Privacy Act of 1974; System of Records, 7408-7410 [2019-03831]
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7408
Federal Register / Vol. 84, No. 42 / Monday, March 4, 2019 / Notices
benefits; to the Department of Labor,
Office of Worker’s Compensation to
process compensation claims; to the
Department of Defense to adjust military
retirement; to health insurance carriers
to process insurance claims; and to the
Department of Veterans Affairs for the
purpose of evaluating veteran’s benefits
to which the individual may be entitled.
(20) To other federal agencies to effect
salary or administrative offsets, or for
other purposes connected with the
collection of debts owed to the United
States, pursuant to sections 5 and 10 of
the Debt Collection Act of 1982, as
amended by the Debt Collection
Improvement Act of 1996.
(21) To other federal, state, local or
foreign agencies conducting computer
matching programs to help eliminate
fraud and abuse and to detect
unauthorized overpayments made to
individuals. When disclosures are made
as part of computer matching programs,
OSHRC will comply with the Computer
Matching and Privacy Protection Act of
1988, and the Computer Matching and
Privacy Protections Amendments of
1990.
(22) To the Office of Child Support
Enforcement, Administration for
Children and Families, Department of
Health and Human Services, the names,
social security numbers, home
addresses, dates of birth, dates of hire,
quarterly earnings, employer identifying
information, and state of hire of
employees for the purpose of locating
individuals to establish paternity,
identifying sources of income, and for
other child support enforcement actions
as required by the Personal
Responsibility and Work Opportunity
Reconciliation Act of 1996, 42 U.S.C.
653(n).
(23) To ‘‘consumer reporting
agencies’’ as defined in the Fair Credit
Reporting Act (15 U.S.C. 1681a(f)) or the
Federal Claims Collection Act of 1966
(31 U.S.C. 3701(a)(3)) in accordance
with 31 U.S.C. 3711(f).
HISTORY:
April 14, 2006, 71 FR 19556; August
4, 2008, 73 FR 45256; October 5, 2015,
80 FR 60182; September 28, 2017, 82 FR
45324; November 13, 2018, 83 FR
56380.
Dated: February 25, 2019.
Nadine N. Mancini,
General Counsel, Senior Agency Official for
Privacy.
[FR Doc. 2019–03836 Filed 3–1–19; 8:45 am]
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OCCUPATIONAL SAFETY AND
HEALTH REVIEW COMMISSION
Privacy Act of 1974; System of
Records
Occupational Safety and Health
Review Commission.
ACTION: Notice of a modified system of
records.
AGENCY:
In accordance with the
Privacy Act of 1974, the Occupational
Safety and Health Review Commission
(OSHRC) is revising the notice for
Privacy Act system-of-records OSHRC–
9 and renumbering it as OSHRC–2.
DATES: Comments must be received by
OSHRC on or before April 3, 2019. The
revised system of records will become
effective on that date, without any
further notice in the Federal Register,
unless comments or government
approval procedures necessitate
otherwise.
SUMMARY:
You may submit comments
by any of the following methods:
• Email: rbailey@oshrc.gov. Include
‘‘PRIVACY ACT SYSTEM OF
RECORDS’’ in the subject line of the
message.
• Fax: (202) 606–5417.
• Mail: One Lafayette Centre, 1120
20th Street NW, Ninth Floor,
Washington, DC 20036–3457.
• Hand Delivery/Courier: Same as
mailing address.
Instructions: All submissions must
include your name, return address, and
email address, if applicable. Please
clearly label submissions as ‘‘PRIVACY
ACT SYSTEM OF RECORDS.’’
FOR FURTHER INFORMATION CONTACT: Ron
Bailey, Attorney-Advisor, Office of the
General Counsel, via telephone at (202)
606–5410, or via email at rbailey@
oshrc.gov.
ADDRESSES:
The
Privacy Act of 1974, 5 U.S.C. 552a(e)(4),
requires federal agencies such as
OSHRC to publish in the Federal
Register notice of any new or modified
system of records. As detailed below,
OSHRC is revising Visitors’ Log
Records, OSHRC–9, to account for
changes in the names of the pertinent
office and positions within the agency,
and to update the reference to the
applicable General Records Schedule for
disposal of records. In addition, OSHRC
has previously relied on blanket routine
uses to describe the circumstances
under which records may be disclosed.
Going forward, as revised notices are
published for new and modified
systems of records, a full description of
the routine uses—rather than a reference
to blanket routine uses—will be
SUPPLEMENTARY INFORMATION:
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included in each notice. This is simply
a change in format that has not resulted
in any substantive changes to the
routine uses for this system of records.
Finally, due to a previous rescission of
a system-of-records notice, OSHRC–2
currently has no system of records
assigned to it. OSHRC–9 is thus being
renumbered as OSHRC–2.
The notice for OSHRC–2, provided
below in its entirety, is as follows.
SYSTEM NAME AND NUMBER
Visitors’ Log Records, OSHRC–2.
SECURITY CLASSIFICATION:
None.
SYSTEM LOCATION:
Office of the Executive Director,
OSHRC, 1120 20th Street NW, Ninth
Floor, Washington, DC 20036–3457.
SYSTEM MANAGER(S):
Administrative Support Assistant,
Office of the Executive Director,
OSHRC, 1120 20th Street NW, Ninth
Floor, Washington, DC 20036–3457;
(202) 606–5100.
AUTHORITY FOR MAINTENANCE OF THE SYSTEM:
Federal Property and Administrative
Services Act of 1949, 40 U.S.C. 121(c).
PURPOSE(S) OF THE SYSTEM:
This system of records assists OSHRC
in identifying each person who visits
OSHRC’s National office, and in
restricting access based on his or her
purpose for visiting that office.
CATEGORIES OF INDIVIDUALS COVERED BY THE
SYSTEM:
This system of records covers all
individuals entering OSHRC National
office who lack the proper credentials to
enter without notifying OSHRC
personnel.
CATEGORIES OF RECORDS IN THE SYSTEM:
This system of records includes the
name of the visitor, the date of the visit,
the company represented by the visitor,
the arrival and departure times, the
purpose of the visit, and the identity of
the OSHRC escort.
RECORD SOURCE CATEGORIES:
Information in this system of records
comes from the individual to whom the
record pertains.
ROUTINE USES OF RECORDS MAINTAINED IN THE
SYSTEM, INCLUDING CATEGORIES OF USERS AND
PURPOSES OF SUCH USES:
In addition to disclosures generally
permitted under 5 U.S.C. 552a(b), all or
a portion of the records or information
contained in this system of records may
be disclosed as a routine use pursuant
to 5 U.S.C. 552a(b)(3) under the
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Federal Register / Vol. 84, No. 42 / Monday, March 4, 2019 / Notices
circumstances or for the purposes
described below, to the extent such
disclosures are compatible with the
purposes for which the information was
collected:
(1) To the Department of Justice (DOJ),
or to a court or adjudicative body before
which OSHRC is authorized to appear,
when any of the following entities or
individuals—(a) OSHRC, or any of its
components; (b) any employee of
OSHRC in his or her official capacity;
(c) any employee of OSHRC in his or her
individual capacity where DOJ (or
OSHRC where it is authorized to do so)
has agreed to represent the employee; or
(d) the United States, where OSHRC
determines that litigation is likely to
affect OSHRC or any of its
components—is a party to litigation or
has an interest in such litigation, and
OSHRC determines that the use of such
records by DOJ, or by a court or other
tribunal, or another party before such
tribunal, is relevant and necessary to the
litigation.
(2) To an appropriate agency, whether
federal, state, local, or foreign, charged
with investigating or prosecuting a
violation or enforcing or implementing
a law, rule, regulation, or order, when
a record, either on its face or in
conjunction with other information,
indicates a violation or potential
violation of law, which includes civil,
criminal or regulatory violations, and
such disclosure is proper and consistent
with the official duties of the person
making the disclosure.
(3) To a federal, state, or local agency
maintaining civil, criminal or other
relevant enforcement information, such
as current licenses, if necessary to
obtain information relevant to an
OSHRC decision concerning the hiring,
appointment, or retention of an
employee; the issuance, renewal,
suspension, or revocation of a security
clearance; the execution of a security or
suitability investigation; the letting of a
contract; or the issuance of a license,
grant or other benefit.
(4) To a federal, state, or local agency,
in response to that agency’s request for
a record, and only to the extent that the
information is relevant and necessary to
the requesting agency’s decision in the
matter, if the record is sought in
connection with the hiring,
appointment, or retention of an
employee; the issuance, renewal,
suspension, or revocation of a security
clearance; the execution of a security or
suitability investigation; the letting of a
contract; or the issuance of a license,
grant or other benefit by the requesting
agency.
(5) To an authorized appeal grievance
examiner, formal complaints manager,
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equal employment opportunity
investigator, arbitrator, or other duly
authorized official engaged in
investigation or settlement of a
grievance, complaint, or appeal filed by
an employee, only to the extent that the
information is relevant and necessary to
the case or matter.
(6) To OPM in accordance with the
agency’s responsibilities for evaluation
and oversight of federal personnel
management.
(7) To officers and employees of a
federal agency for the purpose of
conducting an audit, but only to the
extent that the record is relevant and
necessary to this purpose.
(8) To OMB in connection with the
review of private relief legislation at any
stage of the legislative coordination and
clearance process, as set forth in
Circular No. A–19.
(9) To a Member of Congress or to a
person on his or her staff acting on the
Member’s behalf when a written request
is made on behalf and at the behest of
the individual who is the subject of the
record.
(10) To the National Archives and
Records Administration (NARA) for
records management inspections and
such other purposes conducted under
the authority of 44 U.S.C. 2904 and
2906.
(11) To appropriate agencies, entities,
and persons when: (a) OSHRC suspects
or has confirmed that there has been a
breach of the system of records; (b)
OSHRC has determined that as a result
of the suspected or confirmed breach
there is a risk of harm to individuals,
OSHRC, the Federal Government, or
national security; and (c) the disclosure
made to such agencies, entities, and
persons is reasonably necessary to assist
in connection with OSHRC’s efforts to
respond to the suspected or confirmed
breach or to prevent, minimize, or
remedy such harm.
(12) To NARA, Office of Government
Information Services (OGIS), to the
extent necessary to fulfill its
responsibilities in 5 U.S.C. 552(h), to
review administrative agency policies,
procedures and compliance with FOIA,
and to facilitate OGIS’ offering of
mediation services to resolve disputes
between persons making FOIA requests
and administrative agencies.
(13) To another federal agency or
federal entity, when OSHRC determines
that information from this system of
records is reasonably necessary to assist
the recipient agency or entity in (a)
responding to a suspected or confirmed
breach or (b) preventing, minimizing, or
remedying the risk of harm to
individuals, the recipient agency or
entity (including its information
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7409
systems, programs, and operations), the
Federal Government, or national
security, resulting from a suspected or
confirmed breach.
POLICIES AND PRACTICES FOR STORAGE OF
RECORDS:
Records are stored on paper in
binders.
POLICIES AND PRACTICES FOR RETRIEVAL OF
RECORDS:
Records can be retrieved manually by
name or date.
POLICIES AND PRACTICES FOR RETENTION AND
DISPOSAL OF RECORDS:
Records are retained and disposed of
in accordance with NARA’s General
Records Schedule 5.6, Item 111.
ADMINISTRATIVE, TECHNICAL, AND PHYSICAL
SAFEGUARDS:
Records are maintained in a binder
placed on the front desk. During duty
hours, the binder is under surveillance
of personnel occupying the front desk.
After duty hours, the front desk can be
accessed only by those who possess an
office key or access card.
RECORD ACCESS PROCEDURES:
Individuals who wish to gain access
to their records should notify: Privacy
Officer, OSHRC, 1120 20th Street NW,
Ninth Floor, Washington, DC 20036–
3457. For an explanation on how such
requests should be drafted, refer to 29
CFR 2400.6 (procedures for requesting
records).
CONTESTING RECORD PROCEDURES:
Individuals who wish to contest their
records should notify: Privacy Officer,
OSHRC, 1120 20th Street NW, Ninth
Floor, Washington, DC 20036–3457. For
an explanation on the specific
procedures for contesting the contents
of a record, refer to 29 CFR 2400.8
(Procedures for requesting amendment),
and 29 CFR 2400.9 (Procedures for
appealing).
NOTIFICATION PROCEDURES:
Individuals interested in inquiring
about their records should notify:
Privacy Officer, OSHRC, 1120 20th
Street NW, Ninth Floor, Washington, DC
20036–3457. For an explanation on how
such requests should be drafted, refer to
29 CFR 2400.5 (notification), and 29
CFR 2400.6 (procedures for requesting
records).
EXEMPTIONS PROMULGATED FOR THE SYSTEM:
None.
HISTORY:
April 14, 2006, 71 FR 19556; August
4, 2008, 73 FR 45256; October 5, 2015,
80 FR 60182; and September 28, 2017,
82 FR 45324.
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Federal Register / Vol. 84, No. 42 / Monday, March 4, 2019 / Notices
Dated: February 25, 2019.
Nadine N. Mancini,
General Counsel, Senior Agency Official for
Privacy.
[FR Doc. 2019–03831 Filed 3–1–19; 8:45 am]
BILLING CODE 7600–01–P
SECURITIES AND EXCHANGE
COMMISSION
[Release No. 34–85203]
Order Granting Applications by
Nasdaq BX, Inc. and Nasdaq PHLX LLC
for Exemption Pursuant to Section
36(a) of the Exchange Act From the
Rule Filing Requirements of Section
19(b) of the Exchange Act With
Respect to Certain Order Audit Trail
System Rules Incorporated by
Reference
February 26, 2019.
Nasdaq BX, Inc. (‘‘BX’’) and Nasdaq
PHLX LLC (‘‘Phlx’’) (each the
‘‘Exchange’’ and collectively, the
‘‘Exchanges’’) have filed with the
Securities and Exchange Commission
(‘‘Commission’’) an application for an
exemption from the rule filing
requirements of Section 19(b) of the
Securities Exchange Act of 1934
(‘‘Exchange Act’’) 1 with respect to
certain rules of Financial Industry
Regulatory Authority (‘‘FINRA’’) that
the Exchanges seek to incorporate by
reference. Section 36(a)(1) of the
Exchange Act,2 subject to certain
limitations, authorizes the Commission
to conditionally or unconditionally
exempt any person, security, or
transaction, or any class thereof, from
any provision of the Exchange Act or
rule thereunder, if necessary or
appropriate in the public interest and
consistent with the protection of
investors.
The Exchanges each filed a proposed
rule change 3 under Section 19(b) of the
Exchange Act to amend their respective
Order Audit Trail System (‘‘OATS’’)
rules, some of which incorporate by
reference the rules contained in the
FINRA Rule 7400 Series entitled ‘‘Order
Audit Trail System,’’ as such rules may
be in effect from time to time, and
reference FINRA Rule 4590 entitled
‘‘Synchronization of Member Business
Clocks.’’ In the proposed rule changes,
the Exchanges proposed to incorporate
by reference FINRA Rules 4590, 7440,
1 15
U.S.C. 78s(b).
U.S.C. 78mm(a)(1).
3 See Securities Exchange Act Release Nos. 84227
(September 20, 2018), 83 FR 48483 (September 25,
2018) (SR–BX–2018–045) and 84545 (November 6,
2018), 83 FR 56387 (November 13, 2018) (SR–Phlx–
2018–68).
2 15
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17:33 Mar 01, 2019
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and 7450, and thus make these rules
applicable to Exchange members in the
case of BX, and member organizations
in the case of Phlx.4
The Exchanges request, pursuant to
Rule 0–12 under the Exchange Act,5 that
the Commission grant the Exchanges an
exemption from the rule filing
requirements of Section 19(b) of the
Exchange Act for changes to each
Exchange’s rules that are effected solely
by virtue of a change to FINRA Rules
4590, 7440, and 7450 that are
incorporated by reference. Specifically,
the Exchanges request that they be
permitted to incorporate by reference
changes made to FINRA Rules 4590,
7440, and 7450 that are cross-referenced
in the Exchanges’ rules without the
need for each Exchange to separately
file, pursuant to Section 19(b) of the
Exchange Act, the same proposed rule
change as filed by FINRA.6
The Exchanges represent that FINRA
Rules 4590, 7440, and 7450 are
regulatory in nature and that they do not
intend to incorporate by reference any
trading rules.7 Further, the Exchanges
represent that they will, as a condition
of this exemption, provide written
notice to their members whenever
FINRA proposes a change to FINRA
Rules 4590, 7440, and 7450.8 Such
notice will alert the members of each
Exchange to the proposed rule change
and give them an opportunity to
comment on the proposal. The
Exchanges state that they will also
inform members in writing when the
Commission approves any such
proposed rule change.9
The Exchanges believe this exemption
is appropriate because it will result in
the Exchanges’ rules pertaining to OATS
compliance remaining consistent at all
times, thus ensuring consistent
regulation of joint members of the
Exchanges, as well as the Nasdaq
Market.10
4 The Exchanges stated in their proposed rule
changes specified in note 3 above that the changes
would not be operative until such time as the
Commission granted their request for an exemption
from the rule filing requirements of Section 19(b)
of the Exchange Act.
5 17 CFR 240.0–12.
6 See Letter from T. Sean Bennett, Principal
Associate General Counsel, Nasdaq Inc., to Brent J.
Fields, Secretary, Commission, dated November 29,
2018.
7 See id. at 2.
8 The Exchanges also state that they will provide
such notice on their websites in the same section
they use to post their own proposed rule changes
pursuant to Rule 19b–4(l) of the Exchange Act. In
addition, the Exchanges state that their websites
will include a link to the FINRA website where the
proposed rule change would be located. Id.
9 Id.
10 Id.
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The Commission has issued
exemptions similar to the Exchanges’
request.11 In granting one such
exemption in 2010, the Commission
repeated a prior, 2004 Commission
statement that it would consider similar
future exemption requests from other
self-regulatory organizations (‘‘SROs’’),
provided that:
• An SRO wishing to incorporate
rules of another SRO by reference has
submitted a written request for an order
exempting it from the requirement in
Section 19(b) of the Exchange Act to file
proposed rule changes relating to the
rules incorporated by reference, has
identified the applicable originating
SRO(s), together with the rules it wants
to incorporate by reference, and
otherwise has complied with the
procedural requirements set forth in the
Commission’s release governing
procedures for requesting exemptive
orders pursuant to Rule 0–12 under the
Exchange Act; 12
• The incorporating SRO has
requested incorporation of categories of
rules (rather than individual rules
within a category) that are not trading
rules (e.g., the SRO has requested
incorporation of rules such as margin,
suitability, or arbitration); and
• The incorporating SRO has
reasonable procedures in place to
provide written notice to its members
each time a change is proposed to the
incorporated rules of another SRO.13
The Commission believes that the
Exchanges have satisfied each of these
11 See, e.g., Securities Exchange Act Release Nos.
80338 (March 29, 2017), 82 FR 16464 (April 4,
2017) (order granting exemptive request from MIAX
PEARL, LLC relating to rules of Miami International
Securities Exchange, LLC incorporated by
reference); 72650 (July 22, 2014), 79 FR 44075 (July
29, 2014) (order granting exemptive requests from
NASDAQ OMX BX, Inc. and the NASDAQ Stock
Market LLC relating to rules of NASDAQ OMX
PHLX LLC incorporated by reference); 67256 (June
26, 2012), 77 FR 39277, 39286 (July 2, 2012) (order
approving SR–BX–2012–030 and granting
exemptive request relating to rules incorporated by
reference by the BX Options rules); 61534 (February
18, 2010), 75 FR 8760 (February 25, 2010) (order
granting BATS Exchange, Inc.’s exemptive request
relating to rules incorporated by reference by the
BATS Exchange Options Market rules) (‘‘BATS
Options Market Order’’); and 57478 (March 12,
2008), 73 FR 14521, 14539–40 (March 18, 2008)
(order approving SR–NASDAQ–2007–004 and SR–
NASDAQ–2007–080, and granting exemptive
request relating to rules incorporated by reference
by The NASDAQ Options Market).
12 See 17 CFR 240.0–12 and Securities Exchange
Act Release No. 39624 (February 5, 1998), 63 FR
8101 (February 18, 1998) (‘‘Commission Procedures
for Filing Applications for Orders for Exemptive
Relief Pursuant to Section 36 of the Exchange Act;
Final Rule’’).
13 See BATS Options Market Order, supra note 11
(citing Securities Exchange Act Release No. 49260
(February 17, 2004), 69 FR 8500 (February 24, 2004)
(order granting exemptive request relating to rules
incorporated by reference by several SROs) (‘‘2004
Order’’)).
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Agencies
[Federal Register Volume 84, Number 42 (Monday, March 4, 2019)]
[Notices]
[Pages 7408-7410]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2019-03831]
-----------------------------------------------------------------------
OCCUPATIONAL SAFETY AND HEALTH REVIEW COMMISSION
Privacy Act of 1974; System of Records
AGENCY: Occupational Safety and Health Review Commission.
ACTION: Notice of a modified system of records.
-----------------------------------------------------------------------
SUMMARY: In accordance with the Privacy Act of 1974, the Occupational
Safety and Health Review Commission (OSHRC) is revising the notice for
Privacy Act system-of-records OSHRC-9 and renumbering it as OSHRC-2.
DATES: Comments must be received by OSHRC on or before April 3, 2019.
The revised system of records will become effective on that date,
without any further notice in the Federal Register, unless comments or
government approval procedures necessitate otherwise.
ADDRESSES: You may submit comments by any of the following methods:
Email: rbailey@oshrc.gov. Include ``PRIVACY ACT SYSTEM OF
RECORDS'' in the subject line of the message.
Fax: (202) 606-5417.
Mail: One Lafayette Centre, 1120 20th Street NW, Ninth
Floor, Washington, DC 20036-3457.
Hand Delivery/Courier: Same as mailing address.
Instructions: All submissions must include your name, return
address, and email address, if applicable. Please clearly label
submissions as ``PRIVACY ACT SYSTEM OF RECORDS.''
FOR FURTHER INFORMATION CONTACT: Ron Bailey, Attorney-Advisor, Office
of the General Counsel, via telephone at (202) 606-5410, or via email
at rbailey@oshrc.gov.
SUPPLEMENTARY INFORMATION: The Privacy Act of 1974, 5 U.S.C.
552a(e)(4), requires federal agencies such as OSHRC to publish in the
Federal Register notice of any new or modified system of records. As
detailed below, OSHRC is revising Visitors' Log Records, OSHRC-9, to
account for changes in the names of the pertinent office and positions
within the agency, and to update the reference to the applicable
General Records Schedule for disposal of records. In addition, OSHRC
has previously relied on blanket routine uses to describe the
circumstances under which records may be disclosed. Going forward, as
revised notices are published for new and modified systems of records,
a full description of the routine uses--rather than a reference to
blanket routine uses--will be included in each notice. This is simply a
change in format that has not resulted in any substantive changes to
the routine uses for this system of records. Finally, due to a previous
rescission of a system-of-records notice, OSHRC-2 currently has no
system of records assigned to it. OSHRC-9 is thus being renumbered as
OSHRC-2.
The notice for OSHRC-2, provided below in its entirety, is as
follows.
SYSTEM NAME AND NUMBER
Visitors' Log Records, OSHRC-2.
Security Classification:
None.
System Location:
Office of the Executive Director, OSHRC, 1120 20th Street NW, Ninth
Floor, Washington, DC 20036-3457.
System Manager(s):
Administrative Support Assistant, Office of the Executive Director,
OSHRC, 1120 20th Street NW, Ninth Floor, Washington, DC 20036-3457;
(202) 606-5100.
Authority for Maintenance of the System:
Federal Property and Administrative Services Act of 1949, 40 U.S.C.
121(c).
Purpose(s) of the System:
This system of records assists OSHRC in identifying each person who
visits OSHRC's National office, and in restricting access based on his
or her purpose for visiting that office.
Categories of Individuals Covered by the System:
This system of records covers all individuals entering OSHRC
National office who lack the proper credentials to enter without
notifying OSHRC personnel.
Categories of Records in the System:
This system of records includes the name of the visitor, the date
of the visit, the company represented by the visitor, the arrival and
departure times, the purpose of the visit, and the identity of the
OSHRC escort.
Record Source Categories:
Information in this system of records comes from the individual to
whom the record pertains.
Routine Uses of Records Maintained in the System, including Categories
of Users and Purposes of Such Uses:
In addition to disclosures generally permitted under 5 U.S.C.
552a(b), all or a portion of the records or information contained in
this system of records may be disclosed as a routine use pursuant to 5
U.S.C. 552a(b)(3) under the
[[Page 7409]]
circumstances or for the purposes described below, to the extent such
disclosures are compatible with the purposes for which the information
was collected:
(1) To the Department of Justice (DOJ), or to a court or
adjudicative body before which OSHRC is authorized to appear, when any
of the following entities or individuals--(a) OSHRC, or any of its
components; (b) any employee of OSHRC in his or her official capacity;
(c) any employee of OSHRC in his or her individual capacity where DOJ
(or OSHRC where it is authorized to do so) has agreed to represent the
employee; or (d) the United States, where OSHRC determines that
litigation is likely to affect OSHRC or any of its components--is a
party to litigation or has an interest in such litigation, and OSHRC
determines that the use of such records by DOJ, or by a court or other
tribunal, or another party before such tribunal, is relevant and
necessary to the litigation.
(2) To an appropriate agency, whether federal, state, local, or
foreign, charged with investigating or prosecuting a violation or
enforcing or implementing a law, rule, regulation, or order, when a
record, either on its face or in conjunction with other information,
indicates a violation or potential violation of law, which includes
civil, criminal or regulatory violations, and such disclosure is proper
and consistent with the official duties of the person making the
disclosure.
(3) To a federal, state, or local agency maintaining civil,
criminal or other relevant enforcement information, such as current
licenses, if necessary to obtain information relevant to an OSHRC
decision concerning the hiring, appointment, or retention of an
employee; the issuance, renewal, suspension, or revocation of a
security clearance; the execution of a security or suitability
investigation; the letting of a contract; or the issuance of a license,
grant or other benefit.
(4) To a federal, state, or local agency, in response to that
agency's request for a record, and only to the extent that the
information is relevant and necessary to the requesting agency's
decision in the matter, if the record is sought in connection with the
hiring, appointment, or retention of an employee; the issuance,
renewal, suspension, or revocation of a security clearance; the
execution of a security or suitability investigation; the letting of a
contract; or the issuance of a license, grant or other benefit by the
requesting agency.
(5) To an authorized appeal grievance examiner, formal complaints
manager, equal employment opportunity investigator, arbitrator, or
other duly authorized official engaged in investigation or settlement
of a grievance, complaint, or appeal filed by an employee, only to the
extent that the information is relevant and necessary to the case or
matter.
(6) To OPM in accordance with the agency's responsibilities for
evaluation and oversight of federal personnel management.
(7) To officers and employees of a federal agency for the purpose
of conducting an audit, but only to the extent that the record is
relevant and necessary to this purpose.
(8) To OMB in connection with the review of private relief
legislation at any stage of the legislative coordination and clearance
process, as set forth in Circular No. A-19.
(9) To a Member of Congress or to a person on his or her staff
acting on the Member's behalf when a written request is made on behalf
and at the behest of the individual who is the subject of the record.
(10) To the National Archives and Records Administration (NARA) for
records management inspections and such other purposes conducted under
the authority of 44 U.S.C. 2904 and 2906.
(11) To appropriate agencies, entities, and persons when: (a) OSHRC
suspects or has confirmed that there has been a breach of the system of
records; (b) OSHRC has determined that as a result of the suspected or
confirmed breach there is a risk of harm to individuals, OSHRC, the
Federal Government, or national security; and (c) the disclosure made
to such agencies, entities, and persons is reasonably necessary to
assist in connection with OSHRC's efforts to respond to the suspected
or confirmed breach or to prevent, minimize, or remedy such harm.
(12) To NARA, Office of Government Information Services (OGIS), to
the extent necessary to fulfill its responsibilities in 5 U.S.C.
552(h), to review administrative agency policies, procedures and
compliance with FOIA, and to facilitate OGIS' offering of mediation
services to resolve disputes between persons making FOIA requests and
administrative agencies.
(13) To another federal agency or federal entity, when OSHRC
determines that information from this system of records is reasonably
necessary to assist the recipient agency or entity in (a) responding to
a suspected or confirmed breach or (b) preventing, minimizing, or
remedying the risk of harm to individuals, the recipient agency or
entity (including its information systems, programs, and operations),
the Federal Government, or national security, resulting from a
suspected or confirmed breach.
Policies and Practices for Storage of Records:
Records are stored on paper in binders.
Policies and Practices for Retrieval of Records:
Records can be retrieved manually by name or date.
Policies and Practices for Retention and Disposal of Records:
Records are retained and disposed of in accordance with NARA's
General Records Schedule 5.6, Item 111.
Administrative, Technical, and Physical Safeguards:
Records are maintained in a binder placed on the front desk. During
duty hours, the binder is under surveillance of personnel occupying the
front desk. After duty hours, the front desk can be accessed only by
those who possess an office key or access card.
Record Access Procedures:
Individuals who wish to gain access to their records should notify:
Privacy Officer, OSHRC, 1120 20th Street NW, Ninth Floor, Washington,
DC 20036-3457. For an explanation on how such requests should be
drafted, refer to 29 CFR 2400.6 (procedures for requesting records).
Contesting Record Procedures:
Individuals who wish to contest their records should notify:
Privacy Officer, OSHRC, 1120 20th Street NW, Ninth Floor, Washington,
DC 20036-3457. For an explanation on the specific procedures for
contesting the contents of a record, refer to 29 CFR 2400.8 (Procedures
for requesting amendment), and 29 CFR 2400.9 (Procedures for
appealing).
Notification Procedures:
Individuals interested in inquiring about their records should
notify: Privacy Officer, OSHRC, 1120 20th Street NW, Ninth Floor,
Washington, DC 20036-3457. For an explanation on how such requests
should be drafted, refer to 29 CFR 2400.5 (notification), and 29 CFR
2400.6 (procedures for requesting records).
Exemptions Promulgated for the System:
None.
History:
April 14, 2006, 71 FR 19556; August 4, 2008, 73 FR 45256; October
5, 2015, 80 FR 60182; and September 28, 2017, 82 FR 45324.
[[Page 7410]]
Dated: February 25, 2019.
Nadine N. Mancini,
General Counsel, Senior Agency Official for Privacy.
[FR Doc. 2019-03831 Filed 3-1-19; 8:45 am]
BILLING CODE 7600-01-P