Elimination of Form 80 and Revision of Regulations on Recreational Opportunities and Development at Licensed Hydropower Projects, 67060-67069 [2018-28250]
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67060
Federal Register / Vol. 83, No. 248 / Friday, December 28, 2018 / Rules and Regulations
during the specific dates and times
established in advance by a Notice to
Airmen. The effective date and time will
thereafter be continuously published in
the Airport/Facility Directory.’’
Finally, this action updates the airport
name from Olympia Airport to Olympia
Regional Airport, updates the
geographic coordinates of the airport to
match the FAA’s aeronautical database,
and replaces the outdated term Airport/
Facility Directory with the term Chart
Supplement in the associated Class D
and Class E airspace legal descriptions.
This airspace redesign is necessary for
the safety and management of IFR
operations at the airport.
Regulatory Notices and Analyses
The FAA has determined that this
regulation only involves an established
body of technical regulations for which
frequent and routine amendments are
necessary to keep them operationally
current, is non-controversial and
unlikely to result in adverse or negative
comments. It, therefore: (1) Is not a
‘‘significant regulatory action’’ under
Executive Order 12866; (2) is not a
‘‘significant rule’’ under DOT
Regulatory Policies and Procedures (44
FR 11034; February 26, 1979); and (3)
does not warrant preparation of a
Regulatory Evaluation as the anticipated
impact is so minimal. Since this is a
routine matter that only affects air traffic
procedures and air navigation, it is
certified that this rule, when
promulgated, will not have a significant
economic impact on a substantial
number of small entities under the
criteria of the Regulatory Flexibility Act.
Environmental Review
The FAA has determined that this
action qualifies for categorical exclusion
under the National Environmental
Policy Act in accordance with FAA
Order 1050.1F, ‘‘Environmental
Impacts: Policies and Procedures,’’
paragraph 5–6.5a. This airspace action
is not expected to cause any potentially
significant environmental impacts, and
no extraordinary circumstances exist
that warrant preparation of an
environmental assessment.
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Lists of Subjects in 14 CFR Part 71
Airspace, Incorporation by reference,
Navigation (air).
Adoption of the Amendment
In consideration of the foregoing, the
Federal Aviation Administration
amends 14 CFR part 71 as follows:
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PART 71—DESIGNATION OF CLASS A,
B, C, D, AND E AIRSPACE AREAS; AIR
TRAFFIC SERVICE ROUTES; AND
REPORTING POINTS
1. The authority citation for part 71
continues to read as follows:
■
Authority: 49 U.S.C. 106(f), 106(g); 40103,
40113, 40120; E.O. 10854, 24 FR 9565, 3 CFR,
1959–1963 Comp., p. 389.
§ 71.1
[Amended]
2. The incorporation by reference in
14 CFR 71.1 of FAA Order 7400.11C,
Airspace Designations and Reporting
Points, dated August 13, 2018, and
effective September 15, 2018, is
amended as follows:
■
Paragraph 5000
Class D Airspace.
*
*
*
*
ANM OR D
*
*
*
*
Paragraph 6004 Class E Airspace
Designated as an Extension to a Class D or
Class E Surface Area.
*
*
*
*
ANM OR E4 Olympia, WA [Amended]
Olympia Regional Airport, WA
(Lat. 46°58′10″ N, long. 122°54′09″ W)
That airspace extending upward from the
surface within the area bounded by a line
beginning at lat. 46°57′14″ N, long.
122°48′28″ W; to lat. 46°56′44″ N, long.
122°47′08″ W; to lat. 46°55′28″ N, long.
122°47′10″ W; to lat. 46°54′42″ N, long.
122°47′45″ W; to lat. 46°55′28″ N, long.
122°49′51″ W; thence counter-clockwise
along the 4-mile radius of the airport to the
point of beginning.
Paragraph 6005 Class E Airspace Areas
Extending Upward From 700 Feet or More
Above the Surface of the Earth.
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DEPARTMENT OF ENERGY
Federal Energy Regulatory
Commission
18 CFR Parts 8 and 141
[Docket No. RM18–14–000; Order No. 852]
Elimination of Form 80 and Revision of
Regulations on Recreational
Opportunities and Development at
Licensed Hydropower Projects
Federal Energy Regulatory
Commission, Department of Energy.
ACTION: Final rule.
AGENCY:
ANM OR E2 Olympia, WA [Amended]
Olympia Regional Airport, WA
(Lat. 46°58′10″ N, long. 122°54′09″ W)
That airspace within a 4-mile radius of
Olympia Regional Airport. This Class E
airspace area is effective during the specific
dates and times established in advance by a
Notice to Airmen. The effective date and time
will thereafter be continuously published in
the Chart Supplement.
*
[FR Doc. 2018–28098 Filed 12–27–18; 8:45 am]
Olympia, WA [Amended]
Paragraph 6002 Class E Airspace
Designated as Surface Areas.
*
Issued in Seattle, Washington, on
December 14, 2018.
Byron Chew,
Acting Group Manager, Operations Support
Group, Western Service Center.
BILLING CODE 4910–13–P
Olympia Regional Airport, WA
(Lat. 46°58′10″ N, long. 122°54′09″ W)
That airspace extending upward from the
surface to and including 2,700 feet MSL
within a 4-mile radius of Olympia Regional
Airport. This Class D airspace area is
effective during the specific dates and times
established in advance by a Notice to
Airmen. The effective date and time will
thereafter be continuously published in the
Chart Supplement.
*
ANM OR E5 Olympia, WA [New]
Olympia Regional Airport, WA
(Lat. 46°58′10″ N, long. 122°54′09″ W)
That airspace extending upward from 700
feet above the surface within a 6.8-mile
radius of Olympia Regional Airport from the
airport 211° bearing clockwise to the airport
088° bearing, and within an 8.2-mile radius
of the airport from the airport 088° bearing
clockwise to the airport 122° bearing, and
within a 12.4-mile radius of the airport from
the airport 122° bearing clockwise to the
airport 211° bearing, and within 1 mile each
side of the 011° bearing from the airport
extending to 11.6 miles north of the airport.
The Federal Energy
Regulatory Commission (Commission)
issues this Final Rule to amend its
regulations to eliminate the Licensed
Hydropower Development Recreation
Report, designated as FERC Form No. 80
(Form 80). Form 80 solicits information
on the use and development of
recreation facilities at hydropower
projects licensed by the Commission
under the Federal Power Act. In
addition, the Commission is revising its
regulations on recreational use and
development at licensed hydropower
projects in order to modernize licensee
public notice practices, clarify
recreational signage requirements, and
provide flexibility to assist licensees’
compliance with these requirements.
DATES: This rule is effective March 28,
2019.
FOR FURTHER INFORMATION CONTACT:
Jon Cofrancesco (Technical
Information), Office of Energy
Projects, Federal Energy Regulatory
Commission. 888 First Street NE,
Washington, DC 20426, (202) 502–
8951, jon.cofrancesco@ferc.gov.
SUMMARY:
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Tara DiJohn (Legal Information), Office
of the General Counsel, Federal
Energy Regulatory Commission, 888
First Street NE, Washington, DC
20426, (202) 502–8671, tara.dijohn@
ferc.gov.
United States of America
Federal Energy Regulatory Commission
67061
Opportunities and Development at
Licensed Hydropower Projects
ORDER NO. 852
Docket No. RM18–14–000
Elimination of Form 80 and Revision of
Regulations on Recreational
FINAL RULE
(Issued December 20, 2018)
Table of Contents
SUPPLEMENTARY INFORMATION:
Paragraph Nos.
I. Background .................................................................................................................................................................................
II. Notice of Proposed Rulemaking ................................................................................................................................................
III. Discussion ................................................................................................................................................................................
A. Removal of § 8.11—Information Respecting Use and Development of Public Recreational Opportunities .....................
1. Licensees’ General Recreation Obligations ................................................................................................................
2. Recreational Use Monitoring .......................................................................................................................................
3. Mandatory Conditioning Authority ...............................................................................................................................
4. Recreation Costs, Revenues, and User Fees ............................................................................................................
5. Commission Determination .........................................................................................................................................
B. Removal of § 141.14—Form No. 80, Licensed Hydropower Development Recreation Report ........................................
C. Amendments of 18 CFR 8.1 and 8.2 ................................................................................................................................
1. Section 8.1—Publication of License Conditions Relating to Recreation ....................................................................
2. Section 8.2—Posting of Project Lands as to Recreation Use and Availability of Information ...................................
IV. Regulatory Requirements ........................................................................................................................................................
A. Information Collection Statement .......................................................................................................................................
B. Environmental Analysis ......................................................................................................................................................
C. Regulatory Flexibility Act ...................................................................................................................................................
D. Document Availability ........................................................................................................................................................
E. Effective Date and Congressional Notification ..................................................................................................................
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1. The Federal Energy Regulatory
Commission (Commission) is amending
its regulations to remove § 8.11, thereby
eliminating the requirement for
licensees to file a Licensed Hydropower
Development Recreation Report,
designated as FERC Form No. 80 (Form
80). Form 80 solicits information on the
use and development of recreation
facilities at hydropower projects
licensed by the Commission under the
Federal Power Act (FPA). In addition,
the Final Rule revises §§ 8.1 and 8.2 of
the Commission’s regulations to
modernize licensee public notice
practices, clarify recreational signage
requirements, and provide flexibility to
assist licensees’ compliance with these
requirements.
I. Background
2. Section 10(a)(1) of the FPA requires
the Commission to ensure that any
licensed project is best adapted to a
comprehensive plan for improving and
developing a waterway for a variety of
beneficial public uses, including
recreational use.1 Although section
10(a) of the Federal Water Power Act of
June 10, 1920 2 did not refer specifically
to recreation, in 1935 when the Federal
Water Power Act was re-enacted as Part
I of the Federal Power Act,3 the words
‘including recreational purposes’ were
added to section 10(a) to make clear that
1 See
16 U.S.C. 803(a)(1) (2012).
Stat. 1063.
3 49 Stat. 838, 16 U.S.C. 791a–825r.
2 41
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recreation considerations were to be
included in the comprehensive
development of the nation’s water
resources. Pursuant to this obligation,
the Commission required licensees to
allow public access to project lands and
waters for recreational use and began to
include standard conditions in licenses
for the provision of recreational
facilities.
3. In the 1960s, the Commission
developed specific policies and
practices to ensure that licensees
provided reasonable recreational
opportunities and notice of such
opportunities to the public. In 1963, the
Commission began requiring recreation
plans for the public utilization of project
water and land,4 and in 1965 amended
its regulations by adding part 8, entitled
‘‘Recreation Opportunities and
Development at Licensed Projects,’’ in
order to require licensees to widely
publicize to the general public
recreational opportunities at individual
projects.5 Order 313, issued on
4 Exhibit R, 18 CFR 4.41 (2018), License
Applications—Revision of Regulations, Order 260–
A, 29 FPC 777 (1963).
5 Publicizing License Conditions Relating to
Recreational Opportunities at Hydroelectric
Projects, Order No. 299, 33 FPC 1131 (1965) (Order
299). Section 1 of part 8 requires licensees to
publicize license conditions related to recreation;
section 2 requires licensees to post, at points of
public access, signs providing recreation use
information and requires licensees to make such
information available for inspection; and section 3
requires licensees to permit use without
discrimination. 18 CFR 8.1–8.3 (2018).
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5
6
6
9
14
22
28
30
31
33
34
43
48
48
63
64
69
72
December 27, 1965, amended the
Commission’s general policy regulations
(18 CFR part 2) by adding § 2.7 to clarify
that licensees whose projects include
land and water resources with outdoor
recreational potential have a
responsibility to develop those
resources in accordance with area
needs, to the extent that such
development is not inconsistent with
the primary purpose of the project.6 In
1966, the Commission further amended
part 8 of its regulations to require
licensees to file Form 80, a report that
provides an inventory of the use and
development of recreational facilities at
each development contained within a
licensed project.7
4. Over the years, the Commission has
continued to revise its regulations to
reflect the Commission’s current public
recreation policies and practices. And
once again, the Commission has decided
to modify certain recreation-related
regulations in order to eliminate
unnecessary reporting requirements,
modernize licensee public notice
practices, clarify recreational signage
requirements, and provide flexibility to
assist licensees’ compliance with these
requirements.
6 Recreational Development at Licensed Projects,
Order No. 313, 34 FPC 1546, 1548 (1965) (Order
313).
7 Inventory of Recreation Facilities at Licensed
Hydroelectric Projects, Order No. 330, 36 FPC 1030
(1966) (Order 330). Section 8.11 requires the filing
of information on the use and development of
public recreation opportunities. 18 CFR 8.11 (2018).
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II. Notice of Proposed Rulemaking
5. On May 17, 2018, the Commission
issued a Notice of Proposed Rulemaking
(NOPR) proposing to eliminate the Form
80, and further revise its regulations
governing recreational use and
development at licensed hydropower
projects.8 In response to the NOPR, the
Commission received 14 comments
from the following entities: eight
licensees, two federal land management
agencies, two local governments, and
two trade associations.9 The proposal
set forth in the NOPR, the comments
received, and the Commission’s
determinations are discussed below.
III. Discussion
A. Removal of § 8.11—Information
Respecting Use and Development of
Public Recreational Opportunities
6. Section 8.11 requires licensees to
file Form 80, which is a report on the
use and development of recreational
facilities at each development contained
within a licensed hydropower project,
on April 1 of every sixth year,
documenting data compiled during the
previous calendar year.10 For each
project development,11 the Form 80
requires licensees to report the number
of visits (i.e., recreation days),12 the use
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8 Elimination
of Form 80 and Revision of
Regulations on Recreational Opportunities and
Development at Licensed Hydropower Projects,
FERC Stats. & Regs. ¶ 32,726 (2018) (NOPR).
9 The eight licensees include: Duke Energy;
Public Utility District No. 2 of Grant County,
Washington; Idaho Power Company; Pacific Gas
and Electric Company; PacifiCorp; KEI (USA)
Power Management, Inc.; Public Utility District No.
1 of Chelan County, Washington; and Alabama
Power. Comments were also filed by the National
Park Service (Park Service); the U.S. Forest Service
(Forest Service); Roanoke County, Virginia; the
Town of Vinton, Virginia; Alaska Power
Association; and the National Hydropower
Association (NHA).
10 Modification of Hydropower Procedural
Regulations, Including the Deletion of Certain
Outdated or Non-Essential Regulations, Order No.
540, FERC Stats. & Regs. ¶ 30,944 (1992) (crossreferenced at 59 FERC ¶ 61,124). Order 330
originally required licensees to file a Form 80 every
two years. Order 330, 36 FPC 1030, 1031. The
Commission subsequently amended § 8.11 to revise
the form and reduce the filing frequency. See
Revision of Licensed Hydropower Development
Recreation Report: FERC Form No. 80, Order No.
179, FERC Stats. & Regs. ¶ 30,295 (1981) (crossreferenced at 16 FERC ¶ 61,248 (consolidating,
simplifying, and reducing the size of the Form 80
by approximately 60 percent); Deletion of a 1987
Filing Requirement for FERC Form No. 80, Order
No. 419, FERC Stats. & Regs. ¶ 30,640 (1985) (crossreferenced at 31 FERC ¶ 61,154) (committing to reevaluate the need for Form 80, and take further
action if Form 80 is found unnecessary or in need
of modification).
11 Most licensed projects have only one project
development. However, licensees of projects with
more than one development must file a separate
Form 80 report for each development.
12 The Form 80 defines a recreation day as each
visit by a person to a development for recreational
purposes during any portion of a 24-hour period.
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capacity of each type of public
recreation facility, and the licensee’s
annual costs and revenues associated
with the public recreation facilities
within the project boundary. In order to
complete the Form 80, licensees must
collect data on recreation use, facilities,
and capacity for a 12-month period.
Licensees may request an exemption
from the Form 80 requirement if they
demonstrate that a project development
has little or no existing use or recreation
potential (i.e., less than 100 recreation
days per year).13
7. In the NOPR, the Commission
proposed to remove § 8.11 from its
regulations, thereby eliminating the
requirement for licensees to file the
Form 80. The Commission advanced
several reasons for eliminating Form
80.14 First, unlike in 1965 when Form
80 was adopted, licensed projects with
significant recreation opportunities are
often now required to comply with
project-specific license conditions that
direct licensees to prepare and
implement a recreation plan, conduct
recreation monitoring, and file periodic
updates to an approved recreation
plan.15 Second, for licensed projects
with limited recreation opportunities—
many of which are exempt from filing
Form 80—Commission staff relies on a
variety of tools other than the Form 80
to determine whether the projects are
meeting public recreation needs,
including periodic inspections and
investigation of non-compliance
allegations (e.g., any recreation-related
inquiries or complaints submitted by
resource agencies, recreation users, or
local residents). Third, Commission staff
reports limited use of Form 80 data and
cites concerns about the data’s validity
and lack of specificity. Finally,
advances in technology since the advent
of the Form 80 (e.g., websites, publiclyavailable aerial photography, and the
Commission’s eLibrary system) allow
interested parties and the general public
to easily access information about a
project’s recreational opportunities and
any recreation-related license
requirements.
8. All eight licensees that commented
on the NOPR support the Commission’s
proposal to eliminate the Form 80
reporting requirement. Alaska Power
Association and NHA also filed
13 18
CFR 8.11(c) (2018).
FERC Stats. & Regs. ¶ 32,726 at PP
14 NOPR,
5–8.
15 In addition, between fiscal years 2016 and
2030, over 500 projects will begin the relicensing
process. During relicensing, the Commission’s
Division of Hydropower Licensing will evaluate the
need for, and may require, project-specific
recreation monitoring in new licenses on a case-bycase basis.
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comments in support of the NOPR’s
proposal to eliminate the Form 80. The
Park Service conditionally supports the
Commission’s proposal, provided that
the Commission strengthens its
oversight of licensees’ recreation-related
planning, monitoring, and information
dissemination.
1. Licensees’ General Recreation
Obligations
NOPR Comments
9. In response to the NOPR’s proposal
to eliminate Form 80, the Park Service
commented that additional guidance,
training, and technical assistance is
needed to ensure new and existing
recreation management plans satisfy the
general obligations set forth in § 2.7 of
the Commission’s regulations. The Park
Service recommends that the
Commission: (i) Conduct a
comprehensive evaluation of its
recreation planning and monitoring
programs for licensing and postlicensing compliance; (ii) develop
guidance and offer training and
technical assistance for recreation
management planning and monitori 16
and (iii) establish a public process for
periodic review of recreation facilities,
conditions, needs, and recreation flows.
Commission Response
10. Pursuant to its obligations under
the FPA and the Commission’s
regulations, Commission staff evaluates
the existing recreation resources,
facilities, and needs at each existing or
proposed hydropower project on a caseby-case basis during the licensing
process and, as appropriate, also during
the amendment process. Similarly, as
appropriate, Commission staff continues
to evaluate a project’s recreational
resources, facilities, and needs over the
term of a license by considering licenserequired recreation plan updates and
monitoring reports, conducting periodic
project inspections, and addressing
allegations of non-compliance.
11. Commission staff frequently
provides guidance to licensees on a
16 The Park Service recommends that the
Commission consider incorporating the basic
planning and monitoring framework developed by
the Interagency Visitor Use Management Council—
a collaboration between six federal agencies (the
Bureau of Land Management, Forest Service,
National Oceanic and Atmospheric Administration,
the Park Service, U.S. Army Corps of Engineers, and
U.S. Fish and Wildlife Service). The Interagency
Council’s Visitor Use Management Framework
describes a process for managing visitor use on
federally-managed lands and waters, and can be
accessed at https://visitorusemanagement.nps.gov/
VUM/Framework. The Commission is not a federal
land management agency. Staff evaluates and
develops recreation planning and monitoring
requirements that respond to the unique resource
issues and site conditions at individual projects.
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range of recreation management
planning and monitoring matters. Staff
regularly participates in recreation and
land use management trainings,
workshops, and conferences. Staff also
strives to provide timely and
constructive advice to licensees in
response to project-specific recreation
inquiries. In addition, Commission staff
is currently developing a guidance
document for licensees, which will
provide general guidance on how to
prepare a recreation management plan
in consultation with stakeholders. This
guidance document will describe the
components of an effective recreation
management plan, such as recreation
use monitoring, periodic plan review
and updates, and circumstances
warranting a plan amendment.
12. The Commission’s hydropower
licensing and compliance programs
already incorporate a robust public
process that allows for periodic review
of recreation facilities, conditions,
needs, and, where appropriate,
recreation flows. Most often, public
engagement opportunities arise during
the pre-filing consultation process and
the Commission’s public notice process
for license applications and recreationrelated compliance proceedings (e.g.,
consideration of a recreation
management plan or amendment
application). During the term of a
license, agencies, members of the
public, and other stakeholders have
additional opportunities to review and
provide input on any license-required
recreation plan updates, periodic
recreation plan assessments, or
recreation-related monitoring results.
Finally, members of the public may, at
any time during the license term, access
and review recreation-related
documents on the Commission’s
website, seek available project-specific
recreation plans or other information
from individual licensees, or contact
Commission staff regarding recreation
inquiries or complaints.
13. The foregoing demonstrates that
there are sufficient safeguards to ensure
that our recreation requirements are
understood and implemented.
2. Recreational Use Monitoring
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NOPR Comments
14. The Park Service expresses
concern that the Commission would not
require projects with limited recreation
opportunities to implement any new or
additional recreation monitoring efforts
if it eliminates the Form 80 reporting
requirement. Rather, for all projects
including those with little or no
recreation opportunities, the Park
Service recommends that the
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Commission: (i) Notice project
inspections and invite stakeholders and
the public to participate; (ii) inspect
projects on a regular basis using staff
with recreation expertise; and (iii)
improve or clarify the process for
submitting recreation-related
complaints to the Commission.
15. If Form 80 is eliminated, Roanoke
County and the Town of Vinton urge the
Commission to include language in
every project license requiring licensees
to develop a recreation monitoring plan
in consultation with the appropriate
federal agencies, state agencies, local
governments, and other stakeholders.17
Roanoke County and the Town of
Vinton also ask the Commission to
reconsider the NOPR’s statement that
licensed projects with little to no
recreation, including projects previously
exempted from the Form 80 reporting
requirement pursuant to § 8.11(c),
would not be expected to implement
any new or additional recreation
monitoring efforts, but should continue
to comply with any project-specific
license conditions related to public
recreation.
16. PacifiCorp asks the Commission to
clarify that projects that do not have any
license-required recreation use reporting
other than Form 80 submittals will no
longer have any routine recreation use
reporting obligations if the Form 80 is
eliminated.
Commission Response
17. The Commission considers the
need for recreation monitoring on a
project-specific basis, based on the
conditions at that project at the time of
licensing and during post-licensing
review, as appropriate. Roughly half of
all licensed projects will begin the
relicensing process within the next 12
years and during the relicensing
proceeding the Commission will
conduct a comprehensive review of
each project’s recreational resources and
determine the appropriate level of
recreational use monitoring, if any,
needed for each project.
18. In addition, Commission staff
periodically conducts project
inspections that focus on an individual
license’s environmental and recreationrelated requirements. Generally,
Commission staff also will conduct an
environmental inspection for projects
with significant environmental or public
use license requirements—e.g., projects
with high recreational use, fish passage
17 Roanoke County and the Town of Vinton
acknowledge that their comments on the NOPR are
informed by their experience consulting as
stakeholders on two licensed projects—Smith
Mountain Project No. 2210 and Niagara Project No.
2466.
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67063
facilities, or wildlife mitigation areas.
These inspections allow Commission
staff to inspect project features,
facilities, and areas to ensure that
licensees are complying with the
requirements of their respective project
licenses. Commission staff also regularly
conducts environmental inspections at
projects with on-going non-compliance
or identified resource issues.
19. Finally, the most efficient way to
bring a recreation-related complaint or
non-compliance allegation to the
Commission’s attention is by directly
contacting the Commission’s Office of
Energy Projects through its enforcement
hotline telephone number.18 Once a
recreation-related allegation of noncompliance is received by the
Commission, it is forwarded to staff
within the Commission’s Office of
Energy Projects’ Division of
Hydropower Administration and
Compliance for investigation and any
necessary follow-up action.
20. In response to PacifiCorp’s
clarification request, unless recreation
use reporting is required by a license
condition—including any approved
recreation plan or report or mandatory
agency condition—licensees will no
longer have any specific recreation use
reporting obligation once the Form 80 is
eliminated.
21. For the reasons discussed above,
we will not establish a standard
requirement for recreational use
monitoring at every licensed project.19
Considering recreation planning and
monitoring needs on a project-by-project
basis is the most appropriate method for
Commission staff to ensure that each
licensed project protects its recreational
opportunities and is best adapted to the
comprehensive development of the
waterway.
3. Mandatory Conditioning Authority
NOPR Comments
22. The Forest Service comments that
it values the type of information
reported by licensees in Form 80
submittals.
23. The Forest Service expresses
concern that if the Form 80 reporting
requirement is eliminated, there will be
no long-term baseline information on
recreational usage to inform the
development of operational plans or
license conditions, and suggests that in
18 For potential violations and wrongdoing
involving Commission hydropower projects,
individuals or stakeholders are encouraged to
contact the Commission’s Office of Energy Projects
directly at 844–434–0053.
19 Doing otherwise would merely be retaining the
Form 80’s standardized monitoring approach under
the guise of a different name (i.e., a standard license
condition), defeating the purpose of this Final Rule.
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future relicensing proceedings it will
rely increasingly on its mandatory
conditioning authority under section
4(e) of the FPA to ensure that licensees
monitor recreation usage, and facility
features and operations meet public
recreational needs on Forest Service
lands.
24. The Forest Service also asks the
Commission to clarify how eliminating
Form 80 will affect projects that are
currently awaiting final license orders,
including projects with 4(e) license
conditions that may rely on Form 80
information. Under such circumstances,
the Forest Service cautions that it may
need to revise previously-submitted 4(e)
license conditions.
Commission Response
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25. As previously explained in the
NOPR, most projects with significant
recreation resources have a recreation
management plan or recreation
monitoring report requirements and
thus are already responsible for
recreational monitoring or oversight
above and beyond that required by the
Form 80 filing requirement.20 In the
absence of the Form 80 reporting
requirement, licensees will remain
subject to any other recreation
monitoring requirements contained
within a license condition or approved
recreation plan.
26. Going forward, Commission staff
evaluating future license and
amendment applications will continue
to make case-by-case determinations on
whether recreation monitoring is
warranted for a particular project and, if
so, the type and degree of monitoring
needed. We anticipate that Federal land
management agencies will likewise
continue to provide input on the
appropriateness of recreation
monitoring during individual licensing
proceedings. In any event, Federal land
management agencies, such as Forest
Service, are not precluded by this Final
Rule from continuing to use their
mandatory 4(e) conditioning authority
to require recreational monitoring for
20 Commission staff estimates that between
January 2015 and the end of September 2018, the
Commission issued a total of 73 licenses for original
or relicensed hydropower projects. Of these
licenses, the Commission specifically included
conditions requiring the development and
implementation of recreation management plans for
54 of these projects and also specifically exempted
another nine of these projects from the current
Form 80 filing requirement, due to little or no
project-specific recreation resources or
opportunities. In other words, of the licenses issued
between January 2015 and the end of September
2018, licensees for 63 licenses (i.e., 86 percent)
were required to develop a project-specific
recreation management plan or were exempt from
the Form 80 filing requirement.
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individual projects during licensing
proceedings, as they deem appropriate.
27. As to Forest Service’s concern
regarding current pending license
applications, while we have explained
that we believe sufficient information
regarding recreation usage and needs
will continue to be available after Form
80 is eliminated, the Forest Service may,
if it deems it necessary, timely amend
its 4(e) license conditions.
4. Recreation Costs, Revenues, and User
Fees
28. The Park Service states that,
following the elimination of Form 80,
the Commission should require all
licensees to report annual recreation
costs and revenues, as well as user fees
for specific facilities, on a regular basis.
29. The Commission’s regulations
allow a licensee to charge reasonable
fees to help defray the cost of
constructing, operating, and
maintaining recreation facilities.21 Form
80 required licensees to include data on
its annual recreation costs and revenues,
but it did not require licensees to
identify specific user fees for individual
facilities. Typically, the Commission
does not review or approve the
reasonableness of such fees.22 However,
if the Commission receives an inquiry or
complaint regarding recreation costs,
revenues, or user fees at a particular
project, staff may request that the
licensee provide such information to
assist in its investigation of a noncompliance allegation. Therefore, the
Commission does not believe that
establishing a standard requirement for
every licensee to report to the
Commission recreation costs, revenues,
and user fees on an annual basis is
necessary, nor does the Park Service
elaborate on the utility of such a
standard reporting requirement.
5. Commission Determination
30. For the reasons discussed above,
the Commission concludes that the
benefits and the reduced burden for
licensees and staff that result from
eliminating the Form 80 outweigh the
potential minor obstacles that may arise
during the transition from the Form 80
data to specific recreation data gained
through licensee compliance with
project-specific license conditions. By
this Final Rule, we adopt the NOPR’s
proposal to delete § 8.11 of our
regulations, thereby eliminating the
Form 80 filing requirement.
B. Removal of § 141.14—Form No. 80,
Licensed Hydropower Development
Recreation Report
31. Added to the Commission’s
regulations alongside the Form 80
requirement in 1966,23 § 141.14
approved licensee use of Form 80 in the
manner prescribed in § 8.11 of our
regulations.24 To parallel the proposed
removal of § 8.11, the NOPR also
proposed to remove § 141.14 of its
regulations.
32. The Commission did not receive
any comments addressing the NOPR’s
proposed removal of § 141.14 of the
Commission’s regulations. Therefore,
we retain the NOPR’s proposal to delete
§ 141.14.
C. Amendments of 18 CFR 8.1 and 8.2
33. The Commission amends §§ 8.1
and 8.2 of its regulations to modernize
licensee public notice practices, clarify
recreational signage requirements, and
provide flexibility to assist licensees’
compliance with these requirements.
All licensees that filed comments in
response to the NOPR generally support
the Commission’s proposal to revise
§§ 8.1 and 8.2 of the Commission’s
regulations to update licensee public
notice practices. Forest Service also
expressed support for the Commission’s
efforts to modernize and diversify
licensee options for keeping the public
informed of recreation opportunities at
licensed projects.
1. Section 8.1—Publication of License
Conditions Relating to Recreation
34. Section 8.1 directs licensees to
publicize information about the
availability of projects lands and waters
for recreational purposes, and any
recreation-related license conditions.25
Section 8.1 requires licensees, at a
minimum, to publish notice in a local
newspaper once each week for four
weeks of any recreation-related license
conditions that the Commission may
designate in an order issuing or
amending a license.26
35. In addition to publishing notice in
the local newspaper, the NOPR
proposed to require licensees with
project websites to also post notice of
recreation-related license conditions on
its website. This requirement would
only apply to a licensee that already has
an existing project website, or decides to
develop a project website in the future.
As explained in the NOPR, this
additional publication method will
ensure that the public is informed of
21 18
23 Order
22 See,
24 18
CFR 2.7 (2018).
e.g., Public Utility District No. 2 of Grant
County, Washington, 160 FERC ¶ 61,099, at P 23
(2017).
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Fmt 4700
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330, 36 FPC 1030.
CFR 141.14 (2018).
25 18 CFR 8.1 (2018).
26 See id.
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Federal Register / Vol. 83, No. 248 / Friday, December 28, 2018 / Rules and Regulations
recreational opportunities and
recreation-related license conditions
regardless of whether members of the
public rely on a newspaper or the
internet as their main information
source.
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a. Availability of Information
36. The Park Service recommends that
the Commission ensure that the
information it receives from licensees is
available to the public, and develop
standardized information about
recreation facilities and flows at
licensed projects.27 In addition, the Park
Service recommends that the
Commission require every licensee to
create and maintain a project website
that publicizes information about
available public recreation
opportunities. To this end, the Park
Service recommends that all licensees
be required to maintain a project
website that, at minimum, provides: (i)
Operating status of recreation facilities;
(ii) notice of future recreation reviews
and inspections, and the outcome of any
such evaluations; (iii) recreation
management plans, recreation-related
reports, and the entire license
instrument; and (iv) a map that provides
standard Geographic Information
System (GIS) layers identifying
recreation facilities, public access, and
the project boundary.
37. As revised by this Final Rule,
§§ 8.1 and 8.2 of the Commission’s
regulations require licensees to
publicize specific recreation use and
availability information to the public for
its licensed project through newspaper
notices, project signage, its local office,
and any existing licensee website. We
are satisfied that the existing
publication requirements provide a
variety of ways to sufficiently inform
the public of recreation and public
access information. Therefore, we
decline to adopt the Park Service’s
recommendation that all licensees be
required to create and maintain a project
website.
38. On occasion, the Commission has
required a licensee to provide recreation
27 Specifically, the Park Service suggests that the
Commission consider partnering with the
Department of Energy’s National Laboratories to
develop standardized reporting of flow data,
including scheduled recreational flow releases. The
Park Service also encourages the Commission to
consider a partnership with the Park Service to
publicize information about public recreation
opportunities at licensed hydropower projects on
the National Rivers Project website. As discussed
further below, we are satisfied that our existing
publication requirements keep the public informed
of recreation opportunities at licensed projects.
Commission staff will continue to evaluate and
include, where appropriate, license conditions that
require licensees to notify the public of scheduled
recreation flows on a case-by-case basis.
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information to the public on a recurring
basis through telephone recordings or
website updates (e.g., periodic
notifications communicating
recreational streamflow data,
whitewater boating opportunities, or
recreation site accessibility). However,
we do not believe that a blanket
requirement directing licensees to
regularly notify the public of recreation
flows or recreation site accessibility is
appropriate for all licensed projects. In
addition, members of the public may
obtain information about a project’s
recreational opportunities—including
detailed information about recreation
facility availability and use, project
boundary maps, and inspection
reports—by searching the project docket
on the Commission’s eLibrary website,
registering for the Commission’s
e-Subscription service, and participating
in publicly-noticed licensing and postlicensing proceedings, such as the
consideration of a recreation plan or
significant recreation-related license
amendment.
b. Newspaper Publication
39. NHA supports the proposed
changes to § 8.1, but asks the
Commission to eliminate the newspaper
publication requirement for licensees
that publicly notice recreation-related
license conditions by publication on a
project website. In addition, where a
licensee does not maintain a project
website and there is no local newspaper,
NHA posits that licensees should be
allowed to post notice on municipal or
county websites.
40. We decline to eliminate the
requirement that licensees publish
notice of recreation-related license
conditions in a local newspaper. As we
noted in the NOPR, requiring licensees
to publish notice in a local newspaper
and, if applicable, on a project website
ensures that the public is on notice of
recreational opportunities and
recreation-related license conditions or
amendments regardless of whether a
particular member of the public relies
on a newspaper or the internet as their
primary news source. Further, the
possibility that newspaper publication
will reach local community members
that may not have reliable internet
access outweighs the negligible time
and expense necessary to publish a
notice in a local newspaper. Licensees
are not precluded from supplementing
the required methods of public notice
by also posting notice on municipal or
country websites or at local government
offices.
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67065
c. Project Website Definition
41. Pacific Gas and Electric Company
(PG&E) asks the Commission to clarify
which types of websites will be
considered ‘‘project websites.’’ PG&E
recommends that the Commission
exclude from its definition ‘‘relicensing
websites,’’ which it describes as
websites maintained during the
relicensing process for stakeholders to
access documents associated with the
pre-filing process and the relicensing
application process. PG&E further
explains that relicensing websites are
generally targeted to the stakeholders
participating in the relicensing process,
and do not provide specific information
about the recreation opportunities
provided near or on project reservoirs.
42. We agree that temporary websites
developed specifically for a relicensing
proceeding do not constitute the type of
project website the Commission expects
to be used for the purposes of § 8.1
publication. To clarify, by using the
term ‘‘project website,’’ the Commission
intended to capture any existing
website, or webpage, used by a licensee
to communicate information to the
public about recreation opportunities
provided by a particular project over the
duration of the project’s license. We
anticipate that the information required
by § 8.1 is the type of information that
is already offered by many websiteready licensees in an electronic format
or can be easily uploaded to an existing
project webpage.
2. Section 8.2—Posting of Project Lands
as to Recreation Use and Availability of
Information
43. Section 8.2(a) requires the licensee
to post at each public access point a
visible sign that identifies: The project
name, project owner, project number,
directions to project areas available for
public recreation, permissible times and
activities, and other regulations
regarding recreation use. Section 8.2(a)
also requires licensees to post visible
notice that project recreation facilities
are open to all members of the public
without discrimination. Section 8.2(b)
directs the licensee to make available for
inspection at its local offices the
Commission-approved recreation plan
and the entire license order indexed for
easy reference to the recreation-related
license conditions designated for
publication in accordance with § 8.1 of
the Commission’s regulations. As the
Commission explained in Order 299, the
rationale behind the types of public
notice required by §§ 8.1 and 8.2 is twofold: (i) It puts prospective purchasers of
land in the project vicinity on notice of
the project’s public access and
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Federal Register / Vol. 83, No. 248 / Friday, December 28, 2018 / Rules and Regulations
recreation purposes; and (ii) it informs
the general public of the location and
terms of use of the project’s recreation
facilities.28
a. Recreation Signage
44. To streamline the amount of
information that must appear on
recreation signage, the NOPR proposed
revisions to § 8.2(a) that would require
signs to, at a minimum, identify: The
project name and number, and a
statement that the project is licensed by
the Commission; the licensee name and
contact information for obtaining
additional project recreation
information; and permissible times and
activities. As explained in the NOPR,
the revisions reduce the information
licensees must include on recreation
signage at each public access point and
afford licensees greater flexibility to
design signs that effectively
communicate recreation information to
the public.
45. A number of commenters filed
comments in support of this aspect of
the Commission’s proposal.29 No
negative comments were filed. The
Final Rule retains the NOPR’s revisions
to § 8.2(a).
b. Recreation Document Availability
46. The NOPR also proposed to revise
§ 8.2(b) to require licensees with project
websites to include on their websites
copies of any approved recreation plan,
recreation-related reports approved by
the Commission, and the entire license
instrument. This requirement would
only apply to a licensee that already has
an existing project website, or
establishes a project website in the
future.
47. No negative comments were filed
on this aspect of the Commission’s
proposal. The Final Rule retains the
NOPR’s revisions to § 8.2(b).
28 Order
299, 33 F.P.C. 1131.
Park Service asks the Commission to
supplement recreation signage by encouraging
licensees to provide on-site interpretive kiosks that
explain the history of the project. As a general
matter, we agree with the Park Service and
encourage the use of interpretive kiosks or signage
to educate visitors about a unique or important
aspect of the project area (e.g., cultural resources,
special-status species, etc.). However, installation of
interpretive kiosks in addition to recreation-related
signage is not appropriate or necessary for every
licensed project. Commission staff will continue to
consider the appropriateness of on-site interpretive
kiosks on a project-by-project basis as part of any
relevant licensing or amendment proceeding before
the Commission.
30 44 U.S.C. 3501–3521 (2012).
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29 The
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IV. Regulatory Requirements
A. Information Collection Statement
48. The Paperwork Reduction Act 30
requires each federal agency to seek and
obtain the Office of Management and
Budget’s (OMB) approval before
undertaking a collection of information
(including reporting, record keeping,
and public disclosure requirements)
directed to ten or more persons or
contained in a rule of general
applicability. OMB regulations require
approval of certain information
collection requirements contained in
final rules published in the Federal
Register.31 Upon approval of a
collection of information, OMB will
assign an OMB control number and an
expiration date. Respondents subject to
the filing requirements of a rule will not
be penalized for failing to respond to the
collection of information unless the
collection of information displays a
valid OMB control number.
49. Public Reporting Burden: By
eliminating the Form 80 filing
requirement, this Final Rule eliminates
an existing data collection, FERC–80
(OMB Control No. 1902–0106). In
addition, the Final Rule modifies certain
reporting and recordkeeping
requirements included in FERC–500
(OMB Control No. 1902–0058) 32 and
FERC–505 (OMB Control No. 1902–
0115).33
50. Under the most recent Form 80
reporting cycle,34 346 licensees
prepared and filed 843 Form 80
reports.35 Every three years, the
Commission is required to request from
OMB an extension of any currently
approved information collection. Since
the Form 80 is only filed every six years,
the most recent annual burden and cost
figures provided to OMB were based on
an estimate of 400 respondents. To
determine the total number of responses
per year for OMB submittal purposes,
we multiplied the number of
respondents (400) by the annual number
31 See
5 CFR 1320.12 (2018).
includes the reporting and
recordkeeping requirements for ‘‘Application for
License/Relicense for Projects with Capacity Greater
Than 5MW.’’
33 FERC–505 includes the reporting and
recordkeeping requirements for ‘‘Small Hydropower
Projects and Conduit Facilities including License/
Relicense, Exemption, and Qualifying Conduit
Facility Determination.’’
34 Licensees were required to file Form 80 reports
by April 1, 2015, containing recreational use and
development data compiled during the 2014
calendar year.
35 For projects with more than one development,
the licensee is required to submit a Form 80 report
for each development.
32 FERC–500
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of responses per respondent (0.167) to
arrive at 67 responses per year. The
Commission estimated the current
public reporting burden to be an average
of three hours per form, with an
associated cost of approximately $224
per form. Because the Form 80 is filed
every six years, the estimated
annualized cost to complete each form
is $37.44, with a total annual cost for all
licenses of approximately $14,974.50.36
This estimate includes the time required
to review instructions, research existing
data sources, and complete and review
the collection of information.
51. This Final Rule eliminates certain
information collection and
recordkeeping requirements. The
removal of the Form 80 report
eliminates the estimated annual
information collection burden (201
hours) and cost ($14,974.50) associated
with FERC–80 (OMB Control No. 1902–
0106).37
52. In addition, the revisions to §§ 8.1
and 8.2, associated with the FERC–500
and FERC–505 information
collections,38 are intended to modernize
licensee public notice practices, clarify
recreational signage requirements, and
provide flexibility to assist licensees’
compliance with these requirements.
With regard to modernized public
notice practices, the revisions require
licensees that have a project website to
(1) publish notice on its website of
license conditions related to recreation;
and (2) maintain on its website copies
of any approved recreation plan,
recreation-related reports, and the
license instrument. If a licensee does
not have a project website, the website
publication requirements would not
apply. Accordingly, there is a slight
increase in the reporting requirements
and burden for FERC–500 and FERC–
505.
53. The estimated changes to the
burden and cost of the information
collections affected by this Final Rule
follow.
36 These estimates, from the current OMBapproved inventory figures for Form 80, used
$74.50 per hour for wages and benefits. The most
recent OMB approval of the Form 80 was issued
December 8, 2016.
37 These figures are annual averages (for
Paperwork Reduction Act purposes) of the burden
and cost for the six-year cycle for the Form 80. The
most recent OMB approval of the Form 80 was
issued December 8, 2016.
38 As of September 30, 2018, the Commission
currently has 480 licenses for projects with an
installed capacity more than 5 MW (reporting
requirements covered by FERC–500) and 573
licenses for projects 5 MW or less (reporting
requirements covered by FERC–505).
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67067
ANNUAL CHANGES IMPLEMENTED BY THE FINAL RULE IN RM18–14–000 39
Number of
respondents
Number of
responses
per
respondent
Total number
of responses
Average burden hours & cost
per response
Total annual burden hours
& total annual cost
Cost per
respondent
($)
(1)
(2)
(1) × (2) = (3)
(4)
(3) × (4) = 5
(5) / (1)
3 hrs.; $224 (rounded); (reduction).
0.5 hr.; $26.77 (rounded) .......
0.5 hr.; $26.77 (rounded) .......
201 hrs.; $14,974.50 (rounded); (reduction).
216 hrs.; $11,565 (rounded) ...
144 hrs.; $7,683 (rounded) .....
FERC–80 (reduction) 40 .......
400
41 0.167
67 (rounded) ......
FERC–500 ...........................
FERC–505 ...........................
42 432
1
1
432 ....................
287 ....................
43 287
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54. Titles: FERC–80 (Licensed
Hydropower Development Recreation
Report), FERC–500 (Application for
License/Relicense for Water Projects
with More than 5 Megawatt (MW)
Capacity), and FERC–505 (Small
Hydropower Projects and Conduit
Facilities including License/Relicense,
Exemption, and Qualifying Conduit
Facility Determination).
55. Action: Deletion of information
collection (FERC–80), and revisions to
existing collections FERC–500 and
FERC–505.
56. OMB Control Nos.: 1902–0106
(FERC–80), 1902–0058 (FERC–500), and
1902–0115 (FERC–505).
57. Respondents: Hydropower
licensees, including municipalities,
businesses, private citizens, and forprofit and not-for-profit institutions.
58. Frequency of Information:
Ongoing (FERC–500 and FERC–505).
59. Necessity of Information: The
revised regulations eliminate
unnecessary reporting requirements,
modernize licensee public notice
practices, and clarify recreational
signage requirements.
60. Internal Review: The Commission
has reviewed the revisions and has
determined they are necessary. These
requirements conform to the
39 Hourly costs are based on Bureau of Labor
Statistics figures for May 2017 wages in Sector 22—
Utilities (https://www.bls.gov/oes/current/naics2_
22.htm) and December 2017 benefits (https://
www.bls.gov/news.release/pdf/ecec.pdf). For web
developers (code 15–1134), the estimated average
hourly cost (salary plus benefits) is $53.53.
40 The figures are annualized figures contained in
the current OMB inventory for FERC–80. While
OMB requires existing information collections to be
submitted for approval every three years, the
Commission’s hydropower licenses are only
required to submit the Form 80 every six years.
Therefore, the estimated figures for the entire sixyear Form 80 cycle would be a total of 400
respondents, spending an estimated three hours per
report, for a total of 1,200 hours. Form 80 will be
discontinued.
41 This figure indicates that a respondent files a
Form 80 once every six years.
42 We assume approximately 90 percent of the
480 licenses for projects with an installed capacity
of more than 5 MW (i.e., an estimated 432 licenses)
have project websites.
43 We assume approximately 50 percent of the
573 licenses for projects 5 MW or less (i.e., an
estimated 287 licenses) have project websites.
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Jkt 247001
Commission’s need for efficient
information collection, communication,
and management within the energy
industry. The Commission has specific,
objective support for the burden
estimates associated with the
information collection requirements.
61. Interested persons may obtain
information on the reporting
requirements by contacting the Federal
Energy Regulatory Commission, 888
First Street NE, Washington, DC 20426
[Attention: Ellen Brown, Office of the
Executive Director], by email to
DataClearance@ferc.gov, by phone (202)
502–8663, or by fax (202) 273–0873.
62. Comments concerning the
collections of information and the
associated burden estimates may also be
sent to: Office of Information and
Regulatory Affairs, Office of
Management and Budget, 725 17th
Street NW, Washington, DC 20503
[Attention: Desk Officer for the Federal
Energy Regulatory Commission]. Due to
security concerns, comments should be
sent electronically to the following email address: oira_submission@
omb.eop.gov. Comments submitted to
OMB should refer to FERC–80, FERC–
500, and FERC–505 and OMB Control
Nos. 1902–0106 (FERC–80), 1902–0058
(FERC–500), and 1902–0115 (FERC–
505).
B. Environmental Analysis
63. The Commission is required to
prepare an Environmental Assessment
or an Environmental Impact Statement
for any action that may have a
significant effect on the human
environment.44 Excluded from this
requirement are rules that are clarifying,
corrective, or procedural, or that do not
substantially change the effect of
legislation or the regulations being
amended.45 This Final Rule updates the
Commission’s recreation-related
regulations by clarifying public notice
and signage requirements, and
eliminating unnecessary reporting
44 Regulations Implementing the National
Environmental Policy Act of 1969, Order No. 486,
FERC Stats. & Regs. ¶ 30,783 (1987) (crossreferenced at 41 FERC ¶ 61,284).
45 18 CFR 380.4(a)(2)(ii) (2018).
PO 00000
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$224 (reduction).
$26.77 (rounded).
$26.77 (rounded).
requirements. Because this rule is
clarifying and procedural in nature,
preparation of an Environmental
Assessment or Environmental Impact
Statement is not required.
C. Regulatory Flexibility Act
64. The Regulatory Flexibility Act of
1980 (RFA) 46 generally requires a
description and analysis of final rules
that will have significant economic
impact on a substantial number of small
entities. The RFA mandates
consideration of regulatory alternatives
that accomplish the stated objectives of
a rulemaking while minimizing any
significant economic impact on a
substantial number of small entities.47
In lieu of preparing a regulatory
flexibility analysis, an agency may
certify that a final rule will not have a
significant economic impact on a
substantial number of small entities.48
65. The Small Business
Administration’s (SBA) Office of Size
Standards develops the numerical
definition of a small business.49 The
SBA size standard for electric utilities
(effective January 22, 2014) is based on
the number of employees, including
affiliates.50 Under SBA’s current size
standards, a hydroelectric power
generator (NAICS code 221111) 51 is
small if, including its affiliates, it
employs 500 or fewer people.52
66. This Final Rule directly affects all
hydropower licensees that are currently
required to file the Form 80. The Final
Rule removes the Form 80 filing
requirement, eliminating (for small and
large entities) the cost of $224
46 5
U.S.C. 601–612 (2012).
U.S.C. 603(c) (2012).
48 5 U.S.C. 605(b) (2012).
49 13 CFR 121.101 (2018).
50 SBA Final Rule on ‘‘Small Business Size
Standards: Utilities,’’ 78 FR 77343 (Dec. 23, 2013).
51 The North American Industry Classification
System (NAICS) is an industry classification system
that Federal statistical agencies use to categorize
businesses for the purpose of collecting, analyzing,
and publishing statistical data related to the U.S.
economy. United States Census Bureau, North
American Industry Classification System, https://
www.census.gov/eos/www/naics/ (accessed April
11, 2018).
52 13 CFR 121.201, Sector 22, Utilities (2018).
47 5
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67068
Federal Register / Vol. 83, No. 248 / Friday, December 28, 2018 / Rules and Regulations
associated with filing the Form 80 every
six years.
67. In addition, the revisions to §§ 8.1
and 8.2 of the Commission’s regulations
would directly affect all hydropower
licensees of projects that offer existing
or potential recreational use
opportunities. These revisions are
intended to modernize licensee public
notice practices, clarify recreational
signage requirements, and provide
flexibility to assist licensees’
compliance with these requirements.
We expect the clarified signage
requirements to benefit licensees by
providing them more flexibility to
design recreation-related signage
strategies that best fit the needs of their
individual projects. To modernize
public notice practices, the revisions
will require licensees that have a project
website, or develop one in the future, to
publish and maintain certain recreationrelated information on its website. If a
licensee does not have a project website,
the website publication requirements
would not apply. Therefore, there is a
slight increase in the information
collection reporting requirements and
burden for FERC–500 and FERC–505.53
However, we do not anticipate the
impact on affected entities, regardless of
their status as a small or large entity, to
be significant.
68. Based on this understanding,
pursuant to section 605(b) of the RFA,
the Commission certifies that this Final
Rule will not have a significant
economic impact on a substantial
number of small entities. Accordingly,
no regulatory flexibility analysis is
required.
amozie on DSK3GDR082PROD with RULES
D. Document Availability
69. In addition to publishing the full
text of this document in the Federal
Register, the Commission provides all
interested persons an opportunity to
view and print the contents of this
document via the Internet through the
Commission’s Home Page (https://
www.ferc.gov) and in the Commission’s
Public Reference Room during normal
business hours (8:30 a.m. to 5:00 p.m.
Eastern time) at 888 First Street NE,
Room 2A, Washington, DC 20426.
70. From the Commission’s Home
Page on the Internet, this information is
available on eLibrary. The full text of
this document is available on eLibrary
in PDF and Microsoft Word format for
viewing, printing, and/or downloading.
To access this document in eLibrary,
type the docket number excluding the
53 In
the Information Collection section, we
estimated the average burden and cost per
respondent to be approximately 30 minutes and
$26.77 per year.
VerDate Sep<11>2014
16:02 Dec 27, 2018
Jkt 247001
last three digits of this document in the
docket number field.
71. User assistance is available for
eLibrary and the Commission’s website
during normal business hours from the
Commission’s Online Support at (202)
502–6652 (toll free at 1–866–208–3676)
or email at ferconlinesupport@ferc.gov,
or the Public Reference Room at (202)
502–8371, TTY (202) 502–8659. E-mail
the Public Reference Room at
public.referenceroom@ferc.gov.
E. Effective Date and Congressional
Notification
72. This regulation is effective March
28, 2019. The Commission has
determined, with the concurrence of the
Administrator of the Office of
Information and Regulatory Affairs of
OMB, that this rule is not a ‘‘major rule’’
as defined in section 251 of the Small
Business Regulatory Enforcement
Fairness Act of 1996.54 This rule is
being submitted to the Senate, House,
Government Accountability Office, and
Small Business Administration.
List of Subjects
18 CFR Part 8
Electric power, Recreation and
recreation areas, Reporting and
recordkeeping requirements.
18 CFR Part 141
Electric power, Reporting and
recordkeeping requirements.
By direction of the Commission.
Commissioner McIntyre is not voting on this
order.
Commissioner McNamee is voting present.
Issued: December 20, 2018.
Nathaniel J. Davis, Sr.,
Deputy Secretary.
In consideration of the foregoing, the
Federal Energy Regulatory Commission
amends parts 8 and 141, chapter I, title
18, Code of Federal Regulations, as
follows:
PART 8—RECREATIONAL
OPPORTUNITIES AND DEVELOPMENT
AT LICENSED PROJECTS
1. The authority citation for part 8
continues to read as follows:
■
Authority: 5 U.S.C. 551–557; 16 U.S.C.
791a–825r; 42 U.S.C. 7101–7352.
■
2. Revise § 8.1 to read as follows:
lands and waters for recreational
purposes, and of the license conditions
of interest to persons who may be
interested in the recreational aspects of
the project or who may wish to acquire
lands in its vicinity. Such efforts shall
include, but are not limited to: the
publication of notice in a local
newspaper once each week for 4 weeks,
and publication on any project website,
of the project’s license conditions which
relate to public access to and the use of
the project waters and lands for
recreational purposes, recreational
plans, installation of recreation and fish
and wildlife facilities, reservoir water
surface elevations, minimum water
releases or rates of change of water
releases, and such other conditions of
general public interest as the
Commission may designate in the order
issuing or amending the license.
■ 3. Revise § 8.2 to read as follows:
§ 8.2 Posting of project lands as to
recreational use and availability of
information.
(a) Following the issuance or
amendment of a license, the licensee
shall post and maintain at all points of
public access required by the license (or
at such access points as are specifically
designated for this purpose by the
licensee) and at such other points as are
subsequently prescribed by the
Commission on its own motion or upon
the recommendation of a public
recreation agency operating in the
project vicinity, a conspicuous sign that,
at a minimum, identifies: the FERC
project name and number, and a
statement that the project is licensed by
the Commission; the licensee name and
contact information for obtaining
additional project recreation
information; and permissible times and
activities. In addition, the licensee shall
post at such locations conspicuous
notice that the recreation facilities are
open to all members of the public
without discrimination.
(b) The licensee shall make available
for inspection at its local offices in the
project vicinity, and on any project
website, the approved recreation plan,
any recreation-related reports approved
by the Commission, and the entire
license instrument, properly indexed for
easy reference to the license conditions
designated for publications in § 8.1.
§ 8.1 Publication of license conditions
relating to recreation.
§ 8.11
Following the issuance or amendment
of a license, the licensee shall make
reasonable efforts to keep the public
informed of the availability of project
PART 141—STATEMENTS AND
REPORTS (SCHEDULES)
■
[Removed]
4. Remove § 8.11.
5. The authority citation for part 141
continues to read as follows:
■
54 5
PO 00000
U.S.C. 804(2) (2012).
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Federal Register / Vol. 83, No. 248 / Friday, December 28, 2018 / Rules and Regulations
Authority: 15 U.S.C. 79; 15 U.S.C. 717–
717z; 16 U.S.C. 791a–828c, 2601–2645; 31
U.S.C. 9701; 42 U.S.C. 7101–7352.
§ 141.14
[Removed]
■ 6. Remove § 141.14.
[FR Doc. 2018–28250 Filed 12–27–18; 8:45 am]
BILLING CODE 6717–01–P
DEPARTMENT OF HOMELAND
SECURITY
U.S. Customs and Border Protection
19 CFR Part 4
[CBP Dec. 18–16]
RIN 1651–AB32
Civil Monetary Penalty Adjustments for
Inflation
U.S. Customs and Border
Protection, DHS.
ACTION: Final rule.
AGENCY:
This rule adjusts for inflation
the amounts that U.S. Customs and
Border Protection (CBP) can assess as
civil monetary penalties for the
following two violations—transporting
passengers coastwise for hire by certain
vessels (known as Bowaters vessels) that
do not meet specified conditions; and
employing a vessel in a trade without a
required Certificate of Documentation.
These adjustments are being made in
accordance with the Federal Civil
Penalties Inflation Adjustment Act
Improvements Act of 2015 (2015 Act)
which was enacted on November 2,
2015. Other CBP civil penalty amounts
were adjusted pursuant to this 2015 Act
in rule documents published in the
Federal Register on July 1, 2016;
January 27, 2017; December 8, 2017; and
April 2, 2018, but the adjustments for
these two civil penalties were
inadvertently left out of those
documents.
SUMMARY:
This rule is effective on
December 28, 2018. The adjusted
penalty amounts will be applicable for
penalties assessed after December 28,
2018 if the associated violations
occurred after November 2, 2015.
FOR FURTHER INFORMATION CONTACT:
Millie Gleason, Office of Field
Operations, U.S. Customs and Border
Protection. Phone: (202) 325–4291.
SUPPLEMENTARY INFORMATION:
amozie on DSK3GDR082PROD with RULES
DATES:
I. Statutory and Regulatory Background
On November 2, 2015, the President
signed into law the Federal Civil
Penalties Inflation Adjustment Act
Improvements Act of 2015 (Pub. L. 114–
74 section 701 (Nov. 2, 2015)) (2015
VerDate Sep<11>2014
16:02 Dec 27, 2018
Jkt 247001
Act).1 The 2015 Act amended the
Federal Civil Penalties Inflation
Adjustment Act of 1990 (28 U.S.C. 2461
note) (1990 Inflation Adjustment Act) to
improve the effectiveness of civil
monetary penalties and to maintain
their deterrent effect. The 2015 Act
required agencies to: (1) Adjust the level
of civil monetary penalties with an
initial ‘‘catch-up’’ adjustment through
issuance of an interim final rule (IFR)
and (2) make subsequent annual
adjustments for inflation. Through the
‘‘catch-up’’ adjustment, agencies were
required to adjust the maximum
amounts of civil monetary penalties to
more accurately reflect inflation rates.
The 2015 Act directed the Office of
Management and Budget (OMB) to issue
guidance to agencies on implementing
the initial ‘‘catch-up’’ adjustment. The
2015 Act required that agencies publish
their IFRs in the Federal Register no
later than July 1, 2016 and that the
adjusted amounts were to take effect no
later than August 1, 2016.
For the subsequent annual
adjustments, the 2015 Act requires
agencies to increase the penalty
amounts by a cost-of-living adjustment.
The 2015 Act directs OMB to provide
guidance to agencies each year to assist
agencies in making the annual
adjustments. The 2015 Act requires
agencies to make the annual
adjustments no later than January 15 of
each year and to publish the
adjustments in the Federal Register.
The Department of Homeland
Security (DHS) undertook a review of
the civil penalties that DHS and its
components administer to determine
which penalties would need
adjustments. On July 1, 2016, DHS
published an IFR adjusting the civil
monetary penalties with an initial
‘‘catch-up’’ adjustment, as required by
the 2015 Act. See 81 FR 42987. DHS
calculated the adjusted penalties based
upon nondiscretionary provisions in the
2015 Act and upon guidance issued by
OMB on February 24, 2016.2 The
adjusted penalties were effective for
civil penalties assessed after August 1,
2016 (the effective date of the IFR)
where the associated violations
occurred after November 2, 2015 (the
date of enactment of the 2015 Act).3 On
January 27, 2017, DHS published a final
1 The 2015 Act was enacted as part of the
Bipartisan Budget Act of 2015, Public Law 114–74
(Nov. 2, 2015).
2 OMB, Implementation of the Federal Civil
Penalties Inflation Adjustment Act Improvements
Act of 2015, February 24, 2016. https://obamaw
hitehouse.archives.gov/sites/default/files/omb/
memoranda/2016/m-16-06.pdf.
3 DHS published a correction to the IFR on
August 23, 2016 to correct one amendatory
instruction. See 81 FR 57442.
PO 00000
Frm 00037
Fmt 4700
Sfmt 4700
67069
rule adopting as final the civil monetary
penalty adjustment methodology from
the IFR and making the 2017 annual
inflation adjustment pursuant to the
2015 Act and upon guidance OMB
issued to agencies on December 16,
2016.4 See 82 FR 8571. On April 2, 2018,
DHS published a final rule making the
2018 annual inflation adjustment
pursuant to the 2015 Act and the
guidance OMB issued to agencies on
December 15, 2017.5 See 83 FR 13826.
As discussed in Section II below,
several civil monetary penalties
assessed by CBP and subject to the 2015
Act were inadvertently omitted from
these DHS rulemakings.
II. CBP Penalties
CBP assesses or enforces penalties
under various titles of the United States
Code (U.S.C.) and the Code of Federal
Regulations (CFR). These penalties
include civil monetary penalties for
certain violations of title 8 of the CFR
pursuant to the Immigration and
Nationality Act of 1952,6 as well as
certain civil monetary penalties for
customs violations for laws codified in
title 19 of the U.S.C. and the CFR. CBP
assesses many of the title 19 penalties
under the Tariff Act of 1930, as
amended, and as discussed in the IFR
preamble at 81 FR 42987, the 2015 Act
specifically exempts Tariff Act penalties
from the inflation adjustment
requirements in the 2015 Act. For that
reason, DHS did not list those penalties
in the tables of CBP penalty adjustments
in the DHS rulemakings. There are also
various other monetary penalties found
throughout the U.S.C. and CFR which
CBP may seek to issue or enforce but
which were not included in the tables
because they fall within the purview of
4 OMB, Implementation of the 2017 annual
adjustment pursuant to the Federal Civil Penalties
Inflation Adjustment Act Improvements Act of
2015, December 16, 2016. https://obama
whitehouse.archives.gov/sites/default/files/omb/
memoranda/2017/m-17-11_0.pdf.
5 OMB, Implementation of Penalty Inflation
Adjustments for 2018, Pursuant to the Federal Civil
Penalties Inflation Adjustment Act Improvements
Act of 2015, December 15, 2017. https://
www.whitehouse.gov/wp-content/uploads/2017/11/
M-18-03.pdf.
6 Public Law 82–414, as amended (INA). The INA
contains provisions that impose penalties on
persons, including carriers and aliens, who violate
specified provisions of the INA. While CBP is
responsible for enforcing various provisions of the
INA and assessing penalties for violations of those
provisions, all the penalty amounts CBP can assess
for violations of the INA are set forth in one section
of title 8 of the CFR—8 CFR 280.53. For a complete
list of the INA sections for which penalties are
assessed, in addition to a brief description of each
violation, see the IFR preamble at 81 FR 42989–
42990.
E:\FR\FM\28DER1.SGM
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Agencies
[Federal Register Volume 83, Number 248 (Friday, December 28, 2018)]
[Rules and Regulations]
[Pages 67060-67069]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2018-28250]
=======================================================================
-----------------------------------------------------------------------
DEPARTMENT OF ENERGY
Federal Energy Regulatory Commission
18 CFR Parts 8 and 141
[Docket No. RM18-14-000; Order No. 852]
Elimination of Form 80 and Revision of Regulations on
Recreational Opportunities and Development at Licensed Hydropower
Projects
AGENCY: Federal Energy Regulatory Commission, Department of Energy.
ACTION: Final rule.
-----------------------------------------------------------------------
SUMMARY: The Federal Energy Regulatory Commission (Commission) issues
this Final Rule to amend its regulations to eliminate the Licensed
Hydropower Development Recreation Report, designated as FERC Form No.
80 (Form 80). Form 80 solicits information on the use and development
of recreation facilities at hydropower projects licensed by the
Commission under the Federal Power Act. In addition, the Commission is
revising its regulations on recreational use and development at
licensed hydropower projects in order to modernize licensee public
notice practices, clarify recreational signage requirements, and
provide flexibility to assist licensees' compliance with these
requirements.
DATES: This rule is effective March 28, 2019.
FOR FURTHER INFORMATION CONTACT:
Jon Cofrancesco (Technical Information), Office of Energy Projects,
Federal Energy Regulatory Commission. 888 First Street NE, Washington,
DC 20426, (202) 502-8951, jon.cofrancesco@ferc.gov.
[[Page 67061]]
Tara DiJohn (Legal Information), Office of the General Counsel, Federal
Energy Regulatory Commission, 888 First Street NE, Washington, DC
20426, (202) 502-8671, tara.dijohn@ferc.gov.
SUPPLEMENTARY INFORMATION:
United States of America
Federal Energy Regulatory Commission
Docket No. RM18-14-000
Elimination of Form 80 and Revision of Regulations on Recreational
Opportunities and Development at Licensed Hydropower Projects
ORDER NO. 852
FINAL RULE
(Issued December 20, 2018)
Table of Contents
------------------------------------------------------------------------
Paragraph Nos.
------------------------------------------------------------------------
I. Background........................................ 2
II. Notice of Proposed Rulemaking.................... 5
III. Discussion...................................... 6
A. Removal of Sec. 8.11--Information Respecting 6
Use and Development of Public Recreational
Opportunities...................................
1. Licensees' General Recreation Obligations. 9
2. Recreational Use Monitoring............... 14
3. Mandatory Conditioning Authority.......... 22
4. Recreation Costs, Revenues, and User Fees. 28
5. Commission Determination.................. 30
B. Removal of Sec. 141.14--Form No. 80, 31
Licensed Hydropower Development Recreation
Report..........................................
C. Amendments of 18 CFR 8.1 and 8.2.............. 33
1. Section 8.1--Publication of License 34
Conditions Relating to Recreation...........
2. Section 8.2--Posting of Project Lands as 43
to Recreation Use and Availability of
Information.................................
IV. Regulatory Requirements.......................... 48
A. Information Collection Statement.............. 48
B. Environmental Analysis........................ 63
C. Regulatory Flexibility Act.................... 64
D. Document Availability......................... 69
E. Effective Date and Congressional Notification. 72
------------------------------------------------------------------------
1. The Federal Energy Regulatory Commission (Commission) is
amending its regulations to remove Sec. 8.11, thereby eliminating the
requirement for licensees to file a Licensed Hydropower Development
Recreation Report, designated as FERC Form No. 80 (Form 80). Form 80
solicits information on the use and development of recreation
facilities at hydropower projects licensed by the Commission under the
Federal Power Act (FPA). In addition, the Final Rule revises Sec. Sec.
8.1 and 8.2 of the Commission's regulations to modernize licensee
public notice practices, clarify recreational signage requirements, and
provide flexibility to assist licensees' compliance with these
requirements.
I. Background
2. Section 10(a)(1) of the FPA requires the Commission to ensure
that any licensed project is best adapted to a comprehensive plan for
improving and developing a waterway for a variety of beneficial public
uses, including recreational use.\1\ Although section 10(a) of the
Federal Water Power Act of June 10, 1920 \2\ did not refer specifically
to recreation, in 1935 when the Federal Water Power Act was re-enacted
as Part I of the Federal Power Act,\3\ the words `including
recreational purposes' were added to section 10(a) to make clear that
recreation considerations were to be included in the comprehensive
development of the nation's water resources. Pursuant to this
obligation, the Commission required licensees to allow public access to
project lands and waters for recreational use and began to include
standard conditions in licenses for the provision of recreational
facilities.
---------------------------------------------------------------------------
\1\ See 16 U.S.C. 803(a)(1) (2012).
\2\ 41 Stat. 1063.
\3\ 49 Stat. 838, 16 U.S.C. 791a-825r.
---------------------------------------------------------------------------
3. In the 1960s, the Commission developed specific policies and
practices to ensure that licensees provided reasonable recreational
opportunities and notice of such opportunities to the public. In 1963,
the Commission began requiring recreation plans for the public
utilization of project water and land,\4\ and in 1965 amended its
regulations by adding part 8, entitled ``Recreation Opportunities and
Development at Licensed Projects,'' in order to require licensees to
widely publicize to the general public recreational opportunities at
individual projects.\5\ Order 313, issued on December 27, 1965, amended
the Commission's general policy regulations (18 CFR part 2) by adding
Sec. 2.7 to clarify that licensees whose projects include land and
water resources with outdoor recreational potential have a
responsibility to develop those resources in accordance with area
needs, to the extent that such development is not inconsistent with the
primary purpose of the project.\6\ In 1966, the Commission further
amended part 8 of its regulations to require licensees to file Form 80,
a report that provides an inventory of the use and development of
recreational facilities at each development contained within a licensed
project.\7\
---------------------------------------------------------------------------
\4\ Exhibit R, 18 CFR 4.41 (2018), License Applications--
Revision of Regulations, Order 260-A, 29 FPC 777 (1963).
\5\ Publicizing License Conditions Relating to Recreational
Opportunities at Hydroelectric Projects, Order No. 299, 33 FPC 1131
(1965) (Order 299). Section 1 of part 8 requires licensees to
publicize license conditions related to recreation; section 2
requires licensees to post, at points of public access, signs
providing recreation use information and requires licensees to make
such information available for inspection; and section 3 requires
licensees to permit use without discrimination. 18 CFR 8.1-8.3
(2018).
\6\ Recreational Development at Licensed Projects, Order No.
313, 34 FPC 1546, 1548 (1965) (Order 313).
\7\ Inventory of Recreation Facilities at Licensed Hydroelectric
Projects, Order No. 330, 36 FPC 1030 (1966) (Order 330). Section
8.11 requires the filing of information on the use and development
of public recreation opportunities. 18 CFR 8.11 (2018).
---------------------------------------------------------------------------
4. Over the years, the Commission has continued to revise its
regulations to reflect the Commission's current public recreation
policies and practices. And once again, the Commission has decided to
modify certain recreation-related regulations in order to eliminate
unnecessary reporting requirements, modernize licensee public notice
practices, clarify recreational signage requirements, and provide
flexibility to assist licensees' compliance with these requirements.
[[Page 67062]]
II. Notice of Proposed Rulemaking
5. On May 17, 2018, the Commission issued a Notice of Proposed
Rulemaking (NOPR) proposing to eliminate the Form 80, and further
revise its regulations governing recreational use and development at
licensed hydropower projects.\8\ In response to the NOPR, the
Commission received 14 comments from the following entities: eight
licensees, two federal land management agencies, two local governments,
and two trade associations.\9\ The proposal set forth in the NOPR, the
comments received, and the Commission's determinations are discussed
below.
---------------------------------------------------------------------------
\8\ Elimination of Form 80 and Revision of Regulations on
Recreational Opportunities and Development at Licensed Hydropower
Projects, FERC Stats. & Regs. ] 32,726 (2018) (NOPR).
\9\ The eight licensees include: Duke Energy; Public Utility
District No. 2 of Grant County, Washington; Idaho Power Company;
Pacific Gas and Electric Company; PacifiCorp; KEI (USA) Power
Management, Inc.; Public Utility District No. 1 of Chelan County,
Washington; and Alabama Power. Comments were also filed by the
National Park Service (Park Service); the U.S. Forest Service
(Forest Service); Roanoke County, Virginia; the Town of Vinton,
Virginia; Alaska Power Association; and the National Hydropower
Association (NHA).
---------------------------------------------------------------------------
III. Discussion
A. Removal of Sec. 8.11--Information Respecting Use and Development of
Public Recreational Opportunities
6. Section 8.11 requires licensees to file Form 80, which is a
report on the use and development of recreational facilities at each
development contained within a licensed hydropower project, on April 1
of every sixth year, documenting data compiled during the previous
calendar year.\10\ For each project development,\11\ the Form 80
requires licensees to report the number of visits (i.e., recreation
days),\12\ the use capacity of each type of public recreation facility,
and the licensee's annual costs and revenues associated with the public
recreation facilities within the project boundary. In order to complete
the Form 80, licensees must collect data on recreation use, facilities,
and capacity for a 12-month period. Licensees may request an exemption
from the Form 80 requirement if they demonstrate that a project
development has little or no existing use or recreation potential
(i.e., less than 100 recreation days per year).\13\
---------------------------------------------------------------------------
\10\ Modification of Hydropower Procedural Regulations,
Including the Deletion of Certain Outdated or Non-Essential
Regulations, Order No. 540, FERC Stats. & Regs. ] 30,944 (1992)
(cross-referenced at 59 FERC ] 61,124). Order 330 originally
required licensees to file a Form 80 every two years. Order 330, 36
FPC 1030, 1031. The Commission subsequently amended Sec. 8.11 to
revise the form and reduce the filing frequency. See Revision of
Licensed Hydropower Development Recreation Report: FERC Form No. 80,
Order No. 179, FERC Stats. & Regs. ] 30,295 (1981) (cross-referenced
at 16 FERC ] 61,248 (consolidating, simplifying, and reducing the
size of the Form 80 by approximately 60 percent); Deletion of a 1987
Filing Requirement for FERC Form No. 80, Order No. 419, FERC Stats.
& Regs. ] 30,640 (1985) (cross-referenced at 31 FERC ] 61,154)
(committing to re-evaluate the need for Form 80, and take further
action if Form 80 is found unnecessary or in need of modification).
\11\ Most licensed projects have only one project development.
However, licensees of projects with more than one development must
file a separate Form 80 report for each development.
\12\ The Form 80 defines a recreation day as each visit by a
person to a development for recreational purposes during any portion
of a 24-hour period.
\13\ 18 CFR 8.11(c) (2018).
---------------------------------------------------------------------------
7. In the NOPR, the Commission proposed to remove Sec. 8.11 from
its regulations, thereby eliminating the requirement for licensees to
file the Form 80. The Commission advanced several reasons for
eliminating Form 80.\14\ First, unlike in 1965 when Form 80 was
adopted, licensed projects with significant recreation opportunities
are often now required to comply with project-specific license
conditions that direct licensees to prepare and implement a recreation
plan, conduct recreation monitoring, and file periodic updates to an
approved recreation plan.\15\ Second, for licensed projects with
limited recreation opportunities--many of which are exempt from filing
Form 80--Commission staff relies on a variety of tools other than the
Form 80 to determine whether the projects are meeting public recreation
needs, including periodic inspections and investigation of non-
compliance allegations (e.g., any recreation-related inquiries or
complaints submitted by resource agencies, recreation users, or local
residents). Third, Commission staff reports limited use of Form 80 data
and cites concerns about the data's validity and lack of specificity.
Finally, advances in technology since the advent of the Form 80 (e.g.,
websites, publicly-available aerial photography, and the Commission's
eLibrary system) allow interested parties and the general public to
easily access information about a project's recreational opportunities
and any recreation-related license requirements.
---------------------------------------------------------------------------
\14\ NOPR, FERC Stats. & Regs. ] 32,726 at PP 5-8.
\15\ In addition, between fiscal years 2016 and 2030, over 500
projects will begin the relicensing process. During relicensing, the
Commission's Division of Hydropower Licensing will evaluate the need
for, and may require, project-specific recreation monitoring in new
licenses on a case-by-case basis.
---------------------------------------------------------------------------
8. All eight licensees that commented on the NOPR support the
Commission's proposal to eliminate the Form 80 reporting requirement.
Alaska Power Association and NHA also filed comments in support of the
NOPR's proposal to eliminate the Form 80. The Park Service
conditionally supports the Commission's proposal, provided that the
Commission strengthens its oversight of licensees' recreation-related
planning, monitoring, and information dissemination.
1. Licensees' General Recreation Obligations
NOPR Comments
9. In response to the NOPR's proposal to eliminate Form 80, the
Park Service commented that additional guidance, training, and
technical assistance is needed to ensure new and existing recreation
management plans satisfy the general obligations set forth in Sec. 2.7
of the Commission's regulations. The Park Service recommends that the
Commission: (i) Conduct a comprehensive evaluation of its recreation
planning and monitoring programs for licensing and post-licensing
compliance; (ii) develop guidance and offer training and technical
assistance for recreation management planning and monitori \16\ and
(iii) establish a public process for periodic review of recreation
facilities, conditions, needs, and recreation flows.
---------------------------------------------------------------------------
\16\ The Park Service recommends that the Commission consider
incorporating the basic planning and monitoring framework developed
by the Interagency Visitor Use Management Council--a collaboration
between six federal agencies (the Bureau of Land Management, Forest
Service, National Oceanic and Atmospheric Administration, the Park
Service, U.S. Army Corps of Engineers, and U.S. Fish and Wildlife
Service). The Interagency Council's Visitor Use Management Framework
describes a process for managing visitor use on federally-managed
lands and waters, and can be accessed at https://visitorusemanagement.nps.gov/VUM/Framework. The Commission is not a
federal land management agency. Staff evaluates and develops
recreation planning and monitoring requirements that respond to the
unique resource issues and site conditions at individual projects.
---------------------------------------------------------------------------
Commission Response
10. Pursuant to its obligations under the FPA and the Commission's
regulations, Commission staff evaluates the existing recreation
resources, facilities, and needs at each existing or proposed
hydropower project on a case-by-case basis during the licensing process
and, as appropriate, also during the amendment process. Similarly, as
appropriate, Commission staff continues to evaluate a project's
recreational resources, facilities, and needs over the term of a
license by considering license-required recreation plan updates and
monitoring reports, conducting periodic project inspections, and
addressing allegations of non-compliance.
11. Commission staff frequently provides guidance to licensees on a
[[Page 67063]]
range of recreation management planning and monitoring matters. Staff
regularly participates in recreation and land use management trainings,
workshops, and conferences. Staff also strives to provide timely and
constructive advice to licensees in response to project-specific
recreation inquiries. In addition, Commission staff is currently
developing a guidance document for licensees, which will provide
general guidance on how to prepare a recreation management plan in
consultation with stakeholders. This guidance document will describe
the components of an effective recreation management plan, such as
recreation use monitoring, periodic plan review and updates, and
circumstances warranting a plan amendment.
12. The Commission's hydropower licensing and compliance programs
already incorporate a robust public process that allows for periodic
review of recreation facilities, conditions, needs, and, where
appropriate, recreation flows. Most often, public engagement
opportunities arise during the pre-filing consultation process and the
Commission's public notice process for license applications and
recreation-related compliance proceedings (e.g., consideration of a
recreation management plan or amendment application). During the term
of a license, agencies, members of the public, and other stakeholders
have additional opportunities to review and provide input on any
license-required recreation plan updates, periodic recreation plan
assessments, or recreation-related monitoring results. Finally, members
of the public may, at any time during the license term, access and
review recreation-related documents on the Commission's website, seek
available project-specific recreation plans or other information from
individual licensees, or contact Commission staff regarding recreation
inquiries or complaints.
13. The foregoing demonstrates that there are sufficient safeguards
to ensure that our recreation requirements are understood and
implemented.
2. Recreational Use Monitoring
NOPR Comments
14. The Park Service expresses concern that the Commission would
not require projects with limited recreation opportunities to implement
any new or additional recreation monitoring efforts if it eliminates
the Form 80 reporting requirement. Rather, for all projects including
those with little or no recreation opportunities, the Park Service
recommends that the Commission: (i) Notice project inspections and
invite stakeholders and the public to participate; (ii) inspect
projects on a regular basis using staff with recreation expertise; and
(iii) improve or clarify the process for submitting recreation-related
complaints to the Commission.
15. If Form 80 is eliminated, Roanoke County and the Town of Vinton
urge the Commission to include language in every project license
requiring licensees to develop a recreation monitoring plan in
consultation with the appropriate federal agencies, state agencies,
local governments, and other stakeholders.\17\ Roanoke County and the
Town of Vinton also ask the Commission to reconsider the NOPR's
statement that licensed projects with little to no recreation,
including projects previously exempted from the Form 80 reporting
requirement pursuant to Sec. 8.11(c), would not be expected to
implement any new or additional recreation monitoring efforts, but
should continue to comply with any project-specific license conditions
related to public recreation.
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\17\ Roanoke County and the Town of Vinton acknowledge that
their comments on the NOPR are informed by their experience
consulting as stakeholders on two licensed projects--Smith Mountain
Project No. 2210 and Niagara Project No. 2466.
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16. PacifiCorp asks the Commission to clarify that projects that do
not have any license-required recreation use reporting other than Form
80 submittals will no longer have any routine recreation use reporting
obligations if the Form 80 is eliminated.
Commission Response
17. The Commission considers the need for recreation monitoring on
a project-specific basis, based on the conditions at that project at
the time of licensing and during post-licensing review, as appropriate.
Roughly half of all licensed projects will begin the relicensing
process within the next 12 years and during the relicensing proceeding
the Commission will conduct a comprehensive review of each project's
recreational resources and determine the appropriate level of
recreational use monitoring, if any, needed for each project.
18. In addition, Commission staff periodically conducts project
inspections that focus on an individual license's environmental and
recreation-related requirements. Generally, Commission staff also will
conduct an environmental inspection for projects with significant
environmental or public use license requirements--e.g., projects with
high recreational use, fish passage facilities, or wildlife mitigation
areas. These inspections allow Commission staff to inspect project
features, facilities, and areas to ensure that licensees are complying
with the requirements of their respective project licenses. Commission
staff also regularly conducts environmental inspections at projects
with on-going non-compliance or identified resource issues.
19. Finally, the most efficient way to bring a recreation-related
complaint or non-compliance allegation to the Commission's attention is
by directly contacting the Commission's Office of Energy Projects
through its enforcement hotline telephone number.\18\ Once a
recreation-related allegation of non-compliance is received by the
Commission, it is forwarded to staff within the Commission's Office of
Energy Projects' Division of Hydropower Administration and Compliance
for investigation and any necessary follow-up action.
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\18\ For potential violations and wrongdoing involving
Commission hydropower projects, individuals or stakeholders are
encouraged to contact the Commission's Office of Energy Projects
directly at 844-434-0053.
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20. In response to PacifiCorp's clarification request, unless
recreation use reporting is required by a license condition--including
any approved recreation plan or report or mandatory agency condition--
licensees will no longer have any specific recreation use reporting
obligation once the Form 80 is eliminated.
21. For the reasons discussed above, we will not establish a
standard requirement for recreational use monitoring at every licensed
project.\19\ Considering recreation planning and monitoring needs on a
project-by-project basis is the most appropriate method for Commission
staff to ensure that each licensed project protects its recreational
opportunities and is best adapted to the comprehensive development of
the waterway.
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\19\ Doing otherwise would merely be retaining the Form 80's
standardized monitoring approach under the guise of a different name
(i.e., a standard license condition), defeating the purpose of this
Final Rule.
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3. Mandatory Conditioning Authority
NOPR Comments
22. The Forest Service comments that it values the type of
information reported by licensees in Form 80 submittals.
23. The Forest Service expresses concern that if the Form 80
reporting requirement is eliminated, there will be no long-term
baseline information on recreational usage to inform the development of
operational plans or license conditions, and suggests that in
[[Page 67064]]
future relicensing proceedings it will rely increasingly on its
mandatory conditioning authority under section 4(e) of the FPA to
ensure that licensees monitor recreation usage, and facility features
and operations meet public recreational needs on Forest Service lands.
24. The Forest Service also asks the Commission to clarify how
eliminating Form 80 will affect projects that are currently awaiting
final license orders, including projects with 4(e) license conditions
that may rely on Form 80 information. Under such circumstances, the
Forest Service cautions that it may need to revise previously-submitted
4(e) license conditions.
Commission Response
25. As previously explained in the NOPR, most projects with
significant recreation resources have a recreation management plan or
recreation monitoring report requirements and thus are already
responsible for recreational monitoring or oversight above and beyond
that required by the Form 80 filing requirement.\20\ In the absence of
the Form 80 reporting requirement, licensees will remain subject to any
other recreation monitoring requirements contained within a license
condition or approved recreation plan.
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\20\ Commission staff estimates that between January 2015 and
the end of September 2018, the Commission issued a total of 73
licenses for original or relicensed hydropower projects. Of these
licenses, the Commission specifically included conditions requiring
the development and implementation of recreation management plans
for 54 of these projects and also specifically exempted another nine
of these projects from the current Form 80 filing requirement, due
to little or no project-specific recreation resources or
opportunities. In other words, of the licenses issued between
January 2015 and the end of September 2018, licensees for 63
licenses (i.e., 86 percent) were required to develop a project-
specific recreation management plan or were exempt from the Form 80
filing requirement.
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26. Going forward, Commission staff evaluating future license and
amendment applications will continue to make case-by-case
determinations on whether recreation monitoring is warranted for a
particular project and, if so, the type and degree of monitoring
needed. We anticipate that Federal land management agencies will
likewise continue to provide input on the appropriateness of recreation
monitoring during individual licensing proceedings. In any event,
Federal land management agencies, such as Forest Service, are not
precluded by this Final Rule from continuing to use their mandatory
4(e) conditioning authority to require recreational monitoring for
individual projects during licensing proceedings, as they deem
appropriate.
27. As to Forest Service's concern regarding current pending
license applications, while we have explained that we believe
sufficient information regarding recreation usage and needs will
continue to be available after Form 80 is eliminated, the Forest
Service may, if it deems it necessary, timely amend its 4(e) license
conditions.
4. Recreation Costs, Revenues, and User Fees
28. The Park Service states that, following the elimination of Form
80, the Commission should require all licensees to report annual
recreation costs and revenues, as well as user fees for specific
facilities, on a regular basis.
29. The Commission's regulations allow a licensee to charge
reasonable fees to help defray the cost of constructing, operating, and
maintaining recreation facilities.\21\ Form 80 required licensees to
include data on its annual recreation costs and revenues, but it did
not require licensees to identify specific user fees for individual
facilities. Typically, the Commission does not review or approve the
reasonableness of such fees.\22\ However, if the Commission receives an
inquiry or complaint regarding recreation costs, revenues, or user fees
at a particular project, staff may request that the licensee provide
such information to assist in its investigation of a non-compliance
allegation. Therefore, the Commission does not believe that
establishing a standard requirement for every licensee to report to the
Commission recreation costs, revenues, and user fees on an annual basis
is necessary, nor does the Park Service elaborate on the utility of
such a standard reporting requirement.
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\21\ 18 CFR 2.7 (2018).
\22\ See, e.g., Public Utility District No. 2 of Grant County,
Washington, 160 FERC ] 61,099, at P 23 (2017).
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5. Commission Determination
30. For the reasons discussed above, the Commission concludes that
the benefits and the reduced burden for licensees and staff that result
from eliminating the Form 80 outweigh the potential minor obstacles
that may arise during the transition from the Form 80 data to specific
recreation data gained through licensee compliance with project-
specific license conditions. By this Final Rule, we adopt the NOPR's
proposal to delete Sec. 8.11 of our regulations, thereby eliminating
the Form 80 filing requirement.
B. Removal of Sec. 141.14--Form No. 80, Licensed Hydropower
Development Recreation Report
31. Added to the Commission's regulations alongside the Form 80
requirement in 1966,\23\ Sec. 141.14 approved licensee use of Form 80
in the manner prescribed in Sec. 8.11 of our regulations.\24\ To
parallel the proposed removal of Sec. 8.11, the NOPR also proposed to
remove Sec. 141.14 of its regulations.
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\23\ Order 330, 36 FPC 1030.
\24\ 18 CFR 141.14 (2018).
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32. The Commission did not receive any comments addressing the
NOPR's proposed removal of Sec. 141.14 of the Commission's
regulations. Therefore, we retain the NOPR's proposal to delete Sec.
141.14.
C. Amendments of 18 CFR 8.1 and 8.2
33. The Commission amends Sec. Sec. 8.1 and 8.2 of its regulations
to modernize licensee public notice practices, clarify recreational
signage requirements, and provide flexibility to assist licensees'
compliance with these requirements. All licensees that filed comments
in response to the NOPR generally support the Commission's proposal to
revise Sec. Sec. 8.1 and 8.2 of the Commission's regulations to update
licensee public notice practices. Forest Service also expressed support
for the Commission's efforts to modernize and diversify licensee
options for keeping the public informed of recreation opportunities at
licensed projects.
1. Section 8.1--Publication of License Conditions Relating to
Recreation
34. Section 8.1 directs licensees to publicize information about
the availability of projects lands and waters for recreational
purposes, and any recreation-related license conditions.\25\ Section
8.1 requires licensees, at a minimum, to publish notice in a local
newspaper once each week for four weeks of any recreation-related
license conditions that the Commission may designate in an order
issuing or amending a license.\26\
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\25\ 18 CFR 8.1 (2018).
\26\ See id.
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35. In addition to publishing notice in the local newspaper, the
NOPR proposed to require licensees with project websites to also post
notice of recreation-related license conditions on its website. This
requirement would only apply to a licensee that already has an existing
project website, or decides to develop a project website in the future.
As explained in the NOPR, this additional publication method will
ensure that the public is informed of
[[Page 67065]]
recreational opportunities and recreation-related license conditions
regardless of whether members of the public rely on a newspaper or the
internet as their main information source.
a. Availability of Information
36. The Park Service recommends that the Commission ensure that the
information it receives from licensees is available to the public, and
develop standardized information about recreation facilities and flows
at licensed projects.\27\ In addition, the Park Service recommends that
the Commission require every licensee to create and maintain a project
website that publicizes information about available public recreation
opportunities. To this end, the Park Service recommends that all
licensees be required to maintain a project website that, at minimum,
provides: (i) Operating status of recreation facilities; (ii) notice of
future recreation reviews and inspections, and the outcome of any such
evaluations; (iii) recreation management plans, recreation-related
reports, and the entire license instrument; and (iv) a map that
provides standard Geographic Information System (GIS) layers
identifying recreation facilities, public access, and the project
boundary.
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\27\ Specifically, the Park Service suggests that the Commission
consider partnering with the Department of Energy's National
Laboratories to develop standardized reporting of flow data,
including scheduled recreational flow releases. The Park Service
also encourages the Commission to consider a partnership with the
Park Service to publicize information about public recreation
opportunities at licensed hydropower projects on the National Rivers
Project website. As discussed further below, we are satisfied that
our existing publication requirements keep the public informed of
recreation opportunities at licensed projects. Commission staff will
continue to evaluate and include, where appropriate, license
conditions that require licensees to notify the public of scheduled
recreation flows on a case-by-case basis.
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37. As revised by this Final Rule, Sec. Sec. 8.1 and 8.2 of the
Commission's regulations require licensees to publicize specific
recreation use and availability information to the public for its
licensed project through newspaper notices, project signage, its local
office, and any existing licensee website. We are satisfied that the
existing publication requirements provide a variety of ways to
sufficiently inform the public of recreation and public access
information. Therefore, we decline to adopt the Park Service's
recommendation that all licensees be required to create and maintain a
project website.
38. On occasion, the Commission has required a licensee to provide
recreation information to the public on a recurring basis through
telephone recordings or website updates (e.g., periodic notifications
communicating recreational streamflow data, whitewater boating
opportunities, or recreation site accessibility). However, we do not
believe that a blanket requirement directing licensees to regularly
notify the public of recreation flows or recreation site accessibility
is appropriate for all licensed projects. In addition, members of the
public may obtain information about a project's recreational
opportunities--including detailed information about recreation facility
availability and use, project boundary maps, and inspection reports--by
searching the project docket on the Commission's eLibrary website,
registering for the Commission's e-Subscription service, and
participating in publicly-noticed licensing and post-licensing
proceedings, such as the consideration of a recreation plan or
significant recreation-related license amendment.
b. Newspaper Publication
39. NHA supports the proposed changes to Sec. 8.1, but asks the
Commission to eliminate the newspaper publication requirement for
licensees that publicly notice recreation-related license conditions by
publication on a project website. In addition, where a licensee does
not maintain a project website and there is no local newspaper, NHA
posits that licensees should be allowed to post notice on municipal or
county websites.
40. We decline to eliminate the requirement that licensees publish
notice of recreation-related license conditions in a local newspaper.
As we noted in the NOPR, requiring licensees to publish notice in a
local newspaper and, if applicable, on a project website ensures that
the public is on notice of recreational opportunities and recreation-
related license conditions or amendments regardless of whether a
particular member of the public relies on a newspaper or the internet
as their primary news source. Further, the possibility that newspaper
publication will reach local community members that may not have
reliable internet access outweighs the negligible time and expense
necessary to publish a notice in a local newspaper. Licensees are not
precluded from supplementing the required methods of public notice by
also posting notice on municipal or country websites or at local
government offices.
c. Project Website Definition
41. Pacific Gas and Electric Company (PG&E) asks the Commission to
clarify which types of websites will be considered ``project
websites.'' PG&E recommends that the Commission exclude from its
definition ``relicensing websites,'' which it describes as websites
maintained during the relicensing process for stakeholders to access
documents associated with the pre-filing process and the relicensing
application process. PG&E further explains that relicensing websites
are generally targeted to the stakeholders participating in the
relicensing process, and do not provide specific information about the
recreation opportunities provided near or on project reservoirs.
42. We agree that temporary websites developed specifically for a
relicensing proceeding do not constitute the type of project website
the Commission expects to be used for the purposes of Sec. 8.1
publication. To clarify, by using the term ``project website,'' the
Commission intended to capture any existing website, or webpage, used
by a licensee to communicate information to the public about recreation
opportunities provided by a particular project over the duration of the
project's license. We anticipate that the information required by Sec.
8.1 is the type of information that is already offered by many website-
ready licensees in an electronic format or can be easily uploaded to an
existing project webpage.
2. Section 8.2--Posting of Project Lands as to Recreation Use and
Availability of Information
43. Section 8.2(a) requires the licensee to post at each public
access point a visible sign that identifies: The project name, project
owner, project number, directions to project areas available for public
recreation, permissible times and activities, and other regulations
regarding recreation use. Section 8.2(a) also requires licensees to
post visible notice that project recreation facilities are open to all
members of the public without discrimination. Section 8.2(b) directs
the licensee to make available for inspection at its local offices the
Commission-approved recreation plan and the entire license order
indexed for easy reference to the recreation-related license conditions
designated for publication in accordance with Sec. 8.1 of the
Commission's regulations. As the Commission explained in Order 299, the
rationale behind the types of public notice required by Sec. Sec. 8.1
and 8.2 is two-fold: (i) It puts prospective purchasers of land in the
project vicinity on notice of the project's public access and
[[Page 67066]]
recreation purposes; and (ii) it informs the general public of the
location and terms of use of the project's recreation facilities.\28\
---------------------------------------------------------------------------
\28\ Order 299, 33 F.P.C. 1131.
---------------------------------------------------------------------------
a. Recreation Signage
44. To streamline the amount of information that must appear on
recreation signage, the NOPR proposed revisions to Sec. 8.2(a) that
would require signs to, at a minimum, identify: The project name and
number, and a statement that the project is licensed by the Commission;
the licensee name and contact information for obtaining additional
project recreation information; and permissible times and activities.
As explained in the NOPR, the revisions reduce the information
licensees must include on recreation signage at each public access
point and afford licensees greater flexibility to design signs that
effectively communicate recreation information to the public.
45. A number of commenters filed comments in support of this aspect
of the Commission's proposal.\29\ No negative comments were filed. The
Final Rule retains the NOPR's revisions to Sec. 8.2(a).
---------------------------------------------------------------------------
\29\ The Park Service asks the Commission to supplement
recreation signage by encouraging licensees to provide on-site
interpretive kiosks that explain the history of the project. As a
general matter, we agree with the Park Service and encourage the use
of interpretive kiosks or signage to educate visitors about a unique
or important aspect of the project area (e.g., cultural resources,
special-status species, etc.). However, installation of interpretive
kiosks in addition to recreation-related signage is not appropriate
or necessary for every licensed project. Commission staff will
continue to consider the appropriateness of on-site interpretive
kiosks on a project-by-project basis as part of any relevant
licensing or amendment proceeding before the Commission.
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b. Recreation Document Availability
46. The NOPR also proposed to revise Sec. 8.2(b) to require
licensees with project websites to include on their websites copies of
any approved recreation plan, recreation-related reports approved by
the Commission, and the entire license instrument. This requirement
would only apply to a licensee that already has an existing project
website, or establishes a project website in the future.
47. No negative comments were filed on this aspect of the
Commission's proposal. The Final Rule retains the NOPR's revisions to
Sec. 8.2(b).
IV. Regulatory Requirements
A. Information Collection Statement
48. The Paperwork Reduction Act \30\ requires each federal agency
to seek and obtain the Office of Management and Budget's (OMB) approval
before undertaking a collection of information (including reporting,
record keeping, and public disclosure requirements) directed to ten or
more persons or contained in a rule of general applicability. OMB
regulations require approval of certain information collection
requirements contained in final rules published in the Federal
Register.\31\ Upon approval of a collection of information, OMB will
assign an OMB control number and an expiration date. Respondents
subject to the filing requirements of a rule will not be penalized for
failing to respond to the collection of information unless the
collection of information displays a valid OMB control number.
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\30\ 44 U.S.C. 3501-3521 (2012).
\31\ See 5 CFR 1320.12 (2018).
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49. Public Reporting Burden: By eliminating the Form 80 filing
requirement, this Final Rule eliminates an existing data collection,
FERC-80 (OMB Control No. 1902-0106). In addition, the Final Rule
modifies certain reporting and recordkeeping requirements included in
FERC-500 (OMB Control No. 1902-0058) \32\ and FERC-505 (OMB Control No.
1902-0115).\33\
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\32\ FERC-500 includes the reporting and recordkeeping
requirements for ``Application for License/Relicense for Projects
with Capacity Greater Than 5MW.''
\33\ FERC-505 includes the reporting and recordkeeping
requirements for ``Small Hydropower Projects and Conduit Facilities
including License/Relicense, Exemption, and Qualifying Conduit
Facility Determination.''
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50. Under the most recent Form 80 reporting cycle,\34\ 346
licensees prepared and filed 843 Form 80 reports.\35\ Every three
years, the Commission is required to request from OMB an extension of
any currently approved information collection. Since the Form 80 is
only filed every six years, the most recent annual burden and cost
figures provided to OMB were based on an estimate of 400 respondents.
To determine the total number of responses per year for OMB submittal
purposes, we multiplied the number of respondents (400) by the annual
number of responses per respondent (0.167) to arrive at 67 responses
per year. The Commission estimated the current public reporting burden
to be an average of three hours per form, with an associated cost of
approximately $224 per form. Because the Form 80 is filed every six
years, the estimated annualized cost to complete each form is $37.44,
with a total annual cost for all licenses of approximately
$14,974.50.\36\ This estimate includes the time required to review
instructions, research existing data sources, and complete and review
the collection of information.
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\34\ Licensees were required to file Form 80 reports by April 1,
2015, containing recreational use and development data compiled
during the 2014 calendar year.
\35\ For projects with more than one development, the licensee
is required to submit a Form 80 report for each development.
\36\ These estimates, from the current OMB-approved inventory
figures for Form 80, used $74.50 per hour for wages and benefits.
The most recent OMB approval of the Form 80 was issued December 8,
2016.
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51. This Final Rule eliminates certain information collection and
recordkeeping requirements. The removal of the Form 80 report
eliminates the estimated annual information collection burden (201
hours) and cost ($14,974.50) associated with FERC-80 (OMB Control No.
1902-0106).\37\
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\37\ These figures are annual averages (for Paperwork Reduction
Act purposes) of the burden and cost for the six-year cycle for the
Form 80. The most recent OMB approval of the Form 80 was issued
December 8, 2016.
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52. In addition, the revisions to Sec. Sec. 8.1 and 8.2,
associated with the FERC-500 and FERC-505 information collections,\38\
are intended to modernize licensee public notice practices, clarify
recreational signage requirements, and provide flexibility to assist
licensees' compliance with these requirements. With regard to
modernized public notice practices, the revisions require licensees
that have a project website to (1) publish notice on its website of
license conditions related to recreation; and (2) maintain on its
website copies of any approved recreation plan, recreation-related
reports, and the license instrument. If a licensee does not have a
project website, the website publication requirements would not apply.
Accordingly, there is a slight increase in the reporting requirements
and burden for FERC-500 and FERC-505.
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\38\ As of September 30, 2018, the Commission currently has 480
licenses for projects with an installed capacity more than 5 MW
(reporting requirements covered by FERC-500) and 573 licenses for
projects 5 MW or less (reporting requirements covered by FERC-505).
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53. The estimated changes to the burden and cost of the information
collections affected by this Final Rule follow.
[[Page 67067]]
Annual Changes Implemented by the Final Rule in RM18-14-000 \39\
--------------------------------------------------------------------------------------------------------------------------------------------------------
Number of
Number of responses Total number of Average burden Total annual burden
respondents per responses hours & cost per hours & total Cost per respondent ($)
respondent response annual cost
(1) (2) (1) x (2) = (3)....... (4)................ (3) x (4) = 5...... (5) / (1)
--------------------------------------------------------------------------------------------------------------------------------------------------------
FERC-80 (reduction) \40\.......... 400 \41\ 0.167 67 (rounded).......... 3 hrs.; $224 201 hrs.; $224 (reduction).
(rounded); $14,974.50
(reduction). (rounded);
(reduction).
FERC-500.......................... \42\ 432 1 432................... 0.5 hr.; $26.77 216 hrs.; $11,565 $26.77 (rounded).
(rounded). (rounded).
FERC-505.......................... \43\ 287 1 287................... 0.5 hr.; $26.77 144 hrs.; $7,683 $26.77 (rounded).
(rounded). (rounded).
--------------------------------------------------------------------------------------------------------------------------------------------------------
54. Titles: FERC-80 (Licensed Hydropower Development Recreation
Report), FERC-500 (Application for License/Relicense for Water Projects
with More than 5 Megawatt (MW) Capacity), and FERC-505 (Small
Hydropower Projects and Conduit Facilities including License/Relicense,
Exemption, and Qualifying Conduit Facility Determination).
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\39\ Hourly costs are based on Bureau of Labor Statistics
figures for May 2017 wages in Sector 22--Utilities (https://www.bls.gov/oes/current/naics2_22.htm) and December 2017 benefits
(https://www.bls.gov/news.release/pdf/ecec.pdf). For web developers
(code 15-1134), the estimated average hourly cost (salary plus
benefits) is $53.53.
\40\ The figures are annualized figures contained in the current
OMB inventory for FERC-80. While OMB requires existing information
collections to be submitted for approval every three years, the
Commission's hydropower licenses are only required to submit the
Form 80 every six years. Therefore, the estimated figures for the
entire six-year Form 80 cycle would be a total of 400 respondents,
spending an estimated three hours per report, for a total of 1,200
hours. Form 80 will be discontinued.
\41\ This figure indicates that a respondent files a Form 80
once every six years.
\42\ We assume approximately 90 percent of the 480 licenses for
projects with an installed capacity of more than 5 MW (i.e., an
estimated 432 licenses) have project websites.
\43\ We assume approximately 50 percent of the 573 licenses for
projects 5 MW or less (i.e., an estimated 287 licenses) have project
websites.
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55. Action: Deletion of information collection (FERC-80), and
revisions to existing collections FERC-500 and FERC-505.
56. OMB Control Nos.: 1902-0106 (FERC-80), 1902-0058 (FERC-500),
and 1902-0115 (FERC-505).
57. Respondents: Hydropower licensees, including municipalities,
businesses, private citizens, and for-profit and not-for-profit
institutions.
58. Frequency of Information: Ongoing (FERC-500 and FERC-505).
59. Necessity of Information: The revised regulations eliminate
unnecessary reporting requirements, modernize licensee public notice
practices, and clarify recreational signage requirements.
60. Internal Review: The Commission has reviewed the revisions and
has determined they are necessary. These requirements conform to the
Commission's need for efficient information collection, communication,
and management within the energy industry. The Commission has specific,
objective support for the burden estimates associated with the
information collection requirements.
61. Interested persons may obtain information on the reporting
requirements by contacting the Federal Energy Regulatory Commission,
888 First Street NE, Washington, DC 20426 [Attention: Ellen Brown,
Office of the Executive Director], by email to DataClearance@ferc.gov,
by phone (202) 502-8663, or by fax (202) 273-0873.
62. Comments concerning the collections of information and the
associated burden estimates may also be sent to: Office of Information
and Regulatory Affairs, Office of Management and Budget, 725 17th
Street NW, Washington, DC 20503 [Attention: Desk Officer for the
Federal Energy Regulatory Commission]. Due to security concerns,
comments should be sent electronically to the following e-mail address:
oira_submission@omb.eop.gov. Comments submitted to OMB should refer to
FERC-80, FERC-500, and FERC-505 and OMB Control Nos. 1902-0106 (FERC-
80), 1902-0058 (FERC-500), and 1902-0115 (FERC-505).
B. Environmental Analysis
63. The Commission is required to prepare an Environmental
Assessment or an Environmental Impact Statement for any action that may
have a significant effect on the human environment.\44\ Excluded from
this requirement are rules that are clarifying, corrective, or
procedural, or that do not substantially change the effect of
legislation or the regulations being amended.\45\ This Final Rule
updates the Commission's recreation-related regulations by clarifying
public notice and signage requirements, and eliminating unnecessary
reporting requirements. Because this rule is clarifying and procedural
in nature, preparation of an Environmental Assessment or Environmental
Impact Statement is not required.
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\44\ Regulations Implementing the National Environmental Policy
Act of 1969, Order No. 486, FERC Stats. & Regs. ] 30,783 (1987)
(cross-referenced at 41 FERC ] 61,284).
\45\ 18 CFR 380.4(a)(2)(ii) (2018).
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C. Regulatory Flexibility Act
64. The Regulatory Flexibility Act of 1980 (RFA) \46\ generally
requires a description and analysis of final rules that will have
significant economic impact on a substantial number of small entities.
The RFA mandates consideration of regulatory alternatives that
accomplish the stated objectives of a rulemaking while minimizing any
significant economic impact on a substantial number of small
entities.\47\ In lieu of preparing a regulatory flexibility analysis,
an agency may certify that a final rule will not have a significant
economic impact on a substantial number of small entities.\48\
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\46\ 5 U.S.C. 601-612 (2012).
\47\ 5 U.S.C. 603(c) (2012).
\48\ 5 U.S.C. 605(b) (2012).
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65. The Small Business Administration's (SBA) Office of Size
Standards develops the numerical definition of a small business.\49\
The SBA size standard for electric utilities (effective January 22,
2014) is based on the number of employees, including affiliates.\50\
Under SBA's current size standards, a hydroelectric power generator
(NAICS code 221111) \51\ is small if, including its affiliates, it
employs 500 or fewer people.\52\
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\49\ 13 CFR 121.101 (2018).
\50\ SBA Final Rule on ``Small Business Size Standards:
Utilities,'' 78 FR 77343 (Dec. 23, 2013).
\51\ The North American Industry Classification System (NAICS)
is an industry classification system that Federal statistical
agencies use to categorize businesses for the purpose of collecting,
analyzing, and publishing statistical data related to the U.S.
economy. United States Census Bureau, North American Industry
Classification System, https://www.census.gov/eos/www/naics/
(accessed April 11, 2018).
\52\ 13 CFR 121.201, Sector 22, Utilities (2018).
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66. This Final Rule directly affects all hydropower licensees that
are currently required to file the Form 80. The Final Rule removes the
Form 80 filing requirement, eliminating (for small and large entities)
the cost of $224
[[Page 67068]]
associated with filing the Form 80 every six years.
67. In addition, the revisions to Sec. Sec. 8.1 and 8.2 of the
Commission's regulations would directly affect all hydropower licensees
of projects that offer existing or potential recreational use
opportunities. These revisions are intended to modernize licensee
public notice practices, clarify recreational signage requirements, and
provide flexibility to assist licensees' compliance with these
requirements. We expect the clarified signage requirements to benefit
licensees by providing them more flexibility to design recreation-
related signage strategies that best fit the needs of their individual
projects. To modernize public notice practices, the revisions will
require licensees that have a project website, or develop one in the
future, to publish and maintain certain recreation-related information
on its website. If a licensee does not have a project website, the
website publication requirements would not apply. Therefore, there is a
slight increase in the information collection reporting requirements
and burden for FERC-500 and FERC-505.\53\ However, we do not anticipate
the impact on affected entities, regardless of their status as a small
or large entity, to be significant.
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\53\ In the Information Collection section, we estimated the
average burden and cost per respondent to be approximately 30
minutes and $26.77 per year.
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68. Based on this understanding, pursuant to section 605(b) of the
RFA, the Commission certifies that this Final Rule will not have a
significant economic impact on a substantial number of small entities.
Accordingly, no regulatory flexibility analysis is required.
D. Document Availability
69. In addition to publishing the full text of this document in the
Federal Register, the Commission provides all interested persons an
opportunity to view and print the contents of this document via the
Internet through the Commission's Home Page (https://www.ferc.gov) and
in the Commission's Public Reference Room during normal business hours
(8:30 a.m. to 5:00 p.m. Eastern time) at 888 First Street NE, Room 2A,
Washington, DC 20426.
70. From the Commission's Home Page on the Internet, this
information is available on eLibrary. The full text of this document is
available on eLibrary in PDF and Microsoft Word format for viewing,
printing, and/or downloading. To access this document in eLibrary, type
the docket number excluding the last three digits of this document in
the docket number field.
71. User assistance is available for eLibrary and the Commission's
website during normal business hours from the Commission's Online
Support at (202) 502-6652 (toll free at 1-866-208-3676) or email at
ferconlinesupport@ferc.gov, or the Public Reference Room at (202) 502-
8371, TTY (202) 502-8659. E-mail the Public Reference Room at
public.referenceroom@ferc.gov.
E. Effective Date and Congressional Notification
72. This regulation is effective March 28, 2019. The Commission has
determined, with the concurrence of the Administrator of the Office of
Information and Regulatory Affairs of OMB, that this rule is not a
``major rule'' as defined in section 251 of the Small Business
Regulatory Enforcement Fairness Act of 1996.\54\ This rule is being
submitted to the Senate, House, Government Accountability Office, and
Small Business Administration.
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\54\ 5 U.S.C. 804(2) (2012).
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List of Subjects
18 CFR Part 8
Electric power, Recreation and recreation areas, Reporting and
recordkeeping requirements.
18 CFR Part 141
Electric power, Reporting and recordkeeping requirements.
By direction of the Commission. Commissioner McIntyre is not
voting on this order.
Commissioner McNamee is voting present.
Issued: December 20, 2018.
Nathaniel J. Davis, Sr.,
Deputy Secretary.
In consideration of the foregoing, the Federal Energy Regulatory
Commission amends parts 8 and 141, chapter I, title 18, Code of Federal
Regulations, as follows:
PART 8--RECREATIONAL OPPORTUNITIES AND DEVELOPMENT AT LICENSED
PROJECTS
0
1. The authority citation for part 8 continues to read as follows:
Authority: 5 U.S.C. 551-557; 16 U.S.C. 791a-825r; 42 U.S.C.
7101-7352.
0
2. Revise Sec. 8.1 to read as follows:
Sec. 8.1 Publication of license conditions relating to recreation.
Following the issuance or amendment of a license, the licensee
shall make reasonable efforts to keep the public informed of the
availability of project lands and waters for recreational purposes, and
of the license conditions of interest to persons who may be interested
in the recreational aspects of the project or who may wish to acquire
lands in its vicinity. Such efforts shall include, but are not limited
to: the publication of notice in a local newspaper once each week for 4
weeks, and publication on any project website, of the project's license
conditions which relate to public access to and the use of the project
waters and lands for recreational purposes, recreational plans,
installation of recreation and fish and wildlife facilities, reservoir
water surface elevations, minimum water releases or rates of change of
water releases, and such other conditions of general public interest as
the Commission may designate in the order issuing or amending the
license.
0
3. Revise Sec. 8.2 to read as follows:
Sec. 8.2 Posting of project lands as to recreational use and
availability of information.
(a) Following the issuance or amendment of a license, the licensee
shall post and maintain at all points of public access required by the
license (or at such access points as are specifically designated for
this purpose by the licensee) and at such other points as are
subsequently prescribed by the Commission on its own motion or upon the
recommendation of a public recreation agency operating in the project
vicinity, a conspicuous sign that, at a minimum, identifies: the FERC
project name and number, and a statement that the project is licensed
by the Commission; the licensee name and contact information for
obtaining additional project recreation information; and permissible
times and activities. In addition, the licensee shall post at such
locations conspicuous notice that the recreation facilities are open to
all members of the public without discrimination.
(b) The licensee shall make available for inspection at its local
offices in the project vicinity, and on any project website, the
approved recreation plan, any recreation-related reports approved by
the Commission, and the entire license instrument, properly indexed for
easy reference to the license conditions designated for publications in
Sec. 8.1.
Sec. 8.11 [Removed]
0
4. Remove Sec. 8.11.
PART 141--STATEMENTS AND REPORTS (SCHEDULES)
0
5. The authority citation for part 141 continues to read as follows:
[[Page 67069]]
Authority: 15 U.S.C. 79; 15 U.S.C. 717-717z; 16 U.S.C. 791a-
828c, 2601-2645; 31 U.S.C. 9701; 42 U.S.C. 7101-7352.
Sec. 141.14 [Removed]
0
6. Remove Sec. 141.14.
[FR Doc. 2018-28250 Filed 12-27-18; 8:45 am]
BILLING CODE 6717-01-P