Unlicensed Use of the 6 GHz Band, 64506-64515 [2018-26013]
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Federal Register / Vol. 83, No. 241 / Monday, December 17, 2018 / Proposed Rules
the application, such denial is final and
not subject to the hearing procedures
described in §§ 515.15 and 515.17.
■ 10. Amend § 515.19 by revising
paragraphs (c), (e), and (g)(1)(viii) to
read as follows:
§ 515.19 Registration of foreign-based
unlicensed NVOCC.
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(c) Registrations are complete upon
receipt of a registration form which
meets the requirements of this section,
evidence of financial responsibility
pursuant to § 515.21, and Form FMC–1
pursuant to § 520.3.
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(e) A tariff shall not be published and
NVOCC service shall not commence
until the Commission receives valid
proof of financial responsibility from
the registrant and a Form FMC–1 has
been submitted.
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(g) * * *
(1) * * *
(viii) Failure to designate and
maintain a person in the United States
as legal agent for the receipt of judicial
and administrative process, including
subpoenas, as required by § 515.24.
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■ 11. Amend § 515.20 by revising
paragraph (a)(4) to read as follows:
§ 515.20
Changes in organization.
(a) * * *
(4) Any change in a licensee’s name,
including adding or deleting a trade
name relating to its OTI services; or
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■ 12. Amend § 515.22 by revising
paragraph (e) to read as follows:
§ 515.22
Proof of financial responsibility.
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(e) All forms and documents for
establishing financial responsibility of
ocean transportation intermediaries
prescribed in this section shall be
submitted to the Director, Bureau of
Certification and Licensing, via email to
bcl@fmc.gov. Such forms and
documents must clearly identify the
principal’s name; trade name, if any;
address; the state of incorporation/
formation; and the printed name and
title of the signatory.
■ 13. Amend § 515.23 by revising
paragraph (c)(3) to read as follows:
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organization number of the OTI
involved. Such notices may include or
attach other information relevant to the
claim.
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■ 14. Amend § 515.25 by revising
paragraph (a)(1) to read as follows:
FEDERAL COMMUNICATIONS
COMMISSION
§ 515.25 Filing of proof of financial
responsibility.
AGENCY:
(a) * * * (1) Licenses. Upon
notification by the Commission that an
applicant has been conditionally
approved for licensing, the applicant
shall file with the Director of the
Commission’s Bureau of Certification
and Licensing, proof of financial
responsibility in the form and amount
prescribed in § 515.21. No license will
be issued until the Commission is in
receipt of valid proof of financial
responsibility.
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■ 15. Revise § 515.26 to read as follows:
§ 515.26 Termination of financial
responsibility.
No license or registration shall remain
in effect unless valid proof of a financial
responsibility instrument is maintained
on file with the Commission. Upon
receipt of notice of termination of such
financial responsibility, the Commission
shall notify the concerned licensee,
registrant, or registrant’s legal agent in
the United States, by email, mail,
courier, or other method reasonably
calculated to provide actual notice, at its
last known email address or address,
that the Commission shall, without
hearing or other proceeding, revoke the
license or terminate the registration as
of the termination date of the financial
responsibility instrument, unless the
licensee or registrant shall have
submitted valid replacement proof of
financial responsibility before such
termination date. Replacement financial
responsibility must bear an effective
date no later than the termination date
of the expiring financial responsibility
instrument.
§ 515.34
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[REMOVED]
16. Remove § 515.34.
§ 515.23 Claims against an ocean
transportation intermediary.
By the Commission.
Rachel E. Dickon,
Secretary.
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[FR Doc. 2018–27062 Filed 12–14–18; 8:45 am]
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(c) * * *
(3) Notices required by this section
shall include the name of the claimant,
name of the court and case number
assigned, and the name and license or
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47 CFR Part 15
[ET Docket No. 18–295, GN Docket No. 17–
183; FCC 18–147]
Unlicensed Use of the 6 GHz Band
Federal Communications
Commission.
ACTION: Proposed rule.
In this document, the
Commission proposes to expand
unlicensed use of the 5.925–7.125 GHz
band (6 GHz band) while protecting the
incumbent licensed services that
operate in this spectrum. In the 5.925–
6.425 GHz and 6.525–6.875 GHz subbands the proposed rules will allow
unlicensed access points to operate only
on frequencies determined by an
automated frequency control (AFC)
system. In the remainder of the 6 GHz
band, the 6.425–6.525 GHz and 6.875–
7.125 GHz sub-bands, no AFC system
will be required, and the unlicensed
access points will be permitted to
operate at lower transmitted power. The
proposed rules will also permit
unlicensed client devices to operate
under the control of an access point
throughout the 6 GHz band.
DATES: Comments are due on or before
February 15, 2019; reply comments are
due on or before March 18, 2019.
Written comments on the Paperwork
Reduction Act proposed information
collection requirements must be
submitted by the public, Office of
Management and Budget (OMB), and
other interested parties on or before
April 16, 2019.
ADDRESSES: You may submit comments,
identified by ET Docket No. 18–295 and
GN Docket No. 17–183, by any of the
following methods;
• Federal Communications
Commission’s Website: https://
apps.fcc.gov/ecfs. Follow the
instructions for submitting comments.
• People With Disabilities: Contact
the FCC to request reasonable
accommodations (accessible format
documents, sign language interpreters,
CART, etc.) by email: FCC504@fcc.gov
or phone; 202–418–0530 or TTY: 202–
418–0432.
For detailed instructions for
submitting comments and additional
information on the rulemaking process,
see the SUPPLEMENTARY INFORMATION
section of this document. In addition to
filing comments with the Secretary, a
copy of any comments on the
Paperwork Reduction Act information
collection requirements contained
herein should be submitted to the
SUMMARY:
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Federal Communications Commission
via email to PRA@fcc.gov and to Nicole
Ongele, Federal Communications
Commission, via email to
Nicole.Ongele@fcc.gov.
FOR FURTHER INFORMATION CONTACT:
Nicholas Oros, Office of Engineering
and Technology, 202–418–0636,
Nicholos.Oros@fcc.gov; or Michael Ha,
Office of Engineering and Technology,
202–418–2099, Michael.Ha@fcc.gov. For
additional information concerning the
Paperwork Reduction Act information
collection requirements contained in
this document, send an email to PRA@
fcc.gov or contact Nicole Ongele at (202)
418–2991.
SUPPLEMENTARY INFORMATION: This is a
summary of the Commission’s Notice of
Proposed Rulemaking, ET Docket No.
18–295, GN Docket No. 17–183, FCC
18–17, adopted October 23, 2018, and
released October 24, 2018. The full text
of this document is available for
inspection and copying during normal
business hours in the FCC Reference
Center (Room CY–A257), 445 12th
Street SW, Washington, DC 20554. The
full text may also be downloaded at:
https://www.fcc.gov/edocs/searchresults?t=advanced&fccNo=18-147.
People with Disabilities: To request
materials in accessible formats for
people with disabilities (Braille, large
print, electronic files, audio format),
send an email to fcc504@fcc.gov or call
the Consumer & Governmental Affairs
Bureau at 202–418–0530 (voice), 202–
418–0432 (tty).
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Synopsis
1. Discussion. The rules the
Commission proposes for unlicensed
use of the 5.925–7.125 GHz band (6 GHz
band) are designed to protect important
incumbent licensed services that
operate in various sub-bands of this
spectrum. To do this, the Commission
proposes dividing the 6 GHz band into
four sub-bands, each based on the
prevalence and characteristics of the
incumbent services that operate in that
spectrum. The 5.925–6.425 GHz and
6.525–6.875 GHz sub-bands are heavily
used by point-to-point microwave links,
including critical links that must
maintain a high level of availability. In
these parts of the 6 GHz band, the
Commission proposes to permit only
‘‘standard-power access points’’—using
power levels permitted for unlicensed
use in the U–NII–1 (5.15–5.25 GHz) and
U–NII–3 (5.725–5.85 GHz) bands—to
operate only on frequencies determined
by an automated frequency control
(AFC) system. Other portions of the 6
GHz band, specifically the 6.425–6.525
GHz and 6.875–7.125 GHz sub-bands
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(totaling 350 megahertz), are used by
mobile stations where the locations of
the incumbent receivers are not
necessarily known or cannot be easily
determined from existing databases.
Because the lack of location information
on mobile stations makes an AFC
approach impractical, the Commission
proposes to allow only indoor ‘‘lowpower access point’’ operation in these
sub-bands—using lower, more restricted
power levels applicable to operations in
the U–NII–2 (5.25–5.35 GHz and 5.47–
5.725 GHz) band. The Commission also
proposes to permit client devices to
operate across the entire 6 GHz band
while under the control of either a
standard-power access point or a lowpower access point. The Commission
tentatively concludes that this two-class
approach can expand unlicensed use
without causing harmful interference to
the incumbent services that will
continue to be authorized to use this
spectrum.
2. Unlicensed Operation in the U–NII–
5 and U–NII–7 Bands. The Commission
proposes to make the 5.925–6.425 GHz
and 6.525–6.875 GHz bands, referenced
herein as the U–NII–5 and U–NII–7
bands respectively, available for
unlicensed operations under rules
consistent with the existing rules for
unlicensed device operations in the
nearby U–NII–1 and U–NII–3 bands
(5.150–5.250 GHz and 5.725–5.850 GHz
bands, respectively). Under this
proposal, the power levels permitted for
the standard-power access points would
be the same as the power levels already
permitted for unlicensed device
operations in the nearby U–NII–1 and
U–NII–3 bands. The U–NII–5 and U–
NII–7 bands are heavily used for pointto-point fixed links, which support a
variety of critical services. The U–NII–
5 and U–NII–7 frequencies are also
allocated to the fixed-satellite service.
3. The proposed framework for U–
NII–5 and U–NII–7 prohibits unlicensed
devices from operating co-channel with
any fixed link within that link’s defined
exclusion zone. Thus, for example, if a
fixed service receiver is receiving a
specific channel, then unlicensed
devices operating in the defined
exclusion zone of this receiver must use
a different channel. The Commission
seeks comment on this proposal. Similar
to the licensing of new fixed links,
which require frequency coordination to
protect existing links, the Commission
proposes to implement a frequency
coordination process for unlicensed
devices in these bands to ensure that
these new unlicensed devices do not
cause harmful interference to fixed
service incumbents. Prior to operating
in these bands, a standard-power access
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point would determine or receive a list
of permissible operating frequencies and
restrict operation to those frequencies.
Similarly, client devices would have to
obtain a list of permissible operating
frequencies from a standard-power
access point and restrict operation to
those frequencies. The Commission
seeks comment on this proposal. Are
there any alternative methods to ensure
protection of incumbent services? What
are the costs and benefits of any
proposed alternative?
4. Additionally, the Commission
tentatively concludes that a similar
coordination process is not needed to
protect incumbent FSS operations
because incumbent operations are
limited to Earth-to-space transmissions
in the 6 GHz band. As such, any
interference from unlicensed devices
would be experienced at the space
station receivers and the particular
location of the standard-power access
point would in most case have a
negligible effect. Since there will be no
interference to FSS earth stations, they
would not be considered by the AFC
system. The Commission seeks
comment on this proposal and on
whether there would be any benefits in
including satellite earth station
information in the AFC system at this
time.
5. Determining Permissible
Frequencies of Operation. To determine
whether an individual unlicensed
device can transmit at a particular
location on a given frequency, the
Commission proposes that standardpower access points be required to
obtain a list of permissible frequencies
from an AFC system prior to
transmitting or a list of prohibited
frequencies in which it cannot transmit.
The Commission envisions the AFC
system to be a simple database that is
easy to implement. The Commission
seeks comment on this proposal. What
capabilities should be incorporated into
the AFC system? Should it be a
centralized model where all data and
computations are in a central location or
the cloud? In this case, the standardpower access point will establish a
connection with the AFC system,
provide its location and technical
details, and the AFC system will
communicate the list of permissible
frequencies (or a list of prohibited
frequencies) back to the standard-power
access point. Or should the AFC
system’s architecture be a de-centralized
model where the standard-power access
point maintains a local database and
performs the necessary computations to
determine which frequencies are
permissible? Under such a model, how
would the local database within the
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standard-power access point be kept up
to date? What are the trade-offs,
including the costs and benefits,
between a centralized versus a
decentralized model in terms of
efficiency, device complexity, and
ability to protect fixed service stations?
6. Should the AFC system determine
frequency availability using the
maximum permissible power for a
standard-power access point, or should
it determine frequency availability at
power levels less than the maximum,
and calculate a list of available
frequencies and the maximum power
permitted on each one? If the AFC
system calculates the maximum power
for each frequency, how would it
control the power levels of standardpower access points to ensure that they
operate at permissible levels? How
should frequency availability
information be reported to standardpower access points? Should the AFC
system report availability for discrete
frequency bands, e.g., 10 or 20
megahertz channels, or should it simply
report the range or ranges of available
frequencies? Alternatively, should the
AFC simply list the range or ranges of
unavailable frequencies?
7. Under a registration requirement, a
standard-power access point would
transmit identifying information along
with its location to the AFC system
before receiving a list of permissible
channels. Alternatively, a device under
a centralized system architecture could
provide only its location data and the
AFC system would provide it with the
list of permissible channels for that
location. Under a decentralized system
architecture, registration is not
necessarily required as the device only
needs periodic updates of the local fixed
service operating environment.
8. The Commission seeks comment on
whether device registration in the AFC
database is necessary. What are the
advantages and disadvantages of each
approach? Would a registration
requirement increase cost or complicate
design and operations of devices and
the AFC? Would a registration
requirement be beneficial for
determining the source if a fixed service
station were to experience harmful
interference? If device registration is
required, what information should be
provided? Should the information be
limited to a device identifier, location,
and some basic technical information?
Or should device ownership data and
contact information also be required?
The Commission also seeks comment on
how registration information should be
entered into the AFC system. Should it
be entered manually by a person, such
as a professional installer or the
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equipment user, or should we require
automated entry of some or all of the
information? The Commission
additionally seeks comment on whether
there are methods that can be used
when a device registers and/or operates
to verify its location and operating
parameters. For example, could a twostep verification process be used such
that registrants must certify as to the
accuracy of the information entered into
the AFC system?
9. The Commission recognizes that,
because licensed use of these bands is
not static, the AFC system must be
designed to ensure that unlicensed
operations protect new and modified
licensed operations. The Commission
proposes to adopt a requirement that
devices periodically verify whether
frequency availability has changed. Is a
periodic re-check interval the most
appropriate method to determine
changes in frequency availability
information and, if so, what should the
maximum permissible interval for
verifying frequency availability be?
Would an alternative method be more
appropriate, such as requiring the AFC
system to have the capability to direct
devices to change frequencies? Should
the Commission adopt a general
performance rule instead of specifying a
particular re-verification mechanism?
The Commission also seeks comment on
what should happen when a device and
the AFC system are temporarily unable
to communicate during the frequency
re-verification/update process. Should
the Commission, for example, allow the
device to temporarily continue
operating for a period before requiring it
to cease operations?
10. The Commission seeks comment
on the types of security requirements
that would be necessary for standardpower access points in the U–NII–5 and
U–NII–7 bands to ensure that the
interference mitigation regime is not
thwarted. White space devices and
databases, as well as Citizens Broadband
Radio Service Devices and the Spectrum
Access System, are required to
incorporate security measures to ensure
that devices communicate only with
authorized databases, that all
communications and interactions
between a database and devices are
accurate and secure, and that
unauthorized parties cannot access or
alter a database or the list of available
frequencies sent to a device. They are
also subject to requirements that
communications between devices and
the database, and between different
databases, must be secure to prevent
corruption or unauthorized interception
of data, and that databases be protected
from unauthorized data input or
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alteration of stored data. Are similar
requirements necessary or appropriate
for devices and the AFC in the U–NII–
5 and U–NII–7 bands? Are any
additional requirements necessary?
Does the Commission need to specify
security requirements for devices to
ensure that the software within them
cannot be easily modified to enable
operation on frequencies other than
those indicated as available by the AFC
system?
11. The Commission proposes to
designate multiple entities to operate
AFC systems. The Commission seeks
comment on this proposal. Should the
Commission require that devices have
the capability to communicate with all
AFC systems or should they only be
required to have the capability to
communicate with a subset of the
designated AFC systems? For example,
should a manufacturer be allowed to
operate an AFC system that serves only
devices that it produces? Should the
Commission allow the functions of an
AFC system, such as a data repository,
registration, and query services, to be
divided among multiple entities, or
should the Commission require all
functions of a single AFC system to be
performed by a single entity? Can each
AFC system operate autonomously or is
there a need for them to communicate
any information with each other? If so,
what information would need to be
exchanged? Given the potential
complexity of multiple AFC system
operators needing to coordinate, should
the Commission instead designate only
a single AFC system operator?
12. The Commission seeks comment
on the procedures that should be used
to test and validate the capabilities of
the AFC and to designate AFC system
operators. For example, should the
Commission follow procedures similar
to those the Office of Engineering and
Technology (OET) used for designating
white space database administrators? If
not, what certification procedure should
be implemented? Additionally, the
Commission notes that parties have
suggested that a multi-stakeholder group
could administer AFC system
requirements and standards through
interaction with AFC system operators.
The Commission seeks comment on this
suggestion, and on the appropriate
mechanism for ensuring Commission
oversight of such a multi-stakeholder
group.
13. The Commission proposes that an
AFC system operator be required to
serve for a five-year term which can be
renewed by the Commission based on
performance during the operating term.
The Commission also proposes that if an
AFC system ceases operation, the
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operator provide a minimum of 30-days’
notice to the Commission and it transfer
its registration data, if registration is
required, to another AFC system
operator. The Commission seeks
comment on these proposals. Are there
other functions an AFC system operator
should be required to perform?
14. The Commission proposes that an
AFC system operator be permitted to
charge a fee for providing registration
and channel availability functions. The
Commission notes that fees could be
charged on a transaction basis every
time a device is registered or receives an
update from an AFC system. The
Commission also notes that device
manufacturers or a trade association
could fund an AFC system as part of its
business and that no individual
transaction fees would be charged. The
Commission proposes that any of these
methods be permitted. Are there other
funding mechanisms for AFC systems
that should be permitted? What are the
costs and benefits of each type of
proposed funding mechanism?
15. Protecting Fixed Service from
Harmful Interference. In general, fixed
services use highly directional antennas
where the energy transmitted and
received is concentrated in a particular
direction. This suggests that unlicensed
devices need only be excluded from a
zone determined by the fixed service
receive antenna pattern and the EIRP of
the unlicensed device. Using those
parameters along with an appropriate
propagation model would allow an AFC
system to determine an exclusion zone,
an area inside of which unlicensed
devices would not be able to operate cochannel with fixed service systems. The
size of the exclusion zone would be
based on the specific interference
protection criteria used.
16. The Commission proposes that the
AFC system use data from its Universal
Licensing System (ULS) to facilitate
access by unlicensed devices in the
bands that are used for the fixed service.
The Commission does not believe it is
necessary to propose a mandatory
requirement on information collections
for the ULS that were previously
voluntary in order to increase the
efficacy of the AFC system. The
Commission notes that licensees have
an obligation to keep their information
filed with the Commission current and
complete. The Commission seeks
comment on this proposal.
17. Is there any additional technical
data, not currently collected in ULS,
that is necessary to facilitate automatic
coordination? If so, should that
information be collected by the
Commission and stored in ULS, or can
such supplemental information be
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reported to and stored in the AFC
system? In cases of missing data, how
should the AFC operate? Should the
Commission establish default values to
be used to reach a reasonable
assessment with a high degree of
confidence that harmful interference
will not occur? How should the
Commission handle a situation where
harmful interference occurs to a fixed
service station due to that station’s
failure to keep its ULS records up-todate? Should the unlicensed device be
required to switch channels? Should
there be any obligation on the fixed
service station to update its ULS records
before it can seek remedy from the
Commission?
18. The Commission seeks comment
on how the AFC system should take into
consideration temporary fixed
operations and/or stations operating
under conditional authority which may
not be listed ULS. Should the
Commission require the operators of
temporary fixed and/or stations
operating under conditional authority to
provide notification of the details of
their operations (location, antenna
height, antenna pattern, etc.)? Or can
those details be reported directly to an
AFC? In the latter case, does there need
to be a requirement to share such data
among AFCs? If so, how would such a
sharing system be implemented in a
centralized or decentralized AFC system
architecture? Are there other methods of
protecting temporary fixed operations?
Should the AFC system account for filed
applications in addition to licensed
stations when determining a list of
frequencies on which an unlicensed
device can operate?
19. The Commission seeks comment
on whether to adopt the interference to
noise power (I/N ratio) or the ratio of the
carrier to interference power (C/I ratio)
for specifying the interference
protection criteria. The Commission
also seeks comment on whether any
other metrics could be used for
specifying the interference protection
criteria. What are the respective costs
and benefits of each metric? The
interference protection criteria will be
used by the AFC system to determine
whether a standard-power access point
would cause harmful interference to a
fixed link receiver. The interference
protection criteria the Commission
specifies will in effect determine how
close co-channel standard-power access
points can operate to the fixed link
receivers. The Commission seeks
comment on the interference protection
criteria to adopt. Commenters are
encouraged to provide technical
analysis supporting the particular
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interference protection criteria that they
advocate.
20. The Commission does not propose
to protect fixed links operating on
adjacent channels or second-adjacent
channels as FWCC suggests. The
Commission invites parties who believe
that specific adjacent or second-adjacent
channel protection rules be adopted to
submit technical showings to support
their position.
21. To counteract the effects of fading,
FWCC states that licensees design their
fixed microwave systems with fade
margins of 25–40 dB. The Commission
seeks comment on FWCC’s
characterization of the fade margin.
What are the typical design criteria for
fixed service station fade margins? The
Commission also seeks comment on
whether and specifically how fading
might affect the levels of the potentially
interfering signal being transmitted from
unlicensed devices. Given that
atmospheric conditions affect multipath
fading, should the interference
protection criteria be relaxed or other
allowances made in areas where fades
are not as prominent? How might this be
accomplished? Should the Commission
consider the time of day fading occurs
in conjunction with the relative busy
hours for unlicensed traffic when
determining the interference protection
criteria? To what degree? Given that the
loss of synchronization can occur even
without the presence of any
interference, can such events be
attributed to atmospheric multipath
fading? Given the diurnal and seasonal
nature of atmospheric multipath fading,
are there mitigation strategies that can
take advantage of this phenomenon to
ensure the potential for causing harmful
interference is minimized?
22. Several different propagation
models can be used to determine the
appropriate exclusion zones. The
Commission believes that in the first
kilometer, an effective propagation
model should include clutter loss in
addition to both line-of-sight and nonline-of-sight conditions. Beyond the first
kilometer, the propagation model
should include a combination of a
terrain-based path loss model and a
clutter loss model appropriate for the
environment. The Commission seeks
comment on this approach, as well as
the appropriate propagation models for
this application. Can some of the
propagation models for different
conditions be combined into a single
model? Is using curve fitting to combine
propagation models of different ranges
of applicability into a single model an
appropriate approach for this
application? What are the costs and
benefits of each propagation model?
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What other factors should be considered
when choosing an appropriate
propagation model?
23. If expressed in terms of latitude,
longitude, and height, what is the
required accuracy of the location of each
standard-power access point to ensure
fixed service protection? Rather than
requiring a certain location accuracy for
a standard-power access point, would it
be more appropriate to assign an area of
uncertainty around the computed
location, based on the underlying
technology and propagation
environment, and then build the
necessary processing into the AFC
system to adjust its separation distance
between the standard-power access
point and fixed service receiver based
on the area of uncertainty? If so, who
will determine such an assignment and
how, particularly with respect to indoor
deployment? How will the location
accuracy information be shared with the
AFC? Will it be part of the registration
process? What are the costs and benefits
of any proposed alternative?
24. The typical installation height
above ground of a standard-power
access points should probably range
from 5 meters to 30 meters. The
Commission seeks comment on whether
this estimate of typical standard-power
access point heights is appropriate. The
Commission seeks comment on whether
to limit the maximum installation
height of outdoor standard-power access
points. If so, should that limit be set to
30 meters? Because frequency
availability will depend on the height of
standard-power access points, will the
AFC system inherently address this
matter by limiting the availability of
permissible frequencies?
25. The Commission seeks comment
on requiring that every standard-power
access point be professionally installed.
If the Commission requires professional
installation, what mechanisms should
be in place to ensure that a nonprofessional or unlicensed person
cannot perform an installation? Should
the Commission rely on an industry-led
process to develop professional installer
accreditation standards as the
Commission has done in similar
situations? Should AFC system(s) be
required to take steps to ensure that
only standard-power access points that
have been professionally installed can
receive a list of frequencies upon which
to operate? If the Commission adopts a
professional installation requirement,
should it exempt certain access points
that are less likely to cause interference
such as, for example, those installed
indoors or that are below a specified
height? Are there other measurement/
geolocation tools, existing or on the
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horizon, that can complement GPS? If
so, can they be used in lieu of
professional installation? Should the
Commission require that geolocation
capability be built into the standardpower access points? Are there other
means of obtaining location
information, such as street address and
floor number? If so, how will this
impact the contour calculations? What
are the costs and benefits of any
proposed alternative?
26. The Commission proposes to
require client devices that operate in the
U–NII–5 and U–NII–7 bands to be under
the control of a standard-power access
point. Notwithstanding this proposal,
the Commission seeks comment on
whether client devices should be
allowed to transmit probe requests,
consistent with 802.11 standard, as
means for joining a network, prior to
receiving a frequency assignment. If so,
is there any way to allow such use
without causing harmful interference to
the incumbent users? The Commission
seeks comment on what assumptions to
make about the area in which a client
device can operate.
27. The Commission seeks comment
on the typical or maximum operating
radius for communications between a
client device and a standard-power
access point. How should the distance
be incorporated into any frequency
coordination computation to ensure
incumbents are protected? The
Commission’s proposed rules define a
client device as ‘‘a U–NII device whose
transmissions are generally under the
control of an access point and that is not
capable of initiating a network.’’ The
Commission seeks comment on this
definition.
28. Preventing Aggregate Interference
to Operations in the Fixed-Satellite
Service. The Commission tentatively
concludes that use of the AFC is not
necessary to protect satellite receivers
and that limits on radiated power will
prevent interference to space station
receivers from individual unlicensed
devices. The Commission seeks
comment on whether a restriction on
pointing toward the geostationary arc
would be appropriate. The Commission
seeks comment on the potential for the
satellite receivers in the U–NII–5 and
U–NII–7 bands to receive harmful
aggregate interference due to
transmissions from unlicensed devices
operating in these bands. The
Commission also seeks comment on
methods that could be used to monitor
aggregate interference to satellite
receivers and potential remediation
techniques in the event that such
aggregate interference reaches levels
that would require action. In this
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respect, the Commission asks about the
feasibility of developing monitoring
techniques that would be agreeable for
all parties involved and whether there is
any role that unlicensed users could
play with regard to such monitoring.
29. No earth stations are currently
licensed to use the space-to-Earth
allocation in the 6.7–6.875 GHz portion
of the U–NII–7 band. If this spectrum is
used for space-to-Earth links in the
future, the Commission proposes that
the AFC system could be used to
prevent harmful interference to the
earth station receivers by excluding
standard-power access point from
operating in this spectrum near the
associated earth stations. The
Commission seeks comment on how the
AFC system might be used to protect
any future receiving satellite earth
stations. In particular, the Commission
asks what interference protection
criteria and propagation models might
be appropriate
30. Lower Power Indoor Unlicensed
Devices in the U–NII–6 and U–NII–8
Bands. The Commission proposes to
allow unlicensed devices to operate in
the 6.425–6.525 GHz and 6.875–7.125
GHz bands, referenced herein as the U–
NII–6 and U–NII–8 bands respectively,
under two specific conditions: (1)
Unlicensed devices are limited to the
lower power levels applicable to
unlicensed operations in the U–NII–2
bands and (2) such devices are restricted
to indoor operation.
31. Many incumbents in the U–NII–6
and U–NII–8 bands conduct mobile
operations. Because exclusion zone
calculations require knowledge of the
incumbent receiver location and
antenna orientation, the Commission
does not believe that an AFC system
would be feasible in these bands.
Instead, the Commission proposes
technical rules for unlicensed devices
designed to minimize the potential
harmful interference to incumbent
operations in these bands. By restricting
such devices to low power, indoor use,
the Commission anticipates that
incumbent licensed services would be
protected from harmful interference, in
part due to significant building
attenuation and clutter losses for
transmissions originating from indoor
devices. The Commission recognizes
that its assessment that there is a low
likelihood that indoor low power
devices will cause harmful interference
depends in part on the assumptions that
are made with respect to the number
and density of these devices and
assumptions about the incumbent
services interference protections. The
Commission proposes to adopt power
limits that are based on the existing
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rules in the U–NII–2C band (5.47–5.725
GHz).
32. The Commission seeks comment
on the compatibility between
unlicensed indoor low power devices
and Low Power Auxiliary Station
services which may operate indoors in
the U–NII–8 band. Commenters should
provide all study assumptions,
including appropriate propagation
models, availability requirements,
receiver sensitivity, noise figure,
antenna patterns, and fade margins,
between indoor low power unlicensed
devices anticipated under our proposals
and mobile and fixed links in these
bands. The Commission believes the
same conditions that protect
incumbents from harmful interference
from a single U–NII device will also
protect those same incumbents from
aggregate interference. Nevertheless, the
Commission requests that commenters
address this assumption. The
Commission encourages parties to
employ statistical models to evaluate
the risk of harmful interference.
33. Given the uncertainties inherent
in establishing mobile links and the
attenuation of the signals due to
building and clutter losses, the
Commission anticipates that low-power
indoor operation will not increase the
risk of harmful interference to mobile
service incumbents. The Commission
seeks comment on this assessment. The
Commission seeks comment on factors
that it has not accounted for in this
analysis, including more detailed
information on the specific mobile
deployment configurations in these
bands. Are Cable Television Relay
Service and TV pickup mobile station
deployment configurations largely
similar? Are receive sites for the TV
pickup and Cable Television Relay
Service mobile assignments typically
deployed at fixed locations? What are
the typical fade margins for mobile links
and what types of service are these fade
margins required for? For the
approximately 200 public safety or
business/industrial pool assignments in
these bands, do they operate on a
mobile basis or are they temporarily
fixed for longer periods of time when in
use? How many mobile stations are
typically associated with an
assignment?
34. The Commission seeks comment
on whether requirements for the various
fixed services in the U–NII–6 and U–
NII–8 bands differ. For example, do
Broadcast Auxiliary Service point-topoint links have the same design criteria
regarding availability and fade margins
as Private Operational Fixed public
safety and business/industrial pool links
or common carrier point-to-point links?
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Fixed Service commenters have raised
the possibility of indoor unlicensed
devices in tall buildings causing
unacceptable degradation to the fade
margin of a fixed service link. Under
what conditions would such
interference occur? How do these design
criteria for fixed service links in these
bands relate to the potential for such
interference? Are there mitigation
strategies that will reduce the potential
for unlicensed devices to cause harmful
interference under these conditions?
Would unlicensed device operation in
these bands have any detrimental effect
on Broadcast Auxiliary Service
operations, which are characterized by
transmitting to strategically located
receive sites?
35. The Commission believes that the
technical characteristics proposed for
indoor low-power access points in the
U–NII–6 and U–NII–8 bands will protect
the FSS and that additional interference
mitigation techniques are unnecessary.
Because of the low power and low
probability that an indoor unlicensed
device will have a direct line of sight
with Sirius/XM satellites, the
Commission believes the risk of causing
harmful interference to those satellites
is low. Regarding the limited number of
MSS feeder downlinks in the U–NII–8
band, the Commission tentatively
concludes that MSS operations will be
similarly protected by the limitations on
unlicensed use proposed in this Notice,
particularly given the small number and
isolated nature of these locations. The
Commission seeks comment on these
tentative conclusions, and on whether
any additional mitigation techniques
might be necessary to protect satellite
services in these bands.
36. The Commission proposes to
restrict operation of unlicensed devices
in the U–NII–6 and U–NII–8 bands to
indoor operation. Broadcasters covering
large venues such as sporting events and
political conventions rely on the U–NII–
6 and U–NII–8 bands for operations that
may take place indoors. Are there
additional low-power device restrictions
that the Commission should consider to
prevent interference to broadcaster
indoor operations in these bands? The
Commission also proposes to require
client devices that operate in the U–NII–
6 and U–NII–8 bands to be under the
control of low-power access point. This
requirement will help prevent
uncontrolled outdoor operation of client
devices.
37. The Commission believes that in
most cases Broadcast Auxiliary Service
operations will be between a mobile
transmitter and a fixed location to
which it will have a direct line of sight.
ITU models give values for both
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building entry and clutter losses with
some probability of occurrence. The
Commission notes that the ITU model
shows a median building entry losses of
approximately 18 dB for traditional
construction and 30 dB for thermally
efficient construction for horizontal
incidence, with increasing building
entry losses at larger elevation angles.
Are assumptions for building entry
losses and clutter loss enough to
overcome concerns of interference even
when the unlicensed device might be in
the main beam of the receiver? Are there
other factors or models that should be
considered when evaluating loses
between indoor unlicensed devices and
U–NII–6 and U–NII–8 incumbent
services?
38. The Commission also invites
comment on how the Commission could
ensure that low-power access points are
restricted to indoor use. Should the
Commission adopt a requirement that
indoor devices have direct connection
to a power outlet? Are there other
methods or equipment form-factors that
would discourage outdoor usage of lowpower access point unlicensed devices
that the Commission should consider?
For example, noting that GPS signals
generally do not penetrate very far into
buildings, would it be feasible and cost
effective to require low-power access
points to monitor GPS satellite signals
and to cease transmissions if a GPS
signal is detected? Would it be better to
set a GPS signal threshold rather than a
detection threshold above which a lowpower access point would be required to
shut off to differentiate between clearsky (outdoor) GPS satellite view and
indoor detection? The Commission
seeks comment on this and other
methods of ensuring devices operate in
accordance with the indoor-only
restriction. Finally, given that client
devices are even lower power (5 mW/
MHz EIRP) and are required to only
operate in the U–NII–6 and U–NII–8
bands after receiving an authorization
from a low-power access point, are there
any other considerations the
Commission needs to take into account
to ensure these devices do not cause
harmful interference to incumbent
operations?
39. The Commission does not propose
to make changes to existing provisions
in Part 15 for unlicensed wideband and
ultra-wideband systems as the
Commission expects such systems will
continue to coexist with all other
systems, both licensed and unlicensed,
within the 6 GHz band. The
Commission seeks comment from
interested parties regarding the potential
effect of our proposals on their existing
unlicensed devices and use models. To
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the extent that parties believe new
devices could adversely affect existing
operations, they should suggest specific
rules and mitigation strategies that
would minimize such risk.
40. Other Unlicensed Operation
Options. The Commission seeks
comment on whether we should allow
indoor low-power access point
operations in the U–NII–5 and U–NII–7
bands under the same conditions as
proposed for the U–NII–6 and U–NII–8
bands; i.e., low power, indoor-only use
without the need for authorization from
an AFC system. If so, what power level
could be permitted for such operation
without increasing the risk of harmful
interference to licensed services? Are
there any other operational
requirements, rules or mitigation
techniques that would allow low-power
access points to operate in the U–NII–
5 and U–NII–7 bands without the use of
an AFC system?
41. The Commission seeks comment
on whether there are any ways to
protect incumbent mobile operations, if
the Commission were to allow
unlicensed operations in the U–NII–6 or
U–NII–8 bands at the same power levels
as those proposed for U–NII–5 and U–
NII–7 bands, both indoors and outdoors.
Are a significant number of Broadcast
Auxiliary Service and Cable Television
Relay Service receive sites fixed, such
that they could be protected by the AFC
in the same fashion as fixed operations?
Do fixed received sites associated with
mobile operations typically use fixed
antennas or steerable antennas and
could a protection contour be defined
around a fixed receive site taking into
consideration the characteristics of the
receive antenna? Is it possible, for
example, to dynamically update the
permissible frequency list whenever
mobile sites become active or when the
information for these sites becomes
available? Can push notifications serve
as a means of informing affected
standard-power access points that the
permissible frequency list must be
updated to protect the incumbents?
Additionally, would the Commission’s
tentative conclusions regarding
protections of satellite services in the
U–NII–6 and U–NII–8 bands be
undermined by permitting high power
unlicensed operations in these bands?
42. The Commission seeks comment
on whether unlicensed devices in the
U–NII–5 and U–NII–7 bands should be
explicitly permitted to operate either as
a mobile hotspot or as a transportable
device. As with fixed access points in
these bands, such operation would be
under the control of an AFC system. Is
such operation feasible under such a
condition? Are there rules we can put in
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place to permit such operation while
still ensuring that licensed services are
protected from harmful interference?
For example, the rules for Mode II
personal/portable white space devices
allow them to load channel availability
information for multiple locations to
define a geographic area in which the
device can operate. Could a similar
mechanism work in these bands? Are
there specific capabilities that need to
be included in the AFC to enable such
operation? Should such operation be
restricted to certain power levels? Are
there other safeguards that could be
implemented to permit such operation?
43. Power Limits. Based on the
experience of the existing U–NII bands,
the Commission believes these levels
will provide the proper balance between
allowing flexibility for unlicensed
devices to deploy while still protecting
incumbent systems. Therefore, the
Commission proposes maximum EIRP
power spectral density limits of:
• For U–NII–5 and U–NII–7 standardpower access points, the maximum
conducted output power is 1 watt and
maximum power spectral density is 17
dBm in any 1 megahertz band. If a
transmitting antenna with directional
gain greater than 6 dBi is used, the
maximum power and power spectral
density shall be reduced by the amount
in dBi that the directional gain is greater
than 6 dBi.
• For U–NII–6 and U–NII–8 band
low-power access points, the maximum
conducted output power is 250
milliwatts and maximum power spectral
density is 11 dBm in any 1 megahertz
band. If a transmitting antenna with
directional gain greater than 6 dBi is
used, the maximum power and power
spectral density shall be reduced by the
amount in dBi that the directional gain
is greater than 6 dBi.
• For client devices, the maximum
conducted output power is 63
milliwatts and maximum power spectral
density is 5 dBm in any 1 megahertz
band. If a transmitting antenna with
directional gain greater than 6 dBi is
used, the maximum power and power
spectral density shall be reduced by the
amount in dBi that the directional gain
is greater than 6 dBi.
44. The Commission seeks comment
on these proposed power limits. The
Commission also seeks comment on
whether higher power operations could
be permitted in rural and underserved
areas under certain conditions. If so,
should such operations be limited to
only the U–NII–5 and U–NII–7 bands
and only under the control of an AFC
system? Commenters advocating for
higher power should also address how
much more power they believe is
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necessary to serve these areas and
provide comment on how to define rural
and underserved areas in this context.
Additionally, commenters should
address whether such operations should
be limited to point-to-point operations
(possibly with a minimum antenna gain)
or if point-to-multipoint operations
should be permitted.
45. The Commission also seeks
comment on whether to adopt power
rules that are structured differently than
the existing U–NII rules. For example,
the Commission could specify only a
radiated power spectral density limit or
a combination of a radiated maximum
power and a radiated power spectral
density limit. What are the benefits and
drawbacks of each approach as it relates
to equipment design and cost as well as
maximizing the area over which
unlicensed devices can operate and
ensuring incumbents are protected from
harmful interference? Should the
Commission specify a maximum
transmit power based on a 20 megahertz
channel bandwidth in addition to the
power and power spectral density limits
described above? What are the benefits
of such an approach? Would such a rule
unnecessarily restrict devices to less
efficient operational modes? Should
certain types of transmitters that employ
electrically steerable, MIMO, or phased
array antennas have special rules which
allow the device to operate with higher
power levels?
46. Additionally, the Commission
seeks comment on our proposal to
reduce the permitted transmitted power
and power spectral density when using
antennas with a directional gain greater
than 6 dBi. Should the Commission
require that antennas be integrated with
the device or can the Commission
permit users to choose an appropriate
antenna for their application? If
antennas are not integrated with the
device, should an equipment
authorization grantee be required to
maintain a list of permissible antennas
with its equipment authorization or in
the manual or on a website? What effect
will our proposal have on the
equipment authorization process?
47. Unwanted Emissions Limits. The
Commission proposes that for all
unlicensed devices operating in the 6
GHz band under the proposals herein,
all emissions below 5.925 GHz and
above 7.125 GHz shall not exceed an
EIRP of ¥27 dBm/MHz. The
Commission seeks comment on this
proposal. In addition, the Commission
seeks comment on the need to specify
out-of-band emission limits between the
sub-bands of the 6 GHz band—i.e.
between the U–NII–5, U–NII–6, U–NII–
7 and U–NII–8 bands? What are the
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appropriate emission limits? The
Commission also seeks comment on the
transmit emission mask that unlicensed
devices should be required to meet to
protect incumbent services operating on
adjacent frequencies within the band. Is
the emission mask suggested by RKF
Engineering in the technical study
submitted by Apple Inc., Broadcom
Corporation, et al. appropriate for this
purpose? If not, what is the appropriate
emission mask?
48. Prohibition on use in Moving
Vehicles and Drones. The Commission
proposes that unlicensed access points
(both standard-power access point and
low-power access point) be prohibited
from operating in moving vehicles such
as cars, trains, or aircraft. The
Commission is especially concerned
about the interference consequences of
allowing operation onboard aircraft
because the longer line-of-sight
distances from devices at typical aircraft
altitude could result in interference over
a wide area. The Commission seeks
comment on this proposal and whether
there are alternative, feasible proposals
to use the band for moving vehicles. The
Commission also propose that
unlicensed devices, whether a standardpower access point, low-power access
point, or client device, operating under
these rules not be permitted for use with
unmanned aircraft systems. The
Commission seeks comment on this
proposal.
49. Additional Mitigation Measures.
Although the Commission believes that
unlicensed device operation as
discussed herein will not result in
harmful interference to licensed
services, the Commission nonetheless
ask whether any additional
requirements are necessary to ensure
that any instances of harmful
interference that may occur can be
resolved expeditiously.
50. The Commission seeks comment
on whether to require standard-power
access points in these bands to transmit
digital identifying information. If so,
should such a requirement be applied in
all instances (standard-power access
points and low-power access points and
their associated client devices)? If, as
proposed, low-power access point
operation would be restricted to indoors
and such devices would not have any
identifying information in the AFC
database, would there be any practical
benefit to requiring low-power access
points to transmit digitally identifying
information? Would a specific format
for such information need to be
specified and would there be a need for
specialized equipment to detect and
decode the identifying information? If
so, could this function be easily
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incorporated into new equipment or
retrofitted to existing equipment? How
much would adding this capability into
equipment cost?
51. As an additional means to locate
the source of harmful interference, the
Commission could require that the AFC
record the actual frequency being used
by each standard-power access point.
This information could be useful for
locating interference sources if it can be
collected from every standard-power
access point and stored in a relational
database. The Commission seeks
comment on this tool and other means
for remediation of interference.
52. The Commission seeks comment
on whether it would be necessary to
institute an interference resolution
process beyond the existing rule for
unlicensed devices. For example, would
it be necessary to establish an
interference detection and identification
procedure? If so, who will develop this
procedure and who will be responsible
for exercising it? Should the AFC
system operator(s) be responsible for
this task?
53. The Commission seeks comment
on requiring manufacturers to provide
consumers with information on any
specific operational requirements
applicable to devices operating in the
U–NII–5 through U–NII–8 bands to
prevent harmful interference. How
should this information be conveyed,
e.g., by device labeling or in the user’s
manual, and what information should
be provided? Depending on the types of
operational requirements that the
Commission adopts, examples of
information that could be provided
include that certain devices may be
operated only indoors, may not be
operated on board aircraft, require
professional installation, or must update
their location information with an AFC
system when installed at a new location.
54. Procedural Matters. Paperwork
Reduction Act Analysis. This document
contains proposed new or modified
information collection requirements.
The Commission, as part of its
continuing effort to reduce paperwork
burdens, invites the general public and
the Office of Management and Budget
(OMB) to comment on the information
collection requirements contained in
this document, as required by the
Paperwork Reduction Act of 1995,
Public Law 104–13. In addition,
pursuant to the Small Business
Paperwork Relief Act of 2002, Public
Law 107–198, see 44 U.S.C. 3506(c)(4),
we seek specific comment on how we
might further reduce the information
collection burden for small business
concerns with fewer than 25 employees.
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55. Initial Regulatory Flexibility
Analysis. As required by the Regulatory
Flexibility Act, the Commission has
prepared an Initial Regulatory
Flexibility Analysis (IRFA) of the
possible significant economic impact on
a substantial number of small entities of
the proposals addressed in this
document. The IRFA is Appendix C of
the Notice of Proposed Rulemaking,
which can be obtained as described
above. We request written public
comment on the IRFA. Comments must
be filed in accordance with the same
filing deadlines as comments filed in
response to the NPRM and must have a
separate and distinct heading
designating them as responses to the
IRFA. The Commission’s Consumer and
Governmental Affairs Bureau, Reference
Information Center, will send a copy of
this Notice, including the IRFA, to the
Chief Counsel for Advocacy of the Small
Business Administration, in accordance
with the Regulatory Flexibility Act.
56. Filing Requirements. Pursuant to
sections 1.415 and 1.419 of the
Commission’s rules, 47 CFR 1.415,
1.419, interested parties may file
comments and reply comments on or
before the dates indicated on the first
page of this document. Comments may
be filed using the Commission’s
Electronic Comment Filing System
(ECFS). See Electronic Filing of
Documents in Rulemaking Proceedings,
63 FR 24121 (1998).
• Electronic Filers: Comments may be
filed electronically using the internet by
accessing the ECFS: https://apps.fcc.gov/
ecfs/.
• Paper Filers: Parties who choose to
file by paper must file an original and
one copy of each filing. If more than one
docket or rulemaking number appears in
the caption of this proceeding, filers
must submit two additional copies for
each additional docket or rulemaking
number.
Filings can be sent by hand or
messenger delivery, by commercial
overnight courier, or by first-class or
overnight U.S. Postal Service mail. All
filings must be addressed to the
Commission’s Secretary, Office of the
Secretary, Federal Communications
Commission.
• All hand-delivered or messengerdelivered paper filings for the
Commission’s Secretary must be
delivered to FCC Headquarters at 445
12th St. SW, Room TW–A325,
Washington, DC 20554. The filing hours
are 8:00 a.m. to 7:00 p.m. All hand
deliveries must be held together with
rubber bands or fasteners. Any
envelopes and boxes must be disposed
of before entering the building.
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• Commercial overnight mail (other
than U.S. Postal Service Express Mail
and Priority Mail) must be sent to 9050
Junction Drive, Annapolis Junction, MD
20701.
• U.S. Postal Service first-class,
Express, and Priority mail must be
addressed to 445 12th Street SW,
Washington, DC 20554.
57. People with Disabilities. To
request materials in accessible formats
for people with disabilities (braille,
large print, electronic files, audio
format), send an email to fcc504@fcc.gov
or call the Consumer & Governmental
Affairs Bureau at 202–418–0530 (voice),
202–418–0432 (TTY).
58. Availability of Documents.
Comments, reply comments, and ex
parte submissions will be publicly
available online via ECFS. These
documents will also be available for
public inspection during regular
business hours in the FCC Reference
Information Center, which is located in
Room CY–A257 at FCC Headquarters,
445 12th Street SW, Washington, DC
20554. The Reference Information
Center is open to the public Monday
through Thursday from 8:00 a.m. to 4:30
p.m. and Friday from 8:00 a.m. to 11:30
a.m.
59. Ex Parte Presentations. The
proceedings shall be treated as ‘‘permitbut-disclose’’ proceedings in accordance
with the Commission’s ex parte rules.
Persons making ex parte presentations
must file a copy of any written
presentation or a memorandum
summarizing any oral presentation
within two business days after the
presentation (unless a different deadline
applicable to the Sunshine period
applies). Persons making oral ex parte
presentations are reminded that
memoranda summarizing the
presentation must (1) list all persons
attending or otherwise participating in
the meeting at which the ex parte
presentation was made, and (2)
summarize all data presented and
arguments made during the
presentation. If the presentation
consisted in whole or in part of the
presentation of data or arguments
already reflected in the presenter’s
written comments, memoranda or other
filings in the proceeding, the presenter
may provide citations to such data or
arguments in his or her prior comments,
memoranda, or other filings (specifying
the relevant page and/or paragraph
numbers where such data or arguments
can be found) in lieu of summarizing
them in the memorandum. Documents
shown or given to Commission staff
during ex parte meetings are deemed to
be written ex parte presentations and
must be filed consistent with rule
VerDate Sep<11>2014
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1.1206(b). In proceedings governed by
rule 1.49(f) or for which the
Commission has made available a
method of electronic filing, written ex
parte presentations and memoranda
summarizing oral ex parte
presentations, and all attachments
thereto, must be filed through the
electronic comment filing system
available for that proceeding, and must
be filed in their native format (e.g., .doc,
.xml, .ppt, searchable .pdf). Participants
in these proceeding should familiarize
themselves with the Commission’s ex
parte rules.
I. Ordering Clauses
60. It is ordered, pursuant to the
authority found in Sections 4(i), 201,
302, and 303 of the Communications
Act of 1934, as amended, 47 U.S.C.
154(i), 201, 302a, 303, and § 1.411 of the
Commission’s Rules, 47 CFR 1.411, that
this Notice of Proposed Rulemaking is
hereby adopted.
61. It is ordered that notice is hereby
given of the proposed regulatory
changes described in this Notice of
Proposed Rulemaking, and that
comment is sought on these proposals.
62. It is further ordered that the
Commission’s Consumer and
Governmental Affairs Bureau, Reference
Information Center, shall send a copy of
this Notice of Proposed Rulemaking,
including the Initial Regulatory
Flexibility Analysis, to the Chief
Counsel for Advocacy of the Small
Business Administration.
List of Subjects in 47 CFR Part 15
Communications equipment, Radio.
Federal Communications Commission.
Katura Jackson,
Federal Register Liaison Officer, Office of the
Secretary.
Proposed Rules
For the reasons discussed in the
preamble, the Federal Communications
Commission proposes to amend 47 CFR
part 15 as follows:
PART 15—RADIO FREQUENCY
DEVICES
1. The authority citation for part 15
continues to read as follows:
■
Authority: 47 U.S.C. 154, 302a, 303, 304,
307, 336, 544a, and 549.
■
2. Revise § 15.401 to read as follows:
§ 15.401
Scope.
This subpart sets out the regulations
for unlicensed National Information
Infrastructure (U–NII) devices operating
in the 5.15–5.35 GHz, 5.47–5.725 GHz,
5.725–5.85 GHz, 5.925–6.425 GHz,
PO 00000
Frm 00027
Fmt 4702
Sfmt 4702
6.425–6.525 GHz, 6.525–6.875 GHz, and
6.875–7.125 GHz bands.
■ 3. Amend § 15.403 by:
■ a. Redesignating paragraphs (f)
through (s) as paragraphs (h) through
(u);
■ b. Redesignating paragraphs (b)
through (e) as paragraphs (c) through (f);
and
■ c. Adding new paragraphs (b) and (g).
The additions read as follows:
§ 15.403
Definitions.
*
*
*
*
*
(b) Automated Frequency
Coordination (AFC) is a system that
automatically determines and provides
lists of which frequencies are available
for use by access points operating in the
5.925–6.425 GHz and 6.525–6.875 GHz
bands.
*
*
*
*
*
(g) Client Device. A U–NII device
whose transmissions are generally
under the control of an access point and
that is not capable of initiating a
network.
*
*
*
*
*
■ 4. Amend § 15.407 by:
■ a. Redesignating paragraphs (a)(4) and
(5) as paragraphs (a)(7) and (8);
■ b. Adding new paragraphs (a)(4)
through (6);
■ c. Revising newly redesignated
paragraph (a)(8);
■ d. Redesignating paragraphs (b)(5)
through (8) as paragraphs (b)(6) through
(9);
■ e. Adding new paragraph (b)(5);
■ f. Revising paragraph (d); and
■ g. Adding paragraph (k).
The revisions and additions read as
follows:
§ 15.407
General technical requirements.
(a) * * *
(4) For an access point operating in
the 5.925–6.425 GHz and 6.525–6.875
GHz bands, the maximum conducted
output power over the frequency band
of operation shall not exceed 1 W,
provided the maximum antenna gain
does not exceed 6 dBi. In addition, the
maximum power spectral density shall
not exceed 17 dBm in any 1 megahertz
band. If transmitting antennas of
directional gain greater than 6 dBi are
used, both the maximum conducted
output power and the maximum power
spectral density shall be reduced by the
amount in dB that the directional gain
of the antenna exceeds 6 dBi.
(5) For an access point operating in
the 6.425–6.525 GHz, and 6.875–7.125
GHz bands, the maximum conducted
output power over the frequency band
of operation shall not exceed 250 mW,
provided the maximum antenna gain
does not exceed 6 dBi. In addition, the
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Federal Register / Vol. 83, No. 241 / Monday, December 17, 2018 / Proposed Rules
amozie on DSK3GDR082PROD with PROPOSALS1
maximum power spectral density shall
not exceed 11 dBm in any 1 megahertz
band. If transmitting antennas of
directional gain greater than 6 dBi are
used, both the maximum conducted
output power and the maximum power
spectral density shall be reduced by the
amount in dB that the directional gain
of the antenna exceeds 6 dBi.
(6) For client devices in the 5.925–
6.425 GHz, 6.425–6.525 GHz, 6.525–
6.875 GHz, and 6.875–7.125 GHz bands,
the maximum conducted output power
over the frequency band of operation
shall not exceed 63 mW provided the
maximum antenna gain does not exceed
6 dBi. In addition, the maximum power
spectral density shall not exceed 5 dBm
in any 1 megahertz band. If transmitting
antennas of directional gain greater than
6 dBi are used, both the maximum
conducted output power and the
maximum power spectral density shall
be reduced by the amount in dB that the
directional gain of the antenna exceeds
6 dBi.
*
*
*
*
*
(8) The maximum power spectral
density is measured as a conducted
emission by direct connection of a
calibrated test instrument to the
equipment under test. If the device
cannot be connected directly,
alternative techniques acceptable to the
Commission may be used.
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Measurements in the 5.725–5.85 GHz
band are made for a reference
bandwidth of 500 kHz or the 26 dB
emission bandwidth of the device,
whichever is less. Measurements in the
5.15–5.25 GHz, 5.25–5.35 GHz, 5.47–
5.725 GHz, 5.925–6.425 GHz, 6.425–
6.525 GHz, 6.525–6.875 GHz, and
6.875–7.125 GHz bands are made for a
reference bandwidth of 1 megahertz or
the 26 dB emission bandwidth of the
device, whichever is less. A narrower
resolution bandwidth can be used,
provided that the measured power is
integrated over the full reference
bandwidth.
(b) * * *
(5) For transmitters operating within
the 5.925–7.125 GHz band: All
emissions outside of the 5.925–7.125
GHz band shall not exceed an e.i.r.p. of
¥27 dBm/MHz.
*
*
*
*
*
(d) Operational restrictions. (1)
Operation of access points in the 5.925–
6.425 GHz, 6.425–6.525 GHz, 6.525–
6.875 GHz and 6.875–7.125 GHz bands
is prohibited in moving vehicles such as
cars, trains, and aircraft.
(2) Operation in the 5.925–6.425 GHz,
6.425–6.525 GHz, 6.525–6.875 GHz and
6.875–7.125 GHz bands is prohibited for
control of or communications with
unmanned aircraft systems.
PO 00000
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Sfmt 9990
64515
(3) Operation in the 6.425–6.525 GHz
and 6.875–7.125 GHz bands is limited to
indoor locations.
*
*
*
*
*
(k) Automated frequency coordination
(AFC). (1) Access points operating in the
5.925–6.425 GHz and 6.525–6.875 GHz
bands shall access an AFC system to
determine the available frequencies at
their geographic coordinates prior to
transmitting. Access points may
transmit only on frequencies indicated
as being available by an AFC system.
(2) An AFC system shall obtain
information on protected services
within the 5.925–6.425 GHz and 6.525–
6.875 GHz bands from Commission
databases and use that information to
determine frequency availability for
access points based on protection
criteria specified by the Commission.
(3) An AFC system operator will be
designated for a five-year term which
can be renewed by the Commission
based on the operator’s performance
during the term. If an AFC system
ceases operation, it must provide at least
30-days’ notice to the Commission and
transfer any registration data to another
AFC system operator.
(4) An AFC system operator may
charge fees for providing registration
and channel availability functions.
[FR Doc. 2018–26013 Filed 12–14–18; 8:45 am]
BILLING CODE 6712–01–P
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Agencies
[Federal Register Volume 83, Number 241 (Monday, December 17, 2018)]
[Proposed Rules]
[Pages 64506-64515]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2018-26013]
=======================================================================
-----------------------------------------------------------------------
FEDERAL COMMUNICATIONS COMMISSION
47 CFR Part 15
[ET Docket No. 18-295, GN Docket No. 17-183; FCC 18-147]
Unlicensed Use of the 6 GHz Band
AGENCY: Federal Communications Commission.
ACTION: Proposed rule.
-----------------------------------------------------------------------
SUMMARY: In this document, the Commission proposes to expand unlicensed
use of the 5.925-7.125 GHz band (6 GHz band) while protecting the
incumbent licensed services that operate in this spectrum. In the
5.925-6.425 GHz and 6.525-6.875 GHz sub-bands the proposed rules will
allow unlicensed access points to operate only on frequencies
determined by an automated frequency control (AFC) system. In the
remainder of the 6 GHz band, the 6.425-6.525 GHz and 6.875-7.125 GHz
sub-bands, no AFC system will be required, and the unlicensed access
points will be permitted to operate at lower transmitted power. The
proposed rules will also permit unlicensed client devices to operate
under the control of an access point throughout the 6 GHz band.
DATES: Comments are due on or before February 15, 2019; reply comments
are due on or before March 18, 2019. Written comments on the Paperwork
Reduction Act proposed information collection requirements must be
submitted by the public, Office of Management and Budget (OMB), and
other interested parties on or before April 16, 2019.
ADDRESSES: You may submit comments, identified by ET Docket No. 18-295
and GN Docket No. 17-183, by any of the following methods;
Federal Communications Commission's Website: https://apps.fcc.gov/ecfs. Follow the instructions for submitting comments.
People With Disabilities: Contact the FCC to request
reasonable accommodations (accessible format documents, sign language
interpreters, CART, etc.) by email: FCC504@fcc.gov or phone; 202-418-
0530 or TTY: 202-418-0432.
For detailed instructions for submitting comments and additional
information on the rulemaking process, see the SUPPLEMENTARY
INFORMATION section of this document. In addition to filing comments
with the Secretary, a copy of any comments on the Paperwork Reduction
Act information collection requirements contained herein should be
submitted to the
[[Page 64507]]
Federal Communications Commission via email to PRA@fcc.gov and to
Nicole Ongele, Federal Communications Commission, via email to
Nicole.Ongele@fcc.gov.
FOR FURTHER INFORMATION CONTACT: Nicholas Oros, Office of Engineering
and Technology, 202-418-0636, Nicholos.Oros@fcc.gov; or Michael Ha,
Office of Engineering and Technology, 202-418-2099, Michael.Ha@fcc.gov.
For additional information concerning the Paperwork Reduction Act
information collection requirements contained in this document, send an
email to PRA@fcc.gov or contact Nicole Ongele at (202) 418-2991.
SUPPLEMENTARY INFORMATION: This is a summary of the Commission's Notice
of Proposed Rulemaking, ET Docket No. 18-295, GN Docket No. 17-183, FCC
18-17, adopted October 23, 2018, and released October 24, 2018. The
full text of this document is available for inspection and copying
during normal business hours in the FCC Reference Center (Room CY-
A257), 445 12th Street SW, Washington, DC 20554. The full text may also
be downloaded at: https://www.fcc.gov/edocs/search-results?t=advanced&fccNo=18-147. People with Disabilities: To request
materials in accessible formats for people with disabilities (Braille,
large print, electronic files, audio format), send an email to
fcc504@fcc.gov or call the Consumer & Governmental Affairs Bureau at
202-418-0530 (voice), 202-418-0432 (tty).
Synopsis
1. Discussion. The rules the Commission proposes for unlicensed use
of the 5.925-7.125 GHz band (6 GHz band) are designed to protect
important incumbent licensed services that operate in various sub-bands
of this spectrum. To do this, the Commission proposes dividing the 6
GHz band into four sub-bands, each based on the prevalence and
characteristics of the incumbent services that operate in that
spectrum. The 5.925-6.425 GHz and 6.525-6.875 GHz sub-bands are heavily
used by point-to-point microwave links, including critical links that
must maintain a high level of availability. In these parts of the 6 GHz
band, the Commission proposes to permit only ``standard-power access
points''--using power levels permitted for unlicensed use in the U-NII-
1 (5.15-5.25 GHz) and U-NII-3 (5.725-5.85 GHz) bands--to operate only
on frequencies determined by an automated frequency control (AFC)
system. Other portions of the 6 GHz band, specifically the 6.425-6.525
GHz and 6.875-7.125 GHz sub-bands (totaling 350 megahertz), are used by
mobile stations where the locations of the incumbent receivers are not
necessarily known or cannot be easily determined from existing
databases. Because the lack of location information on mobile stations
makes an AFC approach impractical, the Commission proposes to allow
only indoor ``low-power access point'' operation in these sub-bands--
using lower, more restricted power levels applicable to operations in
the U-NII-2 (5.25-5.35 GHz and 5.47-5.725 GHz) band. The Commission
also proposes to permit client devices to operate across the entire 6
GHz band while under the control of either a standard-power access
point or a low-power access point. The Commission tentatively concludes
that this two-class approach can expand unlicensed use without causing
harmful interference to the incumbent services that will continue to be
authorized to use this spectrum.
2. Unlicensed Operation in the U-NII-5 and U-NII-7 Bands. The
Commission proposes to make the 5.925-6.425 GHz and 6.525-6.875 GHz
bands, referenced herein as the U-NII-5 and U-NII-7 bands respectively,
available for unlicensed operations under rules consistent with the
existing rules for unlicensed device operations in the nearby U-NII-1
and U-NII-3 bands (5.150-5.250 GHz and 5.725-5.850 GHz bands,
respectively). Under this proposal, the power levels permitted for the
standard-power access points would be the same as the power levels
already permitted for unlicensed device operations in the nearby U-NII-
1 and U-NII-3 bands. The U-NII-5 and U-NII-7 bands are heavily used for
point-to-point fixed links, which support a variety of critical
services. The U-NII-5 and U-NII-7 frequencies are also allocated to the
fixed-satellite service.
3. The proposed framework for U-NII-5 and U-NII-7 prohibits
unlicensed devices from operating co-channel with any fixed link within
that link's defined exclusion zone. Thus, for example, if a fixed
service receiver is receiving a specific channel, then unlicensed
devices operating in the defined exclusion zone of this receiver must
use a different channel. The Commission seeks comment on this proposal.
Similar to the licensing of new fixed links, which require frequency
coordination to protect existing links, the Commission proposes to
implement a frequency coordination process for unlicensed devices in
these bands to ensure that these new unlicensed devices do not cause
harmful interference to fixed service incumbents. Prior to operating in
these bands, a standard-power access point would determine or receive a
list of permissible operating frequencies and restrict operation to
those frequencies. Similarly, client devices would have to obtain a
list of permissible operating frequencies from a standard-power access
point and restrict operation to those frequencies. The Commission seeks
comment on this proposal. Are there any alternative methods to ensure
protection of incumbent services? What are the costs and benefits of
any proposed alternative?
4. Additionally, the Commission tentatively concludes that a
similar coordination process is not needed to protect incumbent FSS
operations because incumbent operations are limited to Earth-to-space
transmissions in the 6 GHz band. As such, any interference from
unlicensed devices would be experienced at the space station receivers
and the particular location of the standard-power access point would in
most case have a negligible effect. Since there will be no interference
to FSS earth stations, they would not be considered by the AFC system.
The Commission seeks comment on this proposal and on whether there
would be any benefits in including satellite earth station information
in the AFC system at this time.
5. Determining Permissible Frequencies of Operation. To determine
whether an individual unlicensed device can transmit at a particular
location on a given frequency, the Commission proposes that standard-
power access points be required to obtain a list of permissible
frequencies from an AFC system prior to transmitting or a list of
prohibited frequencies in which it cannot transmit. The Commission
envisions the AFC system to be a simple database that is easy to
implement. The Commission seeks comment on this proposal. What
capabilities should be incorporated into the AFC system? Should it be a
centralized model where all data and computations are in a central
location or the cloud? In this case, the standard-power access point
will establish a connection with the AFC system, provide its location
and technical details, and the AFC system will communicate the list of
permissible frequencies (or a list of prohibited frequencies) back to
the standard-power access point. Or should the AFC system's
architecture be a de-centralized model where the standard-power access
point maintains a local database and performs the necessary
computations to determine which frequencies are permissible? Under such
a model, how would the local database within the
[[Page 64508]]
standard-power access point be kept up to date? What are the trade-
offs, including the costs and benefits, between a centralized versus a
decentralized model in terms of efficiency, device complexity, and
ability to protect fixed service stations?
6. Should the AFC system determine frequency availability using the
maximum permissible power for a standard-power access point, or should
it determine frequency availability at power levels less than the
maximum, and calculate a list of available frequencies and the maximum
power permitted on each one? If the AFC system calculates the maximum
power for each frequency, how would it control the power levels of
standard-power access points to ensure that they operate at permissible
levels? How should frequency availability information be reported to
standard-power access points? Should the AFC system report availability
for discrete frequency bands, e.g., 10 or 20 megahertz channels, or
should it simply report the range or ranges of available frequencies?
Alternatively, should the AFC simply list the range or ranges of
unavailable frequencies?
7. Under a registration requirement, a standard-power access point
would transmit identifying information along with its location to the
AFC system before receiving a list of permissible channels.
Alternatively, a device under a centralized system architecture could
provide only its location data and the AFC system would provide it with
the list of permissible channels for that location. Under a
decentralized system architecture, registration is not necessarily
required as the device only needs periodic updates of the local fixed
service operating environment.
8. The Commission seeks comment on whether device registration in
the AFC database is necessary. What are the advantages and
disadvantages of each approach? Would a registration requirement
increase cost or complicate design and operations of devices and the
AFC? Would a registration requirement be beneficial for determining the
source if a fixed service station were to experience harmful
interference? If device registration is required, what information
should be provided? Should the information be limited to a device
identifier, location, and some basic technical information? Or should
device ownership data and contact information also be required? The
Commission also seeks comment on how registration information should be
entered into the AFC system. Should it be entered manually by a person,
such as a professional installer or the equipment user, or should we
require automated entry of some or all of the information? The
Commission additionally seeks comment on whether there are methods that
can be used when a device registers and/or operates to verify its
location and operating parameters. For example, could a two-step
verification process be used such that registrants must certify as to
the accuracy of the information entered into the AFC system?
9. The Commission recognizes that, because licensed use of these
bands is not static, the AFC system must be designed to ensure that
unlicensed operations protect new and modified licensed operations. The
Commission proposes to adopt a requirement that devices periodically
verify whether frequency availability has changed. Is a periodic re-
check interval the most appropriate method to determine changes in
frequency availability information and, if so, what should the maximum
permissible interval for verifying frequency availability be? Would an
alternative method be more appropriate, such as requiring the AFC
system to have the capability to direct devices to change frequencies?
Should the Commission adopt a general performance rule instead of
specifying a particular re-verification mechanism? The Commission also
seeks comment on what should happen when a device and the AFC system
are temporarily unable to communicate during the frequency re-
verification/update process. Should the Commission, for example, allow
the device to temporarily continue operating for a period before
requiring it to cease operations?
10. The Commission seeks comment on the types of security
requirements that would be necessary for standard-power access points
in the U-NII-5 and U-NII-7 bands to ensure that the interference
mitigation regime is not thwarted. White space devices and databases,
as well as Citizens Broadband Radio Service Devices and the Spectrum
Access System, are required to incorporate security measures to ensure
that devices communicate only with authorized databases, that all
communications and interactions between a database and devices are
accurate and secure, and that unauthorized parties cannot access or
alter a database or the list of available frequencies sent to a device.
They are also subject to requirements that communications between
devices and the database, and between different databases, must be
secure to prevent corruption or unauthorized interception of data, and
that databases be protected from unauthorized data input or alteration
of stored data. Are similar requirements necessary or appropriate for
devices and the AFC in the U-NII-5 and U-NII-7 bands? Are any
additional requirements necessary? Does the Commission need to specify
security requirements for devices to ensure that the software within
them cannot be easily modified to enable operation on frequencies other
than those indicated as available by the AFC system?
11. The Commission proposes to designate multiple entities to
operate AFC systems. The Commission seeks comment on this proposal.
Should the Commission require that devices have the capability to
communicate with all AFC systems or should they only be required to
have the capability to communicate with a subset of the designated AFC
systems? For example, should a manufacturer be allowed to operate an
AFC system that serves only devices that it produces? Should the
Commission allow the functions of an AFC system, such as a data
repository, registration, and query services, to be divided among
multiple entities, or should the Commission require all functions of a
single AFC system to be performed by a single entity? Can each AFC
system operate autonomously or is there a need for them to communicate
any information with each other? If so, what information would need to
be exchanged? Given the potential complexity of multiple AFC system
operators needing to coordinate, should the Commission instead
designate only a single AFC system operator?
12. The Commission seeks comment on the procedures that should be
used to test and validate the capabilities of the AFC and to designate
AFC system operators. For example, should the Commission follow
procedures similar to those the Office of Engineering and Technology
(OET) used for designating white space database administrators? If not,
what certification procedure should be implemented? Additionally, the
Commission notes that parties have suggested that a multi-stakeholder
group could administer AFC system requirements and standards through
interaction with AFC system operators. The Commission seeks comment on
this suggestion, and on the appropriate mechanism for ensuring
Commission oversight of such a multi-stakeholder group.
13. The Commission proposes that an AFC system operator be required
to serve for a five-year term which can be renewed by the Commission
based on performance during the operating term. The Commission also
proposes that if an AFC system ceases operation, the
[[Page 64509]]
operator provide a minimum of 30-days' notice to the Commission and it
transfer its registration data, if registration is required, to another
AFC system operator. The Commission seeks comment on these proposals.
Are there other functions an AFC system operator should be required to
perform?
14. The Commission proposes that an AFC system operator be
permitted to charge a fee for providing registration and channel
availability functions. The Commission notes that fees could be charged
on a transaction basis every time a device is registered or receives an
update from an AFC system. The Commission also notes that device
manufacturers or a trade association could fund an AFC system as part
of its business and that no individual transaction fees would be
charged. The Commission proposes that any of these methods be
permitted. Are there other funding mechanisms for AFC systems that
should be permitted? What are the costs and benefits of each type of
proposed funding mechanism?
15. Protecting Fixed Service from Harmful Interference. In general,
fixed services use highly directional antennas where the energy
transmitted and received is concentrated in a particular direction.
This suggests that unlicensed devices need only be excluded from a zone
determined by the fixed service receive antenna pattern and the EIRP of
the unlicensed device. Using those parameters along with an appropriate
propagation model would allow an AFC system to determine an exclusion
zone, an area inside of which unlicensed devices would not be able to
operate co-channel with fixed service systems. The size of the
exclusion zone would be based on the specific interference protection
criteria used.
16. The Commission proposes that the AFC system use data from its
Universal Licensing System (ULS) to facilitate access by unlicensed
devices in the bands that are used for the fixed service. The
Commission does not believe it is necessary to propose a mandatory
requirement on information collections for the ULS that were previously
voluntary in order to increase the efficacy of the AFC system. The
Commission notes that licensees have an obligation to keep their
information filed with the Commission current and complete. The
Commission seeks comment on this proposal.
17. Is there any additional technical data, not currently collected
in ULS, that is necessary to facilitate automatic coordination? If so,
should that information be collected by the Commission and stored in
ULS, or can such supplemental information be reported to and stored in
the AFC system? In cases of missing data, how should the AFC operate?
Should the Commission establish default values to be used to reach a
reasonable assessment with a high degree of confidence that harmful
interference will not occur? How should the Commission handle a
situation where harmful interference occurs to a fixed service station
due to that station's failure to keep its ULS records up-to-date?
Should the unlicensed device be required to switch channels? Should
there be any obligation on the fixed service station to update its ULS
records before it can seek remedy from the Commission?
18. The Commission seeks comment on how the AFC system should take
into consideration temporary fixed operations and/or stations operating
under conditional authority which may not be listed ULS. Should the
Commission require the operators of temporary fixed and/or stations
operating under conditional authority to provide notification of the
details of their operations (location, antenna height, antenna pattern,
etc.)? Or can those details be reported directly to an AFC? In the
latter case, does there need to be a requirement to share such data
among AFCs? If so, how would such a sharing system be implemented in a
centralized or decentralized AFC system architecture? Are there other
methods of protecting temporary fixed operations? Should the AFC system
account for filed applications in addition to licensed stations when
determining a list of frequencies on which an unlicensed device can
operate?
19. The Commission seeks comment on whether to adopt the
interference to noise power (I/N ratio) or the ratio of the carrier to
interference power (C/I ratio) for specifying the interference
protection criteria. The Commission also seeks comment on whether any
other metrics could be used for specifying the interference protection
criteria. What are the respective costs and benefits of each metric?
The interference protection criteria will be used by the AFC system to
determine whether a standard-power access point would cause harmful
interference to a fixed link receiver. The interference protection
criteria the Commission specifies will in effect determine how close
co-channel standard-power access points can operate to the fixed link
receivers. The Commission seeks comment on the interference protection
criteria to adopt. Commenters are encouraged to provide technical
analysis supporting the particular interference protection criteria
that they advocate.
20. The Commission does not propose to protect fixed links
operating on adjacent channels or second-adjacent channels as FWCC
suggests. The Commission invites parties who believe that specific
adjacent or second-adjacent channel protection rules be adopted to
submit technical showings to support their position.
21. To counteract the effects of fading, FWCC states that licensees
design their fixed microwave systems with fade margins of 25-40 dB. The
Commission seeks comment on FWCC's characterization of the fade margin.
What are the typical design criteria for fixed service station fade
margins? The Commission also seeks comment on whether and specifically
how fading might affect the levels of the potentially interfering
signal being transmitted from unlicensed devices. Given that
atmospheric conditions affect multipath fading, should the interference
protection criteria be relaxed or other allowances made in areas where
fades are not as prominent? How might this be accomplished? Should the
Commission consider the time of day fading occurs in conjunction with
the relative busy hours for unlicensed traffic when determining the
interference protection criteria? To what degree? Given that the loss
of synchronization can occur even without the presence of any
interference, can such events be attributed to atmospheric multipath
fading? Given the diurnal and seasonal nature of atmospheric multipath
fading, are there mitigation strategies that can take advantage of this
phenomenon to ensure the potential for causing harmful interference is
minimized?
22. Several different propagation models can be used to determine
the appropriate exclusion zones. The Commission believes that in the
first kilometer, an effective propagation model should include clutter
loss in addition to both line-of-sight and non-line-of-sight
conditions. Beyond the first kilometer, the propagation model should
include a combination of a terrain-based path loss model and a clutter
loss model appropriate for the environment. The Commission seeks
comment on this approach, as well as the appropriate propagation models
for this application. Can some of the propagation models for different
conditions be combined into a single model? Is using curve fitting to
combine propagation models of different ranges of applicability into a
single model an appropriate approach for this application? What are the
costs and benefits of each propagation model?
[[Page 64510]]
What other factors should be considered when choosing an appropriate
propagation model?
23. If expressed in terms of latitude, longitude, and height, what
is the required accuracy of the location of each standard-power access
point to ensure fixed service protection? Rather than requiring a
certain location accuracy for a standard-power access point, would it
be more appropriate to assign an area of uncertainty around the
computed location, based on the underlying technology and propagation
environment, and then build the necessary processing into the AFC
system to adjust its separation distance between the standard-power
access point and fixed service receiver based on the area of
uncertainty? If so, who will determine such an assignment and how,
particularly with respect to indoor deployment? How will the location
accuracy information be shared with the AFC? Will it be part of the
registration process? What are the costs and benefits of any proposed
alternative?
24. The typical installation height above ground of a standard-
power access points should probably range from 5 meters to 30 meters.
The Commission seeks comment on whether this estimate of typical
standard-power access point heights is appropriate. The Commission
seeks comment on whether to limit the maximum installation height of
outdoor standard-power access points. If so, should that limit be set
to 30 meters? Because frequency availability will depend on the height
of standard-power access points, will the AFC system inherently address
this matter by limiting the availability of permissible frequencies?
25. The Commission seeks comment on requiring that every standard-
power access point be professionally installed. If the Commission
requires professional installation, what mechanisms should be in place
to ensure that a non-professional or unlicensed person cannot perform
an installation? Should the Commission rely on an industry-led process
to develop professional installer accreditation standards as the
Commission has done in similar situations? Should AFC system(s) be
required to take steps to ensure that only standard-power access points
that have been professionally installed can receive a list of
frequencies upon which to operate? If the Commission adopts a
professional installation requirement, should it exempt certain access
points that are less likely to cause interference such as, for example,
those installed indoors or that are below a specified height? Are there
other measurement/geolocation tools, existing or on the horizon, that
can complement GPS? If so, can they be used in lieu of professional
installation? Should the Commission require that geolocation capability
be built into the standard-power access points? Are there other means
of obtaining location information, such as street address and floor
number? If so, how will this impact the contour calculations? What are
the costs and benefits of any proposed alternative?
26. The Commission proposes to require client devices that operate
in the U-NII-5 and U-NII-7 bands to be under the control of a standard-
power access point. Notwithstanding this proposal, the Commission seeks
comment on whether client devices should be allowed to transmit probe
requests, consistent with 802.11 standard, as means for joining a
network, prior to receiving a frequency assignment. If so, is there any
way to allow such use without causing harmful interference to the
incumbent users? The Commission seeks comment on what assumptions to
make about the area in which a client device can operate.
27. The Commission seeks comment on the typical or maximum
operating radius for communications between a client device and a
standard-power access point. How should the distance be incorporated
into any frequency coordination computation to ensure incumbents are
protected? The Commission's proposed rules define a client device as
``a U-NII device whose transmissions are generally under the control of
an access point and that is not capable of initiating a network.'' The
Commission seeks comment on this definition.
28. Preventing Aggregate Interference to Operations in the Fixed-
Satellite Service. The Commission tentatively concludes that use of the
AFC is not necessary to protect satellite receivers and that limits on
radiated power will prevent interference to space station receivers
from individual unlicensed devices. The Commission seeks comment on
whether a restriction on pointing toward the geostationary arc would be
appropriate. The Commission seeks comment on the potential for the
satellite receivers in the U-NII-5 and U-NII-7 bands to receive harmful
aggregate interference due to transmissions from unlicensed devices
operating in these bands. The Commission also seeks comment on methods
that could be used to monitor aggregate interference to satellite
receivers and potential remediation techniques in the event that such
aggregate interference reaches levels that would require action. In
this respect, the Commission asks about the feasibility of developing
monitoring techniques that would be agreeable for all parties involved
and whether there is any role that unlicensed users could play with
regard to such monitoring.
29. No earth stations are currently licensed to use the space-to-
Earth allocation in the 6.7-6.875 GHz portion of the U-NII-7 band. If
this spectrum is used for space-to-Earth links in the future, the
Commission proposes that the AFC system could be used to prevent
harmful interference to the earth station receivers by excluding
standard-power access point from operating in this spectrum near the
associated earth stations. The Commission seeks comment on how the AFC
system might be used to protect any future receiving satellite earth
stations. In particular, the Commission asks what interference
protection criteria and propagation models might be appropriate
30. Lower Power Indoor Unlicensed Devices in the U-NII-6 and U-NII-
8 Bands. The Commission proposes to allow unlicensed devices to operate
in the 6.425-6.525 GHz and 6.875-7.125 GHz bands, referenced herein as
the U-NII-6 and U-NII-8 bands respectively, under two specific
conditions: (1) Unlicensed devices are limited to the lower power
levels applicable to unlicensed operations in the U-NII-2 bands and (2)
such devices are restricted to indoor operation.
31. Many incumbents in the U-NII-6 and U-NII-8 bands conduct mobile
operations. Because exclusion zone calculations require knowledge of
the incumbent receiver location and antenna orientation, the Commission
does not believe that an AFC system would be feasible in these bands.
Instead, the Commission proposes technical rules for unlicensed devices
designed to minimize the potential harmful interference to incumbent
operations in these bands. By restricting such devices to low power,
indoor use, the Commission anticipates that incumbent licensed services
would be protected from harmful interference, in part due to
significant building attenuation and clutter losses for transmissions
originating from indoor devices. The Commission recognizes that its
assessment that there is a low likelihood that indoor low power devices
will cause harmful interference depends in part on the assumptions that
are made with respect to the number and density of these devices and
assumptions about the incumbent services interference protections. The
Commission proposes to adopt power limits that are based on the
existing
[[Page 64511]]
rules in the U-NII-2C band (5.47-5.725 GHz).
32. The Commission seeks comment on the compatibility between
unlicensed indoor low power devices and Low Power Auxiliary Station
services which may operate indoors in the U-NII-8 band. Commenters
should provide all study assumptions, including appropriate propagation
models, availability requirements, receiver sensitivity, noise figure,
antenna patterns, and fade margins, between indoor low power unlicensed
devices anticipated under our proposals and mobile and fixed links in
these bands. The Commission believes the same conditions that protect
incumbents from harmful interference from a single U-NII device will
also protect those same incumbents from aggregate interference.
Nevertheless, the Commission requests that commenters address this
assumption. The Commission encourages parties to employ statistical
models to evaluate the risk of harmful interference.
33. Given the uncertainties inherent in establishing mobile links
and the attenuation of the signals due to building and clutter losses,
the Commission anticipates that low-power indoor operation will not
increase the risk of harmful interference to mobile service incumbents.
The Commission seeks comment on this assessment. The Commission seeks
comment on factors that it has not accounted for in this analysis,
including more detailed information on the specific mobile deployment
configurations in these bands. Are Cable Television Relay Service and
TV pickup mobile station deployment configurations largely similar? Are
receive sites for the TV pickup and Cable Television Relay Service
mobile assignments typically deployed at fixed locations? What are the
typical fade margins for mobile links and what types of service are
these fade margins required for? For the approximately 200 public
safety or business/industrial pool assignments in these bands, do they
operate on a mobile basis or are they temporarily fixed for longer
periods of time when in use? How many mobile stations are typically
associated with an assignment?
34. The Commission seeks comment on whether requirements for the
various fixed services in the U-NII-6 and U-NII-8 bands differ. For
example, do Broadcast Auxiliary Service point-to-point links have the
same design criteria regarding availability and fade margins as Private
Operational Fixed public safety and business/industrial pool links or
common carrier point-to-point links? Fixed Service commenters have
raised the possibility of indoor unlicensed devices in tall buildings
causing unacceptable degradation to the fade margin of a fixed service
link. Under what conditions would such interference occur? How do these
design criteria for fixed service links in these bands relate to the
potential for such interference? Are there mitigation strategies that
will reduce the potential for unlicensed devices to cause harmful
interference under these conditions? Would unlicensed device operation
in these bands have any detrimental effect on Broadcast Auxiliary
Service operations, which are characterized by transmitting to
strategically located receive sites?
35. The Commission believes that the technical characteristics
proposed for indoor low-power access points in the U-NII-6 and U-NII-8
bands will protect the FSS and that additional interference mitigation
techniques are unnecessary. Because of the low power and low
probability that an indoor unlicensed device will have a direct line of
sight with Sirius/XM satellites, the Commission believes the risk of
causing harmful interference to those satellites is low. Regarding the
limited number of MSS feeder downlinks in the U-NII-8 band, the
Commission tentatively concludes that MSS operations will be similarly
protected by the limitations on unlicensed use proposed in this Notice,
particularly given the small number and isolated nature of these
locations. The Commission seeks comment on these tentative conclusions,
and on whether any additional mitigation techniques might be necessary
to protect satellite services in these bands.
36. The Commission proposes to restrict operation of unlicensed
devices in the U-NII-6 and U-NII-8 bands to indoor operation.
Broadcasters covering large venues such as sporting events and
political conventions rely on the U-NII-6 and U-NII-8 bands for
operations that may take place indoors. Are there additional low-power
device restrictions that the Commission should consider to prevent
interference to broadcaster indoor operations in these bands? The
Commission also proposes to require client devices that operate in the
U-NII-6 and U-NII-8 bands to be under the control of low-power access
point. This requirement will help prevent uncontrolled outdoor
operation of client devices.
37. The Commission believes that in most cases Broadcast Auxiliary
Service operations will be between a mobile transmitter and a fixed
location to which it will have a direct line of sight. ITU models give
values for both building entry and clutter losses with some probability
of occurrence. The Commission notes that the ITU model shows a median
building entry losses of approximately 18 dB for traditional
construction and 30 dB for thermally efficient construction for
horizontal incidence, with increasing building entry losses at larger
elevation angles. Are assumptions for building entry losses and clutter
loss enough to overcome concerns of interference even when the
unlicensed device might be in the main beam of the receiver? Are there
other factors or models that should be considered when evaluating loses
between indoor unlicensed devices and U-NII-6 and U-NII-8 incumbent
services?
38. The Commission also invites comment on how the Commission could
ensure that low-power access points are restricted to indoor use.
Should the Commission adopt a requirement that indoor devices have
direct connection to a power outlet? Are there other methods or
equipment form-factors that would discourage outdoor usage of low-power
access point unlicensed devices that the Commission should consider?
For example, noting that GPS signals generally do not penetrate very
far into buildings, would it be feasible and cost effective to require
low-power access points to monitor GPS satellite signals and to cease
transmissions if a GPS signal is detected? Would it be better to set a
GPS signal threshold rather than a detection threshold above which a
low-power access point would be required to shut off to differentiate
between clear-sky (outdoor) GPS satellite view and indoor detection?
The Commission seeks comment on this and other methods of ensuring
devices operate in accordance with the indoor-only restriction.
Finally, given that client devices are even lower power (5 mW/MHz EIRP)
and are required to only operate in the U-NII-6 and U-NII-8 bands after
receiving an authorization from a low-power access point, are there any
other considerations the Commission needs to take into account to
ensure these devices do not cause harmful interference to incumbent
operations?
39. The Commission does not propose to make changes to existing
provisions in Part 15 for unlicensed wideband and ultra-wideband
systems as the Commission expects such systems will continue to coexist
with all other systems, both licensed and unlicensed, within the 6 GHz
band. The Commission seeks comment from interested parties regarding
the potential effect of our proposals on their existing unlicensed
devices and use models. To
[[Page 64512]]
the extent that parties believe new devices could adversely affect
existing operations, they should suggest specific rules and mitigation
strategies that would minimize such risk.
40. Other Unlicensed Operation Options. The Commission seeks
comment on whether we should allow indoor low-power access point
operations in the U-NII-5 and U-NII-7 bands under the same conditions
as proposed for the U-NII-6 and U-NII-8 bands; i.e., low power, indoor-
only use without the need for authorization from an AFC system. If so,
what power level could be permitted for such operation without
increasing the risk of harmful interference to licensed services? Are
there any other operational requirements, rules or mitigation
techniques that would allow low-power access points to operate in the
U-NII-5 and U-NII-7 bands without the use of an AFC system?
41. The Commission seeks comment on whether there are any ways to
protect incumbent mobile operations, if the Commission were to allow
unlicensed operations in the U-NII-6 or U-NII-8 bands at the same power
levels as those proposed for U-NII-5 and U-NII-7 bands, both indoors
and outdoors. Are a significant number of Broadcast Auxiliary Service
and Cable Television Relay Service receive sites fixed, such that they
could be protected by the AFC in the same fashion as fixed operations?
Do fixed received sites associated with mobile operations typically use
fixed antennas or steerable antennas and could a protection contour be
defined around a fixed receive site taking into consideration the
characteristics of the receive antenna? Is it possible, for example, to
dynamically update the permissible frequency list whenever mobile sites
become active or when the information for these sites becomes
available? Can push notifications serve as a means of informing
affected standard-power access points that the permissible frequency
list must be updated to protect the incumbents? Additionally, would the
Commission's tentative conclusions regarding protections of satellite
services in the U-NII-6 and U-NII-8 bands be undermined by permitting
high power unlicensed operations in these bands?
42. The Commission seeks comment on whether unlicensed devices in
the U-NII-5 and U-NII-7 bands should be explicitly permitted to operate
either as a mobile hotspot or as a transportable device. As with fixed
access points in these bands, such operation would be under the control
of an AFC system. Is such operation feasible under such a condition?
Are there rules we can put in place to permit such operation while
still ensuring that licensed services are protected from harmful
interference? For example, the rules for Mode II personal/portable
white space devices allow them to load channel availability information
for multiple locations to define a geographic area in which the device
can operate. Could a similar mechanism work in these bands? Are there
specific capabilities that need to be included in the AFC to enable
such operation? Should such operation be restricted to certain power
levels? Are there other safeguards that could be implemented to permit
such operation?
43. Power Limits. Based on the experience of the existing U-NII
bands, the Commission believes these levels will provide the proper
balance between allowing flexibility for unlicensed devices to deploy
while still protecting incumbent systems. Therefore, the Commission
proposes maximum EIRP power spectral density limits of:
For U-NII-5 and U-NII-7 standard-power access points, the
maximum conducted output power is 1 watt and maximum power spectral
density is 17 dBm in any 1 megahertz band. If a transmitting antenna
with directional gain greater than 6 dBi is used, the maximum power and
power spectral density shall be reduced by the amount in dBi that the
directional gain is greater than 6 dBi.
For U-NII-6 and U-NII-8 band low-power access points, the
maximum conducted output power is 250 milliwatts and maximum power
spectral density is 11 dBm in any 1 megahertz band. If a transmitting
antenna with directional gain greater than 6 dBi is used, the maximum
power and power spectral density shall be reduced by the amount in dBi
that the directional gain is greater than 6 dBi.
For client devices, the maximum conducted output power is
63 milliwatts and maximum power spectral density is 5 dBm in any 1
megahertz band. If a transmitting antenna with directional gain greater
than 6 dBi is used, the maximum power and power spectral density shall
be reduced by the amount in dBi that the directional gain is greater
than 6 dBi.
44. The Commission seeks comment on these proposed power limits.
The Commission also seeks comment on whether higher power operations
could be permitted in rural and underserved areas under certain
conditions. If so, should such operations be limited to only the U-NII-
5 and U-NII-7 bands and only under the control of an AFC system?
Commenters advocating for higher power should also address how much
more power they believe is necessary to serve these areas and provide
comment on how to define rural and underserved areas in this context.
Additionally, commenters should address whether such operations should
be limited to point-to-point operations (possibly with a minimum
antenna gain) or if point-to-multipoint operations should be permitted.
45. The Commission also seeks comment on whether to adopt power
rules that are structured differently than the existing U-NII rules.
For example, the Commission could specify only a radiated power
spectral density limit or a combination of a radiated maximum power and
a radiated power spectral density limit. What are the benefits and
drawbacks of each approach as it relates to equipment design and cost
as well as maximizing the area over which unlicensed devices can
operate and ensuring incumbents are protected from harmful
interference? Should the Commission specify a maximum transmit power
based on a 20 megahertz channel bandwidth in addition to the power and
power spectral density limits described above? What are the benefits of
such an approach? Would such a rule unnecessarily restrict devices to
less efficient operational modes? Should certain types of transmitters
that employ electrically steerable, MIMO, or phased array antennas have
special rules which allow the device to operate with higher power
levels?
46. Additionally, the Commission seeks comment on our proposal to
reduce the permitted transmitted power and power spectral density when
using antennas with a directional gain greater than 6 dBi. Should the
Commission require that antennas be integrated with the device or can
the Commission permit users to choose an appropriate antenna for their
application? If antennas are not integrated with the device, should an
equipment authorization grantee be required to maintain a list of
permissible antennas with its equipment authorization or in the manual
or on a website? What effect will our proposal have on the equipment
authorization process?
47. Unwanted Emissions Limits. The Commission proposes that for all
unlicensed devices operating in the 6 GHz band under the proposals
herein, all emissions below 5.925 GHz and above 7.125 GHz shall not
exceed an EIRP of -27 dBm/MHz. The Commission seeks comment on this
proposal. In addition, the Commission seeks comment on the need to
specify out-of-band emission limits between the sub-bands of the 6 GHz
band--i.e. between the U-NII-5, U-NII-6, U-NII-7 and U-NII-8 bands?
What are the
[[Page 64513]]
appropriate emission limits? The Commission also seeks comment on the
transmit emission mask that unlicensed devices should be required to
meet to protect incumbent services operating on adjacent frequencies
within the band. Is the emission mask suggested by RKF Engineering in
the technical study submitted by Apple Inc., Broadcom Corporation, et
al. appropriate for this purpose? If not, what is the appropriate
emission mask?
48. Prohibition on use in Moving Vehicles and Drones. The
Commission proposes that unlicensed access points (both standard-power
access point and low-power access point) be prohibited from operating
in moving vehicles such as cars, trains, or aircraft. The Commission is
especially concerned about the interference consequences of allowing
operation onboard aircraft because the longer line-of-sight distances
from devices at typical aircraft altitude could result in interference
over a wide area. The Commission seeks comment on this proposal and
whether there are alternative, feasible proposals to use the band for
moving vehicles. The Commission also propose that unlicensed devices,
whether a standard-power access point, low-power access point, or
client device, operating under these rules not be permitted for use
with unmanned aircraft systems. The Commission seeks comment on this
proposal.
49. Additional Mitigation Measures. Although the Commission
believes that unlicensed device operation as discussed herein will not
result in harmful interference to licensed services, the Commission
nonetheless ask whether any additional requirements are necessary to
ensure that any instances of harmful interference that may occur can be
resolved expeditiously.
50. The Commission seeks comment on whether to require standard-
power access points in these bands to transmit digital identifying
information. If so, should such a requirement be applied in all
instances (standard-power access points and low-power access points and
their associated client devices)? If, as proposed, low-power access
point operation would be restricted to indoors and such devices would
not have any identifying information in the AFC database, would there
be any practical benefit to requiring low-power access points to
transmit digitally identifying information? Would a specific format for
such information need to be specified and would there be a need for
specialized equipment to detect and decode the identifying information?
If so, could this function be easily incorporated into new equipment or
retrofitted to existing equipment? How much would adding this
capability into equipment cost?
51. As an additional means to locate the source of harmful
interference, the Commission could require that the AFC record the
actual frequency being used by each standard-power access point. This
information could be useful for locating interference sources if it can
be collected from every standard-power access point and stored in a
relational database. The Commission seeks comment on this tool and
other means for remediation of interference.
52. The Commission seeks comment on whether it would be necessary
to institute an interference resolution process beyond the existing
rule for unlicensed devices. For example, would it be necessary to
establish an interference detection and identification procedure? If
so, who will develop this procedure and who will be responsible for
exercising it? Should the AFC system operator(s) be responsible for
this task?
53. The Commission seeks comment on requiring manufacturers to
provide consumers with information on any specific operational
requirements applicable to devices operating in the U-NII-5 through U-
NII-8 bands to prevent harmful interference. How should this
information be conveyed, e.g., by device labeling or in the user's
manual, and what information should be provided? Depending on the types
of operational requirements that the Commission adopts, examples of
information that could be provided include that certain devices may be
operated only indoors, may not be operated on board aircraft, require
professional installation, or must update their location information
with an AFC system when installed at a new location.
54. Procedural Matters. Paperwork Reduction Act Analysis. This
document contains proposed new or modified information collection
requirements. The Commission, as part of its continuing effort to
reduce paperwork burdens, invites the general public and the Office of
Management and Budget (OMB) to comment on the information collection
requirements contained in this document, as required by the Paperwork
Reduction Act of 1995, Public Law 104-13. In addition, pursuant to the
Small Business Paperwork Relief Act of 2002, Public Law 107-198, see 44
U.S.C. 3506(c)(4), we seek specific comment on how we might further
reduce the information collection burden for small business concerns
with fewer than 25 employees.
55. Initial Regulatory Flexibility Analysis. As required by the
Regulatory Flexibility Act, the Commission has prepared an Initial
Regulatory Flexibility Analysis (IRFA) of the possible significant
economic impact on a substantial number of small entities of the
proposals addressed in this document. The IRFA is Appendix C of the
Notice of Proposed Rulemaking, which can be obtained as described
above. We request written public comment on the IRFA. Comments must be
filed in accordance with the same filing deadlines as comments filed in
response to the NPRM and must have a separate and distinct heading
designating them as responses to the IRFA. The Commission's Consumer
and Governmental Affairs Bureau, Reference Information Center, will
send a copy of this Notice, including the IRFA, to the Chief Counsel
for Advocacy of the Small Business Administration, in accordance with
the Regulatory Flexibility Act.
56. Filing Requirements. Pursuant to sections 1.415 and 1.419 of
the Commission's rules, 47 CFR 1.415, 1.419, interested parties may
file comments and reply comments on or before the dates indicated on
the first page of this document. Comments may be filed using the
Commission's Electronic Comment Filing System (ECFS). See Electronic
Filing of Documents in Rulemaking Proceedings, 63 FR 24121 (1998).
Electronic Filers: Comments may be filed electronically
using the internet by accessing the ECFS: https://apps.fcc.gov/ecfs/.
Paper Filers: Parties who choose to file by paper must
file an original and one copy of each filing. If more than one docket
or rulemaking number appears in the caption of this proceeding, filers
must submit two additional copies for each additional docket or
rulemaking number.
Filings can be sent by hand or messenger delivery, by commercial
overnight courier, or by first-class or overnight U.S. Postal Service
mail. All filings must be addressed to the Commission's Secretary,
Office of the Secretary, Federal Communications Commission.
All hand-delivered or messenger-delivered paper filings
for the Commission's Secretary must be delivered to FCC Headquarters at
445 12th St. SW, Room TW-A325, Washington, DC 20554. The filing hours
are 8:00 a.m. to 7:00 p.m. All hand deliveries must be held together
with rubber bands or fasteners. Any envelopes and boxes must be
disposed of before entering the building.
[[Page 64514]]
Commercial overnight mail (other than U.S. Postal Service
Express Mail and Priority Mail) must be sent to 9050 Junction Drive,
Annapolis Junction, MD 20701.
U.S. Postal Service first-class, Express, and Priority
mail must be addressed to 445 12th Street SW, Washington, DC 20554.
57. People with Disabilities. To request materials in accessible
formats for people with disabilities (braille, large print, electronic
files, audio format), send an email to fcc504@fcc.gov or call the
Consumer & Governmental Affairs Bureau at 202-418-0530 (voice), 202-
418-0432 (TTY).
58. Availability of Documents. Comments, reply comments, and ex
parte submissions will be publicly available online via ECFS. These
documents will also be available for public inspection during regular
business hours in the FCC Reference Information Center, which is
located in Room CY-A257 at FCC Headquarters, 445 12th Street SW,
Washington, DC 20554. The Reference Information Center is open to the
public Monday through Thursday from 8:00 a.m. to 4:30 p.m. and Friday
from 8:00 a.m. to 11:30 a.m.
59. Ex Parte Presentations. The proceedings shall be treated as
``permit-but-disclose'' proceedings in accordance with the Commission's
ex parte rules. Persons making ex parte presentations must file a copy
of any written presentation or a memorandum summarizing any oral
presentation within two business days after the presentation (unless a
different deadline applicable to the Sunshine period applies). Persons
making oral ex parte presentations are reminded that memoranda
summarizing the presentation must (1) list all persons attending or
otherwise participating in the meeting at which the ex parte
presentation was made, and (2) summarize all data presented and
arguments made during the presentation. If the presentation consisted
in whole or in part of the presentation of data or arguments already
reflected in the presenter's written comments, memoranda or other
filings in the proceeding, the presenter may provide citations to such
data or arguments in his or her prior comments, memoranda, or other
filings (specifying the relevant page and/or paragraph numbers where
such data or arguments can be found) in lieu of summarizing them in the
memorandum. Documents shown or given to Commission staff during ex
parte meetings are deemed to be written ex parte presentations and must
be filed consistent with rule 1.1206(b). In proceedings governed by
rule 1.49(f) or for which the Commission has made available a method of
electronic filing, written ex parte presentations and memoranda
summarizing oral ex parte presentations, and all attachments thereto,
must be filed through the electronic comment filing system available
for that proceeding, and must be filed in their native format (e.g.,
.doc, .xml, .ppt, searchable .pdf). Participants in these proceeding
should familiarize themselves with the Commission's ex parte rules.
I. Ordering Clauses
60. It is ordered, pursuant to the authority found in Sections
4(i), 201, 302, and 303 of the Communications Act of 1934, as amended,
47 U.S.C. 154(i), 201, 302a, 303, and Sec. 1.411 of the Commission's
Rules, 47 CFR 1.411, that this Notice of Proposed Rulemaking is hereby
adopted.
61. It is ordered that notice is hereby given of the proposed
regulatory changes described in this Notice of Proposed Rulemaking, and
that comment is sought on these proposals.
62. It is further ordered that the Commission's Consumer and
Governmental Affairs Bureau, Reference Information Center, shall send a
copy of this Notice of Proposed Rulemaking, including the Initial
Regulatory Flexibility Analysis, to the Chief Counsel for Advocacy of
the Small Business Administration.
List of Subjects in 47 CFR Part 15
Communications equipment, Radio.
Federal Communications Commission.
Katura Jackson,
Federal Register Liaison Officer, Office of the Secretary.
Proposed Rules
For the reasons discussed in the preamble, the Federal
Communications Commission proposes to amend 47 CFR part 15 as follows:
PART 15--RADIO FREQUENCY DEVICES
0
1. The authority citation for part 15 continues to read as follows:
Authority: 47 U.S.C. 154, 302a, 303, 304, 307, 336, 544a, and
549.
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2. Revise Sec. 15.401 to read as follows:
Sec. 15.401 Scope.
This subpart sets out the regulations for unlicensed National
Information Infrastructure (U-NII) devices operating in the 5.15-5.35
GHz, 5.47-5.725 GHz, 5.725-5.85 GHz, 5.925-6.425 GHz, 6.425-6.525 GHz,
6.525-6.875 GHz, and 6.875-7.125 GHz bands.
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3. Amend Sec. 15.403 by:
0
a. Redesignating paragraphs (f) through (s) as paragraphs (h) through
(u);
0
b. Redesignating paragraphs (b) through (e) as paragraphs (c) through
(f); and
0
c. Adding new paragraphs (b) and (g).
The additions read as follows:
Sec. 15.403 Definitions.
* * * * *
(b) Automated Frequency Coordination (AFC) is a system that
automatically determines and provides lists of which frequencies are
available for use by access points operating in the 5.925-6.425 GHz and
6.525-6.875 GHz bands.
* * * * *
(g) Client Device. A U-NII device whose transmissions are generally
under the control of an access point and that is not capable of
initiating a network.
* * * * *
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4. Amend Sec. 15.407 by:
0
a. Redesignating paragraphs (a)(4) and (5) as paragraphs (a)(7) and
(8);
0
b. Adding new paragraphs (a)(4) through (6);
0
c. Revising newly redesignated paragraph (a)(8);
0
d. Redesignating paragraphs (b)(5) through (8) as paragraphs (b)(6)
through (9);
0
e. Adding new paragraph (b)(5);
0
f. Revising paragraph (d); and
0
g. Adding paragraph (k).
The revisions and additions read as follows:
Sec. 15.407 General technical requirements.
(a) * * *
(4) For an access point operating in the 5.925-6.425 GHz and 6.525-
6.875 GHz bands, the maximum conducted output power over the frequency
band of operation shall not exceed 1 W, provided the maximum antenna
gain does not exceed 6 dBi. In addition, the maximum power spectral
density shall not exceed 17 dBm in any 1 megahertz band. If
transmitting antennas of directional gain greater than 6 dBi are used,
both the maximum conducted output power and the maximum power spectral
density shall be reduced by the amount in dB that the directional gain
of the antenna exceeds 6 dBi.
(5) For an access point operating in the 6.425-6.525 GHz, and
6.875-7.125 GHz bands, the maximum conducted output power over the
frequency band of operation shall not exceed 250 mW, provided the
maximum antenna gain does not exceed 6 dBi. In addition, the
[[Page 64515]]
maximum power spectral density shall not exceed 11 dBm in any 1
megahertz band. If transmitting antennas of directional gain greater
than 6 dBi are used, both the maximum conducted output power and the
maximum power spectral density shall be reduced by the amount in dB
that the directional gain of the antenna exceeds 6 dBi.
(6) For client devices in the 5.925-6.425 GHz, 6.425-6.525 GHz,
6.525-6.875 GHz, and 6.875-7.125 GHz bands, the maximum conducted
output power over the frequency band of operation shall not exceed 63
mW provided the maximum antenna gain does not exceed 6 dBi. In
addition, the maximum power spectral density shall not exceed 5 dBm in
any 1 megahertz band. If transmitting antennas of directional gain
greater than 6 dBi are used, both the maximum conducted output power
and the maximum power spectral density shall be reduced by the amount
in dB that the directional gain of the antenna exceeds 6 dBi.
* * * * *
(8) The maximum power spectral density is measured as a conducted
emission by direct connection of a calibrated test instrument to the
equipment under test. If the device cannot be connected directly,
alternative techniques acceptable to the Commission may be used.
Measurements in the 5.725-5.85 GHz band are made for a reference
bandwidth of 500 kHz or the 26 dB emission bandwidth of the device,
whichever is less. Measurements in the 5.15-5.25 GHz, 5.25-5.35 GHz,
5.47-5.725 GHz, 5.925-6.425 GHz, 6.425-6.525 GHz, 6.525-6.875 GHz, and
6.875-7.125 GHz bands are made for a reference bandwidth of 1 megahertz
or the 26 dB emission bandwidth of the device, whichever is less. A
narrower resolution bandwidth can be used, provided that the measured
power is integrated over the full reference bandwidth.
(b) * * *
(5) For transmitters operating within the 5.925-7.125 GHz band: All
emissions outside of the 5.925-7.125 GHz band shall not exceed an
e.i.r.p. of -27 dBm/MHz.
* * * * *
(d) Operational restrictions. (1) Operation of access points in the
5.925-6.425 GHz, 6.425-6.525 GHz, 6.525-6.875 GHz and 6.875-7.125 GHz
bands is prohibited in moving vehicles such as cars, trains, and
aircraft.
(2) Operation in the 5.925-6.425 GHz, 6.425-6.525 GHz, 6.525-6.875
GHz and 6.875-7.125 GHz bands is prohibited for control of or
communications with unmanned aircraft systems.
(3) Operation in the 6.425-6.525 GHz and 6.875-7.125 GHz bands is
limited to indoor locations.
* * * * *
(k) Automated frequency coordination (AFC). (1) Access points
operating in the 5.925-6.425 GHz and 6.525-6.875 GHz bands shall access
an AFC system to determine the available frequencies at their
geographic coordinates prior to transmitting. Access points may
transmit only on frequencies indicated as being available by an AFC
system.
(2) An AFC system shall obtain information on protected services
within the 5.925-6.425 GHz and 6.525-6.875 GHz bands from Commission
databases and use that information to determine frequency availability
for access points based on protection criteria specified by the
Commission.
(3) An AFC system operator will be designated for a five-year term
which can be renewed by the Commission based on the operator's
performance during the term. If an AFC system ceases operation, it must
provide at least 30-days' notice to the Commission and transfer any
registration data to another AFC system operator.
(4) An AFC system operator may charge fees for providing
registration and channel availability functions.
[FR Doc. 2018-26013 Filed 12-14-18; 8:45 am]
BILLING CODE 6712-01-P