Introduction to the Unified Agenda of Federal Regulatory and Deregulatory Actions-Fall 2018, 57803-57989 [2018-24084]
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November 16, 2018
Part II
Regulatory Information Service Center
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Introduction to the Unified Agenda of Federal Regulatory and Deregulatory
Actions—Fall 2018
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Federal Register / Vol. 83, No. 222 / Friday, November 16, 2018 / Regulatory Plan
REGULATORY INFORMATION
SERVICE CENTER
Introduction to the Unified Agenda of
Federal Regulatory and Deregulatory
Actions—Fall 2018
Regulatory Information Service
Center.
ACTION: Introduction to the Regulatory
Plan and the Unified Agenda of Federal
Regulatory and Deregulatory Actions.
AGENCY:
Publication of the Unified
Agenda of Regulatory and Deregulatory
Actions and the Regulatory Plan
represent key components of the
regulatory planning mechanism
prescribed in Executive Order 12866,
‘‘Regulatory Planning and Review,’’
Executive Order 13771, ‘‘Reducing
Regulation and Controlling Regulatory
Costs,’’ January 30, 2017, and Executive
Order 13777, ‘‘Enforcing the Regulatory
Reform Agenda,’’ February 24, 2017.
The fall editions of the Unified Agenda
include the agency regulatory plans
required by E.O. 12866, which identify
regulatory priorities and provide
additional detail about the most
important significant regulatory actions
that agencies expect to take in the
coming year.
In addition, the Regulatory Flexibility
Act requires that agencies publish
semiannual ‘‘regulatory flexibility
agendas’’ describing regulatory actions
they are developing that will have
significant effects on small businesses
and other small entities (5 U.S.C. 602).
The Unified Agenda of Regulatory
and Deregulatory Actions (Unified
Agenda), published in the fall and
spring, helps agencies fulfill all of these
requirements. All federal regulatory
agencies have chosen to publish their
regulatory agendas as part of this
publication. The complete Unified
Agenda and Regulatory Plan can be
found online at http://www.reginfo.gov
and a reduced print version can be
found in the Federal Register.
Information regarding obtaining printed
copies can also be found on the
Reginfo.gov website (or below, VI. How
can users get copies of the Plan and the
Agenda?).
The fall 2018 Unified Agenda
publication appearing in the Federal
Register includes the Regulatory Plan
and agency regulatory flexibility
agendas, in accordance with the
publication requirements of the
Regulatory Flexibility Act. Agency
regulatory flexibility agendas contain
only those Agenda entries for rules that
are likely to have a significant economic
impact on a substantial number of small
entities and entries that have been
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selected for periodic review under
section 610 of the Regulatory Flexibility
Act.
The complete fall 2018 Unified
Agenda contains the Regulatory Plans of
28 Federal agencies and 66 Federal
agency regulatory agendas.
ADDRESSES: Regulatory Information
Service Center (MVE), General Services
Administration, 1800 F Street NW,
2219F, Washington, DC 20405.
FOR FURTHER INFORMATION CONTACT: For
further information about specific
regulatory actions, please refer to the
agency contact listed for each entry.
To provide comment on or to obtain
further information about this
publication, contact: John C. Thomas,
Executive Director, Regulatory
Information Service Center (MVE), U.S.
General Services Administration, 1800 F
Street NW, 2219F, Washington, DC
20405, (202) 482–7340. You may also
send comments to us by email at: risc@
gsa.gov.
SUPPLEMENTARY INFORMATION:
Table of Contents
Introduction to the Regulatory Plan and the
Unified Agenda of Federal Regulatory and
Deregulatory Actions
I. What are the Regulatory Plan and the
Unified Agenda?
II. Why are the Regulatory Plan and the
Unified Agenda published?
III. How are the Regulatory Plan and the
Unified Agenda organized?
IV. What information appears for each entry?
V. Abbreviations
VI. How can users get copies of the Plan and
the Agenda?
Introduction to the Fall 2018 Regulatory Plan
Agency Regulatory Plans
Cabinet Departments
Department of Agriculture
Department of Commerce
Department of Defense
Department of Education
Department of Energy
Department of Health and Human Services
Department of Homeland Security
Department of Housing and Urban
Development
Department of the Interior
Department of Justice
Department of Labor
Department of Transportation
Department of the Treasury
Department of Veterans Affairs
Other Executive Agencies
Architectural and Transportation Barriers
Compliance Board
Environmental Protection Agency
Equal Employment Opportunity Commission
General Services Administration
National Aeronautics and Space
Administration
National Archives and Records
Administration
Office of Personnel Management
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Pension Benefit Guaranty Corporation
Small Business Administration
Social Security Administration
Independent Regulatory Agencies
Consumer Financial Protection Bureau
Consumer Product Safety Commission
Federal Trade Commission
National Indian Gaming Commission
Nuclear Regulatory Commission
Agency Agendas
Cabinet Departments
Department of Agriculture
Department of Commerce
Department of Energy
Department of Health and Human Services
Department of Homeland Security
Department of the Interior
Department of Justice
Department of Labor
Department of Transportation
Department of the Treasury
Other Executive Agencies
Architectural and Transportation Barriers
Compliance Board
Committee for Purchase From People Who
Are Blind or Severely Disabled
Environmental Protection Agency
General Services Administration
National Aeronautics and Space
Administration
Railroad Retirement Board
Small Business Administration
Joint Authority
Department of Defense/General Services
Administration/National Aeronautics and
Space Administration (Federal Acquisition
Regulation)
Independent Regulatory Agencies
Commodity Futures Trading Commission
Consumer Financial Protection Bureau
Consumer Product Safety Commission
Federal Communications Commission
Federal Reserve System
National Labor Relations Board
Nuclear Regulatory Commission
Securities and Exchange Commission
Surface Transportation Board
Table of Contents
Introduction to the Regulatory Plan and the
Unified Agenda of Federal Regulatory and
Deregulatory Actions
I. What are the Regulatory Plan and the
Unified Agenda?
II. Why are the Regulatory Plan and the
Unified Agenda published?
III. How are the Regulatory Plan and the
Unified Agenda organized?
IV. What information appears for each entry?
V. Abbreviations
VI. How can users get copies of the Plan and
the Agenda?
Introduction to the Fall 2018 Regulatory Plan
Agency Regulatory Plans
Cabinet Departments
Department of Agriculture
Department of Commerce
Department of Defense
Department of Education
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Department of Energy
Department of Health and Human Services
Department of Homeland Security
Department of Housing and Urban
Development
Department of Interior
Department of Justice
Department of Labor
Department of Transportation
Department of Treasury
Department of Veterans Affairs
Other Executive Agencies
Environmental Protection Agency
Equal Employment Opportunity Commission
General Services Administration
National Aeronautics and Space
Administration
National Archives and Records
Administration
Office of Personnel Management
Pension Benefit Guaranty Corporation
Small Business Administration
Social Security Administration
Federal Acquisition Regulation
Independent Regulatory Agencies
Consumer Product Safety Commission
Federal Trade Commission
National Indian Gaming Commission
Nuclear Regulatory Commission
Agency Regulatory Flexibility Agendas
Cabinet Departments
Department of Agriculture
Department of Commerce
Department of Energy
Department of Health and Human Services
Department of Homeland Security
Department of Interior
Department of Justice
Department of Labor
Department of Transportation
Department of Treasury
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Other Executive Agencies
Architectural and Transportation Barriers
Compliance Board
Committee for Purchase From the People
Who Are Blind or Severely Disabled
Environmental Protection Agency
General Services Administration
National Aeronautics and Space
Administration
Railroad Retirement Board
Small Business Administration
Federal Acquisition Regulation
Independent Agencies
Commodity Futures Trading Commission
Consumer Financial Protection Bureau
Consumer Product Safety Commission
Federal Communication Commission
Federal Reserve System
National Labor Relations Board
Nuclear Regulatory Commission
Securities and Exchange Commission
Surface Transportation Board
Introduction to the Regulatory Plan and
the Unified Agenda of Federal
Regulatory and Deregulatory Actions
I. What are the Regulatory Plan and the
Unified Agenda?
The Regulatory Plan serves as a
defining statement of the
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Administration’s regulatory and
deregulatory policies and priorities. The
Plan is part of the fall edition of the
Unified Agenda. Each participating
agency’s regulatory plan contains: (1) A
narrative statement of the agency’s
regulatory and deregulatory priorities,
and, for the most part, (2) a description
of the most important significant
regulatory and deregulatory actions that
the agency reasonably expects to issue
in proposed or final form during the
upcoming fiscal year. This edition
includes the regulatory plans of 30
agencies.
The Unified Agenda provides
information about regulations that the
Government is considering or
reviewing. The Unified Agenda has
appeared in the Federal Register twice
each year since 1983 and has been
available online since 1995. The
complete Unified Agenda is available to
the public at http://www.reginfo.gov.
The online Unified Agenda offers
flexible search tools and access to the
historic Unified Agenda database to
1995. The complete online edition of
the Unified Agenda includes regulatory
agendas from 65 Federal agencies.
Agencies of the United States Congress
are not included.
The fall 2018 Unified Agenda
publication appearing in the Federal
Register consists of The Regulatory Plan
and agency regulatory flexibility
agendas, in accordance with the
publication requirements of the
Regulatory Flexibility Act. Agency
regulatory flexibility agendas contain
only those Agenda entries for rules that
are likely to have a significant economic
impact on a substantial number of small
entities and entries that have been
selected for periodic review under
section 610 of the Regulatory Flexibility
Act. Printed entries display only the
fields required by the Regulatory
Flexibility Act. Complete agenda
information for those entries appears, in
a uniform format, in the online Unified
Agenda at http://www.reginfo.gov.
The following agencies have no
entries for inclusion in the printed
regulatory flexibility agenda. An asterisk
(*) indicates agencies that appear in The
Regulatory Plan. The regulatory agendas
of these agencies are available to the
public at http://reginfo.gov.
Cabinet Departments
Department of Defense *
Department of Education *
Department of Housing and Urban
Development *
Department of State
Department of Veterans Affairs *
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Other Executive Agencies
Agency for International Development
American Battle Monuments
Commission
Commission on Civil Rights
Corporation for National and
Community Service
Council on Environmental Quality
Court Services and Offender
Supervision Agency for the District of
Columbia
Equal Employment Opportunity
Commission *
Federal Mediation Conciliation Service
Institute of Museum and Library
Services
National Archives and Records
Administration *
National Endowment for the Arts
National Endowment for the Humanities
National Mediation Board
Office of Government Ethics
Office of Management and Budget
Office of Personnel Management *
Peace Corps
Pension Benefit Guaranty Corporation *
Presidio Trust
Social Security Administration *
Tennessee Valley Authority
Independent Agencies
Council of the Inspectors General on
Integrity and Efficiency
Farm Credit Administration
Federal Deposit Insurance Corporation
Federal Energy Regulatory Commission
Federal Housing Finance Agency
Federal Maritime Commission
Federal Trade Commission *
National Commission on Military,
National, and Public Service
National Credit Union Administration
National Indian Gaming Commission *
National Transportation Safety Board
Postal Regulatory Commission
The Regulatory Information Service
Center compiles the Unified Agenda for
the Office of Information and Regulatory
Affairs (OIRA), part of the Office of
Management and Budget. OIRA is
responsible for overseeing the Federal
Government’s regulatory, paperwork,
and information resource management
activities, including implementation of
Executive Order 12866 (incorporated in
Executive Order 13563). The Center also
provides information about Federal
regulatory activity to the President and
his Executive Office, the Congress,
agency officials, and the public.
The activities included in the Agenda
are, in general, those that will have a
regulatory action within the next 12
months. Agencies may choose to
include activities that will have a longer
timeframe than 12 months. Agency
agendas also show actions or reviews
completed or withdrawn since the last
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Unified Agenda. Executive Order 12866
does not require agencies to include
regulations concerning military or
foreign affairs functions or regulations
related to agency organization,
management, or personnel matters.
Agencies prepared entries for this
publication to give the public notice of
their plans to review, propose, and issue
regulations. They have tried to predict
their activities over the next 12 months
as accurately as possible, but dates and
schedules are subject to change.
Agencies may withdraw some of the
regulations now under development,
and they may issue or propose other
regulations not included in their
agendas. Agency actions in the
rulemaking process may occur before or
after the dates they have listed. The
Regulatory Plan and Unified Agenda do
not create a legal obligation on agencies
to adhere to schedules in this
publication or to confine their
regulatory activities to those regulations
that appear within it.
II. Why are the Regulatory Plan and the
Unified Agenda published?
The Regulatory Plan and the Unified
Agenda helps agencies comply with
their obligations under the Regulatory
Flexibility Act and various Executive
orders and other statutes.
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Regulatory Flexibility Act
The Regulatory Flexibility Act
requires agencies to identify those rules
that may have a significant economic
impact on a substantial number of small
entities (5 U.S.C. 602). Agencies meet
that requirement by including the
information in their submissions for the
Unified Agenda. Agencies may also
indicate those regulations that they are
reviewing as part of their periodic
review of existing rules under the
Regulatory Flexibility Act (5 U.S.C.
610). Executive Order 13272, ‘‘Proper
Consideration of Small Entities in
Agency Rulemaking,’’ signed August 13,
2002 (67 FR 53461), provides additional
guidance on compliance with the Act.
Executive Order 12866
Executive Order 12866, ‘‘Regulatory
Planning and Review,’’ September 30,
1993 (58 FR 51735), requires covered
agencies to prepare an agenda of all
regulations under development or
review. The Order also requires that
certain agencies prepare annually a
regulatory plan of their ‘‘most important
significant regulatory actions,’’ which
appears as part of the fall Unified
Agenda. Executive Order 13497, signed
January 30, 2009 (74 FR 6113), revoked
the amendments to Executive Order
12866 that were contained in Executive
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Order 13258 and Executive Order
13422.
Executive Order 13771
Executive Order 13771, ‘‘Reducing
Regulation and Controlling Regulatory
Costs,’’ January 30, 2017 (82 FR 9339)
requires each agency to identify for
elimination two prior regulations for
every one new regulation issued, and
the cost of planned regulations be
prudently managed and controlled
through a budgeting process.
Executive Order 13777
Executive Order 13777, ‘‘Enforcing
the Regulatory Reform Agenda,’’
February 24, 2017 (82 FR 12285)
requires each agency to designate an
agency official as its Regulatory Reform
Officer (RRO). Each RRO shall oversee
the implementation of regulatory reform
initiatives and policies to ensure that
agencies effectively carry out regulatory
reforms, consistent with applicable law.
The Executive Order also directs that
each agency designate a regulatory
Reform Task Force.
Executive Order 13563
Executive Order 13563, ‘‘Improving
Regulation and Regulatory Review,’’
January 18, 2011 (76 FR 3821)
supplements and reaffirms the
principles, structures, and definitions
governing contemporary regulatory
review that were established in
Executive Order 12866, which includes
the general principles of regulation and
public participation, and orders
integration and innovation in
coordination across agencies; flexible
approaches where relevant, feasible, and
consistent with regulatory approaches;
scientific integrity in any scientific or
technological information and processes
used to support the agencies’ regulatory
actions; and retrospective analysis of
existing regulations.
Executive Order 13132
Executive Order 13132, ‘‘Federalism,’’
August 4, 1999 (64 FR 43255), directs
agencies to have an accountable process
to ensure meaningful and timely input
by State and local officials in the
development of regulatory policies that
have ‘‘federalism implications’’ as
defined in the Order. Under the Order,
an agency that is proposing a regulation
with federalism implications, which
either preempt State law or impose nonstatutory unfunded substantial direct
compliance costs on State and local
governments, must consult with State
and local officials early in the process
of developing the regulation. In
addition, the agency must provide to the
Director of the Office of Management
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and Budget a federalism summary
impact statement for such a regulation,
which consists of a description of the
extent of the agency’s prior consultation
with State and local officials, a
summary of their concerns and the
agency’s position supporting the need to
issue the regulation, and a statement of
the extent to which those concerns have
been met. As part of this effort, agencies
include in their submissions for the
Unified Agenda information on whether
their regulatory actions may have an
effect on the various levels of
government and whether those actions
have federalism implications.
Unfunded Mandates Reform Act of 1995
The Unfunded Mandates Reform Act
of 1995 (Pub. L. 104–4, title II) requires
agencies to prepare written assessments
of the costs and benefits of significant
regulatory actions ‘‘that may result in
the expenditure by State, local, and
tribal governments, in the aggregate, or
by the private sector, of $100,000,000 or
more in any 1 year.’’ The requirement
does not apply to independent
regulatory agencies, nor does it apply to
certain subject areas excluded by
section 4 of the Act. Affected agencies
identify in the Unified Agenda those
regulatory actions they believe are
subject to title II of the Act.
Executive Order 13211
Executive Order 13211, ‘‘Actions
Concerning Regulations That
Significantly Affect Energy Supply,
Distribution, or Use,’’ May 18, 2001 (66
FR 28355), directs agencies to provide,
to the extent possible, information
regarding the adverse effects that agency
actions may have on the supply,
distribution, and use of energy. Under
the Order, the agency must prepare and
submit a Statement of Energy Effects to
the Administrator of the Office of
Information and Regulatory Affairs,
Office of Management and Budget, for
‘‘those matters identified as significant
energy actions.’’ As part of this effort,
agencies may optionally include in their
submissions for the Unified Agenda
information on whether they have
prepared or plan to prepare a Statement
of Energy Effects for their regulatory
actions.
Small Business Regulatory Enforcement
Fairness Act
The Small Business Regulatory
Enforcement Fairness Act (Pub. L. 104–
121, title II) established a procedure for
congressional review of rules (5 U.S.C.
801 et seq.), which defers, unless
exempted, the effective date of a
‘‘major’’ rule for at least 60 days from
the publication of the final rule in the
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Federal Register. The Act specifies that
a rule is ‘‘major’’ if it has resulted, or is
likely to result, in an annual effect on
the economy of $100 million or more or
meets other criteria specified in that
Act. The Act provides that the
Administrator of OIRA will make the
final determination as to whether a rule
is major.
III. How are the Regulatory Plan and
the Unified Agenda organized?
The Regulatory Plan appears in part II
in a daily edition of the Federal
Register. The Plan is a single document
beginning with an introduction,
followed by a table of contents, followed
by each agency’s section of the Plan.
Following the Plan in the Federal
Register, as separate parts, are the
regulatory flexibility agendas for each
agency whose agenda includes entries
for rules which are likely to have a
significant economic impact on a
substantial number of small entities or
rules that have been selected for
periodic review under section 610 of the
Regulatory Flexibility Act. Each printed
agenda appears as a separate part. The
sections of the Plan and the parts of the
Unified Agenda are organized
alphabetically in four groups: Cabinet
departments; other executive agencies;
the Federal Acquisition Regulation, a
joint authority (Agenda only); and
independent regulatory agencies.
Agencies may in turn be divided into
subagencies. Each printed agency
agenda has a table of contents listing the
agency’s printed entries that follow.
Each agency’s part of the Agenda
contains a preamble providing
information specific to that agency.
Each printed agency agenda has a table
of contents listing the agency’s printed
entries that follow.
Each agency’s section of the Plan
contains a narrative statement of
regulatory priorities and, for most
agencies, a description of the agency’s
most important significant regulatory
and deregulatory actions. Each agency’s
part of the Agenda contains a preamble
providing information specific to that
agency plus descriptions of the agency’s
regulatory and deregulatory actions.
The online, complete Unified Agenda
contains the preambles of all
participating agencies. Unlike the
printed edition, the online Agenda has
no fixed ordering. In the online Agenda,
users can select the particular agencies’
agendas they want to see. Users have
broad flexibility to specify the
characteristics of the entries of interest
to them by choosing the desired
responses to individual data fields. To
see a listing of all of an agency’s entries,
a user can select the agency without
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specifying any particular characteristics
of entries.
Each entry in the Agenda is associated
with one of five rulemaking stages. The
rulemaking stages are:
1. Prerule Stage—actions agencies
will undertake to determine whether or
how to initiate rulemaking. Such actions
occur prior to a Notice of Proposed
Rulemaking (NPRM) and may include
Advance Notices of Proposed
Rulemaking (ANPRMs) and reviews of
existing regulations.
2. Proposed Rule Stage—actions for
which agencies plan to publish a Notice
of Proposed Rulemaking as the next step
in their rulemaking process or for which
the closing date of the NPRM Comment
Period is the next step.
3. Final Rule Stage—actions for which
agencies plan to publish a final rule or
an interim final rule or to take other
final action as the next step.
4. Long-Term Actions—items under
development but for which the agency
does not expect to have a regulatory
action within the 12 months after
publication of this edition of the Unified
Agenda. Some of the entries in this
section may contain abbreviated
information.
5. Completed Actions—actions or
reviews the agency has completed or
withdrawn since publishing its last
agenda. This section also includes items
the agency began and completed
between issues of the Agenda.
Long-Term Actions are rulemakings
reported during the publication cycle
that are outside of the required 12month reporting period for which the
Agenda was intended. Completed
Actions in the publication cycle are
rulemakings that are ending their
lifecycle either by Withdrawal or
completion of the rulemaking process.
Therefore, the Long-Term and
Completed RINs do not represent the
ongoing, forward-looking nature
intended for reporting developing
rulemakings in the Agenda pursuant to
Executive Order 12866, section 4(b) and
4(c). To further differentiate these two
stages of rulemaking in the Unified
Agenda from active rulemakings, LongTerm and Completed Actions are
reported separately from active
rulemakings, which can be any of the
first three stages of rulemaking listed
above. A separate search function is
provided on http://reginfo.gov to search
for Completed and Long-Term Actions
apart from each other and active RINs.
A bullet (•) preceding the title of an
entry indicates that the entry is
appearing in the Unified Agenda for the
first time.
In the printed edition, all entries are
numbered sequentially from the
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beginning to the end of the publication.
The sequence number preceding the
title of each entry identifies the location
of the entry in this edition. The
sequence number is used as the
reference in the printed table of
contents. Sequence numbers are not
used in the online Unified Agenda
because the unique Regulation Identifier
Number (RIN) is able to provide this
cross-reference capability.
Editions of the Unified Agenda prior
to fall 2007 contained several indexes,
which identified entries with various
characteristics. These included
regulatory actions for which agencies
believe that the Regulatory Flexibility
Act may require a Regulatory Flexibility
Analysis, actions selected for periodic
review under section 610(c) of the
Regulatory Flexibility Act, and actions
that may have federalism implications
as defined in Executive Order 13132 or
other effects on levels of government.
These indexes are no longer compiled,
because users of the online Unified
Agenda have the flexibility to search for
entries with any combination of desired
characteristics. The online edition
retains the Unified Agenda’s subject
index based on the Federal Register
Thesaurus of Indexing Terms. In
addition, online users have the option of
searching Agenda text fields for words
or phrases.
IV. What information appears for each
entry?
All entries in the online Unified
Agenda contain uniform data elements
including, at a minimum, the following
information:
Title of the Regulation—a brief
description of the subject of the
regulation. In the printed edition, the
notation ‘‘Section 610 Review’’
following the title indicates that the
agency has selected the rule for its
periodic review of existing rules under
the Regulatory Flexibility Act (5 U.S.C.
610(c)). Some agencies have indicated
completions of section 610 reviews or
rulemaking actions resulting from
completed section 610 reviews. In the
online edition, these notations appear in
a separate field.
Priority—an indication of the
significance of the regulation. Agencies
assign each entry to one of the following
five categories of significance.
(1) Economically Significant
As defined in Executive Order 12866,
a rulemaking action that will have an
annual effect on the economy of $100
million or more or will adversely affect
in a material way the economy, a sector
of the economy, productivity,
competition, jobs, the environment,
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public health or safety, or State, local,
or tribal governments or communities.
The definition of an ‘‘economically
significant’’ rule is similar but not
identical to the definition of a ‘‘major’’
rule under 5 U.S.C. 801 (Pub. L. 104–
121). (See below.)
(2) Other Significant
A rulemaking that is not
Economically Significant but is
considered Significant by the agency.
This category includes rules that the
agency anticipates will be reviewed
under Executive Order 12866 or rules
that are a priority of the agency head.
These rules may or may not be included
in the agency’s regulatory plan.
(3) Substantive, Nonsignificant
A rulemaking that has substantive
impacts, but is neither Significant, nor
Routine and Frequent, nor
Informational/Administrative/Other.
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(4) Routine and Frequent
A rulemaking that is a specific case of
a multiple recurring application of a
regulatory program in the Code of
Federal Regulations and that does not
alter the body of the regulation.
(5) Informational/Administrative/Other
A rulemaking that is primarily
informational or pertains to agency
matters not central to accomplishing the
agency’s regulatory mandate but that the
agency places in the Unified Agenda to
inform the public of the activity.
Major—whether the rule is ‘‘major’’
under 5 U.S.C. 801 (Pub. L. 104–121)
because it has resulted or is likely to
result in an annual effect on the
economy of $100 million or more or
meets other criteria specified in that
Act. The Act provides that the
Administrator of the Office of
Information and Regulatory Affairs will
make the final determination as to
whether a rule is major.
Unfunded Mandates—whether the
rule is covered by section 202 of the
Unfunded Mandates Reform Act of 1995
(Pub. L. 104–4). The Act requires that,
before issuing an NPRM likely to result
in a mandate that may result in
expenditures by State, local, and tribal
governments, in the aggregate, or by the
private sector of more than $100 million
in 1 year, agencies, other than
independent regulatory agencies, shall
prepare a written statement containing
an assessment of the anticipated costs
and benefits of the Federal mandate.
Legal Authority—the section(s) of the
United States Code (U.S.C.) or Public
Law (Pub. L.) or the Executive order
(E.O.) that authorize(s) the regulatory
action. Agencies may provide popular
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name references to laws in addition to
these citations.
CFR Citation—the section(s) of the
Code of Federal Regulations that will be
affected by the action.
Legal Deadline—whether the action is
subject to a statutory or judicial
deadline, the date of that deadline, and
whether the deadline pertains to an
NPRM, a Final Action, or some other
action.
Abstract—a brief description of the
problem the regulation will address; the
need for a Federal solution; to the extent
available, alternatives that the agency is
considering to address the problem; and
potential costs and benefits of the
action.
Timetable—the dates and citations (if
available) for all past steps and a
projected date for at least the next step
for the regulatory action. A date
displayed in the form 12/00/19 means
the agency is predicting the month and
year the action will take place but not
the day it will occur. In some instances,
agencies may indicate what the next
action will be, but the date of that action
is ‘‘To Be Determined.’’ ‘‘Next Action
Undetermined’’ indicates the agency
does not know what action it will take
next.
Regulatory Flexibility Analysis
Required—whether an analysis is
required by the Regulatory Flexibility
Act (5 U.S.C. 601 et seq.) because the
rulemaking action is likely to have a
significant economic impact on a
substantial number of small entities as
defined by the Act.
Small Entities Affected—the types of
small entities (businesses, governmental
jurisdictions, or organizations) on which
the rulemaking action is likely to have
an impact as defined by the Regulatory
Flexibility Act. Some agencies have
chosen to indicate likely effects on
small entities even though they believe
that a Regulatory Flexibility Analysis
will not be required.
Government Levels Affected—whether
the action is expected to affect levels of
government and, if so, whether the
governments are State, local, tribal, or
Federal.
International Impacts—whether the
regulation is expected to have
international trade and investment
effects, or otherwise may be of interest
to the Nation’s international trading
partners.
Federalism—whether the action has
‘‘federalism implications’’ as defined in
Executive Order 13132. This term refers
to actions ‘‘that have substantial direct
effects on the States, on the relationship
between the national government and
the States, or on the distribution of
power and responsibilities among the
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various levels of government.’’
Independent regulatory agencies are not
required to supply this information.
Included in the Regulatory Plan—
whether the rulemaking was included in
the agency’s current regulatory plan
published in fall 2017.
Agency Contact—the name and phone
number of at least one person in the
agency who is knowledgeable about the
rulemaking action. The agency may also
provide the title, address, fax number,
email address, and TDD for each agency
contact.
Some agencies have provided the
following optional information:
RIN Information URL—the internet
address of a site that provides more
information about the entry.
Public Comment URL—the internet
address of a site that will accept public
comments on the entry. Alternatively,
timely public comments may be
submitted at the Governmentwide erulemaking site, http://
www.regulations.gov.
Additional Information—any
information an agency wishes to include
that does not have a specific
corresponding data element.
Compliance Cost to the Public—the
estimated gross compliance cost of the
action.
Affected Sectors—the industrial
sectors that the action may most affect,
either directly or indirectly. Affected
sectors are identified by North
American Industry Classification
System (NAICS) codes.
Energy Effects—an indication of
whether the agency has prepared or
plans to prepare a Statement of Energy
Effects for the action, as required by
Executive Order 13211 ‘‘Actions
Concerning Regulations That
Significantly Affect Energy Supply,
Distribution, or Use,’’ signed May 18,
2001 (66 FR 28355).
Related RINs—one or more past or
current RIN(s) associated with activity
related to this action, such as merged
RINs, split RINs, new activity for
previously completed RINs, or duplicate
RINs.
Statement of Need—a description of
the need for the regulatory action.
Summary of the Legal Basis—a
description of the legal basis for the
action, including whether any aspect of
the action is required by statute or court
order.
Alternatives—a description of the
alternatives the agency has considered
or will consider as required by section
4(c)(1)(B) of Executive Order 12866.
Anticipated Costs and Benefits—a
description of preliminary estimates of
the anticipated costs and benefits of the
action.
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Risks—a description of the magnitude
of the risk the action addresses, the
amount by which the agency expects the
action to reduce this risk, and the
relation of the risk and this risk
reduction effort to other risks and risk
reduction efforts within the agency’s
jurisdiction.
V. Abbreviations
The following abbreviations appear
throughout this publication:
ANPRM—An Advance Notice of
Proposed Rulemaking is a preliminary
notice, published in the Federal
Register, announcing that an agency is
considering a regulatory action. An
agency may issue an ANPRM before it
develops a detailed proposed rule. An
ANPRM describes the general area that
may be subject to regulation and usually
asks for public comment on the issues
and options being discussed. An
ANPRM is issued only when an agency
believes it needs to gather more
information before proceeding to a
notice of proposed rulemaking.
CFR—The Code of Federal
Regulations is an annual codification of
the general and permanent regulations
published in the Federal Register by the
agencies of the Federal Government.
The Code is divided into 50 titles, each
title covering a broad area subject to
Federal regulation. The CFR is keyed to
and kept up to date by the daily issues
of the Federal Register.
E.O.—An Executive order is a
directive from the President to
Executive agencies, issued under
constitutional or statutory authority.
Executive orders are published in the
Federal Register and in title 3 of the
Code of Federal Regulations.
FR—The Federal Register is a daily
Federal Government publication that
provides a uniform system for
publishing Presidential documents, all
proposed and final regulations, notices
of meetings, and other official
documents issued by Federal agencies.
FY—The Federal fiscal year runs from
October 1 to September 30.
• NPRM—A Notice of Proposed
Rulemaking is the document an agency
issues and publishes in the Federal
Register that describes and solicits
public comments on a proposed
regulatory action. Under the
Administrative Procedure Act (5 U.S.C.
553), an NPRM must include, at a
minimum: A statement of the time,
place, and nature of the public
rulemaking proceeding;
• A reference to the legal authority
under which the rule is proposed; and
Either the terms or substance of the
proposed rule or a description of the
subjects and issues involved.
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PL (or Pub. L.)—A public law is a law
passed by Congress and signed by the
President or enacted over his veto. It has
general applicability, unlike a private
law that applies only to those persons
or entities specifically designated.
Public laws are numbered in sequence
throughout the 2-year life of each
Congress; for example, Public Law 112–
4 is the fourth public law of the 112th
Congress.
RFA—A Regulatory Flexibility
Analysis is a description and analysis of
the impact of a rule on small entities,
including small businesses, small
governmental jurisdictions, and certain
small not-for-profit organizations. The
Regulatory Flexibility Act (5 U.S.C. 601
et seq.) requires each agency to prepare
an initial RFA for public comment when
it is required to publish an NPRM and
to make available a final RFA when the
final rule is published, unless the
agency head certifies that the rule
would not have a significant economic
impact on a substantial number of small
entities.
RIN—The Regulation Identifier
Number is assigned by the Regulatory
Information Service Center to identify
each regulatory action listed in the
Regulatory Plan and the Unified
Agenda, as directed by Executive Order
12866 (section 4(b)). Additionally, OMB
has asked agencies to include RINs in
the headings of their Rule and Proposed
Rule documents when publishing them
in the Federal Register, to make it easier
for the public and agency officials to
track the publication history of
regulatory actions throughout their
development.
Seq. No.—The sequence number
identifies the location of an entry in the
printed edition of the Regulatory Plan
and the Unified Agenda. Note that a
specific regulatory action will have the
same RIN throughout its development
but will generally have different
sequence numbers if it appears in
different printed editions of the Unified
Agenda. Sequence numbers are not used
in the online Unified Agenda.
U.S.C.—The United States Code is a
consolidation and codification of all
general and permanent laws of the
United States. The U.S.C. is divided into
50 titles, each title covering a broad area
of Federal law.
VI. How can users get copies of the Plan
and the Agenda?
Copies of the Federal Register issue
containing the printed edition of The
Regulatory Plan and the Unified Agenda
(agency regulatory flexibility agendas)
are available from the Superintendent of
Documents, U.S. Government Printing
Office, P.O. Box 371954, Pittsburgh, PA
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57809
15250–7954. Telephone: (202) 512–1800
or 1–866–512–1800 (toll-free).
Copies of individual agency materials
may be available directly from the
agency or may be found on the agency’s
website. Please contact the particular
agency for further information.
All editions of The Regulatory Plan
and the Unified Agenda of Federal
Regulatory and Deregulatory Actions
since fall 1995 are available in
electronic form at http://reginfo.gov,
along with flexible search tools.
The Government Printing Office’s
GPO FDsys website contains copies of
the Agendas and Regulatory Plans that
have been printed in the Federal
Register. These documents are available
at http://www.fdsys.gov.
Dated: October 15, 2018.
John C. Thomas,
Executive Director.
BILLING CODE 6820–27–P
Introduction to the Fall 2018
Regulatory Plan
Regulatory reform is a cornerstone of
President Trump’s agenda for economic
growth. This Plan reaffirms the
principles of individual liberty and
limited government essential to reform.
It also highlights the success of ongoing
efforts, initiatives for improving
accountability, and the promotion of
good regulatory practices.
Across the Trump Administration,
real regulatory reform is underway. As
the agency examples throughout the
Plan demonstrate, the benefits of a more
rational regulatory system are felt far
and wide and create opportunities for
economic growth and development.
Farmers can more productively use their
land. Small businesses can hire more
workers and provide more affordable
healthcare. Innovators will be able to
pursue advances in autonomous
vehicles, drones, and commercial space
exploration. Veterans enjoy expanded
access to doctors through a telehealth
program. Infrastructure can be improved
more quickly with streamlined
permitting requirements. These reforms
and many others make life better for all
Americans through lower consumer
prices, more jobs, and, in the long run,
improvements in well-being that result
from the advance of innovative new
products and services.
Private choices of individuals and
businesses should generally prevail in a
free society. Yet in modern times, the
expansion of the administrative state
has placed undue burdens on the
public, impeding economic growth,
technological innovation, and consumer
choice. This Administration has
spearheaded an unprecedented effort to
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restore appropriate checks on the
regulatory state, ensuring that agencies
act within the boundaries of the law and
in a manner that yields the greatest
benefits to the American people while
imposing the fewest burdens. Our
policies focus on restoring political
accountability and protecting the
constitutional values of due process and
fair notice. Government should respect
the private decisions of individuals and
businesses unless a compelling need
can be shown for intervention, a
longstanding principle affirmed in
Executive Order 12866 (‘‘Regulatory
Planning and Review,’’ September 30,
1993). We approach regulation with
humility, trusting Americans to direct
their energy and capital productively
and to reap the benefits that result from
a free exchange of goods and ideas.
The Administration’s regulatory
agenda involves structural reforms as
well as the practical work of eliminating
and revising regulations. Agencies
continue to advance the health and
safety mandates that Congress has
entrusted to them and to revamp vital
programs to increase their effectiveness.
At the same time, agencies are revising
or rescinding regulations that fail to
address real-world problems, that are
needlessly burdensome, and that
prevent Americans from advancing
innovative solutions. Our reform efforts
emphasize the rule of law, respect for
the Constitution’s separation of powers,
and the limits of agency authority.
Reducing Regulatory Burdens
At the outset, President Trump set
forth a general mandate for regulatory
reform across the Administration.
Consistent with legal obligations,
Executive Order 13771 (‘‘Reducing
Regulation and Controlling Regulatory
Costs,’’ January 30, 2017) directs a twofold approach to reform: It requires that
agencies eliminate two regulations for
each new significant regulation and also
requires that agencies offset any new
regulatory costs. By requiring a
reduction in the number of regulations,
the order incentivizes agencies to
identify regulations and guidance
documents that do not provide
sufficient benefits to the public.
Agencies have reduced or eliminated
unnecessary requirements large and
small. For the first time in decades,
Federal agencies have decreased new
regulatory costs, while continuing to
pursue important regulatory priorities.
Agencies have achieved historic and
meaningful regulatory reform in the first
two years.
• For fiscal year 2018, agencies
achieved $23 billion in net regulatory
cost savings across the government.
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• Agencies issued 176 deregulatory
actions (57 of which are significant
deregulatory actions) and 14 significant
regulatory actions.
• These results expand and build
upon the success of the
Administration’s first year, for a total
regulatory cost reduction of $33 billion.
In addition to these impressive
results, the agencies project $18 billion
in regulatory cost savings for 2019. In
addition, the ‘‘Safer Affordable FuelEfficient Vehicles Rule’’ revises the
greenhouse gas standards and Corporate
Average Fuel Economy standards for
passenger cars and light trucks. The
Department of Transportation and the
Environmental Protection Agency have
proposed a range of options that are
projected to save between $120 and
$340 billion in regulatory costs and
anticipate completion of the rule in
fiscal year 2019. The momentum for
reform continues to accelerate as
agencies complete substantial
deregulatory actions.
Promoting the Rule of Law: Political
Accountability, Guidance Documents,
and Respecting Congress’ Lawmaking
Power
The Administration’s regulatory
reform is committed to the rule of law,
understood as respect for the
constitutional structure as well as the
specific laws enacted by Congress. The
Constitution establishes a relatively
simple framework for regulation.
Congress is vested with limited and
enumerated legislative powers, which it
may use to set regulatory policy and
establish the authority of agencies to
issue regulations. The President is
vested with the executive power, which
includes overseeing and directing
administration of the laws. Within the
framework and directions established by
Congress, political accountability for
regulatory policy depends on
presidential responsibility and control.
As Alexander Hamilton explained,
‘‘Energy in the executive is a leading
character of good government. It is
essential to the protection of the
community against foreign attacks: It is
not less essential to the steady
administration of the laws.’’ The
Federalist No. 70.
The annual Regulatory Plan has
provided a longstanding form of
presidential accountability for the
regulatory policy of federal agencies as
well as for the specific regulatory
actions planned for the forthcoming
year. Through the process of reviewing
the Plan and Unified Agenda of
Regulatory and Deregulatory Actions,
OIRA helps agencies to direct
administrative action consistent with
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presidential priorities. Agency heads
explain their priorities through the
narrative of the Regulatory Plan and list
specific deregulatory and regulatory
actions expected to be completed in the
coming year. This process provides an
important gatekeeping role to ensure
agencies pursue only those actions
consistent with law and that have the
support of the heads of agencies and
ultimately the President. Likewise,
review of draft regulatory actions
through Executive Order 12866
advances good regulatory policy
consistent with legal requirements,
sound analysis, and presidential
priorities.
Faithful execution of the laws also
includes respect for the lawmaking
power of Congress. Although Congress
often confers substantial discretion on
agencies, OIRA works with agencies to
limit expansive interpretations of
executive authority and to regulate
within the boundaries of the law.
Carefully examining statutory authority
and keeping agencies within the limits
set by Congress protects against
executive agencies exercising the
legislative power. OIRA also works with
agencies to ensure compliance with the
Administrative Procedure Act. The
requirements of public notice and
opportunity for comment bolster the
legitimacy of agency action and can
provide refinements that improve the
ultimate policy chosen by an agency.
Moreover, OIRA is looking closely at
existing statutory requirements for
limiting administrative excess across
federal agencies, including within the
historically independent agencies.
Under the Paperwork Reduction Act, all
federal agencies must comply with
specific requirements before collecting
information from the public. OIRA plays
an important role in reviewing forms
that collect information, verifying that
they have practical utility and are as
minimally burdensome as possible.
Reduction of paperwork burdens plays
an important role in eliminating
unnecessary, duplicative, or conflicting
regulatory requirements.
The Administration’s commitment to
the rule of law finds expression in other
initiatives, such as restoring the proper
use of guidance documents. While
guidance documents may provide
needed clarification of existing legal
obligations, they have sometimes been
stretched to impose new obligations.
OIRA and the White House Counsel’s
Office have repeatedly affirmed the
importance of due process and fair
notice in regulatory policy and worked
closely with agencies to prevent the
misuse of guidance documents.
Agencies should not surprise the public
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with new requirements through an
informal memo, speech, or blog post.
When agencies impose new regulatory
obligations, they must follow the
appropriate administrative procedures.
Through the review process for
significant guidance documents, OIRA
has identified proposed agency
guidance that should be undertaken
only through notice and comment
rulemaking. Some agencies have
withdrawn expansive guidance from the
previous administration and are
replacing it with rulemaking, rather
than simply a revised guidance
document. Rulemaking undoubtedly
requires more agency time and
resources; however, it also provides fair
notice and allows input from the public,
which ultimately results in more lawful
and predictable regulatory policy.
Other agencies are also taking
important steps. The Department of
Justice clarified that guidance
documents would not be used for
enforcement purposes. Several agencies
subsequently followed this principle,
including a group of historically
independent financial regulatory
agencies. Other agencies are in the
process of revising their guidance
policies to promote greater
accountability in the development,
promulgation, and access to guidance
documents.
Ensuring the proper use of guidance
documents; eliminating outdated or
stale guidance; requiring internal checks
that enhance accountability for
guidance; and providing greater
transparency and online access to
guidance documents are steps forward
in promoting sound regulatory policy
across the federal government. OIRA
will continue to work with agencies to
improve and refine their guidance
practices.
Good Regulatory Practices:
Transparency, Coordination, and
Analysis
Regulatory reform in the Trump
Administration includes the promotion
and expansion of longstanding good
regulatory practices such as
transparency, coordination, and costbenefit analysis. These practices
improve regulatory outcomes
irrespective of the policy preferences of
an agency or administration.
Transparency in the regulatory
process provides one of the most
important checks on administrative
agencies by allowing the public to have
notice of regulatory actions and
opportunities for comment in the
administrative process. This
Administration has taken specific steps
to improve transparency.
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For example, OIRA collaborates with
agencies to make the Unified Agenda of
Regulatory and Deregulatory Actions a
more accurate reflection of what
agencies plan to pursue in the coming
year. Agencies must make every effort to
include actions they plan to pursue,
because if an item is not on the Agenda,
under Executive Order 13771, an agency
cannot move forward unless it obtains a
waiver or the action is required by law.
A clear and accurate Agenda helps
avoid unfair surprise and achieves
greater predictability of upcoming
actions.
This Administration has also
published the so-called ‘‘Inactive List,’’
a list of regulations contemplated by
agencies, but previously not made
public in the Agenda. Agencies
continue to review these lists and
remove actions they no longer plan to
pursue. Publication of the list promotes
agency accountability for all regulatory
actions under consideration and a more
accurate picture of regulations in the
pipeline.
Furthermore, in the process of
implementing the historic reforms of
Executive Order 13771, OIRA published
detailed information about the cost
allowances, cost savings, and specific
actions counted as regulatory and
deregulatory. OIRA issued early
guidance on how the Executive Order
would be implemented. Drawing from
the successful experience of similar
deregulatory programs in the United
Kingdom and Canada, the guidance
explained that even small deregulatory
actions would be counted in order to
incentivize agencies to eliminate
unnecessary regulatory burdens of all
sizes. This transparency allows the
public to understand the accounting
methodology and the choices made to
encourage the greatest possible reform
efforts from the agencies.
Coordination is an important
component of the OIRA regulatory
review process. Coordination facilitates
consistent application of presidential
priorities, legal interpretation, and
regulatory policy across different
agencies. Centralized review allows the
Administration to advance broader
principles, such as concern for the rule
of law, due process, and fair notice, as
well as to reduce regulatory costs across
the board.
Through the review process, agencies
and senior officials within the Executive
Office of the President have an
opportunity to comment on draft
regulations. These reviewers flag policy
concerns or problems of duplication,
inconsistency, and inefficiency. Such
coordination allows for careful
consideration of competing priorities
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and how they should be balanced across
the Executive Branch. The review
process also allows for coordination in
other contexts, such as when one
agency’s rule implicates the programs or
legal authorities of another. Interagency
review can ameliorate problems arising
from overlapping statutory mandates.
Review can also strengthen the legal
foundation and the supporting analysis
of rules—bolstering their effectiveness
and also their ability to survive legal
challenge.
The historically independent agencies
sometimes participate in the review
process when a regulation raises issues
that implicate their jurisdiction.
Because these agencies are not generally
subject to other White House
coordination mechanisms, the review
process provides an opportunity to
ensure greater consistency across all
agencies within the Executive Branch.
Finally, cost-benefit analysis must
justify the need for regulation. As
Executive Order 12866 recognizes,
private choices of individuals and
businesses are the baseline in the
American system of government. To
warrant departure from this baseline,
regulatory actions must be consistent
with statutory authority and should
have benefits that substantially exceed
costs.
Careful analysis that accurately
captures both the benefits and costs of
regulation is essential to achieving good
regulatory policy. Consideration of
alternatives and an assessment of their
costs and benefits serves an important
function by providing transparency for
regulatory decisions and information
that can inform public comment on the
impact of regulatory alternatives before
a rule is finalized. While anticipating
and quantifying the costs and benefits of
regulations pose challenges in some
contexts, OIRA will continue to work
closely with agencies to improve their
analyses.
One of the practical consequences of
Executive Order 13771 is that agencies
have a new and meaningful incentive to
engage in retrospective review of
regulations, which President Obama
called for in Executive Order 13563
(‘‘Improving Regulation and Regulatory
Review,’’ January 18, 2011). When
issuing a rule, an agency can only
predict the costs and benefits.
Periodically reviewing the actual costs
and benefits of regulations allows
agencies to modify rules for greater
effectiveness or to repeal rules that are
unnecessary or counterproductive.
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Review of Tax Regulations Under
Executive Order 12866
Administration-wide regulatory
reform efforts have been coupled with
targeted reforms in specific high-burden
areas. For example, the President issued
Executive Order 13789 (‘‘Identifying
and Reducing Tax Regulatory Burdens,’’
April 21, 2017), directing the
Department of the Treasury to identify
and reduce tax regulatory burdens
because America’s ‘‘Federal tax system
should be simple, fair, efficient, and
pro-growth.’’ In addition to other
measures, the President called for a
review of whether tax regulations
should go through the centralized OIRA
regulatory review process. Tax
regulations were previously exempt
from this process, in part contributing to
the problem of burdensome,
complicated, and inefficient tax
regulatory policy identified by
Executive Order 13789.
After conducting this review, the
Office of Management and Budget and
the Department of the Treasury signed
a Memorandum of Agreement (MOA),
‘‘Review of Tax Regulations under
Executive Order 12866’’ (April 11,
2018). The MOA recognizes the
importance of presidential oversight and
accountability, particularly where tax
regulations reflect the exercise of
discretion, raise important legal or
policy questions, or impose substantial
costs on the public. Tax regulations
uniquely impact all Americans and have
significant consequences for investment,
economic growth, and innovation. The
OIRA review process provides an
important check to ensure that tax
regulations are consistent with the
President’s priorities for a ‘‘simple, fair,
efficient, and pro-growth’’ tax system.
The historic reforms enacted in the
Tax Cuts and Jobs Act (TCJA) require
Treasury to issue a number of
regulations. The MOA provides for the
possibility of expedited review of TCJA
regulations in order to provide timely
guidance and information to the public.
Over the past few months, Treasury and
OIRA have worked closely together to
improve tax regulations, ensuring that
regulations are consistent with law,
demonstrate benefits that exceed the
costs, and impose the fewest possible
burdens on the public. The review
process encourages greater transparency
of the impacts of the regulation,
highlighting where the agency exercises
discretion and the anticipated burdens
placed on the public, including
paperwork and other compliance
burdens. When Treasury provides this
information in a proposed rule, the
public has a more informed basis from
which to comment on the rule and share
information about the consequences of
particular regulatory choices. Moreover,
the review process facilitates
coordination with other agencies to
avoid conflict with other administration
priorities.
The improvement of tax regulations
demonstrates a specific success in the
Administration’s regulatory reform
agenda. It also reaffirms the value of the
OIRA centralized review process for
promoting presidential priorities and
good regulatory practices such as
transparency, coordination, and robust
cost-benefit analysis.
Conclusion
Consistent with its longstanding
commitment to the principles of good
regulatory policy, OIRA works closely
with agencies to advance regulatory
policy that is consistent with law and
the President’s priorities and yields
substantial net benefits for the public.
The first two years of the
Administration have produced
unparalleled reform, and we project
even more significant results in the
coming year.
Neomi Rao,
Administrator, Office of Information and
Regulatory Affairs, Office of Management and
Budget
DEPARTMENT OF AGRICULTURE
Title
1 ........................
2 ........................
3 ........................
NOP; Strengthening Organic Enforcement ..............................................................
National Bioengineered Food Disclosure Standard .................................................
Animal Welfare; Amendments to Licensing Provisions and to Requirements for
Dogs.
Importation, Interstate Movement, and Release Into the Environment of Certain
Genetically Engineered Organisms.
Supplemental Nutrition Assistance Program: Requirements for Able-Bodied
Adults Without Dependents.
Providing Regulatory Flexibility for Retailers in the Supplemental Nutrition Assistance Program (SNAP).
Revision of Categorical Eligibility in the Supplemental Nutrition Assistance Program (SNAP).
Reform Provisions for the Supplemental Nutrition Assistance Program’s Quality
Control System.
Child Nutrition Programs: Flexibilities for Milk, Whole Grains, and Sodium Requirements.
Egg Products Inspection Regulations ......................................................................
Modernization of Swine Slaughter Inspection ..........................................................
Update and Clarification of the Locatable Minerals Regulations .............................
Oil and Gas Resource Revision ...............................................................................
Servicing Regulation for the Rural Utilities Service (RUS) Telecommunications
Programs.
oneRD Guaranteed Loan Regulation .......................................................................
4 ........................
5 ........................
6 ........................
7 ........................
8 ........................
9 ........................
10
11
12
13
14
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......................
......................
......................
......................
......................
15 ......................
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Rulemaking stage
0581–AD09
0581–AD54
0579–AE35
Proposed Rule Stage.
Final Rule Stage.
Proposed Rule Stage.
0579–AE47
Proposed Rule Stage.
0584–AE57
Proposed Rule Stage.
0584–AE61
Proposed Rule Stage.
0584–AE62
Proposed Rule Stage.
0584–AE64
Proposed Rule Stage.
0584–AE53
Final Rule Stage.
0583–AC58
0583–AD62
0596–AD32
0596–AD33
0572–AC41
Final Rule Stage.
Final Rule Stage.
Prerule Stage.
Prerule Stage.
Final Rule Stage.
0572–AC43
Final Rule Stage.
16NOP2
Federal Register / Vol. 83, No. 222 / Friday, November 16, 2018 / Regulatory Plan
57813
DEPARTMENT OF COMMERCE
Regulation
Identifier No.
Sequence No.
Title
16 ......................
Revisions to the Export Administration Regulations: Control of Firearms and Related Articles the President Determines No Longer Warrant Control Under the
United States Munitions List.
Magnuson-Stevens Act; Fishery Management Councils; Financial Disclosure and
Recusal.
Magnuson-Stevens Fisheries Conservation and Management Act; Traceability Information Program for Seafood.
Taking and Importing Marine Mammals: Taking Marine Mammals Incidental to
Geophysical Surveys Related to Oil and Gas Activities in the Gulf of Mexico.
Commerce Trusted Trader Program ........................................................................
Setting and Adjusting Patent Fees ...........................................................................
17 ......................
18 ......................
19 ......................
20 ......................
21 ......................
Rulemaking stage
0694–AF47
Final Rule Stage.
0648–BH73
Proposed Rule Stage.
0648–BH87
Proposed Rule Stage.
0648–BB38
Final Rule Stage.
0648–BG51
0651–AD31
Final Rule Stage.
Proposed Rule Stage.
DEPARTMENT OF DEFENSE
Sequence No.
22
23
24
25
......................
......................
......................
......................
26 ......................
27 ......................
28 ......................
29 ......................
30 ......................
31 ......................
Regulation
Identifier No.
Title
Contractor Purchasing System Review Threshold (DFARS Case 2017–D038) .....
Brand Name or Equal (DFARS Case 2017–D040) .................................................
Submission of Summary Subcontract Report (DFARS Case 2017–D005) .............
Regulatory Program of the Army Corps of Engineers Tribal Consultation and National Historic Preservation Act compliance.
Natural Disaster Procedures: Preparedness, Response, and Recovery Activities
of the Corps of Engineers.
Definition of ‘‘Waters of the United States’’ .............................................................
Compensatory Mitigation for Losses of Aquatic Resources—Review and Approval of Mitigation Banks and In-Lieu Fee Programs.
Modification of Nationwide Permits ..........................................................................
Policy for Domestic, Municipal, and Industrial Water Supply Uses of Reservoir
Projects Operated by the Department of the Army, U.S. Army Corps of Engineers.
Establishment of TRICARE Select and Other TRICARE Reforms ..........................
Rulemaking stage
0750–AJ48
0750–AJ50
0750–AJ42
0710–AA75
Proposed Rule Stage.
Proposed Rule Stage.
Final Rule Stage.
Prerule Stage.
0710–AA78
Proposed Rule Stage.
0710–AA80
0710–AA83
Proposed Rule Stage.
Proposed Rule Stage.
0710–AA84
0710–AA72
Proposed Rule Stage.
Final Rule Stage.
0720–AB70
Final Rule Stage.
DEPARTMENT OF EDUCATION
Regulation
Identifier No.
Sequence No.
Title
32 ......................
Nondiscrimination on the Basis of Sex in Education Programs or Activities Receiving Federal Financial Assistance.
State Authorization and Related Issues ...................................................................
Accreditation and Related Issues .............................................................................
Ensuring Student Access to High Quality and Innovative Postsecondary Educational Programs.
Eligibility of Faith-Based Entities and Activities-Title IV Programs ..........................
TEACH Grants ..........................................................................................................
Institutional Accountability ........................................................................................
Program Integrity; Gainful Employment ...................................................................
33 ......................
34 ......................
35 ......................
36
37
38
39
......................
......................
......................
......................
Rulemaking stage
1870–AA14
Proposed Rule Stage.
1840–AD36
1840–AD37
1840–AD38
Proposed Rule Stage.
Proposed Rule Stage.
Proposed Rule Stage.
1840–AD40
1840–AD44
1840–AD26
1840–AD31
Proposed Rule Stage.
Proposed Rule Stage.
Final Rule Stage.
Final Rule Stage.
DEPARTMENT OF ENERGY
Title
40 ......................
41 ......................
Energy Conservation Standards for Residential Conventional Cooking Products ..
Procedures, Interpretations, and Policies for Consideration of New or Revised
Energy Conservation Standards for Consumer Products.
Energy Conservation Program: Definition for General Service Lamps ...................
42 ......................
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Identifier No.
Sequence No.
Rulemaking stage
1904–AD15
1904–AD38
Proposed Rule Stage.
Proposed Rule Stage.
1904–AE26
Proposed Rule Stage.
DEPARTMENT OF HEALTH AND HUMAN SERVICES
Regulation
Identifier No.
Sequence No.
Title
43 ......................
HIPAA Privacy: Request for Information on Changes to Support, and Remove
Barriers to, Coordinated Care.
HIPAA Privacy Rule: Presumption of Good Faith of Health Care Providers ..........
Protecting Statutory Conscience Rights in Health Care; Delegations of Authority
44 ......................
45 ......................
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Rulemaking stage
0945–AA00
Prerule Stage.
0945–AA09
0945–AA10
Proposed Rule Stage.
Final Rule Stage.
16NOP2
57814
Federal Register / Vol. 83, No. 222 / Friday, November 16, 2018 / Regulatory Plan
DEPARTMENT OF HEALTH AND HUMAN SERVICES—Continued
Regulation
Identifier No.
Sequence No.
Title
46 ......................
47 ......................
Revising Outdated Requirements for Opioid Treatment Providers (OTPS) ............
Coordinating Care and Information Sharing in the Treatment of Substance Use
Disorders.
Food Standards: General Principles and Food Standards Modernization (Reopening of Comment Period).
Mammography Quality Standards Act; Amendments to Part 900 Regulations .......
Medical Device De Novo Classification Process .....................................................
Nonprescription Drug Product With an Additional Condition for Nonprescription
Use.
Format and Content of Reports Intended to Demonstrate Substantial Equivalence
Nutrient Content Claims, Definition of Term: Healthy ..............................................
Compliance With Statutory Program Integrity Requirements ..................................
Requirements for Long-Term Care Facilities: Regulatory Provisions to Promote
Program Efficiency, Transparency, and Burden Reduction (CMS–3347–P).
CY 2020 Notice of Benefit and Payment Parameters (CMS–9926–P) ...................
Exchange Program Integrity (CMS–9922–P) ...........................................................
Policy and Technical Changes to the Medicare Advantage and the Medicare Prescription Drug Benefit Programs for Contract Year 2020 (CMS–4185–P).
Modernizing and Clarifying the Physician Self-Referral Regulations (CMS–1720–
P).
Adoption and Foster Care Analysis and Reporting System ....................................
48 ......................
49 ......................
50 ......................
51 ......................
52
53
54
55
......................
......................
......................
......................
56 ......................
57 ......................
58 ......................
59 ......................
60 ......................
Rulemaking stage
0930–AA27
0930–AA32
Proposed Rule Stage.
Proposed Rule Stage.
0910–AC54
Proposed Rule Stage.
0910–AH04
0910–AH53
0910–AH62
Proposed Rule Stage.
Proposed Rule Stage.
Proposed Rule Stage.
0910–AH89
0910–AI13
0937–AA07
0938–AT36
Proposed Rule Stage.
Proposed Rule Stage.
Final Rule Stage.
Proposed Rule Stage.
0938–AT37
0938–AT53
0938–AT59
Proposed Rule Stage.
Proposed Rule Stage.
Proposed Rule Stage.
0938–AT64
Proposed Rule Stage.
0970–AC72
Proposed Rule Stage.
DEPARTMENT OF HOMELAND SECURITY
Title
61 ......................
62 ......................
63 ......................
EB–5 Immigrant Investor Program Realignment .....................................................
Inadmissibility on Public Charge Grounds ...............................................................
Registration Requirement for Petitioners Seeking To File H–1B Petitions on Behalf of Cap Subject Aliens.
EB–5 Immigrant Investor Regional Center Program ...............................................
Strengthening the H–1B Nonimmigrant Visa Classification Program ......................
U.S. Citizenship and Immigration Services Biometrics Collection for Consistent,
Efficient, and Effective Operations.
Removing H–4 Dependent Spouses from the Class of Aliens Eligible for Employment Authorization.
Electronic Processing of Immigration Benefit Requests ..........................................
Updating Adjustment of Status Procedures for More Efficient Processing and Immigrant Visa Usage.
Improvements to the Medical Certification for Disability Exceptions Processing ....
Credible Fear Reform ...............................................................................................
Employment Authorization Documents for Asylum Applicants ................................
EB–5 Immigrant Investor Program Modernization ...................................................
Removal of Certain International Convention on Standards of Training, Certification and Watchkeeping for Seafarers, 1978, as Amended (STCW) Training
Requirements.
TWIC Reader Requirements; Delay of Effective Date .............................................
Collection of Biometric Data From Aliens Upon Entry To and Exit From the
United States.
Implementation of the Electronic System for Travel Authorization (ESTA) at U.S.
Land Borders—Automation of CBP Form I–94W.
Vetting of Certain Surface Transportation Employees .............................................
Amending Vetting Requirements for Employees With Access to a Security Identification Display Area (SIDA).
Protection of Sensitive Security Information ............................................................
Flight Training for Aliens and Other Designated Individuals; Security Awareness
Training for Flight School Employees.
Security Training for Surface Transportation Employees ........................................
Apprehension, Processing, Care and Custody of Alien Minors and Unaccompanied Alien Children.
Establishing a Maximum Period of Authorized Stay for F–1 and Other Nonimmigrants.
Adjusting Program Fees for the Student and Exchange Visitor Program ...............
Factors Considered When Evaluating a Governor’s Request for Individual Assistance for a Major Disaster.
Update to FEMA’s Regulations on Rulemaking Procedures ...................................
64 ......................
65 ......................
66 ......................
67 ......................
68 ......................
69 ......................
70
71
72
73
74
......................
......................
......................
......................
......................
75 ......................
76 ......................
77 ......................
78 ......................
79 ......................
80 ......................
81 ......................
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82 ......................
83 ......................
84 ......................
85 ......................
86 ......................
87 ......................
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Rulemaking stage
1615–AC26
1615–AA22
1615–AB71
Prerule Stage.
Proposed Rule Stage.
Proposed Rule Stage.
1615–AC11
1615–AC13
1615–AC14
Proposed Rule Stage.
Proposed Rule Stage.
Proposed Rule Stage.
1615–AC15
Proposed Rule Stage.
1615–AC20
1615–AC22
Proposed Rule Stage.
Proposed Rule Stage.
1615–AC23
1615–AC24
1615–AC27
1615–AC07
1625–AC48
Proposed Rule Stage.
Proposed Rule Stage.
Proposed Rule Stage.
Final Rule Stage.
Proposed Rule Stage.
1625–AC47
1651–AB12
Final Rule Stage.
Final Rule Stage.
1651–AB14
Final Rule Stage.
1652–AA69
1652–AA70
Proposed Rule Stage.
Proposed Rule Stage.
1652–AA08
1652–AA35
Final Rule Stage.
Final Rule Stage.
1652–AA55
1653–AA75
Final Rule Stage.
Proposed Rule Stage.
1653–AA78
Proposed Rule Stage.
1653–AA74
1660–AA83
Final Rule Stage.
Final Rule Stage.
1660–AA91
Final Rule Stage.
16NOP2
Federal Register / Vol. 83, No. 222 / Friday, November 16, 2018 / Regulatory Plan
57815
DEPARTMENT OF HOUSING AND URBAN DEVELOPMENT
Regulation
Identifier No.
Sequence No.
Title
88 ......................
Enhancing and Streamlining the Implementation of ‘‘Section 3’’ Requirements for
Creating Economic Opportunities for Low- and Very Low-Income Persons and
Eligible Businesses.
Project Approval for Single Family Condominium (FR–5715) .................................
Affirmatively Furthering Fair Housing Streamlining and Enhancement (FR–6123)
89 ......................
90 ......................
Rulemaking stage
2501–AD87
Proposed Rule Stage.
2502–AJ30
2529–AA97
Final Rule Stage.
Prerule Stage.
DEPARTMENT OF THE INTERIOR
Regulation
Identifier No.
Sequence No.
Title
91 ......................
Revisions to the Requirements for Exploratory Drilling on the Arctic Outer Continental Shelf.
1082–AA01
Rulemaking stage.
Proposed Rule Stage
DEPARTMENT OF JUSTICE
Regulation
Identifier No.
Sequence No.
Title
92 ......................
93 ......................
Bump-Stock-Type Devices .......................................................................................
Implementation of the Provision of the Comprehensive Addiction and Recovery
Act of 2016 Relating to the Partial Filling of Prescriptions for Schedule II Controlled Substances.
Procedures for Asylum .............................................................................................
94 ......................
Rulemaking stage
1140–AA52
1117–AB45
Final Rule Stage.
Proposed Rule Stage.
1125–AA87
Proposed Rule Stage.
DEPARTMENT OF LABOR
Regulation
Identifier No.
Sequence No.
Title
95 ......................
Defining and Delimiting the Exemptions for Executive, Administrative, Professional, Outside Sales and Computer Employees.
Regular and Basic Rates Under the Fair Labor Standards Act ..............................
Joint Employment Under the Fair Labor Standards Act ..........................................
Labor Certification Process for Temporary Agricultural Employment in the United
States (H–2A workers).
Health Reimbursement Arrangements and Other Account-Based Group Health
Plans.
Definition of an ‘‘Employer’’ Under Section 3(5) of ERISA—Association Retirement Plans and Other Multiple Employer Plans.
Standards Improvement Project IV ..........................................................................
Tracking of Workplace Injuries and Illnesses ..........................................................
Occupational Exposure to Beryllium and Beryllium Compounds in Construction
and Shipyard Sectors.
96 ......................
97 ......................
98 ......................
99 ......................
100 ....................
101 ....................
102 ....................
103 ....................
Rulemaking stage
1235–AA20
Proposed Rule Stage.
1235–AA24
1235–AA26
1205–AB89
Proposed Rule Stage.
Proposed Rule Stage.
Proposed Rule Stage.
1210–AB87
Proposed Rule Stage.
1210–AB88
Proposed Rule Stage.
1218–AC67
1218–AD17
1218–AD21
Final Rule Stage.
Final Rule Stage.
Final Rule Stage.
DEPARTMENT OF TRANSPORTATION
Sequence No.
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104
105
106
107
....................
....................
....................
....................
108 ....................
109 ....................
110 ....................
111 ....................
112 ....................
113 ....................
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Regulation
Identifier No.
Title
Processing Buy America Waivers Based on Non availability ..................................
Registration and Marking Requirements for Small Unmanned Aircraft ...................
Removing Regulatory Barriers for Automated Driving Systems ..............................
The Safer Affordable Fuel-Efficient (SAFE) Vehicles Rule for Model Years 2021–
2026 Passenger Cars and Light Trucks.
Passenger Equipment Safety Standards Amendments ...........................................
Pipeline Safety: Class Location Requirements ........................................................
Hazardous Materials: Enhanced Safety Provisions for Lithium Batteries Transported by Aircraft.
Pipeline Safety: Safety of Hazardous Liquid Pipelines ............................................
Pipeline Safety: Safety of Gas Transmission Pipelines, MAOP Reconfirmation,
Expansion of Assessment Requirements and Other Related Amendments.
Hazardous Materials: Oil Spill Response Plans and Information Sharing for HighHazard Flammable Trains (FAST Act).
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Rulemaking stage
2105–AE79
2120–AK82
2127–AM00
2127–AL76
Proposed Rule Stage.
Final Rule Stage.
Prerule Stage.
Proposed Rule Stage.
2130–AC46
2137–AF29
2137–AF20
Final Rule Stage.
Prerule Stage.
Proposed Rule Stage.
2137–AE66
2137–AE72
Final Rule Stage.
Final Rule Stage.
2137–AF08
Final Rule Stage.
16NOP2
57816
Federal Register / Vol. 83, No. 222 / Friday, November 16, 2018 / Regulatory Plan
DEPARTMENT OF VETERANS AFFAIRS
Regulation
Identifier No.
Sequence No.
Title
114 ....................
115 ....................
Veterans Community Walk-in Care ..........................................................................
Economic Growth, Regulatory Relief, and Consumer Protection Act (the Act),
Public Law 115–174, 132 Stat. 1296.
Veterans Health Administration Benefits Claims, Appeals, and Due Process ........
Veterans Care Agreements ......................................................................................
Veterans Community Care Program ........................................................................
116 ....................
117 ....................
118 ....................
Rulemaking stage
2900–AQ47
2900–AQ42
Proposed Rule Stage.
Final Rule Stage.
2900–AQ44
2900–AQ45
2900–AQ46
Final Rule Stage.
Final Rule Stage.
Final Rule Stage.
ENVIRONMENTAL PROTECTION AGENCY
Title
119 ....................
Reclassification of Major Sources as Area Sources Under Section 112 of the
Clean Air Act.
Emission Guidelines for Greenhouse Gas Emissions From Existing Electric Utility
Generating Units; Revisions to Emission Guideline Implementing Regulations;
Revisions to New Source Review Program.
Prevention of Significant Deterioration (PSD) and Nonattainment New Source
Review (NSR): Project Emissions Accounting.
Oil and Natural Gas Sector: Emission Standards for New, Reconstructed, and
Modified Sources Review.
Mercury and Air Toxics Standards for Power Plants Residual Risk and Technology Review and Cost Review.
The Safer Affordable Fuel-Efficient (SAFE) Vehicles Rule for Model Years 2021–
2026 Passenger Cars and Light Trucks.
Regulation of Persistent, Bioaccumulative, and Toxic Chemicals Under TSCA
Section 6(h).
Pesticides; Certification of Pesticide Applicators Rule; Reconsideration of the
Minimum Age Requirements.
Pesticides; Agricultural Worker Protection Standard; Reconsideration of Several
Requirements.
Increasing Consistency and Transparency in Considering Costs and Benefits in
the Rulemaking Process.
Hazardous and Solid Waste Management System: Disposal of Coal Combustion
Residues From Electric Utilities: Amendments to the National Minimum Criteria
(Phase 2).
National Primary Drinking Water Regulations for Lead and Copper: Regulatory
Revisions.
National Primary Drinking Water Regulations: Regulation of Perchlorate ..............
Revised Definition of ‘‘Waters of the United States’’ ...............................................
Effluent Limitations Guidelines and Standards for the Steam Electric Power Generating Point Source Category.
Peak Flows Management .........................................................................................
Clean Water Act Section 404(c) Regulatory Revision .............................................
Review of the Primary National Ambient Air Quality Standards for Sulfur Oxides
Renewable Fuel Volume Standards for 2019 and Biomass-Based Diesel (BBD)
Volume for 2020.
Review of Dust-Lead Hazard Standards and the Definition of Lead-Based Paint ..
Service Fees for the Administration of the Toxic Substances Control Act ..............
Clean Water Act Hazardous Substances Spill Prevention ......................................
Accidental Release Prevention Requirements: Risk Management Programs
Under the Clean Air Act; Reconsideration of Amendments.
Hazardous and Solid Waste Management System: Disposal of Coal Combustion
Residues From Electric Utilities: Amendments to the National Minimum Criteria
(Phase 1, Part 2).
Definition of ‘‘Waters of the United States’’—Recodification of Preexisting Rule ...
120 ....................
121 ....................
122 ....................
123 ....................
124 ....................
125 ....................
126 ....................
127 ....................
128 ....................
129 ....................
130 ....................
131 ....................
132 ....................
133 ....................
134
135
136
137
....................
....................
....................
....................
138
139
140
141
....................
....................
....................
....................
142 ....................
143 ....................
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Identifier No.
Sequence No.
Rulemaking stage
2060–AM75
Proposed Rule Stage.
2060–AT67
Proposed Rule Stage.
2060–AT89
Proposed Rule Stage.
2060–AT90
Proposed Rule Stage.
2060–AT99
Proposed Rule Stage.
2060–AU09
Proposed Rule Stage.
2070–AK34
Proposed Rule Stage.
2070–AK37
Proposed Rule Stage.
2070–AK43
Proposed Rule Stage.
2010–AA12
Proposed Rule Stage.
2050–AG98
Proposed Rule Stage.
2040–AF15
Proposed Rule Stage.
2040–AF28
2040–AF75
2040–AF77
Proposed Rule Stage.
Proposed Rule Stage.
Proposed Rule Stage.
2040–AF81
2040–AF88
2060–AT68
2060–AT93
Proposed Rule Stage.
Proposed Rule Stage.
Final Rule Stage.
Final Rule Stage.
2070–AJ82
2070–AK27
2050–AG87
2050–AG95
Final
Final
Final
Final
2050–AH01
Final Rule Stage.
2040–AF74
Final Rule Stage.
Rule
Rule
Rule
Rule
Stage.
Stage.
Stage.
Stage.
EQUAL EMPLOYMENT OPPORTUNITY COMMISSION
Regulation
Identifier No.
Sequence No.
Title
144 ....................
145 ....................
Amendments to Regulations Under the Americans With Disabilities Act ................
Amendments to Regulations Under the Genetic Information Nondiscrimination
Act of 2008.
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3046–AB10
3046–AB11
16NOP2
Rulemaking stage
Proposed Rule Stage.
Proposed Rule Stage.
Federal Register / Vol. 83, No. 222 / Friday, November 16, 2018 / Regulatory Plan
57817
GENERAL SERVICES ADMINISTRATION
Regulation
Identifier No.
Sequence No.
Title
146 ....................
General Services Administration Acquisition Regulation (GSAR); GSAR Case
2015–G506, Adoption of Construction Project Delivery Method Involving Early
Industry Engagement.
General Services Acquisition Regulation (GSAR); GSAR Case 2016–G511, Contract Requirements for GSA Information Systems.
General Services Administration Acquisition Regulation (GSAR); GSAR Case
2016–G515, Cyber Incident Reporting.
Federal Permitting Improvement Steering Council (FPISC); FPISC Case 2018–
001; Fees for Governance, Oversight, and Processing of Environmental Reviews and Authorizations.
GSAR Case 2008–G517, Cooperative Purchasing—Acquisition of Security and
Law Enforcement Related Goods and Services (Schedule 84) by State and
Local Governments Through Federal Supply Schedules.
General Services Administration Acquisition Regulation (GSAR); GSAR Case
2013–G502, Federal Supply Schedule Contract Administration.
General Services Administration Acquisition Regulation (GSAR); GSAR Case
2019–G501, Ordering Procedures for Commercial e-Commerce Portals.
147 ....................
148 ....................
149 ....................
150 ....................
151 ....................
152 ....................
Rulemaking stage
3090–AJ64
Proposed Rule Stage.
3090–AJ84
Proposed Rule Stage.
3090–AJ85
Proposed Rule Stage.
3090–AJ88
Proposed Rule Stage.
3090–AI68
Final Rule Stage.
3090–AJ41
Final Rule Stage.
3090–AK03
Final Rule Stage.
NATIONAL AERONAUTICS AND SPACE ADMINISTRATION
Regulation
Identifier No.
Sequence No.
Title
153 ....................
Detection and Avoidance of Counterfeit Parts .........................................................
2700–AE38
Rulemaking stage
Proposed Rule Stage.
OFFICE OF PERSONNEL MANAGEMENT
Regulation
Identifier No.
Sequence No.
Title
154 ....................
155 ....................
156 ....................
Freedom of Information Act (FOIA) Regulations .....................................................
Direct-Hire Authority for Agency Chief Information Officers ....................................
Administrative Law Judges .......................................................................................
3206–AK53
3206–AN65
3206–AN72
Rulemaking stage
Proposed Rule Stage.
Proposed Rule Stage.
Final Rule Stage.
SMALL BUSINESS ADMINISTRATION
Regulation
Identifier No.
Sequence No.
Title
157 ....................
158 ....................
Small Business HUBZone Program and Government Contracting Programs ........
Women-Owned Small Business and Economically Disadvantaged WomenOwned Small Business—Certification.
Implementation of the Small Business 7(a) Lending Oversight Reform Act of
2018.
159 ....................
Rulemaking stage
3245–AG38
3245–AG75
Proposed Rule Stage.
Proposed Rule Stage.
3245–AH05
Proposed Rule Stage.
amozie on DSK3GDR082PROD with PROPOSALS2
SOCIAL SECURITY ADMINISTRATION
Regulation
Identifier No.
Sequence No.
Title
160 ....................
Revised Medical Criteria for Evaluating Digestive Disorders, Cardiovascular Disorders, and Skin Disorders.
Removing Inability to Communicate in English as an Education Category ............
Newer and Stronger Penalties (Conforming Changes) ...........................................
Privacy Act Exemption: Personnel Security and Suitability Program Files .............
References to Social Security and Medicare in Electronic Communications ..........
Availability of Information and Records to the Public ..............................................
Setting the Manner for the Appearance of Parties and Witnesses at a Hearing ....
Redeterminations When There Is a Reason To Believe Fraud or Similar Fault
Was Involved in an Individual’s Application for Benefits.
Hearings Held by Administrative Appeals Judges of the Appeals Council .............
Rules Regarding the Frequency and Notice of Continuing Disability Reviews .......
Privacy and Disclosure of Official Records and Information ...................................
Revised Medical Criteria for Evaluating Musculoskeletal Disorders (3318P) ..........
Privacy Act Exemption: Social Security Administration Violence Evaluation and
Reporting System (SSAvers).
161
162
163
164
165
166
167
....................
....................
....................
....................
....................
....................
....................
168
169
170
171
172
....................
....................
....................
....................
....................
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Rulemaking stage
0960–AG65
Proposed Rule Stage.
0960–AH86
0960–AH91
0960–AH97
0960–AI04
0960–AI07
0960–AI09
0960–AI10
Proposed
Proposed
Proposed
Proposed
Proposed
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0960–AI08
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Proposed Rule Stage.
Proposed Rule Stage.
Final Rule Stage.
Final Rule Stage.
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CONSUMER PRODUCT SAFETY COMMISSION
Regulation
Identifier No.
Sequence No.
Title
173 ....................
174 ....................
Regulatory Options for Table Saws .........................................................................
Portable Generators .................................................................................................
3041–AC31
3041–AC36
Rulemaking stage
Final Rule Stage.
Final Rule Stage.
NUCLEAR REGULATORY COMMISSION
Title
175 ....................
176 ....................
Low-Level Radioactive Waste Disposal [NRC–2011–0012] ....................................
Regulatory Improvements for Production and Utilization Facilities Transitioning to
Decommissioning [NRC–2015–0070].
Cyber Security at Fuel Cycle Facilities [NRC–2015–0179] .....................................
American Society of Mechanical Engineers 2015–2017 Code Editions Incorporation by Reference [NRC–2016–0082].
Approval of American Society of Mechanical Engineers Code Cases, Revision 38
[NRC–2017–0024].
Revision of Fee Schedules: Fee Recovery for FY 2019 [NRC–2017–0032] ..........
Mitigation of Beyond Design Basis Events (MBDBE) [NRC–2014–0240] ...............
Advanced Power Reactor 1400 (APR–1400) Design Certification [NRC–2015–
0224].
177 ....................
178 ....................
179 ....................
180 ....................
181 ....................
182 ....................
[FR Doc. ??–????? Filed ??–??–??; 8:45 am]
BILLING CODE 6820–27–P
U.S. DEPARTMENT OF AGRICULTURE
Fall 2018 Statement of Regulatory
Priorities
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Regulation
Identifier No.
Sequence No.
The Department of Agriculture’s
(USDA) ongoing regulatory reform
strategy remains one of the cornerstones
for creating a culture of consistent,
efficient service to our customers, while
reducing burdens and improving
efficiency. Accordingly, USDA’s fall
2018 Regulatory Agenda reflects these
priorities, including those
administrative efficiencies such as
streamlining and one-stop shopping.
Moreover, these USDA regulatory
reform efforts, combined with other
reform efforts, will make it easier to
invest, produce, and build in rural
America, which will lead to the creation
of jobs and enhanced economic
prosperity. To achieve results, USDA is
guided by the following comprehensive
set of priorities through which the
Department, its employees, and external
partners will work to identify and
eliminate regulatory and administrative
barriers and improve business processes
to enhance program delivery and reduce
burdens on program participants. These
priorities include:
➢ Regulatory Reform Task Force
(RRTF): In response to Executive Order
13777—Enforcing the Regulatory
Reform Agenda and Executive Order
13771—Reducing Regulation and
Controlling Regulatory Costs, which set
forth expectations for reducing the
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regulatory burden on the public, the
Department has established an internal
RRTF to identify outdated regulations
for elimination and administrative
processes for streamlining. The USDA
RRTF is comprised of senior agency
managers representing all the major
missions of the Department. USDA is
also soliciting public comments on
recommended reforms through July
2019.
➢ Organizational Reform: To ensure
that USDA’s programs, agencies, and
offices best serve the Department’s
customers, USDA is implementing
organizational changes that are targeted
at improving customer service like
seeking direct public feedback through
our Tell Sonny initiative. Through these
reforms, USDA is breaking down
organizational barriers that have
impeded the Department’s ability to
most effectively and efficiently support
its customers across the Nation.
Moreover, reforms like the
consolidation of administrative
functions at the mission area level
eliminate inefficiencies and allow the
Department to best support the needs of
our customers. Through the
implementation of these improvements,
USDA will be better positioned to
remove obstacles, and give agricultural
producers every opportunity to prosper
and feed a growing world population.
These improvements support the
accomplishment of USDA’s mission to
provide leadership on agriculture, food,
natural resources, rural prosperity,
nutrition, and related issues through
fact-based, data-driven, and customerfocused decisions.
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Rulemaking stage
3150–AI92
3150–AJ59
Proposed Rule Stage.
Proposed Rule Stage.
3150–AJ64
3150–AJ74
Proposed Rule Stage.
Proposed Rule Stage.
3150–AJ93
Proposed Rule Stage.
3150–AJ99
3150–AJ49
3150–AJ67
Proposed Rule Stage.
Final Rule Stage.
Final Rule Stage.
Farm Bill Implementation: Legislation
covering major commodity support
programs and crop insurance, trade,
conservation, rural development,
nutrition assistance and other programs
(the Farm Bill) expires at the end of
fiscal year 2018. Plans for
implementation to any new or modified
programs reauthorized in the new Farm
Bill will be considered upon enactment
and regulatory agenda priorities
adjusted accordingly. USDA notes that
Farm Bill implementation will allow us
the opportunity to modify existing
regulations while introducing program
reforms to ease the burden on our
customers and improve program
outcomes.
Executive Order 13777—Enforcing the
Regulatory Reform Agenda
Executive Order 13777 establishes a
Federal policy to lower regulatory
burdens on the American people by
implementing and enforcing regulatory
reform. The RRTF reviewed proposed,
pending and existing regulations to
determine the deregulatory and
regulatory actions to include in the 2018
fall Regulatory Agenda. These actions
were further evaluated to determine
which rules should be made a priority
based on the impact of their proposals
and the Department’s ability to finalize
the action in FY 2019. Executive Order
13777 also directed the Department to
seek input from entities significantly
affected by Federal regulations. To
satisfy this requirement, the Department
published a Request for Information
(RFI) in the Federal Register on July 17,
2017, seeking public input on
identifying regulatory reform initiatives
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(82 FR 32649). The RFI asked the public
to identify regulations, guidance
documents, or any other policy
documents or administrative processes
that need reform, as well as ideas on
how to modify, streamline, expand, or
repeal such items. Through the end of
June 2018, USDA had received and
reviewed over 4,000 public comments
on recommended reforms, including
requests from stakeholders to extend the
public comment period past its one-year
time period. Accordingly, USDA has
extended the public comment period
through July 18, 2019. While comments
to the notice do not bind USDA to any
further actions, all submissions are
reviewed and inform actions to repeal,
replace, or modify existing regulations.
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Executive Order 13771—Reducing
Regulation and Controlling Regulatory
Costs
Executive Order 13771 directs
agencies to eliminate two existing
regulations for every new regulation
while limiting the total costs associated
with an agency’s regulations.
Specifically, it requires a regulatory
two-for-one wherein an agency must
propose the elimination of two existing
regulations for every new regulation it
publishes. Moreover, the costs
associated with the new regulation must
be completely offset by cost savings
brought about by deregulation.
The Department’s 2018 fall Regulatory
Agenda reflects the Department’s
commitment to regulatory reform and
continues USDA’s rigorous
implementation of Executive Order
13771. The Regulatory Agenda
identifies 72 rules, of which 34 rules are
not subject to the offsetting or
deregulatory requirements of Executive
Order 13771. Of the remaining 38 rules,
32 are deregulatory and six are
regulatory. Of the 32 deregulatory
actions, USDA has identified 16 final
rules that will be completed in FY 2019
resulting in either a cost savings or
meeting the direction that an agency
issue twice as many Executive Order
13771 deregulatory actions as Executive
Order 13771 regulatory actions.
USDA’s 2018 fall Statement of
Regulatory Priorities was developed to
lower regulatory burdens on the
American people by implementing and
enforcing regulatory reform. These
regulatory priorities will contribute to
the mission of the Department, and the
achievement of the long-term goals the
Department aims to accomplish.
Highlights of how the Department’s
regulatory reform efforts contribute to
the accomplishment of the Department’s
strategic goals include the following:
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The Department will promote
American agricultural products and
exports that benefit and grow the U.S.
agricultural economy and rural
America: To achieve this, USDA will
expand international marketing
opportunities through promotion
activities, development of international
standards, removal of trade barriers to
U.S. exports, and negotiation of new
trade agreements. USDA will also
partner with developing countries to
assist them with movement along the
agricultural market continuum from
developing economies to developed
economies with promising demand
potential.
➢ Agricultural Trade Promotion
Program: This action will assist U.S.
agricultural industries to conduct
market promotion activities that
promote U.S. agricultural commodities
in foreign markets, including activities
that address existing or potential nontariff barriers to trade. For more
information about this rule, see RIN
0551–AA92.
The Department will ensure that
programs are delivered efficiently,
effectively, with integrity, and a focus on
customer service: To achieve this, USDA
is working to leverage the strength and
talent of USDA employees with
continued dedication to data-driven
enterprise solutions through
collaborative governance and human
capital management strategies centered
on accountability and professional
development. USDA will reduce
regulatory and administrative burdens
hindering agencies from reaching the
greatest number of stakeholders.
Improved customer service and
employee engagement within USDA
will create a more effective and
accessible organization for all
stakeholders.
➢ Implement the National
Bioengineered Food Disclosure
Standard: This action was mandated by
the National Bioengineered Food
Disclosure Standard (Law), which
required USDA to develop a national
standard and the procedures for its
implementation within two years of the
Law’s enactment. Pursuant to the law,
AMS has proposed requirements that, if
finalized, will serve as a national
mandatory bioengineered food
disclosure standard for bioengineered
food and food that may be
bioengineered. The proposed rule
published on May 4, 2018, and the
deadline for public comment was July 3,
2018. AMS reviewed over 14,000
comments that will be analyzed and
addressed in the final rule. For more
information about this rule, see RIN
0581–AD54.
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➢ Improve effectiveness and
efficiency of helping individuals move
into work: The Food and Nutrition Act
of 2008 (FNA) establishes a time limit
for participation in SNAP of three
months in three years for able-bodied
adults without children who are not
working. FNA allows states to waive the
time limit under certain circumstances.
The proposed action would modify
SNAP requirements and services for
able-bodied adults without children in
response to public input provided
through an advance notice of proposed
rulemaking published on February 23,
2018. For more information about this
rule, see RIN 0584–AE57.
➢ Revision of categorical eligibility in
the Supplemental Nutrition Assistance
Program (SNAP): The Food and
Nutrition Act of 2008 allows households
in which all members receiving benefits
under a State program funded by the
Temporary Assistance for Needy
Families (TANF) program are
categorically eligible to participate in
SNAP. States have the option of
adopting a policy in which households
may become categorically eligible for
SNAP because they receive a non-cash
or in-kind benefit or service funded by
TANF. FNS will issue a proposed rule
to amend the regulations pertaining to
categorically eligible TANF households
by limiting categorical eligibility to
households that received cash TANF or
other substantial assistance from TANF.
For more information about this rule,
see RIN 0584–AE62.
➢ Reform provisions for the
Supplemental Nutrition Assistance
Program’s Quality Control System: FNS
will propose revisions to reform and
strengthen its SNAP Quality Control
system based on stakeholder input
received from its June 1, 2018, request
for State government and stakeholder
input as to how to best proceed with
reforming the SNAP Quality Control
system. For more information about this
rule, see RIN 0584–AE64.
➢ Simplifying Rural Development’s
Guaranteed Loan Regulations
Combining Rural Development
Guaranteed Loan Regulations into a
single regulation: Rural Development
proposes to combine its four existing
guaranteed loan regulations: (1) Water
and Waste Disposal; (2) Community
Facilities; (3) Business and Industry;
and (4) Rural Energy for America, into
a single regulation. The proposed action
will enable Rural Development to
simplify, improve, and enhance the
delivery of these four guaranteed loan
programs, and better manage the risks
inherent with making and servicing
guaranteed loans and will result in an
improved customer experience for
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lenders trying to access these programs.
For more information about this rule,
see RIN 0572–AC43.
➢ Servicing Regulation for the Rural
Utilities Service (RUS)
Telecommunications Programs: The
RUS Telecommunications Programs
provide loan funding to build and
expand broadband service into unserved
and underserved rural communities,
along with limited funding to support
the costs to acquire equipment to
provide distance learning and
telemedicine service. RUS will propose
to modify the program to give RUS
greater authority to address servicing
actions associated with distressed loans
employing only limited coordination
with the Department of Justice. This
will streamline and expedite servicing
actions, improve the government’s
recovery on such loans, and improve
overall customer service. For more
information about this rule, see RIN
0572–AC41.
➢ Amendments to Rural Development
(RD) environmental reviews for rural
infrastructure projects: USDA’s RD
programs provide loans, grants and loan
guarantees to support investment in
rural infrastructure to spur economic
development, create jobs, improve the
quality of life, and address the health
and safety needs of rural residents. The
current regulation requires that the
environmental review under the
National Environmental Policy Act
(NEPA) be completed prior to the
completion of the obligation of funds.
The proposal will allow RD some
flexibility with the authority to move
forward with the obligation of funds
conditioned upon the completion of
environmental review for infrastructure
projects. For more information about
this rule, see RIN 0572–AC44.
➢ Animal Welfare; Amendments to
Licensing Provisions and to
Requirements for Dogs: The Animal and
Plant Health Inspection Service (APHIS)
will issue a proposal that would amend
the regulations governing the issuance
and renewal of licenses under the
Animal Welfare Act (AWA) to better
promote sustained compliance under
the AWA by (1) reducing licensing fees
and (2) strengthening existing
safeguards that prevent an individual
whose license has been suspended or
revoked, or who has a history of
noncompliance, from obtaining a
license or working with regulated
animals. This rulemaking would also
strengthen the veterinary care and
watering standards for regulated dogs to
better align the regulations with the
humane care and treatment standards
set by the Animal Welfare Act. The
proposal follows an advance notice of
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proposed rulemaking published on
August 24, 2017, that solicited comment
from the public to aid in the
development of these revisions. APHIS
received and analyzed approximately
47,000 public comments. For more
information about this rule, see RIN
0579–AE35.
The Department is making it a
priority to maximize the ability of
American agricultural producers to
prosper by feeding and clothing the
world: A strong and prosperous
agricultural sector is essential to the
well-being of the overall U.S. economy.
America’s farmers and ranchers ensure
a safe and reliable food and fuel supply
and support job growth and economic
development. To maintain a strong
agricultural economy, USDA will
support farmers in starting and
maintaining profitable farm and ranch
businesses, as well as offer support to
producers affected by natural disasters.
The Department will continue to work
to create new markets and support a
competitive agricultural system by
reducing barriers that inhibit
agricultural opportunities and economic
growth.
➢ Seed Cotton Changes to Agriculture
Risk Coverage (ARC) and Price Loss
Coverage (PLC) Programs: This final
action, as authorized by the Bipartisan
Budget Act of 2018, will revise the ARC
and PLC Programs to add seed cotton to
the list of covered commodities and
establish a loan rate for the purposes of
calculating an ARC or PLC payment. For
more information about this rule, see
RIN 560–AI40.
➢ Market Facilitation Program: This
action will assist agricultural producers
with respect to commodities, livestock,
or livestock products that have been
significantly impacted by actions of
foreign governments resulting in the
loss of traditional exports. For more
information about this rule, see RIN
0560–AI42.
➢ Importation, Interstate Movement,
and Release Into the Environment of
Certain Genetically Engineered
Organisms (Part 340): APHIS is
proposing to revise its regulations
regarding the importation, interstate
movement, and environmental release
of certain genetically engineered
organisms in order to update the
regulations in response to advances in
genetic engineering and APHIS’
understanding of the plant health risk
posed by genetically engineered
organisms, thereby reducing burden for
regulated entities whose organisms pose
no plant health risks. For more
information about this rule, see RIN
0579–AE47.
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➢ National Organic Program;
Strengthening Organic Enforcement:
The Agricultural Marketing Service will
propose changes to the USDA organic
regulations to strengthen the oversight
of organic products, improve
enforcement of organic standards, and
protect organic integrity. The proposal
will address gaps in the organic
standards to deter fraud, and enhance
enforcement. In addition, this proposal
will support consumer trust and
continued industry growth. For more
information about this rule, see RIN
0581–AD09.
➢ Establishing a performance
standard for authorizing the
importation and interstate movement of
fruits and vegetables: APHIS would
broaden the existing performance
standard to provide for consideration of
all new fruits and vegetables for
importation into the United States using
a notice-based process rather than
through proposed and final rules.
Likewise, APHIS would propose an
equivalent revision of the performance
standard governing the interstate
movements of fruits and vegetables from
Hawaii and the U.S. territories (Guam,
Northern Mariana Islands, Puerto Rico,
and the U.S. Virgin Islands) and the
removal of commodity-specific
phytosanitary requirements from those
regulations. This action will allow
APHIS to consider requests to authorize
the importation or interstate movement
of new fruits and vegetables in a manner
that is more flexible and responsive to
evolving pest situations in both the
United States and exporting countries,
while maintaining the science-based
process for making risk evaluations. For
more information about this rule, see
RIN 0579–AD71.
Providing all Americans access to a
safe, nutritious, and secure food supply
is USDA’s most important
responsibility, and it is one undertaken
with great seriousness. USDA has
critical roles in preventing foodborne
illness and protecting public health,
while ensuring Americans have access
to food and healthful diet. The
Department will continue to prevent
contamination and limit foodborne
illness by expanding its modernization
of food inspection systems, and USDA’s
research, education, and extension
programs will continue to provide
information, tools, and technologies
about the causes of foodborne illness
and its prevention. USDA will continue
to develop partnerships that support
best practices in implementing effective
nutrition assistance programs that
ensure eligible populations have access
to programs that support their food
needs.
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➢ Increase flexibilities provided to
school lunch program operators in
meeting nutrition requirements: The
Food and Nutrition Service (FNS) plans
to issue a final rule that provides
flexibilities to Program operators
participating in the Child Nutrition
Programs effective School Year 2019–
2020. For more information about this
rule, see RIN 0584–AE53.
➢ Provide regulatory flexibility for
retailers in the Supplemental Nutrition
Assistance Program (SNAP): FNS will
issue a proposed rule to provide
retailers with more flexibility in meeting
the enhanced SNAP eligibility
requirements of the 2016 final rule and
meet the requirements expressed in the
Consolidated Appropriation Act of
2017. For more information about this
rule, see RIN 0584–AE61.
➢ Modernize swine slaughter
inspection: The Food Safety and
Inspection Service (FSIS) plans to
finalize a proposal published on
February 1, 2018, to establish a
voluntary New Swine Inspection
System (NSIS) for market-hog slaughter
establishments, and mandatory
provisions for all swine slaughtering
establishments. NSIS will provide for
increased offline inspection activities
that are more directly related to food
safety resulting in greater compliance
with sanitation and Hazard Analysis
and Critical Control Point (HACCP)
regulations and reduce the risk of
foodborne illness. FSIS received over
83,500 comments. Many of the
comments requested that FSIS withdraw
the proposal to remove limits on line
speeds due to the negative effect on
animal welfare and worker safety. These
comments will be analyzed and further
addressed in the final rule. For more
information about this rule, see RIN
0583–AD62.
The Department will ensure
productive and sustainable use of our
National Forest System Lands: To
ensure that America’s forests and
grasslands are healthy and sustainable,
USDA manages approximately 193
million acres of public land, much of it
rural and remote. Land management
activities can influence rural economies,
and USDA can help enable economic
growth and recovery.
➢ Update and Clarification of the
Locatable Mineral Regulations: The
Forest Service plans to seek public
input as it evaluates its management of
the activities associated with mining
‘‘locatable minerals’’ that have an
impact on the surface resources
including expediting Forest Service
review and approval of certain proposed
mineral operations on National Forest
System (NFS) lands. The Forest Service
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plans to seek public input to determine
whether its assessment of the need for
these changes is shared by the public.
For more information about this rule,
see RIN 0596–AD32.
➢ Oil and Gas Resource Revisions:
The Forest Service plans to seek public
input as it evaluates its regulations
concerning its responsibility for
authorizing and regulating access to
federal oil and natural gas resources.
Updating the regulations will afford an
opportunity to modernize and
streamline analytical and procedural
requirements, reduce the paperwork
burden on industry, reduce permitting
times for leasing NFS lands, and help
provide a more consistent approach to
oil and gas management across the NFS.
In addition, USDA recommended
revising the regulation as part of the
USDA Final Report Pursuant to
Executive Order 13783 on Promoting
Energy Independence and Economic
Growth. The regulation revision will
also make updates in response to
legislative actions such as the Energy
Policy Act of 2005. For more
information about this rule, see RIN
0596–AD33.
USDA—AGRICULTURAL MARKETING
SERVICE (AMS)
Proposed Rule Stage
1. NOP; Strengthening Organic
Enforcement
Priority: Other Significant.
E.O. 13771 Designation: Regulatory.
Legal Authority: 7 U.S.C. 6501
CFR Citation: 7 CFR 205.
Legal Deadline: None.
Abstract: The rule supports a broader
strategy to strengthen oversight of
organic imports and the organic supply
chain. AMS intends this rule to deter
fraud, enhance enforcement and protect
organic integrity.
Statement of Need: The March 2010
Office of Inspector General (OIG) audit
of the National Organic Program (NOP)
raised issues related to the program’s
progress for imposing enforcement
actions. One concern was that organic
producers and handlers facing
revocation or suspension of their
certification are able to market their
products as organic during what can be
a lengthy appeals process. As a result,
AMS expects to publish a proposed rule
to revise language in section 205.681 of
the NOP regulations, which pertains to
adverse action appeals. It is expected
that this rule will streamline the NOP
appeals process such that appeals are
reviewed and responded to in a more
timely manner.
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Summary of Legal Basis: The Organic
Foods Production Act of 1990 (OFPA),
7 U.S.C. 6501 et seq., requires that the
Secretary establish an expedited
administrative appeals procedure for
appealing an action of the Secretary or
certifying agent (section 6520). The NOP
regulations describe how appeals of
proposed adverse action concerning
certification and accreditation are
initiated and further contested (sections
205.680, 205.681).
Alternatives: The program considered
maintaining the status quo and hiring
additional support for the NOP appeals
team. This rulemaking was determined
to be preferable because it will reduce
redundancy in the appeals process,
where an appellant can more quickly
appeal the administrator’s decision to
an administrative law judge.
Anticipated Cost and Benefits: This
action will affect certified operations
and accredited certifying agents. The
primary impact is expected to be
expedited enforcement action, which
may benefit the organic community
through deterrence and increased
consumer confidence in the organic
label. It is not expected to have a
significant cost burden upon affected
entities beyond any monetary penalty or
suspension or revocation of certification
or accreditation, to which these entities
are already subject to under current
regulations.
Risks: No risks have been identified.
Timetable:
Action
NPRM ..................
Date
FR Cite
03/00/19
Regulatory Flexibility Analysis
Required: No.
Government Levels Affected: None.
Agency Contact: Jennifer Tucker,
Deputy Administrator, USDA National
Organic Program, Department of
Agriculture, Agricultural Marketing
Service, 1400 Independence Avenue
SW, Washington, DC 20250, Phone: 202
260–8077.
RIN: 0581–AD09
USDA—AMS
Final Rule Stage
2. National Bioengineered Food
Disclosure Standard
Priority: Economically Significant.
Major under 5 U.S.C. 801.
Unfunded Mandates: This action may
affect the private sector under Pub. L.
104–4.
E.O. 13771 Designation: Other.
Legal Authority: Pub. L. 114–216; 7
U.S.C. 1621 to 1627
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Federal Register / Vol. 83, No. 222 / Friday, November 16, 2018 / Regulatory Plan
CFR Citation: 7 CFR 1285.
Legal Deadline: Final, Statutory, July
29, 2018.
Abstract: Abstract: On July 29, 2016,
the Agricultural Marketing Act of 1946
was amended to establish a National
Bioengineered Food Disclosure
Standard (Law) (Pub. L. 114–216). The
provisions of this rule, pursuant to the
law, will serve as a national mandatory
bioengineered food disclosure standard
for bioengineered food and food that
may be bioengineered.
Statement of Need: This rule would
establish a single, national standard to
supersede a patchwork of similar
standards implemented or planned by
individual States. The rule may be
considered a regulatory reduction in
that affected entities would be regulated
by a uniform standard recognized in
both interstate commerce and
international trade. Consumers would
benefit from a single standard for
consistent messaging about
bioengineered food in the market.
Summary of Legal Basis: The
authority for this action is provided by
the Agricultural Marketing Act of 1946
as amended by Pub. L. 114–216.
Alternatives: The proposed rule
evaluated alternative thresholds for
which disclosure would be required and
alternative definitions for the term ‘‘very
small food manufacturer.’’
Anticipated Cost and Benefits:
Implementation of the standard is
intended to coincide with that of the
Food and Drug Administration’s
updated food labeling requirements.
Such coordination would reduce
expenses for affected food
manufactures, who would otherwise
bear twice the cost of changing food
labels to comply with each regulation.
Risks: No risks have been identified at
this time.
Timetable:
Action
Date
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NPRM ..................
Comment Period
End.
Final Action .........
05/04/18
07/03/18
FR Cite
83 FR 19860
11/00/18
Regulatory Flexibility Analysis
Required: Yes.
Small Entities Affected: Businesses.
Government Levels Affected: Federal.
Federalism: This action may have
federalism implications as defined in
E.O. 13132.
International Impacts: This regulatory
action will be likely to have
international trade and investment
effects, or otherwise be of international
interest.
Agency Contact: Arthur Neal, Deputy
Administrator, Transportation and
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Marketing, Department of Agriculture,
Agricultural Marketing Service,
Washington, DC 20250, Phone: 202 692–
1300.
RIN: 0581–AD54
USDA—ANIMAL AND PLANT HEALTH
INSPECTION SERVICE (APHIS)
Proposed Rule Stage
3. Animal Welfare; Amendments to
Licensing Provisions and to
Requirements for Dogs
Priority: Other Significant.
E.O. 13771 Designation: Other.
Legal Authority: 7 U.S.C. 2131 to 2159
CFR Citation: 9 CFR 1 to 3.
Legal Deadline: None.
Abstract: This rulemaking would
amend the licensing requirements under
the Animal Welfare Act regulations to
promote compliance, reduce licensing
fees, and strengthen existing safeguards
that prevent individuals and businesses
who have a history of noncompliance
from obtaining a license or working
with regulated animals. This action
would reduce regulatory burden with
respect to licensing and more efficiently
ensure licensees’ sustained compliance
with the Act. This rulemaking would
also strengthen the veterinary care and
watering standards for regulated dogs to
better align the regulations with the
humane care and treatment standards
set by the Animal Welfare Act.
Statement of Need: Although an
applicant for a license renewal must
also certify that he or she is in
compliance with all regulations, the
current regulations do not require the
applicant to show compliance before
APHIS renews his or her license. As a
result, licensees can currently renew
their licenses indefinitely without
undergoing a thorough compliance
inspection. This proposal would require
persons to seek a new license every
three years and demonstrate compliance
with the AWA regulations as part of the
application process. Further, the current
regulations do not require a licensee to
show compliance when the licensee
makes any subsequent changes to his or
her animals or facilities, including
noteworthy changes in the number or
type of animals used in regulated
activity. Based on our experience with
enforcing the AWA and regulations, we
are concerned that many licensees
struggle to achieve and maintain
compliance after making such changes
to their animals used in regulated
activity.
Summary of Legal Basis: Under the
Animal Welfare Act (AWA or the Act,
7 U.S.C. 2131 et seq.), the Secretary of
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Fmt 4701
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Agriculture is authorized to promulgate
standards and other requirements
governing the humane handling, care,
treatment, and transportation of certain
animals by dealers, exhibitors, operators
of auction sales, research facilities, and
carriers and intermediate handlers.
Definitions, regulations, and standards
established under the AWA are
contained in the Code of Federal
Regulations (CFR) in 9 CFR parts 1, 2,
and 3 (referred to below as the
regulations). Part 2 provides
administrative requirements and sets
forth institutional responsibilities for
regulated parties, including licensing
requirements for dealers, exhibitors, and
operators of auction sales.
Alternatives: APHIS considered
several alternatives in developing
various aspects of the proposed rule.
Regarding the types of animals that
would trigger the need for a new
license, APHIS considered requiring a
new license for all exotic or wild animal
changes, but rejected this in favor of
requiring a new license for types of
animals that are dangerous and have
unique regulatory and care needs. With
respect to license termination following
two or more attempted inspections
during the period of licensure, APHIS
considered requiring immediate
termination but decided in favor of
allowing the licensee the opportunity to
first present evidence in defense. APHIS
also considered different time frames for
the fixed-term license (e.g., four or five
years) and settled on three years based
on our experience administering the
AWA.
Anticipated Cost and Benefits: This
rule would result in cost savings for
both APHIS and licensees by
simplifying the licensing process and
reducing fees, while enhancing the
protection of covered animals. Total
cost reductions for affected entities are
expected to range between $600,000 and
$2.1 million per year. In accordance
with guidance on complying with E.O.
13771, the single primary estimate of
cost savings for this proposed rule is
$1.37 million, the midpoint estimate of
savings annualized in perpetuity using
a 7 percent discount rate.
Risks: This proposed rule would
address two existing areas of concern.
As noted, it is possible for licensees to
renew their licenses without undergoing
a thorough compliance inspection and
for licensees to make noteworthy
changes in the number or type of
animals used in regulated activity. This
rulemaking would address those
concerns by requiring licensees to
affirmatively demonstrate compliance
with the AWA regulations and
standards and to obtain a new license
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when making noteworthy changes
subsequent to the issuance of a license
in regard to the number, type, or
location of animals used in regulated
activities.
Timetable:
Action
Date
ANPRM ...............
ANPRM Comment
Period End.
ANPRM Comment
Period Extended.
ANPRM Comment
Period Extended End.
NPRM ..................
FR Cite
08/24/17
10/23/17
82 FR 40077
10/23/17
82 FR 48938
11/02/17
11/00/18
Regulatory Flexibility Analysis
Required: No.
Government Levels Affected: Federal,
Local, State.
Additional Information: Additional
information about APHIS and its
programs is available on the internet at
http://www.aphis.usda.gov.
Agency Contact: Christine Jones,
Chief of Staff, Animal Care, Department
of Agriculture, Animal and Plant Health
Inspection Service, 4700 River Road,
Unit 84, Riverdale, MD 20737–1231,
Phone: 301 851–3730.
RIN: 0579–AE35
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USDA—APHIS
4. • Importation, Interstate Movement,
and Release Into the Environment of
Certain Genetically Engineered
Organisms
Priority: Other Significant.
E.O. 13771 Designation: Deregulatory.
Legal Authority: 7 U.S.C. 7701 to
7772; 7 U.S.C. 7781–to 786
CFR Citation: 7 CFR 340.
Legal Deadline: None.
Abstract: APHIS is proposing to revise
its regulations regarding the
importation, interstate movement, and
environmental release of certain
genetically engineered organisms in
order to update the regulations in
response to advances in genetic
engineering and APHIS’ understanding
of the plant health risk posed by
genetically engineered organisms,
thereby reducing the burden for
regulated entities whose organisms pose
no plant health risks.
Statement of Need: This rule is
necessary in order to respond to
advances in genetic engineering and
APHIS’ understanding of the pest risks
posed by genetically engineered (GE)
organisms, to assess such organisms for
plant pest risks in light of those
advances and establish a process to
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determine whether APHIS has
jurisdiction under the Plant Protection
Act to regulate specific GE organisms
under Part 340, and to respond to two
Office of Inspector General audits
regarding APHIS’ regulation of
genetically engineered organisms, as
well as the requirements of the 2008
Farm Bill.
Summary of Legal Basis: The Plant
Protection Act, as amended (7 U.S.C.
7701 et seq.).
Alternatives: Alternatives that we
considered were (1) to leave the
regulations unchanged and (2) to
regulate all GE organisms as presenting
a possible plant pest or noxious weed
risk, without exception, and with no
means of granting nonregulated status.
Anticipated Cost and Benefits: Not yet
determined.
Risks: Unless we issue this proposal,
we will not be able to respond to the
products of future technologies and not
be able to provide appropriate oversight
of GE organisms that pose a plant pest
risk. Additionally, as noted above, the
current regulations do not incorporate
recommendations of two OIG audits,
and do not respond to the requirements
of the 2008 Farm Bill, particularly
regarding APHIS oversight of field trials
and environmental releases of
genetically engineered organisms.
Timetable:
Action
Date
NPRM ..................
FR Cite
04/00/19
Regulatory Flexibility Analysis
Required: Undetermined.
Government Levels Affected: Federal,
State.
International Impacts: This regulatory
action will be likely to have
international trade and investment
effects, or otherwise be of international
interest.
Additional Information: Additional
information about APHIS and its
programs is available on the internet at
http://www.aphis.usda.gov.
Agency Contact: Gwendolyn Burnett,
Agriculturalist, BRS, Department of
Agriculture, Animal and Plant Health
Inspection Service, 4700 River Road,
Unit 147, Riverdale, MD 20737–1236,
Phone: 301 851–3893.
RIN: 0579–AE47
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USDA—FOOD AND NUTRITION
SERVICE (FNS)
Proposed Rule Stage
5. Supplemental Nutrition Assistance
Program: Requirements for Able-Bodied
Adults Without Dependents
Priority: Economically Significant.
Major under 5 U.S.C. 801.
E.O. 13771 Designation: Regulatory.
Legal Authority: Sec. 6(o)(4) of the
Food and Nutrition Act of 2008, as
amended, 7 U.S.C. 2011 to 2036
CFR Citation: 7 CFR 273.24(f).
Legal Deadline: None.
Abstract: The Food and Nutrition Act
of 2008, as amended (the Act),
establishes a time limit for SNAP
participation of three months in three
years for able-bodied adults without
dependents (ABAWDs) who are not
working. The Act provides State
flexibility by allowing State agencies to
request to waive the time limit if an area
that an individual resides in has an
unemployment rate of over 10 percent
or does not have a sufficient number of
jobs to provide employment for
individuals. This rule will propose
modifications to the Supplemental
Nutrition Assistance Program (SNAP)
requirements and services for AbleBodied Adults Without Dependents
(ABAWDs) in response to public input
provided through the advanced notice
of proposed rulemaking (ANPRM).
Statement of Need: SNAP offers
nutrition assistance to millions of
eligible, low-income individuals and
families; this nutrition assistance also
provides economic benefits to
communities. It is important that SNAP
support self-sufficiency and reduce the
need for government assistance for its
program participants. The Department
recognizes that a well-paying job
provides the best path to self-sufficiency
for those who are able to work. To that
end, the Department aims to create
conditions that incentivize SNAP
program participants to find
employment.
Summary of Legal Basis: Currently
unavailable.
Alternatives: Currently unavailable.
Anticipated Cost and Benefits:
Currently unavailable.
Risks: Currently unavailable.
Timetable:
Action
ANPRM ...............
NPRM ..................
Date
02/23/18
10/00/18
FR Cite
83 FR 8013
Regulatory Flexibility Analysis
Required: No.
Small Entities Affected: Businesses.
Government Levels Affected: Local,
State.
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Agency Contact: Charles H. Watford,
Regulatory Review Specialist,
Department of Agriculture, Food and
Nutrition Service, 3101 Park Center
Drive, Alexandria, VA 22302, Phone:
703 605–0800, Email: charles.watford@
fns.usda.gov.
RIN: 0584–AE57
USDA—FNS
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6. Providing Regulatory Flexibility for
Retailers in the Supplemental Nutrition
Assistance Program (SNAP)
Priority: Other Significant.
E.O. 13771 Designation: Deregulatory.
Legal Authority: Pub. L. 113–79; 7
U.S.C. 2011 to 2036
CFR Citation: 7 CFR 271.2; 7 CFR
278.1.
Legal Deadline: None.
Abstract: The Agricultural Act of 2014
amended the Food and Nutrition Act of
2008 to increase the requirement that
certain Supplemental Nutrition
Assistance Program (SNAP) authorized
retail food stores have available on a
continuous basis at least three varieties
of items in each of four staple food
categories, to a mandatory minimum of
seven varieties. The Food and Nutrition
Service (FNS) codified these mandatory
requirements. This change will provide
some retailers participating in SNAP as
authorized food stores with more
flexibility in meeting the enhanced
SNAP eligibility requirements.
Statement of Need: The United States
Department of Agriculture (USDA, or
the Department) Food and Nutrition
Service (FNS, or the Agency) is
proposing changes to regulations in
Sections 271 and 278 which modify the
definition of variety as it pertains to the
stocking requirements that certain retail
food stores must meet to be eligible to
participate in the Supplemental
Nutrition Assistance Program (SNAP).
On December 15, 2016, FNS published
a final rule that amended SNAP
regulations at 7 CFR parts 271 and 278
to clarify and enhance current SNAP
regulations governing the eligibility of
certain firms to participate in SNAP. On
May 5, 2017, appropriations legislation
(the Consolidated Appropriation Act of
2017, or the Omnibus) suspended
implementation of two provisions in the
2016 final rule: (1) The Definition of
‘Staple Food’ Acceptable Varieties in
the Four Staple Food Categories
provision and (2) the Definition of
‘Retail Food Store’ Breadth of Stock
provision (known as the Definition of
‘‘Variety’’ provision and the Breadth of
Stock provision, respectively). In order
to move forward with implementing
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these provisions of the 2016 final rule,
the Omnibus required USDA to first
amend the Definition of Variety
provision so that the number of
qualifying food varieties in each staple
food category increased.
Summary of Legal Basis: On May 5,
2017, the Consolidated Appropriation
Act of 2017 (the Omnibus) was signed
into law. Section 765 of the Omnibus
prohibited the USDA from
implementing the Definition of ‘‘Staple
Food’’ Acceptable Varieties in the Four
Staple Food Categories provision (7 CFR
271.2 and 7 CFR 278.1(b)(1)(ii)(C)) and
variety as applied in the definition of
the term staple food as defined at 7 CFR
271.2 to increase the number of items
that qualify as acceptable varieties in
each staple food category from the
number of items that qualified as
acceptable varieties under the 2016 final
rule.
Alternatives: Currently unavailable.
Anticipated Cost and Benefits: The
Department has estimated that the
proposed rule will save approximately
$16.1 million in fiscal year (FY) 2018
and approximately $22.5 million over
five years, FY 2018 through FY 2022.
Under the 2016 final rule, the cost to
currently authorized small retailers was
estimated to average approximately
$245 per store in the first year and about
$620 over five years (including ongoing
costs of less than $100 per year for years
after the first). The proposed rule would
reduce those costs to about $160 per
store in the first year and $500 over five
years.
Risks: NA.
Timetable:
Action
Date
NPRM ..................
FR Cite
11/00/18
Regulatory Flexibility Analysis
Required: No.
Small Entities Affected: No.
Government Levels Affected: None.
Agency Contact: Charles H. Watford,
Regulatory Review Specialist,
Department of Agriculture, Food and
Nutrition Service, 3101 Park Center
Drive, Alexandria, VA 22302, Phone:
703 605–0800, Email: charles.watford@
fns.usda.gov.
Related RIN: Related to 0584–AE27
RIN: 0584–AE61
USDA—FNS
7. Revision of Categorical Eligibility in
the Supplemental Nutrition Assistance
Program (SNAP)
Priority: Economically Significant.
Major under 5 U.S.C. 801.
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Sfmt 4702
E.O. 13771 Designation: Regulatory.
Legal Authority: 42 U.S.C. 601; Pub. L.
113–79
CFR Citation: 7 CFR 273.2(j)(2).
Legal Deadline: None.
Abstract: Under section 5(a) of the
Food and Nutrition Act of 2008,
households in which all members
receive benefits under a State program
funded by the Temporary Assistance to
Needy Families (TANF) program are
categorically eligible to participate in
the Supplemental Nutrition Assistance
Program (SNAP). This proposal would
change the regulations at 7 CFR
273.2(j)(2) pertaining to categorically
eligible TANF households by limiting
categorical eligibility to households that
receive cash TANF or other substantial
assistance from TANF. Categorical
eligibility conferred by any non-cash
assistance would be limited to
substantial ongoing assistance or
services, such as child care, that have an
eligibility determination process similar
to cash TANF. This rule would not alter
categorical eligibility for Supplemental
Security Income (SSI) households or
General Assistance (GA) households.
Statement of Need: This proposal
would change current regulations by
limiting categorical eligibility to
households that receive cash assistance
or other ongoing or substantial
assistance from TANF, such as child
care, and that have an eligibility
determination process similar to cash
TANF. These stricter requirements
would ensure that categorical eligibility
is appropriately targeted toward lowincome households most in need while
maintaining administrative streamlining
across Federal benefits programs.
Summary of Legal Basis: Currently
unavailable.
Alternatives: Currently unavailable.
Anticipated Cost and Benefits:
Currently unavailable.
Risks: Currently unavailable.
Timetable:
Action
NPRM ..................
Date
FR Cite
01/00/19
Regulatory Flexibility Analysis
Required: No.
Small Entities Affected: Governmental
Jurisdictions.
Government Levels Affected: Federal,
Local, State.
Agency Contact: Charles H. Watford,
Regulatory Review Specialist,
Department of Agriculture, Food and
Nutrition Service, 3101 Park Center
Drive, Alexandria, VA 22302, Phone:
703 605–0800, Email: charles.watford@
fns.usda.gov.
RIN: 0584–AE62
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USDA—FNS
8. • Reform Provisions for the
Supplemental Nutrition Assistance
Program’s Quality Control System
Priority: Other Significant. Major
status under 5 U.S.C. 801 is
undetermined.
Unfunded Mandates: Undetermined.
E.O. 13771 Designation: Other.
Legal Authority: 7 U.S.C. 2011 to 2036
CFR Citation: 7 CFR 275.
Legal Deadline: None.
Abstract: The Department proposes to
revise its regulations for various Quality
Control (QC) provisions in subpart C of
7 CFR part 275 to reflect numerous
changes to the Supplemental Nutrition
Assistance Program’s (SNAP) Quality
Control system. There have been
concerns about the SNAP QC process by
not only its stakeholders, but FNS as
well, primarily due to questions
regarding the integrity of State collected
error rate data that is used to develop
SNAP’s national error rates. SNAP has
been working diligently for several years
to address these concerns and plans to
move forward to reform components of
its QC process to ensure the integrity of
state-reported error rates.
Statement of Need: The Department
proposes to revise regulations for
Quality Control (QC) provisions in
subpart C of 7 CFR part 275 to reflect
numerous changes to the Supplemental
Nutrition Assistance Program (SNAP)
QC system to improve QC integrity. OIG
highlighted need for changes to SNAP
QC procedures in a recent audit. These
changes can only be made through
regulation, not just policy. SNAP has
issued an RFI to gather ideas from
stakeholders on potential regulation
changes to improve integrity and
improper payment management.
Summary of Legal Basis: FNA Section
16(c).
Alternatives: None. Regulations
needed to make significant change to
SNAP quality control procedures.
Anticipated Cost and Benefits: Costs:
Currently unavailable. Benefits:
Improved integrity and accuracy of
SNAP improper payment measurement.
Risks: NA.
Timetable:
amozie on DSK3GDR082PROD with PROPOSALS2
Action
Date
NPRM ..................
FR Cite
03/00/19
Regulatory Flexibility Analysis
Required: No.
Small Entities Affected: No.
Government Levels Affected: None.
Agency Contact: Charles H. Watford,
Regulatory Review Specialist,
Department of Agriculture, Food and
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Nutrition Service, 3101 Park Center
Drive, Alexandria, VA 22302, Phone:
703 605–0800, Email: charles.watford@
fns.usda.gov.
RIN: 0584–AE64
USDA—FNS
Final Rule Stage
9. Child Nutrition Programs:
Flexibilities for Milk, Whole Grains,
and Sodium Requirements
Priority: Other Significant.
E.O. 13771 Designation: Deregulatory.
Legal Authority: 42 U.S.C. 1758; 42
U.S.C. 1766; 42 U.S.C. 1772; 42 U.S.C.
1773; 42 U.S.C. 1779
CFR Citation: 7 CFR 210.10; 7 CFR
210.11; 7 CFR 215.7a; 7 CFR 220.8; 7
CFR 226.20
Legal Deadline: None.
Abstract: This final rule will increase
flexibility in the Child Nutrition
Program requirements related to milk,
grains, and sodium effective School
Year (SY) 2019–2020, which begins July
1, 2019. This rule is the culmination of
an efficient rulemaking process initiated
by the Department of Agriculture
(USDA) following the Secretary’s May 1,
2017, Proclamation affirming USDA’s
commitment to assist schools in
overcoming operational challenges
related to the school meals regulations
implemented in 2012.
Statement of Need: This final rule
will codify, with some modifications,
three menu planning flexibilities
established by the interim final rule of
the same title published November 30,
2017. By codifying these changes, USDA
acknowledges the persistent menu
planning challenges experienced by
some schools, and affirms its
commitment to give schools more
control over the food service decisions
and greater ability to offer wholesome
and appealing meals that reflect local
preferences.
Summary of Legal Basis: The
authority for this action is provided by
the Richard B. Russell National School
Lunch Act, 42 U.S.C. 1758(a)(4),
requiring that school meals reflect the
latest Dietary Guidelines for Americans.
Alternatives: NA.
Anticipated Cost and Benefits:
Currently unavailable.
Risks: NA.
Timetable:
Action
Date
Interim Final Rule
Interim Final Rule
Comment Period End.
PO 00000
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01/29/18
Fmt 4701
FR Cite
82 FR 56703
Sfmt 4702
Action
Interim Final Rule
Effective.
Final Action .........
Date
57825
FR Cite
07/01/18
12/00/18
Regulatory Flexibility Analysis
Required: No.
Government Levels Affected: None.
Additional Information: School
Lunch—NSLA Section 9(a)(1)—42
U.S.C. 1758(a)(1). Child and Adult Care
Food Program—NSLA Section 17(g)—42
U.S.C. 1766(g) Special Milk Program—
Child Nutrition Act Section 3(a)(1)—42
U.S.C. 1772(a)(1). School Breakfast
Program—Child Nutrition Act Section
4(e)(1)(A)—42 U.S.C. 1773(e)(1)(A).
Smart Snacks in Schools—Child
Nutrition Act Section 10(b)—42 U.S.C.
1779(b).
Agency Contact: Charles H. Watford,
Regulatory Review Specialist,
Department of Agriculture, Food and
Nutrition Service, 3101 Park Center
Drive, Alexandria, VA 22302, Phone:
703 605–0800, Email: charles.watford@
fns.usda.gov.
RIN: 0584–AE53
USDA—FOOD SAFETY AND
INSPECTION SERVICE (FSIS)
Final Rule Stage
10. Egg Product Inspection Regulations
Priority: Other Significant.
E.O. 13771 Designation: Deregulatory.
Legal Authority: 21 U.S.C. 1031 et seq.
CFR Citation: 9 CFR 590.570; 9 CFR
590.575; 9 CFR 590.146; 9 CFR 590.10;
9 CFR 590.411; 9 CFR 590.502; 9 CFR
590.504; 9 CFR 590.580; 9 CFR 591.
Legal Deadline: None.
Abstract: The Food Safety and
Inspection Service (FSIS) is proposing
to require official egg products plants to
develop and implement Hazard
Analysis and Critical Control Point
(HACCP) Systems and Sanitation
Standard Operating Procedures (SOPs),
consistent with HACCP and Sanitation
SOP requirements in the meat and
poultry products inspection regulations.
FSIS also is proposing to require egg
products plants to produce egg products
using a process that will eliminate
detectable pathogens from the finished
product. Plants would be expected to
develop HACCP systems that ensure
that pathogens cannot be detected in
finished egg products.
In addition, FSIS is proposing to
amend the egg products inspection
regulations by removing the current
requirements for prior approval by FSIS
of egg products plant drawings,
specifications, and equipment prior to
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their use in official plants; providing for
the generic labeling of egg products;
requiring safe handling labels on shell
eggs and egg products; and changing the
Agency’s interpretation of the
requirement for continuous inspection
in official plants.
Statement of Need: The actions being
proposed are part of FSIS’s regulatory
reform effort to better define the roles of
Government and the regulated industry,
encourage innovations that will improve
food safety, remove unnecessary
regulatory burdens on inspected egg
products plants, and make the egg
products regulations as consistent as
possible with the Agency’s meat and
poultry products regulations.
Summary of Legal Basis: The
authority for this action is provided by
the Egg Product Inspection Act (21
U.S.C. 1031 et seq.).
Alternatives: The Agency considered
the following regulatory alternatives for
the implementation of government
standards (HACCP) and related
requirements for the egg products
industry: (1) Status quo; (2) Intensify
present inspection; (3) Voluntary
HACCP regulatory program; (4)
Mandatory HACCP regulation with
exemption for small businesses; (5)
Modified HACCP recording deviations
and responses only; (6) Mandatory
HACCP, Sanitation SOPs, and lethality
performance standards adoption; and
implementation of the sixth of these
regulatory alternatives, mandatory
HACCP, Sanitation SOPS, and lethality
performance standards, should achieve
immediate reductions in, and an
eventual minimization of, foodborne
hazards.
Anticipated Cost and Benefits: Costs
to the egg products industry come from
the development of Sanitation SOPs and
HACCP plans and compliance with the
proposed HACCP requirements. FSIS
will incur costs to train egg products
inspectors (EPIs) to ensure that they can
competently perform inspection duties
associated with HACCP and Sanitation
SOPs at the 77 federally-inspected egg
products plants. While EPIs are in
training, FSIS will also incur costs to
pay for replacement inspectors so that
egg products plants can continue to
operate.
Potential industry cost reductions
from the proposed rule come from
generic labeling, and the elimination of
certain regulations, waivers, and no
objection letters. Under generic labeling,
plants do not have to submit certain
labels to FSIS for small changes,
allowing plants to avoid a 60-day
approval process and documentation of
submissions for the approval of new
labels. In addition, plants receive cost
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savings from the elimination of outdated
regulations. The regulatory
requirements in the current system may
inefficiently use industry resources.
HACCP gives egg products plants the
flexibility to decide how they wish to
produce product in the manner that is
most efficient to them, so that no
detectable pathogens remain in the
finished product.
Under the current command-andcontrol based system, FSIS personnel
must approve waivers and no objection
letters for certain plant activities outside
the current regulations and inspection
program, personnel assume
responsibility for ‘‘approving’’
production-associated decisions. Under
HACCP, industry would assume full
responsibility for production decisions
and execution. FSIS would monitor
plants’ compliance with the
requirement that finished egg products
not contain detectable pathogens and
within HACCP requirements. This
allows industry and the Agency to
reduce costs for approving activities and
allows for better use of resources.
Risks: None.
Timetable:
Action
Date
NPRM ..................
NPRM Comment
Period End.
Final Action .........
02/13/18
06/13/18
FR Cite
83 FR 6314
05/00/19
Regulatory Flexibility Analysis
Required: No.
Small Entities Affected: Businesses.
Government Levels Affected: None.
Agency Contact: Matthew Michael,
Director, Issuances Staff, Department of
Agriculture, Food Safety and Inspection
Service, Office of Policy and Program
Development, 1400 Independence
Avenue SW, Washington, DC 20250–
3700, Phone: 202 720–0345, Fax: 202
690–0486, Email: matthew.michael@
fsis.usda.gov.
RIN: 0583–AC58
establishments demonstrated to provide
greater public health protection than the
existing inspection system. The Agency
is also proposing several changes to the
regulations that would affect all
establishments that slaughter swine,
regardless of the inspection system
under which they operate.
Statement of Need: The proposed
action is necessary to improve food
safety, improve compliance with the
Humane Methods of Slaughter Act,
improve the effectiveness of market hog
slaughter inspection, make better use of
the Agency’s resources, and remove
unnecessary regulatory obstacles to
innovation.
Summary of Legal Basis: The
authority for this action is provided by
the Federal Meat Inspection Act (21
U.S.C. 601 et seq.).
Alternatives: The Agency is
considering alternatives such as: (1) A
mandatory New Swine Slaughter
Inspection System (NSIS) for market hog
slaughter establishments and (2) a
voluntary NSIS for market hog
establishments, under which FSIS
would conduct the same offline
inspection activities as traditional
inspection.
Anticipated Cost and Benefits: The
proposed regulations are expected to
benefit establishments by removing
unnecessary regulatory obstacles to
innovation and allowing establishments
more flexibility in line configuration.
The proposed changes are also expected
to reduce establishments’ sampling
costs. Additionally, the proposed
regulations are expected to improve the
effectiveness of market hog slaughter
inspection, leading to a reduction in the
number of human illnesses attributed to
products derived from market hogs. The
proposed actions make better use of the
Agency’s resources, which is expected
to reduce the Agency’s personnel and
training budgetary requirements.
Establishments are expected to incur
increased labor and recordkeeping costs.
Risks: None.
Timetable:
USDA—FSIS
Action
11. Modernization of Swine Slaughter
Inspection
Priority: Other Significant.
E.O. 13771 Designation: Deregulatory.
Legal Authority: 21 U.S.C. 601 et seq.
CFR Citation: 9 CFR 301; 9 CFR 309;
9 CFR 310; 9 CFR 314.
Legal Deadline: None.
Abstract: The Food Safety and
Inspection Service (FSIS) is proposing
to amend the Federal meat inspection
regulations to establish a new
inspection system for swine slaughter
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NPRM ..................
NPRM Comment
Period End.
Final Rule ............
Date
02/01/18
04/02/18
FR Cite
83 FR 4780
04/00/19
Regulatory Flexibility Analysis
Required: No.
Small Entities Affected: Businesses.
Government Levels Affected: None.
Agency Contact: Matthew Michael,
Director, Issuances Staff, Department of
Agriculture, Food Safety and Inspection
Service, Office of Policy and Program
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Anticipated Cost and Benefits: Not
applicable.
Risks: Not applicable.
Timetable:
Development, 1400 Independence
Avenue SW, Washington, DC 20250–
3700, Phone: 202 720–0345, Fax: 202
690–0486, Email: matthew.michael@
fsis.usda.gov.
RIN: 0583–AD62
Action
ANPRM ...............
ANPRM Comment
Period End.
USDA—FOREST SERVICE (FS)
Prerule Stage
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12. Update and Clarification of the
Locatable Minerals Regulations
Priority: Other Significant.
E.O. 13771 Designation: Other.
Legal Authority: 30 U.S.C. 612
CFR Citation: 36 CFR 228(A).
Legal Deadline: None.
Abstract: The Forest Service proposes
the amendment of its locatable mineral
regulations that better reflect the needs
of both the Forest Service and mining
industry. By addressing recent issues
and remedying existing weakness in
current regulations that have been
identified, the Forest Service will be in
a better position to better implement its
mining regulations. The goals of the
regulatory revision are (1) to expedite
Forest Service review and approval of
certain proposed mineral operations
authorized by the United States mining
laws; (2) to increase consistency with
the United States Department of the
Interior, Bureau of Land Management
(BLM) surface management regulations
governing operations authorized by the
United States mining laws to assist
those who conduct these operations on
lands managed by each agency; and (3)
to increase the Forest Service’s
nationwide consistency in regulating
mineral operations authorized by the
United States mining laws.
Statement of Need: The Forest Service
proposes the amendment of its locatable
mineral regulations to better reflect the
needs of both the Forest Service and
mining industry. By addressing recent
issues and remedying existing weakness
in current regulations that have been
identified, the Forest Service will be in
a better position to implement its
mining regulations, thus reducing
processing timelines and redundancies.
Summary of Legal Basis: The Mining
Law of 1872, as amended, confers a
statutory right to enter upon certain
National Forest System lands to search
for locatable minerals. These rules
govern prospecting, exploration,
development, mining, and processing
operations conducted on National
Forest System lands.
Alternatives: A no action alternative
would leave the regulations unchanged,
thus maintaining the status-quo.
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Date
09/13/18
10/15/18
FR Cite
83 FR 46451
Regulatory Flexibility Analysis
Required: Undetermined.
Government Levels Affected: Federal.
Agency Contact: Ann Goode,
Department of Agriculture, Forest
Service, 1400 Independence Avenue
SW, Washington, DC 20250, Phone: 202
720–7123, Email: aegoode@fs.fed.us.
RIN: 0596–AD32
USDA—FS
13. Oil and Gas Resource Revision
Priority: Other Significant.
E.O. 13771 Designation: Other.
Legal Authority: 30 U.S.C. 612; 30
U.S.C. 181; 30 U.S.C. 351; 30 U.S.C. 21
CFR Citation: 36 CFR 228(E).
Legal Deadline: None.
Abstract: The Forest Service plays a
role in the leasing and development of
Federally owned oil and natural gas
found on National Forest System lands
in partnership with the Bureau of Land
Management. Updating the regulations
will afford an opportunity to modernize
and streamline analytical and
procedural requirements and help
provide a more consist approach to oil
and gas management across the National
Forest System. The potential changes to
the existing regulation permitting
sections include eliminating language
that is redundant with the NEPA
process, removing confusing options,
and ensuring better alignment with the
BLM regulations. The intent of these
potential changes would be to decrease
permitting times by removing regulatory
burdens that unnecessarily encumber
energy production across the National
Forest System.
Statement of Need: The Forest Service
plays a role in the leasing and
development of federally owned oil and
natural gas found on National Forest
System lands in partnership with the
Bureau of Land Management. Updating
the regulations will afford an
opportunity to modernize and
streamline analytical and procedural
requirements and help provide a more
consist approach to oil and gas
management across the National Forest
System.
Summary of Legal Basis: Forest
Service 36 CFR 228(e) regulations are
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done as a result of the Onshore Oil and
Gas Leasing Reform Act of 1987.
Alternatives: Forest Service 36 CFR
228(e) regulations are done as a result of
Onshore Oil and Gas Leasing Reform
Act of 1987.
Anticipated Cost and Benefits: Not
applicable.
Risks: Not applicable.
Timetable:
Action
ANPRM ...............
ANPRM Comment
Period End.
Date
09/13/18
10/15/18
FR Cite
83 FR 46458
Regulatory Flexibility Analysis
Required: Undetermined.
Government Levels Affected: Federal.
Agency Contact: Nicholas Diprofio,
Department of Agriculture, Forest
Service, 1400 Independence Avenue
SW, Washington, DC 20250, Phone: 202
205–1082, Email: ndiprofio@fs.fed.us.
RIN: 0596–AD33
USDA—RURAL UTILITIES SERVICE
(RUS)
Final Rule Stage
14. Servicing Regulation for the Rural
Utilities Service (RUS)
Telecommunications Programs
Priority: Other Significant.
E.O. 13771 Designation: Fully or
Partially Exempt.
Legal Authority: 5 U.S.C. 301; 7 U.S.C.
1981; 16 U.S.C. 1005
CFR Citation: 7 CFR 1782.
Legal Deadline: None.
Abstract: The regulation will cover
servicing actions associated with the
Telecommunications Infrastructure
Loan Program, Broadband Access Loan
and Loan Guarantee Program, Distance
Learning and Telemedicine Program,
and Broadband Initiatives Program
(hereinafter collectively referred to as
the ‘‘RUS Telecommunications
Programs’’).
Statement of Need: The RUS
Telecommunications Programs provide
loan funding to build and expand
broadband service into unserved and
underserved rural communities, along
with very limited funding to support the
costs to acquire equipment to provide
distance learning and telemedicine
service. This action will provide
servicing actions available for the loan
portofolio and will enable the Agency to
quickly and consistently address
servicing actions and improve customer
service.
Summary of Legal Basis: This action
is required by statute, the Agricultural
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Act of 2014 amendment to section 601
of the Rural Electrification Act of 1936
(7 U.S.C. 950bb). This section requires
the Secretary to establish written
procedures for all broadband programs
to recover funds from loan defaults.
Alternatives: The agency considered
using other existing RD agency
regulations and decided upon
combining Telecommunications
servicing requirements with the Water
Programs servicing regulation. These
types of RUS loans are more similar
than other RD loan programs.
Anticipated Cost and Benefits: There
are no anticipated costs. The rule will
ensure recipients comply with the
established objectives and requirements
for loans, repaying loans on schedule
and acting in accordance with any
necessary agreements, ensure serving
actions are handled consistently, and
protect the financial interest of the
Agency.
Risks: N/A.
Timetable:
Action
Date
Final Rule ............
FR Cite
06/00/19
Regulatory Flexibility Analysis
Required: No.
Government Levels Affected: None.
Agency Contact: Thomas P. Dickson,
Department of Agriculture, Rural
Utilities Service, 1400 Independence
Avenue SW, Washington, DC 20250,
Phone: 202 690–4492, Email:
thomas.dickson@wdc.usda.gov.
RIN: 0572–AC41
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USDA—RUS
15. • OnerD Guaranteed Loan
Regulation
Priority: Other Significant. Major
status under 5 U.S.C. 801 is
undetermined.
E.O. 13771 Designation: Fully or
Partially Exempt.
Legal Authority: Not Yet Determined
CFR Citation: Not Yet Determined.
Legal Deadline: None.
Abstract: Rural Development
proposes to combine into a single
regulation its four guaranteed loan
programs: (1) Water and Waste Disposal,
(2) Community Facilities, (3) Business
and Industry, and (4) Rural Energy for
America. The new regulation will
encompass the policies and procedures
for guaranteed loan making and
servicing, lender reporting, and program
monitoring. The proposed action will
enable Rural Development to simplify,
improve, and enhance the delivery of
these four guaranteed loan programs,
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and better manage the risks inherent
with making and servicing guaranteed
loans and will result in an improved
customer experience for lenders trying
to access these programs. This new
structure will also make it more efficient
and faster to promulgate regulations
associated with amending existing
programs or incorporating newly
authorized programs in the future.
Statement of Need: Rural
Development is combining its four
guaranteed loan programs: (1) Water and
Waste Disposal; (2) Community
Facilities; (3) Business and Industry;
and (4) Rural Energy for America into a
single regulation. The new regulation
will encompass the policies and
procedures for guaranteed loan making
and servicing, lender reporting, and
program monitoring. The proposed
action is expected to involve a few
substantive policy changes in order to
achieve consistency across the included
programs and better customer
experience for lenders trying to access
these programs.
Summary of Legal Basis: This
regulatory action is not required by
statute or court order; however, the
underlying statutes authorizing these
policies are the Consolidated Farm and
Rural Development Act, 7 U.S.C. 1921
Establishing a Performance Standard for
Authorizing the Importation and
Interstate Movement of Fruits and
Vegetables (0579–AD71); Concluded 8/
24/2018 and 9007 of the 2002 Farm Bill
as amended, 7 U.S.C. 8107.
Alternatives: The alternative is to
continue operating under the current
existing four regulations for these
programs.
Anticipated Cost and Benefits: At this
time an estimated cost is not known.
The proposed action is expected to
reflect current program policy and
produce the same policy results, but in
a more effective manner. Anticipated
benefits include:
• Improve quality customer
experience by streamlining and
consolidating similar guaranteed loan
programs into a client-driven
consolidated regulation.
• Advance economic development
and access to capital by reducing
regulatory complexities and
redundancies.
• Improve operational efficiencies
and cross-program coordination (oneRD)
by enabling staff to learn all RD
guaranteed loan programs using one
regulation
• Enable RD to integrate innovation
in the delivery of loan guarantees and
align with industry lending practices
• Create a regulation that paves the
way for modern processing and
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servicing to improve portfolio
management
Risks: N/A.
Timetable:
Action
Final Rule ............
Date
FR Cite
05/00/19
Regulatory Flexibility Analysis
Required: Undetermined.
Government Levels Affected: None.
Agency Contact: Thomas P. Dickson,
Department of Agriculture, Rural
Utilities Service, 1400 Independence
Avenue SW, Washington, DC 20250,
Phone: 202 690–4492, Email:
thomas.dickson@wdc.usda.gov.
RIN: 0572–AC43
BILLING CODE 3410–90–P
DEPARTMENT OF COMMERCE (DOC)
Statement of Regulatory and
Deregulatory Priorities
Established in 1903, the Department
of Commerce (Commerce) is one of the
oldest Cabinet-level agencies in the
Federal Government. Commerce’s
mission is to create the conditions for
economic growth and opportunity by
promoting innovation,
entrepreneurship, competitiveness, and
environmental stewardship. Commerce
has 12 operating units, which are
responsible for managing a diverse
portfolio of programs and services,
ranging from trade promotion and
economic development assistance to
broadband and the National Weather
Service.
Commerce touches Americans daily,
in many ways—making possible the
daily weather reports and survey
research; facilitating technology that all
of us use in the workplace and in the
home each day; supporting the
development, gathering, and
transmission of information essential to
competitive business; enabling the
diversity of companies and goods found
in America’s and the world’s
marketplace; and supporting
environmental and economic health for
the communities in which Americans
live.
Commerce has a clear and compelling
vision for itself, for its role in the
Federal Government, and for its roles
supporting the American people, now
and in the future. To achieve this vision,
Commerce works in partnership with
businesses, universities, communities,
and workers to:
b Innovate by creating new ideas
through cutting-edge science and
technology from advances in
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nanotechnology, to ocean exploration,
to broadband deployment, and by
protecting American innovations
through the patent and trademark
system;
b Support entrepreneurship and
commercialization by enabling
community development and
strengthening minority businesses and
small manufacturers;
b Maintain U.S. economic
competitiveness in the global
marketplace by promoting exports,
ensuring a level playing field for U.S.
businesses, and ensuring that
technology transfer is consistent with
our nation’s economic and security
interests;
b Provide effective management and
stewardship of our nation’s resources
and assets to ensure sustainable
economic opportunities; and
b Make informed policy decisions
and enable better understanding of the
economy by providing accurate
economic and demographic data.
Commerce is a vital resource base, a
tireless advocate, and Cabinet-level
voice for job creation. The Regulatory
Plan tracks the most important
regulations that implement these policy
and program priorities, as well as new
efforts by the Department to remove
unnecessary regulatory burdens on
external stakeholders.
amozie on DSK3GDR082PROD with PROPOSALS2
Responding to the Administration’s
Regulatory Philosophy and Principles
The vast majority of Commerce’s
programs and activities do not involve
regulation. Of Commerce’s 12 primary
operating units, only three bureaus will
be planning actions that are considered
the ‘‘most important’’ significant preregulatory or regulatory actions for FY
2019. During the next year, the National
Oceanic and Atmospheric
Administration (NOAA) plans to
publish five rulemaking actions that are
designated as Regulatory Plan actions.
The Bureau of Industry and Security
(BIS) and the United States Patent and
Trademark Office will each publish one
rulemaking action designated as
Regulatory Plan actions. Further
information on these actions is provided
below.
Commerce has a long-standing policy
to prohibit the issuance of any
regulation that discriminates on the
basis of race, religion, gender, or any
other suspect category and requires that
all regulations be written so as to be
understandable to those affected by
them. The Secretary also requires that
Commerce afford the public the
maximum possible opportunity to
participate in Departmental
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rulemakings, even where public
participation is not required by law.
Commerce has implemented
Executive Order 13771 working through
its Regulatory Reform Task Force
established under Executive Order
13777 to identify and prioritize
deregulatory actions that each bureau
within the Department can take to
reduce and remove regulatory burdens
on stakeholders.
In Fiscal Year 2019, Commerce
expects to publish [7] regulatory actions
and [59] deregulatory actions, far
exceeding the requirement under
Executive Order 13771 to publish two
deregulatory actions for every one
regulatory action. To that end,
Commerce may have other deregulatory
actions to implement that do not
currently appear in the agenda.
National Oceanic and Atmospheric
Administration
Commerce, through NOAA, has a
unique role in promoting stewardship of
the global environment through
effective management of the Nation’s
marine and coastal resources and in
monitoring and predicting changes in
the Earth’s environment, thus linking
trade, development, and technology
with environmental issues. NOAA has
the primary Federal responsibility for
providing sound scientific observations,
assessments, and forecasts of
environmental phenomena on which
resource management, adaptation, and
other societal decisions can be made.
NOAA establishes and administers
Federal policy for the conservation and
management of the Nation’s oceanic,
coastal, and atmospheric resources. It
provides a variety of essential
environmental and climate services vital
to public safety and to the Nation’s
economy, such as weather forecasts,
drought forecasts, and storm warnings.
It is a source of objective information on
the state of the environment. NOAA
plays the lead role in achieving
Commerce’s goal of promoting
stewardship by providing assessments
of the global environment.
Recognizing that economic growth
must go hand-in-hand with
environmental stewardship, Commerce,
through NOAA, conducts programs
designed to provide a better
understanding of the connections
between environmental health,
economics, and national security.
Commerce’s emphasis on ‘‘sustainable
fisheries’’ is designed to boost long-term
economic growth in a vital sector of the
U.S. economy while conserving the
resources in the public trust and
minimizing any economic dislocation
necessary to ensure long-term economic
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growth. Commerce is where business
and environmental interests intersect,
and the classic debate on the use of
natural resources is transformed into a
‘‘win-win’’ situation for the
environment and the economy.
Three of NOAA’s major components,
the National Marine Fisheries Services
(NMFS), the National Ocean Service
(NOS), and the National Environmental
Satellite, Data, and Information Service
(NESDIS), exercise regulatory authority.
NMFS oversees the management and
conservation of the Nation’s marine
fisheries; protects marine mammals and
Endangered Species Act-listed marine
and anadromous species; and promotes
economic development of the U.S.
fishing industry. NOS assists the coastal
States in their management of land and
ocean resources in their coastal zones,
including estuarine research reserves;
manages the national marine
sanctuaries; monitors marine pollution;
and directs the national program for
deep-seabed minerals and ocean
thermal energy. NESDIS administers the
civilian weather satellite program and
licenses private organizations to operate
commercial land-remote sensing
satellite systems.
In the environmental stewardship
area, NOAA’s goals include: Rebuilding
and maintaining strong U.S. fisheries by
using market-based tools and ecosystem
approaches to management; conserving,
protecting, and recovering marine
mammals and Endangered Species Actlisted marine and anadromous species
while still allowing for economic and
recreational opportunities; promoting
healthy coastal ecosystems by ensuring
that economic development is managed
in ways that maintain biodiversity and
long-term productivity for sustained
use; and modernizing navigation and
positioning services. In the
environmental assessment and
prediction area, goals include:
Understanding the impacts of a
changing climate and communicating
that understanding to government and
private sector stakeholders enabling
them to adapt; continually improving
the National Weather Service;
implementing reliable seasonal and
interannual climate forecasts to guide
economic planning; providing sciencebased policy advice on options to deal
with very long-term (decadal to
centennial) changes in the environment;
and advancing and improving shortterm warning and forecast services for
the entire environment.
Magnuson-Stevens Fishery Conservation
and Management Act
Magnuson-Stevens Fishery
Conservation and Management Act
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(Magnuson-Stevens Act) rulemakings
concern the conservation and
management of fishery resources in the
U.S. Exclusive Economic Zone
(generally 3–200 nautical miles). Among
the several hundred rulemakings that
NOAA plans to issue in FY 2019, a
number of the regulatory and
deregulatory actions will be significant.
The exact number of such rulemakings
is unknown, since they are usually
initiated by the actions of eight regional
Fishery Management Councils (FMCs)
that are responsible for preparing
fishery management plans (FMPs) and
FMP amendments, and for drafting
implementing regulations for each
managed fishery. NOAA issues
regulations to implement FMPs and
FMP amendments. Once a rulemaking is
triggered by an FMC, the MagnusonStevens Act places stringent deadlines
upon NOAA by which it must exercise
its rulemaking responsibilities. FMPs
and FMP amendments for Atlantic
highly migratory species, such as
bluefin tuna, swordfish, and sharks, are
developed directly by NOAA, not by
FMCs.
The FMCs provide a forum for public
debate and, using the best scientific
information available, make the
judgments needed to determine
optimum yield on a fishery-by-fishery
basis. Optional management measures
are examined and selected in
accordance with the national standards
set forth in the Magnuson-Stevens Act.
This process, including the selection of
the preferred management measures,
constitutes the development, in
simplified form, of an FMP. The FMP,
together with draft implementing
regulations and supporting
documentation, is submitted to NMFS
for review against the national standards
set forth in the Magnuson-Stevens Act,
in other provisions of the Act, and other
applicable laws. The same process
applies to amending an existing
approved FMP.
FMPs address a variety of issues
including maximizing fishing
opportunities on healthy stocks,
rebuilding overfished stocks, and
addressing gear conflicts. One of the
problems that FMPs may address is
preventing overcapitalization
(preventing excess fishing capacity) of
fisheries. This may be resolved by
market-based systems such as catch
shares, which permit shareholders to
harvest a quantity of fish and which can
be traded on the open market. Harvest
limits based on the best available
scientific information, whether as a total
fishing limit for a species in a fishery or
as a share assigned to each vessel
participant, enable stressed stocks to
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rebuild. Other measures include
staggering fishing seasons or limiting
gear types to avoid gear conflicts on the
fishing grounds and establishing
seasonal and area closures to protect
fishery stocks.
Marine Mammal Protection Act
The Marine Mammal Protection Act
of 1972 (MMPA) provides the authority
for the conservation and management of
marine mammals under U.S.
jurisdiction. It expressly prohibits, with
certain exceptions, the intentional take
of marine mammals. The MMPA allows,
upon request, the incidental take of
marine mammals by U.S. citizens who
engage in a specified activity (e.g., oil
and gas development, pile driving)
within a specified geographic region.
NMFS authorizes incidental take under
the MMPA if we find that the taking
would be of small numbers, have no
more than a ‘‘negligible impact’’ on
those marine mammal species or stock,
and would not have an ‘‘unmitigable
adverse impact’’ on the availability of
the species or stock for ‘‘subsistence’’
uses. NMFS also initiates rulemakings
under the MMPA to establish a
management regime to reduce marine
mammal mortalities and injuries as a
result of interactions with fisheries. In
addition, the MMPA allows NMFS to
permit the collection of wild animals for
scientific research or public display or
to enhance the survival of a species or
stock, and established the Marine
Mammal Commission, which makes
recommendations to the Secretaries of
the Departments of Commerce and the
Interior and other Federal officials on
protecting and conserving marine
mammals. The Act underwent
significant changes in 1994 to allow for
takings incidental to commercial fishing
operations, to provide certain
exemptions for subsistence and
scientific uses, and to require the
preparation of stock assessments for all
marine mammal stocks in waters under
U.S. jurisdiction.
Endangered Species Act
The Endangered Species Act of 1973
(ESA) provides for the conservation of
species that are determined to be
‘‘endangered’’ or ‘‘threatened,’’ and the
conservation of the ecosystems on
which these species depend. The ESA
authorizes both NMFS and the Fish and
Wildlife Service (FWS) to jointly
administer the provisions of the ESA.
NMFS manages marine and
‘‘anadromous’’ species, and FWS
manages land and freshwater species.
Together, NMFS and FWS work to
protect critically imperiled species from
extinction. Of the approximately 720
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listed species found in part or entirely
in the United States and its waters,
NMFS has jurisdiction over nearly 100
species. NMFS’ rulemaking actions are
focused on determining whether any
species under its responsibility is an
endangered or threatened species and
whether those species must be added to
the list of protected species. NMFS is
also responsible for designating,
reviewing, and revising critical habitat
for any listed species. In addition, under
the ESA, Federal agencies consult with
NMFS on any proposed action
authorized, funded, or carried out by
that agency that may affect listed
species or designated critical habitat, or
that may affect proposed species or
critical habitat. These interagency
consultations are designed to assist
Federal agencies in fulfilling their duty
to ensure Federal actions do not
jeopardize the continued existence of a
species or destroy or adversely modify
critical habitat, while still allowing
Federal agencies to fulfill their
respective missions (e.g., permitting
infrastructure projects or oil and gas
exploration, conducting military
readiness activities).
NOAA’s Regulatory Plan Actions
While most of the rulemakings
undertaken by NOAA do not rise to the
level necessary to be included in
Commerce’s regulatory plan, NMFS is
undertaking five actions that rise to the
level of ‘‘most important’’ of
Commerce’s significant regulatory
actions and thus are included in this
year’s regulatory plan. A description of
the five regulatory plan actions is
provided below.
Additionally, NMFS is undertaking a
series of rulemakings that are
considered deregulatory, as defined by
Executive Order 13771. Such actions
directly benefit the regulated
community by increasing access,
providing more economic opportunity,
reducing costs, and/or increasing
flexibility. Specific examples of such
actions are the Commerce Trusted
Trader Program and modifications to the
Fisheries Finance Program, as described
below. Other examples include
rulemakings implementing regional
Fishery Management Council actions
that alleviate or reduce previous
requirements.
1. Commerce Trusted Trader Program
(0648–BG51): Under the MagnusonStevens Fishery Conservation and
Management Act, importation of fish
products taken in violation of foreign
law and regulation is prohibited. To
enforce this prohibition, NMFS has
implemented the Seafood Import
Monitoring Program (81 FR 88975,
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December 9, 2016) which requires U.S.
importers to report on the origin of fish
products and to keep supply chain
records. The Commerce Trusted Trader
Program will establish a voluntary
program for certified seafood importers
that provides benefits such as reduced
targeting and inspections, and enhanced
streamlined entry into the United States.
The program will require that a
Commerce Trusted Trader establish a
secure supply chain and maintain the
records necessary to verify the legality
of all designated product entering into
U.S. commerce, but it will excuse the
Commerce Trusted Trader from entering
that data into the International Trade
Data System prior to entry, as required
by Seafood Import Monitoring Program.
This program is deregulatory in nature
because it reduces reporting costs at
entry and reduces recordkeeping costs
due to flexibility in archiving.
2. Magnuson-Stevens Fisheries
Conservation and Management Act;
Traceability Information Program for
Seafood (0648–BH87): Section 539 of
the Commerce, Justice, Science, and
Related Agencies Appropriations Act,
2018 (2018 Appropriations Act) directed
the Secretary of Commerce to ‘‘. . .
establish a traceability program for
United States inland, coastal, and
marine aquaculture of shrimp and
abalone . . .’’ and by December 31,
2018 to ‘‘. . . promulgate such
regulations as are necessary and
appropriate to establish and implement
the program.’’ The proposed
Traceability Information Program for
Seafood (TIPS) would establish
registration, reporting and
recordkeeping requirements for
domestic, commercial aquaculture
producers of shrimp and abalone
species and products containing those
species from the point of production to
entry into U.S. commerce. TIPS would
close the domestic reporting and
recordkeeping gap and enable NOAA to
add imported shrimp and abalone to the
Seafood Import Monitoring Program
(SIMP), which was mandated under the
2018 Appropriations Act and finalized
under 50 CFR 300.324 in a Final Rule
(0648–BH89; 83 FR 17762) published
April 24, 2018.
3. Taking Marine Mammals Incidental
to Geophysical Surveys Related to Oil
and Gas Activities in the Gulf of Mexico
(0648–BB38): The Marine Mammal
Protection Act (MMPA) prohibits the
‘‘take’’ (e.g., behavioral harassment,
injury, or mortality) of marine mammals
with certain exceptions, including
through the issuance of incidental take
authorizations. Where there is a
reasonable likelihood of an activity
resulting in the take of marine
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mammals—as is the case for certain
methods of geophysical exploration,
including the use of airgun arrays (i.e.,
‘‘seismic surveys’’)—action proponents
must ensure that take occurs in a lawful
manner. However, there has not
previously been any analysis of industry
survey activities in the Gulf of Mexico
conducted pursuant to requirements of
MMPA, and industry operators have
been, and currently are, conducting
their work without MMPA incidental
take authorizations. In support of the oil
and gas industry, the Bureau of Ocean
Energy Management has requested 5year incidental take regulations, which
would provide a regulatory framework
under which individual companies
could apply for project-specific Letters
of Authorization. Providing for industry
compliance with the MMPA through the
requested regulatory framework, versus
companies pursuing individual
authorizations, would be the most
efficient way to achieve such
compliance for both industry and for
NMFS, and would provide regulatory
certainty for industry operators.
4. Modify the Fisheries Financing
Program To Allow the Financing of New
Replacement Fishing Vessel
Construction in Limited Access
Fisheries (0648–BH82): In 2016,
Congress passed section 302 of the Coast
Guard Authorization Act of 2015 which
included specific authority for the
Fisheries Finance Program to finance
the construction of fishing vessels in a
fishery that is federally managed under
a limited access system. Replacement of
aged fishing vessels in managed
fisheries will result in more efficient use
of fisheries, promote safety at sea, and
improve environmental operations of
the fishing industry. This rule will
provide a source of funding to
recapitalize and modernize an aged
fishing fleet that will help ensure the
continuation of the economic benefits
provided by the nation’s commercial
fishing fleet.
5. Magnuson-Stevens Act; Fishery
Management Councils; Financial
Disclosure and Recusal (0648–BH73):
NMFS received input from regional
Fishery Management Councils calling
for further guidance and clarification of
financial disclosure requirements of
Council members and the regulatory
procedures to make determinations on
voting recusals of Council members.
This rule proposes changes to the
regulations that address disclosure of
financial interests by, and voting recusal
of, Council members appointed by the
Secretary of Commerce. The regulatory
changes are needed to provide the
guidance for (1) consistency and
transparency in the calculation of a
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Council member’s financial interests; (2)
determining whether a close causal link
exists between a Council decision and a
benefit to a Council member’s financial
interest; and (3) establishing regional
procedures for preparing and issuing
recusal determinations. This proposed
rule is intended to improve regulations
implementing the statutory
requirements governing disclosure of
financial interests and voting recusal at
section 302(j) of the Magnuson-Stevens
Fishery Conservation and Management
Act (Magnuson-Stevens Act).
Bureau of Industry and Security
The Bureau of Industry and Security
(BIS) advances U.S. national security,
foreign policy, and economic objectives
by maintaining and strengthening
adaptable, efficient, and effective export
control and treaty compliance systems
as well as by administering programs to
prioritize certain contracts to promote
the national defense and to protect and
enhance the defense industrial base.
Major Programs and Activities
BIS administers four sets of
regulations. The Export Administration
Regulations (EAR) regulate exports and
reexports to protect national security,
foreign policy, and short supply
interests. The EAR also regulates U.S.
persons’ participation in certain
boycotts administered by foreign
governments. The National Security
Industrial Base Regulations provide for
prioritization of certain contracts and
allocations of resources to promote the
national defense, require reporting of
foreign Government-imposed offsets in
defense sales, provide for surveys to
assess the capabilities of the industrial
base to support the national defense and
address the effect of imports on the
defense industrial base. The Chemical
Weapons Convention Regulations
implement declaration, reporting, and
on-site inspection requirements in the
private sector necessary to meet United
States treaty obligations under the
Chemical Weapons Convention treaty.
The Additional Protocol Regulations
implement similar requirements with
respect to an agreement between the
United States and the International
Atomic Energy Agency.
BIS also has an enforcement
component with nine offices covering
the United States. BIS export control
officers are also stationed at several U.S.
embassies and consulates abroad. BIS
works with other U.S. Government
agencies to promote coordinated U.S.
Government efforts in export controls
and other programs. BIS participates in
U.S. Government efforts to strengthen
multilateral export control regimes and
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to promote effective export controls
through cooperation with other
Governments
BIS’ Regulatory Plan Action
BIS maintains the EAR, including the
Commerce Control List (CCL). The CCL
describes commodities, software, and
technology that are subject to licensing
requirements for specific reasons for
control. The Department of State,
Directorate of Defense Trade Controls
(DDTC), maintains the International
Traffic in Arms Regulations (ITAR),
including the United States Munitions
List (USML), which describes defense
articles subject to State’s licensing
jurisdiction.
In Fiscal Year 2019, BIS plans to
publish a final rule describing how
articles the President has determined no
longer warrant control under USML
Category I (Firearms, Close Assault
Weapons and Combat Shotguns),
Category II (Guns and Armament), and
Category III (Ammunition/Ordnance)
would be controlled on the CCL and by
the EAR. This final rule will be
published in conjunction with a DDTC
final rule that would amend the list of
articles controlled by those USML
Categories to describe more precisely
items warranting continued control on
that list.
The changes described in these final
rules will be based on a review of those
categories by the Department of Defense,
which worked with the Departments of
State and Commerce in preparing the
amendments. As with the proposed
rules that were published in Fiscal Year
2018, the review for the final rule will
be focused on ensuring that the agencies
have identified the types of articles that
are now controlled on the USML that
are either (i) inherently military and
otherwise warrant control on the USML
or (ii) if of a type common to nonmilitary firearms applications, possess
parameters or characteristics that
provide a critical military or intelligence
advantage to the United States, and are
almost exclusively available from the
United States. If an article satisfies one
or both of those criteria, the article will
remain on the USML. If an article does
not satisfy either criterion, it will be
identified in the new Export Control
Classification Numbers (ECCNs)
included in the BIS proposed rule.
Thus, the scope of the items that will be
described in the final rule will
essentially be commercial items widely
available in retail outlets and less
sensitive military items.
The firearms and other items
described in the proposed rule are
widely used for sporting applications,
and BIS will not ‘‘de-control’’ these
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items in the final rule. BIS would
require licenses to export or reexport to
any country a firearm or other weapon
that would be added to the CCL. Rather
than decontrolling firearms and other
items, BIS, working with the
Departments of Defense and State, is
trying to reduce the procedural burdens
and costs of export compliance on the
U.S. firearms industry while allowing
the U.S. Government to control firearms
appropriately and to make better use of
its export control resources.
United States Patent Trademark Office
The United States Patent and
Trademark Office’s (USPTO) mission is
to foster innovation, competitiveness
and economic growth, domestically and
abroad by delivering high quality and
timely examination of patent and
trademark applications, guiding
domestic and international intellectual
property policy, and delivering
intellectual property information and
education worldwide.
Major Programs and Activities
USPTO is the Federal agency for
granting U.S. patents and registering
trademarks. In doing this, the USPTO
fulfills the mandate of Article I, Section
8, Clause 8, of the Constitution that the
legislative branch ‘‘promote the Progress
of Science and useful Arts, by securing
for limited Times to Authors and
Inventors the exclusive Right to their
respective Writings and Discoveries.’’
The USPTO registers trademarks based
on the commerce clause of the
Constitution (Article I, Section 8, Clause
3). Under this system of protection,
American industry has flourished. New
products have been invented, new uses
for old ones discovered, and
employment opportunities created for
millions of Americans. The strength and
vitality of the U.S. economy depends
directly on effective mechanisms that
protect new ideas and investments in
innovation and creativity. The
continued demand for patents and
trademarks underscores the ingenuity of
American inventors and entrepreneurs.
The USPTO is at the cutting edge of the
nation’s technological progress and
achievement.
The USPTO advises the President of
the United States, the Secretary of
Commerce, and U.S. government
agencies on intellectual property (IP)
policy, protection, and enforcement;
and promotes the stronger and more
effective IP protection around the world.
The USPTO furthers effective IP
protection for U.S. innovators and
entrepreneurs worldwide by working
with other agencies to secure strong IP
provisions in free trade and other
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international agreements. It also
provides training, education, and
capacity building programs designed to
foster respect for IP and encourage the
development of strong IP enforcement
regimes by U.S. trading partners.
USPTO administers regulations located
at title 37 of the Code of Federal
Regulations concerning its patent and
trademark services, and the other
functions it performs.
USPTO’s Regulatory Plan Action
NPRM: Setting and Adjusting Patent
Fees (RIN 0651–AD31): The LeahySmith America Invents Act (AIA),
enacted in 2011, provided USPTO with
the authority to set and adjust its fees
for patent and trademark services. Since
then, USPTO has conducted an internal
biennial fee review, in which it
undertook internal consideration of the
current fee structure, and considered
ways that the structure might be
improved, including rulemaking
pursuant to the USPTO’s fee setting
authority. This fee review process
involves public outreach, including, as
required by the Act, public hearings
held by the USPTO’s Public Advisory
Committees, as well as public comment
and other outreach to the user
community and public in general. In
2019, the USPTO anticipates publishing
an NPRM proposing the setting and
adjusting of patent fees. The USPTO
will set and adjust Patent fee amounts
to provide the Office with a sufficient
amount of aggregate revenue to recover
its aggregate cost of operations while
helping the Office maintain a
sustainable funding model, reduce the
current patent application backlog,
decrease patent pendency, improve
quality, and upgrade the Office’s
business information technology
capability and infrastructure.
DOC—BUREAU OF INDUSTRY AND
SECURITY (BIS)
Final Rule Stage
16. Revisions to the Export
Administration Regulations: Control of
Firearms and Related Articles the
President Determines No Longer
Warrant Control Under the United
States Munitions List
Priority: Other Significant.
E.O. 13771 Designation: Other.
Legal Authority: 10 U.S.C. 7420; 10
U.S.C. 7430(e); 15 U.S.C. 1824a; 22
U.S.C. 2151 note; 22 U.S.C. 287c; 22
U.S.C. 3201 et seq.; 22 U.S.C. 6004; 22
U.S.C. 7201 et seq.; 22 U.S.C. 7210; 30
U.S.C. 185(s); 30 U.S.C. 185(u); 42
U.S.C. 2139a; 42 U.S.C. 6212; 43 U.S.C.
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1354; 50 U.S.C. 1701 et seq.; 50 U.S.C.
4601 et seq.; 50 U.S.C. app 2401 et seq.;
50 U.S.C. app 5; E.O. 12058; E.O. 12851;
E.O. 12854; E.O. 12918; E.O. 12938; E.O.
12947; E.O. 13020; E.O. 13026; E.O.
13099; E.O. 13222; E.O. 13224; E.O.
13338; E.O. 13637; Pub. L. 108–11
CFR Citation: 15 CFR 740; 15 CFR
742; 15 CFR 774; 15 CFR 736; 15 CFR
743; 15 CFR 744; 15 CFR 746; 15 CFR
748; 15 CFR 758; 15 CFR 762; 15 CFR
772.
Legal Deadline: None.
Abstract: This rule describes how
articles the President determines no
longer warrant control under United
States Munitions List (USML) Category
I-Firearms, Close Assault Weapons and
Combat Shotguns; Category II-Guns and
Armament; and Category IIIAmmunition/Ordnance would be
controlled on the Commerce Control
List (CCL). This rule will be published
simultaneously with a proposed rule by
the Department of State that would
revise Categories I, II, and III of the
USML to describe more precisely the
articles warranting continued control on
that list. This rule also would reorganize
and renumber entries currently on the
CCL that control shotguns and certain
firearms related items to place all
firearms related entries close to each
other that list.
Statement of Need: This final rule is
needed to ensure appropriate controls
would be in place on firearms and
related items determined to no longer
warrant control under the United States
Munitions List that would be moved to
the Commerce Control List (CCL). This
final rule describes how articles the
President determines no longer warrant
control under United States Munitions
List (USML) Category I Firearms, Close
Assault Weapons and Combat Shotguns;
Category II Guns and Armament; and
Category III Ammunition/Ordnance,
would be controlled on the Commerce
Control List (CCL) and by the Export
Administration Regulations (EAR). This
rule is being published in conjunction
with a proposed rule from the
Department of State, Directorate of
Defense Trade Controls, which would
amend the list of articles controlled by
USML Category I (Firearms, Close
Assault Weapons and Combat
Shotguns), Category II (Guns and
Armament), and Category III
(Ammunition/Ordnance) of the USML
to describe more precisely items
warranting continued control on that
list.
The changes described in this rule
and in the State Department’s
companion rule on Categories I, II, and
III of the USML are based on a review
of those categories by the Department of
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Defense, which worked with the
Departments of State and Commerce in
preparing the amendments. The review
was focused on identifying the types of
articles that are now controlled on the
USML that are either (i) inherently
military and otherwise warrant control
on the USML or (ii) if of a type common
to non-military firearms applications,
possess parameters or characteristics
that provide a critical military or
intelligence advantage to the United
States, and are almost exclusively
available from the United States. If an
article satisfies one or both of those
criteria, the article remains on the
USML. If an article does not satisfy
either criterion, it has been identified in
the new Export Control Classification
Numbers (ECCNs) included in this
proposed rule. Thus, the scope of the
items described in this proposed rule is
essentially commercial items widely
available in retail outlets and less
sensitive military items.
Summary of Legal Basis: This action
is taken pursuant to BIS’ authority
under the Export Administration
Regulations (EAR), which regulate
exports and reexports to protect national
security, foreign policy, and short
supply interests. BIS maintains the EAR,
which includes the Commerce Control
List (CCL), which describes
commodities, software, and technology
that are subject to licensing
requirements for specific reasons for
control.
Alternatives: Take no action in order
to maintain the status quo by not
revising USML Categories I, II, and III
and not making the needed conforming
changes under the EAR. This alternative
was mentioned by some of the public
commenters in response to the proposed
rule published by BIS on May 24, 2018
(83 FR 24166). BIS will evaluate this
(take no action) alternative suggested by
some of the commenters, as well as all
other comments received on the May 24
proposed rule, when drafting the final
rule. The rationale provided in the May
24 proposed rule already addressed why
maintaining the status quo was not
warranted, but BIS will further address
these comments in the final rule. BIS
will also address the comments that
were supportive of the May 24 proposed
rule that agreed with the Departments of
Commerce and State that the items
described in the two rules reflected
what items should be retained on the
USML and what items should be moved
to the CCL.
Anticipated Cost and Benefits: This
final rule involves four collections
currently approved by OMB under these
BIS collections and control numbers:
Simplified Network Application
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Processing System (control number
0694–0088), which includes, among
other things, license applications;
License Exceptions and Exclusions
(control number 0694–0137); Import
Certificates and End-User Certificates
(control number 0694–0093); Five Year
Records Retention Period (control
number 0694–0096); and the U.S.
Census Bureau collection for the
Automated Export System (AES)
Program (control number 0607–0152).
This final rule would affect the
information collection, under control
number 0694–0088, associated with the
multi-purpose application for export
licenses. This collection carries a
burden estimate of 43.8 minutes for a
manual or electronic submission for a
burden of 31,833 hours. BIS believes
that the combined effect of all rules to
be published adding items removed
from the ITAR to the EAR that would
increase the number of license
applications to be submitted by
approximately 30,000 annually,
resulting in an increase in burden hours
of 21,900 (30,000 transactions at 43.8
minutes each) under this control
number. For those items in USML
Categories I, II and III that would move
by this rule to the CCL, the State
Department estimates that 10,000
applicants annually will move from the
USML to the CCL. BIS estimates that
6,000 of the 10,000 applicants would
require licenses under the EAR,
resulting in a burden of 4,380 hours
under this control number. Those
companies are currently using the State
Department’s forms associated with
OMB Control No. 1405–0003 for which
the burden estimate is 1 hour per
submission, which for 10,000
applications results in a burden of
10,000 hours. Thus, subtracting the BIS
burden hours of 4,380 from the State
Department burden hours of 10,000, the
burden would be reduced by 5,620
hours. For purposes of E.O. 13771 of
January 30, 2017 (82 FR 9339), the
Department of State and Department of
Commerce final rules are expected to be
net deregulatory actions. The
Departments of State and Commerce for
purposes of E.O. 13771 have agreed to
equally share the cost burden reductions
that would result from the publication
of these two integral regulatory actions.
The Department of State would receive
50% and the Department of Commerce
would receive 50% for purposes of
calculating the deregulatory benefit of
these two integral regulatory actions.
For purposes of the Department of
Commerce, the net deregulatory actions
would result in a permanent and
recurring cost savings of $1,250,000 per
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year, and a reduction in burden hours
by 2,810 hours. The reduction in burden
hours by 2,810 would result in an
additional cost savings of $126,281 to
the exporting public. Therefore, the total
dollar cost savings would be $1,376,281
for purposes of E.O. 13771 for the
Department of Commerce.
Risks: This final rule must be
published concurrently with the
Department of State final rule that
would revise USML Categories I, II, and
II, to provide for appropriate controls on
firearms and related items determined
to no longer warrant control under the
United States Munitions List (USML)
that would be moved to the Commerce
Control List (CCL) under the Export
Administration Regulations (EAR). If
this rule were not published, entities
would not benefit from simpler license
application procedures and reduced (or
eliminated) registration fees based on
the transfer of jurisdiction of the items
described in the rule. Thus, entities
would not benefit from reduced
administrative costs associated with
EAR jurisdiction.
Timetable:
Action
Date
NPRM ..................
NPRM Comment
Period End.
Final Action .........
05/24/18
07/09/18
FR Cite
83 FR 24166
83 FR 24166
04/00/19
Regulatory Flexibility Analysis
Required: No.
Small Entities Affected: No.
Government Levels Affected: None.
Agency Contact: Timothy Mooney,
Export Policy Analyst, Department of
Commerce, Bureau of Industry and
Security, 14th Street and Pennsylvania
Avenue NW, Washington, DC 20230,
Phone: 202 482–3371, Fax: 202 482–
3355, Email: timothy.mooney@
bis.doc.gov.
Related RIN: Related to 0694–AF17,
Merged with 0694–AF48, Merged with
0694–AF49
RIN: 0694–AF47
DOC—NATIONAL OCEANIC AND
ATMOSPHERIC ADMINISTRATION
(NOAA)
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Proposed Rule Stage
17. Magnuson-Stevens Act; Fishery
Management Councils; Financial
Disclosure and Recusal
Priority: Other Significant.
E.O. 13771 Designation: Other.
Legal Authority: 16 U.S.C. 1801 et seq.
CFR Citation: 50 CFR 600.
Legal Deadline: None.
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Abstract: Current regulations require
that fishery management council
members disclose any financial interest
in harvesting, processing, lobbying,
advocacy, or marketing activity that is
being, or will be, undertaken within any
fishery over which the Fishery
Management Council (Council)
concerned has jurisdiction.
Furthermore, current implementing
regulations also require the voting
recusal of an appointed Council member
when a Council decision would have a
significant and predictable effect on the
member’s financial interests. NMFS
received input from the Fishery
Management Council Coordination
Committee, the North Pacific Fishery
Management Council, the Western
Pacific Fishery Management Council,
and the New England Fishery
Management Council all calling for
further guidance and clarification of
financial disclosure requirements of
Council members and the regulatory
procedures to make determinations on
voting recusals of Council members.
This proposed action would articulate
the guidance necessary to: Provide
consistency and transparency in the
calculation of a Council member’s
financial interests; provide clarity
consistent with statutory language to
ensure that any recusal is based on a
close causal link between a Council
decision and a benefit to a Council
member’s financial interest; and
establish regional procedures for
preparing and issuing recusal
determinations.
Statement of Need: NMFS received
input from regional Fishery
Management Councils calling for further
guidance and clarification of financial
disclosure requirements of Council
members and the regulatory procedures
to make determinations on voting
recusals of Council members. This
proposed rule makes changes to the
regulations that address disclosure of
financial interests by, and voting recusal
of, Council members appointed by the
Secretary of Commerce. The regulatory
changes are needed to provide the
guidance for (1) consistency and
transparency in the calculation of a
Council member’s financial interests; (2)
determining whether a close causal link
exists between a Council decision and a
benefit to a Council members financial
interest; and (3) establishing regional
procedures for preparing and issuing
recusal determinations. This proposed
rule is intended to improve regulations
implementing the statutory
requirements governing disclosure of
financial interests and voting recusal at
section 302(j) of the Magnuson-Stevens
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Fishery Conservation and Management
Act (Magnuson-Stevens Act).
Summary of Legal Basis: MagnusonStevens Fishery Conservation and
Management Act.
Alternatives: The alternatives are (1)
the status quo (keep the regulatory
scheme as it currently is) and (2) update
the regulations to provide consistency,
transparency, and clarity in the
regulations and to establish regional
procedures for preparing and issuing
recusal determinations.
Anticipated Cost and Benefits: This
rule is administrative in nature. It does
not directly regulate a particular fishery.
Instead, it provides guidance and
improved clarity about implementing
existing requirements. Because the
proposed rule will not directly alter the
behavior of any entities that operate in
federally managed fisheries, no direct
economic effects are expected to result
from this action. This action may
indirectly result in positive net
economic benefits in the long-term by
improving transparency and providing
increased predictability about the voting
procedures of the Councils. This
increased transparency provides a net
benefit to the nation.
Risks: Because the regulations lack
guidance on several key aspects of
reaching a recusal determination, and
provide little guidance on the
procedures to be followed when
preparing and issuing a recusal
determination, designated officials have
developed differing practices over time
to fill in these regulatory gaps and to
address new factual circumstances that
have arisen. The risk in not updating the
regulations would be a continuation of
the lack of clarity and consistency in the
implementation of the current
regulations.
Timetable:
Action
NPRM ..................
Date
FR Cite
10/00/18
Regulatory Flexibility Analysis
Required: No.
Small Entities Affected: No.
Government Levels Affected: Federal.
Agency Contact: Alan Risenhoover,
Director, Office of Sustainable Fisheries,
Department of Commerce, National
Oceanic and Atmospheric
Administration, 1315 East-West
Highway, Room 13362, Silver Spring,
MD 20910, Phone: 301 713–2334, Fax:
301 713–0596, Email: alan.risenhoover@
noaa.gov.
RIN: 0648–BH73
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DOC—NOAA
18. Magnuson-Stevens Fisheries
Conservation and Management Act;
Traceability Information Program for
Seafood
Priority: Other Significant.
E.O. 13771 Designation: Other.
Legal Authority: 16 U.S.C. 1801 et
seq.; Pub. L. 115–141
CFR Citation: 50 CFR 698.
Legal Deadline: Final, Statutory,
December 31, 2018, Sec 539 of H.R.
1625—Consolidated Appropriations
Act, 2018.
Abstract: On December 9, 2016,
NMFS issued a final rule that
established a risk-based traceability
program to track seafood from harvest to
entry into U.S. commerce. The final rule
included, for designated priority fish
species, import permitting and reporting
requirements to provide for traceability
of seafood products offered for entry
into the U.S. supply chain, and to
ensure that these products were
lawfully acquired and are properly
represented. Shrimp and abalone
products were included in the final rule
to implement the Seafood Import
Monitoring Program, but compliance
with Seafood Import Monitoring
Program requirements for those species
was stayed indefinitely due to the
disparity between Federal reporting
programs for domestic aquaculture of
shrimp and abalone products relative to
the requirements that would apply to
imports under Seafood Import
Monitoring Program. In Section 539 of
the Consolidated Appropriations Act,
2018, Congress mandated lifting the stay
on inclusion of shrimp and abalone in
Seafood Import Monitoring Program and
authorized the Secretary of Commerce
to require comparable reporting and
recordkeeping requirements for
domestic aquaculture of shrimp and
abalone. This rulemaking would
establish permitting, reporting and
recordkeeping requirements for
domestic producers of shrimp and
abalone from the point of production to
entry into commerce.
Statement of Need: Section 539 of the
Commerce, Justice, Science, and Related
Agencies Appropriations Act, 2018
(2018 Appropriations Act) directed the
Secretary of Commerce to ‘‘establish a
traceability program for United States
inland, coastal, and marine aquaculture
of shrimp and abalone’’ and by
December 31, 2018 to ‘‘promulgate such
regulations as are necessary and
appropriate to establish and implement
the program.’’ The proposed
Traceability Information Program for
Seafood (TIPS) would establish
registration, reporting and
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recordkeeping requirements for
domestic, commercial aquaculture
producers of shrimp and abalone
species and products containing those
species from the point of production to
entry into U.S. commerce. TIPS would
close the domestic reporting and
recordkeeping gap and enable NOAA to
add imported shrimp and abalone to the
Seafood Import Monitoring Program
(SIMP), which was mandated under the
2018 Appropriations Act and finalized
under 50 CFR 300.324 in a final rule
(0648–BH89; 83 FR 17762) published
April 24, 2018.
Summary of Legal Basis: MagnusonStevens Fishery Conservation and
Management Act; Commerce, Justice,
Science, and Related Agencies
Appropriations Act, 2018.
Alternatives: Coextensive with the
scope of SIMP, the Traceability
Information Program for Seafood would
establish a domestic traceability
program for aquaculture shrimp and
abalone traces fish and fish products
from production to entry into U.S.
commerce. NMFS will solicit public
input on alternatives to the registration,
reporting and recordkeeping
requirements for U.S. shrimp and
abalone aquaculture producers in the
proposed rule.
Anticipated Cost and Benefits: The
costs of the Traceability Information
Program for Seafood, as proposed,
would include a small registration fee
and labor associated with reporting
harvest information to NMFS as well as
compliance with any requests for audit
or inspection. The Traceability
Information Program for Seafood would
enable NMFS to determine the origin of
the domestic aquaculture shrimp and
abalone products and confirm that they
were lawfully produced. The
Traceability Information Program for
Seafood will close the domestic
reporting and recordkeeping gap and
enable NMFS to add imported shrimp
and abalone to the Seafood Import
Monitoring Program, which will prevent
illegally harvested or misrepresented
seafood products from entering U.S.
commerce, thereby leveling the playing
field for law abiding shrimp and
abalone producers in the U.S. and
around the world.
Risks: Failure to implement the
Traceability Information Program for
Seafood would violate Section 539 of
the 2018 Appropriations Act and likely
provoke challenges to the Seafood
Import Monitoring Program in
international trade fora.
Timetable:
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Action
NPRM ..................
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10/00/18
Regulatory Flexibility Analysis
Required: Yes.
Small Entities Affected: Businesses.
Government Levels Affected: Federal.
International Impacts: This regulatory
action will be likely to have
international trade and investment
effects, or otherwise be of international
interest.
Agency Contact: John Henderschedt,
Director, Office for International Affairs
and Seafood Inspection, Department of
Commerce, National Oceanic and
Atmospheric Administration, 1315 EastWest Highway, Room 10362, Silver
Spring, MD 20910, Phone: 301 427–
8314, Email: john.henderschedt@
noaa.gov.
Related RIN: Related to 0648–BF09
RIN: 0648–BH87
DOC—NOAA
Final Rule Stage
19. Taking and Importing Marine
Mammals: Taking Marine Mammals
Incidental to Geophysical Surveys
Related to Oil and Gas Activities in the
Gulf of Mexico
Priority: Other Significant.
E.O. 13771 Designation: Regulatory.
Legal Authority: 16 U.S.C. 1361 et seq.
CFR Citation: 50 CFR 217.
Legal Deadline: None.
Abstract: The National Marine
Fisheries Service is taking this action in
response to an October 17, 2016 petition
from the U.S. Department of Interior
(DOI), Bureau of Ocean Energy
Management (BOEM), to promulgate
regulations governing the authorization
of take of marine mammals incidental to
oil and gas industry geophysical surveys
conducted in support of hydrocarbon
exploration and development on the
Outer Continental Shelf in the Gulf of
Mexico from approximately 2018
through 2023.
Statement of Need: The Marine
Mammal Protection Act (MMPA)
prohibits the ‘‘take’’ (e.g., behavioral
harassment, injury, or mortality) of
marine mammals with certain
exceptions, including through the
issuance of incidental take
authorizations. Where there is a
reasonable likelihood of an activity
resulting in the take of marine
mammals—as is the case for certain
methods of geophysical exploration,
including the use of airgun arrays (i.e.,
‘‘seismic surveys’’)—action proponents
must ensure that take occurs in a lawful
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manner. However, there has not
previously been any analysis of industry
survey activities in the Gulf of Mexico
conducted pursuant to requirements of
MMPA, and industry operators have
been, and currently are, conducting
their work without MMPA incidental
take authorizations. In support of the oil
and gas industry, the Bureau of Ocean
Energy Management has requested 5year incidental take regulations, which
would provide a regulatory framework
under which individual companies
could apply for project-specific Letters
of Authorization. Providing for industry
compliance with the MMPA through the
requested regulatory framework, versus
companies pursuing individual
authorizations, would be the most
efficient way to achieve such
compliance for both industry and for
NMFS, and would provide regulatory
certainty for industry operators.
Summary of Legal Basis: Marine
Mammal Protection Act.
Alternatives: The regulatory impact
analysis considers several alternatives
with varying amounts of required
mitigation by industry authorizationholders. The proposed rule seeks
comment on the extent to which certain
areas should be closed to geophysical
activity, the distance at which operators
must shut down upon detection of
specified species of whales, and the
mitigation requirements concerning
large dolphins.
Anticipated Cost and Benefits: The
rule would include mitigation,
monitoring, and reporting requirements,
as required by the MMPA. The rule
analyzes the impacts against two
baselines—the current mitigation
requirements as stipulated in a
settlement agreement currently in effect
until November 1, 2018, and the
requirements prior to the settlement
agreement. Compared to the settlement
agreement, the annualized impacts of
the proposed rule are estimated to
achieve a cost savings of $11 million to
$147 million. Compared to the presettlement agreement baseline the
annualized costs are estimated to range
from $49 million to $182 million. The
rule would also result in certain nonmonetized benefits. The lessened risk of
harm to marine mammals afforded by
this rule (pursuant to the requirements
of the MMPA) would benefit the
regional economic value of marine
mammals via tourism and recreation to
some extent, as mitigation measures
applied to geophysical survey activities
in the Gulf of Mexico (GOM) region are
expected to benefit the marine mammal
populations that support this economic
activity in the GOM. The rule would
also afford significant benefit to the
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regulated industry by providing an
efficient framework within which
compliance with the MMPA, and the
attendant regulatory certainty, may be
achieved. Cost savings may be generated
in particular by the reduced
administrative effort required to obtain
an LOA under the framework
established by a rule compared to what
would be required to obtain an
incidental harassment authorization
(IHA) under section 101(a)(5)(D) of the
MMPA. Absent the rule, survey
operators in the GOM would likely be
required to apply for an IHA. Although
not monetized, NMFSs analysis
indicates that the upfront work
associated with the rule (e.g., analyses,
modeling, process for obtaining LOA)
would likely save significant time and
money for operators.
Risks: Absent the rule, oil and gas
industry operators would face a highly
uncertain regulatory environment due to
the imminent threat of litigation. BOEM
currently issues permits under a stay of
ongoing litigation; in the absence of the
rule, the litigation would continue. The
IHA application process that would be
available to companies would be more
expensive and time-consuming.
Timetable:
Action
Date
NPRM ..................
NPRM Comment
Period End.
Final Action .........
06/22/18
08/21/18
FR Cite
83 FR 29212
02/00/19
Regulatory Flexibility Analysis
Required: No.
Small Entities Affected: Businesses.
Government Levels Affected: Federal.
Energy Effects: Statement of Energy
Effects planned as required by Executive
Order 13211.
Agency Contact: Donna Wieting,
Director, Office of Protected Resources,
Department of Commerce, National
Oceanic and Atmospheric
Administration, National Marine
Fisheries Service, 1315 East-West
Highway, Silver Spring, MD 20910,
Phone: 301 427–8400.
RIN: 0648–BB38
DOC—NOAA
20. Commerce Trusted Trader Program
Priority: Other Significant.
E.O. 13771 Designation: Deregulatory.
Legal Authority: 16 U.S.C. 1801 et seq.
CFR Citation: 50 CFR 300.
Legal Deadline: None.
Abstract: This rule will establish a
voluntary Commerce Trusted Trader
Program for importers, aiming to
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provide benefits such as reduced
targeting and inspections and enhanced
streamlined entry into the United States
for certified importers. Specifically, this
rule would establish the criteria
required of a Commerce Trusted Trader,
and identify specifically how the
program will be monitored and by
whom. It will require that a Commerce
Trusted Trader establish a secure supply
chain and maintain the records
necessary to verify the legality of all
designated product entering into U.S.
commerce, but will excuse the
Commerce Trusted Trader from entering
that data into the International Trade
Data System prior to entry, as required
by Seafood Import Monitoring Program
(finalized on December 9, 2016). The
rule will identify the benefits available
to a Commerce Trusted Trader, detail
the application process, and specify
how the Commerce Trusted Trader will
be audited by third-party entities while
the overall program will be monitored
by the National Marine Fisheries
Service.
Statement of Need: Under the
Magnuson-Stevens Fishery
Conservation and Management Act,
importation of fish products taken in
violation of foreign law and regulation
is prohibited. To enforce this
prohibition, NMFS has implemented the
Seafood Import Monitoring Program
(SIMP) (81 FR 88975, December 9, 2016)
which requires U.S. importers to report
on the origin of fish products and to
keep supply chain records. The
Commerce Trusted Trader Program was
recommended by an interagency
working group to reduce the burden of
SIMP compliance for importers with
secure supply chains by reducing
reporting requirements for entry into
U.S. commerce and allowing more
flexible approaches to retaining supply
chain records.
Summary of Legal Basis: MagnusonStevens Fishery Conservation and
Management Act.
Alternatives: SIMP is aimed at
preventing the infiltration of illegal fish
products into the U.S. market.
Alternatives to reduce the reporting and
recordkeeping burden for U.S. importers
were considered during the course of
that rulemaking. Collecting less
information at import about the origin of
products would increase the likelihood
of illegal products entering the supply
chain. However, working with
individual traders to secure the supply
chain will be an economical approach to
ensure that illegal products are
precluded and records will be kept as
needed for post-entry audits. The
Commerce Trusted Trader Program is
designed to allow those entities who
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demonstrate a robust traceability and
internal control system, and submit to
annual third-party audits of their
system, to benefit from reduced
reporting requirements of SIMP species
at the time of entry as well as flexibility
in how they maintain the complete
chain of custody records within their
secure supply chain.
Anticipated Cost and Benefits: The
Commerce Trusted Trader Program, as
proposed, will result in an estimated
industry-wide savings between $0.50
and $1.21 million annually. Anticipated
costs are minimal and include a onetime application fee of $30.00 and
associated labor costs of developing
application materials. Commerce
Trusted Traders will benefit from the
reduced reporting costs at entry and
reduced recordkeeping costs due to
flexibility in archiving chain of custody
records, but incur costs to perform an
annual third-party audit of adherence to
their Compliance Plan.
Risks: While there is no risk of not
implementing a Commerce Trusted
Trader Program, not doing so would
deprive industry of potentially
significant cost savings for an existing
regulatory program.
Timetable:
Action
Date
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NPRM ..................
NPRM Comment
Period End.
Final Action .........
01/17/18
03/19/18
FR Cite
83 FR 2412
11/00/18
Regulatory Flexibility Analysis
Required: Yes.
Small Entities Affected: Businesses.
Government Levels Affected: None.
International Impacts: This regulatory
action will be likely to have
international trade and investment
effects, or otherwise be of international
interest.
Agency Contact: John Henderschedt,
Director, Office for International Affairs
and Seafood Inspection, Department of
Commerce, National Oceanic and
Atmospheric Administration, 1315 EastWest Highway, Room 10362, Silver
Spring, MD 20910, Phone: 301 427–
8314, Email: john.henderschedt@
noaa.gov.
Related RIN: Related to 0648–BF09
RIN: 0648–BG51
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DOC—PATENT AND TRADEMARK
OFFICE (PTO)
Proposed Rule Stage
21. Setting and Adjusting Patent Fees
Priority: Economically Significant.
Major status under 5 U.S.C. 801 is
undetermined.
E.O. 13771 Designation: Fully or
Partially Exempt.
Legal Authority: Pub. L. 112–29
CFR Citation: Not Yet Determined.
Legal Deadline: None.
Abstract: The USPTO operates like a
business in that it fulfills requests for
intellectual property products and
services that are paid for by users of
those services. The USPTO takes this
action to set and adjusts patent fee
amounts to provide sufficient aggregate
revenue to cover aggregate cost of
operations.
Statement of Need: The purpose of
this rule is to set and adjust patent fee
amounts to provide sufficient aggregate
revenue to cover the agency’s aggregate
cost of operations. To this end, this rule
creates new or changes existing fees for
patent services, and does so without
imposing any new costs.
Summary of Legal Basis: The LeahySmith America Invents Act (AIA),
enacted in 2011, provided USPTO with
the authority to set and adjust its fees
for patent and trademark services. Since
then, USPTO has conducted an internal
biennial fee review, in which it
undertook internal consideration of the
current fee structure, and considered
ways that the structure might be
improved, including rulemaking
pursuant to the USPTO’s fee setting
authority. This fee review process
involves public outreach, including, as
required by the Act, public hearings
held by the USPTO’s Public Advisory
Committees, as well as public comment
and other outreach to the user
community and public in general.
Alternatives: This rulemaking action
is currently in development and
alternatives have not yet been
determined.
Anticipated Cost and Benefits: This
rulemaking action is currently in
development and aggregate annual
economic impacts have not yet been
determined. It is anticipated that the
final rule would become effective with
the new fee schedule in 2020.
Risks: The USPTO will set and adjust
Patent fee amounts to provide the Office
with a sufficient amount of aggregate
revenue to recover its aggregate cost of
operations while helping the Office
maintain a sustainable funding model,
reduce the current patent application
backlog, decrease patent pendency,
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improve quality, and upgrade the
Office’s business information
technology capability and
infrastructure. Therefore, one risk of
taking no action could be that USPTO
might not be able to recover its aggregate
costs of operations in the long run.
Timetable:
Action
NPRM ..................
NPRM Comment
Period End.
Final Action .........
Final Action Effective.
Date
FR Cite
09/00/19
11/00/19
08/00/20
10/00/20
Regulatory Flexibility Analysis
Required: Undetermined.
Government Levels Affected: None.
Agency Contact: Brendan Hourigan,
Director, Office of Planning and Budget,
Department of Commerce, Patent and
Trademark Office, P.O. Box 1450,
Alexandria, VA 22313–1450, Phone: 571
272–8966, Fax: 571 273–8966, Email:
brendan.hourigan@uspto.gov.
RIN: 0651–AD31
BILLING CODE 3510–12–P
DEPARTMENT OF DEFENSE
Statement of Regulatory Priorities
Background
The Department of Defense (DoD) is
the largest Federal department,
employing over 1.3 million military
personnel and 742,000 civilians with
operations all over the world. DoD’s
enduring mission is to provide combatcredible military forces needed to deter
war and protect the security of our
nation. In support of this mission, DoD
adheres to a strategy where a more
lethal force, strong alliances and
partnerships, American technological
innovation, and a culture of
performance will generate a decisive
and sustained United States military
advantage. Because of this expansive
and diversified mission and reach, DoD
regulations can address a broad range of
matters and have an impact on varied
members of the public, as well as a
multitude of other federal agencies.
The regulatory and deregulatory
actions identified in this Regulatory
Plan embody the core of DoD’s
regulatory priorities for Fiscal Year (FY)
2019 and help support or impact the
Secretary’s three lines of efforts to: (1)
Build a more lethal force; (2) strengthen
alliances and attract new partners; and
(3) reform the Department for greater
performance and affordability. These
actions originate within three of DoD’s
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main regulatory components—the Office
of the Under Secretary of Defense for
Acquisition and Sustainment
(OUSD(A&S)), which is responsible for
contracting and procurement policy, the
Office of the Under Secretary of Defense
for Personnel and Readiness
(OUSD(P&R)), which supports troop
readiness and health affairs, and the
Department of the Army through the
United States Army Corps of Engineers
(USACE), which provides engineering
services to support the national interest.
The missions of these offices are
discussed more fully below.
DoD’s Regulatory Philosophy and
Principles
The Department’s regulatory program
strives to be responsive, efficient, and
transparent. DoD adheres to the general
principles set forth in Executive Order
(E.O.) 12866, ‘‘Regulatory Planning and
Review,’’ dated October 4, 1993, by
promulgating only those regulations that
are required by law, necessary to
interpret the law, or are made necessary
by compelling public need. By
following this regulatory philosophy,
the Department’s regulatory program
also compliments and advances the
Secretary’s third line of effort—to
reform the Department for greater
performance and affordability.
The Department is also fully
committed to implementing and
sustaining regulatory reform in
accordance with Executive Order 13771,
‘‘Reducing Regulation and Controlling
Regulatory Costs,’’ dated January 30,
2017, and Executive Order 13777,
‘‘Enforcing the Regulatory Reform
Agenda,’’ dated February 24, 2017.
These reform efforts support DoD’s goals
to eliminate outdated, unnecessary, or
ineffective regulations; account for the
currency and legitimacy of each of the
Department’s regulations; and
ultimately reduce regulatory burden and
costs placed on the American people.
Specifically in support of DoD’s reform
efforts, DoD appointed a Regulatory
Reform Officer to oversee the
implementation of regulatory reform
initiatives and policies. DoD also
established a Regulatory Reform Task
Force (Task Force) to review and
evaluate existing regulations and make
recommendations to the Agency head
regarding their repeal, replacement, or
modification, consistent with applicable
law.
DoD is implementing its reform efforts
in three general phases:
• Phase I: Utilizing the Task Force,
assess all 716 existing, codified DoD
regulations to include 350 solicitation
provisions and contract clauses
contained in the Defense Federal
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Acquisition Regulation Supplement
(DFARS). The Task Force will present
recommendations for the repeal,
replacement, or modification to the
Secretary of Defense on a quarterly basis
through the end of December 2018.
• Phase II: Implementing the
approved recommendations.
Implementation requires drafting,
internal coordination, review by the
Office of Management and Budget, and
providing for notice and comment, as
required by law.
• Phase III: Incorporating into its
policies a requirement for components
to sustain review of both new regulatory
actions and existing regulations.
In FY 2019, based primarily on the
ongoing work of the Task Force, DoD
expects to publish more deregulatory
actions than regulatory actions. Exact
figures are not yet available as the
regulations reported in this edition of
the Unified Agenda are still under
evaluation for classification under
Executive Order 13771. Additionally,
the Task Force will continue working to
execute directives under Executive
Orders 13783 and 13807 to streamline
its regulatory process and permitting
reviews.
In addition to reform efforts, DoD is
also mindful of the importance of
international regulatory cooperation,
consistent with domestic law and trade
policy, as described in Executive Order
13609, ‘‘Promoting International
Regulatory Cooperation’’ (May 1, 2012).
For example, DoD, along with the
Departments of State and Commerce,
engages with other countries in the
Wassenaar Arrangement, Nuclear
Suppliers Group, Australia Group, and
Missile Technology Control Regime
through which the international
community develops a common list of
items that should be subject to export
controls. DoD has been a key participant
in the Administration’s Export Control
Reform effort that resulted in a complete
overhaul of the U.S. Munitions List and
fundamental changes to the Commerce
Control List. New controls have
facilitated transfers of goods and
technologies to allies and partners while
helping prevent transfers to countries of
national security and proliferation
concern. In this context, DoD will
continue to assess new and emerging
technologies to ensure items that
provide critical military and intelligence
capabilities are properly controlled on
international export control regime lists.
DoD Priority Regulatory Actions
As stated above, OUSD (A&S), OUSD
(P&R), and the Department of the Army
will be planning actions that are
considered the most important
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significant DoD regulatory actions for
FY 2019. During the next year, these
DoD Components plan to publish 15
rulemaking actions that are designated
as significant actions. Further
information on these actions is provided
below.
OUSD (A&S)/Defense Pricing and
Contracting (DPC)
DPC is responsible for all contracting
and procurement policy matters in the
Department and uses the Defense
Acquisition Regulations System (DARS)
to develop and maintain acquisition
rules and to facilitate the acquisition
workforce as they acquire goods and
services. For this component, DoD is
highlighting the following rules:
Rulemakings that are expected to
have high net benefits well in excess of
costs.
Rulemakings that promote Open
Government and use disclosure as a
regulatory tool.
Brand Name or Equal (DFARS Case
2017–D040). RIN: 0750–AJ50
This rule proposes to amend the
DFARS to implement section 888 of the
NDAA for FY 2017. Section 888 requires
DoD to justify when a solicitation
includes ‘‘brand name or equal’’
specifications, which could limit
competition by unnecessarily restricting
offerors to a limited set of specifications.
Currently, if the Government intends to
procure specific ‘‘brand name’’
products, the contracting officer must
prepare a justification and obtain the
appropriate approval based on the
estimated dollar value of the contracts.
However, a justification is not required
to use ‘‘brand name or equal’’
descriptions in a solicitation. To
implement section 888, this rule
proposes to amend the DFARS to
require contracting officers to obtain an
approval of a justification for use of
‘‘brand name or equal’’ descriptions,
which would then be posted with the
covered solicitation. It is expected that
this rule will both promote transparency
with industry by disclosing the basis for
the Government’s decision to limit
competition and, in turn, present an
opportunity to increase competition.
Rulemakings that streamline
regulations and reduce unjustified
burdens.
Contractor Purchasing System Review
Threshold (DFARS Case 2017–D038).
RIN: 0750–AJ48
This rule proposes to amend the
DFARS to raise the threshold for
determining when a contractor
purchasing system review (CPSR) is
required. The Government will conduct
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a CPRS in order to evaluate the
efficiency and effectiveness with which
a prime contractor spends Government
funds and complies with Government
policy when subcontracting. Currently,
if a prime contractor’s sales to the
Government are expected to exceed $25
million during the next 12 months, then
the administrative contracting officer
(ACO) will determine whether there is
a need for a CPSR. This rule proposes
to amend the DFARS to raise the dollar
threshold at which an ACO makes the
determination to conduct a CPSR to $50
million for DoD contracts. It is expected
that this rule may reduce the number of
CPSRs conducted by DoD and, in turn,
alleviate the burden on contractors
associated with participating in the
CPSR.
Rules modifying, streamlining,
expanding, or repealing regulations
making DoD’s regulatory program more
effective or less burdensome in
achieving regulatory objectives.
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Submission of Summary Subcontract
Reports (DFARS Case 2017–D005). RIN:
0750–AJ42
This rule proposes to amend the
DFARS to clarify the entity to which
contractors submit Summary
Subcontract Reports in the Electronic
Subcontracting Reporting System (eSRS)
and to clarify the entity that
acknowledges receipt of, or rejects, the
reports in eSRS. This rule streamlines
the submission and review of Summary
Subcontract Reports (SSRs) for DoD
contractors and brings the DFARS into
compliance with changes in the Federal
Acquisition Regulation. Instead of
submitting multiple SSRs to various
departments and agencies within DoD,
contractors with individual
subcontracting plans will submit a
single, consolidated SSR in eSRS at the
DoD level. The consolidated SSR will be
acknowledged or rejected in eSRS at the
DoD level.
OUSD (P&R)/Assistance Secretary of
Defense for Health Affairs
The mission of DoD’s health program
is to enhance the Department of Defense
and our Nation’s security by providing
health support for the full range of
military operations and sustaining the
health of all those entrusted to our care
by creating a world-class health care
system that supports the military
mission by fostering, protecting,
sustaining and restoring health.
TRICARE is the health care program
for uniformed service members
including active duty and retired
members of the U.S. Army, U.S. Air
Force, U.S. Navy, U.S. Marine Corps,
U.S. Coast Guard, the Commissioned
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Corps of the U.S. Public Health Service
and the Commissioned Corps of the
National Oceanic and Atmospheric
Association and their families around
the world. It serves 9.5 million
individuals worldwide. It continues to
offer an increasingly integrated and
comprehensive health care plan,
refining and enhancing both benefits
and programs in a manner consistent
with the law, industry standard of care,
and best practices, to meet the changing
needs of its beneficiaries. The program’s
goal is to increase access to health care
services, improve health care quality,
and control health care costs.
For this component, DoD is
highlighting the following rule:
Establishment of TRICARE Select and
Other TRICARE Reforms. RIN: 0720–
AB70
This final rule implements the
primary features of section 701 and
partially implements several other
sections of the National Defense
Authorization Act for Fiscal Year 2017
(NDAA–17). The rule makes significant
changes to the TRICARE program,
especially to the health maintenance
organization (HMO)-like health plan
known as TRICARE Prime; to the
preferred provider organization (PPO)
health plan previously known as
TRICARE Extra and replaced by
TRICARE Select; and to the third health
care option known as TRICARE
Standard, which was terminated
December 31, 2017, and is also replaced
by TRICARE Select.
The statute also adopts a new health
plan enrollment system under TRICARE
and new provisions for access to care,
high value services, preventive care, and
healthy lifestyles. In implementing
section 701 and partially implementing
several other sections of NDAA–17, this
rule advances all four components of
the Military Health System’s quadruple
aim of improved readiness, better care,
better health, and lower cost. The aim
of improved readiness is served by
reinforcing the vital role of the
TRICARE Prime health plan to refer
patients, particularly those needing
specialty care, to military medical
treatment facilities (MTFs) in order to
ensure that military health care
providers maintain clinical currency
and proficiency in their professional
fields.
The objective of better care is
enhanced by a number of improvements
in beneficiary access to health care
services, including increased
geographical coverage for the TRICARE
Select provider network, reduced
administrative hurdles for TRICARE
Prime enrollees to obtain urgent care
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services and specialty care referrals, and
promotion of high value services and
medications. The goal of better health is
advanced by expanding TRICARE
coverage of preventive care services,
treatment of obesity, high-value care,
and telehealth. Finally, the aim of lower
cost is furthered by refining cost-benefit
assessments for TRICARE plan
specifications that remain under DoD’s
discretion and adding flexibilities to
incentivize high-value health care
services.
USACE
The United States Army Corps of
Engineers (USACE), is a major Army
command made up of some 37,000
civilian and military personnel, making
it one of the world’s largest public
engineering, design, and construction
management agencies. Although
generally associated with flood and
coastal storm damage reduction,
commercial navigation, and aquatic
ecosystem restoration in the United
States, USACE is involved in a wide
range of public works throughout the
world.
The USACE’s mission is to ‘‘Deliver
vital public and military engineering
services; partnering in peace and war to
strengthen our Nation’s security,
energize the economy and reduce risks
from disasters.’’ The most visible
missions include:
• Water resources development
activities including flood risk
management, navigation, aquatic
ecosystem restoration, recreation,
emergency response, and environmental
stewardship
• Design and construction
management of military facilities for the
Army, Air Force, Army Reserve and Air
Force Reserve and other Defense and
Federal agencies.
For this component, DoD is
highlighting the following rules.
Waters of the United States. RINs: 0710–
AA79, 0710–AA80
In 2015, the Environmental Protection
Agency and the Department of the Army
(‘‘the agencies’’) published the ‘‘Clean
Water Rule: Definition of ‘Waters of the
United States’ ’’ (80 FR 37054, June 29,
2015). On October 9, 2015, the U.S.
Court of Appeals for the Sixth Circuit
stayed the 2015 rule nationwide
pending further action of the court. On
February 28, 2017, the President signed
Executive Order 13778, ‘‘Restoring the
Rule of Law, Federalism, and Economic
Growth by Reviewing the ‘Waters of the
United States’ Rule’’ which instructed
the agencies to review the 2015 rule and
rescind or replace it as appropriate and
consistent with law. On July 27, 2017,
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the agencies published a Federal
Register notice proposing to repeal
(STEP 1 of a comprehensive 2-STEP
process) the 2015 Clean Water Rule
(2015 Rule) and recodify the preexisting regulations; the initial 30-day
comment period was extended an
additional 30 days to September 28,
2017. The agencies signed a
supplemental notice of proposed
rulemaking on June 29, 2018, clarifying
and seeking additional comment on the
proposal.
In Step 2 (Revised Definition of
‘Waters of the United States’), the
agencies plan to propose a new
definition that would replace the prior
regulations and the approach in the
CWR2015 Rule. In determining the
possible new approach, the agencies are
considering defining ‘‘navigable waters’’
in a manner consistent with the
plurality opinion of Justice Antonin
Scalia in the Rapanos decision, as
instructed by Executive Order 13778,
‘‘Restoring the Rule of Law, Federalism,
and Economic Growth by Reviewing the
‘Waters of the United States’ Rule.’’
On February 6, 2018, the agencies
issued a final rule adding an
applicability date to the CWR2015 Rule
of February 6, 2020, to provide
continuity and certainty for regulated
entities, the States and Tribes, and the
public while the agencies conduct STEP
2 of the rulemaking. Until the new
definition is finalized, the agencies will
continue to implement the regulatory
definition in place prior to the CWR
consistent with Supreme Court
decisions and practice, and as informed
by applicable agency guidance
documents.
Regulatory Program of the Army Corps
of Engineers Tribal Consultation and
National Historic Preservation Act
Compliance. RIN: 0710–AA75
The USACE recognizes the sovereign
status of Indian tribes (as defined by
Executive Order 13175) and our
obligation for pre-decisional
government-to-government
consultation, as established through and
confirmed by the U.S. Constitution,
treaties, statutes, executive orders,
judicial decisions, and Presidential
documents and policies, on proposed
regulatory actions (e.g., individual
permit decisions and general permit
verifications). The USACE Regulatory
Program’s regulations for considering
the effects of its actions on historic
properties as required under Section
106 of the National Historic
Preservation Act (NHPA) are outlined at
33 CFR 325 Appendix C. Since these
regulations were promulgated in 1990,
there have been amendments to the
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NHPA and revisions to Advisory
Council on Historic Preservation’s
(ACHP) regulations at 36 CFR part 800
subpart B, addressing, among other
things, tribal consultation requirements.
In response, the USACE issued interim
guidance until rulemaking could be
completed in order to ensure full
compliance with the NHPA and ACHP’s
regulations. The USACE seeks to revise
its regulations to conform to these
requirements.
Policy for Domestic, Municipal, and
Industrial Water Supply Uses of
Reservoir Projects Operated by the
Department of the Army, U.S. Army
Corps of Engineers. RIN: 0710–AA72
The USACE is updating and clarifying
its policies governing the use of its
reservoir projects for domestic,
municipal and industrial water supply
pursuant to Section 6 of the Flood
Control Act of 1944 and the Water
Supply Act of 1958 (WSA). The USACE
intends through this rulemaking to
explain and improve its interpretations
and practices under these statutes. The
rule is intended to enhance the
USACE’s ability to cooperate with State
and local interests in the development
of water supplies in connection with the
operation of its reservoirs for federal
purposes as authorized by Congress, to
facilitate water supply uses of USACE
reservoirs by others as contemplated
under applicable law, and to avoid
interfering with lawful uses of water by
any entity when the USACE exercises
its discretionary authority under either
section 6 or the WSA. The rule would
apply only to reservoir projects operated
by the USACE, not to projects operated
by other federal or non-federal entities,
and it would not impose requirements
on any other entity, alter existing
contractual arrangements at USACE
reservoirs, or require operational
changes at any Corps reservoir.
Natural Disaster Procedures:
Preparedness, Response, and Recovery
Activities of the Corps of Engineers.
RIN: 0710–AA78
The USACE is proposing to update its
regulations for USACE’s natural disaster
procedures pursuant to Section 5 of the
Flood Control Act of 1941, as amended
(33 U.S.C. 701n), commonly referred to
as Public Law 84–99. The revisions are
necessary to incorporate elements of the
Water Resources and Reform
Development Act of 2014 (WRRDA
2014), and update procedures
concerning USACE authority to address
disaster preparedness, response, and
recovery activities. The revisions
relating to WRRDA 2014 include the
authority to implement modifications to
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Flood Control Works (FCW) and Coastal
Storm Risk Management Projects
(formerly referred to as Hurricane and
Shore Protection Projects); and the
authority to implement nonstructural
alternatives to rehabilitation, if
requested by the non-federal sponsor.
Other significant changes under
consideration include revisions to the
eligibility criteria for rehabilitation
assistance for FCW, an increase to the
minimum repair cost for FCW projects,
revised policies to address endangered
species and vegetation management
during rehabilitation, and a change in
the cost share for emergency measures
constructed using permanent
construction standards.
Compensatory Mitigation for Losses of
Aquatic Resources—Review and
Approval of Mitigation Banks and InLieu Fee Programs. RIN: 0710–AA83
This rule proposes to amend the
regulations governing the review and
approval process for mitigation banks
and in-lieu fee programs, which are
used to provide compensatory
mitigation that offsets losses of
jurisdictional waters and wetlands
authorized by Department of the Army
permits. Those regulations also include
time frames for certain steps in the
mitigation bank and in-lieu fee program
review and approval process. The
review and approval process for
mitigation banks and in-lieu fee
programs includes an opportunity for
public and agency review and comment,
as well as a second review by an
interagency review team. The
interagency review team consists of
federal, tribal, state, and local agencies
that review documentation and provide
the United States Army Corps of
Engineers (USACE) with advice on the
establishment and management of
mitigation banks and in-lieu fee
programs. The USACE is reviewing the
review and approval process and the
interagency review team process in
particular to determine whether and
how it can enhance the efficiency of
those processes. An increase in
efficiency could result in savings to the
public if it results in similar or
improved outcomes with shorter review
times and thereby reduce risk and
uncertainty for mitigation bank and inlieu fee program sponsors and the costs
they incur in obtaining mitigation
banking or in-lieu fee program
instruments. An increase in review
efficiency could also decrease the
resources other federal, tribal, state, and
local agencies expend in reviewing
these activities, attending meetings,
participating in site visits, and
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providing their comments to the
USACE.
Modification of Nationwide Permits.
RIN: 0710–AA84
The USACE issues nationwide
permits to authorize specific categories
of activities in jurisdictional waters and
wetlands that have no more than
minimal individual and cumulative
adverse environmental effects. The
issuance and reissuance of nationwide
permits must be done every five years
to continue the Nationwide Permit
Program. The nationwide permits were
last issued on December 21, 2016, and
expire on March 18, 2022. On October
25, 2017, the USACE issued a report to
meet the requirements of Executive
Order 13783, Promoting Energy
Independence and Economic Growth. In
that report, the USACE recommended
changes to nine nationwide permits that
authorize activities related to domestic
energy production and use, including
oil, natural gas, coal, and nuclear energy
sources, as well as renewable energy
sources such as flowing water, wind,
and solar energy. This rulemaking
action would seek to review and, if
appropriate, modify those nine
nationwide permits in accordance with
the opportunities identified in the
report in order to reduce burdens on the
public. In addition, the Corps is
considering modifying an additional 23
nationwide permits to allow federal
agencies to select and use nationwide
permits without additional USACE
review. This rulemaking action would
help simplify the nationwide permit
authorization process.
expected to exceed $50 million during
the next 12 months.
Statement of Need: There is a need to
increase the threshold for a contractor
purchasing system review from $25 to
$50 million to reduce the administrative
burden on contractors and the
Government for maintaining and
reviewing an approved contractor
purchasing system.
Summary of Legal Basis: This rule is
proposed under the authority at 41
U.S.C. 1303, Functions and authority,
which provides the authority to issue
and maintain the Federal Acquisition
Regulation and executive agency
implementing regulations.
Alternatives: No alternatives to this
action are being considered at this time.
Anticipated Cost and Benefits:
Implementing this rule provides a net
annualized savings of approximately
$12 million. This estimate is based on
data available in the Federal
Procurement Data System (FPDS) data
for fiscal year 2016, which indicates that
958 unique vendors received awards
valued at $25 million or more, but less
than $50 million, that were subject to
the purchasing system review.
Removing this requirement would
relieve these contractors from the time
and cost burden required to establish,
maintain, audit, document, and train for
an approved purchasing system.
Risks: If this rule is not finalized, the
public will continue to experience
additional costs to comply with this rule
at the current threshold.
Timetable:
Action
Date
NPRM ..................
DOD—DEFENSE ACQUISITION
REGULATIONS COUNCIL (DARC)
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Proposed Rule Stage
22. Contractor Purchasing System
Review Threshold (DFARS CASE 2017–
D038)
Priority: Other Significant.
E.O. 13771 Designation: Deregulatory.
Legal Authority: 41 U.S.C. 1303
CFR Citation: 48 CFR 244.
Legal Deadline: None.
Abstract: DoD is proposing to amend
the Defense Federal Acquisition
Regulation Supplement to establish a
higher dollar threshold for conducting
contractor purchasing system reviews.
This rule proposes, in lieu of the
threshold at Federal Acquisition
Regulation 44.302(a) of $25 million, the
administrative contracting officer shall
determine the need for a contractors
purchasing system review if a
contractor’s sales to the Government are
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FR Cite
01/00/19
Regulatory Flexibility Analysis
Required: No.
Government Levels Affected: Federal.
Agency Contact: Jennifer Hawes,
Defense Acquisition Regulations
System, Department of Defense, 3060
Defense Pentagon, Room 3B941,
Washington, DC 20301–3060, Phone:
571 372–6115, Email:
jennifer.l.hawes2.civ@mail.mil.
RIN: 0750–AJ48
Legal Deadline: Final, Statutory,
December 23, 2016, Effective upon
enactment.
Abstract: DoD is proposing to amend
the Defense Federal Acquisition
Regulation Supplement to implement
section 888 of the National Defense
Authorization Act (NDAA) for Fiscal
Year (FY) 2017, which requires that
competition not be limited through the
use of specifying brand names or brand
name or equivalent descriptions, or
proprietary specifications and
standards, unless a justification for such
specifications is provided and approved
in accordance with 10 U.S.C. 2304(f).
Statement of Need: This case is
necessary to ensure contracting officers
comply with section 888 of the NDAA
for FY 2015 (Pub. L. 113–291).
Specifically, it will ensure contracting
officers properly justify for the use of
brand name and brand name or
equivalent descriptions, or proprietary
specifications or standards.
Summary of Legal Basis: This rule is
proposed under the authority at 41
U.S.C. 1303, Functions and authority,
which provides the authority to issue
and maintain the Federal Acquisition
Regulation and executive agency
implementing regulations. In addition,
this rule is necessary to implement the
statutory amendments made by section
888 of the NDAA for FY 2017.
Alternatives: There are no viable
alternatives that are consistent with the
stated objectives of the statute.
Anticipated Cost and Benefits: The
Department does not expect this
proposed rule to have any cost impact
on contractors or offerors. Rather,
preparing a justification for the use of
brand name descriptions or
specifications provides increased
transparency into the acquisition
planning and source selection strategy
process for department goods and
services.
Risks: If this rule is not finalized, the
department will not be in compliance
with section 888 of the NDAA for FY
2017, therefore losing an opportunity to
increase competition, expand the
defense industrial base and secure
reduced pricing.
Timetable:
Action
DOD—DARC
23. Brand Name or Equal (DFARS
CASE 2017–D040)
Priority: Other Significant.
E.O. 13771 Designation: Other.
Legal Authority: 41 U.S.C. 1303; Pub.
L. 113–291, sec. 888; 10 U.S.C. 2304(f)
CFR Citation: 48 CFR 206; 48 CFR
211.
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Date
FR Cite
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Regulatory Flexibility Analysis
Required: No.
Government Levels Affected: Federal.
Agency Contact: Jennifer Hawes,
Defense Acquisition Regulations
System, Department of Defense, 3060
Defense Pentagon, Room 3B941,
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Washington, DC 20301–3060, Phone:
571 372–6115, Email:
jennifer.l.hawes2.civ@mail.mil.
RIN: 0750–AJ50
DOD—DARC
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Final Rule Stage
24. Submission of Summary
Subcontract Report (DFARS CASE
2017–D005)
Priority: Other Significant.
E.O. 13771 Designation: Deregulatory.
Legal Authority: 41 U.S.C. 1303
CFR Citation: 48 CFR 252.
Legal Deadline: None.
Abstract: DoD is issuing a final rule to
amend the Defense Federal Acquisition
Regulation Supplement (DFARS) to
clarify the entity to which Summary
Subcontract Reports (SSRs) are to be
submitted and the entity that
acknowledges receipt of, or rejects, SSRs
in the Electronic Subcontracting
Reporting System (eSRS). The SSR is
used to collect prime contractors’ and
subcontractors’ subcontract award data
for a specific Federal Government
agency when the prime or
subcontractor: (a) Holds one or more
contracts over $700,000 (over
$1,500,000 for construction of a public
facility); and (b) is required to report
subcontracts awarded to various types
of small business under an individual
subcontracting plan with the Federal
Government. Currently, the contractors
submit the SSR to the various
individual DoD components (i.e.,
departments and agencies within DoD)
with which they have contracts. As a
result of this rule, contractors with
individual subcontracting plans will
submit a single, consolidated SSR in
eSRS at the DoD-level, which will be
acknowledged or rejected in eSRS at the
DoD-level. These revisions will bring
DFARS into compliance with the
requirement for a consolidated SSR in
the clause at Federal Acquisition
Regulation 52.219–9, Small Business
Subcontracting Plan. This rule will also
have a positive impact on contractors,
because they will be able to submit a
single consolidated SSR to DoD, instead
of multiple SSRs to DoD components.
Statement of Need: The purpose of
the rule change is to amend the Defense
Federal Acquisition Regulation
Supplement (DFARS) to implement a
policy that streamlines the submission
and review of Summary Subcontract
Reports (SSRs) for DoD contractors.
Instead of the current practice of
submitting multiple SSRs to various
departments or agencies within DoD,
contractors with individual
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subcontracting plans will submit one
consolidated SSR at the DoD level in the
Electronic Subcontracting Reporting
System (eSRS). The consolidated SSR
will be acknowledged or rejected in
eSRS at the DoD level. Large business
contractors currently submit SSRs to the
department or agency within DoD that
administers the majority of the
contractor’s individual subcontracting
plans, and these contractors frequently
must submit SSRs to each department or
agency within DoD with which they
have contracts. This results in extra
work for the contractors and creates
problems with duplicate subcontracting
data. By requiring submission and
review of SSRs at the DoD level, this
rule identifies a solution for these
issues.
Summary of Legal Basis: This rule is
issued under the authority at 41 U.S.C.
1303, functions and authority, which
provides the authority to issue and
maintain the Federal Acquisition
Regulation and executive agency
implementing regulations.
Alternatives: There are no known
alternatives that would achieve the
efficiencies expected from this rule. The
current submission requirements result
in extra work for contractors and create
problems with duplicate subcontracting
data being reported.
Anticipated Cost and Benefits: By
requiring submission and review of
SSRs at the DoD level, this rule solves
these issues. The following is a
summary of the estimated anticipated
public cost savings calculated in 2016
dollars at a 7-percent discount rate and
in perpetuity:
Annualized Cost Savings: ¥$25,514.
Present Value Cost Savings:
¥$364,492.
Risks: There are no identified risks
associated with this rule. The rule
should serve to eliminate the potential
for duplicative reporting of
subcontracting data to DoD.
Timetable:
Action
Date
NPRM ..................
NPRM Comment
Period End.
Final Action .........
Final Action Effective.
06/29/18
08/28/18
FR Cite
83 FR 30666
12/00/18
12/00/18
Regulatory Flexibility Analysis
Required: No.
Government Levels Affected: Federal.
Agency Contact: Jennifer Hawes,
Defense Acquisition Regulations
System, Department of Defense, 3060
Defense Pentagon, Room 3B941,
Washington, DC 20301–3060, Phone:
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571 372–6115, Email:
jennifer.l.hawes2.civ@mail.mil.
RIN: 0750–AJ42
DOD—U.S. ARMY CORPS OF
ENGINEERS (COE)
Prerule Stage
25. Regulatory Program of the Army
Corps of Engineers Tribal Consultation
and National Historic Preservation Act
Compliance
Priority: Other Significant. Major
status under 5 U.S.C. 801 is
undetermined.
Unfunded Mandates: Undetermined.
E.O. 13771 Designation: Other.
Legal Authority: 33 U.S.C. 1344; 33
U.S.C. 401; 33 U.S.C. 403; 33 U.S.C.
1413
CFR Citation: 33 CFR 325.
Legal Deadline: None.
Abstract: The U.S. Army Corps of
Engineers (USACE) recognizes the
sovereign status of Indian tribes (as
defined by Executive Order 13175) and
our obligation for pre-decisional
government-to-government
consultation, as established through and
confirmed by the U.S. Constitution,
treaties, statutes, executive orders,
judicial decisions, and Presidential
documents and policies, on proposed
regulatory actions (e.g., individual
permit decisions and general permit
verifications). In addition, the USACE
must also consider the effects of its
actions on historic properties pursuant
to section 106 of the National Historic
Preservation Act. The USACE
Regulatory Program’s regulations for
complying with the NHPA are outlined
at 33 CFR 325 appendix C. Since these
regulations were promulgated in 1990,
there have been amendments to the
NHPA and revisions to the Advisory
Council on Historic Preservation’s
(ACHP) regulations at 36 CFR part 800
subpart B, addressing, among other
things, tribal consultation requirements.
In response, the USACE issued interim
guidance until rulemaking could be
completed in order to ensure full
compliance with the NHPA and ACHP’s
regulations. The USACE seeks to revise
its regulations to conform to these
requirements. Consequently, the USACE
intends to publish an advance notice of
proposed rulemaking to solicit the
public’s input and inform its drafting of
any future rulemaking.
Statement of Need: Since the USACE
Regulatory Program’s regulations for
section 106 of the National Historic
Preservation Act (NHPA) were
promulgated in 1990, there have been
amendments to the NHPA and revisions
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to Advisory Council on Historic
Preservation’s (ACHP) regulations at 36
CFR part 800 subpart B. The ACHP’s
regulations address, among other things,
tribal consultation requirements. The
Corps seeks to revise its regulations to
conform to these requirements, and to
develop regulations governing
consultation with Indian tribes.
Summary of Legal Basis: For historic
properties: Section 106 of the National
Historic Preservation Act. The USACE’s
obligations to consult with Indian tribes
are derived from the U.S. Constitution,
treaties, statutes, executive orders,
judicial decisions, and Presidential
documents and policies.
Alternatives: Various alternatives are
expected to be developed from the input
received from the advance notice of
proposed rulemaking, and further
explored during the development of the
proposed and final rules.
Anticipated Cost and Benefits:
Anticipated costs and benefits will be
estimated as rule options are developed
after comments received in response to
the advance notice of proposed
rulemaking are evaluated.
Risks: The regulation is expected to
reduce risks to the environment,
specifically historic properties,
properties of traditional religious and
cultural importance to tribes, and
natural resources that are subject to
tribal treaty rights. Other potential risks
will likely be identified through the
advance notice of proposed rulemaking
and those risks will be evaluated during
the rulemaking process.
Timetable:
Action
Date
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ANPRM ...............
ANPRM Comment
Period End.
FR Cite
02/00/19
05/00/19
Regulatory Flexibility Analysis
Required: Undetermined.
Government Levels Affected:
Undetermined.
Federalism: Undetermined.
Agency Contact: Amy Klein,
Regulatory Program Manager,
Department of Defense, U.S. Army
Corps of Engineers, 441 G Street NW,
Washington, DC 20314, Phone: 202 761–
4559, Email: amy.s.klein@
usace.army.mil.
RIN: 0710–AA75
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DOD—COE
Proposed Rule Stage
26. Natural Disaster Procedures:
Preparedness, Response, and Recovery
Activities of the Corps of Engineers
Priority: Other Significant. Major
status under 5 U.S.C. 801 is
undetermined.
E.O. 13771 Designation: Other.
Legal Authority: 33 U.S.C. 701n
CFR Citation: 33 CFR 203.
Legal Deadline: None.
Abstract: The Corps is proposing to
update the Federal regulation for its
natural disaster procedures currently
promulgated in 33 CFR part 203. This
proposed rule continues the rulemaking
process to revise 33 CFR part 203,
which implements section 5 of the
Flood Control Act of 1941, as amended,
(33 U.S.C. 701n), commonly referred to
as Public Law 84–99. The Corps
initiated this process through advanced
notice of proposed rulemaking (ANPR)
on February 13, 2015. The revisions
under consideration would respond to
the comments to the ANPR. The
revisions address statutory changes to
the program enacted in section 3011 and
3029 of the Water Resources and Reform
Development Act of 2014 (WRRDA
2014) regarding the System Wide
Improvement Framework (SWIF),
modifications to Flood Control Works
(FCW) and Coastal Storm Risk
Management Projects (formerly referred
to as Hurricane and Shore Protection
Projects); and nonstructural alternatives
to rehabilitation, if requested by the
non-Federal sponsor. Additional
revisions address statutory changes from
section 1176 of the Water Resources
Development Act of 2016 (WRDA)
which provided an express definition of
nonstructural alternatives,’’ as that term
is used in Public Law 84–99, and
authorized the Chief of Engineers, under
certain circumstances, to increase the
level of protection of flood control or
hurricane or shore protection works
when conducting repair or restoration
activities to such works under Public
Law 84–99. Other significant changes
under consideration include revisions to
the eligibility criteria for rehabilitation
assistance for flood control works
(FCW), an increase to the minimum
repair cost for FCW projects, revised
policies to address endangered species
and vegetation management during
rehabilitation, and a change in the cost
share for emergency measures
constructed using permanent
construction standards.
Statement of Need: Since the last
revision in 2003, significant disasters,
including Hurricane Katrina (2005),
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Hurricane Sandy (2012), flooding on the
Mississippi and Missouri Rivers (2008,
2011, and 2013), and Hurricanes
Harvey, Irma and Maria (2017) have
provided a more detailed understanding
of the nature and severity of risk
associated with flood control projects.
Additionally, the maturation of riskinformed decision making approaches
and technological advancements have
influenced the outlook on how Public
Law 84–99 activities should be
implemented, with a shift towards
better alignment with Corps Levee
Safety and National Flood Risk
Management Programs, as well as the
National Preparedness and Response
Frameworks. Through these programs,
the Corps works with non-federal
sponsors and stakeholders to assess,
communicate, and manage the risks to
people, property, and the environment
associated with levee systems and flood
risks. Revisions to part 203 are
necessary to implement statutes that
amended or otherwise affected Public
Law 84–99, as explained in the next
section.
Summary of Legal Basis: Public Law
84–99 authorizes an emergency fund to
be expended at the discretion of the
Chief of Engineers for preparation for
natural disasters, flood fighting, rescue
operations, repairing or restoring flood
control works, emergency protection of
federally authorized hurricane or shore
protection projects, and the repair and
restoration of federally authorized
hurricane and shore protection projects
damaged or destroyed by wind, wave, or
water of other than ordinary nature.
1. Subsection 3029(a) of the Water
Resources Reform and Development Act
of 2014 (WRRDA) (Pub. L. 113–121)
granted the Chief of Engineers authority,
under certain circumstances, to make
modifications to flood control and
hurricane or shore protections works
damaged during flood or coastal storms
events, as well as the authority to
implement nonstructural alternatives in
the repair and restoration of hurricane
or shore protection works.
2. Subsection 3029(b) of WRRDA 2014
directed the Secretary of the Army to
undertake a review of implementation
of Public Law 84–99 to ensure the safety
of affected communities to future
flooding and storm events; the
resiliency of water resources
development projects to future flooding
and storm events; the long-term costeffectiveness of water resources
development projects that provide flood
control and hurricane and storm damage
reduction benefits; and the policy goals
and objectives that were outlined by the
President as a response to recent
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extreme weather events at that time are
met.
3. Section 3011 of WRRDA 2014
mandated that a levee system shall
remain eligible for rehabilitation
assistance under Public Law 84–99 as
long as the system sponsor continues to
make satisfactory progress, as
determined by the Secretary of the
Army, on an approved system wide
improvement framework or letter of
intent.
4. Section 1176 of the Water
Resources Development Act of 2016
(WRDA) (Pub. L. 114–322, title I)
provided an express definition of
nonstructural alternatives, as that term
is used in Public Law 84–99, and
authorized the Chief of Engineers, under
certain circumstances, to increase the
level of protection of flood control or
hurricane or shore protection works
when conducting repair or restoration
activities to such works under Public
Law 84–99.
Alternatives:
1. No rule update: Implement all
changes through agency discretion.
Alternative not selected because the
Public Law 84–99 amendments are very
prescriptive and it is inappropriate for
those conflicts to exist.
2. Modify: Evaluate required changes
and determine which require
implementation via agency discretion
and those requiring an update to the
rule, thereby only updating the rule
where necessary. Alternative not
selected because of inconsistencies
resulting from a lack of comprehensive
consideration and a mix of policies. It
would result in misunderstandings of
program activities and inhibit
transparency.
3. Repeal and replace (Selected
Alternative): Incorporate and integrate
the current state of the practice of flood
risk management principles and
concepts through the provision of
agency policy codified in a federal rule.
The intended benefit is to encourage
broader community flood risk
management activities, as enacted by
non-federal project sponsors. The rule
alternative also consolidates recent
Public Law 84–99 amendments into one
comprehensive rule, ensuring the Public
has a clear understanding of the
responsibilities and requirements.
Anticipated Cost and Benefits:
Overall, the changes to this regulation
provide greater flexibility to the federal
government and non-Federal sponsors
and improve the effectiveness of federal
and local investments in riverine and
coastal projects. These proposed
changes take advantage of our increased
understanding of project risks, moving
from an assessment of how the project
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is expected to perform to a focus on a
broader set of actions to reduce risk to
life, including operations, maintenance,
planning, and execution actions to
improve emergency warning and
evacuation and other activities to
improve the ability of communities and
individuals to understand and manage
project-related risks. Informed by more
detailed understanding of risk for levee
projects, the federal government and
non-federal sponsors are able to apply
limited resources to the risk
management activities that most
effectively reduce riverine flood risk
and avoid expenditures that have little
risk reduction benefit.
Risks: The rule will is expected to
reduce risks to public health and safety
by improving the Corps’ ability to
prepare for national response framework
missions that contribute to the
restoration of critical lifelines that are
necessary for life sustaining activities
and economic recovery. The rule is also
expected to encourage broader
community flood risk management
activities, as enacted by non-federal
project sponsors.
Timetable:
Action
Date
ANPRM ...............
ANPRM Comment
Period End.
NPRM ..................
NPRM Comment
Period End.
02/13/15
04/14/15
FR Cite
80 FR 8014
12/00/18
02/00/19
Regulatory Flexibility Analysis
Required: No.
Small Entities Affected: No.
Government Levels Affected: None.
Agency Contact: Willem Helms,
Department of Defense, U.S. Army
Corps of Engineers, 441 G Street NW,
Washington, DC 20314, Phone: 202 761–
5909.
RIN: 0710–AA78
DOD—COE
27. Definition of ‘‘Waters of the United
States’’
Priority: Other Significant. Major
status under 5 U.S.C. 801 is
undetermined.
Unfunded Mandates: Undetermined.
E.O. 13771 Designation: Deregulatory.
Legal Authority: 33 U.S.C. 1251 et seq.
CFR Citation: 33 CFR 328.
Legal Deadline: None.
Abstract: In 2015, the Environmental
Protection Agency and the Department
of the Army (the agencies) published the
‘‘Clean Water Rule: Definition of Waters
of the United States’’ (80 FR 37054, June
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29, 2015). On October 9, 2015, the U.S.
Court of Appeals for the Sixth Circuit
stayed the 2015 rule nationwide
pending further action of the court. On
February 28, 2017, the President signed
Executive Order 13778, ‘‘Restoring the
Rule of Law, Federalism, and Economic
Growth by Reviewing the ‘Waters of the
United States Rule’,’’ which instructed
the agencies to review the 2015 Rule
and rescind or replace it as appropriate
and consistent with law. The agencies
are publishing this proposed rule to
follow the first step, which sought to
recodify the definition of ‘‘waters of the
United States’’ that existed prior to the
2015 Rule. In this second step, the
agencies are conducting a substantive
reevaluation and revision of the
definition of ‘‘waters of the United
States’’ in accordance with the
Executive order.
Statement of Need: Please see EPA’s
statement of need for RIN 2040–AF75,
because EPA is the lead for this
rulemaking action.
Summary of Legal Basis: The Clean
Water Act (33 U.S.C. 1251 et seq.).
Alternatives: Please see EPA’s
alternatives for RIN 2040–AF75, because
EPA is the lead for this rulemaking
action.
Anticipated Cost and Benefits: Please
see EPA’s statement of anticipated costs
and benefits for RIN 2040–AF75,
because EPA is the lead for this
rulemaking action.
Risks: Please see EPA’s statement of
risks for RIN 2040–AF75, because EPA
is the lead for this rulemaking action.
Timetable:
Action
NPRM ..................
Date
FR Cite
12/00/18
Regulatory Flexibility Analysis
Required: Undetermined.
Government Levels Affected:
Undetermined.
Federalism: Undetermined.
Agency Contact: Stacey Jensen,
Department of Defense, U.S. Army
Corps of Engineers, 441 G Street NW,
Washington, DC 20314, Phone: 202 761–
5856.
Related RIN: Related to 2040–AF75
RIN: 0710–AA80
DOD—COE
28. Compensatory Mitigation for Losses
of Aquatic Resources—Review and
Approval of Mitigation Banks and InLieu Fee Programs
Priority: Other Significant. Major
status under 5 U.S.C. 801 is
undetermined.
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E.O. 13771 Designation: Deregulatory.
Legal Authority: 33 U.S.C. 1344; 33
U.S.C. 403; 33 U.S.C. 1413
CFR Citation: 33 CFR 332.
Legal Deadline: None.
Abstract: In 2008, the U.S. Army
Corps of Engineers (Corps) issued a final
rule governing compensatory mitigation
for losses of aquatic resources (73 FR
19593). The regulation prescribes a
review and approval process for the
establishment and management of
mitigation banks and in-lieu fee
programs. The regulation also includes
time frames for certain steps in the
mitigation bank and in-lieu fee program
review and approval process. The
review and approval process for
mitigation banks and in-lieu fee
programs includes an opportunity for
public and agency review and comment,
as well as a second review by an
interagency review team. The
interagency review team consists of
Federal, Tribal, State, and local agencies
that review documentation and provide
the USACE with advice on the
establishment and management of
mitigation banks and in-lieu fee
programs. The Corps is reviewing the
review and approval process and the
interagency review team process in
particular to enhance the efficiency of
the mitigation bank and in-lieu fee
program approval time frames. An
increase in efficiency would likely
result in savings to the public because
it is expected to result in shorter review
times for proposed mitigation banks, inlieu fee programs, and instrument
modifications, as well as credit release
requests, and decreases in the resources
other federal, state, and local agencies
expend in reviewing these activities,
attending meetings, participating in site
visits, and providing their comments to
the Corps.
Statement of Need: This proposed
rule would propose executing execute of
one of the legislative principles in the
Administration’s framework for
rebuilding infrastructure in the United
States, by removing duplication in the
review process for mitigation banks and
in-lieu fee programs that offset losses of
jurisdictional waters and wetlands
authorized by Department of the Army
permits issued under section 404 of the
Clean Water Act and section 10 of the
Rivers and Harbors Act of 1899. It could
reduce duplication, increase efficiency,
and lower costs by providing one review
process for proposed mitigation banks
and in-lieu fee programs, instead of two
processes. Depending on the outcome of
this rulemaking, Federal, tribal, state,
and local agencies could end up using
a different approach to provide input
into the mitigation bank and in-lieu fee
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program review process by participating
in the public notice and comment
process along with the general public.
Summary of Legal Basis: The Corps’
legal authority for conducting this
rulemaking is section 404 of the Clean
Water Act (33 U.S.C. 1344) and section
10 of the Rivers and Harbors Act of 1899
(33 U.S.C. 403).
Alternatives: Alternatives that may be
considered during the rulemaking
process might include, but are not
limited to, conducting the rulemaking to
remove the interagency review team
process from the regulation, using other
approaches to increase efficiency in the
mitigation bank and in-lieu fee program
review and approval process, or making
no changes to the regulation.
Anticipated Cost and Benefits: The
proposed rule change is anticipated to
reduce costs for sponsors of mitigation
banks and in-lieu fee programs, by
reducing the amount of time it takes to
review and approve their mitigation
banks and in-lieu fee programs, and
oversee their operation. The proposed
rule change is also anticipated to reduce
costs to the Corps and other Federal,
Tribal, State, and local government
agencies by eliminating costs associated
with the current interagency review
team processes, including staff time for
review of documentation for mitigation
banks and in-lieu fee programs, site
visits, travel, and participation in
meetings. A regulatory impact analysis
will be prepared for the proposed rule,
to fully evaluate anticipated costs and
benefits.
Risks: The proposed rule is not
anticipated to increase risks to public
health, safety, or the environment
because the Corps would retain its
authority to review and approve
mitigation banks and in-lieu fee
programs, as well as modification of
mitigation banking instruments and inlieu fee program instruments. It might
only alter how Federal, Tribal, State,
and local government agencies provide
their views on proposed mitigation
banks and in-lieu fee programs, and
modifications to approved mitigation
banks and in-lieu fee programs.
Mitigation banks and in-lieu fee
programs would continue to be required
to provide ecologically successful
aquatic resource compensatory
mitigation projects to offset permitted
impacts to jurisdictional waters and
wetlands.
Timetable:
Action
Date
NPRM ..................
NPRM Comment
Period End.
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05/00/19
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FR Cite
57845
Regulatory Flexibility Analysis
Required: Undetermined.
Government Levels Affected:
Undetermined.
Agency Contact: David B. Olson,
Regulatory Program Manager,
Department of Defense, U.S. Army
Corps of Engineers, 441 G Street NW,
CECW–CO, Washington, DC 20314–
1000, Phone: 202 761–4922, Email:
david.b.olson@usace.army.mil.
RIN: 0710–AA83
DOD—COE
29. Modification of Nationwide Permits
Priority: Other Significant. Major
status under 5 U.S.C. 801 is
undetermined.
E.O. 13771 Designation: Deregulatory.
Legal Authority: 33 U.S.C. 1344(e); 33
U.S.C. 403
CFR Citation: None.
Legal Deadline: None.
Abstract: The U.S. Army Corps of
Engineers (Corps) issues nationwide
permits to authorize specific categories
of activities in jurisdictional waters and
wetlands that have no more than
minimal individual and cumulative
adverse environmental effects. This
action would be a deregulatory action
because it proposes to remove specific
terms of nationwide permits that impose
costs on prospective permittees, and it
would help simplify the nationwide
permit authorization process. Since the
submission and review of such
nationwide permits can take
significantly less time than individual
permits, any changes to the program
that increase the conditions under
which the nationwide permits can be
used could result in significant cost
savings for the public. The issuance and
reissuance of nationwide permits must
be done every five years to continue the
Nationwide Permit Program. The
nationwide permits were last issued on
December 21, 2016, and expire on
March 18, 2022. On October 25, 2017,
the Corps issued a report to meet the
requirements of Executive Order 13783,
Promoting Energy Independence and
Economic Growth. In that report, the
Corps recommended changes to nine
nationwide permits that authorize
activities related to domestic energy
production and use, including oil,
natural gas, coal, and nuclear energy
sources, as well as renewable energy
sources such as flowing water, wind,
and solar energy. This rulemaking
action would seek to review and, if
appropriate, modify those nine
nationwide permits in accordance with
the opportunities identified in the
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report in order to reduce burden on the
public. In addition, the Corps is
considering modifying an additional 23
nationwide permits to allow federal
agencies to select and use nationwide
permits without additional Corps
review. This rulemaking action would
help simplify the nationwide permit
authorization process.
Statement of Need: This proposed
rule would propose executing the
recommendations the Corps made in the
report dated October 25, 2017, that it
wrote in response to Executive Order
13783, Promoting Energy Independence
and Economic Growth, as well as one of
the legislative principles in the
Administration’s framework for
rebuilding infrastructure in the United
States. For Executive Order 13783, the
Corps may propose to modify 9
nationwide permits that authorize
activities association with energy
production and distribution. For the
framework for rebuilding infrastructure
in the United States, the Corps may
propose to modify an additional 23
nationwide permits so that federal
agencies that want to use these
nationwide permits do not have to
submit pre-construction notifications.
Summary of Legal Basis: The Corps
has authority to issue nationwide
permits under the following statutes:
Section 404 of the Clean Water Act (33
U.S.C. 1344) and Section 10 of the
Rivers and Harbors Act of 1899 (33
U.S.C. 403).
Alternatives: Potential alternatives
consist of: (1) Conducting the
rulemaking necessary to make the
proposed modifications or other
modifications to these 32 nationwide
permits prior to the expiration of the
current nationwide permits, (2)
conducting rulemaking to modify a
smaller number of the current
nationwide permits prior to the
expiration of the current nationwide
permits, and (3) taking no action until
the next scheduled rulemaking. The
current nationwide permits went into
effect on March 19, 2017, and expire on
March 18, 2022. If the nationwide
permits are not reissued before March
18, 2022, the nationwide permits will
automatically expire and project
proponents would be required to obtain
individual permits to conduct regulated
activities under section 404 of the Clean
Water Act and/or Section 10 of the
Rivers and Harbors Act of 1899, unless
the applicable Corps district has
regional general permits available to
authorize similar categories of activities.
Anticipated Cost and Benefits: The
proposed changes to these 32
nationwide permits would reduce
compliance costs for regulated entities
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by removing or changing certain terms
of those nationwide permits to make
them easier to use. According to the
regulatory impact analysis prepared for
the 2017 nationwide permits, a typical
nationwide permit verification costs
$4,308 to $14,358 to obtain, whereas a
typical individual permit costs $17,230
to $34,460 to obtain. A more detailed
cost/benefit analysis will be prepared
when the proposed rule is developed.
Risks: The nationwide permits reduce
risks to public health, safety, and the
environment by providing streamlined
authorization for categories of activities
that require Department of the Army
authorization and result in no more than
minimal individual and cumulative
adverse environmental effects. The
nationwide permits authorize the
construction and maintenance of
infrastructure that supports public
health and safety. The streamlined
authorization process provided by the
nationwide permits reduces risks to the
environment by giving incentives to
project proponents to design their
projects to reduce adverse
environmental effects so that they are no
more than minimal. Many of the
nationwide permits have acreage and
other terms that help regulated entities
design their projects to qualify for
nationwide permit authorization.
Timetable:
Action
Date
NPRM ..................
NPRM Comment
Period End.
FR Cite
06/00/19
08/00/19
Regulatory Flexibility Analysis
Required: No.
Government Levels Affected: None.
Agency Contact: David B. Olson,
Regulatory Program Manager,
Department of Defense, U.S. Army
Corps of Engineers, 441 G Street NW,
CECW–CO, Washington, DC 20314–
1000, Phone: 202 761–4922, Email:
david.b.olson@usace.army.mil.
RIN: 0710–AA84
DOD—COE
Final Rule Stage
30. Policy for Domestic, Municipal, and
Industrial Water Supply Uses of
Reservoir Projects Operated by the
Department of the Army, U.S. Army
Corps of Engineers
Priority: Other Significant.
E.O. 13771 Designation: Other.
Legal Authority: 33 U.S.C. 708; 43
U.S.C. 390b
CFR Citation: 33 CFR 209.
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Legal Deadline: None.
Abstract: The Department of the
Army, U.S. Army Corps of Engineers
(Corps) is updating and clarifying the
policies governing the use of its
reservoir projects for domestic,
municipal, and industrial water supply
pursuant to the Flood Control Act of
1944 section 6, 33 U.S.C. 708 (section
6), and the Water Supply Act of 1958,
43 U.S.C. 390(b) (WSA). The proposed
rules for the use of storage space in
Corps reservoir projects for water
supply are being developed to
implement section 6 of the Flood
Control Act of 1944 and the Water
Supply Act of 1958.
Statement of Need: The Corps is
updating and clarifying its policies
governing the use of its reservoir
projects for domestic, municipal and
industrial water supply pursuant to
Section 6 of the Flood Control Act of
1944 and the Water Supply Act of 1958.
The Corps intends through this
rulemaking to explain and improve its
interpretations and practices under
these statutes. The rule is intended to
enhance the Corps’ ability to cooperate
with state and local interests in the
development of water supplies in
connection with the operation of its
reservoirs for federal purposes as
authorized by Congress, to facilitate
water supply uses of Corps reservoirs by
others as contemplated under applicable
law, and to avoid interfering with lawful
uses of water by any entity when the
Corps exercises its discretionary
authority under either Section 6 or the
Water Supply Act.
Summary of Legal Basis: Section 6 of
the Flood Control Act of 1944
authorizes the Secretary of the Army to
make contracts with states,
municipalities, private concerns, or
individuals, at such prices and on such
terms as [the Secretary] may deem
reasonable, for domestic and industrial
uses for surplus water that may be
available at any reservoir under the
control of the [Department of the Army].
33 U.S.C. 708. The Water Supply Act
provides that storage may be included
in any reservoir project surveyed,
planned, constructed or to be planned,
surveyed and/or constructed by the
Corps to impound water for present or
anticipated future demand or need for
municipal or industrial water, 43 U.S.C.
390b(b).
Alternatives: The Army anticipates
considering two alternatives: (1) A no
action alternative and (2) revising the
Corps’ policies implementing section 6
and the Water Supply Act.
Anticipated Cost and Benefits: The
proposed rule is not expected to have a
significant economic impact. It would
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not change the methodology by which
the cost of Water Supply Act storage
agreements is determined. It would
establish a new pricing methodology for
surplus water contracts, under which
users would be charged only for costs,
if any, incurred by the Corps in making
surplus water available. The costs
incurred by the Government and the
costs charged to users for surplus water
withdrawals are not expected to be
significant.
Risks: This rule is expected to reduce
risks to public health and the
environment by facilitating water
supply uses of Corps reservoirs by
others as contemplated under applicable
law, and to avoid interfering with lawful
uses of water by any entity. This rule is
also expected to reduce risk by
clarifying existing policies of noninterference with water rights issued by
the states or other permitting
authorities.
Timetable:
Action
Date
NPRM ..................
NPRM Comment
Period End.
Final Action .........
Final Action Effective.
12/16/16
11/16/17
FR Cite
81 FR 91556
08/00/19
10/00/19
Regulatory Flexibility Analysis
Required: No.
Government Levels Affected: None.
Agency Contact: Joseph Redican,
Deputy Chief, Planning and Policy
Division, Department of Defense, U.S.
Army Corps of Engineers, 441 G Street
NW, Washington, DC 20314, Phone: 202
761–4523, Email: joseph.h.redican@
usace.army.mil.
RIN: 0710–AA72
DOD—OFFICE OF ASSISTANT
SECRETARY FOR HEALTH AFFAIRS
(DODOASHA)
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Final Rule Stage
31. Establishment of Tricare Select and
Other Tricare Reforms
Priority: Other Significant.
E.O. 13771 Designation: Other.
Legal Authority: 10 U.S.C. ch. 55;
NDAA–17 sec. 701; NDAA–17 sec. 706;
NDAA–17 sec. 715; NDAA–17 sec. 718;
NDAA–17 sec. 729
CFR Citation: 32 CFR 199.
Legal Deadline: Other, Statutory, June
23, 2017, NDAA 17 section 718. Other,
Statutory, January 1, 2018, NDAA 17
section 729.
Abstract: This final rule implements
the primary features of section 701 and
partially implements several other
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sections of the National Defense
Authorization Act for Fiscal Year 2017
(NDAA–17). The law makes significant
changes to the TRICARE program,
especially to the health maintenance
organization (HMO) like health plan,
known as TRICARE Prime; to the
preferred provider organization health
plan, previously called TRICARE Extra
and now to be called TRICARE Select;
and to the third health care option,
known as TRICARE Standard, which
was terminated as of December 31,
2017, and replaced by TRICARE Select.
The statute also adopts a new health
plan enrollment system under TRICARE
and new provisions for access to care,
high value services, preventive care, and
healthy lifestyles. In implementing the
statutory changes, this finalizes a
number of improvements to TRICARE.
Specifically, this rule will enhance
beneficiary access to health care
services, including increased geographic
coverage for the TRICARE Select
provider network, reduced
administrative hurdles for TRICARE
Prime enrollees to obtain urgent care
services and specialty care referrals, and
promotes high value services and
medications and telehealth services. It
also expanded TRICARE coverage of
preventive care services and prevention
and treatment of obesity and refining
cost-benefit assessments for TRICARE
plan specifications that remain under
DoD’s discretion.
Statement of Need: This rule
implements the primary features of
section 701 and partially implements
several other sections of the National
Defense Authorization Act for Fiscal
Year 2017 (NDAA–17). The law makes
significant changes to the TRICARE
program, especially to the health
maintenance organization (HMO)-like
health plan, known as TRICARE Prime;
to the preferred provider organization
health plan, previously called TRICARE
Extra and now to be called TRICARE
Select; and to the third health care
option, known as TRICARE Standard,
which will be terminated as of
December 31, 2017, and replaced by
TRICARE Select. The statute also adopts
a new health plan enrollment system
under TRICARE and new provisions for
access to care, high-value services,
preventive care, and healthy lifestyles.
In implementing the statutory changes,
this rule makes a number of
improvements to TRICARE.
In implementing section 701 and
partially implementing several other
sections of NDAA–17, this interim final
rule advances all four components of
the Military Health System’s quadruple
aim of stronger readiness, better care,
healthier people, and smarter spending.
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The aim of stronger readiness is served
by reinforcing the vital role of the
TRICARE Prime health plan to refer
patients, particularly those needing
specialty care, to military medical
treatment facilities in order to ensure
that military health care providers
maintain clinical currency and
proficiency in their professional fields.
The objective of better care is enhanced
by a number of improvements in
beneficiary access to health care
services, including geographical
coverage for the TRICARE Select
provider network, reduced
administrative hurdles for TRICARE
Prime enrollees to obtain urgent care
services and specialty care referrals, and
promotion of high-value services and
medications and telehealth services.
The goal of healthier people is advanced
by expanding TRICARE coverage of
preventive care services and prevention
and treatment of obesity. And the aim
of smarter spending is furthered by
sharpening cost-benefit assessments for
TRICARE plan specifications that
remain under the DoD’s discretion.
Summary of Legal Basis: This rule is
required to implement or partially
implement several sections of NDAA–
17, including 701, 706, 715, 718, and
729. The legal authority for this rule
also includes chapter 55 of title 10,
United States Code.
Alternatives: None.
Anticipated Cost and Benefits: This
rule is not anticipated to have an annual
effect on the economy of $100M or
more, thus it is not an economically
significant rule under the Executive
Order and the Congressional Review
Act. The rule includes estimated
program costs associated with
implementation that include
administrative startup costs ($11M)
information systems changes ($10M).
Executive Order 13771, Reducing
Regulation and Controlling Regulatory
Costs, seeks to control costs associated
with the government imposition of
private expenditures required to comply
with Federal regulations and to reduce
regulations that impose such costs.
Consistent with the analysis of transfer
payments under OMB Circular A–4, this
rule does not involve regulatory costs
subject to Executive Order 13771.
Risks: The rule does not impose any
risks. The risks lie in not implementing
statutorily required changes.
Timetable:
Action
Interim Final Rule
Interim Final Rule
Comment Period End.
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Date
09/29/17
11/28/17
FR Cite
82 FR 45438
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Federal Register / Vol. 83, No. 222 / Friday, November 16, 2018 / Regulatory Plan
Action
Date
Final Action .........
FR Cite
01/00/19
Regulatory Flexibility Analysis
Required: No.
Small Entities Affected: No.
Government Levels Affected: None.
Agency Contact: Mark Ellis,
Department of Defense, Office of
Assistant Secretary for Health Affairs,
5111 Leesburg Pike, Suite 810A, Falls
Church, VA 22041, Phone: 703 681–
0039.
RIN: 0720–AB70
BILLING CODE 5001–06–P
DEPARTMENT OF EDUCATION
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Statement of Regulatory Priorities
I. Introduction
The U.S. Department of Education
(Department) supports States, local
communities, institutions of higher
education, and families in improving
education and other services nationwide
in order to ensure that all Americans,
including those with disabilities,
receive a high-quality education and are
prepared for high-quality employment.
We provide leadership and financial
assistance pertaining to education and
related services at all levels to a wide
range of stakeholders and individuals,
including State educational and other
agencies, local school districts,
providers of early learning programs,
elementary and secondary schools,
institutions of higher education, career
and technical schools, nonprofit
organizations, postsecondary students,
members of the public, families, and
many others. These efforts are helping
to ensure that all children and students
from pre-kindergarten through grade 12
will be ready for, and succeed in,
postsecondary education or
employment, and that students
attending postsecondary institutions are
prepared for a profession or career.
We also vigorously monitor and
enforce the implementation of Federal
civil rights laws in educational
programs and activities that receive
Federal financial assistance, and
support innovative programs, research
and evaluation activities, technical
assistance, and the dissemination of
data, research, and evaluation findings
to improve the quality of education.
Overall, the laws, regulations, and
programs that the Department
administers will affect nearly every
American during his or her life. Indeed,
in the 2018–19 school year, about 57
million students will attend an
estimated 133,000 elementary and
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secondary schools in approximately
13,600 districts, and about 20 million
students will enroll in degree-granting
postsecondary schools. All of these
students may benefit from some degree
of financial assistance or support from
the Department.
In developing and implementing
regulations, guidance, technical
assistance, evaluations, data gathering
and reporting, and monitoring related to
our programs, we are committed to
working closely with affected persons
and groups. We know that improving
education starts with allowing greater
decision-making authority at the State
and local levels while also recognizing
that the ultimate form of local control
occurs when parents and students are
empowered to choose their own
educational paths forward. Our core
mission includes this empowerment of
local education, serving the most
vulnerable, and facilitating equal access
for all, to ensure all students receive a
high-quality education, and complete it
with a well-considered and attainable
path to a sustainable career.
Toward these ends, we work with a
broad range of interested parties and the
general public, including families,
students, and educators; State, local,
and Tribal governments; other Federal
agencies; and neighborhood groups,
community-based early learning
programs, elementary and secondary
schools, colleges, rehabilitation service
providers, adult education providers,
professional associations, advocacy
organizations, businesses, and labor
organizations.
If we determine that it is necessary to
develop regulations, we seek public
participation at the key stages in the
rulemaking process. We invite the
public to submit comments on all
proposed regulations through the
internet or by regular mail. We also
continue to seek greater public
participation in our rulemaking
activities through the use of transparent
and interactive rulemaking procedures
and new technologies.
To facilitate the public’s involvement,
we participate in the Federal Docket
Management System (FDMS), an
electronic single Government-wide
access point (www.regulations.gov) that
enables the public to submit comments
on different types of Federal regulatory
documents and read and respond to
comments submitted by other members
of the public during the public comment
period. This system provides the public
with the opportunity to submit
comments electronically on any notice
of proposed rulemaking or interim final
regulations open for comment, as well
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as read and print any supporting
regulatory documents.
We are committed to reducing burden
with regard to regulations, guidance,
and information collections, reducing
the burden on information providers
involved in our programs, and making
information easily accessible to the
public. To that end and consistent with
Executive Order 13777 (‘‘Enforcing the
Regulatory Reform Agenda’’), we are in
the process of reviewing all of our
regulations and guidance to modify and
rescind items that: (1) Eliminate jobs, or
inhibit job creation; (2) are outdated,
unnecessary, or ineffective; (3) impose
costs that exceed benefits; (4) create a
serious inconsistency or otherwise
interfere with regulatory reform
initiatives and policies; (5) are
inconsistent with the requirements of
section 515 of the Treasury and General
Government Appropriations Act, 2001
(44 U.S.C. 3516 note), or the guidance
issued pursuant to that provision, in
particular those regulations that rely in
whole or in part on data, information, or
methods that are not publicly available
or that are insufficiently transparent to
meet the standard for reproducibility; or
(6) derive from or implement Executive
orders or other Presidential directives
that have been subsequently rescinded
or substantially modified.
II. Regulatory and Deregulatory
Priorities
Proposed Rulemakings
The following are the key regulatory
and deregulatory rulemaking actions the
Department is planning for the coming
year. We provide below information
about the potential costs and benefits for
several of these rulemaking actions,
including whether they would be
considered regulatory or deregulatory
actions under Executive Order 13771.
For rulemakings that we are just
beginning now, we have limited
information about their potential costs
and benefits and cannot estimate at this
time whether they would be considered
regulatory or deregulatory actions.
Postsecondary Education/Federal
Student Aid
The Department will continue its
work to complete two rulemakings in
the area of higher education and Federal
Student Aid under the Higher Education
Act of 1965, as amended (HEA). The
Department has completed negotiated
rulemaking for these two rulemakings,
described below, and we are revisiting
these regulations with the goals of
alleviating unnecessary regulatory
burdens and ensuring appropriate
protections for students, institutions,
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Federal Register / Vol. 83, No. 222 / Friday, November 16, 2018 / Regulatory Plan
taxpayers, and the Federal government.
Through the use of the negotiated
rulemaking process, we have received
input from a diverse range of interests
and affected parties.
The Department recently published
new proposed regulations that would
govern the William D. Ford Federal
Direct Loan (Direct Loan) Program
regarding the standard and the process
for determining whether a borrower has
a defense to repayment on a loan based
on an act or omission of a school. We
also have proposed to amend other
sections of the Direct Loan Program
regulations, including those that codify
our current policy regarding the impact
that discharges have on the 150 percent
Direct Subsidized Loan Limit and the
Student Assistance General Provisions
regulations providing the financial
responsibility standards and disclosure
requirements for schools. In addition,
we proposed to amend the discharge
provisions in the Federal Perkins Loan,
Direct Loan, and Federal Family
Education Loan programs. These
proposed regulations would replace
those promulgated by the Department in
2016.
The Department recently proposed
regulations that would rescind the
Gainful Employment (GE) regulations
and remove them from subparts Q and
R of the Student Assistance and General
Provisions in 34 CFR part 668. Under
the proposed rescission, the Department
would remove the provisions providing
for a debt-to-earnings (D/E) rates
measure to determine a gainful
employment program’s continuing
eligibility for participation in the
programs authorized by title IV of the
HEA as well as certain disclosure and
reporting requirements.
Additionally, the Secretary plans to
initiate a new rulemaking to revise
regulations related to the Secretary’s
recognition of accrediting agencies,
including specific topics such as: The
requirements of accrediting agencies in
their oversight of member institutions;
requirements for accrediting agencies to
honor institutional mission; criteria
used by the Secretary to recognize
accrediting agencies, emphasizing
criteria that focus on educational
quality; developing a single definition
for purposes of measuring and reporting
job placement rates; and simplifying the
process for recognition and review of
accrediting agencies. The rulemaking
will also cover issues such as: State
authorization, to address the
requirements related to programs
offered through distance education or
correspondence courses, including
disclosures about such programs to
enrolled and prospective students, and
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other State authorization issues; the
definitions of a number of terms in the
regulations governing institutional and
programmatic eligibility; requirements
of the Teacher Education Assistance for
College and Higher Education Grant
(TEACH Grant) program, in an effort to
minimize inadvertent grant-to-loan
conversions and improve outcomes for
TEACH Grant recipients; direct
assessment programs and competencybased education; and regulations
regarding the eligibility of faith-based
entities to participate in the Title IV,
HEA programs.
Civil Rights/Title IX
The Secretary is planning a new
rulemaking to address issues under Title
IX of the Education Amendments of
1972, as amended. In this action, we
seek to clarify schools’ obligations in
redressing sex discrimination, including
complaints of sexual misconduct, and
the procedures by which they must do
so.
Special Education
The Department will continue its
work to complete its rulemaking in the
area of significant disproportionality
under section 618(d) of the Individuals
with Disabilities Education Act (IDEA).
In July 2018, the Department published
a final rule extending the compliance
date for States until July 1, 2020. We are
revisiting the significant
disproportionality regulations with the
goal of better serving children with
disabilities.
Deregulatory Actions
The Department anticipates issuing a
number of deregulatory actions in the
upcoming fiscal year. We have thus far
been focusing our deregulatory efforts
on eliminating outdated regulations. In
many instances, our deregulatory
actions are being taken because
legislation has superseded our
regulations. For example, we are
planning to rescind a number of
sections from our Office of Career,
Technical, and Adult Education
regulations to remove outdated,
superseded regulations for programs no
longer administered by the Department.
This deregulatory action will clarify for
our stakeholders and the general public
which of our regulations are still in
effect. The unified agenda identifies
other deregulatory actions that will
provide cost savings and clarity.
Additionally, during the course of its
Executive Order 13777 review, the
Department’s Regulatory Reform Task
Force has identified a number of
information collections (ICRs) as being
outdated, unnecessary, or ineffective.
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57849
We are currently working to discontinue
these.
III. Regulatory Review
As stated previously, the Department
is continuing its comprehensive
regulatory reform efforts pursuant to
Executive Order 13777, focusing on
rescinding and modifying all outdated,
unnecessary, or ineffective regulations,
guidance, and information collections.
Section 3(e) of the Executive order
requires the Department, as part of this
effort, to ‘‘seek input and other
assistance, as permitted by law, from
entities significantly affected by Federal
regulations, including State, local, and
tribal governments, small businesses,
consumers, non-governmental
organizations, and trade associations’’
on regulations that meet some or all of
the criteria above. The Department will
continue to consider public input and
feedback as part of these efforts.
IV. Principles for Regulating
Over the next year, we may need to
issue other regulations because of new
legislation or programmatic changes. In
doing so, we will follow the Principles
for Regulating, which determine when
and how we will regulate. Through
consistent application of those
principles, we have eliminated
unnecessary regulations and identified
situations in which major programs
could be implemented without
regulations or with limited regulatory
action.
In deciding when to regulate, we
consider the following:
• Whether regulations are essential to
promote quality and equality of
opportunity in education.
• Whether a demonstrated problem
cannot be resolved without regulation.
• Whether regulations are necessary
to provide a legally binding
interpretation to resolve ambiguity.
• Whether entities or situations
subject to regulation are similar enough
that a uniform approach through
regulation would be meaningful and do
more good than harm.
• Whether regulations are needed to
protect the Federal interest, that is, to
ensure that Federal funds are used for
their intended purpose and to eliminate
fraud, waste, and abuse.
In deciding how to regulate, we are
mindful of the following principles:
• Regulate no more than necessary.
• Minimize burden to the extent
possible, and promote multiple
approaches to meeting statutory
requirements if possible.
• Encourage coordination of federally
funded activities with State and local
reform activities.
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• Ensure that the benefits justify the
costs of regulating.
• To the extent possible, establish
performance objectives rather than
specify the behavior or manner of
compliance a regulated entity must
adopt.
• Encourage flexibility, to the extent
possible and as needed to enable
institutional forces to achieve desired
results.
ED—OFFICE FOR CIVIL RIGHTS (OCR)
Proposed Rule Stage
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32. Nondiscrimination on the Basis of
Sex in Education Programs or Activities
Receiving Federal Financial Assistance
Priority: Other Significant. Major
status under 5 U.S.C. 801 is
undetermined.
Unfunded Mandates: Undetermined.
E.O. 13771 Designation: Other.
Legal Authority: 20 U.S.C. 1681 et seq.
CFR Citation: 34 CFR 106.
Legal Deadline: None.
Abstract: The Secretary plans to issue
a notice of proposed rulemaking to
clarify the obligations of recipients of
Federal financial assistance in
redressing sex discrimination, including
complaints of sexual misconduct, and
the procedures by which they must do
so.
Statement of Need: Based on its
extensive review of the critical issues
addressed in this rulemaking, the
Department has determined that current
regulations and subregulatory guidance
do not provide a sufficiently clear
definition of what conduct constitutes
sexual harassment or sufficiently clear
standards for how recipients must
respond to incidents of sexual
harassment. To address this concern, we
propose this regulatory action to address
sexual harassment under Title IX for the
central purpose of ensuring that Federal
financial recipients understand their
legal obligations under title IX.
Summary of Legal Basis: We are
issuing a notice of proposed rulemaking,
and subsequently final regulations, to
implement Title IX.
Alternatives: This will be discussed in
the notice of proposed rulemaking
(NPRM) and final regulations.
Anticipated Cost and Benefits: This
will be discussed in the notice of
proposed rulemaking (NPRM) and final
regulations.
Risks: This will be discussed in the
notice of proposed rulemaking (NPRM)
and final regulations.
Timetable:
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Action
Date
NPRM ..................
FR Cite
11/00/18
Regulatory Flexibility Analysis
Required: Undetermined.
Government Levels Affected:
Undetermined.
Federalism: Undetermined.
URL For Public Comments:
www.regulations.gov.
Agency Contact: Alejandro Reyes,
Department of Education, Office for
Civil Rights, 400 Maryland Avenue SW,
Room 4E213, Washington, DC 20202,
Phone: 202 453–7100, Email:
t9ocrcomments@ed.gov.
RIN: 1870–AA14
ED—OFFICE OF POSTSECONDARY
EDUCATION (OPE)
Proposed Rule Stage
33. State Authorization and Related
Issues
Priority: Economically Significant.
Major under 5 U.S.C. 801.
Unfunded Mandates: Undetermined.
E.O. 13771 Designation: Other.
Legal Authority: 20 U.S.C. 3474; 20
U.S.C. 1221e–3; 20 U.S.C. 1011 et seq.
CFR Citation: Not Yet Determined.
Legal Deadline: None.
Abstract: The Department is
proposing to amend, through negotiated
rulemaking, the regulations governing
the legal authorization of institutions by
States. The Department is also
proposing to amend regulations for the
State authorization of distance
education providers and
correspondence education providers as
a component of institutional eligibility
for participation in Federal student
financial aid under title IV of the Higher
Education Act of 1965, as amended.
Statement of Need: As required by
Executive Order 13771 and 13777, the
Department must identify regulations
that are among other things outdated,
unnecessary, or ineffective and create a
serious inconsistency or otherwise
interfere with regulatory reform
initiative and policies.
Update and revision to the regulations
on State Authorization is necessary so
that the Department does not inhibit
innovation and competition in
postsecondary education. Institutions
need the regulatory flexibility to
innovate and the Department is
committed to ensuring program integrity
with appropriate guardrails to protect
students and taxpayer dollars. The focus
of this rulemaking is on breaking down
barriers to innovation and reducing
regulatory burden while protecting
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students and taxpayers from
unreasonable risk.
Summary of Legal Basis: The
Department has the authority to
establish a negotiated rulemaking
committee with the purpose of creating,
amending or rescinding regulations in
the Code of Federal Regulations.
Alternatives: One alternative is not to
negotiate on the proposed topic and
instead work on sub-regulatory
guidance to ease burden and clarify
current regulations for postsecondary
institutions and accreditors.
Note that, the intent to establish a
negotiated rulemaking committee has
already been published; the topics
proposed for negotiation have been
added to the Agency Agenda Report/
Unified Agenda. Further, the
Department has already conducted one
of three public hearings inviting
comment on our Federal Register notice
outlining our intent to negotiate. After
reviewing feedback from comments
received, the Department may choose to
modify the topics proposed for
negotiation and at that time we can
more thoughtfully provide alternatives.
Anticipated Cost and Benefits: We
have limited information about the
potential cost and benefits and cannot
estimate at this time.
Risks: By negotiating on a wide range
of topics in one negotiated rulemaking
panel there is an increased risk on not
reaching consensus. To account for this,
the Department will provide draft
language prior to the first session of
three sessions (each session is three
days long) of negotiated rulemaking.
Historically, the first session has been
used as a listening session to get
feedback from the rulemaking
committee and the Department provides
more specific proposals to the
rulemaking committee between the first
and second session.
Further, there is no prohibition in the
rulemaking process for the main
committee to break-off before, during or
after a session to discussion topics
within their areas of expertise to
propose language to the main
committee.
Timetable:
Action
Notice of Intention
to Commence
Negotiated
Rulemaking.
NPRM ..................
Date
07/31/18
FR Cite
83 FR 36814
06/00/19
Regulatory Flexibility Analysis
Required: Undetermined.
Government Levels Affected:
Undetermined.
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Federalism: Undetermined.
Agency Contact: Lynn Mahaffie,
Department of Education, Office of
Postsecondary Education, 400 Maryland
Avenue SW, Washington, DC 20202,
Phone: 202 453–6914.
RIN: 1840–AD36
ED—OPE
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34. Accreditation and Related Issues
Priority: Economically Significant.
Major under 5 U.S.C. 801.
Unfunded Mandates: Undetermined.
E.O. 13771 Designation: Other.
Legal Authority: 20 U.S.C. 3474; 20
U.S.C. 1221e–3; 20 U.S.C. 1011 et seq.
CFR Citation: Not Yet Determined.
Legal Deadline: None.
Abstract: The Department is
proposing to amend, through negotiated
rulemaking, the regulations relating to
the Secretary’s recognition of
accrediting agencies and accreditation
procedures as a component of
institutional eligibility for participation
in Federal student financial aid under
title IV of the Higher Education Act of
1965, as amended.
Statement of Need: As required by
Executive Order 13771 and 13777, the
Department must identify regulations
that are among other things outdated,
unnecessary, or ineffective and create a
serious inconsistency or otherwise
interfere with regulatory reform
initiative and policies.
We believe that a revision to the
accreditation regulations is necessary to
restore the separation of duties in
responsibilities in the triad: The State
Authorization, Accreditation, and the
U.S. Department of Education. We
believe that the accreditation
regulations may contain redundancy,
unnecessary duplication of oversight,
and pose broad Federal overreach in
measuring program quality. We also
want to ensure that accreditors while
measuring institutional quality do not
infringe on autonomy of institutions in
their missions.
Summary of Legal Basis: The
Department has the authority to
establish a negotiated rulemaking
committee with the purpose of creating,
amending or rescinding regulations in
the Code of Federal Regulations.
Alternatives: One alternative is not to
negotiate on the proposed topic and
instead work on sub-regulatory
guidance to ease burden and clarify
current regulations for postsecondary
institutions and accreditors.
Note that, the intent to establish a
negotiated rulemaking committee has
already been published; the topics
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proposed for negotiation have been
added to the Agency Agenda Report/
Unified Agenda. Further, the
Department has already conducted one
of three public hearings inviting
comment on our Federal Register notice
outlining our intent to negotiate. After
reviewing feedback from comments
received, the Department may choose to
modify the topics proposed for
negotiation and at that time we can
more thoughtfully provide alternatives.
Anticipated Cost and Benefits: We
have limited information about the
potential cost and benefits and cannot
estimate at this time.
Risks: By negotiating on a wide range
of topics in one negotiated rulemaking
panel there is an increased risk on not
reaching consensus. To account for this,
the Department will provide draft
language prior to the first session of
three sessions (each session is three
days long) of negotiated rulemaking.
Historically, the first session has been
used as a listening session to get
feedback from the rulemaking
committee and the Department provides
more specific proposals to the
rulemaking committee between the first
and second session.
Timetable:
Action
Date
Notice of Intention
to Commence
Negotiated
Rulemaking.
NPRM ..................
07/31/18
FR Cite
83 FR 36814
06/00/19
Regulatory Flexibility Analysis
Required: Undetermined.
Government Levels Affected:
Undetermined.
Federalism: Undetermined.
Agency Contact: Lynn Mahaffie,
Department of Education, Office of
Postsecondary Education, 400 Maryland
Avenue SW, Washington, DC 20202,
Phone: 202 453–6914.
RIN: 1840–AD37
ED—OPE
35. Ensuring Student Access to High
Quality and Innovative Postsecondary
Educational Programs
Priority: Economically Significant.
Major status under 5 U.S.C. 801 is
undetermined.
E.O. 13771 Designation: Other.
Legal Authority: 20 U.S.C. 3474; 20
U.S.C. 1221e–3; 20 U.S.C. 1011 et seq.
CFR Citation: Not Yet Determined.
Legal Deadline: None.
Abstract: The Department proposes to
create and amend, through negotiated
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57851
rulemaking, regulations relating to
institutional eligibility and operations
for participation in Federal student
financial aid under title IV of the Higher
Education Act of 1965, as amended,
including those relating to credit hour,
competency-based education, direct
assessment programs, and regular and
substantive interaction between faculty
and students in the delivery of distance
education programs, in order to promote
greater access for students to highquality, innovative programs of
postsecondary education.
Statement of Need: As required by
Executive Order 13771 and 13777, the
Department must identify regulations
that are among other things outdated,
unnecessary, or ineffective and create a
serious inconsistency or otherwise
interfere with regulatory reform
initiative and policies.
Update and revision to the outlined
regulations is necessary so that the
Department does not inhibit innovation
and competition in postsecondary
education. For example, regulations
implemented regarding the credit-hour,
regular and substantive interaction and
institutional partnerships in
instructional programs may limit
innovation and inhibit student
completion and graduation in the
rapidly evolving postsecondary
education landscape. Institutions need
the regulatory flexibility to innovate and
the Department is committed to
ensuring program integrity with
appropriate guardrails to protect
students and taxpayer dollars. The focus
of this rulemaking is on breaking down
barriers to innovation and reducing
regulatory burden while protecting
students and taxpayers from
unreasonable risk.
Summary of Legal Basis: The
Department has the authority to
establish a negotiated rulemaking
committee with the purpose of creating,
amending or rescinding regulations in
the Code of Federal Regulations.
Alternatives: One alternative is not to
negotiate on the proposed topics and
instead work on sub-regulatory
guidance to ease burden and clarify
current regulations for postsecondary
institutions and accreditors. Another
alternative is to only negotiate on one or
a smaller number of the topics the
Department has proposed.
Note that, the intent to establish a
negotiated rulemaking committee has
already been published; the topics
proposed for negotiation have been
added to the Agency Agenda Report/
Unified Agenda. Further, the
Department has already conducted one
of three public hearings inviting
comment on our FR Notice outlining
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our intent to negotiate. After reviewing
feedback from comments received, the
Department may choose to modify the
topics proposed for negotiation and at
that time we can more thoughtfully
provide alternatives.
Anticipated Cost and Benefits: We
have limited information about the
potential cost and benefits and cannot
estimate at this time.
Risks: By negotiating on a wide range
of topics in one negotiated rulemaking
panel there is an increased risk on not
reaching consensus. To account for this,
the Department will provide draft
language prior to the first session of
three sessions (each session is three
days long) of negotiated rulemaking.
Historically, the first session has been
used as a listening session to get
feedback from the rulemaking
committee and the Department provides
more specific proposals to the
rulemaking committee between the first
and second session.
Also, by negotiating a wide range of
topics the Department risks not having
the expertise necessary on the
rulemaking committee to fully explore
the nuances of each of the proposed
topics. To account for this the
Department will form two
subcommittees, one directly related to
direct assessment programs and
competency-based education. These
committees will report back to the main
rulemaking committee with their
reports.
Further, there is no prohibition in the
rulemaking process for the main
committee to break-off before, during or
after a session to discussion topics
within their areas of expertise to
propose language to the main
committee.
Timetable:
Action
Date
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Notice of Intention
to Commence
Negotiated
Rulemaking.
NPRM ..................
07/31/18
FR Cite
83 FR 36814
06/00/19
Regulatory Flexibility Analysis
Required: Undetermined.
Government Levels Affected:
Undetermined.
Federalism: Undetermined.
Agency Contact: Lynn Mahaffie,
Department of Education, Office of
Postsecondary Education, 400 Maryland
Avenue SW, Washington, DC 20202,
Phone: 202 453–6914.
RIN: 1840–AD38
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ED—OPE
36. Eligibility of Faith-Based Entities
and Activities—Title IV Programs
Priority: Other Significant. Major
status under 5 U.S.C. 801 is
undetermined.
E.O. 13771 Designation: Other.
Legal Authority: 20 U.S.C. 1001 and
1002; 20 U.S.C. 1099b; 20 U.S.C.
1087aa, 1087dd, and 1091
CFR Citation: 34 CFR 600.9; 34 CFR
600.11; 34 CFR 674.9.
Legal Deadline: None.
Abstract: Various provisions of the
Department’s regulations regarding the
eligibility of faith-based entities to
participate in the Department’s higher
education and student aid programs,
and the eligibility of students to
participate in student aid programs and
obtain certain benefits under those
programs, unnecessarily restrict
participation by religious entities. For
example, some provisions may be overly
broad in their prohibition of activities or
services that relate to sectarian
instruction or religious worship. Other
provisions may be overly broad in
prohibiting the benefits a borrower may
receive based on faith-based activity.
The Department is proposing to review
and amend, through negotiated
rulemaking, such regulations in order to
be consistent with current law, and to
reduce or eliminate unnecessary
burdens and restrictions on religious
entities and activities.
Statement of Need: Rulemaking is
necessary in light of the recent United
States Supreme Court decision in
Trinity Lutheran Church of Columbia,
Inc. v. Comer, 137 S. Ct. 2012 (2017),
and the October 6, 2017, Memorandum
for All Executive Agencies issued by the
Attorney General of the United States
pursuant to Executive Order No. 13798.
Summary of Legal Basis: The
Department has the authority to
establish a negotiated rulemaking
committee with the purpose of creating,
amending or rescinding regulations in
the Code of Federal Regulations.
Alternatives: One alternative is not to
negotiate on the proposed topic and
instead work on sub-regulatory
guidance to ease burden and clarify
current regulations for postsecondary
institutions and accreditors.
Note that, the intent to establish a
negotiated rulemaking committee has
already been published; the topics
proposed for negotiation have been
added to the Agency Agenda Report/
Unified Agenda. Further, the
Department has already conducted one
of three public hearings inviting
comment on our Federal Register notice
outlining our intent to negotiate. After
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reviewing feedback from comments
received, the Department may choose to
modify the topics proposed for
negotiation and at that time we can
more thoughtfully provide alternatives.
Anticipated Cost and Benefits: We
have limited information about the
potential cost and benefits and cannot
estimate at this time.
Risks: By negotiating on a wide range
of topics in one negotiated rulemaking
panel there is an increased risk on not
reaching consensus. To account for this
the Department will provide draft
language prior to the first session of
three sessions (each session is three
days long) of negotiated rulemaking.
Historically, the first session has been
used as a listening session to get
feedback from the rulemaking
committee and the Department provides
more specific proposals to the
rulemaking committee between the first
and second session.
Also, the Department will form two
subcommittees, one specifically for
faith-based entities. These committees
will report back to the main rulemaking
committee with their reports.
Timetable:
Action
Notice of Intention
to Commence
Negotiated
Rulemaking.
NPRM ..................
Date
07/31/18
FR Cite
83 FR 36814
06/00/19
Regulatory Flexibility Analysis
Required: Undetermined.
Government Levels Affected: Federal,
Local, State.
Federalism: Undetermined.
URL For More Information:
www.regulations.gov.
URL For Public Comments:
www.regulations.gov.
Agency Contact: Lynn Mahaffie,
Department of Education, Office of
Postsecondary Education, 400 Maryland
Avenue SW, Washington, DC 20202,
Phone: 202 453–6914.
RIN: 1840–AD40
ED—OPE
37. • Teach Grants
Priority: Other Significant. Major
status under 5 U.S.C. 801 is
undetermined.
Unfunded Mandates: Undetermined.
E.O. 13771 Designation: Other.
Legal Authority: 20 U.S.C. 1070g, et
seq.
CFR Citation: 34 CFR 686.
Legal Deadline: None.
Abstract: The Department is
proposing to amend, through negotiated
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rulemaking, the regulations relating to
the Teacher Education Assistance for
College and Higher Education (TEACH)
Grant. Our goal is to simplify and clarify
program requirements, minimize
inadvertent grant-to-loan conversions,
and improve outcomes for TEACH Grant
recipients.
Statement of Need: As required by
Executive Order 13771 and 13777, the
Department must identify regulations
that are among other things outdated,
unnecessary, or ineffective and create a
serious inconsistency or otherwise
interfere with regulatory reform
initiatives and policies. Our goal is to
simplify and clarify program
requirements, minimize inadvertent
grant-to-loan conversions, and improve
outcomes for TEACH Grant recipients.
Summary of Legal Basis: The
Department has the authority to
establish a negotiated rulemaking
committee with the purpose of creating,
amending or rescinding regulations in
the Code of Federal Regulations.
Alternatives: One alternative is not to
negotiate on the proposed topic and
instead work on sub-regulatory
guidance to ease burden and clarify
current regulations to the loan servicer
that overseas TEACH grant servicing.
Note that, the intent to establish a
negotiated rulemaking committee has
already been published; the topics
proposed for negotiation have been
added to the Agency Agenda Report/
Unified Agenda. Further, the
Department has already conducted one
of three public hearings inviting
comment on our Federal Register notice
outlining our intent to negotiate. After
reviewing feedback from comments
received, the Department may choose to
modify the topics proposed for
negotiation and at that time we can
more thoughtfully provide alternatives.
Anticipated Cost and Benefits: We
have limited information about the
potential cost and benefits and cannot
estimate at this time.
Risks: By negotiating on a wide range
of topics in one negotiated rulemaking
panel there is an increased risk on not
reaching consensus. To account for this,
the Department will provide draft
language prior to the first session of
three sessions (each session is three
days long) of negotiated rulemaking.
Historically, the first session has been
used as a listening session to get
feedback from the rulemaking
committee and the Department provides
more specific proposals to the
rulemaking committee between the first
and second session.
Further, there is no prohibition in the
rulemaking process for the main
committee to break-off before, during or
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after a session to discussion topics
within their areas of expertise to
propose language to the main
committee.
Timetable:
Action
Date
Notice of Intention
to Commence
Negotiated
Rulemaking.
NPRM ..................
07/31/18
FR Cite
83 FR 36814
06/00/19
Regulatory Flexibility Analysis
Required: Undetermined.
Government Levels Affected: Federal,
Local, State.
Federalism: Undetermined.
URL For More Information:
www.regulations.gov.
URL For Public Comments:
www.regulations.gov.
Agency Contact: Sophia McArdle,
Department of Education, Office of
Postsecondary Education, 400 Maryland
Avenue SW, Washington, DC 20202,
Phone: 202 453–6318.
RIN: 1840–AD44
ED—OPE
Final Rule Stage
38. Institutional Accountability
Priority: Economically Significant.
Major under 5 U.S.C. 801.
E.O. 13771 Designation: Other.
Legal Authority: 20 U.S.C. 1082(a)(5),
(a)(6); 20 U.S.C. 1087(a); 20 U.S.C.
1087e(h); 20 U.S.C. 1221e–3; 20 U.S.C.
1226a–1; 20 U.S.C. 1234(a); 31 U.S.C.
3711
CFR Citation: 34 CFR 668; 34 CFR
674; 34 CFR 682; 34 CFR 685; and other
sections as applicable.
Legal Deadline: None.
Abstract: The Secretary plans to
establish new regulations governing the
William D. Ford Federal Direct Loan
(Direct Loan) Program regarding the
standard and the process for
determining whether a borrower has a
defense to repayment on a loan based on
an act or omission of a school. We also
may amend other sections of the Direct
Loan Program regulations, including
those that codify our current policy
regarding the impact that discharges
have on the 150 percent Direct
Subsidized Loan Limit; and the Student
Assistance General Provisions
regulations providing the financial
responsibility standards and disclosure
requirements for schools. In addition,
we may amend the discharge provisions
in the Federal Perkins Loan, Direct Loan
and Federal Family Education Loan
program regulations.
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Statement of Need: The Secretary
initiated negotiated rulemaking to revise
current regulations governing borrower
defenses to loan repayment.
Summary of Legal Basis: Section 492
of the HEA requires that, before
publishing any proposed regulations to
implement programs authorized under
title IV of the HEA, the Secretary obtain
public involvement in the development
of the proposed regulations. After
obtaining advice and recommendations
from the public, the Secretary conducts
negotiated rulemaking to develop the
proposed regulations. Section 431 of the
Department of Education Organization
Act provides authority to the Secretary,
in relevant part, to inform the public
regarding federally supported education
programs; and collect data and
information on applicable programs for
the purpose of obtaining objective
measurements of the effectiveness of
such programs in achieving the
intended purposes of such programs. 20
U.S.C. 1231a.
Alternatives: These are identified
through the negotiated rulemaking
process and presented in the Notice of
Proposed Rulemaking.
Anticipated Cost and Benefits: These
are identified through the negotiated
rulemaking process and presented in the
Notice of Proposed Rulemaking.
Risks: These are identified through
the negotiated rulemaking process and
presented in the Notice of Proposed
Rulemaking.
Timetable:
Action
Notice of Intention
to Commence
Negotiated
Rulemaking.
NPRM ..................
NPRM Comment
Period End.
Final Action .........
Date
FR Cite
06/16/17
82 FR 27640
07/31/18
08/30/18
83 FR 37242
01/00/19
Regulatory Flexibility Analysis
Required: Undetermined.
Small Entities Affected: Businesses,
Governmental Jurisdictions.
Government Levels Affected: Federal,
Local, State.
URL For More Information:
www.regulations.gov.
URL For Public Comments:
www.regulations.gov.
Agency Contact: Annmarie Weisman,
Department of Education, Office of
Postsecondary Education, 400 Maryland
Avenue SW, Room 287–25, Washington,
DC 20202, Phone: 202 453–6712, Email:
annmarie.weisman@ed.gov.
RIN: 1840–AD26
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ED—OPE
Action
39. Program Integrity; Gainful
Employment
Priority: Economically Significant.
Major under 5 U.S.C. 801.
E.O. 13771 Designation: Other.
Legal Authority: 20 U.S.C. 3474; 20
U.S.C. 1221e–3
CFR Citation: 34 CFR 668.
Legal Deadline: None.
Abstract: The Secretary plans to
amend regulations on institutional
eligibility under the Higher Education
Act of 1965, as amended (HEA), and the
Student Assistance General Provisions,
including the regulations governing
whether certain postsecondary
educational programs prepare students
for gainful employment in a recognized
occupation, and the conditions under
which these educational programs
remain eligible under the Federal
Student Aid programs authorized under
title IV of the HEA.
Statement of Need: The Secretary
initiated negotiated rulemaking to revise
the gainful employment regulations
published by the Department on
October 31, 2014 (79 FR 64889). The
negotiated rulemaking committee did
not reach consensus and the Department
proposed new regulations to rescind the
gainful employment regulations.
Summary of Legal Basis: Section 492
of the HEA requires that, before
publishing any proposed regulations to
implement programs authorized under
title IV of the HEA, the Secretary obtain
public involvement in the development
of the proposed regulations. After
obtaining advice and recommendations
from the public, the Secretary conducts
negotiated rulemaking to develop the
proposed regulations. Section 431 of the
Department of Education Organization
Act provides authority to the Secretary,
in relevant part, to inform the public
regarding federally supported education
programs; and collect data and
information on applicable programs for
the purpose of obtaining objective
measurements of the effectiveness of
such programs in achieving the
intended purposes of such programs. 20
U.S.C. 1231a.
Alternatives: These are identified
through the negotiated rulemaking
process and presented in the Notice of
Proposed Rulemaking.
Anticipated Cost and Benefits: These
are identified through the negotiated
rulemaking process and presented in the
Notice of Proposed Rulemaking.
Risks: These are identified through
the negotiated rulemaking process and
presented in the Notice of Proposed
Rulemaking.
Timetable:
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Date
Notice of Intention
to Commence
Negotiated
Rulemaking.
NPRM ..................
NPRM Comment
Period End.
Final Action .........
FR Cite
06/16/17
82 FR 27640
08/14/18
09/13/18
83 FR 40167
12/00/18
Regulatory Flexibility Analysis
Required: Undetermined.
Small Entities Affected: Businesses,
Governmental Jurisdictions.
Government Levels Affected: Federal,
Local, State.
URL For Public Comments:
www.regulations.gov.
Agency Contact: Annmarie Weisman,
Department of Education, Office of
Postsecondary Education, 400 Maryland
Avenue SW, Room 287–25, Washington,
DC 20202, Phone: 202 453–6712, Email:
annmarie.weisman@ed.gov.
RIN: 1840–AD31
BILLING CODE 4000–01–P
Regulatory and Deregulatory Priorities
DOE’s regulatory and deregulatory
priorities reflect the Department’s efforts
to achieve meaningful burden reduction
while continuing to achieve the
Department’s statutory obligations.
DOE is engaged in a number of
deregulatory activities aimed at
reducing regulatory costs and burdens.
These activities include amending
regulations to expedite the preparation
of and simplify the content of Notices of
Sale for the price competitive sale of
petroleum from the Strategic Petroleum
Reserve (SPR), which in turn will
reduce the administrative burden placed
on prospective bidders. Another
important deregulatory action concerns
modernizing the procedures for
establishing energy conservation
standards and test procedures as part of
DOE’s Appliance Program. Also, DOE
published a final rule that will provide
for faster approval of applications for
small-scale exports of natural gas,
including liquefied natural gas (LNG),
from U.S. export facilities.
Retrospective Analyses of Existing Rules
DEPARTMENT OF ENERGY
Statement of Regulatory and
Deregulatory Priorities
The Department of Energy (DOE or
the Department) makes vital
contributions to the Nation’s welfare
through its activities focused on
improving national security, energy
supply, energy efficiency,
environmental remediation, and energy
research. The Department’s mission is to
ensure America’s security and
prosperity by addressing its energy,
environmental, and nuclear challenges
through transformative science and
technology solutions.
Through its regulatory and
deregulatory activities, the Department
works to ensure it both achieves its
critical mission, and implements the
administration’s initiative to reduce
regulation and control regulatory costs
as outlined in Executive Order (E.O.)
13771, ‘‘Reducing Regulation and
Controlling Regulatory Costs.’’ As such,
the Department strives to act in a
prudent and financially responsible
manner in the expenditure of funds,
from both public and private sources,
and manages appropriately the costs
associated with private expenditures
required for compliance with DOE
regulations. Ultimately, DOE aims to
promote meaningful regulatory burden
reduction, while also achieving its
regulatory objectives and meeting its
statutory obligations.
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On January 30, 2017, the President
issued E.O. 13771, ‘‘Reducing
Regulation and Controlling Regulatory
Costs.’’ That Order stated the policy of
the executive branch is to be prudent
and financially responsible in the
expenditure of funds, from both public
and private sources. The Order stated it
is essential to manage the costs
associated with the governmental
imposition of private expenditures
required to comply with Federal
regulations. Toward that end, E.O.
13771 requires, among other things, that
whenever an agency proposes for notice
and comment or otherwise promulgates
a new regulation, the agency must
identify at least two existing regulations
to be repealed. E.O. 13771 also provides
for the establishment of agency
regulatory cost budgets, as identified by
the Office of Management and Budget.
Additionally, on February 24, 2017,
the President issued E.O. 13777,
‘‘Enforcing the Regulatory Reform
Agenda.’’ That Order required that the
head of each agency designate an agency
official as its Regulatory Reform Officer
(RRO). Each RRO oversees the
implementation of regulatory reform
initiatives and policies to ensure that
agencies effectively carry out regulatory
reforms, consistent with applicable law.
Further, E.O. 13777 required the
establishment of a regulatory reform
task force at each agency. The regulatory
reform task force makes
recommendations to the agency head
regarding the repeal, replacement, or
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modification of existing regulations,
consistent with applicable law.
In implementation of both Orders, on
May 30, 2017, DOE published in the
Federal Register a Request for
Information (RFI), seeking input and
other assistance from entities
significantly affected by regulations of
the DOE, including State, local, and
Tribal governments, small businesses,
consumers, non-governmental
organizations, and manufacturers and
their trade associations. DOE’s goal in
publishing the RFI was to ‘‘create a
systematic method for identifying those
existing DOE rules that are obsolete,
unnecessary, unjustified, or simply no
longer make sense.’’ DOE solicited
views on: (a) How DOE could best
conduct its analysis of existing agency
actions, and (b) insights on specific
rules or Department-imposed
obligations that should be altered or
eliminated. DOE received 132 separate
public comments from decision-makers,
stakeholders, and the public on rules
promulgated by DOE and the burdens
some of those rules have imposed.
In response to the May 30, 2017, RFI,
DOE received many comments
recommending that DOE update and
modernize its procedures for
establishing energy conservation
standards and test procedures for the
DOE Appliance Program, otherwise
known as the ‘‘Process Rule.’’ The
current Process Rule can be found in
Appendix A to Subpart C of part 430 of
the Code of Federal Regulations,
published on July 15, 1996. In response
to stakeholder input, DOE published a
RFI on December 18, 2017 (82 FR
59992), seeking comments and
information from interested parties to
assist DOE in identifying potential
modifications to its ‘‘Process Rule.’’
DOE conducted a public meeting and
webinar on January 9, 2018, that was
widely attended by a broad spectrum of
stakeholders. DOE is currently
preparing a Notice of Proposed
Rulemaking (NOPR), taking into account
the many suggestions from stakeholders,
and is including this proposed rule as
part of its 2018 Regulatory Plan. DOE
has characterized this action as
deregulatory.
The second deregulatory action that is
part of DOE’s 2018 Regulatory Plan is a
rule that proposes to withdraw the
revised definitions of general service
lamps (GSL) and general service
incandescent lamps (GSIL) that would
otherwise take effect on January 1, 2020.
This proposal would maintain the
existing statutory definitions of GSL and
GSIL currently found in the
Department’s regulations.
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Lastly, DOE is placing one action in
its Regulatory Plan: Energy
Conservation Standards for Residential
Conventional Cooking Products (1904–
AD15), even though it does not meet the
Regulatory Plan criterion of ‘‘most
important significant regulatory
actions’’ of the agency. DOE has
included this regulatory action for the
purpose of transparency and due to the
non-trivial costs of the proposed action.
At the 7% and 3% discount rate the
primary annualized cost of this rule
could be as much as 42.6 million and
42.3 million dollars, respectively. The
primary annualized benefits at the 7%
and 3% discount rate have been
projected to be 126 million and 178
million dollars, respectively.
DOE—ENERGY EFFICIENCY AND
RENEWABLE ENERGY (EE)
Proposed Rule Stage
40. Energy Conservation Standards for
Residential Conventional Cooking
Products
Priority: Other Significant. Major
under 5 U.S.C. 801.
Unfunded Mandates: This action may
affect the private sector under Pub. L.
104–4.
E.O. 13771 Designation: Regulatory.
Legal Authority: 42 U.S.C. 6295(m)(1);
42 U.S.C. 6292(a)(10); 42 U.S.C. 6295(h).
CFR Citation: 10 CFR 429; 10 CFR
430.
Legal Deadline: Other, Statutory,
Subject to 6-year-look-back at 6295(m).
Abstract: EPCA, as amended by EISA
2007, requires the Secretary to
determine whether updating the
statutory energy conservation standards
for residential conventional cooking
products would yield a significant
savings in energy use and is technically
feasible and economically justified. DOE
is reviewing to make such
determination.
Statement of Need: The Energy Policy
and Conservation Act of 1975 (EPCA),
as amended, prescribes energy
conservation standards for various
consumer products and certain
commercial and industrial equipment,
including residential conventional
cooking products. EPCA also requires
the U.S. Department of Energy (DOE) to
determine whether more-stringent,
amended standards would be
technologically feasible and
economically justified, and would save
a significant amount of energy. DOE is
proposing new and amended energy
conservation standards for residential
conventional cooking products,
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specifically conventional cooking tops
and conventional ovens.
Summary of Legal Basis: EPCA
provides that not later than 6 years after
issuance of any final rule establishing or
amending a standard, DOE must publish
either a notice of determination that
standards for the product do not need to
be amended, or a notice of proposed
rulemaking including new proposed
energy conservation standards (42
U.S.C. 6295(m)(1)).
Alternatives: Additional compliance
flexibilities may be available through
other means. EPCA provides that a
manufacturer whose annual gross
revenue from all of its operations does
not exceed $8 million may apply for an
exemption from all or part of an energy
conservation standard for a period not
longer than 24 months after the effective
date of a final rule establishing the
standard (42 U.S.C. 6295(t)).
Additionally, section 504 of the
Department of Energy Organization Act,
42 U.S.C. 7194, provides authority for
the Secretary to adjust a rule issued
under EPCA in order to prevent special
hardship, inequity, or unfair
distribution of burdens that may be
imposed on that manufacturer.
Anticipated Cost and Benefits: Using
a 7-percent discount rate for benefits
and costs, the estimated cost of the
proposed standards for consumer
conventional cooking products is $42.6
million per year in increased equipment
costs, while the estimated annual
benefits are $120.3 million in reduced
equipment operating costs.
Using a 3-percent discount rate for all
benefits and costs, the estimated cost of
the proposed standards for consumer
conventional cooking products is $42.3
million per year in increased equipment
costs, while the estimated annual
benefits are $163.3 million in reduced
operating costs.
In determining whether a standard is
economically justified, DOE must
consider whether the benefits of the
standard exceed the burdens by, to the
greatest extent practicable, considering
7 enumerated factors, including the
economic impact of the standard on
manufacturers. DOE uses industry net
present value (INPV) is the sum of the
discounted cash flows to the industry
from the reference year through the end
of the analysis period (2017 to 2049), to
determine manufacturer impact. Using a
real discount rate of 9.1 percent, DOE
estimates that the INPV for
manufacturers of consumer
conventional cooking products is
$1,241.6 million in 2016 dollars. Under
the proposed standards, DOE expects
that manufacturers may experience a
reduction of up to 4.7 percent of their
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INPV, which is approximately $58.4
million in 2016.
The cumulative net present value
(NPV) of total consumer benefits of the
standards for consumer conventional
cooking products ranges from $1.08
billion (at a 7-percent discount rate) to
$2.63 billion (at a 3-percent discount
rate). This NPV expresses the estimated
total value of future operating-cost
savings minus the estimated increased
product costs for consumer
conventional cooking products
purchased in 2020–2049.
Risks:
Timetable:
Action
Date
amozie on DSK3GDR082PROD with PROPOSALS2
Request for Information (RFI).
RFI Comment Period End.
RFI Comment Period Extended.
RFI Comment Period Extended
End.
NPRM and Public
Meeting.
NPRM Comment
Period Extended.
NPRM Comment
Period Extended End.
Supplemental
NPRM.
SNPRM Comment
Period Extended.
SNPRM Comment
Period Extended End.
Supplemental
NPRM.
02/12/14
FR Cite
79 FR 8337
03/14/14
03/03/14
79 FR 11714
04/14/14
06/10/15
80 FR 33030
07/30/15
80 FR 45452
09/09/15
09/02/16
81 FR 60784
09/30/16
81 FR 67219
11/02/16
02/00/19
Regulatory Flexibility Analysis
Required: Yes.
Small Entities Affected: Businesses.
Government Levels Affected:
Undetermined.
URL For More Information:
www1.eere.energy.gov/buildings/
appliance_standards/
rulemaking.aspx?ruleid=85.
URL For Public Comments:
www.regulations.gov/
#!docketDetail;D=EERE-2014-BT-STD0005.
Agency Contact: Stephanie Johnson,
General Engineer, Department of
Energy, Energy Efficiency and
Renewable Energy, 1000 Independence
Avenue SW, Building Technologies
Office, EE5B, Washington, DC 20002,
Phone: 202 287–1943, Email:
stephanie.johnson@ee.doe.gov.
RIN: 1904–AD15
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DOE—EE
Action
41. Procedures, Interpretations, and
Policies for Consideration of New or
Revised Energy Conservation Standards
for Consumer Products
Priority: Other Significant. Major
status under 5 U.S.C. 801 is
undetermined.
Unfunded Mandates: Undetermined.
E.O. 13771 Designation: Deregulatory.
Legal Authority: 5 U.S.C. 553(d)
CFR Citation: 10 CFR 430.
Legal Deadline: None.
Abstract: DOE is considering a noticeand-comment rulemaking to amend its
Process Improvement Rule (‘‘Process
Rule’’) to reflect statutory changes as
well as innovative, collaborative
approaches that DOE has been using to
reflect more efficient appliance
standards rulemaking.
Statement of Need: DOE is proposing
to update and modernize its procedures
for establishing energy conservation
standards and test procedures for the
DOE Appliance Program, otherwise
known as the ‘‘Process Rule.’’ This
proposed rule would reduce burdens on
all stakeholders when engaging in the
rulemaking process.
Summary of Legal Basis: On July 15,
1996, DOE published a final rule titled,
‘‘Procedures, Interpretations and
Policies for Consideration of New or
Revised Energy Conservation Standards
for Consumer Products.’’ This document
was codified at 10 CFR part 430, subpart
C, appendix A. As explained in the final
rule for the Process Rule, this rule came
within the scope of the Administrative
Procedure Act’s exemption from noticeand-comment rulemaking for procedural
rules at 5 U.S.C. 553(b)(A). Although
DOE’s current rulemaking to consider
potential revisions to the Process Rule
might similarly warrant exemption from
notice-and-comment requirements, DOE
nonetheless seeks input from interested
parties regarding potential avenues to
improve DOE’s procedures.
Alternatives:
Anticipated Cost and Benefits:
Risks:
Timetable:
Action
Date
Request for Information (RFI).
RFI Comment Period End.
Request for Information (RFI)
and Notice of
Public Meeting.
RFI Comment Period Extended.
RFI Comment Period Extended
End.
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FR Cite
79 FR 64705
12/30/14
12/18/17
82 FR 59992
02/07/18
83 FR 5374
NPRM ..................
Fmt 4701
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FR Cite
10/00/18
Regulatory Flexibility Analysis
Required: No.
Government Levels Affected: None.
URL For More Information:
energy.gov/eere/buildings/standardsand-test-procedures.
Agency Contact: John Cymbalsky,
Building Technologies Office, EE–5B,
Department of Energy, Energy Efficiency
and Renewable Energy, 1000
Independence Avenue SW, Washington,
DC 20585, Phone: 202 287–1692, Email:
john.cymbalsky@ee.doe.gov.
RIN: 1904–AD38
DOE—EE
42. • Energy Conservation Program:
Definition for General Service Lamps
Priority: Other Significant.
E.O. 13771 Designation: Deregulatory.
Legal Authority: 42 U.S.C.
6295(i)(6)(A)
CFR Citation: 10 CFR 430.
Legal Deadline: None.
Abstract: The Department proposes to
withdraw the revised definitions of
general service lamp (GSL) and general
service incandescent lamp (GSIL) that
take effect on January 1, 2020. This
proposal would maintain the existing
statutory definitions of GSL and GSIL
currently found in the Department’s
regulations.
Statement of Need: DOE is proposing
to withdraw the revised definitions of
General Service Lamps (GSL) and
general service incandescent lamps
(GSIL) that would otherwise take effect
on January 1, 2020, to reduce the
regulatory burdens on stakeholders.
Summary of Legal Basis: On August
15, 2017, DOE published a notice of
data availability and request for
information (NODA) seeking data for
GSILs and other incandescent lamps.
The purpose of this NODA was to assist
DOE in making a determination
regarding amending standards for
GSILs. Comments submitted in response
to the NODA lead DOE to re-consider
the decisions it had already made with
respect to the definitions for GSLs and
GSILs.
Alternatives:
Anticipated Cost and Benefits:
Risks:
Timetable:
Action
03/02/18
Date
NPRM ..................
Date
FR Cite
10/00/18
Regulatory Flexibility Analysis
Required: No.
E:\FR\FM\16NOP2.SGM
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Federal Register / Vol. 83, No. 222 / Friday, November 16, 2018 / Regulatory Plan
Government Levels Affected: None.
Agency Contact: Celia Sher, Attorney–
Advisor, Department of Energy, 1000
Independence Avenue SW, Washington,
DC 20002, Phone: 202 287–6122.
RIN: 1904–AE26
BILLING CODE 6450–01–P
DEPARTMENT OF HEALTH AND
HUMAN SERVICES
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Statement of Regulatory Priorities for
Fiscal Year 2019
The Department of Health and Human
Services (HHS) carries out a wide array
of activities in order to fulfill its mission
of protecting and promoting the health
and well-being of the American people.
From supporting cutting-edge research
and disease surveillance, to regulating
products and facilities, to administering
programs that help our citizens most in
need of access to healthcare and social
services, HHS’s work has a clear impact
on the daily life of all Americans. As the
federal agency most deeply involved in
more than one-sixth of the US economy,
it is imperative that HHS be attentive to
the costs of over-regulation. Building on
the progress that HHS has made in
Fiscal Year 2018, the Department will
continue to find ways to clarify its
regulations to ease the burden of public
compliance, or to remove them where
feasible to avoid unnecessarily diverting
resources from the private sector while
simultaneously ensuring the integrity of
HHS programs.
HHS is committed to a regulatory
agenda that is focused on better meeting
the needs of the individuals served by
its programs, informed by an
understanding that excess and unclear
federal regulation not only imposes
serious burdens on job creation and the
economy as a whole, but also that the
opportunity costs from overregulation
dampen provider productivity and
medical product innovation, which
undermines HHS’s own ultimate core
mission. Through its rulemakings in the
coming fiscal year, HHS will take
concrete steps towards reducing and
streamlining its regulations and
improving the transparency, flexibility,
and accountability of its regulatory
processes.
I. Advancing Secretary Azar’s Priorities
Through Rulemaking
Since his confirmation as the twentyfourth Secretary of Health and Human
Services in January 2018, Secretary Alex
Azar has focused the Department’s
efforts on four priorities. These
initiatives—combatting the opioid
crisis; increasing the affordability and
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accessibility of individual health
insurance; tackling the high cost of
prescription drugs; and moving to a
value-based healthcare system—renew
the substantial efforts made by the
Department in these areas over the past
year and a half and have the potential
to deliver lasting change across
America’s healthcare system.
Combatting the Opioid Crisis
One of the most pressing public
health problems of our time, the opioid
crisis has steadily grown over the past
several decades and is now impacting
communities across the country. In
addition to providing unprecedented
levels of support for states, local
governments, and community
organizations working to combat this
crisis, HHS is exploring ways to
enhance our nation’s response through
critically examining its regulations. To
reduce opioid misuse without
restricting access to legitimate services,
Medicaid programs can utilize several
medical management techniques,
including quantity limits of short-acting
and long-acting opioids. The President’s
FY 2019 Budget includes a proposal that
would establish minimum standards for
Medicaid Drug Utilization Review
programs. Currently, CMS does not set
minimum requirements for these
programs, and there is substantial
variation in how states approach this
issue. Establishing minimum standards
would not only help increase oversight
of opioid prescriptions and dispensing
in Medicaid, but would save the
program an estimated $245 million over
10 years.
Additionally, the Substance Abuse
and Mental Health Services
Administration (SAMHSA) is
considering updating its regulations
governing medication-assisted treatment
for opioid use disorders (OUD) by
deleting outdated provisions and
revising reporting requirements for
providers with waivers to treat up to
275 patients with OUD. SAMHSA will
also provide guidance and consider
additional changes to 42 CFR part 2 that
can foster further alignment with the
Health Insurance Portability and
Accountability Act (HIPAA).
Furthermore, although many covered
entities believe that the HIPAA Privacy
Rule precludes such disclosures, the
Office for Civil Rights (OCR) plans to
propose a rule clarifying the Privacy
Rule provisions most applicable to
information sharing with family
members or others when patients are
incapacitated. This would reduce
uncertainties about the ability of
covered entities to disclose patient
information to family members, friends,
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or others best positioned to help
individuals suffering with a substance
use disorder or serious mental illness.
Strengthening Individual Health
Insurance Programs
In addition, strengthening program
integrity with respect to subsidy
payments in the individual markets is a
top priority of this Administration. In
furtherance of that goal, the Centers for
Medicare & Medicaid Services (CMS)
will publish an Exchange Program
Integrity rule focusing on ensuring that
eligible enrollees receive the correct
advanced payments of the premium tax
credit, conducting effective and efficient
oversight of State-Based Exchanges, and
protecting the interests of taxpayers,
consumers, and the financial integrity of
Federally Facilitated Exchanges. CMS,
through its annual Payment Notice for
the Exchanges, will also emphasize
deregulation and increasing flexibility
for states and issuers. CMS will
continue to work with the TriDepartments to explore allowing more
flexibility in the availability of health
plans in the individual and small group
markets, as well as carrying out the
instructions in the President’s October
12, 2017, Executive Order to consider
expanding the use of health
reimbursement arrangements (HRAs).
HHS’ forthcoming report on
promoting competition and choice will
also inform HHS’ efforts in this area and
help drive positive change.
These initiatives will help restore
market forces to ensure consumers have
plans to choose from that meet their
needs.
Tackling the High Cost of Prescription
Drugs
In May 2018, Secretary Azar unveiled
the President’s blueprint to tackle the
high cost of prescription drugs,
American Patients First. HHS is
aggressively working on actions the
President may direct HHS to take
immediately as well as the
consideration of actions on which
feedback was solicited in the blueprint.
As a part of this ongoing effort, the Food
and Drug Administration (FDA) plans to
propose regulations to facilitate access
to more treatments for common
conditions and potentially some chronic
conditions by using innovative
approaches, including new
technologies, to assist consumers in selfselection and use of drug products that
have previously been available only by
prescription. If finalized, FDA believes
this rule will improve public health and
lower costs by increasing the number
and types of medications that are
available without a prescription.
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Changes CMS plans to make in its
annual Part C and D rules, and
potentially other mechanisms, are
likewise seeking to improve health and
lower costs for American patients.
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Transforming Our Healthcare System
Into One That Pays for Value
Over the years, it has become
increasingly apparent that the United
States’ fee-for-service payment system
does not incentivize innovative
therapies and intelligent treatment plans
for patients. Previous Congresses and
administrations have attempted to
alleviate these problems through
patchwork attempts at introducing
innovative payment models. Now,
under Secretary Azar’s leadership, HHS
will undertake efforts to
comprehensively address this issue and
attempt to rebuild our healthcare system
into one that truly incentivizes effective,
efficient patient care by paying for
value. As an early step in this effort,
CMS plans to propose regulatory
revisions to address the impact of the
physician self-referral (commonly
known as ‘‘Stark’’) law and encourage
coordinated care. Additionally, OCR
will be examining the HIPAA rules for
obstacles that may limit or discourage
coordinated care or otherwise impose
regulatory burdens that may impede the
transformation to value-based
healthcare, without providing
commensurate privacy or security
protections for patients’ protected
health information (PHI). HHS’
forthcoming report on promoting
competition and choice will also inform
HHS’ efforts in this area and help drive
positive change.
II. Empowering the American People
Through Reducing Regulatory Burden
and Clarifying Regulation
In addition to these four priorities,
HHS has been comprehensively
reviewing its regulations to find ways to
reduce burdens on states, grantees,
industries, and individuals. Regulatory
burden can result from a variety of
sources, including reporting
requirements, outdated restrictions,
requirements and/or conditions not
required by the authorizing statutes, and
a lack of clear regulatory guidelines.
HHS is committed to streamlining and
clarifying its regulations to reduce
unnecessary burden while continuing to
protect the public health and to meet
the human services needs of the
American people.
Minimizing Duplicative Requirements
and Eliminating Obsolete Regulations
The Department recognizes the
burden that requirements for many of its
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programs place on states, territories,
tribes, local governments, industry,
providers and facilities, caseworkers,
grant recipients, and individuals. HHS
plans to actively engage stakeholders in
transparent, deliberative processes to
ensure that the Department reduces
burden while continuing to administer
high-quality programs. For example, the
Administration for Children and
Families (ACF) plans to issue a Notice
of Proposed Rulemaking seeking public
comment on its proposal to streamline
the Adoption and Foster Care Analysis
and Reporting System (AFCARS), which
doubled reporting requirements for
states and tribes. Through careful
consideration of all comments
submitted by the public to its Advanced
Notice of Proposed Rulemaking issued
in March 2018, ACF believes it can
streamline the 2016 Rule so that state
and tribal IV–E agencies are able to
devote less time and fewer resources to
administrative work and to redirect
those efforts to the children they serve.
In addition to minimizing regulatory
burden, HHS realizes that many of its
regulations may contain provisions that
are outdated, obsolete, or otherwise not
applicable to the current environment.
HHS has resolved to reform its
processes so that those providing care
and other services to Americans are able
to thrive within the state and federal
regulatory environment. As an early
step in this broader effort, CMS plans to
issue a proposed rule that will remove
unnecessary and outdated requirements
from the conditions of participation for
the Medicare and Medicaid programs
for Long-Term Care facilities. Currently,
these requirements often impede the
delivery of quality care and divert
resources away from facility residents.
Providing Necessary Regulatory Clarity
to Industry Stakeholders
As part of efforts to streamline
regulation, in some cases, regulation is
necessary in order to make HHS’s
processes transparent and predictable.
This year, FDA plans to continue work
on needed implementing regulations for
its tobacco program. Rulemaking is
needed to clarify for industry the
submission and review processes for
various review pathways as part of a
comprehensive framework to regulate
nicotine and tobacco and advance the
public health. In addition, FDA is
updating important rules for medical
device applications so the rules reflect
risk-based and least burdensome
pathways to market for devices,
including new and innovative devices.
These rules will fill gaps to ensure that
manufacturers in these sectors know
how to bring innovative products to
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market that may save lives or reduce
health risks. FDA intends to continue
rulemaking this fiscal year to fill these
regulatory gaps so that these processes
become more fair, efficient, and
predictable.
Protecting the Exercise of Conscience
Rights
Religious and faith-based
organizations and individuals have
historically played an important role in
providing needed health care and
human services. However, regulatory
and other burdens on religious freedom
and conscience that discourage such
organizations and individuals from
participating in HHS programs have
been often overlooked in recent years.
HHS has taken a number of steps to
rectify the situation in the past year and
plans to continue work to ensure that
HHS’s programs respect religious liberty
and conscience—and to relieve burden
on the exercise of religion and
conscience. In order to adequately
protect these First Amendment and
statutory rights, HHS plans to complete
a rulemaking to implement and enforce
a number of HHS-specific conscience
laws and protections, in order to help
ensure that individuals participating in
HHS-funded health programs are aware
of their conscience rights, that
recipients of HHS funds comply with
their obligations to respect such rights,
and that there are enforcement
procedures for such conscience
protections that are comparable to other
civil rights. Additionally, in finalizing
its update to the Title X family planning
regulations, HHS plans to ensure that
the conscience rights of Title X
providers are respected.
III. Harnessing Regulatory Reform To
Encourage Innovation
In addition to reducing burden, an
important outcome of regulatory reform
efforts is the proliferation of innovative
solutions and programs structured to
suit the needs of unique problems and
populations. HHS is committed to
promoting innovation through a variety
of mechanisms, including deregulatory
actions.
Promoting Flexibility for States,
Grantees, and Regulated Entities
HHS intends to enhance regulatory
flexibility so that its state and
community partners are able to better
tailor their programs to meet the needs
of the people they serve. Over the past
year and a half, the Department has
been looking seriously at its programs to
see how it can maximize the number of
people reached through amending its
regulations to remove or change
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regulatory limitations on grantees and
regulated entities. For example, ACF
plans to consider revising minimum
service duration requirements for Head
Start center-based programs to allow
these programs to serve more children
or better meet the needs and daily
schedules of local families. Rulemaking
carried out in 2016 nearly doubled the
current minimum.
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Keeping Pace With 21st Century Science
In order to best respond to the needs
of patients, it is crucial that HHS
regulations and programs reflect current
science. HHS is fulfilling this need by
updating regulations so that the
Department can utilize the full spectrum
of current scientific thinking when
carrying out program activities.
Specifically, HRSA plans to revise the
Vaccine Injury Table to include
vaccines that the Centers for Disease
Control and Prevention (CDC)
recommends for administration to
pregnant women. This revision will
allow injuries related to these vaccines
to be eligible for the National Vaccine
Injury Compensation Program.
Additionally, FDA intends to propose a
new rule that will modernize
mammography quality by recognizing
new technologies, making
improvements in facility processes, and
updating reporting requirements. FDA
believes that these changes will improve
the delivery of mammography services
and allow for more informed decisionmaking by strengthening the
communication of health care
information.
FDA is also taking action to facilitate
food innovations that can give
consumers more choices and enable
better nutrition. Diet is a powerful tool
for reducing chronic disease and its
impact on the healthcare system.
Modernizing the outdated framework
for food standards will allow industry
flexibility for innovation to produce
more healthful foods while maintaining
the basic nature and nutritional integrity
of key food products. FDA will reopen
the comment period on its earlier
proposed rule soliciting updated
information to guide development of a
modern approach to regulating food
standards and related labeling.
Summary
In the coming fiscal year, HHS plans
to consider a number of deregulatory
actions, accompanied by regulatory
changes intended to make its processes
more flexible, efficient, and transparent.
In order to fully realize the potential of
these efforts, HHS recognizes the need
for a collaborative rulemaking process
where the concerns of patients,
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providers, States, tribes, faith-based and
community organizations, and other
stakeholders are appropriately
considered. By working with its
partners in bringing better healthcare
and human services to the American
people, and understanding the
challenges that they face under HHS’s
current regulatory structures, the
Department will continue to modernize
its role in this critical sector of the
national economy, assuring its vitality
and the increased wellbeing of those it
serves.
HHS—OFFICE FOR CIVIL RIGHTS
(OCR)
Prerule Stage
43. HIPAA Privacy: Request for
Information on Changes To Support,
and Remove Barriers To, Coordinated
Care
Priority: Other Significant. Major
status under 5 U.S.C. 801 is
undetermined.
Unfunded Mandates: Undetermined.
E.O. 13771 Designation: Other.
Legal Authority: Pub. L. 115–5, sec.
13405(c)
CFR Citation: 45 CFR 164.
Legal Deadline: Final, Statutory, June
1, 2010, The statutory deadline to issue
a rule on accounting of disclosures was
06/01/2010.
Required by the HITECH Act.
Statutory deadline contingent on further
regulatory action.
Abstract: This Request for Information
(RFI) would solicit the public’s views on
whether there are provisions of the
HIPAA Rules which present barriers
that limit or discourage coordinated care
and case management among hospitals,
physicians (and other providers),
payors, and patients, or otherwise
impose regulatory burdens that may
impede the transformation to valuebased health care without providing
commensurate privacy or security
protections for patients’ protected
health information and while
maintaining patients’ ability to control
the use or disclosure of their PHI and to
access PHI. In addition to a general
request for information, the RFI would
specifically seek comment on a number
of particular issues, including: (1)
Methods of accounting of all disclosures
of a patient’s protected health
information; (2) patients’
acknowledgment of receipt of a
providers’ notice of privacy practices;
(3) creation of a safeharbor for good faith
disclosures of PHI for purposes of care
coordination or case management; (4)
disclosures of protected health
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information without a patient’s
authorization for treatment, payment,
and health care operations; (5) the
minimum necessary standard/
requirement. This RFI would subsume
the previous 0945–AA08 entry in the
Regulatory Agenda.
Statement of Need: The HHS Deputy
Secretary recently launched an initiative
called the Regulatory Sprint to
Coordinated Care. The goal of the
Regulatory Sprint is to remove
regulatory barriers that impede
coordinated, value-based health care.
This RFI is being produced to support
the Regulatory Sprint.
Summary of Legal Basis: The HIPAA
statute and its amendments.
Alternatives: None were considered as
this RFI is intended to solicit various
policies for improving HIPAA.
Anticipated Cost and Benefits: No
anticipated costs as this is not
regulatory. Benefits include receiving
public feedback on potential policies to
pursue in rulemaking.
Risks: None known.
Timetable:
Action
NPRM ..................
NPRM Comment
Period End.
NPRM Withdrawal
RFI ......................
Date
05/31/11
08/01/11
FR Cite
76 FR 31426
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11/00/18
Regulatory Flexibility Analysis
Required: Undetermined.
Government Levels Affected:
Undetermined.
URL For More Information:
www.hhs.gov/ocr/privacy.
Agency Contact: Andra Wicks, Health
Information Privacy Specialist,
Department of Health and Human
Services, Office for Civil Rights, 200
Independence Avenue SW, Washington,
DC 20201, Phone: 202 774–3081, TDD
Phone: 800 537–7697, Email:
andra.wicks@hhs.gov.
RIN: 0945–AA00
HHS—OCR
Proposed Rule Stage
44. HIPAA Privacy Rule: Presumption
of Good Faith of Health Care Providers
Priority: Other Significant.
E.O. 13771 Designation: Deregulatory.
Legal Authority: Health Insurance
Portability and Accountability (HIPAA)
Act of 1996, Pub. L. 104–191
CFR Citation: 45 CFR 164.510.
Legal Deadline: None.
Abstract: In an effort to address the
opioid epidemic, the proposed rule
would make a number of changes to
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provisions of the HIPAA Privacy Rule
regarding uses and disclosures of
protected health information to ease the
burden on and potential risks to covered
entities that may want to disclose PHI
in such circumstances.
Statement of Need: With over 60,000
individuals dying of opioid overdoses in
2016 and others suffering from
addiction to the opiates, HHS issued a
declaration of emergency to recognize a
nationwide opioid epidemic. HIPAA
permits providers and other covered
entities to disclose protected health
information about an individual to
families, caregivers and other relevant
parties in circumstances related to
opioid overdose and addiction. Despite
this permission and HHS guidance
clarifying HIPAA, HHS continues to
receive anecdotal evidence that
providers and other covered entities are
reluctant to share an opioid patient’s
health information with family or other
caregivers.This proposal seeks to
encourage covered entities to share
protected health information with
family members, caregivers, and others
in a position to avert threats of harm to
health and safety when necessary to
promote the health and recovery of
those struggling with opioid addiction.
Summary of Legal Basis: OCR has
broad authority under the HIPAA
statute to make modifications to the
Privacy Rule, within the statutory
constraints of HIPAA, the HITECH Act,
and other applicable law (e.g., the
Administrative Procedures Act). OCR,
by delegation from the Secretary, has
broad authority under HIPAA to make
modifications to the Privacy Rule, as
provided by section 264 of HIPAA
(codified at 42 U.S.C. 1320d–2(note)).
Alternatives: OCR may issue
additional guidance as an alternative to
the proposed rule. However, HIPAA
continues to be cited as a barrier to
sharing protected health information in
crisis situations, despite extensive
existing guidance and outreach efforts.
Without regulatory changes, it is not
clear that additional guidance would be
effective in clarifying the ability to share
protected health information in such
situations. Revising the Privacy Rule
would be a more effective and
permanent vehicle for achieving the
desired policy, and would provide
additional Good Samaritan safe harbor
protections to health care providers who
share protected health information
when trying to help patients.
Anticipated Cost and Benefits: The
proposed rule will not create any new
requirements or costs for regulated
entities or the public. It will benefit
patients and families by helping to
ensure that family members and others
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involved in the patients’ care can get the
information they need to help their
loved ones obtain appropriate care and
support. It will also provide additional
protections to health care providers
exercising their professional judgment
when making disclosures of protected
health information to further the
interests of patients.
Risks: While we do not anticipate
significant risks to privacy associated
with this proposal, the NPRM requests
public input on whether the impact of
these amendments, taken together,
could be expected to discourage
individuals from seeking care based on
concerns that their PHI may be
disclosed against their wishes.
Timetable:
Action
Date
NPRM ..................
FR Cite
01/00/19
Regulatory Flexibility Analysis
Required: No.
Government Levels Affected: None.
Agency Contact: Andra Wicks, Health
Information Privacy Specialist,
Department of Health and Human
Services, Office for Civil Rights, 200
Independence Avenue SW, Washington,
DC 20201, Phone: 202 774–3081, TDD
Phone: 800 537–7697, Email:
andra.wicks@hhs.gov.
RIN: 0945–AA09
HHS—OCR
Final Rule Stage
45. Protecting Statutory Conscience
Rights in Health Care; Delegations of
Authority
Priority: Economically Significant.
Major under 5 U.S.C. 801.
E.O. 13771 Designation: Regulatory.
Legal Authority: Pub. L. 115–31; 22
U.S.C. 7631(d); 26 U.S.C. 5000A(d)(2);
29 U.S.C. 669(a)(5); 42 U.S.C. 300a–7; 42
U.S.C. 238n; secs. 1553, 280g–1(d),
290bb–36(f), 1320a–1, 1320c–11,
1395cc(f), 1395i–5, 1395w–22(j)(3)(B),
1395x(e), 1395x(y)(1); 1396a(a),
1396a(w)(3), 1396f, 1396s(c)(2)(B)(ii),
1396u–2(b)(3)(B), 1397j–1(b), 1553,
5106i(a); 18113s, 18023(c)(2)(A)(i)–(iii),
18023(b)(1)(A), 18023(b)(4), 18113; . . .
CFR Citation: 45 CFR 88.
Legal Deadline: None.
Abstract: This final rule would
provide for the implementation and
enforcement of the Federal health care
conscience and associated antidiscrimination laws.
Statement of Need: Revision of the
current conscience rule is necessary to
provide proper enforcement tools to
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address unlawful discrimination,
coercion and hostility, which has been
the subject of a rising number of
complaints before OCR and in Federal
courts and raised questions from
Congressional oversight. Clarity about
existing conscience protections is
needed to reduce confusion about the
law. Furthermore, the Department lacks
strategic coordination across its
components and enforcement tools that
are available to remedy invidious
discrimination under other protected
bases.
Summary of Legal Basis: The rule
would enforce and implement health
care conscience and associated antidiscrimination statutes that protect
health care providers and patients in
these areas as prescribed by Congress:
(1) Conscience protections related to
abortion, sterilization, and certain other
health services to participants in
programs and their personnel funded by
the Department; (2) conscience
protections for health care entities
related to abortion provision or training,
referral for such abortion or training, or
accreditation standards related to
abortion; (3) protections from
discrimination for health care entities
and individuals who object to furthering
or participating in abortion under
programs funded by the Department’s
yearly appropriations acts; (4)
conscience protections under the
Patient Protection and Affordable Care
Act related to assisted suicide,
individual mandate, and other matters
of conscience; (5) conscience
protections for objections to counseling
and referral for certain services in
Medicaid or Medicare Advantage; (6)
conscience protections related to the
performance of advanced directives; (7)
conscience protections related to Global
Health Programs to the extent
administered by the Secretary; (8)
exemptions from compulsory health
care or services generally and under
specific programs for hearing
screenings, occupational illness testing,
vaccination, and mental health
treatment; and (9) protections for
religious nonmedical health care.
Alternatives: Maintaining the status
quo by enforcing 45 CFR part 88 as it
currently exists creates a significant risk
of unaddressed violations of conscience
laws, and leaves few remedies available
due to OCR’s administrative
enforcement scheme and court
decisions holding that Congress did not
incorporate into its conscience statutes
for parties to file private rights of action
in the courts.
Anticipated Cost and Benefits:
Protection of religious beliefs and moral
convictions is a broad qualitative benefit
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that serves individual rights and society
as a whole, and protection of conscience
reduces barriers to entry, combats
attrition, and increases diversity of
providers in the health care field. Costs
of $311 million in the first year and
$124.6 million per year in years 2
through 5 are estimated to be incurred
for familiarization with the law,
preparation of notices and assurances of
compliance, compliance procedures and
voluntary remedial efforts. Costs for
OCR enforcement are $1 million in the
first year and $1 million per year in
years 2 through 5.
Risks: Enforcement of these
conscience laws could risk reduction in
access to health care services in low
provider populated areas.
Timetable:
Action
Date
NPRM ..................
NPRM Comment
Period End.
Final Action .........
01/26/18
03/27/18
FR Cite
83 FR 3880
11/00/18
Regulatory Flexibility Analysis
Required: No.
Small Entities Affected: No.
Government Levels Affected: Federal,
Local, State.
Agency Contact: Sarah BaykoAlbrecht, Supervisory Analyst,
Department of Health and Human
Services, Office for Civil Rights, 200
Independence Avenue SW, Washington,
DC 20201, Phone: 800 368–1019, TDD
Phone: 800 537–7697, Email: ocrmail@
hhs.gov.
RIN: 0945–AA10
HHS—SUBSTANCE ABUSE AND
MENTAL HEALTH SERVICES
ADMINISTRATION (SAMHSA)
Proposed Rule Stage
amozie on DSK3GDR082PROD with PROPOSALS2
46. Revising Outdated Requirements for
Opioid Treatment Providers (OTPS)
Priority: Other Significant. Major
status under 5 U.S.C. 801 is
undetermined.
E.O. 13771 Designation: Deregulatory.
Legal Authority: sec. 303(g) of the
Controlled Substances Act (CSA); 21
U.S.C. 823(g)
CFR Citation: 42 CFR 8.
Legal Deadline: None.
Abstract: This planned deregulatory
action would revise 42 CFR part 8 to
reduce outmoded requirements. First,
SAMSHA may streamline the regulation
by deleting now outdated requirements
pertaining to transitional certification
for opioid treatment programs (OTPs).
This change will help make the
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regulation less confusing by removing a
provision that no longer applies.
Second, SAMSHA may alter
requirements pertaining to interim
maintenance treatment program
approval.
Statement of Need: SAMHSA plans to
promulgate a rule to remove the
transitional certification provisions that
are now outdated. Additionally,
updating language to permit private, forprofit entities to serve as opioid
treatment programs could improve
patient access to this treatment.
This planned deregulatory action
would revise 42 CFR part 8 to reduce
outmoded requirements. First,
SAMSHA may streamline the regulation
by deleting now outdated requirements
pertaining to transitional certification
for opioid treatment programs (OTPs).
This change will help make the
regulation less confusing by removing a
provision that no longer applies.
Second, SAMSHA may alter
requirements pertaining to interim
maintenance treatment program
approval.
Summary of Legal Basis: Section
303(g) of the Controlled Substances Act
(CSA) (21 U.S.C. 823(g) establishes
procedures for determining whether a
healthcare practitioner can dispense
opioid drugs for the purpose of treating
opioid use disorders. HHS has adopted
regulations at 42 CFR part 8 to provide
additional details. These regulations
were most recently substantively
revised in July 2016 (81 FR 44712).
Alternatives: The alternatives include
not making these changes or making
only one of the above changes rather
than both.
Anticipated Cost and Benefits:
Eliminating outmoded transition
regulations will make the regulations
less confusing. In addition, permitting
private, for-profit entities to qualify for
certification potentially will broaden
access to opioid treatment programs.
SAMHSA is unsure how to quantify
costs and benefits for these changes.
Risks: The transition provisions are
outdated and no longer apply. SAMSHA
anticipates most stakeholders will
support permitting private, for-profit
entities to serve as OTPs but some may
be skeptical of these entities as
compared to nonprofits. Rescinding the
reporting requirements for providers
treating up to 275 patients should hold
minimal risk since these providers still
are bound by other certification
requirements such as recordkeeping,
etc. These reporting requirements
initially were added in July 2016 (81 FR
66191).
Timetable:
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Action
NPRM ..................
Date
57861
FR Cite
09/00/19
Regulatory Flexibility Analysis
Required: Undetermined.
Government Levels Affected: Local,
State, Tribal.
Agency Contact: Chris Carroll,
Director of Health Care Financing and
Systems Integration, Department of
Health and Human Services, Substance
Abuse and Mental Health Services
Administration, 1 Choke Cherry Road,
Rockville, MD 20857, Phone: 240 276–
1765, Email: christopher.carroll@
samhsa.hhs.gov.
RIN: 0930–AA27
HHS—SAMHSA
47. • Coordinating Care and
Information Sharing in the Treatment
of Substance Use Disorders
Priority: Other Significant. Major
under 5 U.S.C. 801.
E.O. 13771 Designation: Deregulatory.
Legal Authority: 42 U.S.C. 290dd–2
CFR Citation: 42 CFR 2.
Legal Deadline: None.
Abstract: SAMHSA is proposing
broad changes to Confidentiality of
Alcohol and Drug Abuse Patient
Records, 42 Code of Federal Regulations
(CFR) 2, also known as 42 CFR part 2
to remove barriers to coordinated care
and permit additional sharing of
information among providers and part 2
programs assisting patients with
substance use disorders (SUDs).
Statement of Need: SAMHSA is
proposing broad changes to
Confidentiality of Alcohol and Drug
Abuse Patient Records, 42 Code of
Federal Regulations (CFR) 2, also known
as 42 CFR part 2 to remove barriers to
coordinated care and permit additional
sharing of information among providers
and part 2 programs assisting patients
with substance use disorders (SUDs).
Summary of Legal Basis: To be
determined.
Alternatives: The alternatives include
not making these changes or making
changes to part 2 more limited in scope
(i.e., only in one or two sections).
Anticipated Cost and Benefits: The
rule is not expected to be economically
significant. As we move toward
publication, estimates of the cost and
benefits of these provisions will be
included in the rule.
Risks: SAMHSA believes the many
stakeholders will support efforts to
make it easier for patients and providers
to share information under part 2.
However, some commenters may
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believe these changes will further
undermine privacy protection under
part 2 and lead individuals who may
seek treatment to not seek treatment for
fear of disclosure of their SUD.
Timetable:
Action
Date
NPRM ..................
FR Cite
03/00/19
Regulatory Flexibility Analysis
Required: No.
Government Levels Affected: Local,
State, Tribal.
Agency Contact: Chris Carroll,
Director of Health Care Financing and
Systems Integration, Department of
Health and Human Services, Substance
Abuse and Mental Health Services
Administration, 1 Choke Cherry Road,
Rockville, MD 20857, Phone: 240 276–
1765, Email: christopher.carroll@
samhsa.hhs.gov.
RIN: 0930–AA32
HHS—FOOD AND DRUG
ADMINISTRATION (FDA)
Proposed Rule Stage
amozie on DSK3GDR082PROD with PROPOSALS2
48. Food Standards: General Principles
and Food Standards Modernization
(Reopening of Comment Period)
Priority: Other Significant.
E.O. 13771 Designation: Deregulatory.
Legal Authority: 21 U.S.C. 321; 21
U.S.C. 336; 21 U.S.C. 341; 21 U.S.C. 343;
21 U.S.C. 371
CFR Citation: 21 CFR 130.5.
Legal Deadline: None.
Abstract: FDA is reopening the
comment period on a proposed rule,
issued jointly with USDA/FSIS in 2005,
that proposed to establish general
principles that would be the first step in
modernizing and updating the
framework for food standards (also
known as standards of identity). We are
reopening the comment period because
of the time that has elapsed since the
publication of the proposed rule during
which time there have been additional
technological advances and other
changes in the food industry which
could help inform the development of a
modernized food standards framework.
Statement of Need: Standards of
identity for foods are regulations
Congress authorized FDA to issue to
promote honesty and fair dealing in the
interest of consumers. FDA’s standards
of identity have proved valuable in
assuring that food products are
consistent across different
manufacturers. They are important for
international trade as well as domestic
trade and are critical to government
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expenditures on food for the military,
for WIC (women, infants, and children)
programs, and in school feeding
programs. However, questions have
been raised about whether the
regulations concerning standards of
identity should be revised in light of
changing consumer expectations and
subsequent developments in food
technology, and global trade. In 1996,
FDA and USDA established a task force
to discuss the current and future role of
food standards. The task force
determined there were several
regulatory options including making no
change to the food standards,
eliminating all food standards, or using
resources to review and revise the food
standards to protect consumers without
inhibiting technological advances in
food preparation and marketing. FDA
and FSIS ultimately decided to propose
amending the petition process so the
standards of identity would be more
internally consistent, flexible for
manufacturers, and easier to administer
while ensuring product quality and
uniformity to consumers, and did so in
2005.
Summary of Legal Basis: FDA has
established over 280 food standards of
identity, in addition to standards of
quality and fill of container, under the
authority set forth in section 401 of the
Federal Food, Drug, and Cosmetic Act
(the FD&C Act) (21 U.S.C. 341). This
section provides in part:
Whenever in the judgment of the
Secretary (of Health and Human
Services) such action will promote
honesty and fair dealing in the interest
of consumers, he shall promulgate
regulations fixing and establishing for
any food, under its common or usual
name so far as practicable, a reasonable
definition and standard of identity, a
reasonable standard of quality, or
reasonable standards of fill of container.
The standards of identity, quality, and
fill of container for foods regulated by
FDA are codified in title 21, parts 130
to 169 (21 CFR parts 130 to 169). FDA
food standards are established under the
common or usual name of a food and
often specify the content of the food,
generally in terms of the types of
ingredients that it must contain (i.e.,
mandatory ingredients), and that it may
contain (i.e., optional ingredients). FDA
food standards may specify minimum
and maximum levels of constituents.
They also may describe the
manufacturing process when that
process has a bearing on the identity of
the finished food. Finally, FDA food
standards may also include provisions
related to label declaration of
ingredients and nomenclature of the
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food depending on the form, packing
medium, and optional ingredients used.
Alternatives: FDA is proposing to
reopen the comment period on the 2005
proposal, to allow for us to update the
record and inform decisionmaking on
standards of identity. The only
alternative would be to open a docket
and request comments and data on the
issue generally, which would be a step
backward. FDA does not believe it is in
a position to develop a new proposed
rule without affording stakeholders and
the public a chance to comment and
provide new data and information. After
we have reviewed this information, we
will be in a position to either publish a
new proposed rule or to issue a final
rule based on the full record.
Anticipated Cost and Benefits: There
is no cost/benefit analysis associated
with reopening a proposed rule to
solicit updated comments and
information. The preliminary regulatory
impact analysis in the proposed rule
evaluated various options and
concluded that taking the action
covered in the proposed rule will
generate net social benefits, and
concluded that the social costs of taking
the proposed action are likely to be
small. The analysis found that most of
the other options were likely to have
lower net benefits because they had
lower benefits, higher costs, or both.
Risks:
Timetable:
Action
ANPRM ...............
ANPRM Comment
Period End.
NPRM ..................
NPRM Comment
Period End.
NPRM Comment
Period Reopened.
Date
FR Cite
12/29/95
04/29/96
60 FR 67492
05/20/05
08/18/05
70 FR 29214
06/00/19
Regulatory Flexibility Analysis
Required: No.
Small Entities Affected: No.
Government Levels Affected:
Undetermined.
Agency Contact: Andrea Krause,
Department of Health and Human
Services, Food and Drug
Administration, Center for Food Safety
and Applied Nutrition, 5001 Campus
Drive, College Park, MD 20740, Phone:
240 402–2371, Fax: 301 436–2636,
Email: andrea.krause@fda.hhs.gov.
Related RIN: Related to 0583–AC72
RIN: 0910–AC54
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amozie on DSK3GDR082PROD with PROPOSALS2
HHS—FDA
49. Mammography Quality Standards
Act; Amendments to Part 900
Regulations
Priority: Economically Significant.
Major under 5 U.S.C. 801.
E.O. 13771 Designation: Regulatory.
Legal Authority: 21 U.S.C. 360i; 21
U.S.C. 360nn; 21 U.S.C. 374(e); 42
U.S.C. 263b
CFR Citation: 21 CFR 900.
Legal Deadline: None.
Abstract: FDA is proposing to amend
its regulations governing
mammography. The amendments would
update the regulations issued under the
Mammography Quality Standards Act of
1992 (MQSA). FDA is taking this action
to address changes in mammography
technology and mammography
processes that have occurred since the
regulations were published in 1997 and
to address breast density reporting to
patient and health care providers.
Statement of Need: FDA is proposing
to update the mammography regulations
that were issued under the
Mammography Quality Standards Act of
1992 (MQSA) and the Federal Food,
Drug, and Cosmetic Act (FD&C Act).
FDA is taking this action to address
changes in mammography technology
and mammography processes.
FDA is also proposing updates to
modernize the regulations by
incorporating current science and
mammography best practices, including
addressing breast density reporting to
patients and health care providers.
These updates are intended to improve
the delivery of mammography services.
Summary of Legal Basis:
Mammography is an X-ray imaging
examination device that is regulated
under the authority of the FD&C Act.
FDA is proposing these amendments to
the mammography regulations (set forth
in 21 CFR part 900) under section 354
of the Public Health Service Act (42
U.S.C. 263b), and sections 519, 537, and
704(e) of the FD&C Act (21 U.S.C. 360i,
360nn, and 374(e)).
Alternatives: The Agency will
consider different options so that the
health benefits to patients are
maximized and the economic burdens
to mammography facilities are
minimized.
Anticipated Cost and Benefits: The
primary public health benefits of the
rule will come from the potential for
earlier breast cancer detection,
improved morbidity and mortality,
resulting in reductions in cancer
treatment costs. The primary costs of the
rule will come from industry labor costs
and costs associated with supplemental
testing and biopsies.
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Risks:
Timetable:
Action
Date
NPRM ..................
FR Cite
11/00/18
Regulatory Flexibility Analysis
Required: Yes.
Small Entities Affected: Businesses.
Government Levels Affected: None.
Agency Contact: Erica Payne,
Regulatory Counsel, Department of
Health and Human Services, Food and
Drug Administration, Center for Devices
and Radiological Health, 10903 New
Hampshire Avenue, WO 66, Room 5522,
Silver Spring, MD 20993, Phone: 301
796–3999, Fax: 301 847–8145, Email:
erica.payne@fda.hhs.gov.
RIN: 0910–AH04
HHS—FDA
50. Medical Device De Novo
Classification Process
Priority: Other Significant. Major
status under 5 U.S.C. 801 is
undetermined.
E.O. 13771 Designation: Other.
Legal Authority: 21 U.S.C. 321(h); 21
U.S.C. 360c, 360i–360j; 21 U.S.C. 371;
21 U.S.C. 374
CFR Citation: 21 CFR 860.
Legal Deadline: None.
Abstract: De novo classification
decreases regulatory burdens because
manufacturers can use a less
burdensome application pathway under
the FD&C Act to market their devices.
The proposed rule would establish
procedures and criteria for the de novo
process and would make it more
transparent and predictable for
manufacturers.
Statement of Need: FDA is taking this
action to implement amendments to the
De Novo classification process in the
FD&C Act that were enacted by the Food
and Drug Administration Modernization
Act of 1997 (FDAMA), and the Food and
Drug Administration Safety and
Innovation Act of 2012 (FDASIA), and
the 21st Century Cures Act of 2016
(Cures).
Summary of Legal Basis: The FD&C
Act (21 U.S.C. 301 et seq.), as amended,
establishes a comprehensive system for
the regulation of medical devices
intended for human use. Section 513 of
the FD&C Act established three
categories (classes) of medical devices
based on the regulatory controls
sufficient to provide reasonable
assurance of safety and effectiveness of
the device. In 1997, Congress enacted
section 513()(2) to include a De Novo
classification process for some devices
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57863
for which reasonable assurance of safety
and effectiveness could be established
through the De Novo process. FDASIA
and cures expanded and modified this
process.
Alternatives: The De Novo
classification process is based on
authority from the FD&C Act. The De
Novo classification program must
continue because it is required by
statute. If the proposed rule is not
finalized, then procedures and details
about the application process and
handling of De Novo applications might
be unclear to potential applicants, and
the program may not be as efficient as
it might be.
Anticipated Cost and Benefits: By
clarifying the requirements for the De
Novo classification process. FDA
expects that the rule would reduce the
time and costs associated with
preparing and reviewing De Novo
requests, and would generate net
benefits in the form of cost savings for
both private and government sectors.
Risks:
Timetable:
Action
NPRM ..................
Date
FR Cite
10/00/18
Regulatory Flexibility Analysis
Required: No.
Small Entities Affected: No.
Government Levels Affected: None.
Agency Contact: Jean M. Olson,
Regulatory Counsel, Department of
Health and Human Services, Food and
Drug Administration, 10903 New
Hampshire Avenue, Building 66, Room
5508, Silver Spring, MD 20993, Phone:
301 796–6579, Email: jean.olson@
fda.hhs.gov.
RIN: 0910–AH53
HHS—FDA
51. Nonprescription Drug Product With
an Additional Condition for
Nonprescription Use
Priority: Other Significant. Major
status under 5 U.S.C. 801 is
undetermined.
Unfunded Mandates: Undetermined.
E.O. 13771 Designation: Deregulatory.
Legal Authority: 21 U.S.C. 321; 21
U.S.C. 352; 21 U.S.C. 355; 21 U.S.C. 371;
42 U.S.C. 262; 42 U.S.C. 264; . . .
CFR Citation: 21 CFR 314.56; 21 CFR
201.67.
Legal Deadline: None.
Abstract: The proposed rule is
intended to increase access to
nonprescription drug products. The
proposed rule would establish
requirements for a drug product that
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could be marketed as a nonprescription
drug product with an additional
condition that an applicant must
implement to ensure appropriate selfselection, appropriate actual use, or
both by consumers.
Statement of Need: Nonprescription
products have traditionally been limited
to drugs that can be labeled with
information for consumers to safely and
appropriately self-select and use the
drug product without supervision of a
health care provider. There are certain
prescription medications that may have
comparable risk-benefit profiles to overthe-counter medications in selected
populations. However, appropriate
consumer selection and use may be
difficult to achieve in the
nonprescription setting based solely on
information included in labeling. FDA
is proposing regulations that would
establish the requirement for a drug
product could be marketed as a
nonprescription drug product with an
additional condition that an applicant
must implement to ensure appropriate
self-selection or appropriate actual use
or both for consumers.
Summary of Legal Basis: FDA’s
proposed revisions to the regulations
regarding labeling and applications for
nonprescription drug products labeling
are authorized by the FD&C Act (21
U.S.C. 321 et seq.) and by the Public
Health Service Act (42 U.S.C. 262 and
264).
Alternatives: FDA evaluated various
requirements for new drug applications
to assess flexibility of nonprescription
drug product design through drug
labeling for appropriate self-selection
and appropriate use.
Anticipated Cost and Benefits: The
benefits of the proposed rule would
include increased consumer access to
drug products which could translate to
a reduction in under treatment of
certain diseases and conditions. Benefits
to industry would arise from the
flexibility in drug product approval. The
proposed rule would impose costs
arising from the development of an
innovative approach to assist consumers
with nonprescription drug product selfselection or use.
Risks: None.
Timetable:
amozie on DSK3GDR082PROD with PROPOSALS2
Action
Date
NPRM ..................
FR Cite
08/00/19
Regulatory Flexibility Analysis
Required: No.
Small Entities Affected: Businesses.
Government Levels Affected: None.
Agency Contact: Chris Wheeler,
Supervisory Project Manager,
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Department of Health and Human
Services, Food and Drug
Administration, 10903 New Hampshire
Avenue, Building 51, Room 3330, Silver
Spring, MD 20993, Phone: 301 796–
0151, Email: chris.wheeler@fda.hhs.gov.
RIN: 0910–AH62
HHS—FDA
52. Format and Content of Reports
Intended To Demonstrate Substantial
Equivalence
Priority: Other Significant.
Unfunded Mandates: Undetermined.
E.O. 13771 Designation: Deregulatory.
Legal Authority: 21 U.S.C. 371; 21
U.S.C. 374; 21 U.S.C. 387; 42 U.S.C.
4332
CFR Citation: 21 CFR 1107.
Legal Deadline: None.
Abstract: This proposed rule would
establish the format and content of
reports intended to demonstrate
substantial equivalence (SE) in tobacco
products and would provide
information as to how the Agency will
review and act on these submissions.
Statement of Need: The Federal Food,
Drug, and Cosmetic Act (FD&C Act), as
amended by the Family Smoking
Prevention and Tobacco Control Act
(Tobacco Control Act), requires
premarket submissions for new tobacco
products. Substantial equivalence
reports are one type of premarket
submission that manufacturers of new
tobacco products may use to obtain
marketing authorization for a new
tobacco product. This regulation is
necessary to provide information to
manufacturers to aid them in preparing
and submitting substantial equivalence
reports.
Summary of Legal Basis: Section
905(j) of the FD&C Act, as amended by
the Tobacco Control Act, provides for
the submission of substantial
equivalence reports and authorizes FDA
to prescribe the form and manner of
these reports. Section 910 of the FD&C
Act mandates the premarket review of
new tobacco products, establishes
definitions of substantial equivalence
and characteristics, and requires health
information as part of a submission
under section 905(j) of the FD&C Act.
Section 909 establishes record and
report requirements for tobacco
products. Sections 701 and 704 of the
FD&C Act authorize the promulgation of
regulations to implement the FD&C Act
and inspections.
Alternatives: In addition to the
benefits and costs of the proposed rule,
FDA assessed the benefits and costs of
several alternatives to the proposed rule:
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(1) Extending the effective date of the
rule, (2) allowing for more deficiency
letters and review cycles, and (3)
allowing for only one review cycle.
Anticipated Cost and Benefits: The
costs of the rule are compliance costs on
affected entities, e.g., to read and
understand the rule, to revise internal
procedures, and fill out a form for
substantial equivalence reports. The
quantified benefits of the proposed rule
are cost-savings resulting from shorter
FDA review times and fewer staff to
review substantial equivalence reports.
The cost savings to the government is
expected to be larger than the
compliance cost for industry and the net
result is an overall net positive benefit
from this proposed rule. The qualitative
benefits of the rule include additional
clarity to industry about the
requirements for the content and format
of substantial equivalence reports, as
well as the establishment of procedures
for substantial equivalence report
review and communication with
applicants. These changes make the
substantial equivalence marketing
pathway clearer for both FDA and
applicants.
Risks: Premarket submissions for new
tobacco products are required by the
FD&C Act. But to prepare premarket
submissions such as substantial
equivalence reports intended to meet
those requirements, manufacturers need
more information about content and
format requirements. This rule provides
more information on content and format
requirements and describes possible
FDA actions on the substantial
equivalence report.
Timetable:
Action
NPRM ..................
Date
FR Cite
11/00/18
Regulatory Flexibility Analysis
Required: No.
Government Levels Affected: None.
Agency Contact: Annette L. Marthaler,
Regulatory Counsel, Department of
Health and Human Services, Food and
Drug Administration, Center for
Tobacco Products, 10903 New
Hampshire Avenue, Document Control
Center, Building 71, Room G335, Silver
Spring, MD 20993, Phone: 877 287–
1373, Fax: 877 287–1426, Email:
ctpregulations@fda.hhs.gov.
RIN: 0910–AH89
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HHS—FDA
53. • Nutrient Content Claims,
Definition of Term: Healthy
Priority: Economically Significant.
Major status under 5 U.S.C. 801 is
undetermined.
Unfunded Mandates: Undetermined.
E.O. 13771 Designation: Regulatory.
Legal Authority: 21 U.S.C. 321, 331,
343, and 371
CFR Citation: 10 CFR 101.65
(revision).
Legal Deadline: None.
Abstract: The proposed rule would
update the definition for the implied
nutrient content claim ‘‘healthy’’ to be
consistent with current nutrition
science and federal dietary guidelines.
The proposed rule would revise the
requirements for when the claim
‘‘healthy’’ can be voluntarily used in the
labeling of human food products so that
the claim reflects current science and
dietary guidelines and help consumers
maintain healthy dietary practices.
Statement of Need: FDA is proposing
to redefine healthy to make it more
consistent with current public health
recommendations, including those
captured in recent changes to the
Nutrition Facts label. The existing
definition for healthy is based on
nutrition recommendations regarding
intake of fat, saturated fat, and
cholesterol, and specific nutrients
Americans were not getting enough of in
the early 1990s. Nutrition
recommendations have evolved since
that time; recommended diets now
focus on dietary patterns, which
includes getting enough of certain food
groups such as fruits, vegetables, low-fat
dairy, and whole grains. Chronic
diseases, such as heart disease, cancer,
and stroke, are the leading causes of
death and disability in the United States
and diet is a contributing factor to these
diseases. Claims on food packages such
as healthy can provide quick signals to
consumers about the healthfulness of a
food or beverage, thereby making it
easier for busy consumers to make
healthy choices.
FDA is proposing to update the
existing nutrient content claim
definition of Healthy based on the food
groups recommended by the Dietary
Guidelines for Americans and also
include nutrients to limit to ensure that
foods bearing the claim can help
consumers build more healthful diets to
reduce their risk of diet-related chronic
diseases.
Summary of Legal Basis: FDA is
issuing this proposed rule under
sections 201(n), 301(a), 403(a), 403(r),
and 701(a) of the Federal Food, Drug,
and Cosmetic Act (FD&C Act) (21 U.S.C.
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321(n), 331(a), 343(a), 343(r), and
371(a)). These sections authorize the
agency to adopt regulations that prohibit
labeling that bears claims that
characterize the level of a nutrient
which is of a type required to be
declared in nutrition labeling unless the
claim is made in accordance with a
regulatory definition established by
FDA. Pursuant to this authority, FDA
issued a regulation defining the healthy
implied nutrient content claim, which is
codified at 21 CFR 101.65. This
proposed rule would update the existing
definition to be consistent with current
federal dietary guidance.
Alternatives: Alternative 1: Codify the
policy in the current enforcement
discretion guidance.
In 2016, FDA published Use of the
Term ‘Healthy’ in the Labeling of
Human Food Products: Guidance for
Industry. This guidance was intended to
advise food manufacturers of FDA’s
intent to exercise enforcement
discretion relative to foods that use the
implied nutrient content claim healthy
on their labels which: (1) Are not low
in total fat, but have a fat profile
makeup of predominantly mono and
polyunsaturated fats; or (2) contain at
least 10 percent of the Daily Value (DV)
per reference amount customarily
consumed (RACC) of potassium or
vitamin D.
One alternative is to codify the policy
in the current enforcement discretion.
Although guidance is non-binding, we
assume that most packaged food
manufacturers are aware of the guidance
and, over the past 2 years, have already
made any adjustments to their products
or product packaging. Therefore, we
assume that this alternative would have
no costs to industry and no benefits to
consumers.
Alternative 2: Extend the compliance
date by 1 year.
Extending the anticipated proposed
compliance date on the rule updating
the definition by 1 year would reduce
costs to industry as they would have
more time to change products that may
be affected by the rule or potentially
coordinate label changes with already
scheduled label changes. On the other
hand, a longer compliance date runs the
risk of confusing consumers that may
not understand whether a packaged
food product labeled healthy follows the
old definition or the updated one.
Anticipated Cost and Benefits: Food
products bearing the healthy claim
currently make up a small percentage
(5%) of total packaged foods. Relabeling
and reformulating costs can range from
about $2,000/UPC to relabel, $800,000/
formula to reformulate. We currently
anticipate that total cost to industry will
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be about $15 million, annualized at 7%
in perpetuity.
Updating the definition of healthy to
align with current dietary
recommendations help consumers build
more healthful diets to reduce their risk
of diet-related chronic diseases. We
currently anticipate the monetized
benefits to be around $100 million,
annualized at 7% in perpetuity.
There are no cost savings.
Risks:
Timetable:
Action
NPRM ..................
Date
FR Cite
03/00/19
Regulatory Flexibility Analysis
Required: Undetermined.
Government Levels Affected:
Undetermined.
Federalism: Undetermined.
Agency Contact: Vincent De Jesus,
Nutritionist, Department of Health and
Human Services, Food and Drug
Administration, Center for Food Safety
and Applied Nutrition, (HFS–830),
Room 3D–031, 5100 Paint Branch
Parkway, College Park, MD 20740,
Phone: 240 402–1774, Fax: 301 436–
1191, Email: vincent.dejesus@
fda.hhs.gov.
RIN: 0910–AI13
HHS—OFFICE OF ASSISTANT
SECRETARY FOR HEALTH (OASH)
Final Rule Stage
54. • Compliance With Statutory
Program Integrity Requirements
Priority: Other Significant.
E.O. 13771 Designation: Other.
Legal Authority: 42 U.S.C. 300–300a–
6
CFR Citation: Not Yet Determined.
Legal Deadline: None.
Abstract: This action would finalize
revisions to the Title X regulations to
ensure compliance with, and enhance
the implementation of, various statutory
program integrity requirements,
including the statutory requirement that
none of the funds appropriated for Title
X may be used in programs where
abortion is a method of family planning.
Statement of Need: This action should
enhance compliance with the statutory
program integrity requirements
applicable to, and purpose and goals of,
the Title X program (especially those
related to section 1008), the
appropriations provisos and riders
addressing the Title X program, and
other obligations and requirements
established under other Federal law.
The action should also enhance
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programmatic transparency regarding
the provision of Title X services (with
respect to both the identity of the
providers and the services being
provided by such entities).
Summary of Legal Basis: The
Department has legal authority to issue
and amend regulations to implement
Title X of the Public Health Service
(PHS) Act (42 U.S.C. 300 300a–6), in
order to establish the requirements
applicable to projects for family
planning services, pursuant to section
1006 of the Public Health Service Act,
42 U.S.C. 300a–4; section 1006 also
provides priority for low-income
families. Section 1001 of the PHS Act
establishes certain parameters for
voluntary Title X family planning
projects/programs, including the
offering of a broad range of acceptable
and effective family planning methods
and services (including natural family
planning methods, infertility services,
and services for adolescents) and the
encouragement, to the extent practical,
of family participation. Section 1008 of
the PHS Act, 42 U.S.C. 300a–6,
establishes the prohibition on the use of
the funds appropriated for Title X ‘‘in
programs where abortion is a method of
family planning.’’
In addition, the annual Labor-HHS
appropriations act imposes, on an
annual basis, certain additional
requirements with respect to the Title X
program, including that all pregnancy
counseling be nondirective; that Title X
funds not be expended for any activity
that in any way tends to promote public
support or opposition to any legislative
proposal or candidate for public office;
that Title X grant applicants certify to
the Secretary that they encourage family
participation in the decision of minors
to seek family planning services and
provide counseling to minors on how to
resist attempts to coerce them into
engaging in sexual activities; and that
Title X providers comply with State
laws requiring notification or the
reporting of child abuse, child
molestation, sexual abuse, rape, or
incest. See, e.g., Consolidated
Appropriations Act, 2018, Pub. L. 115–
141, Div. H, 207–208, Title II, 132 Stat.
348, 716–17.
Finally, the action would ensure that
the Title X program and Title X
providers comply with laws that protect
the conscience rights of individuals and
entities who decline to perform,
participate in, or refer for abortions,
including the Church Amendments (42
U.S.C. 300a–7), the Coats-Snowe
Amendment (42 U.S.C. 238n), and the
Weldon Amendment, see, e.g.,
Consolidated Appropriations Act, 2018,
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Public Law 115–141, Div. H, 507(d), 132
Stat. 348, 764 (2018).
The Department has legal authority to
issue and amend regulations to
implement Title X of the Public Health
Service (PHS) Act (42 U.S.C. 300 300a–
6), in order to establish the requirements
applicable to projects for family
planning services, pursuant to section
1006 of the Public Health Service Act,
42 U.S.C. 300a–4; section 1006 also
provides priority for low-income
families. Section 1001 of the PHS Act
establishes certain parameters for
voluntary Title X family planning
projects/programs, including the
offering of a broad range of acceptable
and effective family planning methods
and services (including natural family
planning methods, infertility services,
and services for adolescents) and the
encouragement, to the extent practical,
of family participation. Section 1008 of
the PHS Act, 42 U.S.C. 300a–6,
establishes the prohibition on the use of
the funds appropriated for Title X ‘‘in
programs where abortion is a method of
family planning.’’
In addition, the annual Labor-HHS
appropriations act imposes, on an
annual basis, certain additional
requirements with respect to the Title X
program, including that all pregnancy
counseling be nondirective; that Title X
funds not be expended for any activity
that in any way tends to promote public
support or opposition to any legislative
proposal or candidate for public office;
that Title X grant applicants certify to
the Secretary that they encourage family
participation in the decision of minors
to seek family planning services and
provide counseling to minors on how to
resist attempts to coerce them into
engaging in sexual activities; and that
Title X providers comply with State
laws requiring notification or the
reporting of child abuse, child
molestation, sexual abuse, rape, or
incest. See, e.g., Consolidated
Appropriations Act, 2018, Pub. L. 115–
141, Div. H, 207–208, Title II, 132 Stat.
348, 716–17.
Finally, the action would ensure that
the Title X program and Title X
providers comply with laws that protect
the conscience rights of individuals and
entities who decline to perform,
participate in, or refer for abortions,
including the Church Amendments (42
U.S.C. 300a–7), the Coats-Snowe
Amendment (42 U.S.C. 238n), and the
Weldon Amendment, see, e.g.,
Consolidated Appropriations Act, 2018,
Public Law 115–141, Div. H, 507(d), 132
Stat. 348, 764 (2018).
Alternatives: The Department
continues to consider alternative
approaches that would ensure (1)
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sufficient compliance with the statutory
program integrity requirements and
purpose and goals of the Title X
program, the appropriations provisos
and riders addressing the Title X
program, and other obligations and
requirements established under other
Federal law, and (2) transparency
regarding the provision of services (with
respect to both the identity of the
providers and the services being
provided by such entities).
Anticipated Cost and Benefits: The
changes proposed will improve the
integrity of Title X program, especially
with respect to ensuring that projects
and providers do not fund, support, or
promote abortion as a method of family
planning, and enhance compliance with
statutory requirements and
appropriations riders and provisos. In
addition, it is expected that the changes
will facilitate the ability of an expanded
number of entities to participate in Title
X, including by removal of abortion
counseling and referral requirements
that potentially violate Federal health
care conscience protections; this should
serve to expand and enhance patient
service and care. The proposed rule
estimated $13.6 million in annualized
costs at a 7% discount rate.
Risks: None known.
Timetable:
Action
NPRM ..................
NPRM Comment
Period End.
Final Action .........
Date
06/01/18
07/31/18
FR Cite
83 FR 25502
10/00/18
Regulatory Flexibility Analysis
Required: Undetermined.
Government Levels Affected: None.
Agency Contact: Valerie Huber,
Senior Policy Advisor, Department of
Health and Human Services, Office of
Assistant Secretary for Health, 200
Independence Avenue SW, Washington,
DC 20201, Phone: 202 690–7694, Fax:
202 401–8034, Email: valerie.huber@
hhs.gov.
Related RIN: Related to 0937–ZA00
RIN: 0937–AA07
HHS—CENTERS FOR MEDICARE &
MEDICAID SERVICES (CMS)
Proposed Rule Stage
55. Requirements for Long-Term Care
Facilities: Regulatory Provisions To
Promote Program Efficiency,
Transparency, and Burden Reduction
(CMS–3347–P) (Section 610 Review)
Priority: Economically Significant.
Major under 5 U.S.C. 801.
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E.O. 13771 Designation: Deregulatory.
Legal Authority: Secs. 1819 and 1919
of the Social Security Act; sec.
1819(d)(4)(B) and 1919(d)(4)(B) of the
Social Security Act; sec. 1819(b)(1)(A)
and 1919(b)(1)(A) of the Social Security
Act
CFR Citation: 42 CFR 483; 42 CFR
488.
Legal Deadline: None.
Abstract: This proposed rule would
reform the requirements that long-term
care facilities must meet to participate
in the Medicare and Medicaid programs,
that CMS has identified as unnecessary,
obsolete, or excessively burdensome on
facilities. This rule would increase the
ability of healthcare professionals to
devote resources to improving resident
care by eliminating or reducing
requirements that impede quality care
or that divert resources away from
providing high quality care.
Statement of Need: CMS is committed
to transforming the healthcare delivery
system, and the Medicare program, by
putting an additional focus on patientcentered care and working with
providers, physicians, and patients to
improve outcomes. We seek to reduce
burdens for long-term care facilities;
healthcare professionals and residents;
improve the quality of care; decrease
costs; and, ensure that residents and
their providers are making the best
healthcare choices possible.
We are therefore proposing revisions
to the requirements that long-term care
facilities must meet to participate in the
Medicare and Medicaid programs that
would increase the ability of healthcare
professionals to devote resources to
improving resident care by eliminating
or reducing requirements that impede
quality care or that divert resources
away from providing high quality care.
Summary of Legal Basis: The
Secretary has statutory authority to
issue these rules under the Nursing
Home Reform Act, (part of the Omnibus
Budget Reconciliation Act of 1987
(OBRA ’87), Pub. L. 100–203, 101 Stat.
1330 (1987)), which added sections
1819 and 1919 to the Act; those
provisions authorize the Secretary to
promulgate regulations that are
‘‘adequate to protect the health, safety,
welfare, and rights of residents and to
promote the effective and efficient use
of public moneys.’’ (Sections 1819(f)(1)
and 1919(f)(1) of the Act). In addition,
the Act authorizes the Secretary to
impose ‘‘such other requirements
relating to the health and safety [and
well-being] of residents as [he] may find
necessary.’’ (Sections 1819(d)(4)(B),
1919(d)(4)(B) of the Act). Under
Sections 1819(c)(1)(A)(xi) and 1919
(c)(1)(A)(xi) of the Act, the Secretary
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may also establish ‘‘other right[s]’’ for
residents, in addition to those expressly
set forth in the statutes and regulations,
to ‘‘protect and promote the rights of
each resident.’’
Alternatives: For all of the proposed
provisions, we considered not making
these changes. Specifically, we
considered the impact that any revisions
would have on the health and safety of
residents in long-term care facilities and
if such revisions would realistically be
burden reducing for facilities.
Ultimately, we believe that the proposed
revisions will be burden reducing and
do not impede on the health and safety
of residents.
Anticipated Cost and Benefits: This
proposed rule would create ongoing cost
savings to long-term care facilities in
many areas. In addition, various
proposals would clarify existing policy
and relieve some administrative
burdens.
Risks:
Timetable:
Action
Date
NPRM ..................
FR Cite
11/00/18
Regulatory Flexibility Analysis
Required: Yes.
Small Entities Affected: Businesses.
Government Levels Affected: Federal.
Agency Contact: Ronisha Blackstone,
Health Insurance Specialist, Department
of Health and Human Services, Centers
for Medicare & Medicaid Services,
Center for Clinical Standards and
Quality, MS: S3–02–01, 7500 Security
Boulevard, Baltimore, MD 21244,
Phone: 410 786–6882, Email:
ronisha.blackstone@cms.hhs.gov.
RIN: 0938–AT36
HHS—CMS
56. CY 2020 Notice of Benefit and
Payment Parameters (CMS–9926–P)
Priority: Economically Significant.
Major under 5 U.S.C. 801.
E.O. 13771 Designation: Other.
Legal Authority: Pub. L. 111–148, title
I
CFR Citation: 45 CFR 149; 45 CFR
153; 45 CFR 155; 45 CFR 156.
Legal Deadline: None.
Abstract: This annual proposed rule
would set forth payment parameters and
provisions related to the risk adjustment
programs; cost-sharing parameters; and
user fees for issuers offering plans on
Federally-facilitated Exchanges and
State-based Exchanges using the Federal
platform. It would also provide
additional standards for several other
Affordable Care Act programs.
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Statement of Need: This rule will
propose standards related to the risk
adjustment program for the 2020 benefit
year, as well as certain modifications
that will promote state flexibility and
control over their insurance markets,
reduce burden on stakeholders, and
improve program integrity.
Summary of Legal Basis: This rule
addresses multiple sections of the
Patient Protection and Affordable Care
Act (Pub. L. 111148) and the Health
Care and Education Reconciliation Act
of 2010 (Pub. L. 111152), which
amended and revised several provisions
of the Patient Protection and Affordable
Care Act.
Alternatives: We considered slight
variants of the proposed policies related
to the risk adjustment program and
standards related to the Exchanges.
Anticipated Cost and Benefits: We
anticipate that the proposed changes
will include some initial costs on
stakeholders, but generate savings over
the long term. As we move toward
publication, estimates of the cost and
benefits of these provisions will be
included in the rule.
Risks: If this regulation is not
published timely, issuers in the
individual and small group market will
not have important information for rate
setting for the 2020 plan year, and
changes applicable to qualified health
plans will not be in place in time for the
2020 plan year.
Timetable:
Action
NPRM ..................
Date
FR Cite
10/00/18
Regulatory Flexibility Analysis
Required: Undetermined.
Small Entities Affected: Businesses.
Government Levels Affected:
Undetermined.
Federalism: Undetermined.
Agency Contact: Lindsey Murtagh,
Senior Policy Advisor, Department of
Health and Human Services, Centers for
Medicare & Medicaid Services, Center
for Consumer Information and
Insurance Oversight, 7500 Security
Boulevard, Baltimore, MD 21244,
Phone: 301 492–4106, Email:
lindsey.murtagh@cms.hhs.gov.
RIN: 0938–AT37
HHS—CMS
57. Exchange Program Integrity
(CMS–9922–P)
Priority: Other Significant.
E.O. 13771 Designation: Regulatory.
Legal Authority: Pub. L. 111–148
CFR Citation: 45 CFR 155; 45 CFR
156.
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Legal Deadline: None.
Abstract: This rule proposes
improvements to Exchange program
integrity, ensuring that eligible enrollees
receive the correct advanced payments
of the premium tax credit, and
conducting effective and efficient
oversight of State-Based Exchanges.
Statement of Need: This proposed
rule would propose changes to
strengthen program integrity related to
oversight of State Exchanges, and the
operation of Exchanges.
Summary of Legal Basis: This rule
addresses multiple sections of the
Patient Protection and Affordable Care
Act (Pub. L. 111148) and the Health
Care and Education Reconciliation Act
of 2010 (Pub. L. 111152), which
amended and revised several provisions
of the Patient Protection and Affordable
Care Act.
Alternatives: The proposed policies
are important for program integrity
reasons. We considered variations on
the proposed policies.
Anticipated Cost and Benefits: We do
not anticipate the proposed rule to be a
significant regulatory action, but do
anticipate it would generate costs on
stakeholders. We believe these costs
will be offset by improvements in
program integrity.
Risks: If this regulation is not
published timely, important program
integrity improvements will be delayed.
Timetable:
Action
Date
NPRM ..................
FR Cite
10/00/18
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Regulatory Flexibility Analysis
Required: No.
Government Levels Affected: Federal,
State.
Federalism: This action may have
federalism implications as defined in
E.O. 13132.
Agency Contact: Jeff Wu, Health
Insurance Specialist, Department of
Health and Human Services, Centers for
Medicare & Medicaid Services, Center
for Consumer Information and
Insurance Oversight, MS: 733H.02, 7500
Security Boulevard, Baltimore, MD
21244, Phone: 301 492–4305, Email:
jeff.wu@cms.hhs.gov.
RIN: 0938–AT53
HHS—CMS
58. Policy and Technical Changes to the
Medicare Advantage and the Medicare
Prescription Drug Benefit Programs for
Contract Year 2020 (CMS–4185–P)
Priority: Economically Significant.
Major under 5 U.S.C. 801.
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E.O. 13771 Designation: Deregulatory.
Legal Authority: 42 U.S.C. 1302; 42
U.S.C. 1395hh
CFR Citation: 42 CFR 417; 42 CFR
422; 42 CFR 423.
Legal Deadline: None.
Abstract: This proposed rule would
set forth programmatic and operational
changes to the Medicare Advantage
(MA) and prescription drug benefit
programs for contract year 2020.
Statement of Need: This rule is
necessary to make revisions to the
Medicare Advantage (MA) and
Prescription Drug Benefit programs to
implement applicable provisions of the
Bipartisan Budget Act of 2018 and based
on our continued experience in the
administration of the programs.
Summary of Legal Basis: This rule
addresses multiple sections of the Social
Security Act. It also implements
sections 50323, 50311, and 50354 of the
Bipartisan Budget Act of 2018.
Alternatives: This rule implements
provisions that require public notice
and comment and are necessary for the
upcoming contract year. We will
continue to explore additional
alternatives as we develop the rule.
Anticipated Cost and Benefits:
Preliminary estimates of the anticipated
costs and benefits of this proposed rule
indicate savings and burden reduction
for the government, MA organizations,
prescription drug plan sponsors, and
providers. We expect some savings will
also be passed onto beneficiaries in the
form of increased benefit offerings and
reduced premiums or cost sharing.
Numerical estimates are pending and as
we move toward publication, estimates
of costs and benefits will be included in
the proposed rule.
Risks:
Timetable:
Action
Date
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59. • Modernizing and Clarifying the
Physician Self-Referral Regulations
(CMS–1720–P)
Priority: Other Significant.
E.O. 13771 Designation: Deregulatory.
Legal Authority: 42 U.S.C. 1395nn
CFR Citation: 42 CFR 411.
Legal Deadline: None.
Abstract: This rule proposes to
address any undue regulatory impact
and burden of the physician self-referral
law.
Statement of Need: This rule is
necessary to facilitate the successful
transition from volume-based to valuebased payment for health care services
and promote care coordination among
health care providers and suppliers who
furnish care to Medicare beneficiaries
and other patients. This rule is also
necessary to bring needed clarity and
flexibility for parties subject to the
physician self-referral law’s prohibitions
on referrals and Medicare claims
submission.
Summary of Legal Basis: This rule
interprets section 1877 of the Social
Security Act.
Alternatives: We will continue to
explore alternatives as we develop the
rule.
Anticipated Cost and Benefits: We
believe that this rule could have a
positive impact on health outcomes of
beneficiaries and other American
patients because providers, suppliers
and physicians will be able to better
coordinate patient care without running
afoul of the physician self-referral law’s
referral and Medicare claims submission
prohibitions. We also believe the
proposed regulatory reforms may make
compliance with the physician selfreferral law more straightforward.
Risks:
Timetable:
FR Cite
Regulatory Flexibility Analysis
Required: Undetermined.
Small Entities Affected: Businesses,
Governmental Jurisdictions,
Organizations.
Government Levels Affected: Federal.
Agency Contact: Michael Dibella,
Director, Division of Policy, Analysis,
and Planning, Department of Health and
Human Services, Centers for Medicare &
Medicaid Services, Center for Medicare,
MS: C4–22–18, 7500 Security Blvd.,
Baltimore, MD 21244, Phone: 410 786–
4480, Email: michael.dibella@
cms.hhs.gov.
RIN: 0938–AT59
PO 00000
HHS—CMS
Action
RFI Notice With
Comment Period.
RFI Comment Period End.
NPRM ..................
Date
06/25/18
FR Cite
83 FR 29524
08/28/18
12/00/18
Regulatory Flexibility Analysis
Required: Undetermined.
Government Levels Affected: None.
Agency Contact: Lisa Wilson,
Technical Advisor, Department of
Health and Human Services, Centers for
Medicare & Medicaid Services, Center
for Medicare, MS: C4–25–02, 7500
Security Boulevard, Baltimore, MD
21244, Phone: 410 786–8852, Email:
lisa.wilson2@cms.hhs.gov.
RIN: 0938–AT64
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RIN: 0970–AC72
HHS—ADMINISTRATION FOR
CHILDREN AND FAMILIES (ACF)
BILLING CODE: 4150–03–P
Proposed Rule Stage
60. Adoption and Foster Care Analysis
and Reporting System
Priority: Other Significant.
E.O. 13771 Designation: Deregulatory.
Legal Authority: Secs. 474(f), 479 and
1102 of the Social Security Act
CFR Citation: 45 CFR 1355.
Legal Deadline: None.
Abstract: This notice of proposed
rulemaking (NPRM) seeks public
suggestions in particular from State and
Tribal title IV–E agencies and Indian
tribes, Tribal organizations and
consortiums, for streamlining the
Adoption and Foster Care Analysis and
Reporting System (AFCARS) data
elements and removing any undue
burden related to reporting AFCARS.
Statement of Need: The reporting
requirements for the Adoption and
Foster Care Analysis and Reporting
System (AFCARS) have doubled in the
past year. In an effort to ensure that an
appropriate balance is achieved between
reporting burden and administering
high-quality programs that provide
services to children and families. By
engaging in this rulemaking process, the
public and stakeholders will be afforded
an opportunity to provide input on what
data collections are most useful to the
administration of child welfare
programs.
Summary of Legal Basis: Section 479
of the Social Security Act requires HHS
regulate a national data collection
system which provides comprehensive
information on adopted and foster
children and their parents.
Alternatives: None. This rule
implements statutory requirements.
Anticipated Cost and Benefits: An
estimate of costs to States to modify
their existing data systems is not
available at this time.
Risks: None.
Timetable:
Action
Date
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ANPRM ...............
ANPRM Comment
Period End.
NPRM ..................
03/15/18
06/13/18
FR Cite
83 FR 11449
05/00/19
Regulatory Flexibility Analysis
Required: No.
Small Entities Affected: No.
Government Levels Affected: None.
Agency Contact: Kathleen McHugh,
ACYF/Children’s Bureau, Department of
Health and Human Services,
Administration for Children and
Families, 330 C Street SW, Washington,
DC 20201, Phone: 202 401–5789, Email:
kathleen.mchugh@acf.hhs.gov.
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DEPARTMENT OF HOMELAND
SECURITY (DHS)
Fall 2018 Statement of Regulatory
Priorities
The Department of Homeland
Security (DHS or Department) was
established in 2003 pursuant to the
Homeland Security Act of 2002, Public
Law 107–296. The DHS mission
statement provides the following: ‘‘With
honor and integrity, we will safeguard
the American people, our homeland,
and our values.’’
Fulfilling that mission requires the
dedication of more than 240,000
employees in jobs that range from
aviation and border security to
emergency response, from cybersecurity
analyst to chemical facility inspector.
Our duties are wide-ranging, but our
goal is clear—keeping America safe.
Leading a unified national effort, DHS
has five core missions: (1) Prevent
terrorism and enhance security; (2)
secure and manage our borders; (3)
enforce and administer our immigration
laws; (4) safeguard and secure
cyberspace; and (5) ensure resilience to
disasters. In addition, we must
specifically focus on maturing and
strengthening the homeland security
enterprise itself.
In achieving those goals, we are
continually strengthening our
partnerships with communities, first
responders, law enforcement, and
Government agencies—at the Federal,
State, local, tribal, and international
levels. We are accelerating the
deployment of science, technology, and
innovation in order to make America
more secure, and we are becoming
leaner, smarter, and more efficient,
ensuring that every security resource is
used as effectively as possible. For a
further discussion of our mission, see
the DHS website at http://www.dhs.gov/
our-mission.
The regulations we have summarized
below in the Department’s Fall 2018
regulatory plan and agenda support the
Department’s authorities. These
regulations will improve the
Department’s ability to accomplish its
mission. Also, the regulations we have
identified in this year’s regulatory plan
continue to address legislative
initiatives such as the Implementing
Recommendations of the 9/11
Commission Act of 2007 (9/11 Act),
Public Law 110–53 (Aug. 3, 2007).
DHS strives for organizational
excellence and uses a centralized and
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unified approach in managing its
regulatory resources. The Office of the
General Counsel manages the
Department’s regulatory program,
including the agenda and regulatory
plan. In addition, DHS senior leadership
reviews each significant regulatory
project in order to ensure that the
project fosters and supports the
Department’s mission.
The Department is committed to
ensuring that all of its regulatory
initiatives are aligned with its guiding
principles to protect civil rights and
civil liberties, integrate our actions,
build coalitions and partnerships,
develop human resources, innovate, and
be accountable to the American public.
Executive Order 13771 Requirements
In fiscal year 2019, DHS plans to
finalize the following actions:
• 0 Executive Order 13771 regulatory
actions;
• 18 Executive Order 13771
deregulatory actions (including
information collections);
• 4 Executive Order 13771-exempt
regulations; and
• 10 regulations for which we are
unsure of their Executive Order 13771
designation. (Note: These are
regulations that we designated as
‘‘other’’ in the newly-created Executive
Order 13771 designation data field in
the Unified Agenda entries).
We provide further information about
those actions in the DHS Regulatory
Plan and Unified Agenda.
DHS is also committed to the
principles described in Executive
Orders 13563 and 12866 (as amended).
Both Executive Orders direct agencies to
assess the costs and benefits of available
regulatory alternatives and, if regulation
is necessary, to select regulatory
approaches that maximize net benefits
(including potential economic,
environmental, public health and safety
effects, distributive impacts, and
equity). Executive Order 13563
emphasizes the importance of
quantifying both costs and benefits, of
reducing costs, of harmonizing rules,
and of promoting flexibility.
Finally, the Department values public
involvement in the development of its
regulatory plan, agenda, and
regulations, and is particularly
concerned with the impact its
regulations have on small businesses.
DHS and its components continue to
emphasize the use of plain language in
our regulatory documents to promote a
better understanding of regulations and
to promote increased public
participation in the Department’s
regulations.
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The Fall 2018 regulatory plan for DHS
includes regulations from several DHS
components, including U.S. Citizenship
and Immigration Services (USCIS), the
U.S. Coast Guard (the Coast Guard), U.S.
Customs and Border Protection (CBP),
the U.S. Immigration and Customs
Enforcement (ICE), the Federal
Emergency Management Agency
(FEMA), and the Transportation
Security Administration (TSA). Below is
a discussion of the regulations that
comprise the DHS fall 2018 regulatory
plan.
United States Citizenship and
Immigration Services
USCIS is the government agency that
administers the nation’s lawful
immigration system, safeguarding its
integrity and promise by efficiently and
fairly adjudicating requests for
immigration benefits while protecting
Americans, securing the homeland, and
honoring our values. In the coming year,
USCIS will promulgate several
regulatory actions to support that
mission.
Removing H–4 Dependent Spouses
from the Class of Aliens Eligible for
Employment Authorization. USCIS will
propose to rescind the final rule
published in the Federal Register on
February 25, 2015. The 2015 final rule
amended DHS regulations by extending
eligibility for employment authorization
to certain H–4 dependent spouses of H–
1B nonimmigrants who are seeking
employment-based lawful permanent
resident status.
H–1B Nonimmigrant Program and
Petitioning Process Regulations. In order
to improve U.S. worker protections as
well as to address the requirements of
Executive Order 13788, Buy American
and Hire American, USCIS will propose
to issue regulations with the focus of
improving the H–1B nonimmigrant
program and petitioning process. Such
initiatives will include a proposed rule
that would establish an electronic
registration program for H–1B petitions
subject to annual numerical limitations
and would improve the H–1B numerical
limitation allocation process
(Registration Requirement for
Petitioners Seeking to File H–1B
Petitions on Behalf of Aliens Subject to
Numerical Limitations); and a proposed
rule that would revise the definition of
specialty occupation to increase focus
on truly obtaining the best and brightest
foreign nationals via the H–1B program
and would revise the definition of
employment and employer-employee
relationship to help better protect U.S.
workers and wages. (Strengthening the
H–1B Nonimmigrant Visa Classification
Program).
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Heightened Screening and Vetting of
Immigration Program Regulations.
USCIS will propose regulations guiding
the inadmissibility determination
whether an alien is likely at any time to
become a public charge under section
212(a)(4) of the Immigration and
Nationality Act. (Inadmissibility on
Public Charge Grounds). Additionally,
USCIS will propose to update its
biometrics regulations to eliminate
multiple references to specific biometric
types, and to allow for the expansion of
the types of biometrics required to
establish and verify an identity. The
goal of this proposal will be to establish
consistent identity enrollment and
verification policies and processes, and
to provide clear proposals on how
biometrics will be used in the
immigration process. (USCIS Biometrics
Collection for Collection for Consistent,
Efficient and Effective Operations).
Employment Creation Immigrant
Regulations. USCIS will amend its
regulations modernizing the
employment-based, fifth preference
(EB–5) immigrant investor category
based on current economic realities and
to reflect statutory changes made to the
program. (EB–5 Immigrant Investor
Program Modernization). USCIS will
also propose to update its regulations
for the EB–5 Immigrant Investor
Regional Center Program to better reflect
realities for regional centers and EB–5
immigrant investors, to increase
predictability and transparency in the
adjudication process, to improve
operational efficiency, and to enhance
program integrity. (EB–5 Immigrant
Investor Regional Center Program).
Lastly, USCIS will publish an advanced
notice of proposed rulemaking to solicit
public input on proposals that would
increase monitoring and oversight of
EB–5 projects, and encourage
investment in rural areas. (EB–5
Immigrant Investor Program
Realignment.)
Asylum Reforms. USCIS will propose
regulations aimed at deterring the
fraudulent filing of asylum applications
for the purpose of obtaining
Employment Authorization Documents.
(Employment Authorization Documents
for Asylum Applicants). USCIS will also
propose to amend its regulations to
streamline credible fear screening
determinations in response to the
Southwest Border crises. (Credible Fear
Reform Regulation).
Adjustment of Status Process
Improvements. USCIS will propose to
update regulatory provisions to improve
the efficiency in the processing of
adjustment of status applications, to
reduce processing times, to improve
data quality provided to partner
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agencies, to reduce the potential for visa
retrogression, to promote efficient usage
of available immigrant visas, and to
discourage fraudulent and frivolous
filings. (Updating Adjustment of Status
Procedures for More Efficient Processing
and Immigrant Visa Usage). USCIS will
also propose updates to its regulations
to improve the efficiency of USCIS
processing of the Medical Certification
for Disability Exceptions.
(Improvements to the Medical
Certification for Disability Exceptions).
Electronic Processing of Immigration
Benefit Requests. USCIS will propose to
amend its regulations to mandate
electronic submission for all
immigration benefit requests, explain
the requirements associated with
electronic processing, and allow end-toend digital processing. This proposal
would enhance efficiency and efficacy
in USCIS operations, and improve the
experience for those applying for
immigration benefits.
United States Coast Guard
Coast Guard is a military, multimission, maritime service of the United
States and the only military
organization within DHS. It is the
principal Federal agency responsible for
the $4.5 trillion maritime transportation
system, including maritime safety,
security, and stewardship. The Coast
Guard delivers daily value to the nation
through multi-mission resources,
authorities, and capabilities.
Effective governance in the maritime
domain hinges upon an integrated
approach to safety, security, and
stewardship. The Coast Guard’s policies
and capabilities are integrated and
interdependent, delivering results
through a network of enduring
partnerships with maritime
stakeholders. Consistent standards of
universal application and enforcement,
which encourage safe, efficient, and
responsible maritime commerce, are
vital to the success of the maritime
industry. The Coast Guard’s ability to
field versatile capabilities and highlytrained personnel is one of the U.S.
Government’s most significant and
important strengths in the maritime
environment.
America is a maritime nation, and our
security, resilience, and economic
prosperity are intrinsically linked to the
oceans. Safety, efficient waterways, and
freedom of transit on the high seas are
essential to our well-being. The Coast
Guard is leaning forward, poised to
meet the demands of the modern
maritime environment. The Coast Guard
creates value for the public through
solid prevention and response efforts.
Activities involving oversight and
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regulation, enforcement, maritime
presence, and public and private
partnership foster increased maritime
safety, security, and stewardship.
The statutory responsibilities of the
Coast Guard include ensuring marine
safety and security, preserving maritime
mobility, protecting the marine
environment, enforcing U.S. laws and
international treaties, and performing
search and rescue. The Coast Guard
supports the Department’s overarching
goals of mobilizing and organizing our
Nation to secure the homeland from
terrorist attacks, natural disasters, and
other emergencies.
In fiscal year 2019, the Coast Guard
plans to finalize 0 regulatory actions
and 11 deregulatory actions. The Coast
Guard is highlighting the following
Executive Order 13771 deregulatory
actions:
Amendments to the Marine Radar
Observer Refresher Training
Regulations. The Coast Guard will
propose removing obsolete portions of
the radar observer endorsement
requirements and harmonizing the
endorsement with the merchant mariner
credential. Active mariners with radar
observer endorsements having one year
of relevant sea service within the
previous five years and having served in
a position using radar for navigation and
collision avoidance purposes on board a
radar-equipped vessel, or who have met
certain instructor requirements, would
be able to renew their radar observer
endorsement without completing a
radar course. This proposed rule would
eliminate the requirement for mariners
to carry a certificate of training if the
radar observer endorsement is on the
MMC, and would allow the
endorsement and MMC to expire at the
same time. Elimination of the
requirement to take a radar refresher or
re-certification course every five years
would reduce burden on affected
mariners without affecting safety. (Note:
There is no associated Regulatory Plan
entry for this rule because this rule is
non-significant under Executive Order
12866. There is an entry, however, in
the Unified Agenda.)
TWIC Reader Requirements; Delay of
Effective Date. The Coast Guard has
proposed to partially delay the effective
date of the final rule entitled
‘‘Transportation Worker Identification
Credential (TWIC) Reader
Requirements,’’ published in the
Federal Register on August 23, 2016.
The rule would delay the requirements
for facilities that handle bulk CDC, but
do not transfer it to or from vessels, as
well as facilities that receive vessels that
carry CDC, but do not transfer it to the
facility. The Coast Guard is considering
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this delay to allow time to re-evaluate
the ‘‘asset categorization’’ methodology
used to determine which facilities were
considered high risk. Currently, the rule
is scheduled to be implemented after
the Department of Homeland Security
submits the report to Congress on the
effectiveness of the TWIC program,
required by the Transportation Worker
Identification Credential Security Card
Program Improvements and Assessment
Act (Pub. L. 114–278). This rule would
delay the effective date for the affected
facilities until August 23, 2021.
Removal of Certain International
Convention on Standards of Training,
Certification and Watchkeeping for
Seafarers, 1978, as Amended (STCW)
Training Requirements. The Coast
Guard will propose to remove three
Coast Guard merchant mariner training
requirements related to STCW officer
and rating endorsements from its
regulations in 46 CFR parts 11 and 12.
The Coast Guard has determined these
training requirements exceed current
international certification and training
standards of the STCW and cause a
misalignment between the training of
U.S. mariners and the mariners of other
countries. The proposed rule would
remove the following training
requirements: Leadership and
managerial skills training to qualify as
master of vessels of less than 500 gross
tons limited to near-coastal waters;
bridge resource management training to
qualify as officer in charge of a
navigational watch on vessels of less
than 500 gross tons limited to nearcoastal waters; and computer systems
and maintenance training to qualify as
electro-technical rating on vessels
powered by main propulsion machinery
of 750 kW/1,000 HP or more. Removal
of these training requirements would
reduce the burden on affected mariners
without affecting safety.
Person in Charge of Fuel Transfers.
The Coast Guard will propose an
alternative to the existing regulatory
requirement that a person in charge
(PIC) of a fuel transfer on an inspected
vessel hold a Merchant Mariner
Credential with either an officer
endorsement or Tankerman-PIC
endorsement. The proposed rule would
add the option of designating the PIC
using a letter of designation (LOD),
which is currently an option for
uninspected vessels but not inspected
vessels. The LOD designates the holder
as a PIC of the transfer of fuel oil and
states that the holder has received
sufficient formal instruction from the
operator or agent of the vessel to ensure
his or her ability to safely and
adequately carry out the duties and
responsibilities of the PIC. Our decades
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of experience with LODs on
uninspected vessels indicates we can
safely provide this option to persons on
inspected vessels. Allowing the PIC to
hold an LOD instead of an Merchant
Mariner Credential would relieve
certain personnel from the burden of
obtaining and renewing an Merchant
Mariner Credential every 5 years, and
would create flexibility as to who may
serve as a PIC of fuel transfers on
inspected vessels. This option would be
available only for transfers of fuel; the
PIC requirements for vessels transferring
cargo would remain unchanged. (Note:
There is no associated Regulatory Plan
entry for this rule because this rule is
non-significant under Executive Order
12866. There is an entry, however, in
the Unified Agenda.)
United States Customs and Border
Protection
CBP is the Federal agency principally
responsible for the security of our
Nation’s borders, both at and between
the ports of entry into the United States.
CBP must accomplish its border security
and enforcement mission without
stifling the flow of legitimate trade and
travel. The primary mission of CBP is its
homeland security mission, that is, to
prevent terrorists and terrorist weapons
from entering the United States. An
important aspect of this priority mission
involves improving security at our
borders and ports of entry, but it also
means extending our zone of security
beyond our physical borders.
CBP is also responsible for
administering laws concerning the
importation into the United States of
goods, and enforcing the laws
concerning the entry of persons into the
United States. This includes regulating
and facilitating international trade;
collecting import duties; enforcing U.S.
trade, immigration and other laws of the
United States at our borders; inspecting
imports, overseeing the activities of
persons and businesses engaged in
importing; enforcing the laws
concerning smuggling and trafficking in
contraband; apprehending individuals
attempting to enter the United States
illegally; protecting our agriculture and
economic interests from harmful pests
and diseases; servicing all people,
vehicles, and cargo entering the United
States; maintaining export controls; and
protecting U.S. businesses from theft of
their intellectual property.
In carrying out its mission, CBP’s goal
is to facilitate the processing of
legitimate trade and people efficiently
without compromising security.
Consistent with its primary mission of
homeland security, CBP intends to issue
several regulations during the next fiscal
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year that are intended to improve
security at our borders and ports of
entry. During the upcoming year, CBP
will also be working on various projects
to streamline CBP processing, reduce
duplicative processes, reduce various
burdens on the public, and automate
various paper forms. Below are
descriptions of CBP’s planned
regulatory and deregulatory actions for
fiscal year 2019.
Collection of Biometric Data from
Aliens Upon Entry to and Departure
from the United States. DHS is required
by statute to develop and implement an
integrated, automated entry and exit
data system to match records, including
biographic data and biometric
identifiers, of aliens entering and
departing the United States. In addition,
Executive Order 13780, Protecting the
Nation from Foreign Terrorist Entry into
the United States, states that DHS is to
expedite the completion and
implementation of a biometric entry-exit
tracking system. Although the current
regulations provide that DHS may
require certain aliens to provide
biometrics when entering and departing
the United States, they only authorize
DHS to collect biometrics from certain
aliens upon departure under pilot
programs at land ports and at up to 15
airports and seaports. In order to
provide the legal framework for DHS to
begin a seamless biometric entry-exit
system, DHS intends to issue an interim
final rule to amend the regulations to
remove the references to pilot programs
and the port limitation. In addition, to
enable CBP to make the process for
verifying the identity of alien’s more
efficient, accurate, and secure by using
facial recognition technology, this rule
would also provide that alien travelers
may be required to provide photographs
upon entry and/or departure.
Implementation of the Electronic
System for Travel Authorization (ESTA)
at U.S. Land Borders—Automation of
CBP Form I–94W. CBP intends to amend
DHS regulations to implement the ESTA
requirements under section 711 of the
Implementing Recommendations of the
9/11 Commission Act of 2007, for aliens
who intend to enter the United States
under the Visa Waiver Program (VWP)
at land ports of entry. Currently, aliens
from VWP countries must provide
certain biographic information to U.S.
CBP officers at land ports of entry on a
paper I–94W Nonimmigrant Visa
Waiver Arrival/Departure Record (Form
I–94W). Under this rule, these VWP
travelers would instead provide this
information to CBP electronically
through ESTA prior to application for
admission to the United States.
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Technical Corrections to Reflect the
Consolidation of Vessel Repair Unit
Locations. CBP intends to issue a final
rule to update provisions relating to the
declaration, entry and dutiable status of
repair expenditures made abroad for
certain vessels to reflect the port of New
Orleans, Louisiana as the only Vessel
Repair Unit (VRU) location. The
amendment will improve the efficiency
of vessel repair entry processing, ensure
the proper assessment and collection of
duties, and make the regulations more
transparent. This rule is a deregulatory
action under Executive Order 13771.
(Note: There is no associated Regulatory
Plan entry for this rule because this rule
is non-significant under Executive
Order 12866. There is an entry,
however, in the Unified Agenda.)
Modernization of the Customs Brokers
Regulations. CBP intends to issue a
proposed rule to amend the
requirements for customs brokers.
Specifically, CBP will propose to
expand the scope of the national permit
authority to allow national permit
holders to conduct any type of customs
business throughout the customs
territory of the United States. To
accomplish this, CBP will propose to
eliminate broker districts and district
permits, which also eliminates the need
for district permit waivers and for
brokers to maintain district offices.
Additionally, CBP will propose to
update the responsible supervision and
control oversight framework to better
reflect the modern business
environment. This rule is a deregulatory
action under Executive Order 13771.
(Note: There is no associated Regulatory
Plan entry for this rule because this rule
is non-significant under Executive
Order 12866. There is an entry,
however, in the Unified Agenda.)
Automation of CBP Form I–418 for
Vessels. CBP intends to issue a rule
amending the regulations regarding the
submission of Form I–418, Passenger
List—Crew List. Currently, the master or
agent of every commercial vessel
arriving in the United States, with
limited exceptions, must submit a paper
Form I–418, along with certain
information regarding longshore work,
to CBP at the port where immigration
inspection is performed. Most
commercial vessel operators are also
required to submit a paper Form I–418
to CBP at the final U.S. port prior to
departing for a foreign port. Under this
rule, most vessel operators would be
required to electronically submit the
data elements on Form I–418 to CBP
through the National Vessel Movement
Center in lieu of submitting a paper
form. This rule would eliminate the
need to file the paper Form I–418 in
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most cases. This rule is a deregulatory
action under Executive Order 13771.
(Note: There is no associated Regulatory
Plan entry for this rule, because this rule
is not significant under Executive Order
12866. There is an entry, however, in
the Unified Agenda.)
In addition to the regulations that CBP
issues to promote DHS’s mission, CBP
also issues regulations related to the
mission of the Department of the
Treasury. Under section 403(1) of the
Homeland Security Act of 2002, the
former-U.S. Customs Service, including
functions of the Secretary of the
Treasury relating thereto, transferred to
the Secretary of Homeland Security. As
part of the initial organization of DHS,
the Customs Service inspection and
trade functions were combined with the
immigration and agricultural inspection
functions and the Border Patrol and
transferred into CBP. The Department of
the Treasury retained certain regulatory
authority of the U.S. Customs Service
relating to customs revenue function. In
addition to its plans to continue issuing
regulations to enhance border security,
in the coming year, CBP expects to
continue to issue regulatory documents
that will facilitate legitimate trade and
implement trade benefit programs. For a
discussion of CBP regulations regarding
the customs revenue function, see the
regulatory plan of the Department of the
Treasury.
Federal Emergency Management
Agency
FEMA’s mission is helping people
before, during, and after disasters.
FEMA is working on a deregulatory
action titled Update to FEMA’s
Regulations on Rulemaking Procedures.
That rule would revise FEMA
regulations pertaining to rulemaking by
removing sections that are outdated or
do not affect the public and update
provisions that affect the public’s
participation in the rulemaking process.
FEMA is also working on a regulatory
action titled Factors Considered When
Evaluating a Governor’s Request for
Individual Assistance for a Major
Disaster. This regulation would address
the Sandy Recovery Improvement Act of
2013’s requirement that FEMA review,
update, and revise through rulemaking
the individual assistance factors FEMA
uses to measure the severity, magnitude,
and impact of a disaster. FEMA
published a proposed rule on November
12, 2015, and now plans to issue a final
rule.
Federal Law Enforcement Training
Center
The Federal Law Enforcement
Training Center (FLETC) does not have
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any significant regulations planned for
fiscal year 2019.
United States Immigration and Customs
Enforcement
ICE is the principal criminal
investigative arm of DHS and one of the
three Department components charged
with the criminal and civil enforcement
of the Nation’s immigration laws. Its
primary mission is to protect national
security, public safety, and the integrity
of our borders through the criminal and
civil enforcement of Federal law
governing border control, customs,
trade, and immigration. During fiscal
year 2019, ICE will focus rulemaking
efforts on three priority regulations: (1)
A final rule to address the detention,
processing, and release of alien
children; (2) a final rule to increase the
fees paid to the Student and Exchange
Visitor Program (SEVP) to recover costs
for services; and (3) a proposed rule to
replace ‘‘duration of status’’ with a
maximum period of stay for certain
classes of nonimmigrants.
Below are ICE’s significant regulatory
actions for the coming fiscal year:
Apprehension, Processing, Care, and
Custody of Alien Minors and
Unaccompanied Alien Children. ICE, in
concert with CBP and the Department of
Health and Human Services, will
finalize a rule related to the detention,
processing, and release of alien
children. In 1985, a class-action suit
challenged the policies of the former
Immigration and Naturalization Service
(INS) relating to the detention,
processing, and release of alien
children; the case eventually reached
the U.S. Supreme Court. The Court
upheld the constitutionality of the
challenged INS regulations on their face
and remanded the case for further
proceedings consistent with its opinion.
In January 1997, the parties reached a
comprehensive settlement agreement,
referred to as the Flores Settlement
Agreement (FSA). The FSA was to
terminate five years after the date of
final court approval; however, the
termination provisions were modified in
2001, such that the FSA does not
terminate until forty-five days after
publication of regulations implementing
the agreement. Since 1997, intervening
statutory changes, including passage of
the Homeland Security Act and the
William Wilberforce Trafficking Victims
Protection Reauthorization Act of 2008
(TVPRA), have significantly changed the
applicability of certain provisions of the
FSA. The proposed rule will codify the
relevant and substantive terms of the
FSA and enable the U.S. Government to
seek termination of the FSA and the
litigation concerning its enforcement.
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Through this rule, DHS will create a
pathway to ensure the humane
detention of family units while
satisfying the goals of the FSA. The rule
will also implement related provisions
of the TVPRA.
Adjusting Program Fees for the
Student and Exchange Visitor Program.
ICE will finalize a rule to adjust the fees
that the Student and Exchange Visitor
Program (SEVP) charges individuals and
organizations. In 2016, SEVP conducted
a comprehensive fee study and
determined that current fees do not
recover the full costs of the services
provided. ICE has determined that
adjusting fees is necessary to fully
recover the increased costs of SEVP
operations, program requirements, and
to provide the necessary funding to
sustain initiatives critical to supporting
national security. The rule will adjust
DHS’s fees for individuals and
organizations. The SEVP fee schedule
was last adjusted in a rule published on
September 26, 2008.
Establishing a Maximum Period of
Authorized Stay for F–1 and Other
Nonimmigrants. ICE will publish a
proposed rule that modifies the period
of authorized stay for certain categories
of nonimmigrants traveling to the
United States. The rule would change
the authorized stay from ‘‘duration of
status’’ and replace it with a maximum
period of authorized stay, and options
for extensions, for each applicable visa
category. This change will help
eliminate confusion over the length of
authorized period of stay for
nonimmigrants to lawfully remain in
the United States and will assist efforts
to reduce overstay rates.
National Protection and Programs
Directorate
The National Protection and Programs
Directorate’s (NPPD) vision is a safe,
secure, and resilient infrastructure
where the American way of life can
thrive. NPPD leads the national effort to
protect and enhance the resilience of the
Nation’s physical and cyber
infrastructure. Although NPPD does not
plan to finalize any significant
regulations within the next fiscal year,
NPPD will undertake reviews of its
existing regulations in accordance with
Executive Order 13771. NPPD is also
working on several future rulemaking
projects, as reflected in the Unified
Agenda.
Transportation Security Administration
The Transportation Security
Administration (TSA) protects the
Nation’s transportation systems to
ensure freedom of movement for people
and commerce. TSA applies an
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intelligence-driven, risk-based approach
to all aspects of TSA’s mission. This
approach results in layers of security to
mitigate risks effectively and efficiently.
TSA uses established processes,
working with stakeholders, to review
programs, requirements, and procedures
for appropriate modifications based
upon changes in the environment,
whether those changes result from an
evolving threat or enhancements
available through new technologies.
For the coming fiscal year, TSA is
prioritizing deregulatory actions and
regulatory actions that are required to
meet statutory mandates and that are
necessary for national security. Below
are planned TSA actions for fiscal year
(FY) 2019.
Security Training for Surface
Transportation Employees. TSA will
finalize a rule requiring higher-risk
public transportation agencies
(including rail mass transit and bus
systems), railroad carriers (freight and
passenger), and over-the-road bus
owner/operators to conduct security
training for frontline employees. This
regulation will implement mandates of
the Implementing Regulations of the
9/11 Commission Act of 2007, (9/11
Act), which addressed
recommendations of the 9/11
Commission for enhancing the nation’s
security based upon vulnerabilities
identified in the aftermath of September
11, 2001. In compliance with the
definition of frontline employees in
pertinent provisions of the 9/11 Act, the
rule will include identification of which
employees are required to receive
security training and the content of that
training. The final rule will also propose
definitions for transportation securitysensitive materials, as required by
section 1501 of the 9/11 Act.
Vetting of Certain Surface
Transportation Employees. TSA will
propose a rule requiring security threat
assessments for security coordinators
and other frontline employees of certain
public transportation agencies
(including rail mass transit and bus
systems), railroads (freight and
passenger), and over-the-road bus
owner/operators. The NPRM will also
propose provisions to implement TSA’s
statutory requirement to recover its cost
of vetting through user fees. While many
stakeholders conduct background
checks on their employees, their actions
are limited based upon the data they can
access. Through this rule, TSA will be
able to conduct a more thorough check
against terrorist watch-lists of
individuals in security-sensitive
positions.
Amending Vetting Requirements for
Employees with Access to a Security
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Identification Display Area. The FAA
Extension, Safety, and Security Act of
2016 mandates that TSA consider
modifications to the list of disqualifying
criminal offenses and criteria, develop a
waiver process for approving the
issuance of credentials for unescorted
access, and propose an extension of the
look back period for disqualifying
crimes. Based on these requirements,
and current intelligence pertaining to
the ‘‘insider threat,’’ TSA will propose
revisions that enhance the eligibility
requirements and disqualifying criminal
offenses for individuals seeking or
having unescorted access to any
Security Identification Display Area of
an airport.
Protection of Sensitive Security
Information. Through a joint rulemaking
with the Department of Transportation
(DOT), TSA will streamline existing
requirements to protect sensitive
security information. This action
finalizes an Interim Final Rule for a
statutorily-required regulation related to
national security. The rule amends
TSA’s and DOT’s regulations to provide
three options for the sensitive security
information distribution statement, one
significantly abbreviated, to address
comments on the IFR that the current
marking requirements are unduly
burdensome. TSA is considering further
deregulatory actions, including aligning
the requirement for the handling of
Federal Flight Deck Officer names
consistent with the handling of Federal
Air Marshal names (two names listed
together would be sensitive security
information, not a single Federal Flight
Deck Officer name).
Flight Training for Aliens and Other
Designated Individuals; Security
Awareness Training for Flight School
Employees. This rule will streamline
regulations and reduce burden for the
alien flight student program. This action
finalizes an IFR for rule that implements
a statutory requirement, as well as
addresses comments received in
response to a reopening of the comment
period on the IFR. The alien flight
student program requires security threat
assessments for aliens seeking flight
training in the United States and
imposes additional security measures
on the flight schools training these
individuals. In response to
recommendations from industry
through the Aviation Security Advisory
Committee, TSA is considering revising
these requirements to reduce costs and
industry burden. For example, reporting
and recordkeeping requirements for the
program are estimated to be overly
burdensome due to the requirement for
paper records. TSA is considering an
electronic recordkeeping platform
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where all flight providers would upload
required student information to a TSAmanaged website. Also at industry’s
request, TSA is considering changing
the interval for security threat
assessments of alien flight students,
eliminating the requirement for a new
security threat assessment for each
‘‘training event.’’ A related change to the
current information collection request
pertaining to the alien flight student
program will be part of this deregulatory
action.
United States Secret Service
The United States Secret Service does
not have any significant regulations
planned for fiscal year 2019.
DHS Regulatory Plan for Fiscal Year
2019
A more detailed description of the
priority regulations that comprise the
DHS Fall 2018 regulatory plan follows.
DHS—U.S. CITIZENSHIP AND
IMMIGRATION SERVICES (USCIS)
Prerule Stage
61. • EB–5 Immigrant Investor Program
Realignment
Priority: Other Significant. Major
status under 5 U.S.C. 801 is
undetermined.
Unfunded Mandates: Undetermined.
E.O. 13771 Designation: Other.
Legal Authority: 8 U.S.C. 1153(b)(5); 8
U.S.C. 1186(a); 8 U.S.C. 1153
CFR Citation: 8 CFR 204.6; 8 CFR
216.6.
Legal Deadline: None.
Abstract: The Department of
Homeland Security (DHS) plans to
publish an advanced notice of proposed
rulemaking to solicit public input on
proposals that would increase
monitoring and oversight of the EB-5
program as well as encourage
investment in rural areas. DHS would
solicit feedback on proposals associated
with redefining components of the job
creation requirement, and defining
conditions for regional center
designations and operations.
Statement of Need: DHS will solicit
public input on proposals that would
increase monitoring and oversight,
encourage investment in rural areas,
redefine components of the job creation
requirement, and define conditions for
regional center designations and
operations.
Summary of Legal Basis: This rule is
based on the authority of DHS to
designate regional centers and to permit
investors to establish reasonable
methodologies to demonstrate job
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creation under 8 U.S.C. 1153 note
(Public Law 102–395, sec. 610 (as
amended)), for admission to the United
States as lawful permanent residents on
a conditional basis. In addition, 8 U.S.C.
1153(b)(5) provides eligibility to aliens
who invest in new commercial
enterprises which will create jobs and 8
U.S.C. 1186a provides requirements for
removal of conditions on permanent
resident status, the administration and
interpretation of which is left to DHS.
Alternatives:
Anticipated Cost and Benefits: DHS is
currently considering the specific cost
and benefit impacts of the proposed
provisions.
Risks:
Timetable:
Action
ANPRM ...............
Date
FR Cite
09/00/19
Regulatory Flexibility Analysis
Required: Undetermined.
Government Levels Affected: Federal,
Local, State, Tribal.
Agency Contact: Kevin Cummings,
Chief, Business and Foreign Workers
Division, Office of Policy and Strategy,
Department of Homeland Security, U.S.
Citizenship and Immigration Services,
20 Massachusetts Avenue NW, Suite
1200, Washington, DC 20529–2200,
Phone: 202 272–8377, Fax: 202 272–
1480, Email: kevin.j.cummings@
uscis.dhs.gov.
RIN: 1615–AC26
DHS—USCIS
Proposed Rule Stage
62. Inadmissibility on Public Charge
Grounds
Priority: Economically Significant.
Major under 5 U.S.C. 801.
E.O. 13771 Designation: Other.
Legal Authority: 8 U.S.C. 1101 to
1103; 8 U.S.C. 1182 and 1183; . . .
CFR Citation: 8 CFR 103; 8 CFR 212
to 214; 8 CFR 248.
Legal Deadline: None.
Abstract: The Department of
Homeland Security (DHS) will propose
regulatory provisions guiding the
inadmissibility determination on
whether an alien is likely at any time to
become a public charge under section
212(a)(4) of the Immigration and
Nationality Act (INA), 8 U.S.C.
1182(a)(4). DHS proposes to add a
regulatory provision, which would
define the term public charge and
would outline DHS’s public charge
considerations.
Statement of Need: To ensure that
foreign nationals coming to the United
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States or adjusting status to permanent
residence, either temporarily or
permanently, have adequate means of
support while in the United States, and
that foreign nationals do not become
dependent on public benefits for
support.
Summary of Legal Basis: INA
212(a)(4).
Alternatives:
Anticipated Cost and Benefits: DHS is
currently considering the specific cost
and benefit impacts of the proposed
provisions. In general, DHS anticipates
that by clarifying the meaning of public
charge some stakeholders would incur
costs in terms of potentially not being
able to adjust status. Other anticipated
costs to individuals requesting
immigration benefits are associated with
the opportunity cost of time to complete
and file required forms and
documentation, possible costs
associated with any additional
background checks, and unintended and
indirect costs associated with the loss of
public assistance due to disenrollment
or foregone enrollment in public
benefits programs for those who are
otherwise eligible. DHS anticipates
there will be benefits associated with
ensuring that foreign nationals coming
to the United States have adequate
means of support and do not become
dependent on public assistance.
Risks:
Timetable:
Action
Date
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NPRM ..................
NPRM Comment
Period End.
NPRM ..................
NPRM Comment
Period End.
FR Cite
05/26/99
07/26/99
64 FR 28676
10/10/18
12/10/18
83 FR 51114
Regulatory Flexibility Analysis
Required: Undetermined.
Government Levels Affected: Federal,
Local, State, Tribal.
Additional Information: CIS No.
2499–10, Transferred from RIN 1115–
AF45.
URL For More Information:
www.regulations.gov.
URL For Public Comments:
www.regulations.gov.
Agency Contact: Mark Phillips, Chief,
Residence and Naturalization Division,
Department of Homeland Security, U.S.
Citizenship and Immigration Services,
Office of Policy and Strategy, 20
Massachusetts Avenue NW,
Washington, DC 20529, Phone: 202 272–
8377, Email: mark.phillips@
uscis.dhs.gov.
RIN: 1615–AA22
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DHS—USCIS
63. Registration Requirement for
Petitioners Seeking to File H–1B
Petitions on Behalf of Cap Subject
Aliens
Priority: Other Significant.
E.O. 13771 Designation: Other.
Legal Authority: 8 U.S.C. 1184(g)
CFR Citation: 8 CFR 214.
Legal Deadline: None.
Abstract: The Department of
Homeland Security proposes to amend
its regulations governing petitions filed
on behalf of H–1B beneficiaries who
may be counted under section
214(g)(1)(A) of the Immigration and
Nationality Act (INA) (‘‘H–1B regular
cap’’) or under section 214(g)(5)(C) of
the INA (‘‘H–1B master’s cap’’). This
rule proposes to establish an electronic
registration program for petitions
subject to numerical limitations for the
H–1B nonimmigrant classification. This
action is being considered because the
demand for H–1B specialty occupation
workers by U.S. employers has often
exceeded the numerical limitation. This
rule is intended to allow U.S.
Citizenship and Immigration Services
(USCIS) to more efficiently manage the
intake and selection process for these
H–1B petitions. The Department
published a proposed rule on this topic
in 2011. The Department intends to
publish an additional proposed rule in
2018. The proposal may include a
modified selection process, as outlined
in section 5(b) of Executive Order
13788, Buy American and Hire
American.
Statement of Need: Consistent with
the Buy American and Hire American,
E.O. 13788’s direction to suggest
reforms to help ensure that H–1B visas
are awarded to the most-skilled or
highest-paid petition beneficiaries, this
regulation would help to streamline the
process for administering the H–1B cap
and increase the probability of the total
number of petitions selected under the
cap filed for H–1B beneficiaries who
possess a master’s or higher degree from
a U.S. institution of higher education
each fiscal year.
Summary of Legal Basis: The
Secretary of Homeland Security’s
authority for these proposed regulatory
amendments is found in various
sections of the INA, 8 U.S.C. 1101 et
seq., and the Homeland Security Act of
2002 (HSA), Public Law 107–296, 116
Stat. 2135, 6 U.S.C. 101 et seq. General
authority for issuing the proposed rule
is found in section 103(a) of the INA, 8
U.S.C. 1103(a), which authorizes the
Secretary to administer and enforce the
immigration and nationality laws, as
well as section 102 of the HSA, 6 U.S.C.
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112, which vests all of the functions of
DHS in the Secretary and authorizes the
Secretary to issue regulations. Further
authority for the regulatory amendments
in the proposed rule is found in section
214(a)(1) of the INA, 8 U.S.C. 1184(a)(1),
which authorizes the Secretary to
prescribe by regulation the terms and
conditions of the admission of
nonimmigrants; section 214(c) of the
INA, 8 U.S.C. 1184(c), which authorizes
the Secretary to prescribe how an
importing employer may petition for an
H–1B nonimmigrant worker, and the
information that an importing employer
must provide in the petition; and
section 214(g) of the INA, 8 U.S.C.
1184(g), which provides the H–1B
numerical limitations and various
exceptions to those limitations.
Alternatives:
Anticipated Cost and Benefits: The
proposed rule would aim to result in
better resource management and
predictability for both USCIS and
petitioning H–1B employers. An
electronic registration process could
benefit most of the regulated public by
potentially reducing the overall cost and
time involved in petitioning for H–1B
nonimmigrant workers. However, some
additional costs may be incurred from
the electronic registration process to
some petitioners.
Risks:
Timetable:
Action
NPRM ..................
NPRM Comment
Period End.
NPRM ..................
Date
03/03/11
05/02/11
FR Cite
76 FR 11686
10/00/18
Regulatory Flexibility Analysis
Required: Yes.
Small Entities Affected: Businesses.
Government Levels Affected: None.
Additional Information: USCIS 2443–
08. Includes Retrospective Review
under E.O. 13563.
URL For More Information:
www.regulations.gov.
URL For Public Comments:
www.regulations.gov.
Agency Contact: Kevin Cummings,
Chief, Business and Foreign Workers
Division, Office of Policy and Strategy,
Department of Homeland Security, U.S.
Citizenship and Immigration Services,
20 Massachusetts Avenue NW, Suite
1200, Washington, DC 20529–2200,
Phone: 202 272–8377, Fax: 202 272–
1480, Email: kevin.j.cummings@
uscis.dhs.gov.
RIN: 1615–AB71
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DHS—USCIS
64. EB–5 Immigrant Investor Regional
Center Program
Priority: Other Significant.
E.O. 13771 Designation: Other.
Legal Authority: 8 U.S.C. 1153(b)(5);
Pub. L. 102–395, secs. 610 and 601(a);
Pub. L. 107–273, sec. 11037; Pub. L.
101–649, sec. 121(a); Pub. L. 105–119,
sec. 116; Pub. L. 106–396, sec. 402; Pub.
L. 108–156, sec. 4; Pub. L. 112–176, sec.
1; Pub. L. 114–113, sec. 575; Pub. L.
114–53, sec. 131; Pub. L. 107–273
CFR Citation: 8 CFR 204; 8 CFR 216.
Legal Deadline: None.
Abstract: The Department of
Homeland Security (DHS) is considering
making regulatory changes to the EB–5
Immigrant Investor Regional Center
Program. DHS issued an Advance
Notice of Proposed Rulemaking
(ANPRM) to seek comment from all
interested stakeholders on several
topics, including: (1) The process for
initially designating entities as regional
centers, (2) a potential requirement for
regional centers to utilize an exemplar
filing process, (3) continued
participation requirements for
maintaining regional center designation,
and (4) the process for terminating
regional center designation. While DHS
has gathered some information related
to these topics, the ANPRM sought
additional information that can help the
Department make operational and
security updates to the Regional Center
Program while minimizing the impact of
such changes on regional center
operations and EB–5 investors.
Statement of Need: Based on decades
of experience operating the program,
DHS has determined that program
changes are needed to better reflect
business realities for regional centers
and EB–5 immigrant investors, to
increase predictability and transparency
in the adjudication process for
stakeholders, to improve operational
efficiency for the agency, and to
enhance program integrity.
Summary of Legal Basis: The
Immigration and Nationality Act (INA)
authorizes the Secretary of Homeland
Security (Secretary) to administer and
enforce the immigration and nationality
laws including establishing regulations
deemed necessary to carry out his
authority, and section 102 of the
Homeland Security Act, 6 U.S.C. 112,
authorizes the Secretary to issue
regulations. 8 U.S.C. 1103(a), INA
section 103(a). INA section 203(b)(5), 8
U.S.C. 1153(b)(5), also provides the
Secretary with authority to make visas
available to immigrants seeking to
engage in a new commercial enterprise
in which the immigrant has invested
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and which will benefit the United States
economy and create full-time
employment for not fewer than 10 U.S.
workers. Further, section 610 of Public
Law 102–395 (8 U.S.C. 1153 note)
created the Immigrant Investor Pilot
Program and authorized the Secretary to
set aside visas for individuals who
invest in regional centers created for the
purpose of concentrating pooled
investment in defined economic zones,
and was last amended by Public Law
107–296.
Alternatives:
Anticipated Cost and Benefits: DHS is
still in the process of reviewing
potential changes it would propose to
the regional center process. DHS may
propose to implement an exemplar
filing requirement for all designated
regional centers that would require
regional centers to file exemplar project
requests. An exemplar filing
requirement could cause some projects
to not go forward, but DHS is still in the
process of assessing the impacts on the
number of projects that may be affected.
DHS anticipates that any proposed
changes to the regional center program
would increase overall program
efficiency, transparency, and
predictability for both USCIS and EB–5
stakeholders.
Risks:
Timetable:
Action
Date
ANPRM ...............
ANPRM Comment
Period End.
NPRM ..................
01/11/17
04/11/17
FR Cite
82 FR 3211
03/00/19
Regulatory Flexibility Analysis
Required: Yes.
Small Entities Affected: Businesses.
Government Levels Affected: None.
URL For More Information:
www.regulations.gov.
URL For Public Comments:
www.regulations.gov.
Agency Contact: Kevin Cummings,
Chief, Business and Foreign Workers
Division, Office of Policy and Strategy,
Department of Homeland Security, U.S.
Citizenship and Immigration Services,
20 Massachusetts Avenue NW, Suite
1200, Washington, DC 20529–2200,
Phone: 202 272–8377, Fax: 202 272–
1480, Email: kevin.j.cummings@
uscis.dhs.gov.
RIN: 1615–AC11
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DHS—USCIS
65. Strengthening the H–1B
Nonimmigrant Visa Classification
Program
Priority: Other Significant. Major
status under 5 U.S.C. 801 is
undetermined.
Unfunded Mandates: Undetermined.
E.O. 13771 Designation: Other.
Legal Authority: 8 U.S.C. 1184
CFR Citation: 8 CFR 214.2(h)(4).
Legal Deadline: None.
Abstract: The Department of
Homeland Security (DHS) will propose
to revise the definition of specialty
occupation to increase focus on
obtaining the best and the brightest
foreign nationals via the H–1B program,
and revise the definition of employment
and employer-employee relationship to
better protect U.S. workers and wages.
In addition, DHS will propose
additional requirements designed to
ensure employers pay appropriate
wages to H–1B visa holders.
Statement of Need: The purpose of
these changes is to ensure that H–1B
visas are awarded only to individuals
who will be working in a job which
meets the statutory definition of
specialty occupation. In addition, these
changes are intended to ensure that the
H–1B program supplements the U.S.
workforce and strengthens U.S. worker
protections.
Summary of Legal Basis: The
Homeland Security Act of 2002, Public
Law 107–296, section 102, 116 Stat.
2135 (Nov. 25, 2002), 6 U.S.C. 112, and
the Immigration and Nationality Act of
1952 (INA), charge the Secretary of
Homeland Security (Secretary) with
administration and enforcement of the
immigration and nationality laws. See
INA section 103, 8 U.S.C. 1103. This
rule will significantly enhance the
ability of USCIS to effectively manage
and monitor the H–1B program.
Alternatives:
Anticipated Cost and Benefits: DHS is
still considering the cost and benefit
impacts of the proposed provisions.
Risks:
Timetable:
Action
NPRM ..................
Date
FR Cite
08/00/19
Regulatory Flexibility Analysis
Required: Undetermined.
Government Levels Affected:
Undetermined.
Federalism: Undetermined.
URL For More Information:
www.regulations.gov.
URL For Public Comments:
www.regulations.gov.
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Agency Contact: Kevin Cummings,
Chief, Business and Foreign Workers
Division, Office of Policy and Strategy,
Department of Homeland Security, U.S.
Citizenship and Immigration Services,
20 Massachusetts Avenue NW, Suite
1200, Washington, DC 20529–2200,
Phone: 202 272–8377, Fax: 202 272–
1480, Email: kevin.j.cummings@
uscis.dhs.gov.
RIN: 1615–AC13
DHS—USCIS
amozie on DSK3GDR082PROD with PROPOSALS2
66. U.S. Citizenship and Immigration
Services Biometrics Collection for
Consistent, Efficient, and Effective
Operations
Priority: Other Significant. Major
status under 5 U.S.C. 801 is
undetermined.
Unfunded Mandates: Undetermined.
E.O. 13771 Designation: Other.
Legal Authority: 8 U.S.C. 1103(a); 8.
U.S.C. 1444 and 1446; 8 U.S.C. 1365a
and 1365b; 8 U.S.C. 1304(a); Pub. L.
107–56; Pub. L. 107–173; Pub. L. 109–
248, sec. 402(a) and 402(b)
CFR Citation: 8 CFR 103.2(b)(9); 8
CFR 103.7(b)(1)(i)(C); 8 CFR 103.16; 8
CFR 204.2(d)(2)(vi); 8 CFR 204.3(c)(3); 8
CFR 204.5(p)(4); 8 CFR 208.10; 8 CFR
210.2(c)(2)(i); 8 CFR 210.5(b)(2); 8 CFR
214.1(f); 8 CFR 214.11(a); 8 CFR
214.11(m)(2); 8 CFR 236.5; 8 CFR
240.68(b); 8 CFR 245.21(b); 8 CFR
245a.2(d); 8 CFR 245a.4(b)(4); 8 CFR
214.2(w)(15); 8 CFR 215.8; 8 CFR
244.17; 8 CFR 245a.12(d); 8 CFR
264.1(g); 8 CFR 264.2(d); 8 CFR 333.1(a)
to (b); 8 CFR 316.4(a).
Legal Deadline: None.
Abstract: The Department of
Homeland Security (DHS) will propose
to update its regulations to eliminate
multiple references to specific biometric
types, and to allow for the expansion of
the types of biometrics required to
establish and verify an identity. DHS
will also propose to modify age
restrictions where they exist to detect,
deter, or prevent human trafficking of
children; establish consistent identity
enrollment and verification policies and
processes; and align U.S. Citizenship
and Immigration Services (USCIS)
biometric collection with other
immigration operations. The DHS
proposal will provide a definition to the
public on the term biometric and how
biometrics will be used in the
immigration process.
Statement of Need: As DHS seeks to
better secure the immigration process by
confirming the identity of individuals
encountered, the use of biometrics
needs to be expanded to account for
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different methods of biometric
collection beyond fingerprints and to
remove age restrictions.
Summary of Legal Basis:
Alternatives:
Anticipated Cost and Benefits: DHS is
still considering the exact cost and
benefit impacts of the proposed
provisions. In general, DHS anticipates
that stakeholders will incur costs due to
the increased collection of biometrics
and the expansion of the types of
biometrics required to establish and
verify an identity. The anticipated costs
to individuals submitting biometrics are
associated with biometric fees and
travel costs, and the opportunity cost of
time in completing and filing required
forms and the time associated with
travel. DHS anticipates benefits of those
individuals seeking immigration
benefits and to the government.
Risks:
Timetable:
Action
Date
NPRM ..................
FR Cite
02/00/19
Regulatory Flexibility Analysis
Required: Undetermined.
Government Levels Affected:
Undetermined.
Federalism: Undetermined.
URL For More Information:
www.regulations.gov.
URL For Public Comments:
www.regulations.gov.
Agency Contact: Lee Bowes, Deputy
Associate Director, Immigration Records
and Identity Services Directorate,
Department of Homeland Security, U.S.
Citizenship and Immigration Services,
20 Massachusetts Avenue NW,
Washington, DC 20529, Phone: 202 272–
8377, Email: lee.f.bowes@uscis.dhs.gov.
RIN: 1615–AC14
1B nonimmigrants who are seeking
employment-based lawful permanent
resident (LPR) status. DHS is publishing
this notice of proposed rulemaking to
amend that 2015 final rule. DHS is
proposing to remove from its regulations
certain H–4 spouses of H–1B
nonimmigrants as a class of aliens
eligible for employment authorization.
Statement of Need: DHS is reviewing
the 2015 final rule in light of issuance
of Executive Order 13788, Buy
American and Hire American.
Summary of Legal Basis: The
Secretary of Homeland Security
(Secretary) has the authority to amend
this regulation under section 102 of the
Homeland Security Act of 2002, Public
Law 107–296, 116 Stat. 2135, 6 U.S.C.
112, and section 103(a) of the
Immigration and Nationality Act (INA),
8 U.S.C. 1103(a), which authorize the
Secretary to administer and enforce the
immigration and nationality laws. In
addition, section 214(a)(1) of the INA, 8
U.S.C. 1184(a)(1), provides the Secretary
with authority to prescribe the time and
conditions of nonimmigrants’
admissions to the United States.
Alternatives:
Anticipated Cost and Benefits: DHS
anticipates that there would be two
primary impacts that DHS can estimate
and quantify: The cost-savings accruing
to forgone future filings by certain H–4
dependent spouses, and labor turnover
costs that employers of H–4 workers
could incur when their employees’
EADs are terminated. Some U.S.
workers would benefit from this
proposed rule by having a better chance
at obtaining jobs that some of the
population of the H–4 workers currently
hold, as the proposed rule would no
longer allow H–4 workers to enter the
labor market early.
Risks:
Timetable:
DHS—USCIS
Action
67. Removing H–4 Dependent Spouses
From the Class of Aliens Eligible for
Employment Authorization
Priority: Economically Significant.
Major under 5 U.S.C. 801.
Unfunded Mandates: This action may
affect the private sector under Public
Law 104–4.
E.O. 13771 Designation: Other.
Legal Authority: 6 U.S.C. 112; 8 U.S.C.
1103(a); 8 U.S.C. 1184(a)(1); 8 U.S.C.
1324a(H)(3)(B)
CFR Citation: 8 CFR 214; 8 CFR 274a.
Legal Deadline: None.
Abstract: On February 25, 2015, DHS
published a final rule extending
eligibility for employment authorization
to certain H–4 dependent spouses of H–
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Date
FR Cite
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Regulatory Flexibility Analysis
Required: Yes.
Small Entities Affected: Businesses,
Organizations.
Government Levels Affected: None.
URL For More Information:
www.regulations.gov.
URL For Public Comments:
www.regulations.gov.
Agency Contact: Kevin Cummings,
Chief, Business and Foreign Workers
Division, Office of Policy and Strategy,
Department of Homeland Security, U.S.
Citizenship and Immigration Services,
20 Massachusetts Avenue NW, Suite
1200, Washington, DC 20529–2200,
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Phone: 202 272–8377, Fax: 202 272–
1480, Email: kevin.j.cummings@
uscis.dhs.gov.
Related RIN: Related to 1615–AB92
RIN: 1615–AC15
amozie on DSK3GDR082PROD with PROPOSALS2
DHS—USCIS
68. Electronic Processing of
Immigration Benefit Requests
Priority: Other Significant. Major
status under 5 U.S.C. 801 is
undetermined.
Unfunded Mandates: Undetermined.
E.O. 13771 Designation: Other.
Legal Authority: U.S.C. 112; 8 U.S.C.
1103; 44 U.S.C. 3504
CFR Citation: 8 CFR 103; 8 CFR 104;
8 CFR 204.
Legal Deadline: None.
Abstract: The Department of
Homeland Security (DHS) will propose
to: (1) Mandate electronic submission
for all immigration benefit requests and
explain the requirements associated
with electronic processing; and (2) make
changes to existing regulations to allow
end-to-end digital processing.
Statement of Need: To address the
inefficiency of relying on paper, U.S.
Citizenship and Immigration Services is
fully transitioning to a digital
environment for processing immigration
benefit requests. Agency experience
demonstrates that the electronic
processing of benefit requests is more
efficient and effective than the
traditional paper processes, during the
immediate request, throughout the
immigration life cycle, and beyond.
eProcessing will largely eliminate the
enormous cost of paper intake, shipping
and storage, strengthen information
security, and reduce redundancy and
the potential for error in adjudication
processes. For applicants, electronic
processing will improve the experience
of applying for immigration benefits at
each stage of the process.
Summary of Legal Basis: Authority for
this proposed regulatory amendment
can be found in the Homeland Security
Act of 2002, Public Law 107–296,
section 102, 116 Stat. 2135, 6 U.S.C.
112, and the Immigration and
Nationality Act (INA) section 103, 8
U.S.C. 1103, which give the Secretary
the authority to administer and enforce
the immigration and nationality laws, as
well as the Government Paperwork
Elimination Act (GPEA), Public Law
105–277, tit. XVII, section 1703, 112
Stat. 2681, 2681–749, 44 U.S.C. 3504,
which provides that, when practicable,
federal agencies use electronic forms,
electronic filing, and electronic
submissions to conduct agency business
with the public.
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Alternatives:
Anticipated Cost and Benefits: DHS is
currently considering the specific cost
and benefit impacts of the proposed
provisions. In general, DHS anticipates
that by mandating electronic submission
for all immigration benefit requests and
making changes to existing regulations
to allow end-to-end digital processing,
stakeholders will incur some costs
associated with transitioning current
practices to an electronic process. DHS
anticipates there will be benefits and
cost savings associated with mandating
electronic submission for all
immigration benefit requests and endto-end digital processing.
Risks:
Timetable:
Action
Date
NPRM ..................
FR Cite
04/00/19
Regulatory Flexibility Analysis
Required: Undetermined.
Government Levels Affected: None.
URL For More Information:
www.regulations.gov.
URL For Public Comments:
www.regulations.gov.
Agency Contact: Michael Mayhew,
Chief of Staff, Immigration Records and
Identity Services Directorate,
Department of Homeland Security, U.S.
Citizenship and Immigration Services,
20 Massachusetts Avenue NW,
Washington, DC 20529, Phone: 202 272–
8377, Email: michael.x.mayhew@
uscis.dhs.gov.
RIN: 1615–AC20
DHS—USCIS
69. • Updating Adjustment of Status
Procedures for More Efficient
Processing and Immigrant Visa Usage
Priority: Other Significant. Major
status under 5 U.S.C. 801 is
undetermined.
Unfunded Mandates: Undetermined.
E.O. 13771 Designation: Other.
Legal Authority: 8 U.S.C. 1153 to
1155; 8 U.S.C. 1255; 8 U.S.C. 1324a
CFR Citation: 8 CFR 204.5; 8 CFR
245.2; 8 CFR 245.18; 8 CFR 245.1; 8 CFR
274a.12; 8 CFR 205.1.
Legal Deadline: None.
Abstract: The Department of
Homeland Security (DHS) will propose
regulatory provisions designed to:
Improve the efficiency in the processing
of Application to Register Permanent
Residence or Adjust Status (Form I–
485), reduce processing times, improve
the quality of inventory data provided to
partner agencies, reduce the potential
for visa retrogression, promote efficient
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usage of available immigrant visas, and
discourage fraudulent or frivolous
filings. DHS proposes to eliminate the
concurrent filing of visa petitions and
Form I–485 for all applicants seeking an
immigrant visa in a preference category,
and proposes to make further changes to
the appropriate dates when applicants
can file Form I–485 and for ancillary
benefits.
Statement of Need: The purpose of
these changes is to reduce Form I–485
processing times, discourage frivolous
filings, ensure that ancillary benefits are
connected to the potential for visa
allocation, provide steady Form I–485
receipts throughout the fiscal year, and
improve the quality of USCIS Form I–
485 inventory data. Reduced processing
times, steady receipts, and better data
quality will ensure more efficient usage
of the available immigrant visas and
reduce visa retrogression.
Summary of Legal Basis:
Alternatives:
Anticipated Cost and Benefits: DHS is
currently considering the specific cost
and benefit impacts of the proposed
provisions.
Risks:
Timetable:
Action
NPRM ..................
Date
FR Cite
09/00/19
Regulatory Flexibility Analysis
Required: Undetermined.
Government Levels Affected:
Undetermined.
Federalism: Undetermined.
Agency Contact: Mark Phillips, Chief,
Residence and Naturalization Division,
Department of Homeland Security, U.S.
Citizenship and Immigration Services,
Office of Policy and Strategy, 20
Massachusetts Avenue NW,
Washington, DC 20529, Phone: 202 272–
8377, Email: mark.phillips@
uscis.dhs.gov.
RIN: 1615–AC22
DHS—USCIS
70. • Improvements to the Medical
Certification for Disability Exceptions
Processing
Priority: Other Significant. Major
status under 5 U.S.C. 801 is
undetermined.
Unfunded Mandates: Undetermined.
E.O. 13771 Designation: Other.
Legal Authority: 8 U.S.C. 1103; 8
U.S.C. 1423; 8 U.S.C. 1443; 8 U.S.C.
1448
CFR Citation: 8 CFR 312.3.
Legal Deadline: None.
Abstract: The Department of
Homeland Security (DHS) will propose
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updates to regulatory provisions
designed to improve the efficiency of
U.S. Citizenship and Immigration
Service processing of Medical
Certification for Disability Exceptions
(Form N–648) by improving customer
service and responding to concerns of
possible fraud and abuse.
Statement of Need: The purpose of
these changes is to ensure operational
efficiency and integrity by addressing
issues of potential fraud and other
irregularities in the N–648 process.
Summary of Legal Basis:
Alternatives:
Anticipated Cost and Benefits: DHS is
currently considering the specific cost
and benefit impacts of the proposed
provisions.
Risks:
Timetable:
Action
Date
NPRM ..................
FR Cite
09/00/19
Regulatory Flexibility Analysis
Required: Undetermined.
Government Levels Affected:
Undetermined.
Federalism: Undetermined.
Agency Contact: Mark Phillips, Chief,
Residence and Naturalization Division,
Department of Homeland Security, U.S.
Citizenship and Immigration Services,
Office of Policy and Strategy, 20
Massachusetts Avenue NW,
Washington, DC 20529, Phone: 202 272–
8377, Email: mark.phillips@
uscis.dhs.gov.
RIN: 1615–AC23
DHS—USCIS
amozie on DSK3GDR082PROD with PROPOSALS2
71. • Credible Fear Reform
Priority: Other Significant. Major
status under 5 U.S.C. 801 is
undetermined.
Unfunded Mandates: Undetermined.
E.O. 13771 Designation: Other.
Legal Authority: 8 U.S.C. 1158(b)(2); 8
U.S.C. 1224(b)(1)(A)(ii); 8 U.S.C.
1224(b)(1)(B)
CFR Citation: 8 CFR 208.2(b); 8 CFR
208.2(c); 8 CFR 208.30(e)(2); 8 CFR
208.30(e)(4); 8 CFR 208.30(e)(5); 8 CFR
208.30(f); 8 CFR 208.30(g); 8 CFR
235.6(a).
Legal Deadline: None.
Abstract: The Department of
Homeland Security (DHS) will propose
to amend regulatory provisions to
streamline credible fear screening
determinations, in response to the
Southwest Border crisis. DHS plans to
establish various measures, such as
applying the mandatory bars to asylum
eligibility to certain credible fear
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screening determinations, and removing
provisions related to novel or unique
issues that merit consideration in a full
hearing before an immigration judge.
Statement of Need: The reforms that
will be proposed by DHS aim to respond
to the national emergency caused by the
influx of inadmissible aliens along the
Southwest Border and reduce the threat
to U.S. national security and public
safety. Additionally, these provisions
will make the adjudication of credible
fear claims more efficient while
upholding U.S. treaty obligations and
law that prevent the return of aliens to
a country in which they would be
persecuted or tortured. In combination
with other policy, operational, and legal
reforms, the proposed changes will
reduce the strain on DHS resources by
deterring illegal migration to the United
States, thereby addressing the
Southwest Border crisis and protecting
U.S. national security and public safety.
Summary of Legal Basis: The
Immigration and Nationality Act (INA)
section 235(b), 8 U.S.C. 1225(b), defines
the term credible fear of persecution as
a significant possibility, taking into the
account the credibility of the statements
made by the alien in support of the
alien’s claim and such other facts as are
known to the officer, that the alien
could establish eligibility for asylum
under section 8 U.S.C. 1158. Currently,
U.S.Citizenship and Immigration
Services flags any potential bars for the
consideration of the immigration judge
making a final determination on asylum
eligibility. Since eligibility for asylum
includes an applicability of any bars at
208(b)(2) or 241(b)(3) of the INA, DHS
proposes modifications to the regulation
to enable USCIS itself to apply the bars
when making a credible fear of
persecution determination.
Alternatives: The alternative to this
rule would be to continue under the
current process without change.
Anticipated Cost and Benefits: DHS is
still considering the exact cost and
benefit impacts of the proposed
provisions. In general, DHS anticipates
that there may be some impacts to the
adjudication of some credible fear
applications.
Risks:
Timetable:
Action
Date
NPRM ..................
FR Cite
09/00/19
Regulatory Flexibility Analysis
Required: Undetermined.
Government Levels Affected:
Undetermined.
Agency Contact: John L. Lafferty,
Chief, Asylum Division, Department of
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Homeland Security, U.S. Citizenship
and Immigration Services, 20
Massachusetts Avenue NW,
Washington, DC 20529–2090, Phone:
202 272–8377, Email: john.l.lafferty@
uscis.dhs.gov.
RIN: 1615–AC24
DHS—USCIS
72. • Employment Authorization
Documents for Asylum Applicants
Priority: Other Significant. Major
status under 5 U.S.C. 801 is
undetermined.
Unfunded Mandates: Undetermined.
E.O. 13771 Designation: Other.
Legal Authority: 8 U.S.C. 1158(d)(2)
CFR Citation: 8 CFR 208.7; 8 CFR
274a.
Legal Deadline: None.
Abstract: The Department of
Homeland Security (DHS) plans to
propose regulatory amendments
intended to promote greater
accountability in the application
process for requesting employment
authorization and to deter the
fraudulent filing of asylum applications
for the purpose of obtaining
Employment Authorization Documents
(EADs).
Statement of Need: This rule aims to
make changes that strengthen eligibility
and application requirements for
asylum applicants who seek
employment eligibility in the United
States.
Summary of Legal Basis: The
Immigration and Nationality Act section
208(d)(2), 8 U.S.C. 1158(d)(2), provides
the Attorney General with authority to
provide employment authorization to
applicants for asylum by establishing
regulations. The statute also states such
applicants may not be granted asylum
application-based employment
authorization prior to 180 days after
filing of the application for asylum. DHS
has created regulations codifying
employment authorization application
procedures and eligibility, as well as
renewal procedures, and is proposing
modifications.
Alternatives:
Anticipated Cost and Benefits: DHS is
still considering the qualitative and
quantitative impacts of the proposed
provisions.
Risks:
Timetable:
Action
NPRM ..................
Date
FR Cite
09/00/19
Regulatory Flexibility Analysis
Required: Undetermined.
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Government Levels Affected:
Undetermined.
Agency Contact: Brandon B. Prelogar,
Chief, International and Humanitarian
Affairs Division, Office of Policy and
Strategy, Department of Homeland
Security, U.S. Citizenship and
Immigration Services, 20 Massachusetts
Avenue NW, Washington, DC 20529,
Phone: 202 272–8377, Email:
brandon.b.prelogar@uscis.dhs.gov.
RIN: 1615–AC27
DHS—USCIS
Final Rule Stage
amozie on DSK3GDR082PROD with PROPOSALS2
73. EB–5 Immigrant Investor Program
Modernization
Priority: Other Significant.
E.O. 13771 Designation: Other.
Legal Authority: 8 U.S.C. 1153(b)(5)
CFR Citation: 8 CFR 204.6; 8 CFR
216.6.
Legal Deadline: None.
Abstract: In January 2017, the
Department of Homeland Security
(DHS) proposed to amend its regulations
governing the employment-based, fifth
preference (EB–5) immigrant investor
classification. In general, under the EB–
5 program, individuals are eligible to
apply for lawful permanent residence in
the United States if they make the
necessary investment in a commercial
enterprise in the United States and
create or, in certain circumstances,
preserve 10 permanent full-time jobs for
qualified U.S. workers. This rule sought
public comment on a number of
proposed changes to the EB–5 program
regulations. Such proposed changes
included: Raising the minimum
investment amount; allowing certain
EB–5 petitioners to retain their original
priority date; changing the designation
process for targeted employment areas;
and other miscellaneous changes to
filing and interview processes.
Statement of Need: The proposed
regulatory changes are necessary to
reflect statutory changes and codify
existing policies, more accurately reflect
existing and future economic realities,
improve operational efficiencies to
provide stakeholders with a higher level
of predictability and transparency in the
adjudication process, and enhance
program integrity by clarifying key
eligibility requirements for program
participation and further detailing the
processes required. Given the
complexities involved in adjudicating
benefit requests in the EB–5 program,
along with continued program integrity
concerns and increasing adjudication
processing times, DHS has decided to
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revise the existing regulations to
modernize key areas of the program.
Summary of Legal Basis: The
Immigration Act (INA) authorizes the
Secretary of Homeland Security
(Secretary) to administer and enforce
the immigration and nationality laws
including establishing regulations
deemed necessary to carry out her
authority, and section 102 of the
Homeland Security Act, 6 U.S.C. 112,
authorizes the Secretary to issue
regulations. 8 U.S.C. 1103(a), INA
section 103(a). INA section 203(b)(5), 8
U.S.C. 1153(b)(5), also provides the
Secretary with authority to make visas
available to immigrants seeking to
engage in a new commercial enterprise
in which the immigrant has invested
and which will benefit the United States
economy and create full-time
employment for not fewer than 10 U.S.
workers. Further, section 610 of Public
Law 102–395 (8 U.S.C. 1153 note)
created the Immigrant Investor Pilot
Program and authorized the Secretary to
set aside visas for individuals who
invest in regional centers created for the
purpose of concentrating pooled
investment in defined economic zones,
and was last amended by Public Law
107–296.
Alternatives:
Anticipated Cost and Benefits: Due to
data limitations and the complexity of
EB–5 investment structures, it is
difficult to quantify and monetize the
costs and benefits of the provisions,
with the exception of application costs
for dependents who would file the
Petition by Entrepreneur to Remove
Conditions on Permanent Resident
Status (Form I–829) separately from
principal investors, and familiarization
costs to review the rule.
The raise in the investment amounts
and reform of the targeted employment
area (TEA) geography could deter some
investors from participating in the EB–
5 program. The increase in investment
could reduce the number of investors as
they may be unable or unwilling to
invest at the higher proposed levels of
investment. On the other hand, raising
the investment amounts increases the
amount invested by each investor and
thereby potentially increases the total
economic benefits of U.S. investment
under this program. The proposed TEA
provision would rule out TEA
configurations that rely on a large
number of census tracts indirectly
linked to the actual project tract by
numerous degrees of separation, and
may better target investment capital to
areas where unemployment rates are the
highest.
Risks:
Timetable:
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Action
NPRM ..................
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Period End.
Final Rule ............
Date
01/13/17
04/11/17
FR Cite
82 FR 4738
11/00/18
Regulatory Flexibility Analysis
Required: Yes.
Small Entities Affected: Businesses.
Government Levels Affected: None.
URL For More Information:
www.regulations.gov.
URL For Public Comments:
www.regulations.gov.
Agency Contact: Edie Pearson, Chief
of Policy, Immigrant Investor Program
Office, Department of Homeland
Security, U.S. Citizenship and
Immigration Services, 131 M Street NE,
Washington, DC 20529–2200, Phone:
202 272–8377.
Related RIN: Related to 1205–AB69.
RIN: 1615–AC07
DHS—U.S. COAST GUARD (USCG)
Proposed Rule Stage
74. • Removal of Certain International
Convention on Standards of Training,
Certification and Watchkeeping for
Seafarers, 1978, as Amended (STCW)
Training Requirements
Priority: Other Significant.
E.O. 13771 Designation: Deregulatory.
Legal Authority: 46 U.S.C. 7101(c)
CFR Citation: 46 CFR 11.317(a)(3)(iv);
46 CFR 11.321(a)(3)(iv); 46 CFR
12.611(a)(4)(i).
Legal Deadline: None.
Abstract: The Coast Guard proposes to
remove three Coast Guard merchant
mariner training requirements related to
STCW officer and rating endorsements
from its regulations in 46 CFR parts 11
and 12. The Coast Guard has
determined these training requirements
exceed current international
certification and training standards of
the STCW and cause a misalignment
between the training of U.S. mariners
and the mariners of other countries.
These training requirements are not
necessary for the safety of life and
property at sea. The rule would remove:
Leadership and managerial skills
training to qualify as master of vessels
of less than 500 gross tons limited to
near-coastal waters; bridge resource
management training to qualify as
officer in charge of a navigational watch
on vessels of less than 500 gross tons
limited to near-coastal waters; and
computer systems and maintenance
training to qualify as electro-technical
rating on vessels powered by main
propulsion machinery of 750 kW/1,000
HP or more.
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Statement of Need: The Coast Guard
determined the three training
requirements exceed current
international certification and training
standards of the STCW and cause a
misalignment between the training of
U.S. mariners and the mariners of other
countries. These training requirements
are not necessary for the safety of life
and property at sea.
Summary of Legal Basis:
Alternatives:
Anticipated Cost and Benefits: The
total 10-year discounted cost savings of
this proposed rule would be
$20,321,360, discounted at 7 percent
and 3 percent, respectively. The
annualized total cost savings would be
$2,032,136, discounted at 7 percent and
3 percent, respectively. Using a
perpetual period of analysis, we
estimate total annualized discounted
cost savings of the rule would be
approximately $1,658,828 in 2016
dollars, discounted at 7 percent.
Risks:
Timetable:
Action
Date
NPRM ..................
FR Cite
11/00/18
Regulatory Flexibility Analysis
Required: Undetermined.
Government Levels Affected: None.
Agency Contact: Cathleen Mauro,
Department of Homeland Security, U.S.
Coast Guard, 2703 Martin Luther King
Jr. Avenue SE, Washington, DC 20593–
7509, Phone: 202 372–1449, Email:
cathleen.b.mauro@uscg.mil.
RIN: 1625–AC48
Final Rule Stage
amozie on DSK3GDR082PROD with PROPOSALS2
75. TWIC Reader Requirements; Delay
of Effective Date
Priority: Other Significant.
E.O. 13771 Designation: Deregulatory.
Legal Authority: 46 U.S.C. 70105
CFR Citation: 33 CFR 105.
Legal Deadline: None.
Abstract: This proposed rule would
partially delay the effective date for the
final rule entitled ‘‘Transportation
Worker Identification Credential (TWIC)
Reader Requirements,’’ published in the
Federal Register on August 23, 2016.
Currently, the final rule is scheduled to
be implemented after the Department of
Homeland Security submits the report
to Congress on the effectiveness of the
TWIC program, required by the
Transportation Worker Identification
Credential Security Card Program
Improvements and Assessment Act
18:00 Nov 15, 2018
Action
Date
NPRM ..................
NPRM Comment
Period End.
Final Rule ............
DHS—USCG
VerDate Sep<11>2014
(Pub. L. 114–278). This proposed rule
would further delay the effective date
for certain facilities that handle certain
dangerous cargoes (CDCs) in bulk or
receive vessels carrying CDC in bulk.
Statement of Need: After the
publication of the Final Rule, the Coast
Guard received inquiries from owners of
facilities and vessels concerning the
rule’s requirements regarding the
facilities affected by the final rule and
several questions related to how the
final rule addressed Certain Dangerous
Cargoes. This proposed rule would
provide the Coast Guard time to update
its security-related databases and
consider policy options relating to
implementation of TWIC readers while
addressing the inquiries.
Summary of Legal Basis:
Alternatives:
Anticipated Cost and Benefits: The
NPRM estimated annualized cost
savings to both industry and
government as $1.15 million, using a
seven percent discount rate and a 10year period of analysis. Using a
perpetual period of analysis, we
estimated total annualized discounted
cost savings of the rule would be
approximately $0.552 million in 2016
dollars, discounted at 7 percent. The
benefits for partially delaying the
effective date of the final rule for an
additional 3 years are that it would
allow the Coast Guard time to conduct
additional analysis of the potential
effects of the rule.
Risks:
Timetable:
Jkt 247001
06/22/18
07/23/18
FR Cite
83 FR 29067
10/00/18
Regulatory Flexibility Analysis
Required: No.
Government Levels Affected: None.
Agency Contact: LCDR Yamaris Barril,
Department of Homeland Security, U.S.
Coast Guard, 2703 Martin Luther King
Jr. Avenue SE, Washington, DC 20593,
Phone: 202 372–1151, Email:
yamaris.d.barril@uscg.mil.
RIN: 1625–AC47
DHS—U.S. CUSTOMS AND BORDER
PROTECTION (USCBP)
Final Rule Stage
76. Collection of Biometric Data From
Aliens Upon Entry To and Exit From
the United States
Priority: Other Significant.
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57881
Unfunded Mandates: Undetermined.
E.O. 13771 Designation: Other.
Legal Authority: 8 U.S.C. 1365a; 8
U.S.C. 1365b
CFR Citation: 19 CFR 215.8; 19 CFR
235.1.
Legal Deadline: None.
Abstract: The Department of
Homeland Security (DHS) is required by
statute to develop and implement an
integrated, automated entry and exit
data system to match records, including
biographic data and biometrics of aliens
entering and departing the United
States. In addition, Executive Order
13780, Protecting the Nation from
Foreign Terrorist Entry into the United
States, published in the Federal
Register at 82 FR 13209, states that DHS
is to expedite the completion and
implementation of a biometric entry-exit
tracking system. Although the current
regulations provide that DHS may
require certain aliens to provide
biometrics when entering and departing
the United States, they only authorize
DHS to collect biometrics from certain
aliens upon departure under pilot
programs at land ports and at up to 15
airports and seaports. To provide the
legal framework for CBP to begin a
comprehensive biometric entry-exit
system, DHS is amending the
regulations to remove the references to
pilot programs and the port limitation.
In addition, to enable CBP to make the
process for verifying the identity of
aliens more efficient, accurate, and
secure by using facial recognition
technology, DHS is amending the
regulations to provide that all aliens
may be required to be photographed
upon entry and/or departure.
Statement of Need: This rule is
necessary to provide the legal
framework for DHS to begin
implementing a comprehensive
biometric entry-exit system. Collecting
biometrics at departure will allow CBP
and DHS to know with better accuracy
whether aliens are departing the country
when they are required to depart,
reduce visa fraud, and improve CBP’s
ability to identify criminals and known
or suspected terrorists before they
depart the United States.
Summary of Legal Basis: Numerous
Federal statutes require DHS to create
an integrated, automated biometric
entry and exit system that records the
arrival and departure of aliens,
compares the biometric data of aliens to
verify their identity, and authenticates
travel documents presented by such
aliens through the comparison of
biometric identifiers. See, e.g.,
Immigration and Naturalization Service
Data Management Improvement Act of
2002, the Intelligence Reform and
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Terrorism Prevention Act of 2004, and
the 2016 Consolidated Appropriations
Act. In addition, Executive Order 13780,
Protecting the Nation from Foreign
Terrorist Entry into the United States,
states that DHS is to expedite the
completion and implementation of a
biometric entry-exit tracking system.
Alternatives:
Anticipated Cost and Benefits: This
rule will allow CBP to know with
greater certainty whether foreign visa
holders depart the country when
required. It will also prevent visa fraud
and allow CBP to more easily identify
criminals or terrorists when they
attempt to leave the country. The
technology used to implement this rule
could also eventually be used to modify
entry and exit procedures to reduce
processing and wait times. This rule
imposes opportunity and technology
acquisition and maintenance costs on
CBP and opportunity costs on the
traveling public.
Risks:
Timetable:
Action
Date
Interim Final Rule
FR Cite
12/00/18
Regulatory Flexibility Analysis
Required: Undetermined.
Government Levels Affected:
Undetermined.
Federalism: Undetermined.
Agency Contact: Michael Hardin,
Director, Department of Homeland
Security, U.S. Customs and Border
Protection, Entry/Exit Policy and
Planning, 1300 Pennsylvania Avenue
NW, Office of Field Operations, 5th
Floor, Washington, DC 20229, Phone:
202 325–1053, Email: michael.hardin@
cbp.dhs.gov.
RIN: 1651–AB12
amozie on DSK3GDR082PROD with PROPOSALS2
DHS—USCBP
77. Implementation of the Electronic
System for Travel Authorization
(ESTA) at U.S. Land Borders—
Automation of CBP Form I–94W
Priority: Other Significant.
E.O. 13771 Designation: Other.
Legal Authority: Pub. L. 110–53
CFR Citation: 8 CFR 212.1; 8 CFR
217.2; 8 CFR 217.3; 8 CFR 217.5; 8 CFR
286.9.
Legal Deadline: None.
Abstract: This rule amends
Department of Homeland Security
(DHS) regulations to implement the
Electronic System for Travel
Authorization (ESTA) requirements
under section 711 of the Implementing
Recommendations of the 9/11
VerDate Sep<11>2014
18:00 Nov 15, 2018
Jkt 247001
Commission Act of 2007, for aliens who
intend to enter the United States under
the Visa Waiver Program (VWP) at land
ports of entry. Currently, aliens from
VWP countries must provide certain
biographic information to U.S. Customs
and Border Protection (CBP) officers at
land ports of entry on a paper I–94W
Nonimmigrant Visa Waiver Arrival/
Departure Record (Form I–94W). Under
this rule, these VWP travelers will
instead provide this information to CBP
electronically through ESTA prior to
application for admission to the United
States. DHS has already implemented
the ESTA requirements for aliens who
intend to enter the United States under
the VWP at air or sea ports of entry.
Statement of Need: This rule is
necessary to implement the Electronic
System for Travel Authorization (ESTA)
under section 711 of the Implementing
Recommendations of the 9/11
Commission Act of 2007 for aliens who
intend to enter the United States under
the Visa Waiver Program at land ports
of entry. ESTA was implemented at air
and sea ports of entry in 2008. At that
time, however, CBP did not have the
ability to implement the program at land
ports of entry. This rule will ensure that
ESTA is now implemented at all ports
of entry.
Summary of Legal Basis:
Alternatives:
Anticipated Cost and Benefits: In
addition to fulfilling a statutory
mandate, the ESTA land rule will
strengthen national security through
enhanced traveler vetting, streamline
entry processing through Form I–94W
automation, reduce inadmissible
traveler arrivals, and produce a
consistent, modern VWP admission
policy in all U.S. travel environments,
which will benefit VWP travelers, CBP,
and the public. The rule will also
introduce time and fee costs to VWP
travelers required to complete an ESTA
application.
Risks:
Timetable:
Action
Date
Interim Final Rule
FR Cite
12/00/18
Regulatory Flexibility Analysis
Required: No.
Government Levels Affected: None.
Agency Contact: Kenneth Sava,
Trusted Traveler Programs, Department
of Homeland Security, U.S. Customs
and Border Protection, Office of Field
Operations, 1300 Pennsylvania Avenue
NW, Washington, DC 20229, Phone: 202
344–2589, Email: kenneth.c.sava@
cbp.dhs.gov.
RIN: 1651–AB14
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DHS—TRANSPORTATION SECURITY
ADMINISTRATION (TSA)
Proposed Rule Stage
78. Vetting of Certain Surface
Transportation Employees
Priority: Other Significant. Major
status under 5 U.S.C. 801 is
undetermined.
Unfunded Mandates: Undetermined.
E.O. 13771 Designation: Other.
Legal Authority: 49 U.S.C. 114; Pub. L.
110–53, secs. 1411, 1414, 1512, 1520,
1522, and 1531
CFR Citation: Not Yet Determined.
Legal Deadline: Other, Statutory,
August 3, 2008, Background and
immigration status check for all public
transportation frontline employees is
due no later than 12 months after date
of enactment.
Other, Statutory, August 3, 2008,
Background and immigration status
check for all railroad frontline
employees is due no later than 12
months after date of enactment.
Sections 1411 and 1520 of Public Law
110–53, Implementing
Recommendations of the 9/11
Commission Act of 2007 (9/11 Act),
(121 Stat. 266, Aug. 3, 2007), require
background checks of frontline public
transportation and railroad employees
not later than one year from the date of
enactment. Requirement will be met
through regulatory action.
Abstract: The 9/11 Act requires
vetting of certain railroad, public
transportation, and over-the-road bus
employees. Through this rulemaking,
the Transportation Security
Administration (TSA) intends to
propose the mechanisms and
procedures to conduct the required
vetting. This regulation is related to
1652–AA55, Security Training for
Surface Transportation Employees.
Statement of Need: Employee vetting
is an important and effective tool for
averting or mitigating potential attacks
by those with malicious intent who may
target surface transportation and plan or
perpetrate actions that may cause
significant injuries, loss of life, or
economic disruption.
Summary of Legal Basis:
Alternatives:
Anticipated Cost and Benefits: TSA is
in the process of determining the costs
and benefits of this rulemaking.
Risks:
Timetable:
Action
NPRM ..................
Date
FR Cite
03/00/19
Regulatory Flexibility Analysis
Required: Undetermined.
E:\FR\FM\16NOP2.SGM
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Federal Register / Vol. 83, No. 222 / Friday, November 16, 2018 / Regulatory Plan
Government Levels Affected:
Undetermined.
URL For More Information:
www.regulations.gov.
URL For Public Comments:
www.regulations.gov.
Agency Contact: Chandru (Jack) Kalro,
Deputy Director, Surface Division,
Department of Homeland Security,
Transportation Security Administration,
Security Policy and Industry
Engagement, 601 South 12th Street,
Arlington, VA 20598–6028, Phone: 571
227–1145, Email: surfacefrontoffice@
tsa.dhs.gov.
Alex Moscoso, Chief Economist,
Economic Analysis Branch—Cross
Modal Division, Department of
Homeland Security, Transportation
Security Administration, Security
Policy and Industry Engagement, 601
South 12th Street, Arlington, VA 20598–
6028, Phone: 571 227–5839, Email:
alex.moscoso@tsa.dhs.gov.
Laura Gaudreau, Attorney—Advisor,
Regulations and Security Standards,
Department of Homeland Security,
Transportation Security Administration,
Chief Counsel’s Office, 601 South 12th
Street, Arlington, VA 20598–6002,
Phone: 571 227–1088, Email:
laura.gaudreau@tsa.dhs.gov.
Related RIN: Related to 1652–AA55.
RIN: 1652–AA69
DHS—TSA
amozie on DSK3GDR082PROD with PROPOSALS2
79. Amending Vetting Requirements for
Employees With Access to a Security
Identification Display Area (SIDA)
Priority: Other Significant. Major
status under 5 U.S.C. 801 is
undetermined.
Unfunded Mandates: Undetermined.
E.O. 13771 Designation: Other.
Legal Authority: Pub. L. 114–190, sec.
3405
CFR Citation: 49 CFR 1542.209; 49
CFR 1544.229.
Legal Deadline: Final, Statutory,
January 11, 2017, Rule for individuals
with unescorted access to any Security
Identification Display Area (SIDA) due
180 days after date of enactment.
According to section 3405 of title III
of the FAA Extension, Safety, and
Security Act of 2016 (FAA Extension
Act), Public Law 114–190 (130 Stat. 615,
July 15, 2016), a final rule revising the
regulations under 49 U.S.C. 44936 is
due 180 days after the date of
enactment.
Abstract: As required by the FAA
Extension Act, the Transportation
Security Administration (TSA) will
propose a rule to revise its regulations,
with current knowledge of insider threat
VerDate Sep<11>2014
18:00 Nov 15, 2018
Jkt 247001
and intelligence, to enhance the
eligibility requirements and
disqualifying criminal offenses for
individuals seeking or having
unescorted access to any SIDA of an
airport. Consistent with the statutory
mandate, TSA will consider adding to
the list of disqualifying criminal
offenses and criteria, develop a waiver
process for approving the issuance of
credentials for unescorted access, and
propose an extension of the look back
period for disqualifying crimes.
Statement of Need: Employee vetting
is an important and effective tool for
averting or mitigating potential attacks
by those with malicious intent who
wish to target aviation and plan or
perpetrate actions that may cause
significant injuries, loss of life, or
economic disruption. Enhancing
eligibility standards for airport workers
will improve transportation and
national security.
Summary of Legal Basis:
Alternatives:
Anticipated Cost and Benefits: TSA is
in the process of determining the costs
and benefits of this rulemaking.
Risks:
Timetable:
Action
Date
NPRM ..................
FR Cite
08/00/19
Regulatory Flexibility Analysis
Required: Undetermined.
Government Levels Affected:
Undetermined.
Federalism: Undetermined.
Agency Contact: Jason Hull, Aviation
Program Manager, Department of
Homeland Security, Transportation
Security Administration, Intelligence
and Analysis, 601 South 12th Street,
Arlington, VA 20598–6010, Phone: 571
227–1175, Email: jason.hull@
tsa.dhs.gov.
Alex Moscoso, Chief Economist,
Economic Analysis Branch—Cross
Modal Division, Department of
Homeland Security, Transportation
Security Administration, Security
Policy and Industry Engagement, 601
South 12th Street, Arlington, VA 20598–
6028, Phone: 571 227–5839, Email:
alex.moscoso@tsa.dhs.gov.
Christine Beyer, Senior Counsel,
Regulations and Security Standards,
Department of Homeland Security,
Transportation Security Administration,
Chief Counsel’s Office, TSA–2, HQ,
E12–336N, 601 South 12th Street,
Arlington, VA 20598–6002, Phone: 571
227–3653, Email: christine.beyer@
tsa.dhs.gov.
Related RIN: Related to 1652–AA11
RIN: 1652–AA70
PO 00000
Frm 00081
Fmt 4701
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57883
DHS—TSA
Final Rule Stage
80. Protection of Sensitive Security
Information
Priority: Other Significant.
E.O. 13771 Designation: Deregulatory.
Legal Authority: 49 U.S.C. 114; 49
U.S.C. 40119; 49 U.S.C. 44905; 49 U.S.C.
46105
CFR Citation: 49 CFR 15; 49 CFR
1520.
Legal Deadline: None.
Abstract: In 2004, the Transportation
Security Administration (TSA) and
Office of the Secretary of Transportation
(OST) published an interim final rule
(IFR) governing the protection of
sensitive security information (SSI). See
49 CFR parts 15 (OST) and 1520 (TSA).
Since that time, requirements for the
protection of SSI have been modified by
a subsequent IFR (2005) and regulations
promulgated by the Department of
Transportation (DOT), TSA, and
Department of Homeland Security.
These modifications have resulted in
inconsistencies between TSA and OST
regulations. TSA and OST are issuing a
final rule that will harmonize the
regulations and reduce regulatory
burden through streamlining certain
requirements and eliminating others.
Statement of Need: TSA’s SSI
regulations were promulgated to meet a
statutory requirement to protect
information obtained or developed to
meet TSA’s security requirements. See
49 U.S.C. 114(r). DOT has a
corresponding requirement under 49
U.S.C. 40119(b). Due to amendments
made since the joint IFR was published
in 2004, regulated parties must often
consult multiple regulatory provisions
to determine their responsibilities.
Harmonizing these regulations and
creating consistency between them will
ease the burden of compliance and
ensure consistent application of the SSI
regulations by TSA and DOT. Further,
TSA, in consultation with OST, is
considering aligning the SSI
requirements related to the names of
persons identified as current, past, or
applicants to be Federal Flight Deck
Officers (FFDOs) with the handling of
Federal Air Marshals (FAMs). The
modification to TSA’s SSI regulations
would protect lists of FFDO names,
rather than a single FFDO name, and
reduce the overall number of documents
that are labeled SSI.
Summary of Legal Basis:
Alternatives:
Anticipated Cost and Benefits: The
final rule does not impose any new
requirements. In addition to clarifying
and harmonizing requirements, the rule
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reduces regulatory burden by providing
options for the SSI distribution
statement. In addition, should TSA
modify the regulations to handle FFDO
names consistent with FAM names, it
would result in a time savings and
corresponding reduction in regulatory
burden: Eliminating time that would
otherwise be spent marking these
documents SSI (industry) and reviewing
these documents to ensure they are
appropriately marked (TSA).
Risks:
Timetable:
Action
Date
amozie on DSK3GDR082PROD with PROPOSALS2
Interim Final Rule;
Request for
Comments.
Interim Final Rule
Effective.
Interim Final Rule;
Comment Period End.
Final Rule; Technical Amendment.
Final Rule; Technical Amdt Effective.
Notice-Information
Collection;
Emergency Approval.
Notice-Information
Collection; 60Day Renewal.
Notice-Information
Collection; 30Day Renewal.
Notice-Information
Collection; 60Day Renewal.
Notice-Information
Collection; 30Day Renewal.
Notice-Information
Collection; 60Day Renewal.
Notice-Information
Collection; 30Day Renewal.
Notice-Information
Collection; 60Day Revision.
Notice-Information
Collection; 30Day Revision.
Final Rule ............
05/18/04
FR Cite
69 FR 28066
06/17/04
07/19/04
01/07/05
70 FR 1379
01/07/05
11/01/06
71 FR 64288
02/04/07
72 FR 7059
06/18/07
72 FR 33511
08/03/10
75 FR 44974
10/15/10
75 FR 63499
08/16/13
78 FR 50076
01/15/14
79 FR 2679
11/25/16
81 FR 85243
06/16/17
82 FR 27852
12/00/18
Regulatory Flexibility Analysis
Required: No.
Small Entities Affected: No.
Government Levels Affected: Federal.
Additional Information: Joint
rulemaking with Department of
Transportation, Office of the Secretary
(RIN No. 2105–AD59) Transferred from
RIN 2110–AA10.
URL For More Information:
www.regulations.gov.
VerDate Sep<11>2014
18:00 Nov 15, 2018
Jkt 247001
URL For Public Comments:
www.regulations.gov.
Agency Contact: Holly Dickens,
Senior Policy Analyst, Sensitive
Security Information (SSI) Program,
Department of Homeland Security,
Transportation Security Administration,
Security Services & Assessments, LE/
FAMS, 601 South 12th Street,
Arlington, VA 20598–6018, Phone: 571
227–3723, Email: ssi@tsa.dhs.gov.
Alex Moscoso, Chief Economist,
Economic Analysis Branch—Cross
Modal Division, Department of
Homeland Security, Transportation
Security Administration, Security
Policy and Industry Engagement, 601
South 12th Street, Arlington, VA 20598–
6028, Phone: 571 227–5839, Email:
alex.moscoso@tsa.dhs.gov.
Laura Gaudreau, Attorney–Advisor,
Regulations and Security Standards,
Department of Homeland Security,
Transportation Security Administration,
Chief Counsel’s Office, 601 South 12th
Street, Arlington, VA 20598–6002,
Phone: 571 227–1088, Email:
laura.gaudreau@tsa.dhs.gov.
Related RIN: Related to 1652–AA05,
Related to 1652–AA49
RIN: 1652–AA08
DHS—TSA
81. Flight Training for Aliens and Other
Designated Individuals; Security
Awareness Training for Flight School
Employees
Priority: Other Significant.
E.O. 13771 Designation: Deregulatory.
Legal Authority: 6 U.S.C. 469(b); 49
U.S.C. 114; 49 U.S.C. 44939; 49 U.S.C.
46105
CFR Citation: 49 CFR 1552.
Legal Deadline: Final, Statutory,
February 10, 2004, sec. 612(a) of Vision
100 requires TSA to issue an interim
final rule within 60 days of enactment
of Vision 100.
Requires the Transportation Security
Administration (TSA) to establish a
process to implement the requirements
of section 612(a) of Vision 100—Century
of Aviation Reauthorization Act (Pub. L.
108–176, 117 Stat. 2490, Dec. 12, 2003),
including the fee provisions, not later
than 60 days after the enactment of the
Act.
Abstract: The interim final rule (IFR)
was published and effective on
September 20, 2004. The IFR created a
new part 1552, Flight Schools, in title
49 of the Code of Federal Regulations
(CFR). This IFR applies to flight schools
and to individuals who apply for or
receive flight training. TSA
subsequently issued exemptions and
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Fmt 4701
Sfmt 4702
interpretations in response to comments
on the IFR and questions raised during
operation of the program since 2004.
TSA also issued a fee notice on April
13, 2009. This regulation requires flight
schools to notify TSA when aliens, and
other individuals designated by TSA,
apply for flight training or recurrent
training. TSA is considering a final rule
that would change the frequency of
security threat assessments from a highfrequency event-based interval to a
time-based interval, clarify the
definitions and other provisions of the
rule, and enable industry to use TSAprovided electronic recordkeeping
systems for all documents required to
demonstrate compliance with the rule.
Statement of Need: In the years since
TSA published the IFR, members of the
aviation industry, the public, and
Federal oversight organizations have
identified areas where the Alien Flight
Student Program (AFSP) could be
improved. TSA’s internal procedures
and processes for vetting applicants also
have improved and advanced.
Publishing a final rule that addresses
external recommendations and aligns
with modern TSA vetting practices
would streamline the AFSP application,
vetting, and recordkeeping process for
all parties involved.
Summary of Legal Basis:
Alternatives:
Anticipated Cost and Benefits: TSA is
considering revising the requirements of
the AFSP to reduce costs and industry
burden. One action TSA is considering
is an electronic recordkeeping platform
where all flight providers would upload
certain information to a TSA-managed
website. Also at industry’s request, TSA
is considering changing the interval for
a security threat assessment of each
alien flight student, eliminating the
requirement for a security threat
assessment for each separate training
event. This change would result in an
annual savings, although there may be
additional start-up and record retention
costs for the agency as a result of these
revisions. The benefits of these
deregulatory actions would be
immediate cost savings to flight schools
and alien students without
compromising the security profile.
Risks:
Timetable:
Action
Interim Final Rule;
Request for
Comments.
Interim Final Rule
Effective.
Interim Final Rule;
Comment Period End.
E:\FR\FM\16NOP2.SGM
16NOP2
Date
09/20/04
09/20/04
10/20/04
FR Cite
69 FR 56324
Federal Register / Vol. 83, No. 222 / Friday, November 16, 2018 / Regulatory Plan
Action
Date
amozie on DSK3GDR082PROD with PROPOSALS2
Notice-Information
Collection; 60Day Renewal.
Notice-Information
Collection; 30Day Renewal.
Notice-Information
Collection; 60Day Renewal.
Notice-Information
Collection; 30Day Renewal.
Notice-Alien Flight
Student Program Recurrent
Training Fees.
Notice-Information
Collection; 60Day Renewal.
Notice-Information
Collection; 30Day Renewal.
Notice-Information
Collection; 60Day Renewal.
Notice-Information
Collection; 30Day Renewal.
IFR; Comment
Period Reopened.
IFR; Comment
Period Reopened End.
Notice-Information
Collection; 60Day Renewal.
Final Rule ............
FR Cite
11/26/04
69 FR 68952
03/30/05
70 FR 16298
06/06/08
73 FR 32346
08/13/08
73 FR 47203
04/13/09
74 FR 16880
09/21/11
76 FR 58531
01/31/12
77 FR 4822
03/10/15
80 FR 12647
06/18/15
80 FR 34927
05/18/18
83 FR 23238
DHS—TSA
06/18/18
07/06/18
83 FR 31561
02/00/19
Regulatory Flexibility Analysis
Required: No.
Government Levels Affected: None.
URL For More Information:
www.regulations.gov.
URL For Public Comments:
www.regulations.gov.
Agency Contact: Johannes Knudsen,
Program Manager, Alien Flight Student
Program, Department of Homeland
Security, Transportation Security
Administration, Intelligence and
Analysis, 601 South 12th Street,
Arlington, VA 20598–6010, Phone: 571
227–2188, Email: johannes.knudsen@
tsa.dhs.gov.
Alex Moscoso, Chief Economist,
Economic Analysis Branch—Cross
Modal Division, Department of
Homeland Security, Transportation
Security Administration, Security
Policy and Industry Engagement, 601
South 12th Street, Arlington, VA 20598–
6028, Phone: 571 227–5839, Email:
alex.moscoso@tsa.dhs.gov.
David Ross, Attorney-Advisor,
Regulations and Security Standards,
Department of Homeland Security,
Transportation Security Administration,
Chief Counsel’s Office, 601 South 12th
Street, Arlington, VA 20598–6002,
VerDate Sep<11>2014
Phone: 571 227–2465, Email:
david.ross1@tsa.dhs.gov.
Related RIN: Related to 1652–AA61
RIN: 1652–AA35
18:00 Nov 15, 2018
Jkt 247001
82. Security Training for Surface
Transportation Employees
Priority: Other Significant. Major
under 5 U.S.C. 801.
E.O. 13771 Designation: Other.
Legal Authority: 49 U.S.C. 114; Pub. L.
110–53, secs. 1405, 1408, 1501, 1512,
1517, 1531, and 1534.
CFR Citation: 49 CFR 1500; 49 CFR
1520; 49 CFR 1570; 49 CFR 1580; 49
CFR 1582 (new); 49 CFR 1584 (new).
Legal Deadline: Final, Statutory,
November 1, 2007, Interim Rule for
public transportation agencies is due 90
days after date of enactment.
Final, Statutory, August 3, 2008, Rule
for public transportation agencies is due
one year after date of enactment.
Final, Statutory, February 3, 2008,
Rule for railroads and over-the-road
buses is due 6 months after date of
enactment.
According to sec. 1408 of Public Law
110–53, Implementing
Recommendations of the 9/11
Commission Act of 2007 (9/11 Act),
(121 Stat. 266, Aug. 3, 2007), interim
final regulations for public
transportation agencies are due 90 days
after the date of enactment (Nov. 1,
2007), and final regulations are due one
year after the date of enactment.
According to sec. 1517 of the 9/11 Act,
final regulations for railroads and overthe-road buses are due no later than 6
months after the date of enactment.
Abstract: The 9/11 Act requires
security training for employees of
higher-risk freight railroad carriers,
public transportation agencies
(including rail mass transit and bus
systems), passenger railroad carriers,
and over-the-road bus (OTRB)
companies. This final rule implements
the regulatory mandate. Owner/
operators of these higher-risk railroads,
systems, and companies will be
required to train employees performing
security-sensitive functions, using a
curriculum addressing preparedness
and how to observe, assess, and respond
to terrorist-related threats and/or
incidents. As part of this rulemaking,
the Transportation Security
Administration (TSA) is expanding its
current requirements for rail security
coordinators and reporting of significant
security concerns (currently limited to
freight railroads, passenger railroads,
and the rail operations of public
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57885
transportation systems) to include the
bus components of higher-risk public
transportation systems and higher-risk
OTRB companies. TSA is also adding a
definition for Transportation SecuritySensitive Materials (TSSM). Other
provisions are being amended or added,
as necessary, to implement these
additional requirements.
Statement of Need: Employee training
is an important and effective tool for
averting or mitigating potential attacks
by those with malicious intent who may
target surface transportation and plan or
perpetrate actions that may cause
significant injuries, loss of life, or
economic disruption.
Summary of Legal Basis: 49 U.S.C.
114; sections 1402, 1408, 1501, 1517,
1531, and 1534 of Public Law 110–53,
Implementing Recommendations of the
9/11 Commission Act of 2007 (121 Stat.
266, Aug. 3, 2007).
Alternatives: TSA is required by
statute to publish regulations requiring
security training programs for these
owner/operators. As part of its notice of
proposed rulemaking, TSA sought
public comment on alternatives in
which the final rule could carry out the
requirements of the statute.
Anticipated Cost and Benefits:
Owner/operators will incur costs for
training their employees, developing a
training plan, maintaining training
records, and participating in inspections
for compliance. Some owner/operators
will also incur additional costs
associated with assigning security
coordinators and reporting significant
security incidents to TSA. TSA will
incur costs associated with reviewing
owner/operators’ training plans,
registering owner/operators’ security
coordinators, responding to owner/
operators’ reported significant security
incidents, and conducting inspections
for compliance with this rule. In the
NPRM, TSA estimated the annualized
cost from this regulation to be
approximately $22 million, discounted
at 7 percent. As part of TSA’s risk-based
security, benefits include mitigating
potential attacks by heightening
awareness of employees on the
frontline. In addition, by designating
security coordinators and reporting
significant security concerns to TSA,
TSA has a direct line for communicating
threats and receiving information
necessary to analyze trends and
potential threats across all modes of
transportation.
Risks: The Department of Homeland
Security aims to prevent terrorist attacks
within the United States and to reduce
the vulnerability of the United States to
terrorism. By providing for security
training for personnel, TSA intends in
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this rulemaking to reduce the risk of a
terrorist attack on this transportation
sector.
Timetable:
Action
Date
Notice; Request
for Comment.
Notice; Comment
Period End.
NPRM ..................
NPRM Comment
Period End.
Final Rule ............
06/14/13
FR Cite
78 FR 35945
07/15/13
12/16/16
03/16/17
81 FR 91336
11/00/18
Regulatory Flexibility Analysis
Required: Yes.
Small Entities Affected: Businesses.
Government Levels Affected: Local.
URL For More Information:
www.regulations.gov.
URL For Public Comments:
www.regulations.gov.
Agency Contact: Chandru (Jack) Kalro,
Deputy Director, Surface Division,
Department of Homeland Security,
Transportation Security Administration,
Security Policy and Industry
Engagement, 601 South 12th Street,
Arlington, VA 20598–6028, Phone: 571
227–1145, Email: surfacefrontoffice@
tsa.dhs.gov.
Alex Moscoso, Chief Economist,
Economic Analysis Branch—Cross
Modal Division, Department of
Homeland Security, Transportation
Security Administration, Security
Policy and Industry Engagement, 601
South 12th Street, Arlington, VA 20598–
6028, Phone: 571 227–5839, Email:
alex.moscoso@tsa.dhs.gov.
Traci Klemm, Assistant Chief
Counsel, Regulations and Security
Standards, Department of Homeland
Security, Transportation Security
Administration, Chief Counsel’s Office,
601 South 12th Street, Arlington, VA
20598–6002, Phone: 571 227–3596,
Email: traci.klemm@tsa.dhs.gov.
Related RIN: Related to 1652–AA56,
Merged with 1652–AA57, Merged with
1652–AA59
RIN: 1652–AA55
DHS—U.S. IMMIGRATION AND
CUSTOMS ENFORCEMENT (USICE)
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Proposed Rule Stage
83. Apprehension, Processing, Care and
Custody of Alien Minors and
Unaccompanied Alien Children
Priority: Other Significant.
E.O. 13771 Designation: Other.
Legal Authority: 8 U.S.C. 1103; 8
U.S.C. 1182; 8 U.S.C. 1225 to 1227; 8
U.S.C. 1362
CFR Citation: 8 CFR 236; 8 CFR 208.
VerDate Sep<11>2014
18:00 Nov 15, 2018
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Legal Deadline: None.
Abstract: In 1985, a class-action suit
challenged the policies of the former
Immigration and Naturalization Service
(INS) relating to the detention,
processing, and release of alien
children; the case eventually reached
the U.S. Supreme Court. The Court
upheld the constitutionality of the
challenged INS regulations on their face
and remanded the case for further
proceedings consistent with its opinion.
In January 1997, the parties reached a
comprehensive settlement agreement,
referred to as the Flores Settlement
Agreement (FSA). The FSA was to
terminate five years after the date of
final court approval; however, the
termination provisions were modified in
2001, such that the FSA does not
terminate until 45 days after publication
of regulations implementing the
agreement.
Since 1997, intervening statutory
changes, including passage of the
Homeland Security Act (HSA) and the
William Wilberforce Trafficking Victims
Protection Reauthorization Act of 2008
(TVPRA), have significantly changed the
applicability of certain provisions of the
FSA. The rule would codify the relevant
and substantive terms of the FSA and
enable the U.S. Government to seek
termination of the FSA and litigation
concerning its enforcement. Through
this rule, DHS, HHS, and DOJ will
create a pathway to ensure the humane
detention of family units while
satisfying the goals of the FSA. The rule
will also implement related provisions
of the TVPRA.
Statement of Need: In 1985, a classaction suit challenged the policies of the
former INS relating to the detention,
processing, and release of alien
children; the case eventually reached
the U.S. Supreme Court. The Court
upheld the constitutionality of the
challenged INS regulations on their face
and remanded the case for further
proceedings consistent with its opinion.
In January 1997, the parties reached a
comprehensive settlement agreement,
referred to as the FSA. The FSA was to
terminate 5 years after the date of final
court approval; however, the
termination provisions were modified in
2001, such that the FSA does not
terminate until 45 days after publication
of regulations implementing the
agreement.
Since 1997, intervening legal changes
including passage of the HSA and
TVPRA have significantly changed the
applicability of certain provisions of the
FSA. The rule will codify the relevant
and substantive terms of the FSA and
enable the U.S. Government to seek
termination of the FSA and litigation
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Fmt 4701
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concerning its enforcement. Through
this rule, DHS, HHS, and DOJ will
create a pathway to ensure the humane
detention of family units while
satisfying the goals of the FSA. The rule
will also implement related provisions
of the TVPRA.
Summary of Legal Basis:
Alternatives: Prior to proposing this
rule, DHS considered the alternative to
publishing this rule, which was not to
promulgate regulations. This has
required the Government to adhere to
the terms of the FSA, as interpreted by
the courts, which also rejected the
Government’s efforts to amend the FSA
to help it better conform to existing legal
and operational realities.
The primary source of new costs for
the proposed rule would be a result of
the proposed alternative licensing
process, which ICE expects to extend
detention of some minors and their
accompanying parent or legal guardian
in FRCs. This may increase variable
annual FRC costs paid by ICE. The
primary benefit of the proposed rule
would be to ensure that applicable
regulations reflect the Departments’
current operations with respect to
minors and UACs in accordance with
the relevant and substantive terms of the
FSA and the TVPRA. Further, by
departing from the FSA in limited cases
to reflect the intervening statutory and
operational changes, ICE will ensure
that it retains discretion to detain
families, as appropriate, to meet its
enforcement needs.
Anticipated Cost and Benefits: The
primary source of new costs for the
proposed rule would be a result of the
proposed alternative licensing process
which ICE expects to extend detention
of some minors and their accompanying
parent or legal guardian in Family
Residential Centers (FRCs). This may
increase variable annual FRC costs paid
by ICE. The primary benefit of the rule
would be to ensure that applicable
regulations reflect the Department’s
current operations with respect to
minors and Unaccompanied Minor
Children (UACs) in accordance with the
relevant and substantive terms of the
Flores Settlement Agreement (FSA) and
the Trafficking Victims Protection
Reauthorization Act (TVPRA). Further,
by departing from the FSA in limited
cases to reflect the intervening statutory
and operational changes, ICE will
ensure that it retains discretion to detain
families, as appropriate, to meet its
enforcement needs.
Risks:
Timetable:
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Action
Date
NPRM ..................
NPRM Comment
Period End.
09/07/18
11/06/18
FR Cite
83 FR 45486
Regulatory Flexibility Analysis
Required: Yes.
Small Entities Affected: Businesses,
Organizations.
Government Levels Affected: None.
Agency Contact: Mark Lawyer, Chief,
Regulations, Department of Homeland
Security, U.S. Immigration and Customs
Enforcement, 500 12th Street SW, Mail
Stop 5006, Washington, DC 20536,
Phone: 202 732–5683, Email:
mark.lawyer@ice.dhs.gov.
Related RIN: Related to 0970–AC42.
RIN: 1653–AA75
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DHS—USICE
84. • Establishing a Maximum Period of
Authorized Stay for F–1 and Other
Nonimmigrants
Priority: Other Significant.
E.O. 13771 Designation: Other.
Legal Authority: 8 U.S.C. 1101; 8
U.S.C. 1103; 8 U.S.C. 1182; 8 U.S.C.
1184
CFR Citation: 8 CFR 214; 8 CFR 274a.
Legal Deadline: None.
Abstract: U.S. Immigration and
Customs Enforcement (ICE) will propose
to modify the period of authorized stay
for certain categories of nonimmigrants
traveling to the United States from
‘‘duration of status’’ (D/S) and to replace
such with a maximum period of
authorized stay, and options for
extensions, for each applicable visa
category.
Statement of Need: The failure to
provide certain categories of
nonimmigrants with specific dates for
their authorized periods of stay can
cause confusion over how long they
may lawfully remain in the United
States and has complicated the efforts to
reduce overstay rates for nonimmigrant
students. The clarity created by datecertain admissions will help reduce the
overstay rate.
Summary of Legal Basis:
Alternatives:
Anticipated Cost and Benefits: ICE is
in the process of assessing the costs and
benefits that would be incurred by
regulated entities and individuals, as
well as the costs and benefits to the
public at large. ICE, SEVP certified
schools, nonimmigrant students, and
the employers of nonimmigrant students
who participate in practical training
would incur costs for increased
requirements. This rule is intended to
decrease the incidence of nonimmigrant
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18:00 Nov 15, 2018
Jkt 247001
student overstays and improve the
integrity of the nonimmigrant student
visa.
Risks:
Timetable:
Action
Date
NPRM ..................
FR Cite
09/00/19
Regulatory Flexibility Analysis
Required: Undetermined.
Government Levels Affected: None.
Agency Contact: Mark Lawyer, Chief,
Regulations, Department of Homeland
Security, U.S. Immigration and Customs
Enforcement, 500 12th Street SW, Mail
Stop 5006, Washington, DC 20536,
Phone: 202 732–5683, Email:
mark.lawyer@ice.dhs.gov.
RIN: 1653–AA78
Final Rule Stage
85. Adjusting Program Fees for the
Student and Exchange Visitor Program
Priority: Other Significant.
E.O. 13771 Designation: Other.
Legal Authority: 8 U.S.C. 1372; 8
U.S.C. 1762; 8 U.S.C. 1101; 8 U.S.C.
1356; 31 U.S.C 901 to 903; 31 U.S.C. 902
CFR Citation: 8 CFR 214.
Legal Deadline: None.
Abstract: ICE will publish a final rule
to adjust fees that the Student and
Exchange Visitor Program (SEVP)
charges individuals and organizations.
In 2017, SEVP conducted a
comprehensive fee study and
determined that current fees do not
recover the full costs of the services
provided. ICE has determined that
adjusting fees is necessary to fully
recover the increased costs of SEVP
operations, program requirements, and
to provide the necessary funding to
sustain initiatives critical to supporting
national security. The final rule will
adjust fees for individuals and
organizations. The SEVP fee schedule
was last adjusted in a rule published on
September 26, 2008.
Statement of Need: The Student and
Exchange Visitor Program (SEVP)
conducted a comprehensive fee study in
2017 and determined that current fees,
most recently adjusted in 2008, do not
recover the full costs of the services
provided. ICE has determined that
adjusting fees is necessary to fully
recover the increased costs of SEVP
operations, program requirements, and
to provide the necessary funding to
implement and sustain initiatives
critical to supporting national security.
ICE will publish a final rule to adjust its
fees for individuals and organizations.
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Summary of Legal Basis:
Alternatives:
Anticipated Cost and Benefits: To
recover the full cost of its budget for the
services it provides, SEVP has proposed
to increase the amounts of its fees for
SEVP certified schools and for those
schools that will seek SEVP
certification, for F and M nonimmigrant
students, and for J nonimmigrant
exchange visitors. The fee adjustment
would allow SEVP to continue to
maintain and improve SEVIS in order to
uphold the integrity of the U.S.
immigration laws regarding student and
exchange visitors.
Risks:
Timetable:
Action
NPRM ..................
NPRM Comment
Period End.
Final Rule ............
DHS—USICE
Sfmt 4702
57887
Date
07/17/18
09/17/18
FR Cite
83 FR 33762
03/00/19
Regulatory Flexibility Analysis
Required: Yes.
Small Entities Affected: Businesses,
Organizations.
Government Levels Affected: None.
URL For More Information:
www.regulations.gov.
URL For Public Comments:
www.regulations.gov.
Agency Contact: Sharon Snyder, Unit
Chief, Policy and Response Unit,
Department of Homeland Security, U.S.
Immigration and Customs Enforcement,
Potomac Center North STOP 5600, 500
12th Street SW, Washington, DC 20536–
5600, Phone: 703 603–5600.
RIN: 1653–AA74
DHS—FEDERAL EMERGENCY
MANAGEMENT AGENCY (FEMA)
Final Rule Stage
86. Factors Considered When
Evaluating a Governor’s Request for
Individual Assistance for a Major
Disaster
Priority: Other Significant.
E.O. 13771 Designation: Fully or
Partially Exempt.
Legal Authority: 42 U.S.C. 5121 to
5207
CFR Citation: 44 CFR 206.48(b).
Legal Deadline: Final, Statutory,
January 29, 2014, sec. 1109 of the Sandy
Recovery Improvement Act of 2013,
Public Law 113–2.
The Sandy Recovery Improvement
Act of 2013 (SRIA) requires the
Administrator of the Federal Emergency
Management Agency (FEMA), in
cooperation with representatives of
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State, Tribal, and local emergency
management agencies, to review,
update, and revise through rulemaking
the individual assistance factors FEMA
uses to measure the severity, magnitude,
and impact of a disaster (not later than
1 year after enactment).
Abstract: FEMA is issuing a final rule
to revise its regulations to comply with
section 1109 of SRIA. SRIA requires
FEMA, in cooperation with State, local,
and Tribal emergency management
agencies, to review, update, and revise
through rulemaking the Individual
Assistance (IA) factors FEMA uses to
measure the severity, magnitude, and
impact of a disaster. FEMA published a
Notice of Proposed Rulemaking on the
matter on November 12, 2015.
Statement of Need: On January 29,
2013, SRIA was enacted into law (Pub.
L. 113–2). Section 1109 of SRIA requires
FEMA, in cooperation with State, local,
and Tribal emergency management
agencies, to review, update, and revise
through rulemaking the factors found at
44 CFR 206.48 that FEMA uses to
determine whether to recommend
provision of Individual Assistance (IA)
during a major disaster. These factors
help FEMA measure the severity,
magnitude, and impact of a disaster, as
well as the capabilities of the affected
jurisdictions.
FEMA is issuing this final rule to
comply with SRIA and to provide
clarity on the IA factors that FEMA
currently considers in support of its
recommendation to the President on
whether a major disaster declaration
authorizing IA is warranted. The
additional clarity may reduce delays in
the declaration process by decreasing
the back and forth between States and
FEMA during the declaration process.
Summary of Legal Basis: FEMA has
authority for this final rule pursuant to
the Robert T. Stafford Disaster Relief
and Emergency Assistance Act (Stafford
Act). 42 U.S.C. 5121 et seq. Section 401
of the Stafford Act lays out the
procedures for a declaration for FEMA’s
major disaster assistance programs
when a catastrophe occurs in a State.
The specific changes in this final rule
comply with section 1109 of SRIA,
Public Law 113–2.
Alternatives:
Anticipated Cost and Benefits: The
2015 NPRM proposed to codify current
declaration considerations and
introduced new factors that FEMA
would use when reviewing and
recommending a major disaster
declaration request that includes IA.
Codifying the factors that capture
FEMA’s current declaration practice and
considerations would not result in
additional costs. However, the new
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factors would have small burden
increases associated with obtaining the
additional information. FEMA does not
anticipate the rule would impact the
number of major disaster declaration
requests received that include IA or the
amount of IA assistance provided, and
therefore there would be no impact to
transfer payments.
FEMA estimated the 10-year present
value total cost of the proposed rule
would be $15,806 and $13,302 if
discounted at 3 and 7 percent,
respectively. The annualized cost of the
proposed rule would be $1,853 at 3
percent and $1,894 at 7 percent. (All
amounts in the NPRM are presented in
2013 dollars.) Benefits of the proposed
rule include clarifying FEMA’s existing
practices, reducing processing time for
requests due to clarifications, and
providing States with notice of the new
information FEMA is proposing to
consider as part of the IA declarations
process.
Risks:
Timetable:
rulemaking. It removes sections that are
outdated or do not affect the public, and
it updates provisions that affect the
public’s participation in the rulemaking
process, such as the submission of
public comments, hearings, ex parte
communications, the public rulemaking
docket, and petitions for rulemaking.
FEMA also modifies its waiver of the
Administrative Procedure Act
exemption for matters relating to public
property, loans, grants, benefits, and
contracts.
Statement of Need: This final rule
removes sections of FEMA’s rulemaking
provisions that are outdated or that do
not affect the public, and updates
provisions that affect the public’s
participation in the rulemaking process.
Summary of Legal Basis:
Alternatives:
Anticipated Cost and Benefits: This
rule does not impose additional direct
costs on the public or government.
Risks:
Timetable:
Action
Action
Date
NPRM ..................
NPRM Comment
Period End.
Final Rule ............
11/12/15
01/11/16
80 FR 70116
NPRM ..................
NPRM Comment
Period End.
Final Rule ............
06/07/17
08/07/17
82 FR 26411
12/00/18
Regulatory Flexibility Analysis
Required: No.
Small Entities Affected: No.
Government Levels Affected: None.
Additional Information: Docket ID
FEMA–2017–0016.
URL For More Information:
www.regulations.gov.
URL For Public Comments:
www.regulations.gov.
Agency Contact: Liza Davis, Associate
Chief Counsel, Regulatory Affairs,
Department of Homeland Security,
Federal Emergency Management
Agency, 500 C Street SW, 8th Floor,
Washington, DC 20472, Phone: 202 646–
4046, Email: liza.davis@fema.dhs.gov.
RIN: 1660–AA91
BILLING CODE: 9110–9B–P
DEPARTMENT OF HOUSING AND
URBAN DEVELOPMENT
DHS—FEMA
87. Update to FEMA’s Regulations on
Rulemaking Procedures
Priority: Other Significant.
E.O. 13771 Designation: Deregulatory.
Legal Authority: 5 U.S.C. 553
CFR Citation: 44 CFR 1.
Legal Deadline: None.
Abstract: The Federal Emergency
Management Agency (FEMA) proposed
to revise its regulations pertaining to
Frm 00086
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12/00/18
Regulatory Flexibility Analysis
Required: No.
Small Entities Affected: No.
Government Levels Affected: Federal,
State, Tribal.
Additional Information: Docket ID
FEMA–2014–0005.
URL For More Information:
www.regulations.gov.
URL For Public Comments:
www.regulations.gov.
Agency Contact: Mark Millican,
Individual Assistance Division,
Department of Homeland Security,
Federal Emergency Management
Agency, 500 C Street SW, Washington,
DC 20472–3100, Phone: 202 212–3221,
Email: fema-ia-regulations@
fema.dhs.gov.
RIN: 1660–AA83
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Fall 2018 Statement of Regulatory
Priorities for Fiscal Year 2019
Introduction
The Regulatory Plan for the
Department of Housing and Urban
Development (HUD) for Fiscal Year (FY)
2019 highlights the most significant
regulations and policy initiatives that
HUD seeks to complete during the
upcoming fiscal year. As the Federal
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agency that serves as the nation’s
housing agency, HUD is committed to
addressing the housing needs of all
Americans by creating strong,
sustainable, inclusive communities, and
quality affordable homes. As a result,
HUD plays a significant role in the lives
of families and in communities
throughout America.
HUD is currently working to develop
an innovative approach that anticipates
the housing needs of the future while
addressing current needs. HUD’s 2018–
2022 strategic plan focuses on
rethinking American communities by
refocusing on HUD’s core mission and
modernizing HUD’s approach,
leveraging private-sector partnerships,
supporting sustainable homeownership,
encouraging affordable housing
investments, and redesigning HUD’s
internal processes. HUD’s regulatory
plan for FY2019 reflects Secretary
Carson’s strategic plan and HUD’s
mission.
In addition to the highlighted rule in
this plan, Secretary Carson directed
HUD, consistent with Executive Order
13771, entitled ‘‘Reducing Regulation
and Controlling Regulatory Costs,’’ to
identify and eliminate or streamline
regulations that are wasteful, inefficient
or unnecessary. The Secretary has also
led HUD’s implementation of Executive
Order 13777, entitled ‘‘Enforcing the
Regulatory Reform Agenda.’’ Executive
Order 13777 supplements and reaffirms
the rulemaking principles of Executive
Order 13771 by directing each agency to
establish a Regulatory Reform Task
Force to evaluate existing regulations to
identify those that merit repeal,
replacement, or modification; are
outdated, unnecessary, or ineffective;
eliminate or inhibit job creation; impose
costs that exceed benefits; or derive
from or implement Executive Orders
that have been rescinded or significantly
modified. As a result of Secretary’s
Carson’s direction, HUD’s Fall 2019
Unified Agenda of Regulatory and
Deregulatory Actions lists two
anticipated regulatory actions and
twelve deregulatory actions.
The rules highlighted in HUD’s
regulatory plan for FY2019 reflects
HUD’s efforts to develop innovative
approaches that anticipate the housing
needs of the future, including the
removal or revision of regulations that
HUD has determined are outdated,
unnecessary, or ineffective.
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Streamlining the ‘‘Section 3’’
Requirements for Creating Economic
Opportunities for Low- and Very LowIncome Persons and Eligible
Businesses: Deregulation
The purpose of Section 3 is to ensure
that employment, training, contracting,
and other economic opportunities
generated by certain HUD financial
assistance are directed to low- and very
low-income persons, particularly those
who are recipients of government
assistance for housing, and to
businesses that provide economic
opportunities to low- and very lowincome persons. HUD’s current
regulations for Section 3 have not been
updated in over 20 years. HUD’s
experience in administering Section 3
over time has provided insight as to
how HUD could improve the
effectiveness of its Section 3 regulations.
Additionally, HUD has heard from the
public that there is a need for regulatory
changes to clarify and simplify the
existing requirements. HUD concluded
that regulatory changes are needed to
streamline Section 3 and more
effectively help recipients of HUD funds
achieve the purposes of the Section 3
statute. HUD’s proposed rule would
update the regulations implementing
Section 3 by aligning the reporting with
standard business practice; amending
the applicability section; updating
reporting and adding new outcome
benchmarks; and integrating Section 3
into program enforcement.
The new rule generally proposes the
tracking and reporting of labor hours,
rather than new hires. HUD believes
that this is more consistent with the
business practices of most HUD
recipients, which already track labor
hours in their payroll systems because
they are subject to prevailing wage rates
under the Davis-Bacon Act of 1931, or
HUD prevailing wage requirements. A
labor-hours frame-work focuses on the
outcome that Section 3 requirements are
intended to promote, i.e., increasing the
amount of paid employment and work
experience for low-income persons.
Tracking labor hours creates incentives
for employers to retain and invest in
their low-income workers by removing
the opportunity for employers to
manipulate HUD’s current regulations
by hiring the same employee for several
short, temporary jobs over the course of
a reporting period.
This proposed rule would maintain
the statutory scope of applicability
while providing separate subparts
relating to the different types of funding
sources that have associated Section 3
requirements: (1) Public housing
financial assistance, which covers
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development assistance provided
pursuant to section 5 of the U.S.
Housing Act of 1937 (1937 Act) and
operating and capital fund assistance
provided pursuant to section 9 of the
1937 Act; and (2) Section 3 projects,
which covers (a) housing rehabilitation,
housing construction and other public
construction projects funded with HUD
program assistance, when such
cumulative assistance to a jurisdiction
exceeds a $200,000 threshold; and (b)
housing rehabilitation or construction
projects that include multiple funding
sources, one or more of which is
associated with Section 3 requirements.
HUD would also update the $200,000
cumulative assistance threshold for
Section 3 projects applicability to
encompass a narrower scope. HUD
believes that this change would reduce
the burden on smaller projects.
In addition, HUD’s proposed rule
would change the process for meeting a
safe harbor for compliance with the
Section 3 requirements and reporting of
Section 3 data. HUD’s current
regulations provide for a safe harbor
where recipients demonstrate
compliance with Section 3 by meeting
numerical goals for the percentage of
their new hires that qualify as Section
3 residents. In addition to hiring Section
3 workers generally, the Section 3
statute directs for recipients of Section
3 covered assistance to target their
efforts to provide employment and
economic opportunities to specific
groups of low-income individuals.
HUD’s proposed rule would create two
‘‘Targeted Section 3 Worker’’ definitions
that would track, according to the type
of funding source, the numbers of
Section 3 workers who are (a) reported
by Section 3 business concerns, or (b)
represent the priority categories
included in the statute and selected by
HUD, i.e., housing project residents. The
proposed new rule would also require
that recipients report the labor hours
performed by Section 3 Workers as a
percentage of the total labor hours, and
labor hours performed by Targeted
Section 3 Workers as a percentage of the
total labor hours.
Using the new reporting metrics, HUD
would set benchmarks for the safe
harbor through Federal Register notice,
so HUD can update the metrics in
response to additional data. It would
also ensure that recipients hire workers
from the priority groups, consistent with
the statute. As HUD gathers data under
the new rule, HUD can more easily
revise benchmark figures or tailor
different benchmarks for different
geographies and different funding types.
If a recipient is complying with the
statutory priorities and meeting the
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outcome benchmarks, HUD would
presume they are exerting the statutorily
prescribed level of effort. Otherwise, the
recipients would be required to submit
qualitative reports on their efforts, as
they are required to do under the
current rule when they do not meet the
safe harbor, and HUD may do more indepth compliance reviews. PHAs with
fewer than 250 units would only be
required to report on Section 3
qualitative efforts and would not be
required to report on whether they have
met the reporting benchmarks.
Lastly, HUD’s proposal would provide
that program staff would incorporate
Section 3 compliance and oversight into
regular program oversight and make
Section 3 a more integral part of the
program office’s work. As a result, this
proposed rule would streamline the
extensive complaint and compliance
review procedures in the current rule.
Relatedly, it would remove the
delegation of authority in the current
regulations, as Section 3 requirements,
reporting, and compliance activities
would be aligned with those of the
applicable HUD program office or
offices.
HUD envisions this rule being
completed in FY 2019.
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Aggregate Costs and Benefits
Executive Order 12866, as amended,
requires the agency to provide its best
estimate of the combined aggregate costs
and benefits of all regulations included
in the agency’s Regulatory Plan that will
be pursued in FY 2019. HUD expects
that the neither the total economic costs
nor the total efficiency gains will exceed
$100 million.
Project Approval for Single-Family
Condominiums
This rule would codify HUD’s
program to approve condominium
projects for FHA insurance pursuant to
12 U.S.C. 1707(a), as amended by
section 2117 of the Housing and
Economic Recovery Act of 2008 (HERA),
which defines a mortgage eligible for
FHA insurance as a first lien on a onefamily unit along with an undivided
interest in the common areas and
facilities which serve the project. This
codification would make current
requirements for the program less strict
and prescriptive, giving the
condominium industry greater
flexibility.
The FHA Condominium program is
currently administered under the
Condominium Approval and Processing
Guide (the Guide). The Guide has a
number of ‘‘bright line’’ requirements.
This final rule would, on the other
hand, establish more flexible and less
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costly requirements. The rule retains
those requirements that are necessary to
fulfill HUD’s duty to avoid excessive
risk to the insurance fund but does so
in a less prescriptive way. This should
result in increasing FHA participation
in the condominium market and make
condominiums more widely available.
Condominium units are a valuable
source of homeownership for moderate
and lower-income families.
To provide for flexibility the rule
would remove strict numeric
requirements in favor of provisions that
permit HUD to act within ranges.
Specifically, where the Guide currently
has strict numerical requirements
regarding the allowable percentage of
FHA-insured projects, the percentage of
owner occupants, and the amount of
space that can be used for commercial
or nonresidential purposes, the final
rule would make these percentages
flexible and efficient to change, so that
HUD can adjust to changing market
conditions. HUD anticipates providing
for the ability to change these threshold
percentages by notice, rather than
regulation, the rule would allow HUD to
quickly adjust these percentages to be
responsive to the market. There is also
a provision for HUD to grant exceptions
to these percentages on a case-by-case
basis, considering factors relating to the
economy for the locality in which the
project is located or specific to the
project. The percentage range limits
themselves may be changed by
publishing a notice for a brief period of
public comment.
The final rule would also allow for
single units to be approved for mortgage
insurance outside of the project
approval process. Unlike the Guide that
does not provide a provision for
insuring mortgages on units other than
in an approved project, this rule
recognizes that there may be situations
where a project may not be approved,
not because of any significant inherent
problem with the project that creates
risk to the insurance fund (e.g., the
Homeowners’ Association does not
want to go to the expense of applying
for approval). In such cases, the rule
would allow for a percentage of single
units to be approved for mortgage
insurance outside of the project
approval process, under certain
guidelines designed to reduce
unacceptable risk to the insurance fund.
The rule would institute front-end
standards for mortgagees to qualify to
participate as Direct Endorsement
lenders in the DELRAP, or Direct
Endorsement Review and Approval
Program. Once qualified, these lenders
have the ability to review and approve
condominium loans, with HUD having
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the authority to intervene in the case of
misconduct or unacceptable
performance. Ensuring that Direct
Endorsement mortgagees have staff
members with relevant condominium
experience helps to mitigate risks to the
insurance fund.
Aggregate Costs and Benefits
Executive Order 12866, as amended,
requires the agency to provide its best
estimate of the combined aggregate costs
and benefits of all regulations included
in the agency’s Regulatory Plan that will
be pursued in FY 2018. HUD expects
that the neither the total economic costs
nor the total efficiency gains will exceed
$100 million.
Affirmatively Furthering Fair Housing:
Streamlining and Enhancements
On July 16, 2015, HUD published in
the Federal Register its Affirmatively
Furthering Fair Housing (AFFH) final
rule. The goal of the regulation was to
provide HUD program participants with
a revised planning approach to assist
them in meeting their statutory
obligation to affirmatively further the
purposes and policies of the Fair
Housing Act. The principal AFFH
regulations are codified in 24 CFR part
5, subpart A, with other AFFH related
regulations codified in 24 CFR parts 91,
92, 570, 574, 576, and 903. HUD is
committed to its mission of achieving
fair housing opportunity for all,
regardless of race, color, religion,
national origin, sex, disability, or
familial status. However, HUD’s
experience over the three years since the
newly-specified approach was
promulgated demonstrates that the rule
is not fulfilling its purpose to be an
efficient means for guiding meaningful
action by program participants.
Under the AFFH rule, HUD program
participants are required to use an
Assessment Tool to conduct and submit
an Assessment of Fair Housing (AFH) to
HUD. Because of the variations in the
HUD program participants subject to the
AFFH rule, HUD went through a process
to develop three separate assessment
tools: one for local governments, one for
public housing agencies, and one for
States and Insular Areas. Due to varying
technical and other issues, only the
Assessment Tool for local governments
was ever made available for use.
However, HUD withdrew the Local
Government Assessment Tool in a
Federal Register notice published on
May 23, 2018 as a result of its review
of the initial round of AFH submissions
that were developed using the tool. This
review led HUD to conclude that the
tool was unworkable based upon: (1)
The high failure rate from the initial
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round of submissions; and (2) the level
of technical assistance HUD provided to
this initial round of 49 AFHs, which
cannot be scaled up to accommodate the
increase in the number of local
government program participants with
AFH submission deadlines in 2018 and
2019.
On May 15, 2017, HUD published a
Federal Register notice consistent with
Executive Orders 13771, ‘‘Reducing
Regulation and Controlling Regulatory
Costs,’’ and 13777, ‘‘Enforcing the
Regulatory Reform Agenda,’’ inviting
public comments to assist HUD in
identifying existing regulations that may
be outdated, ineffective, or excessively
burdensome. HUD received 299
comments in response to the Notice,
and 136 (45% of the total) discussed the
AFFH rule. Most of these comments
were critical of the AFFH rule and cited
its complexity and the costs associated
with completing an AFH.
As HUD begins the process of
developing a new proposed rule, HUD
issued an advance notice of proposed
rulemaking (ANPR) on August 16, 2018,
at 83 FR 40713, which invites public
comment on amendments to the AFFH
regulations. HUD is also reviewing
comments submitted in response to the
withdrawal of the Local Government
Assessment Tool and will consider
those comments during HUD’s
consideration of potential changes to the
AFFH regulations. HUD will use these
sets of comments in drafting future
rulemaking.
Aggregate Costs and Benefits
Executive Order 12866, as amended,
requires the agency to provide its best
estimate of the combined aggregate costs
and benefits of all regulations included
in the agency’s Regulatory Plan that will
be pursued in FY 2018. At this pre-rule
stage, HUD expects that the neither the
total economic costs nor the total
efficiency gains will exceed $100
million.
HUD—OFFICE OF THE SECRETARY
(HUDSEC)
amozie on DSK3GDR082PROD with PROPOSALS2
Proposed Rule Stage
88. Enhancing and Streamlining the
Implementation of ‘‘Section 3’’
Requirements for Creating Economic
Opportunities for Low- and Very LowIncome Persons and Eligible Businesses
Priority: Other Significant.
E.O. 13771 Designation: Deregulatory.
Legal Authority: 12 U.S.C. 1701u; 42
U.S.C. 1450; 42 U.S.C. 3301; 42 U.S.C.
3535(d)
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CFR Citation: 24 CFR 5, 14, 75, 91, 92,
93, 135, 266,; 570, 576, 578, 905, 964,
983, and 1000.
Legal Deadline: None.
Abstract: This rule revises HUD’s
regulations for Section 3 of the Housing
and Urban Development Act of 1968, as
amended by the Housing and
Community Development Act of 1992
(Section 3), which ensures that
employment, training, and contracting
opportunities generated by certain HUD
financial assistance shall, to the greatest
extent feasible, and consistent with
existing Federal, State, and local laws
and regulations, be directed to low- and
very low-income persons, particularly
those who are recipients of Government
assistance for housing and to business
concerns that provide economic
opportunities to these persons. HUD’s
regulations implementing the
requirements of Section 3 have not been
updated since 1994 and are not as
effective at promoting economic
opportunity for low-income persons as
HUD believes they could be. This
proposed rule would update HUD’s
Section 3 regulations to streamline
reporting requirements by aligning the
reporting with standard business
practice; amending the applicability
section; updating reporting and adding
new outcome benchmarks; and
integrating Section 3 into program
enforcement. The purpose of these
changes is to reduce regulatory burden,
increase compliance with Section 3
requirements, and increase Section 3
opportunities for low-income persons.
Statement of Need: Over 24 years ago,
HUD’s Section 3 regulations were
promulgated through an interim rule
published on June 30, 1994, at 59 FR
33880. Since HUD promulgated the
current set of Section 3 regulations,
significant legislation has been enacted
that affects HUD programs that are
subject to the requirements of Section 3.
HUD has also heard from the public that
there is a need for regulatory changes to
clarify and simplify the existing
requirements. HUD concluded that
regulatory changes are needed to
streamline Section 3 and more
effectively help recipients of HUD funds
achieve the purposes of the Section 3
statute.
Summary of Legal Basis: 12 U.S.C.
1701u; 42 U.S.C. 1450; 42 U.S.C. 3301;
42 U.S.C. 3535(d).
Alternatives: None.
Anticipated Cost and Benefits: The
purpose of Section 3 is to provide jobs,
including apprenticeship opportunities,
to public housing residents and other
specific low- and very low-income
residents of a local area, and contracting
opportunities for businesses that
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57891
substantially employ these persons.
However, the Section 3 requirement
itself does not create additional jobs or
contracts. Instead, Section 3 redirects
local jobs and contracts created as a
result of the expenditure of HUD funds
to Section 3 residents and businesses
residing and operating in the area in
which the HUD funds are expended.
Currently, Section 3 rules require that a
certain percent of new hires are Section
3 residents. HUD has determined that
this measure has led to churning, where
employers create a series of short-term
jobs and hire and fire an employee in
order to meet their Section 3 numeric
goals. The proposed rule will curb these
practices by changing the metric to a
percentage of hours worked. HUD
anticipates that the change will
incentivize employers to create longterm employment opportunities as
employers shift their focus to reporting
hours worked, a factor that aligns with
business practices, rather than on
providing employment for a specific
number of new hires. HUD also
anticipates that the rule’s streamlined
reporting requirements will contribute
to an increase in the number of
employment opportunities provided to
Section 3 residents and more funds for
Section 3 businesses. HUD estimates
that proposed rule would result in an
estimated reporting and recordkeeping
burden reduction of 25,910 hours or
$1.2 million a year. These figures are
preliminary estimates and may be
updated pending OMB review.
Initial compliance costs are expected
to be minimal and one-time as
recipients shift their practices to meet
the new requirements. For example,
some recipients may have difficulty
determining whether employees live in
a Qualified Census Tract, or whether
they live within a certain distance of a
worksite. However, HUD plans to create
tools to assist recipients in making these
determinations. HUD will pay attention
to public comment on this issue to
ensure that compliance costs are indeed
reduced by this rule change.
Benefits to low-income and very lowincome persons are difficult to quantify.
As described below, the change from
measuring new hires to measuring labor
hours could not only reduce churn but,
depending on the initial benchmarks
established, could also result in
employers not needing to add new
Section 3 workers in the short-term.
However, tracking the amount of work
performed by Targeted Section 3
workers would help ensure that the
priorities of Section 3 are being
considered, consistent with the
statutory requirement, when recipients
hire and distribute hours to low-income
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workers. As HUD tracks the new data
reported by recipients, HUD expects to
move the benchmarks to ensure that
recipients are driven to increase their
Section 3 opportunities, consistent with
the Section 3 statutory intent that
Federal financial assistance is, to the
greatest extent feasible, directed toward
low- and very low-income persons,
particularly those who are recipients of
government assistance for housing. The
goal is that those recipients of
government assistance for housing will
find Section 3 employment and a path
to financial security that removes the
need for long-term government
assistance.
The initial benefit of this rule is the
reduction in administrative costs to both
HUD and recipients of HUD financing,
which results from aligning the Section
3 requirements with what businesses
already track. HUD believes this change
would improve compliance by
recipients.
Risks: A potential risk in switching
from reporting and tracking new hires to
labor hours is that the number of
Section 3 workers being hired might
decrease or remain flat. However, this
would be because employers have a
financial incentive to retain current
Section 3 workers rather than hire new
Section 3 workers under this rule. This
would be due, in part, to employers
losing the existing incentive to churn
workers in order to count new hires.
Additionally, if data shows that this rule
is not increasing employment
opportunities for Section 3 workers over
time, HUD can adjust the new Section
3 benchmarks to increase the number of
labor hours performed by Section 3
workers that employers would need to
meet in order to demonstrate
compliance with this requirement.
Timetable:
Action
Date
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NPRM ..................
FR Cite
12/00/18
Regulatory Flexibility Analysis
Required: No.
Small Entities Affected: No.
Government Levels Affected:
Undetermined.
Agency Contact: Merrie NicholsDixon, Deputy Director, Office of Policy,
Programs and Legislative Initiatives,
Department of Housing and Urban
Development, Office of the Secretary,
451 Seventh Street SW, Washington, DC
20410, Phone: 202 402–4673.
Thomas R. Davis, Director, Office of
Recapitalization, Office of Housing,
Department of Housing and Urban
Development, Office of the Secretary,
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451 Seventh Street SW, Washington, DC
20410, Phone: 202 708–0001.
Virginia Sardone, Director, Office of
Affordable Housing Programs, Office of
Community Planning and Development,
Department of Housing and Urban
Development, Office of the Secretary,
451 Seventh Street SW, Washington, DC
20410, Phone: 202 708–2684.
RIN: 2501–AD87
HUD—OFFICE OF HOUSING (OH)
Final Rule Stage
89. Project Approval for Single Family
Condominium (FR–5715)
Priority: Other Significant.
E.O. 13771 Designation: Deregulatory.
Legal Authority: 12 U.S.C. 1707, 1709
and 1710; 12 U.S.C. 1715b; 12 U.S.C.
1715y; 12 U.S.C. 1715z–16; 12 U.S.C.
1715u; 42 U.S.C. 3535(d)
CFR Citation: 24 CFR 203.
Legal Deadline: None.
Abstract: This final rule implements
HUD’s authority under the single-family
mortgage insurance provisions of the
National Housing Act to insure onefamily units in a multifamily project,
including a project in which the
dwelling units are attached, or are
manufactured housing units, semidetached, or detached, and an
undivided interest in the common areas
and facilities which serve the project.
The rule provides for requirements for
lenders to obtain approval under the
Direct Endorsement Lender Review and
Approval Process (DELRAP) authority
for condominiums, and for standards
that projects must meet to be approved
for mortgage insurance on individual
units. The rule provides for flexibility
with respect to the concentration of
FHA-insured units, owner-occupied
units, and the amount that can be set
aside for commercial and nonresidential space. This will enable HUD
to vary these standards, within
parameters, to meet market needs.
Statement of Need: The Housing
Opportunities through Modernization
Act of 2016 requires HUD to issue
regulations on the commercial space
requirements for condominium projects;
these regulations would be codified in
HUD’s Code of Federal Regulations
(CFR) volume. Having one portion of the
basic program rules codified in the CFR
and others not codified would be
confusing and unfriendly to the public.
Additionally, the current program rules
are overly rigid. The rule will add
needed flexibility and logically codify
the basic rules of the program, similar
to HUD’s other single-family programs.
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Summary of Legal Basis: The legal
basis (in addition to HUD’s general
rulemaking authority under 42 U.S.C.
3535(d)) is the definition of mortgage in
section 201 of the Act (12 U.S.C. 1707),
which definition also applies to section
203 of the Act (12 U.S.C. 1709). The
definition was revised by the Housing
and Economic Recovery Act of 2008
(Pub. L. 110–289, approved July 30,
2008) to include a mortgages on a onefamily unit in a multifamily project, and
an undivided interest in the common
areas and facilities which serve the
project (this is the arrangement that
characterizes the large majority of condo
projects). More recently, the Housing
Opportunity Through Modernization
Act (Pub. L. 114–201, approved July 29,
2016), requires HUD to: Streamline the
condominium recertification process;
issue regulations to amend the
limitations on commercial space to
allow such requests to be processed
under either HUD or lender review; and
to consider factors relating to the
economy for the locality in which such
project is located or specific to project,
including the total number of family
units in the project. HUD will be
addressing these issues through the
regulation.
Alternatives: None.
Anticipated Cost and Benefits: The
rule will produce cost savings of $1
million per year by reducing the
paperwork required for recertification of
an approved project. There are some
costs associated with qualifying to
participate in the Direct Endorsement
Lender Review and Approval Process
(DELRAP). However, HUD anticipates
that many provisions of the rule, such
as single-unit approvals, and flexible
standards, would reduce or eliminate
the compliance costs of the rule.
Risks: The DELRAP process (which
gives underwriting responsibility to
qualified lenders) and single unit
approvals (which allow HUD to insure
mortgages in unapproved condominium
projects) could increase the risk of
defaults. However, the rule would add
safeguards to fully mitigate these risks.
The participating DELRAP lenders
would have to meet qualification
standards, and HUD would monitor
their performance on an ongoing basis,
and would have authority to take
corrective actions if a lender’s
performance is deficient. In addition,
single unit approvals would require that
HUD not insure mortgages in an
unapproved project if the percentage of
such mortgages exceeds an amount
determined by the Commissioner to be
necessary for the protection of the
insurance fund.
Timetable:
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Action
Date
NPRM ..................
NPRM Comment
Period End.
Final Action .........
09/28/16
11/28/16
FR Cite
81 FR 66565
01/00/19
Regulatory Flexibility Analysis
Required: No.
Government Levels Affected: None.
URL For Public Comments:
www.regulations.gov/
searchResults?rpp=25&po=0&s=FR5715&fp=true&ns=true.
Agency Contact: Elissa Saunders,
Director, Office of Single Family
Program Development, Office of
Housing, Department of Housing and
Urban Development, Office of Housing,
451 Seventh Street SW, Washington, DC
20410, Phone: 202 708–2121.
RIN: 2502–AJ30
HUD—OFFICE OF FAIR HOUSING AND
EQUAL OPPORTUNITY (FHEO)
Prerule Stage
amozie on DSK3GDR082PROD with PROPOSALS2
90. • Affirmatively Furthering Fair
Housing Streamlining and
Enhancement (FR–6123)
Priority: Other Significant.
E.O. 13771 Designation: Other.
Legal Authority: 42 U.S.C. 3535(d)
and 3601 to 3619
CFR Citation: 24 CFR 5, 91, 92, 570,
574, 576, and 903.
Legal Deadline: None.
Abstract: This advance notice of
proposed rulemaking invites public
comment on amendments to HUD’s
affirmatively furthering fair housing
(AFFH) regulations. The goal of the
regulations is to provide HUD program
participants with a specific planning
approach to assist them in meeting their
statutory obligation to affirmatively
further the purposes and policies of the
Fair Housing Act. HUD is committed to
its mission of achieving fair housing
opportunity for all, regardless of race,
color, religion, national origin, sex,
disability, or familial status. fair
housing. However, HUD’s experience
over the three years since the newlyspecified approach was promulgated
demonstrates that it is not fulfilling its
purpose to be an efficient means for
guiding meaningful action by program
participants. As HUD begins the process
of developing a proposed rule to amend
the existing AFFH regulations, it is
soliciting public comment on changes
that will: (1) Minimize regulatory
burden while more effectively aiding
program participants to plan for
fulfilling their obligation to
affirmatively further the purposes and
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policies of the Fair Housing Act; (2)
create a process that is focused
primarily on accomplishing positive
results, rather than on performing
analysis of community characteristics;
(3) provide for greater local control and
innovation; (4) seek to encourage
actions that increase housing choice,
including through greater housing
supply; and (5) more efficiently utilize
HUD resources. HUD is also reviewing
comments submitted in response to the
withdrawal of the Local Government
Assessment Tool and will consider
those comments during HUD’s
consideration of potential changes to the
AFFH regulations.
Statement of Need: The stated
purpose of the AFFH regulations is to
provide HUD program participants with
a planning approach to assist them in
meeting their legal obligation to
affirmatively further the purposes and
policies of the Fair Housing Act.
However, HUD has concluded that the
current regulations are ineffective. The
highly prescriptive regulations give
participants inadequate autonomy in
developing fair housing goals as
suggested by principles of federalism.
Additionally, the current regulations do
not address the lack of adequate housing
supply, which has a particular adverse
impact on protected classes under the
Fair Housing Act. Finally, some peerreviewed literature indicates that
outcomes of policies focused on
deconcentrating poverty may vary
across different ages and demographic
groups, and suggests that such policies
are difficult to implement at scale and
without disrupting local decision
making.
Summary of Legal Basis:
Alternatives: None.
Anticipated Cost and Benefits: At this
pre-rule stage, HUD expects that the
neither the total economic costs nor the
total efficiency gains will exceed $100
million.
Risks: Program participants are
reminded that the legal obligation to
affirmatively further fair housing
remains in effect. The withdrawal of the
Local Government Assessment Tool
means that a program participant that
has not yet submitted an AFH using that
device that has been accepted by HUD
must continue to carry out its duty to
affirmatively further fair housing by,
inter alia, continuing to assess fair
housing issues as part of planning for
use of housing and community
development block grants in accordance
with pre-existing requirements. The preexisting requirements referred to the fair
housing assessment as an analysis of
impediments to fair housing choice (AI).
HUD places a high priority upon the
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responsibility of program participants to
ensure that their AIs serve as effective
fair housing planning tools.
Timetable:
Action
ANPRM ...............
Comment Period
End.
NPRM ..................
Date
08/16/18
10/15/18
FR Cite
83 FR 40713
09/00/19
Regulatory Flexibility Analysis
Required: No.
Small Entities Affected: No.
Government Levels Affected: None.
Agency Contact: Krista Mills, Deputy
Assistant Secretary, Office of Policy,
Legislative Initiatives, and Outreach,
Department of Housing and Urban
Development, Office of Fair Housing
and Equal Opportunity, 451 Seventh
Street SW, Washington, DC 20410,
Phone: 202 402–6577.
RIN: 2529–AA97
BILLING CODE 4210–67–P
DEPARTMENT OF THE INTERIOR
Regulatory Plan Fall 2018
Introduction
The U.S. Department of the Interior
(‘‘Interior’’ or ‘‘the Department’’) serves
the American public by managing the
Nation’s natural resources for the
benefit and enjoyment of the American
people, and it honors the United States’
trust responsibilities or special
commitments to Federally recognized
tribes, American Indians, Alaska
Natives, and affiliated insular areas.
This includes managing approximately
500 million surface acres of Federal
land or about twenty percent of the
Nation’s land area, approximately 700
million subsurface acres of Federal
mineral estate, and over a billion acres
of submerged lands on the Outer
Continental Shelf.
Hundreds of millions of people visit
Interior-managed lands each year in
order to engage in camping, hiking,
hunting, fishing and various other forms
of outdoor recreation, which supports
local communities and their economies.
Interior provides access to Federal lands
and offshore areas for the development
of energy, minerals and other natural
resources, which generates revenue for
all levels of government, creates jobs
and supports the Nation’s energy and
mineral security by promoting the
identification and development of
domestic sources of energy, minerals
and the associated infrastructure needs.
Interior manages these resources under
a legal framework that includes
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regulations that ultimately affect the
lives and livelihoods of many
Americans.
America’s lands and natural resources
hold tremendous job-creating assets. As
the steward for a substantial portion of
this public trust, Interior manages the
Nation’s lands and natural resources for
multiple uses. Through this balanced
stewardship of public resources, which
recognizes the value of both
conservation and development, Interior
helps drive job opportunities and
economic growth. Interior supports
$254 billion in estimated economic
benefit, while direct grants and
payments to states, tribes, and local
communities provide an estimated $10
billion in economic benefit. In 2017,
Interior collected approximately $9.6
billion from energy, mineral, grazing,
and forestry activities on behalf of the
American people. Interior also supports
the economy by eliminating
unnecessary and burdensome Federal
regulatory requirements.
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Regulatory Reform
President Trump has made it a
priority of his administration to reform
regulatory requirements that negatively
impact our economy while maintaining
environmental standards. Since day
one, Secretary Zinke has been
committed to regulatory reform. Interior
is playing a key role in regulatory
reform and, pursuant to Executive Order
(E.O.) 13777, ‘‘Enforcing the Regulatory
Reform Agenda’’ (signed Feb. 24, 2017),
has established a Regulatory Reform
Task Force to help make Interior’s
regulations work better for the American
people. In accordance with E.O. 13777,
as well as E.O. 13771, ‘‘Reducing
Regulation and Controlling Regulatory
Costs’’ (signed Jan. 30, 2017), Interior
will continue its efforts to identify and
repeal, replace or modify regulations
that are unnecessary, ineffective or that
impose costs, which are not adequately
justified by benefits. Interior will also
continue to encourage and seek public
input on these regulatory reform efforts.
See 82 FR 28429 (June 22, 2017) and
https://www.doi.gov/regulatory-reform.
In fiscal year 2019, Interior’s
regulatory agenda will continue to
reflect a strong commitment to a
conservation ethic that also recognizes
that unnecessary regulations create
harmful economic consequences on the
U.S. economy. In doing this, the
Department will continue to protect
human health and the environment in a
responsible and cost-effective manner,
but in a way that avoids imposing
undue process or unnecessary economic
burdens on the American public.
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Regulatory and Deregulatory Priorities
Interior’s regulatory and deregulatory
priorities focus on:
• Promoting American energy and
critical mineral development
• Improving the effectiveness,
transparency and timeliness of
environmental review and permitting
processes for infrastructure projects
• Expanding outdoor recreation
opportunities for all Americans
• Enhancing conservation stewardship
• Improving management of species and
their habitats
• Upholding trust responsibilities to the
Federally recognized American Indian
and Alaska Native tribes and
addressing the challenges of economic
development
Promoting American Energy and
Critical Mineral Development
On March 28, 2017, President Trump
signed E.O. 13783, ‘‘Promoting Energy
Independence and Economic Growth,’’
which states that ‘‘[i]t is in the national
interest to promote clean and safe
development of our Nation’s vast energy
resources, while at the same time
avoiding regulatory burdens that
unnecessarily encumber energy
production, constrain economic growth,
and prevent job creation.’’ In accordance
with E.O. 13783, Interior strives to
promote the responsible development of
Federal and Indian energy resources,
while seeking to identify and eliminate
regulatory requirements that
unnecessarily burden the development
or use of domestic sources of energy
beyond the degree necessary to protect
the public interest or otherwise comply
with the law. In addition to reducing
unnecessary regulatory burdens, Interior
is committed to improving its
management of Federal and Indian
energy resources by developing more
efficient and streamlined permitting and
review procedures.
The Department also recognizes that
the public lands under its stewardship
are an important source of the Nation’s
non-energy mineral resources, some of
which are critical and strategic, and it
is committed to ensuring appropriate
access to public lands for the orderly
and efficient development of important
mineral resources. On December 20,
2017, President Trump signed E.O.
13817, ‘‘A Federal Strategy to Ensure
Secure and Reliable Supplies of Critical
Minerals,’’ which prioritizes the need to
reduce America’s dependence on
foreign sources for critical mineral
supplies, which the U.S. relies upon to
manufacture everything from batteries
and computer chips to the equipment
used by our military. Within this
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framework, on December 21, 2017,
Secretary Zinke signed Secretary’s
Order (S.O.) No. 3351, ‘‘Critical Mineral
Independence and Security,’’ which
directed Interior bureaus to identify a
list of critical minerals and streamline
permitting to encourage domestic
production of those critical minerals.
In furtherance of these goals, Interior
completed the following regulatory
actions during fiscal year 2018:
• BLM published the final rule
entitled, ‘‘Oil and Gas: Hydraulic
Fracturing on Federal and Indian Lands;
Rescission of a 2015 Rule’’ (82 FR
61924, Dec. 29, 2017);
• BLM publish the final rule entitled,
‘‘Waste Prevention, Production Subject
to Royalties, and Resource
Conservation: Rescission or Revision of
Certain Requirements’’ (83 FR 49184,
Sept. 28, 2018); and
• BSEE published the final rule
entitled, ‘‘Oil and Gas and Sulphur
Operations on the Outer Continental
Shelf—Oil and Gas Production Safety
Systems’’ (83 FR 49216, Sept. 28, 2018).
In fiscal year 2019, Interior will
continue to pursue a regulatory agenda
that seeks to eliminate or minimize
regulatory burdens that unnecessarily
encumber energy and mineral
development, and that promotes
efficient, effective and timely processing
of energy and mineral permits and other
authorizations on Interior-administered
lands and waters. Some of the
regulatory actions that Interior is
planning to prioritize in fiscal year 2019
include the following:
• BSEE is considering a potential
regulatory action to revise the final rule
entitled, ‘‘Oil and Gas and Sulfur
Operations on the Outer Continental
Shelf—Blowout Preventer Systems and
Well Control’’ (81 FR 25887, Apr. 29,
2016);
• BOEM is reviewing and considering
a potential regulatory action related to
its Notice to Lessees No. 2016–N01,
‘‘Notice to Lessees and Operators of
Federal Oil and Gas, and Sulfur Leases,
and Holders of Pipeline Right-of-Way
and Right-of-Use and Easement Grants
in the Outer Continental Shelf’’ (Sep.
12, 2016);
• BOEM is reconsidering the
provisions of the proposed rule entitled,
‘‘Air Quality Control, Reporting, and
Compliance,’’ (81 FR 19718, Apr. 5,
2016);
• BSEE and BOEM are reviewing and
considering a potential regulatory action
related to the final rule entitled, ‘‘Oil
and Gas and Sulfur Operations on the
Outer Continental Shelf—Requirements
for Exploratory Drilling on the Arctic
Outer Continental Shelf’’ (81 FR 46478,
Jul. 15, 2016); and
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• BLM is reviewing and considering a
potential regulatory action related to the
final rules entitled, ‘‘Onshore Oil and
Gas Operations; Federal and Indian Oil
and Gas Leases; Site Security’’ (81 FR
81356, Nov. 17, 2016), ‘‘Onshore Oil
and Gas Operations; Federal and Indian
Oil and Gas Leases; Measurement of
Oil’’ (81 FR 81462, Nov. 17, 2016), and
‘‘Onshore Oil and Gas Operations;
Federal and Indian Oil and Gas Leases;
Measurement of Gas’’ (81 FR 81516,
Nov. 17, 2016).
Improving the Efficiency, Transparency
and Timeliness of Environmental
Review and Permitting Processes for
Infrastructure Projects
As outlined in E.O. 13807,
‘‘Establishing Discipline and
Accountability in the Environmental
Review and Permitting Process for
Infrastructure Projects’’ (signed Aug. 15,
2017), inefficiencies in permitting
processes, including environmental
review processes, can delay or prevent
infrastructure investments, increase
project costs, and prevent the American
people from experiencing infrastructure
improvements that would benefit our
economy, society and environment.
With this in mind, E.O. 13807 directs
Federal agencies to undertake actions in
order to improve the effectiveness,
efficiency, transparency and
accountability of their environmental
review and permitting processes for
infrastructure projects.
The Department is responsible for
reviewing and approving permits and
other authorizations for various public
and private infrastructure projects on
and across Interior-managed lands
nationwide, including various forms of
surface transportation, such as roadways
and railroads, pipelines, transmission
lines, water resource projects, and
energy production and generation. As
such, Interior has an important role in
the overall objective of improving the
Nation’s infrastructure.
In recognition of the important role
that it plays in the overall efforts to
improve and strengthen the Nation’s
infrastructure, Interior has initiated
actions in order to identify and address
potential impediments to its efficient
and effective review of infrastructure
projects. For example, on August 31,
2017, Interior issued S.O. 3355,
‘‘Streamlining the National
Environmental Policy Act Reviews and
Implementation of Executive Order
13807, ‘Establishing Discipline and
Accountability in the Environmental
Review and Permitting Process for
Infrastructure Projects,’ ’’ in order to
enhance, modernize and improve the
efficiencies of the Department’s
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National Environmental Policy Act
(NEPA) review processes.
In order to ensure that the objectives
of E.O. 13807 and S.O. 3355 are
effectively implemented, the
Department has issued numerous
guidance documents, including
Environmental Review Memorandum
No. ERM 10–11, ‘‘Determining the
Applicable Environmental Review
Framework for Infrastructure Projects’’
(August 9, 2018), and the following
memoranda from the Deputy Secretary
of the Interior:
• ‘‘Additional Direction for
Implementing Secretary’s Order 3355’’
(April 27, 2018);
• ‘‘NEPA Document Clearance
Process’’ (April 27, 2018);
• ‘‘Compiling Contemporaneous
Decision Files’’ (April 27, 2018);
• ‘‘Standardized Intra-Department
Procedures Replacing Individual
Memoranda of Understanding for
Bureaus Working as Cooperating
Agencies’’ (June 11, 2018);
• ‘‘Questions and Answers Related to
Deputy Secretary Memorandums
(Memos) dated April 27, 2018’’ (June 22,
2018);
• ‘‘Reporting Costs Associated with
Developing Environmental Impact
Statements’’ (July 23, 2018); and
• ‘‘Additional Direction for
Implementing Secretary’s Order 3355
Regarding Environmental Assessments’’
(August 6, 2018).
In addition, pursuant to S.O. 3358,
‘‘Executive Committee for Expedited
Permitting’’ (signed Oct. 25, 2017),
Interior established an Executive
Committee for Expedited Permitting to
help improve the Department’s
permitting processes for energy projects.
This will involve improving the
permitting processes for energy-related
projects, as well as the harmonization of
appurtenant environmental reviews.
In fiscal year 2019, Interior will
pursue a regulatory agenda that
continues its efforts to improve the
Department’s permitting processes,
including interagency coordination and
environmental review processes, for
various types of infrastructure projects.
Some of the regulatory actions planned
for 2019 that will help to support those
objectives include:
• A Departmental rule that is being
developed to update and streamline
Interior’s NEPA processes—
‘‘Implementation of the National
Environmental Policy Act of 1969’’; and
• The following U.S. Fish and
Wildlife Service regulatory actions:
Æ ‘‘Conservation of Endangered and
Threatened Species; Revision of
Regulations to Address Interagency
Cooperation’’;
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57895
Æ ‘‘Endangered and Threatened
Species of Wildlife and Plants; Revision
of the Regulations for Listing Species
and Designating Critical Habitat’’;
Æ ‘‘Endangered and Threatened
Wildlife and Plants; Regulations for
Prohibitions to Threatened Wildlife and
Plants; Removal of Blanket Section 4(d)
Rule’’; and
Æ ‘‘Endangered Species Act Section
10 Regulations; Exceptions Regarding
the Conservation of Endangered and
Threatened Species of Wildlife and
Plants.’’
Increasing Outdoor Recreation for All
Americans, Enhancing Conservation
Stewardship, and Improving
Management of Species and Their
Habitat
On March 2, 2017, Secretary Zinke
signed S.O. 3347, ‘‘Conservation
Stewardship and Outdoor Recreation,’’
which established a goal to enhance
conservation stewardship, increase
outdoor recreation, and improve the
management of game species and their
habitat.
With S.O. 3356, ‘‘Hunting, Fishing,
Recreational Shooting, and Wildlife
Conservation Opportunities and
Coordination with States, Tribes, and
Territories,’’ which was signed on
September 15, 2017, Interior announced
continued efforts to enhance
conservation stewardship; increase
outdoor recreation opportunities for all
Americans, including opportunities to
hunt and fish; and improve the
management of game species and their
habitats for this generation and beyond.
On April 18, 2018, Secretary Zinke
signed S.O. 3365, ‘‘Establishment of a
Senior National Adviser for Recreation,’’
and S.O. 3366, ‘‘Increasing Recreational
Opportunities on Lands and Waters
Managed by the U.S. Department of the
Interior.’’ Those Secretary’s Orders
provide additional support for Interior’s
continuing efforts to increase access to
outdoor recreation on public lands for
all American.
In fiscal year 2019, Interior will
pursue a regulatory agenda that will
help to achieve its goals of expanding
opportunities for outdoor recreation,
including hunting and fishing, for all
Americans; enhancing conservation
stewardship; and improving the
management of species and their
habitat. The regulatory actions that
Interior is planning to pursue in
accordance with the aforementioned
goals include:
• A regulatory action that would align
Federal regulations regarding sport
hunting and trapping in national
preserves in Alaska with State of Alaska
laws and regulations; and
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• Regulatory actions that would
authorize certain recreational activities,
such as off-road vehicle use,
snowmobiling and bicycling, within
designated areas of certain National
Park System units.
Upholding Trust Responsibilities to the
Federally Recognized American Indian
and Alaska Native Tribes and
Addressing the Challenges of Economic
Development
The Department of the Interior and
the Bureau of Indian Affairs (BIA) are
committed to identifying opportunities
to promote economic growth and the
welfare of the people BIA serves by
removing barriers to the development of
energy and other resources in Indian
country. In fiscal year 2019, Interior will
continue to pursue a regulatory agenda
that supports that commitment.
Aggregate Deregulatory and Significant
Regulatory Actions
Interior made substantial progress in
reducing regulatory burdens upon the
American public. Since the issuance of
E.O. 13771 in January 2017, Interior has
finalized deregulatory actions that
provide a total of over $200 million in
annualized costs savings. In fiscal year
2019, Interior expects to complete
deregulatory actions that will provide
approximately $50 million in
annualized costs savings. Interior does
not currently expect to publish any
significant regulatory actions during the
next year that will be subject to the
offset requirements of E.O. 13771.
Throughout this document, the terms
‘‘deregulatory action’’ and ‘‘significant
regulatory action’’ refer to actions that
are subject to E.O. 13771.
Bureaus and Offices Within the
Department of the Interior
The following sections give an
overview of some of the major
deregulatory and regulatory priorities of
Interior bureaus and offices.
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Bureau of Indian Affairs
The Bureau of Indian Affairs (BIA)
enhances the quality of life, promotes
economic opportunity, and protects and
improves the trust assets of
approximately 1.9 million American
Indians, Indian tribes, and Alaska
Natives. BIA also provides quality
education opportunities to students in
Indian schools. BIA maintains a
government-to-government relationship
with the 573 federally recognized Indian
tribes. The Bureau also administers and
manages 55 million acres of surface land
and 57 million acres of subsurface
minerals held in trust by the United
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States for American Indians and Indian
tribes.
Deregulatory and Regulatory Actions
In the coming year, BIA’s regulatory
agenda will continue to focus on
priorities that ease regulatory burdens
on tribes, American Indians and Alaska
Natives, and others subject to BIA
regulations, in accordance with E.O.
13771, ‘‘Reducing Regulation and
Controlling Regulatory Costs,’’ and E.O.
13777, ‘‘Enforcing the Regulatory
Reform Agenda.’’ In accordance with
this focus, BIA has identified a
provision in the Tribal Transportation
Program regulation that may be
appropriate for revision because it
imposes data collection and reporting
requirements that are potentially
unnecessary under current law. BIA also
plans to finalize a regulation that would
streamline the right-of-way process for
governmental entities seeking a waiver
of the requirement to obtain a bond in
certain cases. To reduce documentary
burden, BIA is planning to finalize a
rule that would allow for the recording
in land title records of a memorandum
of lease, rather than requiring recording
of all the lease documents.
Because many of its existing
regulations require compliance with the
NEPA, BIA is also working on parallel
efforts to streamline NEPA
implementation, in accordance with
E.O. 13807, ‘‘Establishing Discipline
and Accountability in the
Environmental Review and Permitting
Process for Infrastructure Projects,’’ and
S.O. 3355, ‘‘Streamlining National
Environmental Policy Act Reviews and
Implementation of Executive Order
13807.’’
The BIA has one potentially
significant regulatory action on its
agenda that would revise the existing
regulations governing off-reservation
trust acquisitions to establish new items
that must be included in an application
and threshold criteria that must be met
for off-reservation acquisitions before
NEPA compliance will be required. The
rule would also reinstate the 30-day
delay for taking land into trust following
a decision by the Secretary or Assistant
Secretary. This rule is expected to have
de minimis economic impacts and
therefore likely exempt from the offset
requirements under E.O. 13771.
Bureau of Land Management
The Bureau of Land Management
(BLM) manages more than 245 million
acres of public land, known as the
National System of Public Lands,
primarily located in 12 Western states,
including Alaska. The Bureau also
administers 700 million acres of sub-
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surface mineral estate throughout the
nation. As stewards, the BLM pursues
its multiple-use mission, providing
opportunities for economic growth
through uses such as energy
development, ranching, mining and
logging, as well as outdoor recreation
activities such as camping, hunting and
fishing, while also supporting
conservation efforts. Public lands
provide valuable, tangible goods and
materials that we use every day to heat
our homes, build our roads, and feed
our families. The BLM strives to be a
good neighbor in the communities it
serves, and is committed to keeping
public landscapes healthy and
productive.
Deregulatory and Regulatory Actions
BLM has identified the following
deregulatory actions for the coming
year:
• Non-Energy Solid Leasable
Minerals Royalty Rate Reductions (RIN
1004–AE58); and
• Revisions to Oil and Gas Site
Security, Oil Measurement, and Gas
Measurement Regulations (RIN 1004–
AE59).
BLM has no significant regulatory
actions subject to E.O. 13771 planned in
2019.
Non-Energy Solid Leasable Minerals
Royalty Rate Reductions
The BLM is considering a proposed
rule to streamline the royalty rate
reduction process for non-energy solid
leasable minerals. The proposed rule
would address shortcomings with the
existing royalty rate reduction
regulations for non-energy solid leasable
minerals at 43 CFR subpart 3513—
Waiver, Suspension or Reduction of
Rental and Minimum Royalties.
The current regulations establish the
royalty rate reduction process. However,
that process is believed to be
unnecessarily burdensome and the
standards are higher than the applicable
statute requires for approval of a royalty
rate reduction. The proposed rule would
streamline the royalty rate reduction
process and align the BLM regulations
more closely with the standards of the
Mineral Leasing Act of 1920.
Revisions to Oil and Gas Site Security,
Oil Measurement, and Gas Measurement
Regulations
On November 17, 2016, the BLM
issued three final rules that updated and
replaced the BLM’s existing Onshore Oil
and Gas Orders (Onshore Orders) for
site security (Onshore Order 3),
measurement of oil (Onshore Order 4),
and measurement of gas (Onshore Order
5). The three rules were codified in Title
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43 of the Code of Federal Regulations at
subparts 3170 (Onshore Oil and Gas
Production: General), 3173
(Requirements for Site Security and
Production Handling), 3174
(Measurement of Oil), and 3175
(Measurement of Gas). These rules were
prompted by external and internal
oversight reviews, which found that
many of the BLM’s production
measurement and accountability
policies were outdated and
inconsistently applied. The rules
addressed some of the Government
Accountability Office’s concerns for
areas of high risk with regard to the
Department’s production accountability.
The rulemakings also provide a process
for approving new measurement
technology that meets defined
performance goals.
In accordance with E.O. 13783,
‘‘Promoting Energy Independence and
Economic Growth’’ (March 28, 2017),
and S.O. 3349, ‘‘American Energy
Independence’’ (March 29, 2017), the
BLM has undertaken a review of the
rules to determine if certain provisions
may have added regulatory burdens that
unnecessarily encumber energy
production, constrain economic growth,
and prevent job creation. As a result of
this review, the BLM is considering a
proposed rulemaking action that will
propose to modify certain provisions of
43 CFR subparts 3170, 3173, 3174, and
3175 in order to reduce unnecessary and
overly burdensome regulatory
requirements.
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Bureau of Ocean Energy Management
The Bureau of Ocean Energy
Management (BOEM) is committed to
the Administration proposition that ‘‘A
brighter future depends on energy
policies that stimulate our economy,
ensure our security, and protect our
health.’’ In accordance with E.O. 13783,
‘‘Promoting Energy Independence and
Economic Growth,’’ BOEM is committed
to the safe and orderly development of
our offshore energy and mineral
resources, with the goal of avoiding
regulatory burdens that unnecessarily
encumber energy production, constrain
economic growth, and prevent job
creation. BOEM is committed to
identifying regulatory and deregulatory
opportunities and policies that lower
costs and stimulate development. BOEM
continues to strengthen U.S. energy
security and energy independence.
BOEM creates jobs, benefits local
communities, and strengthens the
economy by offering opportunities to
develop the conventional and renewable
energy and mineral resources of the
Outer Continental Shelf (OCS).
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Deregulatory and Regulatory Actions
E.O. 13795, ‘‘Implementing an
America-First Offshore Energy
Strategy,’’ specifically addressed certain
Interior rules related to offshore energy.
To implement E.O. 13795, Interior
issued S.O. 3350, ‘‘America-First
Offshore Energy Strategy,’’ which
enhances opportunities for energy
exploration, leasing, and development
on the OCS; establishes regulatory
certainty for OCS activities; and
enhances conservation stewardship,
thereby providing jobs, energy security,
and revenue for the American people. In
accordance with S.O. 3350, BOEM has:
• Reconsidered its financial
assurance policies expressed in Notice
to Lessees No. 2016–N01 related to
offshore oil and gas activities. BOEM is
currently working on a proposed rule to
protect taxpayers from unnecessary
liabilities while minimizing
unnecessary regulatory burdens on
industry.
• Ceased activities to promulgate the
‘‘Offshore Air Quality Control,
Reporting, and Compliance’’ proposed
rule, which was published on April 5,
2016 (81 FR 19717). Following
extensive review, BOEM is now
completing a more limited final rule
that will implement BOEM’s statutory
responsibility to ensure that OCS
operations conducted under a BOEM
approved plan are in compliance with
statutory mandates.
• Reviewed, in consultation with the
Bureau of Safety and Environmental
Enforcement (BSEE), the final rule ‘‘Oil
and Gas and Sulfur Operations on the
Outer Continental Shelf—Requirements
for Exploratory Drilling on the Arctic
Outer Continental Shelf,’’ which was
published on July 15, 2016 (81 FR
46478), for consistency with the policy
set forth in section 2 of E.O. 13795. As
a result of that review, BOEM and BSEE
are considering deregulatory options for
the rule.
BOEM has no economically
significant regulatory actions planned
for fiscal year 2019.
Streamlining Renewable Energy
Regulations
BOEM’s renewable energy program
has matured over the past 8 years as it
has conducted 7 auctions and issued 13
commercial leases for offshore wind.
Through that experience and
stakeholder engagement, BOEM has
identified deregulatory opportunities for
reforming, streamlining, and clarifying
its renewable energy regulations. This
proposed rulemaking contains reforms
that are intended to facilitate offshore
renewable energy development, while
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57897
not decreasing environmental
safeguards. The rulemaking advances,
and is consistent with, the
Administration’s deregulatory and
energy security policies.
Compliance With Executive and
Secretary’s Orders, and Statutory
Mandates
BOEM will continue to be responsive
to the various regulatory reform
initiatives, including identifying and
acting upon any regulations, orders,
guidance, policies or any similar actions
that could potentially burden the
development or utilization of
domestically produced energy sources.
Bureau of Safety and Environmental
Enforcement
The Bureau of Safety and
Environmental Enforcement’s (BSEE)
mission is to promote offshore
conservation, development and
production of offshore energy resources
while ensuring that offshore operations
are safe and environmentally
responsible. BSEE’s priorities in
fulfillment of its mission are to: (1)
Promote and regulate offshore energy
development using the full range of
authorities, policies, and tools to ensure
safety and environmental responsibility;
and (2) build and sustain the
organizational, technical, and
intellectual capacity within and across
BSEE’s key functions in order to keep
pace with offshore industry technology
improvements, innovate in
economically sound regulation and
enforcement, and reduce risk through
appropriate risk assessment and
regulatory and enforcement actions.
Consistent with the direction in E.O.
13783, ‘‘Promoting Energy
Independence and Economic Growth,’’
E.O. 13795, ‘‘Implementing an AmericaFirst Offshore Energy Strategy,’’ as well
as E.O. 13771, ‘‘Reducing Regulation
and Controlling Regulatory Costs,’’
BSEE has reviewed and will continue to
review its existing regulations to
determine whether they may
unnecessarily burden the development
or use of domestically produced energy
resources, constrain economic growth,
or prevent job creation. BSEE is a wellpositioned partner ready to help all
stakeholders maintain the Nation’s
position as a global energy leader and
foster energy independence for the
benefit of the American people, while
ensuring that offshore oil and gas
activity in the Outer Continental Shelf
is performed in a safe and
environmentally responsible manner.
In the coming year, BSEE plans to
finalize two deregulatory actions and
three regulatory actions. BSEE has no
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significant regulatory actions that are
expected to be subject to E.O. 13771
planned for the coming year.
Deregulatory Actions
BSEE has identified the following
deregulatory actions under E.O. 13771
as high priorities for fiscal year 2019:
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Well Control and Blowout Prevention
Systems Rule Revision
In the immediate aftermath of the
Deepwater Horizon incident in 2010, 14
external organizations made a total of
424 recommendations, which were
expressed through 26 separate reports,
in order to improve the safety of
offshore oil and gas operations. BSEE
subsequently issued four rules that
addressed those recommendations,
which included the April 2016 final
rule entitled, ‘‘Oil and Gas and Sulfur
Operations on the Outer Continental
Shelf-Blowout Preventer Systems and
Well Control’’ (81 FR 25888) (‘‘2016
Well Control Rule’’ or ‘‘2016 rule’’). The
2016 Well Control Rule consolidated the
equipment and operational
requirements for well control into one
part of BSEE’s regulations; enhanced
blowout preventer (BOP), well design,
and modified well-control requirements;
and incorporated certain industry
technical standards.
Consistent with the policy direction
of E.O.s 13771 and 13795 and S.O. 3350,
BSEE undertook a review of the 2016
Well Control Rule with a view toward
encouraging energy exploration and
production and reducing unnecessary
regulatory burdens while ensuring that
any such activity is safe and
environmentally responsible. After
thoroughly reexamining the 2016 Well
Control Rule, on May 11, 2018, BSEE
published a proposed rule entitled, ‘‘Oil
and Gas and Sulfur Operations on the
Outer Continental Shelf-Blowout
Preventer Systems and Well Control
Revisions’’ (83 FR 22128) (‘‘proposed
rule’’), to reduce regulatory burdens and
encourage job-creating development,
while still ensuring safe and
environmentally responsible offshore oil
and gas operations.
In developing the proposed rule,
BSEE carefully analyzed all 342
provisions of the 2016 Well Control
Rule, and identified 59 of those
provisions—or less than 18% of the
2016 Rule—as appropriate for revision
or deletion.1 During this process, BSEE
also compared each of the proposed
changes to the 424 recommendations
arising from the 26 separate reports
1 A provision represents a requirement of the
operator that may be comprised of a single citation
or multiple citations.
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developed in the wake of and in
response to the Deepwater Horizon
incident, and determined that none of
the proposed changes contradicts or
ignores any of those recommendations,
or would alter any provision of the 2016
Well Control Rule in a way that would
make the result inconsistent with any of
the recommendations. Among the
potential changes included in the
proposed rule are:
• Revising the accumulator system
requirements and accumulator bottle
requirements for Blowout Preventers
(BOPs) to better align with industry
standards, particularly API Standard
53—Blowout Prevention Equipment
Systems for Drilling Wells;
• Revising the requirement to shut in
platforms when a lift boat approaches;
• Revising the BOP control station
and pod testing schedules to ensure
component functionality without
inadvertently requiring duplicative
testing;
• Removing certain prescriptive
requirements for real-time monitoring;
and
• Replacing the required use of a
BSEE-approved verification of
organization (BAVO) with the use of an
independent third-party for certain
certifications and verifications of BOP
systems and components, and removing
the requirement to have a BAVO submit
a Mechanical Integrity Assessment
report for the BOP stack and system.
Exploratory Drilling on the Arctic Outer
Continental Shelf Rule
BSEE has reviewed, in consultation
with BOEM, the final rule ‘‘Oil and Gas
and Sulfur Operations on the Outer
Continental Shelf—Requirements for
Exploratory Drilling on the Arctic Outer
Continental Shelf,’’ published on July
15, 2016 (81 FR 46478), for consistency
with the policy set forth in section 2 of
E.O. 13795. As a result of that review,
BSEE and BOEM are considering
deregulatory options for the rule.
In addition to the deregulatory actions
previously identified, BSEE will
continue to review the remainder of its
regulations to identify other
requirements that could be modified to
increase efficiency, streamline
processes, reduce industry burden, and
maximize energy resources while
ensuring offshore operations are
performed in a safe and
environmentally sustainable manner.
Regulatory Actions
BSEE has no significant regulatory
actions subject to E.O. 13771 planned
for fiscal year 2019. However, BSEE
plans to complete the following three,
non-significant rulemakings before the
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end of that fiscal year that are either
statutorily required or are minor in
nature:
Outer Continental Shelf Lands Act; 2019
Inflation Adjustments for Civil Penalties
This rulemaking would adjust the
level of civil monetary penalties
contained in BSEE’s regulations that are
pursuant to the Outer Continental Shelf
Lands Act. The Federal Civil Penalties
Inflation Adjustment Act Improvements
Act of 2015 (FCPIA) requires Federal
agencies to make annual adjustments for
inflation to civil penalties contained in
its regulations.
Federal Oil and Gas Royalty
Management Act; 2019 Inflation
Adjustments for Civil Penalties
To provide for a more cohesive and
streamlined approach for making annual
inflation adjustments to BSEE’s
FOGRMA-related civil penalties under
the FCPIA, this rulemaking would
remove the civil monetary amounts
contained in BSEE’s regulations and
replace them with a cross-reference to
the Office of Natural Resource
Revenue’s (ONRR) FOGRMA civil
penalty regulations. Pursuant to the
FCPIA, ONRR makes inflation
adjustments to its FOGRMA civil
penalties on an annual basis pursuant to
the FCPIA.
Privacy Act Regulations; Exemption for
the Investigations Case Management
System
Interior will amend its regulations to
exempt certain records from particular
provisions of the Privacy Act, which
BSEE maintains to conduct and
document incident investigations
related to operations on the Outer
Continental Shelf (OCS).
Office of Natural Resources Revenue
The Office of Natural Resources
Revenue (ONRR) will continue to
collect, account for, and disburse
revenues from Federal offshore energy
and mineral leases and from onshore
mineral leases on Federal and Indian
lands. The program operates nationwide
and is primarily responsible for timely
and accurate collection, distribution,
and accounting for revenues associated
with mineral and energy production.
ONRR’s regulatory plan for October 1,
2018 through September 30, 2019 is as
follows:
By January 15, 2019, ONRR will draft
and publish in the Federal Register a
final rule (1012–AA24) to adjust for
inflation ONRR’s daily maximum civil
penalty rates, to be effective for calendar
year 2019. This adjustment is required
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by law (28 U.S.C. 2461) and OMB
Guidance.
Office of Surface Mining Reclamation
and Enforcement
The Office of Surface Mining
Reclamation and Enforcement (OSMRE)
was created by the Surface Mining
Control and Reclamation Act of 1977
(SMCRA). Under SMCRA, OSMRE has
two principal functions—the regulation
of surface coal mining and reclamation
operations, and the reclamation and
restoration of abandoned coal mine
lands. In enacting SMCRA, Congress
directed OSMRE to ‘‘strike a balance
between protection of the environment
and agricultural productivity and the
Nation’s need for coal as an essential
source of energy.’’ OSMRE seeks to
develop and maintain a regulatory
program that provides a safe, costeffective, and environmentally sound
supply of coal to help support the
Nation’s economy and local
communities.
Deregulatory and Regulatory Actions
OSMRE is continuing to review
additional actions to reduce burdens on
energy production, including, for
example, reviewing the state program
amendment process to reduce the time
it takes to formally amend an approved
regulatory program.
OSMRE has no significant regulatory
actions planned for fiscal year 2019.
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U.S. Fish and Wildlife Service
The mission of the U.S. Fish and
Wildlife Service (FWS) is to work with
others to conserve, protect, and enhance
fish, wildlife, and plants and their
habitats for the continuing benefit of the
American people. The FWS also
provides opportunities for Americans to
enjoy the outdoors and our shared
natural heritage.
The FWS fulfills its responsibilities
through a diverse array of programs that:
• Protect and recover endangered and
threatened species;
• Monitor and manage migratory
birds;
• Enforce Federal wildlife laws and
regulate international trade;
• Conserve and restore wildlife
habitat such as wetlands;
• Help foreign governments conserve
wildlife through international
conservation efforts;
• Distribute Federal funds to States,
territories, and tribes for fish and
wildlife conservation projects; and
• Manage the more than 150 million
acres of land and water from the
Caribbean to the remote Pacific in the
National Wildlife Refuge System, which
protects and conserves fish and wildlife
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and their habitats, and allows the public
to engage in outdoor recreational
activities.
Deregulatory and Regulatory Actions
During the next year, the regulatory
priorities of FWS will include:
Regulations Under the Endangered
Species Act (ESA)
The FWS, jointly with the National
Marine Fisheries Service (NMFS), will
propose regulatory actions to improve
the administration of the ESA, and
reduce unnecessary administrative
burdens. The FWS and NMFS are
developing regulatory reforms that will
create efficiencies and streamline the
ESA consultation process, as well as the
processes for listing and delisting
threatened and endangered species. In
addition, FWS is developing a
regulatory action that would remove the
blanket section 4(d) rule applying to
species listed as threatened. This change
will align FWS’s process with NMFS
and result in regulations and
prohibitions tailored to the conservation
needs of specific species.
The FWS is also considering a
rulemaking action that would improve
and clarify its regulations that
implement section 10 of the ESA and
pertain to the issuance of permits for the
take of threatened and endangered
species.
The FWS also plans to take multiple
regulatory actions under the ESA in
order to prevent the extinction and
facilitate the recovery of both domestic
and foreign animal and plant species.
Accordingly, FWS will add species to,
remove species from, and reclassify
species on the Lists of Endangered and
Threatened Wildlife and Plants, and
designate critical habitat, in accordance
with the National Listing Workplan and
3-Year Downlisting and Delisting
Workplan. These Workplans enable
FWS to prioritize its workload based on
the needs of species, while providing
greater clarity and predictability about
the timing of ESA classification
determinations to State wildlife
agencies, nonprofit organizations, and
various other diverse stakeholders and
partners. The goals of the Workplans are
to encourage proactive conservation so
that Federal protections are not needed
in the first place and to remove
regulatory burdens once a listed species’
status is improved or the species is
recovered.
Regulations Under the Migratory Bird
Treaty Act (MBTA)
In carrying out its responsibility to
manage migratory bird populations,
FWS plans to issue annual migratory
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57899
bird hunting regulations, which
establish the frameworks (outside
limits) for States to establish season
lengths, bag limits, and areas for
migratory game bird hunting. FWS is
considering and plans to propose a
regulatory action to revise and improve
the administration of the MBTA.
Regulations To Administer the National
Wildlife Refuge System (NWRS)
In carrying out its statutory
responsibility to provide wildlifedependent recreational opportunities on
NWRS lands, FWS issues an annual rule
to update the hunting and fishing
regulations on specific refuges.
Regulations To Carry Out the PittmanRobertson Wildlife Restoration and
Dingell-Johnson Sport Fish Restoration
Acts (Acts)
Under the Acts, FWS distributes
annual apportionments to States from
trust funds derived from excise tax
revenues and fuel taxes. FWS continues
to work closely with State fish and
wildlife agencies on how to use these
funds to implement conservation
projects. To strengthen its partnership
with State conservation organizations,
FWS is working on several rules to
update and clarify its regulations.
Planned regulatory revisions will help
to reflect several new decisions agreed
upon by State conservation
organizations.
Regulations To Carry Out the
Convention on International Trade in
Endangered Species of Wild Fauna and
Flora (CITES) and the Lacey Act
In accordance with section 3(a) of
E.O. 13609, ‘‘Promoting International
Regulatory Cooperation,’’ FWS will
update its CITES regulations to
incorporate provisions resulting from
the 16th and 17th Conference of the
Parties to CITES. The revisions will help
FWS more effectively promote species
conservation and help U.S. importers
and exporters of wildlife products
understand how to conduct lawful
international trade.
The FWS has no significant regulatory
actions that are subject to E.O. 13771
planned for fiscal year 2019.
National Park Service
The National Park Service (NPS)
preserves the natural and cultural
resources and values within 417 units of
the National Park System encompassing
nearly 84 million acres of lands and
waters for the enjoyment, education,
and inspiration of this and future
generations. The NPS also cooperates
with partners to extend the benefits of
resource conservation and outdoor
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recreation throughout the United States
and the world.
The NPS intends to issue a number of
deregulatory actions and no significant
regulatory actions during the upcoming
year.
Deregulatory Actions
The NPS will undertake deregulatory
actions under E.O. 13771, ‘‘Reducing
Regulation and Controlling Regulatory
Costs,’’ that will reduce regulatory costs.
Several of these actions also comply
with section 6 of E.O. 13563,
‘‘Improving Regulation and Regulatory
Review,’’ because they will remove or
modify outdated, unnecessarily
complicated and burdensome
regulations.
The NPS intends to:
• Issue a final rule to align sport
hunting regulations in national
preserves in Alaska with State of Alaska
regulations and to enhance consistency
with harvest regulations on surrounding
non-federal lands and waters.
• Issue a proposed rule that would
revise existing regulations
implementing the Native American
Graves Protection and Repatriation Act
(NAGPRA) to streamline requirements
for museums and Federal agencies. The
rule would describe the NAGPRA
process in accessible language with
clear time parameters, eliminate
ambiguity, clarify terms, and improve
efficiency.
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NPS Response to Secretarial Order 3366:
Increasing Recreational Opportunities
on Lands and Waters Managed by the
U.S. Department of the Interior
Enabling regulations are considered
deregulatory under guidance to E.O.
13771. The NPS will undertake several
enabling regulatory actions in the
coming year that will provide new
opportunities for the public to enjoy and
experience certain areas within the
National Park System. These include
regulations authorizing:
• Off-road vehicle use at Cape
Lookout National Seashore (final rule),
Glen Canyon National Recreation Area
(final rule), Big Cypress National
Preserve (proposed rule), and Fire
Island National Seashore (proposed
rule);
• Bicycling at Pea Ridge National
Military Park (final rule), Hot Springs
National Park (proposed rule), Buffalo
National River (proposed rule), and
Whiskeytown National Recreation Area
(proposed rule);
• Launching of non-motorized vessels
from Colonial National Historic Park
(proposed rule);
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• Snowmobiles within Pictured
Rocks National Lakeshore (proposed
rule);
• Personal watercraft within Gulf
Islands National Seashore (proposed
rule); and
• Recreational flying within Death
Valley National Park (proposed rule).
These actions will allow the public to
use NPS-administered lands and waters
in a manner that protects the resources
and values of the National Park System.
As outdoor recreation technology, uses,
and patterns evolve, the NPS regulations
and management policies will also need
to evolve. The NPS is working to
address emerging forms of recreation
such as electric bicycles (e-bikes).
Other Priority Rulemakings of Particular
Interest to Small Business
The NPS intends to issue a proposed
rule to implement the Visitor
Experience Improvements Authority
(VEIA) given to the NPS by Congress in
Title VII of the National Park Service
Centennial Act. This authority allows
the NPS to award and administer
commercial services contracts (and
related professional services contracts)
for the operation and expansion of
commercial visitor facilities and visitor
services programs in units of the
National Park System.
Bureau of Reclamation
The Bureau of Reclamation’s mission
is to manage, develop, and protect water
and related resources in an
environmentally and economically
sound manner in the interest of the
American public. To accomplish this
mission, we employ management,
engineering, and science to achieve
effective and environmentally sensitive
solutions. Reclamation projects provide:
Irrigation water service, municipal and
industrial water supply, hydroelectric
power generation, water quality
improvement, groundwater
management, fish and wildlife
enhancement, outdoor recreation, flood
control, navigation, river regulation and
control, system optimization, and
related uses. In addition, we continue to
provide increased security at our
facilities.
Deregulatory and Regulatory Actions
The Bureau of Reclamation intends to
publish no deregulatory or significant
regulatory actions in fiscal year 2019.
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Other Regulatory Actions of the
Department of the Interior
Natural Resource Damages and
Restoration—Hazardous Substances
(RIN: 1090–AB17)
The existing regulation (43 CFR 11)
provides procedures that Natural
Resource Trustees may use to evaluate
the need for and means of restoring,
replacing, or acquiring the equivalent of
public natural resources that are injured
or destroyed as a result of releases of
hazardous substances. The Department
is considering a potential rulemaking
action that would provide an
opportunity for others (Federal agencies,
States, Indian Tribes, and interested
public) to provide input on areas of the
existing regulations that could be
revised to increase effectiveness,
efficiency, and restoration of the injured
resources.
Implementation of the National
Environmental Policy Act of 1969 (RIN:
1090–AB18)
The Department is developing
regulations to streamline its National
Environmental Policy Act (NEPA)
process by increasing the number of
categorical exclusions and updating its
NEPA regulations.
DOI—ASSISTANT SECRETARY FOR
LAND AND MINERALS MANAGEMENT
(ASLM)
Proposed Rule Stage
91. Revisions to the Requirements for
Exploratory Drilling on the Arctic
Outer Continental Shelf
Priority: Economically Significant.
Major under 5 U.S.C. 801.
E.O. 13771 Designation: Deregulatory.
Legal Authority: 43 U.S.C. 1331 to
1356a; 33 U.S.C. 2701
CFR Citation: 30 CFR 250; 30 CFR
254; 30 CFR 550.
Legal Deadline: None.
Abstract: This proposed rule would
revise specific provisions of the
regulations published in the final Arctic
Exploratory Drilling Rule, 81 FR 46478
(July 15, 2016), which established a
regulatory framework for exploratory
drilling and related operations within
the Beaufort Sea and Chukchi Sea
Planning Areas on the Outer
Continental Shelf of Alaska. The
rulemaking for this RIN replaces the
Bureau of Safety and Environmental
Enforcement’s RIN 1014–AA40.
Timetable:
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Action
Date
NPRM ..................
FR Cite
01/00/19
Regulatory Flexibility Analysis
Required: Yes.
Small Entities Affected: Businesses.
Government Levels Affected: None.
Agency Contact: Bryce Barlan,
Regulatory Analyst, Department of the
Interior, Bureau of Safety and
Environmental Enforcement, 45600
Woodland Road, Sterling, VA 20166,
Phone: 703 787–1126, Email:
bryce.barlan@bsee.gov.
Deanna Meyer-Pietruszka, Chief,
OPRA, Department of the Interior,
Bureau of Ocean Energy Management,
1849 C Street NW, Washington, DC
20240, Phone: 202 208–6352, Email:
deanna.meyer-pietruszka@boem.gov.
RIN: 1082–AA01
BILLING CODE: 4334–63–P
DEPARTMENT OF JUSTICE (DOJ)—
FALL 2018
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Statement of Regulatory Priorities
The solemn duty of the Department of
Justice is to uphold the Constitution and
laws of the United States so that all
Americans can live in peace and
security. As the chief law enforcement
agency of the United States government,
the Department of Justice’s fundamental
mission is to protect people by
enforcing the rule of law. To fulfill this
mission, the Department is devoting
resources and utilizing the legal
authorities available to combat violent
crime and terrorism, prosecute drug
traffickers, and enforce immigration
laws. Because the Department of Justice
is primarily a law enforcement agency
and not a regulatory agency, it carries
out its principal investigative,
prosecutorial, and other enforcement
activities through means other than the
regulatory process.
This year, the Department of Justice
continues to revise and improve its
procedures for evaluating new
regulatory actions and analyzing the
costs that would be imposed. Executive
Order 13771 (E.O. 13771), titled
‘‘Reducing Regulation and Controlling
Regulatory Costs,’’ 82 FR 9339 (Feb. 3,
2017), requires an agency, unless
prohibited by law, that for every one
new regulation issued, at least two prior
regulations be identified for elimination.
In furtherance of this requirement,
section 2(c) of E.O. 13771 requires the
new incremental costs associated with
new regulations, to the extent permitted
by law, be offset by the elimination of
existing costs associated with at least
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two prior regulations. Section 3(a) states
that starting with fiscal year 2018, ‘‘the
head of each agency shall identify, for
each regulation that increases
incremental cost, the offsetting
regulations described in section 2(c) of
[E.O. 13771], and provide the agency’s
best approximation of the totals costs or
savings associated with each new
regulation or repealed regulation.’’
In addition to the new cost analyses
being conducted pursuant to E.O.
13771, the Department is actively
carrying out the provisions of E.O.
13777, ‘‘Enforcing the Regulatory
Reform Agenda,’’ 82 FR 12285 (Mar. 1,
2017). The Department’s Regulatory
Reform Task Force continues actively
working to evaluate existing Department
regulatory actions and to make
recommendations regarding their repeal,
replacement, or modification in order to
reduce unnecessary burdens.
The regulatory priorities of the
Department include initiatives in the
areas of federal grant programs, criminal
law enforcement, immigration, and civil
rights. These initiatives are summarized
below. In addition, several other
components of the Department carry out
important responsibilities through the
regulatory process. Although their
regulatory efforts are not separately
discussed in this overview of the
regulatory priorities, those components
have key roles in implementing the
Department’s anti-terrorism and law
enforcement priorities.
Bureau of Alcohol, Tobacco, Firearms
and Explosives (ATF)
ATF issues regulations to enforce the
Federal laws relating to the manufacture
and commerce of firearms and
explosives. ATF’s mission and
regulations are designed, among other
objectives, (1) to curb illegal traffic in,
and criminal use of, firearms and
explosives, and (2) to assist State, local,
and other Federal law enforcement
agencies in reducing crime and
violence. ATF will continue, as a
priority during fiscal year 2019, to seek
modifications to its regulations
governing commerce in firearms and
explosives to fulfill these objectives.
As its key regulatory initiative, ATF
plans to amend its regulations to clarify
that ‘‘bump fire’’ stocks, slide-fire
devices, and devices with certain
similar characteristics (bump-stock-type
devices) are ‘‘machineguns’’ as defined
by the National Firearms Act of 1934,
and the Gun Control Act of 1968,
because such devices allow a shooter of
a semiautomatic firearm to initiate a
continuous firing cycle with a single
pull of the trigger. This is one of the
Department’s Regulatory Plan entries.
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In addition, ATF plans to update its
regulations requiring notification of
stored explosive materials to require
annual reporting (RIN 1140–AA51).
This regulatory action is intended to
increase safety for emergency first
responders and the public.
ATF also plans to issue regulations to
finalize the current interim rules
implementing the provisions of the Safe
Explosives Act (RIN 1140–AA00). The
Department is also planning to finalize
a proposed rule to codify regulations (27
CFR part 771) governing the procedure
and practice for proposed denial of
applications for explosives licenses or
permits and proposed revocation of
such licenses and permits (RIN 1140–
AA38). As proposed, this rule is a
regulatory action that clarifies the
administrative hearing processes for
explosives licenses and permits. This
rule promotes open government and
disclosure of ATF’s procedures and
practices for administrative actions
involving explosive licensees or
permittees.
ATF also has begun a rulemaking
process that amends 27 CFR part 447 to
update the terminology in the ATF
regulations based on similar
terminology amendments made by the
Department of State on the U.S.
Munitions List in the International
Traffic in Arms Regulations, and the
Department of Commerce on the
Commerce Control List in the Export
Administration Regulations (RIN 1140–
AA49).
Drug Enforcement Administration
(DEA)
DEA is the primary agency
responsible for coordinating the drug
law enforcement activities of the United
States and also assists in the
implementation of the President’s
National Drug Control Strategy. DEA
implements and enforces titles II and III
of the Comprehensive Drug Abuse
Prevention and Control Act of 1970 and
the Controlled Substances Import and
Export Act (21 U.S.C. 801–971), as
amended, collectively referred to as the
Controlled Substances Act (CSA). DEA’s
mission is to enforce the CSA and its
regulations and bring to the criminal
and civil justice system those
organizations and individuals involved
in the growing, manufacture, or
distribution of controlled substances
and listed chemicals appearing in or
destined for illicit traffic in the United
States. The CSA and its implementing
regulations are designed to prevent,
detect, and eliminate the diversion of
controlled substances and listed
chemicals into the illicit market while
providing for the legitimate medical,
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scientific, research, and industrial needs
of the United States.
Pursuant to its statutory authority,
DEA plans to update its regulations to
implement provisions of the
Comprehensive Addiction and Recovery
Act of 2016 (RIN 1117–AB45) relating to
the partial filling of prescriptions for
Schedule II controlled substances. This
is one of the Department’s Regulatory
Plan initiatives.
In fiscal year 2019, DEA anticipates
issuing a rulemaking action addressing
suspicious orders of controlled
substances (RIN 1117–AB47) . This
proposed rule would remedy the
inadequacies of the existing reporting
requirements by defining the term
‘‘suspicious order’’ and specifying the
procedures registrants must follow upon
receiving such orders. In addition, DEA
plans to publish six deregulatory actions
(RINs 1117–AB37, 1117–AB40, 1117–
AB43, 1117–AB44, 1117–AB45, and
1117–AB46). Consistent with E.O.
13771 and E.O. 13777, DEA is
continuing to review existing
regulations to identify those that are
outdated, unnecessary, or ineffective.
DEA will solicit public comments
during such reviews, as appropriate, to
engage with the affected DEA registrant
community and members of the public.
Executive Office for Immigration
Review (EOIR)
EOIR’s primary mission is to
adjudicate immigration cases by fairly,
expeditiously, and uniformly
interpreting and administering the
Nation’s immigration laws. Under
delegated authority from the Attorney
General, EOIR conducts immigration
court proceedings, appellate reviews,
and administrative hearings. The
immigration judges adjudicate
approximately 150,000 cases each year
to determine whether aliens should be
ordered removed from the United States
or should be granted some form of
protection or relief from removal. The
Board of Immigration Appeals (BIA) has
jurisdiction over appeals from the
decisions of immigration judges, as well
as other matters. Accordingly, the
Attorney General has a continued role
in the conduct of immigration
proceedings, including removal
proceedings and custody determinations
regarding the detention of aliens
pending completion of removal
proceedings. The Attorney General also
is responsible for civil litigation and
criminal prosecutions relating to the
immigration laws.
In particular, EOIR intends to propose
revisions to the existing asylum
regulations, pursuant to the Attorney
General’s statutory authority, to ensure
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the faithful and efficient execution of
asylum processes (RIN 1125–AA87).
This is one of the Department’s
Regulatory Plan initiatives.
In other pending rulemaking actions,
the Department is working to revise and
update the regulations relating to
immigration proceedings to increase
efficiencies and productivity, while also
safeguarding due process. In particular,
EOIR is working to expand upon its
Public Notice of June 25, 2018, by
publishing a proposed rule regarding its
new EOIR Case and Appeals System,
which provides for greatly expanded
electronic filing and calendaring for
cases before EOIR’s immigration courts
and BIA (RIN 1125–AA81).
In addition, EOIR is planning to
publish a regulation to finalize an
interim final rule from 2005 regarding
background and security investigation
checks (RIN 1125–AA44), and is
working to finalize a jurisdiction and
venue rule that will provide
clarification regarding an immigration
judge’s authority to conduct
proceedings, how venue is determined,
and what circuit court law EOIR
adjudicators will apply (RIN 1125–
AA52). In particular, EOIR is developing
mechanisms in this rule intended to
streamline certain venue changes to
achieve cost savings to the agency and
increase due process to the parties. In
addition, in response to Executive Order
13563, the Department is retrospectively
reviewing EOIR’s regulations to
eliminate regulations that unnecessarily
duplicate Department of Homeland
Security regulations and update
outdated references to the pre-2003
immigration system (RIN 1125–AA71).
The Department also continues to work
toward rulemaking that will assist in
identifying and sanctioning those
defraud the system itself and the
individuals who appear before EOIR
(RIN 1125–AA82).
Civil Rights (CRT)
CRT regulations implement Federal
laws relating to discrimination in
employment-related immigration
practices, the coordination of
enforcement of non-discrimination in
federally assisted programs, and Federal
laws relating to disability
discrimination.
Pursuant to the regulatory reform
provisions of Executive Orders 13771
and 13777, CRT is undertaking a review
of its guidance documents to determine
whether any of those documents may be
outdated, inconsistent, or duplicative,
and to ensure compliance with the
Attorney General’s November 16, 2017
Memorandum entitled Prohibition on
Improper Guidance Documents.
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Office of Justice Programs (OJP)
OJP provides innovative leadership to
federal, state, local, and tribal justice
systems by disseminating state-of-the-art
knowledge and practices and providing
financial assistance for the
implementation of crime fighting
strategies. OJP will continue to review
its existing regulations to streamline
them, where possible.
OJP published a notice of proposed
rulemaking for the OJJDP Formula Grant
Program on August 8, 2016, and in early
2017 published a final rule addressing
some of those provisions. OJP
anticipates publishing a second final
OJJDP Formula Grant Program rule to
remove certain provisions of the
regulations that are no longer legally
supported (deleting text that
unnecessarily repeats statutory
provisions or has been rendered
obsolete by statutory changes) and to
make technical corrections. After
publishing the second final rule, OJJDP
anticipates publishing a third final rule
to finalize the remaining substantive
aspects of the proposed rule, and to
further streamline and improve the
existing regulation by providing or
revising definitions for clarity, and by
deleting text that addresses matters
already (or better) addressed in other
places (e.g., other rules or the program
solicitation).
Bureau of Prisons (BOP)
BOP issues regulations to enforce the
Federal laws relating to its mission of
protecting society by confining
offenders in the controlled
environments of prisons and
community-based facilities that are safe,
humane, cost-efficient, and
appropriately secure, and that provide
work and other self-improvement
opportunities to assist offenders in
becoming law-abiding citizens. During
the next 12 months, BOP will continue
its ongoing efforts to develop regulatory
actions aimed at: (1) Streamlining
regulations, eliminating unnecessary
language and improving readability; (2)
improving inmate disciplinary
procedures and sanctions, improving
safety in facilities through the use of
less-than-lethal force instead of
traditional weapons; and (3) providing
effective literacy programming which
serves both general and specialized
inmate needs.
Federal Bureau of Investigation (FBI)
The Federal Bureau of Investigation is
responsible for protecting and defending
the United States against terrorist and
foreign intelligence threats, upholding
and enforcing the criminal laws of the
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United States, and providing leadership
and criminal justice services to Federal,
state, municipal, and international
agencies and partners. Only in limited
contexts does the FBI rely on
rulemaking. For example, the FBI is
currently drafting a rule that establishes
the criteria for use by a designated
entity(ies) in making a determination of
fitness as described under the Child
Protection Improvements Act (CPIA), 34
United States Code § 40102, Public Law
115–141. The CPIA requires that the
Attorney General shall, by rule,
establish the criteria for use by
designated entities in making a
determination of fitness described in
subsection (b)(4) of the Act concerning
whether the provider has been
convicted of, or is under pending
indictment for, a crime that bears upon
the provider’s fitness to have
responsibility for the safety and wellbeing of children, the elderly, or
individuals with disabilities and shall
convey that determination to the
qualified entity. Such criteria shall be
based on the criteria established
pursuant to section 108(a)(3)(G)(i) of the
Prosecutorial Remedies and Other Tools
to end the Exploitation of Children
Today Act of 2003 (34 U.S.C. 40102
note) and section 658H of the Child Care
and Development Block Grant Act of
1990 (42 U.S.C. 9858f).
DOJ—BUREAU OF ALCOHOL,
TOBACCO, FIREARMS, AND
EXPLOSIVES (ATF)
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Final Rule Stage
92. Bump-Stock-Type Devices
Priority: Economically Significant.
Major under 5 U.S.C. 801.
E.O. 13771 Designation: Regulatory.
Legal Authority: 18 U.S.C. 921 et seq.;
26 U.S.C. 5841 et seq.
CFR Citation: 27 CFR 478; 27 CFR
479.
Legal Deadline: None.
Abstract: The Department of Justice is
issuing a rulemaking that would
interpret the statutory definition of
machinegun in the National Firearms
Act of 1934 and Gun Control Act of
1968 to clarify whether certain devices,
commonly known as bump-fire stocks,
fall within that definition.
Statement of Need: This rule is
intended to clarify that the statutory
definition of machinegun includes
certain devices (i.e., bump-stock-type
devices) that, when affixed to a firearm,
allow that firearm to fire automatically
with a single function of the trigger,
such that they are subject to regulation
under the National Firearms Act (NFA)
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and the Gun Control Act (GCA). The
rule will amend 27 CFR 447.11, 478.11,
and 479.11 to clarify that bump-stocktype devices are machineguns as
defined by the NFA and GCA because
such devices allow a shooter of a
semiautomatic firearm to initiate a
continuous firing cycle with a single
pull of the trigger. Specifically, these
devices convert an otherwise
semiautomatic firearm into a
machinegun by functioning as a selfacting or self-regulating mechanism that
harnesses the recoil energy of the
semiautomatic firearm in a manner that
allows the trigger to reset and continue
firing without additional physical
manipulation of the trigger by the
shooter.
Summary of Legal Basis: The Attorney
General has express authority pursuant
to 18 U.S.C. 926 to prescribe rules and
regulations necessary to carry out the
provisions of Chapter 44, Title 18,
United States Code. The detailed legal
analysis supporting the definition of
machinegun proposed for adoption in
this rule is expressed in the abstract for
the rule itself.
Alternatives: There are no feasible
alternatives to the proposed rule that
would allow ATF to regulate bumpstock-type devices. Absent
congressional action, the only feasible
alternative is to maintain the status quo.
Anticipated Cost and Benefits: The
rule will be ‘‘economically significant,’’
that is, the rule will have an annual
effect on the economy of $100 million,
or adversely affect in a material way the
economy, a sector of the economy, the
environment, public health or safety or
State, local or tribal governments or
communities. ATF estimates the total
cost of this rule at $320.9 million over
10 years. The total 7% discount cost is
estimated at $234.1 million, and the
discounted costs would be $39.6 million
and $39.2 million annualized at 3% and
7% respectively. The estimate includes
costs to the public for loss of property
($102,470,977); costs of forgone future
production and sales ($213,031,753);
and costs for disposal ($5,448,330).
Unquantified costs include lost
employment, notification to bumpstock-type device owners of the need to
destroy the bump-stock-type devices,
and loss of future usage by the owners
of bump-stock-type devices. ATF did
not calculate any cost savings for this
final rule. It is anticipated that the rule
will cost $129,222,483 million in the
first year (the year with the highest
costs). This cost includes the first-year
cost to destroy or modify all existing
bump-stock-type devices, including
unsellable inventory and opportunity
cost of time.
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This rule provides significant nonquantifiable benefits to public safety.
Among other things, it clarifies that a
bump-stock-type device is a
machinegun and limits access to them;
prevents usage of bump-stock-type
devices for criminal purposes; reduces
casualties in mass shootings, such as the
Las Vegas shooting; and helps protect
first responders by preventing shooters
from using a device that allows them to
shoot a semiautomatic firearm
automatically.
Risks: Without this rule, public safety
will continue to be threatened by the
widespread availability to the public of
bump-stock-devices.
Timetable:
Action
ANPRM ...............
ANPRM Comment
Period End.
NPRM ..................
NPRM Comment
Period End.
Final Action .........
Date
FR Cite
12/26/17
01/25/18
82 FR 60929
03/29/18
06/27/18
83 FR 13442
12/00/18
Regulatory Flexibility Analysis
Required: Yes.
Small Entities Affected: Businesses.
Government Levels Affected: None.
Agency Contact: Vivian Chu,
Regulations Attorney, Department of
Justice, Bureau of Alcohol, Tobacco,
Firearms, and Explosives, 99 New York
Avenue NE, Washington, DC 20226,
Phone: 202 648–7070.
RIN: 1140–AA52
DOJ—DRUG ENFORCEMENT
ADMINISTRATION (DEA)
Proposed Rule Stage
93. Implementation of the Provision of
the Comprehensive Addiction and
Recovery Act of 2016 Relating to the
Partial Filling of Prescriptions for
Schedule II Controlled Substances
Priority: Other Significant.
E.O. 13771 Designation: Other.
Legal Authority: 21 U.S.C. 821; 21
U.S.C. 829; 21 U.S.C. 831; 21 U.S.C. 871;
Pub. L. 114–198, sec. 702
CFR Citation: 21 CFR 1306.
Legal Deadline: None.
Abstract: On July 22, 2016, the
Comprehensive Addiction and Recovery
Act (CARA) of 2016 became law. One
section of the CARA amended the
Controlled Substances Act to allow a
pharmacist, if certain conditions are
met, to partially fill a prescription for a
schedule II controlled substance when
requested by the prescribing practitioner
or the patient. The Drug Enforcement
Administration is proposing to amend
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its regulations to implement this
statutory change.
Statement of Need: This rule is
needed to implement the partial fill
provisions of the CARA. The CARA
amended the CSA to allow for the
partial filling of prescriptions for
schedule II controlled substances under
certain conditions. Specifically, the
CARA amended 21 U.S.C. 829 by
adding new subsection (f), which allows
a pharmacist to partially fill a
prescription for a schedule II controlled
substance where requested by the
prescribing practitioner or the patient.
However, the CARA does not state how
the prescribing practitioner should
indicate that a prescription for a
schedule II controlled substance be
partially filled, nor how a pharmacist
should record the partial filling of such
a prescription. This rule proposes
prescribing and recordkeeping
requirements to provide clear direction
to practitioners and patients.
The changes in this rule are also
important in helping address the
ongoing opioid epidemic, by allowing
practitioners and patients to limit the
amount of schedule II opioids left
unused after a course of treatment.
Summary of Legal Basis: While the
CARA laid out the framework for partial
filling of prescriptions for schedule II
controlled substances, there were a
number of issues left unresolved.
Congress granted the DEA authority to
fill in any gaps in the regulatory scheme
not addressed by the statute itself; the
CARA provides that partial filling of
schedule II prescriptions is permitted if
the prescription is written and filled in
accordance with, among other things,
regulations issued by DEA.
Additionally, under 21 U.S.C. 871(b),
the Attorney General may promulgate
and enforce any rules, regulations, and
procedures deemed necessary for the
efficient execution of the Attorney
General’s functions, including general
enforcement of the CSA. Consistent
with 21 U.S.C. 871(a), the Attorney
General has delegated that authority to
the DEA.
Alternatives: This rule would only
amend the DEA’s regulations to the
extent necessary to fully implement the
partial fill provisions of the CARA, and
would be in addition to the existing
regulations of 21 CFR 1306.13.
Consistent with 21 U.S.C. 829(f)(3), any
circumstances allowing a lawful partial
fill prior to the implementation of the
statute would still be allowed under the
new rules.
The proposed rule will include
provisions aimed at giving patients and
practitioners a simple and low-cost way
to request and record partial fills that
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also ensures accountability and prevents
diversion of controlled substances. The
DEA will request comment on the
proposed rule and will consider all
alternatives. Special consideration will
be given to flexible approaches that
reduce burdens and maintain freedom
of choice for the public.
Some of the provisions in this
proposed rule merely restate the general
requirements of the CARA for partial
filling of prescriptions for schedule II
controlled substances. Since these
provisions are mandated by Congress,
the DEA is obligated to incorporate
them into its regulations, and has no
discretion to consider alternatives.
Anticipated Cost and Benefits: In
order to ensure accountability and
maintain the closed system of
distribution, the proposed rule will
likely impose certain costs on DEA
registrants. Current projections indicate
the primary cost would be the
additional time needed to be spent by
pharmacies to fill the remaining
portions of partially filled prescriptions.
Whereas before the CARA, a pharmacy
would fill all of a schedule II
prescription during a single visit by a
patient, if the practitioner or the patient
requests a partial fill, the pharmacy will
only fill part of the prescription on the
patient’s first visit, and will need to fill
the remainder of the prescription if the
patient returns for a second visit. The
DEA currently estimates the total cost of
the proposed rule to be approximately
$12 million annually.
The provisions of this rule may also
require prescribers to take additional
time writing prescriptions, since they
would need to include partial fill
instructions on the prescriptions, and
pharmacists to take additional time
tracking the status of partially filled
prescriptions, in order to ensure that the
proper amount of medication is
dispensed if a patient returns to fill the
remainder of a prescription, but the
DEA believes this additional time
required would be minimal, and that the
cost of such additional time would be
minimal.
There is also the potential for benefits
to patients and society as a result of this
proposed rule. Patients could request a
partial fill of a prescription if they are
unlikely to use the full amount, and
save money by not paying for pills they
would not use. Furthermore, reducing
the quantity of leftover schedule II
controlled substances would reduce the
risk of diversion and the risk of
improper disposal and associated
environmental impact. This is an
enabling rule because it allows for
partial fills of prescriptions for schedule
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II controlled substances, which was
previously prohibited.
Risks: If the DEA did not promulgate
this rule, patients and practitioners
would face uncertainty in complying
with the requirements for partial fills of
prescriptions for schedule II controlled
substances. While the statute does
directly address many aspects of the
partial fill process, there are a number
of details left out, which must be
supplied by regulation. Without such
clarifying regulations, few practitioners
would take advantage of the partial fill
provisions for fear of violating federal
law, thus frustrating the original
purposes of the CARA.
Timetable:
Action
NPRM ..................
Date
FR Cite
12/00/18
Regulatory Flexibility Analysis
Required: No.
Small Entities Affected: No.
Government Levels Affected: None.
URL For Public Comments:
www.regulations.gov/.
Agency Contact: Kathy L. Federico,
Acting Section Chief, Regulatory
Drafting and Support Section/Diversion
Control Division, Department of Justice,
Drug Enforcement Administration, 8701
Morrissette Drive, Springfield, VA
22152, Phone: 202 598–2596, Fax: 202
307–9536, Email:
www.deadiversion.usdoj.gov.
RIN: 1117–AB45
DOJ—EXECUTIVE OFFICE FOR
IMMIGRATION REVIEW (EOIR)
Proposed Rule Stage
94. • Procedures for Asylum
Priority: Other Significant.
E.O. 13771 Designation: Other.
Legal Authority: 8 U.S.C.
1158(b)(2)(C); 8 U.S.C. 1229a(c)(4)
CFR Citation: 8 CFR 1208.3; 8 CFR
1208.13; 8 CFR 1208.16.
Legal Deadline: None.
Abstract: This rule will amend the
regulations related to asylum, including
bars to asylum eligibility, the form of an
alien’s application for asylum, and the
reconsideration of discretionary denials
of such applications.
Statement of Need: The rule seeks to
better promote the Attorney General’s
application of law through his
discretionary authorities that statute and
existing regulation provide. The
Attorney General seeks to clarify and
expand upon certain provisions related
to asylum.
Summary of Legal Basis: The
Immigration and Nationality Act
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provides the Attorney General with the
broad and general authority to establish,
by regulation, bases for findings of
ineligibility for asylum INA
208(b)(2)(C); 8 U.S.C. 1158(b)(2)(C).
Alternatives: The alternative to this
rulemaking would be to continue to
leave immigration court and BIA
adjudicators without clear rules by
which they should evaluate applications
for asylum and to further burden the
backlogged immigration courts with
incomplete applications.
Anticipated Cost and Benefits: There
are no anticipated costs associated with
the DOJ portion of the rule. EOIR will
benefit from the rule’s promulgation by
reducing resources spent processing
incomplete or invalid asylum claims.
Risks: EOIR does not anticipate any
risks associated with the DOJ portion of
this rulemaking.
Timetable:
Action
Date
NPRM ..................
NPRM Comment
Period End.
FR Cite
12/00/18
02/00/19
Regulatory Flexibility Analysis
Required: No.
Small Entities Affected: No.
Government Levels Affected: Federal.
Agency Contact: Lauren Alder Reid,
Assistant Director, Department of
Justice, Executive Office for Immigration
Review, 5107 Leesburg Pike, Suite 2616,
Falls Church, VA 20530, Phone: 703
305–0289, Email: pao.eoir@usdoj.gov.
RIN: 1125–AA87
BILLING CODE 4410–BP–P
DEPARTMENT OF LABOR
2018 Regulatory Plan
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Executive Summary: Safe and FamilySustaining Jobs
The Department of Labor’s mission is
to foster, promote, and develop the
welfare of the wage earners, job seekers,
and retirees of the United States;
improve working conditions; advance
opportunities for profitable
employment; and assure work-related
benefits and rights. The Department
works to hold employers accountable
for their legal obligations to their
employees, while recognizing that the
Department also has a duty to help
employers understand and comply with
the many laws and regulations affecting
their workplaces.
The Secretary of Labor has made
protecting America’s employees and
promoting job creation his top priorities.
Under his leadership, the Department is
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committed to fully and fairly enforcing
the laws under its jurisdiction. The vast
majority of employers work hard to keep
their workplaces safe and to comply
with wage and pension laws.
Acknowledging this, the Department is
working to provide compliance
assistance, to give employers the
knowledge and tools they need to
comply with their obligations in these
areas. Compliance with the law is,
however, mandatory. Employers that do
not comply with the law will continue
to be subject to enforcement.
During the past year, the Department
took action to help millions employed
by small businesses gain access to
quality, affordable health coverage
through its Association Health Plan
reform. This reform allows employers,
including small businesses, and
working owners—many of whom are
facing much higher premiums and fewer
coverage options as a result of
Obamacare—a greater ability to join
together and gain many of the regulatory
advantages enjoyed by large employers,
and thereby offer better health coverage
options to their employees.
In the coming year, the Department
will build upon its previous work in
providing for workforce protections,
protecting the jobs of American workers,
and helping the workforce add more
family-sustaining jobs.
The Secretary of Labor’s Regulatory
Plan for Accomplishing These
Objectives
In general, the Department will work
to assist employees and employers to
meet their needs in a helpful manner,
with a minimum of rulemaking.
The Department will roll back
regulations that harm American workers
and families—but we will do so while
respecting the principles and
institutions that make us who we are as
Americans.
Where regulatory actions are
necessary, they will be accomplished in
a thoughtful and careful manner. The
Department seeks to achieve needed
employee protections while limiting the
burdens regulations place on employers.
The Department’s regulatory actions
will provide American employers with
certainty about workforce rules. The
Department’s regulatory plan will make
employers’ obligations under current
law clear, while respecting the rule of
law. Where Congress is silent, the
Department does not have the authority
to write the law.
The proposals that follow are
common-sense approaches in areas
needing regulatory attention, presenting
a balanced plan for protecting
employees, aiding them in the
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57905
acquisition of needed skills, and helping
the regulated community to do its part.
The Department’s Regulatory Agenda
is consistent with the requirements of
Section 1 of Executive Order (E.O.)
13771 ‘‘Reducing Regulation and
Controlling Regulatory Costs,’’ 82 FR
9339 (January 30, 2017) recognizes that
‘‘it is essential to manage costs
associated with the governmental
imposition of private expenditures
required to comply with Federal
Regulations.’’
The Department’s Regulatory Priorities
The Department’s Employee Benefits
Security Administration (EBSA) works
to protect the benefit plans of workers,
retirees, and their families.
On August 31, 2018, President Trump
issued an executive order establishing
the policy of the Federal Government to
expand access to workplace retirement
plans. Pursuant to the executive order,
EBSA will consider ways to permit
employees at different businesses to
participate in a single workplace plan.
EBSA intends to consider ways to allow
small businesses to sponsor Association
Retirement Plans for their employees.
EBSA also intends to consider ways to
expand access to workplace plans for
sole proprietors, sometimes called
working owners. To implement these
steps, EBSA is considering issuing a
notice of proposed rulemaking that
would clarify when separate businesses
can elect to jointly sponsor an
Association Retirement Plan.
EBSA, in conjunction with the
Department of the Treasury and the
Department of Health and Human
Services will, consistent with Executive
Order 13813, consider proposing
regulations or revising guidance
consistent with law and sound policy to
increase the usability of health
reimbursement arrangements (HRAs), to
expand employers’ ability to offer HRAs
to their employees, and to allow HRAs
to be used in conjunction with
nongroup coverage.
The Wage and Hour Division (WHD)
administers numerous laws that
establish the minimum standards for
wages and working conditions in the
United States. WHD will propose an
updated salary level for the exemption
of executive, administrative, and
professional employees for overtime
purposes. In developing the NPRM, the
Department has been informed by the
comments previously received in
response to its Request for Information.
WHD will also propose an update to
its regulations concerning joint
employment, i.e., those situations in
which a worker is considered an
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employee of two or more employers
jointly.
Under the Fair Labor Standards Act
(FLSA), employers must pay covered
employees at least one and one half
times their regular rate of pay for hours
worked in excess of 40 hours per
workweek. WHD will propose to amend
its regulations to clarify, update, and
define regular rate requirements under
the FLSA.
The Office of Federal Contract
Compliance Programs (OFCCP) ensures
that federal contractors and
subcontractors take affirmative action
and do not, among other things,
discriminate on the basis of race, color,
sex, sexual orientation, gender identity,
religion, national origin, disability, or
status as a protected veteran. OFCCP
plans to update its regulations to
comply with current law regarding
protections for religious organizations.
The Occupational Safety and Health
Administration (OSHA) oversee a wide
range of standards that are designed to
reduce occupational deaths, injuries,
and illnesses. OSHA is committed to the
establishment of clear, common-sense
standards to help accomplish this. The
OSHA items discussed below are
deregulatory in nature, in that they
reduce burden, while maintaining
needed worker protections.
OSHA continues its work to protect
workers from occupational exposures to
beryllium. Following the publication of
a revised beryllium standard in January
2017, OSHA received evidence that
exposure in the shipyards and
construction is limited to a few
operations and that requiring the
ancillary provisions broadly may not
improve worker protection and may be
redundant with overlapping protections
in other standards. Accordingly, OSHA
sought comment on, among other
things, whether existing standards
covering abrasive blasting in
construction, abrasive blasting in
shipyards, and welding in shipyards
provide adequate protection for workers
engaged in these operations. The agency
is reviewing the public comments and
formulating a final rule.
OSHA issued a proposal on July 30,
2018, to revise provisions of the May 12,
2016, Improve Tracking of Workplace
Injuries and Illnesses final rule. OSHA
reviewed the May 2016 final rule as part
of its regulatory reform efforts and
proposed changes intended to reduce
unnecessary burdens while maintaining
worker protections. In particular, the
proposed rule addresses concerns about
the release of private information in the
electronic submission of injury and
illness reports by employers. Although
OSHA stated its intention not to publish
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personally identifiable information (PII)
included on Forms 300 and 301 in the
May 2016 final rule, OSHA has now
determined that it cannot guarantee the
non-release of private information. It
has now proposed requiring submission
of only the Form 300A summary data,
which does not include any private
information, not the individual, casespecific data recorded in Forms 300 and
301. If finalized, the rule would allow
OSHA to continue to use the summary
data to make targeted inspections, while
better protecting worker privacy.
OSHA also continues work on its
Standards Improvements Projects (SIPs),
with the plan to finalize SIP IV next.
These actions are intended to remove or
revise duplicative, unnecessary, and
inconsistent safety and health
standards. OSHA published three earlier
final standards to remove unnecessary
provisions, reducing costs or paperwork
burden on affected employers, while
maintaining needed worker protections.
Finally, the Employment and Training
Administration (ETA) administers
federal job training and worker
dislocation adjustment programs,
federal grants to states for public
employment service programs, and
unemployment insurance benefits. ETA
and WHD are amending regulations
regarding the H–2A non-immigrant visa
program. This action will include
necessary technical improvements to
the existing H–2A regulations,
modernizing and streamlining the
functionality of the program.
DOL—WAGE AND HOUR DIVISION
(WHD)
Proposed Rule Stage
95. Defining and Delimiting the
Exemptions for Executive,
Administrative, Professional, Outside
Sales and Computer Employees
Priority: Other Significant.
E.O. 13771 Designation: Deregulatory.
Legal Authority: Not Yet Determined
CFR Citation: 29 CFR 541.
Legal Deadline: None.
Abstract: The Department intends to
issue a Notice of Proposed Rulemaking
(NPRM) to determine the appropriate
salary level for exemption of executive,
administrative and professional
employees. In developing the NPRM,
the Department will be informed by the
comments received in response to its
Request for Information.
Statement of Need: WHD is reviewing
the regulations at 29 CFR 541, which
implement the exemption of bona fide
executive, administrative, and
professional employees from the Fair
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Labor Standards Act’s minimum wage
and overtime requirements. The
Department’s NPRM will propose an
updated salary level for exemption and
seek the public’s view on the salary
level and related issues.
Summary of Legal Basis: These
regulations are authorized by section
13(a)(1) of the Fair Labor Standards Act,
29 U.S.C. 213(a)(1).
Alternatives: Alternatives will be
developed in considering any proposed
revisions to the current regulations. The
public will be invited to provide
comments on any proposed revisions
and possible alternatives.
Anticipated Cost and Benefits: The
Department will prepare estimates of
the anticipated costs and benefits
associated with the proposed rule.
Risks: This action does not affect
public health, safety, or the
environment.
Timetable:
Action
Request for Information (RFI).
RFI Comment Period End.
NPRM ..................
Date
07/26/17
FR Cite
82 FR 34616
09/25/17
03/00/19
Regulatory Flexibility Analysis
Required: Undetermined.
Government Levels Affected:
Undetermined.
Agency Contact: Melissa Smith,
Director, Regulations, Legislation and
Interpretations, Department of Labor,
Wage and Hour Division, 200
Constitution Avenue NW, Room S–
3502, Washington, DC 20210, Phone:
202 693–0406, Fax: 202 693–1387.
RIN: 1235–AA20
DOL—WHD
96. Regular and Basic Rates Under the
Fair Labor Standards Act
Priority: Other Significant. Major
status under 5 U.S.C. 801 is
undetermined.
Unfunded Mandates: Undetermined.
E.O. 13771 Designation: Deregulatory.
Legal Authority: 29 U.S.C. 201 et seq.
CFR Citation: 29 CFR 548; 29 CFR
778.
Legal Deadline: None.
Abstract: In this Notice of Proposed
Rulemaking, the Department will
propose to amend 29 CFR parts 548 and
778, to clarify, update, and define basic
rate and regular rate requirements under
sections 7(e) and 7(g)(3) of the Fair
Labor Standards Act.
Statement of Need: The majority of 29
CFR part 778 was promulgated more
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than sixty years ago. The Department
believes that changes in the 21st century
workplace are not reflected in its
current regulatory framework. While the
Department has periodically updated
various sections of part 778 over the
past several decades, they have not
addressed the changes in compensation
practices and relevant laws. The
Department is interested in ensuring
that its regulations provide appropriate
guidance to employers offering these
more modern forms of compensation
and benefits regarding their inclusion
in, or exclusion from, the regular rate.
Clarifying this issue will ensure that
employers have the flexibility to
provide such compensation and benefits
to their employees, thereby providing
employers more flexibility in the
compensation and benefits packages
they offer to employees. Similarly, the
Department believes that the proposed
changes will facilitate compliance with
the FLSA and lessen litigation regarding
the regular rate. Additionally, the
Department has not updated part 548
since 1967.
Summary of Legal Basis: Part 778
constitutes the official interpretation of
the Department with respect to the
meaning and application of the
maximum hours and overtime
compensation requirements contained
in section 7 of the FLSA, 29 U.S.C. 207,
including calculation of the regular rate.
Additionally, part 548 sets out the
requirements for authorized basic rates
under section 7(g)(3) of the FLSA, 29
U.S.C. 207(g).
Alternatives: Alternatives will be
developed in considering any proposed
revisions to the current regulations. The
public will be invited to provide
comments on any proposed revisions
and possible alternatives.
Anticipated Cost and Benefits: The
Department will prepare estimates of
the anticipated costs and benefits
associated with the proposed rule.
Risks: This action does not affect
public health, safety, or the
environment.
Timetable:
Action
Date
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NPRM ..................
FR Cite
12/00/18
Regulatory Flexibility Analysis
Required: Undetermined.
Small Entities Affected: Businesses,
Governmental Jurisdictions,
Organizations.
Government Levels Affected: Federal,
Local, State, Tribal.
Agency Contact: Melissa Smith,
Director, Regulations, Legislation and
Interpretations, Department of Labor,
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Wage and Hour Division, 200
Constitution Avenue NW, Room S–
3502, Washington, DC 20210, Phone:
202 693–0406, Fax: 202 693–1387.
RIN: 1235–AA24
DOL—WHD
97. • Joint Employment Under the Fair
Labor Standards Act
Priority: Other Significant. Major
status under 5 U.S.C. 801 is
undetermined.
E.O. 13771 Designation: Deregulatory.
Legal Authority: Fair Labor Standards
Act, 29 U.S.C. 201 et seq.
CFR Citation: 29 CFR 791.
Legal Deadline: None.
Abstract: In this Notice of Proposed
Rulemaking, the Department will
propose to clarify the contours of the
joint employment relationship to assist
the regulated community in complying
with the Fair Labor Standards Act.
Statement of Need: The majority of 29
CFR part 791 was promulgated sixty
years ago. The Department believes that
changes in the 21st century workplace
are not reflected in its current regulatory
framework. Consistent with the
Administration’s priorities to enact
administrative reforms and provide
clarity to enhance compliance, the
Department is considering changes to its
regulations concerning joint
employment under the Fair Labor
Standards Act. These proposed changes
are intended to provide clarity to the
regulated community and thereby
enhance compliance. The Department
believes the proposed changes will help
to provide more uniform standards
nationwide.
Summary of Legal Basis: This
regulation is authorized by sections
3(d), (e), and (g) of the Fair Labor
Standards Act, 29 U.S.C. 203(d), (e), and
(g). Part 791 constitutes the official
interpretation of the Department with
respect to joint employment.
Alternatives: Alternatives will be
developed in considering any proposed
revisions to the current regulations. The
public will be invited to provide
comments on any proposed revisions
and possible alternatives.
Anticipated Cost and Benefits: The
Department will prepare estimates of
the anticipated costs and benefits
associated with the proposed rule.
Risks: This action does not affect
public health, safety, or the
environment.
Timetable:
Action
Date
NPRM ..................
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57907
Regulatory Flexibility Analysis
Required: Undetermined.
Small Entities Affected: Businesses.
Government Levels Affected: Local,
State, Tribal.
Agency Contact: Melissa Smith,
Director, Regulations, Legislation and
Interpretations, Department of Labor,
Wage and Hour Division, 200
Constitution Avenue NW, Room S–
3502, Washington, DC 20210, Phone:
202 693–0406, Fax: 202 693–1387.
RIN: 1235–AA26
DOL—EMPLOYMENT AND TRAINING
ADMINISTRATION (ETA)
Proposed Rule Stage
98. • Labor Certification Process for
Temporary Agricultural Employment in
the United States (H–2A Workers)
Priority: Other Significant. Major
status under 5 U.S.C. 801 is
undetermined.
Unfunded Mandates: Undetermined.
E.O. 13771 Designation: Deregulatory.
Legal Authority: 8 U.S.C. 1188
CFR Citation: 20 CFR 655, subpart B;
29 CFR 501.
Legal Deadline: None.
Abstract: The United States
Department of Labor’s (DOL)
Employment and Training
Administration and Wage and Hour
Division are amending regulations
regarding the H–2A non-immigrant visa
program at 20 CFR part 655, subpart B.
The Notice of Proposed Rulemaking
(NPRM) will include necessary
technical improvements to the existing
H–2A regulations which will modernize
and streamline the overall function of
the program. The NPRM will also make
necessary legal changes to modernize
the regulation that have arisen since the
current H–2A regulation was published
in 2010.
Statement of Need: DOL has
identified necessary areas of the
regulation that should be modernized
and streamlined so that the agency can
more effectively carry out its mandate to
protect the wages and working
conditions of U.S. workers while also
allowing the program to operate
efficiently. DOL has also identified legal
issues with the current regulation that
must be addressed.
Summary of Legal Basis: ETA is
undertaking this rulemaking pursuant to
its authority under section 218 of the
Immigration and Nationality Act. In
addition, courts have issued decisions
since the publication of the current
regulation that have presented legal
issues with the regulation that must be
addressed.
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Alternatives: Alternatives will be
provided and open to public comment
in the NPRM.
Anticipated Cost and Benefits: The
estimates of the costs and benefits are
still under development.
Risks: This action does not affect the
public health, safety, or the
environment.
Timetable:
Action
Date
NPRM ..................
FR Cite
12/00/18
Regulatory Flexibility Analysis
Required: Undetermined.
Small Entities Affected: Businesses.
Government Levels Affected:
Undetermined.
Federalism: Undetermined.
Agency Contact: William W.
Thompson, II, Administrator, Office of
Foreign Labor Certification, Department
of Labor, Employment and Training
Administration, 200 Constitution
Avenue NW, Box #12–200, Washington,
DC 20210, Phone: 202 513–7350.
RIN: 1205–AB89
DOL—EMPLOYEE BENEFITS
SECURITY ADMINISTRATION (EBSA)
Proposed Rule Stage
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99. • Health Reimbursement
Arrangements and Other AccountBased Group Health Plans
Priority: Economically Significant.
Major status under 5 U.S.C. 801 is
undetermined.
Unfunded Mandates: Undetermined.
E.O. 13771 Designation: Deregulatory.
Legal Authority: Public Law 111–148
CFR Citation: Not Yet Determined.
Legal Deadline: None.
Abstract: This regulatory action is
being proposed in response to Executive
Order 13813, Promoting Healthcare
Choice and Competition Across the
United States, and would increase the
usability of HRAs, to expand employers’
ability to offer HRAs to their employees,
and to allow HRAs to be used in
conjunction with nongroup coverage.
Statement of Need: This regulatory
action is being proposed in response to
Executive Order 13813, ‘‘Promoting
Healthcare Choice and Competition
Across the United States.’’ The
Executive Order directs the Departments
of Labor, Health and Human Services,
and the Treasury (collectively, the
Departments) to consider proposing
regulations or revising guidance
consistent with law and sound policy to
increase the usability of healthreimbursement arrangements (HRAs), to
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expand employers’ ability to offer HRAs
to their employees, and to allow HRAs
to be used in conjunction with
nongroup coverage.
Summary of Legal Basis: Current joint
final regulation issued by the
Departments prohibited HRA
integration with individual market
policies. See 26 CFR 54.9815.2711, 29
CFR 2590.715–2711, and 45 CFR
147.126. The Departments are
considering proposing regulations that
would permit integration and expand
usability of HRAs in certain
circumstances.
Alternatives: To be determined.
Anticipated Cost and Benefits: To be
determined.
Risks: To be determined.
Timetable:
Action
Date
NPRM ..................
FR Cite
10/00/18
Regulatory Flexibility Analysis
Required: Undetermined.
Government Levels Affected:
Undetermined.
Federalism: Undetermined.
Agency Contact: Amy J. Turner,
Director, Office of Health Plan
Standards and Compliance Assistance,
Department of Labor, Employee Benefits
Security Administration, 200
Constitution Avenue NW, FP Building,
Room N–5653, Washington, DC 20210,
Phone: 202 693–8335, Fax: 202 219–
1942.
RIN: 1210–AB87
DOL—EBSA
100. • Definition of an ‘‘Employer’’
Under Section 3(5) of ERISA—
Association Retirement Plans and
Other Multiple Employer Plans
Priority: Economically Significant.
Major status under 5 U.S.C. 801 is
undetermined.
Unfunded Mandates: Undetermined.
E.O. 13771 Designation: Deregulatory.
Legal Authority: 29 U.S.C. 1002(2),
1002(5) and 1135
CFR Citation: Not Yet Determined.
Legal Deadline: None.
Abstract: This regulatory action
would establish criteria under section
3(5) of the Employee Retirement Income
Security Act (ERISA) for purposes of
being an ‘‘employer’’ able to establish
and maintain an employee pension
benefit plan (as defined in section 3(2)
of ERISA) that is a multiple employer
retirement savings plan (other than a
multiemployer plan defined in section
3(37) of ERISA).
Statement of Need: Many Americans
do not have access to workplace
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retirement plans, including 401(k)s.
Small businesses are particularly
unlikely to offer workplace retirement
plans because of high costs and
regulatory burdens. Regulatory changes
are needed to make it easier and less
expensive for small businesses to offer
workplace retirement plans to their
employees. Executive Order 13847, 83
FR 45321, directed the Secretary of
Labor to examine policies that would
clarify and expand the circumstances
under which U.S. employers, especially
small and mid-sized businesses, may
sponsor or participate in a multiple
employer plan or MEP as a workplace
retirement savings option offered to
their employees, subject to appropriate
safeguards.
Summary of Legal Basis: The proposal
would clarify the statutory definition of
employer in section 3(5) of the
Employee Retirement Income Security
Act (ERISA), 29 U.S.C. 1002. This
definition includes direct employers
and any other person acting indirectly
in the interest of the employer in
relation to an employee benefit plan,
including a group or association of
employers acting for an employer in
such capacity. Section 505 of ERISA, 29
U.S.C. 1135, provides that the Secretary
of Labor may prescribe such regulations
as he finds necessary or appropriate to
carry out the provisions of this title.
Alternatives: The Department intends
to conduct an assessment of costs and
benefits of potentially effective and
reasonably feasible alternatives to the
planned regulation, which are identified
by the public, in order to conclude why
the planned regulatory action is
preferable to the identified potential
alternatives.
Anticipated Cost and Benefits: The
Department intends to conduct an
assessment of costs and benefits
anticipated from the regulatory action
together with, to the extent feasible, a
quantification of those costs and
benefits.
Risks: This regulatory action is
intended to reduce the risk that
America’s workers will enter retirement
with inadequate financial resources.
Too many American workers, including
one-third of those in the private-sector,
have no access to workplace retirement
plans, burdening them with concerns
about their financial futures. Polling
shows that nearly half of all Americans
are concerned they will not have
enough money to live on during
retirement.
Timetable:
Action
NPRM ..................
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Regulatory Flexibility Analysis
Required: Undetermined.
Government Levels Affected:
Undetermined.
Federalism: Undetermined.
Agency Contact: Jeffrey J. Turner,
Deputy Director, Office of Regulations
and Interpretations, Department of
Labor, Employee Benefits Security
Administration, 200 Constitution
Avenue NW, FP Building, Room N–
5655, Washington, DC 20210, Phone:
202 693–8500, Email: turner.jeffrey@
dol.gov.
RIN: 1210–AB88
DOL—OCCUPATIONAL SAFETY AND
HEALTH ADMINISTRATION (OSHA)
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Final Rule Stage
101. Standards Improvement Project IV
Priority: Other Significant. Major
status under 5 U.S.C. 801 is
undetermined.
E.O. 13771 Designation: Deregulatory.
Legal Authority: 29 U.S.C. 655(b)
CFR Citation: 29 CFR 1926.
Legal Deadline: None.
Abstract: OSHA’s Standards
Improvement Projects (SIPs) are
intended to remove or revise
duplicative, unnecessary, and
inconsistent safety and health
standards. The Agency has published
three earlier final standards to remove
unnecessary provisions (63 FR 33450,
70 FR 1111 and 76 FR 33590), thus
reducing costs or paperwork burden on
affected employers. This latest project
identified revisions to existing
standards in OSHA’s recordkeeping,
general industry, maritime, and
construction standards, with most of the
revisions to its construction standards.
OSHA also proposed to remove from its
standards the requirements that
employers include an employee’s social
security number (SSN) on exposure
monitoring, medical surveillance, and
other records in order to protect
employee privacy and prevent identity
fraud.
Statement of Need: The Agency has
proposed a fourth rule that identified
unnecessary or duplicative provisions
or paperwork requirements.
Summary of Legal Basis: OSHA is
conducting Phase IV of the Standards
Improvement Project (SIP–IV) in
response to the President’s Executive
Order 13563, Improving Regulations
and Regulatory Review (76 FR 38210).
Alternatives: The main alternative
OSHA considered for all of the
proposed changes contained in the SIP–
IV rulemaking was retaining the existing
regulatory language, i.e., retaining the
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status quo. In each instance, OSHA has
concluded that the benefits of the
proposed regulatory change outweigh
the costs of those changes. In a few of
the items, such as the proposed changes
to the decompression requirements
applicable to employees working in
compressed air environments, OSHA
has requested public comment on
feasible alternatives to the Agency’s
proposal.
Anticipated Cost and Benefits: OSHA
has estimated that, at 3 percent discount
rate over 10 years, there are net annual
cost savings of $6.1 million per year for
this final rule; at a discount rate of 7
percent there are net annual cost savings
at $6.1 million per year. When the
Department uses a perpetual time
horizon, the annualized cost savings of
the final rule is $6.1 million with 7
percent discounting.
Risks: SIP rulemakings do not address
new significant risks or estimate
benefits and economic impacts of
reducing such risks. Overall, SIP
rulemakings are reasonably necessary
under the OSH Act because they
provide cost savings, or eliminate
unnecessary requirements.
Timetable:
Action
Date
Request for Information (RFI).
RFI Comment Period End.
NPRM ..................
NPRM Comment
Period Extended.
NPRM Comment
Period Extended End.
Final Rule ............
12/06/12
FR Cite
77 FR 72781
02/04/13
10/04/16
12/02/16
81 FR 68504
81 FR 86987
01/04/17
12/00/18
Regulatory Flexibility Analysis
Required: No.
Small Entities Affected: Businesses.
Government Levels Affected:
Undetermined.
Agency Contact: Dean McKenzie,
Director, Directorate of Construction,
Department of Labor, Occupational
Safety and Health Administration, 200
Constitution Avenue NW, FP Building,
Room N–3468, Washington, DC 20210,
Phone: 202 693–2020, Fax: 202 693–
1689, Email: mckenzie.dean@dol.gov.
RIN: 1218–AC67
DOL—OSHA
102. Tracking of Workplace Injuries
and Illnesses
Priority: Other Significant.
E.O. 13771 Designation: Deregulatory.
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Legal Authority: 29 U.S.C. 657; 29
U.S.C. 673
CFR Citation: 29 CFR 1904.
Legal Deadline: None.
Abstract: OSHA published a proposed
rule on July 30, 2018, to remove
provisions to the Improve Tracking of
Workplace Injuries and Illnesses final
rule, 81 FR 29624 (May 12, 2016).
OSHA proposed to amend its
recordkeeping regulation to remove the
requirement to electronically submit to
OSHA information from the OSHA
Form 300 (Log of Work-Related Injuries
and Illnesses) and OSHA Form 301
(Injury and Illness Incident Report) for
establishments with 250 or more
employees which are required to
routinely keep injury and illness
records. Under the proposed rule, these
establishments would be required to
electronically submit only information
from the OSHA Form 300A (Summary
of Work-Related Injuries and Illnesses).
OSHA also proposed to add the
Employer Identification Number (EIN)
to the data collection to increase the
likelihood that the Bureau of Labor
Statistics (BLS) would be able to match
OSHA-collected data to BLS Survey of
Occupational Injury and Illness (SOII)
data and potentially reduce the burden
on employers who are required to report
injury and illness data both to OSHA
(for the electronic recordkeeping
requirement) and to BLS (for SOII).
OSHA is reviewing comments and will
publish a final rule in June 2019.
Statement of Need: The preamble to
the May 2016 final rule pointed to
publication of the collected data as a
method to improve workplace safety
and health through the rule’s
requirements. OSHA has preliminarily
determined that the risk of disclosure of
the personally identifiable information
(PII) on the OSHA Form 300 and 301,
the cost to OSHA of collection and
using the information, and the reporting
burden on employers are unjustified
given the uncertain benefits of
collecting the information.
Summary of Legal Basis: OSHA is
issuing this proposed rule pursuant to
authority expressly granted by sections
8 and 24 of the Occupational Safety and
Health Act (the OSH Act or Act) (29
U.S.C. 657 and 673).
Alternatives: The alternative for the
proposed changes contained in the
NPRM is to retain the existing
regulatory language, i.e., retaining the
status quo. OSHA has proposed that the
benefits of the proposed regulatory
change outweigh the costs of those
changes. OSHA has requested public
comment on feasible alternatives to the
Agency’s proposal.
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Anticipated Cost and Benefits: The
removal of the case specific requirement
reduces costs. OSHA estimates that the
rule will have net economic cost savings
of $8.75 million per year. The Agency
believes that the loss in annual benefits,
while unquantified, are significantly
less than the annual cost savings, hence
there are positive net benefits to this
proposed rule.
Risks: This rulemaking does not
address new significant risks or estimate
benefits and economic impacts of
reducing such risks. Overall, this
rulemaking is reasonably necessary
under the OSH Act because it provides
cost savings, or eliminates unnecessary
requirements.
Timetable:
Action
Date
NPRM ..................
NPRM Comment
Period End.
Final Rule ............
07/03/18
09/28/18
FR Cite
83 FR 36494
06/00/19
Regulatory Flexibility Analysis
Required: No.
Government Levels Affected: State.
Agency Contact: Amanda Edens,
Director, Directorate of Technical
Support and Emergency Management,
Department of Labor, Occupational
Safety and Health Administration, 200
Constitution Avenue NW, FP Building,
Room N–3653, Washington, DC 20210,
Phone: 202 693–2300, Fax: 202 693–
1644, Email: edens.mandy@dol.gov.
RIN: 1218–AD17
DOL—OSHA
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103. • Occupational Exposure to
Beryllium and Beryllium Compounds
in Construction and Shipyard Sectors
Priority: Other Significant. Major
status under 5 U.S.C. 801 is
undetermined.
Unfunded Mandates: Undetermined.
E.O. 13771 Designation: Deregulatory.
Legal Authority: Not Yet Determined
CFR Citation: None.
Legal Deadline: None.
Abstract: On January 9, 2017, OSHA
published its final rule Occupational
Exposure to Beryllium and Beryllium
Compounds in the Federal Register (82
FR 2470). OSHA concluded that
employees exposed to beryllium and
beryllium compounds at the preceding
permissible exposure limits (PELs) were
at significant risk of material
impairment of health, specifically
chronic beryllium disease and lung
cancer. OSHA also concluded that the
new 8-hour time-weighted average
(TWA) PEL of mg/m3 reduced this
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significant risk to the maximum extent
feasible. After a review of the comments
received and a review of the
applicability of existing OSHA
standards, OSHA proposed to revoke
ancillary provisions applicable to the
construction and shipyard sectors on
June 28, 2018 (82 FR 29182), but to
retain the new lower PEL of 0.2 mg/m3
and the STEL of 2.0 mg/m3 for those
sectors. OSHA has evidence that
beryllium exposure in these sectors is
limited to the following operations:
Abrasive blasting in construction,
abrasive blasting in shipyards, and
welding in shipyards. OSHA has a
number of standards already specifically
applicable to these operations,
including ventilation (29 CFR 1926.57)
and mechanical paint removers (29 CFR
1915.34). Because OSHA determined
that there is significant risk of material
impairment of health at the new lower
PEL of 0.2 mg/m3, the Agency continues
to believe that it is necessary to protect
workers exposed at this level. However,
OSHA is now reconsidering the need for
ancillary provisions in the construction
and shipyards sectors, and is currently
reviewing comments received in
response to the proposal to finalize the
rulemaking.
Statement of Need: The Occupational
Safety and Health Administration
(OSHA) proposed to revoke the
ancillary provisions for the construction
and the shipyard sectors, which OSHA
adopted on January 9, 2017 (82 FR
2470), but retain the new lower
permissible exposure limit (PEL) of 0.2
mg/m3 and the short term exposure limit
(STEL) of 2.0 mg/m3 for each sector.
OSHA will not enforce the January 9,
2017, shipyard and construction
standards without further notice while
this new rulemaking is underway.
OSHA has determined that there is
significant risk of material impairment
of health at the new lower PEL of 0.2 mg/
m3, the Agency continues to believe that
it is necessary to protect workers
exposed at this level. However, OSHA
has evidence that beryllium exposure in
these sectors is limited to the following
operations: Abrasive blasting in
construction, abrasive blasting in
shipyards, and welding in shipyards.
OSHA has a number of standards
already applicable to these operations.
Based on a review of the comments
received and a review of the
applicability of existing OSHA
standards, OSHA is now reconsidering
the need for ancillary provisions in the
construction and shipyards sectors, and
is currently reviewing comments
received in response to the proposal to
finalize the rulemaking.
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Summary of Legal Basis: 29 U.S.C.
655(b); 29 U.S.C. 657.
Alternatives: OSHA has several
potential options. The first is to retain
the original standards promulgated in
2017 for construction and shipyards,
including all ancillary provisions.
Alternatively, OSHA is evaluating
whether there is benefit to retaining
certain ancillary provisions that were
proposed for rescission.
Anticipated Cost and Benefits: OSHA
preliminarily estimated that rescinding
the ancillary provisions will result in
cost savings to shipyard and
construction establishments. For
construction, cost savings are $8.8
million (7% discounting) and $8.6
million (3% discounting). For
shipyards, cost savings are $3.5 million
(7% discounting) and $3.4 million (3%
discounting). OSHA has preliminarily
concluded that there are limited to no
foregone benefits (i.e., reduced number
of cases of Chronic Beryllium Disease)
as a result of revoking the ancillary
provisions of the beryllium final
standards for construction and
shipyards.
Risks:
Timetable:
Action
NPRM (Construction in Shipyards) Published as 1218–
AB76.
NPRM (Construction in Shipyards) Comment Period
End.
Final Rule ............
Date
06/27/17
FR Cite
82 FR 29182
08/28/17
06/00/19
Regulatory Flexibility Analysis
Required: No.
Government Levels Affected:
Undetermined.
Federalism: Undetermined.
Agency Contact: William Perry,
Director, Directorate of Standards and
Guidance, Department of Labor,
Occupational Safety and Health
Administration, 200 Constitution
Avenue NW, FP Building, Room N–
3718, Washington, DC 20210, Phone:
202 693–1950, Fax: 202 693–1678,
Email: perry.bill@dol.gov.
Related RIN: Related to 1218–AB76
RIN: 1218–AD21
BILLING CODE 4510–04–P
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DEPARTMENT OF TRANSPORTATION
(DOT)
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Introduction: Department Overview
DOT has statutory responsibility for a
wide range of regulations. For example,
DOT regulates safety in the aviation,
motor carrier, railroad, motor vehicle,
commercial space, transit, and pipeline
transportation areas. The Department
also regulates aviation consumer and
economic issues, and provides financial
assistance and writes the necessary
implementing rules for programs
involving highways, airports, mass
transit, the maritime industry, railroads,
and motor transportation and vehicle
safety. Finally, DOT has responsibility
for developing policies that implement
a wide range of regulations that govern
programs such as acquisition and grants
management, access for people with
disabilities, environmental protection,
energy conservation, information
technology, occupational safety and
health, property asset management,
seismic safety, security, and the use of
aircraft and vehicles. The Department
carries out its responsibilities through
the Office of the Secretary (OST) and the
following operating administrations
(OAs): Federal Aviation Administration
(FAA); Federal Highway Administration
(FHWA); Federal Motor Carrier Safety
Administration (FMCSA); Federal
Railroad Administration (FRA); Federal
Transit Administration (FTA); Maritime
Administration (MARAD); National
Highway Traffic Safety Administration
(NHTSA); Pipeline and Hazardous
Materials Safety Administration;
(PHMSA); and St. Lawrence Seaway
Development Corporation (SLSDC).
The Department’s Regulatory
Philosophy and Initiatives
The Department’s highest priority is
safety. To achieve our safety goals
responsibly and in accordance with
principles of good governance, we
embrace a regulatory philosophy that
emphasizes transparency, stakeholder
engagement, and regulatory restraint.
Our goal is to allow the public to
understand how we make decisions,
which necessarily includes being
transparent in the way we measure the
risks, costs, and benefits of engaging
in—or deciding not to engage in—a
particular regulatory action. It is our
policy to provide an opportunity for
public comment on such actions to all
interested stakeholders. Above all,
transparency and meaningful
engagement mandate that regulations
should be straightforward, clear, and
accessible to any interested stakeholder.
• At DOT, transparency and
stakeholder engagement take a number
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of different forms. For example, we
publish a monthly report on our website
that provides a summary and the status
for all significant rulemakings that DOT
currently has pending or has issued
recently (https://
www.transportation.gov/regulations/
report-on-significant-rulemakings). This
report provides the public with easy
access to information about the
Department’s regulatory activities that
can be used to locate other publiclyavailable information in the
Department’s regulatory docket at
www.regulations.gov, or in the Federal
Register.
• We also seek public input through
direct engagement. For example, we
published a request asking the public to
help us identify obstacles to
infrastructure projects, Transportation
Infrastructure: Notice of Review of
Policy, Guidance, and Regulation, 82 FR
26734 (June 8, 2017). In response, we
received more than 200 comments
proposing more than 1,000 ideas. We
have reviewed these comments and are
working to implement ideas that
streamline approval processes and guide
investment in infrastructure. We also
published another notice requesting the
public to help us identify rules that are
good candidates for repeal, replacement,
suspension, or modification, or other
deregulatory action, 82 FR 45750
(October 2, 2017). We received over
2,800 comments in response and are
currently undertaking a comprehensive
review of these comments. Finally, DOT
has a long history of partnering with
stakeholders to develop
recommendations and consensus
standards through advisory committees.
Some committees meet regularly to
provide advice, while others are
convened on an ad hoc basis to address
specific needs. Each OA, as well as
OST, has at least one standing advisory
committee.
The Department’s regulatory
philosophy also embraces the notion
that there should be no more regulations
than necessary. We emphasize
consideration of non-regulatory
solutions and have rigorous processes in
place for continual reassessment of
existing regulations. These processes
provide that regulations and other
agency actions are periodically
reviewed and, if appropriate, are revised
to ensure that they continue to meet the
needs for which they were originally
designed, and that they remain costeffective and cost-justified.
For example, DOT regularly makes a
conscientious effort to review its rules
in accordance with the Department’s
1979 Regulatory Policies and
Procedures (44 FR 11034, Feb. 26,
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1979), Executive Order (E.O.) 12866
(Regulatory Planning and Review),
Executive Order 13563 (Improving
Regulation and Regulatory Review), and
section 610 of the Regulatory Flexibility
Act. The Department follows a repeating
10-year plan for the review of existing
regulations. Information on the results
of these reviews is included in the
Unified Agenda.
In addition, through three new
Executive Orders, President Trump
directed agencies to further scrutinize
their regulations and other agency
actions. On January 30, 2017, President
Trump signed Executive Order 13771,
Reducing Regulation and Controlling
Regulatory Costs. Under section 2(a) of
the Executive Order, unless prohibited
by law, whenever an executive
department or agency publicly proposes
for notice and comment or otherwise
promulgates a new regulation, it must
identify at least two existing regulations
to be repealed. On February 24, 2017,
President Trump signed Executive
Order 13777, enforcing the Regulatory
Reform Agenda. Under this Executive
Order, each agency must establish a
Regulatory Reform Task Force (RRTF) to
evaluate existing regulations, and make
recommendations for their repeal,
replacement, or modification. On March
28, 2017, President Trump signed
Executive Order 13783, Promoting
Energy Independence and Economic
Growth, requiring agencies to review all
existing regulations, orders, guidance
documents, policies, and other similar
agency actions that potentially burden
the development or use of domestically
produced energy resources, with
particular attention to oil, natural gas,
coal, and nuclear energy resources.
In response to the mandate in
Executive Order 13777, the Department
formed an RRTF consisting of senior
career and non-career leaders, which
has already conducted extensive
reviews of existing regulations, and
identified a number of rules to be
repealed, replaced, or modified. As a
result of the RRTF’s work, since January
2017, the Department has issued
deregulatory actions that reduce
regulatory costs on the public by at least
$882 million (in net present value cost
savings). Even when the costs of
significant regulatory actions are
factored in, the Department’s
deregulatory actions in FY2018 will still
result in over $500 million in net cost
savings (in net present value). With the
RRTF’s assistance, the Department has
achieved these cost savings in a manner
that is fully consistent with enhancing
safety. For example, in March 2018, the
FAA promulgated a rule titled
Rotorcraft Pilot Compartment View,
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which will reduce the number of tests
for nighttime operations, after the
Agency carefully considered the safety
data and determined the tests were
unnecessary.
The Department has also significantly
increased the number of deregulatory
actions it is pursuing. Today, DOT is
pursuing over 120 deregulatory
rulemakings, up from just 16 in the fall
of 2016.
The RRTF continues to conduct
monthly reviews across all OAs to
identify appropriate deregulatory
actions. The RRTF also works to ensure
that any new regulatory action is
rigorously vetted and non-regulatory
alternatives are considered. Further
information on the RRTF can be found
online at: https://
www.transportation.gov/regulations/
regulatory-reform-task-force-report. The
priorities identified below reflect the
RRTF’s work to implement the
Department’s focus on reducing burdens
and improving the effectiveness of all
regulations.
The Department’s Regulatory Priorities
Four fundamental principles—safety,
innovation, enabling investment in
infrastructure, and reducing
unnecessary regulatory burdens—are
our top priorities. These priorities are
grounded in our national interest in
maintaining U.S. global leadership in
safety, innovation, and economic
growth. To accomplish our regulatory
goals, we must create a regulatory
environment that fosters growth in new
and innovative industries without
burdening them with unnecessary
restrictions. At the same time, safety
remains our highest priority; we must
remain focused on managing safety risks
and be sure that we do not regress from
the successes already achieved.
Accordingly, the regulatory plan laid
out below reflects a careful balance that
emphasizes the Department’s priority in
fostering innovation while at the same
time meeting the challenges of
maintaining a safe and reliable,
transportation system.
Safety. The success of our national
transportation system requires us to
remain focused on safety as our highest
priority. Our regulatory plan reflects our
commitment to safety through a
balanced regulatory approach. Our goals
are to deliver safety more efficiently and
at a lower cost to the public by looking
to market-driven solutions first.
Innovation. Every mode of
transportation is affected by
transformative technology. Whether we
are talking about automation, unmanned
vehicles, or other emerging
technologies, we are looking forward to
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new and promising frontiers that will
change the way we move on the ground,
in water, through the air, and into space.
Our regulatory plan reflects the
Administration’s commitment to
fostering innovation by lifting barriers to
entry and enabling innovative and
exciting new uses of transportation
technology.
Enabling investment in infrastructure.
The safe and efficient movement of
goods and passengers requires us not
just to maintain, but to improve our
national transportation infrastructure.
But that cannot happen without changes
to the way we plan, fund, and approve
projects. Accordingly, our Regulatory
Plan prioritizes regulatory action that
streamlines the approval process and
facilitates more efficient investment in
infrastructure. To maintain global
leadership and foster economic growth,
this must be one of our highest
priorities.
Reducing unnecessary regulatory
burdens. Finally, our Regulatory Plan
reflects our commitment to reducing
unnecessary regulatory burdens. Our
priority rules include some deregulatory
actions that we identified after a
comprehensive review of all of the
Department’s regulations. The Plan also
reflects our policy of thoroughly
considering non-regulatory solutions
before taking regulatory action. When
regulatory intervention is necessary,
however, it is our policy to rely datadriven and risk-based analysis to craft
the most effective and least burdensome
solution to the problem.
This Regulatory Plan identifies the 10
pending rulemakings that reflect the
Department’s commitment to safety,
innovation, infrastructure, and reducing
burdens. For example:
• FAA will focus on regulatory
activity to enable, safely and efficiently,
the integration of unmanned aircraft
systems (UAS) into the National
Airspace System (NAS), and to enable
expanded commercial space activities.
• NHTSA will focus on maintaining
and advancing safety while reducing
regulatory barriers to technology
innovation, including the development
of autonomous vehicles, and updating
regulations on fuel efficiency.
• FRA will continue to focus on
providing industry members regulatory
relief through a rulemaking that allows
for alternative compliance with FRA’s
Passenger Equipment Safety Standards
for the operation of Tier III passenger
equipment.
• FTA will continue to focus on its
statutorily-mandated efforts to establish
a comprehensive Public Transportation
Safety Program to improve the safety of
public transportation systems.
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• PHMSA will focus on pipeline
safety as well as the movement of
hazardous materials across multiple
modes of transportation.
At the same time, all OAs are
prioritizing their regulatory and
deregulatory actions accordance with
Executive Orders 13771 and 13563, to
make sure they are providing the
highest level of safety while eliminating
outmoded and ineffective regulations
and streamlining other existing
regulations in an effort to promote
economic growth, innovation,
competitiveness, and job creation. Since
each OA has its own area of focus, we
summarize the regulatory priorities of
each below.
Office of the Secretary of
Transportation
OST oversees the regulatory process
for the Department. OST implements
the Department’s regulatory policies and
procedures and is responsible for
ensuring the involvement of senior
officials in regulatory decision making.
Through the Office of the General
Counsel, OST is also responsible for
ensuring that the Department complies
with the Administrative Procedure Act,
Executive Order 12866 (Regulatory
Planning and Review), Executive Order
13563 (Improving Regulation and
Regulatory Review), Executive Order
13771 (Reducing Regulation and
Controlling Regulatory Costs), Executive
Order 13777 (Enforcing the Regulatory
Reform Agenda), Executive Order 13873
(Promoting Energy Independence and
Economic Growth), DOT’s Regulatory
Policies and Procedures, and other legal
and policy requirements affecting
rulemaking. In addition, OST has the
lead role in matters concerning aviation
economic rules, the Americans with
Disabilities Act, and rules that affect
multiple elements of the Department.
OST provides guidance and training
regarding compliance with regulatory
requirements and process for personnel
throughout the Department. OST also
plays an instrumental role in the
Department’s efforts to improve our
economic analyses; risk assessments;
regulatory flexibility analyses; other
related analyses; retrospective reviews
of rules; and data quality, including
peer reviews. The Office of the General
Counsel is the lead office that works
with the Office of Management and
Budget’s (OMB) Office of Information
and Regulatory Affairs (OIRA) to get
Administration approval to move
forward with significant rules.
OST also leads and coordinates the
Department’s response to OMB’s
intergovernmental review of other
agencies’ significant rulemaking
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documents and to Administration and
congressional proposals that concern
the regulatory process. The Office of the
General Counsel works closely with
representatives of other agencies, OMB,
the White House, and congressional
staff to provide information on how
various proposals would affect the
ability of the Department to perform its
safety, infrastructure, and other
missions.
• In Fiscal Year 2019, the Department
will issue an NPRM proposing to
establish the applicable regulatory
standard for waivers from the Buy
America requirement on the basis that a
product or item is not manufactured in
the United States meeting the applicable
Buy America requirement. This
rulemaking will streamline and
coordinate aspects of the Buy America
process across the Department.
In addition, OST will continue its
efforts to help coordinate the activities
of several OAs that advance various
departmental efforts that support the
Administration’s initiatives on
promoting safety, enabling innovation,
investing in infrastructure, and reducing
regulatory burdens. OST will also
continue to provide significant support
to the RRTF’s efforts to implement the
Department’s regulatory reform policies.
Federal Aviation Administration
FAA is charged with safely and
efficiently operating and maintaining
the most complex aviation system in the
world. Destination 2025, an FAA
initiative that captures the agency’s
vision of transforming the Nation’s
aviation system by 2025, has proven to
be an effective tool for pushing the
agency to think about longer-term
aspirations; FAA has established a
vision that defines the agency’s
priorities for the next five years.
During Fiscal Year 2019, FAA’s
regulatory priorities will be to enable
transformative UAS and commercial
space technologies by publishing two
notices of proposed rulemaking
(Updates to Clarify and Streamline
Commercial Space Transportation
Regulations, 2120–AL17 and Remote
Identification of Unmanned Aircraft
Systems, 2120–AL31), publishing an
interim final rule on UAS marking
(External Marking Requirement for
Small UAS, 2120–AL32), and advancing
the Small Unmanned Aircraft Over
People (2120–AK85) rule. The Updates
to Clarify and Streamline Commercial
Space Transportation Regulations
proposal would update and consolidate
current regulations contained in four
separate parts into a single regulatory
part which will provide safety
objectives to be achieved for the launch
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of suborbital and orbital expendable and
reusable vehicles, and the reentry of
vehicles. This proposal will
significantly streamline and simplify
licensing of launch and reentry
operations and will enable novel
operations.
• FAA’s top deregulatory priorities
will be to issue three final rules. Use of
ADS–B in support of Reduced Vertical
Separation Minimum (RVSM), (2120–
AK87) would revise the requirement for
an application to operate in RVSM
airspace. Recognition of Pilot in
Command (PIC) Experience in the
Military and in part 121 operations,
(2120–AL–03) would allow pilots with
121 PIC experience prior to July 31,
2013, but who were not serving as a PIC
on that date, to count that time toward
the 1000 hour experience required to
serve as a PIC in part 121 today. Severe
Weather Detection Equipment
Requirement for Helicopter Air
Ambulance (HAA) Operations, (2120–
AK94) would allow HAA operator to
conduct instrument flight rules (IFR)
departures and approaches procedures
at airports and heliports that do not
have an approved weather reporting
source, in HAA aircraft without
functioning severe weather detection
equipment, when there is no reasonable
expectation of severe weather at the
destination, the alternate, or along the
route of flight.
• More information about these rules
can be found in the DOT Unified
Agenda.
Federal Highway Administration
FHWA carries out the Federal
highway program in partnership with
State and local agencies to meet the
Nation’s transportation needs. FHWA’s
mission is to improve continually the
quality and performance of our Nation’s
highway system and its intermodal
connectors.
Consistent with this mission, in Fiscal
Year 2019, the FHWA will continue
with ongoing regulatory initiatives in
support of its surface transportation
programs. It will also work to
implement legislation in the most costeffective way possible. Finally, it will
pursue regulatory reform in areas where
project development can be streamlined
or accelerated, duplicative requirements
can be consolidated, recordkeeping
requirements can be reduced or
simplified, and the decision-making
authority of our State and local partners
can be increased.
Federal Motor Carrier Safety
Administration
The mission of FMCSA is to reduce
crashes, injuries, and fatalities involving
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commercial trucks and buses. A strong
regulatory program is a cornerstone of
FMCSA’s compliance and enforcement
efforts to advance this safety mission. In
addition to Agency-directed regulations,
FMCSA develops regulations mandated
by Congress, through legislation such as
the Moving Ahead for Progress in the
21st Century (MAP–21) and the Fixing
America’s Surface Transportation
(FAST) Acts. FMCSA regulations
establish minimum safety standards for
motor carriers, commercial drivers,
commercial motor vehicles, and State
agencies receiving certain motor carrier
safety grants and issuing commercial
drivers’ licenses.
FMCSA’s regulatory efforts for FY
2019 will focus on removing regulatory
burdens and streamlining the grants
program. The Agency will consider
changes to the hours of service
regulations that would improve
operational flexibilities for motor
carriers consistent with safety. In
addition, FMCSA will continue to
coordinate efforts on the development of
autonomous vehicle technologies and
review existing regulations to identify
changes that might be needed.
National Highway Traffic Safety
Administration
• The mission of NHTSA is to save
lives, prevent injuries, and reduce
economic costs due to roadway crashes.
The statutory responsibilities of NHTSA
relating to motor vehicles include
reducing the number, and mitigating the
effects of motor vehicle crashes and
related fatalities and injuries; providing
safety performance information to aid
prospective purchasers of vehicles,
child restraints, and tires; and
improving automotive fuel efficiency
requirements. NHTSA pursues policies
that enable safety technologies and
encourages the development of nonregulatory approaches when feasible in
meeting its statutory mandates. NHTSA
issues new standards and regulations or
amendments to existing standards and
regulations when appropriate. It ensures
that regulatory alternatives reflect a
careful assessment of the problem and a
comprehensive analysis of the benefits,
costs, and other impacts associated with
the proposed regulatory action. Finally,
NHTSA considers alternatives
consistent with principles in applicable
executive orders.
NHTSA’s regulatory priorities for
Fiscal Year 2019 include continuing to
coordinate efforts on the development of
autonomous vehicles and reducing
regulatory barriers to technology
innovation. NHTSA also plans to issue
several rulemakings and other actions
that increase safety and reduce
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economic burden. Most prominently,
NHTSA plans to seek comments on
amendments to existing regulations to
address barriers to the deployment of
automated vehicles, particularly those
that affect vehicles that may have
innovative designs. In addition, working
with the Environmental Protection
Agency, NHTSA plans to finalize fuel
efficiency standards for light vehicles
model years (MYs) 2021 thru 2026 (The
Safer Affordable Fuel-Efficient (SAFE)
Vehicles Rule for Model Years 2021–
2026 Passenger Cars and Light Trucks,
RIN 2127–AL76). More information
about these rules can be found in the
DOT Unified Agenda.
Federal Railroad Administration
FRA exercises regulatory authority
over all areas of railroad safety and,
where feasible, incorporates flexible
performance standards. To foster an
environment for collaborative
rulemaking, FRA established the
Railroad Safety Advisory Committee
(RSAC). The purpose of RSAC is to
develop consensus recommendations
for regulatory action on issues FRA
brings to it. Even in situations where
RSAC consensus is not achieved, FRA
benefits from receiving input from
RSAC. In situations where RSAC
participation would not be useful (e.g.,
a statutory mandate that leaves FRA
with no discretion), FRA fulfils its
regulatory role without RSAC’s input.
The RSAC consultation process results
in regulations that are likely to be better
understood, more widely accepted,
more cost-beneficial, and more correctly
applied, because of stakeholder
participation.
FRA’s current regulatory program
continues to reflect a number of pending
proceedings to satisfy mandates
resulting from the Rail Safety
Improvement Act of 2008 (RSIA08), the
Passenger Rail Investment and
Improvement Act of 2008 (PRIIA), and
the FAST Act. These actions support a
safe, high-performing passenger rail
network, address the safe and effective
movement of energy products, and
encourage innovation and the adoption
of new technology in the rail industry
to improve safety and efficiencies.
FRA’s regulatory priority for Fiscal Year
2019 will be to continue its work on a
final rule that will advance highperforming passenger rail by providing
alternative ways to comply with
passenger rail equipment standards
(Passenger Equipment Safety Standards
for the operation of Tier III passenger
equipment, RIN 2130–AC46). This rule
would ease regulatory burdens on
certain passenger rail operations,
allowing the development of advanced
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technology and increasing safety
benefits. More information about this
rule is in the DOT Unified Agenda.
Federal Transit Administration
The mission of FTA is to improve
public transportation for America’s
communities. To further that end, FTA
provides financial and technical
assistance to local public transit
systems, including buses, subways, light
rail, commuter rail, trolleys and ferries,
oversees safety measures, and helps
develop next-generation technology
research. FTA’s regulatory activities
implement the laws that apply to
recipients’ uses of Federal funding and
the terms and conditions of FTA grant
awards.
In addition to the Department-wide
goals described above, FTA policy
regarding regulations is to:
• Ensure the safety of public
transportation systems;
• Provide maximum benefit to the
Nation’s mobility through the
connectivity of transportation
infrastructure;
• Provide maximum local discretion;
• Ensure the most productive use of
limited Federal resources;
• Protect taxpayer investments in
public transportation; and
• Incorporate principles of sound
management into the grant management
process.
In furtherance of its mission and
consistent with statutory changes, in
Fiscal Year 2019, FTA will focus on
deregulatory actions. Specifically, FTA
will streamline the environmental
review process for transit projects,
update its Project Management
Oversight regulation, and remove
duplicative or outdated rules, such as
the Capital Leases regulation. More
information about these rules can be
found in the DOT Unified Agenda.
Maritime Administration
MARAD administers Federal laws and
programs to improve and strengthen the
maritime transportation system to meet
the economic, environmental, and
security needs of the Nation. To that
end, MARAD’s efforts are focused upon
ensuring a strong American presence in
the domestic and international trades
and to expanding maritime
opportunities for American businesses
and workers.
MARAD’s regulatory objectives and
priorities reflect the agency’s
responsibility for ensuring the
availability of water transportation
services for American shippers and
consumers and, in times of war or
national emergency, for the U.S. armed
forces. Major program areas include the
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following: Maritime Security, Voluntary
Intermodal Sealift Agreement, National
Defense Reserve Fleet and the Ready
Reserve Force, Cargo Preference,
Maritime Guaranteed Loan Financing,
United States Merchant Marine
Academy, Mariner Education and
Training Support, Deepwater Port
Licensing, and Port and Intermodal
Development. Additionally, MARAD
administers the Small Shipyard Grants
Program through which equipment and
technical skills training are provided to
America’s maritime workforce, with the
aim of helping businesses to compete in
the global marketplace while creating
well-paying jobs at home.
MARAD’s regulatory priorities for
Fiscal Year 2019 will be to continue to
support the objectives and priorities
described above in addition to
identifying new opportunities for
deregulatory action.
Pipeline and Hazardous Materials
Safety Administration
PHMSA has responsibility for
rulemaking under two programs.
Through the Associate Administrator for
the Office of Hazardous Materials Safety
(OHMS), PHMSA administers regulatory
programs under Federal hazardous
materials transportation law. Through
the Associate Administrator for the
Office of Pipeline Safety (OPS), PHMSA
administers regulatory programs under
the Federal pipeline safety laws. In
addition, both offices administer
programs under the Federal Water
Pollution Control Act, as amended by
the Oil Pollution Act of 1990.
PHMSA will continue to work toward
improving safety related to
transportation of hazardous materials by
all transportation modes, including
pipeline, while promoting economic
growth, innovation, competitiveness,
and job creation. PHMSA will
concentrate on the prevention of highrisk incidents identified through
PHMSA’s evaluation of transportation
incident data. PHMSA will use all
available Agency tools to assess data;
evaluate alternative safety strategies,
including regulatory strategies as
necessary and appropriate; target
enforcement efforts; and enhance
outreach, public education, and training
to promote safety outcomes.
Further, PHMSA will continue to
focus on streamlining its regulatory
system and reducing regulatory
burdens. PHMSA will evaluate existing
rules to examine whether they remain
justified; should be modified to account
for changing circumstances and
technologies; or should be streamlined
or even repealed. PHMSA will continue
to evaluate, analyze, and be responsive
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to petitions for rulemaking. PHMSA will
review regulations, letters of
interpretation, and petitions for
rulemaking, special permits,
enforcement actions, approvals,
international standards, and industry
standards to identify inconsistencies,
outdated provisions, and barriers to
regulatory compliance.
In Fiscal Year 2019, OHMS will focus
on two priority rulemakings. The first is
designed to reduce risks related to the
transportation of hazardous materials by
rail. PHMSA aims to publish the final
rule ‘‘Hazardous Materials: Oil Spill
Response Plans and Information Sharing
for High-Hazard Flammable Trains’’
(2137–AF08), that expands the
applicability of comprehensive oil spill
response plans for crude oil trains and
requires railroads to share information
about high-hazard flammable train
operations with State and tribal
emergency response commissions to
improve community preparedness. The
second rulemaking is designed to
reduce the risk of transporting lithium
batteries by air by addressing the unique
challenges they pose. Specifically,
‘‘Hazardous Materials: Enhanced Safety
Provisions for Lithium Batteries
Transported by Aircraft’’ (2137–AF20)
contains three amendments: (1) A
prohibition on the transport of lithium
ion cells and batteries as cargo on
passenger aircraft; (2) a requirement that
lithium ion cells and batteries be
shipped at not more than a 30 percent
state of charge aboard cargo-only
aircraft; and (3) a limitation on the use
of alternative provisions for small
lithium cell or battery shipments to one
package per consignment or overpack.
OPS will focus on three pipeline
rules. The first rulemaking will finalize
a proposal to change the regulations
covering hazardous liquid onshore
pipelines related to High Consequence
Areas for integrity management
protections, repair timeframes, and
reporting for all hazardous liquid
gathering lines (Pipeline Safety: Safety
of Hazardous Liquid Pipelines, 2137–
AE66). The second rulemaking will
finalize the testing and pressure
reconfirmation of certain previously
untested gas transmission pipelines and
certain gas transmission pipelines with
inadequate records, require operators
incorporate seismicity into their risk
analysis and data integration, require
the reporting of maximum allowable
operating pressure exceedances, allow a
6-month extension of integrity
management reassessment intervals
with notice, and expand integrity
assessments outside of high
consequence areas to other populated
areas (Pipeline Safety: Safety of Gas
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Transmission Pipelines, 2137–AE72).
PHMSA is considering issuing a notice
of proposed rulemaking that would
provide regulatory relief to certain
pipeline operators that experience a
reduction in allowable operating
pressure due to construction that has
occurred in the area (Pipeline Safety:
Class Location Requirements, 2137–
AF29).
DOT—OFFICE OF THE SECRETARY
(OST)
Proposed Rule Stage
104. • +Processing Buy America
Waivers Based on Non Availability
(Section 610 Review)
Priority: Other Significant. Major
status under 5 U.S.C. 801 is
undetermined.
E.O. 13771 Designation: Regulatory.
Legal Authority: 23 U.S.C. 313; 49
U.S.C. 5323(j); 49 U.S.C. 24405(a); 49
U.S.C. 50101; Consolidated
Appropriations Act, 2018, div. L, tit. IV
sec. 410; 41 U.S.C. 8301 to 8305; E.O.
13788, Buy American and Hire
American (Apr. 18, 2017)
CFR Citation: Not Yet Determined.
Legal Deadline: None.
Abstract: This rule will establish the
applicable regulatory standard for
waivers from the Buy America
requirement on the basis that a product
or item is not manufactured in the
United States meeting the applicable
Buy America requirement. This
standard will require the use of items
and products with the maximum known
amount of domestic content. The rule
will also establish the required
information the applicants must provide
in applying for such waivers.
Statement of Need: Pursuant to
Executive Order 13788–Buy American
and Hire American, which establishes
as a policy of the executive branch to
‘‘maximize, consistent with law . . . the
use of goods, products, and materials
produced in the United States,’’ DOT
will be requiring that applicants for
non-availability waivers select products
that maximize domestic content. In
addition, this rule will streamline the
Buy America non-availability waiver
process, and improve coordination
across the Department of
Transportation.
Summary of Legal Basis: 23 U.S.C.
313; 49 U.S.C. 5323(j); 49 U.S.C.
24405(a); 49 U.S.C. 50101; Consolidated
Appropriations Act, 2018, div. L, tit. IV
410; 41 U.S.C. 83018305; Executive
Order 13788, Buy American and Hire
American (Apr. 18, 2017).
Alternatives: TBD.
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Anticipated Cost and Benefits: TBD.
Risks: TBD.
Timetable:
Action
NPRM ..................
Date
FR Cite
06/00/19
Regulatory Flexibility Analysis
Required: Undetermined.
Small Entities Affected: Businesses,
Governmental Jurisdictions,
Organizations.
Government Levels Affected: Local,
State, Tribal.
International Impacts: This regulatory
action will be likely to have
international trade and investment
effects, or otherwise be of international
interest.
Agency Contact: Analiese
Marchesseault, Department of
Transportation, 1200 New Jersey
Avenue SE, Washington, DC 20590,
Phone: 202 366–1675, Email:
analiese.marchesseault@dot.gov.
RIN: 2105–AE79
DOT—FEDERAL AVIATION
ADMINISTRATION (FAA)
Final Rule Stage
105. +Registration and Marking
Requirements for Small Unmanned
Aircraft
Priority: Other Significant.
E.O. 13771 Designation: Regulatory.
Legal Authority: 49 U.S.C. 106(f), 49
U.S.C. 41703, 44101 to 44106, 44110 to
44113, and 44701
CFR Citation: 14 CFR 1; 14 CFR 375;
14 CFR 45; 14 CFR 47; 14 CFR 48; 14
CFR 91.
Legal Deadline: None.
Abstract: This rulemaking would
provide an alternative, streamlined and
simple, web-based aircraft registration
process for the registration of small
unmanned aircraft, including small
unmanned aircraft operated as model
aircraft, to facilitate compliance with
the statutory requirement that all
aircraft register prior to operation. It
would also provide a simpler method
for marking small unmanned aircraft
that is more appropriate for these
aircraft. This action responds to public
comments received regarding the
proposed registration process in the
Operation and Certification of Small
Unmanned Aircraft notice of proposed
rulemaking, the request for information
regarding unmanned aircraft system
registration, and the recommendations
from the Unmanned Aircraft System
Registration Task Force.
Statement of Need: This interim final
rule (IFR) provides an alternative
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process that small unmanned aircraft
owners may use to comply with the
statutory requirements for aircraft
operations. As provided in the
clarification of these statutory
requirements and request for further
information issued October 19, 2015, 49
U.S.C. 44102 requires aircraft to be
registered prior to operation. See 80 FR
63912 (October 22, 2015). Currently, the
only registration and aircraft
identification process available to
comply with the statutory aircraft
registration requirement for all aircraft
owners, including small unmanned
aircraft, is the paper-based system set
forth in 14 CFR parts 45 and 47. As the
Secretary and the Administrator noted
in the clarification issued October 19,
2015, and further analyzed in the
regulatory evaluation accompanying
this rulemaking, the Department and the
FAA have determined that this process
is too onerous for small unmanned
aircraft owners and the FAA. Thus, after
considering public comments and the
recommendations from the Unmanned
Aircraft System (UAS) Registration Task
Force, the Department and the FAA
have developed an alternative process,
provided by this IFR (14 CFR part 48),
for registration and marking available
only to small unmanned aircraft owners.
Small unmanned aircraft owners may
use this process to comply with the
statutory requirement to register their
aircraft prior to operating in the
National Airspace System (NAS).
Summary of Legal Basis: The FAA’s
authority to issue rules on aviation
safety is found in Title 49 of the United
States Code. Subtitle I, section 106
describes the authority of the FAA
Administrator. Subtitle VII, Aviation
Programs, describes in more detail the
scope of the agency’s authority. This
rulemaking is promulgated under the
authority described in 49 U.S.C. 106(f),
which establishes the authority of the
Administrator to promulgate regulations
and rules; and 49 U.S.C. 44701(a)(5),
which requires the Administrator to
promote safe flight of civil aircraft in air
commerce by prescribing regulations
and setting minimum standards for
other practices, methods, and
procedures necessary for safety in air
commerce and national security. This
rule is also promulgated pursuant to 49
U.S.C. 44101 to 44106 and 44110 to
44113 which require aircraft to be
registered as a condition of operation
and establish the requirements for
registration and the registration
processes. Additionally, this rulemaking
is promulgated pursuant to the
Secretary’s authority in 49 U.S.C. 41703
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to permit the operation of foreign civil
aircraft in the United States.
Alternatives: Currently, the only
registration and aircraft identification
process available to comply with the
statutory aircraft registration
requirement for all aircraft owners,
including small unmanned aircraft, is
the paper-based system set forth in 14
CFR parts 45 and 47. As the Secretary
and the Administrator noted in the
clarification issued October 19, 2015,
and further analyzed in the regulatory
evaluation accompanying this
rulemaking, the Department and the
FAA have determined that this process
is too onerous for small unmanned
aircraft owners and the FAA.
Anticipated Cost and Benefits: In
order to implement the new
streamlined, web-based system
described in this interim final rule (IFR),
the FAA will incur costs to develop,
implement, and maintain the system.
Small UAS owners will require time to
register and mark their aircraft, and that
time has a cost. The total of government
and registrant resource cost for small
unmanned aircraft registration and
marking under this new system is $56
million ($46 million present value at 7
percent) through 2020. In evaluating the
impact of this interim final rule, we
compare the costs and benefits of the
IFR to a baseline consistent with
existing practices: For modelers, the
exercise of discretion by FAA (not
requiring registration) and continued
broad public outreach and educational
campaign, and for non-modelers,
registration via part 47 in the paperbased system. Given the time to register
aircraft under the paper-based system
and the projected number of sUAS
aircraft, the FAA estimates the cost to
the government and non-modelers
would be about $383 million. The
resulting cost savings to society from
this IFR equals the cost of this baseline
policy ($383 million) minus the cost of
this IFR ($56 million), or about $327
million ($259 million in present value at
a 7 percent discount rate). These cost
savings are the net quantified benefits of
this IFR.
Risks: Many of the owners of these
new sUAS may have no prior aviation
experience and have little or no
understanding of the NAS, let alone
knowledge of the safe operating
requirements and additional
authorizations required to conduct
certain operations. Aircraft registration
provides an immediate and direct
opportunity for the agency to engage
and educate these new users prior to
operating their unmanned aircraft and
to hold them accountable for
noncompliance with safe operating
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requirements, thereby mitigating the
risk associated with the influx of
operations. In light of the increasing
reports and incidents of unsafe
incidents, rapid proliferation of both
commercial and model aircraft
operators, and the resulting increased
risk, the Department has determined it
is contrary to the public interest to
proceed with further notice and
comment rulemaking regarding aircraft
registration for small unmanned aircraft.
To minimize risk to other users of the
NAS and people and property on the
ground, it is critical that the Department
be able to link the expected number of
new unmanned aircraft to their owners
and educate these new owners prior to
commencing operations.
Timetable:
Action
Interim Final Rule
Interim Final Rule
Effective.
OMB Approval of
Information Collection.
Interim Final Rule
Comment Period End.
Final Rule ............
Date
FR Cite
12/16/15
12/21/15
80 FR 78593
12/21/15
80 FR 79255
01/15/16
12/00/18
Regulatory Flexibility Analysis
Required: Yes.
Small Entities Affected: Businesses.
Government Levels Affected: None.
International Impacts: This regulatory
action will be likely to have
international trade and investment
effects, or otherwise be of international
interest.
URL For More Information:
www.regulations.gov.
URL For Public Comments:
www.regulations.gov.
Agency Contact: Sara Mikolop,
Department of Transportation, Federal
Aviation Administration, 800
Independence Ave. SW, Washington,
DC 20591, Phone: 202–267–7776, Email:
sara.mikolop@faa.gov.
RIN: 2120–AK82
DOT—NATIONAL HIGHWAY TRAFFIC
SAFETY ADMINISTRATION (NHTSA)
Prerule Stage
106. +Removing Regulatory Barriers for
Automated Driving Systems
Priority: Other Significant.
E.O. 13771 Designation: Deregulatory.
Legal Authority: delegation of
authority at 49 CFR 1.95
CFR Citation: 49 CFR 571.
Legal Deadline: None.
Abstract: This notice seeks comment
on existing motor vehicle regulatory
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barriers to the introduction and
certification of automated driving
systems. NHTSA is developing the
appropriate analysis of requirements
that are necessary to maintain existing
levels of safety while enabling
innovative vehicle designs and
removing or modifying those
requirements that would no longer be
appropriate if a human driver will not
be operating the vehicle. NHTSA
previously published a Federal Register
notice requesting public comment on
January 18, 2018.
Statement of Need: This notice seeks
comment on existing motor vehicle
regulatory barriers to the introduction
and certification of automated driving
systems.
Summary of Legal Basis: Delegation of
authority at 49 CFR 1.95.
Alternatives: NHTSA will seek
regulatory alternatives in the upcoming
proposal.
Anticipated Cost and Benefits:
NHTSA will seek cost and benefit
estimates in the upcoming proposal.
Risks: The agency believes there are
no substantial risks to this rulemaking.
Timetable:
Action
Date
ANPRM ...............
FR Cite
10/00/18
Regulatory Flexibility Analysis
Required: No.
Small Entities Affected: No.
Government Levels Affected: None.
URL For More Information:
www.regulations.gov.
URL For Public Comments:
www.regulations.gov.
Agency Contact: David Hines, General
Engineer Office of Crash Avoidance
Standards, Department of
Transportation, National Highway
Traffic Safety Administration, 1200 New
Jersey Avenue SE, Washington, DC
20590, Phone: 202–366–2720, Email:
dhines@nhtsa.dot.gov.
RIN: 2127–AM00.
DOT—NHTSA
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Proposed Rule Stage
107. +The Safer Affordable FuelEfficient (Safe) Vehicles Rule for Model
Years 2021–2026 Passenger Cars and
Light Trucks
Priority: Economically Significant.
Major under 5 U.S.C. 801.
Unfunded Mandates: Undetermined.
E.O. 13771 Designation: Deregulatory.
Legal Authority: 49 U.S.C. 32902;
delegation of authority at 49 CFR 1.95
CFR Citation: 49 CFR 531; 49 CFR
533.
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Legal Deadline: Final, Statutory, April
1, 2020, Publish Final Rule.
Abstract: The Department of
Transportation’s National Highway
Traffic Safety Administration (NHTSA)
and the U.S. Environmental Protection
Agency (EPA) proposed a rule to adjust
the corporate average fuel economy
(CAFE) and greenhouse gas (GHG)
emissions standards for model years
(MYs) 2021 through 2026 light-duty
vehicles. EPA established national GHG
emissions standards under the Clean Air
Act that extend through 2025, and
NHTSA established augural CAFE
standards for MY 2022–2025 vehicles
under the Energy Policy and
Conservation Act, as amended by the
Energy Independence and Security Act
(EISA). This joint rulemaking proposes
adjustments to those standards,
following conclusion of the Mid-Term
Evaluation (MTE) process and EPA’s
Final Determination that it is
appropriate to adjust the MY 2022–2025
GHG emission standards.
Statement of Need: Setting Corporate
Average Fuel Economy standards for
passenger cars, light trucks and
medium-duty passenger vehicles will
reduce fuel consumption, and will
thereby improve U.S. energy
independence and energy security,
which has been a national objective
since the first oil price shocks in the
1970s. Transportation accounts for
about 70 percent of U.S. petroleum
consumption, and light-duty vehicles
account for about 60 percent of oil use
in the U.S. transportation sector.
Summary of Legal Basis: This
rulemaking responds to requirements of
the Energy Independence and Security
Act of 2007 (EISA), title 1, subtitle A,
section 102, as it amends 49 U.S.C.
32902, which was signed into law
December 19, 2007. The statute requires
that corporate average fuel economy
standards be prescribed separately for
passenger automobiles and nonpassenger automobiles. For model years
2021 to 2030, the average fuel economy
required to be attained by each fleet of
passenger and non-passenger
automobiles shall be the maximum
feasible for each model year. The law
requires the standards be set at least 18
months prior to the start of the model
year.
Alternatives: See the accompanying
Regulatory Impact Analysis for the
discussion of alternatives.
Anticipated Cost and Benefits: See the
accompanying Regulatory Impact
Analysis for the discussion of estimated
costs and benefits.
Risks: The agency believes there are
no substantial risks to this rulemaking.
Timetable:
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Action
NPRM ..................
NPRM Comment
Period Extended.
NPRM Comment
Period End.
NPRM Comment
Period Extended End.
Analyzing Comments.
Date
08/24/18
09/26/18
FR Cite
83 FR 42986
83 FR 48578
10/23/18
10/26/18
11/00/18
Regulatory Flexibility Analysis
Required: Undetermined.
Government Levels Affected:
Undetermined.
Federalism: Undetermined.
International Impacts: This regulatory
action will be likely to have
international trade and investment
effects, or otherwise be of international
interest.
URL For More Information:
www.regulations.gov.
URL For Public Comments:
www.regulations.gov.
Agency Contact: James Tamm, Fuel
Economy Division Chief, Department of
Transportation, National Highway
Traffic Safety Administration, 1200 New
Jersey Ave SE, Washington, DC 20590,
Phone: 202–493–0515, Email:
james.tamm@dot.gov.
RIN: 2127–AL76
DOT—FEDERAL RAILROAD
ADMINISTRATION (FRA)
Final Rule Stage
108. +Passenger Equipment Safety
Standards Amendments
Priority: Economically Significant.
Major under 5 U.S.C. 801.
E.O. 13771 Designation: Deregulatory.
Legal Authority: 49 U.S.C. 20103
CFR Citation: 49 CFR 238.
Legal Deadline: None.
Abstract: This rulemaking would
update existing safety standards for
passenger rail equipment. Specifically,
the rulemaking would add a new tier of
passenger equipment safety standards
(Tier III) to facilitate the safe
implementation of nation-wide,
interoperable, high-speed passenger rail
service at speeds up to 220 mph. The
Tier III standards require operations at
speeds above 125 mph to be in an
exclusive right-of-way without grade
crossings. This rule would also establish
crashworthiness and occupant
protection performance requirements as
an alternative to those currently
specified for Tier I passenger train sets.
Additionally, the rule would increase
from 150 to 160 mph the maximum
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speed for passenger equipment that
complies with FRA’s Tier II standards.
The rule is expected to ease regulatory
burdens, allow the development of
advanced technology, and increase
safety benefits.
Statement of Need: This rulemaking
would update existing safety standards
for passenger rail equipment.
Specifically, the rulemaking would add
a new tier of passenger equipment safety
standards (Tier III) to facilitate the safe
implementation of nation-wide,
interoperable, high-speed passenger rail
service at speeds up to 220 mph. The
Tier III standards require operations at
speeds above 125 mph to be in an
exclusive right-of-way without grade
crossings. This rule would also establish
crashworthiness and occupant
protection performance requirements as
an alternative to those currently
specified for Tier I passenger train sets.
Additionally, the rule would increase
from 150 to 160 mph the maximum
speed for passenger equipment that
complies with FRA’s Tier II standards.
The rule is expected to ease regulatory
burdens, allow the development of
advanced technology, and increase
safety benefits.
Summary of Legal Basis: 49 U.S.C.
20103, 20107, 20133, 20141, 20302 and
20303, 20306, 20701 and 20702, 21301
and 21302, 21304; 28 U.S.C. 2461, note;
and 49 CFR 1.89.
Alternatives: The alternatives FRA
considered in establishing the proposed
safety requirements for Tier III train sets
are the European and Japanese industry
standards. However, as neither of those
standards adequately address the safety
concerns presented in the U.S. rail
environment, FRA rejected adopting
either of them as a regulatory alternative
suitable for interoperable equipment.
Anticipated Cost and Benefits: This
rule would amend passenger equipment
safety regulations. It adds a new
equipment tier (‘‘Tier III’’) to facilitate
the safe implementation of high-speed
rail (up to 220 mph on dedicated rail
lines) and establishes alternative
crashworthiness performance standards
to qualify passenger rail equipment for
Tier I operations. This rule is
deregulatory in nature. At the proposed
rule stage, FRA estimated the total cost
of the proposed rule to be between $4.59
and $4.62 billion, discounted to
between $3.13 and $3.16 billion at a 3%
discount rate, and between $1.94 and
$1.96 billion at a 7% discount rate. The
annualized costs were estimated to be
$64.6 to 65.1 million at a 7% discount
rate and $101.9 to 102.6 million at a 3%
discount rate. FRA estimated the total
benefits to be between $8.66 and $16.75
billion, discounted to between $6.05
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and $11.27 billion at a 3% discount rate,
and between $3.85 and $7.06 billion at
a 7% discount rate. The annualized
benefits were estimated to be $121.8 to
235.8 million at a 7% discount rate and
$192 to 371.7 million at a 3% discount
rate. The benefits are derived by
calculating the difference between the
estimated equipment and infrastructure
costs without the rule and the estimated
costs of pursuing the same projects with
the new rule in effect. The majority of
the benefits are due to a rule
modification that provides Tier III train
sets the ability to operate on shared
track rather than build new,
independent infrastructure into urban
areas. FRA is currently evaluating the
core assumptions that lead to such large
benefits to ensure their accuracy.
Risks: The risk is regulatory
uncertainty for potential Tier III and
Tier I alternative operations. Tier III
operations could still be conducted, but
would require a series of waivers, which
are not as permanent as regulatory
approval (and not as certain). Also, Tier
I alternative train sets would still
require waivers for operation (same
regulatory uncertainty as for Tier III).
Timetable:
Action
Date
NPRM ..................
NPRM Comment
Period End.
Final Rule ............
12/06/16
02/06/17
FR Cite
81 FR 88006
10/00/18
Regulatory Flexibility Analysis
Required: Yes.
Small Entities Affected: Businesses.
Government Levels Affected: State.
URL For More Information:
www.regulations.gov.
URL For Public Comments:
www.regulations.gov.
Agency Contact: Elliott Gillooly,
Department of Transportation, Federal
Railroad Administration, 1200 New
Jersey Ave. SE, Washington, DC 20590,
Phone: 202–366–4000, Email:
elliott.gillooly@dot.gov.
RIN: 2130–AC46
DOT—PIPELINE AND HAZARDOUS
MATERIALS SAFETY
ADMINISTRATION (PHMSA)
Prerule Stage
109. +Pipeline Safety: Class Location
Requirements
Priority: Other Significant. Major
status under 5 U.S.C. 801 is
undetermined.
E.O. 13771 Designation: Deregulatory.
Legal Authority: 49 U.S.C. 60101 et
seq.
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CFR Citation: 49 CFR 192.
Legal Deadline: None.
Abstract: This rulemaking regards
existing class location requirements,
specifically as they pertain to actions
operators are required to take following
class location changes. Operators have
suggested that performing integrity
management measures on pipelines
where class locations have changed due
to population increases would be an
equally safe but less costly alternative to
the current requirements of either
reducing pressure, pressure testing, or
replacing pipe.
Statement of Need: Section 5 of the
Pipeline Safety, Regulatory Certainty,
and Job Creation Act of 2011 required
the Secretary of Transportation to
evaluate and issue a report on whether
integrity management requirements
should be expanded beyond highconsequence areas and whether such
expansion would mitigate the need for
class location requirements. PHMSA
issued a Notice of Inquiry on this topic
on August 1, 2013, and issued a report
to Congress on its evaluation of this
issue in April 2016. In that report,
PHMSA decided to retain the existing
class location requirements but noted it
would further examine issues related to
pipe replacement requirements when
class locations change due to population
growth. PHMSA noted that it would
further evaluate the feasibility and
appropriateness of alternatives to
address this issue following publication
of the final rule titled ‘‘Pipeline Safety:
Safety of Gas Transmission Pipelines’’
(Docket No. PHMSA–2011–0023; RIN
2137–AE72). In line with that intent,
section 4 of the Protecting Our
Infrastructure of Pipelines and
Enhancing Safety Act of 2016 requires
PHMSA to provide a report to Congress
no later than 18 months after the
publication of the Gas Transmission
final rule that reviews the types of
benefits, including safety benefits, and
estimated costs of the legacy class
location regulations. Therefore, PHMSA
is initiating this rulemaking to
determine whether the performance on
integrity management measures, or
other safety measures, on pipelines
where class locations have changed due
to population increases would be an
equally safe but less costly alternative to
the current class location change
requirements.
Summary of Legal Basis: Congress
established the current framework for
regulating the safety of natural gas
pipelines in the Natural Gas Pipeline
Safety Act of 1968 (NGPSA). The
NGPSA provided the Secretary of
Transportation the authority to
prescribe minimum Federal safety
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standards for natural gas pipeline
facilities. That authority, as amended in
subsequent reauthorizations, is
currently codified in the Pipeline Safety
Laws (49 U.S.C. 60101 et seq.).
Alternatives: In this rulemaking,
PHMSA will identify possible
alternatives to the current class location
requirements, specifically those
requirements causing operators to
reduce pressure, pressure test, or
replace pipe when class locations
change in areas due to population
increases. One such alternative, as
suggested by certain members of the
industry, could include the performance
of integrity management measures on
affected pipelines.
Anticipated Cost and Benefits:
PHMSA believes there is no cost to this
rulemaking action, but we will solicit
further information on the costs and
benefits of the current class location
requirements as they pertain to class
location changes, as well as the costs
and benefits of any alternatives.
Risks: PHMSA is evaluating whether
the performance of integrity
management, or other alternatives, in
lieu of the current regulatory
requirements for reducing pressure,
pressure testing, or replacing pipe when
class locations change due to population
growth, will increase, decrease, or
maintain the current level of risk.
PHMSA notes that while certain
alternatives to the current regulations
might allow for an equivalent level of
risk, there is a potential for greater
consequences in an area where a class
location has changed due to population
increases along the pipeline.
Timetable:
Action
Date
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ANPRM ...............
ANPRM Comment
Period End.
NPRM ..................
07/31/18
10/01/18
FR Cite
83 FR 36861
09/00/19
Regulatory Flexibility Analysis
Required: Undetermined.
Government Levels Affected: None.
URL For More Information:
www.regulations.gov.
URL For Public Comments:
www.regulations.gov.
Agency Contact: Cameron H.
Satterthwaite, Transportation
Regulations Specialist, Department of
Transportation, Pipeline and Hazardous
Materials Safety Administration, 1200
New Jersey Avenue SE, Washington, DC
20590, Phone: 202–366–8553, Email:
cameron.satterthwaite@dot.gov.
RIN: 2137–AF29
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DOT—PHMSA
Proposed Rule Stage
110. +Hazardous Materials: Enhanced
Safety Provisions for Lithium Batteries
Transported by Aircraft
Priority: Other Significant.
E.O. 13771 Designation: Regulatory.
Legal Authority: 49 U.S.C. 44701; 49
U.S.C. 5103(b); 49 U.S.C. 5120(b)
CFR Citation: 49 CFR 172; 49 CFR
173.
Legal Deadline: None.
Abstract: This rulemaking action
would amend the Hazardous Materials
Regulations (HMR; 49 CFR parts 171 to
180) applicable to the transport of
lithium cells and batteries by aircraft.
The rulemaking contains three
amendments: (1) A prohibition on the
transport of lithium ion cells and
batteries as cargo on passenger aircraft;
(2) a requirement that lithium ion cells
and batteries be shipped at not more
than a 30 percent state of charge aboard
cargo-only aircraft; and (3) a limitation
on the use of alternative provisions for
small lithium cell or battery shipments
to one package per consignment or
overpack. These amendments are
consistent with three emergency
amendments to the 2015–2016
International Civil Aviation
Organization Technical Instructions for
the Safe Transport of Dangerous Goods
by Air (ICAO Technical Instructions).
The amendments in this rulemaking do
not restrict passengers or crew members
from bringing personal items or
electronic devices containing lithium
batteries aboard aircraft in carry-on or
checked baggage, or restrict cargo-only
aircraft from transporting lithium ion
batteries at a state of charge exceeding
30 percent when packed with or
contained in equipment. PHMSA is
providing limited relief from the
passenger aircraft prohibition and the
state of charge restriction for small
lithium ion batteries transported
entirely within Alaska, Hawaii, and U.S.
territories.
Statement of Need: This rule is
necessary to address an immediate
safety hazard and harmonize the US
HMR with emergency amendments to
the 2015–2016 edition of the
International Civil Aviation
Organization’s Technical Instructions
for the Safe Transport of Dangerous
Goods by Air (ICAO Technical
Instructions). FAA research has shown
that air transportation of lithium ion
batteries poses a safety risk. We are
issuing this rulemaking to (1) prohibit
the transport of lithium ion cells and
batteries as cargo on passenger aircraft;
(2) require all lithium ion cells and
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57919
batteries to be shipped at not more than
a 30 percent state of charge on cargoonly aircraft; and (3) limit the use of
alternative provisions for small lithium
cell or battery shipments under 49 CFR
173.185(c).
Summary of Legal Basis: This rule is
published under the authority of the
Federal Hazardous Materials
Transportation Law, 49 U.S.C. 5101 et
seq. Section 5103(b) authorizes the
Secretary of Transportation to prescribe
regulations for the safe transportation,
including security, of hazardous
material in intrastate, interstate, and
foreign commerce. This rule revises
regulations for the safe transport of
lithium batteries by air and the
protection of aircraft operators and the
flying public.
Alternatives: In this rulemaking,
PHMSA considered the following three
alternatives: (1) PHMSA adopts all of
the amendments presented in the rule;
(2) a No Action alternative; and (3) a
Partial Harmonization alternative.
Anticipated Cost and Benefits:
PHMSA estimates the present value
costs about $46.6 million over 10 years
and about $6.6 million annualized at a
7 percent discount rate and $56.3
million over 10 years and about $6.6
million annualized at a 3 percent
discount rate. Based on the estimated
mean 10-year undiscounted cost of
$65.84 million and the estimated
economic consequences of $34.9 million
for a cargo-only flight incident, the
rulemaking would need to prevent 1.9
incidents over the next 10 years for the
benefits to exceed the quantified costs,
or approximately one every 5 years.
Risks: PHMSA expects the rule will
improve safety for flight crews, air cargo
operators, and the public as a result of
the state of charge requirement and the
consignment and overpack restriction
by reducing the possibility of fire on
cargo-only aircraft. Additionally, the
rule will harmonize the prohibition of
lithium ion batteries as cargo on
passenger aircraft and eliminate the
possibility of a package of lithium ion
batteries causing or contributing to a fire
in the cargo hold of a passenger aircraft.
Timetable:
Action
NPRM ..................
Date
FR Cite
10/00/18
Regulatory Flexibility Analysis
Required: No.
Small Entities Affected: Businesses.
Government Levels Affected: None.
Additional Information: HM–224I.
URL For More Information:
www.regulations.gov.
URL For Public Comments:
www.regulations.gov.
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Agency Contact: Kevin Leary,
Transportation Specialist, Department
of Transportation, Pipeline and
Hazardous Materials Safety
Administration, 1200 New Jersey
Avenue SE, Washington, DC 20590,
Phone: 202–366–8553, Email:
kevin.leary@dot.gov.
RIN: 2137–AF20
DOT—PHMSA
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Final Rule Stage
111. +Pipeline Safety: Safety of
Hazardous Liquid Pipelines
Priority: Other Significant.
E.O. 13771 Designation: Regulatory.
Legal Authority: 49 U.S.C. 60101 et
seq.
CFR Citation: 49 CFR 195.
Legal Deadline: None.
Abstract: This rulemaking would
amend the Pipeline Safety Regulations
to improve protection of the public,
property, and the environment by
closing regulatory gaps where
appropriate, and ensuring that operators
are increasing the detection and
remediation of unsafe conditions, and
mitigating the adverse effects of
hazardous liquid pipeline failures.
Statement of Need: This rulemaking
addresses Congressional mandates in
the 2011 Pipeline Reauthorization Act
(sections 5, 8, 21, 29, 14) and 2016
PIPES Act (sections 14 and 25); NTSB
recommendations P–12–03 and P–12–
04; and GAO recommendation 12–388.
These statutory mandates and
recommendations follow a number of
high profile and high consequence
accidents (e.g., the 2010 Marshall, MI
spill of almost one million gallons of
crude oil into the Kalamazoo River).
PHMSA is amending the hazardous
liquid pipeline safety regulations to: (1)
Extend reporting requirements to gravity
lines that do not meet certain
exceptions; (2) extend certain reporting
requirements to all hazardous liquid
gathering lines; (3) require inspections
of pipelines in areas affected by extreme
weather, natural disasters, and other
similar events; (4) require periodic
assessments of onshore transmission
pipelines that are not already covered
under the integrity management (IM)
program requirements; (5) expand the
use of leak detection systems on
onshore hazardous liquid transmission
pipelines to mitigate the effects of
failures that occur outside of high
consequence areas; (6) modify the IM
repair criteria, both by expanding the
list of conditions that require immediate
remediation and consolidating the time
frames for re-mediating all other
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conditions; (7) increase the use of inline
inspection tools by requiring that any
pipeline that could affect a high
consequence area be capable of
accommodating these devices within 20
years, unless its basic construction will
not permit that accommodation; and (8)
clarify other regulations to improve
compliance and enforcement. The rule
also requires safety data sheets and
inspection of pipelines located at depths
greater than 150 feet under the surface
of the water.
Summary of Legal Basis: Congress
established the current framework for
regulating the safety of hazardous liquid
pipelines in the Hazardous Liquid
Pipeline Safety Act (HLPSA) of 1979
(Pub. L. 96–129). The HLPSA provided
the Secretary of Transportation the
authority to prescribe minimum Federal
safety standards for hazardous liquid
pipeline facilities. That authority, as
amended in subsequent
reauthorizations, is currently codified in
the Pipeline Safety Laws (49 U.S.C.
60101 et seq.).
Alternatives: PHMSA proposed
alternatives to include offshore and
gathering lines in the scope of
provisions requiring assessments
outside of HCAs and leak detection
systems, and revise the repair criteria
for pipelines outside HCAs, and
evaluated additional regulatory
alternatives including no action.
Anticipated Cost and Benefits:
Estimated annualized costs are $18
million. Benefits are presented
qualitatively and in terms of breakeven
analysis based on reported
consequences from past incidents.
Risks: These changes will provide
PHMSA additional data on pipelines to
inform risk evaluation and reduce the
probability and consequences of failures
through increased inspections, leak
detection, and other changes to
managing pipeline risks.
Timetable:
Action
Date
ANPRM ...............
Comment Period
Extended.
ANPRM Comment
Period End.
Extended Comment Period
End.
NPRM ..................
NPRM Comment
Period End.
Final Rule ............
10/18/10
01/04/11
FR Cite
75 FR 63774
76 FR 303
01/18/11
02/18/11
10/13/15
01/08/16
80 FR 61610
12/00/18
Regulatory Flexibility Analysis
Required: Yes.
Small Entities Affected: Businesses.
Government Levels Affected: None.
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URL For More Information:
www.regulations.gov.
URL For Public Comments:
www.regulations.gov.
Agency Contact: Cameron H.
Satterthwaite, Transportation
Regulations Specialist, Department of
Transportation, Pipeline and Hazardous
Materials Safety Administration, 1200
New Jersey Avenue SE, Washington, DC
20590, Phone: 202–366–8553, Email:
cameron.satterthwaite@dot.gov.
RIN: 2137–AE66
DOT—PHMSA
112. +Pipeline Safety: Safety of Gas
Transmission Pipelines, MAOP
Reconfirmation, Expansion of
Assessment Requirements and Other
Related Amendments
Priority: Other Significant. Major
under 5 U.S.C. 801.
E.O. 13771 Designation: Regulatory.
Legal Authority: 49 U.S.C. 60101 et
seq.
CFR Citation: 49 CFR 192
Legal Deadline: None.
Abstract: This rulemaking would
amend the pipeline safety regulations to
address the testing and pressure
reconfirmation of certain previously
untested gas transmission pipelines and
certain gas transmission pipelines with
inadequate records, require operators
incorporate seismicity into their risk
analysis and data integration, require
the reporting of maximum allowable
operating pressure exceedances, allow a
6-month extension of integrity
management reassessment intervals
with notice, and expand integrity
assessments outside of high
consequence areas to other populated
areas.
Statement of Need: This rulemaking is
in direct response to Congressional
mandates in the 2011 Pipeline
reauthorization act, specifically; section
4(e) (Gas IM plus 6 months), section 5
(IM), 8 (leak detection),
23(b)(2)(exceedance of MAOP); and
section 29 (seismicity). These statutory
mandates and recommendations stem
from a number of high profile and high
consequence gas transmission and
gathering pipeline incidents and
changes in the industry since the
establishment of existing regulatory
requirements (e.g., the San Bruno, CA
explosion that killed eight people).
Summary of Legal Basis: Congress has
authorized Federal regulation of the
transportation of gas by pipeline under
the Commerce Clause of the U.S.
Constitution. Authorization is codified
in the Pipeline Safety Laws (49 U.S.C.
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60101 et seq.), a series of statutes that
are administered by the DOT, PHMSA.
PHMSA has used that authority to
promulgate comprehensive minimum
safety standards for the transportation of
gas by pipeline.
Alternatives: PHMSA considered
alternatives to establishing a newly
defined moderate consequence area and
evaluated requiring assessments for all
pipelines outside HCAs.
Anticipated Cost and Benefits:
Preliminary estimates of annualized
costs are in the range of $40 million;
annualized benefits, including cost
savings, are over $200 million.
Risks: This rule addresses known
risks to gas transmission and gathering
including the ‘‘grandfather clause’’
(exemption for testing to establish
maximum operating pressure for
transmission lines) and new
unregulated gathering lines that
resemble transmission lines.
Timetable:
Action
Date
ANPRM ...............
ANPRM Comment
Period Extended.
ANPRM Comment
Period End.
End of Extended
Comment Period.
NPRM ..................
NPRM Comment
Period End.
Final Rule ............
08/25/11
11/16/11
FR Cite
76 FR 53086
76 FR 70953
12/02/11
01/20/12
04/08/16
06/08/16
81 FR 20721
03/00/19
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Regulatory Flexibility Analysis
Required: No.
Small Entities Affected: No.
Government Levels Affected: None.
Additional Information: SB–Y IC–N
SLT–N.
URL For More Information:
www.regulations.gov.
URL For Public Comments:
www.regulations.gov.
Agency Contact: Robert Jagger,
Technical Writer, Department of
Transportation, Pipeline and Hazardous
Materials Safety Administration, 1200
New Jersey Avenue, Washington, DC
20590, Phone: 202–366–4595, Email:
robert.jagger@dot.gov.
RIN: 2137–AE72
DOT—PHMSA
113. +Hazardous Materials: Oil Spill
Response Plans and Information
Sharing for High-Hazard Flammable
Trains (FAST Act)
Priority: Other Significant.
E.O. 13771 Designation: Regulatory.
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Legal Authority: 33 U.S.C. 1321; 49
U.S.C. 5101 et seq.
CFR Citation: 49 CFR 130; 49 CFR
174; 49 CFR 171; 49 CFR 172; 49 CFR
173.
Legal Deadline: None.
Abstract: This rulemaking would
expand the applicability of
comprehensive oil spill response plans
(OSRP) based on thresholds of liquid
petroleum oil that apply to an entire
train. The rulemaking would also
require railroads to share information
about high-hazard flammable train
operations with State and Tribal
emergency response commissions to
improve community preparedness in
accordance with the Fixing America’s
Surface Transportation Act of 2015
(FAST Act). Finally, the rulemaking
would incorporate by reference an
initial boiling point test for flammable
liquids for better consistency with the
American National Standards Institute/
American Petroleum Institute
Recommended Practices 3000,
‘‘Classifying and Loading of Crude Oil
into Rail Tank Cars,’’ First Edition,
September 2014.
Statement of Need: This rulemaking is
important to mitigate the effects of
potential train accidents involving the
release of flammable liquid energy
products by increasing planning and
preparedness. The proposals in this
rulemaking are shaped by mandates in
Fixing America’s Surface Transportation
(FAST) Act of 2015, public comments,
National Transportation Safety Board
(NTSB) Safety Recommendations,
analysis of recent accidents, and input
from stakeholder outreach efforts
(including first responders). To this end,
PHMSA will consider expanding the
applicability of comprehensive oil spill
response plans; clarifying the
requirements for comprehensive oil
spill response plans; requiring railroads
to share additional information; and
providing an alternative test method for
determining the initial boiling point of
a flammable liquid.
Summary of Legal Basis: The
authority of 49 U.S.C. 5103(b), which
authorizes the Secretary of
Transportation to ‘‘prescribe regulations
for the safe transportation, including
security, of hazardous materials in
intrastate, interstate, and foreign
commerce.’’ The Fixing America’s
Surface Transportation (FAST) Act of
2015 also includes mandates for the
information sharing notification
requirements. The authority of 33 U.S.C.
1321, the Federal Water Pollution
Control Act (FWPCA), which directs the
President to issue regulations requiring
owners and operators of certain vessels
and onshore and offshore oil facilities to
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57921
develop, submit, update and in some
cases obtain approval of oil spill
response plans. Executive Order 12777
delegated responsibility to the Secretary
of Transportation for certain
transportation-related facilities. The
Secretary of Transportation delegated
the authority to promulgate regulations
to PHMSA and provides FRA the
approval authority for railroad OSRPs.
Alternatives: This rulemaking
analyzes five alternative proposals,
including no change and changing the
applicability threshold to analyze the
impact to affected entities. Under the no
change alternative, PHMSA would not
proceed with any rulemaking on this
subject and the current regulatory
standards would remain in effect.
Anticipated Cost and Benefits: In the
rulemaking, PHMSA performed a
breakeven analysis by identifying the
number of gallons of oil that the
rulemaking would need to prevent from
being spilled in order for its benefits to
at least equal its estimated costs.
Additional benefits may also be
conferred due to ecological and human
health improvements that may not be
captured in the value of the avoided
cost of spilled oil. PHMSA currently
estimates the rulemaking will be costeffective if the requirements reduce the
consequences of oil spills by 7.68%
with ten year costs estimated at $25.2
million and annualized costs of $3.6
million (using a 7% discount rate).
Risks: PHMSA expects this
rulemaking to mitigate the effects of
potential train accidents involving the
release of flammable liquid energy
products by increasing planning and
preparedness.
Timetable:
Action
ANPRM ...............
ANPRM Comment
Period End.
NPRM ..................
NPRM Comment
Period End.
Final Rule ............
Date
FR Cite
08/01/14
09/30/14
79 FR 45079
07/29/16
09/27/16
81 FR 50067
11/00/18
Regulatory Flexibility Analysis
Required: Yes.
Small Entities Affected: Businesses.
Government Levels Affected: None.
Additional Information: HM–251B;
SB–N, IC–N, SLT–N.
URL For More Information:
www.regulations.gov.
URL For Public Comments:
www.regulations.gov.
Agency Contact: Glen Foster,
Transportation Specialist, Department
of Transportation, Pipeline and
Hazardous Materials Safety
Administration, 1200 New Jersey Ave.
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SE, Washington, DC 20590, Phone: 202
366–8553, Email: glen.foster@dot.gov.
Related RIN: Related to 2137–AE91,
Related to 2137–AF07
RIN: 2137–AF08
BILLING CODE 4910–9X–P
DEPARTMENT OF THE TREASURY
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Statement of Regulatory Priorities
The primary mission of the
Department of the Treasury is to
maintain a strong economy and create
economic and job opportunities by
promoting the conditions that enable
economic growth and stability at home
and abroad, strengthen national security
by combatting threats and protecting the
integrity of the financial system, and
manage the U.S. Government’s finances
and resources effectively.
Consistent with this mission,
regulations of the Department and its
constituent bureaus are promulgated to
interpret and implement the laws as
enacted by Congress and signed by the
President. It is the policy of the
Department to comply with applicable
requirements to issue a notice of
proposed rulemaking and carefully
consider public comments before
adopting a final rule. Also, the
Department invites interested parties to
submit views on rulemaking projects
while a proposed rule is being
developed.
To the extent permitted by law, it is
the policy of the Department to adhere
to the regulatory philosophy and
principles set forth in Executive Orders
12866, 13563, 13609, and 13771 and to
develop regulations that maximize
aggregate net benefits to society while
minimizing the economic and
paperwork burdens imposed on persons
and businesses subject to those
regulations.
I. Alcohol and Tobacco Tax and Trade
Bureau
The Alcohol and Tobacco Tax and
Trade Bureau (TTB) issues regulations
to implement and enforce Federal laws
relating to alcohol, tobacco, firearms,
and ammunition excise taxes and
certain non-tax laws relating to alcohol.
TTB’s mission and regulations are
designed to:
(1) Collect the taxes on alcohol,
tobacco products, firearms, and
ammunition;
(2) Protect the consumer by ensuring
the integrity of alcohol products; and
(3) Prevent unfair and unlawful
market activity for alcohol and tobacco
products.
In FY 2019, TTB will continue its
multi-year Regulations Modernization
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effort by prioritizing projects that reduce
regulatory burdens, provide greater
industry flexibility, and streamline the
regulatory system, consistent with
Executive Orders 13771 and 13777. TTB
rulemaking priorities also include
proposing regulatory changes in
response to petitions from industry
members and other interested parties,
and requesting comments on ways TTB
may further reduce burden and support
a level playing field for the regulated
industry. Specifically, during the fiscal
year, TTB plans to publish a
deregulatory final rule, following a
notice published in FY 2017, which
reduces the number of reports submitted
by certain regulated industry members.
TTB also plans to publish for public
comment proposed deregulatory
changes in connection with permit
applications and to expand industry
flexibility with regard to alcohol
beverage container sizes (standards of
fill). Priority projects also include
continuing the rulemaking issued in FY
2017 in response to industry member
petitions to authorize new wine treating
materials and processes, new grape
varietal names for use on labels of wine,
and new American Viticultural Areas
(AVAs). None of the TTB rulemaking
documents issued in FY 2019 are
expected to be ‘‘regulatory actions’’
under Executive Order 13771 and
subsequent OMB guidance.
This fiscal year TTB plans to give
priority to the following deregulatory
and regulatory measures:
• Proposal To Streamline and
Modernize Permit Application Process
(RINs: 1513–AC46, 1513–AC47, 1513–
AC48, and 1513–AC49, Modernization
of Permit and Registration Application
Requirements for Distilled Spirits
Plants, Permit Applications for
Wineries, Qualification Requirements
for Brewers, and Permit Application
Requirements for Manufacturers of
Tobacco Products or Processed
Tobacco, respectively). (Deregulatory)
Consistent with E.O. 13771 and
13777, in FY 2017, TTB engaged in a
review of its regulations to identify any
regulatory requirements that could
potentially be eliminated, modified, or
streamlined in order to reduce burdens
on industry. In FY 2018, TTB worked to
remove requirements where possible
without the need for rulemaking. This
included the elimination of certain
information collected on TTB permitrelated forms. In FY 2019, TTB intends
to propose amending its regulations to
eliminate or streamline various
additional requirements for application
or qualification of distilled spirits
plants, wineries, breweries, and
manufacturers of tobacco products or
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processed tobacco. In addition, through
these regulatory amendments, TTB
intends to address a number of
comments it received from the
interested public, including industry
members, through the Treasury
Department’s Request for Information
on deregulatory ideas (Docket No.
TREAS–DO–2017–0012, published in
the Federal Register on June 14, 2017).
• Proposed Revisions to the
Regulations To Provide Greater
Flexibility in the Use of Wine and
Distilled Spirits Containers (RIN: 1513–
AB56, Standards of Fill for Wine, and
RIN: 1513–AC45, Standards of Fill for
Distilled Spirits). (Deregulatory)
In these two notices, TTB will address
petitions requesting that it amend
regulations governing wine and distilled
spirits containers to provide for
additional authorized ‘‘standards of
fill.’’ (The term ‘‘standard of fill’’
generally relates to the size of
containers, although the specific
regulatory meaning is the authorized
amount of liquid in the container, rather
than the size or capacity of the container
itself.) If implemented, this proposal
would provide industry members
greater flexibility in producing and
sourcing containers and meeting
consumer demand. This deregulatory
action would also eliminate restrictions
that inhibit competition and the
movement of goods in domestic and
international commerce.
• Revisions to the Regulations To
Reduce Report Filing Frequency (RIN:
1513–AC30, Changes to Certain
Alcohol-Related Regulations Governing
Bond Requirements and Tax Return
Filing Periods). (Deregulatory)
On December 18, 2015, President
Obama signed into law the Protecting
Americans from Tax Hikes Act (PATH
Act), which is Division Q of the
Consolidated Appropriations Act, 2016.
The PATH Act contains changes to
certain statutory provisions that TTB
administers in the Internal Revenue
Code regarding excise tax return due
dates and bond requirements for certain
smaller excise taxpayers. These
amendments took effect beginning in
January 2017, and TTB published a
temporary rule amending its regulations
to implement these provisions. At the
same time, TTB published in the
Federal Register (82 FR 780) a notice of
proposed rulemaking requesting
comments on the amendments made in
the temporary rule and proposing
further amendments to the regulations
governing reporting requirements for
distilled spirits plants (DSPs) and
breweries to reduce the regulatory
burden on industry members who pay
taxes and file tax returns annually or
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quarterly. Under the proposal, those
industry members would also submit
reports annually or quarterly, aligned
with their filing of the tax return, rather
than monthly as generally provided
under current regulations. To be eligible
for annual or quarterly filing, the DSP or
brewery must reasonably expect to be
liable for not more than $1,000 in excise
taxes (in the case of annual filing) or
$50,000 in excise taxes (in the case of
quarterly filing) for the calendar year
and must have been liable for not more
than these respective amounts in the
preceding calendar year. The reduced
reporting frequency will reduce
regulatory burdens on these smaller
industry members.
• Revisions to the Regulations to
Reflect Statutory Changes to the
Definition of Hard Cider under the
Internal Revenue Code (RIN: 1513–
AC31). (Not yet determined)
The PATH Act also contained changes
to the Internal Revenue Code amending
the definition of hard cider for excise
tax classification purposes. The
amended definition broadened the range
of products to which the hard cider tax
rate applies. In FY 2017, TTB published
a temporary rule amending its
regulations to implement these
provisions. At the same time, TTB
published in the Federal Register (82
FR 7753) a notice of proposed
rulemaking requesting comments on the
amendments made in the temporary
rule, including labeling requirements to
identify products to which the hard
cider tax rate applies. In 2018, TTB
reopened the comment period for the
notice, as requested by industry
members and, after consideration of the
comments, intends to issue a final rule
in FY 2019.
• Proposal to Modernize the Alcohol
Beverage Labeling and Advertising
Requirements (RIN: 1513–AB54).
(Deregulatory)
The Federal Alcohol Administration
Act requires that alcohol beverages
introduced in interstate commerce have
a label issued and approved under
regulations prescribed by the Secretary
of the Treasury. In accordance with the
mandate of Executive Order 13563 of
January 18, 2011, regarding improving
regulation and regulatory review, TTB
conducted an analysis of its alcohol
beverage labeling regulations to identify
any that might be outmoded, ineffective,
insufficient, or excessively burdensome,
and to modify, streamline, expand, or
repeal them in accordance with that
analysis. These regulations were also
reviewed to assess their applicability to
the modern alcohol beverage
marketplace. As a result of this review,
and further review in FY 2017 and FY
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2018 consistent with Executive Orders
13771 and 13777 regarding reducing
regulatory burdens, in FY 2019, TTB
plans to propose revisions to
consolidate and modernize the
regulations concerning the labeling
requirements for wine, distilled spirits,
and malt beverages. TTB anticipates that
these regulatory changes will assist
industry in voluntary compliance,
decrease industry burden, and result in
the regulated industries being able to
bring products to market without undue
delay. TTB also anticipates that this
notice for public comment will give
industry members another opportunity
to provide comments and suggestions
on any additional deregulatory
measures in these areas.
In FY 2019, TTB intends to bring to
completion a number of rulemaking
projects published as notices of
proposed rulemaking in FY 2017 in
response to industry member petitions
to amend the TTB regulations and
reopened for public comment in FY
2018:
• Proposal to Amend the Regulations
to Authorize the Use of Additional Wine
Treating Materials (RIN: 1513–AB61).
(Not yet determined)
In FY 2017, TTB proposed to amend
its regulations pertaining to the
production of wine to authorize
additional treatments that may be
applied to wine and to juice from which
wine is made. These proposed
amendments were made in response to
requests from wine industry members to
authorize certain wine treating materials
and processes not currently authorized
by TTB regulations. Although TTB may
administratively approve such
treatments, rulemaking facilitates the
acceptance of exported wine made using
those treatments in foreign markets. In
FY 2018 TTB reopened the comment
period for the notice, as requested by
industry members and, after
consideration of the comments, intends
to issue a final rule in FY 2019.
• Proposal to Amend the Regulations
to Add New Grape Variety Names for
American Wines (RIN: 1513–AC24).
(Not significant)
In FY 2017, TTB proposed to amend
its wine labeling regulations by adding
a number of new names to the list of
grape variety names approved for use in
designating American wines. The
proposed deregulatory amendments
would allow wine bottlers to use these
additional approved grape variety
names on wine labels and in wine
advertisements. In 2018, TTB reopened
the comment period for the notice, as
requested by industry members and,
after consideration of the comments,
intends to issue a final rule in FY 2019.
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II. Customs Revenue Functions
The Homeland Security Act of 2002
(the Act) provides that, although many
functions of the former United States
Customs Service were transferred to the
Department of Homeland Security, the
Secretary of the Treasury retains sole
legal authority over customs revenue
functions. The Act also authorizes the
Secretary of the Treasury to delegate any
of the retained authority over customs
revenue functions to the Secretary of
Homeland Security. By Treasury
Department Order No. 100–16, the
Secretary of the Treasury delegated to
the Secretary of Homeland Security
authority to prescribe regulations
pertaining to the customs revenue
functions subject to certain exceptions,
but further provided that the Secretary
of the Treasury retained the sole
authority to approve such regulations.
During fiscal year 2019, CBP and
Treasury plan to give priority to
regulatory matters involving the
customs revenue functions which
streamline CBP procedures, protect the
public, or are required by either statute
or Executive Order. The examples of
these efforts described below are exempt
from Executive Order 13771 as they are
non-significant rules as defined by
Executive Order. Examples of these
efforts are described below.
• Investigation of Claims of Evasion
of Antidumping and Countervailing
Duties. (Not significant)
Treasury and CBP plan to finalize
interim regulations (81 FR 56477) which
amended CBP regulations implementing
section 421 of the Trade Facilitation and
Trade Enforcement Act of 2015, which
set forth procedures to investigate
claims of evasion of antidumping and
countervailing duty orders.
• Modernized Drawback.
(Economically significant)
Treasury and CBP plan to amend CBP
regulations to implement changes to the
drawback law contained in section 906
of the Trade Facilitation and Trade
Enforcement Act of 2015. These
proposed changes to the regulations will
liberalize the standard for substituting
merchandise, simplify recordkeeping
requirements, extend and standardize
timelines for filing drawback claims,
and require the electronic filing of
drawback claims.
• Enforcement of Copyrights and the
Digital Millennium Copyright Act.
(Significance not yet determined)
Treasury and CBP plan to propose
amendments to the CBP regulations
pertaining to importations of
merchandise that violate or are
suspected of violating the copyright
laws, including the Digital Millennium
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Copyright Act (DMCA), in accordance
with Title III of the Trade Facilitation
and Trade Enforcement Act of 2015
(TFTEA) and Executive Order 13785,
‘‘Establishing Enhanced Collection and
Enforcement of Anti-dumping and
Countervailing Duties and Violations of
Trade and Customs Laws.’’ The
proposed amendments are intended to
enhance CBP’s enforcement efforts
against increasingly sophisticated
piratical goods, clarify the definition of
piracy, simplify the detention process
relative to goods suspected of violating
the copyright laws, and prescribe new
regulations enforcing the DMCA.
• Inter Partes Proceedings Concerning
Exclusion Orders Based on Unfair
Practices in Import Trade.
(Deregulatory)
Treasury and CBP plans to publish a
proposal to amend its regulations with
respect to administrative rulings related
to the importation of articles in light of
exclusion orders issued by the United
States International Trade Commission
(‘‘Commission’’) under section 337 of
the Tariff Act of 1930, as amended. The
proposed amendments seek to promote
the speed, accuracy, and transparency of
such rulings through the creation of an
inter partes proceeding to replace the
current ex parte process.
III. Financial Crimes Enforcement
Network
As administrator of the Bank Secrecy
Act (BSA), the Financial Crimes
Enforcement Network (FinCEN) is
responsible for developing and
implementing regulations that are the
core of the Department’s anti-money
laundering (AML) and counter-terrorism
financing efforts. FinCEN’s
responsibilities and objectives are
linked to, and flow from, that role. In
fulfilling this role, FinCEN seeks to
enhance U.S. national security by
making the financial system
increasingly resistant to abuse by money
launderers, terrorists and their financial
supporters, and other perpetrators of
crime.
The Secretary of the Treasury,
through FinCEN, is authorized by the
BSA to issue regulations requiring
financial institutions to file reports and
keep records that are determined to
have a high degree of usefulness in
criminal, tax, or regulatory matters or in
the conduct of intelligence or counterintelligence activities to protect against
international terrorism. The BSA also
authorizes requiring designated
financial institutions to establish AML
programs and compliance procedures.
To implement and realize its mission,
FinCEN has established regulatory
objectives and priorities to safeguard the
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financial system from the abuses of
financial crime, including terrorist
financing, money laundering, and other
illicit activity.
These objectives and priorities
include: (1) Issuing, interpreting, and
enforcing compliance with regulations
implementing the BSA; (2) supporting,
working with, and as appropriate,
overseeing compliance examination
functions delegated to other Federal
regulators; (3) managing the collection,
processing, storage, and dissemination
of data related to the BSA; (4)
maintaining a government-wide access
service to that same data and for
network users with overlapping
interests; (5) conducting analysis in
support of policymakers, law
enforcement, regulatory and intelligence
agencies, and the financial sector; and
(6) coordinating with and collaborating
on anti-terrorism and AML initiatives
with domestic law enforcement and
intelligence agencies, as well as foreign
financial intelligence units.
FinCEN’s regulatory priorities for
fiscal year 2018 include:
• Report of Foreign Bank and
Financial Accounts. (Deregulatory)
On March 10, 2016, FinCEN issued a
Notice of Proposed Rulemaking to
address requests from filers for
clarification of certain requirements
regarding the Report of Foreign Bank
and Financial Accounts, including
requirements with respect to employees
who have signature authority over, but
no financial interest in, the foreign
financial accounts of their employers.
FinCEN is considering public comments
and preparing a Final Rule.
• Amendments to the Definitions of
Broker or Dealer in Securities.
(Regulatory)
On April 4, 2016, FinCEN issued a
Notice of Proposed Rulemaking
proposing amendments to the regulatory
definitions of broker or dealer in
securities under the BSA’s regulations.
The proposed changes would expand
the current scope of the definitions to
include funding portals and would
require them to implement policies and
procedures reasonably designed to
achieve compliance with all of the
BSA’s requirements that are currently
applicable to brokers or dealers in
securities. FinCEN is considering public
comments and preparing a Final Rule.
• Anti-Money Laundering Program
Requirements for Banks Lacking a
Federal Functional Regulator. (Not yet
determined)
On August 25, 2016, FinCEN issued a
Notice of Proposed Rulemaking to
remove the AML program exemption for
banks that lack a Federal functional
regulator, including, but not limited to,
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private banks, non-federally insured
credit unions, and certain trust
companies. The proposed rule would
prescribe minimum standards for AML
programs and would ensure that all
banks, regardless of whether they are
subject to Federal regulation and
oversight, are required to establish and
implement AML programs. FinCEN is
considering public comments and
preparing a Final Rule.
• Anti-Money Laundering Program
and SAR Requirements for Investment
Advisers. (Regulatory)
On September 1, 2015, FinCEN
published in the Federal Register a
Notice of Proposed Rulemaking to
solicit public comment on proposed
rules under the BSA that would
prescribe minimum standards for antimoney laundering programs to be
established by certain investment
advisers and to require such investment
advisers to report suspicious activity to
FinCEN. FinCEN is considering those
comments and preparing a Final Rule.
• Anti-Money Laundering Program
Requirements for Persons Involved in
Real Estate Closings and Settlements.
(Regulatory)
FinCEN intends to issue an ANPRM
to initiate a rulemaking that would
establish BSA requirements for ‘‘persons
involved in real estate closings and
settlements,’’ 31 U.S.C. 5312(a)(2)(U).
The new rules may cover various types
of businesses and professions involved
in real estate transactions, including real
estate agents and brokers, settlement
attorneys, and title companies. The data
from a series of geographical targeting
orders issued by FinCEN is being
evaluated to support this rulemaking to
address money laundering through real
estate transactions, especially
acquisitions made via currency
transmittals. Real estate transactions
involving mortgages are already covered
by BSA rules for banks and FinCEN
rules for residential mortgage lenders
and originators.
• Registration Requirements of Money
Services Businesses. (Regulatory)
FinCEN is considering issuing a
Notice of Proposed Rulemaking
amending the registration requirements
for money services businesses.
• Reporting of Cross-Border
Electronic Transmittals of Funds.
(Regulatory)
FinCEN is considering requiring
certain depository institutions and
money services businesses (MSBs) to
affirmatively provide records to FinCEN
of certain cross-border electronic
transmittals of funds (CBETF). Current
regulations already require that these
financial institutions maintain and
make available, but not affirmatively
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report, essentially the same CBETF
information. FinCEN issued this
proposal to meet the requirements of the
Intelligence Reform and Terrorism
Prevention Act of 2004 (IRTPA).
• Changes to the Currency and
Monetary Instrument Report (CMIR)
Reporting Requirements. (Significance
not yet determined)
FinCEN will research, obtain, and
analyze relevant data to validate the
need for changes aimed at updating and
improving the CMIR and ancillary
reporting requirements. Possible areas of
study to be examined could include
current trends in cash transportation
across international borders,
transparency levels of physical
transportation of currency, the
feasibility of harmonizing data fields
with bordering countries, and
information derived from FinCEN’s
experience with Geographic Targeting
Orders.
• Other Requirements.
FinCEN also will continue to issue
proposed and final rules pursuant to
section 311 of the USA PATRIOT Act,
as appropriate. Finally, FinCEN expects
that it may propose various technical
and other regulatory amendments in
conjunction with ongoing efforts with
respect to a comprehensive review of
existing regulations to enhance
regulatory efficiency.
VI. Internal Revenue Service
During fiscal year 2019, the IRS and
Treasury’s Office of Tax Policy have the
following regulatory priorities. The first
priority is to provide guidance regarding
initial implementation of key provisions
of the Tax Cuts and Jobs Act (TCJA),
Public Law 115–97. Initial
implementation priorities include:
• Guidance under sections 101 and
1016 and new section 6050Y regarding
reportable policy sales of life insurance
contracts.
• Guidance under section 162(f) and
new section 6050X.
• Computational, definitional, and
other guidance under new section
163(j).
• Guidance on new section 168(k).
• Computational, definitional, and
anti-avoidance guidance under new
section 199A.
• Definitional and other guidance
under new section 451(b) and (c).
• Guidance on computation of
unrelated business taxable income for
separate trades or businesses under new
section 512(a)(6).
• Guidance implementing changes to
section 529.
• Guidance implementing new
section 965 and other international
sections of the TCJA.
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• Guidance implementing changes to
section 1361 regarding electing small
business trusts.
• Guidance regarding Opportunity
Zones under sections 1400Z–1 and
1400Z–2.
• Guidance under new section 1446(f)
for dispositions of certain partnership
interests.
• Guidance on computation of estate
and gift taxes to reflect changes in the
basic exclusion amount.
• Guidance regarding withholding
under sections 3402 and 3405 and
optional flat rate withholding.
• Guidance on certain issues relating
to the excise tax on excess remuneration
paid by ‘‘applicable tax-exempt
organizations’’ under section 4960.
• Guidance regarding new section
1061.
• Guidance regarding new section
6695(g).
In addition, the IRS and Treasury’s
Office of Tax Policy will continue to
pursue the actions recommended in the
Second Report pursuant to Executive
Order 13789 to eliminate, or in other
cases reduce, the burdens imposed on
taxpayers by eight regulations that the
Treasury has identified for review under
Executive Order 13789. The remaining
deregulatory actions include:
1. Finalize amendment of regulations
under section 7602 regarding the
participation of attorneys described in
section 6103(n) in a summons
interview. Proposed amendments were
published on March 28, 2018.
2. Finalize removal of temporary
regulations under section 707
concerning treatment of liabilities for
disguised sale purposes. Proposed
regulations that proposed the removal of
the temporary regulations under section
707 and the reinstatement of the prior
section 707 regulations were published
on June 19, 2018.
3. Proposed removal of
documentation regulations under
section 385 and review of other
regulations under section 385. A notice
delaying the application of the
documentation regulations was
published on August 14, 2017.
4. Proposed modification of
regulations under section 367 regarding
the treatment of certain transfers of
property to foreign corporations.
5. Proposed modification of
regulations under section 337(d)
regarding certain transfers of property to
regulated investment companies (RICs)
and real estate investment trusts
(REITs).
6. Proposed modification of
regulations under section 987 on
income and currency gain or loss with
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respect to a section 987 qualified
business unit.
The IRS and Treasury are also
prioritizing implementation of the
President’s Executive Order 13813,
Promoting Healthcare Choice and
Competition Across the United States.
The Executive Order, among other
things, directs Treasury and the
Departments of Labor and Health and
Human Services to consider proposing
or revising regulations or guidance to
increase the usability of health
reimbursement arrangements.
Finally, it is a priority of the IRS to
publish regulations under section 1101
of the Bipartisan Budget Act of 2015
(BBA) that are necessary to implement
the new centralized partnership audit
regime enacted in November 2015.
Section 1101(g)(1) of the BBA provides
that the new regime is generally
effective for partnership tax years
beginning after December 31, 2017.
Final regulations regarding the election
out of the centralized partnership audit
regime were published January 2, 2018.
Final regulations regarding the
partnership representative and the
election to apply the centralized
partnership audit regime were
published August 9, 2018. Proposed
regulations implementing the
centralized partnership audit regime
were published August 17, 2018.
V. Bureau of the Fiscal Service
The Bureau of the Fiscal Service
(Fiscal Service) administers regulations
pertaining to the Government’s financial
activities, including: (1) Implementing
Treasury’s borrowing authority,
including regulating the sale and issue
of Treasury securities; (2) administering
Government revenue and debt
collection; (3) administering
government-wide accounting programs;
(4) managing certain Federal
investments; (5) disbursing the majority
of Government electronic and check
payments; (6) assisting Federal agencies
in reducing the number of improper
payments; and (7) providing
administrative and operational support
to Federal agencies through franchise
shared services.
During fiscal year 2019, the Fiscal
Service will accord priority to the
following regulatory projects:
• Management of Federal Agency
Receipts. (Not yet determined)
The Fiscal Service plans to publish a
notice of proposed rulemaking to amend
31 CFR part 206 governing the
collection of public money, along with
a request for public comments. This
notice will propose implementing
statutory authority which mandates that
some or all nontax payments made to
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the Government, and accompanying
remittance information, be submitted
electronically. Receipt of such items
electronically offers significant
efficiencies and cost-savings to the
government, compared to the receipt of
cash, check or money order payments.
• Amendment of Electronic Payment
Regulation. (Deregulatory)
The Fiscal Service is proposing to
amend its electronic payment regulation
at 31 CFR part 208. The amendment
would eliminate obsolete references in
the rule, including references to the
Electronic Transfer Account (ETAsm). In
addition, the proposed rule would
provide for the disbursement of nonbenefit payments through Treasurysponsored accounts, such as the U.S.
Debit Card.
• Government Participation in the
Automated Clearing House. (Not yet
determined)
The Fiscal Service is proposing to
amend its regulation at 31 CFR part 210
governing the government’s
participation in the Automated Clearing
House (ACH). The proposed amendment
would address changes to the National
Automated Clearing House
Association’s (NACHA) private-sector
ACH rules since those rules were last
incorporated by reference in Part 210.
Among other things, the amendment
would address the expansion of SameDay ACH.
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VI. Office of the Comptroller of the
Currency
The Office of the Comptroller of the
Currency (OCC) charters, regulates, and
supervises all national banks and
Federal savings associations (FSAs). The
agency also supervises the Federal
branches and agencies of foreign banks.
The OCC’s mission is to ensure that
national banks and FSAs operate in a
safe and sound manner, provide fair
access to financial services, treat
customers fairly, and comply with
applicable laws and regulations.
Regulatory priorities for fiscal year
2019 include the following regulatory
actions, which include rules
implementing various provisions of the
Economic Growth, Regulatory Relief,
and Consumer Protection Act (Pub. L.
115–174) (EGRRCPA):
• Capital Simplification (12 CFR part
3).
The banking agencies 2 are planning
to issue rulemakings to simplify the
generally applicable capital framework
with the goal of meaningfully reducing
regulatory burden on community
2 The OCC, the Board of Governors of the Federal
Reserve System (FRB), and the Federal Deposit
Insurance Corporation (FDIC).
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banking organizations while at the same
time maintaining safety and soundness
and the quality and quantity of
regulatory capital in the banking system.
These rulemakings will incorporate the
new requirements set forth in section
201 of EGRRCPA, the community bank
leverage ratio, and section 214 of
EGRRCPA, requiring a revised approach
to defining which acquisition,
development, and construction loans
should be deemed high volatility
commercial real estate exposures. A
notice of proposed rulemaking
proposing various capital
simplifications was issued on October
27, 2017, 82 FR 49984. A notice of
proposed rulemaking concerning high
volatility commercial real estate
exposures was published on September
28, 2018, 83 FR 48990.
• Capital: Standardized Approach for
Counterparty Credit Risk (12 CFR part
3).
The banking agencies are planning to
issue a notice of proposed rulemaking to
implement a risk sensitive approach to
counterparty credit risk using a risk
adjusted notational amount of
derivatives, allowing for better
recognition of netting, and
distinguishing margined trades from unmargined trades.
• Reforming the Community
Reinvestment Act (CRA) Regulatory
Framework (12 CFR parts 25 and 195).
The OCC issued an advance notice of
proposed rulemaking setting forth a new
approach to CRA to bring clarity,
transparency, flexibility, and less
burden for regulated financial
institutions and consumers. The
advance notice of proposed rulemaking
was published on September 5, 2018, 83
FR 45053.
• Employment Contracts (12 CFR part
163).
The OCC plans to issue a notice of
proposed rulemaking to remove the
requirement that the board of directors
of an FSA approve employment
contracts with all employees and limit
the approval requirement only to
contracts with senior executives.
• Supplementary Leverage Ratio
Standards (SLR) for Bank Holding
Companies and Subsidiary Insured
Depository Institutions (12 CFR part 3).
The OCC and FRB issued a proposed
rule that would modify the enhanced
supplementary leverage ratio standards
for U.S. top-tier bank holding
companies identified as global
systemically important bank holding
companies, or GSIBs, and certain of
their insured depository institution
subsidiaries. In light of section 402 of
EGRRCPA, which requires the Federal
banking agencies to propose changes to
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the supplementary leverage ratio
denominator for custody banks, the
agencies intend to publish a new
rulemaking to implement section 402.
The notice of proposed rulemaking was
published on April 19, 2018, 83 FR
17317.
• Exception from Appraisals of Real
Property Located in Rural Areas (12 CFR
part 34).
The banking agencies plan to issue a
notice of proposed rulemaking to
implement section 103 of EGRRCPA.
Section 103 amended Title XI of the
Financial Institutions Reform, Recovery
and Enforcement Act of 1989 to exclude
loans made by a financial institution
from the requirement to obtain a Title XI
appraisal if certain conditions are met.
• Expanded Examination Cycle for
Certain Small Insured Depository
Institutions (12 CFR part 4).
To implement section 210 of
EGRRCPA, the banking agencies issued
an interim final rule expanding the 18month examination schedule to
qualifying well-capitalized and wellmanaged institutions with less than $3
billion in total assets. The interim final
rule was published on August 29, 2018,
83 FR 43961.
• Heightened Capital Requirements
for Investments in Long-Term Debt
Instruments Issued by Global
Systemically Important Bank Holding
Companies and Intermediate Holding
Companies (12 CFR part 3).
The banking agencies issued a notice
of proposed rulemaking that would
specify capital requirements applicable
to an advanced approaches banking
organization that invests in long-term
debt instruments issued pursuant to the
FRB’s total loss absorbing capacity
regulations, either by a bank holding
company or an intermediate holding
company.
• Implementation of the Current
Expected Credit Losses Standard for
Allowances and Related Adjustments
(12 CFR parts 1, 3, 5, 23, 24, 32, 34, and
46).
The banking agencies plan to issue a
final rule to reflect the upcoming
adoption by banking organizations of
FASB’s Accounting Standards Update
2016–13, which introduces the current
expected credit losses methodology
(CECL) for estimating allowances for
credit losses. The notice of proposed
rulemaking was issued on May 14, 2018,
83 FR 22312.
• Incentive-Based Compensation
Arrangements (12 CFR part 42).
Section 956 of the Dodd–Frank Wall
Street Reform and Consumer Protection
Act (Pub. L. 111–203, July 21, 2010)
(Dodd-Frank Act) requires the banking
agencies, National Credit Union
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Administration (NCUA), Securities and
Exchange Commission (SEC), and the
Federal Housing Finance Agency
(FHFA) to jointly prescribe regulations
or guidance prohibiting any type of
incentive-based payment arrangement,
or any feature of any such arrangement,
that the regulators determine encourages
inappropriate risks by covered financial
institutions by providing an executive
officer, employee, director, or principal
shareholder with excessive
compensation, fees, or benefits, or that
could lead to material financial loss to
the covered financial institution. The
Dodd-Frank Act also requires such
agencies jointly to prescribe regulations
or guidelines requiring each covered
financial institution to disclose to its
regulator the structure of all incentivebased compensation arrangements
offered by such institution sufficient to
determine whether the compensation
structure provides any executive officer,
employee, director, or principal
shareholder with excessive
compensation or could lead to material
financial loss to the institution. The
notice of proposed rulemaking was
published on June 10, 2016, 81 FR
37669.
• Liquidity Coverage Ratio Rule:
Treatment of Certain Municipal
Obligations as Level 2B High-Quality
Liquid Assets (12 CFR part 50).
To implement section 403 of
EGRRCPA, the banking agencies issued
an interim final rule that would add
investment-grade municipal obligations
to the list of permitted assets for highquality liquid assets (HQLA), as defined
in the agencies’ Liquidity Coverage
Ratio (LCR) rules. The interim final rule
was published on August 31, 2018, 83
FR 44451.
• Loans in Areas Having Special
Flood Hazards-Private Flood Insurance
(12 CFR part 22).
The banking agencies, the Farm Credit
Administration (FCA), and the NCUA
plan to issue a final rule to amend their
regulations regarding loans in areas
having special flood hazards to
implement the private flood insurance
provisions of the Biggert-Waters Flood
Insurance Reform Act of 2012. The
notice of proposed rulemaking was
published on November 7, 2016, 81 FR
78063.
• Management Official Interlocks
Asset Thresholds (12 CFR part 26).
The banking agencies plan to issue a
notice of proposed rulemaking that
would amend agency regulations
interpreting the Depository Institution
Management Interlocks Act (DIMIA) to
increase the asset thresholds based on
inflation or market changes. The current
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asset thresholds are set at $2.5 billion
and $1.5 billion.
• Margin and Capital Requirements
for Covered Swap Entities (12 CFR part
45).
The banking agencies, FHFA, and
FCA issued a final rule to amend the
minimum margin requirements for
registered swap dealers, major swap
participants, security-based swap
dealers, and major security-based swap
participants for which one of the
agencies is the prudential regulator
(Swap Margin Rule). The notice of
proposed rulemaking was issued on
February 21, 2018, 83 FR 7413,
requesting comment on the agencies’
plan to revise one definition in the
current rule to match the definition
used for the same purpose in the
agencies’ capital regulations. The final
rule was published on October 10, 2018,
83 FR 50805.
• Net Stable Funding Ratio (12 CFR
part 50).
The banking agencies plan to issue a
final rule to implement the Basel net
stable funding ratio standards. These
standards would require large,
internationally active banking
organizations to maintain sufficient
stable funding to support their assets
generally over a one-year time horizon.
The notice of proposed rulemaking was
published on June 1, 2016, 81 FR 35123.
• Other Real Estate Owned (12 CFR
part 34).
The OCC plans to issue a notice of
proposed rulemaking on other real
estate owned (OREO). The proposed
rule would update and clarify
provisions relating to OREO for national
banks and establish a framework to
assist Federal savings associations with
managing and disposing of OREO in a
safe and sound manner.
• Proposed Revisions to Prohibitions
and Restrictions on Proprietary Trading
and Certain Interests in, and
Relationships With, Hedge Funds and
Private Equity Funds (12 CFR part 44).
The banking agencies are planning to
issue a final rule that would amend the
regulations implementing section 13 of
the Bank Holding Company Act. Section
13 contains certain restrictions on the
ability of banking entities to engage in
proprietary trading and acquire or retain
certain interests in, or enter into certain
relationships with, a hedge fund or
private equity fund. The amendments
are intended to provide banking entities
with clarity about what activities are
prohibited and to improve supervision
and implementation of section 13.
The banking agencies intend to
address sections 203 and 204 of
EGRRCPA through a separate
rulemaking process.
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57927
Pursuant to section 203 of EGRRCPA,
OCC-supervised institutions with total
consolidated assets of $10 billion or less
are not ‘‘banking entities’’ within the
scope of section 13 of the BHCA, if their
trading assets and trading liabilities do
not exceed 5 percent of their total
consolidated assets, and they are not
controlled by a company that has total
consolidated assets over $10 billion or
total trading assets and trading
liabilities that exceed 5 percent of total
consolidated assets. In addition, section
204 of EGRRCPA revises the statutory
provisions related to the naming of
covered funds. The notice of proposed
rulemaking was issued on July 17, 2018,
83 FR 33432.
• Receiverships for Uninsured
Federal Branches and Agencies (12 CFR
chapter I).
The OCC plans to issue an advance
notice of proposed rulemaking setting
forth key issues to be addressed prior to
the development of a framework for
receiverships of uninsured Federal
branches and agencies.
• Rules of Practice and Procedure (12
CFR part 19).
The banking agencies plan to issue a
proposed rule to amend their rules of
practice and procedure to reflect
modern filing and communication
methods and improve or clarify other
procedures.
• Short-Form Consolidated Reports of
Condition and Income (12 CFR part 3).
The banking agencies plan to issue a
notice of proposed rulemaking to
provide criteria for banks and savings
associations eligible to file a short-form
report in the first and second quarters
pursuant to section 205 of the
EGRRCPA.
• Stress Testing (12 CFR part 46).
The OCC is planning to issue a notice
of proposed rulemaking to amend the
annual stress test rule for national banks
and Federal savings associations (FSAs)
required under section 165(i) of the
Dodd-Frank Wall Street Reform and
Consumer Protection Act (Pub. L. 111–
203, July 21, 2010) (12 U.S.C. 5365(i))
(Dodd-Frank Act). These changes are
required by section 401 of the
EGRRCPA, which amended the DoddFrank Act to raise the threshold for
national banks and FSAs subject to
DFAST from $10 billion to $250 billion
in total consolidated assets, reduce the
number of stress test scenarios, and
revise the annual stress test requirement
to a periodic requirement.
• Covered Savings Associations (12
CFR part 101).
The OCC issued a notice of proposed
rulemaking to implement section 206 of
the EGRRCPA, which adds a new
section 5A of the Home Owners’ Loan
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Act. Section 5A allows Federal savings
associations with assets of $20 billion or
less to elect to operate as ‘‘covered
savings associations.’’ Covered savings
associations operate with the same
rights and are subject to the same
restrictions as a national bank in the
same location. As required by section
5A, the NPRM will propose standards
and procedures for making the election.
It will also address nonconforming
assets and clarify requirements for the
treatment of covered savings
associations. The notice of proposed
rulemaking was published on
September 18, 2018, 83 FR 47101.
BILLING CODE 4810–25–P
DEPARTMENT OF VETERANS
AFFAIRS (VA)
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Statement of Regulatory Priorities
The Department of Veterans Affairs
(VA) administers benefit programs that
recognize the important public
obligations to those who served this
Nation. VA’s regulatory responsibility is
almost solely confined to carrying out
mandates of the laws enacted by
Congress relating to programs for
veterans and their families. VA’s major
regulatory objective is to implement
these laws with fairness, justice, and
efficiency.
Most of the regulations issued by VA
involve at least one of three VA
components: The Veterans Benefits
Administration, the Veterans Health
Administration, and the National
Cemetery Administration. The primary
mission of the Veterans Benefits
Administration is to provide highquality and timely nonmedical benefits
to eligible veterans and their
dependents. The primary mission of the
Veterans Health Administration is to
provide high-quality health care on a
timely basis to eligible veterans through
its system of medical centers, nursing
homes, domiciliaries, and outpatient
medical and dental facilities. The
primary mission of the National
Cemetery Administration is to bury
eligible veterans, members of the
Reserve components, and their
dependents in VA National Cemeteries
and to maintain those cemeteries as
national shrines in perpetuity as a final
tribute of a grateful Nation to
commemorate their service and sacrifice
to our Nation.
VA’s regulatory priority plan consists
of five high priority regulations with
statutory deadlines. Four of the five are
Veterans Health Administration (VHA)
regulations and the fifth one is a
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Statement of Need: By June 6, 2019,
VA is required to develop procedures to
ensure eligible Veterans are able to
access walk-in care from certain
community providers.
Summary of Legal Basis: Pub. L. 115–
182, section 105.
Alternatives: If VA does not add these
new regulations, it will not be able to
implement the required Community
Walk-in Care Program by the statutory
deadline of June 6, 2019. VA would risk
not meeting the statutory deadline, and
Veterans would not be able to receive
walk-in care as required by law.
Anticipated Cost and Benefits: TBD
Risks:
Timetable:
Veterans Benefits Administration (VBA)
Loan Guaranty regulation.
Three of the VHA regulations intend
to codify the VA Mission Act of 2018,
in accordance with section 101, 102 and
105 of Public Law 115–182 (hereafter
referred to as the ‘‘Mission Act’’). VA is
required to implement the Veterans
Community Care Program by June 6,
2019, under which VA will provide care
to eligible Veterans through non-VA
providers in the community. Under the
Mission Act VA is also required to
establish procedures to ensure eligible
Veterans are able to access walk-in care
from certain community providers by
June 6, 2019.
The other VHA regulation intends to
implement provisions from the Veterans
Appeals Improvement and
Modernization Act of 2017, Public Law
115–55. This act allows VA to revise
and enhance VA’s rules for processing
claims and appeals and is effective
February 19, 2019.
The remaining VBA regulation is
required to promulgate regulations
governing cash-out home loans in
accordance with the Economic Growth,
Regulatory Relief, and Consumer
Protection Act by November 20, 2018.
This rule defines the parameters of
when VA will permit cash-out home
loans, to include defining net tangible
benefit, recoupment, and seasoning
requirements.
Regulatory Flexibility Analysis
Required: No.
Small Entities Affected: No.
Government Levels Affected: None.
URL For More Information:
www.regulations.gov.
Agency Contact: Andrea Sperr,
Regulation Specialist, Department of
Veterans Affairs, 810 Vermont Avenue
NW, Washington, DC 20420, Phone: 202
461–6725, Email: andrea.sperr@va.gov.
RIN: 2900–AQ47
VA
VA
Proposed Rule Stage
Final Rule Stage
114. • Veterans Community Walk–In
Care
115. • Economic Growth, Regulatory
Relief, and Consumer Protection Act
(The Act), Public Law 115–174, 132
Stat. 1296
Priority: Economically Significant.
Major under 5 U.S.C. 801.
E.O. 13771 Designation: Other.
Legal Authority: 38 U.S.C. 1725A;
Pub. L. 115–182, sec. 105
CFR Citation: 38 CFR 17.4200; 38 CFR
17.4225; . . .
Legal Deadline: Other, Statutory, June
6, 2018, Public Law 115–182, section
105.
By June 6, 2019, VA is required to
develop procedures to ensure eligible
Veterans are able to access walk–in care
from certain community providers.
Abstract: The Department of Veterans
Affairs (VA) intends to add new
regulations to title 38 Code of Federal
Regulations to implement section 105 of
Public Law 115–182 (hereafter referred
to as the ‘‘Mission Act’’), to establish
procedures to ensure eligible Veterans
are able to access walk-in care from
certain community providers by June 6,
2019.
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Action
NPRM ..................
NPRM Comment
Period End.
Date
FR Cite
02/00/19
04/00/19
Priority: Other Significant. Major
under 5 U.S.C. 801.
E.O. 13771 Designation: Other.
Legal Authority: Public Law 115–174,
sec. 309; 38 U.S.C. 3703 and 3710
CFR Citation: 38 CFR 36.
Legal Deadline: Final, Statutory,
November 20, 2018.
This law has a statutory deadline and
requires the SECVA to publish a
regulation in the Federal Register not
later than 180 days after the date of the
enactment of this law.
Abstract: The Economic Growth,
Regulatory Relief, and Consumer
Protection Act requires VA to
promulgate regulations governing cashout home loans. The Department of
Veterans Affairs (VA) is amending its
rules on VA-guaranteed or insured cashout home loans. The This rule defines
the parameters of VA cash-out home
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loans, to include defining net tangible
benefits, recoupment, and seasoning
requirements.
Statement of Need: Section 309 of this
law, the SECVA shall promulgate a Loan
Guarantee rulemaking (regulation) to
ensure that such refinancing is in the
financial interest of the borrower,
including rules relating to recoupment,
seasoning, and net tangible benefits.
Summary of Legal Basis: Public Law
115–174, sec. 309 requires VA to
publish these regulations.
Alternatives: Section 309 of this law
requires that SECVA shall promulgate a
Loan Guarantee rulemaking (regulation)
to ensure that such refinancing is in the
financial interest of the borrower,
including rules relating to recoupment,
seasoning, and net tangible benefits.
There are no other alternatives to
promulgate such regulation. However,
VA did consider alternatives when
developing new cash-out refinance
policies, the guaranty and insurance of
Type I and Type II case outs and
different alternatives for establishing
provisions regarding seasoning,
recoupment and interest rate reduction
that apply to Type I Cash-Outs.
Anticipated Cost and Benefits: VA’s
Office of Financial Management (OFM)
scored the rulemaking as a loss in
funding revenue of $33.1 million in
FY2019 and $91.3 million over a threeyear period (FY2019 through FY2021),
using the 2019 President’s budget (PB)
baseline. There are no FTE or GOE costs
associated with this rulemaking. The
impact is due to reduced funding fees
generated related to the decrease in total
cash-out refinance loan amount.
Risks: If VA decided not to regulate,
mortgage lenders may seek to find
loopholes in the Act and continue to
aggressively market and offer refinance
loans to veterans that may not be in
their financial interest. This regulation
is necessary to inform all parties of the
requirements to originate future loans
for VA loan guaranty. It is urgent and
compelling to issue this rule to provide
clarity so that market disruption is
minimized. While VA is required to
issue this rule by statute, by not
promulgating a rule industry
uncertainty may lead to less access to
mortgage capital for veterans.
Timetable:
Action
Date
Final Rule ............
FR Cite
12/00/18
Regulatory Flexibility Analysis
Required: No.
Small Entities Affected: No.
Government Levels Affected: None.
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URL For More Information:
www.regulations.gov.
Agency Contact: Greg Nelms,
Supervisor, Department of Veterans
Affairs, 810 Vermont Avenue NW,
Washington, DC 20420, Phone: 202 632–
8978, Email: gregory.nelms@va.gov.
RIN: 2900–AQ42
VA
116. • Veterans Health Administration
Benefits Claims, Appeals, and Due
Process
Priority: Other Significant.
E.O. 13771 Designation: Other.
Legal Authority: Public Law 115–55;
38 U.S.C. 501(a); 38 U.S.C. 501, 1721
and 7105
CFR Citation: 38 CFR 17.132; 38 CFR
17.133; . . .
Legal Deadline: Other, Statutory,
February 14, 2019, IFR to be published
in time to coincide with effective date
of law.
Public Law 115–55, section 2(x),
provides generally that the new review
system will apply to all claims for
which a notice of decision is provided
by the agency of original jurisdiction on
or after the later of (a) 540 days from the
date of enactment, which falls on
February 14, 2019, or (b) 30 days after
the date on which the Secretary certifies
to Congress that VA is ready to carry out
the new appeals system.
Abstract: The Department of Veterans
Affairs (VA) revises its regulations
concerning its claims and appeals
process governing various programs
administrated by the Veterans Health
Administration. In preparation for the
launch of modernized claims and
appeals processes mandated by the
Veterans Appeals Improvement and
Modernization Act of 2017, VA has
reviewed the regulations governing
various programs administered by its
Veterans Health Administration and
determined that certain sections are
inconsistent with statutory
requirements. This rulemaking amends
those sections to ensure that they are no
longer inconsistent with requirements
contained in the law.
Statement of Need: The Veterans
Appeals Improvement and
Modernization Act of 2017, Public Law
115–55, overhauled VA’s rules for
processing claims and appeals, effective
February 19, 2019. To successfully
implement changes in the context of
healthcare benefits administered by
VA’s Veterans Health Administration
(VHA), VA must make minor revisions
to multiple sections of title 38
regulations applicable to healthcare
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57929
benefits and appeals processing, and VA
must enact delimiting dates to end
certain processes, such as claim
reconsideration, that are no longer
permissible under the revised law.
Summary of Legal Basis: Public Law
115–55 requires VA to publish the
regulations to coincide with the
effective date of this law.
Alternatives: VA initially determined
that a subsequent regulation to VA’s
2900–AQ26 regulation was not
necessary, because VHA adopted VBA’s
part 3 procedural rules some time ago
through our own internal guidance, and
those rules remain in effect until we
publish rulemaking to the contrary. In
practical terms, this means that in the
absence of VHA-specific Appeals
Modernization Act (AMA) notice and
comment rulemaking, applicable
provisions of 2900–AQ26, and other 38
CFR part 3 processes apply to VHA as
they do to VBA. However, VA intends
to publish this rulemaking to provide
additional regulatory clarity.
Anticipated Cost and Benefits: TBD.
Risks: If VA does not make minor
revisions and add necessary delimiting
dates, there is a risk that the Court of
Appeals for Veterans Claims, which
reviews VA benefit appeals, could
determine that healthcare claimants
have rights that are inconsistent with
(essentially in addition to) revised
statutory authorities. This would place
VHA claimants in the enviable position
of enjoying rights that do not extend to
claimants whose benefits are
administered by VA’s other
administrations Veterans Benefits
Administration (VBA) and National
Cemetery Administration (NCA) and
other adjudication activities, such as
VA’s Office of General Counsel (OGC).
Timetable:
Action
Final Rule ............
Final Rule Effective.
Date
FR Cite
01/00/19
02/00/19
Regulatory Flexibility Analysis
Required: No.
Small Entities Affected: No.
Government Levels Affected: None.
URL For More Information:
www.regulations.gov.
Agency Contact: Ethan Kalett,
Director, VHA Regulations, Department
of Veterans Affairs, 810 Vermont
Avenue NW, Room 675Q, Washington,
DC 20420, Phone: 202 461–7633, Email:
ethan.kalett@va.gov.
RIN: 2900–AQ44
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VA
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117. • Veterans Care Agreements
Priority: Economically Significant.
Major under 5 U.S.C. 801.
E.O. 13771 Designation: Other.
Legal Authority: 38 U.S.C. 1703A;
Public Law 115–182, sec. 102
CFR Citation: 38 CFR 17.4100; 38 CFR
17.4150; . . .
Legal Deadline: Other, Statutory, June
6, 2019, Public Law 115–182, section
102.
VA is required to establish the
permanent Community Care program
under 38 U.S.C. 1703 by June 6, 2019.
By June 6, 2019, VA’s current ability to
use provider agreements and individual
authorizations to purchase community
care will also lapse. The procurement
agreements established in this interim
final rule, and authorized by 38 U.S.C.
1703A, are required to implement the
program required under 38 U.S.C. 1703.
Abstract: The Department of Veterans
Affairs (VA) intends to add new
regulations to title 38 Code of Federal
Regulations to implement section 102 of
Public Law 115–182 (hereafter referred
to as the ‘‘Mission Act’’), to establish the
use of Veterans Care Agreements (VCAs)
to procure care in the community for
eligible Veterans.
Statement of Need: In accordance
with section 101 of the Mission Act, VA
is required to implement the Veterans
Community Care Program by June 6,
2019, under which VA will provide care
to eligible Veterans through non-VA
providers in the community. Also under
the Mission Act, the current Veterans
Choice Program to provide community
care will lapse on June 6, 2019, as will
two of VA’s current methods of
procuring community care (Veterans
Choice Program provider agreements,
and individual authorizations). The
VCAs under section 102 of the Mission
Act will essentially replace these two
current methods of VA procurement of
community care, and the VCAs are
required to be in place six months prior
to implementation of the Veterans
Community Care Program to provide
lead time for VA to establish new
procurement relationships with
community providers.
Summary of Legal Basis: Public Law
115182, section 102 requires VA to
establish the permanent Community
Care program under 38 U.S.C. 1703 by
June 6, 2019. The procurement
agreements established in this interim
final rule, and authorized by 38 U.S.C.
1703A, are required to implement the
program required under 38 U.S.C. 1703.
Alternatives: TBD.
Anticipated Cost and Benefits: TBD.
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Risks: If VA does not publish new
regulations, it will not be able to
implement the required Veterans
Community Care Program and legally
procure care for our Nations Veterans,
which is a tremendous health and safety
risk.
Timetable:
Action
Date
Interim Final Rule
Interim Final Rule
Comment Period End.
Interim Final Rule
Effective.
FR Cite
05/00/19
06/00/19
06/00/19
Regulatory Flexibility Analysis
Required: No.
Small Entities Affected: No.
Government Levels Affected: None.
URL For More Information:
www.regulations.gov.
Agency Contact: Ethan Kalett,
Director, VHA Regulations, Department
of Veterans Affairs, 810 Vermont
Avenue NW, Room 675Q, Washington,
DC 20420, Phone: 202 461–7633, Email:
ethan.kalett@va.gov.
RIN: 2900–AQ45
VA
118. • Veterans Community Care
Program
Priority: Economically Significant.
Major under 5 U.S.C. 801.
E.O. 13771 Designation: Other.
Legal Authority: 38 U.S.C. 1703;
Public Law 115–182, sec. 101
CFR Citation: 38 CFR 17.4000; . . .
Legal Deadline: Other, Statutory, June
6, 2019, Public Law 115–182, section
101.
VA is required to establish the
permanent Community Care program
under 38 U.S.C. 1703 by June 6, 2019.
Abstract: The Department of Veterans
Affairs (VA) intends to add new
regulations to title 38 Code of Federal
Regulations to implement section 101 of
Public Law 115–182 (hereafter referred
to as the ‘‘Mission Act’’), to establish the
Veterans Community Care Program by
June 6, 2019, under which VA will
provide care to eligible Veterans
through non-VA providers in the
community. Also under the Mission
Act, the current Veterans Choice
Program to provide community care will
lapse on June 6, 2019. To ensure this
transition to the new Veterans
Community Care Program occurs
without a significant disruption in
Veterans’ care, implementation must
occur through an interim final rule to
establish criteria for receipt of care or
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services upon VA’s authorization and
the election of eligible veterans,
primarily: (1) Whether VA offers the
care or service required; (2) whether VA
operates a full-service medical facility
in the State in which the Veteran
resides; (3) whether the Veteran meets
certain conditions related to eligibility
under the 40 mile criterion in the
Veterans Choice Program; (4) whether
VA is able to furnish care or services in
a manner that complies with designated
access standards developed by the
Secretary; and (5) whether the Veteran
and the Veteran’s referring clinician
agree that furnishing care and services
through a community entity or provider
is in the best medical interest of the
Veteran based upon criteria developed
by VA. This interim final rule will also
establish criteria by which covered
Veterans could receive care if VA
determined a medical services line was
not meeting VA’s standards for quality,
with certain limitations. An interim
final rule is necessary because VA
requires additional time to develop the
policy decisions necessary to interpret
the legal criteria stated above (e.g.,
interpreting or defining the phrase does
not offer the care or services, defining a
full service medical facility, and
developing the required access and
quality standards), to implement the
Veterans Community Care Program by
June 6, 2019.
Statement of Need: An interim final
rule is necessary because VA requires
additional time to develop the policy
decisions necessary to interpret the legal
criteria stated above (e.g., interpreting or
defining the phrase does not offer the
care or services, defining a full service
medical facility, and developing the
required access and quality standards),
to implement the Veterans Community
Care Program by June 6, 2019. Also
under the Mission Act, the current
Veterans Choice Program to provide
community care will lapse on June 6,
2019. To ensure this transition to the
new Veterans Community Care Program
occurs without a significant disruption
in Veterans’ care, implementation must
occur through an interim final rule to
establish criteria for receipt of care or
services upon VA’s authorization and
the election of eligible veterans.
Summary of Legal Basis: Implement
section 101 of Public Law 115–182
(hereafter referred to as the Mission
Act).
Alternatives: TBD.
Anticipated Cost and Benefits: TBD.
Risks: The Veterans Choice Program
to provide community care will lapse on
June 6, 2019. If VA does not publish
new regulations, it will not be able to
implement the required Veterans
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Community Care Program, which would
significantly disrupt Veterans’
healthcare. More specifically, specialty
care for veterans with chronic illnesses
would not be readily available, critical
maternity services would not be
available and emergency care services
would be negatively impacted and
overwhelmed.
Timetable:
Action
Date
Interim Final Rule
Interim Final Rule
Comment Period End.
Interim Final Rule
Effective.
FR Cite
05/00/19
06/00/19
06/00/19
Regulatory Flexibility Analysis
Required: No.
Small Entities Affected: No.
Government Levels Affected: None.
URL For More Information:
www.regulations.gov.
Agency Contact: Andrea Sperr,
Regulation Specialist, Department of
Veterans Affairs, 810 Vermont Avenue
NW, Washington, DC 20420, Phone: 202
461–6725, Email: andrea.sperr@va.gov.
RIN: 2900–AQ46
BILLING CODE: 8320–01–P
ENVIRONMENTAL PROTECTION
AGENCY (EPA)
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Statement of Priorities
Overview
The U.S. Environmental Protection
Agency (EPA) administers the laws
enacted by Congress and signed by the
President to protect people’s health and
the environment. In carrying out these
statutory mandates, the EPA works to
ensure that all Americans are protected
from significant risks to human health
and the environment where they live,
learn and work; that national efforts to
reduce environmental risk are based on
the best available scientific information;
that Federal laws protecting human
health and the environment are
enforced fairly and effectively; that
environmental protection is an integral
consideration in U.S. policies
concerning natural resources, human
health, economic growth, energy,
transportation, agriculture, industry,
and international trade, and these
factors are similarly considered in
establishing environmental policy; that
all parts of society—communities,
individuals, businesses, and State, local
and tribal governments—have access to
accurate information sufficient to
effectively participate in managing
human health and environmental risks;
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that environmental protection
contributes to making our communities
and ecosystems diverse, sustainable and
economically productive; and, that the
United States plays a leadership role in
working with other nations to protect
the global environment.
To accomplish its goals in the coming
year, the EPA will use regulatory
authorities, along with grant- and
incentive-based programs, technical and
compliance assistance and tools, and
research and educational initiatives to
address its statutory responsibilities. All
of this work will be undertaken with a
strong commitment to science, law and
transparency.
Highlights of EPA’s Regulatory Plan
The EPA’s more than forty years of
protecting public health and the
environment demonstrates our nation’s
commitment to reducing pollution that
can threaten the air we breathe, the
water we use, and the communities we
live in. Our nation has made great
progress in making rivers and lakes safer
for swimming and boating, reducing the
smog that clouded city skies, cleaning
up lands that were once used as hidden
chemical dumps and providing
Americans greater access to information
on chemical safety. To achieve
continued positive environmental
results, we must foster and maintain a
sense of shared accountability between
states, tribes and the federal
government. This Regulatory Plan
contains information on some of our
most important upcoming regulatory
and deregulatory actions. As always, our
Semiannual Regulatory Agenda contains
information on a broader spectrum of
the EPA’s upcoming regulatory actions.
Improve Air Quality
As part of its mission to protect
human health and the environment, the
EPA is dedicated to improving the
quality of the nation’s air. From 1970 to
2017, aggregate national emissions of
the six criteria air pollutants were
reduced over 70 percent, while gross
domestic product grew by over 260
percent. The EPA’s work to control
emissions of air pollutants is critical to
continued progress in reducing public
health risks and improving the quality
of the environment. The Agency will
continue to deploy existing regulatory
tools where appropriate and warranted.
Using the Clean Air Act, the EPA will
work with States and tribes to
accurately measure air quality and
ensure that more Americans are living
and working in areas that meet air
quality standards. The EPA will
continue to develop standards, as
directed by the Clean Air Act, for both
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mobile and stationary sources, to reduce
emissions of sulfur dioxide, particulate
matter, nitrogen oxides, toxics, and
other pollutants.
Electric Utility Sector Greenhouse Gas
Rules. The EPA will continue its review
of the Clean Power Plan suite of actions
issued by the previous administration
affecting fossil fuel-fired electric
generating units (EGUs). On October 23,
2015, the EPA issued a final rule that
established first-ever standards for
States to follow in developing plans to
reduce carbon dioxide (CO2) emissions
from existing fossil fuel-fired EGUs. On
the same day, the EPA issued a final
rule establishing CO2 emissions
standards for newly constructed,
modified, and reconstructed fossil fuel
fired EGUs. The Agency has proposed
an alternative approach that is
appropriately grounded in the EPA’s
statutory authority and consistent with
the rule of law. This alternative
approach would appropriately promote
cooperative federalism and respect the
authority and powers that are reserved
to the States; promote the
Administration’s dual goals of
protecting public health and the
environment, while also supporting
economic growth and job creation; and
appropriately maintain the diversity of
reliable energy resources and encourage
the production of domestic energy
sources to achieve energy independence
and security.
Safer Affordable Fuel-Efficient
Vehicles Rule. On August 1, 2018, the
National Highway Traffic Safety
Administration (NHTSA) and the
Environmental Protection Agency (EPA)
proposed to amend certain existing
Corporate Average Fuel Economy
(CAFE) and greenhouse gas emissions
standards for passenger cars and light
trucks and establish new standards,
covering model years 2021 through
2026. The proposed rule published in
the Federal Register on August 24, 2018
(83 FR 42986), and the EPA docket is
currently open for submittal of public
comments. NHTSA and EPA will jointly
hold three public hearings on this
proposal, which were announced in a
supplemental Federal Register notice
also published on August 24, 2018 (83
FR 42817).
New Source Review and Title V
Permitting Programs Reform. The CAA
establishes a number of permitting
programs designed to carry out the goals
of the Act. The EPA directly implements
some of these programs through its
regional offices, but most are carried out
by States, local agencies, and approved
tribes. New Source Review (NSR) is a
preconstruction permitting program that
ensures that the addition of new and
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modified sources does not significantly
degrade air quality. NSR permits are
legal documents that the facility
owners/operators must abide by. The
permit specifies what construction is
allowed, what emission limits must be
met, and often how the emissions
source may be operated. There are three
types of NSR permits: (1) Prevention of
Significant Deterioration (PSD) (CAA
part C) permits, which are required for
new major sources or a major source
making a major modification in an
attainment area; (2) Nonattainment NSR
(NNSR) (CAA part D) permits, which are
required for new major sources or major
sources making a major modification in
a nonattainment area; and (3) Minor
source permits.
CAA title V requires major sources of
air pollutants, and certain other sources,
to obtain and operate in compliance
with an operating permit. Sources with
these ‘‘title V permits’’ are required by
the CAA to certify compliance with the
applicable requirements of their permits
at least annually.
In accordance with the President’s
goal to streamline permitting regulations
for manufacturing facilities, the EPA has
initiated an effort to issue a series of
targeted improvements, including
guidance memos and, as necessary,
associated rulemakings, to simplify the
New Source Review (NSR) process in
manner consistent with the Clean Air
Act.
We have recently highlighted
flexibilities in the implementation of
NSR regulations available to
manufacturing facilities for the
permitting of new projects. Two recent
memos, for example, clarified that
project emissions accounting can take
place in the first step of the NSR
applicability process for all project
categories and that the EPA will not
‘‘second guess’’ preconstruction analysis
that complies with procedural
requirements. In FY19, the EPA intends
to follow-up these memos with
rulemaking to codify these policies.
Based on the recommendations of a
number of state environmental agencies
as well as small businesses under the air
toxics program, the EPA has also
rescinded its ‘‘once-in, always-in’’
policy. A major source which takes
enforceable limitations on its potential
to emit (PTE) hazardous air pollutants
(HAP) emissions below the applicable
thresholds becomes an area source
(strike ‘‘,’’) and is no longer subject to
maximum achievable control
technology (MACT) standards, no
matter when the source may choose to
take measures to limit its PTE. In early
2019, EPA anticipates that it will
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comment on adding regulatory text to
reflect EPA’s plain language reading of
the statute.
Oil and Gas. The EPA is reviewing the
Agency’s Oil and Gas New Source
Performance Standards. In June 2017,
the EPA granted reconsideration of
some specific requirements under the
2016 New Source Performance
Standards, and indicated that the
Agency would also look broadly at the
entire rule, including the regulation of
greenhouse gases through an emission
limitation on methane. The EPA is
issuing a proposal for public review and
comment in the fall of 2018.
Provide for Clean and Safe Water
The nation’s water resources are the
lifeblood of our communities,
supporting our economy and way of life.
Across the country we depend upon
reliable sources of clean and safe water.
Just a few decades ago, many of the
nation’s rivers, lakes, and estuaries were
grossly polluted, wastewater sources
received little or no treatment, and
drinking water systems provided very
limited treatment to water coming
through the tap. Since the enactment of
the Clean Water Act (CWA) and the Safe
Drinking Water Act (SDWA),
tremendous progress has been made
toward ensuring that Americans have
safe water to drink and generally
improving the quality of the Nation’s
waters. While progress has been made,
numerous challenges remain in such
areas as nutrient loadings, storm water
runoff, invasive species and drinking
water contaminants. These challenges
can only be addressed by working with
our State and tribal partners to develop
new and innovative strategies in
addition to the more traditional
regulatory approaches. The EPA plans
to address the following challenging
issues, in part, in rulemakings.
Waters of the U.S. In 2015, the
Environmental Protection Agency and
the Department of the Army (the
agencies) published the ‘‘Clean Water
Rule: Definition of ‘Waters of the United
States’ ’’ (2015 Rule) (80 FR 37054, June
29, 2015). On October 9, 2015, the U.S.
Court of Appeals for the Sixth Circuit
stayed the 2015 Rule nationwide
pending further action of the court. On
February 28, 2017, the President signed
Executive Order 13778, ‘‘Restoring the
Rule of Law, Federalism, and Economic
Growth by Reviewing the ‘Waters of the
United States’ Rule’’ which instructed
the agencies to review the 2015 Rule
and rescind or replace it as appropriate
and consistent with law. The agencies
have determined to address the
Executive Order in a comprehensive
two-step process. On July 27, 2017, the
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agencies published a Federal Register
notice proposing to repeal (Step 1) the
2015 Rule and recodify the pre-existing
regulations; the initial 30-day comment
period was extended an additional 30
days to September 28, 2017. The
agencies signed a supplemental notice
of proposed rulemaking on June 29,
2018 clarifying and seeking additional
comment on the Step 1 proposal.
In Step 2 (Revised Definition of
‘Waters of the United States’), the
agencies plan to pursue a public noticeand-comment rulemaking in which the
agencies would conduct a substantive
reevaluation of the definition of ‘‘waters
of the United States.’’ As part of this
reevaluation, the agencies are
considering defining ‘‘navigable waters’’
in a manner consistent with the
plurality opinion of Justice Scalia in the
Rapanos decision, as instructed by
Executive Order 13778.
On February 6, 2018, the agencies
issued a final rule adding an
applicability date to the 2015 Rule of
February 6, 2020, to provide continuity
and certainty for regulated entities, the
States and Tribes, and the public while
the agencies conduct Step 2 of the
rulemaking. Until the new definition is
finalized, the agencies will continue to
implement the regulatory definition in
place prior to the 2015 Rule consistent
with Supreme Court decisions and
practice, and as informed by applicable
agency guidance documents.
Effluent Limitations Guidelines and
Standards for the Steam Electric Power
Generating Point Source Category. On
November 3, 2015, under the authority
of the CWA, the EPA issued a final rule
amending the Effluent Limitations
Guidelines (ELG) and Standards for the
Steam Electric Power Generating Point
Source Category (i.e., 2015 Steam
Electric ELG). The amendments
addressed and contained limitations
and standards on various waste streams
at steam electric power plants: Fly ash
transport water, bottom ash transport
water, flue gas mercury control
wastewater, flue gas desulfurization
(FGD) wastewater, gasification
wastewater, and combustion residual
leachate. In early 2017, the EPA
received two petitions for
reconsideration of the Steam Electric
ELG rule, one from the Utility Water Act
Group and one from the Small Business
Administration Office of Advocacy. On
August 11, 2017, the Administrator
announced his decision to conduct a
rulemaking to potentially revise the Best
Available Technology Economically
Achievable (BAT) effluent limitations
and pretreatment standards for existing
sources in the 2015 rule that apply to
bottom ash transport water and FGD
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wastewater. In light of the
reconsideration, the EPA views that it is
appropriate to postpone impending
deadlines as a temporary, stopgap
measure to prevent the unnecessary
expenditure of resources until it
completes reconsideration of the 2015
rule. Thus, the Administrator signed a
final rule on September 9, 2017,
postponing the earliest compliance
dates for the BAT effluent limitations
and PSES for bottom ash transport water
and FGD wastewater in the 2015 Rule,
from November 1, 2018 to November 1,
2020. The EPA expects to publish a
notice of proposed rulemaking for the
Steam Electric reconsideration in March
2019.
National Primary Drinking Water
Regulations for Lead and Copper—Long
Term Revisions. The Lead and Copper
Rule (LCR) reduces risks to drinking
water consumers from lead and copper
that can enter drinking water as a result
of corrosion of plumbing materials. The
LCR requires water systems to sample at
taps in homes with leaded plumbing
materials. Depending upon the sampling
results, water systems must take actions
to reduce exposure to lead and copper
including corrosion control treatment,
public education, and lead service line
replacement. The LCR was promulgated
in 1991 and, overall, has been effective
in reducing the levels of lead and
copper in drinking water systems across
the country. However, lead crises in
Washington, DC, and in Flint, Michigan,
and the subsequent national attention
focused on lead in drinking water in
other communities, have underscored
significant challenges in the
implementation of the current rule,
including a rule structure that, for many
systems, only compels protective
actions after public health threats have
been identified. Key challenges include
the rule’s complexity; the degree of
flexibility and discretion it affords
systems and primacy states with regard
to optimization of corrosion control
treatment; compliance sampling
practices, which in some cases, may not
adequately protect from lead exposure;
and limited specific focus on key areas
of concern such as schools. There is a
compelling need to modernize and
clarify implementation of the rule to
strengthen its public health protections
and to make it more effective and more
readily enforceable. The EPA is
evaluating the costs and benefits of the
potential revisions and assessing
whether the benefits justify the costs.
National Primary Drinking Water
Regulations for Perchlorate. Perchlorate
is an inorganic chemical produced for
use in rocket propellants, fireworks,
road flares, and explosives. Perchlorate
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is also formed naturally in the
environment, particularly in arid
climates, and may be present as an
impurity in hypochlorite solutions
(bleach). In February 2011, the EPA
announced its decision to regulate
perchlorate under SDWA. The EPA
determined that perchlorate meets
SDWA’s three criteria for regulating a
contaminant: (1) Perchlorate may have
adverse health effects because scientific
research indicates that perchlorate can
disrupt the thyroid’s ability to produce
the hormones needed for normal growth
and development; (2) there is a
substantial likelihood that perchlorate
occurs with frequency at levels of health
concern in public water systems
because monitoring data show over four
percent of public water systems have
detected perchlorate; and (3) there is a
meaningful opportunity for health risk
reduction since between 5.1 and 16.6
million people may be provided with
drinking water containing perchlorate.
In 2013, the Science Advisory Board
recommended that the EPA use models,
rather than the traditional approach to
establish the health based Maximum
Contaminant Level Goal (MCLG) for a
perchlorate regulation. The EPA and
FDA scientists worked collaboratively to
develop biological models in
accordance with SAB recommendations.
The EPA will utilize the best available
peer reviewed science to inform
regulatory decision making for
perchlorate.
Peak Flows Management. Wet
weather events (e.g., rain, snowmelt)
can impact publicly owned treatment
works (POTWs) operations when excess
water enters the wastewater collection
system. The increased wet weather
flows can exceed the POTW treatment
plant’s capacity to provide the same
type of treatment for all of the incoming
wastewater. The treatment plant’s
secondary treatment units are the most
likely to be adversely affected by wet
weather because the biological systems
can be damaged when too much water
flows through them. POTWs employ a
variety of operational practices to
ensure the integrity of their secondary
treatment units during wet weather, and
the EPA plans to propose updates to the
regulations which will seek to clarify
permitting procedures for POTWs with
separate sanitary sewer systems under
wet weather operational conditions. The
goal of these updates will be to ensure
a consistent national approach for
permitting POTWs that provides for
efficient treatment plant operation while
protecting the public from potential
adverse health effects of inadequately
treated wastewater.
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Clean Water Act Section 404(c)
Regulatory Revision. Section 404(c) of
the Clean Water Act authorizes the
Administrator ‘‘to prohibit the
specification (including withdrawal of
the specification) of any defined area as
a disposal site’’ as well as to ‘‘deny or
restrict the use of any defined area for
specification (including the withdrawal
of specification) as a disposal site . . .
whenever he determines, after notice
and opportunity for public hearings,
that the discharge of such materials into
such area will have an unacceptable
adverse effect on municipal water
supplies, shellfish beds and fishery
areas (including spawning and breeding
areas), wildlife, or recreational areas.’’
In June 2018, the EPA announced that
it would initiate an update to the
regulations governing the EPA’s role in
permitting discharges of dredged or fill
material under section 404 of the CWA.
The EPA’s current regulations on the
implementation of section 404(c) of the
CWA allow the Agency to veto—at any
time—a permit issued by the U.S. Army
Corps of Engineers (USACE) or an
approved state that allows for the
discharge of dredged or fill material at
specified disposal sites. The goal of this
effort would be to increase
predictability and regulatory certainty
for landowners, investors, businesses,
and other stakeholders. This rulemaking
will consider, at minimum, changes to
the EPA’s 404(c) review process that
would govern the future use of the
EPA’s section 404(c) authority.
Revitalize Land and Prevent
Contamination
The EPA works to improve the health
and livelihood of all Americans by
cleaning up and returning land to
productive use, preventing
contamination, and responding to
emergencies. The EPA collaborates with
other federal agencies, industry, states,
tribes, and local communities to
enhance the livability and economic
vitality of neighborhoods. Challenging
and complex environmental problems
persist at many contaminated
properties, including contaminated soil,
sediment, surface water, and
groundwater that can cause human
health concerns. The EPA’s regulatory
program recognizes the progress made
in cleaning up and returning land to
productive use, preventing
contamination, and responding to
emergencies, and works to incorporate
new technologies and approaches that
allow us to provide for an
environmentally sustainable future
more efficiently and effectively.
Reconsideration of the Accidental
Release Prevention Regulations Under
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Clean Air Act. Both the EPA and the
Occupational Safety & Health
Administration (OSHA) issued
regulations, as required by the Clean Air
Act Amendments of 1990, in response
to a number of catastrophic chemical
accidents occurring worldwide that had
resulted in public and worker fatalities
and injuries, environmental damage,
and other community impacts. OSHA
published the Process Safety
Management standard in 1992, and the
EPA modeled the Risk Management
Program (RMP) regulation after it. The
EPA published the RMP rule in two
stages: (1) A list of regulated substances
and threshold quantities in 1994, and
(2) the RMP final regulation with risk
management requirements in 1996. Both
the OSHA standard and the EPA RMP
regulation aim to prevent, or minimize
the consequences of, accidental
chemical releases to workers and the
community.
On January 13, 2017, the EPA
amended the RMP regulations in order
to (1) reduce the likelihood and severity
of accidental releases, (2) improve
emergency response when those
releases occur, and (3) enhance state
and local emergency preparedness and
response in an effort to mitigate the
effects of accidents.
Prior to the effective date of the RMP
Amendments rule, the EPA received
petitions for reconsideration under
Clean Air Act Section 307(d)(7)(B).
Petitioners sought reconsideration of the
RMP Amendments based on what they
view as either EPA’s failure to
coordinate with OSHA and DOT as
required by paragraph (D) of CAA
section 112(r)(7) or at least inadequate
coordination. Furthermore, petitioners
indicated that the arson findings from
the Bureau of Alcohol, Tobacco and
Firearms and Explosives regarding the
West Fertilizer 2013 explosion undercut
EPA’s basis for the proposed rule.
Petitioners also raised security concerns
related to sharing information with local
emergency planning and response
organizations and concerns about EPA’s
economic analysis and the economic
burden associated with certain rule
provisions. Having considered the
concerns regarding the RMP
Amendments rule raised in these
petitions, the EPA subsequently delayed
the effective date of the RMP
Amendments rule to February 19, 2019,
in order to give the EPA time to
reconsider it. On May 30, 2018, the EPA
published proposed changes to the rule
and sought public comment on the
proposed revisions and other related
issues.
Hazardous and Solid Waste
Management System: Disposal of Coal
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Combustion Residues from Electric
Utilities. Remand Rules. The EPA is
planning to modify the final rule on the
disposal of Coal Combustion Residuals
(CCR) as solid waste under subtitle D of
the Resource Conservation and
Recovery Act issued in 2015. As a result
of a settlement agreement on this final
rule, the EPA is addressing specific
technical issues remanded by the court.
Further, the Water Infrastructure
Improvements for the Nation Act of
2016 established new statutory
provisions applicable to CCR units,
including authorizing states to
implement the CCR rule through an
EPA-approved permit program and
authorizing the EPA to enforce the rule.
Therefore the EPA is proposing to
amend certain performance standards in
the CCR rule through several
rulemaking efforts to offer additional
flexibility to state permitting authorities
with an approved program. The EPA
proposed the first of these rulemaking
efforts, the Phase One rule, in March
2018. The EPA then finalized a small
number of the proposed Phase one rule
provisions in the July 2018 Phase One
Part One rule.
Designation of Per- and
Polyfluoroalkyl Substances as
Hazardous Substances. On May 22,
2018, the EPA held a two-day National
Leadership Summit on per- and
polyfluoroalkyl substances (PFAS). The
Administrator announced that the EPA
will begin the process to propose
designating perfluorooctanoic acid
(PFOA) and perfluorooctanesulfonic
acid (PFOS) as ‘‘hazardous substances’’
through one of the available statutory
mechanisms, including section 102 of
the Comprehensive Environmental
Response, Compensation, and Liability
Act. The EPA is currently evaluating the
various statutory mechanisms, such as
the. Clean Water Act Section 307(a) and
Section 311. However, the Agency has
not yet made a final decision on which
mechanism is most appropriate.
Ensure Safety of Chemicals in the
Marketplace
Chemicals and pesticides released
into the environment as a result of their
manufacture, processing, use, or
disposal can threaten human health and
the environment. The EPA gathers and
assesses information about the risks
associated with chemicals and
pesticides and acts to minimize risks
and prevent unreasonable risks to
individuals, families, and the
environment. The EPA acts under
several different statutory authorities,
including the Federal Insecticide,
Fungicide and Rodenticide Act (FIFRA),
the Federal Food, Drug and Cosmetic
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Act (FFDCA), the Toxic Substances
Control Act (TSCA), the Emergency
Planning and Community Right-toKnow-Act (EPCRA), and the Pollution
Prevention Act (PPA). Using best
available science, the Agency will
continue to satisfy its overall directives
under these authorities and highlights
the following efforts underway in FY
2019:
Implementing TSCA Amendments To
Enhance Public Health and Chemical
Safety. The amendments to TSCA that
were enacted in June 2016 now require
the EPA to evaluate existing chemicals
on the basis of the health risks they
pose-including risks to vulnerable
groups and to workers who may use
chemicals daily as part of their jobs. If
unreasonable risks are found, the EPA
must then take steps to eliminate these
risks. However, during the risk
management phase, EPA must balance
the risk management decision with
potential disruption based on
compliance to the national economy,
national security, or critical
infrastructure.
The 2016 amendments to TSCA also
require the EPA to take expedited
regulatory action without a risk
evaluation for persistent,
bioaccumulative, and toxic (PBT)
chemicals from the 2014 update of the
TSCA Work Plan for Chemical
Assessments that meet a specific set of
criteria. Under the conditions of use for
each PBT chemical, the EPA will
characterize likely exposures to humans
and the environment; this information is
undergoing peer review and public
comment. The exposure assessments
will then be used to develop regulatory
actions that address the risks of injury
to health or the environment that the
EPA determines are presented by the
chemical substances and that reduce
exposure to the chemical substances to
the extent practicable. TSCA requires
the EPA to issue proposed rules no later
than June 22, 2019, and final rules no
more than 18 months later.
The 2016 amendments to TSCA also
authorize the EPA to cover a portion of
its annual costs for the TSCA program
by collecting user fees from chemical
manufacturers and processors when
they submit test data for the EPA
review; submit a premanufacture notice
for a new chemical or a notice of new
use; manufacture or process a chemical
substance that is the subject of a risk
evaluation; or request that the EPA
conduct a chemical risk evaluation. In
Fiscal Year 2019, the EPA expects to
take final action on the 2018 proposed
fees rule.
Review of Lead Dust Hazard
Standards Under TSCA. In June 2018,
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EPA proposed strengthening the dustlead hazard standards on floors and
window sills. These standards apply to
most pre-1978 housing and childoccupied facilities, such as day care
centers and kindergarten facilities. Per a
court order deadline, EPA intends on
taking final action in June 2019.
Reconsideration of Pesticide Safety
Requirements. In Fiscal Year 2019, the
EPA expects to take a final action on
amendments to pesticide safety
regulations that address requirements
for the certification of pesticide
applicators and established agricultural
worker protection standards, which EPA
intends on proposing in 2018.
Specifically, the EPA is considering
amending changes to the Certification of
Pesticide Applicators regulations that
EPA issued in 2017, and changes to the
agricultural Worker Protection Standard
regulations that EPA issued in 2015.
Annual Regulatory Costs
Section 3 of Executive Order 13771
(82 FR 9339, February 3, 2017) calls on
agencies to ‘‘identify for each regulation
that increases incremental cost, the
offsetting regulations . . . and provide
the agency’s best approximation of the
total costs or savings associated with
each new regulation or repealed
regulation.’’ Each action in the EPA’s
fall 2017 Regulatory Plan and
Semiannual Regulatory Agenda contains
information about whether an action is
anticipated to be ‘‘regulatory’’ or
‘‘deregulatory’’ in fulfilling this
executive directive. Based on current
schedules and expectations regarding
whether or not regulatory actions are
subject to Executive Order 12866 and
hence Executive Order 13771, in fiscal
year 2019, the EPA is planning on
finalizing approximately 30
deregulatory actions and fewer than ten
regulatory actions.
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Rules Expected To Affect Small Entities
By better coordinating small business
activities, the EPA aims to improve its
technical assistance and outreach
efforts, minimize burdens to small
businesses in its regulations, and
simplify small businesses’ participation
in its voluntary programs. Actions that
may affect small entities can be tracked
on the EPA’s Regulatory Flexibility
website (https://www.epa.gov/reg-flex)
at any time.
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EPA—OFFICE OF AIR AND RADIATION
(OAR)
Proposed Rule Stage
119. Reclassification of Major Sources
as Area Sources Under Section 112 of
the Clean Air Act
Priority: Other Significant. Major
status under 5 U.S.C. 801 is
undetermined.
Unfunded Mandates: Undetermined.
E.O. 13771 Designation: Deregulatory.
Legal Authority: 42 U.S.C. 7401 et seq.
CFR Citation: 40 CFR 63.1.
Legal Deadline: None.
Abstract: These amendments would
address when a major source can
become an area source, and, thus,
become not subject to national emission
standards for hazardous air pollutants
(NESHAP) for major sources under
Clean Air Act (CAA) section 112. The
amendments will implement the EPA’s
plain language reading of the CAA
section 112 definitions of ‘‘major’’ and
‘‘area’’ sources as discussed in the
January 2018 William Wehrum
memorandum titled ‘‘Reclassification of
Major Sources as Area Sources Under
Section 112 of the Clean Air Act.’’ (See
notice in 83 FR 5543, February 8, 2018.)
This action will provide an opportunity
for interested persons to provide
comment on many of the same issues
covered in the 2007 NESHAP: General
Provision Amendments (72 FR 69,
January 3, 2017).
Statement of Need: The EPA will
issue a proposed rule to add regulatory
text that reflects EPA’s plain language
reading of the statute as discussed in the
January 25, 2018, William Wehrum
Memorandum (see notice in 83 FR 5543,
February 8, 2018).
Summary of Legal Basis: The January
25, 2018, William Wehrum
Memorandum withdrew the Once In,
Always In (OIAI) policy that required
facilities that are major sources for HAP
on the first substantive compliance date
of a NESHAP maximum achievable
control technology (MACT) standard to
comply permanently with the MACT
standard. The EPA will issue a proposal
to add regulatory text that reflects EPA’s
plain language reading of the statute as
discussed in the January 25, 2018,
William Wehrum Memorandum.
Alternatives: Not yet determined.
Anticipated Cost and Benefits:
Adding regulatory text to be consistent
with the plain language reading will
allow sources classified as major to
become area sources. This could lead to
regulatory burden reduction for sources
that have reclassified to area source
status by not having to comply with
previously applicable CAA section 112
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major source requirements. An analysis
to determine cost savings and benefits is
underway to support issuance of a
proposed rule.
Risks: Not yet determined.
Timetable:
Action
NPRM ..................
NPRM Comment
Period Extended.
Notice ..................
Second NPRM ....
Date
FR Cite
01/03/07
03/05/07
72 FR 69
72 FR 9718
02/08/18
02/00/19
83 FR 5543
Regulatory Flexibility Analysis
Required: Undetermined.
Government Levels Affected:
Undetermined.
Federalism: Undetermined.
Additional Information: EPA Docket
information: EPA–HQ–OAR–2004–
0094.
Agency Contact: Elineth Torres,
Environmental Protection Agency,
Office of Air and Radiation, 109 T.W.
Alexander Drive, Mail Code D205–02,
Research Triangle Park, NC 27709,
Phone: 919 541–4347, Email:
torres.elineth@epa.gov.
RIN: 2060–AM75
EPA—OAR
120. Emission Guidelines for
Greenhouse Gas Emissions From
Existing Electric Utility Generating
Units; Revisions to Emission Guideline
Implementing Regulations; Revisions to
New Source Review Program
Priority: Economically Significant.
Major under 5 U.S.C. 801.
Unfunded Mandates: This action may
affect the private sector under Public
Law 104–4.
E.O. 13771 Designation: Regulatory.
Legal Authority: 42 U.S.C. 7411, Clean
Air Act
CFR Citation: 40 CFR 60.
Legal Deadline: None.
Abstract: On April 4, 2017, the EPA
announced it is reviewing the Clean
Power Plan (CPP), found at 40 CFR part
60, subpart UUUU via Executive Order
13771. The EPA has, in a separate
action, proposed to repeal the CPP. The
EPA solicited input on a CPP
replacement rule through an Advanced
Notice of Proposed Rule Making
(ANPRM) published on December 28,
2017. On August 31, 2018, the EPA
published the proposed Affordable
Clean Energy (ACE) rule in the Federal
Register as a replacement for the CPP.
Statement of Need: The EPA has
conducted its initial review of the CPP,
as directed by Executive Order 13783,
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and has concluded that suspension,
revision, or rescission of [the CPP] may
be appropriate on the basis of the
agency’s proposed reinterpretation of
the statutory provisions underlying the
CPP. In light of the EPA’s proposed
repeal of the CPP and issued ANPRM,
the agency has signed the Affordable
Clean Energy (ACE) rule as a
replacement to the CPP. The proposed
ACE rule is intended to reduce carbon
dioxide emissions from existing fossilfueled electric generating units. The
proposal solicits information on the
development of such a regulation with
the intention of promulgating a final
replacement.
Summary of Legal Basis: Clean Air
Act, section 111, 42 U.S.C. 7411,
provides the legal framework and basis
for a potential replacement rule that the
Agency is considering developing.
Alternatives: Not yet determined.
Anticipated Cost and Benefits: Not yet
determined. In the intended proposed
replacement to the CPP, the Agency will
assess the costs and benefits.
Risks: Not yet determined. In the
intended proposed replacement to the
CPP, the Agency will assess the risks to
the extent feasible.
Timetable:
Action
Date
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ANPRM ...............
NPRM ..................
NPRM Comment
Period End.
Final Rule ............
12/28/17
08/31/18
10/30/18
FR Cite
82 FR 61507
83 FR 44746
03/00/19
Regulatory Flexibility Analysis
Required: No.
Small Entities Affected: No.
Government Levels Affected: Federal,
State, Tribal.
Federalism: This action may have
federalism implications as defined in
E.O. 13132.
Energy Effects: Statement of Energy
Effects planned as required by Executive
Order 13211.
Agency Contact: Nicholas Swanson,
Environmental Protection Agency,
Office of Air and Radiation, E143–03,
Research Triangle Park, NC 27711,
Phone: 919 541–4080, Email:
swanson.nicholas@epa.gov.
Nick Hutson, Environmental
Protection Agency, Office of Air and
Radiation, D243–01, Research Triangle
Park, NC 27711, Phone: 919 541–2968,
Email: hutson.nick@epa.gov.
RIN: 2060–AT67
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EPA—OAR
121. Prevention of Significant
Deterioration (PSD) and Nonattainment
New Source Review (NSR): Project
Emissions Accounting
Priority: Other Significant.
E.O. 13771 Designation: Other.
Legal Authority: 42 U.S.C. 7401 et seq.
CFR Citation: Undetermined.
Legal Deadline: None.
Abstract: Under the New Source
Review (NSR) pre-construction
permitting program, sources undergoing
modifications need to determine
whether their modification is
considered a major modification and
thus subject to NSR pre-construction
permitting. A source owner determines
if its source is undergoing a major
modification under NSR using a twostep applicability test. The first step is
to determine if there is a ‘‘significant
emission increase’’ of a regulated NSR
pollutant from the proposed
modification (Step 1) and the second
step is to determine if there is a
‘‘significant net emission increase’’ of
that pollutant (Step 2). In this action, we
are proposing the consideration of
emissions increases and decreases from
a modification in Step 1 of the NSR
major modification applicability test for
all unit types (i.e., new, existing, and
hybrid units).
Statement of Need: In March 2018,
the Agency issued an interpretative
memorandum to clarify that we
interpret our current NSR regulations to
allow Project Emissions Accounting for
hybrid units as well as for new and
existing units. This regulation would
further clarify the concept of Project
Emissions Accounting for all types of
emissions units.
Summary of Legal Basis: 40 CFR
52.21.
Alternatives: Alternatives will be
analyzed as the proposal is developed.
Anticipated Cost and Benefits: Costs
and benefits will be analyzed as the
proposal is developed.
Risks: Risks will be analyzed as the
proposal is developed.
Timetable:
Action
Date
NPRM ..................
FR Cite
02/00/19
Regulatory Flexibility Analysis
Required: No.
Small Entities Affected: No.
Government Levels Affected: Federal,
Local, State.
Additional Information: Docket #:
EPA–HQ–OAR–2018–0048.
Agency Contact: Jessica Montanez,
Environmental Protection Agency,
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Office of Air and Radiation, C504–03,
Research Triangle Park, NC 27711,
Phone: 919 541–3407, Fax: 919 541–
5509, Email: montanez.jessica@epa.gov.
Raj Rao, Environmental Protection
Agency, Office of Air and Radiation,
C504–03, Research Triangle Park, NC
27711, Phone: 919 541–5344, Fax: 919
541–5509, Email: rao.raj@epa.gov.
RIN: 2060–AT89
EPA—OAR
122. Oil and Natural Gas Sector:
Emission Standards for New,
Reconstructed, and Modified Sources
Review
Priority: Other Significant.
E.O. 13771 Designation: Deregulatory.
Legal Authority: 42 U.S.C. 7401 et
seq., Clean Air Act
CFR Citation: 40 CFR 60.
Legal Deadline: None.
Abstract: On June 3, 2016, the
Environmental Protection Agency (EPA)
published a final rule titled ‘‘Oil and
Natural Gas Sector: Emission Standards
for New, Reconstructed, and Modified
Sources; Final Rule.’’ Following
promulgation of the final rule, the
Administrator received petitions for
reconsideration of several provisions of
the rule. The EPA is addressing those
specific reconsideration issues in a
separate proposal. A number of states
and industry associations sought
judicial review of the rule, and the
litigation is currently being held in
abeyance. On March 28, 2017, newly
elected President Donald Trump issued
Executive Order 13783 titled
‘‘Promoting Energy Independence and
Economic Growth,’’ which directs
agencies to review existing regulations
that potentially burden the development
of domestic energy resources, and
appropriately suspend, revise or rescind
regulations that unduly burden the
development of U.S. energy resources
beyond what is necessary to protect the
public interest or otherwise comply
with the law. In 2017, the EPA provided
notice to initiate the review of the 2016
rule and stated that, if appropriate, it
will initiate proceedings to suspend,
revise or rescind the rule. Subsequently,
in a notice dated June 5, 2017, the EPA
further committed to look broadly at the
entire 2016 rule. The purpose of this
action is to propose amendments to
address key policy issues, such as the
regulation of greenhouse gases, in this
sector.
Statement of Need: On June 3, 2016,
the EPA published a final rule titled
‘‘Oil and Natural Gas Sector: Emission
Standards for New, Reconstructed, and
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Modified Sources; Final Rule.’’ On
March 28, 2017, newly elected President
Donald Trump issued Executive Order
13783 titled ‘‘Promoting Energy
Independence and Economic Growth,’’
which directs agencies to review
existing regulations that potentially
burden the development of domestic
energy resources, and appropriately
suspend, revise or rescind regulations
that unduly burden the development of
U.S. energy resources beyond what is
necessary to protect the public interest
or otherwise comply with the law. In
2017, the EPA provided notice to
initiate the review of the 2016 rule and
stated that, if appropriate, it will initiate
proceedings to suspend, revise or
rescind the rule. Subsequently, in a
notice dated June 5, 2017, the EPA
further committed to look broadly at the
entire 2016 rule. The purpose of this
action is to propose amendments to
address key policy issues, such as the
regulation of greenhouse gases, in this
sector. This proposal will solicit
comments and/or information from the
public regarding the Agency’s proposed
requirements and options under
consideration. These amendments are
anticipated to remove regulatory
duplication in an effort to reduce
burden.
Summary of Legal Basis: The review
of the 2016 OOOOa rule is an exercise
of the EPA’s authority under section
111(b)(1)(B), section 307(d)(7)(B) and
section 301(a) of the Clean Air Act.
Alternatives: For the 2016 OOOOa
review proposal, we anticipate soliciting
comment on a lead policy option for the
regulation of greenhouse gases and the
sector regulatory structure and an
alternative policy option under
consideration.
Anticipated Cost and Benefits: These
values are estimates that are likely to
change. Note all values at 7 percent
discount rate in 2016 dollars. Total
Present Value of Cost (2019 through
2025): $101 million Costs Annually: $18
million Forgone Benefits (2019 through
2025); $13 million Forgone Benefits
Annually: $2.3 million.
Risks: We do not anticipate any risks
to health related to this action.
Timetable:
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Action
Date
NPRM ..................
Final Rule ............
FR Cite
12/00/18
06/00/19
Regulatory Flexibility Analysis
Required: No.
Small Entities Affected: No.
Government Levels Affected: None.
Additional Information: Docket #:
EPA–HQ–OAR–2017–0757.
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Sectors Affected: 211111 Crude
Petroleum and Natural Gas Extraction;
221210 Natural Gas Distribution;
211112 Natural Gas Liquid Extraction;
486110 Pipeline Transportation of
Crude Oil; 486210 Pipeline
Transportation of Natural Gas.
URL For More Information: https://
www.epa.gov/stationary-sources-airpollution/clean-air-act-standards-andguidelines-oil-and-natural-gas-industry
Agency Contact: Amy Hambrick,
Environmental Protection Agency,
Office of Air and Radiation, 109 T.W.
Alexander Drive, Mail Code E143–05,
Research Triangle Park, NC 27711,
Phone: 919 541–0964, Fax: 919 541–
0516, Email: hambrick.amy@epa.gov.
RIN: 2060–AT90
EPA—OAR
123. Mercury and Air Toxics Standards
for Power Plants Residual Risk and
Technology Review and Cost Review
Priority: Other Significant.
E.O. 13771 Designation: Other.
Legal Authority: 42 U.S.C. 7412, Clean
Air Act
CFR Citation: 40 CFR 63.
Legal Deadline: None.
Abstract: This action will address the
Agency’s residual risk and technology
review (RTR) of the National Emission
Standards for Hazardous Air Pollutants:
Coal- and Oil-Fired Electric Utility
Steam Generating Units (commonly
referred to as the Mercury and Air
Toxics Standards (MATS)), 40 CFR 63,
subpart UUUUU, promulgated pursuant
to section 112(d) of the Clean Air Act
(CAA) on February 16, 2012 (67 FR
9464), and address other issues
associated with the 2012 rule.
Statement of Need: The EPA has
completed its initial review of the
MATS Supplemental Cost Finding (81
FR 24420, April 25, 2016) to determine
if the finding will be reconsidered. The
EPA will issue the results of the review
in a notice of proposed rulemaking and
will solicit comment on the resulting
finding. The EPA will also, in the same
action, propose the results of the RTR
for MATS.
Summary of Legal Basis: CAA section
112, 42 U.S.C. 7412, provides the legal
framework and basis for regulatory
actions addressing emissions of
hazardous air pollutants from stationary
sources. CAA section 112(f)(2) requires
EPA, within 8 years of the promulgation
of standards under CAA section 112(d),
to determine whether additional
standards are needed to provide an
ample margin of safety to protect public
health or to prevent an adverse
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57937
environmental effect. CAA section
112(d)(6) requires EPA to review, and
revise as necessary, emission standards
promulgated under CAA section 112(d)
at least every 8 years, taking into
account developments in practices,
processes and control technologies.
Alternatives: Not yet determined. The
EPA will consider whether alternative
options are warranted once the Agency
has completed the review of the
Supplemental Cost Finding and the
RTR.
Anticipated Cost and Benefits: Not yet
determined. Costs and benefits will
depend upon the results of the review
of the Supplemental Cost Finding and
on the results of the RTR.
Risks: Not yet determined. Risks will
depend upon the results of the review
of the Supplemental Cost Finding and
on the results of the RTR.
Timetable:
Action
NPRM ..................
Final Rule ............
Date
FR Cite
11/00/18
To Be Determined
Regulatory Flexibility Analysis
Required: No.
Small Entities Affected: No.
Government Levels Affected: Federal,
Local, State, Tribal.
Additional Information: Docket #:
EPA–HQ–OAR–2009–0234.
Sectors Affected: 921150 American
Indian and Alaska Native Tribal
Governments; 221122 Electric Power
Distribution; 221112 Fossil Fuel Electric
Power Generation.
Agency Contact: Mary Johnson,
Environmental Protection Agency,
Office of Air and Radiation, 109 T.W.
Alexander Drive, Mail Code D243–01,
Research Triangle Park, NC 27711,
Phone: 919 541–5025, Email:
johnson.mary@epa.gov.
Nick Hutson, Environmental
Protection Agency, Office of Air and
Radiation, D243–01, Research Triangle
Park, NC 27711, Phone: 919 541–2968,
Email: hutson.nick@epa.gov
RIN: 2060–AT99
EPA—OAR
124. The Safer Affordable Fuel-Efficient
(SAFE) Vehicles Rule for Model Years
2021–2026 Passenger Cars and Light
Trucks
Priority: Economically Significant.
Major status under 5 U.S.C. 801 is
undetermined.
Unfunded Mandates: Undetermined.
E.O. 13771 Designation: Deregulatory.
Legal Authority: 42 U.S.C. 7411, Clean
Air Act
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CFR Citation: 40 CFR 80.
Legal Deadline: None.
Abstract: The National Highway
Traffic Safety Administration (NHTSA)
and the Environmental Protection
Agency (EPA) proposed the Safer
Affordable Fuel-Efficient (SAFE)
Vehicles Rule for Model Years 2021–
2026 Passenger Cars and Light Trucks’’
(SAFE Vehicles Rule). The SAFE
Vehicles Rule, if finalized, would
amend certain existing Corporate
Average Fuel Economy (CAFE) and
tailpipe carbon dioxide emissions
standards for passenger cars and light
trucks and establish new standards, all
covering model years 2021 through
2026. More specifically, EPA proposed
to amend its carbon dioxide emissions
standards for model years 2021 through
2025 because they are no longer
appropriate and reasonable in addition
to establishing new standards for model
year 2026. The preferred alternative is to
retain the model year 2020 standards
(specifically, the footprint target curves
for passenger cars and light trucks) for
both programs through model year 2026,
but comment is sought on a range of
alternatives.
Statement of Need: Since finalizing
the agencies’ previous joint rulemaking
in 2012 titled Final Rule for Model Year
2017 and Later Light-Duty Vehicle
Greenhouse Gas Emission and Corporate
Average Fuel Economy Standards, and
even since EPA’s 2016 and early 2017
mid-term evaluation process, the
agencies have gathered new
information, and have performed new
analysis. That new information and
analysis has led the agencies to the
tentative conclusion that holding
standards constant at MY 2020 levels
through MY 2026 is appropriate.
Summary of Legal Basis: 42 U.S.C.
7411, Clean Air Act.
Alternatives: The preferred alternative
is to retain the model year 2020
standards (specifically, the footprint
target curves for passenger cars and light
trucks) through model year 2026, but
comment is sought on a wide range of
alternatives, including eight alternatives
ranging in stringency from the preferred
alternative to the standards currently in
place. Those eight alternatives are: (1)
The no action alternative, which leaves
the standards as they are and were
announced in 2012 for MYs 2021–2025;
(2) Alternative 2 increases the
stringency of targets annually during
MYs 2021–2026 by 0.5% for passenger
cars and 0.5% for light trucks; (3)
Alternative 3 phases out A/C efficiency
and off-cycle adjustments and increases
the stringency of targets annually during
MYs 2021–2026 by 0.5% for passenger
cars and 0.5% for light trucks; (4)
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Alternative 4 increases the stringency of
targets annually during MYs 2021–2026
by 1.0% for passenger cars and 2.0% for
light trucks; (5) Alternative 5 increases
the stringency of targets annually during
MYs 2022–2026 by 1.0% for passenger
cars and 2.0% for light trucks; (6)
Alternative 6 increases the stringency of
targets annually during MYs 2021–2026
by 2.0% for passenger cars and 3.0% for
light trucks; (7) Alternative 7 phases out
A/C efficiency and off-cycle adjustments
and increases the stringency of targets
annually during MYs 2021–2026 by
1.0% for passenger cars and 2.0% for
light trucks; and (8) Alternative 8
increases the stringency of targets
annually during MYs 2022–2026 by
2.0% for passenger cars and 3.0% for
light trucks. In addition, EPA is
requesting comment on a variety of
enhanced flexibilities whereby EPA
would make adjustments to current
incentives and credits provisions and
potentially add new flexibility
opportunities to broaden the pathways
manufacturers would have to meet
standards. Such an approach would
support the increased application of
technologies that the automotive
industry is developing and deploying
that could potentially lead to further
long-term emissions reductions and
allow manufacturers to comply with
standards while reducing costs.
Anticipated Cost and Benefits:
Compared to maintaining the post-2020
standards set forth in 2012, NHTSA’s
analysis estimates that this proposal
would result in $176 billion in societal
net benefits, and reduce highway
fatalities by 12,700 lives (over the
lifetimes of vehicles through MY 2029).
U.S. fuel consumption would increase
by about half a million barrels per day
(2–3 percent of total daily consumption,
according to the Energy Information
Administration), emissions would
increase by 7,400 million metric tons of
carbon dioxide by 2100, and would
impact the global climate by 3/1000th of
one degree Celsius by 2100, also when
compared to the standards set forth in
2012.
Risks: The proposed rule analyzes a
range of public health and
environmental risks, including the risks
of increased greenhouse gas emission
reductions on climate change, risks of
increases of criteria pollutants and air
toxics emissions on public health and
air quality, and the risks of increased
mobile source air emissions and climate
impacts on children’s health. The
proposal discusses risks associated with
increased petroleum consumption and
the need for the U.S. to conserve oil, as
well as risks associated with vehicle
safety and travel demand. The proposal
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also examines economic risks including
impacts on employment, vehicle sales,
and U.S. industry competitiveness.
Timetable:
Action
NPRM ..................
NPRM Comment
Period End.
Final Rule ............
Date
08/24/18
10/23/18
FR Cite
83 FR 42986
03/00/19
Regulatory Flexibility Analysis
Required: Undetermined.
Government Levels Affected:
Undetermined.
Federalism: Undetermined.
Agency Contact: Christopher Lieske,
Environmental Protection Agency,
Office of Air and Radiation, ASD, Ann
Arbor, MI 48105, Phone: 734 214–4584,
Email: lieske.christopher@epa.gov.
RIN: 2060–AU09
EPA—OFFICE OF CHEMICAL SAFETY
AND POLLUTION PREVENTION
(OCSPP)
Proposed Rule Stage
125. Regulation of Persistent,
Bioaccumulative, and Toxic Chemicals
Under TSCA Section 6(H)
Priority: Other Significant. Major
status under 5 U.S.C. 801 is
undetermined.
Unfunded Mandates: Undetermined.
E.O. 13771 Designation: Regulatory.
Legal Authority: 15 U.S.C. 2605,
TSCA 6
CFR Citation: Not Yet Determined.
Legal Deadline: NPRM, Statutory,
June 21, 2019, Statutory: TSCA section
6(h).
Final, Statutory, December 22, 2020,
Statutory: TSCA section 6(h).
Abstract: As part of EPA’s continuing
efforts to implement the Frank R.
Lautenberg Chemical Safety for the 21st
Century Act, which amended the Toxic
Substance Control Act (TSCA) with
immediate effect upon its enactment on
June 22, 2016, EPA is developing a
proposed rule to implement TSCA
section 6(h). TSCA section 6(h) directs
EPA to issue regulations under section
6(a) for certain persistent,
bioaccumulative, and toxic chemical
substances that were identified in the
2014 update of the TSCA Work Plan.
These regulations must be proposed by
June 22, 2019, and issued in final form
no later than eighteen months after
proposal. Section 6(h) further directs
EPA, in selecting among the available
prohibitions and other restrictions in
TSCA section 6(a), to address risks of
injury to health or the environment that
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the Administrator determines are
presented by the chemical substances
and reduce exposure to the chemical
substances to the extent practicable.
EPA must develop an exposure and use
assessment, but the statute explicitly
states that a risk evaluation is not
required for these chemical substances.
EPA has identified five chemical
substances for proposed action under
TSCA section 6(h). These chemical
substances are: Decabromodiphenyl
ether; hexachlorobutadiene;
pentachlorothiophenol; phenol,
isopropylated phosphate (3:1), also
known as tris(4-isopropylphenyl)
phosphate; and 2,4,6-tris(tertbutyl)phenol. Decabromodiphenyl ether
is a flame retardant that has been widely
used in textiles, plastics, adhesives and
polyurethane foam.
Hexachlorobutadiene is produced as a
byproduct in the production of
chlorinated solvents and has also been
used as an absorbent for gas impurity
removal and as an intermediate in the
manufacture of rubber compounds.
Pentachlorothiophenol is also used in
the manufacture of rubber compounds.
Phenol, isopropylated phosphate (3:1) is
a flame retardant and is also used in
lubricants and hydraulic fluids and in
the manufacture of other compounds.
2,4,6-Tris(tert-butyl)phenol is an
antioxidant that can be used as a fuel or
lubricant and as an intermediate in the
manufacture of other compounds.
Statement of Need: Decisions and
related analysis are still in process and
not available for this rule.
Summary of Legal Basis: Decisions
and related analysis are still in process
and not available for this rule.
Alternatives: Decisions and related
analysis are still in process and not
available for this rule.
Anticipated Cost and Benefits:
Decisions and related analysis are still
in process and not available for this
rule.
Risks: Decisions and related analysis
are still in process and not available for
this rule.
Timetable:
Action
Date
amozie on DSK3GDR082PROD with PROPOSALS2
NPRM ..................
FR Cite
06/00/19
Regulatory Flexibility Analysis
Required: Undetermined.
Government Levels Affected:
Undetermined.
Federalism: Undetermined.
URL For More Information: https://
www.epa.gov/assessing-and-managingchemicals-under-tsca/frank-rlautenberg-chemical-safety-21stcentury-act-0#pbt.
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Agency Contact: Cindy Wheeler,
Environmental Protection Agency,
Office of Chemical Safety and Pollution
Prevention, 1200 Pennsylvania Avenue
NW, Mail Code 7404T, Washington, DC
20460, Phone: 202 566–0484, Email:
wheeler.cindy@epa.gov.
Peter Gimlin, Environmental
Protection Agency, Office of Chemical
Safety and Pollution Prevention, 1200
Pennsylvania Avenue NW, Mail Code
7404T, Washington, DC 20460, Phone:
202 566–0515, Fax: 202 566–0473,
Email: gimlin.peter@epa.gov.
RIN: 2070–AK34
EPA—OCSPP
126. Pesticides; Certification of
Pesticide Applicators Rule;
Reconsideration of the Minimum Age
Requirements
Priority: Other Significant. Major
status under 5 U.S.C. 801 is
undetermined.
Unfunded Mandates: Undetermined.
E.O. 13771 Designation: Deregulatory.
Legal Authority: 7 U.S.C. 136 et seq.,
Federal Insecticide Fungicide and
Rodenticide Act
CFR Citation: 40 CFR 171.
Legal Deadline: None.
Abstract: EPA promulgated a final
rule to amend the Certification of
Pesticide Applicators regulations at 40
CFR 171 on January 4, 2017 (82 FR 952).
The rule went into effect on March 6,
2017. In accordance with Executive
Order 13777, EPA solicited comments
in the spring of 2017 on regulations that
may be appropriate for repeal,
replacement or modification as part of
the Regulatory Reform Agenda efforts.
EPA received comments specific to the
certification rule. Based on concerns
raised through the Regulatory Reform
process, EPA announced in December
2017 that it was beginning a process to
reconsider the minimum age provision
for the Certification rule. EPA plans to
issue a Notice of Proposed Rulemaking
for this action.
Statement of Need: Based on input
received from stakeholders in part on
Executive Order 13777, Enforcing the
Regulatory Reform Agenda, the Agency
is proposing to amend the Certification
of Pesticide Applicators rule
(‘‘Certification rule’’), 40 CFR part 171,
as revised January 4, 2017 (82 FR 952),
by revising the minimum age
requirements for applicators certified to
use RUPs and for persons who use RUPs
under the supervision of a certified
applicator. EPA is proposing to defer to
state or tribal minimum age
requirements for commercial
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57939
applicators, private applicators and
noncertified applicators who use RUPs
under the supervision of a certified
applicator and to establish a federal
minimum age of 16 years for all three
types of applicators if states or tribes do
not establish enforceable minimum age
requirements.
Summary of Legal Basis: This
proposal would amend the Certification
of Pesticide Applicators rule
(‘‘Certification rule’’), 40 CFR part 171,
as revised January 4, 2017 (82 FR 952).
Alternatives: Not to propose the rule
with the potential to reduce costs and
potentially streamline regulatory
burden.
Anticipated Cost and Benefits: To be
determined.
Risks: By law, some states have
minimum age of 18 years of age for
workers and would probably not change
the state laws to reap the additional cost
benefit of this rule.
Timetable:
Action
Notice ..................
NPRM ..................
Final Rule ............
Date
12/19/17
01/00/19
09/00/19
FR Cite
82 FR 60195
Regulatory Flexibility Analysis
Required: Undetermined.
Government Levels Affected: Federal,
Local, State, Tribal.
Federalism: Undetermined.
Sectors Affected: 924110
Administration of Air and Water
Resource and Solid Waste Management
Programs; 111 Crop Production; 561710
Exterminating and Pest Control
Services; 424910 Farm Supplies
Merchant Wholesalers; 561730
Landscaping Services; 111421 Nursery
and Tree Production; 444220 Nursery,
Garden Center, and Farm Supply Stores;
424690 Other Chemical and Allied
Products Merchant Wholesalers; 541690
Other Scientific and Technical
Consulting Services; 325320 Pesticide
and Other Agricultural Chemical
Manufacturing; 926140 Regulation of
Agricultural Marketing and
Commodities; 541712 Research and
Development in the Physical,
Engineering, and Life Sciences (except
Biotechnology); 115112 Soil
Preparation, Planting, and Cultivating;
115210 Support Activities for Animal
Production; 115310 Support Activities
for Forestry; 321114 Wood Preservation.
URL For More Information: https://
www.epa.gov/pesticide-worker-safety.
URL For Public Comments: TBD.
Agency Contact: Jeanne Kasai,
Environmental Protection Agency,
Office of Chemical Safety and Pollution
Prevention, 1200 Pennsylvania Avenue
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NW, Mail Code PYS1162, Washington,
DC 20460, Phone: 703 308–3240, Fax:
703 308–3259, Email: kasai.jeanne@
epa.gov.
Ryne Yarger, Environmental
Protection Agency, Office of Chemical
Safety and Pollution Prevention, 1200
Pennsylvania Avenue NW, Washington,
DC 20460, Phone: 703 605–1193, Email:
yarger.ryne@epa.gov.
Related RIN: Related to 2070–AJ20
RIN: 2070–AK37
amozie on DSK3GDR082PROD with PROPOSALS2
EPA—OCSPP
127. Pesticides; Agricultural Worker
Protection Standard; Reconsideration
of Several Requirements
Priority: Other Significant.
E.O. 13771 Designation: Deregulatory.
Legal Authority: 7 U.S.C. 136 to 136y,
Federal Insecticide Fungicide and
Rodenticide Act
CFR Citation: 40 CFR 170.
Legal Deadline: None.
Abstract: EPA published a final rule
to amend the Worker Protection
Standard (WPS) regulations at 40 CFR
170 on November 2, 2015 (80 FR 67496).
Per Executive Order 13777, EPA
solicited comments in the spring of
2017 on regulations that may be
appropriate for repeal, replacement or
modification as part of the Regulatory
Reform Agenda efforts. EPA received
comments suggesting specific changes
to the 2015-revised WPS requirements
which are being considered within the
Regulatory Agenda efforts. Based on
concerns raised through the Regulatory
Reform agenda process, EPA intends to
publish a Notice of Proposed
Rulemaking (NPRM) for this action.
Statement of Need: This action
provides a response to comments
received from the regulated community
expressed through the Regulatory
Reform Agenda. EPA is proposing
changes to the requirements in the
Agricultural Worker Protection
Standard (WPS) related to minimum
age, designated representative,
application exclusion zone (AEZ), and
entry restrictions for enclosed space
production. EPA is also proposing a
number of minor revisions to correct
language and unintentional errors in the
2015 version of the rule.
Summary of Legal Basis: This action
is issued under the authority of the
Federal Insecticide, Fungicide, and
Rodenticide Act (FIFRA), 7 U.S.C. 136
to 136y, particularly sections 136a(d),
136i, and 136w.
Alternatives: Not to implement the
NPRM.
Anticipated Cost and Benefits: To be
determined.
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Risks: By law, some states have
minimum age of 18 years of age for
workers and would probably not change
the state laws to reap the additional cost
benefit of this rule.
Timetable:
Action
Date
Notice ..................
NPRM ..................
Final Rule ............
12/21/17
01/00/19
09/00/19
FR Cite
82 FR 60576
Regulatory Flexibility Analysis
Required: No.
Small Entities Affected: No.
Government Levels Affected: State,
Tribal.
Sectors Affected: 111 Crop
Production; 813312 Environment,
Conservation and Wildlife
Organizations; 115115 Farm Labor
Contractors and Crew Leaders; 113210
Forest Nurseries and Gathering of Forest
Products; 813311 Human Rights
Organizations; 813930 Labor Unions
and Similar Labor Organizations;
111421 Nursery and Tree Production;
541690 Other Scientific and Technical
Consulting Services; 813319 Other
Social Advocacy Organizations; 325320
Pesticide and Other Agricultural
Chemical Manufacturing; 115114
Postharvest Crop Activities (except
Cotton Ginning); 541712 Research and
Development in the Physical,
Engineering, and Life Sciences (except
Biotechnology); 115112 Soil
Preparation, Planting, and Cultivating;
11511 Support Activities for Crop
Production; 115310 Support Activities
for Forestry; 113110 Timber Tract
Operations.
URL For More Information: https://
www.epa.gov/pesticide-worker-safety.
URL For Public Comments: TBD.
Agency Contact: Kathy Davis,
Environmental Protection Agency,
Office of Chemical Safety and Pollution
Prevention, 1200 Pennsylvania Avenue
NW, Mail Stop 7506P, Washington, DC
20460, Phone: 703 308–7002, Fax: 703
308–2962, Email: davis.kathy@epa.gov.
Ryne Yarger, Environmental
Protection Agency, Office of Chemical
Safety and Pollution Prevention, 1200
Pennsylvania Avenue NW, Washington,
DC 20460, Phone: 703 605–1193, Email:
yarger.ryne@epa.gov.
RIN: 2070–AK43
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EPA—OFFICE OF POLICY (OP)
Proposed Rule Stage
128. Increasing Consistency and
Transparency in Considering Costs and
Benefits in the Rulemaking Process
Priority: Other Significant. Major
status under 5 U.S.C. 801 is
undetermined.
E.O. 13771 Designation: Other.
Legal Authority: Not Yet Determined
CFR Citation: Not Yet Determined.
Legal Deadline: None.
Abstract: EPA is considering
developing implementing regulations
that would increase consistency across
EPA divisions and offices, increase
reliability to affected stakeholders, and
increase transparency during the
development of regulatory actions.
Many EPA statutes, including the Clean
Air Act and the Clean Water Act,
provide language on the consideration
of benefits and costs, but these have
historically been interpreted differently
by the EPA depending on the office
promulgating the regulatory action. This
has led to EPA choosing different
standards under the same provision of
the statute, the regulatory community
not being able to rely on consistent
application of the statute, and EPA
developing internal policies on the
consideration of benefits and costs
through non-transparent actions. EPA
issued an Advance Notice of Proposed
Rulemaking in June 2018. The Agency
is now reviewing comments received to
determine if developing implementing
regulations through a notice-andcomment rulemaking process or other
action could provide the public with a
better understanding on how EPA
weighs benefits and costs when
developing a regulatory action and
allow the public to provide better
feedback to EPA on potential future
proposed rules.
Statement of Need: EPA implements
many environmental statutes, including
the Clean Air Act, Clean Water Act, the
Safe Drinking Water Act, the Resource
Conservation Recovery Act, etc. All
these laws provide statutory direction
for making regulatory decisions. EPA
has applied varied and sometimes
inconsistent interpretations of these
statutory directions with respect to the
consideration of costs and benefits in
regulatory decision making. In doing so,
EPA has created regulatory uncertainty,
making planning decisions difficult and
clouded the transparency of EPA
decision making.
Summary of Legal Basis: EPA is
considering developing a foundational
rule (or series of rules) to better clarify
EPA’s interpretation of costs and benefit
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considerations discussed in existing
statutes. The rule would be proposed
using the existing authority provided in
each of the statutes providing regulatory
authority to EPA (e.g., Clean Air Act).
Alternatives: Alternatives have not yet
been developed for this action.
Alternatives will be developed
following review of public comments
received on the Advanced Notice of
Proposed Rulemaking.
Anticipated Cost and Benefits: This
rule is fundamentally different than
regulations that place limits on
pollution or otherwise clean the
environment. It will not directly lead to
changes in environmental quality.
However, by improving the
transparency and clarity of EPA’s
interpretation of when and how benefits
and costs are considered in decision
making, EPA will provide greater
regulatory certainty that will allow
regulated entities to better plan for
future regulatory requirements. It may
also enhance the utilization of benefitcost analysis in decision making. EPA
plans to provide a full discussion and
exposition of anticipated benefits and
costs of regulatory approaches if the
rule(s) go forward.
Risks: In this action, EPA is
examining the role of benefits, costs and
other economic analytic concepts play
in decision making, not the instructions
on how to conduct economic analysis as
contained in OMB Circular A–4 or
EPA’s Guidelines on Performing
Economic Analysis. Consequently,
assessment of costs and benefits will be
addressed under subsequent
rulemakings developed to tackle
specific pollutants.
Timetable:
Action
Date
amozie on DSK3GDR082PROD with PROPOSALS2
ANPRM ...............
Comment Period
Extended.
NPRM ..................
06/13/18
07/03/18
FR Cite
83 FR 27524
83 FR 31098
05/00/19
Regulatory Flexibility Analysis
Required: No.
Small Entities Affected: No.
Government Levels Affected:
Undetermined.
Agency Contact: Elizabeth Kopits,
Environmental Protection Agency,
Office of Policy, Mail Code 1809T,
Washington, DC 20460, Phone: 202 566–
2299, Email: kopits.elizabeth@epa.gov.
Ken Munis, Environmental Protection
Agency, Office of Policy, Mail Code
1104T, Washington, DC 20460, Phone:
202 564–7353, Email: munis.ken@
epa.gov.
RIN: 2010–AA12
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EPA—OFFICE OF LAND AND
EMERGENCY MANAGEMENT (OLEM)
Proposed Rule Stage
129. Hazardous and Solid Waste
Management System: Disposal of Coal
Combustion Residues From Electric
Utilities: Amendments to the National
Minimum Criteria (Phase 2)
Priority: Other Significant. Major
status under 5 U.S.C. 801 is
undetermined.
E.O. 13771 Designation: Other.
Legal Authority: 42 U.S.C. 6906; 42
U.S.C. 6907; 42 U.S.C. 6912(a); 42
U.S.C. 6944; 42 U.S.C. 6945(c)
CFR Citation: 40 CFR 257.
Legal Deadline: None.
Abstract: The EPA is publishing three
rules (Phase One Rule Part One, Phase
One Rule Part Two, and Phase Two
Rule) to modify the final Coal
Combustion Residuals (CCR) Disposal
Rule, published April 17, 2015. The
EPA proposed Phase One in March
2018. The Agency then finalized a small
number of the provisions from the Phase
One proposal in the final rule, Phase
One Part One rule, in July 2018. This
rule is the second set of potential
revisions to EPA’s 2015 CCR Disposal
Rule. In this proposed rulemaking, EPA
plans to complete its review of all of the
remaining matters raised in litigation
and the petitions for reconsideration
that were not included in the Phase One
proposed rules, propose any revisions to
those provisions determined to be
warranted, and propose regulations for
a federal CCR permit program.
Statement of Need: On April 17, 2015,
EPA finalized national regulations to
regulate the disposal of Coal
Combustion Residuals (CCR) as solid
waste under subtitle D of the Resource
Conservation and Recovery Act (RCRA)
(2015 CCR final rule). The rule was
challenged by several different parties,
including a coalition of regulated
entities and a coalition of public interest
environmental organizations. Several of
the claims, a subset of the provisions
challenged by the industry and
environmental petitioners, were settled
on April 18, 2016. As part of that
settlement, on April 18, 2016, EPA
requested the court to remand these
claims back to the Agency. On June 16,
2016, the United States Court of
Appeals for the District of Columbia
Circuit granted EPA’s motion. One
claim was the subject of a rulemaking
completed on August 5, 2016 (81 FR
51802). This proposed rule addresses
some of the claims that were remanded
back to EPA.
In addition, in December 2016, the
Water Infrastructure Improvements for
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57941
the Nation (WIIN) Act established new
statutory provisions applicable to CCR
units, including authorizing States to
implement the CCR rule through an
EPA-approved permit program and
authorizing EPA to enforce the rule. In
light of the legislation, EPA is proposing
amendments for certain performance
standards to provide flexibility to the
State programs, which would be
consistent with the WIIN Act’s standard
for approval of State programs. Under
the WIIN Act, State programs require
each CCR unit located in the State to
achieve compliance with either the
federal CCR rule or State criteria that
EPA determines to be as protective as
the existing federal CCR requirements.
Summary of Legal Basis: As part of
the settlement agreement discussed
above, EPA committed to make best
efforts to take final action on the
remaining claims by December 2019.
Alternatives: According to the terms
of the settlement agreement discussed
above, the Agency must provide public
notice and opportunity for comment on
these issues. Each of these settlementrelated amendments is fairly narrow in
scope and EPA has not identified any
significant alternatives for analysis.
Regarding the WIIN Act implementation
amendments, one alternative would be
not to include these additional issues in
the CCR Remand proposal since they are
not subject to a deadline.
Anticipated Cost and Benefits: EPA
will provide estimates of costs and
benefits resulting from this proposed
rule once they are fully developed and
have received Agency clearance.
Risks: As compared with the risks to
human health and the environment that
were presented in the 2015 CCR final
rule, the proposed amendments
discussed in this action are expected to
produce human health and
environmental benefits, which will
likely be described qualitatively.
Timetable:
Action
NPRM ..................
Final Rule ............
Date
FR Cite
12/00/18
12/00/19
Regulatory Flexibility Analysis
Required: Undetermined.
Government Levels Affected: Federal,
Local, State.
Federalism: Undetermined.
Sectors Affected: 221112 Fossil Fuel
Electric Power Generation
URL For More Information: https://
www.epa.gov/coalash.
Agency Contact: Mary Jackson,
Environmental Protection Agency,
Office of Land and Emergency
Management, 1200 Pennsylvania
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Avenue NW, Mail Code 5304P,
Washington, DC 20460, Phone: 703 308–
8453, Email: jackson.mary@epa.gov.
Kirsten Hillyer, Environmental
Protection Agency, Office of Land and
Emergency Management, Mail Code
5304P, 1200 Pennsylvania Avenue NW,
Washington, DC 20460, Phone: 703 347–
0369, Email: hillyer.kirsten@epa.gov.
RIN: 2050–AG98
EPA—OFFICE OF WATER (OW)
amozie on DSK3GDR082PROD with PROPOSALS2
Proposed Rule Stage
130. National Primary Drinking Water
Regulations for Lead and Copper:
Regulatory Revisions
Priority: Economically Significant.
Major status under 5 U.S.C. 801 is
undetermined.
Unfunded Mandates: Undetermined.
E.O. 13771 Designation: Regulatory.
Legal Authority: 42 U.S.C. 300f et seq.,
Safe Drinking Water Act
CFR Citation: 40 CFR 141; 40 CFR
142.
Legal Deadline: None.
Abstract: The Lead and Copper Rule
(LCR) reduces risks to drinking water
consumers from lead and copper that
can enter drinking water as a result of
corrosion of plumbing materials. The
LCR requires water systems to sample at
taps in homes with leaded plumbing
materials. Depending upon the sampling
results, water systems must take actions
to reduce exposure to lead and copper
including corrosion control treatment,
public education and lead service line
replacement. The LCR was promulgated
in 1991 and, overall, has been effective
in reducing the levels of lead and
copper in drinking water systems across
the country. However, lead crises in
Washington, DC, and Flint, Michigan,
and the subsequent national attention
focused on lead in drinking water in
other communities, have underscored
significant challenges in the
implementation of the current rule,
including a rule structure that, for many
systems, only compels protective
actions after public health threats have
been identified. Key challenges include
the rule’s complexity; the degree of
flexibility and discretion it affords
systems and primacy states with regard
to optimization of corrosion control
treatment; compliance sampling
practices, which in some cases may not
adequately protect from lead exposure;
and limited specific focus on key areas
of concern such as schools. There is a
compelling need to modernize and
strengthen implementation of the rule—
to strengthen its public health
protections and to clarify its
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implementation requirements to make it
more effective and more readily
enforceable.
Statement of Need: The Lead and
Copper Rule (LCR) reduces risks to
drinking water consumers from lead and
copper that can enter drinking water as
a result of corrosion of plumbing
materials. The LCR requires water
systems to sample at taps in homes with
leaded plumbing materials. Depending
upon the sampling results, water
systems must take actions to reduce
exposure to lead and copper including
corrosion control treatment, public
education and lead service line
replacement. The LCR was promulgated
in 1991 and, overall, has been effective
in reducing the levels of lead and
copper in drinking water systems across
the country. However, lead crises in
Washington, DC, and Flint, Michigan,
and the subsequent national attention
focused on lead in drinking water in
other communities, have underscored
significant challenges in the
implementation of the current rule,
including a rule structure that, for many
systems, only compels protective
actions after public health threats have
been identified. Key challenges include
the rule’s complexity; the degree of
flexibility and discretion it affords
systems and primacy states with regard
to optimization of corrosion control
treatment; compliance sampling
practices, which in some cases may not
adequately protect from lead exposure;
and limited specific focus on key areas
of concern such as schools. There is a
compelling need to modernize and
strengthen implementation of the rule—
to strengthen its public health
protections and to clarify its
implementation requirements to make it
more effective and more readily
enforceable.
Summary of Legal Basis: Section
1412(b) of the Safe Drinking Water Act
(SDWA) (42 U.S.C. 300f et seq.) includes
a general authority for EPA to establish
maximum contaminant level goals
(MCLGs) and national primary drinking
water regulations (NPDWRs). The first
NPDWR for Lead and Copper was
issued in 1991 (56 FR 26460, June 7,
1991). Section 1412(b)(9) of the SDWA
(42 U.S.C. 300f et seq.) requires EPA, at
least every six years, to review and
revise, as appropriate, each national
primary drinking water regulation. Any
revision of a national primary drinking
water regulation must be promulgated
in accordance with Section 1412, except
that each revision must maintain or
provide for greater protection of the
health of persons. This rulemaking will
revise EPA’s existing Lead and Copper
Rule pursuant to Section 1412(b)(9).
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EPA’s goal for the LCR revisions is to
improve the effectiveness of public
health protections while maintaining a
rule that can be implemented by the
68,000 drinking water systems that are
covered by the rule.
Alternatives: The alternatives are to be
determined.
Anticipated Cost and Benefits: The
costs and benefits are to be determined.
Risks: Lead can cause serious health
problems if too much enters your body
from drinking water or other sources. It
can cause damage to the brain and
kidneys, and interfere with the
production of red blood cells that carry
oxygen to all parts of your body. The
greatest risk of lead exposure is to
infants, young children, and pregnant
women. Scientists have linked the
effects of lead on the brain with lowered
IQ in children. Adults with kidney
problems and high blood pressure can
be affected by low levels of lead more
than healthy adults. Lead is stored in
the bones, and it can be released later
in life. During pregnancy, the child
receives lead from the mother’s bones,
which may affect brain development.
Timetable:
Action
NPRM ..................
Date
FR Cite
02/00/19
Regulatory Flexibility Analysis
Required: Undetermined.
Government Levels Affected:
Undetermined.
Federalism: This action may have
federalism implications as defined in
E.O. 13132.
Sectors Affected: 924110
Administration of Air and Water
Resource and Solid Waste Management
Programs; 221310 Water Supply and
Irrigation Systems.
URL For More Information: https://
www.epa.gov/dwreginfo/lead-andcopper-rule.
Agency Contact: Jeffrey Kempic,
Environmental Protection Agency,
Office of Water, 4607M, Washington, DC
20460, Phone: 202 564–4880, Email:
kempic.jeffrey@epa.gov.
Lisa Christ, Environmental Protection
Agency, Office of Water, 1200
Pennsylvania Avenue NW, Washington,
DC 20460, Phone: 202 564–8354 Email:
christ.lisa@epa.gov.
RIN: 2040–AF15
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EPA—OW
131. National Primary Drinking Water
Regulations: Regulation of Perchlorate
Priority: Other Significant. Major
status under 5 U.S.C. 801 is
undetermined.
Unfunded Mandates: Undetermined.
E.O. 13771 Designation: Regulatory.
Legal Authority: 42 U.S.C. 300f et seq.,
Safe Drinking Water Act
CFR Citation: 40 CFR 141; 40 CFR
142.
Legal Deadline: NPRM, Judicial,
October 31, 2018, Consent Decree,
NRDC v. EPA (No. 16 Civ. 1251,
S.D.N.Y., October 18, 2016).
Final, Judicial, December 19, 2019,
Consent Decree, NRDC v. EPA (No. 16
Civ. 1251, S.D.N.Y., October 18, 2016).
Abstract: A consent decree entered by
the U.S. District Court for the Southern
District of New York states that EPA
shall propose a national primary
drinking water regulation (NPDWR)
with a proposed Maximum Contaminant
Level Goal (MCLG) for perchlorate in
drinking water no later than 10/31/18
and finalize a MCLG and NPDWR for
perchlorate in drinking water no later
than 12/19/19. The EPA has begun the
process for developing a NPDWR for
perchlorate. The Safe Drinking Water
Act describes the EPA’s requirements
for regulating contaminants. In
accordance with these requirements, the
EPA will consider the Science Advisory
Board’s guidance on how to best
interpret perchlorate health information
to derive a MCLG for perchlorate. The
agency is also evaluating the feasibility
and affordability of treatment
technologies to remove perchlorate from
drinking water and will examine the
costs and benefits of a Maximum
Contaminant Level (MCL) and
alternative MCLs. The EPA is also
seeking input through informal and
formal processes from the National
Drinking Water Advisory Council, the
Department of Health and Human
Services, State and Tribal drinking
water programs, the regulated
community (public water systems),
public health organizations, academia,
environmental and public interest
groups, and other interested
stakeholders on a number of issues
relating to the regulation of perchlorate.
Statement of Need: The EPA issued a
final determination to regulate
perchlorate on February 11, 2011. The
EPA’s 2011 determination was based
upon the three criteria for regulation
under the Safe Drinking Water Act: (1)
The EPA determined that perchlorate
may have adverse effects on the health
of persons based upon the National
Research Council’s study that found
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perchlorate inhibits the thyroid’s ability
to uptake iodide needed to produce
hormones. (2) The EPA concluded that
perchlorate occurs with frequency at
levels of health concern in public water
systems based upon data collected
under the first Unregulated
Contaminant Monitoring Rule (UCMR 1)
from 2001 to 2005. Monitoring results
reported to the EPA under UCMR 1
show that perchlorate was measured in
over four percent of water systems. (3)
The EPA concluded that there was a
meaningful opportunity to protect
public health through a drinking water
regulation by reducing perchlorate
exposure for the 5 to 17 million people
who may be served perchlorate in their
drinking water. In 2013, the Science
Advisory Board (SAB) recommended
that the EPA use models, rather than the
traditional approach to establish the
health-based maximum contaminant
level goal for a perchlorate regulation.
The EPA and FDA scientists worked
collaboratively to develop biological
models in accordance with SAB
recommendations. The EPA completed
peer review of this analysis in March
2018. The EPA will utilize the best
available, peer-reviewed science to
inform regulatory decisionmaking for
perchlorate.
Summary of Legal Basis: On October
18, 2016, the U.S. District Court for the
Southern District of New York entered
a consent decree, which requires the
EPA to sign, for publication in the
Federal Register, a proposed MCLG and
NPDWR for perchlorate by October 30,
2018 and issue a final MCLG and
NPDWR by December 19, 2019. See
NRDC v. EPA, No. 16 Civ. 1251
(S.D.N.Y.). The Safe Drinking Water Act
(SDWA), section 1412(b)(1)(A), requires
the EPA to make a determination
whether to regulate at least five
contaminants from its Contaminant
Candidate List every 5 years. Once the
EPA makes a determination to regulate
a contaminant in drinking water, SDWA
section 1412(b)(1)(E) requires the EPA to
issue a proposed maximum contaminant
level goal (MCLG) and national primary
drinking water regulation (NPDWR)
within 24 months and a final MCLG and
NPDWR within 18 months of proposal
(with an opportunity for one 9-month
extension). The EPA made a
determination to regulate perchlorate in
drinking water on February 11, 2011.
Alternatives: The alternatives will be
determined.
Anticipated Cost and Benefits: The
anticipated costs and benefits will be
determined.
Risks: Perchlorate competes with
iodide for transport into the thyroid
gland, which is a necessary step in the
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production of thyroid hormones.
Therefore, perchlorate may lead to
decreases in levels of these hormones.
Thyroid hormones are essential to the
growth and development of fetuses,
infants, and young children, as well as
to metabolism and energy regulation
throughout the life span. Primary
pathways for human exposure to
perchlorate are ingestion of
contaminated food and drinking water.
Timetable:
Action
NPRM ..................
Final Rule ............
Date
FR Cite
10/00/18
12/00/19
Regulatory Flexibility Analysis
Required: Undetermined.
Government Levels Affected:
Undetermined.
Federalism: Undetermined.
Additional Information: Docket #:
EPA–HQ–OW–2009–0297.
Sectors Affected: 924110
Administration of Air and Water
Resource and Solid Waste Management
Programs; 221310 Water Supply and
Irrigation Systems.
URL For More Information: https://
www.epa.gov/dwstandardsregulations/
perchlorate-drinking-water.
Agency Contact:
Samuel Hernandez, Environmental
Protection Agency, Office of Water,
1200 Pennyslvania Avenue NW, Mail
Code 4607M, Washington, DC 20460,
Phone: 202 564–1735, Email:
hernandez.samuel@epa.gov.
Lisa Christ, Environmental Protection
Agency, Office of Water, 1200
Pennsylvania Avenue NW, Washington,
DC 20460, Phone: 202 564–8354, Email:
christ.lisa@epa.gov.
RIN: 2040–AF28
EPA—OW
132. Revised Definition of ‘‘Waters of
the United States’’
Priority: Other Significant.
E.O. 13771 Designation: Deregulatory.
Legal Authority: 33 U.S.C. 1251 et seq.
CFR Citation: 40 CFR 110; 40 CFR
112; 40 CFR 116; 40 CFR 117; 40 CFR
122; 40 CFR 230; 40 CFR 232; 40 CFR
300; 40 CFR 302; 40 CFR 401.
Legal Deadline: None.
Abstract: In 2015, the Environmental
Protection Agency and the Department
of the Army (the agencies) published the
Clean Water Rule: ‘‘Definition of Waters
of the United States (2015 Rule) (80 FR
37054, June 29, 2015).’’ On October 9,
2015, the U.S. Court of Appeals for the
Sixth Circuit stayed the 2015 Rule
nationwide pending further action of
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the court. On February 28, 2017, the
President signed Executive Order 13778,
Restoring the Rule of Law, Federalism,
and Economic Growth by Reviewing the
‘Waters of the United States’ Rule,’’,’’
which instructed the agencies to review
the 2015 rule and rescind or replace it
as appropriate and consistent with law.
The agencies are publishing this
proposed rule to follow the first step,
which sought to recodify the definition
of ‘‘waters of the United States’’ that
existed prior to the 2015 rule. In this
second step, the agencies are conducting
a substantive reevaluation and revision
of the definition of waters of the United
States’’ in accordance with the
Executive Order.
Statement of Need: This rulemaking
action responds to the February 28,
2017, Presidential Executive Order:
Restoring the Rule of Law, Federalism,
and Economic Growth by Reviewing the
‘‘Waters of the United States’’ Rule. To
meet the objectives of the Executive
order, the EPA and Department of the
Army (Agencies) are engaged in an
comprehensive, two-step rulemaking
process. This action follows the first
step to recodify the pre-existing
definition of ‘‘waters of the United
States.’’ In this second step, the
Agencies are conducting a
reconsideration of the definition of
‘‘waters of the United States’’ consistent
with the E.O.
Summary of Legal Basis: The rule is
proposed under the Clean Water Act, 33
U.S.C. 1251 et seq.
Alternatives: Alternatives have not yet
been developed at this time.
Anticipated Cost and Benefits: An
economic analysis analyzing anticipated
costs and benefits will be developed for
the rulemaking at the time of proposal.
Risks: This action does not establish
an environmental standard intended to
address environmental or health risks.
Timetable:
Action
Date
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NPRM ..................
Final Rule ............
FR Cite
10/00/18
09/00/19
Regulatory Flexibility Analysis
Required: No.
Small Entities Affected: No.
Government Levels Affected: Federal,
Local, State, Tribal.
Agency Contact: Michael McDavit,
Environmental Protection Agency,
Office of Water, 1200 Pennsylvania
Avenue, Mail Code 4504T, Washington,
DC 20460, Phone: 202 566–2428, Email:
cwawotus@epa.gov.
Rose Kwok, Environmental Protection
Agency, Office of Water, 1200
Pennsylvania Avenue NW, Mail Code
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4504T, Washington, DC 20460, Phone:
202 566–0657, Email: cwawotus@
epa.gov.
RIN: 2040–AF75
EPA—OW
133. Effluent Limitations Guidelines
and Standards for the Steam Electric
Power Generating Point Source
Category
Priority: Other Significant.
Unfunded Mandates: Undetermined.
E.O. 13771 Designation: Other.
Legal Authority: 33 U.S.C. 1361; 33
U.S.C. 1342; 33 U.S.C. 1318; 33 U.S.C.
1317; 33 U.S.C. 1316; 33 U.S.C. 1311; 33
U.S.C. 1314
CFR Citation: 40 CFR 423.
Legal Deadline: None.
Abstract: EPA received petitions from
the Utility Water Act Group and the
U.S. Small Business Administration
requesting reconsideration and an
administrative stay of provisions of
EPA’s final rule titled ‘‘Effluent
Limitations Guidelines and Standards
for the Steam Electric Power Generating
Point Source Category,’’ (80 FR 67838;
November 3, 2015). After considering
the petitions, the Administrator decided
that it is appropriate and in the public
interest to conduct a rulemaking that
may result in revisions to the new, more
stringent Best Available Technology
Economically Achievable effluent
limitations and pretreatment standards
for existing sources in the 2015 rule that
apply to bottom ash transport water and
flue gas desulfurization wastewater.
EPA does not intend in this rulemaking
to revise the BAT effluent limitations or
pretreatment standards in the 2015 rule
for fly ash transport water, flue gas
mercury control wastewater, gasification
wastewater, or any of the other
requirements in the 2015 rule. As part
of the rulemaking process, EPA will
provide notice and an opportunity for
public comment on any proposed
revisions to the 2015 final rule.
Statement of Need: Under the Clean
Water Act (CWA), EPA intends to
undertake a rulemaking that may result
in revisions to certain Best Available
Technology Economically Achievable
(BAT) effluent limitations and
pretreatment standards for existing
sources (PSES) for the steam electric
power generating point source category,
which were published in the Federal
Register on November 3, 2015.
Summary of Legal Basis: EPA intends
to propose this rule under the authority
of sections 101, 301, 304, 306, 307, 308,
402, and 501 of the CWA, 33 U.S.C.
1251, 1311, 1314, 1316, 1317, 1318,
1342, and 1361.
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Alternatives: The alternatives are to be
determined.
Anticipated Cost and Benefits: The
associated costs and benefits for the
regulatory options are to be determined.
Risks: The associated risks are to be
determined.
Timetable:
Action
NPRM ..................
Final Rule ............
Date
FR Cite
03/00/19
12/00/19
Regulatory Flexibility Analysis
Required: Undetermined.
Government Levels Affected: Federal,
Local, State.
Federalism: Undetermined.
Additional Information: Docket #:
EPA–HQ–OW–2009–0819. https://
www.epa.gov/eg/steam-electric-powergenerating-effluent-guidelines.
Agency Contact: Richard Benware,
Environmental Protection Agency,
Office of Water, Mail Code 4303T,
Washington, DC 20460, Phone: 202 566–
1369, Email: benware.richard@epa.gov.
Related RIN: Related to 2040–AF14,
Related to 2040–AF76
RIN: 2040–AF77
EPA—OW
134. Peak Flows Management
Priority: Other Significant.
E.O. 13771 Designation: Deregulatory.
Legal Authority: 33 U.S.C. 1311; 33
U.S.C. 1314
CFR Citation: 40 CFR 122.
Legal Deadline: None.
Abstract: Wet weather events (e.g.,
rain, snowmelt) can affect publicly
owned treatment works (POTWs)
operations when excess water enters the
wastewater collection system. The
increased wet weather flows can exceed
the POTW treatment plant’s capacity to
provide the same type of treatment for
all of the incoming wastewater. The
treatment plant’s secondary treatment
units are the most likely to be adversely
affected by wet weather because the
biological systems can be damaged
when too much water flows through
them. POTWs employ a variety of
operational practices to ensure the
integrity of their secondary treatment
units during wet weather. This update
to the regulations will seek to clarify
permitting procedures so as to provide
POTWs with separate sanitary sewer
systems flexibility in how they manage
and treat peak flows under wet weather
conditions. These updates will also seek
to ensure a consistent national approach
for permitting POTWs that allows
efficient treatment plant operation while
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protecting the public from potential
adverse health effects of inadequately
treated wastewater.
Statement of Need: This update to the
regulations will seek to clarify
permitting procedures for POTW
treatment plants with separate storm
sewer systems under wet weather
operational conditions. These updates
will also seek to ensure a consistent
national approach for permitting
POTWs that provides for efficient
treatment plant operation while
protecting the public from potential
adverse health effects of inadequately
treated wastewater.
Summary of Legal Basis: The rule will
be proposed under the Clean Water Act,
33 U.S.C. 1311 and 33 U.S.C. 1314.
Alternatives: Alternatives have not yet
been developed at this time.
Anticipated Cost and Benefits: A cost
analysis analyzing anticipated costs and
benefits will be developed for the
rulemaking at the time of proposal.
Risks: The agencies will be able to
analyze the risks of the proposed
rulemaking once policy decisions have
been made.
Timetable:
Action
Date
NPRM ..................
Final Rule ............
FR Cite
07/00/19
07/00/20
Regulatory Flexibility Analysis
Required: Undetermined.
Government Levels Affected: Local,
State, Tribal.
Agency Contact: Jamie Piziali,
Environmental Protection Agency,
Office of Water, 1200 Pennsylvania
Avenue NW, Washington, DC 20460,
Phone: 202 564–1438, Email:
piziali.jamie@epa.gov.
Lisa Biddle, Environmental Protection
Agency, Office of Water, 4303T, 1200
Pennsylvania Avenue NW, Washington,
DC 20460, Phone: 202 566–0350, Fax:
202 566–1053, Email: biddle.lisa@
epa.gov.
RIN: 2040–AF81
EPA—OW
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135. • Clean Water Act Section 404(C)
Regulatory Revision
Priority: Other Significant.
E.O. 13771 Designation: Other.
Legal Authority: ‘‘Not Yet
Determined’’
CFR Citation: 40 CFR 230.
Legal Deadline: None.
Abstract: Section 404(c) of the Clean
Water Act authorizes the Administrator
‘‘to prohibit the specification (including
withdrawal of the specification) of any
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defined area as a disposal site’’ as well
as to ‘‘deny or restrict the use of any
defined area for specification (including
the withdrawal of specification) as a
disposal site . . . whenever he
determines, after notice and opportunity
for public hearings, that the discharge of
such materials into such area will have
an unacceptable adverse effect on
municipal water supplies, shellfish beds
and fishery areas (including spawning
and breeding areas), wildlife, or
recreational areas.’’ This rulemaking
will consider, at minimum, changes to
EPA’s 404(c) review process that would
govern the future use of EPA’s section
404(c) authority.
Statement of Need: The EPA’s
regulations governing CWA Section
404(c) are being revisited to reflect
today’s permitting process and modernday methods and protections, including
the robust ex siting processes under the
National Environmental Policy Act that
requires federal agencies to consider the
environmental and related social and
economic effects of their proposed
actions while providing opportunities
for public review and comment on those
evaluations. The updated regulations
have the opportunity for increasing
certainty for landowners, investors,
businesses and entrepreneurs to make
investment decisions while preserving
the EPA’s authority to restrict
discharges of dredge or fill material that
will have an unacceptable adverse effect
on water supplies, recreation, fisheries
and wildlife.
Summary of Legal Basis: Clean Water
Act (CWA) 404(c).
Alternatives: The alternatives will be
determined.
Anticipated Cost and Benefits: The
anticipated costs and benefits will be
determined.
Risks: The associated risks will be
determined.
Timetable:
Action
Date
NPRM ..................
FR Cite
06/00/19
Regulatory Flexibility Analysis
Required: No.
Small Entities Affected: No.
Government Levels Affected: None.
Agency Contact: Brian Frazer,
Environmental Protection Agency,
Office of Water, 4502T, Washington, DC
20460, Phone: 202 566–1652, Fax: 202
566–1349, Email: Frazer.brian@epa.gov.
Russell Kaiser, Environmental
Protection Agency, Office of Water,
1200 Pennsylvania Ave NW,
Washington, DC 20460, Phone: 202 566–
0963, Email: kaiser.russell@epa.gov.
RIN: 2040–AF88
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EPA—OFFICE OF AIR AND RADIATION
(OAR)
Final Rule Stage
136. Review of the Primary National
Ambient Air Quality Standards for
Sulfur Oxides
Priority: Other Significant. Major
status under 5 U.S.C. 801 is
undetermined.
E.O. 13771 Designation: Other.
Legal Authority: 42 U.S.C. 7401 et seq.
CFR Citation: 40 CFR 50.
Legal Deadline: NPRM, Judicial, May
25, 2018, Signed by 5/25/2018. Final,
Judicial, January 28, 2019, Signed by 1/
28/2019.
Abstract: Under the Clean Air Act
Amendments of 1977, EPA is required
to review and if appropriate revise the
air quality criteria and national ambient
air quality standards (NAAQS) every 5
years. On June 22, 2010, EPA published
a final rule to revise the primary (healthbased) NAAQS for Sulfur Oxides to
provide increased protection for public
health. This review of the 2010 NAAQS
includes the preparation by EPA of an
Integrated Review Plan, an Integrated
Science Assessment, a Risk/Exposure
Assessment, and also a Policy
Assessment Document, with
opportunities for review by EPA’s Clean
Air Scientific Advisory Committee
(CASAC) and the public. These
documents inform the Administrator’s
proposed decision as to whether to
retain or revise the current standard.
This proposed decision was published
in the Federal Register with
opportunity provided for public
comment. The Administrator’s final
decisions will take into consideration
these documents, CASAC advice, and
public comment on the proposed
decision.
Statement of Need: Under the Clean
Air Act Amendments of 1977, EPA is
required to review and if appropriate
revise the air quality criteria and
national ambient air quality standards
(NAAQS) every 5 years. On June 22,
2010, EPA published a final rule to
revise the primary (health-based)
NAAQS for sulfur oxides to provide
increased protection for public health.
Summary of Legal Basis: Under the
Clean Air Act Amendments of 1977,
EPA is required to review and if
appropriate revise the air quality criteria
and the primary (health-based) national
ambient air quality standards (NAAQS)
every 5 years.
Alternatives: The main alternative for
the Administrator’s decision on the
review of the primary (health-based)
national ambient air quality standard for
sulfur oxides (SOX) is whether to retain
or revise the existing standard.
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Anticipated Cost and Benefits: The
Clean Air Act makes clear that the
economic and technical feasibility of
attaining standards is not to be
considered in setting or revising the
NAAQS, although such factors may be
considered in the development of State
plans to implement the standards.
Accordingly, when the Agency proposes
revisions to the standards, the Agency
prepares cost and benefit information in
order to provide States information that
may be useful in considering different
implementation strategies for meeting
proposed or final standards. In those
instances, cost and benefit information
is generally included in the regulatory
analysis accompanying the final rule.
Because this action does not propose to
change the existing primary NAAQS for
SOX, it does not impose costs or benefits
relative to the baseline of continuing
with the current NAAQS in effect. EPA
has thus not prepared a Regulatory
Impact Analysis for this action.
Risks: As part of this review, the EPA
prepared an Integrated Review Plan, an
Integrated Science Assessment, a Risk/
Exposure Assessment, and also a Policy
Assessment document, with
opportunities for review by the EPA’s
Clean Air Scientific Advisory
Committee and the public. These
documents will inform the
Administrator’s decision as to whether
to retain or revise the standards. The
proposed decision was published in the
Federal Register with opportunity
provided for public comment. The
Administrator’s final decisions will take
into consideration these documents and
public comment on the proposed
decision.
Timetable:
Action
Date
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NPRM ..................
NPRM Comment
Period Extended.
Final Rule ............
06/08/18
06/21/18
FR Cite
83 FR 26752
83 FR 28843
01/00/19
Regulatory Flexibility Analysis
Required: No.
Small Entities Affected: No.
Government Levels Affected: None.
Agency Contact: Nicole Hagan,
Environmental Protection Agency,
Office of Air and Radiation, 109 T.W.
Alexander Drive, Mail Code C504–06,
Research Triangle Park, NC 27709,
Phone: 919 541–3153, Email:
hagan.nicole@epa.gov.
Karen Wesson, Environmental
Protection Agency, Office of Air and
Radiation, 109 T.W. Alexander Drive,
Mail Code C504–06, Research Triangle
Park, NC 27711, Phone: 919 541–3515,
Email: wesson.karen@epa.gov.
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on June 29, 2018. More information on
this report can be found at: https://
cfpub.epa.gov/si/si_public_record_
Report.cfm?dirEntryId=341491.
Timetable:
RIN: 2060–AT68
EPA—OAR
137. Renewable Fuel Volume Standards
for 2019 and Biomass-Based Diesel
(BBD) Volume for 2020
Priority: Other Significant.
E.O. 13771 Designation: Regulatory.
Legal Authority: 42 U.S.C. 7401 et
seq., Clean Air Act
CFR Citation: 40 CFR 80.
Legal Deadline: None.
Abstract: The Clean Air Act requires
EPA to promulgate regulations that
specify the annual volume requirements
for renewable fuels under the
Renewable Fuel Standard (RFS)
program. Standards are to be set for four
different categories of renewable fuels:
cellulosic biofuel, biomass-based diesel,
advanced biofuel, and total renewable
fuel. The statute requires that the
standards be finalized by November 30
of the year prior to the year in which the
standards would apply. In the case of
biomass-based diesel, the statute
requires applicable volumes to be set no
later than 14 months prior to the year
for which the requirements would
apply.
Statement of Need: The Clean Air Act
requires EPA to promulgate regulations
that specify the annual volume
requirements for renewable fuels under
the Renewable Fuel Standard (RFS)
program. The statute requires that the
standards be finalized by November 30
of the year prior to the year in which the
standards would apply. In the case of
biomass-based diesel, the statute
requires applicable volumes to be set no
later than 14 months prior to the year
for which the requirements would
apply.
Summary of Legal Basis: CAA section
211(o).
Alternatives: EPA requested comment
on using the general waiver authority to
reduce the required volumes for
advanced and total renewable fuel in
the proposed rule.
Anticipated Cost and Benefits:
Anticipated costs were developed for
the proposed rule ($380–$740 million).
Costs and benefits of this rulemaking are
highly complex given the nature of the
program and the standards being
categorically nested under a total
volume standard. An updated estimate
of the costs, based on a number of
illustrative assumptions, will be
provided in the final rule.
Risks: Environmental assessments are
primarily addressed under another
section of the CAA (Section 204). EPA
released an updated report to Congress
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Action
Notice ..................
NPRM ..................
Final Rule ............
Date
07/03/18
07/10/18
11/00/18
FR Cite
83 FR 31098
83 FR 32024
Regulatory Flexibility Analysis
Required: Undetermined.
Government Levels Affected:
Undetermined.
International Impacts: This regulatory
action will be likely to have
international trade and investment
effects, or otherwise be of international
interest.
Agency Contact:
Dallas Burkholder, Environmental
Protection Agency, Office of Air and
Radiation, N26, Ann Arbor, MI 48105,
Phone: 734 214–4766, Email:
burkholder.dallas@epa.gov.
Tia Sutton, Environmental Protection
Agency, Office of Air and Radiation,
6401A, 1200 Pennsylvania Avenue NW,
Washington, DC 20460, Phone: 202 564–
8929, Email: sutton.tia@epa.gov.
RIN: 2060–AT93
EPA—OFFICE OF CHEMICAL SAFETY
AND POLLUTION PREVENTION
(OCSPP)
Final Rule Stage
138. Review of Dust-Lead Hazard
Standards and the Definition of LeadBased Paint
Priority: Other Significant.
Unfunded Mandates: Undetermined.
E.O. 13771 Designation: Regulatory.
Legal Authority: 15 U.S.C. 2681,
TSCA 401; 15 U.S.C. 2682; 15 U.S.C.
2683, TSCA 403; 15 U.S.C. 2684
CFR Citation: 40 CFR 745.
Legal Deadline: NPRM, Judicial, June
22, 2018, NPRM issuance ordered
within 90 days of the date that the 9th
Circuit’s decision becomes final.
Final, Judicial, June 22, 2019, The
December 27, 2017, decision of the
Ninth Circuit ordered ‘‘that EPA
promulgate the final rule within one
year after the promulgation of the
proposed rule . . . .’’.
Abstract: EPA is reviewing existing
regulatory dust-lead hazard standards
for target housing and Child Occupied
Facilities (COFs), and the definition of
lead-based paint for non-target housing.
On March 6, 1996, the EPA and the
Department of Housing and Urban
Development (HUD) issued a joint final
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regulation that, under section 401 of the
Toxic Substances Control Act (TSCA),
adopted the statutory definition of leadbased paint as ‘‘paint or other surface
coatings that contain lead equal to or in
excess of 1.0 milligram per square
centimeter or 0.5 percent by weight.’’
On January 5, 2001, EPA issued a final
regulation that, under section 403 of the
TSCA, established regulatory dust-lead
hazard standards of 40 mg/ft2 for floors
and 250 mg/ft2 for interior window sills.
On August 10, 2009, EPA received a
petition requesting that EPA take action
to lower EPA’s regulatory dust-lead
hazard standards and the definition of
lead-based paint. On October 22, 2009,
EPA responded to the petition, agreeing
to initiate a proceeding to determine
whether the dust-lead hazard standards,
and the definition of lead-based paint
for non-target housing should be
revised. On August 24, 2016, advocates
filed a petition for writ of mandamus in
the U.S. Court of Appeals for the Ninth
Circuit, asking the court to compel EPA
to make these revisions. The proposed
rule was published in the Federal
Register on July 2, 2018, and was issued
in compliance with the December 27,
2017, decision of the Ninth Circuit, and
the subsequent March 26, 2018, order
that directed the EPA ‘‘to issue a
proposed rule within ninety (90) days
from the filed date of this order.’’
Scientific advances made since the
promulgation of the 2001 rule clearly
demonstrate that exposure to low levels
of lead result in adverse health effects.
Moreover, since CDC has stated that no
safe level of lead in blood has been
identified, the reductions in children’s
blood lead levels as a result of this rule
would help reduce the risk of adverse
cognitive and developmental effects in
children. Therefore, EPA proposed to
change the dust-lead hazard standards
from 40 mg/ft2 and 250 mg/ft2 to 10 mg/
ft2 and 100 mg/ft2 on floors and window
sills, respectively. These standards
apply to most pre-1978 housing and
child-occupied facilities, such as day
care centers and kindergarten facilities.
In addition, EPA proposed to make no
change to the definition of lead-based
paint because the Agency currently
lacks sufficient information to support
such a change.
Statement of Need: The proposed rule
was published in the Federal Register
on July 2, 2018, and was issued in
compliance with the December 27,
2017, decision of the Ninth Circuit, and
the subsequent March 26, 2018, order
that directed the EPA ‘‘to issue a
proposed rule within ninety (90) days
from the filed date of this order.’’
Summary of Legal Basis: EPA is
proposing this rule under sections 401,
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402, 403, and 404 of the Toxic
Substances Control Act (TSCA), 15
U.S.C. 2601 et seq., as amended by title
X of the Housing and Community
Development Act of 1992 (also known
as the Residential Lead-Based Paint
Hazard Reduction Act of 1992 or Title
X) (Pub. L. 102–550).
Alternatives: EPA intends to finalize a
rulemaking identifying hazardous levels
of lead in dust on floors and window
sills. While EPA has proposed standards
of 10 mg/ft2 and 100 mg/ft2 for floors
and window sills respectively, EPA is
encouraging public comment on the full
range of candidate standards analyzed
in the associated Technical Support
Document as alternatives to the
proposal, including the option not to
change the current standard. EPA has
also specifically requested comment on
an option that would reduce the floor
dust standard but leave the sill dust
standard unchanged (e.g., 20 mg/ft2 for
floors and 250 mg/ft2 for window sills,
or 10 mg/ft2 for floors and 250 mg/ft2 for
window sills), since reducing floor dust
lead has the greatest impact on
children’s health.
Anticipated Cost and Benefits: Costs.
This rule is estimated to result in costs
of $66 million to $119 million per year.
Benefits. This rule would reduce
exposure to lead, resulting in benefits
from avoided adverse health effects. For
the subset of adverse health effects
where the results were quantified, the
estimated annualized benefits are $317
million to $2.24 billion per year using
a 3% discount rate, and $68 million to
$479 million using a 7% discount rate.
There are additional unquantified
benefits due to other avoided adverse
health effects in children, including
attention-related behavioral problems,
greater incidence of problem behaviors,
decreased cognitive performance,
reduced post-natal growth, delayed
puberty and decreased kidney function.
Risks: This rulemaking addresses the
risk of adverse health effects associated
with lead dust exposures in children
living in pre-1978 housing and childoccupied facilities, as well as associated
potential health effects in this
subpopulation.
Timetable:
Action
Date
NPRM ..................
Final Rule ............
07/02/18
06/00/19
FR Cite
83 FR 30889
Regulatory Flexibility Analysis
Required: Undetermined.
Government Levels Affected: Federal,
State, Tribal.
Additional Information: Docket #:
EPA–HQ–OPPT–2018–0166.
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Sectors Affected: 541350 Building
Inspection Services; 624410 Child Day
Care Services; 236 Construction of
Buildings; 611110 Elementary and
Secondary Schools; 541330 Engineering
Services; 611519 Other Technical and
Trade Schools; 531 Real Estate; 562910
Remediation Services; 238 Specialty
Trade Contractors.
URL For More Information: http://
www2.epa.gov/lead.
Agency Contact:
John Yowell, Environmental
Protection Agency, Office of Chemical
Safety and Pollution Prevention, Mail
Code 7404T, Washington, DC 20460,
Phone: 202 564–1213, Email:
yowell.john@epa.gov.
Marc Edmonds, Environmental
Protection Agency, Office of Chemical
Safety and Pollution Prevention, 1200
Pennsylvania Avenue NW, Mail Code
7404T, Washington, DC 20460, Phone:
202 566–0758, Email: edmonds.marc@
epa.gov.
RIN: 2070–AJ82
EPA—OCSPP
139. Service Fees for the
Administration of the Toxic Substances
Control Act
Priority: Other Significant.
E.O. 13771 Designation: Regulatory.
Legal Authority: 15 U.S.C. 2601 et
seq.; 15 U.S.C. 2625 TSCA 26
CFR Citation: 40 CFR 700–791.
Legal Deadline: None.
Abstract: As amended in June 2016,
section 26(b)(1) of the Toxic Substance
Control Act (TSCA) authorizes EPA to
issue a rule to establish fees to defray
the cost (including contractor costs
incurred by the Agency) associated with
administering sections 4, 5, and 6, and
collecting, processing, reviewing, and
providing access to and protecting from
disclosure information on chemical
substances as appropriate under section
14. EPA issued a proposed rule in
February 2018 and is planning to issue
a final rule in September 2018, with
immediate effect to enable the collection
of fees beginning in October 2018.
Statement of Need: The fees are
intended to achieve the goals articulated
by Congress to provide a sustainable
source of funds for EPA to fulfill its
legal obligations to conduct activities
such as risk-based screenings,
designation of applicable substances as
High- and Low-Priority, conducting risk
evaluations to determine whether a
chemical substance presents an
unreasonable risk of injury to health or
the environment, requiring testing of
chemical substances and mixtures, and
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evaluating and reviewing manufacturing
and processing notices, as required
under TSCA sections 4, 5 and 6, as well
as management of chemical information
under TSCA section 14.
Summary of Legal Basis: TSCA
section 26(b), 15 U.S.C. 2625(b),
provides EPA with authority to establish
fees to defray a portion of the costs
associated with administering TSCA
sections 4, 5, and 6, as amended, as well
as the costs of collecting, processing,
reviewing, and providing access to and
protecting information about chemical
substances from disclosure as
appropriate under TSCA section 14.
Alternatives: Alternative approaches
were considered in developing the
proposed rule (see 83 FR 8212, Unit
III.C, available at https://
www.federalregister.gov/documents/
2018/02/26/2018-02928/user-fees-forthe-administration-of-the-toxicsubstances-control-act) and are being
further considered in light of comments
received on the proposed rule.
Anticipated Cost and Benefits: EPA
has evaluated the potential incremental
economic impacts of the proposed rule.
The Agency analyzed a three-year
period, since the statute requires EPA to
reevaluate and adjust, as necessary, the
fees every three years. The Economic
Analysis, which is available in the
docket for the proposed rule (EPA–HQ–
OPPT–2016–0401, ref. 2), is briefly
summarized here. The annualized fees
collected from industry for the proposed
option (identified as Option C in the
Economic Analysis) are approximately
$20.05 million. This total does not
include the fees collected for
manufacturer-requested risk
evaluations. Total fee collections were
calculated by multiplying the estimated
number of actions per fee category
anticipated each year, by the
corresponding proposed fee. For the
proposed option, TSCA section 4 fees
account for less than 1 percent of the
total fee collection, TSCA section 5 fees
for approximately 43 percent, and TSCA
section 6 fees for approximately 56
percent. Annual fees collected by EPA
are expected to total approximately
$20.05 million. Under the proposed
option, the total fees collected from
industry for a risk evaluation requested
by manufacturers are estimated to be
$1.3 million for chemicals included in
the Work Plan and $2.6 million for
chemicals not included in the Work
Plan. EPA estimates that 18.5 percent of
TSCA section 5 submissions will be
from small businesses that are eligible to
pay discounted fees because they have
average annual sales of less than $91
million in the three preceding years.
Total annualized fees for TSCA section
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5 collected from small businesses are
estimated to be $550,000. For TSCA
sections 4 and 6, discounted fees for
eligible small businesses and fees for all
other affected firms may differ over the
three-year period that was analyzed,
since the fee paid by each firm is
dependent on the number of affected
firms per action. Based on past TSCA
section 4 actions and data related to the
first ten chemicals identified for risk
evaluations under TSCA as amended,
EPA estimates annualized fees collected
from small businesses for TSCA section
4 and TSCA section 6 to be
approximately $37,000 and $2.6
million, respectively. EPA estimates that
total fees paid by small businesses will
account for about 16 percent of the
approximately $20.05 million fees to be
collected for TSCA sections 4, 5, and 6
actions. The annualized total industry
fee collection for small businesses is
estimated to be approximately $3.2
million.
Risks: n/a.
Timetable:
Action
Date
NPRM ..................
Notice ..................
Final Rule ............
02/26/18
04/24/18
10/00/18
FR Cite
83 FR 8212
83 FR 17782
Regulatory Flexibility Analysis
Required: No.
Small Entities Affected: No.
Government Levels Affected: None.
International Impacts: This regulatory
action will be likely to have
international trade and investment
effects, or otherwise be of international
interest.
Additional Information: Docket #:
EPA–HQ–OPPT–2016–0401. A
summary of the recent amendments to
TSCA is available at https://
www.epa.gov/assessing-and-managingchemicals-under-tsca/frank-rlautenberg-chemical-safety-21stcentury-act.
Sectors Affected: 325 Chemical
Manufacturing.
URL For More Information: https://
www.epa.gov/assessing-and-managingchemicals-under-tsca/.
URL For Public Comments: http://
www.regulations.gov.
Agency Contact: Mark Hartman,
Environmental Protection Agency,
Office of Chemical Safety and Pollution
Prevention, Mail Code: 7503P,
Washington, DC 20460, Phone: 703 308–
0734, Email: hartman.mark@epa.gov.
Hans Scheifele, Environmental
Protection Agency, Office of Chemical
Safety and Pollution Prevention, 7404T,
Washington, DC 20460, Phone: 202 564–
3122, Email: scheifele.hans@epa.gov.
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RIN: 2070–AK27
EPA—OFFICE OF LAND AND
EMERGENCY MANAGEMENT (OLEM)
Final Rule Stage
140. Clean Water Act Hazardous
Substances Spill Prevention
Priority: Other Significant.
E.O. 13771 Designation: Other.
Legal Authority: 33 U.S.C.
1321(j)(1)(C)
CFR Citation: 40 CFR 151.
Legal Deadline: NPRM, Judicial, June
16, 2018, Sign by no later than June 16,
2018 and within 15 days thereafter
transmit to the Federal Register.
Final, Judicial, August 25, 2019, Sign
by no later than 14 months after
publication of NPRM (NPRM was
published on June 25, 2018) & within 15
days thereafter transmit to the Federal
Register.
Abstract: As a result of a consent
decree, the EPA has issued a proposed
rule that addresses the prevention of
hazardous substance discharges under
section 311(j)(1)(C) of the Clean Water
Act (CWA). This section directs the
President to issue regulations to prevent
discharges of oil and hazardous
substances from onshore and offshore
facilities, and to contain such
discharges. The EPA assessed the
consequences of hazardous substance
discharges into the nation’s waters, and
evaluated the costs and benefits of
potential preventive regulatory
requirements for facilities handling such
substances. Based on an analysis of the
frequency and impacts of reported CWA
hazardous substances discharges and
the existing framework of EPA
regulatory requirements, the Agency is
not proposing additional regulatory
requirements at this time.
Statement of Need: CWA 311(j)(1)(C)
provides that the President ‘‘[establish]
procedures, methods, and equipment
and other requirements for equipment to
prevent discharges of oil and hazardous
substances from vessels and from
onshore and offshore facilities, and to
contain such discharges . . .’’ EPA was
delegated authority for regulating
onshore facilities under CWA
311(j)(1)(C) by Executive Order 12777,
and was redelegated authority for
regulating offshore facilities landward of
the coastline under CWA 311(j)(1)(C) by
the Department of the Interior. See 40
CFR 112, appendix A.
Summary of Legal Basis: In 2015, the
EPA was sued for failure to finalize a
rulemaking for chemicals under the
CWA 311(j)(1)(C). This litigation was
settled and a consent decree was filed
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with the court in February 2016
(Environmental Justice Health Alliance
for Chemical Policy Reform v. U.S.
EPA). The EPA is conducting this
rulemaking in accordance with the
consent decree and proposed rule on
June 25, 2018, and intends to have the
Administrator sign a final rule by
August 25, 2019.
Alternatives: The Agency considered
three alternatives. The first alternatives
was to establish a prevention program
that included nine regulatory elements
aimed at preventing CWA HS
discharges. The second alternative was
to establish a targeted approach that
selects a limited set of requirements
designed to prevent CWA hazardous
substances discharges. This regulatory
option could establish targeted
requirements under one or more of the
nine program elements under the first
option; however, four elements are
specifically identified and discussed.
The third, and proposed alternative,
establishes no new requirements under
the authority of CWA 311(j)(1)(C).
Anticipated Cost and Benefits: Since
the proposed action recommended no
new regulatory requirements, it neither
imposes incremental costs nor provides
incremental environmental protection
benefits.
Risks: The proposed action
recommended no new regulatory
requirements; therefore, EPA anticipates
no changes in risk as a result of this
action. In the 40 years since CWA
section 311(j)(1)(C) was enacted by
Congress, multiple statutory and
regulatory requirements have been
established under different Federal
authorities that generally serve to,
directly and indirectly, prevent CWA
hazardous substances discharges.
Timetable:
Action
Date
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NPRM ..................
Final Rule ............
06/25/18
09/00/19
FR Cite
83 FR 29499
Regulatory Flexibility Analysis
Required: No.
Small Entities Affected: No.
Government Levels Affected: None.
Additional Information: Docket #:
EPA–HQ–OLEM–2018–0024.
Sectors Affected: 72 Accommodation
and Food Services; 924 Administration
of Environmental Quality Programs; 56
Administrative and Support and Waste
Management and Remediation Services;
312 Beverage and Tobacco Product
Manufacturing; 325 Chemical
Manufacturing; 111 Crop Production; 61
Educational Services; 311 Food
Manufacturing; 316 Leather and Allied
Product Manufacturing; 423 Merchant
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Wholesalers, Durable Goods; 424
Merchant Wholesalers, Nondurable
Goods; 212 Mining (except Oil and Gas);
327 Nonmetallic Mineral Product
Manufacturing; 211 Oil and Gas
Extraction; 322 Paper Manufacturing;
324 Petroleum and Coal Products
Manufacturing; 326 Plastics and Rubber
Products Manufacturing; 54
Professional, Scientific, and Technical
Services; 44–45 Retail Trade; 115
Support Activities for Agriculture and
Forestry; 313 Textile Mills; 48–49
Transportation and Warehousing; 221
Utilities; 493 Warehousing and Storage;
321 Wood Product Manufacturing.
URL For More Information: https://
www.epa.gov.rulemaking-preventinghazardous-substance-spills.
URL For Public Comments: https://
www.regulations.gov/docket?D=EPAHQ-OLEM-2018-0024.
Agency Contact: Gregory Wilson,
Environmental Protection Agency,
Office of Land and Emergency
Management, 5104A, Washington, DC
20460, Phone: 202 564–7989, Fax: 202
564–2625, Email: wilson.gregory@
epa.gov.
RIN: 2050–AG87
EPA—OLEM
141. Accidental Release Prevention
Requirements: Risk Management
Programs Under the Clean Air Act;
Reconsideration of Amendments
Priority: Other Significant.
E.O. 13771 Designation: Deregulatory.
Legal Authority: 42 U.S.C. 7412(r)
CFR Citation: 40 CFR 68.
Legal Deadline: None.
Abstract: The Environmental
Protection Agency (EPA) published in
the Federal Register on January 13,
2017, a final rule to amend the Risk
Management Program regulations under
the Clean Air Act. Prior to the rule
becoming effective, EPA received three
petitions for reconsideration that raised
concerns with provisions of the final
rule. EPA subsequently delayed the
effective date of the final rule via notice
and comment rulemaking to February
19, 2019, in order to conduct a
reconsideration proceeding. On May 30,
2018, EPA published proposed changes
to the final rule to address specific
issues to be reconsidered and other
issues that the Agency believes warrant
additional public comment.
Statement of Need: On January 13,
2017, the EPA issued a final rule (82 FR
4594) amending 40 CFR part 68, the
chemical accident prevention
provisions under section 112(r) of the
CAA (42 U.S.C. 7412(r)). The
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amendments addressed various aspects
of risk management programs, including
prevention programs at stationary
sources, emergency response
preparedness requirements, information
availability, and various other changes
to streamline, clarify, and otherwise
technically correct the underlying rules.
Prior to the rule taking effect, EPA
received three petitions for
reconsideration of the rule under CAA
section 307(d)(7)(B), two from industry
groups and one from a group of states.
Under that provision, the Administrator
is to commence a reconsideration
proceeding if, in the Administrator’s
judgment, the petitioner raises an
objection to a rule that was
impracticable to raise during the
comment period or if the grounds for
the objection arose after the comment
period but within the period for judicial
review. In either case, the Administrator
must also conclude that the objection is
of central relevance to the outcome of
the rule. In a letter dated March 13,
2017, the Administrator responded to
the first of the reconsideration petitions
received by announcing the convening
of a proceeding for reconsideration of
the Risk Management Program
Amendments. As explained in that
letter, having considered the objections
raised in the petition, the Administrator
determined that the criteria for
reconsideration have been met for at
least one of the objections. This
proposal addresses the issues raised in
all three petitions for reconsideration, as
well as other issues that EPA believes
warrant reconsideration.
Summary of Legal Basis: The
Agency’s procedures in this rulemaking
are controlled by CAA section 307(d).
The statutory authority for this action is
provided by section 112(r) of the CAA
as amended (42 U.S.C. 7412(r)). Each of
the portions of the Risk Management
Program rule we propose to modify in
this document are based on section
112(r) of the CAA as amended (42
U.S.C. 7412(r)). EPA’s authority for
convening a reconsideration proceeding
for certain issues is found under CAA
section 307(d)(7)(B) or 42 U.S.C.
7607(d)(7)(B).
Alternatives: EPA’s primary proposal
would rescind almost all the
requirements added under the RMP
Amendments rule to the accident
prevention provisions program of
subparts C (for program 2 processes) and
D (for program 3 processes), and
associated definitions, as well as the
Amendments rule requirements in
subpart H for providing to the public,
upon request, chemical hazard
information and access to community
emergency preparedness information.
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The proposal would also modify the
amendments rule provisions in subpart
E for local emergency response
coordination and emergency exercises,
as well as the provisions in subpart H
for public meetings after accidents. EPA
has also requested public comment on
various alternatives, including retaining
certain minor changes made to the
subparts C and D prevention programs
relating to hazard reviews, incident
investigations, training, and others, as
well as alternatives to the proposed
changes to the local coordination and
emergency exercise provisions.
Anticipated Cost and Benefits: In
total, EPA estimates annualized cost
savings of $87.9 million at a 3%
discount rate and $88.4 million at a 7%
discount rate. Most of the annual cost
savings under the proposed rule are due
to the repeal of the STAA provision
(annual savings of $70 million),
followed by third-party audits (annual
savings of $9.8 million), rule
familiarization (annual net savings of
$3.7 million), information availability
(annual savings of $3.1 million), and
root-cause incident investigation
(annual savings of $1.8 million). The
RMP Amendments Rule produced a
variety of non-monetized benefits from
prevention and mitigation of future
RMP and non-RMP accidents at RMP
facilities, avoided catastrophes at RMP
facilities, and easier access to facility
chemical hazard information. The
proposed Reconsideration rule would
largely retain the revised local
emergency coordination and exercise
provisions of the 2017 Amendments
final rule, which convey mitigation
benefits. The proposed rescission of the
prevention program requirements (i.e.,
third-party audits, incident
investigation, STAA), may result in a
reduction of these benefits. The
proposed rescission of the chemical
hazard information availability
provision may result in a reduction of
the information sharing benefit,
although the public meeting, emergency
coordination and exercise provisions
would still convey a portion of this
qualitative benefit. However, the
proposed rulemaking would convey the
benefit of improved chemical site
security, by modifying previously openended information sharing provisions of
the Amendments rule that might have
resulted in an increased risk of terrorism
against regulated sources.
Risks: The chemical accident
prevention provisions of Clean Air Act
section 112(r) and 40 CFR part 68
address the acute risks to human health
and the environment associated with
the accidental release of highly toxic
and flammable chemicals.
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Approximately 12,500 U.S. facilities are
subject to the provisions of 40 CFR part
68, and much of the U.S. population
resides in a community containing one
or more such facilities. EPA believes
that the existing part 68 provisions have
been successful in reducing the
frequency and severity of accidental
chemical releases from covered
facilities. The RMP Amendments Rule
produced a variety of benefits from
prevention and mitigation of future
RMP and non-RMP accidents at RMP
facilities, avoided catastrophes at RMP
facilities, and easier access to facility
chemical hazard information and
accident history. The proposed rule
would largely retain the revised local
emergency coordination and exercise
provisions of the 2017 Amendments
final rule, which convey mitigation
benefits. If a chemical accident or major
catastrophe occurs, mitigating its
impacts benefits society by reducing the
number of fatalities and injuries,
reducing the magnitude of property
damage and lost productivity both onsite and off-site, and reducing the extent
of public evacuations, sheltering, and
expenditure of emergency response
resources. These retained provisions
along with public meetings also produce
benefits by improving the information
going to emergency planners,
responders, and the public. The
proposed reconsideration of the
prevention program requirements, as
well as certain information disclosure
provisions in the RMP Amendments
Rule may result in a reduction in
prevention and information benefits,
relative to the baseline post-2017
Amendments rule. However, as noted
above, there may be an increase in
security benefits by limiting information
sharing, which might result in an
increased risk of terrorism against
regulated facilities.
Timetable:
Action
Date
NPRM ..................
Notice ..................
Correction ............
Final Rule ............
05/30/18
07/24/18
07/31/18
01/00/19
FR Cite
83 FR 24850
83 FR 34967
83 FR 36837
Regulatory Flexibility Analysis
Required: No.
Small Entities Affected: No.
Government Levels Affected: Local,
State, Tribal.
Additional Information: Docket #:
EPA–HQ–OEM–2015–0725.
Sectors Affected: 325 Chemical
Manufacturing; 49313 Farm Product
Warehousing and Storage; 42491 Farm
Supplies Merchant Wholesalers; 311511
Fluid Milk Manufacturing; 311 Food
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Manufacturing; 221112 Fossil Fuel
Electric Power Generation; 311411
Frozen Fruit, Juice, and Vegetable
Manufacturing; 49311 General
Warehousing and Storage; 31152 Ice
Cream and Frozen Dessert
Manufacturing; 311612 Meat Processed
from Carcasses; 211112 Natural Gas
Liquid Extraction; 32519 Other Basic
Organic Chemical Manufacturing; 42469
Other Chemical and Allied Products
Merchant Wholesalers; 49319 Other
Warehousing and Storage; 322 Paper
Manufacturing; 42471 Petroleum Bulk
Stations and Terminals; 32411
Petroleum Refineries; 311615 Poultry
Processing; 49312 Refrigerated
Warehousing and Storage; 22132
Sewage Treatment Facilities; 11511
Support Activities for Crop Production;
22131 Water Supply and Irrigation
Systems.
URL For More Information: https://
www.epa.gov/rmp.
URL For Public Comments: https://
www.regulations.gov/docket?D=EPAHQ-OEM-2015-0725.
Agency Contact:
Jim Belke, Environmental Protection
Agency, Office of Land and Emergency
Management, 1200 Pennsylvania
Avenue NW, Mail Code 5104A,
Washington, DC 20460, Phone: 202 564–
8023, Email: belke.jim@epa.gov.
Kathy Franklin, Environmental
Protection Agency, Office of Land and
Emergency Management, 1200
Pennsylvania Avenue NW, Mail Code
5104A, Washington, DC 20460, Phone:
202 564–7987, Email: franklin.kathy@
epa.gov.
RIN: 2050–AG95
EPA—OLEM
142. • Hazardous and Solid Waste
Management System: Disposal of Coal
Combustion Residues From Electric
Utilities: Amendments to the National
Minimum Criteria (Phase 1, Part 2)
Priority: Other Significant.
E.O. 13771 Designation: Deregulatory.
Legal Authority: 42 U.S.C. 6906; 42
U.S.C. 6907; 42 U.S.C. 6912(a); 42
U.S.C. 6944; 42 U.S.C. 6945(c)
CFR Citation: 40 CFR 257.
Legal Deadline: Final, Judicial, June
14, 2019, Issue a final rule 3 years after
settlement agreement date (6/14/2016).
Abstract: The EPA published a
proposed rule, Phase One rule in March
2018, to modify the final Coal
Combustion Residuals (CCR) Disposal
Rule, published April 17, 2015. Issues
covered in the proposed rule included
the height limitation of the vegetative
slopes of dikes; the type and magnitude
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Federal Register / Vol. 83, No. 222 / Friday, November 16, 2018 / Regulatory Plan
of non-groundwater releases that would
require a facility to comply with some
or all of the corrective action procedures
set forth in the final CCR rule; and
adding boron to the list of contaminants
in Appendix IV of the final CCR rule
that trigger the corrective action
requirements under the final rule. The
Agency is addressing these issues in two
final rules; this action is the second of
the final rules. The first final rule, Phase
One Part One rule was published in July
2018. Within the Phase One Part One
rule, the EPA finalized a small number
of provisions from the March 2018
Phase One proposed rule. If finalized as
proposed, the Phase One Part Two rule
would address specific technical issues
consistent with a settlement agreement
to resolve issues raised in litigation of
the final CCR rule. Furthermore, in this
rule, the Agency is considering
provisions that establish alternative
performance standards for owners and
operators of CCR units located in states
that have approved CCR permit
programs, as well as other potential
revisions based on comments received
since the date of the final CCR rule and
petitions for rulemaking that were
granted on September 13, 2017.
Statement of Need: On April 17, 2015,
EPA finalized national regulations to
regulate the disposal of Coal
Combustion Residuals (CCR) as solid
waste under subtitle D of the Resource
Conservation and Recovery Act (RCRA)
(2015 CCR final rule). The rule was
challenged by several different parties,
including a coalition of regulated
entities and a coalition of public interest
environmental organizations. Several of
the claims, a subset of the provisions
challenged by the industry and
environmental petitioners, were settled
on April 18, 2016. As part of that
settlement, on April 18, 2016, EPA
requested the court to remand these
claims back to the Agency. On June 16,
2016, the United States Court of
Appeals for the District of Columbia
Circuit granted EPA’s motion. One
claim was the subject of a rulemaking
completed on August 5, 2016 (81 FR
51802). This proposed rule addresses
the remaining claims that were
remanded back to EPA.
In addition, in December 2016, the
Water Infrastructure Improvements for
the Nation (WIIN) Act established new
statutory provisions applicable to CCR
units, including authorizing States to
implement the CCR rule through an
EPA-approved permit program and
authorizing EPA to enforce the rule. In
light of the legislation, EPA is proposing
amendments for certain performance
standards to provide flexibility to the
State programs, which would be
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consistent with the WIIN Act’s standard
for approval of State programs. State
programs require each CCR unit located
in the State to achieve compliance with
either the federal CCR rule or State
criteria that EPA determines to be as
protective as the existing federal CCR
requirements.
Summary of Legal Basis: As part of
the settlement agreement discussed
above, EPA committed to make best
efforts to take final action on the
remaining claims by June 14, 2019.
Alternatives: According to the terms
of the settlement agreement discussed
above, the Agency must provide public
notice and opportunity for comment on
these issues. Each of these settlementrelated amendments is fairly narrow in
scope and EPA has not identified any
significant alternatives for analysis.
Regarding the WIIN Act implementation
amendments, one alternative would be
not to include these additional issues in
the CCR remand proposal since they are
not subject to a deadline.
Anticipated Cost and Benefits: EPA
will provide estimates of costs and
benefits resulting from this proposed
rule once they are fully developed and
have received Agency clearance.
Risks: As compared with the risks to
human health and the environment that
were presented in the 2015 CCR final
rule, the proposed amendments
discussed in this action are not expected
to impact the overall conclusions in the
2015 final rule. As a