Rural Community Development Initiative (RCDI) for Fiscal Year 2019, 11493-11502 [2019-05836]
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Federal Register / Vol. 84, No. 59 / Wednesday, March 27, 2019 / Notices
DEPARTMENT OF AGRICULTURE
Rural Business-Cooperative Service
Notice of Request for Extension of a
Currently Approved Information
Collection
Rural Business-Cooperative
Service, USDA.
ACTION: Proposed collection; comments
requested.
AGENCY:
In accordance with the
Paperwork Reduction Act of 1995, this
notice announces the Rural BusinessCooperative Service’s intention to
request an extension for a currently
approved information collection in
support of the program for SociallyDisadvantaged Groups Grant Program.
DATES: Comments on this notice must be
received by May 28, 2019 to be assured
of consideration.
FOR FURTHER INFORMATION CONTACT:
Thomas P. Dickson, Rural Development
Innovation Center—Regulatory Team 2,
USDA, 1400 Independence Avenue SW,
STOP 1522, Room 4233, South
Building, Washington, DC 20250–1522.
Telephone: (202) 690–4492. Email
Thomas.dickson@usda.gov.
SUPPLEMENTARY INFORMATION: The Office
of Management and Budget’s (OMB)
regulation (5 CFR 1320) implementing
provisions of the Paperwork Reduction
Act of 1995 (Pub. L. 104–13) requires
that interested members of the public
and affected agencies have an
opportunity to comment on information
collection and recordkeeping activities
(see 5 CFR 1320.8(d)). This notice
identifies an information collection that
RUS is submitting to OMB for
extension.
Comments are invited on: (a) Whether
the proposed collection of information
is necessary for the proper performance
of the functions of the Agency,
including whether the information will
have practical utility; (b) the accuracy of
the Agency’s estimate of the burden of
the proposed collection of information
including the validity of the
methodology and assumptions used; (c)
ways to enhance the quality, utility and
clarity of the information to be
collected; and (d) ways to minimize the
burden of the collection of information
on those who are to respond, including
through the use of appropriate
automated, electronic, mechanical, or
other technological collection
techniques or other forms of information
technology.
Comments may be sent by any of the
following methods:
• Mail: Thomas P. Dickson, Rural
Development Innovation Center, 1400
SUMMARY:
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Independence Avenue SW., STOP 1522,
Room 4233, South Building,
Washington, DC 20250–1522.
Telephone: (202) 690–4492. Email:
Thomas.Dickson@wdc.usda.gov.
• Federal eRulemaking Portal: Go to
https://www.regulations.gov. Follow the
instructions for submitting comments.
Title: Socially-Disadvantaged Groups
Grant.
OMB Number: 0570–0052.
Expiration Date of Approval: August
31, 2019.
Type of Request: Extension of a
currently approved information
collection.
Abstract: The purpose of this
information collection is to obtain
information necessary to evaluate grant
applications to determine the eligibility
of the applicant and the project for the
program and to qualitatively assess the
project to determine which projects
should be funded.
Estimate of Burden: Public reporting
burden for this collection of information
is estimated to average 1.0 hours per
response.
Respondents: provide technical
assistance to socially-disadvantaged
groups through eligible cooperatives
and cooperative development centers.
Estimated Number of Respondents:
36.
Estimated Number of Responses per
Respondent: 16.5.
Estimated Number of Responses: 596.
Estimated Total Annual Burden on
Respondents: 620 hours.
Copies of this information collection
can be obtained from Robin M. Jones,
Innovation Center, at (202)772–1172,
Email: robin.m.jones@wdc.usda.gov.
All responses to this notice will be
summarized and included in the request
for OMB approval. All comments will
also become a matter of public record.
Bette B. Brand,
Administrator, Rural Business-Cooperative
Service.
[FR Doc. 2019–05843 Filed 3–26–19; 8:45 am]
BILLING CODE 3410–XY–P
DEPARTMENT OF AGRICULTURE
Rural Housing Service
Rural Community Development
Initiative (RCDI) for Fiscal Year 2019
Rural Housing Service,
Department of Agriculture.
ACTION: Notice of solicitation of
applications.
AGENCY:
The Rural Housing Service
(Agency), an Agency of the United
States Department of Agriculture
SUMMARY:
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(USDA), announces the acceptance of
applications under the Rural
Community Development Initiative
(RCDI) program. Applicants must
provide matching funds in an amount at
least equal to the Federal grant. These
grants will be made to qualified
intermediary organizations that will
provide financial and technical
assistance to recipients to develop their
capacity and ability to undertake
projects related to housing, community
facilities, or community and economic
development that will support the
community.
This Notice announces that the
Agency is accepting fiscal year (FY)
2019 applications for the RCDI program.
Successful applications will be selected
by the Agency for funding and
subsequently awarded from funds
appropriated for the RCDI program. The
Agency will publish the amount of
funding on its website at https://
www.rd.usda.gov/newsroom/noticessolicitation-applications-nosas.
DATES: Completed applications must be
submitted on paper or electronically
according to the following deadlines:
The Agency must receive a paper
application by 4:00 p.m. local time, June
10, 2019. Electronic applications must
be submitted via grants.gov by Midnight
Eastern time on June 5, 2019. The
application dates and times are firm.
The Agency will not consider any
application received after the deadline.
Applicants intending to mail
applications must provide sufficient
time to permit delivery on or before the
closing deadline date and time.
Acceptance by the United States Postal
Service or private mailer does not
constitute delivery. Facsimile (FAX),
electronic mail, and postage due
applications will not be accepted.
ADDRESSES: Entities wishing to apply for
assistance may download the
application documents and
requirements delineated in this Notice
from the RCDI website: https://
www.rd.usda.gov/programs-services/
rural-community-developmentinitiative-grants.
Application information for electronic
submissions may be found at https://
www.grants.gov.
Applicants may also request paper
application packages from the Rural
Development office in their state. A list
of Rural Development State offices
contacts can be found via https://
www.rd.usda.gov/files/CF_State_Office_
Contacts.pdf.
See under SUPPLEMENTARY
INFORMATION: The Rural Development
office for the state in which the
applicant is located. A list of Rural
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Development State Office contacts is
provided at the following link: https://
www.rd.usda.gov/files/CF_State_Office_
Contacts.pdf.
Paperwork Reduction Act
The paperwork burden has been
cleared by the Office of Management
and Budget (OMB) under OMB Control
Number 0575–0180.
SUPPLEMENTARY INFORMATION: The
Agency encourages applications that
will support the Agency’s overall goal to
reduce the morbidity and mortality
associated with Substance Use Disorder
(including opioid misuse) in high-risk
rural communities by strengthening the
capacity to address one or more of the
following focus areas at the community,
county, state, and/or regional levels:
• Prevention: Reducing the
occurrence of Substance Use Disorder
(including opioid misuse) among new
and at-risk users as well as fatal
substance-related overdoses through
community and provider education, and
harm reduction measures including the
strategic placement of overdose
reversing devices, such as naloxone;
• Treatment: Implementing or
expanding access to evidence-based
practices for Substance Use Disorder
(including opioid misuse) treatment
such as medication-assisted treatment
(MAT); and
• Recovery: Expanding peer recovery
and treatment options that help people
start and stay in recovery.
Administrator discretionary points
will be awarded to applications that
address this Agency Goal.
The Agency encourages applications
that will help improve life in rural
America. (See information on the
Interagency Task Force on Agriculture
and Rural Prosperity found at
www.usda.gov/ruralprosperity.)
Applicants are encouraged to consider
projects that provide measurable results
in helping rural communities build
robust and sustainable economies
through strategic investments in
infrastructure, partnerships and
innovation. Key strategies include:
• Achieving e-Connectivity for Rural
America
• Developing the Rural Economy
• Harnessing Technological Innovation
• Supporting a Rural Workforce
• Improving Quality of Life
Catalog of Federal Domestic
Assistance (CFDA) Number: 10.446.
Dates: The deadline for receipt of a
paper application is 4 p.m. local time,
June 10, 2019. The deadline for receipt
of an electronic applications via
grants.gov is Midnight Eastern time on
June 5, 2019. The application dates and
times are firm. The Agency will not
consider any application received after
the deadline. Applicants intending to
mail applications must provide
sufficient time to permit delivery on or
before the closing deadline date and
time. Acceptance by the United States
Postal Service or private mailer does not
constitute delivery. Facsimile (FAX),
electronic mail and postage due
applications will not be accepted. Prior
to official submission of applications,
applicants may request technical
assistance or other application guidance
from the Agency, as long as such
requests are made prior to May 31, 2019.
Technical assistance is not meant to be
an analysis or assessment of the quality
of the materials submitted, a substitute
for agency review of completed
applications, nor a determination of
eligibility, if such determination
requires in-depth analysis. The Agency
will not solicit or consider scoring or
eligibility information that is submitted
after the application deadline. The
Agency reserves the right to contact
applicants to seek clarification
information on materials contained in
the submitted application.
Overview
A. Program Description
Congress first authorized the RCDI in
1999 (Pub. L. 106–78, which was
amended most recently by the
Consolidated Appropriations Act, 2018
(Pub. L. 115–141) to develop the
capacity and ability of private, nonprofit
community-based housing and
community development organizations,
low-income rural communities, and
federally recognized Native American
Tribes to undertake projects related to
housing, community facilities, or
community and economic development
in rural areas. Strengthening the
recipient’s capacity in these areas will
benefit the communities they serve. The
RCDI structure requires the
intermediary (grantee) to provide a
program of financial and technical
assistance to recipients. The recipients
will, in turn, provide programs to their
communities (beneficiaries).
Federal Agency: Rural Housing
Service.
Funding Opportunity Title: Rural
Community Development Initiative.
Announcement Type: Notice of
Solicitation of Applications.
B. Federal Award Information
The Agency will publish the amount
of funding received in the FY 2019
Appropriations Act on its website at
https://www.rd.usda.gov/newsroom/
notices-solicitation-applications-nosas.
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Qualified private organizations,
nonprofit organizations and public
(including tribal) intermediary
organizations proposing to carry out
financial and technical assistance
programs will be eligible to receive the
grant funding.
The intermediary will be required to
provide matching funds in an amount at
least equal to the RCDI grant.
A grant will be the type of assistance
instrument awarded to successful
applications.
The respective minimum and
maximum grant amount per
intermediary is $50,000 and $250,000.
Grant funds must be utilized within 3
years from date of the award.
A grantee that has an outstanding
RCDI grant over 3 years old, as of the
application due date in this Notice, is
not eligible to apply for this round of
funding.
The intermediary must provide a
program of financial and technical
assistance to one or more of the
following: A private, nonprofit
community-based housing and
development organization, a lowincome rural community or a federally
recognized tribe.
(a) Restrictions substantially similar
to Sections 743, 744, 745, and 746
outlined in Title VII, ‘‘General
Provisions—Government-Wide’’ of the
Consolidated Appropriations Act, 2018
(Pub. L. 115–141) will apply unless
noted on the rural development website.
Any corporation (i) that has been
convicted of a felony criminal violation
under any Federal law within the past
24 months or (ii) that has any unpaid
Federal tax liability that has been
assessed, for which all judicial and
administrative remedies have been
exhausted or have lapsed, and that is
not being paid in a timely manner
pursuant to an agreement with the
authority responsible for collecting the
tax liability, is not eligible for financial
assistance provided with funds, unless
a Federal agency has considered
suspension or debarment of the
corporation and has made a
determination that this further action is
not necessary to protect the interests of
the Government. In addition, none of
the funds appropriated or otherwise
made available by this or any other Act
may be available for a contract, grant, or
cooperative agreement with an entity
that requires employees or contractors
of such entity seeking to report fraud,
waste, or abuse to sign internal
confidentiality agreements or statements
prohibiting or otherwise restricting such
employees or contractors from lawfully
reporting such waste, fraud, or abuse to
a designated investigative or law
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enforcement representative of a Federal
department or agency authorized to
receive such information. Additionally,
no funds appropriated in this or any
other Act may be used to implement or
enforce the agreements in Standard
Forms 312 and 4414 of the Government
or any other nondisclosure policy, form,
or agreement if such policy, form, or
agreement does not contain the
following provisions: ‘‘These provisions
are consistent with and do not
supersede, conflict with, or otherwise
alter the employee obligations, rights, or
liabilities created by existing statute or
Executive order relating to (1) classified
information, (2) communications to
Congress, (3) the reporting to an
Inspector General of a violation of any
law, rule, or regulation, or
mismanagement, a gross waste of funds,
an abuse of authority, or a substantial
and specific danger to public health or
safety, or (4) any other whistleblower
protection.
(b) A nondisclosure agreement may
continue to be implemented and
enforced notwithstanding subsection (a)
if it complies with the requirements for
such agreement that were in effect when
the agreement was entered into.
(c) No funds appropriated in this or
any other Act may be used to implement
or enforce any agreement entered into
during fiscal year 2014 which does not
contain substantially similar language to
that required in subsection (a).’’
C. Eligibility Information
Applicants must meet all of the
following eligibility requirements by the
application deadline. Applications
which fail to meet any of these
requirements by the application
deadline will be deemed ineligible and
will not be evaluated further and will
not receive a Federal award.
1. Eligible Applicants
(a) Qualified private organizations,
nonprofit organizations (including faithbased and community organizations and
philanthropic foundations), in
accordance with 7 CFR part 16, and
public (including tribal) intermediary
organizations are eligible applicants.
Definitions that describe eligible
organizations and other key terms are
listed below.
(b) The recipient must be a nonprofit
community-based housing and
development organization, low-income
rural community, or federally
recognized tribe based on the RCDI
definitions of these groups.
(c) Private nonprofit, faith or
community-based organizations must
provide a certificate of incorporation
and good standing from the Secretary of
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the State of incorporation, or other
similar and valid documentation of
current nonprofit status. For lowincome rural community recipients, the
Agency requires evidence that the entity
is a public body and census data
verifying that the median household
income of the community where the
office receiving the financial and
technical assistance is located is at, or
below, 80 percent of the State or
national median household income,
whichever is higher. For federally
recognized tribes, the Agency needs the
page listing their name from the current
Federal Register list of tribal entities
recognized and eligible for funding
services (see the definition of federally
recognized tribes in this Notice for
details on this list).
(d) Any corporation that:
(1) Has been convicted of a felony
criminal violation under any Federal
law within the past 24 months; or
(2) has any unpaid Federal tax
liability that has been assessed, for
which all judicial and administrative
remedies have been exhausted or have
lapsed, and that is not being paid in a
timely manner pursuant to an agreement
with the authority responsible for
collecting the tax liability; is not eligible
for financial assistance provided with
full-year appropriated funds for Fiscal
Year 2019, unless a Federal agency has
considered suspension or debarment of
the corporation and has made a
determination that this further action is
not necessary to protect the interests of
the Government.
2. Cost Sharing or Matching
There is a matching requirement of at
least equal to the amount of the grant.
If this matching fund requirement is not
met, the application will be deemed
ineligible. See section D, Application
and Submission Information, for
required pre-award and post award
matching funds documentation
submission.
Matching funds are cash or confirmed
funding commitments that must be at
least equal to the grant amount and
committed for a period of not less than
the grant performance period. These
funds can only be used for eligible RCDI
activities and must be used to support
the overall purpose of the RCDI
program.
In-kind contributions such as salaries,
donated time and effort, real and
nonexpendable personal property and
goods and services cannot be used as
matching funds.
Grant funds and matching funds must
be used in equal proportions. This does
not mean funds have to be used equally
by line item.
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The request for advance or
reimbursement and supporting
documentation must show that RCDI
fund usage does not exceed the
cumulative amount of matching funds
used.
Grant funds will be disbursed
pursuant to relevant provisions of 2 CFR
parts 200 and 400. See Section D,
Application and Submission
Information, for matching funds
documentation and pre-award
requirements.
The intermediary is responsible for
demonstrating that matching funds are
available and committed for a period of
not less than the grant performance
period to the RCDI proposal. Matching
funds may be provided by the
intermediary or a third party. Other
Federal funds may be used as matching
funds if authorized by statute and the
purpose of the funds is an eligible RCDI
purpose.
RCDI funds will be disbursed on an
advance or reimbursement basis.
Matching funds cannot be expended
prior to execution of the RCDI Grant
Agreement.
3. Other Program Requirements
(a) The recipient and beneficiary, but
not the intermediary, must be located in
an eligible rural area. The physical
location of the recipient’s office that
will be receiving the financial and
technical assistance must be in an
eligible rural area. If the recipient is a
low-income community, the median
household income of the area where the
office is located must be at or below 80
percent of the State or national median
household income, whichever is higher.
The applicable Rural Development State
Office can assist in determining the
eligibility of an area.
A listing of Rural Development State
Office contacts can be found at the
following link: https://www.rd.
usda.gov/files/CF_State_Office_
Contacts.pdf. A map showing eligible
rural areas can be found at the following
link: https://eligibility.sc.egov.usda.gov/
eligibility/welcomeAction.do?
pageAction=RBSmenu&NavKey=
property@13.
(b) RCDI grantees that have an
outstanding grant over 3 years old, as of
the application due date in this Notice,
will not be eligible to apply for this
round of funding. Grant and matching
funds must be utilized in a timely
manner to ensure that the goals and
objectives of the program are met.
(c) Individuals cannot be recipients.
(d) The intermediary must provide a
program of financial and technical
assistance to the recipient.
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(e) The intermediary organization
must have been legally organized for a
minimum of 3 years and have at least
3 years prior experience working with
private nonprofit community-based
housing and development organizations,
low-income rural communities, or tribal
organizations in the areas of housing,
community facilities, or community and
economic development.
(f) Proposals must be structured to
utilize the grant funds within 3 years
from the date of the award.
(g) Each applicant, whether singularly
or jointly, may only submit one
application for RCDI funds under this
Notice. This restriction does not
preclude the applicant from providing
matching funds for other applications.
(h) Recipients can benefit from more
than one RCDI application; however,
after grant selections are made, the
recipient can only benefit from multiple
RCDI grants if the type of financial and
technical assistance the recipient will
receive is not duplicative. The services
described in multiple RCDI grant
applications must have separate and
identifiable accounts for compliance
purposes.
(i) The intermediary and the recipient
cannot be the same entity. The recipient
can be a related entity to the
intermediary, if it meets the definition
of a recipient, provided the relationship
does not create a Conflict of Interest that
cannot be resolved to Rural
Development’s satisfaction.
(j) If the recipient is a low-income
rural community, identify the unit of
government to which the financial and
technical assistance will be provided,
e.g., town council or village board. The
financial and technical assistance must
be provided to the organized unit of
government representing that
community, not the community at large.
4. Eligible Grant Purposes
Fund uses must be consistent with the
RCDI purpose. A nonexclusive list of
eligible grant uses includes the
following:
(a) Provide technical assistance to
develop recipients’ capacity and ability
to undertake projects related to housing,
community facilities, or community and
economic development, e.g., the
intermediary hires a staff person to
provide technical assistance to the
recipient or the recipient hires a staff
person, under the supervision of the
intermediary, to carry out the technical
assistance provided by the intermediary.
(b) Develop the capacity of recipients
to conduct community development
programs, e.g., homeownership
education or training for business
entrepreneurs.
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(c) Develop the capacity of recipients
to conduct development initiatives, e.g.,
programs that support micro-enterprise
and sustainable development.
(d) Develop the capacity of recipients
to increase their leveraging ability and
access to alternative funding sources by
providing training and staffing.
(e) Develop the capacity of recipients
to provide the technical assistance
component for essential community
facilities projects.
(f) Assist recipients in completing predevelopment requirements for housing,
community facilities, or community and
economic development projects by
providing resources for professional
services, e.g., architectural, engineering,
or legal.
(g) Improve recipient’s organizational
capacity by providing training and
resource material on developing
strategic plans, board operations,
management, financial systems, and
information technology.
(h) Purchase of computers, software,
and printers, limited to $10,000 per
award, at the recipient level when
directly related to the technical
assistance program being undertaken by
the intermediary.
(i) Provide funds to recipients for
training-related travel costs and training
expenses related to RCDI.
5. Ineligible Fund Uses
The following is a list of ineligible
grant uses:
(a) Pass-through grants, and any funds
provided to the recipient in a lump sum
that are not reimbursements.
(b) Funding a revolving loan fund
(RLF).
(c) Construction (in any form).
(d) Salaries for positions involved in
construction, renovations,
rehabilitation, and any oversight of
these types of activities.
(e) Intermediary preparation of
strategic plans for recipients.
(f) Funding prostitution, gambling, or
any illegal activities.
(g) Grants to individuals.
(h) Funding a grant where there may
be a conflict of interest, or an
appearance of a conflict of interest,
involving any action by the Agency.
(i) Paying obligations incurred before
the beginning date without prior Agency
approval or after the ending date of the
grant agreement.
(j) Purchasing real estate.
(k) Improvement or renovation of the
grantee’s or recipient’s office space or
for the repair or maintenance of
privately owned vehicles.
(l) Any purpose prohibited in 2 CFR
part 200 or 400.
(m) Using funds for recipient’s general
operating costs.
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(n) Using grant or matching funds for
Individual Development Accounts.
(o) Purchasing vehicles.
6. Program Examples and Restrictions
The following are examples of eligible
and ineligible purposes under the RCDI
program. (These examples are
illustrative and are not meant to limit
the activities proposed in the
application. Activities that meet the
objectives of the RCDI program and
meet the criteria outlined in this Notice
will be considered eligible.)
(a) The intermediary must work
directly with the recipient, not the
ultimate beneficiaries. As an example:
The intermediary provides training
and technical assistance to the
recipients on developing and updating
materials related to the prevention,
treatment and recovery activities for
opioid use disorder and ensure that
high-quality training is provided to
communities affected by the opioid
epidemic.
(b) The intermediary provides training
to the recipient on how to conduct
homeownership education classes. The
recipient then provides ongoing
homeownership education to the
residents of the community—the
ultimate beneficiaries. This ‘‘train the
trainer’’ concept fully meets the intent
of this initiative. The intermediary is
providing technical assistance that will
build the recipient’s capacity by
enabling them to conduct
homeownership education classes for
the public.
This is an eligible purpose. However,
if the intermediary directly provided
homeownership education classes to
individuals in the recipient’s service
area, this would not be an eligible
purpose because the recipient would be
bypassed.
(c) If the intermediary is working with
a low-income community as the
recipient, the intermediary must
provide the technical assistance to the
entity that represents the low-income
community and is identified in the
application. Examples of entities
representing a low-income community
are a village board or a town council.
If the intermediary provides technical
assistance to the Board of the lowincome community on how to establish
a cooperative, this would be an eligible
purpose. However, if the intermediary
works directly with individuals from
the community to establish the
cooperative, this is not an eligible
purpose.
The recipient’s capacity is built by
learning skills that will enable them to
support sustainable economic
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development in their communities on
an ongoing basis.
(d) The intermediary may provide
technical assistance to the recipient on
how to create and operate a revolving
loan fund. The intermediary may not
monitor or operate the revolving loan
fund. RCDI funds, including matching
funds, cannot be used to fund revolving
loan funds.
(e) The intermediary may work with
recipients in building their capacity to
provide planning and leadership
development training. The recipients of
this training would be expected to
assume leadership roles in the
development and execution of regional
strategic plans. The intermediary would
work with multiple recipients in
helping communities recognize their
connections to the greater regional and
national economies.
(f) The intermediary could provide
training and technical assistance to the
recipients on developing emergency
shelter and feeding, short-term housing,
search and rescue, and environmental
accident, prevention, and cleanup
program plans. For longer term disaster
and economic crisis responses, the
intermediary could work with the
recipients to develop job placement and
training programs and develop
coordinated transit systems for
displaced workers.
D. Application and Submission
Information
1. Address To Request Application
Package
Entities wishing to apply for
assistance may download the
application documents and
requirements delineated in this Notice
from the RCDI website: https://
www.rd.usda.gov/programs-services/
rural-community-developmentinitiative-grants.
Application information for electronic
submissions may be found at https://
www.grants.gov.
Applicants may also request paper
application packages from the Rural
Development office in their state. A list
of Rural Development State office
contacts can be found via https://
www.rd.usda.gov/files/CF_State_Office_
Contacts.pdf. You may also obtain a
copy by calling 202–205–9685.
2. Content and Form of Application
Submission
If the applicant is ineligible or the
application is incomplete, the Agency
will inform the applicant in writing of
the decision, reasons therefore, and its
appeal rights and no further evaluation
of the application will occur.
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A complete application for RCDI
funds must include the following:
(a) A summary page, double-spaced
between items, listing the following:
(This information should not be
presented in narrative form.)
(1) Applicant’s name,
(2) Applicant’s address,
(3) Applicant’s telephone number,
(4) Name of applicant’s contact
person, email address and telephone
number,
(5) County where applicant is located,
(6) Congressional district number
where applicant is located,
(7) Amount of grant request, and
(8) Number of recipients.
(b) A detailed Table of Contents
containing page numbers for each
component of the application.
(c) A project overview, no longer than
one page, including the following items,
which will also be addressed separately
and in detail under ‘‘Building Capacity
and Expertise’’ of the ‘‘Evaluation
Criteria.’’
(1) The type of technical assistance to
be provided to the recipients and how
it will be implemented.
(2) How the capacity and ability of the
recipients will be improved.
(3) The overall goals to be
accomplished.
(4) The benchmarks to be used to
measure the success of the program.
Benchmarks should be specific and
quantifiable.
(d) Organizational documents, such as
a certificate of incorporation and a
current good standing certification from
the Secretary of State where the
applicant is incorporated and other
similar and valid documentation of
current non-profit status, from the
intermediary that confirms it has been
legally organized for a minimum of 3
years as the applicant entity.
(e) Verification of source and amount
of matching funds, e.g., a copy of a bank
statement if matching funds are in cash
or a copy of the confirmed funding
commitment from the funding source.
The verification must show that
matching funds are available for the
duration of the grant performance
period. The verification of matching
funds must be submitted with the
application or the application will be
considered incomplete.
The applicant will be contacted by the
Agency prior to grant award to verify
that the matching funds provided with
the application continue to be available.
The applicant will have 15 days from
the date contacted to submit verification
that matching funds continue to be
available.
If the applicant is unable to provide
the verification within that timeframe,
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the application will be considered
ineligible. The applicant must maintain
bank statements on file or other
documentation for a period of at least 3
years after grant closing except that the
records shall be retained beyond the 3year period if audit findings have not
been resolved.
(f) The following information for each
recipient:
(1) Recipient’s entity name,
(2) Complete address (mailing and
physical location, if different),
(3) County where located,
(4) Number of Congressional district
where recipient is located,
(5) Contact person’s name, email
address and telephone number and,
(6) Form RD 400–4, ‘‘Assurance
Agreement.’’ If the Form RD 400–4 is
not submitted for the applicant and each
recipient, the recipient will be
considered ineligible. No information
pertaining to that recipient will be
included in the income or population
scoring criteria and the requested
funding may be adjusted due to the
deletion of the recipient.
(g) Submit evidence that each
recipient entity is eligible.
Documentation must be submitted to
verify recipient eligibility. Acceptable
documentation varies depending on the
type of recipient:
(1) Nonprofits—provide a current
valid letter confirming non-profit status
from the Secretary of the State of
incorporation, a current good standing
certification from the Secretary of the
State of incorporation, or other valid
documentation of current nonprofit
status of each recipient.
A nonprofit recipient must provide
evidence that it is a valid nonprofit
when the intermediary applies for the
RCDI grant. Organizations with pending
requests for nonprofit designations are
not eligible.
(2) Low-income rural community—
provide evidence the entity is a public
body (copy of Charter, relevant Acts of
Assembly, relevant court orders (if
created judicially) or other valid
documentation), a copy of the 2010
census data to verify the population,
and 2010 American Community Survey
(ACS) 5-year estimates (2006–2010 data
set) data as evidence that the median
household income is at, or below, 80
percent of either the State or national
median household income. We will
only accept data and printouts from
https://www.census.gov.
(3) Federally recognized tribes—
provide the page listing their name from
the Federal Register list of tribal entities
published most recently by the Bureau
of Indian Affairs. The 2018 list is
available at 83 FR 34863 pages 34863–
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34868 and https://www.gpo.gov/fdsys/
pkg/FR-2018-07-23/pdf/2018-15679.pdf.
For Tribes that received federal
recognition after the most recent
publication, statutory citations and
additional documentation may suffice.
(h) Each of the ‘‘Evaluation Criteria’’
must be addressed specifically and
individually by category. Present these
criteria in narrative form. Narrative (not
including attachments) must be limited
to five pages per criterion. The
‘‘Population and Income’’ criteria for
recipient locations can be provided in
the form of a list; however, the source
of the data must be included on the
page(s).
(i) A timeline identifying specific
activities and proposed dates for
completion.
(j) A detailed project budget that
includes the RCDI grant amount and
matching funds. This should be a lineitem budget, by category. Categories
such as salaries, administrative, other,
and indirect costs that pertain to the
proposed project must be clearly
defined. Supporting documentation
listing the components of these
categories must be included. The budget
should be dated: Year 1, year 2, and year
3, as applicable.
(k) The indirect cost category in the
project budget should be used only
when a grant applicant has a federally
negotiated indirect cost rate. A copy of
the current rate agreement must be
provided with the application. Nonfederal entities that have never received
a negotiated indirect cost rate, except for
those non-Federal entities described in
Appendix VII to Part 200—States and
Local Government and Indian Tribe
Indirect Cost Proposals, paragraph
(d)(1)(B), may use the de minimis rate
of 10 percent of modified total direct
costs (MTDC).
(l) Form SF–424, ‘‘Application for
Federal Assistance.’’ (Do not complete
Form SF–424A, ‘‘Budget Information.’’
A separate line-item budget should be
presented as described in Letter (j) of
this section.)
(m) Form SF–424B, ‘‘Assurances—
Non-Construction Programs.’’
(n) Form AD–1047, ‘‘Certification
Regarding Debarment, Suspension, and
Other Responsibility Matters—Primary
Covered Transactions.’’
(o) Form AD–1048, ‘‘Certification
Regarding Debarment, Suspension,
Ineligibility and Voluntary Exclusion—
Lower Tier Covered Transactions.’’
(p) Form AD–1049, ‘‘Certification
Regarding Drug-Free Workplace
Requirements.’’
(q) Certification of Non-Lobbying
Activities.
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(r) Standard Form LLL, ‘‘Disclosure of
Lobbying Activities,’’ if applicable.
(s) Form RD 400–4, ‘‘Assurance
Agreement,’’ for the applicant and each
recipient. The applicant and each
prospective recipient must sign Form
RD 400–4, Assurance Agreement, which
assures USDA that the recipient is in
compliance with Title VI of the Civil
Rights Act of 1964, 7 CFR part 15, and
other Agency regulations: That no
person will be discriminated against
based on race, color or national origin,
in regard to any program or activity for
which the recipient receives Federal
financial assistance; That
nondiscrimination statements are in
advertisements and brochures.
Applicants must collect and maintain
data provided by recipients on race, sex,
and national origin and ensure Ultimate
Recipients collect and maintain this
data. Race and ethnicity data will be
collected in accordance with OMB
Federal Register notice, ‘‘Revisions to
the Standards for the Classification of
Federal Data on Race and Ethnicity’’ (62
FR 58782), October 30, 1997. Sex data
will be collected in accordance with
Title IX of the Education Amendments
of 1972. These items should not be
submitted with the application but
should be available upon request by the
Agency.
The applicant and the recipient must
comply with Title VI of the Civil Rights
Act of 1964, Title IX of the Education
Amendments of 1972, Americans with
Disabilities Act (ADA), Section 504 of
the Rehabilitation Act of 1973, Age
Discrimination Act of 1975, Executive
Order 12250, Executive Order 13166
Limited English Proficiency (LEP), and
7 CFR part 1901, subpart E.
(t) Identify and report any association
or relationship with Rural Development
employees. (A statement acknowledging
whether or not a relationship exists is
required.)
(u) Form AD–3030, ‘‘Representations
Regarding Felony Conviction and Tax
Delinquent Status for Corporate
Applicants,’’ if you are a corporation. A
corporation is any entity that has filed
articles of incorporation in one of the 50
States, the District of Columbia, the
Federated States of Micronesia, the
Republic of Palau, and the Republic of
the Marshall Islands, or the various
territories of the United States including
American Samoa, Guam, Midway
Islands, Northern Mariana Islands,
Puerto Rico, or the U.S. Virgin Islands.
Corporations include both for profit and
non-profit entities.
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3. Dun and Bradstreet Data Universal
Numbering System (DUNS) and System
for Awards Management (SAM)
Grant applicants must obtain a Dun
and Bradstreet Data Universal
Numbering System (DUNS) number and
register in the System for Award
Management (SAM) prior to submitting
an application pursuant to 2 CFR
25.200(b). In addition, an entity
applicant must maintain registration in
SAM at all times during which it has an
active Federal award or an application
or plan under consideration by the
Agency. Similarly, all recipients of
Federal financial assistance are required
to report information about first-tier
subawards and executive compensation
in accordance to 2 CFR part 170. So long
as an entity applicant does not have an
exception under 2 CFR 170.110(b), the
applicant must have the necessary
processes and systems in place to
comply with the reporting requirements
should the applicant receive funding.
See 2 CFR 170.200(b).
An applicant, unless excepted under
2 CFR 25.110(b), (c), or (d), is required
to:
(a) Be registered in SAM before
submitting its application;
(b) Provide a valid DUNS number in
its application; and
(c) Continue to maintain an active
SAM registration with current
information at all times during which it
has an active Federal award or an
application or plan under consideration
by a Federal awarding agency.
The Federal awarding agency may not
make a federal award to an applicant
until the applicant has complied with
all applicable DUNS and SAM
requirements and, if an applicant has
not fully complied with the
requirements by the time the Federal
awarding agency is ready to make a
Federal award, the Federal awarding
agency may determine that the
applicant is not qualified to receive a
Federal award and use that
determination as a basis for making a
Federal award to another applicant.
As required by the Office of
Management and Budget (OMB), all
grant applications must provide a DUNS
number when applying for Federal
grants, on or after October 1, 2003.
Organizations can receive a DUNS
number at no cost by calling the
dedicated toll-free number at 1–866–
705–5711 or via internet at https://
fedgov.dnb.com/webform. Additional
information concerning this
requirement can be obtained on the
Grants.gov website at https://
www.grants.gov. Similarly, applicants
may register for SAM at https://
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www.sam.gov or by calling 1–866–606–
8220.
The applicant must provide
documentation that they are registered
in SAM and their DUNS number. If the
applicant does not provide
documentation that they are registered
in SAM and their DUNS number, the
application will not be considered for
funding. The required forms and
certifications can be downloaded from
the RCDI website at: https://
www.rd.usda.gov/programs-services/
rural-community-developmentinitiative-grants.
4. Submission Dates and Times
The deadline for receipt of a paper
application is 4 p.m. local time, June 10,
2019. The deadline for electronic
applications via grants.gov is Midnight
Eastern time on June 5, 2019. The
application dates and times are firm.
The Agency will not consider any
application received after the deadline.
You may submit your application in
paper form or electronically through
Grants.gov. Applicants intending to
mail applications must provide
sufficient time to permit delivery on or
before the closing deadline date and
time. Acceptance by the United States
Postal Service or private mailer does not
constitute delivery. Facsimile (FAX),
electronic mail, and postage due
applications will not be accepted.
To submit a paper application, the
original application package must be
submitted to the Rural Development
State Office where the applicant’s
headquarters is located.
A listing of Rural Development State
Offices contacts can be found via
https://www.rd.usda.gov/files/CF_State_
Office_Contacts.pdf.
Applications will not be accepted via
FAX or electronic mail.
Applicants may file an electronic
application at https://www.grants.gov.
Grants.gov contains full instructions on
all required passwords, credentialing,
and software. Follow the instructions at
Grants.gov for registering and
submitting an electronic application. If
a system problem or technical difficulty
occurs with an electronic application,
please use the customer support
resources available at the Grants.gov
website.
Technical difficulties submitting an
application through Grants.gov will not
be a reason to extend the application
deadline. If an application is unable to
be submitted through Grants.gov, a
paper application must be received in
the appropriate Rural Development
State Office by the deadline noted
previously.
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First time Grants.gov users should
carefully read and follow the
registration steps listed on the website.
These steps need to be initiated early in
the application process to avoid delays
in submitting your application online.
In order to register with System for
Award Management (SAM), your
organization will need a DUNS number.
Be sure to complete the Marketing
Partner ID (MPID) and Electronic
Business Primary Point of Contact fields
during the SAM registration process.
These are mandatory fields that are
required when submitting grant
applications through Grants.gov.
Additional application instructions for
submitting an electronic application can
be found by selecting this funding
opportunity on Grants.gov.
5. Funding Restrictions
Meeting expenses. In accordance with
31 U.S.C. 1345, ‘‘Expenses of Meetings,’’
appropriations may not be used for
travel, transportation, and subsistence
expenses for a meeting. RCDI grant
funds cannot be used for these meetingrelated expenses. Matching funds may,
however, be used to pay for these
expenses.
RCDI funds may be used to pay for a
speaker as part of a program, equipment
to facilitate the program, and the actual
room that will house the meeting.
RCDI funds cannot be used for
meetings; they can, however, be used for
travel, transportation, or subsistence
expenses for program-related training
and technical assistance purposes. Any
training not delineated in the
application must be approved by the
Agency to verify compliance with 31
U.S.C. 1345. Travel and per diem
expenses (including meals and
incidental expenses) will be allowed in
accordance with 2 CFR parts 200 and
400.
E. Application Review Information
1. Evaluation Criteria
Applications will be evaluated using
the following criteria and weights:
(a) Building Capacity and Expertise—
Maximum 40 Points
The applicant must demonstrate how
they will improve the recipients’
capacity, through a program of financial
and technical assistance, as it relates to
the RCDI purposes.
Capacity-building financial and
technical assistance should provide new
functions to the recipients or expand
existing functions that will enable the
recipients to undertake projects in the
areas of housing, community facilities,
or community and economic
development that will benefit the
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community. Capacity-building financial
and technical assistance may include,
but is not limited to: Training to
conduct community development
programs, e.g., homeownership
education, or the establishment of
minority business entrepreneurs,
cooperatives, or micro-enterprises;
organizational development, e.g.,
assistance to develop or improve board
operations, management, and financial
systems; instruction on how to develop
and implement a strategic plan;
instruction on how to access alternative
funding sources to increase leveraging
opportunities; staffing, e.g., hiring a
person at intermediary or recipient level
to provide technical assistance to
recipients.
The program of financial and
technical assistance that is to be
provided, its delivery, and the
measurability of the program’s
effectiveness will determine the merit of
the application.
All applications will be competitively
ranked with the applications providing
the most improvement in capacity
development and measurable activities
being ranked the highest.
The narrative response must contain
the following items. This list also
contains the points for each item.
(1) Describe the nature of financial
and technical assistance to be provided
to the recipients and the activities that
will be conducted to deliver the
technical assistance; (10 Points)
(2) Explain how financial and
technical assistance will develop or
increase the recipient’s capacity.
Indicate whether a new function is
being developed or if existing functions
are being expanded or performed more
effectively; (7 Points)
(3) Identify which RCDI purpose areas
will be addressed with this assistance:
Housing, community facilities, or
community and economic development;
(3 Points)
(4) Describe how the results of the
technical assistance will be measured.
What benchmarks will be used to
measure effectiveness? Benchmarks
should be specific and quantifiable; (5
Points)
(5) Demonstrate that it has conducted
programs of financial and technical
assistance and achieved measurable
results in the areas of housing,
community facilities, or community and
economic development in rural areas.
(10 Points)
(6) Provide in a chart or excel
spreadsheet, the organization name,
point of contact, address, phone
number, email address, and the type
and amount of the financial and
technical assistance the applicant
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organization has provided to the
following for the last 3 years: (5 Points)
(i) Nonprofit organizations in rural
areas.
(ii) Low-income communities in rural
areas (also include the type of entity,
e.g., city government, town council, or
village board).
(iii) Federally recognized tribes or any
other culturally diverse organizations.
(b) Soundness of Approach—
Maximum 15 Points
The applicant can receive up to 15
points for soundness of approach. The
overall proposal will be considered
under this criterion.
Applicants must list the page
numbers in the application that address
these factors.
The maximum 15 points for this
criterion will be based on the following:
(1) The proposal fits the objectives for
which applications were invited, is
clearly stated, and the applicant has
defined how this proposal will be
implemented. (7 Points)
(2) The ability to provide the
proposed financial and technical
assistance based on prior
accomplishments. (6 Points)
(3) Cost effectiveness will be
evaluated based on the budget in the
application. The proposed grant amount
and matching funds should be utilized
to maximize capacity building at the
recipient level. (2 Points)
(c) Population and Income—
Maximum 15 Points
Population is based on the average
population from the 2010 census data
for the communities in which the
recipients are located. The physical
address, not mailing address, for each
recipient must be used for this criterion.
Community is defined for scoring
purposes as a city, town, village, county,
parish, borough, or census-designated
place where the recipient’s office is
physically located.
The applicant must submit the census
data from the following website in the
form of a printout of the applicable
‘‘Fact Sheet’’ to verify the population
figures used for each recipient. The data
can be accessed on the internet at https://
www.census.gov; click on ‘‘American
FactFinder,’’ fill in field and click ‘‘Go’’;
the name and population data for each
recipient location must be listed in this
section.
The average population of the
recipient locations will be used and will
be scored as follows:
Population
10,000 or less ...............................
10,001 to 20,000 ..........................
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is not the same as the State in which the
intermediary is headquartered, it is the
intermediary’s responsibility to notify
20,001 to 30,000 ..........................
3 the State Director of the State which is
30,001 to 40,000 ..........................
2 receiving the benefit of their
40,001 to 50,000 ..........................
1
application. In such cases, State
The average of the median household Directors awarding points to
applications benefiting their state must
income for the communities where the
notify the reviewing State in writing.
recipients are physically located will
(4) Assignment of any points under
determine the points awarded. The
this criterion requires a written
physical address, not mailing address,
justification and must be tied to and
for each recipient must be used for this
awarded based on how closely the
criterion. Applicants may compare the
application aligns with the Rural
average recipient median household
Development State Office’s strategic
income to the State median household
goals.
income or the national median
(e) Administrator Discretionary
household income, whichever yields the
Points—Maximum 20 Points
most points. The national median
The Administrator may award up to
household income to be used is $51,914. 20 discretionary points for projects to
The applicant must submit the
address geographic distribution of
income data in the form of a printout of
funds, emergency conditions caused by
the applicable information from the
economic problems, natural disasters
following website to verify the income
and other initiatives identified by the
for each recipient. The data being used
Secretary.
is from the 2010 American Community
The Administrator will award points
Survey (ACS) 5-year estimates (2006—
to any application that supports the
2010 data set). The data can be accessed
Agency’s overall goal to reduce the
on the internet at https://
morbidity and mortality associated with
factfinder.census.gov; click on
Substance Use Disorder (including
‘‘Advanced Search,’’(click on ‘‘Show Me
opioid misuse) in high-risk rural
All’’ tab), ‘‘Topics,’’ ‘‘Dataset,’’ locate
communities by strengthening the
2010 ACS 5 year estimates, close table,
capacity to address one or more of the
check the ‘‘Median Income’’ table
following focus areas at the community,
(S1903 on page 2), fill in the ‘‘state,
county, state, and/or regional levels: 1.
county or place’’ field (at top of page),
Prevention: Reducing the occurrence of
select ‘‘Go’’ and click ‘‘View’’; the name
Substance Use Disorder (including
and income data for each recipient
opioid misuse) among new and at-risk
location must be listed in this section
users as well as fatal substance-related
(use the Household and Median Income
overdoses through community and
column). Points will be awarded as
provider education, and harm reduction
follows:
measures including the strategic
placement of overdose reversing
Average recipient
Scoring
devices, such as naloxone; 2. Treatment:
median income
(points)
Implementing or expanding access to
Less than or equal to 70 percent
evidence-based practices for Substance
of state or national median
Use Disorder (including opioid misuse)
household income .....................
10 treatment such as medication-assisted
Greater than 70, but less than or
treatment (MAT); and 3. Recovery:
equal to 80 percent of state or
expanding peer recovery and treatment
national median household income .........................................
5 options that help people start and stay
in recovery.
In excess of 80 percent of state
Scoring
(points)
Population
or national median household
Income ......................................
0
(d) State Director’s Points Based on
Project Merit—Maximum 10 Points
(1) This criterion will be addressed by
the Agency, not the applicant.
(2) Up to 10 points may be awarded
by the Rural Development State Director
to any application(s) that benefits their
State regardless of whether the
applicant is headquartered in their
State. The total points awarded under
Scoring
this criterion, to all applications, will
(points)
not exceed 10.
(3) When an intermediary submits an
5
4 application that will benefit a State that
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2. Review and Selection Process
(a) Rating and ranking.
Applications will be rated and ranked
on a national basis by a review panel
based on the ‘‘Evaluation Criteria’’
contained in this Notice.
If there is a tied score after the
applications have been rated and
ranked, the tie will be resolved by
reviewing the scores for ‘‘Building
Capacity and Expertise’’ and the
applicant with the highest score in that
category will receive a higher ranking. If
the scores for ‘‘Building Capacity and
Expertise’’ are the same, the scores will
be compared for the next criterion, in
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sequential order, until one highest score
can be determined.
(b) Initial screening.
The Agency will screen each
application to determine eligibility
during the period immediately
following the application deadline.
Listed below are examples of reasons for
rejection from previous funding rounds.
The following reasons for rejection are
not all inclusive; however, they
represent the majority of the
applications previously rejected.
(1) Recipients were not located in
eligible rural areas based on the
definition in this Notice.
(2) Applicants failed to provide
evidence of recipient’s status, i.e.,
documentation supporting nonprofit
evidence of organization.
(3) Applicants failed to provide
evidence of committed matching funds
or matching funds were not committed
for a period at least equal to the grant
performance period.
(4) Application did not follow the
RCDI structure with an intermediary
and recipients.
(5) Recipients were not identified in
the application.
(6) Intermediary did not provide
evidence it had been incorporated for at
least 3 years as the applicant entity.
(7) Applicants failed to address the
‘‘Evaluation Criteria.’’
(8) The purpose of the proposal did
not qualify as an eligible RCDI purpose.
(9) Inappropriate use of funds (e.g.,
construction or renovations).
(10) The applicant proposed
providing financial and technical
assistance directly to individuals.
(11) The application package was not
received by closing date and time.
F. Federal Award Administration
Information
1. Federal Award Notice
Within the limit of funds available for
such purpose, the awarding official of
the Agency shall make grants in ranked
order to eligible applicants under the
procedures set forth in this Notice.
Successful applicants will receive a
selection letter by mail containing
instructions on requirements necessary
to proceed with execution and
performance of the award.
This letter is not an authorization to
begin performance. In addition, selected
applicants will be requested to verify
that components of the application have
not changed at the time of selection and
on the award obligation date, if
requested by the Agency.
The award is not approved until all
information has been verified, and the
awarding official of the Agency has
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signed Form RD 1940–1, ‘‘Request for
Obligation of Funds’’ and the grant
agreement.
Unsuccessful applicants will receive
notification including appeal rights by
mail.
2. Administrative and National Policy
Requirements
Grantees will be required to do the
following:
(a) Execute a Rural Community
Development Initiative Grant
Agreement.
(b) Execute Form RD 1940–1,
‘‘Request for Obligation of Funds.’’
(c) Use Form SF 270, ‘‘Request for
Advance or Reimbursement,’’ to request
reimbursements. Provide receipts for
expenditures, timesheets and any other
documentation to support the request
for reimbursement.
(d) Provide financial status and
project performance reports on a
quarterly basis starting with the first full
quarter after the grant award.
(e) Maintain a financial management
system that is acceptable to the Agency.
(f) Ensure that records are maintained
to document all activities and
expenditures utilizing RCDI grant funds
and matching funds. Receipts for
expenditures will be included in this
documentation.
(g) Provide annual audits or
management reports on Form RD 442–
2, ‘‘Statement of Budget, Income and
Equity,’’ and Form RD 442–3, ‘‘Balance
Sheet,’’ depending on the amount of
Federal funds expended and the
outstanding balance.
(h) Collect and maintain data
provided by recipients on race, sex, and
national origin and ensure recipients
collect and maintain the same data on
beneficiaries. Race and ethnicity data
will be collected in accordance with
OMB Federal Register notice,
‘‘Revisions to the Standards for the
Classification of Federal Data on Race
and Ethnicity,’’ (62 FR 58782), October
30, 1997. Sex data will be collected in
accordance with Title IX of the
Education Amendments of 1972. These
items should not be submitted with the
application but should be available
upon request by the Agency.
(i) Provide a final project performance
report.
(j) Identify and report any association
or relationship with Rural Development
employees.
(k) The intermediary and recipient
must comply with Title VI of the Civil
Rights Act of 1964, Title IX of the
Education Amendments of 1972,
Section 504 of the Rehabilitation Act of
1973, Executive Order 12250, Age Act of
1975, Executive Order 13166 Limited
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11501
English Proficiency, and 7 CFR part
1901, subpart E.
(l) The grantee must comply with
policies, guidance, and requirements as
described in the following applicable
Code of Federal Regulations, and any
successor regulations:
(i) 2 CFR parts 200 and 400 (Uniform
Administrative Requirements, Cost
Principles, and Audit Requirements For
Federal Awards).
(ii) 2 CFR parts 417 and 180
(Government-wide Debarment and
Suspension (Nonprocurement)).
(m) Form AD–3031, ‘‘Assurance
Regarding Felony Conviction or Tax
Delinquent Status for Corporate
Applicants,’’ must be signed by
corporate applicants who receive an
award under this Notice.
3. Reporting
After grant approval and through
grant completion, you will be required
to provide the following, as indicated in
the Grant Agreement:
(a) SF–425, ‘‘Federal Financial
Report’’ and SF–PPR, ‘‘Performance
Progress Report’’ will be required on a
quarterly basis (due 30 working days
after each calendar quarter). The
Performance Progress Report shall
include the elements described in the
grant agreement.
(b) Final financial and performance
reports will be due 90 calendar days
after the period of performance end
date.
(c) A summary at the end of the final
report with elements as described in the
grant agreement to assist in
documenting the annual performance
goals of the RCDI program for Congress.
G. Federal Awarding Agency Contact
Contact the Rural Development office
in the State where the applicant’s
headquarters is located. A list of Rural
Development State Offices contacts can
be found via https://www.rd.usda.gov/
files/CF_State_Office_Contacts.pdf.
H. Other Information
Survey on Ensuring Equal
Opportunity for Applicants, OMB No.
1894–0010 (applies to nonprofit
applicants only—submission is
optional).
No reimbursement will be made for
any funds expended prior to execution
of the RCDI Grant Agreement unless the
intermediary is a non-profit or
educational entity and has requested
and received written Agency approval
of the costs prior to the actual
expenditure.
This exception is applicable for up to
90 days prior to grant closing and only
applies to grantees that have received
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written approval but have not executed
the RCDI Grant Agreement.
The Agency cannot retroactively
approve reimbursement for
expenditures prior to execution of the
RCDI Grant Agreement.
Program Definitions
Agency—The Rural Housing Service
or its successor.
Beneficiary—Entities or individuals
that receive benefits from assistance
provided by the recipient.
Capacity—The ability of a recipient to
implement housing, community
facilities, or community and economic
development projects.
Conflict of interest— A situation in
which a person or entity has competing
personal, professional, or financial
interests that make it difficult for the
person or business to act impartially.
Regarding use of both grant and
matching funds, Federal procurement
standards prohibit transactions that
involve a real or apparent conflict of
interest for owners, employees, officers,
agents, or their immediate family
members having a financial or other
interest in the outcome of the project; or
that restrict open and free competition
for unrestrained trade. Specifically,
project funds may not be used for
services or goods going to, or coming
from, a person or entity with a real or
apparent conflict of interest, including,
but not limited to, owner(s) and their
immediate family members. An example
of conflict of interest occurs when the
grantee’s employees, board of directors,
or the immediate family of either, have
the appearance of a professional or
personal financial interest in the
recipients receiving the benefits or
services of the grant.
Federally recognized tribes—Tribal
entities recognized and eligible for
funding and services from the Bureau of
Indian Affairs, based on the most recent
notice in the Federal Register published
by the Bureau of Indian Affairs and
Tribes that received federal recognition
after the most recent publication.
Tribally Designated Housing Entities are
eligible RCDI recipients.
Financial assistance—Funds, not to
exceed $10,000 per award, used by the
intermediary to purchase supplies and
equipment to build the recipient’s
capacity.
Funds—The RCDI grant and matching
money.
Intermediary—A qualified private
organization, nonprofit organization
(including faith-based and community
organizations and philanthropic
organizations), or public (including
tribal) organization that provides
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financial and technical assistance to
multiple recipients.
Low-income rural community—An
authority, district, economic
development authority, regional
council, or unit of government
representing an incorporated city, town,
village, county, township, parish, or
borough whose income is at or below 80
percent of either the state or national
Median Household Income as measured
by the 2010 Census.
Matching funds—Cash or confirmed
funding commitments. Matching funds
must be at least equal to the grant
amount and committed for a period of
not less than the grant performance
period.
Recipient—The entity that receives
the financial and technical assistance
from the Intermediary. The recipient
must be a nonprofit community-based
housing and development organization,
a low-income rural community or a
federally recognized Tribe.
Rural and rural area—Any area other
than (i) a city or town that has a
population of greater than 50,000
inhabitants; and (ii) the urbanized area
contiguous and adjacent to such city or
town.
Technical assistance—Skilled help in
improving the recipient’s abilities in the
areas of housing, community facilities,
or community and economic
development.
Non-Discrimination Statement
In accordance with Federal civil
rights law and U.S. Department of
Agriculture (USDA) civil rights
regulations and policies, the USDA, its
Agencies, offices, and employees, and
institutions participating in or
administering USDA programs are
prohibited from discriminating based on
race, color, national origin, religion, sex,
gender identity (including gender
expression), sexual orientation,
disability, age, marital status, family/
parental status, income derived from a
public assistance program, political
beliefs, or reprisal or retaliation for prior
civil rights activity, in any program or
activity conducted or funded by USDA
(not all bases apply to all programs).
Remedies and complaint filing
deadlines vary by program or incident.
Persons with disabilities who require
alternative means of communication for
program information (e.g., Braille, large
print, audiotape, American Sign
Language, etc.) should contact the
responsible Agency or USDA’s TARGET
Center at (202) 720–2600 (voice and
TTY) or contact USDA through the
Federal Relay Service at (800) 877–8339.
Additionally, program information may
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be made available in languages other
than English.
To file a program discrimination
complaint, complete the USDA Program
Discrimination Complaint Form, AD–
3027, found online at https://
www.ascr.usda.gov/complaint_filing_
cust.html and at any USDA office or
write a letter addressed to USDA and
provide in the letter all of the
information requested in the form. To
request a copy of the complaint form,
call (866) 632–9992. Submit your
completed form or letter to USDA by:
(1) By mail: U.S. Department of
Agriculture, Office of the Assistant
Secretary for Civil Rights, 1400
Independence Avenue SW, Washington,
DC 20250–9410;
(2) Fax: (202) 690–7442; or
(3) Email: program.intake@usda.gov.
Persons With Disabilities
Individuals who are deaf, hard of
hearing, or have speech disabilities and
you wish to file either an EEO or
program complaint please contact
USDA through the Federal Relay
Service at (800) 877–8339 or (800) 845–
6136 (in Spanish).
Persons with disabilities who wish to
file a program complaint, please see
information above on how to contact us
by mail directly or by email.
If you require alternative means of
communication for program information
(e.g., Braille, large print, audiotape, etc.)
please contact USDA’s TARGET Center
at (202) 720–2600 (voice and TDD).
Appeal Process
All adverse determinations regarding
applicant eligibility and the awarding of
points as part of the selection process
are appealable pursuant to 7 CFR part
11. Instructions on the appeal process
will be provided at the time an
applicant is notified of the adverse
decision.
In the event the applicant is awarded
a grant that is less than the amount
requested, the applicant will be required
to modify its application to conform to
the reduced amount before execution of
the grant agreement. The Agency
reserves the right to reduce or withdraw
the award if acceptable modifications
are not submitted by the awardee within
15 working days from the date the
request for modification is made. Any
modifications must be within the scope
of the original application.
Richard A. Davis,
Acting Administrator, Rural Housing Service.
[FR Doc. 2019–05836 Filed 3–26–19; 8:45 am]
BILLING CODE 3410–XV–P
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[Federal Register Volume 84, Number 59 (Wednesday, March 27, 2019)]
[Notices]
[Pages 11493-11502]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2019-05836]
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DEPARTMENT OF AGRICULTURE
Rural Housing Service
Rural Community Development Initiative (RCDI) for Fiscal Year
2019
AGENCY: Rural Housing Service, Department of Agriculture.
ACTION: Notice of solicitation of applications.
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SUMMARY: The Rural Housing Service (Agency), an Agency of the United
States Department of Agriculture (USDA), announces the acceptance of
applications under the Rural Community Development Initiative (RCDI)
program. Applicants must provide matching funds in an amount at least
equal to the Federal grant. These grants will be made to qualified
intermediary organizations that will provide financial and technical
assistance to recipients to develop their capacity and ability to
undertake projects related to housing, community facilities, or
community and economic development that will support the community.
This Notice announces that the Agency is accepting fiscal year (FY)
2019 applications for the RCDI program. Successful applications will be
selected by the Agency for funding and subsequently awarded from funds
appropriated for the RCDI program. The Agency will publish the amount
of funding on its website at https://www.rd.usda.gov/newsroom/notices-solicitation-applications-nosas.
DATES: Completed applications must be submitted on paper or
electronically according to the following deadlines:
The Agency must receive a paper application by 4:00 p.m. local
time, June 10, 2019. Electronic applications must be submitted via
grants.gov by Midnight Eastern time on June 5, 2019. The application
dates and times are firm. The Agency will not consider any application
received after the deadline. Applicants intending to mail applications
must provide sufficient time to permit delivery on or before the
closing deadline date and time. Acceptance by the United States Postal
Service or private mailer does not constitute delivery. Facsimile
(FAX), electronic mail, and postage due applications will not be
accepted.
ADDRESSES: Entities wishing to apply for assistance may download the
application documents and requirements delineated in this Notice from
the RCDI website: https://www.rd.usda.gov/programs-services/rural-community-development-initiative-grants.
Application information for electronic submissions may be found at
https://www.grants.gov.
Applicants may also request paper application packages from the
Rural Development office in their state. A list of Rural Development
State offices contacts can be found via https://www.rd.usda.gov/files/CF_State_Office_Contacts.pdf.
See under Supplementary Information: The Rural Development office
for the state in which the applicant is located. A list of Rural
[[Page 11494]]
Development State Office contacts is provided at the following link:
https://www.rd.usda.gov/files/CF_State_Office_Contacts.pdf.
Paperwork Reduction Act
The paperwork burden has been cleared by the Office of Management
and Budget (OMB) under OMB Control Number 0575-0180.
SUPPLEMENTARY INFORMATION: The Agency encourages applications that will
support the Agency's overall goal to reduce the morbidity and mortality
associated with Substance Use Disorder (including opioid misuse) in
high-risk rural communities by strengthening the capacity to address
one or more of the following focus areas at the community, county,
state, and/or regional levels:
Prevention: Reducing the occurrence of Substance Use
Disorder (including opioid misuse) among new and at-risk users as well
as fatal substance-related overdoses through community and provider
education, and harm reduction measures including the strategic
placement of overdose reversing devices, such as naloxone;
Treatment: Implementing or expanding access to evidence-
based practices for Substance Use Disorder (including opioid misuse)
treatment such as medication-assisted treatment (MAT); and
Recovery: Expanding peer recovery and treatment options
that help people start and stay in recovery.
Administrator discretionary points will be awarded to applications
that address this Agency Goal.
The Agency encourages applications that will help improve life in
rural America. (See information on the Interagency Task Force on
Agriculture and Rural Prosperity found at www.usda.gov/ruralprosperity.) Applicants are encouraged to consider projects that
provide measurable results in helping rural communities build robust
and sustainable economies through strategic investments in
infrastructure, partnerships and innovation. Key strategies include:
Achieving e-Connectivity for Rural America
Developing the Rural Economy
Harnessing Technological Innovation
Supporting a Rural Workforce
Improving Quality of Life
Overview
Federal Agency: Rural Housing Service.
Funding Opportunity Title: Rural Community Development Initiative.
Announcement Type: Notice of Solicitation of Applications.
Catalog of Federal Domestic Assistance (CFDA) Number: 10.446.
Dates: The deadline for receipt of a paper application is 4 p.m.
local time, June 10, 2019. The deadline for receipt of an electronic
applications via grants.gov is Midnight Eastern time on June 5, 2019.
The application dates and times are firm. The Agency will not consider
any application received after the deadline. Applicants intending to
mail applications must provide sufficient time to permit delivery on or
before the closing deadline date and time. Acceptance by the United
States Postal Service or private mailer does not constitute delivery.
Facsimile (FAX), electronic mail and postage due applications will not
be accepted. Prior to official submission of applications, applicants
may request technical assistance or other application guidance from the
Agency, as long as such requests are made prior to May 31, 2019.
Technical assistance is not meant to be an analysis or assessment of
the quality of the materials submitted, a substitute for agency review
of completed applications, nor a determination of eligibility, if such
determination requires in-depth analysis. The Agency will not solicit
or consider scoring or eligibility information that is submitted after
the application deadline. The Agency reserves the right to contact
applicants to seek clarification information on materials contained in
the submitted application.
A. Program Description
Congress first authorized the RCDI in 1999 (Pub. L. 106-78, which
was amended most recently by the Consolidated Appropriations Act, 2018
(Pub. L. 115-141) to develop the capacity and ability of private,
nonprofit community-based housing and community development
organizations, low-income rural communities, and federally recognized
Native American Tribes to undertake projects related to housing,
community facilities, or community and economic development in rural
areas. Strengthening the recipient's capacity in these areas will
benefit the communities they serve. The RCDI structure requires the
intermediary (grantee) to provide a program of financial and technical
assistance to recipients. The recipients will, in turn, provide
programs to their communities (beneficiaries).
B. Federal Award Information
The Agency will publish the amount of funding received in the FY
2019 Appropriations Act on its website at https://www.rd.usda.gov/newsroom/notices-solicitation-applications-nosas.
Qualified private organizations, nonprofit organizations and public
(including tribal) intermediary organizations proposing to carry out
financial and technical assistance programs will be eligible to receive
the grant funding.
The intermediary will be required to provide matching funds in an
amount at least equal to the RCDI grant.
A grant will be the type of assistance instrument awarded to
successful applications.
The respective minimum and maximum grant amount per intermediary is
$50,000 and $250,000.
Grant funds must be utilized within 3 years from date of the award.
A grantee that has an outstanding RCDI grant over 3 years old, as
of the application due date in this Notice, is not eligible to apply
for this round of funding.
The intermediary must provide a program of financial and technical
assistance to one or more of the following: A private, nonprofit
community-based housing and development organization, a low-income
rural community or a federally recognized tribe.
(a) Restrictions substantially similar to Sections 743, 744, 745,
and 746 outlined in Title VII, ``General Provisions--Government-Wide''
of the Consolidated Appropriations Act, 2018 (Pub. L. 115-141) will
apply unless noted on the rural development website. Any corporation
(i) that has been convicted of a felony criminal violation under any
Federal law within the past 24 months or (ii) that has any unpaid
Federal tax liability that has been assessed, for which all judicial
and administrative remedies have been exhausted or have lapsed, and
that is not being paid in a timely manner pursuant to an agreement with
the authority responsible for collecting the tax liability, is not
eligible for financial assistance provided with funds, unless a Federal
agency has considered suspension or debarment of the corporation and
has made a determination that this further action is not necessary to
protect the interests of the Government. In addition, none of the funds
appropriated or otherwise made available by this or any other Act may
be available for a contract, grant, or cooperative agreement with an
entity that requires employees or contractors of such entity seeking to
report fraud, waste, or abuse to sign internal confidentiality
agreements or statements prohibiting or otherwise restricting such
employees or contractors from lawfully reporting such waste, fraud, or
abuse to a designated investigative or law
[[Page 11495]]
enforcement representative of a Federal department or agency authorized
to receive such information. Additionally, no funds appropriated in
this or any other Act may be used to implement or enforce the
agreements in Standard Forms 312 and 4414 of the Government or any
other nondisclosure policy, form, or agreement if such policy, form, or
agreement does not contain the following provisions: ``These provisions
are consistent with and do not supersede, conflict with, or otherwise
alter the employee obligations, rights, or liabilities created by
existing statute or Executive order relating to (1) classified
information, (2) communications to Congress, (3) the reporting to an
Inspector General of a violation of any law, rule, or regulation, or
mismanagement, a gross waste of funds, an abuse of authority, or a
substantial and specific danger to public health or safety, or (4) any
other whistleblower protection.
(b) A nondisclosure agreement may continue to be implemented and
enforced notwithstanding subsection (a) if it complies with the
requirements for such agreement that were in effect when the agreement
was entered into.
(c) No funds appropriated in this or any other Act may be used to
implement or enforce any agreement entered into during fiscal year 2014
which does not contain substantially similar language to that required
in subsection (a).''
C. Eligibility Information
Applicants must meet all of the following eligibility requirements
by the application deadline. Applications which fail to meet any of
these requirements by the application deadline will be deemed
ineligible and will not be evaluated further and will not receive a
Federal award.
1. Eligible Applicants
(a) Qualified private organizations, nonprofit organizations
(including faith-based and community organizations and philanthropic
foundations), in accordance with 7 CFR part 16, and public (including
tribal) intermediary organizations are eligible applicants. Definitions
that describe eligible organizations and other key terms are listed
below.
(b) The recipient must be a nonprofit community-based housing and
development organization, low-income rural community, or federally
recognized tribe based on the RCDI definitions of these groups.
(c) Private nonprofit, faith or community-based organizations must
provide a certificate of incorporation and good standing from the
Secretary of the State of incorporation, or other similar and valid
documentation of current nonprofit status. For low-income rural
community recipients, the Agency requires evidence that the entity is a
public body and census data verifying that the median household income
of the community where the office receiving the financial and technical
assistance is located is at, or below, 80 percent of the State or
national median household income, whichever is higher. For federally
recognized tribes, the Agency needs the page listing their name from
the current Federal Register list of tribal entities recognized and
eligible for funding services (see the definition of federally
recognized tribes in this Notice for details on this list).
(d) Any corporation that:
(1) Has been convicted of a felony criminal violation under any
Federal law within the past 24 months; or
(2) has any unpaid Federal tax liability that has been assessed,
for which all judicial and administrative remedies have been exhausted
or have lapsed, and that is not being paid in a timely manner pursuant
to an agreement with the authority responsible for collecting the tax
liability; is not eligible for financial assistance provided with full-
year appropriated funds for Fiscal Year 2019, unless a Federal agency
has considered suspension or debarment of the corporation and has made
a determination that this further action is not necessary to protect
the interests of the Government.
2. Cost Sharing or Matching
There is a matching requirement of at least equal to the amount of
the grant. If this matching fund requirement is not met, the
application will be deemed ineligible. See section D, Application and
Submission Information, for required pre-award and post award matching
funds documentation submission.
Matching funds are cash or confirmed funding commitments that must
be at least equal to the grant amount and committed for a period of not
less than the grant performance period. These funds can only be used
for eligible RCDI activities and must be used to support the overall
purpose of the RCDI program.
In-kind contributions such as salaries, donated time and effort,
real and nonexpendable personal property and goods and services cannot
be used as matching funds.
Grant funds and matching funds must be used in equal proportions.
This does not mean funds have to be used equally by line item.
The request for advance or reimbursement and supporting
documentation must show that RCDI fund usage does not exceed the
cumulative amount of matching funds used.
Grant funds will be disbursed pursuant to relevant provisions of 2
CFR parts 200 and 400. See Section D, Application and Submission
Information, for matching funds documentation and pre-award
requirements.
The intermediary is responsible for demonstrating that matching
funds are available and committed for a period of not less than the
grant performance period to the RCDI proposal. Matching funds may be
provided by the intermediary or a third party. Other Federal funds may
be used as matching funds if authorized by statute and the purpose of
the funds is an eligible RCDI purpose.
RCDI funds will be disbursed on an advance or reimbursement basis.
Matching funds cannot be expended prior to execution of the RCDI Grant
Agreement.
3. Other Program Requirements
(a) The recipient and beneficiary, but not the intermediary, must
be located in an eligible rural area. The physical location of the
recipient's office that will be receiving the financial and technical
assistance must be in an eligible rural area. If the recipient is a
low-income community, the median household income of the area where the
office is located must be at or below 80 percent of the State or
national median household income, whichever is higher. The applicable
Rural Development State Office can assist in determining the
eligibility of an area.
A listing of Rural Development State Office contacts can be found
at the following link: https://www.rd.usda.gov/files/CF_State_Office_Contacts.pdf. A map showing eligible rural areas can be
found at the following link: https://eligibility.sc.egov.usda.gov/eligibility/welcomeAction.do?pageAction=RBSmenu&NavKey=property@13.
(b) RCDI grantees that have an outstanding grant over 3 years old,
as of the application due date in this Notice, will not be eligible to
apply for this round of funding. Grant and matching funds must be
utilized in a timely manner to ensure that the goals and objectives of
the program are met.
(c) Individuals cannot be recipients.
(d) The intermediary must provide a program of financial and
technical assistance to the recipient.
[[Page 11496]]
(e) The intermediary organization must have been legally organized
for a minimum of 3 years and have at least 3 years prior experience
working with private nonprofit community-based housing and development
organizations, low-income rural communities, or tribal organizations in
the areas of housing, community facilities, or community and economic
development.
(f) Proposals must be structured to utilize the grant funds within
3 years from the date of the award.
(g) Each applicant, whether singularly or jointly, may only submit
one application for RCDI funds under this Notice. This restriction does
not preclude the applicant from providing matching funds for other
applications.
(h) Recipients can benefit from more than one RCDI application;
however, after grant selections are made, the recipient can only
benefit from multiple RCDI grants if the type of financial and
technical assistance the recipient will receive is not duplicative. The
services described in multiple RCDI grant applications must have
separate and identifiable accounts for compliance purposes.
(i) The intermediary and the recipient cannot be the same entity.
The recipient can be a related entity to the intermediary, if it meets
the definition of a recipient, provided the relationship does not
create a Conflict of Interest that cannot be resolved to Rural
Development's satisfaction.
(j) If the recipient is a low-income rural community, identify the
unit of government to which the financial and technical assistance will
be provided, e.g., town council or village board. The financial and
technical assistance must be provided to the organized unit of
government representing that community, not the community at large.
4. Eligible Grant Purposes
Fund uses must be consistent with the RCDI purpose. A nonexclusive
list of eligible grant uses includes the following:
(a) Provide technical assistance to develop recipients' capacity
and ability to undertake projects related to housing, community
facilities, or community and economic development, e.g., the
intermediary hires a staff person to provide technical assistance to
the recipient or the recipient hires a staff person, under the
supervision of the intermediary, to carry out the technical assistance
provided by the intermediary.
(b) Develop the capacity of recipients to conduct community
development programs, e.g., homeownership education or training for
business entrepreneurs.
(c) Develop the capacity of recipients to conduct development
initiatives, e.g., programs that support micro-enterprise and
sustainable development.
(d) Develop the capacity of recipients to increase their leveraging
ability and access to alternative funding sources by providing training
and staffing.
(e) Develop the capacity of recipients to provide the technical
assistance component for essential community facilities projects.
(f) Assist recipients in completing pre-development requirements
for housing, community facilities, or community and economic
development projects by providing resources for professional services,
e.g., architectural, engineering, or legal.
(g) Improve recipient's organizational capacity by providing
training and resource material on developing strategic plans, board
operations, management, financial systems, and information technology.
(h) Purchase of computers, software, and printers, limited to
$10,000 per award, at the recipient level when directly related to the
technical assistance program being undertaken by the intermediary.
(i) Provide funds to recipients for training-related travel costs
and training expenses related to RCDI.
5. Ineligible Fund Uses
The following is a list of ineligible grant uses:
(a) Pass-through grants, and any funds provided to the recipient in
a lump sum that are not reimbursements.
(b) Funding a revolving loan fund (RLF).
(c) Construction (in any form).
(d) Salaries for positions involved in construction, renovations,
rehabilitation, and any oversight of these types of activities.
(e) Intermediary preparation of strategic plans for recipients.
(f) Funding prostitution, gambling, or any illegal activities.
(g) Grants to individuals.
(h) Funding a grant where there may be a conflict of interest, or
an appearance of a conflict of interest, involving any action by the
Agency.
(i) Paying obligations incurred before the beginning date without
prior Agency approval or after the ending date of the grant agreement.
(j) Purchasing real estate.
(k) Improvement or renovation of the grantee's or recipient's
office space or for the repair or maintenance of privately owned
vehicles.
(l) Any purpose prohibited in 2 CFR part 200 or 400.
(m) Using funds for recipient's general operating costs.
(n) Using grant or matching funds for Individual Development
Accounts.
(o) Purchasing vehicles.
6. Program Examples and Restrictions
The following are examples of eligible and ineligible purposes
under the RCDI program. (These examples are illustrative and are not
meant to limit the activities proposed in the application. Activities
that meet the objectives of the RCDI program and meet the criteria
outlined in this Notice will be considered eligible.)
(a) The intermediary must work directly with the recipient, not the
ultimate beneficiaries. As an example:
The intermediary provides training and technical assistance to the
recipients on developing and updating materials related to the
prevention, treatment and recovery activities for opioid use disorder
and ensure that high-quality training is provided to communities
affected by the opioid epidemic.
(b) The intermediary provides training to the recipient on how to
conduct homeownership education classes. The recipient then provides
ongoing homeownership education to the residents of the community--the
ultimate beneficiaries. This ``train the trainer'' concept fully meets
the intent of this initiative. The intermediary is providing technical
assistance that will build the recipient's capacity by enabling them to
conduct homeownership education classes for the public.
This is an eligible purpose. However, if the intermediary directly
provided homeownership education classes to individuals in the
recipient's service area, this would not be an eligible purpose because
the recipient would be bypassed.
(c) If the intermediary is working with a low-income community as
the recipient, the intermediary must provide the technical assistance
to the entity that represents the low-income community and is
identified in the application. Examples of entities representing a low-
income community are a village board or a town council.
If the intermediary provides technical assistance to the Board of
the low-income community on how to establish a cooperative, this would
be an eligible purpose. However, if the intermediary works directly
with individuals from the community to establish the cooperative, this
is not an eligible purpose.
The recipient's capacity is built by learning skills that will
enable them to support sustainable economic
[[Page 11497]]
development in their communities on an ongoing basis.
(d) The intermediary may provide technical assistance to the
recipient on how to create and operate a revolving loan fund. The
intermediary may not monitor or operate the revolving loan fund. RCDI
funds, including matching funds, cannot be used to fund revolving loan
funds.
(e) The intermediary may work with recipients in building their
capacity to provide planning and leadership development training. The
recipients of this training would be expected to assume leadership
roles in the development and execution of regional strategic plans. The
intermediary would work with multiple recipients in helping communities
recognize their connections to the greater regional and national
economies.
(f) The intermediary could provide training and technical
assistance to the recipients on developing emergency shelter and
feeding, short-term housing, search and rescue, and environmental
accident, prevention, and cleanup program plans. For longer term
disaster and economic crisis responses, the intermediary could work
with the recipients to develop job placement and training programs and
develop coordinated transit systems for displaced workers.
D. Application and Submission Information
1. Address To Request Application Package
Entities wishing to apply for assistance may download the
application documents and requirements delineated in this Notice from
the RCDI website: https://www.rd.usda.gov/programs-services/rural-community-development-initiative-grants.
Application information for electronic submissions may be found at
https://www.grants.gov.
Applicants may also request paper application packages from the
Rural Development office in their state. A list of Rural Development
State office contacts can be found via https://www.rd.usda.gov/files/CF_State_Office_Contacts.pdf. You may also obtain a copy by calling
202-205-9685.
2. Content and Form of Application Submission
If the applicant is ineligible or the application is incomplete,
the Agency will inform the applicant in writing of the decision,
reasons therefore, and its appeal rights and no further evaluation of
the application will occur.
A complete application for RCDI funds must include the following:
(a) A summary page, double-spaced between items, listing the
following: (This information should not be presented in narrative
form.)
(1) Applicant's name,
(2) Applicant's address,
(3) Applicant's telephone number,
(4) Name of applicant's contact person, email address and telephone
number,
(5) County where applicant is located,
(6) Congressional district number where applicant is located,
(7) Amount of grant request, and
(8) Number of recipients.
(b) A detailed Table of Contents containing page numbers for each
component of the application.
(c) A project overview, no longer than one page, including the
following items, which will also be addressed separately and in detail
under ``Building Capacity and Expertise'' of the ``Evaluation
Criteria.''
(1) The type of technical assistance to be provided to the
recipients and how it will be implemented.
(2) How the capacity and ability of the recipients will be
improved.
(3) The overall goals to be accomplished.
(4) The benchmarks to be used to measure the success of the
program. Benchmarks should be specific and quantifiable.
(d) Organizational documents, such as a certificate of
incorporation and a current good standing certification from the
Secretary of State where the applicant is incorporated and other
similar and valid documentation of current non-profit status, from the
intermediary that confirms it has been legally organized for a minimum
of 3 years as the applicant entity.
(e) Verification of source and amount of matching funds, e.g., a
copy of a bank statement if matching funds are in cash or a copy of the
confirmed funding commitment from the funding source.
The verification must show that matching funds are available for
the duration of the grant performance period. The verification of
matching funds must be submitted with the application or the
application will be considered incomplete.
The applicant will be contacted by the Agency prior to grant award
to verify that the matching funds provided with the application
continue to be available. The applicant will have 15 days from the date
contacted to submit verification that matching funds continue to be
available.
If the applicant is unable to provide the verification within that
timeframe, the application will be considered ineligible. The applicant
must maintain bank statements on file or other documentation for a
period of at least 3 years after grant closing except that the records
shall be retained beyond the 3-year period if audit findings have not
been resolved.
(f) The following information for each recipient:
(1) Recipient's entity name,
(2) Complete address (mailing and physical location, if different),
(3) County where located,
(4) Number of Congressional district where recipient is located,
(5) Contact person's name, email address and telephone number and,
(6) Form RD 400-4, ``Assurance Agreement.'' If the Form RD 400-4 is
not submitted for the applicant and each recipient, the recipient will
be considered ineligible. No information pertaining to that recipient
will be included in the income or population scoring criteria and the
requested funding may be adjusted due to the deletion of the recipient.
(g) Submit evidence that each recipient entity is eligible.
Documentation must be submitted to verify recipient eligibility.
Acceptable documentation varies depending on the type of recipient:
(1) Nonprofits--provide a current valid letter confirming non-
profit status from the Secretary of the State of incorporation, a
current good standing certification from the Secretary of the State of
incorporation, or other valid documentation of current nonprofit status
of each recipient.
A nonprofit recipient must provide evidence that it is a valid
nonprofit when the intermediary applies for the RCDI grant.
Organizations with pending requests for nonprofit designations are not
eligible.
(2) Low-income rural community--provide evidence the entity is a
public body (copy of Charter, relevant Acts of Assembly, relevant court
orders (if created judicially) or other valid documentation), a copy of
the 2010 census data to verify the population, and 2010 American
Community Survey (ACS) 5-year estimates (2006-2010 data set) data as
evidence that the median household income is at, or below, 80 percent
of either the State or national median household income. We will only
accept data and printouts from https://www.census.gov.
(3) Federally recognized tribes--provide the page listing their
name from the Federal Register list of tribal entities published most
recently by the Bureau of Indian Affairs. The 2018 list is available at
83 FR 34863 pages 34863-
[[Page 11498]]
34868 and https://www.gpo.gov/fdsys/pkg/FR-2018-07-23/pdf/2018-15679.pdf. For Tribes that received federal recognition after the most
recent publication, statutory citations and additional documentation
may suffice.
(h) Each of the ``Evaluation Criteria'' must be addressed
specifically and individually by category. Present these criteria in
narrative form. Narrative (not including attachments) must be limited
to five pages per criterion. The ``Population and Income'' criteria for
recipient locations can be provided in the form of a list; however, the
source of the data must be included on the page(s).
(i) A timeline identifying specific activities and proposed dates
for completion.
(j) A detailed project budget that includes the RCDI grant amount
and matching funds. This should be a line-item budget, by category.
Categories such as salaries, administrative, other, and indirect costs
that pertain to the proposed project must be clearly defined.
Supporting documentation listing the components of these categories
must be included. The budget should be dated: Year 1, year 2, and year
3, as applicable.
(k) The indirect cost category in the project budget should be used
only when a grant applicant has a federally negotiated indirect cost
rate. A copy of the current rate agreement must be provided with the
application. Non-federal entities that have never received a negotiated
indirect cost rate, except for those non-Federal entities described in
Appendix VII to Part 200--States and Local Government and Indian Tribe
Indirect Cost Proposals, paragraph (d)(1)(B), may use the de minimis
rate of 10 percent of modified total direct costs (MTDC).
(l) Form SF-424, ``Application for Federal Assistance.'' (Do not
complete Form SF-424A, ``Budget Information.'' A separate line-item
budget should be presented as described in Letter (j) of this section.)
(m) Form SF-424B, ``Assurances--Non-Construction Programs.''
(n) Form AD-1047, ``Certification Regarding Debarment, Suspension,
and Other Responsibility Matters--Primary Covered Transactions.''
(o) Form AD-1048, ``Certification Regarding Debarment, Suspension,
Ineligibility and Voluntary Exclusion--Lower Tier Covered
Transactions.''
(p) Form AD-1049, ``Certification Regarding Drug-Free Workplace
Requirements.''
(q) Certification of Non-Lobbying Activities.
(r) Standard Form LLL, ``Disclosure of Lobbying Activities,'' if
applicable.
(s) Form RD 400-4, ``Assurance Agreement,'' for the applicant and
each recipient. The applicant and each prospective recipient must sign
Form RD 400-4, Assurance Agreement, which assures USDA that the
recipient is in compliance with Title VI of the Civil Rights Act of
1964, 7 CFR part 15, and other Agency regulations: That no person will
be discriminated against based on race, color or national origin, in
regard to any program or activity for which the recipient receives
Federal financial assistance; That nondiscrimination statements are in
advertisements and brochures.
Applicants must collect and maintain data provided by recipients on
race, sex, and national origin and ensure Ultimate Recipients collect
and maintain this data. Race and ethnicity data will be collected in
accordance with OMB Federal Register notice, ``Revisions to the
Standards for the Classification of Federal Data on Race and
Ethnicity'' (62 FR 58782), October 30, 1997. Sex data will be collected
in accordance with Title IX of the Education Amendments of 1972. These
items should not be submitted with the application but should be
available upon request by the Agency.
The applicant and the recipient must comply with Title VI of the
Civil Rights Act of 1964, Title IX of the Education Amendments of 1972,
Americans with Disabilities Act (ADA), Section 504 of the
Rehabilitation Act of 1973, Age Discrimination Act of 1975, Executive
Order 12250, Executive Order 13166 Limited English Proficiency (LEP),
and 7 CFR part 1901, subpart E.
(t) Identify and report any association or relationship with Rural
Development employees. (A statement acknowledging whether or not a
relationship exists is required.)
(u) Form AD-3030, ``Representations Regarding Felony Conviction and
Tax Delinquent Status for Corporate Applicants,'' if you are a
corporation. A corporation is any entity that has filed articles of
incorporation in one of the 50 States, the District of Columbia, the
Federated States of Micronesia, the Republic of Palau, and the Republic
of the Marshall Islands, or the various territories of the United
States including American Samoa, Guam, Midway Islands, Northern Mariana
Islands, Puerto Rico, or the U.S. Virgin Islands. Corporations include
both for profit and non-profit entities.
3. Dun and Bradstreet Data Universal Numbering System (DUNS) and System
for Awards Management (SAM)
Grant applicants must obtain a Dun and Bradstreet Data Universal
Numbering System (DUNS) number and register in the System for Award
Management (SAM) prior to submitting an application pursuant to 2 CFR
25.200(b). In addition, an entity applicant must maintain registration
in SAM at all times during which it has an active Federal award or an
application or plan under consideration by the Agency. Similarly, all
recipients of Federal financial assistance are required to report
information about first-tier subawards and executive compensation in
accordance to 2 CFR part 170. So long as an entity applicant does not
have an exception under 2 CFR 170.110(b), the applicant must have the
necessary processes and systems in place to comply with the reporting
requirements should the applicant receive funding. See 2 CFR
170.200(b).
An applicant, unless excepted under 2 CFR 25.110(b), (c), or (d),
is required to:
(a) Be registered in SAM before submitting its application;
(b) Provide a valid DUNS number in its application; and
(c) Continue to maintain an active SAM registration with current
information at all times during which it has an active Federal award or
an application or plan under consideration by a Federal awarding
agency.
The Federal awarding agency may not make a federal award to an
applicant until the applicant has complied with all applicable DUNS and
SAM requirements and, if an applicant has not fully complied with the
requirements by the time the Federal awarding agency is ready to make a
Federal award, the Federal awarding agency may determine that the
applicant is not qualified to receive a Federal award and use that
determination as a basis for making a Federal award to another
applicant.
As required by the Office of Management and Budget (OMB), all grant
applications must provide a DUNS number when applying for Federal
grants, on or after October 1, 2003. Organizations can receive a DUNS
number at no cost by calling the dedicated toll-free number at 1-866-
705-5711 or via internet at https://fedgov.dnb.com/webform. Additional
information concerning this requirement can be obtained on the
Grants.gov website at https://www.grants.gov. Similarly, applicants may
register for SAM at https://
[[Page 11499]]
www.sam.gov or by calling 1-866-606-8220.
The applicant must provide documentation that they are registered
in SAM and their DUNS number. If the applicant does not provide
documentation that they are registered in SAM and their DUNS number,
the application will not be considered for funding. The required forms
and certifications can be downloaded from the RCDI website at: https://www.rd.usda.gov/programs-services/rural-community-development-initiative-grants.
4. Submission Dates and Times
The deadline for receipt of a paper application is 4 p.m. local
time, June 10, 2019. The deadline for electronic applications via
grants.gov is Midnight Eastern time on June 5, 2019. The application
dates and times are firm. The Agency will not consider any application
received after the deadline. You may submit your application in paper
form or electronically through Grants.gov. Applicants intending to mail
applications must provide sufficient time to permit delivery on or
before the closing deadline date and time. Acceptance by the United
States Postal Service or private mailer does not constitute delivery.
Facsimile (FAX), electronic mail, and postage due applications will not
be accepted.
To submit a paper application, the original application package
must be submitted to the Rural Development State Office where the
applicant's headquarters is located.
A listing of Rural Development State Offices contacts can be found
via https://www.rd.usda.gov/files/CF_State_Office_Contacts.pdf.
Applications will not be accepted via FAX or electronic mail.
Applicants may file an electronic application at https://www.grants.gov. Grants.gov contains full instructions on all required
passwords, credentialing, and software. Follow the instructions at
Grants.gov for registering and submitting an electronic application. If
a system problem or technical difficulty occurs with an electronic
application, please use the customer support resources available at the
Grants.gov website.
Technical difficulties submitting an application through Grants.gov
will not be a reason to extend the application deadline. If an
application is unable to be submitted through Grants.gov, a paper
application must be received in the appropriate Rural Development State
Office by the deadline noted previously.
First time Grants.gov users should carefully read and follow the
registration steps listed on the website. These steps need to be
initiated early in the application process to avoid delays in
submitting your application online.
In order to register with System for Award Management (SAM), your
organization will need a DUNS number. Be sure to complete the Marketing
Partner ID (MPID) and Electronic Business Primary Point of Contact
fields during the SAM registration process.
These are mandatory fields that are required when submitting grant
applications through Grants.gov. Additional application instructions
for submitting an electronic application can be found by selecting this
funding opportunity on Grants.gov.
5. Funding Restrictions
Meeting expenses. In accordance with 31 U.S.C. 1345, ``Expenses of
Meetings,'' appropriations may not be used for travel, transportation,
and subsistence expenses for a meeting. RCDI grant funds cannot be used
for these meeting-related expenses. Matching funds may, however, be
used to pay for these expenses.
RCDI funds may be used to pay for a speaker as part of a program,
equipment to facilitate the program, and the actual room that will
house the meeting.
RCDI funds cannot be used for meetings; they can, however, be used
for travel, transportation, or subsistence expenses for program-related
training and technical assistance purposes. Any training not delineated
in the application must be approved by the Agency to verify compliance
with 31 U.S.C. 1345. Travel and per diem expenses (including meals and
incidental expenses) will be allowed in accordance with 2 CFR parts 200
and 400.
E. Application Review Information
1. Evaluation Criteria
Applications will be evaluated using the following criteria and
weights:
(a) Building Capacity and Expertise--Maximum 40 Points
The applicant must demonstrate how they will improve the
recipients' capacity, through a program of financial and technical
assistance, as it relates to the RCDI purposes.
Capacity-building financial and technical assistance should provide
new functions to the recipients or expand existing functions that will
enable the recipients to undertake projects in the areas of housing,
community facilities, or community and economic development that will
benefit the community. Capacity-building financial and technical
assistance may include, but is not limited to: Training to conduct
community development programs, e.g., homeownership education, or the
establishment of minority business entrepreneurs, cooperatives, or
micro-enterprises; organizational development, e.g., assistance to
develop or improve board operations, management, and financial systems;
instruction on how to develop and implement a strategic plan;
instruction on how to access alternative funding sources to increase
leveraging opportunities; staffing, e.g., hiring a person at
intermediary or recipient level to provide technical assistance to
recipients.
The program of financial and technical assistance that is to be
provided, its delivery, and the measurability of the program's
effectiveness will determine the merit of the application.
All applications will be competitively ranked with the applications
providing the most improvement in capacity development and measurable
activities being ranked the highest.
The narrative response must contain the following items. This list
also contains the points for each item.
(1) Describe the nature of financial and technical assistance to be
provided to the recipients and the activities that will be conducted to
deliver the technical assistance; (10 Points)
(2) Explain how financial and technical assistance will develop or
increase the recipient's capacity. Indicate whether a new function is
being developed or if existing functions are being expanded or
performed more effectively; (7 Points)
(3) Identify which RCDI purpose areas will be addressed with this
assistance: Housing, community facilities, or community and economic
development; (3 Points)
(4) Describe how the results of the technical assistance will be
measured. What benchmarks will be used to measure effectiveness?
Benchmarks should be specific and quantifiable; (5 Points)
(5) Demonstrate that it has conducted programs of financial and
technical assistance and achieved measurable results in the areas of
housing, community facilities, or community and economic development in
rural areas. (10 Points)
(6) Provide in a chart or excel spreadsheet, the organization name,
point of contact, address, phone number, email address, and the type
and amount of the financial and technical assistance the applicant
[[Page 11500]]
organization has provided to the following for the last 3 years: (5
Points)
(i) Nonprofit organizations in rural areas.
(ii) Low-income communities in rural areas (also include the type
of entity, e.g., city government, town council, or village board).
(iii) Federally recognized tribes or any other culturally diverse
organizations.
(b) Soundness of Approach--Maximum 15 Points
The applicant can receive up to 15 points for soundness of
approach. The overall proposal will be considered under this criterion.
Applicants must list the page numbers in the application that
address these factors.
The maximum 15 points for this criterion will be based on the
following:
(1) The proposal fits the objectives for which applications were
invited, is clearly stated, and the applicant has defined how this
proposal will be implemented. (7 Points)
(2) The ability to provide the proposed financial and technical
assistance based on prior accomplishments. (6 Points)
(3) Cost effectiveness will be evaluated based on the budget in the
application. The proposed grant amount and matching funds should be
utilized to maximize capacity building at the recipient level. (2
Points)
(c) Population and Income--Maximum 15 Points
Population is based on the average population from the 2010 census
data for the communities in which the recipients are located. The
physical address, not mailing address, for each recipient must be used
for this criterion. Community is defined for scoring purposes as a
city, town, village, county, parish, borough, or census-designated
place where the recipient's office is physically located.
The applicant must submit the census data from the following
website in the form of a printout of the applicable ``Fact Sheet'' to
verify the population figures used for each recipient. The data can be
accessed on the internet at https://www.census.gov; click on ``American
FactFinder,'' fill in field and click ``Go''; the name and population
data for each recipient location must be listed in this section.
The average population of the recipient locations will be used and
will be scored as follows:
------------------------------------------------------------------------
Scoring
Population (points)
------------------------------------------------------------------------
10,000 or less............................................... 5
10,001 to 20,000............................................. 4
20,001 to 30,000............................................. 3
30,001 to 40,000............................................. 2
40,001 to 50,000............................................. 1
------------------------------------------------------------------------
The average of the median household income for the communities
where the recipients are physically located will determine the points
awarded. The physical address, not mailing address, for each recipient
must be used for this criterion. Applicants may compare the average
recipient median household income to the State median household income
or the national median household income, whichever yields the most
points. The national median household income to be used is $51,914.
The applicant must submit the income data in the form of a printout
of the applicable information from the following website to verify the
income for each recipient. The data being used is from the 2010
American Community Survey (ACS) 5-year estimates (2006--2010 data set).
The data can be accessed on the internet at https://factfinder.census.gov; click on ``Advanced Search,''(click on ``Show Me
All'' tab), ``Topics,'' ``Dataset,'' locate 2010 ACS 5 year estimates,
close table, check the ``Median Income'' table (S1903 on page 2), fill
in the ``state, county or place'' field (at top of page), select ``Go''
and click ``View''; the name and income data for each recipient
location must be listed in this section (use the Household and Median
Income column). Points will be awarded as follows:
------------------------------------------------------------------------
Scoring
Average recipient median income (points)
------------------------------------------------------------------------
Less than or equal to 70 percent of state or national median 10
household income............................................
Greater than 70, but less than or equal to 80 percent of 5
state or national median household income...................
In excess of 80 percent of state or national median household 0
Income......................................................
------------------------------------------------------------------------
(d) State Director's Points Based on Project Merit--Maximum 10
Points
(1) This criterion will be addressed by the Agency, not the
applicant.
(2) Up to 10 points may be awarded by the Rural Development State
Director to any application(s) that benefits their State regardless of
whether the applicant is headquartered in their State. The total points
awarded under this criterion, to all applications, will not exceed 10.
(3) When an intermediary submits an application that will benefit a
State that is not the same as the State in which the intermediary is
headquartered, it is the intermediary's responsibility to notify the
State Director of the State which is receiving the benefit of their
application. In such cases, State Directors awarding points to
applications benefiting their state must notify the reviewing State in
writing.
(4) Assignment of any points under this criterion requires a
written justification and must be tied to and awarded based on how
closely the application aligns with the Rural Development State
Office's strategic goals.
(e) Administrator Discretionary Points--Maximum 20 Points
The Administrator may award up to 20 discretionary points for
projects to address geographic distribution of funds, emergency
conditions caused by economic problems, natural disasters and other
initiatives identified by the Secretary.
The Administrator will award points to any application that
supports the Agency's overall goal to reduce the morbidity and
mortality associated with Substance Use Disorder (including opioid
misuse) in high-risk rural communities by strengthening the capacity to
address one or more of the following focus areas at the community,
county, state, and/or regional levels: 1. Prevention: Reducing the
occurrence of Substance Use Disorder (including opioid misuse) among
new and at-risk users as well as fatal substance-related overdoses
through community and provider education, and harm reduction measures
including the strategic placement of overdose reversing devices, such
as naloxone; 2. Treatment: Implementing or expanding access to
evidence-based practices for Substance Use Disorder (including opioid
misuse) treatment such as medication-assisted treatment (MAT); and 3.
Recovery: expanding peer recovery and treatment options that help
people start and stay in recovery.
2. Review and Selection Process--
(a) Rating and ranking.
Applications will be rated and ranked on a national basis by a
review panel based on the ``Evaluation Criteria'' contained in this
Notice.
If there is a tied score after the applications have been rated and
ranked, the tie will be resolved by reviewing the scores for ``Building
Capacity and Expertise'' and the applicant with the highest score in
that category will receive a higher ranking. If the scores for
``Building Capacity and Expertise'' are the same, the scores will be
compared for the next criterion, in
[[Page 11501]]
sequential order, until one highest score can be determined.
(b) Initial screening.
The Agency will screen each application to determine eligibility
during the period immediately following the application deadline.
Listed below are examples of reasons for rejection from previous
funding rounds. The following reasons for rejection are not all
inclusive; however, they represent the majority of the applications
previously rejected.
(1) Recipients were not located in eligible rural areas based on
the definition in this Notice.
(2) Applicants failed to provide evidence of recipient's status,
i.e., documentation supporting nonprofit evidence of organization.
(3) Applicants failed to provide evidence of committed matching
funds or matching funds were not committed for a period at least equal
to the grant performance period.
(4) Application did not follow the RCDI structure with an
intermediary and recipients.
(5) Recipients were not identified in the application.
(6) Intermediary did not provide evidence it had been incorporated
for at least 3 years as the applicant entity.
(7) Applicants failed to address the ``Evaluation Criteria.''
(8) The purpose of the proposal did not qualify as an eligible RCDI
purpose.
(9) Inappropriate use of funds (e.g., construction or renovations).
(10) The applicant proposed providing financial and technical
assistance directly to individuals.
(11) The application package was not received by closing date and
time.
F. Federal Award Administration Information
1. Federal Award Notice
Within the limit of funds available for such purpose, the awarding
official of the Agency shall make grants in ranked order to eligible
applicants under the procedures set forth in this Notice.
Successful applicants will receive a selection letter by mail
containing instructions on requirements necessary to proceed with
execution and performance of the award.
This letter is not an authorization to begin performance. In
addition, selected applicants will be requested to verify that
components of the application have not changed at the time of selection
and on the award obligation date, if requested by the Agency.
The award is not approved until all information has been verified,
and the awarding official of the Agency has signed Form RD 1940-1,
``Request for Obligation of Funds'' and the grant agreement.
Unsuccessful applicants will receive notification including appeal
rights by mail.
2. Administrative and National Policy Requirements
Grantees will be required to do the following:
(a) Execute a Rural Community Development Initiative Grant
Agreement.
(b) Execute Form RD 1940-1, ``Request for Obligation of Funds.''
(c) Use Form SF 270, ``Request for Advance or Reimbursement,'' to
request reimbursements. Provide receipts for expenditures, timesheets
and any other documentation to support the request for reimbursement.
(d) Provide financial status and project performance reports on a
quarterly basis starting with the first full quarter after the grant
award.
(e) Maintain a financial management system that is acceptable to
the Agency.
(f) Ensure that records are maintained to document all activities
and expenditures utilizing RCDI grant funds and matching funds.
Receipts for expenditures will be included in this documentation.
(g) Provide annual audits or management reports on Form RD 442-2,
``Statement of Budget, Income and Equity,'' and Form RD 442-3,
``Balance Sheet,'' depending on the amount of Federal funds expended
and the outstanding balance.
(h) Collect and maintain data provided by recipients on race, sex,
and national origin and ensure recipients collect and maintain the same
data on beneficiaries. Race and ethnicity data will be collected in
accordance with OMB Federal Register notice, ``Revisions to the
Standards for the Classification of Federal Data on Race and
Ethnicity,'' (62 FR 58782), October 30, 1997. Sex data will be
collected in accordance with Title IX of the Education Amendments of
1972. These items should not be submitted with the application but
should be available upon request by the Agency.
(i) Provide a final project performance report.
(j) Identify and report any association or relationship with Rural
Development employees.
(k) The intermediary and recipient must comply with Title VI of the
Civil Rights Act of 1964, Title IX of the Education Amendments of 1972,
Section 504 of the Rehabilitation Act of 1973, Executive Order 12250,
Age Act of 1975, Executive Order 13166 Limited English Proficiency, and
7 CFR part 1901, subpart E.
(l) The grantee must comply with policies, guidance, and
requirements as described in the following applicable Code of Federal
Regulations, and any successor regulations:
(i) 2 CFR parts 200 and 400 (Uniform Administrative Requirements,
Cost Principles, and Audit Requirements For Federal Awards).
(ii) 2 CFR parts 417 and 180 (Government-wide Debarment and
Suspension (Nonprocurement)).
(m) Form AD-3031, ``Assurance Regarding Felony Conviction or Tax
Delinquent Status for Corporate Applicants,'' must be signed by
corporate applicants who receive an award under this Notice.
3. Reporting
After grant approval and through grant completion, you will be
required to provide the following, as indicated in the Grant Agreement:
(a) SF-425, ``Federal Financial Report'' and SF-PPR, ``Performance
Progress Report'' will be required on a quarterly basis (due 30 working
days after each calendar quarter). The Performance Progress Report
shall include the elements described in the grant agreement.
(b) Final financial and performance reports will be due 90 calendar
days after the period of performance end date.
(c) A summary at the end of the final report with elements as
described in the grant agreement to assist in documenting the annual
performance goals of the RCDI program for Congress.
G. Federal Awarding Agency Contact
Contact the Rural Development office in the State where the
applicant's headquarters is located. A list of Rural Development State
Offices contacts can be found via https://www.rd.usda.gov/files/CF_State_Office_Contacts.pdf.
H. Other Information
Survey on Ensuring Equal Opportunity for Applicants, OMB No. 1894-
0010 (applies to nonprofit applicants only--submission is optional).
No reimbursement will be made for any funds expended prior to
execution of the RCDI Grant Agreement unless the intermediary is a non-
profit or educational entity and has requested and received written
Agency approval of the costs prior to the actual expenditure.
This exception is applicable for up to 90 days prior to grant
closing and only applies to grantees that have received
[[Page 11502]]
written approval but have not executed the RCDI Grant Agreement.
The Agency cannot retroactively approve reimbursement for
expenditures prior to execution of the RCDI Grant Agreement.
Program Definitions
Agency--The Rural Housing Service or its successor.
Beneficiary--Entities or individuals that receive benefits from
assistance provided by the recipient.
Capacity--The ability of a recipient to implement housing,
community facilities, or community and economic development projects.
Conflict of interest-- A situation in which a person or entity has
competing personal, professional, or financial interests that make it
difficult for the person or business to act impartially. Regarding use
of both grant and matching funds, Federal procurement standards
prohibit transactions that involve a real or apparent conflict of
interest for owners, employees, officers, agents, or their immediate
family members having a financial or other interest in the outcome of
the project; or that restrict open and free competition for
unrestrained trade. Specifically, project funds may not be used for
services or goods going to, or coming from, a person or entity with a
real or apparent conflict of interest, including, but not limited to,
owner(s) and their immediate family members. An example of conflict of
interest occurs when the grantee's employees, board of directors, or
the immediate family of either, have the appearance of a professional
or personal financial interest in the recipients receiving the benefits
or services of the grant.
Federally recognized tribes--Tribal entities recognized and
eligible for funding and services from the Bureau of Indian Affairs,
based on the most recent notice in the Federal Register published by
the Bureau of Indian Affairs and Tribes that received federal
recognition after the most recent publication. Tribally Designated
Housing Entities are eligible RCDI recipients.
Financial assistance--Funds, not to exceed $10,000 per award, used
by the intermediary to purchase supplies and equipment to build the
recipient's capacity.
Funds--The RCDI grant and matching money.
Intermediary--A qualified private organization, nonprofit
organization (including faith-based and community organizations and
philanthropic organizations), or public (including tribal) organization
that provides financial and technical assistance to multiple
recipients.
Low-income rural community--An authority, district, economic
development authority, regional council, or unit of government
representing an incorporated city, town, village, county, township,
parish, or borough whose income is at or below 80 percent of either the
state or national Median Household Income as measured by the 2010
Census.
Matching funds--Cash or confirmed funding commitments. Matching
funds must be at least equal to the grant amount and committed for a
period of not less than the grant performance period.
Recipient--The entity that receives the financial and technical
assistance from the Intermediary. The recipient must be a nonprofit
community-based housing and development organization, a low-income
rural community or a federally recognized Tribe.
Rural and rural area--Any area other than (i) a city or town that
has a population of greater than 50,000 inhabitants; and (ii) the
urbanized area contiguous and adjacent to such city or town.
Technical assistance--Skilled help in improving the recipient's
abilities in the areas of housing, community facilities, or community
and economic development.
Non-Discrimination Statement
In accordance with Federal civil rights law and U.S. Department of
Agriculture (USDA) civil rights regulations and policies, the USDA, its
Agencies, offices, and employees, and institutions participating in or
administering USDA programs are prohibited from discriminating based on
race, color, national origin, religion, sex, gender identity (including
gender expression), sexual orientation, disability, age, marital
status, family/parental status, income derived from a public assistance
program, political beliefs, or reprisal or retaliation for prior civil
rights activity, in any program or activity conducted or funded by USDA
(not all bases apply to all programs). Remedies and complaint filing
deadlines vary by program or incident.
Persons with disabilities who require alternative means of
communication for program information (e.g., Braille, large print,
audiotape, American Sign Language, etc.) should contact the responsible
Agency or USDA's TARGET Center at (202) 720-2600 (voice and TTY) or
contact USDA through the Federal Relay Service at (800) 877-8339.
Additionally, program information may be made available in languages
other than English.
To file a program discrimination complaint, complete the USDA
Program Discrimination Complaint Form, AD-3027, found online at https://www.ascr.usda.gov/complaint_filing_cust.html and at any USDA office or
write a letter addressed to USDA and provide in the letter all of the
information requested in the form. To request a copy of the complaint
form, call (866) 632-9992. Submit your completed form or letter to USDA
by:
(1) By mail: U.S. Department of Agriculture, Office of the
Assistant Secretary for Civil Rights, 1400 Independence Avenue SW,
Washington, DC 20250-9410;
(2) Fax: (202) 690-7442; or
(3) Email: program.intake@usda.gov.
Persons With Disabilities
Individuals who are deaf, hard of hearing, or have speech
disabilities and you wish to file either an EEO or program complaint
please contact USDA through the Federal Relay Service at (800) 877-8339
or (800) 845-6136 (in Spanish).
Persons with disabilities who wish to file a program complaint,
please see information above on how to contact us by mail directly or
by email.
If you require alternative means of communication for program
information (e.g., Braille, large print, audiotape, etc.) please
contact USDA's TARGET Center at (202) 720-2600 (voice and TDD).
Appeal Process
All adverse determinations regarding applicant eligibility and the
awarding of points as part of the selection process are appealable
pursuant to 7 CFR part 11. Instructions on the appeal process will be
provided at the time an applicant is notified of the adverse decision.
In the event the applicant is awarded a grant that is less than the
amount requested, the applicant will be required to modify its
application to conform to the reduced amount before execution of the
grant agreement. The Agency reserves the right to reduce or withdraw
the award if acceptable modifications are not submitted by the awardee
within 15 working days from the date the request for modification is
made. Any modifications must be within the scope of the original
application.
Richard A. Davis,
Acting Administrator, Rural Housing Service.
[FR Doc. 2019-05836 Filed 3-26-19; 8:45 am]
BILLING CODE 3410-XV-P