Hiring Flexibility Under Professional Standards, 6953-6961 [2019-03524]
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Rules and Regulations
Federal Register
Vol. 84, No. 41
Friday, March 1, 2019
This section of the FEDERAL REGISTER
contains regulatory documents having general
applicability and legal effect, most of which
are keyed to and codified in the Code of
Federal Regulations, which is published under
50 titles pursuant to 44 U.S.C. 1510.
The Code of Federal Regulations is sold by
the Superintendent of Documents.
DEPARTMENT OF AGRICULTURE
Food and Nutrition Service
7 CFR Parts 210 and 235
[FNS–2017–0039]
RIN 0584–AE60
Hiring Flexibility Under Professional
Standards
Food and Nutrition Service
(FNS), USDA.
ACTION: Final rule.
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AGENCY:
SUMMARY: This final rule adds four
flexibilities to the hiring standards for
new school nutrition program directors
in small local educational agencies
(LEAs) and new State directors of school
nutrition programs under the
Professional Standards regulations for
the National School Lunch Program and
School Breakfast Program. First, to
address hiring challenges faced by small
LEAs, which are those with 2,499 or
fewer students, this rule requires
relevant food service experience rather
than school nutrition program
experience for new school nutrition
program directors. Second, it provides
State agencies with discretion to
consider documented volunteer or
unpaid work as relevant experience for
new school nutrition program directors
in LEAs with 2,499 or fewer students.
Third, it gives State agencies discretion
to accept less than the required years of
food service experience when an
applicant for a new director position in
an LEA with fewer than 500 students
has the minimum required education.
Lastly, this rule adds flexibility to the
hiring standards for State directors of
school nutrition programs by allowing
State agencies to consider applicants
with either a bachelor’s or advanced
degree in specified fields. These
changes are expected to expand the pool
of candidates qualified to serve as
leaders in the school nutrition programs
while continuing to ensure that school
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nutrition professionals are able to
perform their duties effectively and
efficiently.
DATES: This rule is effective April 30,
2019.
FOR FURTHER INFORMATION CONTACT: Tina
Namian, Chief, School Programs
Branch, Policy and Program
Development Division, Food and
Nutrition Service, 3101 Park Center
Drive, 12th Floor, Alexandria, Virginia
22302; 703–305–2590.
SUPPLEMENTARY INFORMATION:
I. Background
This final rule provides flexibilities to
the hiring standards for school nutrition
program directors in small LEAs, which
are those with 2,499 students or fewer
and for State directors of school
nutrition programs.
On July 1, 2015, USDA implemented
professional standards for school
nutrition personnel who manage and
operate the National School Lunch
Program (NSLP) and the School
Breakfast Program (SBP), as required by
the final rule Professional Standards for
State and Local School Nutrition
Programs Personnel as Required by the
Healthy, Hunger-Free Kids Act of 2010
(80 FR 11077) and section 7(g) of the
Child Nutrition Act of 1966, as amended
(42 U.S.C. 1776(g)). The professional
standards consist of hiring and
continuing education/training
requirements for new school nutrition
program directors of school food
authorities (SFAs), new State directors
of school nutrition programs, and other
staff noted in the regulation. Hiring and
continuing education/training standards
for school nutrition program directors
and other SFA staff are established at 7
CFR 210.30. Hiring and continuing
education/training standards for State
directors of school nutrition programs
and State directors of distributing
agencies are established at 7 CFR
235.11(g).
The professional standards are
intended to ensure that school nutrition
professionals who manage and operate
the NSLP and SBP have adequate
knowledge and training to meet program
requirements. Requiring set
qualifications to operate the NSLP and
SBP provides program operators with
the knowledge and tools necessary to
improve menu planning and service,
reduce eligibility and counting errors,
and enhance program integrity.
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The hiring standards for school
nutrition program directors are
determined based on student enrollment
at three LEA enrollment size levels:
2,499 students or fewer; 2,500–9,999
students; and 10,000 or more students.
As discussed in the proposed rule
Hiring Flexibility Under Professional
Standards (83 FR 9447, March 6, 2018),
since implementation of the
professional standards in 2015, USDA
has received multiple inquiries from
State agencies on behalf of SFAs that are
facing challenges with the hiring
standards applicable to LEAs with 2,499
students or fewer. These challenges
include limited labor markets and
difficulty recruiting qualified candidates
for new school nutrition program
director positions. To assist the SFAs
with these challenges and provide more
local control over hiring decisions that
reflect their unique labor markets,
USDA proposed changes to the hiring
standards at 7 CFR 210.30(b)(1)(i) for
LEAs with 2,499 students or fewer.
Public comments received in response
to the proposed rule helped inform the
development of this final rule.
For school nutrition program directors
in LEAs with 2,499 students or fewer,
this final rule:
• Removes the requirement of school
nutrition program experience for new
directors and instead requires relevant
food service experience as the minimum
standard to qualify new directors;
• At the discretion of the State
agency, allows an SFA to hire a new
director with documented volunteer or
unpaid relevant food service experience
on an individual basis; and
• Allows a State agency to approve an
SFA to use the nonprofit school food
service account to pay the salary of a
school nutrition program director who
does not meet the hiring standards so
long as the SFA is complying with a
State agency-approved plan to ensure
the director will meet the professional
standards requirements.
For LEAs with fewer than 500
students, this final rule provides State
agencies the discretion to approve the
hiring of a school nutrition program
director who has less than the required
years of food service experience,
provided the applicant has the
minimum education specified in the
hiring standards for LEAs with 2,499
students or fewer.
For a new State director of school
nutrition programs, the current
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regulations at 7 CFR 235.11(g)(1)(i)
require a bachelor’s degree with an
academic major in food and nutrition,
food service management, dietetics,
family and consumer sciences, nutrition
education, culinary arts, business, or a
related field. USDA proposed to allow
an individual with a master’s degree in
one of those specified fields to be hired
as a State director of school nutrition
programs in recognition that many
professionals change careers and gain
experience through advanced education
in areas relevant to school nutrition and
to attract a larger number of
professionals qualified to lead and
manage the school nutrition programs
statewide. This was intended to help
ensure that individuals with relevant
advanced degrees are not prevented
from serving as State directors of school
nutrition programs. Therefore, this final
rule allows a State agency to hire as a
State director of school nutrition
programs an individual who has a
master’s or doctorate degree in one of
the specified fields regardless as to the
field of their bachelor’s degree.
II. Overview of Public Comments and
USDA Response
During the 60-day comment period
(March 6, 2018–May 7, 2018), USDA
received a total of 79 comments,
including 3 non-germane comments and
2 duplicates. All comments, except the
non-germane comments, are posted
online at www.regulations.gov (see
docket FNS–2017–0039, Hiring
Flexibility under Professional
Standards). These germane comments
were submitted by State government
personnel, State and national
associations, school food service staff,
school district personnel, food service
management companies, and
individuals. USDA appreciates the
thoughtful comments submitted by
stakeholders and the public.
In general, 36 comments favored the
proposed rule in its entirety and 9
comments supported portions of the
rule. Commenters in favor of the
flexibilities agreed that small LEAs have
a difficult time hiring qualified
candidates and that the proposed
flexibilities would help those struggling
LEAs find a qualified director by
allowing them to consider relevant food
service experience if the applicants do
not have specific school nutrition
program experience. Three comments
opposed the rule in its entirety, and four
comments opposed portions of the
proposed rule or the existence of
Professional Standards for School
Nutrition Professionals in general.
Commenters opposed to the flexibilities
noted that all school nutrition
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professionals must follow the same
program requirements, regardless of the
size of the LEA. Other comments were
not clearly in favor of or opposed to the
rule, expressed different views, or
discussed other areas of school
nutrition.
The following discussion includes
public comments made in response to
specific proposed provisions, as well as
other suggestions made by commenters.
The discussion does not include the
public comments generally supportive
of, or opposed to, the rule in its entirety.
Hiring Standards Flexibilities for
School Nutrition Program Directors in
LEAs With 2,499 Students or Fewer
In order to assist SFAs operating in
LEAs with 2,499 students or fewer, the
proposed rule included changes to the
hiring standards for school nutrition
program directors at § 210.30(b)(1)(i).
The proposed changes included:
• Removing the requirement of school
nutrition program experience for new
school nutrition program directors and
instead requiring relevant food service
experience to meet the hiring standard;
• Providing State agencies with the
discretion to approve the hiring of an
applicant with volunteer or unpaid
relevant food service experience on an
individual basis; and
• For LEAs with fewer than 500
students, providing State agencies with
the discretion to approve the hiring of
a school food service director who has
less than the required years of relevant
food service experience, provided that
the applicant has the minimum
education to satisfy the hiring standards
for LEAs with 2,499 students or fewer.
Proposed Flexibility: Allowing Relevant
Food Service Experience in Addition to
School Nutrition Program Experience
In recognition of the difficulties that
LEAs with 2,499 students or fewer face
when seeking to recruit candidates for
school nutrition program director,
USDA proposed to provide flexibility in
§ 210.30(b)(1)(i) with regard to the
hiring standards for school nutrition
program directors to allow for the
consideration of relevant food service
experience gained inside or outside of
school nutrition program operations.
Comments
Six commenters specifically voiced
their support for the flexibility to allow
food service experience that was not
school nutrition program-specific in
order to expand the pool of qualified
applicants for the position of school
nutrition program director in LEAs with
2,499 students or fewer. These
commenters included four State
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agencies, one school food service staff
member, and one food service
management company. These
commenters cited difficulties recruiting
to small LEAs individuals who have
experience specific to school food
service while also pointing out that
general food service experience adds
value to school food service operations.
Four commenters opposed this
flexibility. These commenters included
one professional organization, two
school food service staff members, and
one individual member of the public.
These commenters voiced concern that
allowing general food service
experience to substitute for school
nutrition program experience would
diminish the standards for school food
service in these LEAs.
USDA Response
USDA appreciates the comments
received on this flexibility. USDA agrees
that candidates with school nutrition
program experience are best prepared
for the school nutrition program director
position. These individuals are more
likely to be informed of the most current
school nutrition practices and
regulations and are therefore preferred.
However, applicants with experience
managing food service operations at a
healthcare facility, restaurant, civic/
community organization, or other type
of establishment have demonstrated
transferable skills in food service that
could be applied in a school food
service setting. Examples of such skills
include food handling and preparation,
financial management, and customer
service. By meeting the requisite
number of years of relevant food service
experience cited in § 210.30(b)(1)(i)(B),
(C), and (D), individuals will have
sufficient food service experience to
responsibly perform the duties required
of school nutrition program directors in
these LEAs with proportionate levels of
responsibility and complexity.
Program directors are still required to
complete annual continuing education/
training. Additionally, USDA
encourages new school nutrition
program directors hired with food
service experience that is not specific to
school nutrition settings to complete
additional school nutrition training or
work toward a State-recognized
certificate for school nutrition directors.
Several entities, such as the Institute for
Child Nutrition, offer no-cost or lowcost continuing education/training in a
variety of formats, and such training is
an allowable use of the nonprofit school
food service account.
While we encourage hiring school
food service directors who have
previous school nutrition experience,
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USDA is aware of the difficulties LEAs
with 2,499 students or fewer face when
recruiting for such positions and wants
to provide flexibility to LEAs in meeting
their hiring needs. Flexibility to allow
relevant food service experience to
qualify applicants under the hiring
standards for LEAs with 2,499 students
or fewer expands the pool of applicants
for those LEAs in communities that may
have recruitment difficulties.
Accordingly, this final rule amends
§ 210.30(b)(1)(i)(B), (C), and (D) to allow
for the consideration of relevant food
service experience generally rather than
specific school nutrition program
experience.
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Proposed Flexibility: State Agency
Discretion To Consider Volunteer or
Unpaid Work Experience
USDA proposed to provide flexibility
in § 210.30(b)(1)(i)(B), (C), and (D) by
giving State agencies the discretion to
allow LEAs with 2,499 students or fewer
to hire school nutrition program
directors who have relevant food service
experience whether that experience was
in a paid or unpaid/volunteer food
service position. The State agency
would use this discretion on an
individual, case-by-case basis. For
example, an applicant with paid and/or
unpaid experience managing food
service operations at a healthcare
facility, restaurant, civic/community
organization, or other type of
establishment could be considered for a
director’s position, provided that that
applicant also has the required
education.
Comments
Five commenters supported accepting
unpaid or volunteer experience toward
meeting the food service experience
standard. Those five commenters were
comprised of three State agencies, one
food service management company, and
one individual.
Four commenters—one State agency,
one professional organization and two
individuals—opposed the proposed
flexibility. Some of these commenters
stated that unpaid or volunteer
experience would weaken standards
when such experience is not substantive
and does not equip candidates with the
necessary skills and background in
school nutrition programs. One
commenter suggested requiring
verifiable written documentation of the
unpaid or volunteer experience.
USDA Response
USDA affirms the discretion of State
agencies to allow LEAs with 2,499
students or fewer to hire school
nutrition program directors with unpaid
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food service experience on an
individual basis, as specified by the
State agency. The flexibility to consider
unpaid experience acknowledges that in
smaller communities there may be fewer
employment opportunities in food
service, but residents may be able to
volunteer to manage food service
activities for civic and community
organizations. An applicant for a school
nutrition program director position may
also have relevant experience in an
unpaid apprenticeship or internship.
A State agency has the discretion to
establish a process to use this flexibility.
The existing requirements for
experience in § 210.30(b)(1)(i)(B), (C),
and (D) are between one and three years
of relevant food service experience,
depending on the level of education
obtained by the applicant. Given the
parameters of this flexibility, as well as
the necessity of having such a flexibility
available in certain cases, this provision
is finalized in this rule. However, this
final rule requires that unpaid or
volunteer work, when used to qualify an
individual to be a school nutrition
program director, must be documented
to verify that the unpaid work is
relevant and actually occurred. For
example, documentation of volunteer
work in a school cafeteria could include
a letter from the school nutrition
program director stating the amount of
time the individual worked, the
substantive work they performed, and
the skills they learned. Accordingly, this
final rule amends § 210.30(b)(1)(i)(B),
(C), and (D) to allow State agency
discretion to consider relevant food
service experience for school nutrition
program directors to include
documented unpaid or volunteer work.
This discretion shall be applied on an
individual basis.
Other Comment: Use of the Nonprofit
School Food Service Account To Pay
Salaries
The regulations in § 210.30(b)(1)(i)
provide that new school nutrition
program directors in LEAs with an
enrollment of 2,499 students or fewer
must meet specific hiring standards.
These hiring standards include
minimum educational requirements that
may be combined with relevant work
experience, depending on the
educational degree held. Pursuant to
§§ 210.2, 210.14(a), 210.18(h), 210.18(l),
210.19(a), and 210.21(a), if a director
does not meet the hiring standards, an
SFA cannot use the nonprofit school
food service account to pay the
director’s salary.
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Comments
Two commenters suggested that SFAs
be permitted to use the nonprofit school
food service account to pay the salary of
a director who does not meet the hiring
requirements, provided that the SFA is
implementing a Corrective Action Plan
to meet the professional standards
requirements.
USDA Response
USDA agrees with these commenters
and recognizes the difficulties some
LEAs with 2,499 students or fewer
experience when hiring new school
nutrition program directors. Generally,
if a school nutrition program director
does not meet the hiring standards,
failure to meet the standards would be
considered a finding for purposes of the
Administrative Review. In this instance,
the State agency could take fiscal action
by requiring the SFA to repay with nonFederal funds any of the director’s
salary paid from the nonprofit school
food service account, and disallow
further payment to the director with
Federal funds, including the nonprofit
school food service account.
Requirements should be reasonable and
achievable, and the fiscal impact of not
being able to use the nonprofit school
food service account to pay the salary of
a school nutrition program director
could jeopardize an SFA’s financial
viability and ability to participate in the
NSLP and SBP. Therefore, for LEAs
with a student enrollment of 2,499 or
fewer, this final rule provides that a
State agency may approve an SFA to use
the nonprofit school food service
account to pay the salary of a school
nutrition program director who does not
meet the hiring standards so long as the
SFA is complying with a State agencyapproved plan to ensure the director
will meet the professional standards
requirements in § 210.30.
The plan must include reasonable
timeframes for the SFA to achieve and
maintain compliance and ensure the
director will meet the qualifications,
whether by gaining experience or
completing educational requirements.
The plan may also include required
training and/or educational courses.
LEAs with student enrollment of 2,499
or fewer have faced challenges in hiring
directors who meet the required
qualifications, and this flexibility will
help to address the needs of their
unique labor markets while ensuring
standards are still met. Accordingly, this
final rule amends § 210.30(b)(1)(i) to
allow a State agency to approve an SFA
to use the nonprofit school food service
account to pay the salary of a school
nutrition program director who does not
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meet the hiring standards so long as the
SFA is complying with a State agencyapproved plan to ensure the director
will meet the professional standards
requirements.
Other Comment: Higher Educational
Degrees
Comment
A commenter suggested USDA
expand to school nutrition program
directors the proposed flexibility for
State directors of school nutrition
programs to allow a master’s degree in
a specified field with a bachelor’s
degree in any field.
USDA Response
The regulation at § 210.30(b)(1) does
not currently allow a master’s or
doctorate degree in a specified field to
supplement a bachelor’s degree in any
field for school nutrition program
directors. USDA recognizes the value of
an advanced degree in a specified field,
and encourages school nutrition
professionals to continue to learn and
expand their knowledge in the field.
However, the flexibility suggested by
the commenter falls outside the scope of
the proposed rule and has not been
included in this final rule. USDA may
consider this suggestion in a future
rulemaking regarding professional
standards.
Other Comment: Scope of the
Flexibilities
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Comments
Six commenters suggested expanding
the scope of the flexibilities beyond
those included in the proposed rule.
Two State agencies requested the school
nutrition director flexibilities for LEAs
with fewer than 500 students be
expanded to LEAs with an enrollment of
1,000 students. Another State agency
requested the flexibilities be applied to
all LEAs located in rural settings,
regardless of enrollment size. One State
association requested the proposed
flexibilities be applied to schools of all
enrollment categories. An individual
requested that LEAs with fewer than
500 students be exempt from the
standards entirely, while another
individual wanted to expand the
enrollment categories from below 2,500
students to 3,500 students.
USDA Response
USDA does not support expanding
the scope of the flexibilities to include
LEAs of larger sizes in § 210.30(b)(1)(ii)
and (iii). Such an action would be
inconsistent with the intent of the
proposed rule, which addressed hiring
challenges at LEAs with enrollments of
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2,499 students or fewer. We note that as
LEA size increases, the level of
responsibility and complexity also
increases, which necessitates higher
standards. However, we also note the
existing Professional Standards
regulation includes several different
pathways for candidates to meet the
educational and experience
requirements for all LEA enrollment
size categories. In addition, we do not
agree with eliminating the professional
standards for schools with fewer than
500 students or expanding the
flexibilities for all rural schools.
However, we expect that the flexibilities
outlined in this final rule will address
the specific challenges of such schools
because these flexibilities will likely
expand the pool of qualified candidates.
Other Comment: School Consolidations
Comment
A professional organization provided
a comment discussing unique
challenges facing small school districts
in the process of consolidation with
other school districts. The organization
noted consolidation could increase the
level of student enrollment of an LEA.
In that case, the hiring standards for the
SFA director could shift into a larger
LEA enrollment category under the
Professional Standards regulation in
§ 210.30(b)(1). The organization
requested that USDA allow State
agencies to work with consolidating
school districts and provide a transition
period for the affected school nutrition
professionals to work towards the
professional standards requirements at
the school district’s new enrollment size
category.
USDA Response
Although USDA recognizes the
potential challenges for an SFA making
decisions regarding staff when school
districts combine, this final rule will not
provide the transition period requested
by the commenter. It is notable that we
did not receive any comments on this
issue from State agencies, which would
be most affected if USDA were to
establish a process for transition during
a school district consolidation.
Additionally, many factors are involved
in staffing decisions when school
districts combine. Therefore, instead of
developing a regulatory process, USDA
will work with the State agency, on an
individual basis, when a school district
consolidation shifts an SFA into a larger
enrollment size category for hiring
under Professional Standards in
§ 210.30(b)(1).
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Other Comments: Combinations of
Experience, Training, and Education
Comments
Nine commenters who identified
themselves as school nutrition
professionals suggested allowing school
nutrition experience to substitute for
education. Three of these commenters
specifically recommended 10 years of
school nutrition experience be allowed
to substitute for a bachelor’s degree.
Two of the nine commenters noted the
importance of balancing the education
and experience requirements so
applicants with a weakness in one area
can compensate with strengths in
another.
USDA Response
While USDA understands school
nutrition experience is valuable in
operating school nutrition programs,
this final rule does not allow such
experience to substitute for education in
§ 210.30(b)(1). One of the purposes of
this rule is to provide flexibility for the
type of experience required for new
school nutrition program directors in
small LEAs, and it is outside the scope
of the rule to allow experience to
substitute for education. USDA
appreciates the various strengths and
experiences that school nutrition
program directors bring to the programs
they administer but is not expanding the
flexibilities to substitute experience for
education in this final rule. Educational
requirements bolster the credentials of
school nutrition program directors and
enhance their practical experience with
formal academic instruction. However,
this rule does not change the current
regulation at § 210.30(b)(1) that allows
school nutrition program directors hired
before July 1, 2015 to remain in their
positions or to transfer to other
positions in LEAs of the same or smaller
enrollment category.
Comment
One commenter suggested granting
flexibility to allow a State-recognized
certificate to substitute for education for
a school nutrition program director in
an LEA of any size.
USDA Response
USDA will continue to encourage
school nutrition professionals to learn
and expand their knowledge and skills
in the field. USDA recognizes the value
of a State-recognized certificate in
school nutrition programs as a means to
advance the profession. However, the
flexibility suggested by the commenter
falls outside the scope of the proposed
rule and has not been included in this
final rule.
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Other Comment: Waivers of the General
Professional Standards
Comment
One State agency indicated it would
like the ability for State agencies to
grant waivers to these regulatory
requirements on a case-by-case basis for
applicants who do not meet the
minimum hiring criteria.
USDA Response
USDA will not establish through this
final rule a separate waiver process for
these provisions since there is a general
waiver process in place, as prescribed in
Section 12(l) of the Richard B. Russell
National School Lunch Act, as
amended. Under the general waiver
process, USDA must determine that a
waiver facilitates the State’s (or other
service provider’s) ability to carry out
the purpose of the affected program; the
entity requesting the waiver must
provide notice and information to the
public regarding the proposed waiver;
and the entity requesting the waiver
must demonstrate that the waiver will
not increase the overall cost to the
Federal Government, or that any
additional cost will be paid from nonFederal funds. USDA then periodically
reviews the performance of any State or
other service provider granted a waiver.
This waiver process may be used when
seeking waivers from the hiring
requirements for a new school nutrition
program director, as well as a new State
director of school nutrition programs.
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Proposed Flexibility: Years of
Experience for School Nutrition
Program Directors in LEAs With Fewer
Than 500 Students
To provide additional assistance to
LEAs with fewer than 500 students,
USDA proposed to modify the current
optional flexibility at
§ 210.30(b)(1)(i)(D), which provides
State agencies discretion to allow an
SFA to hire a new school nutrition
program director with a high school
diploma or equivalent, and less than the
required years of relevant school
nutrition program experience. The
proposed rule would allow the State
agency to approve the hiring of an
applicant who has at least a high school
diploma or equivalent, but less than the
required years of relevant food service
experience.
Comments
Ten commenters expressed support
for the proposed flexibility. These
comments were received from four State
agencies, five schools or school food
service staff, and one food service
management company. One commenter
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from a professional organization
opposed the proposed change, stating it
would weaken the overall hiring
standards. One commenter from a State
agency stated this proposed change
should only be acceptable if the new
director had a minimum of one year
experience in addition to the minimum
required education.
USDA Response
By expanding the existing optional
flexibility at § 210.30(b)(1)(i)(D) to
include other, higher educational levels,
USDA affirms its commitment to
providing LEAs with fewer than 500
students more local control to address
their unique hiring challenges. A new
director with a high school diploma or
equivalent is currently required to have
at least three years of experience, while
a new director with an associate’s
degree or a bachelor’s degree in any
major must have at least one year of
experience. Therefore, expanding the
existing flexibility to allow an LEA with
fewer than 500 students to hire an
individual with an academic degree
higher than a high school diploma, but
less than the required years of
experience, would pose little risk to the
food service program operation because
fewer years of experience is otherwise
allowed for an individual with a high
school diploma or equivalent. Further,
allowing an LEA with fewer than 500
students to hire an individual with the
required academic credentials but less
experience would expand the pool of
potentially suitable candidates and
ensure the standards are both reasonable
and achievable for these LEAs.
Accordingly, this final rule will revise
§ 210.30(b)(1)(i)(D) and add
§ 210.30(b)(1)(i)(E) to provide State
agencies discretion to allow an LEA
with fewer than 500 students to hire a
new school nutrition program director
with a high school diploma or
equivalency, an associate’s degree, or a
bachelor’s degree, but less than the
required years of relevant food service
experience.
Proposed Flexibility: Academic
Requirements for State Directors of
School Nutrition Programs
For a new State director of school
nutrition programs, the current
regulations at § 235.11(g)(1)(i) require a
bachelor’s degree with an academic
major in food and nutrition, food service
management, dietetics, family and
consumer sciences, nutrition education,
culinary arts, business, or a related field.
Pursuant to § 235.11(g)(1)(i)(iv)(A), a
master’s degree in one of the specified
fields is strongly preferred. To
encourage individuals with a master’s
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6957
degree in one of the specified fields but
a bachelor’s degree in a non-related field
to apply, USDA proposed to add the
option for a master’s degree in a
specified field to the basic qualifications
listed in § 235.11(g)(1)(i). However, to
emphasize the importance of a
foundational background in the
specified fields, USDA also proposed to
support a preference for both a
bachelor’s and a master’s degree in the
specified fields at
§ 235.11(g)(1)(i)(iv)(A).
Comments
Seven commenters expressed support
for the option to allow a master’s degree
in one of the specified fields when
hiring a State director. Comments
received in support of this flexibility
were from four State agencies, two
professional organizations, and one
individual.
USDA did not receive any comments
in opposition to this flexibility.
However, several commenters had
additional suggestions. One commenter
from a State agency suggested requiring
that State directors have a master’s
degree, which is not currently a
requirement. A commenter from another
State agency suggested allowing the
hiring of a State director with a
bachelor’s degree in any field if the
candidate has program and management
experience. A trade association
suggested allowing varying
combinations of educational degrees
and years of experience, such as a
bachelor’s degree in any field and four
years of experience managing Federal
child nutrition programs at a State
agency level; or a bachelor’s degree in
any field, four years of general program
management experience, and a Staterecognized certificate for school
nutrition directors.
USDA Response
To expand opportunities for highly
educated individuals to serve as State
directors of school nutrition programs,
this final rule will allow a State agency
to hire a candidate with a master’s or
doctorate degree in one of the specified
fields in § 235.11(g)(1)(i) regardless as to
the field of their bachelor’s degree.
Adding a master’s or doctorate degree in
one of the specified fields to the basic
qualifications acknowledges that many
professionals change careers and gain
experience through advanced education
in areas relevant to school nutrition. It
was not our intent to deny highly
educated individuals the ability to
qualify for these positions. In addition,
it was not our intent to exclude a type
of advanced degree in the specified
fields; therefore, we also add a doctorate
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degree to the qualifications. For
example, a State agency supervisor who
has a bachelor’s degree in political
science and a doctorate degree in
nutrition, who also meets the other
qualifications, would have a strong
general education plus advanced
education in one of the specified areas.
This final rule also affirms a preference
for both a bachelor’s degree and a
master’s degree, or bachelor’s and
doctorate, in the specified fields.
While we appreciate the additional
suggestions for flexibility, USDA will
maintain a hiring standard for State
directors of school nutrition programs
that is similar in structure to the
existing regulations. The existing
combination of specific education and
experience is straightforward as far as
facilitating implementation and is
sufficiently rigorous in recognition of
the position’s significance to school
nutrition programs in the States.
Accordingly, this final rule amends
§ 235.11(g)(1)(i) to allow a master’s or
doctorate degree in specified fields.
Additionally, this final rule amends
§ 235.11(g)(1)(iv)(A) to support a
preference for both a bachelor’s and a
master’s or doctorate degree in the
specified fields.
Procedural Matters
Executive Order 12866 and 13563
Executive Orders 12866 and 13563
direct agencies to assess all costs and
benefits of available regulatory
alternatives and, if regulation is
necessary, to select regulatory
approaches that maximize net benefits
(including potential economic,
environmental, public health and safety
effects, distributive impacts, and
equity). Executive Order 13563
emphasizes the importance of
quantifying both costs and benefits, of
reducing costs, of harmonizing rules,
and of promoting flexibility.
This final rule has been determined to
be not significant and was therefore not
reviewed further by the Office of
Management and Budget (OMB) in
conformance with Executive Order
12866.
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Regulatory Impact Analysis
This rule has been designated as not
significant by the Office of Management
and Budget, therefore, no Regulatory
Impact Analysis is required.
Regulatory Flexibility Act
The Regulatory Flexibility Act (5
U.S.C. 601–612) requires Agencies to
analyze the impact of rulemaking on
small entities and consider alternatives
that would minimize any significant
impacts on a substantial number of
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small entities. Pursuant to that review,
it has been certified that this rule would
not have a significant impact on a
substantial number of small entities.
This rule would not have an adverse
impact on small entities in the National
School Lunch Program and School
Breakfast Program, rather, it will ease
program operations by adding flexibility
in the hiring standards for new directors
in LEAs with 2,499 students or fewer
and new directors of State agencies.
Impact: The provisions of this rule
apply to LEAs with 2,499 students or
fewer, and to State agencies operating
the National School Lunch Program and
School Breakfast Program. These
entities meet the definitions of ‘‘small
governmental jurisdiction’’ and ‘‘small
entity’’ in the Regulatory Flexibility Act.
These entities would be able to quickly
benefit from the hiring flexibilities in
this rule.
Executive Order 13771
Executive Order 13771 directs
agencies to reduce regulation, control
regulatory costs, and provide that the
cost of planned regulations be prudently
managed and controlled through a
budgeting process.
This final rule is an E.O. 13771
deregulatory action that eases the
professional standards regulations for
State directors of school nutrition
programs and for school nutrition
program directors in LEAs with 2,499
students or fewer, which are often found
in rural communities facing labor
market challenges. This rule addresses
hiring challenges, such as recruitment of
qualified candidates, identified by the
State agencies that administer the Child
Nutrition Programs. It adds flexibility to
hiring standards by expanding the range
of allowable education for new State
directors, and the range of allowable
work experience for new local directors
in small LEAs.
Unfunded Mandates Reform Act
Title II of the Unfunded Mandates
Reform Act of 1995 (UMRA), Public
Law 104–4, establishes requirements for
Federal agencies to assess the effects of
their regulatory actions on State, local,
and Tribal governments, and the private
sector. Under section 202 of the UMRA,
the Department generally must prepare
a written statement, including a cost
benefit analysis, for proposed and final
rules with ‘‘Federal mandates’’ that may
result in expenditures by State, local, or
Tribal governments, in the aggregate, or
the private sector, of $100 million or
more in any one year. When such a
statement is needed for a rule, Section
205 of the UMRA generally requires the
Department to identify and consider a
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reasonable number of regulatory
alternatives and adopt the most cost
effective or least burdensome alternative
that achieves the objectives of the rule.
This final rule does not contain
Federal mandates (under the regulatory
provisions of Title II of the UMRA) for
State, local, and Tribal governments or
the private sector of $100 million or
more in any one year. Thus, the rule is
not subject to the requirements of
sections 202 and 205 of the UMRA.
Executive Order 12372
The National School Lunch Program
and School Breakfast Program are listed
in the Catalog of Federal Domestic
Assistance under Number 10.555 and
Number 10.553, respectively, and are
subject to Executive Order 12372, which
requires intergovernmental consultation
with State and local officials. (See 2 CFR
chapter IV.) Since the Child Nutrition
Programs are State-administered,
USDA’s Food and Nutrition Service
(FNS) Regional Offices have formal and
informal discussions with State and
local officials, including representatives
of Indian Tribal Organizations, on an
ongoing basis regarding program
requirements and operation.
Discussions also take place in response
to technical assistance requests
submitted by the State agencies to the
FNS Regional Offices. This regular
interaction with State and local
operators provides USDA with valuable
input that informs rulemaking. Based on
the inquiries and waiver requests from
the State agencies disclosing challenges
with the professional standards
regulations, USDA is providing specific
flexibilities to address the requirement
issues in a manner that promotes
program efficiency and effectiveness.
Federalism Summary Impact Statement
Executive Order 13132 requires
Federal agencies to consider the impact
of their regulatory actions on State and
local governments. Where such actions
have federalism implications, agencies
are directed to provide a statement for
inclusion in the preamble to the
regulations describing the agency’s
considerations in terms of the three
categories called for under Section
(6)(b)(2)(B) of Executive Order 13132.
The Department has considered the
impact of this rule on State and local
governments and has determined that
this rule does not have federalism
implications. Therefore, under section
6(b) of the Executive Order, a federalism
summary is not required.
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Executive Order 12988, Civil Justice
Reform
This final rule has been reviewed
under Executive Order 12988, Civil
Justice Reform. This rule is intended to
have preemptive effect with respect to
any State or local laws, regulations or
policies which conflict with its
provisions or which would otherwise
impede its full and timely
implementation. This rule is not
intended to have retroactive effect. Prior
to any judicial challenge to the
provisions of the final rule, all
applicable administrative procedures
must be exhausted.
Civil Rights Impact Analysis
USDA has reviewed this final rule in
accordance with USDA Regulation
4300–4, ‘‘Civil Rights Impact Analysis,’’
to identify any major civil rights
impacts the rule might have on Program
participants on the basis of age, race,
color, national origin, sex, or disability.
After a careful review of the rule’s intent
and provisions, USDA has determined
that this rule is not expected to affect
the participation of protected
individuals in the National School
Lunch Program and School Breakfast
Program, or limit the ability of protected
classes of individuals to serve as new
directors in LEAs and State agencies.
The provisions of this rule add
flexibility to the existing hiring
standards for new directors in order to
address difficulties faced by program
operators in finding qualified
applicants.
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Executive Order 13175
Executive Order 13175 requires
Federal agencies to consult and
coordinate with Tribes on a
government-to-government basis on
policies that have Tribal implications,
including regulations, legislative
comments or proposed legislation, and
other policy statements or actions that
have substantial direct effects on one or
more Indian Tribes, on the relationship
between the Federal Government and
Indian Tribes, or on the distribution of
power and responsibilities between the
Federal Government and Indian Tribes.
USDA notified Tribal leaders about the
proposed rule to encourage public
comments, and briefed Tribal leaders at
the conference call scheduled by the
FNS Office of Tribal Relations on March
14, 2018. USDA will also notify Tribal
leaders about this final rule, and intends
to brief Tribal leaders at one of the
periodic consultations or conference
calls scheduled by the FNS Office of
Tribal Relations.
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USDA has assessed the impact of this
final rule on Indian tribes and
determined that this rule does not, to
our knowledge, have negative Tribal
implications that require Tribal
consultation under E.O. 13175. We are
unaware of any current Tribal laws that
could be in conflict with the provisions
of this rule and anticipate that the hiring
flexibilities will benefit Tribal schools.
The flexibilities provided by this rule
are expected to increase the pool of
candidates qualified to serve as new
directors of school nutrition programs in
small LEAs. This is expected to benefit
Tribal communities, which often
experience difficulty attracting qualified
school nutrition personnel.
Paperwork Reduction Act
The Paperwork Reduction Act of 1995
(44 U.S.C. Chap. 35; 5 CFR 1320)
requires the Office of Management and
Budget (OMB) approve all collections of
information by a Federal agency before
they can be implemented. Respondents
are not required to respond to any
collection of information unless it
displays a current valid OMB control
number.
This rule does not contain
information collection requirements
subject to approval by OMB under the
Paperwork Reduction Act of 1995.
E-Government Act Compliance
The Department is committed to
complying with the E-Government Act,
to promoting the use of the internet and
other information technologies to
provide increased opportunities for
citizen access to Government
information and services, and for other
purposes.
List of Subjects
7 CFR Part 210
Children, Commodity School
Program, Food assistance programs,
Grant programs—health, Grant
programs—education, School breakfast
and lunch programs, Nutrition,
Reporting and recordkeeping
requirements.
7 CFR Part 235
Administrative practice and
procedure, Food assistance programs,
Grant programs—health, Grant
programs—education, School breakfast
and lunch programs, Nutrition,
Reporting and recordkeeping
requirements.
Accordingly, 7 CFR parts 210 and 235
are amended as follows:
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6959
PART 210—NATIONAL SCHOOL
LUNCH PROGRAM
1. The authority citation for part 210
continues to read as follows:
■
Authority: 42 U.S.C. 1751–1760, 1779.
2. Amend § 210.30 by:
a. Revising paragraph (b)(1)(i) and;
b. Revising the table in paragraph
(b)(2).
The revisions read as follows:
■
■
■
§ 210.30 School nutrition program
professional standards.
*
*
*
*
*
(b) * * *
(1) * * *
(i) School nutrition program directors
with local educational agency
enrollment of 2,499 students or fewer.
Directors must meet the requirements in
paragraph (b)(1)(i)(A), (B), (C), or (D) of
this section. However, a State agency
may approve a school food authority to
use the nonprofit school food service
account to pay the salary of a school
nutrition program director who does not
meet the hiring standards herein so long
as the school food authority is
complying with a State agencyapproved plan to ensure the director
will meet the requirements.
(A) A bachelor’s degree, or equivalent
educational experience, with an
academic major or concentration in food
and nutrition, food service management,
dietetics, family and consumer sciences,
nutrition education, culinary arts,
business, or a related field;
(B) A bachelor’s degree, or equivalent
educational experience, with any
academic major or area of concentration,
and either a State-recognized certificate
for school nutrition directors, or at least
one year of relevant food service
experience. At the discretion of the
State agency, and on an individual
basis, documented relevant food service
experience may be unpaid;
(C) An associate’s degree, or
equivalent educational experience, with
an academic major or area of
concentration in food and nutrition,
food service management, dietetics,
family and consumer sciences, nutrition
education, culinary arts, business, or a
related field and at least one year of
relevant food service experience. At the
discretion of the State agency, and on an
individual basis, documented relevant
food service experience may be unpaid;
or
(D) A high school diploma or
equivalency (such as the general
educational development diploma), and
at least three years of relevant food
service experience. At the discretion of
the State agency, and on an individual
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basis, documented relevant food service
experience may be unpaid. Directors
hired under this criterion are strongly
encouraged to work toward attaining an
associate’s degree in an academic major
in at least one of the fields listed in
paragraph (b)(1)(i)(C).
(E) For a local educational agency
with less than 500 students, the State
agency may approve the hire of a
director who meets one of the
educational criteria in paragraphs
(b)(1)(i)(B) through (D) but has less than
the required years of relevant food
service experience.
*
*
*
*
*
(2) * * *
SUMMARY OF SCHOOL NUTRITION PROGRAM DIRECTOR PROFESSIONAL STANDARDS BY LOCAL EDUCATIONAL AGENCY
SIZE
Minimum requirements for directors
Student enrollment 2,499 or less
Student enrollment 2,500–9,999
Student enrollment 10,000 or more
Minimum Education
Standards (required) (new directors only).
Bachelor’s degree, or equivalent educational experience, with academic
major or concentration in food and
nutrition, food service management,
dietetics, family and consumer
sciences, nutrition education, culinary arts, business, or a related
field
OR
Bachelor’s degree, or equivalent educational experience, with any academic major or area of concentration, and either a State-recognized
certificate for school nutrition directors or at least 1 year of relevant
food service experience;
OR
Associate’s degree, or equivalent educational experience, with academic
major or concentration in food and
nutrition, food service management,
dietetics, family and consumer
sciences, nutrition education, culinary arts, business, or a related
field; and at least 1 year of relevant
school nutrition program experience;
OR
High school diploma (or GED) and 3
years of relevant food service experience.
Bachelor’s degree, or equivalent educational experience, with academic
major or concentration in food and
nutrition, food service management,
dietetics, family and consumer
sciences, nutrition education, culinary arts, business, or a related
field;
OR
Bachelor’s degree, or equivalent educational experience, with any academic major or area of concentration, and a State-recognized certificate for school nutrition directors;
Bachelor’s degree, or equivalent educational experience, with academic
major or concentration in food and
nutrition, food service management,
dietetics, family and consumer
sciences, nutrition education, culinary arts, business, or a related
field;
OR
Bachelor’s degree, or equivalent educational experience, with any academic major or area of concentration, and a State-recognized certificate for school nutrition directors;
OR
Bachelor’s degree in any academic
major and at least 2 years of relevant school nutrition program experience.
OR
Associate’s degree, or equivalent educational experience, with academic
major or concentration in food and
nutrition, food service management,
dietetics, family and consumer
sciences, nutrition education, culinary arts, business, or a related
field; and at least 2 years of relevant
school nutrition program experience.
OR
Bachelor’s degree in any major and at
least 5 years of experience in management of school nutrition programs.
Directors hired without an associate’s
degree are strongly encouraged to
work toward attaining associate’s
degree upon hiring.
Directors hired without a bachelor’s
degree strongly encouraged to work
toward attaining bachelor’s degree
upon hiring.
Master’s degree, or willingness to work
toward master’s degree, preferred.
Minimum Education
Standards (preferred) (new directors only).
At least 1 year of management experience, preferably in school nutrition,
strongly recommended.
At least 3 credit hours at the university
level in food service management
plus at least 3 credit hours in nutritional sciences at time of hiring
strongly preferred.
Minimum Prior
Training Standards (required )
(new directors
only).
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*
*
*
At least 8 hours of food safety training is required either not more than 5 years prior to their starting date or completed
within 30 calendar days of employee’s starting date.
*
*
PART 235—STATE ADMINISTRATIVE
EXPENSE FUNDS
3. The authority citation for part 235
continues to read as follows:
■
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Authority: Secs. 7 and 10 of the Child
Nutrition Act of 1966, 80 Stat. 888, 889, as
amended (42 U.S.C. 1776, 1779).
§ 235.11
[Amended]
4. Amend § 235.11 as follows:
a. In paragraph (g)(1)(i) after the words
‘‘Bachelor’s degree’’, add the words ‘‘,
■
■
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master’s degree, or doctorate degree’’;
and
■ b. In paragraph (g)(1)(iv)(A), remove
the words ‘‘Master’s degree’’ and add in
their place the words, ‘‘Both a
bachelor’s degree and a master’s or
doctorate degree’’.
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Federal Register / Vol. 84, No. 41 / Friday, March 1, 2019 / Rules and Regulations
Dated: February 21, 2019.
Brandon Lipps,
Administrator, Food and Nutrition Service.
[FR Doc. 2019–03524 Filed 2–28–19; 8:45 am]
BILLING CODE 3410–30–P
DEPARTMENT OF AGRICULTURE
Agricultural Marketing Service
7 CFR Part 1145
[Doc. No. AMS–DA–18–0097]
Reauthorization of Dairy Forward
Pricing Program
Agricultural Marketing Service,
USDA.
ACTION: Final rule.
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AGENCY:
SUMMARY: This final rule reauthorizes
the Dairy Forward Pricing Program
(DFPP) in accordance with the
Agriculture Improvement Act of 2018
(2018 Farm Bill). Establishing new
contracts under the DFPP has been
prohibited since the expiration of the
program on September 30, 2018. The
2018 Farm Bill reauthorized the
program to allow handlers to enter into
new contracts until September 30, 2023.
Any forward contract entered prior to
the September 30, 2023, deadline is
subject to a September 30, 2026,
expiration date.
DATES: Effective Date: March 4, 2019.
FOR FURTHER INFORMATION CONTACT:
Roger Cryan, Director, Economics
Division, USDA/AMS/Dairy Programs,
Stop 0229—Room 2753–S, 1400
Independence Avenue SW, Washington,
DC 20250–0231; telephone: (202) 720–
7091; or, email: roger.cryan@usda.gov.
SUPPLEMENTARY INFORMATION: The Food,
Conservation, and Energy Act of 2008
(2008 Farm Bill) 1 initially established
the DFPP.2 The DFPP allows milk
handlers, under the Agricultural
Marketing Agreement Act of 1937,
(AMAA) 3 to pay producers or
cooperative associations of producers a
negotiated price for producer milk,
rather than the Federal order minimum
blend price for non-fluid classes of milk
(Classes II, III, and IV under the Federal
Milk Marketing Order (FMMO) system).
The DFPP does not allow for forward
contracting of fluid or Class I milk.
Following the initial expiration of the
DFPP which prevented the
establishment of new contracts after
September 30, 2012, the ‘‘American
Taxpayer Relief Act of 2012,’’ (ATRA) 4
1 Public
Law 110–234.
FR 64868.
3 7 U.S.C. 601–614.
4 Public Law 112–240.
2 73
VerDate Sep<11>2014
16:31 Feb 28, 2019
revised the program to allow handlers to
enter into new contracts until
September 30, 2013. The ‘‘Agricultural
Act of 2014’’ (2014 Farm Bill) 5 then
extended the program to allow new
contracts until September 30, 2018.
Establishing new contracts under the
DFPP has been prohibited since the
expiration of the program on September
30, 2018. Any forward contract
established prior to the September 30,
2018, deadline is subject to a September
30, 2021, expiration date.
Participation in the DFPP is voluntary
for dairy farmers, dairy farmer
cooperatives, and handlers. Handlers
may not require producer participation
in a forward pricing program as a
condition for accepting milk. USDA,
including Market Administrator
personnel, does not determine the terms
of forward contracts or enforce
negotiated prices. This regulation also
does not affect contractual arrangements
between a cooperative association and
its members.
Under the DFPP, regulated handlers
must still account to the FMMO pool for
the classified use value of their milk.
Regulated handlers claiming exemption
from the Federal order minimum
pricing provisions must submit to the
Market Administrator a copy of each
forward contract. The contract must
contain a disclosure statement—either
as part of the contract itself or as a
supplement—to ensure producers
understand the nature of the program as
well as the basis on which they will be
paid for their milk. Contracts that do not
contain a disclosure statement are
deemed invalid and returned to the
handler. For the first month the program
is effective, contracts must be signed on
or after the day the program becomes
effective, and the contract must be
received by the Market Administrator by
the 15th day of that month. For
example, if the program becomes
effective on February 15, contracts for
March milk must be signed between
February 15 and February 28, and
copies must be received by the Market
Administrator by March 15.
Handlers with forward contracts
remain subject to all other milk
marketing order provisions. Payments
specified under a forward contract must
be made on or before the same date as
the federal order payments they replace.
Required payment dates are specified in
§ 1145.2(e) of the regulations.
This final rule reauthorizes producers
and cooperative associations of
producers to enter into forward price
contracts under the DFPP through
September 30, 2023. All terms of the
new forward contracts must expire prior
to September 30, 2026. All other
provisions and requirements of the
program as provided for in the final
rule 6 published October 31, 2008, are
still in effect. This document also
provides notice that reauthorization of
the DFPP applies to the milk regulated
by the recently established California
FMMO in addition to the other ten
FMMOs.7
Executive Orders 12866 and 13771
This rule has been determined to be
not significant for purposes of Executive
Order 12866, and therefore has not been
reviewed by the Office of Management
and Budget (OMB). In addition, because
this rule does not meet the definition of
a significant regulatory action, it does
not trigger the requirements contained
in Executive Order 13771. See OMB’s
Memorandum titled ‘‘Interim Guidance
Implementing Section 2 of the Executive
Order of January 30, 2017, titled
‘Reducing Regulation and Controlling
Regulatory Costs’ ’’ (February 2, 2017).
Executive Order 12988
This rule has been reviewed under
Executive Order 12988, Civil Justice
Reform. It is not intended to have a
retroactive effect. The adopted
amendments do not preempt any state
or local laws, regulations, or policies,
unless they present an irreconcilable
conflict with this rule. There are no
administrative procedures which must
be exhausted prior to judicial challenge
to the provisions of this rule.
Regulatory Flexibility Act and
Paperwork Reduction Act
In accordance with the Regulatory
Flexibility Act (5 U.S.C. 601–612), the
Agricultural Marketing Service (AMS)
has considered the economic impact of
this action on small entities and has
certified that this rule will not have a
significant economic impact on a
substantial number of small entities.
For the purpose of the Regulatory
Flexibility Act, a dairy farm is
considered a small business if it has an
annual gross revenue of less than
$750,000, and a dairy products
manufacturer is a small business if it
has fewer than 500 employees.
Based on AMS data, the milk of
33,481 dairy farmers was pooled on the
Federal milk marketing order system. Of
the total, 32,958 dairy farmers, or 98
percent, were considered small
businesses. During the same month, 301
handler plants were regulated by or
reported their milk receipts to be pooled
6 73
5 Public
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Law 113–79.
Frm 00009
Fmt 4700
FR 64868.
addition of 7 CFR 1051.73 in § 1145.2(a).
7 See
Sfmt 4700
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Agencies
[Federal Register Volume 84, Number 41 (Friday, March 1, 2019)]
[Rules and Regulations]
[Pages 6953-6961]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2019-03524]
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Rules and Regulations
Federal Register
________________________________________________________________________
This section of the FEDERAL REGISTER contains regulatory documents
having general applicability and legal effect, most of which are keyed
to and codified in the Code of Federal Regulations, which is published
under 50 titles pursuant to 44 U.S.C. 1510.
The Code of Federal Regulations is sold by the Superintendent of Documents.
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Federal Register / Vol. 84, No. 41 / Friday, March 1, 2019 / Rules
and Regulations
[[Page 6953]]
DEPARTMENT OF AGRICULTURE
Food and Nutrition Service
7 CFR Parts 210 and 235
[FNS-2017-0039]
RIN 0584-AE60
Hiring Flexibility Under Professional Standards
AGENCY: Food and Nutrition Service (FNS), USDA.
ACTION: Final rule.
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SUMMARY: This final rule adds four flexibilities to the hiring
standards for new school nutrition program directors in small local
educational agencies (LEAs) and new State directors of school nutrition
programs under the Professional Standards regulations for the National
School Lunch Program and School Breakfast Program. First, to address
hiring challenges faced by small LEAs, which are those with 2,499 or
fewer students, this rule requires relevant food service experience
rather than school nutrition program experience for new school
nutrition program directors. Second, it provides State agencies with
discretion to consider documented volunteer or unpaid work as relevant
experience for new school nutrition program directors in LEAs with
2,499 or fewer students. Third, it gives State agencies discretion to
accept less than the required years of food service experience when an
applicant for a new director position in an LEA with fewer than 500
students has the minimum required education. Lastly, this rule adds
flexibility to the hiring standards for State directors of school
nutrition programs by allowing State agencies to consider applicants
with either a bachelor's or advanced degree in specified fields. These
changes are expected to expand the pool of candidates qualified to
serve as leaders in the school nutrition programs while continuing to
ensure that school nutrition professionals are able to perform their
duties effectively and efficiently.
DATES: This rule is effective April 30, 2019.
FOR FURTHER INFORMATION CONTACT: Tina Namian, Chief, School Programs
Branch, Policy and Program Development Division, Food and Nutrition
Service, 3101 Park Center Drive, 12th Floor, Alexandria, Virginia
22302; 703-305-2590.
SUPPLEMENTARY INFORMATION:
I. Background
This final rule provides flexibilities to the hiring standards for
school nutrition program directors in small LEAs, which are those with
2,499 students or fewer and for State directors of school nutrition
programs.
On July 1, 2015, USDA implemented professional standards for school
nutrition personnel who manage and operate the National School Lunch
Program (NSLP) and the School Breakfast Program (SBP), as required by
the final rule Professional Standards for State and Local School
Nutrition Programs Personnel as Required by the Healthy, Hunger-Free
Kids Act of 2010 (80 FR 11077) and section 7(g) of the Child Nutrition
Act of 1966, as amended (42 U.S.C. 1776(g)). The professional standards
consist of hiring and continuing education/training requirements for
new school nutrition program directors of school food authorities
(SFAs), new State directors of school nutrition programs, and other
staff noted in the regulation. Hiring and continuing education/training
standards for school nutrition program directors and other SFA staff
are established at 7 CFR 210.30. Hiring and continuing education/
training standards for State directors of school nutrition programs and
State directors of distributing agencies are established at 7 CFR
235.11(g).
The professional standards are intended to ensure that school
nutrition professionals who manage and operate the NSLP and SBP have
adequate knowledge and training to meet program requirements. Requiring
set qualifications to operate the NSLP and SBP provides program
operators with the knowledge and tools necessary to improve menu
planning and service, reduce eligibility and counting errors, and
enhance program integrity.
The hiring standards for school nutrition program directors are
determined based on student enrollment at three LEA enrollment size
levels: 2,499 students or fewer; 2,500-9,999 students; and 10,000 or
more students. As discussed in the proposed rule Hiring Flexibility
Under Professional Standards (83 FR 9447, March 6, 2018), since
implementation of the professional standards in 2015, USDA has received
multiple inquiries from State agencies on behalf of SFAs that are
facing challenges with the hiring standards applicable to LEAs with
2,499 students or fewer. These challenges include limited labor markets
and difficulty recruiting qualified candidates for new school nutrition
program director positions. To assist the SFAs with these challenges
and provide more local control over hiring decisions that reflect their
unique labor markets, USDA proposed changes to the hiring standards at
7 CFR 210.30(b)(1)(i) for LEAs with 2,499 students or fewer. Public
comments received in response to the proposed rule helped inform the
development of this final rule.
For school nutrition program directors in LEAs with 2,499 students
or fewer, this final rule:
Removes the requirement of school nutrition program
experience for new directors and instead requires relevant food service
experience as the minimum standard to qualify new directors;
At the discretion of the State agency, allows an SFA to
hire a new director with documented volunteer or unpaid relevant food
service experience on an individual basis; and
Allows a State agency to approve an SFA to use the
nonprofit school food service account to pay the salary of a school
nutrition program director who does not meet the hiring standards so
long as the SFA is complying with a State agency-approved plan to
ensure the director will meet the professional standards requirements.
For LEAs with fewer than 500 students, this final rule provides
State agencies the discretion to approve the hiring of a school
nutrition program director who has less than the required years of food
service experience, provided the applicant has the minimum education
specified in the hiring standards for LEAs with 2,499 students or
fewer.
For a new State director of school nutrition programs, the current
[[Page 6954]]
regulations at 7 CFR 235.11(g)(1)(i) require a bachelor's degree with
an academic major in food and nutrition, food service management,
dietetics, family and consumer sciences, nutrition education, culinary
arts, business, or a related field. USDA proposed to allow an
individual with a master's degree in one of those specified fields to
be hired as a State director of school nutrition programs in
recognition that many professionals change careers and gain experience
through advanced education in areas relevant to school nutrition and to
attract a larger number of professionals qualified to lead and manage
the school nutrition programs statewide. This was intended to help
ensure that individuals with relevant advanced degrees are not
prevented from serving as State directors of school nutrition programs.
Therefore, this final rule allows a State agency to hire as a State
director of school nutrition programs an individual who has a master's
or doctorate degree in one of the specified fields regardless as to the
field of their bachelor's degree.
II. Overview of Public Comments and USDA Response
During the 60-day comment period (March 6, 2018-May 7, 2018), USDA
received a total of 79 comments, including 3 non-germane comments and 2
duplicates. All comments, except the non-germane comments, are posted
online at www.regulations.gov (see docket FNS-2017-0039, Hiring
Flexibility under Professional Standards). These germane comments were
submitted by State government personnel, State and national
associations, school food service staff, school district personnel,
food service management companies, and individuals. USDA appreciates
the thoughtful comments submitted by stakeholders and the public.
In general, 36 comments favored the proposed rule in its entirety
and 9 comments supported portions of the rule. Commenters in favor of
the flexibilities agreed that small LEAs have a difficult time hiring
qualified candidates and that the proposed flexibilities would help
those struggling LEAs find a qualified director by allowing them to
consider relevant food service experience if the applicants do not have
specific school nutrition program experience. Three comments opposed
the rule in its entirety, and four comments opposed portions of the
proposed rule or the existence of Professional Standards for School
Nutrition Professionals in general. Commenters opposed to the
flexibilities noted that all school nutrition professionals must follow
the same program requirements, regardless of the size of the LEA. Other
comments were not clearly in favor of or opposed to the rule, expressed
different views, or discussed other areas of school nutrition.
The following discussion includes public comments made in response
to specific proposed provisions, as well as other suggestions made by
commenters. The discussion does not include the public comments
generally supportive of, or opposed to, the rule in its entirety.
Hiring Standards Flexibilities for School Nutrition Program Directors
in LEAs With 2,499 Students or Fewer
In order to assist SFAs operating in LEAs with 2,499 students or
fewer, the proposed rule included changes to the hiring standards for
school nutrition program directors at Sec. 210.30(b)(1)(i). The
proposed changes included:
Removing the requirement of school nutrition program
experience for new school nutrition program directors and instead
requiring relevant food service experience to meet the hiring standard;
Providing State agencies with the discretion to approve
the hiring of an applicant with volunteer or unpaid relevant food
service experience on an individual basis; and
For LEAs with fewer than 500 students, providing State
agencies with the discretion to approve the hiring of a school food
service director who has less than the required years of relevant food
service experience, provided that the applicant has the minimum
education to satisfy the hiring standards for LEAs with 2,499 students
or fewer.
Proposed Flexibility: Allowing Relevant Food Service Experience in
Addition to School Nutrition Program Experience
In recognition of the difficulties that LEAs with 2,499 students or
fewer face when seeking to recruit candidates for school nutrition
program director, USDA proposed to provide flexibility in Sec.
210.30(b)(1)(i) with regard to the hiring standards for school
nutrition program directors to allow for the consideration of relevant
food service experience gained inside or outside of school nutrition
program operations.
Comments
Six commenters specifically voiced their support for the
flexibility to allow food service experience that was not school
nutrition program-specific in order to expand the pool of qualified
applicants for the position of school nutrition program director in
LEAs with 2,499 students or fewer. These commenters included four State
agencies, one school food service staff member, and one food service
management company. These commenters cited difficulties recruiting to
small LEAs individuals who have experience specific to school food
service while also pointing out that general food service experience
adds value to school food service operations.
Four commenters opposed this flexibility. These commenters included
one professional organization, two school food service staff members,
and one individual member of the public. These commenters voiced
concern that allowing general food service experience to substitute for
school nutrition program experience would diminish the standards for
school food service in these LEAs.
USDA Response
USDA appreciates the comments received on this flexibility. USDA
agrees that candidates with school nutrition program experience are
best prepared for the school nutrition program director position. These
individuals are more likely to be informed of the most current school
nutrition practices and regulations and are therefore preferred.
However, applicants with experience managing food service operations at
a healthcare facility, restaurant, civic/community organization, or
other type of establishment have demonstrated transferable skills in
food service that could be applied in a school food service setting.
Examples of such skills include food handling and preparation,
financial management, and customer service. By meeting the requisite
number of years of relevant food service experience cited in Sec.
210.30(b)(1)(i)(B), (C), and (D), individuals will have sufficient food
service experience to responsibly perform the duties required of school
nutrition program directors in these LEAs with proportionate levels of
responsibility and complexity.
Program directors are still required to complete annual continuing
education/training. Additionally, USDA encourages new school nutrition
program directors hired with food service experience that is not
specific to school nutrition settings to complete additional school
nutrition training or work toward a State-recognized certificate for
school nutrition directors. Several entities, such as the Institute for
Child Nutrition, offer no-cost or low-cost continuing education/
training in a variety of formats, and such training is an allowable use
of the nonprofit school food service account.
While we encourage hiring school food service directors who have
previous school nutrition experience,
[[Page 6955]]
USDA is aware of the difficulties LEAs with 2,499 students or fewer
face when recruiting for such positions and wants to provide
flexibility to LEAs in meeting their hiring needs. Flexibility to allow
relevant food service experience to qualify applicants under the hiring
standards for LEAs with 2,499 students or fewer expands the pool of
applicants for those LEAs in communities that may have recruitment
difficulties. Accordingly, this final rule amends Sec.
210.30(b)(1)(i)(B), (C), and (D) to allow for the consideration of
relevant food service experience generally rather than specific school
nutrition program experience.
Proposed Flexibility: State Agency Discretion To Consider Volunteer or
Unpaid Work Experience
USDA proposed to provide flexibility in Sec. 210.30(b)(1)(i)(B),
(C), and (D) by giving State agencies the discretion to allow LEAs with
2,499 students or fewer to hire school nutrition program directors who
have relevant food service experience whether that experience was in a
paid or unpaid/volunteer food service position. The State agency would
use this discretion on an individual, case-by-case basis. For example,
an applicant with paid and/or unpaid experience managing food service
operations at a healthcare facility, restaurant, civic/community
organization, or other type of establishment could be considered for a
director's position, provided that that applicant also has the required
education.
Comments
Five commenters supported accepting unpaid or volunteer experience
toward meeting the food service experience standard. Those five
commenters were comprised of three State agencies, one food service
management company, and one individual.
Four commenters--one State agency, one professional organization
and two individuals--opposed the proposed flexibility. Some of these
commenters stated that unpaid or volunteer experience would weaken
standards when such experience is not substantive and does not equip
candidates with the necessary skills and background in school nutrition
programs. One commenter suggested requiring verifiable written
documentation of the unpaid or volunteer experience.
USDA Response
USDA affirms the discretion of State agencies to allow LEAs with
2,499 students or fewer to hire school nutrition program directors with
unpaid food service experience on an individual basis, as specified by
the State agency. The flexibility to consider unpaid experience
acknowledges that in smaller communities there may be fewer employment
opportunities in food service, but residents may be able to volunteer
to manage food service activities for civic and community
organizations. An applicant for a school nutrition program director
position may also have relevant experience in an unpaid apprenticeship
or internship.
A State agency has the discretion to establish a process to use
this flexibility. The existing requirements for experience in Sec.
210.30(b)(1)(i)(B), (C), and (D) are between one and three years of
relevant food service experience, depending on the level of education
obtained by the applicant. Given the parameters of this flexibility, as
well as the necessity of having such a flexibility available in certain
cases, this provision is finalized in this rule. However, this final
rule requires that unpaid or volunteer work, when used to qualify an
individual to be a school nutrition program director, must be
documented to verify that the unpaid work is relevant and actually
occurred. For example, documentation of volunteer work in a school
cafeteria could include a letter from the school nutrition program
director stating the amount of time the individual worked, the
substantive work they performed, and the skills they learned.
Accordingly, this final rule amends Sec. 210.30(b)(1)(i)(B), (C), and
(D) to allow State agency discretion to consider relevant food service
experience for school nutrition program directors to include documented
unpaid or volunteer work. This discretion shall be applied on an
individual basis.
Other Comment: Use of the Nonprofit School Food Service Account To Pay
Salaries
The regulations in Sec. 210.30(b)(1)(i) provide that new school
nutrition program directors in LEAs with an enrollment of 2,499
students or fewer must meet specific hiring standards. These hiring
standards include minimum educational requirements that may be combined
with relevant work experience, depending on the educational degree
held. Pursuant to Sec. Sec. 210.2, 210.14(a), 210.18(h), 210.18(l),
210.19(a), and 210.21(a), if a director does not meet the hiring
standards, an SFA cannot use the nonprofit school food service account
to pay the director's salary.
Comments
Two commenters suggested that SFAs be permitted to use the
nonprofit school food service account to pay the salary of a director
who does not meet the hiring requirements, provided that the SFA is
implementing a Corrective Action Plan to meet the professional
standards requirements.
USDA Response
USDA agrees with these commenters and recognizes the difficulties
some LEAs with 2,499 students or fewer experience when hiring new
school nutrition program directors. Generally, if a school nutrition
program director does not meet the hiring standards, failure to meet
the standards would be considered a finding for purposes of the
Administrative Review. In this instance, the State agency could take
fiscal action by requiring the SFA to repay with non-Federal funds any
of the director's salary paid from the nonprofit school food service
account, and disallow further payment to the director with Federal
funds, including the nonprofit school food service account.
Requirements should be reasonable and achievable, and the fiscal impact
of not being able to use the nonprofit school food service account to
pay the salary of a school nutrition program director could jeopardize
an SFA's financial viability and ability to participate in the NSLP and
SBP. Therefore, for LEAs with a student enrollment of 2,499 or fewer,
this final rule provides that a State agency may approve an SFA to use
the nonprofit school food service account to pay the salary of a school
nutrition program director who does not meet the hiring standards so
long as the SFA is complying with a State agency-approved plan to
ensure the director will meet the professional standards requirements
in Sec. 210.30.
The plan must include reasonable timeframes for the SFA to achieve
and maintain compliance and ensure the director will meet the
qualifications, whether by gaining experience or completing educational
requirements. The plan may also include required training and/or
educational courses. LEAs with student enrollment of 2,499 or fewer
have faced challenges in hiring directors who meet the required
qualifications, and this flexibility will help to address the needs of
their unique labor markets while ensuring standards are still met.
Accordingly, this final rule amends Sec. 210.30(b)(1)(i) to allow a
State agency to approve an SFA to use the nonprofit school food service
account to pay the salary of a school nutrition program director who
does not
[[Page 6956]]
meet the hiring standards so long as the SFA is complying with a State
agency-approved plan to ensure the director will meet the professional
standards requirements.
Other Comment: Higher Educational Degrees
Comment
A commenter suggested USDA expand to school nutrition program
directors the proposed flexibility for State directors of school
nutrition programs to allow a master's degree in a specified field with
a bachelor's degree in any field.
USDA Response
The regulation at Sec. 210.30(b)(1) does not currently allow a
master's or doctorate degree in a specified field to supplement a
bachelor's degree in any field for school nutrition program directors.
USDA recognizes the value of an advanced degree in a specified field,
and encourages school nutrition professionals to continue to learn and
expand their knowledge in the field. However, the flexibility suggested
by the commenter falls outside the scope of the proposed rule and has
not been included in this final rule. USDA may consider this suggestion
in a future rulemaking regarding professional standards.
Other Comment: Scope of the Flexibilities
Comments
Six commenters suggested expanding the scope of the flexibilities
beyond those included in the proposed rule. Two State agencies
requested the school nutrition director flexibilities for LEAs with
fewer than 500 students be expanded to LEAs with an enrollment of 1,000
students. Another State agency requested the flexibilities be applied
to all LEAs located in rural settings, regardless of enrollment size.
One State association requested the proposed flexibilities be applied
to schools of all enrollment categories. An individual requested that
LEAs with fewer than 500 students be exempt from the standards
entirely, while another individual wanted to expand the enrollment
categories from below 2,500 students to 3,500 students.
USDA Response
USDA does not support expanding the scope of the flexibilities to
include LEAs of larger sizes in Sec. 210.30(b)(1)(ii) and (iii). Such
an action would be inconsistent with the intent of the proposed rule,
which addressed hiring challenges at LEAs with enrollments of 2,499
students or fewer. We note that as LEA size increases, the level of
responsibility and complexity also increases, which necessitates higher
standards. However, we also note the existing Professional Standards
regulation includes several different pathways for candidates to meet
the educational and experience requirements for all LEA enrollment size
categories. In addition, we do not agree with eliminating the
professional standards for schools with fewer than 500 students or
expanding the flexibilities for all rural schools. However, we expect
that the flexibilities outlined in this final rule will address the
specific challenges of such schools because these flexibilities will
likely expand the pool of qualified candidates.
Other Comment: School Consolidations
Comment
A professional organization provided a comment discussing unique
challenges facing small school districts in the process of
consolidation with other school districts. The organization noted
consolidation could increase the level of student enrollment of an LEA.
In that case, the hiring standards for the SFA director could shift
into a larger LEA enrollment category under the Professional Standards
regulation in Sec. 210.30(b)(1). The organization requested that USDA
allow State agencies to work with consolidating school districts and
provide a transition period for the affected school nutrition
professionals to work towards the professional standards requirements
at the school district's new enrollment size category.
USDA Response
Although USDA recognizes the potential challenges for an SFA making
decisions regarding staff when school districts combine, this final
rule will not provide the transition period requested by the commenter.
It is notable that we did not receive any comments on this issue from
State agencies, which would be most affected if USDA were to establish
a process for transition during a school district consolidation.
Additionally, many factors are involved in staffing decisions when
school districts combine. Therefore, instead of developing a regulatory
process, USDA will work with the State agency, on an individual basis,
when a school district consolidation shifts an SFA into a larger
enrollment size category for hiring under Professional Standards in
Sec. 210.30(b)(1).
Other Comments: Combinations of Experience, Training, and Education
Comments
Nine commenters who identified themselves as school nutrition
professionals suggested allowing school nutrition experience to
substitute for education. Three of these commenters specifically
recommended 10 years of school nutrition experience be allowed to
substitute for a bachelor's degree. Two of the nine commenters noted
the importance of balancing the education and experience requirements
so applicants with a weakness in one area can compensate with strengths
in another.
USDA Response
While USDA understands school nutrition experience is valuable in
operating school nutrition programs, this final rule does not allow
such experience to substitute for education in Sec. 210.30(b)(1). One
of the purposes of this rule is to provide flexibility for the type of
experience required for new school nutrition program directors in small
LEAs, and it is outside the scope of the rule to allow experience to
substitute for education. USDA appreciates the various strengths and
experiences that school nutrition program directors bring to the
programs they administer but is not expanding the flexibilities to
substitute experience for education in this final rule. Educational
requirements bolster the credentials of school nutrition program
directors and enhance their practical experience with formal academic
instruction. However, this rule does not change the current regulation
at Sec. 210.30(b)(1) that allows school nutrition program directors
hired before July 1, 2015 to remain in their positions or to transfer
to other positions in LEAs of the same or smaller enrollment category.
Comment
One commenter suggested granting flexibility to allow a State-
recognized certificate to substitute for education for a school
nutrition program director in an LEA of any size.
USDA Response
USDA will continue to encourage school nutrition professionals to
learn and expand their knowledge and skills in the field. USDA
recognizes the value of a State-recognized certificate in school
nutrition programs as a means to advance the profession. However, the
flexibility suggested by the commenter falls outside the scope of the
proposed rule and has not been included in this final rule.
[[Page 6957]]
Other Comment: Waivers of the General Professional Standards
Comment
One State agency indicated it would like the ability for State
agencies to grant waivers to these regulatory requirements on a case-
by-case basis for applicants who do not meet the minimum hiring
criteria.
USDA Response
USDA will not establish through this final rule a separate waiver
process for these provisions since there is a general waiver process in
place, as prescribed in Section 12(l) of the Richard B. Russell
National School Lunch Act, as amended. Under the general waiver
process, USDA must determine that a waiver facilitates the State's (or
other service provider's) ability to carry out the purpose of the
affected program; the entity requesting the waiver must provide notice
and information to the public regarding the proposed waiver; and the
entity requesting the waiver must demonstrate that the waiver will not
increase the overall cost to the Federal Government, or that any
additional cost will be paid from non-Federal funds. USDA then
periodically reviews the performance of any State or other service
provider granted a waiver. This waiver process may be used when seeking
waivers from the hiring requirements for a new school nutrition program
director, as well as a new State director of school nutrition programs.
Proposed Flexibility: Years of Experience for School Nutrition Program
Directors in LEAs With Fewer Than 500 Students
To provide additional assistance to LEAs with fewer than 500
students, USDA proposed to modify the current optional flexibility at
Sec. 210.30(b)(1)(i)(D), which provides State agencies discretion to
allow an SFA to hire a new school nutrition program director with a
high school diploma or equivalent, and less than the required years of
relevant school nutrition program experience. The proposed rule would
allow the State agency to approve the hiring of an applicant who has at
least a high school diploma or equivalent, but less than the required
years of relevant food service experience.
Comments
Ten commenters expressed support for the proposed flexibility.
These comments were received from four State agencies, five schools or
school food service staff, and one food service management company. One
commenter from a professional organization opposed the proposed change,
stating it would weaken the overall hiring standards. One commenter
from a State agency stated this proposed change should only be
acceptable if the new director had a minimum of one year experience in
addition to the minimum required education.
USDA Response
By expanding the existing optional flexibility at Sec.
210.30(b)(1)(i)(D) to include other, higher educational levels, USDA
affirms its commitment to providing LEAs with fewer than 500 students
more local control to address their unique hiring challenges. A new
director with a high school diploma or equivalent is currently required
to have at least three years of experience, while a new director with
an associate's degree or a bachelor's degree in any major must have at
least one year of experience. Therefore, expanding the existing
flexibility to allow an LEA with fewer than 500 students to hire an
individual with an academic degree higher than a high school diploma,
but less than the required years of experience, would pose little risk
to the food service program operation because fewer years of experience
is otherwise allowed for an individual with a high school diploma or
equivalent. Further, allowing an LEA with fewer than 500 students to
hire an individual with the required academic credentials but less
experience would expand the pool of potentially suitable candidates and
ensure the standards are both reasonable and achievable for these LEAs.
Accordingly, this final rule will revise Sec. 210.30(b)(1)(i)(D) and
add Sec. 210.30(b)(1)(i)(E) to provide State agencies discretion to
allow an LEA with fewer than 500 students to hire a new school
nutrition program director with a high school diploma or equivalency,
an associate's degree, or a bachelor's degree, but less than the
required years of relevant food service experience.
Proposed Flexibility: Academic Requirements for State Directors of
School Nutrition Programs
For a new State director of school nutrition programs, the current
regulations at Sec. 235.11(g)(1)(i) require a bachelor's degree with
an academic major in food and nutrition, food service management,
dietetics, family and consumer sciences, nutrition education, culinary
arts, business, or a related field. Pursuant to Sec.
235.11(g)(1)(i)(iv)(A), a master's degree in one of the specified
fields is strongly preferred. To encourage individuals with a master's
degree in one of the specified fields but a bachelor's degree in a non-
related field to apply, USDA proposed to add the option for a master's
degree in a specified field to the basic qualifications listed in Sec.
235.11(g)(1)(i). However, to emphasize the importance of a foundational
background in the specified fields, USDA also proposed to support a
preference for both a bachelor's and a master's degree in the specified
fields at Sec. 235.11(g)(1)(i)(iv)(A).
Comments
Seven commenters expressed support for the option to allow a
master's degree in one of the specified fields when hiring a State
director. Comments received in support of this flexibility were from
four State agencies, two professional organizations, and one
individual.
USDA did not receive any comments in opposition to this
flexibility. However, several commenters had additional suggestions.
One commenter from a State agency suggested requiring that State
directors have a master's degree, which is not currently a requirement.
A commenter from another State agency suggested allowing the hiring of
a State director with a bachelor's degree in any field if the candidate
has program and management experience. A trade association suggested
allowing varying combinations of educational degrees and years of
experience, such as a bachelor's degree in any field and four years of
experience managing Federal child nutrition programs at a State agency
level; or a bachelor's degree in any field, four years of general
program management experience, and a State-recognized certificate for
school nutrition directors.
USDA Response
To expand opportunities for highly educated individuals to serve as
State directors of school nutrition programs, this final rule will
allow a State agency to hire a candidate with a master's or doctorate
degree in one of the specified fields in Sec. 235.11(g)(1)(i)
regardless as to the field of their bachelor's degree. Adding a
master's or doctorate degree in one of the specified fields to the
basic qualifications acknowledges that many professionals change
careers and gain experience through advanced education in areas
relevant to school nutrition. It was not our intent to deny highly
educated individuals the ability to qualify for these positions. In
addition, it was not our intent to exclude a type of advanced degree in
the specified fields; therefore, we also add a doctorate
[[Page 6958]]
degree to the qualifications. For example, a State agency supervisor
who has a bachelor's degree in political science and a doctorate degree
in nutrition, who also meets the other qualifications, would have a
strong general education plus advanced education in one of the
specified areas. This final rule also affirms a preference for both a
bachelor's degree and a master's degree, or bachelor's and doctorate,
in the specified fields.
While we appreciate the additional suggestions for flexibility,
USDA will maintain a hiring standard for State directors of school
nutrition programs that is similar in structure to the existing
regulations. The existing combination of specific education and
experience is straightforward as far as facilitating implementation and
is sufficiently rigorous in recognition of the position's significance
to school nutrition programs in the States. Accordingly, this final
rule amends Sec. 235.11(g)(1)(i) to allow a master's or doctorate
degree in specified fields. Additionally, this final rule amends Sec.
235.11(g)(1)(iv)(A) to support a preference for both a bachelor's and a
master's or doctorate degree in the specified fields.
Procedural Matters
Executive Order 12866 and 13563
Executive Orders 12866 and 13563 direct agencies to assess all
costs and benefits of available regulatory alternatives and, if
regulation is necessary, to select regulatory approaches that maximize
net benefits (including potential economic, environmental, public
health and safety effects, distributive impacts, and equity). Executive
Order 13563 emphasizes the importance of quantifying both costs and
benefits, of reducing costs, of harmonizing rules, and of promoting
flexibility.
This final rule has been determined to be not significant and was
therefore not reviewed further by the Office of Management and Budget
(OMB) in conformance with Executive Order 12866.
Regulatory Impact Analysis
This rule has been designated as not significant by the Office of
Management and Budget, therefore, no Regulatory Impact Analysis is
required.
Regulatory Flexibility Act
The Regulatory Flexibility Act (5 U.S.C. 601-612) requires Agencies
to analyze the impact of rulemaking on small entities and consider
alternatives that would minimize any significant impacts on a
substantial number of small entities. Pursuant to that review, it has
been certified that this rule would not have a significant impact on a
substantial number of small entities. This rule would not have an
adverse impact on small entities in the National School Lunch Program
and School Breakfast Program, rather, it will ease program operations
by adding flexibility in the hiring standards for new directors in LEAs
with 2,499 students or fewer and new directors of State agencies.
Impact: The provisions of this rule apply to LEAs with 2,499
students or fewer, and to State agencies operating the National School
Lunch Program and School Breakfast Program. These entities meet the
definitions of ``small governmental jurisdiction'' and ``small entity''
in the Regulatory Flexibility Act. These entities would be able to
quickly benefit from the hiring flexibilities in this rule.
Executive Order 13771
Executive Order 13771 directs agencies to reduce regulation,
control regulatory costs, and provide that the cost of planned
regulations be prudently managed and controlled through a budgeting
process.
This final rule is an E.O. 13771 deregulatory action that eases the
professional standards regulations for State directors of school
nutrition programs and for school nutrition program directors in LEAs
with 2,499 students or fewer, which are often found in rural
communities facing labor market challenges. This rule addresses hiring
challenges, such as recruitment of qualified candidates, identified by
the State agencies that administer the Child Nutrition Programs. It
adds flexibility to hiring standards by expanding the range of
allowable education for new State directors, and the range of allowable
work experience for new local directors in small LEAs.
Unfunded Mandates Reform Act
Title II of the Unfunded Mandates Reform Act of 1995 (UMRA), Public
Law 104-4, establishes requirements for Federal agencies to assess the
effects of their regulatory actions on State, local, and Tribal
governments, and the private sector. Under section 202 of the UMRA, the
Department generally must prepare a written statement, including a cost
benefit analysis, for proposed and final rules with ``Federal
mandates'' that may result in expenditures by State, local, or Tribal
governments, in the aggregate, or the private sector, of $100 million
or more in any one year. When such a statement is needed for a rule,
Section 205 of the UMRA generally requires the Department to identify
and consider a reasonable number of regulatory alternatives and adopt
the most cost effective or least burdensome alternative that achieves
the objectives of the rule.
This final rule does not contain Federal mandates (under the
regulatory provisions of Title II of the UMRA) for State, local, and
Tribal governments or the private sector of $100 million or more in any
one year. Thus, the rule is not subject to the requirements of sections
202 and 205 of the UMRA.
Executive Order 12372
The National School Lunch Program and School Breakfast Program are
listed in the Catalog of Federal Domestic Assistance under Number
10.555 and Number 10.553, respectively, and are subject to Executive
Order 12372, which requires intergovernmental consultation with State
and local officials. (See 2 CFR chapter IV.) Since the Child Nutrition
Programs are State-administered, USDA's Food and Nutrition Service
(FNS) Regional Offices have formal and informal discussions with State
and local officials, including representatives of Indian Tribal
Organizations, on an ongoing basis regarding program requirements and
operation. Discussions also take place in response to technical
assistance requests submitted by the State agencies to the FNS Regional
Offices. This regular interaction with State and local operators
provides USDA with valuable input that informs rulemaking. Based on the
inquiries and waiver requests from the State agencies disclosing
challenges with the professional standards regulations, USDA is
providing specific flexibilities to address the requirement issues in a
manner that promotes program efficiency and effectiveness.
Federalism Summary Impact Statement
Executive Order 13132 requires Federal agencies to consider the
impact of their regulatory actions on State and local governments.
Where such actions have federalism implications, agencies are directed
to provide a statement for inclusion in the preamble to the regulations
describing the agency's considerations in terms of the three categories
called for under Section (6)(b)(2)(B) of Executive Order 13132.
The Department has considered the impact of this rule on State and
local governments and has determined that this rule does not have
federalism implications. Therefore, under section 6(b) of the Executive
Order, a federalism summary is not required.
[[Page 6959]]
Executive Order 12988, Civil Justice Reform
This final rule has been reviewed under Executive Order 12988,
Civil Justice Reform. This rule is intended to have preemptive effect
with respect to any State or local laws, regulations or policies which
conflict with its provisions or which would otherwise impede its full
and timely implementation. This rule is not intended to have
retroactive effect. Prior to any judicial challenge to the provisions
of the final rule, all applicable administrative procedures must be
exhausted.
Civil Rights Impact Analysis
USDA has reviewed this final rule in accordance with USDA
Regulation 4300-4, ``Civil Rights Impact Analysis,'' to identify any
major civil rights impacts the rule might have on Program participants
on the basis of age, race, color, national origin, sex, or disability.
After a careful review of the rule's intent and provisions, USDA has
determined that this rule is not expected to affect the participation
of protected individuals in the National School Lunch Program and
School Breakfast Program, or limit the ability of protected classes of
individuals to serve as new directors in LEAs and State agencies. The
provisions of this rule add flexibility to the existing hiring
standards for new directors in order to address difficulties faced by
program operators in finding qualified applicants.
Executive Order 13175
Executive Order 13175 requires Federal agencies to consult and
coordinate with Tribes on a government-to-government basis on policies
that have Tribal implications, including regulations, legislative
comments or proposed legislation, and other policy statements or
actions that have substantial direct effects on one or more Indian
Tribes, on the relationship between the Federal Government and Indian
Tribes, or on the distribution of power and responsibilities between
the Federal Government and Indian Tribes. USDA notified Tribal leaders
about the proposed rule to encourage public comments, and briefed
Tribal leaders at the conference call scheduled by the FNS Office of
Tribal Relations on March 14, 2018. USDA will also notify Tribal
leaders about this final rule, and intends to brief Tribal leaders at
one of the periodic consultations or conference calls scheduled by the
FNS Office of Tribal Relations.
USDA has assessed the impact of this final rule on Indian tribes
and determined that this rule does not, to our knowledge, have negative
Tribal implications that require Tribal consultation under E.O. 13175.
We are unaware of any current Tribal laws that could be in conflict
with the provisions of this rule and anticipate that the hiring
flexibilities will benefit Tribal schools.
The flexibilities provided by this rule are expected to increase
the pool of candidates qualified to serve as new directors of school
nutrition programs in small LEAs. This is expected to benefit Tribal
communities, which often experience difficulty attracting qualified
school nutrition personnel.
Paperwork Reduction Act
The Paperwork Reduction Act of 1995 (44 U.S.C. Chap. 35; 5 CFR
1320) requires the Office of Management and Budget (OMB) approve all
collections of information by a Federal agency before they can be
implemented. Respondents are not required to respond to any collection
of information unless it displays a current valid OMB control number.
This rule does not contain information collection requirements
subject to approval by OMB under the Paperwork Reduction Act of 1995.
E-Government Act Compliance
The Department is committed to complying with the E-Government Act,
to promoting the use of the internet and other information technologies
to provide increased opportunities for citizen access to Government
information and services, and for other purposes.
List of Subjects
7 CFR Part 210
Children, Commodity School Program, Food assistance programs, Grant
programs--health, Grant programs--education, School breakfast and lunch
programs, Nutrition, Reporting and recordkeeping requirements.
7 CFR Part 235
Administrative practice and procedure, Food assistance programs,
Grant programs--health, Grant programs--education, School breakfast and
lunch programs, Nutrition, Reporting and recordkeeping requirements.
Accordingly, 7 CFR parts 210 and 235 are amended as follows:
PART 210--NATIONAL SCHOOL LUNCH PROGRAM
0
1. The authority citation for part 210 continues to read as follows:
Authority: 42 U.S.C. 1751-1760, 1779.
0
2. Amend Sec. 210.30 by:
0
a. Revising paragraph (b)(1)(i) and;
0
b. Revising the table in paragraph (b)(2).
The revisions read as follows:
Sec. 210.30 School nutrition program professional standards.
* * * * *
(b) * * *
(1) * * *
(i) School nutrition program directors with local educational
agency enrollment of 2,499 students or fewer. Directors must meet the
requirements in paragraph (b)(1)(i)(A), (B), (C), or (D) of this
section. However, a State agency may approve a school food authority to
use the nonprofit school food service account to pay the salary of a
school nutrition program director who does not meet the hiring
standards herein so long as the school food authority is complying with
a State agency-approved plan to ensure the director will meet the
requirements.
(A) A bachelor's degree, or equivalent educational experience, with
an academic major or concentration in food and nutrition, food service
management, dietetics, family and consumer sciences, nutrition
education, culinary arts, business, or a related field;
(B) A bachelor's degree, or equivalent educational experience, with
any academic major or area of concentration, and either a State-
recognized certificate for school nutrition directors, or at least one
year of relevant food service experience. At the discretion of the
State agency, and on an individual basis, documented relevant food
service experience may be unpaid;
(C) An associate's degree, or equivalent educational experience,
with an academic major or area of concentration in food and nutrition,
food service management, dietetics, family and consumer sciences,
nutrition education, culinary arts, business, or a related field and at
least one year of relevant food service experience. At the discretion
of the State agency, and on an individual basis, documented relevant
food service experience may be unpaid; or
(D) A high school diploma or equivalency (such as the general
educational development diploma), and at least three years of relevant
food service experience. At the discretion of the State agency, and on
an individual
[[Page 6960]]
basis, documented relevant food service experience may be unpaid.
Directors hired under this criterion are strongly encouraged to work
toward attaining an associate's degree in an academic major in at least
one of the fields listed in paragraph (b)(1)(i)(C).
(E) For a local educational agency with less than 500 students, the
State agency may approve the hire of a director who meets one of the
educational criteria in paragraphs (b)(1)(i)(B) through (D) but has
less than the required years of relevant food service experience.
* * * * *
(2) * * *
Summary of School Nutrition Program Director Professional Standards by Local Educational Agency Size
----------------------------------------------------------------------------------------------------------------
Minimum requirements for Student enrollment 2,499 Student enrollment 2,500- Student enrollment
directors or less 9,999 10,000 or more
----------------------------------------------------------------------------------------------------------------
Minimum Education Standards Bachelor's degree, or Bachelor's degree, or Bachelor's degree, or
(required) (new directors only). equivalent educational equivalent educational equivalent educational
experience, with experience, with experience, with
academic major or academic major or academic major or
concentration in food concentration in food concentration in food
and nutrition, food and nutrition, food and nutrition, food
service management, service management, service management,
dietetics, family and dietetics, family and dietetics, family and
consumer sciences, consumer sciences, consumer sciences,
nutrition education, nutrition education, nutrition education,
culinary arts, business, culinary arts, culinary arts,
or a related field business, or a related business, or a related
field; field;
OR OR OR
Bachelor's degree, or Bachelor's degree, or Bachelor's degree, or
equivalent educational equivalent educational equivalent educational
experience, with any experience, with any experience, with any
academic major or area academic major or area academic major or area
of concentration, and of concentration, and a of concentration, and a
either a State- State-recognized State-recognized
recognized certificate certificate for school certificate for school
for school nutrition nutrition directors; nutrition directors;
directors or at least 1
year of relevant food
service experience;
OR OR OR
Associate's degree, or Bachelor's degree in any Bachelor's degree in any
equivalent educational academic major and at major and at least 5
experience, with least 2 years of years of experience in
academic major or relevant school management of school
concentration in food nutrition program nutrition programs.
and nutrition, food experience.
service management, OR......................
dietetics, family and Associate's degree, or
consumer sciences, equivalent educational
nutrition education, experience, with
culinary arts, business, academic major or
or a related field; and concentration in food
at least 1 year of and nutrition, food
relevant school service management,
nutrition program dietetics, family and
experience; consumer sciences,
OR....................... nutrition education,
High school diploma (or culinary arts,
GED) and 3 years of business, or a related
relevant food service field; and at least 2
experience.. years of relevant
school nutrition
program experience..
----------------------------------------------------------------------------------------------------------------
Minimum Education Standards Directors hired without Directors hired without Master's degree, or
(preferred) (new directors only). an associate's degree a bachelor's degree willingness to work
are strongly encouraged strongly encouraged to toward master's degree,
to work toward attaining work toward attaining preferred.
associate's degree upon bachelor's degree upon
hiring. hiring.
----------------------------------------------------------------------------------------------------------------
At least 1 year of
management experience,
preferably in school
nutrition, strongly
recommended.
At least 3 credit hours
at the university level
in food service
management plus at
least 3 credit hours in
nutritional sciences at
time of hiring strongly
preferred.
----------------------------------------------------------------------------------------------------------------
Minimum Prior Training Standards At least 8 hours of food safety training is required either not more than 5
(required ) (new directors only). years prior to their starting date or completed within 30 calendar days of
employee's starting date.
----------------------------------------------------------------------------------------------------------------
* * * * *
PART 235--STATE ADMINISTRATIVE EXPENSE FUNDS
0
3. The authority citation for part 235 continues to read as follows:
Authority: Secs. 7 and 10 of the Child Nutrition Act of 1966, 80
Stat. 888, 889, as amended (42 U.S.C. 1776, 1779).
Sec. 235.11 [Amended]
0
4. Amend Sec. 235.11 as follows:
0
a. In paragraph (g)(1)(i) after the words ``Bachelor's degree'', add
the words ``, master's degree, or doctorate degree''; and
0
b. In paragraph (g)(1)(iv)(A), remove the words ``Master's degree'' and
add in their place the words, ``Both a bachelor's degree and a master's
or doctorate degree''.
[[Page 6961]]
Dated: February 21, 2019.
Brandon Lipps,
Administrator, Food and Nutrition Service.
[FR Doc. 2019-03524 Filed 2-28-19; 8:45 am]
BILLING CODE 3410-30-P