Takes of Marine Mammals Incidental to Specified Activities; Taking Marine Mammals Incidental to the O'Connell Bridge Lightering Float Pile Replacement Project in Sitka, Alaska, 7023-7041 [2019-03684]
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Federal Register / Vol. 84, No. 41 / Friday, March 1, 2019 / Notices
This notice of initiation is being
published in accordance with section
751(c) of the Act and 19 CFR 351.218(c).
Dated: February 12, 2019.
James Maeder,
Associate Deputy Assistant Secretary for
Antidumping and Countervailing Duty
Operations performing the duties of Deputy
Assistant Secretary for Antidumping and
Countervailing Duty Operations.
[FR Doc. 2019–02587 Filed 2–28–19; 8:45 am]
BILLING CODE 3510–DS–P
DEPARTMENT OF COMMERCE
National Oceanic and Atmospheric
Administration
RIN 0648–XG644
Takes of Marine Mammals Incidental to
Specified Activities; Taking Marine
Mammals Incidental to the O’Connell
Bridge Lightering Float Pile
Replacement Project in Sitka, Alaska
National Marine Fisheries
Service (NMFS), National Oceanic and
Atmospheric Administration (NOAA),
Commerce.
ACTION: Notice; proposed incidental
harassment authorization; request for
comments on proposed authorization
and possible renewal.
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AGENCY:
SUMMARY: NMFS has received a request
from City and Borough of Sitka (CBS)
for authorization to take marine
mammals incidental to the O’Connell
Bridge Lightering Float Pile
Replacement Project in Sitka, Alaska.
Pursuant to the Marine Mammal
Protection Act (MMPA), NMFS is
requesting comments on its proposal to
issue an incidental harassment
authorization (IHA) to incidentally take
marine mammals during the specified
activities. NMFS is also requesting
comments on a possible one-year
renewal that could be issued under
certain circumstances and if all
requirements are met, as described in
Request for Public Comments at the end
of this notice. NMFS will consider
public comments prior to making any
final decision on the issuance of the
requested MMPA authorizations and
agency responses will be summarized in
the final notice of our decision.
DATES: Comments and information must
be received no later than April 1, 2019.
ADDRESSES: Comments should be
addressed to Jolie Harrison, Chief,
Permits and Conservation Division,
Office of Protected Resources, National
Marine Fisheries Service. Physical
comments should be sent to 1315 EastWest Highway, Silver Spring, MD 20910
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and electronic comments should be sent
to ITP.Pauline@noaa.gov.
Instructions: NMFS is not responsible
for comments sent by any other method,
to any other address or individual, or
received after the end of the comment
period. Comments received
electronically, including all
attachments, must not exceed a 25megabyte file size. Attachments to
electronic comments will be accepted in
Microsoft Word or Excel or Adobe PDF
file formats only. All comments
received are a part of the public record
and will generally be posted online at
https://www.fisheries.noaa.gov/
national/marine-mammal-protection/
incidental-take-authorizationsconstruction-activities. All personal
identifying information (e.g., name,
address) voluntarily submitted by the
commenter may be publicly accessible.
Do not submit confidential business
information or otherwise sensitive or
protected information.
FOR FURTHER INFORMATION CONTACT: Rob
Pauline, Office of Protected Resources,
NMFS, and (301) 427–8401. Electronic
copies of the application and supporting
documents, as well as a list of the
references cited in this document, may
be obtained online at:
www.nmfs.noaa.gov/pr/permits/
incidentalconstruction.htm. In case of
problems accessing these documents,
please call the contact listed above.
SUPPLEMENTARY INFORMATION:
Background
The MMPA prohibits the ‘‘take’’ of
marine mammals, with certain
exceptions. Sections 101(a)(5)(A) and
(D) of the MMPA (16 U.S.C. 1361 et
seq.) direct the Secretary of Commerce
(as delegated to NMFS) to allow, upon
request, the incidental, but not
intentional, taking of small numbers of
marine mammals by U.S. citizens who
engage in a specified activity (other than
commercial fishing) within a specified
geographical region if certain findings
are made and either regulations are
issued or, if the taking is limited to
harassment, a notice of a proposed
incidental take authorization may be
provided to the public for review.
Authorization for incidental takings
shall be granted if NMFS finds that the
taking will have a negligible impact on
the species or stock(s) and will not have
an unmitigable adverse impact on the
availability of the species or stock(s) for
taking for subsistence uses (where
relevant). Further, NMFS must prescribe
the permissible methods of taking and
other ‘‘means of effecting the least
practicable [adverse] impact’’ on the
affected species or stocks and their
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7023
habitat, paying particular attention to
rookeries, mating grounds, and areas of
similar significance, and on the
availability of such species or stocks for
taking for certain subsistence uses
(referred to in shorthand as
‘‘mitigation’’); and requirements
pertaining to the mitigation, monitoring
and reporting of such takings are set
forth.
The NDAA (Pub. L. 108–136)
removed the ‘‘small numbers’’ and
‘‘specified geographical region’’
limitations indicated above and
amended the definition of ‘‘harassment’’
as it applies to a ‘‘military readiness
activity. The definitions of all
applicable MMPA statutory terms cited
above are included in the relevant
sections below.
National Environmental Policy Act
To comply with the National
Environmental Policy Act of 1969
(NEPA; 42 U.S.C. 4321 et seq.) and
NOAA Administrative Order (NAO)
216–6A, NMFS must review our
proposed action (i.e., the issuance of an
incidental harassment authorization)
with respect to potential impacts on the
human environment.
This action is consistent with
categories of activities identified in
Categorical Exclusion B4 (incidental
harassment authorizations with no
anticipated serious injury or mortality)
of the Companion Manual for NOAA
Administrative Order 216–6A, which do
not individually or cumulatively have
the potential for significant impacts on
the quality of the human environment
and for which we have not identified
any extraordinary circumstances that
would preclude this categorical
exclusion. Accordingly, NMFS has
preliminarily determined that the
issuance of the proposed IHA qualifies
to be categorically excluded from
further NEPA review.
We will review all comments
submitted in response to this notice
prior to concluding our NEPA process
or making a final decision on the IHA
request.
Summary of Request
On November 18, 2018, NMFS
received a request from CBS for an IHA
to take marine mammals incidental to
pile driving and removal activities
associated with the O’Connell Bridge
Lightering Float Pile Replacement
Project in Sitka, Alaska. The application
was deemed adequate and complete on
December 20, 2018. CBS’s request is for
take of small numbers of humpback
whale (Megaptera novaeangliae), killer
whale (Orcinus orca), harbor porpoise
(Phocoena phocoena), harbor seal
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Federal Register / Vol. 84, No. 41 / Friday, March 1, 2019 / Notices
(Phoca vitulina), and Steller sea lion
(Eumetopias jubatus) by Level B
harassment only. Neither CBS nor
NMFS expects serious injury or
mortality to result from this activity
and, therefore, an IHA is appropriate.
Description of Proposed Activity
Overview
CBS is repairing the O’Connell Bridge
Lightering Float (float) located in Sitka
Sound in Southeast Alaska. The
applicant proposes to remove existing
piles and replace them with piles that
are more deeply socketed so that the
float can accommodate larger vessels
including yachts, fish processors, and
research vessels. Existing piles are not
socketed deep enough to provide proper
stability to safely support these vessels.
Additionally, the float was damaged
during a storm in June of 2017, and the
existing piles are now leaning. This
project would replace the existing piles
with new piles that are socketed deeper
into the ocean floor. Once the piles are
replaced, the float will safely
accommodate these larger vessels.
Vibratory pile removal, vibratory pile
driving, impact pile driving, and
drilling would introduce sound into
nearby waters at levels that could result
in behavioral harassment of marine
mammals.
Dates and Duration
Pile removal and installation is
expected to occur for a total of
approximately 13 hours over 3 days.
The local Sitka Tribe requested that no
pile driving occur between March 15
and May 31 to protect herring, as has
been the case for past permitting in
Sitka Sound. Therefore, and assuming
weather conditions are favorable, CBS
proposes to begin pile driving work on
June 1, 2019. As a contingency, CBS
requests an IHA for incidental take of
marine mammals described within this
application for one year, effective from
June 1, 2019 through May 31, 2020.
Specific Geographic Region
The O’Connell Bridge Lightering Float
is located near the prominent O’Connell
Bridge within Crescent Bay and adjacent
to Sitka Channel (see Figures 1, 2, and
3 of CBS’s application). Crescent Bay is
bounded by Sitka Channel to the
northwest, Middle Channel to the
southwest and Eastern Channel to the
southeast, and a series of islands to the
south. The bay is relatively shallow
with a maximum depth of
approximately 30 meters. The north side
of the bay has riprap protected
developed areas, including a boat
harbor, and undeveloped shorelines on
small islands to the south and on the
eastern side of the bay. Lower intertidal
and shallow subtidal areas are primarily
cobbles and boulders with varying
amounts of silt. The sediment thickness
varies from 3 to 30 inches (PND 2017)
until bedrock is reached. The float is
located in an active marine commercial
and industrial area.
Detailed Description of Specific Activity
CBS plans to remove and replace the
six piles that support the O’Connell
Bridge Lightering Float. The existing
float consists of two 100-foot long by 5foot wide aluminum gangways and a
180-foot long by 10-foot wide concrete
modular float system restrained by six
16-inch diameter steel pipe piles that
are socketed 4 feet deep into bedrock.
The existing piles would be removed
and replaced with six new 16-inch
diameter steel piles that would be
socketed 12 feet deep into bedrock. Pile
installation and removal is expected to
occur over three days. Construction
includes the following activities:
• Temporarily remove the existing
concrete lightering float and associated
aluminum gangways (Note: these
components are removed each winter
and reinstalled in the summer.);
• Remove six (6) 16-inch diameter
steel pipe piles that support the float;
• Install six (6) 16-inch diameter
galvanized steel pipe piles (0.5-inch
wall); and
• Reinstall the floating dock and
gangways.
The following equipment would be
used:
• Vibratory Hammer: ICE 44B/12,450
pounds static weight;
• Diesel Impact Hammer: Delmar
D46/Max Energy 107,280 ft.-pounds;
• Drilled shaft drill: Hole 100,000 ftlb. top drive with down-the-hole (DTH)
hammer and bit; and
• Socket drill: Whole 100,000 ft-lb.
top drive with DTH hammer and underreamer bit.
The first step would be to remove the
existing piles by direct pull using a
crane. If the direct pull method is
ineffective, the piles would be extracted
with a vibratory hammer. In this case,
the vibratory hammer would be
clamped onto the pile and operated
while using a crane to pull the pile
upwards.
Next, the new piles would be
installed. First the piles would be
vertically stabilized by being vibrated
into the existing 4-foot deep sockets.
Next the piles would be socketed into
the underlying bedrock with a downhole drill and under-reamer bit (the drill
will be used first to drill a hole in the
bedrock to a depth of approximately 12
feet and then to socket the pile into the
bedrock). After the pile is socketed, the
contractor may choose to impact proof
the piles. In this case, two to five blows
of an impact hammer would be used per
pile to confirm that piles are set into
bedrock.
Pile removal and installation are
expected to occur on three days. On the
first day the existing piles would be
removed, and the new piles would be
vibrated into position. Over the second
and third day, the piles would be
socketed into bedrock. At the end of the
third day, the piles would be impact
proofed, if necessary. Table 1 provides
a conservative estimate of the amount of
time required for pile installation and
removal.
TABLE 1—PILE DRIVING CONSTRUCTION SUMMARY
Permanent
pile
installation
Existing pile
removal
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Pile Diameter and Type ..........................
Number of Piles .......................................
16-inch steel ...........................................
6 piles .....................................................
Max
installation/
removal
per day
16-inch steel.
6 piles.
Vibratory Pile Removal/Driving
Max Number of Piles Vibrated Per Day ..
Vibratory Time Per Pile ...........................
Vibratory Time per day ............................
Vibratory Time Total ................................
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6 piles .....................................................
5 minutes ...............................................
30 minutes .............................................
30 minutes .............................................
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6 piles .....................................................
5 minutes.
30 minutes .............................................
30 minutes.
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12 piles.
60 minutes.
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Federal Register / Vol. 84, No. 41 / Friday, March 1, 2019 / Notices
TABLE 1—PILE DRIVING CONSTRUCTION SUMMARY—Continued
Permanent
pile
installation
Existing pile
removal
Max
installation/
removal
per day
Socketing (down-hole drilling)
Max Number of Piles Socketed per Day
Socket Time Per Pile ..............................
Socket Time per Day ..............................
Socket Time Total ...................................
0
0
0
0
.............................................................
.............................................................
.............................................................
.............................................................
3 piles .....................................................
2 hours.
6 hours ...................................................
12 hours.
3 piles.
6 hours.
Impact Pile Driving
Max Number of Piles Impacted Per Day
Number of Strikes Per Pile .....................
Impact Time Per Pile ...............................
Impact Time per Day ...............................
Impact Time Total ...................................
0
0
0
0
0
.............................................................
.............................................................
.............................................................
.............................................................
.............................................................
Proposed mitigation, monitoring, and
reporting measures are described in
detail later in this document (please see
Proposed Mitigation and Proposed
Monitoring and Reporting).
Description of Marine Mammals in the
Area of Specified Activities
Sections 3 and 4 of the application
summarize available information
regarding status and trends, distribution
and habitat preferences, and behavior
and life history, of the potentially
affected species. Additional information
regarding population trends and threats
may be found in NMFS’s Stock
Assessment Reports (SAR; https://
www.fisheries.noaa.gov/national/
marine-mammal-protection/marinemammal-stock-assessments) and more
general information about these species
(e.g., physical and behavioral
descriptions) may be found on NMFS’s
6 piles .....................................................
2–5 strikes ..............................................
30 seconds.
3 minutes ...............................................
3 minutes.
website (https://
www.fisheries.noaa.gov/find-species).
Table 2 lists all species with expected
potential for occurrence in Crescent Bay
and summarizes information related to
the population or stock, including
regulatory status under the MMPA and
ESA and potential biological removal
(PBR), where known. For taxonomy, we
follow Committee on Taxonomy (2018).
PBR is defined by the MMPA as the
maximum number of animals, not
including natural mortalities, that may
be removed from a marine mammal
stock while allowing that stock to reach
or maintain its optimum sustainable
population (as described in NMFS’s
SARs). While no mortality is anticipated
or authorized here, PBR and annual
serious injury and mortality from
anthropogenic sources are included here
as gross indicators of the status of the
species and other threats.
6 piles.
30 strikes.
3 minutes.
Marine mammal abundance estimates
presented in this document represent
the total number of individuals that
make up a given stock or the total
number estimated within a particular
study or survey area. NMFS’ stock
abundance estimates for most species
represent the total estimate of
individuals within the geographic area,
if known, that comprises that stock. For
some species, this geographic area may
extend beyond U.S. waters. All managed
stocks in this region are assessed in
NMFS’ U.S. Alaska SARs (e.g., Muto et
al. 2018). All values presented in Table
2 are the most recent available at the
time of publication and are available in
the 2017 SARs (Muto et al. 2018) and
draft 2018 SARs (available online at:
https://www.fisheries.noaa.gov/
national/marine-mammal-protection/
draft-marine-mammal-stockassessment-reports)
TABLE 2—MARINE MAMMALS POTENTIALLY PRESENT WITHIN SITKA SOUND DURING THE SPECIFIED ACTIVITY
Common name
Scientific name
ESA/
MMPA
status;
Strategic
(Y/N) 1
Stock
Stock abundance
(CV, NMin, most recent
abundance survey) 2
Annual
M/SI 3
PBR
Order Cetartiodactyla—Cetacea—Superfamily Mysticeti (baleen whales)
Family Balaenidae:
Humpback whale ................
Megaptera novaeangliae ..........
Central North Pacific .................
-, -, Y
10,103 (0.3, 7,891, 2006)
83
26
Superfamily Odontoceti (toothed whales, dolphins, and porpoises)
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Family Delphinidae:
Killer whale .........................
Family Phocoenidae (porpoises):
Harbor porpoise ..................
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Orcinus orca .............................
Phocoena phocoena .................
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24
1
-, -, N
-, -, N
2,347 (N/A, 2,347,
2012) 4.
261 (N/A, 261, 2011)4 ....
587 (N/A, 587, 2012) 4 ....
1.96
5.87
0
1
-, -, N
243 (N/A, 243, 2009) 4 ....
2.4
0
-, -, Y
975 (0.12–0.14, 897,
2012) 5.
8.9
34
Alaska Resident ........................
-, -, N
Northern Resident .....................
Gulf of Alaska, Aleutian Islands,
Bering Sea Transient.
West Coast Transient ...............
Southeast Alaska ......................
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TABLE 2—MARINE MAMMALS POTENTIALLY PRESENT WITHIN SITKA SOUND DURING THE SPECIFIED ACTIVITY—Continued
Common name
Scientific name
ESA/
MMPA
status;
Strategic
(Y/N) 1
Stock
Stock abundance
(CV, NMin, most recent
abundance survey) 2
PBR
Annual
M/SI 3
Order Carnivora—Superfamily Pinnipedia
Family Otariidae (eared seals
and sea lions):
Steller sea lion ....................
Family Phocidae (earless seals):
Harbor seal .........................
Eumetopias jubatus ..................
Phoca vitulina richardii ..............
Western U.S. ............................
E, D, Y
Eastern U.S. .............................
-, D, Y
Sitka/ .........................................
Chatham Strait ..........................
-, -, N
54,267 (N/A, 54,267,
2017).
41,638 (N/A, 41,638,
2015).
14,855 (N/A, 13,212,
2011).
326
252
2498
108
555
77
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1 Endangered Species Act (ESA) status: Endangered (E), Threatened (T)/MMPA status: Depleted (D). A dash (-) indicates that the species is not listed under the
ESA or designated as depleted under the MMPA. Under the MMPA, a strategic stock is one for which the level of direct human-caused mortality exceeds PBR or
which is determined to be declining and likely to be listed under the ESA within the foreseeable future. Any species or stock listed under the ESA is automatically
designated under the MMPA as depleted and as a strategic stock.
2 NMFS marine mammal stock assessment reports online at: https://www.fisheries.noaa.gov/national/marine-mammal-protection/marine-mammal-stock-assessments. CV is coefficient of variation; Nmin is the minimum estimate of stock abundance. In some cases, CV is not applicable (N/A).
3 These values, found in NMFS’ SARs, represent annual levels of human-caused mortality plus serious injury from all sources combined (e.g., commercial fisheries,
ship strike). Annual M/SI often cannot be determined precisely and is in some cases presented as a minimum value or range. A CV associated with estimated mortality due to commercial fisheries is presented in some cases.
4 N is based on counts of individual animals identified from photo-identification catalogs.
5 In the SAR for harbor porpoise, NMFS identified population estimates and PBR for porpoises within inland southeast Alaska waters (these abundance estimates
have not been corrected for g(0); therefore, they are likely conservative).
Multiple additional marine mammal
species may occasionally enter Sitka
sound but would not be expected to
occur in shallow nearshore waters of the
action area. These include extralimital
species, which are species that do not
normally occur in a given area but for
which there are one or more occurrence
records that are considered beyond the
normal range of the species. Gray
whales are observed in and outside of
Sitka Sound during their northward
spring migration; however, they occur
generally north and west of the project
area in outer shelf waters of Sitka Sound
during the summer. Similarly, minke
whales in Alaska are migratory and
would be found further north during the
summer. Dall’s porpoise are observed in
mid- to outer-shelf coastal waters of
Sitka Sound ranging to the Gulf of
Alaska and are not expected to occur in
the project area. Pacific white-sided
dolphins occur in the outer-shelf slope
in the Gulf of Alaska, which is outside
of the project area. Sperm whales, fin
whales and Cuvier’s beaked whales
generally occur in deeper offshore
waters. During eight years of local
surveys, only three gray whales and
seven Pacific white sided dolphins were
observed. The sperm whale, Cuvier’s
beaked whale, minke whale and Dall’s
porpoise were not observed (Straley et
al. 2018). Therefore, no take is requested
for these species and they are not
considered further in this proposed
IHA.
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Cetaceans
Humpback Whale
The humpback whale is distributed
worldwide in all ocean basins. In
winter, most humpback whales occur in
the subtropical and tropical waters of
the Northern and Southern
Hemispheres, and migrate to high
latitudes in the summer to feed. The
historic summer feeding range of
humpback whales in the North Pacific
encompassed coastal and inland waters
around the Pacific Rim from Point
Conception, California, north to the Gulf
of Alaska and the Bering Sea, and west
along the Aleutian Islands to the
Kamchatka Peninsula and into the Sea
of Okhotsk and north of the Bering
Strait.
Under the MMPA, there are three
stocks of humpback whales in the North
Pacific: (1) The California/Oregon/
Washington and Mexico stock,
consisting of winter/spring populations
in coastal Central America and coastal
Mexico which migrate to the coast of
California to southern British Columbia
in summer/fall; (2) the central North
Pacific stock, consisting of winter/
spring populations of the Hawaiian
Islands which migrate primarily to
northern British Columbia/Southeast
Alaska, the Gulf of Alaska, and the
Bering Sea/Aleutian Islands; and (3) the
western North Pacific stock, consisting
of winter/spring populations off Asia
which migrate primarily to Russia and
the Bering Sea/Aleutian Islands. The
central North Pacific stock is the only
stock that is found near the project
activities.
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On September 8, 2016, NMFS
published a final rule dividing the
globally listed endangered species into
14 Distinct Population Segments (DPS),
removing the worldwide species-level
listing, and in its place listing four DPSs
as endangered and one DPS as
threatened (81 FR 62259; effective
October 11, 2016). Two DPSs (Hawaii
and Mexico) are potentially present
within the action area. The Hawaii DPS
is not listed and the Mexico DPS is
listed as threatened under the ESA. The
Hawaii DPS is estimated to contain
11,398 animals where the Mexico DPS
is estimated to contain 3,264 animals
(Wade et al. 2016).
Humpback whales are known to
undertake seasonal migrations from
their tropical calving and breeding
grounds in winter to their high-latitude
feeding grounds in summer. However,
they have been observed in Southeast
Alaska in all months of the year.
Humpback whales are most common in
Sitka Sound’s Eastern Channel in
November, December, and January
(Straley et al. 2018). In late fall and
winter, herring sometimes overwinter in
deep fjords in Silver Bay and Eastern
Channel, and humpback whales
aggregate in these areas to feed on them.
At some point in the late winter, it is
likely that whales migrate south across
the North Pacific to their mating and
calving grounds in Hawaii and Mexico;
however, this likely occurs after herring
have moved out of the fjords. In the
summer when prey is dispersed
throughout Sitka Sound, humpback
whales also disperse throughout the
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Sound and away from the project area
(Straley 2017).
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Killer Whale
Killer whales have been observed in
all oceans and seas of the world, but the
highest densities occur in colder and
more productive waters found at high
latitudes. Killer whales are found
throughout the North Pacific, and occur
along the entire Alaska coast, in British
Columbia and Washington inland
waterways, and along the outer coasts of
Washington, Oregon, and California
(Muto et al. 2017).
Based on data regarding association
patterns, acoustics, movements, and
genetic differences, eight killer whale
stocks are now recognized: (1) The
Alaska Resident stock; (2) the Northern
Resident stock; (3) the Southern
Resident stock; (4) the Gulf of Alaska,
Aleutian Islands, and Bering Sea
Transient stock; (5) the AT1 Transient
stock; (6) the West Coast transient stock,
occurring from California through
southeastern Alaska; and (7) the
Offshore stock, and (8) the Hawaiian
stock. Only the Alaska resident;
Northern resident; Gulf of Alaska,
Aleutian Islands, and Bering Sea
Transient (Gulf of Alaska transient); and
the West coast transient stocks are
considered in this application because
other stocks occur outside the
geographic area under consideration.
Any of these four stocks could occur in
the action area.
Local observational data by Straley
(2017) demonstrated that transient killer
whales, primarily from the West Coast
transient stock, occur most frequently in
the project area. Less often, whales from
the Eastern North Pacific Gulf of Alaska,
Aleutian Islands, and Bering Sea
transient stock occur in the project area.
Because of their transient nature, it is
difficult to predict when killer whales
will be present in the area. Whales from
the Alaska resident stock and the
Northern resident stock primarily feed
on fish and do occur in Southeast
Alaska; however, they are rare in the
project area (Straley 2017).
Harbor Porpoise
The harbor porpoise inhabits
temperate, subarctic, and arctic waters.
In the eastern North Pacific, harbor
porpoises range from Point Barrow,
Alaska, to Point Conception, California.
Harbor porpoise primarily frequent
coastal waters and occur most
frequently in waters less than 100 m
deep (Hobbs and Waite 2010). They may
occasionally be found in deeper offshore
waters.
In Alaska, harbor porpoises are
currently divided into three stocks,
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based primarily on geography: (1) The
Southeast Alaska stock—occurring from
the northern border of British Columbia
to Cape Suckling, Alaska, (2) the Gulf of
Alaska stock—occurring from Cape
Suckling to Unimak Pass, and (3) the
Bering Sea stock—occurring throughout
the Aleutian Islands and all waters
north of Unimak Pass. Only the
Southeast Alaska stock is considered in
this application because the other stocks
are not found in the geographic area
under consideration.
Harbor porpoises commonly frequent
nearshore waters, but are not common
in the project vicinity. Monthly
observation from Sitka’s Whale Park
show harbor porpoises occurring
infrequently in or near the action area
in March, April, and October between
1994 to 2002 (Straley et al. 2018).
Meanwhile, no harbor porpoises have
been observed more recently during
monitoring (Windward 2017 and
Turnagain 2017, Turnagain 2018).
Pinnipeds
Steller Sea Lion
The Steller sea lion is the largest of
the eared seals, ranging along the North
Pacific Rim from northern Japan to
California, with centers of abundance
and distribution in the Gulf of Alaska
and Aleutian Islands. Steller sea lions
were listed as threatened range-wide
under the ESA on November 26, 1990
(55 FR 49204). Subsequently, NMFS
published a final rule designating
critical habitat for the species as a 20
nautical mile buffer around all major
haulouts and rookeries, as well as
associated terrestrial, air and aquatic
zones, and three large offshore foraging
areas (58 FR 45269; August 27, 1993). In
1997, NMFS reclassified Steller sea
lions into two DPSs based on genetic
studies and other information (62 FR
24345; May 5, 1997). Steller sea lion
populations that primarily occur west of
144° W. (Cape Suckling, Alaska)
comprise the western DPS (wDPS),
while all others comprise the eastern
DPS (eDPS); however, there is regular
movement of both DPSs across this
boundary (Jemison et al. 2013). Upon
this reclassification, the wDPS became
listed as endangered while the eDPS
remained as threatened (62 FR 24345;
May 5, 1997). In November 2013, the
eDPS was delisted (78 FR 66140). Based
on recent observations of branded
animals in Southeast Alaska, NMFS
estimates that 98 percent of Steller sea
lions occurring within the action area
belong to the eDPS, leaving 2 percent to
the wDPS (Suzie Teerlink, pers. comm,
May 19, 2017).
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Steller sea lions are common in the
inside waters of southeastern Alaska
and are common in the vicinity of the
project and both Eastern DPS and
Western DPS species are thought to be
within Sitka Sound. Steller sea lions
were seen during every month of
monitoring (September to May) between
1994 and 2002 (Straley et al. 2018).
Because the action area contains a
herring processing plant, animals may
linger in the area to feed
opportunistically. Anecdotal evidence
from staff at the fish processing plant
indicate that multiple (up to 10) Steller
sea lions may reside in the area for
multiple days (Straley et al. 2018).
The project action area does not
overlap Steller sea lion critical habitat.
The Biorka Island haulout is the closest
designated critical habitat and is over 25
kilometers southwest of the project area.
Steller sea lions also haul out on buoys
and navigational markers in Sitka
Sound and along the rocky shores of
Sugarloaf south of the project site.
However, these haulouts are far beyond
the expected extent of in-water and inair noise disturbance thresholds for
hauled out pinnipeds.
Harbor Seal
Harbor seals range from Baja
California north along the coasts of
Washington, Oregon, California, British
Columbia, and Southeast Alaska; west
through the Gulf of Alaska, Prince
William Sound, and the Aleutian
Islands; and north in the Bering Sea to
Cape Newenham and the Pribilof
Islands. They haul out on rocks, reefs,
beaches, and drifting glacial ice, and
feed in marine, estuarine, and
occasionally fresh waters. Harbor seals
are generally non-migratory, with local
movements associated with such factors
as tides, weather, season, food
availability, and reproduction.
Harbor seals in Alaska are partitioned
into 12 separate stocks based largely on
genetic structure: (1) The Aleutian
Islands stock, (2) the Pribilof Islands
stock, (3) the Bristol Bay stock, (4) the
North Kodiak stock, (5) the South
Kodiak stock, (6) the Prince William
Sound stock, (7) the Cook Inlet/Shelikof
stock, (8) the Glacier Bay/Icy Strait
stock, (9) the Lynn Canal/Stephens
Passage stock, (10) the Sitka/Chatham
stock, (11) the Dixon/Cape Decision
stock, and (12) the Clarence Strait stock.
Only the Sitka/Chatham stock is
considered in this proposed IHA. The
range of this stock includes Cape
Bingham south to Cape Ommaney and
the adjacent coastal and inshore waters,
including the project area.
Harbor seals are common in the inside
waters of southeastern Alaska, including
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in the vicinity of the O’Connell Bridge
Lightering Float. The species were seen
during most months of monitoring
(September through May) from
observation from the Sitka Whale Park
between 1994 and 2002, except in
December and May (Straley et al. 2018).
Harbor seals were also commonly
observed at nearby locations according
to recent monitoring reports (Turnagain
2017 and Windward 2017, Turnagain
2018). Similar to Steller sea lions,
harbor seals may linger in the action
area for multiple days; however, no
designated haulouts are within close
proximity.
Marine Mammal Hearing
Hearing is the most important sensory
modality for marine mammals
underwater, and exposure to
anthropogenic sound can have
deleterious effects. To appropriately
assess the potential effects of exposure
to sound, it is necessary to understand
the frequency ranges marine mammals
are able to hear. Current data indicate
that not all marine mammal species
have equal hearing capabilities (e.g.,
Richardson et al., 1995; Wartzok and
Ketten, 1999; Au and Hastings, 2008).
To reflect this, Southall et al. (2007)
recommended that marine mammals be
divided into functional hearing groups
based on directly measured or estimated
hearing ranges on the basis of available
behavioral response data, audiograms
derived using auditory evoked potential
techniques, anatomical modeling, and
other data. Note that no direct
measurements of hearing ability have
been successfully completed for
mysticetes (i.e., low-frequency
cetaceans). Subsequently, NMFS (2018)
described generalized hearing ranges for
these marine mammal hearing groups.
Generalized hearing ranges were chosen
based on the approximately 65 dB
threshold from the normalized
composite audiograms, with the
exception for lower limits for lowfrequency cetaceans where the lower
bound was deemed to be biologically
implausible and the lower bound from
Southall et al. (2007) retained. The
functional groups and the associated
frequencies are indicated below (note
that these frequency ranges correspond
to the range for the composite group,
with the entire range not necessarily
reflecting the capabilities of every
species within that group):
• Low-frequency cetaceans
(mysticetes): Generalized hearing is
estimated to occur between
approximately 7 Hz and 35 kHz;
• Mid-frequency cetaceans (larger
toothed whales, beaked whales, and
most delphinids): Generalized hearing is
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estimated to occur between
approximately 150 Hz and 160 kHz;
• High-frequency cetaceans
(porpoises, river dolphins, and members
of the genera Kogia and
Cephalorhynchus; including two
members of the genus Lagenorhynchus,
on the basis of recent echolocation data
and genetic data): Generalized hearing is
estimated to occur between
approximately 275 Hz and 160 kHz.
• Pinnipeds in water; Phocidae (true
seals): Generalized hearing is estimated
to occur between approximately 50 Hz
to 86 kHz;
• Pinnipeds in water; Otariidae (eared
seals): Generalized hearing is estimated
to occur between 60 Hz and 39 kHz.
The pinniped functional hearing
group was modified from Southall et al.
(2007) on the basis of data indicating
that phocid species have consistently
demonstrated an extended frequency
range of hearing compared to otariids,
especially in the higher frequency range
(Hemila¨ et al., 2006; Kastelein et al.,
2009; Reichmuth and Holt, 2013).
For more detail concerning these
groups and associated frequency ranges,
please see NMFS (2018) for a review of
available information. Five marine
mammal species (three cetacean and
two pinniped (one otariid and one
phocid) species) have the reasonable
potential to co-occur with the proposed
survey activities. Of the cetacean
species that may be present, one is
classified as a low-frequency cetacean
(i.e., humpback whale), one is classified
as a mid-frequency cetacean (i.e., killer
whale), and one is classified as a highfrequency cetacean (i.e., harbor
porpoise).
Potential Effects of Specified Activities
on Marine Mammals and Their Habitat
This section includes a summary and
discussion of the ways that components
of the specified activity may impact
marine mammals and their habitat. The
Estimated Take by Incidental
Harassment section later in this
document includes a quantitative
analysis of the number of individuals
that are expected to be taken by this
activity. The Negligible Impact Analysis
and Determination section considers the
content of this section, the Estimated
Take by Incidental Harassment section,
and the Proposed Mitigation section, to
draw conclusions regarding the likely
impacts of these activities on the
reproductive success or survivorship of
individuals and how those impacts on
individuals are likely to impact marine
mammal species or stocks.
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Description of Sound Sources
The marine soundscape is comprised
of both ambient and anthropogenic
sounds. Ambient sound is defined as
the all-encompassing sound in a given
place and is usually a composite of
sound from many sources both near and
far. The sound level of an area is
defined by the total acoustical energy
being generated by known and
unknown sources. These sources may
include physical (e.g., waves, wind,
precipitation, earthquakes, ice,
atmospheric sound), biological (e.g.,
sounds produced by marine mammals,
fish, and invertebrates), and
anthropogenic sound (e.g., vessels,
dredging, aircraft, construction).
The sum of the various natural and
anthropogenic sound sources at any
given location and time—which
comprise ‘‘ambient’’ or ‘‘background’’
sound—depends not only on the source
levels (as determined by current
weather conditions and levels of
biological and shipping activity) but
also on the ability of sound to propagate
through the environment. In turn, sound
propagation is dependent on the
spatially and temporally varying
properties of the water column and sea
floor, and is frequency-dependent. As a
result of the dependence on a large
number of varying factors, ambient
sound levels can be expected to vary
widely over both coarse and fine spatial
and temporal scales. Sound levels at a
given frequency and location can vary
by 10–20 dB from day to day
(Richardson et al. 1995). The result is
that, depending on the source type and
its intensity, sound from the specified
activity may be a negligible addition to
the local environment or could form a
distinctive signal that may affect marine
mammals.
In-water construction activities
associated with the project would
include impact pile driving, vibratory
pile driving and removal, and drilling.
The sounds produced by these activities
fall into one of two general sound types:
Impulsive and non-impulsive.
Impulsive sounds (e.g., explosions,
gunshots, sonic booms, impact pile
driving) are typically transient, brief
(less than 1 second), broadband, and
consist of high peak sound pressure
with rapid rise time and rapid decay
(ANSI 1986; NIOSH 1998; ANSI 2005;
NMFS 2018). Non-impulsive sounds
(e.g. aircraft, machinery operations such
as drilling or dredging, vibratory pile
driving, and active sonar systems) can
be broadband, narrowband or tonal,
brief or prolonged (continuous or
intermittent), and typically do not have
the high peak sound pressure with raid
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rise/decay time that impulsive sounds
do (ANSI 1995; NIOSH 1998; NMFS
2018). The distinction between these
two sound types is important because
they have differing potential to cause
physical effects, particularly with regard
to hearing (e.g., Ward 1997 in Southall
et al. 2007).
Two types of pile hammers would be
used on this project: Impact and
vibratory. Impact hammers operate by
repeatedly dropping a heavy piston onto
a pile to drive the pile into the substrate.
Sound generated by impact hammers is
characterized by rapid rise times and
high peak levels, a potentially injurious
combination (Hastings and Popper
2005). Vibratory hammers install piles
by vibrating them and allowing the
weight of the hammer to push them into
the sediment. Vibratory hammers
produce significantly less sound than
impact hammers. Peak SPLs may be 180
dB or greater, but are generally 10 to 20
dB lower than SPLs generated during
impact pile driving of the same-sized
pile (Oestman et al. 2009). Rise time is
slower, reducing the probability and
severity of injury, and sound energy is
distributed over a greater amount of
time (Nedwell and Edwards 2002;
Carlson et al. 2005).
Drilling would be conducted using a
down-the-hole drill inserted through the
hollow steel piles. A down-the-hole
drill is a drill bit that drills through the
bedrock using an impact mechanism
that functions at the bottom of the hole.
This breaks up rock to allow removal of
debris and insertion of the pile. The
head extends so that the drilling takes
place below the pile. The sounds
produced by the down-the-hole drilling
method are considered continuous as
the noise from the drilling component is
dominant. In addition, this method
likely increases sound attenuation
because the noise is primarily contained
within the steel pile and below ground
rather than impact hammer driving
methods which occur at the top of the
pile and introduce sound into the water
column to a greater degree.
The likely or possible impacts of
CBS’s proposed activity on marine
mammals could involve both nonacoustic and acoustic stressors.
Potential non-acoustic stressors could
result from the physical presence of the
equipment and personnel; however, any
impacts to marine mammals are
expected to primarily be acoustic in
nature. Acoustic stressors include
effects of heavy equipment operation
during pile installation and removal and
drilling.
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Acoustic Impacts
The introduction of anthropogenic
noise into the aquatic environment from
pile driving and removal and down-thehole drilling is the primary means by
which marine mammals may be
harassed from CBS’s specified activity.
In general, animals exposed to natural
or anthropogenic sound may experience
physical and psychological effects,
ranging in magnitude from none to
severe (Southall et al. 2007). In general,
exposure to pile driving and drilling
noise has the potential to result in
auditory threshold shifts and behavioral
reactions (e.g., avoidance, temporary
cessation of foraging and vocalizing,
changes in dive behavior). Exposure to
anthropogenic noise can also lead to
non-observable physiological responses
such an increase in stress hormones.
Additional noise in a marine mammal’s
habitat can mask acoustic cues used by
marine mammals to carry out daily
functions such as communication and
predator and prey detection. The effects
of pile driving and drilling noise on
marine mammals are dependent on
several factors, including, but not
limited to, sound type (e.g., impulsive
vs. non-impulsive), the species, age and
sex class (e.g., adult male vs. mom with
calf), duration of exposure, the distance
between the pile and the animal,
received levels, behavior at time of
exposure, and previous history with
exposure (Wartzok et al. 2004; Southall
et al. 2007). Here we discuss physical
auditory effects (threshold shifts)
followed by behavioral effects and
potential impacts on habitat.
NMFS defines a noise-induced
threshold shift (TS) as a change, usually
an increase, in the threshold of
audibility at a specified frequency or
portion of an individual’s hearing range
above a previously established reference
level (NMFS 2018). The amount of
threshold shift is customarily expressed
in dB. A TS can be permanent or
temporary. As described in NMFS
(2018), there are numerous factors to
consider when examining the
consequence of TS, including, but not
limited to, the signal temporal pattern
(e.g., impulsive or non-impulsive),
likelihood an individual would be
exposed for a long enough duration or
to a high enough level to induce a TS,
the magnitude of the TS, time to
recovery (seconds to minutes or hours to
days), the frequency range of the
exposure (i.e., spectral content), the
hearing and vocalization frequency
range of the exposed species relative to
the signal’s frequency spectrum (i.e.,
how animal uses sound within the
frequency band of the signal; e.g.,
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Kastelein et al. 2014), and the overlap
between the animal and the source (e.g.,
spatial, temporal, and spectral).
Permanent Threshold Shift (PTS)—
NMFS defines PTS as a permanent,
irreversible increase in the threshold of
audibility at a specified frequency or
portion of an individual’s hearing range
above a previously established reference
level (NMFS 2018). Available data from
humans and other terrestrial mammals
indicate that a 40 dB threshold shift
approximates PTS onset (see Ward et al.
1958, 1959; Ward 1960; Kryter et al.
1966; Miller 1974; Ahroon et al. 1996;
Henderson et al. 2008). PTS levels for
marine mammals are estimates, as with
the exception of a single study
unintentionally inducing PTS in a
harbor seal (Kastak et al. 2008), there are
no empirical data measuring PTS in
marine mammals largely due to the fact
that, for various ethical reasons,
experiments involving anthropogenic
noise exposure at levels inducing PTS
are not typically pursued or authorized
(NMFS 2018).
Temporary Threshold Shift (TTS)—A
temporary, reversible increase in the
threshold of audibility at a specified
frequency or portion of an individual’s
hearing range above a previously
established reference level (NMFS
2018). Based on data from cetacean TTS
measurements (see Southall et al. 2007),
a TTS of 6 dB is considered the
minimum threshold shift clearly larger
than any day-to-day or session-tosession variation in a subject’s normal
hearing ability (Schlundt et al. 2000;
Finneran et al. 2000, 2002). As
described in Finneran (2015), marine
mammal studies have shown the
amount of TTS increases with
cumulative sound exposure level
(SELcum) in an accelerating fashion: At
low exposures with lower SELcum, the
amount of TTS is typically small and
the growth curves have shallow slopes.
At exposures with higher SELcum, the
growth curves become steeper and
approach linear relationships with the
noise SEL.
Depending on the degree (elevation of
threshold in dB), duration (i.e., recovery
time), and frequency range of TTS, and
the context in which it is experienced,
TTS can have effects on marine
mammals ranging from discountable to
serious (similar to those discussed in
auditory masking, below). For example,
a marine mammal may be able to readily
compensate for a brief, relatively small
amount of TTS in a non-critical
frequency range that takes place during
a time when the animal is traveling
through the open ocean, where ambient
noise is lower and there are not as many
competing sounds present.
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Alternatively, a larger amount and
longer duration of TTS sustained during
time when communication is critical for
successful mother/calf interactions
could have more serious impacts. We
note that reduced hearing sensitivity as
a simple function of aging has been
observed in marine mammals, as well as
humans and other taxa (Southall et al.
2007), so we can infer that strategies
exist for coping with this condition to
some degree, though likely not without
cost.
Currently, TTS data only exist for four
species of cetaceans (bottlenose dolphin
(Tursiops truncatus), beluga whale
(Delphinapterus leucas), harbor
porpoise, and Yangtze finless porpoise
(Neophocoena asiaeorientalis)) and five
species of pinnipeds exposed to a
limited number of sound sources (i.e.,
mostly tones and octave-band noise) in
laboratory settings (Finneran 2015). TTS
was not observed in trained spotted
(Phoca largha) and ringed (Pusa
hispida) seals exposed to impulsive
noise at levels matching previous
predictions of TTS onset (Reichmuth et
al. 2016). In general, harbor seals and
harbor porpoises have a lower TTS
onset than other measured pinniped or
cetacean species (Finneran 2015).
Additionally, the existing marine
mammal TTS data come from a limited
number of individuals within these
species. No data are available on noiseinduced hearing loss for mysticetes. For
summaries of data on TTS in marine
mammals or for further discussion of
TTS onset thresholds, please see
Southall et al. (2007), Finneran and
Jenkins (2012), Finneran (2015), and
Table 5 in NMFS (2018). Installing piles
requires a combination of impact pile
driving, vibratory pile driving, and
down-the-hole drilling. For the project,
these activities would not occur at the
same time and there would likely be
pauses in activities producing the sound
during each day. Given these pauses
and that many marine mammals are
likely moving through the action area
and not remaining for extended periods
of time, the potential for TS declines.
Behavioral Harassment—Exposure to
noise from pile driving and removal and
drilling also has the potential to
behaviorally disturb marine mammals.
Available studies show wide variation
in response to underwater sound;
therefore, it is difficult to predict
specifically how any given sound in a
particular instance might affect marine
mammals perceiving the signal. If a
marine mammal does react briefly to an
underwater sound by changing its
behavior or moving a small distance, the
impacts of the change are unlikely to be
significant to the individual, let alone
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the stock or population. However, if a
sound source displaces marine
mammals from an important feeding or
breeding area for a prolonged period,
impacts on individuals and populations
could be significant (e.g., Lusseau and
Bejder 2007; Weilgart 2007; NRC 2005).
Disturbance may result in changing
durations of surfacing and dives,
number of blows per surfacing, or
moving direction and/or speed;
reduced/increased vocal activities;
changing/cessation of certain behavioral
activities (such as socializing or
feeding); visible startle response or
aggressive behavior (such as tail/fluke
slapping or jaw clapping); avoidance of
areas where sound sources are located.
Pinnipeds may increase their haul out
time, possibly to avoid in-water
disturbance (Thorson and Reyff 2006).
Behavioral responses to sound are
highly variable and context-specific and
any reactions depend on numerous
intrinsic and extrinsic factors (e.g.,
species, state of maturity, experience,
current activity, reproductive state,
auditory sensitivity, time of day), as
well as the interplay between factors
(e.g., Richardson et al. 1995; Wartzok et
al. 2003; Southall et al. 2007; Weilgart
2007; Archer et al. 2010). Behavioral
reactions can vary not only among
individuals but also within an
individual, depending on previous
experience with a sound source,
context, and numerous other factors
(Ellison et al. 2012), and can vary
depending on characteristics associated
with the sound source (e.g., whether it
is moving or stationary, number of
sources, distance from the source). In
general, pinnipeds seem more tolerant
of, or at least habituate more quickly to,
potentially disturbing underwater sound
than do cetaceans, and generally seem
to be less responsive to exposure to
industrial sound than most cetaceans.
Please see Appendices B–C of Southall
et al. (2007) for a review of studies
involving marine mammal behavioral
responses to sound.
Disruption of feeding behavior can be
difficult to correlate with anthropogenic
sound exposure, so it is usually inferred
by observed displacement from known
foraging areas, the appearance of
secondary indicators (e.g., bubble nets
or sediment plumes), or changes in dive
behavior. As for other types of
behavioral response, the frequency,
duration, and temporal pattern of signal
presentation, as well as differences in
species sensitivity, are likely
contributing factors to differences in
response in any given circumstance
(e.g., Croll et al. 2001; Nowacek et al.
2004; Madsen et al. 2006; Yazvenko et
al. 2007). A determination of whether
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foraging disruptions incur fitness
consequences would require
information on or estimates of the
energetic requirements of the affected
individuals and the relationship
between prey availability, foraging effort
and success, and the life history stage of
the animal.
In 2016, the Alaska Department of
Transportation and Public Facilities
(ADOT&PF) documented observations
of marine mammals during construction
activities (i.e., pile driving and downhole drilling) at the Kodiak Ferry Dock
(see 80 FR 60636 for Final IHA Federal
Register notice). In the marine mammal
monitoring report for that project (ABR
2016), 1,281 Steller sea lions were
observed within the Level B disturbance
zone during pile driving or drilling (i.e.,
documented as Level B harassment
take). Of these, 19 individuals
demonstrated an alert behavior, 7 were
fleeing, and 19 swam away from the
project site. All other animals (98
percent) were engaged in activities such
as milling, foraging, or fighting and did
not change their behavior. In addition,
two sea lions approached within 20
meters of active vibratory pile driving
activities. Three harbor seals were
observed within the disturbance zone
during pile driving activities; none of
them displayed disturbance behaviors.
Fifteen killer whales and three harbor
porpoise were also observed within the
Level B harassment zone during pile
driving. The killer whales were
travelling or milling while all harbor
porpoises were travelling. No signs of
disturbance were noted for either of
these species. Given the similarities in
activities and habitat and the fact the
same species are involved, we expect
similar behavioral responses of marine
mammals to the specified activity. That
is, disturbance, if any, is likely to be
temporary and localized (e.g., small area
movements). Monitoring reports from
other recent pile driving and down-thehole drilling projects in Alaska have
observed similar behaviors (for example,
the Biorka Island Dock Replacement
Project).
Masking—Sound can disrupt behavior
through masking, or interfering with, an
animal’s ability to detect, recognize, or
discriminate between acoustic signals of
interest (e.g., those used for intraspecific
communication and social interactions,
prey detection, predator avoidance,
navigation) (Richardson et al. 1995).
Masking occurs when the receipt of a
sound is interfered with by another
coincident sound at similar frequencies
and at similar or higher intensity, and
may occur whether the sound is natural
(e.g., snapping shrimp, wind, waves,
precipitation) or anthropogenic (e.g.,
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pile driving, shipping, sonar, seismic
exploration) in origin. The ability of a
noise source to mask biologically
important sounds depends on the
characteristics of both the noise source
and the signal of interest (e.g., signal-tonoise ratio, temporal variability,
direction), in relation to each other and
to an animal’s hearing abilities (e.g.,
sensitivity, frequency range, critical
ratios, frequency discrimination,
directional discrimination, age or TTS
hearing loss), and existing ambient
noise and propagation conditions.
Masking of natural sounds can result
when human activities produce high
levels of background sound at
frequencies important to marine
mammals. Conversely, if the
background level of underwater sound
is high (e.g. on a day with strong wind
and high waves), an anthropogenic
sound source would not be detectable as
far away as would be possible under
quieter conditions and would itself be
masked.
Airborne Acoustic Effects—Pinnipeds
that occur near the project site could be
exposed to airborne sounds associated
with pile driving and removal and
down-the-hole drilling that have the
potential to cause behavioral
harassment, depending on their distance
from pile driving activities. Cetaceans
are not expected to be exposed to
airborne sounds that would result in
harassment as defined under the
MMPA.
Airborne noise would primarily be an
issue for pinnipeds that are swimming
or hauled out near the project site
within the range of noise levels elevated
above the acoustic criteria. We
recognize that pinnipeds in the water
could be exposed to airborne sound that
may result in behavioral harassment
when looking with their heads above
water. Most likely, airborne sound
would cause behavioral responses
similar to those discussed above in
relation to underwater sound. For
instance, anthropogenic sound could
cause hauled-out pinnipeds to exhibit
changes in their normal behavior, such
as reduction in vocalizations, or cause
them to temporarily abandon the area
and move further from the source.
However, these animals would
previously have been ‘taken’ because of
exposure to underwater sound above the
behavioral harassment thresholds,
which are in all cases larger than those
associated with airborne sound. Thus,
the behavioral harassment of these
animals is already accounted for in
these estimates of potential take.
Therefore, we do not believe that
authorization of incidental take
resulting from airborne sound for
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pinnipeds is warranted, and airborne
sound is not discussed further here.
Marine Mammal Habitat Effects
CBS construction activities at the
O’Connell Bridge lightering float could
have localized, temporary impacts on
marine mammal habitat and their prey
by increasing in-water sound pressure
levels and slightly decreasing water
quality. Increased noise levels may
affect acoustic habitat (see masking
discussion above) and adversely affect
marine mammal prey in the vicinity of
the project area (see discussion below).
During impact pile driving, elevated
levels of underwater noise would
ensonify a portion of Sitka Sound where
both fish and mammals occur and could
affect foraging success.
Construction activities are of short
duration and would likely have
temporary impacts on marine mammal
habitat through increases in underwater
and airborne sound. These sounds
would not be detectable at the nearest
known Steller sea lion haulouts, and all
known harbor seal haulouts are well
beyond the maximum distance of
predicted in-air acoustical disturbance.
In-water pile driving, pile removal,
and drilling activities would also cause
short-term effects on water quality due
to increased turbidity. Local strong
currents are anticipated to disburse
suspended sediments produced by
project activities at moderate to rapid
rates depending on tidal stage. CBS
would employ standard construction
best management practices, thereby
reducing any impacts. Therefore, the
impact from increased turbidity levels is
expected to be discountable.
In-Water Construction Effects on
Potential Foraging Habitat
The area likely impacted by the
project is relatively small compared to
the available habitat in Crescent Bay
and Sitka Sound and does not include
any BIAs or ESA-designated critical
habitat. Pile installation/removal and
drilling may temporarily increase
turbidity resulting from suspended
sediments. Any increases would be
temporary, localized, and minimal. CBS
must comply with state water quality
standards during these operations by
limiting the extent of turbidity to the
immediate project area. In general,
turbidity associated with pile
installation is localized to about a 25foot radius around the pile (Everitt et al.
1980). Cetaceans are not expected to be
close enough to the project pile driving
areas to experience effects of turbidity,
and any pinnipeds would be transiting
the area and could avoid localized areas
of turbidity. Therefore, the impact from
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7031
increased turbidity levels is expected to
be discountable to marine mammals.
Furthermore, pile driving and removal
at the project site would not obstruct
movements or migration of marine
mammals.
Avoidance by potential prey (i.e., fish)
of the immediate area due to the
temporary loss of this foraging habitat is
also possible. The duration of fish
avoidance of this area after pile driving
stops is unknown, but a rapid return to
normal recruitment, distribution and
behavior is anticipated. Any behavioral
avoidance by fish of the disturbed area
would still leave significantly large
areas of fish and marine mammal
foraging habitat in the nearby vicinity in
Crescent Bay and Sitka Sound.
The duration of the construction
activities is relatively short. The
construction window is for a maximum
of 3 days during daylight hours only.
Impacts to habitat and prey are expected
to be minimal based on the short
duration of activities.
In-water Construction Effects on
Potential Prey (Fish)—Construction
activities would produce continuous
(i.e., vibratory pile driving and downthe-hole drilling) and intermittent (i.e.
impact driving) sounds. Fish react to
sounds that are especially strong and/or
intermittent low-frequency sounds.
Short duration, sharp sounds can cause
overt or subtle changes in fish behavior
and local distribution. Hastings and
Popper (2005) identified several studies
that suggest fish may relocate to avoid
certain areas of sound energy.
Additional studies have documented
effects of pile driving on fish, although
several are based on studies in support
of large, multiyear bridge construction
projects (e.g., Scholik and Yan 2001,
2002; Popper and Hastings 2009). Sound
pulses at received levels of 160 dB may
cause subtle changes in fish behavior.
SPLs of 180 dB may cause noticeable
changes in behavior (Pearson et al.
1992; Skalski et al. 1992). SPLs of
sufficient strength have been known to
cause injury to fish and fish mortality.
The most likely impact to fish from
pile driving and drilling activities at the
project area would be temporary
behavioral avoidance of the area. The
duration of fish avoidance of this area
after pile driving stops is unknown, but
a rapid return to normal recruitment,
distribution and behavior is anticipated.
In general, impacts to marine mammal
prey species are expected to be minor
and temporary due to the short
timeframe for the project.
Construction activities, in the form of
increased turbidity, have the potential
to adversely affect forage fish and
juvenile salmonid outmigratory routes
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in the project area. Both herring and
salmon form a significant prey base for
Steller sea lions, herring is a primary
prey species of humpback whales, and
both herring and salmon are
components of the diet of many other
marine mammal species that occur in
the project area. Increased turbidity is
expected to occur in the immediate
vicinity (on the order of 10 feet or less)
of construction activities. However,
suspended sediments and particulates
are expected to dissipate quickly within
a single tidal cycle. Given the limited
area affected and high tidal dilution
rates any effects on forage fish and
salmon are expected to be minor or
negligible. In addition, best management
practices would be in effect, which
would limit the extent of turbidity to the
immediate project area.
In summary, given the short daily
duration of sound associated with
individual pile driving and drilling
events and the relatively small areas
being affected, pile driving and drilling
activities associated with the proposed
action are not likely to have a
permanent, adverse effect on any fish
habitat, or populations of fish species.
Thus, we conclude that impacts of the
specified activity are not likely to have
more than short-term adverse effects on
any prey habitat or populations of prey
species. Further, any impacts to marine
mammal habitat are not expected to
result in significant or long-term
consequences for individual marine
mammals, or to contribute to adverse
impacts on their populations.
Estimated Take
This section provides an estimate of
the number of incidental takes proposed
for authorization through this IHA,
which will inform both NMFS’
consideration of ‘‘small numbers’’ and
the negligible impact determination.
Harassment is the only type of take
expected to result from these activities.
Except with respect to certain activities
not pertinent here, section 3(18) of the
MMPA defines ‘‘harassment’’ as: Any
act of pursuit, torment, or annoyance
which (i) has the potential to injure a
marine mammal or marine mammal
stock in the wild (Level A harassment);
or (ii) has the potential to disturb a
marine mammal or marine mammal
stock in the wild by causing disruption
of behavioral patterns, including, but
not limited to, migration, breathing,
nursing, breeding, feeding, or sheltering
(Level B harassment).
Authorized takes would be by Level B
harassment only, in the form of
disruption of behavioral patterns for
individual marine mammals resulting
from exposure to impact and vibratory
hammers and down-the-hole drilling.
Based on the nature of the activity and
the anticipated effectiveness of the
mitigation measures (i.e., shutdown—
discussed in detail below in Proposed
Mitigation section), Level A harassment
is neither anticipated nor proposed to be
authorized.
As described previously, no mortality
is anticipated or proposed to be
authorized for this activity. Below we
describe how the take is estimated.
Generally speaking, we estimate take
by considering: (1) Acoustic thresholds
above which NMFS believes the best
available science indicates marine
mammals will be behaviorally harassed
or incur some degree of permanent
hearing impairment; (2) the area or
volume of water that will be ensonified
above these levels in a day; (3) the
density or occurrence of marine
mammals within these ensonified areas;
and, (4) and the number of days of
activities. We note that while these
basic factors can contribute to a basic
calculation to provide an initial
prediction of takes, additional
information that can qualitatively
inform take estimates is also sometimes
available (e.g., previous monitoring
results or average group size). Below, we
describe the factors considered here in
more detail and present the proposed
take estimate.
Acoustic Thresholds
Using the best available science,
NMFS has developed acoustic
thresholds that identify the received
level of underwater sound above which
exposed marine mammals would be
reasonably expected to be behaviorally
harassed (equated to Level B
harassment) or to incur PTS of some
degree (equated to Level A harassment).
Level B Harassment for non-explosive
sources—Though significantly driven by
received level, the onset of behavioral
disturbance from anthropogenic noise
exposure is also informed to varying
degrees by other factors related to the
source (e.g., frequency, predictability,
duty cycle), the environment (e.g.,
bathymetry), and the receiving animals
(hearing, motivation, experience,
demography, behavioral context) and
can be difficult to predict (Southall et
al., 2007, Ellison et al., 2012). Based on
what the available science indicates and
the practical need to use a threshold
based on a factor that is both predictable
and measurable for most activities,
NMFS uses a generalized acoustic
threshold based on received level to
estimate the onset of behavioral
harassment. NMFS predicts that marine
mammals are likely to be behaviorally
harassed in a manner we consider Level
B harassment when exposed to
underwater anthropogenic noise above
received levels of 120 dB re 1 mPa (rms)
for continuous (e.g., vibratory piledriving, drilling) and above 160 dB re 1
mPa (rms) for non-explosive impulsive
(e.g., seismic airguns) or intermittent
(e.g., scientific sonar) sources. CBS’s
proposed activity includes the use of
continuous (vibratory pile driving/
removal and drilling) and impulsive
(impact pile driving) sources, and
therefore the 120 and 160 dB re 1 mPa
(rms) thresholds are applicable.
Level A harassment for non-explosive
sources—NMFS’ Technical Guidance
for Assessing the Effects of
Anthropogenic Sound on Marine
Mammal Hearing (Version 2.0)
(Technical Guidance, 2018) identifies
dual criteria to assess auditory injury
(Level A harassment) to five different
marine mammal groups (based on
hearing sensitivity) as a result of
exposure to noise from two different
types of sources (impulsive or nonimpulsive). CBS’s proposed activity
includes the use of impulsive (impact
pile driving) and non-impulsive
(vibratory pile driving/removal and
drilling) sources.
These thresholds are provided in the
table below. The references, analysis,
and methodology used in the
development of the thresholds are
described in NMFS 2018 Technical
Guidance, which may be accessed at:
https://www.fisheries.noaa.gov/
national/marine-mammal-protection/
marine-mammal-acoustic-technicalguidance.
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TABLE 3—THRESHOLDS IDENTIFYING THE ONSET OF PERMANENT THRESHOLD SHIFT
PTS onset thresholds *
(received level)
Hearing group
Impulsive
Low-Frequency (LF) Cetaceans .........................................
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LF,24h:
Non-impulsive
183 dB ...............................
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LF,24h:
199 dB.
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TABLE 3—THRESHOLDS IDENTIFYING THE ONSET OF PERMANENT THRESHOLD SHIFT—Continued
PTS onset thresholds *
(received level)
Hearing group
Impulsive
Mid-Frequency (MF) Cetaceans .........................................
High-Frequency (HF) Cetaceans .......................................
Phocid Pinnipeds (PW) (Underwater) ................................
Otariid Pinnipeds (OW) (Underwater) ................................
Lp,0-pk,flat:
Lp,0-pk,flat:
Lp,0-pk.flat:
Lp,0-pk,flat:
230
202
218
232
dB;
dB;
dB;
dB;
LE,p,
LE,p,
LE,p,
LE,p,
Non-impulsive
185 dB ..............................
155 dB ..............................
PW,24h: 185 dB ..............................
OW,24h: 203 dB .............................
MF,24h:
HF,24h:
LE,p,
LE,p,
LE,p,
LE,p,
198 dB.
173 dB.
PW,24h: 201 dB.
OW,24h: 219 dB.
MF,24h:
HF,24h:
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* Dual metric thresholds for impulsive sounds: Use whichever results in the largest isopleth for calculating PTS onset. If a non-impulsive sound
has the potential of exceeding the peak sound pressure level thresholds associated with impulsive sounds, these thresholds are recommended
for consideration.
Note: Peak sound pressure level (Lp,0-pk) has a reference value of 1 μPa, and weighted cumulative sound exposure level (LE,p) has a reference value of 1μPa2s. In this table, thresholds are abbreviated to be more reflective of International Organization for Standardization standards
(ISO 2017). The subscript ‘‘flat’’ is being included to indicate peak sound pressure are flat weighted or unweighted within the generalized hearing
range of marine mammals (i.e., 7 Hz to 160 kHz). The subscript associated with cumulative sound exposure level thresholds indicates the designated marine mammal auditory weighting function (LF, MF, and HF cetaceans, and PW and OW pinnipeds) and that the recommended accumulation period is 24 hours. The weighted cumulative sound exposure level thresholds could be exceeded in a multitude of ways (i.e., varying
exposure levels and durations, duty cycle). When possible, it is valuable for action proponents to indicate the conditions under which these
thresholds will be exceeded.
Ensonified Area
Here, we describe operational and
environmental parameters of the activity
that will feed into identifying the area
ensonified above the acoustic
thresholds, which include source levels
and transmission loss coefficient.
The sound field in the project area is
the existing background noise plus
additional construction noise from the
proposed project. Marine mammals are
expected to be affected via sound
generated by the primary components of
the project (i.e., impact pile driving,
vibratory pile driving and removal and
down-the-hole drilling). The maximum
(underwater) ensonified area is
truncated by land masses and largely
confined to marine waters within
Eastern Channel of Sitka Sound,
extending approximately 7.7 kilometers
through Crescent Bay, Middle Channel,
and into Eastern Channel and
encompassing approximately 7.26
square kilometers (see Figure 5 in the
application).
The distances to the Level A and
Level B harassment thresholds were
calculated based on source levels from
the Naval Base Kitsap at Bangor EHW–
1 Pile Replacement Project, in Bangor,
Washington (NAVFAC 2012) and the
Kodiak Ferry Terminal Project in
Kodiak, Alaska (Denes et. al. 2016) for
a given activity and pile type (e.g.,
vibratory removal/installation, drilling,
and impact pile driving of 24-inch
diameter steel piles). The vibratory
source level is proxy from 24-inch steel
piles driven at the Naval Base Kitsap in
Bangor, Washington (NAVFAC 2012)
and from acoustic modeling of
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nearshore marine pile driving at Navy
installations in Puget Sound (United
States Navy 2015). The socketing source
level is proxy from mean measured
sources levels from drilling of 24-inch
diameter piles to construct the Kodiak
Ferry Terminal (Denes et al. 2016).
Sound pressure level root-mean-square
(SPL rms) values were used to calculate
distance to Level A and B harassment
isopleths for impact pile driving. The
source levels of 168.2 SEL (for Level A
harassment) and 181.3 SPL (for Level B
harassment) are the mean measured
levels from the Kodiak Ferry Terminal
project (Denes et al. 2016).
Transmission loss (TL) is the decrease
in acoustic intensity as an acoustic
pressure wave propagates out from a
source. TL parameters vary with
frequency, temperature, sea conditions,
current, source and receiver depth,
water depth, water chemistry, and
bottom composition and topography.
The general formula for underwater TL
is:
TL = B * Log10 (R 1/R 2), where
TL = transmission loss in dB
B = transmission loss coefficient; for practical
spreading equals 15
R 1= the distance of the modeled SPL from
the driven pile, and
R 2= the distance from the driven pile of the
initial measurement
A practical spreading value of fifteen
is often used under conditions, such as
at the lightering dock location, where
water increases with depth as the
receiver moves away from the shoreline,
resulting in an expected propagation
environment that would lie between
spherical and cylindrical spreading loss
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conditions. Practical spreading loss is
assumed here.
When the NMFS Technical Guidance
(2016) was published, in recognition of
the fact that ensonified area/volume
could be more technically challenging
to predict because of the duration
component in the new thresholds, we
developed a User Spreadsheet that
includes tools to help predict a simple
isopleth that can be used in conjunction
with marine mammal density or
occurrence to help predict takes. We
note that because of some of the
assumptions included in the methods
used for these tools, we anticipate that
isopleths produced are typically going
to be overestimates of some degree,
which may result in some degree of
overestimate of Level A harassment
take. However, these tools offer the best
way to predict appropriate isopleths
when more sophisticated 3D modeling
methods are not available, and NMFS
continues to develop ways to
quantitatively refine these tools, and
will qualitatively address the output
where appropriate. For stationary
sources such as pile driving and
drilling, NMFS User Spreadsheet
predicts the closest distance at which, if
a marine mammal remained at that
distance the whole duration of the
activity, it would not incur PTS. Inputs
used in the User Spreadsheet, and the
resulting isopleths are reported in
Tables 4 and 5. Isopleths for Level B
harassment associated with impact pile
driving (160 dB) and vibratory pile
driving/removal and drilling (120 dB)
were also calculated and are can be
found in Table 5.
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TABLE 4—USER SPREADSHEET INPUT PARAMETERS USED FOR CALCULATING HARASSMENT ISOPLETHS
Vibratory driving
Drilling/socketing
Impact driving
(A.1) Vibratory
driving—stationary source:
non-impulsive,
continuous
(A) Stationary
source: non-impulsive, continuous
(E.1): Impact
pile driving (stationary source:
impulsive, intermittent
161 RMS SPL
2.5 ....................
12 .....................
n/a ....................
n/a ....................
5 .......................
15 .....................
10 .....................
167.7 RMS SPL
2 .......................
n/a ....................
n/a ....................
6 .......................
n/a ....................
15 .....................
10 .....................
168.2 SEL.
2.
6.
5.
n/a.
n/a.
15.
10.
Spreadsheet tab used
Source Level (dB) ...............................................................................................................
Weighting Factor Adjustment (kHz) ....................................................................................
(a) Number of piles in 24-hr ...............................................................................................
(b) Number of strikes/pile ...................................................................................................
(c) Duration of sound (hours) within 24-h period ...............................................................
(d) Duration of drive single pile (minutes) ..........................................................................
Propagation (xLogR) ...........................................................................................................
Distance of source level measurement (meters) ................................................................
* n/a: not applicable
TABLE 5—CALCULATED DISTANCES TO LEVEL A HARASSMENT AND LEVEL B HARASSMENT ISOPLETHS DURING PILE
INSTALLATION AND REMOVAL AND DRILLING
Distance (m) to level A and level B thresholds
Activity
Source level
at 10 meters
(dB)
Level A
Midfrequency
cetaceans
Low-frequency
cetaceans
High-frequency
cetaceans
Level B
Phocid
Otariid
Vibratory Pile Driving/Removal
16-inch steel removal and
installation (12 piles)
(∼1 hour on 1 day).
161 SPL .....
6.8
0.6
10.1
4.2
0.3
5,412
5.6
3.4
0.2
*15,136
11.8
5.3
0.4
263
Drilling/Socketing Pile Installation
16-inch steel installation
(6 piles) (6 hours per
day on 2 days).
167.7 SPL ..
6.3
0.4
Impact Pile Driving
16-inch steel installation
(6 piles) (∼3 minutes
per day on 1 day).
168.2 SEL/
181.3 SPL.
9.9
0.4
* Ensonified are area would be truncated by land masses with a maximum extent of 7.7 km.
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Marine Mammal Occurrence and Take
Calculation and Estimation
In this section we provide the
information about the presence, density,
or group dynamics of marine mammals
that will inform the take calculations
and how this information is brought
together to produce a quantitative take
estimate.
Density information is not available
for marine mammals in the project area.
Potential exposures for marine
mammals were estimated from several
sources. Between the months of
September through May from 1994 to
2002, weekly surveys were conducted at
Sitka’s Whale Park, located at the
easternmost end of Eastern Channel as
shown in Figure 5 in the application.
More recent data (from 2002 to present)
were collected from small vessels or
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Allen Marine 100-foot catamarans
during school field trips in and around
Eastern Channel. Additionally, marine
mammal observational data was
collected in the Sitka Channel as part of
the Gary Paxton Industrial Park (GPIP)
Multipurpose Dock Project (Turnagain
2017). Monitors were present during
twenty-two days of in water work as
part of this project. This included ten
days between October 9th and 20th,
2017 for wooden pile removal, where
only one monitor was present each day
and twelve days between October 22nd
and November 9th, where two observers
were monitoring during new pile
installation. Additionally, data was
collected in January and October/
November of 2017 in the Sitka Channel
when Petro Marine Services removed
and replaced a fuel float in the Sitka
Channel and recorded marine mammal
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observations (Windward 2017). Finally,
marine mammal observation reports
covering the months of June through
September, 2018 were also reviewed
(Turnagain 2018).
Level B Harassment Calculations
The estimation of takes by Level B
harassment uses the following
calculation:
Level B harassment estimate = N
(number of animals in the ensonified
area) * Number of days of noise
generating activities.
Humpback Whale
Humpback whales are the most
commonly observed baleen whale in
Southeast Alaska, particularly during
spring and summer months. Humpback
whales frequent the action area and
could be encountered during any given
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day of pile driving/removal activities. In
the project vicinity, humpback whales
typically occur in groups of 1 to 2
animals, with an estimated maximum
group size of 4 animals. Most humpback
whales observed in the area were
solitary. When more than one whale
was observed, available survey data
reports a typical group size of 2–4
whales (Straley et al. 2018). During
work on GPIP Dock, groups of 5 and 10
individuals were seen a few times, but
most of the time, single whales were
observed (Turnagain 2017). CBS
conservatively estimates that a group of
5 humpback whales may occur within
the Level B harassment zone every day
of the 3-day construction window
during active pile driving (5 animals in
a group × 1 group each day × 3 days =
15 animals). Therefore, CBS requests
and NMFS proposes to authorize 15
Level B harassment takes of humpback
whales. Based on Wade et al. (2016), the
probability is that 93.9 percent of the
humpback whales taken would be from
the Hawaii DPS (not listed under ESA)
and 6.1 percent of the humpback whales
taken would be from the ESA-listed
threatened Mexico DPS.
Killer Whale
Killer whales pass through the action
area and could be encountered during
any given day of pile removal and
installation. In the project vicinity,
typical killer whale pod sizes vary from
between 4–8 individuals, with an
estimated maximum group size of 8
animals (Straley et al. 2018). A pod of
three killer whales were observed
during monitoring for the Petro Marine
Dock, and a pod of seven whales were
observed on one day near Biorka Island
(Windward 2017; Turnagain 2018). CBS
estimates that a group of 8 killer whales
may occur within the Level B
harassment zone every day of during
active pile driving (8 animals in a group
× 1 group each day × 3 days = 24
animals). Therefore, CBS requests and
NMFS proposes to authorize 24 killer
whales takes by Level B harassment.
Harbor Porpoise
Harbor porpoises are seen
infrequently in the action area, but they
could be encountered during any given
day of pile replacement activities. The
mean group size of harbor porpoise in
Southeast Alaska was estimated to be
between 2 to 3 individuals (Dahlheim et
al., 2009). In the project vicinity, harbor
porpoises typically occur in groups of
1–5 animals, with an estimated
maximum group size of 8 animals
(Straley et al. 2018). No harbor
porpoises were seen during the Petro
Marine Dock construction monitoring in
January 2017 or during monitoring for
the GPIP dock between October and
November of 2017 (Windward 2017 and
Turnagain 2017). CBS conservatively
estimates that a group of 5 harbor
porpoise may occur within the Level B
harassment zone once each day during
the 3-day construction window during
active pile driving (5 animals in a group
× 1 group each day × 3 days = 15
animals). Therefore, CBS conservatively
requests and NMFS proposes to
authorize 15 Level B harassment takes
of harbor porpoises.
Harbor Seal
Harbor seals are common in the action
area and are expected to be encountered
during pile replacement activities. In
the action area harbor seals typically
occur in groups of 1–3 animals.
Observations near Sitka Channel
recorded only individual seals, and
observations for GPIP dock observed
mostly individuals, however, a few
groups with up to 3 seals were observed.
Near Biorka Island, recent sightings
ranged from 1 individual to a group of
9 (June and September 2018) groups up
to 3 (July 2018), and groups up to 8
(August 2018). Harbor seals could occur
in the project area every day. CBS
conservatively estimates that 2 groups of
3 harbor seals may occur within the
Level B harassment zone every day that
pile driving occurs (3 animals in a group
× 2 groups per day × 3 days = 18
animals). Therefore, CBS requests and
NMFS proposes to authorize 18 harbor
seal takes by Level B harassment.
Steller Sea Lion
Steller sea lions are common in the
action area and are expected to be
encountered during pile removal and
driving. In the project vicinity Steller
sea lions typically occur in groups of 1–
8 animals near the project area
(Turnagain 2017 and Windward 2017),
with an estimated maximum group size
of 100 animals (Straley et al. 2018).
Steller sea lions can occur in the action
area every day during construction. CBS
conservatively estimates that a group of
8 Steller sea lions may occur within the
Level B harassment zone every day that
pile driving occurs (8 animals in a group
× 1 group × 3 days = 24 animals).
Therefore, CBS requests and NMFS
proposes to authorize 24 takes of sea
lion by Level B harassment.
CBS intends to avoid Level A
harassment take by shutting down
removal or installation activities at the
approach of any marine mammal into
their representative Level A harassment
(PTS onset) zone.
TABLE 6—ESTIMATED TAKE BY LEVEL B HARASSMENT, BY SPECIES AND STOCK AND PERCENT OF STOCK
Species
Stock
Humpback Whale .........................................................
Killer Whale ..................................................................
Central North Pacific (10,103) ......................................
Alaska Resident (2,347) ...............................................
Northern Resident (261)
West Coast Transient (243)
Gulf of Alaska, Aleutian Islands, Bering Sea Transient
(587)
Southeast Alaska (975) ................................................
Sitka/Chatham Strait (14,855) ......................................
Western DPS (54,267) .................................................
Eastern DPS (41,638)
Harbor Porpoise ...........................................................
Harbor Seal ..................................................................
Steller Sea Lion ............................................................
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1 Assumes
15
1 24
15
18
1 24
0.01
1.02
9.20
9.88
4.1
1.54
<0.01
0.04
0.06
all takes come from each individual stock.
Proposed Mitigation
In order to issue an IHA under
Section 101(a)(5)(D) of the MMPA,
NMFS must set forth the permissible
methods of taking pursuant to such
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Percent
of stock
Level B
18:13 Feb 28, 2019
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activity, and other means of effecting
the least practicable impact on such
species or stock and its habitat, paying
particular attention to rookeries, mating
grounds, and areas of similar
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significance, and on the availability of
such species or stock for taking for
certain subsistence uses (latter not
applicable for this action). NMFS
regulations require applicants for
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incidental take authorizations to include
information about the availability and
feasibility (economic and technological)
of equipment, methods, and manner of
conducting such activity or other means
of effecting the least practicable adverse
impact upon the affected species or
stocks and their habitat (50 CFR
216.104(a)(11)).
In evaluating how mitigation may or
may not be appropriate to ensure the
least practicable adverse impact on
species or stocks and their habitat, as
well as subsistence uses where
applicable, we carefully consider two
primary factors:
(1) The manner in which, and the
degree to which, the successful
implementation of the measure(s) is
expected to reduce impacts to marine
mammals, marine mammal species or
stocks, and their habitat. This considers
the nature of the potential adverse
impact being mitigated (likelihood,
scope, range). It further considers the
likelihood that the measure will be
effective if implemented (probability of
accomplishing the mitigating result if
implemented as planned) the likelihood
of effective implementation (probability
implemented as planned), and;
(2) the practicability of the measures
for applicant implementation, which
may consider such things as cost,
impact on operations, and, in the case
of a military readiness activity,
personnel safety, practicality of
implementation, and impact on the
effectiveness of the military readiness
activity.
In addition to the measures described
later in this section, CBS will employ
the following standard mitigation
measures:
• Conduct briefings between
construction supervisors and crews and
the marine mammal monitoring team
prior to the start of all pile driving
activity, and when new personnel join
the work, to explain responsibilities,
communication procedures, marine
mammal monitoring protocol, and
operational procedures;
• For in-water heavy machinery work
other than pile driving (e.g., standard
barges, etc.), if a marine mammal comes
within 10 m, operations shall cease and
vessels shall reduce speed to the
minimum level required to maintain
steerage and safe working conditions.
This type of work could include the
following activities: (1) Movement of the
barge to the pile location; or (2)
positioning of the pile on the substrate
via a crane (i.e., stabbing the pile);
• Work may only occur during
daylight hours, when visual monitoring
of marine mammals can be conducted;
• For those marine mammals for
which take by Level B harassment has
not been requested, in-water pile
installation/removal and drilling will
shut down immediately if such species
are observed within or on a path
towards the monitoring zone (i.e., Level
B harassment zone); and
• If take reaches the authorized limit
for an authorized species, pile driving
activities will be stopped as these
species approach the Level B
harassment zone to avoid additional
take.
The following measures would apply
to CBS’s mitigation requirements:
Establishment of Shutdown Zone—
For all pile driving/removal and drilling
activities, CBS would establish a
shutdown zone to avoid take by Level
A harassment. The purpose of a
shutdown zone is generally to define an
area within which shutdown of activity
would occur upon sighting of a marine
mammal (or in anticipation of an animal
entering the defined area). The
shutdown zone would be 10 m in all
cases except for high-frequency
cetaceans (harbor porpoises) during
impact pile driving and vibratory pile
driving/removal. In those situations the
shutdown zone for high-frequency
cetaceans would be 15 m (Table 7).
These defined shutdown zones would
be used to prevent incidental Level A
harassment exposures and reduce the
potential for such take for other species.
The placement of Protected Species
Observers (PSOs) during all pile driving
and drilling activities (described in
detail in the Monitoring and Reporting
Section) will ensure shutdown zones are
visible.
TABLE 7—PROPOSED SHUT DOWN ZONE FOR EACH PROJECT ACTIVITY
Low-frequency
cetaceans
(humpback whale)
Noise source
Mid-frequency
cetaceans
(killer whale)
High-frequency
cetaceans
(harbor porpoise)
Phocid
(harbor seal)
Otariid
(sea lion)
Vibratory Pile Driving/Removal
16-inch steel removal and installation
(12 piles) (∼1 hour on 1 day) .............
10
10
15
10
10
10
10
10
15
10
10
Drilling/Socketing Pile Installation
16-inch steel installation (6 piles) (6
hours per day on 2 days) ...................
10
10
Impact Pile Driving
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16-inch steel installation (6 piles) (∼3
minutes on 1 day) ..............................
10
Establishment of Monitoring Zones for
Level B Harassment—CBS would
establish monitoring zones to correlate
with Level B harassment disturbance
zones or zones of influence which are
areas where SPLs are equal to or exceed
the 160 dB rms threshold for impact
driving and the 120 dB rms threshold
during vibratory driving and drilling.
Monitoring zones provide utility for
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10
observing by establishing monitoring
protocols for areas adjacent to the
shutdown zones. Monitoring zones
enable observers to be aware of and
communicate the presence of marine
mammals in the project area outside the
shutdown zone and thus prepare for a
potential cease of activity should the
animal enter the shutdown zone. The
proposed monitoring zones are
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described in Table 8. The monitoring
zone for drilling activities extends 7,700
m from the noise source, corresponding
to the maximum distance before
landfall. It is likely that PSOs would not
be able to effectively observe the entire
monitoring zone. Therefore, Level B
harassment exposures will be recorded
and extrapolated based upon the
number of observed takes and the
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7037
percentage of the Level B harassment
zone that was not visible.
TABLE 8—LEVEL B HARASSMENT MONITORING ZONES
Monitoring
zones for take
by Level B
harassment
(meters)
Pile driving noise source
Vibratory Pile Driving
16-inch steel removal and installation (12 piles) (∼1 hour on 1 day) ...........................................................................................
5,500
Socketing Pile Installation
16-inch steel installation (6 piles) (6 hours per day on 2 days) ....................................................................................................
7,700
Impact Pile Driving
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16-inch steel installation (6 piles) (∼3 minutes per day on 1 day) ................................................................................................
Use of Pile Caps/Cushions—Pile
driving softening material (i.e. pile caps/
cushions) will be used to minimize
noise during vibratory and impact pile
driving. Much of the noise generated
during pile installation comes from
contact between the pile being driven
and the steel template used to hold the
pile in place. The contractor will use
high-density polyethylene (HDPE) or
ultra-high-molecular-weight
polyethylene (UHMW) softening
material on all templates to eliminate
steel on steel noise generation.
Direct Pull—To minimize
construction noise levels as much as
possible, the contractor will first
attempt to direct pull old piles; if those
efforts prove to be ineffective, they will
proceed with a vibratory hammer.
Reduced Energy— To reduce noise
production, the vibratory hammer will
be operated at a reduced energy setting
(30 to 50 percent of its rated energy).
Soft Start—The use of soft-start
procedures are believed to provide
additional protection to marine
mammals by providing warning and/or
giving marine mammals a chance to
leave the area prior to the hammer
operating at full capacity. For impact
pile driving, contractors would be
required to provide an initial set of
strikes from the hammer at reduced
energy, with each strike followed by a
30-second waiting period. This
procedure would be conducted a total of
three times before impact pile driving
begins. Soft start would be implemented
at the start of each day’s impact pile
driving (if more than one day) and at
any time following cessation of impact
pile driving for a period of thirty
minutes or longer. Soft start is not
required during vibratory pile driving
and removal activities.
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Pre-Activity Monitoring—Prior to the
start of daily in-water construction
activity, or whenever a break in pile
driving/removal or drilling of 30
minutes or longer occurs, PSOs will
observe the shutdown and monitoring
zones for a period of 30 minutes. The
shutdown zone will be cleared when a
marine mammal has not been observed
within the zone for the 30-minute
period. If a marine mammal is observed
within the shutdown zone, a soft-start
cannot proceed until the animal has left
the zone or has not been observed for 15
minutes. If the Level B harassment zone
has been observed for 30 minutes and
non-permitted species are not present
within the zone, soft start procedures
can commence and work can continue
even if visibility becomes impaired
within the Level B harassment
monitoring zone. When a marine
mammal permitted for Level B take is
present in the Level B harassment zone,
activities may begin and Level B take
will be recorded. As stated above, if the
entire Level B harassment zone is not
visible at the start of construction, piling
driving or drilling activities can begin.
If work ceases for more than 30 minutes,
the pre-activity monitoring of both the
Level B harassment and shutdown zone
will commence.
Based on our evaluation of the
applicant’s proposed measures, as well
as other measures considered by NMFS,
NMFS has preliminarily determined
that the proposed mitigation measures
provide the means effecting the least
practicable impact on the affected
species or stocks and their habitat,
paying particular attention to rookeries,
mating grounds, and areas of similar
significance.
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265
Proposed Monitoring and Reporting
In order to issue an IHA for an
activity, Section 101(a)(5)(D) of the
MMPA states that NMFS must set forth,
‘‘requirements pertaining to the
monitoring and reporting of such
taking.’’ The MMPA implementing
regulations at 50 CFR 216.104 (a)(13)
indicate that requests for authorizations
must include the suggested means of
accomplishing the necessary monitoring
and reporting that will result in
increased knowledge of the species and
of the level of taking or impacts on
populations of marine mammals that are
expected to be present in the proposed
action area. Effective reporting is critical
both to compliance as well as ensuring
that the most value is obtained from the
required monitoring.
Monitoring and reporting
requirements prescribed by NMFS
should contribute to improved
understanding of one or more of the
following:
• Occurrence of marine mammal
species or stocks in the area in which
take is anticipated (e.g., presence,
abundance, distribution, density);
• Nature, scope, or context of likely
marine mammal exposure to potential
stressors/impacts (individual or
cumulative, acute or chronic), through
better understanding of: (1) Action or
environment (e.g., source
characterization, propagation, ambient
noise); (2) affected species (e.g., life
history, dive patterns); (3) co-occurrence
of marine mammal species with the
action; or (4) biological or behavioral
context of exposure (e.g., age, calving or
feeding areas);
• Individual marine mammal
responses (behavioral or physiological)
to acoustic stressors (acute, chronic, or
cumulative), other stressors, or
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cumulative impacts from multiple
stressors;
• How anticipated responses to
stressors impact either: (1) Long-term
fitness and survival of individual
marine mammals; or (2) populations,
species, or stocks;
• Effects on marine mammal habitat
(e.g., marine mammal prey species,
acoustic habitat, or other important
physical components of marine
mammal habitat); and
• Mitigation and monitoring
effectiveness.
Monitoring shall be conducted by
NMFS-approved PSOs. Trained
observers shall be placed from the best
vantage point(s) practicable to monitor
for marine mammals and implement
shutdown or delay procedures when
applicable through communication with
the equipment operator. Observer
training must be provided prior to
project start, and shall include
instruction on species identification
(sufficient to distinguish the species in
the project area), description and
categorization of observed behaviors
and interpretation of behaviors that may
be construed as being reactions to the
specified activity, proper completion of
data forms, and other basic components
of biological monitoring, including
tracking of observed animals or groups
of animals such that repeat sound
exposures may be attributed to
individuals (to the extent possible).
Monitoring would be conducted 30
minutes before, during, and 30 minutes
after pile driving/removal and drilling
activities. In addition, observers shall
record all incidents of marine mammal
occurrence, regardless of distance from
activity, and shall document any
behavioral reactions in concert with
distance from piles being driven or
removed. Pile driving/removal and
drilling activities include the time to
install or remove a single pile or series
of piles, as long as the time elapsed
between uses of the pile driving
equipment is no more than 30 minutes.
PSOs would scan the waters using
binoculars, and/or spotting scopes, and
would use a handheld GPS or rangefinder device to verify the distance to
each sighting from the project site. All
PSOs would be trained in marine
mammal identification and behaviors
and are required to have no other
project-related tasks while conducting
monitoring. In addition, monitoring will
be conducted by qualified observers,
who will be placed at the best vantage
point(s) practicable to monitor for
marine mammals and implement
shutdown/delay procedures when
applicable by calling for the shutdown
to the hammer operator. CBS would
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adhere to the following observer
qualifications:
(i) Independent observers (i.e., not
construction personnel) are required.
(ii) At least one observer must have
prior experience working as an observer.
(iii) Other observers may substitute
education (degree in biological science
or related field) or training for
experience.
(iv) NMFS will require submission
and approval of observer CVs.
CBS must ensure that observers have
the following additional qualifications:
1. Ability to conduct field
observations and collect data according
to assigned protocols;
2. Experience or training in the field
identification of marine mammals,
including the identification of
behaviors;
3. Sufficient training, orientation, or
experience with the construction
operation to provide for personal safety
during observations;
4. Writing skills sufficient to prepare
a report of observations including but
not limited to the number and species
of marine mammals observed; dates and
times when in-water construction
activities were conducted; dates, times,
and reason for implementation of
mitigation (or why mitigation was not
implemented when required); and
marine mammal behavior; and
5. Ability to communicate orally, by
radio or in person, with project
personnel to provide real-time
information on marine mammals
observed in the area as necessary.
Two land-based PSOs would be used
to monitor the area during all pile
driving and removal activities. One PSO
would monitor from the O’Connell
Bridge which features a high vantage
point with unobstructed views of, and
close proximity to, the project site. A
second monitor would be stationed east
of the construction site, likely off
Islander Drive. PSOs will work in shifts
lasting no longer than 4 hours with at
least a 1-hour break between shifts, and
will not perform duties as a PSO for
more than 12 hours in a 24-hr period to
reduce PSO fatigue.
A draft marine mammal monitoring
report would be submitted to NMFS
within 90 days after the completion of
pile driving and removal and drilling
activities. It will include an overall
description of work completed, a
narrative regarding marine mammal
sightings, and associated PSO data
sheets. Specifically, the report must
include:
• Dates and times (begin and end) of
all marine mammal monitoring;
• Construction activities occurring
during each daily observation period,
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including how many and what type of
piles were driven or removed and by
what method (i.e., impact or vibratory);
• Weather parameters and water
conditions during each monitoring
period (e.g., wind speed, percent cover,
visibility, sea state);
• The number of marine mammals
observed, by species, relative to the pile
location and if pile driving or removal
was occurring at time of sighting;
• Age and sex class, if possible, of all
marine mammals observed;
• PSO locations during marine
mammal monitoring;
• Distances and bearings of each
marine mammal observed to the pile
being driven or removed for each
sighting (if pile driving or removal was
occurring at time of sighting);
• Description of any marine mammal
behavior patterns during observation,
including direction of travel;
• Number of individuals of each
species (differentiated by month as
appropriate) detected within the
monitoring zone, and estimates of
number of marine mammals taken, by
species (a correction factor may be
applied to total take numbers, as
appropriate);
• Detailed information about any
implementation of any mitigation
triggered (e.g., shutdowns and delays), a
description of specific actions that
ensued, and resulting behavior of the
animal, if any; and
• Description of attempts to
distinguish between the number of
individual animals taken and the
number of incidences of take, such as
ability to track groups or individuals.
If no comments are received from
NMFS within 30 days, the draft final
report will constitute the final report. If
comments are received, a final report
addressing NMFS comments must be
submitted within 30 days after receipt of
comments.
In the unanticipated event that the
specified activity clearly causes the take
of a marine mammal in a manner
prohibited by the IHA (if issued), such
as an injury, serious injury or mortality,
CBS would immediately cease the
specified activities and report the
incident to the Chief of the Permits and
Conservation Division, Office of
Protected Resources, NMFS, and the
Alaska Regional Stranding Coordinator.
The report would include the following
information:
• Description of the incident;
• Environmental conditions (e.g.,
Beaufort sea state, visibility);
• Description of all marine mammal
observations in the 24 hours preceding
the incident;
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• Species identification or
description of the animal(s) involved;
• Fate of the animal(s); and
• Photographs or video footage of the
animal(s) (if equipment is available).
Activities would not resume until
NMFS is able to review the
circumstances of the prohibited take.
NMFS would work with CBS to
determine what is necessary to
minimize the likelihood of further
prohibited take and ensure MMPA
compliance. CBS would not be able to
resume their activities until notified by
NMFS via letter, email, or telephone.
In the event that CBS discovers an
injured or dead marine mammal, and
the lead PSO determines that the cause
of the injury or death is unknown and
the death is relatively recent (e.g., in
less than a moderate state of
decomposition as described in the next
paragraph), CBS would immediately
report the incident to the Chief of the
Permits and Conservation Division,
Office of Protected Resources, NMFS,
and the Alaska Regional Stranding
Coordinator. The report would include
the same information identified in the
paragraph above. Activities would be
able to continue while NMFS reviews
the circumstances of the incident.
NMFS would work with CBS to
determine whether modifications in the
activities are appropriate.
In the event that CBS discovers an
injured or dead marine mammal and the
lead PSO determines that the injury or
death is not associated with or related
to the activities authorized in the IHA
(e.g., previously wounded animal,
carcass with moderate to advanced
decomposition, or scavenger damage),
CBS would report the incident to the
Chief of the Permits and Conservation
Division, Office of Protected Resources,
NMFS, and the Alaska Regional
Stranding Coordinator, within 24 hours
of the discovery. CBS would provide
photographs, video footage (if available),
or other documentation of the stranded
animal sighting to NMFS and the
Marine Mammal Stranding Network.
Negligible Impact Analysis and
Determination
NMFS has defined negligible impact
as an impact resulting from the
specified activity that cannot be
reasonably expected to, and is not
reasonably likely to, adversely affect the
species or stock through effects on
annual rates of recruitment or survival
(50 CFR 216.103). A negligible impact
finding is based on the lack of likely
adverse effects on annual rates of
recruitment or survival (i.e., populationlevel effects). An estimate of the number
of takes alone is not enough information
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on which to base an impact
determination. In addition to
considering estimates of the number of
marine mammals that might be ‘‘taken’’
through harassment, NMFS considers
other factors, such as the likely nature
of any responses (e.g., intensity,
duration), the context of any responses
(e.g., critical reproductive time or
location, migration), as well as effects
on habitat, and the likely effectiveness
of the mitigation. We also assess the
number, intensity, and context of
estimated takes by evaluating this
information relative to population
status. Consistent with the 1989
preamble for NMFS’s implementing
regulations (54 FR 40338; September 29,
1989), the impacts from other past and
ongoing anthropogenic activities are
incorporated into this analysis via their
impacts on the environmental baseline
(e.g., as reflected in the regulatory status
of the species, population size and
growth rate where known, ongoing
sources of human-caused mortality, or
ambient noise levels).
Pile driving, pile removal and drilling
activities as outlined previously, have
the potential to disturb or displace
marine mammals. Specifically, the
specified activities may result in take in
the form of Level B harassment from
underwater sounds generated from
vibratory pile removal, vibratory pile
driving, impact pile driving, and
drilling over 3 days. Potential takes
could occur if individuals of these
species are present in the ensonified
zone when these activities are
underway. One day of work would be
dedicated to removing 6 old and
installing 6 new piles which would emit
low levels of noise into the aquatic
environment if removed via direct pull
or vibratory hammer and installed via
vibratory hammer as proposed.
Vibratory removal and installation
would take approximately one hour.
Drilling would occur for only 6 hours
per day over 2 days. Impact driving
would be used to proof socketed piles
and take place for a total of 3 minutes
on a single day.
Effects on individuals that are taken
by Level B harassment, on the basis of
reports in the literature as well as
monitoring from other similar activities,
will likely be limited to reactions such
as increased swimming speeds,
increased surfacing time, or decreased
foraging (if such activity were occurring)
(e.g., Thorson and Reyff 2006; HDR, Inc.
2012; Lerma 2014; ABR 2016). Most
likely, individuals will simply move
away from the sound source and be
temporarily displaced from the areas of
pile driving and drilling, although even
this reaction has been observed
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7039
primarily only in association with
impact pile driving. The pile driving
activities analyzed here are similar to, or
less impactful than, numerous other
construction activities conducted in
southeast Alaska, which have taken
place with no known long-term adverse
consequences from behavioral
harassment. Level B harassment will be
reduced to the level of least practicable
adverse impact through use of
mitigation measures described herein
and, if sound produced by project
activities is sufficiently disturbing,
animals are likely to simply avoid the
area while the activity is occurring.
The project also is not expected to
have significant adverse effects on
affected marine mammals’ habitat.
Project activities would not modify
existing marine mammal habitat for a
significant amount of time. The
activities may cause some fish to leave
the area of disturbance, thus temporarily
impacting marine mammals’ foraging
opportunities in a limited portion of the
foraging range. However, because of the
short duration of the activities and the
relatively small area of the habitat that
may be affected, and the decreased
potential of prey species to be in the
project area during the construction
work window, the impacts to marine
mammal habitat are not expected to
cause significant or long-term negative
consequences.
In summary and as described above,
the following factors primarily support
our determination that the impacts
resulting from this activity are not
expected to adversely affect the species
or stock through effects on annual rates
of recruitment or survival:
• No mortality is anticipated or
authorized;
• No Level A take is authorized;
• Level B harassment may consist of,
at worst, temporary modifications in
behavior (e.g. temporary avoidance of
habitat or changes in behavior);
• The specified activity is temporary
and of short duration;
• The ensonified area is very small
relative to the overall habitat ranges of
all species and does not include habitat
areas of special significance (BIAs or
ESA-designated critical habitat); and
• The presumed efficacy of the
proposed mitigation measures in
reducing the effects of the specified
activity to the level of least practicable
adverse impact.
In addition, although affected
humpback whales and Steller sea lions
may be from a DPS that is listed under
the ESA, it is unlikely that minor noise
effects in a small, localized area of
habitat would have any effect on the
stocks’ ability to recover. In
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combination, we believe that these
factors, as well as the available body of
evidence from other similar activities,
demonstrate that the potential effects of
the specified activities will have only
minor, short-term effects on individuals.
The specified activities are not expected
to impact rates of recruitment or
survival and will therefore not result in
population-level impacts.
Based on the analysis contained
herein of the likely effects of the
specified activity on marine mammals
and their habitat, and taking into
consideration the implementation of the
proposed monitoring and mitigation
measures, NMFS preliminarily finds
that the total marine mammal take from
the proposed activity will have a
negligible impact on all affected marine
mammal species or stocks.
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Small Numbers
As noted above, only small numbers
of incidental take may be authorized
under Sections 101(a)(5)(A) and (D) of
the MMPA for specified activities other
than military readiness activities. The
MMPA does not define small numbers
and so, in practice, where estimated
numbers are available, NMFS compares
the number of individuals taken to the
most appropriate estimation of
abundance of the relevant species or
stock in our determination of whether
an authorization is limited to small
numbers of marine mammals.
Additionally, other qualitative factors
may be considered in the analysis, such
as the temporal or spatial scale of the
activities.
Table 6 presents the number of
animals that could be exposed to
received noise levels that may result in
Level B take for the proposed work at
O’Connell Bridge. Our analysis shows
that less than 10 percent of the best
available population estimate of each
affected stock could be taken.
Furthermore, these percentages
conservatively assume that all takes of
killer whale and Steller sea lion would
be accrued to a single stock, when
multiple stocks are known to occur in
the project area. Therefore, the numbers
of animals authorized to be taken for all
species would be considered small
relative to the relevant stocks or
populations even if each estimated
taking occurred to a new individual—an
extremely unlikely scenario. For
pinnipeds, especially harbor seals and
Steller sea lions, occurring in the
vicinity of the project site, there could
be some overlap in individuals present
day-to-day, and these takes are likely to
occur only within some small portion of
the overall regional stock.
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Based on the analysis contained
herein of the proposed activity
(including the proposed mitigation and
monitoring measures) and the
anticipated take of marine mammals,
NMFS preliminarily finds that small
numbers of marine mammals will be
taken relative to the population size of
the affected species or stocks.
Unmitigable Adverse Impact Analysis
and Determination
In order to issue an IHA, NMFS must
find that the specified activity will not
have an ‘‘unmitigable adverse impact’’
on the subsistence uses of the affected
marine mammal species or stocks by
Alaskan Natives. NMFS has defined
‘‘unmitigable adverse impact’’ in 50 CFR
216.103 as an impact resulting from the
specified activity: (1) That is likely to
reduce the availability of the species to
a level insufficient for a harvest to meet
subsistence needs by: (i) Causing the
marine mammals to abandon or avoid
hunting areas; (ii) Directly displacing
subsistence users; or (iii) Placing
physical barriers between the marine
mammals and the subsistence hunters;
and (2) That cannot be sufficiently
mitigated by other measures to increase
the availability of marine mammals to
allow subsistence needs to be met.
The peak hunting season in southeast
Alaska occurs during the month of
November and again over the March to
April time frame (Wolfe et al., 2013).
The proposed project is in an area
where subsistence hunting for harbor
seals or sea lions could occur (Wolfe et
al., 2013), but the area near the
proposed project location is not
preferred for hunting.
During September 2018, CBS
contacted the Alaska Harbor Seal
Commission, the Alaska Sea Otter and
Steller Sea Lion Commission, and the
Sitka Tribe of Alaska. These
organizations expressed no concerns
about the impact of the proposed action
on subsistence marine mammals or their
harvest by hunters near the project area.
The Sitka Tribe did request that no pile
driving occur between March 15 and
May 31 to protect herring, as has been
the case for past permitting in Sitka
Sound. In response to this request, CBS
will not commence in-water
construction operations prior to June 1,
2019 or between March 15, 2020 and
May 31, 2020.
Based on the description of the
specified activity, the measures
described to minimize adverse effects
on the availability of marine mammals
for subsistence purposes, and the
proposed mitigation and monitoring
measures, NMFS has preliminarily
determined that there will not be an
PO 00000
Frm 00025
Fmt 4703
Sfmt 4703
unmitigable adverse impact on
subsistence uses from CBS’s proposed
activities.
Endangered Species Act (ESA)
Section 7(a)(2) of the Endangered
Species Act of 1973 (ESA: 16 U.S.C.
1531 et seq.) requires that each Federal
agency insure that any action it
authorizes, funds, or carries out is not
likely to jeopardize the continued
existence of any endangered or
threatened species or result in the
destruction or adverse modification of
designated critical habitat. To ensure
ESA compliance for the issuance of
IHAs, NMFS consults internally, in this
case with Alaska Regional Office,
whenever we propose to authorize take
for endangered or threatened species.
NMFS is proposing to authorize take
of the Steller sea lion western DPS and
humpback whale Mexico DPS, which
are listed under the ESA. The NMFS
Office of Protected Resources has
requested initiation of section 7
consultation with the Alaska Regional
Office for the issuance of this IHA.
NMFS will conclude the ESA
consultation prior to reaching a
determination regarding the proposed
issuance of the authorization.
Proposed Authorization
As a result of these preliminary
determinations, NMFS proposes to issue
an IHA to CBS for the O’Connell Bridge
Lightering Float Pile Replacement
project in Sitka, Alaska from June 1,
2019 through May 31, 2020, provided
the previously mentioned mitigation,
monitoring, and reporting requirements
are incorporated. A draft of the IHA
itself is available for review in
conjunction with this notice at https://
www.fisheries.noaa.gov/national/
marine-mammal-protection/incidentaltake-authorizations-constructionactivities.
Request for Public Comments
We request comment on our analyses,
the proposed authorization, and any
other aspect of this Notice of Proposed
IHA for the proposed action. We also
request comment on the potential for
renewal of this proposed IHA as
described in the paragraph below.
Please include with your comments any
supporting data or literature citations to
help inform our final decision on the
request for MMPA authorization.
On a case-by-case basis, NMFS may
issue a second one-year IHA without
additional notice when (1) another year
of identical or nearly identical activities
as described in the Specified Activities
section is planned or (2) the activities
would not be completed by the time the
E:\FR\FM\01MRN1.SGM
01MRN1
Federal Register / Vol. 84, No. 41 / Friday, March 1, 2019 / Notices
IHA expires and a second IHA would
allow for completion of the activities
beyond that described in the Dates and
Duration section, provided all of the
following conditions are met:
• A request for renewal is received no
later than 60 days prior to expiration of
the current IHA;
• The request for renewal must
include the following:
(1) An explanation that the activities
to be conducted beyond the initial dates
either are identical to the previously
analyzed activities or include changes
so minor (e.g., reduction in pile size)
that the changes do not affect the
previous analyses, take estimates, or
mitigation and monitoring
requirements; and
(2) A preliminary monitoring report
showing the results of the required
monitoring to date and an explanation
showing that the monitoring results do
not indicate impacts of a scale or nature
not previously analyzed or authorized;
and
• Upon review of the request for
renewal, the status of the affected
species or stocks, and any other
pertinent information, NMFS
determines that there are no more than
minor changes in the activities, the
mitigation and monitoring measures
remain the same and appropriate, and
the original findings remain valid.
Dated: February 26, 2019.
Catherine Marzin,
Acting Director, Office of Protected Resources,
National Marine Fisheries Service.
[FR Doc. 2019–03684 Filed 2–28–19; 8:45 am]
BILLING CODE 3510–22–P
DEPARTMENT OF COMMERCE
National Oceanic and Atmospheric
Administration
RIN 0648–XG808
Fisheries of the Northeastern United
States; Atlantic Sea Scallop Fishery;
Intent To Prepare an Environmental
Impact Statement; Scoping Process;
Request for Comments
Background
National Marine Fisheries
Service (NMFS), National Oceanic and
Atmospheric Administration (NOAA),
Commerce.
ACTION: Notice.
jbell on DSK30RV082PROD with NOTICES
AGENCY:
SUMMARY: The New England Fishery
Management Council announces its
intention to prepare, in cooperation
with NMFS, an environmental impact
statement in accordance with the
National Environmental Policy Act. An
environmental impact statement may be
necessary to provide analytic support
VerDate Sep<11>2014
18:13 Feb 28, 2019
Jkt 247001
for Amendment 21 to the Atlantic Sea
Scallop Fishery Management Plan.
Amendment 21 would consider
measures related to the Northern Gulf of
Maine Scallop Management Area,
Limited Access General Category
individual fishing quota possession
limits, and the ability of Limited Access
vessels with Limited Access General
Category individual fishing quota
permits to transfer quota to Limited
Access General Category individual
fishing quota-only vessels. The purpose
of this notice is to announce a public
process for determining the scope of
issues to be addressed, to alert the
interested public of the scoping process,
the potential development of a draft
environmental impact statement, and
the opportunity for participation in that
process.
DATES: Written and electronic scoping
comments must be received on or before
April 15, 2019.
ADDRESSES: Written scoping comments
on Amendment 21 may be sent by any
of the following methods:
• Email to the following address:
comments@nefmc.org;
• Mail to Thomas A. Nies, Executive
Director, New England Fishery
Management Council, 50 Water Street,
Mill 2, Newburyport, MA 01950; or Fax
to (978) 465–3116.
The scoping document is accessible
electronically online at www.nefmc.org/
library/amendment-21.
Requests for copies of the
Amendment 21 scoping document and
other information should be directed to
Thomas A. Nies, Executive Director,
New England Fishery Management
Council, 50 Water Street, Mill 2,
Newburyport, MA 01950, telephone,
(978) 465–0492.
FOR FURTHER INFORMATION CONTACT:
Thomas A. Nies, Executive Director,
New England Fishery Management
Council, (978) 465–0492.
SUPPLEMENTARY INFORMATION:
The Atlantic sea scallop fishery is
prosecuted along the east coast from
Maine to Virginia, although most fishing
activity takes place between
Massachusetts and New Jersey.
Management measures were first
adopted in 1982, but there have been
several major revisions to the
management program over the following
decades.
Development of the LAGC Fishery
The Council established the General
Category component as an open access
permit category in 1994 while
developing a limited access program for
PO 00000
Frm 00026
Fmt 4703
Sfmt 4703
7041
qualifying vessels (now the Limited
Access component). Through
Amendment 11 to the Scallop Fishery
Management Plan (FMP) (73 FR 20090;
April 14, 2008), the Council transitioned
the General Category component from
open access to limited access to limit
fishing mortality and control fleet
capacity. The Council’s vision for the
Limited Access General Category
(LAGC) component was a fleet made up
of relatively small vessels, with
possession limits to maintain the
historical character of this fleet and
provide opportunities to various
participants, including vessels from
smaller coastal communities.
Amendment 11 established three LAGC
permit categories which allowed for
continued participation in the General
Category fishery at varying levels.
Vessels that met a qualifying criteria
were issued an LAGC individual fishing
quota (IFQ) permit and allocated quota
based on the ‘contribution factor’ (i.e., if
you fished longer and landed more
during the qualification period, you
received a higher allocation). General
Category permit holders that did not
meet the qualifying criteria for an LAGC
IFQ permit were eligible to receive
either an LAGC Northern Gulf of Maine
(NGOM) permit or LAGC Incidental
permit. Limited Access vessels that
fished under General Category rules and
qualified under the same IFQ
qualification criteria were issued LAGC
IFQ permits and allocated a portion of
(0.5 percent) of the total scallop
allocation. Unlike vessels with only
LAGC IFQ permits, Limited Access
vessels that also qualified for an LAGC
IFQ permit were not allowed to transfer
quota in or out.
NGOM Management Area
The Council also established the
NGOM Management Area and permit
category through Amendment 11. The
area was developed to enable continued
fishing and address concerns related to
conservation, administrative burden,
and enforceability of scallop fishing
within the Gulf of Maine. Amendment
11 authorized vessels with either an
LAGC NGOM permit or LAGC IFQ
permit to fish within the NGOM
Management Area at a 200-pound-perday trip limit until the annual total
allowable catch (TAC) for the area is
caught. The Council did not recommend
restrictions on Limited Access vessels
fishing in the NGOM because the
improved management and abundance
of scallops in the major resource areas
on Georges Bank and in the MidAtlantic region made access to Gulf of
Maine scallops less important for the
Limited Access boats and General
E:\FR\FM\01MRN1.SGM
01MRN1
Agencies
[Federal Register Volume 84, Number 41 (Friday, March 1, 2019)]
[Notices]
[Pages 7023-7041]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2019-03684]
-----------------------------------------------------------------------
DEPARTMENT OF COMMERCE
National Oceanic and Atmospheric Administration
RIN 0648-XG644
Takes of Marine Mammals Incidental to Specified Activities;
Taking Marine Mammals Incidental to the O'Connell Bridge Lightering
Float Pile Replacement Project in Sitka, Alaska
AGENCY: National Marine Fisheries Service (NMFS), National Oceanic and
Atmospheric Administration (NOAA), Commerce.
ACTION: Notice; proposed incidental harassment authorization; request
for comments on proposed authorization and possible renewal.
-----------------------------------------------------------------------
SUMMARY: NMFS has received a request from City and Borough of Sitka
(CBS) for authorization to take marine mammals incidental to the
O'Connell Bridge Lightering Float Pile Replacement Project in Sitka,
Alaska. Pursuant to the Marine Mammal Protection Act (MMPA), NMFS is
requesting comments on its proposal to issue an incidental harassment
authorization (IHA) to incidentally take marine mammals during the
specified activities. NMFS is also requesting comments on a possible
one-year renewal that could be issued under certain circumstances and
if all requirements are met, as described in Request for Public
Comments at the end of this notice. NMFS will consider public comments
prior to making any final decision on the issuance of the requested
MMPA authorizations and agency responses will be summarized in the
final notice of our decision.
DATES: Comments and information must be received no later than April 1,
2019.
ADDRESSES: Comments should be addressed to Jolie Harrison, Chief,
Permits and Conservation Division, Office of Protected Resources,
National Marine Fisheries Service. Physical comments should be sent to
1315 East-West Highway, Silver Spring, MD 20910 and electronic comments
should be sent to ITP.Pauline@noaa.gov.
Instructions: NMFS is not responsible for comments sent by any
other method, to any other address or individual, or received after the
end of the comment period. Comments received electronically, including
all attachments, must not exceed a 25-megabyte file size. Attachments
to electronic comments will be accepted in Microsoft Word or Excel or
Adobe PDF file formats only. All comments received are a part of the
public record and will generally be posted online at https://www.fisheries.noaa.gov/national/marine-mammal-protection/incidental-take-authorizations-construction-activities. All personal identifying
information (e.g., name, address) voluntarily submitted by the
commenter may be publicly accessible. Do not submit confidential
business information or otherwise sensitive or protected information.
FOR FURTHER INFORMATION CONTACT: Rob Pauline, Office of Protected
Resources, NMFS, and (301) 427-8401. Electronic copies of the
application and supporting documents, as well as a list of the
references cited in this document, may be obtained online at:
www.nmfs.noaa.gov/pr/permits/incidentalconstruction.htm. In case of
problems accessing these documents, please call the contact listed
above.
SUPPLEMENTARY INFORMATION:
Background
The MMPA prohibits the ``take'' of marine mammals, with certain
exceptions. Sections 101(a)(5)(A) and (D) of the MMPA (16 U.S.C. 1361
et seq.) direct the Secretary of Commerce (as delegated to NMFS) to
allow, upon request, the incidental, but not intentional, taking of
small numbers of marine mammals by U.S. citizens who engage in a
specified activity (other than commercial fishing) within a specified
geographical region if certain findings are made and either regulations
are issued or, if the taking is limited to harassment, a notice of a
proposed incidental take authorization may be provided to the public
for review.
Authorization for incidental takings shall be granted if NMFS finds
that the taking will have a negligible impact on the species or
stock(s) and will not have an unmitigable adverse impact on the
availability of the species or stock(s) for taking for subsistence uses
(where relevant). Further, NMFS must prescribe the permissible methods
of taking and other ``means of effecting the least practicable
[adverse] impact'' on the affected species or stocks and their habitat,
paying particular attention to rookeries, mating grounds, and areas of
similar significance, and on the availability of such species or stocks
for taking for certain subsistence uses (referred to in shorthand as
``mitigation''); and requirements pertaining to the mitigation,
monitoring and reporting of such takings are set forth.
The NDAA (Pub. L. 108-136) removed the ``small numbers'' and
``specified geographical region'' limitations indicated above and
amended the definition of ``harassment'' as it applies to a ``military
readiness activity. The definitions of all applicable MMPA statutory
terms cited above are included in the relevant sections below.
National Environmental Policy Act
To comply with the National Environmental Policy Act of 1969 (NEPA;
42 U.S.C. 4321 et seq.) and NOAA Administrative Order (NAO) 216-6A,
NMFS must review our proposed action (i.e., the issuance of an
incidental harassment authorization) with respect to potential impacts
on the human environment.
This action is consistent with categories of activities identified
in Categorical Exclusion B4 (incidental harassment authorizations with
no anticipated serious injury or mortality) of the Companion Manual for
NOAA Administrative Order 216-6A, which do not individually or
cumulatively have the potential for significant impacts on the quality
of the human environment and for which we have not identified any
extraordinary circumstances that would preclude this categorical
exclusion. Accordingly, NMFS has preliminarily determined that the
issuance of the proposed IHA qualifies to be categorically excluded
from further NEPA review.
We will review all comments submitted in response to this notice
prior to concluding our NEPA process or making a final decision on the
IHA request.
Summary of Request
On November 18, 2018, NMFS received a request from CBS for an IHA
to take marine mammals incidental to pile driving and removal
activities associated with the O'Connell Bridge Lightering Float Pile
Replacement Project in Sitka, Alaska. The application was deemed
adequate and complete on December 20, 2018. CBS's request is for take
of small numbers of humpback whale (Megaptera novaeangliae), killer
whale (Orcinus orca), harbor porpoise (Phocoena phocoena), harbor seal
[[Page 7024]]
(Phoca vitulina), and Steller sea lion (Eumetopias jubatus) by Level B
harassment only. Neither CBS nor NMFS expects serious injury or
mortality to result from this activity and, therefore, an IHA is
appropriate.
Description of Proposed Activity
Overview
CBS is repairing the O'Connell Bridge Lightering Float (float)
located in Sitka Sound in Southeast Alaska. The applicant proposes to
remove existing piles and replace them with piles that are more deeply
socketed so that the float can accommodate larger vessels including
yachts, fish processors, and research vessels. Existing piles are not
socketed deep enough to provide proper stability to safely support
these vessels. Additionally, the float was damaged during a storm in
June of 2017, and the existing piles are now leaning. This project
would replace the existing piles with new piles that are socketed
deeper into the ocean floor. Once the piles are replaced, the float
will safely accommodate these larger vessels. Vibratory pile removal,
vibratory pile driving, impact pile driving, and drilling would
introduce sound into nearby waters at levels that could result in
behavioral harassment of marine mammals.
Dates and Duration
Pile removal and installation is expected to occur for a total of
approximately 13 hours over 3 days. The local Sitka Tribe requested
that no pile driving occur between March 15 and May 31 to protect
herring, as has been the case for past permitting in Sitka Sound.
Therefore, and assuming weather conditions are favorable, CBS proposes
to begin pile driving work on June 1, 2019. As a contingency, CBS
requests an IHA for incidental take of marine mammals described within
this application for one year, effective from June 1, 2019 through May
31, 2020.
Specific Geographic Region
The O'Connell Bridge Lightering Float is located near the prominent
O'Connell Bridge within Crescent Bay and adjacent to Sitka Channel (see
Figures 1, 2, and 3 of CBS's application). Crescent Bay is bounded by
Sitka Channel to the northwest, Middle Channel to the southwest and
Eastern Channel to the southeast, and a series of islands to the south.
The bay is relatively shallow with a maximum depth of approximately 30
meters. The north side of the bay has riprap protected developed areas,
including a boat harbor, and undeveloped shorelines on small islands to
the south and on the eastern side of the bay. Lower intertidal and
shallow subtidal areas are primarily cobbles and boulders with varying
amounts of silt. The sediment thickness varies from 3 to 30 inches (PND
2017) until bedrock is reached. The float is located in an active
marine commercial and industrial area.
Detailed Description of Specific Activity
CBS plans to remove and replace the six piles that support the
O'Connell Bridge Lightering Float. The existing float consists of two
100-foot long by 5-foot wide aluminum gangways and a 180-foot long by
10-foot wide concrete modular float system restrained by six 16-inch
diameter steel pipe piles that are socketed 4 feet deep into bedrock.
The existing piles would be removed and replaced with six new 16-inch
diameter steel piles that would be socketed 12 feet deep into bedrock.
Pile installation and removal is expected to occur over three days.
Construction includes the following activities:
Temporarily remove the existing concrete lightering float
and associated aluminum gangways (Note: these components are removed
each winter and reinstalled in the summer.);
Remove six (6) 16-inch diameter steel pipe piles that
support the float;
Install six (6) 16-inch diameter galvanized steel pipe
piles (0.5-inch wall); and
Reinstall the floating dock and gangways.
The following equipment would be used:
Vibratory Hammer: ICE 44B/12,450 pounds static weight;
Diesel Impact Hammer: Delmar D46/Max Energy 107,280 ft.-
pounds;
Drilled shaft drill: Hole 100,000 ft-lb. top drive with
down-the-hole (DTH) hammer and bit; and
Socket drill: Whole 100,000 ft-lb. top drive with DTH
hammer and under-reamer bit.
The first step would be to remove the existing piles by direct pull
using a crane. If the direct pull method is ineffective, the piles
would be extracted with a vibratory hammer. In this case, the vibratory
hammer would be clamped onto the pile and operated while using a crane
to pull the pile upwards.
Next, the new piles would be installed. First the piles would be
vertically stabilized by being vibrated into the existing 4-foot deep
sockets. Next the piles would be socketed into the underlying bedrock
with a down-hole drill and under-reamer bit (the drill will be used
first to drill a hole in the bedrock to a depth of approximately 12
feet and then to socket the pile into the bedrock). After the pile is
socketed, the contractor may choose to impact proof the piles. In this
case, two to five blows of an impact hammer would be used per pile to
confirm that piles are set into bedrock.
Pile removal and installation are expected to occur on three days.
On the first day the existing piles would be removed, and the new piles
would be vibrated into position. Over the second and third day, the
piles would be socketed into bedrock. At the end of the third day, the
piles would be impact proofed, if necessary. Table 1 provides a
conservative estimate of the amount of time required for pile
installation and removal.
Table 1--Pile Driving Construction Summary
----------------------------------------------------------------------------------------------------------------
Permanent pile Max installation/ removal
Existing pile removal installation per day
----------------------------------------------------------------------------------------------------------------
Pile Diameter and Type............. 16-inch steel......... 16-inch steel.........
Number of Piles.................... 6 piles............... 6 piles...............
----------------------------------------------------------------------------------------------------------------
Vibratory Pile Removal/Driving
----------------------------------------------------------------------------------------------------------------
Max Number of Piles Vibrated Per 6 piles............... 6 piles............... 12 piles.
Day.
Vibratory Time Per Pile............ 5 minutes............. 5 minutes.............
Vibratory Time per day............. 30 minutes............ 30 minutes............ 60 minutes.
Vibratory Time Total............... 30 minutes............ 30 minutes............
----------------------------------------------------------------------------------------------------------------
[[Page 7025]]
Socketing (down-hole drilling)
----------------------------------------------------------------------------------------------------------------
Max Number of Piles Socketed per 0..................... 3 piles............... 3 piles.
Day.
Socket Time Per Pile............... 0..................... 2 hours...............
Socket Time per Day................ 0..................... 6 hours............... 6 hours.
Socket Time Total.................. 0..................... 12 hours..............
----------------------------------------------------------------------------------------------------------------
Impact Pile Driving
----------------------------------------------------------------------------------------------------------------
Max Number of Piles Impacted Per 0..................... 6 piles............... 6 piles.
Day.
Number of Strikes Per Pile......... 0..................... 2-5 strikes........... 30 strikes.
Impact Time Per Pile............... 0..................... 30 seconds............
Impact Time per Day................ 0..................... 3 minutes............. 3 minutes.
Impact Time Total.................. 0..................... 3 minutes.............
----------------------------------------------------------------------------------------------------------------
Proposed mitigation, monitoring, and reporting measures are
described in detail later in this document (please see Proposed
Mitigation and Proposed Monitoring and Reporting).
Description of Marine Mammals in the Area of Specified Activities
Sections 3 and 4 of the application summarize available information
regarding status and trends, distribution and habitat preferences, and
behavior and life history, of the potentially affected species.
Additional information regarding population trends and threats may be
found in NMFS's Stock Assessment Reports (SAR; https://www.fisheries.noaa.gov/national/marine-mammal-protection/marine-mammal-stock-assessments) and more general information about these species
(e.g., physical and behavioral descriptions) may be found on NMFS's
website (https://www.fisheries.noaa.gov/find-species).
Table 2 lists all species with expected potential for occurrence in
Crescent Bay and summarizes information related to the population or
stock, including regulatory status under the MMPA and ESA and potential
biological removal (PBR), where known. For taxonomy, we follow
Committee on Taxonomy (2018). PBR is defined by the MMPA as the maximum
number of animals, not including natural mortalities, that may be
removed from a marine mammal stock while allowing that stock to reach
or maintain its optimum sustainable population (as described in NMFS's
SARs). While no mortality is anticipated or authorized here, PBR and
annual serious injury and mortality from anthropogenic sources are
included here as gross indicators of the status of the species and
other threats.
Marine mammal abundance estimates presented in this document
represent the total number of individuals that make up a given stock or
the total number estimated within a particular study or survey area.
NMFS' stock abundance estimates for most species represent the total
estimate of individuals within the geographic area, if known, that
comprises that stock. For some species, this geographic area may extend
beyond U.S. waters. All managed stocks in this region are assessed in
NMFS' U.S. Alaska SARs (e.g., Muto et al. 2018). All values presented
in Table 2 are the most recent available at the time of publication and
are available in the 2017 SARs (Muto et al. 2018) and draft 2018 SARs
(available online at: https://www.fisheries.noaa.gov/national/marine-mammal-protection/draft-marine-mammal-stock-assessment-reports)
Table 2--Marine Mammals Potentially Present Within Sitka Sound During the Specified Activity
--------------------------------------------------------------------------------------------------------------------------------------------------------
ESA/ MMPA status; Stock abundance (CV,
Common name Scientific name Stock Strategic (Y/N) NMin, most recent PBR Annual M/
\1\ abundance survey) \2\ SI \3\
--------------------------------------------------------------------------------------------------------------------------------------------------------
Order Cetartiodactyla--Cetacea--Superfamily Mysticeti (baleen whales)
--------------------------------------------------------------------------------------------------------------------------------------------------------
Family Balaenidae:
Humpback whale.................. Megaptera novaeangliae. Central North Pacific.. -, -, Y 10,103 (0.3, 7,891, 83 26
2006).
--------------------------------------------------------------------------------------------------------------------------------------------------------
Superfamily Odontoceti (toothed whales, dolphins, and porpoises)
--------------------------------------------------------------------------------------------------------------------------------------------------------
Family Delphinidae:
Killer whale.................... Orcinus orca........... Alaska Resident........ -, -, N 2,347 (N/A, 2,347, 24 1
2012) \4\.
Northern Resident...... -, -, N 261 (N/A, 261, 1.96 0
2011)\4\.
Gulf of Alaska, -, -, N 587 (N/A, 587, 2012) 5.87 1
Aleutian Islands, \4\.
Bering Sea Transient.
West Coast Transient... -, -, N 243 (N/A, 243, 2009) 2.4 0
\4\.
Family Phocoenidae (porpoises):
Harbor porpoise................. Phocoena phocoena...... Southeast Alaska....... -, -, Y 975 (0.12-0.14, 897, 8.9 34
2012) \5\.
--------------------------------------------------------------------------------------------------------------------------------------------------------
[[Page 7026]]
Order Carnivora--Superfamily Pinnipedia
--------------------------------------------------------------------------------------------------------------------------------------------------------
Family Otariidae (eared seals and
sea lions):
Steller sea lion................ Eumetopias jubatus..... Western U.S............ E, D, Y 54,267 (N/A, 54,267, 326 252
2017).
Eastern U.S............ -, D, Y 41,638 (N/A, 41,638, 2498 108
2015).
Family Phocidae (earless seals):
Harbor seal..................... Phoca vitulina Sitka/................. -, -, N 14,855 (N/A, 13,212, 555 77
richardii. Chatham Strait......... 2011).
--------------------------------------------------------------------------------------------------------------------------------------------------------
\1\ Endangered Species Act (ESA) status: Endangered (E), Threatened (T)/MMPA status: Depleted (D). A dash (-) indicates that the species is not listed
under the ESA or designated as depleted under the MMPA. Under the MMPA, a strategic stock is one for which the level of direct human-caused mortality
exceeds PBR or which is determined to be declining and likely to be listed under the ESA within the foreseeable future. Any species or stock listed
under the ESA is automatically designated under the MMPA as depleted and as a strategic stock.
\2\ NMFS marine mammal stock assessment reports online at: https://www.fisheries.noaa.gov/national/marine-mammal-protection/marine-mammal-stock-assessments assessments. CV is coefficient of variation; Nmin is the minimum estimate of stock abundance. In some cases, CV is not applicable (N/A).
\3\ These values, found in NMFS' SARs, represent annual levels of human-caused mortality plus serious injury from all sources combined (e.g., commercial
fisheries, ship strike). Annual M/SI often cannot be determined precisely and is in some cases presented as a minimum value or range. A CV associated
with estimated mortality due to commercial fisheries is presented in some cases.
\4\ N is based on counts of individual animals identified from photo-identification catalogs.
\5\ In the SAR for harbor porpoise, NMFS identified population estimates and PBR for porpoises within inland southeast Alaska waters (these abundance
estimates have not been corrected for g(0); therefore, they are likely conservative).
Multiple additional marine mammal species may occasionally enter
Sitka sound but would not be expected to occur in shallow nearshore
waters of the action area. These include extralimital species, which
are species that do not normally occur in a given area but for which
there are one or more occurrence records that are considered beyond the
normal range of the species. Gray whales are observed in and outside of
Sitka Sound during their northward spring migration; however, they
occur generally north and west of the project area in outer shelf
waters of Sitka Sound during the summer. Similarly, minke whales in
Alaska are migratory and would be found further north during the
summer. Dall's porpoise are observed in mid- to outer-shelf coastal
waters of Sitka Sound ranging to the Gulf of Alaska and are not
expected to occur in the project area. Pacific white-sided dolphins
occur in the outer-shelf slope in the Gulf of Alaska, which is outside
of the project area. Sperm whales, fin whales and Cuvier's beaked
whales generally occur in deeper offshore waters. During eight years of
local surveys, only three gray whales and seven Pacific white sided
dolphins were observed. The sperm whale, Cuvier's beaked whale, minke
whale and Dall's porpoise were not observed (Straley et al. 2018).
Therefore, no take is requested for these species and they are not
considered further in this proposed IHA.
Cetaceans
Humpback Whale
The humpback whale is distributed worldwide in all ocean basins. In
winter, most humpback whales occur in the subtropical and tropical
waters of the Northern and Southern Hemispheres, and migrate to high
latitudes in the summer to feed. The historic summer feeding range of
humpback whales in the North Pacific encompassed coastal and inland
waters around the Pacific Rim from Point Conception, California, north
to the Gulf of Alaska and the Bering Sea, and west along the Aleutian
Islands to the Kamchatka Peninsula and into the Sea of Okhotsk and
north of the Bering Strait.
Under the MMPA, there are three stocks of humpback whales in the
North Pacific: (1) The California/Oregon/Washington and Mexico stock,
consisting of winter/spring populations in coastal Central America and
coastal Mexico which migrate to the coast of California to southern
British Columbia in summer/fall; (2) the central North Pacific stock,
consisting of winter/spring populations of the Hawaiian Islands which
migrate primarily to northern British Columbia/Southeast Alaska, the
Gulf of Alaska, and the Bering Sea/Aleutian Islands; and (3) the
western North Pacific stock, consisting of winter/spring populations
off Asia which migrate primarily to Russia and the Bering Sea/Aleutian
Islands. The central North Pacific stock is the only stock that is
found near the project activities.
On September 8, 2016, NMFS published a final rule dividing the
globally listed endangered species into 14 Distinct Population Segments
(DPS), removing the worldwide species-level listing, and in its place
listing four DPSs as endangered and one DPS as threatened (81 FR 62259;
effective October 11, 2016). Two DPSs (Hawaii and Mexico) are
potentially present within the action area. The Hawaii DPS is not
listed and the Mexico DPS is listed as threatened under the ESA. The
Hawaii DPS is estimated to contain 11,398 animals where the Mexico DPS
is estimated to contain 3,264 animals (Wade et al. 2016).
Humpback whales are known to undertake seasonal migrations from
their tropical calving and breeding grounds in winter to their high-
latitude feeding grounds in summer. However, they have been observed in
Southeast Alaska in all months of the year. Humpback whales are most
common in Sitka Sound's Eastern Channel in November, December, and
January (Straley et al. 2018). In late fall and winter, herring
sometimes overwinter in deep fjords in Silver Bay and Eastern Channel,
and humpback whales aggregate in these areas to feed on them. At some
point in the late winter, it is likely that whales migrate south across
the North Pacific to their mating and calving grounds in Hawaii and
Mexico; however, this likely occurs after herring have moved out of the
fjords. In the summer when prey is dispersed throughout Sitka Sound,
humpback whales also disperse throughout the
[[Page 7027]]
Sound and away from the project area (Straley 2017).
Killer Whale
Killer whales have been observed in all oceans and seas of the
world, but the highest densities occur in colder and more productive
waters found at high latitudes. Killer whales are found throughout the
North Pacific, and occur along the entire Alaska coast, in British
Columbia and Washington inland waterways, and along the outer coasts of
Washington, Oregon, and California (Muto et al. 2017).
Based on data regarding association patterns, acoustics, movements,
and genetic differences, eight killer whale stocks are now recognized:
(1) The Alaska Resident stock; (2) the Northern Resident stock; (3) the
Southern Resident stock; (4) the Gulf of Alaska, Aleutian Islands, and
Bering Sea Transient stock; (5) the AT1 Transient stock; (6) the West
Coast transient stock, occurring from California through southeastern
Alaska; and (7) the Offshore stock, and (8) the Hawaiian stock. Only
the Alaska resident; Northern resident; Gulf of Alaska, Aleutian
Islands, and Bering Sea Transient (Gulf of Alaska transient); and the
West coast transient stocks are considered in this application because
other stocks occur outside the geographic area under consideration. Any
of these four stocks could occur in the action area.
Local observational data by Straley (2017) demonstrated that
transient killer whales, primarily from the West Coast transient stock,
occur most frequently in the project area. Less often, whales from the
Eastern North Pacific Gulf of Alaska, Aleutian Islands, and Bering Sea
transient stock occur in the project area. Because of their transient
nature, it is difficult to predict when killer whales will be present
in the area. Whales from the Alaska resident stock and the Northern
resident stock primarily feed on fish and do occur in Southeast Alaska;
however, they are rare in the project area (Straley 2017).
Harbor Porpoise
The harbor porpoise inhabits temperate, subarctic, and arctic
waters. In the eastern North Pacific, harbor porpoises range from Point
Barrow, Alaska, to Point Conception, California. Harbor porpoise
primarily frequent coastal waters and occur most frequently in waters
less than 100 m deep (Hobbs and Waite 2010). They may occasionally be
found in deeper offshore waters.
In Alaska, harbor porpoises are currently divided into three
stocks, based primarily on geography: (1) The Southeast Alaska stock--
occurring from the northern border of British Columbia to Cape
Suckling, Alaska, (2) the Gulf of Alaska stock--occurring from Cape
Suckling to Unimak Pass, and (3) the Bering Sea stock--occurring
throughout the Aleutian Islands and all waters north of Unimak Pass.
Only the Southeast Alaska stock is considered in this application
because the other stocks are not found in the geographic area under
consideration.
Harbor porpoises commonly frequent nearshore waters, but are not
common in the project vicinity. Monthly observation from Sitka's Whale
Park show harbor porpoises occurring infrequently in or near the action
area in March, April, and October between 1994 to 2002 (Straley et al.
2018). Meanwhile, no harbor porpoises have been observed more recently
during monitoring (Windward 2017 and Turnagain 2017, Turnagain 2018).
Pinnipeds
Steller Sea Lion
The Steller sea lion is the largest of the eared seals, ranging
along the North Pacific Rim from northern Japan to California, with
centers of abundance and distribution in the Gulf of Alaska and
Aleutian Islands. Steller sea lions were listed as threatened range-
wide under the ESA on November 26, 1990 (55 FR 49204). Subsequently,
NMFS published a final rule designating critical habitat for the
species as a 20 nautical mile buffer around all major haulouts and
rookeries, as well as associated terrestrial, air and aquatic zones,
and three large offshore foraging areas (58 FR 45269; August 27, 1993).
In 1997, NMFS reclassified Steller sea lions into two DPSs based on
genetic studies and other information (62 FR 24345; May 5, 1997).
Steller sea lion populations that primarily occur west of 144[deg] W.
(Cape Suckling, Alaska) comprise the western DPS (wDPS), while all
others comprise the eastern DPS (eDPS); however, there is regular
movement of both DPSs across this boundary (Jemison et al. 2013). Upon
this reclassification, the wDPS became listed as endangered while the
eDPS remained as threatened (62 FR 24345; May 5, 1997). In November
2013, the eDPS was delisted (78 FR 66140). Based on recent observations
of branded animals in Southeast Alaska, NMFS estimates that 98 percent
of Steller sea lions occurring within the action area belong to the
eDPS, leaving 2 percent to the wDPS (Suzie Teerlink, pers. comm, May
19, 2017).
Steller sea lions are common in the inside waters of southeastern
Alaska and are common in the vicinity of the project and both Eastern
DPS and Western DPS species are thought to be within Sitka Sound.
Steller sea lions were seen during every month of monitoring (September
to May) between 1994 and 2002 (Straley et al. 2018).
Because the action area contains a herring processing plant,
animals may linger in the area to feed opportunistically. Anecdotal
evidence from staff at the fish processing plant indicate that multiple
(up to 10) Steller sea lions may reside in the area for multiple days
(Straley et al. 2018).
The project action area does not overlap Steller sea lion critical
habitat. The Biorka Island haulout is the closest designated critical
habitat and is over 25 kilometers southwest of the project area.
Steller sea lions also haul out on buoys and navigational markers in
Sitka Sound and along the rocky shores of Sugarloaf south of the
project site. However, these haulouts are far beyond the expected
extent of in-water and in-air noise disturbance thresholds for hauled
out pinnipeds.
Harbor Seal
Harbor seals range from Baja California north along the coasts of
Washington, Oregon, California, British Columbia, and Southeast Alaska;
west through the Gulf of Alaska, Prince William Sound, and the Aleutian
Islands; and north in the Bering Sea to Cape Newenham and the Pribilof
Islands. They haul out on rocks, reefs, beaches, and drifting glacial
ice, and feed in marine, estuarine, and occasionally fresh waters.
Harbor seals are generally non-migratory, with local movements
associated with such factors as tides, weather, season, food
availability, and reproduction.
Harbor seals in Alaska are partitioned into 12 separate stocks
based largely on genetic structure: (1) The Aleutian Islands stock, (2)
the Pribilof Islands stock, (3) the Bristol Bay stock, (4) the North
Kodiak stock, (5) the South Kodiak stock, (6) the Prince William Sound
stock, (7) the Cook Inlet/Shelikof stock, (8) the Glacier Bay/Icy
Strait stock, (9) the Lynn Canal/Stephens Passage stock, (10) the
Sitka/Chatham stock, (11) the Dixon/Cape Decision stock, and (12) the
Clarence Strait stock. Only the Sitka/Chatham stock is considered in
this proposed IHA. The range of this stock includes Cape Bingham south
to Cape Ommaney and the adjacent coastal and inshore waters, including
the project area.
Harbor seals are common in the inside waters of southeastern
Alaska, including
[[Page 7028]]
in the vicinity of the O'Connell Bridge Lightering Float. The species
were seen during most months of monitoring (September through May) from
observation from the Sitka Whale Park between 1994 and 2002, except in
December and May (Straley et al. 2018). Harbor seals were also commonly
observed at nearby locations according to recent monitoring reports
(Turnagain 2017 and Windward 2017, Turnagain 2018). Similar to Steller
sea lions, harbor seals may linger in the action area for multiple
days; however, no designated haulouts are within close proximity.
Marine Mammal Hearing
Hearing is the most important sensory modality for marine mammals
underwater, and exposure to anthropogenic sound can have deleterious
effects. To appropriately assess the potential effects of exposure to
sound, it is necessary to understand the frequency ranges marine
mammals are able to hear. Current data indicate that not all marine
mammal species have equal hearing capabilities (e.g., Richardson et
al., 1995; Wartzok and Ketten, 1999; Au and Hastings, 2008). To reflect
this, Southall et al. (2007) recommended that marine mammals be divided
into functional hearing groups based on directly measured or estimated
hearing ranges on the basis of available behavioral response data,
audiograms derived using auditory evoked potential techniques,
anatomical modeling, and other data. Note that no direct measurements
of hearing ability have been successfully completed for mysticetes
(i.e., low-frequency cetaceans). Subsequently, NMFS (2018) described
generalized hearing ranges for these marine mammal hearing groups.
Generalized hearing ranges were chosen based on the approximately 65 dB
threshold from the normalized composite audiograms, with the exception
for lower limits for low-frequency cetaceans where the lower bound was
deemed to be biologically implausible and the lower bound from Southall
et al. (2007) retained. The functional groups and the associated
frequencies are indicated below (note that these frequency ranges
correspond to the range for the composite group, with the entire range
not necessarily reflecting the capabilities of every species within
that group):
Low-frequency cetaceans (mysticetes): Generalized hearing
is estimated to occur between approximately 7 Hz and 35 kHz;
Mid-frequency cetaceans (larger toothed whales, beaked
whales, and most delphinids): Generalized hearing is estimated to occur
between approximately 150 Hz and 160 kHz;
High-frequency cetaceans (porpoises, river dolphins, and
members of the genera Kogia and Cephalorhynchus; including two members
of the genus Lagenorhynchus, on the basis of recent echolocation data
and genetic data): Generalized hearing is estimated to occur between
approximately 275 Hz and 160 kHz.
Pinnipeds in water; Phocidae (true seals): Generalized
hearing is estimated to occur between approximately 50 Hz to 86 kHz;
Pinnipeds in water; Otariidae (eared seals): Generalized
hearing is estimated to occur between 60 Hz and 39 kHz.
The pinniped functional hearing group was modified from Southall et
al. (2007) on the basis of data indicating that phocid species have
consistently demonstrated an extended frequency range of hearing
compared to otariids, especially in the higher frequency range
(Hemil[auml] et al., 2006; Kastelein et al., 2009; Reichmuth and Holt,
2013).
For more detail concerning these groups and associated frequency
ranges, please see NMFS (2018) for a review of available information.
Five marine mammal species (three cetacean and two pinniped (one
otariid and one phocid) species) have the reasonable potential to co-
occur with the proposed survey activities. Of the cetacean species that
may be present, one is classified as a low-frequency cetacean (i.e.,
humpback whale), one is classified as a mid-frequency cetacean (i.e.,
killer whale), and one is classified as a high-frequency cetacean
(i.e., harbor porpoise).
Potential Effects of Specified Activities on Marine Mammals and Their
Habitat
This section includes a summary and discussion of the ways that
components of the specified activity may impact marine mammals and
their habitat. The Estimated Take by Incidental Harassment section
later in this document includes a quantitative analysis of the number
of individuals that are expected to be taken by this activity. The
Negligible Impact Analysis and Determination section considers the
content of this section, the Estimated Take by Incidental Harassment
section, and the Proposed Mitigation section, to draw conclusions
regarding the likely impacts of these activities on the reproductive
success or survivorship of individuals and how those impacts on
individuals are likely to impact marine mammal species or stocks.
Description of Sound Sources
The marine soundscape is comprised of both ambient and
anthropogenic sounds. Ambient sound is defined as the all-encompassing
sound in a given place and is usually a composite of sound from many
sources both near and far. The sound level of an area is defined by the
total acoustical energy being generated by known and unknown sources.
These sources may include physical (e.g., waves, wind, precipitation,
earthquakes, ice, atmospheric sound), biological (e.g., sounds produced
by marine mammals, fish, and invertebrates), and anthropogenic sound
(e.g., vessels, dredging, aircraft, construction).
The sum of the various natural and anthropogenic sound sources at
any given location and time--which comprise ``ambient'' or
``background'' sound--depends not only on the source levels (as
determined by current weather conditions and levels of biological and
shipping activity) but also on the ability of sound to propagate
through the environment. In turn, sound propagation is dependent on the
spatially and temporally varying properties of the water column and sea
floor, and is frequency-dependent. As a result of the dependence on a
large number of varying factors, ambient sound levels can be expected
to vary widely over both coarse and fine spatial and temporal scales.
Sound levels at a given frequency and location can vary by 10-20 dB
from day to day (Richardson et al. 1995). The result is that, depending
on the source type and its intensity, sound from the specified activity
may be a negligible addition to the local environment or could form a
distinctive signal that may affect marine mammals.
In-water construction activities associated with the project would
include impact pile driving, vibratory pile driving and removal, and
drilling. The sounds produced by these activities fall into one of two
general sound types: Impulsive and non-impulsive. Impulsive sounds
(e.g., explosions, gunshots, sonic booms, impact pile driving) are
typically transient, brief (less than 1 second), broadband, and consist
of high peak sound pressure with rapid rise time and rapid decay (ANSI
1986; NIOSH 1998; ANSI 2005; NMFS 2018). Non-impulsive sounds (e.g.
aircraft, machinery operations such as drilling or dredging, vibratory
pile driving, and active sonar systems) can be broadband, narrowband or
tonal, brief or prolonged (continuous or intermittent), and typically
do not have the high peak sound pressure with raid
[[Page 7029]]
rise/decay time that impulsive sounds do (ANSI 1995; NIOSH 1998; NMFS
2018). The distinction between these two sound types is important
because they have differing potential to cause physical effects,
particularly with regard to hearing (e.g., Ward 1997 in Southall et al.
2007).
Two types of pile hammers would be used on this project: Impact and
vibratory. Impact hammers operate by repeatedly dropping a heavy piston
onto a pile to drive the pile into the substrate. Sound generated by
impact hammers is characterized by rapid rise times and high peak
levels, a potentially injurious combination (Hastings and Popper 2005).
Vibratory hammers install piles by vibrating them and allowing the
weight of the hammer to push them into the sediment. Vibratory hammers
produce significantly less sound than impact hammers. Peak SPLs may be
180 dB or greater, but are generally 10 to 20 dB lower than SPLs
generated during impact pile driving of the same-sized pile (Oestman et
al. 2009). Rise time is slower, reducing the probability and severity
of injury, and sound energy is distributed over a greater amount of
time (Nedwell and Edwards 2002; Carlson et al. 2005).
Drilling would be conducted using a down-the-hole drill inserted
through the hollow steel piles. A down-the-hole drill is a drill bit
that drills through the bedrock using an impact mechanism that
functions at the bottom of the hole. This breaks up rock to allow
removal of debris and insertion of the pile. The head extends so that
the drilling takes place below the pile. The sounds produced by the
down-the-hole drilling method are considered continuous as the noise
from the drilling component is dominant. In addition, this method
likely increases sound attenuation because the noise is primarily
contained within the steel pile and below ground rather than impact
hammer driving methods which occur at the top of the pile and introduce
sound into the water column to a greater degree.
The likely or possible impacts of CBS's proposed activity on marine
mammals could involve both non-acoustic and acoustic stressors.
Potential non-acoustic stressors could result from the physical
presence of the equipment and personnel; however, any impacts to marine
mammals are expected to primarily be acoustic in nature. Acoustic
stressors include effects of heavy equipment operation during pile
installation and removal and drilling.
Acoustic Impacts
The introduction of anthropogenic noise into the aquatic
environment from pile driving and removal and down-the-hole drilling is
the primary means by which marine mammals may be harassed from CBS's
specified activity. In general, animals exposed to natural or
anthropogenic sound may experience physical and psychological effects,
ranging in magnitude from none to severe (Southall et al. 2007). In
general, exposure to pile driving and drilling noise has the potential
to result in auditory threshold shifts and behavioral reactions (e.g.,
avoidance, temporary cessation of foraging and vocalizing, changes in
dive behavior). Exposure to anthropogenic noise can also lead to non-
observable physiological responses such an increase in stress hormones.
Additional noise in a marine mammal's habitat can mask acoustic cues
used by marine mammals to carry out daily functions such as
communication and predator and prey detection. The effects of pile
driving and drilling noise on marine mammals are dependent on several
factors, including, but not limited to, sound type (e.g., impulsive vs.
non-impulsive), the species, age and sex class (e.g., adult male vs.
mom with calf), duration of exposure, the distance between the pile and
the animal, received levels, behavior at time of exposure, and previous
history with exposure (Wartzok et al. 2004; Southall et al. 2007). Here
we discuss physical auditory effects (threshold shifts) followed by
behavioral effects and potential impacts on habitat.
NMFS defines a noise-induced threshold shift (TS) as a change,
usually an increase, in the threshold of audibility at a specified
frequency or portion of an individual's hearing range above a
previously established reference level (NMFS 2018). The amount of
threshold shift is customarily expressed in dB. A TS can be permanent
or temporary. As described in NMFS (2018), there are numerous factors
to consider when examining the consequence of TS, including, but not
limited to, the signal temporal pattern (e.g., impulsive or non-
impulsive), likelihood an individual would be exposed for a long enough
duration or to a high enough level to induce a TS, the magnitude of the
TS, time to recovery (seconds to minutes or hours to days), the
frequency range of the exposure (i.e., spectral content), the hearing
and vocalization frequency range of the exposed species relative to the
signal's frequency spectrum (i.e., how animal uses sound within the
frequency band of the signal; e.g., Kastelein et al. 2014), and the
overlap between the animal and the source (e.g., spatial, temporal, and
spectral).
Permanent Threshold Shift (PTS)--NMFS defines PTS as a permanent,
irreversible increase in the threshold of audibility at a specified
frequency or portion of an individual's hearing range above a
previously established reference level (NMFS 2018). Available data from
humans and other terrestrial mammals indicate that a 40 dB threshold
shift approximates PTS onset (see Ward et al. 1958, 1959; Ward 1960;
Kryter et al. 1966; Miller 1974; Ahroon et al. 1996; Henderson et al.
2008). PTS levels for marine mammals are estimates, as with the
exception of a single study unintentionally inducing PTS in a harbor
seal (Kastak et al. 2008), there are no empirical data measuring PTS in
marine mammals largely due to the fact that, for various ethical
reasons, experiments involving anthropogenic noise exposure at levels
inducing PTS are not typically pursued or authorized (NMFS 2018).
Temporary Threshold Shift (TTS)--A temporary, reversible increase
in the threshold of audibility at a specified frequency or portion of
an individual's hearing range above a previously established reference
level (NMFS 2018). Based on data from cetacean TTS measurements (see
Southall et al. 2007), a TTS of 6 dB is considered the minimum
threshold shift clearly larger than any day-to-day or session-to-
session variation in a subject's normal hearing ability (Schlundt et
al. 2000; Finneran et al. 2000, 2002). As described in Finneran (2015),
marine mammal studies have shown the amount of TTS increases with
cumulative sound exposure level (SELcum) in an accelerating
fashion: At low exposures with lower SELcum, the amount of
TTS is typically small and the growth curves have shallow slopes. At
exposures with higher SELcum, the growth curves become
steeper and approach linear relationships with the noise SEL.
Depending on the degree (elevation of threshold in dB), duration
(i.e., recovery time), and frequency range of TTS, and the context in
which it is experienced, TTS can have effects on marine mammals ranging
from discountable to serious (similar to those discussed in auditory
masking, below). For example, a marine mammal may be able to readily
compensate for a brief, relatively small amount of TTS in a non-
critical frequency range that takes place during a time when the animal
is traveling through the open ocean, where ambient noise is lower and
there are not as many competing sounds present.
[[Page 7030]]
Alternatively, a larger amount and longer duration of TTS sustained
during time when communication is critical for successful mother/calf
interactions could have more serious impacts. We note that reduced
hearing sensitivity as a simple function of aging has been observed in
marine mammals, as well as humans and other taxa (Southall et al.
2007), so we can infer that strategies exist for coping with this
condition to some degree, though likely not without cost.
Currently, TTS data only exist for four species of cetaceans
(bottlenose dolphin (Tursiops truncatus), beluga whale (Delphinapterus
leucas), harbor porpoise, and Yangtze finless porpoise (Neophocoena
asiaeorientalis)) and five species of pinnipeds exposed to a limited
number of sound sources (i.e., mostly tones and octave-band noise) in
laboratory settings (Finneran 2015). TTS was not observed in trained
spotted (Phoca largha) and ringed (Pusa hispida) seals exposed to
impulsive noise at levels matching previous predictions of TTS onset
(Reichmuth et al. 2016). In general, harbor seals and harbor porpoises
have a lower TTS onset than other measured pinniped or cetacean species
(Finneran 2015). Additionally, the existing marine mammal TTS data come
from a limited number of individuals within these species. No data are
available on noise-induced hearing loss for mysticetes. For summaries
of data on TTS in marine mammals or for further discussion of TTS onset
thresholds, please see Southall et al. (2007), Finneran and Jenkins
(2012), Finneran (2015), and Table 5 in NMFS (2018). Installing piles
requires a combination of impact pile driving, vibratory pile driving,
and down-the-hole drilling. For the project, these activities would not
occur at the same time and there would likely be pauses in activities
producing the sound during each day. Given these pauses and that many
marine mammals are likely moving through the action area and not
remaining for extended periods of time, the potential for TS declines.
Behavioral Harassment--Exposure to noise from pile driving and
removal and drilling also has the potential to behaviorally disturb
marine mammals. Available studies show wide variation in response to
underwater sound; therefore, it is difficult to predict specifically
how any given sound in a particular instance might affect marine
mammals perceiving the signal. If a marine mammal does react briefly to
an underwater sound by changing its behavior or moving a small
distance, the impacts of the change are unlikely to be significant to
the individual, let alone the stock or population. However, if a sound
source displaces marine mammals from an important feeding or breeding
area for a prolonged period, impacts on individuals and populations
could be significant (e.g., Lusseau and Bejder 2007; Weilgart 2007; NRC
2005).
Disturbance may result in changing durations of surfacing and
dives, number of blows per surfacing, or moving direction and/or speed;
reduced/increased vocal activities; changing/cessation of certain
behavioral activities (such as socializing or feeding); visible startle
response or aggressive behavior (such as tail/fluke slapping or jaw
clapping); avoidance of areas where sound sources are located.
Pinnipeds may increase their haul out time, possibly to avoid in-water
disturbance (Thorson and Reyff 2006). Behavioral responses to sound are
highly variable and context-specific and any reactions depend on
numerous intrinsic and extrinsic factors (e.g., species, state of
maturity, experience, current activity, reproductive state, auditory
sensitivity, time of day), as well as the interplay between factors
(e.g., Richardson et al. 1995; Wartzok et al. 2003; Southall et al.
2007; Weilgart 2007; Archer et al. 2010). Behavioral reactions can vary
not only among individuals but also within an individual, depending on
previous experience with a sound source, context, and numerous other
factors (Ellison et al. 2012), and can vary depending on
characteristics associated with the sound source (e.g., whether it is
moving or stationary, number of sources, distance from the source). In
general, pinnipeds seem more tolerant of, or at least habituate more
quickly to, potentially disturbing underwater sound than do cetaceans,
and generally seem to be less responsive to exposure to industrial
sound than most cetaceans. Please see Appendices B-C of Southall et al.
(2007) for a review of studies involving marine mammal behavioral
responses to sound.
Disruption of feeding behavior can be difficult to correlate with
anthropogenic sound exposure, so it is usually inferred by observed
displacement from known foraging areas, the appearance of secondary
indicators (e.g., bubble nets or sediment plumes), or changes in dive
behavior. As for other types of behavioral response, the frequency,
duration, and temporal pattern of signal presentation, as well as
differences in species sensitivity, are likely contributing factors to
differences in response in any given circumstance (e.g., Croll et al.
2001; Nowacek et al. 2004; Madsen et al. 2006; Yazvenko et al. 2007). A
determination of whether foraging disruptions incur fitness
consequences would require information on or estimates of the energetic
requirements of the affected individuals and the relationship between
prey availability, foraging effort and success, and the life history
stage of the animal.
In 2016, the Alaska Department of Transportation and Public
Facilities (ADOT&PF) documented observations of marine mammals during
construction activities (i.e., pile driving and down-hole drilling) at
the Kodiak Ferry Dock (see 80 FR 60636 for Final IHA Federal Register
notice). In the marine mammal monitoring report for that project (ABR
2016), 1,281 Steller sea lions were observed within the Level B
disturbance zone during pile driving or drilling (i.e., documented as
Level B harassment take). Of these, 19 individuals demonstrated an
alert behavior, 7 were fleeing, and 19 swam away from the project site.
All other animals (98 percent) were engaged in activities such as
milling, foraging, or fighting and did not change their behavior. In
addition, two sea lions approached within 20 meters of active vibratory
pile driving activities. Three harbor seals were observed within the
disturbance zone during pile driving activities; none of them displayed
disturbance behaviors. Fifteen killer whales and three harbor porpoise
were also observed within the Level B harassment zone during pile
driving. The killer whales were travelling or milling while all harbor
porpoises were travelling. No signs of disturbance were noted for
either of these species. Given the similarities in activities and
habitat and the fact the same species are involved, we expect similar
behavioral responses of marine mammals to the specified activity. That
is, disturbance, if any, is likely to be temporary and localized (e.g.,
small area movements). Monitoring reports from other recent pile
driving and down-the-hole drilling projects in Alaska have observed
similar behaviors (for example, the Biorka Island Dock Replacement
Project).
Masking--Sound can disrupt behavior through masking, or interfering
with, an animal's ability to detect, recognize, or discriminate between
acoustic signals of interest (e.g., those used for intraspecific
communication and social interactions, prey detection, predator
avoidance, navigation) (Richardson et al. 1995). Masking occurs when
the receipt of a sound is interfered with by another coincident sound
at similar frequencies and at similar or higher intensity, and may
occur whether the sound is natural (e.g., snapping shrimp, wind, waves,
precipitation) or anthropogenic (e.g.,
[[Page 7031]]
pile driving, shipping, sonar, seismic exploration) in origin. The
ability of a noise source to mask biologically important sounds depends
on the characteristics of both the noise source and the signal of
interest (e.g., signal-to-noise ratio, temporal variability,
direction), in relation to each other and to an animal's hearing
abilities (e.g., sensitivity, frequency range, critical ratios,
frequency discrimination, directional discrimination, age or TTS
hearing loss), and existing ambient noise and propagation conditions.
Masking of natural sounds can result when human activities produce high
levels of background sound at frequencies important to marine mammals.
Conversely, if the background level of underwater sound is high (e.g.
on a day with strong wind and high waves), an anthropogenic sound
source would not be detectable as far away as would be possible under
quieter conditions and would itself be masked.
Airborne Acoustic Effects--Pinnipeds that occur near the project
site could be exposed to airborne sounds associated with pile driving
and removal and down-the-hole drilling that have the potential to cause
behavioral harassment, depending on their distance from pile driving
activities. Cetaceans are not expected to be exposed to airborne sounds
that would result in harassment as defined under the MMPA.
Airborne noise would primarily be an issue for pinnipeds that are
swimming or hauled out near the project site within the range of noise
levels elevated above the acoustic criteria. We recognize that
pinnipeds in the water could be exposed to airborne sound that may
result in behavioral harassment when looking with their heads above
water. Most likely, airborne sound would cause behavioral responses
similar to those discussed above in relation to underwater sound. For
instance, anthropogenic sound could cause hauled-out pinnipeds to
exhibit changes in their normal behavior, such as reduction in
vocalizations, or cause them to temporarily abandon the area and move
further from the source. However, these animals would previously have
been `taken' because of exposure to underwater sound above the
behavioral harassment thresholds, which are in all cases larger than
those associated with airborne sound. Thus, the behavioral harassment
of these animals is already accounted for in these estimates of
potential take. Therefore, we do not believe that authorization of
incidental take resulting from airborne sound for pinnipeds is
warranted, and airborne sound is not discussed further here.
Marine Mammal Habitat Effects
CBS construction activities at the O'Connell Bridge lightering
float could have localized, temporary impacts on marine mammal habitat
and their prey by increasing in-water sound pressure levels and
slightly decreasing water quality. Increased noise levels may affect
acoustic habitat (see masking discussion above) and adversely affect
marine mammal prey in the vicinity of the project area (see discussion
below). During impact pile driving, elevated levels of underwater noise
would ensonify a portion of Sitka Sound where both fish and mammals
occur and could affect foraging success.
Construction activities are of short duration and would likely have
temporary impacts on marine mammal habitat through increases in
underwater and airborne sound. These sounds would not be detectable at
the nearest known Steller sea lion haulouts, and all known harbor seal
haulouts are well beyond the maximum distance of predicted in-air
acoustical disturbance.
In-water pile driving, pile removal, and drilling activities would
also cause short-term effects on water quality due to increased
turbidity. Local strong currents are anticipated to disburse suspended
sediments produced by project activities at moderate to rapid rates
depending on tidal stage. CBS would employ standard construction best
management practices, thereby reducing any impacts. Therefore, the
impact from increased turbidity levels is expected to be discountable.
In-Water Construction Effects on Potential Foraging Habitat
The area likely impacted by the project is relatively small
compared to the available habitat in Crescent Bay and Sitka Sound and
does not include any BIAs or ESA-designated critical habitat. Pile
installation/removal and drilling may temporarily increase turbidity
resulting from suspended sediments. Any increases would be temporary,
localized, and minimal. CBS must comply with state water quality
standards during these operations by limiting the extent of turbidity
to the immediate project area. In general, turbidity associated with
pile installation is localized to about a 25-foot radius around the
pile (Everitt et al. 1980). Cetaceans are not expected to be close
enough to the project pile driving areas to experience effects of
turbidity, and any pinnipeds would be transiting the area and could
avoid localized areas of turbidity. Therefore, the impact from
increased turbidity levels is expected to be discountable to marine
mammals. Furthermore, pile driving and removal at the project site
would not obstruct movements or migration of marine mammals.
Avoidance by potential prey (i.e., fish) of the immediate area due
to the temporary loss of this foraging habitat is also possible. The
duration of fish avoidance of this area after pile driving stops is
unknown, but a rapid return to normal recruitment, distribution and
behavior is anticipated. Any behavioral avoidance by fish of the
disturbed area would still leave significantly large areas of fish and
marine mammal foraging habitat in the nearby vicinity in Crescent Bay
and Sitka Sound.
The duration of the construction activities is relatively short.
The construction window is for a maximum of 3 days during daylight
hours only. Impacts to habitat and prey are expected to be minimal
based on the short duration of activities.
In-water Construction Effects on Potential Prey (Fish)--
Construction activities would produce continuous (i.e., vibratory pile
driving and down-the-hole drilling) and intermittent (i.e. impact
driving) sounds. Fish react to sounds that are especially strong and/or
intermittent low-frequency sounds. Short duration, sharp sounds can
cause overt or subtle changes in fish behavior and local distribution.
Hastings and Popper (2005) identified several studies that suggest fish
may relocate to avoid certain areas of sound energy. Additional studies
have documented effects of pile driving on fish, although several are
based on studies in support of large, multiyear bridge construction
projects (e.g., Scholik and Yan 2001, 2002; Popper and Hastings 2009).
Sound pulses at received levels of 160 dB may cause subtle changes in
fish behavior. SPLs of 180 dB may cause noticeable changes in behavior
(Pearson et al. 1992; Skalski et al. 1992). SPLs of sufficient strength
have been known to cause injury to fish and fish mortality.
The most likely impact to fish from pile driving and drilling
activities at the project area would be temporary behavioral avoidance
of the area. The duration of fish avoidance of this area after pile
driving stops is unknown, but a rapid return to normal recruitment,
distribution and behavior is anticipated. In general, impacts to marine
mammal prey species are expected to be minor and temporary due to the
short timeframe for the project.
Construction activities, in the form of increased turbidity, have
the potential to adversely affect forage fish and juvenile salmonid
outmigratory routes
[[Page 7032]]
in the project area. Both herring and salmon form a significant prey
base for Steller sea lions, herring is a primary prey species of
humpback whales, and both herring and salmon are components of the diet
of many other marine mammal species that occur in the project area.
Increased turbidity is expected to occur in the immediate vicinity (on
the order of 10 feet or less) of construction activities. However,
suspended sediments and particulates are expected to dissipate quickly
within a single tidal cycle. Given the limited area affected and high
tidal dilution rates any effects on forage fish and salmon are expected
to be minor or negligible. In addition, best management practices would
be in effect, which would limit the extent of turbidity to the
immediate project area.
In summary, given the short daily duration of sound associated with
individual pile driving and drilling events and the relatively small
areas being affected, pile driving and drilling activities associated
with the proposed action are not likely to have a permanent, adverse
effect on any fish habitat, or populations of fish species. Thus, we
conclude that impacts of the specified activity are not likely to have
more than short-term adverse effects on any prey habitat or populations
of prey species. Further, any impacts to marine mammal habitat are not
expected to result in significant or long-term consequences for
individual marine mammals, or to contribute to adverse impacts on their
populations.
Estimated Take
This section provides an estimate of the number of incidental takes
proposed for authorization through this IHA, which will inform both
NMFS' consideration of ``small numbers'' and the negligible impact
determination.
Harassment is the only type of take expected to result from these
activities. Except with respect to certain activities not pertinent
here, section 3(18) of the MMPA defines ``harassment'' as: Any act of
pursuit, torment, or annoyance which (i) has the potential to injure a
marine mammal or marine mammal stock in the wild (Level A harassment);
or (ii) has the potential to disturb a marine mammal or marine mammal
stock in the wild by causing disruption of behavioral patterns,
including, but not limited to, migration, breathing, nursing, breeding,
feeding, or sheltering (Level B harassment).
Authorized takes would be by Level B harassment only, in the form
of disruption of behavioral patterns for individual marine mammals
resulting from exposure to impact and vibratory hammers and down-the-
hole drilling. Based on the nature of the activity and the anticipated
effectiveness of the mitigation measures (i.e., shutdown--discussed in
detail below in Proposed Mitigation section), Level A harassment is
neither anticipated nor proposed to be authorized.
As described previously, no mortality is anticipated or proposed to
be authorized for this activity. Below we describe how the take is
estimated.
Generally speaking, we estimate take by considering: (1) Acoustic
thresholds above which NMFS believes the best available science
indicates marine mammals will be behaviorally harassed or incur some
degree of permanent hearing impairment; (2) the area or volume of water
that will be ensonified above these levels in a day; (3) the density or
occurrence of marine mammals within these ensonified areas; and, (4)
and the number of days of activities. We note that while these basic
factors can contribute to a basic calculation to provide an initial
prediction of takes, additional information that can qualitatively
inform take estimates is also sometimes available (e.g., previous
monitoring results or average group size). Below, we describe the
factors considered here in more detail and present the proposed take
estimate.
Acoustic Thresholds
Using the best available science, NMFS has developed acoustic
thresholds that identify the received level of underwater sound above
which exposed marine mammals would be reasonably expected to be
behaviorally harassed (equated to Level B harassment) or to incur PTS
of some degree (equated to Level A harassment).
Level B Harassment for non-explosive sources--Though significantly
driven by received level, the onset of behavioral disturbance from
anthropogenic noise exposure is also informed to varying degrees by
other factors related to the source (e.g., frequency, predictability,
duty cycle), the environment (e.g., bathymetry), and the receiving
animals (hearing, motivation, experience, demography, behavioral
context) and can be difficult to predict (Southall et al., 2007,
Ellison et al., 2012). Based on what the available science indicates
and the practical need to use a threshold based on a factor that is
both predictable and measurable for most activities, NMFS uses a
generalized acoustic threshold based on received level to estimate the
onset of behavioral harassment. NMFS predicts that marine mammals are
likely to be behaviorally harassed in a manner we consider Level B
harassment when exposed to underwater anthropogenic noise above
received levels of 120 dB re 1 [mu]Pa (rms) for continuous (e.g.,
vibratory pile-driving, drilling) and above 160 dB re 1 [mu]Pa (rms)
for non-explosive impulsive (e.g., seismic airguns) or intermittent
(e.g., scientific sonar) sources. CBS's proposed activity includes the
use of continuous (vibratory pile driving/removal and drilling) and
impulsive (impact pile driving) sources, and therefore the 120 and 160
dB re 1 [mu]Pa (rms) thresholds are applicable.
Level A harassment for non-explosive sources--NMFS' Technical
Guidance for Assessing the Effects of Anthropogenic Sound on Marine
Mammal Hearing (Version 2.0) (Technical Guidance, 2018) identifies dual
criteria to assess auditory injury (Level A harassment) to five
different marine mammal groups (based on hearing sensitivity) as a
result of exposure to noise from two different types of sources
(impulsive or non-impulsive). CBS's proposed activity includes the use
of impulsive (impact pile driving) and non-impulsive (vibratory pile
driving/removal and drilling) sources.
These thresholds are provided in the table below. The references,
analysis, and methodology used in the development of the thresholds are
described in NMFS 2018 Technical Guidance, which may be accessed at:
https://www.fisheries.noaa.gov/national/marine-mammal-protection/marine-mammal-acoustic-technical-guidance.
Table 3--Thresholds identifying the onset of Permanent Threshold Shift
----------------------------------------------------------------------------------------------------------------
PTS onset thresholds * (received level)
Hearing group -----------------------------------------------------------------------
Impulsive Non-impulsive
----------------------------------------------------------------------------------------------------------------
Low-Frequency (LF) Cetaceans............ Lp,0-pk,flat: 219 dB; LE,p, LE,p, LF,24h: 199 dB.
LF,24h: 183 dB.
[[Page 7033]]
Mid-Frequency (MF) Cetaceans............ Lp,0-pk,flat: 230 dB; LE,p, LE,p, MF,24h: 198 dB.
MF,24h: 185 dB.
High-Frequency (HF) Cetaceans........... Lp,0-pk,flat: 202 dB; LE,p, LE,p, HF,24h: 173 dB.
HF,24h: 155 dB.
Phocid Pinnipeds (PW) (Underwater)...... Lp,0-pk.flat: 218 dB; LE,p, LE,p, PW,24h: 201 dB.
PW,24h: 185 dB.
Otariid Pinnipeds (OW) (Underwater)..... Lp,0-pk,flat: 232 dB; LE,p, LE,p, OW,24h: 219 dB.
OW,24h: 203 dB.
----------------------------------------------------------------------------------------------------------------
* Dual metric thresholds for impulsive sounds: Use whichever results in the largest isopleth for calculating PTS
onset. If a non-impulsive sound has the potential of exceeding the peak sound pressure level thresholds
associated with impulsive sounds, these thresholds are recommended for consideration.
Note: Peak sound pressure level (Lp,0-pk) has a reference value of 1 [micro]Pa, and weighted cumulative sound
exposure level (LE,p) has a reference value of 1[micro]Pa\2\s. In this table, thresholds are abbreviated to be
more reflective of International Organization for Standardization standards (ISO 2017). The subscript ``flat''
is being included to indicate peak sound pressure are flat weighted or unweighted within the generalized
hearing range of marine mammals (i.e., 7 Hz to 160 kHz). The subscript associated with cumulative sound
exposure level thresholds indicates the designated marine mammal auditory weighting function (LF, MF, and HF
cetaceans, and PW and OW pinnipeds) and that the recommended accumulation period is 24 hours. The weighted
cumulative sound exposure level thresholds could be exceeded in a multitude of ways (i.e., varying exposure
levels and durations, duty cycle). When possible, it is valuable for action proponents to indicate the
conditions under which these thresholds will be exceeded.
Ensonified Area
Here, we describe operational and environmental parameters of the
activity that will feed into identifying the area ensonified above the
acoustic thresholds, which include source levels and transmission loss
coefficient.
The sound field in the project area is the existing background
noise plus additional construction noise from the proposed project.
Marine mammals are expected to be affected via sound generated by the
primary components of the project (i.e., impact pile driving, vibratory
pile driving and removal and down-the-hole drilling). The maximum
(underwater) ensonified area is truncated by land masses and largely
confined to marine waters within Eastern Channel of Sitka Sound,
extending approximately 7.7 kilometers through Crescent Bay, Middle
Channel, and into Eastern Channel and encompassing approximately 7.26
square kilometers (see Figure 5 in the application).
The distances to the Level A and Level B harassment thresholds were
calculated based on source levels from the Naval Base Kitsap at Bangor
EHW-1 Pile Replacement Project, in Bangor, Washington (NAVFAC 2012) and
the Kodiak Ferry Terminal Project in Kodiak, Alaska (Denes et. al.
2016) for a given activity and pile type (e.g., vibratory removal/
installation, drilling, and impact pile driving of 24-inch diameter
steel piles). The vibratory source level is proxy from 24-inch steel
piles driven at the Naval Base Kitsap in Bangor, Washington (NAVFAC
2012) and from acoustic modeling of nearshore marine pile driving at
Navy installations in Puget Sound (United States Navy 2015). The
socketing source level is proxy from mean measured sources levels from
drilling of 24-inch diameter piles to construct the Kodiak Ferry
Terminal (Denes et al. 2016). Sound pressure level root-mean-square
(SPL rms) values were used to calculate distance to Level A and B
harassment isopleths for impact pile driving. The source levels of
168.2 SEL (for Level A harassment) and 181.3 SPL (for Level B
harassment) are the mean measured levels from the Kodiak Ferry Terminal
project (Denes et al. 2016).
Transmission loss (TL) is the decrease in acoustic intensity as an
acoustic pressure wave propagates out from a source. TL parameters vary
with frequency, temperature, sea conditions, current, source and
receiver depth, water depth, water chemistry, and bottom composition
and topography. The general formula for underwater TL is:
TL = B * Log10 (R 1/R 2), where
TL = transmission loss in dB
B = transmission loss coefficient; for practical spreading equals 15
R 1= the distance of the modeled SPL from the driven
pile, and
R 2= the distance from the driven pile of the initial
measurement
A practical spreading value of fifteen is often used under
conditions, such as at the lightering dock location, where water
increases with depth as the receiver moves away from the shoreline,
resulting in an expected propagation environment that would lie between
spherical and cylindrical spreading loss conditions. Practical
spreading loss is assumed here.
When the NMFS Technical Guidance (2016) was published, in
recognition of the fact that ensonified area/volume could be more
technically challenging to predict because of the duration component in
the new thresholds, we developed a User Spreadsheet that includes tools
to help predict a simple isopleth that can be used in conjunction with
marine mammal density or occurrence to help predict takes. We note that
because of some of the assumptions included in the methods used for
these tools, we anticipate that isopleths produced are typically going
to be overestimates of some degree, which may result in some degree of
overestimate of Level A harassment take. However, these tools offer the
best way to predict appropriate isopleths when more sophisticated 3D
modeling methods are not available, and NMFS continues to develop ways
to quantitatively refine these tools, and will qualitatively address
the output where appropriate. For stationary sources such as pile
driving and drilling, NMFS User Spreadsheet predicts the closest
distance at which, if a marine mammal remained at that distance the
whole duration of the activity, it would not incur PTS. Inputs used in
the User Spreadsheet, and the resulting isopleths are reported in
Tables 4 and 5. Isopleths for Level B harassment associated with impact
pile driving (160 dB) and vibratory pile driving/removal and drilling
(120 dB) were also calculated and are can be found in Table 5.
[[Page 7034]]
Table 4--User Spreadsheet Input Parameters Used for Calculating Harassment Isopleths
----------------------------------------------------------------------------------------------------------------
Vibratory driving Drilling/socketing Impact driving
------------------------------------------------------------------------------
(A.1) Vibratory driving-- (E.1): Impact pile
Spreadsheet tab used stationary source: non- (A) Stationary source: driving (stationary
impulsive, continuous non-impulsive, source: impulsive,
continuous intermittent
----------------------------------------------------------------------------------------------------------------
Source Level (dB)................ 161 RMS SPL 167.7 RMS SPL........... 168.2 SEL.
Weighting Factor Adjustment (kHz) 2.5...................... 2....................... 2.
(a) Number of piles in 24-hr..... 12....................... n/a..................... 6.
(b) Number of strikes/pile....... n/a...................... n/a..................... 5.
(c) Duration of sound (hours) n/a...................... 6....................... n/a.
within 24-h period.
(d) Duration of drive single pile 5........................ n/a..................... n/a.
(minutes).
Propagation (xLogR).............. 15....................... 15...................... 15.
Distance of source level 10....................... 10...................... 10.
measurement (meters).
----------------------------------------------------------------------------------------------------------------
* n/a: not applicable
Table 5--Calculated Distances to Level A Harassment and Level B Harassment Isopleths During Pile Installation and Removal and Drilling
--------------------------------------------------------------------------------------------------------------------------------------------------------
Distance (m) to level A and level B thresholds
-----------------------------------------------------------------------------------------------
Source level at 10 Level A
Activity meters (dB) --------------------------------------------------------------------------------
Low-frequency Mid- frequency High-frequency Level B
cetaceans cetaceans cetaceans Phocid Otariid
--------------------------------------------------------------------------------------------------------------------------------------------------------
Vibratory Pile Driving/Removal
--------------------------------------------------------------------------------------------------------------------------------------------------------
16-inch steel removal and 161 SPL............. 6.8 0.6 10.1 4.2 0.3 5,412
installation (12 piles) (~1 hour
on 1 day).
--------------------------------------------------------------------------------------------------------------------------------------------------------
Drilling/Socketing Pile Installation
--------------------------------------------------------------------------------------------------------------------------------------------------------
16-inch steel installation (6 167.7 SPL........... 6.3 0.4 5.6 3.4 0.2 *15,136
piles) (6 hours per day on 2
days).
--------------------------------------------------------------------------------------------------------------------------------------------------------
Impact Pile Driving
--------------------------------------------------------------------------------------------------------------------------------------------------------
16-inch steel installation (6 168.2 SEL/181.3 SPL. 9.9 0.4 11.8 5.3 0.4 263
piles) (~3 minutes per day on 1
day).
--------------------------------------------------------------------------------------------------------------------------------------------------------
* Ensonified are area would be truncated by land masses with a maximum extent of 7.7 km.
Marine Mammal Occurrence and Take Calculation and Estimation
In this section we provide the information about the presence,
density, or group dynamics of marine mammals that will inform the take
calculations and how this information is brought together to produce a
quantitative take estimate.
Density information is not available for marine mammals in the
project area. Potential exposures for marine mammals were estimated
from several sources. Between the months of September through May from
1994 to 2002, weekly surveys were conducted at Sitka's Whale Park,
located at the easternmost end of Eastern Channel as shown in Figure 5
in the application. More recent data (from 2002 to present) were
collected from small vessels or Allen Marine 100-foot catamarans during
school field trips in and around Eastern Channel. Additionally, marine
mammal observational data was collected in the Sitka Channel as part of
the Gary Paxton Industrial Park (GPIP) Multipurpose Dock Project
(Turnagain 2017). Monitors were present during twenty-two days of in
water work as part of this project. This included ten days between
October 9th and 20th, 2017 for wooden pile removal, where only one
monitor was present each day and twelve days between October 22nd and
November 9th, where two observers were monitoring during new pile
installation. Additionally, data was collected in January and October/
November of 2017 in the Sitka Channel when Petro Marine Services
removed and replaced a fuel float in the Sitka Channel and recorded
marine mammal observations (Windward 2017). Finally, marine mammal
observation reports covering the months of June through September, 2018
were also reviewed (Turnagain 2018).
Level B Harassment Calculations
The estimation of takes by Level B harassment uses the following
calculation:
Level B harassment estimate = N (number of animals in the
ensonified area) * Number of days of noise generating activities.
Humpback Whale
Humpback whales are the most commonly observed baleen whale in
Southeast Alaska, particularly during spring and summer months.
Humpback whales frequent the action area and could be encountered
during any given
[[Page 7035]]
day of pile driving/removal activities. In the project vicinity,
humpback whales typically occur in groups of 1 to 2 animals, with an
estimated maximum group size of 4 animals. Most humpback whales
observed in the area were solitary. When more than one whale was
observed, available survey data reports a typical group size of 2-4
whales (Straley et al. 2018). During work on GPIP Dock, groups of 5 and
10 individuals were seen a few times, but most of the time, single
whales were observed (Turnagain 2017). CBS conservatively estimates
that a group of 5 humpback whales may occur within the Level B
harassment zone every day of the 3-day construction window during
active pile driving (5 animals in a group x 1 group each day x 3 days =
15 animals). Therefore, CBS requests and NMFS proposes to authorize 15
Level B harassment takes of humpback whales. Based on Wade et al.
(2016), the probability is that 93.9 percent of the humpback whales
taken would be from the Hawaii DPS (not listed under ESA) and 6.1
percent of the humpback whales taken would be from the ESA-listed
threatened Mexico DPS.
Killer Whale
Killer whales pass through the action area and could be encountered
during any given day of pile removal and installation. In the project
vicinity, typical killer whale pod sizes vary from between 4-8
individuals, with an estimated maximum group size of 8 animals (Straley
et al. 2018). A pod of three killer whales were observed during
monitoring for the Petro Marine Dock, and a pod of seven whales were
observed on one day near Biorka Island (Windward 2017; Turnagain 2018).
CBS estimates that a group of 8 killer whales may occur within the
Level B harassment zone every day of during active pile driving (8
animals in a group x 1 group each day x 3 days = 24 animals).
Therefore, CBS requests and NMFS proposes to authorize 24 killer whales
takes by Level B harassment.
Harbor Porpoise
Harbor porpoises are seen infrequently in the action area, but they
could be encountered during any given day of pile replacement
activities. The mean group size of harbor porpoise in Southeast Alaska
was estimated to be between 2 to 3 individuals (Dahlheim et al., 2009).
In the project vicinity, harbor porpoises typically occur in groups of
1-5 animals, with an estimated maximum group size of 8 animals (Straley
et al. 2018). No harbor porpoises were seen during the Petro Marine
Dock construction monitoring in January 2017 or during monitoring for
the GPIP dock between October and November of 2017 (Windward 2017 and
Turnagain 2017). CBS conservatively estimates that a group of 5 harbor
porpoise may occur within the Level B harassment zone once each day
during the 3-day construction window during active pile driving (5
animals in a group x 1 group each day x 3 days = 15 animals).
Therefore, CBS conservatively requests and NMFS proposes to authorize
15 Level B harassment takes of harbor porpoises.
Harbor Seal
Harbor seals are common in the action area and are expected to be
encountered during pile replacement activities. In the action area
harbor seals typically occur in groups of 1-3 animals. Observations
near Sitka Channel recorded only individual seals, and observations for
GPIP dock observed mostly individuals, however, a few groups with up to
3 seals were observed. Near Biorka Island, recent sightings ranged from
1 individual to a group of 9 (June and September 2018) groups up to 3
(July 2018), and groups up to 8 (August 2018). Harbor seals could occur
in the project area every day. CBS conservatively estimates that 2
groups of 3 harbor seals may occur within the Level B harassment zone
every day that pile driving occurs (3 animals in a group x 2 groups per
day x 3 days = 18 animals). Therefore, CBS requests and NMFS proposes
to authorize 18 harbor seal takes by Level B harassment.
Steller Sea Lion
Steller sea lions are common in the action area and are expected to
be encountered during pile removal and driving. In the project vicinity
Steller sea lions typically occur in groups of 1-8 animals near the
project area (Turnagain 2017 and Windward 2017), with an estimated
maximum group size of 100 animals (Straley et al. 2018). Steller sea
lions can occur in the action area every day during construction. CBS
conservatively estimates that a group of 8 Steller sea lions may occur
within the Level B harassment zone every day that pile driving occurs
(8 animals in a group x 1 group x 3 days = 24 animals). Therefore, CBS
requests and NMFS proposes to authorize 24 takes of sea lion by Level B
harassment.
CBS intends to avoid Level A harassment take by shutting down
removal or installation activities at the approach of any marine mammal
into their representative Level A harassment (PTS onset) zone.
Table 6--Estimated Take by Level B Harassment, by Species and Stock and Percent of Stock
----------------------------------------------------------------------------------------------------------------
Percent of
Species Stock Level B stock
----------------------------------------------------------------------------------------------------------------
Humpback Whale................................ Central North Pacific (10,103).. 15 0.01
Killer Whale.................................. Alaska Resident (2,347)......... \1\ 24 1.02
Northern Resident (261) 9.20
West Coast Transient (243) 9.88
Gulf of Alaska, Aleutian 4.1
Islands, Bering Sea Transient
(587)
Harbor Porpoise............................... Southeast Alaska (975).......... 15 1.54
Harbor Seal................................... Sitka/Chatham Strait (14,855)... 18 <0.01
Steller Sea Lion.............................. Western DPS (54,267)............ \1\ 24 0.04
Eastern DPS (41,638) 0.06
----------------------------------------------------------------------------------------------------------------
\1\ Assumes all takes come from each individual stock.
Proposed Mitigation
In order to issue an IHA under Section 101(a)(5)(D) of the MMPA,
NMFS must set forth the permissible methods of taking pursuant to such
activity, and other means of effecting the least practicable impact on
such species or stock and its habitat, paying particular attention to
rookeries, mating grounds, and areas of similar significance, and on
the availability of such species or stock for taking for certain
subsistence uses (latter not applicable for this action). NMFS
regulations require applicants for
[[Page 7036]]
incidental take authorizations to include information about the
availability and feasibility (economic and technological) of equipment,
methods, and manner of conducting such activity or other means of
effecting the least practicable adverse impact upon the affected
species or stocks and their habitat (50 CFR 216.104(a)(11)).
In evaluating how mitigation may or may not be appropriate to
ensure the least practicable adverse impact on species or stocks and
their habitat, as well as subsistence uses where applicable, we
carefully consider two primary factors:
(1) The manner in which, and the degree to which, the successful
implementation of the measure(s) is expected to reduce impacts to
marine mammals, marine mammal species or stocks, and their habitat.
This considers the nature of the potential adverse impact being
mitigated (likelihood, scope, range). It further considers the
likelihood that the measure will be effective if implemented
(probability of accomplishing the mitigating result if implemented as
planned) the likelihood of effective implementation (probability
implemented as planned), and;
(2) the practicability of the measures for applicant
implementation, which may consider such things as cost, impact on
operations, and, in the case of a military readiness activity,
personnel safety, practicality of implementation, and impact on the
effectiveness of the military readiness activity.
In addition to the measures described later in this section, CBS
will employ the following standard mitigation measures:
Conduct briefings between construction supervisors and
crews and the marine mammal monitoring team prior to the start of all
pile driving activity, and when new personnel join the work, to explain
responsibilities, communication procedures, marine mammal monitoring
protocol, and operational procedures;
For in-water heavy machinery work other than pile driving
(e.g., standard barges, etc.), if a marine mammal comes within 10 m,
operations shall cease and vessels shall reduce speed to the minimum
level required to maintain steerage and safe working conditions. This
type of work could include the following activities: (1) Movement of
the barge to the pile location; or (2) positioning of the pile on the
substrate via a crane (i.e., stabbing the pile);
Work may only occur during daylight hours, when visual
monitoring of marine mammals can be conducted;
For those marine mammals for which take by Level B
harassment has not been requested, in-water pile installation/removal
and drilling will shut down immediately if such species are observed
within or on a path towards the monitoring zone (i.e., Level B
harassment zone); and
If take reaches the authorized limit for an authorized
species, pile driving activities will be stopped as these species
approach the Level B harassment zone to avoid additional take.
The following measures would apply to CBS's mitigation
requirements:
Establishment of Shutdown Zone--For all pile driving/removal and
drilling activities, CBS would establish a shutdown zone to avoid take
by Level A harassment. The purpose of a shutdown zone is generally to
define an area within which shutdown of activity would occur upon
sighting of a marine mammal (or in anticipation of an animal entering
the defined area). The shutdown zone would be 10 m in all cases except
for high-frequency cetaceans (harbor porpoises) during impact pile
driving and vibratory pile driving/removal. In those situations the
shutdown zone for high-frequency cetaceans would be 15 m (Table 7).
These defined shutdown zones would be used to prevent incidental Level
A harassment exposures and reduce the potential for such take for other
species. The placement of Protected Species Observers (PSOs) during all
pile driving and drilling activities (described in detail in the
Monitoring and Reporting Section) will ensure shutdown zones are
visible.
Table 7--Proposed Shut Down Zone for Each Project Activity
--------------------------------------------------------------------------------------------------------------------------------------------------------
Low-frequency Mid-frequency High-frequency
Noise source cetaceans cetaceans (killer cetaceans (harbor Phocid (harbor Otariid (sea
(humpback whale) whale) porpoise) seal) lion)
--------------------------------------------------------------------------------------------------------------------------------------------------------
Vibratory Pile Driving/Removal
--------------------------------------------------------------------------------------------------------------------------------------------------------
16-inch steel removal and installation (12 piles) (~1 10 10 15 10 10
hour on 1 day)..........................................
--------------------------------------------------------------------------------------------------------------------------------------------------------
Drilling/Socketing Pile Installation
--------------------------------------------------------------------------------------------------------------------------------------------------------
16-inch steel installation (6 piles) (6 hours per day on 10 10 10 10 10
2 days).................................................
--------------------------------------------------------------------------------------------------------------------------------------------------------
Impact Pile Driving
--------------------------------------------------------------------------------------------------------------------------------------------------------
16-inch steel installation (6 piles) (~3 minutes on 1 10 10 15 10 10
day)....................................................
--------------------------------------------------------------------------------------------------------------------------------------------------------
Establishment of Monitoring Zones for Level B Harassment--CBS would
establish monitoring zones to correlate with Level B harassment
disturbance zones or zones of influence which are areas where SPLs are
equal to or exceed the 160 dB rms threshold for impact driving and the
120 dB rms threshold during vibratory driving and drilling. Monitoring
zones provide utility for observing by establishing monitoring
protocols for areas adjacent to the shutdown zones. Monitoring zones
enable observers to be aware of and communicate the presence of marine
mammals in the project area outside the shutdown zone and thus prepare
for a potential cease of activity should the animal enter the shutdown
zone. The proposed monitoring zones are described in Table 8. The
monitoring zone for drilling activities extends 7,700 m from the noise
source, corresponding to the maximum distance before landfall. It is
likely that PSOs would not be able to effectively observe the entire
monitoring zone. Therefore, Level B harassment exposures will be
recorded and extrapolated based upon the number of observed takes and
the
[[Page 7037]]
percentage of the Level B harassment zone that was not visible.
Table 8--Level B Harassment Monitoring Zones
------------------------------------------------------------------------
Monitoring zones
for take by Level
Pile driving noise source B harassment
(meters)
------------------------------------------------------------------------
Vibratory Pile Driving
------------------------------------------------------------------------
16-inch steel removal and installation (12 piles) (~1 5,500
hour on 1 day)......................................
------------------------------------------------------------------------
Socketing Pile Installation
------------------------------------------------------------------------
16-inch steel installation (6 piles) (6 hours per day 7,700
on 2 days)..........................................
------------------------------------------------------------------------
Impact Pile Driving
------------------------------------------------------------------------
16-inch steel installation (6 piles) (~3 minutes per 265
day on 1 day).......................................
------------------------------------------------------------------------
Use of Pile Caps/Cushions--Pile driving softening material (i.e.
pile caps/cushions) will be used to minimize noise during vibratory and
impact pile driving. Much of the noise generated during pile
installation comes from contact between the pile being driven and the
steel template used to hold the pile in place. The contractor will use
high-density polyethylene (HDPE) or ultra-high-molecular-weight
polyethylene (UHMW) softening material on all templates to eliminate
steel on steel noise generation.
Direct Pull--To minimize construction noise levels as much as
possible, the contractor will first attempt to direct pull old piles;
if those efforts prove to be ineffective, they will proceed with a
vibratory hammer.
Reduced Energy-- To reduce noise production, the vibratory hammer
will be operated at a reduced energy setting (30 to 50 percent of its
rated energy).
Soft Start--The use of soft-start procedures are believed to
provide additional protection to marine mammals by providing warning
and/or giving marine mammals a chance to leave the area prior to the
hammer operating at full capacity. For impact pile driving, contractors
would be required to provide an initial set of strikes from the hammer
at reduced energy, with each strike followed by a 30-second waiting
period. This procedure would be conducted a total of three times before
impact pile driving begins. Soft start would be implemented at the
start of each day's impact pile driving (if more than one day) and at
any time following cessation of impact pile driving for a period of
thirty minutes or longer. Soft start is not required during vibratory
pile driving and removal activities.
Pre-Activity Monitoring--Prior to the start of daily in-water
construction activity, or whenever a break in pile driving/removal or
drilling of 30 minutes or longer occurs, PSOs will observe the shutdown
and monitoring zones for a period of 30 minutes. The shutdown zone will
be cleared when a marine mammal has not been observed within the zone
for the 30-minute period. If a marine mammal is observed within the
shutdown zone, a soft-start cannot proceed until the animal has left
the zone or has not been observed for 15 minutes. If the Level B
harassment zone has been observed for 30 minutes and non-permitted
species are not present within the zone, soft start procedures can
commence and work can continue even if visibility becomes impaired
within the Level B harassment monitoring zone. When a marine mammal
permitted for Level B take is present in the Level B harassment zone,
activities may begin and Level B take will be recorded. As stated
above, if the entire Level B harassment zone is not visible at the
start of construction, piling driving or drilling activities can begin.
If work ceases for more than 30 minutes, the pre-activity monitoring of
both the Level B harassment and shutdown zone will commence.
Based on our evaluation of the applicant's proposed measures, as
well as other measures considered by NMFS, NMFS has preliminarily
determined that the proposed mitigation measures provide the means
effecting the least practicable impact on the affected species or
stocks and their habitat, paying particular attention to rookeries,
mating grounds, and areas of similar significance.
Proposed Monitoring and Reporting
In order to issue an IHA for an activity, Section 101(a)(5)(D) of
the MMPA states that NMFS must set forth, ``requirements pertaining to
the monitoring and reporting of such taking.'' The MMPA implementing
regulations at 50 CFR 216.104 (a)(13) indicate that requests for
authorizations must include the suggested means of accomplishing the
necessary monitoring and reporting that will result in increased
knowledge of the species and of the level of taking or impacts on
populations of marine mammals that are expected to be present in the
proposed action area. Effective reporting is critical both to
compliance as well as ensuring that the most value is obtained from the
required monitoring.
Monitoring and reporting requirements prescribed by NMFS should
contribute to improved understanding of one or more of the following:
Occurrence of marine mammal species or stocks in the area
in which take is anticipated (e.g., presence, abundance, distribution,
density);
Nature, scope, or context of likely marine mammal exposure
to potential stressors/impacts (individual or cumulative, acute or
chronic), through better understanding of: (1) Action or environment
(e.g., source characterization, propagation, ambient noise); (2)
affected species (e.g., life history, dive patterns); (3) co-occurrence
of marine mammal species with the action; or (4) biological or
behavioral context of exposure (e.g., age, calving or feeding areas);
Individual marine mammal responses (behavioral or
physiological) to acoustic stressors (acute, chronic, or cumulative),
other stressors, or
[[Page 7038]]
cumulative impacts from multiple stressors;
How anticipated responses to stressors impact either: (1)
Long-term fitness and survival of individual marine mammals; or (2)
populations, species, or stocks;
Effects on marine mammal habitat (e.g., marine mammal prey
species, acoustic habitat, or other important physical components of
marine mammal habitat); and
Mitigation and monitoring effectiveness.
Monitoring shall be conducted by NMFS-approved PSOs. Trained
observers shall be placed from the best vantage point(s) practicable to
monitor for marine mammals and implement shutdown or delay procedures
when applicable through communication with the equipment operator.
Observer training must be provided prior to project start, and shall
include instruction on species identification (sufficient to
distinguish the species in the project area), description and
categorization of observed behaviors and interpretation of behaviors
that may be construed as being reactions to the specified activity,
proper completion of data forms, and other basic components of
biological monitoring, including tracking of observed animals or groups
of animals such that repeat sound exposures may be attributed to
individuals (to the extent possible).
Monitoring would be conducted 30 minutes before, during, and 30
minutes after pile driving/removal and drilling activities. In
addition, observers shall record all incidents of marine mammal
occurrence, regardless of distance from activity, and shall document
any behavioral reactions in concert with distance from piles being
driven or removed. Pile driving/removal and drilling activities include
the time to install or remove a single pile or series of piles, as long
as the time elapsed between uses of the pile driving equipment is no
more than 30 minutes.
PSOs would scan the waters using binoculars, and/or spotting
scopes, and would use a handheld GPS or range-finder device to verify
the distance to each sighting from the project site. All PSOs would be
trained in marine mammal identification and behaviors and are required
to have no other project-related tasks while conducting monitoring. In
addition, monitoring will be conducted by qualified observers, who will
be placed at the best vantage point(s) practicable to monitor for
marine mammals and implement shutdown/delay procedures when applicable
by calling for the shutdown to the hammer operator. CBS would adhere to
the following observer qualifications:
(i) Independent observers (i.e., not construction personnel) are
required.
(ii) At least one observer must have prior experience working as an
observer.
(iii) Other observers may substitute education (degree in
biological science or related field) or training for experience.
(iv) NMFS will require submission and approval of observer CVs.
CBS must ensure that observers have the following additional
qualifications:
1. Ability to conduct field observations and collect data according
to assigned protocols;
2. Experience or training in the field identification of marine
mammals, including the identification of behaviors;
3. Sufficient training, orientation, or experience with the
construction operation to provide for personal safety during
observations;
4. Writing skills sufficient to prepare a report of observations
including but not limited to the number and species of marine mammals
observed; dates and times when in-water construction activities were
conducted; dates, times, and reason for implementation of mitigation
(or why mitigation was not implemented when required); and marine
mammal behavior; and
5. Ability to communicate orally, by radio or in person, with
project personnel to provide real-time information on marine mammals
observed in the area as necessary.
Two land-based PSOs would be used to monitor the area during all
pile driving and removal activities. One PSO would monitor from the
O'Connell Bridge which features a high vantage point with unobstructed
views of, and close proximity to, the project site. A second monitor
would be stationed east of the construction site, likely off Islander
Drive. PSOs will work in shifts lasting no longer than 4 hours with at
least a 1-hour break between shifts, and will not perform duties as a
PSO for more than 12 hours in a 24-hr period to reduce PSO fatigue.
A draft marine mammal monitoring report would be submitted to NMFS
within 90 days after the completion of pile driving and removal and
drilling activities. It will include an overall description of work
completed, a narrative regarding marine mammal sightings, and
associated PSO data sheets. Specifically, the report must include:
Dates and times (begin and end) of all marine mammal
monitoring;
Construction activities occurring during each daily
observation period, including how many and what type of piles were
driven or removed and by what method (i.e., impact or vibratory);
Weather parameters and water conditions during each
monitoring period (e.g., wind speed, percent cover, visibility, sea
state);
The number of marine mammals observed, by species,
relative to the pile location and if pile driving or removal was
occurring at time of sighting;
Age and sex class, if possible, of all marine mammals
observed;
PSO locations during marine mammal monitoring;
Distances and bearings of each marine mammal observed to
the pile being driven or removed for each sighting (if pile driving or
removal was occurring at time of sighting);
Description of any marine mammal behavior patterns during
observation, including direction of travel;
Number of individuals of each species (differentiated by
month as appropriate) detected within the monitoring zone, and
estimates of number of marine mammals taken, by species (a correction
factor may be applied to total take numbers, as appropriate);
Detailed information about any implementation of any
mitigation triggered (e.g., shutdowns and delays), a description of
specific actions that ensued, and resulting behavior of the animal, if
any; and
Description of attempts to distinguish between the number
of individual animals taken and the number of incidences of take, such
as ability to track groups or individuals.
If no comments are received from NMFS within 30 days, the draft
final report will constitute the final report. If comments are
received, a final report addressing NMFS comments must be submitted
within 30 days after receipt of comments.
In the unanticipated event that the specified activity clearly
causes the take of a marine mammal in a manner prohibited by the IHA
(if issued), such as an injury, serious injury or mortality, CBS would
immediately cease the specified activities and report the incident to
the Chief of the Permits and Conservation Division, Office of Protected
Resources, NMFS, and the Alaska Regional Stranding Coordinator. The
report would include the following information:
Description of the incident;
Environmental conditions (e.g., Beaufort sea state,
visibility);
Description of all marine mammal observations in the 24
hours preceding the incident;
[[Page 7039]]
Species identification or description of the animal(s)
involved;
Fate of the animal(s); and
Photographs or video footage of the animal(s) (if
equipment is available).
Activities would not resume until NMFS is able to review the
circumstances of the prohibited take. NMFS would work with CBS to
determine what is necessary to minimize the likelihood of further
prohibited take and ensure MMPA compliance. CBS would not be able to
resume their activities until notified by NMFS via letter, email, or
telephone.
In the event that CBS discovers an injured or dead marine mammal,
and the lead PSO determines that the cause of the injury or death is
unknown and the death is relatively recent (e.g., in less than a
moderate state of decomposition as described in the next paragraph),
CBS would immediately report the incident to the Chief of the Permits
and Conservation Division, Office of Protected Resources, NMFS, and the
Alaska Regional Stranding Coordinator. The report would include the
same information identified in the paragraph above. Activities would be
able to continue while NMFS reviews the circumstances of the incident.
NMFS would work with CBS to determine whether modifications in the
activities are appropriate.
In the event that CBS discovers an injured or dead marine mammal
and the lead PSO determines that the injury or death is not associated
with or related to the activities authorized in the IHA (e.g.,
previously wounded animal, carcass with moderate to advanced
decomposition, or scavenger damage), CBS would report the incident to
the Chief of the Permits and Conservation Division, Office of Protected
Resources, NMFS, and the Alaska Regional Stranding Coordinator, within
24 hours of the discovery. CBS would provide photographs, video footage
(if available), or other documentation of the stranded animal sighting
to NMFS and the Marine Mammal Stranding Network.
Negligible Impact Analysis and Determination
NMFS has defined negligible impact as an impact resulting from the
specified activity that cannot be reasonably expected to, and is not
reasonably likely to, adversely affect the species or stock through
effects on annual rates of recruitment or survival (50 CFR 216.103). A
negligible impact finding is based on the lack of likely adverse
effects on annual rates of recruitment or survival (i.e., population-
level effects). An estimate of the number of takes alone is not enough
information on which to base an impact determination. In addition to
considering estimates of the number of marine mammals that might be
``taken'' through harassment, NMFS considers other factors, such as the
likely nature of any responses (e.g., intensity, duration), the context
of any responses (e.g., critical reproductive time or location,
migration), as well as effects on habitat, and the likely effectiveness
of the mitigation. We also assess the number, intensity, and context of
estimated takes by evaluating this information relative to population
status. Consistent with the 1989 preamble for NMFS's implementing
regulations (54 FR 40338; September 29, 1989), the impacts from other
past and ongoing anthropogenic activities are incorporated into this
analysis via their impacts on the environmental baseline (e.g., as
reflected in the regulatory status of the species, population size and
growth rate where known, ongoing sources of human-caused mortality, or
ambient noise levels).
Pile driving, pile removal and drilling activities as outlined
previously, have the potential to disturb or displace marine mammals.
Specifically, the specified activities may result in take in the form
of Level B harassment from underwater sounds generated from vibratory
pile removal, vibratory pile driving, impact pile driving, and drilling
over 3 days. Potential takes could occur if individuals of these
species are present in the ensonified zone when these activities are
underway. One day of work would be dedicated to removing 6 old and
installing 6 new piles which would emit low levels of noise into the
aquatic environment if removed via direct pull or vibratory hammer and
installed via vibratory hammer as proposed. Vibratory removal and
installation would take approximately one hour. Drilling would occur
for only 6 hours per day over 2 days. Impact driving would be used to
proof socketed piles and take place for a total of 3 minutes on a
single day.
Effects on individuals that are taken by Level B harassment, on the
basis of reports in the literature as well as monitoring from other
similar activities, will likely be limited to reactions such as
increased swimming speeds, increased surfacing time, or decreased
foraging (if such activity were occurring) (e.g., Thorson and Reyff
2006; HDR, Inc. 2012; Lerma 2014; ABR 2016). Most likely, individuals
will simply move away from the sound source and be temporarily
displaced from the areas of pile driving and drilling, although even
this reaction has been observed primarily only in association with
impact pile driving. The pile driving activities analyzed here are
similar to, or less impactful than, numerous other construction
activities conducted in southeast Alaska, which have taken place with
no known long-term adverse consequences from behavioral harassment.
Level B harassment will be reduced to the level of least practicable
adverse impact through use of mitigation measures described herein and,
if sound produced by project activities is sufficiently disturbing,
animals are likely to simply avoid the area while the activity is
occurring.
The project also is not expected to have significant adverse
effects on affected marine mammals' habitat. Project activities would
not modify existing marine mammal habitat for a significant amount of
time. The activities may cause some fish to leave the area of
disturbance, thus temporarily impacting marine mammals' foraging
opportunities in a limited portion of the foraging range. However,
because of the short duration of the activities and the relatively
small area of the habitat that may be affected, and the decreased
potential of prey species to be in the project area during the
construction work window, the impacts to marine mammal habitat are not
expected to cause significant or long-term negative consequences.
In summary and as described above, the following factors primarily
support our determination that the impacts resulting from this activity
are not expected to adversely affect the species or stock through
effects on annual rates of recruitment or survival:
No mortality is anticipated or authorized;
No Level A take is authorized;
Level B harassment may consist of, at worst, temporary
modifications in behavior (e.g. temporary avoidance of habitat or
changes in behavior);
The specified activity is temporary and of short duration;
The ensonified area is very small relative to the overall
habitat ranges of all species and does not include habitat areas of
special significance (BIAs or ESA-designated critical habitat); and
The presumed efficacy of the proposed mitigation measures
in reducing the effects of the specified activity to the level of least
practicable adverse impact.
In addition, although affected humpback whales and Steller sea
lions may be from a DPS that is listed under the ESA, it is unlikely
that minor noise effects in a small, localized area of habitat would
have any effect on the stocks' ability to recover. In
[[Page 7040]]
combination, we believe that these factors, as well as the available
body of evidence from other similar activities, demonstrate that the
potential effects of the specified activities will have only minor,
short-term effects on individuals. The specified activities are not
expected to impact rates of recruitment or survival and will therefore
not result in population-level impacts.
Based on the analysis contained herein of the likely effects of the
specified activity on marine mammals and their habitat, and taking into
consideration the implementation of the proposed monitoring and
mitigation measures, NMFS preliminarily finds that the total marine
mammal take from the proposed activity will have a negligible impact on
all affected marine mammal species or stocks.
Small Numbers
As noted above, only small numbers of incidental take may be
authorized under Sections 101(a)(5)(A) and (D) of the MMPA for
specified activities other than military readiness activities. The MMPA
does not define small numbers and so, in practice, where estimated
numbers are available, NMFS compares the number of individuals taken to
the most appropriate estimation of abundance of the relevant species or
stock in our determination of whether an authorization is limited to
small numbers of marine mammals. Additionally, other qualitative
factors may be considered in the analysis, such as the temporal or
spatial scale of the activities.
Table 6 presents the number of animals that could be exposed to
received noise levels that may result in Level B take for the proposed
work at O'Connell Bridge. Our analysis shows that less than 10 percent
of the best available population estimate of each affected stock could
be taken. Furthermore, these percentages conservatively assume that all
takes of killer whale and Steller sea lion would be accrued to a single
stock, when multiple stocks are known to occur in the project area.
Therefore, the numbers of animals authorized to be taken for all
species would be considered small relative to the relevant stocks or
populations even if each estimated taking occurred to a new
individual--an extremely unlikely scenario. For pinnipeds, especially
harbor seals and Steller sea lions, occurring in the vicinity of the
project site, there could be some overlap in individuals present day-
to-day, and these takes are likely to occur only within some small
portion of the overall regional stock.
Based on the analysis contained herein of the proposed activity
(including the proposed mitigation and monitoring measures) and the
anticipated take of marine mammals, NMFS preliminarily finds that small
numbers of marine mammals will be taken relative to the population size
of the affected species or stocks.
Unmitigable Adverse Impact Analysis and Determination
In order to issue an IHA, NMFS must find that the specified
activity will not have an ``unmitigable adverse impact'' on the
subsistence uses of the affected marine mammal species or stocks by
Alaskan Natives. NMFS has defined ``unmitigable adverse impact'' in 50
CFR 216.103 as an impact resulting from the specified activity: (1)
That is likely to reduce the availability of the species to a level
insufficient for a harvest to meet subsistence needs by: (i) Causing
the marine mammals to abandon or avoid hunting areas; (ii) Directly
displacing subsistence users; or (iii) Placing physical barriers
between the marine mammals and the subsistence hunters; and (2) That
cannot be sufficiently mitigated by other measures to increase the
availability of marine mammals to allow subsistence needs to be met.
The peak hunting season in southeast Alaska occurs during the month
of November and again over the March to April time frame (Wolfe et al.,
2013). The proposed project is in an area where subsistence hunting for
harbor seals or sea lions could occur (Wolfe et al., 2013), but the
area near the proposed project location is not preferred for hunting.
During September 2018, CBS contacted the Alaska Harbor Seal
Commission, the Alaska Sea Otter and Steller Sea Lion Commission, and
the Sitka Tribe of Alaska. These organizations expressed no concerns
about the impact of the proposed action on subsistence marine mammals
or their harvest by hunters near the project area. The Sitka Tribe did
request that no pile driving occur between March 15 and May 31 to
protect herring, as has been the case for past permitting in Sitka
Sound. In response to this request, CBS will not commence in-water
construction operations prior to June 1, 2019 or between March 15, 2020
and May 31, 2020.
Based on the description of the specified activity, the measures
described to minimize adverse effects on the availability of marine
mammals for subsistence purposes, and the proposed mitigation and
monitoring measures, NMFS has preliminarily determined that there will
not be an unmitigable adverse impact on subsistence uses from CBS's
proposed activities.
Endangered Species Act (ESA)
Section 7(a)(2) of the Endangered Species Act of 1973 (ESA: 16
U.S.C. 1531 et seq.) requires that each Federal agency insure that any
action it authorizes, funds, or carries out is not likely to jeopardize
the continued existence of any endangered or threatened species or
result in the destruction or adverse modification of designated
critical habitat. To ensure ESA compliance for the issuance of IHAs,
NMFS consults internally, in this case with Alaska Regional Office,
whenever we propose to authorize take for endangered or threatened
species.
NMFS is proposing to authorize take of the Steller sea lion western
DPS and humpback whale Mexico DPS, which are listed under the ESA. The
NMFS Office of Protected Resources has requested initiation of section
7 consultation with the Alaska Regional Office for the issuance of this
IHA. NMFS will conclude the ESA consultation prior to reaching a
determination regarding the proposed issuance of the authorization.
Proposed Authorization
As a result of these preliminary determinations, NMFS proposes to
issue an IHA to CBS for the O'Connell Bridge Lightering Float Pile
Replacement project in Sitka, Alaska from June 1, 2019 through May 31,
2020, provided the previously mentioned mitigation, monitoring, and
reporting requirements are incorporated. A draft of the IHA itself is
available for review in conjunction with this notice at https://www.fisheries.noaa.gov/national/marine-mammal-protection/incidental-take-authorizations-construction-activities.
Request for Public Comments
We request comment on our analyses, the proposed authorization, and
any other aspect of this Notice of Proposed IHA for the proposed
action. We also request comment on the potential for renewal of this
proposed IHA as described in the paragraph below. Please include with
your comments any supporting data or literature citations to help
inform our final decision on the request for MMPA authorization.
On a case-by-case basis, NMFS may issue a second one-year IHA
without additional notice when (1) another year of identical or nearly
identical activities as described in the Specified Activities section
is planned or (2) the activities would not be completed by the time the
[[Page 7041]]
IHA expires and a second IHA would allow for completion of the
activities beyond that described in the Dates and Duration section,
provided all of the following conditions are met:
A request for renewal is received no later than 60 days
prior to expiration of the current IHA;
The request for renewal must include the following:
(1) An explanation that the activities to be conducted beyond the
initial dates either are identical to the previously analyzed
activities or include changes so minor (e.g., reduction in pile size)
that the changes do not affect the previous analyses, take estimates,
or mitigation and monitoring requirements; and
(2) A preliminary monitoring report showing the results of the
required monitoring to date and an explanation showing that the
monitoring results do not indicate impacts of a scale or nature not
previously analyzed or authorized; and
Upon review of the request for renewal, the status of the
affected species or stocks, and any other pertinent information, NMFS
determines that there are no more than minor changes in the activities,
the mitigation and monitoring measures remain the same and appropriate,
and the original findings remain valid.
Dated: February 26, 2019.
Catherine Marzin,
Acting Director, Office of Protected Resources, National Marine
Fisheries Service.
[FR Doc. 2019-03684 Filed 2-28-19; 8:45 am]
BILLING CODE 3510-22-P