Endangered and Threatened Wildlife and Plants; Listing the Scarlet Macaw, 6278-6311 [2019-03165]
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Federal Register / Vol. 84, No. 38 / Tuesday, February 26, 2019 / Rules and Regulations
DEPARTMENT OF THE INTERIOR
Fish and Wildlife Service
50 CFR Part 17
[Docket No. FWS–R9–ES–2012–0039;
4500030113]
RIN 1018–BC81
Endangered and Threatened Wildlife
and Plants; Listing the Scarlet Macaw
Fish and Wildlife Service,
Interior.
ACTION: Final rule.
AGENCY:
We, the U.S. Fish and
Wildlife Service (Service), determine
the northern subspecies of scarlet
macaw (Ara macao cyanoptera) is an
endangered species under the
Endangered Species Act of 1973 (Act),
as amended; the northern distinct
population segment (DPS) of the
southern subspecies of scarlet macaw
(A. m. macao) is a threatened species
under the Act, and the southern DPS of
the southern subspecies of scarlet
macaw (A. m. macao) and subspecies
crosses (A. m. cyanoptera and A. m.
macao) to be threatened species based
on similarity of appearance. We are also
establishing a rule pursuant to section
4(d) of the Act for the A. m. macao
subspecies and subspecies crosses to
provide for its further conservation.
DATES: This rule is effective March 28,
2019.
ADDRESSES: Comments and materials we
received, as well as supporting
documentation used in preparation of
this rule, are available for public
inspection at https://
www.regulations.gov.
SUMMARY:
Don
Morgan, Chief, Branch of Delisting and
Foreign Species, Ecological Services
Program, U.S. Fish and Wildlife Service,
5275 Leesburg Pike, MS:ES, Falls
Church, VA 22041; telephone 703–358–
2444. If you use a telecommunications
device for the deaf (TDD), you may call
the Federal Relay Service at 800–877–
8339.
FOR FURTHER INFORMATION CONTACT:
SUPPLEMENTARY INFORMATION:
Executive Summary
Why we need to publish a rule. Under
the Act, a species may warrant
protection through listing if it is
endangered or threatened throughout all
or a significant portion of its range.
Listing a species as an endangered or
threatened species can only be
completed by issuing a rule.
On July 6, 2012, we published in the
Federal Register (FR) a 12-month
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finding on a petition to list the scarlet
macaw. We determined the scarlet
macaw (A. m. macao) did not warrant
listing under the Act at the species level
but found the northern subspecies of
scarlet macaw (Ara macao cyanoptera)
and the northern distinct population
segment (DPS) of the southern
subspecies (A. m. macao) warranted
listing and issued a proposed rule to list
those entities as endangered under the
Act (77 FR 40222). On April 7, 2016, we
published a revised proposed rule (81
FR 20302) maintaining the proposed
endangered status for A. m. cyanoptera,
but (1) revising the proposed listing
determination for the northern DPS of
the southern subspecies (A. m. macao)
from endangered to threatened; and (2)
proposing to treat the southern DPS of
A. m. macao and subspecies crosses as
threatened based on similarity of
appearance to A. m. cyanoptera and the
northern DPS of A. m. macao. We also
proposed a rule under section 4(d) of
the Act (a ‘‘4(d) rule’’) that incorporated
the prohibitions and provisions of 50
CFR 17.31 and 17.32 that we found
necessary and advisable for the species’
conservation.
This rule lists the northern subspecies
of scarlet macaw (A. m. cyanoptera) as
an endangered species, the northern
DPS of the southern subspecies of
scarlet macaw (A. m. macao) as a
threatened species, and the southern
DPS of the southern subspecies of
scarlet macaw (A. m. macao) and
subspecies crosses (A. m. cyanoptera
and A. m. macao) as a threatened
species due to similarity of appearance
under the Act. This rule also establishes
a 4(d) rule for those listed as threatened
species to further provide for the
species’ conservation.
The basis for our action. Under
section 4(a)(1) of the Act, we determine
that a species is an endangered or
threatened species based on any of the
following factors: (A) The present or
threatened destruction, modification, or
curtailment of its habitat or range; (B)
overutilization for commercial,
recreational, scientific, or educational
purposes; (C) disease or predation; (D)
the inadequacy of existing regulatory
mechanisms; or (E) other natural or
manmade factors affecting its continued
existence. The primary causes attributed
to the decline of the scarlet macaw
(A. m. cyanoptera and A. m. macao)
include habitat loss and forest
degradation (Factor A), poaching for the
pet trade (Factor B), lack of enforcement
of existing regulations (Factor D), and
small population size (Factor E).
Section 4(d) of the Act authorizes the
Secretary of the Interior (Secretary) to
extend to threatened species the
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prohibitions provided for endangered
species under section 9 of the Act. For
threatened species, section 4(d) of the
Act gives the Service discretion to
specify the prohibitions and any
exceptions to those prohibitions that are
appropriate for the species, as well as
include provisions that are necessary
and advisable to provide for the
conservation of the species. A rule
issued under section 4(d) of the Act
allows us to include provisions that are
tailored to the specific conservation
needs of that threatened species.
Our implementing regulations for
threatened wildlife found at 50 CFR
17.31 incorporate the section 9
prohibitions for endangered wildlife,
except where a species-specific rule is
promulgated under 4(d) of the Act.
While we proposed to rescind this
provision last summer (83 FR 35174;
July 25, 2018), that proposal has not
been finalized at this time.
Peer review and public comment. We
sought comments from independent
specialists to ensure that our
designation is based on scientifically
sound data, assumptions, and analyses.
We invited peer reviewers and the
public to comment on our listing
proposals. All substantive information
from peer review and public comments
was fully considered and is
incorporated into this final rule, where
appropriate.
Previous Federal Actions
Please refer to the proposed listing
rule, published in the Federal Register
on July 6, 2012 (77 FR 40222), for more
comprehensive information on previous
Federal actions for the scarlet macaw.
The publication of the proposed listing
rule opened a 60-day public comment
period, which closed on September 4,
2012. Based on new information, we
published a revised proposed rule (81
FR 20302; April 7, 2016) to make the
following changes to our proposed rule:
(1) Revise the location of what we
consider to be the boundary between the
two subspecies of A. macao; (2) provide
additional information on the species in
northeast Costa Rica, southeast
Nicaragua, and Panama, and
reevaluating the status of A. m.
cyanoptera; (3) provide additional
information on the northern DPS of
A. m. macao, reevaluating the status of
this DPS, and revise our proposed
listing of this DPS from endangered
status to threatened status; (4) add a
proposal to treat the southern DPS of A.
m. macao and subspecies crosses (A. m.
macao and A. m. cyanoptera) as
threatened based on similarity of
appearance to A. m. cyanoptera and to
the northern DPS of A. m. macao; and
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(5) add a proposed rule pursuant to
section 4(d) of the Act (16 U.S.C. 1531
et seq.) to define the prohibitions and
exceptions that apply to scarlet macaws
listed as threatened. That revised
proposed rule also opened a 60-day
public comment period, which closed
on June 6, 2016.
Summary of Changes From the Revised
Proposed Rule
In this final rule, and based on public
comments, we incorporate additional
information regarding the distribution of
scarlet macaws in Mesoamerica (Mexico
and Central America). Specifically, we
include information pertaining to
reintroduction programs occurring
throughout the range of Ara macao
cyanoptera, and we include information
that indicates the populations in Costa
Rica in the northern DPS of the southern
subspecies of scarlet macaw (A. m.
macao) are likely increasing.
We also took into account the relevant
information from eBird into our analysis
regarding the distribution of the species.
Summary of Comments and
Recommendations
We reviewed all comments we
received from peer reviewers and the
public for substantive issues and new
information. All substantive information
from peer review and public comments
has been fully considered and is
incorporated into this final rule, where
appropriate.
We received 282 public comments
combined on the proposed and revised
proposed rules to list the scarlet macaw
under the Act during their respective
comment periods. Some of the
comments we received were similar to
comments that we received previously
for the proposed rule; therefore, we only
address these comments once in this
final rule. See the Substantive Changes
to the Proposed Rule section in the
revised proposed rule (81 FR 20302;
April 7, 2016).
The following section summarizes
information and issues raised in the
public comments and provides our
responses.
Comment (1): Several commenters
stated that listing the scarlet macaw will
hurt U.S. businesses such as aviculture,
pet food and supply companies, and
veterinarians.
Our Response: Determinations on
whether a species should be added to
the Federal Lists of Endangered and
Threatened Wildlife and Plants are
based on whether the species meets the
definition of ‘‘endangered species’’ or of
‘‘threatened species’’ in section 3 of the
Act. The Act directs the Service to make
these determinations solely on the basis
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of the best scientific and commercial
data available. Therefore, we may not
consider economic impacts when
determining the status of a species. We
understand that listing the scarlet
macaw will have an effect on those
involved in the pet bird industry,
especially bird breeders. The 4(d) rule
that we are putting in place streamlines
the permitting process by extending
certain prohibitions but deferring to
existing laws (CITES and the Wild Bird
Conservation Act (WBCA) that are
protective of scarlet macaws (A. m.
macao and subspecies crosses) in the
course of import and export and by not
requiring permits under the Act for
certain types of activities. Additionally,
we are not prohibiting the interstate
commerce of scarlet macaws (A. m.
macao and subspecies crosses) within
the United States (see 4(d) Rule, below).
Comment (2): Several commenters
stated that reducing the availability of
captive birds by listing the species
under the Act may lead to an increase
of wild-caught birds for the pet trade.
Our Response: We do not anticipate
that listing the scarlet macaw under the
Act will further reduce the availability
of captive birds or lead to an increase of
wild-caught birds for the pet trade. The
scarlet macaw is listed in Appendix I of
CITES, which is an international
agreement among governments to
ensure that the international trade of
CITES-listed plants and animals does
not threaten the survival of the species
in the wild. Trade must be authorized
through a system of permits and
certificates that are issued by the
designated CITES Scientific and
Management Authorities of each CITES
Party. For species included in CITES
Appendix I, international trade is
permitted only under exceptional
circumstances, which generally
precludes commercial trade. The United
States implements CITES through the
Act and our implementing regulations at
50 CFR part 23. It is unlawful for any
person subject to the jurisdiction of the
United States to engage in any trade in
any specimens contrary to the
provisions of CITES, or to possess any
specimens traded contrary to the
provisions of CITES, the Act, or our
implementing regulations at 50 CFR part
23. Protections for CITES-listed species
are provided independently of whether
a species is an endangered species or a
threatened species under the Act.
Two other laws in the United States
apart from the Act also already provide
protection from the illegal import of
wild-caught birds into the United States:
The WBCA and the Lacey Act (18 U.S.C.
42–43; 16 U.S.C. 3371–3378). The
WBCA ensures that exotic bird species
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are not harmed by international trade
and encourages wild bird conservation
programs in countries of origin. Under
the WBCA and our implementing
regulations (50 CFR 15.11), it is
unlawful to import into the United
States any exotic bird species listed
under CITES except under certain
circumstances. The Service may issue
permits to allow import of listed birds
for scientific research, zoological
breeding or display, cooperative
breeding, or personal pet purposes,
when the applicant meets certain
criteria (50 CFR 15.22–15.25). Under the
Lacey Act, in part, it is unlawful: (1) To
import, export, transport, sell, receive,
acquire, or purchase any fish, or wildlife
taken, possessed, transported, or sold in
violation of any law, treaty, or
regulation of the United States or in
violation of any Indian tribal law; or (2)
to import, export, transport, sell,
receive, acquire, or purchase in
interstate or foreign commerce any fish
or wildlife taken, possessed,
transported, or sold in violation of any
law or regulation of any State or in
violation of any foreign law. Similarly,
under the Lacey Act it is unlawful to
import, export, transport, sell, receive,
acquire, or purchase specimens of this
species traded contrary to CITES.
Based in large part on the protection
from illegal and legal trade afforded to
the scarlet macaw by CITES, the WBCA,
and the Lacey Act, the best available
data indicate that the current threat
from trade to the scarlet macaw stems
mainly from illegal trade in the
domestic markets within Central and
South America (Weston and Memon
2009, pp. 77–80; Shanee 2012, pp. 4–9).
Additionally, interstate commerce
within the United States is not a current
threat to the scarlet macaw and will not
affect any efforts to recover wild
populations. Therefore, we do not
anticipate that listing the scarlet macaw
under the Act will further reduce the
availability of captive-bred birds or lead
to an increase of wild-caught birds since
those birds are already regulated by
existing laws. This 4(d) rule, in large
part, adopts the framework of those
laws.
Comment (3): Several commenters
stated that at least 25 States adopt the
Federal Lists of Endangered and
Threatened Wildlife and Plants to their
State list, which they claim would make
it illegal to possess scarlet macaws or its
feathers. The commenters stated that
these laws do not include
‘‘grandfathering,’’ which means that
those who have scarlet macaws prior to
the listing and live in one of these States
would be in violation of the law
immediately once the listing is effective.
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Our Response: Ownership of a listed
species is not prohibited by the Act and
therefore, does not require a permit. We
further note that, under section 9(b)(1)
it is not unlawful to import or export a
scarlet macaw that was held in captivity
prior to the date of this final rule
provided that its holding was not in the
course of commercial activity. Further,
while we have certainly not conducted
an in-depth study on the various
provisions of state law, we observe that
under Article I of the United States
Constitution, retroactive application of a
law is permitted only in extraordinary
cases. Ex post facto laws (or laws that
criminalize conduct that was legal when
originally performed) are generally
prohibited. However, we acknowledge
that we have no discretion over
regulations that certain States
implement regarding federally listed
wildlife and plants.
Comment (4): A few commenters
stated that breeders and pet owners in
the United States have been supplying
feathers through sales or trade to Native
American artisans, and the Service
should find a way to accommodate
feather and art sales within the United
States because these artisans make
ceremonial products to support
themselves and their tribes.
Our Response: The 4(d) rule will
apply to all commercial and
noncommercial international shipments
of live and dead scarlet macaws, the
southern subspecies of A. m. macao and
subspecific crosses (A. m. macao and
A. m. cyanoptera), and their parts and
products, including the import and
export of personal pets and research
samples. In most instances, the 4(d) rule
adopts existing regulatory requirements
of CITES and the WBCA as the
appropriate regulatory provisions for the
import and export of scarlet macaws.
Under the 4(d) rule, a person may
deliver, receive, carry, transport, or ship
A. m. macao and subspecies crosses in
interstate commerce in the course of a
commercial activity, or sell or offer to
sell in interstate commerce without a
permit under the Act (see 4(d) rule,
below). Therefore, the 4(d) rule would
allow individuals to engage in certain
commercial activities with A. m. macao
and subspecies crosses that could
provide Tribal artisans materials to
make their products.
The 4(d) rule does not include
subspecies A. m. cyanoptera that is
listed as endangered, and therefore, all
the prohibitions of 50 CFR 17.31 apply
to this subspecies. While the Act does
not prohibit intrastate (within a state)
sale of a listed species, it does prohibit
interstate (between states) commercial
sale, unless a buyer obtains a permit.
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Permits for prohibited activities, such as
interstate sale, import and export, can
be issued for endangered species if the
activities enhance the propagation or
survival of the species in the wild.
Additionally, a breeder could obtain a
Captive-bred Wildlife Registration
(CBW), which would authorize
interstate commerce. However, it must
be shown that the sale enhances the
propagation or survival of the affected
species and the principal purpose is to
facilitate conservation breeding and not
for the sale of protected species as pets.
Comment (5): Several commenters
stated that the Endangered Species Act
is designed to protect domestic species
only, and listing scarlet macaws under
the Act does not address the main cause
of decline for the species, which is
habitat destruction in the species’ native
countries.
Our Response: The broad definitions
of ‘‘species,’’ ‘‘fish or wildlife,’’ and
‘‘plant’’ in section 3 of the Act do not
differentiate between species native to
the United States, species native to both
the United States and one or more other
countries, and species not native to the
United States. Further, sections
4(b)(1)(A) and 4(b)(1)(B)(i) expressly
require the Service to consider efforts by
a foreign nation prior to making a listing
determination. Additionally, the
findings and purposes at sections
2(a)(4), 2(a)(5), and 2(b) also speak to the
application of the Act to meet the
United States international
commitments under treaties and
conventions, and numerous provisions
of the Act and the implementing
regulations refer to foreign jurisdictions
(e.g., sections 8 and 8A of the Act, 50
CFR 424.11(e)). As such, we have no
basis to determine the protections of the
Act only apply to domestic species.
However, we acknowledge that we do
not have authority to directly regulate
activities in a foreign country that may
cause the species to be endangered or
threatened.
Comment (6): Several commenters
stated that there is no benefit to listing
scarlet macaws under the Act because
the species is already sufficiently
protected by CITES and the WBCA.
Our Response: The decision to list a
species under the Act is based on
whether the species meets the definition
of an endangered or threatened species
as defined under section 3 of the Act
and is made solely on the basis of the
best scientific and commercial data
available. The purpose of the WBCA is
to ensure that exotic bird species are not
harmed by international trade and
encourages wild bird conservation
programs in countries of origin. The
purpose of CITES is to ensure that
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international trade in plants and
animals does not threaten their survival
in the wild. Protection provided by
other laws, such as CITES and WBCA,
is taken into consideration when
determining the status of the species.
However, simply being protected by
these other laws does not preclude the
requirement to list and provide
additional protections under the Act
where the species meets the definition
of a threatened or endangered species.
Further, the standards for listing under
each legal regime are different, and the
protections afforded to species listed
under each legal regime are different,
though they can overlap in some
respects. While CITES regulates the
international trade of certain wildlife, it
has limited regulatory authority once
the species enters the United States for
activities that take place within the
United States, though there are
restrictions on use after import for some
specimens, especially Appendix I
specimens. Listing under the Act helps
ensure that the United States and its
citizens do not contribute to the further
decline of the species.
Conservation measures or benefits
provided to foreign species listed as
endangered or threatened under the Act
include recognition, requirements for
Federal protection, and prohibitions
against certain practices. Recognition
through listing results in public
awareness, and may encourage and
result in conservation actions by foreign
governments, Federal and State
governments, private agencies and
interest groups, and individuals.
Comment (7): Several commenters
noted that the International Union for
Conservation of Nature (IUCN) classifies
the scarlet macaw as ‘‘least concern;’’
and therefore, listing under the Act is
not warranted.
Our Response: The decision to list a
species under the Act is based on
whether the species meets the definition
of an endangered or threatened species
as defined under section 3 of the Act
and is made solely on the basis of the
best scientific and commercial data
available. The IUCN uses different
standards and criteria and the
designations are not interchangeable.
Within certain countries, particularly in
the range of A. m. cyanoptera, the
subspecies is considered in danger of
extinction or on a country’s list of
threatened or endangered species
(Government of Mexico 2010a, p. 64;
(Biodiversity and Environmental
Resource Data System of Belize 2012,
unpaginated; Meerman 2005, p. 30;
(Government of Guatemala 2001, p. 15;
Secretaria de Recursos Naturales y
Ambiente. 2008, p. 62). However,
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because of the relatively good status of
the species in the Amazon, which
accounts for the majority of the species
range and population, and the scarlet
macaw’s relative tolerance of degraded
and fragmented habitat (BLI 2011c,
unpaginated), we found the scarlet
macaw did not warrant listing under the
Act rangewide at the species level (A. m.
macao). The IUCN classified this
entity—the overall species—as ‘‘Least
Concerned.’’
Comment (8): A few commenters
questioned our decision in the revised
proposed rule to change the northern
DPS of the southern subspecies of
scarlet macaw (A. m. macao) from
endangered to threatened. The
commenters assert that because we
revised the boundaries and now
attribute the population on Isla Coiba,
Panama, to be part of the northern
subspecies (A. m. cyanoptera), the
decline in the number of known
populations for the northern DPS of
A. m. macao does not warrant a reversal
of the Service’s prior determination. It
indicates a reduction in the number of
populations; therefore, the DPS is now
at a greater risk of extinction.
Our Response: The northern DPS of
the southern subspecies, A. m. macao,
consists of two main populations in
Costa Rica, the Central Pacific Costa
´ rea de Conservacio´n Pacı´fico
Rica (A
Central (ACOPAC)) and South Pacific
´ rea de Conservacio´n Osa
Costa Rica (A
(ACOSA)) populations that are likely
stable or increasing Vaughan et al. 2005,
p. 128; Dear et al. 2010, p. 20;
Brightsmith 2016, in litt., pp. 10–13)
and consist of 1,000 to 2,000 birds; a
group of at least 14–25 birds in Palo
Verde (Brightsmith 2016, in litt., p. 14;
Dear et al. 2010, p. 8) in northwest Costa
Rica, along with scattered sightings of
scarlet macaws from Palo Verde
National Park south to Carara National
Park and throughout western
Guanacaste (Brightsmith 2016, in litt., p.
14); small groups of captive-released
birds in some locations within the Costa
Rica portion of the DPS; small
populations in northwestern Panama in
the Chiriquı´ province (Brightsmith
2016, in litt., p. 17; Sullivan et al. 2009,
unpaginated), and an unknown number
on the southern end of the Azuero
Peninsula of Veraguas, near Cerro Hoya
National Park (Brightsmith 2016, in litt.,
p. 17; Sullivan et al. 2009, unpaginated;
Rodriguez and Hinojosa 2010, in
McReynolds 2011, in litt., unpaginated);
and an unknown but likely small
number of birds in northwest Colombia.
Thus, although the two largest
populations currently appear to be
increasing and appear stable even with
ongoing poaching pressure, they both
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are small and their total range
represents only a portion of the range.
Northwest Colombia has large tracts of
suitable habitat capable of supporting a
population (although we have no
information about the current
population estimate for northwest
Colombia). However, because current
threats to scarlet macaws are ongoing,
enforcement of existing regulations is
inadequate, and the population sizes of
scarlet macaws in this region are small,
we reaffirm our determination that the
northern DPS of A. m. macao is
threatened in accordance with the
definition in the Act.
Comment (9): Several commenters
stated that by listing the northern
subspecies of scarlet macaw (A. m.
cyanoptera) as endangered, bird owners
will not be able to sell birds, and if they
cannot sell birds they will not breed
birds or will breed hybrids to get around
the listing. Thus, the gene pool for A. m.
cyanoptera will be reduced, if not be
eliminated.
Our Response: Commenters
responding to the 2012 proposed rule
(77 FR 40222; July 6, 2012) noted that
aviculturists have bred the species
without regard for taxa, resulting in
crosses of the two subspecies (A. m.
cyanoptera and A. m. macao).
Therefore, the best available information
indicates that pet scarlet macaws may
be bred with little regard for genetics
and include an unknown number of
subspecies crosses, regardless of
whether the species is listed under the
Act (Schmidt 2013, pp. 74–75). The Act
does not prohibit intrastate (within a
state) sale of a listed species so bird
owners could sell birds within state, but
because A. m. cyanoptera is listed as
endangered, interstate (between states)
commercial sale is prohibited without a
permit. We do not believe that the gene
pool will be reduced or eliminated
because while some scarlet macaws in
captivity in the United States will be a
mixture of subspecies, it is possible to
determine with genetic techniques
where individual scarlet macaws have
come from and whether or not they are
from one pure single subspecies or a
mix of subspecies (Brightsmith 2016, in
litt., p. 23).
Comment (10): Several commenters
stated that we dismiss the benefit of
captive-bred scarlet macaws, which may
be used to repopulate the population if
a major natural, biological, or manmade
disaster occurs in the native habitat of
the species, and to educate and raise
awareness for the species.
Our Response: We find that there is a
difference in conservation value
between captive-bred scarlet macaws
that are bred for the pet trade and those
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bred for potential release into the wild
and that are not in trade. We are not
aware of any evidence indicating that
release of pet or pet-trade scarlet
macaws benefits wild populations. Pet
scarlet macaws are poor candidates for
reintroduction programs because those
bred for the pet trade are bred with little
regard for genetics and include an
unknown number of subspecies crosses
(Schmidt 2013, pp. 74–75), pets
socialized with humans fail to act
appropriately with wild individuals
when released, and individuals held as
pets may pose a disease risk to wild
populations (Brightsmith et al. 2005, p.
471). However, scarlet macaws bred in
captivity for soft-release programs are
more appropriate than pet scarlet
macaws to contribute to the wild
population because of the breeding
techniques, decreased level of human
interaction, disease testing, and training
of these birds to survive on their own
in the wild upon release. Refer to
‘‘Reintroduction of Scarlet Macaws,’’
below, for examples of captive-bred
birds raised and released into the wild
to integrate with the wild populations of
scarlet macaws. These birds released
back into their native range and nearby
existing populations may increase the
overall population and contribute to the
long-term conservation of the species.
Comment (11): A few commenters
stated that the information used in the
proposed rule was outdated.
Our Response: The Service is required
by the Act to make determinations
solely on the basis of the best scientific
and commercial data available. We use
the existing information and are not
required to develop new data. We based
the proposed rule on all the information
we received following the initiation of
the status review for the scarlet macaw,
as well as all of the information we
found during our own research and that
received during the comment periods of
the 2012 proposed rule and 2016
revised proposed rule. The ‘‘best
available’’ information depends on
research being conducted in the field
and the availability of information and
may be more, or less, recent depending
on the efforts being conducted. After
publishing the proposed rule, we found
additional information that had become
available since the publication of the
proposed rule and reviewed information
that was submitted by the public,
including studies from a species expert
and conservation organizations within
the scarlet macaw’s range countries.
Comment (12): One commenter
claimed that the Service violated
mandatory statutory deadlines by
waiting nearly 4 years to take further
action on its original listing proposal
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and never formally invoking the legally
allowable 6-month extension.
Our Response: We acknowledge that
we failed to meet the statutory deadline
for this rulemaking. However, we are
obligated to make listing determinations
under the Act based on the best
available scientific and commercial
information. In our proposed rule (77
FR 40222; July 6, 2012), we found that
the northern subspecies of scarlet
macaw, A. m. cyanoptera, and the
northern DPS of the southern
subspecies, A.m. macao, were in danger
of extinction (an endangered species)
based on their populations sizes and the
magnitude of threats, such as loss of
habitat and poaching, within the
subspecies’ respective ranges. We also
found the southern DPS of the southern
subspecies, A. m. macao, not to be
warranted for listing under the Act.
During the public comment period on
the proposed rule, we received several
requests from the public to extend the
comment period. Additionally,
subsequent to the proposed rule, we
received new information from the
public and peer review, and we issued
a revised proposed rule (81 FR 20302;
April 7, 2016). As a result of this
information, we made five substantive
changes to our July 6, 2012, proposed
rule. Specifically, we: (1) Revised the
location of what we consider to be the
boundary between the northern
subspecies, A. m. cyanoptera, and the
northern DPS of the southern
subspecies, A. m. macao; (2) provided
additional information on A. m.
cyanoptera in northeast Costa Rica,
southeast Nicaragua, and Panama, and
reevaluated the status of the subspecies;
(3) provided additional information on
the northern DPS of A. m. macao,
reevaluated the status of this DPS, and
revised our proposed listing of this DPS
from endangered status to threatened
status; (4) added a proposal to treat the
southern DPS of A. m. macao and
subspecies crosses (A. m. cyanoptera
and A. m. macao) as threatened based
on similarity of appearance to A. m.
cyanoptera and to the northern DPS of
A. m. macao; and (5) added a proposed
rule under section 4(d) of the Act to
define activities that are necessary and
advisable for the conservation of scarlet
macaws listed as threatened and crosses
of the two scarlet macaw subspecies. We
then revised our determination for the
southern subspecies of A. m. macao in
consideration of the new information
and comments we received to conclude
that the northern DPS of A. m. macao’s
risk of extinction is not as imminent as
previously determined and that the
southern DPS of A. m. macao has
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similarity of appearance and will
therefore be treated at threatened. We
opened a new comment period to allow
the public the opportunity to submit
additional comments in light of the new
information and our revised
determinations. Thus, we have used this
time to consider and incorporate
complex data so that we may ensure our
rulemaking is based on the best
available information.
Comment (13): A few commenters
claimed that the Service offers no
explanation on how the proposed 4(d)
rule allowing all commercial and
noncommercial international shipments
of live or dead members of the southern
subspecies (A. m. macao) and
subspecies crosses (A. m. macao and
A. m. cyanoptera) can be effectively
limited to only those entities given the
similarity of appearance. The proposed
4(d) rule depends entirely on the ability
to differentiate between birds and
products made from their bodies, which
the Service has previously stated cannot
be done without genetic analysis.
Our Response: Scarlet macaw
subspecies, A. m. macao and A. m.
cyanoptera, primarily differ in the
coloration of their wing coverts (a type
of feather) and wing size. We recognize
that differences between A. m.
cyanoptera and A. m. macao are not
always apparent, particularly in birds
from the middle of the species’ range,
and evidence in trade is usually in the
form of partial remains, detached
feathers, and artwork incorporating their
feathers. Additionally, aviculturists
often breed species without regard to
their taxa. Thus, identification of the
subspecies or the geographic origin of
birds can be difficult or improbable
without genetic analysis.
The 4(d) rule allows a person to
import or export certain scarlet macaws
(A. m. macao and subspecies crosses
(A. m. macao and A. m. cyanoptera))
without a permit issued under the Act.
However, to import and export scarlet
macaws a person must follow
procedures and requirements of CITES
and the WBCA, as the 4(d) rule adopts
existing conservation regulatory
requirements of CITES as the
appropriate regulatory provisions for the
import and export of certain scarlet
macaws (see 4(d) Rule, below). Both
subspecies of the scarlet macaw are
listed in Appendix I of CITES, which
ensures that the international trade of
CITES-listed species does not threaten
the survival of the species in the wild.
Trade must be authorized through a
system of permits and certificates that
are issued by the designated CITES
Authorities of each CITES country. For
species included in CITES Appendix I,
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international trade is permitted only
under exceptional circumstances, which
generally precludes commercial trade.
Any scarlet macaws or parts in
international trade to the United States
would require documentation that
indicates the source and purpose of the
specimen or parts, and we identify
which countries the southern
subspecies (A. m. macao) and potential
subspecies crosses (A. m. macao and
A. m. cyanoptera) are located in the
wild. Birds from the two extremes of the
range (Mexico and the Amazon) are
morphologically discernable (Schmidt
2011, pers. comm.). However, we
recognize that it can be difficult to
differentiate between subspecies and
determine whether the specimen is part
of A. m. cyanoptera, and also requires
a permit under the Act. Over the last 20
years less than 200 entries in the LEMIS
(Law Enforcement Management
Information System) database were
scarlet macaw parts or unspecified, and
38 percent of the overall entries were
seized. Therefore, even if some parts are
difficult to determine which subspecies
of scarlet macaw without genetic
analysis, which would add considerable
cost and effort to law enforcement, the
quantity of scarlet macaw imports into
the United States is not extensive.
Comment (14): One commenter cited
Matuzak et al. (2008) for evidence that
scarlet macaws are willing to feed on
introduced species, which makes the
species less susceptible to loss of native
habitat. The commenter asserts that this
is one reason why we should not list
A. m. cyanoptera as endangered.
Our Response: The fact that scarlet
macaws consume nonnative species
does not change our determination that
A. m. cyanoptera is in danger of
extinction because of the extent of the
decline in the range and numbers of Ara
macao cyanoptera due to ongoing
habitat destruction and degradation,
poaching for the pet trade, the lack of
enforcement of existing regulatory
mechanisms addressing these threats,
and the small population sizes that
work in combination with the other
threats.
Comment (15): A few commenters
stated that threats to A. m. cyanoptera
have been reduced over the past decade
due to ongoing conservation efforts. The
commenters also assert that our
description of ‘‘extreme fragmentation
of habitat and population’’ is an
overstatement and habitat loss and
fragmentation do not threaten the
survival of A. m. cyanoptera. They
claim scarlet macaws can fly dozens to
hundreds of kilometers in a day and
generally overcome fragmentation of
populations; scarlet macaws use small
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protected areas with sufficient large
trees; and large areas of undisturbed
habitat exist in Northern Central
America. Thus, A. m. cyanoptera should
not be listed as endangered.
Our Response: Reintroduction
programs to introduce captive-bred
scarlet macaws into wild populations
have proven successful, especially
within the range of A. m. cyanoptera
(see ‘‘Reintroduction of Scarlet
Macaws,’’ below). Information provided
by a peer reviewer of the revised
proposed rule (81 FR 20302; April 7,
2016) indicates that the scarlet macaw is
likely increasing in numbers in the
border region on the Caribbean slope of
southeastern Nicaragua and
northeastern Costa Rica, as well as
showing an ability to inhabit humandisturbed habitats. However,
destruction of forest habitat is one of the
main causes of the decline of the scarlet
macaw in Mesoamerica (Comisio´n
Nacional Para el Conocimiento y Uso de
la Biodiversidad (CONABIO) 2011, p. 5;
Lezama 2011, pers. comm.; McGinley et
al. 2009, p. 11; Garcia et al. 2008, p. 50;
Hansen and Florez 2008, pp. 48–50;
Snyder et al. 2000, p. 150; Collar 1997,
p. 421; Forshaw 1989, p. 406; Ridgely
1981, pp. 251–253). The remaining
forest is fragmented and includes few
large tracts of forest habitat (Bray 2010,
pp. 92–93; Snyder et al. 2000, p. 150;
Wiedenfeld 1994, p. 101). Although
deforestation rates have declined in
Mesoamerica since 1990, they are still
very high (FAO 2010a, pp. 232–233;
Kaimowitz 2008, p. 487). Deforestation
is occurring in many areas within the
range of A. m. cyanoptera, including,
but not limited to, in Chiapas, Mexico,
western Pete´n in Guatemala; in the
Mosquitia region in eastern Honduras
and Nicaragua; and southeastern
Nicaragua (Kaimowitz 2008, p. 487;
Fagan et al. 2013, unpaginated; Chassot
and Monge-Arias 2012, p. 63; Chassot
and Monge-Arias 2011, p. 1; Chassot et
al. 2009, p. 9). Therefore, as discussed
in our July 6, 2012, and April 7, 2016,
proposed rules, and reaffirmed herein,
the low numbers of individuals of this
subspecies, fragmentation of its habitat
and population, and the substantial
threats of habitat loss and poaching
acting on this subspecies throughout its
range place it in danger of extinction at
this time.
Comment (16): One commenter
disagrees with our determination that
disease could be introduced through
reintroduction programs that may affect
wild populations of scarlet macaws. The
commenter stated that disease does not
pose a risk to wild populations,
especially in northern Central America,
and cited Boyd and McNab 2008.
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Our Response: We are not aware of
any information indicating that disease
poses a significant threat to the species,
especially in northern Central America.
The risk of introducing diseases into
wild populations increases when a large
number of birds are introduced
annually, but this is cost-prohibitive
and unlikely (Boyd and McNab 2008, p.
vii). Generally speaking, disease risk is
small because the probable frequency of
occurrence is low (Clum 2008, p. 79). As
long as adequate disease testing is
performed, and there are existing
protocols for minimizing the threat of
introducing exogenous diseases (i.e.,
diseases that originate outside of the
organism) into wild populations, the
birds for release could come from
multiple suitable sources (Boyd and
McNab 2008, p. vii, Boyd et al. 2008, p.
112).
Comment (17): Some commenters
disagreed with proposing a 4(d) rule
that would allow the import and export
of captive-bred scarlet macaws and
interstate commerce without a permit.
Our Response: The Act does not
prohibit these activities for threatened
species. However, under 4(d), we may
extend some or all of the prohibitions of
9(a)(1) to threatened species and are
exercising our authority to do so here.
We assessed the conservation needs of
the scarlet macaw in light of the broad
protections provided to the species
under CITES and the WBCA. The best
available data indicate that the current
threat of trade to the scarlet macaw
stems mainly from illegal trade in the
domestic markets of Central and South
America (Weston and Memon 2009, pp.
77–80; Shanee 2012, pp. 4–9).
Accordingly, we find that adopting the
import and export prohibitions of
9(a)(1), which extend only to the
jurisdiction of the United States, would
not regulate such activity and is not
likely to impact the species status.
Additionally, because interstate
commerce within the United States has
not been found to threaten the scarlet
macaw or affect efforts at recovery of
wild populations, and international
trade of this species is regulated under
CITES, we do not find it necessary to
regulate such activity for this species.
Therefore, we find the 4(d) rule contains
all the prohibitions and authorizations
necessary and advisable for the
conservation of the species.
Comment (18): One commenter
asserts that the Service’s statement that
northwest Colombia has large tracts of
forest suitable for supporting a presently
unknown scarlet macaw population and
could contribute to the resiliency and
redundancy of the DPS is both
speculative, because it is unknown if
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scarlet macaws presently exist there,
and is undercut by the finding that
deforestation is ongoing and expected to
continue in this area.
Our Response: The scarlet macaw was
reported to occur in relatively small
areas outside the Amazon, including
west of the Andes in northwest
Colombia (Hilty and Brown 1986, p.
200). The best available information
indicates that the population in
northwest Colombia faces significant
ongoing threats and may be potentially
extirpated from this region (Donegan
2013, in litt.; Ellery 2013, in litt.;
McMullen 2010, p. 60). However,
although no current population
estimates are available, this region is
reported to have large tracts of forest
suitable for supporting scarlet macaws
(Ortega and Lagos 2011, p. 82; Salaman
et al. 2009, p. 21). While the commenter
did not provide any additional
information to their concern, the
information that this region is reported
to have large tracts of suitable habitat
was not a focus of our status
determination regarding the status of the
population of A. m. macao.
Comment (19): A few commenters
provided new information concerning
reintroduction efforts in the native range
of A. m. cyanoptera and the northern
DPS of A. m. macao. These commenters
encouraged us to incorporate
information about reintroduction
programs into our final rule. The
commenters claimed that positive
information, such as captive-breeding
and release programs that are occurring
throughout the species’ range, are
discounted compared to negative
information, such as threats, on
population status. They encouraged the
Service to equally consider information
for and against endangerment, including
the potential uses of captive birds in
conservation.
Our Response: Captive-bred birds
released back into their native ranges
and nearby existing populations have
the potential to increase the overall
population in the wild and contribute to
the long-term conservation of the
species, although the success of
reintroduced scarlet macaws partly
depends on the methods used to raise
and release captive-bred birds into the
wild. We have incorporated this
information in our analysis and
included a description of the
reintroduction efforts for A. m.
cyanoptera and A. m. macao in their
respective ranges. See ‘‘Reintroduction
of Scarlet Macaws,’’ below.
Comment (20): One commenter claims
that listing of the southern DPS of A. m.
macao based on similarity of
appearance alone is not warranted in
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the absence of any potential threat to
wild populations. The movement of the
southern DPS of A. m. macao would be
subjected to extensive permitting and
reviews under CITES and the WBCA, so
listing it under the Act would provide
little extra protection.
Our Response: During the public
comment period for the proposed rule
(77 FR 40222; July 6, 2012), we received
additional information supporting a
similarity of appearance listing for the
southern DPS of A. m. macao and
scarlet macaw subspecies crosses
between A. m. cyanoptera and A. m.
macao, which we incorporated into the
revised proposed rule (81 FR 20302;
April 7, 2016) and carry forward in this
final rule. Because it can be difficult to
visually differentiate between the two
subspecies and this difficulty is an
additional threat for the northern DPS of
A. m. macao, we determined that
treating the southern DPS of A. m.
macao under the Act’s section 4(e)
similarity of appearance provisions will
substantially facilitate law enforcement
actions to protect and conserve scarlet
macaws. Extending the protections of
the Act to the similar entities through
this listing of those entities due to
similarity of appearance under section
4(e) of the Act and providing applicable
prohibitions and exceptions in a rule
issued under section 4(d) of the Act will
provide greater protection to A. m.
cyanoptera and the northern DPS of
A. m. macao. For these reasons, we are
treating the southern DPS of A. m.
macao as threatened due to the
similarity of appearance to the northern
DPS of A. m. macao, pursuant to section
4(e) of the Act. Furthermore, simply
being protected by CITES and the
WBCA does not preclude the need to
list and provide additional protections
under the Act. Listing under the Act
helps ensure that the United States and
its citizens do not contribute to the
further decline of the species.
Background
Section 4 of the Act (16 U.S.C. 1533)
and the implementing regulations in
part 424 of title 50 of the Code of
Federal Regulations (50 CFR part 424)
set forth procedures for adding species
to, removing species from, or
reclassifying species on the Federal
Lists of Endangered and Threatened
Wildlife and Plants. The Act defines
‘‘endangered species’’ as any species
that is in danger of extinction
throughout all or a significant portion of
its range (16 U.S.C. 1532(6)), and
‘‘threatened species’’ as any species that
is likely to become an endangered
species within the foreseeable future
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throughout all or a significant portion of
its range (16 U.S.C. 1532(20)).
We summarize below the information
on which we based our final
determination and evaluation of the five
factors provided in section 4(a)(1) of the
Act. We are also adopting a rule
authorized under section 4(d) of the Act
for the scarlet macaw to further its
conservation. We find this rule contains
the prohibitions and authorizations
necessary and advisable for the
conservation of the scarlet macaw.
Species Information
Species Description
The scarlet macaw (Ara macao) is one
of several large neotropical parrot
species commonly referred to as
macaws. They measure 84–89
centimeters (33–35 inches) in length,
weigh 900–1490 grams (2.0–3.3
pounds), and are one of the larger
macaws (Collar 1997, p. 421). Scarlet
macaws are brilliantly colored and
predominantly scarlet red; most of the
head, body, tail, and underside of the
wings are red. Color on the upper side
of the wing appears generally as bands
of red, yellow, and blue, with varying
amounts of green occurring between the
yellow and blue band. Lower back,
rump, and tail coverts (upper tail
feathers) are blue. The species has large
white, mostly bare facial patches on
either side of its bill. The upper bill is
a light, whitish color, whereas the lower
bill is black. The sexes are similar, and
immature birds are similar to adults,
except immature birds have shorter tails
(Collar 1997, p. 421; Wiedenfeld 1994,
p. 100; Forshaw 1989, pp. 404, 406).
Taxonomy
The scarlet macaw was first described
in 1758, by Linnaeus (Collar 1997,
p. 421; Wiedenfeld 1994, p. 99). In 1994,
the subspecies Ara macao cyanoptera,
was separated from the originally
described taxon (or nominate form),
A. m. macao (Wiedenfeld 1994, entire).
Ara macao cyanoptera occurs from
southern Mexico south to central
Nicaragua. Birds from southern
Nicaragua to northern Costa Rica
represent a zone of intergradation
between the two forms; the nominate
form (A. m. macao) occurs from this
zone southward through the South
American range of the species
(Wiedenfeld 1994, pp. 100–101). Ara
macao cyanoptera is different from A.
m. macao in size and wing color; A. m.
cyanoptera is larger than A. m. macao,
with significantly longer wing lengths;
and the yellow wing coverts that are
tipped in blue have no green band
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separating the yellow and blue as in
A. m. macao.
The subspecies classification
described by Wiedenfeld (1994, entire)
is used in the scientific community and
the subspecies are recognized by the
Integrated Taxonomic Information
System (ITIS) as valid taxa (ITIS 2011,
unpaginated). The subspecies
classification is supported by genetic
analyses (Schmidt 2011, pers. comm.;
Schmidt and Amato 2008, pp. 135–137).
Schmidt (2013) represents the only
spatial analysis of scarlet macaw genetic
variation across the historical range of
the species, and we consider this study
to be the best available information on
the range of the two subspecies.
Therefore, the mainland Central
America boundary between A. m.
cyanoptera and A. m. macao is the
central mountain range of Costa Rica,
with A. m. cyanoptera found on the
Caribbean (eastern) slope of the country
and A. m. macao on the Pacific
(western) slope. Additionally, scarlet
macaws on Isla Coiba are likely to be the
subspecies A. m. cyanoptera.
Consequently, we consider scarlet
macaws in Mexico, Guatemala,
Nicaragua, Honduras, the Caribbean
slope of Costa Rica, and Isla Coiba in
Panama to be A. m. cyanoptera. We
consider birds on the Pacific slope of
Costa Rica and southward through the
remainder of the species’ range in South
America to be A. m. macao (see Figure
1, below).
The data also show genetic
differentiation between A. m. macao
that occur on either side of the Andes
in South America, indicating two
populations: One consisting of birds
west of the Andes in northwest
Colombia, mainland Panama, and
Pacific slope of Costa Rica; and the
other population consisting of birds east
and south of the Andes and throughout
the species’ South American range
(Schmidt 2011, pers. comm.).
Range
The range of the scarlet macaw is the
broadest of all the macaw species
(Ridgely 1981, p. 250). Extending from
Mexico southward to central Bolivia
and Brazil, it covers an estimated
7,030,975–10,200,000 square kilometers
(km2) (2,714,675–3,938,242 square miles
(mi2)) (BirdLife International (BLI) 2018,
unpaginated; Vale 2007, p. 112). The
majority (83 percent) of the species’
range lies within the Amazon Biome of
South America (BLI 2011a, unpaginated;
BLI 2011b, unpaginated; BLI 2011c,
unpaginated).
Historically, the range of the scarlet
macaw included the southern portion of
the Mexico state of Tamaulipas
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southward through the states of
Veracruz, Oaxaca, Tabasco, Chiapas,
and Campeche; all of Belize; the Pacific
and Caribbean slopes of Guatemala,
Honduras, Nicaragua, El Salvador, and
Costa Rica; the Pacific slope of Panama
and Costa Rica; the Magdalena Valley in
Colombia; and that part of South
America within Colombia, Ecuador,
Peru, Venezuela, Suriname, Guyana,
French Guiana, and Bolivia and Brazil
as far south as Santa Cruz and northern
Mato Grosso, respectively (Wiedenfeld
1994, pp. 100–101; Forshaw 1989, p.
406; Ridgely 1981, p. 250; In˜igo-Elias
2010, p. 8). Some authors report the
native range of the species to include
Trinidad and Tobago (BLI 2011d,
unpaginated; Forshaw 1989, p. 406).
However, the historical record consists
of only two questionable site records of
the species in Trinidad and Tobago
(Forshaw 1989, p. 407; French 1973, p.
76). The species may occur in that
country as a very occasional vagrant or
an escapee from captivity (Forshaw
1989, p. 407).
The scarlet macaw’s range in
Mesoamerica (Mexico and Central
America) has been reduced and
fragmented over the past several
decades primarily as a result of habitat
destruction and harvesting the species
for the pet trade (Vaughan et al. 2003,
pp. 2–3; Collar 1997, p. 421; Wiedenfeld
1994, p. 101; Snyder et al. 2000, p. 150).
It has been extirpated from almost all of
its former range in Mexico, all of its
former range in El Salvador, and much
of its former range throughout Central
America.
Currently, in Mesoamerica, the A. m.
cyanoptera occurs in the Maya Forest
region of eastern Chiapas, in Mexico,
western Pete´n, in northern Guatemala,
and Chiquibil, in southwest Belize; in
the Mosquitia region of eastern
Honduras and Nicaragua; in the border
region of southeastern Nicaragua and
northeastern Costa Rica near the Rio San
Juan (San Juan River); the A. m. macao
occurs in Palo Verde in northwestern
Costa Rica; Carara National Park and
surrounding area, in west-central Costa
Rica; the Osa Peninsula and
surrounding area, Costa Rica; and in
western border region of Panama and
Costa Rica in the Chiriquı´ province and
on the southern end of the Azuero
Peninsula and Isla Coiba, Panama. In
South America, the A. m. macao occurs
in small areas outside the Amazon west
of the Andes in northwest Colombia and
in parts of several northern Venezuelan
states. Within the Amazon, the scarlet
macaw still occurs over much of its
historical range (see Figure 1, below).
Distribution and Abundance
cyanoptera (occurring from southern
Mexico to Nicaragua and Isla Coiba,
Panama), and 1,000 A. m. macao
(northern DPS and occurring in Costa
Rica and mainland Panama)
(Wiedenfeld 1994, p. 102). More
recently, the current population of A. m.
cyanoptera was estimated to be fewer
than 1,000 birds (McNab 2009, p. 1).
The known populations of scarlet
macaw in their range countries are
described below (see Table 1). All the
Using 1992 estimates from Honduras,
and extrapolating from these estimates,
the total number of scarlet macaws in
Mesoamerica is approximately 5,000
birds, consisting of 4,000 A. m.
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population estimates are of birds, except
Mexico, in which breeding pairs were
estimated.
TABLE 1—SCARLET MACAW POPULATIONS THROUGHOUT ITS RANGE
[Estimates are individuals unless otherwise stated]
Population range country
Population name
Ara macao cyanoptera:
Southeast Mexico ........................................
Population estimates
∼50; < 200 breeding pairs.
Guatemala ...................................................
Belize ...........................................................
Eastern Honduras, Northeastern Nicaragua
upper Rio Uxpanapa region; Usamacinto Watershed—Eastern
Chiapas,
Mexico,
Lacando´n Forest.
Northern Pete´n .................................................
Chiquibul ..........................................................
Mosquitia Region .............................................
Southeast Nicaragua Border and Northeast
Costa Rica.
Isla Coiba, Panama .....................................
Rio San Juan (San Juan-La Selva/San JuanEl Castillo).
Isla Coiba .........................................................
Total A. m. cyanoptera .........................
Ara macao macao Northern DPS:
Cerro Hoya National Park ...........................
Costa Rica ...................................................
Costa Rica ...................................................
Northwest Colombia ....................................
..........................................................................
2,000–3,000.
Mainland Panama ............................................
Central Pacific Conservation Area (ACOPAC)
Osa Conservation Area (ACOSA) ...................
Northwest Colombia .........................................
<25.
∼450.
800–1,200; up to 2,000.
unknown.
Total A. m. macao Northern DPS ........
..........................................................................
1,000–2,000.
Total Mesoamerica .......................
Ara macao macao Southern DPS:
Amazon, south and east of the Andes
Mountains (Colombia, Ecuador, Peru,
Venezuela, Suriname, Guyana, French
Guiana, and Bolivia and Brazil).
..........................................................................
3,000–5,000.
Amazon ............................................................
15,000–45,000.
..........................................................................
∼20,000–50,000.
Total Ara macao ...................................
Mesoamerica
Mexico, Guatemala, and Belize (Maya
Forest) (A. m. cyanoptera)
Described as previously abundant in
Mexico (CONABIO 20l1, p. 2) and
numbering in the many thousands
(Patten et al. 2010, p. 30), the A. m.
cyanoptera is now reported to occur in
only two small populations in Mexico.
One population occurs in the upper Rio
Uxpanapa region near San Francisco La
Paz in Oaxaca (Inigo-Elias 1996, pp. 16–
17). Citing several sources, Inigo-Elias
(2010, unpaginated) and McReynolds
(2011, in litt., unpaginated) indicate that
the upper Uxpanapa River population
consists of possibly 50 scarlet macaws.
It is possible that the species may occur
seasonally in this area (Peterson et al.
2003, p. 232). The second population
that occurs in Mexico is along the
southern Mexico and Guatemala border
area of eastern Chiapas, and is discussed
below.
Within the tri-national region of
southern Mexico, northern Guatemala,
and Belize, the species occurs in three
small populations or subpopulations: (1)
In the Usamacinto watershed in eastern
Chiapis, Mexico, located in the
Lacandon forest that is within the Maya
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Forest, which is the largest remaining
expanse of tropical rainforest in the
Americas (The Nature Conservancy
2018, unpaginated), and includes the
Montes Azules Biosphere Reserve
(approximately 3,000 km2 (1,158 mi2),
several smaller protected areas, and the
municipality of Maques de Commillas
(United Nations Educational, Scientific,
and Cultural Organization (UNESCO)
2012a, unpaginated; McReynolds 2011,
in litt.; Enriquez et al. 2009, p. 13;
Castillo-Santiago et al. 2007, pp. 1215,
1217; Inigo-Elias 1996, pp. 16–17, 23);
(2) in the western Department of Pete´n
in northern Guatemala, primarily in the
Maya Biosphere Reserve (MBR) (Garcia
et al. 2008, pp. 49–64; McNab 2009, p.
1); and (3) in southwest Belize, where it
is known to breed only in the Chiquibul
region, which includes Chiquibul
National Park and other protected areas
(Salas and Meerman 2008, p. 42).
Based on field studies conducted from
1989 to 1993, it was estimated that
probably fewer than 200 breeding pairs
exist within Mexico’s Usamacinto
watershed (In˜igo-Elias 1996, pp. 96–97).
In Guatemala, the population is
estimated at 150 to 250 birds (McNab
2008, p. 7; Wildlife Conservation
Society Guatemala 2005, in McReynolds
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150–250.
60–219.
Honduras: 1,000–1,500; Nicaragua: <100–
700.
possibly >200.
100–200.
2011, in litt., unpaginated; McNab 2009,
p. 1). Estimates from Belize vary from 60
to 219 individuals, but based on field
observations in 2009, the current Belize
population is estimated at 200
individuals (McReynolds 2011, in litt.,
unpaginated). However, the total
population in the tri-national Maya
region (Mexico, Guatemala, and Belize),
based on habitat modeling and current
threats, was estimated to be 399
individuals—137 in Mexico, 159 in
Guatemala, and 103 in Belize (Garcia et
al. 2008, pp. 52–53).
Populations in Mexico, Guatemala,
and Belize are described as not being
completely isolated from one another. It
is likely that the population in western
Pete´n, Guatemala, and the population in
southeastern Mexico are connected
because there is continuous habitat and
the birds from Guatemala, when they
disperse in the non-breeding season, are
known to go to the west of their
breeding grounds (Brightsmith 2016, in
litt. p. 8). In a radio telemetry study, a
fledgling radio-tagged in Guatemala flew
130 km (81 mi) to Mexico in one day
(McReynolds 2011, in litt.,
unpaginated). In addition, studies
provide evidence of gene flow between
nest sites in Guatemala and Belize, and
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high levels of genetic diversity in the trinational region (Schmidt and Amato
2008, p. 137). However, the Belize
population may be more isolated from
the Guatemala and Mexico populations
because the area between these
populations is well covered by eBird
observers and no scarlet macaws have
been seen even though there is highquality habitat (Brightsmith in litt. 2016,
unpaginated).
Honduras (A. m. cyanoptera)
The scarlet macaw was widespread in
Honduras, occurring in the arid
lowlands of the Pacific slope and the
interior below 1,100 m (3,609 ft), as well
as in the Caribbean lowland rainforest
(Monroe 1968, p. 139). The scarlet
macaw may have had a distribution over
60 percent of the national territory at the
end of the 19th century (Monroe 1968,
p. 139; Portillo Reyes et al. 2010, p. 69).
Currently, the scarlet macaw is
restricted to the Mosquitia region,
which is a region of extensive forest
straddling the southeastern Hondurasnortheastern Nicaragua border
(Wiedenfeld 1994, pp. 101–102; Portillo
Reyes 2005, p. 71). This region includes
several thousand square kilometers in
protected areas, such as the Pla´tano
Biosphere Reserve (5,000 km2 (1,931
mi2)) Reserva de la Biosfera Tawahka
(Tawahka Biosphere Reservation) (2,500
km2 (965 mi2)), the Parque Nacional
Patuca (Patuca National Park) (3,755
km2 (1,450 mi2)) in Honduras, and the
Bosawa´s Biosphere Reserve (21,815 km2
(8,423 mi2)) in neighboring Nicaragua
(UNESCO 2012b, unpaginated; UNESCO
2012c, unpaginated; Vallely et al. 2010,
p. 52).
The total population of Honduras was
estimated at 1,000 to 1,500 birds in
1992, reportedly occurring in the Colo´n
area and provinces of Olancho and
Gracias a Dios that are in the Mosquitia
region of Honduras (Wiedenfeld 1994,
pp. 101–102). An estimate of scarlet
macaws in the Rus Rus area of the
Honduran Mosquitia (Rus Rus is in the
province of Gracias a Dios) was 1,000 to
1,500 birds (McReynolds 2011, in litt.,
unpaginated). However, this estimate
was based on the assumption that all the
chicks reported as poached by Portillo
Reyes et al. (2004, in McReynolds 2011,
in litt., unpaginated) would fledge and
assumed a 20 percent reproductive
success rate. There are no population
estimates for the Rı´o Patuca and Rı´o
Pla´tano areas, though there have been
flocks as large as eight counted on the
Rı´o Pla´tano (Gallardo 2002, in
McReynolds 2011, in litt., unpaginated).
The most recent information indicates
that loss of habitat and demand for the
pet trade pose a substantial threat for
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the species in this region (Portillo Reyes
2005, in Portillo Reyes et al. 2010, p. 6;
Brightsmith in litt. 2016, p. 8).
Nicaragua (A. m. cyanoptera)
Scarlet macaws in eastern Nicaragua
along the Caribbean slope were
estimated to be 1,500 to 2,500 birds in
1995 (Wiedenfeld 1995, in Snyder et al.
2000, p. 150). However, the species was
not detected during either of two
national surveys of parrots conducted in
1999 and 2004 (Lezama et al. 2004, p.
102; McReynolds 2011, in litt.,
unpaginated). Some estimates predict
up to 700 birds in this region of
Nicaragua; groups of 30 to 40 scarlet
macaws are frequently reported in the
Rı´o Coco area (Lezama 2011, pers.
comm., in McReynolds 2011, in litt.,
unpaginated), which forms the border
with Honduras. Others consider the
number in eastern Nicaragua to be fewer
than 100 birds (Feria and de los
Monteros 2007, in McReynolds 2011, in
litt., unpaginated)). The only scarlet
macaws on the Pacific slope of
Nicaragua are confined to Cosigu¨ina
Volca´n Nature Preserve, with
approximately 20 to 50 birds (Bjork
2008, p. 15; Lezama 2011, pers. comm.,
in McReynolds 2011, in litt.,
unpaginated).
Costa Rica (A. m. cyanoptera and A. m.
macao)
Scarlet macaws (A. m. cyanoptera)
occur in southeastern Nicaragua and
northeastern Costa Rica on both sides of
the border. This region consists of the El
Castillo-San Juan-La Selva Biological
Corridor that is located on both sides of
the Rı´o San Juan (San Juan River)
(Monge et al. 2012, p. 6), which
separates Nicaragua and Costa Rica. In
2004, several groups of scarlet macaws
were reported in the Rı´o San Carlos area
close to the border with Nicaragua, in
what is now designated as Maquenque
National Wildlife Refuge (Refugio
Nacional de Vida Silvestre mixto
Maquenque), which also abuts the Indio
Maı´z Biological Reserve in Nicaragua
(Chassot and Monge-Arias 2004, pp. 12–
13; Chassot 2011, pers. comm.).
Multiple scarlet macaws were observed
flying from Nicaragua over the Rı´o San
Juan into Costa Rica (Chassot and
Monge-Arias 2004, pp. 12–13).
Evidence of scarlet macaws in
northeast Costa Rica obtained during
several years of research on great green
macaws (Ara ambiguus) indicates that
scarlet macaws in this region are
increasing (Chassot and Monge-Arias
2004, pp. 12–13; Brightsmith 2012, in
litt., unpaginated). During the 2009
scarlet macaw breeding season, an
intensive search for scarlet macaw nests
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6287
was conducted on both sides of the Rı´o
San Juan as part of a larger study to
quantify and characterize nests of both
scarlet and great green macaws (Monge
et al. 2012, entire). They found six
scarlet macaw nests (five in Costa Rica,
one in Nicaragua). The scarlet macaw
has recently expanded its range
southward to La Selva Biological
Station, which is approximately 35–40
km (15–18 miles) south of the Rı´o San
Juan, and sightings of scarlet macaws
have increased in the region
(Brightsmith 2016, in litt., p. 5; Sullivan
et al. 2009, unpaginated). Scarlet
macaws were absent from this station
since it was established in the 1960s,
but they have been observed breeding
on adjacent land since the mid-2000s
(Brightsmith 2012, in litt., unpaginated).
Approximately 50 scarlet macaws occur
in Maquenque National Wildlife Refuge
in northeast Costa Rica (Penard et al.
2008, in McReynolds 2011 in litt.,
unpaginated). There are no density
estimates of scarlet macaws from this
area, but based on the density reported
for great green macaws (0.07 birds per
km2) in an area of 3,000 km2 (1,158
mi2), there could be more than 200
scarlet macaws in northeastern Costa
Rica (Brightsmith in litt. 2016, p. 6;
Brightsmith 2012, in litt., unpaginated).
Scarlet macaws were described as
having previously occurred in tropical
wet and dry forests throughout most of
Costa Rica (Vaughan et al. 1991,
abstract), while Ridgely (1981, p. 252)
describes the species as having always
occurred primarily on the Pacific slope
of the country. Aside from the birds in
northeastern Costa Rica, the scarlet
macaw (A. m. macao) occurs in two
viable populations on the Pacific slope:
In the ACOPAC in the region of Carara
National Park, which contains
approximately 450 birds (Arias et al.
2008, in McReynolds 2011, in litt.); and
in Costa Rica’s Osa Conservation Area
(ACOSA) in the region of Corcovado
National Park and the Osa Peninsula,
which contains between 800 and 1,200,
but possibly up to 2,000 birds (Dear et
al. 2005 and Guzman 2008, in
McReynolds 2011, in litt.). However,
based on plausible regional estimates,
the population for the entire country is
approximately 1,800 birds (McReynolds
2011, in litt., unpaginated).
By all indications, the scarlet macaw
(A. m. macao) has been expanding from
the traditional stronghold in and around
Carara National Park (Brightsmith 2016,
in litt., p. 11). Since 2013, scarlet
macaws in groups of up to 30, along
with pairs during the height of the
breeding season, were observed
hundreds of times down the coast and
approximately 70 km (43 mi) south of
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the point where the census is usually
conducted. In addition, scarlet macaws
from the areas immediately to the
northwest of Carara have been reported.
Scarlet macaws may frequently pass
through these areas but may not be
present continuously or at high
densities (Brightsmith 2016, in litt., p.
12). The nearest areas with repeated
sightings of the species are Ensenada
Lodge at 60 km (37 mi) north of the
census location for Carara; 40 km (25
mi) from the small population of 14–25
birds in Palo Verde (Brightsmith 2016,
in litt., p. 12; Dear et al. 2010, p. 8); and
60 km (37 mi) from the core of the
ACOPAC population. This site has 16
sightings, with 13 since 2012, and group
sizes have been small (1 to 4). But it is
unclear what the source of these birds
may be; they could be escaped or
released birds, or could be natural
dispersers from either the Palo Verde or
ACOPAC populations (Brightsmith
2016, in litt., p. 14). Because there have
been scattered sightings of scarlet
macaws from Palo Verde National Park
south to Carara National Park and
throughout western Guanacaste, the
birds near Palo Verde are no longer
considered completely isolated
(Brightsmith 2016, in litt., p. 14).
However, evidence to support
successful expansion and establishment
to the north is weak (Brightsmith 2016,
in litt., p. 13).
The ACOSA population is
simultaneously expanding up the coast
from the south, so sightings of scarlet
macaws between the ACOPAC and
ACOSA may represent individuals from
either of the populations. In fact, birds
were reported to occur in a 50-km (31mi) area, which is the midpoint between
the two populations (Brightsmith 2016,
in litt., p. 11). Moreover, 85 percent of
residents interviewed in 2005 believed
scarlet macaws were more abundant
than 5 years prior, suggesting this
population may be increasing (Dear et
al. 2010, p. 10). However, it is difficult
to distinguish between expansion of the
ACOPAC population to the south and
the expansion of the ACOSA population
to the north (Brightsmith 2016, in litt.,
p. 11).
Panama (A. m. macao)
The scarlet macaw was once
described as almost extinct on the
mainland of Panama, but abundant and
occurring in substantial numbers on Isla
Coiba, which once was a penal colony
where settlement and most hunting was
prohibited (Ridgely 1981, p. 253). More
recent information on distribution and
abundance in the country indicates that
mainland Panama has very few scarlet
macaws (McReynolds 2011, in litt.,
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unpaginated). In 1998, there were
sporadic sightings of scarlet macaws in
the western border region of Panama
and Costa Rica, in the area of the upper
Rı´o Corotu (or Rı´o Bartolo Arriba) near
Puerto Armuelles in the Chiriquı´
province (Burica Press 2007,
unpaginated; McReynolds 2011, in litt.,
unpaginated). A few (fewer than 10)
scarlet macaws were observed in 2015,
in northwestern Panama, near
Querevalo and also in the Chiriquı´
province (Brightsmith in litt. 2016, p.
17; Sullivan et al. 2009, unpaginated),
but it is uncertain if these birds were
wild or escaped captively-raised birds
dispersing south from a reintroduction
program at Tiskita, Costa Rica
(Brightsmith 2016, in litt., p. 17) (see
‘‘Reintroduction of Scarlet Macaws,’’
below). Additionally, there is a small,
but unknown, number on the southern
end of the Azuero Peninsula of
Veraguas, near Cerro Hoya National
Park, Tonosi Forest Reserve, and farther
to the east (Brightsmith 2016, in litt., p.
17; Sullivan et al. 2009, unpaginated;
Rodriguez and Hinojosa 2010, in
McReynolds 2011, in litt., unpaginated).
The current population of scarlet
macaws in Panama is likely less than
200, with the vast majority of the
population occurring on Isla Coiba
(Keller and Schmitt 2008, in
Brightsmith 2012, in litt. and
McReynolds 2011, in litt., unpaginated).
South America (A. m. macao)
Within South America, the scarlet
macaw occurs primarily in the Amazon
Biome, which overlaps eastern
Colombia, Venezuela, Guyana,
Suriname, French Guyana, northeast
Ecuador, eastern Peru, northern Bolivia,
and most of Brazil (collectively referred
to as the Amazon in this document) (BLI
2011a, unpaginated; In˜igo-Elias 2010,
unpaginated; Juniper and Parr 1998, p.
425; Collar 1997, p. 421; Forshaw 1989,
pp. 406–407). The Amazon comprises
approximately 83 percent of the species’
entire range (BLI 2011c, unpaginated).
The scarlet macaw is also reported to
occur in relatively small areas outside
the Amazon, including west of the
Andes in northwest Colombia (Hilty and
Brown 1986, p. 200) and in parts of
several northern Venezuelan states
(Hilty 2003, p. 327).
We are aware of little recent
information on local (country, region)
populations within South America. The
only local population estimate we are
aware of includes the Tambopata
Province of Peru (Lloyd 2004, p. 270).
Using density estimates calculated from
field counts in different forest types,
and area of forest cover presented in
Kratter (1995, in Lloyd 2004, p. 269), the
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Tambopata population was calculated to
number from 4,734–24,332 individuals.
The population of scarlet macaws in
Peru is adjacent to large populations in
adjacent Ecuador, Brazil, Bolivia, and
Colombia (Brightsmith 2009, in litt.,
unpaginated). Therefore, the total
individuals could represent scarlet
macaws from more than just Peru.
The remaining information on the
species’ populations in South America
is qualitative. In Colombia, the species
is believed to occur west of the Andes
in the Magdalena Valley and in gallery
forest and partially cleared rainforest
where large trees have been left (Hilty
and Brown 1986, p. 200; Forshaw 1989,
p. 407); their presence may be the result
of seasonal movements for food
resources (Juniper and Parr 1998, p.
425). The species is also common east
of the Andes and in the Orinoco and
Amazon Basins in Colombia, but there
are no current population estimates
(Hilty and Brown 1986, p. 200; In˜igoElias 2010, unpaginated). In Venezuela,
the species is becoming rare with patchy
distribution in the states of Bolı´var,
Monagas, Apure, and Amazonas (In˜igoElias 2010, unpaginated; Meyer de
Schauensee and Phelps, Jr. 1978, p. 99;
Juniper and Parr 1998, p. 425); there are
no current population estimates. The
species has been described as occurring
widely throughout the Amazon basin of
Brazil, eastern Ecuador, and eastern
Peru (Juniper and Parr 1998, p. 425).
However, more recently it was
described as uncommon, locally
extirpated in areas, and declining in
eastern Peru (Inigo-Elias 2010,
unpaginated). Citing several published
works from the 1970s and 1980s, scarlet
macaws were described as locally
extirpated from areas with a history of
ornithological study in northeastern
Ecuador and northeastern Bolivia
(Forshaw 1989, p. 407), although it has
also been described as occurring in
northern and eastern Bolivia in Santa
Cruz (Juniper and Parr 1998, p. 425).
Other authors reported that in recent
decades scarlet macaws have rapidly
declined in the lowland Ecuadorian
Amazon in Ecuador (Ridgely and
Greenfield 2001, in Karubian et al. 2005,
p. 618). The scarlet macaw occurs
widely in the Guianas, which includes
Guyana, Suriname, and French Guiana
(Juniper and Parr 1998, p. 425),
although the species may be uncommon
in the vicinity of settlements (Forshaw
1989, p. 407). In Suriname, scarlet
macaws are common in the interior
rainforest but seldom seen in the coastal
area and are rare in the eastern part of
the country (Spaans et al. 2018,
unpaginated). Other sources indicate
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that the species is found along tropical
riparian evergreen forests in western
and central Suriname (Haverschmidt
and Mees 1994, in In˜igo-Elias 2010,
unpaginated). In Brazil, the species is
widely distributed throughout the
Amazon, but there are no current
population estimates (In˜igo-Elias 2010,
unpaginated; Juniper and Parr 1998, p.
425).
Overall, the scarlet macaw is
generally considered common and
widespread over much of its range in
the Amazon (Hilty 2003, p. 327; Angehr
et al. 2001, p. 161; Juniper and Parr
1998, p. 425; Collar 1997, p. 421;
Forshaw 1989, p. 406; Hilty and Brown
1986, p. 200; Ridgely 1981, p. 251).
Using the estimate of 20,000–50,000
birds for the total population, and the
estimate of 5,000 birds in Mesoamerica,
the South American population of the
scarlet macaw can be very roughly
estimated to be 15,000–45,000 birds.
Essential Needs of the Species
Habitat
The scarlet macaw inhabits various
habitat types throughout its range,
including tropical humid evergreen
forest, deciduous and humid forest,
intact and partially cleared lowland rain
forest, mixed pine and broad-leaved
woodlands, open areas and edges with
scattered stands of tall trees, gallery
forest, mangroves, and savannas, with
many of the areas that scarlet macaw
inhabit near rivers (Juniper and Parr
1998, p. 425; Wiedenfeld 1994, p. 101;
Forshaw 1989, p. 407; Meyer de
Schauensee and Phelps, Jr. 1978, p. 99).
The species generally occurs from sea
level to about 500 meters (m) (1,640 feet
(ft)) elevation, but has been reported
ranging up to 1,500 m (4,921 ft) in
Central America (Juniper and Parr 1998,
p. 425; Vaughan 1983, in Vaughan et al.
2006, p. 919).
The scarlet macaw is considered
somewhat tolerant of degraded or
fragmented habitat (BLI 2011c,
unpaginated; Forshaw 1989, p. 406;
Brightsmith in litt. 2016, pp. 4–7). If not
hunted or captured for the pet trade,
they can survive in human-modified
landscapes provided sufficient large
trees remain for nesting and feeding
requirements (BLI 2011c, unpaginated;
Forshaw 1989, p. 406; Ridgely 1981, p.
251). Landscapes may include a
combination of agricultural land,
pastureland, timber harvesting areas,
and remnant forest patches (Vaughn et
al. 2006, p. 920; Vaughan et al. 2005, p.
120; Vaughan et al. 2003, p. 7); partially
cleared forest where large trees have
been left standing (Forshaw 89, p. 407);
pastureland with scattered woodlots or
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6289
Collar 1997, pp. 296, 298; Munn 1992,
pp. 53–56).
Scarlet macaws are secondary cavitynesting birds, meaning they do not
create their own cavities but rely upon
natural or abandoned cavities for
nesting; their breeding success is
dependent upon the availability and
quality of nesting sites. They nest in
both live and dead trees and in a variety
of tree species, including, but not
Diet and Foraging
limited to, Ceiba pentandra (kapok
Scarlet macaws, like most parrots,
tree), Schizolobium parahybum
feed primarily in the canopy (Vaughan
(Brazilian firetree), Vatairea lundellii
et al. 2006, p. 920; Renton 2006, p. 282;
(bitter angelim), Caryocar costaricense
Lee 2010, p. 20) and display a wide
(no common name), Acacia glomerosa
dietary breadth. They have been
(white tamarind), Dipteryx micrantha
reported to consume up to 52 plant
(Brazilian teak), Iriartea deltoidea (stilt
species in the Amazon of Peru (Gilardi
palm), and Erythrina spp. (coral tree)
1996, in Matuzak et al. 2008, p. 361) and (Guittar et al. 2009, pp. 389–399; Renton
up to 43 different plant species in Costa and Brightsmith 2009, pp. 3–4;
Rica (Vaughan et al. 2006, p. 920;
Brightsmith 2005, p. 297; Vaughan et al.
Matuzak et al. 2008, p. 355). Fruits and
2003, p. 8; In˜igo-Elias 1996, p. 57;
seeds comprise the majority of a scarlet
Marineros and Vaughan 1995, p. 456;
macaw’s diet, but they also consume, to Nycander et al. 1995, p. 431). Due to
a lesser degree, fruit pulp, flowers,
their large size, scarlet macaws require
leaves, bark, lichen, and bromeliads
large cavities, which are usually found
(Lee 2010, pp. 153–160; Matuzak et al.
in older trees. The average height of
2008, p. 355; Renton 2006, p. 281;
scarlet macaw nests ranges from about
Vaughan et al. 2006, pp. 920, 924;
16 to 24 m (52.5 to 79 ft) above the
Marineros and Vaughan 1995, pp. 451–
ground (Guittar et al. 2009, pp. 389–391;
452; Nycander et al. 1995, p. 424).
Anleu et al. 2005, p. 44; Inigo-Elias
Plant species consumed by scarlet
1996, p. 59; Marineros and Vaughn
macaws are both seasonal and available 1995, p. 455). In addition to cavity size
year round (Abramson et al. 1995, p.
and height parameters, scarlet macaws
24). Changes in local abundance
appear to select nest sites with a clear
patterns of parrots can be triggered by
understory or isolated from surrounding
seasonal availability of food resources
vegetation, possibly to reduce predation
within habitat mosaics (Renton 2002, p. rates (Inigo-Elias 1996, p. 93;
17; Haugaasen and Peres 2007, p. 4179). Brightsmith 2005, p. 302). The species
Fluctuations in food abundance are
will also nest in previously used
likely to result in seasonal movements
cavities (Renton and Brightsmith 2009,
of scarlet macaws to areas with greater
pp. 4–5; Nycander et al. 1995, p. 428),
food availability (Karubian et al. 2005,
and will readily investigate and nest in
p. 624; Haugaasen and Peres 2007, pp.
artificial (human-made) cavities when
4179–4180; Renton 2002, pp. 17–18;
supplied (Brightsmith 2005, p. 297;
Juniper and Parr 1998, p. 425).
Vaughan et al. 2003, p. 10; Nycander et
Additionally, in some areas of the
al. 1995, pp. 435–436).
Scarlet macaws are frequently
scarlet macaw’s range, they regularly
visit claylicks (naturally forming wall of observed competing for nest cavities
with other macaws, including other
clay on a riverbank) where they
species and other scarlet macaw pairs
consume soil or minerals; it is unclear
(Renton and Brightsmith 2009, p. 5;
whether this provides a nutritional or
Vaughan et al. 2003, p. 10; Inigo-Elias
other benefit to the species such as
1996, pp.79, 96; Nycander 1995, p. 428).
counteracting toxins in food sources
Thus, intense competition for nest
(Brightsmith et al. 2010, entire;
cavities suggests suitable nesting sites
Brightsmith 2004, pp. 136–137; Lee
may be limited in some areas (Vaughan
2010, p. 141).
et al. 2003, pp. 10–12; Inigo-Elias 1996,
Nesting and Reproduction
p. 92; Nycander et al. 1995, p. 428;
Reproductive biology of large parrots, Munn 1992, pp. 55–56).
including the scarlet macaw, is
Conservation Status
generally characterized by low rates of
The scarlet macaw has been included
reproduction, small clutch sizes, low
survival of nestlings and fledglings, late in Appendix I of CITES since 1985
(United Nations Environment
age to first reproduction, a large
proportion of nonbreeding adults in any Programme–World Conservation
Monitoring Center (UNEP–WCMC)
given year, and restrictive nesting
requirements (Wright et al. 2001, p. 711; 2012, unpaginated). The species is
remnant patches of rainforest (Vaughn
et al. 2009, p. 396; Forshaw 89, p. 407);
and areas of human settlement (towns)
(Guittar et al. 2009, p. 390). However,
the species occurs at lower densities in
disturbed or secondary (recovering)
forest habitat than in primary
(undisturbed) forest (Cowen 2009, pp.
11–15; Karubian et al. 2005, pp. 622–
623; Lloyd 2004, pp. 269, 272).
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currently classified as ‘‘Least Concern’’
by the IUCN. In 2011, BLI proposed
reclassifying the scarlet macaw in the
IUCN Red List of Threatened Species
from ‘‘Least Concern’’ to ‘‘Threatened,’’
based on the area of Amazon habitat
projected to be lost to deforestation by
2050 (BLI 2011b, unpaginated; BLI
2011e, unpaginated). However, based on
review and recommendations from
regional experts, a current revision of
the proposal recommends the species
remain classified as ‘‘Least Concern’’
due to its level of tolerance of degraded
and fragmented habitat (BLI 2011c,
unpaginated) and the relatively good
status of the species in the Amazon,
which accounts for the majority of the
species range and population.
In Mesoamerica, the northern
subspecies of scarlet macaw (A. m.
cyanoptera) is considered in danger of
extinction in Mexico (Government of
Mexico 2010a, p. 32), Belize
(Biodiversity and Environmental
Resource Data System of Belize 2012,
unpaginated; Meerman 2005, p. 30),
Costa Rica (Costa Rica Sistema Nacional
de Areas de Conservacion 2012,
unpaginated), and Panama (Fundacio´n
de Parques Nacionales y Medio
Ambiente 2007, p. 125). This subspecies
is also on Guatemala’s Listado de
Especies de Fauna Silvestre
Amenazadas de Extincio´n (Lista Roja de
Fauna) (list of species threatened with
extinction (red list of fauna))
(Government of Guatemala 2001, p. 15),
Honduras’s Listado Oficial de Especies
de Animales Silvestres de Preocupacio´n
Especial en Honduras (Official List of
Species of Wild Animals of Special
Concern in Honduras) (Secretaria de
Recursos Naturales y Ambiente. 2008, p.
62), and Nicaragua’s list of species for
which the season of use (e.g., for harvest
or capture) is indefinitely closed
(Nicaragua Ministerio del Ambiente y
Los Recursos Naturales 2010, entire).
In South America, the subspecies A.
m. macao is listed as vulnerable in Peru
(Government of Peru 2004, p. 276855),
but a more recent evaluation of the
species categorizes it at the lower threat
level of ‘‘near threatened’’ (Brightsmith
2009, in litt., unpaginated). The species
is also categorized as ‘‘near threatened’’
in Ecuador (Ridgely and Greenfield
2001, in Karubian et al. 2005, p. 618)
and as ‘‘near threatened’’ on
Venezuela’s red list (Rodriguez and
Rojas-Suarez 2008, p. 50). We are
unaware of the scarlet macaw having
official conservation status in any other
of the species’ range countries (e.g.,
Colombia, the Guianas, Brazil, and
Bolivia).
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Factors Affecting the Species
Section 4 of the Act (16 U.S.C. 1533),
and its implementing regulations in title
50 of the Code of Federal Regulations at
50 CFR part 424, set forth the
procedures for adding species to the
Federal Lists of Endangered and
Threatened Wildlife and Plants. Under
section 4(a)(1) of the Act, we may list a
species based on (A) The present or
threatened destruction, modification, or
curtailment of its habitat or range; (B)
overutilization for commercial,
recreational, scientific, or educational
purposes; (C) disease or predation; (D)
the inadequacy of existing regulatory
mechanisms; or (E) other natural or
manmade factors affecting its continued
existence.
In considering what factors may
constitute threats, we must look beyond
the mere exposure of the species to the
factor to determine whether the species
responds to the factor in a way that
causes actual impacts to the species. If
there is exposure to the factor, but no
response, or only a positive response,
that factor is not a threat. If there is
exposure and the species responds
negatively, the factor may be a threat
and we then attempt to determine if it
may drive or contribute to the risk of
extinction of the species such that the
species warrants listing as an
endangered or threatened species as
those terms are defined by the Act. In
2016, we revised our proposal to list the
northern subspecies of the scarlet
macaw (Ara macao cyanoptera) as an
endangered species under the Act, the
northern DPS of the southern subspecies
Ara macao macao as a threatened
species under the Act, and the southern
DPS of the southern subspecies Ara
macao macao as threatened due to
similarity of appearance under the Act
(81 FR 20302, April 7, 2016). Please see
our analysis of those entities and the
factors affecting their status below.
Factor A. The Present or Threatened
Destruction, Modification, or
Curtailment of Its Habitat or Range
One of the two main threats to
neotropical parrot species is loss of
forest habitat (Snyder et al. 2000, p. 98).
Deforestation, which includes clearcutting forests to convert them to other
land uses such as agriculture and cattle
ranching, as well as forest degradation,
which is the reduction in forest biomass
such as through selective logging or fire,
occurs throughout much of the scarlet
macaw’s range. The primary cause of
forest loss is conversion to agriculture
(crop and pasture), although other land
uses such as infrastructure, logging,
fires, oil and gas extraction, and mining
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also contribute significantly and to
varying degrees in different areas of the
species’ range (Blaser et al. 2011, pp.
263, 290, 299, 310, 319, 334, 343–344,
354, 363–364, 375, 393–394; Boucher et
al. 2011, entire; Clark and Aide 2011,
entire; FAO 2011a, pp. 17–18; May et al.
2011, pp. 7–13; Pacheco 2011, entire;
Government of Costa Rica 2010, pp. 38–
39; Belize Ministry of Natural Resources
and Environment 2010, pp. 40–45;
Armenteras and Morales 2009, pp. 133–
145, 176–191; Kaimowitz 2008, p. 487;
Mosandl et al. 2008, pp. 38–40; Nepstad
et al. 2008, entire; Foley et al. 2007, pp.
26–27; Fearnside 2005, pp. 681–683).
The construction of roads are an
important driver of deforestation
because they provide access to
previously remote areas and allow
further expansion of activities that
result in additional areas of
deforestation and degradation (Davidson
et al. 2012, p. 323; Lambin and
Meyfroidt 2011, pp. 3468–3469; May et
al. 2011, pp. 6, 9–11; Foley 2007, pp.
26–27; Soares-Filho et al. 2006, p. 520;
Fearnside 2005, pp. 681–683; Laurance
et al. 2004, entire). Historically, large
areas of forest have been removed
throughout Mesoamerica, and the large
tracts of forest that remain, such as the
Maya and Lacandon Forests, the
transnational forest in the Mosquitia
region, and the major transnational
forest on the Atlantic border of Costa
Rica and Panama, have almost been cut
off from each other by deforestation
(Bray 2010, p. 93).
Activities that lead to deforestation
and forest degradation pose a threat to
the scarlet macaw because they directly
eliminate the species’ tropical forest
habitat by removing the trees that
support the species’ essential needs for
nesting, roosting, and food (see Essential
Needs of the Species, above). Removing
large sections of forest habitat may
fragment the landscape and reduce and
isolate populations. As the size of the
habitat is reduced, it is less likely to
provide the essential resources for
species that require large ranges—such
as scarlet macaws—and small patches of
habitat retain far fewer species and
populations than large patches (IbarraMacias 2009, p. 6; Lees and Peres 2006,
pp. 203–205). Scarlet macaws use
partially cleared and cultivated
landscapes if the landscape provides
dietary requirements and maintains
enough large trees. This species is
dependent on larger, older trees that
have large nesting cavities. However,
scarlet macaws have a better chance of
surviving in large tracts of forest where
suitable cavities are more common than
in open and small forest remnants
(Inigo-Elias 1996, p. 91). Selective
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logging can lead to forest degradation
because this practice generally targets
older and larger trees, thus decreasing
suitable nesting sites, increasing
competition, and causing the loss of
current generations through an increase
in infanticide and egg destruction (Lee
2010, pp. 2, 12). Indirectly, clearing or
degrading forests often provides people
with easier access to previously
inaccessible areas inhabited by scarlet
macaws, which in turn increases the
vulnerability of species to
overexploitation by humans (Peres
2001, entire; Putz et al. 2000, pp. 16, 23)
(see Factor B discussion, below).
Additionally, gaining access is also
often followed by full deforestation and
lands cleared for agricultural use
(Kaimowitz and Angelsen 1998, in Putz
et al. 2000, p. 16).
Below, we provide a summary of
information on deforestation and forest
degradation within the range countries
of the A. m. cyanoptera and northern
DPS of A. m. macao.
Mesoamerica
Destruction of forest habitat is one of
the main causes of the decline of the
scarlet macaw in Mesoamerica
(CONABIO 2011, p. 5; Lezama 2011,
pers. comm.; McGinley et al. 2009, p.
11; Garcia et al. 2008, p. 50; Hansen and
Florez 2008, pp. 48–50; Snyder et al.
2000, p. 150; Collar 1997, p. 421;
Forshaw 1989, p. 406; Ridgely 1981, pp.
251–253). Habitat destruction is
occurring rapidly in many areas within
the range of the scarlet macaw in this
region, including in Chiapas, Mexico;
western Pete´n in Guatemala; eastern
Olancho in Honduras; and eastern
Nicaragua (Kaimowitz 2008, p. 487;
Hansen et al. 2013, entire). This region
has deforestation rates that are among
the highest rates in the world (Bray
2010, pp. 92–95; Kaimowitz 2008, p.
487; Carr et al. 2006, pp. 10–11; FAO
2015, pp. 9–14); the remaining forest is
fragmented and includes few large tracts
of forest habitat (Bray 2010, pp. 92–93;
Snyder et al. 2000, p. 150; Wiedenfeld
1994, p. 101). Although deforestation
rates have declined in Mesoamerica
since 1990, they are still very high (FAO
2010a, pp. 232–233; Kaimowitz 2008, p.
487; FAO 2015, pp. 9–14) and include
the loss of significant amounts of
primary forest (FAO 2010a, pp. 55, 259).
Mexico (A. m. cyanoptera)
The main drivers of deforestation and
forest degradation in Mexico are
conversion of forest to pasture and
agriculture, and uncontrolled logging
(Government of Mexico 2010b, pp. 22–
24; Jimenez-Ferrer et al. 2008, pp. 195–
196; Castillo-Santiago et al. 2007, p.
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1217; Oglethorpe et al. 2007, p. 85).
From 1990 to 2015, Mexico lost
approximately 3.7 million hectares (ha)
(9.2 million acres (ac)) of total forest
(FAO 2015, p. 12) (see Tables 2a and 2b,
below), and had one of the largest
decreases in primary forests worldwide
(FAO 2010a, pp. 56, 233), although the
rate slowed toward the latter part of that
period (FAO 2015, p. 12).
In southeastern Mexico, the area of
land devoted to cattle ranching has
increased dramatically due to the
increase of regional meat prices and a
decrease in the economy of staple crop
cultivation (Jimenez-Ferrer et al. 2008,
pp. 195–196; Soberanes 2018,
unpaginated). Most of Mexico’s
remaining scarlet macaws occur in the
Lacandon Forest of the southeastern
state of Chiapas. This state encourages
cattle ranching through subsidies, and
clearing of forest for pasture in the state
is ongoing (Enriquez et al. 2009, pp. 48–
49, 58). In fact, Chiapas had the second
highest rate of deforestation of Mexico’s
31 states, with forest losses averaging
approximately 600 km2 (232 m2) per
year (Masek et al. 2011, p. 10). Within
the Lacandon Forest, cattle ranching is
the most profitable activity, and it is
extensive in the region (Jimenez-Ferrer
et al. 2008, pp. 195–196). Outside of
protected areas in the Lacandon Forest,
the deforestation risk is primarily
categorized as high to very high; inside
protected areas the risk of deforestation
is categorized as low to very low
(Secretarı´a de Medio Ambiente y
Recursos Naturales de Me´xico—
SEMARNAT 2011, unpaginated). Monte
Azules Biosphere Reserve is the largest
protected area in the Lacandon Forest,
and it has been relatively successful at
conserving the resources within its
boundaries (Castillo-Santiago et al.
2007, pp. 1223–1224; Figueroa and
Sanchez-Cordero 2008, p. 3231).
However, according to Mexico’s Federal
Environmental Protection Agency
(Procuradurı´a Federal de Proteccio´n al
Ambiente (Profepa)) more than 60
percent of illegal logging in the country
occurs in 32 priority forest regions,
including the reserve (Enriquez et al.
2009, pp. 28, 57). While illegal logging
has received more attention from
Mexico’s policy makers, efforts to
address the problem have had limited
success due to insufficient human and
financial resources to enforce laws, and
poorly designed control efforts (Blaser et
al. 2010, p. 346; Enriquez et al. 2009, p.
57; Kaimowitz 2008, p. 491) (see Factor
D discussion, below). From 2001 to
2007, Profepa secured about 0.13
percent of the calculated total of timber
illegally extracted in the country
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(CCMSS 2007, in Enriquez et al. 2009,
p. 57).
We are unaware of information on
projected future rates of deforestation
specifically in the Lacandon Forest
region, but a loss of approximately
20,000 km2 (7,722 mi2) between 2000
and 2015 in the southeastern States
(which include Chiapas) was projected,
assuming the same rate of loss that
occurred during the period 1987–2000
(Diaz-Gallegos et al. 2010, p. 194). By
2030, forest area in Mexico as a whole
is projected to decrease, with anywhere
from about 10 to 60 percent of mature
forests lost, and up to 54 percent of
regrowth forests lost (Commission for
Environmental Cooperation 2010, pp.
45, 75).
Mexico implements several forest
conservation measures and has made
significant progress in conserving forest
within its boundaries (Blaser et al. 2011,
pp. 344–346; Center for International
Forestry Research (CIFOR) 2010, pp. 34–
36; Masek et al. 2011, p. 17; FAO 2010a,
p. 233; Enriquez et al. 2009, pp. 4, 36–
41). However, deforestation and forest
degradation continue to be a threat to
the subspecies in Mexico because the
clearing of forest for agriculture, cattle
ranching, and illegal logging is ongoing
in Chiapas and projected to continue,
and illegal logging is ongoing in the
largest reserve in the Lacandon Forest in
conjunction with the high risk of
deforestation in protected areas outside
of the forest.
Guatemala, Belize, Honduras, and
Nicaragua (A. m. cyanoptera)
The countries of Guatemala,
Honduras, and Nicaragua have the
highest deforestation rate in Latin
America (FAO 2010a, p. 232; FAO 2015,
pp. 9–14). Guatemala lost 483 km2
(186.5 mi2 or 1.2 percent), Honduras
lost 1,418 km2 (547.5 mi2 or 2.3
percent), and Nicaragua lost, 560 km2
(216 mi2 or 1.5 percent) of total forest,
per year between 1990 and 2015 (FAO
2015, pp. 9–14) (see Tables 2a and 2b,
below). Belize has a lower deforestation
rate of 100 km2 (39 mi2 or 0.7 percent)
per year (FAO 2015, pp. 9), but
deforestation is increasing in the
Chiquibul region, which is the only
region scarlet macaws are known to nest
in the country (Belize Ministry of
Natural Resources and Environment
2010, pp. 44–45; Salas and Meerman
2008, pp. 22, 42).
The main causes of deforestation and
forest degradation within the range of
the scarlet macaw in these countries
include clearing for agriculture and
cattle ranching, illegal human
settlements in protected areas, illegal
logging, purposefully set fires, and in
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some areas, activities related to drug
trafficking. Some or all of these
activities are ongoing in areas occupied
by the species, including in the MBR in
Guatemala; Rı´o Pla´tano Biosphere in
Honduras; Bosawas Biosphere Reserve
in Nicaragua; and the Chiquibul region
in Belize.
Guatemala (A. m. cyanoptera)
Guatemala has lost approximately 1.2
million ha (3 million ac) of forest area
over the past 25 years (FAO 2015, p. 11).
Approximately 38 percent of
Guatemala’s remaining forest area is
primary forest (FAO 2015, p. 36).
Deforestation is the dominant trend
nationally, but rates of loss appear to be
much higher in tropical over temperate
areas. The most significant threat to the
conservation of biodiversity and tropical
forests is habitat loss, degradation, and
fragmentation from wildfires,
agriculture and cattle ranching, mineral
and petroleum development, and drug
trafficking (Tolisano and Lopez-Selva
2010, p. 3). Deforestation in the conifer
forests of the highlands has existed for
centuries, but today it mostly takes
place in the Pete´n (Blaser et al. 2011, p.
310) where a population of A. m.
cyanoptera occurs. Approximately 65
percent of the deforestation in
Guatemala occurs in the Pete´n region,
with most (approximately 60 percent)
occurring outside protected areas
(IARNA 2006, in Tolisana and LopezSelva 2010, p. 22). Additionally, the
Pete´n of Guatemala is one of the few
areas in the entire region that is still
undergoing intensive tropical
colonization resulting in forest loss from
agriculture and represents the most
intense deforestation threats to the Maya
Forest (Bray 2010, pp. 100–102).
Colonization pressure in the MBR is
strong in the western and central
regions; the human population
increased 20-fold since 1960 and was
predicted to double from 2008 to 2018
in the Pete´n (Bray et al. 2008,
unpaginated).
Habitat destruction is particularly
severe in two protected areas, Laguna
del Tigre National Park and Sierra del
Lacando´n National Park; both of these
areas were former strongholds of scarlet
macaws (Garcia et al. 2008, p. 50).
Furthermore, some parks that compose
the MBR lost approximately 10 percent
of forest cover between 1986 and 2004,
with forest loss thought to be
accelerating (Bray 2010, p. 100).
Between 1974 and 1997, the MBR lost
65 percent of its buffer zone, and areas
near roads showed increasing
deforestation pressures in 1995–1997
(Hayes et al. 2002, p. 305; Bray et al.
2008, unpaginated).
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Considerable efforts have been made
since the start of the 21st century to
reorganize the control and management
of forest resources in Guatemala (Blaser
et al. 2011, p. 317). In the rainforests of
the Pete´n, large community-run timber
concessions allow local people to
improve their livelihoods on the basis of
forest resources. However, forest
management is hindered by high rates of
deforestation and forest degradation
driven by agricultural expansion,
mining, illegal logging, drug-trafficking,
and other threats (Blaser et al. 2011, p.
317; Reynolds 2008, pp. 6–7).
Belize (A. m. cyanoptera)
Belize has a lower deforestation rate
(100 km2 (39 mi2, or 0.7 percent)) per
year than the other countries in
Mesoamerica (FAO 2015, p. 9), but
deforestation is increasing in the
Chiquibul region, which is the only
region scarlet macaws are known to nest
in the country (Belize Ministry of
Natural Resources and Environment
2010, pp. 44–45; Salas and Meerman
2008, pp. 22, 42). Belize lost 250,000 ha
(618,000 ac) of total forest area over the
past 25 years (FAO 2015, pp. 9, 40).
The Chiquibul National Park (CNP) is
Belize’s largest protected area,
measuring approximately 161,874 ha
(400,000 ac). It is located in the Cayo
District and within a larger forest region
known as the Chiquibul Forest, which
abuts the Belize-Guatemala border and
is contiguous to the ChiquibulMontan˜as Mayas Biosphere Reserve that
is located in the Department of Pete´n,
Guatemala (Salas and Meerman 2008, p.
10). This region also includes the
Chiquibul Forest Reserve and the
Caracol Archaeological Reserve. The
most significant pressure on the CNP,
the Chiquibul Forest, and biodiversity
within this region includes
deforestation from urban encroachment,
agriculture expansion, wildfires, legal
and illegal logging, illegal hunting,
mining and oil exploration, and dam
construction (Salas and Meerman 2008,
pp. 45–46; Belize Ministry of Natural
Resources and Environment 2010,
p. 42).
The border areas of Belize, including
the Chiquibul Maya Mountain that
contains the CNP, Chiquibul Forest
Reserve, and Caracoal Archaeological
Reserve, are vulnerable because
insufficient enforcement resources are
available, particularly for Guatemalans
who are impacting forested areas on the
Belize side of the border. Satellite
imagery showed 113 ha (280 ac) in the
CNP had been cleared as of 1987 by
Guatemalans for agricultural use, this
increased six-fold to 692 ha (1,710 ac)
by 1994, and to approximately 3,126 ha
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(7,725 ac) by 2007 (FCD 2007, in Belize
Ministry of Natural Resources and
Environment 2010, p. 45). Additionally,
more than 405 ha (1,000 ac) of freshly
cultivated area was reported in the CNP
and incursions into Belize by
Guatemalan armed forces have also been
observed (FCD 2007, in Belize Ministry
of Natural Resources and Environment
2010, p. 45). Unlike legal extraction,
which can be regulated, illegal
extraction and particularly illegal
extraction by non-Belizean nationals
continues to escalate, which poses a
greater threat to forests than legal
extraction (Belize Ministry of Natural
Resources and Environment 2010, pp.
42–45). Transboundary incursions,
while temporary, can have a severe
impact on the forest because of the
increase in demand for land for housing
and farms, as well as the introduction or
reinforcement of unsustainable
agricultural practices (Belize Ministry of
Natural Resources and Environment
2010, p. 42).
Honduras (A. m. cyanoptera)
Honduras lost approximately 3.5
million ha (8.7 million ac) of forest area
over the past 25 years (FAO 2015, p. 11)
and had the highest rate of deforestation
in the Americas (see Tables 2a and 2b,
below). The Honduran forest landscape
is characterized by relative stability in
temperate areas with localized areas of
variability in forest cover but with
continuing deforestation in tropical
areas (Bray 2010, p. 104), especially in
the eastern tropical broadleaved forest
(Blaser et al. 2011, p. 334; Humphries et
al. 1998, p. 99; Hansen and Florez 2008,
p. 12). The most dramatic losses have
been in the forests of the Atlantic Coast,
which declined by approximately 73
percent between 1962 and 1990,
compared to only 30 percent loss for
other broadleaf forests in the same
period (Humphries 1998, p. 99).
The high level of deforestation is due
to illegal logging, infrastructure (e.g.,
roads), institutionalized forest sector
corruption, production of biofuels, and
expanding agricultural frontiers
(although some of the latter may be
regarded as socially desirable) (Richards
et al. 2003, p. 282). In the past,
deforestation was due to agro-industrial
development, mainly for banana
plantations. However, more recently
demand for land by small-scale farmers
is thought to be the major cause (ITTO
2006, in Blaser et al. 2011, p. 334);
often, such small-scale farmers
ultimately sell the deforested land to
larger farmers and agro-industrial
owners (Blaser et al. 2011, p. 334). In
addition, the country has a high
dependence on wood as an energy
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source for poor households; thirty-eight
percent of the population uses firewood
for domestic purposes, which is
considered a very high consumption
rate (Government of Honduras 2009,
unpaginated).
The Mosquitia region has been
characterized by relatively low
population density and inaccessibility,
and its indigenous inhabitants have
maintained the forest cover for
centuries. However, the Honduran
Mosquitia appears to be under
significant deforestation pressure and
continues to suffer from colonization,
agricultural expansion, and illegal
logging, which has led to deforestation
and degradation in this region and parts
of the Rı´o Pla´tano Biosphere Reserve
(Bray 2010, p. 102; Anderson and
Devenish 2009, pp. 256–257; Hayes
2007, pp. 733–734). Recent information
indicates that loss of habitat and
demand for the pet trade (see Factor B
discussion, below) are significant
threats in this region (Portillo Reyes
2005, in Portillo Reyes et al. 2010, p. 6;
Brightsmith in litt. 2016, p. 8).
Nicaragua (A. m. cyanoptera)
In terms of total forest loss, Nicaragua
has lost more forest than all other
Central American countries except
Honduras. Nicaragua has lost
approximately 1.4 million ha (3.5
million ac) of forest area over the past
25 years (FAO 2015, pp. 11, 41) (see
Tables 2a and 2b, below).
Much of the historic deforestation in
Nicaragua was due to the expansion of
cattle ranching and cotton farming until
both industries declined in the 1980s,
resulting in abandonment of much
pasture land that left almost 1 million
ha (2.5 million ac) in forest fallow (Bray
2010, p. 106). More recently, forest loss
and degradation in Nicaragua was due
to the expansion of agricultural and
grazing land, slash-and-burn
agricultural practices that create a
mosaic of forest and cultivated patches
across an increasing expanse of the
landscape (Global Witness 2007, in
McGinley 2009, p. 13). Illegal logging
and institutionalized forest sector
corruption have also led to forest loss
and degradation (Richards et al. 2003,
p. 282). Deforestation and forest
degradation has also been attributed to
forest fires, pests (e.g., pine bark beetle
(Dendroctonus sp.)) and hurricanes,
though to a much lesser degree than to
anthropogenic factors (Rodrı´guez Quiros
2005, in McGinley 2009, p. 13). Farmers
often use fire to clear forest and
scrubland in preparation for crops, and
though these practices are typically
intended to be limited to a specific area,
they can spread to adjacent vegetation
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and lead to uncontrollable wildfires that
result in forest and other biodiversity
degradation and loss (McGinley 2009,
p. 35).
The Nicaraguan Mosquitia (on the
Caribbean slope), which is one area
where the scarlet macaw is known to
occur in the country, is considered an
important area of extensive lowland
tropical forest that it is threatened by
rapid deforestation due to colonization
and the advancement of the agricultural
frontier (Kaimowitz 2008, p. 487;
McGinley 2009, p. 31; Bray 2010, p.
105). The bulk of Nicaragua’s forests on
the Caribbean slope are in indigenous
territories that hold rights to own their
own forests, but most lack formal titles
and tenure conflicts are widespread
(Kaimowitz 2008, p. 487; McGinley
2009, p. 13). For example, Mosquitia
residents contend that public
management of protected areas fails to
control agricultural expansion and
violates indigenous ancestral rights to
the land and its resources (Hayes 2007,
p. 734). Illegal logging is a threat to
forests in the Caribbean region and the
Mosquitia (Bray 2010, p. 105). Illegal
logging in broadleaf forests was
estimated to be 30,000 to 50,000 m3/
year (1.1 to 1.8 million ft3/year), or
approximately 50 percent of the total
production (Richards et al. 2003, p.
284). However, with respect to the
binational Mosquitia region, the
pressures appear to be greater on the
Honduran side, although areas outside
the core of the Bosawas Biosphere
Reserve area are also under pressure
(Bray 2010, p. 106). The indigenous
occupied core zones of Bosawas are
showing virtually no deforestation, with
one such area having 97 percent forest
cover in 2003 (Hayes 2007, p. 741). In
contrast, the Rı´o Pla´tano Biosphere
Reserve on the Honduran side of the
Mosquitia is under great deforestation
pressures because of failed efforts to
centralize management in the
government, while protection is much
more effective in the Bosawas core area
due to the decentralization of
management in the hands of the
indigenous inhabitants (Bray 2010, p.
106).
Deforestation is ongoing in southeast
Nicaragua and resulted in forest cover
loss from 2000–2017 (Hansen et al.
2013, entire). Southeast Nicaragua
includes the Indio Maı´z Biological
Reserve (IMBR) and its buffer zone. The
reserve is situated at the southeastern
border of the country (Chassot and
Monge-Arias 2012, p. 63) and is one of
Nicaragua’s best preserved forested
areas (Ravnborg et al. 2006, p. 2).
However, the reserve is threatened by
the growing human population in or
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6293
around the reserve, a result of the
continuous arrival of families from other
parts of the country into the region in
search of cheap land (Ravnborg 2010,
pp. 12–13; Ravnborg et al. 2006, pp.
4–5). Between 1998 and 2005, the
population increased more than 100
percent in the municipality of El
Castillo, which is composed entirely of
IMBR buffer zone and core area
(Ravnborg 2010, p. 10). The expansion
of African palm plantations, pasture
lands, human settlements, and logging
have contributed to an estimated 60
percent deforestation of the buffer zones
surrounding IMBR and these activities
are expanding in the reserve (Fundacion
del Rio and IUCN 2011, pp. 7–8;
Ravnborg 2010, pp. 12–13; Nygren 2004,
pp. 193–194; Ravnborg et al. 2006, p. 2).
Forest conservation efforts in the
Nicaragua-Costa Rica border region have
resulted in lower deforestation rates
within the San Juan-La Selva Biological
Corridor, which includes the IMBR
along with other protected areas
(Chassot et al. 2010a, in Chassot and
Monge-Arias 2012, p. 67), although both
primary and regrowth forest within the
corridor and within the larger border
region continue to decrease due to
timber extraction and agricultural
expansion (Fagan et al. 2013,
unpaginated; Chassot and Monge-Arias
2012, p. 63; Chassot and Monge-Arias
2011, p. 1; Chassot et al. 2009, p. 9).
Thus, despite the existence of protected
areas, deforestation continues to occur
and is a serious threat to biodiversity in
this region (Fundacion del Rio 2012a,
pp. 2–3; Fundacion del Rio 2012b, pp.
2–3; Fundacion del Rio and IUCN 2011,
pp. 34, 37, 73–74; Chassot et al. 2006,
p. 84). According to eBird (Sullivan et
al. 2009, unpaginated), many sightings
of scarlet macaws exist in southeastern
Nicaragua and northeastern Costa Rica
since the issuance of our proposed rules
(77 FR 40222, July 6, 2012; 81 FR 20302,
April 7, 2016), indicating that the
species has continued to expand its
range in this region. However,
expansion of scarlet macaws in this
region will likely be limited due to high
rates of deforestation (Brightsmith 2016,
in litt., pp. 4–8).
Costa Rica (A. m. cyanoptera and A. m.
macao Northern DPS)
Costa Rica experienced some of the
highest rates of deforestation in the
world historically (Bray 2010, p. 107;
Government of Costa Rica 2010, p. 68),
and as a result, the country’s forest
cover declined from 67 percent in 1940,
to 17–20 percent in 1983 (Bray 2010, p.
107). Much of this deforestation was
driven by agriculture and cattle
ranching; however, agriculture
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expansion was not as prevalent as
livestock expansion (Government of
Costa Rica 2010, p. 38). Cattle ranching
underwent a serious contraction after
1989 (Arroyo-Mora et al. 2005, p. 28). In
1993, only 20 percent of original scarlet
macaw habitat remained, all within
protected areas (Marineros and Vaughan
1995, pp. 445–446). However, during
the 1990s, Costa Rica implemented
several forest conservation strategies,
including new laws protecting forests
and mechanisms of payment for
ecosystem services (Bray 2010, pp. 107–
109; Kaimowitz 2008, pp. 488–491;
Pagiola 2008, entire; Sanchez-Azofeifa
et al. 2003, entire).
Costa Rica is the only country in
Mesoamerica to experience a positive
change in forest cover from 1990 to 2015
(FAO 2015, p. 10) (see Tables 2a and 2b,
below). Total forest cover in 2005 was
estimated to be 53 percent (Government
of Costa Rica 2010, p. 68), more than
double the country’s forest cover in the
1980s. Between 1990 and 2015, Costa
Rica gained 192,000 ha (474,442 ac) of
total forest area, with an annual rate of
approximately 7,700 ha (19,000 ac or 0.3
percent) (FAO 2015, p. 10).
Even though Costa Rica has an
increase in total forest over the past 25
years (1990–2015), some level of
deforestation still occurs in parts of the
country due to expansion of agriculture
and livestock activities, and to illegal
logging in private forests, national
parks, and reserves (Government of
Costa Rica 2011, p. 2; Government of
Costa Rica 2010, pp. 10–11, 38, 52–54;
Parks in Peril 2008, unpaginated). Fifty
percent of forests in Costa Rica are
found in individual rural private
properties (Government of Costa Rica
2011, p. 1). The major driver of
deforestation on private lands is the
conversion of forest to livestock and
agricultural uses. In many cases, land
users generate a higher annual income
with agriculture or livestock-raising
than with forests. In protected areas,
underfunding and lack of human
resources allows the penetration of
squatters and illegal loggers.
Additionally, land tenure issues
contribute to forest loss because
indigenous communities have
difficulties keeping nonindigenous
farmers from encroaching onto their
lands (Government of Costa Rica 2011,
p. 1)
National Parks on the Caribbean slope
are experiencing higher deforestation on
surrounding lands than those on the
Pacific slopes, which is attributed to the
intensification and expansion of
agricultural cash crops such as banana
and pineapple (Sanchez-Azofeifa et al.
2003, p. 129). However, Corcovado
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National Park, the largest protected area
in ACOSA, is one of the protected areas
in Costa Rica most affected by
deforestation close to its boundaries
(Sanchez-Azofeifa et al. 2003, pp. 128–
129). A comprehensive study of
deforestation in Costa Rica’s park
system found that deforestation inside
protected areas was negligible from
1987 to 1997, and that 1-km (0.62-mi)
buffer zones around the protected areas
had a net forest gain for the same
period. However, a 1 percent annual
deforestation rate was found in 10-km
(6.2-mi) buffer zones, suggesting
increased isolation of protected areas
(Sanchez-Azofeifa et al. 2003, pp. 128–
134). Additionally, in the ACOPAC
population region, more deforestation is
ongoing northwest of Carara than to the
south (Brightsmith 2016, in litt., p. 12).
The scarlet macaw occurs in
northeastern Costa Rica, near Palo Verde
and surrounding areas in northwest
Costa Rica, and in the two main
populations of the ACOPAC and
ACOSA. Overall, Costa Rica is both
losing and gaining forest cover
throughout the country (Hansen et al.
2013, entire; Brightsmith 2016, in litt. p.
1). However, the best available
information indicates that the scarlet
macaw population in Costa Rica appears
to be increasing, and Costa Rica is the
only country in Central America to
experience a positive change in forest
cover over the past 25 years (1990–
2015). We conclude that deforestation or
forest degradation in the current range
of the scarlet macaw in Costa Rica is not
occurring at a level that is causing a
further decline in the species; however,
this area is not enough to sustain the
northern DPS of A. m. macao in the
future in given the threats occurring in
the remainder of the range.
Panama (A. m. macao Northern DPS)
Deforestation in Panama is relatively
low for the Mesoamerica region; the
annual decrease from 1990–2015 was
169 km2 (65 mi2 or 0.4 percent) (FAO
2015, p. 12) (see Tables 2a and 2b,
below). Drivers of deforestation include
urbanization, cattle ranching, agroindustrial development, unregulated
shifting cultivation, open mining, poor
logging practices, charcoal-making, and
fire (ITTO 2005, in Blaser et al. 2011, p.
354). Deforestation in the country
currently occurs primarily in the Darien,
Colon, Ngabe Bugle, and Bocas del Toro
provinces (Blaser et al. 2011, p. 354),
which are outside the range in which
scarlet macaw currently occurs in
Panama. Illegal logging is widespread in
the humid forests, even in protected
areas (Blaser et al. 2011, p. 361).
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Most of Panama’s scarlet macaw
population occurs on Isla Coiba, which
was used by the government of Panama
as a penal colony until 2004, thus
limiting human access and development
on the island (Government of Panama
2005, p. 23; Steinitz et al. 2005, p. 26).
Consequently, forests on the island
remain largely intact. The Panamanian
Tourism Authority has developed a
master plan for sustainable tourism for
Isla Coiba (2007–2020), which includes
strategic guidelines for tourism
management. Further details on these
guidelines are not provided, but the
plan does not include infrastructure or
high-impact development (UNESCO
2011c, p. 60). Available information
indicates that deforestation is not
occurring on Isla Coiba (Brightsmith
2016, in litt., p. 1; Hansen et al. 2013,
entire), although some level of
degradation on the island may occur by
a herd of approximately 2,500 to 3,500
feral cattle (UNESCO 2011c, pp. 23, 43;
Suman et al. 2010, p. 25). However, the
extent of the cattle’s impact is unknown.
The complete eradication of the cattle
from Coiba National Park was classified
as a priority issue (Suman et al. 2010,
p. 25), but we are not aware of
information indicating that the removal
of cattle has occurred. While cattle on
Isla Coiba may be inhibiting the
regrowth of former pasture to secondary
forest, they are probably not having a
significant impact on the larger forest
trees on which scarlet macaws depend
(Angehr 2012, in litt., unpaginated).
On the mainland of Panama, in the
area of the upper Rı´o Corotu´ near Puerto
Armuelles and Quere´valo in the
Chiriquı´ province where there have
been sporadic sightings of scarlet
macaws, we are unaware of information
indicating that deforestation and forest
degradation are impacting scarlet
macaws. We are also unaware of
information indicating that
deforestation is occurring near the small
(but unknown) number of scarlet
macaws on the southern end of the
Azuero Peninsula of Veraguas, near
Cerro Hoya National Park and in the
forest reserves just to the east. Less than
15 percent of the peninsula is covered
by mature forest, but most of the
remaining forest can be found in Cerro
Hoya National Park and the Tronosa
Forest Reserve to the east (Miller et al.
2015, p. 1).
We are aware of little information on
the magnitude and extent of
deforestation and forest degradation on
Panama’s mainland and Isla Coiba,
although the most recent information
indicates that deforestation is not
occurring on Isla Coiba or any areas
where the scarlet macaw remains in
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very small populations on the mainland.
The World Heritage Centre and IUCN
concluded that the main conservation
concerns (i.e., cattle) on Isla Coiba
remain poorly addressed (UNESCO
2011c, p. 61).
Summary Tables
TABLE 2a—TOTAL FOREST AREA IN MESOAMERICA 1990–2015
Forest area
(1,000 ha)
1990
Belize ...................................................................................
Costa Rica ...........................................................................
Guatemala ............................................................................
Honduras ..............................................................................
Mexico ..................................................................................
Nicaragua .............................................................................
Panama ................................................................................
2000
1,616
2,564
4,748
8,136
69,760
4,514
5,040
2005
1,459
2,376
4,208
6,392
67,856
3,814
4,867
2010
1,417
2,491
3,938
5,792
67,083
3,464
4,782
2015
1,391
2,605
3,722
5,192
66,498
3,114
4,699
1,366
2,756
3,540
4,592
66,040
3,114
4,617
TABLE 2b—PERCENT CHANGE OF TOTAL FOREST AREA IN MESOAMERICA 1990–2015
Annual change rate
1990–2000
1,000 ha/yr
Belize ...............................
Costa Rica .......................
Guatemala ........................
Honduras ..........................
Mexico ..............................
Nicaragua .........................
Panama ............................
% change
¥15.7
¥18.8
¥54.0
¥174.4
¥190.4
¥70.0
¥17.3
Northwest Colombia (A. m. macao
Northern DPS)
Colombia has lost approximately 5.9
million ha (14.6 million ac) of forest
over the past 25 years, with a steady rate
of change over that time frame (FAO
2015, p. 10). In northwest Colombia,
forest loss is due primarily to
conversion of land to pasture and
agriculture, but also mining, illicit
crops, and logging (Ortega and Lagos
2011, pp. 85–86). Scarlet macaws in
northwest Colombia are believed to be
affected primarily by habitat loss, and to
a lesser extent trade (Donegan 2013, in
litt., unpaginated).
The Magdalena and Caribbean regions
of northwest Colombia have
approximately 7 percent and 23 percent
(respectively) of their land area in
original vegetation, with the remainder
converted primarily to grazing land
(Etter et al. 2006, p. 376). The
Magdalena region lost 40 percent of its
forest cover between 1970 and 1990,
and an additional 15 percent between
1990 and 1996 (Restrepo and Syvitski
2006, pp. 69, 72). Within the Caribbean
region, Parque Nacional Natural (PNN)
Paramillo (460,000 ha (1,136,680 ac)),
Santuario de Fauna y Flora Los
Colorados (Los Colorados Fauna and
Flora Sanctuary) (1,000 ha (2,500 ac)),
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1,000 ha/yr
¥1.0
¥0.8
¥1.2
¥2.4
¥0.3
¥1.7
¥0.3
South America
VerDate Sep<11>2014
2000–2010
¥6.8
22.9
¥48.6
¥120.0
¥135.8
¥70.0
¥16.8
2010–2015
% change
¥0.5
0.9
¥1.2
¥2.1
¥0.2
¥2.0
¥0.4
1,000 ha/yr
¥5.0
30.2
¥36.4
¥120.0
¥91.6
0.0
¥16.4
and Reserva Forestal de Montes de
Maria (Montes Maria Forest Reserve)
(7,460 ha (18,500 ac)) have lost 42, 71,
and 70 percent of their forest,
respectively, since they were created in
the late 1970s and early 1980s (Millet et
al. 2004, p. 454). The Caribbean region
of northwest Colombia showed the
highest projected rate of change of forest
cover by the year 2030 of all regions
evaluated (Gonza´les et al. 2011, p. 45).
Deforestation is ongoing in northwest
Colombia (Colombia Gold Letter 2012,
pp. 1–2; Ortega and Lagos 2011, pp. 81–
82). Few large tracts of forest remain
within the range of the scarlet macaw in
this region, for instance, in the areas of
Serrania de San Lucas and PNN
Paramillo, but these areas in northwest
Colombia are also deforestation hotspots
(Ortega and Lagos 2011, p. 82; Salaman
et al. 2009, p. 21).
Summary of Factor A
The destruction and modification of
the scarlet macaw’s habitat because of
deforestation and forest degradation is a
threat to the scarlet macaw throughout
parts of its current range, although the
magnitude of this impact varies across
its range. Deforestation has fragmented
habitat and continues to reduce and
isolate areas that support populations of
scarlet macaws. It directly eliminates
the species’ tropical forest habitat by
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1990–2015
% change
¥0.4
1.1
¥1.0
¥2.4
¥0.1
0.0
¥0.4
1,000 ha/yr
¥10.0
7.7
¥48.3
¥141.8
¥148.8
¥56.0
¥16.9
% change
¥0.7
0.3
¥1.2
¥2.3
¥0.2
¥1.5
¥0.4
removing the trees that support the
species’ nesting, roosting, and food
requirements. Further, clearing or
degradation of forests, including
selective logging and the development
of roads, provides additional
opportunities for humans to expand into
previously inaccessible areas, which in
turn creates easier access and
opportunity to exploit previously
undisturbed areas. Subsequent
encroachment is often followed by
additional deforestation as lands are
cleared for cattle ranching and
agriculture. Although scarlet macaws
are known to use partially cleared and
cultivated landscapes, they are only able
to do so if the landscape maintains
enough large, older trees that provide
the essential needs of the species.
Deforestation rates in Mesoamerica,
excluding Costa Rica, are the highest in
Latin America due to expanding
agriculture, cattle ranching, and
selective and often illegal logging.
Destruction of forest habitat is one of the
main causes of the decline of scarlet
macaw subspecies Ara macao
cyanoptera. Throughout the range of the
northern subspecies (A. m. cyanoptera)
where most of the species’ historical
habitat has been eliminated, evidence
indicates that deforestation is ongoing.
We consider deforestation and forest
degradation to be an immediate threat to
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the subspecies because clearing of forest
for agriculture, cattle ranching, and
illegal logging that leads to the loss of
scarlet macaw habitat are ongoing in
Mexico in the Lacandon Forest and
Chiapas, in the western Pete´n of
Guatemala, and in the Chiquibul region
of Belize. The Honduran Mosquitia
appears to be under significant
deforestation pressure and continues to
suffer from rapid colonization,
agricultural expansion, and illegal
logging. Nicaragua lost more forest than
all other Central American countries
except Honduras. With respect to the
binational Mosquitia region, pressure
appears to be greater on the Honduran
side, but Nicaragua suffers rapid
deforestation due to colonization and
illegal logging. The border region (Rı´o
San Juan (San Juan River) of
southeastern Nicaragua and
northeastern Costa Rica has sections of
contiguous forests; however,
deforestation continues to occur and is
a serious threat to biodiversity in this
area.
Throughout the range of the northern
DPS of the southern subspecies (Ara
macao macao) evidence indicates that
Costa Rica is both losing and gaining
forest cover throughout the country.
Costa Rica experienced some of the
highest rates of deforestation in the
world historically. More recently, Costa
Rica has an increase in total forest over
the 25-year period from 1990–2015 and
is the only country in Central America
to experience a positive change in forest
cover. But some level of deforestation
still occurs in parts of the country due
to expansion of agriculture and
livestock activities, and illegal logging
in private forests and in national parks
and reserves. The available information
indicates that the scarlet macaw
population in Costa Rica appears to be
increasing, and we are unaware of any
information indicating that
deforestation or forest degradation in
the current range of the scarlet macaw
in Costa Rica is occurring at a level that
is causing or likely to cause a further
decline in the species.
In Panama, we are aware of little
information on the magnitude and
extent of deforestation and forest
degradation on the mainland, although
the scarlet macaw was described as
almost extinct from mainland Panama.
Currently, deforestation is concentrated
in provinces outside the range of where
scarlet macaws occur in Panama. On
Isla Coiba, where most of the population
in Panama occurs, evidence indicates
large-scale deforestation is not a threat
to the species.
Much of northwest Colombia has been
deforested and it is expected to continue
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in the region. The Caribbean region of
northwest Colombia showed the highest
projected rate of change of forest cover
of all regions evaluated. Forest loss in
the region is due primarily to
conversion of land to pasture and
agriculture, mining, illicit crops, and
logging. The number of scarlet macaws
in northwest Colombia is unknown, but
habitat loss has caused the decline of
the species there, such that the species
has been all but extirpated from large
areas in the region. However, the region
is reported to have large tracts of
suitable forest habitat.
The scarlet macaw subspecies (Ara
macao cyanoptera and A. m. macao) in
Mesoamerica are significantly impacted
by deforestation in many countries in
this region, which comprises less than
17 percent of the species’ range. Because
deforestation is ongoing and the
populations of the scarlet macaw
subspecies A. m. cyanoptera are small,
we consider habitat destruction and
modification to be a substantial threat to
the northern subspecies A. m.
cyanoptera throughout its range in
Mexico, Guatemala, Belize, Honduras,
Nicaragua, and Costa Rica (Atlantic
slope). But even though deforestation
continues in parts of Costa Rica, we do
not find that it is occurring at a level
that is an immediate threat to A. m.
macao on the Pacific Coast of Costa
Rica, especially because the data
indicate that the species is likely
increasing within the two main
populations on the Pacific Coast.
Similarly, the data indicate that
deforestation is not impacting the
scarlet macaw in Panama where it
currently occurs. Therefore, we do not
consider deforestation to be as
significant of a stressor to A. m. macao
in Costa Rica and Panama. However, in
Colombia, habitat loss has caused the
decline of the species from large areas
in the region, and many of the areas in
northwest Colombia are deforestation
hotspots, even though the region is
reported to have large tracts of suitable
forest habitat.
Factor B: Overutilization for
Commercial, Recreational, Scientific, or
Educational Purposes
Parrots and macaws have been
captured and traded for centuries in the
Neotropics (Cantu-Guzman et al. 2007,
p. 9; Guedes 2004, p. 279; Snyder et al.
2000, pp. 98–99). Because they are
colorful, adapt to captivity, and can
imitate language, they are captured for
their feathers and used as pets (Guedes
2004, p. 279). The scarlet macaw is a
popular pet species within its range
countries, and the majority of birds sold
as pets remain within country (Snyder
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et al. 2000, p. 150; Wiedenfeld 1994, p.
102). Poaching of parrots from the wild
is driven by demand from the pet
industry and rural poverty where wild
parrot populations exist. Capture for
sale in local markets can provide a
significant source of supplemental
income in rural areas (Huson 2010, p.
58; Gonza´lez 2003, p. 438). Overall,
capture for the pet trade, along with
habitat loss as described above, are the
main factors impacting the existence of
scarlet macaws in the wild (In˜igo-Elias
in litt. 1997, in Snyder et al. 2000, p.
150; Guedes 2004, p. 280).
Because the scarlet macaw is a longlived species with a low reproductive
rate, low survival of chicks and
fledglings, late age to first reproduction,
and large proportions of nonbreeding
adults, this species is particularly
vulnerable to overexploitation from
harvesting (Munn 1992, p. 57; Wright et
al. 2001, p. 712). Capture of parrots
decreases the population, inhibits future
breeding by removing reproductive age
adults, causes mortality of eggs or
chicks, causes the loss of or damage to
nesting sites, and can stop population
growth and cause local extirpations if
individuals are removed year after year
(Cantu-Guzman et al. 2007, p. 14).
When chicks are targeted, the effects on
the population may be difficult to detect
because scarlet macaws are long-lived
and it would take time to show a
decline (Wright 2001, p. 717). When
adults are targeted, the population is
depleted more rapidly because
reproductive individuals are removed
from the population and the impact is
immediate (Collar et al. 1992, p. 6).
Legal International Trade
The United States and Europe were
historically the main markets for wild
birds in international trade (FAO 2011b,
p. 3). Trade in parrots was particularly
high in the 1980s, due to a huge demand
from developed countries (Rosales et al.
2007, pp. 85, 94; Best et al. 1995, p.
234). However, in the years following
the enactment of the WBCA in 1992 (16
U.S.C. 4901 et seq.), poaching levels
were lower than in prior years,
suggesting that import bans in
developed countries reduced poaching
levels in exporting countries (Wright et
al. 2001, pp. 715, 718). A massive
reduction occurred in the number of
wild-caught parrots imported to the
United States, both from Central and
South America and the rest of the
world, following the enactment of the
WBCA (Pain et al. 2006, p. 327). The
European Union, which was the largest
market for wild birds following
enactment of the WBCA, banned the
import of wild birds in 2006 due to
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disease concerns (FAO 2011b, p. 21),
thus eliminating another market for
wild birds and further reducing
international trade.
The scarlet macaw was initially listed
in Appendix II of CITES (June 6, 1981),
but effective January 8, 1985, was
included in Appendix I. Species
included in Appendix I are considered
threatened with extinction, and
international trade is permitted only
under exceptional circumstances, which
generally precludes commercial trade.
Of the total live specimens reported in
trade between 1985 and 2016,
approximately 95 percent of the total
live, wild-sourced scarlet macaws that
were in trade during 1985 to 2016 were
exported from Suriname, which is one
of only two countries in South America
that still legally export significant
quantities of wildlife (Duplaix 2001, p.
ii) and the only scarlet macaw range
country that entered a reservation to the
Appendix I listing of the species. A
reservation means that these countries
are treated as a country not party to
CITES with respect to the species
concerned. However, if a country with
a reservation to a listing in the CITES
Appendices wishes to trade that species
with a country that has not taken the
same reservation, then that trade must
follow the CITES permit requirements
(CITES 2018, unpaginated). Wildlife
exports generate significant income and
jobs in Suriname, and the country has
set an annual voluntary export quota of
100 live specimens per year since 1998.
The quota includes a notation that
Parties may not authorize import for
primarily commercial purposes (CITES
2018, unpaginated). Suriname’s wildlife
export quotas are reported to be
‘‘realistic’’ in that they are based on the
belief that larger parrots cannot sustain
large harvests (Duplaix 2001, pp. 10, 65,
68). Actual exports of CITES listed
species are often lower than Suriname’s
allowed quotas (FAO 2010b, p. 42;
Duplaix 2001, p. 10). However, in a
number of recent years, Suriname has
also reported exports in excess of its
quota of 100 live specimens.
Poaching Within Mesoamerica
The scarlet macaw is protected by
domestic laws within all countries in
Mesoamerica (see Factor D discussion,
below). However, enforcement of
wildlife laws in these countries is
generally lacking because they often do
not have the resources, personnel, or
both to adequately enforce their laws
(TRAFFIC NA 2009, p. 20; Valdez et al.
2006, p. 276; Mauri 2002, entire).
Additionally, low salaries and high
unemployment in the region drives
people to search for extra sources of
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income, and as a result, scarlet macaws
are still captured throughout the region
and traded illegally (TRAFFIC NA 2009,
pp. 23–24). Due to the high mortality
rate associated with capture and
transport, the number of birds actually
sold or exported for the pet trade
represents only a portion of those
removed from the wild. Cumulative
mortality rates before parrots reach
customers have been estimated to be as
high as 77 percent; for nestlings,
approximately 80 percent died before
reaching a pet store (Inigo and Ramos
1991 and Enkerlin 2000, in CantuGuzman et al. 2007, p. 60).
Mexico, Guatemala, and Belize (A. m.
cyanoptera)
Poaching has occurred at significant
levels in the Maya Forest region of
Mexico, Guatemala, and Belize, and is
one of the most important factors
influencing population growth of the
scarlet macaw in this region, indicating
that even relatively low levels of
poaching could result in population
declines (Clum 2008, pp. 76–80).
Poaching is a persistent problem and
the second largest threat to scarlet
macaws in Mexico after deforestation,
although information on the extent of
poaching in Mexico is largely
unavailable (Inigo-Elias 1996, p. 62;
Boyd and McNab 2008, p. xiii). In many
instances, poachers damage trees to
reach the birds. During the 1993
breeding season, four nest trees from a
total of 41 were cut down and another
was burned (Inigo-Elias 1996, p. 62).
Detained traffickers reported that parrot
populations in Chiapas (the primary
state in which the species occurs in
Mexico) have decreased so much that
trapping is now conducted in protected
areas in Chiapas (Cantu-Guzman et al.
2007, p. 14). Fewer than 50 scarlet
macaws are captured annually in
Mexico (Cantu-Guzman et al. 2007, p.
35).
Much of the scarlet macaw population
in Guatemala is currently protected
through conservation efforts. Prior to the
Wildlife Conservation Society (WCS)
monitoring nests in 2002, poaching was
a serious concern. Between 1992 and
2002, citing Proyecto Guacamaya of
ProPeten data, 115 chicks were poached
from the Laguna del Tigre area (Moya
and Castillo Villeda 2002, in
McReynolds 2016, in litt., unpaginated).
However, since 2003, the severity of
poaching has greatly decreased because
of WCS’s conservation efforts (Garcia et
al. 2008, p. 51). Although in areas where
the WCS is not working and protection
is lacking, which is up to 25 percent of
the population in Guatemala, it is likely
that these nests are poached (Boyd and
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McNab 2008, p. vi; Garcia et al. 2008,
p. 51).
In the Chiquibul Forest in Belize,
poaching is a threat to scarlet macaws,
but the situation has improved in recent
years. In 2011, the poaching rate was 89
percent (Breaking Belize News 2017,
unpaginated). Nests were being poached
by guaceros and xateros, which are
Guatemalans who illegally cross the
border into Belize for economic reasons.
Thus, with this high percentage of
poached chicks, scarlet macaws
essentially had no productivity
(Harbison 2017, unpaginated). Of the
nests monitored in 2013, approximately
30 percent of the failed nests were
attributed to poaching; these nests
contained 33 percent of the total
hatchlings (The Guardian Belize 2014,
unpaginated). Incidences of poaching
were reduced to an average of 35
percent between 2012 and 2015
(Breaking Belize News 2017,
unpaginated). Over the past 5 years, the
Scarlet Six team (see Conservation
Measures, below) has reduced overall
nest poaching from higher than 90
percent to less than 30 percent, and
2017 is the second year in a row that no
known nests were poached (Harbison
2017, unpaginated).
Honduras and Nicaragua (A. m.
cyanoptera)
Poaching of the scarlet macaw occurs
in both Honduras and Nicaragua,
although little quantitative information
is available (TRAFFIC NA 2009, p. 5).
In Honduras, the scarlet macaw
population has decreased and is
experiencing severe reproductive limits
due to poaching (Lafeber Conservation
and Wildlife 2011, unpaginated). Nest
monitoring indicated 5 of 6 nests active
in February 2003 were poached by
August (McReynolds 2016, in litt.,
unpaginated). In 2003, an estimated 200
to 300 chicks were poached just in the
Rus Rus area of the Honduran Mosquitia
(Portillo Reyes et al. 2004, in
McReynolds 2011, in litt., unpaginated).
In a 2010–2011 survey of 20 nests
previously used by parrots, 16 of which
were scarlet macaws, 17 showed
evidence of poaching including all the
scarlet macaw nests (Lafeber
Conservation and Wildlife 2011,
unpaginated).
In Nicaragua, capture of parrots for
the pet trade is described as common
(Herrera 2004, p. 1). Scarlet macaws are
one of the three most preferred species
in Nicaragua’s parrot trade and are
among the main CITES-species
harvested for illegal trade in the country
(McGinley et al. 2009, p. 16; Lezama
2008, abstract; Nicaragua Ministerio del
Ambiente y Los Recursos Naturales
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(MARENA) 2008, p. 25). Based on
interviews with locals, Nicaraguan
poachers bring chicks into Honduras
from Nicaragua, where they more easily
enter into trade (Portillo-Reyes et al.
2004, in McReynolds 2016, in litt.,
unpaginated). Confiscations and
prosecutions by government authorities
occurred in 2009 in the Caribbean
region of the county and in 2010 in
Managua where a dozen scarlet macaws
were for sale (McReynolds 2016, in litt.,
unpaginated). Parrot populations in
Nicaragua have declined by as much as
60 percent since the mid-1990s,
although the loss of habitat has also
contributed to the decline (MARENA
2008, p. 51). Additionally, the small
population in the Cosigu¨ina Nature
Reserve on the Pacific Coast suffers from
poaching of both chicks and adults
(Boyd and McNab 2008, p. x).
residents interviewed believed that
scarlet macaws were still being poached
in the ACOSA, although 85 percent of
the interviewees believed numbers of
scarlet macaws were increasing (Dear et
al. 2010, pp. 10–13). Forty-three percent
of the interviewees mentioned that less
poaching occurs now than before, and
none said the activity had increased
(Dear et al. 2010, p. 13). Therefore, it is
believed that poaching is ongoing but
has decreased and the ACOSA
population is increasing (Dear et al.
2010, p. 19). Based on interviews, it was
estimated that 25 to 50 chicks are
poached each year (Dear et al. 2005, p.
19). In 2006, 11 of 57 (19 percent)
potential nest cavities found in ACOSA
were reported by local residents as
recently poached, but the actual number
of poached nests is likely greater
(Guittar et al. 2009, pp. 390, 392).
Costa Rica (A. m. cyanoptera and A. m.
macao)
Historically, scarlet macaws in Costa
Rica experienced heavy poaching
pressure. Of 56 known nest cavities in
the ACOPAC studied from 1992 to 2000,
64 percent were considered at high risk
and 23 percent were at medium risk
(Vaughan et al. 2003, p. 8; McReynolds
2016, in litt., unpaginated). In studies
conducted in the 1990s in Carara
National Park, which is the traditional
stronghold of the ACOPAC population
of scarlet macaws, 56 to 64 percent of
evaluated nest sites showed signs of
being poached with some nests poached
yearly (Vaughan et al. 2003, pp. 6, 8;
Snyder et al. 2000, p. 150; Marineros
and Vaughan 1995, p. 460). However,
anti-poaching efforts in ACOPAC during
1995–1996 may have increased
recruitment into the population
(Vaughan et al. 2005, p. 127). From 2004
to 2009, most of the poached animals
were paca (Cuniculus paca), but scarlet
macaws were also poached and were
among the top four species identified by
park officials as most at risk of
poaching, local extinction, or both
(Huson 2010, pp. 19–20). Hunting is
important in the communities for both
subsistence and monetary gain; with
low-income communities surrounding
the park, the incentives to poach are
great (Huson 2010, p. 66). A significant
effort to control poaching in the Carara
area is ongoing because poaching
continues to be a serious problem
(Vaughan 2005, pers. comm., in
McReynolds 2016, in litt., unpaginated).
However, the ACOPAC population of
scarlet macaws was believed to be selfsustaining, even with heavy poaching
pressure (Vaughan et al. 2005, p. 128).
In 2005, in the ACOSA,
approximately half (48 percent) of
Panama (A. m. macao)
Little information is available on
capture of scarlet macaws in Panama,
although it was a factor leading to the
virtual extirpation of this species from
the country (McReynolds 2016, in litt.
unpaginated). Trade in rare and
endangered species is a constant threat
in the country due to the high prices
paid for these animals and their parts
(Parker et al. 2004, p. II–6; Keller and
Schmitt 2008, abstract). Additionally,
poaching is a common occurrence in
rural areas because wild game is a
traditional source of protein for
residents (Parker et al. 2004, p. II–6).
Cerro Hoya National Park is located
within Panama’s most impoverished
province, and thus the capture of scarlet
macaws is a potential threat because
campesinos (a Latin American Indian
farmer or farm laborer) invade
unoccupied lands and poaching for
sustenance and monetary gain is
common (Government of Panama 2005,
p. 36). Moreover, despite a program to
use captive scarlet macaw feathers to
cut down on hunting of wild birds for
their feathers, hunting still occurs and
poaching of chicks for pets remains a
problem at Cerro Hoya National Park
(Rodriquez and Hinojosa 2010, in
McReynolds 2016, in litt., unpaginated).
While scarlet macaws may
occasionally be illegally captured on
Isla Coiba, we are not aware of any
information that poaching is currently a
threat to the species on the island. The
scarlet macaw primarily occurs on the
south end where poaching is a
possibility. However, based on
interviews with the owner of Bird Coiba
(the bird guide service for the island),
two rangers with many years of
experience on the island, and a
discussion with the superintendent of
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Isla Coiba National Park, poaching is not
a known problem on the island
(McReynolds 2016, in litt. unpaginated).
The island has no permanent
habitations except a police base and the
ranger base; the island has no roads and
very few maintained trails, which are all
short; and access is by boats that are
boarded and checked regularly
(McReynolds 2016, in litt. p. 8).
Summary of Factor B
Parrots and macaws have been
captured and traded for centuries in the
Neotropics. Despite regulation of
international scarlet macaw trade
through CITES, the WBCA, and similar
stricter measures by the European
Union, some level of international trade
occurs with wild scarlet macaws.
However, most scarlet macaws reported
in trade are from non-wild sources; were
captive-bred; or were parts, feathers, or
scientific specimens rather than live
birds. Of the wild-sourced, live birds,
the vast majority were exported from
Suriname, which is reported to set
realistic quotas. Therefore, international
trade of scarlet macaws is not a current
threat to the species.
The scarlet macaw is a popular pet
species within its range countries and
overutilization as a result of poaching
for the pet trade is a significant threat
to the scarlet macaw in some areas of its
current range. The scarlet macaw is
susceptible to overharvest because it is
a long-lived species with a low
reproductive rate and it is slow to
recover from harvesting pressures; thus,
removal of individuals year after year
can stop population growth and cause
local extirpation. Most harvested birds
likely remain within the species’ range
countries.
The subspecies Ara macao
cyanoptera occurs mainly in small
populations; thus, poaching wild birds
for the pet trade is detrimental to
sustaining these populations. Evidence
suggests poaching occurs at significant
levels in the Maya Forest region, where
even moderate levels of poaching could
cause a decline in these already small
populations. Many of the scarlet
macaws nesting sites in Guatemala are
currently protected through
conservation efforts compared to nesting
sites in Mexico; therefore, success rates
in Mexico are almost certainly lower
than in Guatemala, even though about
25 percent of Guatemala’s population is
unprotected. In Belize, nest poaching
has been dramatically reduced over the
past 5 years but continues. Although
quantitative data from Honduras and
Nicaragua are lacking, poaching is
recognized as a significant threat to the
scarlet macaws in these countries.
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The subspecies Ara macao macao in
Costa Rica and Panama has experienced
heavy poaching pressure historically.
Efforts to control poaching are ongoing
in Costa Rica, but it continues to be a
substantial problem. Little information
is available regarding poaching of
scarlet macaws in Panama. It is one
factor that led to the near extirpation of
this species from mainland Panama and
remains a concern at Cerro Hoya
National Park. Poaching is not a threat
on Isla Coiba.
The scarlet macaw in Mesoamerica
consists mostly of small populations,
and it is reasonable to conclude that any
level of poaching poses a significant
threat to the species in this portion of
its range, especially considering the
susceptibility of scarlet macaws because
of its reproductive traits. The available
information indicates that poaching of
Ara macao cyanoptera chicks and
adults is a significant stressor
throughout its range. Populations of A.
m. macao in Costa Rica on the Pacific
slope are likely increasing even with
poaching pressure, indicating that
poaching may not be a major threat in
Costa Rica. However, poaching
continues and remains a concern. Little
information exists regarding poaching of
scarlet macaws in Panama, but because
poaching was one of the reasons for the
species’ almost extirpation on the
mainland and the remaining
populations are very small and
susceptible to poaching, we consider
poaching to be a stressor to scarlet
macaws on mainland Panama. We are
not aware of information regarding the
level of poaching in northwest
Colombia.
Factor C. Disease or Predation
In our proposed rule (77 FR 40237–
40238; July 6, 2012), we concluded that
disease and predation are not threats to
the northern subspecies of scarlet
macaw or the northern DPS of the
southern subspecies. We received no
additional information indicating
otherwise.
Factor D: Inadequacy of Existing
Regulatory Mechanisms
Forest Conservation Regulations
With the exception of Belize, all
countries in the range of A. m.
cyanoptera and the northern DPS of A.
m. macao have a national or subnational
policy framework on forests and their
management, although Belize has a
variety of regulations that protect their
natural resources. Of those countries
with a policy framework, all but
Colombia have specific national forest
laws in support of these policies, but
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laws supporting national forest policy in
Colombia are incorporated within other
laws (FAO 2010a, pp. 302–303). All
range countries except Belize also have
National Forest programs that provide
the framework to develop and
implement their forest policies,
although the status of Panama’s program
is unknown (for information on
regulatory mechanisms pertaining to
forest management in scarlet macaw
range countries see: Pen˜a-Claros et al.
2011, entire; Espinosa et al. 2011, pp.
21–26; FAO 2011c, p. 78; Government
of Colombia 2011, pp. 89–91, 203–211;
Guignier 2011, pp. 12–22; Larson and
Petkova 2011, entire; May et al. 2011,
pp. 16–55; Stern and Kernan 2011, pp.
52–54, 88– 90; United Nations
Collaborative Programme on Reducing
Emissions from Deforestation and Forest
Degradation in Developing Countries
(UN–REDD) 2011, unpaginated; Belize
Ministry of Natural Resources and
Development 2010, pp. 54, 57–58;
Blaser et al. 2010, pp. 263– 267, 277–
281, 291–293, 300–302, 311– 312, 320–
323, 334–337, 345–346, 365– 367, 376–
377, 394–396; CIFOR 2010, p. 45; FAO
2010a, pp. 150–158, 302–303;
Government of Belize 2010, pp. 27–34;
Sparovek 2010, pp. 6046–6047; Tolisano
and Lopez-Selva 2010, pp. 24–28; Bauch
et al. 2009, entire; McGinley et al. 2009,
pp. 18–30; Patriota 2009, pp. 612–615;
Trevin and Nasi 2009, entire; Byers and
Israel 2008, pp. 29–34; Torres-Lezama et
al. 2008, entire; Hopkins 2007, pp. 398–
405; Playfair 2007, entire; Portilla and
Eguren 2007, pp. 19–32; World Bank
2007, pp. 10–28, 71–76; Clark 2006, pp.
19–29; Grenand et al. 2006, pp. 49, 54–
56; Baal 2005, unpaginated; Parker et al.
2004, pp. III–1–III–8, Annex H, Annex
I; Government of Belize 2003, entire;
Bevilacqua et al. 2002, pp. 6–9; Mauri
2002, entire; Vreugdenhil et al. 2002,
pp. 6–10).
Habitat destruction or modification
from deforestation and forest
degradation occurs in most portions of
the range of the A. m. cyanoptera.
Many, if not all, of these countries have
regulations aimed at conserving forested
area, but for the most part they are not
able to adequately enforce their
regulations due to lack of financial,
personnel, and technical resources;
conflicts over land ownership, which
can lead to illegal logging and
expansion of agriculture and pasture;
and lack of oversight or coordination
with a governing body.
In the northern DPS of the southern
subspecies A. m. macao, Costa Rica is
both losing and gaining forested land,
but we are unaware of any information
indicating that deforestation or forest
degradation in the current range of the
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scarlet macaw in Costa Rica is occurring
at a level that is causing a decline in the
species. Forest area has increased over
25 years and the range of scarlet macaws
on the Pacific slope of Costa Rica has
increased. In Panama, although largescale deforestation is not occurring
where the small populations of scarlet
macaws are currently known to exist,
small-scale logging continues with little
oversight and significantly contributes
to ongoing forest degradation. In
northwest Colombia, even though the
region is reported to have large tracts of
suitable forest, many of the areas in
northwest Colombia are deforestation
hotspots. Habitat loss has caused the
decline of the species from large areas
in the region, and existing regulations
have not been sufficient to reverse the
transformation of natural ecosystems.
Major forest reserves have been
degraded from their original condition.
Therefore, the existing regulatory
mechanisms addressing this threat in
Panama and Colombia are not adequate
to protect forested land that the species
depends on.
Illegal Capture and Trade
The scarlet macaw is protected under
CITES, an international agreement
among governments to ensure that the
international trade of CITES-listed plant
and animal species does not threaten
species’ survival in the wild. Under this
treaty, CITES Parties (member countries
or signatories) regulate the import,
export, and re-export of specimens,
parts, and products of CITES-listed
plant and animal species. Trade under
CITES is authorized through a system of
permits and certificates that are issued
by the designated CITES Management
Authority of each CITES Party (CITES
2018, unpaginated). All the countries
within the range of the scarlet macaw
are Parties to CITES. However, when the
species was included in Appendix I in
1985, Suriname (along with three
European countries: Austria,
Switzerland, and Liechtenstein) entered
a reservation to the listing (Austria
withdrew its reservation in 1989)
(UNEP–WCMC 2012, unpaginated). A
reservation means that a country is
treated as not a party to CITES with
respect to the species concerned.
However, if a country with a reservation
to a listing in the CITES Appendices
wishes to trade that species with a
country that has not taken the same
reservation, then that trade is subject to
the CITES permit requirements since the
non-reserving Party is bound by the
CITES requirements (CITES 2018,
unpaginated).
The import of scarlet macaws into the
United States is also regulated by the
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WBCA, which was enacted on October
23, 1992. The purpose of the WBCA is
to promote the conservation of exotic
birds by ensuring that all imports of
exotic birds to the United States are
biologically sustainable and not
detrimental to the species in the wild.
The WBCA restricts the import of most
CITES-listed live or dead exotic birds.
Import of dead specimens is allowed for
scientific purposes and museum
specimens. Permits may be issued to
allow import of listed birds for various
purposes, such as scientific research,
zoological breeding or display, or
personal pets, when certain criteria are
met. The Service may also approve
cooperative breeding programs and
subsequently issue import permits to
allow the import of birds for use in such
programs. The United States may also
approve foreign sustainable use
management plants under the WBCA.
At this time, the scarlet macaw is not
part of a Service-approved cooperative
breeding program, and very few wildcaught birds have been recorded for
importation.
The Lacey Act (18 U.S.C. 42; 16
U.S.C. 3371–3378) was originally passed
in 1900, and was the first Federal law
protecting wildlife. Today, it provides
civil and criminal penalties for the
illegal trade of animals and plants.
Under the Lacey Act, in part, it is
unlawful to import, export, transport,
sell, receive, acquire, or purchase any
fish or wildlife taken, possessed,
transported, or sold: (1) In violation of
any law, treaty, or regulation of the
United States or in violation of any
Indian tribal law; or (2) in interstate or
foreign commerce, any fish or wildlife
taken, possessed, transported, or sold in
violation of any law or regulation of any
State or in violation of any foreign law.
The Lacey Act covers all fish and
wildlife and their parts or products,
plants protected by CITES.
Although illegal trapping for the pet
trade occurred at high levels during the
1980s, international trade has decreased
significantly as a result of tighter
enforcement of CITES regulations,
adoption of the WBCA, and similar
stricter measures under European Union
legislation, along with adoption of
national legislation in range countries
(Snyder et al. 2000, p. 99). Based on the
best available data, we found no
information indicating international
trade is currently a threat to the scarlet
macaw populations.
The laws and regulations that govern
capture and trade of scarlet macaw in
the range countries are briefly discussed
below.
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Mexico (A. m. cyanoptera)
The General Law of Wildlife for
Mexico establishes that no bird
specimen corresponding to the family
Psittacidae or psittacid (including Ara
macao cyanoptera), whose natural
distribution is within the national
territory, may be subject to extractive
exploitation for subsistence or
commercial purposes, especially species
that are endemic, threatened,
endangered, or protected by
international treaties (Official Mexican
Standard NOM–059–SEMARNAT–1994;
Animal Legal and Historical Center
2018, unpaginated; Cantu-Guzman
2007, p. 45). Mexico considers the
scarlet macaw to be in danger of
extinction within the country
(Government of Mexico 2010a, p. 32).
The Secretariat may only grant
authorizations for extractive use for
conservation or scientific research
purposes. Responsibility for
implementation lies with Profepa, the
agency of the Environment Ministry in
charge of policing environmental laws
(Cantu-Guzman et al. 2007, p. 45). The
most serious difficulty Profepa faces in
the combat against illegal bird trade is
the limited number of inspectors it has
for the whole country (Profepa 2002, in
Cantu-Guzman et al. 2007, p. 45).
Seizures by Profepa was estimated at
approximately 2 percent of the annual
illegal trade, which represents a very
small portion of the number of parrots
captured each year (Cantu-Guzman et
al. 2007, p. 49). Of the 65,000 parrots
that were captured annually, data
indicate as few as up to 50 scarlet
macaws (or less than 0.1 percent of the
total parrots) were captured annually in
Mexico, even though some of these may
be from Central American countries
(Cantu-Guzman et al. 2007, p. 35). From
1995 to 2005, 144 scarlet macaws were
seized by Profepa (Cantu-Guzman et al.
2007, p. 52).
Guatemala (A. m. cyanoptera)
National hunting legislation was first
passed in Guatemala in 1970, with the
mandates of this national policy
reinforced in the legislation passed on
protected areas in 1989. Hunting is
widely used by most rural residents in
Guatemala to supplement food and
income needs, and is largely
unregulated and inconsistently
monitored (Tolisano and Lopez-Selva
2010, p. 44).
Most of the data on hunting has not
been published or systematically
organized to indicate the magnitude or
intensity of local and national hunting
pressures (CECON–PROBIOMA 2005, in
Tolisano and Lopez-Selva 2010, p. 44).
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National and municipal agencies
generally have insufficient human
resources, have insufficient training,
and lack the necessary equipment to
effectively monitor or mitigate hunting
impacts, and much of the monitoring
that does occur is done on a relatively
haphazard basis by different research
institutions and nongovernmental
organizations (Tolisano and Lopez-Selva
2010, p. 44).
A similar situation to unregulated
hunting exists for the capture and sale
of live animals to supply the pet trade,
research institutions, and zoological
collections. Scarlet macaws are
overexploited; nestlings are taken from
their tree cavity nests prior to fledging
and sold on the local market in the
Pete´n (Tolisano and Lopez-Selva 2010,
p. 44). Guatemalan authorities do a
relatively good job of trying to control
this traffic, but rumors that scarlet
macaw chicks can fetch $300–$600 USD
on the black market continue to fuel
illegal trade within the country (Muccio
2009, p. 14).
Belize (A. m. cyanoptera)
Belize’s Wildlife Protection Act
provides for the regulation of hunting
and the commercial dealing in wildlife.
It prohibits hunting of specific species,
in closed areas, and of immature
wildlife or females accompanied by
their young. It is administered by the
Forest Department of the Ministry of
Natural Resources and the Environment
(Government of Belize 2010, p. 29). This
law prohibits hunting of the scarlet
macaw and prohibits hunting wildlife in
a forest reserve without a license
(Wildlife Protection Act 2000, entire).
Scarlet macaws have been poached by
Guatemalans (guaceros and xateros) that
illicitly cross the border into Belize for
economic reasons. Most poaching is
opportunistic. Past incidences of
conflict between law enforcement and
Guatemalan nationals have occurred
(Harbison 2017, unpaginated). The
Belize Defense Force cooperates with
the Scarlet Six team to deter poaching
scarlet macaw chicks (see Conservation
Measures, below).
Honduras (A. m. cyanoptera)
Three institutions are charged with
biodiversity conservation in Honduras:
The Secretariat of Natural Resources
and Environment (SERNA); the
Secretariat of Agriculture and Cattle
Ranching (SAG); and the ICF who
develops programs, regulations, or
projects for biodiversity conservation
with an emphasis on species in danger
of extinction (Hansen and Florez 2008,
p. 17). Internal legislation concerning
biodiversity centered on a 1990
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government decree prohibiting the
capture and sale of wildlife within
Honduras. However, it has been
criticized for contributing to illegal
trafficking of wildlife through
neighboring countries, particularly
through the sparsely populated border
with Nicaragua (Anderson and Devenish
2009, p. 257). A National Biodiversity
Strategy was published in 2000
(Anderson and Devenish 2009, p. 257).
However, no specific legislation to
manage biodiversity exists (World Bank
2007, p. 12).Wildlife is sold openly in
the streets, and families maintain scarlet
macaws as pets (Hansen and Florez
2008, p. 22). Also, despite the Rı´o
Pla´tano Biosphere Reserve’s status,
poaching occurs within its boundaries.
Nicaragua (A. m. cyanoptera)
Historically, wildlife in Nicaragua has
been used as food for poor rural and
indigenous populations, for sport
hunting, for medicinal and cultural use,
and as pets (MARENA 2008, p. 22).
Illegal capture and trade of wildlife
species is also a source of income
(McGinley et al. 2009, p. 16). Despite
the scarcity of records, laws to regulate
wildlife trade in Nicaragua have existed
since the late 19th century.
MARENA is a key agency responsible
for conservation of endangered species
in Nicaragua. In 2008, 123 species were
permanently banned from harvest or
use, and another 61 species were
partially banned; many of these banned
species are also listed by the IUCN or by
CITES. Hunting of the scarlet macaw is
prohibited (Nicaraguan laws 559 and
641; FAOLEX 2018, unpaginated).
Nonetheless, these national species
protection bans are rarely applied and
enforced (McGinley et al. 2009, p. 22).
The scarlet macaw is a principal species
involved in illegal trade (McGinley et al.
2009 p. 16; MARENA 2008, p. 25). On
the Caribbean coast, commercial
harvesting occurs of species such as
scarlet macaws, which is not currently
subject to a harvesting quota and are
sold on the local market (MARENA
2008, p. 25).
Nicaragua’s adoption of CITES has led
to improvement in the management and
regulation of domestic and international
wildlife trade. Nonetheless, the existing
legal framework is inadequate for the
protection and sustainability of
domestic wildlife trade (McGinley et al.
2009, p. 22). Furthermore,
nonregulatory instruments, such as
monitoring, research, education, and
information, are poorly, if at all, used in
the oversight of commercial wildlife
trade in Nicaragua (McGinley et al.
2009, p. 22).
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Costa Rica (A. m. cyanoptera and A. m.
macao)
Costa Rica’s Wildlife Conservation
Law and its amendments prohibit the
hunting, collection, and extraction of
species, except in certain cases for
subsistence by indigenous groups,
scientific purposes, or species control
(Costa Rican Embassy 2013,
unpaginated; NOVA 2013, unpaginated;
Tico Times 2017, unpaginated).
The Biodiversity Law has the
objective of conserving biodiversity and
the sustainable use of the resources, as
well as to distribute in an equitable
manner the benefits and derived costs.
The law includes the obligation of the
state to avoid and prevent damage or
destruction, present or future, to human,
animal, or plant health, or to the
integrity of the ecosystems, and to avoid
any risk or danger which threatens the
permanence of ecosystems (Hopkins
2007, p. 404).
Costa Rica has protected its resources
through an ambitious national parks and
biological reserves system, but they are
inadequately funded and insufficiently
controlled (Government of Costa Rica
2010, p. 34). Poaching by local
communities is a problem of great
concern; hunting within national park
boundaries is illegal, but such activities
are difficult to monitor and enforce with
limited funds and supervision (Huson
2010, p. 18; Government of Costa Rica
2010, p. 52). This limitation is reported
in Carara National Park, in which park
officials believe that they do not have
enough enforcement staff to effectively
control poaching (Huson 2010, p. 8).
Panama (A. m. macao)
To protect and regulate the use of
wildlife, flora and fauna, the
Panamanian government has created
numerous laws. The initial legislation
protecting Panama’s biological diversity
was Law 23 (1967) on the protection
and conservation of wildlife (Parker et
al. 2004, p. III–2). Another important
piece of legislation is Resolution DIR–
002–80 (1980) that identifies 82 species
in danger of extinction and bans
hunting, capturing, buying, selling, or
exporting of all species included in this
list (Parker et al. 2004, p. III–2). Scarlet
macaw is one of these species. Other
important regulatory mechanisms
include Resolution DIR–003–80 (1980)
that regulates wildlife in captivity and
its importation and exportation, and the
Wildlife Law 24 (1995), which
establishes that wildlife is part of the
natural heritage of Panama and provides
for the protection, restoration, research,
management and development of the
country’s genetic resources, including
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rare species (Parker et al. 2004, p. III–
2; Blaser et al. 2011, p. 355).
The Panamanian national police force
is responsible for preventing all
infractions of the law, such as hunting
violations (Parker et al. 2004, p. III–8).
ANAM counts on police support, which
is often more concerned about major
crime, and routinely treats
environmental infractions as minor
nuisances. Local corregidores (i.e., local
administrative officials) often have little
knowledge of environmental laws and
little impact on their enforcement, but
these local officials are important links
in the enforcement of environmental
laws, and have influence on resident’s
behavior (Parker et al. 2004, p. V–10).
Training officials adjacent to or within
protected areas results in less illegal
hunting and harvesting in protected
areas (Parker et al. 2004, pp. III–2, V–
10). Nonetheless, sport and commercial
hunting without regulation and
subsistence hunting in the country
continue.
Colombia (A. m. macao Northern DPS)
Under Colombian wildlife legislation,
all wildlife belongs to the State;
although local communities (e.g.,
mayors, regional autonomous
corporations, indigenous reserves) have
the right to participate in decisions
regarding resources under their
jurisdictions and to enjoy a healthy
environment (International Institute for
Environment and Development 2018,
unpaginated; Blaser et al. 2011, p. 297).
Wildlife legislation stipulates a general
ban on hunting, but subsistence hunting
and fishing are allowed provided no ban
is in place for a particular species. In
1994, illegal hunting was established as
a crime in the penal code, which
includes penalties for poaching and
illicit use of renewable natural resources
(Gomez et al. 2015, unpaginated). Trade
of scarlet macaws taken from the wild
is forbidden in Colombia, although
regulations are not always followed and
scarlet macaws are involved in illegal
trade in the country (CITES 2001, p. 8).
The Colombian National Army and
National Police are cooperating with the
Ministry of the Environment to protect
the country’s wildlife and combat illegal
wildlife trafficking, much of that
illegally acquired wildlife is intercepted
near the northern Colombian coasts
(Pedraza 2015, unpaginated).
Summary of Illegal Capture and Trade
Legal international trade is not a
current threat because of international
laws such as CITES, the WBCA, and
similar stricter measures under
European Union legislation that restrict
the trade of wild scarlet macaws. All
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birds from the Chiquibul Forest Reserve
in Belize (Schmidt 2013, abstract). Gene
flow occurs between nest sites in
Guatemala and Belize, and levels of
genetic diversity are high in the trinational region (Schmidt and Amato
2008, p. 137), but the Belize population
may be more isolated from the
Guatemala and Mexico populations
(Brightsmith 2016, in litt., p. 8). The
isolation of populations and subsequent
loss of genetic exchange would impact
the population at different timescales. In
the short term, populations may suffer
the deleterious consequences of
inbreeding; over the long term, the loss
of genetic variability diminishes a
species’ capacity to adapt to changes in
Summary of Factor D
the environment (Blomqvist et al. 2010,
entire; Reed and Frankham 2003, pp.
We found threats discussed under
233–234; Nunney and Campbell 1993,
Factors A and B to be threats to the
pp. 236–237; Soule´ and Simberloff
species throughout all of the range of
1986, pp. 28–29; Franklin 1980, pp.
subspecies A. m. cyanoptera, except on
140–144).
Isla Coiba, Panama; and in the range of
Negative impacts associated with
the subspecies A. m. macao in Costa
small population size and vulnerability
Rica (Factor B only), Panama, and
to random demographic fluctuations or
Colombia west of the Andes (Factor A
natural catastrophes may be further
only). The existing regulatory
magnified by synergistic interactions
mechanisms do not appear to be
with other threats, such as those
adequate to address threats, primarily
discussed in Factors A and B.
because these countries lack resources
Small populations that are declining
to effectively enforce all their laws.
Therefore, we conclude that the existing can be especially vulnerable to habitat
regulatory mechanisms are not adequate loss (O’Grady et al. 2004, pp. 513–514).
As bird assemblages in forest habitat are
to protect subspecies A. m. cyanoptera
reduced because the size of the habitat
throughout all of its range, and the
is reduced, smaller areas are less likely
northern DPS of A. m. macao from the
to provide the essential resources for
threats of deforestation and
species such as scarlet macaw that have
overutilization.
large ranges. Thus, deforestation in
Factor E: Other Natural or Manmade
combination with other negative
Factors Affecting the Species’ Continued impacts can have profound effects and
Existence
potentially reduce a species’ effective
population (the proportion of the actual
Small Population Size and Synergistic
population that contributes to future
Effects of Threats
generations) by orders of magnitude
Small, isolated populations place
(Gilpin and Soule´ 1986, p. 31). For
species at greater risk of local
example, an increase in habitat
extirpation or extinction due to a variety fragmentation can separate populations
of factors, including loss of genetic
to the point where individuals can no
variability, demographic and
longer disperse and breed among habitat
environmental stochasticity, and natural patches, causing a shift in the
catastrophes (Lande 1995, entire;
demographic characteristics of a
Lehmkuhl and Ruggiero 1991, p. 37;
population and a reduction in genetic
Gilpin and Soule´ 1986, pp. 25–33; Soule´ fitness (Gilpin and Soule´ 1986, p. 31).
and Simberloff 1986, pp. 28–32; Shaffer This risk is especially applicable for
1981, p. 131; Franklin 1980, entire).
scarlet macaws in Mesoamerica, where
Stochastic events that put small
the species was once wide-ranging but
populations at risk include, but are not
has lost a significant amount of its
limited to, variation in birth and death
historical range due to habitat loss and
rates, fluctuations in gender ratio,
degradation. Large forests areas have
inbreeding depression, and random
been removed throughout Mesoamerica
environmental disturbances such as fire and the large tracts of forest that remain,
such as the Maya and Lacandon Forests,
and climatic shifts (Blomqvist et al.
the transnational forest in the Mosquitia
2010, entire; Gilpin and Soule´ 1986, p.
region, and the transnational forest on
27; Shaffer 1981, p. 131).
the border of Costa Rica and Panama,
Overall levels of genetic variation in
have almost been cut off from each other
the scarlet macaw remain high, but a
by deforestation (Bray 2010, p. 93).
decrease in diversity was noted among
range countries have laws and policies
that aim to prevent illegal capture and
trade of scarlet macaws, although some
hunting and capture continues.
However, illegal capture for the
domestic pet trade within most range
countries occurs at a level that is likely
to negatively impact the species
throughout all of the range of subspecies
A. m. cyanoptera, and in the range of
the subspecies A. m. macao in Costa
Rica and Panama. Because capture for
the pet trade is ongoing and poses a
threat to scarlet macaws in these
regions, we conclude that the regulatory
mechanisms addressing this threat in
these regions are inadequate.
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Scarlet macaws may use partially
cleared and cultivated landscapes if the
landscape provides dietary
requirements and maintains enough
large trees because this species is
dependent on larger, older trees that
have large nesting cavities. However,
scarlet macaws have a better chance of
surviving in large tracts of forest where
suitable cavities are more common than
in open and small forest remnants
(Inigo-Elias 1996, p. 91).
Commercial exploitation of scarlet
macaw chicks may further contribute to
inbreeding depression and loss of
genetic diversity. However, other large,
long-lived avian species have
demonstrated significant retention of
molecular diversity after marked
declines, thus indicating that longevity
of the species may act as an intrinsic
buffer against the rapid loss of genetic
variation (Schmidt 2013, pp. 132–133).
But the presence of high genetic
variation in long-lived species may
mask demographic instability
introduced by habitat alteration and
overexploitation, resulting in a sudden
and marked loss of diversity (Schmidt
2013, p. 133). Systematic removal of
scarlet macaw nestlings over extended
periods of time has likely produced an
unstable age distribution in the trinational region (Mexico, Guatemala, and
Belize), heavily skewed toward older
individuals with low recruitment (Clum
2008, p. 79).
Historically, the scarlet macaw in
Mesoamerica existed in much higher
numbers in more continuous habitat.
Currently, the scarlet macaw occurs in
relatively small and fragmented
populations within Mesoamerica; most
populations in this region are believed
to contain approximately 100 to 700
individuals, with only two populations
potentially containing more than 1,000
individuals. The total population size
for scarlet macaws in Mesoamerica is
likely no greater than 5,000 individuals.
Overall, suitable habitat is becoming
increasingly limited and is not likely to
expand in the future. Therefore, the
species’ reproductive and life-history
traits, combined with its limited and
fragmented habitat, increases the
species’ vulnerability to deforestation
and overutilization in the A. m.
cyanoptera and northern DPS of A. m.
macao subspecies due to the small size
of the species’ populations.
Competition for Nest Cavities
Competition for suitable nest cavities
limits reproductive success by limiting
the available nesting sites and thus
limiting the number of pairs that can
breed, or by causing nest mortality as a
result of agonistic interactions.
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Intraspecific competition between
different pairs of scarlet macaws, and
competition with pairs of other macaw
species, is reported to be intense in
some areas (Renton and Brightsmith
2009, p. 5; Inigo-Elias 1996, p. 96;
Nycander 1995, p. 428).
Competition for nesting sites occurs
throughout the scarlet macaw’s range. In
Mexico, species including other
psittacines (Amazona farinosa,
Amazona autumnalis), toucans
(Ramphastos sulfuratus), and
falconiforms (Herpetotheres
cachinnans) breed synchronously with
scarlet macaws and compete to use the
same nest cavities (Inı´go-Elias 1996, p.
61). In Costa Rica, quality nest sites
appear to be in demand because at least
four pairs of scarlet macaws were seen
competing for the same nest cavity,
which may be a limiting factor in the
successful fledgling in the population
(Vaughan et al. 2003, p. 10). Additional
avian nest competitors include
chestnut-mandibled toucan
(Ramphastos swainsonii), barred forest
falcon (Micrastur semitorquatus), and
yellow-napped parrot (Amazona
auropalliata) (Vaughan et al. 2003, p.
10). At a remote site in southeastern
Peru, approximately 70 percent of the
nesting attempts involved competition
over nests (Brightsmith 2010,
unpaginated). Competition for nest sites
with other macaws was found to be the
primary cause of failure of nests with
chicks. Scarlet macaws and red-andgreen macaws (Ara chloropterus)
frequently compete for nest cavities,
which have been recorded annually.
The smaller and less competitive scarlet
macaws are at a disadvantage, perhaps
contributing to their use of a wider
range of cavity resources (Renton and
Brightsmith 2009, p. 5).
Africanized honey bees (Apis
mellifera scutellata) are also reported to
be a serious competitor with scarlet
macaws for nest cavities (Garcia et al.
2008, p. 52; Vaughan et al. 2003, p. 13;
Inigo-Elias 1996, p. 61). Africanized
honey bees are an exotic species
originally introduced in Brazil in 1956
(Whitfield et al. 2006, p. 644). They
subsequently spread throughout South
and Central America, displacing
naturalized European honey bees (Apis
mellifera), and arriving in Mexico,
Guatemala, and Belize around 1986
(Whitfield et al. 2006, pp. 643–644;
Clarke et al. 2002 and Rogel et al. 1991,
in Berry et al. 2010, p. 486; Fierro et al.
1987, unpaginated). Africanized honey
bees occur at higher densities and are
more aggressive than naturalized
European honey bees (Rogel 1991 and
Clarke et al. 2002, in Berry et al. 2010,
p. 486). Studies in Mexico, Guatemala,
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and Costa Rica reported bees attacking
nests with eggs and chicks and that the
bees usurped nesting cavities, resulting
in the failure of the scarlet macaw nest
(Inı´go-Elias 1996, p. 61; Garcia et al.
2008, p. 52). Additionally, breeding
pairs of scarlet macaws were attacked
when they approached the nest cavity
(Inı´go-Elias 1996, p. 61; Garcia et al.
2008, p. 52). Because these bees occur
throughout the scarlet macaw’s range in
Central and South America and have
demonstrated a negative effect on scarlet
macaw nesting, we assume these bees
are competitors for nest cavities
throughout the scarlet macaw’s range,
but we are unaware of any other data or
information regarding the magnitude of
these impacts on scarlet macaw nesting
success.
Climate Change
Our analyses under the Act include
consideration of ongoing and projected
changes in climate and the effects of any
such change. Described in general
terms, climate refers to the mean and
variability of different types of weather
conditions over a long period of time,
which may be reported as decades,
centuries, or thousands of years. The
term ‘‘climate change’’ thus refers to a
change in the mean or variability of one
or more measures of climate (e.g.,
temperature, precipitation) that persists
for an extended period, typically
decades or longer, and whether the
change is due to natural variability,
human activity, or both
(Intergovernmental Panel on Climate
Change (IPCC) 2007, p. 78). Various
types of changes in climate can have
direct or indirect effects on species, and
these may be positive or negative
depending on the species and other
relevant considerations, such as the
effects of interactions with non-climate
conditions (e.g., habitat fragmentation).
We use our expert judgment to weigh
information, including uncertainty, in
our consideration of various aspects of
the effects of climate change that are
relevant to the scarlet macaw.
Several studies project various
changes in climate in Mesoamerica and
the Amazon by the mid- to late century
or sooner (Karmalkar et al. 2011, entire;
Kitoh et al. 2011, entire; Giorgi and Bi
2009, entire; Anderson et al. 2008,
entire; Cook and Vizy 2008, entire; Li et
al. 2008, entire; Christensen et al. 2007,
pp. 892–896). Although there are
uncertainties in these models and
variation in projections, the general
trajectory under most scenarios is one of
increased warming in Mesoamerica and
the Amazon, and decreased
precipitation in Mesoamerica and some
areas of the Amazon. Several studies
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project changes in habitat in areas of the
species’ range, either from the effects of
climate change or from the effects of
climate change in combination with
deforestation (Imbach et al. 2011,
abstract; Marengo et al. 2011, entire;
Asner et al. 2010, entire; Vergara and
Scholz 2010, entire; Malhi et al. 2009,
entire; Malhi et al. 2008, entire; Nepstad
et al. 2008, entire). However, high levels
of uncertainty remain in projecting
habitat changes within the species’
range (see review by Davidson et al.
2012, entire), and there is no consensus
on the type or extent of habitat changes
that will occur. Therefore, because the
scarlet macaw is tolerant of a relatively
broad range of ecological conditions;
occurs in a variety of habitat types
including wet forest, dry forest, and
savanna provided they contain suitable
nest cavities and roosting sites; has a
broad diet including nonnative species;
and is known to inhabit patchworks of
forest and human-modified landscapes,
we assume the scarlet macaw is likely
to adapt to some level of change in its
environment provided its essential
needs are met. Overall, we are unaware
of any information indicating that the
effects of climate change are now
causing, or will in the future cause,
declines in the scarlet macaw
population.
Summary of Factor E
Small population size and
competition for next cavities may be
threats to the scarlet macaw in some
parts of its range in Mesoamerica and
northwest Colombia. Populations have a
high level of genetic diversity, but they
remain vulnerable to stochastic
demographic and environmental events
because of their small populations.
Competition for nest cavities may be a
limiting factor and likely reduces
reproductive success. The general
consensus is that the scarlet macaw’s
range is going to become hotter and
drier; however, the scarlet macaw is
tolerant of a relatively broad range of
ecological conditions. Because the
species persists in small and mostly
isolated populations, threats often
operate synergistically, particularly
when populations of a species are
decreasing. Thus, the initial effects of
one threat factor can exacerbate the
effects of other threats (Gilpin and Soule´
1986, pp. 25–26).
Within the preceding review of the
five factors, we have identified threat
factors A and B that may have
interrelated impacts on this species,
particularly in Mesoamerica. The
species’ productivity in Mesoamerica
may be reduced because of any of these
threats, either singularly or in
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combination. For example, deforestation
reduces the amount of nesting cavities,
which increases competition among
pairs of scarlet macaws and other
species for nesting sites. Deforestation
and the infrastructure that may
accompany it creates access to
previously inaccessible areas, thereby
opening up new areas of the species’
range to the threat of poaching and
further habitat loss. Therefore, because
the populations of scarlet macaw are
small and mostly isolated in
Mesoamerica, and these small
populations are subject to a combination
of threats, we believe that small
population size is a contributing stressor
to scarlet macaws throughout
Mesoamerica, including the entire range
of subspecies A. m. cyanoptera and the
range of A. m. macao in Costa Rica,
Panama, and northwest Colombia.
Conservation Measures
Reintroduction of Scarlet Macaws
Reintroduction efforts for the scarlet
macaw have occurred throughout the
range of A. m. cyanoptera and the
northern DPS of the southern subspecies
A. m. macao. We briefly discussed some
of the reintroduction efforts in our July
6, 2012, and April 7, 2016, proposed
rules to list the scarlet macaw (77 FR
40222 and 81 FR 20302, respectively).
However, based on public and peer
reviewer comments we received, we are
incorporating additional information
regarding these conservation efforts and
programs that reintroduce captive-bred
and confiscated scarlet macaws back
into the wild within their respective
historical ranges. We received
information on some of the release sites
and reintroduction programs and
describe many of them, although we
may not have information on every
reintroduction program occurring for
scarlet macaws. Most, if not all, of the
reintroduction sites are within, adjacent
to, or at least within flight distance of
currently existing populations.
Because of the increasing number of
reintroduction projects involving
various species worldwide, the IUCN
Species Survival Commission published
guidelines for reintroductions to help
ensure that reintroduction efforts
achieve intended conservation benefits
and do not cause adverse side effects of
greater impact (IUCN/SSC 2013, entire;
IUCN/SSC 1998, entire). Additionally,
recommendations were made specific to
parrot reintroductions based on a review
of previous releases and reintroductions
of psittacines worldwide (White et al.
2012, entire). We considered these
guidelines and recommendations when
evaluating the effectiveness of the
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reintroduction programs to conserve
scarlet macaw throughout its range in
Mesoamerica.
Reintroduction of Ara macao
cyanoptera
Mexico
In 1993, Xcaret began a program of
scarlet macaw reproduction in captivity,
developing and using the best protocols
for hand rearing, and establishing new
procedures to facilitate parental rearing
of the chicks without human
intervention (Raigoza Figueras 2014, p.
51). The aim is to rear captive-bred
macaws that will adapt to the wild
successfully and not require post-release
supplemental feeding (Raigoza Figueras
2014, p. 48). The release program began
in 2013. Xcaret supplies captive scarlet
macaws for reintroduction at two sites
in Mexico: (1) Palenque, Chiapas; and
(2) Los Tuxtlas, Veracruz (Xcaret 2014,
unpaginated).
The Palenque, Chiapas, release site is
located in forested habitat of Aluxes
Ecopark of Palenque, a wildlife rescue
and rehabilitation center that
encompasses 44 ha (108 ac). This site is
approximately 0.5 km (0.3 mi) from
Palenque National Park (Amaya et al.
2015, p. 457) and more than 100 km (62
mi) away from the nearest current wild
population (Brightsmith in litt. 2016, p.
21). All scarlet macaws used for
reintroduction were captive bred at
Xcaret Ecopark.
In the April 7, 2016, proposed rule (81
FR 20302), we identified the program in
Palenque, Chiapas, Mexico, in which 96
scarlet macaws were released between
April 2013 and June 2014, with a 91
percent survival rate as of May 2015,
including nine nesting events and
successful use of wild foods by released
birds (Estrada 2014, p. 345). Results of
the reintroduction program in Palenque,
Chiapas, show that the dietary diversity
and breadth of the reintroduced scarlet
macaws closely approaches that of wild
macaws; the reintroduced birds have the
capacity to find and track wild food
sources; they have very low mortality in
the released population (9 percent); they
have had nine successful nesting events,
including seven in natural cavities
(Estrada, unpublished, in Amaya et al.
2015, p. 471); and they have expanded
their foraging and activity range outside
of the release site (Amaya et al. 2015,
pp. 466–471). This reintroduction
appears successful at integrating
captive-reared scarlet macaws into the
wild and could be a model for
reintroduction efforts throughout the
range.
During the years of 2008–2010, the
status of parrot species in Los Tuxtlas,
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Veracruz, Mexico, was assessed by
obtaining data on abundance, habitat
use, and date of pet trade. Only three
species out of the nine species
previously reported remain in this area
(De Labra et al. 2010, p. 599). Scarlet
macaw was not recorded, and there is a
consensus of local and historical
extinction of the Ara macao in this
region (Schaldach and Escalante 1997
and Winker 1997, in De Labra et al.
2010, p. 607).
Since that time, La Otra Opcio´n is a
336-ac (136-ha) private ecological
reserve and breeding center for
endangered species in the Los Tuxtlas
Biosphere Reserve buffer zone has
worked to reintroduce scarlet macaws in
the Los Tuxtlas region. In 2014, scarlet
macaws were reintroduced to this area
after disappearing for 40 years, and to
date, more than 100 scarlet macaws
have been released (Raigosa et al 2016,
in Defenders of Wildlife 2016, in litt., p.
4; Mexico Daily News 2017,
unpaginated; Escalante 2016,
unpaginated). Many captive-bred scarlet
macaws remain in the wild with pairing
observed and potential nesting (Mexico
Daily News 2017, unpaginated;
Escalante 2016, unpaginated). Thus, this
reintroduction effort appears moderately
successful integrating scarlet macaws
into the wild population in Mexico.
The reintroduction programs in
Palenque and Los Tuxtlas were aligned
with the IUCN guidelines and the
recommendations made by White et al.
2012. After the first year of
implementation in Palenque, the
number of reintroduced and surviving
macaws raises the number of extant
macaws in the wild in Mexico by about
34 percent (Estrada 2014, p. 360).
Considering Palenque and Los Tuxtlas
together, the population of scarlet
macaws in Mexico has increased up to
82 percent in 3 years (Rodriguez 2016,
unpaginated; Lopez 2018, unpaginated).
Guatemala
The Wildlife Conservation Society
(WCS) started working in Guatemala in
1992, with the mission of conserving the
MBR as one of Mesoamerica’s most
important wildlife conservation areas.
The MBR is the last stronghold for
scarlet macaws in Guatemala and
contains the most important nesting
area for the species in the country. The
WCS has worked to reduce poaching,
protect nesting sites from deforestation,
monitor nesting success and
distribution, construct artificial nests,
provide environmental education in
local communities, and create a captiverelease program (WCS 2016, pp. 6–16).
In addition, they started a veterinarian
evaluation program, supplementary
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feeding, and management of wild chicks
during nesting season (WCS 2018,
unpaginated). In June 2016, WCS placed
six rehabilitated chicks in safe scarlet
macaw nests (Boyd 2016, in litt., p. 9).
With these interventions, they have
increased the number of fledglings per
nest (WCS 2018, unpaginated; WCS
2016, p. 11). WCS Guatemala is also
working in collaboration to eradicate
wildlife trafficking between Belize and
Guatemala.
The Wildlife Rescue and Conservation
Association (Asociacio´n Rescate y
Conservacio´n de Vida Silvestre
(ARCAS)) is a rehabilitation and
breeding-for-release center for
Guatemalan wildlife that has been
confiscated from the black market by the
Guatemalan government. Since its
establishment, the ARCAS Rescue
Center has grown into one of the largest
and most complex wildlife
rehabilitation centers in the world and
a leader in training programs for other
wildlife rescue groups and veterinary
students (Oakland Zoo 2018,
unpaginated). In October 2015, in Pete´n,
ARCAS released nine captive-bred
scarlet macaws into the wild in
Guatemala, which was the first time
captive-bred scarlet macaws were
released into the wild in Guatemala. At
least 60 percent of the released birds
survived more than 10 months on their
own, showing that they successfully
adapted to the environment and were
able to feed and fly on their own. This
program for rehabilitation and release
has generated quantifiable results that
can be used to prove the viability of
such a strategy in the reinforcement of
the depleted scarlet macaw population
of the Sierra del Lacando´n National
Park, which is where the scarlet macaws
were released and is one of the largest
and best protected natural areas in the
MBR (ARCAS 2016, pp. 5–6). In 2016,
they planned to release 10 more scarlet
macaws (Boyd 2016, in litt., p. 10), but
we do not have any information
regarding the results of this release.
Belize
In Belize, the protection of the scarlet
macaw in the Chiquibul region is
provided by numerous organizations,
some of which have joined efforts to
improve protection with the goal of
increasing the chance of survival for this
species (Hagen Avicultural Research
Institute 2015, unpaginated). For
example, the Scarlet Six Biomonitoring
Team (Scarlet Six), Friends for
Conservation and Development (FCD),
and the Belize Self-Defense Forces work
together to reduce illegal gold mining;
timber extraction; and poaching of
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animals, particularly scarlet macaw
chicks.
The FCD rangers patrol the Chiquibul
Forest, collaborate with the Scarlet Six,
and receive support from the Belize
Defense Force. Their goal is to conserve
the natural and cultural resources of the
western Chiquibul-Maya Mountains
(FCD 2016, p. 4). In addition to
protecting scarlet macaws in the wild,
the FCD also started a captive-rearing
program modeled after successful
programs in Mexico and Guatemala
(Harbison 2017, unpaginated). If a nest
cannot be effectively protected by the
rangers while the chicks are growing, or
if a nest produces a third chick that will
not survive, FCD removes the chicks
from the nest and brings them to the lab.
All eight macaws in 2015’s cohort
successfully fledged, but it took until
January 2016 before they left the area for
good (Harbison 2017, unpaginated). The
FCD also signed an agreement with
WCS in Guatemala and Natura y
Ecosistemas Mexicanos A.C. in July to
coordinate research, management, and
conservation efforts of scarlet macaws in
the Maya Forest (FCD 2016, p. 13). In
January 2016, FCD signed an extended
agreement of cooperation with
Asociacio´n Balam for the protection of
the Chiquibul ecosystem for the period
2016–2020. This agreement primarily
seeks to jointly promote the protection
of the Chiquibul Maya Mountains
ecosystem and reduce conflict among
communities located on the Belize and
Guatemala adjacency zone (FCD 2016,
p. 9).
Honduras
In Honduras, scarlet macaws have
been released into multiple sites.
Releasing scarlet macaws at the Isla
Zacate Grande biological station in
Honduras began around 1996–1997
(Raigoza Figueras 2014, p. 50; Boyd and
McNab 2008, p. x). A private reserve
released scarlet macaws on the island.
This reintroduction effort started with
four chicks; a few years later, they
received and released another five
scarlet macaws (adults and chicks) of
unknown origin (Boyd and McNab
2008, p. x). About 20 scarlet macaws
have been released at the site (Bjork
2008, pp. x, 17–18; Raigoza Figueras
2014, p. 50). Some of the reintroduced
birds have ranged outside the release
point to nearby communities and the
adjacent island of Amapala, Honduras.
Released birds have been observed
around the Gulf of Fonseca, where Paso
Pacifico is conducting a scarlet macaw
conservation program on the Cosigu¨ina
Peninsula, Nicaragua (see ‘‘Nicaragua,’’
below), which hosts a small wild
population of 20 to 50 birds (Paso
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Pacifico 2017, unpaginated; Boyd and
McNab 2008, p. x). Isla Zacate Grande
is approximately 35 km (22 mi)
(overwater) from the Cosigu¨ina
Peninsula, an overland flight distance
within documented range for scarlet
macaws (Boyd and McNab 2008, p. x).
Although no formal records are kept,
nesting activity has been observed in
artificial nests placed in natural hollows
(Raigoza Figueras 2014, p. 50). However,
as a model, there are concerns about the
reintroduction at this site because
disease testing was not performed; there
was no documentation of the project;
the birds have no fear of humans and
continue to depend on regular
supplemental food; and the birds appear
to have been conditioned to nest in
inappropriate situations (i.e., low to the
ground), which makes them highly
vulnerable to human and non-human
predators alike. High security and longterm daily maintenance is required
(Boyd and McNab 2008, p. x; Bjork
2008, pp. 17–18).
A reintroduction of scarlet macaw at
the Copa´n archaeological site (Parque
Arqueolo´gico Copa´n Ruinas) in
Honduras began in 2011. The World
Parrot Trust, the Macaw Mountain Bird
Park and Nature Reserve, the Institute of
Anthropology and History of Honduras
and the Association Copa´n have
organized a long-running program to
return the scarlet macaw to the Parque
Arqueolo´gico Copa´n Ruinas, a national
park (Raigoza Figueras 2014, pp. 50–51).
The Macaw Mountain scarlet macaw
breeding program is releasing birds into
the forests surrounding the Copa´n Ruins
(Boyd 2016, in litt., p. 6). Most of the
birds come from private donations of
pet birds; others were confiscated by the
Environment Office of the Public
Ministry (Macaw Mountain 2017,
unpaginated). In 2018, scarlet macaws
released produced seven chicks (World
Parrot Trust 2019, unpaginated). We are
not aware of the release methods or if
this program takes into account the
IUCN guidelines and White et al. (2012)
recommendations. However, this
program has been judged a resounding
success (Macaw Mountain 2019,
unpaginated; Asociacio´n Copan 2017,
unpaginated).
A macaw conservation and local
development program was started in the
Mosquitia region of Honduras by the
Lafeber Company, Dr. Kim Joyner,
indigenous peoples of several villages,
the Forestry Service of Honduras,
Universidad Nacional Auto´noma
Honduras, and the Universidad
Nacional de Agricultura (Boyd 2016, in
litt., p. 7; Lafeber 2018, unpaginated).
This program started in 2010, and in
2011 through 2012, confiscated scarlet
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macaws were released at the village
Mabita. Once these birds grew large
enough to fly, they were released from
their cages, slowly learning to fly
around the village. Government officials
have released more birds, for a total of
22, and approximately 16 regularly visit
the village, coming in every morning to
feed. The earliest birds released in
Mabita (in 2011) have an active nest;
they have produced two chicks, which
demonstrates that the program can
successfully raise birds to reproduce in
the wild (Lafeber 2018, unpaginated).
However, it is not ideal that the birds
are so dependent on humans for food.
We are not aware of the release methods
or if this program takes into account the
IUCN guidelines and White et al. (2012)
recommendations.
Nicaragua
Paso Pacifico works throughout
Nicaragua, focusing on the natural
ecosystems of Central America’s Pacific
slope (Boyd 2016, in litt., p. 5). In 2015,
they launched a scarlet macaw
conservation program in the Cosigu¨ina
Volcano area of northern Nicaragua
(Paso Pacifico 2017, unpaginated). With
financial support from the Loro Parque
Fundacio´n, among others, community
rangers protect and monitor the
remaining scarlet macaws. Their
objectives are to establish accurate
baseline information about the
population, focusing on demographics,
nesting success, and habitat use in the
reserve; to strengthen the ability of the
Nicaraguan army to deter poachers; to
involve and empower the local
community to protect nesting scarlet
macaws; and to increase awareness
among Ministry of Environment officials
and the Nicaraguan environmental
community (Loro Parque Fundacio´n
2015, unpaginated). They have also
been working closely with families from
La Salvia, the village nearest to the
scarlet macaw nesting area, through an
educational program involving
birdwatching and other field-based
activities that highlight the significance
of the scarlet macaw and the dry
tropical forests at Cosigu¨ina
(pasopacifico 2017, unpaginated). Two
scarlet macaw chicks have safely
fledged, which was the first successful
macaw nest documented in this area in
over 20 years (pasopacifico 2017,
unpaginated).
Reintroduction of Ara macao macao
Costa Rica
On the Nicoya Peninsula in
northwestern Costa Rica, scarlet macaws
are currently released at Punta Islita,
Playa Tamboor, and Curu´ National
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Wildlife Refuge, which are all within 50
km (31 mi) of each other. It is difficult
to determine how these populations will
fare over time because these populations
are fairly isolated, but these three
release sites could help repopulate the
Nicoya Peninsula (Brightsmith 2016, in
litt., p. 15). The Punta Islita release site
is situated in the tropical moist forest of
Costa Rica’s North Pacific coast; wild
scarlet macaws had been locally extinct
in this area for decades. Between 2011
and 2018, 37 scarlet macaws were
released at this site (Ara Project 2017,
unpaginated). We have no data
concerning the current status of the
released birds. At Curu´, scarlet macaws
were released starting in January 1999.
Ten of the 13 birds released were still
alive after 4 years, and pairs have
attempted to nest in natural tree cavities
in two different years, but no chicks
have been produced (Brightsmith et al.
2005, p. 468). At Playa Tambor, we do
not have information on the number of
scarlet macaws released into the wild or
the success of the releases at this site.
Within the scarlet macaw’s range in
southwestern Costa Rica, a few
reintroduction programs exist around
the Gulf (Golfo Dulce) and the Osa
Peninsula. These include Santuario
Silvestre de Osa (SSO), which releases
birds close to Piedras Blancas National
Park; Zoo Ave, which releases birds in
the Golfito area; Amigos de las Aves,
which releases offspring of confiscated
birds in Alajuela, Punta Banco (Dear et
al. 2010, pp. 15–17; Forbes 2005, p. 97);
and Tiskita Lodge and the Ara project,
which releases birds in Tiskita Jungle
Lodge’s private reserve also in Punta
Blanco (Ara Project 2018, unpaginated).
These organizations receive and release
birds confiscated from poachers from all
parts of the country (Dear et al. 2010, p.
15). Seventy-seven scarlet macaws were
released in 1997; as of 2002, almost 90
percent of the released birds were still
alive (Dear et al. 2010, p. 16).
Additionally, the range of birds released
at Punta Banco has grown to reach 84
km2 (32 mi2) (Forbes 2005, in Dear et al.
2010, p. 17). The breeding center in
Alajuela has since closed and moved to
Tiskita (Tiskita Jungle Lodge 2018,
unpaginated). Between 2002 and 2014,
nine groups of birds were released in
Tiskita, most of which are thriving and
reproducing in the wild (Ara Project
2018, unpaginated; Tiskita Jungle Lodge
2018, unpaginated). To date, the
survival rate is close to 90 percent, and
at least five pairs have successfully
fledged chicks in natural cavities since
2008. Over 75 scarlet macaws have been
released into the wild at this site
(Tiskita Jungle Lodge 2018,
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unpaginated). This reintroduction
program has ceased because a viable
population has been established that is
large enough to potentially connect with
populations in the ACOSA that are
farther north along the coast (Tiskita
Jungle Lodge 2018, unpaginated). Thus,
releases could potentially aid in
recolonization of the macaw
population’s original range, to the extent
that the habitat within that range
remains suitable.
In total, the past and ongoing
reintroduction efforts have added
hundreds of scarlet macaws to the wild
in Costa Rica. Additionally, most
reintroduction projects conduct
environmental education at a local level
and attract additional media attention at
the local and national level. As a result,
each reintroduction project educates the
public about the importance of scarlet
macaws and of conservation and the
environment in general (Brightsmith
2016, in litt., p. 22).
Impacts of Reintroducing Captive-Bred
Scarlet Macaws Into the Wild
Releases of captive scarlet macaws
could increase the wild populations
because many of the reintroduced
captive-raised and confiscated birds are
released adjacent to existing
populations or at least within the range
that scarlet macaws are known to
disperse, and some of the release birds
have adapted to surviving in the wild by
finding mates and food and nesting
resources similar to what wild scarlet
macaws use. In addition, releases of
scarlet macaws could potentially aid in
recolonization of the population’s
original range in Mesoamerica, to the
extent that the habitat within that range
remains suitable and programs are
available to protect scarlet macaws in
the wild from poachers. Conversely,
releases of captive scarlet macaws could
potentially pose a threat to wild
populations by exposing wild birds to
diseases for which wild populations
have no resistance, invoking behavioral
changes in wild macaws that negatively
affect their survival, or compromising
the genetic integrity of wild populations
(Dear et al. 2010, p. 20; Schmidt 2013,
pp. 74–75; also see IUCN 2013, pp. 15–
17). However, generally speaking,
disease risks are small because the
probable frequency of occurrence is low
(see Factor C discussion in 77 FR
40237–40238; July 6, 2012).
Other Conservation Programs
Conservation programs operate in
some areas of the scarlet macaw’s range
but not throughout its entire range.
Many partner organizations work
together to implement these
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conservation programs that study and
aim to increase the viability of scarlet
macaw populations in the wild. To the
extent that we have information
indicating the effects of these programs
on the scarlet macaw’s status, we
included information in the Factors
Affecting the Species, above. In
addition, general conservation measures
such as education, use of artificial nest
boxes, and nest monitoring are
discussed below. Because too many
organizations exist to list them all here,
we summarize the general actions taken.
Organizations in certain regions where
scarlet macaws persist conduct the
following conservation efforts:
(1) Implement education programs
that promote the scarlet macaw, as well
as sustainable forest management,
because much of the territory in the
scarlet macaw’s range is held by local
communities or indigenous people (Ara
Project 2017, unpaginated; Vaughan et
al. 1999, entire; WCS 2010, entire; FAO
2010a, pp. 238–239, Blaser et al. 2011,
pp. 312, 346; Marineros and Vaughan
1995, pp. 462–463);
(2) Protect and monitor nests to
reduce poaching, which has reduced
overall nest poaching in Belize from
higher than 90 percent to less than 30
percent, with 2017 the second year in a
row that no known nests were poached,
and has greatly decreased the severity of
poaching in Guatemala (Harbison 2017,
unpaginated; Garcia et al. 2008, p. xii);
(3) Construct artificial nest boxes,
which increases nesting sites and
ultimately recruitment (Vaughan et al.
2003, p. 10; Brightsmith 2000a, entire;
Brightsmith 2000b, entire; Brightsmith
2005, p. 297; Nycander et al. 1995, pp.
435–436); and
(4) Use local conservation
organizations to coordinate conservation
activities with stakeholders (Vaughan et
al. 2005, p. 123; WCS 2008, entire).
Finding
Section 4 of the Act (16 U.S.C. 1533)
and the implementing regulations in
part 424 of title 50 of the Code of
Federal Regulations (50 CFR part 424)
set forth procedures for adding species
to, removing species from, or
reclassifying species on the Federal
Lists of Endangered and Threatened
Wildlife and Plants. Section 3 of the Act
defines an ‘‘endangered species’’ as
‘‘any species which is in danger of
extinction throughout all or a significant
portion of its range,’’ and a ‘‘threatened
species’’ as ‘‘any species which is likely
to become an endangered species within
the foreseeable future throughout all or
a significant portion of its range.’’ As
required by the Act, we conducted a
review of the status of the species and
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considered the five factors in assessing
whether the scarlet macaw meets the
definition of an endangered species or
threatened species. We examined the
best scientific and commercial
information available regarding factors
affecting the status of the scarlet macaw.
We reviewed the petition, information
available in our files, information
provided by peer review and public
comments, and other available
published and unpublished
information.
Final Determination for the Northern
Subspecies (Ara macao cyanoptera)
The northern subspecies of scarlet
macaw, Ara macao cyanoptera, exists in
Mexico, Guatemala, Belize, Honduras,
Nicaragua, eastern Costa Rica, and Isla
Coiba in Panama. Little quantitative
data on historical populations are
available, but evidence indicates that
the range of this subspecies has been
greatly reduced and the total current
population of A. m. cyanoptera, based
on available data (see Table 1), is
estimated to be approximately 2,000 to
3,000 individuals.
The primary threats we identified to
A. m. cyanoptera are habitat loss due to
activities that cause deforestation and
forest degradation (Factor A), poaching
for the pet trade and sustenance (Factor
B), and small population size that works
in combination with the other threats
(Factor E). The existing regulatory
mechanisms are not adequate to protect
the species from these threats to the
level that the species is not in danger of
extinction (Factor D).
Destruction of forest habitat is one of
the main causes of the decline of A. m.
cyanoptera. Deforestation rates in
Mesoamerica, excluding Costa Rica, are
the highest in Latin America due to
expanding agriculture, cattle ranching,
and selective and often illegal logging.
Throughout the range of the subspecies
where most of the species’ historical
habitat has been eliminated,
deforestation is rapidly occurring,
including in all the forested areas where
scarlet macaws currently exist (except
Isla Coiba, Panama). Activities that lead
to deforestation and forest degradation
directly eliminate the scarlet macaw’s
tropical forest habitat by removing the
trees that support the species’ essential
needs for nesting, roosting, and food.
Scarlet macaws are known to use
partially cleared and cultivated
landscapes, but they are only able to do
so if the landscape maintains enough
large, older trees that provide the
essential needs of the species.
Poaching, mainly for the pet trade but
also for sustenance, is the other main
cause of decline of A. m. cyanoptera.
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The scarlet macaw is a popular pet
species within its range countries, and
overutilization as a result of poaching is
a significant threat to A. m. cyanoptera
(except on Isla Coiba, Panama). The
scarlet macaw is susceptible to
overharvest because it is a long-lived
species with a low reproductive rate and
slow to recover from harvesting
pressures. Thus, removal of individuals
year after year can inhibit population
growth and cause local extirpation.
Evidence suggests poaching occurs at
significant levels in the Maya Forest
region, even with conservation
measures such as monitoring and
protecting nesting sites in Guatemala
and Belize, and is a significant threat in
Honduras and Nicaragua. Poaching is
exacerbated by habitat removal because
it increases access to previously
inaccessible areas, thereby opening up
new areas to poaching.
Most if not all of the countries within
the range of A. m. cyanoptera have
regulations aimed at conserving forested
lands, biodiversity, and prohibit
poaching of scarlet macaws. However,
these countries are not able to
adequately enforce their regulations due
to lack of resources, conflicts over land
ownership that lead to illegal logging
and expansion of agriculture and
pasture, and lack of oversight or a
governing body to enforce the
regulations.
Some range countries employ
conservation measures such as
protecting nesting sites from poachers
and reintroducing captive-bred scarlet
macaws into the wild. While these
programs have had success protecting
nests from poachers and slightly
increasing the number of scarlet macaws
in the wild in some populations (see
Conservation Measures, above), many of
the reintroduction programs do not have
data to show long-term viability of
reintroduced birds. Therefore, while
conservation measures have had a
positive impact on the populations of A.
m. cyanoptera, these conservation
actions occur in small sections of the
range of the subspecies and the threats
identified above are ongoing.
Scarlet macaws in Mesoamerica
maintain a high level of genetic
diversity, but because of the few
populations and the small numbers in
each of the populations, and their
virtual isolation from other populations
due to deforestation, they remain
vulnerable to extirpation and extinction.
Fewer than 5,000 scarlet macaws remain
in this relatively large geographic area.
Because of the extent of the decline in
the range and numbers of Ara macao
cyanoptera due to ongoing habitat
destruction and degradation, poaching,
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the lack of enforcement of existing
regulatory mechanisms addressing these
threats, and the small population sizes
that work in combination with the other
threats, we find that these threats place
A. m. cyanoptera in danger of
extinction. Therefore, on the basis of the
best scientific and commercial
information available, we find that A. m.
cyanoptera meets the definition of an
‘‘endangered species’’ in accordance
with the definition in the Act.
Final Determination for the Northern
DPS of Southern Subspecies (Ara macao
macao)
The range of Ara macao macao north
and west of the Andes has been greatly
reduced and fragmented. The scarlet
macaw has been almost extirpated from
mainland Panama and much of its
former range in Costa Rica. Its
remaining distribution is on the Pacific
slope of Costa Rica, in the Chiriquı´
province and at the southern end of the
Azuero Peninsula of Veraguas, near
Cerro Hoya National Park in Panama,
and in northwest Colombia.
Because information indicates that the
ACOPAC and ACOSA populations in
Costa Rica, which make up the bulk of
the northern DPS of A. m. macao, may
be stable and likely increasing and
expanding their range on the Pacific
slope of Costa Rica, it is reasonable to
conclude that the northern DPS of A. m.
macao is not currently in danger of
extinction and does not meet the
definition of an ‘‘endangered species’’
under the Act. A threatened species’’ is
‘‘any species which is likely to become
an endangered species within the
foreseeable future throughout all or a
significant portion of its range.’’ The Act
does not define the phrase ‘‘foreseeable
future,’’ but we interpret it to describe
the extent to which we can reasonably
rely on the predictions about the future
in making determinations about the
future conservation status of the species.
We conclude that it is reasonable to rely
on the information contained in the
studies discussed above under ‘‘Factors
Affecting the Species’’ involving landuse trends and population sizes, as well
as the information regarding
enforcement of existing regulations and
other factors that negatively influence
the species, to make a determination
about the future conservation status of
the northern DPS of A. m. macao.
Poaching continues and remains a
concern for the future viability of the
species for the foreseeable future. In
Panama, poaching of scarlet macaws
was one factor that led to the virtual
extirpation of this species from the
mainland, and poaching remains a
concern at Cerro Hoya National Park,
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which is one of the only locations where
a very small population of scarlet
macaws exists on mainland Panama.
Additionally, the best available
information indicates that the
population in northwest Colombia faces
significant ongoing threats from
deforestation within the foreseeable
future. No current population estimates
are available for northwest Colombia,
and this region is reported to have large
tracts of suitable forest habitat, but
many areas in northwest Colombia are
considered deforestation hotspots. Thus,
although the two largest populations
currently appear to be increasing, they
both are small and their total range
represents only a portion of the range of
the northern DPS. Therefore, we find
that the best available information
indicates that current threats to scarlet
macaws in northwest Colombia
(deforestation); ongoing poaching of
scarlet macaws in Costa Rica and
mainland Panama; ongoing, small-scale,
subsistence logging in Panama;
inadequate enforcement of existing
regulations; and the small population
sizes of scarlet macaws in this region
put this DPS in danger of extinction in
the foreseeable future. On the basis of
the best scientific and commercial
information available, we find that the
northern DPS of A. m. macao meets the
definition of a ‘‘threatened species’’ in
accordance with the definition in the
Act.
Similarity of Appearance
Final Determination for Southern DPS
of Southern Subspecies (Ara macao
macao)
In our proposed rule we found that
the southern DPS of the southern
subspecies A. m. macao did not warrant
listing as an endangered species or a
threatened species based on its status.
However, we determined that it is
advisable to treat the southern DPS as a
threatened species based on its
similarity of appearance to the northern
DPS of A. m. macao and subspecies
crosses of A. m. cyanoptera and A. m.
macao. Section 4(e) of the Act
authorizes the treatment of a species,
subspecies, or distinct population
segment as endangered or threatened if:
‘‘(A) [S]uch species so closely resembles
in appearance, at the point in question,
a species which has been listed
pursuant to [section 4 of the Act] that
enforcement personnel would have
substantial difficulty in attempting to
differentiate between the listed and
unlisted species; (B) the effect of this
substantial difficulty is an additional
threat to an endangered or threatened
species; and (C) such treatment of an
PO 00000
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Fmt 4701
Sfmt 4700
unlisted species will substantially
facilitate the enforcement and further
the policy of this [Act].’’ All applicable
prohibitions and exceptions for species
treated as threatened under section 4(e)
of the Act due to similarity of
appearance to a threatened or
endangered species will be set forth in
a rule issued under section 4(d) of the
Act.
Several factors make differentiating
between scarlet macaw listable entities
difficult. First, the scarlet macaw
subspecies, Ara macao macao and Ara
macao cyanoptera, primarily differ in
the coloration of their wing coverts (a
type of feather) and wing size. But these
differences are not always apparent,
especially in birds from the middle of
the species’ range (which may include
crosses between A. m. cyanoptera and
A. m. macao), sometimes making it
difficult to visually differentiate
between subspecies (Schmidt 2011,
pers. comm.; Weidenfeld 1994, pp. 99–
100). According to information received
from the Service’s Forensics Laboratory,
many scarlet macaw remains submitted
for examination by Office of Law
Enforcement special agents and wildlife
inspectors do not consist of intact
carcasses; rather, evidence is usually in
the form of partial remains, detached
feathers, and artwork incorporating their
feathers. Therefore, identification of the
subspecies or the geographic origin of
these birds is difficult or improbable
without genetic analysis, which would
add considerable difficulties and cost
for law enforcement.
Second, we are not aware of any
information indicating that
distinguishing morphological
differences between the northern and
southern DPSs of A. m. macao would
allow for visual identification of the
origin of a bird of this subspecies.
Lastly, aviculturists have bred the
species without regard for taxa,
resulting in crosses of the two
subspecies (A. m. cyanoptera and A. m.
macao) that maintain a combination of
characteristics of either parent being
present in trade (Wiedenfeld 1994, p.
103). As a result, the similarity of
appearance between an unlisted
southern DPS of A. m. macao and
subspecies crosses to the listed northern
DPS of A. m. macao and A. m.
cyanoptera may result in the ability to
pass off a protected specimen as an
unlisted DPS or unlisted subspecies
cross and poses an additional threat to
the northern DPS of A. m. macao and
subspecies A. m. cyanoptera. Therefore,
we consider this difficulty in discerning
an unlisted southern DPS and unlisted
subspecies crosses from the listed
northern DPS of A. m. macao and
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subspecies A.m. cyanoptera as an
additional threat to the listed entities.
The close resemblance between the
listed and the unlisted entities would
make differentiating the listed scarlet
macaws (the subspecies Ara macao
cyanoptera and the northern DPS of the
subspecies Ara macao macao) from
those that are not listed (individuals of
the southern DPS of A. m. macao and
subspecies crossings (A. m. cyanoptera
and A. m. macao)) difficult for law
enforcement to enforce. Therefore, we
determine that treating the southern
DPS of A. m. macao and subspecies
crosses (A. m. cyanoptera and A. m.
macao) under the 4(e) similarity of
appearance provisions of the Act will
substantially facilitate law enforcement
actions to protect and conserve scarlet
macaws. If the southern DPS of A. m.
macao or subspecies crosses (A. m.
cyanoptera and A. m. macao) were not
listed, importers and exporters could
inadvertently or purposefully
misrepresent a specimen of A. m.
cyanoptera or the northern DPS of A. m.
macao as a specimen of the unlisted
entity, creating a loophole in enforcing
the Act’s protections for listed species of
scarlet macaw. Thus, the listing will
facilitate Federal and State lawenforcement efforts to curtail
unauthorized import and trade in A. m.
cyanoptera or the northern DPS of A. m.
macao.
Extending the prohibitions of the Act
to the similar entities through this
listing of those entities due to similarity
of appearance under section 4(e) of the
Act and providing applicable
prohibitions and exceptions in a rule
issued under section 4(d) of the Act will
provide greater protection to A. m.
cyanoptera and the northern DPS of A.
m. macao. Although the 4(e) provisions
of the Act do not contain criteria as to
whether a species listed under the
similarity of appearance provisions
should be treated as endangered or
threatened, we find that treating the
southern DPS of A. m. macao and
subspecies crosses (A. m. cyanoptera
and A. m. macao) as threatened is
appropriate because the 4(d) rule, for
the reasons mentioned in our finding
below, provides adequate protection for
these entities. For these reasons, we are
proposing to treat the southern DPS of
A. m. macao and subspecies crosses (A.
m. cyanoptera and A. m. macao) as
threatened due to the similarity of
appearance pursuant to section 4(e) of
the Act.
4(d) Rule
When a species is listed as
endangered, certain actions are
prohibited under section 9 of the Act
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19:06 Feb 25, 2019
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and our regulations at 50 CFR 17.21.
These include, among others,
prohibitions on take within the United
States, within the territorial seas of the
United States, or upon the high seas;
import; export; and shipment in
interstate or foreign commerce in the
course of a commercial activity.
Exceptions to the prohibitions for
endangered species may be granted in
accordance with section 10 of the Act
and our regulations at 50 CFR 17.22.
The Act does not specify particular
prohibitions and exceptions to those
prohibitions for threatened species.
Instead, under section 4(d) of the Act,
the Secretary, as well as the Secretary of
Commerce depending on the species,
was given the discretion to issue such
regulations as deemed necessary and
advisable to provide for the
conservation of such species. The
Secretary also has the discretion to
prohibit by regulation with respect to
any threatened species any act
prohibited under section 9(a)(1) of the
Act. For the scarlet macaw, the Service
is exercising our discretion to issue a
4(d) rule. By adopting the existing
parrot 4(d) rule for the scarlet macaw,
we are incorporating all prohibitions
and provisions of 50 CFR 17.31 and
17.32. However, import and export of
certain scarlet macaws into and from the
United States and certain acts in
interstate commerce are allowed
without a permit under the Act, as
explained below.
The 4(d) rule will apply to the
southern subspecies of scarlet macaw
(Ara macao macao) and to crosses of the
two scarlet macaw subspecies, A. m.
macao and A. m. cyanoptera. We are
including subspecies crosses in this rule
because aviculturists have bred the
species without regard to their taxa,
resulting in crosses of the two
subspecies being present in trade. All
prohibitions of 50 CFR 17.31 will apply
to A. m. macao and subspecies crosses
of A. m. macao and A. m. cyanoptera,
except that import and export of certain
A. m. macao and subspecies crosses into
and from the United States and certain
acts in interstate commerce will be
allowed without a permit under the Act,
as explained below. For activities
otherwise prohibited under the 4(d) rule
involving specimens of the southern
DPS of the scarlet macaw and
subspecies crosses, such activities will
require authorization pursuant to the
similarity-of-appearance permit
regulations at 50 CFR 17.52. If an
applicant is unable to meet the issuance
criteria for a similarity-of-appearance
permit and demonstrate that the scarlet
macaw in question is a subspecific cross
or originated from the southern DPS,
PO 00000
Frm 00033
Fmt 4701
Sfmt 4700
6309
authorization for an otherwise
prohibited activity would need to be
obtained under the general permit
provisions for threatened species found
at 50 CFR 17.32. For activities otherwise
prohibited under the 4(d) rule involving
specimen of the northern DPS of the
scarlet macaw (A. m. macao), such
activities would require authorization
pursuant to the general permit
provisions for threatened species found
at 50 CFR 17.32.
Import and Export
The 4(d) rule will apply to all
commercial and noncommercial
international shipments of live and dead
southern subspecies of scarlet macaws
and subspecific crosses of A. m. macao
and A. m. cyanoptera and their parts
and products, including the import and
export of personal pets and research
samples. In most instances, the rule will
adopt the existing conservation
regulatory requirements of CITES and
the WBCA as the appropriate regulatory
provisions for the import and export of
certain scarlet macaws. The import into
the United States and export from the
United States of birds taken from the
wild after the date this species is listed
under the Act; conducting an activity
that could take or incidentally take
scarlet macaws; and foreign commerce
must meet the requirements of 50 CFR
17.31 and 17.32, including obtaining a
permit under the Act. However, the 4(d)
rule allows a person to import or export
without a permit issued under that Act
if the specimen either: (1) Was held in
captivity prior to the date this species is
listed under the Act; or (2) is a captivebred specimen, provided the export is
authorized under CITES and the import
is authorized under CITES and the
WBCA. If a specimen was taken from
the wild and held in captivity prior to
the date this species is listed under the
Act, the importer or exporter must
provide documentation to support that
status, such as a copy of the original
CITES permit indicating when the bird
was removed from the wild or museum
specimen reports. For captive-bred
birds, the importer must provide either
a valid CITES export/re-export
document issued by a foreign
Management Authority that indicates
that the specimen was captive-bred by
using a source code on the face of the
permit of either ‘‘C,’’ ‘‘D,’’ or ‘‘F.’’
Exporters of captive-bred birds must
provide a signed and dated statement
from the breeder of the bird confirming
its captive status, and documentation on
the source of their breeding stock. The
source codes of C, D, and F for CITES
permits and certificates are as follows:
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(C) Animals bred in captivity in
accordance with Resolution Conf. 10.16
(Rev.), as well as parts and derivatives
thereof, exported under the provisions
of Article VII, paragraph 5 of the
Convention.
(D) Appendix-I animals bred in
captivity for commercial purposes in
operations included in the Secretariat’s
Register, in accordance with Resolution
Conf. 12.10 (Rev. CoP15), and
Appendix-I plants artificially
propagated for commercial purposes, as
well as parts and derivatives thereof,
exported under the provisions of Article
VII, paragraph 4, of the Convention.
(F) Animals born in captivity (F1 or
subsequent generations) that do not
fulfill the definition of ‘‘bred in
captivity’’ in Resolution Conf. 10.16
(Rev.), as well as parts and derivatives
thereof.
The 4(d) rule’s provisions regarding
captive-bred birds apply to birds bred in
the United States and abroad. The terms
‘‘captive-bred’’ and ‘‘captivity’’’ used in
the 4(d) rule are defined in the
regulations at 50 CFR 17.3 and refer to
wildlife produced in a controlled
environment that is intensively
manipulated by man from parents that
mated or otherwise transferred gametes
in captivity. Although the 4(d) rule
requires a permit under the Act to
‘‘take’’ (including harm and harass) a
scarlet macaw, our regulations at 50
CFR 17.3 establish that ‘‘take’’ when
applied to captive wildlife does not
include generally accepted animalhusbandry practices; breeding
procedures; or provisions of veterinary
care for confining, tranquilizing, or
anesthetizing, when such practices,
procedures, or provisions are not likely
to result in injury to the wildlife.
We assessed the conservation needs of
the scarlet macaw in light of the broad
protections provided to the species
under CITES and the WBCA. The scarlet
macaw is included in Appendix I of
CITES, a treaty that contributes to the
conservation of the species by regulating
international trade and ensuring that
trade in Appendix-I species is not
detrimental to the survival of the
species. The purpose of the WBCA is to
promote the conservation of exotic birds
and to ensure that imports of exotic
birds into the United States do not harm
them. The best available data indicate
that the current threat of trade of the
scarlet macaw stems mainly from illegal
trade that stays within the domestic
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19:06 Feb 25, 2019
Jkt 247001
markets of Central and South America.
Thus, the general prohibitions on
import and export contained in 50 CFR
17.31, which extend only within the
jurisdiction of the United States, would
not regulate such activities.
Accordingly, we find that the import
and export requirements of the 4(d) rule
provide the necessary and advisable
conservation measures for this species.
This 4(d) rule streamlines the permitting
process by deferring to existing laws
that are protective of scarlet macaws in
the course of import and export and not
requiring permits under the Act for
certain types of activities.
Required Determinations
Interstate Commerce
A complete list of references cited in
this rulemaking is available on the
internet at https://www.regulations.gov
and upon request from the U.S. Fish and
Wildlife Service, Ecological Services,
Branch of Delisting and Foreign Species
(see FOR FURTHER INFORMATION CONTACT).
Under the 4(d) rule, a person may
deliver, receive, carry, transport, or ship
Ara macao macao and subspecies
crosses (A. m. macao and A. m.
cyanoptera) in interstate commerce in
the course of a commercial activity, or
sell or offer to sell in interstate
commerce A. m. macao and subspecies
crosses without a permit under the Act.
At the same time, the prohibitions on
take under 50 CFR 17.21, as presently
extended to threatened species under 50
CFR 17.31, will apply under this 4(d)
rule, and any interstate commerce
activities that could incidentally take A.
m. macao and subspecies crosses or
otherwise prohibited acts in foreign
commerce will require a permit under
50 CFR 17.32.
We have no information that suggests
current interstate commerce activities
are associated with threats to the scarlet
macaw or would negatively affect any
efforts aimed at the recovery of wild
populations of the species. Therefore,
we are not placing into effect any
prohibitions on interstate commerce of
scarlet macaw within the United States.
Because the species will be otherwise
protected in the course of interstate
commercial activities under the take
provisions and foreign commerce
provisions contained in 50 CFR 17.31 as
applied to this species, and
international trade of this species is
regulated under CITES, we find this 4(d)
rule contains all the prohibitions and
authorizations necessary and advisable
for the conservation of the scarlet
macaw.
PO 00000
National Environmental Policy Act (42
U.S.C. 4321 et seq.)
We have determined that we do not
need to prepare an environmental
assessment, as defined under the
authority of the National Environmental
Policy Act of 1969, in connection with
regulations adopted under section 4(a)
of the Endangered Species Act. We
published a notice outlining our reasons
for this determination in the Federal
Register on October 25, 1983 (48 FR
49244).
References Cited
Authors
The primary authors of this rule are
staff members of the Branch of Delisting
and Foreign Species, Ecological Services
Program, U.S. Fish and Wildlife Service.
List of Subjects in 50 CFR Part 17
Endangered and threatened species,
Exports, Imports, Reporting and
recordkeeping requirements,
Transportation.
Regulation Promulgation
Accordingly, we amend part 17,
subchapter B of chapter I, title 50 of the
Code of Federal Regulations, as set forth
below:
PART 17—ENDANGERED AND
THREATENED WILDLIFE AND PLANTS
1. The authority citation for part 17
continues to read as follows:
■
Authority: 16 U.S.C. 1361–1407; 1531–
1544; 4201–4245, unless otherwise noted.
2. Amend § 17.11(h) by adding entries
for ‘‘Macaw, scarlet’’, ‘‘Macaw, scarlet
[Northern DPS]’’, ‘‘Macaw, scarlet
[Southern DPS]’’, and ‘‘Macaw, scarlet
[Subspecies crosses]’’ in alphabetical
order under BIRDS to the List of
Endangered and Threatened Wildlife, to
read as follows:
■
§ 17.11 Endangered and threatened
wildlife.
*
Frm 00034
Fmt 4701
Sfmt 4700
*
*
(h) * * *
E:\FR\FM\26FER2.SGM
26FER2
*
*
6311
Federal Register / Vol. 84, No. 38 / Tuesday, February 26, 2019 / Rules and Regulations
Common name
*
Scientific name
*
Where listed
*
*
Listing citations and
applicable rules
Status
*
*
*
BIRDS
*
*
Macaw, scarlet ...........................
*
Ara macao cyanoptera .............
*
*
Wherever found ........................
Macaw, scarlet [Northern DPS]
Ara macao macao ....................
Colombia (northwest of the
Andes), Costa Rica (Pacific
slope), Panama (mainland).
T
Macaw, scarlet [Southern DPS]
Ara macao macao ....................
T(S/A)
Macaw, scarlet [Subspecies
crosses].
Ara macao macao
macao cyanoptera.
Bolivia,
Brazil,
Colombia
(southeast of the Andes), Ecuador, French Guiana, Guyana, Peru, Suriname, Venezuela.
Costa Rica, Nicaragua (Atlantic
slope border region).
*
*
*
3. Amend § 17.41 by revising
paragraphs (c) introductory text and
(c)(2)(ii) introductory text and by adding
paragraph (c)(2)(ii)(E) to read as follows:
■
§ 17.41
Special rules—birds.
*
*
*
*
*
(c) The following species in the parrot
family: Salmon-crested cockatoo
(Cacatua moluccensis), yellow-billed
parrot (Amazona collaria), white
cockatoo (Cacatua alba), hyacinth
macaw (Anodorhynchus hyacinthinus),
and scarlet macaw (Ara macao macao
and scarlet macaw subspecies crosses
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19:06 Feb 25, 2019
X
Jkt 247001
Ara
*
Frm 00035
Fmt 4701
T(S/A)
*
(Ara macao macao and Ara macao
cyanoptera)).
*
*
*
*
*
(2) * * *
(ii) Specimens held in captivity prior
to certain dates: You must provide
documentation to demonstrate that the
specimen was held in captivity prior to
the dates specified in paragraph
(c)(2)(ii)(A), (B), (C), (D), or (E) of this
section. Such documentation may
include copies of receipts, accession or
veterinary records, CITES documents, or
wildlife declaration forms, which must
be dated prior to the specified dates.
*
*
*
*
*
PO 00000
E
Sfmt 9990
*
*
84 FR [insert Federal Register
page where the document
begins], 2/26/2019.
84 FR [insert Federal Register
page where the document
begins], 2/26/2019; 50 CFR
17.41(c).4d
84 FR [insert Federal Register
page where the document
begins], 2/26/2019; 50 CFR
17.41(c).4d
84 FR [insert Federal Register
page where the document
begins], 2/26/2019; 50 CFR
17.41(c).4d
*
*
(E) For scarlet macaws: March 28,
2019 (the date this species was listed
under the Endangered Species Act of
1973, as amended (Act) (16 U.S.C. 1531
et seq.)).
*
*
*
*
*
Dated: February 4, 2019.
Margaret E. Everson,
Principal Deputy Director Exercising the
Authority of the Director for the U.S. Fish
and Wildlife Service.
[FR Doc. 2019–03165 Filed 2–25–19; 8:45 am]
BILLING CODE P
E:\FR\FM\26FER2.SGM
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Agencies
[Federal Register Volume 84, Number 38 (Tuesday, February 26, 2019)]
[Rules and Regulations]
[Pages 6278-6311]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2019-03165]
[[Page 6277]]
Vol. 84
Tuesday,
No. 38
February 26, 2019
Part III
Department of the Interior
-----------------------------------------------------------------------
Fish and Wildlife Service
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50 CFR Part 17
Endangered and Threatened Wildlife and Plants; Listing the Scarlet
Macaw; Final Rule
Federal Register / Vol. 84 , No. 38 / Tuesday, February 26, 2019 /
Rules and Regulations
[[Page 6278]]
-----------------------------------------------------------------------
DEPARTMENT OF THE INTERIOR
Fish and Wildlife Service
50 CFR Part 17
[Docket No. FWS-R9-ES-2012-0039; 4500030113]
RIN 1018-BC81
Endangered and Threatened Wildlife and Plants; Listing the
Scarlet Macaw
AGENCY: Fish and Wildlife Service, Interior.
ACTION: Final rule.
-----------------------------------------------------------------------
SUMMARY: We, the U.S. Fish and Wildlife Service (Service), determine
the northern subspecies of scarlet macaw (Ara macao cyanoptera) is an
endangered species under the Endangered Species Act of 1973 (Act), as
amended; the northern distinct population segment (DPS) of the southern
subspecies of scarlet macaw (A. m. macao) is a threatened species under
the Act, and the southern DPS of the southern subspecies of scarlet
macaw (A. m. macao) and subspecies crosses (A. m. cyanoptera and A. m.
macao) to be threatened species based on similarity of appearance. We
are also establishing a rule pursuant to section 4(d) of the Act for
the A. m. macao subspecies and subspecies crosses to provide for its
further conservation.
DATES: This rule is effective March 28, 2019.
ADDRESSES: Comments and materials we received, as well as supporting
documentation used in preparation of this rule, are available for
public inspection at https://www.regulations.gov.
FOR FURTHER INFORMATION CONTACT: Don Morgan, Chief, Branch of Delisting
and Foreign Species, Ecological Services Program, U.S. Fish and
Wildlife Service, 5275 Leesburg Pike, MS:ES, Falls Church, VA 22041;
telephone 703-358-2444. If you use a telecommunications device for the
deaf (TDD), you may call the Federal Relay Service at 800-877-8339.
SUPPLEMENTARY INFORMATION:
Executive Summary
Why we need to publish a rule. Under the Act, a species may warrant
protection through listing if it is endangered or threatened throughout
all or a significant portion of its range. Listing a species as an
endangered or threatened species can only be completed by issuing a
rule.
On July 6, 2012, we published in the Federal Register (FR) a 12-
month finding on a petition to list the scarlet macaw. We determined
the scarlet macaw (A. m. macao) did not warrant listing under the Act
at the species level but found the northern subspecies of scarlet macaw
(Ara macao cyanoptera) and the northern distinct population segment
(DPS) of the southern subspecies (A. m. macao) warranted listing and
issued a proposed rule to list those entities as endangered under the
Act (77 FR 40222). On April 7, 2016, we published a revised proposed
rule (81 FR 20302) maintaining the proposed endangered status for A. m.
cyanoptera, but (1) revising the proposed listing determination for the
northern DPS of the southern subspecies (A. m. macao) from endangered
to threatened; and (2) proposing to treat the southern DPS of A. m.
macao and subspecies crosses as threatened based on similarity of
appearance to A. m. cyanoptera and the northern DPS of A. m. macao. We
also proposed a rule under section 4(d) of the Act (a ``4(d) rule'')
that incorporated the prohibitions and provisions of 50 CFR 17.31 and
17.32 that we found necessary and advisable for the species'
conservation.
This rule lists the northern subspecies of scarlet macaw (A. m.
cyanoptera) as an endangered species, the northern DPS of the southern
subspecies of scarlet macaw (A. m. macao) as a threatened species, and
the southern DPS of the southern subspecies of scarlet macaw (A. m.
macao) and subspecies crosses (A. m. cyanoptera and A. m. macao) as a
threatened species due to similarity of appearance under the Act. This
rule also establishes a 4(d) rule for those listed as threatened
species to further provide for the species' conservation.
The basis for our action. Under section 4(a)(1) of the Act, we
determine that a species is an endangered or threatened species based
on any of the following factors: (A) The present or threatened
destruction, modification, or curtailment of its habitat or range; (B)
overutilization for commercial, recreational, scientific, or
educational purposes; (C) disease or predation; (D) the inadequacy of
existing regulatory mechanisms; or (E) other natural or manmade factors
affecting its continued existence. The primary causes attributed to the
decline of the scarlet macaw (A. m. cyanoptera and A. m. macao) include
habitat loss and forest degradation (Factor A), poaching for the pet
trade (Factor B), lack of enforcement of existing regulations (Factor
D), and small population size (Factor E).
Section 4(d) of the Act authorizes the Secretary of the Interior
(Secretary) to extend to threatened species the prohibitions provided
for endangered species under section 9 of the Act. For threatened
species, section 4(d) of the Act gives the Service discretion to
specify the prohibitions and any exceptions to those prohibitions that
are appropriate for the species, as well as include provisions that are
necessary and advisable to provide for the conservation of the species.
A rule issued under section 4(d) of the Act allows us to include
provisions that are tailored to the specific conservation needs of that
threatened species.
Our implementing regulations for threatened wildlife found at 50
CFR 17.31 incorporate the section 9 prohibitions for endangered
wildlife, except where a species-specific rule is promulgated under
4(d) of the Act. While we proposed to rescind this provision last
summer (83 FR 35174; July 25, 2018), that proposal has not been
finalized at this time.
Peer review and public comment. We sought comments from independent
specialists to ensure that our designation is based on scientifically
sound data, assumptions, and analyses. We invited peer reviewers and
the public to comment on our listing proposals. All substantive
information from peer review and public comments was fully considered
and is incorporated into this final rule, where appropriate.
Previous Federal Actions
Please refer to the proposed listing rule, published in the Federal
Register on July 6, 2012 (77 FR 40222), for more comprehensive
information on previous Federal actions for the scarlet macaw. The
publication of the proposed listing rule opened a 60-day public comment
period, which closed on September 4, 2012. Based on new information, we
published a revised proposed rule (81 FR 20302; April 7, 2016) to make
the following changes to our proposed rule: (1) Revise the location of
what we consider to be the boundary between the two subspecies of A.
macao; (2) provide additional information on the species in northeast
Costa Rica, southeast Nicaragua, and Panama, and reevaluating the
status of A. m. cyanoptera; (3) provide additional information on the
northern DPS of A. m. macao, reevaluating the status of this DPS, and
revise our proposed listing of this DPS from endangered status to
threatened status; (4) add a proposal to treat the southern DPS of A.
m. macao and subspecies crosses (A. m. macao and A. m. cyanoptera) as
threatened based on similarity of appearance to A. m. cyanoptera and to
the northern DPS of A. m. macao; and
[[Page 6279]]
(5) add a proposed rule pursuant to section 4(d) of the Act (16 U.S.C.
1531 et seq.) to define the prohibitions and exceptions that apply to
scarlet macaws listed as threatened. That revised proposed rule also
opened a 60-day public comment period, which closed on June 6, 2016.
Summary of Changes From the Revised Proposed Rule
In this final rule, and based on public comments, we incorporate
additional information regarding the distribution of scarlet macaws in
Mesoamerica (Mexico and Central America). Specifically, we include
information pertaining to reintroduction programs occurring throughout
the range of Ara macao cyanoptera, and we include information that
indicates the populations in Costa Rica in the northern DPS of the
southern subspecies of scarlet macaw (A. m. macao) are likely
increasing.
We also took into account the relevant information from eBird into
our analysis regarding the distribution of the species.
Summary of Comments and Recommendations
We reviewed all comments we received from peer reviewers and the
public for substantive issues and new information. All substantive
information from peer review and public comments has been fully
considered and is incorporated into this final rule, where appropriate.
We received 282 public comments combined on the proposed and
revised proposed rules to list the scarlet macaw under the Act during
their respective comment periods. Some of the comments we received were
similar to comments that we received previously for the proposed rule;
therefore, we only address these comments once in this final rule. See
the Substantive Changes to the Proposed Rule section in the revised
proposed rule (81 FR 20302; April 7, 2016).
The following section summarizes information and issues raised in
the public comments and provides our responses.
Comment (1): Several commenters stated that listing the scarlet
macaw will hurt U.S. businesses such as aviculture, pet food and supply
companies, and veterinarians.
Our Response: Determinations on whether a species should be added
to the Federal Lists of Endangered and Threatened Wildlife and Plants
are based on whether the species meets the definition of ``endangered
species'' or of ``threatened species'' in section 3 of the Act. The Act
directs the Service to make these determinations solely on the basis of
the best scientific and commercial data available. Therefore, we may
not consider economic impacts when determining the status of a species.
We understand that listing the scarlet macaw will have an effect on
those involved in the pet bird industry, especially bird breeders. The
4(d) rule that we are putting in place streamlines the permitting
process by extending certain prohibitions but deferring to existing
laws (CITES and the Wild Bird Conservation Act (WBCA) that are
protective of scarlet macaws (A. m. macao and subspecies crosses) in
the course of import and export and by not requiring permits under the
Act for certain types of activities. Additionally, we are not
prohibiting the interstate commerce of scarlet macaws (A. m. macao and
subspecies crosses) within the United States (see 4(d) Rule, below).
Comment (2): Several commenters stated that reducing the
availability of captive birds by listing the species under the Act may
lead to an increase of wild-caught birds for the pet trade.
Our Response: We do not anticipate that listing the scarlet macaw
under the Act will further reduce the availability of captive birds or
lead to an increase of wild-caught birds for the pet trade. The scarlet
macaw is listed in Appendix I of CITES, which is an international
agreement among governments to ensure that the international trade of
CITES-listed plants and animals does not threaten the survival of the
species in the wild. Trade must be authorized through a system of
permits and certificates that are issued by the designated CITES
Scientific and Management Authorities of each CITES Party. For species
included in CITES Appendix I, international trade is permitted only
under exceptional circumstances, which generally precludes commercial
trade. The United States implements CITES through the Act and our
implementing regulations at 50 CFR part 23. It is unlawful for any
person subject to the jurisdiction of the United States to engage in
any trade in any specimens contrary to the provisions of CITES, or to
possess any specimens traded contrary to the provisions of CITES, the
Act, or our implementing regulations at 50 CFR part 23. Protections for
CITES-listed species are provided independently of whether a species is
an endangered species or a threatened species under the Act.
Two other laws in the United States apart from the Act also already
provide protection from the illegal import of wild-caught birds into
the United States: The WBCA and the Lacey Act (18 U.S.C. 42-43; 16
U.S.C. 3371-3378). The WBCA ensures that exotic bird species are not
harmed by international trade and encourages wild bird conservation
programs in countries of origin. Under the WBCA and our implementing
regulations (50 CFR 15.11), it is unlawful to import into the United
States any exotic bird species listed under CITES except under certain
circumstances. The Service may issue permits to allow import of listed
birds for scientific research, zoological breeding or display,
cooperative breeding, or personal pet purposes, when the applicant
meets certain criteria (50 CFR 15.22-15.25). Under the Lacey Act, in
part, it is unlawful: (1) To import, export, transport, sell, receive,
acquire, or purchase any fish, or wildlife taken, possessed,
transported, or sold in violation of any law, treaty, or regulation of
the United States or in violation of any Indian tribal law; or (2) to
import, export, transport, sell, receive, acquire, or purchase in
interstate or foreign commerce any fish or wildlife taken, possessed,
transported, or sold in violation of any law or regulation of any State
or in violation of any foreign law. Similarly, under the Lacey Act it
is unlawful to import, export, transport, sell, receive, acquire, or
purchase specimens of this species traded contrary to CITES.
Based in large part on the protection from illegal and legal trade
afforded to the scarlet macaw by CITES, the WBCA, and the Lacey Act,
the best available data indicate that the current threat from trade to
the scarlet macaw stems mainly from illegal trade in the domestic
markets within Central and South America (Weston and Memon 2009, pp.
77-80; Shanee 2012, pp. 4-9). Additionally, interstate commerce within
the United States is not a current threat to the scarlet macaw and will
not affect any efforts to recover wild populations. Therefore, we do
not anticipate that listing the scarlet macaw under the Act will
further reduce the availability of captive-bred birds or lead to an
increase of wild-caught birds since those birds are already regulated
by existing laws. This 4(d) rule, in large part, adopts the framework
of those laws.
Comment (3): Several commenters stated that at least 25 States
adopt the Federal Lists of Endangered and Threatened Wildlife and
Plants to their State list, which they claim would make it illegal to
possess scarlet macaws or its feathers. The commenters stated that
these laws do not include ``grandfathering,'' which means that those
who have scarlet macaws prior to the listing and live in one of these
States would be in violation of the law immediately once the listing is
effective.
[[Page 6280]]
Our Response: Ownership of a listed species is not prohibited by
the Act and therefore, does not require a permit. We further note that,
under section 9(b)(1) it is not unlawful to import or export a scarlet
macaw that was held in captivity prior to the date of this final rule
provided that its holding was not in the course of commercial activity.
Further, while we have certainly not conducted an in-depth study on the
various provisions of state law, we observe that under Article I of the
United States Constitution, retroactive application of a law is
permitted only in extraordinary cases. Ex post facto laws (or laws that
criminalize conduct that was legal when originally performed) are
generally prohibited. However, we acknowledge that we have no
discretion over regulations that certain States implement regarding
federally listed wildlife and plants.
Comment (4): A few commenters stated that breeders and pet owners
in the United States have been supplying feathers through sales or
trade to Native American artisans, and the Service should find a way to
accommodate feather and art sales within the United States because
these artisans make ceremonial products to support themselves and their
tribes.
Our Response: The 4(d) rule will apply to all commercial and
noncommercial international shipments of live and dead scarlet macaws,
the southern subspecies of A. m. macao and subspecific crosses (A. m.
macao and A. m. cyanoptera), and their parts and products, including
the import and export of personal pets and research samples. In most
instances, the 4(d) rule adopts existing regulatory requirements of
CITES and the WBCA as the appropriate regulatory provisions for the
import and export of scarlet macaws. Under the 4(d) rule, a person may
deliver, receive, carry, transport, or ship A. m. macao and subspecies
crosses in interstate commerce in the course of a commercial activity,
or sell or offer to sell in interstate commerce without a permit under
the Act (see 4(d) rule, below). Therefore, the 4(d) rule would allow
individuals to engage in certain commercial activities with A. m. macao
and subspecies crosses that could provide Tribal artisans materials to
make their products.
The 4(d) rule does not include subspecies A. m. cyanoptera that is
listed as endangered, and therefore, all the prohibitions of 50 CFR
17.31 apply to this subspecies. While the Act does not prohibit
intrastate (within a state) sale of a listed species, it does prohibit
interstate (between states) commercial sale, unless a buyer obtains a
permit. Permits for prohibited activities, such as interstate sale,
import and export, can be issued for endangered species if the
activities enhance the propagation or survival of the species in the
wild. Additionally, a breeder could obtain a Captive-bred Wildlife
Registration (CBW), which would authorize interstate commerce. However,
it must be shown that the sale enhances the propagation or survival of
the affected species and the principal purpose is to facilitate
conservation breeding and not for the sale of protected species as
pets.
Comment (5): Several commenters stated that the Endangered Species
Act is designed to protect domestic species only, and listing scarlet
macaws under the Act does not address the main cause of decline for the
species, which is habitat destruction in the species' native countries.
Our Response: The broad definitions of ``species,'' ``fish or
wildlife,'' and ``plant'' in section 3 of the Act do not differentiate
between species native to the United States, species native to both the
United States and one or more other countries, and species not native
to the United States. Further, sections 4(b)(1)(A) and 4(b)(1)(B)(i)
expressly require the Service to consider efforts by a foreign nation
prior to making a listing determination. Additionally, the findings and
purposes at sections 2(a)(4), 2(a)(5), and 2(b) also speak to the
application of the Act to meet the United States international
commitments under treaties and conventions, and numerous provisions of
the Act and the implementing regulations refer to foreign jurisdictions
(e.g., sections 8 and 8A of the Act, 50 CFR 424.11(e)). As such, we
have no basis to determine the protections of the Act only apply to
domestic species. However, we acknowledge that we do not have authority
to directly regulate activities in a foreign country that may cause the
species to be endangered or threatened.
Comment (6): Several commenters stated that there is no benefit to
listing scarlet macaws under the Act because the species is already
sufficiently protected by CITES and the WBCA.
Our Response: The decision to list a species under the Act is based
on whether the species meets the definition of an endangered or
threatened species as defined under section 3 of the Act and is made
solely on the basis of the best scientific and commercial data
available. The purpose of the WBCA is to ensure that exotic bird
species are not harmed by international trade and encourages wild bird
conservation programs in countries of origin. The purpose of CITES is
to ensure that international trade in plants and animals does not
threaten their survival in the wild. Protection provided by other laws,
such as CITES and WBCA, is taken into consideration when determining
the status of the species. However, simply being protected by these
other laws does not preclude the requirement to list and provide
additional protections under the Act where the species meets the
definition of a threatened or endangered species. Further, the
standards for listing under each legal regime are different, and the
protections afforded to species listed under each legal regime are
different, though they can overlap in some respects. While CITES
regulates the international trade of certain wildlife, it has limited
regulatory authority once the species enters the United States for
activities that take place within the United States, though there are
restrictions on use after import for some specimens, especially
Appendix I specimens. Listing under the Act helps ensure that the
United States and its citizens do not contribute to the further decline
of the species.
Conservation measures or benefits provided to foreign species
listed as endangered or threatened under the Act include recognition,
requirements for Federal protection, and prohibitions against certain
practices. Recognition through listing results in public awareness, and
may encourage and result in conservation actions by foreign
governments, Federal and State governments, private agencies and
interest groups, and individuals.
Comment (7): Several commenters noted that the International Union
for Conservation of Nature (IUCN) classifies the scarlet macaw as
``least concern;'' and therefore, listing under the Act is not
warranted.
Our Response: The decision to list a species under the Act is based
on whether the species meets the definition of an endangered or
threatened species as defined under section 3 of the Act and is made
solely on the basis of the best scientific and commercial data
available. The IUCN uses different standards and criteria and the
designations are not interchangeable. Within certain countries,
particularly in the range of A. m. cyanoptera, the subspecies is
considered in danger of extinction or on a country's list of threatened
or endangered species (Government of Mexico 2010a, p. 64; (Biodiversity
and Environmental Resource Data System of Belize 2012, unpaginated;
Meerman 2005, p. 30; (Government of Guatemala 2001, p. 15; Secretaria
de Recursos Naturales y Ambiente. 2008, p. 62). However,
[[Page 6281]]
because of the relatively good status of the species in the Amazon,
which accounts for the majority of the species range and population,
and the scarlet macaw's relative tolerance of degraded and fragmented
habitat (BLI 2011c, unpaginated), we found the scarlet macaw did not
warrant listing under the Act rangewide at the species level (A. m.
macao). The IUCN classified this entity--the overall species--as
``Least Concerned.''
Comment (8): A few commenters questioned our decision in the
revised proposed rule to change the northern DPS of the southern
subspecies of scarlet macaw (A. m. macao) from endangered to
threatened. The commenters assert that because we revised the
boundaries and now attribute the population on Isla Coiba, Panama, to
be part of the northern subspecies (A. m. cyanoptera), the decline in
the number of known populations for the northern DPS of A. m. macao
does not warrant a reversal of the Service's prior determination. It
indicates a reduction in the number of populations; therefore, the DPS
is now at a greater risk of extinction.
Our Response: The northern DPS of the southern subspecies, A. m.
macao, consists of two main populations in Costa Rica, the Central
Pacific Costa Rica ([Aacute]rea de Conservaci[oacute]n Pac[iacute]fico
Central (ACOPAC)) and South Pacific Costa Rica ([Aacute]rea de
Conservaci[oacute]n Osa (ACOSA)) populations that are likely stable or
increasing Vaughan et al. 2005, p. 128; Dear et al. 2010, p. 20;
Brightsmith 2016, in litt., pp. 10-13) and consist of 1,000 to 2,000
birds; a group of at least 14-25 birds in Palo Verde (Brightsmith 2016,
in litt., p. 14; Dear et al. 2010, p. 8) in northwest Costa Rica, along
with scattered sightings of scarlet macaws from Palo Verde National
Park south to Carara National Park and throughout western Guanacaste
(Brightsmith 2016, in litt., p. 14); small groups of captive-released
birds in some locations within the Costa Rica portion of the DPS; small
populations in northwestern Panama in the Chiriqu[iacute] province
(Brightsmith 2016, in litt., p. 17; Sullivan et al. 2009, unpaginated),
and an unknown number on the southern end of the Azuero Peninsula of
Veraguas, near Cerro Hoya National Park (Brightsmith 2016, in litt., p.
17; Sullivan et al. 2009, unpaginated; Rodriguez and Hinojosa 2010, in
McReynolds 2011, in litt., unpaginated); and an unknown but likely
small number of birds in northwest Colombia. Thus, although the two
largest populations currently appear to be increasing and appear stable
even with ongoing poaching pressure, they both are small and their
total range represents only a portion of the range. Northwest Colombia
has large tracts of suitable habitat capable of supporting a population
(although we have no information about the current population estimate
for northwest Colombia). However, because current threats to scarlet
macaws are ongoing, enforcement of existing regulations is inadequate,
and the population sizes of scarlet macaws in this region are small, we
reaffirm our determination that the northern DPS of A. m. macao is
threatened in accordance with the definition in the Act.
Comment (9): Several commenters stated that by listing the northern
subspecies of scarlet macaw (A. m. cyanoptera) as endangered, bird
owners will not be able to sell birds, and if they cannot sell birds
they will not breed birds or will breed hybrids to get around the
listing. Thus, the gene pool for A. m. cyanoptera will be reduced, if
not be eliminated.
Our Response: Commenters responding to the 2012 proposed rule (77
FR 40222; July 6, 2012) noted that aviculturists have bred the species
without regard for taxa, resulting in crosses of the two subspecies (A.
m. cyanoptera and A. m. macao). Therefore, the best available
information indicates that pet scarlet macaws may be bred with little
regard for genetics and include an unknown number of subspecies
crosses, regardless of whether the species is listed under the Act
(Schmidt 2013, pp. 74-75). The Act does not prohibit intrastate (within
a state) sale of a listed species so bird owners could sell birds
within state, but because A. m. cyanoptera is listed as endangered,
interstate (between states) commercial sale is prohibited without a
permit. We do not believe that the gene pool will be reduced or
eliminated because while some scarlet macaws in captivity in the United
States will be a mixture of subspecies, it is possible to determine
with genetic techniques where individual scarlet macaws have come from
and whether or not they are from one pure single subspecies or a mix of
subspecies (Brightsmith 2016, in litt., p. 23).
Comment (10): Several commenters stated that we dismiss the benefit
of captive-bred scarlet macaws, which may be used to repopulate the
population if a major natural, biological, or manmade disaster occurs
in the native habitat of the species, and to educate and raise
awareness for the species.
Our Response: We find that there is a difference in conservation
value between captive-bred scarlet macaws that are bred for the pet
trade and those bred for potential release into the wild and that are
not in trade. We are not aware of any evidence indicating that release
of pet or pet-trade scarlet macaws benefits wild populations. Pet
scarlet macaws are poor candidates for reintroduction programs because
those bred for the pet trade are bred with little regard for genetics
and include an unknown number of subspecies crosses (Schmidt 2013, pp.
74-75), pets socialized with humans fail to act appropriately with wild
individuals when released, and individuals held as pets may pose a
disease risk to wild populations (Brightsmith et al. 2005, p. 471).
However, scarlet macaws bred in captivity for soft-release programs are
more appropriate than pet scarlet macaws to contribute to the wild
population because of the breeding techniques, decreased level of human
interaction, disease testing, and training of these birds to survive on
their own in the wild upon release. Refer to ``Reintroduction of
Scarlet Macaws,'' below, for examples of captive-bred birds raised and
released into the wild to integrate with the wild populations of
scarlet macaws. These birds released back into their native range and
nearby existing populations may increase the overall population and
contribute to the long-term conservation of the species.
Comment (11): A few commenters stated that the information used in
the proposed rule was outdated.
Our Response: The Service is required by the Act to make
determinations solely on the basis of the best scientific and
commercial data available. We use the existing information and are not
required to develop new data. We based the proposed rule on all the
information we received following the initiation of the status review
for the scarlet macaw, as well as all of the information we found
during our own research and that received during the comment periods of
the 2012 proposed rule and 2016 revised proposed rule. The ``best
available'' information depends on research being conducted in the
field and the availability of information and may be more, or less,
recent depending on the efforts being conducted. After publishing the
proposed rule, we found additional information that had become
available since the publication of the proposed rule and reviewed
information that was submitted by the public, including studies from a
species expert and conservation organizations within the scarlet
macaw's range countries.
Comment (12): One commenter claimed that the Service violated
mandatory statutory deadlines by waiting nearly 4 years to take further
action on its original listing proposal
[[Page 6282]]
and never formally invoking the legally allowable 6-month extension.
Our Response: We acknowledge that we failed to meet the statutory
deadline for this rulemaking. However, we are obligated to make listing
determinations under the Act based on the best available scientific and
commercial information. In our proposed rule (77 FR 40222; July 6,
2012), we found that the northern subspecies of scarlet macaw, A. m.
cyanoptera, and the northern DPS of the southern subspecies, A.m.
macao, were in danger of extinction (an endangered species) based on
their populations sizes and the magnitude of threats, such as loss of
habitat and poaching, within the subspecies' respective ranges. We also
found the southern DPS of the southern subspecies, A. m. macao, not to
be warranted for listing under the Act. During the public comment
period on the proposed rule, we received several requests from the
public to extend the comment period. Additionally, subsequent to the
proposed rule, we received new information from the public and peer
review, and we issued a revised proposed rule (81 FR 20302; April 7,
2016). As a result of this information, we made five substantive
changes to our July 6, 2012, proposed rule. Specifically, we: (1)
Revised the location of what we consider to be the boundary between the
northern subspecies, A. m. cyanoptera, and the northern DPS of the
southern subspecies, A. m. macao; (2) provided additional information
on A. m. cyanoptera in northeast Costa Rica, southeast Nicaragua, and
Panama, and reevaluated the status of the subspecies; (3) provided
additional information on the northern DPS of A. m. macao, reevaluated
the status of this DPS, and revised our proposed listing of this DPS
from endangered status to threatened status; (4) added a proposal to
treat the southern DPS of A. m. macao and subspecies crosses (A. m.
cyanoptera and A. m. macao) as threatened based on similarity of
appearance to A. m. cyanoptera and to the northern DPS of A. m. macao;
and (5) added a proposed rule under section 4(d) of the Act to define
activities that are necessary and advisable for the conservation of
scarlet macaws listed as threatened and crosses of the two scarlet
macaw subspecies. We then revised our determination for the southern
subspecies of A. m. macao in consideration of the new information and
comments we received to conclude that the northern DPS of A. m. macao's
risk of extinction is not as imminent as previously determined and that
the southern DPS of A. m. macao has similarity of appearance and will
therefore be treated at threatened. We opened a new comment period to
allow the public the opportunity to submit additional comments in light
of the new information and our revised determinations. Thus, we have
used this time to consider and incorporate complex data so that we may
ensure our rulemaking is based on the best available information.
Comment (13): A few commenters claimed that the Service offers no
explanation on how the proposed 4(d) rule allowing all commercial and
noncommercial international shipments of live or dead members of the
southern subspecies (A. m. macao) and subspecies crosses (A. m. macao
and A. m. cyanoptera) can be effectively limited to only those entities
given the similarity of appearance. The proposed 4(d) rule depends
entirely on the ability to differentiate between birds and products
made from their bodies, which the Service has previously stated cannot
be done without genetic analysis.
Our Response: Scarlet macaw subspecies, A. m. macao and A. m.
cyanoptera, primarily differ in the coloration of their wing coverts (a
type of feather) and wing size. We recognize that differences between
A. m. cyanoptera and A. m. macao are not always apparent, particularly
in birds from the middle of the species' range, and evidence in trade
is usually in the form of partial remains, detached feathers, and
artwork incorporating their feathers. Additionally, aviculturists often
breed species without regard to their taxa. Thus, identification of the
subspecies or the geographic origin of birds can be difficult or
improbable without genetic analysis.
The 4(d) rule allows a person to import or export certain scarlet
macaws (A. m. macao and subspecies crosses (A. m. macao and A. m.
cyanoptera)) without a permit issued under the Act. However, to import
and export scarlet macaws a person must follow procedures and
requirements of CITES and the WBCA, as the 4(d) rule adopts existing
conservation regulatory requirements of CITES as the appropriate
regulatory provisions for the import and export of certain scarlet
macaws (see 4(d) Rule, below). Both subspecies of the scarlet macaw are
listed in Appendix I of CITES, which ensures that the international
trade of CITES-listed species does not threaten the survival of the
species in the wild. Trade must be authorized through a system of
permits and certificates that are issued by the designated CITES
Authorities of each CITES country. For species included in CITES
Appendix I, international trade is permitted only under exceptional
circumstances, which generally precludes commercial trade.
Any scarlet macaws or parts in international trade to the United
States would require documentation that indicates the source and
purpose of the specimen or parts, and we identify which countries the
southern subspecies (A. m. macao) and potential subspecies crosses (A.
m. macao and A. m. cyanoptera) are located in the wild. Birds from the
two extremes of the range (Mexico and the Amazon) are morphologically
discernable (Schmidt 2011, pers. comm.). However, we recognize that it
can be difficult to differentiate between subspecies and determine
whether the specimen is part of A. m. cyanoptera, and also requires a
permit under the Act. Over the last 20 years less than 200 entries in
the LEMIS (Law Enforcement Management Information System) database were
scarlet macaw parts or unspecified, and 38 percent of the overall
entries were seized. Therefore, even if some parts are difficult to
determine which subspecies of scarlet macaw without genetic analysis,
which would add considerable cost and effort to law enforcement, the
quantity of scarlet macaw imports into the United States is not
extensive.
Comment (14): One commenter cited Matuzak et al. (2008) for
evidence that scarlet macaws are willing to feed on introduced species,
which makes the species less susceptible to loss of native habitat. The
commenter asserts that this is one reason why we should not list A. m.
cyanoptera as endangered.
Our Response: The fact that scarlet macaws consume nonnative
species does not change our determination that A. m. cyanoptera is in
danger of extinction because of the extent of the decline in the range
and numbers of Ara macao cyanoptera due to ongoing habitat destruction
and degradation, poaching for the pet trade, the lack of enforcement of
existing regulatory mechanisms addressing these threats, and the small
population sizes that work in combination with the other threats.
Comment (15): A few commenters stated that threats to A. m.
cyanoptera have been reduced over the past decade due to ongoing
conservation efforts. The commenters also assert that our description
of ``extreme fragmentation of habitat and population'' is an
overstatement and habitat loss and fragmentation do not threaten the
survival of A. m. cyanoptera. They claim scarlet macaws can fly dozens
to hundreds of kilometers in a day and generally overcome fragmentation
of populations; scarlet macaws use small
[[Page 6283]]
protected areas with sufficient large trees; and large areas of
undisturbed habitat exist in Northern Central America. Thus, A. m.
cyanoptera should not be listed as endangered.
Our Response: Reintroduction programs to introduce captive-bred
scarlet macaws into wild populations have proven successful, especially
within the range of A. m. cyanoptera (see ``Reintroduction of Scarlet
Macaws,'' below). Information provided by a peer reviewer of the
revised proposed rule (81 FR 20302; April 7, 2016) indicates that the
scarlet macaw is likely increasing in numbers in the border region on
the Caribbean slope of southeastern Nicaragua and northeastern Costa
Rica, as well as showing an ability to inhabit human-disturbed
habitats. However, destruction of forest habitat is one of the main
causes of the decline of the scarlet macaw in Mesoamerica
(Comisi[oacute]n Nacional Para el Conocimiento y Uso de la
Biodiversidad (CONABIO) 2011, p. 5; Lezama 2011, pers. comm.; McGinley
et al. 2009, p. 11; Garcia et al. 2008, p. 50; Hansen and Florez 2008,
pp. 48-50; Snyder et al. 2000, p. 150; Collar 1997, p. 421; Forshaw
1989, p. 406; Ridgely 1981, pp. 251-253). The remaining forest is
fragmented and includes few large tracts of forest habitat (Bray 2010,
pp. 92-93; Snyder et al. 2000, p. 150; Wiedenfeld 1994, p. 101).
Although deforestation rates have declined in Mesoamerica since 1990,
they are still very high (FAO 2010a, pp. 232-233; Kaimowitz 2008, p.
487). Deforestation is occurring in many areas within the range of A.
m. cyanoptera, including, but not limited to, in Chiapas, Mexico,
western Pet[eacute]n in Guatemala; in the Mosquitia region in eastern
Honduras and Nicaragua; and southeastern Nicaragua (Kaimowitz 2008, p.
487; Fagan et al. 2013, unpaginated; Chassot and Monge-Arias 2012, p.
63; Chassot and Monge-Arias 2011, p. 1; Chassot et al. 2009, p. 9).
Therefore, as discussed in our July 6, 2012, and April 7, 2016,
proposed rules, and reaffirmed herein, the low numbers of individuals
of this subspecies, fragmentation of its habitat and population, and
the substantial threats of habitat loss and poaching acting on this
subspecies throughout its range place it in danger of extinction at
this time.
Comment (16): One commenter disagrees with our determination that
disease could be introduced through reintroduction programs that may
affect wild populations of scarlet macaws. The commenter stated that
disease does not pose a risk to wild populations, especially in
northern Central America, and cited Boyd and McNab 2008.
Our Response: We are not aware of any information indicating that
disease poses a significant threat to the species, especially in
northern Central America. The risk of introducing diseases into wild
populations increases when a large number of birds are introduced
annually, but this is cost-prohibitive and unlikely (Boyd and McNab
2008, p. vii). Generally speaking, disease risk is small because the
probable frequency of occurrence is low (Clum 2008, p. 79). As long as
adequate disease testing is performed, and there are existing protocols
for minimizing the threat of introducing exogenous diseases (i.e.,
diseases that originate outside of the organism) into wild populations,
the birds for release could come from multiple suitable sources (Boyd
and McNab 2008, p. vii, Boyd et al. 2008, p. 112).
Comment (17): Some commenters disagreed with proposing a 4(d) rule
that would allow the import and export of captive-bred scarlet macaws
and interstate commerce without a permit.
Our Response: The Act does not prohibit these activities for
threatened species. However, under 4(d), we may extend some or all of
the prohibitions of 9(a)(1) to threatened species and are exercising
our authority to do so here. We assessed the conservation needs of the
scarlet macaw in light of the broad protections provided to the species
under CITES and the WBCA. The best available data indicate that the
current threat of trade to the scarlet macaw stems mainly from illegal
trade in the domestic markets of Central and South America (Weston and
Memon 2009, pp. 77-80; Shanee 2012, pp. 4-9). Accordingly, we find that
adopting the import and export prohibitions of 9(a)(1), which extend
only to the jurisdiction of the United States, would not regulate such
activity and is not likely to impact the species status. Additionally,
because interstate commerce within the United States has not been found
to threaten the scarlet macaw or affect efforts at recovery of wild
populations, and international trade of this species is regulated under
CITES, we do not find it necessary to regulate such activity for this
species. Therefore, we find the 4(d) rule contains all the prohibitions
and authorizations necessary and advisable for the conservation of the
species.
Comment (18): One commenter asserts that the Service's statement
that northwest Colombia has large tracts of forest suitable for
supporting a presently unknown scarlet macaw population and could
contribute to the resiliency and redundancy of the DPS is both
speculative, because it is unknown if scarlet macaws presently exist
there, and is undercut by the finding that deforestation is ongoing and
expected to continue in this area.
Our Response: The scarlet macaw was reported to occur in relatively
small areas outside the Amazon, including west of the Andes in
northwest Colombia (Hilty and Brown 1986, p. 200). The best available
information indicates that the population in northwest Colombia faces
significant ongoing threats and may be potentially extirpated from this
region (Donegan 2013, in litt.; Ellery 2013, in litt.; McMullen 2010,
p. 60). However, although no current population estimates are
available, this region is reported to have large tracts of forest
suitable for supporting scarlet macaws (Ortega and Lagos 2011, p. 82;
Salaman et al. 2009, p. 21). While the commenter did not provide any
additional information to their concern, the information that this
region is reported to have large tracts of suitable habitat was not a
focus of our status determination regarding the status of the
population of A. m. macao.
Comment (19): A few commenters provided new information concerning
reintroduction efforts in the native range of A. m. cyanoptera and the
northern DPS of A. m. macao. These commenters encouraged us to
incorporate information about reintroduction programs into our final
rule. The commenters claimed that positive information, such as
captive-breeding and release programs that are occurring throughout the
species' range, are discounted compared to negative information, such
as threats, on population status. They encouraged the Service to
equally consider information for and against endangerment, including
the potential uses of captive birds in conservation.
Our Response: Captive-bred birds released back into their native
ranges and nearby existing populations have the potential to increase
the overall population in the wild and contribute to the long-term
conservation of the species, although the success of reintroduced
scarlet macaws partly depends on the methods used to raise and release
captive-bred birds into the wild. We have incorporated this information
in our analysis and included a description of the reintroduction
efforts for A. m. cyanoptera and A. m. macao in their respective
ranges. See ``Reintroduction of Scarlet Macaws,'' below.
Comment (20): One commenter claims that listing of the southern DPS
of A. m. macao based on similarity of appearance alone is not warranted
in
[[Page 6284]]
the absence of any potential threat to wild populations. The movement
of the southern DPS of A. m. macao would be subjected to extensive
permitting and reviews under CITES and the WBCA, so listing it under
the Act would provide little extra protection.
Our Response: During the public comment period for the proposed
rule (77 FR 40222; July 6, 2012), we received additional information
supporting a similarity of appearance listing for the southern DPS of
A. m. macao and scarlet macaw subspecies crosses between A. m.
cyanoptera and A. m. macao, which we incorporated into the revised
proposed rule (81 FR 20302; April 7, 2016) and carry forward in this
final rule. Because it can be difficult to visually differentiate
between the two subspecies and this difficulty is an additional threat
for the northern DPS of A. m. macao, we determined that treating the
southern DPS of A. m. macao under the Act's section 4(e) similarity of
appearance provisions will substantially facilitate law enforcement
actions to protect and conserve scarlet macaws. Extending the
protections of the Act to the similar entities through this listing of
those entities due to similarity of appearance under section 4(e) of
the Act and providing applicable prohibitions and exceptions in a rule
issued under section 4(d) of the Act will provide greater protection to
A. m. cyanoptera and the northern DPS of A. m. macao. For these
reasons, we are treating the southern DPS of A. m. macao as threatened
due to the similarity of appearance to the northern DPS of A. m. macao,
pursuant to section 4(e) of the Act. Furthermore, simply being
protected by CITES and the WBCA does not preclude the need to list and
provide additional protections under the Act. Listing under the Act
helps ensure that the United States and its citizens do not contribute
to the further decline of the species.
Background
Section 4 of the Act (16 U.S.C. 1533) and the implementing
regulations in part 424 of title 50 of the Code of Federal Regulations
(50 CFR part 424) set forth procedures for adding species to, removing
species from, or reclassifying species on the Federal Lists of
Endangered and Threatened Wildlife and Plants. The Act defines
``endangered species'' as any species that is in danger of extinction
throughout all or a significant portion of its range (16 U.S.C.
1532(6)), and ``threatened species'' as any species that is likely to
become an endangered species within the foreseeable future throughout
all or a significant portion of its range (16 U.S.C. 1532(20)).
We summarize below the information on which we based our final
determination and evaluation of the five factors provided in section
4(a)(1) of the Act. We are also adopting a rule authorized under
section 4(d) of the Act for the scarlet macaw to further its
conservation. We find this rule contains the prohibitions and
authorizations necessary and advisable for the conservation of the
scarlet macaw.
Species Information
Species Description
The scarlet macaw (Ara macao) is one of several large neotropical
parrot species commonly referred to as macaws. They measure 84-89
centimeters (33-35 inches) in length, weigh 900-1490 grams (2.0-3.3
pounds), and are one of the larger macaws (Collar 1997, p. 421).
Scarlet macaws are brilliantly colored and predominantly scarlet red;
most of the head, body, tail, and underside of the wings are red. Color
on the upper side of the wing appears generally as bands of red,
yellow, and blue, with varying amounts of green occurring between the
yellow and blue band. Lower back, rump, and tail coverts (upper tail
feathers) are blue. The species has large white, mostly bare facial
patches on either side of its bill. The upper bill is a light, whitish
color, whereas the lower bill is black. The sexes are similar, and
immature birds are similar to adults, except immature birds have
shorter tails (Collar 1997, p. 421; Wiedenfeld 1994, p. 100; Forshaw
1989, pp. 404, 406).
Taxonomy
The scarlet macaw was first described in 1758, by Linnaeus (Collar
1997, p. 421; Wiedenfeld 1994, p. 99). In 1994, the subspecies Ara
macao cyanoptera, was separated from the originally described taxon (or
nominate form), A. m. macao (Wiedenfeld 1994, entire). Ara macao
cyanoptera occurs from southern Mexico south to central Nicaragua.
Birds from southern Nicaragua to northern Costa Rica represent a zone
of intergradation between the two forms; the nominate form (A. m.
macao) occurs from this zone southward through the South American range
of the species (Wiedenfeld 1994, pp. 100-101). Ara macao cyanoptera is
different from A. m. macao in size and wing color; A. m. cyanoptera is
larger than A. m. macao, with significantly longer wing lengths; and
the yellow wing coverts that are tipped in blue have no green band
separating the yellow and blue as in A. m. macao.
The subspecies classification described by Wiedenfeld (1994,
entire) is used in the scientific community and the subspecies are
recognized by the Integrated Taxonomic Information System (ITIS) as
valid taxa (ITIS 2011, unpaginated). The subspecies classification is
supported by genetic analyses (Schmidt 2011, pers. comm.; Schmidt and
Amato 2008, pp. 135-137).
Schmidt (2013) represents the only spatial analysis of scarlet
macaw genetic variation across the historical range of the species, and
we consider this study to be the best available information on the
range of the two subspecies. Therefore, the mainland Central America
boundary between A. m. cyanoptera and A. m. macao is the central
mountain range of Costa Rica, with A. m. cyanoptera found on the
Caribbean (eastern) slope of the country and A. m. macao on the Pacific
(western) slope. Additionally, scarlet macaws on Isla Coiba are likely
to be the subspecies A. m. cyanoptera. Consequently, we consider
scarlet macaws in Mexico, Guatemala, Nicaragua, Honduras, the Caribbean
slope of Costa Rica, and Isla Coiba in Panama to be A. m. cyanoptera.
We consider birds on the Pacific slope of Costa Rica and southward
through the remainder of the species' range in South America to be A.
m. macao (see Figure 1, below).
The data also show genetic differentiation between A. m. macao that
occur on either side of the Andes in South America, indicating two
populations: One consisting of birds west of the Andes in northwest
Colombia, mainland Panama, and Pacific slope of Costa Rica; and the
other population consisting of birds east and south of the Andes and
throughout the species' South American range (Schmidt 2011, pers.
comm.).
Range
The range of the scarlet macaw is the broadest of all the macaw
species (Ridgely 1981, p. 250). Extending from Mexico southward to
central Bolivia and Brazil, it covers an estimated 7,030,975-10,200,000
square kilometers (km\2\) (2,714,675-3,938,242 square miles (mi\2\))
(BirdLife International (BLI) 2018, unpaginated; Vale 2007, p. 112).
The majority (83 percent) of the species' range lies within the Amazon
Biome of South America (BLI 2011a, unpaginated; BLI 2011b, unpaginated;
BLI 2011c, unpaginated).
Historically, the range of the scarlet macaw included the southern
portion of the Mexico state of Tamaulipas
[[Page 6285]]
southward through the states of Veracruz, Oaxaca, Tabasco, Chiapas, and
Campeche; all of Belize; the Pacific and Caribbean slopes of Guatemala,
Honduras, Nicaragua, El Salvador, and Costa Rica; the Pacific slope of
Panama and Costa Rica; the Magdalena Valley in Colombia; and that part
of South America within Colombia, Ecuador, Peru, Venezuela, Suriname,
Guyana, French Guiana, and Bolivia and Brazil as far south as Santa
Cruz and northern Mato Grosso, respectively (Wiedenfeld 1994, pp. 100-
101; Forshaw 1989, p. 406; Ridgely 1981, p. 250; I[ntilde]igo-Elias
2010, p. 8). Some authors report the native range of the species to
include Trinidad and Tobago (BLI 2011d, unpaginated; Forshaw 1989, p.
406). However, the historical record consists of only two questionable
site records of the species in Trinidad and Tobago (Forshaw 1989, p.
407; French 1973, p. 76). The species may occur in that country as a
very occasional vagrant or an escapee from captivity (Forshaw 1989, p.
407).
The scarlet macaw's range in Mesoamerica (Mexico and Central
America) has been reduced and fragmented over the past several decades
primarily as a result of habitat destruction and harvesting the species
for the pet trade (Vaughan et al. 2003, pp. 2-3; Collar 1997, p. 421;
Wiedenfeld 1994, p. 101; Snyder et al. 2000, p. 150). It has been
extirpated from almost all of its former range in Mexico, all of its
former range in El Salvador, and much of its former range throughout
Central America.
Currently, in Mesoamerica, the A. m. cyanoptera occurs in the Maya
Forest region of eastern Chiapas, in Mexico, western Pet[eacute]n, in
northern Guatemala, and Chiquibil, in southwest Belize; in the
Mosquitia region of eastern Honduras and Nicaragua; in the border
region of southeastern Nicaragua and northeastern Costa Rica near the
Rio San Juan (San Juan River); the A. m. macao occurs in Palo Verde in
northwestern Costa Rica; Carara National Park and surrounding area, in
west-central Costa Rica; the Osa Peninsula and surrounding area, Costa
Rica; and in western border region of Panama and Costa Rica in the
Chiriqu[iacute] province and on the southern end of the Azuero
Peninsula and Isla Coiba, Panama. In South America, the A. m. macao
occurs in small areas outside the Amazon west of the Andes in northwest
Colombia and in parts of several northern Venezuelan states. Within the
Amazon, the scarlet macaw still occurs over much of its historical
range (see Figure 1, below).
[GRAPHIC] [TIFF OMITTED] TR26FE19.015
Distribution and Abundance
Using 1992 estimates from Honduras, and extrapolating from these
estimates, the total number of scarlet macaws in Mesoamerica is
approximately 5,000 birds, consisting of 4,000 A. m. cyanoptera
(occurring from southern Mexico to Nicaragua and Isla Coiba, Panama),
and 1,000 A. m. macao (northern DPS and occurring in Costa Rica and
mainland Panama) (Wiedenfeld 1994, p. 102). More recently, the current
population of A. m. cyanoptera was estimated to be fewer than 1,000
birds (McNab 2009, p. 1). The known populations of scarlet macaw in
their range countries are described below (see Table 1). All the
[[Page 6286]]
population estimates are of birds, except Mexico, in which breeding
pairs were estimated.
Table 1--Scarlet Macaw Populations Throughout Its Range
[Estimates are individuals unless otherwise stated]
------------------------------------------------------------------------
Population range country Population name Population estimates
------------------------------------------------------------------------
Ara macao cyanoptera:
Southeast Mexico........ upper Rio Uxpanapa ~50; < 200 breeding
region; Usamacinto pairs.
Watershed--Eastern
Chiapas, Mexico,
Lacand[oacute]n
Forest.
Guatemala............... Northern 150-250.
Pet[eacute]n.
Belize.................. Chiquibul........... 60-219.
Eastern Honduras, Mosquitia Region.... Honduras: 1,000-
Northeastern Nicaragua. 1,500; Nicaragua:
<100-700.
Southeast Nicaragua Rio San Juan (San possibly >200.
Border and Northeast Juan-La Selva/San
Costa Rica. Juan-El Castillo).
Isla Coiba, Panama...... Isla Coiba.......... 100-200.
---------------------
Total A. m. .................... 2,000-3,000.
cyanoptera.
Ara macao macao Northern
DPS:
Cerro Hoya National Park Mainland Panama..... <25.
Costa Rica.............. Central Pacific ~450.
Conservation Area
(ACOPAC).
Costa Rica.............. Osa Conservation 800-1,200; up to
Area (ACOSA). 2,000.
Northwest Colombia...... Northwest Colombia.. unknown.
---------------------
Total A. m. macao .................... 1,000-2,000.
Northern DPS.
---------------------
Total .................... 3,000-5,000.
Mesoamerica.
Ara macao macao Southern
DPS:
Amazon, south and east Amazon.............. 15,000-45,000.
of the Andes Mountains
(Colombia, Ecuador,
Peru, Venezuela,
Suriname, Guyana,
French Guiana, and
Bolivia and Brazil).
---------------------
Total Ara macao..... .................... ~20,000-50,000.
------------------------------------------------------------------------
Mesoamerica
Mexico, Guatemala, and Belize (Maya Forest) (A. m. cyanoptera)
Described as previously abundant in Mexico (CONABIO 20l1, p. 2) and
numbering in the many thousands (Patten et al. 2010, p. 30), the A. m.
cyanoptera is now reported to occur in only two small populations in
Mexico. One population occurs in the upper Rio Uxpanapa region near San
Francisco La Paz in Oaxaca (Inigo-Elias 1996, pp. 16-17). Citing
several sources, Inigo-Elias (2010, unpaginated) and McReynolds (2011,
in litt., unpaginated) indicate that the upper Uxpanapa River
population consists of possibly 50 scarlet macaws. It is possible that
the species may occur seasonally in this area (Peterson et al. 2003, p.
232). The second population that occurs in Mexico is along the southern
Mexico and Guatemala border area of eastern Chiapas, and is discussed
below.
Within the tri-national region of southern Mexico, northern
Guatemala, and Belize, the species occurs in three small populations or
subpopulations: (1) In the Usamacinto watershed in eastern Chiapis,
Mexico, located in the Lacandon forest that is within the Maya Forest,
which is the largest remaining expanse of tropical rainforest in the
Americas (The Nature Conservancy 2018, unpaginated), and includes the
Montes Azules Biosphere Reserve (approximately 3,000 km\2\ (1,158
mi\2\), several smaller protected areas, and the municipality of Maques
de Commillas (United Nations Educational, Scientific, and Cultural
Organization (UNESCO) 2012a, unpaginated; McReynolds 2011, in litt.;
Enriquez et al. 2009, p. 13; Castillo-Santiago et al. 2007, pp. 1215,
1217; Inigo-Elias 1996, pp. 16-17, 23); (2) in the western Department
of Pet[eacute]n in northern Guatemala, primarily in the Maya Biosphere
Reserve (MBR) (Garcia et al. 2008, pp. 49-64; McNab 2009, p. 1); and
(3) in southwest Belize, where it is known to breed only in the
Chiquibul region, which includes Chiquibul National Park and other
protected areas (Salas and Meerman 2008, p. 42).
Based on field studies conducted from 1989 to 1993, it was
estimated that probably fewer than 200 breeding pairs exist within
Mexico's Usamacinto watershed (I[ntilde]igo-Elias 1996, pp. 96-97). In
Guatemala, the population is estimated at 150 to 250 birds (McNab 2008,
p. 7; Wildlife Conservation Society Guatemala 2005, in McReynolds 2011,
in litt., unpaginated; McNab 2009, p. 1). Estimates from Belize vary
from 60 to 219 individuals, but based on field observations in 2009,
the current Belize population is estimated at 200 individuals
(McReynolds 2011, in litt., unpaginated). However, the total population
in the tri-national Maya region (Mexico, Guatemala, and Belize), based
on habitat modeling and current threats, was estimated to be 399
individuals--137 in Mexico, 159 in Guatemala, and 103 in Belize (Garcia
et al. 2008, pp. 52-53).
Populations in Mexico, Guatemala, and Belize are described as not
being completely isolated from one another. It is likely that the
population in western Pet[eacute]n, Guatemala, and the population in
southeastern Mexico are connected because there is continuous habitat
and the birds from Guatemala, when they disperse in the non-breeding
season, are known to go to the west of their breeding grounds
(Brightsmith 2016, in litt. p. 8). In a radio telemetry study, a
fledgling radio-tagged in Guatemala flew 130 km (81 mi) to Mexico in
one day (McReynolds 2011, in litt., unpaginated). In addition, studies
provide evidence of gene flow between nest sites in Guatemala and
Belize, and
[[Page 6287]]
high levels of genetic diversity in the tri-national region (Schmidt
and Amato 2008, p. 137). However, the Belize population may be more
isolated from the Guatemala and Mexico populations because the area
between these populations is well covered by eBird observers and no
scarlet macaws have been seen even though there is high-quality habitat
(Brightsmith in litt. 2016, unpaginated).
Honduras (A. m. cyanoptera)
The scarlet macaw was widespread in Honduras, occurring in the arid
lowlands of the Pacific slope and the interior below 1,100 m (3,609
ft), as well as in the Caribbean lowland rainforest (Monroe 1968, p.
139). The scarlet macaw may have had a distribution over 60 percent of
the national territory at the end of the 19th century (Monroe 1968, p.
139; Portillo Reyes et al. 2010, p. 69). Currently, the scarlet macaw
is restricted to the Mosquitia region, which is a region of extensive
forest straddling the southeastern Honduras-northeastern Nicaragua
border (Wiedenfeld 1994, pp. 101-102; Portillo Reyes 2005, p. 71). This
region includes several thousand square kilometers in protected areas,
such as the Pl[aacute]tano Biosphere Reserve (5,000 km\2\ (1,931
mi\2\)) Reserva de la Biosfera Tawahka (Tawahka Biosphere Reservation)
(2,500 km\2\ (965 mi\2\)), the Parque Nacional Patuca (Patuca National
Park) (3,755 km2 (1,450 mi2)) in Honduras, and the Bosaw[aacute]s
Biosphere Reserve (21,815 km\2\ (8,423 mi\2\)) in neighboring Nicaragua
(UNESCO 2012b, unpaginated; UNESCO 2012c, unpaginated; Vallely et al.
2010, p. 52).
The total population of Honduras was estimated at 1,000 to 1,500
birds in 1992, reportedly occurring in the Col[oacute]n area and
provinces of Olancho and Gracias a Dios that are in the Mosquitia
region of Honduras (Wiedenfeld 1994, pp. 101-102). An estimate of
scarlet macaws in the Rus Rus area of the Honduran Mosquitia (Rus Rus
is in the province of Gracias a Dios) was 1,000 to 1,500 birds
(McReynolds 2011, in litt., unpaginated). However, this estimate was
based on the assumption that all the chicks reported as poached by
Portillo Reyes et al. (2004, in McReynolds 2011, in litt., unpaginated)
would fledge and assumed a 20 percent reproductive success rate. There
are no population estimates for the R[iacute]o Patuca and R[iacute]o
Pl[aacute]tano areas, though there have been flocks as large as eight
counted on the R[iacute]o Pl[aacute]tano (Gallardo 2002, in McReynolds
2011, in litt., unpaginated). The most recent information indicates
that loss of habitat and demand for the pet trade pose a substantial
threat for the species in this region (Portillo Reyes 2005, in Portillo
Reyes et al. 2010, p. 6; Brightsmith in litt. 2016, p. 8).
Nicaragua (A. m. cyanoptera)
Scarlet macaws in eastern Nicaragua along the Caribbean slope were
estimated to be 1,500 to 2,500 birds in 1995 (Wiedenfeld 1995, in
Snyder et al. 2000, p. 150). However, the species was not detected
during either of two national surveys of parrots conducted in 1999 and
2004 (Lezama et al. 2004, p. 102; McReynolds 2011, in litt.,
unpaginated). Some estimates predict up to 700 birds in this region of
Nicaragua; groups of 30 to 40 scarlet macaws are frequently reported in
the R[iacute]o Coco area (Lezama 2011, pers. comm., in McReynolds 2011,
in litt., unpaginated), which forms the border with Honduras. Others
consider the number in eastern Nicaragua to be fewer than 100 birds
(Feria and de los Monteros 2007, in McReynolds 2011, in litt.,
unpaginated)). The only scarlet macaws on the Pacific slope of
Nicaragua are confined to Cosig[uuml]ina Volc[aacute]n Nature Preserve,
with approximately 20 to 50 birds (Bjork 2008, p. 15; Lezama 2011,
pers. comm., in McReynolds 2011, in litt., unpaginated).
Costa Rica (A. m. cyanoptera and A. m. macao)
Scarlet macaws (A. m. cyanoptera) occur in southeastern Nicaragua
and northeastern Costa Rica on both sides of the border. This region
consists of the El Castillo-San Juan-La Selva Biological Corridor that
is located on both sides of the R[iacute]o San Juan (San Juan River)
(Monge et al. 2012, p. 6), which separates Nicaragua and Costa Rica. In
2004, several groups of scarlet macaws were reported in the R[iacute]o
San Carlos area close to the border with Nicaragua, in what is now
designated as Maquenque National Wildlife Refuge (Refugio Nacional de
Vida Silvestre mixto Maquenque), which also abuts the Indio Ma[iacute]z
Biological Reserve in Nicaragua (Chassot and Monge-Arias 2004, pp. 12-
13; Chassot 2011, pers. comm.). Multiple scarlet macaws were observed
flying from Nicaragua over the R[iacute]o San Juan into Costa Rica
(Chassot and Monge-Arias 2004, pp. 12-13).
Evidence of scarlet macaws in northeast Costa Rica obtained during
several years of research on great green macaws (Ara ambiguus)
indicates that scarlet macaws in this region are increasing (Chassot
and Monge-Arias 2004, pp. 12-13; Brightsmith 2012, in litt.,
unpaginated). During the 2009 scarlet macaw breeding season, an
intensive search for scarlet macaw nests was conducted on both sides of
the R[iacute]o San Juan as part of a larger study to quantify and
characterize nests of both scarlet and great green macaws (Monge et al.
2012, entire). They found six scarlet macaw nests (five in Costa Rica,
one in Nicaragua). The scarlet macaw has recently expanded its range
southward to La Selva Biological Station, which is approximately 35-40
km (15-18 miles) south of the R[iacute]o San Juan, and sightings of
scarlet macaws have increased in the region (Brightsmith 2016, in
litt., p. 5; Sullivan et al. 2009, unpaginated). Scarlet macaws were
absent from this station since it was established in the 1960s, but
they have been observed breeding on adjacent land since the mid-2000s
(Brightsmith 2012, in litt., unpaginated). Approximately 50 scarlet
macaws occur in Maquenque National Wildlife Refuge in northeast Costa
Rica (Penard et al. 2008, in McReynolds 2011 in litt., unpaginated).
There are no density estimates of scarlet macaws from this area, but
based on the density reported for great green macaws (0.07 birds per
km\2\) in an area of 3,000 km\2\ (1,158 mi\2\), there could be more
than 200 scarlet macaws in northeastern Costa Rica (Brightsmith in
litt. 2016, p. 6; Brightsmith 2012, in litt., unpaginated).
Scarlet macaws were described as having previously occurred in
tropical wet and dry forests throughout most of Costa Rica (Vaughan et
al. 1991, abstract), while Ridgely (1981, p. 252) describes the species
as having always occurred primarily on the Pacific slope of the
country. Aside from the birds in northeastern Costa Rica, the scarlet
macaw (A. m. macao) occurs in two viable populations on the Pacific
slope: In the ACOPAC in the region of Carara National Park, which
contains approximately 450 birds (Arias et al. 2008, in McReynolds
2011, in litt.); and in Costa Rica's Osa Conservation Area (ACOSA) in
the region of Corcovado National Park and the Osa Peninsula, which
contains between 800 and 1,200, but possibly up to 2,000 birds (Dear et
al. 2005 and Guzman 2008, in McReynolds 2011, in litt.). However, based
on plausible regional estimates, the population for the entire country
is approximately 1,800 birds (McReynolds 2011, in litt., unpaginated).
By all indications, the scarlet macaw (A. m. macao) has been
expanding from the traditional stronghold in and around Carara National
Park (Brightsmith 2016, in litt., p. 11). Since 2013, scarlet macaws in
groups of up to 30, along with pairs during the height of the breeding
season, were observed hundreds of times down the coast and
approximately 70 km (43 mi) south of
[[Page 6288]]
the point where the census is usually conducted. In addition, scarlet
macaws from the areas immediately to the northwest of Carara have been
reported. Scarlet macaws may frequently pass through these areas but
may not be present continuously or at high densities (Brightsmith 2016,
in litt., p. 12). The nearest areas with repeated sightings of the
species are Ensenada Lodge at 60 km (37 mi) north of the census
location for Carara; 40 km (25 mi) from the small population of 14-25
birds in Palo Verde (Brightsmith 2016, in litt., p. 12; Dear et al.
2010, p. 8); and 60 km (37 mi) from the core of the ACOPAC population.
This site has 16 sightings, with 13 since 2012, and group sizes have
been small (1 to 4). But it is unclear what the source of these birds
may be; they could be escaped or released birds, or could be natural
dispersers from either the Palo Verde or ACOPAC populations
(Brightsmith 2016, in litt., p. 14). Because there have been scattered
sightings of scarlet macaws from Palo Verde National Park south to
Carara National Park and throughout western Guanacaste, the birds near
Palo Verde are no longer considered completely isolated (Brightsmith
2016, in litt., p. 14). However, evidence to support successful
expansion and establishment to the north is weak (Brightsmith 2016, in
litt., p. 13).
The ACOSA population is simultaneously expanding up the coast from
the south, so sightings of scarlet macaws between the ACOPAC and ACOSA
may represent individuals from either of the populations. In fact,
birds were reported to occur in a 50-km (31-mi) area, which is the
midpoint between the two populations (Brightsmith 2016, in litt., p.
11). Moreover, 85 percent of residents interviewed in 2005 believed
scarlet macaws were more abundant than 5 years prior, suggesting this
population may be increasing (Dear et al. 2010, p. 10). However, it is
difficult to distinguish between expansion of the ACOPAC population to
the south and the expansion of the ACOSA population to the north
(Brightsmith 2016, in litt., p. 11).
Panama (A. m. macao)
The scarlet macaw was once described as almost extinct on the
mainland of Panama, but abundant and occurring in substantial numbers
on Isla Coiba, which once was a penal colony where settlement and most
hunting was prohibited (Ridgely 1981, p. 253). More recent information
on distribution and abundance in the country indicates that mainland
Panama has very few scarlet macaws (McReynolds 2011, in litt.,
unpaginated). In 1998, there were sporadic sightings of scarlet macaws
in the western border region of Panama and Costa Rica, in the area of
the upper R[iacute]o Corotu (or R[iacute]o Bartolo Arriba) near Puerto
Armuelles in the Chiriqu[iacute] province (Burica Press 2007,
unpaginated; McReynolds 2011, in litt., unpaginated). A few (fewer than
10) scarlet macaws were observed in 2015, in northwestern Panama, near
Querevalo and also in the Chiriqu[iacute] province (Brightsmith in
litt. 2016, p. 17; Sullivan et al. 2009, unpaginated), but it is
uncertain if these birds were wild or escaped captively-raised birds
dispersing south from a reintroduction program at Tiskita, Costa Rica
(Brightsmith 2016, in litt., p. 17) (see ``Reintroduction of Scarlet
Macaws,'' below). Additionally, there is a small, but unknown, number
on the southern end of the Azuero Peninsula of Veraguas, near Cerro
Hoya National Park, Tonosi Forest Reserve, and farther to the east
(Brightsmith 2016, in litt., p. 17; Sullivan et al. 2009, unpaginated;
Rodriguez and Hinojosa 2010, in McReynolds 2011, in litt.,
unpaginated). The current population of scarlet macaws in Panama is
likely less than 200, with the vast majority of the population
occurring on Isla Coiba (Keller and Schmitt 2008, in Brightsmith 2012,
in litt. and McReynolds 2011, in litt., unpaginated).
South America (A. m. macao)
Within South America, the scarlet macaw occurs primarily in the
Amazon Biome, which overlaps eastern Colombia, Venezuela, Guyana,
Suriname, French Guyana, northeast Ecuador, eastern Peru, northern
Bolivia, and most of Brazil (collectively referred to as the Amazon in
this document) (BLI 2011a, unpaginated; I[ntilde]igo-Elias 2010,
unpaginated; Juniper and Parr 1998, p. 425; Collar 1997, p. 421;
Forshaw 1989, pp. 406-407). The Amazon comprises approximately 83
percent of the species' entire range (BLI 2011c, unpaginated). The
scarlet macaw is also reported to occur in relatively small areas
outside the Amazon, including west of the Andes in northwest Colombia
(Hilty and Brown 1986, p. 200) and in parts of several northern
Venezuelan states (Hilty 2003, p. 327).
We are aware of little recent information on local (country,
region) populations within South America. The only local population
estimate we are aware of includes the Tambopata Province of Peru (Lloyd
2004, p. 270). Using density estimates calculated from field counts in
different forest types, and area of forest cover presented in Kratter
(1995, in Lloyd 2004, p. 269), the Tambopata population was calculated
to number from 4,734-24,332 individuals. The population of scarlet
macaws in Peru is adjacent to large populations in adjacent Ecuador,
Brazil, Bolivia, and Colombia (Brightsmith 2009, in litt.,
unpaginated). Therefore, the total individuals could represent scarlet
macaws from more than just Peru.
The remaining information on the species' populations in South
America is qualitative. In Colombia, the species is believed to occur
west of the Andes in the Magdalena Valley and in gallery forest and
partially cleared rainforest where large trees have been left (Hilty
and Brown 1986, p. 200; Forshaw 1989, p. 407); their presence may be
the result of seasonal movements for food resources (Juniper and Parr
1998, p. 425). The species is also common east of the Andes and in the
Orinoco and Amazon Basins in Colombia, but there are no current
population estimates (Hilty and Brown 1986, p. 200; I[ntilde]igo-Elias
2010, unpaginated). In Venezuela, the species is becoming rare with
patchy distribution in the states of Bol[iacute]var, Monagas, Apure,
and Amazonas (I[ntilde]igo-Elias 2010, unpaginated; Meyer de Schauensee
and Phelps, Jr. 1978, p. 99; Juniper and Parr 1998, p. 425); there are
no current population estimates. The species has been described as
occurring widely throughout the Amazon basin of Brazil, eastern
Ecuador, and eastern Peru (Juniper and Parr 1998, p. 425). However,
more recently it was described as uncommon, locally extirpated in
areas, and declining in eastern Peru (Inigo-Elias 2010, unpaginated).
Citing several published works from the 1970s and 1980s, scarlet macaws
were described as locally extirpated from areas with a history of
ornithological study in northeastern Ecuador and northeastern Bolivia
(Forshaw 1989, p. 407), although it has also been described as
occurring in northern and eastern Bolivia in Santa Cruz (Juniper and
Parr 1998, p. 425). Other authors reported that in recent decades
scarlet macaws have rapidly declined in the lowland Ecuadorian Amazon
in Ecuador (Ridgely and Greenfield 2001, in Karubian et al. 2005, p.
618). The scarlet macaw occurs widely in the Guianas, which includes
Guyana, Suriname, and French Guiana (Juniper and Parr 1998, p. 425),
although the species may be uncommon in the vicinity of settlements
(Forshaw 1989, p. 407). In Suriname, scarlet macaws are common in the
interior rainforest but seldom seen in the coastal area and are rare in
the eastern part of the country (Spaans et al. 2018, unpaginated).
Other sources indicate
[[Page 6289]]
that the species is found along tropical riparian evergreen forests in
western and central Suriname (Haverschmidt and Mees 1994, in
I[ntilde]igo-Elias 2010, unpaginated). In Brazil, the species is widely
distributed throughout the Amazon, but there are no current population
estimates (I[ntilde]igo-Elias 2010, unpaginated; Juniper and Parr 1998,
p. 425).
Overall, the scarlet macaw is generally considered common and
widespread over much of its range in the Amazon (Hilty 2003, p. 327;
Angehr et al. 2001, p. 161; Juniper and Parr 1998, p. 425; Collar 1997,
p. 421; Forshaw 1989, p. 406; Hilty and Brown 1986, p. 200; Ridgely
1981, p. 251). Using the estimate of 20,000-50,000 birds for the total
population, and the estimate of 5,000 birds in Mesoamerica, the South
American population of the scarlet macaw can be very roughly estimated
to be 15,000-45,000 birds.
Essential Needs of the Species
Habitat
The scarlet macaw inhabits various habitat types throughout its
range, including tropical humid evergreen forest, deciduous and humid
forest, intact and partially cleared lowland rain forest, mixed pine
and broad-leaved woodlands, open areas and edges with scattered stands
of tall trees, gallery forest, mangroves, and savannas, with many of
the areas that scarlet macaw inhabit near rivers (Juniper and Parr
1998, p. 425; Wiedenfeld 1994, p. 101; Forshaw 1989, p. 407; Meyer de
Schauensee and Phelps, Jr. 1978, p. 99). The species generally occurs
from sea level to about 500 meters (m) (1,640 feet (ft)) elevation, but
has been reported ranging up to 1,500 m (4,921 ft) in Central America
(Juniper and Parr 1998, p. 425; Vaughan 1983, in Vaughan et al. 2006,
p. 919).
The scarlet macaw is considered somewhat tolerant of degraded or
fragmented habitat (BLI 2011c, unpaginated; Forshaw 1989, p. 406;
Brightsmith in litt. 2016, pp. 4-7). If not hunted or captured for the
pet trade, they can survive in human-modified landscapes provided
sufficient large trees remain for nesting and feeding requirements (BLI
2011c, unpaginated; Forshaw 1989, p. 406; Ridgely 1981, p. 251).
Landscapes may include a combination of agricultural land, pastureland,
timber harvesting areas, and remnant forest patches (Vaughn et al.
2006, p. 920; Vaughan et al. 2005, p. 120; Vaughan et al. 2003, p. 7);
partially cleared forest where large trees have been left standing
(Forshaw 89, p. 407); pastureland with scattered woodlots or remnant
patches of rainforest (Vaughn et al. 2009, p. 396; Forshaw 89, p. 407);
and areas of human settlement (towns) (Guittar et al. 2009, p. 390).
However, the species occurs at lower densities in disturbed or
secondary (recovering) forest habitat than in primary (undisturbed)
forest (Cowen 2009, pp. 11-15; Karubian et al. 2005, pp. 622-623; Lloyd
2004, pp. 269, 272).
Diet and Foraging
Scarlet macaws, like most parrots, feed primarily in the canopy
(Vaughan et al. 2006, p. 920; Renton 2006, p. 282; Lee 2010, p. 20) and
display a wide dietary breadth. They have been reported to consume up
to 52 plant species in the Amazon of Peru (Gilardi 1996, in Matuzak et
al. 2008, p. 361) and up to 43 different plant species in Costa Rica
(Vaughan et al. 2006, p. 920; Matuzak et al. 2008, p. 355). Fruits and
seeds comprise the majority of a scarlet macaw's diet, but they also
consume, to a lesser degree, fruit pulp, flowers, leaves, bark, lichen,
and bromeliads (Lee 2010, pp. 153-160; Matuzak et al. 2008, p. 355;
Renton 2006, p. 281; Vaughan et al. 2006, pp. 920, 924; Marineros and
Vaughan 1995, pp. 451-452; Nycander et al. 1995, p. 424).
Plant species consumed by scarlet macaws are both seasonal and
available year round (Abramson et al. 1995, p. 24). Changes in local
abundance patterns of parrots can be triggered by seasonal availability
of food resources within habitat mosaics (Renton 2002, p. 17; Haugaasen
and Peres 2007, p. 4179). Fluctuations in food abundance are likely to
result in seasonal movements of scarlet macaws to areas with greater
food availability (Karubian et al. 2005, p. 624; Haugaasen and Peres
2007, pp. 4179-4180; Renton 2002, pp. 17-18; Juniper and Parr 1998, p.
425). Additionally, in some areas of the scarlet macaw's range, they
regularly visit claylicks (naturally forming wall of clay on a
riverbank) where they consume soil or minerals; it is unclear whether
this provides a nutritional or other benefit to the species such as
counteracting toxins in food sources (Brightsmith et al. 2010, entire;
Brightsmith 2004, pp. 136-137; Lee 2010, p. 141).
Nesting and Reproduction
Reproductive biology of large parrots, including the scarlet macaw,
is generally characterized by low rates of reproduction, small clutch
sizes, low survival of nestlings and fledglings, late age to first
reproduction, a large proportion of nonbreeding adults in any given
year, and restrictive nesting requirements (Wright et al. 2001, p. 711;
Collar 1997, pp. 296, 298; Munn 1992, pp. 53-56).
Scarlet macaws are secondary cavity-nesting birds, meaning they do
not create their own cavities but rely upon natural or abandoned
cavities for nesting; their breeding success is dependent upon the
availability and quality of nesting sites. They nest in both live and
dead trees and in a variety of tree species, including, but not limited
to, Ceiba pentandra (kapok tree), Schizolobium parahybum (Brazilian
firetree), Vatairea lundellii (bitter angelim), Caryocar costaricense
(no common name), Acacia glomerosa (white tamarind), Dipteryx micrantha
(Brazilian teak), Iriartea deltoidea (stilt palm), and Erythrina spp.
(coral tree) (Guittar et al. 2009, pp. 389-399; Renton and Brightsmith
2009, pp. 3-4; Brightsmith 2005, p. 297; Vaughan et al. 2003, p. 8;
I[ntilde]igo-Elias 1996, p. 57; Marineros and Vaughan 1995, p. 456;
Nycander et al. 1995, p. 431). Due to their large size, scarlet macaws
require large cavities, which are usually found in older trees. The
average height of scarlet macaw nests ranges from about 16 to 24 m
(52.5 to 79 ft) above the ground (Guittar et al. 2009, pp. 389-391;
Anleu et al. 2005, p. 44; Inigo-Elias 1996, p. 59; Marineros and Vaughn
1995, p. 455). In addition to cavity size and height parameters,
scarlet macaws appear to select nest sites with a clear understory or
isolated from surrounding vegetation, possibly to reduce predation
rates (Inigo-Elias 1996, p. 93; Brightsmith 2005, p. 302). The species
will also nest in previously used cavities (Renton and Brightsmith
2009, pp. 4-5; Nycander et al. 1995, p. 428), and will readily
investigate and nest in artificial (human-made) cavities when supplied
(Brightsmith 2005, p. 297; Vaughan et al. 2003, p. 10; Nycander et al.
1995, pp. 435-436).
Scarlet macaws are frequently observed competing for nest cavities
with other macaws, including other species and other scarlet macaw
pairs (Renton and Brightsmith 2009, p. 5; Vaughan et al. 2003, p. 10;
Inigo-Elias 1996, pp.79, 96; Nycander 1995, p. 428). Thus, intense
competition for nest cavities suggests suitable nesting sites may be
limited in some areas (Vaughan et al. 2003, pp. 10-12; Inigo-Elias
1996, p. 92; Nycander et al. 1995, p. 428; Munn 1992, pp. 55-56).
Conservation Status
The scarlet macaw has been included in Appendix I of CITES since
1985 (United Nations Environment Programme-World Conservation
Monitoring Center (UNEP-WCMC) 2012, unpaginated). The species is
[[Page 6290]]
currently classified as ``Least Concern'' by the IUCN. In 2011, BLI
proposed reclassifying the scarlet macaw in the IUCN Red List of
Threatened Species from ``Least Concern'' to ``Threatened,'' based on
the area of Amazon habitat projected to be lost to deforestation by
2050 (BLI 2011b, unpaginated; BLI 2011e, unpaginated). However, based
on review and recommendations from regional experts, a current revision
of the proposal recommends the species remain classified as ``Least
Concern'' due to its level of tolerance of degraded and fragmented
habitat (BLI 2011c, unpaginated) and the relatively good status of the
species in the Amazon, which accounts for the majority of the species
range and population.
In Mesoamerica, the northern subspecies of scarlet macaw (A. m.
cyanoptera) is considered in danger of extinction in Mexico (Government
of Mexico 2010a, p. 32), Belize (Biodiversity and Environmental
Resource Data System of Belize 2012, unpaginated; Meerman 2005, p. 30),
Costa Rica (Costa Rica Sistema Nacional de Areas de Conservacion 2012,
unpaginated), and Panama (Fundaci[oacute]n de Parques Nacionales y
Medio Ambiente 2007, p. 125). This subspecies is also on Guatemala's
Listado de Especies de Fauna Silvestre Amenazadas de Extinci[oacute]n
(Lista Roja de Fauna) (list of species threatened with extinction (red
list of fauna)) (Government of Guatemala 2001, p. 15), Honduras's
Listado Oficial de Especies de Animales Silvestres de
Preocupaci[oacute]n Especial en Honduras (Official List of Species of
Wild Animals of Special Concern in Honduras) (Secretaria de Recursos
Naturales y Ambiente. 2008, p. 62), and Nicaragua's list of species for
which the season of use (e.g., for harvest or capture) is indefinitely
closed (Nicaragua Ministerio del Ambiente y Los Recursos Naturales
2010, entire).
In South America, the subspecies A. m. macao is listed as
vulnerable in Peru (Government of Peru 2004, p. 276855), but a more
recent evaluation of the species categorizes it at the lower threat
level of ``near threatened'' (Brightsmith 2009, in litt., unpaginated).
The species is also categorized as ``near threatened'' in Ecuador
(Ridgely and Greenfield 2001, in Karubian et al. 2005, p. 618) and as
``near threatened'' on Venezuela's red list (Rodriguez and Rojas-Suarez
2008, p. 50). We are unaware of the scarlet macaw having official
conservation status in any other of the species' range countries (e.g.,
Colombia, the Guianas, Brazil, and Bolivia).
Factors Affecting the Species
Section 4 of the Act (16 U.S.C. 1533), and its implementing
regulations in title 50 of the Code of Federal Regulations at 50 CFR
part 424, set forth the procedures for adding species to the Federal
Lists of Endangered and Threatened Wildlife and Plants. Under section
4(a)(1) of the Act, we may list a species based on (A) The present or
threatened destruction, modification, or curtailment of its habitat or
range; (B) overutilization for commercial, recreational, scientific, or
educational purposes; (C) disease or predation; (D) the inadequacy of
existing regulatory mechanisms; or (E) other natural or manmade factors
affecting its continued existence.
In considering what factors may constitute threats, we must look
beyond the mere exposure of the species to the factor to determine
whether the species responds to the factor in a way that causes actual
impacts to the species. If there is exposure to the factor, but no
response, or only a positive response, that factor is not a threat. If
there is exposure and the species responds negatively, the factor may
be a threat and we then attempt to determine if it may drive or
contribute to the risk of extinction of the species such that the
species warrants listing as an endangered or threatened species as
those terms are defined by the Act. In 2016, we revised our proposal to
list the northern subspecies of the scarlet macaw (Ara macao
cyanoptera) as an endangered species under the Act, the northern DPS of
the southern subspecies Ara macao macao as a threatened species under
the Act, and the southern DPS of the southern subspecies Ara macao
macao as threatened due to similarity of appearance under the Act (81
FR 20302, April 7, 2016). Please see our analysis of those entities and
the factors affecting their status below.
Factor A. The Present or Threatened Destruction, Modification, or
Curtailment of Its Habitat or Range
One of the two main threats to neotropical parrot species is loss
of forest habitat (Snyder et al. 2000, p. 98). Deforestation, which
includes clear-cutting forests to convert them to other land uses such
as agriculture and cattle ranching, as well as forest degradation,
which is the reduction in forest biomass such as through selective
logging or fire, occurs throughout much of the scarlet macaw's range.
The primary cause of forest loss is conversion to agriculture (crop and
pasture), although other land uses such as infrastructure, logging,
fires, oil and gas extraction, and mining also contribute significantly
and to varying degrees in different areas of the species' range (Blaser
et al. 2011, pp. 263, 290, 299, 310, 319, 334, 343-344, 354, 363-364,
375, 393-394; Boucher et al. 2011, entire; Clark and Aide 2011, entire;
FAO 2011a, pp. 17-18; May et al. 2011, pp. 7-13; Pacheco 2011, entire;
Government of Costa Rica 2010, pp. 38-39; Belize Ministry of Natural
Resources and Environment 2010, pp. 40-45; Armenteras and Morales 2009,
pp. 133-145, 176-191; Kaimowitz 2008, p. 487; Mosandl et al. 2008, pp.
38-40; Nepstad et al. 2008, entire; Foley et al. 2007, pp. 26-27;
Fearnside 2005, pp. 681-683).
The construction of roads are an important driver of deforestation
because they provide access to previously remote areas and allow
further expansion of activities that result in additional areas of
deforestation and degradation (Davidson et al. 2012, p. 323; Lambin and
Meyfroidt 2011, pp. 3468-3469; May et al. 2011, pp. 6, 9-11; Foley
2007, pp. 26-27; Soares-Filho et al. 2006, p. 520; Fearnside 2005, pp.
681-683; Laurance et al. 2004, entire). Historically, large areas of
forest have been removed throughout Mesoamerica, and the large tracts
of forest that remain, such as the Maya and Lacandon Forests, the
transnational forest in the Mosquitia region, and the major
transnational forest on the Atlantic border of Costa Rica and Panama,
have almost been cut off from each other by deforestation (Bray 2010,
p. 93).
Activities that lead to deforestation and forest degradation pose a
threat to the scarlet macaw because they directly eliminate the
species' tropical forest habitat by removing the trees that support the
species' essential needs for nesting, roosting, and food (see Essential
Needs of the Species, above). Removing large sections of forest habitat
may fragment the landscape and reduce and isolate populations. As the
size of the habitat is reduced, it is less likely to provide the
essential resources for species that require large ranges--such as
scarlet macaws--and small patches of habitat retain far fewer species
and populations than large patches (Ibarra-Macias 2009, p. 6; Lees and
Peres 2006, pp. 203-205). Scarlet macaws use partially cleared and
cultivated landscapes if the landscape provides dietary requirements
and maintains enough large trees. This species is dependent on larger,
older trees that have large nesting cavities. However, scarlet macaws
have a better chance of surviving in large tracts of forest where
suitable cavities are more common than in open and small forest
remnants (Inigo-Elias 1996, p. 91). Selective
[[Page 6291]]
logging can lead to forest degradation because this practice generally
targets older and larger trees, thus decreasing suitable nesting sites,
increasing competition, and causing the loss of current generations
through an increase in infanticide and egg destruction (Lee 2010, pp.
2, 12). Indirectly, clearing or degrading forests often provides people
with easier access to previously inaccessible areas inhabited by
scarlet macaws, which in turn increases the vulnerability of species to
overexploitation by humans (Peres 2001, entire; Putz et al. 2000, pp.
16, 23) (see Factor B discussion, below). Additionally, gaining access
is also often followed by full deforestation and lands cleared for
agricultural use (Kaimowitz and Angelsen 1998, in Putz et al. 2000, p.
16).
Below, we provide a summary of information on deforestation and
forest degradation within the range countries of the A. m. cyanoptera
and northern DPS of A. m. macao.
Mesoamerica
Destruction of forest habitat is one of the main causes of the
decline of the scarlet macaw in Mesoamerica (CONABIO 2011, p. 5; Lezama
2011, pers. comm.; McGinley et al. 2009, p. 11; Garcia et al. 2008, p.
50; Hansen and Florez 2008, pp. 48-50; Snyder et al. 2000, p. 150;
Collar 1997, p. 421; Forshaw 1989, p. 406; Ridgely 1981, pp. 251-253).
Habitat destruction is occurring rapidly in many areas within the range
of the scarlet macaw in this region, including in Chiapas, Mexico;
western Pet[eacute]n in Guatemala; eastern Olancho in Honduras; and
eastern Nicaragua (Kaimowitz 2008, p. 487; Hansen et al. 2013, entire).
This region has deforestation rates that are among the highest rates in
the world (Bray 2010, pp. 92-95; Kaimowitz 2008, p. 487; Carr et al.
2006, pp. 10-11; FAO 2015, pp. 9-14); the remaining forest is
fragmented and includes few large tracts of forest habitat (Bray 2010,
pp. 92-93; Snyder et al. 2000, p. 150; Wiedenfeld 1994, p. 101).
Although deforestation rates have declined in Mesoamerica since 1990,
they are still very high (FAO 2010a, pp. 232-233; Kaimowitz 2008, p.
487; FAO 2015, pp. 9-14) and include the loss of significant amounts of
primary forest (FAO 2010a, pp. 55, 259).
Mexico (A. m. cyanoptera)
The main drivers of deforestation and forest degradation in Mexico
are conversion of forest to pasture and agriculture, and uncontrolled
logging (Government of Mexico 2010b, pp. 22-24; Jimenez-Ferrer et al.
2008, pp. 195-196; Castillo-Santiago et al. 2007, p. 1217; Oglethorpe
et al. 2007, p. 85). From 1990 to 2015, Mexico lost approximately 3.7
million hectares (ha) (9.2 million acres (ac)) of total forest (FAO
2015, p. 12) (see Tables 2a and 2b, below), and had one of the largest
decreases in primary forests worldwide (FAO 2010a, pp. 56, 233),
although the rate slowed toward the latter part of that period (FAO
2015, p. 12).
In southeastern Mexico, the area of land devoted to cattle ranching
has increased dramatically due to the increase of regional meat prices
and a decrease in the economy of staple crop cultivation (Jimenez-
Ferrer et al. 2008, pp. 195-196; Soberanes 2018, unpaginated). Most of
Mexico's remaining scarlet macaws occur in the Lacandon Forest of the
southeastern state of Chiapas. This state encourages cattle ranching
through subsidies, and clearing of forest for pasture in the state is
ongoing (Enriquez et al. 2009, pp. 48-49, 58). In fact, Chiapas had the
second highest rate of deforestation of Mexico's 31 states, with forest
losses averaging approximately 600 km\2\ (232 m\2\) per year (Masek et
al. 2011, p. 10). Within the Lacandon Forest, cattle ranching is the
most profitable activity, and it is extensive in the region (Jimenez-
Ferrer et al. 2008, pp. 195-196). Outside of protected areas in the
Lacandon Forest, the deforestation risk is primarily categorized as
high to very high; inside protected areas the risk of deforestation is
categorized as low to very low (Secretar[iacute]a de Medio Ambiente y
Recursos Naturales de M[eacute]xico--SEMARNAT 2011, unpaginated). Monte
Azules Biosphere Reserve is the largest protected area in the Lacandon
Forest, and it has been relatively successful at conserving the
resources within its boundaries (Castillo-Santiago et al. 2007, pp.
1223-1224; Figueroa and Sanchez-Cordero 2008, p. 3231). However,
according to Mexico's Federal Environmental Protection Agency
(Procuradur[iacute]a Federal de Protecci[oacute]n al Ambiente
(Profepa)) more than 60 percent of illegal logging in the country
occurs in 32 priority forest regions, including the reserve (Enriquez
et al. 2009, pp. 28, 57). While illegal logging has received more
attention from Mexico's policy makers, efforts to address the problem
have had limited success due to insufficient human and financial
resources to enforce laws, and poorly designed control efforts (Blaser
et al. 2010, p. 346; Enriquez et al. 2009, p. 57; Kaimowitz 2008, p.
491) (see Factor D discussion, below). From 2001 to 2007, Profepa
secured about 0.13 percent of the calculated total of timber illegally
extracted in the country (CCMSS 2007, in Enriquez et al. 2009, p. 57).
We are unaware of information on projected future rates of
deforestation specifically in the Lacandon Forest region, but a loss of
approximately 20,000 km\2\ (7,722 mi\2\) between 2000 and 2015 in the
southeastern States (which include Chiapas) was projected, assuming the
same rate of loss that occurred during the period 1987-2000 (Diaz-
Gallegos et al. 2010, p. 194). By 2030, forest area in Mexico as a
whole is projected to decrease, with anywhere from about 10 to 60
percent of mature forests lost, and up to 54 percent of regrowth
forests lost (Commission for Environmental Cooperation 2010, pp. 45,
75).
Mexico implements several forest conservation measures and has made
significant progress in conserving forest within its boundaries (Blaser
et al. 2011, pp. 344-346; Center for International Forestry Research
(CIFOR) 2010, pp. 34-36; Masek et al. 2011, p. 17; FAO 2010a, p. 233;
Enriquez et al. 2009, pp. 4, 36-41). However, deforestation and forest
degradation continue to be a threat to the subspecies in Mexico because
the clearing of forest for agriculture, cattle ranching, and illegal
logging is ongoing in Chiapas and projected to continue, and illegal
logging is ongoing in the largest reserve in the Lacandon Forest in
conjunction with the high risk of deforestation in protected areas
outside of the forest.
Guatemala, Belize, Honduras, and Nicaragua (A. m. cyanoptera)
The countries of Guatemala, Honduras, and Nicaragua have the
highest deforestation rate in Latin America (FAO 2010a, p. 232; FAO
2015, pp. 9-14). Guatemala lost 483 km\2\ (186.5 mi\2\ or 1.2 percent),
Honduras lost 1,418 km\2\ (547.5 mi\2\ or 2.3 percent), and Nicaragua
lost, 560 km\2\ (216 mi\2\ or 1.5 percent) of total forest, per year
between 1990 and 2015 (FAO 2015, pp. 9-14) (see Tables 2a and 2b,
below). Belize has a lower deforestation rate of 100 km\2\ (39 mi\2\ or
0.7 percent) per year (FAO 2015, pp. 9), but deforestation is
increasing in the Chiquibul region, which is the only region scarlet
macaws are known to nest in the country (Belize Ministry of Natural
Resources and Environment 2010, pp. 44-45; Salas and Meerman 2008, pp.
22, 42).
The main causes of deforestation and forest degradation within the
range of the scarlet macaw in these countries include clearing for
agriculture and cattle ranching, illegal human settlements in protected
areas, illegal logging, purposefully set fires, and in
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some areas, activities related to drug trafficking. Some or all of
these activities are ongoing in areas occupied by the species,
including in the MBR in Guatemala; R[iacute]o Pl[aacute]tano Biosphere
in Honduras; Bosawas Biosphere Reserve in Nicaragua; and the Chiquibul
region in Belize.
Guatemala (A. m. cyanoptera)
Guatemala has lost approximately 1.2 million ha (3 million ac) of
forest area over the past 25 years (FAO 2015, p. 11). Approximately 38
percent of Guatemala's remaining forest area is primary forest (FAO
2015, p. 36). Deforestation is the dominant trend nationally, but rates
of loss appear to be much higher in tropical over temperate areas. The
most significant threat to the conservation of biodiversity and
tropical forests is habitat loss, degradation, and fragmentation from
wildfires, agriculture and cattle ranching, mineral and petroleum
development, and drug trafficking (Tolisano and Lopez-Selva 2010, p.
3). Deforestation in the conifer forests of the highlands has existed
for centuries, but today it mostly takes place in the Pet[eacute]n
(Blaser et al. 2011, p. 310) where a population of A. m. cyanoptera
occurs. Approximately 65 percent of the deforestation in Guatemala
occurs in the Pet[eacute]n region, with most (approximately 60 percent)
occurring outside protected areas (IARNA 2006, in Tolisana and Lopez-
Selva 2010, p. 22). Additionally, the Pet[eacute]n of Guatemala is one
of the few areas in the entire region that is still undergoing
intensive tropical colonization resulting in forest loss from
agriculture and represents the most intense deforestation threats to
the Maya Forest (Bray 2010, pp. 100-102). Colonization pressure in the
MBR is strong in the western and central regions; the human population
increased 20-fold since 1960 and was predicted to double from 2008 to
2018 in the Pet[eacute]n (Bray et al. 2008, unpaginated).
Habitat destruction is particularly severe in two protected areas,
Laguna del Tigre National Park and Sierra del Lacand[oacute]n National
Park; both of these areas were former strongholds of scarlet macaws
(Garcia et al. 2008, p. 50). Furthermore, some parks that compose the
MBR lost approximately 10 percent of forest cover between 1986 and
2004, with forest loss thought to be accelerating (Bray 2010, p. 100).
Between 1974 and 1997, the MBR lost 65 percent of its buffer zone, and
areas near roads showed increasing deforestation pressures in 1995-1997
(Hayes et al. 2002, p. 305; Bray et al. 2008, unpaginated).
Considerable efforts have been made since the start of the 21st
century to reorganize the control and management of forest resources in
Guatemala (Blaser et al. 2011, p. 317). In the rainforests of the
Pet[eacute]n, large community-run timber concessions allow local people
to improve their livelihoods on the basis of forest resources. However,
forest management is hindered by high rates of deforestation and forest
degradation driven by agricultural expansion, mining, illegal logging,
drug-trafficking, and other threats (Blaser et al. 2011, p. 317;
Reynolds 2008, pp. 6-7).
Belize (A. m. cyanoptera)
Belize has a lower deforestation rate (100 km\2\ (39 mi\2\, or 0.7
percent)) per year than the other countries in Mesoamerica (FAO 2015,
p. 9), but deforestation is increasing in the Chiquibul region, which
is the only region scarlet macaws are known to nest in the country
(Belize Ministry of Natural Resources and Environment 2010, pp. 44-45;
Salas and Meerman 2008, pp. 22, 42). Belize lost 250,000 ha (618,000
ac) of total forest area over the past 25 years (FAO 2015, pp. 9, 40).
The Chiquibul National Park (CNP) is Belize's largest protected
area, measuring approximately 161,874 ha (400,000 ac). It is located in
the Cayo District and within a larger forest region known as the
Chiquibul Forest, which abuts the Belize-Guatemala border and is
contiguous to the Chiquibul-Monta[ntilde]as Mayas Biosphere Reserve
that is located in the Department of Pet[eacute]n, Guatemala (Salas and
Meerman 2008, p. 10). This region also includes the Chiquibul Forest
Reserve and the Caracol Archaeological Reserve. The most significant
pressure on the CNP, the Chiquibul Forest, and biodiversity within this
region includes deforestation from urban encroachment, agriculture
expansion, wildfires, legal and illegal logging, illegal hunting,
mining and oil exploration, and dam construction (Salas and Meerman
2008, pp. 45-46; Belize Ministry of Natural Resources and Environment
2010, p. 42).
The border areas of Belize, including the Chiquibul Maya Mountain
that contains the CNP, Chiquibul Forest Reserve, and Caracoal
Archaeological Reserve, are vulnerable because insufficient enforcement
resources are available, particularly for Guatemalans who are impacting
forested areas on the Belize side of the border. Satellite imagery
showed 113 ha (280 ac) in the CNP had been cleared as of 1987 by
Guatemalans for agricultural use, this increased six-fold to 692 ha
(1,710 ac) by 1994, and to approximately 3,126 ha (7,725 ac) by 2007
(FCD 2007, in Belize Ministry of Natural Resources and Environment
2010, p. 45). Additionally, more than 405 ha (1,000 ac) of freshly
cultivated area was reported in the CNP and incursions into Belize by
Guatemalan armed forces have also been observed (FCD 2007, in Belize
Ministry of Natural Resources and Environment 2010, p. 45). Unlike
legal extraction, which can be regulated, illegal extraction and
particularly illegal extraction by non-Belizean nationals continues to
escalate, which poses a greater threat to forests than legal extraction
(Belize Ministry of Natural Resources and Environment 2010, pp. 42-45).
Transboundary incursions, while temporary, can have a severe impact on
the forest because of the increase in demand for land for housing and
farms, as well as the introduction or reinforcement of unsustainable
agricultural practices (Belize Ministry of Natural Resources and
Environment 2010, p. 42).
Honduras (A. m. cyanoptera)
Honduras lost approximately 3.5 million ha (8.7 million ac) of
forest area over the past 25 years (FAO 2015, p. 11) and had the
highest rate of deforestation in the Americas (see Tables 2a and 2b,
below). The Honduran forest landscape is characterized by relative
stability in temperate areas with localized areas of variability in
forest cover but with continuing deforestation in tropical areas (Bray
2010, p. 104), especially in the eastern tropical broadleaved forest
(Blaser et al. 2011, p. 334; Humphries et al. 1998, p. 99; Hansen and
Florez 2008, p. 12). The most dramatic losses have been in the forests
of the Atlantic Coast, which declined by approximately 73 percent
between 1962 and 1990, compared to only 30 percent loss for other
broadleaf forests in the same period (Humphries 1998, p. 99).
The high level of deforestation is due to illegal logging,
infrastructure (e.g., roads), institutionalized forest sector
corruption, production of biofuels, and expanding agricultural
frontiers (although some of the latter may be regarded as socially
desirable) (Richards et al. 2003, p. 282). In the past, deforestation
was due to agro-industrial development, mainly for banana plantations.
However, more recently demand for land by small-scale farmers is
thought to be the major cause (ITTO 2006, in Blaser et al. 2011, p.
334); often, such small-scale farmers ultimately sell the deforested
land to larger farmers and agro-industrial owners (Blaser et al. 2011,
p. 334). In addition, the country has a high dependence on wood as an
energy
[[Page 6293]]
source for poor households; thirty-eight percent of the population uses
firewood for domestic purposes, which is considered a very high
consumption rate (Government of Honduras 2009, unpaginated).
The Mosquitia region has been characterized by relatively low
population density and inaccessibility, and its indigenous inhabitants
have maintained the forest cover for centuries. However, the Honduran
Mosquitia appears to be under significant deforestation pressure and
continues to suffer from colonization, agricultural expansion, and
illegal logging, which has led to deforestation and degradation in this
region and parts of the R[iacute]o Pl[aacute]tano Biosphere Reserve
(Bray 2010, p. 102; Anderson and Devenish 2009, pp. 256-257; Hayes
2007, pp. 733-734). Recent information indicates that loss of habitat
and demand for the pet trade (see Factor B discussion, below) are
significant threats in this region (Portillo Reyes 2005, in Portillo
Reyes et al. 2010, p. 6; Brightsmith in litt. 2016, p. 8).
Nicaragua (A. m. cyanoptera)
In terms of total forest loss, Nicaragua has lost more forest than
all other Central American countries except Honduras. Nicaragua has
lost approximately 1.4 million ha (3.5 million ac) of forest area over
the past 25 years (FAO 2015, pp. 11, 41) (see Tables 2a and 2b, below).
Much of the historic deforestation in Nicaragua was due to the
expansion of cattle ranching and cotton farming until both industries
declined in the 1980s, resulting in abandonment of much pasture land
that left almost 1 million ha (2.5 million ac) in forest fallow (Bray
2010, p. 106). More recently, forest loss and degradation in Nicaragua
was due to the expansion of agricultural and grazing land, slash-and-
burn agricultural practices that create a mosaic of forest and
cultivated patches across an increasing expanse of the landscape
(Global Witness 2007, in McGinley 2009, p. 13). Illegal logging and
institutionalized forest sector corruption have also led to forest loss
and degradation (Richards et al. 2003, p. 282). Deforestation and
forest degradation has also been attributed to forest fires, pests
(e.g., pine bark beetle (Dendroctonus sp.)) and hurricanes, though to a
much lesser degree than to anthropogenic factors (Rodr[iacute]guez
Quiros 2005, in McGinley 2009, p. 13). Farmers often use fire to clear
forest and scrubland in preparation for crops, and though these
practices are typically intended to be limited to a specific area, they
can spread to adjacent vegetation and lead to uncontrollable wildfires
that result in forest and other biodiversity degradation and loss
(McGinley 2009, p. 35).
The Nicaraguan Mosquitia (on the Caribbean slope), which is one
area where the scarlet macaw is known to occur in the country, is
considered an important area of extensive lowland tropical forest that
it is threatened by rapid deforestation due to colonization and the
advancement of the agricultural frontier (Kaimowitz 2008, p. 487;
McGinley 2009, p. 31; Bray 2010, p. 105). The bulk of Nicaragua's
forests on the Caribbean slope are in indigenous territories that hold
rights to own their own forests, but most lack formal titles and tenure
conflicts are widespread (Kaimowitz 2008, p. 487; McGinley 2009, p.
13). For example, Mosquitia residents contend that public management of
protected areas fails to control agricultural expansion and violates
indigenous ancestral rights to the land and its resources (Hayes 2007,
p. 734). Illegal logging is a threat to forests in the Caribbean region
and the Mosquitia (Bray 2010, p. 105). Illegal logging in broadleaf
forests was estimated to be 30,000 to 50,000 m\3\/year (1.1 to 1.8
million ft\3\/year), or approximately 50 percent of the total
production (Richards et al. 2003, p. 284). However, with respect to the
binational Mosquitia region, the pressures appear to be greater on the
Honduran side, although areas outside the core of the Bosawas Biosphere
Reserve area are also under pressure (Bray 2010, p. 106). The
indigenous occupied core zones of Bosawas are showing virtually no
deforestation, with one such area having 97 percent forest cover in
2003 (Hayes 2007, p. 741). In contrast, the R[iacute]o Pl[aacute]tano
Biosphere Reserve on the Honduran side of the Mosquitia is under great
deforestation pressures because of failed efforts to centralize
management in the government, while protection is much more effective
in the Bosawas core area due to the decentralization of management in
the hands of the indigenous inhabitants (Bray 2010, p. 106).
Deforestation is ongoing in southeast Nicaragua and resulted in
forest cover loss from 2000-2017 (Hansen et al. 2013, entire).
Southeast Nicaragua includes the Indio Ma[iacute]z Biological Reserve
(IMBR) and its buffer zone. The reserve is situated at the southeastern
border of the country (Chassot and Monge-Arias 2012, p. 63) and is one
of Nicaragua's best preserved forested areas (Ravnborg et al. 2006, p.
2). However, the reserve is threatened by the growing human population
in or around the reserve, a result of the continuous arrival of
families from other parts of the country into the region in search of
cheap land (Ravnborg 2010, pp. 12-13; Ravnborg et al. 2006, pp. 4-5).
Between 1998 and 2005, the population increased more than 100 percent
in the municipality of El Castillo, which is composed entirely of IMBR
buffer zone and core area (Ravnborg 2010, p. 10). The expansion of
African palm plantations, pasture lands, human settlements, and logging
have contributed to an estimated 60 percent deforestation of the buffer
zones surrounding IMBR and these activities are expanding in the
reserve (Fundacion del Rio and IUCN 2011, pp. 7-8; Ravnborg 2010, pp.
12-13; Nygren 2004, pp. 193-194; Ravnborg et al. 2006, p. 2). Forest
conservation efforts in the Nicaragua-Costa Rica border region have
resulted in lower deforestation rates within the San Juan-La Selva
Biological Corridor, which includes the IMBR along with other protected
areas (Chassot et al. 2010a, in Chassot and Monge-Arias 2012, p. 67),
although both primary and regrowth forest within the corridor and
within the larger border region continue to decrease due to timber
extraction and agricultural expansion (Fagan et al. 2013, unpaginated;
Chassot and Monge-Arias 2012, p. 63; Chassot and Monge-Arias 2011, p.
1; Chassot et al. 2009, p. 9). Thus, despite the existence of protected
areas, deforestation continues to occur and is a serious threat to
biodiversity in this region (Fundacion del Rio 2012a, pp. 2-3;
Fundacion del Rio 2012b, pp. 2-3; Fundacion del Rio and IUCN 2011, pp.
34, 37, 73-74; Chassot et al. 2006, p. 84). According to eBird
(Sullivan et al. 2009, unpaginated), many sightings of scarlet macaws
exist in southeastern Nicaragua and northeastern Costa Rica since the
issuance of our proposed rules (77 FR 40222, July 6, 2012; 81 FR 20302,
April 7, 2016), indicating that the species has continued to expand its
range in this region. However, expansion of scarlet macaws in this
region will likely be limited due to high rates of deforestation
(Brightsmith 2016, in litt., pp. 4-8).
Costa Rica (A. m. cyanoptera and A. m. macao Northern DPS)
Costa Rica experienced some of the highest rates of deforestation
in the world historically (Bray 2010, p. 107; Government of Costa Rica
2010, p. 68), and as a result, the country's forest cover declined from
67 percent in 1940, to 17-20 percent in 1983 (Bray 2010, p. 107). Much
of this deforestation was driven by agriculture and cattle ranching;
however, agriculture
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expansion was not as prevalent as livestock expansion (Government of
Costa Rica 2010, p. 38). Cattle ranching underwent a serious
contraction after 1989 (Arroyo-Mora et al. 2005, p. 28). In 1993, only
20 percent of original scarlet macaw habitat remained, all within
protected areas (Marineros and Vaughan 1995, pp. 445-446). However,
during the 1990s, Costa Rica implemented several forest conservation
strategies, including new laws protecting forests and mechanisms of
payment for ecosystem services (Bray 2010, pp. 107-109; Kaimowitz 2008,
pp. 488-491; Pagiola 2008, entire; Sanchez-Azofeifa et al. 2003,
entire).
Costa Rica is the only country in Mesoamerica to experience a
positive change in forest cover from 1990 to 2015 (FAO 2015, p. 10)
(see Tables 2a and 2b, below). Total forest cover in 2005 was estimated
to be 53 percent (Government of Costa Rica 2010, p. 68), more than
double the country's forest cover in the 1980s. Between 1990 and 2015,
Costa Rica gained 192,000 ha (474,442 ac) of total forest area, with an
annual rate of approximately 7,700 ha (19,000 ac or 0.3 percent) (FAO
2015, p. 10).
Even though Costa Rica has an increase in total forest over the
past 25 years (1990-2015), some level of deforestation still occurs in
parts of the country due to expansion of agriculture and livestock
activities, and to illegal logging in private forests, national parks,
and reserves (Government of Costa Rica 2011, p. 2; Government of Costa
Rica 2010, pp. 10-11, 38, 52-54; Parks in Peril 2008, unpaginated).
Fifty percent of forests in Costa Rica are found in individual rural
private properties (Government of Costa Rica 2011, p. 1). The major
driver of deforestation on private lands is the conversion of forest to
livestock and agricultural uses. In many cases, land users generate a
higher annual income with agriculture or livestock-raising than with
forests. In protected areas, underfunding and lack of human resources
allows the penetration of squatters and illegal loggers. Additionally,
land tenure issues contribute to forest loss because indigenous
communities have difficulties keeping nonindigenous farmers from
encroaching onto their lands (Government of Costa Rica 2011, p. 1)
National Parks on the Caribbean slope are experiencing higher
deforestation on surrounding lands than those on the Pacific slopes,
which is attributed to the intensification and expansion of
agricultural cash crops such as banana and pineapple (Sanchez-Azofeifa
et al. 2003, p. 129). However, Corcovado National Park, the largest
protected area in ACOSA, is one of the protected areas in Costa Rica
most affected by deforestation close to its boundaries (Sanchez-
Azofeifa et al. 2003, pp. 128-129). A comprehensive study of
deforestation in Costa Rica's park system found that deforestation
inside protected areas was negligible from 1987 to 1997, and that 1-km
(0.62-mi) buffer zones around the protected areas had a net forest gain
for the same period. However, a 1 percent annual deforestation rate was
found in 10-km (6.2-mi) buffer zones, suggesting increased isolation of
protected areas (Sanchez-Azofeifa et al. 2003, pp. 128-134).
Additionally, in the ACOPAC population region, more deforestation is
ongoing northwest of Carara than to the south (Brightsmith 2016, in
litt., p. 12).
The scarlet macaw occurs in northeastern Costa Rica, near Palo
Verde and surrounding areas in northwest Costa Rica, and in the two
main populations of the ACOPAC and ACOSA. Overall, Costa Rica is both
losing and gaining forest cover throughout the country (Hansen et al.
2013, entire; Brightsmith 2016, in litt. p. 1). However, the best
available information indicates that the scarlet macaw population in
Costa Rica appears to be increasing, and Costa Rica is the only country
in Central America to experience a positive change in forest cover over
the past 25 years (1990-2015). We conclude that deforestation or forest
degradation in the current range of the scarlet macaw in Costa Rica is
not occurring at a level that is causing a further decline in the
species; however, this area is not enough to sustain the northern DPS
of A. m. macao in the future in given the threats occurring in the
remainder of the range.
Panama (A. m. macao Northern DPS)
Deforestation in Panama is relatively low for the Mesoamerica
region; the annual decrease from 1990-2015 was 169 km\2\ (65 mi\2\ or
0.4 percent) (FAO 2015, p. 12) (see Tables 2a and 2b, below). Drivers
of deforestation include urbanization, cattle ranching, agro-industrial
development, unregulated shifting cultivation, open mining, poor
logging practices, charcoal-making, and fire (ITTO 2005, in Blaser et
al. 2011, p. 354). Deforestation in the country currently occurs
primarily in the Darien, Colon, Ngabe Bugle, and Bocas del Toro
provinces (Blaser et al. 2011, p. 354), which are outside the range in
which scarlet macaw currently occurs in Panama. Illegal logging is
widespread in the humid forests, even in protected areas (Blaser et al.
2011, p. 361).
Most of Panama's scarlet macaw population occurs on Isla Coiba,
which was used by the government of Panama as a penal colony until
2004, thus limiting human access and development on the island
(Government of Panama 2005, p. 23; Steinitz et al. 2005, p. 26).
Consequently, forests on the island remain largely intact. The
Panamanian Tourism Authority has developed a master plan for
sustainable tourism for Isla Coiba (2007-2020), which includes
strategic guidelines for tourism management. Further details on these
guidelines are not provided, but the plan does not include
infrastructure or high-impact development (UNESCO 2011c, p. 60).
Available information indicates that deforestation is not occurring on
Isla Coiba (Brightsmith 2016, in litt., p. 1; Hansen et al. 2013,
entire), although some level of degradation on the island may occur by
a herd of approximately 2,500 to 3,500 feral cattle (UNESCO 2011c, pp.
23, 43; Suman et al. 2010, p. 25). However, the extent of the cattle's
impact is unknown. The complete eradication of the cattle from Coiba
National Park was classified as a priority issue (Suman et al. 2010, p.
25), but we are not aware of information indicating that the removal of
cattle has occurred. While cattle on Isla Coiba may be inhibiting the
regrowth of former pasture to secondary forest, they are probably not
having a significant impact on the larger forest trees on which scarlet
macaws depend (Angehr 2012, in litt., unpaginated).
On the mainland of Panama, in the area of the upper R[iacute]o
Corot[uacute] near Puerto Armuelles and Quer[eacute]valo in the
Chiriqu[iacute] province where there have been sporadic sightings of
scarlet macaws, we are unaware of information indicating that
deforestation and forest degradation are impacting scarlet macaws. We
are also unaware of information indicating that deforestation is
occurring near the small (but unknown) number of scarlet macaws on the
southern end of the Azuero Peninsula of Veraguas, near Cerro Hoya
National Park and in the forest reserves just to the east. Less than 15
percent of the peninsula is covered by mature forest, but most of the
remaining forest can be found in Cerro Hoya National Park and the
Tronosa Forest Reserve to the east (Miller et al. 2015, p. 1).
We are aware of little information on the magnitude and extent of
deforestation and forest degradation on Panama's mainland and Isla
Coiba, although the most recent information indicates that
deforestation is not occurring on Isla Coiba or any areas where the
scarlet macaw remains in
[[Page 6295]]
very small populations on the mainland. The World Heritage Centre and
IUCN concluded that the main conservation concerns (i.e., cattle) on
Isla Coiba remain poorly addressed (UNESCO 2011c, p. 61).
Summary Tables
Table 2a--Total Forest Area in Mesoamerica 1990-2015
----------------------------------------------------------------------------------------------------------------
Forest area (1,000 ha)
-------------------------------------------------------------------------------
1990 2000 2005 2010 2015
----------------------------------------------------------------------------------------------------------------
Belize.......................... 1,616 1,459 1,417 1,391 1,366
Costa Rica...................... 2,564 2,376 2,491 2,605 2,756
Guatemala....................... 4,748 4,208 3,938 3,722 3,540
Honduras........................ 8,136 6,392 5,792 5,192 4,592
Mexico.......................... 69,760 67,856 67,083 66,498 66,040
Nicaragua....................... 4,514 3,814 3,464 3,114 3,114
Panama.......................... 5,040 4,867 4,782 4,699 4,617
----------------------------------------------------------------------------------------------------------------
Table 2b--Percent Change of Total Forest Area in Mesoamerica 1990-2015
--------------------------------------------------------------------------------------------------------------------------------------------------------
Annual change rate
-------------------------------------------------------------------------------------------------------
1990-2000 2000-2010 2010-2015 1990-2015
-------------------------------------------------------------------------------------------------------
1,000 ha/yr % change 1,000 ha/yr % change 1,000 ha/yr % change 1,000 ha/yr % change
--------------------------------------------------------------------------------------------------------------------------------------------------------
Belize.......................................... -15.7 -1.0 -6.8 -0.5 -5.0 -0.4 -10.0 -0.7
Costa Rica...................................... -18.8 -0.8 22.9 0.9 30.2 1.1 7.7 0.3
Guatemala....................................... -54.0 -1.2 -48.6 -1.2 -36.4 -1.0 -48.3 -1.2
Honduras........................................ -174.4 -2.4 -120.0 -2.1 -120.0 -2.4 -141.8 -2.3
Mexico.......................................... -190.4 -0.3 -135.8 -0.2 -91.6 -0.1 -148.8 -0.2
Nicaragua....................................... -70.0 -1.7 -70.0 -2.0 0.0 0.0 -56.0 -1.5
Panama.......................................... -17.3 -0.3 -16.8 -0.4 -16.4 -0.4 -16.9 -0.4
--------------------------------------------------------------------------------------------------------------------------------------------------------
South America
Northwest Colombia (A. m. macao Northern DPS)
Colombia has lost approximately 5.9 million ha (14.6 million ac) of
forest over the past 25 years, with a steady rate of change over that
time frame (FAO 2015, p. 10). In northwest Colombia, forest loss is due
primarily to conversion of land to pasture and agriculture, but also
mining, illicit crops, and logging (Ortega and Lagos 2011, pp. 85-86).
Scarlet macaws in northwest Colombia are believed to be affected
primarily by habitat loss, and to a lesser extent trade (Donegan 2013,
in litt., unpaginated).
The Magdalena and Caribbean regions of northwest Colombia have
approximately 7 percent and 23 percent (respectively) of their land
area in original vegetation, with the remainder converted primarily to
grazing land (Etter et al. 2006, p. 376). The Magdalena region lost 40
percent of its forest cover between 1970 and 1990, and an additional 15
percent between 1990 and 1996 (Restrepo and Syvitski 2006, pp. 69, 72).
Within the Caribbean region, Parque Nacional Natural (PNN) Paramillo
(460,000 ha (1,136,680 ac)), Santuario de Fauna y Flora Los Colorados
(Los Colorados Fauna and Flora Sanctuary) (1,000 ha (2,500 ac)), and
Reserva Forestal de Montes de Maria (Montes Maria Forest Reserve)
(7,460 ha (18,500 ac)) have lost 42, 71, and 70 percent of their
forest, respectively, since they were created in the late 1970s and
early 1980s (Millet et al. 2004, p. 454). The Caribbean region of
northwest Colombia showed the highest projected rate of change of
forest cover by the year 2030 of all regions evaluated (Gonz[aacute]les
et al. 2011, p. 45).
Deforestation is ongoing in northwest Colombia (Colombia Gold
Letter 2012, pp. 1-2; Ortega and Lagos 2011, pp. 81-82). Few large
tracts of forest remain within the range of the scarlet macaw in this
region, for instance, in the areas of Serrania de San Lucas and PNN
Paramillo, but these areas in northwest Colombia are also deforestation
hotspots (Ortega and Lagos 2011, p. 82; Salaman et al. 2009, p. 21).
Summary of Factor A
The destruction and modification of the scarlet macaw's habitat
because of deforestation and forest degradation is a threat to the
scarlet macaw throughout parts of its current range, although the
magnitude of this impact varies across its range. Deforestation has
fragmented habitat and continues to reduce and isolate areas that
support populations of scarlet macaws. It directly eliminates the
species' tropical forest habitat by removing the trees that support the
species' nesting, roosting, and food requirements. Further, clearing or
degradation of forests, including selective logging and the development
of roads, provides additional opportunities for humans to expand into
previously inaccessible areas, which in turn creates easier access and
opportunity to exploit previously undisturbed areas. Subsequent
encroachment is often followed by additional deforestation as lands are
cleared for cattle ranching and agriculture. Although scarlet macaws
are known to use partially cleared and cultivated landscapes, they are
only able to do so if the landscape maintains enough large, older trees
that provide the essential needs of the species.
Deforestation rates in Mesoamerica, excluding Costa Rica, are the
highest in Latin America due to expanding agriculture, cattle ranching,
and selective and often illegal logging. Destruction of forest habitat
is one of the main causes of the decline of scarlet macaw subspecies
Ara macao cyanoptera. Throughout the range of the northern subspecies
(A. m. cyanoptera) where most of the species' historical habitat has
been eliminated, evidence indicates that deforestation is ongoing. We
consider deforestation and forest degradation to be an immediate threat
to
[[Page 6296]]
the subspecies because clearing of forest for agriculture, cattle
ranching, and illegal logging that leads to the loss of scarlet macaw
habitat are ongoing in Mexico in the Lacandon Forest and Chiapas, in
the western Pet[eacute]n of Guatemala, and in the Chiquibul region of
Belize. The Honduran Mosquitia appears to be under significant
deforestation pressure and continues to suffer from rapid colonization,
agricultural expansion, and illegal logging. Nicaragua lost more forest
than all other Central American countries except Honduras. With respect
to the binational Mosquitia region, pressure appears to be greater on
the Honduran side, but Nicaragua suffers rapid deforestation due to
colonization and illegal logging. The border region (R[iacute]o San
Juan (San Juan River) of southeastern Nicaragua and northeastern Costa
Rica has sections of contiguous forests; however, deforestation
continues to occur and is a serious threat to biodiversity in this
area.
Throughout the range of the northern DPS of the southern subspecies
(Ara macao macao) evidence indicates that Costa Rica is both losing and
gaining forest cover throughout the country. Costa Rica experienced
some of the highest rates of deforestation in the world historically.
More recently, Costa Rica has an increase in total forest over the 25-
year period from 1990-2015 and is the only country in Central America
to experience a positive change in forest cover. But some level of
deforestation still occurs in parts of the country due to expansion of
agriculture and livestock activities, and illegal logging in private
forests and in national parks and reserves. The available information
indicates that the scarlet macaw population in Costa Rica appears to be
increasing, and we are unaware of any information indicating that
deforestation or forest degradation in the current range of the scarlet
macaw in Costa Rica is occurring at a level that is causing or likely
to cause a further decline in the species.
In Panama, we are aware of little information on the magnitude and
extent of deforestation and forest degradation on the mainland,
although the scarlet macaw was described as almost extinct from
mainland Panama. Currently, deforestation is concentrated in provinces
outside the range of where scarlet macaws occur in Panama. On Isla
Coiba, where most of the population in Panama occurs, evidence
indicates large-scale deforestation is not a threat to the species.
Much of northwest Colombia has been deforested and it is expected
to continue in the region. The Caribbean region of northwest Colombia
showed the highest projected rate of change of forest cover of all
regions evaluated. Forest loss in the region is due primarily to
conversion of land to pasture and agriculture, mining, illicit crops,
and logging. The number of scarlet macaws in northwest Colombia is
unknown, but habitat loss has caused the decline of the species there,
such that the species has been all but extirpated from large areas in
the region. However, the region is reported to have large tracts of
suitable forest habitat.
The scarlet macaw subspecies (Ara macao cyanoptera and A. m. macao)
in Mesoamerica are significantly impacted by deforestation in many
countries in this region, which comprises less than 17 percent of the
species' range. Because deforestation is ongoing and the populations of
the scarlet macaw subspecies A. m. cyanoptera are small, we consider
habitat destruction and modification to be a substantial threat to the
northern subspecies A. m. cyanoptera throughout its range in Mexico,
Guatemala, Belize, Honduras, Nicaragua, and Costa Rica (Atlantic
slope). But even though deforestation continues in parts of Costa Rica,
we do not find that it is occurring at a level that is an immediate
threat to A. m. macao on the Pacific Coast of Costa Rica, especially
because the data indicate that the species is likely increasing within
the two main populations on the Pacific Coast. Similarly, the data
indicate that deforestation is not impacting the scarlet macaw in
Panama where it currently occurs. Therefore, we do not consider
deforestation to be as significant of a stressor to A. m. macao in
Costa Rica and Panama. However, in Colombia, habitat loss has caused
the decline of the species from large areas in the region, and many of
the areas in northwest Colombia are deforestation hotspots, even though
the region is reported to have large tracts of suitable forest habitat.
Factor B: Overutilization for Commercial, Recreational, Scientific, or
Educational Purposes
Parrots and macaws have been captured and traded for centuries in
the Neotropics (Cantu-Guzman et al. 2007, p. 9; Guedes 2004, p. 279;
Snyder et al. 2000, pp. 98-99). Because they are colorful, adapt to
captivity, and can imitate language, they are captured for their
feathers and used as pets (Guedes 2004, p. 279). The scarlet macaw is a
popular pet species within its range countries, and the majority of
birds sold as pets remain within country (Snyder et al. 2000, p. 150;
Wiedenfeld 1994, p. 102). Poaching of parrots from the wild is driven
by demand from the pet industry and rural poverty where wild parrot
populations exist. Capture for sale in local markets can provide a
significant source of supplemental income in rural areas (Huson 2010,
p. 58; Gonz[aacute]lez 2003, p. 438). Overall, capture for the pet
trade, along with habitat loss as described above, are the main factors
impacting the existence of scarlet macaws in the wild (I[ntilde]igo-
Elias in litt. 1997, in Snyder et al. 2000, p. 150; Guedes 2004, p.
280).
Because the scarlet macaw is a long-lived species with a low
reproductive rate, low survival of chicks and fledglings, late age to
first reproduction, and large proportions of nonbreeding adults, this
species is particularly vulnerable to overexploitation from harvesting
(Munn 1992, p. 57; Wright et al. 2001, p. 712). Capture of parrots
decreases the population, inhibits future breeding by removing
reproductive age adults, causes mortality of eggs or chicks, causes the
loss of or damage to nesting sites, and can stop population growth and
cause local extirpations if individuals are removed year after year
(Cantu-Guzman et al. 2007, p. 14). When chicks are targeted, the
effects on the population may be difficult to detect because scarlet
macaws are long-lived and it would take time to show a decline (Wright
2001, p. 717). When adults are targeted, the population is depleted
more rapidly because reproductive individuals are removed from the
population and the impact is immediate (Collar et al. 1992, p. 6).
Legal International Trade
The United States and Europe were historically the main markets for
wild birds in international trade (FAO 2011b, p. 3). Trade in parrots
was particularly high in the 1980s, due to a huge demand from developed
countries (Rosales et al. 2007, pp. 85, 94; Best et al. 1995, p. 234).
However, in the years following the enactment of the WBCA in 1992 (16
U.S.C. 4901 et seq.), poaching levels were lower than in prior years,
suggesting that import bans in developed countries reduced poaching
levels in exporting countries (Wright et al. 2001, pp. 715, 718). A
massive reduction occurred in the number of wild-caught parrots
imported to the United States, both from Central and South America and
the rest of the world, following the enactment of the WBCA (Pain et al.
2006, p. 327). The European Union, which was the largest market for
wild birds following enactment of the WBCA, banned the import of wild
birds in 2006 due to
[[Page 6297]]
disease concerns (FAO 2011b, p. 21), thus eliminating another market
for wild birds and further reducing international trade.
The scarlet macaw was initially listed in Appendix II of CITES
(June 6, 1981), but effective January 8, 1985, was included in Appendix
I. Species included in Appendix I are considered threatened with
extinction, and international trade is permitted only under exceptional
circumstances, which generally precludes commercial trade. Of the total
live specimens reported in trade between 1985 and 2016, approximately
95 percent of the total live, wild-sourced scarlet macaws that were in
trade during 1985 to 2016 were exported from Suriname, which is one of
only two countries in South America that still legally export
significant quantities of wildlife (Duplaix 2001, p. ii) and the only
scarlet macaw range country that entered a reservation to the Appendix
I listing of the species. A reservation means that these countries are
treated as a country not party to CITES with respect to the species
concerned. However, if a country with a reservation to a listing in the
CITES Appendices wishes to trade that species with a country that has
not taken the same reservation, then that trade must follow the CITES
permit requirements (CITES 2018, unpaginated). Wildlife exports
generate significant income and jobs in Suriname, and the country has
set an annual voluntary export quota of 100 live specimens per year
since 1998. The quota includes a notation that Parties may not
authorize import for primarily commercial purposes (CITES 2018,
unpaginated). Suriname's wildlife export quotas are reported to be
``realistic'' in that they are based on the belief that larger parrots
cannot sustain large harvests (Duplaix 2001, pp. 10, 65, 68). Actual
exports of CITES listed species are often lower than Suriname's allowed
quotas (FAO 2010b, p. 42; Duplaix 2001, p. 10). However, in a number of
recent years, Suriname has also reported exports in excess of its quota
of 100 live specimens.
Poaching Within Mesoamerica
The scarlet macaw is protected by domestic laws within all
countries in Mesoamerica (see Factor D discussion, below). However,
enforcement of wildlife laws in these countries is generally lacking
because they often do not have the resources, personnel, or both to
adequately enforce their laws (TRAFFIC NA 2009, p. 20; Valdez et al.
2006, p. 276; Mauri 2002, entire). Additionally, low salaries and high
unemployment in the region drives people to search for extra sources of
income, and as a result, scarlet macaws are still captured throughout
the region and traded illegally (TRAFFIC NA 2009, pp. 23-24). Due to
the high mortality rate associated with capture and transport, the
number of birds actually sold or exported for the pet trade represents
only a portion of those removed from the wild. Cumulative mortality
rates before parrots reach customers have been estimated to be as high
as 77 percent; for nestlings, approximately 80 percent died before
reaching a pet store (Inigo and Ramos 1991 and Enkerlin 2000, in Cantu-
Guzman et al. 2007, p. 60).
Mexico, Guatemala, and Belize (A. m. cyanoptera)
Poaching has occurred at significant levels in the Maya Forest
region of Mexico, Guatemala, and Belize, and is one of the most
important factors influencing population growth of the scarlet macaw in
this region, indicating that even relatively low levels of poaching
could result in population declines (Clum 2008, pp. 76-80).
Poaching is a persistent problem and the second largest threat to
scarlet macaws in Mexico after deforestation, although information on
the extent of poaching in Mexico is largely unavailable (Inigo-Elias
1996, p. 62; Boyd and McNab 2008, p. xiii). In many instances, poachers
damage trees to reach the birds. During the 1993 breeding season, four
nest trees from a total of 41 were cut down and another was burned
(Inigo-Elias 1996, p. 62). Detained traffickers reported that parrot
populations in Chiapas (the primary state in which the species occurs
in Mexico) have decreased so much that trapping is now conducted in
protected areas in Chiapas (Cantu-Guzman et al. 2007, p. 14). Fewer
than 50 scarlet macaws are captured annually in Mexico (Cantu-Guzman et
al. 2007, p. 35).
Much of the scarlet macaw population in Guatemala is currently
protected through conservation efforts. Prior to the Wildlife
Conservation Society (WCS) monitoring nests in 2002, poaching was a
serious concern. Between 1992 and 2002, citing Proyecto Guacamaya of
ProPeten data, 115 chicks were poached from the Laguna del Tigre area
(Moya and Castillo Villeda 2002, in McReynolds 2016, in litt.,
unpaginated). However, since 2003, the severity of poaching has greatly
decreased because of WCS's conservation efforts (Garcia et al. 2008, p.
51). Although in areas where the WCS is not working and protection is
lacking, which is up to 25 percent of the population in Guatemala, it
is likely that these nests are poached (Boyd and McNab 2008, p. vi;
Garcia et al. 2008, p. 51).
In the Chiquibul Forest in Belize, poaching is a threat to scarlet
macaws, but the situation has improved in recent years. In 2011, the
poaching rate was 89 percent (Breaking Belize News 2017, unpaginated).
Nests were being poached by guaceros and xateros, which are Guatemalans
who illegally cross the border into Belize for economic reasons. Thus,
with this high percentage of poached chicks, scarlet macaws essentially
had no productivity (Harbison 2017, unpaginated). Of the nests
monitored in 2013, approximately 30 percent of the failed nests were
attributed to poaching; these nests contained 33 percent of the total
hatchlings (The Guardian Belize 2014, unpaginated). Incidences of
poaching were reduced to an average of 35 percent between 2012 and 2015
(Breaking Belize News 2017, unpaginated). Over the past 5 years, the
Scarlet Six team (see Conservation Measures, below) has reduced overall
nest poaching from higher than 90 percent to less than 30 percent, and
2017 is the second year in a row that no known nests were poached
(Harbison 2017, unpaginated).
Honduras and Nicaragua (A. m. cyanoptera)
Poaching of the scarlet macaw occurs in both Honduras and
Nicaragua, although little quantitative information is available
(TRAFFIC NA 2009, p. 5).
In Honduras, the scarlet macaw population has decreased and is
experiencing severe reproductive limits due to poaching (Lafeber
Conservation and Wildlife 2011, unpaginated). Nest monitoring indicated
5 of 6 nests active in February 2003 were poached by August (McReynolds
2016, in litt., unpaginated). In 2003, an estimated 200 to 300 chicks
were poached just in the Rus Rus area of the Honduran Mosquitia
(Portillo Reyes et al. 2004, in McReynolds 2011, in litt.,
unpaginated). In a 2010-2011 survey of 20 nests previously used by
parrots, 16 of which were scarlet macaws, 17 showed evidence of
poaching including all the scarlet macaw nests (Lafeber Conservation
and Wildlife 2011, unpaginated).
In Nicaragua, capture of parrots for the pet trade is described as
common (Herrera 2004, p. 1). Scarlet macaws are one of the three most
preferred species in Nicaragua's parrot trade and are among the main
CITES-species harvested for illegal trade in the country (McGinley et
al. 2009, p. 16; Lezama 2008, abstract; Nicaragua Ministerio del
Ambiente y Los Recursos Naturales
[[Page 6298]]
(MARENA) 2008, p. 25). Based on interviews with locals, Nicaraguan
poachers bring chicks into Honduras from Nicaragua, where they more
easily enter into trade (Portillo-Reyes et al. 2004, in McReynolds
2016, in litt., unpaginated). Confiscations and prosecutions by
government authorities occurred in 2009 in the Caribbean region of the
county and in 2010 in Managua where a dozen scarlet macaws were for
sale (McReynolds 2016, in litt., unpaginated). Parrot populations in
Nicaragua have declined by as much as 60 percent since the mid-1990s,
although the loss of habitat has also contributed to the decline
(MARENA 2008, p. 51). Additionally, the small population in the
Cosig[uuml]ina Nature Reserve on the Pacific Coast suffers from
poaching of both chicks and adults (Boyd and McNab 2008, p. x).
Costa Rica (A. m. cyanoptera and A. m. macao)
Historically, scarlet macaws in Costa Rica experienced heavy
poaching pressure. Of 56 known nest cavities in the ACOPAC studied from
1992 to 2000, 64 percent were considered at high risk and 23 percent
were at medium risk (Vaughan et al. 2003, p. 8; McReynolds 2016, in
litt., unpaginated). In studies conducted in the 1990s in Carara
National Park, which is the traditional stronghold of the ACOPAC
population of scarlet macaws, 56 to 64 percent of evaluated nest sites
showed signs of being poached with some nests poached yearly (Vaughan
et al. 2003, pp. 6, 8; Snyder et al. 2000, p. 150; Marineros and
Vaughan 1995, p. 460). However, anti-poaching efforts in ACOPAC during
1995-1996 may have increased recruitment into the population (Vaughan
et al. 2005, p. 127). From 2004 to 2009, most of the poached animals
were paca (Cuniculus paca), but scarlet macaws were also poached and
were among the top four species identified by park officials as most at
risk of poaching, local extinction, or both (Huson 2010, pp. 19-20).
Hunting is important in the communities for both subsistence and
monetary gain; with low-income communities surrounding the park, the
incentives to poach are great (Huson 2010, p. 66). A significant effort
to control poaching in the Carara area is ongoing because poaching
continues to be a serious problem (Vaughan 2005, pers. comm., in
McReynolds 2016, in litt., unpaginated). However, the ACOPAC population
of scarlet macaws was believed to be self-sustaining, even with heavy
poaching pressure (Vaughan et al. 2005, p. 128).
In 2005, in the ACOSA, approximately half (48 percent) of residents
interviewed believed that scarlet macaws were still being poached in
the ACOSA, although 85 percent of the interviewees believed numbers of
scarlet macaws were increasing (Dear et al. 2010, pp. 10-13). Forty-
three percent of the interviewees mentioned that less poaching occurs
now than before, and none said the activity had increased (Dear et al.
2010, p. 13). Therefore, it is believed that poaching is ongoing but
has decreased and the ACOSA population is increasing (Dear et al. 2010,
p. 19). Based on interviews, it was estimated that 25 to 50 chicks are
poached each year (Dear et al. 2005, p. 19). In 2006, 11 of 57 (19
percent) potential nest cavities found in ACOSA were reported by local
residents as recently poached, but the actual number of poached nests
is likely greater (Guittar et al. 2009, pp. 390, 392).
Panama (A. m. macao)
Little information is available on capture of scarlet macaws in
Panama, although it was a factor leading to the virtual extirpation of
this species from the country (McReynolds 2016, in litt. unpaginated).
Trade in rare and endangered species is a constant threat in the
country due to the high prices paid for these animals and their parts
(Parker et al. 2004, p. II-6; Keller and Schmitt 2008, abstract).
Additionally, poaching is a common occurrence in rural areas because
wild game is a traditional source of protein for residents (Parker et
al. 2004, p. II-6). Cerro Hoya National Park is located within Panama's
most impoverished province, and thus the capture of scarlet macaws is a
potential threat because campesinos (a Latin American Indian farmer or
farm laborer) invade unoccupied lands and poaching for sustenance and
monetary gain is common (Government of Panama 2005, p. 36). Moreover,
despite a program to use captive scarlet macaw feathers to cut down on
hunting of wild birds for their feathers, hunting still occurs and
poaching of chicks for pets remains a problem at Cerro Hoya National
Park (Rodriquez and Hinojosa 2010, in McReynolds 2016, in litt.,
unpaginated).
While scarlet macaws may occasionally be illegally captured on Isla
Coiba, we are not aware of any information that poaching is currently a
threat to the species on the island. The scarlet macaw primarily occurs
on the south end where poaching is a possibility. However, based on
interviews with the owner of Bird Coiba (the bird guide service for the
island), two rangers with many years of experience on the island, and a
discussion with the superintendent of Isla Coiba National Park,
poaching is not a known problem on the island (McReynolds 2016, in
litt. unpaginated). The island has no permanent habitations except a
police base and the ranger base; the island has no roads and very few
maintained trails, which are all short; and access is by boats that are
boarded and checked regularly (McReynolds 2016, in litt. p. 8).
Summary of Factor B
Parrots and macaws have been captured and traded for centuries in
the Neotropics. Despite regulation of international scarlet macaw trade
through CITES, the WBCA, and similar stricter measures by the European
Union, some level of international trade occurs with wild scarlet
macaws. However, most scarlet macaws reported in trade are from non-
wild sources; were captive-bred; or were parts, feathers, or scientific
specimens rather than live birds. Of the wild-sourced, live birds, the
vast majority were exported from Suriname, which is reported to set
realistic quotas. Therefore, international trade of scarlet macaws is
not a current threat to the species.
The scarlet macaw is a popular pet species within its range
countries and overutilization as a result of poaching for the pet trade
is a significant threat to the scarlet macaw in some areas of its
current range. The scarlet macaw is susceptible to overharvest because
it is a long-lived species with a low reproductive rate and it is slow
to recover from harvesting pressures; thus, removal of individuals year
after year can stop population growth and cause local extirpation. Most
harvested birds likely remain within the species' range countries.
The subspecies Ara macao cyanoptera occurs mainly in small
populations; thus, poaching wild birds for the pet trade is detrimental
to sustaining these populations. Evidence suggests poaching occurs at
significant levels in the Maya Forest region, where even moderate
levels of poaching could cause a decline in these already small
populations. Many of the scarlet macaws nesting sites in Guatemala are
currently protected through conservation efforts compared to nesting
sites in Mexico; therefore, success rates in Mexico are almost
certainly lower than in Guatemala, even though about 25 percent of
Guatemala's population is unprotected. In Belize, nest poaching has
been dramatically reduced over the past 5 years but continues. Although
quantitative data from Honduras and Nicaragua are lacking, poaching is
recognized as a significant threat to the scarlet macaws in these
countries.
[[Page 6299]]
The subspecies Ara macao macao in Costa Rica and Panama has
experienced heavy poaching pressure historically. Efforts to control
poaching are ongoing in Costa Rica, but it continues to be a
substantial problem. Little information is available regarding poaching
of scarlet macaws in Panama. It is one factor that led to the near
extirpation of this species from mainland Panama and remains a concern
at Cerro Hoya National Park. Poaching is not a threat on Isla Coiba.
The scarlet macaw in Mesoamerica consists mostly of small
populations, and it is reasonable to conclude that any level of
poaching poses a significant threat to the species in this portion of
its range, especially considering the susceptibility of scarlet macaws
because of its reproductive traits. The available information indicates
that poaching of Ara macao cyanoptera chicks and adults is a
significant stressor throughout its range. Populations of A. m. macao
in Costa Rica on the Pacific slope are likely increasing even with
poaching pressure, indicating that poaching may not be a major threat
in Costa Rica. However, poaching continues and remains a concern.
Little information exists regarding poaching of scarlet macaws in
Panama, but because poaching was one of the reasons for the species'
almost extirpation on the mainland and the remaining populations are
very small and susceptible to poaching, we consider poaching to be a
stressor to scarlet macaws on mainland Panama. We are not aware of
information regarding the level of poaching in northwest Colombia.
Factor C. Disease or Predation
In our proposed rule (77 FR 40237-40238; July 6, 2012), we
concluded that disease and predation are not threats to the northern
subspecies of scarlet macaw or the northern DPS of the southern
subspecies. We received no additional information indicating otherwise.
Factor D: Inadequacy of Existing Regulatory Mechanisms
Forest Conservation Regulations
With the exception of Belize, all countries in the range of A. m.
cyanoptera and the northern DPS of A. m. macao have a national or
subnational policy framework on forests and their management, although
Belize has a variety of regulations that protect their natural
resources. Of those countries with a policy framework, all but Colombia
have specific national forest laws in support of these policies, but
laws supporting national forest policy in Colombia are incorporated
within other laws (FAO 2010a, pp. 302-303). All range countries except
Belize also have National Forest programs that provide the framework to
develop and implement their forest policies, although the status of
Panama's program is unknown (for information on regulatory mechanisms
pertaining to forest management in scarlet macaw range countries see:
Pe[ntilde]a-Claros et al. 2011, entire; Espinosa et al. 2011, pp. 21-
26; FAO 2011c, p. 78; Government of Colombia 2011, pp. 89-91, 203-211;
Guignier 2011, pp. 12-22; Larson and Petkova 2011, entire; May et al.
2011, pp. 16-55; Stern and Kernan 2011, pp. 52-54, 88- 90; United
Nations Collaborative Programme on Reducing Emissions from
Deforestation and Forest Degradation in Developing Countries (UN-REDD)
2011, unpaginated; Belize Ministry of Natural Resources and Development
2010, pp. 54, 57-58; Blaser et al. 2010, pp. 263- 267, 277-281, 291-
293, 300-302, 311- 312, 320-323, 334-337, 345-346, 365- 367, 376-377,
394-396; CIFOR 2010, p. 45; FAO 2010a, pp. 150-158, 302-303; Government
of Belize 2010, pp. 27-34; Sparovek 2010, pp. 6046-6047; Tolisano and
Lopez-Selva 2010, pp. 24-28; Bauch et al. 2009, entire; McGinley et al.
2009, pp. 18-30; Patriota 2009, pp. 612-615; Trevin and Nasi 2009,
entire; Byers and Israel 2008, pp. 29-34; Torres-Lezama et al. 2008,
entire; Hopkins 2007, pp. 398- 405; Playfair 2007, entire; Portilla and
Eguren 2007, pp. 19-32; World Bank 2007, pp. 10-28, 71-76; Clark 2006,
pp. 19-29; Grenand et al. 2006, pp. 49, 54- 56; Baal 2005, unpaginated;
Parker et al. 2004, pp. III-1-III-8, Annex H, Annex I; Government of
Belize 2003, entire; Bevilacqua et al. 2002, pp. 6-9; Mauri 2002,
entire; Vreugdenhil et al. 2002, pp. 6-10).
Habitat destruction or modification from deforestation and forest
degradation occurs in most portions of the range of the A. m.
cyanoptera. Many, if not all, of these countries have regulations aimed
at conserving forested area, but for the most part they are not able to
adequately enforce their regulations due to lack of financial,
personnel, and technical resources; conflicts over land ownership,
which can lead to illegal logging and expansion of agriculture and
pasture; and lack of oversight or coordination with a governing body.
In the northern DPS of the southern subspecies A. m. macao, Costa
Rica is both losing and gaining forested land, but we are unaware of
any information indicating that deforestation or forest degradation in
the current range of the scarlet macaw in Costa Rica is occurring at a
level that is causing a decline in the species. Forest area has
increased over 25 years and the range of scarlet macaws on the Pacific
slope of Costa Rica has increased. In Panama, although large-scale
deforestation is not occurring where the small populations of scarlet
macaws are currently known to exist, small-scale logging continues with
little oversight and significantly contributes to ongoing forest
degradation. In northwest Colombia, even though the region is reported
to have large tracts of suitable forest, many of the areas in northwest
Colombia are deforestation hotspots. Habitat loss has caused the
decline of the species from large areas in the region, and existing
regulations have not been sufficient to reverse the transformation of
natural ecosystems. Major forest reserves have been degraded from their
original condition. Therefore, the existing regulatory mechanisms
addressing this threat in Panama and Colombia are not adequate to
protect forested land that the species depends on.
Illegal Capture and Trade
The scarlet macaw is protected under CITES, an international
agreement among governments to ensure that the international trade of
CITES-listed plant and animal species does not threaten species'
survival in the wild. Under this treaty, CITES Parties (member
countries or signatories) regulate the import, export, and re-export of
specimens, parts, and products of CITES-listed plant and animal
species. Trade under CITES is authorized through a system of permits
and certificates that are issued by the designated CITES Management
Authority of each CITES Party (CITES 2018, unpaginated). All the
countries within the range of the scarlet macaw are Parties to CITES.
However, when the species was included in Appendix I in 1985, Suriname
(along with three European countries: Austria, Switzerland, and
Liechtenstein) entered a reservation to the listing (Austria withdrew
its reservation in 1989) (UNEP-WCMC 2012, unpaginated). A reservation
means that a country is treated as not a party to CITES with respect to
the species concerned. However, if a country with a reservation to a
listing in the CITES Appendices wishes to trade that species with a
country that has not taken the same reservation, then that trade is
subject to the CITES permit requirements since the non-reserving Party
is bound by the CITES requirements (CITES 2018, unpaginated).
The import of scarlet macaws into the United States is also
regulated by the
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WBCA, which was enacted on October 23, 1992. The purpose of the WBCA is
to promote the conservation of exotic birds by ensuring that all
imports of exotic birds to the United States are biologically
sustainable and not detrimental to the species in the wild. The WBCA
restricts the import of most CITES-listed live or dead exotic birds.
Import of dead specimens is allowed for scientific purposes and museum
specimens. Permits may be issued to allow import of listed birds for
various purposes, such as scientific research, zoological breeding or
display, or personal pets, when certain criteria are met. The Service
may also approve cooperative breeding programs and subsequently issue
import permits to allow the import of birds for use in such programs.
The United States may also approve foreign sustainable use management
plants under the WBCA. At this time, the scarlet macaw is not part of a
Service-approved cooperative breeding program, and very few wild-caught
birds have been recorded for importation.
The Lacey Act (18 U.S.C. 42; 16 U.S.C. 3371-3378) was originally
passed in 1900, and was the first Federal law protecting wildlife.
Today, it provides civil and criminal penalties for the illegal trade
of animals and plants. Under the Lacey Act, in part, it is unlawful to
import, export, transport, sell, receive, acquire, or purchase any fish
or wildlife taken, possessed, transported, or sold: (1) In violation of
any law, treaty, or regulation of the United States or in violation of
any Indian tribal law; or (2) in interstate or foreign commerce, any
fish or wildlife taken, possessed, transported, or sold in violation of
any law or regulation of any State or in violation of any foreign law.
The Lacey Act covers all fish and wildlife and their parts or products,
plants protected by CITES.
Although illegal trapping for the pet trade occurred at high levels
during the 1980s, international trade has decreased significantly as a
result of tighter enforcement of CITES regulations, adoption of the
WBCA, and similar stricter measures under European Union legislation,
along with adoption of national legislation in range countries (Snyder
et al. 2000, p. 99). Based on the best available data, we found no
information indicating international trade is currently a threat to the
scarlet macaw populations.
The laws and regulations that govern capture and trade of scarlet
macaw in the range countries are briefly discussed below.
Mexico (A. m. cyanoptera)
The General Law of Wildlife for Mexico establishes that no bird
specimen corresponding to the family Psittacidae or psittacid
(including Ara macao cyanoptera), whose natural distribution is within
the national territory, may be subject to extractive exploitation for
subsistence or commercial purposes, especially species that are
endemic, threatened, endangered, or protected by international treaties
(Official Mexican Standard NOM-059-SEMARNAT-1994; Animal Legal and
Historical Center 2018, unpaginated; Cantu-Guzman 2007, p. 45). Mexico
considers the scarlet macaw to be in danger of extinction within the
country (Government of Mexico 2010a, p. 32). The Secretariat may only
grant authorizations for extractive use for conservation or scientific
research purposes. Responsibility for implementation lies with Profepa,
the agency of the Environment Ministry in charge of policing
environmental laws (Cantu-Guzman et al. 2007, p. 45). The most serious
difficulty Profepa faces in the combat against illegal bird trade is
the limited number of inspectors it has for the whole country (Profepa
2002, in Cantu-Guzman et al. 2007, p. 45). Seizures by Profepa was
estimated at approximately 2 percent of the annual illegal trade, which
represents a very small portion of the number of parrots captured each
year (Cantu-Guzman et al. 2007, p. 49). Of the 65,000 parrots that were
captured annually, data indicate as few as up to 50 scarlet macaws (or
less than 0.1 percent of the total parrots) were captured annually in
Mexico, even though some of these may be from Central American
countries (Cantu-Guzman et al. 2007, p. 35). From 1995 to 2005, 144
scarlet macaws were seized by Profepa (Cantu-Guzman et al. 2007, p.
52).
Guatemala (A. m. cyanoptera)
National hunting legislation was first passed in Guatemala in 1970,
with the mandates of this national policy reinforced in the legislation
passed on protected areas in 1989. Hunting is widely used by most rural
residents in Guatemala to supplement food and income needs, and is
largely unregulated and inconsistently monitored (Tolisano and Lopez-
Selva 2010, p. 44).
Most of the data on hunting has not been published or
systematically organized to indicate the magnitude or intensity of
local and national hunting pressures (CECON-PROBIOMA 2005, in Tolisano
and Lopez-Selva 2010, p. 44). National and municipal agencies generally
have insufficient human resources, have insufficient training, and lack
the necessary equipment to effectively monitor or mitigate hunting
impacts, and much of the monitoring that does occur is done on a
relatively haphazard basis by different research institutions and
nongovernmental organizations (Tolisano and Lopez-Selva 2010, p. 44).
A similar situation to unregulated hunting exists for the capture
and sale of live animals to supply the pet trade, research
institutions, and zoological collections. Scarlet macaws are
overexploited; nestlings are taken from their tree cavity nests prior
to fledging and sold on the local market in the Pet[eacute]n (Tolisano
and Lopez-Selva 2010, p. 44). Guatemalan authorities do a relatively
good job of trying to control this traffic, but rumors that scarlet
macaw chicks can fetch $300-$600 USD on the black market continue to
fuel illegal trade within the country (Muccio 2009, p. 14).
Belize (A. m. cyanoptera)
Belize's Wildlife Protection Act provides for the regulation of
hunting and the commercial dealing in wildlife. It prohibits hunting of
specific species, in closed areas, and of immature wildlife or females
accompanied by their young. It is administered by the Forest Department
of the Ministry of Natural Resources and the Environment (Government of
Belize 2010, p. 29). This law prohibits hunting of the scarlet macaw
and prohibits hunting wildlife in a forest reserve without a license
(Wildlife Protection Act 2000, entire). Scarlet macaws have been
poached by Guatemalans (guaceros and xateros) that illicitly cross the
border into Belize for economic reasons. Most poaching is
opportunistic. Past incidences of conflict between law enforcement and
Guatemalan nationals have occurred (Harbison 2017, unpaginated). The
Belize Defense Force cooperates with the Scarlet Six team to deter
poaching scarlet macaw chicks (see Conservation Measures, below).
Honduras (A. m. cyanoptera)
Three institutions are charged with biodiversity conservation in
Honduras: The Secretariat of Natural Resources and Environment (SERNA);
the Secretariat of Agriculture and Cattle Ranching (SAG); and the ICF
who develops programs, regulations, or projects for biodiversity
conservation with an emphasis on species in danger of extinction
(Hansen and Florez 2008, p. 17). Internal legislation concerning
biodiversity centered on a 1990
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government decree prohibiting the capture and sale of wildlife within
Honduras. However, it has been criticized for contributing to illegal
trafficking of wildlife through neighboring countries, particularly
through the sparsely populated border with Nicaragua (Anderson and
Devenish 2009, p. 257). A National Biodiversity Strategy was published
in 2000 (Anderson and Devenish 2009, p. 257). However, no specific
legislation to manage biodiversity exists (World Bank 2007, p.
12).Wildlife is sold openly in the streets, and families maintain
scarlet macaws as pets (Hansen and Florez 2008, p. 22). Also, despite
the R[iacute]o Pl[aacute]tano Biosphere Reserve's status, poaching
occurs within its boundaries.
Nicaragua (A. m. cyanoptera)
Historically, wildlife in Nicaragua has been used as food for poor
rural and indigenous populations, for sport hunting, for medicinal and
cultural use, and as pets (MARENA 2008, p. 22). Illegal capture and
trade of wildlife species is also a source of income (McGinley et al.
2009, p. 16). Despite the scarcity of records, laws to regulate
wildlife trade in Nicaragua have existed since the late 19th century.
MARENA is a key agency responsible for conservation of endangered
species in Nicaragua. In 2008, 123 species were permanently banned from
harvest or use, and another 61 species were partially banned; many of
these banned species are also listed by the IUCN or by CITES. Hunting
of the scarlet macaw is prohibited (Nicaraguan laws 559 and 641; FAOLEX
2018, unpaginated). Nonetheless, these national species protection bans
are rarely applied and enforced (McGinley et al. 2009, p. 22). The
scarlet macaw is a principal species involved in illegal trade
(McGinley et al. 2009 p. 16; MARENA 2008, p. 25). On the Caribbean
coast, commercial harvesting occurs of species such as scarlet macaws,
which is not currently subject to a harvesting quota and are sold on
the local market (MARENA 2008, p. 25).
Nicaragua's adoption of CITES has led to improvement in the
management and regulation of domestic and international wildlife trade.
Nonetheless, the existing legal framework is inadequate for the
protection and sustainability of domestic wildlife trade (McGinley et
al. 2009, p. 22). Furthermore, nonregulatory instruments, such as
monitoring, research, education, and information, are poorly, if at
all, used in the oversight of commercial wildlife trade in Nicaragua
(McGinley et al. 2009, p. 22).
Costa Rica (A. m. cyanoptera and A. m. macao)
Costa Rica's Wildlife Conservation Law and its amendments prohibit
the hunting, collection, and extraction of species, except in certain
cases for subsistence by indigenous groups, scientific purposes, or
species control (Costa Rican Embassy 2013, unpaginated; NOVA 2013,
unpaginated; Tico Times 2017, unpaginated).
The Biodiversity Law has the objective of conserving biodiversity
and the sustainable use of the resources, as well as to distribute in
an equitable manner the benefits and derived costs. The law includes
the obligation of the state to avoid and prevent damage or destruction,
present or future, to human, animal, or plant health, or to the
integrity of the ecosystems, and to avoid any risk or danger which
threatens the permanence of ecosystems (Hopkins 2007, p. 404).
Costa Rica has protected its resources through an ambitious
national parks and biological reserves system, but they are
inadequately funded and insufficiently controlled (Government of Costa
Rica 2010, p. 34). Poaching by local communities is a problem of great
concern; hunting within national park boundaries is illegal, but such
activities are difficult to monitor and enforce with limited funds and
supervision (Huson 2010, p. 18; Government of Costa Rica 2010, p. 52).
This limitation is reported in Carara National Park, in which park
officials believe that they do not have enough enforcement staff to
effectively control poaching (Huson 2010, p. 8).
Panama (A. m. macao)
To protect and regulate the use of wildlife, flora and fauna, the
Panamanian government has created numerous laws. The initial
legislation protecting Panama's biological diversity was Law 23 (1967)
on the protection and conservation of wildlife (Parker et al. 2004, p.
III-2). Another important piece of legislation is Resolution DIR-002-80
(1980) that identifies 82 species in danger of extinction and bans
hunting, capturing, buying, selling, or exporting of all species
included in this list (Parker et al. 2004, p. III-2). Scarlet macaw is
one of these species. Other important regulatory mechanisms include
Resolution DIR-003-80 (1980) that regulates wildlife in captivity and
its importation and exportation, and the Wildlife Law 24 (1995), which
establishes that wildlife is part of the natural heritage of Panama and
provides for the protection, restoration, research, management and
development of the country's genetic resources, including rare species
(Parker et al. 2004, p. III-2; Blaser et al. 2011, p. 355).
The Panamanian national police force is responsible for preventing
all infractions of the law, such as hunting violations (Parker et al.
2004, p. III-8). ANAM counts on police support, which is often more
concerned about major crime, and routinely treats environmental
infractions as minor nuisances. Local corregidores (i.e., local
administrative officials) often have little knowledge of environmental
laws and little impact on their enforcement, but these local officials
are important links in the enforcement of environmental laws, and have
influence on resident's behavior (Parker et al. 2004, p. V-10).
Training officials adjacent to or within protected areas results in
less illegal hunting and harvesting in protected areas (Parker et al.
2004, pp. III-2, V-10). Nonetheless, sport and commercial hunting
without regulation and subsistence hunting in the country continue.
Colombia (A. m. macao Northern DPS)
Under Colombian wildlife legislation, all wildlife belongs to the
State; although local communities (e.g., mayors, regional autonomous
corporations, indigenous reserves) have the right to participate in
decisions regarding resources under their jurisdictions and to enjoy a
healthy environment (International Institute for Environment and
Development 2018, unpaginated; Blaser et al. 2011, p. 297). Wildlife
legislation stipulates a general ban on hunting, but subsistence
hunting and fishing are allowed provided no ban is in place for a
particular species. In 1994, illegal hunting was established as a crime
in the penal code, which includes penalties for poaching and illicit
use of renewable natural resources (Gomez et al. 2015, unpaginated).
Trade of scarlet macaws taken from the wild is forbidden in Colombia,
although regulations are not always followed and scarlet macaws are
involved in illegal trade in the country (CITES 2001, p. 8). The
Colombian National Army and National Police are cooperating with the
Ministry of the Environment to protect the country's wildlife and
combat illegal wildlife trafficking, much of that illegally acquired
wildlife is intercepted near the northern Colombian coasts (Pedraza
2015, unpaginated).
Summary of Illegal Capture and Trade
Legal international trade is not a current threat because of
international laws such as CITES, the WBCA, and similar stricter
measures under European Union legislation that restrict the trade of
wild scarlet macaws. All
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range countries have laws and policies that aim to prevent illegal
capture and trade of scarlet macaws, although some hunting and capture
continues. However, illegal capture for the domestic pet trade within
most range countries occurs at a level that is likely to negatively
impact the species throughout all of the range of subspecies A. m.
cyanoptera, and in the range of the subspecies A. m. macao in Costa
Rica and Panama. Because capture for the pet trade is ongoing and poses
a threat to scarlet macaws in these regions, we conclude that the
regulatory mechanisms addressing this threat in these regions are
inadequate.
Summary of Factor D
We found threats discussed under Factors A and B to be threats to
the species throughout all of the range of subspecies A. m. cyanoptera,
except on Isla Coiba, Panama; and in the range of the subspecies A. m.
macao in Costa Rica (Factor B only), Panama, and Colombia west of the
Andes (Factor A only). The existing regulatory mechanisms do not appear
to be adequate to address threats, primarily because these countries
lack resources to effectively enforce all their laws. Therefore, we
conclude that the existing regulatory mechanisms are not adequate to
protect subspecies A. m. cyanoptera throughout all of its range, and
the northern DPS of A. m. macao from the threats of deforestation and
overutilization.
Factor E: Other Natural or Manmade Factors Affecting the Species'
Continued Existence
Small Population Size and Synergistic Effects of Threats
Small, isolated populations place species at greater risk of local
extirpation or extinction due to a variety of factors, including loss
of genetic variability, demographic and environmental stochasticity,
and natural catastrophes (Lande 1995, entire; Lehmkuhl and Ruggiero
1991, p. 37; Gilpin and Soul[eacute] 1986, pp. 25-33; Soul[eacute] and
Simberloff 1986, pp. 28-32; Shaffer 1981, p. 131; Franklin 1980,
entire). Stochastic events that put small populations at risk include,
but are not limited to, variation in birth and death rates,
fluctuations in gender ratio, inbreeding depression, and random
environmental disturbances such as fire and climatic shifts (Blomqvist
et al. 2010, entire; Gilpin and Soul[eacute] 1986, p. 27; Shaffer 1981,
p. 131).
Overall levels of genetic variation in the scarlet macaw remain
high, but a decrease in diversity was noted among birds from the
Chiquibul Forest Reserve in Belize (Schmidt 2013, abstract). Gene flow
occurs between nest sites in Guatemala and Belize, and levels of
genetic diversity are high in the tri-national region (Schmidt and
Amato 2008, p. 137), but the Belize population may be more isolated
from the Guatemala and Mexico populations (Brightsmith 2016, in litt.,
p. 8). The isolation of populations and subsequent loss of genetic
exchange would impact the population at different timescales. In the
short term, populations may suffer the deleterious consequences of
inbreeding; over the long term, the loss of genetic variability
diminishes a species' capacity to adapt to changes in the environment
(Blomqvist et al. 2010, entire; Reed and Frankham 2003, pp. 233-234;
Nunney and Campbell 1993, pp. 236-237; Soul[eacute] and Simberloff
1986, pp. 28-29; Franklin 1980, pp. 140-144).
Negative impacts associated with small population size and
vulnerability to random demographic fluctuations or natural
catastrophes may be further magnified by synergistic interactions with
other threats, such as those discussed in Factors A and B.
Small populations that are declining can be especially vulnerable
to habitat loss (O'Grady et al. 2004, pp. 513-514). As bird assemblages
in forest habitat are reduced because the size of the habitat is
reduced, smaller areas are less likely to provide the essential
resources for species such as scarlet macaw that have large ranges.
Thus, deforestation in combination with other negative impacts can have
profound effects and potentially reduce a species' effective population
(the proportion of the actual population that contributes to future
generations) by orders of magnitude (Gilpin and Soul[eacute] 1986, p.
31). For example, an increase in habitat fragmentation can separate
populations to the point where individuals can no longer disperse and
breed among habitat patches, causing a shift in the demographic
characteristics of a population and a reduction in genetic fitness
(Gilpin and Soul[eacute] 1986, p. 31). This risk is especially
applicable for scarlet macaws in Mesoamerica, where the species was
once wide-ranging but has lost a significant amount of its historical
range due to habitat loss and degradation. Large forests areas have
been removed throughout Mesoamerica and the large tracts of forest that
remain, such as the Maya and Lacandon Forests, the transnational forest
in the Mosquitia region, and the transnational forest on the border of
Costa Rica and Panama, have almost been cut off from each other by
deforestation (Bray 2010, p. 93). Scarlet macaws may use partially
cleared and cultivated landscapes if the landscape provides dietary
requirements and maintains enough large trees because this species is
dependent on larger, older trees that have large nesting cavities.
However, scarlet macaws have a better chance of surviving in large
tracts of forest where suitable cavities are more common than in open
and small forest remnants (Inigo-Elias 1996, p. 91).
Commercial exploitation of scarlet macaw chicks may further
contribute to inbreeding depression and loss of genetic diversity.
However, other large, long-lived avian species have demonstrated
significant retention of molecular diversity after marked declines,
thus indicating that longevity of the species may act as an intrinsic
buffer against the rapid loss of genetic variation (Schmidt 2013, pp.
132-133). But the presence of high genetic variation in long-lived
species may mask demographic instability introduced by habitat
alteration and overexploitation, resulting in a sudden and marked loss
of diversity (Schmidt 2013, p. 133). Systematic removal of scarlet
macaw nestlings over extended periods of time has likely produced an
unstable age distribution in the tri-national region (Mexico,
Guatemala, and Belize), heavily skewed toward older individuals with
low recruitment (Clum 2008, p. 79).
Historically, the scarlet macaw in Mesoamerica existed in much
higher numbers in more continuous habitat. Currently, the scarlet macaw
occurs in relatively small and fragmented populations within
Mesoamerica; most populations in this region are believed to contain
approximately 100 to 700 individuals, with only two populations
potentially containing more than 1,000 individuals. The total
population size for scarlet macaws in Mesoamerica is likely no greater
than 5,000 individuals. Overall, suitable habitat is becoming
increasingly limited and is not likely to expand in the future.
Therefore, the species' reproductive and life-history traits, combined
with its limited and fragmented habitat, increases the species'
vulnerability to deforestation and overutilization in the A. m.
cyanoptera and northern DPS of A. m. macao subspecies due to the small
size of the species' populations.
Competition for Nest Cavities
Competition for suitable nest cavities limits reproductive success
by limiting the available nesting sites and thus limiting the number of
pairs that can breed, or by causing nest mortality as a result of
agonistic interactions.
[[Page 6303]]
Intraspecific competition between different pairs of scarlet macaws,
and competition with pairs of other macaw species, is reported to be
intense in some areas (Renton and Brightsmith 2009, p. 5; Inigo-Elias
1996, p. 96; Nycander 1995, p. 428).
Competition for nesting sites occurs throughout the scarlet macaw's
range. In Mexico, species including other psittacines (Amazona
farinosa, Amazona autumnalis), toucans (Ramphastos sulfuratus), and
falconiforms (Herpetotheres cachinnans) breed synchronously with
scarlet macaws and compete to use the same nest cavities (In[iacute]go-
Elias 1996, p. 61). In Costa Rica, quality nest sites appear to be in
demand because at least four pairs of scarlet macaws were seen
competing for the same nest cavity, which may be a limiting factor in
the successful fledgling in the population (Vaughan et al. 2003, p.
10). Additional avian nest competitors include chestnut-mandibled
toucan (Ramphastos swainsonii), barred forest falcon (Micrastur
semitorquatus), and yellow-napped parrot (Amazona auropalliata)
(Vaughan et al. 2003, p. 10). At a remote site in southeastern Peru,
approximately 70 percent of the nesting attempts involved competition
over nests (Brightsmith 2010, unpaginated). Competition for nest sites
with other macaws was found to be the primary cause of failure of nests
with chicks. Scarlet macaws and red-and-green macaws (Ara chloropterus)
frequently compete for nest cavities, which have been recorded
annually. The smaller and less competitive scarlet macaws are at a
disadvantage, perhaps contributing to their use of a wider range of
cavity resources (Renton and Brightsmith 2009, p. 5).
Africanized honey bees (Apis mellifera scutellata) are also
reported to be a serious competitor with scarlet macaws for nest
cavities (Garcia et al. 2008, p. 52; Vaughan et al. 2003, p. 13; Inigo-
Elias 1996, p. 61). Africanized honey bees are an exotic species
originally introduced in Brazil in 1956 (Whitfield et al. 2006, p.
644). They subsequently spread throughout South and Central America,
displacing naturalized European honey bees (Apis mellifera), and
arriving in Mexico, Guatemala, and Belize around 1986 (Whitfield et al.
2006, pp. 643-644; Clarke et al. 2002 and Rogel et al. 1991, in Berry
et al. 2010, p. 486; Fierro et al. 1987, unpaginated). Africanized
honey bees occur at higher densities and are more aggressive than
naturalized European honey bees (Rogel 1991 and Clarke et al. 2002, in
Berry et al. 2010, p. 486). Studies in Mexico, Guatemala, and Costa
Rica reported bees attacking nests with eggs and chicks and that the
bees usurped nesting cavities, resulting in the failure of the scarlet
macaw nest (In[iacute]go-Elias 1996, p. 61; Garcia et al. 2008, p. 52).
Additionally, breeding pairs of scarlet macaws were attacked when they
approached the nest cavity (In[iacute]go-Elias 1996, p. 61; Garcia et
al. 2008, p. 52). Because these bees occur throughout the scarlet
macaw's range in Central and South America and have demonstrated a
negative effect on scarlet macaw nesting, we assume these bees are
competitors for nest cavities throughout the scarlet macaw's range, but
we are unaware of any other data or information regarding the magnitude
of these impacts on scarlet macaw nesting success.
Climate Change
Our analyses under the Act include consideration of ongoing and
projected changes in climate and the effects of any such change.
Described in general terms, climate refers to the mean and variability
of different types of weather conditions over a long period of time,
which may be reported as decades, centuries, or thousands of years. The
term ``climate change'' thus refers to a change in the mean or
variability of one or more measures of climate (e.g., temperature,
precipitation) that persists for an extended period, typically decades
or longer, and whether the change is due to natural variability, human
activity, or both (Intergovernmental Panel on Climate Change (IPCC)
2007, p. 78). Various types of changes in climate can have direct or
indirect effects on species, and these may be positive or negative
depending on the species and other relevant considerations, such as the
effects of interactions with non-climate conditions (e.g., habitat
fragmentation). We use our expert judgment to weigh information,
including uncertainty, in our consideration of various aspects of the
effects of climate change that are relevant to the scarlet macaw.
Several studies project various changes in climate in Mesoamerica
and the Amazon by the mid- to late century or sooner (Karmalkar et al.
2011, entire; Kitoh et al. 2011, entire; Giorgi and Bi 2009, entire;
Anderson et al. 2008, entire; Cook and Vizy 2008, entire; Li et al.
2008, entire; Christensen et al. 2007, pp. 892-896). Although there are
uncertainties in these models and variation in projections, the general
trajectory under most scenarios is one of increased warming in
Mesoamerica and the Amazon, and decreased precipitation in Mesoamerica
and some areas of the Amazon. Several studies project changes in
habitat in areas of the species' range, either from the effects of
climate change or from the effects of climate change in combination
with deforestation (Imbach et al. 2011, abstract; Marengo et al. 2011,
entire; Asner et al. 2010, entire; Vergara and Scholz 2010, entire;
Malhi et al. 2009, entire; Malhi et al. 2008, entire; Nepstad et al.
2008, entire). However, high levels of uncertainty remain in projecting
habitat changes within the species' range (see review by Davidson et
al. 2012, entire), and there is no consensus on the type or extent of
habitat changes that will occur. Therefore, because the scarlet macaw
is tolerant of a relatively broad range of ecological conditions;
occurs in a variety of habitat types including wet forest, dry forest,
and savanna provided they contain suitable nest cavities and roosting
sites; has a broad diet including nonnative species; and is known to
inhabit patchworks of forest and human-modified landscapes, we assume
the scarlet macaw is likely to adapt to some level of change in its
environment provided its essential needs are met. Overall, we are
unaware of any information indicating that the effects of climate
change are now causing, or will in the future cause, declines in the
scarlet macaw population.
Summary of Factor E
Small population size and competition for next cavities may be
threats to the scarlet macaw in some parts of its range in Mesoamerica
and northwest Colombia. Populations have a high level of genetic
diversity, but they remain vulnerable to stochastic demographic and
environmental events because of their small populations. Competition
for nest cavities may be a limiting factor and likely reduces
reproductive success. The general consensus is that the scarlet macaw's
range is going to become hotter and drier; however, the scarlet macaw
is tolerant of a relatively broad range of ecological conditions.
Because the species persists in small and mostly isolated populations,
threats often operate synergistically, particularly when populations of
a species are decreasing. Thus, the initial effects of one threat
factor can exacerbate the effects of other threats (Gilpin and
Soul[eacute] 1986, pp. 25-26).
Within the preceding review of the five factors, we have identified
threat factors A and B that may have interrelated impacts on this
species, particularly in Mesoamerica. The species' productivity in
Mesoamerica may be reduced because of any of these threats, either
singularly or in
[[Page 6304]]
combination. For example, deforestation reduces the amount of nesting
cavities, which increases competition among pairs of scarlet macaws and
other species for nesting sites. Deforestation and the infrastructure
that may accompany it creates access to previously inaccessible areas,
thereby opening up new areas of the species' range to the threat of
poaching and further habitat loss. Therefore, because the populations
of scarlet macaw are small and mostly isolated in Mesoamerica, and
these small populations are subject to a combination of threats, we
believe that small population size is a contributing stressor to
scarlet macaws throughout Mesoamerica, including the entire range of
subspecies A. m. cyanoptera and the range of A. m. macao in Costa Rica,
Panama, and northwest Colombia.
Conservation Measures
Reintroduction of Scarlet Macaws
Reintroduction efforts for the scarlet macaw have occurred
throughout the range of A. m. cyanoptera and the northern DPS of the
southern subspecies A. m. macao. We briefly discussed some of the
reintroduction efforts in our July 6, 2012, and April 7, 2016, proposed
rules to list the scarlet macaw (77 FR 40222 and 81 FR 20302,
respectively). However, based on public and peer reviewer comments we
received, we are incorporating additional information regarding these
conservation efforts and programs that reintroduce captive-bred and
confiscated scarlet macaws back into the wild within their respective
historical ranges. We received information on some of the release sites
and reintroduction programs and describe many of them, although we may
not have information on every reintroduction program occurring for
scarlet macaws. Most, if not all, of the reintroduction sites are
within, adjacent to, or at least within flight distance of currently
existing populations.
Because of the increasing number of reintroduction projects
involving various species worldwide, the IUCN Species Survival
Commission published guidelines for reintroductions to help ensure that
reintroduction efforts achieve intended conservation benefits and do
not cause adverse side effects of greater impact (IUCN/SSC 2013,
entire; IUCN/SSC 1998, entire). Additionally, recommendations were made
specific to parrot reintroductions based on a review of previous
releases and reintroductions of psittacines worldwide (White et al.
2012, entire). We considered these guidelines and recommendations when
evaluating the effectiveness of the reintroduction programs to conserve
scarlet macaw throughout its range in Mesoamerica.
Reintroduction of Ara macao cyanoptera
Mexico
In 1993, Xcaret began a program of scarlet macaw reproduction in
captivity, developing and using the best protocols for hand rearing,
and establishing new procedures to facilitate parental rearing of the
chicks without human intervention (Raigoza Figueras 2014, p. 51). The
aim is to rear captive-bred macaws that will adapt to the wild
successfully and not require post-release supplemental feeding (Raigoza
Figueras 2014, p. 48). The release program began in 2013. Xcaret
supplies captive scarlet macaws for reintroduction at two sites in
Mexico: (1) Palenque, Chiapas; and (2) Los Tuxtlas, Veracruz (Xcaret
2014, unpaginated).
The Palenque, Chiapas, release site is located in forested habitat
of Aluxes Ecopark of Palenque, a wildlife rescue and rehabilitation
center that encompasses 44 ha (108 ac). This site is approximately 0.5
km (0.3 mi) from Palenque National Park (Amaya et al. 2015, p. 457) and
more than 100 km (62 mi) away from the nearest current wild population
(Brightsmith in litt. 2016, p. 21). All scarlet macaws used for
reintroduction were captive bred at Xcaret Ecopark.
In the April 7, 2016, proposed rule (81 FR 20302), we identified
the program in Palenque, Chiapas, Mexico, in which 96 scarlet macaws
were released between April 2013 and June 2014, with a 91 percent
survival rate as of May 2015, including nine nesting events and
successful use of wild foods by released birds (Estrada 2014, p. 345).
Results of the reintroduction program in Palenque, Chiapas, show that
the dietary diversity and breadth of the reintroduced scarlet macaws
closely approaches that of wild macaws; the reintroduced birds have the
capacity to find and track wild food sources; they have very low
mortality in the released population (9 percent); they have had nine
successful nesting events, including seven in natural cavities
(Estrada, unpublished, in Amaya et al. 2015, p. 471); and they have
expanded their foraging and activity range outside of the release site
(Amaya et al. 2015, pp. 466-471). This reintroduction appears
successful at integrating captive-reared scarlet macaws into the wild
and could be a model for reintroduction efforts throughout the range.
During the years of 2008-2010, the status of parrot species in Los
Tuxtlas, Veracruz, Mexico, was assessed by obtaining data on abundance,
habitat use, and date of pet trade. Only three species out of the nine
species previously reported remain in this area (De Labra et al. 2010,
p. 599). Scarlet macaw was not recorded, and there is a consensus of
local and historical extinction of the Ara macao in this region
(Schaldach and Escalante 1997 and Winker 1997, in De Labra et al. 2010,
p. 607).
Since that time, La Otra Opci[oacute]n is a 336-ac (136-ha) private
ecological reserve and breeding center for endangered species in the
Los Tuxtlas Biosphere Reserve buffer zone has worked to reintroduce
scarlet macaws in the Los Tuxtlas region. In 2014, scarlet macaws were
reintroduced to this area after disappearing for 40 years, and to date,
more than 100 scarlet macaws have been released (Raigosa et al 2016, in
Defenders of Wildlife 2016, in litt., p. 4; Mexico Daily News 2017,
unpaginated; Escalante 2016, unpaginated). Many captive-bred scarlet
macaws remain in the wild with pairing observed and potential nesting
(Mexico Daily News 2017, unpaginated; Escalante 2016, unpaginated).
Thus, this reintroduction effort appears moderately successful
integrating scarlet macaws into the wild population in Mexico.
The reintroduction programs in Palenque and Los Tuxtlas were
aligned with the IUCN guidelines and the recommendations made by White
et al. 2012. After the first year of implementation in Palenque, the
number of reintroduced and surviving macaws raises the number of extant
macaws in the wild in Mexico by about 34 percent (Estrada 2014, p.
360). Considering Palenque and Los Tuxtlas together, the population of
scarlet macaws in Mexico has increased up to 82 percent in 3 years
(Rodriguez 2016, unpaginated; Lopez 2018, unpaginated).
Guatemala
The Wildlife Conservation Society (WCS) started working in
Guatemala in 1992, with the mission of conserving the MBR as one of
Mesoamerica's most important wildlife conservation areas. The MBR is
the last stronghold for scarlet macaws in Guatemala and contains the
most important nesting area for the species in the country. The WCS has
worked to reduce poaching, protect nesting sites from deforestation,
monitor nesting success and distribution, construct artificial nests,
provide environmental education in local communities, and create a
captive-release program (WCS 2016, pp. 6-16). In addition, they started
a veterinarian evaluation program, supplementary
[[Page 6305]]
feeding, and management of wild chicks during nesting season (WCS 2018,
unpaginated). In June 2016, WCS placed six rehabilitated chicks in safe
scarlet macaw nests (Boyd 2016, in litt., p. 9). With these
interventions, they have increased the number of fledglings per nest
(WCS 2018, unpaginated; WCS 2016, p. 11). WCS Guatemala is also working
in collaboration to eradicate wildlife trafficking between Belize and
Guatemala.
The Wildlife Rescue and Conservation Association (Asociaci[oacute]n
Rescate y Conservaci[oacute]n de Vida Silvestre (ARCAS)) is a
rehabilitation and breeding-for-release center for Guatemalan wildlife
that has been confiscated from the black market by the Guatemalan
government. Since its establishment, the ARCAS Rescue Center has grown
into one of the largest and most complex wildlife rehabilitation
centers in the world and a leader in training programs for other
wildlife rescue groups and veterinary students (Oakland Zoo 2018,
unpaginated). In October 2015, in Pet[eacute]n, ARCAS released nine
captive-bred scarlet macaws into the wild in Guatemala, which was the
first time captive-bred scarlet macaws were released into the wild in
Guatemala. At least 60 percent of the released birds survived more than
10 months on their own, showing that they successfully adapted to the
environment and were able to feed and fly on their own. This program
for rehabilitation and release has generated quantifiable results that
can be used to prove the viability of such a strategy in the
reinforcement of the depleted scarlet macaw population of the Sierra
del Lacand[oacute]n National Park, which is where the scarlet macaws
were released and is one of the largest and best protected natural
areas in the MBR (ARCAS 2016, pp. 5-6). In 2016, they planned to
release 10 more scarlet macaws (Boyd 2016, in litt., p. 10), but we do
not have any information regarding the results of this release.
Belize
In Belize, the protection of the scarlet macaw in the Chiquibul
region is provided by numerous organizations, some of which have joined
efforts to improve protection with the goal of increasing the chance of
survival for this species (Hagen Avicultural Research Institute 2015,
unpaginated). For example, the Scarlet Six Biomonitoring Team (Scarlet
Six), Friends for Conservation and Development (FCD), and the Belize
Self-Defense Forces work together to reduce illegal gold mining; timber
extraction; and poaching of animals, particularly scarlet macaw chicks.
The FCD rangers patrol the Chiquibul Forest, collaborate with the
Scarlet Six, and receive support from the Belize Defense Force. Their
goal is to conserve the natural and cultural resources of the western
Chiquibul-Maya Mountains (FCD 2016, p. 4). In addition to protecting
scarlet macaws in the wild, the FCD also started a captive-rearing
program modeled after successful programs in Mexico and Guatemala
(Harbison 2017, unpaginated). If a nest cannot be effectively protected
by the rangers while the chicks are growing, or if a nest produces a
third chick that will not survive, FCD removes the chicks from the nest
and brings them to the lab. All eight macaws in 2015's cohort
successfully fledged, but it took until January 2016 before they left
the area for good (Harbison 2017, unpaginated). The FCD also signed an
agreement with WCS in Guatemala and Natura y Ecosistemas Mexicanos A.C.
in July to coordinate research, management, and conservation efforts of
scarlet macaws in the Maya Forest (FCD 2016, p. 13). In January 2016,
FCD signed an extended agreement of cooperation with Asociaci[oacute]n
Balam for the protection of the Chiquibul ecosystem for the period
2016-2020. This agreement primarily seeks to jointly promote the
protection of the Chiquibul Maya Mountains ecosystem and reduce
conflict among communities located on the Belize and Guatemala
adjacency zone (FCD 2016, p. 9).
Honduras
In Honduras, scarlet macaws have been released into multiple sites.
Releasing scarlet macaws at the Isla Zacate Grande biological station
in Honduras began around 1996-1997 (Raigoza Figueras 2014, p. 50; Boyd
and McNab 2008, p. x). A private reserve released scarlet macaws on the
island. This reintroduction effort started with four chicks; a few
years later, they received and released another five scarlet macaws
(adults and chicks) of unknown origin (Boyd and McNab 2008, p. x).
About 20 scarlet macaws have been released at the site (Bjork 2008, pp.
x, 17-18; Raigoza Figueras 2014, p. 50). Some of the reintroduced birds
have ranged outside the release point to nearby communities and the
adjacent island of Amapala, Honduras. Released birds have been observed
around the Gulf of Fonseca, where Paso Pacifico is conducting a scarlet
macaw conservation program on the Cosig[uuml]ina Peninsula, Nicaragua
(see ``Nicaragua,'' below), which hosts a small wild population of 20
to 50 birds (Paso Pacifico 2017, unpaginated; Boyd and McNab 2008, p.
x). Isla Zacate Grande is approximately 35 km (22 mi) (overwater) from
the Cosig[uuml]ina Peninsula, an overland flight distance within
documented range for scarlet macaws (Boyd and McNab 2008, p. x).
Although no formal records are kept, nesting activity has been observed
in artificial nests placed in natural hollows (Raigoza Figueras 2014,
p. 50). However, as a model, there are concerns about the
reintroduction at this site because disease testing was not performed;
there was no documentation of the project; the birds have no fear of
humans and continue to depend on regular supplemental food; and the
birds appear to have been conditioned to nest in inappropriate
situations (i.e., low to the ground), which makes them highly
vulnerable to human and non-human predators alike. High security and
long-term daily maintenance is required (Boyd and McNab 2008, p. x;
Bjork 2008, pp. 17-18).
A reintroduction of scarlet macaw at the Cop[aacute]n
archaeological site (Parque Arqueol[oacute]gico Cop[aacute]n Ruinas) in
Honduras began in 2011. The World Parrot Trust, the Macaw Mountain Bird
Park and Nature Reserve, the Institute of Anthropology and History of
Honduras and the Association Cop[aacute]n have organized a long-running
program to return the scarlet macaw to the Parque Arqueol[oacute]gico
Cop[aacute]n Ruinas, a national park (Raigoza Figueras 2014, pp. 50-
51). The Macaw Mountain scarlet macaw breeding program is releasing
birds into the forests surrounding the Cop[aacute]n Ruins (Boyd 2016,
in litt., p. 6). Most of the birds come from private donations of pet
birds; others were confiscated by the Environment Office of the Public
Ministry (Macaw Mountain 2017, unpaginated). In 2018, scarlet macaws
released produced seven chicks (World Parrot Trust 2019, unpaginated).
We are not aware of the release methods or if this program takes into
account the IUCN guidelines and White et al. (2012) recommendations.
However, this program has been judged a resounding success (Macaw
Mountain 2019, unpaginated; Asociaci[oacute]n Copan 2017, unpaginated).
A macaw conservation and local development program was started in
the Mosquitia region of Honduras by the Lafeber Company, Dr. Kim
Joyner, indigenous peoples of several villages, the Forestry Service of
Honduras, Universidad Nacional Aut[oacute]noma Honduras, and the
Universidad Nacional de Agricultura (Boyd 2016, in litt., p. 7; Lafeber
2018, unpaginated). This program started in 2010, and in 2011 through
2012, confiscated scarlet
[[Page 6306]]
macaws were released at the village Mabita. Once these birds grew large
enough to fly, they were released from their cages, slowly learning to
fly around the village. Government officials have released more birds,
for a total of 22, and approximately 16 regularly visit the village,
coming in every morning to feed. The earliest birds released in Mabita
(in 2011) have an active nest; they have produced two chicks, which
demonstrates that the program can successfully raise birds to reproduce
in the wild (Lafeber 2018, unpaginated). However, it is not ideal that
the birds are so dependent on humans for food. We are not aware of the
release methods or if this program takes into account the IUCN
guidelines and White et al. (2012) recommendations.
Nicaragua
Paso Pacifico works throughout Nicaragua, focusing on the natural
ecosystems of Central America's Pacific slope (Boyd 2016, in litt., p.
5). In 2015, they launched a scarlet macaw conservation program in the
Cosig[uuml]ina Volcano area of northern Nicaragua (Paso Pacifico 2017,
unpaginated). With financial support from the Loro Parque
Fundaci[oacute]n, among others, community rangers protect and monitor
the remaining scarlet macaws. Their objectives are to establish
accurate baseline information about the population, focusing on
demographics, nesting success, and habitat use in the reserve; to
strengthen the ability of the Nicaraguan army to deter poachers; to
involve and empower the local community to protect nesting scarlet
macaws; and to increase awareness among Ministry of Environment
officials and the Nicaraguan environmental community (Loro Parque
Fundaci[oacute]n 2015, unpaginated). They have also been working
closely with families from La Salvia, the village nearest to the
scarlet macaw nesting area, through an educational program involving
birdwatching and other field-based activities that highlight the
significance of the scarlet macaw and the dry tropical forests at
Cosig[uuml]ina (pasopacifico 2017, unpaginated). Two scarlet macaw
chicks have safely fledged, which was the first successful macaw nest
documented in this area in over 20 years (pasopacifico 2017,
unpaginated).
Reintroduction of Ara macao macao
Costa Rica
On the Nicoya Peninsula in northwestern Costa Rica, scarlet macaws
are currently released at Punta Islita, Playa Tamboor, and Cur[uacute]
National Wildlife Refuge, which are all within 50 km (31 mi) of each
other. It is difficult to determine how these populations will fare
over time because these populations are fairly isolated, but these
three release sites could help repopulate the Nicoya Peninsula
(Brightsmith 2016, in litt., p. 15). The Punta Islita release site is
situated in the tropical moist forest of Costa Rica's North Pacific
coast; wild scarlet macaws had been locally extinct in this area for
decades. Between 2011 and 2018, 37 scarlet macaws were released at this
site (Ara Project 2017, unpaginated). We have no data concerning the
current status of the released birds. At Cur[uacute], scarlet macaws
were released starting in January 1999. Ten of the 13 birds released
were still alive after 4 years, and pairs have attempted to nest in
natural tree cavities in two different years, but no chicks have been
produced (Brightsmith et al. 2005, p. 468). At Playa Tambor, we do not
have information on the number of scarlet macaws released into the wild
or the success of the releases at this site.
Within the scarlet macaw's range in southwestern Costa Rica, a few
reintroduction programs exist around the Gulf (Golfo Dulce) and the Osa
Peninsula. These include Santuario Silvestre de Osa (SSO), which
releases birds close to Piedras Blancas National Park; Zoo Ave, which
releases birds in the Golfito area; Amigos de las Aves, which releases
offspring of confiscated birds in Alajuela, Punta Banco (Dear et al.
2010, pp. 15-17; Forbes 2005, p. 97); and Tiskita Lodge and the Ara
project, which releases birds in Tiskita Jungle Lodge's private reserve
also in Punta Blanco (Ara Project 2018, unpaginated). These
organizations receive and release birds confiscated from poachers from
all parts of the country (Dear et al. 2010, p. 15). Seventy-seven
scarlet macaws were released in 1997; as of 2002, almost 90 percent of
the released birds were still alive (Dear et al. 2010, p. 16).
Additionally, the range of birds released at Punta Banco has grown to
reach 84 km\2\ (32 mi\2\) (Forbes 2005, in Dear et al. 2010, p. 17).
The breeding center in Alajuela has since closed and moved to Tiskita
(Tiskita Jungle Lodge 2018, unpaginated). Between 2002 and 2014, nine
groups of birds were released in Tiskita, most of which are thriving
and reproducing in the wild (Ara Project 2018, unpaginated; Tiskita
Jungle Lodge 2018, unpaginated). To date, the survival rate is close to
90 percent, and at least five pairs have successfully fledged chicks in
natural cavities since 2008. Over 75 scarlet macaws have been released
into the wild at this site (Tiskita Jungle Lodge 2018, unpaginated).
This reintroduction program has ceased because a viable population has
been established that is large enough to potentially connect with
populations in the ACOSA that are farther north along the coast
(Tiskita Jungle Lodge 2018, unpaginated). Thus, releases could
potentially aid in recolonization of the macaw population's original
range, to the extent that the habitat within that range remains
suitable.
In total, the past and ongoing reintroduction efforts have added
hundreds of scarlet macaws to the wild in Costa Rica. Additionally,
most reintroduction projects conduct environmental education at a local
level and attract additional media attention at the local and national
level. As a result, each reintroduction project educates the public
about the importance of scarlet macaws and of conservation and the
environment in general (Brightsmith 2016, in litt., p. 22).
Impacts of Reintroducing Captive-Bred Scarlet Macaws Into the Wild
Releases of captive scarlet macaws could increase the wild
populations because many of the reintroduced captive-raised and
confiscated birds are released adjacent to existing populations or at
least within the range that scarlet macaws are known to disperse, and
some of the release birds have adapted to surviving in the wild by
finding mates and food and nesting resources similar to what wild
scarlet macaws use. In addition, releases of scarlet macaws could
potentially aid in recolonization of the population's original range in
Mesoamerica, to the extent that the habitat within that range remains
suitable and programs are available to protect scarlet macaws in the
wild from poachers. Conversely, releases of captive scarlet macaws
could potentially pose a threat to wild populations by exposing wild
birds to diseases for which wild populations have no resistance,
invoking behavioral changes in wild macaws that negatively affect their
survival, or compromising the genetic integrity of wild populations
(Dear et al. 2010, p. 20; Schmidt 2013, pp. 74-75; also see IUCN 2013,
pp. 15-17). However, generally speaking, disease risks are small
because the probable frequency of occurrence is low (see Factor C
discussion in 77 FR 40237-40238; July 6, 2012).
Other Conservation Programs
Conservation programs operate in some areas of the scarlet macaw's
range but not throughout its entire range. Many partner organizations
work together to implement these
[[Page 6307]]
conservation programs that study and aim to increase the viability of
scarlet macaw populations in the wild. To the extent that we have
information indicating the effects of these programs on the scarlet
macaw's status, we included information in the Factors Affecting the
Species, above. In addition, general conservation measures such as
education, use of artificial nest boxes, and nest monitoring are
discussed below. Because too many organizations exist to list them all
here, we summarize the general actions taken. Organizations in certain
regions where scarlet macaws persist conduct the following conservation
efforts:
(1) Implement education programs that promote the scarlet macaw, as
well as sustainable forest management, because much of the territory in
the scarlet macaw's range is held by local communities or indigenous
people (Ara Project 2017, unpaginated; Vaughan et al. 1999, entire; WCS
2010, entire; FAO 2010a, pp. 238-239, Blaser et al. 2011, pp. 312, 346;
Marineros and Vaughan 1995, pp. 462-463);
(2) Protect and monitor nests to reduce poaching, which has reduced
overall nest poaching in Belize from higher than 90 percent to less
than 30 percent, with 2017 the second year in a row that no known nests
were poached, and has greatly decreased the severity of poaching in
Guatemala (Harbison 2017, unpaginated; Garcia et al. 2008, p. xii);
(3) Construct artificial nest boxes, which increases nesting sites
and ultimately recruitment (Vaughan et al. 2003, p. 10; Brightsmith
2000a, entire; Brightsmith 2000b, entire; Brightsmith 2005, p. 297;
Nycander et al. 1995, pp. 435-436); and
(4) Use local conservation organizations to coordinate conservation
activities with stakeholders (Vaughan et al. 2005, p. 123; WCS 2008,
entire).
Finding
Section 4 of the Act (16 U.S.C. 1533) and the implementing
regulations in part 424 of title 50 of the Code of Federal Regulations
(50 CFR part 424) set forth procedures for adding species to, removing
species from, or reclassifying species on the Federal Lists of
Endangered and Threatened Wildlife and Plants. Section 3 of the Act
defines an ``endangered species'' as ``any species which is in danger
of extinction throughout all or a significant portion of its range,''
and a ``threatened species'' as ``any species which is likely to become
an endangered species within the foreseeable future throughout all or a
significant portion of its range.'' As required by the Act, we
conducted a review of the status of the species and considered the five
factors in assessing whether the scarlet macaw meets the definition of
an endangered species or threatened species. We examined the best
scientific and commercial information available regarding factors
affecting the status of the scarlet macaw. We reviewed the petition,
information available in our files, information provided by peer review
and public comments, and other available published and unpublished
information.
Final Determination for the Northern Subspecies (Ara macao cyanoptera)
The northern subspecies of scarlet macaw, Ara macao cyanoptera,
exists in Mexico, Guatemala, Belize, Honduras, Nicaragua, eastern Costa
Rica, and Isla Coiba in Panama. Little quantitative data on historical
populations are available, but evidence indicates that the range of
this subspecies has been greatly reduced and the total current
population of A. m. cyanoptera, based on available data (see Table 1),
is estimated to be approximately 2,000 to 3,000 individuals.
The primary threats we identified to A. m. cyanoptera are habitat
loss due to activities that cause deforestation and forest degradation
(Factor A), poaching for the pet trade and sustenance (Factor B), and
small population size that works in combination with the other threats
(Factor E). The existing regulatory mechanisms are not adequate to
protect the species from these threats to the level that the species is
not in danger of extinction (Factor D).
Destruction of forest habitat is one of the main causes of the
decline of A. m. cyanoptera. Deforestation rates in Mesoamerica,
excluding Costa Rica, are the highest in Latin America due to expanding
agriculture, cattle ranching, and selective and often illegal logging.
Throughout the range of the subspecies where most of the species'
historical habitat has been eliminated, deforestation is rapidly
occurring, including in all the forested areas where scarlet macaws
currently exist (except Isla Coiba, Panama). Activities that lead to
deforestation and forest degradation directly eliminate the scarlet
macaw's tropical forest habitat by removing the trees that support the
species' essential needs for nesting, roosting, and food. Scarlet
macaws are known to use partially cleared and cultivated landscapes,
but they are only able to do so if the landscape maintains enough
large, older trees that provide the essential needs of the species.
Poaching, mainly for the pet trade but also for sustenance, is the
other main cause of decline of A. m. cyanoptera. The scarlet macaw is a
popular pet species within its range countries, and overutilization as
a result of poaching is a significant threat to A. m. cyanoptera
(except on Isla Coiba, Panama). The scarlet macaw is susceptible to
overharvest because it is a long-lived species with a low reproductive
rate and slow to recover from harvesting pressures. Thus, removal of
individuals year after year can inhibit population growth and cause
local extirpation. Evidence suggests poaching occurs at significant
levels in the Maya Forest region, even with conservation measures such
as monitoring and protecting nesting sites in Guatemala and Belize, and
is a significant threat in Honduras and Nicaragua. Poaching is
exacerbated by habitat removal because it increases access to
previously inaccessible areas, thereby opening up new areas to
poaching.
Most if not all of the countries within the range of A. m.
cyanoptera have regulations aimed at conserving forested lands,
biodiversity, and prohibit poaching of scarlet macaws. However, these
countries are not able to adequately enforce their regulations due to
lack of resources, conflicts over land ownership that lead to illegal
logging and expansion of agriculture and pasture, and lack of oversight
or a governing body to enforce the regulations.
Some range countries employ conservation measures such as
protecting nesting sites from poachers and reintroducing captive-bred
scarlet macaws into the wild. While these programs have had success
protecting nests from poachers and slightly increasing the number of
scarlet macaws in the wild in some populations (see Conservation
Measures, above), many of the reintroduction programs do not have data
to show long-term viability of reintroduced birds. Therefore, while
conservation measures have had a positive impact on the populations of
A. m. cyanoptera, these conservation actions occur in small sections of
the range of the subspecies and the threats identified above are
ongoing.
Scarlet macaws in Mesoamerica maintain a high level of genetic
diversity, but because of the few populations and the small numbers in
each of the populations, and their virtual isolation from other
populations due to deforestation, they remain vulnerable to extirpation
and extinction. Fewer than 5,000 scarlet macaws remain in this
relatively large geographic area.
Because of the extent of the decline in the range and numbers of
Ara macao cyanoptera due to ongoing habitat destruction and
degradation, poaching,
[[Page 6308]]
the lack of enforcement of existing regulatory mechanisms addressing
these threats, and the small population sizes that work in combination
with the other threats, we find that these threats place A. m.
cyanoptera in danger of extinction. Therefore, on the basis of the best
scientific and commercial information available, we find that A. m.
cyanoptera meets the definition of an ``endangered species'' in
accordance with the definition in the Act.
Final Determination for the Northern DPS of Southern Subspecies (Ara
macao macao)
The range of Ara macao macao north and west of the Andes has been
greatly reduced and fragmented. The scarlet macaw has been almost
extirpated from mainland Panama and much of its former range in Costa
Rica. Its remaining distribution is on the Pacific slope of Costa Rica,
in the Chiriqu[iacute] province and at the southern end of the Azuero
Peninsula of Veraguas, near Cerro Hoya National Park in Panama, and in
northwest Colombia.
Because information indicates that the ACOPAC and ACOSA populations
in Costa Rica, which make up the bulk of the northern DPS of A. m.
macao, may be stable and likely increasing and expanding their range on
the Pacific slope of Costa Rica, it is reasonable to conclude that the
northern DPS of A. m. macao is not currently in danger of extinction
and does not meet the definition of an ``endangered species'' under the
Act. A threatened species'' is ``any species which is likely to become
an endangered species within the foreseeable future throughout all or a
significant portion of its range.'' The Act does not define the phrase
``foreseeable future,'' but we interpret it to describe the extent to
which we can reasonably rely on the predictions about the future in
making determinations about the future conservation status of the
species. We conclude that it is reasonable to rely on the information
contained in the studies discussed above under ``Factors Affecting the
Species'' involving land-use trends and population sizes, as well as
the information regarding enforcement of existing regulations and other
factors that negatively influence the species, to make a determination
about the future conservation status of the northern DPS of A. m.
macao.
Poaching continues and remains a concern for the future viability
of the species for the foreseeable future. In Panama, poaching of
scarlet macaws was one factor that led to the virtual extirpation of
this species from the mainland, and poaching remains a concern at Cerro
Hoya National Park, which is one of the only locations where a very
small population of scarlet macaws exists on mainland Panama.
Additionally, the best available information indicates that the
population in northwest Colombia faces significant ongoing threats from
deforestation within the foreseeable future. No current population
estimates are available for northwest Colombia, and this region is
reported to have large tracts of suitable forest habitat, but many
areas in northwest Colombia are considered deforestation hotspots.
Thus, although the two largest populations currently appear to be
increasing, they both are small and their total range represents only a
portion of the range of the northern DPS. Therefore, we find that the
best available information indicates that current threats to scarlet
macaws in northwest Colombia (deforestation); ongoing poaching of
scarlet macaws in Costa Rica and mainland Panama; ongoing, small-scale,
subsistence logging in Panama; inadequate enforcement of existing
regulations; and the small population sizes of scarlet macaws in this
region put this DPS in danger of extinction in the foreseeable future.
On the basis of the best scientific and commercial information
available, we find that the northern DPS of A. m. macao meets the
definition of a ``threatened species'' in accordance with the
definition in the Act.
Similarity of Appearance
Final Determination for Southern DPS of Southern Subspecies (Ara macao
macao)
In our proposed rule we found that the southern DPS of the southern
subspecies A. m. macao did not warrant listing as an endangered species
or a threatened species based on its status. However, we determined
that it is advisable to treat the southern DPS as a threatened species
based on its similarity of appearance to the northern DPS of A. m.
macao and subspecies crosses of A. m. cyanoptera and A. m. macao.
Section 4(e) of the Act authorizes the treatment of a species,
subspecies, or distinct population segment as endangered or threatened
if: ``(A) [S]uch species so closely resembles in appearance, at the
point in question, a species which has been listed pursuant to [section
4 of the Act] that enforcement personnel would have substantial
difficulty in attempting to differentiate between the listed and
unlisted species; (B) the effect of this substantial difficulty is an
additional threat to an endangered or threatened species; and (C) such
treatment of an unlisted species will substantially facilitate the
enforcement and further the policy of this [Act].'' All applicable
prohibitions and exceptions for species treated as threatened under
section 4(e) of the Act due to similarity of appearance to a threatened
or endangered species will be set forth in a rule issued under section
4(d) of the Act.
Several factors make differentiating between scarlet macaw listable
entities difficult. First, the scarlet macaw subspecies, Ara macao
macao and Ara macao cyanoptera, primarily differ in the coloration of
their wing coverts (a type of feather) and wing size. But these
differences are not always apparent, especially in birds from the
middle of the species' range (which may include crosses between A. m.
cyanoptera and A. m. macao), sometimes making it difficult to visually
differentiate between subspecies (Schmidt 2011, pers. comm.; Weidenfeld
1994, pp. 99-100). According to information received from the Service's
Forensics Laboratory, many scarlet macaw remains submitted for
examination by Office of Law Enforcement special agents and wildlife
inspectors do not consist of intact carcasses; rather, evidence is
usually in the form of partial remains, detached feathers, and artwork
incorporating their feathers. Therefore, identification of the
subspecies or the geographic origin of these birds is difficult or
improbable without genetic analysis, which would add considerable
difficulties and cost for law enforcement.
Second, we are not aware of any information indicating that
distinguishing morphological differences between the northern and
southern DPSs of A. m. macao would allow for visual identification of
the origin of a bird of this subspecies. Lastly, aviculturists have
bred the species without regard for taxa, resulting in crosses of the
two subspecies (A. m. cyanoptera and A. m. macao) that maintain a
combination of characteristics of either parent being present in trade
(Wiedenfeld 1994, p. 103). As a result, the similarity of appearance
between an unlisted southern DPS of A. m. macao and subspecies crosses
to the listed northern DPS of A. m. macao and A. m. cyanoptera may
result in the ability to pass off a protected specimen as an unlisted
DPS or unlisted subspecies cross and poses an additional threat to the
northern DPS of A. m. macao and subspecies A. m. cyanoptera. Therefore,
we consider this difficulty in discerning an unlisted southern DPS and
unlisted subspecies crosses from the listed northern DPS of A. m. macao
and
[[Page 6309]]
subspecies A.m. cyanoptera as an additional threat to the listed
entities.
The close resemblance between the listed and the unlisted entities
would make differentiating the listed scarlet macaws (the subspecies
Ara macao cyanoptera and the northern DPS of the subspecies Ara macao
macao) from those that are not listed (individuals of the southern DPS
of A. m. macao and subspecies crossings (A. m. cyanoptera and A. m.
macao)) difficult for law enforcement to enforce. Therefore, we
determine that treating the southern DPS of A. m. macao and subspecies
crosses (A. m. cyanoptera and A. m. macao) under the 4(e) similarity of
appearance provisions of the Act will substantially facilitate law
enforcement actions to protect and conserve scarlet macaws. If the
southern DPS of A. m. macao or subspecies crosses (A. m. cyanoptera and
A. m. macao) were not listed, importers and exporters could
inadvertently or purposefully misrepresent a specimen of A. m.
cyanoptera or the northern DPS of A. m. macao as a specimen of the
unlisted entity, creating a loophole in enforcing the Act's protections
for listed species of scarlet macaw. Thus, the listing will facilitate
Federal and State law-enforcement efforts to curtail unauthorized
import and trade in A. m. cyanoptera or the northern DPS of A. m.
macao.
Extending the prohibitions of the Act to the similar entities
through this listing of those entities due to similarity of appearance
under section 4(e) of the Act and providing applicable prohibitions and
exceptions in a rule issued under section 4(d) of the Act will provide
greater protection to A. m. cyanoptera and the northern DPS of A. m.
macao. Although the 4(e) provisions of the Act do not contain criteria
as to whether a species listed under the similarity of appearance
provisions should be treated as endangered or threatened, we find that
treating the southern DPS of A. m. macao and subspecies crosses (A. m.
cyanoptera and A. m. macao) as threatened is appropriate because the
4(d) rule, for the reasons mentioned in our finding below, provides
adequate protection for these entities. For these reasons, we are
proposing to treat the southern DPS of A. m. macao and subspecies
crosses (A. m. cyanoptera and A. m. macao) as threatened due to the
similarity of appearance pursuant to section 4(e) of the Act.
4(d) Rule
When a species is listed as endangered, certain actions are
prohibited under section 9 of the Act and our regulations at 50 CFR
17.21. These include, among others, prohibitions on take within the
United States, within the territorial seas of the United States, or
upon the high seas; import; export; and shipment in interstate or
foreign commerce in the course of a commercial activity. Exceptions to
the prohibitions for endangered species may be granted in accordance
with section 10 of the Act and our regulations at 50 CFR 17.22.
The Act does not specify particular prohibitions and exceptions to
those prohibitions for threatened species. Instead, under section 4(d)
of the Act, the Secretary, as well as the Secretary of Commerce
depending on the species, was given the discretion to issue such
regulations as deemed necessary and advisable to provide for the
conservation of such species. The Secretary also has the discretion to
prohibit by regulation with respect to any threatened species any act
prohibited under section 9(a)(1) of the Act. For the scarlet macaw, the
Service is exercising our discretion to issue a 4(d) rule. By adopting
the existing parrot 4(d) rule for the scarlet macaw, we are
incorporating all prohibitions and provisions of 50 CFR 17.31 and
17.32. However, import and export of certain scarlet macaws into and
from the United States and certain acts in interstate commerce are
allowed without a permit under the Act, as explained below.
The 4(d) rule will apply to the southern subspecies of scarlet
macaw (Ara macao macao) and to crosses of the two scarlet macaw
subspecies, A. m. macao and A. m. cyanoptera. We are including
subspecies crosses in this rule because aviculturists have bred the
species without regard to their taxa, resulting in crosses of the two
subspecies being present in trade. All prohibitions of 50 CFR 17.31
will apply to A. m. macao and subspecies crosses of A. m. macao and A.
m. cyanoptera, except that import and export of certain A. m. macao and
subspecies crosses into and from the United States and certain acts in
interstate commerce will be allowed without a permit under the Act, as
explained below. For activities otherwise prohibited under the 4(d)
rule involving specimens of the southern DPS of the scarlet macaw and
subspecies crosses, such activities will require authorization pursuant
to the similarity-of-appearance permit regulations at 50 CFR 17.52. If
an applicant is unable to meet the issuance criteria for a similarity-
of-appearance permit and demonstrate that the scarlet macaw in question
is a subspecific cross or originated from the southern DPS,
authorization for an otherwise prohibited activity would need to be
obtained under the general permit provisions for threatened species
found at 50 CFR 17.32. For activities otherwise prohibited under the
4(d) rule involving specimen of the northern DPS of the scarlet macaw
(A. m. macao), such activities would require authorization pursuant to
the general permit provisions for threatened species found at 50 CFR
17.32.
Import and Export
The 4(d) rule will apply to all commercial and noncommercial
international shipments of live and dead southern subspecies of scarlet
macaws and subspecific crosses of A. m. macao and A. m. cyanoptera and
their parts and products, including the import and export of personal
pets and research samples. In most instances, the rule will adopt the
existing conservation regulatory requirements of CITES and the WBCA as
the appropriate regulatory provisions for the import and export of
certain scarlet macaws. The import into the United States and export
from the United States of birds taken from the wild after the date this
species is listed under the Act; conducting an activity that could take
or incidentally take scarlet macaws; and foreign commerce must meet the
requirements of 50 CFR 17.31 and 17.32, including obtaining a permit
under the Act. However, the 4(d) rule allows a person to import or
export without a permit issued under that Act if the specimen either:
(1) Was held in captivity prior to the date this species is listed
under the Act; or (2) is a captive-bred specimen, provided the export
is authorized under CITES and the import is authorized under CITES and
the WBCA. If a specimen was taken from the wild and held in captivity
prior to the date this species is listed under the Act, the importer or
exporter must provide documentation to support that status, such as a
copy of the original CITES permit indicating when the bird was removed
from the wild or museum specimen reports. For captive-bred birds, the
importer must provide either a valid CITES export/re-export document
issued by a foreign Management Authority that indicates that the
specimen was captive-bred by using a source code on the face of the
permit of either ``C,'' ``D,'' or ``F.'' Exporters of captive-bred
birds must provide a signed and dated statement from the breeder of the
bird confirming its captive status, and documentation on the source of
their breeding stock. The source codes of C, D, and F for CITES permits
and certificates are as follows:
[[Page 6310]]
(C) Animals bred in captivity in accordance with Resolution Conf.
10.16 (Rev.), as well as parts and derivatives thereof, exported under
the provisions of Article VII, paragraph 5 of the Convention.
(D) Appendix-I animals bred in captivity for commercial purposes in
operations included in the Secretariat's Register, in accordance with
Resolution Conf. 12.10 (Rev. CoP15), and Appendix-I plants artificially
propagated for commercial purposes, as well as parts and derivatives
thereof, exported under the provisions of Article VII, paragraph 4, of
the Convention.
(F) Animals born in captivity (F1 or subsequent generations) that
do not fulfill the definition of ``bred in captivity'' in Resolution
Conf. 10.16 (Rev.), as well as parts and derivatives thereof.
The 4(d) rule's provisions regarding captive-bred birds apply to
birds bred in the United States and abroad. The terms ``captive-bred''
and ``captivity''' used in the 4(d) rule are defined in the regulations
at 50 CFR 17.3 and refer to wildlife produced in a controlled
environment that is intensively manipulated by man from parents that
mated or otherwise transferred gametes in captivity. Although the 4(d)
rule requires a permit under the Act to ``take'' (including harm and
harass) a scarlet macaw, our regulations at 50 CFR 17.3 establish that
``take'' when applied to captive wildlife does not include generally
accepted animal-husbandry practices; breeding procedures; or provisions
of veterinary care for confining, tranquilizing, or anesthetizing, when
such practices, procedures, or provisions are not likely to result in
injury to the wildlife.
We assessed the conservation needs of the scarlet macaw in light of
the broad protections provided to the species under CITES and the WBCA.
The scarlet macaw is included in Appendix I of CITES, a treaty that
contributes to the conservation of the species by regulating
international trade and ensuring that trade in Appendix-I species is
not detrimental to the survival of the species. The purpose of the WBCA
is to promote the conservation of exotic birds and to ensure that
imports of exotic birds into the United States do not harm them. The
best available data indicate that the current threat of trade of the
scarlet macaw stems mainly from illegal trade that stays within the
domestic markets of Central and South America. Thus, the general
prohibitions on import and export contained in 50 CFR 17.31, which
extend only within the jurisdiction of the United States, would not
regulate such activities. Accordingly, we find that the import and
export requirements of the 4(d) rule provide the necessary and
advisable conservation measures for this species. This 4(d) rule
streamlines the permitting process by deferring to existing laws that
are protective of scarlet macaws in the course of import and export and
not requiring permits under the Act for certain types of activities.
Interstate Commerce
Under the 4(d) rule, a person may deliver, receive, carry,
transport, or ship Ara macao macao and subspecies crosses (A. m. macao
and A. m. cyanoptera) in interstate commerce in the course of a
commercial activity, or sell or offer to sell in interstate commerce A.
m. macao and subspecies crosses without a permit under the Act. At the
same time, the prohibitions on take under 50 CFR 17.21, as presently
extended to threatened species under 50 CFR 17.31, will apply under
this 4(d) rule, and any interstate commerce activities that could
incidentally take A. m. macao and subspecies crosses or otherwise
prohibited acts in foreign commerce will require a permit under 50 CFR
17.32.
We have no information that suggests current interstate commerce
activities are associated with threats to the scarlet macaw or would
negatively affect any efforts aimed at the recovery of wild populations
of the species. Therefore, we are not placing into effect any
prohibitions on interstate commerce of scarlet macaw within the United
States. Because the species will be otherwise protected in the course
of interstate commercial activities under the take provisions and
foreign commerce provisions contained in 50 CFR 17.31 as applied to
this species, and international trade of this species is regulated
under CITES, we find this 4(d) rule contains all the prohibitions and
authorizations necessary and advisable for the conservation of the
scarlet macaw.
Required Determinations
National Environmental Policy Act (42 U.S.C. 4321 et seq.)
We have determined that we do not need to prepare an environmental
assessment, as defined under the authority of the National
Environmental Policy Act of 1969, in connection with regulations
adopted under section 4(a) of the Endangered Species Act. We published
a notice outlining our reasons for this determination in the Federal
Register on October 25, 1983 (48 FR 49244).
References Cited
A complete list of references cited in this rulemaking is available
on the internet at https://www.regulations.gov and upon request from the
U.S. Fish and Wildlife Service, Ecological Services, Branch of
Delisting and Foreign Species (see FOR FURTHER INFORMATION CONTACT).
Authors
The primary authors of this rule are staff members of the Branch of
Delisting and Foreign Species, Ecological Services Program, U.S. Fish
and Wildlife Service.
List of Subjects in 50 CFR Part 17
Endangered and threatened species, Exports, Imports, Reporting and
recordkeeping requirements, Transportation.
Regulation Promulgation
Accordingly, we amend part 17, subchapter B of chapter I, title 50
of the Code of Federal Regulations, as set forth below:
PART 17--ENDANGERED AND THREATENED WILDLIFE AND PLANTS
0
1. The authority citation for part 17 continues to read as follows:
Authority: 16 U.S.C. 1361-1407; 1531-1544; 4201-4245, unless
otherwise noted.
0
2. Amend Sec. 17.11(h) by adding entries for ``Macaw, scarlet'',
``Macaw, scarlet [Northern DPS]'', ``Macaw, scarlet [Southern DPS]'',
and ``Macaw, scarlet [Subspecies crosses]'' in alphabetical order under
BIRDS to the List of Endangered and Threatened Wildlife, to read as
follows:
Sec. 17.11 Endangered and threatened wildlife.
* * * * *
(h) * * *
[[Page 6311]]
----------------------------------------------------------------------------------------------------------------
Listing citations
Common name Scientific name Where listed Status and applicable
rules
----------------------------------------------------------------------------------------------------------------
* * * * * * *
BIRDS
* * * * * * *
Macaw, scarlet................... Ara macao cyanoptera Wherever found..... E 84 FR [insert
Federal Register
page where the
document begins],
2/26/2019.
Macaw, scarlet [Northern DPS].... Ara macao macao..... Colombia (northwest T 84 FR [insert
of the Andes), Federal Register
Costa Rica page where the
(Pacific slope), document begins],
Panama (mainland). 2/26/2019; 50 CFR
17.41(c).\4d\
Macaw, scarlet [Southern DPS].... Ara macao macao..... Bolivia, Brazil, T(S/A) 84 FR [insert
Colombia Federal Register
(southeast of the page where the
Andes), Ecuador, document begins],
French Guiana, 2/26/2019; 50 CFR
Guyana, Peru, 17.41(c).\4d\
Suriname,
Venezuela.
Macaw, scarlet [Subspecies Ara macao macao X Costa Rica, T(S/A) 84 FR [insert
crosses]. Ara macao Nicaragua Federal Register
cyanoptera. (Atlantic slope page where the
border region). document begins],
2/26/2019; 50 CFR
17.41(c).\4d\
* * * * * * *
----------------------------------------------------------------------------------------------------------------
0
3. Amend Sec. 17.41 by revising paragraphs (c) introductory text and
(c)(2)(ii) introductory text and by adding paragraph (c)(2)(ii)(E) to
read as follows:
Sec. 17.41 Special rules--birds.
* * * * *
(c) The following species in the parrot family: Salmon-crested
cockatoo (Cacatua moluccensis), yellow-billed parrot (Amazona
collaria), white cockatoo (Cacatua alba), hyacinth macaw (Anodorhynchus
hyacinthinus), and scarlet macaw (Ara macao macao and scarlet macaw
subspecies crosses (Ara macao macao and Ara macao cyanoptera)).
* * * * *
(2) * * *
(ii) Specimens held in captivity prior to certain dates: You must
provide documentation to demonstrate that the specimen was held in
captivity prior to the dates specified in paragraph (c)(2)(ii)(A), (B),
(C), (D), or (E) of this section. Such documentation may include copies
of receipts, accession or veterinary records, CITES documents, or
wildlife declaration forms, which must be dated prior to the specified
dates.
* * * * *
(E) For scarlet macaws: March 28, 2019 (the date this species was
listed under the Endangered Species Act of 1973, as amended (Act) (16
U.S.C. 1531 et seq.)).
* * * * *
Dated: February 4, 2019.
Margaret E. Everson,
Principal Deputy Director Exercising the Authority of the Director for
the U.S. Fish and Wildlife Service.
[FR Doc. 2019-03165 Filed 2-25-19; 8:45 am]
BILLING CODE P