Miscellaneous Corrections-Organizational Changes, 58721-58724 [2018-25378]
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58721
Rules and Regulations
Federal Register
Vol. 83, No. 225
Wednesday, November 21, 2018
This section of the FEDERAL REGISTER
contains regulatory documents having general
applicability and legal effect, most of which
are keyed to and codified in the Code of
Federal Regulations, which is published under
50 titles pursuant to 44 U.S.C. 1510.
The Code of Federal Regulations is sold by
the Superintendent of Documents.
NUCLEAR REGULATORY
COMMISSION
10 CFR Parts 37, 40, 70, 71, 72, 73, 76,
and 95
[NRC–2018–0183]
RIN 3150–AK14
I. Introduction
Miscellaneous Corrections—
Organizational Changes
Nuclear Regulatory
Commission.
ACTION: Final rule.
AGENCY:
The U.S. Nuclear Regulatory
Commission (NRC) is amending its
regulations to make miscellaneous
corrections. These changes include
removing an office from a list of office
recipients, removing an office reference,
correcting an office designation and a
phone number, removing and correcting
division titles, and removing a followup
reporting instruction. This document is
necessary to inform the public of these
non-substantive amendments to the
NRC’s regulations.
DATES: This final rule is effective on
December 21, 2018.
ADDRESSES: Please refer to Docket ID
NRC–2018–0183 when contacting the
NRC about the availability of
information for this action. You may
obtain publicly-available information
related to this action by any of the
following methods:
• Federal Rulemaking Website: Go to
https://www.regulations.gov and search
for Docket ID NRC–2018–0183. Address
questions about NRC dockets to Carol
Gallagher; telephone: 301–415–3463;
email: Carol.Gallagher@nrc.gov.
• NRC’s Agencywide Documents
Access and Management System
(ADAMS): You may obtain publiclyavailable documents online in the
ADAMS Public Documents Collection at
https://www.nrc.gov/reading-rm/
adams.html. To begin the search, select
‘‘Begin Web-based ADAMS Search.’’ For
problems with ADAMS, please contact
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SUMMARY:
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the NRC’s Public Document Room (PDR)
reference staff at 1–800–397–4209, 301–
415–4737, or by email to pdr.resource@
nrc.gov.
• NRC’s PDR: You may examine and
purchase copies of public documents at
the NRC’s PDR, Room O1–F21, One
White Flint North, 11555 Rockville
Pike, Rockville, Maryland 20852.
FOR FURTHER INFORMATION CONTACT: Jill
Shepherd-Vladimir, Office of Nuclear
Material Safety and Safeguards, U.S.
Nuclear Regulatory Commission,
Washington, DC 20555–0001; telephone:
301–415–1230, email: Jill.ShepherdVladimir@nrc.gov.
SUPPLEMENTARY INFORMATION:
The NRC is amending its regulations
in parts 37, 40, 70, 71, 72, 73, 76, and
95 of title 10 of the Code of Federal
Regulations (10 CFR) to make
miscellaneous corrections. These
changes include removing an office
from a list of office recipients, removing
an office reference, correcting an office
designation and a phone number,
removing and correcting division titles,
and removing a followup reporting
instruction. This document is necessary
to inform the public of these nonsubstantive amendments to the NRC’s
regulations.
II. Summary of Changes
10 CFR Part 37
Remove Office Reference. In § 37.7(a),
this final rule removes the Director,
Division of Security Policy, Office of
Nuclear Security and Incident
Response, from the list of recipients.
10 CFR Parts 37 and 40
Remove Reporting Instruction. In
§§ 37.81(g) and 40.64(c)(2) and (3), this
final rule removes the erroneous
instructions for where to submit a copy
of a followup notification. These
paragraphs already point to the sections
that provide the appropriate mailing
address and addressee(s).
10 CFR Parts 37, 40, 70, 71, 72, and 73
Remove Division Title. In §§ 37.77,
40.23(b)(1), 40.66(a) and (b)(5), 40.67(a),
70.5, 70.20, 71.97, 73.4, 73.37, 73.71,
73.72, 73.73, and 73.74, this final rule
removes the Division of Security Policy
to ensure that correspondence goes
directly to the Director, Office of
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Nuclear Security and Incident Response
rather than to a division director.
10 CFR Parts 40, 73, and 76
Correct Division Title. In §§ 40.23(c),
40.66(c), and 40.67(c) and (d), 73.26,
73.27, 73.67, and 76.5a, this final rule
corrects the title of the Division of
Security Policy to read as Division of
Physical and Cyber Security Policy.
10 CFR Part 40
Correct Designation. In
§ 40.23(b)(2)(ix), this final rule replaces
the Division of Security Policy with the
higher level designation of the Office of
Nuclear Security and Incident
Response.
Correct Telephone Number. In
§ 40.23(d), this final rule removes the
incorrect telephone number ‘‘(301) 415–
6828’’ and replaces it with the correct
telephone number ‘‘(301) 287–3598’’ for
the Director of the Division of Physical
and Cyber Security Policy.
10 CFR Part 70
Correct Office Designation. In
§ 70.32(c)(2), (e), and (i), this final rule
replaces the Office of Nuclear Security
and Incident Response with the Office
of Nuclear Material Safety and
Safeguards.
10 CFR Part 72
Remove Division Title. In § 72.186(b),
this final rule removes the Division of
Spent Fuel Management so that
notifications go to the Director, Office of
Nuclear Material Safety and Safeguards
rather than to division level
management.
10 CFR Part 95
Remove Division Title. In § 95.9(a),
this final rule removes the Division of
Security Operations so that notification
go to Office level management rather
than division level management.
III. Rulemaking Procedure
Under section 553(b) of the
Administrative Procedure Act (5 U.S.C.
553(b)), an agency may waive the
requirements for publication in the
Federal Register of a notice of proposed
rulemaking and opportunity for
comment if it finds, for good cause, that
it is impracticable, unnecessary, or
contrary to the public interest. As
authorized by 5 U.S.C. 553(b)(3)(B), the
NRC finds good cause to waive notice
and opportunity for comment on these
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amendments, because notice and
opportunity for comment is
unnecessary. The amendments will
have no substantive impact and are of
a minor and administrative nature
dealing with corrections to certain CFR
sections or are related only to
management, organization, procedure,
and practice. These changes include
removing an office from a list of office
recipients, removing an office reference,
correcting an office designation and a
phone number, removing and correcting
division titles, and removing a followup
reporting instruction. The Commission
is exercising its authority under 5 U.S.C.
553(b) to publish these amendments as
a final rule. The amendments are
effective December 21, 2018. These
amendments do not require action by
any person or entity regulated by the
NRC, and do not change the substantive
responsibilities of any person or entity
regulated by the NRC.
IV. Environmental Impact: Categorical
Exclusion
The NRC has determined that this
final rule is the type of action described
in 10 CFR 51.22(c)(2), which
categorically excludes from
environmental review rules that are
corrective or of a minor, nonpolicy
nature and do not substantially modify
existing regulations. Therefore, neither
an environmental impact statement nor
an environmental assessment has been
prepared for this rule.
V. Paperwork Reduction Act
This final rule does not contain a
collection of information as defined in
the Paperwork Reduction Act of 1995
(44 U.S.C. 3501 et seq.) and, therefore,
is not subject to the requirements of the
Paperwork Reduction Act of 1995.
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Public Protection Notification
The NRC may not conduct or sponsor,
and a person is not required to respond
to, a collection of information unless the
document requesting or requiring the
collection displays a currently valid
OMB control number.
VI. Plain Writing
The Plain Writing Act of 2010 (Pub.
L. 111–274) requires Federal agencies to
write documents in a clear, concise, and
well-organized manner. The NRC has
written this document to be consistent
with the Plain Writing Act as well as the
Presidential Memorandum, ‘‘Plain
Language in Government Writing,’’
published June 10, 1998 (63 FR 31883).
VII. Backfitting and Issue Finality
The NRC has determined that the
corrections in this final rule do not
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constitute backfitting and are not
inconsistent with any of the issue
finality provisions in 10 CFR part 52.
The amendments are non-substantive in
nature, including removing an office
from a list of office recipients, removing
an office reference, correcting an office
designation and a phone number,
removing and correcting division titles,
and removing a followup reporting
instruction. They impose no new
requirements and make no substantive
changes to the regulations. The
corrections do not involve any
provisions that would impose backfits
as defined in 10 CFR chapter I, or would
be inconsistent with the issue finality
provisions in 10 CFR part 52. For these
reasons, the issuance of the rule in final
form would not constitute backfitting or
represent a violation of any of the issue
finality provisions in 10 CFR part 52.
Therefore, the NRC has not prepared
any additional documentation for this
correction rulemaking addressing
backfitting or issue finality.
VIII. Congressional Review Act
This final rule is not a rule as defined
in the Congressional Review Act (5
U.S.C. 801–808).
List of Subjects
10 CFR Part 37
Byproduct material, Criminal
penalties, Exports, Hazardous materials
transportation, Imports, Licensed
material, Nuclear materials, Penalties,
Radioactive materials, Reporting and
recordkeeping requirements, Security
measures.
10 CFR Part 40
Criminal penalties, Exports,
Government contracts, Hazardous
materials transportation, Hazardous
waste, Nuclear energy, Nuclear
materials, Penalties, Reporting and
recordkeeping requirements, Source
material, Uranium, Whistleblowing.
10 CFR Part 70
Classified information, Criminal
penalties, Emergency medical services,
Hazardous materials transportation,
Material control and accounting,
Nuclear energy, Nuclear materials,
Packaging and containers, Penalties,
Radiation protection, Reporting and
recordkeeping requirements, Scientific
equipment, Security measures, Special
nuclear material, Whistleblowing.
10 CFR Part 71
Criminal penalties, Hazardous
materials transportation, Incorporation
by reference, Intergovernmental
relations, Nuclear materials, Packaging
and containers, Penalties, Radioactive
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materials, Reporting and recordkeeping
requirements.
10 CFR Part 72
Administrative practice and
procedure, Hazardous waste, Indians,
Intergovernmental relations, Nuclear
energy, Penalties, Radiation protection,
Reporting and recordkeeping
requirements, Security measures, Spent
fuel, Whistleblowing.
10 CFR Part 73
Criminal penalties, Exports,
Hazardous materials transportation,
Incorporation by reference, Imports,
Nuclear energy, Nuclear materials,
Nuclear power plants and reactors,
Penalties, Reporting and recordkeeping
requirements, Security measures.
10 CFR Part 76
Certification, Criminal penalties,
Nuclear energy, Penalties, Radiation
protection, Reporting and recordkeeping
requirements, Security measures,
Special nuclear material, Uranium,
Uranium enrichment by gaseous
diffusion.
10 CFR Part 95
Classified information, Criminal
penalties, Penalties, Reporting and
recordkeeping requirements, Security
measures.
For the reasons set out in the
preamble and under the authority of the
Atomic Energy Act of 1954, as amended;
the Energy Reorganization Act of 1974,
as amended; and 5 U.S.C. 552 and 553,
the NRC is adopting the following
amendments to 10 CFR parts 37, 40, 70,
71, 72, 73, 76, and 95:
PART 37—PHYSICAL PROTECTION OF
CATEGORY 1 AND CATEGORY 2
QUANTITIES OF RADIOACTIVE
MATERIAL
1. The authority citation for part 37
continues to read as follows:
■
Authority: Atomic Energy Act of 1954,
secs. 11, 53, 81, 103, 104, 147, 148, 149, 161,
182, 183, 223, 234, 274 (42 U.S.C. 2014, 2073,
2111, 2133, 2134, 2167, 2168, 2169, 2201,
2232, 2233, 2273, 2282, 2021); Energy
Reorganization Act of 1974, secs. 201, 202
(42 U.S.C. 5841, 5842); 44 U.S.C. 3504 note.
■
2. Revise § 37.7(a) to read as follows:
§ 37.7
Communications.
*
*
*
*
*
(a) By mail addressed to: ATTN:
Document Control Desk; Director, Office
of Nuclear Reactor Regulation; Director,
Office of New Reactors; or Director,
Office of Nuclear Material Safety and
Safeguards, as appropriate, U.S. Nuclear
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Regulatory Commission, Washington,
DC 20555–0001;
*
*
*
*
*
§ 37.77
[Amended]
3. In § 37.77, wherever it appears,
remove the title ‘‘Division of Security
Policy,’’ and in paragraph (c)(1), remove
the phrase ‘‘of Nuclear Security’’.
■
§ 37.81
10. The authority citation for part 70
continues to read as follows:
■
PART 40—DOMESTIC LICENSING OF
SOURCE MATERIAL
5. The authority citation for part 40
continues to read as follows:
■
Authority: Atomic Energy Act of 1954,
secs. 62, 63, 64, 65, 69, 81, 83, 84, 122, 161,
181, 182, 183, 184, 186, 187, 193, 223, 234,
274, 275 (42 U.S.C. 2092, 2093, 2094, 2095,
2099, 2111, 2113, 2114, 2152, 2201, 2231,
2232, 2233, 2234, 2236, 2237, 2243, 2273,
2282, 2021, 2022); Energy Reorganization Act
of 1974, secs. 201, 202, 206, 211 (42 U.S.C.
5841, 5842, 5846, 5851); Uranium Mill
Tailings Radiation Control Act of 1978, sec.
104 (42 U.S.C. 7914); 44 U.S.C. 3504 note.
Authority: Atomic Energy Act of 1954,
secs. 51, 53, 57(d), 108, 122, 161, 182, 183,
184, 186, 187, 193, 223, 234, 274, 1701 (42
U.S.C. 2071, 2073, 2077(d), 2138, 2152, 2201,
2232, 2233, 2234, 2236, 2237, 2243, 2273,
2282, 2021, 2297f); Energy Reorganization
Act of 1974, secs. 201, 202, 206, 211 (42
U.S.C. 5841, 5842, 5846, 5851); Nuclear
Waste Policy Act of 1982, secs. 135, 141 (42
U.S.C. 10155, 10161); 44 U.S.C. 3504 note.
§ § 70.5 and 70.20b
[Amended]
11. In §§ 70.5 and 70.20b, wherever it
appears, remove the title ‘‘Division of
Security Policy,’’.
■
§ 70.32
6. Amend § 40.23 as follows:
a. In paragraph (b)(1), remove the title
‘‘Division of Security Policy,’’;
■ b. In paragraph (b)(2)(ix), remove the
title ‘‘Division of Security Policy’’ and
add in its place the title ‘‘Office of
Nuclear Security and Incident
Response’’.
■ c. In paragraph (c), remove the title
‘‘Division of Security Policy’’ and add in
its place the title ‘‘Division of Physical
and Cyber Security Policy’’.
■ d. In paragraph (d), remove the title
‘‘Division of Security Policy’’ and add in
its place the title ‘‘Division of Physical
and Cyber Security Policy’’; and remove
the telephone number ‘‘(301) 415–6828’’
and add in its place the telephone
number ‘‘301–287–3598’’.
[Amended]
7. In § 40.64(c)(2) and (3), remove the
last sentence in each paragraph.
[Amended]
12. In § 70.32, wherever it appears,
remove the title ‘‘Division of Security
Policy, Office of Nuclear Security and
Incident Response’’ and add in its place
the title ‘‘Office of Nuclear Material
Safety and Safeguards’’.
PART 71—PACKAGING AND
TRANSPORTATION OF RADIOACTIVE
MATERIAL
13. The authority citation for part 71
continues to read as follows:
■
Authority: Atomic Energy Act of 1954,
secs. 53, 57, 62, 63, 81, 161, 182, 183, 223,
234, 1701 (42 U.S.C. 2073, 2077, 2092, 2093,
2111, 2201, 2232, 2233, 2273, 2282, 2297f);
Energy Reorganization Act of 1974, secs. 201,
202, 206, 211 (42 U.S.C. 5841, 5842, 5846,
5851); Nuclear Waste Policy Act of 1982, sec.
180 (42 U.S.C. 10175); 44 U.S.C. 3504 note.
Section 71.97 also issued under Sec. 301,
Public Law 96–295, 94 Stat. 789 (42 U.S.C.
5841 note).
■
§ 40.66
8. Amend § 40.66 as follows:
a. In paragraph (a), remove the title
‘‘Division of Security Policy,’’;
■ b. In paragraph (b)(5), remove the title
‘‘Division of Security Policy,’’ and add
in its place the title ‘‘Director,’’; and
■ c. In paragraph (c), remove the title
‘‘Division of Security Policy,’’ and add
in its place the title ‘‘Director,’’.
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■
[Amended]
15:51 Nov 20, 2018
[Amended]
16. In § 72.186(b), remove the title
‘‘Division of Spent Fuel Management,’’.
■
PART 73—PHYSICAL PROTECTION OF
PLANTS AND MATERIALS
17. The authority citation for part 73
continues to read as follows:
Authority: Atomic Energy Act of 1954,
secs. 53, 147, 149, 161, 170D, 170E, 170H,
170I, 223, 229, 234, 1701 (42 U.S.C. 2073,
2167, 2169, 2201, 2210d, 2210e, 2210h,
2210i, 2273, 2278a, 2282, 2297f); Energy
Reorganization Act of 1974, secs. 201, 202
(42 U.S.C. 5841, 5842); Nuclear Waste Policy
Act of 1982, secs. 135, 141 (42 U.S.C. 10155,
10161); 44 U.S.C. 3504 note. Section
73.37(b)(2) also issued under Sec. 301, Public
Law 96–295, 94 Stat. 789 (42 U.S.C. 5841
note).
§ § 73.4, 73.37, 73.71, 73.72, 73.73
and 73.74 [Amended]
18. In §§ 73.4, 73.37, 73.71, 73.72,
73.73, and 73.74, wherever it appears,
remove the title ‘‘Division of Security
Policy,’’.
■
§ § 73.26, 73.27, and 73.67
[Amended]
19. In §§ 73.26, 73.27, and 73.67,
wherever it appears, remove the title
‘‘Division of Security Policy’’ and add in
its place the title ‘‘Division of Physical
and Cyber Security Policy’’.
■
PART 76—CERTIFICATION OF
GASEOUS DIFFUSION PLANTS
[Amended]
14. In § 71.97, wherever it appears,
remove the title ‘‘Division of Security
Policy,’’.
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20. The authority citation for part 76
continues to read as follows:
■
PART 72—LICENSING
REQUIREMENTS FOR THE
INDEPENDENT STORAGE OF SPENT
NUCLEAR FUEL, HIGH-LEVEL
RADIOACTIVE WASTE, AND
REACTOR-RELATED GREATER THAN
CLASS C WASTE
Authority: Atomic Energy Act of 1954,
secs. 122, 161, 193(f), 223, 234, 1701 (42
U.S.C. 2152, 2201, 2243(f), 2273, 2282,
2297f); Energy Reorganization Act of 1974,
secs. 201, 206, 211 (42 U.S.C. 5841, 5846,
5851); 44 U.S.C. 3504 note.
15. The authority citation for part 72
continues to read as follows:
■
■
9. Amend § 40.67 as follows:
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§ 72.186
■
[Amended]
■
■
§ 40.67
§ 71.97
Authority: Atomic Energy Act of 1954,
secs. 51, 53, 57, 62, 63, 65, 69, 81, 161, 182,
183, 184, 186, 187, 189, 223, 234, 274 (42
U.S.C. 2071, 2073, 2077, 2092, 2093, 2095,
2099, 2111, 2201, 2210e, 2232, 2233, 2234,
2236, 2237, 2238, 2273, 2282, 2021); Energy
Reorganization Act of 1974, secs. 201, 202,
206, 211 (42 U.S.C. 5841, 5842, 5846, 5851);
National Environmental Policy Act of 1969
(42 U.S.C. 4332); Nuclear Waste Policy Act
of 1982, secs. 117(a), 132, 133, 134, 135, 137,
141, 145(g), 148, 218(a) (42 U.S.C. 10137(a),
10152, 10153, 10154, 10155, 10157, 10161,
10165(g), 10168, 10198(a)); 44 U.S.C. 3504
note.
■
■
[Amended]
■
■
§ 40.64
PART 70—DOMESTIC LICENSING OF
SPECIAL NUCLEAR MATERIAL
[Amended]
4. In § 37.81(g) introductory text,
remove the third sentence.
■
§ 40.23
a. In paragraph (a), remove the title
‘‘Division of Security Policy,’’; and
■ b. In paragraphs (c) and (d), remove
the title ‘‘Division of Security Policy’’
and add in its place the phrase
‘‘Director, Office of Nuclear Security
and Incident Response’’.
■
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§ 76.5
[Amended]
21. In § 76.5(a), remove the title
‘‘Division of Security Policy,’’.
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Federal Register / Vol. 83, No. 225 / Wednesday, November 21, 2018 / Rules and Regulations
PART 95—FACILITY SECURITY
CLEARANCE AND SAFEGUARDING
OF NATIONAL SECURITY
INFORMATION AND RESTRICTED
DATA
22. The authority citation for part 95
continues to read as follows:
■
Authority: Atomic Energy Act of 1954,
secs. 145, 161, 223, 234 (42 U.S.C. 2165,
2201, 2273, 2282); Energy Reorganization Act
of 1974, sec. 201 (42 U.S.C. 5841); 44 U.S.C.
3504 note; E.O. 10865, as amended, 25 FR
1583, 3 CFR, 1959–1963 Comp., p. 398; E.O.
12829, 58 FR 3479, 3 CFR, 1993 Comp., p.
570; E.O. 12968, 60 FR 40245, 3 CFR, 1995
Comp., p. 391; E.O. 13526, 75 FR 707, 3 CFR,
2009 Comp., p. 298.
§ 95.9
[Amended]
23. In § 95.9(a), remove the title
‘‘Division of Security Operations,’’.
■
Dated at Rockville, Maryland, this 16th day
of November 2018.
For the Nuclear Regulatory Commission.
Pamela J. Shepherd-Vladimir,
Acting Chief, Regulatory Analysis and
Rulemaking Support Branch, Office of
Nuclear Material Safety and Safeguards.
[FR Doc. 2018–25378 Filed 11–20–18; 8:45 am]
BILLING CODE 7590–01–P
FEDERAL RESERVE SYSTEM
Table of Contents
[Docket No. R–1569]
RIN 7100–AE82
Large Financial Institution Rating
System; Regulations K and LL
Board of Governors of the
Federal Reserve System (Board).
ACTION: Final rule.
AGENCY:
The Board is adopting a new
rating system for large financial
institutions in order to align with the
Federal Reserve’s current supervisory
programs and practices for these firms.
The final rating system applies to bank
holding companies and non-insurance,
non-commercial savings and loan
holding companies with total
consolidated assets of $100 billion or
more, and U.S. intermediate holding
companies of foreign banking
organizations established under
Regulation YY with total consolidated
assets of $50 billion or more. The rating
system will assign component ratings
for capital planning and positions,
liquidity risk management and
positions, and governance and controls,
and introduces a new rating scale. The
Federal Reserve will assign initial
ratings under the new rating system in
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SUMMARY:
15:51 Nov 20, 2018
The final rule is effective on
February 1, 2019.
FOR FURTHER INFORMATION CONTACT:
Richard Naylor, Associate Director,
(202) 728–5854, Molly Mahar, Associate
Director, (202) 973–7360, Vaishali Sack,
Assistant Director, (202) 452–5221,
Christine Graham, Manager, (202) 452–
3005, Division of Supervision and
Regulation; Laurie Schaffer, Associate
General Counsel, (202) 452–2272,
Benjamin W. McDonough, Assistant
General Counsel, (202) 452–2036, Scott
Tkacz, Senior Counsel, (202) 452–2744,
Keisha Patrick, Senior Counsel, (202)
452–3559, or Christopher Callanan,
Counsel, (202) 452–3594, Legal
Division, Board of Governors of the
Federal Reserve System, 20th and C
Streets NW, Washington, DC 20551.
Telecommunications Device for the Deaf
(TDD) users may contact (202) 263–
4869.
DATES:
SUPPLEMENTARY INFORMATION:
12 CFR Parts 211 and 238
VerDate Sep<11>2014
2019 for bank holding companies and
U.S. intermediate holding companies
subject to the Large Institution
Supervision Coordinating Committee
framework and in 2020 for all other
large financial institutions. The Board is
revising provisions in Regulations K and
LL so they will remain consistent with
certain features of the new rating
system.
Jkt 247001
I. Background
II. Notice of Proposed Rulemaking and
Overview of Comments
III. Overview of Final Rule and Modifications
From the Proposal
IV. Final LFI Rating System
A. Applicability
B. Timing and Implementation
C. LFI Rating Components
D. LFI Rating Scale
E. General Comments
V. Changes to Existing Regulations
VI. Comparison of the RFI and LFI Rating
Systems
VII. Regulatory Analysis
A. Paperwork Reduction Act
B. Regulatory Flexibility Analysis
C. Solicitation of Comments on Use of
Plain Language
List of Subjects
Appendix A—Text of Large Financial
Institution Rating System
I. Background
The Board is adopting a new
supervisory ratings framework for
certain large financial institutions that is
designed to:
• Align with the Federal Reserve’s
current supervisory programs and
practices;
• Enhance the clarity and consistency
of supervisory assessments and
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communications of supervisory findings
and implications; and
• Provide transparency related to the
supervisory consequences of a given
rating.
The final ratings framework applies to
bank holding companies and noninsurance, non-commercial savings and
loan holding companies with total
consolidated assets of $100 billion or
more, and U.S. intermediate holding
companies of foreign banking
organizations established under
Regulation YY with total consolidated
assets of $50 billion or more.
In the years following the 2007–2009
financial crisis, the Federal Reserve
developed a supervisory program
specifically designed to enhance
resiliency and address the risks posed
by large financial institutions to U.S.
financial stability (LFI supervisory
program). As set forth in SR letter 12–
17/CA letter 12–14, the LFI supervisory
program focuses supervisory attention
on the core areas that are most likely to
threaten the firm’s financial and
operational strength and resilience
(capital, liquidity, and governance and
controls).1 This orientation is intended
to reduce the likelihood of the failure or
material distress of a large financial
institution, and reduce the risk to U.S.
financial stability in the event of failure.
The Federal Reserve coordinates its
supervision of firms that pose the
greatest risk to U.S. financial stability
through the Large Institution
Supervision Coordinating Committee
(LISCC). The LISCC supervisory
program conducts annual horizontal
reviews of LISCC firms and firm-specific
examination work focused on evaluating
those firms’ (i) capital adequacy under
normal and stressed conditions; (ii)
liquidity positions and risk management
practices; (iii) recovery and resolution
preparedness; and (iv) governance and
controls.2 For large financial institutions
that are not LISCC firms, the Federal
1 ‘‘Financial strength and resilience’’ is defined as
maintaining effective capital and liquidity
governance and planning processes, and sufficiency
of related positions, to provide for continuity of the
consolidated organization (including its critical
operations and banking offices) through a range of
conditions.
‘‘Operational strength and resilience’’ is defined
as maintaining effective governance and controls to
provide for continuity of the consolidated
organization (including its critical operations and
banking offices) and to promote compliance with
laws and regulations, including those related to
consumer protection, through a range of conditions.
Under SR letter 12–17/CA letter 12–14, ‘‘banking
offices’’ are defined as U.S. depository institution
subsidiaries and the U.S. branches and agencies of
foreign banking organizations.
2 See the list of firms included in the LISCC
supervisory program at https://
www.federalreserve.gov/bankinforeg/largeinstitution-supervision.htm.
E:\FR\FM\21NOR1.SGM
21NOR1
Agencies
[Federal Register Volume 83, Number 225 (Wednesday, November 21, 2018)]
[Rules and Regulations]
[Pages 58721-58724]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2018-25378]
========================================================================
Rules and Regulations
Federal Register
________________________________________________________________________
This section of the FEDERAL REGISTER contains regulatory documents
having general applicability and legal effect, most of which are keyed
to and codified in the Code of Federal Regulations, which is published
under 50 titles pursuant to 44 U.S.C. 1510.
The Code of Federal Regulations is sold by the Superintendent of Documents.
========================================================================
Federal Register / Vol. 83 , No. 225 / Wednesday, November 21, 2018 /
Rules and Regulations
[[Page 58721]]
NUCLEAR REGULATORY COMMISSION
10 CFR Parts 37, 40, 70, 71, 72, 73, 76, and 95
[NRC-2018-0183]
RIN 3150-AK14
Miscellaneous Corrections--Organizational Changes
AGENCY: Nuclear Regulatory Commission.
ACTION: Final rule.
-----------------------------------------------------------------------
SUMMARY: The U.S. Nuclear Regulatory Commission (NRC) is amending its
regulations to make miscellaneous corrections. These changes include
removing an office from a list of office recipients, removing an office
reference, correcting an office designation and a phone number,
removing and correcting division titles, and removing a followup
reporting instruction. This document is necessary to inform the public
of these non-substantive amendments to the NRC's regulations.
DATES: This final rule is effective on December 21, 2018.
ADDRESSES: Please refer to Docket ID NRC-2018-0183 when contacting the
NRC about the availability of information for this action. You may
obtain publicly-available information related to this action by any of
the following methods:
Federal Rulemaking Website: Go to https://www.regulations.gov and search for Docket ID NRC-2018-0183. Address
questions about NRC dockets to Carol Gallagher; telephone: 301-415-
3463; email: [email protected].
NRC's Agencywide Documents Access and Management System
(ADAMS): You may obtain publicly-available documents online in the
ADAMS Public Documents Collection at https://www.nrc.gov/reading-rm/adams.html. To begin the search, select ``Begin Web-based ADAMS
Search.'' For problems with ADAMS, please contact the NRC's Public
Document Room (PDR) reference staff at 1-800-397-4209, 301-415-4737, or
by email to [email protected].
NRC's PDR: You may examine and purchase copies of public
documents at the NRC's PDR, Room O1-F21, One White Flint North, 11555
Rockville Pike, Rockville, Maryland 20852.
FOR FURTHER INFORMATION CONTACT: Jill Shepherd-Vladimir, Office of
Nuclear Material Safety and Safeguards, U.S. Nuclear Regulatory
Commission, Washington, DC 20555-0001; telephone: 301-415-1230, email:
[email protected].
SUPPLEMENTARY INFORMATION:
I. Introduction
The NRC is amending its regulations in parts 37, 40, 70, 71, 72,
73, 76, and 95 of title 10 of the Code of Federal Regulations (10 CFR)
to make miscellaneous corrections. These changes include removing an
office from a list of office recipients, removing an office reference,
correcting an office designation and a phone number, removing and
correcting division titles, and removing a followup reporting
instruction. This document is necessary to inform the public of these
non-substantive amendments to the NRC's regulations.
II. Summary of Changes
10 CFR Part 37
Remove Office Reference. In Sec. 37.7(a), this final rule removes
the Director, Division of Security Policy, Office of Nuclear Security
and Incident Response, from the list of recipients.
10 CFR Parts 37 and 40
Remove Reporting Instruction. In Sec. Sec. 37.81(g) and
40.64(c)(2) and (3), this final rule removes the erroneous instructions
for where to submit a copy of a followup notification. These paragraphs
already point to the sections that provide the appropriate mailing
address and addressee(s).
10 CFR Parts 37, 40, 70, 71, 72, and 73
Remove Division Title. In Sec. Sec. 37.77, 40.23(b)(1), 40.66(a)
and (b)(5), 40.67(a), 70.5, 70.20, 71.97, 73.4, 73.37, 73.71, 73.72,
73.73, and 73.74, this final rule removes the Division of Security
Policy to ensure that correspondence goes directly to the Director,
Office of Nuclear Security and Incident Response rather than to a
division director.
10 CFR Parts 40, 73, and 76
Correct Division Title. In Sec. Sec. 40.23(c), 40.66(c), and
40.67(c) and (d), 73.26, 73.27, 73.67, and 76.5a, this final rule
corrects the title of the Division of Security Policy to read as
Division of Physical and Cyber Security Policy.
10 CFR Part 40
Correct Designation. In Sec. 40.23(b)(2)(ix), this final rule
replaces the Division of Security Policy with the higher level
designation of the Office of Nuclear Security and Incident Response.
Correct Telephone Number. In Sec. 40.23(d), this final rule
removes the incorrect telephone number ``(301) 415-6828'' and replaces
it with the correct telephone number ``(301) 287-3598'' for the
Director of the Division of Physical and Cyber Security Policy.
10 CFR Part 70
Correct Office Designation. In Sec. 70.32(c)(2), (e), and (i),
this final rule replaces the Office of Nuclear Security and Incident
Response with the Office of Nuclear Material Safety and Safeguards.
10 CFR Part 72
Remove Division Title. In Sec. 72.186(b), this final rule removes
the Division of Spent Fuel Management so that notifications go to the
Director, Office of Nuclear Material Safety and Safeguards rather than
to division level management.
10 CFR Part 95
Remove Division Title. In Sec. 95.9(a), this final rule removes
the Division of Security Operations so that notification go to Office
level management rather than division level management.
III. Rulemaking Procedure
Under section 553(b) of the Administrative Procedure Act (5 U.S.C.
553(b)), an agency may waive the requirements for publication in the
Federal Register of a notice of proposed rulemaking and opportunity for
comment if it finds, for good cause, that it is impracticable,
unnecessary, or contrary to the public interest. As authorized by 5
U.S.C. 553(b)(3)(B), the NRC finds good cause to waive notice and
opportunity for comment on these
[[Page 58722]]
amendments, because notice and opportunity for comment is unnecessary.
The amendments will have no substantive impact and are of a minor and
administrative nature dealing with corrections to certain CFR sections
or are related only to management, organization, procedure, and
practice. These changes include removing an office from a list of
office recipients, removing an office reference, correcting an office
designation and a phone number, removing and correcting division
titles, and removing a followup reporting instruction. The Commission
is exercising its authority under 5 U.S.C. 553(b) to publish these
amendments as a final rule. The amendments are effective December 21,
2018. These amendments do not require action by any person or entity
regulated by the NRC, and do not change the substantive
responsibilities of any person or entity regulated by the NRC.
IV. Environmental Impact: Categorical Exclusion
The NRC has determined that this final rule is the type of action
described in 10 CFR 51.22(c)(2), which categorically excludes from
environmental review rules that are corrective or of a minor, nonpolicy
nature and do not substantially modify existing regulations. Therefore,
neither an environmental impact statement nor an environmental
assessment has been prepared for this rule.
V. Paperwork Reduction Act
This final rule does not contain a collection of information as
defined in the Paperwork Reduction Act of 1995 (44 U.S.C. 3501 et seq.)
and, therefore, is not subject to the requirements of the Paperwork
Reduction Act of 1995.
Public Protection Notification
The NRC may not conduct or sponsor, and a person is not required to
respond to, a collection of information unless the document requesting
or requiring the collection displays a currently valid OMB control
number.
VI. Plain Writing
The Plain Writing Act of 2010 (Pub. L. 111-274) requires Federal
agencies to write documents in a clear, concise, and well-organized
manner. The NRC has written this document to be consistent with the
Plain Writing Act as well as the Presidential Memorandum, ``Plain
Language in Government Writing,'' published June 10, 1998 (63 FR
31883).
VII. Backfitting and Issue Finality
The NRC has determined that the corrections in this final rule do
not constitute backfitting and are not inconsistent with any of the
issue finality provisions in 10 CFR part 52. The amendments are non-
substantive in nature, including removing an office from a list of
office recipients, removing an office reference, correcting an office
designation and a phone number, removing and correcting division
titles, and removing a followup reporting instruction. They impose no
new requirements and make no substantive changes to the regulations.
The corrections do not involve any provisions that would impose
backfits as defined in 10 CFR chapter I, or would be inconsistent with
the issue finality provisions in 10 CFR part 52. For these reasons, the
issuance of the rule in final form would not constitute backfitting or
represent a violation of any of the issue finality provisions in 10 CFR
part 52. Therefore, the NRC has not prepared any additional
documentation for this correction rulemaking addressing backfitting or
issue finality.
VIII. Congressional Review Act
This final rule is not a rule as defined in the Congressional
Review Act (5 U.S.C. 801-808).
List of Subjects
10 CFR Part 37
Byproduct material, Criminal penalties, Exports, Hazardous
materials transportation, Imports, Licensed material, Nuclear
materials, Penalties, Radioactive materials, Reporting and
recordkeeping requirements, Security measures.
10 CFR Part 40
Criminal penalties, Exports, Government contracts, Hazardous
materials transportation, Hazardous waste, Nuclear energy, Nuclear
materials, Penalties, Reporting and recordkeeping requirements, Source
material, Uranium, Whistleblowing.
10 CFR Part 70
Classified information, Criminal penalties, Emergency medical
services, Hazardous materials transportation, Material control and
accounting, Nuclear energy, Nuclear materials, Packaging and
containers, Penalties, Radiation protection, Reporting and
recordkeeping requirements, Scientific equipment, Security measures,
Special nuclear material, Whistleblowing.
10 CFR Part 71
Criminal penalties, Hazardous materials transportation,
Incorporation by reference, Intergovernmental relations, Nuclear
materials, Packaging and containers, Penalties, Radioactive materials,
Reporting and recordkeeping requirements.
10 CFR Part 72
Administrative practice and procedure, Hazardous waste, Indians,
Intergovernmental relations, Nuclear energy, Penalties, Radiation
protection, Reporting and recordkeeping requirements, Security
measures, Spent fuel, Whistleblowing.
10 CFR Part 73
Criminal penalties, Exports, Hazardous materials transportation,
Incorporation by reference, Imports, Nuclear energy, Nuclear materials,
Nuclear power plants and reactors, Penalties, Reporting and
recordkeeping requirements, Security measures.
10 CFR Part 76
Certification, Criminal penalties, Nuclear energy, Penalties,
Radiation protection, Reporting and recordkeeping requirements,
Security measures, Special nuclear material, Uranium, Uranium
enrichment by gaseous diffusion.
10 CFR Part 95
Classified information, Criminal penalties, Penalties, Reporting
and recordkeeping requirements, Security measures.
For the reasons set out in the preamble and under the authority of
the Atomic Energy Act of 1954, as amended; the Energy Reorganization
Act of 1974, as amended; and 5 U.S.C. 552 and 553, the NRC is adopting
the following amendments to 10 CFR parts 37, 40, 70, 71, 72, 73, 76,
and 95:
PART 37--PHYSICAL PROTECTION OF CATEGORY 1 AND CATEGORY 2
QUANTITIES OF RADIOACTIVE MATERIAL
0
1. The authority citation for part 37 continues to read as follows:
Authority: Atomic Energy Act of 1954, secs. 11, 53, 81, 103,
104, 147, 148, 149, 161, 182, 183, 223, 234, 274 (42 U.S.C. 2014,
2073, 2111, 2133, 2134, 2167, 2168, 2169, 2201, 2232, 2233, 2273,
2282, 2021); Energy Reorganization Act of 1974, secs. 201, 202 (42
U.S.C. 5841, 5842); 44 U.S.C. 3504 note.
0
2. Revise Sec. 37.7(a) to read as follows:
Sec. 37.7 Communications.
* * * * *
(a) By mail addressed to: ATTN: Document Control Desk; Director,
Office of Nuclear Reactor Regulation; Director, Office of New Reactors;
or Director, Office of Nuclear Material Safety and Safeguards, as
appropriate, U.S. Nuclear
[[Page 58723]]
Regulatory Commission, Washington, DC 20555-0001;
* * * * *
Sec. 37.77 [Amended]
0
3. In Sec. 37.77, wherever it appears, remove the title ``Division of
Security Policy,'' and in paragraph (c)(1), remove the phrase ``of
Nuclear Security''.
Sec. 37.81 [Amended]
0
4. In Sec. 37.81(g) introductory text, remove the third sentence.
PART 40--DOMESTIC LICENSING OF SOURCE MATERIAL
0
5. The authority citation for part 40 continues to read as follows:
Authority: Atomic Energy Act of 1954, secs. 62, 63, 64, 65, 69,
81, 83, 84, 122, 161, 181, 182, 183, 184, 186, 187, 193, 223, 234,
274, 275 (42 U.S.C. 2092, 2093, 2094, 2095, 2099, 2111, 2113, 2114,
2152, 2201, 2231, 2232, 2233, 2234, 2236, 2237, 2243, 2273, 2282,
2021, 2022); Energy Reorganization Act of 1974, secs. 201, 202, 206,
211 (42 U.S.C. 5841, 5842, 5846, 5851); Uranium Mill Tailings
Radiation Control Act of 1978, sec. 104 (42 U.S.C. 7914); 44 U.S.C.
3504 note.
Sec. 40.23 [Amended]
0
6. Amend Sec. 40.23 as follows:
0
a. In paragraph (b)(1), remove the title ``Division of Security
Policy,'';
0
b. In paragraph (b)(2)(ix), remove the title ``Division of Security
Policy'' and add in its place the title ``Office of Nuclear Security
and Incident Response''.
0
c. In paragraph (c), remove the title ``Division of Security Policy''
and add in its place the title ``Division of Physical and Cyber
Security Policy''.
0
d. In paragraph (d), remove the title ``Division of Security Policy''
and add in its place the title ``Division of Physical and Cyber
Security Policy''; and remove the telephone number ``(301) 415-6828''
and add in its place the telephone number ``301-287-3598''.
Sec. 40.64 [Amended]
0
7. In Sec. 40.64(c)(2) and (3), remove the last sentence in each
paragraph.
Sec. 40.66 [Amended]
0
8. Amend Sec. 40.66 as follows:
0
a. In paragraph (a), remove the title ``Division of Security Policy,'';
0
b. In paragraph (b)(5), remove the title ``Division of Security
Policy,'' and add in its place the title ``Director,''; and
0
c. In paragraph (c), remove the title ``Division of Security Policy,''
and add in its place the title ``Director,''.
Sec. 40.67 [Amended]
0
9. Amend Sec. 40.67 as follows:
0
a. In paragraph (a), remove the title ``Division of Security Policy,'';
and
0
b. In paragraphs (c) and (d), remove the title ``Division of Security
Policy'' and add in its place the phrase ``Director, Office of Nuclear
Security and Incident Response''.
PART 70--DOMESTIC LICENSING OF SPECIAL NUCLEAR MATERIAL
0
10. The authority citation for part 70 continues to read as follows:
Authority: Atomic Energy Act of 1954, secs. 51, 53, 57(d), 108,
122, 161, 182, 183, 184, 186, 187, 193, 223, 234, 274, 1701 (42
U.S.C. 2071, 2073, 2077(d), 2138, 2152, 2201, 2232, 2233, 2234,
2236, 2237, 2243, 2273, 2282, 2021, 2297f); Energy Reorganization
Act of 1974, secs. 201, 202, 206, 211 (42 U.S.C. 5841, 5842, 5846,
5851); Nuclear Waste Policy Act of 1982, secs. 135, 141 (42 U.S.C.
10155, 10161); 44 U.S.C. 3504 note.
Sec. Sec. 70.5 and 70.20b [Amended]
0
11. In Sec. Sec. 70.5 and 70.20b, wherever it appears, remove the
title ``Division of Security Policy,''.
Sec. 70.32 [Amended]
0
12. In Sec. 70.32, wherever it appears, remove the title ``Division of
Security Policy, Office of Nuclear Security and Incident Response'' and
add in its place the title ``Office of Nuclear Material Safety and
Safeguards''.
PART 71--PACKAGING AND TRANSPORTATION OF RADIOACTIVE MATERIAL
0
13. The authority citation for part 71 continues to read as follows:
Authority: Atomic Energy Act of 1954, secs. 53, 57, 62, 63, 81,
161, 182, 183, 223, 234, 1701 (42 U.S.C. 2073, 2077, 2092, 2093,
2111, 2201, 2232, 2233, 2273, 2282, 2297f); Energy Reorganization
Act of 1974, secs. 201, 202, 206, 211 (42 U.S.C. 5841, 5842, 5846,
5851); Nuclear Waste Policy Act of 1982, sec. 180 (42 U.S.C. 10175);
44 U.S.C. 3504 note. Section 71.97 also issued under Sec. 301,
Public Law 96-295, 94 Stat. 789 (42 U.S.C. 5841 note).
Sec. 71.97 [Amended]
0
14. In Sec. 71.97, wherever it appears, remove the title ``Division of
Security Policy,''.
PART 72--LICENSING REQUIREMENTS FOR THE INDEPENDENT STORAGE OF
SPENT NUCLEAR FUEL, HIGH-LEVEL RADIOACTIVE WASTE, AND REACTOR-
RELATED GREATER THAN CLASS C WASTE
0
15. The authority citation for part 72 continues to read as follows:
Authority: Atomic Energy Act of 1954, secs. 51, 53, 57, 62, 63,
65, 69, 81, 161, 182, 183, 184, 186, 187, 189, 223, 234, 274 (42
U.S.C. 2071, 2073, 2077, 2092, 2093, 2095, 2099, 2111, 2201, 2210e,
2232, 2233, 2234, 2236, 2237, 2238, 2273, 2282, 2021); Energy
Reorganization Act of 1974, secs. 201, 202, 206, 211 (42 U.S.C.
5841, 5842, 5846, 5851); National Environmental Policy Act of 1969
(42 U.S.C. 4332); Nuclear Waste Policy Act of 1982, secs. 117(a),
132, 133, 134, 135, 137, 141, 145(g), 148, 218(a) (42 U.S.C.
10137(a), 10152, 10153, 10154, 10155, 10157, 10161, 10165(g), 10168,
10198(a)); 44 U.S.C. 3504 note.
Sec. 72.186 [Amended]
0
16. In Sec. 72.186(b), remove the title ``Division of Spent Fuel
Management,''.
PART 73--PHYSICAL PROTECTION OF PLANTS AND MATERIALS
0
17. The authority citation for part 73 continues to read as follows:
Authority: Atomic Energy Act of 1954, secs. 53, 147, 149, 161,
170D, 170E, 170H, 170I, 223, 229, 234, 1701 (42 U.S.C. 2073, 2167,
2169, 2201, 2210d, 2210e, 2210h, 2210i, 2273, 2278a, 2282, 2297f);
Energy Reorganization Act of 1974, secs. 201, 202 (42 U.S.C. 5841,
5842); Nuclear Waste Policy Act of 1982, secs. 135, 141 (42 U.S.C.
10155, 10161); 44 U.S.C. 3504 note. Section 73.37(b)(2) also issued
under Sec. 301, Public Law 96-295, 94 Stat. 789 (42 U.S.C. 5841
note).
Sec. Sec. 73.4, 73.37, 73.71, 73.72, 73.73 and 73.74 [Amended]
0
18. In Sec. Sec. 73.4, 73.37, 73.71, 73.72, 73.73, and 73.74, wherever
it appears, remove the title ``Division of Security Policy,''.
Sec. Sec. 73.26, 73.27, and 73.67 [Amended]
0
19. In Sec. Sec. 73.26, 73.27, and 73.67, wherever it appears, remove
the title ``Division of Security Policy'' and add in its place the
title ``Division of Physical and Cyber Security Policy''.
PART 76--CERTIFICATION OF GASEOUS DIFFUSION PLANTS
0
20. The authority citation for part 76 continues to read as follows:
Authority: Atomic Energy Act of 1954, secs. 122, 161, 193(f),
223, 234, 1701 (42 U.S.C. 2152, 2201, 2243(f), 2273, 2282, 2297f);
Energy Reorganization Act of 1974, secs. 201, 206, 211 (42 U.S.C.
5841, 5846, 5851); 44 U.S.C. 3504 note.
Sec. 76.5 [Amended]
0
21. In Sec. 76.5(a), remove the title ``Division of Security
Policy,''.
[[Page 58724]]
PART 95--FACILITY SECURITY CLEARANCE AND SAFEGUARDING OF NATIONAL
SECURITY INFORMATION AND RESTRICTED DATA
0
22. The authority citation for part 95 continues to read as follows:
Authority: Atomic Energy Act of 1954, secs. 145, 161, 223, 234
(42 U.S.C. 2165, 2201, 2273, 2282); Energy Reorganization Act of
1974, sec. 201 (42 U.S.C. 5841); 44 U.S.C. 3504 note; E.O. 10865, as
amended, 25 FR 1583, 3 CFR, 1959-1963 Comp., p. 398; E.O. 12829, 58
FR 3479, 3 CFR, 1993 Comp., p. 570; E.O. 12968, 60 FR 40245, 3 CFR,
1995 Comp., p. 391; E.O. 13526, 75 FR 707, 3 CFR, 2009 Comp., p.
298.
Sec. 95.9 [Amended]
0
23. In Sec. 95.9(a), remove the title ``Division of Security
Operations,''.
Dated at Rockville, Maryland, this 16th day of November 2018.
For the Nuclear Regulatory Commission.
Pamela J. Shepherd-Vladimir,
Acting Chief, Regulatory Analysis and Rulemaking Support Branch, Office
of Nuclear Material Safety and Safeguards.
[FR Doc. 2018-25378 Filed 11-20-18; 8:45 am]
BILLING CODE 7590-01-P