Endangered and Threatened Wildlife; 90-Day Finding on a Petition To List the Cuvier's Beaked Whale in the Gulf of Mexico as Threatened or Endangered Under the Endangered Species Act, 11058-11066 [2019-05669]
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Dated: March 20, 2019.
Tracey L. Thompson,
Acting Deputy Director, Office of Sustainable
Fisheries, National Marine Fisheries Service.
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[FR Doc. 2019–05651 Filed 3–22–19; 8:45 am]
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BILLING CODE 3510–22–P
Day 6—Sunday, April 14, 2019
Endangered and Threatened Wildlife;
90-Day Finding on a Petition To List
the Cuvier’s Beaked Whale in the Gulf
of Mexico as Threatened or
Endangered Under the Endangered
Species Act
California State Delegation, 7 a.m.
Oregon State Delegation, 7 a.m.
Washington State Delegation, 7 a.m.
Groundfish Advisory Subpanel, 8 a.m.
Groundfish Management Team, 8 a.m.
Salmon Advisory Subpanel, 8 a.m.
Salmon Technical Team, 8 a.m.
Tribal Policy Group, Ad Hoc
Tribal and Washington Technical Group, Ad
Hoc
Enforcement Consultants, Ad Hoc
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Groundfish Advisory Subpanel, 8 a.m.
Groundfish Management Team, 8 a.m.
Salmon Advisory Subpanel, 8 a.m.
Salmon Technical Team, 8 a.m.
Tribal Policy Group, Ad Hoc
Tribal and Washington Technical Group, Ad
Hoc
Enforcement Consultants, Ad Hoc
Day 8—Tuesday, April 16, 2019
Salmon Technical Team, 8 a.m.
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DEPARTMENT OF COMMERCE
National Oceanic and Atmospheric
Administration
[Docket No. 180628590–8590–01]
RIN 0648–XG333
National Marine Fisheries
Service (NMFS), National Oceanic and
Atmospheric Administration (NOAA),
Department of Commerce.
ACTION: Notice; 90-Day petition finding.
AGENCY:
We (NMFS) announce a
negative 90-day finding on a petition to
list the Cuvier’s beaked whale (Ziphius
cavirostris) in the Gulf of Mexico (GOM)
as a threatened or endangered distinct
population segment (DPS) under the
Endangered Species Act (ESA). As an
alternative to listing a DPS, the petition
requests that we list the Cuvier’s beaked
whale because it is threatened or
endangered in a significant portion of its
range (SPOIR). The petitioner also
requests that we designate critical
habitat. We find that the petition and
information in our files do not present
substantial scientific or commercial
information indicating that the Cuvier’s
beaked whale in the GOM qualifies as
a DPS, eligible for listing under the ESA.
Similarly, we find that the petition and
information readily available in our files
do not present substantial scientific or
commercial information indicating that
listing Cuvier’s beaked whale as
threatened or endangered in a SPOIR
may be warranted.
ADDRESSES: Copies of the petition and
related materials are available upon
request from the Assistant Regional
Administrator, Protected Resources
SUMMARY:
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Division, Southeast Regional Office,
NMFS, 263 13th Avenue South, St.
Petersburg, FL 33701, or online at:
https://www.fisheries.noaa.gov/
national/endangered-speciesconservation/negative-90-day-findings.
FOR FURTHER INFORMATION CONTACT:
Calusa Horn, NMFS Southeast Region,
727–824–5312, or Maggie Miller, NMFS
Office of Protected Resources, 301–427–
8457.
SUPPLEMENTARY INFORMATION:
Background
On October 11, 2017, we received a
petition from the Center for Biological
Diversity to list the Cuvier’s beaked
whale (Ziphius cavirostris) population
in the GOM as an endangered or
threatened DPS or, alternatively, list the
Cuvier’s Beaked whale because it is
threatened or endangered in a SPOIR,
under the ESA. The petitioner also
requested designation of critical habitat.
The petitioner asserts that the Cuvier’s
beaked whale population in the GOM
qualifies as a DPS because the
population: (1) Is physically separated
from other populations of the eastern
Caribbean and northwestern Atlantic
Ocean, (2) exhibits high site fidelity to
the GOM, (3) is delimited by
international governmental boundaries
within which there are differences in
management and regulations, (4) occurs
in an ecological setting that is unique to
the species, and (5) is likely a
genetically distinct species. The
petitioner also states the Marine
Mammal Protection Act (MMPA) stock
designation supports the proposed DPS
listing under the ESA. Copies of this
petition are available from us (see
ADDRESSES, above).
ESA Statutory and Regulatory
Provisions and Evaluation Framework
Section 4(b)(3)(A) of the ESA of 1973,
as amended (16 U.S.C. 1531 et seq.),
requires, to the maximum extent
practicable, that within 90 days of
receipt of a petition to list a species as
threatened or endangered, the Secretary
of Commerce make a finding on whether
that petition presents substantial
scientific or commercial information
indicating that the petitioned action
may be warranted, and to promptly
publish such finding in the Federal
Register (16 U.S.C. 1533(b)(3)(A)). When
it is found that substantial scientific or
commercial information in a petition
indicates the petitioned action may be
warranted (a ‘‘positive 90-day finding’’),
we are required to promptly commence
a review of the status of the species
concerned during which we will
conduct a comprehensive review of the
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best available scientific and commercial
information. In such cases, we conclude
the review with a finding as to whether,
in fact, the petitioned action is
warranted within 12 months of receipt
of the petition. Because the finding at
the 12-month stage is based on a more
thorough review of the available
information, as compared to the narrow
scope of review at the 90-day stage, a
‘‘may be warranted’’ finding does not
prejudge the outcome of the status
review.
Under the ESA, a listing
determination must address a species,
which is defined to also include
subspecies and, for any vertebrate
species, any distinct population
segment (DPS) that interbreeds when
mature (16 U.S.C. 1532(16)). A joint
NMFS–U.S. Fish and Wildlife Service
(USFWS) (jointly, ‘‘the Services’’) policy
clarifies the agencies’ interpretation of
the phrase ‘‘distinct population
segment’’ for the purposes of listing,
delisting, and reclassifying a species
under the ESA (61 FR 4722; February 7,
1996). A species, subspecies, or DPS is
‘‘endangered’’ if it is in danger of
extinction throughout all or a significant
portion of its range, and ‘‘threatened’’ if
it is likely to become endangered within
the foreseeable future throughout all or
a significant portion of its range (ESA
Sections 3(6) and 3(20), respectively, 16
U.S.C. 1532(6) and (20)). Pursuant to the
ESA and our implementing regulations,
we determine whether species are
threatened or endangered based on any
one or a combination of the following
five section 4(a)(1) factors: The present
or threatened destruction, modification,
or curtailment of habitat or range;
overutilization for commercial,
recreational, scientific, or educational
purposes; disease or predation;
inadequacy of existing regulatory
mechanisms to address identified
threats; or any other natural or
manmade factors affecting the species’
existence (16 U.S.C. 1533(a)(1), 50 CFR
424.11(c)).
ESA-implementing regulations issued
jointly by the Services (50 CFR
424.14(h)(1)(i)) define ‘‘substantial
scientific or commercial information’’ in
the context of reviewing a petition to
list, delist, or reclassify a species as
‘‘credible scientific or commercial
information in support of the petition’s
claims such that a reasonable person
conducting an impartial scientific
review would conclude that the action
proposed in the petition may be
warranted.’’ Conclusions drawn in the
petition without the support of credible
scientific or commercial information
will not be considered ‘‘substantial
information.’’
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Our determination as to whether the
petition provides substantial scientific
or commercial information indicating
that the petitioned action may be
warranted will depend in part on the
degree to which the petition: (1) Clearly
indicates the administrative measure
recommended and gives the scientific
and any common name of the species
involved; (2) contains detailed narrative
justification for the recommended
measure that contains an analysis of the
information presented; (3) is
accompanied by literature citations that
are specific enough for the Services to
readily locate the information cited in
the petition, and, to the extent permitted
by U.S. copyright law, electronic or hard
copies of supporting materials; and, (4)
for a petition to list, delist, or reclassify
a species, information to establish
whether the subject entity is a ‘‘species’’
as defined in the Act. See 50 CFR
424.14(c). Because this is a petition to
list a species, we also evaluate the
degree to which the petition includes
the following types of information: (1)
Information on current population
status and trends and estimates of
current population sizes and
distributions, both in captivity and the
wild, if available; (2) identification of
the factors under section 4(a)(1) of the
ESA that may affect the species and
where these factors are acting upon the
species; (3) whether and to what extent
any or all of the factors alone or in
combination identified in section 4(a)(1)
of the ESA may cause the species to be
an endangered species or threatened
species (i.e., the species is currently in
danger of extinction or is likely to
become so within the foreseeable
future), and, if so, how high in
magnitude and how imminent the
threats to the species and its habitat are;
(4) information on adequacy of
regulatory protections and effectiveness
of conservation activities by States as
well as other parties, that have been
initiated or that are ongoing, that may
protect the species or its habitat; and (5)
a complete, balanced representation of
the relevant facts, including information
that may contradict claims in the
petition. See 50 CFR 424.14(d).
If the petitioner provides
supplemental information before the
initial finding is made and states that it
is part of the petition, the new
information, along with the previously
submitted information, is treated as a
new petition that supersedes the
original petition, and the statutory
timeframes will begin when such
supplemental information is received.
See 50 CFR 424.14(g). We may also
consider information readily available at
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the time the determination is made. See
50 CFR 424.14(h)(1)(ii). We are not
required to consider any supporting
materials cited by the petitioner if the
petitioner does not provide electronic or
hard copies, to the extent permitted by
U.S. copyright law, or appropriate
excerpts or quotations from those
materials (e.g., publications, maps,
reports, letters from authorities). See 50
CFR 424.14(c)(6) and 424.14(h)(1)(ii).
The ‘‘substantial scientific or
commercial information’’ standard must
be applied in light of any prior reviews
or findings we have made on the listing
status of the species that is the subject
of the petition. Where we have already
conducted a finding on, or review of,
the listing status of that species
(whether in response to a petition or on
our own initiative), we will evaluate any
petition received thereafter seeking to
list, delist, or reclassify that species to
determine whether a reasonable person
conducting an impartial scientific
review would conclude that the action
proposed in the petition may be
warranted despite the previous review
or finding. Where the prior review
resulted in a final agency action—such
as a final listing determination, 90-day
not-substantial finding, or 12-month
not-warranted finding—a petitioned
action will generally not be considered
to present substantial scientific and
commercial information indicating that
the action may be warranted unless the
petition provides new information or
analysis not previously considered. 50
CFR 424.14(h)(iii).
At the 90-day finding stage, we
evaluate the petitioner’s request based
on the information in the petition,
including its references, and
information readily available to us. We
do not conduct additional research, and
we do not solicit information from
parties outside the agency to help us in
evaluating the petition. We will accept
the petitioners’ sources and
characterizations of the information
presented if they appear to be based on
accepted scientific principles, unless we
have specific information in our files
that indicates the petition’s information
is incorrect, unreliable, obsolete, or
otherwise irrelevant to the requested
action. Information that is susceptible to
more than one interpretation or that is
contradicted by other available
information will not be dismissed at the
90-day finding stage, so long as it is
reliable and a reasonable person
conducting an impartial scientific
review would conclude it supports the
petitioners’ assertions. In other words,
conclusive information indicating the
species may meet the ESA’s
requirements for listing is not required
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to make a positive 90-day finding. We
will not conclude that a lack of specific
information alone necessitates a
negative 90-day finding if a reasonable
person conducting an impartial
scientific review would conclude that
the unknown information itself suggests
the species may be at risk of extinction
presently or within the foreseeable
future.
To make a 90-day finding on a
petition to list a species, we evaluate
whether the petition presents
substantial scientific or commercial
information indicating the subject
species may be either threatened or
endangered, as defined by the ESA.
First, we evaluate whether the
information presented in the petition, in
light of the information readily available
in our files, indicates that the petitioned
entity constitutes a ‘‘species’’ eligible for
listing under the ESA. Next, we evaluate
whether the information indicates that
the species faces a degree of extinction
risk such that listing, delisting, or
reclassification may be warranted; this
may be indicated in information
expressly discussing the species’ status
and trends, or in information describing
impacts and threats to the species. We
evaluate any information on specific
demographic factors pertinent to
evaluating extinction risk for the species
(e.g., population abundance and trends,
productivity, spatial structure, age
structure, sex ratio, diversity, current
and historical range, habitat integrity or
fragmentation), and the potential
contribution of identified demographic
risks to extinction risk for the species.
We then evaluate the potential links
between these demographic risks and
the causative impacts and threats
identified in section 4(a)(1).
Information presented on impacts or
threats should be specific to the species
and should reasonably suggest that one
or more of these factors may be
operative threats that act or have acted
on the species to the point that it may
warrant protection under the ESA.
Broad statements about generalized
threats to the species, or identification
of factors that could negatively impact
a species, do not constitute substantial
information indicating that listing may
be warranted. We look for information
indicating that not only is the particular
species exposed to a factor, but that the
species may be responding in a negative
fashion; then we assess the potential
significance of that negative response.
Many petitions identify risk
classifications made by
nongovernmental organizations, such as
the International Union on the
Conservation of Nature (IUCN), the
American Fisheries Society, or
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NatureServe, as evidence of extinction
risk for a species. Risk classifications by
such organizations or made under other
Federal or state statutes may be
informative, but such classification
alone will not alone provide sufficient
basis for a positive 90-day finding under
the ESA. For example, as explained by
NatureServe, their assessments ‘‘have
different criteria, evidence
requirements, purposes, and taxonomic
coverage than official lists of
endangered and threatened species’’
and, therefore, these two types of lists
‘‘do not necessarily coincide’’ (https://
explorer.natureserve.org/ranking.htm).
Additionally, species classifications
under IUCN and the ESA are not
equivalent; data standards, criteria used
to evaluate species and treatment of
uncertainty are also not necessarily the
same. Thus, when a petition cites such
classifications, we will evaluate the
source of information that the
classification is based upon in light of
the standards on extinction risk and
impacts or threats discussed above.
Cuvier’s Beaked Whale Species
Description
Cuvier’s beaked whales are members
of the beaked whale family (Ziphiidae)
and are odontocetes (toothed whales).
They can reach lengths of about 15–23
ft (4.5–7 m) and weigh 4,000–6,800 lbs
(1,845–3,090 kg). Body size does not
differ significantly between males and
females. These medium-sized whales
have round and robust bodies, with a
triangular ‘‘falcate’’ dorsal fin located far
down the whale’s back. Their coloration
varies from dark gray to a reddishbrown, with a paler counter-shaded
underside (Jefferson et al., 1994; Baird
2016).
The Cuvier’s beaked whale has one of
the most extensive distributions of all
beaked whale species, occurring in deep
waters worldwide and ranging from
equatorial tropical to cold-temperate
waters; they are not known to occur in
the high latitude polar waters (Dalebout
et al., 2005; Heyning and Mead 2009).
In the Northern Hemisphere, they are
known to occur near the Aleutian
Islands, Bay of Biscay, British Columbia,
Gulf of California, GOM, Hawaii,
Mediterranean Sea, the Shetlands, and
the U.S. East and West Coasts. In the
Southern Hemisphere, they are known
to occur near New Zealand, South
Africa, and Tierra del Fuego. They have
also stranded in tropical environments
such as the Bahamas, Caribbean Sea,
and the Galapagos Islands. Genetic
evidence suggests that Cuvier’s beaked
whales may exhibit seasonal latitudinal
migrations, similar to humpback whales
(Dalebout et al., 2005).
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Beaked whales appear to have a
habitat preference for deep (usually
greater than 3,300 ft (1,000 m)), complex
topographic features such as the
continental slope and edge, or steep
underwater geological features like
banks, seamounts, and submarine
canyons (Whitehead et al., 1997; Hooker
and Baird, 1999, 2002; Frantzis et al.,
2003; MacLeod and Zuur, 2005, cited in
Smith 2010 thesis). Studies on beaked
whales have been carried out in a
number of locations including the
Northwest Atlantic (Hooker and Baird,
1999), Bahamas (MacLeod and Zuur,
2005), the Ligurian Basin (D’Amico et
al., 2003; Moulins et al, 2007), Hawaii
(Baird et al., 2004; 2006) and Greece
(Frantzis et al., 2002). The Cuvier’s
beaked whale is one of the more
frequently observed species of beaked
whale, and is considered widespread
and cosmopolitan (Heyning, 1989).
Cuvier’s beaked whales mature slowly
and can live up to 60 years. Females
reach sexual maturity at 7–11 years of
age, have a gestation period of about 1
year, and give birth to a single calf every
2–3 years. Although few stomach
contents have been examined, they
appear to feed mostly on deep-sea
squid, but also sometimes take fish and
crustaceans (MacLeod et al., 2003; West
et al., 2017). Cuvier’s beaked whales
likely forage between approximately 600
m to nearly 3,000 m in depth (Baird et
al., 2006, 2008, Tyack et al., 2006,
Schorr et al., 2014). Dive data indicates
that Cuvier’s beaked whale routinely
conduct some of the deepest and longest
dives of any marine mammal (Baird et
al., 2006; Tyack et al., 2006). Cuvier’s
beaked whales off the coast of Southern
California were recorded diving to
depths of 2,992 m and lasting 137.5
minutes (Schorr et al., 2014).
The Cuvier’s beaked whale is among
the most common and abundant of all
the beaked whales, and their abundance
worldwide is likely over 100,000
individuals (Taylor et al., 2008,
downloaded October 9, 2017). Under
the MMPA, we prepare stock
assessment reports for several Cuvier’s
beaked whale stocks that occur in
waters under U.S. jurisdiction. We
currently evaluate Cuvier’s beaked
whale using six geographically defined
stocks: The Alaska Stock (n =
unknown), the California/Oregon/
Washington stock (n = 3,274), the
Hawaiian stock (n = 723), the Northern
GOM stock (n = 74), the Puerto Rico and
U.S. Virgin Island stock (n = unknown)
and the Western North Atlantic stock (n
= 6,532). The stock assessment reports
with population estimates are available
online (https://www.fisheries.noaa.gov/
national/marine-mammal-protection/
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marine-mammal-stock-assessmentreports-species-stock). Our stock
assessment reports for the Northern
GOM stock and Western North Atlantic
stock do not include a correction factor
for detection probability and therefore
may miscalculate actual abundance.
Beaked whales are deep divers that
spend little time at the surface (Reeves
et al., 2002), and, therefore, their
detection probabilities with traditional
visual survey methods are low (Barlow
and Gisiner, 2006; Barlow et al., 2006).
Thus, reliance on shipboard and aerial
surveys can result in an underestimate
of density if corrections are not applied
for missed animals (Barlow 2015). The
Cuvier’s beaked whales are long diving
animals and remain under the water’s
surface for extended periods, resulting
in high availability and perception
biases. Cuvier’s beaked whale detection
probability is estimated at 0.23 for
shipboard surveys and 0.074 for aerial
surveys (Barlow 1999). Roberts et al.
(2016) used a correction factor to
account for detection probability and
estimates the abundance of beaked
whales in the Northern GOM at n =
2,910. We note that the Robert’s et al.
(2016) estimate of 2,910 Cuvier’s beaked
whales in the Northern GOM
substantially exceeded our previous
stock assessment report estimate for this
reason. The previous stock assessment
report assumed that all animals were
seen and recorded (i.e., g(0) = 1) while
Robert’s et al. (2016) estimated
detection probabilities by applying a
g(0) = 0.23 for shipboard sightings and
a g(0) = 0.074 aerial sightings. The
application of the correction factor to
account for detection probability results
in a higher abundance estimate for the
Northern GOM Cuvier’s beaked whale
stock than that in the previous stock
assessment report (Robert’s et al., 2016).
Under the MMPA, the Cuvier’s beaked
whale Northern GOM stock is not
considered ‘‘strategic’’ because we
assume that average annual humancaused mortality and serious injury does
not exceed potential biological removal
(Waring et al., 2012).
Analysis of the Petition
We first evaluated whether the
petition presented the information
indicated in 50 CFR 424.14(c) and
424.14(d). The petition contains
information on the Cuvier’s beaked
whale, including the species
description, distribution, habitat,
population status and trends, and
factors contributing to the status of
Cuvier’s beaked whale status in the
GOM. The petitioner asserts that the
Cuvier’s beaked whale in the GOM
qualifies as a DPS, meeting both the
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discreteness and significance
requirements, is impacted by habitat
degradation by oil spills, potential prey
reduction due to fisheries, entanglement
in fishing gear, vessel strikes, noise
pollution, water pollution, and climate
change, and that the loss of this
population would represent a
significant loss for the species’ diversity.
Alternatively, the petition states that the
Cuvier’s beaked whale is threatened or
endangered in a SPOIR, which the
petition identifies as the GOM.
DPS Analysis
The petition requests that we list the
Cuvier’s beaked whales in the GOM as
a threatened or endangered DPS, and
presents arguments that Cuvier’s beaked
whales in the GOM meet the Services’
requirements for identifying a DPS
eligible for listing. Our joint NMFS–
USFWS DPS policy (61 FR 4722;
February 7, 1996) identifies two
elements to be considered when
identifying a DPS: (1) The discreteness
of the population segment in relation to
the remainder of the species (or
subspecies) to which it belongs; and (2)
the significance of the population
segment to the species to which it
belongs. A population segment of a
vertebrate species may be considered
discrete if it satisfies either one of the
following conditions: (1) It is markedly
separated from other populations of the
same taxon as a consequence of
physical, physiological, ecological, or
behavioral factors (quantitative
measures of genetic or morphological
discontinuity may provide evidence of
this separation); or (2) it is delimited by
international governmental boundaries
within which differences in control of
exploitation, management of habitat,
conservation status, or regulatory
mechanisms exist that are significant in
light of section 4(a)(1)(D) of the ESA. If
a population segment is considered
discrete under either of the above
conditions, its biological and ecological
significance will then be considered in
light of Congressional guidance (see
Senate Report 151, 96th Congress, 1st
Session) that the authority to list DPSs
be used ‘‘sparingly’’ while encouraging
the conservation of genetic diversity. In
carrying out this examination, the
Services consider available scientific
evidence of the discrete population
segment’s importance to the taxon to
which it belongs.
In evaluating this petition, we first
looked for information to suggest that
the Cuvier’s beaked whale in the GOM
may qualify as a DPS. We evaluated the
information provided in the petition
and readily available in our files to see
if the data suggest that the Cuvier’s
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beaked whale in the GOM is discrete,
meaning that the population is
markedly separated as a consequence of
physical, physiological, ecological, or
behavioral factors from other
populations of the Cuvier’s beaked
whale.
According to the petitioner, the
Cuvier’s beaked whale in the GOM is
physically and ecologically separated
from other Cuvier’s beaked whale
populations, and is delimited by
international governmental boundaries
within which there are differences in
management and regulations, thereby
qualifying the GOM population as
discrete under the DPS policy. Further,
the petitioner states that the Cuvier’s
beaked whale Northern GOM stock
designation under the MMPA is based
on distribution data that supports their
conclusion that the population is
delimited by international boundaries.
The petitioner asserts that Cuvier’s
beaked whales in the GOM are
physically separated from populations
in the Caribbean and North Atlantic.
The petition describes the GOM as being
semi-enclosed by land on all sides, with
an opening to the Caribbean Sea through
the Yucatan Channel and another
opening to the North Atlantic Ocean
through the Straits of Florida. According
to the petition, the population occurs
along the continental shelf and deepwater canyons in the northern GOM
(Roberts et al., 2016). The petition states
that sightings have occurred almost
exclusively in the northern GOM, but
notes a limited number of unconfirmed
sightings in the Yucatan Channel (NinoTorres et al., 2015) and in the Straits of
Florida off northern Cuba (Jefferson and
Lynn 1994; Whitt et al., 2014).
We do not find that the information
presented in the petition and in our files
supports the conclusion that Cuvier’s
beaked whales in the GOM are
physically isolated from other Cuvier’s
beaked whale populations. While the
GOM is a semi-enclosed sea, no
information suggests that Cuvier’s
beaked whales in the GOM are unable
to travel through the Yucatan Channel
or Straits of Florida. As the petitioner
acknowledges, there are confirmed and
unconfirmed sightings data of the
species potentially from the Yucatan
channel and Straits of Florida. The
petitioner provided information on a
confirmed sighting of four Cuvier’s
beaked whales in the Straits of Florida
offshore of Havana Cuba (Jefferson and
Lynn, 1994, as cited in Whitt et al.,
2014). Additionally, data on other
cetacean species that prefer similar
habitats (slopes, canyons, and
escarpments in the northern GOM) and
have similar foraging niches
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(undertaking long, deep dives to hunt
for mesopelagic squid and fish) to the
Cuvier’s beaked whale suggests
individuals can travel out of the GOM
and into the North Atlantic Ocean and
Caribbean Sea. For example,
opportunistic tracking data from two
rehabilitated short-finned pilot whales
showed that the animals released off the
Florida Keys traveled through the Straits
of Florida to the Blake Plateau in the
North Atlantic Ocean (offshore North
and South Carolina) (Wells et al., 2013).
Similar movement patterns have been
observed in a rehabilitated and released
Risso’s dolphin. In that case, tracking
data from an animal released offshore of
Sarasota, Florida, in the GOM, traveled
more than 3,300 km into the North
Atlantic Ocean off Delaware (Wells et
al., 2009). In addition, male sperm
whales are known to move in and out
of the GOM from the Atlantic Ocean and
Caribbean Sea (Best 1979; Rice 1989;
Whitehead 1993; and Englehaupt et al.,
2009). The GOM is connected to the
Caribbean Sea via the Yucatan Channel,
a relatively deep (2,000 m) channel, and
to the Atlantic Ocean through the Straits
of Florida, a channel with a depth of
about 860 m (Davis and Fargion, 1996).
These channels likely allow cetaceans,
like Cuvier’s beaked whale, to migrate to
and from the North Atlantic Ocean and
Caribbean Sea. No information in the
petition or readily available in our files
supports the conclusion that the
channels are an impediment to their
movement. The limited information
available suggests that cetaceans that
occur in deep water habitat along the
continental slope similar to Cuvier’s
beaked whales, including the shortfinned pilot whale, Risso’s dolphin, and
sperm whale, can move into the North
Atlantic Ocean and Caribbean Sea from
the GOM. This, in combination with the
confirmed and unconfirmed sightings
data of Cuvier’s beaked whales in the
Yucatan channel and Straits of Florida,
indicates that Cuvier’s beaked whales in
the GOM can travel freely outside of the
GOM. As such, we find that the petition
does not present substantial information
indicating that the Cuvier’s beaked
whale in the GOM are markedly
separated as a consequence of physical
factors from Cuvier’s beaked whale
populations worldwide.
The petitioner also asserts that the
GOM Cuvier’s beaked whales are
ecologically separated from neighboring
Cuvier’s beaked whale populations and
bases this conclusion on data from other
regions of the world where Cuvier’s
beaked whale populations exhibit longterm site fidelity behavior. Specifically,
the petition cites McSweeney et al.
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(2007), who studied site fidelity,
patterns of association, and movements
of Cuvier’s beaked whales (n=35) off
Hawaii using a 21- year photographic
data set, which included re-sightings of
14 individuals over the course of 15
years. The mean distance between resightings ranged from 2.88 km to 88.75
km, which the petitioner states is
relatively small. The petition also states
that Cuvier’s beaked whales are yearround residents off Cape Hatteras, North
Carolina, and cite to Baird et al. (2016),
McLellan et al. (2015), and unpublished
data. Specifically, Baird et al., (2016)
found that satellite tagged individuals
(n=9) remained in the study area off
Cape Hatteras, where the Gulf Stream
crosses the continental shelf, for up to
two months. According to the
petitioner, photo identification studies
(A. Read unpublished data) and aerial
surveys also confirm long-term site
fidelity in this area (McLellan et al.,
2015). The petitioner references a
publication abstract (McLellan et al.,
2015) that states that aerial surveys
found Cuvier’s beaked whale to be the
most commonly encountered species,
observed in every month of the year off
Cape Hatteras. Based on these studies,
the petitioner asserts that it is
reasonable to infer that Cuvier’s beaked
whales in the GOM exhibit similar site
fidelity, and, as a result, are ecologically
isolated from Cuvier’s beaked whale
populations in the North Atlantic and
Caribbean. The petition did not provide
the reference for ‘‘A. Read unpublished
data,’’ and we were unable to locate it
within our files.
We evaluated the information
provided in the petition and readily
available in our files to determine if it
presented substantial information
indicating that Cuvier’s beaked whale
populations exhibit long-term site
fidelity in other locations and whether
Cuvier’s beaked whales in the GOM
would exhibit a similar behavior that
could suggest ecological separation.
First, we evaluated if information
provided in the petition supports the
assertion that Hawaii’s population of
Cuvier’s beaked whale exhibits longterm site fidelity. McSweeney et al.
(2007) is the primary source cited by the
petitioner to support this claim. This
study described site fidelity and
movement patterns using photographic
data for Cuvier’s and Blainville’s beaked
whales off Hawaii’s west coast. A total
of 4,611 photographs of Cuvier’s beaked
whales were obtained from 35
encounters (23 directed, 12
opportunistic) from 1986 to 2006. The
authors determined that the
photographs represented 35 individuals.
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Of the 35 individuals, 21 (60 percent)
were seen only once and 14 (40 percent)
were seen on two or more occasions
(McSweeney et al., 2007). Five adult
males and nine adult females (n=14)
were seen more than once. The interval
between the first and last sighting of
adult males ranged from 3 to 728 days
(median = 11 day). The interval between
the first and last sighting of adult
females ranged from 16 to 5,676 days
(median = 737 days). Re-sighting
intervals (i.e., duration between
sightings) were significantly longer for
adult females (median = 432 days, range
= 16 to 5,676 days) than for adult males
(median = 11 days, range = 3 to 728
days). McSweeney et al. (2017)
acknowledge that, depending on the
species, male cetaceans often travel long
distances in search of mating
opportunities, whereas females will
remain in an area or return to an area
if prey are abundant or reliably
concentrated (Cluttton-Brock, 1989). Of
the 14 individuals re-sighted, there were
13 within year re-sightings and 8 across
year re-sightings. While some individual
whales were re-sighted during the 21year data set, the intervals between resightings spanned multiple years. It is
unknown whether the whales remained
in the area or moved out of the area in
the years between sightings.
McSweeney et al. (2007) acknowledge
that these Cuvier’s beaked whales have
a broader range and that the study area
does not represent their full range.
While McSweeney et al. (2007) suggest
long-term repeated use of an area off
Hawaii’s west coast by some Cuvier’s
beaked whales (n=14), the full range of
those individuals is unknown. The
movements of those 14 individuals
during long gaps between re-sightings
(sometimes spanning years) are
unknown and it is likely that their
movements extended beyond the study
area, as noted by the study’s authors. In
addition, 60 percent of the Cuvier’s
beaked whales recorded in McSweeney
et al. (2017) exhibited no site fidelity.
Thus, McSweeney et al., (2007) does not
present substantial evidence indicating
that Cuvier’s beaked whales exhibit
long-term population level site fidelity.
Next, we evaluated the information in
the petition and readily available in our
files to determine whether it supports
the petitioner’s assertion that Cuvier’s
beaked whales in the northwest Atlantic
exhibit high site fidelity, in support of
their claim that Cuvier’s beaked whales
in the GOM would exhibit similar
behavior. Baird et al. (2016) provided
information on the movements and
habitat use of Cuvier’s beaked whales
tagged off Cape Hatteras, North
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Carolina. Six Cuvier’s beaked whales
were tagged in 2015 and three animals
were tagged in 2014. During 2 to 59 days
of tracking, all of the tagged Cuvier’s
beaked whales remained on or near the
continental slope off Cape Hatteras,
which the authors suggest provide more
evidence of a resident population than
an oceanic population. Similarly, using
sighting data from aerial surveys and
strandings records, McLellan et al.
(2018) concluded that the waters off
Cape Hatteras provide important yearround habitat for multiple species of
beaked whales. The waters off Cape
Hatteras, at the convergence of two
major currents, the Labrador Current
and the Gulf Stream, are an area of high
biological productivity (Schaff et al.,
1992). Roberts et al. (2016) also
identified a high level of marine
mammal biodiversity and beaked whale
abundance off Cape Hatteras. These
studies indicate the waters offshore
Cape Hatteras are an area of high
productivity and an important habitat
for marine mammals, including several
species of beaked whales. However,
these studies do not demonstrate that
individual Cuvier’s beaked whales are
year-round residents of the Cape
Hatteras area. Rather, the limited
tracking studies and sightings data only
demonstrate that Cuvier’s beaked
whales can regularly be found in this
area of high biological productivity,
likely for foraging purposes, for a period
of up to 59 days. Given that the duration
of the available tracking study was
limited to a maximum of about 2
months, the data do not comprise
substantial information indicating that
any individual whale—much less any
population of whales—resides
exclusively in that area.
Finally, we did not find any
information in the petition or readily
available in our files indicating that
Cuvier’s beaked whales in the GOM
exhibit long-term site fidelity. Site
fidelity is the tendency for individuals
to return to the same area repeatedly or
remain in an area for an extended
period, and may occur at both breeding
and feeding areas. Site fidelity, in and
of itself, does not necessarily mean that
a population is distinct as it is possible
that individuals are emigrating or
migrating within the population. We
found no information in the petition or
readily available in our files addressing
site fidelity of Cuvier’s beaked whales in
the GOM.
We conclude that the available
information does not suggest that the
Cuvier’s beaked whales generally
exhibit site fidelity to a degree that
would result in the ecological
separation of Cuvier’s beaked whales in
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11063
the GOM. The studies cited by the
petitioner do not present substantial
information that Cuvier’s beaked whale
off the west coast of Hawaii or off Cape
Hatteras, North Carolina, are distinct
from other populations of the same
taxon because of site fidelity. The
majority of individuals studied by
McSweeney et al. (2007) did not show
repeated use of steep and isolated
Hawaiian shelf waters, and those that
were re-sighted had long intervals of
time between encounters to move and
mix with a broader population.
Similarly, although McLellan et al.
(2018) suggest the productive mixing
zone off Cape Hatteras is an important
year-round habitat for Cuvier’s beaked
whales, their tracking data were of
insufficient duration to suggest
individual whales do not mix with a
broader population to an extent that
would imply a markedly separate
population. In addition, the GOM is a
very different ecosystem from the
Hawaiian shelf or the Cape Hatteras
convergence zone, characterized by
more broadly distributed resources,
more ephemeral upwelling current
patterns, and a more gradual continental
slope. It is reasonable to assume that
different oceanic features can influence
prey availability, which can drive
beaked whale distributions or
preferences for particular foraging areas.
Thus, after examining the petition’s
references and information readily
available in our files, we conclude there
is not sufficient information to indicate
that the Cuvier’s beaked whales in the
GOM are behaviorally or ecologically
separated from other Cuvier’s beaked
whale populations. The spatial and
temporal movement patterns throughout
this species’ range are largely unknown
and no information was presented for
the putative GOM DPS. Although some
studies have suggested that individual
Cuvier’s beaked whales may exhibit
some site-fidelity and repeated use of
waters off Hawaii’s west coast and Cape
Hatteras, those findings do not support
the petitioner’s conclusion that the
Cuvier’s beaked whales in the GOM are
markedly separate from other
neighboring areas.
Additionally, no information in our
files or in the petition indicates that
Cuvier’s beaked whales in the GOM are
functioning independent of other
populations through ecological or
behavioral processes such as
reproduction, communication, or
foraging. Although the referenced
studies provide evidence of repeated
use of certain areas by Cuvier’s beaked
whales, they do not provide substantial
evidence indicating that Cuvier’s beaked
whale individuals exhibit long-term
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site-dependency that might lead to the
separation of Cuvier’s beaked whales in
the GOM. The available information
indicates that Cuvier’s beaked whales
have extensive ranges with substantial
mixing, which is further supported by
genetic evidence confirming that
Cuvier’s worldwide represent a single
independent genetic entity (Dalebort et
al., 2005). As such, the available
information does not constitute
substantial information indicating that
Cuvier’s beaked whales in the GOM are
discrete from Cuvier’s beaked whales
worldwide because of ecological or
behavioral factors. No other information
on other physical, physiological,
ecological, or behavioral factors for the
GOM population that would suggest
marked separation from other
populations was in the petition or
readily available in our files.
While the petitioner did not describe
the genetic information in their
evaluation of the discreteness criteria,
we have included this information here
because quantitative measures of
genetics can provide evidence of
separation from other populations.
Although there are few samples
available for genetic investigation of
population structure of Cuvier’s beaked
whale, the data suggest limited gene
flow among ocean basins. Daleboat et al.
(2005) presented the first description of
phylogeographic structure among
Cuvier’s beaked whales worldwide
using mitochondrial DNA (mtDNA)
control sequences obtained from
strandings (n = 70), incidental fisheries
takes (n =11), biopsy (n = 1) and whalemeat markets (n = 5). Specimens were
grouped in ocean basins and regions
within ocean basins as follows:
Southern Hemisphere, n = 25 (South
Pacific, n = 19; Indian Ocean, n = 6);
North Pacific, n = 31 (Eastern-Central, n
= 22; Western, n = 9); North Atlantic, n
= 31 (Eastern, n = 5; Mediterranean, n
= 12; Western-Tropical, n = 14). Strong
mtDNA differentiation was observed
among Cuvier’s beaked whales
worldwide, with over 42 percent of the
total molecular variance attributed to
variation between the three ocean basins
(i.e., Southern Hemisphere, North
Atlantic, and North Pacific).
Phylogenetic reconstruction revealed
strong frequency differences among
ocean basins, but no reciprocal
monophyly or fixed character
differences. The estimated rates of
female migration among ocean basins
are low (≤ 2 individuals per generation
or 15 years). These results revealed that
there is little movement of female
Cuvier’s beaked whales among the three
ocean basins. The authors note that
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regional sample size was too small to
detect subdivisions within ocean basins
except in the Mediterranean region (n
=12) where the Cuvier’s beaked whale
population was highly differentiated
from those whales in the North Atlantic
Ocean basin. The phylogeographic
pattern revealed that the population in
the Mediterranean differed significantly
from eastern Atlantic and westerntropical Atlantic, but the latter two did
not differ significantly from one another
(Dalebout et al., 2005). The authors note
that few conclusions can be drawn
about the possible existence of regional
divisions within other basins until more
comprehensive sampling is conducted.
While mtDNA evidence shows some
population structuring indicating
differences between Cuvier’s beaked
whale populations in the Southern
Hemisphere, North Pacific and North
Atlantic, it does not indicate that the
Cuvier’s beaked whales in the GOM are
genetically separated from neighboring
populations. In fact, while limited in
sample size, the mtDNA samples from
the GOM (n = 1) were not significantly
different from those samples from the
eastern Atlantic (n = 5) and western
tropical Atlantic (n = 13). Thus, the
available mtDNA evidence does not
suggest population structuring between
the GOM and North Atlantic samples. In
addition, because mtDNA is maternally
inherited, differences in mtDNA
haplotypes between populations do not
necessarily mean that the populations
are substantially reproductively isolated
from each other because they do not
provide any information on males. In
some cases, mtDNA may indicate
discreteness if female and male
movement patterns are the same, but for
species in which male and female
movements differ, mtDNA is not
sufficient to evaluate the discreetness in
a population (see e.g., loggerhead sea
turtle, 68 FR 53947, September 15, 2003
at 53950–51 and Conant et al., 2009, at
18, 22, 25–28; southern resident killer
whale, Krahn et al., 2002, at 23–30). The
intermediate levels of mtDNA diversity
observed in Cuvier’s beaked whale
samples suggest that social groups are
unlikely to be strongly matrifocal
(Dalebout et al., 2005). Additionally, the
mtDNA evidence for Cuvier’s beaked
whales is not coupled with nuclear
DNA evidence and, at this time, it is
unknown if male Cuvier’s beaked
whales take seasonal migrations or
whether sexes differ temporally or
spatially in their distribution. As such,
the available genetic evidence does not
provide substantial information
indicating that Cuvier’s beaked whales
in the GOM are markedly separated
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from Cuvier’s beaked whales
worldwide. We therefore conclude that
the information available in our files
does not provide substantial
information that Cuvier’s beaked whales
in the GOM are markedly separate from
other populations of Cuvier’s beaked
whales as a consequence of quantitative
measures of genetics.
Finally, the petitioner asserts that
international boundaries and differences
in the control of exploitation, habitat
management, and regulatory
mechanisms among the United States,
Mexico, and Cuba qualify Cuvier’s
beaked whales in the GOM as discrete
under the DPS policy. The petitioner
states that these differences are highly
significant in light of Section 4(a)(1)(D)
of the ESA. In support, the petition
states that Cuvier’s beaked whales in the
GOM are partly delineated by the
international boundaries of Mexico and
Cuba and therefore are subject to
different management mechanisms that
are limited in comparison to those in
the United States. The only existing
foreign or international regulations cited
in the petition are the International
Whaling Commission (IWC) and
Convention on the International Trade
in Endangered Species of Wild Fauna
and Flora (CITES). The petition states
that these regulations do not address
current threats to the GOM population.
We examined whether a delineation
of a DPS could be made based on
international governmental boundaries
within which differences in control of
exploitation, management of habitat,
conservation status, or regulatory
mechanisms exist that are significant in
light of section 4(a)(1)(D) of the ESA.
The petition provides no information
regarding Mexico or Cuba’s regulatory
mechanisms and does not discuss how
they differ from those in the United
States. In the United States, the Cuvier’s
beaked whale is protected by the MMPA
(16 U.S.C. 1361 et seq.). The MMPA
includes a general moratorium on the
‘‘taking’’ of marine mammals by any
person subject to the jurisdiction of the
United States within the United States,
its territorial waters, the U.S. exclusive
economic zone (EEZ), or on the high
seas, which include for purposes of the
MMPA, foreign EEZs (16 U.S.C. 1371).
The MMPA also contains certain import
restrictions and sets forth a national
policy to prevent marine mammal
species or population stocks from
diminishing to the point where they are
no longer a significant functioning
element of their ecosystem.
While the petition asserts that the
regulatory mechanisms in Mexico and
Cuba are limited and are markedly
different from those in the U.S., the
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petition fails to include any discussion
related to the existing regulatory
mechanisms for those countries to
support its assertion. The information
readily available in our files indicates
that in Cuba all marine mammals are
afforded protections under the
Environmental Law 81, the Fishery
Decree-Law 164, and the Protected
Areas Decree-Law 201. The Ministry of
Science Technology and Environment
enacted Resolution 160/2011, listing all
marine mammals as ‘Species with
Special Significance’ for the country.
The information readily available in our
files also indicates that the government
of Mexico has several environmental
laws and statutes that offer protections
for marine mammals, including the
General Law on Ecological Equilibrium
and Environmental Protection, the
General Law on Wildlife, and Fisheries
Law. Neither the petition nor the
information in our files provide
information supporting the petitioner’s
claim that control of exploitation,
management of habitat, conservation
status, or regulatory mechanisms for the
Cuvier’s beaked whale in the Gulf of
Mexico differ significantly across
international boundaries.
With regard to international
regulatory mechanisms, the U.S.,
Mexico, and Cuba are all parties to the
CITES. The Cuvier’s beaked whale is
listed on CITES Appendix I, which
means, aside from exceptional
circumstances, commercial trade of
products of Cuvier’s beaked whale
across international borders of member
countries is prohibited. Lastly, the IWC
was established under the International
Convention for the Regulation of
Whaling, signed in 1946. The IWC
established an international moratorium
on commercial whaling for all large
whale species in 1982, effective in 1986.
This moratorium affected all member
nations (IWC 2009), including Mexico
and numerous other nations within the
range of Cuvier’s beaked whale. Based
on the above, we have no information
from which to conclude that the GOM
population of Cuvier’s beaked whale is
discrete from other populations due to
differences in control of exploitation,
management of habitat, conservation
status, or regulatory mechanisms that
are significant in light of Section
4(a)(1)(D) of the ESA.
The Relationship Between ‘‘Stock’’ and
DPS
The petition notes that the Northern
GOM Cuvier’s beaked whale is managed
as a stock under the MMPA (https://
www.fisheries.noaa.gov/national/
marine-mammal-protection/marinemammal-stock-assessment-reports-
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species-stock)). The petitioner states
that the Cuvier’s beaked whale Northern
GOM stock designation under the
MMPA included distribution
information, which supports their
assertion that the GOM whales are
delimited by international boundaries,
meeting the discreteness criteria under
the DPS. Under the MMPA, we divided
all marine mammal species into
management units (stocks) based on
distinct oceanographic regions (Barlow
et al., 1995; Wade and Angliss 1997).
These stocks include Cuvier’s beaked
whales in Alaska, California- OregonWashington, Hawaii, Puerto Rico and
U.S. Virgin Islands, Western North
Atlantic, and Northern GOM. We
consider a number of different factors
when identifying marine mammal
stocks under the MMPA including: (1)
Distribution and movements; (2)
population trends; (3) morphological
differences; (4) differences in life
history; (5) differences in genetics; (6)
contaminant and natural isotope loads;
(7) parasite differences; and (8) oceanic
habitat differences (NMFS 2005).
As the petitioner acknowledges, a
stock under the MMPA is not equivalent
to a DPS under the ESA. As discussed
in the Northern GOM Cuvier’s beaked
whale stock assessment report (Waring
et al., 2012), there is no stock
differentiation between Cuvier’s beaked
whales in the GOM and those in nearby
waters. In the absence of information, a
species’ range in an ocean can be
divided into defensible management
units (Waring et al., 2012) and examples
of stock areas include oceanographic
regions (e.g., GOM, Gulf of Alaska,
California Current) (Wade and Angliss,
1997; Barlow et al., 1995). Thus, we
considered the Cuvier’s beaked whales
in the Northern GOM as a separate stock
for management purposes under the
MMPA (Blaylock et al., 1995). However,
as described above, our DPS policy
contains different criteria for identifying
a population as a DPS. The DPS policy
requires that a population be both
discrete from other populations and
significant to the taxon to which it
belongs. While in most circumstances
we evaluate some or all of the same
evidence in determining whether a
population of marine mammals should
be considered a stock under the MMPA
or a DPS for purposes of the ESA, our
determination will not always be the
same for both purposes. In this case, we
do not find that the distribution
information for the Cuvier’s beaked
whale in the GOM satisfies either of the
conditions for discreteness under the
DPS policy. The available information
does not suggest that the Cuvier’s
PO 00000
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Fmt 4703
Sfmt 4703
11065
beaked whale in the GOM is markedly
separate from other populations of the
same taxon as a consequence of
physical, physiological, ecological, or
behavioral factors, nor is it limited by
international governmental boundaries
within which difference in control of
exploitation, management of habitat,
conservation status, or regulatory
mechanisms exist that are significant in
light of section 4(a)(1)(D) of the ESA. At
this time, we find that the information
in the petition and in our files,
including that information which was
considered in identifying the stock for
management purposes under the
MMPA, do not suggest that the Cuvier’s
beaked whale in the GOM may be
discrete under the DPS policy.
Conclusion Regarding DPS
Overall, based on the information in
the petition and readily available in our
files, and guided by the DPS Policy
criteria, we are unable to find evidence
to suggest that the GOM population of
Cuvier’s beaked whale may be discrete.
Because the data do not suggest that the
Cuvier’s beaked whales in the GOM may
be discrete from other Cuvier’s beaked
whale populations, we are not required
to determine whether the Cuvier’s
beaked whales in the GOM may be
significant to the global taxon of
Cuvier’s beaked whales, per the DPS
policy. Therefore, based upon the
information from the petitioner and the
information readily available in our
files, we conclude that the petition does
not present substantial information to
indicate that the GOM population of
Cuvier’s beaked whale may qualify as a
DPS under the DPS Policy.
Other Information Provided by the
Petitioner
The petitioner provided information
on the general life history and biology
of the Cuvier’s beaked whale, a global
abundance estimate, abundance
estimates for the northern GOM stock,
and threats (e.g., oil spills, oil and gas
exploration, vessel strike, acoustic
impacts, fishery entanglement etc.) to
Cuvier’s beaked whales in the GOM.
Because we conclude that the petition
does not present substantial information
to indicate that the GOM population
may qualify as a DPS under the DPS
Policy, the petitioned entity does not
constitute a ‘‘species’’ that is eligible for
listing under the ESA. Thus, we do not
need to evaluate whether the
information in the petition indicates
that this population faces an extinction
risk that is cause for concern.
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Federal Register / Vol. 84, No. 57 / Monday, March 25, 2019 / Notices
Significant Portion of Its Range
As an alternative to listing the GOM
Cuvier’s beaked whale as a DPS, the
petitioner requests the Cuvier’s beaked
whale be listed because the species is
threatened or endangered in a SPOIR,
which the petition identifies as the
GOM.
The petitioner states that NMFS
incorrectly interprets SPOIR in the
NMFS/FWS SPOIR Policy (79 FR 37578;
July 1, 2014), and recommends that
NMFS should interpret the phrase
‘‘significant portion if its range’’ as a
portion of a species’ range that faces
high extinction risk (threatened or
endangered) and that is biologically
significant based on the principles of
conservation biology using the concepts
of redundancy, resilience, and
representation (the three Rs) (Shaffer &
Stein 2000). Such concepts can also be
expressed in terms of the four
population viability characteristics
commonly used by NMFS: Abundance,
spatial distribution, productivity, and
diversity of the species. While the
petitioner requests we apply their
alternative interpretation of SPOIR, the
petition does not include any specific
explanation or analysis addressing how
the GOM is ‘‘biologically significant’’
based on the concepts of redundancy,
resilience, and representation.
We acknowledge that the SPOIR
Policy’s definition of ‘‘significance’’ has
been invalidated in recent litigation
involving FWS. See Desert Survivors v.
DOI, No. 16-cv-01165–JCS, 2018 WL
2215741 (N.D. Cal. May 15, 2018); Ctr.
for Biological Diversity v. Jewell, 248 F.
Supp. 3d 946 (D. Ariz. 2017). While we
do not apply that definition in this
finding, we note that the remainder of
the SPOIR Policy remains valid and
binding, including the provision that
any listings made as a consequence of
being threatened or endangered in a
SPOIR must be rangewide.
For purposes of reviewing this
particular petition, but without adopting
a standard for other decisions, we
analyzed the data provided in the
petition and information readily
available in our files to see if there is
any basis to conclude that the GOM
population of Cuvier’s beaked whales is
‘‘significant.’’ As previously discussed,
the Cuvier’s beaked whale is among the
most common and abundant of all the
beaked whales, and their abundance
worldwide is likely over 100,000
individuals (Taylor et al., 2008).
Cuvier’s beaked whales in the GOM
comprise only a very small portion of
this relatively large global population
(Daleabout et al., 2005; Taylor et al.,
2008). The more recent abundance
VerDate Sep<11>2014
16:47 Mar 22, 2019
Jkt 247001
estimate (n = 2,910, in Roberts et al.,
2016) for the Cuvier’s beaked whales in
the GOM indicates that those whales
comprise less than 3 percent of the
taxon’s global abundance. Additionally,
the species has an extensive
distribution, with Cuvier’s beaked
whales found throughout the world’s
oceans, ranging from equatorial tropical
to cold temperate waters (Heyning and
Mead 2009), and no available
information suggests that the Cuvier’s
beaked whales in the GOM are
physically isolated from other Cuvier’s
beaked whale populations (Best 1979;
Rice 1989; Whitehead 1993; Englehaupt
et al,. 2009; and Wells et al., 2009,
2013). The available genetic evidence
also does not provide substantial
information indicating that Cuvier’s
beaked whales in the GOM are markedly
differentiated from Cuvier’s beaked
whale worldwide (Dalebout et al., 2005)
that may indicate genetic significance.
The available genetic evidence indicates
the Cuvier’s beaked whale is a single
global species (monotypic genus) that is
relatively abundant and widely
distributed throughout the world’s
oceans (Daleabout et al., 2005). There is
no evidence of genetic differentiation
between Cuvier’s beaked whales in the
GOM and neighboring populations, and
thus no information to suggest that the
loss of the GOM would result in a
significant loss in genetic diversity to
the species as a whole or affect the
species’ ability to adapt to changes in its
environment.
Based on the information presented in
the petition and readily available in our
files, we do not find substantial
information to suggest that the GOM
population may be ‘‘biologically
significant’’ to the taxon as a whole
based on the concepts of redundancy,
resilience, and representation. We
therefore conclude that the petition does
not present substantial information that
the GOM population may be
‘‘significant,’’ nor that it is of such
significance that would be
commensurate with the SPOIR Policy’s
direction that the listing be rangewide.
Because the petition does not provide
evidence or discussion as to how the
GOM qualifies as a SPOIR, and the
information in the petition and our files
do not support such a conclusion, we
conclude that the petition does not
present substantial information
indicating that listing Cuvier’s beaked
whale as endangered or threatened in a
SPOIR may be warranted.
Petition Finding
After reviewing the information
contained in the petition, as well as
information readily available in our
PO 00000
Frm 00022
Fmt 4703
Sfmt 4703
files, we conclude the petition does not
present substantial scientific or
commercial information indicating that
the petitioned action may be warranted.
References Cited
A complete list of all references is
available upon request from the
Protected Resources Division of the
NMFS Southeast Regional Office (see
ADDRESSES).
Authority
The authority for this action is the
Endangered Species Act of 1973, as
amended (16 U.S.C. 1531 et seq.).
Dated: March 20, 2019.
Samuel D. Rauch, III,
Deputy Assistant Administrator for
Regulatory Programs, National Marine
Fisheries Service.
[FR Doc. 2019–05669 Filed 3–22–19; 8:45 am]
BILLING CODE 3510–22–P
DEPARTMENT OF COMMERCE
National Oceanic and Atmospheric
Administration
RIN 0648–XG506
Takes of Marine Mammals Incidental to
Specified Activities; Taking Marine
Mammals Incidental to In-Water
Demolition and Construction Activities
Associated With a Harbor
Improvement Project in Statter Harbor,
Alaska
National Marine Fisheries
Service (NMFS), National Oceanic and
Atmospheric Administration (NOAA),
Commerce.
ACTION: Notice; Issuance of an incidental
harassment authorization.
AGENCY:
In accordance with the
regulations implementing the Marine
Mammal Protection Act (MMPA) as
amended, notification is hereby given
that NMFS has issued an incidental
harassment authorization (IHA) to the
City of Juneau to incidentally harass, by
Level A and Level B harassment, marine
mammals during construction activities
associated with harbor improvements at
Statter Harbor in Auke Bay, Alaska
DATES: This authorization is effective
from October 1, 2019 to September 30,
2020.
FOR FURTHER INFORMATION CONTACT: Sara
Young, Office of Protected Resources,
NMFS, (301) 427–8401. Electronic
copies of the application and supporting
documents, as well as a list of the
references cited in this document, may
be obtained online at: https://
www.fisheries.noaa.gov/national/
SUMMARY:
E:\FR\FM\25MRN1.SGM
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[Federal Register Volume 84, Number 57 (Monday, March 25, 2019)]
[Notices]
[Pages 11058-11066]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2019-05669]
-----------------------------------------------------------------------
DEPARTMENT OF COMMERCE
National Oceanic and Atmospheric Administration
[Docket No. 180628590-8590-01]
RIN 0648-XG333
Endangered and Threatened Wildlife; 90-Day Finding on a Petition
To List the Cuvier's Beaked Whale in the Gulf of Mexico as Threatened
or Endangered Under the Endangered Species Act
AGENCY: National Marine Fisheries Service (NMFS), National Oceanic and
Atmospheric Administration (NOAA), Department of Commerce.
ACTION: Notice; 90-Day petition finding.
-----------------------------------------------------------------------
SUMMARY: We (NMFS) announce a negative 90-day finding on a petition to
list the Cuvier's beaked whale (Ziphius cavirostris) in the Gulf of
Mexico (GOM) as a threatened or endangered distinct population segment
(DPS) under the Endangered Species Act (ESA). As an alternative to
listing a DPS, the petition requests that we list the Cuvier's beaked
whale because it is threatened or endangered in a significant portion
of its range (SPOIR). The petitioner also requests that we designate
critical habitat. We find that the petition and information in our
files do not present substantial scientific or commercial information
indicating that the Cuvier's beaked whale in the GOM qualifies as a
DPS, eligible for listing under the ESA. Similarly, we find that the
petition and information readily available in our files do not present
substantial scientific or commercial information indicating that
listing Cuvier's beaked whale as threatened or endangered in a SPOIR
may be warranted.
ADDRESSES: Copies of the petition and related materials are available
upon request from the Assistant Regional Administrator, Protected
Resources
[[Page 11059]]
Division, Southeast Regional Office, NMFS, 263 13th Avenue South, St.
Petersburg, FL 33701, or online at: https://www.fisheries.noaa.gov/national/endangered-species-conservation/negative-90-day-findings.
FOR FURTHER INFORMATION CONTACT: Calusa Horn, NMFS Southeast Region,
727-824-5312, or Maggie Miller, NMFS Office of Protected Resources,
301-427-8457.
SUPPLEMENTARY INFORMATION:
Background
On October 11, 2017, we received a petition from the Center for
Biological Diversity to list the Cuvier's beaked whale (Ziphius
cavirostris) population in the GOM as an endangered or threatened DPS
or, alternatively, list the Cuvier's Beaked whale because it is
threatened or endangered in a SPOIR, under the ESA. The petitioner also
requested designation of critical habitat. The petitioner asserts that
the Cuvier's beaked whale population in the GOM qualifies as a DPS
because the population: (1) Is physically separated from other
populations of the eastern Caribbean and northwestern Atlantic Ocean,
(2) exhibits high site fidelity to the GOM, (3) is delimited by
international governmental boundaries within which there are
differences in management and regulations, (4) occurs in an ecological
setting that is unique to the species, and (5) is likely a genetically
distinct species. The petitioner also states the Marine Mammal
Protection Act (MMPA) stock designation supports the proposed DPS
listing under the ESA. Copies of this petition are available from us
(see ADDRESSES, above).
ESA Statutory and Regulatory Provisions and Evaluation Framework
Section 4(b)(3)(A) of the ESA of 1973, as amended (16 U.S.C. 1531
et seq.), requires, to the maximum extent practicable, that within 90
days of receipt of a petition to list a species as threatened or
endangered, the Secretary of Commerce make a finding on whether that
petition presents substantial scientific or commercial information
indicating that the petitioned action may be warranted, and to promptly
publish such finding in the Federal Register (16 U.S.C. 1533(b)(3)(A)).
When it is found that substantial scientific or commercial information
in a petition indicates the petitioned action may be warranted (a
``positive 90-day finding''), we are required to promptly commence a
review of the status of the species concerned during which we will
conduct a comprehensive review of the best available scientific and
commercial information. In such cases, we conclude the review with a
finding as to whether, in fact, the petitioned action is warranted
within 12 months of receipt of the petition. Because the finding at the
12-month stage is based on a more thorough review of the available
information, as compared to the narrow scope of review at the 90-day
stage, a ``may be warranted'' finding does not prejudge the outcome of
the status review.
Under the ESA, a listing determination must address a species,
which is defined to also include subspecies and, for any vertebrate
species, any distinct population segment (DPS) that interbreeds when
mature (16 U.S.C. 1532(16)). A joint NMFS-U.S. Fish and Wildlife
Service (USFWS) (jointly, ``the Services'') policy clarifies the
agencies' interpretation of the phrase ``distinct population segment''
for the purposes of listing, delisting, and reclassifying a species
under the ESA (61 FR 4722; February 7, 1996). A species, subspecies, or
DPS is ``endangered'' if it is in danger of extinction throughout all
or a significant portion of its range, and ``threatened'' if it is
likely to become endangered within the foreseeable future throughout
all or a significant portion of its range (ESA Sections 3(6) and 3(20),
respectively, 16 U.S.C. 1532(6) and (20)). Pursuant to the ESA and our
implementing regulations, we determine whether species are threatened
or endangered based on any one or a combination of the following five
section 4(a)(1) factors: The present or threatened destruction,
modification, or curtailment of habitat or range; overutilization for
commercial, recreational, scientific, or educational purposes; disease
or predation; inadequacy of existing regulatory mechanisms to address
identified threats; or any other natural or manmade factors affecting
the species' existence (16 U.S.C. 1533(a)(1), 50 CFR 424.11(c)).
ESA-implementing regulations issued jointly by the Services (50 CFR
424.14(h)(1)(i)) define ``substantial scientific or commercial
information'' in the context of reviewing a petition to list, delist,
or reclassify a species as ``credible scientific or commercial
information in support of the petition's claims such that a reasonable
person conducting an impartial scientific review would conclude that
the action proposed in the petition may be warranted.'' Conclusions
drawn in the petition without the support of credible scientific or
commercial information will not be considered ``substantial
information.''
Our determination as to whether the petition provides substantial
scientific or commercial information indicating that the petitioned
action may be warranted will depend in part on the degree to which the
petition: (1) Clearly indicates the administrative measure recommended
and gives the scientific and any common name of the species involved;
(2) contains detailed narrative justification for the recommended
measure that contains an analysis of the information presented; (3) is
accompanied by literature citations that are specific enough for the
Services to readily locate the information cited in the petition, and,
to the extent permitted by U.S. copyright law, electronic or hard
copies of supporting materials; and, (4) for a petition to list,
delist, or reclassify a species, information to establish whether the
subject entity is a ``species'' as defined in the Act. See 50 CFR
424.14(c). Because this is a petition to list a species, we also
evaluate the degree to which the petition includes the following types
of information: (1) Information on current population status and trends
and estimates of current population sizes and distributions, both in
captivity and the wild, if available; (2) identification of the factors
under section 4(a)(1) of the ESA that may affect the species and where
these factors are acting upon the species; (3) whether and to what
extent any or all of the factors alone or in combination identified in
section 4(a)(1) of the ESA may cause the species to be an endangered
species or threatened species (i.e., the species is currently in danger
of extinction or is likely to become so within the foreseeable future),
and, if so, how high in magnitude and how imminent the threats to the
species and its habitat are; (4) information on adequacy of regulatory
protections and effectiveness of conservation activities by States as
well as other parties, that have been initiated or that are ongoing,
that may protect the species or its habitat; and (5) a complete,
balanced representation of the relevant facts, including information
that may contradict claims in the petition. See 50 CFR 424.14(d).
If the petitioner provides supplemental information before the
initial finding is made and states that it is part of the petition, the
new information, along with the previously submitted information, is
treated as a new petition that supersedes the original petition, and
the statutory timeframes will begin when such supplemental information
is received. See 50 CFR 424.14(g). We may also consider information
readily available at
[[Page 11060]]
the time the determination is made. See 50 CFR 424.14(h)(1)(ii). We are
not required to consider any supporting materials cited by the
petitioner if the petitioner does not provide electronic or hard
copies, to the extent permitted by U.S. copyright law, or appropriate
excerpts or quotations from those materials (e.g., publications, maps,
reports, letters from authorities). See 50 CFR 424.14(c)(6) and
424.14(h)(1)(ii).
The ``substantial scientific or commercial information'' standard
must be applied in light of any prior reviews or findings we have made
on the listing status of the species that is the subject of the
petition. Where we have already conducted a finding on, or review of,
the listing status of that species (whether in response to a petition
or on our own initiative), we will evaluate any petition received
thereafter seeking to list, delist, or reclassify that species to
determine whether a reasonable person conducting an impartial
scientific review would conclude that the action proposed in the
petition may be warranted despite the previous review or finding. Where
the prior review resulted in a final agency action--such as a final
listing determination, 90-day not-substantial finding, or 12-month not-
warranted finding--a petitioned action will generally not be considered
to present substantial scientific and commercial information indicating
that the action may be warranted unless the petition provides new
information or analysis not previously considered. 50 CFR
424.14(h)(iii).
At the 90-day finding stage, we evaluate the petitioner's request
based on the information in the petition, including its references, and
information readily available to us. We do not conduct additional
research, and we do not solicit information from parties outside the
agency to help us in evaluating the petition. We will accept the
petitioners' sources and characterizations of the information presented
if they appear to be based on accepted scientific principles, unless we
have specific information in our files that indicates the petition's
information is incorrect, unreliable, obsolete, or otherwise irrelevant
to the requested action. Information that is susceptible to more than
one interpretation or that is contradicted by other available
information will not be dismissed at the 90-day finding stage, so long
as it is reliable and a reasonable person conducting an impartial
scientific review would conclude it supports the petitioners'
assertions. In other words, conclusive information indicating the
species may meet the ESA's requirements for listing is not required to
make a positive 90-day finding. We will not conclude that a lack of
specific information alone necessitates a negative 90-day finding if a
reasonable person conducting an impartial scientific review would
conclude that the unknown information itself suggests the species may
be at risk of extinction presently or within the foreseeable future.
To make a 90-day finding on a petition to list a species, we
evaluate whether the petition presents substantial scientific or
commercial information indicating the subject species may be either
threatened or endangered, as defined by the ESA. First, we evaluate
whether the information presented in the petition, in light of the
information readily available in our files, indicates that the
petitioned entity constitutes a ``species'' eligible for listing under
the ESA. Next, we evaluate whether the information indicates that the
species faces a degree of extinction risk such that listing, delisting,
or reclassification may be warranted; this may be indicated in
information expressly discussing the species' status and trends, or in
information describing impacts and threats to the species. We evaluate
any information on specific demographic factors pertinent to evaluating
extinction risk for the species (e.g., population abundance and trends,
productivity, spatial structure, age structure, sex ratio, diversity,
current and historical range, habitat integrity or fragmentation), and
the potential contribution of identified demographic risks to
extinction risk for the species. We then evaluate the potential links
between these demographic risks and the causative impacts and threats
identified in section 4(a)(1).
Information presented on impacts or threats should be specific to
the species and should reasonably suggest that one or more of these
factors may be operative threats that act or have acted on the species
to the point that it may warrant protection under the ESA. Broad
statements about generalized threats to the species, or identification
of factors that could negatively impact a species, do not constitute
substantial information indicating that listing may be warranted. We
look for information indicating that not only is the particular species
exposed to a factor, but that the species may be responding in a
negative fashion; then we assess the potential significance of that
negative response.
Many petitions identify risk classifications made by
nongovernmental organizations, such as the International Union on the
Conservation of Nature (IUCN), the American Fisheries Society, or
NatureServe, as evidence of extinction risk for a species. Risk
classifications by such organizations or made under other Federal or
state statutes may be informative, but such classification alone will
not alone provide sufficient basis for a positive 90-day finding under
the ESA. For example, as explained by NatureServe, their assessments
``have different criteria, evidence requirements, purposes, and
taxonomic coverage than official lists of endangered and threatened
species'' and, therefore, these two types of lists ``do not necessarily
coincide'' (https://explorer.natureserve.org/ranking.htm). Additionally,
species classifications under IUCN and the ESA are not equivalent; data
standards, criteria used to evaluate species and treatment of
uncertainty are also not necessarily the same. Thus, when a petition
cites such classifications, we will evaluate the source of information
that the classification is based upon in light of the standards on
extinction risk and impacts or threats discussed above.
Cuvier's Beaked Whale Species Description
Cuvier's beaked whales are members of the beaked whale family
(Ziphiidae) and are odontocetes (toothed whales). They can reach
lengths of about 15-23 ft (4.5-7 m) and weigh 4,000-6,800 lbs (1,845-
3,090 kg). Body size does not differ significantly between males and
females. These medium-sized whales have round and robust bodies, with a
triangular ``falcate'' dorsal fin located far down the whale's back.
Their coloration varies from dark gray to a reddish-brown, with a paler
counter-shaded underside (Jefferson et al., 1994; Baird 2016).
The Cuvier's beaked whale has one of the most extensive
distributions of all beaked whale species, occurring in deep waters
worldwide and ranging from equatorial tropical to cold-temperate
waters; they are not known to occur in the high latitude polar waters
(Dalebout et al., 2005; Heyning and Mead 2009). In the Northern
Hemisphere, they are known to occur near the Aleutian Islands, Bay of
Biscay, British Columbia, Gulf of California, GOM, Hawaii,
Mediterranean Sea, the Shetlands, and the U.S. East and West Coasts. In
the Southern Hemisphere, they are known to occur near New Zealand,
South Africa, and Tierra del Fuego. They have also stranded in tropical
environments such as the Bahamas, Caribbean Sea, and the Galapagos
Islands. Genetic evidence suggests that Cuvier's beaked whales may
exhibit seasonal latitudinal migrations, similar to humpback whales
(Dalebout et al., 2005).
[[Page 11061]]
Beaked whales appear to have a habitat preference for deep (usually
greater than 3,300 ft (1,000 m)), complex topographic features such as
the continental slope and edge, or steep underwater geological features
like banks, seamounts, and submarine canyons (Whitehead et al., 1997;
Hooker and Baird, 1999, 2002; Frantzis et al., 2003; MacLeod and Zuur,
2005, cited in Smith 2010 thesis). Studies on beaked whales have been
carried out in a number of locations including the Northwest Atlantic
(Hooker and Baird, 1999), Bahamas (MacLeod and Zuur, 2005), the
Ligurian Basin (D'Amico et al., 2003; Moulins et al, 2007), Hawaii
(Baird et al., 2004; 2006) and Greece (Frantzis et al., 2002). The
Cuvier's beaked whale is one of the more frequently observed species of
beaked whale, and is considered widespread and cosmopolitan (Heyning,
1989).
Cuvier's beaked whales mature slowly and can live up to 60 years.
Females reach sexual maturity at 7-11 years of age, have a gestation
period of about 1 year, and give birth to a single calf every 2-3
years. Although few stomach contents have been examined, they appear to
feed mostly on deep-sea squid, but also sometimes take fish and
crustaceans (MacLeod et al., 2003; West et al., 2017). Cuvier's beaked
whales likely forage between approximately 600 m to nearly 3,000 m in
depth (Baird et al., 2006, 2008, Tyack et al., 2006, Schorr et al.,
2014). Dive data indicates that Cuvier's beaked whale routinely conduct
some of the deepest and longest dives of any marine mammal (Baird et
al., 2006; Tyack et al., 2006). Cuvier's beaked whales off the coast of
Southern California were recorded diving to depths of 2,992 m and
lasting 137.5 minutes (Schorr et al., 2014).
The Cuvier's beaked whale is among the most common and abundant of
all the beaked whales, and their abundance worldwide is likely over
100,000 individuals (Taylor et al., 2008, downloaded October 9, 2017).
Under the MMPA, we prepare stock assessment reports for several
Cuvier's beaked whale stocks that occur in waters under U.S.
jurisdiction. We currently evaluate Cuvier's beaked whale using six
geographically defined stocks: The Alaska Stock (n = unknown), the
California/Oregon/Washington stock (n = 3,274), the Hawaiian stock (n =
723), the Northern GOM stock (n = 74), the Puerto Rico and U.S. Virgin
Island stock (n = unknown) and the Western North Atlantic stock (n =
6,532). The stock assessment reports with population estimates are
available online (https://www.fisheries.noaa.gov/national/marine-mammal-protection/marine-mammal-stock-assessment-reports-species-stock). Our stock assessment reports for the Northern GOM stock and
Western North Atlantic stock do not include a correction factor for
detection probability and therefore may miscalculate actual abundance.
Beaked whales are deep divers that spend little time at the surface
(Reeves et al., 2002), and, therefore, their detection probabilities
with traditional visual survey methods are low (Barlow and Gisiner,
2006; Barlow et al., 2006). Thus, reliance on shipboard and aerial
surveys can result in an underestimate of density if corrections are
not applied for missed animals (Barlow 2015). The Cuvier's beaked
whales are long diving animals and remain under the water's surface for
extended periods, resulting in high availability and perception biases.
Cuvier's beaked whale detection probability is estimated at 0.23 for
shipboard surveys and 0.074 for aerial surveys (Barlow 1999). Roberts
et al. (2016) used a correction factor to account for detection
probability and estimates the abundance of beaked whales in the
Northern GOM at n = 2,910. We note that the Robert's et al. (2016)
estimate of 2,910 Cuvier's beaked whales in the Northern GOM
substantially exceeded our previous stock assessment report estimate
for this reason. The previous stock assessment report assumed that all
animals were seen and recorded (i.e., g(0) = 1) while Robert's et al.
(2016) estimated detection probabilities by applying a g(0) = 0.23 for
shipboard sightings and a g(0) = 0.074 aerial sightings. The
application of the correction factor to account for detection
probability results in a higher abundance estimate for the Northern GOM
Cuvier's beaked whale stock than that in the previous stock assessment
report (Robert's et al., 2016). Under the MMPA, the Cuvier's beaked
whale Northern GOM stock is not considered ``strategic'' because we
assume that average annual human-caused mortality and serious injury
does not exceed potential biological removal (Waring et al., 2012).
Analysis of the Petition
We first evaluated whether the petition presented the information
indicated in 50 CFR 424.14(c) and 424.14(d). The petition contains
information on the Cuvier's beaked whale, including the species
description, distribution, habitat, population status and trends, and
factors contributing to the status of Cuvier's beaked whale status in
the GOM. The petitioner asserts that the Cuvier's beaked whale in the
GOM qualifies as a DPS, meeting both the discreteness and significance
requirements, is impacted by habitat degradation by oil spills,
potential prey reduction due to fisheries, entanglement in fishing
gear, vessel strikes, noise pollution, water pollution, and climate
change, and that the loss of this population would represent a
significant loss for the species' diversity. Alternatively, the
petition states that the Cuvier's beaked whale is threatened or
endangered in a SPOIR, which the petition identifies as the GOM.
DPS Analysis
The petition requests that we list the Cuvier's beaked whales in
the GOM as a threatened or endangered DPS, and presents arguments that
Cuvier's beaked whales in the GOM meet the Services' requirements for
identifying a DPS eligible for listing. Our joint NMFS-USFWS DPS policy
(61 FR 4722; February 7, 1996) identifies two elements to be considered
when identifying a DPS: (1) The discreteness of the population segment
in relation to the remainder of the species (or subspecies) to which it
belongs; and (2) the significance of the population segment to the
species to which it belongs. A population segment of a vertebrate
species may be considered discrete if it satisfies either one of the
following conditions: (1) It is markedly separated from other
populations of the same taxon as a consequence of physical,
physiological, ecological, or behavioral factors (quantitative measures
of genetic or morphological discontinuity may provide evidence of this
separation); or (2) it is delimited by international governmental
boundaries within which differences in control of exploitation,
management of habitat, conservation status, or regulatory mechanisms
exist that are significant in light of section 4(a)(1)(D) of the ESA.
If a population segment is considered discrete under either of the
above conditions, its biological and ecological significance will then
be considered in light of Congressional guidance (see Senate Report
151, 96th Congress, 1st Session) that the authority to list DPSs be
used ``sparingly'' while encouraging the conservation of genetic
diversity. In carrying out this examination, the Services consider
available scientific evidence of the discrete population segment's
importance to the taxon to which it belongs.
In evaluating this petition, we first looked for information to
suggest that the Cuvier's beaked whale in the GOM may qualify as a DPS.
We evaluated the information provided in the petition and readily
available in our files to see if the data suggest that the Cuvier's
[[Page 11062]]
beaked whale in the GOM is discrete, meaning that the population is
markedly separated as a consequence of physical, physiological,
ecological, or behavioral factors from other populations of the
Cuvier's beaked whale.
According to the petitioner, the Cuvier's beaked whale in the GOM
is physically and ecologically separated from other Cuvier's beaked
whale populations, and is delimited by international governmental
boundaries within which there are differences in management and
regulations, thereby qualifying the GOM population as discrete under
the DPS policy. Further, the petitioner states that the Cuvier's beaked
whale Northern GOM stock designation under the MMPA is based on
distribution data that supports their conclusion that the population is
delimited by international boundaries.
The petitioner asserts that Cuvier's beaked whales in the GOM are
physically separated from populations in the Caribbean and North
Atlantic. The petition describes the GOM as being semi-enclosed by land
on all sides, with an opening to the Caribbean Sea through the Yucatan
Channel and another opening to the North Atlantic Ocean through the
Straits of Florida. According to the petition, the population occurs
along the continental shelf and deep-water canyons in the northern GOM
(Roberts et al., 2016). The petition states that sightings have
occurred almost exclusively in the northern GOM, but notes a limited
number of unconfirmed sightings in the Yucatan Channel (Nino-Torres et
al., 2015) and in the Straits of Florida off northern Cuba (Jefferson
and Lynn 1994; Whitt et al., 2014).
We do not find that the information presented in the petition and
in our files supports the conclusion that Cuvier's beaked whales in the
GOM are physically isolated from other Cuvier's beaked whale
populations. While the GOM is a semi-enclosed sea, no information
suggests that Cuvier's beaked whales in the GOM are unable to travel
through the Yucatan Channel or Straits of Florida. As the petitioner
acknowledges, there are confirmed and unconfirmed sightings data of the
species potentially from the Yucatan channel and Straits of Florida.
The petitioner provided information on a confirmed sighting of four
Cuvier's beaked whales in the Straits of Florida offshore of Havana
Cuba (Jefferson and Lynn, 1994, as cited in Whitt et al., 2014).
Additionally, data on other cetacean species that prefer similar
habitats (slopes, canyons, and escarpments in the northern GOM) and
have similar foraging niches (undertaking long, deep dives to hunt for
mesopelagic squid and fish) to the Cuvier's beaked whale suggests
individuals can travel out of the GOM and into the North Atlantic Ocean
and Caribbean Sea. For example, opportunistic tracking data from two
rehabilitated short-finned pilot whales showed that the animals
released off the Florida Keys traveled through the Straits of Florida
to the Blake Plateau in the North Atlantic Ocean (offshore North and
South Carolina) (Wells et al., 2013). Similar movement patterns have
been observed in a rehabilitated and released Risso's dolphin. In that
case, tracking data from an animal released offshore of Sarasota,
Florida, in the GOM, traveled more than 3,300 km into the North
Atlantic Ocean off Delaware (Wells et al., 2009). In addition, male
sperm whales are known to move in and out of the GOM from the Atlantic
Ocean and Caribbean Sea (Best 1979; Rice 1989; Whitehead 1993; and
Englehaupt et al., 2009). The GOM is connected to the Caribbean Sea via
the Yucatan Channel, a relatively deep (2,000 m) channel, and to the
Atlantic Ocean through the Straits of Florida, a channel with a depth
of about 860 m (Davis and Fargion, 1996). These channels likely allow
cetaceans, like Cuvier's beaked whale, to migrate to and from the North
Atlantic Ocean and Caribbean Sea. No information in the petition or
readily available in our files supports the conclusion that the
channels are an impediment to their movement. The limited information
available suggests that cetaceans that occur in deep water habitat
along the continental slope similar to Cuvier's beaked whales,
including the short-finned pilot whale, Risso's dolphin, and sperm
whale, can move into the North Atlantic Ocean and Caribbean Sea from
the GOM. This, in combination with the confirmed and unconfirmed
sightings data of Cuvier's beaked whales in the Yucatan channel and
Straits of Florida, indicates that Cuvier's beaked whales in the GOM
can travel freely outside of the GOM. As such, we find that the
petition does not present substantial information indicating that the
Cuvier's beaked whale in the GOM are markedly separated as a
consequence of physical factors from Cuvier's beaked whale populations
worldwide.
The petitioner also asserts that the GOM Cuvier's beaked whales are
ecologically separated from neighboring Cuvier's beaked whale
populations and bases this conclusion on data from other regions of the
world where Cuvier's beaked whale populations exhibit long-term site
fidelity behavior. Specifically, the petition cites McSweeney et al.
(2007), who studied site fidelity, patterns of association, and
movements of Cuvier's beaked whales (n=35) off Hawaii using a 21- year
photographic data set, which included re-sightings of 14 individuals
over the course of 15 years. The mean distance between re-sightings
ranged from 2.88 km to 88.75 km, which the petitioner states is
relatively small. The petition also states that Cuvier's beaked whales
are year-round residents off Cape Hatteras, North Carolina, and cite to
Baird et al. (2016), McLellan et al. (2015), and unpublished data.
Specifically, Baird et al., (2016) found that satellite tagged
individuals (n=9) remained in the study area off Cape Hatteras, where
the Gulf Stream crosses the continental shelf, for up to two months.
According to the petitioner, photo identification studies (A. Read
unpublished data) and aerial surveys also confirm long-term site
fidelity in this area (McLellan et al., 2015). The petitioner
references a publication abstract (McLellan et al., 2015) that states
that aerial surveys found Cuvier's beaked whale to be the most commonly
encountered species, observed in every month of the year off Cape
Hatteras. Based on these studies, the petitioner asserts that it is
reasonable to infer that Cuvier's beaked whales in the GOM exhibit
similar site fidelity, and, as a result, are ecologically isolated from
Cuvier's beaked whale populations in the North Atlantic and Caribbean.
The petition did not provide the reference for ``A. Read unpublished
data,'' and we were unable to locate it within our files.
We evaluated the information provided in the petition and readily
available in our files to determine if it presented substantial
information indicating that Cuvier's beaked whale populations exhibit
long-term site fidelity in other locations and whether Cuvier's beaked
whales in the GOM would exhibit a similar behavior that could suggest
ecological separation. First, we evaluated if information provided in
the petition supports the assertion that Hawaii's population of
Cuvier's beaked whale exhibits long-term site fidelity. McSweeney et
al. (2007) is the primary source cited by the petitioner to support
this claim. This study described site fidelity and movement patterns
using photographic data for Cuvier's and Blainville's beaked whales off
Hawaii's west coast. A total of 4,611 photographs of Cuvier's beaked
whales were obtained from 35 encounters (23 directed, 12 opportunistic)
from 1986 to 2006. The authors determined that the photographs
represented 35 individuals.
[[Page 11063]]
Of the 35 individuals, 21 (60 percent) were seen only once and 14 (40
percent) were seen on two or more occasions (McSweeney et al., 2007).
Five adult males and nine adult females (n=14) were seen more than
once. The interval between the first and last sighting of adult males
ranged from 3 to 728 days (median = 11 day). The interval between the
first and last sighting of adult females ranged from 16 to 5,676 days
(median = 737 days). Re-sighting intervals (i.e., duration between
sightings) were significantly longer for adult females (median = 432
days, range = 16 to 5,676 days) than for adult males (median = 11 days,
range = 3 to 728 days). McSweeney et al. (2017) acknowledge that,
depending on the species, male cetaceans often travel long distances in
search of mating opportunities, whereas females will remain in an area
or return to an area if prey are abundant or reliably concentrated
(Cluttton-Brock, 1989). Of the 14 individuals re-sighted, there were 13
within year re-sightings and 8 across year re-sightings. While some
individual whales were re-sighted during the 21-year data set, the
intervals between re-sightings spanned multiple years. It is unknown
whether the whales remained in the area or moved out of the area in the
years between sightings. McSweeney et al. (2007) acknowledge that these
Cuvier's beaked whales have a broader range and that the study area
does not represent their full range. While McSweeney et al. (2007)
suggest long-term repeated use of an area off Hawaii's west coast by
some Cuvier's beaked whales (n=14), the full range of those individuals
is unknown. The movements of those 14 individuals during long gaps
between re-sightings (sometimes spanning years) are unknown and it is
likely that their movements extended beyond the study area, as noted by
the study's authors. In addition, 60 percent of the Cuvier's beaked
whales recorded in McSweeney et al. (2017) exhibited no site fidelity.
Thus, McSweeney et al., (2007) does not present substantial evidence
indicating that Cuvier's beaked whales exhibit long-term population
level site fidelity.
Next, we evaluated the information in the petition and readily
available in our files to determine whether it supports the
petitioner's assertion that Cuvier's beaked whales in the northwest
Atlantic exhibit high site fidelity, in support of their claim that
Cuvier's beaked whales in the GOM would exhibit similar behavior. Baird
et al. (2016) provided information on the movements and habitat use of
Cuvier's beaked whales tagged off Cape Hatteras, North Carolina. Six
Cuvier's beaked whales were tagged in 2015 and three animals were
tagged in 2014. During 2 to 59 days of tracking, all of the tagged
Cuvier's beaked whales remained on or near the continental slope off
Cape Hatteras, which the authors suggest provide more evidence of a
resident population than an oceanic population. Similarly, using
sighting data from aerial surveys and strandings records, McLellan et
al. (2018) concluded that the waters off Cape Hatteras provide
important year-round habitat for multiple species of beaked whales. The
waters off Cape Hatteras, at the convergence of two major currents, the
Labrador Current and the Gulf Stream, are an area of high biological
productivity (Schaff et al., 1992). Roberts et al. (2016) also
identified a high level of marine mammal biodiversity and beaked whale
abundance off Cape Hatteras. These studies indicate the waters offshore
Cape Hatteras are an area of high productivity and an important habitat
for marine mammals, including several species of beaked whales.
However, these studies do not demonstrate that individual Cuvier's
beaked whales are year-round residents of the Cape Hatteras area.
Rather, the limited tracking studies and sightings data only
demonstrate that Cuvier's beaked whales can regularly be found in this
area of high biological productivity, likely for foraging purposes, for
a period of up to 59 days. Given that the duration of the available
tracking study was limited to a maximum of about 2 months, the data do
not comprise substantial information indicating that any individual
whale--much less any population of whales--resides exclusively in that
area.
Finally, we did not find any information in the petition or readily
available in our files indicating that Cuvier's beaked whales in the
GOM exhibit long-term site fidelity. Site fidelity is the tendency for
individuals to return to the same area repeatedly or remain in an area
for an extended period, and may occur at both breeding and feeding
areas. Site fidelity, in and of itself, does not necessarily mean that
a population is distinct as it is possible that individuals are
emigrating or migrating within the population. We found no information
in the petition or readily available in our files addressing site
fidelity of Cuvier's beaked whales in the GOM.
We conclude that the available information does not suggest that
the Cuvier's beaked whales generally exhibit site fidelity to a degree
that would result in the ecological separation of Cuvier's beaked
whales in the GOM. The studies cited by the petitioner do not present
substantial information that Cuvier's beaked whale off the west coast
of Hawaii or off Cape Hatteras, North Carolina, are distinct from other
populations of the same taxon because of site fidelity. The majority of
individuals studied by McSweeney et al. (2007) did not show repeated
use of steep and isolated Hawaiian shelf waters, and those that were
re-sighted had long intervals of time between encounters to move and
mix with a broader population. Similarly, although McLellan et al.
(2018) suggest the productive mixing zone off Cape Hatteras is an
important year-round habitat for Cuvier's beaked whales, their tracking
data were of insufficient duration to suggest individual whales do not
mix with a broader population to an extent that would imply a markedly
separate population. In addition, the GOM is a very different ecosystem
from the Hawaiian shelf or the Cape Hatteras convergence zone,
characterized by more broadly distributed resources, more ephemeral
upwelling current patterns, and a more gradual continental slope. It is
reasonable to assume that different oceanic features can influence prey
availability, which can drive beaked whale distributions or preferences
for particular foraging areas.
Thus, after examining the petition's references and information
readily available in our files, we conclude there is not sufficient
information to indicate that the Cuvier's beaked whales in the GOM are
behaviorally or ecologically separated from other Cuvier's beaked whale
populations. The spatial and temporal movement patterns throughout this
species' range are largely unknown and no information was presented for
the putative GOM DPS. Although some studies have suggested that
individual Cuvier's beaked whales may exhibit some site-fidelity and
repeated use of waters off Hawaii's west coast and Cape Hatteras, those
findings do not support the petitioner's conclusion that the Cuvier's
beaked whales in the GOM are markedly separate from other neighboring
areas.
Additionally, no information in our files or in the petition
indicates that Cuvier's beaked whales in the GOM are functioning
independent of other populations through ecological or behavioral
processes such as reproduction, communication, or foraging. Although
the referenced studies provide evidence of repeated use of certain
areas by Cuvier's beaked whales, they do not provide substantial
evidence indicating that Cuvier's beaked whale individuals exhibit
long-term
[[Page 11064]]
site-dependency that might lead to the separation of Cuvier's beaked
whales in the GOM. The available information indicates that Cuvier's
beaked whales have extensive ranges with substantial mixing, which is
further supported by genetic evidence confirming that Cuvier's
worldwide represent a single independent genetic entity (Dalebort et
al., 2005). As such, the available information does not constitute
substantial information indicating that Cuvier's beaked whales in the
GOM are discrete from Cuvier's beaked whales worldwide because of
ecological or behavioral factors. No other information on other
physical, physiological, ecological, or behavioral factors for the GOM
population that would suggest marked separation from other populations
was in the petition or readily available in our files.
While the petitioner did not describe the genetic information in
their evaluation of the discreteness criteria, we have included this
information here because quantitative measures of genetics can provide
evidence of separation from other populations. Although there are few
samples available for genetic investigation of population structure of
Cuvier's beaked whale, the data suggest limited gene flow among ocean
basins. Daleboat et al. (2005) presented the first description of
phylogeographic structure among Cuvier's beaked whales worldwide using
mitochondrial DNA (mtDNA) control sequences obtained from strandings (n
= 70), incidental fisheries takes (n =11), biopsy (n = 1) and whale-
meat markets (n = 5). Specimens were grouped in ocean basins and
regions within ocean basins as follows: Southern Hemisphere, n = 25
(South Pacific, n = 19; Indian Ocean, n = 6); North Pacific, n = 31
(Eastern-Central, n = 22; Western, n = 9); North Atlantic, n = 31
(Eastern, n = 5; Mediterranean, n = 12; Western-Tropical, n = 14).
Strong mtDNA differentiation was observed among Cuvier's beaked whales
worldwide, with over 42 percent of the total molecular variance
attributed to variation between the three ocean basins (i.e., Southern
Hemisphere, North Atlantic, and North Pacific). Phylogenetic
reconstruction revealed strong frequency differences among ocean
basins, but no reciprocal monophyly or fixed character differences. The
estimated rates of female migration among ocean basins are low (<= 2
individuals per generation or 15 years). These results revealed that
there is little movement of female Cuvier's beaked whales among the
three ocean basins. The authors note that regional sample size was too
small to detect subdivisions within ocean basins except in the
Mediterranean region (n =12) where the Cuvier's beaked whale population
was highly differentiated from those whales in the North Atlantic Ocean
basin. The phylogeographic pattern revealed that the population in the
Mediterranean differed significantly from eastern Atlantic and western-
tropical Atlantic, but the latter two did not differ significantly from
one another (Dalebout et al., 2005). The authors note that few
conclusions can be drawn about the possible existence of regional
divisions within other basins until more comprehensive sampling is
conducted.
While mtDNA evidence shows some population structuring indicating
differences between Cuvier's beaked whale populations in the Southern
Hemisphere, North Pacific and North Atlantic, it does not indicate that
the Cuvier's beaked whales in the GOM are genetically separated from
neighboring populations. In fact, while limited in sample size, the
mtDNA samples from the GOM (n = 1) were not significantly different
from those samples from the eastern Atlantic (n = 5) and western
tropical Atlantic (n = 13). Thus, the available mtDNA evidence does not
suggest population structuring between the GOM and North Atlantic
samples. In addition, because mtDNA is maternally inherited,
differences in mtDNA haplotypes between populations do not necessarily
mean that the populations are substantially reproductively isolated
from each other because they do not provide any information on males.
In some cases, mtDNA may indicate discreteness if female and male
movement patterns are the same, but for species in which male and
female movements differ, mtDNA is not sufficient to evaluate the
discreetness in a population (see e.g., loggerhead sea turtle, 68 FR
53947, September 15, 2003 at 53950-51 and Conant et al., 2009, at 18,
22, 25-28; southern resident killer whale, Krahn et al., 2002, at 23-
30). The intermediate levels of mtDNA diversity observed in Cuvier's
beaked whale samples suggest that social groups are unlikely to be
strongly matrifocal (Dalebout et al., 2005). Additionally, the mtDNA
evidence for Cuvier's beaked whales is not coupled with nuclear DNA
evidence and, at this time, it is unknown if male Cuvier's beaked
whales take seasonal migrations or whether sexes differ temporally or
spatially in their distribution. As such, the available genetic
evidence does not provide substantial information indicating that
Cuvier's beaked whales in the GOM are markedly separated from Cuvier's
beaked whales worldwide. We therefore conclude that the information
available in our files does not provide substantial information that
Cuvier's beaked whales in the GOM are markedly separate from other
populations of Cuvier's beaked whales as a consequence of quantitative
measures of genetics.
Finally, the petitioner asserts that international boundaries and
differences in the control of exploitation, habitat management, and
regulatory mechanisms among the United States, Mexico, and Cuba qualify
Cuvier's beaked whales in the GOM as discrete under the DPS policy. The
petitioner states that these differences are highly significant in
light of Section 4(a)(1)(D) of the ESA. In support, the petition states
that Cuvier's beaked whales in the GOM are partly delineated by the
international boundaries of Mexico and Cuba and therefore are subject
to different management mechanisms that are limited in comparison to
those in the United States. The only existing foreign or international
regulations cited in the petition are the International Whaling
Commission (IWC) and Convention on the International Trade in
Endangered Species of Wild Fauna and Flora (CITES). The petition states
that these regulations do not address current threats to the GOM
population.
We examined whether a delineation of a DPS could be made based on
international governmental boundaries within which differences in
control of exploitation, management of habitat, conservation status, or
regulatory mechanisms exist that are significant in light of section
4(a)(1)(D) of the ESA. The petition provides no information regarding
Mexico or Cuba's regulatory mechanisms and does not discuss how they
differ from those in the United States. In the United States, the
Cuvier's beaked whale is protected by the MMPA (16 U.S.C. 1361 et
seq.). The MMPA includes a general moratorium on the ``taking'' of
marine mammals by any person subject to the jurisdiction of the United
States within the United States, its territorial waters, the U.S.
exclusive economic zone (EEZ), or on the high seas, which include for
purposes of the MMPA, foreign EEZs (16 U.S.C. 1371). The MMPA also
contains certain import restrictions and sets forth a national policy
to prevent marine mammal species or population stocks from diminishing
to the point where they are no longer a significant functioning element
of their ecosystem.
While the petition asserts that the regulatory mechanisms in Mexico
and Cuba are limited and are markedly different from those in the U.S.,
the
[[Page 11065]]
petition fails to include any discussion related to the existing
regulatory mechanisms for those countries to support its assertion. The
information readily available in our files indicates that in Cuba all
marine mammals are afforded protections under the Environmental Law 81,
the Fishery Decree[hyphen]Law 164, and the Protected Areas Decree-Law
201. The Ministry of Science Technology and Environment enacted
Resolution 160/2011, listing all marine mammals as `Species with
Special Significance' for the country. The information readily
available in our files also indicates that the government of Mexico has
several environmental laws and statutes that offer protections for
marine mammals, including the General Law on Ecological Equilibrium and
Environmental Protection, the General Law on Wildlife, and Fisheries
Law. Neither the petition nor the information in our files provide
information supporting the petitioner's claim that control of
exploitation, management of habitat, conservation status, or regulatory
mechanisms for the Cuvier's beaked whale in the Gulf of Mexico differ
significantly across international boundaries.
With regard to international regulatory mechanisms, the U.S.,
Mexico, and Cuba are all parties to the CITES. The Cuvier's beaked
whale is listed on CITES Appendix I, which means, aside from
exceptional circumstances, commercial trade of products of Cuvier's
beaked whale across international borders of member countries is
prohibited. Lastly, the IWC was established under the International
Convention for the Regulation of Whaling, signed in 1946. The IWC
established an international moratorium on commercial whaling for all
large whale species in 1982, effective in 1986. This moratorium
affected all member nations (IWC 2009), including Mexico and numerous
other nations within the range of Cuvier's beaked whale. Based on the
above, we have no information from which to conclude that the GOM
population of Cuvier's beaked whale is discrete from other populations
due to differences in control of exploitation, management of habitat,
conservation status, or regulatory mechanisms that are significant in
light of Section 4(a)(1)(D) of the ESA.
The Relationship Between ``Stock'' and DPS
The petition notes that the Northern GOM Cuvier's beaked whale is
managed as a stock under the MMPA (https://www.fisheries.noaa.gov/national/marine-mammal-protection/marine-mammal-stock-assessment-reports-species-stock)). The petitioner states that the Cuvier's beaked
whale Northern GOM stock designation under the MMPA included
distribution information, which supports their assertion that the GOM
whales are delimited by international boundaries, meeting the
discreteness criteria under the DPS. Under the MMPA, we divided all
marine mammal species into management units (stocks) based on distinct
oceanographic regions (Barlow et al., 1995; Wade and Angliss 1997).
These stocks include Cuvier's beaked whales in Alaska, California-
Oregon-Washington, Hawaii, Puerto Rico and U.S. Virgin Islands, Western
North Atlantic, and Northern GOM. We consider a number of different
factors when identifying marine mammal stocks under the MMPA including:
(1) Distribution and movements; (2) population trends; (3)
morphological differences; (4) differences in life history; (5)
differences in genetics; (6) contaminant and natural isotope loads; (7)
parasite differences; and (8) oceanic habitat differences (NMFS 2005).
As the petitioner acknowledges, a stock under the MMPA is not
equivalent to a DPS under the ESA. As discussed in the Northern GOM
Cuvier's beaked whale stock assessment report (Waring et al., 2012),
there is no stock differentiation between Cuvier's beaked whales in the
GOM and those in nearby waters. In the absence of information, a
species' range in an ocean can be divided into defensible management
units (Waring et al., 2012) and examples of stock areas include
oceanographic regions (e.g., GOM, Gulf of Alaska, California Current)
(Wade and Angliss, 1997; Barlow et al., 1995). Thus, we considered the
Cuvier's beaked whales in the Northern GOM as a separate stock for
management purposes under the MMPA (Blaylock et al., 1995). However, as
described above, our DPS policy contains different criteria for
identifying a population as a DPS. The DPS policy requires that a
population be both discrete from other populations and significant to
the taxon to which it belongs. While in most circumstances we evaluate
some or all of the same evidence in determining whether a population of
marine mammals should be considered a stock under the MMPA or a DPS for
purposes of the ESA, our determination will not always be the same for
both purposes. In this case, we do not find that the distribution
information for the Cuvier's beaked whale in the GOM satisfies either
of the conditions for discreteness under the DPS policy. The available
information does not suggest that the Cuvier's beaked whale in the GOM
is markedly separate from other populations of the same taxon as a
consequence of physical, physiological, ecological, or behavioral
factors, nor is it limited by international governmental boundaries
within which difference in control of exploitation, management of
habitat, conservation status, or regulatory mechanisms exist that are
significant in light of section 4(a)(1)(D) of the ESA. At this time, we
find that the information in the petition and in our files, including
that information which was considered in identifying the stock for
management purposes under the MMPA, do not suggest that the Cuvier's
beaked whale in the GOM may be discrete under the DPS policy.
Conclusion Regarding DPS
Overall, based on the information in the petition and readily
available in our files, and guided by the DPS Policy criteria, we are
unable to find evidence to suggest that the GOM population of Cuvier's
beaked whale may be discrete. Because the data do not suggest that the
Cuvier's beaked whales in the GOM may be discrete from other Cuvier's
beaked whale populations, we are not required to determine whether the
Cuvier's beaked whales in the GOM may be significant to the global
taxon of Cuvier's beaked whales, per the DPS policy. Therefore, based
upon the information from the petitioner and the information readily
available in our files, we conclude that the petition does not present
substantial information to indicate that the GOM population of Cuvier's
beaked whale may qualify as a DPS under the DPS Policy.
Other Information Provided by the Petitioner
The petitioner provided information on the general life history and
biology of the Cuvier's beaked whale, a global abundance estimate,
abundance estimates for the northern GOM stock, and threats (e.g., oil
spills, oil and gas exploration, vessel strike, acoustic impacts,
fishery entanglement etc.) to Cuvier's beaked whales in the GOM.
Because we conclude that the petition does not present substantial
information to indicate that the GOM population may qualify as a DPS
under the DPS Policy, the petitioned entity does not constitute a
``species'' that is eligible for listing under the ESA. Thus, we do not
need to evaluate whether the information in the petition indicates that
this population faces an extinction risk that is cause for concern.
[[Page 11066]]
Significant Portion of Its Range
As an alternative to listing the GOM Cuvier's beaked whale as a
DPS, the petitioner requests the Cuvier's beaked whale be listed
because the species is threatened or endangered in a SPOIR, which the
petition identifies as the GOM.
The petitioner states that NMFS incorrectly interprets SPOIR in the
NMFS/FWS SPOIR Policy (79 FR 37578; July 1, 2014), and recommends that
NMFS should interpret the phrase ``significant portion if its range''
as a portion of a species' range that faces high extinction risk
(threatened or endangered) and that is biologically significant based
on the principles of conservation biology using the concepts of
redundancy, resilience, and representation (the three Rs) (Shaffer &
Stein 2000). Such concepts can also be expressed in terms of the four
population viability characteristics commonly used by NMFS: Abundance,
spatial distribution, productivity, and diversity of the species. While
the petitioner requests we apply their alternative interpretation of
SPOIR, the petition does not include any specific explanation or
analysis addressing how the GOM is ``biologically significant'' based
on the concepts of redundancy, resilience, and representation.
We acknowledge that the SPOIR Policy's definition of
``significance'' has been invalidated in recent litigation involving
FWS. See Desert Survivors v. DOI, No. 16-cv-01165-JCS, 2018 WL 2215741
(N.D. Cal. May 15, 2018); Ctr. for Biological Diversity v. Jewell, 248
F. Supp. 3d 946 (D. Ariz. 2017). While we do not apply that definition
in this finding, we note that the remainder of the SPOIR Policy remains
valid and binding, including the provision that any listings made as a
consequence of being threatened or endangered in a SPOIR must be
rangewide.
For purposes of reviewing this particular petition, but without
adopting a standard for other decisions, we analyzed the data provided
in the petition and information readily available in our files to see
if there is any basis to conclude that the GOM population of Cuvier's
beaked whales is ``significant.'' As previously discussed, the Cuvier's
beaked whale is among the most common and abundant of all the beaked
whales, and their abundance worldwide is likely over 100,000
individuals (Taylor et al., 2008). Cuvier's beaked whales in the GOM
comprise only a very small portion of this relatively large global
population (Daleabout et al., 2005; Taylor et al., 2008). The more
recent abundance estimate (n = 2,910, in Roberts et al., 2016) for the
Cuvier's beaked whales in the GOM indicates that those whales comprise
less than 3 percent of the taxon's global abundance. Additionally, the
species has an extensive distribution, with Cuvier's beaked whales
found throughout the world's oceans, ranging from equatorial tropical
to cold temperate waters (Heyning and Mead 2009), and no available
information suggests that the Cuvier's beaked whales in the GOM are
physically isolated from other Cuvier's beaked whale populations (Best
1979; Rice 1989; Whitehead 1993; Englehaupt et al,. 2009; and Wells et
al., 2009, 2013). The available genetic evidence also does not provide
substantial information indicating that Cuvier's beaked whales in the
GOM are markedly differentiated from Cuvier's beaked whale worldwide
(Dalebout et al., 2005) that may indicate genetic significance. The
available genetic evidence indicates the Cuvier's beaked whale is a
single global species (monotypic genus) that is relatively abundant and
widely distributed throughout the world's oceans (Daleabout et al.,
2005). There is no evidence of genetic differentiation between Cuvier's
beaked whales in the GOM and neighboring populations, and thus no
information to suggest that the loss of the GOM would result in a
significant loss in genetic diversity to the species as a whole or
affect the species' ability to adapt to changes in its environment.
Based on the information presented in the petition and readily
available in our files, we do not find substantial information to
suggest that the GOM population may be ``biologically significant'' to
the taxon as a whole based on the concepts of redundancy, resilience,
and representation. We therefore conclude that the petition does not
present substantial information that the GOM population may be
``significant,'' nor that it is of such significance that would be
commensurate with the SPOIR Policy's direction that the listing be
rangewide. Because the petition does not provide evidence or discussion
as to how the GOM qualifies as a SPOIR, and the information in the
petition and our files do not support such a conclusion, we conclude
that the petition does not present substantial information indicating
that listing Cuvier's beaked whale as endangered or threatened in a
SPOIR may be warranted.
Petition Finding
After reviewing the information contained in the petition, as well
as information readily available in our files, we conclude the petition
does not present substantial scientific or commercial information
indicating that the petitioned action may be warranted.
References Cited
A complete list of all references is available upon request from
the Protected Resources Division of the NMFS Southeast Regional Office
(see ADDRESSES).
Authority
The authority for this action is the Endangered Species Act of
1973, as amended (16 U.S.C. 1531 et seq.).
Dated: March 20, 2019.
Samuel D. Rauch, III,
Deputy Assistant Administrator for Regulatory Programs, National Marine
Fisheries Service.
[FR Doc. 2019-05669 Filed 3-22-19; 8:45 am]
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