Takes of Marine Mammals Incidental to Specified Activities; Taking Marine Mammals Incidental to Confined Rock Blasting Near Ketchikan, Alaska, 11508-11528 [2019-05826]
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Federal Register / Vol. 84, No. 59 / Wednesday, March 27, 2019 / Notices
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[FR Doc. 2019–05427 Filed 3–26–19; 8:45 am]
BILLING CODE 3510–DS–P
DEPARTMENT OF COMMERCE
National Oceanic and Atmospheric
Administration
RIN 0648–XG737
Takes of Marine Mammals Incidental to
Specified Activities; Taking Marine
Mammals Incidental to Confined Rock
Blasting Near Ketchikan, Alaska
National Marine Fisheries
Service (NMFS), National Oceanic and
Atmospheric Administration (NOAA),
Commerce.
ACTION: Notice; request for comments.
AGENCY:
NMFS has received a request
from City of Ketchikan for authorization
to take marine mammals incidental to
underwater confined rock blasting in
Ketchikan, Alaska. Pursuant to the
Marine Mammal Protection Act
(MMPA), NMFS is requesting comments
on its proposal to issue an incidental
harassment authorization (IHA) to
incidentally take marine mammals
during the specified activities. NMFS is
also requesting comments on a possible
one-year renewal that could be issued
under certain circumstances and if all
requirements are met, as described in
Request for Public Comments at the end
of this notice. NMFS will consider
public comments prior to making any
final decision on the issuance of the
requested MMPA authorizations and
agency responses will be summarized in
the final notice of our decision.
DATES: Comments and information must
be received no later than April 26, 2019.
ADDRESSES: Comments should be
addressed to Jolie Harrison, Chief,
Permits and Conservation Division,
Office of Protected Resources, National
Marine Fisheries Service. Physical
SUMMARY:
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comments should be sent to 1315 EastWest Highway, Silver Spring, MD 20910
and electronic comments should be sent
to ITP.redding@noaa.gov.
Instructions: NMFS is not responsible
for comments sent by any other method,
to any other address or individual, or
received after the end of the comment
period. Comments received
electronically, including all
attachments, must not exceed a 25megabyte file size. Attachments to
electronic comments will be accepted in
Microsoft Word or Excel or Adobe PDF
file formats only. All comments
received are a part of the public record
and will generally be posted online at
https://www.fisheries.noaa.gov/permit/
incidental-take-authorizations-undermarine-mammal-protection-act without
change. All personal identifying
information (e.g., name, address)
voluntarily submitted by the commenter
may be publicly accessible. Do not
submit confidential business
information or otherwise sensitive or
protected information.
FOR FURTHER INFORMATION CONTACT: Gray
Redding, Office of Protected Resources,
NMFS, (301) 427–8401. Electronic
copies of the application and supporting
documents, as well as a list of the
references cited in this document, may
be obtained online at: https://
www.fisheries.noaa.gov/national/
marine-mammal-protection/incidentaltake-authorizations-constructionactivities. In case of problems accessing
these documents, please call the contact
listed above.
SUPPLEMENTARY INFORMATION:
Background
The MMPA prohibits the ‘‘take’’ of
marine mammals, with certain
exceptions. Sections 101(a)(5)(A) and
(D) of the MMPA (16 U.S.C. 1361 et
seq.) direct the Secretary of Commerce
(as delegated to NMFS) to allow, upon
request, the incidental, but not
intentional, taking of small numbers of
marine mammals by U.S. citizens who
engage in a specified activity (other than
commercial fishing) within a specified
geographical region if certain findings
are made and either regulations are
issued or, if the taking is limited to
harassment, a notice of a proposed
incidental take authorization may be
provided to the public for review.
Authorization for incidental takings
shall be granted if NMFS finds that the
taking will have a negligible impact on
the species or stock(s) and will not have
an unmitigable adverse impact on the
availability of the species or stock(s) for
taking for subsistence uses (where
relevant). Further, NMFS must prescribe
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the permissible methods of taking and
other ‘‘means of effecting the least
practicable [adverse] impact’’ on the
affected species or stocks and their
habitat, paying particular attention to
rookeries, mating grounds, and areas of
similar significance, and on the
availability of such species or stocks for
taking for certain subsistence uses
(referred to in shorthand as
‘‘mitigation’’); and requirements
pertaining to the mitigation, monitoring
and reporting of such takings are set
forth.
The definitions of all applicable
MMPA statutory terms cited above are
included in the relevant sections below.
National Environmental Policy Act
To comply with the National
Environmental Policy Act of 1969
(NEPA; 42 U.S.C. 4321 et seq.) and
NOAA Administrative Order (NAO)
216–6A, NMFS must review our
proposed action (i.e., the issuance of an
incidental harassment authorization)
with respect to potential impacts on the
human environment.
This action is consistent with
categories of activities identified in
Categorical Exclusion B4 (incidental
harassment authorizations with no
anticipated serious injury or mortality)
of the Companion Manual for NOAA
Administrative Order 216–6A, which do
not individually or cumulatively have
the potential for significant impacts on
the quality of the human environment
and for which we have not identified
any extraordinary circumstances that
would preclude this categorical
exclusion. Accordingly, NMFS has
preliminarily determined that the
issuance of the proposed IHA qualifies
to be categorically excluded from
further NEPA review.
We will review all comments
submitted in response to this notice
prior to concluding our NEPA process
or making a final decision on the IHA
request.
Summary of Request
On December 10, 2018, NMFS
received a request from the City of
Ketchikan for an IHA to take marine
mammals incidental to underwater
confined blasting and excavation in
southeastern Alaska. The application
was deemed adequate and complete on
February 7, 2019. City of Ketchikan’s
request is for take of a small number of
nine marine mammal species by Level
B harassment and three marine mammal
species by Level A harassment. Neither
the City of Ketchikan nor NMFS expects
serious injury or mortality to result from
this activity and, therefore, an IHA is
appropriate.
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Description of Proposed Activity
Detailed Description of Specific Activity
Overview
Blasting
A submerged rock pinnacle sits in the
channel off of Berth II, limiting vessel
navigation during low tide and high
wind conditions. An underwater rock
pinnacle near the cruise ship docks
must be removed to allow ship traffic
proper access in and out of the berths.
This pinnacle, roughly 320 ft (97.5 m)
by 150 ft (45.7 m), requires blasting for
removal to a depth of approximately 42
ft (12.8 m) mean lower low water
(MLLW).
Work includes equipment
mobilization, drilling of small boreholes
(less than 8 inches), rock pinnacle
removal through blasting, dredging of
blasted material and transport of the
material to an appropriate upland
stockpile or placement site, and
equipment demobilization. Boreholes
will be drilled through casings and from
stationary barges, held on site by spuds
and/or anchors. NMFS has authorized
take in association with certain types of
drilling in other projects, (83 FR 53217,
October, 22, 2018), but those typically
have much larger holes being drilled
and/or other circumstances leading to
an expectation of louder sound levels
than are expected here. Because of the
small borehole size, acoustic impacts
from drilling are not expected to rise to
the level of a take, and take is not
proposed to be authorized for drilling
activities, so its impacts are discussed
minimally in this document.
There will be up to 50 days of blasting
(currently anticipating between 25 and
50 total blasts) limited to at most, one
blast per day. A blast consists of a
detonation of a series of sequential
charges, delayed from one another at an
interval of 8 milliseconds (ms), with the
total blast typically lasting less than 1
second (one second = 1000
milliseconds). Each delayed charge in
the blast will contain a maximum of 75
total lbs (34 kg) of explosive. The timing
of the blast must assure that the
maximum pounds per delay does not
exceed 75 lbs. The proposed daily blast
will consist of a grid of boreholes, each
containing a delayed charge (total
number may vary but typically it ranges
between 30 to 60 holes), with the top
section of the hole then filled in with
stone (this process is referred to as ‘‘rock
stemming’’). This borehole grid pattern
would have a minimal spacing of four
ft between each charge, but this spacing
could increase to six or more feet based
on observations of how the rock is
responding to blasting. For the purposes
of impact modeling, four foot spacing
was assumed as this minimal distance
results in the most conservative impact
The City of Ketchikan proposes to
conduct underwater confined blasting of
a rock pinnacle in the Tongass Narrows,
southeastern Alaska. Removal of the
underwater pinnacle will expand the
area of safe navigation depths for cruise
ships that presently visit Berths I and II.
Removing the pinnacle will provide a
more reliable ingress and egress for
ships over a much wider range of wind
and water level conditions. The project
is planned to occur from September
2019 through April 2020, and the action
has the potential to affect waters in the
Tongass Narrows and nearby
Revillagigedo Channel, approximately 3
miles to the south.
Dates and Duration
The project is scheduled to occur
from September 16, 2019 through April
30, 2020, but the blasting portion of the
activities is expected to occur between
November 15, 2019 and March 15, 2020.
This work window will avoid periods of
known salmon and eulachon spawning,
minimizing impact on these species and
on marine mammals who may be
attracted to these prey sources. Blasting
is only planned for 50 days, so it will
not occur each day during that period.
Blasting will occur once per day, with
the blast lasting approximately one
second a day, and only during daylight
hours.
Specific Geographic Region
The City of Ketchikan is located in
Southeast Alaska. The proposed
activities will take place offshore from
cruise ship Berth II in Ketchikan,
Alaska, on the Tongass Narrows waterbody (see Figure 1 of IHA application).
Berth II is located in the southeastern
portion of Ketchikan, opposite Pennock
Island and near the mouth of Ketchikan
Creek. The rock pinnacle to be removed
sits in the channel between Pennock
Island and the City of Ketchikan on
Revillagigedo Island approximately
1,000 feet (ft) (305 meters (m)) west of
Berth II. The immediate area is part of
the Port of Ketchikan, an active marine
commercial and industrial area.
The region of activity originates in the
Tongass Narrows and extends southeast
into the Revillagigedo Channel
(approximately 3.1 miles (5 km) from
Ketchikan). Impacts from all project
activities are not expected to extend
further than about three miles northeast
of the City, where underwater noise
would be impeded by landmasses.
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zone estimates. Rock stemming locks
the explosive material into the borehole
to assure that most of the resulting
energy enters the surrounding rock
rather than the water column. This
mitigates, or reduces, the blast energy
released into the water. When the blast
is detonated, each small borehole is
triggered in a sequential manner to
optimize rock fragmentation while
minimizing underwater overpressure.
This sequence is also important in
reducing the amount of energy required
to fracture the rock.
The use of multiple boreholes,
confinement of the blast (rock
stemming), and use of planned
sequential delays, all help to direct the
blast energy into the rock rather than the
water column. Other best management
practices (BMPs) include adherence to a
winter in-water work window to avoid
fish spawning periods (September 16,
2019 through April 30, 2020), accurate
drilling, minimal blast duration, and
limiting the blasts to a maximum of one
per day. The project will adhere to all
federal and state blasting regulations,
which includes the development and
adherence to blasting plans, monitoring,
and reporting. All of the proposed BMPs
support the reduction of potential
adverse impacts on protected species
from in-water noise and overpressure.
Dredging
Dredging of the approximately 7,500
cubic yards (approximately 5734 m3) of
material freed by blasting will occur to
bring the area to approximately -42 ft
MLLW. Material will be removed and
placed at the placement site using either
a mechanical dredge or excavator
deployed on a stationary barge. Material
will be transported to an appropriate
upland stock pile or placement site.
While dredge material is removed and
placed, barges will be held stationary by
spuds and/or anchors.
Dredging is considered to be a lowimpact activity for marine mammals,
producing non-pulsed sound and being
substantially quieter in terms of acoustic
energy output than sources such as
seismic airguns and impact pile driving.
Noise produced by dredging operations
has been compared to that produced by
a commercial vessel travelling at modest
speed (Robinson et al., 2011). Further
discussion of dredging sound
production may be found in the
literature (e.g., Richardson et al., 1995,
Nedwell et al., 2008, Parvin et al., 2008,
Ainslie et al., 2009). Because dredging is
expected to produce sounds similar to
daily port activities, a marine mammal
would not be expected to react to the
sound nor subsequently be harassed.
Therefore, the effects of dredging on
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marine mammals are not expected to
rise to the level of a take. As stated, take
is highly unlikely and is not proposed
to be authorized for dredging activities,
so its impacts are discussed minimally
in this document.
Proposed mitigation, monitoring, and
reporting measures are described in
detail later in this document (please see
Proposed Mitigation and Proposed
Monitoring and Reporting).
Description of Marine Mammals in the
Area of Specified Activities
Sections 3 and 4 of the application
summarize available information
regarding status and trends, distribution
and habitat preferences, and behavior
and life history, of the potentially
affected species. Additional information
regarding population trends and threats
may be found in NMFS’s Stock
Assessment Reports (SAR; https://
www.fisheries.noaa.gov/national/
marine-mammal-protection/marinemammal-stock-assessments) and more
general information about these species
(e.g., physical and behavioral
descriptions) may be found on NMFS’s
website (https://
www.fisheries.noaa.gov/find-species).
Table 1 lists all species with expected
potential for occurrence in waters near
Ketchikan, Alaska and summarizes
information related to the population or
stock, including regulatory status under
the MMPA and ESA and potential
biological removal (PBR), where known.
For taxonomy, we follow Committee on
Taxonomy (2018). PBR is defined by the
MMPA as the maximum number of
animals, not including natural
mortalities, that may be removed from a
marine mammal stock while allowing
that stock to reach or maintain its
optimum sustainable population (as
described in NMFS’s SARs). While no
mortality is anticipated or authorized
here, PBR and annual serious injury and
mortality from anthropogenic sources
are included here as gross indicators of
the status of the species and other
threats.
Marine mammal abundance estimates
presented in this document represent
the total number of individuals that
make up a given stock or the total
number estimated within a particular
study or survey area. NMFS’s stock
abundance estimates for most species
represent the total estimate of
individuals within the geographic area,
if known, that comprises that stock. For
some species, this geographic area may
extend beyond U.S. waters. All managed
stocks in this region are assessed in
NMFS’s U.S. Alaska SARs (e.g., Muto et
al., 2018). All values presented in Table
1 are the most recent available at the
time of publication and are available in
the 2017 SARs (Muto et al., 2018) and
draft 2018 SARs (available online at:
https://www.fisheries.noaa.gov/
national/marine-mammal-protection/
draft-marine-mammal-stockassessment-reports).
TABLE 1—MARINE MAMMALS THAT COULD OCCUR IN THE PROPOSED SURVEY AREAS
Common name
Scientific name
ESA/
MMPA
status;
Strategic
(Y/N) 1
MMPA stock
Stock abundance Nbest,
(CV, Nmin, most recent
abundance survey) 2
Annual
M/SI 3
PBR
Order Cetartiodactyla—Cetacea—Superfamily Mysticeti (baleen whales)
Family Eschrichtiidae:
Gray Whale ........................
Eschrichtius robustus ...............
Eastern North Pacific ...............
-, -, N
26,960 (0.05, 25,849,
2016).
Family Balaenidae:
Humpback whale ................
Megaptera novaeangliae .........
Central North Pacific ................
E, D,Y
Minke whale .......................
Balaenoptera acutorostrata .....
Alaska ......................................
-, N
10,103 (0.3; 7,890;
2006).
N.A .................................
801
138
83
25
N.A.
N.A.
24
1
2.4
1.96
5.87
N.A.
0
0
1
0
8.95
N.A.
34
38
Order Cetartiodactyla—Cetacea—Superfamily Odontoceti (toothed whales, dolphins, and porpoises)
Family Delphinidae:
Killer whale .........................
Pacific white-sided dolphin
Family Phocoenidae:
Harbor porpoise ..................
Dall’s porpoise ....................
Orcinus orca ............................
Alaska Resident .......................
-, N
Lagenorhynchus obliquidens ...
West Coast Transient ..............
Northern Resident ....................
Gulf of Alaska Transient ..........
North Pacific ............................
-,
-,
-,
-,
Phocoena phocoena ................
Phocoenoides dalli ...................
Southeast Alaska .....................
Alaska ......................................
-, Y
-, N
N
N
N
-; N
2,347 (N.A.; 2,347;
2012).
243 (N.A., 243, 2009) ....
261 (N.A; 261; 2011) .....
587 (N.A.; 587; 2012) ....
26,880 (N.A.; N.A.;
1990).
975 (0.10; 896; 2012) ....
83,400 (0.097, N.A.,
1993).
Order Carnivora—Superfamily Pinnipedia
Family Otariidae (eared seals
and sea lions):
Steller sea lion ....................
Eumetopias jubatus .................
Eastern U.S .............................
-, -, N
41,638 (N.A.; 41,638;
2015).
2,498
108
Family Phocidae (earless seals):
Harbor seal .........................
Phoca vitulina richardii .............
Clarence Strait .........................
-, N
31,634 (N.A.; 29,093;
2011).
1,222
41
1 Endangered Species Act (ESA) status: Endangered (E), Threatened (T)/MMPA status: Depleted (D). A dash (-) indicates that the species is not listed under the
ESA or designated as depleted under the MMPA. Under the MMPA, a strategic stock is one for which the level of direct human-caused mortality exceeds PBR or
which is determined to be declining and likely to be listed under the ESA within the foreseeable future. Any species or stock listed under the ESA is automatically
designated under the MMPA as depleted and as a strategic stock.
2 NMFS marine mammal stock assessment reports online at: https://www.fisheries.noaa.gov/national/marine-mammal-protection/marine-mammal-stock-assessments. CV is coefficient of variation; Nmin is the minimum estimate of stock abundance. In some cases, CV is not applicable (N.A.).
3 These values, found in NMFS’s SARs, represent annual levels of human-caused mortality plus serious injury from all sources combined (e.g., commercial fisheries, ship strike). Annual M/SI often cannot be determined precisely and is in some cases presented as a minimum value or range. A CV associated with estimated
mortality due to commercial fisheries is presented in some cases.
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All species that could potentially
occur in the proposed survey areas are
included in Table 1. As described
below, all 9 species (with 12 managed
stocks) temporally and spatially cooccur with the activity to the degree that
take is reasonably likely to occur, and
we have proposed authorizing it. In
addition, the northern sea otter
(Enhydra lutris) may be found in waters
near Ketchikan, Alaska. However,
northern sea otters are managed by the
U.S. Fish and Wildlife Service and are
not considered further in this document.
Harbor Seals
The Clarence Strait stock of harbor
seals is not classified as a strategic stock
(Muto et al., 2017). Harbor seals
occurring near Ketchikan belong to the
Clarence Strait harbor seal stock. Harbor
seals belonging to the Clarence Strait
stock have maintained an increasing
population over the past 5 years. The
latest stock assessment analysis
indicates that the Clarence Strait
population trend is an increase of 921
seals per year, with a low probability
(21 percent) that the stock is decreasing
based on 5-year trend analysis (Muto et
al., 2018).
Harbor seals inhabit coastal and
estuarine waters off Baja California;
north along the western coasts of the
United States, British Columbia, and
Southeast Alaska; west through the Gulf
of Alaska and Aleutian Islands; and in
the Bering Sea north to Cape Newenham
and the Pribilof Islands. They haul out
on rocks, reefs, beaches, and drifting
glacial ice, and feed in marine,
estuarine, and occasionally fresh waters
(Muto et al., 2017).
Harbor seals are common in the inside
waters of southeastern Alaska. There are
no documented long-term haulout sites
for harbor seals in Tongass Narrows;
seasonal foraging is known to occur at
the mouth of Ketchikan Creek (See
Figure 2 in IHA Application), typically
during late summer/early fall pink
salmon runs (See IHA Application).
Harbor seals are known to occupy the
Ketchikan harbor directly adjacent to
the planned pinnacle removal. Daily
sightings of low numbers of harbor seals
in the immediate vicinity of the project
are common.
Steller Sea Lion
The Steller sea lion is the largest of
the eared seals, ranging along the North
Pacific Rim from northern Japan to
California, with centers of abundance
and distribution in the Gulf of Alaska
and Aleutian Islands. Steller sea lions
were listed as threatened range-wide
under the ESA on November 26, 1990
(55 FR 49204). Subsequently, NMFS
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published a final rule designating
critical habitat for the species as a 20
nautical mile buffer around all major
haulouts and rookeries, as well as
associated terrestrial, air and aquatic
zones, and three large offshore foraging
areas (58 FR 45269; August 27, 1993). In
1997, NMFS reclassified Steller sea
lions as two distinct population
segments (DPS) based on genetic studies
and other information (62 FR 24345;
May 5, 1997). Steller sea lion
populations that primarily occur west of
144° W (Cape Suckling, Alaska)
comprise the western DPS (wDPS),
while all others comprise the eastern
DPS (eDPS); however, there is regular
movement of both DPSs across this
boundary (Jemison et al., 2013). Due to
the distance from this DPS boundary,
NMFS is only considering eastern DPS
Steller sea lions as present in the action
area. Therefore, animals potentially
affected by the project are assumed to be
part of the eastern stock and the western
stock is not discussed here.
Steller sea lions range along the North
Pacific Rim from northern Japan to
California, with centers of abundance
and distribution in the Gulf of Alaska
and Aleutian Islands. Large numbers of
individuals disperse widely outside of
the breeding season (late May to early
July), thus potentially intermixing with
animals from other areas, probably to
access seasonally important prey
resources (Muto et al., 2017).
The current total population for the
eastern stock is estimated at 71,562
(Johnson and Fritz 2014) with the U.S.
portion of that stock totaling 41,638 and
the southeast Alaska region supporting
28,594 eastern Steller sea lions (Muto et
al., 2018). Modeling reporting in the
most recent stock assessment indicates
population growth of 4.76 percent per
year between 1989 and 2015.
There are several mapped and
regularly monitored long-term Steller
sea lion haulouts surrounding
Ketchikan, such as Grindall island
(approximately 20 miles from
Ketchikan), West Rocks (36 miles), or
Nose Point (37 miles), but none within
Tongass Narrows (Fritz et al., 2015). Sea
lions are rarely observed in the Tongass
narrows during the winter (See IHA
Application). Fritz et al. (2015) reported
adult counts at Grindall Island, located
approximately 20 miles away from the
project area, averaged about 190
between 2002 and 2015. No pups were
recorded during this timeframe. West
Rock averaged over 650 adults with 0 to
3 pups observed over the same
timeframe. These long-term and
seasonal haulouts are important habitat
for Steller sea lions, but all are outside
of the action area.
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11511
Grindall Island is approximately 20
miles outside of the portion of the
action area where sound from the
blasting is expected to rise to the level
of take, north and west of the Tongass
Narrows. Given that sea lion presence in
Tongass Narrows mostly occurs during
the Chinook run, outside of the in-water
work window, and the nearest haulout
site is outside of the action area, it is
expected that Steller sea lion exposure
to pinnacle blasting will be low. This
has been confirmed by local observers,
who have reported one to three sea lions
in the Tongass Narrows near Ketchikan
during the Chinook run, and otherwise
rarely observed any.
In summary, Steller sea lions are
common throughout the inside waters of
southeast Alaska and reside in areas
nearby Tongass Narrows, however are
not commonly observed in Tongass
Narrows outside of the Chinook run.
However due to the proximity of the
Grindall Island haulout and the
possibility of Steller sea lion movement
around this haulout, they are potentially
present year-round within the action
area.
Harbor Porpoise
Because the abundance estimates are
12 years old and the frequency of
incidental mortality in commercial
fisheries is not known, the Southeast
Alaska stock of harbor porpoise is
classified as a strategic stock (Muto et
al., 2017).
There are three harbor porpoise stocks
in Alaska including the Southeast
Alaska stock, Gulf of Alaska stock, and
the Bering Sea stock. Only the Southeast
Alaska stock occurs in the project
vicinity. A review of survey data
collected from 2010 through 2012
calculated an abundance estimate of 975
harbor porpoises (Dahlheim et al.,
2015). This estimate was split into the
northern and southern portion of the
unit and only included inside waters of
southeast Alaska. Harbor porpoise
abundance in the southern portion,
including Ketchikan, is estimated to be
577. However, this number is likely
biased low due to survey methodology
(Muto et al., 2017).
Older abundance surveys which
included both coastal and inside waters
of southeast Alaska resulted in an
observed abundance estimate of 3,766
porpoise (Hobbs and Waite 2010).
Correction factors for observer
perception bias and porpoise
availability at the surface were used to
develop an estimated corrected
abundance of 11,146 harbor porpoise in
both the coastal and inside waters of
Southeast Alaska.
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Harbor porpoise primarily frequent
coastal waters, and in the Gulf of Alaska
and Southeast Alaska, they occur most
frequently in waters less than 100
meters (Dahlheim et al., 2009). Within
the inland waters of Southeast Alaska,
the harbor porpoise distribution is
clumped, with greatest densities
observed in the Glacier Bay/Icy Strait
region, and near Zarembo and Wrangell
Islands and the adjacent waters of
Sumner Strait (Muto et al., 2017).
Harbor porpoise are spotted
sporadically from marine tour ships
around Ketchikan (See IHA
Application). One sighting every three
weeks was reported, typically north of
the Tongass Narrows in Behm Canal.
The duration of these animals remaining
in the area is unknown. The mean group
size of harbor porpoise in Southeast
Alaska is estimated at two individuals
(Dahlheim et al., 2009). Therefore, while
less common within the Tongass
Narrows than nearby areas, harbor
porpoise could potentially pass through
the area and/or occupy the
Revillagigedo Channel year-round.
Humpback Whales
The humpback whale is distributed
worldwide in all ocean basins. In
winter, most humpback whales occur in
the subtropical and tropical waters of
the Northern and Southern
Hemispheres, and migrate to high
latitudes in the summer to feed (Johnson
and Wolman 1984).
Under the MMPA, there are three
stocks of humpback whales in the North
Pacific: (1) The California/Oregon/
Washington and Mexico stock,
consisting of winter/spring populations
in coastal Central America and coastal
Mexico which migrate to the coast of
California to southern British Columbia
in summer/fall; (2) the central North
Pacific stock, consisting of winter/
spring populations of the Hawaiian
Islands which migrate primarily to
northern British Columbia/Southeast
Alaska, the Gulf of Alaska, and the
Bering Sea/Aleutian Islands; and (3) the
western North Pacific stock, consisting
of winter/spring populations off Asia
which migrate primarily to Russia and
the Bering Sea/Aleutian Islands. The
central north Pacific stock is the only
stock that is found near the project
activities.
On September 8, 2016, NMFS
published a final rule dividing the
globally listed endangered species into
14 DPSs under the ESA, removing the
worldwide species-level listing, and in
its place listing four DPSs as endangered
and one DPS as threatened (81 FR
62259; effective October 11, 2016). Two
DPSs (Hawaii and Mexico) are
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potentially present within the action
area (Wade et al., 2016). This study
found a strong majority of whales
present in the area belong to the delisted
Hawaii DPS, while less than 10 percent
of the whales expected within Southeast
Alaska belong to the threatened Mexico
DPS. Wade et al. (2016) calculated stock
estimates for the newly recognized
DPS’s: 11,398 for Hawaii and 3,264 for
Mexico. Wade et al. (2016) reports a
distribution of 93.9 percent Hawaii DPS
vs 6.1 percent Mexico DPS humpback
whale observation percentage in
Southeast Alaska and these relative
abundance percentages are used in the
analysis contained within this
document.
Humpback whales are the most
commonly observed baleen whale in the
area and surrounding Southeast Alaska,
particularly during spring and summer
months. Humpback whales in Alaska,
although not limited to these areas,
return to specific feeding locations such
as Frederick Sound, Sitka Sound,
Glacier Bay, Icy Straight, Lynn Canal,
and Prince William Sound, as well as
other similar coastal areas (Hendrix et
al., 2011).
Summertime observations show
humpback whales commonly transit the
Tongass Narrows, particularly in late
May into June (See IHA Application).
Wintertime observations are reported
occasionally, though not annually.
Humpback whales are most likely to
occur in the action area during periods
of seasonal prey aggregations which
typically occur in spring and can occur
in summer and fall (Freitag 2017, as
cited in 83 FR 22009, May 11, 2018).
Herring salmon, eulachon, and
euphausiids (krill) are among the
species that congregate ephemerally
(HDR 2003). When humpback whales
come into the Narrows to feed, they
often stay in the channel for a few days
at a time (Freitag 2017).
In conclusion, humpback whales
could be present within the action area
at any point during the year. They are
most likely to occur seasonally during
periods of prey aggregation, typically
during the late spring and summer
months.
Killer Whale
Killer whales are found throughout
the North Pacific. On the west coast of
North America killer whales occur along
the entire Alaskan coast, in British
Columbia and Washington inland
waterways, and along the outer coasts of
Washington, Oregon, and California
(Muto et al., 2017). Seasonal and yearround occurrence has been noted for
killer whales throughout Alaska and in
the intracoastal waterways of British
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Columbia and Washington State, where
whales have been labeled as ‘‘resident,’’
‘‘transient,’’ and ‘‘offshore’’ type killer
whales based on aspects of morphology,
ecology, genetics and behavior.
Killer whales occurring near
Ketchikan could belong to one of four
different stocks: Eastern North Pacific
Alaska resident stock (Alaska residents);
Eastern North Pacific Northern resident
stock (Northern residents); Gulf of
Alaska, Aleutian Islands, and Bering Sea
transient stock (Gulf of Alaska
transients); or West Coast transient stock
(Muto et al., 2017). The Northern
resident stock is a transboundary stock,
and includes killer whales that frequent
British Columbia, Canada, and
southeastern Alaska (Muto et al., 2018).
In recent years, a small number of the
Gulf of Alaska transients (identified by
genetics and association) have been seen
in southeastern Alaska; previously only
West Coast transients had been seen in
southeastern Alaska (Muto et al., 2017).
Therefore, the Gulf of Alaska transient
stock occupies a range that includes
southeastern Alaska. Photoidentification studies have identified
587 individual whales in this stock.
The West Coast transient stock
includes animals that occur in
California, Oregon, Washington, British
Columbia and southeastern Alaska.
Analysis of photographic data identifies
243 individual transient killer whales,
however this minimum population size
estimate does not include whales that
belong to this stock but occur in
California or the ‘‘outer coast’’ portion
of the stock (Muto et al., 2017).
Local citizens (See IHA Application)
report that killer whale pods frequent
the Tongass Narrows area, with a peak
abundance of 20 to 30 during the
Chinook salmon run, however the work
window is not expected to align with
major times of fish spawning. Transient
killer whales are known to prey on
marine mammals (Muto et al., 2018), so
their presence may be less dependent on
fish spawning runs. Still, wintertime
observations are less common, with a
group of five whales reported transiting
the narrows in winter 2016/2017, but
none the following winter as of January
2018. Despite being rare in occurrence
during the proposed time of
construction (pods expected to absent
more often than present), it must be
acknowledged that killer whales often
travel in pods and would occur as such
if they were to occur at all in the project
area. Typical pod sizes observed within
the Tongass Narrows area range from 1
to 10 animals and the frequency of killer
whales passing through the action area
is estimated to be once per month
(Solstice 2018, as cited in 83 FR 37473,
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August 1, 2018). For the purposes of this
request we estimate that a group of five
whales (pod) may occur near the action
area occasionally. While we are
assuming a group size in the middle of
the expected range, we are assuming a
higher frequency of group occurrence
(See ‘‘Estimated Take’’ section below).
Due to the wide variety of life history
strategies of the different killer whale
populations, they could be present
within the action area at any time
throughout the year.
Dall’s Porpoise
Dall’s porpoise are widely distributed
across the entire North Pacific Ocean.
Throughout most of the eastern North
Pacific they are present during all
months of the year, although there may
be seasonal onshore-offshore
movements along the west coast of the
continental United States and winter
movements of populations out of Prince
William Sound and areas in the Gulf of
Alaska and Bering Sea (Muto et al.,
2017).
Dahlheim et al. (2009) found Dall’s
porpoise throughout Southeast Alaska,
with concentrations of animals
consistently found in Lynn Canal,
Stephens Passage, Icy Strait, upper
Chatham Strait, Frederick Sound, and
Clarence Strait. Local observers do not
report specific sightings of Dall’s
porpoise, which typically show a strong
vessel attraction (Muto et al., 2017)
making observations easy for a keen eye.
The mean group size of Dall’s porpoise
in Southeast Alaska is estimated at
approximately three individuals
(Dahlheim et al., 2009; Jefferson et al.,
2019), however, in the Ketchikan
vicinity, Dall’s porpoises are reported to
typically occur in groups of 10–15
animals, with an estimated maximum
group size of 20 animals (Freitag 2017,
as cited in 83 FR 22009, May 11, 2018).
Jefferson et al. (2019) presents historical
survey data showing few sightings in
the Ketchikan area, and based on these
occurrence patterns, concludes that
Dall’s porpoise rarely come into narrow
waterways, like Tongass Narrows.
Overall, sightings of Dall’s porpoise are
infrequent near Ketchikan, but they
could be present on any given day
during the construction period.
Minke Whale
In the North Pacific minke whales
occur from the Bering and Chukchi Seas
south to near the Equator (Muto et al.,
2017). Dahlheim et al. (2009) observed
minke whales during the spring and
summer, with multiple sightings near
the north end of Clarence Strait and one
observation near the Dixon entrance.
Observations were concentrated near
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the entrance to Glacier Bay, far north of
the work area. Local observers do not
report observations of minke whales,
and that they are considered rare in
waters around Ketchikan. The Alaska
stock of minke whales occurs in
Southeast Alaska. At this time, it is not
possible to produce a reliable estimate
of minimum abundance for this wideranging stock. No estimates have been
made for the number of minke whales
in the entire North Pacific. Surveys in
2001–2003 of an area ranging from
Kenai Fjords in the Gulf of Alaska to the
central Aleutian Islands estimate 1,233
animals (Zerbini et al., 2006). 2010
surveys on the eastern Bering Sea shelf
included 1,638 kilometer of effort and
provide a provisional estimate of 2,020
whales (Friday et al., 2013). Neither of
these estimates corrected for animals
missed on the trackline and only
surveyed a portion of the stock’s range.
Due to lacking abundance estimates the
current minimum population number is
considered unknown. While considered
rare within the vicinity, minke whales
could enter the action area at any time
throughout the year.
Gray Whale
The Eastern North Pacific (ENP) stock
of gray whale was delisted from the ESA
in 1994 (NMFS 1994). It is not listed as
‘‘depleted’’ under the MMPA. Crossover
in range between the ESA-endangered
Western North Pacific (WNP) stock is
considered rare, though not unheard of.
Various tagging, photo-identification,
and genetic studies showed 27 to 30
whales identified in the WNP off Russia
have been observed in the ENP,
including the coastal waters of Canada,
the United States, and Mexico (Carretta
et al., 2017, Caretta et al., 2019 DRAFT).
These WNP gray whales are not
expected to be present during the
proposed activity, because the project
occurs primarily during late fall to early
spring. At this time, gray whales are
generally in their wintering grounds,
with the WNP primarily overwintering
in the Western Pacific (Carretta et al.,
2017).
The ENP stock of gray whale
primarily spends summer and autumn
in Chukchi, Beaufort and northwestern
Bering Seas, but some members of the
group can occupy the waters between
Kodiak Island down to Northern
California during this time (Carretta et
al., 2017). Winter migration brings these
animals to Baja California, Mexico.
Population size is calculated based on
migrating whales counted as they pass
the central California coast; the most
recent estimate of ENP abundance is
20,990 (Durban et al., 2013). A
photographic mark-recapture study
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11513
(Calambokidis et al., 2014) calculated an
abundance estimate for the PCFG of 209
whales. The population size has been
stable or increasing over the last several
decades (Muto et al., 2017).
A study of gray whale abundance
from Northern California to British
Columbia (Calambokidis et al., 2014)
analyzed seasonal timing and
abundance of ENP gray whales over 13
years (1998 through 2010). Whales were
sighted every day, however very few
during December through February
when most whales are in or migrating to
Mexico. During this study period, 25
whales were reported in the entire
Southeast Alaska region, five of which
occurred in November, within the
proposed construction window
(November to March).
Gray whales are not generally
reported by Ketchikan residents. A gray
whale entering the Tongass Narrows
appears highly unlikely, however a gray
whale could migrate through or near the
Dixon Entrance during November, and
possibly travel up the Nichols Channel
into the action area as it extends into the
Revillagigedo Channel.
A gray whale sighting within the
action area would be considered
extremely rare, however they could
travel up the Revillagigedo Channel
during the work period.
Pacific White-Sided Dolphin
Pacific white-sided dolphin are not
designated as ‘‘depleted’’ under the
MMPA nor listed as ‘‘threatened’’ or
‘‘endangered’’ under the ESA. Because
Pacific white-sided dolphin are
considered common in the waters of
Alaska and because the number of
human-related removals is currently
thought to be minimal, this stock is not
a strategic stock (Muto et al., 2017).
Pacific white-sided dophins (North
Pacific Stock) have an estimated
population size of 26,880 in the most
recent stock assessments (2018).
Surveys for the Alaska stock of Pacific
white-sided dolphin were conducted in
the late 1980s and early 1990s
(Buckland et al., 1993) and more
recently in 2005, 2006, 2014 and 2016.
The abundance estimate is based on
recently published report by NMFS
(James et al., 2018).
Dalheim et al. (2009) frequently
encountered Pacific white-sided
dolphin in Clarence Strait with
significant differences in mean group
size and rare enough encounters to limit
the seasonality investigation to a
qualitative note that spring featured the
highest number of animals observed.
These observations were noted most
typically in open strait environments,
near the open ocean. Mean group size
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was over 20, with no recorded winter
observations nor observations made in
the Nichols Passage or Behm Canal,
located on either side of the Tongass
Narrows.
Though generally preferring more
pelagic, open-water environments,
Pacific white-sided dolphin could be
present within the action area during
the construction period.
Marine Mammal Hearing
Hearing is the most important sensory
modality for marine mammals
underwater, and exposure to
anthropogenic sound can have
deleterious effects. To appropriately
assess the potential effects of exposure
to sound, it is necessary to understand
the frequency ranges marine mammals
are able to hear. Current data indicate
that not all marine mammal species
have equal hearing capabilities (e.g.,
Richardson et al., 1995; Wartzok and
Ketten, 1999; Au and Hastings, 2008).
To reflect this, Southall et al. (2007)
recommended that marine mammals be
divided into functional hearing groups
based on directly measured or estimated
hearing ranges on the basis of available
behavioral response data, audiograms
derived using auditory evoked potential
techniques, anatomical modeling, and
other data. Note that no direct
measurements of hearing ability have
been successfully completed for
mysticetes (i.e., low-frequency
cetaceans). Subsequently, NMFS (2018)
described generalized hearing ranges for
these marine mammal hearing groups.
Generalized hearing ranges were chosen
based on the approximately 65
(decibels) dB threshold from the
normalized composite audiograms, with
the exception for lower limits for lowfrequency cetaceans where the lower
bound was deemed to be biologically
implausible and the lower bound from
Southall et al. (2007) retained. Marine
mammal hearing groups and their
associated hearing ranges are provided
in Table 2.
TABLE 2—MARINE MAMMAL HEARING GROUPS
[NMFS, 2018]
Generalized hearing
range *
Hearing group
Low-frequency (LF) cetaceans (baleen whales) .....................................................................................................................
Mid-frequency (MF) cetaceans (dolphins, toothed whales, beaked whales, bottlenose whales) ...........................................
High-frequency (HF) cetaceans (true porpoises, Kogia, river dolphins, cephalorhynchid, Lagenorhynchus cruciger & L.
australis).
Phocid pinnipeds (PW) (underwater) (true seals) ...................................................................................................................
Otariid pinnipeds (OW) (underwater) (sea lions and fur seals) ..............................................................................................
7 Hz to 35 kHz.
150 Hz to 160 kHz.
275 Hz to 160 kHz.
50 Hz to 86 kHz.
60 Hz to 39 kHz.
* Represents the generalized hearing range for the entire group as a composite (i.e., all species within the group), where individual species’
hearing ranges are typically not as broad. Generalized hearing range chosen based on ∼65 dB threshold from normalized composite audiogram,
with the exception for lower limits for LF cetaceans (Southall et al. 2007) and PW pinniped (approximation).
The pinniped functional hearing
group was modified from Southall et al.
(2007) on the basis of data indicating
that phocid species have consistently
demonstrated an extended frequency
range of hearing compared to otariids,
especially in the higher frequency range
(Hemila¨ et al., 2006; Kastelein et al.,
2009; Reichmuth and Holt, 2013).
For more detail concerning these
groups and associated frequency ranges,
please see NMFS (2018) for a review of
available information. Nine marine
mammal species (seven cetacean and
two pinniped (one otariid and one
phocid) species) have the reasonable
potential to co-occur with the proposed
survey activities. Please refer to Table 1.
Of the cetacean species that may be
present, three are classified as lowfrequency cetaceans (i.e., all mysticete
species), two are classified as midfrequency cetaceans (i.e., all delphinid
and ziphiid species and the sperm
whale), and two are classified as highfrequency cetaceans (i.e., harbor
porpoise and Kogia spp.).
Potential Effects of Specified Activities
on Marine Mammals and Their Habitat
This section includes a summary and
discussion of the ways that components
of the specified activity may impact
marine mammals and their habitat. The
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Estimated Take by Incidental
Harassment section later in this
document includes a quantitative
analysis of the number of individuals
that are expected to be taken by this
activity. The Negligible Impact Analysis
and Determination section considers the
content of this section, the Estimated
Take by Incidental Harassment section,
and the Proposed Mitigation section, to
draw conclusions regarding the likely
impacts of these activities on the
reproductive success or survivorship of
individuals and how those impacts on
individuals are likely to impact marine
mammal species or stocks.
Description of Sound
Sound travels in waves, the basic
components of which are frequency,
wavelength, velocity, and amplitude.
Frequency is the number of pressure
waves that pass by a reference point per
unit of time and is measured in hertz
(Hz) or cycles per second. Wavelength is
the distance between two peaks of a
sound wave; lower frequency sounds
have longer wavelengths than higher
frequency sounds. Amplitude is the
height of the sound pressure wave or the
‘loudness’ of a sound and is typically
measured using the dB scale. A dB is
the ratio between a measured pressure
(with sound) and a reference pressure
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(sound at a constant pressure,
established by scientific standards). It is
a logarithmic unit that accounts for large
variations in amplitude; therefore,
relatively small changes in dB ratings
correspond to large changes in sound
pressure. When referring to SPLs (sound
pressure level [the sound force per unit
area]), sound is referenced in the
context of underwater sound pressure to
one microPascal (mPa). One pascal is the
pressure resulting from a force of one
newton exerted over an area of one
square meter. The source level (SL)
represents the sound level at a distance
of 1 m from the source (referenced to 1
mPa). The received level is the sound
level at the listener’s position. Note that
all underwater sound levels in this
document are referenced to a pressure of
1 mPa and all airborne sound levels in
this document are referenced to a
pressure of 20 mPa.
Root mean square (rms) is the
quadratic mean sound pressure over the
duration of an impulse. Rms is
calculated by squaring all of the sound
amplitudes, averaging the squares, and
then taking the square root of the
average (Urick 1983). Rms accounts for
both positive and negative values;
squaring the pressures makes all values
positive so that they may be accounted
for in the summation of pressure levels
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(Hastings and Popper 2005). This
measurement is often used in the
context of discussing behavioral effects,
in part because behavioral effects,
which often result from auditory cues,
may be better expressed through
averaged units than by peak pressures.
When underwater objects vibrate or
activity occurs, sound-pressure waves
are created. These waves alternately
compress and decompress the water as
the sound wave travels. Underwater
sound waves radiate in all directions
away from the source (similar to ripples
on the surface of a pond), except in
cases where the source is directional.
The compressions and decompressions
associated with sound waves are
detected as changes in pressure by
aquatic life and man-made sound
receptors such as hydrophones.
Even in the absence of sound from the
specified activity, the underwater
environment is typically loud due to
ambient sound. Ambient sound is
defined as environmental background
sound levels lacking a single source or
point (Richardson et al., 1995), and the
sound level of a region is defined by the
total acoustical energy being generated
by known and unknown sources. These
sources may include physical (e.g.,
waves, earthquakes, ice, atmospheric
sound), biological (e.g., sounds
produced by marine mammals, fish, and
invertebrates), and anthropogenic sound
(e.g., vessels, dredging, aircraft,
construction). A number of sources
contribute to ambient sound, including
the following (Richardson et al., 1995):
• Wind and waves: The complex
interactions between wind and water
surface, including processes such as
breaking waves and wave-induced
bubble oscillations and cavitation, are a
main source of naturally occurring
ambient noise for frequencies between
200 Hz and 50 kilohertz (kHz) (Mitson
1995). In general, ambient sound levels
tend to increase with increasing wind
speed and wave height. Surf noise
becomes important near shore, with
measurements collected at a distance of
8.5 km from shore showing an increase
of 10 dB in the 100 to 700 Hz band
during heavy surf conditions;
• Precipitation: Sound from rain and
hail impacting the water surface can
become an important component of total
noise at frequencies above 500 Hz, and
possibly down to 100 Hz during quiet
times;
• Biological: Marine mammals can
contribute significantly to ambient noise
levels, as can some fish and shrimp. The
frequency band for biological
contributions is from approximately 12
Hz to over 100 kHz; and
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• Anthropogenic: Sources of ambient
noise related to human activity include
transportation (surface vessels and
aircraft), dredging and construction, oil
and gas drilling and production, seismic
surveys, sonar, explosions, and ocean
acoustic studies. Shipping noise
typically dominates the total ambient
noise for frequencies between 20 and
300 Hz. In general, the frequencies of
anthropogenic sounds are below 1 kHz
and, if higher frequency sound levels
are created, they attenuate rapidly
(Richardson et al., 1995). Sound from
identifiable anthropogenic sources other
than the activity of interest (e.g., a
passing vessel) is sometimes termed
background sound, as opposed to
ambient sound.
The sum of the various natural and
anthropogenic sound sources at any
given location and time—which
comprise ‘‘ambient’’ or ‘‘background’’
sound—depends not only on the source
levels (as determined by current
weather conditions and levels of
biological and shipping activity) but
also on the ability of sound to propagate
through the environment. In turn, sound
propagation is dependent on the
spatially and temporally varying
properties of the water column and sea
floor, and is frequency-dependent. As a
result of the dependence on a large
number of varying factors, ambient
sound levels can be expected to vary
widely over both coarse and fine spatial
and temporal scales. Sound levels at a
given frequency and location can vary
by 10–20 dB from day to day
(Richardson et al.,1995). The result is
that, depending on the source type and
its intensity, sound from the specified
activity may be a negligible addition to
the local environment or could form a
distinctive signal that may affect marine
mammals.
Description of Sound Sources
In-water construction activities
associated with the project would
include dredging, borehole drilling, and
blasting. Sound sources can be divided
into broad categories based on various
criteria or for various purposes. With
regard to temporal properties, sounds
are generally considered to be either
continuous or transient (i.e.,
intermittent). Continuous sounds are
simply those whose sound pressure
level remains above ambient sound
during the observation period (ANSI,
2005). Intermittent sounds are defined
as sounds with interrupted levels of low
or no sound (NIOSH, 1998). Sound
sources may also be categorized by
spectral property. The sounds produced
by the City of Ketchikan’s activities fall
into one of two general sound types:
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11515
Impulsive and non-impulsive (defined
in the following). The distinction
between these two sound types is
important because they have differing
potential to cause physical effects,
particularly with regard to hearing (e.g.,
Ward 1997 in Southall et al., 2007).
Please see Southall et al. (2007) for an
in-depth discussion of these concepts.
Impulsive sound sources (e.g.,
explosions, gunshots, sonic booms,
impact pile driving) are by definition
intermittent, and produce signals that
are brief (typically considered to be less
than one second), broadband, atonal
transients (ANSI 1986; Harris 1998;
NIOSH 1998; ISO 2003; ANSI 2005) and
occur either as isolated events or
repeated in some succession. Impulsive
sounds are all characterized by a
relatively rapid rise from ambient
pressure to a maximal pressure value
followed by a rapid decay period that
may include a period of diminishing,
oscillating maximal and minimal
pressures, and generally have an
increased capacity to induce physical
injury as compared with sounds that
lack these features.
Non-impulsive sounds can be tonal,
narrowband, or broadband, brief or
prolonged, and may be either
continuous or intermittent (ANSI 1995;
NIOSH 1998). Some of these nonimpulsive sounds can be transient
signals of short duration but without the
essential properties of impulses (e.g.,
rapid rise time). Examples of nonimpulsive sounds include those
produced by vessels, aircraft, machinery
operations such as drilling or dredging,
vibratory pile driving, and active sonar
systems. The duration of such sounds,
as received at a distance, can be greatly
extended in a highly reverberant
environment.
Explosives used for blasting emit an
impulsive sound, which is characterized
by a short duration, abrupt onset, and
rapid decay. Exposure to high intensity
sound may result in behavioral
reactions and auditory effects such as a
noise-induced threshold shift—an
increase in the auditory threshold after
exposure to noise (Finneran et al.,
2005).
The proposed project also includes
the use of various low-level nonimpulsive acoustic sources, including
dredging and small diameter, borehole
drilling, that would consistently emit
noise for an extended period of time and
increase vessel traffic in the Tongass
Narrows. The source levels as well as
impacts from dredging and fill
placement activities are sources with
generally lower source levels than many
other sources we consider and are not
thought to be dissimilar to other
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common industrial noise sources at a
working port, such as Tongass Narrows.
Because dredging is expected to
produce sounds similar to daily port
activities, a marine mammal would not
be expected to react to the sound nor
subsequently be harassed. Based on this,
NMFS does not generally authorize take
for dredging activities, including this
project, where dredging will occur in a
busy port. Additionally, while take has
been authorized associated with drilling
activities in other IHAs (83 FR 53217,
October 22, 2018), these have been for
larger diameter drilling associated with
piles. The borehole drilling associated
with blasting is small diameter, and as
such, are not thought to be dissimilar to
other common industrial noise sources
at a working port, such as Tongass
Narrows. Because borehole drilling is
expected to produce sounds similar to
daily port activities, a marine mammal
would not be expected to react to the
sound and therefore would not
experience harassment. Based on this,
NMFS feels it is not necessary to
authorize take for these drilling
activities.
Acoustic Impacts
Anthropogenic sounds cover a broad
range of frequencies and sound levels
and can have a range of highly variable
impacts on marine life, from none or
minor to potentially severe responses,
depending on received levels, duration
of exposure, behavioral context, and
various other factors. The potential
effects of underwater sound from
acoustic sources can potentially result
in one or more of the following;
temporary or permanent hearing
impairment, non-auditory physical or
physiological effects, behavioral
disturbance, stress, and masking
(Richardson et al., 1995; Gordon et al.,
2004; Nowacek et al., 2007; Southall et
al., 2007; Gotz et al., 2009). The degree
of effect is intrinsically related to the
signal characteristics, received level,
distance from the source, and duration
of the sound exposure. In general,
sudden, high level sounds can cause
hearing loss, as can longer exposures to
lower level sounds. Temporary or
permanent loss of hearing will occur
almost exclusively for noise within an
animal’s hearing range. We first describe
specific manifestations of acoustic
effects before providing discussion
specific to the City of Ketchikan’s
blasting activities.
Richardson et al. (1995) described
zones of increasing intensity of effect
that might be expected to occur, in
relation to distance from a source and
assuming that the signal is within an
animal’s hearing range. First is the area
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within which the acoustic signal would
be audible (potentially perceived) to the
animal, but not strong enough to elicit
any overt behavioral or physiological
response. The next zone corresponds
with the area where the signal is audible
to the animal and of sufficient intensity
to elicit behavioral or physiological
responsiveness. Third is a zone within
which, for signals of high intensity, the
received level is sufficient to potentially
cause discomfort or tissue damage to
auditory or other systems. Overlaying
these zones to a certain extent is the
area within which masking (i.e., when a
sound interferes with or masks the
ability of an animal to detect a signal of
interest that is above the absolute
hearing threshold) may occur; the
masking zone may be highly variable in
size.
We describe the more severe effects
(i.e., certain non-auditory physical or
physiological effects) only briefly as we
do not expect that there is a reasonable
likelihood that the City of Ketchikan’s
activities may result in such effects (see
below for further discussion). Marine
mammals exposed to high-intensity
sound, or to lower-intensity sound for
prolonged periods, can experience
hearing threshold shift (TS), which is
the loss of hearing sensitivity at certain
frequency ranges (Kastak et al., 1999;
Schlundt et al., 2000; Finneran et al.,
2002, 2005b). TS can be permanent
(PTS), in which case the loss of hearing
sensitivity is not fully recoverable, or
temporary (TTS), in which case the
animal’s hearing threshold would
recover over time (Southall et al., 2007).
Repeated sound exposure that leads to
TTS could cause PTS. In severe cases of
PTS, there can be total or partial
deafness, while in most cases the animal
has an impaired ability to hear sounds
in specific frequency ranges (Kryter
1985).
When PTS occurs, there is physical
damage to the sound receptors in the ear
(i.e., tissue damage), whereas TTS
represents primarily tissue fatigue and
is reversible (Southall et al., 2007). In
addition, other investigators have
suggested that TTS is within the normal
bounds of physiological variability and
tolerance and does not represent
physical injury (e.g., Ward 1997).
Therefore, NMFS does not consider TTS
to constitute auditory injury.
Relationships between TTS and PTS
thresholds have not been studied in
marine mammals—PTS data exists only
for a single harbor seal (Kastak et al.,
2008)—but are assumed to be similar to
those in humans and other terrestrial
mammals. PTS typically occurs at
exposure levels at least several dB above
that which induces mild TTS: A 40-dB
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threshold shift approximates PTS onset;
(e.g., Kryter et al., 1966; Miller, 1974),
whereas a 6-dB threshold shift
approximates TTS onset (e.g., Southall
et al., 2007). Based on data from
terrestrial mammals, a precautionary
assumption is that the PTS thresholds
for impulse sounds (such as bombs) are
at least 6 dB higher than the TTS
threshold on a peak-pressure basis and
PTS cumulative sound exposure level
(SEL) thresholds are 15 to 20 dB higher
than TTS cumulative SEL thresholds
(Southall et al., 2007). Given the higher
level of sound or longer exposure
duration necessary to cause PTS as
compared with TTS, it is considerably
less likely that PTS could occur.
TTS is the mildest form of hearing
impairment that can occur during
exposure to sound (Kryter 1985). While
experiencing TTS, the hearing threshold
rises, and a sound must be at a higher
level in order to be heard. In terrestrial
and marine mammals, TTS can last from
minutes or hours to days (in cases of
strong TTS). In many cases, hearing
sensitivity recovers rapidly after
exposure to the sound ends. Few data
on sound levels and durations necessary
to elicit mild TTS have been obtained
for marine mammals.
Marine mammal hearing plays a
critical role in communication with
conspecifics, and interpretation of
environmental cues for purposes such
as predator avoidance and prey capture.
Depending on the degree (elevation of
threshold in dB), duration (i.e., recovery
time), and frequency range of TTS, and
the context in which it is experienced,
TTS can have effects on marine
mammals ranging from discountable to
serious. For example, a marine mammal
may be able to readily compensate for
a brief, relatively small amount of TTS
in a non-critical frequency range that
occurs during a time where ambient
noise is lower and there are not as many
competing sounds present.
Alternatively, a larger amount and
longer duration of TTS sustained during
a time when communication is critical
for successful mother/calf interactions
could have more serious impacts.
Currently, TTS data only exist for four
species of cetaceans (bottlenose dolphin
(Tursiops truncatus), beluga whale
(Delphinapterus leucas), harbor
porpoise, and Yangtze finless porpoise
(Neophocoena asiaeorientalis) and three
species of pinnipeds (northern elephant
seal (Mirounga angustirostris), harbor
seal, and California sea lion (Zalophus
californianus)) exposed to a limited
number of sound sources (i.e., mostly
tones and octave-band noise) in
laboratory settings (e.g., Finneran et al.,
2002; Nachtigall et al., 2004; Kastak et
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al., 2005; Lucke et al., 2009; Popov et
al., 2011). In general, harbor seals
(Kastak et al., 2005; Kastelein et al.,
2012a) and harbor porpoises (Lucke et
al., 2009; Kastelein et al., 2012b) have
a lower TTS onset than other measured
pinniped or cetacean species.
Additionally, the existing marine
mammal TTS data come from a limited
number of individuals within these
species. We note Reichmuth et al.
(2016) attempted to induce TTS in an
additional two species of pinnipeds
(ringed seal and spotted seal); however,
they were unsuccessful. There are no
data available on noise-induced hearing
loss for mysticetes. For summaries of
data on TTS in marine mammals or for
further discussion of TTS onset
thresholds, please see Finneran (2015).
Physiological Effects
In addition to PTS and TTS, there is
a potential for non-auditory
physiological effects or injuries that
theoretically might occur in marine
mammals exposed to high level
underwater sound or as a secondary
effect of extreme behavioral reactions
(e.g., change in dive profile as a result
of an avoidance reaction) caused by
exposure to sound. These impacts can
include neurological effects, bubble
formation, resonance effects, and other
types of organ or tissue damage (Cox et
al., 2006; Southall et al., 2007; Zimmer
and Tyack 2007). The City of
Ketchikan’s activities involve the use of
devices such as explosives, which has
been associated with these types of
effects. The underwater explosion will
send a shock wave and blast noise
through the water, release gaseous byproducts, create an oscillating bubble,
and cause a plume of water to shoot up
from the water surface (though this
energy is reduced by as much as 60–90
percent by confining the blast as the
City of Ketchikan plans to do). The
shock wave and blast noise are of most
concern to marine animals. The effects
of an underwater explosion on a marine
mammal depends on many factors,
including the size, type, and depth of
both the animal and the explosive
charge; the depth of the water column;
and the standoff distance between the
charge and the animal, as well as the
sound propagation properties of the
environment. Potential impacts can
range from brief effects (such as
behavioral disturbance), tactile
perception, physical discomfort, slight
injury of the internal organs and the
auditory system, to death of the animal
(Yelverton et al., 1973; DoN, 2001).
Non-lethal injury includes slight injury
to internal organs and the auditory
system; however, delayed lethality can
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be a result of individual or cumulative
sublethal injuries (DoN, 2001).
Immediate lethal injury would be a
result of massive combined trauma to
internal organs as a direct result of
proximity to the point of detonation
(DoN 2001). Generally, the higher the
level of impulse and pressure level
exposure, the more severe the impact to
an individual.
Injuries resulting from a shock wave
take place at boundaries between tissues
of different density. Different velocities
are imparted to tissues of different
densities, and this can lead to their
physical disruption. Blast effects are
greatest at the gas-liquid interface
(Landsberg 2000). Gas-containing
organs, particularly the lungs and
gastrointestinal (GI) tract, are especially
susceptible (Goertner 1982; Hill 1978;
Yelverton et al., 1973). In addition, gascontaining organs including the nasal
sacs, larynx, pharynx, trachea, and
lungs may be damaged by compression/
expansion caused by the oscillations of
the blast gas bubble. Intestinal walls can
bruise or rupture, with subsequent
hemorrhage and escape of gut contents
into the body cavity. Less severe GI tract
injuries include contusions, petechiae
(small red or purple spots caused by
bleeding in the skin), and slight
hemorrhaging (Yelverton et al., 1973).
Because the ears are the most
sensitive to pressure, they are the organs
most sensitive to injury (Ketten 2000).
Sound-related damage associated with
blast noise can be theoretically distinct
from injury from the shock wave,
particularly farther from the explosion.
If an animal is able to hear a noise, at
some level it can damage its hearing by
causing decreased sensitivity (Ketten
1995). Sound-related trauma can be
lethal or sublethal. Lethal impacts are
those that result in immediate death or
serious debilitation in or near an intense
source and are not, technically, pure
acoustic trauma (Ketten 1995). Sublethal
impacts include hearing loss, which is
caused by exposures to perceptible
sounds. Severe damage (from the shock
wave) to the ears includes tympanic
membrane rupture, fracture of the
ossicles, damage to the cochlea,
hemorrhage, and cerebrospinal fluid
leakage into the middle ear. Moderate
injury implies partial hearing loss due
to tympanic membrane rupture and
blood in the middle ear. Permanent
hearing loss also can occur when the
hair cells are damaged by one very loud
event, as well as by prolonged exposure
to a loud noise or chronic exposure to
noise. The level of impact from blasts
depends on both an animal’s location
and, at outer zones, on its sensitivity to
the residual noise (Ketten 1995).
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The above discussion concerning
underwater explosions only pertains to
open water detonations in a free field.
Therefore, given the low weight of the
charges, confined nature of the blasts,
and small size of the detonation relative
to large open water detonations in
conjunction with monitoring and
mitigation measures discussed below,
the City of Ketchikan’s 25 to 50 blasting
events are not likely to have severe
injury or mortality effects on marine
mammals in the project vicinity.
Instead, NMFS considers that the City of
Ketchikan’s blasts are most likely to
cause TTS (Level B harassment) in a few
individual marine mammals, but there
could be limited non-lethal injury and
PTS (Level A harassment) in three
species, as discussed below.
Behavioral Effects
Based on the near instantaneous
nature of blasting, if only single blast is
being conducted each day, NMFS does
not expect behavioral disturbance to
occur. The City of Ketchikan’s proposed
blasting is a single blast, composed of
charges separated by microdelays
(approximately 8 ms), and therefore
behavioral disturbance is not expected
to occur. As a result, because single
detonation blasting is the only proposed
activity for which take is expected to
occur, behavioral disturbance is only
discussed briefly below.
Behavioral disturbance may include a
variety of effects, including subtle
changes in behavior (e.g., minor or brief
avoidance of an area or changes in
vocalizations), more conspicuous
changes in similar behavioral activities,
and more sustained and/or potentially
severe reactions, such as displacement
from or abandonment of high-quality
habitat. Behavioral responses to sound
are highly variable and context-specific
and any reactions depend on numerous
intrinsic and extrinsic factors (e.g.,
species, state of maturity, experience,
current activity, reproductive state,
auditory sensitivity, time of day), as
well as the interplay between factors
(e.g., Richardson et al., 1995; Wartzok et
al., 2003; Southall et al., 2007; Weilgart,
2007; Archer et al., 2010). Behavioral
reactions can vary not only among
individuals but also within an
individual, depending on previous
experience with a sound source,
context, and numerous other factors
(Ellison et al., 2012), and can vary
depending on characteristics associated
with the sound source (e.g., whether it
is moving or stationary, number of
sources, distance from the source).
Please see Appendices B–C of Southall
et al. (2007) for a review of studies
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involving marine mammal behavioral
responses to sound.
Stress Response
An animal’s perception of a threat
may be sufficient to trigger stress
responses consisting of some
combination of behavioral responses,
autonomic nervous system responses,
neuroendocrine responses, or immune
responses (e.g., Seyle 1950; Moberg
2000). In many cases, an animal’s first
and sometimes most economical (in
terms of energetic costs) response is
behavioral avoidance of the potential
stressor. Autonomic nervous system
responses to stress typically involve
changes in heart rate, blood pressure,
and gastrointestinal activity. These
responses have a relatively short
duration and may or may not have a
significant long-term effect on an
animal’s fitness.
Neuroendocrine stress responses often
involve the hypothalamus-pituitaryadrenal system. Virtually all
neuroendocrine functions that are
affected by stress—including immune
competence, reproduction, metabolism,
and behavior—are regulated by pituitary
hormones. Stress-induced changes in
the secretion of pituitary hormones have
been implicated in failed reproduction,
altered metabolism, reduced immune
competence, and behavioral disturbance
(e.g., Moberg 1987; Blecha 2000).
Increases in the circulation of
glucocorticoids are also equated with
stress (Romano et al., 2004).
The primary distinction between
stress (which is adaptive and does not
normally place an animal at risk) and
‘‘distress’’ is the cost of the response.
During a stress response, an animal uses
glycogen stores that can be quickly
replenished once the stress is alleviated.
In such circumstances, the cost of the
stress response would not pose serious
fitness consequences. However, when
an animal does not have sufficient
energy reserves to satisfy the energetic
costs of a stress response, energy
resources must be diverted from other
functions. This state of distress will last
until the animal replenishes its
energetic reserves sufficient to restore
normal function.
Relationships between these
physiological mechanisms, animal
behavior, and the costs of stress
responses are well studied through
controlled experiments and for both
laboratory and free-ranging animals
(e.g., Holberton et al., 1996; Hood et al.,
1998; Jessop et al., 2003; Krausman et
al., 2004; Lankford et al., 2005). Stress
responses due to exposure to
anthropogenic sounds or other stressors
and their effects on marine mammals
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have also been reviewed (Fair and
Becker 2000; Romano et al., 2002b) and,
more rarely, studied in wild populations
(e.g., Romano et al., 2002a). For
example, Rolland et al. (2012) found
that noise reduction from reduced ship
traffic in the Bay of Fundy was
associated with decreased stress in
North Atlantic right whales. These and
other studies lead to a reasonable
expectation that some marine mammals
will experience physiological stress
responses upon exposure to acoustic
stressors and that it is possible that
some of these would be classified as
‘‘distress.’’ In addition, any animal
experiencing TTS would likely also
experience stress responses (NRC,
2003).
Acoustic and Pressure Effects,
Underwater
The effects of sounds and blasting
pressure waves from the City of
Ketchikan’s proposed activities might
include one or more of the following:
Temporary or permanent hearing
impairment and non-auditory physical
or physiological effects, however the
near instantaneous nature of blasting
activity and planned single blast per day
means behavioral disturbance is not
likely to occur (Richardson et al., 1995;
Gordon et al., 2003; Nowacek et al.,
2007; Southall et al., 2007). The effects
of underwater detonations on marine
mammals are dependent on several
factors, including the size, type, and
depth of the animal; the depth,
intensity, and duration of the sound; the
depth of the water column; the substrate
of the habitat; the standoff distance
between activities and the animal; and
the sound propagation properties of the
environment. Thus, we expect impacts
to marine mammals from the confined
blasting activities to result primarily
from acoustic pathways.
In the absence of mitigation, impacts
to marine species could be expected to
include physiological and behavioral
responses to the acoustic signature
(Viada et al., 2008). Potential effects
from impulsive sound sources like
blasting can range in severity from
effects such as behavioral disturbance to
temporary or permanent hearing
impairment (Yelverton et al., 1973). Due
to the nature of the sounds involved in
the project and because only one blast
will occur each day, behavioral
disturbance is not expected to occur and
TTS is the most likely effect from the
proposed activity. This short duration of
elevated noise is not expected to result
in meaningful behavioral disturbance
that constitutes take. PTS constitutes
injury, but TTS does not (Southall et al.,
2007). Due to the use of mitigation
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measures discussed in detail in the
Proposed Mitigation section, it is
unlikely but possible that PTS could
occur from blasting. Marine mammals
would need to be within a relatively
small radius (size dependent on hearing
group) of the blast to experience PTS.
Anticipated Effects on Marine Mammal
Habitat and Prey
Blasting will permanently impact
habitat directly offshore from the
Ketchikan waterfront. The rock pinnacle
area to be removed is roughly 320 ft by
150 ft square with an average of 4 ft in
height. Appendix B of the IHA
application details the configuration of
this feature. Vertical benthic structure
provides habitat for a variety of fish and
prey species and would be removed
during this portion of the project.
However, the surrounding area is
heavily trafficked by large and small
ships and is not a significant foraging
ground for marine mammals. Removal
of this submerged pinnacle would not
impact growth and/or survival of marine
mammal populations.
Construction activities will have
temporary impacts on marine mammal
habitat through increases in in-water
and in-air sound from underwater
blasting. Construction activities that
increase in-water noise, have the
potential to adversely affect forage fish
and juvenile salmonids in the project
area. Forage fish species are part of the
prey base for marine mammals. Adult
salmon are a part of the prey base for
Steller sea lions, harbor seals, and killer
whales. Forage fish and salmonids may
alter their normal behavior during
pinnacle blasting and associated
activities. In-water construction timing,
between September 16, 2019 and April
30, 2020, has been planned to avoid
major spawning and migration times.
After pinnacle blasting and associated
activities are completed habitat use and
function is expected to return to preconstruction levels.
The City of Ketchikan’s blasting
activities would produce pulsed
(blasting) sounds. Fish react to sounds
that are especially strong and/or
intermittent low-frequency sounds.
Short duration, sharp sounds can cause
overt or subtle changes in fish behavior
and local distribution. Hastings and
Popper (2005) identified several studies
that suggest fish may relocate to avoid
certain areas of sound energy.
Avoidance by potential prey (i.e., fish,
certain marine mammals) of the
immediate area due to the temporary
loss of this foraging habitat is also
possible. The duration of fish avoidance
of this area after construction activity
stops is unknown, but a rapid return to
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normal recruitment, distribution and
behavior is anticipated. Any behavioral
avoidance by fish of the disturbed area
would still leave sufficiently large areas
of fish and marine mammal foraging
habitat in waters southeast and
northeast of Tongass Narrows.
Additional studies have documented
effects of impulsive sounds such as pile
driving on fish, although several are
based on studies in support of large,
multiyear bridge construction projects
(e.g., Scholik and Yan 2001, 2002;
Popper and Hastings 2009). Sound
pulses at received levels of 160 dB may
cause subtle changes in fish behavior.
SPLs of 180 dB may cause noticeable
changes in behavior (Pearson et al.,
1992; Skalski et al., 1992). SPLs of
sufficient strength have been known to
cause injury to fish and fish mortality.
While impacts from blasting to fish
have the potential to be severe,
including barotrauma and mortality, the
blasts will last approximately one
second on 25 to 50 days, making the
duration of activity that could cause this
impact short term. In general, impacts to
marine mammal prey species are
expected to be minor and the window
for them to occur is temporary due to
the short timeframe for the project.
Additionally, the presence of
transient killer whales means some
marine mammal species are also
possible prey (harbor seals, harbor
porpoises). The City of Ketchikan’s
blasting activities are expected to result
in limited instances of TTS and minor
PTS on these smaller marine mammals.
That, as well as the fact that the City of
Ketchikan is impacting a small portion
of the total available marine mammal
habitat means that there will be minimal
impact on these marine mammals as
prey.
For the most part, adverse effects on
prey species during project construction
will be short-term, based on the short
duration of the project. Given the
numbers of fish and other prey species
in the vicinity, the short-term nature of
effects on fish species and the
mitigation measures to protect fish and
marine mammals during construction,
the proposed project is not expected to
have measurable effects on the
distribution or abundance of potential
marine mammal prey species.
Other potential temporary impacts are
on water quality (increases in turbidity
levels) and on prey species distribution.
BMPs and minimization practices used
by the City of Ketchikan to minimize
potential environmental effects from
project activities are outlined in
‘‘Proposed Mitigation.’’
The most likely effects on marine
mammal habitat from the proposed
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project will be a minor alteration of
benthic habitat and temporary, shortduration noise, and water and sediment
quality effects. The direct loss of habitat
available to marine mammals during
construction due to noise, water quality
impacts, sediment quality impacts, and
construction activity is expected to be
minimal and return to pre-blasting
conditions shortly after blasting is
completed. After pinnacle blasting is
completed habitat use and function in
the general area are expected to return
to pre-blasting levels, despite the
removal of the underwater pinnacle
feature. Impacts to habitat and prey are
expected to be minimal based on the
short duration of activities.
Estimated Take
This section provides an estimate of
the number of incidental takes proposed
for authorization through this IHA,
which will inform both NMFS’
consideration of ‘‘small numbers’’ and
the negligible impact determination.
Harassment is the only type of take
expected to result from these activities.
Except with respect to certain activities
not pertinent here, section 3(18) of the
MMPA defines ‘‘harassment’’ as any act
of pursuit, torment, or annoyance which
(i) has the potential to injure a marine
mammal or marine mammal stock in the
wild (Level A harassment); or (ii) has
the potential to disturb a marine
mammal or marine mammal stock in the
wild by causing disruption of behavioral
patterns, including, but not limited to,
migration, breathing, nursing, breeding,
feeding, or sheltering (Level B
harassment).
Authorized takes would primarily be
by Level B harassment (via TTS), as use
of the explosive source (i.e., blasting) for
a very short period each day has the
potential to result in TTS for individual
marine mammals. There is also some
potential for auditory injury and slight
tissue damage (Level A harassment) to
result, primarily for mysticetes,
porpoise, and phocids because
predicted auditory injury zones are
larger than for mid-frequency cetaceans
and otariids. The proposed mitigation
and monitoring measures are expected
to minimize the severity of such taking
to the extent practicable. The primary
relevant mitigation measure is avoiding
blasting when any marine mammal is
observed in the PTS zone. While this
measure should avoid all take by Level
A harassment, NMFS is authorizing
takes by Level A harassment to account
for the possibility that marine mammals
escape observation in the PTS zone.
Additionally, while the zones for slight
lung injury are large enough that a
marine mammal could occur within the
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zone (42 meters), the mitigation and
monitoring measures, such as avoiding
blasting when marine mammals are
observed in PTS zone, are expected to
minimize the potential for such taking
to the extent practicable. Therefore the
potential for non-auditory physical
injury is considered discountable, and
all takes by Level A harassment are
expected to occur due to PTS.
As described previously, no mortality
is anticipated or proposed to be
authorized for this activity. Below we
describe how the take is estimated.
Generally speaking, we estimate take
by considering: (1) Acoustic thresholds
above which NMFS believes the best
available science indicates marine
mammals will incur some degree of
hearing impairment; (2) the area or
volume of water that will be ensonified
above these levels in a day; (3) the
density or occurrence of marine
mammals within these ensonified areas;
and, (4) and the number of days of
activities. We note that while these
basic factors can contribute to a basic
calculation to provide an initial
prediction of takes, additional
information that can qualitatively
inform take estimates is also sometimes
available (e.g., previous monitoring
results or average group size). Below, we
describe the factors considered here in
more detail and present the proposed
take estimate.
Acoustic Thresholds
Using the best available science,
NMFS has developed acoustic
thresholds that identify the received
level of underwater sound above which
exposed marine mammals would be
reasonably expected to incur TTS
(equated to Level B harassment) or PTS
(equated to Level A harassment) of some
degree. Thresholds have also been
developed to identify the pressure levels
above which animals may incur
different types of tissue damage from
exposure to pressure waves from
explosive detonation. TTS is possible
and Table 3 lists TTS onset thresholds.
Level A harassment—NMFS’
Technical Guidance for Assessing the
Effects of Anthropogenic Sound on
Marine Mammal Hearing (Version 2.0)
(Technical Guidance, 2018) identifies
dual criteria to assess auditory injury
(Level A harassment) to five different
marine mammal groups (based on
hearing sensitivity) as a result of
exposure to noise from two different
types of sources (impulsive or nonimpulsive). The City of Ketchikan’s
proposed activity includes the use of an
impulsive source, blasting.
These thresholds are provided in
Table 3 below. Table 3 also provides
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threshold for tissue damage and
mortality. The references, analysis, and
methodology used in the development
of the thresholds are described in NMFS
2016 Technical Guidance, which may
be accessed at: https://
www.nmfs.noaa.gov/pr/acoustics/
guidelines.htm.
TABLE 3—EXPLOSIVE ACOUSTIC AND PRESSURE THRESHOLDS FOR MARINE MAMMALS
Level B harassment
Group
Behavioral
(multiple
detonations)
Level A
harassment
TTS
PTS
Serious injury
Gastrointestinal
tract
Low-freq cetacean
163 dB SEL ...........
168 dB SEL or 213
dB SPLpk.
183 dB SEL or 219
dB SPLpk.
Mid-freq cetacean ..
165 dB SEL ...........
High-freq cetacean
135 dB SEL ...........
Phocidae ................
165 dB SEL ...........
Otariidae ................
183 dB SEL ...........
170 dB SEL of 224
dB SPLpk.
140 dB SEL or 196
dB SPLpk.
170 dB SEL or 212
dB SPLpk.
188 dB SEL or 226
dBpk.
185 dB SEL or
dB SPLpk.
155 dB SEL or
dB SPLpk.
185 dB SEL or
dB SPLpk.
203 dB SEL or
dB SPLpk.
Ensonified Area
Here, we describe operational and
environmental parameters of the activity
that will feed into identifying the area
ensonified above the acoustic
thresholds, which include source levels
and transmission loss coefficient.
Blasting—While the NMFS Technical
Guidance (2016) and associated User
Spreadsheet include tools for predicting
threshold shift isopleths for multiple
detonations, the Marine Mammal
Commission noted in response to a
previous proposed IHA (83 FR 52394,
October 17, 2018) that the User
Spreadsheet contained some errors in
methodology for single detonations.
Following a method generated through
consultation with the Marine Mammal
Commission, NMFS computed
cumulative sound exposure impact
zones from the blasting information
provided by the City of Ketchikan. Peak
source levels of the confined blasts were
calculated based on Hempet et al.
(2007), using a distance of 4 feet and a
weight of 75 pounds for a single charge.
The total charge weight is defined as the
product of the single charge weight and
the number of charges. In this case, the
maximum number of charges is 60.
Explosive energy was then computed
from peak pressure of the single
maximum charge, using the pressure
and time relationship of a shock wave
(Urick 1983). Due to time and spatial
separation of each single charge by a
distance of four feet, the accumulation
of acoustic energy is added sequentially,
assuming the transmission loss follows
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237 dB SPL
Mortality
Lung
39.1M1/3 (1+[D/10.081])1/2
Pa-sec.
where: M = mass of the animals in kg
D = depth of animal in m
230
202
218
232
cylindrical spreading within the matrix
of charges. The SEL from each charge at
its source can then be calculated,
followed by the received SEL from each
charge. Since the charges will be
deployed in a grid with a least 4 ft by
4 ft spacing, the received SELs from
different charges to a given point will
vary depending on the distance of the
charges from the receiver. As stated in
the ‘‘Detailed Description of Specific
Activity,’’ the actual spacing between
charges will be determined based on
how the rock responds to the blasting.
Modeling was carried out using 4 ft
spacing as this closest potential spacing
results in the most conservative
(highest) source values and largest
resulting impact zones. Without specific
information regarding the layout of the
charges, the modeling assumes a grid of
7 by 8 charges with an additional four
charges located in peripheral locations.
Among the various total SELs
calculated, the largest value,
SELtotal(max) is selected to calculate
the impact range. Using the pressure
versus time relationship (Urick 1983),
the frequency spectrum of the explosion
can be computed by taking the Fourier
transform of the pressure (Weston,
1960). Frequency specific transmission
loss of acoustic energy due to absorption
is computed using the absorption
coefficient, a (dB/km), summarized by
Franc¸ois and Garrison (1982a, b).
Seawater properties for computing
sound speed and absorption coefficient
were based on Ketchikan ocean
temperatures recorded from November
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91.4M1/3 (1+[D/10.081])1/2
Pa-sec
where: M = mass of the animals in kg
D = depth of animal in m.
Fmt 4703
Sfmt 4703
through March (National Centers for
Environmental Information, 2018) and
salinity data presented in Vanderhoof
and Carls (2012). Transmission loss was
calculated using the sonar equation:
TL = SELtotal(m) ¥ SELthreshold
where SELthreshold is the Level A
harassment and Level B harassment
(TTS) threshold. The distances, R,
where such transmission loss is
achieved were computed numerically
by combining both geometric
transmission loss, and transmission loss
due to frequency-specific absorption. A
spreading coefficient of 20 is assumed.
While this spreading coefficient would
normally indicate an assumption of
spherical spreading, in this instance, the
higher coefficient is actually used to
account for acoustic energy loss from
the sediment into the water column.
The outputs from this model are
summarized in Table 4 below. For the
dual criteria of SELcum and SPLpk
shown in Table 4, distances in bold are
the larger of the two isopleths, and were
used in further analysis. Because the
blast is composed of multiple charges
arranged in a grid, these distances are
measured from any individual charge,
meaning that measurement begins at the
outermost charges. For additional
information on these calculations please
refer to the ‘‘Ketchikan Detonation
Modeling Concept’’ document which
can be found at the following address:
https://www.fisheries.noaa.gov/
national/marine-mammal-protection/
incidental-take-authorizationsconstruction-activities.
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TABLE 4—MODEL RESULTS OF IMPACT ZONES FOR BLASTING IN METERS (m)
Marine Mammal Hearing Group
Slight lung
injury *
Mortality *
Low frequency cetacean ..........................
Mid frequency cetacean
High frequency cetacean ..........................
Otariid ...........................
Phocid ..........................
GI Tract
PTS: SELcum
PTS: SPLpk
TTS: SELcum
TTS: SPLpk
6
14
12
31
24
24
** 430
90
188
53
2,350
430
375
106
18
12
16
42
28
37
24
24
24
1420
30
210
1328
**42
211
5,000
150
1,120
2,650
84
420
* Estimates for Mortality and Slight lung injury are based on body size of each individual species, so multiple estimates exist for some marine
mammal hearing groups. The value entered into the table is the most conservative (largest isopleth) calculated for that group.
Marine Mammal Occurrence
Harbor Porpoise
In this section we provide the
information about the presence, density,
or group dynamics of marine mammals
that will inform the take calculations.
Expected marine mammal presence is
determined by past observations and
general abundance near the Ketchikan
waterfront during the construction
window. The take requests for this IHA
were estimated using local marine
mammal data sets (e.g., National Marine
Mammal Laboratory databases;
Dahlheim et al., 2009) and observations
from local Ketchikan charter operators
and residents. A recent IHA and
associated application for nearby
construction (83 FR 37473, August 1,
2018) was also reviewed to identify
marine mammal group size and
potential frequency of occurrence
within the project vicinity.
Based on observations of local boat
charter captains and watershed
stewards, harbor porpoise are
infrequently encountered in the Tongass
Narrows, and more frequently in the
nearby larger inlets and Clarence Strait.
Therefore, they could potentially transit
through both the Level B harassment
zone and Level A harassment zone
during a blasting event. They could
occupy the Ketchikan waterfront and be
exposed to the Level A harassment zone
during transit between preferred
habitats. Harbor porpoises observed in
the project vicinity typically occur in
groups of one to five animals with an
estimated maximum group size of eight
animals (83 FR 37473, August 1, 2018,
Solstice 2018). For our impact analysis,
we are considering a group to consist of
five animals, a value on the high end of
the typical group size. The frequency of
harbor porpoise occurrence in the
project vicinity is estimated to be one
group passing through the area per
month (83 FR 37473, August 1, 2018,
Solstice 2018), but, for our analysis, we
conservatively consider a group of five
animals could be present every five days
(approximately once per week).
Harbor Seals
Low numbers of harbor seals are a
common observation around the
Ketchikan waterfront, and likely utilize
other, less developed nearshore habitats
within and adjacent to the Level B
harassment zone. Harbor seals can occur
in the project area year-round with an
estimated maximum group size of three
animals (83 FR 37473, August 1, 2018,
Solstice 2018), and up to three groups
of three animals occurring daily in the
Level B harassment (TTS) zone (1,120
meters). Additionally, harbor seals
could occasionally be found in the Level
A harassment (PTS) zone.
Steller Sea Lions
Known Steller sea lion haulouts are
well outside of the pinnacle blasting
Level B harassment zone. However,
Steller sea lions are residents of the
wider vicinity and could be present
within the Level B harassment zone on
any given day of construction. Steller
sea lion observations in the project area
typically include groups composed of
up to 10 animals (83 FR 37473, August
1, 2018, Solstice 2018), with one group
potentially present each day.
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Humpback Whales
Based on observations of local boat
charter captains and watershed
stewards, humpback whales regularly
utilize the surrounding waters and are
occasionally observed near Ketchikan,
most often on a seasonal basis. Most
observations occur during the summer
with sporadic occurrences during other
periods. The typical humpback whale
group size in the project vicinity is
between one and two animals observed
at a frequency of up to three times per
month (83 FR 37473, August 1, 2018,
Solstice 2018), but conservatively, a
group of two whales could be present
every third day.
Killer Whales
Killer whales could occur within the
action area year-round. Typical pod
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Sfmt 4703
sizes observed within the project
vicinity range from 1 to 10 animals and
the frequency of killer whales passing
through the action area is estimated to
be once per month (83 FR 37473,
August 1, 2018, Solstice 2018). In this
project, NMFS assumes a group of five
whales will be present every fifth day
(approximately once per week). Note
that groups could be larger, but we
expect that the overall number of takes
proposed for authorization is sufficient
to account for this possibility given the
conservative assumption that a pod
would be present once per week.
Dall’s Porpoise
Based on local observations and
regional studies, Dall’s porpoise are
infrequently encountered in small
numbers in the waters surrounding
Ketchikan. This body of evidence is
supported by Jefferson et al.’s (2019)
presentation of historical survey data
showing very few sightings in the
Ketchikan area and conclusion that
Dall’s porpoise generally are rare in
narrow waterways, like the Tongass
Narrows. Tongass Narrows is not a
preferred habitat, so if they are present,
they would most likely be traveling
between areas of preferred forage, which
are not within the blasting work
window. However, they could still
potentially transit through the Level B
or Level A harassment zone infrequently
during blasting. Typical Dall’s porpoise
group sizes in the project vicinity range
from 10 to 15 animals observed roughly
once per month (83 FR 37473, August
1, 2018, Solstice 2018). In this project,
NMFS assumes a group of 10 Dall’s
porpoises could be present every 10th
day, or approximately every other week.
Minke Whale
Based on observations of local marine
mammal specialists, the possibility of
minke whales occurring in the Tongass
Narrows is rare. Minke whales are
generally observed individually or in
groups of up to three animals. This,
along with scientific survey data
showing that this species has not been
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documented within the vicinity,
indicates that there is little risk of
exposure to blasting. However, the
accessible habitat in the Revillagigedo
Channel leaves the potential that minke
whale could enter the action area.
NFMS assumes that a group of two
whales may be present every tenth day,
or approximately every other week.
Gray Whale
No gray whales were observed during
surveys of the inland waters of
southeast Alaska conducted between
1991 and 2007 (Dahlheim et al., 2009).
It is possible that a migrating whale may
venture up Nichols Passage and enter
the underwater Level B harassment
zone. NMFS estimates that one whale
may be present every tenth day, or
approximately every two weeks.
Pacific White-Sided Dolphin
Dolphins are regularly seen within
Clarence Strait but have been reported
to prefer larger channel areas near open
ocean. Their presence within the
Tongass Narrows has not been reported.
They are not expected to enter the
Tongass Narrows toward their relatively
small injury zone, so no take by Level
A harassment is requested. Pacific
white-sided dolphin group sizes
generally range from between 20 and
164 animals. For the purposes of this
assessment we assume one group of 20
dolphins may be present within the
Level B harassment zone every tenth
day, or about every other week.
Take Calculation and Estimation
Here we describe how the information
provided above is brought together to
produce a quantitative take estimate.
Incidental take is estimated for each
species by considering the likelihood of
a marine mammal being present within
the Level A or B harassment zone
during a blasting event. Expected
marine mammal presence is determined
by past observations and general
abundance near the Ketchikan
waterfront during the construction
window, as described above. The
calculation for marine mammal
exposures is estimated by the following
two equations:
Level B harassment estimate = N
(number of animals) × number of
days animals are expected within
Level B harassment zones for
blasting
Level A harassment estimate = N
(number of animals) × number of
days animals are expected to occur
within the Level A harassment zone
without being observed by PSOs
For many species, the equation may
also include a term to factor in the
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frequency a group is expected to be
seen, which is explained within the
paragraphs for that species.
Harbor Seals
We conservatively estimate that three
groups of three harbor seals could be
present within the Level B harassment
zone on each day of construction and
two additional harbor seals could be
present within the Level A harassment
zone on each day of construction.
Because take estimates are based on
anecdotal occurrences, including these
additional individual harbor seals that
could occur in the Level A harassment
zone is another conservative
assumption. Potential airborne
disturbance would be accounted for by
the Level B harassment zone, which
covers a wider distance. Using these
estimates the following number of
harbor seals are estimated to be present
through the construction period.
Level B harassment: Three groups of
animals × three animals per group
× 50 blasting days = 450
Level A harassment: Two animals × 50
days of blasting = 100
Steller Sea lions
We conservatively estimate that a
group of 10 sea lions could be present
within the Level B harassment zone on
any given day of blasting. No exposure
within the blasting Level A harassment
zone is expected based on the small size
of this zone and behavior of the species
in context of the proposed mitigation.
The Level A harassment zones can be
effectively monitored during the marine
mammal monitoring program and
prevent take by Level A harassment.
Using these estimates the following
number of Steller sea lions are estimated
to be present in the Level B harassment
zone:
Level B harassment: 10 animals daily
over 50 blasting days = 500
No take by Level A harassment was
requested or is proposed to be
authorized because the small Level A
harassment zone can be effectively
observed.
Harbor Porpoise
We conservatively estimate and
assume that a group of five harbor
porpoise could be sighted in the Level
B harassment zone every 5th day, or
approximately once per week.
Additionally, while the City of
Ketchikan does not anticipate take by
Level A harassment to occur, the cryptic
nature of harbor porpoises and large
Level A harassment isopleth mean the
species could be in the Level A
harassment zone without prior
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Sfmt 4703
observation. Therefore, one additional
group of 5 animals could be present in
the Level A harassment zone every
second week or 10th day, a conservative
assumption because this group is in
addition to those anticipated in the
Level B harassment zone.
Level B harassment: Five animals × 50
days of work divided by 5
(frequency of occurrence) = 50
Level A harassment: Five animals × 50
days of work divided by 10
(frequency of occurrence) = 25
Humpback Whale
Based on occurrence information in
the area, we conservatively estimate that
a group of two humpback whales will be
sighted within the Level B harassment
zone every third day. The City is
requesting authorization for 33 takes by
Level B harassment of humpback
whales. Of this number, we estimate 31
humpback whales will belong to the
unlisted Hawaii DPS while three will
belong to the ESA listed Mexico DPS
based on the estimated occurrence of
these DPSs (Wade et al., 2016). It should
be noted that these estimates sum to 34,
because take estimates were rounded up
to avoid fractional takes of individuals
in the DPSs.
Level B: Two animals × 50 days of work
divided by 3 (frequency of
occurrence) = 33.
No take by Level A harassment was
requested or is proposed to be
authorized because these large whales
can be effectively monitored and work
can be shutdown when they are present.
Killer Whale
Based on information presented above
(Marine Mammal Occurrence) we
conservatively estimate that a group of
five whales may be sighted within the
Level B harassment zone once every
fifth day, or about once per week. Using
this number, the following number of
killer whales are estimated to be present
within the Level B harassment zone:
Level B: Five animals × 50 days of work
divided by 5 (frequency of
occurrence) = 50
No take by Level A harassment was
requested or is proposed to be
authorized because the relatively small
Level A harassment zone can be
effectively monitored to prevent take by
Level A harassment.
Dall’s Porpoise
Based on information presented above
(Marine Mammal Occurrence) we
conservatively estimate and assume that
a group of 10 Dall’s porpoise could be
sighted within the Level B harassment
zone every tenth day, or about every
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other week. Additionally, while the City
of Ketchikan does not anticipate take by
Level A harassment to occur, the large
Level A isopleth mean the species could
be in the Level A harassment zone
without prior observation. Therefore,
one additional group of 10 animals
could be present in the Level A
harassment zone every month, which is
a conservative assumption because this
group is in addition to those anticipated
in the Level B harassment zone.
Using this assumption, the following
number of Dall’s porpoise are estimated
to be present in the Level B harassment
zone:
Minke Whale
Based on information presented above
(Marine Mammal Occurrence) we
conservatively estimate that two minke
whales may be sighted within the Level
B harassment zone every tenth day, or
about once every two weeks.
Level B harassment: Two animals × 50
days work divided by 10 (frequency
of occurrence) = 10
No take by Level A harassment was
requested or is proposed to be
authorized because the City of
Ketchikan can effectively monitor for
these whales and shutdown if are
present in the Level A harassment zone.
No take by Level A harassment was
requested or is proposed to be
authorized because the City of
Ketchikan can effectively monitor for
these whales and shutdown if are
present in the Level A harassment zone.
Level B harassment: 10 animals × 50
days of work divided by 10
(frequency of occurrence) = 50
Level A harassment: 10 animals × 50
days of work divided by 20
(frequency of occurrence) = 25;
because this is a fraction of group,
this number is rounded up to 30 to
represent 3 full groups of Dall’s
porpoise
Gray Whale
Based on information presented above
(Marine Mammal Occurrence) we
conservatively estimate that one whale
may be sighted within the Level B
harassment zone every tenth day, or
about every 2 weeks.
Level B harassment: One animal × 50
days work divided by 10 (frequency
of occurrence) = 5
Level B harassment: 20 animals × 50
days of work divided by 10
(frequency of occurrence) = 100
Pacific White-Sided Dolphin
Based on the assumption that Pacific
white-sided dolphins are not expected
to enter Tongass Narrows, despite their
regular occurrence in the Clarence
Strait, we estimate that one group of 20
dolphins may be sighted within the
Level B harassment zone every tenth
day, or about every other week.
No take by Level A harassment was
requested or is proposed to be
authorized because the relatively small
Level A harassment zone can be
effectively monitored in order to avoid
take by Level A harassment.
TABLE 5—PROPOSED TAKE ESTIMATES AS A PERCENTAGE OF STOCK ABUNDANCE
Species
Stock
(NEST)
Level
A
Humpback Whale ............................................
Hawaii DPS (11,398) a ...................................
Mexico DPS (3,264) a .....................................
Alaska (N/A) ...................................................
Eastern North Pacific (26,960) .......................
Alaska Resident (2,347) .................................
Northern Resident (261) ................................
West Coast Transient (243) ...........................
Gulf of Alaska Transient (587) .......................
North Pacific (26,880) ....................................
Alaska (83,400) ..............................................
Southeast Alaska (975) b ...............................
Clarence Strait (31,634) .................................
Eastern U.S (41,638) .....................................
0
........................
0
0
0
........................
........................
........................
0
30
25
100
0
Minke Whale ...................................................
Gray Whale .....................................................
Killer Whale .....................................................
Pacific White-Sided Dolphin ...........................
Dall’s Porpoise ................................................
Harbor Porpoise ..............................................
Harbor Seal .....................................................
Steller Sea Lion ..............................................
Level
B
Percent
of stock
a 31
3
10
5
50
........................
........................
........................
100
50
50
450
500
0.34
........................
N/A
0.02
2.13
19.16
20.58
c 8.52
0.37
0.10
7.69
1.74
1.20
a Total estimated stock size for Central North Pacific humpback whales is 10,103. Under the MMPA humpback whales are considered a single
stock (Central North Pacific); however, we have divided them here to account for DPSs listed under the ESA. Based on calculations in Wade et
al. (2016), 93.9% of the humpback whales in Southeast Alaska are expected to be from the Hawaii DPS and 6.1% are expected to be from the
Mexico DPS.
b In the SAR for harbor porpoise (NMFS 2017), NMFS identified population estimates and PBR for porpoises within inland Southeast Alaska
waters (these abundance estimates have not been corrected for g(0); therefore, they are likely conservative).
c These percentages assume all 50 takes come from each individual stock, thus the percentage are likely inflated as multiple stocks are realistically impacted.
Proposed Mitigation
In order to issue an IHA under section
101(a)(5)(D) of the MMPA, NMFS must
set forth the permissible methods of
taking pursuant to such activity, and
other means of effecting the least
practicable impact on such species or
stock and its habitat, paying particular
attention to rookeries, mating grounds,
and areas of similar significance, and on
the availability of such species or stock
for taking for certain subsistence uses
(latter not applicable for this action).
NMFS regulations require applicants for
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incidental take authorizations to include
information about the availability and
feasibility (economic and technological)
of equipment, methods, and manner of
conducting such activity or other means
of effecting the least practicable adverse
impact upon the affected species or
stocks and their habitat (50 CFR
216.104(a)(11)).
In evaluating how mitigation may or
may not be appropriate to ensure the
least practicable adverse impact on
species or stocks and their habitat, as
well as subsistence uses where
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applicable, we carefully consider two
primary factors:
(1) The manner in which, and the
degree to which, the successful
implementation of the measure(s) is
expected to reduce impacts to marine
mammals, marine mammal species or
stocks, and their habitat. This considers
the nature of the potential adverse
impact being mitigated (likelihood,
scope, range). It further considers the
likelihood that the measure will be
effective if implemented (probability of
accomplishing the mitigating result if
implemented as planned) the likelihood
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of effective implementation (probability
implemented as planned) and;
(2) The practicability of the measures
for applicant implementation, which
may consider such things as cost,
impact on operations, and, in the case
of a military readiness activity,
personnel safety, practicality of
implementation, and impact on the
effectiveness of the military readiness
activity.
Shutdown Zone for In-Water Heavy
Machinery Work
For in-water heavy machinery work
(using, e.g., standard barges, tug boats,
barge-mounted excavators, or
equipment used to place or remove
material), a minimum 10 meter
shutdown zone shall be implemented. If
a marine mammal comes within 10
meters of such operations, operations
shall cease (safely) and vessels shall
reduce speed to the minimum level
required to maintain steerage and safe
working conditions. This type of work
could include (but is not limited to) the
following activities: (1) Movement of
blasting barge; (2) drilling of boreholes;
(3) dredging of rubble; and (4) transport
of dredge material. An operation that
requires completion due to safety
reasons (e.g., material actively being
handled by excavator/clamshell), that
singular operation will be allowed to be
completed.
Additional Shutdown Zones and
Monitoring Zones
For blasting, the Level B harassment
zone will be monitored for a minimum
of 30 minutes prior to the planned blast,
and continue for 30 minutes after the
blast. If a marine mammal with
authorized take remaining is sighted
within this monitoring zone, blasting
can occur and take will be tallied
against the authorized number of takes
by Level B harassment. Data will be
recorded on the location, behavior, and
disposition of the mammal as long as
the mammal is within this monitoring
zone.
The City of Ketchikan will establish a
shutdown zone for a marine mammal
species that is greater than its
corresponding Level A harassment zone,
as measured from any charge in the
blasting grid. If any cetaceans or
pinnipeds are observed within the
shutdown zone, the blasting contractor
would be notified and no blast would be
allowed to occur until the animals are
observed voluntarily leaving the
shutdown zone or 15 minutes have
passed without re-sighting the animal in
the shutdown zone. When weather
conditions prevent accurate sighting of
marine mammals, blasting activities will
not occur until conditions in the
shutdown zone return to acceptable
levels.
TABLE 6—BLASTING SHUTDOWN AND MONITORING ZONES
Shutdown
zone
(m)
Marine mammal hearing group
Low frequency ceteacean ........................................................................................................................................
Mid frequency ceteacean ........................................................................................................................................
High frequency cetacean .........................................................................................................................................
Otariid ......................................................................................................................................................................
Phocid ......................................................................................................................................................................
* 1,000
100
1,500
* 100
250
Monitoring
zone
(m)
2,500
500
5,000
200
1,500
Note: These distances are measured from the outermost points of the grid of charges that make up a blast.
* The City of Ketchikan expressed an opinion that the PTS distances for Otariids and LF cetaceans presented in Table 4 seemed
uncharacteristically small when compared to the other thresholds resulting from the model. The PTS zones were therefore doubled to 84 m for
Otariids and 860 m for LF cetaceans for purposes of mitigation and monitoring, resulting in the Shutdown Zones presented here.
If blasting is delayed due to marine
mammal presence, PSO’s will continue
monitoring for marine mammals during
the delay. If blasting is delayed for a
reason other than marine mammal
presence, and this delay will be greater
than 30 minutes, marine mammal
monitoring does not need to occur
during the delay. However, if
monitoring is halted, a new period of
the 30 minute pre-blast monitoring must
occur before the rescheduled blast.
Timing and Daylight Restrictions
In-water blasting work is expected to
occur from November 15, 2019 to March
15, 2020, but will be limited to
September 16, 2019 to April 30, 2020.
Pinnacle blasting will be conducted
during daylight hours (sunrise to sunset)
to help ensure that marine mammal
observers have acceptable conditions to
survey the shutdown and monitoring
zones. Non-blasting activities, including
but not limited to dredging and borehole
drilling can occur outside of daylight
hours, but the 10-meter general
shutdown zone must be maintained.
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Non-Authorized Take Prohibited
If a marine mammal is observed
within the monitoring zone and that
species is either not authorized for take
or its authorized takes are met, blasting
must not occur. Blasting must be
delayed until the animal has been
confirmed to have left the area or an
observation time period of 15 minutes
has elapsed without seeing the marine
mammal in the monitoring zone.
Blasting BMPs
The City of Ketchikan will use
industry BMPs to reduce the potential
adverse impacts on protected species
from in-water noise and overpressure.
These include the use of multiple small
boreholes, confinement of the blast
(rock stemming), use of planned
sequential delays, and all measures
designed to help direct blast energy into
the rock rather than the water column.
Additional BMPs to minimize impact on
marine mammals and other species
include adherence to a winter in-water
work window, accurate drilling, shot
duration, and limiting the blasts to a
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maximum of one per day. The project
will adhere to all federal and state
blasting regulations, which includes the
development and adherence to blasting
plans, monitoring, and reporting.
Based on our evaluation of the
applicant’s proposed measures, as well
as other measures considered by NMFS,
NMFS has preliminarily determined
that the proposed mitigation measures
provide the means effecting the least
practicable impact on the affected
species or stocks and their habitat,
paying particular attention to rookeries,
mating grounds, and areas of similar
significance.
Proposed Monitoring and Reporting
In order to issue an IHA for an
activity, section 101(a)(5)(D) of the
MMPA states that NMFS must set forth,
‘‘requirements pertaining to the
monitoring and reporting of such
taking.’’ The MMPA implementing
regulations at 50 CFR 216.104(a)(13)
indicate that requests for authorizations
must include the suggested means of
accomplishing the necessary monitoring
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and reporting that will result in
increased knowledge of the species and
of the level of taking or impacts on
populations of marine mammals that are
expected to be present in the proposed
action area. Effective reporting is critical
both to compliance as well as ensuring
that the most value is obtained from the
required monitoring.
Monitoring and reporting
requirements prescribed by NMFS
should contribute to improved
understanding of one or more of the
following:
• Occurrence of marine mammal
species or stocks in the area in which
take is anticipated (e.g., presence,
abundance, distribution, density).
• Nature, scope, or context of likely
marine mammal exposure to potential
stressors/impacts (individual or
cumulative, acute or chronic), through
better understanding of: (1) Action or
environment (e.g., source
characterization, propagation, ambient
noise); (2) affected species (e.g., life
history, dive patterns); (3) co-occurrence
of marine mammal species with the
action; or (4) biological or behavioral
context of exposure (e.g., age, calving or
feeding areas).
• Individual marine mammal
responses (behavioral or physiological)
to acoustic stressors (acute, chronic, or
cumulative), other stressors, or
cumulative impacts from multiple
stressors.
• How anticipated responses to
stressors impact either: (1) Long-term
fitness and survival of individual
marine mammals; or (2) populations,
species, or stocks.
• Effects on marine mammal habitat
(e.g., marine mammal prey species,
acoustic habitat, or other important
physical components of marine
mammal habitat).
• Mitigation and monitoring
effectiveness.
Visual Monitoring
Monitoring by NMFS-approved
protected species observers (PSOs) will
begin 30 minutes prior to a planned
blast and extend through 30 minutes
after the blast. This will ensure that all
marine mammals in the monitoring
zone are documented and that no
marine mammals are present within the
shutdown zone. Hauled out marine
mammals within the shutdown and
monitoring zones will be tallied and
monitored closely. PSOs will be
stationed at the best vantage points
possible for monitoring the monitoring
zone (see Figure 3 and 4 of the IHA
application); however, should the entire
zone not be visible, take will be
extrapolated daily, based on anticipated
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marine mammal occurrence and
documented observations within the
portion of the monitoring zone
observed.
During blasting, there will be two
land-based PSOs and one PSO on the
barge used for blasting operations, with
no duties other than monitoring.
Establishing a monitoring station on the
barge will provide the observer with an
unobstructed view of the injury zones
during blasting and direct
communication with the operator.
Land based PSOs will be positioned at
the best practical vantage points based
on blasting activities and the locations
of equipment. The land-based observers
will be positioned with a clear view of
the remaining of the injury zone and
will monitor the shutdown zones and
monitoring zones with binoculars and a
spotting scope. The land-based
observers will communicate via radio to
the lead monitor positioned on the
barge. Specific locations of the observers
will be based on blasting activities and
the locations of equipment. Shore-based
observers will be stationed along the
outer margins of the largest shutdown
zone.
The monitoring position of the
observers will be identified with the
following characteristics:
1. Unobstructed view of blasting area;
2. Unobstructed view of all water
within the shutdown zone;
3. Clear view of operator or
construction foreman in the event of
radio failure (lead biologist); and
4. Safe distance from activities in the
construction area.
Monitoring of blasting activities must
be conducted by qualified PSOs (see
below), who must have no other
assigned tasks during monitoring
periods. The applicant must adhere to
the following conditions when selecting
observers:
• Independent PSOs must be used
(i.e., not construction personnel).
• At least one PSO must have prior
experience working as a marine
mammal observer during construction
activities.
• Other PSOs may substitute
education (degree in biological science
or related field) or training for
experience.
• Where a team of three or more PSOs
are required, a lead observer or
monitoring coordinator must be
designated. The lead observer must have
prior experience working as a marine
mammal observer during construction.
• The applicant must submit PSO
curriculum vitae (CVs) for approval by
NMFS.
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The applicant must ensure that
observers have the following additional
qualifications:
• Ability to conduct field
observations and collect data according
to assigned protocols.
• Experience or training in the field
identification of marine mammals,
including the identification of
behaviors.
• Sufficient training, orientation, or
experience with the blasting operation
to provide for personal safety during
observations.
• Writing skills sufficient to prepare a
report of observations including but not
limited to the number and species of
marine mammals observed; dates and
times when in-water construction
activities were conducted; dates, times,
and reason for implementation of
mitigation (or why mitigation was not
implemented when required); and
marine mammal behavior.
• Ability to communicate orally, by
radio or in person, with project
personnel to provide real-time
information on marine mammals
observed in the area as necessary.
Test Blast Monitoring
While full hydroacoustic monitoring
is not planned for this project, the City
of Ketchikan will perform a minimum of
one test blast to confirm underwater
overpressure values. Overpressure will
be measured during the test blast with
hydrophones at pre-determined
locations. This work will be performed
by an experienced contractor with
process documents, results, and the test
blast report all being approved by a
blasting consultant. For monitoring of
this test blast, the City of Ketchikan will
be required to record the following
information:
• Hydrophone equipment and
methods: recording device, sampling
rate, distance of recording devices from
the blast where recordings were made;
depth of recording devices;
• Number of charges and the weight
of each charge detonated during the
blast; and
• Mean, median, and maximum
sound levels (dB re: 1mPa) of SELcum
and SPLpeak.
Reporting
A draft marine mammal monitoring
report would be submitted to NMFS
within 90 days after the completion of
blasting activities. It will include an
overall description of work completed,
a narrative regarding marine mammal
sightings, and associated PSO data
sheets. Specifically, the report must
include:
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• Date and time that monitored
activity begins or ends;
• Construction activities occurring
during each observation period;
• Weather parameters (e.g., percent
cover, visibility);
• Water conditions (e.g., sea state,
tide state);
• Species, numbers, and, if possible,
sex and age class of marine mammals;
• Description of any observable
marine mammal behavior patterns,
including bearing and direction of travel
and distance from construction activity;
• Distance from construction
activities to marine mammals and
distance from the marine mammals to
the observation point;
• Locations of all marine mammal
observations; and
• Other human activity in the area.
If no comments are received from
NMFS within 30 days, the draft final
report will constitute the final report. If
comments are received, a final report
addressing NMFS comments must be
submitted within 30 days after receipt of
comments.
Additionally, the City of Ketchikan
will submit the report and results of
their test blast to NMFS prior to
beginning production blasting. This
report will include the information
outlined in Test Blast Monitoring.
In the unanticipated event that the
specified activity clearly causes the take
of a marine mammal in a manner
prohibited by the IHA (if issued), such
as a serious injury or mortality, The City
of Ketchikan would immediately cease
the specified activities and report the
incident to the Office of Protected
Resources, NMFS, and the Alaska
Regional Stranding Coordinator. The
report would include the following
information:
• Description of the incident;
• Environmental conditions (e.g.,
Beaufort sea state, visibility);
• Description of all marine mammal
observations in the 24 hours preceding
the incident;
• Species identification or
description of the animal(s) involved;
• Fate of the animal(s); and
• Photographs or video footage of the
animal(s) (if equipment is available).
Activities would not resume until
NMFS is able to review the
circumstances of the prohibited take.
NMFS would work with the City of
Ketchikan to determine what is
necessary to minimize the likelihood of
further prohibited take and ensure
MMPA compliance. The City of
Ketchikan would not be able to resume
their activities until notified by NMFS
via letter, email, or telephone.
In the event that the City of Ketchikan
discovers an injured or dead marine
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mammal, and the lead PSO determines
that the cause of the injury or death is
unknown and the death is relatively
recent (e.g., in less than a moderate state
of decomposition as described in the
next paragraph), the City of Ketchikan
would immediately report the incident
to the Office of Protected Resources,
NMFS, and the Alaska Regional
Stranding Coordinator. The report
would include the same information
identified in the paragraph above.
Activities would be able to continue
while NMFS reviews the circumstances
of the incident. NMFS would work with
the City of Ketchikan to determine
whether modifications in the activities
are appropriate.
In the event that the City of Ketchikan
discovers an injured or dead marine
mammal and the lead PSO determines
that the injury or death is not associated
with or related to the activities
authorized in the IHA (e.g., previously
wounded animal, carcass with moderate
to advanced decomposition, or
scavenger damage), the City of
Ketchikan would report the incident to
the Office of Protected Resources,
NMFS, and the NMFS Alaska Stranding
Hotline and/or by email to the Alaska
Regional Stranding Coordinator, within
24 hours of the discovery. The City of
Ketchikan would provide photographs,
video footage (if available), or other
documentation of the stranded animal
sighting to NMFS and the Marine
Mammal Stranding Coordinator.
Negligible Impact Analysis and
Determination
NMFS has defined negligible impact
as an impact resulting from the
specified activity that cannot be
reasonably expected to, and is not
reasonably likely to, adversely affect the
species or stock through effects on
annual rates of recruitment or survival
(50 CFR 216.103). A negligible impact
finding is based on the lack of likely
adverse effects on annual rates of
recruitment or survival (i.e., populationlevel effects). An estimate of the number
of takes alone is not enough information
on which to base an impact
determination. In addition to
considering estimates of the number of
marine mammals that might be ‘‘taken’’
through harassment, NMFS considers
other factors, such as the likely nature
of any responses (e.g., intensity,
duration), the context of any responses
(e.g., critical reproductive time or
location, migration), as well as effects
on habitat, and the likely effectiveness
of the mitigation. We also assess the
number, intensity, and context of
estimated takes by evaluating this
information relative to population
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status. Consistent with the 1989
preamble for NMFS’s implementing
regulations (54 FR 40338; September 29,
1989), the impacts from other past and
ongoing anthropogenic activities are
incorporated into this analysis via their
impacts on the environmental baseline
(e.g., as reflected in the regulatory status
of the species, population size and
growth rate where known, ongoing
sources of human-caused mortality, or
ambient noise levels).
To avoid repetition, our analysis
applies to all species listed in Table 5,
given that NMFS expects the anticipated
effects of the proposed blasting to be
similar in nature. Where there are
meaningful differences between species
or stocks, or groups of species, in
anticipated individual responses to
activities, impact of expected take on
the population due to differences in
population status, or impacts on habitat,
NMFS has identified species-specific
factors to inform the analysis.
NMFS does not anticipate that serious
injury or mortality would occur as a
result of the City of Ketchikan’s
proposed blasting. In the absence of
proposed mitigation including
shutdown zones, these impacts are
possible, but at very short distances
from the blasts (Table 4). NMFS feels
that the mitigation measures stated in
‘‘Proposed Mitigation,’’ include
adequate shutdown zones, marine
mammal monitoring, and blasting BMPs
sufficient to prevent serious injury or
mortality. Thus, no serious injury or
morality is proposed for authorization.
As discussed in the Potential Effects
section, non-auditory physical effects
are not expected to occur.
The authorized number of takes by
both Level A harassment and Level B
harassment is given in Table 5. Take by
Level A harassment is only proposed to
be authorized for harbor seals, harbor
porpoises, and Dall’s porpoises. As
stated in ‘‘Proposed Mitigation’’ the City
of Ketchikan will establish shutdown
zones, greater than Level A harassment
zones for blasting, and a blanket 10 m
shutdown zone will be implemented for
all other in-water use of heavy
machinery. The proposed authorization
of take by Level A harassment is meant
to account for the slight possibility that
these species escape observation by the
PSOs within the Level A harassment
zone. Any take by Level A harassment
is expected to arise from a small degree
of PTS, because the isopleths related to
PTS are consistently larger than those
associated with slight lung and GI tract
injury (Table 4).
Blasting is only proposed to occur on
a maximum of 50 days, with just one
blast per day, from November 15, 2019
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to March 15, 2020. Because only one
blast is authorized per day, and this
activity would only generate noise for
approximately one second, no
behavioral response that could rise to
the level of take is expected to occur.
Therefore, all takes by Level B
harassment are expected to arise from
TTS, but we expect only a small degree
of TTS, which is fully recoverable and
not considered injury.
Although the removal of the rock
pinnacle would result in the permanent
alteration of habitat available for marine
mammals and their prey, the affected
area would be discountable. Overall, the
area impacted by the project is very
small compared to the available habitat
around Ketchikan. The pinnacle is
adjacent to an active marine commercial
and industrial area, and is regularly
disturbed by human activities. In
addition, for all species except
humpbacks, there are no known
biologically important areas (BIA) near
the project zone that would be impacted
by the blasting activities. For humpback
whales, Southeast Alaska is a seasonally
important BIA from spring through late
fall (Ferguson et al., 2015), however,
Tongass Narrows is not an important
portion of this habitat due to
development and human presence.
Additionally, the work window is not
expected to overlap with periods of
peak foraging, and the action area
represents a small portion of available
habitat. While impacts from blasting to
fish can be severe, blasting will occur
for a relatively short period of 50 days,
meaning the duration of impact should
also be short. Any impacts on prey that
would occur during that period would
have at most short-terms effects on
foraging of individual marine mammals,
and likely no effect on the populations
of marine mammals as a whole.
Therefore, indirect effects on marine
mammal prey during the construction
are not expected to be substantial, and
these insubstantial effects would
therefore be unlikely to cause
substantial effects on marine mammals
at the individual or population level.
In summary and as described above,
the following factors primarily support
our preliminary determination that the
impacts resulting from this activity are
not expected to adversely affect the
species or stock through effects on
annual rates of recruitment or survival:
• No serious injury or mortality is
anticipated or authorized;
• Blasting would not occur during
fish runs, avoiding impacts during peak
foraging periods;
• Only a very small portion of marine
mammal habitat would be temporarily
impacted;
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• The City of Ketchikan would
implement mitigation measures
including shut down zones for all
blasting and other in-water activity to
minimize the potential for take by Level
A harassment and the severity if it does
occur; and
• TTS that will occur is expected to
be of a small degree and is recoverable;
Based on the analysis contained
herein of the likely effects of the
specified activity on marine mammals
and their habitat, and taking into
consideration the implementation of the
proposed monitoring and mitigation
measures, NMFS preliminarily finds
that the total marine mammal take from
the proposed activity will have a
negligible impact on all affected marine
mammal species or stocks.
Small Numbers
As noted above, only small numbers
of incidental take may be authorized
under sections 101(a)(5)(A) and (D) of
the MMPA for specified activities other
than military readiness activities. The
MMPA does not define small numbers
and so, in practice, where estimated
numbers are available, NMFS compares
the number of individuals taken to the
most appropriate estimation of
abundance of the relevant species or
stock in our determination of whether
an authorization is limited to small
numbers of marine mammals.
Additionally, other qualitative factors
may be considered in the analysis, such
as the temporal or spatial scale of the
activities.
Table 5, in the Take Calculation and
Estimation section, presents the number
of animals that could be exposed to
received noise levels that may result in
take by Level A harassment or Level B
harassment for the proposed blasting by
the City of Ketchikan. Our analysis
shows that at most, approximately 20.6
percent of the best population estimates
of each affected stock could be taken,
but for most species and stocks, the
percentage is below 2 percent. There
was one stock, minke whale, where the
lack of an accepted stock abundance
value prevented us from calculating an
expected percentage of the population
that would be affected. The most
relevant estimate of partial stock
abundance is 1,233 minke whales for a
portion of the Gulf of Alaska (Zerbini et
al., 2006). Given 10 authorized takes by
Level B harassment for the stock,
comparison to the best estimate of stock
abundance shows less than 1 percent of
the stock is expected to be impacted.
Therefore, the numbers of animals
authorized to be taken for all species,
including minke whale, would be
considered small relative to the relevant
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11527
stocks or populations even if each
estimated taking occurred to a new
individual—an unlikely scenario for
pinnipeds, but a possibility for other
marine mammals based on their
described transit through Tongass
Narrows. For pinnipeds, especially
harbor seals and Steller sea lions,
occurring in the vicinity of the project
site, there will almost certainly be some
overlap in individuals present day-today, and these takes are likely to occur
only within some small portion of the
overall regional stock.
Based on the analysis contained
herein of the proposed activity
(including the proposed mitigation and
monitoring measures) and the
anticipated take of marine mammals,
NMFS preliminarily finds that small
numbers of marine mammals will be
taken relative to the population size of
the affected species or stocks.
Unmitigable Adverse Impact Analysis
and Determination
In order to issue an IHA, NMFS must
find that the specified activity will not
have an ‘‘unmitigable adverse impact’’
on the subsistence uses of the affected
marine mammal species or stocks by
Alaskan Natives. NMFS has defined
‘‘unmitigable adverse impact’’ in 50 CFR
216.103 as an impact resulting from the
specified activity: (1) That is likely to
reduce the availability of the species to
a level insufficient for a harvest to meet
subsistence needs by: (i) Causing the
marine mammals to abandon or avoid
hunting areas; (ii) Directly displacing
subsistence users; or (iii) Placing
physical barriers between the marine
mammals and the subsistence hunters;
and (2) That cannot be sufficiently
mitigated by other measures to increase
the availability of marine mammals to
allow subsistence needs to be met.
In 2012, the community of Ketchikan
had an estimated subsistence take of 22
harbor seals and 0 Steller sea lion (Wolf
et al., 2013). Hunting usually occurs in
October and November (Alaska
Department of Fish and Game (ADF&G)
2009), but there are also records of
relatively high harvest in May (Wolfe et
al., 2013). All project activities will take
place within the industrial area of
Tongass Narrows immediately adjacent
to Ketchikan where subsistence
activities do not generally occur. The
project will not have an adverse impact
on the availability of marine mammals
for subsistence use at locations farther
away, where these activities are
expected to take place. Some minor,
short-term harassment of the harbor
seals could occur, but this is not likely
to have any measureable effect on
subsistence harvest activities in the
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region. Additionally, blasting associated
with the project is expected to occur
from November 15 to March 15. This
means that blasting, and the associated
harassment of marine mammals will
only overlap with a small portion of the
expected period of subsistence harvest.
Based on the spatial separation and
partial temporal separation of blasting
activities and subsistence harvest, no
changes to availability of subsistence
resources are expected to result from the
City of Ketchikan’s proposed activities.
Based on the description of the
specified activity, the measures
described to minimize adverse effects
on the availability of marine mammals
for subsistence purposes, and the
proposed mitigation and monitoring
measures, NMFS has preliminarily
determined that there will not be an
unmitigable adverse impact on
subsistence uses from City of
Ketchikan’s proposed activities.
Endangered Species Act (ESA)
Section 7(a)(2) of the Endangered
Species Act of 1973 (ESA: 16 U.S.C.
1531 et seq.) requires that each Federal
agency insure that any action it
authorizes, funds, or carries out is not
likely to jeopardize the continued
existence of any endangered or
threatened species or result in the
destruction or adverse modification of
designated critical habitat. To ensure
ESA compliance for the issuance of
IHAs, NMFS Office of Protected
Resources consults internally, in this
case with the NMFS Alaska Regional
Office, whenever we propose to
authorize take for endangered or
threatened species.
NMFS is proposing to authorize take
of Mexico DPS humpback whales which
are listed under the ESA. The NMFS
Office of Protected Resources has
requested initiation of Section 7
consultation with the NMFS Alaska
Regional Office for the issuance of this
IHA. NMFS will conclude the ESA
section 7 consultation prior to reaching
a determination regarding the proposed
issuance of the authorization.
Proposed Authorization
As a result of these preliminary
determinations, NMFS proposes to issue
an IHA to the City of Ketchikan for
conducting blasting near Ketchikan,
Alaska in 2019 and 2020, provided the
previously mentioned mitigation,
monitoring, and reporting requirements
are incorporated. A draft of the
proposed IHA can be found at https://
www.fisheries.noaa.gov/permit/
incidental-take-authorizations-undermarine-mammal-protection-act.
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Request for Public Comments
DEPARTMENT OF COMMERCE
We request comment on our analyses,
the proposed authorization, and any
other aspect of this Notice of Proposed
IHA for the proposed underwater
blasting. We also request comment on
the potential for renewal of this
proposed IHA as described in the
paragraph below. Please include with
your comments any supporting data or
literature citations to help inform our
final decision on the request for MMPA
authorization.
On a case-by-case basis, NMFS may
issue a one-year IHA renewal with an
expedited public comment period (15
days) when (1) another year of identical
or nearly identical activities as
described in the Specified Activities
section is planned or (2) the activities
would not be completed by the time the
IHA expires and a second IHA would
allow for completion of the activities
beyond that described in the Dates and
Duration section, provided all of the
following conditions are met:
• A request for renewal is received no
later than 60 days prior to expiration of
the current IHA.
• The request for renewal must
include the following:
(1) An explanation that the activities
to be conducted under the proposed
Renewal are identical to the activities
analyzed under the initial IHA, are a
subset of the activities, or include
changes so minor (e.g., reduction in pile
size) that the changes do not affect the
previous analyses, mitigation and
monitoring requirements, or take
estimates (with the exception of
reducing the type or amount of take
because only a subset of the initially
analyzed activities remain to be
completed under the Renewal)..
(2) A preliminary monitoring report
showing the results of the required
monitoring to date and an explanation
showing that the monitoring results do
not indicate impacts of a scale or nature
not previously analyzed or authorized.
• Upon review of the request for
renewal, the status of the affected
species or stocks, and any other
pertinent information, NMFS
determines that there are no more than
minor changes in the activities, the
mitigation and monitoring measures
will remain the same and appropriate,
and the findings in the initial IHA
remain valid.
Dated: March 21, 2019.
Donna S. Wieting,
Director, Office of Protected Resources,
National Marine Fisheries Service.
[FR Doc. 2019–05826 Filed 3–26–19; 8:45 am]
BILLING CODE 3510–22–P
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National Oceanic and Atmospheric
Administration
RIN 0648–XG815
Meeting of the Advisory Committee to
the United States Delegation to the
International Commission for the
Conservation of Atlantic Tunas
National Marine Fisheries
Service (NMFS), National Oceanic and
Atmospheric Administration (NOAA),
Commerce.
ACTION: Notice of Advisory Committee
meeting.
AGENCY:
The Advisory Committee
(Committee) to the U.S. Section to the
International Commission for the
Conservation of Atlantic Tunas (ICCAT)
announces its annual spring meeting to
be held April 15–16, 2019.
DATES: The open sessions of the
Committee meeting will be held on
April 15, 2019, 9 a.m. to 4:15 p.m. and
April 16, 2019, 10 a.m. to 4 p.m. Closed
sessions will be held on April 15, 2019,
4:15 p.m. to 6 p.m., and on April 16,
2019, 8 a.m. to 10 a.m.
ADDRESSES: The meeting will be held at
the DoubleTree by Hilton Hotel Miami
Airport & Convention Center, 711 NW
72nd Avenue, Miami, Florida 33126.
FOR FURTHER INFORMATION CONTACT:
Terra Lederhouse at (301) 427–8360.
SUPPLEMENTARY INFORMATION: The
Advisory Committee to the U.S. Section
to ICCAT will meet in open session to
receive and discuss information on
management strategy evaluation and
harvest control rule development at
ICCAT; the 2018 ICCAT meeting results
and U.S. implementation of ICCAT
decisions; NMFS research and
monitoring activities; global and
domestic initiatives related to ICCAT;
the results of the meetings of the
Committee’s Species Working Groups;
and other matters relating to the
international management of ICCAT
species. The public will have access to
the open sessions of the meeting, but
there will be no opportunity for public
comment. The agenda is available from
the Committee’s Executive Secretary
upon request (see FOR FURTHER
INFORMATION CONTACT).
The Committee will meet in its
Species Working Groups for part of the
afternoon of April 15, 2019, and for two
hours on the morning of April 16, 2019.
These sessions are not open to the
public, but the results of the Species
Working Group discussions will be
reported to the full Advisory Committee
SUMMARY:
E:\FR\FM\27MRN1.SGM
27MRN1
Agencies
[Federal Register Volume 84, Number 59 (Wednesday, March 27, 2019)]
[Notices]
[Pages 11508-11528]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2019-05826]
-----------------------------------------------------------------------
DEPARTMENT OF COMMERCE
National Oceanic and Atmospheric Administration
RIN 0648-XG737
Takes of Marine Mammals Incidental to Specified Activities;
Taking Marine Mammals Incidental to Confined Rock Blasting Near
Ketchikan, Alaska
AGENCY: National Marine Fisheries Service (NMFS), National Oceanic and
Atmospheric Administration (NOAA), Commerce.
ACTION: Notice; request for comments.
-----------------------------------------------------------------------
SUMMARY: NMFS has received a request from City of Ketchikan for
authorization to take marine mammals incidental to underwater confined
rock blasting in Ketchikan, Alaska. Pursuant to the Marine Mammal
Protection Act (MMPA), NMFS is requesting comments on its proposal to
issue an incidental harassment authorization (IHA) to incidentally take
marine mammals during the specified activities. NMFS is also requesting
comments on a possible one-year renewal that could be issued under
certain circumstances and if all requirements are met, as described in
Request for Public Comments at the end of this notice. NMFS will
consider public comments prior to making any final decision on the
issuance of the requested MMPA authorizations and agency responses will
be summarized in the final notice of our decision.
DATES: Comments and information must be received no later than April
26, 2019.
ADDRESSES: Comments should be addressed to Jolie Harrison, Chief,
Permits and Conservation Division, Office of Protected Resources,
National Marine Fisheries Service. Physical comments should be sent to
1315 East-West Highway, Silver Spring, MD 20910 and electronic comments
should be sent to ITP.redding@noaa.gov.
Instructions: NMFS is not responsible for comments sent by any
other method, to any other address or individual, or received after the
end of the comment period. Comments received electronically, including
all attachments, must not exceed a 25-megabyte file size. Attachments
to electronic comments will be accepted in Microsoft Word or Excel or
Adobe PDF file formats only. All comments received are a part of the
public record and will generally be posted online at https://www.fisheries.noaa.gov/permit/incidental-take-authorizations-under-marine-mammal-protection-act without change. All personal identifying
information (e.g., name, address) voluntarily submitted by the
commenter may be publicly accessible. Do not submit confidential
business information or otherwise sensitive or protected information.
FOR FURTHER INFORMATION CONTACT: Gray Redding, Office of Protected
Resources, NMFS, (301) 427-8401. Electronic copies of the application
and supporting documents, as well as a list of the references cited in
this document, may be obtained online at: https://www.fisheries.noaa.gov/national/marine-mammal-protection/incidental-take-authorizations-construction-activities. In case of problems
accessing these documents, please call the contact listed above.
SUPPLEMENTARY INFORMATION:
Background
The MMPA prohibits the ``take'' of marine mammals, with certain
exceptions. Sections 101(a)(5)(A) and (D) of the MMPA (16 U.S.C. 1361
et seq.) direct the Secretary of Commerce (as delegated to NMFS) to
allow, upon request, the incidental, but not intentional, taking of
small numbers of marine mammals by U.S. citizens who engage in a
specified activity (other than commercial fishing) within a specified
geographical region if certain findings are made and either regulations
are issued or, if the taking is limited to harassment, a notice of a
proposed incidental take authorization may be provided to the public
for review.
Authorization for incidental takings shall be granted if NMFS finds
that the taking will have a negligible impact on the species or
stock(s) and will not have an unmitigable adverse impact on the
availability of the species or stock(s) for taking for subsistence uses
(where relevant). Further, NMFS must prescribe the permissible methods
of taking and other ``means of effecting the least practicable
[adverse] impact'' on the affected species or stocks and their habitat,
paying particular attention to rookeries, mating grounds, and areas of
similar significance, and on the availability of such species or stocks
for taking for certain subsistence uses (referred to in shorthand as
``mitigation''); and requirements pertaining to the mitigation,
monitoring and reporting of such takings are set forth.
The definitions of all applicable MMPA statutory terms cited above
are included in the relevant sections below.
National Environmental Policy Act
To comply with the National Environmental Policy Act of 1969 (NEPA;
42 U.S.C. 4321 et seq.) and NOAA Administrative Order (NAO) 216-6A,
NMFS must review our proposed action (i.e., the issuance of an
incidental harassment authorization) with respect to potential impacts
on the human environment.
This action is consistent with categories of activities identified
in Categorical Exclusion B4 (incidental harassment authorizations with
no anticipated serious injury or mortality) of the Companion Manual for
NOAA Administrative Order 216-6A, which do not individually or
cumulatively have the potential for significant impacts on the quality
of the human environment and for which we have not identified any
extraordinary circumstances that would preclude this categorical
exclusion. Accordingly, NMFS has preliminarily determined that the
issuance of the proposed IHA qualifies to be categorically excluded
from further NEPA review.
We will review all comments submitted in response to this notice
prior to concluding our NEPA process or making a final decision on the
IHA request.
Summary of Request
On December 10, 2018, NMFS received a request from the City of
Ketchikan for an IHA to take marine mammals incidental to underwater
confined blasting and excavation in southeastern Alaska. The
application was deemed adequate and complete on February 7, 2019. City
of Ketchikan's request is for take of a small number of nine marine
mammal species by Level B harassment and three marine mammal species by
Level A harassment. Neither the City of Ketchikan nor NMFS expects
serious injury or mortality to result from this activity and,
therefore, an IHA is appropriate.
[[Page 11509]]
Description of Proposed Activity
Overview
The City of Ketchikan proposes to conduct underwater confined
blasting of a rock pinnacle in the Tongass Narrows, southeastern
Alaska. Removal of the underwater pinnacle will expand the area of safe
navigation depths for cruise ships that presently visit Berths I and
II. Removing the pinnacle will provide a more reliable ingress and
egress for ships over a much wider range of wind and water level
conditions. The project is planned to occur from September 2019 through
April 2020, and the action has the potential to affect waters in the
Tongass Narrows and nearby Revillagigedo Channel, approximately 3 miles
to the south.
Dates and Duration
The project is scheduled to occur from September 16, 2019 through
April 30, 2020, but the blasting portion of the activities is expected
to occur between November 15, 2019 and March 15, 2020. This work window
will avoid periods of known salmon and eulachon spawning, minimizing
impact on these species and on marine mammals who may be attracted to
these prey sources. Blasting is only planned for 50 days, so it will
not occur each day during that period. Blasting will occur once per
day, with the blast lasting approximately one second a day, and only
during daylight hours.
Specific Geographic Region
The City of Ketchikan is located in Southeast Alaska. The proposed
activities will take place offshore from cruise ship Berth II in
Ketchikan, Alaska, on the Tongass Narrows water-body (see Figure 1 of
IHA application). Berth II is located in the southeastern portion of
Ketchikan, opposite Pennock Island and near the mouth of Ketchikan
Creek. The rock pinnacle to be removed sits in the channel between
Pennock Island and the City of Ketchikan on Revillagigedo Island
approximately 1,000 feet (ft) (305 meters (m)) west of Berth II. The
immediate area is part of the Port of Ketchikan, an active marine
commercial and industrial area.
The region of activity originates in the Tongass Narrows and
extends southeast into the Revillagigedo Channel (approximately 3.1
miles (5 km) from Ketchikan). Impacts from all project activities are
not expected to extend further than about three miles northeast of the
City, where underwater noise would be impeded by landmasses.
Detailed Description of Specific Activity
Blasting
A submerged rock pinnacle sits in the channel off of Berth II,
limiting vessel navigation during low tide and high wind conditions. An
underwater rock pinnacle near the cruise ship docks must be removed to
allow ship traffic proper access in and out of the berths. This
pinnacle, roughly 320 ft (97.5 m) by 150 ft (45.7 m), requires blasting
for removal to a depth of approximately 42 ft (12.8 m) mean lower low
water (MLLW).
Work includes equipment mobilization, drilling of small boreholes
(less than 8 inches), rock pinnacle removal through blasting, dredging
of blasted material and transport of the material to an appropriate
upland stockpile or placement site, and equipment demobilization.
Boreholes will be drilled through casings and from stationary barges,
held on site by spuds and/or anchors. NMFS has authorized take in
association with certain types of drilling in other projects, (83 FR
53217, October, 22, 2018), but those typically have much larger holes
being drilled and/or other circumstances leading to an expectation of
louder sound levels than are expected here. Because of the small
borehole size, acoustic impacts from drilling are not expected to rise
to the level of a take, and take is not proposed to be authorized for
drilling activities, so its impacts are discussed minimally in this
document.
There will be up to 50 days of blasting (currently anticipating
between 25 and 50 total blasts) limited to at most, one blast per day.
A blast consists of a detonation of a series of sequential charges,
delayed from one another at an interval of 8 milliseconds (ms), with
the total blast typically lasting less than 1 second (one second = 1000
milliseconds). Each delayed charge in the blast will contain a maximum
of 75 total lbs (34 kg) of explosive. The timing of the blast must
assure that the maximum pounds per delay does not exceed 75 lbs. The
proposed daily blast will consist of a grid of boreholes, each
containing a delayed charge (total number may vary but typically it
ranges between 30 to 60 holes), with the top section of the hole then
filled in with stone (this process is referred to as ``rock
stemming''). This borehole grid pattern would have a minimal spacing of
four ft between each charge, but this spacing could increase to six or
more feet based on observations of how the rock is responding to
blasting. For the purposes of impact modeling, four foot spacing was
assumed as this minimal distance results in the most conservative
impact zone estimates. Rock stemming locks the explosive material into
the borehole to assure that most of the resulting energy enters the
surrounding rock rather than the water column. This mitigates, or
reduces, the blast energy released into the water. When the blast is
detonated, each small borehole is triggered in a sequential manner to
optimize rock fragmentation while minimizing underwater overpressure.
This sequence is also important in reducing the amount of energy
required to fracture the rock.
The use of multiple boreholes, confinement of the blast (rock
stemming), and use of planned sequential delays, all help to direct the
blast energy into the rock rather than the water column. Other best
management practices (BMPs) include adherence to a winter in-water work
window to avoid fish spawning periods (September 16, 2019 through April
30, 2020), accurate drilling, minimal blast duration, and limiting the
blasts to a maximum of one per day. The project will adhere to all
federal and state blasting regulations, which includes the development
and adherence to blasting plans, monitoring, and reporting. All of the
proposed BMPs support the reduction of potential adverse impacts on
protected species from in-water noise and overpressure.
Dredging
Dredging of the approximately 7,500 cubic yards (approximately 5734
m\3\) of material freed by blasting will occur to bring the area to
approximately -42 ft MLLW. Material will be removed and placed at the
placement site using either a mechanical dredge or excavator deployed
on a stationary barge. Material will be transported to an appropriate
upland stock pile or placement site. While dredge material is removed
and placed, barges will be held stationary by spuds and/or anchors.
Dredging is considered to be a low-impact activity for marine
mammals, producing non-pulsed sound and being substantially quieter in
terms of acoustic energy output than sources such as seismic airguns
and impact pile driving. Noise produced by dredging operations has been
compared to that produced by a commercial vessel travelling at modest
speed (Robinson et al., 2011). Further discussion of dredging sound
production may be found in the literature (e.g., Richardson et al.,
1995, Nedwell et al., 2008, Parvin et al., 2008, Ainslie et al., 2009).
Because dredging is expected to produce sounds similar to daily port
activities, a marine mammal would not be expected to react to the sound
nor subsequently be harassed. Therefore, the effects of dredging on
[[Page 11510]]
marine mammals are not expected to rise to the level of a take. As
stated, take is highly unlikely and is not proposed to be authorized
for dredging activities, so its impacts are discussed minimally in this
document.
Proposed mitigation, monitoring, and reporting measures are
described in detail later in this document (please see Proposed
Mitigation and Proposed Monitoring and Reporting).
Description of Marine Mammals in the Area of Specified Activities
Sections 3 and 4 of the application summarize available information
regarding status and trends, distribution and habitat preferences, and
behavior and life history, of the potentially affected species.
Additional information regarding population trends and threats may be
found in NMFS's Stock Assessment Reports (SAR; https://www.fisheries.noaa.gov/national/marine-mammal-protection/marine-mammal-stock-assessments) and more general information about these species
(e.g., physical and behavioral descriptions) may be found on NMFS's
website (https://www.fisheries.noaa.gov/find-species).
Table 1 lists all species with expected potential for occurrence in
waters near Ketchikan, Alaska and summarizes information related to the
population or stock, including regulatory status under the MMPA and ESA
and potential biological removal (PBR), where known. For taxonomy, we
follow Committee on Taxonomy (2018). PBR is defined by the MMPA as the
maximum number of animals, not including natural mortalities, that may
be removed from a marine mammal stock while allowing that stock to
reach or maintain its optimum sustainable population (as described in
NMFS's SARs). While no mortality is anticipated or authorized here, PBR
and annual serious injury and mortality from anthropogenic sources are
included here as gross indicators of the status of the species and
other threats.
Marine mammal abundance estimates presented in this document
represent the total number of individuals that make up a given stock or
the total number estimated within a particular study or survey area.
NMFS's stock abundance estimates for most species represent the total
estimate of individuals within the geographic area, if known, that
comprises that stock. For some species, this geographic area may extend
beyond U.S. waters. All managed stocks in this region are assessed in
NMFS's U.S. Alaska SARs (e.g., Muto et al., 2018). All values presented
in Table 1 are the most recent available at the time of publication and
are available in the 2017 SARs (Muto et al., 2018) and draft 2018 SARs
(available online at: https://www.fisheries.noaa.gov/national/marine-mammal-protection/draft-marine-mammal-stock-assessment-reports).
Table 1--Marine Mammals That Could Occur in the Proposed Survey Areas
--------------------------------------------------------------------------------------------------------------------------------------------------------
Stock abundance Nbest,
ESA/ MMPA status; (CV, Nmin, most recent Annual M/
Common name Scientific name MMPA stock Strategic (Y/N) \1\ abundance survey) \2\ PBR SI \3\
--------------------------------------------------------------------------------------------------------------------------------------------------------
Order Cetartiodactyla--Cetacea--Superfamily Mysticeti (baleen whales)
--------------------------------------------------------------------------------------------------------------------------------------------------------
Family Eschrichtiidae:
Gray Whale...................... Eschrichtius robustus.. Eastern North Pacific. -, -, N 26,960 (0.05, 25,849, 801 138
2016).
Family Balaenidae:
Humpback whale.................. Megaptera novaeangliae. Central North Pacific. E, D,Y 10,103 (0.3; 7,890; 83 25
2006).
Minke whale..................... Balaenoptera Alaska................ -, N N.A................... N.A. N.A.
acutorostrata.
--------------------------------------------------------------------------------------------------------------------------------------------------------
Order Cetartiodactyla--Cetacea--Superfamily Odontoceti (toothed whales, dolphins, and porpoises)
--------------------------------------------------------------------------------------------------------------------------------------------------------
Family Delphinidae:
Killer whale.................... Orcinus orca........... Alaska Resident....... -, N 2,347 (N.A.; 2,347; 24 1
2012).
West Coast Transient.. -, N 243 (N.A., 243, 2009). 2.4 0
Northern Resident..... -, N 261 (N.A; 261; 2011).. 1.96 0
Gulf of Alaska -, N 587 (N.A.; 587; 2012). 5.87 1
Transient.
Pacific white-sided dolphin..... Lagenorhynchus North Pacific......... -, -; N 26,880 (N.A.; N.A.; N.A. 0
obliquidens. 1990).
Family Phocoenidae:
Harbor porpoise................. Phocoena phocoena...... Southeast Alaska...... -, Y 975 (0.10; 896; 2012). 8.95 34
Dall's porpoise................. Phocoenoides dalli..... Alaska................ -, N 83,400 (0.097, N.A., N.A. 38
1993).
--------------------------------------------------------------------------------------------------------------------------------------------------------
Order Carnivora--Superfamily Pinnipedia
--------------------------------------------------------------------------------------------------------------------------------------------------------
Family Otariidae (eared seals and
sea lions):
Steller sea lion................ Eumetopias jubatus..... Eastern U.S........... -, -, N 41,638 (N.A.; 41,638; 2,498 108
2015).
Family Phocidae (earless seals):
Harbor seal..................... Phoca vitulina Clarence Strait....... -, N 31,634 (N.A.; 29,093; 1,222 41
richardii. 2011).
--------------------------------------------------------------------------------------------------------------------------------------------------------
\1\ Endangered Species Act (ESA) status: Endangered (E), Threatened (T)/MMPA status: Depleted (D). A dash (-) indicates that the species is not listed
under the ESA or designated as depleted under the MMPA. Under the MMPA, a strategic stock is one for which the level of direct human-caused mortality
exceeds PBR or which is determined to be declining and likely to be listed under the ESA within the foreseeable future. Any species or stock listed
under the ESA is automatically designated under the MMPA as depleted and as a strategic stock.
\2\ NMFS marine mammal stock assessment reports online at: https://www.fisheries.noaa.gov/national/marine-mammal-protection/marine-mammal-stock-assessments assessments. CV is coefficient of variation; Nmin is the minimum estimate of stock abundance. In some cases, CV is not applicable (N.A.).
\3\ These values, found in NMFS's SARs, represent annual levels of human-caused mortality plus serious injury from all sources combined (e.g.,
commercial fisheries, ship strike). Annual M/SI often cannot be determined precisely and is in some cases presented as a minimum value or range. A CV
associated with estimated mortality due to commercial fisheries is presented in some cases.
[[Page 11511]]
All species that could potentially occur in the proposed survey
areas are included in Table 1. As described below, all 9 species (with
12 managed stocks) temporally and spatially co-occur with the activity
to the degree that take is reasonably likely to occur, and we have
proposed authorizing it. In addition, the northern sea otter (Enhydra
lutris) may be found in waters near Ketchikan, Alaska. However,
northern sea otters are managed by the U.S. Fish and Wildlife Service
and are not considered further in this document.
Harbor Seals
The Clarence Strait stock of harbor seals is not classified as a
strategic stock (Muto et al., 2017). Harbor seals occurring near
Ketchikan belong to the Clarence Strait harbor seal stock. Harbor seals
belonging to the Clarence Strait stock have maintained an increasing
population over the past 5 years. The latest stock assessment analysis
indicates that the Clarence Strait population trend is an increase of
921 seals per year, with a low probability (21 percent) that the stock
is decreasing based on 5-year trend analysis (Muto et al., 2018).
Harbor seals inhabit coastal and estuarine waters off Baja
California; north along the western coasts of the United States,
British Columbia, and Southeast Alaska; west through the Gulf of Alaska
and Aleutian Islands; and in the Bering Sea north to Cape Newenham and
the Pribilof Islands. They haul out on rocks, reefs, beaches, and
drifting glacial ice, and feed in marine, estuarine, and occasionally
fresh waters (Muto et al., 2017).
Harbor seals are common in the inside waters of southeastern
Alaska. There are no documented long-term haulout sites for harbor
seals in Tongass Narrows; seasonal foraging is known to occur at the
mouth of Ketchikan Creek (See Figure 2 in IHA Application), typically
during late summer/early fall pink salmon runs (See IHA Application).
Harbor seals are known to occupy the Ketchikan harbor directly adjacent
to the planned pinnacle removal. Daily sightings of low numbers of
harbor seals in the immediate vicinity of the project are common.
Steller Sea Lion
The Steller sea lion is the largest of the eared seals, ranging
along the North Pacific Rim from northern Japan to California, with
centers of abundance and distribution in the Gulf of Alaska and
Aleutian Islands. Steller sea lions were listed as threatened range-
wide under the ESA on November 26, 1990 (55 FR 49204). Subsequently,
NMFS published a final rule designating critical habitat for the
species as a 20 nautical mile buffer around all major haulouts and
rookeries, as well as associated terrestrial, air and aquatic zones,
and three large offshore foraging areas (58 FR 45269; August 27, 1993).
In 1997, NMFS reclassified Steller sea lions as two distinct population
segments (DPS) based on genetic studies and other information (62 FR
24345; May 5, 1997). Steller sea lion populations that primarily occur
west of 144[deg] W (Cape Suckling, Alaska) comprise the western DPS
(wDPS), while all others comprise the eastern DPS (eDPS); however,
there is regular movement of both DPSs across this boundary (Jemison et
al., 2013). Due to the distance from this DPS boundary, NMFS is only
considering eastern DPS Steller sea lions as present in the action
area. Therefore, animals potentially affected by the project are
assumed to be part of the eastern stock and the western stock is not
discussed here.
Steller sea lions range along the North Pacific Rim from northern
Japan to California, with centers of abundance and distribution in the
Gulf of Alaska and Aleutian Islands. Large numbers of individuals
disperse widely outside of the breeding season (late May to early
July), thus potentially intermixing with animals from other areas,
probably to access seasonally important prey resources (Muto et al.,
2017).
The current total population for the eastern stock is estimated at
71,562 (Johnson and Fritz 2014) with the U.S. portion of that stock
totaling 41,638 and the southeast Alaska region supporting 28,594
eastern Steller sea lions (Muto et al., 2018). Modeling reporting in
the most recent stock assessment indicates population growth of 4.76
percent per year between 1989 and 2015.
There are several mapped and regularly monitored long-term Steller
sea lion haulouts surrounding Ketchikan, such as Grindall island
(approximately 20 miles from Ketchikan), West Rocks (36 miles), or Nose
Point (37 miles), but none within Tongass Narrows (Fritz et al., 2015).
Sea lions are rarely observed in the Tongass narrows during the winter
(See IHA Application). Fritz et al. (2015) reported adult counts at
Grindall Island, located approximately 20 miles away from the project
area, averaged about 190 between 2002 and 2015. No pups were recorded
during this timeframe. West Rock averaged over 650 adults with 0 to 3
pups observed over the same timeframe. These long-term and seasonal
haulouts are important habitat for Steller sea lions, but all are
outside of the action area.
Grindall Island is approximately 20 miles outside of the portion of
the action area where sound from the blasting is expected to rise to
the level of take, north and west of the Tongass Narrows. Given that
sea lion presence in Tongass Narrows mostly occurs during the Chinook
run, outside of the in-water work window, and the nearest haulout site
is outside of the action area, it is expected that Steller sea lion
exposure to pinnacle blasting will be low. This has been confirmed by
local observers, who have reported one to three sea lions in the
Tongass Narrows near Ketchikan during the Chinook run, and otherwise
rarely observed any.
In summary, Steller sea lions are common throughout the inside
waters of southeast Alaska and reside in areas nearby Tongass Narrows,
however are not commonly observed in Tongass Narrows outside of the
Chinook run. However due to the proximity of the Grindall Island
haulout and the possibility of Steller sea lion movement around this
haulout, they are potentially present year-round within the action
area.
Harbor Porpoise
Because the abundance estimates are 12 years old and the frequency
of incidental mortality in commercial fisheries is not known, the
Southeast Alaska stock of harbor porpoise is classified as a strategic
stock (Muto et al., 2017).
There are three harbor porpoise stocks in Alaska including the
Southeast Alaska stock, Gulf of Alaska stock, and the Bering Sea stock.
Only the Southeast Alaska stock occurs in the project vicinity. A
review of survey data collected from 2010 through 2012 calculated an
abundance estimate of 975 harbor porpoises (Dahlheim et al., 2015).
This estimate was split into the northern and southern portion of the
unit and only included inside waters of southeast Alaska. Harbor
porpoise abundance in the southern portion, including Ketchikan, is
estimated to be 577. However, this number is likely biased low due to
survey methodology (Muto et al., 2017).
Older abundance surveys which included both coastal and inside
waters of southeast Alaska resulted in an observed abundance estimate
of 3,766 porpoise (Hobbs and Waite 2010). Correction factors for
observer perception bias and porpoise availability at the surface were
used to develop an estimated corrected abundance of 11,146 harbor
porpoise in both the coastal and inside waters of Southeast Alaska.
[[Page 11512]]
Harbor porpoise primarily frequent coastal waters, and in the Gulf
of Alaska and Southeast Alaska, they occur most frequently in waters
less than 100 meters (Dahlheim et al., 2009). Within the inland waters
of Southeast Alaska, the harbor porpoise distribution is clumped, with
greatest densities observed in the Glacier Bay/Icy Strait region, and
near Zarembo and Wrangell Islands and the adjacent waters of Sumner
Strait (Muto et al., 2017).
Harbor porpoise are spotted sporadically from marine tour ships
around Ketchikan (See IHA Application). One sighting every three weeks
was reported, typically north of the Tongass Narrows in Behm Canal. The
duration of these animals remaining in the area is unknown. The mean
group size of harbor porpoise in Southeast Alaska is estimated at two
individuals (Dahlheim et al., 2009). Therefore, while less common
within the Tongass Narrows than nearby areas, harbor porpoise could
potentially pass through the area and/or occupy the Revillagigedo
Channel year-round.
Humpback Whales
The humpback whale is distributed worldwide in all ocean basins. In
winter, most humpback whales occur in the subtropical and tropical
waters of the Northern and Southern Hemispheres, and migrate to high
latitudes in the summer to feed (Johnson and Wolman 1984).
Under the MMPA, there are three stocks of humpback whales in the
North Pacific: (1) The California/Oregon/Washington and Mexico stock,
consisting of winter/spring populations in coastal Central America and
coastal Mexico which migrate to the coast of California to southern
British Columbia in summer/fall; (2) the central North Pacific stock,
consisting of winter/spring populations of the Hawaiian Islands which
migrate primarily to northern British Columbia/Southeast Alaska, the
Gulf of Alaska, and the Bering Sea/Aleutian Islands; and (3) the
western North Pacific stock, consisting of winter/spring populations
off Asia which migrate primarily to Russia and the Bering Sea/Aleutian
Islands. The central north Pacific stock is the only stock that is
found near the project activities.
On September 8, 2016, NMFS published a final rule dividing the
globally listed endangered species into 14 DPSs under the ESA, removing
the worldwide species-level listing, and in its place listing four DPSs
as endangered and one DPS as threatened (81 FR 62259; effective October
11, 2016). Two DPSs (Hawaii and Mexico) are potentially present within
the action area (Wade et al., 2016). This study found a strong majority
of whales present in the area belong to the delisted Hawaii DPS, while
less than 10 percent of the whales expected within Southeast Alaska
belong to the threatened Mexico DPS. Wade et al. (2016) calculated
stock estimates for the newly recognized DPS's: 11,398 for Hawaii and
3,264 for Mexico. Wade et al. (2016) reports a distribution of 93.9
percent Hawaii DPS vs 6.1 percent Mexico DPS humpback whale observation
percentage in Southeast Alaska and these relative abundance percentages
are used in the analysis contained within this document.
Humpback whales are the most commonly observed baleen whale in the
area and surrounding Southeast Alaska, particularly during spring and
summer months. Humpback whales in Alaska, although not limited to these
areas, return to specific feeding locations such as Frederick Sound,
Sitka Sound, Glacier Bay, Icy Straight, Lynn Canal, and Prince William
Sound, as well as other similar coastal areas (Hendrix et al., 2011).
Summertime observations show humpback whales commonly transit the
Tongass Narrows, particularly in late May into June (See IHA
Application). Wintertime observations are reported occasionally, though
not annually. Humpback whales are most likely to occur in the action
area during periods of seasonal prey aggregations which typically occur
in spring and can occur in summer and fall (Freitag 2017, as cited in
83 FR 22009, May 11, 2018). Herring salmon, eulachon, and euphausiids
(krill) are among the species that congregate ephemerally (HDR 2003).
When humpback whales come into the Narrows to feed, they often stay in
the channel for a few days at a time (Freitag 2017).
In conclusion, humpback whales could be present within the action
area at any point during the year. They are most likely to occur
seasonally during periods of prey aggregation, typically during the
late spring and summer months.
Killer Whale
Killer whales are found throughout the North Pacific. On the west
coast of North America killer whales occur along the entire Alaskan
coast, in British Columbia and Washington inland waterways, and along
the outer coasts of Washington, Oregon, and California (Muto et al.,
2017). Seasonal and year-round occurrence has been noted for killer
whales throughout Alaska and in the intracoastal waterways of British
Columbia and Washington State, where whales have been labeled as
``resident,'' ``transient,'' and ``offshore'' type killer whales based
on aspects of morphology, ecology, genetics and behavior.
Killer whales occurring near Ketchikan could belong to one of four
different stocks: Eastern North Pacific Alaska resident stock (Alaska
residents); Eastern North Pacific Northern resident stock (Northern
residents); Gulf of Alaska, Aleutian Islands, and Bering Sea transient
stock (Gulf of Alaska transients); or West Coast transient stock (Muto
et al., 2017). The Northern resident stock is a transboundary stock,
and includes killer whales that frequent British Columbia, Canada, and
southeastern Alaska (Muto et al., 2018).
In recent years, a small number of the Gulf of Alaska transients
(identified by genetics and association) have been seen in southeastern
Alaska; previously only West Coast transients had been seen in
southeastern Alaska (Muto et al., 2017). Therefore, the Gulf of Alaska
transient stock occupies a range that includes southeastern Alaska.
Photo-identification studies have identified 587 individual whales in
this stock.
The West Coast transient stock includes animals that occur in
California, Oregon, Washington, British Columbia and southeastern
Alaska. Analysis of photographic data identifies 243 individual
transient killer whales, however this minimum population size estimate
does not include whales that belong to this stock but occur in
California or the ``outer coast'' portion of the stock (Muto et al.,
2017).
Local citizens (See IHA Application) report that killer whale pods
frequent the Tongass Narrows area, with a peak abundance of 20 to 30
during the Chinook salmon run, however the work window is not expected
to align with major times of fish spawning. Transient killer whales are
known to prey on marine mammals (Muto et al., 2018), so their presence
may be less dependent on fish spawning runs. Still, wintertime
observations are less common, with a group of five whales reported
transiting the narrows in winter 2016/2017, but none the following
winter as of January 2018. Despite being rare in occurrence during the
proposed time of construction (pods expected to absent more often than
present), it must be acknowledged that killer whales often travel in
pods and would occur as such if they were to occur at all in the
project area. Typical pod sizes observed within the Tongass Narrows
area range from 1 to 10 animals and the frequency of killer whales
passing through the action area is estimated to be once per month
(Solstice 2018, as cited in 83 FR 37473,
[[Page 11513]]
August 1, 2018). For the purposes of this request we estimate that a
group of five whales (pod) may occur near the action area occasionally.
While we are assuming a group size in the middle of the expected range,
we are assuming a higher frequency of group occurrence (See ``Estimated
Take'' section below). Due to the wide variety of life history
strategies of the different killer whale populations, they could be
present within the action area at any time throughout the year.
Dall's Porpoise
Dall's porpoise are widely distributed across the entire North
Pacific Ocean. Throughout most of the eastern North Pacific they are
present during all months of the year, although there may be seasonal
onshore-offshore movements along the west coast of the continental
United States and winter movements of populations out of Prince William
Sound and areas in the Gulf of Alaska and Bering Sea (Muto et al.,
2017).
Dahlheim et al. (2009) found Dall's porpoise throughout Southeast
Alaska, with concentrations of animals consistently found in Lynn
Canal, Stephens Passage, Icy Strait, upper Chatham Strait, Frederick
Sound, and Clarence Strait. Local observers do not report specific
sightings of Dall's porpoise, which typically show a strong vessel
attraction (Muto et al., 2017) making observations easy for a keen eye.
The mean group size of Dall's porpoise in Southeast Alaska is estimated
at approximately three individuals (Dahlheim et al., 2009; Jefferson et
al., 2019), however, in the Ketchikan vicinity, Dall's porpoises are
reported to typically occur in groups of 10-15 animals, with an
estimated maximum group size of 20 animals (Freitag 2017, as cited in
83 FR 22009, May 11, 2018). Jefferson et al. (2019) presents historical
survey data showing few sightings in the Ketchikan area, and based on
these occurrence patterns, concludes that Dall's porpoise rarely come
into narrow waterways, like Tongass Narrows. Overall, sightings of
Dall's porpoise are infrequent near Ketchikan, but they could be
present on any given day during the construction period.
Minke Whale
In the North Pacific minke whales occur from the Bering and Chukchi
Seas south to near the Equator (Muto et al., 2017). Dahlheim et al.
(2009) observed minke whales during the spring and summer, with
multiple sightings near the north end of Clarence Strait and one
observation near the Dixon entrance. Observations were concentrated
near the entrance to Glacier Bay, far north of the work area. Local
observers do not report observations of minke whales, and that they are
considered rare in waters around Ketchikan. The Alaska stock of minke
whales occurs in Southeast Alaska. At this time, it is not possible to
produce a reliable estimate of minimum abundance for this wide-ranging
stock. No estimates have been made for the number of minke whales in
the entire North Pacific. Surveys in 2001-2003 of an area ranging from
Kenai Fjords in the Gulf of Alaska to the central Aleutian Islands
estimate 1,233 animals (Zerbini et al., 2006). 2010 surveys on the
eastern Bering Sea shelf included 1,638 kilometer of effort and provide
a provisional estimate of 2,020 whales (Friday et al., 2013). Neither
of these estimates corrected for animals missed on the trackline and
only surveyed a portion of the stock's range. Due to lacking abundance
estimates the current minimum population number is considered unknown.
While considered rare within the vicinity, minke whales could enter the
action area at any time throughout the year.
Gray Whale
The Eastern North Pacific (ENP) stock of gray whale was delisted
from the ESA in 1994 (NMFS 1994). It is not listed as ``depleted''
under the MMPA. Crossover in range between the ESA-endangered Western
North Pacific (WNP) stock is considered rare, though not unheard of.
Various tagging, photo-identification, and genetic studies showed 27 to
30 whales identified in the WNP off Russia have been observed in the
ENP, including the coastal waters of Canada, the United States, and
Mexico (Carretta et al., 2017, Caretta et al., 2019 DRAFT). These WNP
gray whales are not expected to be present during the proposed
activity, because the project occurs primarily during late fall to
early spring. At this time, gray whales are generally in their
wintering grounds, with the WNP primarily overwintering in the Western
Pacific (Carretta et al., 2017).
The ENP stock of gray whale primarily spends summer and autumn in
Chukchi, Beaufort and northwestern Bering Seas, but some members of the
group can occupy the waters between Kodiak Island down to Northern
California during this time (Carretta et al., 2017). Winter migration
brings these animals to Baja California, Mexico. Population size is
calculated based on migrating whales counted as they pass the central
California coast; the most recent estimate of ENP abundance is 20,990
(Durban et al., 2013). A photographic mark-recapture study
(Calambokidis et al., 2014) calculated an abundance estimate for the
PCFG of 209 whales. The population size has been stable or increasing
over the last several decades (Muto et al., 2017).
A study of gray whale abundance from Northern California to British
Columbia (Calambokidis et al., 2014) analyzed seasonal timing and
abundance of ENP gray whales over 13 years (1998 through 2010). Whales
were sighted every day, however very few during December through
February when most whales are in or migrating to Mexico. During this
study period, 25 whales were reported in the entire Southeast Alaska
region, five of which occurred in November, within the proposed
construction window (November to March).
Gray whales are not generally reported by Ketchikan residents. A
gray whale entering the Tongass Narrows appears highly unlikely,
however a gray whale could migrate through or near the Dixon Entrance
during November, and possibly travel up the Nichols Channel into the
action area as it extends into the Revillagigedo Channel.
A gray whale sighting within the action area would be considered
extremely rare, however they could travel up the Revillagigedo Channel
during the work period.
Pacific White-Sided Dolphin
Pacific white-sided dolphin are not designated as ``depleted''
under the MMPA nor listed as ``threatened'' or ``endangered'' under the
ESA. Because Pacific white-sided dolphin are considered common in the
waters of Alaska and because the number of human-related removals is
currently thought to be minimal, this stock is not a strategic stock
(Muto et al., 2017).
Pacific white-sided dophins (North Pacific Stock) have an estimated
population size of 26,880 in the most recent stock assessments (2018).
Surveys for the Alaska stock of Pacific white-sided dolphin were
conducted in the late 1980s and early 1990s (Buckland et al., 1993) and
more recently in 2005, 2006, 2014 and 2016. The abundance estimate is
based on recently published report by NMFS (James et al., 2018).
Dalheim et al. (2009) frequently encountered Pacific white-sided
dolphin in Clarence Strait with significant differences in mean group
size and rare enough encounters to limit the seasonality investigation
to a qualitative note that spring featured the highest number of
animals observed. These observations were noted most typically in open
strait environments, near the open ocean. Mean group size
[[Page 11514]]
was over 20, with no recorded winter observations nor observations made
in the Nichols Passage or Behm Canal, located on either side of the
Tongass Narrows.
Though generally preferring more pelagic, open-water environments,
Pacific white-sided dolphin could be present within the action area
during the construction period.
Marine Mammal Hearing
Hearing is the most important sensory modality for marine mammals
underwater, and exposure to anthropogenic sound can have deleterious
effects. To appropriately assess the potential effects of exposure to
sound, it is necessary to understand the frequency ranges marine
mammals are able to hear. Current data indicate that not all marine
mammal species have equal hearing capabilities (e.g., Richardson et
al., 1995; Wartzok and Ketten, 1999; Au and Hastings, 2008). To reflect
this, Southall et al. (2007) recommended that marine mammals be divided
into functional hearing groups based on directly measured or estimated
hearing ranges on the basis of available behavioral response data,
audiograms derived using auditory evoked potential techniques,
anatomical modeling, and other data. Note that no direct measurements
of hearing ability have been successfully completed for mysticetes
(i.e., low-frequency cetaceans). Subsequently, NMFS (2018) described
generalized hearing ranges for these marine mammal hearing groups.
Generalized hearing ranges were chosen based on the approximately 65
(decibels) dB threshold from the normalized composite audiograms, with
the exception for lower limits for low-frequency cetaceans where the
lower bound was deemed to be biologically implausible and the lower
bound from Southall et al. (2007) retained. Marine mammal hearing
groups and their associated hearing ranges are provided in Table 2.
Table 2--Marine Mammal Hearing Groups
[NMFS, 2018]
------------------------------------------------------------------------
Hearing group Generalized hearing range *
------------------------------------------------------------------------
Low-frequency (LF) cetaceans (baleen 7 Hz to 35 kHz.
whales).
Mid-frequency (MF) cetaceans 150 Hz to 160 kHz.
(dolphins, toothed whales, beaked
whales, bottlenose whales).
High-frequency (HF) cetaceans (true 275 Hz to 160 kHz.
porpoises, Kogia, river dolphins,
cephalorhynchid, Lagenorhynchus
cruciger & L. australis).
Phocid pinnipeds (PW) (underwater) 50 Hz to 86 kHz.
(true seals).
Otariid pinnipeds (OW) (underwater) 60 Hz to 39 kHz.
(sea lions and fur seals).
------------------------------------------------------------------------
* Represents the generalized hearing range for the entire group as a
composite (i.e., all species within the group), where individual
species' hearing ranges are typically not as broad. Generalized
hearing range chosen based on ~65 dB threshold from normalized
composite audiogram, with the exception for lower limits for LF
cetaceans (Southall et al. 2007) and PW pinniped (approximation).
The pinniped functional hearing group was modified from Southall et
al. (2007) on the basis of data indicating that phocid species have
consistently demonstrated an extended frequency range of hearing
compared to otariids, especially in the higher frequency range
(Hemil[auml] et al., 2006; Kastelein et al., 2009; Reichmuth and Holt,
2013).
For more detail concerning these groups and associated frequency
ranges, please see NMFS (2018) for a review of available information.
Nine marine mammal species (seven cetacean and two pinniped (one
otariid and one phocid) species) have the reasonable potential to co-
occur with the proposed survey activities. Please refer to Table 1. Of
the cetacean species that may be present, three are classified as low-
frequency cetaceans (i.e., all mysticete species), two are classified
as mid-frequency cetaceans (i.e., all delphinid and ziphiid species and
the sperm whale), and two are classified as high-frequency cetaceans
(i.e., harbor porpoise and Kogia spp.).
Potential Effects of Specified Activities on Marine Mammals and Their
Habitat
This section includes a summary and discussion of the ways that
components of the specified activity may impact marine mammals and
their habitat. The Estimated Take by Incidental Harassment section
later in this document includes a quantitative analysis of the number
of individuals that are expected to be taken by this activity. The
Negligible Impact Analysis and Determination section considers the
content of this section, the Estimated Take by Incidental Harassment
section, and the Proposed Mitigation section, to draw conclusions
regarding the likely impacts of these activities on the reproductive
success or survivorship of individuals and how those impacts on
individuals are likely to impact marine mammal species or stocks.
Description of Sound
Sound travels in waves, the basic components of which are
frequency, wavelength, velocity, and amplitude. Frequency is the number
of pressure waves that pass by a reference point per unit of time and
is measured in hertz (Hz) or cycles per second. Wavelength is the
distance between two peaks of a sound wave; lower frequency sounds have
longer wavelengths than higher frequency sounds. Amplitude is the
height of the sound pressure wave or the `loudness' of a sound and is
typically measured using the dB scale. A dB is the ratio between a
measured pressure (with sound) and a reference pressure (sound at a
constant pressure, established by scientific standards). It is a
logarithmic unit that accounts for large variations in amplitude;
therefore, relatively small changes in dB ratings correspond to large
changes in sound pressure. When referring to SPLs (sound pressure level
[the sound force per unit area]), sound is referenced in the context of
underwater sound pressure to one microPascal ([mu]Pa). One pascal is
the pressure resulting from a force of one newton exerted over an area
of one square meter. The source level (SL) represents the sound level
at a distance of 1 m from the source (referenced to 1 [mu]Pa). The
received level is the sound level at the listener's position. Note that
all underwater sound levels in this document are referenced to a
pressure of 1 [micro]Pa and all airborne sound levels in this document
are referenced to a pressure of 20 [micro]Pa.
Root mean square (rms) is the quadratic mean sound pressure over
the duration of an impulse. Rms is calculated by squaring all of the
sound amplitudes, averaging the squares, and then taking the square
root of the average (Urick 1983). Rms accounts for both positive and
negative values; squaring the pressures makes all values positive so
that they may be accounted for in the summation of pressure levels
[[Page 11515]]
(Hastings and Popper 2005). This measurement is often used in the
context of discussing behavioral effects, in part because behavioral
effects, which often result from auditory cues, may be better expressed
through averaged units than by peak pressures.
When underwater objects vibrate or activity occurs, sound-pressure
waves are created. These waves alternately compress and decompress the
water as the sound wave travels. Underwater sound waves radiate in all
directions away from the source (similar to ripples on the surface of a
pond), except in cases where the source is directional. The
compressions and decompressions associated with sound waves are
detected as changes in pressure by aquatic life and man-made sound
receptors such as hydrophones.
Even in the absence of sound from the specified activity, the
underwater environment is typically loud due to ambient sound. Ambient
sound is defined as environmental background sound levels lacking a
single source or point (Richardson et al., 1995), and the sound level
of a region is defined by the total acoustical energy being generated
by known and unknown sources. These sources may include physical (e.g.,
waves, earthquakes, ice, atmospheric sound), biological (e.g., sounds
produced by marine mammals, fish, and invertebrates), and anthropogenic
sound (e.g., vessels, dredging, aircraft, construction). A number of
sources contribute to ambient sound, including the following
(Richardson et al., 1995):
Wind and waves: The complex interactions between wind and
water surface, including processes such as breaking waves and wave-
induced bubble oscillations and cavitation, are a main source of
naturally occurring ambient noise for frequencies between 200 Hz and 50
kilohertz (kHz) (Mitson 1995). In general, ambient sound levels tend to
increase with increasing wind speed and wave height. Surf noise becomes
important near shore, with measurements collected at a distance of 8.5
km from shore showing an increase of 10 dB in the 100 to 700 Hz band
during heavy surf conditions;
Precipitation: Sound from rain and hail impacting the
water surface can become an important component of total noise at
frequencies above 500 Hz, and possibly down to 100 Hz during quiet
times;
Biological: Marine mammals can contribute significantly to
ambient noise levels, as can some fish and shrimp. The frequency band
for biological contributions is from approximately 12 Hz to over 100
kHz; and
Anthropogenic: Sources of ambient noise related to human
activity include transportation (surface vessels and aircraft),
dredging and construction, oil and gas drilling and production, seismic
surveys, sonar, explosions, and ocean acoustic studies. Shipping noise
typically dominates the total ambient noise for frequencies between 20
and 300 Hz. In general, the frequencies of anthropogenic sounds are
below 1 kHz and, if higher frequency sound levels are created, they
attenuate rapidly (Richardson et al., 1995). Sound from identifiable
anthropogenic sources other than the activity of interest (e.g., a
passing vessel) is sometimes termed background sound, as opposed to
ambient sound.
The sum of the various natural and anthropogenic sound sources at
any given location and time--which comprise ``ambient'' or
``background'' sound--depends not only on the source levels (as
determined by current weather conditions and levels of biological and
shipping activity) but also on the ability of sound to propagate
through the environment. In turn, sound propagation is dependent on the
spatially and temporally varying properties of the water column and sea
floor, and is frequency-dependent. As a result of the dependence on a
large number of varying factors, ambient sound levels can be expected
to vary widely over both coarse and fine spatial and temporal scales.
Sound levels at a given frequency and location can vary by 10-20 dB
from day to day (Richardson et al.,1995). The result is that, depending
on the source type and its intensity, sound from the specified activity
may be a negligible addition to the local environment or could form a
distinctive signal that may affect marine mammals.
Description of Sound Sources
In-water construction activities associated with the project would
include dredging, borehole drilling, and blasting. Sound sources can be
divided into broad categories based on various criteria or for various
purposes. With regard to temporal properties, sounds are generally
considered to be either continuous or transient (i.e., intermittent).
Continuous sounds are simply those whose sound pressure level remains
above ambient sound during the observation period (ANSI, 2005).
Intermittent sounds are defined as sounds with interrupted levels of
low or no sound (NIOSH, 1998). Sound sources may also be categorized by
spectral property. The sounds produced by the City of Ketchikan's
activities fall into one of two general sound types: Impulsive and non-
impulsive (defined in the following). The distinction between these two
sound types is important because they have differing potential to cause
physical effects, particularly with regard to hearing (e.g., Ward 1997
in Southall et al., 2007). Please see Southall et al. (2007) for an in-
depth discussion of these concepts.
Impulsive sound sources (e.g., explosions, gunshots, sonic booms,
impact pile driving) are by definition intermittent, and produce
signals that are brief (typically considered to be less than one
second), broadband, atonal transients (ANSI 1986; Harris 1998; NIOSH
1998; ISO 2003; ANSI 2005) and occur either as isolated events or
repeated in some succession. Impulsive sounds are all characterized by
a relatively rapid rise from ambient pressure to a maximal pressure
value followed by a rapid decay period that may include a period of
diminishing, oscillating maximal and minimal pressures, and generally
have an increased capacity to induce physical injury as compared with
sounds that lack these features.
Non-impulsive sounds can be tonal, narrowband, or broadband, brief
or prolonged, and may be either continuous or intermittent (ANSI 1995;
NIOSH 1998). Some of these non-impulsive sounds can be transient
signals of short duration but without the essential properties of
impulses (e.g., rapid rise time). Examples of non-impulsive sounds
include those produced by vessels, aircraft, machinery operations such
as drilling or dredging, vibratory pile driving, and active sonar
systems. The duration of such sounds, as received at a distance, can be
greatly extended in a highly reverberant environment.
Explosives used for blasting emit an impulsive sound, which is
characterized by a short duration, abrupt onset, and rapid decay.
Exposure to high intensity sound may result in behavioral reactions and
auditory effects such as a noise-induced threshold shift--an increase
in the auditory threshold after exposure to noise (Finneran et al.,
2005).
The proposed project also includes the use of various low-level
non-impulsive acoustic sources, including dredging and small diameter,
borehole drilling, that would consistently emit noise for an extended
period of time and increase vessel traffic in the Tongass Narrows. The
source levels as well as impacts from dredging and fill placement
activities are sources with generally lower source levels than many
other sources we consider and are not thought to be dissimilar to other
[[Page 11516]]
common industrial noise sources at a working port, such as Tongass
Narrows. Because dredging is expected to produce sounds similar to
daily port activities, a marine mammal would not be expected to react
to the sound nor subsequently be harassed. Based on this, NMFS does not
generally authorize take for dredging activities, including this
project, where dredging will occur in a busy port. Additionally, while
take has been authorized associated with drilling activities in other
IHAs (83 FR 53217, October 22, 2018), these have been for larger
diameter drilling associated with piles. The borehole drilling
associated with blasting is small diameter, and as such, are not
thought to be dissimilar to other common industrial noise sources at a
working port, such as Tongass Narrows. Because borehole drilling is
expected to produce sounds similar to daily port activities, a marine
mammal would not be expected to react to the sound and therefore would
not experience harassment. Based on this, NMFS feels it is not
necessary to authorize take for these drilling activities.
Acoustic Impacts
Anthropogenic sounds cover a broad range of frequencies and sound
levels and can have a range of highly variable impacts on marine life,
from none or minor to potentially severe responses, depending on
received levels, duration of exposure, behavioral context, and various
other factors. The potential effects of underwater sound from acoustic
sources can potentially result in one or more of the following;
temporary or permanent hearing impairment, non-auditory physical or
physiological effects, behavioral disturbance, stress, and masking
(Richardson et al., 1995; Gordon et al., 2004; Nowacek et al., 2007;
Southall et al., 2007; Gotz et al., 2009). The degree of effect is
intrinsically related to the signal characteristics, received level,
distance from the source, and duration of the sound exposure. In
general, sudden, high level sounds can cause hearing loss, as can
longer exposures to lower level sounds. Temporary or permanent loss of
hearing will occur almost exclusively for noise within an animal's
hearing range. We first describe specific manifestations of acoustic
effects before providing discussion specific to the City of Ketchikan's
blasting activities.
Richardson et al. (1995) described zones of increasing intensity of
effect that might be expected to occur, in relation to distance from a
source and assuming that the signal is within an animal's hearing
range. First is the area within which the acoustic signal would be
audible (potentially perceived) to the animal, but not strong enough to
elicit any overt behavioral or physiological response. The next zone
corresponds with the area where the signal is audible to the animal and
of sufficient intensity to elicit behavioral or physiological
responsiveness. Third is a zone within which, for signals of high
intensity, the received level is sufficient to potentially cause
discomfort or tissue damage to auditory or other systems. Overlaying
these zones to a certain extent is the area within which masking (i.e.,
when a sound interferes with or masks the ability of an animal to
detect a signal of interest that is above the absolute hearing
threshold) may occur; the masking zone may be highly variable in size.
We describe the more severe effects (i.e., certain non-auditory
physical or physiological effects) only briefly as we do not expect
that there is a reasonable likelihood that the City of Ketchikan's
activities may result in such effects (see below for further
discussion). Marine mammals exposed to high-intensity sound, or to
lower-intensity sound for prolonged periods, can experience hearing
threshold shift (TS), which is the loss of hearing sensitivity at
certain frequency ranges (Kastak et al., 1999; Schlundt et al., 2000;
Finneran et al., 2002, 2005b). TS can be permanent (PTS), in which case
the loss of hearing sensitivity is not fully recoverable, or temporary
(TTS), in which case the animal's hearing threshold would recover over
time (Southall et al., 2007). Repeated sound exposure that leads to TTS
could cause PTS. In severe cases of PTS, there can be total or partial
deafness, while in most cases the animal has an impaired ability to
hear sounds in specific frequency ranges (Kryter 1985).
When PTS occurs, there is physical damage to the sound receptors in
the ear (i.e., tissue damage), whereas TTS represents primarily tissue
fatigue and is reversible (Southall et al., 2007). In addition, other
investigators have suggested that TTS is within the normal bounds of
physiological variability and tolerance and does not represent physical
injury (e.g., Ward 1997). Therefore, NMFS does not consider TTS to
constitute auditory injury.
Relationships between TTS and PTS thresholds have not been studied
in marine mammals--PTS data exists only for a single harbor seal
(Kastak et al., 2008)--but are assumed to be similar to those in humans
and other terrestrial mammals. PTS typically occurs at exposure levels
at least several dB above that which induces mild TTS: A 40-dB
threshold shift approximates PTS onset; (e.g., Kryter et al., 1966;
Miller, 1974), whereas a 6-dB threshold shift approximates TTS onset
(e.g., Southall et al., 2007). Based on data from terrestrial mammals,
a precautionary assumption is that the PTS thresholds for impulse
sounds (such as bombs) are at least 6 dB higher than the TTS threshold
on a peak-pressure basis and PTS cumulative sound exposure level (SEL)
thresholds are 15 to 20 dB higher than TTS cumulative SEL thresholds
(Southall et al., 2007). Given the higher level of sound or longer
exposure duration necessary to cause PTS as compared with TTS, it is
considerably less likely that PTS could occur.
TTS is the mildest form of hearing impairment that can occur during
exposure to sound (Kryter 1985). While experiencing TTS, the hearing
threshold rises, and a sound must be at a higher level in order to be
heard. In terrestrial and marine mammals, TTS can last from minutes or
hours to days (in cases of strong TTS). In many cases, hearing
sensitivity recovers rapidly after exposure to the sound ends. Few data
on sound levels and durations necessary to elicit mild TTS have been
obtained for marine mammals.
Marine mammal hearing plays a critical role in communication with
conspecifics, and interpretation of environmental cues for purposes
such as predator avoidance and prey capture. Depending on the degree
(elevation of threshold in dB), duration (i.e., recovery time), and
frequency range of TTS, and the context in which it is experienced, TTS
can have effects on marine mammals ranging from discountable to
serious. For example, a marine mammal may be able to readily compensate
for a brief, relatively small amount of TTS in a non-critical frequency
range that occurs during a time where ambient noise is lower and there
are not as many competing sounds present. Alternatively, a larger
amount and longer duration of TTS sustained during a time when
communication is critical for successful mother/calf interactions could
have more serious impacts.
Currently, TTS data only exist for four species of cetaceans
(bottlenose dolphin (Tursiops truncatus), beluga whale (Delphinapterus
leucas), harbor porpoise, and Yangtze finless porpoise (Neophocoena
asiaeorientalis) and three species of pinnipeds (northern elephant seal
(Mirounga angustirostris), harbor seal, and California sea lion
(Zalophus californianus)) exposed to a limited number of sound sources
(i.e., mostly tones and octave-band noise) in laboratory settings
(e.g., Finneran et al., 2002; Nachtigall et al., 2004; Kastak et
[[Page 11517]]
al., 2005; Lucke et al., 2009; Popov et al., 2011). In general, harbor
seals (Kastak et al., 2005; Kastelein et al., 2012a) and harbor
porpoises (Lucke et al., 2009; Kastelein et al., 2012b) have a lower
TTS onset than other measured pinniped or cetacean species.
Additionally, the existing marine mammal TTS data come from a limited
number of individuals within these species. We note Reichmuth et al.
(2016) attempted to induce TTS in an additional two species of
pinnipeds (ringed seal and spotted seal); however, they were
unsuccessful. There are no data available on noise-induced hearing loss
for mysticetes. For summaries of data on TTS in marine mammals or for
further discussion of TTS onset thresholds, please see Finneran (2015).
Physiological Effects
In addition to PTS and TTS, there is a potential for non-auditory
physiological effects or injuries that theoretically might occur in
marine mammals exposed to high level underwater sound or as a secondary
effect of extreme behavioral reactions (e.g., change in dive profile as
a result of an avoidance reaction) caused by exposure to sound. These
impacts can include neurological effects, bubble formation, resonance
effects, and other types of organ or tissue damage (Cox et al., 2006;
Southall et al., 2007; Zimmer and Tyack 2007). The City of Ketchikan's
activities involve the use of devices such as explosives, which has
been associated with these types of effects. The underwater explosion
will send a shock wave and blast noise through the water, release
gaseous by-products, create an oscillating bubble, and cause a plume of
water to shoot up from the water surface (though this energy is reduced
by as much as 60-90 percent by confining the blast as the City of
Ketchikan plans to do). The shock wave and blast noise are of most
concern to marine animals. The effects of an underwater explosion on a
marine mammal depends on many factors, including the size, type, and
depth of both the animal and the explosive charge; the depth of the
water column; and the standoff distance between the charge and the
animal, as well as the sound propagation properties of the environment.
Potential impacts can range from brief effects (such as behavioral
disturbance), tactile perception, physical discomfort, slight injury of
the internal organs and the auditory system, to death of the animal
(Yelverton et al., 1973; DoN, 2001). Non-lethal injury includes slight
injury to internal organs and the auditory system; however, delayed
lethality can be a result of individual or cumulative sublethal
injuries (DoN, 2001). Immediate lethal injury would be a result of
massive combined trauma to internal organs as a direct result of
proximity to the point of detonation (DoN 2001). Generally, the higher
the level of impulse and pressure level exposure, the more severe the
impact to an individual.
Injuries resulting from a shock wave take place at boundaries
between tissues of different density. Different velocities are imparted
to tissues of different densities, and this can lead to their physical
disruption. Blast effects are greatest at the gas-liquid interface
(Landsberg 2000). Gas-containing organs, particularly the lungs and
gastrointestinal (GI) tract, are especially susceptible (Goertner 1982;
Hill 1978; Yelverton et al., 1973). In addition, gas-containing organs
including the nasal sacs, larynx, pharynx, trachea, and lungs may be
damaged by compression/expansion caused by the oscillations of the
blast gas bubble. Intestinal walls can bruise or rupture, with
subsequent hemorrhage and escape of gut contents into the body cavity.
Less severe GI tract injuries include contusions, petechiae (small red
or purple spots caused by bleeding in the skin), and slight
hemorrhaging (Yelverton et al., 1973).
Because the ears are the most sensitive to pressure, they are the
organs most sensitive to injury (Ketten 2000). Sound-related damage
associated with blast noise can be theoretically distinct from injury
from the shock wave, particularly farther from the explosion. If an
animal is able to hear a noise, at some level it can damage its hearing
by causing decreased sensitivity (Ketten 1995). Sound-related trauma
can be lethal or sublethal. Lethal impacts are those that result in
immediate death or serious debilitation in or near an intense source
and are not, technically, pure acoustic trauma (Ketten 1995). Sublethal
impacts include hearing loss, which is caused by exposures to
perceptible sounds. Severe damage (from the shock wave) to the ears
includes tympanic membrane rupture, fracture of the ossicles, damage to
the cochlea, hemorrhage, and cerebrospinal fluid leakage into the
middle ear. Moderate injury implies partial hearing loss due to
tympanic membrane rupture and blood in the middle ear. Permanent
hearing loss also can occur when the hair cells are damaged by one very
loud event, as well as by prolonged exposure to a loud noise or chronic
exposure to noise. The level of impact from blasts depends on both an
animal's location and, at outer zones, on its sensitivity to the
residual noise (Ketten 1995).
The above discussion concerning underwater explosions only pertains
to open water detonations in a free field. Therefore, given the low
weight of the charges, confined nature of the blasts, and small size of
the detonation relative to large open water detonations in conjunction
with monitoring and mitigation measures discussed below, the City of
Ketchikan's 25 to 50 blasting events are not likely to have severe
injury or mortality effects on marine mammals in the project vicinity.
Instead, NMFS considers that the City of Ketchikan's blasts are most
likely to cause TTS (Level B harassment) in a few individual marine
mammals, but there could be limited non-lethal injury and PTS (Level A
harassment) in three species, as discussed below.
Behavioral Effects
Based on the near instantaneous nature of blasting, if only single
blast is being conducted each day, NMFS does not expect behavioral
disturbance to occur. The City of Ketchikan's proposed blasting is a
single blast, composed of charges separated by microdelays
(approximately 8 ms), and therefore behavioral disturbance is not
expected to occur. As a result, because single detonation blasting is
the only proposed activity for which take is expected to occur,
behavioral disturbance is only discussed briefly below.
Behavioral disturbance may include a variety of effects, including
subtle changes in behavior (e.g., minor or brief avoidance of an area
or changes in vocalizations), more conspicuous changes in similar
behavioral activities, and more sustained and/or potentially severe
reactions, such as displacement from or abandonment of high-quality
habitat. Behavioral responses to sound are highly variable and context-
specific and any reactions depend on numerous intrinsic and extrinsic
factors (e.g., species, state of maturity, experience, current
activity, reproductive state, auditory sensitivity, time of day), as
well as the interplay between factors (e.g., Richardson et al., 1995;
Wartzok et al., 2003; Southall et al., 2007; Weilgart, 2007; Archer et
al., 2010). Behavioral reactions can vary not only among individuals
but also within an individual, depending on previous experience with a
sound source, context, and numerous other factors (Ellison et al.,
2012), and can vary depending on characteristics associated with the
sound source (e.g., whether it is moving or stationary, number of
sources, distance from the source). Please see Appendices B-C of
Southall et al. (2007) for a review of studies
[[Page 11518]]
involving marine mammal behavioral responses to sound.
Stress Response
An animal's perception of a threat may be sufficient to trigger
stress responses consisting of some combination of behavioral
responses, autonomic nervous system responses, neuroendocrine
responses, or immune responses (e.g., Seyle 1950; Moberg 2000). In many
cases, an animal's first and sometimes most economical (in terms of
energetic costs) response is behavioral avoidance of the potential
stressor. Autonomic nervous system responses to stress typically
involve changes in heart rate, blood pressure, and gastrointestinal
activity. These responses have a relatively short duration and may or
may not have a significant long-term effect on an animal's fitness.
Neuroendocrine stress responses often involve the hypothalamus-
pituitary-adrenal system. Virtually all neuroendocrine functions that
are affected by stress--including immune competence, reproduction,
metabolism, and behavior--are regulated by pituitary hormones. Stress-
induced changes in the secretion of pituitary hormones have been
implicated in failed reproduction, altered metabolism, reduced immune
competence, and behavioral disturbance (e.g., Moberg 1987; Blecha
2000). Increases in the circulation of glucocorticoids are also equated
with stress (Romano et al., 2004).
The primary distinction between stress (which is adaptive and does
not normally place an animal at risk) and ``distress'' is the cost of
the response. During a stress response, an animal uses glycogen stores
that can be quickly replenished once the stress is alleviated. In such
circumstances, the cost of the stress response would not pose serious
fitness consequences. However, when an animal does not have sufficient
energy reserves to satisfy the energetic costs of a stress response,
energy resources must be diverted from other functions. This state of
distress will last until the animal replenishes its energetic reserves
sufficient to restore normal function.
Relationships between these physiological mechanisms, animal
behavior, and the costs of stress responses are well studied through
controlled experiments and for both laboratory and free-ranging animals
(e.g., Holberton et al., 1996; Hood et al., 1998; Jessop et al., 2003;
Krausman et al., 2004; Lankford et al., 2005). Stress responses due to
exposure to anthropogenic sounds or other stressors and their effects
on marine mammals have also been reviewed (Fair and Becker 2000; Romano
et al., 2002b) and, more rarely, studied in wild populations (e.g.,
Romano et al., 2002a). For example, Rolland et al. (2012) found that
noise reduction from reduced ship traffic in the Bay of Fundy was
associated with decreased stress in North Atlantic right whales. These
and other studies lead to a reasonable expectation that some marine
mammals will experience physiological stress responses upon exposure to
acoustic stressors and that it is possible that some of these would be
classified as ``distress.'' In addition, any animal experiencing TTS
would likely also experience stress responses (NRC, 2003).
Acoustic and Pressure Effects, Underwater
The effects of sounds and blasting pressure waves from the City of
Ketchikan's proposed activities might include one or more of the
following: Temporary or permanent hearing impairment and non-auditory
physical or physiological effects, however the near instantaneous
nature of blasting activity and planned single blast per day means
behavioral disturbance is not likely to occur (Richardson et al., 1995;
Gordon et al., 2003; Nowacek et al., 2007; Southall et al., 2007). The
effects of underwater detonations on marine mammals are dependent on
several factors, including the size, type, and depth of the animal; the
depth, intensity, and duration of the sound; the depth of the water
column; the substrate of the habitat; the standoff distance between
activities and the animal; and the sound propagation properties of the
environment. Thus, we expect impacts to marine mammals from the
confined blasting activities to result primarily from acoustic
pathways.
In the absence of mitigation, impacts to marine species could be
expected to include physiological and behavioral responses to the
acoustic signature (Viada et al., 2008). Potential effects from
impulsive sound sources like blasting can range in severity from
effects such as behavioral disturbance to temporary or permanent
hearing impairment (Yelverton et al., 1973). Due to the nature of the
sounds involved in the project and because only one blast will occur
each day, behavioral disturbance is not expected to occur and TTS is
the most likely effect from the proposed activity. This short duration
of elevated noise is not expected to result in meaningful behavioral
disturbance that constitutes take. PTS constitutes injury, but TTS does
not (Southall et al., 2007). Due to the use of mitigation measures
discussed in detail in the Proposed Mitigation section, it is unlikely
but possible that PTS could occur from blasting. Marine mammals would
need to be within a relatively small radius (size dependent on hearing
group) of the blast to experience PTS.
Anticipated Effects on Marine Mammal Habitat and Prey
Blasting will permanently impact habitat directly offshore from the
Ketchikan waterfront. The rock pinnacle area to be removed is roughly
320 ft by 150 ft square with an average of 4 ft in height. Appendix B
of the IHA application details the configuration of this feature.
Vertical benthic structure provides habitat for a variety of fish and
prey species and would be removed during this portion of the project.
However, the surrounding area is heavily trafficked by large and small
ships and is not a significant foraging ground for marine mammals.
Removal of this submerged pinnacle would not impact growth and/or
survival of marine mammal populations.
Construction activities will have temporary impacts on marine
mammal habitat through increases in in-water and in-air sound from
underwater blasting. Construction activities that increase in-water
noise, have the potential to adversely affect forage fish and juvenile
salmonids in the project area. Forage fish species are part of the prey
base for marine mammals. Adult salmon are a part of the prey base for
Steller sea lions, harbor seals, and killer whales. Forage fish and
salmonids may alter their normal behavior during pinnacle blasting and
associated activities. In-water construction timing, between September
16, 2019 and April 30, 2020, has been planned to avoid major spawning
and migration times. After pinnacle blasting and associated activities
are completed habitat use and function is expected to return to pre-
construction levels.
The City of Ketchikan's blasting activities would produce pulsed
(blasting) sounds. Fish react to sounds that are especially strong and/
or intermittent low-frequency sounds. Short duration, sharp sounds can
cause overt or subtle changes in fish behavior and local distribution.
Hastings and Popper (2005) identified several studies that suggest fish
may relocate to avoid certain areas of sound energy. Avoidance by
potential prey (i.e., fish, certain marine mammals) of the immediate
area due to the temporary loss of this foraging habitat is also
possible. The duration of fish avoidance of this area after
construction activity stops is unknown, but a rapid return to
[[Page 11519]]
normal recruitment, distribution and behavior is anticipated. Any
behavioral avoidance by fish of the disturbed area would still leave
sufficiently large areas of fish and marine mammal foraging habitat in
waters southeast and northeast of Tongass Narrows.
Additional studies have documented effects of impulsive sounds such
as pile driving on fish, although several are based on studies in
support of large, multiyear bridge construction projects (e.g., Scholik
and Yan 2001, 2002; Popper and Hastings 2009). Sound pulses at received
levels of 160 dB may cause subtle changes in fish behavior. SPLs of 180
dB may cause noticeable changes in behavior (Pearson et al., 1992;
Skalski et al., 1992). SPLs of sufficient strength have been known to
cause injury to fish and fish mortality.
While impacts from blasting to fish have the potential to be
severe, including barotrauma and mortality, the blasts will last
approximately one second on 25 to 50 days, making the duration of
activity that could cause this impact short term. In general, impacts
to marine mammal prey species are expected to be minor and the window
for them to occur is temporary due to the short timeframe for the
project.
Additionally, the presence of transient killer whales means some
marine mammal species are also possible prey (harbor seals, harbor
porpoises). The City of Ketchikan's blasting activities are expected to
result in limited instances of TTS and minor PTS on these smaller
marine mammals. That, as well as the fact that the City of Ketchikan is
impacting a small portion of the total available marine mammal habitat
means that there will be minimal impact on these marine mammals as
prey.
For the most part, adverse effects on prey species during project
construction will be short-term, based on the short duration of the
project. Given the numbers of fish and other prey species in the
vicinity, the short-term nature of effects on fish species and the
mitigation measures to protect fish and marine mammals during
construction, the proposed project is not expected to have measurable
effects on the distribution or abundance of potential marine mammal
prey species.
Other potential temporary impacts are on water quality (increases
in turbidity levels) and on prey species distribution. BMPs and
minimization practices used by the City of Ketchikan to minimize
potential environmental effects from project activities are outlined in
``Proposed Mitigation.''
The most likely effects on marine mammal habitat from the proposed
project will be a minor alteration of benthic habitat and temporary,
short-duration noise, and water and sediment quality effects. The
direct loss of habitat available to marine mammals during construction
due to noise, water quality impacts, sediment quality impacts, and
construction activity is expected to be minimal and return to pre-
blasting conditions shortly after blasting is completed. After pinnacle
blasting is completed habitat use and function in the general area are
expected to return to pre-blasting levels, despite the removal of the
underwater pinnacle feature. Impacts to habitat and prey are expected
to be minimal based on the short duration of activities.
Estimated Take
This section provides an estimate of the number of incidental takes
proposed for authorization through this IHA, which will inform both
NMFS' consideration of ``small numbers'' and the negligible impact
determination.
Harassment is the only type of take expected to result from these
activities. Except with respect to certain activities not pertinent
here, section 3(18) of the MMPA defines ``harassment'' as any act of
pursuit, torment, or annoyance which (i) has the potential to injure a
marine mammal or marine mammal stock in the wild (Level A harassment);
or (ii) has the potential to disturb a marine mammal or marine mammal
stock in the wild by causing disruption of behavioral patterns,
including, but not limited to, migration, breathing, nursing, breeding,
feeding, or sheltering (Level B harassment).
Authorized takes would primarily be by Level B harassment (via
TTS), as use of the explosive source (i.e., blasting) for a very short
period each day has the potential to result in TTS for individual
marine mammals. There is also some potential for auditory injury and
slight tissue damage (Level A harassment) to result, primarily for
mysticetes, porpoise, and phocids because predicted auditory injury
zones are larger than for mid-frequency cetaceans and otariids. The
proposed mitigation and monitoring measures are expected to minimize
the severity of such taking to the extent practicable. The primary
relevant mitigation measure is avoiding blasting when any marine mammal
is observed in the PTS zone. While this measure should avoid all take
by Level A harassment, NMFS is authorizing takes by Level A harassment
to account for the possibility that marine mammals escape observation
in the PTS zone. Additionally, while the zones for slight lung injury
are large enough that a marine mammal could occur within the zone (42
meters), the mitigation and monitoring measures, such as avoiding
blasting when marine mammals are observed in PTS zone, are expected to
minimize the potential for such taking to the extent practicable.
Therefore the potential for non-auditory physical injury is considered
discountable, and all takes by Level A harassment are expected to occur
due to PTS.
As described previously, no mortality is anticipated or proposed to
be authorized for this activity. Below we describe how the take is
estimated.
Generally speaking, we estimate take by considering: (1) Acoustic
thresholds above which NMFS believes the best available science
indicates marine mammals will incur some degree of hearing impairment;
(2) the area or volume of water that will be ensonified above these
levels in a day; (3) the density or occurrence of marine mammals within
these ensonified areas; and, (4) and the number of days of activities.
We note that while these basic factors can contribute to a basic
calculation to provide an initial prediction of takes, additional
information that can qualitatively inform take estimates is also
sometimes available (e.g., previous monitoring results or average group
size). Below, we describe the factors considered here in more detail
and present the proposed take estimate.
Acoustic Thresholds
Using the best available science, NMFS has developed acoustic
thresholds that identify the received level of underwater sound above
which exposed marine mammals would be reasonably expected to incur TTS
(equated to Level B harassment) or PTS (equated to Level A harassment)
of some degree. Thresholds have also been developed to identify the
pressure levels above which animals may incur different types of tissue
damage from exposure to pressure waves from explosive detonation. TTS
is possible and Table 3 lists TTS onset thresholds.
Level A harassment--NMFS' Technical Guidance for Assessing the
Effects of Anthropogenic Sound on Marine Mammal Hearing (Version 2.0)
(Technical Guidance, 2018) identifies dual criteria to assess auditory
injury (Level A harassment) to five different marine mammal groups
(based on hearing sensitivity) as a result of exposure to noise from
two different types of sources (impulsive or non-impulsive). The City
of Ketchikan's proposed activity includes the use of an impulsive
source, blasting.
These thresholds are provided in Table 3 below. Table 3 also
provides
[[Page 11520]]
threshold for tissue damage and mortality. The references, analysis,
and methodology used in the development of the thresholds are described
in NMFS 2016 Technical Guidance, which may be accessed at: https://www.nmfs.noaa.gov/pr/acoustics/guidelines.htm.
Table 3--Explosive Acoustic and Pressure Thresholds for Marine Mammals
--------------------------------------------------------------------------------------------------------------------------------------------------------
Level B harassment Level A harassment Serious injury
----------------------------------------------------------------------------------------------------
Group Behavioral Mortality
(multiple TTS PTS Gastro- Lung
detonations) intestinal tract
--------------------------------------------------------------------------------------------------------------------------------------------------------
Low-freq cetacean............... 163 dB SEL......... 168 dB SEL or 213 183 dB SEL or 219 237 dB SPL...... 39.1M1/3 (1+[D/ 91.4M1/3 (1+[D/
dB SPLpk. dB SPLpk. ................ 10.081])1/2 Pa- 10.081])1/2 Pa-
sec. sec
where: M = mass of where: M = mass of
the animals in kg. the animals in kg
D = depth of D = depth of
animal in m. animal in m.
Mid-freq cetacean............... 165 dB SEL......... 170 dB SEL of 224 185 dB SEL or 230
dB SPLpk. dB SPLpk.
High-freq cetacean.............. 135 dB SEL......... 140 dB SEL or 196 155 dB SEL or 202
dB SPLpk. dB SPLpk.
Phocidae........................ 165 dB SEL......... 170 dB SEL or 212 185 dB SEL or 218
dB SPLpk. dB SPLpk.
Otariidae....................... 183 dB SEL......... 188 dB SEL or 226 203 dB SEL or 232
dBpk. dB SPLpk.
--------------------------------------------------------------------------------------------------------------------------------------------------------
Ensonified Area
Here, we describe operational and environmental parameters of the
activity that will feed into identifying the area ensonified above the
acoustic thresholds, which include source levels and transmission loss
coefficient.
Blasting--While the NMFS Technical Guidance (2016) and associated
User Spreadsheet include tools for predicting threshold shift isopleths
for multiple detonations, the Marine Mammal Commission noted in
response to a previous proposed IHA (83 FR 52394, October 17, 2018)
that the User Spreadsheet contained some errors in methodology for
single detonations. Following a method generated through consultation
with the Marine Mammal Commission, NMFS computed cumulative sound
exposure impact zones from the blasting information provided by the
City of Ketchikan. Peak source levels of the confined blasts were
calculated based on Hempet et al. (2007), using a distance of 4 feet
and a weight of 75 pounds for a single charge. The total charge weight
is defined as the product of the single charge weight and the number of
charges. In this case, the maximum number of charges is 60. Explosive
energy was then computed from peak pressure of the single maximum
charge, using the pressure and time relationship of a shock wave (Urick
1983). Due to time and spatial separation of each single charge by a
distance of four feet, the accumulation of acoustic energy is added
sequentially, assuming the transmission loss follows cylindrical
spreading within the matrix of charges. The SEL from each charge at its
source can then be calculated, followed by the received SEL from each
charge. Since the charges will be deployed in a grid with a least 4 ft
by 4 ft spacing, the received SELs from different charges to a given
point will vary depending on the distance of the charges from the
receiver. As stated in the ``Detailed Description of Specific
Activity,'' the actual spacing between charges will be determined based
on how the rock responds to the blasting. Modeling was carried out
using 4 ft spacing as this closest potential spacing results in the
most conservative (highest) source values and largest resulting impact
zones. Without specific information regarding the layout of the
charges, the modeling assumes a grid of 7 by 8 charges with an
additional four charges located in peripheral locations. Among the
various total SELs calculated, the largest value, SELtotal(max) is
selected to calculate the impact range. Using the pressure versus time
relationship (Urick 1983), the frequency spectrum of the explosion can
be computed by taking the Fourier transform of the pressure (Weston,
1960). Frequency specific transmission loss of acoustic energy due to
absorption is computed using the absorption coefficient, [alpha] (dB/
km), summarized by Fran[ccedil]ois and Garrison (1982a, b). Seawater
properties for computing sound speed and absorption coefficient were
based on Ketchikan ocean temperatures recorded from November through
March (National Centers for Environmental Information, 2018) and
salinity data presented in Vanderhoof and Carls (2012). Transmission
loss was calculated using the sonar equation:
TL = SELtotal(m) - SELthreshold
where SELthreshold is the Level A harassment and Level B
harassment (TTS) threshold. The distances, R, where such transmission
loss is achieved were computed numerically by combining both geometric
transmission loss, and transmission loss due to frequency-specific
absorption. A spreading coefficient of 20 is assumed. While this
spreading coefficient would normally indicate an assumption of
spherical spreading, in this instance, the higher coefficient is
actually used to account for acoustic energy loss from the sediment
into the water column. The outputs from this model are summarized in
Table 4 below. For the dual criteria of SELcum and SPLpk shown in Table
4, distances in bold are the larger of the two isopleths, and were used
in further analysis. Because the blast is composed of multiple charges
arranged in a grid, these distances are measured from any individual
charge, meaning that measurement begins at the outermost charges. For
additional information on these calculations please refer to the
``Ketchikan Detonation Modeling Concept'' document which can be found
at the following address: https://www.fisheries.noaa.gov/national/marine-mammal-protection/incidental-take-authorizations-construction-activities.
[[Page 11521]]
Table 4--Model Results of Impact Zones for Blasting in Meters (m)
--------------------------------------------------------------------------------------------------------------------------------------------------------
Slight lung
Marine Mammal Hearing Group Mortality * injury * GI Tract PTS: SELcum PTS: SPLpk TTS: SELcum TTS: SPLpk
--------------------------------------------------------------------------------------------------------------------------------------------------------
Low frequency cetacean.................. 6 12 24 ** 430 188 2,350 375
Mid frequency cetacean.................. 14 31 24 90 53 430 106
High frequency cetacean................. 18 42 24 1420 1328 5,000 2,650
Otariid................................. 12 28 24 30 **42 150 84
Phocid.................................. 16 37 24 210 211 1,120 420
--------------------------------------------------------------------------------------------------------------------------------------------------------
* Estimates for Mortality and Slight lung injury are based on body size of each individual species, so multiple estimates exist for some marine mammal
hearing groups. The value entered into the table is the most conservative (largest isopleth) calculated for that group.
Marine Mammal Occurrence
In this section we provide the information about the presence,
density, or group dynamics of marine mammals that will inform the take
calculations. Expected marine mammal presence is determined by past
observations and general abundance near the Ketchikan waterfront during
the construction window. The take requests for this IHA were estimated
using local marine mammal data sets (e.g., National Marine Mammal
Laboratory databases; Dahlheim et al., 2009) and observations from
local Ketchikan charter operators and residents. A recent IHA and
associated application for nearby construction (83 FR 37473, August 1,
2018) was also reviewed to identify marine mammal group size and
potential frequency of occurrence within the project vicinity.
Harbor Seals
Low numbers of harbor seals are a common observation around the
Ketchikan waterfront, and likely utilize other, less developed
nearshore habitats within and adjacent to the Level B harassment zone.
Harbor seals can occur in the project area year-round with an estimated
maximum group size of three animals (83 FR 37473, August 1, 2018,
Solstice 2018), and up to three groups of three animals occurring daily
in the Level B harassment (TTS) zone (1,120 meters). Additionally,
harbor seals could occasionally be found in the Level A harassment
(PTS) zone.
Steller Sea Lions
Known Steller sea lion haulouts are well outside of the pinnacle
blasting Level B harassment zone. However, Steller sea lions are
residents of the wider vicinity and could be present within the Level B
harassment zone on any given day of construction. Steller sea lion
observations in the project area typically include groups composed of
up to 10 animals (83 FR 37473, August 1, 2018, Solstice 2018), with one
group potentially present each day.
Harbor Porpoise
Based on observations of local boat charter captains and watershed
stewards, harbor porpoise are infrequently encountered in the Tongass
Narrows, and more frequently in the nearby larger inlets and Clarence
Strait. Therefore, they could potentially transit through both the
Level B harassment zone and Level A harassment zone during a blasting
event. They could occupy the Ketchikan waterfront and be exposed to the
Level A harassment zone during transit between preferred habitats.
Harbor porpoises observed in the project vicinity typically occur in
groups of one to five animals with an estimated maximum group size of
eight animals (83 FR 37473, August 1, 2018, Solstice 2018). For our
impact analysis, we are considering a group to consist of five animals,
a value on the high end of the typical group size. The frequency of
harbor porpoise occurrence in the project vicinity is estimated to be
one group passing through the area per month (83 FR 37473, August 1,
2018, Solstice 2018), but, for our analysis, we conservatively consider
a group of five animals could be present every five days (approximately
once per week).
Humpback Whales
Based on observations of local boat charter captains and watershed
stewards, humpback whales regularly utilize the surrounding waters and
are occasionally observed near Ketchikan, most often on a seasonal
basis. Most observations occur during the summer with sporadic
occurrences during other periods. The typical humpback whale group size
in the project vicinity is between one and two animals observed at a
frequency of up to three times per month (83 FR 37473, August 1, 2018,
Solstice 2018), but conservatively, a group of two whales could be
present every third day.
Killer Whales
Killer whales could occur within the action area year-round.
Typical pod sizes observed within the project vicinity range from 1 to
10 animals and the frequency of killer whales passing through the
action area is estimated to be once per month (83 FR 37473, August 1,
2018, Solstice 2018). In this project, NMFS assumes a group of five
whales will be present every fifth day (approximately once per week).
Note that groups could be larger, but we expect that the overall number
of takes proposed for authorization is sufficient to account for this
possibility given the conservative assumption that a pod would be
present once per week.
Dall's Porpoise
Based on local observations and regional studies, Dall's porpoise
are infrequently encountered in small numbers in the waters surrounding
Ketchikan. This body of evidence is supported by Jefferson et al.'s
(2019) presentation of historical survey data showing very few
sightings in the Ketchikan area and conclusion that Dall's porpoise
generally are rare in narrow waterways, like the Tongass Narrows.
Tongass Narrows is not a preferred habitat, so if they are present,
they would most likely be traveling between areas of preferred forage,
which are not within the blasting work window. However, they could
still potentially transit through the Level B or Level A harassment
zone infrequently during blasting. Typical Dall's porpoise group sizes
in the project vicinity range from 10 to 15 animals observed roughly
once per month (83 FR 37473, August 1, 2018, Solstice 2018). In this
project, NMFS assumes a group of 10 Dall's porpoises could be present
every 10th day, or approximately every other week.
Minke Whale
Based on observations of local marine mammal specialists, the
possibility of minke whales occurring in the Tongass Narrows is rare.
Minke whales are generally observed individually or in groups of up to
three animals. This, along with scientific survey data showing that
this species has not been
[[Page 11522]]
documented within the vicinity, indicates that there is little risk of
exposure to blasting. However, the accessible habitat in the
Revillagigedo Channel leaves the potential that minke whale could enter
the action area. NFMS assumes that a group of two whales may be present
every tenth day, or approximately every other week.
Gray Whale
No gray whales were observed during surveys of the inland waters of
southeast Alaska conducted between 1991 and 2007 (Dahlheim et al.,
2009). It is possible that a migrating whale may venture up Nichols
Passage and enter the underwater Level B harassment zone. NMFS
estimates that one whale may be present every tenth day, or
approximately every two weeks.
Pacific White-Sided Dolphin
Dolphins are regularly seen within Clarence Strait but have been
reported to prefer larger channel areas near open ocean. Their presence
within the Tongass Narrows has not been reported. They are not expected
to enter the Tongass Narrows toward their relatively small injury zone,
so no take by Level A harassment is requested. Pacific white-sided
dolphin group sizes generally range from between 20 and 164 animals.
For the purposes of this assessment we assume one group of 20 dolphins
may be present within the Level B harassment zone every tenth day, or
about every other week.
Take Calculation and Estimation
Here we describe how the information provided above is brought
together to produce a quantitative take estimate. Incidental take is
estimated for each species by considering the likelihood of a marine
mammal being present within the Level A or B harassment zone during a
blasting event. Expected marine mammal presence is determined by past
observations and general abundance near the Ketchikan waterfront during
the construction window, as described above. The calculation for marine
mammal exposures is estimated by the following two equations:
Level B harassment estimate = N (number of animals) x number of days
animals are expected within Level B harassment zones for blasting
Level A harassment estimate = N (number of animals) x number of days
animals are expected to occur within the Level A harassment zone
without being observed by PSOs
For many species, the equation may also include a term to factor in
the frequency a group is expected to be seen, which is explained within
the paragraphs for that species.
Harbor Seals
We conservatively estimate that three groups of three harbor seals
could be present within the Level B harassment zone on each day of
construction and two additional harbor seals could be present within
the Level A harassment zone on each day of construction. Because take
estimates are based on anecdotal occurrences, including these
additional individual harbor seals that could occur in the Level A
harassment zone is another conservative assumption. Potential airborne
disturbance would be accounted for by the Level B harassment zone,
which covers a wider distance. Using these estimates the following
number of harbor seals are estimated to be present through the
construction period.
Level B harassment: Three groups of animals x three animals per group x
50 blasting days = 450
Level A harassment: Two animals x 50 days of blasting = 100
Steller Sea lions
We conservatively estimate that a group of 10 sea lions could be
present within the Level B harassment zone on any given day of
blasting. No exposure within the blasting Level A harassment zone is
expected based on the small size of this zone and behavior of the
species in context of the proposed mitigation. The Level A harassment
zones can be effectively monitored during the marine mammal monitoring
program and prevent take by Level A harassment. Using these estimates
the following number of Steller sea lions are estimated to be present
in the Level B harassment zone:
Level B harassment: 10 animals daily over 50 blasting days = 500
No take by Level A harassment was requested or is proposed to be
authorized because the small Level A harassment zone can be effectively
observed.
Harbor Porpoise
We conservatively estimate and assume that a group of five harbor
porpoise could be sighted in the Level B harassment zone every 5th day,
or approximately once per week. Additionally, while the City of
Ketchikan does not anticipate take by Level A harassment to occur, the
cryptic nature of harbor porpoises and large Level A harassment
isopleth mean the species could be in the Level A harassment zone
without prior observation. Therefore, one additional group of 5 animals
could be present in the Level A harassment zone every second week or
10th day, a conservative assumption because this group is in addition
to those anticipated in the Level B harassment zone.
Level B harassment: Five animals x 50 days of work divided by 5
(frequency of occurrence) = 50
Level A harassment: Five animals x 50 days of work divided by 10
(frequency of occurrence) = 25
Humpback Whale
Based on occurrence information in the area, we conservatively
estimate that a group of two humpback whales will be sighted within the
Level B harassment zone every third day. The City is requesting
authorization for 33 takes by Level B harassment of humpback whales. Of
this number, we estimate 31 humpback whales will belong to the unlisted
Hawaii DPS while three will belong to the ESA listed Mexico DPS based
on the estimated occurrence of these DPSs (Wade et al., 2016). It
should be noted that these estimates sum to 34, because take estimates
were rounded up to avoid fractional takes of individuals in the DPSs.
Level B: Two animals x 50 days of work divided by 3 (frequency of
occurrence) = 33.
No take by Level A harassment was requested or is proposed to be
authorized because these large whales can be effectively monitored and
work can be shutdown when they are present.
Killer Whale
Based on information presented above (Marine Mammal Occurrence) we
conservatively estimate that a group of five whales may be sighted
within the Level B harassment zone once every fifth day, or about once
per week. Using this number, the following number of killer whales are
estimated to be present within the Level B harassment zone:
Level B: Five animals x 50 days of work divided by 5 (frequency of
occurrence) = 50
No take by Level A harassment was requested or is proposed to be
authorized because the relatively small Level A harassment zone can be
effectively monitored to prevent take by Level A harassment.
Dall's Porpoise
Based on information presented above (Marine Mammal Occurrence) we
conservatively estimate and assume that a group of 10 Dall's porpoise
could be sighted within the Level B harassment zone every tenth day, or
about every
[[Page 11523]]
other week. Additionally, while the City of Ketchikan does not
anticipate take by Level A harassment to occur, the large Level A
isopleth mean the species could be in the Level A harassment zone
without prior observation. Therefore, one additional group of 10
animals could be present in the Level A harassment zone every month,
which is a conservative assumption because this group is in addition to
those anticipated in the Level B harassment zone.
Using this assumption, the following number of Dall's porpoise are
estimated to be present in the Level B harassment zone:
Level B harassment: 10 animals x 50 days of work divided by 10
(frequency of occurrence) = 50
Level A harassment: 10 animals x 50 days of work divided by 20
(frequency of occurrence) = 25; because this is a fraction of group,
this number is rounded up to 30 to represent 3 full groups of Dall's
porpoise
Minke Whale
Based on information presented above (Marine Mammal Occurrence) we
conservatively estimate that two minke whales may be sighted within the
Level B harassment zone every tenth day, or about once every two weeks.
Level B harassment: Two animals x 50 days work divided by 10 (frequency
of occurrence) = 10
No take by Level A harassment was requested or is proposed to be
authorized because the City of Ketchikan can effectively monitor for
these whales and shutdown if are present in the Level A harassment
zone.
Gray Whale
Based on information presented above (Marine Mammal Occurrence) we
conservatively estimate that one whale may be sighted within the Level
B harassment zone every tenth day, or about every 2 weeks.
Level B harassment: One animal x 50 days work divided by 10 (frequency
of occurrence) = 5
No take by Level A harassment was requested or is proposed to be
authorized because the City of Ketchikan can effectively monitor for
these whales and shutdown if are present in the Level A harassment
zone.
Pacific White-Sided Dolphin
Based on the assumption that Pacific white-sided dolphins are not
expected to enter Tongass Narrows, despite their regular occurrence in
the Clarence Strait, we estimate that one group of 20 dolphins may be
sighted within the Level B harassment zone every tenth day, or about
every other week.
Level B harassment: 20 animals x 50 days of work divided by 10
(frequency of occurrence) = 100
No take by Level A harassment was requested or is proposed to be
authorized because the relatively small Level A harassment zone can be
effectively monitored in order to avoid take by Level A harassment.
Table 5--Proposed Take Estimates as a Percentage of Stock Abundance
----------------------------------------------------------------------------------------------------------------
Percent of
Species Stock (NEST) Level A Level B stock
----------------------------------------------------------------------------------------------------------------
Humpback Whale........................ Hawaii DPS (11,398) \a\. 0 \a\ 31 0.34
Mexico DPS (3,264) \a\.. .............. 3 ..............
Minke Whale........................... Alaska (N/A)............ 0 10 N/A
Gray Whale............................ Eastern North Pacific 0 5 0.02
(26,960).
Killer Whale.......................... Alaska Resident (2,347). 0 50 2.13
Northern Resident (261). .............. .............. 19.16
West Coast Transient .............. .............. 20.58
(243).
Gulf of Alaska Transient .............. .............. \c\ 8.52
(587).
Pacific White-Sided Dolphin........... North Pacific (26,880).. 0 100 0.37
Dall's Porpoise....................... Alaska (83,400)......... 30 50 0.10
Harbor Porpoise....................... Southeast Alaska (975) 25 50 7.69
\b\.
Harbor Seal........................... Clarence Strait (31,634) 100 450 1.74
Steller Sea Lion...................... Eastern U.S (41,638).... 0 500 1.20
----------------------------------------------------------------------------------------------------------------
\a\ Total estimated stock size for Central North Pacific humpback whales is 10,103. Under the MMPA humpback
whales are considered a single stock (Central North Pacific); however, we have divided them here to account
for DPSs listed under the ESA. Based on calculations in Wade et al. (2016), 93.9% of the humpback whales in
Southeast Alaska are expected to be from the Hawaii DPS and 6.1% are expected to be from the Mexico DPS.
\b\ In the SAR for harbor porpoise (NMFS 2017), NMFS identified population estimates and PBR for porpoises
within inland Southeast Alaska waters (these abundance estimates have not been corrected for g(0); therefore,
they are likely conservative).
\c\ These percentages assume all 50 takes come from each individual stock, thus the percentage are likely
inflated as multiple stocks are realistically impacted.
Proposed Mitigation
In order to issue an IHA under section 101(a)(5)(D) of the MMPA,
NMFS must set forth the permissible methods of taking pursuant to such
activity, and other means of effecting the least practicable impact on
such species or stock and its habitat, paying particular attention to
rookeries, mating grounds, and areas of similar significance, and on
the availability of such species or stock for taking for certain
subsistence uses (latter not applicable for this action). NMFS
regulations require applicants for incidental take authorizations to
include information about the availability and feasibility (economic
and technological) of equipment, methods, and manner of conducting such
activity or other means of effecting the least practicable adverse
impact upon the affected species or stocks and their habitat (50 CFR
216.104(a)(11)).
In evaluating how mitigation may or may not be appropriate to
ensure the least practicable adverse impact on species or stocks and
their habitat, as well as subsistence uses where applicable, we
carefully consider two primary factors:
(1) The manner in which, and the degree to which, the successful
implementation of the measure(s) is expected to reduce impacts to
marine mammals, marine mammal species or stocks, and their habitat.
This considers the nature of the potential adverse impact being
mitigated (likelihood, scope, range). It further considers the
likelihood that the measure will be effective if implemented
(probability of accomplishing the mitigating result if implemented as
planned) the likelihood
[[Page 11524]]
of effective implementation (probability implemented as planned) and;
(2) The practicability of the measures for applicant
implementation, which may consider such things as cost, impact on
operations, and, in the case of a military readiness activity,
personnel safety, practicality of implementation, and impact on the
effectiveness of the military readiness activity.
Shutdown Zone for In-Water Heavy Machinery Work
For in-water heavy machinery work (using, e.g., standard barges,
tug boats, barge-mounted excavators, or equipment used to place or
remove material), a minimum 10 meter shutdown zone shall be
implemented. If a marine mammal comes within 10 meters of such
operations, operations shall cease (safely) and vessels shall reduce
speed to the minimum level required to maintain steerage and safe
working conditions. This type of work could include (but is not limited
to) the following activities: (1) Movement of blasting barge; (2)
drilling of boreholes; (3) dredging of rubble; and (4) transport of
dredge material. An operation that requires completion due to safety
reasons (e.g., material actively being handled by excavator/clamshell),
that singular operation will be allowed to be completed.
Additional Shutdown Zones and Monitoring Zones
For blasting, the Level B harassment zone will be monitored for a
minimum of 30 minutes prior to the planned blast, and continue for 30
minutes after the blast. If a marine mammal with authorized take
remaining is sighted within this monitoring zone, blasting can occur
and take will be tallied against the authorized number of takes by
Level B harassment. Data will be recorded on the location, behavior,
and disposition of the mammal as long as the mammal is within this
monitoring zone.
The City of Ketchikan will establish a shutdown zone for a marine
mammal species that is greater than its corresponding Level A
harassment zone, as measured from any charge in the blasting grid. If
any cetaceans or pinnipeds are observed within the shutdown zone, the
blasting contractor would be notified and no blast would be allowed to
occur until the animals are observed voluntarily leaving the shutdown
zone or 15 minutes have passed without re-sighting the animal in the
shutdown zone. When weather conditions prevent accurate sighting of
marine mammals, blasting activities will not occur until conditions in
the shutdown zone return to acceptable levels.
Table 6--Blasting Shutdown and Monitoring Zones
------------------------------------------------------------------------
Shutdown zone Monitoring
Marine mammal hearing group (m) zone (m)
------------------------------------------------------------------------
Low frequency ceteacean................. * 1,000 2,500
Mid frequency ceteacean................. 100 500
High frequency cetacean................. 1,500 5,000
Otariid................................. * 100 200
Phocid.................................. 250 1,500
------------------------------------------------------------------------
Note: These distances are measured from the outermost points of the grid
of charges that make up a blast.
* The City of Ketchikan expressed an opinion that the PTS distances for
Otariids and LF cetaceans presented in Table 4 seemed
uncharacteristically small when compared to the other thresholds
resulting from the model. The PTS zones were therefore doubled to 84 m
for Otariids and 860 m for LF cetaceans for purposes of mitigation and
monitoring, resulting in the Shutdown Zones presented here.
If blasting is delayed due to marine mammal presence, PSO's will
continue monitoring for marine mammals during the delay. If blasting is
delayed for a reason other than marine mammal presence, and this delay
will be greater than 30 minutes, marine mammal monitoring does not need
to occur during the delay. However, if monitoring is halted, a new
period of the 30 minute pre-blast monitoring must occur before the
rescheduled blast.
Timing and Daylight Restrictions
In-water blasting work is expected to occur from November 15, 2019
to March 15, 2020, but will be limited to September 16, 2019 to April
30, 2020. Pinnacle blasting will be conducted during daylight hours
(sunrise to sunset) to help ensure that marine mammal observers have
acceptable conditions to survey the shutdown and monitoring zones. Non-
blasting activities, including but not limited to dredging and borehole
drilling can occur outside of daylight hours, but the 10-meter general
shutdown zone must be maintained.
Non-Authorized Take Prohibited
If a marine mammal is observed within the monitoring zone and that
species is either not authorized for take or its authorized takes are
met, blasting must not occur. Blasting must be delayed until the animal
has been confirmed to have left the area or an observation time period
of 15 minutes has elapsed without seeing the marine mammal in the
monitoring zone.
Blasting BMPs
The City of Ketchikan will use industry BMPs to reduce the
potential adverse impacts on protected species from in-water noise and
overpressure. These include the use of multiple small boreholes,
confinement of the blast (rock stemming), use of planned sequential
delays, and all measures designed to help direct blast energy into the
rock rather than the water column. Additional BMPs to minimize impact
on marine mammals and other species include adherence to a winter in-
water work window, accurate drilling, shot duration, and limiting the
blasts to a maximum of one per day. The project will adhere to all
federal and state blasting regulations, which includes the development
and adherence to blasting plans, monitoring, and reporting.
Based on our evaluation of the applicant's proposed measures, as
well as other measures considered by NMFS, NMFS has preliminarily
determined that the proposed mitigation measures provide the means
effecting the least practicable impact on the affected species or
stocks and their habitat, paying particular attention to rookeries,
mating grounds, and areas of similar significance.
Proposed Monitoring and Reporting
In order to issue an IHA for an activity, section 101(a)(5)(D) of
the MMPA states that NMFS must set forth, ``requirements pertaining to
the monitoring and reporting of such taking.'' The MMPA implementing
regulations at 50 CFR 216.104(a)(13) indicate that requests for
authorizations must include the suggested means of accomplishing the
necessary monitoring
[[Page 11525]]
and reporting that will result in increased knowledge of the species
and of the level of taking or impacts on populations of marine mammals
that are expected to be present in the proposed action area. Effective
reporting is critical both to compliance as well as ensuring that the
most value is obtained from the required monitoring.
Monitoring and reporting requirements prescribed by NMFS should
contribute to improved understanding of one or more of the following:
Occurrence of marine mammal species or stocks in the area
in which take is anticipated (e.g., presence, abundance, distribution,
density).
Nature, scope, or context of likely marine mammal exposure
to potential stressors/impacts (individual or cumulative, acute or
chronic), through better understanding of: (1) Action or environment
(e.g., source characterization, propagation, ambient noise); (2)
affected species (e.g., life history, dive patterns); (3) co-occurrence
of marine mammal species with the action; or (4) biological or
behavioral context of exposure (e.g., age, calving or feeding areas).
Individual marine mammal responses (behavioral or
physiological) to acoustic stressors (acute, chronic, or cumulative),
other stressors, or cumulative impacts from multiple stressors.
How anticipated responses to stressors impact either: (1)
Long-term fitness and survival of individual marine mammals; or (2)
populations, species, or stocks.
Effects on marine mammal habitat (e.g., marine mammal prey
species, acoustic habitat, or other important physical components of
marine mammal habitat).
Mitigation and monitoring effectiveness.
Visual Monitoring
Monitoring by NMFS-approved protected species observers (PSOs) will
begin 30 minutes prior to a planned blast and extend through 30 minutes
after the blast. This will ensure that all marine mammals in the
monitoring zone are documented and that no marine mammals are present
within the shutdown zone. Hauled out marine mammals within the shutdown
and monitoring zones will be tallied and monitored closely. PSOs will
be stationed at the best vantage points possible for monitoring the
monitoring zone (see Figure 3 and 4 of the IHA application); however,
should the entire zone not be visible, take will be extrapolated daily,
based on anticipated marine mammal occurrence and documented
observations within the portion of the monitoring zone observed.
During blasting, there will be two land-based PSOs and one PSO on
the barge used for blasting operations, with no duties other than
monitoring. Establishing a monitoring station on the barge will provide
the observer with an unobstructed view of the injury zones during
blasting and direct communication with the operator.
Land based PSOs will be positioned at the best practical vantage
points based on blasting activities and the locations of equipment. The
land-based observers will be positioned with a clear view of the
remaining of the injury zone and will monitor the shutdown zones and
monitoring zones with binoculars and a spotting scope. The land-based
observers will communicate via radio to the lead monitor positioned on
the barge. Specific locations of the observers will be based on
blasting activities and the locations of equipment. Shore-based
observers will be stationed along the outer margins of the largest
shutdown zone.
The monitoring position of the observers will be identified with
the following characteristics:
1. Unobstructed view of blasting area;
2. Unobstructed view of all water within the shutdown zone;
3. Clear view of operator or construction foreman in the event of
radio failure (lead biologist); and
4. Safe distance from activities in the construction area.
Monitoring of blasting activities must be conducted by qualified
PSOs (see below), who must have no other assigned tasks during
monitoring periods. The applicant must adhere to the following
conditions when selecting observers:
Independent PSOs must be used (i.e., not construction
personnel).
At least one PSO must have prior experience working as a
marine mammal observer during construction activities.
Other PSOs may substitute education (degree in biological
science or related field) or training for experience.
Where a team of three or more PSOs are required, a lead
observer or monitoring coordinator must be designated. The lead
observer must have prior experience working as a marine mammal observer
during construction.
The applicant must submit PSO curriculum vitae (CVs) for
approval by NMFS.
The applicant must ensure that observers have the following
additional qualifications:
Ability to conduct field observations and collect data
according to assigned protocols.
Experience or training in the field identification of
marine mammals, including the identification of behaviors.
Sufficient training, orientation, or experience with the
blasting operation to provide for personal safety during observations.
Writing skills sufficient to prepare a report of
observations including but not limited to the number and species of
marine mammals observed; dates and times when in-water construction
activities were conducted; dates, times, and reason for implementation
of mitigation (or why mitigation was not implemented when required);
and marine mammal behavior.
Ability to communicate orally, by radio or in person, with
project personnel to provide real-time information on marine mammals
observed in the area as necessary.
Test Blast Monitoring
While full hydroacoustic monitoring is not planned for this
project, the City of Ketchikan will perform a minimum of one test blast
to confirm underwater overpressure values. Overpressure will be
measured during the test blast with hydrophones at pre-determined
locations. This work will be performed by an experienced contractor
with process documents, results, and the test blast report all being
approved by a blasting consultant. For monitoring of this test blast,
the City of Ketchikan will be required to record the following
information:
Hydrophone equipment and methods: recording device,
sampling rate, distance of recording devices from the blast where
recordings were made; depth of recording devices;
Number of charges and the weight of each charge detonated
during the blast; and
Mean, median, and maximum sound levels (dB re: 1[micro]Pa)
of SELcum and SPLpeak.
Reporting
A draft marine mammal monitoring report would be submitted to NMFS
within 90 days after the completion of blasting activities. It will
include an overall description of work completed, a narrative regarding
marine mammal sightings, and associated PSO data sheets. Specifically,
the report must include:
[[Page 11526]]
Date and time that monitored activity begins or ends;
Construction activities occurring during each observation
period;
Weather parameters (e.g., percent cover, visibility);
Water conditions (e.g., sea state, tide state);
Species, numbers, and, if possible, sex and age class of
marine mammals;
Description of any observable marine mammal behavior
patterns, including bearing and direction of travel and distance from
construction activity;
Distance from construction activities to marine mammals
and distance from the marine mammals to the observation point;
Locations of all marine mammal observations; and
Other human activity in the area.
If no comments are received from NMFS within 30 days, the draft
final report will constitute the final report. If comments are
received, a final report addressing NMFS comments must be submitted
within 30 days after receipt of comments.
Additionally, the City of Ketchikan will submit the report and
results of their test blast to NMFS prior to beginning production
blasting. This report will include the information outlined in Test
Blast Monitoring.
In the unanticipated event that the specified activity clearly
causes the take of a marine mammal in a manner prohibited by the IHA
(if issued), such as a serious injury or mortality, The City of
Ketchikan would immediately cease the specified activities and report
the incident to the Office of Protected Resources, NMFS, and the Alaska
Regional Stranding Coordinator. The report would include the following
information:
Description of the incident;
Environmental conditions (e.g., Beaufort sea state,
visibility);
Description of all marine mammal observations in the 24
hours preceding the incident;
Species identification or description of the animal(s)
involved;
Fate of the animal(s); and
Photographs or video footage of the animal(s) (if
equipment is available).
Activities would not resume until NMFS is able to review the
circumstances of the prohibited take. NMFS would work with the City of
Ketchikan to determine what is necessary to minimize the likelihood of
further prohibited take and ensure MMPA compliance. The City of
Ketchikan would not be able to resume their activities until notified
by NMFS via letter, email, or telephone.
In the event that the City of Ketchikan discovers an injured or
dead marine mammal, and the lead PSO determines that the cause of the
injury or death is unknown and the death is relatively recent (e.g., in
less than a moderate state of decomposition as described in the next
paragraph), the City of Ketchikan would immediately report the incident
to the Office of Protected Resources, NMFS, and the Alaska Regional
Stranding Coordinator. The report would include the same information
identified in the paragraph above. Activities would be able to continue
while NMFS reviews the circumstances of the incident. NMFS would work
with the City of Ketchikan to determine whether modifications in the
activities are appropriate.
In the event that the City of Ketchikan discovers an injured or
dead marine mammal and the lead PSO determines that the injury or death
is not associated with or related to the activities authorized in the
IHA (e.g., previously wounded animal, carcass with moderate to advanced
decomposition, or scavenger damage), the City of Ketchikan would report
the incident to the Office of Protected Resources, NMFS, and the NMFS
Alaska Stranding Hotline and/or by email to the Alaska Regional
Stranding Coordinator, within 24 hours of the discovery. The City of
Ketchikan would provide photographs, video footage (if available), or
other documentation of the stranded animal sighting to NMFS and the
Marine Mammal Stranding Coordinator.
Negligible Impact Analysis and Determination
NMFS has defined negligible impact as an impact resulting from the
specified activity that cannot be reasonably expected to, and is not
reasonably likely to, adversely affect the species or stock through
effects on annual rates of recruitment or survival (50 CFR 216.103). A
negligible impact finding is based on the lack of likely adverse
effects on annual rates of recruitment or survival (i.e., population-
level effects). An estimate of the number of takes alone is not enough
information on which to base an impact determination. In addition to
considering estimates of the number of marine mammals that might be
``taken'' through harassment, NMFS considers other factors, such as the
likely nature of any responses (e.g., intensity, duration), the context
of any responses (e.g., critical reproductive time or location,
migration), as well as effects on habitat, and the likely effectiveness
of the mitigation. We also assess the number, intensity, and context of
estimated takes by evaluating this information relative to population
status. Consistent with the 1989 preamble for NMFS's implementing
regulations (54 FR 40338; September 29, 1989), the impacts from other
past and ongoing anthropogenic activities are incorporated into this
analysis via their impacts on the environmental baseline (e.g., as
reflected in the regulatory status of the species, population size and
growth rate where known, ongoing sources of human-caused mortality, or
ambient noise levels).
To avoid repetition, our analysis applies to all species listed in
Table 5, given that NMFS expects the anticipated effects of the
proposed blasting to be similar in nature. Where there are meaningful
differences between species or stocks, or groups of species, in
anticipated individual responses to activities, impact of expected take
on the population due to differences in population status, or impacts
on habitat, NMFS has identified species-specific factors to inform the
analysis.
NMFS does not anticipate that serious injury or mortality would
occur as a result of the City of Ketchikan's proposed blasting. In the
absence of proposed mitigation including shutdown zones, these impacts
are possible, but at very short distances from the blasts (Table 4).
NMFS feels that the mitigation measures stated in ``Proposed
Mitigation,'' include adequate shutdown zones, marine mammal
monitoring, and blasting BMPs sufficient to prevent serious injury or
mortality. Thus, no serious injury or morality is proposed for
authorization. As discussed in the Potential Effects section, non-
auditory physical effects are not expected to occur.
The authorized number of takes by both Level A harassment and Level
B harassment is given in Table 5. Take by Level A harassment is only
proposed to be authorized for harbor seals, harbor porpoises, and
Dall's porpoises. As stated in ``Proposed Mitigation'' the City of
Ketchikan will establish shutdown zones, greater than Level A
harassment zones for blasting, and a blanket 10 m shutdown zone will be
implemented for all other in-water use of heavy machinery. The proposed
authorization of take by Level A harassment is meant to account for the
slight possibility that these species escape observation by the PSOs
within the Level A harassment zone. Any take by Level A harassment is
expected to arise from a small degree of PTS, because the isopleths
related to PTS are consistently larger than those associated with
slight lung and GI tract injury (Table 4).
Blasting is only proposed to occur on a maximum of 50 days, with
just one blast per day, from November 15, 2019
[[Page 11527]]
to March 15, 2020. Because only one blast is authorized per day, and
this activity would only generate noise for approximately one second,
no behavioral response that could rise to the level of take is expected
to occur. Therefore, all takes by Level B harassment are expected to
arise from TTS, but we expect only a small degree of TTS, which is
fully recoverable and not considered injury.
Although the removal of the rock pinnacle would result in the
permanent alteration of habitat available for marine mammals and their
prey, the affected area would be discountable. Overall, the area
impacted by the project is very small compared to the available habitat
around Ketchikan. The pinnacle is adjacent to an active marine
commercial and industrial area, and is regularly disturbed by human
activities. In addition, for all species except humpbacks, there are no
known biologically important areas (BIA) near the project zone that
would be impacted by the blasting activities. For humpback whales,
Southeast Alaska is a seasonally important BIA from spring through late
fall (Ferguson et al., 2015), however, Tongass Narrows is not an
important portion of this habitat due to development and human
presence. Additionally, the work window is not expected to overlap with
periods of peak foraging, and the action area represents a small
portion of available habitat. While impacts from blasting to fish can
be severe, blasting will occur for a relatively short period of 50
days, meaning the duration of impact should also be short. Any impacts
on prey that would occur during that period would have at most short-
terms effects on foraging of individual marine mammals, and likely no
effect on the populations of marine mammals as a whole. Therefore,
indirect effects on marine mammal prey during the construction are not
expected to be substantial, and these insubstantial effects would
therefore be unlikely to cause substantial effects on marine mammals at
the individual or population level.
In summary and as described above, the following factors primarily
support our preliminary determination that the impacts resulting from
this activity are not expected to adversely affect the species or stock
through effects on annual rates of recruitment or survival:
No serious injury or mortality is anticipated or
authorized;
Blasting would not occur during fish runs, avoiding
impacts during peak foraging periods;
Only a very small portion of marine mammal habitat would
be temporarily impacted;
The City of Ketchikan would implement mitigation measures
including shut down zones for all blasting and other in-water activity
to minimize the potential for take by Level A harassment and the
severity if it does occur; and
TTS that will occur is expected to be of a small degree
and is recoverable;
Based on the analysis contained herein of the likely effects of the
specified activity on marine mammals and their habitat, and taking into
consideration the implementation of the proposed monitoring and
mitigation measures, NMFS preliminarily finds that the total marine
mammal take from the proposed activity will have a negligible impact on
all affected marine mammal species or stocks.
Small Numbers
As noted above, only small numbers of incidental take may be
authorized under sections 101(a)(5)(A) and (D) of the MMPA for
specified activities other than military readiness activities. The MMPA
does not define small numbers and so, in practice, where estimated
numbers are available, NMFS compares the number of individuals taken to
the most appropriate estimation of abundance of the relevant species or
stock in our determination of whether an authorization is limited to
small numbers of marine mammals. Additionally, other qualitative
factors may be considered in the analysis, such as the temporal or
spatial scale of the activities.
Table 5, in the Take Calculation and Estimation section, presents
the number of animals that could be exposed to received noise levels
that may result in take by Level A harassment or Level B harassment for
the proposed blasting by the City of Ketchikan. Our analysis shows that
at most, approximately 20.6 percent of the best population estimates of
each affected stock could be taken, but for most species and stocks,
the percentage is below 2 percent. There was one stock, minke whale,
where the lack of an accepted stock abundance value prevented us from
calculating an expected percentage of the population that would be
affected. The most relevant estimate of partial stock abundance is
1,233 minke whales for a portion of the Gulf of Alaska (Zerbini et al.,
2006). Given 10 authorized takes by Level B harassment for the stock,
comparison to the best estimate of stock abundance shows less than 1
percent of the stock is expected to be impacted. Therefore, the numbers
of animals authorized to be taken for all species, including minke
whale, would be considered small relative to the relevant stocks or
populations even if each estimated taking occurred to a new
individual--an unlikely scenario for pinnipeds, but a possibility for
other marine mammals based on their described transit through Tongass
Narrows. For pinnipeds, especially harbor seals and Steller sea lions,
occurring in the vicinity of the project site, there will almost
certainly be some overlap in individuals present day-to-day, and these
takes are likely to occur only within some small portion of the overall
regional stock.
Based on the analysis contained herein of the proposed activity
(including the proposed mitigation and monitoring measures) and the
anticipated take of marine mammals, NMFS preliminarily finds that small
numbers of marine mammals will be taken relative to the population size
of the affected species or stocks.
Unmitigable Adverse Impact Analysis and Determination
In order to issue an IHA, NMFS must find that the specified
activity will not have an ``unmitigable adverse impact'' on the
subsistence uses of the affected marine mammal species or stocks by
Alaskan Natives. NMFS has defined ``unmitigable adverse impact'' in 50
CFR 216.103 as an impact resulting from the specified activity: (1)
That is likely to reduce the availability of the species to a level
insufficient for a harvest to meet subsistence needs by: (i) Causing
the marine mammals to abandon or avoid hunting areas; (ii) Directly
displacing subsistence users; or (iii) Placing physical barriers
between the marine mammals and the subsistence hunters; and (2) That
cannot be sufficiently mitigated by other measures to increase the
availability of marine mammals to allow subsistence needs to be met.
In 2012, the community of Ketchikan had an estimated subsistence
take of 22 harbor seals and 0 Steller sea lion (Wolf et al., 2013).
Hunting usually occurs in October and November (Alaska Department of
Fish and Game (ADF&G) 2009), but there are also records of relatively
high harvest in May (Wolfe et al., 2013). All project activities will
take place within the industrial area of Tongass Narrows immediately
adjacent to Ketchikan where subsistence activities do not generally
occur. The project will not have an adverse impact on the availability
of marine mammals for subsistence use at locations farther away, where
these activities are expected to take place. Some minor, short-term
harassment of the harbor seals could occur, but this is not likely to
have any measureable effect on subsistence harvest activities in the
[[Page 11528]]
region. Additionally, blasting associated with the project is expected
to occur from November 15 to March 15. This means that blasting, and
the associated harassment of marine mammals will only overlap with a
small portion of the expected period of subsistence harvest. Based on
the spatial separation and partial temporal separation of blasting
activities and subsistence harvest, no changes to availability of
subsistence resources are expected to result from the City of
Ketchikan's proposed activities.
Based on the description of the specified activity, the measures
described to minimize adverse effects on the availability of marine
mammals for subsistence purposes, and the proposed mitigation and
monitoring measures, NMFS has preliminarily determined that there will
not be an unmitigable adverse impact on subsistence uses from City of
Ketchikan's proposed activities.
Endangered Species Act (ESA)
Section 7(a)(2) of the Endangered Species Act of 1973 (ESA: 16
U.S.C. 1531 et seq.) requires that each Federal agency insure that any
action it authorizes, funds, or carries out is not likely to jeopardize
the continued existence of any endangered or threatened species or
result in the destruction or adverse modification of designated
critical habitat. To ensure ESA compliance for the issuance of IHAs,
NMFS Office of Protected Resources consults internally, in this case
with the NMFS Alaska Regional Office, whenever we propose to authorize
take for endangered or threatened species.
NMFS is proposing to authorize take of Mexico DPS humpback whales
which are listed under the ESA. The NMFS Office of Protected Resources
has requested initiation of Section 7 consultation with the NMFS Alaska
Regional Office for the issuance of this IHA. NMFS will conclude the
ESA section 7 consultation prior to reaching a determination regarding
the proposed issuance of the authorization.
Proposed Authorization
As a result of these preliminary determinations, NMFS proposes to
issue an IHA to the City of Ketchikan for conducting blasting near
Ketchikan, Alaska in 2019 and 2020, provided the previously mentioned
mitigation, monitoring, and reporting requirements are incorporated. A
draft of the proposed IHA can be found at https://www.fisheries.noaa.gov/permit/incidental-take-authorizations-under-marine-mammal-protection-act.
Request for Public Comments
We request comment on our analyses, the proposed authorization, and
any other aspect of this Notice of Proposed IHA for the proposed
underwater blasting. We also request comment on the potential for
renewal of this proposed IHA as described in the paragraph below.
Please include with your comments any supporting data or literature
citations to help inform our final decision on the request for MMPA
authorization.
On a case-by-case basis, NMFS may issue a one-year IHA renewal with
an expedited public comment period (15 days) when (1) another year of
identical or nearly identical activities as described in the Specified
Activities section is planned or (2) the activities would not be
completed by the time the IHA expires and a second IHA would allow for
completion of the activities beyond that described in the Dates and
Duration section, provided all of the following conditions are met:
A request for renewal is received no later than 60 days
prior to expiration of the current IHA.
The request for renewal must include the following:
(1) An explanation that the activities to be conducted under the
proposed Renewal are identical to the activities analyzed under the
initial IHA, are a subset of the activities, or include changes so
minor (e.g., reduction in pile size) that the changes do not affect the
previous analyses, mitigation and monitoring requirements, or take
estimates (with the exception of reducing the type or amount of take
because only a subset of the initially analyzed activities remain to be
completed under the Renewal)..
(2) A preliminary monitoring report showing the results of the
required monitoring to date and an explanation showing that the
monitoring results do not indicate impacts of a scale or nature not
previously analyzed or authorized.
Upon review of the request for renewal, the status of the
affected species or stocks, and any other pertinent information, NMFS
determines that there are no more than minor changes in the activities,
the mitigation and monitoring measures will remain the same and
appropriate, and the findings in the initial IHA remain valid.
Dated: March 21, 2019.
Donna S. Wieting,
Director, Office of Protected Resources, National Marine Fisheries
Service.
[FR Doc. 2019-05826 Filed 3-26-19; 8:45 am]
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