Extension of the Prohibition Against Certain Flights in the Damascus Flight Information Region (FIR) (OSTT), 63410-63415 [2018-26680]
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Federal Register / Vol. 83, No. 236 / Monday, December 10, 2018 / Rules and Regulations
no extraordinary circumstances exist
that warrant preparation of an
environmental assessment.
Lists of Subjects in 14 CFR Part 71
Airspace, Incorporation by reference,
Navigation (air).
Adoption of the Amendment
In consideration of the foregoing, the
Federal Aviation Administration
amends 14 CFR part 71 as follows:
PART 71—DESIGNATION OF CLASS A,
B, C, D, AND E AIRSPACE AREAS; AIR
TRAFFIC SERVICE ROUTES; AND
REPORTING POINTS
1. The authority citation for part 71
continues to read as follows:
■
Authority: 49 U.S.C. 106(f), 106(g); 40103,
40113, 40120; E.O. 10854, 24 FR 9565, 3 CFR,
1959–1963 Comp., p. 389.
§ 71.1
[Amended]
2. The incorporation by reference in
14 CFR 71.1 of FAA Order 7400.11C,
Airspace Designations and Reporting
Points, dated August 13, 2018, and
effective September 15, 2018, is
amended as follows:
■
Paragraph 6005 Class E Airspace Areas
Extending Upward From 700 Feet or More
Above the Surface of the Earth.
*
*
*
*
This action extends the
prohibition against certain flight
operations in the Damascus Flight
Information Region (FIR) (OSTT) by all:
U.S. air carriers; U.S. commercial
operators; persons exercising the
privileges of an airman certificate issued
by the FAA, except when such persons
are operating U.S.-registered aircraft for
a foreign air carrier; and operators of
U.S.-registered civil aircraft, except
where the operator of such aircraft is a
foreign air carrier. The FAA finds this
action to be necessary to address a
potential hazard to persons and aircraft
engaged in such flight operations. This
action also includes minor editorial
changes to this Special Federal Aviation
Regulation (SFAR), consistent with
other recently published flight
prohibition SFARs.
DATES: This final rule is effective on
December 10, 2018.
FOR FURTHER INFORMATION CONTACT:
Michael Filippell, Air Transportation
Division, Flight Standards Service,
Federal Aviation Administration, 800
Independence Avenue SW, Washington,
DC 20591; telephone 202–267–8166;
email michael.e.filippell@faa.gov.
SUPPLEMENTARY INFORMATION:
SUMMARY:
*
ACE MO E5 Cabool, MO [Amended]
Cabool Memorial Airport, MO
(Lat. 37°07′57″ N, long. 92°05′02″ W)
That airspace extending upward from 700
feet above the surface within a 6.3-mile
radius of Cabool Memorial Airport.
Issued in Fort Worth, Texas, on November
26, 2018.
Walter Tweedy,
Acting Manager, Operations Support Group,
ATO Central Service Center.
[FR Doc. 2018–26502 Filed 12–7–18; 8:45 am]
BILLING CODE 4910–13–P
DEPARTMENT OF TRANSPORTATION
I. Executive Summary
This action extends the prohibition
against flight operations in the
Damascus FIR (OSTT) in SFAR No. 114
by all U.S. air carriers; U.S. commercial
operators; persons exercising the
privileges of an airman certificate issued
by the FAA, except when such persons
are operating U.S.-registered aircraft for
a foreign air carrier; and operators of
U.S.-registered civil aircraft, except
where the operator of such aircraft is a
foreign air carrier, from December 30,
2018, until December 30, 2020. This
action also includes minor editorial
changes to SFAR No. 114, title 14 Code
of Federal Regulations (CFR) 91.1609,
consistent with other recently published
flight prohibition SFARs.
II. Legal Authority and Good Cause
Federal Aviation Administration
14 CFR Part 91
[Docket No.: FAA–2017–0768; Amdt. No.
91–348B]
RIN 2120–AL38
Extension of the Prohibition Against
Certain Flights in the Damascus Flight
Information Region (FIR) (OSTT)
Federal Aviation
Administration (FAA), Department of
Transportation (DOT).
ACTION: Final rule.
AGENCY:
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A. Legal Authority
The FAA is responsible for the safety
of flight in the U.S. and for the safety
of U.S. civil operators, U.S.-registered
civil aircraft, and U.S.-certificated
airmen throughout the world. The FAA
Administrator’s authority to issue rules
on aviation safety is found in title 49,
United States Code (U.S. Code), Subtitle
I, sections 106(f) and (g). Subtitle VII of
title 49, Aviation Programs, describes in
more detail the scope of the agency’s
authority. Section 40101(d)(1) provides
that the Administrator shall consider in
the public interest, among other matters,
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assigning, maintaining, and enhancing
safety and security as the highest
priorities in air commerce. Section
40105(b)(1)(A) requires the
Administrator to exercise his authority
consistently with the obligations of the
U.S. Government under international
agreements.
This rulemaking is promulgated
under the authority described in title 49,
U.S. Code, Subtitle VII, Part A, subpart
III, section 44701, General requirements.
Under that section, the FAA is charged
broadly with promoting safe flight of
civil aircraft in air commerce by
prescribing, among other things,
regulations and minimum standards for
practices, methods, and procedures that
the Administrator finds necessary for
safety in air commerce and national
security.
This regulation is within the scope of
FAA’s authority, because it continues to
prohibit the persons described in
paragraph (a) of SFAR No. 114, 14 CFR
91.1609, from conducting flight
operations in the Damascus FIR (OSTT)
due to the continued hazards to the
safety of U.S. civil flight operations, as
described in the preamble to this final
rule. The FAA also finds that this action
is fully consistent with the obligations
under 49 U.S.C. 40105(b)(1)(A) to
ensure that the FAA exercises its duties
consistently with the obligations of the
United States under international
agreements.
B. Good Cause for Immediate Adoption
Section 553(b)(3)(B) of title 5, U.S.
Code, authorizes agencies to dispense
with notice and comment procedures
for rules when the agency for ‘‘good
cause’’ finds that those procedures are
‘‘impracticable, unnecessary, or contrary
to the public interest.’’ Section 553(d)
also authorizes agencies to forgo the
delay in the effective date of the final
rule for good cause found and published
with the rule. In this instance, the FAA
finds good cause to forgo notice and
comment because notice and comment
would be impracticable and contrary to
the public interest. In addition, it is
contrary to the public interest to delay
the effective date of this SFAR.
The FAA has identified an ongoing
need to maintain the flight prohibition
in place in the Damascus FIR (OSTT)
due to the combined threat to civil
aviation from the multifaceted conflict
and extremist threat, and militant
activity. These hazards are further
described in the preamble to this rule.
To the extent that the rule is based upon
classified information, such information
is not permitted to be shared with the
general public. Also, threats to U.S. civil
aviation and intelligence regarding these
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threats can be fluid. As a result, the
agency’s original proposal could become
unsuitable for minimizing the hazards
to U.S. civil aviation in the affected
airspace during or after the notice and
comment process. For these reasons, the
FAA finds good cause to forgo notice
and comment and any delay in the
effective date for this rule.
III. Background
On August 29, 2017, the FAA reissued
SFAR No. 114, § 91.1609, prohibiting
certain flight operations in the
Damascus FIR (OSTT) by all U.S. air
carriers; U.S. commercial operators;
persons exercising the privileges of an
airman certificate issued by the FAA,
except such persons operating a U.S.registered aircraft for a foreign air
carrier; and operators of U.S.-registered
civil aircraft, except where the operator
is a foreign air carrier.1 The FAA
determined that the significant threat to
U.S. civil aviation operating in the
Damascus FIR (OSTT), identified when
the FAA first published SFAR No. 114,
§ 91.1609, on December 30, 2014,2 was
ongoing due to the presence of antiaircraft weapons controlled by non-state
actors, threats made by extremist
groups, de-confliction concerns, and
ongoing military fighting. Flight safety
risks associated with de-confliction
between various military forces
conducting operations in Syria and civil
aviation, which were identified as a
concern in the original prohibition and
reissuance in 2017, have continued.
IV. Discussion of the Final Rule
The FAA continues to assess the
situation in the Damascus FIR (OSTT) as
being hazardous for U.S. civil aviation.
The Syrian conflict between pro-regime
forces and various opposition groups
(which include extremist elements) is
extremely complex, exacerbated by the
presence of third parties conducting
military operations against one or more
elements. Syrian allies Russia and Iran
are also conducting military operations
and have deployed significant air
defense and electronic warfare
capabilities, to include GPS
interference, in the conflict zone,
presenting an inadvertent risk to civil
aviation operations within the
Damascus FIR (OSTT). Additionally,
violent extremist groups including
Islamic State of Iraq and ash Sham (ISIS)
and al Qaida-aligned entities possess, or
have access to, a wide array of antiaircraft weapons that pose a risk to civil
aviation operations within the
1 82 FR 40944. Corrected at 82 FR 42592,
September 11, 2017.
2 79 FR 78299.
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Damascus FIR (OSTT). Anti-regime
forces, extremists, and militants have
successfully shot down multiple
military aircraft using man portable air
defense systems (MANPADS) during the
conflict. Additionally, various elements
have successfully targeted military
aircraft using advanced anti-tank guided
missiles (ATGM). ATGMs primarily
pose a risk to civil aircraft operating
near, or parked at, an airport. Various
groups employ unmanned aircraft
systems (UAS) to surveil and attack
Syrian and allied fielded forces and
airfields. The multifaceted conflict in
Syria poses significant risk to civil
aviation operations within the
Damascus FIR (OSTT).
Therefore, as a result of the significant
continuing risk to the safety of U.S. civil
aviation in the Damascus FIR (OSTT),
the FAA extends the expiration date of
SFAR No. 114, § 91.1609, from
December 30, 2018, to December 30,
2020, to maintain the prohibition on
flight operations in the Damascus FIR
(OSTT) by all U.S. air carriers; U.S.
commercial operators; persons
exercising the privileges of an airman
certificate issued by the FAA, except
when such persons are operating U.S.registered aircraft for a foreign air
carrier; and operators of U.S.-registered
civil aircraft, except where the operator
is a foreign air carrier. While the FAA’s
flight prohibition does not apply to
foreign air carriers, DOT codeshare
authorizations prohibit foreign air
carriers from carrying a U.S. codeshare
partner’s code on a flight segment that
operates in airspace for which the FAA
has issued a flight prohibition.
The FAA will continue to actively
monitor the situation and evaluate the
extent to which U.S. civil operators and
airmen may be able to operate safely in
the Damascus FIR (OSTT). Amendments
to SFAR No. 114, § 91.1609, may be
appropriate if the risk to aviation safety
and security changes. The FAA may
amend or rescind SFAR No. 114,
§ 91.1609, as necessary, prior to its
expiration date.
The FAA is also incorporating minor
editorial changes for clarifying purposes
in § 91.1609, including revising the title
of the FIR, and clarifying the procedure
for considering approval and exemption
requests. These changes are consistent
with other recently published SFARs.
The FAA is also republishing the details
concerning the approval and exemption
processes in Sections V and VI of this
preamble so that interested persons will
be able to refer to this final rule for all
relevant information regarding SFAR
No. 114.
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V. Approval Process Based on a
Request From a Department, Agency, or
Instrumentality of the United States
Government
A. Approval Process Based on an
Authorization Request From a
Department, Agency, or Instrumentality
of the United States Government
In some instances, U.S. government
departments, agencies, or
instrumentalities may need to engage
U.S. civil aviation to support their
activities in the Damascus FIR (OSTT).
The FAA is clarifying the approval
process for SFAR No. 114, § 91.1609(c),
consistent with other recently published
flight prohibition SFARs, as previously
indicated. If a department, agency, or
instrumentality of the U.S. Government
determines that it has a critical need to
engage any person described in SFAR
No. 114, § 91.1609(a), including a U.S.
air carrier or commercial operator, to
conduct a charter to transport civilian or
military passengers or cargo, or other
operations, in the Damascus FIR
(OSTT), that department, agency, or
instrumentality may request the FAA to
approve persons described in SFAR No.
114, § 91.1609(a), to conduct such
operations.
An approval request must be made
directly by the requesting department,
agency, or instrumentality of the U.S.
Government to the FAA’s Associate
Administrator for Aviation Safety in a
letter signed by an appropriate senior
official of the requesting department,
agency, or instrumentality. The FAA
will not accept or consider requests for
approval by anyone other than the
requesting department, agency, or
instrumentality. In addition, the senior
official signing the letter requesting
FAA approval on behalf of the
requesting department, agency, or
instrumentality must be sufficiently
positioned within the organization to
demonstrate that the senior leadership
of the requesting department, agency, or
instrumentality supports the request for
approval and is committed to taking all
necessary steps to minimize operational
risks to the proposed flights. The senior
official must also be in a position to: (1)
Attest to the accuracy of all
representations made to the FAA in the
request for approval and (2) ensure that
any support from the requesting U.S.
Government department, agency, or
instrumentality described in the request
for approval is in fact brought to bear
and is maintained over time. Unless
justified by exigent circumstances,
requests for approval must be submitted
to the FAA no less than 30 calendar
days before the date on which the
requesting department, agency, or
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instrumentality intends to commence
the proposed operations.
The letter must be sent to the
Associate Administrator for Aviation
Safety, Federal Aviation
Administration, 800 Independence
Avenue SW, Washington, DC 20591.
Electronic submissions are acceptable,
and the requesting entity may request
that the FAA notify it electronically as
to whether the approval request is
granted. If a requestor wishes to make
an electronic submission to the FAA,
the requestor should contact the Air
Transportation Division, Flight
Standards Service, at (202) 267–8166, to
obtain the appropriate email address. A
single letter may request approval from
the FAA for multiple persons covered
under SFAR No. 114, § 91.1609, and/or
for multiple flight operations. To the
extent known, the letter must identify
the person(s) expected to be covered
under the SFAR on whose behalf the
U.S. Government department, agency, or
instrumentality is seeking FAA
approval, and it must describe—
• The proposed operation(s),
including the nature of the mission
being supported;
• The service to be provided by the
person(s) covered by the SFAR;
• To the extent known, the specific
locations in the Damascus FIR (OSTT)
where the proposed operation(s) will be
conducted, including, but not limited
to, the flight path and altitude of the
aircraft while it is operating in the
Damascus FIR (OSTT) and the airports,
airfields and/or landing zones at which
the aircraft will take-off and land; and
• The method by which the
department, agency, or instrumentality
will provide, or how the operator will
otherwise obtain, current threat
information and an explanation of how
the operator will integrate this
information into all phases of the
proposed operations (i.e., pre-mission
planning and briefing, in-flight, and
post-flight phases).
The request for approval must also
include a list of operators with whom
the U.S. Government department,
agency, or instrumentality requesting
FAA approval has a current contract(s),
grant(s), or cooperative agreement(s) (or
its prime contractor has a
subcontract(s)) for specific flight
operations in the Damascus FIR (OSTT).
Additional operators may be identified
to the FAA at any time after the FAA
approval is issued. However, all
additional operators must be identified
to, and obtain an Operations
Specification (OpSpec) or Letter of
Authorization (LOA), as appropriate,
from the FAA for operations in the
Damascus FIR (OSTT), before such
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operators commence such operations.
The approval conditions discussed
below apply to any such additional
operators. Updated lists should be sent
to the email address to be obtained from
the Air Transportation Division, by
calling (202) 267–8166.
If an approval request includes
classified information, requestors may
contact Aviation Safety Inspector
Michael Filippell for instructions on
submitting it to the FAA. His contact
information is listed in the FOR FURTHER
INFORMATION CONTACT section of this
final rule.
FAA approval of an operation under
SFAR No. 114, § 91.1609, does not
relieve persons subject to this SFAR of
their responsibility to comply with all
applicable FAA rules and regulations.
Operators of civil aircraft must comply
with the conditions of their certificate,
OpSpecs, and LOAs, as applicable.
Operators must further comply with all
rules and regulations of other U.S.
Government departments or agencies
that may apply to the proposed
operation(s), including, but not limited
to, regulations issued by the
Transportation Security Administration.
B. Approval Conditions
If the FAA approves the request, the
FAA’s Aviation Safety Organization will
send an approval letter to the requesting
department, agency, or instrumentality
informing it that the FAA’s approval is
subject to all of the following
conditions:
(1) The approval will stipulate those
procedures and conditions that limit, to
the greatest degree possible, the risk to
the operator, while still allowing the
operator to achieve its operational
objectives.
(2) Before any approval takes effect,
the operator must submit to the FAA:
(a) A written release of the U.S.
Government from all damages, claims,
and liabilities, including without
limitation legal fees and expenses,
relating to any event arising out of or
related to the approved operations in
the Damascus FIR (OSTT); and
(b) The operator’s written agreement
to indemnify the U.S. Government with
respect to any and all third-party
damages, claims, and liabilities,
including without limitation legal fees
and expenses, relating to any event
arising from or related to the approved
operations in the Damascus FIR (OSTT).
(3) Other conditions that the FAA
may specify, including those that may
be imposed in OpSpecs or LOAs, as
applicable.
The release and agreement to
indemnify do not preclude an operator
from raising a claim under an applicable
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non-premium war risk insurance policy
issued by the FAA under chapter 443 of
title 49, U.S. Code.
If the FAA approves the proposed
operation(s), the FAA will issue an
OpSpec or LOA, as applicable, to the
operator(s) identified in the original
request authorizing them to conduct the
approved operation(s), and will notify
the department, agency, or
instrumentality that requested the
FAA’s approval of any additional
conditions beyond those contained in
the approval letter.
VI. Information Regarding Petitions for
Exemption
Any operations not conducted under
an approval issued by the FAA through
the approval process set forth
previously must be conducted under an
exemption from SFAR No. 114,
§ 91.1609. A petition for exemption
must comply with 14 CFR part 11 and
requires exceptional circumstances
beyond those contemplated by the
approval process set forth previously. In
addition to the information required by
14 CFR 11.81, at a minimum, the
requestor must describe in its
submission to the FAA—
• The proposed operation(s),
including the nature of the operation;
• The service to be provided by the
person(s) covered by the SFAR;
• The specific locations in the
Damascus FIR (OSTT) where the
proposed operation(s) will be
conducted, including, but not limited
to, the flight path and altitude of the
aircraft while it is operating in the
Damascus FIR (OSTT) and the airports,
airfields and/or landing zones at which
the aircraft will take-off and land;
• The method by which the operator
will obtain current threat information,
and an explanation of how the operator
will integrate this information into all
phases of its proposed operations (i.e.,
the pre-mission planning and briefing,
in-flight, and post-flight phases); and
• The plans and procedures that the
operator will use to minimize the risks,
identified in this preamble, to the
proposed operations, so that granting
the exemption would not adversely
affect safety or would provide a level of
safety at least equal to that provided by
this SFAR. The FAA has found
comprehensive, organized plans and
procedures of this nature to be helpful
in facilitating the agency’s safety
evaluation of petitions for exemption
from flight prohibition SFARs.
Additionally, the release and
agreement to indemnify, as referred to
previously, are required as a condition
of any exemption that may be issued
under SFAR No. 114, § 91.1609.
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The FAA recognizes that operations
that may be affected by SFAR No. 114,
§ 91.1609, may be planned for the
governments of other countries with the
support of the U.S. Government. While
these operations will not be permitted
through the approval process, the FAA
will consider exemption requests for
such operations on an expedited basis
and prior to any private exemption
requests.
VII. Regulatory Notices and Analyses
Changes to Federal regulations must
undergo several economic analyses.
First, Executive Orders 12866 and 13563
direct that each Federal agency shall
propose or adopt a regulation only upon
a reasoned determination that the
benefits of the intended regulation
justify its costs. Second, the Regulatory
Flexibility Act of 1980 (Pub. L. 96–354),
as codified in 5 U.S.C. 603 et seq.,
requires agencies to analyze the
economic impact of regulatory changes
on small entities. Third, the Trade
Agreements Act (Pub. L. 96–39), as
amended, 19 U.S.C. Chapter 13,
prohibits agencies from setting
standards that create unnecessary
obstacles to the foreign commerce of the
United States. In developing U.S.
standards, the Trade Agreements Act
requires agencies to consider
international standards and, where
appropriate, that they be the basis of
U.S. standards. Fourth, the Unfunded
Mandates Reform Act of 1995 (Pub. L.
104–4), as codified in 2 U.S.C. Chapter
25, requires agencies to prepare a
written assessment of the costs, benefits,
and other effects of proposed or final
rules that include a Federal mandate
likely to result in the expenditure by
State, local, or tribal governments, in the
aggregate, or by the private sector, of
$100 million or more annually (adjusted
for inflation with base year of 1995).
This portion of the preamble
summarizes the FAA’s analysis of the
economic impacts of this final rule.
In conducting these analyses, the FAA
has determined that this final rule has
benefits that justify its costs. This rule
is a significant regulatory action, as
defined in section 3(f) of Executive
Order 12866, as it raises novel policy
issues contemplated under that
Executive Order. As notice and
comment under 5 U.S.C. 553 are not
required for this final rule, the
regulatory flexibility analyses described
in 5 U.S.C. 603 and 604 regarding
impacts on small entities are not
required. This rule will not create
unnecessary obstacles to the foreign
commerce of the United States and will
not impose an unfunded mandate on
State, local, or tribal governments, or on
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the private sector, by exceeding the
threshold identified previously.
A. Regulatory Evaluation
This rule prohibits U.S. civil flights in
the entire Damascus FIR (OSTT). At the
time of initial issuance of SFAR No.
114, 14 CFR 91.1609, on December 30,
2014, the FAA determined that
incremental costs were minimal for U.S.
operators of large transport category
airplanes, because those U.S. operators
conducting overflights in the Damascus
FIR (parts 121 and 125 operators) had
voluntarily ceased operating in the
Damascus FIR beginning in 2011 due to
the onset of hostilities in Syria, prior to
the FAA’s action prohibiting U.S. civil
operations in the Damascus FIR. The
FAA also determined that the
incremental costs of SFAR No. 114 were
minimal for ‘‘on-demand’’ large carriers
(parts 121 and 121/135) and small ‘‘ondemand’’ operators (parts 135, 125, and
91K). The FAA believed that few, if any,
of these ‘‘on-demand’’ operators were
still operating in the Damascus FIR
(OSTT) immediately before the FAA
issued FDC NOTAM 4/4936 due to
preexisting hostilities in Syria dating
back to 2011.
As previously discussed, the FAA
continues to assess the situation in the
Damascus FIR (OSTT) as being
hazardous for U.S. civil aviation due to
continued military operations. The FAA
believes there are very few, if any, U.S.
operators who would seek to operate in
the Damascus FIR (OSTT) at this time
due to the hazards described in the
Background section of this final rule.
Therefore, the FAA finds that the
incremental costs of extending SFAR
No. 114, 14 CFR 91.1609 will be
minimal and are exceeded by the
benefits of avoided risks of deaths,
injuries, and property damage that
could result from a U.S. operator’s
aircraft being shot down (or otherwise
damaged).
B. Regulatory Flexibility Act
The Regulatory Flexibility Act (RFA),
in 5 U.S.C. 603, requires an agency to
prepare an initial regulatory flexibility
analysis describing impacts on small
entities whenever an agency is required
by 5 U.S.C. 553, or any other law, to
publish a general notice of proposed
rulemaking for any proposed rule.
Similarly, 5 U.S.C. 604 requires an
agency to prepare a final regulatory
flexibility analysis when an agency
issues a final rule under 5 U.S.C. 553,
after being required by that section or
any other law to publish a general
notice of proposed rulemaking. The
FAA found good cause to forgo notice
and comment and any delay in the
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63413
effective date for this rule. As notice and
comment under 5 U.S.C. 553 are not
required in this situation, the regulatory
flexibility analyses described in 5 U.S.C.
603 and 604 are not required.
C. International Trade Impact
Assessment
The Trade Agreements Act of 1979
(Pub. L. 96–39) prohibits Federal
agencies from establishing standards or
engaging in related activities that create
unnecessary obstacles to the foreign
commerce of the United States.
Pursuant to this Act, the establishment
of standards is not considered an
unnecessary obstacle to the foreign
commerce of the United States, so long
as the standard has a legitimate
domestic objective, such as the
protection of safety, and does not
operate in a manner that excludes
imports that meet this objective. The
statute also requires consideration of
international standards and, where
appropriate, that they be the basis for
U.S. standards.
The FAA has assessed the potential
effect of this final rule and determined
that its purpose is to protect the safety
of U.S. civil aviation from hazards to
their operations in the Damascus FIR
(OSTT), a location outside the U.S.
Therefore, the rule is in compliance
with the Trade Agreements Act of 1979.
D. Unfunded Mandates Assessment
Title II of the Unfunded Mandates
Reform Act of 1995 (Pub. L. 104–4)
requires each Federal agency to prepare
a written statement assessing the effects
of any Federal mandate in a proposed or
final agency rule that may result in an
expenditure of $100 million or more (in
1995 dollars) in any one year by State,
local, and tribal governments, in the
aggregate, or by the private sector; such
a mandate is deemed to be a ‘‘significant
regulatory action.’’ The FAA currently
uses an inflation-adjusted value of
$155.0 million in lieu of $100 million.
This final rule does not contain such
a mandate. Therefore, the requirements
of Title II of the Act do not apply.
E. Paperwork Reduction Act
The Paperwork Reduction Act of 1995
(44 U.S.C. 3507(d)) requires that the
FAA consider the impact of paperwork
and other information collection
burdens imposed on the public. The
FAA has determined that there is no
new requirement for information
collection associated with this final
rule.
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Federal Register / Vol. 83, No. 236 / Monday, December 10, 2018 / Rules and Regulations
F. International Compatibility and
Cooperation
In keeping with U.S. obligations
under the Convention on International
Civil Aviation, it is FAA’s policy to
conform to International Civil Aviation
Organization (ICAO) Standards and
Recommended Practices to the
maximum extent practicable. The FAA
has determined that there are no ICAO
Standards and Recommended Practices
that correspond to this regulation.
G. Environmental Analysis
The FAA has analyzed this action
under Executive Order 12114,
Environmental Effects Abroad of Major
Federal Actions (44 FR 1957, January 4,
1979), and DOT Order 5610.1C,
Paragraph 16. Executive Order 12114
requires the FAA to be informed of
environmental considerations and take
those considerations into account when
making decisions on major Federal
actions that could have environmental
impacts anywhere beyond the borders of
the United States. The FAA has
determined that this action is exempt
pursuant to Section 2–5(a)(i) of
Executive Order 12114 because it does
not have the potential for a significant
effect on the environment outside the
United States.
In accordance with FAA Order
1050.1F, ‘‘Environmental Impacts:
Policies and Procedures,’’ paragraph 8–
6(c), FAA has prepared a memorandum
for the record stating the reason(s) for
this determination; this memorandum
has been placed in the docket for this
rulemaking.
VIII. Executive Order Determinations
A. Executive Order 13132, Federalism
The FAA has analyzed this rule under
the principles and criteria of Executive
Order 13132, Federalism. The agency
has determined that this action would
not have a substantial direct effect on
the States, or the relationship between
the Federal Government and the States,
or on the distribution of power and
responsibilities among the various
levels of government, and, therefore,
would not have Federalism
implications.
B. Executive Order 13211, Regulations
That Significantly Affect Energy Supply,
Distribution, or Use
The FAA analyzed this rule under
Executive Order 13211, Actions
Concerning Regulations that
Significantly Affect Energy Supply,
Distribution, or Use (May 18, 2001). The
agency has determined that it would not
be a ‘‘significant energy action’’ under
the executive order and would not be
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16:14 Dec 07, 2018
Jkt 247001
likely to have a significant adverse effect
on the supply, distribution, or use of
energy.
C. Executive Order 13609, Promoting
International Regulatory Cooperation
Executive Order 13609, Promoting
International Regulatory Cooperation,
(77 FR 26413, May 4, 2012) promotes
international regulatory cooperation to
meet shared challenges involving
health, safety, labor, security,
environmental, and other issues and to
reduce, eliminate, or prevent
unnecessary differences in regulatory
requirements. The FAA has analyzed
this action under the policies and
agency responsibilities of Executive
Order 13609, and has determined that
this action would have no effect on
international regulatory cooperation.
D. Executive Order 13771, Reducing
Regulation and Controlling Regulatory
Costs
This rule is not subject to the
requirements of E.O. 13771 (82 FR 9339,
Feb. 3, 2017) because it is issued with
respect to a national security function of
the United States.
IX. Additional Information
A. Availability of Rulemaking
Documents
An electronic copy of a rulemaking
document may be obtained from the
internet by—
• Searching the Federal Document
Management System (FDMS) Portal
(https://www.regulations.gov);
• Visiting the FAA’s Regulations and
Policies web page at https://
www.faa.gov/regulations_policies; or
• Accessing the Government
Publishing Office’s web page at https://
www.fdsys.gov.
Copies may also be obtained by
sending a request (identified by
amendment or docket number of this
rulemaking) to the Federal Aviation
Administration, Office of Rulemaking,
ARM–1, 800 Independence Avenue SW,
Washington, DC 20591, or by calling
(202) 267–9677.
Except for classified material, all
documents the FAA considered in
developing this rule, including
economic analyses and technical
reports, may be accessed from the
internet through the Federal Document
Management System Portal referenced
previously.
B. Small Business Regulatory
Enforcement Fairness Act
The Small Business Regulatory
Enforcement Fairness Act of 1996
(SBREFA) (Pub. L. 104–121) (set forth as
a note to 5 U.S.C. 601) requires FAA to
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Fmt 4700
Sfmt 4700
comply with small entity requests for
information or advice about compliance
with statutes and regulations within its
jurisdiction. A small entity with
questions regarding this document may
contact its local FAA official, or the
persons listed under the FOR FURTHER
INFORMATION CONTACT heading at the
beginning of the preamble. To find out
more about SBREFA on the internet,
visit https://www.faa.gov/regulations_
policies/rulemaking/sbre_act/.
List of Subjects in 14 CFR Part 91
Air traffic control, Aircraft, Airmen,
Airports, Aviation safety, Freight, Syria.
The Amendment
In consideration of the foregoing, the
Federal Aviation Administration
amends chapter I of title 14, Code of
Federal Regulations, as follows:
PART 91—GENERAL OPERATING AND
FLIGHT RULES
1. The authority citation for part 91
continues to read as follows:
■
Authority: 49 U.S.C. 106(f), 106(g), 106(g),
1155, 40101, 40103, 40105, 40113, 40120,
44101, 44111, 44701, 44704, 44709, 44711,
44712, 44715, 44716, 44717, 44722, 46306,
46315, 46316, 46504, 46506–46507, 47122,
47508, 47528–47531, 47534, Pub. L. 114–190,
130 Stat. 615 (49 U.S.C. 44703 note); articles
12 and 29 of the Convention on International
Civil Aviation (61 Stat. 1180), (126 Stat. 11).
2. In § 91.1609, revise the section
heading and paragraphs (b), (c), (d), and
(e) to read as follows:
■
§ 91.1609 Special Federal Aviation
Regulation No. 114—Prohibition Against
Certain Flights in the Damascus Flight
Information Region (FIR) (OSTT).
*
*
*
*
*
(b) Flight prohibition. Except as
provided in paragraphs (c) and (d) of
this section, no person described in
paragraph (a) of this section may
conduct flight operations in the
Damascus Flight Information Region
(FIR) (OSTT).
(c) Permitted operations. This section
does not prohibit persons described in
paragraph (a) of this section from
conducting flight operations in the
Damascus Flight Information Region
(FIR) (OSTT), provided that such flight
operations are conducted under a
contract, grant, or cooperative
agreement with a department, agency, or
instrumentality of the U.S. government
(or under a subcontract between the
prime contractor of the department,
agency, or instrumentality and the
person described in paragraph (a) of this
section) with the approval of the FAA,
or under an exemption issued by the
FAA. The FAA will consider requests
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Federal Register / Vol. 83, No. 236 / Monday, December 10, 2018 / Rules and Regulations
for approval or exemption in a timely
manner, with the order of preference
being: First, for those operations in
support of U.S. government-sponsored
activities; second, for those operations
in support of government-sponsored
activities of a foreign country with the
support of a U.S. government
department, agency, or instrumentality;
and third, for all other operations.
(d) Emergency situations. In an
emergency that requires immediate
decision and action for the safety of the
flight, the pilot in command of an
aircraft may deviate from this section to
the extent required by that emergency.
Except for U.S. air carriers and
commercial operators that are subject to
the requirements of 14 CFR part 119,
121, 125, or 135, each person who
deviates from this section must, within
10 days of the deviation, excluding
Saturdays, Sundays, and Federal
holidays, submit to the responsible
Flight Standards office a complete
report of the operations of the aircraft
involved in the deviation, including a
description of the deviation and the
reasons for it.
(e) Expiration. This SFAR will remain
in effect until December 30, 2020. The
FAA may amend, rescind, or extend this
SFAR, as necessary.
Issued in Washington, DC, under the
authority of 49 U.S.C. 106(f) and (g),
40101(d)(1), 40105(b)(1)(A), and
44701(a)(5), on November 30, 2018.
Daniel K. Elwell,
Acting Administrator.
[FR Doc. 2018–26680 Filed 12–7–18; 8:45 am]
BILLING CODE 4910–13–P
SOCIAL SECURITY ADMINISTRATION
20 CFR Part 401
[Docket No. SSA–2015–0003]
RIN 0960–AI08
Social Security Administration
Violence Evaluation and Reporting
System
Social Security Administration.
Final rule.
AGENCY:
ACTION:
We are issuing a final rule to
exempt a system of records entitled
Social Security Administration Violence
Evaluation and Reporting System
(SSAvers) from certain provisions of the
Privacy Act because this system will
contain investigatory material compiled
for law enforcement purposes.
DATES: This rule is effective January 9,
2019.
FOR FURTHER INFORMATION CONTACT:
Pamela J. Carcirieri, Supervisory
SUMMARY:
VerDate Sep<11>2014
16:14 Dec 07, 2018
Jkt 247001
Government Information Specialist,
SSA, Office of Privacy and Disclosure,
6401 Security Boulevard, Baltimore,
Maryland 21235–6401, Phone: (410)
965–0355, for information about this
rule. For information on eligibility or
filing for benefits, call our national tollfree number, 1–800–772–1213 or TTY
1–800–325–0778, or visit our internet
site, Social Security Online, at https://
www.socialsecurity.gov.
SUPPLEMENTARY INFORMATION:
Background
On June 14, 2018, we published a
Notice of Proposed Rulemaking
(NPRM) 1 in the Federal Register in
which we proposed to add SSAvers to
the list of SSA systems that are exempt
from specific provisions of the Privacy
Act pursuant to 5 U.S.C. 552a(k)(2). As
part of our Workplace and Domestic
Violence policy and program, SSAvers
houses information regarding alleged
incidents of workplace and domestic
violence filed by SSA employees and
contractors. It also provides a
centralized means for us to review and
respond to the reported allegations.
This final rule adds SSAvers to the
list of SSA systems that are exempt from
specific provisions of the Privacy Act
due to the investigatory nature of
information that is maintained in this
system.
Public Comments and Discussion
In the NPRM, we provided a 30-day
comment period, which ended on July
16, 2018. We received four comments.2
We opted not to post one of these
comments because it was submitted by
a former SSA employee and it contained
sensitive information. The remaining
comments were submitted by members
of the public.
The first commenter indicated that he
or she did not understand the comment
and review. While we regret that this
commenter did not understand the
proposal, we did not consider this
comment further when determining to
adopt this as a final rule.
The second commenter agreed with
the new system of records and said it is
imperative to have a system, like
SSAvers, which will help review and
investigate allegations of workplace or
domestic violence. She said it would be
convenient to make a reporting system
that is easy to access and that removes
the burden of the long process of
reporting an occurrence.
1 83
FR 27728.
posted public comments are viewable at
https://www.regulations.gov/docket?D=SSA-20150003.
The third commenter objected to our
proposal, because, in the commenter’s
opinion, the proposal is against public
policy and defeats the purpose of the
Privacy Act and the Freedom of
Information Act (FOIA). The commenter
said that by making results of
investigations inaccessible, it is
impossible to know whether the
perpetrators of workplace and domestic
violence are held accountable. The
commenter wrote that by denying
everyone access to the information
obtained from these investigations, SSA
places the cost and burden of
conducting the same investigation on
others, especially the victims who have
a special interest in knowing that the
perpetrators of the violence are held
accountable.
We carefully considered this
comment and the objections presented.
In response, we want to emphasize that
SSAvers contains information we
collect about not just alleged victims of
workplace violence, but any employees,
contractors, and members of the public
who are witnesses of, involved in
responding to, or allegedly involved in
workplace and domestic violence
affecting our employees and contractors.
This highly sensitive information may
include the name and contact
information of individuals involved;
personal information related to alleged
behaviors of concern and assessing the
risk of violence; and our response and
recommendations to mitigate risks of
violence. Due to the investigatory and
sensitive nature of the content
contained in this system, we continue to
believe that exempting this system of
records from certain provisions of the
Privacy Act based on 5 U.S.C. 552a(k)(2)
is appropriate.
Further, we want to clarify that, under
the Privacy Act, an individual may
request notification of or access to a
record in this system, even though
SSAvers is listed as an exempt system.
We may still grant notification of and
access to information contained in a
record in an exempt system when the
privacy of third parties would not be
compromised by such action. In
addition, an individual may still request
these records under the FOIA, and SSA
would release the records as required by
law.
After carefully considering the public
comments, we are adopting this final
rule.
2 The
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63415
E:\FR\FM\10DER1.SGM
10DER1
Agencies
[Federal Register Volume 83, Number 236 (Monday, December 10, 2018)]
[Rules and Regulations]
[Pages 63410-63415]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2018-26680]
-----------------------------------------------------------------------
DEPARTMENT OF TRANSPORTATION
Federal Aviation Administration
14 CFR Part 91
[Docket No.: FAA-2017-0768; Amdt. No. 91-348B]
RIN 2120-AL38
Extension of the Prohibition Against Certain Flights in the
Damascus Flight Information Region (FIR) (OSTT)
AGENCY: Federal Aviation Administration (FAA), Department of
Transportation (DOT).
ACTION: Final rule.
-----------------------------------------------------------------------
SUMMARY: This action extends the prohibition against certain flight
operations in the Damascus Flight Information Region (FIR) (OSTT) by
all: U.S. air carriers; U.S. commercial operators; persons exercising
the privileges of an airman certificate issued by the FAA, except when
such persons are operating U.S.-registered aircraft for a foreign air
carrier; and operators of U.S.-registered civil aircraft, except where
the operator of such aircraft is a foreign air carrier. The FAA finds
this action to be necessary to address a potential hazard to persons
and aircraft engaged in such flight operations. This action also
includes minor editorial changes to this Special Federal Aviation
Regulation (SFAR), consistent with other recently published flight
prohibition SFARs.
DATES: This final rule is effective on December 10, 2018.
FOR FURTHER INFORMATION CONTACT: Michael Filippell, Air Transportation
Division, Flight Standards Service, Federal Aviation Administration,
800 Independence Avenue SW, Washington, DC 20591; telephone 202-267-
8166; email [email protected].
SUPPLEMENTARY INFORMATION:
I. Executive Summary
This action extends the prohibition against flight operations in
the Damascus FIR (OSTT) in SFAR No. 114 by all U.S. air carriers; U.S.
commercial operators; persons exercising the privileges of an airman
certificate issued by the FAA, except when such persons are operating
U.S.-registered aircraft for a foreign air carrier; and operators of
U.S.-registered civil aircraft, except where the operator of such
aircraft is a foreign air carrier, from December 30, 2018, until
December 30, 2020. This action also includes minor editorial changes to
SFAR No. 114, title 14 Code of Federal Regulations (CFR) 91.1609,
consistent with other recently published flight prohibition SFARs.
II. Legal Authority and Good Cause
A. Legal Authority
The FAA is responsible for the safety of flight in the U.S. and for
the safety of U.S. civil operators, U.S.-registered civil aircraft, and
U.S.-certificated airmen throughout the world. The FAA Administrator's
authority to issue rules on aviation safety is found in title 49,
United States Code (U.S. Code), Subtitle I, sections 106(f) and (g).
Subtitle VII of title 49, Aviation Programs, describes in more detail
the scope of the agency's authority. Section 40101(d)(1) provides that
the Administrator shall consider in the public interest, among other
matters, assigning, maintaining, and enhancing safety and security as
the highest priorities in air commerce. Section 40105(b)(1)(A) requires
the Administrator to exercise his authority consistently with the
obligations of the U.S. Government under international agreements.
This rulemaking is promulgated under the authority described in
title 49, U.S. Code, Subtitle VII, Part A, subpart III, section 44701,
General requirements. Under that section, the FAA is charged broadly
with promoting safe flight of civil aircraft in air commerce by
prescribing, among other things, regulations and minimum standards for
practices, methods, and procedures that the Administrator finds
necessary for safety in air commerce and national security.
This regulation is within the scope of FAA's authority, because it
continues to prohibit the persons described in paragraph (a) of SFAR
No. 114, 14 CFR 91.1609, from conducting flight operations in the
Damascus FIR (OSTT) due to the continued hazards to the safety of U.S.
civil flight operations, as described in the preamble to this final
rule. The FAA also finds that this action is fully consistent with the
obligations under 49 U.S.C. 40105(b)(1)(A) to ensure that the FAA
exercises its duties consistently with the obligations of the United
States under international agreements.
B. Good Cause for Immediate Adoption
Section 553(b)(3)(B) of title 5, U.S. Code, authorizes agencies to
dispense with notice and comment procedures for rules when the agency
for ``good cause'' finds that those procedures are ``impracticable,
unnecessary, or contrary to the public interest.'' Section 553(d) also
authorizes agencies to forgo the delay in the effective date of the
final rule for good cause found and published with the rule. In this
instance, the FAA finds good cause to forgo notice and comment because
notice and comment would be impracticable and contrary to the public
interest. In addition, it is contrary to the public interest to delay
the effective date of this SFAR.
The FAA has identified an ongoing need to maintain the flight
prohibition in place in the Damascus FIR (OSTT) due to the combined
threat to civil aviation from the multifaceted conflict and extremist
threat, and militant activity. These hazards are further described in
the preamble to this rule. To the extent that the rule is based upon
classified information, such information is not permitted to be shared
with the general public. Also, threats to U.S. civil aviation and
intelligence regarding these
[[Page 63411]]
threats can be fluid. As a result, the agency's original proposal could
become unsuitable for minimizing the hazards to U.S. civil aviation in
the affected airspace during or after the notice and comment process.
For these reasons, the FAA finds good cause to forgo notice and comment
and any delay in the effective date for this rule.
III. Background
On August 29, 2017, the FAA reissued SFAR No. 114, Sec. 91.1609,
prohibiting certain flight operations in the Damascus FIR (OSTT) by all
U.S. air carriers; U.S. commercial operators; persons exercising the
privileges of an airman certificate issued by the FAA, except such
persons operating a U.S.-registered aircraft for a foreign air carrier;
and operators of U.S.-registered civil aircraft, except where the
operator is a foreign air carrier.\1\ The FAA determined that the
significant threat to U.S. civil aviation operating in the Damascus FIR
(OSTT), identified when the FAA first published SFAR No. 114, Sec.
91.1609, on December 30, 2014,\2\ was ongoing due to the presence of
anti-aircraft weapons controlled by non-state actors, threats made by
extremist groups, de-confliction concerns, and ongoing military
fighting. Flight safety risks associated with de-confliction between
various military forces conducting operations in Syria and civil
aviation, which were identified as a concern in the original
prohibition and reissuance in 2017, have continued.
---------------------------------------------------------------------------
\1\ 82 FR 40944. Corrected at 82 FR 42592, September 11, 2017.
\2\ 79 FR 78299.
---------------------------------------------------------------------------
IV. Discussion of the Final Rule
The FAA continues to assess the situation in the Damascus FIR
(OSTT) as being hazardous for U.S. civil aviation. The Syrian conflict
between pro-regime forces and various opposition groups (which include
extremist elements) is extremely complex, exacerbated by the presence
of third parties conducting military operations against one or more
elements. Syrian allies Russia and Iran are also conducting military
operations and have deployed significant air defense and electronic
warfare capabilities, to include GPS interference, in the conflict
zone, presenting an inadvertent risk to civil aviation operations
within the Damascus FIR (OSTT). Additionally, violent extremist groups
including Islamic State of Iraq and ash Sham (ISIS) and al Qaida-
aligned entities possess, or have access to, a wide array of anti-
aircraft weapons that pose a risk to civil aviation operations within
the Damascus FIR (OSTT). Anti-regime forces, extremists, and militants
have successfully shot down multiple military aircraft using man
portable air defense systems (MANPADS) during the conflict.
Additionally, various elements have successfully targeted military
aircraft using advanced anti-tank guided missiles (ATGM). ATGMs
primarily pose a risk to civil aircraft operating near, or parked at,
an airport. Various groups employ unmanned aircraft systems (UAS) to
surveil and attack Syrian and allied fielded forces and airfields. The
multifaceted conflict in Syria poses significant risk to civil aviation
operations within the Damascus FIR (OSTT).
Therefore, as a result of the significant continuing risk to the
safety of U.S. civil aviation in the Damascus FIR (OSTT), the FAA
extends the expiration date of SFAR No. 114, Sec. 91.1609, from
December 30, 2018, to December 30, 2020, to maintain the prohibition on
flight operations in the Damascus FIR (OSTT) by all U.S. air carriers;
U.S. commercial operators; persons exercising the privileges of an
airman certificate issued by the FAA, except when such persons are
operating U.S.-registered aircraft for a foreign air carrier; and
operators of U.S.-registered civil aircraft, except where the operator
is a foreign air carrier. While the FAA's flight prohibition does not
apply to foreign air carriers, DOT codeshare authorizations prohibit
foreign air carriers from carrying a U.S. codeshare partner's code on a
flight segment that operates in airspace for which the FAA has issued a
flight prohibition.
The FAA will continue to actively monitor the situation and
evaluate the extent to which U.S. civil operators and airmen may be
able to operate safely in the Damascus FIR (OSTT). Amendments to SFAR
No. 114, Sec. 91.1609, may be appropriate if the risk to aviation
safety and security changes. The FAA may amend or rescind SFAR No. 114,
Sec. 91.1609, as necessary, prior to its expiration date.
The FAA is also incorporating minor editorial changes for
clarifying purposes in Sec. 91.1609, including revising the title of
the FIR, and clarifying the procedure for considering approval and
exemption requests. These changes are consistent with other recently
published SFARs. The FAA is also republishing the details concerning
the approval and exemption processes in Sections V and VI of this
preamble so that interested persons will be able to refer to this final
rule for all relevant information regarding SFAR No. 114.
V. Approval Process Based on a Request From a Department, Agency, or
Instrumentality of the United States Government
A. Approval Process Based on an Authorization Request From a
Department, Agency, or Instrumentality of the United States Government
In some instances, U.S. government departments, agencies, or
instrumentalities may need to engage U.S. civil aviation to support
their activities in the Damascus FIR (OSTT). The FAA is clarifying the
approval process for SFAR No. 114, Sec. 91.1609(c), consistent with
other recently published flight prohibition SFARs, as previously
indicated. If a department, agency, or instrumentality of the U.S.
Government determines that it has a critical need to engage any person
described in SFAR No. 114, Sec. 91.1609(a), including a U.S. air
carrier or commercial operator, to conduct a charter to transport
civilian or military passengers or cargo, or other operations, in the
Damascus FIR (OSTT), that department, agency, or instrumentality may
request the FAA to approve persons described in SFAR No. 114, Sec.
91.1609(a), to conduct such operations.
An approval request must be made directly by the requesting
department, agency, or instrumentality of the U.S. Government to the
FAA's Associate Administrator for Aviation Safety in a letter signed by
an appropriate senior official of the requesting department, agency, or
instrumentality. The FAA will not accept or consider requests for
approval by anyone other than the requesting department, agency, or
instrumentality. In addition, the senior official signing the letter
requesting FAA approval on behalf of the requesting department, agency,
or instrumentality must be sufficiently positioned within the
organization to demonstrate that the senior leadership of the
requesting department, agency, or instrumentality supports the request
for approval and is committed to taking all necessary steps to minimize
operational risks to the proposed flights. The senior official must
also be in a position to: (1) Attest to the accuracy of all
representations made to the FAA in the request for approval and (2)
ensure that any support from the requesting U.S. Government department,
agency, or instrumentality described in the request for approval is in
fact brought to bear and is maintained over time. Unless justified by
exigent circumstances, requests for approval must be submitted to the
FAA no less than 30 calendar days before the date on which the
requesting department, agency, or
[[Page 63412]]
instrumentality intends to commence the proposed operations.
The letter must be sent to the Associate Administrator for Aviation
Safety, Federal Aviation Administration, 800 Independence Avenue SW,
Washington, DC 20591. Electronic submissions are acceptable, and the
requesting entity may request that the FAA notify it electronically as
to whether the approval request is granted. If a requestor wishes to
make an electronic submission to the FAA, the requestor should contact
the Air Transportation Division, Flight Standards Service, at (202)
267-8166, to obtain the appropriate email address. A single letter may
request approval from the FAA for multiple persons covered under SFAR
No. 114, Sec. 91.1609, and/or for multiple flight operations. To the
extent known, the letter must identify the person(s) expected to be
covered under the SFAR on whose behalf the U.S. Government department,
agency, or instrumentality is seeking FAA approval, and it must
describe--
The proposed operation(s), including the nature of the
mission being supported;
The service to be provided by the person(s) covered by the
SFAR;
To the extent known, the specific locations in the
Damascus FIR (OSTT) where the proposed operation(s) will be conducted,
including, but not limited to, the flight path and altitude of the
aircraft while it is operating in the Damascus FIR (OSTT) and the
airports, airfields and/or landing zones at which the aircraft will
take-off and land; and
The method by which the department, agency, or
instrumentality will provide, or how the operator will otherwise
obtain, current threat information and an explanation of how the
operator will integrate this information into all phases of the
proposed operations (i.e., pre-mission planning and briefing, in-
flight, and post-flight phases).
The request for approval must also include a list of operators with
whom the U.S. Government department, agency, or instrumentality
requesting FAA approval has a current contract(s), grant(s), or
cooperative agreement(s) (or its prime contractor has a subcontract(s))
for specific flight operations in the Damascus FIR (OSTT). Additional
operators may be identified to the FAA at any time after the FAA
approval is issued. However, all additional operators must be
identified to, and obtain an Operations Specification (OpSpec) or
Letter of Authorization (LOA), as appropriate, from the FAA for
operations in the Damascus FIR (OSTT), before such operators commence
such operations. The approval conditions discussed below apply to any
such additional operators. Updated lists should be sent to the email
address to be obtained from the Air Transportation Division, by calling
(202) 267-8166.
If an approval request includes classified information, requestors
may contact Aviation Safety Inspector Michael Filippell for
instructions on submitting it to the FAA. His contact information is
listed in the For Further Information Contact section of this final
rule.
FAA approval of an operation under SFAR No. 114, Sec. 91.1609,
does not relieve persons subject to this SFAR of their responsibility
to comply with all applicable FAA rules and regulations. Operators of
civil aircraft must comply with the conditions of their certificate,
OpSpecs, and LOAs, as applicable. Operators must further comply with
all rules and regulations of other U.S. Government departments or
agencies that may apply to the proposed operation(s), including, but
not limited to, regulations issued by the Transportation Security
Administration.
B. Approval Conditions
If the FAA approves the request, the FAA's Aviation Safety
Organization will send an approval letter to the requesting department,
agency, or instrumentality informing it that the FAA's approval is
subject to all of the following conditions:
(1) The approval will stipulate those procedures and conditions
that limit, to the greatest degree possible, the risk to the operator,
while still allowing the operator to achieve its operational
objectives.
(2) Before any approval takes effect, the operator must submit to
the FAA:
(a) A written release of the U.S. Government from all damages,
claims, and liabilities, including without limitation legal fees and
expenses, relating to any event arising out of or related to the
approved operations in the Damascus FIR (OSTT); and
(b) The operator's written agreement to indemnify the U.S.
Government with respect to any and all third-party damages, claims, and
liabilities, including without limitation legal fees and expenses,
relating to any event arising from or related to the approved
operations in the Damascus FIR (OSTT).
(3) Other conditions that the FAA may specify, including those that
may be imposed in OpSpecs or LOAs, as applicable.
The release and agreement to indemnify do not preclude an operator
from raising a claim under an applicable non-premium war risk insurance
policy issued by the FAA under chapter 443 of title 49, U.S. Code.
If the FAA approves the proposed operation(s), the FAA will issue
an OpSpec or LOA, as applicable, to the operator(s) identified in the
original request authorizing them to conduct the approved operation(s),
and will notify the department, agency, or instrumentality that
requested the FAA's approval of any additional conditions beyond those
contained in the approval letter.
VI. Information Regarding Petitions for Exemption
Any operations not conducted under an approval issued by the FAA
through the approval process set forth previously must be conducted
under an exemption from SFAR No. 114, Sec. 91.1609. A petition for
exemption must comply with 14 CFR part 11 and requires exceptional
circumstances beyond those contemplated by the approval process set
forth previously. In addition to the information required by 14 CFR
11.81, at a minimum, the requestor must describe in its submission to
the FAA--
The proposed operation(s), including the nature of the
operation;
The service to be provided by the person(s) covered by the
SFAR;
The specific locations in the Damascus FIR (OSTT) where
the proposed operation(s) will be conducted, including, but not limited
to, the flight path and altitude of the aircraft while it is operating
in the Damascus FIR (OSTT) and the airports, airfields and/or landing
zones at which the aircraft will take-off and land;
The method by which the operator will obtain current
threat information, and an explanation of how the operator will
integrate this information into all phases of its proposed operations
(i.e., the pre-mission planning and briefing, in-flight, and post-
flight phases); and
The plans and procedures that the operator will use to
minimize the risks, identified in this preamble, to the proposed
operations, so that granting the exemption would not adversely affect
safety or would provide a level of safety at least equal to that
provided by this SFAR. The FAA has found comprehensive, organized plans
and procedures of this nature to be helpful in facilitating the
agency's safety evaluation of petitions for exemption from flight
prohibition SFARs.
Additionally, the release and agreement to indemnify, as referred
to previously, are required as a condition of any exemption that may be
issued under SFAR No. 114, Sec. 91.1609.
[[Page 63413]]
The FAA recognizes that operations that may be affected by SFAR No.
114, Sec. 91.1609, may be planned for the governments of other
countries with the support of the U.S. Government. While these
operations will not be permitted through the approval process, the FAA
will consider exemption requests for such operations on an expedited
basis and prior to any private exemption requests.
VII. Regulatory Notices and Analyses
Changes to Federal regulations must undergo several economic
analyses. First, Executive Orders 12866 and 13563 direct that each
Federal agency shall propose or adopt a regulation only upon a reasoned
determination that the benefits of the intended regulation justify its
costs. Second, the Regulatory Flexibility Act of 1980 (Pub. L. 96-354),
as codified in 5 U.S.C. 603 et seq., requires agencies to analyze the
economic impact of regulatory changes on small entities. Third, the
Trade Agreements Act (Pub. L. 96-39), as amended, 19 U.S.C. Chapter 13,
prohibits agencies from setting standards that create unnecessary
obstacles to the foreign commerce of the United States. In developing
U.S. standards, the Trade Agreements Act requires agencies to consider
international standards and, where appropriate, that they be the basis
of U.S. standards. Fourth, the Unfunded Mandates Reform Act of 1995
(Pub. L. 104-4), as codified in 2 U.S.C. Chapter 25, requires agencies
to prepare a written assessment of the costs, benefits, and other
effects of proposed or final rules that include a Federal mandate
likely to result in the expenditure by State, local, or tribal
governments, in the aggregate, or by the private sector, of $100
million or more annually (adjusted for inflation with base year of
1995). This portion of the preamble summarizes the FAA's analysis of
the economic impacts of this final rule.
In conducting these analyses, the FAA has determined that this
final rule has benefits that justify its costs. This rule is a
significant regulatory action, as defined in section 3(f) of Executive
Order 12866, as it raises novel policy issues contemplated under that
Executive Order. As notice and comment under 5 U.S.C. 553 are not
required for this final rule, the regulatory flexibility analyses
described in 5 U.S.C. 603 and 604 regarding impacts on small entities
are not required. This rule will not create unnecessary obstacles to
the foreign commerce of the United States and will not impose an
unfunded mandate on State, local, or tribal governments, or on the
private sector, by exceeding the threshold identified previously.
A. Regulatory Evaluation
This rule prohibits U.S. civil flights in the entire Damascus FIR
(OSTT). At the time of initial issuance of SFAR No. 114, 14 CFR
91.1609, on December 30, 2014, the FAA determined that incremental
costs were minimal for U.S. operators of large transport category
airplanes, because those U.S. operators conducting overflights in the
Damascus FIR (parts 121 and 125 operators) had voluntarily ceased
operating in the Damascus FIR beginning in 2011 due to the onset of
hostilities in Syria, prior to the FAA's action prohibiting U.S. civil
operations in the Damascus FIR. The FAA also determined that the
incremental costs of SFAR No. 114 were minimal for ``on-demand'' large
carriers (parts 121 and 121/135) and small ``on-demand'' operators
(parts 135, 125, and 91K). The FAA believed that few, if any, of these
``on-demand'' operators were still operating in the Damascus FIR (OSTT)
immediately before the FAA issued FDC NOTAM 4/4936 due to preexisting
hostilities in Syria dating back to 2011.
As previously discussed, the FAA continues to assess the situation
in the Damascus FIR (OSTT) as being hazardous for U.S. civil aviation
due to continued military operations. The FAA believes there are very
few, if any, U.S. operators who would seek to operate in the Damascus
FIR (OSTT) at this time due to the hazards described in the Background
section of this final rule. Therefore, the FAA finds that the
incremental costs of extending SFAR No. 114, 14 CFR 91.1609 will be
minimal and are exceeded by the benefits of avoided risks of deaths,
injuries, and property damage that could result from a U.S. operator's
aircraft being shot down (or otherwise damaged).
B. Regulatory Flexibility Act
The Regulatory Flexibility Act (RFA), in 5 U.S.C. 603, requires an
agency to prepare an initial regulatory flexibility analysis describing
impacts on small entities whenever an agency is required by 5 U.S.C.
553, or any other law, to publish a general notice of proposed
rulemaking for any proposed rule. Similarly, 5 U.S.C. 604 requires an
agency to prepare a final regulatory flexibility analysis when an
agency issues a final rule under 5 U.S.C. 553, after being required by
that section or any other law to publish a general notice of proposed
rulemaking. The FAA found good cause to forgo notice and comment and
any delay in the effective date for this rule. As notice and comment
under 5 U.S.C. 553 are not required in this situation, the regulatory
flexibility analyses described in 5 U.S.C. 603 and 604 are not
required.
C. International Trade Impact Assessment
The Trade Agreements Act of 1979 (Pub. L. 96-39) prohibits Federal
agencies from establishing standards or engaging in related activities
that create unnecessary obstacles to the foreign commerce of the United
States. Pursuant to this Act, the establishment of standards is not
considered an unnecessary obstacle to the foreign commerce of the
United States, so long as the standard has a legitimate domestic
objective, such as the protection of safety, and does not operate in a
manner that excludes imports that meet this objective. The statute also
requires consideration of international standards and, where
appropriate, that they be the basis for U.S. standards.
The FAA has assessed the potential effect of this final rule and
determined that its purpose is to protect the safety of U.S. civil
aviation from hazards to their operations in the Damascus FIR (OSTT), a
location outside the U.S. Therefore, the rule is in compliance with the
Trade Agreements Act of 1979.
D. Unfunded Mandates Assessment
Title II of the Unfunded Mandates Reform Act of 1995 (Pub. L. 104-
4) requires each Federal agency to prepare a written statement
assessing the effects of any Federal mandate in a proposed or final
agency rule that may result in an expenditure of $100 million or more
(in 1995 dollars) in any one year by State, local, and tribal
governments, in the aggregate, or by the private sector; such a mandate
is deemed to be a ``significant regulatory action.'' The FAA currently
uses an inflation-adjusted value of $155.0 million in lieu of $100
million.
This final rule does not contain such a mandate. Therefore, the
requirements of Title II of the Act do not apply.
E. Paperwork Reduction Act
The Paperwork Reduction Act of 1995 (44 U.S.C. 3507(d)) requires
that the FAA consider the impact of paperwork and other information
collection burdens imposed on the public. The FAA has determined that
there is no new requirement for information collection associated with
this final rule.
[[Page 63414]]
F. International Compatibility and Cooperation
In keeping with U.S. obligations under the Convention on
International Civil Aviation, it is FAA's policy to conform to
International Civil Aviation Organization (ICAO) Standards and
Recommended Practices to the maximum extent practicable. The FAA has
determined that there are no ICAO Standards and Recommended Practices
that correspond to this regulation.
G. Environmental Analysis
The FAA has analyzed this action under Executive Order 12114,
Environmental Effects Abroad of Major Federal Actions (44 FR 1957,
January 4, 1979), and DOT Order 5610.1C, Paragraph 16. Executive Order
12114 requires the FAA to be informed of environmental considerations
and take those considerations into account when making decisions on
major Federal actions that could have environmental impacts anywhere
beyond the borders of the United States. The FAA has determined that
this action is exempt pursuant to Section 2-5(a)(i) of Executive Order
12114 because it does not have the potential for a significant effect
on the environment outside the United States.
In accordance with FAA Order 1050.1F, ``Environmental Impacts:
Policies and Procedures,'' paragraph 8-6(c), FAA has prepared a
memorandum for the record stating the reason(s) for this determination;
this memorandum has been placed in the docket for this rulemaking.
VIII. Executive Order Determinations
A. Executive Order 13132, Federalism
The FAA has analyzed this rule under the principles and criteria of
Executive Order 13132, Federalism. The agency has determined that this
action would not have a substantial direct effect on the States, or the
relationship between the Federal Government and the States, or on the
distribution of power and responsibilities among the various levels of
government, and, therefore, would not have Federalism implications.
B. Executive Order 13211, Regulations That Significantly Affect Energy
Supply, Distribution, or Use
The FAA analyzed this rule under Executive Order 13211, Actions
Concerning Regulations that Significantly Affect Energy Supply,
Distribution, or Use (May 18, 2001). The agency has determined that it
would not be a ``significant energy action'' under the executive order
and would not be likely to have a significant adverse effect on the
supply, distribution, or use of energy.
C. Executive Order 13609, Promoting International Regulatory
Cooperation
Executive Order 13609, Promoting International Regulatory
Cooperation, (77 FR 26413, May 4, 2012) promotes international
regulatory cooperation to meet shared challenges involving health,
safety, labor, security, environmental, and other issues and to reduce,
eliminate, or prevent unnecessary differences in regulatory
requirements. The FAA has analyzed this action under the policies and
agency responsibilities of Executive Order 13609, and has determined
that this action would have no effect on international regulatory
cooperation.
D. Executive Order 13771, Reducing Regulation and Controlling
Regulatory Costs
This rule is not subject to the requirements of E.O. 13771 (82 FR
9339, Feb. 3, 2017) because it is issued with respect to a national
security function of the United States.
IX. Additional Information
A. Availability of Rulemaking Documents
An electronic copy of a rulemaking document may be obtained from
the internet by--
Searching the Federal Document Management System (FDMS)
Portal (https://www.regulations.gov);
Visiting the FAA's Regulations and Policies web page at
https://www.faa.gov/regulations_policies; or
Accessing the Government Publishing Office's web page at
https://www.fdsys.gov.
Copies may also be obtained by sending a request (identified by
amendment or docket number of this rulemaking) to the Federal Aviation
Administration, Office of Rulemaking, ARM-1, 800 Independence Avenue
SW, Washington, DC 20591, or by calling (202) 267-9677.
Except for classified material, all documents the FAA considered in
developing this rule, including economic analyses and technical
reports, may be accessed from the internet through the Federal Document
Management System Portal referenced previously.
B. Small Business Regulatory Enforcement Fairness Act
The Small Business Regulatory Enforcement Fairness Act of 1996
(SBREFA) (Pub. L. 104-121) (set forth as a note to 5 U.S.C. 601)
requires FAA to comply with small entity requests for information or
advice about compliance with statutes and regulations within its
jurisdiction. A small entity with questions regarding this document may
contact its local FAA official, or the persons listed under the FOR
FURTHER INFORMATION CONTACT heading at the beginning of the preamble.
To find out more about SBREFA on the internet, visit https://www.faa.gov/regulations_policies/rulemaking/sbre_act/.
List of Subjects in 14 CFR Part 91
Air traffic control, Aircraft, Airmen, Airports, Aviation safety,
Freight, Syria.
The Amendment
In consideration of the foregoing, the Federal Aviation
Administration amends chapter I of title 14, Code of Federal
Regulations, as follows:
PART 91--GENERAL OPERATING AND FLIGHT RULES
0
1. The authority citation for part 91 continues to read as follows:
Authority: 49 U.S.C. 106(f), 106(g), 106(g), 1155, 40101,
40103, 40105, 40113, 40120, 44101, 44111, 44701, 44704, 44709,
44711, 44712, 44715, 44716, 44717, 44722, 46306, 46315, 46316,
46504, 46506-46507, 47122, 47508, 47528-47531, 47534, Pub. L. 114-
190, 130 Stat. 615 (49 U.S.C. 44703 note); articles 12 and 29 of the
Convention on International Civil Aviation (61 Stat. 1180), (126
Stat. 11).
0
2. In Sec. 91.1609, revise the section heading and paragraphs (b),
(c), (d), and (e) to read as follows:
Sec. 91.1609 Special Federal Aviation Regulation No. 114--Prohibition
Against Certain Flights in the Damascus Flight Information Region (FIR)
(OSTT).
* * * * *
(b) Flight prohibition. Except as provided in paragraphs (c) and
(d) of this section, no person described in paragraph (a) of this
section may conduct flight operations in the Damascus Flight
Information Region (FIR) (OSTT).
(c) Permitted operations. This section does not prohibit persons
described in paragraph (a) of this section from conducting flight
operations in the Damascus Flight Information Region (FIR) (OSTT),
provided that such flight operations are conducted under a contract,
grant, or cooperative agreement with a department, agency, or
instrumentality of the U.S. government (or under a subcontract between
the prime contractor of the department, agency, or instrumentality and
the person described in paragraph (a) of this section) with the
approval of the FAA, or under an exemption issued by the FAA. The FAA
will consider requests
[[Page 63415]]
for approval or exemption in a timely manner, with the order of
preference being: First, for those operations in support of U.S.
government-sponsored activities; second, for those operations in
support of government-sponsored activities of a foreign country with
the support of a U.S. government department, agency, or
instrumentality; and third, for all other operations.
(d) Emergency situations. In an emergency that requires immediate
decision and action for the safety of the flight, the pilot in command
of an aircraft may deviate from this section to the extent required by
that emergency. Except for U.S. air carriers and commercial operators
that are subject to the requirements of 14 CFR part 119, 121, 125, or
135, each person who deviates from this section must, within 10 days of
the deviation, excluding Saturdays, Sundays, and Federal holidays,
submit to the responsible Flight Standards office a complete report of
the operations of the aircraft involved in the deviation, including a
description of the deviation and the reasons for it.
(e) Expiration. This SFAR will remain in effect until December 30,
2020. The FAA may amend, rescind, or extend this SFAR, as necessary.
Issued in Washington, DC, under the authority of 49 U.S.C. 106(f)
and (g), 40101(d)(1), 40105(b)(1)(A), and 44701(a)(5), on November 30,
2018.
Daniel K. Elwell,
Acting Administrator.
[FR Doc. 2018-26680 Filed 12-7-18; 8:45 am]
BILLING CODE 4910-13-P