Agency Information Collection Activities: Announcement of Board Approval Under Delegated Authority and Submission to OMB, 58773-58775 [2018-25338]
Download as PDF
Federal Register / Vol. 83, No. 225 / Wednesday, November 21, 2018 / Notices
changed to modify the associated
ranking methodologies for the yearly
stressed/CCAR submission in subschedule L.5 to require the top 25
counterparties to be reported as ranked
by the total stressed net current
exposure. The comment period for this
notice expired on October 9, 2018. The
Board received one comment from a
banking organization. The commenter
requested that the Board adopt these
changes and publish the associated
materials as soon as possible in order to
provide adequate time to implement
and test the changes. The Board strives
to provide as much time as possible in
advance of the effective date for firms to
implement revisions. The draft forms
and instructions were made available
with the publication of the initial
notice. The revisions, including draft
forms and instructions, will be
implemented as proposed as of
December 31, 2018.
Board of Governors of the Federal Reserve
System, November 15, 2018.
Yao-Chin Chao,
Assistant Secretary of the Board.
[FR Doc. 2018–25339 Filed 11–20–18; 8:45 am]
BILLING CODE 6210–01–P
FEDERAL RESERVE SYSTEM
Agency Information Collection
Activities: Announcement of Board
Approval Under Delegated Authority
and Submission to OMB
Board of Governors of the
Federal Reserve System.
SUMMARY: The Board of Governors of the
Federal Reserve System (Board) is
adopting a proposal to extend for three
years, with revision, the Reporting,
Recordkeeping, and Disclosure
Requirements Associated with the
Home Mortgage Disclosure Act (HMDA)
and Loan/Application Register (LAR)
required by Regulation C (FR HMDA
LAR, OMB No. 7100–0247).
FOR FURTHER INFORMATION CONTACT:
Federal Reserve Board Clearance
Officer—Nuha Elmaghrabi—Office of
the Chief Data Officer, Board of
Governors of the Federal Reserve
System, Washington, DC 20551 (202)
452–3829. Telecommunications Device
for the Deaf (TDD) users may contact
(202) 263–4869, Board of Governors of
the Federal Reserve System,
Washington, DC 20551.
OMB Desk Officer—Shagufta
Ahmed—Office of Information and
Regulatory Affairs, Office of
Management and Budget, New
Executive Office Building, Room 10235,
725 17th Street NW, Washington, DC
20503 or by fax to (202) 395–6974.
khammond on DSK30JT082PROD with NOTICES
AGENCY:
VerDate Sep<11>2014
16:08 Nov 20, 2018
Jkt 247001
On June
15, 1984, the Office of Management and
Budget (OMB) delegated to the Board
authority under the Paperwork
Reduction Act (PRA) to approve and
assign OMB control numbers to
collection of information requests and
requirements conducted or sponsored
by the Board. Board-approved
collections of information are
incorporated into the official OMB
inventory of currently approved
collections of information. Copies of the
Paperwork Reduction Act Submission,
supporting statements and approved
collection of information instrument(s)
are placed into OMB’s public docket
files. The Board may not conduct or
sponsor, and the respondent is not
required to respond to, an information
collection that has been extended,
revised, or implemented on or after
October 1, 1995, unless it displays a
currently valid OMB control number.
Final approval under OMB delegated
authority of the extension for three
years, with revision, of the following
information collection:
Report title: Reporting,
Recordkeeping, and Disclosure
Requirements Associated with the
Home Mortgage Disclosure Act (HMDA)
and Loan/Application Register (LAR)
required by Regulation C.
Agency form number: FR HMDA LAR.
OMB control number: 7100–0247.
Frequency: Annually and quarterly.
Respondents: State member banks
(SMBs), their subsidiaries, subsidiaries
of bank holding companies, U.S.
branches and agencies of foreign banks
(other than federal branches, federal
agencies, and insured state branches of
foreign banks), commercial lending
companies owned or controlled by
foreign banks, and organizations
operating under section 25 or 25A of the
Federal Reserve Act.
Estimated number of respondents:
Update policies, procedures, and
systems (one-time), 505 respondents;
Reporting—Tier 1 (annual reporter), 2
respondents; Tier 1 (quarterly reporter),
1 respondent; Tier 2, 148 respondents;
Tier 2 (Crapo), 300 respondents; and
Tier 3 (Crapo), 54 respondents;
Recordkeeping—Tier 1 (annual
reporter), 2 respondents; Tier 1
(quarterly reporter), 1 respondent; Tier
2, 448 respondents; and Tier 3, 54
respondents; and Disclosure—Tier 1
(annual reporter), 2 respondents; and
Tier 1 (quarterly reporter), 1 respondent.
Estimated average hours per response:
Update policies, procedures, and
systems (one-time), 176 hours;
Reporting—Tier 1 (annual reporter),
5,969 hours; Tier 1 (quarterly reporter),
6,903 hours; Tier 2, 1,232 hours; Tier 2
SUPPLEMENTARY INFORMATION:
PO 00000
Frm 00019
Fmt 4703
Sfmt 4703
58773
(Crapo), 986 hours; and Tier 3 (Crapo),
64 hours; Recordkeeping—Tier 1
(annual reporter), 4,130 hours; Tier 1
(quarterly reporter), 4,130 hours; Tier 2,
83 hours; and Tier 3, 27 hours; and
Disclosure—Tier 1 (annual reporter), 5
hours; and Tier 1 (quarterly reporter), 5
hours.
Estimated annual burden hours:
Update policies, procedures, and
systems (one-time), 88,880 hours;
Reporting—Tier 1 (annual reporter),
11,938 hours; Tier 1 (quarterly reporter),
27,612 hours; Tier 2, 182,336 hours;
Tier 2: Crapo, 295,800 hours; and Tier
3: Crapo, 3,456 hours; Recordkeeping—
Tier 1 (annual reporter), 8,260 hours;
Tier 1 (quarterly reporter), 16,520 hours;
Tier 2, 37,184 hours; and Tier 3, 1,458
hours; and Disclosure—Tier 1 (annual
reporter), 10 hours; and Tier 1 (quarterly
reporter), 20 hours.
General description of report: HMDA
was enacted in 1975 and is
implemented by Regulation C.
Generally, HMDA requires certain
depository and non-depository
institutions that make certain mortgage
loans to collect, report, and disclose
data about originations and purchases of
mortgage loans, as well as loan
applications that do not result in
originations (for example, applications
that are denied or withdrawn). HMDA
was enacted to provide regulators and
the public with loan data that can be
used to: (1) Help determine whether
financial institutions are serving the
housing needs of their communities, (2)
assist public officials in distributing
public-sector investments so as to attract
private investment to areas where it is
needed, and (3) assist in identifying
possible discriminatory lending patterns
and enforcing anti-discrimination
statutes.1 Supervisory agencies, state
and local public officials, and members
of the public use the data to aid in the
enforcement of the Community
Reinvestment Act, the Equal Credit
Opportunity Act, and the Fair Housing
Act and to aid in identifying areas for
residential redevelopment and
rehabilitation.
Legal authorization and
confidentiality: The FR HMDA LAR is
authorized pursuant to section 304(j) of
HMDA (12 U.S.C. 2803(j)), which
requires that the Bureau of Consumer
Financial Protection (Bureau) prescribe
by regulation the form of loan
application register information that
must be reported by covered financial
institutions. Section 1003.5 of
Regulation C implements this statutory
provision, and requires covered
financial institutions to submit reports
1 12
CFR 1003.1(b).
E:\FR\FM\21NON1.SGM
21NON1
58774
Federal Register / Vol. 83, No. 225 / Wednesday, November 21, 2018 / Notices
to their appropriate federal agency.
Section 304(h)(2)(A) of HMDA (12
U.S.C. 2803(h)(2)(A)) designates the
Board as the appropriate agency with
respect to the entities described above.
The FR HMDA LAR is mandatory.
HMDA requires the information
collected on the FR HMDA LAR to be
made available to the general public in
the form proscribed by the Bureau. The
Bureau is authorized to redact or modify
the scope of the information before it is
publicly disclosed to protect the privacy
of loan applicants and to protect
depository institutions from liability
under any federal or state privacy law
(12 U.S.C. 2803(j)(2)(B)). The redacted
information may be kept confidential
under exemption 6 of the Freedom and
Information Act, which protects from
release information that, if disclosed,
would ‘‘constitute a clearly unwarranted
invasion of personal privacy’’ (5 U.S.C.
552(b)(6)).
khammond on DSK30JT082PROD with NOTICES
Current actions: On August 28, 2018,
the Board published a notice in the
Federal Register (83 FR 43868)
requesting public comment for 60 days
on the extension, with revision, of the
Reporting, Recordkeeping, and
Disclosure Requirements Associated
with the Home Mortgage Disclosure Act
(HMDA) and Loan/Application Register
(LAR) required by Regulation C.
Consistent with the Bureau’s final rules
amending Regulation C, effective
January 1, 2018, as well as recent
statutory amendments to HMDA that
were enacted on May 24, 2018,2 the
Board proposes to revise the FR HMDA
LAR by expanding the data reported and
by modifying the types of institutions
required to report and the types of loans
required to be reported. Beginning
January 1, 2018, an institution that is
otherwise not eligible for a partial
exemption under section 104(a) of the
Economic Growth, Regulatory Relief,
and Consumer Protection Act
(EGRRCPA), as discussed further below,
is required to collect and report all
required data points required under
HMDA if it either originates 25 or more 3
closed-end mortgage loans or 500 or
2 On May 24, 2018, the President signed into law
the Economic Growth, Regulatory Relief, and
Consumer Protection Act (EGRRCPA). In relevant
part, section 104(a) of EGRRCPA amends HMDA to
exempt certain insured depository institutions and
insured credit unions from collecting and reporting
those data fields that were required by HMDA
sections 304(b)(5) and (6), as implemented by the
Bureau’s final rules.
3 Small depository institutions that originated
fewer than 25 closed-end mortgage loans in either
2015 or 2016 ceased HMDA data collection on
January 1, 2017.
VerDate Sep<11>2014
16:08 Nov 20, 2018
Jkt 247001
more open-end lines of credit 4 secured
by a dwelling in each of the two
preceding years, in addition to meeting
other applicable coverage criteria.5 For
these institutions, the final rules
standardize the loan volume threshold
used to determine coverage of both
depository and non-depository
institutions. An institution will only
report a covered loan if it has met the
loan origination threshold for that loan
category (open-end or closed-end).
The final rules generally will require
covered institutions to collect and
report any mortgage loan secured by a
dwelling, including open-end lines of
credit, regardless of the loan’s purpose.
However, the final rules exclude
unsecured home-improvement loans
(which historically were required to be
reported), dwelling-secured loans that
are made principally for a commercial
or business purpose, agriculturalpurpose loans, and other specifically
excluded loans.6
The final rules also will require
collection of additional data points. For
covered institutions that are otherwise
not eligible for the partial exemption
under section 104(a) of EGRRCPA, as
discussed further below, these
additional data points will be reported
in 2019. These new fields include
• Additional information about the
applicant or borrower, such as age
and credit score
• information about the loan pricing,
such as the borrower’s total cost to
obtain a mortgage, temporary
introductory rates, and borrower-paid
origination charges
• information about loan features, such
as the loan term, prepayment
penalties, or non-amortizing features
(such as interest only or balloon
payments)
• additional information about property
securing the loan, such as property
value and property type
In addition, the Bureau’s final rules
amend several existing requirements,
including the requirements for
collection and reporting of information
4 Under the 2015 final rules, financial institutions
would have been required to report home-equity
lines of credit if they made 100 or more such loans
in each of the last two years. On August 24, 2017,
the Bureau amended the final rules to increase the
institutional coverage and loan threshold from 100
to 500 or more loans through calendar years 2018
and 2019. See 82 FR 43088 (Sept. 13, 2017). This
temporary increase in the threshold will provide
time for the Bureau to consider whether to initiate
another rulemaking to address the appropriate level
for the threshold for data collected beginning
January 1, 2020.
5 Asset size and geographic location coverage
tests also apply. See 12 CFR FR 1003.2(g).
6 12 CFR 1003.2(e).
PO 00000
Frm 00020
Fmt 4703
Sfmt 4703
regarding an applicant’s or borrower’s
ethnicity, race and sex.7
Effective May 24, 2018, an institution
that is eligible for the partial exemption
under section 104(a) of EGRRCPA will
only need to report a subset of the data
points required under HMDA if it
originates fewer than 500 closed-end
mortgage loans in each of the two
preceding calendar years.8 Consistent
with section 104(a) of EGRRCPA and the
Bureau’s recent statement addressing
the applicability of this statutory
amendment to HMDA,9 the Board
estimates that institutions eligible for
the partial exemption will report
approximately half the data points
currently required by the Bureau’s final
rules on the loans described above.10
The Bureau will collect the HMDA/
LAR data on behalf of the applicable
Federal supervisory agency, and the
data will be combined and aggregated
for each Metropolitan Statistical Area
(MSA). Certain aggregated data will
continue to be publicly available,
though the Bureau has yet to determine
what the information collected in the
new data fields will be disclosed once
the final rules are fully effective. The
comment period for this notice expired
on October 29, 2018. The Board did not
receive any comments. The revisions
will be implemented as proposed.
7 For the complete list of data points, see 12 CFR
1003.4.
8 Section 104(a) of EGRRCPA also provides a
partial exemption to the data collection and
reporting requirements under HMDA for
institutions that originate fewer than 500 open-end
lines of credit in each of the two preceding calendar
years and otherwise meet the applicable
performance evaluation rating standards under
CRA. However, institutions eligible for this partial
exemption are already completely exempt from all
data collection and reporting requirements under
the temporary exemption provided by the Bureau’s
final rules until January 1, 2020.
9 See Bureau Statement, which provides that for
loans subject to the partial exemption, ‘‘the
requirements of [HMDA section 304(b)(5) an (6)]
shall not apply . . . [therefore,] institutions are
exempt from the collection, recording, and
reporting requirements for some, but not all, of the
data points specified in current Regulation C.’’
10 Section 104(a) of EGRRCPA does not define the
terms ‘‘closed-end loan’’ or ‘‘open-end line of
credit.’’ However, for purposes of estimating
burden, the Board is making the assumption that
these terms will be used consistent with how they
are currently defined in Regulation C. See 12 CFR
1002.2(d) and (o), which defines the term ‘‘closedend loan’’ and ‘‘open-end line of credit,’’
respectively. Further, for purposes of estimating
burden, the Board is making the assumption that
the loan volume thresholds for closed-end loans
will be determined consistent with how such loan
thresholds are currently used under Regulation C to
determine if a transaction must be reported. See 12
CFR 1003.3(c)(11) and (12), which provides how to
determine the loan threshold volume for closed-end
loan reporters and open-end line of credit reporters,
respectively.
E:\FR\FM\21NON1.SGM
21NON1
Federal Register / Vol. 83, No. 225 / Wednesday, November 21, 2018 / Notices
Board of Governors of the Federal Reserve
System, November 15, 2018.
Yao-Chin Chao,
Assistant Secretary of the Board.
[FR Doc. 2018–25338 Filed 11–20–18; 8:45 am]
BILLING CODE 6210–01–P
DEPARTMENT OF HEALTH AND
HUMAN SERVICES
Administration for Community Living
Administration on Intellectual and
Developmental Disabilities, President’s
Committee for People With Intellectual
Disabilities
Administration for Community
Living, HHS.
ACTION: Notice.
AGENCY:
The President’s Committee
for People with Intellectual Disabilities
(PCPID) will host a webinar/conference
call for its members to discuss the
potential topics of the Committee’s 2019
Report to the President. All the PCPID
meetings, in any format, are open to the
public. This virtual meeting will be
conducted in a discussion format.
DATES: Webinar/Conference Call:
Wednesday, December 5, 2018 from
9:00 a.m. to 10:00 a.m. (EST).
FOR FURTHER INFORMATION CONTACT: Ms.
Allison Cruz, Director, Office of
Innovation, 330 C Street SW, Switzer
Building, Room 1114, Washington, DC
20201. Telephone: 202–795–7334. Fax:
202–795–7334. Email: Allison.Cruz@
acl.hhs.gov.
SUMMARY:
The
purpose of this virtual meeting is to
discuss the Committee’s preparation of
the PCPID 2019 Report to the President,
including its content and format, and
related data collection and analysis
required to complete the writing of the
Report.
Webinar/Conference Call: The
webinar/conference call is scheduled for
Wednesday, December 5, 2018, 9:00
a.m. to 10:00 a.m. (EST) and may end
early if discussions are finished.
Instructions to Participate in the
Webinar/Conference Call on
Wednesday, December 5, 2018: Please
dial: (888) 949–2790; Pass Code:
1989852
Background Information on the
Committee: The PCPID acts in an
advisory capacity to the President and
the Secretary of Health and Human
Services on a broad range of topics
relating to programs, services and
support for individuals with intellectual
disabilities. The PCPID executive order
stipulates that the Committee shall: (1)
khammond on DSK30JT082PROD with NOTICES
SUPPLEMENTARY INFORMATION:
VerDate Sep<11>2014
16:08 Nov 20, 2018
Jkt 247001
Provide such advice concerning
intellectual disabilities as the President
or the Secretary of Health and Human
Services may request; and (2) provide
advice to the President concerning the
following for people with intellectual
disabilities: (A) Expanding employment
opportunities; (B) connecting people to
services; (C) supporting families and
caregivers; (D) strengthening the
networks; and (E) protecting rights and
preventing abuse.
Dated: November 15, 2018.
Julie Hocker,
Commissioner, Administration on Disabilities
(AoD).
[FR Doc. 2018–25375 Filed 11–20–18; 8:45 am]
BILLING CODE 4154–01–P
DEPARTMENT OF HEALTH AND
HUMAN SERVICES
Food and Drug Administration
[Docket No. FDA–2018–N–3522]
Use of the Names of Dairy Foods in the
Labeling of Plant-Based Products;
Extension of Comment Period
AGENCY:
Food and Drug Administration,
HHS.
ACTION:
Notice; extension of comment
period.
The Food and Drug
Administration (FDA or we) is
extending the comment period for the
notice that appeared in the Federal
Register of September 28, 2018. In the
notice, FDA invited interested parties to
provide information on specific topics
related to the labeling of plant-based
products with names that include the
names of dairy foods such as ‘‘milk,’’
‘‘cultured milk,’’ ‘‘yogurt,’’ and
‘‘cheese.’’ We are extending the
comment period to give interested
parties more time to comment.
DATES: FDA is extending the comment
period on the notice published in the
Federal Register of September 28, 2018
(83 FR 49103). Submit either electronic
or written comments by January 28,
2019.
ADDRESSES: You may submit comments
as follows. Please note that late,
untimely filed comments will not be
considered. Electronic comments must
be submitted on or before January 28,
2019. The https://www.regulations.gov
electronic filing system will accept
comments until 11:59 p.m. Eastern Time
at the end of January 28, 2019.
Comments received by mail/hand
delivery/courier (for written/paper
submissions) will be considered timely
if they are postmarked or the delivery
SUMMARY:
PO 00000
Frm 00021
Fmt 4703
Sfmt 4703
58775
service acceptance receipt is on or
before that date.
Electronic Submissions
Submit electronic comments in the
following way:
• Federal eRulemaking Portal:
https://www.regulations.gov. Follow the
instructions for submitting comments.
Comments submitted electronically,
including attachments, to https://
www.regulations.gov will be posted to
the docket unchanged. Because your
comment will be made public, you are
solely responsible for ensuring that your
comment does not include any
confidential information that you or a
third party may not wish to be posted,
such as medical information, your or
anyone else’s Social Security number, or
confidential business information, such
as a manufacturing process. Please note
that if you include your name, contact
information, or other information that
identifies you in the body of your
comments, that information will be
posted on https://www.regulations.gov.
• If you want to submit a comment
with confidential information that you
do not wish to be made available to the
public, submit the comment as a
written/paper submission and in the
manner detailed (see ‘‘Written/Paper
Submissions’’ and ‘‘Instructions’’).
Written/Paper Submissions
Submit written/paper submissions as
follows:
• Mail/Hand delivery/Courier (for
written/paper submissions): Dockets
Management Staff (HFA–305), Food and
Drug Administration, 5630 Fishers
Lane, Rm. 1061, Rockville, MD 20852.
• For written/paper comments
submitted to the Dockets Management
Staff, FDA will post your comment, as
well as any attachments, except for
information submitted, marked and
identified, as confidential, if submitted
as detailed in ‘‘Instructions.’’
Instructions: All submissions received
must include the Docket No. FDA–
2018–N–3522 for ‘‘Use of the Names of
Dairy Foods in the Labeling of PlantBased Products.’’ Received comments,
those filed in a timely manner (see
ADDRESSES), will be placed in the docket
and, except for those submitted as
‘‘Confidential Submissions,’’ publicly
viewable at https://www.regulations.gov
or at the Dockets Management Staff
between 9 a.m. and 4 p.m., Monday
through Friday.
• Confidential Submissions—To
submit a comment with confidential
information that you do not wish to be
made publicly available, submit your
comments only as a written/paper
submission. You should submit two
E:\FR\FM\21NON1.SGM
21NON1
Agencies
[Federal Register Volume 83, Number 225 (Wednesday, November 21, 2018)]
[Notices]
[Pages 58773-58775]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2018-25338]
-----------------------------------------------------------------------
FEDERAL RESERVE SYSTEM
Agency Information Collection Activities: Announcement of Board
Approval Under Delegated Authority and Submission to OMB
AGENCY: Board of Governors of the Federal Reserve System.
SUMMARY: The Board of Governors of the Federal Reserve System (Board)
is adopting a proposal to extend for three years, with revision, the
Reporting, Recordkeeping, and Disclosure Requirements Associated with
the Home Mortgage Disclosure Act (HMDA) and Loan/Application Register
(LAR) required by Regulation C (FR HMDA LAR, OMB No. 7100-0247).
FOR FURTHER INFORMATION CONTACT:
Federal Reserve Board Clearance Officer--Nuha Elmaghrabi--Office of
the Chief Data Officer, Board of Governors of the Federal Reserve
System, Washington, DC 20551 (202) 452-3829. Telecommunications Device
for the Deaf (TDD) users may contact (202) 263-4869, Board of Governors
of the Federal Reserve System, Washington, DC 20551.
OMB Desk Officer--Shagufta Ahmed--Office of Information and
Regulatory Affairs, Office of Management and Budget, New Executive
Office Building, Room 10235, 725 17th Street NW, Washington, DC 20503
or by fax to (202) 395-6974.
SUPPLEMENTARY INFORMATION: On June 15, 1984, the Office of Management
and Budget (OMB) delegated to the Board authority under the Paperwork
Reduction Act (PRA) to approve and assign OMB control numbers to
collection of information requests and requirements conducted or
sponsored by the Board. Board-approved collections of information are
incorporated into the official OMB inventory of currently approved
collections of information. Copies of the Paperwork Reduction Act
Submission, supporting statements and approved collection of
information instrument(s) are placed into OMB's public docket files.
The Board may not conduct or sponsor, and the respondent is not
required to respond to, an information collection that has been
extended, revised, or implemented on or after October 1, 1995, unless
it displays a currently valid OMB control number.
Final approval under OMB delegated authority of the extension for
three years, with revision, of the following information collection:
Report title: Reporting, Recordkeeping, and Disclosure Requirements
Associated with the Home Mortgage Disclosure Act (HMDA) and Loan/
Application Register (LAR) required by Regulation C.
Agency form number: FR HMDA LAR.
OMB control number: 7100-0247.
Frequency: Annually and quarterly.
Respondents: State member banks (SMBs), their subsidiaries,
subsidiaries of bank holding companies, U.S. branches and agencies of
foreign banks (other than federal branches, federal agencies, and
insured state branches of foreign banks), commercial lending companies
owned or controlled by foreign banks, and organizations operating under
section 25 or 25A of the Federal Reserve Act.
Estimated number of respondents: Update policies, procedures, and
systems (one-time), 505 respondents; Reporting--Tier 1 (annual
reporter), 2 respondents; Tier 1 (quarterly reporter), 1 respondent;
Tier 2, 148 respondents; Tier 2 (Crapo), 300 respondents; and Tier 3
(Crapo), 54 respondents; Recordkeeping--Tier 1 (annual reporter), 2
respondents; Tier 1 (quarterly reporter), 1 respondent; Tier 2, 448
respondents; and Tier 3, 54 respondents; and Disclosure--Tier 1 (annual
reporter), 2 respondents; and Tier 1 (quarterly reporter), 1
respondent.
Estimated average hours per response: Update policies, procedures,
and systems (one-time), 176 hours; Reporting--Tier 1 (annual reporter),
5,969 hours; Tier 1 (quarterly reporter), 6,903 hours; Tier 2, 1,232
hours; Tier 2 (Crapo), 986 hours; and Tier 3 (Crapo), 64 hours;
Recordkeeping--Tier 1 (annual reporter), 4,130 hours; Tier 1 (quarterly
reporter), 4,130 hours; Tier 2, 83 hours; and Tier 3, 27 hours; and
Disclosure--Tier 1 (annual reporter), 5 hours; and Tier 1 (quarterly
reporter), 5 hours.
Estimated annual burden hours: Update policies, procedures, and
systems (one-time), 88,880 hours; Reporting--Tier 1 (annual reporter),
11,938 hours; Tier 1 (quarterly reporter), 27,612 hours; Tier 2,
182,336 hours; Tier 2: Crapo, 295,800 hours; and Tier 3: Crapo, 3,456
hours; Recordkeeping--Tier 1 (annual reporter), 8,260 hours; Tier 1
(quarterly reporter), 16,520 hours; Tier 2, 37,184 hours; and Tier 3,
1,458 hours; and Disclosure--Tier 1 (annual reporter), 10 hours; and
Tier 1 (quarterly reporter), 20 hours.
General description of report: HMDA was enacted in 1975 and is
implemented by Regulation C. Generally, HMDA requires certain
depository and non-depository institutions that make certain mortgage
loans to collect, report, and disclose data about originations and
purchases of mortgage loans, as well as loan applications that do not
result in originations (for example, applications that are denied or
withdrawn). HMDA was enacted to provide regulators and the public with
loan data that can be used to: (1) Help determine whether financial
institutions are serving the housing needs of their communities, (2)
assist public officials in distributing public-sector investments so as
to attract private investment to areas where it is needed, and (3)
assist in identifying possible discriminatory lending patterns and
enforcing anti-discrimination statutes.\1\ Supervisory agencies, state
and local public officials, and members of the public use the data to
aid in the enforcement of the Community Reinvestment Act, the Equal
Credit Opportunity Act, and the Fair Housing Act and to aid in
identifying areas for residential redevelopment and rehabilitation.
---------------------------------------------------------------------------
\1\ 12 CFR 1003.1(b).
---------------------------------------------------------------------------
Legal authorization and confidentiality: The FR HMDA LAR is
authorized pursuant to section 304(j) of HMDA (12 U.S.C. 2803(j)),
which requires that the Bureau of Consumer Financial Protection
(Bureau) prescribe by regulation the form of loan application register
information that must be reported by covered financial institutions.
Section 1003.5 of Regulation C implements this statutory provision, and
requires covered financial institutions to submit reports
[[Page 58774]]
to their appropriate federal agency. Section 304(h)(2)(A) of HMDA (12
U.S.C. 2803(h)(2)(A)) designates the Board as the appropriate agency
with respect to the entities described above. The FR HMDA LAR is
mandatory. HMDA requires the information collected on the FR HMDA LAR
to be made available to the general public in the form proscribed by
the Bureau. The Bureau is authorized to redact or modify the scope of
the information before it is publicly disclosed to protect the privacy
of loan applicants and to protect depository institutions from
liability under any federal or state privacy law (12 U.S.C.
2803(j)(2)(B)). The redacted information may be kept confidential under
exemption 6 of the Freedom and Information Act, which protects from
release information that, if disclosed, would ``constitute a clearly
unwarranted invasion of personal privacy'' (5 U.S.C. 552(b)(6)).
Current actions: On August 28, 2018, the Board published a notice
in the Federal Register (83 FR 43868) requesting public comment for 60
days on the extension, with revision, of the Reporting, Recordkeeping,
and Disclosure Requirements Associated with the Home Mortgage
Disclosure Act (HMDA) and Loan/Application Register (LAR) required by
Regulation C. Consistent with the Bureau's final rules amending
Regulation C, effective January 1, 2018, as well as recent statutory
amendments to HMDA that were enacted on May 24, 2018,\2\ the Board
proposes to revise the FR HMDA LAR by expanding the data reported and
by modifying the types of institutions required to report and the types
of loans required to be reported. Beginning January 1, 2018, an
institution that is otherwise not eligible for a partial exemption
under section 104(a) of the Economic Growth, Regulatory Relief, and
Consumer Protection Act (EGRRCPA), as discussed further below, is
required to collect and report all required data points required under
HMDA if it either originates 25 or more \3\ closed-end mortgage loans
or 500 or more open-end lines of credit \4\ secured by a dwelling in
each of the two preceding years, in addition to meeting other
applicable coverage criteria.\5\ For these institutions, the final
rules standardize the loan volume threshold used to determine coverage
of both depository and non-depository institutions. An institution will
only report a covered loan if it has met the loan origination threshold
for that loan category (open-end or closed-end).
---------------------------------------------------------------------------
\2\ On May 24, 2018, the President signed into law the Economic
Growth, Regulatory Relief, and Consumer Protection Act (EGRRCPA). In
relevant part, section 104(a) of EGRRCPA amends HMDA to exempt
certain insured depository institutions and insured credit unions
from collecting and reporting those data fields that were required
by HMDA sections 304(b)(5) and (6), as implemented by the Bureau's
final rules.
\3\ Small depository institutions that originated fewer than 25
closed-end mortgage loans in either 2015 or 2016 ceased HMDA data
collection on January 1, 2017.
\4\ Under the 2015 final rules, financial institutions would
have been required to report home-equity lines of credit if they
made 100 or more such loans in each of the last two years. On August
24, 2017, the Bureau amended the final rules to increase the
institutional coverage and loan threshold from 100 to 500 or more
loans through calendar years 2018 and 2019. See 82 FR 43088 (Sept.
13, 2017). This temporary increase in the threshold will provide
time for the Bureau to consider whether to initiate another
rulemaking to address the appropriate level for the threshold for
data collected beginning January 1, 2020.
\5\ Asset size and geographic location coverage tests also
apply. See 12 CFR FR 1003.2(g).
---------------------------------------------------------------------------
The final rules generally will require covered institutions to
collect and report any mortgage loan secured by a dwelling, including
open-end lines of credit, regardless of the loan's purpose. However,
the final rules exclude unsecured home-improvement loans (which
historically were required to be reported), dwelling-secured loans that
are made principally for a commercial or business purpose,
agricultural-purpose loans, and other specifically excluded loans.\6\
---------------------------------------------------------------------------
\6\ 12 CFR 1003.2(e).
---------------------------------------------------------------------------
The final rules also will require collection of additional data
points. For covered institutions that are otherwise not eligible for
the partial exemption under section 104(a) of EGRRCPA, as discussed
further below, these additional data points will be reported in 2019.
These new fields include
Additional information about the applicant or borrower, such
as age and credit score
information about the loan pricing, such as the borrower's
total cost to obtain a mortgage, temporary introductory rates, and
borrower-paid origination charges
information about loan features, such as the loan term,
prepayment penalties, or non-amortizing features (such as interest only
or balloon payments)
additional information about property securing the loan, such
as property value and property type
In addition, the Bureau's final rules amend several existing
requirements, including the requirements for collection and reporting
of information regarding an applicant's or borrower's ethnicity, race
and sex.\7\
---------------------------------------------------------------------------
\7\ For the complete list of data points, see 12 CFR 1003.4.
---------------------------------------------------------------------------
Effective May 24, 2018, an institution that is eligible for the
partial exemption under section 104(a) of EGRRCPA will only need to
report a subset of the data points required under HMDA if it originates
fewer than 500 closed-end mortgage loans in each of the two preceding
calendar years.\8\ Consistent with section 104(a) of EGRRCPA and the
Bureau's recent statement addressing the applicability of this
statutory amendment to HMDA,\9\ the Board estimates that institutions
eligible for the partial exemption will report approximately half the
data points currently required by the Bureau's final rules on the loans
described above.\10\
---------------------------------------------------------------------------
\8\ Section 104(a) of EGRRCPA also provides a partial exemption
to the data collection and reporting requirements under HMDA for
institutions that originate fewer than 500 open-end lines of credit
in each of the two preceding calendar years and otherwise meet the
applicable performance evaluation rating standards under CRA.
However, institutions eligible for this partial exemption are
already completely exempt from all data collection and reporting
requirements under the temporary exemption provided by the Bureau's
final rules until January 1, 2020.
\9\ See Bureau Statement, which provides that for loans subject
to the partial exemption, ``the requirements of [HMDA section
304(b)(5) an (6)] shall not apply . . . [therefore,] institutions
are exempt from the collection, recording, and reporting
requirements for some, but not all, of the data points specified in
current Regulation C.''
\10\ Section 104(a) of EGRRCPA does not define the terms
``closed-end loan'' or ``open-end line of credit.'' However, for
purposes of estimating burden, the Board is making the assumption
that these terms will be used consistent with how they are currently
defined in Regulation C. See 12 CFR 1002.2(d) and (o), which defines
the term ``closed-end loan'' and ``open-end line of credit,''
respectively. Further, for purposes of estimating burden, the Board
is making the assumption that the loan volume thresholds for closed-
end loans will be determined consistent with how such loan
thresholds are currently used under Regulation C to determine if a
transaction must be reported. See 12 CFR 1003.3(c)(11) and (12),
which provides how to determine the loan threshold volume for
closed-end loan reporters and open-end line of credit reporters,
respectively.
---------------------------------------------------------------------------
The Bureau will collect the HMDA/LAR data on behalf of the
applicable Federal supervisory agency, and the data will be combined
and aggregated for each Metropolitan Statistical Area (MSA). Certain
aggregated data will continue to be publicly available, though the
Bureau has yet to determine what the information collected in the new
data fields will be disclosed once the final rules are fully effective.
The comment period for this notice expired on October 29, 2018. The
Board did not receive any comments. The revisions will be implemented
as proposed.
[[Page 58775]]
Board of Governors of the Federal Reserve System, November 15,
2018.
Yao-Chin Chao,
Assistant Secretary of the Board.
[FR Doc. 2018-25338 Filed 11-20-18; 8:45 am]
BILLING CODE 6210-01-P