Swap Execution Facilities and Trade Execution Requirement, 3350 [2019-01668]

Download as PDF 3350 Federal Register / Vol. 84, No. 29 / Tuesday, February 12, 2019 / Proposed Rules COMMODITY FUTURES TRADING COMMISSION 17 CFR Parts 9, 36, 37, 38, 39, and 43 RIN 3038–AE25 Swap Execution Facilities and Trade Execution Requirement Commodity Futures Trading Commission. ACTION: Extension of comment period. AGENCY: The Commodity Futures Trading Commission (‘‘Commission’’) is extending the comment period for a proposed rule regarding swap execution facilities and the trade execution requirement (the ‘‘SEF NPRM’’) that published November 30, 2018 in the Federal Register. DATES: The comment period for the SEF NPRM is extended until March 15, 2019. SUMMARY: You may submit comments, identified by ‘‘Swap Execution Facilities and Trade Execution Requirement’’ and RIN 3038–AE25, by any of the following methods: • The agency’s website: http:// comments.cftc.gov. Follow the instructions for submitting comments. • Mail: Secretary of the Commission, Commodity Futures Trading Commission, Three Lafayette Centre, 1155 21st Street NW, Washington, DC 20581. • Hand Delivery/Courier: Same as Mail above. All comments must be submitted in English, or if not, accompanied by an English translation. Comments will be posted as received to http:// www.cftc.gov. You should submit only information that you wish to make available publicly. If you wish the Commission to consider information that you believe is exempt from disclosure under the Freedom of Information Act, a petition for confidential treatment of the exempt information may be submitted according to the procedures established under 17 CFR 145.9 of the Commission’s regulations.1 The Commission reserves the right, but shall have no obligation, to review, pre-screen, filter, redact, refuse or remove any or all submissions from www.cftc.gov that it may deem to be inappropriate for publication, such as obscene language. All submissions that have been redacted or removed that contain comments on the merits of the rulemaking will be retained in the public comment file and will be ADDRESSES: 1 17 CFR 145.9. VerDate Sep<11>2014 18:15 Feb 11, 2019 considered as required under the Administrative Procedure Act and other applicable laws, and may be accessible under the Freedom of Information Act. FOR FURTHER INFORMATION CONTACT: Nhan Nguyen, Special Counsel, (202) 418–5932, nnguyen@cftc.gov; Roger Smith, Special Counsel, (202) 418–5344, rsmith@cftc.gov; or David Van Wagner, Chief Counsel, (202) 418–5481, dvanwagner@cftc.gov, Division of Market Oversight; Michael Penick, Senior Economist, (202) 418–5279, mpenick@cftc.gov, Office of the Chief Economist, Commodity Futures Trading Commission, Three Lafayette Centre, 1155 21st Street NW, Washington, DC 20581. SUPPLEMENTARY INFORMATION: On November 6, 2018, the Commission approved for publication in the Federal Register the SEF NPRM. The SEF NPRM was published in the Federal Register on November 30, 2018, with a 75-day comment period scheduled to close on February 13, 2019.2 Based on the broad range of topics addressed in the SEF NPRM and the number of questions posed, the Commission has determined to extend the comment period. Accordingly, the comment period for the SEF NPRM is open through March 15, 2019. Issued in Washington, DC, on February 5, 2019, by the Commission. Robert Sidman, Deputy Secretary of the Commission. Note: The following appendix will not appear in the Code of Federal Regulations. Appendix to Swap Execution Facilities and Trade Execution Requirement— Commission Voting Summary On this matter, Chairman Giancarlo, and Commissioners Quintenz, Behnam, Stump, and Berkovitz voted in the affirmative. No Commissioner voted in the negative. [FR Doc. 2019–01668 Filed 2–11–19; 8:45 am] BILLING CODE 6351–01–P COMMODITY FUTURES TRADING COMMISSION 17 CFR Chapter 1 RIN Number 3038–AE79 Post-Trade Name Give-Up on Swap Execution Facilities Commodity Futures Trading Commission. ACTION: Extension of comment period. AGENCY: The Commodity Futures Trading Commission (‘‘Commission’’) is SUMMARY: 2 83 Jkt 247001 PO 00000 FR 61946 (November 30, 2018). Frm 00007 Fmt 4702 Sfmt 4702 extending the comment period for a request for public comment regarding the practice of ‘‘post-trade name giveup’’ on swap execution facilities (the ‘‘Name Give-Up Request for Comment’’) that published November 30, 2018 in the Federal Register. DATES: The comment period for the Name Give-Up Request for Comment is extended until March 15, 2019. ADDRESSES: You may submit comments, identified by ‘‘Post-Trade Name GiveUp on Swap Execution Facilities’’ and RIN 3038–AE79, by any of the following methods: • The agency’s website: http:// comments.cftc.gov. Follow the instructions for submitting comments. • Mail: Secretary of the Commission, Commodity Futures Trading Commission, Three Lafayette Centre, 1155 21st Street NW, Washington, DC 20581. • Hand Delivery/Courier: Same as Mail above. All comments must be submitted in English, or if not, accompanied by an English translation. Comments will be posted as received to www.cftc.gov. You should submit only information that you wish to make available publicly. If you wish the Commission to consider information that you believe is exempt from disclosure under the Freedom of Information Act, a petition for confidential treatment of the exempt information may be submitted according to the procedures established under 17 CFR 145.9. The Commission reserves the right, but shall have no obligation, to review, pre-screen, filter, redact, refuse or remove any or all submissions from http://www.cftc.gov that it may deem to be inappropriate for publication, such as obscene language. All submissions that have been redacted or removed that contain comments on the merits of the rulemaking will be retained in the public comment file and will be considered as required under the Administrative Procedure Act and other applicable laws, and may be accessible under the Freedom of Information Act. FOR FURTHER INFORMATION CONTACT: Aleko Stamoulis, Special Counsel, (202) 418–5714, astamoulis@cftc.gov; or Nhan Nguyen, Special Counsel, (202) 418– 5932, nnguyen@cftc.gov, Division of Market Oversight, Commodity Futures Trading Commission, Three Lafayette Centre, 1155 21st Street NW, Washington, DC 20581. SUPPLEMENTARY INFORMATION: On November 6, 2018, the Commodity Futures Trading Commission (‘‘Commission’’) approved a request for public comment regarding the practice E:\FR\FM\12FEP1.SGM 12FEP1

Agencies

[Federal Register Volume 84, Number 29 (Tuesday, February 12, 2019)]
[Proposed Rules]
[Page 3350]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2019-01668]



[[Page 3350]]

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COMMODITY FUTURES TRADING COMMISSION

17 CFR Parts 9, 36, 37, 38, 39, and 43

RIN 3038-AE25


Swap Execution Facilities and Trade Execution Requirement

AGENCY: Commodity Futures Trading Commission.

ACTION: Extension of comment period.

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SUMMARY: The Commodity Futures Trading Commission (``Commission'') is 
extending the comment period for a proposed rule regarding swap 
execution facilities and the trade execution requirement (the ``SEF 
NPRM'') that published November 30, 2018 in the Federal Register.

DATES: The comment period for the SEF NPRM is extended until March 15, 
2019.

ADDRESSES: You may submit comments, identified by ``Swap Execution 
Facilities and Trade Execution Requirement'' and RIN 3038-AE25, by any 
of the following methods:
     The agency's website: http://comments.cftc.gov. Follow the 
instructions for submitting comments.
     Mail: Secretary of the Commission, Commodity Futures 
Trading Commission, Three Lafayette Centre, 1155 21st Street NW, 
Washington, DC 20581.
     Hand Delivery/Courier: Same as Mail above.
    All comments must be submitted in English, or if not, accompanied 
by an English translation. Comments will be posted as received to 
http://www.cftc.gov. You should submit only information that you wish 
to make available publicly. If you wish the Commission to consider 
information that you believe is exempt from disclosure under the 
Freedom of Information Act, a petition for confidential treatment of 
the exempt information may be submitted according to the procedures 
established under 17 CFR 145.9 of the Commission's regulations.\1\
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    \1\ 17 CFR 145.9.
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    The Commission reserves the right, but shall have no obligation, to 
review, pre-screen, filter, redact, refuse or remove any or all 
submissions from www.cftc.gov that it may deem to be inappropriate for 
publication, such as obscene language. All submissions that have been 
redacted or removed that contain comments on the merits of the 
rulemaking will be retained in the public comment file and will be 
considered as required under the Administrative Procedure Act and other 
applicable laws, and may be accessible under the Freedom of Information 
Act.

FOR FURTHER INFORMATION CONTACT: Nhan Nguyen, Special Counsel, (202) 
418-5932, nnguyen@cftc.gov; Roger Smith, Special Counsel, (202) 418-
5344, rsmith@cftc.gov; or David Van Wagner, Chief Counsel, (202) 418-
5481, dvanwagner@cftc.gov, Division of Market Oversight; Michael 
Penick, Senior Economist, (202) 418-5279, mpenick@cftc.gov, Office of 
the Chief Economist, Commodity Futures Trading Commission, Three 
Lafayette Centre, 1155 21st Street NW, Washington, DC 20581.

SUPPLEMENTARY INFORMATION: On November 6, 2018, the Commission approved 
for publication in the Federal Register the SEF NPRM. The SEF NPRM was 
published in the Federal Register on November 30, 2018, with a 75-day 
comment period scheduled to close on February 13, 2019.\2\ Based on the 
broad range of topics addressed in the SEF NPRM and the number of 
questions posed, the Commission has determined to extend the comment 
period. Accordingly, the comment period for the SEF NPRM is open 
through March 15, 2019.
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    \2\ 83 FR 61946 (November 30, 2018).

    Issued in Washington, DC, on February 5, 2019, by the 
Commission.
Robert Sidman,
Deputy Secretary of the Commission.

    Note: The following appendix will not appear in the Code of 
Federal Regulations.

Appendix to Swap Execution Facilities and Trade Execution Requirement--
Commission Voting Summary

    On this matter, Chairman Giancarlo, and Commissioners Quintenz, 
Behnam, Stump, and Berkovitz voted in the affirmative. No 
Commissioner voted in the negative.

[FR Doc. 2019-01668 Filed 2-11-19; 8:45 am]
 BILLING CODE 6351-01-P