Martin A. Barrios, M.D.; Decision and Order, 13955-13957 [2019-06836]
Download as PDF
Federal Register / Vol. 84, No. 67 / Monday, April 8, 2019 / Notices
comments on or objections to the
issuance of the proposed registration on
or before May 8, 2019. Such persons
may also file a written request for a
hearing on the application on or before
May 8, 2019.
ADDRESSES: Written comments should
be sent to: Drug Enforcement
Administration, Attention: DEA Federal
Register Representative/DPW, 8701
Morrissette Drive, Springfield, Virginia
22152. All requests for a hearing must
be sent to: Drug Enforcement
Administration, Attn: Administrator,
8701 Morrissette Drive, Springfield,
Virginia 22152. All requests for a
hearing should also be sent to: (1) Drug
Enforcement Administration, Attn:
Hearing Clerk/OALJ, 8701 Morrissette
Drive, Springfield, Virginia 22152; and
(2) Drug Enforcement Administration,
Attn: DEA Federal Register
Representative/DPW, 8701 Morrissette
Drive, Springfield, Virginia 22152.
Comments and requests for hearings on
applications to import narcotic raw
materials are not appropriate. 72 FR
3417 (January 25, 2007).
SUPPLEMENTARY INFORMATION: The
Attorney General has delegated his
authority under the Controlled
Substances Act to the Administrator of
the Drug Enforcement Administration
(DEA), 28 CFR 0.100(b). Authority to
exercise all necessary functions with
respect to the promulgation and
implementation of 21 CFR part 1301,
incident to the registration of
manufacturers, distributors, dispensers,
importers, and exporters of controlled
substances (other than final orders in
connection with suspension, denial, or
revocation of registration) has been
redelegated to the Assistant
Administrator of the DEA Diversion
Control Division (‘‘Assistant
Administrator’’) pursuant to section 7 of
28 CFR part 0, appendix to subpart R.
In accordance with 21 CFR
1301.34(a), this is notice that on
February 1, 2019, SpecGx LLC, 3600
North Second Street, Saint Louis,
Missouri 63147 applied to be registered
as an importer of the following basic
classes of controlled substances:
jbell on DSK30RV082PROD with NOTICES
Controlled
substance
Drug code
Marihuana ..............
Phenylacetone .......
Coca Leaves .........
Opium, raw ............
Poppy Straw Concentrate.
7360
8501
9040
9600
9670
Schedule
I
II
II
II
II
The company plans to import the
listed controlled substances to bulk
manufacture into Active Pharmaceutical
VerDate Sep<11>2014
17:45 Apr 05, 2019
Jkt 247001
Ingredients (API) for distribution to its
customers. In reference to drug code
7360 (marihuana), the company plans to
import synthetic cannabidiol. No other
activity for this drug code is authorized
for this registration. Placement of these
codes onto the company’s registration
does not translate into automatic
approval of subsequent permit
applications to import controlled
substances. Approval of permit
applications will occur only when the
registrant’s business activity is
consistent with what is authorized
under 21 U.S.C. 952 (a)(2).
Authorization will not extend to the
import of FDA approved or nonapproved finished dosage forms for
commercial sale.
Dated: March 21, 2019.
John J. Martin,
Assistant Administrator.
[FR Doc. 2019–06852 Filed 4–5–19; 8:45 am]
BILLING CODE 4410–09–P
DEPARTMENT OF JUSTICE
Drug Enforcement Administration
[Docket No. 19–3]
Martin A. Barrios, M.D.; Decision and
Order
On October 22, 2018, the Assistant
Administrator, Diversion Control
Division, Drug Enforcement
Administration (hereinafter, DEA or
Government), issued an Order to Show
Cause to Martin A. Barrios, M.D.
(hereinafter, Respondent), of Jackson,
Kentucky. Order to Show Cause
(hereinafter, OSC), at 1. The Show
Cause Order proposes the revocation of
Respondent’s Certificate of Registration
on the ground that he does ‘‘not have
authority to handle controlled
substances in the State of Kentucky, the
state in which . . . [he is] registered
with the DEA.’’ Id. (citing 21 U.S.C.
823(f) and 824(a)(3)).
Regarding jurisdiction, the Show
Cause Order alleges that Respondent
holds DEA Certificate of Registration
No. FB0348563 at the registered address
of 540 Jett Drive, Jackson, Kentucky
41339. OSC, at 1. This registration is
alleged to authorize Respondent to
dispense controlled substances in
schedules II through V as a practitioner.
The Show Cause Order alleges that this
registration expires on July 31, 2019. Id.
The substantive ground for the
proceeding, as alleged in the Show
Cause Order, is that Respondent is
‘‘without authority to handle controlled
substances in the State of Kentucky, the
state in which . . . [he is] registered
PO 00000
Frm 00094
Fmt 4703
Sfmt 4703
13955
. . . with the DEA.’’ Id. at 2.
Specifically, the Show Cause Order
alleges that, on or about May 18, 2018,
the Commonwealth of Kentucky Board
of Medical Licensure (hereinafter,
Kentucky Board) issued an Amended
Emergency Order of Restriction
prohibiting Respondent from
‘‘prescribing, dispensing, or otherwise
professionally utilizing controlled
substances until the Board’s hearing
panel has finally resolved the Complaint
after receipt of the court documents
resolving the criminal charges in the
[criminal] indictment . . . or until such
further Order of the Board.’’ Id.
The Show Cause Order notifies
Respondent of his right to request a
hearing on the allegations or to submit
a written statement while waiving his
right to a hearing, the procedures for
electing each option, and the
consequences for failing to elect either
option. Id. at 2–3 (citing 21 CFR
1301.43). The Show Cause Order also
notifies Respondent of the opportunity
to submit a corrective action plan. OSC,
at 3 (citing 21 U.S.C. 824(c)(2)(C)).
By letter dated November 12, 2018,
Respondent timely requested a hearing.1
Hearing Request, at 1. According to the
Hearing Request, Respondent’s ‘‘interest
in the proceedings is to defend . . .
[his] innocence.’’ Id. Respondent’s
Hearing Request ‘‘acknowledge[s] . . .
the actions taken by both the Kentucky
medical board and American Board of
[S]urgery.’’ Id. at 2. It states that
Respondent is ‘‘in the process of
appealing the American Board of
Surgery’s action.’’ Id.
The Office of Administrative Law
Judges put the matter on the docket and
assigned it to Administrative Law Judge
Charles Wm. Dorman (hereinafter, ALJ).
The ALJ issued a Briefing Schedule for
Lack of State Authority Allegations
dated November 16, 2018. The
Government timely complied with the
Briefing Schedule by filing a Motion for
Summary Disposition on November 30,
2018 (hereinafter, Government Motion).
Order Granting Summary Disposition
and Recommended Rulings, Findings of
Fact, Conclusions of Law, and Decision
dated December 20, 2018 (hereinafter,
R.D.), at 2. In its motion, the
Government stated that Respondent
lacks authority to handle controlled
substances in Kentucky, the State in
which he is registered with the DEA and
argued that, therefore, DEA must revoke
his registration. Id. Respondent did not
1 The Hearing Request was filed on November 15,
2018. Briefing Schedule for Lack of State Authority
Allegations dated November 16, 2018, at 1. I, thus,
find that the Government’s service of the OSC was
adequate.
E:\FR\FM\08APN1.SGM
08APN1
13956
Federal Register / Vol. 84, No. 67 / Monday, April 8, 2019 / Notices
answer the Government Motion.2 Id. at
4. He did, however, ‘‘address the order
to show cause’’ in his Hearing Request.
Hearing Request, at 2. I reviewed and
considered the Hearing Request as part
of, and along with, the entire record
before me.
The ALJ granted the Government
Motion finding that ‘‘there is no dispute
of material fact necessitating an
adversarial hearing.’’ R.D., at 10. The
ALJ recommended that Respondent’s
registration and DATA-Waiver
Identification Number be revoked
because ‘‘the fact remains that Kentucky
has stripped . . . [Respondent] of the
ability to handle controlled substances.’’
Id. at 8. By letter dated January 16, 2019,
the ALJ certified and transmitted the
record to me for final Agency action. In
that letter, the ALJ advised that neither
party filed exceptions and that the time
period to do so had expired.
I issue this Decision and Order based
on the entire record before me. 21 CFR
1301.43(e). I make the following
findings of fact.
Findings of Fact
Respondent’s DEA Registration
Respondent is the holder of DEA
Certificate of Registration No.
FB0348563, pursuant to which he is
authorized to dispense controlled
substances in schedules II through V as
a practitioner-DW/275, at the registered
address of 540 Jett Drive, Jackson,
Kentucky 41339. Government Motion,
Exh. 1 (Certification of Registration
History), at 1. Respondent’s registration
expires on July 31, 2019. Id.
jbell on DSK30RV082PROD with NOTICES
The Status of Respondent’s State
License
By Amended Emergency Order of
Restriction dated May 18, 2018, the
Kentucky Board ordered that
Respondent’s license to practice
medicine in the Commonwealth of
Kentucky be restricted. Government
Motion, Exh. 3 (Amended Emergency
Order of Restriction), at 5. The
restriction prohibits Respondent ‘‘from
prescribing, dispensing, or otherwise
professionally utilizing controlled
substances until the Board’s hearing
panel has finally resolved the Complaint
after receipt of the court documents
resolving the criminal charges in the
indictment . . . or until such further
Order of the Board.’’ Id. According to
the online records of the
2 I agree that the Office of Administrative Law
Judges properly served Respondent on all
occasions. R.D., at 4–5, 11. The Certificate of
Service for the Government Motion certifies that the
Government served Respondent at the physical and
electronic addresses he requested in his Hearing
Request. Hearing Request, at 1.
VerDate Sep<11>2014
17:45 Apr 05, 2019
Jkt 247001
Commonwealth of Kentucky, of which I
take official notice, I find that
Respondent’s medical license is still
subject to this controlled substances
restriction.3 Commonwealth of
Kentucky Board of Medical Licensure
Physician Profile/Verification of
License, https://kbml.ky.gov/physician/
Pages/Physician-Profile-Verification-ofPhysician-License.aspx (last visited
March 18, 2019).
Accordingly, I find that Respondent
currently is without authority to handle
controlled substances in the
Commonwealth of Kentucky, the State
in which he is registered.
Discussion
Pursuant to 21 U.S.C. 824(a)(3), the
Attorney General is authorized to
suspend or revoke a registration issued
under section 823 of the Controlled
Substances Act (hereinafter, CSA),
‘‘upon a finding that the registrant . . .
has had his State license or registration
suspended . . . [or] revoked . . . by
competent State authority and is no
longer authorized by State law to engage
in the . . . dispensing of controlled
substances.’’ With respect to a
practitioner, the DEA has also long held
that the possession of authority to
dispense controlled substances under
the laws of the State in which a
practitioner engages in professional
practice is a fundamental condition for
obtaining and maintaining a
practitioner’s registration. See, e.g.,
James L. Hooper, M.D., 76 FR 71,371
(2011), pet. for rev. denied, 481 Fed.
Appx. 826 (4th Cir. 2012); Frederick
Marsh Blanton, M.D., 43 FR 27,616,
27,617 (1978).
This rule derives from the text of two
provisions of the CSA. First, Congress
defined the term ‘‘practitioner’’ to mean
‘‘a physician . . . or other person
licensed, registered, or otherwise
permitted, by . . . the jurisdiction in
which he practices . . . , to distribute,
dispense, . . . [or] administer . . . a
controlled substance in the course of
3 Under the Administrative Procedure Act, an
agency ‘‘may take official notice of facts at any stage
in a proceeding—even in the final decision.’’
United States Department of Justice, Attorney
General’s Manual on the Administrative Procedure
Act 80 (1947) (Wm. W. Gaunt & Sons, Inc., Reprint
1979). Pursuant to 5 U.S.C. 556(e), ‘‘[w]hen an
agency decision rests on official notice of a material
fact not appearing in the evidence in the record, a
party is entitled, on timely request, to an
opportunity to show the contrary.’’ Accordingly,
Respondent may dispute my finding by filing a
properly supported motion for reconsideration
within 15 calendar days of the date of this Order.
Any such motion shall be filed with the Office of
the Administrator and a copy shall be served on the
Government. In the event Respondent files a
motion, the Government shall have 15 calendar
days to file a response.
PO 00000
Frm 00095
Fmt 4703
Sfmt 4703
professional practice.’’ 21 U.S.C.
802(21). Second, in setting the
requirements for obtaining a
practitioner’s registration, Congress
directed that ‘‘[t]he Attorney General
shall register practitioners . . . if the
applicant is authorized to dispense . . .
controlled substances under the laws of
the State in which he practices.’’ 21
U.S.C. 823(f). Because Congress has
clearly mandated that a practitioner
possess State authority in order to be
deemed a practitioner under the CSA,
the DEA has held repeatedly that
revocation of a practitioner’s registration
is the appropriate sanction whenever he
is no longer authorized to dispense
controlled substances under the laws of
the State in which he practices. See,
e.g., James L. Hooper, M.D., supra, 76
FR at 71,371–72; Sheran Arden Yeates,
M.D., 71 FR 39,130, 39,131 (2006);
Dominick A. Ricci, M.D., 58 FR 51,104,
51,105 (1993); Bobby Watts, M.D., 53 FR
11,919, 11,920 (1988); Frederick Marsh
Blanton, M.D., supra, 43 FR at 27,617.
According to the Kentucky
‘‘Controlled Substances’’ statute, ‘‘No
person shall dispense, prescribe,
distribute, or administer any controlled
substance except as authorized by
law.’’ 4 Ky. Rev. Stat. Ann.
§ 218A.1404(3) (Westlaw, current
through the end of the 2018 regular
session). Here, there is no dispute about
the material fact that the Kentucky
Board restricted Respondent’s medical
license by prohibiting him from
prescribing, dispensing, or otherwise
professionally utilizing controlled
substances. Hearing Request, at 2 (‘‘I
first want to acknowledge the
indictment in Madison County
Kentucky and the actions taken by both
the Kentucky medical board and
American Board of [S]urgery.’’). Based
on this uncontroverted fact, Kentucky
law, and past Agency decisions, I find
that Respondent is currently without
authority to dispense controlled
substances under the laws of Kentucky,
the State in which he is registered. See
Judson J. Somerville, M.D., 82 FR
21,408, 21,410 (2017) (revoking the
registration of a physician whose Texas
Medical License was temporarily
suspended by the Texas Medical Board
Disciplinary Panel, finding that the
physician did not currently have
authority under the laws of Texas to
dispense controlled substances, and
rejecting as ‘‘of no consequence’’
physician’s argument that his license
4 ‘‘Dispenser’’ is a ‘‘person who lawfully
dispenses a Schedule II, III, IV, or V controlled
substance to or for the use of an ultimate user.’’ Ky.
Rev. Stat. Ann. § 218A.010(11) (Westlaw, current
through the end of the 2018 regular session).
E:\FR\FM\08APN1.SGM
08APN1
Federal Register / Vol. 84, No. 67 / Monday, April 8, 2019 / Notices
was suspended through summary
process and that he may prevail at
hearing). I will therefore order that
Respondent’s registration be revoked.
In sum, Respondent currently lacks
authority in Kentucky to handle
controlled substances. He is not,
therefore, eligible for a DEA registration
in Kentucky. As such, I will order that
Respondent’s DEA registration be
revoked.
Order
Pursuant to 28 CFR 0.100(b) and the
authority vested in me by 21 U.S.C.
824(a), I order that DEA Certificate of
Registration No. FB0348563 issued to
Martin A. Barrios, M.D., be, and it
hereby is, revoked.5 This Order is
effective May 8, 2019.
Dated: March 18, 2019.
Uttam Dhillon,
Acting Administrator.
[FR Doc. 2019–06836 Filed 4–5–19; 8:45 am]
BILLING CODE 4410–09–P
DEPARTMENT OF JUSTICE
Drug Enforcement Administration
[Docket No. 19–7]
jbell on DSK30RV082PROD with NOTICES
Craig M. Weingrow, M.D.; Decision and
Order
On November 7, 2018, the Assistant
Administrator, Diversion Control
Division, Drug Enforcement
Administration (DEA), issued an Order
to Show Cause to Craig M. Weingrow,
M.D. (Respondent), of Las Vegas,
Nevada. The Show Cause Order
proposed the revocation of
Respondent’s DEA Certificate of
Registration No. FW3352539 on the
ground that he does ‘‘not have authority
to handle controlled substances in
Nevada, the [S]tate in which [he is]
registered.’’ Order to Show Cause, at 1
(citing 21 U.S.C. 823(f), 824(a)(3)).
With respect to the Agency’s
jurisdiction, the Show Cause Order
alleged that Respondent is the holder of
Certificate of Registration No.
FW3352539, pursuant to which he is
authorized to dispense controlled
substances as a practitioner in schedules
II through V, at the registered address of
7200 Smoke Ranch Road, Suite #120,
Las Vegas, Nevada. Id. The Order also
alleged that this registration does not
expire until May 31, 2021. Id.
Regarding the substantive grounds for
the proceeding, the Show Cause Order
alleged that effective July 18, 2018, the
Nevada State Board of Pharmacy (NSBP)
5 This revocation Order automatically withdraws
XB0348563. See 21 CFR 1301.28.
VerDate Sep<11>2014
17:45 Apr 05, 2019
Jkt 247001
revoked Respondent’s Nevada
‘‘Controlled Substance Registration’’
and his Nevada ‘‘Practitioner
Dispensing Registration.’’ Id. The Show
Cause Order also alleged that on
September 18, 2018, Respondent
entered into a Settlement Agreement
with the Board of Medical Examiners of
the State of Nevada (NBME) ‘‘whereby
[he was] placed on probation for a
period of 36 months, and during which
[he is] prohibited from prescribing or
dispensing controlled substances.’’ Id. at
1–2. As a result, the Order alleged that
Respondent ‘‘currently lack[s] the
authority to handle controlled
substances in Nevada.’’ Id. at 2. Based
on his ‘‘lack of authority to [dispense]
controlled substances in . . . Nevada,’’
the Order asserted that ‘‘DEA must
revoke’’ Respondent’s registration. Id.
(citing 21 U.S.C. 823(f); 824(a)(3)).
The Show Cause Order notified
Respondent of (1) his right to request a
hearing on the allegations or to submit
a written statement in lieu of a hearing,
(2) the procedure for electing either
option, and (3) the consequence for
failing to elect either option. Id. (citing
21 CFR 1301.43). The Order also
notified Respondent of his right to
submit a corrective action plan. Id. at 3
(citing 21 U.S.C. 824(c)(2)(C)).
On December 10, 2018, Respondent,
through counsel, filed a letter requesting
a hearing on the allegations and
indicating that the Show Cause Order
‘‘was received on November 13, 2018.’’
Dec. 10, 2018 Letter from Respondent’s
Counsel to Hearing Clerk (hereinafter,
Hearing Request), at 1. In his Hearing
Request, Respondent specifically
contends that suspension, rather than
revocation, ‘‘is an appropriate sanction
in this case’’ because he had not
committed a crime and neither the
conduct set forth in the Settlement
Agreement with the NBME nor the
findings of the NSBP ‘‘warrant a
revocation.’’ Id. at 2–4.
The matter was then placed on the
docket of the Office of Administrative
Law Judges and assigned to Chief
Administrative Law Judge John J.
Mulrooney, II (hereinafter, CALJ). On
December 11, 2018, the CALJ issued an
Order directing the Government to file
its ‘‘evidence to support the allegation
that the Respondent lacks state
authority to handle controlled
substances’’ and ‘‘any Government
motion for summary disposition’’ no
later than December 28, 2018. Order
Directing the Filing of Government
Evidence of Lack of State Authority
Allegation and Briefing Schedule, at 1.
The CALJ issued a separate Order
directing Respondent to file his
response to any summary disposition
PO 00000
Frm 00096
Fmt 4703
Sfmt 4703
13957
motion no later than January 14, 2019.
Order Granting Unopposed Motion for
Enlargement of Time, at 1.
On December 27, 2018, the
Government filed its Motion for
Summary Disposition. In its Motion, the
Government argued that Respondent
currently lacks authority to handle
controlled substances in Nevada
because the NSBP revoked Respondent’s
Nevada Controlled Substance
Registration and Nevada Practitioner
Dispensing Registration effective July
18, 2018. Government’s Motion for
Summary Disposition (hereinafter
Government’s Motion or Govt. Mot.) at
1, 5. The Government also alleged that
neither registration has been reinstated.
Id. In addition, the Government alleged
that the NBME placed Respondent’s
Nevada medical license on probation for
36 months as part of a Settlement
Agreement and that, as part of this
Agreement, Respondent ‘‘has been
prohibited from prescribing or
dispensing controlled substances’’
during this period. Id. On January 14,
2019, Respondent filed his ‘‘NonOpposition’’ to the Government’s
Motion, stating that he no longer
opposes the Government’s Motion based
upon his review of the Government’s
Motion and past DEA and federal court
decisions. Respondent’s NonOpposition to Government’s Motion for
Summary Disposition, at 1.
After considering these pleadings, the
CALJ issued an Order on January 16,
2019, recommending that I find that it
is ‘‘undisputed that the Respondent
lacks the state authority to handle
controlled substances.’’ Order Granting
the Government’s Motion for Summary
Disposition and Recommended Rulings,
Findings of Fact, Conclusions of Law,
and Decision of the Administrative Law
Judge (hereinafter ‘‘Recommended
Decision’’ or ‘‘R.D.’’), at 4. As a result,
the ALJ granted the Government’s
motion for summary disposition and
recommended that I revoke
Respondent’s DEA registration and deny
any pending applications for renewal.
Id. at 5. Neither party filed exceptions
to the ALJ’s Recommended Decision.
Thereafter, the record was forwarded
to my Office for Final Agency Action.
Having reviewed the record, I find that
Respondent is currently without
authority to handle controlled
substances in Nevada, the State in
which he holds his registration with the
Agency, and thus he is not entitled to
maintain his DEA registration. I adopt
the ALJ’s recommendation that I revoke
Respondent’s registration. I make the
following factual findings.
E:\FR\FM\08APN1.SGM
08APN1
Agencies
[Federal Register Volume 84, Number 67 (Monday, April 8, 2019)]
[Notices]
[Pages 13955-13957]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2019-06836]
-----------------------------------------------------------------------
DEPARTMENT OF JUSTICE
Drug Enforcement Administration
[Docket No. 19-3]
Martin A. Barrios, M.D.; Decision and Order
On October 22, 2018, the Assistant Administrator, Diversion Control
Division, Drug Enforcement Administration (hereinafter, DEA or
Government), issued an Order to Show Cause to Martin A. Barrios, M.D.
(hereinafter, Respondent), of Jackson, Kentucky. Order to Show Cause
(hereinafter, OSC), at 1. The Show Cause Order proposes the revocation
of Respondent's Certificate of Registration on the ground that he does
``not have authority to handle controlled substances in the State of
Kentucky, the state in which . . . [he is] registered with the DEA.''
Id. (citing 21 U.S.C. 823(f) and 824(a)(3)).
Regarding jurisdiction, the Show Cause Order alleges that
Respondent holds DEA Certificate of Registration No. FB0348563 at the
registered address of 540 Jett Drive, Jackson, Kentucky 41339. OSC, at
1. This registration is alleged to authorize Respondent to dispense
controlled substances in schedules II through V as a practitioner. The
Show Cause Order alleges that this registration expires on July 31,
2019. Id.
The substantive ground for the proceeding, as alleged in the Show
Cause Order, is that Respondent is ``without authority to handle
controlled substances in the State of Kentucky, the state in which . .
. [he is] registered . . . with the DEA.'' Id. at 2. Specifically, the
Show Cause Order alleges that, on or about May 18, 2018, the
Commonwealth of Kentucky Board of Medical Licensure (hereinafter,
Kentucky Board) issued an Amended Emergency Order of Restriction
prohibiting Respondent from ``prescribing, dispensing, or otherwise
professionally utilizing controlled substances until the Board's
hearing panel has finally resolved the Complaint after receipt of the
court documents resolving the criminal charges in the [criminal]
indictment . . . or until such further Order of the Board.'' Id.
The Show Cause Order notifies Respondent of his right to request a
hearing on the allegations or to submit a written statement while
waiving his right to a hearing, the procedures for electing each
option, and the consequences for failing to elect either option. Id. at
2-3 (citing 21 CFR 1301.43). The Show Cause Order also notifies
Respondent of the opportunity to submit a corrective action plan. OSC,
at 3 (citing 21 U.S.C. 824(c)(2)(C)).
By letter dated November 12, 2018, Respondent timely requested a
hearing.\1\ Hearing Request, at 1. According to the Hearing Request,
Respondent's ``interest in the proceedings is to defend . . . [his]
innocence.'' Id. Respondent's Hearing Request ``acknowledge[s] . . .
the actions taken by both the Kentucky medical board and American Board
of [S]urgery.'' Id. at 2. It states that Respondent is ``in the process
of appealing the American Board of Surgery's action.'' Id.
---------------------------------------------------------------------------
\1\ The Hearing Request was filed on November 15, 2018. Briefing
Schedule for Lack of State Authority Allegations dated November 16,
2018, at 1. I, thus, find that the Government's service of the OSC
was adequate.
---------------------------------------------------------------------------
The Office of Administrative Law Judges put the matter on the
docket and assigned it to Administrative Law Judge Charles Wm. Dorman
(hereinafter, ALJ). The ALJ issued a Briefing Schedule for Lack of
State Authority Allegations dated November 16, 2018. The Government
timely complied with the Briefing Schedule by filing a Motion for
Summary Disposition on November 30, 2018 (hereinafter, Government
Motion). Order Granting Summary Disposition and Recommended Rulings,
Findings of Fact, Conclusions of Law, and Decision dated December 20,
2018 (hereinafter, R.D.), at 2. In its motion, the Government stated
that Respondent lacks authority to handle controlled substances in
Kentucky, the State in which he is registered with the DEA and argued
that, therefore, DEA must revoke his registration. Id. Respondent did
not
[[Page 13956]]
answer the Government Motion.\2\ Id. at 4. He did, however, ``address
the order to show cause'' in his Hearing Request. Hearing Request, at
2. I reviewed and considered the Hearing Request as part of, and along
with, the entire record before me.
---------------------------------------------------------------------------
\2\ I agree that the Office of Administrative Law Judges
properly served Respondent on all occasions. R.D., at 4-5, 11. The
Certificate of Service for the Government Motion certifies that the
Government served Respondent at the physical and electronic
addresses he requested in his Hearing Request. Hearing Request, at
1.
---------------------------------------------------------------------------
The ALJ granted the Government Motion finding that ``there is no
dispute of material fact necessitating an adversarial hearing.'' R.D.,
at 10. The ALJ recommended that Respondent's registration and DATA-
Waiver Identification Number be revoked because ``the fact remains that
Kentucky has stripped . . . [Respondent] of the ability to handle
controlled substances.'' Id. at 8. By letter dated January 16, 2019,
the ALJ certified and transmitted the record to me for final Agency
action. In that letter, the ALJ advised that neither party filed
exceptions and that the time period to do so had expired.
I issue this Decision and Order based on the entire record before
me. 21 CFR 1301.43(e). I make the following findings of fact.
Findings of Fact
Respondent's DEA Registration
Respondent is the holder of DEA Certificate of Registration No.
FB0348563, pursuant to which he is authorized to dispense controlled
substances in schedules II through V as a practitioner-DW/275, at the
registered address of 540 Jett Drive, Jackson, Kentucky 41339.
Government Motion, Exh. 1 (Certification of Registration History), at
1. Respondent's registration expires on July 31, 2019. Id.
The Status of Respondent's State License
By Amended Emergency Order of Restriction dated May 18, 2018, the
Kentucky Board ordered that Respondent's license to practice medicine
in the Commonwealth of Kentucky be restricted. Government Motion, Exh.
3 (Amended Emergency Order of Restriction), at 5. The restriction
prohibits Respondent ``from prescribing, dispensing, or otherwise
professionally utilizing controlled substances until the Board's
hearing panel has finally resolved the Complaint after receipt of the
court documents resolving the criminal charges in the indictment . . .
or until such further Order of the Board.'' Id. According to the online
records of the Commonwealth of Kentucky, of which I take official
notice, I find that Respondent's medical license is still subject to
this controlled substances restriction.\3\ Commonwealth of Kentucky
Board of Medical Licensure Physician Profile/Verification of License,
https://kbml.ky.gov/physician/Pages/Physician-Profile-Verification-of-Physician-License.aspx (last visited March 18, 2019).
---------------------------------------------------------------------------
\3\ Under the Administrative Procedure Act, an agency ``may take
official notice of facts at any stage in a proceeding--even in the
final decision.'' United States Department of Justice, Attorney
General's Manual on the Administrative Procedure Act 80 (1947) (Wm.
W. Gaunt & Sons, Inc., Reprint 1979). Pursuant to 5 U.S.C. 556(e),
``[w]hen an agency decision rests on official notice of a material
fact not appearing in the evidence in the record, a party is
entitled, on timely request, to an opportunity to show the
contrary.'' Accordingly, Respondent may dispute my finding by filing
a properly supported motion for reconsideration within 15 calendar
days of the date of this Order. Any such motion shall be filed with
the Office of the Administrator and a copy shall be served on the
Government. In the event Respondent files a motion, the Government
shall have 15 calendar days to file a response.
---------------------------------------------------------------------------
Accordingly, I find that Respondent currently is without authority
to handle controlled substances in the Commonwealth of Kentucky, the
State in which he is registered.
Discussion
Pursuant to 21 U.S.C. 824(a)(3), the Attorney General is authorized
to suspend or revoke a registration issued under section 823 of the
Controlled Substances Act (hereinafter, CSA), ``upon a finding that the
registrant . . . has had his State license or registration suspended .
. . [or] revoked . . . by competent State authority and is no longer
authorized by State law to engage in the . . . dispensing of controlled
substances.'' With respect to a practitioner, the DEA has also long
held that the possession of authority to dispense controlled substances
under the laws of the State in which a practitioner engages in
professional practice is a fundamental condition for obtaining and
maintaining a practitioner's registration. See, e.g., James L. Hooper,
M.D., 76 FR 71,371 (2011), pet. for rev. denied, 481 Fed. Appx. 826
(4th Cir. 2012); Frederick Marsh Blanton, M.D., 43 FR 27,616, 27,617
(1978).
This rule derives from the text of two provisions of the CSA.
First, Congress defined the term ``practitioner'' to mean ``a physician
. . . or other person licensed, registered, or otherwise permitted, by
. . . the jurisdiction in which he practices . . . , to distribute,
dispense, . . . [or] administer . . . a controlled substance in the
course of professional practice.'' 21 U.S.C. 802(21). Second, in
setting the requirements for obtaining a practitioner's registration,
Congress directed that ``[t]he Attorney General shall register
practitioners . . . if the applicant is authorized to dispense . . .
controlled substances under the laws of the State in which he
practices.'' 21 U.S.C. 823(f). Because Congress has clearly mandated
that a practitioner possess State authority in order to be deemed a
practitioner under the CSA, the DEA has held repeatedly that revocation
of a practitioner's registration is the appropriate sanction whenever
he is no longer authorized to dispense controlled substances under the
laws of the State in which he practices. See, e.g., James L. Hooper,
M.D., supra, 76 FR at 71,371-72; Sheran Arden Yeates, M.D., 71 FR
39,130, 39,131 (2006); Dominick A. Ricci, M.D., 58 FR 51,104, 51,105
(1993); Bobby Watts, M.D., 53 FR 11,919, 11,920 (1988); Frederick Marsh
Blanton, M.D., supra, 43 FR at 27,617.
According to the Kentucky ``Controlled Substances'' statute, ``No
person shall dispense, prescribe, distribute, or administer any
controlled substance except as authorized by law.'' \4\ Ky. Rev. Stat.
Ann. Sec. 218A.1404(3) (Westlaw, current through the end of the 2018
regular session). Here, there is no dispute about the material fact
that the Kentucky Board restricted Respondent's medical license by
prohibiting him from prescribing, dispensing, or otherwise
professionally utilizing controlled substances. Hearing Request, at 2
(``I first want to acknowledge the indictment in Madison County
Kentucky and the actions taken by both the Kentucky medical board and
American Board of [S]urgery.''). Based on this uncontroverted fact,
Kentucky law, and past Agency decisions, I find that Respondent is
currently without authority to dispense controlled substances under the
laws of Kentucky, the State in which he is registered. See Judson J.
Somerville, M.D., 82 FR 21,408, 21,410 (2017) (revoking the
registration of a physician whose Texas Medical License was temporarily
suspended by the Texas Medical Board Disciplinary Panel, finding that
the physician did not currently have authority under the laws of Texas
to dispense controlled substances, and rejecting as ``of no
consequence'' physician's argument that his license
[[Page 13957]]
was suspended through summary process and that he may prevail at
hearing). I will therefore order that Respondent's registration be
revoked.
---------------------------------------------------------------------------
\4\ ``Dispenser'' is a ``person who lawfully dispenses a
Schedule II, III, IV, or V controlled substance to or for the use of
an ultimate user.'' Ky. Rev. Stat. Ann. Sec. 218A.010(11) (Westlaw,
current through the end of the 2018 regular session).
---------------------------------------------------------------------------
In sum, Respondent currently lacks authority in Kentucky to handle
controlled substances. He is not, therefore, eligible for a DEA
registration in Kentucky. As such, I will order that Respondent's DEA
registration be revoked.
Order
Pursuant to 28 CFR 0.100(b) and the authority vested in me by 21
U.S.C. 824(a), I order that DEA Certificate of Registration No.
FB0348563 issued to Martin A. Barrios, M.D., be, and it hereby is,
revoked.\5\ This Order is effective May 8, 2019.
---------------------------------------------------------------------------
\5\ This revocation Order automatically withdraws XB0348563. See
21 CFR 1301.28.
Dated: March 18, 2019.
Uttam Dhillon,
Acting Administrator.
[FR Doc. 2019-06836 Filed 4-5-19; 8:45 am]
BILLING CODE 4410-09-P