Termination of Listing of Color Additive Exempt From Certification; Lead Acetate, 54665-54674 [2018-23725]
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Federal Register / Vol. 83, No. 211 / Wednesday, October 31, 2018 / Rules and Regulations
of the local flight standards district office/
certificate holding district office.
(a) Effective Date
This AD is effective December 5, 2018.
(b) Affected ADs
None.
(c) Applicability
This AD applies to all Pratt & Whitney
Division (PW) PW4074D, PW4077D,
PW4084D, PW4090, and PW4090–3 turbofan
engines with low-pressure compressor (LPC)
fan hub, part number (P/N) 51B821 or P/N
52B521, installed.
(d) Subject
Joint Aircraft System Component (JASC)
Code 7230, Turbine Engine Compressor
Section.
(e) Unsafe Condition
This AD was prompted by low-cycle
fatigue analysis techniques, updated by the
engine manufacturer, which indicated certain
LPC fan hubs could crack before their
published life limit. We are issuing this AD
to prevent failure of the LPC fan hub. The
unsafe condition, if not addressed, could
result in uncontained hub release, damage to
the engine, and damage to the airplane.
(f) Compliance
Comply with this AD within the
compliance times specified, unless already
done.
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(g) Required Actions
(1) After the effective date of this AD,
perform a fluorescent penetrant inspection
(FPI) and an eddy current inspection (ECI) of
the LPC fan hub the next time the engine is
separated at the M-flange and the LPC fan
hub has accumulated 2,000 or more flight
cycles since the last FPI and ECI.
(2) Thereafter, perform an FPI and an ECI
of the LPC fan hub every time the engine is
separated at the M-flange and the LPC fan
hub has accumulated 2,000 or more flight
cycles since the last LPC fan hub ECI and
FPI.
(3) Use the Accomplishment Instructions,
Step No. 11, in PW Alert Service Bulletin
PW4G–112–A72–351, dated February 22,
2018, to do the ECI.
(4) If a crack is found during the
inspections required by paragraphs (g)(1) or
(2) of this AD, remove the LPC fan hub from
service before further flight and replace with
a part eligible for installation.
(h) Alternative Methods of Compliance
(AMOCs)
(1) The Manager, ECO Branch, FAA, has
the authority to approve AMOCs for this AD,
if requested using the procedures found in 14
CFR 39.19. In accordance with 14 CFR 39.19,
send your request to your principal inspector
or local flight standards district office, as
appropriate. If sending information directly
to the manager of the certification office,
send it to the attention of the person
identified in paragraph (i) of this AD. You
may email your request to: ANE-AD-AMOC@
faa.gov.
(2) Before using any approved AMOC,
notify your appropriate principal inspector,
or lacking a principal inspector, the manager
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(i) Related Information
For more information about this AD,
contact Jo-Ann Theriault, Aerospace
Engineer, ECO Branch, FAA, 1200 District
Avenue, Burlington, MA 01803; phone: 781–
238–7105; fax: 781–238–7199; email: joann.theriault@faa.gov.
(j) Material Incorporated by Reference
(1) The Director of the Federal Register
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(IBR) of the service information listed in this
paragraph under 5 U.S.C. 552(a) and 1 CFR
part 51.
(2) You must use this service information
as applicable to do the actions required by
this AD, unless the AD specifies otherwise.
(i) Pratt & Whitney Division Alert Service
Bulletin PW4G–112–A72–351, dated
February 22, 2018.
(ii) [Reserved.]
(3) For service information identified in
this AD, contact Pratt & Whitney Division,
400 Main St., East Hartford, CT 06118;
phone: 800–565–0140; fax: 860–565–5442.
(4) You may view this service information
at FAA, Engine and Propeller Standards
Branch, 1200 District Avenue, Burlington,
MA 01803. For information on the
availability of this material at the FAA, call
781–238–7759.
(5) You may view this service information
that is incorporated by reference at the
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Issued in Burlington, Massachusetts, on
October 25, 2018.
Robert J. Ganley,
Manager, Engine and Propeller Standards
Branch, Aircraft Certification Service.
[FR Doc. 2018–23712 Filed 10–30–18; 8:45 am]
BILLING CODE 4910–13–P
DEPARTMENT OF HEALTH AND
HUMAN SERVICES
Food and Drug Administration
21 CFR Part 73
[Docket No. FDA–2017–C–1951]
Termination of Listing of Color
Additive Exempt From Certification;
Lead Acetate
AGENCY:
Food and Drug Administration,
HHS.
ACTION:
Final rule.
The Food and Drug
Administration (FDA or we) is
amending the color additive regulations
to no longer provide for the use of lead
acetate in cosmetics intended for
coloring hair on the scalp because new
SUMMARY:
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data available since lead acetate was
permanently listed demonstrate that
there is no longer a reasonable certainty
of no harm from the use of this color
additive. This action is in response to a
color additive petition filed by the
Environmental Defense Fund,
Earthjustice, Environmental Working
Group, Center for Environmental
Health, Healthy Homes Collaborative,
Health Justice Project of Loyola
University Chicago School of Law,
Breast Cancer Fund, Improving Kids’
Environment, Consumers Union,
Natural Resources Defense Council,
Consumer Federation of America,
Learning Disabilities Association,
Maricel Maffini, and Howard Mielke.
DATES: This rule is effective December 3,
2018. See section XIII for further
information on the filing of objections.
Submit either electronic or written
objections and requests for a hearing on
the final rule by November 30, 2018.
ADDRESSES: You may submit objections
and requests for a hearing as follows.
Please note that late, untimely filed
objections will not be considered.
Electronic objections must be submitted
on or before November 30, 2018. The
https://www.regulations.gov electronic
filing system will accept comments
until 11:59 p.m. Eastern Time at the end
of November 30, 2018. Objections
received by mail/hand delivery/courier
(for written/paper submissions) will be
considered timely if they are
postmarked or the delivery service
acceptance receipt is on or before that
date.
Electronic Submissions
Submit electronic objections in the
following way:
• Federal eRulemaking Portal:
https://www.regulations.gov. Follow the
instructions for submitting comments.
Objections submitted electronically,
including attachments, to https://
www.regulations.gov will be posted to
the docket unchanged. Because your
objection will be made public, you are
solely responsible for ensuring that your
objection does not include any
confidential information that you or a
third party may not wish to be posted,
such as medical information, your or
anyone else’s Social Security number, or
confidential business information, such
as a manufacturing process. Please note
that if you include your name, contact
information, or other information that
identifies you in the body of your
objection, that information will be
posted on https://www.regulations.gov.
• If you want to submit an objection
with confidential information that you
do not wish to be made available to the
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public, submit the objection as a
written/paper submission and in the
manner detailed (see ‘‘Written/Paper
Submissions’’ and ‘‘Instructions’’).
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Written/Paper Submissions
Submit written/paper submissions as
follows:
• Mail/Hand delivery/Courier (for
written/paper submissions): Dockets
Management Staff (HFA–305), Food and
Drug Administration, 5630 Fishers
Lane, Rm. 1061, Rockville, MD 20852.
• For written/paper objections
submitted to the Dockets Management
Staff, FDA will post your objection, as
well as any attachments, except for
information submitted, marked and
identified, as confidential, if submitted
as detailed in ‘‘Instructions.’’
Instructions: All submissions received
must include the Docket No. FDA–
2017–C–1951 for ‘‘Termination of
Listing of Color Additive Exempt From
Certification; Lead Acetate.’’ Received
objections, those filed in a timely
manner (see ADDRESSES), will be placed
in the docket and, except for those
submitted as ‘‘Confidential
Submissions,’’ publicly viewable at
https://www.regulations.gov or at the
Dockets Management Staff between 9
a.m. and 4 p.m., Monday through
Friday.
• Confidential Submissions—To
submit an objection with confidential
information that you do not wish to be
made publicly available, submit your
objections only as a written/paper
submission. You should submit two
copies total. One copy will include the
information you claim to be confidential
with a heading or cover note that states
‘‘THIS DOCUMENT CONTAINS
CONFIDENTIAL INFORMATION.’’ We
will review this copy, including the
claimed confidential information, in our
consideration of comments. The second
copy, which will have the claimed
confidential information redacted/
blacked out, will be available for public
viewing and posted on https://
www.regulations.gov. Submit both
copies to the Dockets Management Staff.
If you do not wish your name and
contact information to be made publicly
available, you can provide this
information on the cover sheet and not
in the body of your comments and you
must identify this information as
‘‘confidential.’’ Any information marked
as ‘‘confidential’’ will not be disclosed
except in accordance with 21 CFR 10.20
and other applicable disclosure law. For
more information about FDA’s posting
of comments to public dockets, see 80
FR 56469, September 18, 2015, or access
the information at: https://www.gpo.gov/
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fdsys/pkg/FR-2015-09-18/pdf/201523389.pdf.
Docket: For access to the docket to
read background documents or the
electronic and written/paper comments
received, go to https://
www.regulations.gov and insert the
docket number, found in brackets in the
heading of this document, into the
‘‘Search’’ box and follow the prompts
and/or go to the Dockets Management
Staff, 5630 Fishers Lane, Rm. 1061,
Rockville, MD 20852.
FOR FURTHER INFORMATION CONTACT:
Molly A. Harry, Center for Food Safety
and Applied Nutrition, Food and Drug
Administration, 5001 Campus Dr.,
College Park, MD 20740–3835, 240–
402–1075.
SUPPLEMENTARY INFORMATION:
I. Introduction
In the Federal Register of April 4,
2017 (82 FR 16321), FDA announced
that we filed a color additive petition
(CAP 7C0309) (the petition) submitted
by the Environmental Defense Fund,
Earthjustice, Environmental Working
Group, Center for Environmental
Health, Healthy Homes Collaborative,
Health Justice Project of Loyola
University Chicago School of Law,
Breast Cancer Fund, Improving Kids’
Environment, Consumers Union,
Natural Resources Defense Council,
Consumer Federation of America,
Learning Disabilities Association,
Maricel Maffini, and Howard Mielke
(petitioners), c/o Mr. Tom Neltner, 1875
Connecticut Ave. NW, Suite 600,
Washington, DC 20009. The petition
requested that we repeal the regulation
at § 73.2396 (21 CFR 73.2396) to no
longer provide for the safe use of lead
acetate in cosmetics intended for
coloring hair on the scalp. The notice of
petition gave interested parties until
June 5, 2017, to submit comments on
the filed color additive petition.
II. Background and Regulatory History
of Lead Acetate as a Color Additive
The color additive lead acetate (the
trihydrate of lead (2+) salt of acetic acid;
CAS No. 6080–56–4) has been in use in
cosmetic hair dyes for many years.
Under the provisions of the Color
Additive Amendments of 1960 to the
Federal Food, Drug, and Cosmetic Act
(FD&C Act), FDA published a notice on
December 10, 1963 (28 FR 13374),
stating that metallic salts (including
lead acetate) used as hair colorings are
color additives within the meaning of
the FD&C Act. Because metallic salts,
including lead acetate, were in use as
color components in hair dye prior to
the Color Additive Amendments of
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1960, they were provisionally listed for
this use on an interim basis under the
transitional provisions of the Color
Additive Amendments (38 FR 7006,
March 15, 1973). Subsequently, FDA
gave interested persons until July 30,
1973, to submit petitions proposing
appropriate permanent listings of any
metallic salts as coloring components of
hair dye not presently listed for such
use (38 FR 2996, January 31, 1973). On
May 18, 1973, FDA received a color
additive petition (CAP 3C0107) from the
Committee of the Progressive Hair Dye
Industry requesting the permanent
listing of lead acetate as a color additive
in cosmetic hair dyes. FDA published a
notice of filing of the petition in the
Federal Register of June 29, 1973 (38 FR
17260). While the petition was under
review, FDA added lead acetate to the
codified provisional list for use as a
color component in hair dye on March
13, 1974 (39 FR 9657), with a closing
date of December 31, 1974. The closing
date for the provisional listing of lead
acetate was postponed periodically
pending the performance, completion,
and evaluation of toxicological and
absorption studies. A final rule in the
Federal Register of March 3, 1978 (43
FR 8790), details each postponement up
to that time, and subsequent
postponements of the closing date for
the provisional listing of lead acetate
were published in the Federal Register
on January 2, 1979 (44 FR 45), March 6,
1979 (44 FR 12169), August 31, 1979 (44
FR 51216), February 22, 1980 (45 FR
11799), June 24, 1980 (45 FR 42255),
and December 30, 1980 (45 FR 85725).
In evaluating the scientific data
submitted in CAP 3C0107, FDA
determined that the following issues
required resolution to enable FDA to
evaluate the petition and determine the
conditions of safe use of lead acetate: (1)
Whether absorption and systemic
distribution of lead acetate from hair
dyes would occur, because the available
scientific data did not establish
conclusively that lead acetate from hair
dyes was transdermally absorbed
through the scalp; (2) whether lead
acetate is carcinogenic in humans,
because it had been established through
animal feeding studies that lead is a
carcinogen in rats and mice; (3) whether
the human epidemiological data
available are equivocal; and (4) which of
the ‘‘Delaney’’ anticancer clauses in
section 721(b)(5)(B) of the FD&C Act (21
U.S.C. 379e(b)(5)(B)) is applicable to
this use of lead acetate (45 FR 72112,
October 31, 1980).
To resolve the issue of whether lead
acetate would be transdermally
absorbed through the scalp, FDA
requested that the petitioner perform a
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definitive percutaneous absorption
study (42 FR 62497 at 62499, December
13, 1977). Results from a 1978
radioactive tracer skin lead absorption
study, using human volunteers, was
submitted by the petitioner of CAP
3C0107 for FDA review and later
published by Moore et al. (Ref. 1). The
results of the percutaneous absorption
study showed that lead acetate in hair
dye is absorbed through human skin
and that users who apply the hair dye
as often as twice per week have an
estimated average daily lead absorption
of 0.3 microgram (mg). FDA considered
the absorbed amount of lead acetate
from hair dye to be ‘‘miniscule’’ when
compared to the average person’s blood
lead level from background sources and
concluded that the resulting increase in
exposure would have no discernible
increase on the steady-state blood lead
level reported to be approximately 17 mg
per deciliter (mg/dL) (45 FR 72112 at
72114).
FDA also considered the applicability
of the Delaney Clause (section
721(b)(5)(B) of the FD&C Act) in
determining whether lead acetate could
be permanently listed, considering the
evidence that lead was shown to be a
carcinogen in animal feeding studies.
The Delaney Clause consists of two
parts. The first part (section
721(b)(5)(B)(i) of the FD&C Act) pertains
specifically to ingested color additives.
The second part (section 721(b)(5)(B)(ii)
of the FD&C Act) applies to noningested color additives. FDA explained
in the 1980 final rule that because the
first part of the Delaney Clause (section
721(b)(5)(B)(i) of the FD&C Act) is
limited to uses that will or may result
in ingestion, it does not apply to the use
of lead acetate in hair dye applied on
the scalp. FDA then considered the
applicability of the non-ingestion
clause, which states that a color additive
shall be deemed unsafe, and shall not be
listed, for any use that will not result in
ingestion or any part of such additive,
if evaluation of the safety of additives
for such use or after other relevant
exposure of man or animal to such
additive, it is found by the Secretary of
Health and Human Services (Secretary)
to induce cancer in man or animal. After
evaluation of the available relevant
scientific evidence, FDA concluded that
the available animal feeding studies
were not relevant to the use of lead
acetate in hair dye. FDA also concluded
that the scientific data submitted were
not sufficient to substantiate a direct
correlation between dermal exposure to
lead and human carcinogenicity.
Additionally, FDA considered two
carcinogenicity risk assessments based
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on the percutaneous absorption data
submitted in the CAP, one prepared by
Dr. Richard Wilson of Harvard
University (on behalf of the petitioner of
CAP 3C0107) and the other prepared by
FDA personnel, which concluded a 1:18
million and 1:12 million chance of
developing cancer, respectively, by
using lead acetate containing hair dye.
FDA determined that these assessments
supported the conclusion that any
carcinogenic risk likely to result from
use of lead acetate-containing hair dye
could not be considered significant in
terms of public health protection (45 FR
72112 at 72116).
Based on the evaluation of the
available data, FDA concluded that lead
acetate was safe for use in hair dyes
intended for use on the scalp. On
October 31, 1980, FDA approved the
petition and permanently listed lead
acetate in § 73.2396 as a color additive
for the safe use in cosmetics for coloring
hair on the scalp at levels up to 0.6
percent (weight to volume) lead, subject
to certain restrictions and labeling
requirements (45 FR 72112). As a
condition of safe use, the regulation in
§ 73.2396 specifies that lead acetate hair
dye must contain a cautionary
statement.
III. Regulation of Color Additives
The FD&C Act provides a process
through which any person who wishes
to use a color additive in or on food,
drugs, devices, or cosmetics, may
submit a petition proposing the issuance
of a color additive regulation listing
such use with supporting information.
A color additive petition also may be
submitted to propose the amendment or
repeal of any existing color additive
regulation (see section 721(b)(5)(C) and
(d) of the FD&C Act). In response to a
color additive petition, FDA may issue
a regulation listing a color additive for
use in or on food, drugs, devices, or
cosmetics only if it determines that the
additive is suitable and safe for such use
(see section 721(b)(2)(A) of the FD&C
Act). FDA’s determination that a color
additive is safe means that there is
convincing evidence that establishes
with reasonable certainty that no harm
will result from the intended condition
of use of the color additive (21 CFR
170.3(i)). This is referred to as the
‘‘general safety clause’’ for color
additives. In addition, the Delaney
Clause, under section 721(b)(5)(B)(i) of
the FD&C Act, states that a color
additive shall be deemed unsafe for any
use that will or may result in ingestion
of all or part of such additive, if the
additive is found by the Secretary to
induce cancer when ingested by man or
animal, or if it is found by the Secretary,
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54667
after tests that are appropriate for the
evaluation of the safety of additives for
use in food, to induce cancer in man or
animal. To determine whether a color
additive is safe under the general safety
clause, the FD&C Act requires FDA to
consider, among other relevant factors:
(1) Probable consumption of, or other
relevant exposure from, the additive and
of any substance formed in or on food,
drugs or devices, or cosmetics because
of the use of the additive; (2) cumulative
effect, if any, of such additive ‘‘in the
diet of man or animals,’’ taking into
account the same or any chemically or
pharmacologically related substance or
substances in such diet; and (3) safety
factors recognized by experts ‘‘as
appropriate for the use of animal
experimentation data’’ (see section
721(b)(5)(A) of the FD&C Act). For FDA
to grant a petition that seeks repeal of
a color additive regulation based upon
new data concerning the safety of the
color additive, such data must be
adequate for FDA to conclude that there
is no longer a reasonable certainty of no
harm for the intended use of the color
additive or that it must be deemed
unsafe under the Delaney Clause.
IV. Petitioners’ Argument for Repeal of
§ 73.2396
In accordance with the procedure in
section 721(d) of the FD&C Act for the
issuance, amendment or repeal of
regulations, the current color additive
petition (CAP 7C0309) requests that
FDA repeal the regulation for lead
acetate in § 73.2396. The petitioners
assert the following in support of their
proposal (the petition, at pages 5
through 15):
1. ‘‘Toxicological evidence since 1980
shows there is no safe level of exposure
to lead compounds,’’ and the ‘‘scientific
evidence substantiating a direct
correlation between lead exposure and
human carcinogenicity is now
sufficiently strong for FDA to conclude
that lead acetate is unsafe pursuant to
the Delaney Clause in 21 U.S.C.
379e(b)(5)(B).’’
2. ‘‘FDA’s 1980 decision rested
primarily on a single industry study’’
that had ‘‘serious flaws.’’
3. ‘‘Exposure evidence since 1980
shows that skin absorption of lead
acetate may be more significant than
FDA considered.’’
4. ‘‘Overall exposure to lead in the
United States has dropped since 1980 so
FDA’s conclusion that the exposure was
insignificant is no longer valid.’’
5. ‘‘Post-1980 evidence indicates that
lead acetate is likely to be ingested from
typical use.’’
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6. ‘‘Canada and Europe found the use
of lead acetate as a color additive to be
unsafe.’’
Based on these arguments, the
petitioners assert that the evidence
available since lead acetate’s permanent
listing in 1980 demonstrates that there
is no longer a reasonable certainty that
no harm would result from the use of
lead acetate in hair dyes, and, therefore,
the regulation authorizing this use as a
color additive should be repealed. The
petitioners submitted in vitro and in
vivo nonclinical and clinical peerreviewed publications, monographs,
and general reports from associations
and government agencies to support
their assertions.
In section V that follows, FDA
provides assessments of the petitioners’
assertions and their supporting
information. FDA’s review, assessment,
and evaluation of the petition are
detailed in our two review memoranda
(Refs. 2 and 3). In FDA’s review of the
petition, we considered relevant studies
and publications on lead and lead
compounds, including lead acetate.
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V. Review of the Petition
A. Petitioners’ Assertion No. 1
‘‘Toxicological evidence since 1980
shows there is no safe level of exposure
to lead compounds,’’ and ‘‘scientific
evidence substantiating a direct
correlation between lead exposure and
human carcinogenicity is now
sufficiently strong for FDA to conclude
that lead acetate is unsafe pursuant to
the Delaney Clause in 21 U.S.C.
379e(b)(5)(B).’’ To support this
assertion, the petition cites ‘‘evidence
with respect to lead acetate as a
carcinogen,’’ including that the National
Toxicology Program (NTP) has
designated lead and lead compounds to
be ‘‘reasonably anticipated to be a
human carcinogen’’ based on ‘‘limited
evidence in humans, and sufficient
evidence of carcinogenicity in
experimental animals.’’ The petition
also cites ‘‘evidence of health effects
other than cancer,’’ specifically that lead
(as elemental lead and lead compounds,
including lead acetate) ‘‘has other
adverse effects across multiple systems
at low levels,’’ ‘‘is a potent neurotoxin
with no safe level of exposure for
children,’’ and ‘‘is particularly harmful
to pregnant women.’’ The petition also
provides toxicological monographs,
profiles, and reports on lead and lead
compounds available since 1980 to
support their view that lead acetate
applied to the scalp is not safe.
The information provided in the
petition to support their assertion that
there is no safe level of exposure to lead
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and its compounds includes reports and
publications by government agencies
and professional organizations,
including an NTP monograph on Health
Effects of Low-Level Lead (2012),
Centers for Disease Control and
Prevention (CDC) reports on lead (2009,
2015), Agency for Toxic Substances and
Disease Registry (ATSDR) toxicology
profile for lead (2007), an article on the
Prevention of Childhood Lead Toxicity
from the American Academy of
Pediatrics Council on Environmental
Health (2016), Environmental Protection
Agency’s Integrated Risk Information
System Chemical Assessment Summary
on lead and lead compounds, and an
abstract of the risk assessment of lead
acetate conducted by Health Canada
(2008). The petitioners also provide
abstracts to published in vivo and in
vitro animal and human studies, and
links to the 2014 NTP report on
carcinogenicity from exposure to lead
and its compounds, including lead
acetate.
FDA Assessment: FDA reviewed the
peer-reviewed publications and
monographs provided in the petition
and other relevant information in our
evaluation of the safety of the use of
lead acetate in hair dyes (Ref. 2) and
agrees with the petitioners that there is
no evidence available at this time to
determine a safe level of exposure to
lead or lead compounds intentionally
used as a color additive in hair dyes.
The toxicologic effects of lead
exposure have been well-documented,
and FDA has taken several actions to
protect the public from exposure to lead
in FDA regulated products, including
prohibiting the use of tin-coated lead
foil capsules on wine bottles (61 FR
4816, February 8, 1996 (now codified at
21 CFR 189.301)) and prohibiting the
use of lead-soldering in food cans (60
FR 33106, June 27, 1995 (now codified
at 21 CFR 189.240)) (see also 58 FR
33860 at 33864 through 33866, June 21,
1993 (discussing the health effects of
adult exposure to lead); and see
generally https://www.fda.gov/Food/
FoodborneIllnessContaminants/Metals/
ucm2006791.htm and https://
www.fda.gov/Cosmetics/Products
Ingredients/PotentialContaminants/
ucm388820.htm (identifying other
actions by FDA’s Center for Food Safety
and Applied Nutrition concerning both
childhood and adult exposure to lead in
food, food containers, and cosmetics)).
The risks of lead exposure are
particularly high in utero, infancy, and
in early childhood; CDC has stated that
there is no safe blood lead level in
children, and that even low levels of
lead in blood have been shown to affect
IQ, ability to pay attention, and
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academic achievement (Ref. 4). As part
of its program to prevent childhood lead
poisoning, CDC has recommended 5mg/
dL as the reference blood lead level to
identify children who have been
exposed to lead and who require case
management (Ref. 4).
Lead exposure also poses significant
health risks to adults (Refs. 5 and 6).
These risks include hypertension,
peripheral nerve dysfunction, and red
blood cell protoporphyrin elevation (see
58 FR 33860 at 33864). A growing body
of evidence indicates that adults, like
children, may experience adverse health
impacts from exposure to levels of lead
lower than those previously believed to
be harmful. For example, in 2012, the
NTP provided evidence of adverse
effects of exposure to low levels of lead
(less than 10 mg/dL) in adult humans
based on epidemiological evidence. The
NTP concluded that there is sufficient
evidence for decreased glomerular
filtration rate (in the kidney) in adults
and reduced fetal growth in pregnant
women at blood lead levels less than 5
mg/dL; increased blood pressure,
hypertension, and essential tremor in
adults at blood lead levels less than 10
mg/dL; and adverse changes in sperm
parameters in men, as well as increased
time to achieve pregnancy, at blood lead
levels greater than or equal to 15–20 mg/
dL (Ref. 2). In 2011, the Joint Food and
Agriculture/World Health Organization
(FAO/WHO) Expert Committee on Food
Additives (JECFA) withdrew the
previously established Provisional
Tolerable Weekly Intake (PTWI) for lead
and concluded that it was not possible
to establish a new PTWI that would be
considered health protective (Ref. 7).
Additionally, the U.S. Environmental
Protection Agency has set the maximum
contaminant level goal for lead in
drinking water at zero (Ref. 8).
Regarding the information provided in
the petition on the carcinogenicity of
lead, we discuss the relevance of this
information to FDA’s decision on this
petition in section VII.
B. Petitioners’ Assertion No. 2
‘‘FDA’s 1980 decision rested
primarily on a single industry study’’ by
Moore et al. (Ref. 1) that had ‘‘serious
flaws.’’ The petitioners contended that
results from test conditions with higher
absorption values, e.g., scratched skin,
were excluded in the final analysis,
while those from test conditions that
resulted in lower absorption values e.g.,
‘‘wet’’ and ‘‘cream’’ applications, were
all included. The petitioners also noted
that Moore et al. excluded all the results
of the 24-hour ‘‘whole body’’ count and
relied only on the 12-hour data after
deciding that the increased absorption
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from the 12 to 24 hours’ measurements
reflected ‘‘mechanical damage’’ from
washing the test substance from the skin
after 12 hours. The petitioners stated
that the 24-hour ‘‘non-scratch’’ average
absorption was two times greater than
the 12-hour average. Additionally, the
petitioners stated that Moore et al. may
have only measured a proportion of the
lead absorbed because in calculating the
‘‘whole-body’’ count they assumed that
the transport and distribution of lead
acetate through the skin is the same
path as an intravenous solution of a
known quantity of lead chloride used to
establish the relationship between
radioactivity in the calf region and the
whole body, which the petitioners claim
is an assumption that more recent
studies call into question. The
petitioners also questioned some
assumptions made by Moore et al.,
claiming no references were cited to
support these assumptions (e.g., that 6
milliliters (ml) of the lead acetate
formulation is normally applied, of
which 0.18 ml would reach the scalp,
and 612 mg of lead would reach the
scalp per hair dye application). The
petitioners noted that instructions for
use included in lead acetate hair dye
packages do not typically specify
amount to be applied to hair and that
the amount applied would vary
depending on the amount of hair.
FDA Assessment: We considered the
deficiencies claimed by the petitioners
with the percutaneous absorption study
conducted by Moore et al. and
conducted our own re-evaluation of that
study (details in Ref. 2). We agree with
the petitioners that the study conducted
by Moore et al. may not have fully
accounted for all the lead that may have
been absorbed and localized in
extracellular fluid compartments, such
as saliva and sweat. Although the
approach of estimating whole body
uptake of lead based on measured
activity in the calf region may have
partially captured lead in these
extracellular fluids, newer data suggest
that looking at blood lead levels alone
underestimates exposure to lead that
would have localized in other
compartments (Ref. 2).
Regarding the assertion that Moore et
al. did not use the ‘‘worst-case scenario’’
by excluding in its final analysis results
from whole-body monitoring collected
from 12 to 24 hours, results from the 24hour ‘‘non-scratch’’ whole-body
monitoring data, and results from the
scratched skin scenario, and including
results from test conditions that resulted
in lower absorption values (e.g., ‘‘wet’’
and ‘‘cream’’ applications), we agree
that this may have resulted in limiting
the average absorption values.
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Regarding the assertion that some
assumptions made by Moore et al. are
unsupported (e.g., that 6 ml of the lead
acetate formulation is normally applied,
of which 0.18 ml would reach the scalp,
and 612 mg of lead would reach the
scalp per hair dye application), we note
that although these assumptions may
not reflect a worst-case use scenario,
there is a study that was submitted in
support of the petition for permanently
listing lead acetate (CAP 3C0107) that
evaluated the amount of lead acetate
that reached the scalp on human
subjects from application of a known
volume of the hair dye that was
characterized in the study as a typical
application volume. Results from that
study showed that the average amount
of lead acetate that reaches the scalp
from application of 7 ml of hair dye is
approximately 3 percent of the amount
applied.
As stated, we also conducted our own
re-evaluation of the study by Moore et
al. and identified the following
deficiencies that we believe may have
resulted in underestimation of lead
exposure (Ref. 2):
(1) The study was conducted with
formulations containing 6 millimole per
liter (mmol/L) or 9 mmol/L lead acetate
(equivalent to 0.12 or 0.18 percent lead),
respectively, which are three to five
times lower than the approved
maximum use level (0.6 percent lead) in
hair dyes.
(2) The ages of the eight male test
subjects ranged from 20 to 35 years.
FDA notes that most people who use
lead acetate-containing hair dye
products would typically be age 50
years or older. The subjects were
therefore not considered representative
of the targeted older population. This is
important because the skin in older
people is different from the skin in
younger people.
(3) The test formulation was applied
to the skin on the forehead of subjects,
whereas lead acetate-containing hair
dye is intended to be applied to hair on
the scalp. FDA notes that there are well
documented differences in the
composition and functionality of skin
tissue from the scalp and skin tissue
from other regions of the body,
including the forehead (Ref. 2). For
example, scalp skin tissue is thicker and
carries more blood than other skin
tissue. Thus, applying the test substance
to the forehead and non-scalp skin, like
the forehead, to assess percutaneous
absorption, may not mimic absorption
through the scalp.
(4) The test formulation(s) were
reportedly applied to a skin surface area
of 8 to 10 square centimeters (cm2) on
the forehead. FDA notes that lead
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acetate-containing hair dye is intended
to be applied to the full scalp that has
a skin surface area of approximately 580
cm2. Applying the test formulation to a
surface area substantially less than 580
cm2 is not representative of the
intended condition of use. Therefore,
using a surface area of 8 to 10 cm2 likely
yielded results that underestimated the
percentage of lead acetate that was
transdermally absorbed. Additionally,
test results obtained from applying the
formulation to a small surface area on
the forehead would also affect the
accuracy of extrapolation to account for
the entire surface area of the scalp.
(5) The test formulations applied to
the forehead were removed by washing
with soap 12 hours after application.
FDA notes that the 12-hour application
period in the Moore et al. study may be
too short to assess the full extent of
percutaneous absorption of lead acetate
under the intended conditions of use,
which in some cases could remain on
the scalp for 24 hours or longer thereby
increasing the amount of lead
percutaneously absorbed.
C. Petitioners’ Assertion No. 3
‘‘Exposure evidence since 1980 shows
that skin absorption of lead acetate may
be more significant than FDA
considered.’’ To support this assertion,
the petitioners provide several peerreviewed studies published since 1980,
which they claim demonstrate that the
capacity of the skin to absorb lead is
more significant than FDA estimated in
1980. The studies included a wideranging collection of occupational
exposures to in vivo (human and
animal) and in vitro (using human or
animal skin) testing.
FDA Assessment: The petitioners did
not provide data on dermal absorption
of lead acetate generated under the
intended use conditions for hair dye
products and did not provide an
updated estimated exposure that would
result from typical chronic use of lead
acetate-containing hair dyes. However,
to support their assertion that skin
absorption of lead acetate may be greater
than FDA previously estimated, the
petitioners provided information that
raised valid scientific questions about
the adequacy of the study that FDA
relied on to support the listing of lead
acetate in § 73.2396. The petition cited
peer-reviewed publications describing
nonclinical (in vitro and in vivo) and
clinical studies to demonstrate dermal
absorption of lead and lead compounds,
including lead acetate. FDA reviewed
these publications and other available
pertinent publications and information
on the dermal absorption of lead and
lead acetate (Ref. 2). Following the
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review, FDA concluded that the
submitted publications demonstrate that
dermally applied lead acetate and other
lead-containing compounds penetrate
human and animal skin, and report
absorption of dermally applied lead and
lead compounds ranging from 0.018 to
29 percent (the latter being under
conditions of occlusion). In addition,
some of the studies show that dermally
absorbed lead distributes to
extracellular fluid compartments
including sweat and saliva, which the
petitioners argued may contribute to an
increase in lead exposure that was not
previously accounted for in the Moore
et al. publication (Ref. 2). However, we
note that not all studies evaluated lead
acetate, and not all the study designs
were adequate. For example, the
number of test subjects used in some
studies was not adequate to ensure
sufficient statistical power of the study,
while in many studies, the surface area,
location of application of the test
substance, and the amount applied did
not appropriately reflect the intended
conditions of use of lead acetate to color
hair on the scalp. These limitations
made interpretation of the combined
results from these studies difficult, and
FDA was unable to reconcile all the
reported findings related to absorption
percentages and the lead levels claimed
to be present in sweat and saliva (Ref.
2).
Given the deficiencies identified by
FDA in the study by Moore et al. that
may have resulted in underestimation of
the amount of lead acetate that is
transdermally absorbed, FDA chose to
conduct further research on potential
absorption from this use. FDA used in
silico modeling (ConsExpo, Netherlands
(Ref. 9)) to predict the percentage of
dermal absorption of lead that may
result from application of lead acetate
hair dye to hair on the full human scalp
based on empirically derived diffusion
coefficients. Contrary to the 0 to 0.3
percent lead absorption reported by
Moore et al. (Ref. 1), the results from our
in silico modeling predicted higher
levels of lead absorption from dermal
application of lead acetate hair dyes
containing 0.6 percent lead to the entire
scalp under the intended conditions of
use (Ref. 2).
To calculate the maximum amount of
lead that could be absorbed, FDA
utilized its modeled percent absorption
values and the estimated levels
previously reported in CAP 3C0107
(0.18 ml of hair dye reaching the scalp),
considering an application of 6 ml of
hair dye containing the maximum
permitted 0.6 percent lead to the surface
area of the full human scalp (580 cm2)—
rather than only the 10 cm2 area on the
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forehead—for 24 hours. Assuming that
the hair dye would be applied two times
per week, FDA estimated that the daily
exposure to lead would be significantly
higher than what was previously
thought in 1980 (see details in Ref. 3).
D. Petitioners’ Assertion No. 4
‘‘Overall exposure to lead in the
United States has dropped since 1980 so
FDA’s conclusion that the exposure was
insignificant is no longer valid.’’ The
petitioners argue that, since 1980, ‘‘both
exposures and blood lead levels have
dropped dramatically as a result of
Congressional action to limit lead in
consumer products and reduce exposure
to the legacy of lead uses.’’ The
petitioners provide information to
demonstrate that the average blood lead
level of an adult in the United States has
decreased dramatically since 1980.
FDA Assessment: In the 1980 final
rule on lead acetate, FDA stated that the
average U.S. adult steady-state blood
lead level was approximately 17 mg/dL.
This amount was retained from the
initial 35 mg of lead that was absorbed
and internalized per day following
normal human daily lead intakes of 100
to 500 mg from all food and
environmental sources (45 FR 72112 at
72113). Based on the National Health
and Nutrition Examination Survey
(NHANES) results for 2015–2016, the
geometric mean and 50th percentile
(median) blood lead levels for U.S.
adults 20 years and older were reported
to be 0.920 mg/dL (95 percent
confidence interval of 0.862–0.982 mg/
dL) and 0.880 mg/dL (95 percent
confidence interval of 0.810–0.960 mg/
dL), respectively (Ref. 10). Therefore, we
agree with the petitioners that the
average adult blood lead level in the
United States has decreased
significantly since 1980 and our
conclusion in 1980 that exposure to lead
from the listed use of lead acetate hair
dye is insignificant is no longer valid.
E. Petitioners’ Assertion No. 5
‘‘Post-1980 evidence indicates that
lead acetate is likely to be ingested from
typical use.’’ The petitioners provide
publications by Mielke et al. (1997) (Ref.
11) and Deeb et al. (2014) (Ref. 12) to
support their assertion that lead acetate
in hair dye is likely to be ingested from
typical use of lead acetate-containing
hair dye, by both users of the dye and
non-users (including children), from
hand-to-mouth activity after contacting
objects such as a faucet and comb
contaminated with the hair dye or from
touching a user’s hair.
FDA Assessment: The study by
Mielke et al. measured the lead content
of hair dyes and lead residues on hands
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and on other surfaces, including combs,
hair dye containers, hair drier handles,
faucets, and telephone receivers, by
users after applying lead acetate hair
dye to their hair. Mielke et al. reported
a wide range of residual lead levels on
hands and surfaces touched by the hair
dye user. FDA notes that the study
results show a potential for lead from
the lead acetate-containing hair dye
product to transfer to other surfaces
from the hands that have been in
contact with the lead acetate-containing
hair dye. However, the study by Mielke
et al. did not evaluate ingestion of lead
from these contaminated surfaces.
Therefore, this study does not
demonstrate that lead acetate is likely to
be ingested from its use in hair dye.
Deeb et al. reported on a case of a 52year old male patient who presented
with adverse effects attributed to
repeated application of lead acetatecontaining hair dye on his beard. We
note that this is a report on one person
that applied the hair dye to facial hair
contrary to the required cautionary
statement on the product. The color
additive lead acetate is not approved for
use in coloring facial hair and this
would be considered a misuse of the
product.
Therefore, FDA concludes that the
information provided by the petitioners
is not sufficient to support their
assertion that ingestion is likely to occur
from the approved use of lead acetate in
hair dye (Ref. 2). Furthermore, FDA has
not identified any other relevant
scientific publications that demonstrate
ingestion resulting from the regulated
use of lead acetate in cosmetics
intended for coloring hair on the scalp.
F. Petitioners’ Assertion No. 6.
‘‘Canada and Europe found the use of
lead acetate as a color additive to be
unsafe.’’ The petitioners make this
assertion based on the decision of
Health Canada and the European Union
(EU) Scientific Committee on Cosmetic
Products and Non-Food Products
(SCCNFP) to prohibit the use of lead
acetate in cosmetic products sold in
Canada and the EU, respectively.
FDA Assessment: FDA has made its
own determination on this petition
based on our authority under the FD&C
Act, independent of the actions taken by
Canada and Europe regarding the use of
lead acetate in hair dyes. However, we
acknowledge that in 2004, the EU’s
SCCNFP evaluated and issued an
opinion on the use of lead acetate as a
cosmetic ingredient, concluding that
lead acetate is classified as ‘‘toxic to
reproduction,’’ ‘‘may cause harm to the
unborn child,’’ and that lead acetate
should not be intentionally added to
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cosmetic products marketed in the EU.
Based on this opinion, the EU
prohibited the use of lead acetate in
cosmetic products in 2004 (Ref. 13).
FDA also acknowledges that Health
Canada found that lead exposure
resulting from regular use of lead acetate
hair dyes when combined with other
sources of lead exposure would result in
an increasing cumulative exposure for
lead that would potentially have
adverse effects, particularly in sensitive
populations. In 2005, based on data
indicating skin absorption and possible
links to carcinogenicity and
reproductive toxicity, Health Canada
prohibited the use of lead acetate in
cosmetic products. Lead acetatecontaining hair dyes have not been sold
in the Canadian market since 2008 (Ref.
2).
VI. Updated Evaluation of Safety
During FDA’s review of the petition,
we evaluated the information provided
by the petitioners and other information
that has become available since 1980
when we listed lead acetate for use in
hair dye to determine if there is still a
reasonable certainty of no harm from the
use of this color additive. FDA’s basis
for listing lead acetate in 1980, as
previously stated, was that the absorbed
amount of lead from hair dye containing
lead acetate was ‘‘miniscule’’ when
compared to the average person’s
background blood lead level and that
the resulting increase in exposure from
lead acetate-containing hair dye would
have no discernible effect on the steadystate blood lead level. Our most recent
review of the published literature (Ref.
2), combined with the flaws identified
in the Moore study (see section V.B.),
suggest that exposure to lead from the
use of lead acetate-containing hair dyes
is likely to be higher than was estimated
in 1980. Considering all the information
currently available, the data do not
support the safe use of lead acetate as
a color additive in cosmetics intended
for coloring hair on the scalp.
In the 1980 final rule on lead acetate,
FDA stated that the average person had
a steady-state blood lead level of
approximately 17 mg/dL (45 FR 72112 at
72113). This amount was retained from
the initial 35 mg of lead that was
absorbed and internalized per day
following normal human lead intakes of
100 to 500 mg from all food and
environmental sources. As discussed
previously, the median blood lead level
for U.S. adults 20 years and older based
on 2015–2016 NHANES survey data was
0.88 mg/dL (Ref. 10). The NHANES data
on blood lead levels indicates that lead
exposure has decreased significantly in
the U.S. general population. As a result,
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any increase in exposure to lead
resulting from use of lead acetatecontaining hair dye can no longer be
considered insignificant in terms of
public health.
Considering: (1) The lack of evidence
of a safe level of exposure for lead; (2)
the reported adverse effects associated
with low levels of lead exposure
reported by NTP (discussed in section
V.A.); (3) the statements and current
recommendations by CDC and JECFA on
lead exposure (discussed in section
V.A.); (4) the deficiencies of the
percutaneous absorption study by
Moore et al. that may have resulted in
an underestimate of exposure to lead
from the use of lead-acetate containing
hair dye (discussed in section V.B.); and
(5) the significant reduction in median
blood lead levels since 1980 (discussed
in section V.D.), FDA concludes that the
original basis for listing lead acetate is
no longer valid and that there is no
longer a reasonable certainty that no
harm would result from the use of lead
acetate as a color additive in cosmetics
intended to color hair on the scalp.
VII. Applicability of the Delaney Clause
The Delaney Clause consists of two
parts. The first part (section
721(b)(5)(B)(i) of the FD&C Act) pertains
specifically to ingested color additives.
The second part (section 721(b)(5)(B)(ii)
of the FD&C Act) pertains to noningested color additives. In the 1980
final rule, FDA explained that because
the first part of the Delaney Clause
(section 721(b)(5)(B)(i) of the FD&C Act)
is limited to uses that will or may result
in ingestion, it does not apply to the use
of lead acetate in hair dye used on the
scalp (45 FR 72112 at 72115). In the
final rule, FDA also determined, after
evaluating scientific evidence relevant
to the carcinogenic effects in
experimental animals from feeding
studies, that these studies are neither
‘‘appropriate’’ nor ‘‘relevant’’ to lead
acetate used in hair dye, and therefore
there was no basis to find the use of lead
acetate in hair dye used on the scalp to
be unsafe pursuant to the second part of
the Delaney Clause (section
721(b)(5)(B)(ii) of the FD&C Act).
The petitioners argue that the 2004
NTP report designating lead and lead
compounds (including lead acetate) as
‘‘reasonably anticipated to be human
carcinogens based on limited evidence
of carcinogenicity from studies in
humans and sufficient evidence of
carcinogenicity from studies in
experimental animals,’’ other published
in vitro studies, and occupational
exposure studies submitted in the
petition are sufficient to make the
conclusion that lead acetate is unsafe
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and that section 721(b)(5)(B) of the
FD&C Act should apply (Ref. 2). The
petitioners argue that the first part of the
Delaney Clause should apply based on
their assertion that lead acetate in hair
dye is likely to be ingested from typical
use of lead acetate-containing hair dye
for both users of the dye and non-users
(including children), from hand-tomouth activity after contacting objects
such as a faucet contaminated with the
hair dye or a user’s hair with the dye—
in other words, that there is incidental
ingestion resulting from the intended
use of the lead acetate in hair dye. To
support this assertion, the petitioners
submit publications by Mielke et al. and
Deeb et al. (discussed in section V.E.).
FDA concluded that the petition does
not provide sufficient scientific
evidence to support the petitioners’
assertion of incidental ingestion
resulting from typical use of lead
acetate-containing hair dye. Because
FDA has determined that the petition
does not provide sufficient scientific
evidence to support the assertions of
ingestion from the use of lead acetatecontaining hair dye, FDA has not found
it necessary as part of its petition
response to determine whether the first
part of the Delaney Clause would apply
to incidental ingestion of lead acetate
from its use in hair dye.
The petitioner did not submit any
information demonstrating
carcinogenicity via dermal exposure,
and FDA is not aware of any such
information; FDA continues to find that
the available animal feeding studies are
not applicable or relevant to dermally
applied lead acetate hair dyes under
section 721(b)(5)(B)(ii) of the FD&C Act.
VIII. Comments on the Notice of
Petition
We provided 60 days for comments
on the notice of petition. A total of 220
individual comments were submitted to
the docket after the notice of petition
published. One group submitted a
comment on behalf of 61 organizations,
and another group submitted a comment
supported by 26,198 signatures that they
collected that were all in support of the
petition. Overall, most of the comments
did not contain any substantive new
data or information that could inform
FDA’s evaluation of the petition. The
overwhelming majority of the
individual comments expressed support
for granting the petition based on
reported adverse health effects of lead
and urged FDA to repeal the regulation.
(Comment 1) One comment,
submitted by Combe, Inc. (Combe)
urged FDA to deny the petition. Combe
states that, in the 1970s, it marketed a
cream-based hair dye product
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containing 0.6 percent lead acetate
trihydrate (0.34 percent lead) and a
liquid formula containing 0.4 percent
lead acetate trihydrate (0.23 percent
lead). In 1998, Combe reformulated its
liquid and foam lead acetate hair dye
products to reduce the lead content.
Combe states that the reformulated
liquid product contains 0.28 percent
lead acetate trihydrate (0.153 percent
lead) and the foam product contains
0.25 percent lead acetate trihydrate
(0.138 percent lead), thereby reducing
the amount of lead absorbed daily to a
level lower than the amount FDA
considered to be safe in 1980. In its
comment, Combe provides exposure
estimates based on these reformulation
levels.
Combe funded the 1978 radioactive
tracer skin lead absorption study that
was required by FDA (published by
Moore et al. in 1980 (Ref. 1)), and
emphasized that this study remains the
only human skin lead absorption study
using a hair dye formulation. Combe
maintains that the amount of lead
resulting from the use of its lead acetate
hair dyes is trivial and considers the
exposure to be essentially zero. Combe
considers the studies submitted by the
petitioners to be either inadequate or
not pertinent to evaluating the safety of
lead acetate under the intended
conditions of use of the hair dye.
(Response) FDA agrees with Combe
that some of the studies submitted in
the petition had deficiencies in their
designs, and the study results were
inconsistent and difficult to interpret.
FDA also agrees with Combe that the
1978 radioactive tracer skin lead
absorption study (published in 1980 by
Moore et al. (Ref. 1)) is applicable for
studying human skin lead absorption.
However, as discussed in section V,
FDA identified several significant
deficiencies in the Moore et al. study. In
particular, Moore et al. applied the
formulation to an 8 to 10 cm2 surface
area on the forehead, which is not
consistent with the intended conditions
of use for the hair dye product, this may
have resulted in lowering absorption
and underestimating the exposure to
lead.
We acknowledge that the
reformulation of Combe’s hair dye
products likely reduces exposure to lead
as compared to use at the maximum
permitted level. However, the regulation
allows for use up to 0.6 percent lead in
hair dyes; therefore, FDA must evaluate
the safety of this maximum permitted
use level. FDA also notes that Combe’s
updated estimated exposures for the
reformulated products still relied on the
dermal absorption results from the 1978
study that applied the test substance to
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a small surface area on the forehead.
Based on newer information available,
application of formulations containing
lead acetate to small skin surface area
significantly limits the percentage of
absorption, likely resulting in
underestimating the exposure.
(Comment 2) Combe discusses the
petitioners’ reliance on the regulatory
decisions by the EU and Canada to ban
lead acetate. Combe refers to these
decisions as grounded in
the‘‘precautionary principle,’’ and states
that the decisions were nonscientific
resolutions of controversial issues that
resulted in regulatory actions. Combe
argues that such an approach is not
permitted under the risk-based science
standards required by the FD&C Act.
(Response) FDA is not relying on the
decisions made by regulatory bodies of
other governments in this action.
Rather, FDA’s determination is based on
whether the available scientific
evidence shows that there is a
reasonable certainty of no harm from the
use of this color additive.
(Comment 3) Combe states that since
the 1960 Color Additive Amendments,
FDA has issued several color additive
(and food additive) regulations and that
many of these regulations include
specification limits for lead content that
FDA considers to be ‘‘safe.’’ Combe
urges that, in its administrative and
enforcement actions, FDA must be
consistent in implementing the FD&C
Act with respect to similar matters.
Combe also asserts that the 10 parts per
million (ppm) maximum lead level that
FDA recommended for lead as an
impurity in cosmetic lip products and
externally applied cosmetics products
in the draft guidance document entitled
‘‘Lead in Cosmetic Lip Products and
Externally Applied Cosmetics:
Recommended Maximum Level
Guidance for Industry’’ is an ‘‘approval’’
and means that the exposure from its
reformulated products should be
considered safe. Specifically, Combe
asserts that the ‘‘0.24 mg per day lead
exposure that FDA determined is safe
for adults from lipstick is 5 times more
than the 0.046 mg per day lead exposure
for adults from lead acetate in the
current post-1998 Grecian Formula
product.’’
(Response) FDA acknowledges that,
since 1960, we have issued several color
additive and food additive regulations
that include maximum specification
limits for lead (and other contaminants)
that manufacturers are unable to avoid
through good manufacturing practices
and might be present as an impurity in
the finished additives. However, we
note that, unlike hair dyes, in which
lead acetate is intentionally added as an
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ingredient to achieve a coloring effect,
these specification limits are for lead
that may be present as an impurity in an
approved additive. We also note that the
specification limits for lead impurities
in the finished additives are
significantly lower than the 0.6 percent
lead level (equivalent to 6,000 ppm)
approved in § 73.2936 for use in hair
dye products and the levels in Combe’s
reformulated hair dye products of 0.153
percent lead (equivalent to 1,530 ppm
lead) and 0.138 percent lead (equivalent
to 1,380 ppm lead). Typically, the levels
specified for lead impurities in finished
color additives and food additives are
20 ppm or lower. Such impurities might
result during the manufacture of the
additive (e.g., from impurities in starting
materials) or occur naturally and is not
the additive itself. FDA generally sets
such specifications because it can be
difficult to completely eliminate the
presence of impurities such as lead.
The FDA draft guidance that Combe
refers to recommends 10 ppm as the
maximum level for lead as an impurity
(not as an ingredient) in cosmetic lip
products and externally applied
cosmetics that are marketed in the
United States. The estimated exposure
of 0.24 mg/d to lead from cosmetic lip
products that Combe refers to was a
maximum exposure estimated by FDA
based on incidental ingestion of lipstick
containing lead at 10 ppm. However,
contrary to Combe’s assertions, our draft
guidance is not an approval of this use,
nor is it a safety determination. FDA
considers the recommended maximum
lead level of 10 ppm to be an achievable
impurity level, with good
manufacturing practices, for a wide
range of cosmetics products. Unlike hair
dyes where lead acetate is intentionally
added as an ingredient to achieve a
coloring effect, this recommended
maximum level is for lead that may be
present as an impurity in certain
cosmetics.
FDA disagrees that it is being
inconsistent in implementing the FD&C
Act if it repeals the regulation regarding
the use of lead acetate in hair dye under
our color additive authority, while also
establishing specifications for lead as an
impurity in certain additives and
providing a recommended maximum
level for lead as an impurity in certain
cosmetics. These actions are consistent
with FDA’s authority for color additives,
food additives, and cosmetics, as well as
our public health goal of reducing
consumer exposure to lead to the
greatest extent that is technically
feasible.
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Federal Register / Vol. 83, No. 211 / Wednesday, October 31, 2018 / Rules and Regulations
IX. Conclusion
Following a full evaluation of the data
submitted in support of CAP 7C0309
and other pertinent data and
information, FDA has concluded that
the data currently available no longer
demonstrate that there is a reasonable
certainty of no harm from the use of
lead acetate as a color additive in hair
dyes authorized under § 73.2396. This
conclusion is based on the recognition
of the current consensus that there is no
safe exposure level for lead, deficiencies
identified from our re-evaluation of the
1980 skin absorption study by Moore et
al. that may have resulted in an
underestimate of exposure to lead from
its use in hair dye, and the fact that
blood lead levels in the United States
have dropped significantly since 1980,
so we no longer can conclude that
exposure to lead from lead acetatecontaining hair dye has no discernible
effect on the steady-state blood lead
level. Therefore, to protect the public
health, we are amending 21 CFR part 73
as set forth in this document. Upon the
effective date (see DATES), use of lead
acetate as a color additive in cosmetics
intended for coloring hair on the scalp
is no longer authorized.
FDA is exercising enforcement
discretion for a period of 12 months
from the effective date of the final rule
regarding marketed hair dye products
that contain the color additive lead
acetate to provide an opportunity for
industry to deplete the current stock of
hair dye products with lead acetate and
reformulate products prior to enforcing
the requirements of this final rule. Such
products must comply with the
requirements of § 73.2396, including the
specifications, uses and restrictions, and
labeling requirements. This period of
enforcement discretion takes into
consideration the fact that bismuth
citrate, which is listed in 21 CFR
73.2110 for use in cosmetic hair dye
products at a level up to 2.0 percent
weight/volume, is already being used as
an alternative for lead acetate in hair
dye products marketed both in the
United States and other countries.
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X. Public Disclosure
In accordance with § 71.15 (21 CFR
71.15), the petition and the documents
that we considered and relied upon in
reaching our decision to approve the
petition will be made available for
public disclosure (see FOR FURTHER
INFORMATION CONTACT). As provided in
§ 71.15, we will delete from the
documents any materials that are not
available for public disclosure.
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XI. Analysis of Environmental Impact
We previously considered the
environmental effects of this rule, as
stated in the April 4, 2017, Federal
Register notice of petition for CAP
7C0309. We stated that we had
determined, under 21 CFR 25.32(m),
that this action is of a type that does not
individually or cumulatively have a
significant effect on the human
environment such that neither an
environmental assessment nor an
environmental impact statement is
required. We have not received any new
information that would affect our
previous determination.
XII. Paperwork Reduction Act of 1995
This final rule contains no collection
of information. Therefore, clearance by
the Office of Management and Budget
under the Paperwork Reduction Act of
1995 is not required.
XIII. Objections
This rule is effective as shown in the
‘‘DATES’’ section, except as to any
provisions that may be stayed by the
filing of proper objections. If you will be
adversely affected by one or more
provisions of this regulation, you may
file with the Dockets Management Staff
(see ADDRESSES) either electronic or
written objections. You must separately
number each objection, and within each
numbered objection you must specify
with particularity the provision(s) to
which you object, and the grounds for
your objection. Within each numbered
objection, you must specifically state
whether you are requesting a hearing on
the particular provision that you specify
in that numbered objection. If you do
not request a hearing for any particular
objection, you waive the right to a
hearing on that objection. If you request
a hearing, your objection must include
a detailed description and analysis of
the specific factual information you
intend to present in support of the
objection in the event that a hearing is
held. If you do not include such a
description and analysis for any
particular objection, you waive the right
to a hearing on the objection.
Any objections received in response
to the regulation may be seen in the
Dockets Management Staff office
between 9 a.m. and 4 p.m., Monday
through Friday, and will be posted to
the docket at https://
www.regulations.gov. We will publish
notice of the objections that we have
received or lack thereof in the Federal
Register.
XIV. References
The following references marked with
an asterisk (*) are on display at the
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54673
Dockets Management Staff (see
and are available for
viewing by interested persons between
9 a.m. and 4 p.m., Monday through
Friday; they also are available
electronically at https://
www.regulations.gov. References
without asterisks are not on public
display at https://www.regulations.gov
because they have copyright restriction.
Some may be available at the website
address, if listed. References without
asterisks are available for viewing only
at the Dockets Management Staff. FDA
has verified the website addresses, as of
the date this document publishes in the
Federal Register, but websites are
subject to change over time.
ADDRESSES)
1. Moore, M.R., P.A. Meredith, W.S. Watson,
et al., ‘‘The Percutaneous Absorption of
Lead-203 in Humans From Cosmetic
Preparations Containing Lead Acetate, as
Assessed by Whole-Body Counting and
Other Techniques,’’ Food and Cosmetics
Toxicology, 18:399–405, 1980.
*2. Memorandum from M. K. Wyatt,
Cosmetics Division, OCAC, CFSAN, FDA
to M. Harry, Division of Petition Review,
OFAS, CFSAN, FDA, September 18,
2018.
*3. Memorandum from H. Lee, Division of
Petition Review, OFAS, CFSAN, FDA to
M. Harry, Division of Petition Review,
OFAS, CFSAN, FDA, September 19,
2018.
*4. Center for Disease Control and
Prevention, ‘‘What Do Parents Need to
Know to Protect Their Children?’’
https://www.cdc.gov/nceh/lead/acclpp/
blood_lead_levels.htm.
*5. Agency for Toxic Substances and Disease
Registry (ATSDR), ‘‘Toxicological Profile
for Lead,’’ August 2007. https://
www.atsdr.cdc.gov/toxprofiles/TP.asp?
id=96&tid=22.
*6. U.S. Department of Health and Human
Services, National Toxicology Program,
‘‘NTP Monograph on Health Effects of
Low-Level Lead.’’ https://ntp.niehs.
nih.gov/ntp/ohat/lead/final/monograph
healtheffectslowlevellead_newissn_
508.pdf.
7. ‘‘Evaluation of Certain Food Additives and
Contaminants: Seventy-Third Report of
the Joint FAO/WHO Expert Committee
on Food Additives,’’ WHO Tech Report
Series No. 960. 2011. https://
apps.who.int/iris/bitstream/10665/
44515/1/WHO_TRS_960_eng.pdf.
*8. U.S. Environmental Protection Agency,
‘‘Basic Information about Lead in
Drinking Water. Health Effects of
Exposures to Lead in Drinking Water. Is
there a Safe Level of Lead in Drinking
Water?’’ https://www.epa.gov/groundwater-and-drinking-water/basicinformation-about-lead-drinking-water.
9. Delmaar, J.E., M.V. Park, and J.G. van
Engelen, ‘‘ConsExpo–Consumer
Exposure and Uptake Models,’’ RIVM
report no. 320104004, https://
www.rivm.nl/en/Topics/C/ConsExpo.
*10. U.S. Department of Health and Human
Services, Centers for Disease Control and
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Federal Register / Vol. 83, No. 211 / Wednesday, October 31, 2018 / Rules and Regulations
Prevention, ‘‘Fourth National Report on
Human Exposure to Environmental
Chemicals, Updated Tables, March 2018,
Volume One.’’ https://www.cdc.gov/
exposurereport/pdf/FourthReport_
UpdatedTables_Volume1_Mar2018.pdf.
11. Mielke, H.W., M.D. Taylor, C.R. Gonzales,
et al., ‘‘Lead-Based Hair Coloring
Products: Too Hazardous for Household
Use,’’ Journal of the American
Pharmaceutical Association, NS37:85–
89, 1997b.
12. Deeb, W., D. Cachia, C. Quinn, et al.,
‘‘Peripheral Neuropathy After Hair Dye
Exposure: A Case Report,’’ Journal of
Clinical Neuromuscular Disease, 15:161–
163, 2014.
*13. The Scientific Committee on Cosmetic
Products and Non-Food Products
Intended for Consumers. Opinion
Concerning Lead Acetate, SCCNFP/0832/
04, July 1, 2004. https://ec.europa.eu/
health/ph_risk/committees/sccp/
documents/out286_en.pdf.
List of Subjects in 21 CFR Part 73
Color additives, Cosmetics, Drugs,
Medical devices.
Therefore, under the Federal Food,
Drug, and Cosmetic Act and under
authority delegated to the Commissioner
of Food and Drugs, 21 CFR part 73 is
amended as follows:
PART 73—LISTING OF COLOR
ADDITIVES EXEMPT FROM
CERTIFICATION
1. The authority citation for part 73
continues to read as follows:
■
Authority: 21 U.S.C. 321, 341, 342, 343,
348, 351, 352, 355, 361, 362, 371, 379e.
§ 73.2396
■
[Removed]
2. Remove § 73.2396.
Dated: October 25, 2018.
Leslie Kux,
Associate Commissioner for Policy.
[FR Doc. 2018–23725 Filed 10–30–18; 8:45 am]
BILLING CODE 4164–01–P
DEPARTMENT OF DEFENSE
Department of the Navy
32 CFR Part 706
Certifications and Exemptions Under
the International Regulations for
Preventing Collisions at Sea, 1972
AGENCY:
Department of the Navy (DoN),
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DoD.
VerDate Sep<11>2014
16:24 Oct 30, 2018
Jkt 247001
ACTION:
Final rule.
The Department of the Navy
(DoN) is amending its certifications and
exemptions under the International
Regulations for Preventing Collisions at
Sea, 1972 (72 COLREGS), to reflect that
the Deputy Assistant Judge Advocate
General (DAJAG) (Admiralty and
Maritime Law) has determined that USS
CINCINNATI (LCS 20) is a vessel of the
Navy which, due to its special
construction and purpose, cannot fully
comply with certain provisions of the 72
COLREGS without interfering with its
special function as a naval ship. The
intended effect of this rule is to warn
mariners in waters where 72 COLREGS
apply.
DATES: This rule is effective October 31,
2018 and is applicable beginning
October 19, 2018.
FOR FURTHER INFORMATION CONTACT:
Lieutenant Commander Kyle Fralick,
JAGC, U.S. Navy, Admiralty Attorney,
(Admiralty and Maritime Law), Office of
the Judge Advocate General, Department
of the Navy, 1322 Patterson Ave. SE,
Suite 3000, Washington Navy Yard, DC
20374–5066, telephone number: 202–
685–5040.
SUPPLEMENTARY INFORMATION: Pursuant
to the authority granted in 33 U.S.C.
1605, the DoN amends 32 CFR part 706.
This amendment provides notice that
the DAJAG (Admiralty and Maritime
Law), under authority delegated by the
Secretary of the Navy, has certified that
USS CINCINNATI (LCS 20) is a vessel
of the Navy which, due to its special
construction and purpose, cannot fully
comply with the following specific
provisions of 72 COLREGS without
interfering with its special function as a
naval ship: Annex I, paragraph 2(a)(i),
pertaining to the height of the forward
masthead light above the hull; Annex I,
paragraph 3(a), pertaining to the
location of the forward masthead light
in the forward quarter of the ship and
the horizontal distance between the
forward and after masthead light; Rule
21(a) and Annex I, paragraph 2(f)(i),
requiring the masthead lights be above
and clear of all other lights and
obstructions; Annex I, paragraph 2(f)(ii)
and Annex I, paragraph 3(c), pertaining
to the horizontal and vertical spacing of
task lights; and Rule 27(b)(i) and Annex
I, paragraph 9(b), pertaining to the
SUMMARY:
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Sfmt 4700
visibility of task lights. The DAJAG
(Admiralty and Maritime Law) has also
certified that the lights involved are
located in closest possible compliance
with the applicable 72 COLREGS
requirements.
Moreover, it has been determined, in
accordance with 32 CFR parts 296 and
701, that publication of this amendment
for public comment prior to adoption is
impracticable, unnecessary, and
contrary to public interest since it is
based on technical findings that the
placement of lights on this vessel in a
manner differently from that prescribed
herein will adversely affect the vessel’s
ability to perform its military functions.
List of Subjects in 32 CFR Part 706
Marine safety, Navigation (water).
For the reasons set forth in the
preamble, the DoN amends part 706 of
title 32 of the Code of Federal
Regulations as follows:
PART 706—CERTIFICATIONS AND
EXEMPTIONS UNDER THE
INTERNATIONAL REGULATIONS FOR
PREVENTING COLLISIONS AT SEA,
1972
1. The authority citation for part 706
continues to read as follows:
■
Authority: 33 U.S.C. 1605.
2. Section 706.2 is amended by:
a. In Table One, adding, in alpha
numerical order, by vessel number, an
entry for USS CINCINNATI (LCS 20);
■ b. In Table Four, under Paragraph 15,
adding, in alpha numerical order, by
vessel number, an entry for USS
CINCINNATI (LCS 20);
■ c. In Table Four, under Paragraph 16,
adding, in alpha numerical order, by
vessel number, an entry for USS
CINCINNATI (LCS 20);
■ d. In Table Four, under Paragraph 27,
adding, in alpha numerical order, by
vessel number, an entry for USS
CINCINNATI (LCS 20); and
■ e. In Table Five, adding, in alpha
numerical order, by vessel number, an
entry for USS CINCINNATI (LCS 20).
■
■
§ 706.2 Certifications of the Secretary of
the Navy under Executive Order 11964 and
33 U.S.C. 1605.
*
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*
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*
Agencies
[Federal Register Volume 83, Number 211 (Wednesday, October 31, 2018)]
[Rules and Regulations]
[Pages 54665-54674]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2018-23725]
=======================================================================
-----------------------------------------------------------------------
DEPARTMENT OF HEALTH AND HUMAN SERVICES
Food and Drug Administration
21 CFR Part 73
[Docket No. FDA-2017-C-1951]
Termination of Listing of Color Additive Exempt From
Certification; Lead Acetate
AGENCY: Food and Drug Administration, HHS.
ACTION: Final rule.
-----------------------------------------------------------------------
SUMMARY: The Food and Drug Administration (FDA or we) is amending the
color additive regulations to no longer provide for the use of lead
acetate in cosmetics intended for coloring hair on the scalp because
new data available since lead acetate was permanently listed
demonstrate that there is no longer a reasonable certainty of no harm
from the use of this color additive. This action is in response to a
color additive petition filed by the Environmental Defense Fund,
Earthjustice, Environmental Working Group, Center for Environmental
Health, Healthy Homes Collaborative, Health Justice Project of Loyola
University Chicago School of Law, Breast Cancer Fund, Improving Kids'
Environment, Consumers Union, Natural Resources Defense Council,
Consumer Federation of America, Learning Disabilities Association,
Maricel Maffini, and Howard Mielke.
DATES: This rule is effective December 3, 2018. See section XIII for
further information on the filing of objections. Submit either
electronic or written objections and requests for a hearing on the
final rule by November 30, 2018.
ADDRESSES: You may submit objections and requests for a hearing as
follows. Please note that late, untimely filed objections will not be
considered. Electronic objections must be submitted on or before
November 30, 2018. The https://www.regulations.gov electronic filing
system will accept comments until 11:59 p.m. Eastern Time at the end of
November 30, 2018. Objections received by mail/hand delivery/courier
(for written/paper submissions) will be considered timely if they are
postmarked or the delivery service acceptance receipt is on or before
that date.
Electronic Submissions
Submit electronic objections in the following way:
Federal eRulemaking Portal: https://www.regulations.gov.
Follow the instructions for submitting comments. Objections submitted
electronically, including attachments, to https://www.regulations.gov
will be posted to the docket unchanged. Because your objection will be
made public, you are solely responsible for ensuring that your
objection does not include any confidential information that you or a
third party may not wish to be posted, such as medical information,
your or anyone else's Social Security number, or confidential business
information, such as a manufacturing process. Please note that if you
include your name, contact information, or other information that
identifies you in the body of your objection, that information will be
posted on https://www.regulations.gov.
If you want to submit an objection with confidential
information that you do not wish to be made available to the
[[Page 54666]]
public, submit the objection as a written/paper submission and in the
manner detailed (see ``Written/Paper Submissions'' and
``Instructions'').
Written/Paper Submissions
Submit written/paper submissions as follows:
Mail/Hand delivery/Courier (for written/paper
submissions): Dockets Management Staff (HFA-305), Food and Drug
Administration, 5630 Fishers Lane, Rm. 1061, Rockville, MD 20852.
For written/paper objections submitted to the Dockets
Management Staff, FDA will post your objection, as well as any
attachments, except for information submitted, marked and identified,
as confidential, if submitted as detailed in ``Instructions.''
Instructions: All submissions received must include the Docket No.
FDA-2017-C-1951 for ``Termination of Listing of Color Additive Exempt
From Certification; Lead Acetate.'' Received objections, those filed in
a timely manner (see ADDRESSES), will be placed in the docket and,
except for those submitted as ``Confidential Submissions,'' publicly
viewable at https://www.regulations.gov or at the Dockets Management
Staff between 9 a.m. and 4 p.m., Monday through Friday.
Confidential Submissions--To submit an objection with
confidential information that you do not wish to be made publicly
available, submit your objections only as a written/paper submission.
You should submit two copies total. One copy will include the
information you claim to be confidential with a heading or cover note
that states ``THIS DOCUMENT CONTAINS CONFIDENTIAL INFORMATION.'' We
will review this copy, including the claimed confidential information,
in our consideration of comments. The second copy, which will have the
claimed confidential information redacted/blacked out, will be
available for public viewing and posted on https://www.regulations.gov.
Submit both copies to the Dockets Management Staff. If you do not wish
your name and contact information to be made publicly available, you
can provide this information on the cover sheet and not in the body of
your comments and you must identify this information as
``confidential.'' Any information marked as ``confidential'' will not
be disclosed except in accordance with 21 CFR 10.20 and other
applicable disclosure law. For more information about FDA's posting of
comments to public dockets, see 80 FR 56469, September 18, 2015, or
access the information at: https://www.gpo.gov/fdsys/pkg/FR-2015-09-18/pdf/2015-23389.pdf.
Docket: For access to the docket to read background documents or
the electronic and written/paper comments received, go to https://www.regulations.gov and insert the docket number, found in brackets in
the heading of this document, into the ``Search'' box and follow the
prompts and/or go to the Dockets Management Staff, 5630 Fishers Lane,
Rm. 1061, Rockville, MD 20852.
FOR FURTHER INFORMATION CONTACT: Molly A. Harry, Center for Food Safety
and Applied Nutrition, Food and Drug Administration, 5001 Campus Dr.,
College Park, MD 20740-3835, 240-402-1075.
SUPPLEMENTARY INFORMATION:
I. Introduction
In the Federal Register of April 4, 2017 (82 FR 16321), FDA
announced that we filed a color additive petition (CAP 7C0309) (the
petition) submitted by the Environmental Defense Fund, Earthjustice,
Environmental Working Group, Center for Environmental Health, Healthy
Homes Collaborative, Health Justice Project of Loyola University
Chicago School of Law, Breast Cancer Fund, Improving Kids' Environment,
Consumers Union, Natural Resources Defense Council, Consumer Federation
of America, Learning Disabilities Association, Maricel Maffini, and
Howard Mielke (petitioners), c/o Mr. Tom Neltner, 1875 Connecticut Ave.
NW, Suite 600, Washington, DC 20009. The petition requested that we
repeal the regulation at Sec. 73.2396 (21 CFR 73.2396) to no longer
provide for the safe use of lead acetate in cosmetics intended for
coloring hair on the scalp. The notice of petition gave interested
parties until June 5, 2017, to submit comments on the filed color
additive petition.
II. Background and Regulatory History of Lead Acetate as a Color
Additive
The color additive lead acetate (the trihydrate of lead (2+) salt
of acetic acid; CAS No. 6080-56-4) has been in use in cosmetic hair
dyes for many years. Under the provisions of the Color Additive
Amendments of 1960 to the Federal Food, Drug, and Cosmetic Act (FD&C
Act), FDA published a notice on December 10, 1963 (28 FR 13374),
stating that metallic salts (including lead acetate) used as hair
colorings are color additives within the meaning of the FD&C Act.
Because metallic salts, including lead acetate, were in use as color
components in hair dye prior to the Color Additive Amendments of 1960,
they were provisionally listed for this use on an interim basis under
the transitional provisions of the Color Additive Amendments (38 FR
7006, March 15, 1973). Subsequently, FDA gave interested persons until
July 30, 1973, to submit petitions proposing appropriate permanent
listings of any metallic salts as coloring components of hair dye not
presently listed for such use (38 FR 2996, January 31, 1973). On May
18, 1973, FDA received a color additive petition (CAP 3C0107) from the
Committee of the Progressive Hair Dye Industry requesting the permanent
listing of lead acetate as a color additive in cosmetic hair dyes. FDA
published a notice of filing of the petition in the Federal Register of
June 29, 1973 (38 FR 17260). While the petition was under review, FDA
added lead acetate to the codified provisional list for use as a color
component in hair dye on March 13, 1974 (39 FR 9657), with a closing
date of December 31, 1974. The closing date for the provisional listing
of lead acetate was postponed periodically pending the performance,
completion, and evaluation of toxicological and absorption studies. A
final rule in the Federal Register of March 3, 1978 (43 FR 8790),
details each postponement up to that time, and subsequent postponements
of the closing date for the provisional listing of lead acetate were
published in the Federal Register on January 2, 1979 (44 FR 45), March
6, 1979 (44 FR 12169), August 31, 1979 (44 FR 51216), February 22, 1980
(45 FR 11799), June 24, 1980 (45 FR 42255), and December 30, 1980 (45
FR 85725).
In evaluating the scientific data submitted in CAP 3C0107, FDA
determined that the following issues required resolution to enable FDA
to evaluate the petition and determine the conditions of safe use of
lead acetate: (1) Whether absorption and systemic distribution of lead
acetate from hair dyes would occur, because the available scientific
data did not establish conclusively that lead acetate from hair dyes
was transdermally absorbed through the scalp; (2) whether lead acetate
is carcinogenic in humans, because it had been established through
animal feeding studies that lead is a carcinogen in rats and mice; (3)
whether the human epidemiological data available are equivocal; and (4)
which of the ``Delaney'' anticancer clauses in section 721(b)(5)(B) of
the FD&C Act (21 U.S.C. 379e(b)(5)(B)) is applicable to this use of
lead acetate (45 FR 72112, October 31, 1980).
To resolve the issue of whether lead acetate would be transdermally
absorbed through the scalp, FDA requested that the petitioner perform a
[[Page 54667]]
definitive percutaneous absorption study (42 FR 62497 at 62499,
December 13, 1977). Results from a 1978 radioactive tracer skin lead
absorption study, using human volunteers, was submitted by the
petitioner of CAP 3C0107 for FDA review and later published by Moore et
al. (Ref. 1). The results of the percutaneous absorption study showed
that lead acetate in hair dye is absorbed through human skin and that
users who apply the hair dye as often as twice per week have an
estimated average daily lead absorption of 0.3 microgram ([micro]g).
FDA considered the absorbed amount of lead acetate from hair dye to be
``miniscule'' when compared to the average person's blood lead level
from background sources and concluded that the resulting increase in
exposure would have no discernible increase on the steady-state blood
lead level reported to be approximately 17 [micro]g per deciliter
([micro]g/dL) (45 FR 72112 at 72114).
FDA also considered the applicability of the Delaney Clause
(section 721(b)(5)(B) of the FD&C Act) in determining whether lead
acetate could be permanently listed, considering the evidence that lead
was shown to be a carcinogen in animal feeding studies. The Delaney
Clause consists of two parts. The first part (section 721(b)(5)(B)(i)
of the FD&C Act) pertains specifically to ingested color additives. The
second part (section 721(b)(5)(B)(ii) of the FD&C Act) applies to non-
ingested color additives. FDA explained in the 1980 final rule that
because the first part of the Delaney Clause (section 721(b)(5)(B)(i)
of the FD&C Act) is limited to uses that will or may result in
ingestion, it does not apply to the use of lead acetate in hair dye
applied on the scalp. FDA then considered the applicability of the non-
ingestion clause, which states that a color additive shall be deemed
unsafe, and shall not be listed, for any use that will not result in
ingestion or any part of such additive, if evaluation of the safety of
additives for such use or after other relevant exposure of man or
animal to such additive, it is found by the Secretary of Health and
Human Services (Secretary) to induce cancer in man or animal. After
evaluation of the available relevant scientific evidence, FDA concluded
that the available animal feeding studies were not relevant to the use
of lead acetate in hair dye. FDA also concluded that the scientific
data submitted were not sufficient to substantiate a direct correlation
between dermal exposure to lead and human carcinogenicity.
Additionally, FDA considered two carcinogenicity risk assessments based
on the percutaneous absorption data submitted in the CAP, one prepared
by Dr. Richard Wilson of Harvard University (on behalf of the
petitioner of CAP 3C0107) and the other prepared by FDA personnel,
which concluded a 1:18 million and 1:12 million chance of developing
cancer, respectively, by using lead acetate containing hair dye. FDA
determined that these assessments supported the conclusion that any
carcinogenic risk likely to result from use of lead acetate-containing
hair dye could not be considered significant in terms of public health
protection (45 FR 72112 at 72116).
Based on the evaluation of the available data, FDA concluded that
lead acetate was safe for use in hair dyes intended for use on the
scalp. On October 31, 1980, FDA approved the petition and permanently
listed lead acetate in Sec. 73.2396 as a color additive for the safe
use in cosmetics for coloring hair on the scalp at levels up to 0.6
percent (weight to volume) lead, subject to certain restrictions and
labeling requirements (45 FR 72112). As a condition of safe use, the
regulation in Sec. 73.2396 specifies that lead acetate hair dye must
contain a cautionary statement.
III. Regulation of Color Additives
The FD&C Act provides a process through which any person who wishes
to use a color additive in or on food, drugs, devices, or cosmetics,
may submit a petition proposing the issuance of a color additive
regulation listing such use with supporting information. A color
additive petition also may be submitted to propose the amendment or
repeal of any existing color additive regulation (see section
721(b)(5)(C) and (d) of the FD&C Act). In response to a color additive
petition, FDA may issue a regulation listing a color additive for use
in or on food, drugs, devices, or cosmetics only if it determines that
the additive is suitable and safe for such use (see section
721(b)(2)(A) of the FD&C Act). FDA's determination that a color
additive is safe means that there is convincing evidence that
establishes with reasonable certainty that no harm will result from the
intended condition of use of the color additive (21 CFR 170.3(i)). This
is referred to as the ``general safety clause'' for color additives. In
addition, the Delaney Clause, under section 721(b)(5)(B)(i) of the FD&C
Act, states that a color additive shall be deemed unsafe for any use
that will or may result in ingestion of all or part of such additive,
if the additive is found by the Secretary to induce cancer when
ingested by man or animal, or if it is found by the Secretary, after
tests that are appropriate for the evaluation of the safety of
additives for use in food, to induce cancer in man or animal. To
determine whether a color additive is safe under the general safety
clause, the FD&C Act requires FDA to consider, among other relevant
factors: (1) Probable consumption of, or other relevant exposure from,
the additive and of any substance formed in or on food, drugs or
devices, or cosmetics because of the use of the additive; (2)
cumulative effect, if any, of such additive ``in the diet of man or
animals,'' taking into account the same or any chemically or
pharmacologically related substance or substances in such diet; and (3)
safety factors recognized by experts ``as appropriate for the use of
animal experimentation data'' (see section 721(b)(5)(A) of the FD&C
Act). For FDA to grant a petition that seeks repeal of a color additive
regulation based upon new data concerning the safety of the color
additive, such data must be adequate for FDA to conclude that there is
no longer a reasonable certainty of no harm for the intended use of the
color additive or that it must be deemed unsafe under the Delaney
Clause.
IV. Petitioners' Argument for Repeal of Sec. 73.2396
In accordance with the procedure in section 721(d) of the FD&C Act
for the issuance, amendment or repeal of regulations, the current color
additive petition (CAP 7C0309) requests that FDA repeal the regulation
for lead acetate in Sec. 73.2396. The petitioners assert the following
in support of their proposal (the petition, at pages 5 through 15):
1. ``Toxicological evidence since 1980 shows there is no safe level
of exposure to lead compounds,'' and the ``scientific evidence
substantiating a direct correlation between lead exposure and human
carcinogenicity is now sufficiently strong for FDA to conclude that
lead acetate is unsafe pursuant to the Delaney Clause in 21 U.S.C.
379e(b)(5)(B).''
2. ``FDA's 1980 decision rested primarily on a single industry
study'' that had ``serious flaws.''
3. ``Exposure evidence since 1980 shows that skin absorption of
lead acetate may be more significant than FDA considered.''
4. ``Overall exposure to lead in the United States has dropped
since 1980 so FDA's conclusion that the exposure was insignificant is
no longer valid.''
5. ``Post-1980 evidence indicates that lead acetate is likely to be
ingested from typical use.''
[[Page 54668]]
6. ``Canada and Europe found the use of lead acetate as a color
additive to be unsafe.''
Based on these arguments, the petitioners assert that the evidence
available since lead acetate's permanent listing in 1980 demonstrates
that there is no longer a reasonable certainty that no harm would
result from the use of lead acetate in hair dyes, and, therefore, the
regulation authorizing this use as a color additive should be repealed.
The petitioners submitted in vitro and in vivo nonclinical and clinical
peer-reviewed publications, monographs, and general reports from
associations and government agencies to support their assertions.
In section V that follows, FDA provides assessments of the
petitioners' assertions and their supporting information. FDA's review,
assessment, and evaluation of the petition are detailed in our two
review memoranda (Refs. 2 and 3). In FDA's review of the petition, we
considered relevant studies and publications on lead and lead
compounds, including lead acetate.
V. Review of the Petition
A. Petitioners' Assertion No. 1
``Toxicological evidence since 1980 shows there is no safe level of
exposure to lead compounds,'' and ``scientific evidence substantiating
a direct correlation between lead exposure and human carcinogenicity is
now sufficiently strong for FDA to conclude that lead acetate is unsafe
pursuant to the Delaney Clause in 21 U.S.C. 379e(b)(5)(B).'' To support
this assertion, the petition cites ``evidence with respect to lead
acetate as a carcinogen,'' including that the National Toxicology
Program (NTP) has designated lead and lead compounds to be ``reasonably
anticipated to be a human carcinogen'' based on ``limited evidence in
humans, and sufficient evidence of carcinogenicity in experimental
animals.'' The petition also cites ``evidence of health effects other
than cancer,'' specifically that lead (as elemental lead and lead
compounds, including lead acetate) ``has other adverse effects across
multiple systems at low levels,'' ``is a potent neurotoxin with no safe
level of exposure for children,'' and ``is particularly harmful to
pregnant women.'' The petition also provides toxicological monographs,
profiles, and reports on lead and lead compounds available since 1980
to support their view that lead acetate applied to the scalp is not
safe.
The information provided in the petition to support their assertion
that there is no safe level of exposure to lead and its compounds
includes reports and publications by government agencies and
professional organizations, including an NTP monograph on Health
Effects of Low-Level Lead (2012), Centers for Disease Control and
Prevention (CDC) reports on lead (2009, 2015), Agency for Toxic
Substances and Disease Registry (ATSDR) toxicology profile for lead
(2007), an article on the Prevention of Childhood Lead Toxicity from
the American Academy of Pediatrics Council on Environmental Health
(2016), Environmental Protection Agency's Integrated Risk Information
System Chemical Assessment Summary on lead and lead compounds, and an
abstract of the risk assessment of lead acetate conducted by Health
Canada (2008). The petitioners also provide abstracts to published in
vivo and in vitro animal and human studies, and links to the 2014 NTP
report on carcinogenicity from exposure to lead and its compounds,
including lead acetate.
FDA Assessment: FDA reviewed the peer-reviewed publications and
monographs provided in the petition and other relevant information in
our evaluation of the safety of the use of lead acetate in hair dyes
(Ref. 2) and agrees with the petitioners that there is no evidence
available at this time to determine a safe level of exposure to lead or
lead compounds intentionally used as a color additive in hair dyes.
The toxicologic effects of lead exposure have been well-documented,
and FDA has taken several actions to protect the public from exposure
to lead in FDA regulated products, including prohibiting the use of
tin-coated lead foil capsules on wine bottles (61 FR 4816, February 8,
1996 (now codified at 21 CFR 189.301)) and prohibiting the use of lead-
soldering in food cans (60 FR 33106, June 27, 1995 (now codified at 21
CFR 189.240)) (see also 58 FR 33860 at 33864 through 33866, June 21,
1993 (discussing the health effects of adult exposure to lead); and see
generally https://www.fda.gov/Food/FoodborneIllnessContaminants/Metals/ucm2006791.htm and https://www.fda.gov/Cosmetics/ProductsIngredients/PotentialContaminants/ucm388820.htm (identifying other actions by FDA's
Center for Food Safety and Applied Nutrition concerning both childhood
and adult exposure to lead in food, food containers, and cosmetics)).
The risks of lead exposure are particularly high in utero, infancy,
and in early childhood; CDC has stated that there is no safe blood lead
level in children, and that even low levels of lead in blood have been
shown to affect IQ, ability to pay attention, and academic achievement
(Ref. 4). As part of its program to prevent childhood lead poisoning,
CDC has recommended 5[micro]g/dL as the reference blood lead level to
identify children who have been exposed to lead and who require case
management (Ref. 4).
Lead exposure also poses significant health risks to adults (Refs.
5 and 6). These risks include hypertension, peripheral nerve
dysfunction, and red blood cell protoporphyrin elevation (see 58 FR
33860 at 33864). A growing body of evidence indicates that adults, like
children, may experience adverse health impacts from exposure to levels
of lead lower than those previously believed to be harmful. For
example, in 2012, the NTP provided evidence of adverse effects of
exposure to low levels of lead (less than 10 [micro]g/dL) in adult
humans based on epidemiological evidence. The NTP concluded that there
is sufficient evidence for decreased glomerular filtration rate (in the
kidney) in adults and reduced fetal growth in pregnant women at blood
lead levels less than 5 [micro]g/dL; increased blood pressure,
hypertension, and essential tremor in adults at blood lead levels less
than 10 [micro]g/dL; and adverse changes in sperm parameters in men, as
well as increased time to achieve pregnancy, at blood lead levels
greater than or equal to 15-20 [micro]g/dL (Ref. 2). In 2011, the Joint
Food and Agriculture/World Health Organization (FAO/WHO) Expert
Committee on Food Additives (JECFA) withdrew the previously established
Provisional Tolerable Weekly Intake (PTWI) for lead and concluded that
it was not possible to establish a new PTWI that would be considered
health protective (Ref. 7). Additionally, the U.S. Environmental
Protection Agency has set the maximum contaminant level goal for lead
in drinking water at zero (Ref. 8). Regarding the information provided
in the petition on the carcinogenicity of lead, we discuss the
relevance of this information to FDA's decision on this petition in
section VII.
B. Petitioners' Assertion No. 2
``FDA's 1980 decision rested primarily on a single industry study''
by Moore et al. (Ref. 1) that had ``serious flaws.'' The petitioners
contended that results from test conditions with higher absorption
values, e.g., scratched skin, were excluded in the final analysis,
while those from test conditions that resulted in lower absorption
values e.g., ``wet'' and ``cream'' applications, were all included. The
petitioners also noted that Moore et al. excluded all the results of
the 24-hour ``whole body'' count and relied only on the 12-hour data
after deciding that the increased absorption
[[Page 54669]]
from the 12 to 24 hours' measurements reflected ``mechanical damage''
from washing the test substance from the skin after 12 hours. The
petitioners stated that the 24-hour ``non-scratch'' average absorption
was two times greater than the 12-hour average. Additionally, the
petitioners stated that Moore et al. may have only measured a
proportion of the lead absorbed because in calculating the ``whole-
body'' count they assumed that the transport and distribution of lead
acetate through the skin is the same path as an intravenous solution of
a known quantity of lead chloride used to establish the relationship
between radioactivity in the calf region and the whole body, which the
petitioners claim is an assumption that more recent studies call into
question. The petitioners also questioned some assumptions made by
Moore et al., claiming no references were cited to support these
assumptions (e.g., that 6 milliliters (ml) of the lead acetate
formulation is normally applied, of which 0.18 ml would reach the
scalp, and 612 [micro]g of lead would reach the scalp per hair dye
application). The petitioners noted that instructions for use included
in lead acetate hair dye packages do not typically specify amount to be
applied to hair and that the amount applied would vary depending on the
amount of hair.
FDA Assessment: We considered the deficiencies claimed by the
petitioners with the percutaneous absorption study conducted by Moore
et al. and conducted our own re-evaluation of that study (details in
Ref. 2). We agree with the petitioners that the study conducted by
Moore et al. may not have fully accounted for all the lead that may
have been absorbed and localized in extracellular fluid compartments,
such as saliva and sweat. Although the approach of estimating whole
body uptake of lead based on measured activity in the calf region may
have partially captured lead in these extracellular fluids, newer data
suggest that looking at blood lead levels alone underestimates exposure
to lead that would have localized in other compartments (Ref. 2).
Regarding the assertion that Moore et al. did not use the ``worst-
case scenario'' by excluding in its final analysis results from whole-
body monitoring collected from 12 to 24 hours, results from the 24-hour
``non-scratch'' whole-body monitoring data, and results from the
scratched skin scenario, and including results from test conditions
that resulted in lower absorption values (e.g., ``wet'' and ``cream''
applications), we agree that this may have resulted in limiting the
average absorption values. Regarding the assertion that some
assumptions made by Moore et al. are unsupported (e.g., that 6 ml of
the lead acetate formulation is normally applied, of which 0.18 ml
would reach the scalp, and 612 [micro]g of lead would reach the scalp
per hair dye application), we note that although these assumptions may
not reflect a worst-case use scenario, there is a study that was
submitted in support of the petition for permanently listing lead
acetate (CAP 3C0107) that evaluated the amount of lead acetate that
reached the scalp on human subjects from application of a known volume
of the hair dye that was characterized in the study as a typical
application volume. Results from that study showed that the average
amount of lead acetate that reaches the scalp from application of 7 ml
of hair dye is approximately 3 percent of the amount applied.
As stated, we also conducted our own re-evaluation of the study by
Moore et al. and identified the following deficiencies that we believe
may have resulted in underestimation of lead exposure (Ref. 2):
(1) The study was conducted with formulations containing 6
millimole per liter (mmol/L) or 9 mmol/L lead acetate (equivalent to
0.12 or 0.18 percent lead), respectively, which are three to five times
lower than the approved maximum use level (0.6 percent lead) in hair
dyes.
(2) The ages of the eight male test subjects ranged from 20 to 35
years. FDA notes that most people who use lead acetate-containing hair
dye products would typically be age 50 years or older. The subjects
were therefore not considered representative of the targeted older
population. This is important because the skin in older people is
different from the skin in younger people.
(3) The test formulation was applied to the skin on the forehead of
subjects, whereas lead acetate-containing hair dye is intended to be
applied to hair on the scalp. FDA notes that there are well documented
differences in the composition and functionality of skin tissue from
the scalp and skin tissue from other regions of the body, including the
forehead (Ref. 2). For example, scalp skin tissue is thicker and
carries more blood than other skin tissue. Thus, applying the test
substance to the forehead and non-scalp skin, like the forehead, to
assess percutaneous absorption, may not mimic absorption through the
scalp.
(4) The test formulation(s) were reportedly applied to a skin
surface area of 8 to 10 square centimeters (cm\2\) on the forehead. FDA
notes that lead acetate-containing hair dye is intended to be applied
to the full scalp that has a skin surface area of approximately 580
cm\2\. Applying the test formulation to a surface area substantially
less than 580 cm\2\ is not representative of the intended condition of
use. Therefore, using a surface area of 8 to 10 cm\2\ likely yielded
results that underestimated the percentage of lead acetate that was
transdermally absorbed. Additionally, test results obtained from
applying the formulation to a small surface area on the forehead would
also affect the accuracy of extrapolation to account for the entire
surface area of the scalp.
(5) The test formulations applied to the forehead were removed by
washing with soap 12 hours after application. FDA notes that the 12-
hour application period in the Moore et al. study may be too short to
assess the full extent of percutaneous absorption of lead acetate under
the intended conditions of use, which in some cases could remain on the
scalp for 24 hours or longer thereby increasing the amount of lead
percutaneously absorbed.
C. Petitioners' Assertion No. 3
``Exposure evidence since 1980 shows that skin absorption of lead
acetate may be more significant than FDA considered.'' To support this
assertion, the petitioners provide several peer-reviewed studies
published since 1980, which they claim demonstrate that the capacity of
the skin to absorb lead is more significant than FDA estimated in 1980.
The studies included a wide-ranging collection of occupational
exposures to in vivo (human and animal) and in vitro (using human or
animal skin) testing.
FDA Assessment: The petitioners did not provide data on dermal
absorption of lead acetate generated under the intended use conditions
for hair dye products and did not provide an updated estimated exposure
that would result from typical chronic use of lead acetate-containing
hair dyes. However, to support their assertion that skin absorption of
lead acetate may be greater than FDA previously estimated, the
petitioners provided information that raised valid scientific questions
about the adequacy of the study that FDA relied on to support the
listing of lead acetate in Sec. 73.2396. The petition cited peer-
reviewed publications describing nonclinical (in vitro and in vivo) and
clinical studies to demonstrate dermal absorption of lead and lead
compounds, including lead acetate. FDA reviewed these publications and
other available pertinent publications and information on the dermal
absorption of lead and lead acetate (Ref. 2). Following the
[[Page 54670]]
review, FDA concluded that the submitted publications demonstrate that
dermally applied lead acetate and other lead-containing compounds
penetrate human and animal skin, and report absorption of dermally
applied lead and lead compounds ranging from 0.018 to 29 percent (the
latter being under conditions of occlusion). In addition, some of the
studies show that dermally absorbed lead distributes to extracellular
fluid compartments including sweat and saliva, which the petitioners
argued may contribute to an increase in lead exposure that was not
previously accounted for in the Moore et al. publication (Ref. 2).
However, we note that not all studies evaluated lead acetate, and not
all the study designs were adequate. For example, the number of test
subjects used in some studies was not adequate to ensure sufficient
statistical power of the study, while in many studies, the surface
area, location of application of the test substance, and the amount
applied did not appropriately reflect the intended conditions of use of
lead acetate to color hair on the scalp. These limitations made
interpretation of the combined results from these studies difficult,
and FDA was unable to reconcile all the reported findings related to
absorption percentages and the lead levels claimed to be present in
sweat and saliva (Ref. 2).
Given the deficiencies identified by FDA in the study by Moore et
al. that may have resulted in underestimation of the amount of lead
acetate that is transdermally absorbed, FDA chose to conduct further
research on potential absorption from this use. FDA used in silico
modeling (ConsExpo, Netherlands (Ref. 9)) to predict the percentage of
dermal absorption of lead that may result from application of lead
acetate hair dye to hair on the full human scalp based on empirically
derived diffusion coefficients. Contrary to the 0 to 0.3 percent lead
absorption reported by Moore et al. (Ref. 1), the results from our in
silico modeling predicted higher levels of lead absorption from dermal
application of lead acetate hair dyes containing 0.6 percent lead to
the entire scalp under the intended conditions of use (Ref. 2).
To calculate the maximum amount of lead that could be absorbed, FDA
utilized its modeled percent absorption values and the estimated levels
previously reported in CAP 3C0107 (0.18 ml of hair dye reaching the
scalp), considering an application of 6 ml of hair dye containing the
maximum permitted 0.6 percent lead to the surface area of the full
human scalp (580 cm\2\)--rather than only the 10 cm\2\ area on the
forehead--for 24 hours. Assuming that the hair dye would be applied two
times per week, FDA estimated that the daily exposure to lead would be
significantly higher than what was previously thought in 1980 (see
details in Ref. 3).
D. Petitioners' Assertion No. 4
``Overall exposure to lead in the United States has dropped since
1980 so FDA's conclusion that the exposure was insignificant is no
longer valid.'' The petitioners argue that, since 1980, ``both
exposures and blood lead levels have dropped dramatically as a result
of Congressional action to limit lead in consumer products and reduce
exposure to the legacy of lead uses.'' The petitioners provide
information to demonstrate that the average blood lead level of an
adult in the United States has decreased dramatically since 1980.
FDA Assessment: In the 1980 final rule on lead acetate, FDA stated
that the average U.S. adult steady-state blood lead level was
approximately 17 [micro]g/dL. This amount was retained from the initial
35 [micro]g of lead that was absorbed and internalized per day
following normal human daily lead intakes of 100 to 500 [micro]g from
all food and environmental sources (45 FR 72112 at 72113). Based on the
National Health and Nutrition Examination Survey (NHANES) results for
2015-2016, the geometric mean and 50th percentile (median) blood lead
levels for U.S. adults 20 years and older were reported to be 0.920
[micro]g/dL (95 percent confidence interval of 0.862-0.982 [micro]g/dL)
and 0.880 [micro]g/dL (95 percent confidence interval of 0.810-0.960
[micro]g/dL), respectively (Ref. 10). Therefore, we agree with the
petitioners that the average adult blood lead level in the United
States has decreased significantly since 1980 and our conclusion in
1980 that exposure to lead from the listed use of lead acetate hair dye
is insignificant is no longer valid.
E. Petitioners' Assertion No. 5
``Post-1980 evidence indicates that lead acetate is likely to be
ingested from typical use.'' The petitioners provide publications by
Mielke et al. (1997) (Ref. 11) and Deeb et al. (2014) (Ref. 12) to
support their assertion that lead acetate in hair dye is likely to be
ingested from typical use of lead acetate-containing hair dye, by both
users of the dye and non-users (including children), from hand-to-mouth
activity after contacting objects such as a faucet and comb
contaminated with the hair dye or from touching a user's hair.
FDA Assessment: The study by Mielke et al. measured the lead
content of hair dyes and lead residues on hands and on other surfaces,
including combs, hair dye containers, hair drier handles, faucets, and
telephone receivers, by users after applying lead acetate hair dye to
their hair. Mielke et al. reported a wide range of residual lead levels
on hands and surfaces touched by the hair dye user. FDA notes that the
study results show a potential for lead from the lead acetate-
containing hair dye product to transfer to other surfaces from the
hands that have been in contact with the lead acetate-containing hair
dye. However, the study by Mielke et al. did not evaluate ingestion of
lead from these contaminated surfaces. Therefore, this study does not
demonstrate that lead acetate is likely to be ingested from its use in
hair dye. Deeb et al. reported on a case of a 52-year old male patient
who presented with adverse effects attributed to repeated application
of lead acetate-containing hair dye on his beard. We note that this is
a report on one person that applied the hair dye to facial hair
contrary to the required cautionary statement on the product. The color
additive lead acetate is not approved for use in coloring facial hair
and this would be considered a misuse of the product.
Therefore, FDA concludes that the information provided by the
petitioners is not sufficient to support their assertion that ingestion
is likely to occur from the approved use of lead acetate in hair dye
(Ref. 2). Furthermore, FDA has not identified any other relevant
scientific publications that demonstrate ingestion resulting from the
regulated use of lead acetate in cosmetics intended for coloring hair
on the scalp.
F. Petitioners' Assertion No. 6.
``Canada and Europe found the use of lead acetate as a color
additive to be unsafe.'' The petitioners make this assertion based on
the decision of Health Canada and the European Union (EU) Scientific
Committee on Cosmetic Products and Non-Food Products (SCCNFP) to
prohibit the use of lead acetate in cosmetic products sold in Canada
and the EU, respectively.
FDA Assessment: FDA has made its own determination on this petition
based on our authority under the FD&C Act, independent of the actions
taken by Canada and Europe regarding the use of lead acetate in hair
dyes. However, we acknowledge that in 2004, the EU's SCCNFP evaluated
and issued an opinion on the use of lead acetate as a cosmetic
ingredient, concluding that lead acetate is classified as ``toxic to
reproduction,'' ``may cause harm to the unborn child,'' and that lead
acetate should not be intentionally added to
[[Page 54671]]
cosmetic products marketed in the EU. Based on this opinion, the EU
prohibited the use of lead acetate in cosmetic products in 2004 (Ref.
13).
FDA also acknowledges that Health Canada found that lead exposure
resulting from regular use of lead acetate hair dyes when combined with
other sources of lead exposure would result in an increasing cumulative
exposure for lead that would potentially have adverse effects,
particularly in sensitive populations. In 2005, based on data
indicating skin absorption and possible links to carcinogenicity and
reproductive toxicity, Health Canada prohibited the use of lead acetate
in cosmetic products. Lead acetate-containing hair dyes have not been
sold in the Canadian market since 2008 (Ref. 2).
VI. Updated Evaluation of Safety
During FDA's review of the petition, we evaluated the information
provided by the petitioners and other information that has become
available since 1980 when we listed lead acetate for use in hair dye to
determine if there is still a reasonable certainty of no harm from the
use of this color additive. FDA's basis for listing lead acetate in
1980, as previously stated, was that the absorbed amount of lead from
hair dye containing lead acetate was ``miniscule'' when compared to the
average person's background blood lead level and that the resulting
increase in exposure from lead acetate-containing hair dye would have
no discernible effect on the steady-state blood lead level. Our most
recent review of the published literature (Ref. 2), combined with the
flaws identified in the Moore study (see section V.B.), suggest that
exposure to lead from the use of lead acetate-containing hair dyes is
likely to be higher than was estimated in 1980. Considering all the
information currently available, the data do not support the safe use
of lead acetate as a color additive in cosmetics intended for coloring
hair on the scalp.
In the 1980 final rule on lead acetate, FDA stated that the average
person had a steady-state blood lead level of approximately 17
[micro]g/dL (45 FR 72112 at 72113). This amount was retained from the
initial 35 [micro]g of lead that was absorbed and internalized per day
following normal human lead intakes of 100 to 500 [micro]g from all
food and environmental sources. As discussed previously, the median
blood lead level for U.S. adults 20 years and older based on 2015-2016
NHANES survey data was 0.88 [micro]g/dL (Ref. 10). The NHANES data on
blood lead levels indicates that lead exposure has decreased
significantly in the U.S. general population. As a result, any increase
in exposure to lead resulting from use of lead acetate-containing hair
dye can no longer be considered insignificant in terms of public
health.
Considering: (1) The lack of evidence of a safe level of exposure
for lead; (2) the reported adverse effects associated with low levels
of lead exposure reported by NTP (discussed in section V.A.); (3) the
statements and current recommendations by CDC and JECFA on lead
exposure (discussed in section V.A.); (4) the deficiencies of the
percutaneous absorption study by Moore et al. that may have resulted in
an underestimate of exposure to lead from the use of lead-acetate
containing hair dye (discussed in section V.B.); and (5) the
significant reduction in median blood lead levels since 1980 (discussed
in section V.D.), FDA concludes that the original basis for listing
lead acetate is no longer valid and that there is no longer a
reasonable certainty that no harm would result from the use of lead
acetate as a color additive in cosmetics intended to color hair on the
scalp.
VII. Applicability of the Delaney Clause
The Delaney Clause consists of two parts. The first part (section
721(b)(5)(B)(i) of the FD&C Act) pertains specifically to ingested
color additives. The second part (section 721(b)(5)(B)(ii) of the FD&C
Act) pertains to non-ingested color additives. In the 1980 final rule,
FDA explained that because the first part of the Delaney Clause
(section 721(b)(5)(B)(i) of the FD&C Act) is limited to uses that will
or may result in ingestion, it does not apply to the use of lead
acetate in hair dye used on the scalp (45 FR 72112 at 72115). In the
final rule, FDA also determined, after evaluating scientific evidence
relevant to the carcinogenic effects in experimental animals from
feeding studies, that these studies are neither ``appropriate'' nor
``relevant'' to lead acetate used in hair dye, and therefore there was
no basis to find the use of lead acetate in hair dye used on the scalp
to be unsafe pursuant to the second part of the Delaney Clause (section
721(b)(5)(B)(ii) of the FD&C Act).
The petitioners argue that the 2004 NTP report designating lead and
lead compounds (including lead acetate) as ``reasonably anticipated to
be human carcinogens based on limited evidence of carcinogenicity from
studies in humans and sufficient evidence of carcinogenicity from
studies in experimental animals,'' other published in vitro studies,
and occupational exposure studies submitted in the petition are
sufficient to make the conclusion that lead acetate is unsafe and that
section 721(b)(5)(B) of the FD&C Act should apply (Ref. 2). The
petitioners argue that the first part of the Delaney Clause should
apply based on their assertion that lead acetate in hair dye is likely
to be ingested from typical use of lead acetate-containing hair dye for
both users of the dye and non-users (including children), from hand-to-
mouth activity after contacting objects such as a faucet contaminated
with the hair dye or a user's hair with the dye--in other words, that
there is incidental ingestion resulting from the intended use of the
lead acetate in hair dye. To support this assertion, the petitioners
submit publications by Mielke et al. and Deeb et al. (discussed in
section V.E.). FDA concluded that the petition does not provide
sufficient scientific evidence to support the petitioners' assertion of
incidental ingestion resulting from typical use of lead acetate-
containing hair dye. Because FDA has determined that the petition does
not provide sufficient scientific evidence to support the assertions of
ingestion from the use of lead acetate-containing hair dye, FDA has not
found it necessary as part of its petition response to determine
whether the first part of the Delaney Clause would apply to incidental
ingestion of lead acetate from its use in hair dye.
The petitioner did not submit any information demonstrating
carcinogenicity via dermal exposure, and FDA is not aware of any such
information; FDA continues to find that the available animal feeding
studies are not applicable or relevant to dermally applied lead acetate
hair dyes under section 721(b)(5)(B)(ii) of the FD&C Act.
VIII. Comments on the Notice of Petition
We provided 60 days for comments on the notice of petition. A total
of 220 individual comments were submitted to the docket after the
notice of petition published. One group submitted a comment on behalf
of 61 organizations, and another group submitted a comment supported by
26,198 signatures that they collected that were all in support of the
petition. Overall, most of the comments did not contain any substantive
new data or information that could inform FDA's evaluation of the
petition. The overwhelming majority of the individual comments
expressed support for granting the petition based on reported adverse
health effects of lead and urged FDA to repeal the regulation.
(Comment 1) One comment, submitted by Combe, Inc. (Combe) urged FDA
to deny the petition. Combe states that, in the 1970s, it marketed a
cream-based hair dye product
[[Page 54672]]
containing 0.6 percent lead acetate trihydrate (0.34 percent lead) and
a liquid formula containing 0.4 percent lead acetate trihydrate (0.23
percent lead). In 1998, Combe reformulated its liquid and foam lead
acetate hair dye products to reduce the lead content. Combe states that
the reformulated liquid product contains 0.28 percent lead acetate
trihydrate (0.153 percent lead) and the foam product contains 0.25
percent lead acetate trihydrate (0.138 percent lead), thereby reducing
the amount of lead absorbed daily to a level lower than the amount FDA
considered to be safe in 1980. In its comment, Combe provides exposure
estimates based on these reformulation levels.
Combe funded the 1978 radioactive tracer skin lead absorption study
that was required by FDA (published by Moore et al. in 1980 (Ref. 1)),
and emphasized that this study remains the only human skin lead
absorption study using a hair dye formulation. Combe maintains that the
amount of lead resulting from the use of its lead acetate hair dyes is
trivial and considers the exposure to be essentially zero. Combe
considers the studies submitted by the petitioners to be either
inadequate or not pertinent to evaluating the safety of lead acetate
under the intended conditions of use of the hair dye.
(Response) FDA agrees with Combe that some of the studies submitted
in the petition had deficiencies in their designs, and the study
results were inconsistent and difficult to interpret. FDA also agrees
with Combe that the 1978 radioactive tracer skin lead absorption study
(published in 1980 by Moore et al. (Ref. 1)) is applicable for studying
human skin lead absorption. However, as discussed in section V, FDA
identified several significant deficiencies in the Moore et al. study.
In particular, Moore et al. applied the formulation to an 8 to 10 cm\2\
surface area on the forehead, which is not consistent with the intended
conditions of use for the hair dye product, this may have resulted in
lowering absorption and underestimating the exposure to lead.
We acknowledge that the reformulation of Combe's hair dye products
likely reduces exposure to lead as compared to use at the maximum
permitted level. However, the regulation allows for use up to 0.6
percent lead in hair dyes; therefore, FDA must evaluate the safety of
this maximum permitted use level. FDA also notes that Combe's updated
estimated exposures for the reformulated products still relied on the
dermal absorption results from the 1978 study that applied the test
substance to a small surface area on the forehead. Based on newer
information available, application of formulations containing lead
acetate to small skin surface area significantly limits the percentage
of absorption, likely resulting in underestimating the exposure.
(Comment 2) Combe discusses the petitioners' reliance on the
regulatory decisions by the EU and Canada to ban lead acetate. Combe
refers to these decisions as grounded in the``precautionary
principle,'' and states that the decisions were nonscientific
resolutions of controversial issues that resulted in regulatory
actions. Combe argues that such an approach is not permitted under the
risk-based science standards required by the FD&C Act.
(Response) FDA is not relying on the decisions made by regulatory
bodies of other governments in this action. Rather, FDA's determination
is based on whether the available scientific evidence shows that there
is a reasonable certainty of no harm from the use of this color
additive.
(Comment 3) Combe states that since the 1960 Color Additive
Amendments, FDA has issued several color additive (and food additive)
regulations and that many of these regulations include specification
limits for lead content that FDA considers to be ``safe.'' Combe urges
that, in its administrative and enforcement actions, FDA must be
consistent in implementing the FD&C Act with respect to similar
matters. Combe also asserts that the 10 parts per million (ppm) maximum
lead level that FDA recommended for lead as an impurity in cosmetic lip
products and externally applied cosmetics products in the draft
guidance document entitled ``Lead in Cosmetic Lip Products and
Externally Applied Cosmetics: Recommended Maximum Level Guidance for
Industry'' is an ``approval'' and means that the exposure from its
reformulated products should be considered safe. Specifically, Combe
asserts that the ``0.24 [micro]g per day lead exposure that FDA
determined is safe for adults from lipstick is 5 times more than the
0.046 [micro]g per day lead exposure for adults from lead acetate in
the current post-1998 Grecian Formula product.''
(Response) FDA acknowledges that, since 1960, we have issued
several color additive and food additive regulations that include
maximum specification limits for lead (and other contaminants) that
manufacturers are unable to avoid through good manufacturing practices
and might be present as an impurity in the finished additives. However,
we note that, unlike hair dyes, in which lead acetate is intentionally
added as an ingredient to achieve a coloring effect, these
specification limits are for lead that may be present as an impurity in
an approved additive. We also note that the specification limits for
lead impurities in the finished additives are significantly lower than
the 0.6 percent lead level (equivalent to 6,000 ppm) approved in Sec.
73.2936 for use in hair dye products and the levels in Combe's
reformulated hair dye products of 0.153 percent lead (equivalent to
1,530 ppm lead) and 0.138 percent lead (equivalent to 1,380 ppm lead).
Typically, the levels specified for lead impurities in finished color
additives and food additives are 20 ppm or lower. Such impurities might
result during the manufacture of the additive (e.g., from impurities in
starting materials) or occur naturally and is not the additive itself.
FDA generally sets such specifications because it can be difficult to
completely eliminate the presence of impurities such as lead.
The FDA draft guidance that Combe refers to recommends 10 ppm as
the maximum level for lead as an impurity (not as an ingredient) in
cosmetic lip products and externally applied cosmetics that are
marketed in the United States. The estimated exposure of 0.24 [micro]g/
d to lead from cosmetic lip products that Combe refers to was a maximum
exposure estimated by FDA based on incidental ingestion of lipstick
containing lead at 10 ppm. However, contrary to Combe's assertions, our
draft guidance is not an approval of this use, nor is it a safety
determination. FDA considers the recommended maximum lead level of 10
ppm to be an achievable impurity level, with good manufacturing
practices, for a wide range of cosmetics products. Unlike hair dyes
where lead acetate is intentionally added as an ingredient to achieve a
coloring effect, this recommended maximum level is for lead that may be
present as an impurity in certain cosmetics.
FDA disagrees that it is being inconsistent in implementing the
FD&C Act if it repeals the regulation regarding the use of lead acetate
in hair dye under our color additive authority, while also establishing
specifications for lead as an impurity in certain additives and
providing a recommended maximum level for lead as an impurity in
certain cosmetics. These actions are consistent with FDA's authority
for color additives, food additives, and cosmetics, as well as our
public health goal of reducing consumer exposure to lead to the
greatest extent that is technically feasible.
[[Page 54673]]
IX. Conclusion
Following a full evaluation of the data submitted in support of CAP
7C0309 and other pertinent data and information, FDA has concluded that
the data currently available no longer demonstrate that there is a
reasonable certainty of no harm from the use of lead acetate as a color
additive in hair dyes authorized under Sec. 73.2396. This conclusion
is based on the recognition of the current consensus that there is no
safe exposure level for lead, deficiencies identified from our re-
evaluation of the 1980 skin absorption study by Moore et al. that may
have resulted in an underestimate of exposure to lead from its use in
hair dye, and the fact that blood lead levels in the United States have
dropped significantly since 1980, so we no longer can conclude that
exposure to lead from lead acetate-containing hair dye has no
discernible effect on the steady-state blood lead level. Therefore, to
protect the public health, we are amending 21 CFR part 73 as set forth
in this document. Upon the effective date (see DATES), use of lead
acetate as a color additive in cosmetics intended for coloring hair on
the scalp is no longer authorized.
FDA is exercising enforcement discretion for a period of 12 months
from the effective date of the final rule regarding marketed hair dye
products that contain the color additive lead acetate to provide an
opportunity for industry to deplete the current stock of hair dye
products with lead acetate and reformulate products prior to enforcing
the requirements of this final rule. Such products must comply with the
requirements of Sec. 73.2396, including the specifications, uses and
restrictions, and labeling requirements. This period of enforcement
discretion takes into consideration the fact that bismuth citrate,
which is listed in 21 CFR 73.2110 for use in cosmetic hair dye products
at a level up to 2.0 percent weight/volume, is already being used as an
alternative for lead acetate in hair dye products marketed both in the
United States and other countries.
X. Public Disclosure
In accordance with Sec. 71.15 (21 CFR 71.15), the petition and the
documents that we considered and relied upon in reaching our decision
to approve the petition will be made available for public disclosure
(see FOR FURTHER INFORMATION CONTACT). As provided in Sec. 71.15, we
will delete from the documents any materials that are not available for
public disclosure.
XI. Analysis of Environmental Impact
We previously considered the environmental effects of this rule, as
stated in the April 4, 2017, Federal Register notice of petition for
CAP 7C0309. We stated that we had determined, under 21 CFR 25.32(m),
that this action is of a type that does not individually or
cumulatively have a significant effect on the human environment such
that neither an environmental assessment nor an environmental impact
statement is required. We have not received any new information that
would affect our previous determination.
XII. Paperwork Reduction Act of 1995
This final rule contains no collection of information. Therefore,
clearance by the Office of Management and Budget under the Paperwork
Reduction Act of 1995 is not required.
XIII. Objections
This rule is effective as shown in the ``DATES'' section, except as
to any provisions that may be stayed by the filing of proper
objections. If you will be adversely affected by one or more provisions
of this regulation, you may file with the Dockets Management Staff (see
ADDRESSES) either electronic or written objections. You must separately
number each objection, and within each numbered objection you must
specify with particularity the provision(s) to which you object, and
the grounds for your objection. Within each numbered objection, you
must specifically state whether you are requesting a hearing on the
particular provision that you specify in that numbered objection. If
you do not request a hearing for any particular objection, you waive
the right to a hearing on that objection. If you request a hearing,
your objection must include a detailed description and analysis of the
specific factual information you intend to present in support of the
objection in the event that a hearing is held. If you do not include
such a description and analysis for any particular objection, you waive
the right to a hearing on the objection.
Any objections received in response to the regulation may be seen
in the Dockets Management Staff office between 9 a.m. and 4 p.m.,
Monday through Friday, and will be posted to the docket at https://www.regulations.gov. We will publish notice of the objections that we
have received or lack thereof in the Federal Register.
XIV. References
The following references marked with an asterisk (*) are on display
at the Dockets Management Staff (see ADDRESSES) and are available for
viewing by interested persons between 9 a.m. and 4 p.m., Monday through
Friday; they also are available electronically at https://www.regulations.gov. References without asterisks are not on public
display at https://www.regulations.gov because they have copyright
restriction. Some may be available at the website address, if listed.
References without asterisks are available for viewing only at the
Dockets Management Staff. FDA has verified the website addresses, as of
the date this document publishes in the Federal Register, but websites
are subject to change over time.
1. Moore, M.R., P.A. Meredith, W.S. Watson, et al., ``The
Percutaneous Absorption of Lead-203 in Humans From Cosmetic
Preparations Containing Lead Acetate, as Assessed by Whole-Body
Counting and Other Techniques,'' Food and Cosmetics Toxicology,
18:399-405, 1980.
*2. Memorandum from M. K. Wyatt, Cosmetics Division, OCAC, CFSAN,
FDA to M. Harry, Division of Petition Review, OFAS, CFSAN, FDA,
September 18, 2018.
*3. Memorandum from H. Lee, Division of Petition Review, OFAS,
CFSAN, FDA to M. Harry, Division of Petition Review, OFAS, CFSAN,
FDA, September 19, 2018.
*4. Center for Disease Control and Prevention, ``What Do Parents
Need to Know to Protect Their Children?'' https://www.cdc.gov/nceh/lead/acclpp/blood_lead_levels.htm.
*5. Agency for Toxic Substances and Disease Registry (ATSDR),
``Toxicological Profile for Lead,'' August 2007. https://www.atsdr.cdc.gov/toxprofiles/TP.asp?id=96&tid=22.
*6. U.S. Department of Health and Human Services, National
Toxicology Program, ``NTP Monograph on Health Effects of Low-Level
Lead.'' https://ntp.niehs.nih.gov/ntp/ohat/lead/final/monographhealtheffectslowlevellead_newissn_508.pdf.
7. ``Evaluation of Certain Food Additives and Contaminants: Seventy-
Third Report of the Joint FAO/WHO Expert Committee on Food
Additives,'' WHO Tech Report Series No. 960. 2011. https://apps.who.int/iris/bitstream/10665/44515/1/WHO_TRS_960_eng.pdf.
*8. U.S. Environmental Protection Agency, ``Basic Information about
Lead in Drinking Water. Health Effects of Exposures to Lead in
Drinking Water. Is there a Safe Level of Lead in Drinking Water?''
https://www.epa.gov/ground-water-and-drinking-water/basic-information-about-lead-drinking-water.
9. Delmaar, J.E., M.V. Park, and J.G. van Engelen, ``ConsExpo-
Consumer Exposure and Uptake Models,'' RIVM report no. 320104004,
https://www.rivm.nl/en/Topics/C/ConsExpo.
*10. U.S. Department of Health and Human Services, Centers for
Disease Control and
[[Page 54674]]
Prevention, ``Fourth National Report on Human Exposure to
Environmental Chemicals, Updated Tables, March 2018, Volume One.''
https://www.cdc.gov/exposurereport/pdf/FourthReport_UpdatedTables_Volume1_Mar2018.pdf.
11. Mielke, H.W., M.D. Taylor, C.R. Gonzales, et al., ``Lead-Based
Hair Coloring Products: Too Hazardous for Household Use,'' Journal
of the American Pharmaceutical Association, NS37:85-89, 1997b.
12. Deeb, W., D. Cachia, C. Quinn, et al., ``Peripheral Neuropathy
After Hair Dye Exposure: A Case Report,'' Journal of Clinical
Neuromuscular Disease, 15:161-163, 2014.
*13. The Scientific Committee on Cosmetic Products and Non-Food
Products Intended for Consumers. Opinion Concerning Lead Acetate,
SCCNFP/0832/04, July 1, 2004. https://ec.europa.eu/health/ph_risk/committees/sccp/documents/out286_en.pdf.
List of Subjects in 21 CFR Part 73
Color additives, Cosmetics, Drugs, Medical devices.
Therefore, under the Federal Food, Drug, and Cosmetic Act and under
authority delegated to the Commissioner of Food and Drugs, 21 CFR part
73 is amended as follows:
PART 73--LISTING OF COLOR ADDITIVES EXEMPT FROM CERTIFICATION
0
1. The authority citation for part 73 continues to read as follows:
Authority: 21 U.S.C. 321, 341, 342, 343, 348, 351, 352, 355,
361, 362, 371, 379e.
Sec. 73.2396 [Removed]
0
2. Remove Sec. 73.2396.
Dated: October 25, 2018.
Leslie Kux,
Associate Commissioner for Policy.
[FR Doc. 2018-23725 Filed 10-30-18; 8:45 am]
BILLING CODE 4164-01-P