Amendment of the Prohibition Against Certain Flights in the Tripoli Flight Information Region (FIR) (HLLL), 9950-9957 [2019-04896]
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9950
Federal Register / Vol. 84, No. 53 / Tuesday, March 19, 2019 / Rules and Regulations
United Kingdom and the European
Union pursuant to Article 50(2);
(iv) The amendments do not modify
any of the following: The payment
amount calculation methods, the
maturity date, or the notional amount of
the swap;
(v) The amendments cause the
transfer to take effect on or after the date
of the event described in paragraph
(h)(2)(iii) of this section transpires; and
(iv) The amendments cause the
transfer to take effect by the later of:
(A) The date that is one year after the
date of the event described in paragraph
(h)(2)(iii) of this section; or
(B) Such other date permitted by
transitional provisions under Article 35
of Commission Delegated Regulation
(E.U.) No. 2016/2251, as amended.
FEDERAL HOUSING FINANCE
AGENCY
Authority and Issuance
For the reasons set forth in the
preamble, the Federal Housing Finance
Agency amends chapter XII of title 12,
Code of Federal Regulations, as follows:
PART 1221—MARGIN AND CAPITAL
REQUIREMENTS FOR COVERED
SWAP ENTITIES
1. The authority citation for part 1221
continues to read as follows:
■
Authority: 7 U.S.C. 6s(e), 15 U.S.C. 78o–
10(e), 12 U.S.C. 4513, and 12 U.S.C. 4526(a).
2. Section 1221.1 is amended by
adding paragraph (h) to read as follows:
■
§ 1221.1 Authority, purpose, scope,
exemptions, and compliance dates.
*
*
*
*
*
(h) Legacy swaps. Covered swaps
entities are required to comply with the
requirements of this part for non-cleared
swaps and non-cleared security-based
swaps entered into on or after the
relevant compliance dates for variation
margin and for initial margin
established in paragraph (e) of this
section. Any non-cleared swap or noncleared security-based swap entered
into before such relevant date shall
remain outside the scope of this part if
changes are made to it as follows:
(1) [Reserved]
(2) The non-cleared swap or noncleared security based swap was
amended under the following
conditions:
(i) The swap was originally entered
into before the relevant compliance date
established in paragraph (e) of this
section and one party to the swap
booked it at, or otherwise held it at, an
entity (including a branch or other
authorized form of establishment)
located in the United Kingdom;
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(ii) The entity in the United Kingdom
subsequently arranged to amend the
swap, solely for the purpose of
transferring it to an affiliate, or a branch
or other authorized form of
establishment, located in any European
Union member state or the United
States, in connection with the entity’s
planning for or response to the event
described in paragraph (h)(2)(iii) of this
section, and the transferee is:
(A) A covered swap entity, or
(B) A covered swap entity’s
counterparty to the swap, and the
counterparty represents to the covered
swap entity that the counterparty
performed the transfer in compliance
with the requirements of paragraphs
(h)(2)(i) and (ii) of this section;
(iii) The law of the European Union
ceases to apply to the United Kingdom
pursuant to Article 50(3) of the Treaty
on European Union, without conclusion
of a Withdrawal Agreement between the
United Kingdom and the European
Union pursuant to Article 50(2);
(iv) The amendments do not modify
any of the following: The payment
amount calculation methods, the
maturity date, or the notional amount of
the swap;
(v) The amendments cause the
transfer to take effect on or after the date
of the event described in paragraph
(h)(2)(iii) of this section transpires; and
(vi) The amendments cause the
transfer to take effect by the later of:
(A) The date that is one year after the
date of the event described in paragraph
(h)(2)(iii) of this section; or
(B) Such other date permitted by
transitional provisions under Article 35
of Commission Delegated Regulation
(E.U.) No. 2016/2251, as amended.
Dated: March 7, 2019.
Joseph M. Otting,
Comptroller of the Currency.
By order of the Board of Governors of the
Federal Reserve System, March 12, 2019.
Margaret McCloskey Shanks,
Deputy Secretary of the Board.
Dated at Washington, DC, on March 8,
2019.
Federal Deposit Insurance Corporation.
Valerie J. Best,
Assistant Executive Secretary.
By order of the Board of the Farm Credit
Administration.
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Dated at McLean, VA, this 5th day of
March 2019.
Dale L. Aultman,
Secretary.
Dated: March 7, 2019.
Joseph M. Otting,
Acting Director, Federal Housing Finance
Agency.
[FR Doc. 2019–05012 Filed 3–18–19; 8:45 am]
BILLING CODE 4810–33–P; 6210–01–P, 6714–01–P,
8070–01–P, 6705–01–P
DEPARTMENT OF TRANSPORTATION
Federal Aviation Administration
14 CFR Part 91
[Docket No.: FAA–2011–0246; Amdt. No.
91–321D]
RIN 2120–AL40
Amendment of the Prohibition Against
Certain Flights in the Tripoli Flight
Information Region (FIR) (HLLL)
Federal Aviation
Administration (FAA), Department of
Transportation (DOT).
ACTION: Final rule.
AGENCY:
This action extends, with
modifications to reflect changed
conditions in Libya, the Special Federal
Aviation Regulation (SFAR) prohibiting
certain flight operations in the Tripoli
Flight Information Region (FIR) (HLLL)
by all: United States (U.S.) air carriers;
U.S. commercial operators; persons
exercising the privileges of an airman
certificate issued by the FAA, except
when such persons are operating U.S.registered aircraft for a foreign air
carrier; and operators of U.S.-registered
civil aircraft, except where the operator
of such aircraft is a foreign air carrier.
This action extends the prohibition of
U.S. civil flight operations in the Tripoli
FIR (HLLL) at altitudes below Flight
Level (FL) 300 to safeguard against
continuing hazards to U.S. civil
aviation. However, this action also
reduces the scope of the prohibition,
permitting U.S. civil aviation overflights
of the Tripoli FIR (HLLL) at altitudes at
and above FL300 to resume, due to the
reduced risk to U.S. civil aviation
operations at those altitudes. The FAA
also republishes, with minor revisions,
the approval process and exemption
information for this SFAR, consistent
with other recently published flight
prohibition SFARs; makes a minor
editorial change to the title of the rule;
and makes other minor revisions for
consistency with other recently
published flight prohibition SFARs.
SUMMARY:
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This final rule is effective on
March 19, 2019.
FOR FURTHER INFORMATION CONTACT: Dale
E. Roberts, Air Transportation Division,
Flight Standards Service, Federal
Aviation Administration, 800
Independence Avenue SW, Washington,
DC 20591; telephone 202–267–8166;
email dale.e.roberts@faa.gov.
SUPPLEMENTARY INFORMATION:
DATES:
I. Executive Summary
This action extends, with
modifications to reflect changed
conditions in Libya, the prohibition
against certain U.S. civil flight
operations in the Tripoli FIR (HLLL) by
all: U.S. air carriers; U.S. commercial
operators; persons exercising the
privileges of an airman certificate issued
by the FAA, except when such persons
are operating U.S.-registered aircraft for
a foreign air carrier; and operators of
U.S.-registered civil aircraft, except
where the operator of such aircraft is a
foreign air carrier, from March 20, 2019,
to March 20, 2021. The FAA finds that
security and safety conditions in the
Tripoli FIR (HLLL) at altitudes at or
above FL300 support allowing U.S. civil
overflight operations at cruising
altitudes at or above FL300 to resume.
Extremist/militant elements operating in
Libya are believed not to possess antiaircraft weapons capable of threatening
U.S. civil aviation operations at or above
FL260, and there is a lower risk of civilmilitary deconfliction concerns at
cruising altitudes at or above FL300.
However, the FAA finds the extension
of the prohibition on U.S. civil aviation
operations in the Tripoli FIR (HLLL) at
altitudes below FL300 is necessary to
safeguard against continuing hazards to
U.S. civil aviation associated with
ongoing political instability, fighting
involving various militia/extremist/
militant elements, and military activity
by foreign sponsors supporting various
elements operating in Libya.
The FAA also republishes, with minor
revisions, the approval process and
exemption information for this SFAR,
consistent with other recently published
flight prohibition SFARs; makes a minor
editorial change to the title of the rule;
and makes other minor revisions for
consistency with other recently
published flight prohibition SFARs.
II. Legal Authority and Good Cause
A. Legal Authority
The FAA is responsible for the safety
of flight in the U.S. and for the safety
of U.S. civil operators, U.S.-registered
civil aircraft, and U.S.-certificated
airmen throughout the world. The FAA
Administrator’s authority to issue rules
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on aviation safety is found in title 49,
U.S. Code, Subtitle I, sections 106(f) and
(g). Subtitle VII of title 49, Aviation
Programs, describes in more detail the
scope of the agency’s authority. Section
40101(d)(1) provides that the
Administrator shall consider in the
public interest, among other matters,
assigning, maintaining, and enhancing
safety and security as the highest
priorities in air commerce. Section
40105(b)(1)(A) requires the
Administrator to exercise this authority
consistently with the obligations of the
U.S. Government under international
agreements.
This rulemaking is promulgated
under the authority described in
Subtitle VII, Part A, subpart III, section
44701, General requirements. Under
that section, the FAA is charged broadly
with promoting safe flight of civil
aircraft in air commerce by prescribing,
among other things, regulations and
minimum standards for practices,
methods, and procedures that the
Administrator finds necessary for safety
in air commerce and national security.
This regulation is within the scope of
FAA’s authority because it continues to
prohibit the persons described in
paragraph (a) of SFAR No. 112,
§ 91.1603, from conducting flight
operations in the Tripoli FIR (HLLL) at
altitudes below FL300 due to the
continuing hazards to the safety of U.S.
civil flight operations at those altitudes,
as described in the preamble to this
final rule.
B. Good Cause for Immediate Adoption
Section 553(b)(3)(B) of title 5, U.S.
Code, authorizes agencies to dispense
with notice and comment procedures
for rules when the agency for ‘‘good
cause’’ finds that those procedures are
‘‘impracticable, unnecessary, or contrary
to the public interest.’’ Section 553(d)
also authorizes agencies to forgo the
delay in the effective date of the final
rule for good cause found and published
with the rule. In this instance, the FAA
finds good cause to forgo notice and
comment because notice and comment
would be impracticable and contrary to
the public interest. In addition, it is
contrary to the public interest to delay
the effective date of this SFAR.
The risk environment for U.S. civil
aviation in airspace managed by other
countries with respect to safety of flight
risks posed by weapons capable of
targeting, or otherwise negatively
affecting, U.S. civil aviation, as well as
other hazards to U.S. civil aviation
associated with fighting, extremist/
militant activity, or heightened tensions,
is fluid. This fluidity and the need for
the FAA to rely upon classified
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information in assessing these risks
make seeking notice and comment
impracticable and contrary to the public
interest. With respect to the
impracticability of notice and comment
procedures, the potential for rapid
changes in the risks to U.S. civil
aviation significantly limits how far in
advance of a new or amended flight
prohibition the FAA can usefully assess
the risk environment. The fluid nature
of these risks also means that the FAA’s
original proposal could become
unsuitable for minimizing the hazards
to U.S. civil aviation in the affected
airspace during or after any public
notice and comment process.
Furthermore, to the extent that these
rules and any amendments to them are
based upon classified information, the
FAA is not legally permitted to share
such information with the general
public, who cannot meaningfully
comment on information to which they
are not legally allowed access.
Under these conditions, public
interest considerations also favor not
seeking notice and comment for these
rules and any amendments to them.
While there is a public interest in
having an opportunity for the public to
comment on agency action, there is a
greater public interest in having the
FAA’s flight prohibitions, and any
amendments thereto, reflect the
agency’s most current understanding of
the risk environment for U.S. civil
aviation. This allows the FAA to
appropriately protect the safety of U.S.
operators’ aircraft and the lives of their
passengers and crews without overrestricting U.S. operators’ routing
options. The FAA has identified an
ongoing need to maintain the flight
prohibition for U.S. civil aviation
operations at altitudes below FL300 in
the Tripoli FIR (HLLL) due to continued
safety-of-flight hazards associated with
ongoing political instability, fighting
involving various militia/extremist/
militant elements, and military activity
by foreign sponsors supporting various
elements operating in Libya. These
hazards, which are further described in
the preamble to this rule, require that
the FAA’s flight prohibition for U.S.
civil aviation operations be continued
without interruption for altitudes below
FL300. For altitudes at or above FL300,
any delay in the effective date of the
rule would continue a prohibition on
U.S. civil overflights at those altitudes
that the FAA has determined is no
longer needed for the safety of U.S. civil
aviation and would thus unnecessarily
restrict U.S. operators’ routing options
at those altitudes.
For these reasons, the FAA finds good
cause to forgo notice and comment and
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any delay in the effective date for this
rule.
III. Background
As a result of safety and national
security concerns regarding flight
operations in the Tripoli FIR (HLLL),
the FAA issued SFAR No. 112,
§ 91.1603, in March 2011,1 prohibiting
all: U.S. air carriers; U.S. commercial
operators; persons exercising the
privileges of an airman certificate issued
by the FAA, except when such persons
were operating U.S.-registered aircraft
for a foreign air carrier; and operators of
U.S.-registered civil aircraft, except
operators of such aircraft that were
foreign air carriers, from conducting
flight operations in the Tripoli FIR
(HLLL), except as provided in
paragraphs (c) and (d) of the regulation.
When SFAR No. 112, § 91.1603, was
first issued, an armed conflict was
ongoing in Libya, which presented a
hazard to U.S. civil aviation. The FAA
was concerned that runways at Libya’s
international airports, including the
main international airports serving
Benghazi (HLLB) and Tripoli (HLLT),
might be damaged or degraded. There
was also concern that air navigation
services in the Tripoli FIR (HLLL) might
be unavailable or degraded. In addition,
the proliferation of air defense weapons,
including Man-Portable Air-Defense
Systems (MANPADS), and the presence
of military operations, including Libyan
aerial bombardments and unplanned
military flights entering and departing
the Tripoli FIR (HLLL), posed a hazard
to U.S. civil operators, U.S.-registered
civil aircraft, and FAA-certificated
airmen that might operate in the Tripoli
FIR (HLLL). Additionally, the United
Nations Security Council had adopted
Resolution 1973 on March 18, 2011,
which mandated a ban on all flights in
the airspace of Libya, with certain
exceptions.
By March 2014, although former
Libyan leader Muammar Gaddafi’s
regime had been overthrown, and the
UN-mandated ban on flights in Libyan
airspace had been lifted, the FAA
continued to have significant security
concerns for Libya and for the safety of
U.S. civil aviation operations in the
country. On March 20, 2014, the FAA
extended the expiration date of SFAR
No. 112, § 91.1603, to March 20, 2015.2
The FAA considered that, on December
12, 2013, the Department of State had
issued a Travel Warning strongly
advising against all non-essential travel
to Libya. Additionally, many militaryFR 16238, March 23, 2011.
FR 15679, March 20, 2014, corrected at 79
FR 19288, April 8, 2014.
grade weapons remained in the hands of
private individuals and groups, among
them anti-aircraft weapons that could be
used against civil aviation, including
MANPADS.
In March 2015, the FAA continued to
have significant concerns regarding the
safety of U.S. civil aviation operations
in the Tripoli FIR (HLLL) at all altitudes
due to the hazardous situation created
by the ongoing fighting involving
various militant groups and Libyan
military forces in various areas of Libya,
including some near Tripoli and
Benghazi. Islamist militant groups held
and controlled significant portions of
Western Libya, including areas in close
proximity to Tripoli International
Airport (HLLT). Militant groups, such as
Libyan Dawn, possessed a variety of
anti-aircraft weapons, which gave them
the capability to target aircraft upon
landing and departure and at higher
altitudes. Civil aviation infrastructure
continued to be at risk from indirect fire
from mortars and rockets targeting
Libyan airports during the ongoing
fighting. For these reasons, the FAA
extended the expiration date of SFAR
No. 112, § 91.1603, from March 20,
2015, to March 20, 2017.3
In March 2017, the FAA continued to
assess the situation in the Tripoli FIR
(HLLL) as being hazardous for U.S. civil
aviation. The newly-established interim
government did not control vast
portions of Libyan territory, security
conditions remained unstable
throughout the country, and the FAA
was concerned that fighting could flare
up with little or no warning as various
elements vied for political influence and
territorial control. Anti-aircraft-capable
weapons remained a continuing threat,
as demonstrated by the July 2016 shoot
down of a military helicopter near
Benghazi. Therefore, since there was a
significant continuing risk to the safety
of U.S. civil aviation in the Tripoli FIR
(HLLL), the FAA extended the
expiration date of SFAR No. 112,
§ 91.1603, from March 20, 2017, to
March 20, 2019.4
IV. Discussion of the Final Rule
Since the 2017 final rule, the FAA
finds that security and safety conditions
have sufficiently improved to allow U.S.
civil flights to operate in the Tripoli FIR
(HLLL) at altitudes at or above FL300.
However, the FAA finds an extension of
the prohibition is necessary for altitudes
below FL300 to safeguard against
continuing hazards to U.S. civil
aviation.
1 76
2 79
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3 80
4 82
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FR 15503, March 24, 2015.
FR 14433, March 21, 2017.
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Extremist/militant elements operating
in Libya are believed not to possess antiaircraft weapons capable of threatening
U.S. civil aviation operations at or above
FL260, and there is a lower risk of civilmilitary deconfliction concerns at
cruising altitudes at or above FL300.
Based on this assessment, the FAA has
determined that overflights of the
Tripoli FIR (HLLL) may be conducted
safely at or above FL300, subject to the
approval of, and in accordance with the
conditions established by, the
appropriate authorities of Libya.
Currently, there are two air navigation
service providers (ANSPs) operating in
the Tripoli FIR (HLLL). The Tripolibased ANSP is recognized by the
International Civil Aviation
Organization (ICAO) and has issued an
Aeronautical Information Publication
(AIP) and a NOTAM containing
overflight procedures for civil aviation
operations in the Tripoli FIR (HLLL).
The ANSP in Benghazi provides air
navigation services in the eastern part of
the country. Despite the fact that there
are two ANSPs operating in the Tripoli
FIR (HLLL), the FAA has determined
that this situation poses a minimal
safety risk to U.S. civil overflight
operations. There are appropriately
publicized overflight instructions in the
AIP and NOTAM. Additionally, the
FAA has not received any reports of the
two ANSPs providing conflicting
guidance to civil aircraft or otherwise
behaving in ways that would pose safety
of flight concerns for international
overflights.
For these reasons, the FAA has
determined the risk to U.S. civil
aviation in the Tripoli FIR (HLLL) has
been sufficiently reduced to permit U.S.
civil aviation operations at or above
FL300. This change allows U.S.
operators the option of using certain air
routes connecting Europe with central
Africa and western Africa with the
Middle East. Operators are reminded to
review current aeronautical information,
including the relevant AIP and all
applicable NOTAMS, prior to
conducting flight operations in the
Tripoli FIR (HLLL) at or above FL300;
maintain communications with air
traffic control; and follow air traffic
control instructions.
The FAA remains concerned about
the hazards to U.S. civil aviation
operations in the Tripoli FIR (HLLL) at
altitudes below FL300, which
necessitate a continuing flight
prohibition for those altitudes. These
hazards relate to continued instability in
Libya, fighting involving various
militia/extremist/militant elements, the
ready availability to extremists/militants
of anti-aircraft-capable weapons, and
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aerial activity by foreign sponsors
supporting various elements operating
in Libya that may not be adequately deconflicted with civil air traffic. The risks
to U.S. civil aviation are greatest at
airports in Libya and during low
altitude operations near airports or in
areas of actual or potential fighting.
Libya remains politically unstable,
with a fragile security situation. Since
the fall of the Gaddafi regime, Libya has
struggled with a power vacuum, a
limited security apparatus, and limited
territorial control. There are multiple
extremist/militant groups with
footholds in Libya that are armed with
anti-aircraft-capable weapons. Various
militia/extremist/militant groups
continue to vie for strategic influence
and control of vital infrastructure,
including airports. Competing armed
factions have periodically clashed in
close proximity to Mitiga International
Airport (HLLM) in Tripoli, resulting in
multiple flight disruptions. In October
2017, a Libyan Airlines A330 flying at
low altitude near HLLM suffered
damage from small-arms fire associated
with such a clash. In January 2017,
factional fighting resulted in a five-day
closure of the airport and damage to
multiple passenger aircraft that were on
the tarmac by artillery or small-arms
fire. Clashes erupted near the airport
again in August 2018, resulting in
multiple flight disruptions and closures
of the airport throughout September
2018. On August 31, 2018, indirect fire
damaged at least one hangar at HLLM,
and, in October 2018, a rocket attack
resulted in aircraft being relocated away
from the airport and inbound flights
rerouted.
Additionally, violent extremists/
militants active in Libya possess, or
have access to, a wide array of antiaircraft-capable weapons posing a risk
to U.S. civil aviation operating at
altitudes below FL260. Aerial activity of
foreign sponsors supporting various
factions in Libya occurs primarily at
altitudes below FL300. This amendment
permits U.S. civil overflights of the
Tripoli FIR (HLLL) only at FL300 and
above. Foreign sponsor aerial activities
that present civil-military deconfliction
challenges at altitudes below FL300
include a variety of unmanned aircraft
systems (UAS) and other military
aircraft operations, along with the
potential for electronic interference
from counter-UAS measures. While
aircraft overflying the Tripoli FIR
(HLLL) at altitudes at or above FL300
could potentially encounter electronic
interference from counter-UAS
measures, such interference would not
present a significant flight safety hazard.
At cruising altitudes at or above FL300,
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pilots would have sufficient time to
recognize the interference and respond
to it by the use of, and verification from,
other instruments or navigation aids.
Therefore, based on the changed
circumstances in the Tripoli FIR (HLLL)
at altitudes at and above FL300, the
FAA is modifying its flight prohibition
for U.S. civil aviation to permit
overflights of the Tripoli FIR (HLLL) at
altitudes at and above FL300, subject to
the approval of, and in accordance with
the conditions established by, the
appropriate authorities of Libya.
However, as a result of the significant
continuing risk to the safety of U.S. civil
aviation operating at altitudes below
FL300 in the Tripoli FIR (HLLL), the
FAA extends the expiration date of
SFAR No. 112, § 91.1603, from March
20, 2019 to March 20, 2021, and
maintains its prohibition of U.S. civil
flight operations in the Tripoli FIR
(HLLL) at altitudes below FL300.
The FAA will continue to actively
monitor the situation and evaluate the
extent to which U.S. civil operators and
airmen may be able to operate safely in
the Tripoli FIR (HLLL) at altitudes
below FL300. Amendments to SFAR No.
112, § 91.1603, may be appropriate if the
risk to aviation safety and security
changes. The FAA may amend or
rescind SFAR No. 112, § 91.1603, as
necessary, prior to its expiration date.
The FAA also republishes, with minor
revisions, the approval process and
exemption information for this SFAR, so
that persons described in paragraph (a)
of the rule may refer to this final rule,
rather than having to search through
previous final rules to find the relevant
approval process and exemption
information. This approval process and
exemption information is consistent
with other similar SFARs and recent
agency practice. In addition, the FAA is
making an editorial correction to the
title of the rule so that the ICAO fourletter FIR identification code appears in
parentheses after ‘‘Tripoli Flight
Information Region’’ or ‘‘Tripoli FIR,’’ in
accordance with the title formatting of
more recently published SFARs. The
FAA also makes other minor revisions
for consistency with other recently
published flight prohibition SFARs.
V. Approval Process Based on a
Request From a Department, Agency, or
Instrumentality of the United States
Government
A. Approval Process Based on an
Authorization Request From a
Department, Agency, or Instrumentality
of the United States Government
In some instances, U.S. government
departments, agencies, or
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9953
instrumentalities may need to engage
U.S. civil aviation to support their
activities in the Tripoli FIR (HLLL) at
altitudes below FL300. If a department,
agency, or instrumentality of the U.S.
Government determines that it has a
critical need to engage any person
described in SFAR No. 112, § 91.1603,
including a U.S. air carrier or
commercial operator, to conduct a
charter to transport civilian or military
passengers or cargo, or other operations,
in the Tripoli FIR (HLLL) at altitudes
below FL300, that department, agency,
or instrumentality may request the FAA
to approve persons described in SFAR
No. 112, § 91.1603, to conduct such
operations.
An approval request must be made
directly by the requesting department,
agency, or instrumentality of the U.S.
Government to the FAA’s Associate
Administrator for Aviation Safety in a
letter signed by an appropriate senior
official of the requesting department,
agency, or instrumentality. The FAA
will not accept or consider requests for
approval by anyone other than the
requesting department, agency, or
instrumentality. In addition, the senior
official signing the letter requesting
FAA approval on behalf of the
requesting department, agency, or
instrumentality must be sufficiently
positioned within the organization to
demonstrate that the senior leadership
of the requesting department, agency, or
instrumentality supports the request for
approval and is committed to taking all
necessary steps to minimize operational
risks to the proposed flights. The senior
official must also be in a position to: (1)
Attest to the accuracy of all
representations made to the FAA in the
request for approval and (2) ensure that
any support from the requesting U.S.
Government department, agency, or
instrumentality described in the request
for approval is in fact brought to bear
and is maintained over time. Unless
justified by exigent circumstances,
requests for approval must be submitted
to the FAA no less than 30 calendar
days before the date on which the
requesting department, agency, or
instrumentality wishes the proposed
operations to commence.
The letter must be sent to the
Associate Administrator for Aviation
Safety, Federal Aviation
Administration, 800 Independence
Avenue SW, Washington, DC 20591.
Electronic submissions are acceptable,
and the requesting entity may request
that the FAA notify it electronically as
to whether the approval request is
granted. If a requestor wishes to make
an electronic submission to the FAA,
the requestor should contact the Air
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Transportation Division, Flight
Standards Service, at (202) 267–8166, to
obtain the appropriate email address. A
single letter may request approval from
the FAA for multiple persons described
in SFAR No. 112, § 91.1603, and/or for
multiple flight operations. To the extent
known, the letter must identify the
person(s) expected to be covered under
the SFAR on whose behalf the U.S.
Government department, agency, or
instrumentality is seeking FAA
approval, and it must describe—
• The proposed operation(s),
including the nature of the mission
being supported;
• The service to be provided by the
person(s) covered by the SFAR;
• To the extent known, the specific
locations in the Tripoli FIR (HLLL) at
altitudes below FL300 where the
proposed operation(s) will be
conducted, including, but not limited
to, the flight path and altitude of the
aircraft while it is operating in the
Tripoli FIR (HLLL) at altitudes below
FL300 and the airports, airfields and/or
landing zones at which the aircraft will
take-off and land; and
• The method by which the
department, agency, or instrumentality
will provide, or how the operator will
otherwise obtain, current threat
information and an explanation of how
the operator will integrate this
information into all phases of the
proposed operations (i.e., pre-mission
planning and briefing, in-flight, and
post-flight phases).
The request for approval must also
include a list of operators with whom
the U.S. Government department,
agency, or instrumentality requesting
FAA approval has a current contract(s),
grant(s), or cooperative agreement(s) (or
its prime contractor has a
subcontract(s)) for specific flight
operations in the Tripoli FIR (HLLL) at
altitudes below FL300. Additional
operators may be identified to the FAA
at any time after the FAA approval is
issued. However, all additional
operators must be identified to, and
obtain an Operations Specification
(OpSpec) or Letter of Authorization
(LOA) from, the FAA, as appropriate, for
operations in the Tripoli FIR (HLLL) at
altitudes below FL300, before such
operators commence such operations.
The approval conditions discussed
below apply to any such additional
operators. Updated lists should be sent
to the email address to be obtained from
the Air Transportation Division, by
calling (202) 267–8166.
If an approval request includes
classified information, requestors may
contact Aviation Safety Inspector Dale
E. Roberts for instructions on submitting
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it to the FAA. His contact information
is listed in the FOR FURTHER INFORMATION
CONTACT section of this final rule.
FAA approval of an operation under
SFAR No. 112, § 91.1603, does not
relieve persons subject to this SFAR of
their responsibility to comply with all
other applicable FAA rules and
regulations. Operators of civil aircraft
must comply with the conditions of
their certificate, OpSpecs, and LOAs, as
applicable. Operators must also comply
with all rules and regulations of other
U.S. Government departments or
agencies that may apply to the proposed
operation(s), including, but not limited
to, regulations issued by the
Transportation Security Administration.
B. Approval Conditions
If the FAA approves the request, the
FAA’s Aviation Safety Organization will
send an approval letter to the requesting
department, agency, or instrumentality
informing it that the FAA’s approval is
subject to all of the following
conditions:
(1) The approval will stipulate those
procedures and conditions that limit, to
the greatest degree possible, the risk to
the operator, while still allowing the
operator to achieve its operational
objectives.
(2) Before any approval takes effect,
the operator must submit to the FAA:
(a) A written release of the U.S.
Government from all damages, claims,
and liabilities, including without
limitation legal fees and expenses,
relating to any event arising out of or
related to the approved operations in
the Tripoli FIR (HLLL) at altitudes
below FL300; and
(b) The operator’s written agreement
to indemnify the U.S. Government with
respect to any and all third-party
damages, claims, and liabilities,
including without limitation legal fees
and expenses, relating to any event
arising from or related to the approved
operations in the Tripoli FIR (HLLL) at
altitudes below FL300.
(3) Other conditions that the FAA
may specify, including those that may
be imposed in OpSpecs or LOAs, as
applicable.
The release and agreement to
indemnify do not preclude an operator
from raising a claim under an applicable
non-premium war risk insurance policy
issued by the FAA under chapter 443 of
title 49, U.S. Code.
If the FAA approves the proposed
operation(s), the FAA will issue an
OpSpec or a LOA, as applicable, to the
operator(s) identified in the original
request authorizing them to conduct the
approved operation(s), and will notify
the department, agency, or
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Fmt 4700
Sfmt 4700
instrumentality that requested the FAA
approval of any additional conditions
beyond those contained in the approval
letter.
VI. Information Regarding Petitions for
Exemption
Any operations not conducted under
an approval issued by the FAA through
the approval process set forth
previously must be conducted under an
exemption from SFAR No. 112,
§ 91.1603. A petition for exemption
must comply with 14 CFR part 11 and
requires exceptional circumstances
beyond those contemplated by the
approval process described in the
previous section. In addition to the
information required by 14 CFR 11.81,
at a minimum, the requestor must
describe in its submission to the FAA—
• The proposed operation(s),
including the nature of the operation;
• The service to be provided by the
person(s) covered by the SFAR;
• The specific locations in the Tripoli
FIR (HLLL) at altitudes below FL300
where the proposed operation(s) will be
conducted, including, but not limited
to, the flight path and altitude of the
aircraft while it is operating in the
Tripoli FIR (HLLL) at altitudes below
FL300 and the airports, airfields and/or
landing zones at which the aircraft will
take-off and land;
• The method by which the operator
will obtain current threat information,
and an explanation of how the operator
will integrate this information into all
phases of its proposed operations (i.e.,
the pre-mission planning and briefing,
in-flight, and post-flight phases); and
• The plans and procedures that the
operator will use to minimize the risks,
identified in this preamble, to the
proposed operations, so that granting
the exemption would not adversely
affect safety or would provide a level of
safety at least equal to that provided by
this SFAR. Note: The FAA has found
comprehensive, organized plans and
procedures to be helpful in facilitating
the agency’s safety evaluation of
petitions for exemption from flight
prohibition SFARs.
Additionally, the release and
agreement to indemnify, as referred to
previously, are required as a condition
of any exemption that may be issued
under SFAR No. 112, § 91.1603.
The FAA recognizes that operations
that may be affected by SFAR No. 112,
§ 91.1603, may be planned for the
governments of other countries with the
support of the U.S. Government. While
these operations will not be permitted
through the approval process, the FAA
will consider exemption requests for
such operations on an expedited basis
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and prior to any private exemption
requests.
If a petition for exemption includes
security-sensitive or proprietary
information, requestors may contact
Aviation Safety Inspector Dale E.
Roberts for instructions on submitting it
to the FAA. His contact information is
listed in the FOR FURTHER INFORMATION
CONTACT section of this final rule.
VII. Regulatory Notices and Analyses
Changes to Federal regulations must
undergo several economic analyses.
First, Executive Orders 12866 and 13563
direct that each Federal agency shall
propose or adopt a regulation only upon
a reasoned determination that the
benefits of the intended regulation
justify its costs. Second, the Regulatory
Flexibility Act of 1980 (Pub. L. 96–354),
as codified in 5 U.S.C. 603 et seq.,
requires agencies to analyze the
economic impact of regulatory changes
on small entities. Third, the Trade
Agreements Act of 1979 (Pub. L. 96–39),
as codified in 19 U.S.C. chapter 13,
prohibits agencies from setting
standards that create unnecessary
obstacles to the foreign commerce of the
United States. In developing U.S.
standards, the Trade Agreements Act
requires agencies to consider
international standards and, where
appropriate, that they be the basis of
U.S. standards. Fourth, the Unfunded
Mandates Reform Act of 1995 (Pub. L.
104–4), as codified in 2 U.S.C. chapter
25, requires agencies to prepare a
written assessment of the costs, benefits,
and other effects of proposed or final
rules that include a Federal mandate
likely to result in the expenditure by
State, local, or tribal governments, in the
aggregate, or by the private sector, of
$100 million or more annually (adjusted
for inflation with base year of 1995).
This portion of the preamble
summarizes the FAA’s analysis of the
economic impacts of this final rule.
In conducting these analyses, the FAA
has determined that this final rule has
benefits that justify its costs. This rule
is a significant regulatory action, as
defined in section 3(f) of Executive
Order 12866, as it raises novel policy
issues contemplated under that
Executive Order. As notice and
comment under 5 U.S.C. 553 are not
required for this final rule, the
regulatory flexibility analyses described
in 5 U.S.C. 603 and 604 regarding
impacts on small entities are not
required. This rule will not create
unnecessary obstacles to the foreign
commerce of the United States. This
rule will not impose an unfunded
mandate on State, local, or tribal
governments, or on the private sector,
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9955
by exceeding the threshold identified
previously.
hazards described in the preamble to
this final rule.
A. Regulatory Evaluation
B. Regulatory Flexibility Act
The Regulatory Flexibility Act (RFA),
in 5 U.S.C. 603, requires an agency to
prepare an initial regulatory flexibility
analysis describing impacts on small
entities whenever an agency is required
by 5 U.S.C. 553, or any other law, to
publish a general notice of proposed
rulemaking for any proposed rule.
Similarly, 5 U.S.C. 604 requires an
agency to prepare a final regulatory
flexibility analysis when an agency
issues a final rule under 5 U.S.C. 553,
after being required by that section or
any other law to publish a general
notice of proposed rulemaking. The
FAA found good cause to forgo notice
and comment and any delay in the
effective date for this rule. As notice and
comment under 5 U.S.C. 553 are not
required in this situation, the regulatory
flexibility analyses described in 5 U.S.C.
603 and 604 are not required.
This action extends the expiration
date of SFAR No. 112, § 91.1603, until
March 20, 2021, and amends the rule to
allow U.S. civil flight operations at
altitudes at or above FL300 in the
Tripoli FIR (HLLL). The FAA has
determined that continuing to prohibit
U.S. civil flight operations at altitudes
below FL300 in the Tripoli FIR (HLLL)
imposes only minimal cost, because few
operators subject to the rule wish to
operate in that airspace, owing to the
continuing significant hazards to U.S.
civil aviation therein, as detailed in the
preamble of this final rule. The final
rule provides an approval process, as
previously described, for U.S.
Government departments, agencies, and
instrumentalities needing to engage U.S.
civil aviation to support their activities
in the Tripoli FIR (HLLL) at altitudes
below FL300. Since 2011, when SFAR
No. 112 was first issued, the FAA has
granted a small number of such
approvals, only two of which are
currently active. Further supporting the
finding, the FAA has only received one
petition for exemption from SFAR No.
112, § 91.1603, since its original
issuance in 2011. That petition for
exemption was subsequently withdrawn
by the petitioner. As a result, the FAA
finds the rule to be cost-beneficial, since
the costs to the few operators who might
wish to operate in the Tripoli FIR
(HLLL) at altitudes below FL300 are
exceeded by the benefits of avoiding
significant loss of life, injuries, and
property damage that might result if a
U.S. operator’s aircraft were downed by
any of the hazards described in the
preamble to this final rule.
The FAA has determined, however,
that extremist/militant elements
operating in Libya are assessed not to
possess anti-aircraft weapons capable of
threatening U.S. civil aviation above
FL260 and has also determined that
there is a reduced risk of civil-military
deconfliction concerns at cruising
altitudes above FL300. Based on these
assessments, this action amends the rule
to allow overflights of the Tripoli FIR
(HLLL) by U.S. civil operators and
airmen at or above FL300. This
provision is cost-beneficial, because it
allows U.S. civil aviation operators the
option of using certain air routes
connecting Europe with central Africa
and western Africa with the Middle
East. These expected benefits outweigh
the expected costs associated with the
residual risk to U.S. civil aviation
operations at or above FL300 from the
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Fmt 4700
Sfmt 4700
C. International Trade Impact
Assessment
The Trade Agreements Act of 1979
(Pub. L. 96–39) prohibits Federal
agencies from establishing standards or
engaging in related activities that create
unnecessary obstacles to the foreign
commerce of the United States.
Pursuant to this Act, the establishment
of standards is not considered an
unnecessary obstacle to the foreign
commerce of the United States, so long
as the standard has a legitimate
domestic objective, such as the
protection of safety, and does not
operate in a manner that excludes
imports that meet this objective. The
statute also requires consideration of
international standards and, where
appropriate, that they be the basis for
U.S. standards.
The FAA has assessed the potential
effect of this final rule and determined
that its purpose is to protect the safety
of U.S. civil aviation from hazards to
aircraft operations in the Tripoli FIR
(HLLL), a location outside the U.S.
Therefore, this final rule complies with
the Trade Agreements Act of 1979.
D. Unfunded Mandates Assessment
Title II of the Unfunded Mandates
Reform Act of 1995 (Pub. L. 104–4)
requires each Federal agency to prepare
a written statement assessing the effects
of any Federal mandate in a proposed or
final agency rule that may result in an
expenditure of $100 million or more (in
1995 dollars) in any one year by State,
local, and tribal governments, in the
aggregate, or by the private sector; such
a mandate is deemed to be a ‘‘significant
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regulatory action.’’ The FAA currently
uses an inflation-adjusted value of $155
million in lieu of $100 million.
This final rule does not contain such
a mandate. Therefore, the requirements
of Title II of the Act do not apply.
E. Paperwork Reduction Act
The Paperwork Reduction Act of 1995
(44 U.S.C. 3507(d)) requires that the
FAA consider the impact of paperwork
and other information collection
burdens imposed on the public. The
FAA has determined there is no new
requirement for information collection
associated with this final rule.
F. International Compatibility and
Cooperation
In keeping with U.S. obligations
under the Convention on International
Civil Aviation, it is FAA’s policy to
conform to ICAO Standards and
Recommended Practices to the
maximum extent practicable. The FAA
has determined there are no ICAO
Standards and Recommended Practices
that correspond to this regulation.
While the FAA’s flight prohibition
does not apply to foreign air carriers,
DOT codeshare authorizations prohibit
foreign air carriers from carrying a U.S.
codeshare partner’s code on a flight
segment that operates in airspace for
which the FAA has issued a flight
prohibition. In addition, foreign air
carriers and other foreign operators may
choose to avoid, or be advised/directed
by their civil aviation authorities to
avoid, airspace for which the FAA has
issued a flight prohibition.
G. Environmental Analysis
The FAA has analyzed this action
under Executive Order 12114,
Environmental Effects Abroad of Major
Federal Actions (44 FR 1957, January 4,
1979), and DOT Order 5610.1C,
Paragraph 16. Executive Order 12114
requires the FAA to be informed of
environmental considerations and take
those considerations into account when
making decisions on major Federal
actions that could have environmental
impacts anywhere beyond the borders of
the United States. The FAA has
determined this action is exempt
pursuant to Section 2–5(a)(i) of
Executive Order 12114, because it does
not have the potential for a significant
effect on the environment outside the
United States.
In accordance with FAA Order
1050.1F, ‘‘Environmental Impacts:
Policies and Procedures,’’ paragraph 8–
6(c), FAA has prepared a memorandum
for the record stating the reason(s) for
this determination; this memorandum
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16:02 Mar 18, 2019
Jkt 247001
has been placed in the docket for this
rulemaking.
VIII. Executive Order Determinations
A. Executive Order 13132, Federalism
The FAA has analyzed this rule under
the principles and criteria of Executive
Order 13132, Federalism. The agency
has determined this action would not
have a substantial direct effect on the
States, or the relationship between the
Federal Government and the States, or
on the distribution of power and
responsibilities among the various
levels of government, and, therefore,
would not have Federalism
implications.
B. Executive Order 13211, Regulations
That Significantly Affect Energy Supply,
Distribution, or Use
The FAA analyzed this rule under
Executive Order 13211, Actions
Concerning Regulations that
Significantly Affect Energy Supply,
Distribution, or Use (May 18, 2001). The
agency has determined that it would not
be a ‘‘significant energy action’’ under
the executive order and would not be
likely to have a significant adverse effect
on the supply, distribution, or use of
energy.
C. Executive Order 13609, Promoting
International Regulatory Cooperation
Executive Order 13609, Promoting
International Regulatory Cooperation,
(77 FR 26413, May 4, 2012) promotes
international regulatory cooperation to
meet shared challenges involving
health, safety, labor, security,
environmental, and other issues and to
reduce, eliminate, or prevent
unnecessary differences in regulatory
requirements. The FAA has analyzed
this action under the policies and
agency responsibilities of Executive
Order 13609, and has determined that
this action would have no effect on
international regulatory cooperation.
D. Executive Order 13771, Reducing
Regulation and Controlling Regulatory
Costs
This rule is not subject to the
requirements of E.O. 13771 (82 FR 9339,
Feb. 3, 2017) because it is issued with
respect to a national security function of
the United States.
IX. Additional Information
A. Availability of Rulemaking
Documents
An electronic copy of a rulemaking
document may be obtained from the
internet by—
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Fmt 4700
Sfmt 4700
• Searching the Federal Document
Management System (FDMS) Portal
(https://www.regulations.gov);
• Visiting the FAA’s Regulations and
Policies web page at https://
www.faa.gov/regulations_policies; or
• Accessing the Government
Publishing Office’s web page at https://
www.govinfo.gov.
Copies may also be obtained by
sending a request (identified by
amendment or docket number of this
rulemaking) to the Federal Aviation
Administration, Office of Rulemaking,
ARM–1, 800 Independence Avenue SW,
Washington, DC 20591, or by calling
(202) 267–9677.
Except for classified material, all
documents the FAA considered in
developing this rule, including
economic analyses and technical
reports, may be accessed from the
internet through the Federal Document
Management System Portal referenced
previously.
B. Small Business Regulatory
Enforcement Fairness Act
The Small Business Regulatory
Enforcement Fairness Act of 1996
(SBREFA) (Pub. L. 104–121) (set forth as
a note to 5 U.S.C. 601) requires FAA to
comply with small entity requests for
information or advice about compliance
with statutes and regulations within its
jurisdiction. A small entity with
questions regarding this document may
contact its local FAA official, or the
persons listed under the FOR FURTHER
INFORMATION CONTACT heading at the
beginning of the preamble. To find out
more about SBREFA on the internet,
visit https://www.faa.gov/regulations_
policies/rulemaking/sbre_act/.
List of Subjects in 14 CFR Part 91
Air traffic control, Aircraft, Airmen,
Airports, Aviation safety, Freight, Libya.
The Amendment
In consideration of the foregoing, the
Federal Aviation Administration
amends chapter I of title 14, Code of
Federal Regulations, part 91, as follows:
PART 91—GENERAL OPERATING AND
FLIGHT RULES
1. The authority citation for part 91
continues to read as follows:
■
Authority: 49 U.S.C. 106(f), 106(g), 1155,
40101, 40103, 40105, 40113, 40120, 44101,
44111, 44701, 44704, 44709, 44711, 44712,
44715, 44716, 44717, 44722, 46306, 46315,
46316, 46504, 46506–46507, 47122, 47508,
47528–47531, 47534, Pub. L. 114–190, 130
Stat. 615 (49 U.S.C. 44703 note); articles 12
and 29 of the Convention on International
Civil Aviation (61 Stat. 1180), (126 Stat. 11).
■
2. Revise § 91.1603 to read as follows:
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§ 91.1603 Special Federal Aviation
Regulation No. 112—Prohibition Against
Certain Flights in the Tripoli Flight
Information Region (FIR) (HLLL).
(a) Applicability. This Special Federal
Aviation Regulation (SFAR) applies to
the following persons:
(1) All U.S. air carriers and U.S.
commercial operators;
(2) All persons exercising the
privileges of an airman certificate issued
by the FAA, except when such persons
are operating U.S.-registered aircraft for
a foreign air carrier; and
(3) All operators of U.S.-registered
civil aircraft, except where the operator
of such aircraft is a foreign air carrier.
(b) Flight prohibition. Except as
provided in paragraphs (c) and (d) of
this section, no person described in
paragraph (a) of this section may
conduct flight operations in the Tripoli
Flight Information Region (FIR) (HLLL).
(c) Permitted operations. This section
does not prohibit persons described in
paragraph (a) of this section from
conducting flight operations in the
Tripoli Flight Information Region (FIR)
(HLLL) under the following
circumstances:
(1) Overflights of the Tripoli FIR
(HLLL) may be conducted at altitudes at
or above FL300, subject to the approval
of, and in accordance with the
conditions established by, the
appropriate authorities of Libya.
(2) Flight operations in the Tripoli FIR
(HLLL) at altitudes below FL300 are
permitted if they are conducted under a
contract, grant, or cooperative
agreement with a department, agency, or
instrumentality of the U.S. Government
(or under a subcontract between the
prime contractor of the department,
agency, or instrumentality and the
person described in paragraph (a) of this
section) with the approval of the FAA,
or under an exemption issued by the
FAA. The FAA will consider requests
for approval or exemption in a timely
manner, with the order of preference
being: First, for those operations in
support of U.S. Government-sponsored
activities; second, for those operations
in support of government-sponsored
activities of a foreign country with the
support of a U.S. Government
department, agency, or instrumentality;
and third, for all other operations.
(d) Emergency situations. In an
emergency that requires immediate
decision and action for the safety of the
flight, the pilot in command of an
aircraft may deviate from this section to
the extent required by that emergency.
Except for U.S. air carriers and
commercial operators that are subject to
the requirements of 14 CFR part 119,
121, 125, or 135, each person who
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deviates from this section must, within
10 days of the deviation, excluding
Saturdays, Sundays, and Federal
holidays, submit to the responsible
Flight Standards Office a complete
report of the operations of the aircraft
involved in the deviation, including a
description of the deviation and the
reasons for it.
(e) Expiration. This Special Federal
Aviation Regulation (SFAR) will remain
in effect until March 20, 2021. The FAA
may amend, rescind, or extend this
SFAR, as necessary.
9957
Department of State 2019 Civil
Monetary Penalties Inflationary
Adjustment
and required agencies to make
adjustments at least once every four
years thereafter. The Federal Civil
Penalties Inflation Adjustment Act
Improvements Act of 2015, Section 701
of Public Law 114–74 (the 2015 Act)
further amended the 1990 Act by
requiring agencies to adjust CMPs, if
necessary, pursuant to a ‘‘catch-up’’
adjustment methodology prescribed by
the 2015 Act, which mandated that the
catch-up adjustment take effect no later
than August 1, 2016. Additionally, the
2015 Act required agencies to make
annual adjustments to their respective
CMPs in accordance with guidance
issued by the Office of Management and
Budget (OMB).
Based on these statutes, the
Department of State (the Department)
published a final rule in June 2016 to
implement the ‘‘catch-up’’ provisions;
and annual updates to its CMPs in
January 2017 and January 2018.
On December 14, 2018, OMB notified
agencies that the annual cost-of-living
adjustment multiplier for 2019, based
on the Consumer Price Index, is
1.02522. Additional information may be
found in OMB Memorandum M–19–04,
at: https://www.whitehouse.gov/wpcontent/uploads/2017/11/m_19_04.pdf.
This final rule amends Department
CMPs for fiscal year 2019.
Department of State.
ACTION: Final rule.
Overview of the Areas Affected by This
Rule
Issued in Washington, DC, under the
authority of 49 U.S.C. 106(f) and (g),
40101(d)(1), 40105(b)(1)(A), and 44701(a)(5),
on March 12, 019.
Daniel K. Elwell,
Acting Administrator.
[FR Doc. 2019–04896 Filed 3–18–19; 8:45 am]
BILLING CODE 4910–13–P
DEPARTMENT OF STATE
22 CFR Parts 35, 103, 127, and 138
[Public Notice 10692]
RIN 1400–AE75
AGENCY:
This final rule is issued to
adjust the civil monetary penalties
(CMP) for regulatory provisions
maintained and enforced by the
Department of State. The revised CMP
adjusts the amount of civil monetary
penalties assessed by the Department of
State based on the December 2018
guidance from the Office of
Management and Budget. The new
amounts will apply only to those
penalties assessed on or after the
effective date of this rule, regardless of
the date on which the underlying facts
or violations occurred.
DATES: This final rule is effective on
March 19, 2019.
FOR FURTHER INFORMATION CONTACT:
Alice Kottmyer, Attorney-Adviser,
Office of Management, kottmyeram@
state.gov. ATTN: Regulatory Change,
CMP Adjustments, (202) 647–2318.
SUPPLEMENTARY INFORMATION: The
Federal Civil Penalties Inflation
Adjustment Act of 1990, Public Law
101–410, as amended by the Debt
Collection Improvement Act of 1996,
Public Law 104–134, required the head
of each agency to adjust its CMPs for
inflation no later than October 23, 1996
SUMMARY:
PO 00000
Frm 00021
Fmt 4700
Sfmt 4700
Within the Department of State (title
22, Code of Federal Regulations), this
rule affects four areas:
(1) Part 35, which implements the
Program Fraud Civil Remedies Act of
1986 (PFCRA), codified at 31 U.S.C.
3801–3812;
(2) Part 103, which implements the
Chemical Weapons Convention
Implementation Act of 1998 (CWC Act);
(3) Part 127, which implements the
penalty provisions of sections 38(e),
39A(c), and 40(k) of the Arms Export
Control Act (AECA) (22 U.S.C. 2778(e),
2779a(c), 2780(k)); and
(4) Part 138, which implements
Section 319 of Public Law 101–121,
codified at 31 U.S.C. 1352, and prohibits
recipients of Federal contracts, grants,
and loans from using appropriated
funds for lobbying the Executive or
Legislative Branches of the Federal
government in connection with a
specific contract.
Specific Changes to 22 CFR Made by
This Rule
I. Part 35
The PFRCA, enacted in 1986,
authorizes agencies, with approval from
the Department of Justice, to pursue
E:\FR\FM\19MRR1.SGM
19MRR1
Agencies
[Federal Register Volume 84, Number 53 (Tuesday, March 19, 2019)]
[Rules and Regulations]
[Pages 9950-9957]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2019-04896]
=======================================================================
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DEPARTMENT OF TRANSPORTATION
Federal Aviation Administration
14 CFR Part 91
[Docket No.: FAA-2011-0246; Amdt. No. 91-321D]
RIN 2120-AL40
Amendment of the Prohibition Against Certain Flights in the
Tripoli Flight Information Region (FIR) (HLLL)
AGENCY: Federal Aviation Administration (FAA), Department of
Transportation (DOT).
ACTION: Final rule.
-----------------------------------------------------------------------
SUMMARY: This action extends, with modifications to reflect changed
conditions in Libya, the Special Federal Aviation Regulation (SFAR)
prohibiting certain flight operations in the Tripoli Flight Information
Region (FIR) (HLLL) by all: United States (U.S.) air carriers; U.S.
commercial operators; persons exercising the privileges of an airman
certificate issued by the FAA, except when such persons are operating
U.S.-registered aircraft for a foreign air carrier; and operators of
U.S.-registered civil aircraft, except where the operator of such
aircraft is a foreign air carrier. This action extends the prohibition
of U.S. civil flight operations in the Tripoli FIR (HLLL) at altitudes
below Flight Level (FL) 300 to safeguard against continuing hazards to
U.S. civil aviation. However, this action also reduces the scope of the
prohibition, permitting U.S. civil aviation overflights of the Tripoli
FIR (HLLL) at altitudes at and above FL300 to resume, due to the
reduced risk to U.S. civil aviation operations at those altitudes. The
FAA also republishes, with minor revisions, the approval process and
exemption information for this SFAR, consistent with other recently
published flight prohibition SFARs; makes a minor editorial change to
the title of the rule; and makes other minor revisions for consistency
with other recently published flight prohibition SFARs.
[[Page 9951]]
DATES: This final rule is effective on March 19, 2019.
FOR FURTHER INFORMATION CONTACT: Dale E. Roberts, Air Transportation
Division, Flight Standards Service, Federal Aviation Administration,
800 Independence Avenue SW, Washington, DC 20591; telephone 202-267-
8166; email dale.e.roberts@faa.gov.
SUPPLEMENTARY INFORMATION:
I. Executive Summary
This action extends, with modifications to reflect changed
conditions in Libya, the prohibition against certain U.S. civil flight
operations in the Tripoli FIR (HLLL) by all: U.S. air carriers; U.S.
commercial operators; persons exercising the privileges of an airman
certificate issued by the FAA, except when such persons are operating
U.S.-registered aircraft for a foreign air carrier; and operators of
U.S.-registered civil aircraft, except where the operator of such
aircraft is a foreign air carrier, from March 20, 2019, to March 20,
2021. The FAA finds that security and safety conditions in the Tripoli
FIR (HLLL) at altitudes at or above FL300 support allowing U.S. civil
overflight operations at cruising altitudes at or above FL300 to
resume. Extremist/militant elements operating in Libya are believed not
to possess anti-aircraft weapons capable of threatening U.S. civil
aviation operations at or above FL260, and there is a lower risk of
civil-military deconfliction concerns at cruising altitudes at or above
FL300. However, the FAA finds the extension of the prohibition on U.S.
civil aviation operations in the Tripoli FIR (HLLL) at altitudes below
FL300 is necessary to safeguard against continuing hazards to U.S.
civil aviation associated with ongoing political instability, fighting
involving various militia/extremist/militant elements, and military
activity by foreign sponsors supporting various elements operating in
Libya.
The FAA also republishes, with minor revisions, the approval
process and exemption information for this SFAR, consistent with other
recently published flight prohibition SFARs; makes a minor editorial
change to the title of the rule; and makes other minor revisions for
consistency with other recently published flight prohibition SFARs.
II. Legal Authority and Good Cause
A. Legal Authority
The FAA is responsible for the safety of flight in the U.S. and for
the safety of U.S. civil operators, U.S.-registered civil aircraft, and
U.S.-certificated airmen throughout the world. The FAA Administrator's
authority to issue rules on aviation safety is found in title 49, U.S.
Code, Subtitle I, sections 106(f) and (g). Subtitle VII of title 49,
Aviation Programs, describes in more detail the scope of the agency's
authority. Section 40101(d)(1) provides that the Administrator shall
consider in the public interest, among other matters, assigning,
maintaining, and enhancing safety and security as the highest
priorities in air commerce. Section 40105(b)(1)(A) requires the
Administrator to exercise this authority consistently with the
obligations of the U.S. Government under international agreements.
This rulemaking is promulgated under the authority described in
Subtitle VII, Part A, subpart III, section 44701, General requirements.
Under that section, the FAA is charged broadly with promoting safe
flight of civil aircraft in air commerce by prescribing, among other
things, regulations and minimum standards for practices, methods, and
procedures that the Administrator finds necessary for safety in air
commerce and national security.
This regulation is within the scope of FAA's authority because it
continues to prohibit the persons described in paragraph (a) of SFAR
No. 112, Sec. 91.1603, from conducting flight operations in the
Tripoli FIR (HLLL) at altitudes below FL300 due to the continuing
hazards to the safety of U.S. civil flight operations at those
altitudes, as described in the preamble to this final rule.
B. Good Cause for Immediate Adoption
Section 553(b)(3)(B) of title 5, U.S. Code, authorizes agencies to
dispense with notice and comment procedures for rules when the agency
for ``good cause'' finds that those procedures are ``impracticable,
unnecessary, or contrary to the public interest.'' Section 553(d) also
authorizes agencies to forgo the delay in the effective date of the
final rule for good cause found and published with the rule. In this
instance, the FAA finds good cause to forgo notice and comment because
notice and comment would be impracticable and contrary to the public
interest. In addition, it is contrary to the public interest to delay
the effective date of this SFAR.
The risk environment for U.S. civil aviation in airspace managed by
other countries with respect to safety of flight risks posed by weapons
capable of targeting, or otherwise negatively affecting, U.S. civil
aviation, as well as other hazards to U.S. civil aviation associated
with fighting, extremist/militant activity, or heightened tensions, is
fluid. This fluidity and the need for the FAA to rely upon classified
information in assessing these risks make seeking notice and comment
impracticable and contrary to the public interest. With respect to the
impracticability of notice and comment procedures, the potential for
rapid changes in the risks to U.S. civil aviation significantly limits
how far in advance of a new or amended flight prohibition the FAA can
usefully assess the risk environment. The fluid nature of these risks
also means that the FAA's original proposal could become unsuitable for
minimizing the hazards to U.S. civil aviation in the affected airspace
during or after any public notice and comment process. Furthermore, to
the extent that these rules and any amendments to them are based upon
classified information, the FAA is not legally permitted to share such
information with the general public, who cannot meaningfully comment on
information to which they are not legally allowed access.
Under these conditions, public interest considerations also favor
not seeking notice and comment for these rules and any amendments to
them. While there is a public interest in having an opportunity for the
public to comment on agency action, there is a greater public interest
in having the FAA's flight prohibitions, and any amendments thereto,
reflect the agency's most current understanding of the risk environment
for U.S. civil aviation. This allows the FAA to appropriately protect
the safety of U.S. operators' aircraft and the lives of their
passengers and crews without over-restricting U.S. operators' routing
options. The FAA has identified an ongoing need to maintain the flight
prohibition for U.S. civil aviation operations at altitudes below FL300
in the Tripoli FIR (HLLL) due to continued safety-of-flight hazards
associated with ongoing political instability, fighting involving
various militia/extremist/militant elements, and military activity by
foreign sponsors supporting various elements operating in Libya. These
hazards, which are further described in the preamble to this rule,
require that the FAA's flight prohibition for U.S. civil aviation
operations be continued without interruption for altitudes below FL300.
For altitudes at or above FL300, any delay in the effective date of the
rule would continue a prohibition on U.S. civil overflights at those
altitudes that the FAA has determined is no longer needed for the
safety of U.S. civil aviation and would thus unnecessarily restrict
U.S. operators' routing options at those altitudes.
For these reasons, the FAA finds good cause to forgo notice and
comment and
[[Page 9952]]
any delay in the effective date for this rule.
III. Background
As a result of safety and national security concerns regarding
flight operations in the Tripoli FIR (HLLL), the FAA issued SFAR No.
112, Sec. 91.1603, in March 2011,\1\ prohibiting all: U.S. air
carriers; U.S. commercial operators; persons exercising the privileges
of an airman certificate issued by the FAA, except when such persons
were operating U.S.-registered aircraft for a foreign air carrier; and
operators of U.S.-registered civil aircraft, except operators of such
aircraft that were foreign air carriers, from conducting flight
operations in the Tripoli FIR (HLLL), except as provided in paragraphs
(c) and (d) of the regulation.
---------------------------------------------------------------------------
\1\ 76 FR 16238, March 23, 2011.
---------------------------------------------------------------------------
When SFAR No. 112, Sec. 91.1603, was first issued, an armed
conflict was ongoing in Libya, which presented a hazard to U.S. civil
aviation. The FAA was concerned that runways at Libya's international
airports, including the main international airports serving Benghazi
(HLLB) and Tripoli (HLLT), might be damaged or degraded. There was also
concern that air navigation services in the Tripoli FIR (HLLL) might be
unavailable or degraded. In addition, the proliferation of air defense
weapons, including Man-Portable Air-Defense Systems (MANPADS), and the
presence of military operations, including Libyan aerial bombardments
and unplanned military flights entering and departing the Tripoli FIR
(HLLL), posed a hazard to U.S. civil operators, U.S.-registered civil
aircraft, and FAA-certificated airmen that might operate in the Tripoli
FIR (HLLL). Additionally, the United Nations Security Council had
adopted Resolution 1973 on March 18, 2011, which mandated a ban on all
flights in the airspace of Libya, with certain exceptions.
By March 2014, although former Libyan leader Muammar Gaddafi's
regime had been overthrown, and the UN-mandated ban on flights in
Libyan airspace had been lifted, the FAA continued to have significant
security concerns for Libya and for the safety of U.S. civil aviation
operations in the country. On March 20, 2014, the FAA extended the
expiration date of SFAR No. 112, Sec. 91.1603, to March 20, 2015.\2\
The FAA considered that, on December 12, 2013, the Department of State
had issued a Travel Warning strongly advising against all non-essential
travel to Libya. Additionally, many military-grade weapons remained in
the hands of private individuals and groups, among them anti-aircraft
weapons that could be used against civil aviation, including MANPADS.
---------------------------------------------------------------------------
\2\ 79 FR 15679, March 20, 2014, corrected at 79 FR 19288, April
8, 2014.
---------------------------------------------------------------------------
In March 2015, the FAA continued to have significant concerns
regarding the safety of U.S. civil aviation operations in the Tripoli
FIR (HLLL) at all altitudes due to the hazardous situation created by
the ongoing fighting involving various militant groups and Libyan
military forces in various areas of Libya, including some near Tripoli
and Benghazi. Islamist militant groups held and controlled significant
portions of Western Libya, including areas in close proximity to
Tripoli International Airport (HLLT). Militant groups, such as Libyan
Dawn, possessed a variety of anti-aircraft weapons, which gave them the
capability to target aircraft upon landing and departure and at higher
altitudes. Civil aviation infrastructure continued to be at risk from
indirect fire from mortars and rockets targeting Libyan airports during
the ongoing fighting. For these reasons, the FAA extended the
expiration date of SFAR No. 112, Sec. 91.1603, from March 20, 2015, to
March 20, 2017.\3\
---------------------------------------------------------------------------
\3\ 80 FR 15503, March 24, 2015.
---------------------------------------------------------------------------
In March 2017, the FAA continued to assess the situation in the
Tripoli FIR (HLLL) as being hazardous for U.S. civil aviation. The
newly-established interim government did not control vast portions of
Libyan territory, security conditions remained unstable throughout the
country, and the FAA was concerned that fighting could flare up with
little or no warning as various elements vied for political influence
and territorial control. Anti-aircraft-capable weapons remained a
continuing threat, as demonstrated by the July 2016 shoot down of a
military helicopter near Benghazi. Therefore, since there was a
significant continuing risk to the safety of U.S. civil aviation in the
Tripoli FIR (HLLL), the FAA extended the expiration date of SFAR No.
112, Sec. 91.1603, from March 20, 2017, to March 20, 2019.\4\
---------------------------------------------------------------------------
\4\ 82 FR 14433, March 21, 2017.
---------------------------------------------------------------------------
IV. Discussion of the Final Rule
Since the 2017 final rule, the FAA finds that security and safety
conditions have sufficiently improved to allow U.S. civil flights to
operate in the Tripoli FIR (HLLL) at altitudes at or above FL300.
However, the FAA finds an extension of the prohibition is necessary for
altitudes below FL300 to safeguard against continuing hazards to U.S.
civil aviation.
Extremist/militant elements operating in Libya are believed not to
possess anti-aircraft weapons capable of threatening U.S. civil
aviation operations at or above FL260, and there is a lower risk of
civil-military deconfliction concerns at cruising altitudes at or above
FL300. Based on this assessment, the FAA has determined that
overflights of the Tripoli FIR (HLLL) may be conducted safely at or
above FL300, subject to the approval of, and in accordance with the
conditions established by, the appropriate authorities of Libya.
Currently, there are two air navigation service providers (ANSPs)
operating in the Tripoli FIR (HLLL). The Tripoli-based ANSP is
recognized by the International Civil Aviation Organization (ICAO) and
has issued an Aeronautical Information Publication (AIP) and a NOTAM
containing overflight procedures for civil aviation operations in the
Tripoli FIR (HLLL). The ANSP in Benghazi provides air navigation
services in the eastern part of the country. Despite the fact that
there are two ANSPs operating in the Tripoli FIR (HLLL), the FAA has
determined that this situation poses a minimal safety risk to U.S.
civil overflight operations. There are appropriately publicized
overflight instructions in the AIP and NOTAM. Additionally, the FAA has
not received any reports of the two ANSPs providing conflicting
guidance to civil aircraft or otherwise behaving in ways that would
pose safety of flight concerns for international overflights.
For these reasons, the FAA has determined the risk to U.S. civil
aviation in the Tripoli FIR (HLLL) has been sufficiently reduced to
permit U.S. civil aviation operations at or above FL300. This change
allows U.S. operators the option of using certain air routes connecting
Europe with central Africa and western Africa with the Middle East.
Operators are reminded to review current aeronautical information,
including the relevant AIP and all applicable NOTAMS, prior to
conducting flight operations in the Tripoli FIR (HLLL) at or above
FL300; maintain communications with air traffic control; and follow air
traffic control instructions.
The FAA remains concerned about the hazards to U.S. civil aviation
operations in the Tripoli FIR (HLLL) at altitudes below FL300, which
necessitate a continuing flight prohibition for those altitudes. These
hazards relate to continued instability in Libya, fighting involving
various militia/extremist/militant elements, the ready availability to
extremists/militants of anti-aircraft-capable weapons, and
[[Page 9953]]
aerial activity by foreign sponsors supporting various elements
operating in Libya that may not be adequately de-conflicted with civil
air traffic. The risks to U.S. civil aviation are greatest at airports
in Libya and during low altitude operations near airports or in areas
of actual or potential fighting.
Libya remains politically unstable, with a fragile security
situation. Since the fall of the Gaddafi regime, Libya has struggled
with a power vacuum, a limited security apparatus, and limited
territorial control. There are multiple extremist/militant groups with
footholds in Libya that are armed with anti-aircraft-capable weapons.
Various militia/extremist/militant groups continue to vie for strategic
influence and control of vital infrastructure, including airports.
Competing armed factions have periodically clashed in close proximity
to Mitiga International Airport (HLLM) in Tripoli, resulting in
multiple flight disruptions. In October 2017, a Libyan Airlines A330
flying at low altitude near HLLM suffered damage from small-arms fire
associated with such a clash. In January 2017, factional fighting
resulted in a five-day closure of the airport and damage to multiple
passenger aircraft that were on the tarmac by artillery or small-arms
fire. Clashes erupted near the airport again in August 2018, resulting
in multiple flight disruptions and closures of the airport throughout
September 2018. On August 31, 2018, indirect fire damaged at least one
hangar at HLLM, and, in October 2018, a rocket attack resulted in
aircraft being relocated away from the airport and inbound flights
rerouted.
Additionally, violent extremists/militants active in Libya possess,
or have access to, a wide array of anti-aircraft-capable weapons posing
a risk to U.S. civil aviation operating at altitudes below FL260.
Aerial activity of foreign sponsors supporting various factions in
Libya occurs primarily at altitudes below FL300. This amendment permits
U.S. civil overflights of the Tripoli FIR (HLLL) only at FL300 and
above. Foreign sponsor aerial activities that present civil-military
deconfliction challenges at altitudes below FL300 include a variety of
unmanned aircraft systems (UAS) and other military aircraft operations,
along with the potential for electronic interference from counter-UAS
measures. While aircraft overflying the Tripoli FIR (HLLL) at altitudes
at or above FL300 could potentially encounter electronic interference
from counter-UAS measures, such interference would not present a
significant flight safety hazard. At cruising altitudes at or above
FL300, pilots would have sufficient time to recognize the interference
and respond to it by the use of, and verification from, other
instruments or navigation aids.
Therefore, based on the changed circumstances in the Tripoli FIR
(HLLL) at altitudes at and above FL300, the FAA is modifying its flight
prohibition for U.S. civil aviation to permit overflights of the
Tripoli FIR (HLLL) at altitudes at and above FL300, subject to the
approval of, and in accordance with the conditions established by, the
appropriate authorities of Libya. However, as a result of the
significant continuing risk to the safety of U.S. civil aviation
operating at altitudes below FL300 in the Tripoli FIR (HLLL), the FAA
extends the expiration date of SFAR No. 112, Sec. 91.1603, from March
20, 2019 to March 20, 2021, and maintains its prohibition of U.S. civil
flight operations in the Tripoli FIR (HLLL) at altitudes below FL300.
The FAA will continue to actively monitor the situation and
evaluate the extent to which U.S. civil operators and airmen may be
able to operate safely in the Tripoli FIR (HLLL) at altitudes below
FL300. Amendments to SFAR No. 112, Sec. 91.1603, may be appropriate if
the risk to aviation safety and security changes. The FAA may amend or
rescind SFAR No. 112, Sec. 91.1603, as necessary, prior to its
expiration date.
The FAA also republishes, with minor revisions, the approval
process and exemption information for this SFAR, so that persons
described in paragraph (a) of the rule may refer to this final rule,
rather than having to search through previous final rules to find the
relevant approval process and exemption information. This approval
process and exemption information is consistent with other similar
SFARs and recent agency practice. In addition, the FAA is making an
editorial correction to the title of the rule so that the ICAO four-
letter FIR identification code appears in parentheses after ``Tripoli
Flight Information Region'' or ``Tripoli FIR,'' in accordance with the
title formatting of more recently published SFARs. The FAA also makes
other minor revisions for consistency with other recently published
flight prohibition SFARs.
V. Approval Process Based on a Request From a Department, Agency, or
Instrumentality of the United States Government
A. Approval Process Based on an Authorization Request From a
Department, Agency, or Instrumentality of the United States Government
In some instances, U.S. government departments, agencies, or
instrumentalities may need to engage U.S. civil aviation to support
their activities in the Tripoli FIR (HLLL) at altitudes below FL300. If
a department, agency, or instrumentality of the U.S. Government
determines that it has a critical need to engage any person described
in SFAR No. 112, Sec. 91.1603, including a U.S. air carrier or
commercial operator, to conduct a charter to transport civilian or
military passengers or cargo, or other operations, in the Tripoli FIR
(HLLL) at altitudes below FL300, that department, agency, or
instrumentality may request the FAA to approve persons described in
SFAR No. 112, Sec. 91.1603, to conduct such operations.
An approval request must be made directly by the requesting
department, agency, or instrumentality of the U.S. Government to the
FAA's Associate Administrator for Aviation Safety in a letter signed by
an appropriate senior official of the requesting department, agency, or
instrumentality. The FAA will not accept or consider requests for
approval by anyone other than the requesting department, agency, or
instrumentality. In addition, the senior official signing the letter
requesting FAA approval on behalf of the requesting department, agency,
or instrumentality must be sufficiently positioned within the
organization to demonstrate that the senior leadership of the
requesting department, agency, or instrumentality supports the request
for approval and is committed to taking all necessary steps to minimize
operational risks to the proposed flights. The senior official must
also be in a position to: (1) Attest to the accuracy of all
representations made to the FAA in the request for approval and (2)
ensure that any support from the requesting U.S. Government department,
agency, or instrumentality described in the request for approval is in
fact brought to bear and is maintained over time. Unless justified by
exigent circumstances, requests for approval must be submitted to the
FAA no less than 30 calendar days before the date on which the
requesting department, agency, or instrumentality wishes the proposed
operations to commence.
The letter must be sent to the Associate Administrator for Aviation
Safety, Federal Aviation Administration, 800 Independence Avenue SW,
Washington, DC 20591. Electronic submissions are acceptable, and the
requesting entity may request that the FAA notify it electronically as
to whether the approval request is granted. If a requestor wishes to
make an electronic submission to the FAA, the requestor should contact
the Air
[[Page 9954]]
Transportation Division, Flight Standards Service, at (202) 267-8166,
to obtain the appropriate email address. A single letter may request
approval from the FAA for multiple persons described in SFAR No. 112,
Sec. 91.1603, and/or for multiple flight operations. To the extent
known, the letter must identify the person(s) expected to be covered
under the SFAR on whose behalf the U.S. Government department, agency,
or instrumentality is seeking FAA approval, and it must describe--
The proposed operation(s), including the nature of the
mission being supported;
The service to be provided by the person(s) covered by the
SFAR;
To the extent known, the specific locations in the Tripoli
FIR (HLLL) at altitudes below FL300 where the proposed operation(s)
will be conducted, including, but not limited to, the flight path and
altitude of the aircraft while it is operating in the Tripoli FIR
(HLLL) at altitudes below FL300 and the airports, airfields and/or
landing zones at which the aircraft will take-off and land; and
The method by which the department, agency, or
instrumentality will provide, or how the operator will otherwise
obtain, current threat information and an explanation of how the
operator will integrate this information into all phases of the
proposed operations (i.e., pre-mission planning and briefing, in-
flight, and post-flight phases).
The request for approval must also include a list of operators with
whom the U.S. Government department, agency, or instrumentality
requesting FAA approval has a current contract(s), grant(s), or
cooperative agreement(s) (or its prime contractor has a subcontract(s))
for specific flight operations in the Tripoli FIR (HLLL) at altitudes
below FL300. Additional operators may be identified to the FAA at any
time after the FAA approval is issued. However, all additional
operators must be identified to, and obtain an Operations Specification
(OpSpec) or Letter of Authorization (LOA) from, the FAA, as
appropriate, for operations in the Tripoli FIR (HLLL) at altitudes
below FL300, before such operators commence such operations. The
approval conditions discussed below apply to any such additional
operators. Updated lists should be sent to the email address to be
obtained from the Air Transportation Division, by calling (202) 267-
8166.
If an approval request includes classified information, requestors
may contact Aviation Safety Inspector Dale E. Roberts for instructions
on submitting it to the FAA. His contact information is listed in the
For Further Information Contact section of this final rule.
FAA approval of an operation under SFAR No. 112, Sec. 91.1603,
does not relieve persons subject to this SFAR of their responsibility
to comply with all other applicable FAA rules and regulations.
Operators of civil aircraft must comply with the conditions of their
certificate, OpSpecs, and LOAs, as applicable. Operators must also
comply with all rules and regulations of other U.S. Government
departments or agencies that may apply to the proposed operation(s),
including, but not limited to, regulations issued by the Transportation
Security Administration.
B. Approval Conditions
If the FAA approves the request, the FAA's Aviation Safety
Organization will send an approval letter to the requesting department,
agency, or instrumentality informing it that the FAA's approval is
subject to all of the following conditions:
(1) The approval will stipulate those procedures and conditions
that limit, to the greatest degree possible, the risk to the operator,
while still allowing the operator to achieve its operational
objectives.
(2) Before any approval takes effect, the operator must submit to
the FAA:
(a) A written release of the U.S. Government from all damages,
claims, and liabilities, including without limitation legal fees and
expenses, relating to any event arising out of or related to the
approved operations in the Tripoli FIR (HLLL) at altitudes below FL300;
and
(b) The operator's written agreement to indemnify the U.S.
Government with respect to any and all third-party damages, claims, and
liabilities, including without limitation legal fees and expenses,
relating to any event arising from or related to the approved
operations in the Tripoli FIR (HLLL) at altitudes below FL300.
(3) Other conditions that the FAA may specify, including those that
may be imposed in OpSpecs or LOAs, as applicable.
The release and agreement to indemnify do not preclude an operator
from raising a claim under an applicable non-premium war risk insurance
policy issued by the FAA under chapter 443 of title 49, U.S. Code.
If the FAA approves the proposed operation(s), the FAA will issue
an OpSpec or a LOA, as applicable, to the operator(s) identified in the
original request authorizing them to conduct the approved operation(s),
and will notify the department, agency, or instrumentality that
requested the FAA approval of any additional conditions beyond those
contained in the approval letter.
VI. Information Regarding Petitions for Exemption
Any operations not conducted under an approval issued by the FAA
through the approval process set forth previously must be conducted
under an exemption from SFAR No. 112, Sec. 91.1603. A petition for
exemption must comply with 14 CFR part 11 and requires exceptional
circumstances beyond those contemplated by the approval process
described in the previous section. In addition to the information
required by 14 CFR 11.81, at a minimum, the requestor must describe in
its submission to the FAA--
The proposed operation(s), including the nature of the
operation;
The service to be provided by the person(s) covered by the
SFAR;
The specific locations in the Tripoli FIR (HLLL) at
altitudes below FL300 where the proposed operation(s) will be
conducted, including, but not limited to, the flight path and altitude
of the aircraft while it is operating in the Tripoli FIR (HLLL) at
altitudes below FL300 and the airports, airfields and/or landing zones
at which the aircraft will take-off and land;
The method by which the operator will obtain current
threat information, and an explanation of how the operator will
integrate this information into all phases of its proposed operations
(i.e., the pre-mission planning and briefing, in-flight, and post-
flight phases); and
The plans and procedures that the operator will use to
minimize the risks, identified in this preamble, to the proposed
operations, so that granting the exemption would not adversely affect
safety or would provide a level of safety at least equal to that
provided by this SFAR. Note: The FAA has found comprehensive, organized
plans and procedures to be helpful in facilitating the agency's safety
evaluation of petitions for exemption from flight prohibition SFARs.
Additionally, the release and agreement to indemnify, as referred
to previously, are required as a condition of any exemption that may be
issued under SFAR No. 112, Sec. 91.1603.
The FAA recognizes that operations that may be affected by SFAR No.
112, Sec. 91.1603, may be planned for the governments of other
countries with the support of the U.S. Government. While these
operations will not be permitted through the approval process, the FAA
will consider exemption requests for such operations on an expedited
basis
[[Page 9955]]
and prior to any private exemption requests.
If a petition for exemption includes security-sensitive or
proprietary information, requestors may contact Aviation Safety
Inspector Dale E. Roberts for instructions on submitting it to the FAA.
His contact information is listed in the For Further Information
Contact section of this final rule.
VII. Regulatory Notices and Analyses
Changes to Federal regulations must undergo several economic
analyses. First, Executive Orders 12866 and 13563 direct that each
Federal agency shall propose or adopt a regulation only upon a reasoned
determination that the benefits of the intended regulation justify its
costs. Second, the Regulatory Flexibility Act of 1980 (Pub. L. 96-354),
as codified in 5 U.S.C. 603 et seq., requires agencies to analyze the
economic impact of regulatory changes on small entities. Third, the
Trade Agreements Act of 1979 (Pub. L. 96-39), as codified in 19 U.S.C.
chapter 13, prohibits agencies from setting standards that create
unnecessary obstacles to the foreign commerce of the United States. In
developing U.S. standards, the Trade Agreements Act requires agencies
to consider international standards and, where appropriate, that they
be the basis of U.S. standards. Fourth, the Unfunded Mandates Reform
Act of 1995 (Pub. L. 104-4), as codified in 2 U.S.C. chapter 25,
requires agencies to prepare a written assessment of the costs,
benefits, and other effects of proposed or final rules that include a
Federal mandate likely to result in the expenditure by State, local, or
tribal governments, in the aggregate, or by the private sector, of $100
million or more annually (adjusted for inflation with base year of
1995). This portion of the preamble summarizes the FAA's analysis of
the economic impacts of this final rule.
In conducting these analyses, the FAA has determined that this
final rule has benefits that justify its costs. This rule is a
significant regulatory action, as defined in section 3(f) of Executive
Order 12866, as it raises novel policy issues contemplated under that
Executive Order. As notice and comment under 5 U.S.C. 553 are not
required for this final rule, the regulatory flexibility analyses
described in 5 U.S.C. 603 and 604 regarding impacts on small entities
are not required. This rule will not create unnecessary obstacles to
the foreign commerce of the United States. This rule will not impose an
unfunded mandate on State, local, or tribal governments, or on the
private sector, by exceeding the threshold identified previously.
A. Regulatory Evaluation
This action extends the expiration date of SFAR No. 112, Sec.
91.1603, until March 20, 2021, and amends the rule to allow U.S. civil
flight operations at altitudes at or above FL300 in the Tripoli FIR
(HLLL). The FAA has determined that continuing to prohibit U.S. civil
flight operations at altitudes below FL300 in the Tripoli FIR (HLLL)
imposes only minimal cost, because few operators subject to the rule
wish to operate in that airspace, owing to the continuing significant
hazards to U.S. civil aviation therein, as detailed in the preamble of
this final rule. The final rule provides an approval process, as
previously described, for U.S. Government departments, agencies, and
instrumentalities needing to engage U.S. civil aviation to support
their activities in the Tripoli FIR (HLLL) at altitudes below FL300.
Since 2011, when SFAR No. 112 was first issued, the FAA has granted a
small number of such approvals, only two of which are currently active.
Further supporting the finding, the FAA has only received one petition
for exemption from SFAR No. 112, Sec. 91.1603, since its original
issuance in 2011. That petition for exemption was subsequently
withdrawn by the petitioner. As a result, the FAA finds the rule to be
cost-beneficial, since the costs to the few operators who might wish to
operate in the Tripoli FIR (HLLL) at altitudes below FL300 are exceeded
by the benefits of avoiding significant loss of life, injuries, and
property damage that might result if a U.S. operator's aircraft were
downed by any of the hazards described in the preamble to this final
rule.
The FAA has determined, however, that extremist/militant elements
operating in Libya are assessed not to possess anti-aircraft weapons
capable of threatening U.S. civil aviation above FL260 and has also
determined that there is a reduced risk of civil-military deconfliction
concerns at cruising altitudes above FL300. Based on these assessments,
this action amends the rule to allow overflights of the Tripoli FIR
(HLLL) by U.S. civil operators and airmen at or above FL300. This
provision is cost-beneficial, because it allows U.S. civil aviation
operators the option of using certain air routes connecting Europe with
central Africa and western Africa with the Middle East. These expected
benefits outweigh the expected costs associated with the residual risk
to U.S. civil aviation operations at or above FL300 from the hazards
described in the preamble to this final rule.
B. Regulatory Flexibility Act
The Regulatory Flexibility Act (RFA), in 5 U.S.C. 603, requires an
agency to prepare an initial regulatory flexibility analysis describing
impacts on small entities whenever an agency is required by 5 U.S.C.
553, or any other law, to publish a general notice of proposed
rulemaking for any proposed rule. Similarly, 5 U.S.C. 604 requires an
agency to prepare a final regulatory flexibility analysis when an
agency issues a final rule under 5 U.S.C. 553, after being required by
that section or any other law to publish a general notice of proposed
rulemaking. The FAA found good cause to forgo notice and comment and
any delay in the effective date for this rule. As notice and comment
under 5 U.S.C. 553 are not required in this situation, the regulatory
flexibility analyses described in 5 U.S.C. 603 and 604 are not
required.
C. International Trade Impact Assessment
The Trade Agreements Act of 1979 (Pub. L. 96-39) prohibits Federal
agencies from establishing standards or engaging in related activities
that create unnecessary obstacles to the foreign commerce of the United
States. Pursuant to this Act, the establishment of standards is not
considered an unnecessary obstacle to the foreign commerce of the
United States, so long as the standard has a legitimate domestic
objective, such as the protection of safety, and does not operate in a
manner that excludes imports that meet this objective. The statute also
requires consideration of international standards and, where
appropriate, that they be the basis for U.S. standards.
The FAA has assessed the potential effect of this final rule and
determined that its purpose is to protect the safety of U.S. civil
aviation from hazards to aircraft operations in the Tripoli FIR (HLLL),
a location outside the U.S. Therefore, this final rule complies with
the Trade Agreements Act of 1979.
D. Unfunded Mandates Assessment
Title II of the Unfunded Mandates Reform Act of 1995 (Pub. L. 104-
4) requires each Federal agency to prepare a written statement
assessing the effects of any Federal mandate in a proposed or final
agency rule that may result in an expenditure of $100 million or more
(in 1995 dollars) in any one year by State, local, and tribal
governments, in the aggregate, or by the private sector; such a mandate
is deemed to be a ``significant
[[Page 9956]]
regulatory action.'' The FAA currently uses an inflation-adjusted value
of $155 million in lieu of $100 million.
This final rule does not contain such a mandate. Therefore, the
requirements of Title II of the Act do not apply.
E. Paperwork Reduction Act
The Paperwork Reduction Act of 1995 (44 U.S.C. 3507(d)) requires
that the FAA consider the impact of paperwork and other information
collection burdens imposed on the public. The FAA has determined there
is no new requirement for information collection associated with this
final rule.
F. International Compatibility and Cooperation
In keeping with U.S. obligations under the Convention on
International Civil Aviation, it is FAA's policy to conform to ICAO
Standards and Recommended Practices to the maximum extent practicable.
The FAA has determined there are no ICAO Standards and Recommended
Practices that correspond to this regulation.
While the FAA's flight prohibition does not apply to foreign air
carriers, DOT codeshare authorizations prohibit foreign air carriers
from carrying a U.S. codeshare partner's code on a flight segment that
operates in airspace for which the FAA has issued a flight prohibition.
In addition, foreign air carriers and other foreign operators may
choose to avoid, or be advised/directed by their civil aviation
authorities to avoid, airspace for which the FAA has issued a flight
prohibition.
G. Environmental Analysis
The FAA has analyzed this action under Executive Order 12114,
Environmental Effects Abroad of Major Federal Actions (44 FR 1957,
January 4, 1979), and DOT Order 5610.1C, Paragraph 16. Executive Order
12114 requires the FAA to be informed of environmental considerations
and take those considerations into account when making decisions on
major Federal actions that could have environmental impacts anywhere
beyond the borders of the United States. The FAA has determined this
action is exempt pursuant to Section 2-5(a)(i) of Executive Order
12114, because it does not have the potential for a significant effect
on the environment outside the United States.
In accordance with FAA Order 1050.1F, ``Environmental Impacts:
Policies and Procedures,'' paragraph 8-6(c), FAA has prepared a
memorandum for the record stating the reason(s) for this determination;
this memorandum has been placed in the docket for this rulemaking.
VIII. Executive Order Determinations
A. Executive Order 13132, Federalism
The FAA has analyzed this rule under the principles and criteria of
Executive Order 13132, Federalism. The agency has determined this
action would not have a substantial direct effect on the States, or the
relationship between the Federal Government and the States, or on the
distribution of power and responsibilities among the various levels of
government, and, therefore, would not have Federalism implications.
B. Executive Order 13211, Regulations That Significantly Affect Energy
Supply, Distribution, or Use
The FAA analyzed this rule under Executive Order 13211, Actions
Concerning Regulations that Significantly Affect Energy Supply,
Distribution, or Use (May 18, 2001). The agency has determined that it
would not be a ``significant energy action'' under the executive order
and would not be likely to have a significant adverse effect on the
supply, distribution, or use of energy.
C. Executive Order 13609, Promoting International Regulatory
Cooperation
Executive Order 13609, Promoting International Regulatory
Cooperation, (77 FR 26413, May 4, 2012) promotes international
regulatory cooperation to meet shared challenges involving health,
safety, labor, security, environmental, and other issues and to reduce,
eliminate, or prevent unnecessary differences in regulatory
requirements. The FAA has analyzed this action under the policies and
agency responsibilities of Executive Order 13609, and has determined
that this action would have no effect on international regulatory
cooperation.
D. Executive Order 13771, Reducing Regulation and Controlling
Regulatory Costs
This rule is not subject to the requirements of E.O. 13771 (82 FR
9339, Feb. 3, 2017) because it is issued with respect to a national
security function of the United States.
IX. Additional Information
A. Availability of Rulemaking Documents
An electronic copy of a rulemaking document may be obtained from
the internet by--
Searching the Federal Document Management System (FDMS)
Portal (https://www.regulations.gov);
Visiting the FAA's Regulations and Policies web page at
https://www.faa.gov/regulations_policies; or
Accessing the Government Publishing Office's web page at
https://www.govinfo.gov.
Copies may also be obtained by sending a request (identified by
amendment or docket number of this rulemaking) to the Federal Aviation
Administration, Office of Rulemaking, ARM-1, 800 Independence Avenue
SW, Washington, DC 20591, or by calling (202) 267-9677.
Except for classified material, all documents the FAA considered in
developing this rule, including economic analyses and technical
reports, may be accessed from the internet through the Federal Document
Management System Portal referenced previously.
B. Small Business Regulatory Enforcement Fairness Act
The Small Business Regulatory Enforcement Fairness Act of 1996
(SBREFA) (Pub. L. 104-121) (set forth as a note to 5 U.S.C. 601)
requires FAA to comply with small entity requests for information or
advice about compliance with statutes and regulations within its
jurisdiction. A small entity with questions regarding this document may
contact its local FAA official, or the persons listed under the FOR
FURTHER INFORMATION CONTACT heading at the beginning of the preamble.
To find out more about SBREFA on the internet, visit https://www.faa.gov/regulations_policies/rulemaking/sbre_act/.
List of Subjects in 14 CFR Part 91
Air traffic control, Aircraft, Airmen, Airports, Aviation safety,
Freight, Libya.
The Amendment
In consideration of the foregoing, the Federal Aviation
Administration amends chapter I of title 14, Code of Federal
Regulations, part 91, as follows:
PART 91--GENERAL OPERATING AND FLIGHT RULES
0
1. The authority citation for part 91 continues to read as follows:
Authority: 49 U.S.C. 106(f), 106(g), 1155, 40101, 40103, 40105,
40113, 40120, 44101, 44111, 44701, 44704, 44709, 44711, 44712,
44715, 44716, 44717, 44722, 46306, 46315, 46316, 46504, 46506-46507,
47122, 47508, 47528-47531, 47534, Pub. L. 114-190, 130 Stat. 615 (49
U.S.C. 44703 note); articles 12 and 29 of the Convention on
International Civil Aviation (61 Stat. 1180), (126 Stat. 11).
0
2. Revise Sec. 91.1603 to read as follows:
[[Page 9957]]
Sec. 91.1603 Special Federal Aviation Regulation No. 112--Prohibition
Against Certain Flights in the Tripoli Flight Information Region (FIR)
(HLLL).
(a) Applicability. This Special Federal Aviation Regulation (SFAR)
applies to the following persons:
(1) All U.S. air carriers and U.S. commercial operators;
(2) All persons exercising the privileges of an airman certificate
issued by the FAA, except when such persons are operating U.S.-
registered aircraft for a foreign air carrier; and
(3) All operators of U.S.-registered civil aircraft, except where
the operator of such aircraft is a foreign air carrier.
(b) Flight prohibition. Except as provided in paragraphs (c) and
(d) of this section, no person described in paragraph (a) of this
section may conduct flight operations in the Tripoli Flight Information
Region (FIR) (HLLL).
(c) Permitted operations. This section does not prohibit persons
described in paragraph (a) of this section from conducting flight
operations in the Tripoli Flight Information Region (FIR) (HLLL) under
the following circumstances:
(1) Overflights of the Tripoli FIR (HLLL) may be conducted at
altitudes at or above FL300, subject to the approval of, and in
accordance with the conditions established by, the appropriate
authorities of Libya.
(2) Flight operations in the Tripoli FIR (HLLL) at altitudes below
FL300 are permitted if they are conducted under a contract, grant, or
cooperative agreement with a department, agency, or instrumentality of
the U.S. Government (or under a subcontract between the prime
contractor of the department, agency, or instrumentality and the person
described in paragraph (a) of this section) with the approval of the
FAA, or under an exemption issued by the FAA. The FAA will consider
requests for approval or exemption in a timely manner, with the order
of preference being: First, for those operations in support of U.S.
Government-sponsored activities; second, for those operations in
support of government-sponsored activities of a foreign country with
the support of a U.S. Government department, agency, or
instrumentality; and third, for all other operations.
(d) Emergency situations. In an emergency that requires immediate
decision and action for the safety of the flight, the pilot in command
of an aircraft may deviate from this section to the extent required by
that emergency. Except for U.S. air carriers and commercial operators
that are subject to the requirements of 14 CFR part 119, 121, 125, or
135, each person who deviates from this section must, within 10 days of
the deviation, excluding Saturdays, Sundays, and Federal holidays,
submit to the responsible Flight Standards Office a complete report of
the operations of the aircraft involved in the deviation, including a
description of the deviation and the reasons for it.
(e) Expiration. This Special Federal Aviation Regulation (SFAR)
will remain in effect until March 20, 2021. The FAA may amend, rescind,
or extend this SFAR, as necessary.
Issued in Washington, DC, under the authority of 49 U.S.C.
106(f) and (g), 40101(d)(1), 40105(b)(1)(A), and 44701(a)(5), on
March 12, 019.
Daniel K. Elwell,
Acting Administrator.
[FR Doc. 2019-04896 Filed 3-18-19; 8:45 am]
BILLING CODE 4910-13-P