begun. In 2013, the U.S. Congress approved the U.S.-
Mexico Transboundary Hydrocarbons Agreement, which aims to facilitate
joint development of oil and natural gas in part of the Gulf of Mexico.
This agreement, coupled with recent reforms in Mexico, could lead to
development within the Gulf of Mexico of offshore Mexico oil and gas,
including infrastructure for cross-border pipelines. The SRT found that
recent developments indicate a high potential for oil and gas
development in these waters. However, anticipating any future threats
to the GOMx Bryde's whale at this point in time is overly speculative
because the best available scientific and commercial information
indicates that the GOMx Bryde's whale distribution does not currently
include the southern Gulf of Mexico.
Summary of Factor D
The SRT unanimously agreed that the inadequacy of existing
regulatory mechanisms factor is a ``high'' threat to the GOMx Bryde's
whale (Rosel et al. 2016). Specifically, the SRT found that, given the
current status and limited distribution of the Bryde's whale population
in the Gulf of Mexico, it is clear that existing regulations have been
inadequate to protect them. The SRT expressed particular concern
regarding current oil and gas development and impacts from oil spills
in the Gulf of Mexico, as well as vessel strikes due to shipping
traffic. We agree that currently there are no regulatory mechanisms in
the Gulf of Mexico to address ship strikes on GOMx Bryde's whales,
which the SRT identified as one of the primary threats faced by the
species (see factor E below). Additionally, the status review suggests
that oil and gas development in the Gulf of Mexico has been a
contributing factor to limiting the GOMx Bryde's whale's current range
to the De Soto Canyon. In our view, the best available scientific and
commercial information establishes that energy exploration,
development, and production, oil spills and oil spill response, vessel
collision, fishing gear entanglement, anthropogenic noise, and small
population concerns, such as allee effects, demographic stochasticity,
genetics, k-selected life history parameters, and stochastic and
catastrophic effects are currently threatening the species and
contributing to its extinction risk (factors A and E).We acknowledge
that some existing protective regulations are in place, however, we
find that the existing regulatory mechanisms are inadequate to control
the threats that are contributing to the GOMx Bryde's whale's
extinction risk, for the reasons stated above and in our response to
comments.
Factor E. Other Natural or Manmade Factors Affecting Its Continued
Existence
The SRT categorized threats under ESA factor E by three groups: A
general category for ``other natural or human factors;'' anthropogenic
noise; and small population concerns. Within the general sub-category
for other natural or human factors, the SRT included: Vessel collision;
military activities; fishing gear entanglements; trophic impacts due to
commercial harvest of prey; climate change; plastics and marine debris;
and aquaculture. Within the anthropogenic noise sub-category of factor
E, the SRT included: Aircraft and vessel noise associated with oil and
gas activities; drilling and production noise associated with oil and
gas activities; seismic survey noise associated with oil and gas
activities; noise associated with military training and exercises;
noise associated with commercial fisheries and scientific acoustics;
and noise associated with vessels and shipping traffic. Within the
small population concerns sub-category of factor E, the SRT included:
Allee effects; demographic stochasticity; genetic stochasticity; k-
selected life-history parameters; and stochastic and catastrophic
events. An explanation of these threats and the SRT's ranking for each
of these sub-categories follows.
Other Natural or Human Factors
Vessel Collision--Vessel collisions are a significant source of
mortality for a variety of coastal large whale species (Laist et al.
2001). The northern Gulf of Mexico is an area of heavy ship traffic,
which increases the risk of vessel-whale collisions (Rosel et al.
2016). Several important commercial shipping lanes travel through the
primary GOMx Bryde's whale habitat in the northeastern Gulf of Mexico,
particularly vessel traffic from ports in Mobile, Pensacola, Panama
City, and Tampa (see Figure 17 in Rosel et al. 2016). In 2009, a GOMx
Bryde's whale was found floating dead in the Port of Tampa, Tampa Bay,
Florida. The documented cause of death was blunt impact trauma due to
ship strike (Waring et al. 2013). The necropsy report found that the
whale was a lactating female, indicating that she was nursing a calf.
It is likely that the calf died, as it was still dependent on the
mother.
Bryde's whales are the third most commonly reported species struck
by ships in the southern hemisphere (Van Waerebeek et al. 2007). As
previously described, tracking information from a single GOMx Bryde's
whale indicated a consistent diel dive pattern over 3 days, with 88
percent of nighttime hours spent within 15 m of the surface. This
suggested to the SRT that, if other individuals exhibit a similar
diving pattern, they would be at greater risk of ship strike, because
they spend most of the time near the surface at night when visibility
is minimal. Marine mammals that spend the majority of their nighttime
hours near the surface and animals that spend more time at or near the
surface are at greater risk than species that spend less time at the
surface (Rosel et al. 2016). Additionally, the threat of vessel
collision may increase in the future, given the expansion of the Panama
Canal, which is anticipated to increase vessel traffic in the Gulf of
Mexico (Institute for Water Resources 2012), and the potential
expansion of oil and gas activities, and associated vessel traffic, in
the EPA following the expiration of
[[Page 15480]]
the moratorium on lease sales. Given the location of commercial
shipping lanes, the difficulty of sighting a whale at the surface at
night, and the low ability of large ships to change course quickly
enough to avoid a whale, the SRT's scoring indicates that ship strikes
pose a ``high'' severity threat to the GOMx Bryde's whale with ``high''
certainty.
Military Activities-- Significant portions of the Gulf of Mexico
are used for military activities. NMFS completed a 2013 Biological
Opinion assessing the impact of the Navy training exercises and
coordinated via a Letter of Authorization (LOA) under the MMPA to
govern unintentional takes incidental to training and testing
activities (Rosel et al. 2016). Although Level B harassment (i.e.,
activities that have the potential to disturb a marine mammal or marine
mammal stock) is authorized pursuant to that LOA, the Navy determined
that very few training or testing activities are likely to occur within
the BIA (see Figures 18 and 19 in Rosel et al. 2016). Moreover, the
Navy agreed to expand their Planning Awareness Area to encompass the
Bryde's whale BIA and as a result they will avoid planning major
training activities there, when feasible. In addition, Eglin Air Force
Base (hereafter referred to as Eglin AFB) also conducts training
exercises in the Gulf of Mexico. Eglin AFB also had an annual
incidental harassment authorization for common bottlenose dolphin and
Atlantic spotted dolphin, for their Maritime Weapon Systems Evaluation
Program (81 FR 7307, February 11, 2016, and 82 FR 10747, February 15,
2017, which expired on February 3, 2018). However, most training
activities take place in relatively shallow water (i.e., 35 to 50 m
depth). Eglin AFB does not anticipate that its activities would take
GOMx Bryde's whales, because the GOMx Bryde's whales are rare in the
areas involved (e.g., in shallow waters between 35 to 50 m deep);
therefore, Eglin AFB did not request a take authorization for Bryde's
whales (Rosel et al. 2016; 81 FR 7307; 82 FR 10747). The SRT concluded
that, although there are military activities in the Gulf of Mexico,
including the northern Gulf of Mexico, most activities appeared to
occur outside the BIA. In addition, they found that military activities
are not constant, and due to the current scope of existing activities,
the threat was considered less likely to have negative impacts on the
population (Rosel et al. 2016). However, the SRT believed that this
threat would need to be re-evaluated if the intensity, timing, or
location of military training exercises extended closer to the BIA.
Based on the SRT rankings, the threat of military activities (i.e.,
explosive pressure waves, target training, and vessel activities) is a
``moderate'' threat with ``low'' certainty. The threat of noise from
military activities is considered under the Anthropogenic Noise
section, below.
Since the publication of the status review and the proposed rule,
NMFS has issued regulations and an updated LOA to Eglin AFB for
authorization to take marine mammals incidental to conducting testing
and training activities in the Eglin Gulf Test and Training Range in
the Gulf of Mexico over the course of five years, from February 13,
2018 through February 12, 2023 (83 FR 5545, February 8, 2018). This LOA
supersedes other LOAs that were in effect and includes all of Eglin
AFB's testing and training activities, including Maritime Weapon
Systems Evaluation Program activities, into one action. The Air Force
did not request a take authorization for Bryde's whales, and take has
not been authorized. Under the LOA, to protect Bryde's whales, mission
activities will be aborted/suspended for the remainder of the day if
one or more sperm or baleen whales are detected during pre-mission
monitoring activities as no takes of these species have been
authorized. Trained observers will also be instructed to be vigilant in
ensuring Bryde's whales are not in the zone of influence. In addition,
monitors will be instructed to be extra vigilant in ensuring that
species of concern, including the Bryde's whale, are clear of the zone
of influence during testing and training activities. This is in
addition to other measures to mitigate and monitor effects to protected
species. NMFS consulted on the effects of the testing and training
activities at the Eglin Gulf Test and Training Range in the Gulf of
Mexico and concluded that the proposed training activities are not
likely to adversely affect GOMx Bryde's whale (NMFS 2017). We have re-
evaluated this threat in light of this new information, and have
determined the military activities continue to be a moderate threat to
the species.
Fishing Gear Entanglement--Marine mammals are known to become
hooked, trapped, or entangled in fishing gear, leading to injury or
mortality (Read 2008; Reeves et al. 2013). While gear interactions are
documented more frequently for toothed whales, they remain a threat to
small populations of baleen whales like the GOMx Bryde's whale (Reeves
et al. 2013). The SRT evaluated the threat of fishing gear entanglement
based on the spatial overlap between 12 commercial fisheries and the
Bryde's whale BIA, gear type, the amount of fishing effort, and the
potential for interactions given the whale's foraging behavior. The SRT
concluded that five of the 12 commercial fisheries evaluated overlap or
possibly overlap with the Bryde's whale BIA (i.e., the Gulf of Mexico
pelagic longline fishery, the bottom longline component of the Gulf of
Mexico reef fish fishery, the Gulf of Mexico shark bottom longline
fishery, the Gulf of Mexico shrimp trawl fishery, and the Gulf of
Mexico butterfish trawl fishery).
The Gulf of Mexico royal red shrimp trawl fishery and the
butterfish trawl fishery overlap within the GOMx Bryde's whale BIA
(Rosel et al. 2016). However, the royal red shrimp trawl fishery has
limited spatial overlap and those areas where spatial overlap occurs
represent only a small portion of total fishing effort. The butterfish
trawl fishery is small, with only two participants currently permitted,
and has limited available information. Thus, the SRT determined that
these two fisheries are unlikely to have an interaction with the GOMx
Bryde's whale given the limited overlap and total fishing effort.
Pelagic longlines are a known entanglement threat to baleen whales,
as the majority of mainline gear is in the water column and animals
swimming in the area may interact with the gear (Andersen et al. 2008).
The Atlantic Ocean, Caribbean, Gulf of Mexico commercial pelagic
longline fishery for large pelagic species is active within the GOMx
Bryde's whale BIA. Approximately two thirds of the BIA has been closed
to commercial pelagic longline fishing year-round since 2000, when the
Highly Migratory Species Atlantic Tunas, Swordfish, and Sharks Fishery
Management Plan was amended to close the De Soto Canyon Marine
Protected Area; however, the BIA is larger than the MPAs and one third
of the BIA is still open to pelagic longline fishing (65 FR 47214;
August 1, 2000). To date, no interactions between GOMx Bryde's whale
and pelagic longline gear have been recorded.
The bottom longline fisheries also are an entanglement threat to
the GOMx Bryde's whale. The Gulf of Mexico reef fish and shark bottom
longline gear consists of a monofilament mainline up to a mile in
length anchored on the seafloor, with up to 1,000 baited hooks along
the mainline and marked with buoys. Generally, bottom longline gear
poses less of a threat of entanglement to cetaceans compared to pelagic
longline gear, except when cetaceans forage along the seafloor. The
GOMx Bryde's whales appear to forage along the
[[Page 15481]]
seafloor, and therefore they are exposed to risk of entanglement in
mainlines. There are no restrictions or areas within the BIA closed to
bottom longline fishing. While bottom longlining typically occurs in
waters less than 100m, fishing for yellowedge grouper, golden tilefish,
blueline tilefish, and sharks occurs in deeper waters between 100 and
400m within the BIA. The available information indicates the GOMx
Bryde's whale forages on or near the seafloor bottom, such that
potential for interactions exists, given that the majority of mainline
gear is anchored on the seafloor (Rosel et al. 2016).
Based on the above, the SRT concluded that pelagic and bottom
longline gears pose an entanglement risk to the GOMx Bryde's whale
where fisheries using these gear types overlap with the species BIA.
Thus the SRT scored the threat of entanglement in commercial fisheries
is ``moderate'' in severity with ``moderate'' certainty.
Trophic Impacts Due to Commercial Harvest of Prey Items--While GOMx
Bryde's whales' prey in the Gulf of Mexico are currently unknown (Rosel
et al. 2016), they likely feed on anchovy, sardine, mackerel and
herring, and small crustaceans, similar to Bryde's whales worldwide
(Kato 2000). The two main Gulf of Mexico commercial fisheries for small
schooling fish are the Gulf of Mexico menhaden purse-seine fishery and
the Florida west coast sardine purse-seine fishery; the main
invertebrate fishery is the Gulf of Mexico shrimp trawl fishery. The
SRT concluded that direct competition between GOMx Bryde's whale and
commercial fisheries did not appear to be likely, based on the current
distribution of the GOMx Bryde's whale, the distribution of fishery
effort, and presumed fish and invertebrate habitat (Rosel et al. 2016).
The SRT also evaluated the threat of total biomass removal by the
menhaden purse-seine fishery and the shrimp trawl fishery in the Gulf
of Mexico and the resulting impact on ecosystem functioning, species
composition, and potential trophic pathway alterations, and concluded
that the ecosystem and trophic effects of these removals are unknown.
Based on the SRT's scoring, the threat from trophic impacts due to
commercial harvest of prey is a ``low'' severity threat with ``low''
certainty.
Climate Change--The impacts of climate change on cetaceans are not
easily quantified; however, direct and indirect impacts are expected
(Evans and Bj[oslash]rge 2013). Potential impacts of climate change on
marine mammals include range shifts, habitat degradation or loss,
changes to the food web, susceptibility to disease and contaminants,
and thermal intolerance (MacLeod 2009, Evans and Bj[oslash]rge 2013).
The restricted distribution of the GOMx Bryde's whale is a concern, as
climate change may disproportionately affect species with specialized
or restricted habitat requirements. As water temperatures rise, many
marine species will have to shift their distributions northward or in a
direction that maintains a near-constant environment (e.g., temperature
and prey availability) (Evans et al. 2010). Within the Gulf of Mexico,
GOMx Bryde's whales have little room to shift their distribution
northward into cooler waters. Furthermore, the predicted changes in
freshwater inflow and the associated effects on biological productivity
may affect the health of the Gulf of Mexico. While recognizing the
potential threat that climate change poses to the GOMx Bryde's whale,
the SRT considered that there are more significant and immediate
pressures on the GOMx Bryde's whale (Rosel et al. 2016). The SRT
assigned the threat of climate change as a ``low'' severity threat to
GOMx Bryde's whale with ``low'' certainty.
Plastics and Marine Debris--Plastics comprise 60-80 percent of all
marine debris (Baulch and Perry 2014), and derelict fishing gear is the
second most common form of marine debris (National Oceanic Service
2015). There are not many documented interactions of marine mammals
with marine debris in the Gulf of Mexico and the SRT did not find any
documented cases specific to Bryde's whale (NOAA Fisheries Marine
Mammal Health and Stranding Response Database). Less than one percent
of marine mammal strandings in the Gulf of Mexico from 2000-2014 showed
evidence of entanglement or ingestion of marine debris (NOAA Fisheries
Marine Mammal Health and Stranding Response Database). While noting
that the records of reported marine mammal strandings may not be
comprehensive, the SRT's scoring ranked this threat as ``low'' severity
with ``low'' certainty (Rosel et al. 2016).
Aquaculture--There are currently no aquaculture facilities in the
U.S. waters of the Gulf of Mexico. However, a final rule was published
on January 13, 2016 (81 FR 1761) establishing a regulatory program
applicable to marine aquaculture in federal waters of the Gulf of
Mexico and establishing a regional permitting process. The final rule
implements the Fishery Management Plan for Regulating Offshore Marine
Aquaculture in the Gulf of Mexico (FMP), prepared by the Gulf of Mexico
Regional Fishery Management Council. We note that this final rule is
currently under challenge in a pending court proceeding, Gulf
Fishermen's Association, et al. v. NMFS, 16-cv-01271 (E.D. La.). Under
the regulations, each facility must satisfy a list of siting
requirements and conditions and specifies that an application may be
denied for potential risks to essential fish habitat, endangered or
threatened species, marine mammals, wild fish stocks, among other
reasons (50 CFR 622.103). Marine mammals are known to interact with
aquaculture facilities through physical interaction with nets, ropes,
twine and anchor lines (Price and Marris 2013). Because each
application, including the proposed location, will be considered on a
case-by-case basis, taking into account potential impacts to marine
mammals, and no aquaculture facilities are currently sited in the Gulf
of Mexico, the SRT scoring indicates that the SRT found aquaculture to
be a ``low'' severity threat with ``low'' certainty.
Anthropogenic Noise--A variety of anthropogenic noise sources, such
as energy exploration (seismic surveys), vessel and shipping traffic,
oil and gas drilling and production, and aircraft and vessel traffic
associated with oil and gas activities, have considerable energy at low
frequencies (<100 Hz) (Sodal 1999; Nieukirk et al. 2004; Hildebrand
2009; Nieukirk et al. 2012) and are pervasive in the Gulf of Mexico
(Rosel et al. 2016). Baleen whales produce calls that span a similar
low frequency range (20 Hz-30 kHz), and therefore, presumably these
species' best hearing abilities fall within this range, and are most
impacted by low-frequency sounds (Richardson et al. 1995, Ketten 1997,
Ketten et al. 2013, Cranford and Krysl 2015). Marine mammals rely
heavily on their hearing to detect and interpret communication and
environmental cues to select mates, find food, maintain group structure
and relationships, avoid predators, navigate, and perform other
critical life functions (Rosel et al. 2016). As noise levels rise in
the marine environment, there are a variety of possible direct and
indirect adverse physical and behavioral effects to marine mammals such
as hearing loss or impairment, stress, behavioral changes,
physiological effects, reduced foraging success, reduced reproductive
success, masking of communication and environmental cues, and habitat
displacement (Richardson et al. 1995; Southall et al. 2007; Francis and
Barber 2013). The SRT evaluated anthropogenic noise and separately
assessed, as detailed below, noise from aircraft and vessels associated
with oil and gas activities, seismic surveys
[[Page 15482]]
associated with oil and gas activities, noise associated with military
training and exercises, noise associated with commercial fisheries and
scientific acoustics, and noise associated with vessels and shipping
traffic.
Noise Generated From Aircraft and Vessels and Oil Drilling and
Production Associated With Oil and Gas Activities--Aircraft and vessel
operations (service vessels, etc.) support outer continental shelf oil
and gas activities in the Gulf of Mexico. Routine aircraft overflights
may interrupt and elicit a startle response from marine mammals nearby
(Richardson et al. 1995). However, if marine mammals are nearby, the
disturbance caused by helicopters approaching or departing OCS oil and
gas facilities will be short in duration and transient in nature. The
SRT reasoned that aircraft and vessel operations may ensonify large
areas, but due to the lack of oil and gas activities currently in the
eastern Gulf of Mexico, the threat from service aircraft and vessel
noise to GOMx Bryde's whale should be minimal.
Oil drilling and production activities produce low-frequency
underwater sounds that are in the frequency range detectable by the
GOMx Bryde's whale and, given the amount of drilling activity and
platforms in the central and western Gulf of Mexico, noise levels are
already high. While there are currently no wells being drilled in the
eastern Gulf of Mexico, and no production platforms in place, the
potential opening of the EPA that overlaps the GOMx Bryde's whale BIA
for oil and gas exploration is of considerable concern (Rosel et al.
2016). Based on the SRT's scoring, the threat of noise generated from
aircraft and vessels associated with oil and gas activities and noise
from drilling and oil production is ``moderate,'' with a ``moderate''
level of certainty for noise associated with aircraft and vessels, and
the SRT assigned a ``low'' level of certainty for noise generated from
drilling and oil production.
Seismic Survey Noise Associated With Oil and Gas Activities--The
northern Gulf of Mexico is an area of high seismic survey activity;
seismic surveys are typically conducted 24 hours a day, 365 days a
year, using airguns that are a source of primarily low-frequency sound
(Sodal 1999), and that overlap with ranges baleen whales use for
communication and hearing (Rosel et al. 2016). These low-frequency
sounds can travel substantial distances and airgun sounds have been
recorded many hundreds of miles away from the survey locations
(Nieukirk et al. 2004). Seismic surveys have the potential to cause
serious acute auditory injury to animals within 100 m-1 km of airguns
with received levels of 230 dB re 1 [mu]Pa (peak) or higher (Southall
et al. 2007). In the 2016 Technical Guidance, this threshold was
reduced to 219 dB re 1 [mu]Pa (peak), which indicates an area of
potential acute auditory injury at equal or greater distance from the
sound source than that discussed in Southhall et al., 2007. Behavioral
changes following seismic surveys, specifically changes in vocal
behavior and habitat avoidance, have been documented for baleen whales
(Malme et al. 1984, McCauley et al. 1998, Gordon et al. 2001, Blackwell
et al. 2015). While reactions of Bryde's whales to seismic surveys have
not been studied, the auditory abilities of all baleen whale species
are considered to be broadly similar based upon vocalization
frequencies and ear anatomy (Ketten 1998). As previously discussed,
Bryde's whales could suffer acute auditory injury if seismic survey
activity occurred within 1 km of a whale and could experience
behavioral responses, including strong avoidance, if activity occurred
within 8 km of a whale (Rosel et al. 2016). In addition, given the
ability of low-frequency sounds to travel substantial distances, sounds
from nearby surveys in the northwestern portion of the CPA, near the
northeastern extent of the species' BIA, could expose the GOMx Bryde's
whales in the BIA to noise at levels that could increase their stress,
reduce their foraging and reproductive success, and mask communications
and environmental cues. In addition, the SRT found that after 2022,
when the moratorium on lease sales expires, the species are likely to
be exposed to increased seismic survey activity and associated noise
levels that could increase the potential for these effects. The SRT
noted that in 2009, seismic survey activity was high in the EPA, but
that in following years they did not expect as much activity, due in
part to the moratorium on new lease sales and production in the EPA.
However, the SRT explained that the spatial distribution of surveying
activity in the Gulf of Mexico varies inter-annually, and they expect
seismic survey activity to increase following expiration of the
moratorium. If seismic survey activity increases, the SRT expects that
the species will be exposed to ambient noise at levels that would
interfere with their ability to communicate and could be at risk of
acute auditory injury or behavioral responses. The SRT scored
anthropogenic noise associated with seismic surveys as a ``high''
severity threat with ``moderate'' certainty.
Noise Associated With Military Training and Exercises--Military
training and exercises use active sonar sources and explosives as part
of their operations and each of these sources have the potential to
impact marine mammals (Rosel et al. 2016). However, as discussed above,
most military activities that occur in the Gulf of Mexico take place
outside of the GOMx Bryde's whale BIA, and the Navy expanded their
Planning Awareness Area to encompass the BIA (see Military Activities
above). The SRT found this threat to be less likely to have a negative
impact on the GOMx Bryde's whale compared to other threats associated
with the anthropogenic noise considered in this sub-category.
Therefore, the SRT assigned the threat of noise associated with
military training and exercises as ``low'' in severity with a
``moderate'' level of certainty.
Noise Associated With Commercial Fisheries and Scientific
Acoustics--Commercial and scientific vessels use active sonar for the
detection, localization, and classification of underwater targets,
including the seafloor, plankton, fish, and human divers (Hildebrand
2009). Source frequencies of many of these sonars are likely above the
frequency range for Bryde's whale hearing (Watkins 1986, Au et al.
2006, Tubelli et al. 2012). Recent technological advancements, such as
the Ocean Acoustic Waveguide Remote Sensing (OAWRS) system, use low-
frequency acoustics that have the potential to impact baleen whale
behavior (Risch et al. 2012). However, the SRT concluded these low-
frequency systems are not likely to be used in U.S. waters in the
future (Rosel et al. 2016). Because the acoustic frequencies associated
with the sonar systems used by commercial fisheries and scientific
vessels are not within the range of GOMx Bryde's whale hearing and are
not likely to be used in the Gulf of Mexico, the SRT assigned the
threat of noise associated with commercial fisheries and scientific
acoustics a ranking of ``low'' in severity with ``low'' certainty.
Noise Associated With Shipping Traffic and Vessels--Noise from
shipping traffic is an unintended byproduct of shipping and depends on
factors such as ship type, load, speed, ship hull and propeller design;
noise levels increase with increasing speed and vessel size (Allen et
al. 2012, McKella et al 2012b, Rudd et al. 2015). Shipping noise is
characterized by mainly low frequencies (Hermannsen et al. 2014) and
contributes significantly to low-frequency noise in the marine
[[Page 15483]]
environment (National Research Council 2003, Hildebrand 2009).
Approximately 50 percent of U.S. merchant vessel traffic (as measured
by port calls or tonnage for merchant vessels over 1,000 gross tons)
occurs at U.S. Gulf of Mexico ports, indicating shipping activity is a
significant source of noise in this region. Noise is likely to increase
as shipping trends indicate that faster, larger ships will traverse the
Gulf of Mexico following expansion of the Panama Canal (Rosel et al.
2016).
Shipping noise in the northeast United States was predicted to
reduce the communication space of humpback whales, right whales, and
fin whales by 8 percent, 77 percent, and 20 percent, respectively, by
masking their calls (Clark et al. 2009). Because Bryde's whale call
source levels are most similar to those of right whales, the SRT found
they may be similarly impacted (Rosel et al. 2016). Documented impacts
of vessel and shipping noise on marine mammals, like the GOMx Bryde's
whale, include: Habitat displacement; changes in diving and foraging
behavior; changes in vocalization behavior; and altered stress hormone
levels (Rosel et al. 2016).
The SRT found that there is a high level of low frequency noise
caused by shipping activity in the Gulf of Mexico, and that it is
likely the GOMx Bryde's whale is experiencing significant biological
impacts as a result. The impacts to the GOMx Bryde's whale are assumed
to be similar to those observed in other low frequency hearing baleen
whale species, and include increased stress hormone levels, changes in
dive and foraging behavior and communication, and habitat displacement.
The SRT assigned the threat of noise associated with shipping traffic
and vessels a score of ``moderate'' severity threat with ``moderate''
certainty.
Small Population Concerns
The final sub-category considered by the SRT under ESA factor E was
small population concerns. The SRT considered Allee effects,
demographic stochasticity, genetic stochasticity, k-selected life-
history parameters, and stochastic and catastrophic events under this
sub-category.
Allee Effects--If a population is critically small in size,
individuals may have difficulty finding a mate. The probability of
finding a mate depends largely on density (i.e., abundance per area)
rather than absolute abundance alone (Rosel et al. 2016). As previously
discussed, noise from ships and industrial oil activities, including
seismic exploration, could mask mating calls and contribute to reduced
fecundity of the GOMx Bryde's whale (Rosel et al. 2016). The small
population size (i.e., likely fewer than 100 individuals, with 50 or
fewer at maturity) may mean that Allee effects are occurring, making it
difficult for individual whales to find one another for breeding,
thereby reducing the population growth rate. The SRT's scored the
impacts from Allee effects as a ``moderate'' threat in both severity
and certainty.
Demographic Stochasticity--Demographic stochasticity refers to the
variability of annual population change arising from random birth and
death events at the individual level. Populations that are small in
number are more vulnerable to adverse effects from demographic
stochasticity. Demographic stochasticity is also more problematic for
slowly reproducing species, such as GOMx Bryde's whales, which under
normal conditions are likely to produce a calf every 2 to 3 years,
similar to Bryde's whales worldwide and Eden's whale. Mean population
growth rates can be reduced by variances in inter-annual growth rates,
and this variance steadily increases as the population size decreases
(Goodman 1987). The SRT also noted that, while skewed sex ratios do not
currently appear to be a problem for GOMx Bryde's whales, their low
calving rate and small population size create a higher probability of
developing skewed sex ratios through chance alone. The SRT's scored the
threat from impacts from demographic stochasticity as ``high'' in both
severity and certainty.
Genetics--Genetic stochasticity results from three separate
factors: Inbreeding depression, loss of potentially adaptive genetic
diversity, and mutation accumulation (Frankham 2005; Reed 2005). The
SRT concluded that the very small population size and documented low
level of genetic diversity (Rosel and Wilcox 2014) indicates that the
GOMx Bryde's whale is likely already experiencing inbreeding (mating
with related individuals) that could lead to a loss of potentially
adaptive genetic diversity and accumulation of deleterious mutations
(Frankham 2005, Reed 2005). Applying the estimate from Taylor et al.
(2007) of 0.51 for the proportion of a Bryde's whale population that is
mature, and assuming a stable age distribution, the SRT concluded there
would be at most 50 mature individuals for the GOMx Bryde's whale
population, putting the whales at immediate recognized risk for genetic
factors. Even with a 50-50 sex ratio, the SRT concluded that current
abundance estimates are so low that current Bryde's whale population
levels would meet any genetic risk threshold for decreased population
growth due to inbreeding depression and potential loss of adaptive
genetic diversity (Rosel et al. 2016). The SRT scored the threat of
genetic stochasticity as ``high'' in both severity and certainty.
K-Selected Life History Parameters--In general all whales are
considered as k-selected species due to their life history
characteristics of large-size, late-maturity, and iteroparous
reproduction that is energetically expensive, resulting in few
offspring. K-selected life history characteristics in and of themselves
are not a problem for baleen whales, but a small population size
coupled with a low productivity rate further hinders population growth
and increases the time frame for recovery when, as with the GOMx
Bryde's whale, the population size is small and vulnerable to threats
(Rosel et al. 2016). The SRT assigned the threat from k-selective life
history parameters a score of ``high'' in severity and certainty.
Stochastic and Catastrophic Events--The small number of GOMx
Bryde's whales and their restricted range (i.e., De Soto Canyon area of
the northeastern Gulf of Mexico) exacerbates the species' vulnerability
to stochastic and catastrophic events. Further, the GOMx Bryde's whales
are in close proximity to oil extraction developments and areas that
could be affected by extreme weather events and harmful algal blooms.
For example, an analysis of the impacts of the DWH oil spill on
cetacean stocks in the Gulf of Mexico estimated that 17 percent of the
GOMx Bryde's whale population was killed (DWH Trustees 2016). The SRT
scored the threat from stochastic and catastrophic events on the GOMx
Bryde's whale as ``high'' in severity with ``high'' certainty.
Summary of Factor E
The SRT's overall threat ranking for the threats we consider under
ESA factor E was influenced by a suite of threats. The SRT separately
ranked the overall threat of three groups of threats, ``other natural
or human factors'' affecting the species' continued existence, small
population concerns, and anthropogenic noise. Under the ``other natural
and human factors'' category, based on the SRT's scoring, vessel
collision, followed by fishing gear entanglements, presents the most
serious individual threats the SRT considered. The threat of vessel
collision is a significant source of mortality for a variety of coastal
whale species and several important
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commercial shipping lanes travel through the GOMx Bryde's whale BIA
(Rosel et al. 2016). Fishing gear entanglement from the pelagic
longline and bottom longline fisheries is a threat due to the spatial
overlap between these fisheries and the Bryde's whale BIA, and the
potential for interactions with the gear given the whale's foraging
behavior (Rosel et al. 2016). The SRT's overall ranking for its generic
``other natural of human factors'' is moderate-high. The SRT's overall
threat ranking for the category of ``anthropogenic noise'' was
``high,'' which was driven largely by the impacts of noise associated
with seismic surveys, vessel and shipping traffic, oil and gas drilling
and production, and aircraft and vessel traffic associated with oil and
gas activities. The greatest threat identified by the SRT under ESA
factor E was ``small population concerns,'' which the SRT's scoring
unanimously assigned a ``high'' overall threat ranking.
In summary, the SRT found the level of anthropogenic noise in the
Gulf of Mexico, the risk of vessel collisions, fishing gear
entanglements, in combination with the small population size, are
threats that are likely to eliminate or seriously degrade the
population. The overall ranking the SRT assigned for factor E was
``high'' (i.e., two high overall rankings for anthropogenic noise and
small population concerns and one moderate-high overall ranking for its
``other natural and human factors'' category), indicating that there
are a high number of threats that are moderately or very likely to
contribute to the decline of the GOMx Bryde's whale. Considering the
assessment completed by the SRT, we determine that the threats
considered under factor E, including small population concerns;
anthropogenic noise from seismic surveys, shipping traffic and vessels,
and vessels and aircraft supporting oil and gas activities; vessel
collision; and fishing gear entanglements are contributing to the risk
of extinction for the GOMx Bryde's whale.
NMFS' Conclusions From Threats Evaluation
The most serious threats to the GOMx Bryde's whale are: Small
population size, energy exploration, development, and production, oil
spills and oil spill responses, vessel collision, anthropogenic noise,
and fishing gear entanglement. We considered these threats under ESA
section 4(a)(1) factors A and E; overall, we view the risk from factors
A and E as high. We agree with the SRT's assessment that these threats
are currently affecting the status of the GOMx Bryde's whale, and find
that they are putting it at a heightened risk of extinction. We also
agree with the SRT's characterization of factors B and C,
overutilization for commercial, recreational, scientific, or
educational purposes and disease, parasites, or predation, and their
low overall ranking. We find that these are not factors that are likely
contributing to the extinction risk for the GOMx Bryde's whale.
Finally, we agree with the SRT's overall assessment for factor D, and
we conclude that existing regulatory measures are not adequate to
control the threats that are contributing to the species' extinction
risk identified under factors A and E.
Demographic Risk Analysis
The SRT also evaluated four demographic factors--abundance, spatial
distribution, growth/productivity, and genetic diversity--to assess the
degree of extinction risk. These demographic criteria have been used in
previous NMFS status reviews to summarize and assess a population's
extinction risk due to demographic processes. The SRT used the
following definitions to rank these factors: 1 = ``No or low risk: it
is unlikely that this factor contributes significantly to risk of
extinction, either by itself or in combination with other factors;'' 2
= ``Low risk: it is unlikely that this factor contributes significantly
to risk of extinction by itself, but some concern that it may
contribute, in combination with other factors;'' 3 = ``Moderate risk:
it is likely that this factor in combination with others contributes
significantly to risk of extinction;'' 4 = ``High risk: it is likely
that this factor, by itself, contributes significantly to risk of
extinction''; and 5 = ``Very high risk: it is highly likely that this
factor, by itself, contributes significantly to risk of extinction.''
As described in detail below, the SRT concluded that each of these four
demographic factors are likely to contribute significantly to the risk
of extinction for the GOMx Bryde's whale.
The SRT determined that both abundance and spatial distribution
were ``very high risk'' factors, meaning that it is highly likely that
each factor, by itself, contributes significantly to the risk of
extinction. The SRT concluded the best available scientific information
indicated: (1) The number of GOMx Bryde's whales is likely fewer than
100 individuals with 50 or fewer mature individuals, and (2) their
current distribution is restricted to a small region along the
continental shelf break (100-400 m) in the De Soto Canyon makes them
vulnerable to catastrophe. The SRT concluded that the GOMx Bryde's
whale constitutes a dangerously small population, at or below the near-
extinction population level, and the species' restricted range makes it
vulnerable to a single catastrophic event (Rosel et al. 2016).
The SRT ranked both growth/productivity and genetic diversity as
``high'' risk factors, meaning that it is likely that each factor, by
itself, contributes significantly to the risk of extinction. The SRT
noted that the life-history characteristics of the GOMx Bryde's whale
(i.e., late-maturing, long gestation, single offspring) result in a
slower recovery ability from their small population size and lead to a
longer time during which a risk factor like a catastrophe could occur
(Rosel et al. 2016). Allee effects were also identified by the SRT as
increasing extinction risk because the small number of individuals
reduces population growth rate through mate limitation (Rosel et al.
2016). Similarly, the low level of genetic diversity, documented in
both mtDNA and nuclear DNA by Rosel and Wilcox (2014), combined with
the small population size, means that individuals are likely breeding
with related individuals and inbreeding depression may be occurring,
resulting in a loss of genetic diversity (Rosel et al. 2016).
Extinction Risk Assessment
The SRT considered the information provided in the status review
and demographic risk factors to conduct an extinction risk assessment.
The SRT summarized its ERA for the GOMx Bryde's whale, placing it in
the context of our agency guidelines on how to synthesize extinction
risk (NMFS 2015). Those agency guidelines define categories of
extinction risk. The high extinction risk category is defined as:
A species or DPS with a high risk of extinction is at or near a
level of abundance, productivity, spatial structure, and/or
diversity that places its continued persistence in question. The
demographics of a species, subspecies, or DPS at such a high level
of risk may be highly uncertain and strongly influenced by
stochastic or depensatory processes. Similarly, a species or DPS may
be at high risk of extinction if it faces clear and present threats
(e.g., confinement to a small geographic area; imminent destruction,
modification, or curtailment of its habitat; or disease epidemic)
that are likely to create present and substantial demographic risks.
Applying this standard, the SRT unanimously agreed that the GOMx
Bryde's whale has a high risk of extinction.
We consider the SRT's approach to assessing the extinction risk for
GOMx Bryde's whale appropriate and based on
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the best scientific and commercial information available. Based on the
key conclusions from the status review, including the ERA (Rosel et al.
2016), we find that the GOMx Bryde's whale is a species, as defined by
the ESA, that is at high risk of extinction as a result of ESA factors
A, D, and E.
Protective Efforts
Section 4(b)(1)(A) of the ESA requires the Secretary, when making a
listing determination for a species, to take into consideration those
efforts, if any, being made by any State or foreign nation to protect
the species. To evaluate the efficacy of domestic efforts that have not
yet been implemented or that have been implemented, but have not yet
been demonstrated to be effective, the Services developed a joint
``Policy for Evaluation of Conservation Efforts When Making Listing
Decisions'' (PECE) (68 FR 15100; March 28, 2003). The PECE is designed
to ensure consistent and adequate evaluation of formalized domestic
conservation efforts that have not yet been implemented, or that have
been implemented but not yet proven to be effective, when making
listing determinations. The PECE is expected to facilitate the
development of conservation efforts by states and other entities that
sufficiently improve a species' status so as to make listing the
species as threatened or endangered unnecessary.
The PECE establishes two overarching criteria to use in evaluating
efforts identified in conservations plans, conservation agreements,
management plans or similar documents: (1) For those efforts yet to be
implemented, the certainty that the conservation effort will be
implemented and (2) for those efforts that have not yet demonstrated
effectiveness, the certainty that the conservation effort will be
effective.
The status review (Rosel et al. 2016) summarized two known
conservation efforts, both of which are planned and have yet to be
implemented, and we further assess them here: The DWH PDARP and the
GoMMAPPS. The restoration plan in the PDARP is a framework for planning
future restoration projects. For marine mammals, the PDARP focuses on
restoration activities that support population resilience, reduce
further harm or impacts, and complement existing management priorities,
with the goal of compensating for the population injuries suffered by
each marine mammal stock. GOMx Bryde's whales were the most impacted
offshore cetacean by the DWH oil spill, suffering an estimated 22
percent maximum decline in population size (DWH Trustees 2016).
Although specific projects are not yet identified to implement Bryde's
whale restoration, we anticipate that they should benefit the
population, but, considering the species' life history, population
recovery to pre-spill levels will take decades. More importantly, the
population estimates considered by the SRT were pre-spill and were
still found to represent a high extinction risk. Therefore, the
conservation benefits that may be expected through implementation of
the PDARP would not be expected to reduce the extinction risk for
Bryde's whale to such a degree that this population would qualify as
threatened or that listing is not warranted.
We also considered the proposed results from GoMMAPPS and its
potential to protect and restore the population of GOMx Bryde's whale.
The purpose of this program is to improve information about abundance,
distribution, habitat use, and behavior of living marine resources
(e.g., marine mammals, sea turtles, sea birds) in the Gulf of Mexico,
as well as to mitigate and monitor potential impacts of human
activities. GoMMAPPS promotes collaborations via data sharing with
other research efforts in the Gulf of Mexico, including potentially
with Mexico. Given the scope of the program, studies are likely to
increase scientific understanding of the GOMx Bryde's whale and its
habitat, support management decisions, and monitor potential impacts of
human activities. GoMMAPPS is likely to provide significantly improved
information on the status of protected species in the Gulf of Mexico,
possibly including GOMx Bryde's whales, and we anticipate that this
information can be used to protect Bryde's whales more effectively in
the future. However, these conservation benefits will require secondary
actions that are not currently known. Therefore, we conclude that the
conservation benefits from GOMAPPS to Bryde's whales are too diffuse
and uncertain to be considered effective measures per the PECE. After
taking into account these conservation efforts, the current status of
GOMx Bryde's whale, and our evaluation of the section 4(a)(1) factors,
we conclude that the conservation efforts identified cannot be
considered effective measures in reducing the current extinction risk.
Final Determination
We reviewed the best available scientific and commercial
information, including the information in the status review (Rosel et
al. 2016), which incorporated comments from the peer reviewers. Based
on the status review, our evaluation of protective efforts, and
consideration of all public comments, we determined that the GOMx
Bryde's whale meets the definition of endangered under the ESA. We
found that the GOMx Bryde's whale is a species, as defined by the ESA,
which is in danger of extinction throughout all of its range as a
result of ESA section 4(a)(1) factors A, D, and E. We summarize the
results of our determination as follows: (1) The GOMx Bryde's whales
are distinct from Bryde's whales worldwide such that we have determined
it to be a subspecies; (2) the current range of the GOMx Bryde's whale
is restricted to the northeastern Gulf of Mexico (i.e., Bryde's whale
BIA) and is significantly smaller than the historical range; (3) the
population is small, likely containing fewer than 100 individuals, with
50 or fewer mature individuals; (4) energy exploration, development,
and production, oil spills and oil spill responses, vessel collision,
fishing gear entanglement, and anthropogenic noise are threats that
contribute to its risk of extinction; and (5) the existing regulatory
mechanisms are not adequate to control those threats. After considering
efforts being made to protect the species, we conclude that existing or
proposed conservation efforts would not alter the extinction risk.
Accordingly, we have determined that the GOMx Bryde's whale warrants
listing as an endangered species under the ESA. We evaluated the
threats to the species alone and in combination; however, we note that
the whale's small population size (and the associated risks) and
restricted range alone would support our determination.
Effects of This Rulemaking
Conservation measures provided for species listed as endangered
under the ESA include recovery actions (16 U.S.C. 1533(f)); concurrent
designation of critical habitat, if prudent and determinable (16 U.S.C.
1533(a)(3)(A)); Federal agency consultation requirements (16 U.S.C.
1536); and prohibitions on taking the species (16 U.S.C. 1538).
Recognition of the species' plight through listing promotes
conservation actions by Federal and state agencies, foreign entities,
private groups, individuals, as well as the international community.
The main effects of the listing are prohibitions on take. Both a
recovery program and designation of critical habitat could result from
this final listing. Given its narrow range in the De Soto Canyon region
of the northeastern Gulf of Mexico, and existing threats, a regional
cooperative effort to protect and restore
[[Page 15486]]
the population is necessary. Federal, state, and the private sectors
will need to cooperate to conserve listed GOMx Bryde's whales and the
ecosystem upon which they depend.
Marine Mammal Protection Act
The MMPA provides substantial protections to all marine mammals,
such as GOMx Bryde's whales, whether they are listed under the ESA or
not. In addition, the MMPA provides heightened protections to marine
mammals designated as ``depleted'' (e.g., additional restrictions on
the issuance of permits for research, importation, and captive
maintenance). Section 3(1) of the MMPA defines ``depleted'' as ``any
case in which'': (1) The Secretary determines that a species or
population stock is below its optimum sustainable population; (2) a
State to which authority has been delegated makes the same
determination; or (3) a species or stock is listed as an endangered
species or a threatened species under the ESA (16 U.S.C. 1362(1)).
Section 115(a)(1) of the MMPA establishes that in any action by the
Secretary to determine if a species or stock should be designated as
depleted, or should no longer be designated as depleted, such
determination must be made by rule, after public notice and an
opportunity for comment, and after a call for information (16 U.S.C.
1383b(a)(1)). It is our position that a marine mammal species or stock
automatically gains ``depleted'' status under the MMPA when it is
listed under the ESA.
Identifying ESA Section 7 Consultation Requirements
Section 7(a)(2) of the ESA and joint NMFS/U.S. Fish and Wildlife
Service regulations require Federal agencies to consult with us on any
actions they authorize, fund, or carry out if those actions may affect
the listed species or designated critical habitat within our
jurisdiction. Based on currently available information, we conclude
that examples of Federal actions that may affect GOMx Bryde's whale
include, but are not limited to: Authorizations for energy exploration
(e.g., habitat modification, noise from seismic surveys), energy
production (e.g., oil drilling and production), actions such as port
deepening and expansion that directly or indirectly introduce vessel
traffic that could result in collisions, and military activities and
fisheries regulations that may impact the species.
Prohibitions and Protective Measures
All of the ESA section 9(a)(1) (16 U.S.C. 1538(a)(1)) prohibitions
apply to all species listed as endangered. Under section 9(a)(1), it is
unlawful for any person subject to the jurisdiction of the United
States to (A) import any such species into, or export any such species
from the United States; (B) take any such species within the United
States or the territorial sea of the United States; (C) take any such
species upon the high seas; (D) possess, sell, deliver, carry,
transport, or ship, by any means whatsoever, any such species taken in
violation of subparagraphs (B) and (C); (E) deliver, receive, carry,
transport, or ship in interstate or foreign commerce, by any means
whatsoever and in the course of a commercial activity, any such
species; (F) sell or offer for sale in interstate or foreign commerce
any such species. Take is defined as to harass, harm, pursue, hunt,
shoot, wound, kill, trap, capture, or collect, or to attempt to engage
in any such conduct. 16 U.S.C. 1532(3)(19). These prohibitions apply to
all persons subject to the jurisdiction of the United States, including
in the United States or on the high seas.
Sections 10(a)(1)(A) and (B) of the ESA (16 U.S.C. 1539(a)(1)(A)
and (B)) provide us with authority to grant exceptions to the ESA's
section 9 ``take'' prohibitions. Section 10(a)(1)(A) scientific
research and enhancement permits may be issued to entities (Federal and
non-Federal) for scientific purposes or to enhance the propagation or
survival of a listed species. The type of activities potentially
requiring a section 10(a)(1)(A) research/enhancement permit include
scientific research that targets GOMx Bryde's whales, including the
importation of non-U.S. samples for research conducted in the United
States. Section 10(a)(1)(B) incidental take permits are required for
non-Federal activities that may incidentally take a listed species in
the course of an otherwise lawful activity.
Identification of Those Activities That Would Likely Constitute a
Violation of Section 9 of the ESA
On July 1, 1994, NMFS and the FWS issued an Interagency Cooperative
Policy for Endangered Species Act Section 9 Prohibitions (59 FR 34272).
The intent of this policy is to increase public awareness of the effect
of our ESA listings on proposed and ongoing activities within the
species' range. We identify specific activities that will be considered
likely to result in violation of section 9, as well as activities that
will not be considered likely to result in violation. Activities that
we believe could result in violation of section 9 prohibitions against
``take'' of the GOMx Bryde's whale include: (1) Unauthorized harvest or
lethal takes by U.S. citizens; (2) in-water activities conducted by
U.S. citizens that produce high levels of underwater noise, which may
harass or injure the whales; (3) vessel strikes from ships operating in
U.S. waters of the Gulf of Mexico; (4) U.S. fisheries that may result
in entanglement of the whales; and (5) discharging or dumping toxic
chemicals or other pollutants by U.S. citizens into habitat used by
GOMx Bryde's whale.
We expect, based on the best available scientific and commercial
information, the following actions are not likely to result in a
violation of section 9: (1) Federally funded or approved projects for
which ESA section 7 consultation has been completed and necessary
mitigation developed, and that are conducted in accordance with any
terms and conditions we provide in any incidental take statement
accompanying a biological opinion; and (2) takes of GOMx Bryde's whales
that have been authorized by NMFS pursuant to section 10 of the ESA.
These lists are not exhaustive. They are intended to provide some
examples of the types of activities that may not constitute a take of
the GOMx Bryde's whale. Whether a violation results from a particular
activity is entirely dependent upon the facts and circumstances of each
incident. Further, an activity not listed may in fact constitute or
result in a violation.
Critical Habitat
Critical habitat is defined in section 3 of the ESA (16 U.S.C.
1532(5)(A)) as (1) the specific areas within the geographical area
occupied by a species, at the time it is listed in accordance with the
ESA, on which are found those physical or biological features (a)
essential to the conservation of the species and (b) which may require
special management considerations or protection; and (2) specific areas
outside the geographical area occupied by a species at the time it is
listed in accordance with the ESA, upon a determination that such areas
are essential for the conservation of the species. ``Conservation''
means the use of all methods and procedures which are necessary to
bring the species to the point at which listing under the ESA is no
longer necessary (16 U.S.C. 1532(3)). Designations of critical habitat
must be based on the best scientific data available and must take into
consideration the economic, national security, and other relevant
impacts of specifying any particular area as critical habitat (16
U.S.C. 1533(b)(2)). Once critical habitat is designated, section 7 of
the ESA requires Federal agencies to
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ensure that any action they authorize, fund, or carry out is not likely
to destroy or adversely modify that habitat (16 U.S.C. 1536(a)(2)).
This requirement is in addition to the section 7 requirement that
Federal agencies ensure that their actions are not likely to jeopardize
the continued existence of listed species.
Section 4(a)(3)(A) of the ESA (16 U.S.C. 1533(a)(3)(A)) requires
that, to the maximum extent prudent and determinable, critical habitat
be designated concurrently with the listing of a species, unless as
described in section 4(b)(6)(C), critical habitat is not then
determinable, in which case we may take an additional year to publish
the final critical habitat determination (16 U.S.C. 1533(b)(6)(C)(ii)).
We are currently evaluating the areas within the geographical area
currently occupied by the species as well as the areas outside the
geographical area occupied by the species that may meet the definition
of critical habitat under the ESA. However, critical habitat is not
determinable at this time. Therefore, we will propose critical habitat
in a future rulemaking if determinable, as appropriate.
Peer Review
In December 2004, the Office of Management and Budget (OMB) issued
a Final Information Quality Bulletin for Peer Review establishing
minimum standards for when peer review is required for scientific
information and the types of peer review that should be considered by
agencies in different circumstances, a transparent process for public
disclosure of peer review planning, and opportunities for public
participation. The OMB Bulletin implemented under the IQA (Pub. L. 106-
554) and OMB's general authorities to oversee the quality of agency
information, analyses, and regulatory actions is intended to enhance
the quality and credibility of the Federal government's scientific
information, and applies to influential or highly influential
scientific information disseminated on or after June 16, 2005. To
satisfy our requirements under the OMB Bulletin, we received peer
reviews from three independent peer reviewers on the status review
(Rosel et al. 2016). All pertinent peer reviewer comments were
addressed prior to dissemination of the final status review, the
proposed rule, and publication of this final rule. We conclude that
these experts' reviews satisfy the requirements for ``adequate [prior]
peer review'' contained in the Bulletin (sec. II.2.). The peer review
report is available at: https://www.cio.noaa.gov/services_programs/prplans/ID337.html
References
A complete list of the references used in this final rule is
available upon request, and also available at: https://sero.nmfs.noaa.gov/protected_resources/brydes_whale/.
Classification
National Environmental Policy Act (NEPA)
The 1982 amendments to the ESA, in section 4(b)(1)(A), restrict the
information that may be considered when assessing species for listing
(16 U.S.C. 1533(b)(1)(A)). Based on this limitation of criteria for a
listing decision and the opinion in Pacific Legal Foundation v. Andrus,
657 F. 2d 829 (6th Cir. 1981), we have concluded that NEPA does not
apply to ESA listing actions. (See NOAA Administrative Order 216-6A and
the Companion Manual for NOAA Administrative Order 216-6A, regarding
Policy and Procedures for Compliance with the National Environmental
Policy Act and Related Authorities).
Executive Order (E.O.) 12866, Paperwork Reduction Act, and Regulatory
Flexibility Act
This rule is exempt from review under E.O. 12866. This final rule
does not contain a collection of information requirement for the
purposes of the Paperwork Reduction Act.
As noted in the Conference Report on the 1982 amendments to the
ESA, economic impacts cannot be considered when assessing the status of
a species. Therefore, the economic analyses required by the Regulatory
Flexibility Act are not applicable to the listing process.
E.O. 13132, Federalism
E.O. 13132 requires agencies to take into account any federalism
impacts of regulations under development. It includes specific
directives for consultation in situations where a regulation has
federalism implications and will either preempt state law or impose
substantial direct compliance costs on state and local governments
(unless required by statute). Policies that have federalism
implications refers to regulations, legislative comments or proposed
legislation, and other policy statements or actions that have
substantial direct effects on the States, on the relationship between
the national government and the States, or on the distribution of power
and responsibilities among the various levels of government. This final
rule does not have federalism implications; therefore the agency did
not follow the additional consultation procedures outlined in E.O.
13132.
Executive Order 12898, Environmental Justice
Executive Order 12898 requires that Federal actions address
environmental justice in the decision-making process. In particular,
the environmental effects of the actions should not have a
disproportionate effect on minority and low-income communities. This
final rule is not expected to have a disproportionately high effect on
minority populations or low-income populations.
List of Subjects in 50 CFR Part 224
Endangered and threatened species.
Dated: April 3, 2019.
Samuel D. Rauch, III,
Deputy Assistant Administrator for Regulatory Programs, National Marine
Fisheries Service.
For the reasons set out in the preamble, 50 CFR part 224 is amended
as follows:
PART 224--ENDANGERED MARINE AND ANADROMOUS SPECIES
0
1. The authority citation for part 224 continues to read as follows:
Authority: 16 U.S.C. 1531-1543 and 16 U.S.C. 1361 et seq.
0
2. In Sec. 224.101, in the table in paragraph (h), add an entry for
``Whale, Bryde's (Gulf of Mexico subspecies)'' under MARINE MAMMALS in
alphabetical order by common name to read as follows:
Sec. 224.101 Enumeration of endangered marine and anadromous species.
* * * * *
(h) * * *
[[Page 15488]]
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Species \1\
---------------------------------------------------------------------------------- Citation(s) for
Description of listed listing Critical habitat ESA rules
Common name Scientific name entity determination(s)
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* * * * * * *
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Marine mammals
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* * * * * * *
Whale, Bryde's (Gulf of Mexico Balaenoptera edeni Bryde's whales that 84 FR [Insert Federal NA................... NA
subspecies). (unnamed subspecies). breed and feed in Register page where
the Gulf of Mexico. the document begins],
April 15, 2019.
* * * * * * *
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\1\ Species includes taxonomic species, subspecies, distinct population segments (DPSs) (for a policy statement, see 61 FR 4722, February 7, 1996), and
evolutionarily significant units (ESUs) (for a policy statement, see 56 FR 58612, November 20, 1991).
[FR Doc. 2019-06917 Filed 4-12-19; 8:45 am]
BILLING CODE 3510-22-P