National Emission Standards for Hazardous Air Pollutants: Hydrochloric Acid Production Residual Risk and Technology Review, 1570-1597 [2018-28322]
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Federal Register / Vol. 84, No. 23 / Monday, February 4, 2019 / Proposed Rules
ENVIRONMENTAL PROTECTION
AGENCY
40 CFR Part 63
[EPA–HQ–OAR–2018–0417; FRL–9988–70–
OAR]
RIN 2060–AT74
National Emission Standards for
Hazardous Air Pollutants: Hydrochloric
Acid Production Residual Risk and
Technology Review
Environmental Protection
Agency (EPA).
ACTION: Proposed rule.
AGENCY:
The Environmental Protection
Agency (EPA) is proposing amendments
to the National Emission Standards for
Hazardous Air Pollutants (NESHAP) for
the Hydrochloric Acid (HCl) Production
source category. The proposed action
presents the results of the residual risk
and technology reviews (RTRs)
conducted as required under the Clean
Air Act (CAA). The proposed
amendments address the startup,
shutdown, and malfunction (SSM)
provisions of the rule, add electronic
reporting, and update the reporting and
recordkeeping requirements.
DATES: Comments. Comments must be
received on or before March 21, 2019.
Under the Paperwork Reduction Act
(PRA), comments on the information
collection provisions are best assured of
consideration if the Office of
Management and Budget (OMB)
receives a copy of your comments on or
before March 6, 2019.
Public Hearing. If anyone contacts us
requesting a public hearing on or before
February 11, 2019, we will hold a
hearing. Additional information about
the hearing, if requested, will be
published in a subsequent Federal
Register document and posted at
https://www.epa.gov/stationary-sourcesair-pollution/hydrochloric-acidproduction-national-emissionstandards-hazardous. See
SUPPLEMENTARY INFORMATION for
information on requesting and
registering for a public hearing.
ADDRESSES: Comments. Submit your
comments, identified by Docket ID No.
EPA–HQ–OAR–2018–0417, at https://
www.regulations.gov. Follow the online
instructions for submitting comments.
Once submitted, comments cannot be
edited or removed from Regulations.gov.
See SUPPLEMENTARY INFORMATION for
detail about how the EPA treats
submitted comments. Regulations.gov is
our preferred method of receiving
comments. However, the following
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SUMMARY:
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other submission methods are also
accepted:
• Email: a-and-r-docket@epa.gov.
Include Docket ID No. EPA–HQ–OAR–
2018–0417 in the subject line of the
message.
• Fax: (202) 566–9744. Attention
Docket ID No. EPA–HQ–OAR–2018–
0417.
• Mail: To ship or send mail via the
United States Postal Service, use the
following address: U.S. Environmental
Protection Agency, EPA Docket Center,
Docket ID No. EPA–HQ–OAR–2018–
0417, Mail Code 28221T, 1200
Pennsylvania Avenue NW, Washington,
DC 20460.
• Hand/Courier Delivery: Use the
following Docket Center address if you
are using express mail, commercial
delivery, hand delivery, or courier: EPA
Docket Center, EPA WJC West Building,
Room 3334, 1301 Constitution Avenue
NW, Washington, DC 20004. Delivery
verification signatures will be available
only during regular business hours.
FOR FURTHER INFORMATION CONTACT: For
questions about this proposed action,
contact Nathan Topham, Sector Policies
and Programs Division (Mail Code
D243–02), Office of Air Quality
Planning and Standards, U.S.
Environmental Protection Agency,
Research Triangle Park, North Carolina
27711; telephone number: (919) 541–
0483; fax number: (919) 541–4991; and
email address: topham.nathan@epa.gov.
For specific information regarding the
risk modeling methodology, contact
Terri Hollingsworth, Health and
Environmental Impacts Division (C539–
02), Office of Air Quality Planning and
Standards, U.S. Environmental
Protection Agency, Research Triangle
Park, North Carolina 27711; telephone
number: (919) 541–2076; fax number:
(919) 541–0840; and email address:
hollingsworth.terri@epa.gov. For
information about the applicability of
the NESHAP to a particular entity,
contact Marcia Mia, Office of
Enforcement and Compliance
Assurance, U.S. Environmental
Protection Agency, EPA WJC South
Building (Mail Code 2227A), 1200
Pennsylvania Avenue NW, Washington,
DC 20460; telephone number: (202)
564–7042; and email address:
mia.marcia@epa.gov.
SUPPLEMENTARY INFORMATION:
Public hearing. Please contact Adrian
Gates at (919) 541–4860 or by email at
gates.adrian@epa.gov to request a
public hearing, to register to speak at the
public hearing, or to inquire as to
whether a public hearing will be held.
Docket. The EPA has established a
docket for this rulemaking under Docket
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ID No. EPA–HQ–OAR–2018–0417. All
documents in the docket are listed in
Regulations.gov. Although listed, some
information is not publicly available,
e.g., confidential business information
(CBI) or other information whose
disclosure is restricted by statute.
Certain other material, such as
copyrighted material, is not placed on
the internet and will be publicly
available only in hard copy. Publicly
available docket materials are available
either electronically in Regulations.gov
or in hard copy at the EPA Docket
Center, Room 3334, EPA WJC West
Building, 1301 Constitution Avenue
NW, Washington, DC. The Public
Reading Room is open from 8:30 a.m. to
4:30 p.m., Monday through Friday,
excluding legal holidays. The telephone
number for the Public Reading Room is
(202) 566–1744, and the telephone
number for the EPA Docket Center is
(202) 566–1742.
Instructions. Direct your comments to
Docket ID No. EPA–HQ–OAR–2018–
0417. The EPA’s policy is that all
comments received will be included in
the public docket without change and
may be made available online at https://
www.regulations.gov, including any
personal information provided, unless
the comment includes information
claimed to be CBI or other information
whose disclosure is restricted by statute.
Do not submit information that you
consider to be CBI or otherwise
protected through https://
www.regulations.gov or email. This type
of information should be submitted by
mail as discussed below.
The EPA may publish any comment
received to its public docket.
Multimedia submissions (audio, video,
etc.) must be accompanied by a written
comment. The written comment is
considered the official comment and
should include discussion of all points
you wish to make. The EPA will
generally not consider comments or
comment contents located outside of the
primary submission (i.e., on the Web,
cloud, or other file sharing system). For
additional submission methods, the full
EPA public comment policy,
information about CBI or multimedia
submissions, and general guidance on
making effective comments, please visit
https://www2.epa.gov/dockets/
commenting-epa-dockets.
The https://www.regulations.gov
website allows you to submit your
comment anonymously, which means
the EPA will not know your identity or
contact information unless you provide
it in the body of your comment. If you
send an email comment directly to the
EPA without going through https://
www.regulations.gov, your email
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address will be automatically captured
and included as part of the comment
that is placed in the public docket and
made available on the internet. If you
submit an electronic comment, the EPA
recommends that you include your
name and other contact information in
the body of your comment and with any
digital storage media you submit. If the
EPA cannot read your comment due to
technical difficulties and cannot contact
you for clarification, the EPA may not
be able to consider your comment.
Electronic files should not include
special characters or any form of
encryption and be free of any defects or
viruses. For additional information
about the EPA’s public docket, visit the
EPA Docket Center homepage at https://
www.epa.gov/dockets.
Submitting CBI. Do not submit
information containing CBI to the EPA
through https://www.regulations.gov or
email. Clearly mark the part or all of the
information that you claim to be CBI.
For CBI information on any digital
storage media that you mail to the EPA,
mark the outside of the digital storage
media as CBI and then identify
electronically within the digital storage
media the specific information that is
claimed as CBI. In addition to one
complete version of the comments that
includes information claimed as CBI,
you must submit a copy of the
comments that does not contain the
information claimed as CBI directly to
the public docket through the
procedures outlined in Instructions
above. If you submit any digital storage
media that does not contain CBI, mark
the outside of the digital storage media
clearly that it does not contain CBI.
Information not marked as CBI will be
included in the public docket and the
EPA’s electronic public docket without
prior notice. Information marked as CBI
will not be disclosed except in
accordance with procedures set forth in
40 Code of Federal Regulations (CFR)
part 2. Send or deliver information
identified as CBI only to the following
address: OAQPS Document Control
Officer (C404–02), OAQPS, U.S.
Environmental Protection Agency,
Research Triangle Park, North Carolina
27711, Attention Docket ID No. EPA–
HQ–OAR–2018–0417.
Preamble Acronyms and
Abbreviations. We use multiple
acronyms and terms in this preamble.
While this list may not be exhaustive, to
ease the reading of this preamble and for
reference purposes, the EPA defines the
following terms and acronyms here:
AEGL acute exposure guideline level
AERMOD air dispersion model used by the
HEM–3 model
CAA Clean Air Act
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CalEPA California EPA
CBI Confidential Business Information
CFR Code of Federal Regulations
Cl2 chlorine
EPA Environmental Protection Agency
ERPG Emergency Response Planning
Guideline
ERT Electronic Reporting Tool
HAP hazardous air pollutant(s)
HCl hydrochloric acid
HEM–3 Human Exposure Model, Version
1.1.0
HF hydrogen fluoride
HI hazard index
HQ hazard quotient
IRIS Integrated Risk Information System
km kilometer
MACT maximum achievable control
technology
mg/m3 milligrams per cubic meter
MIR maximum individual risk
NAAQS National Ambient Air Quality
Standards
NAICS North American Industry
Classification System
NESHAP national emission standards for
hazardous air pollutants
NTTAA National Technology Transfer and
Advancement Act
OAQPS Office of Air Quality Planning and
Standards
OECA Office of Enforcement and
Compliance Assurance
OMB Office of Management and Budget
PB–HAP hazardous air pollutants known to
be persistent and bio-accumulative in the
environment
POM polycyclic organic matter
REL reference exposure level
RFA Regulatory Flexibility Act
RfC reference concentration
RfD reference dose
RTR residual risk and technology review
SAB Science Advisory Board
SSM startup, shutdown, and malfunction
TOSHI target organ-specific hazard index
tpy tons per year
TRIM.FaTE Total Risk Integrated
Methodology: Fate, Transport, and
Ecological Exposure model
UF uncertainty factor
UMRA Unfunded Mandates Reform Act
URE unit risk estimate
Organization of this Document. The
information in this preamble is
organized as follows:
I. General Information
A. Does this action apply to me?
B. Where can I get a copy of this document
and other related information?
II. Background
A. What is the statutory authority for this
action?
B. What is this source category and how
does the current NESHAP regulate its
HAP emissions?
C. What data collection activities were
conducted to support this action?
D. What other relevant background
information and data are available?
III. Analytical Procedures and DecisionMaking
A. How do we consider risk in our
decision-making?
B. How do we perform the technology
review?
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C. How do we estimate post-MACT risk
posed by the source category?
IV. Analytical Results and Proposed
Decisions
A. What are the results of the risk
assessment and analyses?
B. What are our proposed decisions
regarding risk acceptability, ample
margin of safety, and adverse
environmental effect?
C. What are the results and proposed
decisions based on our technology
review?
D. What other actions are we proposing?
E. What compliance dates are we
proposing?
V. Summary of Cost, Environmental, and
Economic Impacts
A. What are the affected sources?
B. What are the air quality impacts?
C. What are the cost impacts?
D. What are the economic impacts?
E. What are the benefits?
VI. Request for Comments
VII. Submitting Data Corrections
VIII. Statutory and Executive Order Reviews
A. Executive Order 12866: Regulatory
Planning and Review and Executive
Order 13563: Improving Regulation and
Regulatory Review
B. Executive Order 13771: Reducing
Regulation and Controlling Regulatory
Costs
C. Paperwork Reduction Act (PRA)
D. Regulatory Flexibility Act (RFA)
E. Unfunded Mandates Reform Act
(UMRA)
F. Executive Order 13132: Federalism
G. Executive Order 13175: Consultation
and Coordination With Indian Tribal
Governments
H. Executive Order 13045: Protection of
Children From Environmental Health
Risks and Safety Risks
I. Executive Order 13211: Actions
Concerning Regulations That
Significantly Affect Energy Supply,
Distribution, or Use
J. National Technology Transfer and
Advancement Act (NTTAA)
K. Executive Order 12898: Federal Actions
To Address Environmental Justice in
Minority Populations and Low-Income
Populations
I. General Information
A. Does this action apply to me?
Table 1 of this preamble lists the
NESHAP and associated regulated
industrial source categories that are the
subject of this proposal. Table 1 is not
intended to be exhaustive, but rather
provides a guide for readers regarding
the entities that this proposed action is
likely to affect. The proposed standards,
once promulgated, will be directly
applicable to the affected sources.
Federal, state, local, and tribal
government entities will not be affected
by this proposed action. As defined in
the Initial List of Categories of Sources
Under Section 112(c)(1) of the Clean Air
Act Amendments of 1990 (see 57 FR
31576, July 16, 1992) and
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Documentation for Developing the
Initial Source Category List (see EPA–
450/3–91–030), the HCl Production
source category includes any facility
engaged in the production of HCl. The
category includes, but is not limited to,
production of hydrochloric acid via any
of the following methods: (1) Production
of HCl as a by-product in the
manufacture of organic chemicals; (2)
direct reaction of salts and sulfuric acid
(Mannheim process); (3) reaction of a
salt, sulfur dioxide, oxygen, and water
(Hargreaves process); or (4) burning
chlorine (Cl2) in the presence of
hydrogen gas. On September 18, 2001
(66 FR 48174), the Fume Silica
Production source category was
combined with the HCl Production
source category. The Fume Silica
Production source category is any
facility engaged in the production of
fume silica. Fume silica is a fine white
powder used as a thickener, thixotropic,
or reinforcing agent in inks, resins,
rubber, paints, and cosmetics. The
category includes the production of
fume silica by the combustion of silicon
tetrachloride in hydrogen-oxygen
furnaces.
TABLE 1—NESHAP AND INDUSTRIAL SOURCE CATEGORIES AFFECTED BY THIS PROPOSED ACTION
Source category
NESHAP
HCl production and fume silica production ..........................................................................................
HCl ....................................
1 North
325180
American Industry Classification System.
B. Where can I get a copy of this
document and other related
information?
In addition to being available in the
docket, an electronic copy of this action
is available on the internet. Following
signature by the EPA Administrator, the
EPA will post a copy of this proposed
action at https://www.epa.gov/
hydrochloric-acid-production-nationalemission-standards-hazardous.
Following publication in the Federal
Register, the EPA will post the Federal
Register version of the proposal and key
technical documents at this same
website. Information on the overall
residual RTR program is available at
https://www3.epa.gov/ttn/atw/rrisk/
rtrpg.html.
A redline version of the regulatory
language that incorporates the proposed
changes in this action is available in the
docket for this action (Docket ID No.
EPA–HQ–OAR–2018–0417).
II. Background
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A. What is the statutory authority for
this action?
The statutory authority for this action
is provided by sections 112 and 301 of
the CAA, as amended (42 U.S.C. 7401 et
seq.). Section 112 of the CAA
establishes a two-stage regulatory
process to develop standards for
emissions of hazardous air pollutants
(HAP) from stationary sources.
Generally, the first stage involves
establishing technology-based standards
and the second stage involves
evaluating those standards that are
based on maximum achievable control
technology (MACT) to determine
whether additional standards are
needed to address any remaining risk
associated with HAP emissions. This
second stage is commonly referred to as
the ‘‘residual risk review.’’ In addition
to the residual risk review, the CAA also
requires the EPA to review standards set
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under CAA section 112 every 8 years to
determine if there are ‘‘developments in
practices, processes, or control
technologies’’ that may be appropriate
to incorporate into the standards. This
review is commonly referred to as the
‘‘technology review.’’ When the two
reviews are combined into a single
rulemaking, it is commonly referred to
as the ‘‘risk and technology review.’’
The discussion that follows identifies
the most relevant statutory sections and
briefly explains the contours of the
methodology used to implement these
statutory requirements. A more
comprehensive discussion appears in
the document titled CAA Section 112
Risk and Technology Reviews: Statutory
Authority and Methodology in the
docket for this rulemaking.
In the first stage of the CAA section
112 standard setting process, the EPA
promulgates technology-based standards
under CAA section 112(d) for categories
of sources identified as emitting one or
more of the HAP listed in CAA section
112(b). Sources of HAP emissions are
either major sources or area sources, and
CAA section 112 establishes different
requirements for major source standards
and area source standards. ‘‘Major
sources’’ are those that emit or have the
potential to emit 10 tons per year (tpy)
or more of a single HAP or 25 tpy or
more of any combination of HAP. All
other sources are ‘‘area sources.’’ For
major sources, CAA section 112(d)(2)
provides that the technology-based
NESHAP must reflect the maximum
degree of emission reductions of HAP
achievable (after considering cost,
energy requirements, and non-air
quality health and environmental
impacts). These standards are
commonly referred to as MACT
standards. CAA section 112(d)(3) also
establishes a minimum control level for
MACT standards, known as the MACT
‘‘floor.’’ The EPA must also consider
control options that are more stringent
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than the floor. Standards more stringent
than the floor are commonly referred to
as beyond-the-floor standards. In certain
instances, as provided in CAA section
112(h), the EPA may set work practice
standards where it is not feasible to
prescribe or enforce a numerical
emission standard. For area sources,
CAA section 112(d)(5) gives the EPA
discretion to set standards based on
generally available control technologies
or management practices (GACT
standards) in lieu of MACT standards.
The second stage in standard-setting
focuses on identifying and addressing
any remaining (i.e., ‘‘residual’’) risk
according to CAA section 112(f). For
source categories subject to MACT
standards, section 112(f)(2) of the CAA
requires the EPA to determine whether
promulgation of additional standards is
needed to provide an ample margin of
safety to protect public health or to
prevent an adverse environmental
effect. Section 112(d)(5) of the CAA
provides that this residual risk review is
not required for categories of area
sources subject to GACT standards.
Section 112(f)(2)(B) of the CAA further
expressly preserves the EPA’s use of the
two-step approach for developing
standards to address any residual risk
and the Agency’s interpretation of
‘‘ample margin of safety’’ developed in
the National Emissions Standards for
Hazardous Air Pollutants: Benzene
Emissions from Maleic Anhydride
Plants, Ethylbenzene/Styrene Plants,
Benzene Storage Vessels, Benzene
Equipment Leaks, and Coke By-Product
Recovery Plants (Benzene NESHAP) (54
FR 38044, September 14, 1989). The
EPA notified Congress in the Risk
Report that the Agency intended to use
the Benzene NESHAP approach in
making CAA section 112(f) residual risk
determinations (EPA–453/R–99–001, p.
ES–11). The EPA subsequently adopted
this approach in its residual risk
determinations and the United States
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Court of Appeals for the District of
Columbia Circuit (the Court) upheld the
EPA’s interpretation that CAA section
112(f)(2) incorporates the approach
established in the Benzene NESHAP.
See NRDC v. EPA, 529 F.3d 1077, 1083
(D.C. Cir. 2008).
The approach incorporated into the
CAA and used by the EPA to evaluate
residual risk and to develop standards
under CAA section 112(f)(2) is a twostep approach. In the first step, the EPA
determines whether risks are acceptable.
This determination ‘‘considers all health
information, including risk estimation
uncertainty, and includes a presumptive
limit on maximum individual lifetime
[cancer] risk (MIR) 1 of approximately 1
in 10 thousand.’’ 54 FR 38045,
September 14, 1989. If risks are
unacceptable, the EPA must determine
the emissions standards necessary to
reduce risk to an acceptable level
without considering costs. In the second
step of the approach, the EPA considers
whether the emissions standards
provide an ample margin of safety to
protect public health ‘‘in consideration
of all health information, including the
number of persons at risk levels higher
than approximately 1 in 1 million, as
well as other relevant factors, including
costs and economic impacts,
technological feasibility, and other
factors relevant to each particular
decision.’’ Id. The EPA must promulgate
emission standards necessary to provide
an ample margin of safety to protect
public health. After conducting the
ample margin of safety analysis, we
consider whether a more stringent
standard is necessary to prevent, taking
into consideration costs, energy, safety,
and other relevant factors, an adverse
environmental effect.
CAA section 112(d)(6) separately
requires the EPA to review standards
promulgated under CAA section 112
and revise them ‘‘as necessary (taking
into account developments in practices,
processes, and control technologies)’’ no
less often than every 8 years. In
conducting this review, which we call
the ‘‘technology review,’’ the EPA is not
required to recalculate the MACT floor.
Natural Resources Defense Council
(NRDC) v. EPA, 529 F.3d 1077, 1084
(D.C. Cir. 2008). Association of Battery
Recyclers, Inc. v. EPA, 716 F.3d 667
(D.C. Cir. 2013). The EPA may consider
cost in deciding whether to revise the
standards pursuant to CAA section
112(d)(6).
B. What is this source category and how
does the current NESHAP regulate its
HAP emissions?
As described in section I.A of this
preamble, the HCl Production source
category includes facilities that are
engaged in the production of HCl. In the
initial list of source categories, Fume
Silica Production was listed as a distinct
source category. While developing the
NESHAP for HCl Production, the EPA
determined that HAP emissions from
fume silica production were attributable
to HCl production at these facilities.
Therefore, during the proposal and
promulgation of the NESHAP for HCl
Production, the Fume Silica Production
source category was subsumed into the
HCl Production source category and the
resulting HCl Production source
category now includes HCl production
at fume silica production facilities as
well as other facilities producing HCl
that were previously included in the
source category.
The HCl Production NESHAP covers
sources located at major sources of HAP
emissions. HCl production facilities are
typically co-located at plant sites that
include various other chemical
manufacturing processes such as
pesticide or organic chemical
manufacturing. The HCl production
facility is the basic unit defined in the
NESHAP. Specifically, the rule defines
an HCl production facility as the
collection of unit operations and
equipment associated with the
production of liquid HCl product of 30
weight percent or greater. The
production of liquid HCl product occurs
through the absorption of gaseous HCl
into either water or an aqueous HCl
solution. The HCl production facility
includes HCl storage tanks (as defined
in 40 CFR 63.9075), HCl transfer
operations that load the HCl product
into a tank truck, rail car, ship, or barge,
and equipment leaks. A plant site could
have several separate and distinct HCl
production facilities. The affected
source includes all HCl production
facilities at the same site.
An HCl production facility begins at
the point where a gaseous stream
containing HCl 2 enters an absorber and
ends at the point where the liquid HCl
product is loaded into a tank truck, rail
car, ship, or barge, at the point the HCl
product enters another process on the
plant site, or at the point the HCl
product leaves the plant site via
pipeline. The gaseous stream leaving the
1 Although defined as ‘‘maximum individual
risk,’’ MIR refers only to cancer risk. MIR, one
metric for assessing cancer risk, is the estimated
risk if an individual were exposed to the maximum
level of a pollutant for a lifetime.
2 For purposes of the HCl Production NESHAP,
how the gaseous HCl is produced does not affect
applicability of the rule to the source. The source
category only addresses the production of liquid
HCl.
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absorption column contains HCl that
was not absorbed into the liquid in the
tower and any Cl2 present in the inlet
stream. If the outlet stream is directly
discharged to the atmosphere or if it is
routed through other control devices
before being discharged to the
atmosphere, it is considered an HCl
process vent from an HCl production
facility. If the outlet stream is routed (or
recycled) to another process, it is not
regulated under the HCl Production
NESHAP, but could be regulated under
a separate NESHAP related to the
process to which it is routed. For
example, if an HCl process vent
emission stream is routed to a
hazardous waste combustor regulated
under 40 CFR part 63, subpart EEE, as
supplemental combustion air, that
process vent stream is subject to 40 CFR
part 63, subpart EEE rather than the HCl
Production NESHAP.
C. What data collection activities were
conducted to support this action?
The EPA used a variety of resources
to obtain data about facilities and their
emissions for use in our risk assessment.
We used the EPA’s Enforcement and
Compliance History Online (ECHO)
database to develop a list of potentially
subject facilities. Using this list, we
searched state environmental agency
websites and correspondence with
industry to obtain copies of title V
permits to confirm whether facilities
have HCl production subject to the
NESHAP. Once the facility list was
finalized, the EPA used the 2014
National Emissions Inventory (NEI) to
get emissions data for each facility. We
compared the NEI data to title V permits
to provide additional information
regarding the applicability of the HCl
Production NESHAP. There were some
instances in which sources listed in title
V permits did not include HAP
emissions in the NEI. As discussed in
the memorandum titled HCl RTR
Modeling File Data Source
Documentation, which is available in
the docket for this action, these gaps
were filled using average data from
other emission points for which data
were available. Further discussion of the
methodology used to develop the
emissions dataset for the risk
assessment can be found in the
memorandum titled HCl RTR Modeling
File Data Source Documentation, which
is available in the docket for this action.
Industry representatives provided data
corrections where facility ownership or
emission point parameters from the NEI
were incorrect.
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D. What other relevant background
information and data are available?
We used information from the
Reasonably Available Control
Technology (RACT), Best Available
Control Technology (BACT), and Lowest
Achievable Emission Rate (LAER)
Clearinghouse (RBLC) database,
reviewed title V permits for each HCl
production facility, and reviewed
regulatory actions related to emissions
controls at similar sources that could be
applicable to HCl production. We
reviewed the RBLC to identify potential
additional control technologies. No
additional control technologies
applicable to HCl production were
found using the RBLC. Additional
information related to the original
promulgation and subsequent
amendments of the NESHAP is available
in Docket ID No. EPA–HQ–OAR–2002–
0057.
III. Analytical Procedures and
Decision-Making
In this section, we describe the
analyses performed to support the
proposed decisions for the RTR and
other issues addressed in this proposal.
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A. How do we consider risk in our
decision-making?
As discussed in section II.A of this
preamble and in the Benzene NESHAP,
in evaluating and developing standards
under CAA section 112(f)(2), we apply
a two-step approach to determine
whether or not risks are acceptable and
to determine if the standards provide an
ample margin of safety to protect public
health. As explained in the Benzene
NESHAP, ‘‘the first step judgment on
acceptability cannot be reduced to any
single factor’’ and, thus, ‘‘[t]he
Administrator believes that the
acceptability of risk under section 112 is
best judged on the basis of a broad set
of health risk measures and
information.’’ 54 FR 38046, September
14, 1989. Similarly, with regard to the
ample margin of safety determination,
‘‘the Agency again considers all of the
health risk and other health information
considered in the first step. Beyond that
information, additional factors relating
to the appropriate level of control will
also be considered, including cost and
economic impacts of controls,
technological feasibility, uncertainties,
and any other relevant factors.’’ Id.
The Benzene NESHAP approach
provides flexibility regarding factors the
EPA may consider in making
determinations and how the EPA may
weigh those factors for each source
category. The EPA conducts a risk
assessment that provides estimates of
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the MIR posed by the HAP emissions
from each source in the source category,
the hazard index (HI) for chronic
exposures to HAP with the potential to
cause noncancer health effects, and the
hazard quotient (HQ) for acute
exposures to HAP with the potential to
cause noncancer health effects.3 The
assessment also provides estimates of
the distribution of cancer risk within the
exposed populations, cancer incidence,
and an evaluation of the potential for an
adverse environmental effect. The scope
of the EPA’s risk analysis is consistent
with the EPA’s response to comments
on our policy under the Benzene
NESHAP where the EPA explained that:
[t]he policy chosen by the Administrator
permits consideration of multiple measures
of health risk. Not only can the MIR figure
be considered, but also incidence, the
presence of non-cancer health effects, and the
uncertainties of the risk estimates. In this
way, the effect on the most exposed
individuals can be reviewed as well as the
impact on the general public. These factors
can then be weighed in each individual case.
This approach complies with the Vinyl
Chloride mandate that the Administrator
ascertain an acceptable level of risk to the
public by employing his expertise to assess
available data. It also complies with the
Congressional intent behind the CAA, which
did not exclude the use of any particular
measure of public health risk from the EPA’s
consideration with respect to CAA section
112 regulations, and thereby implicitly
permits consideration of any and all
measures of health risk which the
Administrator, in his judgment, believes are
appropriate to determining what will ‘protect
the public health’.
See 54 FR 38057, September 14, 1989.
Thus, the level of the MIR is only one
factor to be weighed in determining
acceptability of risk. The Benzene
NESHAP explained that ‘‘an MIR of
approximately one in 10 thousand
should ordinarily be the upper end of
the range of acceptability. As risks
increase above this benchmark, they
become presumptively less acceptable
under CAA section 112, and would be
weighed with the other health risk
measures and information in making an
overall judgment on acceptability. Or,
the Agency may find, in a particular
case, that a risk that includes MIR less
than the presumptively acceptable level
is unacceptable in the light of other
health risk factors.’’ Id. at 38045.
Similarly, with regard to the ample
margin of safety analysis, the EPA stated
3 The MIR is defined as the cancer risk associated
with a lifetime of exposure at the highest
concentration of HAP where people are likely to
live. The HQ is the ratio of the potential exposure
to the HAP to the level at or below which no
adverse chronic noncancer effects are expected; the
HI is the sum of HQs for HAP that affect the same
target organ or organ system.
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in the Benzene NESHAP that: ‘‘EPA
believes the relative weight of the many
factors that can be considered in
selecting an ample margin of safety can
only be determined for each specific
source category. This occurs mainly
because technological and economic
factors (along with the health-related
factors) vary from source category to
source category.’’ Id. at 38061. We also
consider the uncertainties associated
with the various risk analyses, as
discussed earlier in this preamble, in
our determinations of acceptability and
ample margin of safety.
The EPA notes that it has not
considered certain health information to
date in making residual risk
determinations. At this time, we do not
attempt to quantify the HAP risk that
may be associated with emissions from
other facilities that do not include the
source category under review, mobile
source emissions, natural source
emissions, persistent environmental
pollution, or atmospheric
transformation in the vicinity of the
sources in the category.
The EPA understands the potential
importance of considering an
individual’s total exposure to HAP in
addition to considering exposure to
HAP emissions from the source category
and facility. We recognize that such
consideration may be particularly
important when assessing noncancer
risk, where pollutant-specific exposure
health reference levels (e.g., reference
concentrations (RfCs)) are based on the
assumption that thresholds exist for
adverse health effects. For example, the
EPA recognizes that, although exposures
attributable to emissions from a source
category or facility alone may not
indicate the potential for increased risk
of adverse noncancer health effects in a
population, the exposures resulting
from emissions from the facility in
combination with emissions from all of
the other sources (e.g., other facilities) to
which an individual is exposed may be
sufficient to result in increased risk of
adverse noncancer health effects. In
May 2010, the Science Advisory Board
(SAB) advised the EPA ‘‘that RTR
assessments will be most useful to
decision makers and communities if
results are presented in the broader
context of aggregate and cumulative
risks, including background
concentrations and contributions from
other sources in the area.’’ 4
In response to the SAB
recommendations, the EPA incorporates
4 Recommendations of the SAB RTR Panel are
provided in their report, which is available at:
https://yosemite.epa.gov/sab/sabproduct.nsf/
4AB3966E263D943A8525771F00668381/$File/EPASAB-10-007-unsigned.pdf.
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cumulative risk analyses into its RTR
risk assessments, including those
reflected in this proposal. The Agency
(1) conducts facility-wide assessments,
which include source category emission
points, as well as other emission points
within the facilities; (2) combines
exposures from multiple sources in the
same category that could affect the same
individuals; and (3) for some persistent
and bioaccumulative pollutants,
analyzes the ingestion route of
exposure. In addition, the RTR risk
assessments consider aggregate cancer
risk from all carcinogens and aggregated
noncancer HQs for all noncarcinogens
affecting the same target organ or target
organ system.
Although we are interested in placing
source category and facility-wide HAP
risk in the context of total HAP risk
from all sources combined in the
vicinity of each source, we are
concerned about the uncertainties of
doing so. Estimates of total HAP risk
from emission sources other than those
that we have studied in depth during
this RTR review would have
significantly greater associated
uncertainties than the source category or
facility-wide estimates. Such aggregate
or cumulative assessments would
compound those uncertainties, making
the assessments too unreliable.
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B. How do we perform the technology
review?
Our technology review focuses on the
identification and evaluation of
developments in practices, processes,
and control technologies that have
occurred since the MACT standards
were promulgated. Where we identify
such developments, we analyze their
technical feasibility, estimated costs,
energy implications, and non-air
environmental impacts. We also
consider the emission reductions
associated with applying each
development. This analysis informs our
decision of whether it is ‘‘necessary’’ to
revise the emissions standards. In
addition, we consider the
appropriateness of applying controls to
new sources versus retrofitting existing
sources. For this exercise, we consider
any of the following to be a
‘‘development’’:
• Any add-on control technology or
other equipment that was not identified
and considered during development of
the original MACT standards;
• Any improvements in add-on
control technology or other equipment
(that were identified and considered
during development of the original
MACT standards) that could result in
additional emissions reduction;
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• Any work practice or operational
procedure that was not identified or
considered during development of the
original MACT standards;
• Any process change or pollution
prevention alternative that could be
broadly applied to the industry and that
was not identified or considered during
development of the original MACT
standards; and
• Any significant changes in the cost
(including cost effectiveness) of
applying controls (including controls
the EPA considered during the
development of the original MACT
standards).
In addition to reviewing the practices,
processes, and control technologies that
were considered at the time we
originally developed the NESHAP, we
review a variety of data sources in our
investigation of potential practices,
processes, or controls to consider. See
sections II.C and II.D of this preamble
for information on the specific data
sources that were reviewed as part of
the technology review.
C. How do we estimate post-MACT risk
posed by the source category?
In this section, we provide a complete
description of the types of analyses that
we generally perform during the risk
assessment process. In some cases, we
do not perform a specific analysis
because it is not relevant. For example,
in the absence of emissions of HAP
known to be persistent and
bioaccumulative in the environment
(PB–HAP), we would not perform a
multipathway exposure assessment.
Where we do not perform an analysis,
we state that we do not and provide the
reason. While we present all of our risk
assessment methods, we only present
risk assessment results for the analyses
actually conducted (see section IV.B of
this preamble).
The EPA conducts a risk assessment
that provides estimates of the MIR for
cancer posed by the HAP emissions
from each source in the source category,
the HI for chronic exposures to HAP
with the potential to cause noncancer
health effects, and the HQ for acute
exposures to HAP with the potential to
cause noncancer health effects. The
assessment also provides estimates of
the distribution of cancer risk within the
exposed populations, cancer incidence,
and an evaluation of the potential for an
adverse environmental effect. The seven
sections that follow this paragraph
describe how we estimated emissions
and conducted the risk assessment. The
docket for this rulemaking contains the
following document which provides
more information on the risk assessment
inputs and models: Residual Risk
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Assessment for the Hydrochloric Acid
Production Source Category in Support
of the 2018 Risk and Technology Review
Proposed Rule. The methods used to
assess risk (as described in the seven
primary steps below) are consistent with
those described by the EPA in the
document reviewed by a panel of the
EPA’s SAB in 2009,5 and described in
the SAB review report issued in 2010.
They are also consistent with the key
recommendations contained in that
report.
1. How did we estimate actual
emissions and identify the emissions
release characteristics?
As discussed in the memorandum
titled, HCl RTR Modeling File Data
Source Documentation, emissions data
for sources subject to the HCl
Production NESHAP were gathered
primarily from the 2014 NEI. We
compared the NEI data for each facility
to title V permits to determine which
emission points listed in the NEI are
subject to the HCl Production NESHAP
and made corrections when data were
missing from the NEI or appeared to be
incorrect. For example, if the flow rate
for an emission point was missing, we
calculated this release characteristic
using the stack velocity and crosssectional area of the stack. Each
correction we made is discussed in the
memorandum and supporting
documents, available in the docket for
this action. Industry provided a few
corrections of facility ownership and
emission point parameters, which are
also available in the docket for this
action.
2. How did we estimate MACTallowable emissions?
The available emissions data in the
RTR emissions dataset include estimates
of the mass of HAP emitted during a
specified annual timeperiod. These
‘‘actual’’ emission levels are often lower
than the emission levels allowed under
the requirements of the current MACT
standards. The emissions allowed under
the MACT standards are referred to as
the ‘‘MACT-allowable’’ emissions. We
discussed the consideration of both
MACT-allowable and actual emissions
in the final Coke Oven Batteries RTR (70
FR 19998–19999, April 15, 2005) and in
the proposed and final Hazardous
Organic NESHAP RTR (71 FR 34428,
June 14, 2006, and 71 FR 76609,
5 U.S. EPA. Risk and Technology Review (RTR)
Risk Assessment Methodologies: For Review by the
EPA’s Science Advisory Board with Case Studies—
MACT I Petroleum Refining Sources and Portland
Cement Manufacturing, June 2009. EPA–452/R–09–
006. https://www3.epa.gov/airtoxics/rrisk/
rtrpg.html.
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December 21, 2006, respectively). In
those actions, we noted that assessing
the risk at the MACT-allowable level is
inherently reasonable since that risk
reflects the maximum level facilities
could emit and still comply with
national emission standards. We also
explained that it is reasonable to
consider actual emissions, where such
data are available, in both steps of the
risk analysis, in accordance with the
Benzene NESHAP approach (54 FR
38044, September 14, 1989).
We were unable to use the NEI data
to calculate allowable emissions based
on the concentration-based standard.
We attempted to calculate allowable
emission rates using the flow rates in
the NEI and the concentration based
standards for HCl and Cl2. For a number
of sources, the calculated allowable
emission values were substantially
lower than actual emissions. This
discrepancy could be due to incorrect
flow rates in the NEI, conservatively
high estimates of actual emissions, or
actual emission estimates including HCl
and Cl2 emissions from sources not
subject to the HCl NESHAP. We
determined these estimates of allowable
emission rates would not be
appropriate. Instead, we estimated
allowable emission rates by applying a
factor of ten to actual emissions for
process vents, material storage and
loading, and storage tanks. Based on our
engineering judgement, this factor of ten
provides a very conservative estimate of
allowable emission rates. Indeed,
correspondence with industry suggests
the allowable emission rates estimated
using this method may be higher than
facility-wide permitted emission rates
for some facilities. Facilities typically
operate below the level of the standard
to provide a buffer between actual
emission levels and the level of the
standard. While we were not able to
calculate the exact magnitude of this
buffer for this source category, we
believe that using a multiplier of 10
ensures we are not underestimating
allowable emission rates. For more
detail about the MACT-allowable
emission levels, see the memorandum,
HCl RTR Modeling File Data Source
Documentation, which is available in
the docket for this action. The standard
for equipment leaks requires facilities to
operate a leak detection and repair
(LDAR) program. Consistent with other
source categories with LDAR standards,
we estimated that allowable emissions
for equipment leaks are equal to actual
emissions, since both actual and
allowable emissions reflect the use of an
LDAR program. Our estimates of actual
and allowable emissions are further
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discussed in the memorandum titled
HCl RTR Modeling File Data Source
Documentation.
3. How do we conduct dispersion
modeling, determine inhalation
exposures, and estimate individual and
population inhalation risk?
Both long-term and short-term
inhalation exposure concentrations and
health risk from the source category
addressed in this proposal were
estimated using the Human Exposure
Model (HEM–3).6 The HEM–3 performs
three primary risk assessment activities:
(1) Conducting dispersion modeling to
estimate the concentrations of HAP in
ambient air, (2) estimating long-term
and short-term inhalation exposures to
individuals residing within 50
kilometers (km) of the modeled sources,
and (3) estimating individual and
population-level inhalation risk using
the exposure estimates and quantitative
dose-response information.
a. Dispersion Modeling
The air dispersion model AERMOD,
used by the HEM–3 model, is one of the
EPA’s preferred models for assessing air
pollutant concentrations from industrial
facilities.7 To perform the dispersion
modeling and to develop the
preliminary risk estimates, HEM–3
draws on three data libraries. The first
is a library of meteorological data,
which is used for dispersion
calculations. This library includes 1
year (2016) of hourly surface and upper
air observations from 824
meteorological stations, selected to
provide coverage of the United States
and Puerto Rico. A second library of
United States Census Bureau census
block 8 internal point locations and
populations provides the basis of
human exposure calculations (U.S.
Census, 2010). In addition, for each
census block, the census library
includes the elevation and controlling
hill height, which are also used in
dispersion calculations. A third library
of pollutant-specific dose-response
values is used to estimate health risk.
These are discussed below.
b. Risk From Chronic Exposure to HAP
In developing the risk assessment for
chronic exposures, we use the estimated
annual average ambient air
6 For
more information about HEM–3, go to
https://www.epa.gov/fera/risk-assessment-andmodeling-human-exposure-model-hem.
7 U.S. EPA. Revision to the Guideline on Air
Quality Models: Adoption of a Preferred General
Purpose (Flat and Complex Terrain) Dispersion
Model and Other Revisions (70 FR 68218,
November 9, 2005).
8 A census block is the smallest geographic area
for which census statistics are tabulated.
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concentrations of each HAP emitted by
each source in the source category. The
HAP air concentrations at each nearby
census block centroid located within 50
km of the facility are a surrogate for the
chronic inhalation exposure
concentration for all the people who
reside in that census block. A distance
of 50 km is consistent with both the
analysis supporting the 1989 Benzene
NESHAP (54 FR 38044, September 14,
1989) and the limitations of Gaussian
dispersion models, including AERMOD.
For each facility, we calculate the MIR
as the cancer risk associated with a
continuous lifetime (24 hours per day,
7 days per week, 52 weeks per year, 70
years) exposure to the maximum
concentration at the centroid of each
inhabited census block. We calculate
individual cancer risk by multiplying
the estimated lifetime exposure to the
ambient concentration of each HAP (in
micrograms per cubic meter (mg/m3)) by
its unit risk estimate (URE). The URE is
an upper-bound estimate of an
individual’s incremental risk of
contracting cancer over a lifetime of
exposure to a concentration of 1
microgram of the pollutant per cubic
meter of air. For residual risk
assessments, we generally use UREs
from the EPA’s Integrated Risk
Information System (IRIS). For
carcinogenic pollutants without IRIS
values, we look to other reputable
sources of cancer dose-response values,
often using California EPA (CalEPA)
UREs, where available. In cases where
new, scientifically credible doseresponse values have been developed in
a manner consistent with EPA
guidelines and have undergone a peer
review process similar to that used by
the EPA, we may use such doseresponse values in place of, or in
addition to, other values, if appropriate.
The pollutant-specific dose-response
values used to estimate health risk are
available at https://www.epa.gov/fera/
dose-response-assessment-assessinghealth-risks-associated-exposurehazardous-air-pollutants.
To estimate individual lifetime cancer
risks associated with exposure to HAP
emissions from each facility in the
source category, we sum the risks for
each of the carcinogenic HAP 9 emitted
9 The EPA’s 2005 Guidelines for Carcinogen Risk
Assessment classifies carcinogens as: ‘‘carcinogenic
to humans,’’ ‘‘likely to be carcinogenic to humans,’’
and ‘‘suggestive evidence of carcinogenic
potential.’’ These classifications also coincide with
the terms ‘‘known carcinogen, probable carcinogen,
and possible carcinogen,’’ respectively, which are
the terms advocated in the EPA’s Guidelines for
Carcinogen Risk Assessment, published in 1986 (51
FR 33992, September 24, 1986). In August 2000, the
document, Supplemental Guidance for Conducting
Health Risk Assessment of Chemical Mixtures
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by the modeled facility. We estimate
cancer risk at every census block within
50 km of every facility in the source
category. The MIR is the highest
individual lifetime cancer risk estimated
for any of those census blocks. In
addition to calculating the MIR, we
estimate the distribution of individual
cancer risks for the source category by
summing the number of individuals
within 50 km of the sources whose
estimated risk falls within a specified
risk range. We also estimate annual
cancer incidence by multiplying the
estimated lifetime cancer risk at each
census block by the number of people
residing in that block, summing results
for all of the census blocks, then
dividing this result by a 70-year
lifetime.
To assess the risk of noncancer health
effects from chronic exposure to HAP,
we calculate either an HQ or a target
organ-specific hazard index (TOSHI).
We calculate an HQ when a single
noncancer HAP is emitted. Where more
than one noncancer HAP is emitted, we
sum the HQ for each of the HAP that
affects a common target organ or target
organ system to obtain a TOSHI. The
HQ is the estimated exposure divided
by the chronic noncancer dose-response
value, which is a value selected from
one of several sources. The preferred
chronic noncancer dose-response value
is the EPA RfC defined as ‘‘an estimate
(with uncertainty spanning perhaps an
order of magnitude) of a continuous
inhalation exposure to the human
population (including sensitive
subgroups) that is likely to be without
an appreciable risk of deleterious effects
during a lifetime’’ (https://
iaspub.epa.gov/sor_internet/registry/
termreg/searchandretrieve/
glossariesandkeywordlists/search.do?
details=&vocabName
=IRIS%20Glossary). In cases where an
RfC from the EPA’s IRIS is not available
or where the EPA determines that using
a value other than the RfC is
appropriate, the chronic noncancer
dose-response value can be a value from
the following prioritized sources, which
define their dose-response values
similarly to the EPA: (1) The Agency for
(EPA/630/R–00/002), was published as a
supplement to the 1986 document. Copies of both
documents can be obtained from https://
cfpub.epa.gov/ncea/risk/recordisplay.cfm?deid
=20533&CFID=70315376&CFTOKEN=71597944.
Summing the risk of these individual compounds
to obtain the cumulative cancer risk is an approach
that was recommended by the EPA’s SAB in their
2002 peer review of the EPA’s National Air Toxics
Assessment (NATA) titled NATA—Evaluating the
National-scale Air Toxics Assessment 1996 Data—
an SAB Advisory, available at https://
yosemite.epa.gov/sab/sabproduct.nsf/214C6
E915BB04E14852570CA007A682C/$File/ecadv
02001.pdf.
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Toxic Substances and Disease Registry
(ATSDR) Minimum Risk Level (https://
www.atsdr.cdc.gov/mrls/index.asp); (2)
the CalEPA Chronic Reference Exposure
Level (REL) (https://oehha.ca.gov/air/
crnr/notice-adoption-air-toxics-hotspots-program-guidance-manualpreparation-health-risk-0); or (3), as
noted above, a scientifically credible
dose-response value that has been
developed in a manner consistent with
EPA guidelines and has undergone a
peer review process similar to that used
by the EPA. The pollutant-specific doseresponse values used to estimate health
risks are available at https://
www.epa.gov/fera/dose-responseassessment-assessing-health-risksassociated-exposure-hazardous-airpollutants.
c. Risk From Acute Exposure to HAP
That May Cause Health Effects Other
Than Cancer
For each HAP for which appropriate
acute inhalation dose-response values
are available, the EPA also assesses the
potential health risks due to acute
exposure. For these assessments, the
EPA makes conservative assumptions
about emission rates, meteorology, and
exposure location. We use the peak
hourly emission rate,10 worst-case
dispersion conditions, and, in
accordance with our mandate under
section 112 of the CAA, the point of
highest off-site exposure to assess the
potential risk to the maximally exposed
individual.
To characterize the potential health
risks associated with estimated acute
inhalation exposures to a HAP, we
generally use multiple acute doseresponse values, including acute RELs,
acute exposure guideline levels
(AEGLs), and emergency response
planning guidelines (ERPG) for 1-hour
exposure durations, if available, to
calculate acute HQs. The acute HQ is
calculated by dividing the estimated
acute exposure by the acute doseresponse value. For each HAP for which
acute dose-response values are
available, the EPA calculates acute HQs.
An acute REL is defined as ‘‘the
concentration level at or below which
no adverse health effects are anticipated
10 In the absence of hourly emission data, we
develop estimates of maximum hourly emission
rates by multiplying the average actual annual
emissions rates by a factor (either a categoryspecific factor or a default factor of 10) to account
for variability. This is documented in Residual Risk
Assessment Hydrochloric Acid Production Source
Category in Support of the 2018 Risk and
Technology Review Proposed Rule and in Appendix
5 of the report: Analysis of Data on Short-term
Emission Rates Relative to Long-term Emission
Rates. Both are available in the docket for this
rulemaking.
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1577
for a specified exposure duration.’’ 11
Acute RELs are based on the most
sensitive, relevant, adverse health effect
reported in the peer-reviewed medical
and toxicological literature. They are
designed to protect the most sensitive
individuals in the population through
the inclusion of margins of safety.
Because margins of safety are
incorporated to address data gaps and
uncertainties, exceeding the REL does
not automatically indicate an adverse
health impact. AEGLs represent
threshold exposure limits for the general
public and are applicable to emergency
exposures ranging from 10 minutes to 8
hours.12 They are guideline levels for
‘‘once-in-a-lifetime, short-term
exposures to airborne concentrations of
acutely toxic, high-priority chemicals.’’
Id. at 21. The AEGL–1 is specifically
defined as ‘‘the airborne concentration
(expressed as ppm (parts per million) or
mg/m3 (milligrams per cubic meter)) of
a substance above which it is predicted
that the general population, including
susceptible individuals, could
experience notable discomfort,
irritation, or certain asymptomatic
nonsensory effects. However, the effects
are not disabling and are transient and
reversible upon cessation of exposure.’’
The document also notes that ‘‘Airborne
concentrations below AEGL–1 represent
exposure levels that can produce mild
and progressively increasing but
transient and nondisabling odor, taste,
and sensory irritation or certain
asymptomatic, nonsensory effects.’’ Id.
AEGL–2 are defined as ‘‘the airborne
concentration (expressed as parts per
million or milligrams per cubic meter)
of a substance above which it is
predicted that the general population,
including susceptible individuals, could
experience irreversible or other serious,
long-lasting adverse health effects or an
impaired ability to escape.’’ Id.
ERPGs are ‘‘developed for emergency
planning and are intended as healthbased guideline concentrations for
11 CalEPA issues acute RELs as part of its Air
Toxics Hot Spots Program, and the 1-hour and 8hour values are documented in Air Toxics Hot
Spots Program Risk Assessment Guidelines, Part I,
The Determination of Acute Reference Exposure
Levels for Airborne Toxicants, which is available at
https://oehha.ca.gov/air/general-info/oehha-acute-8hour-and-chronic-reference-exposure-level-relsummary.
12 National Academy of Sciences, 2001. Standing
Operating Procedures for Developing Acute
Exposure Levels for Hazardous Chemicals, page 2.
Available at https://www.epa.gov/sites/production/
files/2015-09/documents/sop_final_standing_
operating_procedures_2001.pdf. Note that the
National Advisory Committee for Acute Exposure
Guideline Levels for Hazardous Substances ended
in October 2011, but the AEGL program continues
to operate at the EPA and works with the National
Academies to publish final AEGLs (https://
www.epa.gov/aegl).
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single exposures to chemicals.’’ 13 Id. at
1. The ERPG–1 is defined as ‘‘the
maximum airborne concentration below
which it is believed that nearly all
individuals could be exposed for up to
1 hour without experiencing other than
mild transient adverse health effects or
without perceiving a clearly defined,
objectionable odor.’’ Id. at 2. Similarly,
the ERPG–2 is defined as ‘‘the
maximum airborne concentration below
which it is believed that nearly all
individuals could be exposed for up to
one hour without experiencing or
developing irreversible or other serious
health effects or symptoms which could
impair an individual’s ability to take
protective action.’’ Id. at 1.
An acute REL for 1-hour exposure
durations is typically lower than its
corresponding AEGL–1 and ERPG–1.
Even though their definitions are
slightly different, AEGL–1s are often the
same as the corresponding ERPG–1s,
and AEGL–2s are often equal to ERPG–
2s. The maximum HQs from our acute
inhalation screening risk assessment
typically result when we use the acute
REL for a HAP. In cases where the
maximum acute HQ exceeds 1, we also
report the HQ based on the next highest
acute dose-response value (usually the
AEGL–1 and/or the ERPG–1).
For this source category, we used the
default factor of 10 for the acute
inhalation screening and refined
screening assessment. In our acute
inhalation screening risk assessment,
acute impacts are deemed negligible for
HAP for which acute HQs are less than
or equal to 1 (even under the
conservative assumptions of the
screening assessment), and no further
analysis is performed for these HAP. In
cases where an acute HQ from the
screening step is greater than 1, we
consider additional site-specific data to
develop a more refined estimate of the
potential for acute exposures of concern.
For this source category, the data
refinements consisted of determining
the highest HQ value that occurs outside
facility boundaries. These refinements
are discussed more fully in the Residual
Risk Assessment for the Hydrochloric
Acid Production Source Category in
Support of the Risk and Technology
Review 2018 Proposed Rule, which is
available in the docket for this source
category.
13 ERPGS Procedures and Responsibilities, March
2014. American Industrial Hygiene Association.
Available at: https://www.aiha.org/get-involved/
AIHAGuidelineFoundation/EmergencyResponse
PlanningGuidelines/Documents/ERPG%20
Committee%20Standard%20Operating
%20Procedures%20%20-%20March%202014
%20Revision%20%28Updated%2010-22014%29.pdf.
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4. How do we conduct the
multipathway exposure and risk
screening assessment?
The EPA conducts a tiered screening
assessment examining the potential for
significant human health risks due to
exposures via routes other than
inhalation (i.e., ingestion). We first
determine whether any sources in the
source category emit any PB–HAP, as
identified in the EPA’s Air Toxics Risk
Assessment Library (See Volume 1,
Appendix D, at https://www2.epa.gov/
fera/risk-assessment-and-modeling-airtoxics-risk-assessment-referencelibrary).
For the HCl Production source
category, we did not identify emissions
of any PB–HAP. Because we did not
identify PB–HAP emissions, no further
evaluation of multipathway risk was
conducted for this source category.
5. How do we conduct the
environmental risk screening
assessment?
a. Adverse Environmental Effect,
Environmental HAP, and Ecological
Benchmarks
The EPA conducts a screening
assessment to examine the potential for
an adverse environmental effect as
required under section 112(f)(2)(A) of
the CAA. Section 112(a)(7) of the CAA
defines ‘‘adverse environmental effect’’
as ‘‘any significant and widespread
adverse effect, which may reasonably be
anticipated, to wildlife, aquatic life, or
other natural resources, including
adverse impacts on populations of
endangered or threatened species or
significant degradation of
environmental quality over broad
areas.’’
The EPA focuses on eight HAP, which
are referred to as ‘‘environmental HAP,’’
in its screening assessment: Six PB–
HAP and two acid gases. The PB–HAP
included in the screening assessment
are arsenic compounds, cadmium
compounds, dioxins/furans, polycyclic
organic matter (POM), mercury (both
inorganic mercury and methyl mercury),
and lead compounds. The acid gases
included in the screening assessment
are HCl and hydrogen fluoride (HF).
HAP that persist and bioaccumulate
are of particular environmental concern
because they accumulate in the soil,
sediment, and water. The acid gases,
HCl and HF, are included due to their
well-documented potential to cause
direct damage to terrestrial plants. In the
environmental risk screening
assessment, we evaluate the following
four exposure media: Terrestrial soils,
surface water bodies (includes watercolumn and benthic sediments), fish
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consumed by wildlife, and air. Within
these four exposure media, we evaluate
nine ecological assessment endpoints,
which are defined by the ecological
entity and its attributes. For PB–HAP
(other than lead), both community-level
and population-level endpoints are
included. For acid gases, the ecological
assessment evaluated is terrestrial plant
communities.
An ecological benchmark represents a
concentration of HAP that has been
linked to a particular environmental
effect level. For each environmental
HAP, we identified the available
ecological benchmarks for each
assessment endpoint. We identified,
where possible, ecological benchmarks
at the following effect levels: Probable
effect levels, lowest-observed-adverseeffect level, and no-observed-adverseeffect level. In cases where multiple
effect levels were available for a
particular PB–HAP and assessment
endpoint, we use all of the available
effect levels to help us to determine
whether ecological risks exist and, if so,
whether the risks could be considered
significant and widespread.
For further information on how the
environmental risk screening
assessment was conducted, including a
discussion of the risk metrics used, how
the environmental HAP were identified,
and how the ecological benchmarks
were selected, see Appendix 9 of the
Residual Risk Assessment for the
Hydrochloric Acid Production Source
Category in Support of the Risk and
Technology Review 2018 Proposed Rule,
which is available in the docket for this
action.
b. Environmental Risk Screening
Methodology
For the environmental risk screening
assessment, the EPA first determined
whether any facilities in the HCl
Production source category emitted any
of the environmental HAP. For the HCl
Production source category, we
identified emissions of HCl. Because
one or more of the environmental HAP
evaluated (HCl) is emitted by at least
one facility in the source category, we
proceeded to the second step of the
evaluation.
c. PB–HAP Methodology
The environmental screening
assessment includes six PB–HAP,
arsenic compounds, cadmium
compounds, dioxins/furans, POM,
mercury (both inorganic mercury and
methyl mercury), and lead compounds.
With the exception of lead, the
environmental risk screening
assessment for PB–HAP consists of three
tiers. The first tier of the environmental
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risk screening assessment uses the same
health-protective conceptual model that
is used for the Tier 1 human health
screening assessment. TRIM.FaTE
model simulations were used to backcalculate Tier 1 screening threshold
emission rates. The screening threshold
emission rates represent the emission
rate in tpy that results in media
concentrations at the facility that equal
the relevant ecological benchmark. To
assess emissions from each facility in
the category, the reported emission rate
for each PB–HAP was compared to the
Tier 1 screening threshold emission rate
for that PB–HAP for each assessment
endpoint and effect level. If emissions
from a facility do not exceed the Tier 1
screening threshold emission rate, the
facility ‘‘passes’’ the screening
assessment, and, therefore, is not
evaluated further under the screening
approach. If emissions from a facility
exceed the Tier 1 screening threshold
emission rate, we evaluate the facility
further in Tier 2.
In Tier 2 of the environmental
screening assessment, the screening
threshold emission rates are adjusted to
account for local meteorology and the
actual location of lakes in the vicinity of
facilities that did not pass the Tier 1
screening assessment. For soils, we
evaluate the average soil concentration
for all soil parcels within a 7.5-km
radius for each facility and PB–HAP.
For the water, sediment, and fish tissue
concentrations, the highest value for
each facility for each pollutant is used.
If emission concentrations from a
facility do not exceed the Tier 2
screening threshold emission rate, the
facility ‘‘passes’’ the screening
assessment and typically is not
evaluated further. If emissions from a
facility exceed the Tier 2 screening
threshold emission rate, we evaluate the
facility further in Tier 3.
Like in the multipathway human
health risk assessment, in Tier 3 of the
environmental screening assessment, we
examine the suitability of the lakes
around the facilities to support life and
remove those that are not suitable (e.g.,
lakes that have been filled in or are
industrial ponds), adjust emissions for
plume-rise, and conduct hour-by-hour
time-series assessments. If these Tier 3
adjustments to the screening threshold
emission rates still indicate the
potential for an adverse environmental
effect (i.e., facility emission rate exceeds
the screening threshold emission rate),
we may elect to conduct a more refined
assessment using more site-specific
information. If, after additional
refinement, the facility emission rate
still exceeds the screening threshold
emission rate, the facility may have the
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potential to cause an adverse
environmental effect.
To evaluate the potential for an
adverse environmental effect from lead,
we compared the average modeled air
concentrations (from HEM–3) of lead
around each facility in the source
category to the level of the secondary
National Ambient Air Quality Standards
(NAAQS) for lead. The secondary lead
NAAQS is a reasonable means of
evaluating environmental risk because it
is set to provide substantial protection
against adverse welfare effects which
can include ‘‘effects on soils, water,
crops, vegetation, man-made materials,
animals, wildlife, weather, visibility and
climate, damage to and deterioration of
property, and hazards to transportation,
as well as effects on economic values
and on personal comfort and wellbeing.’’
d. Acid Gas Environmental Risk
Methodology
The environmental screening
assessment for acid gases evaluates the
potential phytotoxicity and reduced
productivity of plants due to chronic
exposure to HF and HCl. The
environmental risk screening
methodology for acid gases is a singletier screening assessment that compares
modeled ambient air concentrations
(from AERMOD) to the ecological
benchmarks for each acid gas. To
identify a potential adverse
environmental effect (as defined in
section 112(a)(7) of the CAA) from
emissions of HF and HCl, we evaluate
the following metrics: The size of the
modeled area around each facility that
exceeds the ecological benchmark for
each acid gas, in acres and km2; the
percentage of the modeled area around
each facility that exceeds the ecological
benchmark for each acid gas; and the
area-weighted average screening value
around each facility (calculated by
dividing the area-weighted average
concentration over the 50-km modeling
domain by the ecological benchmark for
each acid gas). For further information
on the environmental screening
assessment approach, see Appendix 9 of
the Residual Risk Assessment for the
Hydrochloric Acid Production Source
Category in Support of the Risk and
Technology Review 2018 Proposed Rule,
which is available in the docket for this
action.
6. How do we conduct facility-wide
assessments?
To put the source category risks in
context, we typically examine the risks
from the entire ‘‘facility,’’ where the
facility includes all HAP-emitting
operations within a contiguous area and
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1579
under common control. In other words,
we examine the HAP emissions not only
from the source category emission
points of interest, but also emissions of
HAP from all other emission sources at
the facility for which we have data. For
this source category, we conducted the
facility-wide assessment using a dataset
compiled from the 2014 NEI. The source
category records of that NEI dataset
were removed, evaluated, and updated
as described in section II.C of this
preamble: What data collection
activities were conducted to support
this action? Once a quality assured
source category dataset was available, it
was placed back with the remaining
records from the NEI for that facility.
The facility-wide file was then used to
analyze risks due to the inhalation of
HAP that are emitted ‘‘facility-wide’’ for
the populations residing within 50 km
of each facility, consistent with the
methods used for the source category
analysis described above. For these
facility-wide risk analyses, the modeled
source category risks were compared to
the facility-wide risks to determine the
portion of the facility-wide risks that
could be attributed to the source
category addressed in this proposal. We
also specifically examined the facility
that was associated with the highest
estimate of risk and determined the
percentage of that risk attributable to the
source category of interest. The Residual
Risk Assessment for the Hydrochloric
Acid Production Source Category in
Support of the Risk and Technology
Review 2018 Proposed Rule, available
through the docket for this action,
provides the methodology and results of
the facility-wide analyses, including all
facility-wide risks and the percentage of
source category contribution to facilitywide risks.
For this source category, we
conducted the facility-wide assessment
using a dataset that the EPA compiled
from the 2014 NEI. We used the NEI
data for the facility and did not adjust
any category or ‘‘non-category’’ data.
Therefore, there could be differences in
the dataset from that used for the source
category assessments described in this
preamble. We analyzed risks due to the
inhalation of HAP that are emitted
‘‘facility-wide’’ for the populations
residing within 50 km of each facility,
consistent with the methods used for
the source category analysis described
above. For these facility-wide risk
analyses, we made a reasonable attempt
to identify the source category risks, and
these risks were compared to the
facility-wide risks to determine the
portion of facility-wide risks that could
be attributed to the source category
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addressed in this proposal. We also
specifically examined the facility that
was associated with the highest estimate
of risk and determined the percentage of
that risk attributable to the source
category of interest. The Residual Risk
Assessment for the Hydrochloric Acid
Production Source Category in Support
of the Risk and Technology Review 2018
Proposed Rule, available through the
docket for this action, provides the
methodology and results of the facilitywide analyses, including all facilitywide risks and the percentage of source
category contribution to facility-wide
risks.
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7. How do we consider uncertainties in
risk assessment?
Uncertainty and the potential for bias
are inherent in all risk assessments,
including those performed for this
proposal. Although uncertainty exists,
we believe that our approach, which
used conservative tools and
assumptions, ensures that our decisions
are health and environmentally
protective. A brief discussion of the
uncertainties in the RTR emissions
dataset, dispersion modeling, inhalation
exposure estimates, and dose-response
relationships follows below. Also
included are those uncertainties specific
to our acute screening assessments,
multipathway screening assessments,
and our environmental risk screening
assessments. A more thorough
discussion of these uncertainties is
included in the Residual Risk
Assessment for the Hydrochloric Acid
Production Source Category in Support
of the Risk and Technology Review 2018
Proposed Rule, which is available in the
docket for this action. If a multipathway
site-specific assessment was performed
for this source category, a full
discussion of the uncertainties
associated with that assessment can be
found in Appendix 11 of that document,
Site-Specific Human Health
Multipathway Residual Risk Assessment
Report.
a. Uncertainties in the RTR Emissions
Dataset
Although the development of the RTR
emissions dataset involved quality
assurance/quality control processes, the
accuracy of emissions values will vary
depending on the source of the data, the
degree to which data are incomplete or
missing, the degree to which
assumptions made to complete the
datasets are accurate, errors in emission
estimates, and other factors. The
emission estimates considered in this
analysis generally are annual totals for
certain years, and they do not reflect
short-term fluctuations during the
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course of a year or variations from year
to year. The estimates of peak hourly
emission rates for the acute effects
screening assessment were based on an
emission adjustment factor applied to
the average annual hourly emission
rates, which are intended to account for
emission fluctuations due to normal
facility operations.
b. Uncertainties in Dispersion Modeling
We recognize there is uncertainty in
ambient concentration estimates
associated with any model, including
the EPA’s recommended regulatory
dispersion model, AERMOD. In using a
model to estimate ambient pollutant
concentrations, the user chooses certain
options to apply. For RTR assessments,
we select some model options that have
the potential to overestimate ambient air
concentrations (e.g., not including
plume depletion or pollutant
transformation). We select other model
options that have the potential to
underestimate ambient impacts (e.g., not
including building downwash). Other
options that we select have the potential
to either under or overestimate ambient
levels (e.g., meteorology and receptor
locations). On balance, considering the
directional nature of the uncertainties
commonly present in ambient
concentrations estimated by dispersion
models, the approach we apply in the
RTR assessments should yield unbiased
estimates of ambient HAP
concentrations. We also note that the
selection of meteorology dataset
location could have an impact on the
risk estimates. As we continue to update
and expand our library of
meteorological station data used in our
risk assessments, we expect to reduce
this variability.
c. Uncertainties in Inhalation Exposure
Assessment
Although every effort is made to
identify all of the relevant facilities and
emission points, as well as to develop
accurate estimates of the annual
emission rates for all relevant HAP, the
uncertainties in our emission inventory
likely dominate the uncertainties in the
exposure assessment. Some
uncertainties in our exposure
assessment include human mobility,
using the centroid of each census block,
assuming lifetime exposure, and
assuming only outdoor exposures. For
most of these factors, there is neither an
under nor overestimate when looking at
the maximum individual risk or the
incidence, but the shape of the
distribution of risks may be affected.
With respect to outdoor exposures,
actual exposures may not be as high if
people spend time indoors, especially
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for very reactive pollutants or larger
particles. For all factors, we reduce
uncertainty when possible. For
example, with respect to census-block
centroids, we analyze large blocks using
aerial imagery and adjust locations of
the block centroids to better represent
the population in the blocks. We also
add additional receptor locations where
the population of a block is not well
represented by a single location.
d. Uncertainties in Dose-Response
Relationships
There are uncertainties inherent in
the development of the dose-response
values used in our risk assessments for
cancer effects from chronic exposures
and noncancer effects from both chronic
and acute exposures. Some
uncertainties are generally expressed
quantitatively, and others are generally
expressed in qualitative terms. We note,
as a preface to this discussion, a point
on dose-response uncertainty that is
stated in the EPA’s 2005 Guidelines for
Carcinogen Risk Assessment; namely,
that ‘‘the primary goal of EPA actions is
protection of human health;
accordingly, as an Agency policy, risk
assessment procedures, including
default options that are used in the
absence of scientific data to the
contrary, should be health protective’’
(EPA’s 2005 Guidelines for Carcinogen
Risk Assessment, page 1–7). This is the
approach followed here as summarized
in the next paragraphs.
Cancer UREs used in our risk
assessments are those that have been
developed to generally provide an upper
bound estimate of risk. That is, they
represent a ‘‘plausible upper limit to the
true value of a quantity’’ (although this
is usually not a true statistical
confidence limit).14 In some
circumstances, the true risk could be as
low as zero; however, in other
circumstances the risk could be
greater.15 Chronic noncancer RfC and
reference dose (RfD) values represent
chronic exposure levels that are
intended to be health-protective levels.
To derive dose-response values that are
intended to be ‘‘without appreciable
risk,’’ the methodology relies upon an
uncertainty factor (UF) approach (U.S.
EPA, 1993 and 1994) which considers
uncertainty, variability, and gaps in the
available data. The UFs are applied to
14 IRIS glossary (https://ofmpub.epa.gov/sor_
internet/registry/termreg/searchandretrieve/
glossariesandkeywordlists/search.do?details=&
glossaryName=IRIS%20Glossary).
15 An exception to this is the URE for benzene,
which is considered to cover a range of values, each
end of which is considered to be equally plausible,
and which is based on maximum likelihood
estimates.
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derive dose-response values that are
intended to protect against appreciable
risk of deleterious effects.
Many of the UFs used to account for
variability and uncertainty in the
development of acute dose-response
values are quite similar to those
developed for chronic durations.
Additional adjustments are often
applied to account for uncertainty in
extrapolation from observations at one
exposure duration (e.g., 4 hours) to
derive an acute dose-response value at
another exposure duration (e.g., 1 hour).
Not all acute dose-response values are
developed for the same purpose, and
care must be taken when interpreting
the results of an acute assessment of
human health effects relative to the
dose-response value or values being
exceeded. Where relevant to the
estimated exposures, the lack of acute
dose-response values at different levels
of severity should be factored into the
risk characterization as potential
uncertainties.
Uncertainty also exists in the
selection of ecological benchmarks for
the environmental risk screening
assessment. We established a hierarchy
of preferred benchmark sources to allow
selection of benchmarks for each
environmental HAP at each ecological
assessment endpoint. We searched for
benchmarks for three effect levels (i.e.,
no-effects level, threshold effect level,
and probable effect level), but not all
combinations of ecological assessment/
environmental HAP had benchmarks for
all three effect levels. Where multiple
effect levels were available for a
particular HAP and assessment
endpoint, we used all of the available
effect levels to help us determine
whether risk exists and whether the risk
could be considered significant and
widespread.
Although we make every effort to
identify appropriate human health effect
dose-response values for all pollutants
emitted by the sources in this risk
assessment, some HAP emitted by this
source category are lacking doseresponse assessments. Accordingly,
these pollutants cannot be included in
the quantitative risk assessment, which
could result in quantitative estimates
understating HAP risk. To help to
alleviate this potential underestimate,
where we conclude similarity with a
HAP for which a dose-response value is
available, we use that value as a
surrogate for the assessment of the HAP
for which no value is available. To the
extent use of surrogates indicates
appreciable risk, we may identify a need
to increase priority for an IRIS
assessment for that substance. We
additionally note that, generally
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speaking, HAP of greatest concern due
to environmental exposures and hazard
are those for which dose-response
assessments have been performed,
reducing the likelihood of understating
risk. Further, HAP not included in the
quantitative assessment are assessed
qualitatively and considered in the risk
characterization that informs the risk
management decisions, including
consideration of HAP reductions
achieved by various control options.
For a group of compounds that are
unspeciated (e.g., glycol ethers), we
conservatively use the most protective
dose-response value of an individual
compound in that group to estimate
risk. Similarly, for an individual
compound in a group (e.g., ethylene
glycol diethyl ether) that does not have
a specified dose-response value, we also
apply the most protective dose-response
value from the other compounds in the
group to estimate risk.
e. Uncertainties in Acute Inhalation
Screening Assessments
In addition to the uncertainties
highlighted above, there are several
factors specific to the acute exposure
assessment that the EPA conducts as
part of the risk review under section 112
of the CAA. The accuracy of an acute
inhalation exposure assessment
depends on the simultaneous
occurrence of independent factors that
may vary greatly, such as hourly
emissions rates, meteorology, and the
presence of humans at the location of
the maximum concentration. In the
acute screening assessment that we
conduct under the RTR program, we
assume that peak emissions from the
source category and worst-case
meteorological conditions co-occur,
and, thus, resulting in maximum
ambient concentrations. These two
events are unlikely to occur at the same
time, making these assumptions
conservative. We then include the
additional assumption that a person is
located at this point during this same
time period. For this source category,
these assumptions would tend to be
worst-case actual exposures as it is
unlikely that a person would be located
at the point of maximum exposure
during the time when peak emissions
and worst-case meteorological
conditions occur simultaneously.
f. Uncertainties in the Multipathway
and Environmental Risk Screening
Assessments
For each source category, we
generally rely on site-specific levels of
PB–HAP or environmental HAP
emissions to determine whether a
refined assessment of the impacts from
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1581
multipathway exposures is necessary or
whether it is necessary to perform an
environmental screening assessment.
This determination is based on the
results of a three-tiered screening
assessment that relies on the outputs
from models—TRIM.FaTE and
AERMOD—that estimate environmental
pollutant concentrations and human
exposures for five PB–HAP (dioxins,
POM, mercury, cadmium, and arsenic)
and two acid gases (HCl and hydrogen
chloride). For lead, we use AERMOD to
determine ambient air concentrations,
which are then compared to the
secondary NAAQS standard for lead.
Two important types of uncertainty
associated with the use of these models
in RTR risk assessments and inherent to
any assessment that relies on
environmental modeling are model
uncertainty and input uncertainty.16
Model uncertainty concerns whether
the model adequately represents the
actual processes (e.g., movement and
accumulation) that might occur in the
environment. For example, does the
model adequately describe the
movement of a pollutant through the
soil? This type of uncertainty is difficult
to quantify. However, based on feedback
received from previous EPA SAB
reviews and other reviews, we are
confident that the models used in the
screening assessments are appropriate
and state-of-the-art for the multipathway
and environmental screening risk
assessments conducted in support of
RTR.
Input uncertainty is concerned with
how accurately the models have been
configured and parameterized for the
assessment at hand. For Tier 1 of the
multipathway and environmental
screening assessments, we configured
the models to avoid underestimating
exposure and risk. This was
accomplished by selecting upper-end
values from nationally representative
datasets for the more influential
parameters in the environmental model,
including selection and spatial
configuration of the area of interest, lake
location and size, meteorology, surface
water, soil characteristics, and structure
of the aquatic food web. We also assume
an ingestion exposure scenario and
values for human exposure factors that
represent reasonable maximum
exposures.
In Tier 2 of the multipathway and
environmental screening assessments,
16 In the context of this discussion, the term
‘‘uncertainty’’ as it pertains to exposure and risk
encompasses both variability in the range of
expected inputs and screening results due to
existing spatial, temporal, and other factors, as well
as uncertainty in being able to accurately estimate
the true result.
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we refine the model inputs to account
for meteorological patterns in the
vicinity of the facility versus using
upper-end national values, and we
identify the actual location of lakes near
the facility rather than the default lake
location that we apply in Tier 1. By
refining the screening approach in Tier
2 to account for local geographical and
meteorological data, we decrease the
likelihood that concentrations in
environmental media are overestimated,
thereby increasing the usefulness of the
screening assessment. In Tier 3 of the
screening assessments, we refine the
model inputs again to account for hourby-hour plume rise and the height of the
mixing layer. We can also use those
hour-by-hour meteorological data in a
TRIM.FaTE run using the screening
configuration corresponding to the lake
location. These refinements produce a
more accurate estimate of chemical
concentrations in the media of interest,
thereby reducing the uncertainty with
those estimates. The assumptions and
the associated uncertainties regarding
the selected ingestion exposure scenario
are the same for all three tiers.
For the environmental screening
assessment for acid gases, we employ a
single-tiered approach. We use the
modeled air concentrations and
compare those with ecological
benchmarks.
For all tiers of the multipathway and
environmental screening assessments,
our approach to addressing model input
uncertainty is generally cautious. We
choose model inputs from the upper
end of the range of possible values for
the influential parameters used in the
models, and we assume that the
exposed individual exhibits ingestion
behavior that would lead to a high total
exposure. This approach reduces the
likelihood of not identifying high risks
for adverse impacts.
Despite the uncertainties, when
individual pollutants or facilities do not
exceed screening threshold emission
rates (i.e., screen out), we are confident
that the potential for adverse
multipathway impacts on human health
is very low. On the other hand, when
individual pollutants or facilities do
exceed screening threshold emission
rates, it does not mean that impacts are
significant, only that we cannot rule out
that possibility and that a refined
assessment for the site might be
necessary to obtain a more accurate risk
characterization for the source category.
The EPA evaluates the following HAP
in the multipathway and/or
environmental risk screening
assessments, where applicable: Arsenic,
cadmium, dioxins/furans, lead, mercury
(both inorganic and methyl mercury),
POM, HCl, and HF. These HAP
represent pollutants that can cause
adverse impacts either through direct
exposure to HAP in the air or through
exposure to HAP that are deposited
from the air onto soils and surface
waters and then through the
environment into the food web. These
HAP represent those HAP for which we
can conduct a meaningful multipathway
or environmental screening risk
assessment. For other HAP not included
in our screening assessments, the model
has not been parameterized such that it
can be used for that purpose. In some
cases, depending on the HAP, we may
not have appropriate multipathway
models that allow us to predict the
concentration of that pollutant. The EPA
acknowledges that other HAP beyond
these that we are evaluating may have
the potential to cause adverse effects
and, therefore, the EPA may evaluate
other relevant HAP in the future, as
modeling science and resources allow.
IV. Analytical Results and Proposed
Decisions
A. What are the results of the risk
assessment and analyses?
As described above, for the HCl
Production source category, we
conducted an inhalation risk assessment
and an environmental risk screening
assessment on the only two HAP
emitted, HCl and Cl2. No PB–HAP are
emitted from this source category;
therefore, a multipathway risk
assessment was not warranted. We
present results of the risk assessment
briefly below and in more detail in the
residual risk document titled Residual
Risk Assessment for the Hydrochloric
Acid Production Source Category in
Support of the Risk and Technology
Review 2018 Proposed Rule, which is
available in the docket for this action.
1. Inhalation Risk Assessment Results
Table 2 of this preamble provides an
overall summary of the results of the
inhalation risk assessment.
TABLE 2—INHALATION RISK ASSESSMENT SUMMARY FOR HCL PRODUCTION SOURCE CATEGORY
Cancer MIR
(in 1 million)
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Based on
actual
emissions
Cancer
incidence
(cases
per year)
Based on
allowable
emissions
Population
with cancer
risk of 1-in-1
million or more
Population
with cancer
risk of 10-in-1
million or more
Source Category .................
0
0
0
0
0
Whole Facility ......................
600
........................
0.09
980,000
130,000
The inhalation risk modeling
performed to estimate risks based on
actual emissions relied primarily on
emissions data from the NEI. For
allowable emissions, the NEI data was
used to calculate conservative estimates
of emissions. The results of the
inhalation cancer risk assessment, as
shown in Table 2 of this preamble,
indicate there is no quantifiable cancer
risk posed by the source category since
the two HAP emitted from the HCl
Production source category are not
known or suspected carcinogens.
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Neither the EPA nor the International
Agency for Research on Cancer (IARC)
has evaluated the weight of evidence
with respect to human carcinogenicity
for Cl2. However, IARC has determined
that hydrogen chloride is not
classifiable as a human carcinogen.
Likewise, the total estimated cancer
incidence is 0 (zero) excess cancer cases
per year and no people are estimated to
have cancer risk associated with this
source category. The maximum modeled
chronic noncancer HI (TOSHI) value for
the source category based on actual
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Max chronic noncancer HI
actuals (and allowables)
0.2 (actuals)
2 (allowables)
6
emissions is estimated to be 0.2, driven
by emissions of Cl2 from process vents.
The target organ affected is the
respiratory system. Exposure to HI
levels will be less than 1 for populations
in the vicinity of an HCl production
facility as a result of emissions from this
source category. The maximum chronic
noncancer TOSHI would increase when
based on allowable emissions, with a
TOSHI as high as 2 (respiratory) driven
by Cl2 emissions from process vents at
two facilities. Based on allowable
emissions, 300 people are estimated to
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have a noncancer HI above 1 at these
two facilities.
2. Acute Risk Results
The screening and refined analyses
for acute impacts was based on actual
emissions, and to estimate the peak
emission rates from the average rates, a
default multiplier of 10 was used for
emission points in the source category.
The choice of a default multiplier of 10
is discussed in section III.C.3.c of this
preamble. The results of the acute
refined analysis indicate that the
maximum off-facility-site acute HQ is
0.7, based on the REL value for HCl, and
occurs at one facility. Refer to the
document titled HCl RTR Modeling File
Data Source Documentation (available
in the docket for this action) for a
detailed description of how the acute
factors were developed for this source
category. For more detailed acute risk
results, refer to the residual risk
document titled Residual Risk
Assessment for the Hydrochloric Acid
Production Source Category in Support
of the Risk and Technology Review 2018
Proposed Rule, which is available in the
docket for this action.
3. Multipathway Risk Screening Results
No PB–HAP (cadmium, dioxins,
POM, mercury, arsenic, and lead) are
emitted from this source category.
Therefore, a multi-pathway assessment
is not warranted.
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4. Environmental Risk Screening Results
The only environmental HAP emitted
by facilities in this source category is
HCl. Results of the analysis for HCl
indicate that, based on actual emissions,
the maximum annual off-site
concentration is below all ecological
benchmarks for all facilities. Therefore,
we do not expect an adverse
environmental effect as a result of HAP
emissions from this source category. For
more detail on the environmental risk
screening assessment, refer to the
residual risk document titled Residual
Risk Assessment for the Hydrochloric
Acid Production Source Category in
Support of the Risk and Technology
Review 2018 Proposed Rule, which is
available in the docket for this action.
5. Facility-Wide Risk Results
We performed an assessment of the
facility-wide risks to provide context for
the source category risks, using NEI data
as described above. The maximum
facility-wide cancer MIR is 600-in-1
million, mainly driven by ethylene
oxide emissions from a variety of
industrial processes, none of which are
part of this source category. The total
estimated cancer incidence from the
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facility-wide assessment is 0.09 excess
cancer cases per year, or one excess case
in every 11 years. We estimate that
approximately 980,000 people have
cancer risks greater than 1-in-1 million
from exposure to HAP emitted from
sources not subject to the HCl
Production NESHAP. We estimate that
the maximum facility-wide TOSHI is 6,
mainly driven by emissions of
trichloroethylene from chemical
manufacturing processes that are not
part of this source category. The target
organs affected are kidney,
immunological, developmental,
neurological, reproductive, and liver.
We estimate that approximately 760
people are exposed to noncancer HI
levels above 1, based on facility-wide
emissions (not subject to the HCl
Production NESHAP) from the 19
facilities within this source category.
6. What demographic groups might
benefit from this regulation?
To examine the potential for any
environmental justice issues that might
be associated with the source category,
we performed a demographic analysis,
which is an assessment of risk to
individual demographic groups of the
populations living within 5 km and
within 50 km of the facilities. In the
analysis, we evaluated the distribution
of HAP-related cancer and noncancer
risk from the HCl Production source
category across different demographic
groups within the populations living
near facilities.17
Results of the demographic analysis
indicate that, for 3 of the 11
demographic groups, minorities, African
American, and below the poverty level,
the percentage of the population living
within 5 km of facilities in the source
category is greater than the
corresponding national percentage for
the same demographic groups. When
examining the risk levels of those
exposed to emissions from HCl
production facilities, we find that no
one within 50 km (risk modeling
domain) is exposed to a cancer risk
because the two HAP emitted are not
known carcinogens. Furthermore, no
person is exposed to a noncancer TOSHI
greater than 1 due to HAP emissions
from the HCl Production source
category.
The methodology and the results of
the demographic analysis are presented
17 Demographic groups included in the analysis
are: White, African American, Native American,
other races and multiracial, Hispanic or Latino,
children 17 years of age and under, adults 18 to 64
years of age, adults 65 years of age and over, adults
without a high school diploma, people living below
the poverty level, people living two times the
poverty level, and linguistically isolated people.
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in a technical report, Risk and
Technology Review—Analysis of
Demographic Factors for Populations
Living Near Hydrochloric Acid
Production, available in the docket for
this action.
B. What are our proposed decisions
regarding risk acceptability, ample
margin of safety, and adverse
environmental effect?
1. Risk Acceptability
As noted in section II.A of this
preamble, the EPA sets standards under
CAA section 112(f)(2) using ‘‘a two-step
standard-setting approach, with an
analytical first step to determine an
‘acceptable risk’ that considers all
health information, including risk
estimation uncertainty, and includes a
presumptive limit on MIR of
‘approximately 1-in-10 thousand.’ ’’ See
54 FR 38045, September 14, 1989. We
weigh all health risk factors in our risk
acceptability determination, including
the cancer MIR, cancer incidence, the
maximum noncancer TOSHI, the
maximum acute noncancer HQ, the
extent of noncancer risk, the
distribution of cancer and noncancer
risk in the exposed population, and the
risk estimation uncertainties.
For this risk assessment, the EPA
estimated risk based on actual and
allowable emissions from HCl
production sources. There are no
quantifiable cancer risk or cancer
incidence associated with this source
category. Likewise, a TOSHI less than 1
indicates that the combined HAP
affecting a particular target organ are not
likely to cause adverse chronic
noncancer health effects. Also, the acute
refined assessment indicates little
potential concern of acute noncancer
health impacts. We identified no PB–
HAP emitted from the source category,
and, thus, no known potential for multipathway effects.
Considering all of the health risk
information and factors discussed
above, including the uncertainties
discussed in section III of this preamble,
the EPA proposes that the risks from the
HCl Production source category are
acceptable.
2. Ample Margin of Safety Analysis
As directed by CAA section 112(f)(2),
we conducted an analysis to determine
if the current emissions standards
provide an ample margin of safety to
protect public health. Under the ample
margin of safety analysis, the EPA
considers all health factors evaluated in
the risk assessment and evaluates the
cost and feasibility of available control
technologies and other measures
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(including the controls, measures, and
costs reviewed under the technology
review) that could be applied to this
source category to further reduce the
risks (or potential risks) due to
emissions of HAP identified in our risk
assessment. In this analysis, we
considered the results of the technology
review, risk assessment, and other
aspects of our MACT rule review to
determine whether there are any costeffective controls or other measures that
would reduce emissions further to
provide an ample margin of safety with
respect to the risks associated with these
emissions.
As provided in more detail in section
IV.D below, we did not identify any
developments in processes, practices, or
controls for HCl production facilities
during our analysis for this proposal.
Hydrochloric acid production facilities
use scrubbers to control emissions of
HCl and Cl2. These devices are capable
of achieving high levels of emission
reductions and we did not identify
additional technologies capable of
further reducing emissions from HCl
production facilities or any
improvements to the existing
technologies that would result in further
reduction of emissions. Given that we
did not identify any developments in
practices, process, or control
technologies and the low risks
remaining after implementation of the
NESHAP, we are proposing that the
existing standards for the HCl
Production source category provide an
ample margin of safety.
Regarding the facility-wide risks due
to ethylene oxide and trichloroethylene
(described above), which are due to
emission sources that are not part of the
HCl Production source category, we
intend to evaluate those facility-wide
estimated emissions and risks further
and may address these in a separate
future action, as appropriate. In
particular, the EPA is addressing
ethylene oxide based on the results of
the latest NATA released in August
2018, which identified the chemical as
a potential concern in several areas
across the country. The latest NATA
estimates that ethylene oxide
significantly contributes to potential
elevated cancer risks in some census
tracts across the U.S. (less than 1
percent of the total number of tracts). As
noted on the EPA’s NATA website,
NATA is a screening tool for state, local,
and tribal air agencies and the EPA
suggests that NATA results be used
cautiously.18 These elevated risks are
18 In particular, the EPA has identified limitations
to consider when looking at the results (e.g., data
gaps, default assumptions, and regional differences
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largely driven by an EPA risk value that
was updated in late 2016. Although this
updated risk value is also responsible
for the elevated facility-wide risks
calculated here, as noted earlier, these
risks are due to emission sources that
are not part of the HCl Production
source category. Nevertheless, the EPA
is interested in receiving public
comments on the use of the update risk
value for regulatory purposes.
The EPA will work with industry and
state, local, and tribal air agencies as the
EPA takes a two-pronged approach to
address ethylene oxide emissions: (1)
Reviewing CAA regulations for facilities
that emit ethylene oxide—starting with
air toxics emissions standards for
miscellaneous organic chemical
manufacturing facilities and commercial
sterilizers; and (2) getting additional
information on ethylene oxide
emissions. This information will help
the EPA as it evaluates opportunities to
reduce ethylene oxide emissions as part
of its regulations review, and will help
the agency determine whether more
immediate emission reduction steps are
necessary in any particular locations.
The EPA will post updates on its work
to address ethylene oxide on its website
at: https://www.epa.gov/ethylene-oxide.
BACT/LAER Clearinghouse to identify
possible developments and none were
found. Additionally, we reviewed title V
permits for all facilities and found no
substantive differences in the control
strategies employed for HCl production
facilities. Finally, a search of peer
reviewed literature did not yield any
information regarding technology
developments for HCl production.
3. Adverse Environmental Effect
The emissions data for this source
category indicate the presence of one
environmental HAP, HCl, emitted by
sources within this source category.
Based on the results of our
environmental risk screening
assessment, we conclude that there is
not an adverse environmental effect as
a result of HAP emissions from the HCl
Production source category. Thus, we
are proposing that it is not necessary to
set a more stringent standard to prevent
an adverse environmental effect.
1. SSM Requirements
In its 2008 decision in Sierra Club v.
EPA, 551 F.3d 1019 (D.C. Cir. 2008), the
Court vacated portions of two
provisions in the EPA’s CAA section
112 regulations governing the emissions
of HAP during periods of SSM.
Specifically, the Court vacated the SSM
exemption contained in 40 CFR
63.6(f)(1) and 40 CFR 63.6(h)(1), holding
that under section 302(k) of the CAA,
emissions standards or limitations must
be continuous in nature and that the
SSM exemption violates the CAA’s
requirement that some CAA section 112
standards apply continuously.
We are proposing the elimination of
the SSM exemption in this rule which
appears at 40 CFR 63.9005(a).
Consistent with Sierra Club v. EPA, we
are proposing standards in this rule that
apply at all times. We are also proposing
several revisions to Table 7 (the General
Provisions Applicability Table) as
explained in more detail below. For
example, we are proposing to eliminate
the incorporation of the General
Provisions’ requirement that the source
develop an SSM plan. We also are
proposing to eliminate and revise
certain recordkeeping and reporting
requirements related to the SSM
exemption as further described below.
The EPA has attempted to ensure that
the provisions we are proposing to
eliminate are inappropriate,
C. What are the results and proposed
decisions based on our technology
review?
We did not identify any developments
in processes, practices, or controls for
HCl production facilities during our
analysis for this proposal. We are not
proposing any changes to the NESHAP
based on our technology review.
Scrubbers are used across the industry
to control emissions of HCl and Cl2,
with similar performance among
facilities. We reviewed the EPA’s RACT/
in emissions data completeness). A number of other
aspects of the results are also worth noting, such as
the results apply best to larger areas, not specific
places; apply only to the analysis year (when the
source data were collected); and assume a person
breathes the air toxics emitted in the analysis every
day for 70 years. See https://www.epa.gov/nationalair-toxics-assessment/nata-limitations for a more
complete discussion.
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D. What other actions are we proposing?
In addition to the proposed
determinations regarding the RTRs
described above, we are proposing some
revisions to the NESHAP to address
other issues. We are proposing revisions
to the SSM provisions of the MACT rule
in order to ensure that they are
consistent with the Court decision in
Sierra Club v. EPA, 551 F. 3d 1019 (D.C.
Cir. 2008), which vacated two
provisions that exempted sources from
the requirement to comply with
otherwise applicable CAA section
112(d) emission standards during
periods of SSM. We also are proposing
various changes to recordkeeping and
reporting requirements and adding
electronic reporting. Our analyses and
proposed changes related to these issues
are discussed below.
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unnecessary, or redundant in the
absence of the SSM exemption. We are
specifically seeking comment on
whether we have successfully done so.
In proposing the standards in this
rule, the EPA has taken into account
startup and shutdown periods. For the
reasons explained below, the EPA is not
proposing alternate standards for those
periods, but is instead proposing that
the source meet the otherwise
applicable standards during these
periods. We have no data indicating that
emissions are different during startup or
shutdown. For add-on control systems,
the HCl Production NESHAP requires
the measurement of scrubber flow rate
and pH parameter limits apply at all
times, including during periods of
startup and shutdown. The HCl
Production NESHAP requires add-on
control device operating parameters to
be recorded at least once every 15
minutes. The HCl Production NESHAP
specifies in 40 CFR 63.9040(c) that if an
operating parameter is out of the
allowed range, this is a deviation from
the operating limit and must be reported
as specified in 40 CFR 63.9050(d).
The EPA is also proposing that the
otherwise applicable limits would apply
during periods of malfunction. Periods
of startup, normal operations, and
shutdown are all predictable and
routine aspects of a source’s operations.
Malfunctions, in contrast, are neither
predictable nor routine. Instead they
are, by definition, sudden, infrequent
and not reasonably preventable failures
of emissions control, process or
monitoring equipment (40 CFR 63.2
[Definition of malfunction]). The EPA
interprets CAA section 112 as not
requiring emissions that occur during
periods of malfunction to be factored
into development of CAA section 112
standards and this reading has been
upheld as reasonable by the Court in
U.S. Sugar Corp. v. EPA, 830 F.3d 579,
606–610 (2016). Under CAA section
112, emissions standards for new
sources must be no less stringent than
the level ‘‘achieved’’ by the best
controlled similar source and emissions
standards for existing sources generally
must be no less stringent than the
average emission limitation ‘‘achieved’’
by the best performing 12 percent of
sources in the category. There is nothing
in CAA section 112 that directs the
Agency to consider malfunctions in
determining the level ‘‘achieved’’ by the
best performing sources when setting
emission standards. As the Court has
recognized, the phrase ‘‘average
emissions limitation achieved by the
best performing 12 percent of’’ sources
‘‘says nothing about how the
performance of the best units is to be
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calculated.’’ Nat’l Ass’n of Clean Water
Agencies v. EPA, 734 F.3d 1115, 1141
(D.C. Cir. 2013). While the EPA
accounts for variability in setting
emissions standards, nothing in CAA
section 112 requires the Agency to
consider malfunctions as part of that
analysis. The EPA is not required to
treat a malfunction in the same manner
as the type of variation in performance
that occurs during routine operations of
a source. A malfunction is a failure of
the source to perform in a ‘‘normal or
usual manner’’ and no statutory
language compels the EPA to consider
such events in setting CAA section 112
standards.
As the Court recognized in U.S. Sugar
Corp, accounting for malfunctions in
setting standards would be difficult, if
not impossible, given the myriad
different types of malfunctions that can
occur across all sources in the category
and given the difficulties associated
with predicting or accounting for the
frequency, degree, and duration of
various malfunctions that might occur.
Id. at 608; ‘‘the EPA would have to
conceive of a standard that could apply
equally to the wide range of possible
boiler malfunctions, ranging from an
explosion to minor mechanical defects.
Any possible standard is likely to be
hopelessly generic to govern such a
wide array of circumstances.’’ As such,
the performance of units that are
malfunctioning is not ‘‘reasonably’’
foreseeable. See, e.g. Sierra Club v. EPA,
167 F.3d 658, 662 (D.C. Cir. 1999 [‘‘The
EPA typically has wide latitude in
determining the extent of data-gathering
necessary to solve a problem. We
generally defer to an agency’s decision
to proceed on the basis of imperfect
scientific information, rather than to
invest the resources to conduct the
perfect study].’’) See also, Weyerhaeuser
v. Costle, 590 F.2d 1011, 1058 (D.C. Cir.
1978) (‘‘In the nature of things, no
general limit, individual permit, or even
any upset provision can anticipate all
upset situations. After a certain point,
the transgression of regulatory limits
caused by ‘uncontrollable acts of third
parties,’ such as strikes, sabotage,
operator intoxication or insanity, and a
variety of other eventualities, must be a
matter for the administrative exercise of
case-by-case enforcement discretion, not
for specification in advance by
regulation.’’). In addition, emissions
during a malfunction event can be
significantly higher than emissions at
any other time of source operation. For
example, if an air pollution control
device with 99-percent removal goes offline as a result of a malfunction (as
might happen if, for example, the bags
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in a baghouse catch fire) and the
emission unit is a steady state type unit
that would take days to shut down, the
source would go from 99-percent
control to zero control until the control
device was repaired. The source’s
emissions during the malfunction
would be 100 times higher than during
normal operations. As such, the
emissions over a 4-day malfunction
period would exceed the annual
emissions of the source during normal
operations. As this example illustrates,
accounting for malfunctions could lead
to standards that are not reflective of
(and significantly less stringent than)
levels that are achieved by a wellperforming non-malfunctioning source.
It is reasonable to interpret CAA section
112 to avoid such a result. The EPA’s
approach to malfunctions is consistent
with CAA section 112 and is a
reasonable interpretation of the statute.
Although no statutory language
compels the EPA to set standards for
malfunctions, the EPA has the
discretion to do so where feasible. For
example, in the Petroleum Refinery
Sector Risk and Technology Review, the
EPA established a work practice
standard for unique types of
malfunction that result in releases from
pressure relief devices or emergency
flaring events because the EPA had
information to determine that such work
practices reflected the level of control
that applies to the best performers. 80
FR 75178, 75211–14 (December 1,
2015). The EPA will consider whether
circumstances warrant setting standards
for a particular type of malfunction and,
if so, whether the EPA has sufficient
information to identify the relevant best
performing sources and establish a
standard for such malfunctions. We also
encourage commenters to provide any
such information.
In the event that a source fails to
comply with the applicable CAA section
112(d) standards as a result of a
malfunction event, the EPA would
determine an appropriate response
based on, among other things, the good
faith efforts of the source to minimize
emissions during malfunction periods,
including preventative and corrective
actions, as well as root cause analyses
to ascertain and rectify excess
emissions. The EPA would also
consider whether the source’s failure to
comply with the CAA section 112(d)
standard was, in fact, sudden,
infrequent, not reasonably preventable
and was not instead caused in part by
poor maintenance or careless operation.
40 CFR 63.2 (definition of malfunction).
If the EPA determines in a particular
case that an enforcement action against
a source for violation of an emission
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standard is warranted, the source can
raise any and all defenses in that
enforcement action and the federal
district court will determine what, if
any, relief is appropriate. The same is
true for citizen enforcement actions.
Similarly, the presiding officer in an
administrative proceeding can consider
any defense raised and determine
whether administrative penalties are
appropriate.
The EPA is not aware of
circumstances that would allow for
establishing different emissions
standard for some or all malfunctions
that may occur at HCl production
facilities and, therefore, is not proposing
an alternative standard that would
apply during periods of malfunction.
In summary, the EPA’s interpretation
of the CAA and, in particular, CAA
section 112, is reasonable and
encourages practices that will avoid
malfunctions. Administrative and
judicial procedures for addressing
exceedances of the standards fully
recognize that violations may occur
despite good faith efforts to comply and
can accommodate those situations. U.S.
Sugar Corp. v. EPA, 830 F.3d 579, 606–
610 (2016).
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2. 40 CFR 63.9005
General Duty
We are proposing to revise the
General Provisions table (Table 7) entry
for 40 CFR 63.6(e)(1)(i) by changing the
‘‘yes’’ in column 3 to a ‘‘no.’’ Section
63.6(e)(1)(i) describes the general duty
to minimize emissions during periods of
SSM. With the elimination of the SSM
exemption, there is no need to
differentiate between normal operations,
startup and shutdown, and malfunction
events in describing the general duty.
We are proposing instead to add general
duty regulatory text at 40 CFR
63.9005(b) that reflects the general duty
to minimize emissions during all
periods of operation. Therefore, the
language the EPA is proposing for 40
CFR 63.9005(b) does not include that
language from 40 CFR 63.6(e)(1).
We are also proposing to revise the
General Provisions table (Table 7) entry
for 40 CFR 63.6(e)(1)(ii) by changing the
‘‘yes’’ in column 3 to a ‘‘no.’’ This
provision requires malfunctions to be
corrected as quickly as practicable and
minimize emissions consistent with
safety and good air pollution control
practices. Section 63.6(e)(1)(ii) imposes
requirements that are not necessary with
the elimination of the SSM exemption
or are redundant with the general duty
requirement being added at 40 CFR
63.9005(b).
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3. SSM Plan
We are proposing to revise the
General Provisions table (Table 7) entry
for 40 CFR 63.6(e)(3) by changing the
‘‘yes’’ in column 3 to a ‘‘no.’’ Generally,
these paragraphs require development
of an SSM plan and specify SSM
recordkeeping and reporting
requirements related to the SSM plan.
As noted, the EPA is proposing to
remove the SSM exemptions. Therefore,
affected units will be subject to an
emission standard during such events.
The applicability of a standard during
such events will ensure that sources
have ample incentive to plan for and
achieve compliance as they do during
periods of normal operation and, thus,
planning requirements specific for SSM
are no longer necessary.
4. Compliance With Standards
We are proposing to revise the
General Provisions table (Table 7) entry
for 40 CFR 63.6(f)(1) by changing the
‘‘yes’’ in column 3 to a ‘‘no.’’ The
current language of 40 CFR 63.6(f)(1)
exempts sources from non-opacity
standards during periods of SSM. As
discussed above, the Court in Sierra
Club vacated the exemptions contained
in 40 CFR 63.6(f)(1) and held that the
CAA requires a standard to apply
continuously. Consistent with Sierra
Club, the EPA is proposing to revise
standards in this rule to apply at all
times.
5. 40 CFR 63.9020
Testing
Performance
We are proposing to revise the
General Provisions table (Table 7) entry
for 40 CFR 63.7(e)(1) by changing the
‘‘yes’’ in column 3 to a ‘‘no.’’ Section
63.7(e)(1) describes performance testing
requirements. The EPA is instead
proposing to add a performance testing
requirement at 40 CFR 63.9020(a)(3).
The performance testing requirements
we are proposing to add differ from the
General Provisions performance testing
provisions in several respects.
Specifically, the new proposed
performance testing requirements do not
include the language in 40 CFR
63.7(e)(1) restating the SSM exemption.
However, we are including similar
language that precludes startup and
shutdown periods from being
considered ‘‘representative’’ for
purposes of performance testing. As
provided in 40 CFR 63.7(e)(1), we are
including language in 40 CFR
63.9020(a)(3) providing that
performance tests conducted under this
subpart should not be conducted during
malfunctions. This is because
conditions during malfunctions are
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often not representative of normal
operating conditions. The EPA is
proposing to add language that requires
the owner or operator to record the
process information that is necessary to
document operating conditions during
the test and include in such records an
explanation to support that such
conditions represent normal operation.
Section 63.7(e) requires that the owner
or operator make available upon request
by the Administrator such records ‘‘as
may be necessary to determine the
condition of the performance test,’’ but
does not specifically require the
information to be recorded. The
regulatory text the EPA is proposing to
add to this provision builds on that
requirement and makes explicit the
requirement to record the information.
6. Monitoring
We are proposing to revise the
General Provisions table (Table 7) entry
for 40 CFR 63.8(c)(1)(i) and (c)(1)(iii) by
changing the ‘‘yes’’ in column 3 to a
‘‘no.’’ The cross-references to the
general duty and SSM plan
requirements in those subparagraphs are
not necessary in light of the removal of
the SSM exemption and other
requirements of 40 CFR 63.8 that require
good air pollution control practices (40
CFR 63.8(c)(1)) and that set out the
requirements of a quality control
program for monitoring equipment (40
CFR 63.8(d)).
We are proposing to revise the
General Provisions table (Table 7) entry
for 40 CFR 63.8(d)(3) by changing the
‘‘yes’’ in column 3 to a ‘‘no.’’ The final
sentence in 40 CFR 63.8(d)(3) refers to
the General Provisions’ SSM plan
requirement which is no longer
applicable. The EPA is proposing to add
to the rule at 40 CFR 63.9005(d)(5) text
that is identical to 40 CFR 63.8(d)(3)
except that the final sentence is
replaced with the following sentence:
‘‘The program of corrective action
should be included in the plan required
under § 63.8(d)(2).’’
7. 40 CFR 63.9055 Recordkeeping
We are proposing to revise the
General Provisions table (Table 7) entry
for 40 CFR 63.10(b)(2)(i) by changing the
‘‘yes’’ in column 3 to a ‘‘no.’’ Section
63.10(b)(2)(i) describes the
recordkeeping requirements during
startup and shutdown. These recording
provisions are no longer necessary
because the EPA is proposing that
recordkeeping and reporting applicable
to normal operations will apply during
startup and shutdown. In the absence of
special provisions applicable to startup
and shutdown, such as a startup and
shutdown plan, there is no reason to
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retain recordkeeping for startup and
shutdown periods separate from the
requirement that applies during normal
operation.
We are proposing to revise the
General Provisions table (Table 7) entry
for 40 CFR 63.10(b)(2)(ii) by changing
the ‘‘yes’’ in column 3 to a ‘‘no.’’ Section
63.10(b)(2)(ii) describes the
recordkeeping requirements during a
malfunction. The EPA is proposing to
add such requirements to 40 CFR
63.9055. The regulatory text we are
proposing to add differs from the
General Provisions it is replacing; the
General Provisions require the creation
and retention of a record of the
occurrence and duration of each
malfunction of process, air pollution
control, and monitoring equipment. The
EPA is proposing that this requirement
apply to any failure to meet an
applicable standard and is requiring that
the source record the date, time, and
duration of the failure rather than the
‘‘occurrence.’’ The EPA is also
proposing to add to 40 CFR 63.9055 a
requirement that sources keep records
that include a list of the affected source
or equipment and actions taken to
minimize emissions, an estimate of the
quantity of each regulated pollutant
emitted over the standard for which the
source failed to meet the standard, and
a description of the method used to
estimate the emissions. Examples of
such methods would include productloss calculations, mass balance
calculations, measurements when
available, or engineering judgment
based on known process parameters.
The EPA is proposing to require that
sources keep records of this information
to ensure that there is adequate
information to allow the EPA to
determine the severity of any failure to
meet a standard, and to provide data
that may document how the source met
the general duty to minimize emissions
when the source has failed to meet an
applicable standard.
We are proposing to revise the
General Provisions table (Table 7) entry
for 40 CFR 63.10(b)(2)(iv) by changing
the ‘‘yes’’ in column 3 to a ‘‘no.’’ When
applicable, the provision requires
sources to record actions taken during
SSM events when those actions were
inconsistent with their SSM plan. The
requirement is no longer appropriate if
the EPA finalizes its proposal that SSM
plans will no longer be required. The
requirement previously applicable
under 40 CFR 63.10(b)(2)(iv)(B) to
record actions to minimize emissions
and record corrective actions is now
applicable in 40 CFR 63.9055.
We are proposing to revise the
General Provisions table (Table 7) entry
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for 40 CFR 63.10(b)(2)(v) by changing
the ‘‘yes’’ in column 3 to a ‘‘no.’’ When
applicable, the provision requires
sources to record actions taken during
SSM events to show that actions taken
were consistent with their SSM plan.
The requirement is no longer
appropriate because SSM plans will no
longer be required.
8. 40 CFR 63.9050 Reporting
We are proposing to revise the
General Provisions table (Table 7) entry
for 40 CFR 63.10(d)(5) by changing the
‘‘yes’’ in column 3 to a ‘‘no.’’ Section
63.10(d)(5) describes the reporting
requirements for startups, shutdowns,
and malfunctions. To replace the
General Provisions reporting
requirement, the EPA is proposing to
add reporting requirements to 40 CFR
63.9050(c)(5). The replacement language
differs from the General Provisions
requirement in that it eliminates
periodic SSM reports as a stand-alone
report. We are proposing language that
requires sources that fail to meet an
applicable standard at any time to report
the information concerning such events
in the semi-annual compliance report
already required in 40 CFR 63.9050. We
are proposing that the report must
contain the number, date, time,
duration, and the cause of such events
(including unknown cause, if
applicable), a list of the affected source
or equipment, an estimate of the
quantity of each regulated pollutant
emitted over any emission limit, and a
description of the method used to
estimate the emissions.
Examples of such methods would
include product-loss calculations, mass
balance calculations, measurements
when available, or engineering
judgment based on known process
parameters. The EPA is proposing this
requirement to ensure that there is
adequate information to determine
compliance, to allow the EPA to
determine the severity of the failure to
meet an applicable standard, and to
provide data that may document how
the source met the general duty to
minimize emissions during a failure to
meet an applicable standard.
The proposed amendments eliminate
the cross reference to 40 CFR
63.10(d)(5)(i) that contains the
description of the previously required
SSM report format and submittal
schedule. These specifications are no
longer necessary because the events will
be reported in otherwise required
reports with similar format and
submittal requirements.
We are proposing to revise the
General Provisions table (Table 7) entry
for 40 CFR 63.10(d)(5)(ii) by changing
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1587
the ‘‘yes’’ in column 3 to a ‘‘no.’’ Section
63.10(d)(5)(ii) describes an immediate
report for startups, shutdown, and
malfunctions when a source failed to
meet an applicable standard, but did not
follow the SSM plan. We will no longer
require owners and operators to report
when actions taken during a startup,
shutdown, or malfunction were not
consistent with an SSM plan, because
plans would no longer be required.
We are proposing to revise the
General Provisions table (Table 7) entry
for 40 CFR 63.10(c)(15) by changing the
‘‘yes’’ in column 3 to a ‘‘no.’’ The EPA
is proposing that 40 CFR 63.10(c)(15) no
longer apply. When applicable, the
provision allows an owner or operator
to use the affected source’s SSM plan or
records kept to satisfy the recordkeeping
requirements of the SSM plan, specified
in 40 CFR 63.6(e), to also satisfy the
requirements of 40 CFR 63.10(c)(10)
through (12). The EPA is proposing to
eliminate this requirement because SSM
plans would no longer be required, and,
therefore, 40 CFR 63.10(c)(15) would no
longer be available to satisfy the
requirements of 40 CFR 63.10(c)(10)
through (12).
9. Electronic Reporting
Through this proposal, the EPA is
proposing that owners and operators of
HCl production facilities submit
electronic copies of required
performance test reports, performance
evaluations, notifications of compliance
status, site-specific monitoring plans,
and semiannual compliance reports
through the EPA’s Central Data
Exchange (CDX) using the Compliance
and Emissions Data Reporting Interface
(CEDRI). A description of the electronic
data submission process is provided in
the memorandum, Electronic Reporting
Requirements for New Source
Performance Standards (NSPS) and
National Emission Standards for
Hazardous Air Pollutants (NESHAP)
Rules, available in Docket ID No. EPA–
HQ–OAR–2018–0417. The proposed
rule requires that performance test
results collected using test methods that
are supported by the EPA’s Electronic
Reporting Tool (ERT) as listed on the
ERT website 19 at the time of the test be
submitted in the format generated
through the use of the ERT and that
other performance test results be
submitted in portable document format
(PDF) using the attachment module of
the ERT. Similarly, we are proposing
that performance evaluation results of
continuous monitoring systems and
other performance evaluation results be
19 https://www.epa.gov/electronic-reporting-airemissions/electronic-reporting-tool-ert.
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submitted in PDF using the attachment
module of the ERT.
For performance test reports,
performance evaluations, and
semiannual compliance reports, the
proposed rule requires that owners and
operators submit information to CEDRI
using the appropriate spreadsheet
template. A draft version of the
proposed templates for these reports is
included in the docket for this
rulemaking.20 The EPA specifically
requests comment on the content,
layout, and overall design of the
templates.
Additionally, the EPA has identified
two broad circumstances in which
electronic reporting extensions may be
provided. In both circumstances, the
decision to accept the claim of needing
additional time to report is within the
discretion of the Administrator, and
reporting should occur as soon as
possible. The EPA is providing these
potential extensions to protect owners
and operators from noncompliance in
cases where they cannot successfully
submit a report by the reporting
deadline for reasons outside of their
control. First, the situation where an
extension may be warranted due to
outages of the EPA’s CDX or CEDRI,
which precludes an owner or operator
from accessing the system and
submitting required reports, is
addressed in 40 CFR 63.9050(m).
Second, the situation where an
extension may be warranted due to a
force majeure event, which is defined as
an event that will be or has been caused
by circumstances beyond the control of
the affected facility, its contractors, or
any entity controlled by the affected
facility that prevents an owner or
operator from complying with the
requirement to submit a report
electronically as required by this rule, is
addressed in 40 CFR 63.9050(n).
Examples of such events are acts of
nature, acts of war or terrorism, or
equipment failure or safety hazards
beyond the control of the facility.
The electronic submittal of the reports
addressed in this proposed rulemaking
will increase the usefulness of the data
contained in those reports, is in keeping
with current trends in data availability
and transparency, will further assist in
the protection of public health and the
environment, will improve compliance
by facilitating the ability of regulated
facilities to demonstrate compliance
with requirements and by facilitating
the ability of delegated state, local,
20 See Electronic Reporting Templates for
Hydrochloric Acid Production, Subpart NNNNN,
available at Docket ID No. EPA–HQ–OAR–2018–
0417.
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tribal, and territorial air agencies and
the EPA to assess and determine
compliance, and will ultimately reduce
burden on regulated facilities, delegated
air agencies, and the EPA. Electronic
reporting also eliminates paper-based,
manual processes, thereby saving time
and resources, simplifying data entry,
eliminating redundancies, minimizing
data reporting errors, and providing data
quickly and accurately to the affected
facilities, air agencies, the EPA, and the
public. Moreover, electronic reporting is
consistent with the EPA’s plan 21 to
implement Executive Order 13563 and
is in keeping with the EPA’s agencywide policy 22 developed in response to
the White House’s Digital Government
Strategy.23 For more information on the
benefits of electronic reporting, see the
memorandum, Electronic Reporting
Requirements for New Source
Performance Standards (NSPS) and
National Emission Standards for
Hazardous Air Pollutants (NESHAP)
Rules, available in Docket ID No. EPA–
HQ–OAR–2018–0417.
E. What compliance dates are we
proposing?
The EPA is proposing that existing
affected sources and affected sources
that commenced construction or
reconstruction on or before February 4,
2019 must comply with all of the
amendments no later than 180 days after
the effective date of the final rule. The
final action is not expected to be a
‘‘major rule’’ as defined by 5 U.S.C.
804(2), so the effective date of the final
rule will be the promulgation date as
specified in CAA section 112(d)(10). For
existing sources, we are proposing a
change that would impact ongoing
compliance requirements for 40 CFR
part 63, subpart NNNNN. As discussed
elsewhere in this preamble, we are
proposing to change the requirements
for SSM by removing the exemption
from the requirements to meet the
standard during SSM periods and by
removing the requirement to develop
and implement an SSM plan. Our
experience with similar industries
shows that this sort of regulated facility
21 EPA’s Final Plan for Periodic Retrospective
Reviews, August 2011. Available at: https://
www.regulations.gov/document?D=EPA-HQ-OA2011-0156-0154.
22 E-Reporting Policy Statement for EPA
Regulations, September 2013. Available at: https://
www.epa.gov/sites/production/files/2016-03/
documents/epa-ereporting-policy-statement-201309-30.pdf.
23 Digital Government: Building a 21st Century
Platform to Better Serve the American People, May
2012. Available at: https://
obamawhitehouse.archives.gov/sites/default/files/
omb/egov/digital-government/digitalgovernment.html.
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generally requires a time period of 180
days to read and understand the
amended rule requirements; to evaluate
their operations to ensure that they can
meet the standards during periods of
startup and shutdown as defined in the
rule and make any necessary
adjustments; and to update their
operations to reflect the revised
requirements. From our assessment of
the timeframe needed for compliance
with the revised requirements, the EPA
considers a period of 180 days to be the
most expeditious compliance period
practicable, and, thus, is proposing that
existing affected sources be in
compliance with this regulation’s
revised requirements within 180 days of
the regulation’s effective date. We solicit
comment on this proposed compliance
period, and we specifically request
submission of information from sources
in this source category regarding
specific actions that would need to be
undertaken to comply with the
proposed amended requirements,
including the proposed amendments
related to recordkeeping and reporting
and the time needed to make the
adjustments for compliance with them.
We note that information provided may
result in changes to the proposed
compliance date. Affected sources that
commence construction or
reconstruction after February 4, 2019
must comply with all requirements of
the subpart, including the amendments
being proposed, no later than the
effective date of the final rule or upon
startup, whichever is later. All affected
facilities would have to continue to
meet the current requirements of 40 CFR
part 63, subpart NNNNN, until the
applicable compliance date of the
amended rule.
V. Summary of Cost, Environmental,
and Economic Impacts
A. What are the affected sources?
We anticipate that 19 HCl production
facilities currently operating in the
United States will be affected by these
proposed amendments. The basis for
our estimate of affected facilities are
provided in the memorandum, Industry
Characterization for the Hydrochloric
Acid Production NESHAP Residual Risk
and Technology Review, which is
available in the docket for this action.
We are not currently aware of any
planned or potential new or
reconstructed HCl production facilities.
B. What are the air quality impacts?
We do not anticipate that the
proposed amendments to this subpart
will impact air quality. We are not
proposing changes to the standard that
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E. What are the benefits?
As discussed above, we do not
anticipate the proposed amendments to
this subpart to impact air quality. The
electronic submittal of the reports
addressed in this proposed rulemaking
will increase the usefulness of the data
contained in those reports, is in keeping
with current trends in data availability
and transparency, will further assist in
the protection of public health and the
environment, will improve compliance
by facilitating the ability of regulated
facilities to demonstrate compliance
with requirements and by facilitating
the ability of delegated state, local,
tribal, and territorial air agencies and
the EPA to assess and determine
compliance, and will ultimately reduce
burden on regulated facilities, delegated
air agencies, and the EPA. Electronic
reporting also eliminates paper-based,
manual processes, thereby saving time
and resources, simplifying data entry,
eliminating redundancies, minimizing
data reporting errors, and providing data
quickly and accurately to the affected
facilities, air agencies, the EPA, and the
public.
risk assessments and other analyses. We
are specifically interested in receiving
any improvements to the data used in
the site-specific emissions profiles used
for risk modeling. Such data should
include supporting documentation in
sufficient detail to allow
characterization of the quality and
representativeness of the data or
information. Section VII of this
preamble provides more information on
submitting data.
Prior to publication of this proposal,
Dow Chemical submitted several
suggestions for changes to the HCl
Production NESHAP. Most of these
changes relate to monitoring,
recordkeeping, and reporting
requirements. The correspondence from
Dow,24 including their suggested
regulatory language, are available in the
docket for this action. We are
specifically seeking comment on one
issue raised by Dow in their May 30,
2018, correspondence, which is
available in the docket for this action.
Dow states that a definition for
‘‘maintenance vents’’ should be added
to the rule if the exemptions for periods
of SSM are removed.25 Dow claims that
regular maintenance activities require
opening equipment after the equipment
is cleaned and purged, presumably
during periods that the equipment is
being shut down which would
previously be exempt from the
emissions limits, and that these
activities that only emit to the
atmosphere during periods of
maintenance or inspection would
become subject to the requirements of
the NESHAP if the exemption is
removed. Dow recommends that certain
emission points that exist due solely to
maintenance and inspection of
equipment be defined as maintenance
vents and that EPA set work practice
standards that require thoroughly
purging and degassing the equipment to
a control device prior to opening it to
the atmosphere. They submitted
recommended regulatory text for the
definition of ‘‘maintenance vent’’ and
corresponding work practices. We are
seeking comment on:
• The necessity of this change for the
HCl Production NESHAP in light of our
proposed removal of the SSM
exemptions;
• The estimated frequency of these
maintenance activities;
VI. Request for Comments
We solicit comments on all aspects of
this proposed action. In addition to
general comments on this proposed
action, we are also interested in
additional data that may improve the
24 Emails from Russell Wozniak to Nathan
Topham, dated May 30, 2018, and September 24,
2018. Available in the docket for this action, Docket
ID No. EPA–HQ–OAR–2018–0417.
25 In section IV.D, above, the EPA has proposed
to remove the SSM exemptions in the HCl
Production NESHAP.
will result in additional emission
reductions beyond the levels already
achieved by the NESHAP.
C. What are the cost impacts?
The cost impacts from these proposed
amendments are savings in costs to
affected production facilities. One way
to present cost estimates is in present
value (PV terms). The PV for these
proposed amendments is equal to a
savings of $84,514 at a discount rate of
3 percent and a savings of $62,136 at a
discount rate of 7 percent, discounted to
2016. The equivalent annualized value,
which is an annualized value consistent
with the PV estimates, is equal to
$22,736 at a discount rate of 3 percent
and $18,344 at a discount rate of 7
percent (2016 dollars). These
calculations are documented in the
Economic Impact Analysis for the
Proposed HCl Production RTR, which is
available in the docket for this
rulemaking.
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D. What are the economic impacts?
With cost savings occurring for
affected facilities, we do not anticipate
the proposed amendments to yield
adverse economic impacts, including
negative impacts on employment.
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• The cost associated with making (or
not making) this change;
• The emissions impact of making (or
not making) this change;
• Whether the regulatory language
recommended by Dow reflects the best
performers across the industry; and
• Whether it is feasible to set a
numerical emission limit rather than a
work practice standard, as Dow
suggests.
VII. Submitting Data Corrections
The site-specific emissions profiles
used in the source category risk and
demographic analyses and instructions
are available for download on the RTR
website at https://www3.epa.gov/ttn/
atw/rrisk/rtrpg.html. The data files
include detailed information for each
HAP emissions release point for the
facilities in the source category.
If you believe that the data are not
representative or are inaccurate, please
identify the data in question, provide
your reason for concern, and provide
any ‘‘improved’’ data that you have, if
available. When you submit data, we
request that you provide documentation
of the basis for the revised values to
support your suggested changes. To
submit comments on the data
downloaded from the RTR website,
complete the following steps:
1. Within this downloaded file, enter
suggested revisions to the data fields
appropriate for that information.
2. Fill in the commenter information
fields for each suggested revision (i.e.,
commenter name, commenter
organization, commenter email address,
commenter phone number, and revision
comments).
3. Gather documentation for any
suggested emissions revisions (e.g.,
performance test reports, material
balance calculations).
4. Send the entire downloaded file
with suggested revisions in Microsoft®
Access format and all accompanying
documentation to Docket ID No. EPA–
HQ–OAR–2018–0417 (through the
method described in the ADDRESSES
section of this preamble).
5. If you are providing comments on
a single facility or multiple facilities,
you need only submit one file for all
facilities. The file should contain all
suggested changes for all sources at that
facility (or facilities). We request that all
data revision comments be submitted in
the form of updated Microsoft® Excel
files that are generated by the
Microsoft® Access file. These files are
provided on the RTR website at https://
www3.epa.gov/ttn/atw/rrisk/rtrpg.html.
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VIII. Statutory and Executive Order
Reviews
Additional information about these
statutes and Executive Orders can be
found at https://www.epa.gov/lawsregulations/laws-and-executive-orders.
A. Executive Order 12866: Regulatory
Planning and Review and Executive
Order 13563: Improving Regulation and
Regulatory Review
This action is not a significant
regulatory action and was, therefore, not
submitted to OMB for review.
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B. Executive Order 13771: Reducing
Regulation and Controlling Regulatory
Costs
This action is not expected to be an
Executive Order 13771 regulatory action
because this action is not significant
under Executive Order 12866.
C. Paperwork Reduction Act (PRA)
The information collection activities
in this proposed rule have been
submitted for approval to OMB under
the PRA. The Information Collection
Request (ICR) document that the EPA
prepared has been assigned EPA ICR
number 2032.09. You can find a copy of
the ICR in the docket for this rule, and
it is briefly summarized here.
We are proposing changes to the
recordkeeping and reporting
requirements associated with 40 CFR
part 63, subpart NNNNN, in the form of
eliminating the SSM plan and reporting
requirements and adding electronic
reporting.
Respondents/affected entities: The
respondents to the recordkeeping and
reporting requirements are owners or
operators of facilities that produce HCl
subject to 40 CFR part 63, subpart
NNNNN.
Respondent’s obligation to respond:
Mandatory (40 CFR part 63, subpart
NNNNN).
Estimated number of respondents:
Nineteen (19) facilities.
Frequency of response: Initially and
semiannually.
Total estimated burden: The annual
recordkeeping and reporting burden for
responding facilities to comply with all
of the requirements in the NESHAP,
averaged over the 3 years of this ICR, is
estimated to be 22,000 hours (per year).
These proposed amendments reflect 314
hours (per year) in reduced burden to
comply with the rule due to the removal
of SSM recordkeeping/reporting
requirements and the addition of
electronic reporting. Burden is defined
at 5 CFR 1320.3(b).
Total estimated cost: The annual
recordkeeping and reporting cost for
responding facilities to comply with all
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of the requirements in the NESHAP,
averaged over the 3 years of this ICR, is
estimated to be $2,200,000 (rounded,
per year), including $754,000
annualized capital or operation and
maintenance costs. This results in a
decrease of $17,000 (rounded, per year)
to comply with the proposed
amendments to the rule.
An agency may not conduct or
sponsor, and a person is not required to
respond to, a collection of information
unless it displays a currently valid OMB
control number. The OMB control
numbers for the EPA’s regulations in 40
CFR are listed in 40 CFR part 9.
Submit your comments on the
Agency’s need for this information, the
accuracy of the provided burden
estimates, and any suggested methods
for minimizing respondent burden to
the EPA using the docket identified at
the beginning of this rule. You may also
send your ICR-related comments to
OMB’s Office of Information and
Regulatory Affairs via email to OIRA_
submission@omb.eop.gov, Attention:
Desk Officer for the EPA. Since OMB is
required to make a decision concerning
the ICR between 30 and 60 days after
receipt, OMB must receive comments no
later than March 6, 2019. The EPA will
respond to any ICR-related comments in
the final rule.
D. Regulatory Flexibility Act (RFA)
I certify that this action will not have
a significant economic impact on a
substantial number of small entities
under the RFA. This action will not
impose any requirements on small
entities. There are no small entities
among the 14 ultimate parent
companies impacted by this proposed
action given the Small Business
Administration small business size
definition for this industry (1,000
employees or greater for NAICS
325180), and no significant economic
impact on any of these entities.
E. Unfunded Mandates Reform Act
(UMRA)
This action does not contain an
unfunded mandate of $100 million or
more as described in UMRA, 2 U.S.C.
1531–1538, and does not significantly or
uniquely affect small governments. The
action imposes no enforceable duty on
any state, local, or tribal governments or
the private sector.
F. Executive Order 13132: Federalism
This action does not have federalism
implications. It will not have substantial
direct effects on the states, on the
relationship between the national
government and the states, or on the
distribution of power and
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responsibilities among the various
levels of government.
G. Executive Order 13175: Consultation
and Coordination With Indian Tribal
Governments
This action does not have tribal
implications as specified in Executive
Order 13175. No tribal facilities are
known to be engaged in HCl production
processes that would be affected by this
action. Thus, Executive Order 13175
does not apply to this action.
H. Executive Order 13045: Protection of
Children From Environmental Health
Risks and Safety Risks
This action is not subject to Executive
Order 13045 because it is not
economically significant as defined in
Executive Order 12866, and because the
EPA does not believe the environmental
health or safety risks addressed by this
action present a disproportionate risk to
children. This action’s health and risk
assessments are contained in sections
III.A and IV.A and B of this preamble.
I. Executive Order 13211: Actions
Concerning Regulations That
Significantly Affect Energy Supply,
Distribution, or Use
This action is not subject to Executive
Order 13211 because it is not a
significant regulatory action under
Executive Order 12866.
J. National Technology Transfer and
Advancement Act (NTTAA)
This action involves technical
standards. Therefore, the EPA
conducted a search to identify
potentially applicable voluntary
consensus standards. However, the
Agency identified no such standards. A
thorough summary of the search
conducted and results are included in
the memorandum titled Voluntary
Consensus Standard Results for
Hydrochloric Acid Production Residual
Risk and Technology Review, which is
available in the docket for this action.
K. Executive Order 12898: Federal
Actions To Address Environmental
Justice in Minority Populations and
Low-Income Populations
The EPA believes that this action does
not have disproportionately high and
adverse human health or environmental
effects on minority populations, lowincome populations, and/or indigenous
peoples, as specified in Executive Order
12898 (59 FR 7629, February 16, 1994).
The documentation for this decision is
contained in section IV.A.6 of this
preamble and the technical report,
Hydrochloric Acid Production
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Demographic Analysis, which is
available in the docket for this action.
List of Subjects in 40 CFR Part 63
Environmental protection, Air
pollution control, Hazardous
substances, Reporting and
recordkeeping requirements.
Dated: December 20, 2018.
Andrew R. Wheeler,
Acting Administrator.
For the reasons stated in the
preamble, the EPA proposes to amend
title 40, chapter I, part 63 of the Code
of Federal Regulations as follows:
PART 63—NATIONAL EMISSION
STANDARDS FOR HAZARDOUS AIR
POLLUTANTS FOR SOURCE
CATEGORIES
1. The authority citation for part 63
continues to read as follows:
■
Authority: 42 U.S.C. 7401 et seq.
Subpart NNNNN—National Emission
Standards for Hazardous Air Pollutants
for Hydrochloric Acid Production
2. Section 63.8985 is amended by
revising paragraph (f) to read as follows:
■
§ 63.8985
Am I subject to this subpart?
*
*
*
*
*
(f) An HCl production facility is not
subject to this subpart if all of the
gaseous streams containing HCl and
chlorine (Cl2) from HCl process vents,
HCl storage tanks, and HCl transfer
operations are recycled or routed to
another process for process purpose,
prior to being discharged to the
atmosphere.
■ 3. Section 63.9005 is amended by
revising paragraphs (a)–(c) and (d)(4)–
(6) to read as follows:
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§ 63.9005 What are my general
requirements for complying with this
subpart?
(a) Before [DATE 181 DAYS AFTER
PUBLICATION OF FINAL RULE IN
THE FEDERAL REGISTER], for each
existing source, and for each new or
reconstructed source for which
construction or reconstruction
commenced after April 17, 2003, but
before February 5, 2019, you must be in
compliance with the emission
limitations and work practice standards
in this subpart at all times, except
during periods of startup, shutdown,
and malfunction. After [DATE 180
DAYS AFTER PUBLICATION OF
FINAL RULE IN THE FEDERAL
REGISTER], for each such source you
must be in compliance with the
emission limitations in this subpart at
all times. For new and reconstructed
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sources for which construction or
reconstruction commenced after
February 4, 2019, you must be in
compliance with the emissions
limitations in this subpart at all times.
(b) Before [DATE 181 DAYS AFTER
PUBLICATION OF FINAL RULE IN
THE FEDERAL REGISTER], for each
existing source, and for each new or
reconstructed source for which
construction or reconstruction
commenced after April 17, 2003, but
before February 5, 2019, you must
always operate and maintain your
affected source, including air pollution
control and monitoring equipment,
according to the provisions in
§ 63.6(e)(1)(i). After [DATE 180 DAYS
AFTER PUBLICATION OF FINAL RULE
IN THE FEDERAL REGISTER] for each
such source, and after [DATE OF
PUBLICATION OF FINAL RULE IN
THE FEDERAL REGISTER] for new and
reconstructed sources for which
construction or reconstruction
commenced after February 4, 2019, at
all times you must operate and maintain
any affected source, including
associated air pollution control
equipment and monitoring equipment,
in a manner consistent with safety and
good air pollution control practices for
minimizing emissions. The general duty
to minimize emissions does not require
you to make any further efforts to
reduce emissions if levels required by
the applicable standard have been
achieved. Determination of whether a
source is operating in compliance with
operation and maintenance
requirements will be based on
information available to the
Administrator which may include, but
is not limited to, monitoring results,
review of operation and maintenance
procedures, review of operation and
maintenance records, and inspection of
the source.
(c) Before [DATE 181 DAYS AFTER
PUBLICATION OF FINAL RULE IN
THE FEDERAL REGISTER], for each
existing source, and for each new or
reconstructed source for which
construction or reconstruction
commenced after April 17, 2003, but
before February 5, 2019, you must
develop a written startup, shutdown,
and malfunction plan according to the
provisions in § 63.6(e)(3). For each such
source, a startup, shutdown, and
malfunction plan is not required after
[DATE 180 DAYS AFTER
PUBLICATION OF FINAL RULE IN
THE FEDERAL REGISTER]. No startup,
shutdown, and malfunction plan is
required for any new or reconstructed
source for which construction or
reconstruction commenced after
February 4, 2019.
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(d) * * *
(4) Before [DATE 181 DAYS AFTER
PUBLICATION OF FINAL RULE IN
THE FEDERAL REGISTER], for each
existing source, and for each new or
reconstructed source for which
construction or reconstruction
commenced after April 17, 2003, but
before February 5, 2019, ongoing
operation and maintenance (O&M)
procedures in accordance with the
general requirements of §§ 63.8(c)(1),
(3), (4)(ii), (7), and (8), and 63.9025.
After [DATE 180 DAYS AFTER
PUBLICATION OF FINAL RULE IN
THE FEDERAL REGISTER] for each
such source, and after [DATE OF
PUBLICATION OF FINAL RULE IN
THE FEDERAL REGISTER] for new and
reconstructed sources for which
construction or reconstruction
commenced after February 4, 2019,
ongoing operation and maintenance
(O&M) procedures in accordance with
the general requirements of
§§ 63.8(c)(1)(ii), (3), (4)(ii), (7), and (8),
and 63.9025.
(5) Before [DATE 181 DAYS AFTER
PUBLICATION OF FINAL RULE IN
THE FEDERAL REGISTER], for each
existing source, and for each new or
reconstructed source for which
construction or reconstruction
commenced after April 17, 2003, but
before February 5, 2019, ongoing data
quality assurance procedures in
accordance with the general
requirements of § 63.8(d). After [DATE
180 DAYS AFTER PUBLICATION OF
FINAL RULE IN THE FEDERAL
REGISTER] for each such source, and
after [DATE OF PUBLICATION OF
FINAL RULE IN THE FEDERAL
REGISTER] for new and reconstructed
sources for which construction or
reconstruction commenced after
[February 4, 2019, ongoing data quality
assurance procedures in accordance
with the general requirements of
§ 63.8(d) except for the requirements
related to startup, shutdown, and
malfunction plans referenced in
§ 63.8(d)(3). The owner or operator shall
keep these written procedures on record
for the life of the affected source or until
the affected source is no longer subject
to the provisions of this part, to be made
available for inspection, upon request,
by the Administrator. If the performance
evaluation plan is revised, the owner or
operator shall keep previous (i.e.,
superseded) versions of the performance
evaluation plan on record to be made
available for inspection, upon request,
by the Administrator, for a period of 5
years after each revision to the plan. The
program of corrective action should be
included in the plan required under
§ 63.8(d)(2).
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(6) Before [DATE 181 DAYS AFTER
PUBLICATION OF FINAL RULE IN
THE FEDERAL REGISTER], for each
existing source, and for each new or
reconstructed source for which
construction or reconstruction
commenced after April 17, 2003, but
before February 5, 2019, ongoing
recordkeeping and reporting procedures
in accordance with the general
requirements of § 63.10(c) and (e)(1) and
(2)(i). After [DATE 180 DAYS AFTER
PUBLICATION OF FINAL RULE IN
THE FEDERAL REGISTER] for each
such source, and after [DATE OF
PUBLICATION OF FINAL RULE IN
THE FEDERAL REGISTER] for new and
reconstructed sources for which
construction or reconstruction
commenced after February 4, 2019,
ongoing recordkeeping and reporting
procedures in accordance with the
general requirements of § 63.10(c)(1)
through (c)(14), and (e)(1) and (2)(i).
■ 4. Section 63.9020 is amended by
revising paragraphs (a)(2) and (a)(3) to
read as follows:
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§ 63.9020 What performance tests and
other procedures must I use?
(a) * * *
(2) Before [DATE 181 DAYS AFTER
PUBLICATION OF FINAL RULE IN
THE FEDERAL REGISTER], for each
existing source, and for each new or
reconstructed source for which
construction or reconstruction
commenced after April 17, 2003, but
before February 5, 2019, you must
conduct each performance test under
representative conditions according to
the requirements in § 63.7(e)(1) and
under the specific conditions that this
subpart specifies in Table 3. After
[DATE 180 DAYS AFTER
PUBLICATION OF FINAL RULE IN
THE FEDERAL REGISTER] for each
such source, and after [DATE OF
PUBLICATION OF FINAL RULE IN
THE FEDERAL REGISTER] for new and
reconstructed sources for which
construction or reconstruction
commenced after February 4, 2019, you
must conduct each performance test
under conditions representative of
normal operations. The owner or
operator must record the process
information that is necessary to
document operating conditions during
the test and include in such record an
explanation to support that such
conditions represent normal operation.
Upon request, the owner or operator
shall make available to the
Administrator such records as may be
necessary to determine the conditions of
performance tests.
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(3) You may not conduct performance
tests during periods of startup,
shutdown, or malfunction.
*
*
*
*
*
■ 5. Section 63.9025 is amended by
revising paragraph (a)(3) to read as
follows:
§ 63.9025 What are my monitoring
installation, operation, and maintenance
requirements?
(a) * * *
(3) For at least 75 percent of the
operating hours in a 24-hour period, you
must have valid data (as defined in your
site-specific monitoring plan) for at least
4 equally spaced periods each hour.
*
*
*
*
*
■ 6. Section 63.9030 is amended by
revising paragraph (c) to read as follows:
§ 63.9030 How do I demonstrate initial
compliance with the emission limitations
and work practice standards?
*
*
*
*
*
(c) For existing sources and for new
or reconstructed sources which
commenced construction or
reconstruction after April 17, 2003, but
before February 5, 2019, before [DATE
181 DAYS AFTER PUBLICATION OF
FINAL RULE IN THE FEDERAL
REGISTER], You must submit the
Notification of Compliance Status
containing the results of the initial
compliance demonstration according to
the requirements in § 63.9045(f)-(g).
After [DATE 180 DAYS AFTER
PUBLICATION OF FINAL RULE IN
THE FEDERAL REGISTER] for such
sources, and after [DATE OF
PUBLICATION OF FINAL RULE IN
THE FEDERAL REGISTER] for new or
reconstructed sources which commence
construction or reconstruction after
February 4, 2019, you must submit the
Notification of Compliance Status
containing the results of the initial
compliance demonstration according to
the requirements in § 63.9045(f)–(g) and
§ 63.9050(d).
■ 7. Section 63.9040 is amended by
revising paragraph (e) to read as follows:
§ 63.9040 How do I demonstrate
continuous compliance with the emission
limitations and work practice standards?
*
*
*
*
*
(e) For existing sources and for new
or reconstructed sources which
commenced construction or
reconstruction after April 17, 2003, but
before February 5, 2019, before [DATE
181 DAYS AFTER PUBLICATION OF
FINAL RULE IN THE FEDERAL
REGISTER], consistent with §§ 63.6(e)
and 63.7(e)(1), deviations that occur
during a period of startup, shutdown, or
malfunction are not violations if you
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demonstrate to the Administrator’s
satisfaction that you were operating in
accordance with § 63.6(e)(1). The
Administrator will determine whether
deviations that occur during a period of
startup, shutdown, or malfunction are
violations, according to the provisions
in § 63.6(e). After [DATE 180 DAYS
AFTER PUBLICATION OF FINAL RULE
IN THE FEDERAL REGISTER] for such
sources, and after [DATE OF
PUBLICATION OF FINAL RULE IN
THE FEDERAL REGISTER] for new and
reconstructed sources which commence
construction or reconstruction after
February 4, 2019, the exemptions for
periods of startup, shutdown, and
malfunction in § 63.6(e) no longer
apply.
■ 8. Section 63.9045 is amended by
revising paragraph (f) to read as follows:
§ 63.9045 What notifications must I submit
and when?
*
*
*
*
*
(f) You must submit the Notification
of Compliance Status, including the
performance test results, within 180
calendar days after the applicable
compliance dates specified in § 63.8995.
*
*
*
*
*
■ 9. Section 63.9050 is amended by
revising paragraphs (a), (c)(4), (c)(5), (d)
introductory text, (f) introductory text
and adding paragraphs (g) through (n).
§ 63.9050
when?
What reports must I submit and
(a) You must submit a compliance
report that includes the information in
§ 63.9050(c) through (e), as applicable,
as specified in Table 6 to this subpart.
*
*
*
*
*
(c) * * *
(4) For existing sources and for new
or reconstructed sources for which
construction or reconstruction
commenced after April 17, 2003, but
before February 5, 2019, before [DATE
181 DAYS AFTER PUBLICATION OF
FINAL RULE IN THE FEDERAL
REGISTER], if you had a startup,
shutdown, or malfunction during the
reporting period and you took actions
consistent with your startup, shutdown,
and malfunction plan, the compliance
report must include the information in
§ 63.10(d)(5)(i). A startup, shutdown,
and malfunction plan and the
information in § 63.10(d)(5)(i) is not
required after [DATE 180 DAYS AFTER
PUBLICATION OF FINAL RULE IN
THE FEDERAL REGISTER].
(5) For existing sources and for new
or reconstructed sources which
commenced construction or
reconstruction after April 17, 2003, but
before February 5, 2019, before [DATE
181 DAYS AFTER PUBLICATION OF
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FINAL RULE IN THE FEDERAL
REGISTER], if there are no deviations
from any emission limitations that
apply to you, a statement that there
were no deviations from the emission
limitations during the reporting period.
*
*
*
*
*
(d) For each deviation from an
emission limitation occurring at an
affected source where you are using a
CMS to comply with the emission
limitation in this subpart, you must
include the information in paragraphs
(c)(1) through (6) of this section and the
following information in paragraphs
(d)(1) through (9) of this section and
§ 63.10(e)(3)(vi). This includes periods
of startup, shutdown, and malfunction.
*
*
*
*
*
(f) For existing sources and for new or
reconstructed sources which
commenced construction or
reconstruction after April 17, 2003, but
before February 5, 2019, before [DATE
181 DAYS AFTER PUBLICATION OF
FINAL RULE IN THE FEDERAL
REGISTER], for each startup, shutdown,
or malfunction during the reporting
period that is not consistent with your
startup, shutdown, and malfunction
plan you must submit an immediate
startup, shutdown and malfunction
report. Unless the Administrator has
approved a different schedule for
submission of reports under § 63.10(a),
you must submit each report according
to paragraphs (f)(1) and (2) of this
section. An immediate startup,
shutdown, and malfunction report is not
required after [DATE 180 DAYS AFTER
PUBLICATION OF FINAL RULE IN
THE FEDERAL REGISTER].
*
*
*
*
*
(g) Within 60 days after the date of
completing each performance test
required by this subpart, you must
submit the results of the performance
test following the procedures specified
in paragraphs (g)(1) through (3) of this
section.
(1) Data collected using test methods
supported by the EPA’s Electronic
Reporting Tool (ERT) as listed on the
EPA’s ERT website (https://
www.epa.gov/electronic-reporting-airemissions/electronic-reporting-tool-ert)
at the time of the test. Submit the results
of the performance test to the EPA via
the Compliance and Emissions Data
Reporting Interface (CEDRI). CEDRI can
be accessed through the EPA’s Central
Data Exchange (CDX) (https://
cdx.epa.gov/). The data must be
submitted in a file format generated
through the use of the EPA’s ERT.
Alternatively, you may submit an
electronic file consistent with the
extensible markup language (XML)
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schema listed on the EPA’s ERT
website.
(2) Data collected using test methods
that are not supported by the EPA’s ERT
as listed on the EPA’s ERT website at
the time of the test. Submit the results
of the performance test as an attachment
in the ERT.
(3) Confidential business information
(CBI). If you claim some of the
information submitted under paragraph
(a)(1) is CBI, you must submit a
complete file, including information
claimed to be CBI, to the EPA. The file
must be generated through the use of the
EPA’s ERT or an alternate electronic file
consistent with the XML schema listed
on the EPA’s ERT website. Submit the
file on a compact disc, flash drive or
other commonly used electronic storage
medium and clearly mark the medium
as CBI. Mail the electronic medium to
U.S. EPA/OAQPS/CORE CBI Office,
Attention: Group Leader, Measurement
Policy Group, MD C404–02, 4930 Old
Page Rd., Durham, NC 27703. The same
file with the CBI omitted must be
submitted to the EPA via the EPA’s CDX
as described in paragraph (a)(1) of this
section.
(h) Within 60 days after the date of
completing each continuous monitoring
system (CMS) performance evaluation
(as defined in § 63.2), you must submit
the results of the performance
evaluation following the procedures
specified in paragraphs (h)(1) through
(3) of this section.
(1) Performance evaluations of CMS
measuring relative accuracy test audit
(RATA) pollutants that are supported by
the EPA’s ERT as listed on the EPA’s
ERT website at the time of the
evaluation. Submit the results of the
performance evaluation to the EPA via
CEDRI, which can be accessed through
the EPA’s CDX. The data must be
submitted in a file format generated
through the use of the EPA’s ERT.
Alternatively, you may submit an
electronic file consistent with the XML
schema listed on the EPA’s ERT
website.
(2) Performance evaluations of CMS
measuring RATA pollutants that are not
supported by the EPA’s ERT as listed on
the EPA’s ERT website at the time of the
evaluation. Submit the results of the
performance evaluation as an
attachment in the ERT.
(3) Confidential business information
(CBI). If you claim some of the
information submitted under paragraph
(a)(1) is CBI, you must submit a
complete file, including information
claimed to be CBI, to the EPA. The file
must be generated through the use of the
EPA’s ERT or an alternate electronic file
consistent with the XML schema listed
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on the EPA’s ERT website. Submit the
file on a compact disc, flash drive or
other commonly used electronic storage
medium and clearly mark the medium
as CBI. Mail the electronic medium to
U.S. EPA/OAQPS/CORE CBI Office,
Attention: Group Leader, Measurement
Policy Group, MD C404–02, 4930 Old
Page Rd., Durham, NC 27703. The same
file with the CBI omitted must be
submitted to the EPA via the EPA’s CDX
as described in paragraph (a)(1) of this
section.
(i) You must submit to the
Administrator compliance reports.
Beginning on [DATE 181 DAYS AFTER
PUBLICATION OF FINAL RULE IN
THE FEDERAL REGISTER], submit all
subsequent reports following the
procedure specified in paragraph (l) of
this section.
(j) You must submit to the
Administrator performance evaluations.
Beginning on [DATE 181 DAYS AFTER
PUBLICATION OF FINAL RULE IN
THE FEDERAL REGISTER], submit all
subsequent reports following the
procedure specified in paragraph (l) of
this section.
(k) You must submit to the
Administrator a Notification of
Compliance Status. Beginning on [DATE
181 DAYS AFTER PUBLICATION OF
FINAL RULE IN THE FEDERAL
REGISTER], submit all subsequent
reports following the procedure
specified in paragraph (l) of this section.
(l) If you are required to submit
reports following the procedure
specified in this paragraph, you must
submit reports to the EPA via CEDRI.
CEDRI can be accessed through the
EPA’s Central Data Exchange (CDX)
(https://cdx.epa.gov/). You must use the
appropriate electronic report template
on the CEDRI website (https://
www.epa.gov/electronic-reporting-airemissions/compliance-and-emissionsdata-reporting-interface-cedri) for this
subpart. The date report templates
become available will be listed on the
CEDRI website. The report must be
submitted by the deadline specified in
this subpart, regardless of the method in
which the report is submitted. If you
claim some of the information required
to be submitted via CEDRI is
confidential business information (CBI),
submit a complete report, including
information claimed to be CBI, to the
EPA. The report must be generated
using the appropriate form on the
CEDRI website. Submit the file on a
compact disc, flash drive, or other
commonly used electronic storage
medium and clearly mark the medium
as CBI. Mail the electronic medium to
U.S. EPA/OAQPS/CORE CBI Office,
Attention: Group Leader, Measurement
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Policy Group, MD C404–02, 4930 Old
Page Rd., Durham, NC 27703. The same
file with the CBI omitted must be
submitted to the EPA via the EPA’s CDX
as described earlier in this paragraph.
(m) If you are required to
electronically submit a report through
CEDRI in the EPA’s CDX, you may
assert a claim of EPA system outage for
failure to timely comply with the
reporting requirement. To assert a claim
of EPA system outage, you must meet
the requirements outlined in paragraphs
(m)(1) through (7) of this section.
(1) You must have been or will be
precluded from accessing CEDRI and
submitting a required report within the
time prescribed due to an outage of
either the EPA’s CEDRI or CDX systems.
(2) The outage must have occurred
within the period of time beginning 5
business days prior to the date that the
submission is due.
(3) The outage may be planned or
unplanned.
(4) You must submit notification to
the Administrator in writing as soon as
possible following the date you first
knew, or through due diligence should
have known, that the event may cause
or caused a delay in reporting.
(5) You must provide to the
Administrator a written description
identifying:
(i) The date, time and length of the
outage;
(ii) A rationale for attributing the
delay in reporting beyond the regulatory
deadline to EPA system outage;
(iii) Measures taken or to be taken to
minimize the delay in reporting; and
(iv) The date by which you propose to
report, or if you have already met the
reporting requirement at the time of the
notification, the date you reported.
(6) The decision to accept the claim
of EPA system outage and allow an
extension to the reporting deadline is
solely within the discretion of the
Administrator.
(7) In any circumstance, the report
must be submitted electronically as
soon as possible after the outage is
resolved.
(n) If you are required to
electronically submit a report through
CEDRI in the EPA’s CDX, you may
assert a claim of force majeure for
failure to timely comply with the
reporting requirement. To assert a claim
of force majeure, you must meet the
requirements outlined in paragraphs
(n)(1) through (5) of this section.
(1) You may submit a claim if a force
majeure event is about to occur, occurs,
or has occurred or there are lingering
effects from such an event within the
period of time beginning 5 business
days prior to the date the submission is
due. For the purposes of this section, a
force majeure event is defined as an
event that will be or has been caused by
circumstances beyond the control of the
affected facility, its contractors, or any
entity controlled by the affected facility
that prevents you from complying with
the requirement to submit a report
electronically within the time period
prescribed. Examples of such events are
acts of nature (e.g., hurricanes,
earthquakes, or floods), acts of war or
terrorism, or equipment failure or safety
hazard beyond the control of the
affected facility (e.g., large scale power
outage).
(2) You must submit notification to
the Administrator in writing as soon as
possible following the date you first
knew, or through due diligence should
have known, that the event may cause
or caused a delay in reporting.
(3) You must provide to the
Administrator:
(i) A written description of the force
majeure event;
(ii) A rationale for attributing the
delay in reporting beyond the regulatory
deadline to the force majeure event;
(iii) Measures taken or to be taken to
minimize the delay in reporting; and
(iv) The date by which you propose to
report, or if you have already met the
reporting requirement at the time of the
notification, the date you reported.
(4) The decision to accept the claim
of force majeure and allow an extension
to the reporting deadline is solely
within the discretion of the
Administrator.
(5) In any circumstance, the reporting
must occur as soon as possible after the
force majeure event occurs.
■ 10. Section 63.9055 is amended by
revising paragraph (b)(1) and adding
paragraphs (c) and (d).
§ 63.9055
What records must I keep?
*
*
*
*
*
(b) * * *
(1) For existing sources and for new
or reconstructed sources which
commenced construction or
reconstruction after April 17, 2003, but
before February 5, 2019, before [DATE
180 DAYS AFTER PUBLICATION OF
FINAL RULE IN THE FEDERAL
REGISTER], the records in
§ 63.6(e)(3)(iii) through (v) related to
startup, shutdown, and malfunction. for
a period of five years. A startup,
shutdown, and malfunction plan is not
required after [DATE 180 DAYS AFTER
PUBLICATION OF FINAL RULE IN
THE FEDERAL REGISTER].
*
*
*
*
*
(c) After [DATE 180 DAYS AFTER
PUBLICATION OF FINAL RULE IN
THE FEDERAL REGISTER], you must
keep records of each deviation specified
in paragraphs (c)(1) through (3) of this
section.
(1) For each deviation record the date,
time and duration of each deviation.
(2) For each deviation, record and
retain a list of the affected sources or
equipment, an estimate of the quantity
of each regulated pollutant emitted over
any emission limit and a description of
the method used to estimate the
emissions.
(3) Record actions taken to minimize
emissions in accordance with
63.9005(b), and any corrective actions
taken to return the affected unit to its
normal or usual manner of operation.
(d) Any records required to be
maintained by this part that are
submitted electronically via the EPA’s
CEDRI may be maintained in electronic
format. This ability to maintain
electronic copies does not affect the
requirement for facilities to make
records, data, and reports available
upon request to a delegated air agency
or the EPA as part of an on-site
compliance evaluation.
■ 11. Table 1 to subpart NNNNN of part
63 is amended by correcting a
typographical error in entry 2.
TABLE 1 TO SUBPART NNNNN OF PART 63—EMISSION LIMITS AND WORK PRACTICE STANDARDS
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*
*
*
*
For each . . .
*
*
*
You must meet the following emission limit and work practice standard
*
*
*
*
*
*
*
2. Emission stream from an HCl storage tank at an existing source ...... Reduce HCl emissions by 99 percent or greater or achieve an outlet
concentration of 120 ppm by volume or less.
*
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12. Revise table 6 of subpart NNNNN
of part 63 to read as follows:
■
Table 6 to Subpart NNNNN of Part 63—
Requirements for Reports
As stated in § 63.9050(a), you must
submit a compliance report that
includes the information in § 63.9050(c)
through (e) as well as the information in
the following table. For existing sources
and for new or reconstructed sources
which commenced construction or
reconstruction after April 17, 2003, but
before February 5, 2019, before [DATE
181 DAYS AFTER PUBLICATION OF
FINAL RULE IN THE FEDERAL
REGISTER], you must also submit
If . . .
startup, shutdown, and malfunction
(SSM) reports according to the
requirements in § 63.9050(f) and the
following. A startup, shutdown, and
malfunction plan is not required after
[DATE 180 DAYS AFTER
PUBLICATION OF FINAL RULE IN
THE FEDERAL REGISTER].
Then you must submit a report or statement that:
1. There are no deviations from any emission limitations that apply to
you.
There were no deviations from any emission limitations that apply to
you during the reporting period. Include this statement in the compliance report.
There were no periods during which the CMS were out-of-control during the reporting period. Include this statement in the compliance report.
Contains the information in § 63.9050(d). Include this statement in the
compliance report.
Contains the information in § 63.9050(d). Include this statement in the
compliance report.
For existing sources and for new or reconstructed sources which commenced construction or reconstruction after April 17, 2003, but before February 5, 2019, before [DATE 181 DAYS AFTER PUBLICATION OF FINAL RULE IN THE FEDERAL REGISTER], contains the
information in § 63.9050(f). Include this statement in the compliance
report. A startup, shutdown, and malfunction plan is not required
after [DATE 180 DAYS AFTER PUBLICATION OF FINAL RULE IN
THE FEDERAL REGISTER].
Contains the information in § 63.9050(c)(7). Include this statement in
the compliance report.
2. There were no periods during which the operating parameter monitoring systems were out-of-control in accordance with the monitoring
plan.
3. There was a deviation from any emission limitation during the reporting period.
4. There were periods during which the operating parameter monitoring
systems were out-of-control in accordance with the monitoring plan.
5. There was a SSM during the reporting period that is not consistent
with your SSM plan.
6. There were periods when the procedures in the LDAR plan were not
followed.
13. Table 7 to subpart NNNNN of part
63 is amended by:
■ a. Removing the entry ‘‘§ 63.6(e)(1)–
(2)’’;
■ b. Adding the entries ‘‘§ 63.6(e)(1)(i)’’,
‘‘§ 63.6(e)(1)(ii)’’, and ‘‘§ 63.6(e)(1)(iii)–
(e)(2)’’ in numerical order;
■ c. Revising the entry ‘‘§ 63.6(e)(3)’’;
■ d. Revising the entry ‘‘§ 63.6(f)(1)’’;
■ e. Revising the entry ‘‘§ 63.7(e)(1)’’;
■ f. Removing the entry ‘‘§ 63.8(c)(1)–
(3)’’;
■
g. Adding the entries ‘‘§ 63.8(c)(1)(i)’’,
‘‘§ 63.8(c)(1)(ii)’’, ‘‘§ 63.8(c)(1)(iii)’’, and
‘‘§ 63.8(c)(2)–(3)’’ in numerical order;
■ h. Removing the entry ‘‘§ 63.8(d)–(e)’’;
■ i. Adding the entries ‘‘§ 63.8(d)(1)–
(2)’’, ‘‘§ 63.8(d)(3)’’, and ‘‘§ 63.8(e)’’ in
numerical order;
■ j. Removing the entry
‘‘§ 63.10(b)(2)(i)–(xi)’’;
■ k. Adding the entries ‘‘§ 63.10(b)(2)(i)–
(ii)’’, ‘‘§ 63.10(b)(2)(iii)’’,
■
‘‘§ 63.10(b)(2)(iv)’’, ‘‘§ 63.10(b)(2)(v)’’,
‘‘§ 63.10(b)(2)(vi)’’, and
‘‘§ 63.10(b)(2)(vii)–(xi)’’ in numerical
order;
■ l. Removing the entry ‘‘§ 63.10(c)’’;
■ m. Adding the entries ‘‘§ 63.10(c)(1)–
(14)’’ and ‘‘§ 63.10(c)(15’’ in numerical
order; and
■ n. Revising the entry ‘‘§ 63.10(d)(5)’’;
The revisions and additions read as
follows:
TABLE 7 TO SUBPART NNNNN OF PART 63—APPLICABILITY OF GENERAL PROVISIONS TO SUBPART NNNNN
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*
*
*
*
*
*
*
Citation
Requirement
Applies to subpart NNNNN
Explanation
*
§ 63.6(e)(1)(i) ..............
*
*
General Duty to minimize emissions ..
*
*
Subpart NNNNN requires affected
units to meet emissions standards
at all times. See § 63.9005(b) for
general duty requirement.
§ 63.6(e)(1)(ii) .............
Requirement to correct malfunctions
ASAP.
§ 63.6(e)(1)(iii)–(e)(2)
Operation and maintenance requirements.
*
*
No, for new or reconstructed sources
which commenced construction or
reconstruction after February 4,
2019. Yes, for all other affected
sources before [DATE 181 DAYS
AFTER PUBLICATION OF FINAL
RULE IN THE FEDERAL REGISTER], and No thereafter.
No, for new or reconstructed sources
which commenced construction or
reconstruction after February 4,
2019. Yes, for all other affected
sources before [DATE 181 DAYS
AFTER PUBLICATION OF FINAL
RULE IN THE FEDERAL REGISTER], and No thereafter.
Yes.
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TABLE 7 TO SUBPART NNNNN OF PART 63—APPLICABILITY OF GENERAL PROVISIONS TO SUBPART NNNNN—Continued
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*
*
*
*
*
*
*
Citation
Requirement
Applies to subpart NNNNN
§ 63.6(e)(3) .................
SSM plans ...........................................
§ 63.6(f)(1) ..................
Compliance except during SSM .........
No, for new or reconstructed sources
which commenced construction or
reconstruction after February 4,
2019. Yes, for all other affected
sources before [DATE 181 DAYS
AFTER PUBLICATION OF FINAL
RULE IN THE FEDERAL REGISTER], and No thereafter.
No, for new or reconstructed sources
which commenced construction or
reconstruction after February 4,
2019. Yes, for all other affected
sources before [DATE 181 DAYS
AFTER PUBLICATION OF FINAL
RULE IN THE FEDERAL REGISTER], and No thereafter.
*
§ 63.7(e)(1) .................
*
*
Conditions for conducting performance tests.
*
*
No, for new or reconstructed sources
which commenced construction or
reconstruction after February 4,
2019. Yes, for all other affected
sources before [DATE 181 DAYS
AFTER PUBLICATION OF FINAL
RULE IN THE FEDERAL REGISTER], and No thereafter.
*
§ 63.8(c)(1)(i) ..............
*
*
General duty to minimize emissions
and CMS operation.
§ 63.8(c)(1)(ii) .............
§ 63.8(c)(1)(iii) ............
Continuous monitoring system O&M ..
Requirement to develop SSM Plan for
CMS.
Applies as modified by § 63.9005(d).
§ 63.8(c)(2)–(3) ...........
Continuous monitoring system O&M ..
*
*
No, for new or reconstructed sources
which commenced construction or
reconstruction after February 4,
2019. Yes, for all other affected
sources before [DATE 181 DAYS
AFTER PUBLICATION OF FINAL
RULE IN THE FEDERAL REGISTER], and No thereafter.
Yes ......................................................
No, for new or reconstructed sources
which commenced construction or
reconstruction after February 4,
2019. Yes, for all other affected
sources before [DATE 181 DAYS
AFTER PUBLICATION OF FINAL
RULE IN THE FEDERAL REGISTER], and No thereafter.
Yes ......................................................
*
§ 63.8(d)(1)–(2) ..........
*
*
Yes ......................................................
*
*
Applies as modified by § 63.9005(d).
§ 63.8(d)(3) .................
*
*
Quality control program and CMS performance evaluation.
Written procedures for CMS ...............
See § 63.9005(d)(5) for written procedures for CMS.
§ 63.8(e) .....................
Performance evaluation of CMS .........
No, for new or reconstructed sources
which commenced construction or
reconstruction after February 4,
2019. Yes, for all other affected
sources before [DATE 181 DAYS
AFTER PUBLICATION OF FINAL
RULE IN THE FEDERAL REGISTER], and No thereafter.
Yes ......................................................
*
§ 63.10(b)(2)(i)–(ii) ......
*
*
Records related to SSM periods .........
*
*
See 63.9055 for recordkeeping of (1)
date, time and duration; (2) listing of
affected source or equipment, and
an estimate of the quantity of each
regulated pollutant emitted over the
standard; and (3) actions to minimize emissions and correct the failure.
§ 63.10(b)(2)(iii) ..........
Maintenance Records .........................
*
*
No, for new or reconstructed sources
which commenced construction or
reconstruction after February 4,
2019. Yes, for all other affected
sources before [DATE 181 DAYS
AFTER PUBLICATION OF FINAL
RULE IN THE FEDERAL REGISTER], and No thereafter.
Yes.
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Explanation
*
See § 63.9020(a) for
testing requirements.
*
*
performance
*
Applies as modified by § 63.9005(d).
Applies as modified by § 63.9005(d).
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TABLE 7 TO SUBPART NNNNN OF PART 63—APPLICABILITY OF GENERAL PROVISIONS TO SUBPART NNNNN—Continued
*
*
*
*
*
Citation
Requirement
Applies to subpart NNNNN
§ 63.10(b)(2)(iv) ..........
Actions taken to minimize emissions
during SSM.
§ 63.10(b)(2)(v) ...........
Actions taken to minimize emissions
during SSM.
§ 63.10(b)(2)(vi) ..........
§ 63.10(b)(2)(vii)–(xi) ..
Recordkeeping for CMS malfunctions
Records for performance tests and
CMS.
No, for new or reconstructed sources
which commenced construction or
reconstruction after February 4,
2019. Yes, for all other affected
sources before [DATE 181 DAYS
AFTER PUBLICATION OF FINAL
RULE IN THE FEDERAL REGISTER], and No thereafter.
No, for new or reconstructed sources
which commenced construction or
reconstruction after February 4,
2019. Yes, for all other affected
sources before [DATE 181 DAYS
AFTER PUBLICATION OF FINAL
RULE IN THE FEDERAL REGISTER], and No thereafter.
Yes.
Yes.
*
§ 63.10(c)(1)–(14) .......
*
*
Yes ......................................................
§ 63.10(c)(15) .............
*
*
Additional recordkeeping requirements
for sources with CMS.
Use of SSM Plan ................................
*
§ 63.10(d)(5) ...............
*
*
SSM reports ........................................
*
*
No, for new or reconstructed sources
which commenced construction or
reconstruction after February 4,
2019. Yes, for all other affected
sources before [DATE 181 DAYS
AFTER PUBLICATION OF FINAL
RULE IN THE FEDERAL REGISTER], and No thereafter.
*
*
*
*
Explanation
*
*
Applies as modified by § 63.9005 (d).
No, for new or reconstructed sources
which commenced construction or
reconstruction after February 4,
2019. Yes, for all other affected
sources before [DATE 181 DAYS
AFTER PUBLICATION OF FINAL
RULE IN THE FEDERAL REGISTER], and No thereafter.
*
*
*
See § 63.9050(c)(5) for malfunction
reporting requirements.
*
*
[FR Doc. 2018–28322 Filed 2–1–19; 8:45 am]
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Agencies
[Federal Register Volume 84, Number 23 (Monday, February 4, 2019)]
[Proposed Rules]
[Pages 1570-1597]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2018-28322]
[[Page 1569]]
Vol. 84
Monday,
No. 23
February 4, 2019
Part III
Environmental Protection Agency
-----------------------------------------------------------------------
40 CFR Part 63
National Emission Standards for Hazardous Air Pollutants: Hydrochloric
Acid Production Residual Risk and Technology Review; Proposed Rules
Federal Register / Vol. 84 , No. 23 / Monday, February 4, 2019 /
Proposed Rules
[[Page 1570]]
-----------------------------------------------------------------------
ENVIRONMENTAL PROTECTION AGENCY
40 CFR Part 63
[EPA-HQ-OAR-2018-0417; FRL-9988-70-OAR]
RIN 2060-AT74
National Emission Standards for Hazardous Air Pollutants:
Hydrochloric Acid Production Residual Risk and Technology Review
AGENCY: Environmental Protection Agency (EPA).
ACTION: Proposed rule.
-----------------------------------------------------------------------
SUMMARY: The Environmental Protection Agency (EPA) is proposing
amendments to the National Emission Standards for Hazardous Air
Pollutants (NESHAP) for the Hydrochloric Acid (HCl) Production source
category. The proposed action presents the results of the residual risk
and technology reviews (RTRs) conducted as required under the Clean Air
Act (CAA). The proposed amendments address the startup, shutdown, and
malfunction (SSM) provisions of the rule, add electronic reporting, and
update the reporting and recordkeeping requirements.
DATES: Comments. Comments must be received on or before March 21,
2019. Under the Paperwork Reduction Act (PRA), comments on the
information collection provisions are best assured of consideration if
the Office of Management and Budget (OMB) receives a copy of your
comments on or before March 6, 2019.
Public Hearing. If anyone contacts us requesting a public hearing
on or before February 11, 2019, we will hold a hearing. Additional
information about the hearing, if requested, will be published in a
subsequent Federal Register document and posted at https://www.epa.gov/stationary-sources-air-pollution/hydrochloric-acid-production-national-emission-standards-hazardous. See SUPPLEMENTARY INFORMATION for
information on requesting and registering for a public hearing.
ADDRESSES: Comments. Submit your comments, identified by Docket ID No.
EPA-HQ-OAR-2018-0417, at https://www.regulations.gov. Follow the online
instructions for submitting comments. Once submitted, comments cannot
be edited or removed from Regulations.gov. See SUPPLEMENTARY
INFORMATION for detail about how the EPA treats submitted comments.
Regulations.gov is our preferred method of receiving comments. However,
the following other submission methods are also accepted:
Email: a-and-r-docket@epa.gov. Include Docket ID No. EPA-
HQ-OAR-2018-0417 in the subject line of the message.
Fax: (202) 566-9744. Attention Docket ID No. EPA-HQ-OAR-
2018-0417.
Mail: To ship or send mail via the United States Postal
Service, use the following address: U.S. Environmental Protection
Agency, EPA Docket Center, Docket ID No. EPA-HQ-OAR-2018-0417, Mail
Code 28221T, 1200 Pennsylvania Avenue NW, Washington, DC 20460.
Hand/Courier Delivery: Use the following Docket Center
address if you are using express mail, commercial delivery, hand
delivery, or courier: EPA Docket Center, EPA WJC West Building, Room
3334, 1301 Constitution Avenue NW, Washington, DC 20004. Delivery
verification signatures will be available only during regular business
hours.
FOR FURTHER INFORMATION CONTACT: For questions about this proposed
action, contact Nathan Topham, Sector Policies and Programs Division
(Mail Code D243-02), Office of Air Quality Planning and Standards, U.S.
Environmental Protection Agency, Research Triangle Park, North Carolina
27711; telephone number: (919) 541-0483; fax number: (919) 541-4991;
and email address: topham.nathan@epa.gov. For specific information
regarding the risk modeling methodology, contact Terri Hollingsworth,
Health and Environmental Impacts Division (C539-02), Office of Air
Quality Planning and Standards, U.S. Environmental Protection Agency,
Research Triangle Park, North Carolina 27711; telephone number: (919)
541-2076; fax number: (919) 541-0840; and email address:
hollingsworth.terri@epa.gov. For information about the applicability of
the NESHAP to a particular entity, contact Marcia Mia, Office of
Enforcement and Compliance Assurance, U.S. Environmental Protection
Agency, EPA WJC South Building (Mail Code 2227A), 1200 Pennsylvania
Avenue NW, Washington, DC 20460; telephone number: (202) 564-7042; and
email address: mia.marcia@epa.gov.
SUPPLEMENTARY INFORMATION:
Public hearing. Please contact Adrian Gates at (919) 541-4860 or by
email at gates.adrian@epa.gov to request a public hearing, to register
to speak at the public hearing, or to inquire as to whether a public
hearing will be held.
Docket. The EPA has established a docket for this rulemaking under
Docket ID No. EPA-HQ-OAR-2018-0417. All documents in the docket are
listed in Regulations.gov. Although listed, some information is not
publicly available, e.g., confidential business information (CBI) or
other information whose disclosure is restricted by statute. Certain
other material, such as copyrighted material, is not placed on the
internet and will be publicly available only in hard copy. Publicly
available docket materials are available either electronically in
Regulations.gov or in hard copy at the EPA Docket Center, Room 3334,
EPA WJC West Building, 1301 Constitution Avenue NW, Washington, DC. The
Public Reading Room is open from 8:30 a.m. to 4:30 p.m., Monday through
Friday, excluding legal holidays. The telephone number for the Public
Reading Room is (202) 566-1744, and the telephone number for the EPA
Docket Center is (202) 566-1742.
Instructions. Direct your comments to Docket ID No. EPA-HQ-OAR-
2018-0417. The EPA's policy is that all comments received will be
included in the public docket without change and may be made available
online at https://www.regulations.gov, including any personal
information provided, unless the comment includes information claimed
to be CBI or other information whose disclosure is restricted by
statute. Do not submit information that you consider to be CBI or
otherwise protected through https://www.regulations.gov or email. This
type of information should be submitted by mail as discussed below.
The EPA may publish any comment received to its public docket.
Multimedia submissions (audio, video, etc.) must be accompanied by a
written comment. The written comment is considered the official comment
and should include discussion of all points you wish to make. The EPA
will generally not consider comments or comment contents located
outside of the primary submission (i.e., on the Web, cloud, or other
file sharing system). For additional submission methods, the full EPA
public comment policy, information about CBI or multimedia submissions,
and general guidance on making effective comments, please visit https://www2.epa.gov/dockets/commenting-epa-dockets.
The https://www.regulations.gov website allows you to submit your
comment anonymously, which means the EPA will not know your identity or
contact information unless you provide it in the body of your comment.
If you send an email comment directly to the EPA without going through
https://www.regulations.gov, your email
[[Page 1571]]
address will be automatically captured and included as part of the
comment that is placed in the public docket and made available on the
internet. If you submit an electronic comment, the EPA recommends that
you include your name and other contact information in the body of your
comment and with any digital storage media you submit. If the EPA
cannot read your comment due to technical difficulties and cannot
contact you for clarification, the EPA may not be able to consider your
comment. Electronic files should not include special characters or any
form of encryption and be free of any defects or viruses. For
additional information about the EPA's public docket, visit the EPA
Docket Center homepage at https://www.epa.gov/dockets.
Submitting CBI. Do not submit information containing CBI to the EPA
through https://www.regulations.gov or email. Clearly mark the part or
all of the information that you claim to be CBI. For CBI information on
any digital storage media that you mail to the EPA, mark the outside of
the digital storage media as CBI and then identify electronically
within the digital storage media the specific information that is
claimed as CBI. In addition to one complete version of the comments
that includes information claimed as CBI, you must submit a copy of the
comments that does not contain the information claimed as CBI directly
to the public docket through the procedures outlined in Instructions
above. If you submit any digital storage media that does not contain
CBI, mark the outside of the digital storage media clearly that it does
not contain CBI. Information not marked as CBI will be included in the
public docket and the EPA's electronic public docket without prior
notice. Information marked as CBI will not be disclosed except in
accordance with procedures set forth in 40 Code of Federal Regulations
(CFR) part 2. Send or deliver information identified as CBI only to the
following address: OAQPS Document Control Officer (C404-02), OAQPS,
U.S. Environmental Protection Agency, Research Triangle Park, North
Carolina 27711, Attention Docket ID No. EPA-HQ-OAR-2018-0417.
Preamble Acronyms and Abbreviations. We use multiple acronyms and
terms in this preamble. While this list may not be exhaustive, to ease
the reading of this preamble and for reference purposes, the EPA
defines the following terms and acronyms here:
AEGL acute exposure guideline level
AERMOD air dispersion model used by the HEM-3 model
CAA Clean Air Act
CalEPA California EPA
CBI Confidential Business Information
CFR Code of Federal Regulations
Cl2 chlorine
EPA Environmental Protection Agency
ERPG Emergency Response Planning Guideline
ERT Electronic Reporting Tool
HAP hazardous air pollutant(s)
HCl hydrochloric acid
HEM-3 Human Exposure Model, Version 1.1.0
HF hydrogen fluoride
HI hazard index
HQ hazard quotient
IRIS Integrated Risk Information System
km kilometer
MACT maximum achievable control technology
mg/m\3\ milligrams per cubic meter
MIR maximum individual risk
NAAQS National Ambient Air Quality Standards
NAICS North American Industry Classification System
NESHAP national emission standards for hazardous air pollutants
NTTAA National Technology Transfer and Advancement Act
OAQPS Office of Air Quality Planning and Standards
OECA Office of Enforcement and Compliance Assurance
OMB Office of Management and Budget
PB-HAP hazardous air pollutants known to be persistent and bio-
accumulative in the environment
POM polycyclic organic matter
REL reference exposure level
RFA Regulatory Flexibility Act
RfC reference concentration
RfD reference dose
RTR residual risk and technology review
SAB Science Advisory Board
SSM startup, shutdown, and malfunction
TOSHI target organ-specific hazard index
tpy tons per year
TRIM.FaTE Total Risk Integrated Methodology: Fate, Transport, and
Ecological Exposure model
UF uncertainty factor
UMRA Unfunded Mandates Reform Act
URE unit risk estimate
Organization of this Document. The information in this preamble is
organized as follows:
I. General Information
A. Does this action apply to me?
B. Where can I get a copy of this document and other related
information?
II. Background
A. What is the statutory authority for this action?
B. What is this source category and how does the current NESHAP
regulate its HAP emissions?
C. What data collection activities were conducted to support
this action?
D. What other relevant background information and data are
available?
III. Analytical Procedures and Decision-Making
A. How do we consider risk in our decision-making?
B. How do we perform the technology review?
C. How do we estimate post-MACT risk posed by the source
category?
IV. Analytical Results and Proposed Decisions
A. What are the results of the risk assessment and analyses?
B. What are our proposed decisions regarding risk acceptability,
ample margin of safety, and adverse environmental effect?
C. What are the results and proposed decisions based on our
technology review?
D. What other actions are we proposing?
E. What compliance dates are we proposing?
V. Summary of Cost, Environmental, and Economic Impacts
A. What are the affected sources?
B. What are the air quality impacts?
C. What are the cost impacts?
D. What are the economic impacts?
E. What are the benefits?
VI. Request for Comments
VII. Submitting Data Corrections
VIII. Statutory and Executive Order Reviews
A. Executive Order 12866: Regulatory Planning and Review and
Executive Order 13563: Improving Regulation and Regulatory Review
B. Executive Order 13771: Reducing Regulation and Controlling
Regulatory Costs
C. Paperwork Reduction Act (PRA)
D. Regulatory Flexibility Act (RFA)
E. Unfunded Mandates Reform Act (UMRA)
F. Executive Order 13132: Federalism
G. Executive Order 13175: Consultation and Coordination With
Indian Tribal Governments
H. Executive Order 13045: Protection of Children From
Environmental Health Risks and Safety Risks
I. Executive Order 13211: Actions Concerning Regulations That
Significantly Affect Energy Supply, Distribution, or Use
J. National Technology Transfer and Advancement Act (NTTAA)
K. Executive Order 12898: Federal Actions To Address
Environmental Justice in Minority Populations and Low-Income
Populations
I. General Information
A. Does this action apply to me?
Table 1 of this preamble lists the NESHAP and associated regulated
industrial source categories that are the subject of this proposal.
Table 1 is not intended to be exhaustive, but rather provides a guide
for readers regarding the entities that this proposed action is likely
to affect. The proposed standards, once promulgated, will be directly
applicable to the affected sources. Federal, state, local, and tribal
government entities will not be affected by this proposed action. As
defined in the Initial List of Categories of Sources Under Section
112(c)(1) of the Clean Air Act Amendments of 1990 (see 57 FR 31576,
July 16, 1992) and
[[Page 1572]]
Documentation for Developing the Initial Source Category List (see EPA-
450/3-91-030), the HCl Production source category includes any facility
engaged in the production of HCl. The category includes, but is not
limited to, production of hydrochloric acid via any of the following
methods: (1) Production of HCl as a by-product in the manufacture of
organic chemicals; (2) direct reaction of salts and sulfuric acid
(Mannheim process); (3) reaction of a salt, sulfur dioxide, oxygen, and
water (Hargreaves process); or (4) burning chlorine (Cl2) in
the presence of hydrogen gas. On September 18, 2001 (66 FR 48174), the
Fume Silica Production source category was combined with the HCl
Production source category. The Fume Silica Production source category
is any facility engaged in the production of fume silica. Fume silica
is a fine white powder used as a thickener, thixotropic, or reinforcing
agent in inks, resins, rubber, paints, and cosmetics. The category
includes the production of fume silica by the combustion of silicon
tetrachloride in hydrogen-oxygen furnaces.
Table 1--NESHAP and Industrial Source Categories Affected by This
Proposed Action
------------------------------------------------------------------------
Source category NESHAP NAICS code \1\
------------------------------------------------------------------------
HCl production and fume silica HCl................. 325180
production.
------------------------------------------------------------------------
\1\ North American Industry Classification System.
B. Where can I get a copy of this document and other related
information?
In addition to being available in the docket, an electronic copy of
this action is available on the internet. Following signature by the
EPA Administrator, the EPA will post a copy of this proposed action at
https://www.epa.gov/hydrochloric-acid-production-national-emission-standards-hazardous. Following publication in the Federal Register, the
EPA will post the Federal Register version of the proposal and key
technical documents at this same website. Information on the overall
residual RTR program is available at https://www3.epa.gov/ttn/atw/rrisk/rtrpg.html.
A redline version of the regulatory language that incorporates the
proposed changes in this action is available in the docket for this
action (Docket ID No. EPA-HQ-OAR-2018-0417).
II. Background
A. What is the statutory authority for this action?
The statutory authority for this action is provided by sections 112
and 301 of the CAA, as amended (42 U.S.C. 7401 et seq.). Section 112 of
the CAA establishes a two-stage regulatory process to develop standards
for emissions of hazardous air pollutants (HAP) from stationary
sources. Generally, the first stage involves establishing technology-
based standards and the second stage involves evaluating those
standards that are based on maximum achievable control technology
(MACT) to determine whether additional standards are needed to address
any remaining risk associated with HAP emissions. This second stage is
commonly referred to as the ``residual risk review.'' In addition to
the residual risk review, the CAA also requires the EPA to review
standards set under CAA section 112 every 8 years to determine if there
are ``developments in practices, processes, or control technologies''
that may be appropriate to incorporate into the standards. This review
is commonly referred to as the ``technology review.'' When the two
reviews are combined into a single rulemaking, it is commonly referred
to as the ``risk and technology review.'' The discussion that follows
identifies the most relevant statutory sections and briefly explains
the contours of the methodology used to implement these statutory
requirements. A more comprehensive discussion appears in the document
titled CAA Section 112 Risk and Technology Reviews: Statutory Authority
and Methodology in the docket for this rulemaking.
In the first stage of the CAA section 112 standard setting process,
the EPA promulgates technology-based standards under CAA section 112(d)
for categories of sources identified as emitting one or more of the HAP
listed in CAA section 112(b). Sources of HAP emissions are either major
sources or area sources, and CAA section 112 establishes different
requirements for major source standards and area source standards.
``Major sources'' are those that emit or have the potential to emit 10
tons per year (tpy) or more of a single HAP or 25 tpy or more of any
combination of HAP. All other sources are ``area sources.'' For major
sources, CAA section 112(d)(2) provides that the technology-based
NESHAP must reflect the maximum degree of emission reductions of HAP
achievable (after considering cost, energy requirements, and non-air
quality health and environmental impacts). These standards are commonly
referred to as MACT standards. CAA section 112(d)(3) also establishes a
minimum control level for MACT standards, known as the MACT ``floor.''
The EPA must also consider control options that are more stringent than
the floor. Standards more stringent than the floor are commonly
referred to as beyond-the-floor standards. In certain instances, as
provided in CAA section 112(h), the EPA may set work practice standards
where it is not feasible to prescribe or enforce a numerical emission
standard. For area sources, CAA section 112(d)(5) gives the EPA
discretion to set standards based on generally available control
technologies or management practices (GACT standards) in lieu of MACT
standards.
The second stage in standard-setting focuses on identifying and
addressing any remaining (i.e., ``residual'') risk according to CAA
section 112(f). For source categories subject to MACT standards,
section 112(f)(2) of the CAA requires the EPA to determine whether
promulgation of additional standards is needed to provide an ample
margin of safety to protect public health or to prevent an adverse
environmental effect. Section 112(d)(5) of the CAA provides that this
residual risk review is not required for categories of area sources
subject to GACT standards. Section 112(f)(2)(B) of the CAA further
expressly preserves the EPA's use of the two-step approach for
developing standards to address any residual risk and the Agency's
interpretation of ``ample margin of safety'' developed in the National
Emissions Standards for Hazardous Air Pollutants: Benzene Emissions
from Maleic Anhydride Plants, Ethylbenzene/Styrene Plants, Benzene
Storage Vessels, Benzene Equipment Leaks, and Coke By-Product Recovery
Plants (Benzene NESHAP) (54 FR 38044, September 14, 1989). The EPA
notified Congress in the Risk Report that the Agency intended to use
the Benzene NESHAP approach in making CAA section 112(f) residual risk
determinations (EPA-453/R-99-001, p. ES-11). The EPA subsequently
adopted this approach in its residual risk determinations and the
United States
[[Page 1573]]
Court of Appeals for the District of Columbia Circuit (the Court)
upheld the EPA's interpretation that CAA section 112(f)(2) incorporates
the approach established in the Benzene NESHAP. See NRDC v. EPA, 529
F.3d 1077, 1083 (D.C. Cir. 2008).
The approach incorporated into the CAA and used by the EPA to
evaluate residual risk and to develop standards under CAA section
112(f)(2) is a two-step approach. In the first step, the EPA determines
whether risks are acceptable. This determination ``considers all health
information, including risk estimation uncertainty, and includes a
presumptive limit on maximum individual lifetime [cancer] risk (MIR)
\1\ of approximately 1 in 10 thousand.'' 54 FR 38045, September 14,
1989. If risks are unacceptable, the EPA must determine the emissions
standards necessary to reduce risk to an acceptable level without
considering costs. In the second step of the approach, the EPA
considers whether the emissions standards provide an ample margin of
safety to protect public health ``in consideration of all health
information, including the number of persons at risk levels higher than
approximately 1 in 1 million, as well as other relevant factors,
including costs and economic impacts, technological feasibility, and
other factors relevant to each particular decision.'' Id. The EPA must
promulgate emission standards necessary to provide an ample margin of
safety to protect public health. After conducting the ample margin of
safety analysis, we consider whether a more stringent standard is
necessary to prevent, taking into consideration costs, energy, safety,
and other relevant factors, an adverse environmental effect.
---------------------------------------------------------------------------
\1\ Although defined as ``maximum individual risk,'' MIR refers
only to cancer risk. MIR, one metric for assessing cancer risk, is
the estimated risk if an individual were exposed to the maximum
level of a pollutant for a lifetime.
---------------------------------------------------------------------------
CAA section 112(d)(6) separately requires the EPA to review
standards promulgated under CAA section 112 and revise them ``as
necessary (taking into account developments in practices, processes,
and control technologies)'' no less often than every 8 years. In
conducting this review, which we call the ``technology review,'' the
EPA is not required to recalculate the MACT floor. Natural Resources
Defense Council (NRDC) v. EPA, 529 F.3d 1077, 1084 (D.C. Cir. 2008).
Association of Battery Recyclers, Inc. v. EPA, 716 F.3d 667 (D.C. Cir.
2013). The EPA may consider cost in deciding whether to revise the
standards pursuant to CAA section 112(d)(6).
B. What is this source category and how does the current NESHAP
regulate its HAP emissions?
As described in section I.A of this preamble, the HCl Production
source category includes facilities that are engaged in the production
of HCl. In the initial list of source categories, Fume Silica
Production was listed as a distinct source category. While developing
the NESHAP for HCl Production, the EPA determined that HAP emissions
from fume silica production were attributable to HCl production at
these facilities. Therefore, during the proposal and promulgation of
the NESHAP for HCl Production, the Fume Silica Production source
category was subsumed into the HCl Production source category and the
resulting HCl Production source category now includes HCl production at
fume silica production facilities as well as other facilities producing
HCl that were previously included in the source category.
The HCl Production NESHAP covers sources located at major sources
of HAP emissions. HCl production facilities are typically co-located at
plant sites that include various other chemical manufacturing processes
such as pesticide or organic chemical manufacturing. The HCl production
facility is the basic unit defined in the NESHAP. Specifically, the
rule defines an HCl production facility as the collection of unit
operations and equipment associated with the production of liquid HCl
product of 30 weight percent or greater. The production of liquid HCl
product occurs through the absorption of gaseous HCl into either water
or an aqueous HCl solution. The HCl production facility includes HCl
storage tanks (as defined in 40 CFR 63.9075), HCl transfer operations
that load the HCl product into a tank truck, rail car, ship, or barge,
and equipment leaks. A plant site could have several separate and
distinct HCl production facilities. The affected source includes all
HCl production facilities at the same site.
An HCl production facility begins at the point where a gaseous
stream containing HCl \2\ enters an absorber and ends at the point
where the liquid HCl product is loaded into a tank truck, rail car,
ship, or barge, at the point the HCl product enters another process on
the plant site, or at the point the HCl product leaves the plant site
via pipeline. The gaseous stream leaving the absorption column contains
HCl that was not absorbed into the liquid in the tower and any
Cl2 present in the inlet stream. If the outlet stream is
directly discharged to the atmosphere or if it is routed through other
control devices before being discharged to the atmosphere, it is
considered an HCl process vent from an HCl production facility. If the
outlet stream is routed (or recycled) to another process, it is not
regulated under the HCl Production NESHAP, but could be regulated under
a separate NESHAP related to the process to which it is routed. For
example, if an HCl process vent emission stream is routed to a
hazardous waste combustor regulated under 40 CFR part 63, subpart EEE,
as supplemental combustion air, that process vent stream is subject to
40 CFR part 63, subpart EEE rather than the HCl Production NESHAP.
---------------------------------------------------------------------------
\2\ For purposes of the HCl Production NESHAP, how the gaseous
HCl is produced does not affect applicability of the rule to the
source. The source category only addresses the production of liquid
HCl.
---------------------------------------------------------------------------
C. What data collection activities were conducted to support this
action?
The EPA used a variety of resources to obtain data about facilities
and their emissions for use in our risk assessment. We used the EPA's
Enforcement and Compliance History Online (ECHO) database to develop a
list of potentially subject facilities. Using this list, we searched
state environmental agency websites and correspondence with industry to
obtain copies of title V permits to confirm whether facilities have HCl
production subject to the NESHAP. Once the facility list was finalized,
the EPA used the 2014 National Emissions Inventory (NEI) to get
emissions data for each facility. We compared the NEI data to title V
permits to provide additional information regarding the applicability
of the HCl Production NESHAP. There were some instances in which
sources listed in title V permits did not include HAP emissions in the
NEI. As discussed in the memorandum titled HCl RTR Modeling File Data
Source Documentation, which is available in the docket for this action,
these gaps were filled using average data from other emission points
for which data were available. Further discussion of the methodology
used to develop the emissions dataset for the risk assessment can be
found in the memorandum titled HCl RTR Modeling File Data Source
Documentation, which is available in the docket for this action.
Industry representatives provided data corrections where facility
ownership or emission point parameters from the NEI were incorrect.
[[Page 1574]]
D. What other relevant background information and data are available?
We used information from the Reasonably Available Control
Technology (RACT), Best Available Control Technology (BACT), and Lowest
Achievable Emission Rate (LAER) Clearinghouse (RBLC) database, reviewed
title V permits for each HCl production facility, and reviewed
regulatory actions related to emissions controls at similar sources
that could be applicable to HCl production. We reviewed the RBLC to
identify potential additional control technologies. No additional
control technologies applicable to HCl production were found using the
RBLC. Additional information related to the original promulgation and
subsequent amendments of the NESHAP is available in Docket ID No. EPA-
HQ-OAR-2002-0057.
III. Analytical Procedures and Decision-Making
In this section, we describe the analyses performed to support the
proposed decisions for the RTR and other issues addressed in this
proposal.
A. How do we consider risk in our decision-making?
As discussed in section II.A of this preamble and in the Benzene
NESHAP, in evaluating and developing standards under CAA section
112(f)(2), we apply a two-step approach to determine whether or not
risks are acceptable and to determine if the standards provide an ample
margin of safety to protect public health. As explained in the Benzene
NESHAP, ``the first step judgment on acceptability cannot be reduced to
any single factor'' and, thus, ``[t]he Administrator believes that the
acceptability of risk under section 112 is best judged on the basis of
a broad set of health risk measures and information.'' 54 FR 38046,
September 14, 1989. Similarly, with regard to the ample margin of
safety determination, ``the Agency again considers all of the health
risk and other health information considered in the first step. Beyond
that information, additional factors relating to the appropriate level
of control will also be considered, including cost and economic impacts
of controls, technological feasibility, uncertainties, and any other
relevant factors.'' Id.
The Benzene NESHAP approach provides flexibility regarding factors
the EPA may consider in making determinations and how the EPA may weigh
those factors for each source category. The EPA conducts a risk
assessment that provides estimates of the MIR posed by the HAP
emissions from each source in the source category, the hazard index
(HI) for chronic exposures to HAP with the potential to cause noncancer
health effects, and the hazard quotient (HQ) for acute exposures to HAP
with the potential to cause noncancer health effects.\3\ The assessment
also provides estimates of the distribution of cancer risk within the
exposed populations, cancer incidence, and an evaluation of the
potential for an adverse environmental effect. The scope of the EPA's
risk analysis is consistent with the EPA's response to comments on our
policy under the Benzene NESHAP where the EPA explained that:
---------------------------------------------------------------------------
\3\ The MIR is defined as the cancer risk associated with a
lifetime of exposure at the highest concentration of HAP where
people are likely to live. The HQ is the ratio of the potential
exposure to the HAP to the level at or below which no adverse
chronic noncancer effects are expected; the HI is the sum of HQs for
HAP that affect the same target organ or organ system.
[t]he policy chosen by the Administrator permits consideration of
multiple measures of health risk. Not only can the MIR figure be
considered, but also incidence, the presence of non-cancer health
effects, and the uncertainties of the risk estimates. In this way,
the effect on the most exposed individuals can be reviewed as well
as the impact on the general public. These factors can then be
weighed in each individual case. This approach complies with the
Vinyl Chloride mandate that the Administrator ascertain an
acceptable level of risk to the public by employing his expertise to
assess available data. It also complies with the Congressional
intent behind the CAA, which did not exclude the use of any
particular measure of public health risk from the EPA's
consideration with respect to CAA section 112 regulations, and
thereby implicitly permits consideration of any and all measures of
health risk which the Administrator, in his judgment, believes are
---------------------------------------------------------------------------
appropriate to determining what will `protect the public health'.
See 54 FR 38057, September 14, 1989. Thus, the level of the MIR is
only one factor to be weighed in determining acceptability of risk. The
Benzene NESHAP explained that ``an MIR of approximately one in 10
thousand should ordinarily be the upper end of the range of
acceptability. As risks increase above this benchmark, they become
presumptively less acceptable under CAA section 112, and would be
weighed with the other health risk measures and information in making
an overall judgment on acceptability. Or, the Agency may find, in a
particular case, that a risk that includes MIR less than the
presumptively acceptable level is unacceptable in the light of other
health risk factors.'' Id. at 38045. Similarly, with regard to the
ample margin of safety analysis, the EPA stated in the Benzene NESHAP
that: ``EPA believes the relative weight of the many factors that can
be considered in selecting an ample margin of safety can only be
determined for each specific source category. This occurs mainly
because technological and economic factors (along with the health-
related factors) vary from source category to source category.'' Id. at
38061. We also consider the uncertainties associated with the various
risk analyses, as discussed earlier in this preamble, in our
determinations of acceptability and ample margin of safety.
The EPA notes that it has not considered certain health information
to date in making residual risk determinations. At this time, we do not
attempt to quantify the HAP risk that may be associated with emissions
from other facilities that do not include the source category under
review, mobile source emissions, natural source emissions, persistent
environmental pollution, or atmospheric transformation in the vicinity
of the sources in the category.
The EPA understands the potential importance of considering an
individual's total exposure to HAP in addition to considering exposure
to HAP emissions from the source category and facility. We recognize
that such consideration may be particularly important when assessing
noncancer risk, where pollutant-specific exposure health reference
levels (e.g., reference concentrations (RfCs)) are based on the
assumption that thresholds exist for adverse health effects. For
example, the EPA recognizes that, although exposures attributable to
emissions from a source category or facility alone may not indicate the
potential for increased risk of adverse noncancer health effects in a
population, the exposures resulting from emissions from the facility in
combination with emissions from all of the other sources (e.g., other
facilities) to which an individual is exposed may be sufficient to
result in increased risk of adverse noncancer health effects. In May
2010, the Science Advisory Board (SAB) advised the EPA ``that RTR
assessments will be most useful to decision makers and communities if
results are presented in the broader context of aggregate and
cumulative risks, including background concentrations and contributions
from other sources in the area.'' \4\
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\4\ Recommendations of the SAB RTR Panel are provided in their
report, which is available at: https://yosemite.epa.gov/sab/
sabproduct.nsf/4AB3966E263D943A8525771F00668381/$File/EPA-SAB-10-
007-unsigned.pdf.
---------------------------------------------------------------------------
In response to the SAB recommendations, the EPA incorporates
[[Page 1575]]
cumulative risk analyses into its RTR risk assessments, including those
reflected in this proposal. The Agency (1) conducts facility-wide
assessments, which include source category emission points, as well as
other emission points within the facilities; (2) combines exposures
from multiple sources in the same category that could affect the same
individuals; and (3) for some persistent and bioaccumulative
pollutants, analyzes the ingestion route of exposure. In addition, the
RTR risk assessments consider aggregate cancer risk from all
carcinogens and aggregated noncancer HQs for all noncarcinogens
affecting the same target organ or target organ system.
Although we are interested in placing source category and facility-
wide HAP risk in the context of total HAP risk from all sources
combined in the vicinity of each source, we are concerned about the
uncertainties of doing so. Estimates of total HAP risk from emission
sources other than those that we have studied in depth during this RTR
review would have significantly greater associated uncertainties than
the source category or facility-wide estimates. Such aggregate or
cumulative assessments would compound those uncertainties, making the
assessments too unreliable.
B. How do we perform the technology review?
Our technology review focuses on the identification and evaluation
of developments in practices, processes, and control technologies that
have occurred since the MACT standards were promulgated. Where we
identify such developments, we analyze their technical feasibility,
estimated costs, energy implications, and non-air environmental
impacts. We also consider the emission reductions associated with
applying each development. This analysis informs our decision of
whether it is ``necessary'' to revise the emissions standards. In
addition, we consider the appropriateness of applying controls to new
sources versus retrofitting existing sources. For this exercise, we
consider any of the following to be a ``development'':
Any add-on control technology or other equipment that was
not identified and considered during development of the original MACT
standards;
Any improvements in add-on control technology or other
equipment (that were identified and considered during development of
the original MACT standards) that could result in additional emissions
reduction;
Any work practice or operational procedure that was not
identified or considered during development of the original MACT
standards;
Any process change or pollution prevention alternative
that could be broadly applied to the industry and that was not
identified or considered during development of the original MACT
standards; and
Any significant changes in the cost (including cost
effectiveness) of applying controls (including controls the EPA
considered during the development of the original MACT standards).
In addition to reviewing the practices, processes, and control
technologies that were considered at the time we originally developed
the NESHAP, we review a variety of data sources in our investigation of
potential practices, processes, or controls to consider. See sections
II.C and II.D of this preamble for information on the specific data
sources that were reviewed as part of the technology review.
C. How do we estimate post-MACT risk posed by the source category?
In this section, we provide a complete description of the types of
analyses that we generally perform during the risk assessment process.
In some cases, we do not perform a specific analysis because it is not
relevant. For example, in the absence of emissions of HAP known to be
persistent and bioaccumulative in the environment (PB-HAP), we would
not perform a multipathway exposure assessment. Where we do not perform
an analysis, we state that we do not and provide the reason. While we
present all of our risk assessment methods, we only present risk
assessment results for the analyses actually conducted (see section
IV.B of this preamble).
The EPA conducts a risk assessment that provides estimates of the
MIR for cancer posed by the HAP emissions from each source in the
source category, the HI for chronic exposures to HAP with the potential
to cause noncancer health effects, and the HQ for acute exposures to
HAP with the potential to cause noncancer health effects. The
assessment also provides estimates of the distribution of cancer risk
within the exposed populations, cancer incidence, and an evaluation of
the potential for an adverse environmental effect. The seven sections
that follow this paragraph describe how we estimated emissions and
conducted the risk assessment. The docket for this rulemaking contains
the following document which provides more information on the risk
assessment inputs and models: Residual Risk Assessment for the
Hydrochloric Acid Production Source Category in Support of the 2018
Risk and Technology Review Proposed Rule. The methods used to assess
risk (as described in the seven primary steps below) are consistent
with those described by the EPA in the document reviewed by a panel of
the EPA's SAB in 2009,\5\ and described in the SAB review report issued
in 2010. They are also consistent with the key recommendations
contained in that report.
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\5\ U.S. EPA. Risk and Technology Review (RTR) Risk Assessment
Methodologies: For Review by the EPA's Science Advisory Board with
Case Studies--MACT I Petroleum Refining Sources and Portland Cement
Manufacturing, June 2009. EPA-452/R-09-006. https://www3.epa.gov/airtoxics/rrisk/rtrpg.html.
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1. How did we estimate actual emissions and identify the emissions
release characteristics?
As discussed in the memorandum titled, HCl RTR Modeling File Data
Source Documentation, emissions data for sources subject to the HCl
Production NESHAP were gathered primarily from the 2014 NEI. We
compared the NEI data for each facility to title V permits to determine
which emission points listed in the NEI are subject to the HCl
Production NESHAP and made corrections when data were missing from the
NEI or appeared to be incorrect. For example, if the flow rate for an
emission point was missing, we calculated this release characteristic
using the stack velocity and cross-sectional area of the stack. Each
correction we made is discussed in the memorandum and supporting
documents, available in the docket for this action. Industry provided a
few corrections of facility ownership and emission point parameters,
which are also available in the docket for this action.
2. How did we estimate MACT-allowable emissions?
The available emissions data in the RTR emissions dataset include
estimates of the mass of HAP emitted during a specified annual
timeperiod. These ``actual'' emission levels are often lower than the
emission levels allowed under the requirements of the current MACT
standards. The emissions allowed under the MACT standards are referred
to as the ``MACT-allowable'' emissions. We discussed the consideration
of both MACT-allowable and actual emissions in the final Coke Oven
Batteries RTR (70 FR 19998-19999, April 15, 2005) and in the proposed
and final Hazardous Organic NESHAP RTR (71 FR 34428, June 14, 2006, and
71 FR 76609,
[[Page 1576]]
December 21, 2006, respectively). In those actions, we noted that
assessing the risk at the MACT-allowable level is inherently reasonable
since that risk reflects the maximum level facilities could emit and
still comply with national emission standards. We also explained that
it is reasonable to consider actual emissions, where such data are
available, in both steps of the risk analysis, in accordance with the
Benzene NESHAP approach (54 FR 38044, September 14, 1989).
We were unable to use the NEI data to calculate allowable emissions
based on the concentration-based standard. We attempted to calculate
allowable emission rates using the flow rates in the NEI and the
concentration based standards for HCl and Cl2. For a number
of sources, the calculated allowable emission values were substantially
lower than actual emissions. This discrepancy could be due to incorrect
flow rates in the NEI, conservatively high estimates of actual
emissions, or actual emission estimates including HCl and
Cl2 emissions from sources not subject to the HCl NESHAP. We
determined these estimates of allowable emission rates would not be
appropriate. Instead, we estimated allowable emission rates by applying
a factor of ten to actual emissions for process vents, material storage
and loading, and storage tanks. Based on our engineering judgement,
this factor of ten provides a very conservative estimate of allowable
emission rates. Indeed, correspondence with industry suggests the
allowable emission rates estimated using this method may be higher than
facility-wide permitted emission rates for some facilities. Facilities
typically operate below the level of the standard to provide a buffer
between actual emission levels and the level of the standard. While we
were not able to calculate the exact magnitude of this buffer for this
source category, we believe that using a multiplier of 10 ensures we
are not underestimating allowable emission rates. For more detail about
the MACT-allowable emission levels, see the memorandum, HCl RTR
Modeling File Data Source Documentation, which is available in the
docket for this action. The standard for equipment leaks requires
facilities to operate a leak detection and repair (LDAR) program.
Consistent with other source categories with LDAR standards, we
estimated that allowable emissions for equipment leaks are equal to
actual emissions, since both actual and allowable emissions reflect the
use of an LDAR program. Our estimates of actual and allowable emissions
are further discussed in the memorandum titled HCl RTR Modeling File
Data Source Documentation.
3. How do we conduct dispersion modeling, determine inhalation
exposures, and estimate individual and population inhalation risk?
Both long-term and short-term inhalation exposure concentrations
and health risk from the source category addressed in this proposal
were estimated using the Human Exposure Model (HEM-3).\6\ The HEM-3
performs three primary risk assessment activities: (1) Conducting
dispersion modeling to estimate the concentrations of HAP in ambient
air, (2) estimating long-term and short-term inhalation exposures to
individuals residing within 50 kilometers (km) of the modeled sources,
and (3) estimating individual and population-level inhalation risk
using the exposure estimates and quantitative dose-response
information.
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\6\ For more information about HEM-3, go to https://www.epa.gov/fera/risk-assessment-and-modeling-human-exposure-model-hem.
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a. Dispersion Modeling
The air dispersion model AERMOD, used by the HEM-3 model, is one of
the EPA's preferred models for assessing air pollutant concentrations
from industrial facilities.\7\ To perform the dispersion modeling and
to develop the preliminary risk estimates, HEM-3 draws on three data
libraries. The first is a library of meteorological data, which is used
for dispersion calculations. This library includes 1 year (2016) of
hourly surface and upper air observations from 824 meteorological
stations, selected to provide coverage of the United States and Puerto
Rico. A second library of United States Census Bureau census block \8\
internal point locations and populations provides the basis of human
exposure calculations (U.S. Census, 2010). In addition, for each census
block, the census library includes the elevation and controlling hill
height, which are also used in dispersion calculations. A third library
of pollutant-specific dose-response values is used to estimate health
risk. These are discussed below.
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\7\ U.S. EPA. Revision to the Guideline on Air Quality Models:
Adoption of a Preferred General Purpose (Flat and Complex Terrain)
Dispersion Model and Other Revisions (70 FR 68218, November 9,
2005).
\8\ A census block is the smallest geographic area for which
census statistics are tabulated.
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b. Risk From Chronic Exposure to HAP
In developing the risk assessment for chronic exposures, we use the
estimated annual average ambient air concentrations of each HAP emitted
by each source in the source category. The HAP air concentrations at
each nearby census block centroid located within 50 km of the facility
are a surrogate for the chronic inhalation exposure concentration for
all the people who reside in that census block. A distance of 50 km is
consistent with both the analysis supporting the 1989 Benzene NESHAP
(54 FR 38044, September 14, 1989) and the limitations of Gaussian
dispersion models, including AERMOD.
For each facility, we calculate the MIR as the cancer risk
associated with a continuous lifetime (24 hours per day, 7 days per
week, 52 weeks per year, 70 years) exposure to the maximum
concentration at the centroid of each inhabited census block. We
calculate individual cancer risk by multiplying the estimated lifetime
exposure to the ambient concentration of each HAP (in micrograms per
cubic meter ([mu]g/m\3\)) by its unit risk estimate (URE). The URE is
an upper-bound estimate of an individual's incremental risk of
contracting cancer over a lifetime of exposure to a concentration of 1
microgram of the pollutant per cubic meter of air. For residual risk
assessments, we generally use UREs from the EPA's Integrated Risk
Information System (IRIS). For carcinogenic pollutants without IRIS
values, we look to other reputable sources of cancer dose-response
values, often using California EPA (CalEPA) UREs, where available. In
cases where new, scientifically credible dose-response values have been
developed in a manner consistent with EPA guidelines and have undergone
a peer review process similar to that used by the EPA, we may use such
dose-response values in place of, or in addition to, other values, if
appropriate. The pollutant-specific dose-response values used to
estimate health risk are available at https://www.epa.gov/fera/dose-response-assessment-assessing-health-risks-associated-exposure-hazardous-air-pollutants.
To estimate individual lifetime cancer risks associated with
exposure to HAP emissions from each facility in the source category, we
sum the risks for each of the carcinogenic HAP \9\ emitted
[[Page 1577]]
by the modeled facility. We estimate cancer risk at every census block
within 50 km of every facility in the source category. The MIR is the
highest individual lifetime cancer risk estimated for any of those
census blocks. In addition to calculating the MIR, we estimate the
distribution of individual cancer risks for the source category by
summing the number of individuals within 50 km of the sources whose
estimated risk falls within a specified risk range. We also estimate
annual cancer incidence by multiplying the estimated lifetime cancer
risk at each census block by the number of people residing in that
block, summing results for all of the census blocks, then dividing this
result by a 70-year lifetime.
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\9\ The EPA's 2005 Guidelines for Carcinogen Risk Assessment
classifies carcinogens as: ``carcinogenic to humans,'' ``likely to
be carcinogenic to humans,'' and ``suggestive evidence of
carcinogenic potential.'' These classifications also coincide with
the terms ``known carcinogen, probable carcinogen, and possible
carcinogen,'' respectively, which are the terms advocated in the
EPA's Guidelines for Carcinogen Risk Assessment, published in 1986
(51 FR 33992, September 24, 1986). In August 2000, the document,
Supplemental Guidance for Conducting Health Risk Assessment of
Chemical Mixtures (EPA/630/R-00/002), was published as a supplement
to the 1986 document. Copies of both documents can be obtained from
https://cfpub.epa.gov/ncea/risk/recordisplay.cfm?deid=20533&CFID=70315376&CFTOKEN=71597944. Summing
the risk of these individual compounds to obtain the cumulative
cancer risk is an approach that was recommended by the EPA's SAB in
their 2002 peer review of the EPA's National Air Toxics Assessment
(NATA) titled NATA--Evaluating the National-scale Air Toxics
Assessment 1996 Data--an SAB Advisory, available at https://
yosemite.epa.gov/sab/sabproduct.nsf/
214C6E915BB04E14852570CA007A682C/$File/ecadv02001.pdf.
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To assess the risk of noncancer health effects from chronic
exposure to HAP, we calculate either an HQ or a target organ-specific
hazard index (TOSHI). We calculate an HQ when a single noncancer HAP is
emitted. Where more than one noncancer HAP is emitted, we sum the HQ
for each of the HAP that affects a common target organ or target organ
system to obtain a TOSHI. The HQ is the estimated exposure divided by
the chronic noncancer dose-response value, which is a value selected
from one of several sources. The preferred chronic noncancer dose-
response value is the EPA RfC defined as ``an estimate (with
uncertainty spanning perhaps an order of magnitude) of a continuous
inhalation exposure to the human population (including sensitive
subgroups) that is likely to be without an appreciable risk of
deleterious effects during a lifetime'' (https://iaspub.epa.gov/sor_internet/registry/termreg/searchandretrieve/glossariesandkeywordlists/search.do?details=&vocabName=IRIS%20Glossary). In cases where an RfC
from the EPA's IRIS is not available or where the EPA determines that
using a value other than the RfC is appropriate, the chronic noncancer
dose-response value can be a value from the following prioritized
sources, which define their dose-response values similarly to the EPA:
(1) The Agency for Toxic Substances and Disease Registry (ATSDR)
Minimum Risk Level (https://www.atsdr.cdc.gov/mrls/index.asp); (2) the
CalEPA Chronic Reference Exposure Level (REL) (https://oehha.ca.gov/air/crnr/notice-adoption-air-toxics-hot-spots-program-guidance-manual-preparation-health-risk-0); or (3), as noted above, a scientifically
credible dose-response value that has been developed in a manner
consistent with EPA guidelines and has undergone a peer review process
similar to that used by the EPA. The pollutant-specific dose-response
values used to estimate health risks are available at https://www.epa.gov/fera/dose-response-assessment-assessing-health-risks-associated-exposure-hazardous-air-pollutants.
c. Risk From Acute Exposure to HAP That May Cause Health Effects Other
Than Cancer
For each HAP for which appropriate acute inhalation dose-response
values are available, the EPA also assesses the potential health risks
due to acute exposure. For these assessments, the EPA makes
conservative assumptions about emission rates, meteorology, and
exposure location. We use the peak hourly emission rate,\10\ worst-case
dispersion conditions, and, in accordance with our mandate under
section 112 of the CAA, the point of highest off-site exposure to
assess the potential risk to the maximally exposed individual.
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\10\ In the absence of hourly emission data, we develop
estimates of maximum hourly emission rates by multiplying the
average actual annual emissions rates by a factor (either a
category-specific factor or a default factor of 10) to account for
variability. This is documented in Residual Risk Assessment
Hydrochloric Acid Production Source Category in Support of the 2018
Risk and Technology Review Proposed Rule and in Appendix 5 of the
report: Analysis of Data on Short-term Emission Rates Relative to
Long-term Emission Rates. Both are available in the docket for this
rulemaking.
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To characterize the potential health risks associated with
estimated acute inhalation exposures to a HAP, we generally use
multiple acute dose-response values, including acute RELs, acute
exposure guideline levels (AEGLs), and emergency response planning
guidelines (ERPG) for 1-hour exposure durations, if available, to
calculate acute HQs. The acute HQ is calculated by dividing the
estimated acute exposure by the acute dose-response value. For each HAP
for which acute dose-response values are available, the EPA calculates
acute HQs.
An acute REL is defined as ``the concentration level at or below
which no adverse health effects are anticipated for a specified
exposure duration.'' \11\ Acute RELs are based on the most sensitive,
relevant, adverse health effect reported in the peer-reviewed medical
and toxicological literature. They are designed to protect the most
sensitive individuals in the population through the inclusion of
margins of safety. Because margins of safety are incorporated to
address data gaps and uncertainties, exceeding the REL does not
automatically indicate an adverse health impact. AEGLs represent
threshold exposure limits for the general public and are applicable to
emergency exposures ranging from 10 minutes to 8 hours.\12\ They are
guideline levels for ``once-in-a-lifetime, short-term exposures to
airborne concentrations of acutely toxic, high-priority chemicals.''
Id. at 21. The AEGL-1 is specifically defined as ``the airborne
concentration (expressed as ppm (parts per million) or mg/m\3\
(milligrams per cubic meter)) of a substance above which it is
predicted that the general population, including susceptible
individuals, could experience notable discomfort, irritation, or
certain asymptomatic nonsensory effects. However, the effects are not
disabling and are transient and reversible upon cessation of
exposure.'' The document also notes that ``Airborne concentrations
below AEGL-1 represent exposure levels that can produce mild and
progressively increasing but transient and nondisabling odor, taste,
and sensory irritation or certain asymptomatic, nonsensory effects.''
Id. AEGL-2 are defined as ``the airborne concentration (expressed as
parts per million or milligrams per cubic meter) of a substance above
which it is predicted that the general population, including
susceptible individuals, could experience irreversible or other
serious, long-lasting adverse health effects or an impaired ability to
escape.'' Id.
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\11\ CalEPA issues acute RELs as part of its Air Toxics Hot
Spots Program, and the 1-hour and 8-hour values are documented in
Air Toxics Hot Spots Program Risk Assessment Guidelines, Part I, The
Determination of Acute Reference Exposure Levels for Airborne
Toxicants, which is available at https://oehha.ca.gov/air/general-info/oehha-acute-8-hour-and-chronic-reference-exposure-level-rel-summary.
\12\ National Academy of Sciences, 2001. Standing Operating
Procedures for Developing Acute Exposure Levels for Hazardous
Chemicals, page 2. Available at https://www.epa.gov/sites/production/files/2015-09/documents/sop_final_standing_operating_procedures_2001.pdf. Note that the
National Advisory Committee for Acute Exposure Guideline Levels for
Hazardous Substances ended in October 2011, but the AEGL program
continues to operate at the EPA and works with the National
Academies to publish final AEGLs (https://www.epa.gov/aegl).
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ERPGs are ``developed for emergency planning and are intended as
health-based guideline concentrations for
[[Page 1578]]
single exposures to chemicals.'' \13\ Id. at 1. The ERPG-1 is defined
as ``the maximum airborne concentration below which it is believed that
nearly all individuals could be exposed for up to 1 hour without
experiencing other than mild transient adverse health effects or
without perceiving a clearly defined, objectionable odor.'' Id. at 2.
Similarly, the ERPG-2 is defined as ``the maximum airborne
concentration below which it is believed that nearly all individuals
could be exposed for up to one hour without experiencing or developing
irreversible or other serious health effects or symptoms which could
impair an individual's ability to take protective action.'' Id. at 1.
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\13\ ERPGS Procedures and Responsibilities, March 2014. American
Industrial Hygiene Association. Available at: https://www.aiha.org/get-involved/AIHAGuidelineFoundation/EmergencyResponsePlanningGuidelines/Documents/ERPG%20Committee%20Standard%20Operating%20Procedures%20%20-%20March%202014%20Revision%20%28Updated%2010-2-2014%29.pdf.
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An acute REL for 1-hour exposure durations is typically lower than
its corresponding AEGL-1 and ERPG-1. Even though their definitions are
slightly different, AEGL-1s are often the same as the corresponding
ERPG-1s, and AEGL-2s are often equal to ERPG-2s. The maximum HQs from
our acute inhalation screening risk assessment typically result when we
use the acute REL for a HAP. In cases where the maximum acute HQ
exceeds 1, we also report the HQ based on the next highest acute dose-
response value (usually the AEGL-1 and/or the ERPG-1).
For this source category, we used the default factor of 10 for the
acute inhalation screening and refined screening assessment. In our
acute inhalation screening risk assessment, acute impacts are deemed
negligible for HAP for which acute HQs are less than or equal to 1
(even under the conservative assumptions of the screening assessment),
and no further analysis is performed for these HAP. In cases where an
acute HQ from the screening step is greater than 1, we consider
additional site-specific data to develop a more refined estimate of the
potential for acute exposures of concern. For this source category, the
data refinements consisted of determining the highest HQ value that
occurs outside facility boundaries. These refinements are discussed
more fully in the Residual Risk Assessment for the Hydrochloric Acid
Production Source Category in Support of the Risk and Technology Review
2018 Proposed Rule, which is available in the docket for this source
category.
4. How do we conduct the multipathway exposure and risk screening
assessment?
The EPA conducts a tiered screening assessment examining the
potential for significant human health risks due to exposures via
routes other than inhalation (i.e., ingestion). We first determine
whether any sources in the source category emit any PB-HAP, as
identified in the EPA's Air Toxics Risk Assessment Library (See Volume
1, Appendix D, at https://www2.epa.gov/fera/risk-assessment-and-modeling-air-toxics-risk-assessment-reference-library).
For the HCl Production source category, we did not identify
emissions of any PB-HAP. Because we did not identify PB-HAP emissions,
no further evaluation of multipathway risk was conducted for this
source category.
5. How do we conduct the environmental risk screening assessment?
a. Adverse Environmental Effect, Environmental HAP, and Ecological
Benchmarks
The EPA conducts a screening assessment to examine the potential
for an adverse environmental effect as required under section
112(f)(2)(A) of the CAA. Section 112(a)(7) of the CAA defines ``adverse
environmental effect'' as ``any significant and widespread adverse
effect, which may reasonably be anticipated, to wildlife, aquatic life,
or other natural resources, including adverse impacts on populations of
endangered or threatened species or significant degradation of
environmental quality over broad areas.''
The EPA focuses on eight HAP, which are referred to as
``environmental HAP,'' in its screening assessment: Six PB-HAP and two
acid gases. The PB-HAP included in the screening assessment are arsenic
compounds, cadmium compounds, dioxins/furans, polycyclic organic matter
(POM), mercury (both inorganic mercury and methyl mercury), and lead
compounds. The acid gases included in the screening assessment are HCl
and hydrogen fluoride (HF).
HAP that persist and bioaccumulate are of particular environmental
concern because they accumulate in the soil, sediment, and water. The
acid gases, HCl and HF, are included due to their well-documented
potential to cause direct damage to terrestrial plants. In the
environmental risk screening assessment, we evaluate the following four
exposure media: Terrestrial soils, surface water bodies (includes
water-column and benthic sediments), fish consumed by wildlife, and
air. Within these four exposure media, we evaluate nine ecological
assessment endpoints, which are defined by the ecological entity and
its attributes. For PB-HAP (other than lead), both community-level and
population-level endpoints are included. For acid gases, the ecological
assessment evaluated is terrestrial plant communities.
An ecological benchmark represents a concentration of HAP that has
been linked to a particular environmental effect level. For each
environmental HAP, we identified the available ecological benchmarks
for each assessment endpoint. We identified, where possible, ecological
benchmarks at the following effect levels: Probable effect levels,
lowest-observed-adverse-effect level, and no-observed-adverse-effect
level. In cases where multiple effect levels were available for a
particular PB-HAP and assessment endpoint, we use all of the available
effect levels to help us to determine whether ecological risks exist
and, if so, whether the risks could be considered significant and
widespread.
For further information on how the environmental risk screening
assessment was conducted, including a discussion of the risk metrics
used, how the environmental HAP were identified, and how the ecological
benchmarks were selected, see Appendix 9 of the Residual Risk
Assessment for the Hydrochloric Acid Production Source Category in
Support of the Risk and Technology Review 2018 Proposed Rule, which is
available in the docket for this action.
b. Environmental Risk Screening Methodology
For the environmental risk screening assessment, the EPA first
determined whether any facilities in the HCl Production source category
emitted any of the environmental HAP. For the HCl Production source
category, we identified emissions of HCl. Because one or more of the
environmental HAP evaluated (HCl) is emitted by at least one facility
in the source category, we proceeded to the second step of the
evaluation.
c. PB-HAP Methodology
The environmental screening assessment includes six PB-HAP, arsenic
compounds, cadmium compounds, dioxins/furans, POM, mercury (both
inorganic mercury and methyl mercury), and lead compounds. With the
exception of lead, the environmental risk screening assessment for PB-
HAP consists of three tiers. The first tier of the environmental
[[Page 1579]]
risk screening assessment uses the same health-protective conceptual
model that is used for the Tier 1 human health screening assessment.
TRIM.FaTE model simulations were used to back-calculate Tier 1
screening threshold emission rates. The screening threshold emission
rates represent the emission rate in tpy that results in media
concentrations at the facility that equal the relevant ecological
benchmark. To assess emissions from each facility in the category, the
reported emission rate for each PB-HAP was compared to the Tier 1
screening threshold emission rate for that PB-HAP for each assessment
endpoint and effect level. If emissions from a facility do not exceed
the Tier 1 screening threshold emission rate, the facility ``passes''
the screening assessment, and, therefore, is not evaluated further
under the screening approach. If emissions from a facility exceed the
Tier 1 screening threshold emission rate, we evaluate the facility
further in Tier 2.
In Tier 2 of the environmental screening assessment, the screening
threshold emission rates are adjusted to account for local meteorology
and the actual location of lakes in the vicinity of facilities that did
not pass the Tier 1 screening assessment. For soils, we evaluate the
average soil concentration for all soil parcels within a 7.5-km radius
for each facility and PB-HAP. For the water, sediment, and fish tissue
concentrations, the highest value for each facility for each pollutant
is used. If emission concentrations from a facility do not exceed the
Tier 2 screening threshold emission rate, the facility ``passes'' the
screening assessment and typically is not evaluated further. If
emissions from a facility exceed the Tier 2 screening threshold
emission rate, we evaluate the facility further in Tier 3.
Like in the multipathway human health risk assessment, in Tier 3 of
the environmental screening assessment, we examine the suitability of
the lakes around the facilities to support life and remove those that
are not suitable (e.g., lakes that have been filled in or are
industrial ponds), adjust emissions for plume-rise, and conduct hour-
by-hour time-series assessments. If these Tier 3 adjustments to the
screening threshold emission rates still indicate the potential for an
adverse environmental effect (i.e., facility emission rate exceeds the
screening threshold emission rate), we may elect to conduct a more
refined assessment using more site-specific information. If, after
additional refinement, the facility emission rate still exceeds the
screening threshold emission rate, the facility may have the potential
to cause an adverse environmental effect.
To evaluate the potential for an adverse environmental effect from
lead, we compared the average modeled air concentrations (from HEM-3)
of lead around each facility in the source category to the level of the
secondary National Ambient Air Quality Standards (NAAQS) for lead. The
secondary lead NAAQS is a reasonable means of evaluating environmental
risk because it is set to provide substantial protection against
adverse welfare effects which can include ``effects on soils, water,
crops, vegetation, man-made materials, animals, wildlife, weather,
visibility and climate, damage to and deterioration of property, and
hazards to transportation, as well as effects on economic values and on
personal comfort and well-being.''
d. Acid Gas Environmental Risk Methodology
The environmental screening assessment for acid gases evaluates the
potential phytotoxicity and reduced productivity of plants due to
chronic exposure to HF and HCl. The environmental risk screening
methodology for acid gases is a single-tier screening assessment that
compares modeled ambient air concentrations (from AERMOD) to the
ecological benchmarks for each acid gas. To identify a potential
adverse environmental effect (as defined in section 112(a)(7) of the
CAA) from emissions of HF and HCl, we evaluate the following metrics:
The size of the modeled area around each facility that exceeds the
ecological benchmark for each acid gas, in acres and km\2\; the
percentage of the modeled area around each facility that exceeds the
ecological benchmark for each acid gas; and the area-weighted average
screening value around each facility (calculated by dividing the area-
weighted average concentration over the 50-km modeling domain by the
ecological benchmark for each acid gas). For further information on the
environmental screening assessment approach, see Appendix 9 of the
Residual Risk Assessment for the Hydrochloric Acid Production Source
Category in Support of the Risk and Technology Review 2018 Proposed
Rule, which is available in the docket for this action.
6. How do we conduct facility-wide assessments?
To put the source category risks in context, we typically examine
the risks from the entire ``facility,'' where the facility includes all
HAP-emitting operations within a contiguous area and under common
control. In other words, we examine the HAP emissions not only from the
source category emission points of interest, but also emissions of HAP
from all other emission sources at the facility for which we have data.
For this source category, we conducted the facility-wide assessment
using a dataset compiled from the 2014 NEI. The source category records
of that NEI dataset were removed, evaluated, and updated as described
in section II.C of this preamble: What data collection activities were
conducted to support this action? Once a quality assured source
category dataset was available, it was placed back with the remaining
records from the NEI for that facility. The facility-wide file was then
used to analyze risks due to the inhalation of HAP that are emitted
``facility-wide'' for the populations residing within 50 km of each
facility, consistent with the methods used for the source category
analysis described above. For these facility-wide risk analyses, the
modeled source category risks were compared to the facility-wide risks
to determine the portion of the facility-wide risks that could be
attributed to the source category addressed in this proposal. We also
specifically examined the facility that was associated with the highest
estimate of risk and determined the percentage of that risk
attributable to the source category of interest. The Residual Risk
Assessment for the Hydrochloric Acid Production Source Category in
Support of the Risk and Technology Review 2018 Proposed Rule, available
through the docket for this action, provides the methodology and
results of the facility-wide analyses, including all facility-wide
risks and the percentage of source category contribution to facility-
wide risks.
For this source category, we conducted the facility-wide assessment
using a dataset that the EPA compiled from the 2014 NEI. We used the
NEI data for the facility and did not adjust any category or ``non-
category'' data. Therefore, there could be differences in the dataset
from that used for the source category assessments described in this
preamble. We analyzed risks due to the inhalation of HAP that are
emitted ``facility-wide'' for the populations residing within 50 km of
each facility, consistent with the methods used for the source category
analysis described above. For these facility-wide risk analyses, we
made a reasonable attempt to identify the source category risks, and
these risks were compared to the facility-wide risks to determine the
portion of facility-wide risks that could be attributed to the source
category
[[Page 1580]]
addressed in this proposal. We also specifically examined the facility
that was associated with the highest estimate of risk and determined
the percentage of that risk attributable to the source category of
interest. The Residual Risk Assessment for the Hydrochloric Acid
Production Source Category in Support of the Risk and Technology Review
2018 Proposed Rule, available through the docket for this action,
provides the methodology and results of the facility-wide analyses,
including all facility-wide risks and the percentage of source category
contribution to facility-wide risks.
7. How do we consider uncertainties in risk assessment?
Uncertainty and the potential for bias are inherent in all risk
assessments, including those performed for this proposal. Although
uncertainty exists, we believe that our approach, which used
conservative tools and assumptions, ensures that our decisions are
health and environmentally protective. A brief discussion of the
uncertainties in the RTR emissions dataset, dispersion modeling,
inhalation exposure estimates, and dose-response relationships follows
below. Also included are those uncertainties specific to our acute
screening assessments, multipathway screening assessments, and our
environmental risk screening assessments. A more thorough discussion of
these uncertainties is included in the Residual Risk Assessment for the
Hydrochloric Acid Production Source Category in Support of the Risk and
Technology Review 2018 Proposed Rule, which is available in the docket
for this action. If a multipathway site-specific assessment was
performed for this source category, a full discussion of the
uncertainties associated with that assessment can be found in Appendix
11 of that document, Site-Specific Human Health Multipathway Residual
Risk Assessment Report.
a. Uncertainties in the RTR Emissions Dataset
Although the development of the RTR emissions dataset involved
quality assurance/quality control processes, the accuracy of emissions
values will vary depending on the source of the data, the degree to
which data are incomplete or missing, the degree to which assumptions
made to complete the datasets are accurate, errors in emission
estimates, and other factors. The emission estimates considered in this
analysis generally are annual totals for certain years, and they do not
reflect short-term fluctuations during the course of a year or
variations from year to year. The estimates of peak hourly emission
rates for the acute effects screening assessment were based on an
emission adjustment factor applied to the average annual hourly
emission rates, which are intended to account for emission fluctuations
due to normal facility operations.
b. Uncertainties in Dispersion Modeling
We recognize there is uncertainty in ambient concentration
estimates associated with any model, including the EPA's recommended
regulatory dispersion model, AERMOD. In using a model to estimate
ambient pollutant concentrations, the user chooses certain options to
apply. For RTR assessments, we select some model options that have the
potential to overestimate ambient air concentrations (e.g., not
including plume depletion or pollutant transformation). We select other
model options that have the potential to underestimate ambient impacts
(e.g., not including building downwash). Other options that we select
have the potential to either under or overestimate ambient levels
(e.g., meteorology and receptor locations). On balance, considering the
directional nature of the uncertainties commonly present in ambient
concentrations estimated by dispersion models, the approach we apply in
the RTR assessments should yield unbiased estimates of ambient HAP
concentrations. We also note that the selection of meteorology dataset
location could have an impact on the risk estimates. As we continue to
update and expand our library of meteorological station data used in
our risk assessments, we expect to reduce this variability.
c. Uncertainties in Inhalation Exposure Assessment
Although every effort is made to identify all of the relevant
facilities and emission points, as well as to develop accurate
estimates of the annual emission rates for all relevant HAP, the
uncertainties in our emission inventory likely dominate the
uncertainties in the exposure assessment. Some uncertainties in our
exposure assessment include human mobility, using the centroid of each
census block, assuming lifetime exposure, and assuming only outdoor
exposures. For most of these factors, there is neither an under nor
overestimate when looking at the maximum individual risk or the
incidence, but the shape of the distribution of risks may be affected.
With respect to outdoor exposures, actual exposures may not be as high
if people spend time indoors, especially for very reactive pollutants
or larger particles. For all factors, we reduce uncertainty when
possible. For example, with respect to census-block centroids, we
analyze large blocks using aerial imagery and adjust locations of the
block centroids to better represent the population in the blocks. We
also add additional receptor locations where the population of a block
is not well represented by a single location.
d. Uncertainties in Dose-Response Relationships
There are uncertainties inherent in the development of the dose-
response values used in our risk assessments for cancer effects from
chronic exposures and noncancer effects from both chronic and acute
exposures. Some uncertainties are generally expressed quantitatively,
and others are generally expressed in qualitative terms. We note, as a
preface to this discussion, a point on dose-response uncertainty that
is stated in the EPA's 2005 Guidelines for Carcinogen Risk Assessment;
namely, that ``the primary goal of EPA actions is protection of human
health; accordingly, as an Agency policy, risk assessment procedures,
including default options that are used in the absence of scientific
data to the contrary, should be health protective'' (EPA's 2005
Guidelines for Carcinogen Risk Assessment, page 1-7). This is the
approach followed here as summarized in the next paragraphs.
Cancer UREs used in our risk assessments are those that have been
developed to generally provide an upper bound estimate of risk. That
is, they represent a ``plausible upper limit to the true value of a
quantity'' (although this is usually not a true statistical confidence
limit).\14\ In some circumstances, the true risk could be as low as
zero; however, in other circumstances the risk could be greater.\15\
Chronic noncancer RfC and reference dose (RfD) values represent chronic
exposure levels that are intended to be health-protective levels. To
derive dose-response values that are intended to be ``without
appreciable risk,'' the methodology relies upon an uncertainty factor
(UF) approach (U.S. EPA, 1993 and 1994) which considers uncertainty,
variability, and gaps in the available data. The UFs are applied to
[[Page 1581]]
derive dose-response values that are intended to protect against
appreciable risk of deleterious effects.
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\14\ IRIS glossary (https://ofmpub.epa.gov/sor_internet/registry/termreg/searchandretrieve/glossariesandkeywordlists/search.do?details=&glossaryName=IRIS%20Glossary).
\15\ An exception to this is the URE for benzene, which is
considered to cover a range of values, each end of which is
considered to be equally plausible, and which is based on maximum
likelihood estimates.
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Many of the UFs used to account for variability and uncertainty in
the development of acute dose-response values are quite similar to
those developed for chronic durations. Additional adjustments are often
applied to account for uncertainty in extrapolation from observations
at one exposure duration (e.g., 4 hours) to derive an acute dose-
response value at another exposure duration (e.g., 1 hour). Not all
acute dose-response values are developed for the same purpose, and care
must be taken when interpreting the results of an acute assessment of
human health effects relative to the dose-response value or values
being exceeded. Where relevant to the estimated exposures, the lack of
acute dose-response values at different levels of severity should be
factored into the risk characterization as potential uncertainties.
Uncertainty also exists in the selection of ecological benchmarks
for the environmental risk screening assessment. We established a
hierarchy of preferred benchmark sources to allow selection of
benchmarks for each environmental HAP at each ecological assessment
endpoint. We searched for benchmarks for three effect levels (i.e., no-
effects level, threshold effect level, and probable effect level), but
not all combinations of ecological assessment/environmental HAP had
benchmarks for all three effect levels. Where multiple effect levels
were available for a particular HAP and assessment endpoint, we used
all of the available effect levels to help us determine whether risk
exists and whether the risk could be considered significant and
widespread.
Although we make every effort to identify appropriate human health
effect dose-response values for all pollutants emitted by the sources
in this risk assessment, some HAP emitted by this source category are
lacking dose-response assessments. Accordingly, these pollutants cannot
be included in the quantitative risk assessment, which could result in
quantitative estimates understating HAP risk. To help to alleviate this
potential underestimate, where we conclude similarity with a HAP for
which a dose-response value is available, we use that value as a
surrogate for the assessment of the HAP for which no value is
available. To the extent use of surrogates indicates appreciable risk,
we may identify a need to increase priority for an IRIS assessment for
that substance. We additionally note that, generally speaking, HAP of
greatest concern due to environmental exposures and hazard are those
for which dose-response assessments have been performed, reducing the
likelihood of understating risk. Further, HAP not included in the
quantitative assessment are assessed qualitatively and considered in
the risk characterization that informs the risk management decisions,
including consideration of HAP reductions achieved by various control
options.
For a group of compounds that are unspeciated (e.g., glycol
ethers), we conservatively use the most protective dose-response value
of an individual compound in that group to estimate risk. Similarly,
for an individual compound in a group (e.g., ethylene glycol diethyl
ether) that does not have a specified dose-response value, we also
apply the most protective dose-response value from the other compounds
in the group to estimate risk.
e. Uncertainties in Acute Inhalation Screening Assessments
In addition to the uncertainties highlighted above, there are
several factors specific to the acute exposure assessment that the EPA
conducts as part of the risk review under section 112 of the CAA. The
accuracy of an acute inhalation exposure assessment depends on the
simultaneous occurrence of independent factors that may vary greatly,
such as hourly emissions rates, meteorology, and the presence of humans
at the location of the maximum concentration. In the acute screening
assessment that we conduct under the RTR program, we assume that peak
emissions from the source category and worst-case meteorological
conditions co-occur, and, thus, resulting in maximum ambient
concentrations. These two events are unlikely to occur at the same
time, making these assumptions conservative. We then include the
additional assumption that a person is located at this point during
this same time period. For this source category, these assumptions
would tend to be worst-case actual exposures as it is unlikely that a
person would be located at the point of maximum exposure during the
time when peak emissions and worst-case meteorological conditions occur
simultaneously.
f. Uncertainties in the Multipathway and Environmental Risk Screening
Assessments
For each source category, we generally rely on site-specific levels
of PB-HAP or environmental HAP emissions to determine whether a refined
assessment of the impacts from multipathway exposures is necessary or
whether it is necessary to perform an environmental screening
assessment. This determination is based on the results of a three-
tiered screening assessment that relies on the outputs from models--
TRIM.FaTE and AERMOD--that estimate environmental pollutant
concentrations and human exposures for five PB-HAP (dioxins, POM,
mercury, cadmium, and arsenic) and two acid gases (HCl and hydrogen
chloride). For lead, we use AERMOD to determine ambient air
concentrations, which are then compared to the secondary NAAQS standard
for lead. Two important types of uncertainty associated with the use of
these models in RTR risk assessments and inherent to any assessment
that relies on environmental modeling are model uncertainty and input
uncertainty.\16\
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\16\ In the context of this discussion, the term ``uncertainty''
as it pertains to exposure and risk encompasses both variability in
the range of expected inputs and screening results due to existing
spatial, temporal, and other factors, as well as uncertainty in
being able to accurately estimate the true result.
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Model uncertainty concerns whether the model adequately represents
the actual processes (e.g., movement and accumulation) that might occur
in the environment. For example, does the model adequately describe the
movement of a pollutant through the soil? This type of uncertainty is
difficult to quantify. However, based on feedback received from
previous EPA SAB reviews and other reviews, we are confident that the
models used in the screening assessments are appropriate and state-of-
the-art for the multipathway and environmental screening risk
assessments conducted in support of RTR.
Input uncertainty is concerned with how accurately the models have
been configured and parameterized for the assessment at hand. For Tier
1 of the multipathway and environmental screening assessments, we
configured the models to avoid underestimating exposure and risk. This
was accomplished by selecting upper-end values from nationally
representative datasets for the more influential parameters in the
environmental model, including selection and spatial configuration of
the area of interest, lake location and size, meteorology, surface
water, soil characteristics, and structure of the aquatic food web. We
also assume an ingestion exposure scenario and values for human
exposure factors that represent reasonable maximum exposures.
In Tier 2 of the multipathway and environmental screening
assessments,
[[Page 1582]]
we refine the model inputs to account for meteorological patterns in
the vicinity of the facility versus using upper-end national values,
and we identify the actual location of lakes near the facility rather
than the default lake location that we apply in Tier 1. By refining the
screening approach in Tier 2 to account for local geographical and
meteorological data, we decrease the likelihood that concentrations in
environmental media are overestimated, thereby increasing the
usefulness of the screening assessment. In Tier 3 of the screening
assessments, we refine the model inputs again to account for hour-by-
hour plume rise and the height of the mixing layer. We can also use
those hour-by-hour meteorological data in a TRIM.FaTE run using the
screening configuration corresponding to the lake location. These
refinements produce a more accurate estimate of chemical concentrations
in the media of interest, thereby reducing the uncertainty with those
estimates. The assumptions and the associated uncertainties regarding
the selected ingestion exposure scenario are the same for all three
tiers.
For the environmental screening assessment for acid gases, we
employ a single-tiered approach. We use the modeled air concentrations
and compare those with ecological benchmarks.
For all tiers of the multipathway and environmental screening
assessments, our approach to addressing model input uncertainty is
generally cautious. We choose model inputs from the upper end of the
range of possible values for the influential parameters used in the
models, and we assume that the exposed individual exhibits ingestion
behavior that would lead to a high total exposure. This approach
reduces the likelihood of not identifying high risks for adverse
impacts.
Despite the uncertainties, when individual pollutants or facilities
do not exceed screening threshold emission rates (i.e., screen out), we
are confident that the potential for adverse multipathway impacts on
human health is very low. On the other hand, when individual pollutants
or facilities do exceed screening threshold emission rates, it does not
mean that impacts are significant, only that we cannot rule out that
possibility and that a refined assessment for the site might be
necessary to obtain a more accurate risk characterization for the
source category.
The EPA evaluates the following HAP in the multipathway and/or
environmental risk screening assessments, where applicable: Arsenic,
cadmium, dioxins/furans, lead, mercury (both inorganic and methyl
mercury), POM, HCl, and HF. These HAP represent pollutants that can
cause adverse impacts either through direct exposure to HAP in the air
or through exposure to HAP that are deposited from the air onto soils
and surface waters and then through the environment into the food web.
These HAP represent those HAP for which we can conduct a meaningful
multipathway or environmental screening risk assessment. For other HAP
not included in our screening assessments, the model has not been
parameterized such that it can be used for that purpose. In some cases,
depending on the HAP, we may not have appropriate multipathway models
that allow us to predict the concentration of that pollutant. The EPA
acknowledges that other HAP beyond these that we are evaluating may
have the potential to cause adverse effects and, therefore, the EPA may
evaluate other relevant HAP in the future, as modeling science and
resources allow.
IV. Analytical Results and Proposed Decisions
A. What are the results of the risk assessment and analyses?
As described above, for the HCl Production source category, we
conducted an inhalation risk assessment and an environmental risk
screening assessment on the only two HAP emitted, HCl and
Cl2. No PB-HAP are emitted from this source category;
therefore, a multipathway risk assessment was not warranted. We present
results of the risk assessment briefly below and in more detail in the
residual risk document titled Residual Risk Assessment for the
Hydrochloric Acid Production Source Category in Support of the Risk and
Technology Review 2018 Proposed Rule, which is available in the docket
for this action.
1. Inhalation Risk Assessment Results
Table 2 of this preamble provides an overall summary of the results
of the inhalation risk assessment.
Table 2--Inhalation Risk Assessment Summary for HCl Production Source Category
--------------------------------------------------------------------------------------------------------------------------------------------------------
Cancer MIR (in 1 million) Population Population
-------------------------------- Cancer with cancer with cancer
Based on Based on incidence risk of 1-in-1 risk of 10-in- Max chronic noncancer HI
actual allowable (cases per million or 1 million or actuals (and allowables)
emissions emissions year) more more
--------------------------------------------------------------------------------------------------------------------------------------------------------
Source Category........................... 0 0 0 0 0 0.2 (actuals)
2 (allowables)
Whole Facility............................ 600 .............. 0.09 980,000 130,000 6
--------------------------------------------------------------------------------------------------------------------------------------------------------
The inhalation risk modeling performed to estimate risks based on
actual emissions relied primarily on emissions data from the NEI. For
allowable emissions, the NEI data was used to calculate conservative
estimates of emissions. The results of the inhalation cancer risk
assessment, as shown in Table 2 of this preamble, indicate there is no
quantifiable cancer risk posed by the source category since the two HAP
emitted from the HCl Production source category are not known or
suspected carcinogens. Neither the EPA nor the International Agency for
Research on Cancer (IARC) has evaluated the weight of evidence with
respect to human carcinogenicity for Cl2. However, IARC has
determined that hydrogen chloride is not classifiable as a human
carcinogen. Likewise, the total estimated cancer incidence is 0 (zero)
excess cancer cases per year and no people are estimated to have cancer
risk associated with this source category. The maximum modeled chronic
noncancer HI (TOSHI) value for the source category based on actual
emissions is estimated to be 0.2, driven by emissions of Cl2
from process vents. The target organ affected is the respiratory
system. Exposure to HI levels will be less than 1 for populations in
the vicinity of an HCl production facility as a result of emissions
from this source category. The maximum chronic noncancer TOSHI would
increase when based on allowable emissions, with a TOSHI as high as 2
(respiratory) driven by Cl2 emissions from process vents at
two facilities. Based on allowable emissions, 300 people are estimated
to
[[Page 1583]]
have a noncancer HI above 1 at these two facilities.
2. Acute Risk Results
The screening and refined analyses for acute impacts was based on
actual emissions, and to estimate the peak emission rates from the
average rates, a default multiplier of 10 was used for emission points
in the source category. The choice of a default multiplier of 10 is
discussed in section III.C.3.c of this preamble. The results of the
acute refined analysis indicate that the maximum off-facility-site
acute HQ is 0.7, based on the REL value for HCl, and occurs at one
facility. Refer to the document titled HCl RTR Modeling File Data
Source Documentation (available in the docket for this action) for a
detailed description of how the acute factors were developed for this
source category. For more detailed acute risk results, refer to the
residual risk document titled Residual Risk Assessment for the
Hydrochloric Acid Production Source Category in Support of the Risk and
Technology Review 2018 Proposed Rule, which is available in the docket
for this action.
3. Multipathway Risk Screening Results
No PB-HAP (cadmium, dioxins, POM, mercury, arsenic, and lead) are
emitted from this source category. Therefore, a multi-pathway
assessment is not warranted.
4. Environmental Risk Screening Results
The only environmental HAP emitted by facilities in this source
category is HCl. Results of the analysis for HCl indicate that, based
on actual emissions, the maximum annual off-site concentration is below
all ecological benchmarks for all facilities. Therefore, we do not
expect an adverse environmental effect as a result of HAP emissions
from this source category. For more detail on the environmental risk
screening assessment, refer to the residual risk document titled
Residual Risk Assessment for the Hydrochloric Acid Production Source
Category in Support of the Risk and Technology Review 2018 Proposed
Rule, which is available in the docket for this action.
5. Facility-Wide Risk Results
We performed an assessment of the facility-wide risks to provide
context for the source category risks, using NEI data as described
above. The maximum facility-wide cancer MIR is 600-in-1 million, mainly
driven by ethylene oxide emissions from a variety of industrial
processes, none of which are part of this source category. The total
estimated cancer incidence from the facility-wide assessment is 0.09
excess cancer cases per year, or one excess case in every 11 years. We
estimate that approximately 980,000 people have cancer risks greater
than 1-in-1 million from exposure to HAP emitted from sources not
subject to the HCl Production NESHAP. We estimate that the maximum
facility-wide TOSHI is 6, mainly driven by emissions of
trichloroethylene from chemical manufacturing processes that are not
part of this source category. The target organs affected are kidney,
immunological, developmental, neurological, reproductive, and liver. We
estimate that approximately 760 people are exposed to noncancer HI
levels above 1, based on facility-wide emissions (not subject to the
HCl Production NESHAP) from the 19 facilities within this source
category.
6. What demographic groups might benefit from this regulation?
To examine the potential for any environmental justice issues that
might be associated with the source category, we performed a
demographic analysis, which is an assessment of risk to individual
demographic groups of the populations living within 5 km and within 50
km of the facilities. In the analysis, we evaluated the distribution of
HAP-related cancer and noncancer risk from the HCl Production source
category across different demographic groups within the populations
living near facilities.\17\
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\17\ Demographic groups included in the analysis are: White,
African American, Native American, other races and multiracial,
Hispanic or Latino, children 17 years of age and under, adults 18 to
64 years of age, adults 65 years of age and over, adults without a
high school diploma, people living below the poverty level, people
living two times the poverty level, and linguistically isolated
people.
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Results of the demographic analysis indicate that, for 3 of the 11
demographic groups, minorities, African American, and below the poverty
level, the percentage of the population living within 5 km of
facilities in the source category is greater than the corresponding
national percentage for the same demographic groups. When examining the
risk levels of those exposed to emissions from HCl production
facilities, we find that no one within 50 km (risk modeling domain) is
exposed to a cancer risk because the two HAP emitted are not known
carcinogens. Furthermore, no person is exposed to a noncancer TOSHI
greater than 1 due to HAP emissions from the HCl Production source
category.
The methodology and the results of the demographic analysis are
presented in a technical report, Risk and Technology Review--Analysis
of Demographic Factors for Populations Living Near Hydrochloric Acid
Production, available in the docket for this action.
B. What are our proposed decisions regarding risk acceptability, ample
margin of safety, and adverse environmental effect?
1. Risk Acceptability
As noted in section II.A of this preamble, the EPA sets standards
under CAA section 112(f)(2) using ``a two-step standard-setting
approach, with an analytical first step to determine an `acceptable
risk' that considers all health information, including risk estimation
uncertainty, and includes a presumptive limit on MIR of `approximately
1-in-10 thousand.' '' See 54 FR 38045, September 14, 1989. We weigh all
health risk factors in our risk acceptability determination, including
the cancer MIR, cancer incidence, the maximum noncancer TOSHI, the
maximum acute noncancer HQ, the extent of noncancer risk, the
distribution of cancer and noncancer risk in the exposed population,
and the risk estimation uncertainties.
For this risk assessment, the EPA estimated risk based on actual
and allowable emissions from HCl production sources. There are no
quantifiable cancer risk or cancer incidence associated with this
source category. Likewise, a TOSHI less than 1 indicates that the
combined HAP affecting a particular target organ are not likely to
cause adverse chronic noncancer health effects. Also, the acute refined
assessment indicates little potential concern of acute noncancer health
impacts. We identified no PB-HAP emitted from the source category, and,
thus, no known potential for multi-pathway effects.
Considering all of the health risk information and factors
discussed above, including the uncertainties discussed in section III
of this preamble, the EPA proposes that the risks from the HCl
Production source category are acceptable.
2. Ample Margin of Safety Analysis
As directed by CAA section 112(f)(2), we conducted an analysis to
determine if the current emissions standards provide an ample margin of
safety to protect public health. Under the ample margin of safety
analysis, the EPA considers all health factors evaluated in the risk
assessment and evaluates the cost and feasibility of available control
technologies and other measures
[[Page 1584]]
(including the controls, measures, and costs reviewed under the
technology review) that could be applied to this source category to
further reduce the risks (or potential risks) due to emissions of HAP
identified in our risk assessment. In this analysis, we considered the
results of the technology review, risk assessment, and other aspects of
our MACT rule review to determine whether there are any cost-effective
controls or other measures that would reduce emissions further to
provide an ample margin of safety with respect to the risks associated
with these emissions.
As provided in more detail in section IV.D below, we did not
identify any developments in processes, practices, or controls for HCl
production facilities during our analysis for this proposal.
Hydrochloric acid production facilities use scrubbers to control
emissions of HCl and Cl2. These devices are capable of
achieving high levels of emission reductions and we did not identify
additional technologies capable of further reducing emissions from HCl
production facilities or any improvements to the existing technologies
that would result in further reduction of emissions. Given that we did
not identify any developments in practices, process, or control
technologies and the low risks remaining after implementation of the
NESHAP, we are proposing that the existing standards for the HCl
Production source category provide an ample margin of safety.
Regarding the facility-wide risks due to ethylene oxide and
trichloroethylene (described above), which are due to emission sources
that are not part of the HCl Production source category, we intend to
evaluate those facility-wide estimated emissions and risks further and
may address these in a separate future action, as appropriate. In
particular, the EPA is addressing ethylene oxide based on the results
of the latest NATA released in August 2018, which identified the
chemical as a potential concern in several areas across the country.
The latest NATA estimates that ethylene oxide significantly contributes
to potential elevated cancer risks in some census tracts across the
U.S. (less than 1 percent of the total number of tracts). As noted on
the EPA's NATA website, NATA is a screening tool for state, local, and
tribal air agencies and the EPA suggests that NATA results be used
cautiously.\18\ These elevated risks are largely driven by an EPA risk
value that was updated in late 2016. Although this updated risk value
is also responsible for the elevated facility-wide risks calculated
here, as noted earlier, these risks are due to emission sources that
are not part of the HCl Production source category. Nevertheless, the
EPA is interested in receiving public comments on the use of the update
risk value for regulatory purposes.
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\18\ In particular, the EPA has identified limitations to
consider when looking at the results (e.g., data gaps, default
assumptions, and regional differences in emissions data
completeness). A number of other aspects of the results are also
worth noting, such as the results apply best to larger areas, not
specific places; apply only to the analysis year (when the source
data were collected); and assume a person breathes the air toxics
emitted in the analysis every day for 70 years. See https://www.epa.gov/national-air-toxics-assessment/nata-limitations for a
more complete discussion.
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The EPA will work with industry and state, local, and tribal air
agencies as the EPA takes a two-pronged approach to address ethylene
oxide emissions: (1) Reviewing CAA regulations for facilities that emit
ethylene oxide--starting with air toxics emissions standards for
miscellaneous organic chemical manufacturing facilities and commercial
sterilizers; and (2) getting additional information on ethylene oxide
emissions. This information will help the EPA as it evaluates
opportunities to reduce ethylene oxide emissions as part of its
regulations review, and will help the agency determine whether more
immediate emission reduction steps are necessary in any particular
locations. The EPA will post updates on its work to address ethylene
oxide on its website at: https://www.epa.gov/ethylene-oxide.
3. Adverse Environmental Effect
The emissions data for this source category indicate the presence
of one environmental HAP, HCl, emitted by sources within this source
category. Based on the results of our environmental risk screening
assessment, we conclude that there is not an adverse environmental
effect as a result of HAP emissions from the HCl Production source
category. Thus, we are proposing that it is not necessary to set a more
stringent standard to prevent an adverse environmental effect.
C. What are the results and proposed decisions based on our technology
review?
We did not identify any developments in processes, practices, or
controls for HCl production facilities during our analysis for this
proposal. We are not proposing any changes to the NESHAP based on our
technology review. Scrubbers are used across the industry to control
emissions of HCl and Cl2, with similar performance among
facilities. We reviewed the EPA's RACT/BACT/LAER Clearinghouse to
identify possible developments and none were found. Additionally, we
reviewed title V permits for all facilities and found no substantive
differences in the control strategies employed for HCl production
facilities. Finally, a search of peer reviewed literature did not yield
any information regarding technology developments for HCl production.
D. What other actions are we proposing?
In addition to the proposed determinations regarding the RTRs
described above, we are proposing some revisions to the NESHAP to
address other issues. We are proposing revisions to the SSM provisions
of the MACT rule in order to ensure that they are consistent with the
Court decision in Sierra Club v. EPA, 551 F. 3d 1019 (D.C. Cir. 2008),
which vacated two provisions that exempted sources from the requirement
to comply with otherwise applicable CAA section 112(d) emission
standards during periods of SSM. We also are proposing various changes
to recordkeeping and reporting requirements and adding electronic
reporting. Our analyses and proposed changes related to these issues
are discussed below.
1. SSM Requirements
In its 2008 decision in Sierra Club v. EPA, 551 F.3d 1019 (D.C.
Cir. 2008), the Court vacated portions of two provisions in the EPA's
CAA section 112 regulations governing the emissions of HAP during
periods of SSM. Specifically, the Court vacated the SSM exemption
contained in 40 CFR 63.6(f)(1) and 40 CFR 63.6(h)(1), holding that
under section 302(k) of the CAA, emissions standards or limitations
must be continuous in nature and that the SSM exemption violates the
CAA's requirement that some CAA section 112 standards apply
continuously.
We are proposing the elimination of the SSM exemption in this rule
which appears at 40 CFR 63.9005(a). Consistent with Sierra Club v. EPA,
we are proposing standards in this rule that apply at all times. We are
also proposing several revisions to Table 7 (the General Provisions
Applicability Table) as explained in more detail below. For example, we
are proposing to eliminate the incorporation of the General Provisions'
requirement that the source develop an SSM plan. We also are proposing
to eliminate and revise certain recordkeeping and reporting
requirements related to the SSM exemption as further described below.
The EPA has attempted to ensure that the provisions we are
proposing to eliminate are inappropriate,
[[Page 1585]]
unnecessary, or redundant in the absence of the SSM exemption. We are
specifically seeking comment on whether we have successfully done so.
In proposing the standards in this rule, the EPA has taken into
account startup and shutdown periods. For the reasons explained below,
the EPA is not proposing alternate standards for those periods, but is
instead proposing that the source meet the otherwise applicable
standards during these periods. We have no data indicating that
emissions are different during startup or shutdown. For add-on control
systems, the HCl Production NESHAP requires the measurement of scrubber
flow rate and pH parameter limits apply at all times, including during
periods of startup and shutdown. The HCl Production NESHAP requires
add-on control device operating parameters to be recorded at least once
every 15 minutes. The HCl Production NESHAP specifies in 40 CFR
63.9040(c) that if an operating parameter is out of the allowed range,
this is a deviation from the operating limit and must be reported as
specified in 40 CFR 63.9050(d).
The EPA is also proposing that the otherwise applicable limits
would apply during periods of malfunction. Periods of startup, normal
operations, and shutdown are all predictable and routine aspects of a
source's operations. Malfunctions, in contrast, are neither predictable
nor routine. Instead they are, by definition, sudden, infrequent and
not reasonably preventable failures of emissions control, process or
monitoring equipment (40 CFR 63.2 [Definition of malfunction]). The EPA
interprets CAA section 112 as not requiring emissions that occur during
periods of malfunction to be factored into development of CAA section
112 standards and this reading has been upheld as reasonable by the
Court in U.S. Sugar Corp. v. EPA, 830 F.3d 579, 606-610 (2016). Under
CAA section 112, emissions standards for new sources must be no less
stringent than the level ``achieved'' by the best controlled similar
source and emissions standards for existing sources generally must be
no less stringent than the average emission limitation ``achieved'' by
the best performing 12 percent of sources in the category. There is
nothing in CAA section 112 that directs the Agency to consider
malfunctions in determining the level ``achieved'' by the best
performing sources when setting emission standards. As the Court has
recognized, the phrase ``average emissions limitation achieved by the
best performing 12 percent of'' sources ``says nothing about how the
performance of the best units is to be calculated.'' Nat'l Ass'n of
Clean Water Agencies v. EPA, 734 F.3d 1115, 1141 (D.C. Cir. 2013).
While the EPA accounts for variability in setting emissions standards,
nothing in CAA section 112 requires the Agency to consider malfunctions
as part of that analysis. The EPA is not required to treat a
malfunction in the same manner as the type of variation in performance
that occurs during routine operations of a source. A malfunction is a
failure of the source to perform in a ``normal or usual manner'' and no
statutory language compels the EPA to consider such events in setting
CAA section 112 standards.
As the Court recognized in U.S. Sugar Corp, accounting for
malfunctions in setting standards would be difficult, if not
impossible, given the myriad different types of malfunctions that can
occur across all sources in the category and given the difficulties
associated with predicting or accounting for the frequency, degree, and
duration of various malfunctions that might occur. Id. at 608; ``the
EPA would have to conceive of a standard that could apply equally to
the wide range of possible boiler malfunctions, ranging from an
explosion to minor mechanical defects. Any possible standard is likely
to be hopelessly generic to govern such a wide array of
circumstances.'' As such, the performance of units that are
malfunctioning is not ``reasonably'' foreseeable. See, e.g. Sierra Club
v. EPA, 167 F.3d 658, 662 (D.C. Cir. 1999 [``The EPA typically has wide
latitude in determining the extent of data-gathering necessary to solve
a problem. We generally defer to an agency's decision to proceed on the
basis of imperfect scientific information, rather than to invest the
resources to conduct the perfect study].'') See also, Weyerhaeuser v.
Costle, 590 F.2d 1011, 1058 (D.C. Cir. 1978) (``In the nature of
things, no general limit, individual permit, or even any upset
provision can anticipate all upset situations. After a certain point,
the transgression of regulatory limits caused by `uncontrollable acts
of third parties,' such as strikes, sabotage, operator intoxication or
insanity, and a variety of other eventualities, must be a matter for
the administrative exercise of case-by-case enforcement discretion, not
for specification in advance by regulation.''). In addition, emissions
during a malfunction event can be significantly higher than emissions
at any other time of source operation. For example, if an air pollution
control device with 99-percent removal goes off-line as a result of a
malfunction (as might happen if, for example, the bags in a baghouse
catch fire) and the emission unit is a steady state type unit that
would take days to shut down, the source would go from 99-percent
control to zero control until the control device was repaired. The
source's emissions during the malfunction would be 100 times higher
than during normal operations. As such, the emissions over a 4-day
malfunction period would exceed the annual emissions of the source
during normal operations. As this example illustrates, accounting for
malfunctions could lead to standards that are not reflective of (and
significantly less stringent than) levels that are achieved by a well-
performing non-malfunctioning source. It is reasonable to interpret CAA
section 112 to avoid such a result. The EPA's approach to malfunctions
is consistent with CAA section 112 and is a reasonable interpretation
of the statute.
Although no statutory language compels the EPA to set standards for
malfunctions, the EPA has the discretion to do so where feasible. For
example, in the Petroleum Refinery Sector Risk and Technology Review,
the EPA established a work practice standard for unique types of
malfunction that result in releases from pressure relief devices or
emergency flaring events because the EPA had information to determine
that such work practices reflected the level of control that applies to
the best performers. 80 FR 75178, 75211-14 (December 1, 2015). The EPA
will consider whether circumstances warrant setting standards for a
particular type of malfunction and, if so, whether the EPA has
sufficient information to identify the relevant best performing sources
and establish a standard for such malfunctions. We also encourage
commenters to provide any such information.
In the event that a source fails to comply with the applicable CAA
section 112(d) standards as a result of a malfunction event, the EPA
would determine an appropriate response based on, among other things,
the good faith efforts of the source to minimize emissions during
malfunction periods, including preventative and corrective actions, as
well as root cause analyses to ascertain and rectify excess emissions.
The EPA would also consider whether the source's failure to comply with
the CAA section 112(d) standard was, in fact, sudden, infrequent, not
reasonably preventable and was not instead caused in part by poor
maintenance or careless operation. 40 CFR 63.2 (definition of
malfunction).
If the EPA determines in a particular case that an enforcement
action against a source for violation of an emission
[[Page 1586]]
standard is warranted, the source can raise any and all defenses in
that enforcement action and the federal district court will determine
what, if any, relief is appropriate. The same is true for citizen
enforcement actions. Similarly, the presiding officer in an
administrative proceeding can consider any defense raised and determine
whether administrative penalties are appropriate.
The EPA is not aware of circumstances that would allow for
establishing different emissions standard for some or all malfunctions
that may occur at HCl production facilities and, therefore, is not
proposing an alternative standard that would apply during periods of
malfunction.
In summary, the EPA's interpretation of the CAA and, in particular,
CAA section 112, is reasonable and encourages practices that will avoid
malfunctions. Administrative and judicial procedures for addressing
exceedances of the standards fully recognize that violations may occur
despite good faith efforts to comply and can accommodate those
situations. U.S. Sugar Corp. v. EPA, 830 F.3d 579, 606-610 (2016).
2. 40 CFR 63.9005 General Duty
We are proposing to revise the General Provisions table (Table 7)
entry for 40 CFR 63.6(e)(1)(i) by changing the ``yes'' in column 3 to a
``no.'' Section 63.6(e)(1)(i) describes the general duty to minimize
emissions during periods of SSM. With the elimination of the SSM
exemption, there is no need to differentiate between normal operations,
startup and shutdown, and malfunction events in describing the general
duty. We are proposing instead to add general duty regulatory text at
40 CFR 63.9005(b) that reflects the general duty to minimize emissions
during all periods of operation. Therefore, the language the EPA is
proposing for 40 CFR 63.9005(b) does not include that language from 40
CFR 63.6(e)(1).
We are also proposing to revise the General Provisions table (Table
7) entry for 40 CFR 63.6(e)(1)(ii) by changing the ``yes'' in column 3
to a ``no.'' This provision requires malfunctions to be corrected as
quickly as practicable and minimize emissions consistent with safety
and good air pollution control practices. Section 63.6(e)(1)(ii)
imposes requirements that are not necessary with the elimination of the
SSM exemption or are redundant with the general duty requirement being
added at 40 CFR 63.9005(b).
3. SSM Plan
We are proposing to revise the General Provisions table (Table 7)
entry for 40 CFR 63.6(e)(3) by changing the ``yes'' in column 3 to a
``no.'' Generally, these paragraphs require development of an SSM plan
and specify SSM recordkeeping and reporting requirements related to the
SSM plan. As noted, the EPA is proposing to remove the SSM exemptions.
Therefore, affected units will be subject to an emission standard
during such events. The applicability of a standard during such events
will ensure that sources have ample incentive to plan for and achieve
compliance as they do during periods of normal operation and, thus,
planning requirements specific for SSM are no longer necessary.
4. Compliance With Standards
We are proposing to revise the General Provisions table (Table 7)
entry for 40 CFR 63.6(f)(1) by changing the ``yes'' in column 3 to a
``no.'' The current language of 40 CFR 63.6(f)(1) exempts sources from
non-opacity standards during periods of SSM. As discussed above, the
Court in Sierra Club vacated the exemptions contained in 40 CFR
63.6(f)(1) and held that the CAA requires a standard to apply
continuously. Consistent with Sierra Club, the EPA is proposing to
revise standards in this rule to apply at all times.
5. 40 CFR 63.9020 Performance Testing
We are proposing to revise the General Provisions table (Table 7)
entry for 40 CFR 63.7(e)(1) by changing the ``yes'' in column 3 to a
``no.'' Section 63.7(e)(1) describes performance testing requirements.
The EPA is instead proposing to add a performance testing requirement
at 40 CFR 63.9020(a)(3). The performance testing requirements we are
proposing to add differ from the General Provisions performance testing
provisions in several respects. Specifically, the new proposed
performance testing requirements do not include the language in 40 CFR
63.7(e)(1) restating the SSM exemption. However, we are including
similar language that precludes startup and shutdown periods from being
considered ``representative'' for purposes of performance testing. As
provided in 40 CFR 63.7(e)(1), we are including language in 40 CFR
63.9020(a)(3) providing that performance tests conducted under this
subpart should not be conducted during malfunctions. This is because
conditions during malfunctions are often not representative of normal
operating conditions. The EPA is proposing to add language that
requires the owner or operator to record the process information that
is necessary to document operating conditions during the test and
include in such records an explanation to support that such conditions
represent normal operation. Section 63.7(e) requires that the owner or
operator make available upon request by the Administrator such records
``as may be necessary to determine the condition of the performance
test,'' but does not specifically require the information to be
recorded. The regulatory text the EPA is proposing to add to this
provision builds on that requirement and makes explicit the requirement
to record the information.
6. Monitoring
We are proposing to revise the General Provisions table (Table 7)
entry for 40 CFR 63.8(c)(1)(i) and (c)(1)(iii) by changing the ``yes''
in column 3 to a ``no.'' The cross-references to the general duty and
SSM plan requirements in those subparagraphs are not necessary in light
of the removal of the SSM exemption and other requirements of 40 CFR
63.8 that require good air pollution control practices (40 CFR
63.8(c)(1)) and that set out the requirements of a quality control
program for monitoring equipment (40 CFR 63.8(d)).
We are proposing to revise the General Provisions table (Table 7)
entry for 40 CFR 63.8(d)(3) by changing the ``yes'' in column 3 to a
``no.'' The final sentence in 40 CFR 63.8(d)(3) refers to the General
Provisions' SSM plan requirement which is no longer applicable. The EPA
is proposing to add to the rule at 40 CFR 63.9005(d)(5) text that is
identical to 40 CFR 63.8(d)(3) except that the final sentence is
replaced with the following sentence: ``The program of corrective
action should be included in the plan required under Sec.
63.8(d)(2).''
7. 40 CFR 63.9055 Recordkeeping
We are proposing to revise the General Provisions table (Table 7)
entry for 40 CFR 63.10(b)(2)(i) by changing the ``yes'' in column 3 to
a ``no.'' Section 63.10(b)(2)(i) describes the recordkeeping
requirements during startup and shutdown. These recording provisions
are no longer necessary because the EPA is proposing that recordkeeping
and reporting applicable to normal operations will apply during startup
and shutdown. In the absence of special provisions applicable to
startup and shutdown, such as a startup and shutdown plan, there is no
reason to
[[Page 1587]]
retain recordkeeping for startup and shutdown periods separate from the
requirement that applies during normal operation.
We are proposing to revise the General Provisions table (Table 7)
entry for 40 CFR 63.10(b)(2)(ii) by changing the ``yes'' in column 3 to
a ``no.'' Section 63.10(b)(2)(ii) describes the recordkeeping
requirements during a malfunction. The EPA is proposing to add such
requirements to 40 CFR 63.9055. The regulatory text we are proposing to
add differs from the General Provisions it is replacing; the General
Provisions require the creation and retention of a record of the
occurrence and duration of each malfunction of process, air pollution
control, and monitoring equipment. The EPA is proposing that this
requirement apply to any failure to meet an applicable standard and is
requiring that the source record the date, time, and duration of the
failure rather than the ``occurrence.'' The EPA is also proposing to
add to 40 CFR 63.9055 a requirement that sources keep records that
include a list of the affected source or equipment and actions taken to
minimize emissions, an estimate of the quantity of each regulated
pollutant emitted over the standard for which the source failed to meet
the standard, and a description of the method used to estimate the
emissions. Examples of such methods would include product-loss
calculations, mass balance calculations, measurements when available,
or engineering judgment based on known process parameters. The EPA is
proposing to require that sources keep records of this information to
ensure that there is adequate information to allow the EPA to determine
the severity of any failure to meet a standard, and to provide data
that may document how the source met the general duty to minimize
emissions when the source has failed to meet an applicable standard.
We are proposing to revise the General Provisions table (Table 7)
entry for 40 CFR 63.10(b)(2)(iv) by changing the ``yes'' in column 3 to
a ``no.'' When applicable, the provision requires sources to record
actions taken during SSM events when those actions were inconsistent
with their SSM plan. The requirement is no longer appropriate if the
EPA finalizes its proposal that SSM plans will no longer be required.
The requirement previously applicable under 40 CFR 63.10(b)(2)(iv)(B)
to record actions to minimize emissions and record corrective actions
is now applicable in 40 CFR 63.9055.
We are proposing to revise the General Provisions table (Table 7)
entry for 40 CFR 63.10(b)(2)(v) by changing the ``yes'' in column 3 to
a ``no.'' When applicable, the provision requires sources to record
actions taken during SSM events to show that actions taken were
consistent with their SSM plan. The requirement is no longer
appropriate because SSM plans will no longer be required.
8. 40 CFR 63.9050 Reporting
We are proposing to revise the General Provisions table (Table 7)
entry for 40 CFR 63.10(d)(5) by changing the ``yes'' in column 3 to a
``no.'' Section 63.10(d)(5) describes the reporting requirements for
startups, shutdowns, and malfunctions. To replace the General
Provisions reporting requirement, the EPA is proposing to add reporting
requirements to 40 CFR 63.9050(c)(5). The replacement language differs
from the General Provisions requirement in that it eliminates periodic
SSM reports as a stand-alone report. We are proposing language that
requires sources that fail to meet an applicable standard at any time
to report the information concerning such events in the semi-annual
compliance report already required in 40 CFR 63.9050. We are proposing
that the report must contain the number, date, time, duration, and the
cause of such events (including unknown cause, if applicable), a list
of the affected source or equipment, an estimate of the quantity of
each regulated pollutant emitted over any emission limit, and a
description of the method used to estimate the emissions.
Examples of such methods would include product-loss calculations,
mass balance calculations, measurements when available, or engineering
judgment based on known process parameters. The EPA is proposing this
requirement to ensure that there is adequate information to determine
compliance, to allow the EPA to determine the severity of the failure
to meet an applicable standard, and to provide data that may document
how the source met the general duty to minimize emissions during a
failure to meet an applicable standard.
The proposed amendments eliminate the cross reference to 40 CFR
63.10(d)(5)(i) that contains the description of the previously required
SSM report format and submittal schedule. These specifications are no
longer necessary because the events will be reported in otherwise
required reports with similar format and submittal requirements.
We are proposing to revise the General Provisions table (Table 7)
entry for 40 CFR 63.10(d)(5)(ii) by changing the ``yes'' in column 3 to
a ``no.'' Section 63.10(d)(5)(ii) describes an immediate report for
startups, shutdown, and malfunctions when a source failed to meet an
applicable standard, but did not follow the SSM plan. We will no longer
require owners and operators to report when actions taken during a
startup, shutdown, or malfunction were not consistent with an SSM plan,
because plans would no longer be required.
We are proposing to revise the General Provisions table (Table 7)
entry for 40 CFR 63.10(c)(15) by changing the ``yes'' in column 3 to a
``no.'' The EPA is proposing that 40 CFR 63.10(c)(15) no longer apply.
When applicable, the provision allows an owner or operator to use the
affected source's SSM plan or records kept to satisfy the recordkeeping
requirements of the SSM plan, specified in 40 CFR 63.6(e), to also
satisfy the requirements of 40 CFR 63.10(c)(10) through (12). The EPA
is proposing to eliminate this requirement because SSM plans would no
longer be required, and, therefore, 40 CFR 63.10(c)(15) would no longer
be available to satisfy the requirements of 40 CFR 63.10(c)(10) through
(12).
9. Electronic Reporting
Through this proposal, the EPA is proposing that owners and
operators of HCl production facilities submit electronic copies of
required performance test reports, performance evaluations,
notifications of compliance status, site-specific monitoring plans, and
semiannual compliance reports through the EPA's Central Data Exchange
(CDX) using the Compliance and Emissions Data Reporting Interface
(CEDRI). A description of the electronic data submission process is
provided in the memorandum, Electronic Reporting Requirements for New
Source Performance Standards (NSPS) and National Emission Standards for
Hazardous Air Pollutants (NESHAP) Rules, available in Docket ID No.
EPA-HQ-OAR-2018-0417. The proposed rule requires that performance test
results collected using test methods that are supported by the EPA's
Electronic Reporting Tool (ERT) as listed on the ERT website \19\ at
the time of the test be submitted in the format generated through the
use of the ERT and that other performance test results be submitted in
portable document format (PDF) using the attachment module of the ERT.
Similarly, we are proposing that performance evaluation results of
continuous monitoring systems and other performance evaluation results
be
[[Page 1588]]
submitted in PDF using the attachment module of the ERT.
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\19\ https://www.epa.gov/electronic-reporting-air-emissions/electronic-reporting-tool-ert.
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For performance test reports, performance evaluations, and
semiannual compliance reports, the proposed rule requires that owners
and operators submit information to CEDRI using the appropriate
spreadsheet template. A draft version of the proposed templates for
these reports is included in the docket for this rulemaking.\20\ The
EPA specifically requests comment on the content, layout, and overall
design of the templates.
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\20\ See Electronic Reporting Templates for Hydrochloric Acid
Production, Subpart NNNNN, available at Docket ID No. EPA-HQ-OAR-
2018-0417.
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Additionally, the EPA has identified two broad circumstances in
which electronic reporting extensions may be provided. In both
circumstances, the decision to accept the claim of needing additional
time to report is within the discretion of the Administrator, and
reporting should occur as soon as possible. The EPA is providing these
potential extensions to protect owners and operators from noncompliance
in cases where they cannot successfully submit a report by the
reporting deadline for reasons outside of their control. First, the
situation where an extension may be warranted due to outages of the
EPA's CDX or CEDRI, which precludes an owner or operator from accessing
the system and submitting required reports, is addressed in 40 CFR
63.9050(m). Second, the situation where an extension may be warranted
due to a force majeure event, which is defined as an event that will be
or has been caused by circumstances beyond the control of the affected
facility, its contractors, or any entity controlled by the affected
facility that prevents an owner or operator from complying with the
requirement to submit a report electronically as required by this rule,
is addressed in 40 CFR 63.9050(n). Examples of such events are acts of
nature, acts of war or terrorism, or equipment failure or safety
hazards beyond the control of the facility.
The electronic submittal of the reports addressed in this proposed
rulemaking will increase the usefulness of the data contained in those
reports, is in keeping with current trends in data availability and
transparency, will further assist in the protection of public health
and the environment, will improve compliance by facilitating the
ability of regulated facilities to demonstrate compliance with
requirements and by facilitating the ability of delegated state, local,
tribal, and territorial air agencies and the EPA to assess and
determine compliance, and will ultimately reduce burden on regulated
facilities, delegated air agencies, and the EPA. Electronic reporting
also eliminates paper-based, manual processes, thereby saving time and
resources, simplifying data entry, eliminating redundancies, minimizing
data reporting errors, and providing data quickly and accurately to the
affected facilities, air agencies, the EPA, and the public. Moreover,
electronic reporting is consistent with the EPA's plan \21\ to
implement Executive Order 13563 and is in keeping with the EPA's
agency-wide policy \22\ developed in response to the White House's
Digital Government Strategy.\23\ For more information on the benefits
of electronic reporting, see the memorandum, Electronic Reporting
Requirements for New Source Performance Standards (NSPS) and National
Emission Standards for Hazardous Air Pollutants (NESHAP) Rules,
available in Docket ID No. EPA-HQ-OAR-2018-0417.
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\21\ EPA's Final Plan for Periodic Retrospective Reviews, August
2011. Available at: https://www.regulations.gov/document?D=EPA-HQ-OA-2011-0156-0154.
\22\ E-Reporting Policy Statement for EPA Regulations, September
2013. Available at: https://www.epa.gov/sites/production/files/2016-03/documents/epa-ereporting-policy-statement-2013-09-30.pdf.
\23\ Digital Government: Building a 21st Century Platform to
Better Serve the American People, May 2012. Available at: https://obamawhitehouse.archives.gov/sites/default/files/omb/egov/digital-government/digital-government.html.
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E. What compliance dates are we proposing?
The EPA is proposing that existing affected sources and affected
sources that commenced construction or reconstruction on or before
February 4, 2019 must comply with all of the amendments no later than
180 days after the effective date of the final rule. The final action
is not expected to be a ``major rule'' as defined by 5 U.S.C. 804(2),
so the effective date of the final rule will be the promulgation date
as specified in CAA section 112(d)(10). For existing sources, we are
proposing a change that would impact ongoing compliance requirements
for 40 CFR part 63, subpart NNNNN. As discussed elsewhere in this
preamble, we are proposing to change the requirements for SSM by
removing the exemption from the requirements to meet the standard
during SSM periods and by removing the requirement to develop and
implement an SSM plan. Our experience with similar industries shows
that this sort of regulated facility generally requires a time period
of 180 days to read and understand the amended rule requirements; to
evaluate their operations to ensure that they can meet the standards
during periods of startup and shutdown as defined in the rule and make
any necessary adjustments; and to update their operations to reflect
the revised requirements. From our assessment of the timeframe needed
for compliance with the revised requirements, the EPA considers a
period of 180 days to be the most expeditious compliance period
practicable, and, thus, is proposing that existing affected sources be
in compliance with this regulation's revised requirements within 180
days of the regulation's effective date. We solicit comment on this
proposed compliance period, and we specifically request submission of
information from sources in this source category regarding specific
actions that would need to be undertaken to comply with the proposed
amended requirements, including the proposed amendments related to
recordkeeping and reporting and the time needed to make the adjustments
for compliance with them. We note that information provided may result
in changes to the proposed compliance date. Affected sources that
commence construction or reconstruction after February 4, 2019 must
comply with all requirements of the subpart, including the amendments
being proposed, no later than the effective date of the final rule or
upon startup, whichever is later. All affected facilities would have to
continue to meet the current requirements of 40 CFR part 63, subpart
NNNNN, until the applicable compliance date of the amended rule.
V. Summary of Cost, Environmental, and Economic Impacts
A. What are the affected sources?
We anticipate that 19 HCl production facilities currently operating
in the United States will be affected by these proposed amendments. The
basis for our estimate of affected facilities are provided in the
memorandum, Industry Characterization for the Hydrochloric Acid
Production NESHAP Residual Risk and Technology Review, which is
available in the docket for this action. We are not currently aware of
any planned or potential new or reconstructed HCl production
facilities.
B. What are the air quality impacts?
We do not anticipate that the proposed amendments to this subpart
will impact air quality. We are not proposing changes to the standard
that
[[Page 1589]]
will result in additional emission reductions beyond the levels already
achieved by the NESHAP.
C. What are the cost impacts?
The cost impacts from these proposed amendments are savings in
costs to affected production facilities. One way to present cost
estimates is in present value (PV terms). The PV for these proposed
amendments is equal to a savings of $84,514 at a discount rate of 3
percent and a savings of $62,136 at a discount rate of 7 percent,
discounted to 2016. The equivalent annualized value, which is an
annualized value consistent with the PV estimates, is equal to $22,736
at a discount rate of 3 percent and $18,344 at a discount rate of 7
percent (2016 dollars). These calculations are documented in the
Economic Impact Analysis for the Proposed HCl Production RTR, which is
available in the docket for this rulemaking.
D. What are the economic impacts?
With cost savings occurring for affected facilities, we do not
anticipate the proposed amendments to yield adverse economic impacts,
including negative impacts on employment.
E. What are the benefits?
As discussed above, we do not anticipate the proposed amendments to
this subpart to impact air quality. The electronic submittal of the
reports addressed in this proposed rulemaking will increase the
usefulness of the data contained in those reports, is in keeping with
current trends in data availability and transparency, will further
assist in the protection of public health and the environment, will
improve compliance by facilitating the ability of regulated facilities
to demonstrate compliance with requirements and by facilitating the
ability of delegated state, local, tribal, and territorial air agencies
and the EPA to assess and determine compliance, and will ultimately
reduce burden on regulated facilities, delegated air agencies, and the
EPA. Electronic reporting also eliminates paper-based, manual
processes, thereby saving time and resources, simplifying data entry,
eliminating redundancies, minimizing data reporting errors, and
providing data quickly and accurately to the affected facilities, air
agencies, the EPA, and the public.
VI. Request for Comments
We solicit comments on all aspects of this proposed action. In
addition to general comments on this proposed action, we are also
interested in additional data that may improve the risk assessments and
other analyses. We are specifically interested in receiving any
improvements to the data used in the site-specific emissions profiles
used for risk modeling. Such data should include supporting
documentation in sufficient detail to allow characterization of the
quality and representativeness of the data or information. Section VII
of this preamble provides more information on submitting data.
Prior to publication of this proposal, Dow Chemical submitted
several suggestions for changes to the HCl Production NESHAP. Most of
these changes relate to monitoring, recordkeeping, and reporting
requirements. The correspondence from Dow,\24\ including their
suggested regulatory language, are available in the docket for this
action. We are specifically seeking comment on one issue raised by Dow
in their May 30, 2018, correspondence, which is available in the docket
for this action. Dow states that a definition for ``maintenance vents''
should be added to the rule if the exemptions for periods of SSM are
removed.\25\ Dow claims that regular maintenance activities require
opening equipment after the equipment is cleaned and purged, presumably
during periods that the equipment is being shut down which would
previously be exempt from the emissions limits, and that these
activities that only emit to the atmosphere during periods of
maintenance or inspection would become subject to the requirements of
the NESHAP if the exemption is removed. Dow recommends that certain
emission points that exist due solely to maintenance and inspection of
equipment be defined as maintenance vents and that EPA set work
practice standards that require thoroughly purging and degassing the
equipment to a control device prior to opening it to the atmosphere.
They submitted recommended regulatory text for the definition of
``maintenance vent'' and corresponding work practices. We are seeking
comment on:
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\24\ Emails from Russell Wozniak to Nathan Topham, dated May 30,
2018, and September 24, 2018. Available in the docket for this
action, Docket ID No. EPA-HQ-OAR-2018-0417.
\25\ In section IV.D, above, the EPA has proposed to remove the
SSM exemptions in the HCl Production NESHAP.
---------------------------------------------------------------------------
The necessity of this change for the HCl Production NESHAP
in light of our proposed removal of the SSM exemptions;
The estimated frequency of these maintenance activities;
The cost associated with making (or not making) this
change;
The emissions impact of making (or not making) this
change;
Whether the regulatory language recommended by Dow
reflects the best performers across the industry; and
Whether it is feasible to set a numerical emission limit
rather than a work practice standard, as Dow suggests.
VII. Submitting Data Corrections
The site-specific emissions profiles used in the source category
risk and demographic analyses and instructions are available for
download on the RTR website at https://www3.epa.gov/ttn/atw/rrisk/rtrpg.html. The data files include detailed information for each HAP
emissions release point for the facilities in the source category.
If you believe that the data are not representative or are
inaccurate, please identify the data in question, provide your reason
for concern, and provide any ``improved'' data that you have, if
available. When you submit data, we request that you provide
documentation of the basis for the revised values to support your
suggested changes. To submit comments on the data downloaded from the
RTR website, complete the following steps:
1. Within this downloaded file, enter suggested revisions to the
data fields appropriate for that information.
2. Fill in the commenter information fields for each suggested
revision (i.e., commenter name, commenter organization, commenter email
address, commenter phone number, and revision comments).
3. Gather documentation for any suggested emissions revisions
(e.g., performance test reports, material balance calculations).
4. Send the entire downloaded file with suggested revisions in
Microsoft[supreg] Access format and all accompanying documentation to
Docket ID No. EPA-HQ-OAR-2018-0417 (through the method described in the
ADDRESSES section of this preamble).
5. If you are providing comments on a single facility or multiple
facilities, you need only submit one file for all facilities. The file
should contain all suggested changes for all sources at that facility
(or facilities). We request that all data revision comments be
submitted in the form of updated Microsoft[supreg] Excel files that are
generated by the Microsoft[supreg] Access file. These files are
provided on the RTR website at https://www3.epa.gov/ttn/atw/rrisk/rtrpg.html.
[[Page 1590]]
VIII. Statutory and Executive Order Reviews
Additional information about these statutes and Executive Orders
can be found at https://www.epa.gov/laws-regulations/laws-and-executive-orders.
A. Executive Order 12866: Regulatory Planning and Review and Executive
Order 13563: Improving Regulation and Regulatory Review
This action is not a significant regulatory action and was,
therefore, not submitted to OMB for review.
B. Executive Order 13771: Reducing Regulation and Controlling
Regulatory Costs
This action is not expected to be an Executive Order 13771
regulatory action because this action is not significant under
Executive Order 12866.
C. Paperwork Reduction Act (PRA)
The information collection activities in this proposed rule have
been submitted for approval to OMB under the PRA. The Information
Collection Request (ICR) document that the EPA prepared has been
assigned EPA ICR number 2032.09. You can find a copy of the ICR in the
docket for this rule, and it is briefly summarized here.
We are proposing changes to the recordkeeping and reporting
requirements associated with 40 CFR part 63, subpart NNNNN, in the form
of eliminating the SSM plan and reporting requirements and adding
electronic reporting.
Respondents/affected entities: The respondents to the recordkeeping
and reporting requirements are owners or operators of facilities that
produce HCl subject to 40 CFR part 63, subpart NNNNN.
Respondent's obligation to respond: Mandatory (40 CFR part 63,
subpart NNNNN).
Estimated number of respondents: Nineteen (19) facilities.
Frequency of response: Initially and semiannually.
Total estimated burden: The annual recordkeeping and reporting
burden for responding facilities to comply with all of the requirements
in the NESHAP, averaged over the 3 years of this ICR, is estimated to
be 22,000 hours (per year). These proposed amendments reflect 314 hours
(per year) in reduced burden to comply with the rule due to the removal
of SSM recordkeeping/reporting requirements and the addition of
electronic reporting. Burden is defined at 5 CFR 1320.3(b).
Total estimated cost: The annual recordkeeping and reporting cost
for responding facilities to comply with all of the requirements in the
NESHAP, averaged over the 3 years of this ICR, is estimated to be
$2,200,000 (rounded, per year), including $754,000 annualized capital
or operation and maintenance costs. This results in a decrease of
$17,000 (rounded, per year) to comply with the proposed amendments to
the rule.
An agency may not conduct or sponsor, and a person is not required
to respond to, a collection of information unless it displays a
currently valid OMB control number. The OMB control numbers for the
EPA's regulations in 40 CFR are listed in 40 CFR part 9.
Submit your comments on the Agency's need for this information, the
accuracy of the provided burden estimates, and any suggested methods
for minimizing respondent burden to the EPA using the docket identified
at the beginning of this rule. You may also send your ICR-related
comments to OMB's Office of Information and Regulatory Affairs via
email to OIRA_submission@omb.eop.gov, Attention: Desk Officer for the
EPA. Since OMB is required to make a decision concerning the ICR
between 30 and 60 days after receipt, OMB must receive comments no
later than March 6, 2019. The EPA will respond to any ICR-related
comments in the final rule.
D. Regulatory Flexibility Act (RFA)
I certify that this action will not have a significant economic
impact on a substantial number of small entities under the RFA. This
action will not impose any requirements on small entities. There are no
small entities among the 14 ultimate parent companies impacted by this
proposed action given the Small Business Administration small business
size definition for this industry (1,000 employees or greater for NAICS
325180), and no significant economic impact on any of these entities.
E. Unfunded Mandates Reform Act (UMRA)
This action does not contain an unfunded mandate of $100 million or
more as described in UMRA, 2 U.S.C. 1531-1538, and does not
significantly or uniquely affect small governments. The action imposes
no enforceable duty on any state, local, or tribal governments or the
private sector.
F. Executive Order 13132: Federalism
This action does not have federalism implications. It will not have
substantial direct effects on the states, on the relationship between
the national government and the states, or on the distribution of power
and responsibilities among the various levels of government.
G. Executive Order 13175: Consultation and Coordination With Indian
Tribal Governments
This action does not have tribal implications as specified in
Executive Order 13175. No tribal facilities are known to be engaged in
HCl production processes that would be affected by this action. Thus,
Executive Order 13175 does not apply to this action.
H. Executive Order 13045: Protection of Children From Environmental
Health Risks and Safety Risks
This action is not subject to Executive Order 13045 because it is
not economically significant as defined in Executive Order 12866, and
because the EPA does not believe the environmental health or safety
risks addressed by this action present a disproportionate risk to
children. This action's health and risk assessments are contained in
sections III.A and IV.A and B of this preamble.
I. Executive Order 13211: Actions Concerning Regulations That
Significantly Affect Energy Supply, Distribution, or Use
This action is not subject to Executive Order 13211 because it is
not a significant regulatory action under Executive Order 12866.
J. National Technology Transfer and Advancement Act (NTTAA)
This action involves technical standards. Therefore, the EPA
conducted a search to identify potentially applicable voluntary
consensus standards. However, the Agency identified no such standards.
A thorough summary of the search conducted and results are included in
the memorandum titled Voluntary Consensus Standard Results for
Hydrochloric Acid Production Residual Risk and Technology Review, which
is available in the docket for this action.
K. Executive Order 12898: Federal Actions To Address Environmental
Justice in Minority Populations and Low-Income Populations
The EPA believes that this action does not have disproportionately
high and adverse human health or environmental effects on minority
populations, low-income populations, and/or indigenous peoples, as
specified in Executive Order 12898 (59 FR 7629, February 16, 1994). The
documentation for this decision is contained in section IV.A.6 of this
preamble and the technical report, Hydrochloric Acid Production
[[Page 1591]]
Demographic Analysis, which is available in the docket for this action.
List of Subjects in 40 CFR Part 63
Environmental protection, Air pollution control, Hazardous
substances, Reporting and recordkeeping requirements.
Dated: December 20, 2018.
Andrew R. Wheeler,
Acting Administrator.
For the reasons stated in the preamble, the EPA proposes to amend
title 40, chapter I, part 63 of the Code of Federal Regulations as
follows:
PART 63--NATIONAL EMISSION STANDARDS FOR HAZARDOUS AIR POLLUTANTS
FOR SOURCE CATEGORIES
0
1. The authority citation for part 63 continues to read as follows:
Authority: 42 U.S.C. 7401 et seq.
Subpart NNNNN--National Emission Standards for Hazardous Air
Pollutants for Hydrochloric Acid Production
0
2. Section 63.8985 is amended by revising paragraph (f) to read as
follows:
Sec. 63.8985 Am I subject to this subpart?
* * * * *
(f) An HCl production facility is not subject to this subpart if
all of the gaseous streams containing HCl and chlorine (Cl2)
from HCl process vents, HCl storage tanks, and HCl transfer operations
are recycled or routed to another process for process purpose, prior to
being discharged to the atmosphere.
0
3. Section 63.9005 is amended by revising paragraphs (a)-(c) and
(d)(4)-(6) to read as follows:
Sec. 63.9005 What are my general requirements for complying with this
subpart?
(a) Before [DATE 181 DAYS AFTER PUBLICATION OF FINAL RULE IN THE
FEDERAL REGISTER], for each existing source, and for each new or
reconstructed source for which construction or reconstruction commenced
after April 17, 2003, but before February 5, 2019, you must be in
compliance with the emission limitations and work practice standards in
this subpart at all times, except during periods of startup, shutdown,
and malfunction. After [DATE 180 DAYS AFTER PUBLICATION OF FINAL RULE
IN THE FEDERAL REGISTER], for each such source you must be in
compliance with the emission limitations in this subpart at all times.
For new and reconstructed sources for which construction or
reconstruction commenced after February 4, 2019, you must be in
compliance with the emissions limitations in this subpart at all times.
(b) Before [DATE 181 DAYS AFTER PUBLICATION OF FINAL RULE IN THE
FEDERAL REGISTER], for each existing source, and for each new or
reconstructed source for which construction or reconstruction commenced
after April 17, 2003, but before February 5, 2019, you must always
operate and maintain your affected source, including air pollution
control and monitoring equipment, according to the provisions in Sec.
63.6(e)(1)(i). After [DATE 180 DAYS AFTER PUBLICATION OF FINAL RULE IN
THE FEDERAL REGISTER] for each such source, and after [DATE OF
PUBLICATION OF FINAL RULE IN THE FEDERAL REGISTER] for new and
reconstructed sources for which construction or reconstruction
commenced after February 4, 2019, at all times you must operate and
maintain any affected source, including associated air pollution
control equipment and monitoring equipment, in a manner consistent with
safety and good air pollution control practices for minimizing
emissions. The general duty to minimize emissions does not require you
to make any further efforts to reduce emissions if levels required by
the applicable standard have been achieved. Determination of whether a
source is operating in compliance with operation and maintenance
requirements will be based on information available to the
Administrator which may include, but is not limited to, monitoring
results, review of operation and maintenance procedures, review of
operation and maintenance records, and inspection of the source.
(c) Before [DATE 181 DAYS AFTER PUBLICATION OF FINAL RULE IN THE
FEDERAL REGISTER], for each existing source, and for each new or
reconstructed source for which construction or reconstruction commenced
after April 17, 2003, but before February 5, 2019, you must develop a
written startup, shutdown, and malfunction plan according to the
provisions in Sec. 63.6(e)(3). For each such source, a startup,
shutdown, and malfunction plan is not required after [DATE 180 DAYS
AFTER PUBLICATION OF FINAL RULE IN THE FEDERAL REGISTER]. No startup,
shutdown, and malfunction plan is required for any new or reconstructed
source for which construction or reconstruction commenced after
February 4, 2019.
(d) * * *
(4) Before [DATE 181 DAYS AFTER PUBLICATION OF FINAL RULE IN THE
FEDERAL REGISTER], for each existing source, and for each new or
reconstructed source for which construction or reconstruction commenced
after April 17, 2003, but before February 5, 2019, ongoing operation
and maintenance (O&M) procedures in accordance with the general
requirements of Sec. Sec. 63.8(c)(1), (3), (4)(ii), (7), and (8), and
63.9025. After [DATE 180 DAYS AFTER PUBLICATION OF FINAL RULE IN THE
FEDERAL REGISTER] for each such source, and after [DATE OF PUBLICATION
OF FINAL RULE IN THE FEDERAL REGISTER] for new and reconstructed
sources for which construction or reconstruction commenced after
February 4, 2019, ongoing operation and maintenance (O&M) procedures in
accordance with the general requirements of Sec. Sec. 63.8(c)(1)(ii),
(3), (4)(ii), (7), and (8), and 63.9025.
(5) Before [DATE 181 DAYS AFTER PUBLICATION OF FINAL RULE IN THE
FEDERAL REGISTER], for each existing source, and for each new or
reconstructed source for which construction or reconstruction commenced
after April 17, 2003, but before February 5, 2019, ongoing data quality
assurance procedures in accordance with the general requirements of
Sec. 63.8(d). After [DATE 180 DAYS AFTER PUBLICATION OF FINAL RULE IN
THE FEDERAL REGISTER] for each such source, and after [DATE OF
PUBLICATION OF FINAL RULE IN THE FEDERAL REGISTER] for new and
reconstructed sources for which construction or reconstruction
commenced after [February 4, 2019, ongoing data quality assurance
procedures in accordance with the general requirements of Sec. 63.8(d)
except for the requirements related to startup, shutdown, and
malfunction plans referenced in Sec. 63.8(d)(3). The owner or operator
shall keep these written procedures on record for the life of the
affected source or until the affected source is no longer subject to
the provisions of this part, to be made available for inspection, upon
request, by the Administrator. If the performance evaluation plan is
revised, the owner or operator shall keep previous (i.e., superseded)
versions of the performance evaluation plan on record to be made
available for inspection, upon request, by the Administrator, for a
period of 5 years after each revision to the plan. The program of
corrective action should be included in the plan required under Sec.
63.8(d)(2).
[[Page 1592]]
(6) Before [DATE 181 DAYS AFTER PUBLICATION OF FINAL RULE IN THE
FEDERAL REGISTER], for each existing source, and for each new or
reconstructed source for which construction or reconstruction commenced
after April 17, 2003, but before February 5, 2019, ongoing
recordkeeping and reporting procedures in accordance with the general
requirements of Sec. 63.10(c) and (e)(1) and (2)(i). After [DATE 180
DAYS AFTER PUBLICATION OF FINAL RULE IN THE FEDERAL REGISTER] for each
such source, and after [DATE OF PUBLICATION OF FINAL RULE IN THE
FEDERAL REGISTER] for new and reconstructed sources for which
construction or reconstruction commenced after February 4, 2019,
ongoing recordkeeping and reporting procedures in accordance with the
general requirements of Sec. 63.10(c)(1) through (c)(14), and (e)(1)
and (2)(i).
0
4. Section 63.9020 is amended by revising paragraphs (a)(2) and (a)(3)
to read as follows:
Sec. 63.9020 What performance tests and other procedures must I use?
(a) * * *
(2) Before [DATE 181 DAYS AFTER PUBLICATION OF FINAL RULE IN THE
FEDERAL REGISTER], for each existing source, and for each new or
reconstructed source for which construction or reconstruction commenced
after April 17, 2003, but before February 5, 2019, you must conduct
each performance test under representative conditions according to the
requirements in Sec. 63.7(e)(1) and under the specific conditions that
this subpart specifies in Table 3. After [DATE 180 DAYS AFTER
PUBLICATION OF FINAL RULE IN THE FEDERAL REGISTER] for each such
source, and after [DATE OF PUBLICATION OF FINAL RULE IN THE FEDERAL
REGISTER] for new and reconstructed sources for which construction or
reconstruction commenced after February 4, 2019, you must conduct each
performance test under conditions representative of normal operations.
The owner or operator must record the process information that is
necessary to document operating conditions during the test and include
in such record an explanation to support that such conditions represent
normal operation. Upon request, the owner or operator shall make
available to the Administrator such records as may be necessary to
determine the conditions of performance tests.
(3) You may not conduct performance tests during periods of
startup, shutdown, or malfunction.
* * * * *
0
5. Section 63.9025 is amended by revising paragraph (a)(3) to read as
follows:
Sec. 63.9025 What are my monitoring installation, operation, and
maintenance requirements?
(a) * * *
(3) For at least 75 percent of the operating hours in a 24-hour
period, you must have valid data (as defined in your site-specific
monitoring plan) for at least 4 equally spaced periods each hour.
* * * * *
0
6. Section 63.9030 is amended by revising paragraph (c) to read as
follows:
Sec. 63.9030 How do I demonstrate initial compliance with the
emission limitations and work practice standards?
* * * * *
(c) For existing sources and for new or reconstructed sources which
commenced construction or reconstruction after April 17, 2003, but
before February 5, 2019, before [DATE 181 DAYS AFTER PUBLICATION OF
FINAL RULE IN THE FEDERAL REGISTER], You must submit the Notification
of Compliance Status containing the results of the initial compliance
demonstration according to the requirements in Sec. 63.9045(f)-(g).
After [DATE 180 DAYS AFTER PUBLICATION OF FINAL RULE IN THE FEDERAL
REGISTER] for such sources, and after [DATE OF PUBLICATION OF FINAL
RULE IN THE FEDERAL REGISTER] for new or reconstructed sources which
commence construction or reconstruction after February 4, 2019, you
must submit the Notification of Compliance Status containing the
results of the initial compliance demonstration according to the
requirements in Sec. 63.9045(f)-(g) and Sec. 63.9050(d).
0
7. Section 63.9040 is amended by revising paragraph (e) to read as
follows:
Sec. 63.9040 How do I demonstrate continuous compliance with the
emission limitations and work practice standards?
* * * * *
(e) For existing sources and for new or reconstructed sources which
commenced construction or reconstruction after April 17, 2003, but
before February 5, 2019, before [DATE 181 DAYS AFTER PUBLICATION OF
FINAL RULE IN THE FEDERAL REGISTER], consistent with Sec. Sec. 63.6(e)
and 63.7(e)(1), deviations that occur during a period of startup,
shutdown, or malfunction are not violations if you demonstrate to the
Administrator's satisfaction that you were operating in accordance with
Sec. 63.6(e)(1). The Administrator will determine whether deviations
that occur during a period of startup, shutdown, or malfunction are
violations, according to the provisions in Sec. 63.6(e). After [DATE
180 DAYS AFTER PUBLICATION OF FINAL RULE IN THE FEDERAL REGISTER] for
such sources, and after [DATE OF PUBLICATION OF FINAL RULE IN THE
FEDERAL REGISTER] for new and reconstructed sources which commence
construction or reconstruction after February 4, 2019, the exemptions
for periods of startup, shutdown, and malfunction in Sec. 63.6(e) no
longer apply.
0
8. Section 63.9045 is amended by revising paragraph (f) to read as
follows:
Sec. 63.9045 What notifications must I submit and when?
* * * * *
(f) You must submit the Notification of Compliance Status,
including the performance test results, within 180 calendar days after
the applicable compliance dates specified in Sec. 63.8995.
* * * * *
0
9. Section 63.9050 is amended by revising paragraphs (a), (c)(4),
(c)(5), (d) introductory text, (f) introductory text and adding
paragraphs (g) through (n).
Sec. 63.9050 What reports must I submit and when?
(a) You must submit a compliance report that includes the
information in Sec. 63.9050(c) through (e), as applicable, as
specified in Table 6 to this subpart.
* * * * *
(c) * * *
(4) For existing sources and for new or reconstructed sources for
which construction or reconstruction commenced after April 17, 2003,
but before February 5, 2019, before [DATE 181 DAYS AFTER PUBLICATION OF
FINAL RULE IN THE FEDERAL REGISTER], if you had a startup, shutdown, or
malfunction during the reporting period and you took actions consistent
with your startup, shutdown, and malfunction plan, the compliance
report must include the information in Sec. 63.10(d)(5)(i). A startup,
shutdown, and malfunction plan and the information in Sec.
63.10(d)(5)(i) is not required after [DATE 180 DAYS AFTER PUBLICATION
OF FINAL RULE IN THE FEDERAL REGISTER].
(5) For existing sources and for new or reconstructed sources which
commenced construction or reconstruction after April 17, 2003, but
before February 5, 2019, before [DATE 181 DAYS AFTER PUBLICATION OF
[[Page 1593]]
FINAL RULE IN THE FEDERAL REGISTER], if there are no deviations from
any emission limitations that apply to you, a statement that there were
no deviations from the emission limitations during the reporting
period.
* * * * *
(d) For each deviation from an emission limitation occurring at an
affected source where you are using a CMS to comply with the emission
limitation in this subpart, you must include the information in
paragraphs (c)(1) through (6) of this section and the following
information in paragraphs (d)(1) through (9) of this section and Sec.
63.10(e)(3)(vi). This includes periods of startup, shutdown, and
malfunction.
* * * * *
(f) For existing sources and for new or reconstructed sources which
commenced construction or reconstruction after April 17, 2003, but
before February 5, 2019, before [DATE 181 DAYS AFTER PUBLICATION OF
FINAL RULE IN THE FEDERAL REGISTER], for each startup, shutdown, or
malfunction during the reporting period that is not consistent with
your startup, shutdown, and malfunction plan you must submit an
immediate startup, shutdown and malfunction report. Unless the
Administrator has approved a different schedule for submission of
reports under Sec. 63.10(a), you must submit each report according to
paragraphs (f)(1) and (2) of this section. An immediate startup,
shutdown, and malfunction report is not required after [DATE 180 DAYS
AFTER PUBLICATION OF FINAL RULE IN THE FEDERAL REGISTER].
* * * * *
(g) Within 60 days after the date of completing each performance
test required by this subpart, you must submit the results of the
performance test following the procedures specified in paragraphs
(g)(1) through (3) of this section.
(1) Data collected using test methods supported by the EPA's
Electronic Reporting Tool (ERT) as listed on the EPA's ERT website
(https://www.epa.gov/electronic-reporting-air-emissions/electronic-reporting-tool-ert) at the time of the test. Submit the results of the
performance test to the EPA via the Compliance and Emissions Data
Reporting Interface (CEDRI). CEDRI can be accessed through the EPA's
Central Data Exchange (CDX) (https://cdx.epa.gov/). The data must be
submitted in a file format generated through the use of the EPA's ERT.
Alternatively, you may submit an electronic file consistent with the
extensible markup language (XML) schema listed on the EPA's ERT
website.
(2) Data collected using test methods that are not supported by the
EPA's ERT as listed on the EPA's ERT website at the time of the test.
Submit the results of the performance test as an attachment in the ERT.
(3) Confidential business information (CBI). If you claim some of
the information submitted under paragraph (a)(1) is CBI, you must
submit a complete file, including information claimed to be CBI, to the
EPA. The file must be generated through the use of the EPA's ERT or an
alternate electronic file consistent with the XML schema listed on the
EPA's ERT website. Submit the file on a compact disc, flash drive or
other commonly used electronic storage medium and clearly mark the
medium as CBI. Mail the electronic medium to U.S. EPA/OAQPS/CORE CBI
Office, Attention: Group Leader, Measurement Policy Group, MD C404-02,
4930 Old Page Rd., Durham, NC 27703. The same file with the CBI omitted
must be submitted to the EPA via the EPA's CDX as described in
paragraph (a)(1) of this section.
(h) Within 60 days after the date of completing each continuous
monitoring system (CMS) performance evaluation (as defined in Sec.
63.2), you must submit the results of the performance evaluation
following the procedures specified in paragraphs (h)(1) through (3) of
this section.
(1) Performance evaluations of CMS measuring relative accuracy test
audit (RATA) pollutants that are supported by the EPA's ERT as listed
on the EPA's ERT website at the time of the evaluation. Submit the
results of the performance evaluation to the EPA via CEDRI, which can
be accessed through the EPA's CDX. The data must be submitted in a file
format generated through the use of the EPA's ERT. Alternatively, you
may submit an electronic file consistent with the XML schema listed on
the EPA's ERT website.
(2) Performance evaluations of CMS measuring RATA pollutants that
are not supported by the EPA's ERT as listed on the EPA's ERT website
at the time of the evaluation. Submit the results of the performance
evaluation as an attachment in the ERT.
(3) Confidential business information (CBI). If you claim some of
the information submitted under paragraph (a)(1) is CBI, you must
submit a complete file, including information claimed to be CBI, to the
EPA. The file must be generated through the use of the EPA's ERT or an
alternate electronic file consistent with the XML schema listed on the
EPA's ERT website. Submit the file on a compact disc, flash drive or
other commonly used electronic storage medium and clearly mark the
medium as CBI. Mail the electronic medium to U.S. EPA/OAQPS/CORE CBI
Office, Attention: Group Leader, Measurement Policy Group, MD C404-02,
4930 Old Page Rd., Durham, NC 27703. The same file with the CBI omitted
must be submitted to the EPA via the EPA's CDX as described in
paragraph (a)(1) of this section.
(i) You must submit to the Administrator compliance reports.
Beginning on [DATE 181 DAYS AFTER PUBLICATION OF FINAL RULE IN THE
FEDERAL REGISTER], submit all subsequent reports following the
procedure specified in paragraph (l) of this section.
(j) You must submit to the Administrator performance evaluations.
Beginning on [DATE 181 DAYS AFTER PUBLICATION OF FINAL RULE IN THE
FEDERAL REGISTER], submit all subsequent reports following the
procedure specified in paragraph (l) of this section.
(k) You must submit to the Administrator a Notification of
Compliance Status. Beginning on [DATE 181 DAYS AFTER PUBLICATION OF
FINAL RULE IN THE FEDERAL REGISTER], submit all subsequent reports
following the procedure specified in paragraph (l) of this section.
(l) If you are required to submit reports following the procedure
specified in this paragraph, you must submit reports to the EPA via
CEDRI. CEDRI can be accessed through the EPA's Central Data Exchange
(CDX) (https://cdx.epa.gov/). You must use the appropriate electronic
report template on the CEDRI website (https://www.epa.gov/electronic-reporting-air-emissions/compliance-and-emissions-data-reporting-interface-cedri) for this subpart. The date report templates become
available will be listed on the CEDRI website. The report must be
submitted by the deadline specified in this subpart, regardless of the
method in which the report is submitted. If you claim some of the
information required to be submitted via CEDRI is confidential business
information (CBI), submit a complete report, including information
claimed to be CBI, to the EPA. The report must be generated using the
appropriate form on the CEDRI website. Submit the file on a compact
disc, flash drive, or other commonly used electronic storage medium and
clearly mark the medium as CBI. Mail the electronic medium to U.S. EPA/
OAQPS/CORE CBI Office, Attention: Group Leader, Measurement
[[Page 1594]]
Policy Group, MD C404-02, 4930 Old Page Rd., Durham, NC 27703. The same
file with the CBI omitted must be submitted to the EPA via the EPA's
CDX as described earlier in this paragraph.
(m) If you are required to electronically submit a report through
CEDRI in the EPA's CDX, you may assert a claim of EPA system outage for
failure to timely comply with the reporting requirement. To assert a
claim of EPA system outage, you must meet the requirements outlined in
paragraphs (m)(1) through (7) of this section.
(1) You must have been or will be precluded from accessing CEDRI
and submitting a required report within the time prescribed due to an
outage of either the EPA's CEDRI or CDX systems.
(2) The outage must have occurred within the period of time
beginning 5 business days prior to the date that the submission is due.
(3) The outage may be planned or unplanned.
(4) You must submit notification to the Administrator in writing as
soon as possible following the date you first knew, or through due
diligence should have known, that the event may cause or caused a delay
in reporting.
(5) You must provide to the Administrator a written description
identifying:
(i) The date, time and length of the outage;
(ii) A rationale for attributing the delay in reporting beyond the
regulatory deadline to EPA system outage;
(iii) Measures taken or to be taken to minimize the delay in
reporting; and
(iv) The date by which you propose to report, or if you have
already met the reporting requirement at the time of the notification,
the date you reported.
(6) The decision to accept the claim of EPA system outage and allow
an extension to the reporting deadline is solely within the discretion
of the Administrator.
(7) In any circumstance, the report must be submitted
electronically as soon as possible after the outage is resolved.
(n) If you are required to electronically submit a report through
CEDRI in the EPA's CDX, you may assert a claim of force majeure for
failure to timely comply with the reporting requirement. To assert a
claim of force majeure, you must meet the requirements outlined in
paragraphs (n)(1) through (5) of this section.
(1) You may submit a claim if a force majeure event is about to
occur, occurs, or has occurred or there are lingering effects from such
an event within the period of time beginning 5 business days prior to
the date the submission is due. For the purposes of this section, a
force majeure event is defined as an event that will be or has been
caused by circumstances beyond the control of the affected facility,
its contractors, or any entity controlled by the affected facility that
prevents you from complying with the requirement to submit a report
electronically within the time period prescribed. Examples of such
events are acts of nature (e.g., hurricanes, earthquakes, or floods),
acts of war or terrorism, or equipment failure or safety hazard beyond
the control of the affected facility (e.g., large scale power outage).
(2) You must submit notification to the Administrator in writing as
soon as possible following the date you first knew, or through due
diligence should have known, that the event may cause or caused a delay
in reporting.
(3) You must provide to the Administrator:
(i) A written description of the force majeure event;
(ii) A rationale for attributing the delay in reporting beyond the
regulatory deadline to the force majeure event;
(iii) Measures taken or to be taken to minimize the delay in
reporting; and
(iv) The date by which you propose to report, or if you have
already met the reporting requirement at the time of the notification,
the date you reported.
(4) The decision to accept the claim of force majeure and allow an
extension to the reporting deadline is solely within the discretion of
the Administrator.
(5) In any circumstance, the reporting must occur as soon as
possible after the force majeure event occurs.
0
10. Section 63.9055 is amended by revising paragraph (b)(1) and adding
paragraphs (c) and (d).
Sec. 63.9055 What records must I keep?
* * * * *
(b) * * *
(1) For existing sources and for new or reconstructed sources which
commenced construction or reconstruction after April 17, 2003, but
before February 5, 2019, before [DATE 180 DAYS AFTER PUBLICATION OF
FINAL RULE IN THE FEDERAL REGISTER], the records in Sec.
63.6(e)(3)(iii) through (v) related to startup, shutdown, and
malfunction. for a period of five years. A startup, shutdown, and
malfunction plan is not required after [DATE 180 DAYS AFTER PUBLICATION
OF FINAL RULE IN THE FEDERAL REGISTER].
* * * * *
(c) After [DATE 180 DAYS AFTER PUBLICATION OF FINAL RULE IN THE
FEDERAL REGISTER], you must keep records of each deviation specified in
paragraphs (c)(1) through (3) of this section.
(1) For each deviation record the date, time and duration of each
deviation.
(2) For each deviation, record and retain a list of the affected
sources or equipment, an estimate of the quantity of each regulated
pollutant emitted over any emission limit and a description of the
method used to estimate the emissions.
(3) Record actions taken to minimize emissions in accordance with
63.9005(b), and any corrective actions taken to return the affected
unit to its normal or usual manner of operation.
(d) Any records required to be maintained by this part that are
submitted electronically via the EPA's CEDRI may be maintained in
electronic format. This ability to maintain electronic copies does not
affect the requirement for facilities to make records, data, and
reports available upon request to a delegated air agency or the EPA as
part of an on-site compliance evaluation.
0
11. Table 1 to subpart NNNNN of part 63 is amended by correcting a
typographical error in entry 2.
Table 1 to Subpart NNNNN of Part 63--Emission Limits and Work Practice
Standards
* * * * * * *
------------------------------------------------------------------------
You must meet the following
For each . . . emission limit and work
practice standard
------------------------------------------------------------------------
* * * * * * *
2. Emission stream from an HCl storage Reduce HCl emissions by 99
tank at an existing source. percent or greater or achieve
an outlet concentration of 120
ppm by volume or less.
* * * * * * *
------------------------------------------------------------------------
[[Page 1595]]
0
12. Revise table 6 of subpart NNNNN of part 63 to read as follows:
Table 6 to Subpart NNNNN of Part 63--Requirements for Reports
As stated in Sec. 63.9050(a), you must submit a compliance report
that includes the information in Sec. 63.9050(c) through (e) as well
as the information in the following table. For existing sources and for
new or reconstructed sources which commenced construction or
reconstruction after April 17, 2003, but before February 5, 2019,
before [DATE 181 DAYS AFTER PUBLICATION OF FINAL RULE IN THE FEDERAL
REGISTER], you must also submit startup, shutdown, and malfunction
(SSM) reports according to the requirements in Sec. 63.9050(f) and the
following. A startup, shutdown, and malfunction plan is not required
after [DATE 180 DAYS AFTER PUBLICATION OF FINAL RULE IN THE FEDERAL
REGISTER].
------------------------------------------------------------------------
Then you must submit a report
If . . . or statement that:
------------------------------------------------------------------------
1. There are no deviations from any There were no deviations from
emission limitations that apply to you. any emission limitations that
apply to you during the
reporting period. Include this
statement in the compliance
report.
2. There were no periods during which There were no periods during
the operating parameter monitoring which the CMS were out-of-
systems were out-of-control in control during the reporting
accordance with the monitoring plan. period. Include this statement
in the compliance report.
3. There was a deviation from any Contains the information in
emission limitation during the Sec. 63.9050(d). Include
reporting period. this statement in the
compliance report.
4. There were periods during which the Contains the information in
operating parameter monitoring systems Sec. 63.9050(d). Include
were out-of-control in accordance with this statement in the
the monitoring plan. compliance report.
5. There was a SSM during the reporting For existing sources and for
period that is not consistent with new or reconstructed sources
your SSM plan. which commenced construction
or reconstruction after April
17, 2003, but before February
5, 2019, before [DATE 181 DAYS
AFTER PUBLICATION OF FINAL
RULE IN THE FEDERAL REGISTER],
contains the information in
Sec. 63.9050(f). Include
this statement in the
compliance report. A startup,
shutdown, and malfunction plan
is not required after [DATE
180 DAYS AFTER PUBLICATION OF
FINAL RULE IN THE FEDERAL
REGISTER].
6. There were periods when the Contains the information in
procedures in the LDAR plan were not Sec. 63.9050(c)(7). Include
followed. this statement in the
compliance report.
------------------------------------------------------------------------
0
13. Table 7 to subpart NNNNN of part 63 is amended by:
0
a. Removing the entry ``Sec. 63.6(e)(1)-(2)'';
0
b. Adding the entries ``Sec. 63.6(e)(1)(i)'', ``Sec.
63.6(e)(1)(ii)'', and ``Sec. 63.6(e)(1)(iii)-(e)(2)'' in numerical
order;
0
c. Revising the entry ``Sec. 63.6(e)(3)'';
0
d. Revising the entry ``Sec. 63.6(f)(1)'';
0
e. Revising the entry ``Sec. 63.7(e)(1)'';
0
f. Removing the entry ``Sec. 63.8(c)(1)-(3)'';
0
g. Adding the entries ``Sec. 63.8(c)(1)(i)'', ``Sec.
63.8(c)(1)(ii)'', ``Sec. 63.8(c)(1)(iii)'', and ``Sec. 63.8(c)(2)-
(3)'' in numerical order;
0
h. Removing the entry ``Sec. 63.8(d)-(e)'';
0
i. Adding the entries ``Sec. 63.8(d)(1)-(2)'', ``Sec. 63.8(d)(3)'',
and ``Sec. 63.8(e)'' in numerical order;
0
j. Removing the entry ``Sec. 63.10(b)(2)(i)-(xi)'';
0
k. Adding the entries ``Sec. 63.10(b)(2)(i)-(ii)'', ``Sec.
63.10(b)(2)(iii)'', ``Sec. 63.10(b)(2)(iv)'', ``Sec.
63.10(b)(2)(v)'', ``Sec. 63.10(b)(2)(vi)'', and ``Sec.
63.10(b)(2)(vii)-(xi)'' in numerical order;
0
l. Removing the entry ``Sec. 63.10(c)'';
0
m. Adding the entries ``Sec. 63.10(c)(1)-(14)'' and ``Sec.
63.10(c)(15'' in numerical order; and
0
n. Revising the entry ``Sec. 63.10(d)(5)'';
The revisions and additions read as follows:
Table 7 to Subpart NNNNN of Part 63--Applicability of General Provisions to Subpart NNNNN
* * * * * * *
----------------------------------------------------------------------------------------------------------------
Citation Requirement Applies to subpart NNNNN Explanation
----------------------------------------------------------------------------------------------------------------
* * * * * * *
Sec. 63.6(e)(1)(i)............... General Duty to minimize No, for new or Subpart NNNNN requires
emissions. reconstructed sources affected units to meet
which commenced emissions standards at
construction or all times. See Sec.
reconstruction after 63.9005(b) for general
February 4, 2019. Yes, duty requirement.
for all other affected
sources before [DATE
181 DAYS AFTER
PUBLICATION OF FINAL
RULE IN THE FEDERAL
REGISTER], and No
thereafter.
Sec. 63.6(e)(1)(ii).............. Requirement to correct No, for new or
malfunctions ASAP. reconstructed sources
which commenced
construction or
reconstruction after
February 4, 2019. Yes,
for all other affected
sources before [DATE
181 DAYS AFTER
PUBLICATION OF FINAL
RULE IN THE FEDERAL
REGISTER], and No
thereafter.
Sec. 63.6(e)(1)(iii)-(e)(2)...... Operation and Yes.....................
maintenance
requirements.
[[Page 1596]]
Sec. 63.6(e)(3).................. SSM plans............... No, for new or
reconstructed sources
which commenced
construction or
reconstruction after
February 4, 2019. Yes,
for all other affected
sources before [DATE
181 DAYS AFTER
PUBLICATION OF FINAL
RULE IN THE FEDERAL
REGISTER], and No
thereafter.
Sec. 63.6(f)(1).................. Compliance except during No, for new or
SSM. reconstructed sources
which commenced
construction or
reconstruction after
February 4, 2019. Yes,
for all other affected
sources before [DATE
181 DAYS AFTER
PUBLICATION OF FINAL
RULE IN THE FEDERAL
REGISTER], and No
thereafter.
* * * * * * *
Sec. 63.7(e)(1).................. Conditions for No, for new or See Sec. 63.9020(a)
conducting performance reconstructed sources for performance
tests. which commenced testing requirements.
construction or
reconstruction after
February 4, 2019. Yes,
for all other affected
sources before [DATE
181 DAYS AFTER
PUBLICATION OF FINAL
RULE IN THE FEDERAL
REGISTER], and No
thereafter.
* * * * * * *
Sec. 63.8(c)(1)(i)............... General duty to minimize No, for new or
emissions and CMS reconstructed sources
operation. which commenced
construction or
reconstruction after
February 4, 2019. Yes,
for all other affected
sources before [DATE
181 DAYS AFTER
PUBLICATION OF FINAL
RULE IN THE FEDERAL
REGISTER], and No
thereafter.
Sec. 63.8(c)(1)(ii).............. Continuous monitoring Yes..................... Applies as modified by
system O&M. Sec. 63.9005(d).
Sec. 63.8(c)(1)(iii)............. Requirement to develop No, for new or
SSM Plan for CMS. reconstructed sources
which commenced
construction or
reconstruction after
February 4, 2019. Yes,
for all other affected
sources before [DATE
181 DAYS AFTER
PUBLICATION OF FINAL
RULE IN THE FEDERAL
REGISTER], and No
thereafter.
Sec. 63.8(c)(2)-(3).............. Continuous monitoring Yes..................... Applies as modified by
system O&M. Sec. 63.9005(d).
* * * * * * *
Sec. 63.8(d)(1)-(2).............. Quality control program Yes..................... Applies as modified by
and CMS performance Sec. 63.9005(d).
evaluation.
Sec. 63.8(d)(3).................. Written procedures for No, for new or See Sec.
CMS. reconstructed sources 63.9005(d)(5) for
which commenced written procedures for
construction or CMS.
reconstruction after
February 4, 2019. Yes,
for all other affected
sources before [DATE
181 DAYS AFTER
PUBLICATION OF FINAL
RULE IN THE FEDERAL
REGISTER], and No
thereafter.
Sec. 63.8(e)..................... Performance evaluation Yes..................... Applies as modified by
of CMS. Sec. 63.9005(d).
* * * * * * *
Sec. 63.10(b)(2)(i)-(ii)......... Records related to SSM No, for new or See 63.9055 for
periods. reconstructed sources recordkeeping of (1)
which commenced date, time and
construction or duration; (2) listing
reconstruction after of affected source or
February 4, 2019. Yes, equipment, and an
for all other affected estimate of the
sources before [DATE quantity of each
181 DAYS AFTER regulated pollutant
PUBLICATION OF FINAL emitted over the
RULE IN THE FEDERAL standard; and (3)
REGISTER], and No actions to minimize
thereafter. emissions and correct
the failure.
Sec. 63.10(b)(2)(iii)............ Maintenance Records..... Yes.....................
[[Page 1597]]
Sec. 63.10(b)(2)(iv)............. Actions taken to No, for new or
minimize emissions reconstructed sources
during SSM. which commenced
construction or
reconstruction after
February 4, 2019. Yes,
for all other affected
sources before [DATE
181 DAYS AFTER
PUBLICATION OF FINAL
RULE IN THE FEDERAL
REGISTER], and No
thereafter.
Sec. 63.10(b)(2)(v).............. Actions taken to No, for new or
minimize emissions reconstructed sources
during SSM. which commenced
construction or
reconstruction after
February 4, 2019. Yes,
for all other affected
sources before [DATE
181 DAYS AFTER
PUBLICATION OF FINAL
RULE IN THE FEDERAL
REGISTER], and No
thereafter.
Sec. 63.10(b)(2)(vi)............. Recordkeeping for CMS Yes.....................
malfunctions.
Sec. 63.10(b)(2)(vii)-(xi)....... Records for performance Yes.....................
tests and CMS.
* * * * * * *
Sec. 63.10(c)(1)-(14)............ Additional recordkeeping Yes..................... Applies as modified by
requirements for Sec. 63.9005 (d).
sources with CMS.
Sec. 63.10(c)(15)................ Use of SSM Plan......... No, for new or
reconstructed sources
which commenced
construction or
reconstruction after
February 4, 2019. Yes,
for all other affected
sources before [DATE
181 DAYS AFTER
PUBLICATION OF FINAL
RULE IN THE FEDERAL
REGISTER], and No
thereafter.
* * * * * * *
Sec. 63.10(d)(5)................. SSM reports............. No, for new or See Sec.
reconstructed sources 63.9050(c)(5) for
which commenced malfunction reporting
construction or requirements.
reconstruction after
February 4, 2019. Yes,
for all other affected
sources before [DATE
181 DAYS AFTER
PUBLICATION OF FINAL
RULE IN THE FEDERAL
REGISTER], and No
thereafter.
* * * * * * *
----------------------------------------------------------------------------------------------------------------
[FR Doc. 2018-28322 Filed 2-1-19; 8:45 am]
BILLING CODE 6560-50-P