Hazardous Materials: Notification of the Pilot-in-Command and Response to Air Related Petitions for Rulemaking, 52878-52900 [2018-22114]
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DEPARTMENT OF TRANSPORTATION
Pipeline and Hazardous Materials
Safety Administration
49 CFR Parts 172 and 175
[Docket No. PHMSA–2015–0100 (HM–259)]
RIN 2137–AF10
Hazardous Materials: Notification of
the Pilot-in-Command and Response
to Air Related Petitions for Rulemaking
Pipeline and Hazardous
Materials Safety Administration
(PHMSA), Department of Transportation
(DOT).
ACTION: Final rule.
AGENCY:
PHMSA, in consultation with
the Federal Aviation Administration,
issues this final rule to align the U.S.
Hazardous Materials Regulations with
current international standards for the
air transportation of hazardous
materials. These amendments revise
certain special provisions, packaging
requirements, information to the pilotin-command requirements, and
exceptions for passengers and
crewmembers. In addition to facilitating
harmonization with international
standards, several of the amendments in
this rule are responsive to petitions for
rulemaking submitted by the regulated
community.
DATES:
Effective date: This rule is effective
October 18, 2018.
Delayed compliance date: Unless
otherwise specified, compliance with
the amendments adopted in this final
rule is required beginning October 18,
2019.
FOR FURTHER INFORMATION CONTACT:
Aaron Wiener, Office of Hazardous
Materials Standards, International
Standards, (202) 366–4579, Pipeline and
Hazardous Materials Safety
Administration, U.S. Department of
Transportation, 1200 New Jersey
Avenue SE, 2nd Floor, Washington, DC
20590–0001.
SUPPLEMENTARY INFORMATION:
SUMMARY:
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Table of Contents
I. Background
II. Comment Discussion
A. Transportation by Air Intermediate
Packaging Requirements for Certain Low
and Medium Danger Hazardous
Materials (P–1637)
B. Quantity Limits for Portable Electronic
Medical Devices Carried by Passengers,
Crewmembers, and Air Operators (P–
1649)
C. Information to the Pilot-in-Command,
Harmonization With the ICAO Technical
Instructions (P–1487)
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D. Amendments to Package Inspection (P–
1671) and Securing Requirements
III. Section-by-Section Review
IV. Regulatory Analyses and Notices
A. Statutory/Legal Authority for This
Rulemaking
B. Executive Order 12866, Executive Order
13563, and DOT Regulatory Policies and
Procedures
C. Executive Order 13771
D. Executive Order 13132
E. Executive Order 13175
F. Regulatory Flexibility Act, Executive
Order 13272, and DOT Policies and
Procedures
G. Paperwork Reduction Act
H. Regulation Identifier Number (RIN)
I. Unfunded Mandates Reform Act
J. Environmental Assessment
K. Privacy Act
L. Executive Order 13609 and International
Trade Analysis
M. National Technology Transfer and
Advancement Act
I. Background
On December 5, 2016, PHMSA (also
‘‘we’’), in consultation with the Federal
Aviation Administration (FAA),
published a notice of proposed
rulemaking (NPRM) [Docket No.
PHMSA–2015–0100 (HM–259); 81 FR
87510] to amend the Hazardous
Materials Regulations (HMR; 49 CFR
parts 171–180) to align more closely
with certain provisions of the
International Civil Aviation
Organization’s Technical Instructions
for the Safe Transport of Dangerous
Goods by Air (ICAO Technical
Instructions). These amendments
update miscellaneous regulatory
requirements for hazardous materials
offered for transportation, or
transported, in commerce by aircraft. In
addition, the NPRM proposed
amendments in response to four
petitions for rulemaking submitted by
the regulated community. The petitions
are included in the docket for this
proceeding and are discussed at length
in Section II (Comment Discussion) of
this rulemaking. In the NPRM, the
phrase ‘‘notification to the pilot-incommand’’ and the acronym ‘‘NOTOC’’
were used. In this final rule, consistent
with the ICAO Technical Instructions,
the phrase ‘‘information to the pilot-incommand’’ is used.
II. Comment Discussion
In response to the NPRM [81 FR
87510], PHMSA received comments
from the following organizations:
• Air Line Pilots Association (ALPA)
• Airlines for America (A4A)
• Council on Safe Transportation of
Hazardous Articles (COSTHA)
• Dangerous Goods Advisory Council
(DGAC)
• United Parcel Service (UPS)
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See below for discussion of the
comments received and PHMSA’s
determined action in this final rule.
This section addresses comments made
to proposals to revise the HMR based on
petitions for rulemaking. Additional
comments are addressed in Section III
(Section-by-Section Review) of this
rulemaking.
A. Transportation by Air Intermediate
Packaging Requirements for Certain Low
and Medium Danger Hazardous
Materials (P–1637)
The DGAC petitioned PHMSA to
remove the additional intermediate
packaging requirements found in special
provisions A3 and A6, see 49 CFR
172.102(b)(2), by deleting these special
provisions and all references to them in
the Hazardous Materials Table (HMT) in
§ 172.101. See P–1637.1 Special
provisions A3 and A6 apply to certain
commodities as assigned in column (7)
of the HMT when transported by
aircraft:
• Special provision A3 states that if
glass inner packagings are used for
transportation of referenced
commodities, they must be packed with
absorbent material in tightly closed
metal receptacles before being packed in
outer packagings.
• Special provision A6 states that if
plastic inner packagings are used for
transportation of referenced
commodities, they must be packed in
tightly closed metal receptacles before
being packed in outer packagings.
The petitioner notes that the
packaging requirements imposed by
special provisions A3 and A6 are
domestic provisions not found in the
ICAO Technical Instructions and that
maintaining these differences creates
both a trade barrier to U.S. exports and
a burden to the domestic market. The
petitioner contends that the requirement
for ‘‘metal receptacles’’ is overly
restrictive and provides a competitive
advantage to shippers in countries that
allow these products to be shipped
without additional intermediate
packagings.
The petitioner further notes that the
following requirements in § 173.27(d)
and (e) of the HMR make special
provisions A3 and A6 unnecessary: (1)
When transported by air, inner
packagings of Packing Group (PG) I
materials currently assigned A3, A6, or
both are already required to be packed
in either a rigid and leakproof receptacle
or an intermediate packaging containing
sufficient absorbent material to absorb
the entire contents of the inner
1 See https://www.regulations.gov/docket?D=
PHMSA-2014-0094.
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packaging before packing the inner
packaging in its outer package; and (2)
PG II and III commodities are already
subject to secondary closure
requirements. Therefore, the petitioner
asks that the intermediate packaging
requirements in special provisions A3
and A6 be removed.
Section 173.27(d) of the HMR
establishes the type of closure required
for transportation of liquid hazardous
materials by air. It states that the inner
packaging for PG I liquid hazardous
materials must have a secondary means
of closure applied. The inner packaging
for PG II or III liquid hazardous
materials must have a secondary closure
applied unless the secondary closure is
impracticable. If the secondary closure
is impracticable, the closure
requirements for PG II and III liquids
may be satisfied by securely closing the
inner packaging and placing it in a
leakproof liner or bag before placing the
inner packaging in the outer packaging.
Section 173.27(e) sets the absorbency
requirements for PG I liquid hazardous
materials of Classes 3, 4, or 8, or
Divisions 5.1 or 6.1, when the materials
are packaged in glass, earthenware,
plastic, or metal inner packagings and
offered for transport by air. It requires
that inner packagings be packed in a
rigid and leakproof receptacle or
intermediate packaging that is
sufficiently absorbent to absorb the
entire contents of the inner packaging
before the inner package is packed in
the outer package.
In the NPRM, PHMSA proposed to:
(1) Amend special provision A3 in
§ 172.102 to authorize rigid and
leakproof receptacles for intermediate
packaging; (2) remove references to
special provision A3 from assigned PG
I entries in the HMT; and (3) remove
references to special provision A6 from
assigned liquids in the HMT.
PHMSA received positive feedback
from commenters. Specifically, ALPA
and UPS expressed support for this
amendment. The DGAC also expressed
support for the proposed amendment;
however, consistent with their petition,
DGAC continues to believe that the
secondary closure requirements in
§ 173.27(d) satisfy the provisions in A3,
making A3 unnecessary for PG II and III
materials.
As stated in the NPRM, PHMSA
agrees that current requirements in
§ 173.27(d) and (e) make special
provisions A3 and A6 unnecessarily
redundant for liquid PG I materials. We
also agree that the requirements in
§ 173.27(d) for inner packagings to have
a secondary means of closure or a
leakproof liner or bag adequately
address the hazards that special
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provision A6 was designed to mitigate
for PG II and III materials. As
commenters did not provide any
supplemental information or
justification for the removal of special
provision A3 from the assigned PG II
and III entries other than originally
included in the petition, PHMSA
maintains its position stated in the
NPRM that the material of construction
of the inner packaging referenced in
special provision A3 (glass) necessitates
an intermediate packaging to perform a
containment function in the event an
inner packaging breaks. Therefore,
PHMSA is maintaining the intermediate
packaging requirements for PG II and III
materials in special provision A3;
however, we are amending special
provision A3 to authorize rigid and
leakproof receptacles for use as
intermediate packagings that are
currently limited to metal construction.
This will provide a wider range of
intermediate packaging options to
shippers of hazardous materials subject
to special provision A3.
Additionally, in the NPRM, PHMSA
solicited comment on maintaining
special provision A6 for currently
assigned solid materials or whether
revisions to the packaging provisions for
these materials should be considered in
a future rulemaking. Special provision
A6 is currently assigned to four solid
materials (UN Nos. 1326, 1390, 1889,
and 3417) in the HMT. Unlike the
liquids currently assigned special
provision A6, these solid materials are
not subject to the intermediate or
secondary packaging provisions in
§ 173.27. PHMSA received two
comments in support of removing
special provision A6 from the currently
assigned solid materials. The DGAC
commented that the special provision is
unnecessary because these solid
materials are not subject to the
intermediate or secondary packaging
requirements. UPS supports removing
the special provision provided the
packaging provisions in § 173.27 are
modified to require secondary or
intermediate containment for these
commodities. Based on the comments
received, PHMSA will consider
removing special provision A6 from the
four solid materials in a future
rulemaking.
B. Quantity Limits for Portable
Electronic Medical Devices Carried by
Passengers, Crewmembers, and Air
Operators (P–1649)
Phillips Healthcare petitioned
PHMSA to revise § 175.10(a)(18)(i) to
increase the quantity limits applicable
to the transportation of portable medical
electronic devices (e.g., automated
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external defibrillators (AED); nebulizers;
continuous positive airway pressure
(CPAP) devices containing lithium
metal batteries; and spare batteries)
carried on aircraft by passengers and
crewmembers. See P–1649.2 The current
HMR requirements limit all lithium
metal batteries carried on an aircraft by
passengers or crewmembers for personal
use to a lithium content of not more
than 2 grams per battery. The ICAO
Technical Instructions allow portable
medical electronic devices containing
lithium metal batteries and spare
batteries for these devices to contain up
to 8 grams of lithium content per battery
to be carried by passengers with the
approval of the operator. The petitioner
stated:
A global increase in air travel, as well as
a growing aged population in many
countries, makes it reasonable to assume that
there will be a significant increase in older
passengers and passengers with illness. An
automated external defibrillator can make the
difference between life and death during
cardiac arrest.
The petitioner further asserted that
the current HMR requirements prohibit
many people who need to travel with
their portable medical electronic
devices from doing so because the
lithium content exceeds the amount
allowed.
In addition, the petitioner noted that
increasing the quantity limits for
portable medical electronic devices
containing lithium metal batteries and
spare batteries would be consistent with
section 828 of the ‘‘FAA Modernization
and Reform Act of 2012’’ (Pub. L. 112–
98, 126 Stat. 133; Feb. 14, 2012),3 which
prohibits the Secretary of
Transportation from issuing or enforcing
any regulation or other requirement
regarding the air transportation of
lithium cells or batteries if the
requirement is more stringent than the
requirements of the ICAO Technical
Instructions.
In the NPRM, PHMSA proposed to
amend § 175.10(a)(18)(i) to authorize
passengers and crewmembers to carry
on board an aircraft lithium metal
battery-powered portable medical
electronic devices and two spare
batteries for those devices exceeding 2
grams of lithium content per battery, but
not exceeding 8 grams of lithium
content per battery, with the approval of
the operator.
PHMSA received three comments
from A4A, COSTHA, and DGAC in
support of the proposed amendment.
2 See https://www.regulations.gov/docket?D=
PHMSA-2015-0107.
3 See https://www.gpo.gov/fdsys/pkg/CRPT112hrpt381/pdf/CRPT-112hrpt381.pdf.
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A4A commented that the current
inability of passengers and
crewmembers to carry lithium metal
battery-powered portable medical
electronic devices exceeding 2 grams
imposes unnecessary travel restrictions
for passengers with medical needs
requiring the equipment. DGAC
commented that harmonization with the
ICAO Technical Instructions on this
issue will benefit the travelers by
allowing them to carry life-saving
medical devices.
In contrast, ALPA provided comments
that oppose the proposed amendment,
stating that they do not support
changing regulations based on the end
use of batteries. Specifically, ALPA
notes ‘‘batteries installed in a medical
device can be the same as used in a nonmedical device . . . and are not
inherently safer than non-medical
devices.’’ PHMSA agrees with ALPA
that hazardous materials are not
generally regulated by end-use
application when offered as cargo, but
rather on the hazard posed during
transport. In addition, PHMSA does not
dispute ALPA’s assertion that lithium
batteries used in medical devices
present the same hazard as lithium
batteries used in non-medical devices.
However, the exceptions for passengers
and crewmembers prescribed in
§ 175.10 do not apply to cargo
consignments. Instead, they are based
on the need of individual passengers
and crewmembers to carry personal
items containing relatively small
quantities of hazardous materials for
common ‘‘end-use’’ items subject to
certain conditions. In the 2011–2012
edition of the ICAO Technical
Instructions, the 2-gram limit was
expanded for medical devices only.
Specifically, the limit was expanded to
allow for medical devices known to
exceed these limits, notably Automated
External Defibrillators (AEDs), which
typically had a lithium content between
4 and 8 grams.4 Therefore, PHMSA is
adopting the amendment to
§ 175.10(a)(18) as proposed in the
NPRM consistent with the provisions of
the ICAO Technical Instructions.
In addition to the comments above,
A4A and COSTHA recommended that
PHMSA extend this allowance for
lithium metal battery-powered portable
medical electronic devices exceeding
current regulatory limits to all portable
electronic devices powered by lithium
metal batteries. They stated that
maintaining differences between
medical and non-medical devices
4 See paragraph 5.4.10 of ICAO Dangerous Goods
Panel Working Paper DGP/22–WP/100 (October
2009).
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increases training costs, adds confusion,
and the risk of potential inadvertent
non-compliance by aircraft operators
who elect to approve portable medical
devices exceeding 2 grams of lithium
content per battery, but not exceeding 8
grams of lithium content per battery. As
this proposal was not presented in the
December 5, 2016 NPRM, it is
considered beyond the scope of the
rulemaking and is not addressed in this
final rule.
C. Information to the Pilot-in-Command,
Harmonization With the ICAO
Technical Instructions (P–1487)
UPS petitioned PHMSA to revise the
information to the pilot-in-command
requirements to match the ICAO
Technical Instructions. The pilot-incommand must receive the information
in order to appropriately consider the
presence, amount, and location of
hazardous materials onboard the aircraft
in an emergency. See P–1487.5 This
information, which also includes the
hazard classification, proper shipping
name, and packing group of the
hazardous materials onboard the aircraft
can help inform the decision-making of
the pilot-in-command. If an in-flight
emergency did occur, the pilot-incommand or the operator’s ground
personnel would need to convey
information to air traffic control and/or
emergency responders in order to
support a safe and effective response.
In its petition, UPS asked PHMSA to
amend the domestic information to the
pilot-in-command requirements in
§ 175.33 to reduce what it considers
extraneous information and more
closely align the HMR with existing
international practices. The petitioner
stated that harmonization with more
elements of the ICAO Technical
Instructions’ information to the pilot-incommand requirements will reduce the
regulatory burden for operators, as well
as the costs associated with training
employees and contract personnel to
two sets of standards.
In the NPRM, PHMSA proposed
adding each of the following
requirements to the HMR:
1. The operator must provide to the
flight dispatcher 6 the same information
as provided on the information to the
pilot-in-command;
2. The information must be provided
to the pilot-in-command and flight
5 See https://www.regulations.gov/
docket?D=PHMSA-2006-26159.
6 For the purposes of this rulemaking the ‘‘flight
dispatcher’’ refers to the personnel with
responsibilities for operational control of the
aircraft (e.g., the flight operations officer, flight
dispatcher, or designated ground personnel
responsible for flight operations).
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dispatchers prior to an aircraft moving
under its own power;
3. The air operator must retain the
pilot-in-command’s confirmation via
signature or other appropriate
indication that the required information
was received; and
4. The person responsible for loading
the aircraft must provide a signed
confirmation or other form of indication
that no damaged or leaking packages or
packages showing evidence of damage
or leakage were loaded on the aircraft.
PHMSA received comments from
A4A, ALPA, DGAC, COSTHA, and UPS
providing general support for aligning
the information to the pilot-in-command
requirements with the ICAO Technical
Instructions. UPS commented, ‘‘This
action will improve consistency
between the HMR and ICAO, thereby
promoting clarity of requirements, and
overall compliance and safety in flight
for operations around the world.’’ DGAC
commented, ‘‘. . . Harmonizing the
provisions of the HMR with those in the
ICAO will provide for enhanced safety,
minimize potential for errors, enhance
training in only one set of harmonized
requirements, and otherwise minimize
costs of maintaining two systems of
operations.’’
These and other general changes
discussed below will result in PHMSA
harmonizing with the ICAO Technical
Instructions in regards to the
information required to be provided in
the information to the pilot-incommand.
• Requirement that the operator
provide the same information to the
flight dispatcher that is required to be
provided to the pilot-in-command. In an
emergency, a flight dispatcher may be
more readily able to communicate with
air traffic control and emergency
responders about the nature and
location of hazardous materials onboard
an aircraft than the pilot-in-command.
Harmonizing with the ICAO Technical
Instructions and requiring flight
dispatchers to have the same
information as the pilot-in-command
regarding the nature, amounts, and
locations of hazardous materials
improves information sharing in an
emergency situation. Incorporating this
provision into the HMR is also relevant
to the National Transportation Safety
Board’s (NTSB) Safety Recommendation
A–11–042, which recommends that the
FAA ‘‘develop a method to quickly
communicate information regarding the
number of persons on board and the
presence of hazardous materials to
emergency responders when airport
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emergency response or search and
rescue is activated.’’ 7
Consistent with the ICAO Technical
Instructions, operators are responsible
to specify the personnel to be provided
the information to the pilot-in-command
in their operations manual and/or other
appropriate manuals. The term
‘‘provided’’ covers the information to
the pilot-in-command when made
available in a handwritten, printed, or
electronic format.
Providing an additional and
potentially quicker means for airport
rescue and firefighting (ARFF)
personnel to receive the information to
the pilot-in-command underscores that
the ARFF community is as much an
intended consumer of the information
as is the pilot-in-command. ARFF
training in hazardous materials
incidents is required under 14 CFR part
139, which specifies the FAA’s
requirements for certificated airports.
PHMSA received comments from
A4A, COSTHA, and UPS concerning
use of the term ‘‘written’’ in the
proposed paragraphs § 175.33(a) and
(b)(2). A4A and COSTHA commented
that the ‘‘accurate and legible written
information’’ language in proposed
§ 175.33(a) and the ‘‘copy of the written
notification’’ language in proposed
§ 175.33(b)(2) do not support electronic
notification method as air operators
continue to move away from paper
documents towards electronic systems
for messaging and direct information
upload to, and retrieval from, the
cockpit. In their comments, A4A stated,
‘‘Electronic storage and messaging
allows the most up-to-date and accurate
documentation to be retrieved by flight
crews, dispatchers and ground
personnel at any time, providing a
safety enhancement in addition to
considerable cost and environmental
benefits.’’ UPS commented that
including the ‘‘legible written’’ language
in the proposed § 175.33(a) allows for
the interpretation that a printed
information to the pilot-in-command is
required for issuance to the pilot-incommand, as well as having the
unintended effect of requiring printed
information to be furnished to a flight
dispatcher or equivalent operator
employee. UPS explained that large
carrier operations such as theirs would
face difficulties as ‘‘information is
readily available in other formats and
the task of managing printed copies
would be inefficient and contrary to
technological advances.’’ The three
commenters provided similar
7 See https://www.ntsb.gov/safety/safety-recs/
recletters/A-11-039-047.pdf.
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alternative language removing the word
‘‘written’’ from paragraphs (a) and (b)(2).
The intent of the NPRM was to more
closely align the information to the
pilot-in-command provisions in the
HMR with those in the ICAO Technical
Instructions. Consistent with the
language in the NPRM, the current
requirements in both regulations require
that the operator of the aircraft provide
the pilot-in-command with ‘‘accurate
and legible written information.’’
Chapter 7;4.1.1 b) of the ICAO Technical
Instructions requires that the aircraft
operator provide personnel with
responsibilities for operation control of
the aircraft (e.g., flight dispatcher) with
the same information required to be
provided to the pilot-in-command. The
ICAO requirement is followed by an
example indicating that an operator may
satisfy this requirement by providing
the flight dispatcher with a copy of the
written information provided to the
pilot-in-command. However, the
requirement in the ICAO Technical
Instructions, while using the phrase
‘‘copy of the written information’’ as an
example, does not specify the format or
method in which the information is
provided to the flight dispatcher, but
rather only that the information is the
same as provided to the pilot-incommand.
PHMSA agrees that the term
‘‘written’’ may not be clear to everyone
that the use of an electronic format for
the information to the pilot-in-command
is allowed. Based on the information
provided by the three commenters, this
final rule revises paragraphs (a) and
(b)(2) to clarify that for the purposes of
§ 175.33, ‘‘written’’ means in a
handwritten, printed, or an electronic
format. Therefore, the information
provided to both the pilot-in-command
and the flight dispatcher may be
provided legibly in writing (e.g.
handwritten, printed, or electronic
format) provided all requirements of the
section are met. We recognize the trend
of providing the pilot-in-command and
flight dispatchers with operational data
through electronic means and that the
use of electronic means to supplement
the pilot-in-command with information
about cargo, including hazardous
materials, is consistent with current
practices. The FAA recognizes that there
are multiple electronic means that
operators may use to provide
information to their pilot-in-command
and flight dispatchers.
• Requirement that the information to
the pilot-in-command be provided to the
pilot and flight dispatchers prior to an
aircraft moving under its own power.
The current HMR require the pilot-incommand to receive written information
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52881
meeting the requirements in § 175.33 as
early as practicable before departure of
the aircraft. Consistent with the ICAO
Technical Instructions, PHMSA believes
that this information should be
provided to both the pilot-in-command
and flight dispatchers prior to the
aircraft moving under its own power.
The pilot-in-command should not be
burdened with additional information
or processes during taxiing and final
preparations for takeoff. This change
would also allow the pilot-in-command
additional time to address any safety
concerns identified after a review of the
information before taxiing. For example,
the pilot-in-command will be more
likely to have the opportunity to
physically inspect (e.g., packages,
paperwork, etc.), ask questions, or
otherwise act on the information if they
receive the information prior to the
aircraft moving.
• Requirement that the air operator
obtains and retains a confirmation (e.g.,
a signed confirmation from the pilot-incommand or notation via an operator’s
computer system) that the information
was received by the pilot-in-command.
The current HMR require the
information to be provided to the pilotin-command by the operator and for the
operator to maintain a record of the
information to the pilot-in-command for
90 days, but there is no requirement for
the pilot-in-command to indicate receipt
of the information. To be consistent
with the ICAO Technical Instructions,
PHMSA is requiring the operator to
obtain and retain documentation of the
pilot-in-command’s receipt of the
information.
• Requirement for the information
provided to the pilot-in-command to
have a signed confirmation or some
other indication from the person
responsible for loading the aircraft that
no evidence of damaged or leaking
packages were loaded on the aircraft.
The current HMR require a confirmation
that no damaged or leaking packages
were loaded on board an aircraft, but
there is no requirement for a signature
or other means of verification from the
person responsible for loading the
aircraft. The requirement for the
information provided to the pilot-incommand to have a signed confirmation
or other indication from the person
responsible for loading ensures that
there is no evidence of damage to or
leakage from the packages or evidence
of leakage from the unit load device
loaded on an aircraft which provides for
a more accountable safety system.
• General harmonization with the
ICAO Technical Instructions in regards
to information required to be provided
in the information to the pilot-in-
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command associated with (and linked
to) requirements for shipping papers.
The current HMR require the additional
description requirements of §§ 172.202
and 172.203 to be provided in the
information to the pilot-in-command.
These additional information
requirements necessitate the inclusion
of items such as descriptions of the
physical or chemical form of radioactive
materials, an indication that the
materials being transported are
packaged under limited quantity
exceptions, an indication that marine
pollutants are present, etc. By aligning
with the ICAO Technical Instructions,
PHMSA believes that the removal of
additional description requirements
from the information to the pilot-incommand will result in decreased
complexity and training costs for
operators without negatively impacting
safety. In the NPRM, we invited
comment from the ARFF community
pertaining to the effect this proposed
rule would have had on past incident or
accident responses; however, as no
comments were received, we are
removing the additional description
requirements from the information to
the pilot-in-command requirements as
proposed.
The current HMR contain a
requirement that the information to the
pilot-in-command prepared in
accordance with the ICAO Technical
Instructions must also include any
additional elements required to be
shown on shipping papers by subpart C
of part 171 of this subchapter. The
additional elements currently required
are: An indication of the ‘‘EX Number’’
for Division 1.4G safety devices; an
indication of ‘‘RQ’’ and technical names
if applicable for hazardous substances;
an indication that the hazardous
material is a ‘‘Waste’’ for hazardous
wastes; and the inclusion of the words
‘‘Poison-Inhalation Hazard’’ or ‘‘ToxicInhalation Hazard’’ and the words
‘‘Zone A,’’ ‘‘Zone B,’’ ‘‘Zone C,’’ or
‘‘Zone D’’ for gases, or ‘‘Zone A’’ or
‘‘Zone B’’ for liquids, as appropriate for
Division 2.3 materials meeting the
definition of a material poisonous by
inhalation. PHMSA is removing the
requirement for the information to the
pilot-in-command made in accordance
with the ICAO Technical Instructions to
include these additional elements. This
information will still be required on
shipping papers.
General harmonization between the
HMR information to the pilot-incommand requirements and those found
in the ICAO Technical Instructions
ensures consistency for operators
subject to both regulatory systems, thus
reducing the cost of complying with two
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different sets of standards. However, the
HMR will continue to require that the
date of the flight be included on the
information to the pilot-in-command,
while the current ICAO Technical
Instructions do not. Maintaining the
flight date adds another safety control to
ensure the pilot-in-command has the
correct form. As many operators already
include the date as a part of their
information provided to the pilot-incommand, this amendment will not
create an undue administrative burden.
PHMSA received one comment from
UPS providing support for maintaining
the flight date on the information to the
pilot-in-command. The ICAO Dangerous
Goods Panel (DGP) took action in
October 2016 to amend the ICAO
Technical Instructions to include the
flight date as one of the required fields
on the information to the pilot-incommand. This change will align with
the HMR and is expected to be reflected
in the 2019–2020 ICAO Technical
Instructions.
In the NPRM, PHMSA proposed
maintaining the existing requirement
that a hazardous material carried under
the terms of a special permit must be
indicated on the information to the
pilot-in-command. PHMSA received a
comment from UPS stating that the
existing term ‘‘special permit’’ is too
focused on U.S. regulations. They note
that parallel ICAO provision, in Part 7;
Section 4.1.1.1 j) refers to a requirement
to include, ‘‘where applicable, an
indication that the dangerous goods are
being carried under a State exemption.’’
UPS suggested that the proposed
language should be broadened to
include a reference to an ‘‘equivalent
document issued by the appropriate
authority of another country,’’ thereby
reducing potential variation from the
ICAO requirement. PHMSA agrees.
Therefore, consistent with the ICAO
Technical Instructions, this final rule
adds ‘‘or under a State exemption as
prescribed in the ICAO Technical
Instructions’’ in addition to ‘‘special
permit.’’ ICAO defines ‘‘exemption’’ as
being equivalent to a special permit
under the HMR. An ‘‘exemption’’ does
not include approvals, which are not
required to be indicated on the
information to the pilot-in-command.
In their comments, A4A and COSTHA
stated that carriers do not prepare the
information to the pilot-in-command
when the hazardous material does not
require a shipping paper, noting that the
HMR do not require a shipping paper
for lithium cells or batteries prepared in
accordance with § 173.185(c) or the
corresponding Section II of ICAO
Packing Instructions (PI) 965–970. The
commenters noted that part 7;4.1.11,
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Table 7–9 provides a list of dangerous
goods not required to appear in the
information to the pilot-in-command.
The list includes entries for lithium
batteries consigned under the entries
UN3090, UN3091, UN3480, and
UN3481 when meeting the requirements
of Section II of PI 965–970. The
commenters noted that the HMR do not
have a corresponding exception for
these same materials prepared even
though a shipping paper is not required.
Both commenters suggested
incorporating the ICAO provisions by
either adding Table 7–9 into § 175.33 or
by adding a specific exception stating
that lithium batteries prepared in
accordance with § 173.185(c) are not
required to appear on the information to
the pilot-in-command. COSTHA
suggested adding exceptions in § 175.33
for all materials listed in Table 7–9 of
the ICAO Technical Instructions such as
excepted quantities and ‘‘UN3373 and
Biological substance, Category B’’
among others.
PHMSA agrees that in instances when
a shipping paper is not required, the
information for that material is generally
not required to appear on the
information to the pilot-in-command
either. Because a shipping paper
contains the information from which the
elements of the information to the pilotin-command are derived, it is
impracticable to prepare the information
for materials not requiring a shipping
paper. We also agree that the HMR do
not have a clear exception from the
information to the pilot-in-command
requirement for lithium batteries
prepared in accordance with
§ 173.185(c), which corresponds with
Section II of ICAO PI 965–970. Other
materials listed in Table 7–9, such as
those offered in excepted quantities
(§ 173.4a), and ‘‘UN3373 and Biological
substance, Category B’’ (§ 173.199) are
sufficiently addressed in their relevant
section of the HMR, with an indication
that the materials are not otherwise
subject to the requirements of the
subchapter, to include the requirements
of § 175.33, if the applicable conditions
are met. Therefore, this final rule
clarifies in § 175.33(a)(13) that lithium
batteries prepared in accordance with
§ 173.185(c) are not required to appear
on the information to the pilot-incommand, which corresponds with
Section II of the applicable ICAO
packing instruction.
D. Amendments to Package Inspection
(P–1671) and Securing Requirements
Labelmaster Services petitioned
PHMSA to amend § 175.30(c)(1) by
removing language prohibiting any
package, outside container, or overpack
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containing hazardous materials from
being transported on an aircraft if it has
holes. See P–1671.8 The petitioner
noted that operators and freight
forwarders have declined to transport
packages with minor abrasions, tears,
dents, cuts, small holes, or other minor
damage from normal conditions of
transportation and handling. Even
where these examples of minor damage
or holes did not compromise the
packaging’s integrity, operators and
freight forwarders declined to transport
them on the basis of § 175.30(c)(1).
PHMSA believes the current
restriction prohibiting acceptance of any
of these containment methods with
holes to be overly prescriptive,
especially as the paramount safety
requirement is that there must not be
any indication that the integrity of the
containment method has been
compromised. In the NPRM, consistent
with the ICAO Technical Instructions,
PHMSA proposed to amend
§ 175.30(c)(1) to remove language
prohibiting packages or overpacks
containing hazardous materials from
being transported on an aircraft simply
due to the presence of holes when the
holes do not compromise the integrity of
the containment device.
PHMSA received comments from
A4A, COSTHA, DGAC, and UPS in
response to the proposed revision. The
DGAC commented in support of the
proposed revision as it enhances
harmonization and does not
compromise safety. UPS commented in
support of the proposed revision, noting
that the risk of transporting such
packages aboard aircraft would not be
elevated, and was also supportive of the
NPRM preamble language, stating
operators are ultimately responsible for
the decision to accept such a package
for transportation. In their comments,
A4A and COSTHA provided support for
the NPRM preamble language, stating
that operators may continue to have
more restrictive standards as a part of
their business practice; however, they
expressed concern on how package
integrity determinations are to be made
and whether enforcement officials will
accept the aircraft operator’s conclusion.
COSTHA also commented that aircraft
operators receive ‘‘knowing’’ or
‘‘constructive knowledge’’ violations for
non-compliance with the HMR, further
noting that accidental damage is not a
‘‘knowing’’ violation but that an
operator accepting a package with a
small hole or abrasion could be
considered a ‘‘knowing’’ violation as
operators are prohibited from
8 See https://www.regulations.gov/
docket?D=PHMSA-2015-0281.
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transporting damaged packages aboard
aircraft.
PHMSA expects that the majority of
determinations applicable to small holes
on the integrity of a package or overpack
will be quite evident. If an air operator
has any doubt on whether the integrity
of the package or overpack has been
compromised, and potentially is not
suitable for transportation aboard
aircraft, it should not be accepted for
transport in its present condition.
Further, a package or overpack
containing only superficial damage not
affecting the integrity, and not
prohibited by § 175.30(c)(1), would not
be considered a damaged package or
overpack.
As stated in the NPRM, PHMSA
believes the current restriction
prohibiting acceptance of any package
or overpack with holes to be overly
prescriptive, especially as the
paramount safety requirement is that
there must not be any indication that
the integrity of the containment method
has been compromised. Therefore, this
final rule adopts the revision to § 175.30
as proposed in the December 5, 2016
NPRM with minor editorial
clarifications. In reviewing the section
during development of the final rule,
PHMSA determined that the term
‘‘outside container’’ is not applicable.
As per the definition of ‘‘strong outer
packaging’’ in § 171.8, it is synonymous
with ‘‘strong outer container’’. Therefore
‘‘outside container’’ has the same
meaning as outer packaging. Outer
packaging is a component of a package,
which is already listed. As a result, in
this final rule PHMSA is removing
‘‘outside container’’ from paragraphs (b)
and (c). In addition, in the NPRM,
PHMSA proposed to include ‘‘freight
container’’ and ‘‘unit load device’’ in the
list of containment devices contained in
paragraph (c). The intent was to align
with the provisions in ICAO Technical
Instructions, but further review found
that there is no such provision in the
ICAO Technical Instructions. In Part
7;1.3.1 i) of the ICAO Technical
Instructions there is a requirement to
verify freight containers and unit load
devices are not leaking and there is no
indication that the integrity has been
compromised; however, this is under
the activity of conducting an acceptance
checklist which the HMR do not
require. As a result, in this final rule, we
are not listing ‘‘freight containers’’ or
‘‘unit load devices’’ in paragraph (c).
Section 175.88 prescribes
requirements for inspection, orientation,
and securing packages of hazardous
materials aboard aircraft. In the NPRM,
PHMSA proposed revisions to
§ 175.88(c) to require hazardous
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52883
materials loaded in an aircraft to be
protected from damage, including by the
movement of baggage, mail, stores, or
other cargo, and further harmonize
specific portions of the general loading/
securement requirements pertaining to
appropriate securing and loading
practices of the HMR with those found
in the ICAO Technical Instructions.
Specifically, PHMSA proposed to revise
§ 175.88(c) by separating the provisions
of the existing paragraph (c) into new
subparagraphs (1) and (4), and adding
subparagraphs (2) and (3) to align with
part 7;2.4.3 of the ICAO Technical
Instructions that reads as follows:
When dangerous goods subject to the
provisions herein are loaded in an aircraft,
the operator must protect the packages of
dangerous goods from being damaged,
including by the movement of baggage, mail,
stores or other cargo. Particular attention
must be paid to the handling of packages
during their preparation for transport, the
type of aircraft on which they are to be
carried and the method required to load that
aircraft, so that accidental damage is not
caused through dragging or mishandling of
the packages.
PHMSA received three comments
from A4A, COSTHA, and UPS in
response to the proposed revisions. The
commenters stated that the manner in
which the proposed paragraphs are
structured may have the unintended
effect of applying to activities outside of
the aircraft loading process, resulting in
subjective conditions that could lead to
inappropriate enforcement. COSTHA
commented that the proposed
requirements ‘‘could be interpreted to
prohibit industry standard processing
and movement of packages and baggage
at sorting facilities or conveyor belt
operations used to move packages.’’
A4A and UPS commented on the use of
‘‘dragging’’ in proposed paragraph (c)(3).
A4A asserted that normal cargo
handling practices could be ‘‘construed
by an inspector’’ as ‘‘dragging’’ or
inadequate protection resulting in a
violation and that ‘‘such practices
include loading of unit load devices and
the holds of narrow-body, noncontainerized aircraft by leveraging
smooth floor surfaces to slide packages
into place.’’ UPS commented that the
established industry practice of sliding
of packages on surfaces (e.g., tables,
conveyor belts, floors and other
surfaces) may be subject to proposed
language in § 175.88(c)(3), noting that
the term ‘‘dragging’’ would introduce a
basis for enforcement personnel to
misinterpret industry package handling
methods. UPS further commented that
there are aircraft holds, such as those
with low ceilings, in which the
positioning of or removal of packages
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necessitates the sliding or dragging of
such packages.
In addition, the commenters
suggested that the proposed text is
unnecessary because other requirements
in the HMR, such as those in §§ 175.30
and 175.90(c), already prevent the
loading of damaged packages containing
hazardous materials aboard aircraft.
The intent of the revisions to
§ 175.88(c) is to ensure that hazardous
materials are not loaded in an
inappropriate manner and that
accidental damage is not caused during
the loading process. The safety gap
addressed in this final rule covers the
movement of hazardous materials
during the aircraft loading process until
the cargo is secured aboard the aircraft.
PHMSA acknowledges that certain
aircraft types or configurations
necessitate sliding or dragging to
position the cargo aboard the aircraft.
An example of this type of aircraft
would be passenger aircraft, which
contain smaller ‘‘lower hold’’ cargo
configurations. These ‘‘lower hold’’
configurations are typically 3–4 feet in
height, in which operator personnel
must get on their knees due to the small
hold area and items must be
maneuvered by pushing, pulling, and
sliding cargo.
PHMSA has reviewed the existing
requirements in § 175.88(c), and while
these requirements ensure that packages
are inspected for damage upon initial
acceptance by the operator and forbid
placing aboard an aircraft baggage or
cargo that is contaminated with
hazardous material or appears to be
leaking, they do not address accidental
damage that may be caused through
mishandling of the packages during the
loading process. PHMSA agrees that the
paragraph structure could be
misinterpreted to apply to situations
outside of the loading process.
Therefore, this final rule revises
paragraph (c)(3) consistent with the
language suggested by COSTHA in their
comments.
III. Section-by-Section Review
The following is a section-by-section
review of the amendments in this final
rule:
Part 172
Section 172.101
Section 172.101 contains the
Hazardous Materials Table (HMT) and
provides instructions for its use. Section
172.101(h) describes column (7) of the
HMT, which specifies codes for special
provisions applicable to hazardous
materials. In this final rule, PHMSA is
revising the column (7) special
provisions.
Specifically, PHMSA is removing: (1)
Special provision A3 from all assigned
PG I HMT entries in column (7); and (2)
special provision A6 from all assigned
liquid HMT entries in column (7). Table
1 illustrates the HMT entries for which
changes are proposed:
TABLE 1
UN ID
No.
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Proper shipping name
Acetaldehyde ...........................................................................................................................................................................
Acetic acid, glacial or Acetic acid solution, with more than 80 percent acid, by mass ..........................................................
Acetic acid solution, not less than 50 percent but not more than 80 percent acid, by mass ................................................
Acetic anhydride ......................................................................................................................................................................
Acetyl chloride .........................................................................................................................................................................
Alkali metal alloys, liquid, n.o.s ...............................................................................................................................................
Alkali metal amalgam, liquid ...................................................................................................................................................
Alkali metal dispersions, flammable or Alkaline earth metal dispersions, flammable ............................................................
Alkali metal dispersions, or Alkaline earth metal dispersions .................................................................................................
Alkylphenols, liquid, n.o.s. (including C2–C12 homologues) (PG I) .......................................................................................
Allyl iodide ...............................................................................................................................................................................
Amines, liquid, corrosive, flammable, n.o.s. or Polyamines, liquid, corrosive, flammable, n.o.s. (PG I) ...............................
Amines, liquid, corrosive, n.o.s., or Polyamines, liquid, corrosive, n.o.s. (PG I) ....................................................................
Amyl mercaptan ......................................................................................................................................................................
Antimony pentafluoride ............................................................................................................................................................
Benzyl chloroformate ...............................................................................................................................................................
Boron trifluoride diethyl etherate .............................................................................................................................................
Butyl mercaptan ......................................................................................................................................................................
Chlorite solution .......................................................................................................................................................................
2-Chloropropene ......................................................................................................................................................................
Chromium oxychloride .............................................................................................................................................................
Chromosulfuric acid .................................................................................................................................................................
Corrosive liquid, acidic, inorganic, n.o.s. (PG I) .....................................................................................................................
Corrosive liquid, acidic, organic, n.o.s. (PG I) ........................................................................................................................
Corrosive liquid, basic, inorganic, n.o.s. (PG I) ......................................................................................................................
Corrosive liquid, basic, organic, n.o.s. (PG I) .........................................................................................................................
Corrosive liquid, self-heating, n.o.s. (PG I) .............................................................................................................................
Corrosive liquids, flammable, n.o.s. (PG I) .............................................................................................................................
Corrosive liquids, n.o.s. (PG I) ................................................................................................................................................
Corrosive liquids, oxidizing, n.o.s. ...........................................................................................................................................
Corrosive liquids, toxic, n.o.s. (PG I) ......................................................................................................................................
Corrosive liquids, water-reactive, n.o.s. ..................................................................................................................................
Dichloroacetic acid ..................................................................................................................................................................
Dichloroacetyl chloride ............................................................................................................................................................
Difluorophosphoric acid, anhydrous ........................................................................................................................................
Disinfectant, liquid, corrosive, n.o.s. .......................................................................................................................................
Dyes, liquid, corrosive, n.o.s. or Dye intermediates, liquid, corrosive, n.o.s. (PG I) ..............................................................
Ethyl mercaptan ......................................................................................................................................................................
Ethyldichlorosilane ...................................................................................................................................................................
Fluoroboric acid .......................................................................................................................................................................
Fluorophosphoric acid anhydrous ...........................................................................................................................................
Fluorosilicic acid ......................................................................................................................................................................
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E:\FR\FM\18OCR2.SGM
18OCR2
UN1089
UN2789
UN2790
UN1715
UN1717
UN1421
UN1389
UN3482
UN1391
UN3145
UN1723
UN2734
UN2735
UN1111
UN1732
UN1739
UN2604
UN2347
UN1908
UN2456
UN1758
UN2240
UN3264
UN3265
UN3266
UN3267
UN3301
UN2920
UN1760
UN3093
UN2922
UN3094
UN1764
UN1765
UN1768
UN1903
UN2801
UN2363
UN1183
UN1775
UN1776
UN1778
SP
deletion
A3
A6
A6
A6
A6
A3
A3
A3
A3
A6
A6
A3,
A3,
A6
A6
A3,
A3
A6
A6
A3
A3,
A3,
A6
A6
A6
A6
A6
A6
A6
A6
A6
A6
A6
A6
A6
A6
A6
A6
A3
A6
A6
A6
A6
A6
A6
A6
A6
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52885
TABLE 1—Continued
UN ID
No.
Proper shipping name
Fluorosulfonic acid ..................................................................................................................................................................
Hexafluorophosphoric acid ......................................................................................................................................................
Hydrazine, anhydrous .............................................................................................................................................................
Hydriodic acid (PG II) ..............................................................................................................................................................
Hydrobromic acid, with not more than 49 percent hydrobromic acid (PG II) .........................................................................
Hydrochloric acid (PG II) .........................................................................................................................................................
Hydrofluoric acid and Sulfuric acid mixtures ...........................................................................................................................
Hydrofluoric acid, with more than 60 percent strength ...........................................................................................................
Hydrofluoric acid, with not more than 60 percent strength .....................................................................................................
Hydrogen peroxide and peroxyacetic acid mixtures, stabilized with acids, water, and not more than 5 percent peroxyacetic acid.
Hydrogen peroxide, aqueous solutions with not less than 20 percent but not more than 40 percent hydrogen peroxide
(stabilized as necessary).
Lithium aluminum hydride, ethereal ........................................................................................................................................
Mercaptans, liquid, flammable, toxic, n.o.s. or Mercaptan mixtures, liquid, flammable, toxic, n.o.s. (PG III) .......................
Mercaptans, liquid, toxic, flammable, n.o.s. or Mercaptan mixtures, liquid, toxic, flammable, n.o.s., flash point not less
than 23 degrees C.
Methyldichlorosilane ................................................................................................................................................................
Morpholine ...............................................................................................................................................................................
Nitric acid other than red fuming, with at least 65 percent, but not more than 70 percent nitric acid ...................................
Nitric acid other than red fuming, with more than 20 percent and less than 65 percent nitric acid ......................................
Nitric acid other than red fuming, with not more than 20 percent nitric acid .........................................................................
Nitric acid other than red fuming, with more than 70 percent nitric acid ...............................................................................
Nitrohydrochloric acid ..............................................................................................................................................................
Nitrosylsulfuric acid, liquid .......................................................................................................................................................
Organotin compounds, liquid, n.o.s. (PG I) ............................................................................................................................
Oxidizing liquid, corrosive, n.o.s. (PG I) .................................................................................................................................
Oxidizing liquid, n.o.s. (PG I) ..................................................................................................................................................
Oxidizing liquid, toxic, n.o.s. (PG I) .........................................................................................................................................
Perchloric acid with more than 50 percent but not more than 72 percent acid, by mass .....................................................
Phosphorus tribromide ............................................................................................................................................................
Propanethiols ...........................................................................................................................................................................
Propylene oxide .......................................................................................................................................................................
1,2-Propylenediamine ..............................................................................................................................................................
Propyleneimine, stabilized .......................................................................................................................................................
Selenium oxychloride ..............................................................................................................................................................
Silicon tetrachloride .................................................................................................................................................................
Sulfur chlorides ........................................................................................................................................................................
Sulfuric acid, fuming with less than 30 percent free sulfur trioxide ........................................................................................
Trichloroacetic acid, solution ...................................................................................................................................................
Trifluoroacetic acid ..................................................................................................................................................................
Valeryl chloride ........................................................................................................................................................................
Vanadium oxytrichloride ..........................................................................................................................................................
Vanadium tetrachloride ...........................................................................................................................................................
Vinyl ethyl ether, stabilized .....................................................................................................................................................
Xylyl bromide, liquid ................................................................................................................................................................
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Section 172.102
Special Provisions
Part 175
Section 172.102 lists special
provisions applicable to the
transportation of specific hazardous
materials. Special provisions contain
packaging requirements, prohibitions,
and exceptions applicable to particular
quantities or forms of hazardous
materials. PHMSA is replacing the
existing requirement for tightly closed
metal receptacles in special provision
A3 from § 172.102(b)(2), which applies
only to transportation by aircraft, with
a requirement for rigid and leakproof
receptacles or intermediate packaging
packed with absorbent material.
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Section 175.10
Section 175.10 provides exceptions
for passengers, crewmembers, and air
operators. PHMSA is revising
§ 175.10(a)(18)(i) to authorize
passengers and crewmembers to carry
on board aircraft portable medical
electronic devices containing lithium
metal batteries with a lithium content
exceeding 2 grams per battery, but not
exceeding 8 grams of lithium content
per battery, and no more than two
individually protected lithium metal
spare batteries for these portable
medical electronic devices each
exceeding 2 grams of lithium content,
but not exceeding 8 grams of lithium
content, with the approval of the
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SP
deletion
UN1777
UN1782
UN2029
UN1787
UN1788
UN1789
UN1786
UN1790
UN1790
UN3149
A3, A6
A6
A3, A6
A6
A6
A6
A6
A6
A6
A6
UN2014
A6
UN1411
UN1228
UN3071
A3
A6
A6
UN1242
UN2054
UN2031
UN2031
UN2031
UN2031
UN1798
UN2308
UN2788
UN3098
UN3139
UN3099
UN1873
UN1808
UN2402
UN1280
UN2258
UN1921
UN2879
UN1818
UN1828
UN1831
UN2564
UN2699
UN2502
UN2443
UN2444
UN1302
UN1701
A3
A6
A6
A6
A6
A3
A3
A6
A3
A6
A6
A6
A3
A6
A6
A3
A6
A3
A3, A6
A6
A3
A3
A6
A3, A6
A6
A6
A3, A6
A3
A6
operator. Consistent with the ICAO
Technical Instructions and the current
HMR prohibitions, spare lithium
batteries (i.e., batteries that are not
packed with or contained in equipment)
of any type and for any application
continue to be prohibited from checked
baggage. FAA’s Safety Alert to Operators
(SAFO) 15010 Carriage of Spare Lithium
Batteries in Carry-on and Checked
Baggage 9 provides additional guidance
to operators on this issue.
Section 175.30
Section 175.30 prescribes
requirements for the inspection and
acceptance of hazardous materials.
9 (SAFO) 15010 Carriage of Spare Lithium
Batteries in Carry-on and Checked Baggage.
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PHMSA is revising § 175.30(c)(1) to no
longer prohibit packages or overpacks
containing hazardous materials from
being transported on an aircraft if there
are one or more holes present when the
hole(s) or other indications do not
indicate compromised integrity to the
package or overpack.
Section 175.33
Section 175.33 establishes
requirements for shipping papers and
the information to the pilot-in-command
when hazardous materials are
transported by aircraft. PHMSA is
making revisions to harmonize the
information to the pilot-in-command
requirements in the HMR with those
found in the ICAO Technical
Instructions. Specifically, we are
making revisions to:
• Align the elements that are required
to be provided in the information to the
pilot-in-command;
• Clarify that information to the pilotin-command may be in an electronic
form;
• Ensure the information to the pilotin-command is provided to flight
dispatchers or, when flight dispatchers
are not utilized, other ground support
personnel with operational control of
the aircraft;
• Harmonize with ICAO requirements
addressing when the information must
be provided to the pilot-in-command
and flight dispatchers;
• Require confirmation via signature
or other appropriate indication by the
pilot-in-command to indicate that the
required information was received;
• Clarify that UN3480, UN3481,
UN3090, and UN3091 prepared in
accordance with § 173.185(c), except
§ 173.185(c)(4)(vi), are not required to
appear on the information to the pilotin-command; and
• Require that the information
provided to the pilot-in-command
contain confirmation via signature or
other appropriate indication by the
person responsible for loading the
aircraft that no damaged or leaking
packages or packages showing evidence
of damage or leakage have been loaded
on the aircraft.
Consistent with the ICAO Technical
Instructions, we are also amending
§ 175.33 by removing the requirement to
include additional informational
requirements in § 175.33(a)(1)(i) and (ii).
This information will continue to be
required on shipping papers.
PHMSA has restructured § 175.33 to
separate the requirements for the
information to the pilot-in-command
from those for shipping papers to
address comments to the NPRM from
UPS stating that the proposed text is
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confusing and suggesting revisions to
improve clarity.
Section 175.88
Section 175.88 prescribes
requirements for inspection, orientation,
and securing packages of hazardous
materials aboard aircraft. PHMSA is
amending § 175.88(c) by separating the
provisions of the existing paragraph (c)
into new subparagraphs (1) and (4), and
adding subparagraphs (2) and (3) to
align with part 7;2.4.3 of the ICAO
Technical Instructions. Specifically,
these new paragraphs will require that
hazardous materials be: (1) Secured in
an aircraft in a manner that will prevent
any change in the orientation of the
packages; (2) protected from damage,
including by the movement of baggage,
mail, stores, or other cargo; (3) loaded so
that accidental damage is not caused
through dragging or mishandling; and
(4) Class 7 (radioactive) materials be
secured in a manner that ensures that
the separation requirements of
§§ 175.701 and 175.702 will be
maintained at all times during flight.
IV. Regulatory Analyses and Notices
A. Statutory/Legal Authority for This
Rulemaking
This final rule is published under the
statutory authority of the Federal
hazardous materials transportation law
(Federal hazmat law). 49 U.S.C. 5101 et
seq. Section 5103(b) of the Federal
hazmat law authorizes the Secretary of
Transportation to prescribe regulations
for the safe transportation, including
security, of hazardous materials in
intrastate, interstate, and foreign
commerce. Section 5120(b) of the
Federal hazmat law authorizes the
Secretary of Transportation to ensure
that, to the extent practicable,
regulations governing the transportation
of hazardous materials in commerce are
consistent with standards adopted by
international authorities. The Secretary
has delegated these authorizations to the
Administrator for PHMSA. See 49 CFR
1.97.
This final rule amends regulations to
increase alignment with international
standards by incorporating various
amendments, including changes to
special provisions, packaging
requirements, air transport information
to the pilot-in-command requirements,
and allowances for hazardous materials
to be carried on board an aircraft by
passengers and crewmembers. To this
end, this final rule amends regulations
to more fully align the HMR with the
ICAO Technical Instructions. The large
volume of hazardous materials
transported in international commerce
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warrants the harmonization of domestic
and international requirements to the
greatest extent possible.
Harmonization serves to facilitate
international commerce, while also
promoting the safety of people,
property, and the environment by
reducing the potential for confusion and
misunderstanding that could result if
shippers and operators were required to
comply with two or more conflicting
sets of regulatory requirements.
PHMSA’s goal is to harmonize without
sacrificing the current HMR level of
safety or imposing undue burdens on
the regulated community. We consulted
the FAA in the development of this rule.
B. Executive Order 12866 and DOT
Regulatory Policies and Procedures
This final rule is not considered a
significant regulatory action under
section 3(f) of Executive Order 12866,
‘‘Regulatory Planning and Review,’’ 58
FR 51735 (Oct. 4, 1993) and, therefore,
was not reviewed by the Office of
Management and Budget. Accordingly,
this final rule is not considered a
significant rule under the Regulatory
Policies and Procedures of the
Department of Transportation. 44 FR
11034 (Feb. 26, 1979).
Benefits of the Rule
PHMSA analyzed the expected
benefits of these provisions in this final
rule. Typically, the benefits of rules are
derived from (1) enhanced health and
safety factors and (2) reduced
expenditures, such as private-sector
savings, government administrative
savings, gains in work time,
harmonization impacts, and costs of
compliance. In the case of this final
rule, most of the benefits will be derived
from health and safety factors, as well
as reduced compliance costs.
The health and safety benefits
specifically attributable to modifications
of the information to the pilot-incommand requirements are not easily
calculable with any degree of accuracy.
The requirements for pilot-incommand’s signature and confirmation
from the person responsible for loading
the aircraft will result in more effective
and efficient response in the event of an
aviation incident. The requirement that
packages be protected from damage
during loading operations will result in
increased safety and environmental
protection. Benefits will also be realized
through a more efficient response time
because of emergency response
personnel having quicker access to
hazardous materials information for
each flight.
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Cost Reducing Aspects of
Harmonization
The primary cost savings expected
from this final rule result from reduced
packaging costs in relation to the
removal of special provision A3 from all
assigned PG I HMT entries and special
provision A6 from all assigned liquid
HMT entries. Additionally, while they
have not been quantified, PHMSA
expects cost savings from the final rule’s
general harmonization of information to
the pilot-in-command requirements and
support for the use of electronic formats.
Currently, compliance with special
provisions A3 and A6 requires domestic
shippers to use extra 10 or more
expensive 11 materials. Shippers also
incur higher freight charges for shipping
packages with higher package weights.12
PHMSA estimates that the partial
removal of A3 and complete removal of
A6 for liquids, as well as that of the
associated intermediate packaging
requirements, will provide
undiscounted annual cost savings of
$1,814,643 in reduced packaging costs
to shippers.
To arrive at these cost savings,
PHMSA (1) analyzed commodity flow
survey data for commodities assigned
A3, A6, or both in the HMR; (2)
determined an estimate of total tons of
freight for affected commodities offered
for transportation by aircraft annually;
(3) used this general commodity flow
survey data to estimate the number of
impacted packages; and (4) determined
a cost basis for packages prepared under
existing requirements versus
requirements in this final rule.
A summary of the cost savings
calculation method is as follows.
PHMSA estimated the cost savings by
comparing the difference in costs
between the pre- and post-final rule
options for each shipping scenario
identified for commodities potentially
subject to A3 or A6. For the purposes of
this analysis, we assumed that relatively
inexpensive metal, plastic, and glass
packaging could be used for inner and
intermediate receptacles. There are no
costs specifically attributable to the A3
compliance requirements because the
least cost option for shipping is to use
metal or plastic containers, and A3
applies to shipments in glass containers.
While some commodities are shipped in
glass containers due to various factors
(e.g. ensuring product composition is
10 A metal container enclosing either a plastic or
glass container.
11 A metal or glass container rather than a plastic
container.
12 Having a metal container enclosing a plastic/
glass container will add weight. Likewise, using a
metal or glass container rather than a plastic
container will add weight.
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maintained, customer demand, or
specific retail requirements), the
analysis assumed that shippers always
choose the least cost option. We were
unable to quantify the number of A3
shipments that are currently voluntarily
offered in glass inner packagings. The
potential cost savings per package are
due to increased flexibility posed by the
use of any rigid intermediate packaging
instead of the single metal type
currently required.
PHMSA estimated the compliance
costs attributable to A6 compliance
requirements, which vary by type of
shipment and packaging type. For
example, the difference in the
compliance cost for a one-gallon
shipment using UN specification
packaging for materials corrosive to
metal is estimated at $3.82 for Packing
Groups I, II or III. The estimated number
of tons subject to A6 for UN
specification packaging (corrosive to
metal and PG I) is 641. The number of
packages affected depends on the
average inner receptacle volumes
applicable to each packing group and
restriction type. These calculations
assume that the density of the chemicals
is the same as that of water (i.e., one ton
of each affected commodity has a
volume of 239.65 gallons). Therefore, if
the number of gallons per package for a
commodity corrosive to metal and PG I
is 0.66, the estimated number of
packages per ton for that commodity is
363 (239.65/0.66). Thus, the total
number of packages is 232,683 packages
= 363 packages/ton multiplied by 641
tons. The total annual shipping cost
difference is estimated at $889,434 by
multiplying the cost difference per
package noted above of $3.82 by the
number of affected packages, 232,836.
Similarly, PHMSA estimates the annual
shipping cost difference for UN
specification packaging for PG I
materials not corrosive to metal at
$159,150 and the total annual shipping
cost difference for PG II materials
corrosive and not corrosive to metal at
$766,059. Therefore, the annual
shipping cost difference for all PGs is
estimated at $1,814,643 ($889,434 +
$159,150 + $766,059).
The reduced expenditure cost savings
associated with the general
harmonization of the information to the
pilot-in-command requirements are not
easily calculable. Inconsistent
hazardous materials regulations result
in additional compliance costs for
industry and increase compliance
training efforts, whereas consistency of
regulations reduces regulatory
compliance costs and helps to avoid
rejected or frustrated shipments.
Clarifying that the term ‘‘written’’ in the
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52887
information to the pilot-in-command
applies to handwritten, printed, or
electronic formats supports the use of
electronic methods as air operators
continue to move away from paper
documents and towards electronic
systems. Cost savings may be realized
by utilizing existing messaging systems
for direct upload of information to and
retrieval from, the cockpit. In addition,
there may be cost savings for operators
electing to use electronic information
methods as they will not have to
physically print the information for use
and retention purposes. PHMSA expects
the increased harmonization of the HMR
and ICAO Technical Instructions to
generate cost savings by streamlining
the processes for information to the
pilot-in-command generation.
Costs of Harmonization
The primary costs associated with this
final rule are time costs related to
requirements for (1) confirmation via
signature or other appropriate
indication by the person responsible for
loading the aircraft that no damaged or
leaking packages were loaded on the
aircraft, and (2) confirmation via
signature or other appropriate
indication by the pilot-in-command to
indicate that the required information
was received. PHMSA estimates the
annual costs associated with
harmonizing the HMR information to
the pilot-in-command requirements
with those found in the ICAO Technical
Instructions to be $795,318. This
estimate is the total annual costs in 2016
dollars of the additional costs for pilot
($465,966) and loader ($106,845)
acknowledgements plus HMR training
costs ($222,507).
A summary of the annual cost
calculation is as follows. PHMSA
estimates there are between 1,056 and
9,920 projected flights 13 daily carrying
hazmat that would be subject to
harmonized HMR and ICAO
information to the pilot-in-command
requirements with a mean daily value of
5,415 (1,976,475 annual). The estimated
pilot acknowledgement cost of $0.2414
(based on average pilot salary and five
seconds per action) per information
received by the pilot-in-command
multiplied by the estimated annual
number of associated flights results in a
total cost of $465,966. Person(s)
responsible for loading the aircraft costs
were calculated in the same manner as
pilots but with an estimated
13 PHMSA consulted with the FAA to derive the
number of affected flights subject to this
requirement.
14 Bureau of Labor Statistics Occupational
Employment and Wages, May 2016: 53–2011
Airline Pilots, Copilots, and Flight Engineers,
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acknowledgement cost of $0.05 15 per
information to the pilot-in-command
resulting in an estimated cost of
$106,845. Based on FAA air operator
data, the number of additional
employees requiring training is
estimated at 2,086 at an estimated
training cost of $107 per trainee per
year. The estimated annual expected
industry training costs in 2016 dollars
would then be $222,507 = 2,086
employees multiplied by $107 per
employee. PHMSA notes that many air
operators already comply with ICAO’s
information to the pilot-in-command
requirements; therefore, it is likely that
this analysis has overestimated the cost
of harmonization. The HMR currently
require confirmation that no damaged or
leaking packages have been loaded on
the aircraft. In satisfying this current
requirement, it is assumed that many
operators are already using the specific
confirmation requirement (signature or
other indication) from the person
responsible for loading the aircraft,
which would already be accounted for
in time costs.
Under current practice, the
information is transmitted to the pilotin-command. We assume the additional
provision of identical information to the
flight dispatcher (or other personnel)
will incur negligible costs, if any,
especially as we understand this to be
a common industry practice. In the
NPRM, PHMSA invited comments on
this assumption and on any
unanticipated costs associated with the
proposed requirement. While PHMSA
did not receive any specific comments
on additional costs associated with
providing the same information to the
flight dispatcher, all of the commenters
provided strong support for
harmonizing with the information to the
pilot-in-command provisions of the
ICAO Technical Instructions.
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Net Cost Savings
Based on the previous discussions of
benefits, costs, and cost savings PHMSA
estimates the net annual cost savings
associated with this final rule (2137–
AF10) to be $1,019,325.
C. Executive Order 13771
Executive Order 13771 (‘‘Reducing
Regulation and Controlling Regulatory
Costs’’), issued January 30, 2017,
provides that ‘‘it is essential to manage
the costs associated with the
governmental imposition of private
expenditures required to comply with
Federal regulations.’’ Toward that end,
E.O. 13771 directs agencies to (1)
15 Occupational Employment and Wages, May
2016: 53–1011 Aircraft Cargo Handling Supervisors.
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identify two potential deregulatory
actions for each new E.O. 13771
regulatory action, and (2) limit the
incremental costs of new regulations
overall on a fiscal year basis. This final
rule is considered an E.O. 13771
deregulatory action. Details on the
estimated cost savings of this final rule
are described above.
D. Executive Order 13132
This final rule has been analyzed in
accordance with the principles and
criteria contained in Executive Order
13132, ‘‘Federalism,’’ 64 FR 43255 (Aug.
10, 1999). The regulatory changes in this
final rule preempt State, local, and
Indian tribe requirements but do not
have substantial direct effects on the
States, the relationship between the
national government and the States, or
the distribution of power and
responsibilities among the various
levels of government. Therefore, the
consultation and funding requirements
of Executive Order 13132 do not apply.
The Federal hazardous materials
transportation law, 49 U.S.C. 5101–
5128, contains an express preemption
provision, 49 U.S.C. 5125(b), that
preempts State, local, and Indian tribe
requirements on certain covered
subjects, as follows:
(1) The designation, description, and
classification of hazardous material;
(2) The packing, repacking, handling,
labeling, marking, and placarding of
hazardous material;
(3) The preparation, execution, and
use of shipping documents related to
hazardous material and requirements
related to the number, contents, and
placement of those documents;
(4) The written notification,
recording, and reporting of the
unintentional release in transportation
of hazardous material; and
(5) The design, manufacture,
fabrication, inspection, marking,
maintenance, reconditioning, repair, or
testing of a packaging or container
represented, marked, certified, or sold
as qualified for use in transporting
hazardous material in commerce.
This final rule addresses covered
subject items (2), (3), and (5) above and
preempts State, local, and Indian tribe
requirements not meeting the
‘‘substantively the same’’ standard. This
final rule is necessary to harmonize
with international standards. If the
changes are not adopted into the HMR,
U.S. companies—including numerous
small entities competing in foreign
markets—would be at an economic
disadvantage because of their need to
comply with a dual system of
regulations. The changes in this
rulemaking are intended to avoid this
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result. Federal hazardous materials
transportation law provides that, if DOT
issues a regulation concerning any of
the covered subjects, DOT must
determine and publish in the Federal
Register the effective date of Federal
preemption. 49 U.S.C. 5125(b)(2). The
effective date may not be earlier than
the 90th day following the date of
issuance of the final rule and not later
than two years after the date of issuance.
PHMSA is setting the effective date of
Federal preemption to be 90 days from
publication of a final rule in this matter.
E. Executive Order 13175
This final rule was analyzed in
accordance with the principles and
criteria contained in Executive Order
13175, ‘‘Consultation and Coordination
with Indian Tribal Governments,’’ 65 FR
67249 (Nov. 9, 2000). Because this final
rule does not have tribal implications,
does not impose substantial direct
compliance costs, and is required by
statute, the funding and consultation
requirements of Executive Order 13175
do not apply.
F. Regulatory Flexibility Act, Executive
Order 13272, and DOT Policies and
Procedures
This final rule was developed in
accordance with Executive Order 13272,
‘‘Proper Consideration of Small Entities
in Agency Rulemaking,’’ 67 FR 53461
(Aug. 16, 2002) and DOT’s Policies and
Procedures to promote compliance with
the Regulatory Flexibility Act, 5 U.S.C.
601 et seq., and ensure that potential
impacts of draft rules on small entities
are properly considered. The Regulatory
Flexibility Act requires an agency to
review regulations to assess their
economic impact on small entities,
unless the agency determines that a rule
is not expected to have a significant
economic impact on a substantial
number of small entities.
This final rule facilitates the
transportation of hazardous materials in
international commerce by increasing
consistency with international
standards. It applies to offerors and
carriers of hazardous materials, some of
whom are small entities, such as
chemical manufacturers, users and
suppliers, packaging manufacturers,
distributors, aircraft operators, and
training companies. As previously
discussed in Section IV, Subsection B
(Executive Order 12866, Executive
Order 13563, and DOT Regulatory
Policies and Procedures), PHMSA
expects that the majority of amendments
in this final rule will result in cost
savings and ease the regulatory
compliance burden for shippers engaged
in domestic and international
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commerce, including trans-border
shipments within North America. Many
companies will realize economic
benefits as a result of these
amendments. Additionally, the changes
effected by this final rule will relieve
U.S. companies, including small entities
competing in foreign markets, from the
burden of complying with a dual system
of regulations. Therefore, we certify that
these amendments will not have a
significant economic impact on a
substantial number of small entities.
G. Paperwork Reduction Act
PHMSA currently has an approved
information collection under Office of
Management and Budget (OMB) Control
Number 2137–0034, ‘‘Hazardous
Materials Shipping Papers and
Emergency Response Information.’’ We
anticipate that this final rule will result
in an increase in the annual burden of
this information collection because of
an increase in the amount of time
needed to complete the information to
the pilot-in-command due to additional
requirements for (1) confirmation via
signature or other appropriate
indication by the person responsible for
loading the aircraft that no damaged or
leaking packages were loaded on the
aircraft, and (2) confirmation via
signature or other appropriate
indication by the pilot-in-command that
the required information was received.
PHMSA did not receive any comments
on the changes to this information
collection burden in response to the
NPRM.
This rulemaking identifies a revised
information collection that PHMSA will
submit to OMB for approval based on
the requirements in this final rule.
PHMSA has developed burden
estimates to reflect changes and
estimates that the information collection
and recordkeeping burden in this rule
are as follows:
OMB Control Number: 2137–0034.
Annual Increase in Number of
Respondents: 150.
Annual Increase in Annual Number of
Responses: 1,976,475.
Annual Increase in Annual Burden
Hours: 5,474.
Annual Increase in Annual Burden
Costs: $572,811.
PHMSA will submit the revised
information collection and
recordkeeping requirements to OMB for
approval.
H. Regulation Identifier Number (RIN)
A regulation identifier number (RIN)
is assigned to each regulatory action
listed in the Unified Agenda of Federal
Regulations. The Regulatory Information
Service Center publishes the Unified
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Agenda in the Spring and Fall of each
year. The RIN contained in the heading
of this document can be used to crossreference this action with the Unified
Agenda.
I. Unfunded Mandates Reform Act
This final rule does not impose
unfunded mandates under the
Unfunded Mandates Reform Act of
1995. It does not result in costs of
$141.3 million or more, adjusted for
inflation, to either State, local, or tribal
governments, in the aggregate, or to the
private sector in any one year, and is the
least burdensome alternative that
achieves the objective of the rule.
J. Environmental Assessment
The National Environmental Policy
Act of 1969, 42 U.S.C. 4321–4375,
requires that Federal agencies analyze
proposed actions to determine whether
the action will have a significant impact
on the human environment. The
Council on Environmental Quality
requires agencies to conduct an
environmental review considering (1)
the need for the proposed action, (2)
alternatives to the proposed action, (3)
probable environmental impacts of the
action and the alternatives, and (4) the
agencies and persons consulted during
the consideration process. 40 CFR
1508.9(b).
1. Purpose and Need
In this final rule, PHMSA is amending
the HMR to increase harmonization
with international standards and to
address four petitions for rulemaking
submitted by shippers, carriers,
manufacturers, and industry
representatives. These revisions are
intended to harmonize with
international standards, while also
maintaining or enhancing safety.
Specifically, PHMSA, consistent with
P–1487, is harmonizing the HMR with
the 2017–2018 ICAO Technical
Instructions’ requirements for the
information to the pilot-in-command,
for the air operator to provide the
information to the pilot-in-command to
the flight dispatcher, and for the air
operator to obtain and retain a
confirmation that the information to the
pilot-in-command was received by the
pilot-in-command. This final rule
addresses three additional petitions for
rulemaking (P–1637, P–1649, and P–
1671) to: (1) More closely harmonize
with the ICAO Technical Instructions in
regard to intermediate packaging
requirements for certain low and
medium danger hazardous materials; (2)
add an exception to allow passengers to
bring on board an aircraft portable
medical electronic devices containing
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lithium metal batteries that exceed the
current lithium battery limits in
§ 175.10(a)(18)(i), as well as spare
batteries for these devices with the
approval of the operator; and (3) remove
language prohibiting any package or
overpack containing hazardous
materials from being transported on an
aircraft if it has holes when there is no
indication that the integrity of the
package or overpack has been
compromised. All of these amendments
more closely harmonize U.S. regulations
with international standards.
This action is necessary to: (1) Fulfill
PHMSA’s statutory directive to promote
transportation safety; (2) fulfill
PHMSA’s statutory directive under the
Administrative Procedure Act (APA)
that requires Federal agencies to give
interested persons the right to petition
an agency to issue, amend, or repeal a
rule, 5 U.S.C. 553(e); (3) align the HMR
with international transport standards
and requirements to the extent
practicable in accordance with Federal
hazmat law, 49 U.S.C. 5120; and (4)
simplify and clarify the regulations in
order to promote understanding and
compliance. Specifically, this
rulemaking achieves these goals by
responding to petitions (P–1487, P–
1637, P–1649, and P–1671).
With this action, we are more closely
align the HMR with international
transport standards and requirements,
without diminishing the level of safety
currently provided by the HMR or
imposing undue burdens on the
regulated public.
2. Alternatives
In developing this rulemaking,
PHMSA considered the following
alternatives:
No Action Alternative:
If PHMSA had selected the No Action
Alternative, regulations would remain
in place and no new provisions would
be added. However, efficiencies gained
through harmonization in updates to
information to the pilot-in-command
requirements; intermediate packaging
requirements; passenger carriage of
portable medical electronic devices
containing certain lithium metal
batteries; acceptance/transport of
packages with small holes that do not
compromise the package integrity;
ensuring that hazardous materials
loaded in an aircraft are protected from
damage; etc., would not be realized.
Preferred Alternative:
PHMSA selected the Preferred
Alternative. The amendments included
in this alternative are more fully
addressed in the preamble and
regulatory text sections of this final rule.
However, they include the following:
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(1) Harmonize the HMR and ICAO
Technical Instructions information to
the pilot-in-command requirements. In
this final rule, PHMSA is more closely
aligning the information to the pilot-incommand requirements in the HMR to
the ICAO Technical Instructions. This
includes information required, when the
information must be provided to the
pilot-in-command and flight
dispatchers, and requirements for
verifying that the information was
received by the pilot-in-command.
(2) More closely harmonize with the
ICAO Technical Instructions in regard
to intermediate packaging requirements
for certain low and medium danger
hazardous materials. In this final rule,
PHMSA is removing all references to
special provision A6 assigned to liquids
in the Hazardous Materials Table.
Additionally, this final rule amends
special provision A3 to authorize
additional intermediate packagings.
(3) Add an exception to allow
passengers, with the approval of the
operator, to bring on board an aircraft
a portable medical electronic device
that exceeds the lithium battery limits in
§ 175.10(a)(18)(i). In this final rule,
PHMSA is amending § 175.10(a)(18)(i)
to increase the quantity limits
applicable to the transportation of
portable medical electronic devices
containing lithium metal batteries and
spare batteries for these devices carried
on an aircraft. The current HMR limit all
lithium metal batteries to a lithium
content of not more than 2 grams per
battery regardless of end use, whereas
the ICAO Technical Instructions allow
portable medical electronic devices
containing lithium metal batteries with
up to 8 grams of lithium (as well as
spare batteries for these devices) to be
carried on board an aircraft.
(4) Amend the package inspection
and securing requirements. In this final
rule, PHMSA is amending § 175.30(c)(1)
to remove language prohibiting any
package or overpack containing
hazardous materials from being
transported on an aircraft if it has holes.
Additionally, PHMSA is revising
§ 175.88(c) to require hazardous
materials loaded in an aircraft to be
protected from damage, including by the
movement of baggage, mail, stores, or
other cargo, consistent with general
loading requirements found in the ICAO
Technical Instructions.
3. Probable Environmental Impacts of
the Alternatives
No Action Alternative:
If PHMSA had selected the No Action
Alternative, regulations would remain
in place and no new provisions would
be added. However, efficiencies gained
VerDate Sep<11>2014
17:38 Oct 17, 2018
Jkt 247001
through harmonization of transport
standards would not be realized.
Foregone efficiencies in the No Action
Alternative include freeing up limited
resources to concentrate on air transport
hazard communication issues of
potentially much greater environmental
impact.
Additionally, the Preferred
Alternative encompasses enhanced and
clarified regulatory requirements, which
would result in increased compliance
and less environmental and safety
incidents. Not adopting the
environmental and safety requirements
under the No Action Alternative would
result in a lost opportunity for reducing
environmental and safety-related
incidents.
Greenhouse gas emissions would
remain the same under the No Action
Alternative.
Preferred Alternative:
PHMSA selected the Preferred
Alternative. We believe that safety and
environmental risks will be reduced and
that protections to human health and
environmental resources will be
increased. Consistency between U.S.
and international information to the
pilot-in-command requirements can
enhance the safety and environmental
protection of hazardous materials
transportation, reduce compliance costs,
increase the flow of hazardous materials
from their points of origin to their
points of destination (or diversion
airport when required), and improve the
emergency response in the event of a
hazardous materials incident or
accident.
Overall, harmonization will result in
more targeted and effective training and
thereby enhanced environmental
protection. These amendments will
reduce inconsistent hazardous materials
regulations, which can increase the time
and cost of compliance training. For
ease of compliance with appropriate
regulations, operators engaged in the
transportation of hazardous materials
generally elect to accept and transport
hazardous materials in accordance with
the ICAO Technical Instructions, as
appropriate. Increasing consistency
between these international regulations
and the HMR allows shippers and
carriers to more efficiently train hazmat
employees in their responsible
functions. PHMSA believes that these
amendments, which will increase
standardization and consistency of
regulations, will result in greater
protection of human health and the
environment:
(1) More closely harmonize the HMR
and ICAO Technical Instructions
information to the pilot-in-command
requirements. Harmonization of
PO 00000
Frm 00014
Fmt 4701
Sfmt 4700
information to the pilot-in-command
requirements will (1) allow operators to
streamline compliance and training
programs, (2) result in emergency
response personnel having quicker
access to hazmat information for each
flight, (3) remove the requirement to
supply data elements required under
shipping paper provisions, and (4)
provide flight dispatchers access to
hazmat information and relieve the
pilot-in-command of the responsibility
of communicating this information to
Air Traffic Control (ATC) and Aircraft
Rescue and Firefighting (ARFF)
personnel.
Greenhouse gas emissions would
remain the same under this amendment.
(2) More closely harmonize with the
ICAO Technical Instructions in regard
to intermediate packaging requirements
for certain low and medium danger
hazardous materials. Deleting the
assignment of special provisions A3
(partial) and A6 (for liquids) more
closely harmonizes the HMR with
ICAO’s packing instructions and
removes a requirement that, according
to the petitioner, is a barrier to trade for
U.S. exports, while still maintaining an
appropriate level of safety. Existing
requirements in § 173.27(d) and (e) for
inner packagings to have a secondary
means of closure and to be placed in
either a rigid and leakproof receptacle or
an intermediate packaging with
absorbent material make special
provisions A3 and A6 redundant for PG
I commodities. Additionally, the
requirements in § 173.27(d) for inner
packagings to have a secondary means
of closure or a leakproof liner or bag
adequately address the hazards that
special provision A6 was designed to
mitigate for PG II and III liquid
materials.
Greenhouse gas emissions would
remain the same under this amendment.
(3) Add an exception to allow
passengers, with the approval of the
operator, to bring on board an aircraft
a portable medical electronic device
that exceeds the lithium metal battery
limits in § 175.10(a)(18)(i). Harmonizing
with the ICAO Technical Instructions in
this area will assist the traveling public
who rely on their portable medical
electronic devices powered by lithium
metal batteries. This revision will be
consistent with the FAA Modernization
and Reform Act.
Greenhouse gas emissions would
remain the same under this amendment.
(4) Amend the package inspection
and securing requirements.
Harmonizing with the ICAO Technical
Instructions in this area will address the
overly prescriptive requirements for
package inspection and securing, which
E:\FR\FM\18OCR2.SGM
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Federal Register / Vol. 83, No. 202 / Thursday, October 18, 2018 / Rules and Regulations
currently result in acceptance rejections
from operators and freight forwarders.
Further, harmonization will result in
more targeted and effective training and
thereby enhanced environmental
protection. These amendments will
reduce inconsistent hazardous materials
regulations, which hamper compliance
training efforts.
Greenhouse gas emissions would
remain the same under this amendment.
4. Agencies Consulted
PHMSA coordinated with the U.S.
Federal Aviation Administration, the
Federal Motor Carrier Safety
Administration, the Federal Railroad
Administration, and the U.S. Coast
Guard, in the development of this final
rule. PHMSA considered the views
expressed in comments to the NPRM
submitted by members of the public,
State and local governments, and
industry.
5. Conclusion
The provisions of this final rule build
on current regulatory requirements to
enhance the transportation safety and
security of shipments of hazardous
materials transported by aircraft,
thereby reducing the risks of an
accidental or intentional release of
hazardous materials and consequent
environmental damage. PHMSA
concludes that the net environmental
impact will be positive and that there
are no significant environmental
impacts associated with this final rule.
K. Privacy Act
In accordance with 5 U.S.C. 553(c),
DOT solicits comments from the public
to better inform its rulemaking process.
DOT posts these comments, without
edit, including any personal information
the commenter provides, to
www.regulations.gov, as described in
the system of records notice (DOT/ALL–
14 FDMS), which can be reviewed at
www.dot.gov/privacy.
L. Executive Order 13609 and
International Trade Analysis
khammond on DSK30JT082PROD with RULES2
Under Executive Order 13609,
‘‘Promoting International Regulatory
Cooperation,’’ 77 FR 26413 (May 4,
VerDate Sep<11>2014
17:38 Oct 17, 2018
Jkt 247001
2012), agencies must consider whether
the impacts associated with significant
variations between domestic and
international regulatory approaches are
unnecessary or may impair the ability of
American business to export and
compete internationally. In meeting
shared challenges involving health,
safety, labor, security, environmental,
and other issues, international
regulatory cooperation can identify
approaches that are at least as protective
as those that are or would be adopted in
the absence of such cooperation.
International regulatory cooperation can
also reduce, eliminate, or prevent
unnecessary differences in regulatory
requirements.
Similarly, the Trade Agreements Act
of 1979, Public Law 96–39, as amended
by the Uruguay Round Agreements Act,
Public Law 103–465, prohibits Federal
agencies from establishing any
standards or engaging in related
activities that create unnecessary
obstacles to the foreign commerce of the
United States. For purposes of these
requirements, Federal agencies may
participate in the establishment of
international standards, so long as the
standards have a legitimate domestic
objective, such as providing for safety,
and do not operate to exclude imports
that meet this objective. The statute also
requires consideration of international
standards and, where appropriate, that
they be the basis for U.S. standards.
PHMSA and the FAA participate in
the establishment of international
standards to protect the safety of the
American public. We have assessed the
effects of this final rule to ensure that it
does not cause unnecessary obstacles to
foreign trade. In fact, the final rule is
designed to facilitate international trade
by eliminating differences between the
domestic and international air
transportation requirements.
Accordingly, this rulemaking is
consistent with Executive Order 13609
and PHMSA’s obligations under the
Trade Agreement Act, as amended.
U.S.C. 272 note, directs Federal agencies
to use voluntary consensus standards in
their regulatory activities unless doing
so would be inconsistent with
applicable law or otherwise impractical.
Voluntary consensus standards are
technical standards (e.g., specification
of materials, test methods, or
performance requirements) that are
developed or adopted by voluntary
consensus standard bodies. This final
rule does not involve voluntary
consensus standards.
List of Subjects
49 CFR Part 172
Education, Hazardous materials
transportation, Hazardous waste,
Incorporation by reference, Labeling,
Markings, Packaging and containers,
Reporting and recordkeeping
requirements.
49 CFR Part 175
Hazardous materials transportation,
Incorporation by reference, Operators,
Reporting and recordkeeping
requirements.
In consideration of the foregoing,
PHMSA is amending 49 CFR chapter I
as follows:
PART 172—HAZARDOUS MATERIALS
TABLE, SPECIAL PROVISIONS,
HAZARDOUS MATERIALS
COMMUNICATIONS, EMERGENCY
RESPONSE INFORMATION, TRAINING
REQUIREMENTS, AND SECURITY
PLANS
1. The authority citation for part 172
continues to read as follows:
■
Authority: 49 U.S.C. 5101–5128, 44701; 49
CFR 1.81, 1.96 and 1.97.
2. In § 172.101, the Hazardous
Materials Table is amended by revising
the following entries in the appropriate
alphabetical sequence:
■
M. National Technology Transfer and
Advancement Act
§ 172.101 Purpose and use of the
hazardous materials table.
The National Technology Transfer
and Advancement Act of 1995, 15
*
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52891
*
*
*
BILLING CODE 4910–60–P
E:\FR\FM\18OCR2.SGM
18OCR2
*
VerDate Sep<11>2014
17:38 Oct 17, 2018
G ............
(1)
Symbols
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E:\FR\FM\18OCR2.SGM
18OCR2
Amine, liquid, corrosive,
flammable, n.o.s. or
Polyamines, liquid,
corrosive, flammable,
n.o.s.
Allyl iodide ....................
Alkylphenols, liquid,
n.o.s. (including C2–
C12 homologues).
Alkali metal dispersions,
flammable or Alkaline
earth metal dispersions, flammable.
Alkali metal dispersions,
or Alkaline earth
metal dispersions.
Alkali metal alloys, liquid, n.o.s.
Alkali metal amalgam,
liquid.
Acetyl chloride ..............
Acetic anhydride ...........
Acetic acid, glacial or
Acetic acid solution,
with more than 80
percent acid, by mass.
Acetic acid solution, not
less than 50 percent
but not more than 80
percent acid, by mass.
Acetaldehyde ................
(2)
Hazardous materials
descriptions and
proper
shipping
names
khammond on DSK30JT082PROD with RULES2
*
*
*
*
*
*
*
*
*
(3)
8
3
UN2734 ....
UN1723 ....
UN3145 ....
UN1391 ....
4.3
8
UN3482 ....
4.3
UN1389 ....
4.3
UN1717 ....
UN1421 ....
3
UN1715 ....
UN2790 ....
8
8
UN2789 ....
UN1089 ....
8
3
(4)
Identification
No.
4.3
Hazard
class or
division
*
8, 3 ...........
8, 3 ...........
*
I ................
II ...............
*
3, 8 ...........
8 ...............
8 ...............
II ...............
III ..............
*
II ...............
*
8 ...............
4.3 ............
*
4.3, 3 ........
4.3 ............
*
4.3 ............
*
3, 8 ...........
*
8, 3 ...........
8 ...............
*
8, 3 ...........
*
3 ...............
(6)
Label
codes
*
I ................
I ................
*
I ................
I ................
*
I ................
*
II ...............
*
II ...............
II ...............
*
II ...............
*
I ................
(5)
PG
IB2, T11, TP2, TP27 ....
*
N34, T14, TP2, TP27 ...
*
A3, IB1, N34, T7, TP2,
TP13.
IB2, T11, TP2, TP27 ....
IB3, T7, TP1, TP28 ......
*
T14, TP2 ......................
A2, A7, W31 .................
*
A2, A7, W31 .................
A2, A7, N34, W31 ........
*
A2, A7, B48, N34, W31
*
A3, A7, IB1, N34, T8,
TP2.
*
A3, A7, A10, B2, IB2,
T7, TP2.
148, A3, A7, A10, B2,
IB2, T7, TP2.
*
A3, A7, A10, B2, IB2,
T7, TP2.
*
B16, T11, TP2, TP7 .....
(7)
Special provisions
(§ 172.102)
None .........
*
None .........
*
150 ...........
154 ...........
154 ...........
*
None .........
None .........
*
None .........
None .........
*
None .........
*
150 ...........
*
154 ...........
154 ...........
*
154 ...........
*
None .........
(8A)
Exceptions
202 ...........
201 ...........
202 ...........
202 ...........
203 ...........
201 ...........
201 ...........
201 ...........
201 ...........
201 ...........
202 ...........
202 ...........
202 ...........
202 ...........
201 ...........
(8B)
Non-bulk
Packaging
(§ 173.***)
(8)
243 ...........
*
243 ...........
*
243 ...........
242 ...........
241 ...........
*
243 ...........
244 ...........
*
244 ...........
244 ...........
*
244 ...........
*
243 ...........
*
243 ...........
242 ...........
*
243 ...........
*
243 ...........
(8C)
Bulk
1 L ............
*
0.5 L .........
*
1 L ............
1 L ............
5 L ............
*
0.5 L .........
Forbidden
*
Forbidden
Forbidden
*
Forbidden
*
1 L ............
*
1 L ............
1 L ............
*
1 L ............
*
Forbidden
(9A)
Passenger
aircraft/rail
30 L ..........
2.5 L .........
5 L ............
30 L ..........
60 L ..........
2.5 L .........
1 L ............
1 L ............
1 L ............
1 L ............
5 L ............
30 L ..........
30 L ..........
30 L ..........
30 L ..........
(9B)
Cargo aircraft only
Quantity limitations
(see §§ 173.27
and 175.75)
(9)
A ............
A ............
B ............
B.
A.
B.
D ............
D ............
D ............
D ............
B ............
A ............
A.
A.
E.
(10A)
Location
52
52
40
13, 52, 148
13, 52, 148
13, 40, 52,
148
13, 52, 148
40
40
(10B)
Other
Vessel stowage
(10)
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VerDate Sep<11>2014
Antimony pentafluoride
Amyl mercaptan ...........
Amines, liquid, corrosive, n.o.s. or
Polyamines, liquid,
corrosive, n.o.s.
Jkt 247001
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E:\FR\FM\18OCR2.SGM
Corrosive liquid, acidic,
organic, n.o.s.
Corrosive liquid, basic,
inorganic, n.o.s.
Corrosive liquid, basic,
organic, n.o.s.
G ............
G ............
G ............
Corrosive liquid, acidic,
inorganic, n.o.s.
Chromosulfuric acid .....
Chromium oxychloride
2-Chloropropene ..........
Chlorite solution ...........
Butyl mercaptan ...........
Boron trifluoride diethyl
etherate.
17:38 Oct 17, 2018
Benzyl chloroformate ...
G ............
G ............
khammond on DSK30JT082PROD with RULES2
*
*
*
*
*
*
*
*
*
*
18OCR2
8
8
8
8
8
8
3
8
3
8
8
8
3
8
UN3267 ....
UN3266 ....
...................
UN3265 ....
UN3264 ....
UN2240 ....
UN1758 ....
UN2456 ....
UN1908 ....
UN2347 ....
UN2604 ....
UN1739 ....
UN1732 ....
UN1111 ....
UN2735 ....
8 ...............
III ..............
8 ...............
8 ...............
8 ...............
8 ...............
8 ...............
II ...............
III ..............
I ................
II ...............
III ..............
8 ...............
III ..............
8 ...............
8 ...............
II ...............
I ................
8 ...............
8 ...............
8 ...............
II ...............
III ..............
I ................
*
8 ...............
*
8 ...............
*
8 ...............
*
3 ...............
8 ...............
*
8 ...............
*
3 ...............
*
8, 3 ...........
*
8 ...............
*
8, 6.1 ........
*
I ................
*
I ................
*
I ................
*
I ................
III ..............
*
II ...............
*
II ...............
*
I ................
*
I ................
*
II ...............
*
3 ...............
8 ...............
II ...............
*
II ...............
8 ...............
I ................
B2, IB2, T11, TP2,
TP27.
IB3, T7, TP1, TP28 ......
386, B2, IB2, T11, TP2,
TP27.
IB3, T7, TP1, TP28 ......
B10, T14, TP2, TP27 ...
148, B2, IB2, T11, TP2,
TP27.
386, IB3, T7, TP1,
TP28.
T14, TP2, TP27 ............
386, B2, IB2, T11, TP2,
TP27.
IB3, T7, TP1, TP28 ......
B10, T14, TP2, TP27 ...
*
B10, T14, TP2, TP27 ...
*
A7, B4, B6, N34, T10,
TP2, TP13.
*
A7, B10, N34, T10, TP2
*
N36, T11, TP2 ..............
*
A3, A7, B2, IB2, N34,
T7, TP2, TP24.
A3, A7, B2, IB3, N34,
T4, TP2, TP24.
*
A3, IB2, T4, TP1 ..........
*
A19, T10, TP2, W31 ....
*
B4, N41, T10, TP2,
TP13.
*
A3, A7, A10, IB2, N3,
N36, T7, TP2.
*
A3, IB2, T4, TP1 ..........
B2, IB2, T11, TP1,
TP27.
IB3, T7, TP1, TP28 ......
B10, N34, T14, TP2,
TP27.
154 ...........
154 ...........
154 ...........
None .........
154 ...........
None .........
154 ...........
154 ...........
154 ...........
None .........
154 ...........
*
None .........
*
None .........
*
None .........
*
150 ...........
154 ...........
*
154 ...........
*
150 ...........
*
None .........
*
None .........
*
None .........
*
None .........
154 ...........
154 ...........
None .........
203 ...........
202 ...........
203 ...........
201 ...........
202 ...........
201 ...........
203 ...........
202 ...........
203 ...........
201 ...........
202 ...........
201 ...........
201 ...........
201 ...........
201 ...........
203 ...........
202 ...........
202 ...........
201 ...........
201 ...........
202 ...........
202 ...........
203 ...........
202 ...........
201 ...........
241 ...........
242 ...........
241 ...........
243 ...........
242 ...........
243 ...........
241 ...........
242 ...........
241 ...........
243 ...........
242 ...........
*
243 ...........
*
243 ...........
*
243 ...........
*
243 ...........
241 ...........
*
242 ...........
*
242 ...........
*
243 ...........
*
243 ...........
*
243 ...........
*
242 ...........
241 ...........
242 ...........
243 ...........
5 L ............
1 L ............
5 L ............
0.5 L .........
1 L ............
0.5 L .........
5 L ............
1 L ............
5 L ............
0.5 L .........
1 L ............
*
0.5 L .........
*
0.5L ..........
*
0.5 L .........
*
1 L ............
5 L ............
*
1 L ............
*
5 L ............
*
0.5 L .........
*
Forbidden
*
Forbidden
*
5 L ............
5 L ............
1 L ............
0.5 L .........
60 L ..........
30 L ..........
60 L ..........
2.5 L .........
30 L ..........
2.5 L .........
60 L ..........
30 L ..........
60 L ..........
2.5 L .........
30 L ..........
2.5 L .........
2.5L ..........
2.5 L .........
30 L ..........
60 L ..........
30 L ..........
60 L ..........
2.5 L .........
2.5 L .........
30 L ..........
60 L ..........
60 L ..........
30 L ..........
2.5 L .........
A ............
B ............
A ............
B ............
B ............
B ............
A ............
B ............
A ............
B ............
B ............
B ............
B ............
C ............
E.
B ............
B ............
D ............
D ............
D ............
D ............
B ............
A ............
A ............
A ............
40, 52
40, 52
40, 52
40, 52
40, 52
40, 52
40
40
40
40
40
40
40, 66, 74,
89, 90
40, 66, 74,
89, 90
26, 44, 89,
100, 141
26, 44, 89,
100, 141
52, 95, 102
40
40
40, 44, 89,
100, 141
95, 102
52
52
52
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52893
VerDate Sep<11>2014
Corrosive liquids, oxidizing, n.o.s.
Corrosive liquids, toxic,
n.o.s.
G ............
G ............
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E:\FR\FM\18OCR2.SGM
18OCR2
Dyes, liquid, corrosive,
n.o.s. or Dye intermediates, liquid, corrosive, n.o.s.
G ............
Ethyldichlorosilane .......
Ethyl mercaptan ...........
Disinfectant, liquid, corrosive, n.o.s.
G ............
Difluorophosphoric acid,
anhydrous.
Dichloroacetyl chloride
Dichloroacetic acid .......
Corrosive liquids, waterreactive, n.o.s.
Corrosive liquids, n.o.s
G ............
Jkt 247001
G ............
Corrosive liquids, flammable, n.o.s.
G ............
(2)
Corrosive liquid, selfheating, n.o.s.
17:38 Oct 17, 2018
G ............
(1)
Symbols
Hazardous materials
descriptions and
proper
shipping
names
khammond on DSK30JT082PROD with RULES2
*
*
*
*
*
*
*
(3)
3
8
8
8
8
8
8
8
8
8
8
8
4.3
Hazard
class or
division
UN1183 ....
UN2363 ....
UN2801 ....
UN1903 ....
UN1768 ....
UN1765 ....
UN1764 ....
UN3094 ....
UN2922 ....
UN3093 ....
UN1760 ....
UN2920 ....
UN3301 ....
(4)
Identification
No.
8, 4.3 ........
II ...............
8 ...............
III ..............
*
I ................
*
4.3, 8, 3 ....
*
3 ...............
8 ...............
II ...............
*
I ................
*
8 ...............
*
8 ...............
*
8 ...............
*
8 ...............
*
I ................
*
I ................
*
II ...............
*
II ...............
*
8 ...............
8, 6.1 ........
8, 6.1 ........
8, 4.3 ........
II ...............
III ..............
I ................
*
II ...............
8, 5.1 ........
8, 6.1 ........
8 ...............
8, 5.1 ........
III ..............
I ................
II ...............
I ................
8 ...............
8 ...............
II ...............
I ................
8, 3 ...........
8, 4.2 ........
8, 3 ...........
II ...............
I ................
II ...............
8, 4.2 ........
(6)
Label
codes
I ................
(5)
PG
*
A2, A7, N34, T14, TP2,
TP7, TP13, W31.
*
T11, TP2, TP13 ............
11, B2, IB2, T11, TP2,
TP27.
11, IB3, T7, TP1, TP28
*
11, B10, T14, TP2,
TP27.
*
A7, B10, T14, TP2,
TP27.
*
A7, B2, IB2, N5, N34,
T8, TP2.
*
A3, A7, B2, B6, IB2,
N34, T7, TP2.
*
A3, A7, B2, IB2, N34,
T8, TP2.
A7 .................................
A7, IB2 .........................
A7, B10, T14, TP2,
TP13, TP27.
B3, IB2, T7, TP2 ..........
IB3, T7, TP1, TP28 ......
A7 .................................
B2, IB2, T11, TP2,
TP27.
A7, B10, T14, TP2,
TP27.
B2, IB2, T11, TP2,
TP27.
IB3, T7, TP1, TP28 ......
A7 .................................
B2, IB1 .........................
B10, T14, TP2, TP27 ...
B10 ...............................
(7)
Special provisions
(§ 172.102)
*
None .........
*
None .........
154 ...........
154 ...........
*
None .........
*
None .........
*
None .........
*
154 ...........
*
154 ...........
None .........
154 ...........
154 ...........
None .........
None .........
None .........
154 ...........
None .........
154 ...........
None .........
154 ...........
154 ...........
None .........
None .........
(8A)
Exceptions
201 ...........
201 ...........
203 ...........
202 ...........
201 ...........
201 ...........
202 ...........
202 ...........
202 ...........
202 ...........
202 ...........
203 ...........
201 ...........
202 ...........
201 ...........
203 ...........
201 ...........
202 ...........
201 ...........
202 ...........
202 ...........
201 ...........
201 ...........
(8B)
Non-bulk
Packaging
(§ 173.***)
(8)
*
244 ...........
*
243 ...........
241 ...........
242 ...........
*
243 ...........
*
243 ...........
*
242 ...........
*
242 ...........
*
242 ...........
243 ...........
243 ...........
241 ...........
243 ...........
243 ...........
243 ...........
241 ...........
243 ...........
242 ...........
243 ...........
243 ...........
242 ...........
243 ...........
243 ...........
(8C)
Bulk
*
Forbidden
*
Forbidden
5 L ............
1 L ............
*
0.5 L .........
*
0.5 L .........
*
1 L ............
*
1 L ............
*
1 L ............
1 L ............
1 L ............
5 L ............
Forbidden
1 L ............
0.5 L .........
5 L ............
Forbidden
1 L ............
0.5 L .........
1 L ............
1 L ............
0.5 L .........
0.5 L .........
(9A)
Passenger
aircraft/rail
1 L ............
30 L ..........
60 L ..........
30 L ..........
2.5 L .........
2.5 L .........
30 L ..........
30 L ..........
30 L ..........
5 L ............
30 L ..........
60 L ..........
1 L ............
30 L ..........
2.5 L .........
60 L ..........
2.5 L .........
30 L ..........
2.5 L .........
30 L ..........
30 L ..........
2.5 L .........
2.5 L .........
(9B)
Cargo aircraft only
Quantity limitations
(see §§ 173.27
and 175.75)
(9)
D ............
E ............
A.
A.
A.
B.
A ............
D ............
A.
E ............
B ............
B ............
E ............
C ............
B ............
A ............
C ............
B ............
B ............
C ............
D.
C ............
D.
(10A)
Location
21, 40, 49,
100
95, 102
40
40
13, 148
40
40
13, 148
89
40
40
89
40
40
25, 40
25, 40
(10B)
Other
Vessel stowage
(10)
52894
Federal Register / Vol. 83, No. 202 / Thursday, October 18, 2018 / Rules and Regulations
VerDate Sep<11>2014
17:38 Oct 17, 2018
Jkt 247001
PO 00000
Frm 00019
Fmt 4701
Sfmt 4700
E:\FR\FM\18OCR2.SGM
18OCR2
Lithium aluminum hydride, ethereal.
Hydrogen peroxide,
aqueous solutions
with not less than 20
percent but not more
than 40 percent hydrogen peroxide (stabilized as necessary).
Hydrogen peroxide and
peroxyacetic acid
mixtures, stabilized
with acids, water, and
not more than 5 percent peroxyacetic
acid.
Hydrofluoric acid, with
more than 60 percent
strength.
Hydrofluoric acid, with
not more than 60 percent strength.
Hydrofluoric acid and
Sulfuric acid mixtures.
Hydrochloric acid ..........
Hydrobromic acid, with
not more than 49 percent hydrobromic acid.
Hydriodic acid ...............
*
*
*
*
*
*
*
*
*
4.3
5.1
5.1
8
8
8
8
8
8
8
8
Fluorosulfonic acid .......
Hydrazine, anhydrous ..
8
*
8
Fluorophosphoric acid
anhydrous.
Fluorosilicic acid ...........
8
*
Fluoroboric acid ............
khammond on DSK30JT082PROD with RULES2
UN1411 ....
UN2014 ....
UN3149 ....
UN1790 ....
UN1790 ....
UN1786 ....
UN1789 ....
UN1788 ....
UN1787 ....
UN2029 ....
UN1777 ....
UN1778 ....
UN1776 ....
UN1775 ....
*
I ................
*
II ...............
*
II ...............
II ...............
*
I ................
*
I ................
III ..............
*
4.3, 3 ........
*
5.1, 8 ........
*
5.1, 8 ........
8, 6.1 ........
*
8, 6.1 ........
*
8, 6.1 ........
8 ...............
*
8 ...............
8 ...............
III ..............
*
II ...............
*
8 ...............
8 ...............
III ..............
*
II ...............
*
8 ...............
*
8, 3, 6.1 ....
8 ...............
*
8 ...............
8 ...............
*
8 ...............
*
II ...............
*
I ................
I ................
*
II ...............
II ...............
*
II ...............
*
A2, A11, N34 ................
*
A2, A3, B53, IB2, IP5,
T7, TP2, TP6, TP24,
TP37.
*
145, A2, A3, B53, IB2,
IP5, T7, TP2, TP6,
TP24.
A7, B15, IB2, N5, N34,
T8, TP2.
*
A7, B4, B15, B23, N5,
N34, T10, TP2, TP13.
*
A7, B15, B23, N5, N34,
T10, TP2, TP13.
*
386, A3, B3, B15,
B133, IB2, N41, T8,
TP2.
A3, IB3, T4, TP1 ..........
A3, IB3, T4, TP1 ..........
*
A3, B2, B15, IB2, N41,
T7, TP2.
*
A3, B2, IB2, N41, T7,
TP2.
IB3, T4, TP1 .................
*
A7, A10, B7, B16, B53
*
A7, B2, B15, IB2, N3,
N34, T8, TP2.
A7, A10, B6, B10, N3,
N36, T10, TP2.
*
A7, B2, B15, IB2, N3,
N34, T7, TP2.
A7, B2, IB2, N3, N34,
T8, TP2.
*
None .........
*
None .........
*
None .........
154 ...........
*
None .........
*
None .........
154 ...........
*
154 ...........
154 ...........
*
154 ...........
154 ...........
*
154 ...........
*
None .........
None .........
*
None .........
None .........
*
154 ...........
201 ...........
202 ...........
202 ...........
202 ...........
201 ...........
201 ...........
203 ...........
202 ...........
203 ...........
202 ...........
203 ...........
202 ...........
201 ...........
201 ...........
202 ...........
202 ...........
202 ...........
*
244 ...........
*
243 ...........
*
243 ...........
243 ...........
*
243 ...........
*
243 ...........
241 ...........
*
242 ...........
241 ...........
*
242 ...........
241 ...........
*
242 ...........
*
243 ...........
243 ...........
*
242 ...........
242 ...........
*
242 ...........
*
Forbidden
*
1 L ............
*
1 L ............
1 L ............
*
0.5 L .........
*
Forbidden
5 L ............
*
1 L ............
5 L ............
*
1 L ............
5 L ............
*
1 L ............
*
Forbidden
0.5 L .........
*
1 L ............
1 L ............
*
1 L ............
1 L ............
5 L ............
5 L ............
30 L ..........
2.5 L .........
2.5 L .........
60 L ..........
30 L ..........
60 L ..........
30 L ..........
60 L ..........
30 L ..........
2.5 L .........
2.5 L .........
30 L ..........
30 L ..........
30 L ..........
D ............
D ............
D ............
D ............
D ............
D ............
C ............
C.
C ............
C.
C ............
C.
D ............
D ............
A.
A.
A.
13, 40, 148
25, 66, 75
25, 66, 75
12, 25, 40
12, 25, 40
40
8
8
8
40, 52, 125
40
Federal Register / Vol. 83, No. 202 / Thursday, October 18, 2018 / Rules and Regulations
52895
VerDate Sep<11>2014
(1)
Symbols
17:38 Oct 17, 2018
Jkt 247001
PO 00000
Frm 00020
Fmt 4701
Sfmt 4700
E:\FR\FM\18OCR2.SGM
18OCR2
Nitrosylsulfuric acid, liquid.
Nitrohydrochloric acid ...
Nitric acid other than
red fuming, with more
than 70 percent nitric
acid.
Nitric acid other than
red fuming, with at
least 65 percent, but
not more than 70 percent nitric acid.
Nitric acid other than
red fuming, with more
than 20 percent and
less than 65 percent
nitric acid.
Nitric acid other than
red fuming with not
more than 20 percent
nitric acid.
Morpholine ....................
Methyldichlorosilane .....
Mercaptans, liquid,
toxic, flammable,
n.o.s. or Mercaptan
mixtures, liquid, toxic,
flammable, n.o.s.,
flash point not less
than 23 degrees C.
Mercaptans, liquid,
flammable, toxic,
n.o.s. or Mercaptan
mixtures, liquid, flammable, toxic, n.o.s.
(2)
Hazardous materials
descriptions and
proper
shipping
names
khammond on DSK30JT082PROD with RULES2
*
*
*
*
*
*
*
(3)
3
8
8
UN2308 ....
UN1798 ....
UN2031 ....
UN2031 ....
8
8
UN2031 ....
UN2031 ....
UN2054 ....
UN1242 ....
UN3071 ....
UN1228 ....
(4)
Identification
No.
8
8
8
4.3
6.1
Hazard
class or
division
*
II ...............
*
I ................
*
I ................
II ...............
II ...............
*
II ...............
*
I ................
*
I ................
III ..............
II ...............
*
II ...............
(5)
PG
*
8 ...............
*
8 ...............
*
8, 5.1 ........
8 ...............
8 ...............
*
8, 5.1 ........
*
8, 3 ...........
*
4.3, 8, 3 ....
3, 6.1 ........
6.1, 3 ........
*
3, 6.1 ........
(6)
Label
codes
*
A3, A7, B2, IB2, N34,
T8, TP2.
*
B10, N41, T10, TP2,
TP13.
*
B47, B53, T10, TP2,
TP12, TP13.
B2, B47, B53, IB2, T8,
TP2.
A212, B2, B47, B53,
IB2, IP15, T8, TP2.
*
B2, B47, B53, IB2,
IP15, T8, TP2.
*
T10, TP2 ......................
*
A2, A7, B6, B77, N34,
T14, TP2, TP7, TP13,
W31.
B1, IB3, T7, TP1, TP28
IB2, T11, TP2, TP13,
TP27.
*
IB2, T11, TP2, TP27 ....
(7)
Special provisions
(§ 172.102)
*
154 ...........
*
None .........
*
None .........
None .........
None .........
*
None .........
*
None .........
*
None .........
150 ...........
153 ...........
*
None .........
(8A)
Exceptions
202 ...........
201 ...........
158 ...........
158 ...........
158 ...........
158 ...........
201 ...........
201 ...........
203 ...........
202 ...........
202 ...........
(8B)
Non-bulk
Packaging
(§ 173.***)
(8)
*
242 ...........
*
243 ...........
*
243 ...........
242 ...........
242 ...........
*
242 ...........
*
243 ...........
*
243 ...........
242 ...........
243 ...........
*
243 ...........
(8C)
Bulk
*
1 L ............
*
Forbidden
*
Forbidden
1 L ............
Forbidden
*
Forbidden
*
0.5 L .........
*
Forbidden
5 L ............
5 L ............
*
Forbidden
(9A)
Passenger
aircraft/rail
30 L ..........
2.5 L .........
2.5 L .........
30 L ..........
30 L ..........
30 L ..........
2.5 L .........
1 L ............
220 L ........
60 L ..........
60 L ..........
(9B)
Cargo aircraft only
Quantity limitations
(see §§ 173.27
and 175.75)
(9)
D ............
D ............
D ............
D.
D ............
D ............
A.
D ............
A ............
C ............
B ............
(10A)
Location
40, 66, 74,
89, 90
40, 66, 74,
89, 90
44, 66, 89,
90, 110,
111
44, 66, 74,
89, 90
66, 74, 89,
90
21, 40, 49,
100
40, 95, 102
40, 102,
121
40, 95, 102
(10B)
Other
Vessel stowage
(10)
52896
Federal Register / Vol. 83, No. 202 / Thursday, October 18, 2018 / Rules and Regulations
VerDate Sep<11>2014
17:38 Oct 17, 2018
Jkt 247001
Oxidizing liquid, n.o.s ...
Oxidizing liquid, toxic,
n.o.s.
G ............
G ............
PO 00000
Frm 00021
Fmt 4701
Silicon tetrachloride ......
E:\FR\FM\18OCR2.SGM
18OCR2
Trichloroacetic acid, solution.
Sulfuric acid, fuming
with less than 30 percent free sulfur trioxide.
Sulfur chlorides ............
1,2-Propylenediamine ..
Propyleneimine, stabilized.
Selenium oxychloride ...
Sfmt 4700
Propylene oxide ...........
Propanethiols ...............
Phosphorus tribromide
Perchloric acid with
more than 50 percent
but not more than 72
percent acid, by mass.
Oxidizing liquid, corrosive, n.o.s.
G ............
Organotin compounds,
liquid, n.o.s.
khammond on DSK30JT082PROD with RULES2
*
*
*
*
*
*
*
*
*
*
*
*
8
8
8
8
8
8
3
3
3
8
5.1
5.1
5.1
5.1
6.1
UN2564 ....
UN1831 ....
UN1828 ....
UN1818 ....
UN2879 ....
UN2258 ....
UN1921 ....
UN1280 ....
UN2402 ....
UN1808 ....
UN1873 ....
UN3099 ....
UN3139 ....
UN3098 ....
UN2788 ....
*
II ...............
*
I ................
*
I ................
*
II ...............
*
I ................
*
II ...............
I ................
*
I ................
*
II ...............
*
II ...............
*
8 ...............
*
8 ...............
*
8 ...............
*
8 ...............
*
8, 6.1 ........
*
8, 3 ...........
3, 6.1 ........
*
3 ...............
*
3 ...............
*
8 ...............
*
5.1, 8 ........
5.1, 6.1 .....
III ..............
*
I ................
5.1, 6.1 .....
II ...............
............
............
............
6.1 .....
5.1
5.1
5.1
5.1,
5.1, 8 ........
III ..............
I ................
II ...............
III ..............
I ................
5.1, 8 ........
II ...............
6.1 ............
III ..............
*
5.1, 8 ........
6.1 ............
II ...............
*
I ................
*
6.1 ............
*
I ................
127, A2 ...................
127, 148, A2, IB2 ...
127, 148, A2, IB2 ...
.................................
*
A3, A7, B2, IB2, N34,
T7, TP2.
*
A7, N34, T20, TP2,
TP13.
*
5, A7, A10, B10, B77,
N34, T20, TP2.
*
A3, B2, B6, T10, TP2,
TP7, TP13.
*
A7, N34, T10, TP2,
TP13.
*
A3, IB2, N34, T7, TP2
N34, T14, TP2, TP13 ...
*
N34, T11, TP2, TP7 .....
*
IB2, T4, TP1, TP13 ......
*
A3, A7, B2, B25, IB2,
N34, N43, T7, TP2.
*
A2, N41, T10, TP1 .......
62, IB2 ..........................
62, IB1 ..........................
62,
62,
62,
62
62, IB2 ..........................
62, IB1 ..........................
*
62 .................................
*
N33, N34, T14, TP2,
TP13, TP27.
A3, IB2, N33, N34, T11,
TP2, TP13, TP27.
IB3, T7, TP2, TP28 ......
*
154 ...........
*
None .........
*
None .........
*
None .........
*
None .........
*
None .........
None .........
*
None .........
*
150 ...........
*
None .........
*
None .........
152 ...........
152 ...........
None .........
152 ...........
152 ...........
None .........
152 ...........
None .........
*
None .........
153 ...........
153 ...........
*
None .........
...........
...........
...........
...........
202 ...........
201 ...........
201 ...........
202 ...........
201 ...........
202 ...........
201 ...........
201 ...........
202 ...........
202 ...........
201 ...........
203 ...........
202 ...........
201
202
203
201
203 ...........
202 ...........
201 ...........
203 ...........
202 ...........
201 ...........
...........
...........
...........
...........
*
242 ...........
*
243 ...........
*
243 ...........
*
242 ...........
*
243 ...........
*
243 ...........
243 ...........
*
243 ...........
*
242 ...........
*
242 ...........
*
243 ...........
242 ...........
243 ...........
243
242
241
244
242 ...........
243 ...........
*
244 ...........
241 ...........
243 ...........
*
243 ...........
*
1 L ............
*
Forbidden
*
Forbidden
*
Forbidden
*
0.5 L .........
*
1 L ............
1 L ............
*
1 L ............
*
5 L ............
*
Forbidden
*
Forbidden
2.5 L .........
1 L ............
Forbidden
1 L ............
2.5 L .........
Forbidden
2.5 L .........
1 L ............
*
Forbidden
60 L ..........
5 L ............
*
1 L ............
30 L ..........
2.5 L .........
2.5 L .........
30 L ..........
2.5 L .........
30 L ..........
30 L ..........
30 L ..........
60 L ..........
30 L ..........
2.5 L .........
30 L ..........
5 L ............
2.5 L .........
5 L ............
30 L ..........
2.5 L .........
30 L ..........
5 L ............
2.5 L .........
220 L ........
60 L ..........
30 L ..........
............
............
............
............
B.
C ............
C ............
C ............
E ............
A ............
D ............
E ............
E ............
C ............
D ............
B ............
B ............
D
B
B
D
B ............
B ............
D ............
A ............
A ............
B ............
138
138
138
138
58,
58,
58,
14, 40
40
40
40
40
40
40
95, 102
40
66
56, 58, 95,
138
56, 58, 95,
138
13, 56,
138
13, 56,
138
13, 56,
138
56, 58,
56, 58,
56, 58,
56, 58,
40
40
40
Federal Register / Vol. 83, No. 202 / Thursday, October 18, 2018 / Rules and Regulations
52897
VerDate Sep<11>2014
17:38 Oct 17, 2018
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Vanadium oxytrichloride
Valeryl chloride .............
Frm 00022
Fmt 4701
Xylyl bromide, liquid .....
*
*
*
*
*
*
*
6.1
3
8
8
8
8
..................
.......................................
Trifluoroacetic acid .......
(3)
Hazard
class or
division
(2)
Vinyl ethyl ether, stabilized.
PO 00000
Vanadium tetrachloride
(1)
Symbols
Hazardous materials
descriptions and
proper
shipping
names
khammond on DSK30JT082PROD with RULES2
UN1701 ....
UN1302 ....
UN2444 ....
UN2443 ....
UN2502 ....
UN2699 ....
...................
(4)
Identification
No.
Sfmt 4700
*
*
II ...............
*
I ................
*
I ................
*
II ...............
*
II ...............
*
I ................
III ..............
(5)
PG
*
*
6.1 ............
*
3 ...............
*
8 ...............
*
8 ...............
*
8, 3 ...........
*
8 ...............
8 ...............
(6)
Label
codes
*
*
A3, A7, IB2, N33, T7,
TP2, TP13, W31.
*
387, T11, TP2 ..............
*
A7, B4, N34, T10, TP2
*
A3, A7, B2, B16, IB2,
N34, T7, TP2.
*
A3, A7, B2, IB2, N34,
T7, TP2.
*
A7, B4, N3, N34, N36,
T10, TP2.
A3, A7, IB3, N34, T4,
TP1.
(7)
Special provisions
(§ 172.102)
*
*
None .........
*
None .........
*
None .........
*
154 ...........
*
154 ...........
*
None .........
154 ...........
(8A)
Exceptions
340 ...........
201 ...........
201 ...........
202 ...........
202 ...........
201 ...........
203 ...........
(8B)
Non-bulk
Packaging
(§ 173.***)
(8)
*
*
None .........
*
243 ...........
*
243 ...........
*
242 ...........
*
243 ...........
*
243 ...........
241 ...........
(8C)
Bulk
*
*
Forbidden
*
1 L ............
*
Forbidden
*
Forbidden
*
1 L ............
*
0.5 L .........
5 L ............
(9A)
Passenger
aircraft/rail
60 L ..........
30 L ..........
2.5 L .........
30 L ..........
30 L ..........
2.5 L .........
60 L ..........
(9B)
Cargo aircraft only
Quantity limitations
(see §§ 173.27
and 175.75)
(9)
D ............
D.
C ............
C ............
C ............
B ............
B ............
(10A)
Location
40
40
40
40
12, 25, 40
8
(10B)
Other
Vessel stowage
(10)
52898
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Federal Register / Vol. 83, No. 202 / Thursday, October 18, 2018 / Rules and Regulations
exceeding 8 grams. With the approval of
the operator, no more than two lithium
metal batteries each exceeding 2 grams,
but not exceeding 8 grams, may be
carried as spare batteries for portable
medical electronic devices in carry-on
baggage and must be carried with the
portable medical electronic device the
spare batteries are intended to operate;
*
*
*
*
*
■ 6. In § 175.30, paragraphs (b)
introductory text, (c) introductory text,
and (c)(1) are revised to read as follows:
3. In § 172.102, in paragraph (c)(2),
special provision A3 is revised as
follows:
■
§ 172.102
Special provisions.
*
*
*
*
*
(c) * * *
(2) * * *
A3 For combination packagings, if
glass inner packagings (including
ampoules) are used, they must be
packed with absorbent material in
tightly closed rigid and leakproof
receptacles before packing in outer
packagings.
*
*
*
*
*
§ 175.30
PART 175—CARRIAGE BY AIRCRAFT
4. The authority citation for part 175
continues to read as follows:
■
Authority: 49 U.S.C. 5101–5128, 44701; 49
CFR 1.81 and 1.97.
5. In § 175.10, paragraphs (a)(18)
introductory text and (a)(18)(i) are
revised to read as follows:
■
khammond on DSK30JT082PROD with RULES2
§ 175.10 Exceptions for passengers,
crewmembers, and air operators.
(a) * * *
(18) Except as provided in § 173.21 of
this subchapter, portable electronic
devices (e.g., watches, calculating
machines, cameras, cellular phones,
laptop and notebook computers,
camcorders, medical devices, etc.)
containing dry cells or dry batteries
(including lithium cells or batteries) and
spare dry cells or batteries for these
devices, when carried by passengers or
crewmembers for personal use. Portable
electronic devices powered by lithium
batteries may be carried in either
checked or carry-on baggage. Spare
lithium batteries must be carried in
carry-on baggage only. Each installed or
spare lithium battery must be of a type
proven to meet the requirements of each
test in the UN Manual of Tests and
Criteria, part III, sub-section 38.3 and
each spare lithium battery must be
individually protected so as to prevent
short circuits (e.g., by placement in
original retail packaging, by otherwise
insulating terminals by taping over
exposed terminals, or placing each
battery in a separate plastic bag or
protective pouch). In addition, each
installed or spare lithium battery must
not exceed the following:
(i) For a lithium metal battery, the
lithium content must not exceed 2
grams. With the approval of the
operator, portable medical electronic
devices (e.g., automated external
defibrillators (AED), nebulizer,
continuous positive airway pressure
(CPAP), etc.) may contain lithium metal
batteries exceeding 2 grams, but not
VerDate Sep<11>2014
17:38 Oct 17, 2018
Jkt 247001
Inspecting shipments.
*
*
*
*
*
(b) Except as provided in paragraph
(d) of this section, no person may carry
a hazardous material in a package or
overpack aboard an aircraft unless the
package or overpack is inspected by the
operator of the aircraft immediately
before placing it:
*
*
*
*
*
(c) A hazardous material may be
carried aboard an aircraft only if, based
on the inspection by the operator, the
package or overpack containing the
hazardous material:
(1) Has no leakage or other indication
that its integrity has been compromised;
and
*
*
*
*
*
■ 7. Section 175.33 is revised to read as
follows:
§ 175.33 Shipping paper and information
to the pilot-in-command.
(a) When a hazardous material subject
to the provisions of this subchapter is
carried in an aircraft, the operator of the
aircraft must provide the pilot-incommand and the flight dispatcher or
other ground support personnel with
responsibilities for operational control
of the aircraft with accurate and legible
written information (e.g., handwritten,
printed, or electronic form) as early as
practicable before departure of the
aircraft, but in no case later than when
the aircraft moves under its own power,
which specifies at least the following:
(1) The date of the flight;
(2) The air waybill number (when
issued);
(3) The proper shipping name (the
technical name(s) shown on the
shipping paper is not required), hazard
class or division, subsidiary risk(s)
corresponding to a required label(s),
packing group and identification
number of the material as specified in
§ 172.101 of this subchapter or the ICAO
Technical Instructions (IBR, see § 171.7
of this subchapter). In the case of Class
1 materials, the compatibility group
letter also must be shown.
(4) The total number of packages;
PO 00000
Frm 00023
Fmt 4701
Sfmt 4700
52899
(5) The exact loading location of the
packages;
(6) The net quantity or gross mass, as
applicable, for each package except
those containing Class 7 (radioactive)
materials. For a shipment consisting of
multiple packages containing hazardous
materials bearing the same proper
shipping name and identification
number, only the total quantity and an
indication of the quantity of the largest
and smallest package at each loading
location need to be provided. For
consumer commodities, the information
provided may be either the gross mass
of each package or the average gross
mass of the packages as shown on the
shipping paper;
(7) For Class 7 (radioactive) materials,
the number of packages overpacks or
freight containers, their category,
transport index (if applicable), and their
exact loading location;
(8) Confirmation that the package
must be carried on cargo-only aircraft;
(9) The airport at which the
package(s) is to be unloaded;
(10) An indication, when applicable,
that a hazardous material is being
carried under terms of a special permit
or under a State exemption as
prescribed in the ICAO Technical
Instructions (IBR, see § 171.7 of this
subchapter);
(11) The telephone number from
whom the information contained in the
information to the pilot-in-command
can be obtained. The aircraft operator
must ensure the telephone number is
monitored at all times the aircraft is in
flight. The telephone number is not
required to be placed on the information
to the pilot-in-command if the phone
number is in a location in the cockpit
available and known to the pilot-incommand;
(12) For UN1845, Carbon dioxide,
solid (dry ice), the information required
by this paragraph (a) may be replaced by
the UN number, proper shipping name,
hazard class, total quantity in each cargo
compartment aboard the aircraft, and
the airport at which the package(s) is to
be unloaded; and
(13)(i) For UN3480, Lithium ion
batteries, and UN3090, Lithium metal
batteries, the information required by
this paragraph (a) may be replaced by
the UN number, proper shipping name,
hazard class, total quantity at each
specific loading location, and whether
the package must be carried on cargoonly aircraft.
(ii) For UN3480, Lithium ion
batteries, and UN3090, Lithium metal
batteries, carried under a special permit
or a State exemption as prescribed in
the ICAO Technical Instructions (IBR,
see § 171.7 of this subchapter), must
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khammond on DSK30JT082PROD with RULES2
meet all of the requirements of this
section.
(iii) For UN3480, UN3481, UN3090,
and UN3091 prepared in accordance
with § 173.185(c), except those prepared
in accordance with § 173.185(c)(4)(vi),
are not required to appear on the
information to the pilot-in-command.
(b)(1) The information provided to the
pilot-in-command must also include a
signed confirmation or some other
indication from the person responsible
for loading the aircraft that there was no
evidence of any damage to or leakage
from the packages or any leakage from
the unit load devices loaded on the
aircraft;
(2) The information to the pilot-incommand and the emergency response
information required by subpart G of
part 172 of this subchapter shall be
readily available to the pilot-incommand and flight dispatcher during
flight.
(3) The pilot-in-command must
indicate in writing (e.g., handwritten,
printed, or electronic form) that the
information to the pilot-in-command
has been received.
(c) The aircraft operator must—
(1) For shipping papers. (i) Ensure a
copy of the shipping paper required by
§ 175.30(a)(2) accompanies the
shipment it covers during transportation
aboard the aircraft.
(ii) Retain a copy of the shipping
paper required by § 175.30(a)(2) or an
electronic image thereof, that is
accessible at or through its principal
place of business and must make the
shipping paper available, upon request,
to an authorized official of a federal,
state, or local government agency at
reasonable times and locations. For a
VerDate Sep<11>2014
17:38 Oct 17, 2018
Jkt 247001
hazardous waste, each shipping paper
copy must be retained for three years
after the material is accepted by the
initial carrier. For all other hazardous
materials, each shipping paper copy
must be retained by the operator for one
year after the material is accepted by the
initial carrier. Each shipping paper copy
must include the date of acceptance by
the carrier. The date on the shipping
paper may be the date a shipper notifies
the air carrier that a shipment is ready
for transportation, as indicated on the
air waybill or bill of lading, as an
alternative to the date the shipment is
picked up or accepted by the carrier.
Only an initial carrier must receive and
retain a copy of the shipper’s
certification, as required by § 172.204 of
this subchapter.
(2) For information to the pilot-incommand. Retain for 90 days at the
airport of departure or the operator’s
principal place of business.
(3) Have the shipping paper and
information to the pilot-in-command
readily accessible at the airport of
departure and the intended airport of
arrival for the duration of the flight.
(4) Make available, upon request, to
an authorized official of a Federal, State,
or local government agency (which
includes emergency responders) at
reasonable times and locations, the
documents or information required to be
retained by this paragraph. In the event
of a reportable incident, as defined in
§ 171.15 of this subchapter, the aircraft
operator must make immediately
available to an authorized official of a
Federal, State, or local government
agency (which includes emergency
responders), the documents or
PO 00000
Frm 00024
Fmt 4701
Sfmt 9990
information required to be retained by
this paragraph (c).
(5) Specify the personnel to be
provided the information required by
paragraph (a) of this section in their
operations manual and/or other
appropriate manuals.
(d) The information required by
paragraph (a) of this section and the
shipping paper required by (c)(1) of this
section may be combined into one
document.
■ 8. In § 175.88, paragraph (c) is revised
to read as follows:
§ 175.88 Inspection, orientation and
securing packages of hazardous materials.
*
*
*
*
*
(c) Packages containing hazardous
materials must be:
(1) Secured in an aircraft in a manner
that will prevent any shifting or change
in the orientation of the packages;
(2) Protected from being damaged,
including by the shifting of baggage,
mail, stores, or other cargo;
(3) Loaded so that accidental damage
is not caused through dragging or
mishandling; and
(4) When containing Class 7
(radioactive) materials, secured in a
manner that ensures that the separation
requirements of §§ 175.701 and 175.702
will be maintained at all times during
flight.
Issued in Washington, DC, on October 5,
2018 under authority delegated in 49 CFR
1.97.
Howard R. Elliott,
Administrator, Pipeline and Hazardous
Materials Safety Administration.
[FR Doc. 2018–22114 Filed 10–17–18; 8:45 am]
BILLING CODE 4910–60–P
E:\FR\FM\18OCR2.SGM
18OCR2
Agencies
[Federal Register Volume 83, Number 202 (Thursday, October 18, 2018)]
[Rules and Regulations]
[Pages 52878-52900]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2018-22114]
[[Page 52877]]
Vol. 83
Thursday,
No. 202
October 18, 2018
Part II
Department of Transportation
-----------------------------------------------------------------------
Pipeline and Hazardous Materials Safety Administration
-----------------------------------------------------------------------
49 CFR Parts 172 and 175
Hazardous Materials: Notification of the Pilot-in-Command and Response
to Air Related Petitions for Rulemaking; Final Rule
Federal Register / Vol. 83 , No. 202 / Thursday, October 18, 2018 /
Rules and Regulations
[[Page 52878]]
-----------------------------------------------------------------------
DEPARTMENT OF TRANSPORTATION
Pipeline and Hazardous Materials Safety Administration
49 CFR Parts 172 and 175
[Docket No. PHMSA-2015-0100 (HM-259)]
RIN 2137-AF10
Hazardous Materials: Notification of the Pilot-in-Command and
Response to Air Related Petitions for Rulemaking
AGENCY: Pipeline and Hazardous Materials Safety Administration (PHMSA),
Department of Transportation (DOT).
ACTION: Final rule.
-----------------------------------------------------------------------
SUMMARY: PHMSA, in consultation with the Federal Aviation
Administration, issues this final rule to align the U.S. Hazardous
Materials Regulations with current international standards for the air
transportation of hazardous materials. These amendments revise certain
special provisions, packaging requirements, information to the pilot-
in-command requirements, and exceptions for passengers and crewmembers.
In addition to facilitating harmonization with international standards,
several of the amendments in this rule are responsive to petitions for
rulemaking submitted by the regulated community.
DATES:
Effective date: This rule is effective October 18, 2018.
Delayed compliance date: Unless otherwise specified, compliance
with the amendments adopted in this final rule is required beginning
October 18, 2019.
FOR FURTHER INFORMATION CONTACT: Aaron Wiener, Office of Hazardous
Materials Standards, International Standards, (202) 366-4579, Pipeline
and Hazardous Materials Safety Administration, U.S. Department of
Transportation, 1200 New Jersey Avenue SE, 2nd Floor, Washington, DC
20590-0001.
SUPPLEMENTARY INFORMATION:
Table of Contents
I. Background
II. Comment Discussion
A. Transportation by Air Intermediate Packaging Requirements for
Certain Low and Medium Danger Hazardous Materials (P-1637)
B. Quantity Limits for Portable Electronic Medical Devices
Carried by Passengers, Crewmembers, and Air Operators (P-1649)
C. Information to the Pilot-in-Command, Harmonization With the
ICAO Technical Instructions (P-1487)
D. Amendments to Package Inspection (P-1671) and Securing
Requirements
III. Section-by-Section Review
IV. Regulatory Analyses and Notices
A. Statutory/Legal Authority for This Rulemaking
B. Executive Order 12866, Executive Order 13563, and DOT
Regulatory Policies and Procedures
C. Executive Order 13771
D. Executive Order 13132
E. Executive Order 13175
F. Regulatory Flexibility Act, Executive Order 13272, and DOT
Policies and Procedures
G. Paperwork Reduction Act
H. Regulation Identifier Number (RIN)
I. Unfunded Mandates Reform Act
J. Environmental Assessment
K. Privacy Act
L. Executive Order 13609 and International Trade Analysis
M. National Technology Transfer and Advancement Act
I. Background
On December 5, 2016, PHMSA (also ``we''), in consultation with the
Federal Aviation Administration (FAA), published a notice of proposed
rulemaking (NPRM) [Docket No. PHMSA-2015-0100 (HM-259); 81 FR 87510] to
amend the Hazardous Materials Regulations (HMR; 49 CFR parts 171-180)
to align more closely with certain provisions of the International
Civil Aviation Organization's Technical Instructions for the Safe
Transport of Dangerous Goods by Air (ICAO Technical Instructions).
These amendments update miscellaneous regulatory requirements for
hazardous materials offered for transportation, or transported, in
commerce by aircraft. In addition, the NPRM proposed amendments in
response to four petitions for rulemaking submitted by the regulated
community. The petitions are included in the docket for this proceeding
and are discussed at length in Section II (Comment Discussion) of this
rulemaking. In the NPRM, the phrase ``notification to the pilot-in-
command'' and the acronym ``NOTOC'' were used. In this final rule,
consistent with the ICAO Technical Instructions, the phrase
``information to the pilot-in-command'' is used.
II. Comment Discussion
In response to the NPRM [81 FR 87510], PHMSA received comments from
the following organizations:
Air Line Pilots Association (ALPA)
Airlines for America (A4A)
Council on Safe Transportation of Hazardous Articles (COSTHA)
Dangerous Goods Advisory Council (DGAC)
United Parcel Service (UPS)
See below for discussion of the comments received and PHMSA's
determined action in this final rule. This section addresses comments
made to proposals to revise the HMR based on petitions for rulemaking.
Additional comments are addressed in Section III (Section-by-Section
Review) of this rulemaking.
A. Transportation by Air Intermediate Packaging Requirements for
Certain Low and Medium Danger Hazardous Materials (P-1637)
The DGAC petitioned PHMSA to remove the additional intermediate
packaging requirements found in special provisions A3 and A6, see 49
CFR 172.102(b)(2), by deleting these special provisions and all
references to them in the Hazardous Materials Table (HMT) in Sec.
172.101. See P-1637.\1\ Special provisions A3 and A6 apply to certain
commodities as assigned in column (7) of the HMT when transported by
aircraft:
---------------------------------------------------------------------------
\1\ See https://www.regulations.gov/docket?D=PHMSA-2014-0094.
---------------------------------------------------------------------------
Special provision A3 states that if glass inner packagings
are used for transportation of referenced commodities, they must be
packed with absorbent material in tightly closed metal receptacles
before being packed in outer packagings.
Special provision A6 states that if plastic inner
packagings are used for transportation of referenced commodities, they
must be packed in tightly closed metal receptacles before being packed
in outer packagings.
The petitioner notes that the packaging requirements imposed by
special provisions A3 and A6 are domestic provisions not found in the
ICAO Technical Instructions and that maintaining these differences
creates both a trade barrier to U.S. exports and a burden to the
domestic market. The petitioner contends that the requirement for
``metal receptacles'' is overly restrictive and provides a competitive
advantage to shippers in countries that allow these products to be
shipped without additional intermediate packagings.
The petitioner further notes that the following requirements in
Sec. 173.27(d) and (e) of the HMR make special provisions A3 and A6
unnecessary: (1) When transported by air, inner packagings of Packing
Group (PG) I materials currently assigned A3, A6, or both are already
required to be packed in either a rigid and leakproof receptacle or an
intermediate packaging containing sufficient absorbent material to
absorb the entire contents of the inner
[[Page 52879]]
packaging before packing the inner packaging in its outer package; and
(2) PG II and III commodities are already subject to secondary closure
requirements. Therefore, the petitioner asks that the intermediate
packaging requirements in special provisions A3 and A6 be removed.
Section 173.27(d) of the HMR establishes the type of closure
required for transportation of liquid hazardous materials by air. It
states that the inner packaging for PG I liquid hazardous materials
must have a secondary means of closure applied. The inner packaging for
PG II or III liquid hazardous materials must have a secondary closure
applied unless the secondary closure is impracticable. If the secondary
closure is impracticable, the closure requirements for PG II and III
liquids may be satisfied by securely closing the inner packaging and
placing it in a leakproof liner or bag before placing the inner
packaging in the outer packaging.
Section 173.27(e) sets the absorbency requirements for PG I liquid
hazardous materials of Classes 3, 4, or 8, or Divisions 5.1 or 6.1,
when the materials are packaged in glass, earthenware, plastic, or
metal inner packagings and offered for transport by air. It requires
that inner packagings be packed in a rigid and leakproof receptacle or
intermediate packaging that is sufficiently absorbent to absorb the
entire contents of the inner packaging before the inner package is
packed in the outer package.
In the NPRM, PHMSA proposed to: (1) Amend special provision A3 in
Sec. 172.102 to authorize rigid and leakproof receptacles for
intermediate packaging; (2) remove references to special provision A3
from assigned PG I entries in the HMT; and (3) remove references to
special provision A6 from assigned liquids in the HMT.
PHMSA received positive feedback from commenters. Specifically,
ALPA and UPS expressed support for this amendment. The DGAC also
expressed support for the proposed amendment; however, consistent with
their petition, DGAC continues to believe that the secondary closure
requirements in Sec. 173.27(d) satisfy the provisions in A3, making A3
unnecessary for PG II and III materials.
As stated in the NPRM, PHMSA agrees that current requirements in
Sec. 173.27(d) and (e) make special provisions A3 and A6 unnecessarily
redundant for liquid PG I materials. We also agree that the
requirements in Sec. 173.27(d) for inner packagings to have a
secondary means of closure or a leakproof liner or bag adequately
address the hazards that special provision A6 was designed to mitigate
for PG II and III materials. As commenters did not provide any
supplemental information or justification for the removal of special
provision A3 from the assigned PG II and III entries other than
originally included in the petition, PHMSA maintains its position
stated in the NPRM that the material of construction of the inner
packaging referenced in special provision A3 (glass) necessitates an
intermediate packaging to perform a containment function in the event
an inner packaging breaks. Therefore, PHMSA is maintaining the
intermediate packaging requirements for PG II and III materials in
special provision A3; however, we are amending special provision A3 to
authorize rigid and leakproof receptacles for use as intermediate
packagings that are currently limited to metal construction. This will
provide a wider range of intermediate packaging options to shippers of
hazardous materials subject to special provision A3.
Additionally, in the NPRM, PHMSA solicited comment on maintaining
special provision A6 for currently assigned solid materials or whether
revisions to the packaging provisions for these materials should be
considered in a future rulemaking. Special provision A6 is currently
assigned to four solid materials (UN Nos. 1326, 1390, 1889, and 3417)
in the HMT. Unlike the liquids currently assigned special provision A6,
these solid materials are not subject to the intermediate or secondary
packaging provisions in Sec. 173.27. PHMSA received two comments in
support of removing special provision A6 from the currently assigned
solid materials. The DGAC commented that the special provision is
unnecessary because these solid materials are not subject to the
intermediate or secondary packaging requirements. UPS supports removing
the special provision provided the packaging provisions in Sec. 173.27
are modified to require secondary or intermediate containment for these
commodities. Based on the comments received, PHMSA will consider
removing special provision A6 from the four solid materials in a future
rulemaking.
B. Quantity Limits for Portable Electronic Medical Devices Carried by
Passengers, Crewmembers, and Air Operators (P-1649)
Phillips Healthcare petitioned PHMSA to revise Sec.
175.10(a)(18)(i) to increase the quantity limits applicable to the
transportation of portable medical electronic devices (e.g., automated
external defibrillators (AED); nebulizers; continuous positive airway
pressure (CPAP) devices containing lithium metal batteries; and spare
batteries) carried on aircraft by passengers and crewmembers. See P-
1649.\2\ The current HMR requirements limit all lithium metal batteries
carried on an aircraft by passengers or crewmembers for personal use to
a lithium content of not more than 2 grams per battery. The ICAO
Technical Instructions allow portable medical electronic devices
containing lithium metal batteries and spare batteries for these
devices to contain up to 8 grams of lithium content per battery to be
carried by passengers with the approval of the operator. The petitioner
stated:
---------------------------------------------------------------------------
\2\ See https://www.regulations.gov/docket?D=PHMSA-2015-0107.
A global increase in air travel, as well as a growing aged
population in many countries, makes it reasonable to assume that
there will be a significant increase in older passengers and
passengers with illness. An automated external defibrillator can
---------------------------------------------------------------------------
make the difference between life and death during cardiac arrest.
The petitioner further asserted that the current HMR requirements
prohibit many people who need to travel with their portable medical
electronic devices from doing so because the lithium content exceeds
the amount allowed.
In addition, the petitioner noted that increasing the quantity
limits for portable medical electronic devices containing lithium metal
batteries and spare batteries would be consistent with section 828 of
the ``FAA Modernization and Reform Act of 2012'' (Pub. L. 112-98, 126
Stat. 133; Feb. 14, 2012),\3\ which prohibits the Secretary of
Transportation from issuing or enforcing any regulation or other
requirement regarding the air transportation of lithium cells or
batteries if the requirement is more stringent than the requirements of
the ICAO Technical Instructions.
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\3\ See https://www.gpo.gov/fdsys/pkg/CRPT-112hrpt381/pdf/CRPT-112hrpt381.pdf.
---------------------------------------------------------------------------
In the NPRM, PHMSA proposed to amend Sec. 175.10(a)(18)(i) to
authorize passengers and crewmembers to carry on board an aircraft
lithium metal battery-powered portable medical electronic devices and
two spare batteries for those devices exceeding 2 grams of lithium
content per battery, but not exceeding 8 grams of lithium content per
battery, with the approval of the operator.
PHMSA received three comments from A4A, COSTHA, and DGAC in support
of the proposed amendment.
[[Page 52880]]
A4A commented that the current inability of passengers and crewmembers
to carry lithium metal battery-powered portable medical electronic
devices exceeding 2 grams imposes unnecessary travel restrictions for
passengers with medical needs requiring the equipment. DGAC commented
that harmonization with the ICAO Technical Instructions on this issue
will benefit the travelers by allowing them to carry life-saving
medical devices.
In contrast, ALPA provided comments that oppose the proposed
amendment, stating that they do not support changing regulations based
on the end use of batteries. Specifically, ALPA notes ``batteries
installed in a medical device can be the same as used in a non-medical
device . . . and are not inherently safer than non-medical devices.''
PHMSA agrees with ALPA that hazardous materials are not generally
regulated by end-use application when offered as cargo, but rather on
the hazard posed during transport. In addition, PHMSA does not dispute
ALPA's assertion that lithium batteries used in medical devices present
the same hazard as lithium batteries used in non-medical devices.
However, the exceptions for passengers and crewmembers prescribed in
Sec. 175.10 do not apply to cargo consignments. Instead, they are
based on the need of individual passengers and crewmembers to carry
personal items containing relatively small quantities of hazardous
materials for common ``end-use'' items subject to certain conditions.
In the 2011-2012 edition of the ICAO Technical Instructions, the 2-gram
limit was expanded for medical devices only. Specifically, the limit
was expanded to allow for medical devices known to exceed these limits,
notably Automated External Defibrillators (AEDs), which typically had a
lithium content between 4 and 8 grams.\4\ Therefore, PHMSA is adopting
the amendment to Sec. 175.10(a)(18) as proposed in the NPRM consistent
with the provisions of the ICAO Technical Instructions.
---------------------------------------------------------------------------
\4\ See paragraph 5.4.10 of ICAO Dangerous Goods Panel Working
Paper DGP/22-WP/100 (October 2009).
---------------------------------------------------------------------------
In addition to the comments above, A4A and COSTHA recommended that
PHMSA extend this allowance for lithium metal battery-powered portable
medical electronic devices exceeding current regulatory limits to all
portable electronic devices powered by lithium metal batteries. They
stated that maintaining differences between medical and non-medical
devices increases training costs, adds confusion, and the risk of
potential inadvertent non-compliance by aircraft operators who elect to
approve portable medical devices exceeding 2 grams of lithium content
per battery, but not exceeding 8 grams of lithium content per battery.
As this proposal was not presented in the December 5, 2016 NPRM, it is
considered beyond the scope of the rulemaking and is not addressed in
this final rule.
C. Information to the Pilot-in-Command, Harmonization With the ICAO
Technical Instructions (P-1487)
UPS petitioned PHMSA to revise the information to the pilot-in-
command requirements to match the ICAO Technical Instructions. The
pilot-in-command must receive the information in order to appropriately
consider the presence, amount, and location of hazardous materials
onboard the aircraft in an emergency. See P-1487.\5\ This information,
which also includes the hazard classification, proper shipping name,
and packing group of the hazardous materials onboard the aircraft can
help inform the decision-making of the pilot-in-command. If an in-
flight emergency did occur, the pilot-in-command or the operator's
ground personnel would need to convey information to air traffic
control and/or emergency responders in order to support a safe and
effective response.
---------------------------------------------------------------------------
\5\ See https://www.regulations.gov/docket?D=PHMSA-2006-26159.
---------------------------------------------------------------------------
In its petition, UPS asked PHMSA to amend the domestic information
to the pilot-in-command requirements in Sec. 175.33 to reduce what it
considers extraneous information and more closely align the HMR with
existing international practices. The petitioner stated that
harmonization with more elements of the ICAO Technical Instructions'
information to the pilot-in-command requirements will reduce the
regulatory burden for operators, as well as the costs associated with
training employees and contract personnel to two sets of standards.
In the NPRM, PHMSA proposed adding each of the following
requirements to the HMR:
1. The operator must provide to the flight dispatcher \6\ the same
information as provided on the information to the pilot-in-command;
---------------------------------------------------------------------------
\6\ For the purposes of this rulemaking the ``flight
dispatcher'' refers to the personnel with responsibilities for
operational control of the aircraft (e.g., the flight operations
officer, flight dispatcher, or designated ground personnel
responsible for flight operations).
---------------------------------------------------------------------------
2. The information must be provided to the pilot-in-command and
flight dispatchers prior to an aircraft moving under its own power;
3. The air operator must retain the pilot-in-command's confirmation
via signature or other appropriate indication that the required
information was received; and
4. The person responsible for loading the aircraft must provide a
signed confirmation or other form of indication that no damaged or
leaking packages or packages showing evidence of damage or leakage were
loaded on the aircraft.
PHMSA received comments from A4A, ALPA, DGAC, COSTHA, and UPS
providing general support for aligning the information to the pilot-in-
command requirements with the ICAO Technical Instructions. UPS
commented, ``This action will improve consistency between the HMR and
ICAO, thereby promoting clarity of requirements, and overall compliance
and safety in flight for operations around the world.'' DGAC commented,
``. . . Harmonizing the provisions of the HMR with those in the ICAO
will provide for enhanced safety, minimize potential for errors,
enhance training in only one set of harmonized requirements, and
otherwise minimize costs of maintaining two systems of operations.''
These and other general changes discussed below will result in
PHMSA harmonizing with the ICAO Technical Instructions in regards to
the information required to be provided in the information to the
pilot-in-command.
Requirement that the operator provide the same information
to the flight dispatcher that is required to be provided to the pilot-
in-command. In an emergency, a flight dispatcher may be more readily
able to communicate with air traffic control and emergency responders
about the nature and location of hazardous materials onboard an
aircraft than the pilot-in-command. Harmonizing with the ICAO Technical
Instructions and requiring flight dispatchers to have the same
information as the pilot-in-command regarding the nature, amounts, and
locations of hazardous materials improves information sharing in an
emergency situation. Incorporating this provision into the HMR is also
relevant to the National Transportation Safety Board's (NTSB) Safety
Recommendation A-11-042, which recommends that the FAA ``develop a
method to quickly communicate information regarding the number of
persons on board and the presence of hazardous materials to emergency
responders when airport
[[Page 52881]]
emergency response or search and rescue is activated.'' \7\
---------------------------------------------------------------------------
\7\ See https://www.ntsb.gov/safety/safety-recs/recletters/A-11-039-047.pdf.
---------------------------------------------------------------------------
Consistent with the ICAO Technical Instructions, operators are
responsible to specify the personnel to be provided the information to
the pilot-in-command in their operations manual and/or other
appropriate manuals. The term ``provided'' covers the information to
the pilot-in-command when made available in a handwritten, printed, or
electronic format.
Providing an additional and potentially quicker means for airport
rescue and firefighting (ARFF) personnel to receive the information to
the pilot-in-command underscores that the ARFF community is as much an
intended consumer of the information as is the pilot-in-command. ARFF
training in hazardous materials incidents is required under 14 CFR part
139, which specifies the FAA's requirements for certificated airports.
PHMSA received comments from A4A, COSTHA, and UPS concerning use of
the term ``written'' in the proposed paragraphs Sec. 175.33(a) and
(b)(2). A4A and COSTHA commented that the ``accurate and legible
written information'' language in proposed Sec. 175.33(a) and the
``copy of the written notification'' language in proposed Sec.
175.33(b)(2) do not support electronic notification method as air
operators continue to move away from paper documents towards electronic
systems for messaging and direct information upload to, and retrieval
from, the cockpit. In their comments, A4A stated, ``Electronic storage
and messaging allows the most up-to-date and accurate documentation to
be retrieved by flight crews, dispatchers and ground personnel at any
time, providing a safety enhancement in addition to considerable cost
and environmental benefits.'' UPS commented that including the
``legible written'' language in the proposed Sec. 175.33(a) allows for
the interpretation that a printed information to the pilot-in-command
is required for issuance to the pilot-in-command, as well as having the
unintended effect of requiring printed information to be furnished to a
flight dispatcher or equivalent operator employee. UPS explained that
large carrier operations such as theirs would face difficulties as
``information is readily available in other formats and the task of
managing printed copies would be inefficient and contrary to
technological advances.'' The three commenters provided similar
alternative language removing the word ``written'' from paragraphs (a)
and (b)(2).
The intent of the NPRM was to more closely align the information to
the pilot-in-command provisions in the HMR with those in the ICAO
Technical Instructions. Consistent with the language in the NPRM, the
current requirements in both regulations require that the operator of
the aircraft provide the pilot-in-command with ``accurate and legible
written information.'' Chapter 7;4.1.1 b) of the ICAO Technical
Instructions requires that the aircraft operator provide personnel with
responsibilities for operation control of the aircraft (e.g., flight
dispatcher) with the same information required to be provided to the
pilot-in-command. The ICAO requirement is followed by an example
indicating that an operator may satisfy this requirement by providing
the flight dispatcher with a copy of the written information provided
to the pilot-in-command. However, the requirement in the ICAO Technical
Instructions, while using the phrase ``copy of the written
information'' as an example, does not specify the format or method in
which the information is provided to the flight dispatcher, but rather
only that the information is the same as provided to the pilot-in-
command.
PHMSA agrees that the term ``written'' may not be clear to everyone
that the use of an electronic format for the information to the pilot-
in-command is allowed. Based on the information provided by the three
commenters, this final rule revises paragraphs (a) and (b)(2) to
clarify that for the purposes of Sec. 175.33, ``written'' means in a
handwritten, printed, or an electronic format. Therefore, the
information provided to both the pilot-in-command and the flight
dispatcher may be provided legibly in writing (e.g. handwritten,
printed, or electronic format) provided all requirements of the section
are met. We recognize the trend of providing the pilot-in-command and
flight dispatchers with operational data through electronic means and
that the use of electronic means to supplement the pilot-in-command
with information about cargo, including hazardous materials, is
consistent with current practices. The FAA recognizes that there are
multiple electronic means that operators may use to provide information
to their pilot-in-command and flight dispatchers.
Requirement that the information to the pilot-in-command
be provided to the pilot and flight dispatchers prior to an aircraft
moving under its own power. The current HMR require the pilot-in-
command to receive written information meeting the requirements in
Sec. 175.33 as early as practicable before departure of the aircraft.
Consistent with the ICAO Technical Instructions, PHMSA believes that
this information should be provided to both the pilot-in-command and
flight dispatchers prior to the aircraft moving under its own power.
The pilot-in-command should not be burdened with additional information
or processes during taxiing and final preparations for takeoff. This
change would also allow the pilot-in-command additional time to address
any safety concerns identified after a review of the information before
taxiing. For example, the pilot-in-command will be more likely to have
the opportunity to physically inspect (e.g., packages, paperwork,
etc.), ask questions, or otherwise act on the information if they
receive the information prior to the aircraft moving.
Requirement that the air operator obtains and retains a
confirmation (e.g., a signed confirmation from the pilot-in-command or
notation via an operator's computer system) that the information was
received by the pilot-in-command. The current HMR require the
information to be provided to the pilot-in-command by the operator and
for the operator to maintain a record of the information to the pilot-
in-command for 90 days, but there is no requirement for the pilot-in-
command to indicate receipt of the information. To be consistent with
the ICAO Technical Instructions, PHMSA is requiring the operator to
obtain and retain documentation of the pilot-in-command's receipt of
the information.
Requirement for the information provided to the pilot-in-
command to have a signed confirmation or some other indication from the
person responsible for loading the aircraft that no evidence of damaged
or leaking packages were loaded on the aircraft. The current HMR
require a confirmation that no damaged or leaking packages were loaded
on board an aircraft, but there is no requirement for a signature or
other means of verification from the person responsible for loading the
aircraft. The requirement for the information provided to the pilot-in-
command to have a signed confirmation or other indication from the
person responsible for loading ensures that there is no evidence of
damage to or leakage from the packages or evidence of leakage from the
unit load device loaded on an aircraft which provides for a more
accountable safety system.
General harmonization with the ICAO Technical Instructions
in regards to information required to be provided in the information to
the pilot-in-
[[Page 52882]]
command associated with (and linked to) requirements for shipping
papers. The current HMR require the additional description requirements
of Sec. Sec. 172.202 and 172.203 to be provided in the information to
the pilot-in-command. These additional information requirements
necessitate the inclusion of items such as descriptions of the physical
or chemical form of radioactive materials, an indication that the
materials being transported are packaged under limited quantity
exceptions, an indication that marine pollutants are present, etc. By
aligning with the ICAO Technical Instructions, PHMSA believes that the
removal of additional description requirements from the information to
the pilot-in-command will result in decreased complexity and training
costs for operators without negatively impacting safety. In the NPRM,
we invited comment from the ARFF community pertaining to the effect
this proposed rule would have had on past incident or accident
responses; however, as no comments were received, we are removing the
additional description requirements from the information to the pilot-
in-command requirements as proposed.
The current HMR contain a requirement that the information to the
pilot-in-command prepared in accordance with the ICAO Technical
Instructions must also include any additional elements required to be
shown on shipping papers by subpart C of part 171 of this subchapter.
The additional elements currently required are: An indication of the
``EX Number'' for Division 1.4G safety devices; an indication of ``RQ''
and technical names if applicable for hazardous substances; an
indication that the hazardous material is a ``Waste'' for hazardous
wastes; and the inclusion of the words ``Poison-Inhalation Hazard'' or
``Toxic-Inhalation Hazard'' and the words ``Zone A,'' ``Zone B,''
``Zone C,'' or ``Zone D'' for gases, or ``Zone A'' or ``Zone B'' for
liquids, as appropriate for Division 2.3 materials meeting the
definition of a material poisonous by inhalation. PHMSA is removing the
requirement for the information to the pilot-in-command made in
accordance with the ICAO Technical Instructions to include these
additional elements. This information will still be required on
shipping papers.
General harmonization between the HMR information to the pilot-in-
command requirements and those found in the ICAO Technical Instructions
ensures consistency for operators subject to both regulatory systems,
thus reducing the cost of complying with two different sets of
standards. However, the HMR will continue to require that the date of
the flight be included on the information to the pilot-in-command,
while the current ICAO Technical Instructions do not. Maintaining the
flight date adds another safety control to ensure the pilot-in-command
has the correct form. As many operators already include the date as a
part of their information provided to the pilot-in-command, this
amendment will not create an undue administrative burden. PHMSA
received one comment from UPS providing support for maintaining the
flight date on the information to the pilot-in-command. The ICAO
Dangerous Goods Panel (DGP) took action in October 2016 to amend the
ICAO Technical Instructions to include the flight date as one of the
required fields on the information to the pilot-in-command. This change
will align with the HMR and is expected to be reflected in the 2019-
2020 ICAO Technical Instructions.
In the NPRM, PHMSA proposed maintaining the existing requirement
that a hazardous material carried under the terms of a special permit
must be indicated on the information to the pilot-in-command. PHMSA
received a comment from UPS stating that the existing term ``special
permit'' is too focused on U.S. regulations. They note that parallel
ICAO provision, in Part 7; Section 4.1.1.1 j) refers to a requirement
to include, ``where applicable, an indication that the dangerous goods
are being carried under a State exemption.'' UPS suggested that the
proposed language should be broadened to include a reference to an
``equivalent document issued by the appropriate authority of another
country,'' thereby reducing potential variation from the ICAO
requirement. PHMSA agrees. Therefore, consistent with the ICAO
Technical Instructions, this final rule adds ``or under a State
exemption as prescribed in the ICAO Technical Instructions'' in
addition to ``special permit.'' ICAO defines ``exemption'' as being
equivalent to a special permit under the HMR. An ``exemption'' does not
include approvals, which are not required to be indicated on the
information to the pilot-in-command.
In their comments, A4A and COSTHA stated that carriers do not
prepare the information to the pilot-in-command when the hazardous
material does not require a shipping paper, noting that the HMR do not
require a shipping paper for lithium cells or batteries prepared in
accordance with Sec. 173.185(c) or the corresponding Section II of
ICAO Packing Instructions (PI) 965-970. The commenters noted that part
7;4.1.11, Table 7-9 provides a list of dangerous goods not required to
appear in the information to the pilot-in-command. The list includes
entries for lithium batteries consigned under the entries UN3090,
UN3091, UN3480, and UN3481 when meeting the requirements of Section II
of PI 965-970. The commenters noted that the HMR do not have a
corresponding exception for these same materials prepared even though a
shipping paper is not required. Both commenters suggested incorporating
the ICAO provisions by either adding Table 7-9 into Sec. 175.33 or by
adding a specific exception stating that lithium batteries prepared in
accordance with Sec. 173.185(c) are not required to appear on the
information to the pilot-in-command. COSTHA suggested adding exceptions
in Sec. 175.33 for all materials listed in Table 7-9 of the ICAO
Technical Instructions such as excepted quantities and ``UN3373 and
Biological substance, Category B'' among others.
PHMSA agrees that in instances when a shipping paper is not
required, the information for that material is generally not required
to appear on the information to the pilot-in-command either. Because a
shipping paper contains the information from which the elements of the
information to the pilot-in-command are derived, it is impracticable to
prepare the information for materials not requiring a shipping paper.
We also agree that the HMR do not have a clear exception from the
information to the pilot-in-command requirement for lithium batteries
prepared in accordance with Sec. 173.185(c), which corresponds with
Section II of ICAO PI 965-970. Other materials listed in Table 7-9,
such as those offered in excepted quantities (Sec. 173.4a), and
``UN3373 and Biological substance, Category B'' (Sec. 173.199) are
sufficiently addressed in their relevant section of the HMR, with an
indication that the materials are not otherwise subject to the
requirements of the subchapter, to include the requirements of Sec.
175.33, if the applicable conditions are met. Therefore, this final
rule clarifies in Sec. 175.33(a)(13) that lithium batteries prepared
in accordance with Sec. 173.185(c) are not required to appear on the
information to the pilot-in-command, which corresponds with Section II
of the applicable ICAO packing instruction.
D. Amendments to Package Inspection (P-1671) and Securing Requirements
Labelmaster Services petitioned PHMSA to amend Sec. 175.30(c)(1)
by removing language prohibiting any package, outside container, or
overpack
[[Page 52883]]
containing hazardous materials from being transported on an aircraft if
it has holes. See P-1671.\8\ The petitioner noted that operators and
freight forwarders have declined to transport packages with minor
abrasions, tears, dents, cuts, small holes, or other minor damage from
normal conditions of transportation and handling. Even where these
examples of minor damage or holes did not compromise the packaging's
integrity, operators and freight forwarders declined to transport them
on the basis of Sec. 175.30(c)(1).
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\8\ See https://www.regulations.gov/docket?D=PHMSA-2015-0281.
---------------------------------------------------------------------------
PHMSA believes the current restriction prohibiting acceptance of
any of these containment methods with holes to be overly prescriptive,
especially as the paramount safety requirement is that there must not
be any indication that the integrity of the containment method has been
compromised. In the NPRM, consistent with the ICAO Technical
Instructions, PHMSA proposed to amend Sec. 175.30(c)(1) to remove
language prohibiting packages or overpacks containing hazardous
materials from being transported on an aircraft simply due to the
presence of holes when the holes do not compromise the integrity of the
containment device.
PHMSA received comments from A4A, COSTHA, DGAC, and UPS in response
to the proposed revision. The DGAC commented in support of the proposed
revision as it enhances harmonization and does not compromise safety.
UPS commented in support of the proposed revision, noting that the risk
of transporting such packages aboard aircraft would not be elevated,
and was also supportive of the NPRM preamble language, stating
operators are ultimately responsible for the decision to accept such a
package for transportation. In their comments, A4A and COSTHA provided
support for the NPRM preamble language, stating that operators may
continue to have more restrictive standards as a part of their business
practice; however, they expressed concern on how package integrity
determinations are to be made and whether enforcement officials will
accept the aircraft operator's conclusion. COSTHA also commented that
aircraft operators receive ``knowing'' or ``constructive knowledge''
violations for non-compliance with the HMR, further noting that
accidental damage is not a ``knowing'' violation but that an operator
accepting a package with a small hole or abrasion could be considered a
``knowing'' violation as operators are prohibited from transporting
damaged packages aboard aircraft.
PHMSA expects that the majority of determinations applicable to
small holes on the integrity of a package or overpack will be quite
evident. If an air operator has any doubt on whether the integrity of
the package or overpack has been compromised, and potentially is not
suitable for transportation aboard aircraft, it should not be accepted
for transport in its present condition. Further, a package or overpack
containing only superficial damage not affecting the integrity, and not
prohibited by Sec. 175.30(c)(1), would not be considered a damaged
package or overpack.
As stated in the NPRM, PHMSA believes the current restriction
prohibiting acceptance of any package or overpack with holes to be
overly prescriptive, especially as the paramount safety requirement is
that there must not be any indication that the integrity of the
containment method has been compromised. Therefore, this final rule
adopts the revision to Sec. 175.30 as proposed in the December 5, 2016
NPRM with minor editorial clarifications. In reviewing the section
during development of the final rule, PHMSA determined that the term
``outside container'' is not applicable. As per the definition of
``strong outer packaging'' in Sec. 171.8, it is synonymous with
``strong outer container''. Therefore ``outside container'' has the
same meaning as outer packaging. Outer packaging is a component of a
package, which is already listed. As a result, in this final rule PHMSA
is removing ``outside container'' from paragraphs (b) and (c). In
addition, in the NPRM, PHMSA proposed to include ``freight container''
and ``unit load device'' in the list of containment devices contained
in paragraph (c). The intent was to align with the provisions in ICAO
Technical Instructions, but further review found that there is no such
provision in the ICAO Technical Instructions. In Part 7;1.3.1 i) of the
ICAO Technical Instructions there is a requirement to verify freight
containers and unit load devices are not leaking and there is no
indication that the integrity has been compromised; however, this is
under the activity of conducting an acceptance checklist which the HMR
do not require. As a result, in this final rule, we are not listing
``freight containers'' or ``unit load devices'' in paragraph (c).
Section 175.88 prescribes requirements for inspection, orientation,
and securing packages of hazardous materials aboard aircraft. In the
NPRM, PHMSA proposed revisions to Sec. 175.88(c) to require hazardous
materials loaded in an aircraft to be protected from damage, including
by the movement of baggage, mail, stores, or other cargo, and further
harmonize specific portions of the general loading/securement
requirements pertaining to appropriate securing and loading practices
of the HMR with those found in the ICAO Technical Instructions.
Specifically, PHMSA proposed to revise Sec. 175.88(c) by separating
the provisions of the existing paragraph (c) into new subparagraphs (1)
and (4), and adding subparagraphs (2) and (3) to align with part
7;2.4.3 of the ICAO Technical Instructions that reads as follows:
When dangerous goods subject to the provisions herein are loaded
in an aircraft, the operator must protect the packages of dangerous
goods from being damaged, including by the movement of baggage,
mail, stores or other cargo. Particular attention must be paid to
the handling of packages during their preparation for transport, the
type of aircraft on which they are to be carried and the method
required to load that aircraft, so that accidental damage is not
caused through dragging or mishandling of the packages.
PHMSA received three comments from A4A, COSTHA, and UPS in response
to the proposed revisions. The commenters stated that the manner in
which the proposed paragraphs are structured may have the unintended
effect of applying to activities outside of the aircraft loading
process, resulting in subjective conditions that could lead to
inappropriate enforcement. COSTHA commented that the proposed
requirements ``could be interpreted to prohibit industry standard
processing and movement of packages and baggage at sorting facilities
or conveyor belt operations used to move packages.'' A4A and UPS
commented on the use of ``dragging'' in proposed paragraph (c)(3). A4A
asserted that normal cargo handling practices could be ``construed by
an inspector'' as ``dragging'' or inadequate protection resulting in a
violation and that ``such practices include loading of unit load
devices and the holds of narrow-body, non-containerized aircraft by
leveraging smooth floor surfaces to slide packages into place.'' UPS
commented that the established industry practice of sliding of packages
on surfaces (e.g., tables, conveyor belts, floors and other surfaces)
may be subject to proposed language in Sec. 175.88(c)(3), noting that
the term ``dragging'' would introduce a basis for enforcement personnel
to misinterpret industry package handling methods. UPS further
commented that there are aircraft holds, such as those with low
ceilings, in which the positioning of or removal of packages
[[Page 52884]]
necessitates the sliding or dragging of such packages.
In addition, the commenters suggested that the proposed text is
unnecessary because other requirements in the HMR, such as those in
Sec. Sec. 175.30 and 175.90(c), already prevent the loading of damaged
packages containing hazardous materials aboard aircraft.
The intent of the revisions to Sec. 175.88(c) is to ensure that
hazardous materials are not loaded in an inappropriate manner and that
accidental damage is not caused during the loading process. The safety
gap addressed in this final rule covers the movement of hazardous
materials during the aircraft loading process until the cargo is
secured aboard the aircraft. PHMSA acknowledges that certain aircraft
types or configurations necessitate sliding or dragging to position the
cargo aboard the aircraft. An example of this type of aircraft would be
passenger aircraft, which contain smaller ``lower hold'' cargo
configurations. These ``lower hold'' configurations are typically 3-4
feet in height, in which operator personnel must get on their knees due
to the small hold area and items must be maneuvered by pushing,
pulling, and sliding cargo.
PHMSA has reviewed the existing requirements in Sec. 175.88(c),
and while these requirements ensure that packages are inspected for
damage upon initial acceptance by the operator and forbid placing
aboard an aircraft baggage or cargo that is contaminated with hazardous
material or appears to be leaking, they do not address accidental
damage that may be caused through mishandling of the packages during
the loading process. PHMSA agrees that the paragraph structure could be
misinterpreted to apply to situations outside of the loading process.
Therefore, this final rule revises paragraph (c)(3) consistent with the
language suggested by COSTHA in their comments.
III. Section-by-Section Review
The following is a section-by-section review of the amendments in
this final rule:
Part 172
Section 172.101
Section 172.101 contains the Hazardous Materials Table (HMT) and
provides instructions for its use. Section 172.101(h) describes column
(7) of the HMT, which specifies codes for special provisions applicable
to hazardous materials. In this final rule, PHMSA is revising the
column (7) special provisions.
Specifically, PHMSA is removing: (1) Special provision A3 from all
assigned PG I HMT entries in column (7); and (2) special provision A6
from all assigned liquid HMT entries in column (7). Table 1 illustrates
the HMT entries for which changes are proposed:
Table 1
------------------------------------------------------------------------
Proper shipping name UN ID No. SP deletion
------------------------------------------------------------------------
Acetaldehyde.............................. UN1089 A3
Acetic acid, glacial or Acetic acid UN2789 A6
solution, with more than 80 percent acid,
by mass.
Acetic acid solution, not less than 50 UN2790 A6
percent but not more than 80 percent
acid, by mass.
Acetic anhydride.......................... UN1715 A6
Acetyl chloride........................... UN1717 A6
Alkali metal alloys, liquid, n.o.s........ UN1421 A3
Alkali metal amalgam, liquid.............. UN1389 A3
Alkali metal dispersions, flammable or UN3482 A3
Alkaline earth metal dispersions,
flammable.
Alkali metal dispersions, or Alkaline UN1391 A3
earth metal dispersions.
Alkylphenols, liquid, n.o.s. (including C2- UN3145 A6
C12 homologues) (PG I).
Allyl iodide.............................. UN1723 A6
Amines, liquid, corrosive, flammable, UN2734 A3, A6
n.o.s. or Polyamines, liquid, corrosive,
flammable, n.o.s. (PG I).
Amines, liquid, corrosive, n.o.s., or UN2735 A3, A6
Polyamines, liquid, corrosive, n.o.s. (PG
I).
Amyl mercaptan............................ UN1111 A6
Antimony pentafluoride.................... UN1732 A6
Benzyl chloroformate...................... UN1739 A3, A6
Boron trifluoride diethyl etherate........ UN2604 A3
Butyl mercaptan........................... UN2347 A6
Chlorite solution......................... UN1908 A6
2-Chloropropene........................... UN2456 A3
Chromium oxychloride...................... UN1758 A3, A6
Chromosulfuric acid....................... UN2240 A3, A6
Corrosive liquid, acidic, inorganic, UN3264 A6
n.o.s. (PG I).
Corrosive liquid, acidic, organic, n.o.s. UN3265 A6
(PG I).
Corrosive liquid, basic, inorganic, n.o.s. UN3266 A6
(PG I).
Corrosive liquid, basic, organic, n.o.s. UN3267 A6
(PG I).
Corrosive liquid, self-heating, n.o.s. (PG UN3301 A6
I).
Corrosive liquids, flammable, n.o.s. (PG UN2920 A6
I).
Corrosive liquids, n.o.s. (PG I).......... UN1760 A6
Corrosive liquids, oxidizing, n.o.s....... UN3093 A6
Corrosive liquids, toxic, n.o.s. (PG I)... UN2922 A6
Corrosive liquids, water-reactive, n.o.s.. UN3094 A6
Dichloroacetic acid....................... UN1764 A6
Dichloroacetyl chloride................... UN1765 A6
Difluorophosphoric acid, anhydrous........ UN1768 A6
Disinfectant, liquid, corrosive, n.o.s.... UN1903 A6
Dyes, liquid, corrosive, n.o.s. or Dye UN2801 A6
intermediates, liquid, corrosive, n.o.s.
(PG I).
Ethyl mercaptan........................... UN2363 A6
Ethyldichlorosilane....................... UN1183 A3
Fluoroboric acid.......................... UN1775 A6
Fluorophosphoric acid anhydrous........... UN1776 A6
Fluorosilicic acid........................ UN1778 A6
[[Page 52885]]
Fluorosulfonic acid....................... UN1777 A3, A6
Hexafluorophosphoric acid................. UN1782 A6
Hydrazine, anhydrous...................... UN2029 A3, A6
Hydriodic acid (PG II).................... UN1787 A6
Hydrobromic acid, with not more than 49 UN1788 A6
percent hydrobromic acid (PG II).
Hydrochloric acid (PG II)................. UN1789 A6
Hydrofluoric acid and Sulfuric acid UN1786 A6
mixtures.
Hydrofluoric acid, with more than 60 UN1790 A6
percent strength.
Hydrofluoric acid, with not more than 60 UN1790 A6
percent strength.
Hydrogen peroxide and peroxyacetic acid UN3149 A6
mixtures, stabilized with acids, water,
and not more than 5 percent peroxyacetic
acid.
Hydrogen peroxide, aqueous solutions with UN2014 A6
not less than 20 percent but not more
than 40 percent hydrogen peroxide
(stabilized as necessary).
Lithium aluminum hydride, ethereal........ UN1411 A3
Mercaptans, liquid, flammable, toxic, UN1228 A6
n.o.s. or Mercaptan mixtures, liquid,
flammable, toxic, n.o.s. (PG III).
Mercaptans, liquid, toxic, flammable, UN3071 A6
n.o.s. or Mercaptan mixtures, liquid,
toxic, flammable, n.o.s., flash point not
less than 23 degrees C.
Methyldichlorosilane...................... UN1242 A3
Morpholine................................ UN2054 A6
Nitric acid other than red fuming, with at UN2031 A6
least 65 percent, but not more than 70
percent nitric acid.
Nitric acid other than red fuming, with UN2031 A6
more than 20 percent and less than 65
percent nitric acid.
Nitric acid other than red fuming, with UN2031 A6
not more than 20 percent nitric acid.
Nitric acid other than red fuming, with UN2031 A3
more than 70 percent nitric acid.
Nitrohydrochloric acid.................... UN1798 A3
Nitrosylsulfuric acid, liquid............. UN2308 A6
Organotin compounds, liquid, n.o.s. (PG I) UN2788 A3
Oxidizing liquid, corrosive, n.o.s. (PG I) UN3098 A6
Oxidizing liquid, n.o.s. (PG I)........... UN3139 A6
Oxidizing liquid, toxic, n.o.s. (PG I).... UN3099 A6
Perchloric acid with more than 50 percent UN1873 A3
but not more than 72 percent acid, by
mass.
Phosphorus tribromide..................... UN1808 A6
Propanethiols............................. UN2402 A6
Propylene oxide........................... UN1280 A3
1,2-Propylenediamine...................... UN2258 A6
Propyleneimine, stabilized................ UN1921 A3
Selenium oxychloride...................... UN2879 A3, A6
Silicon tetrachloride..................... UN1818 A6
Sulfur chlorides.......................... UN1828 A3
Sulfuric acid, fuming with less than 30 UN1831 A3
percent free sulfur trioxide.
Trichloroacetic acid, solution............ UN2564 A6
Trifluoroacetic acid...................... UN2699 A3, A6
Valeryl chloride.......................... UN2502 A6
Vanadium oxytrichloride................... UN2443 A6
Vanadium tetrachloride.................... UN2444 A3, A6
Vinyl ethyl ether, stabilized............. UN1302 A3
Xylyl bromide, liquid..................... UN1701 A6
------------------------------------------------------------------------
Section 172.102 Special Provisions
Section 172.102 lists special provisions applicable to the
transportation of specific hazardous materials. Special provisions
contain packaging requirements, prohibitions, and exceptions applicable
to particular quantities or forms of hazardous materials. PHMSA is
replacing the existing requirement for tightly closed metal receptacles
in special provision A3 from Sec. 172.102(b)(2), which applies only to
transportation by aircraft, with a requirement for rigid and leakproof
receptacles or intermediate packaging packed with absorbent material.
Part 175
Section 175.10
Section 175.10 provides exceptions for passengers, crewmembers, and
air operators. PHMSA is revising Sec. 175.10(a)(18)(i) to authorize
passengers and crewmembers to carry on board aircraft portable medical
electronic devices containing lithium metal batteries with a lithium
content exceeding 2 grams per battery, but not exceeding 8 grams of
lithium content per battery, and no more than two individually
protected lithium metal spare batteries for these portable medical
electronic devices each exceeding 2 grams of lithium content, but not
exceeding 8 grams of lithium content, with the approval of the
operator. Consistent with the ICAO Technical Instructions and the
current HMR prohibitions, spare lithium batteries (i.e., batteries that
are not packed with or contained in equipment) of any type and for any
application continue to be prohibited from checked baggage. FAA's
Safety Alert to Operators (SAFO) 15010 Carriage of Spare Lithium
Batteries in Carry-on and Checked Baggage \9\ provides additional
guidance to operators on this issue.
---------------------------------------------------------------------------
\9\ (SAFO) 15010 Carriage of Spare Lithium Batteries in Carry-on
and Checked Baggage.
---------------------------------------------------------------------------
Section 175.30
Section 175.30 prescribes requirements for the inspection and
acceptance of hazardous materials.
[[Page 52886]]
PHMSA is revising Sec. 175.30(c)(1) to no longer prohibit packages or
overpacks containing hazardous materials from being transported on an
aircraft if there are one or more holes present when the hole(s) or
other indications do not indicate compromised integrity to the package
or overpack.
Section 175.33
Section 175.33 establishes requirements for shipping papers and the
information to the pilot-in-command when hazardous materials are
transported by aircraft. PHMSA is making revisions to harmonize the
information to the pilot-in-command requirements in the HMR with those
found in the ICAO Technical Instructions. Specifically, we are making
revisions to:
Align the elements that are required to be provided in the
information to the pilot-in-command;
Clarify that information to the pilot-in-command may be in
an electronic form;
Ensure the information to the pilot-in-command is provided
to flight dispatchers or, when flight dispatchers are not utilized,
other ground support personnel with operational control of the
aircraft;
Harmonize with ICAO requirements addressing when the
information must be provided to the pilot-in-command and flight
dispatchers;
Require confirmation via signature or other appropriate
indication by the pilot-in-command to indicate that the required
information was received;
Clarify that UN3480, UN3481, UN3090, and UN3091 prepared
in accordance with Sec. 173.185(c), except Sec. 173.185(c)(4)(vi),
are not required to appear on the information to the pilot-in-command;
and
Require that the information provided to the pilot-in-
command contain confirmation via signature or other appropriate
indication by the person responsible for loading the aircraft that no
damaged or leaking packages or packages showing evidence of damage or
leakage have been loaded on the aircraft.
Consistent with the ICAO Technical Instructions, we are also
amending Sec. 175.33 by removing the requirement to include additional
informational requirements in Sec. 175.33(a)(1)(i) and (ii). This
information will continue to be required on shipping papers.
PHMSA has restructured Sec. 175.33 to separate the requirements
for the information to the pilot-in-command from those for shipping
papers to address comments to the NPRM from UPS stating that the
proposed text is confusing and suggesting revisions to improve clarity.
Section 175.88
Section 175.88 prescribes requirements for inspection, orientation,
and securing packages of hazardous materials aboard aircraft. PHMSA is
amending Sec. 175.88(c) by separating the provisions of the existing
paragraph (c) into new subparagraphs (1) and (4), and adding
subparagraphs (2) and (3) to align with part 7;2.4.3 of the ICAO
Technical Instructions. Specifically, these new paragraphs will require
that hazardous materials be: (1) Secured in an aircraft in a manner
that will prevent any change in the orientation of the packages; (2)
protected from damage, including by the movement of baggage, mail,
stores, or other cargo; (3) loaded so that accidental damage is not
caused through dragging or mishandling; and (4) Class 7 (radioactive)
materials be secured in a manner that ensures that the separation
requirements of Sec. Sec. 175.701 and 175.702 will be maintained at
all times during flight.
IV. Regulatory Analyses and Notices
A. Statutory/Legal Authority for This Rulemaking
This final rule is published under the statutory authority of the
Federal hazardous materials transportation law (Federal hazmat law). 49
U.S.C. 5101 et seq. Section 5103(b) of the Federal hazmat law
authorizes the Secretary of Transportation to prescribe regulations for
the safe transportation, including security, of hazardous materials in
intrastate, interstate, and foreign commerce. Section 5120(b) of the
Federal hazmat law authorizes the Secretary of Transportation to ensure
that, to the extent practicable, regulations governing the
transportation of hazardous materials in commerce are consistent with
standards adopted by international authorities. The Secretary has
delegated these authorizations to the Administrator for PHMSA. See 49
CFR 1.97.
This final rule amends regulations to increase alignment with
international standards by incorporating various amendments, including
changes to special provisions, packaging requirements, air transport
information to the pilot-in-command requirements, and allowances for
hazardous materials to be carried on board an aircraft by passengers
and crewmembers. To this end, this final rule amends regulations to
more fully align the HMR with the ICAO Technical Instructions. The
large volume of hazardous materials transported in international
commerce warrants the harmonization of domestic and international
requirements to the greatest extent possible.
Harmonization serves to facilitate international commerce, while
also promoting the safety of people, property, and the environment by
reducing the potential for confusion and misunderstanding that could
result if shippers and operators were required to comply with two or
more conflicting sets of regulatory requirements. PHMSA's goal is to
harmonize without sacrificing the current HMR level of safety or
imposing undue burdens on the regulated community. We consulted the FAA
in the development of this rule.
B. Executive Order 12866 and DOT Regulatory Policies and Procedures
This final rule is not considered a significant regulatory action
under section 3(f) of Executive Order 12866, ``Regulatory Planning and
Review,'' 58 FR 51735 (Oct. 4, 1993) and, therefore, was not reviewed
by the Office of Management and Budget. Accordingly, this final rule is
not considered a significant rule under the Regulatory Policies and
Procedures of the Department of Transportation. 44 FR 11034 (Feb. 26,
1979).
Benefits of the Rule
PHMSA analyzed the expected benefits of these provisions in this
final rule. Typically, the benefits of rules are derived from (1)
enhanced health and safety factors and (2) reduced expenditures, such
as private-sector savings, government administrative savings, gains in
work time, harmonization impacts, and costs of compliance. In the case
of this final rule, most of the benefits will be derived from health
and safety factors, as well as reduced compliance costs.
The health and safety benefits specifically attributable to
modifications of the information to the pilot-in-command requirements
are not easily calculable with any degree of accuracy. The requirements
for pilot-in-command's signature and confirmation from the person
responsible for loading the aircraft will result in more effective and
efficient response in the event of an aviation incident. The
requirement that packages be protected from damage during loading
operations will result in increased safety and environmental
protection. Benefits will also be realized through a more efficient
response time because of emergency response personnel having quicker
access to hazardous materials information for each flight.
[[Page 52887]]
Cost Reducing Aspects of Harmonization
The primary cost savings expected from this final rule result from
reduced packaging costs in relation to the removal of special provision
A3 from all assigned PG I HMT entries and special provision A6 from all
assigned liquid HMT entries. Additionally, while they have not been
quantified, PHMSA expects cost savings from the final rule's general
harmonization of information to the pilot-in-command requirements and
support for the use of electronic formats.
Currently, compliance with special provisions A3 and A6 requires
domestic shippers to use extra \10\ or more expensive \11\ materials.
Shippers also incur higher freight charges for shipping packages with
higher package weights.\12\ PHMSA estimates that the partial removal of
A3 and complete removal of A6 for liquids, as well as that of the
associated intermediate packaging requirements, will provide
undiscounted annual cost savings of $1,814,643 in reduced packaging
costs to shippers.
---------------------------------------------------------------------------
\10\ A metal container enclosing either a plastic or glass
container.
\11\ A metal or glass container rather than a plastic container.
\12\ Having a metal container enclosing a plastic/glass
container will add weight. Likewise, using a metal or glass
container rather than a plastic container will add weight.
---------------------------------------------------------------------------
To arrive at these cost savings, PHMSA (1) analyzed commodity flow
survey data for commodities assigned A3, A6, or both in the HMR; (2)
determined an estimate of total tons of freight for affected
commodities offered for transportation by aircraft annually; (3) used
this general commodity flow survey data to estimate the number of
impacted packages; and (4) determined a cost basis for packages
prepared under existing requirements versus requirements in this final
rule.
A summary of the cost savings calculation method is as follows.
PHMSA estimated the cost savings by comparing the difference in costs
between the pre- and post-final rule options for each shipping scenario
identified for commodities potentially subject to A3 or A6. For the
purposes of this analysis, we assumed that relatively inexpensive
metal, plastic, and glass packaging could be used for inner and
intermediate receptacles. There are no costs specifically attributable
to the A3 compliance requirements because the least cost option for
shipping is to use metal or plastic containers, and A3 applies to
shipments in glass containers. While some commodities are shipped in
glass containers due to various factors (e.g. ensuring product
composition is maintained, customer demand, or specific retail
requirements), the analysis assumed that shippers always choose the
least cost option. We were unable to quantify the number of A3
shipments that are currently voluntarily offered in glass inner
packagings. The potential cost savings per package are due to increased
flexibility posed by the use of any rigid intermediate packaging
instead of the single metal type currently required.
PHMSA estimated the compliance costs attributable to A6 compliance
requirements, which vary by type of shipment and packaging type. For
example, the difference in the compliance cost for a one-gallon
shipment using UN specification packaging for materials corrosive to
metal is estimated at $3.82 for Packing Groups I, II or III. The
estimated number of tons subject to A6 for UN specification packaging
(corrosive to metal and PG I) is 641. The number of packages affected
depends on the average inner receptacle volumes applicable to each
packing group and restriction type. These calculations assume that the
density of the chemicals is the same as that of water (i.e., one ton of
each affected commodity has a volume of 239.65 gallons). Therefore, if
the number of gallons per package for a commodity corrosive to metal
and PG I is 0.66, the estimated number of packages per ton for that
commodity is 363 (239.65/0.66). Thus, the total number of packages is
232,683 packages = 363 packages/ton multiplied by 641 tons. The total
annual shipping cost difference is estimated at $889,434 by multiplying
the cost difference per package noted above of $3.82 by the number of
affected packages, 232,836. Similarly, PHMSA estimates the annual
shipping cost difference for UN specification packaging for PG I
materials not corrosive to metal at $159,150 and the total annual
shipping cost difference for PG II materials corrosive and not
corrosive to metal at $766,059. Therefore, the annual shipping cost
difference for all PGs is estimated at $1,814,643 ($889,434 + $159,150
+ $766,059).
The reduced expenditure cost savings associated with the general
harmonization of the information to the pilot-in-command requirements
are not easily calculable. Inconsistent hazardous materials regulations
result in additional compliance costs for industry and increase
compliance training efforts, whereas consistency of regulations reduces
regulatory compliance costs and helps to avoid rejected or frustrated
shipments. Clarifying that the term ``written'' in the information to
the pilot-in-command applies to handwritten, printed, or electronic
formats supports the use of electronic methods as air operators
continue to move away from paper documents and towards electronic
systems. Cost savings may be realized by utilizing existing messaging
systems for direct upload of information to and retrieval from, the
cockpit. In addition, there may be cost savings for operators electing
to use electronic information methods as they will not have to
physically print the information for use and retention purposes. PHMSA
expects the increased harmonization of the HMR and ICAO Technical
Instructions to generate cost savings by streamlining the processes for
information to the pilot-in-command generation.
Costs of Harmonization
The primary costs associated with this final rule are time costs
related to requirements for (1) confirmation via signature or other
appropriate indication by the person responsible for loading the
aircraft that no damaged or leaking packages were loaded on the
aircraft, and (2) confirmation via signature or other appropriate
indication by the pilot-in-command to indicate that the required
information was received. PHMSA estimates the annual costs associated
with harmonizing the HMR information to the pilot-in-command
requirements with those found in the ICAO Technical Instructions to be
$795,318. This estimate is the total annual costs in 2016 dollars of
the additional costs for pilot ($465,966) and loader ($106,845)
acknowledgements plus HMR training costs ($222,507).
A summary of the annual cost calculation is as follows. PHMSA
estimates there are between 1,056 and 9,920 projected flights \13\
daily carrying hazmat that would be subject to harmonized HMR and ICAO
information to the pilot-in-command requirements with a mean daily
value of 5,415 (1,976,475 annual). The estimated pilot acknowledgement
cost of $0.24\14\ (based on average pilot salary and five seconds per
action) per information received by the pilot-in-command multiplied by
the estimated annual number of associated flights results in a total
cost of $465,966. Person(s) responsible for loading the aircraft costs
were calculated in the same manner as pilots but with an estimated
[[Page 52888]]
acknowledgement cost of $0.05 \15\ per information to the pilot-in-
command resulting in an estimated cost of $106,845. Based on FAA air
operator data, the number of additional employees requiring training is
estimated at 2,086 at an estimated training cost of $107 per trainee
per year. The estimated annual expected industry training costs in 2016
dollars would then be $222,507 = 2,086 employees multiplied by $107 per
employee. PHMSA notes that many air operators already comply with
ICAO's information to the pilot-in-command requirements; therefore, it
is likely that this analysis has overestimated the cost of
harmonization. The HMR currently require confirmation that no damaged
or leaking packages have been loaded on the aircraft. In satisfying
this current requirement, it is assumed that many operators are already
using the specific confirmation requirement (signature or other
indication) from the person responsible for loading the aircraft, which
would already be accounted for in time costs.
---------------------------------------------------------------------------
\13\ PHMSA consulted with the FAA to derive the number of
affected flights subject to this requirement.
\14\ Bureau of Labor Statistics Occupational Employment and
Wages, May 2016: 53-2011 Airline Pilots, Copilots, and Flight
Engineers,
\15\ Occupational Employment and Wages, May 2016: 53-1011
Aircraft Cargo Handling Supervisors.
---------------------------------------------------------------------------
Under current practice, the information is transmitted to the
pilot-in-command. We assume the additional provision of identical
information to the flight dispatcher (or other personnel) will incur
negligible costs, if any, especially as we understand this to be a
common industry practice. In the NPRM, PHMSA invited comments on this
assumption and on any unanticipated costs associated with the proposed
requirement. While PHMSA did not receive any specific comments on
additional costs associated with providing the same information to the
flight dispatcher, all of the commenters provided strong support for
harmonizing with the information to the pilot-in-command provisions of
the ICAO Technical Instructions.
Net Cost Savings
Based on the previous discussions of benefits, costs, and cost
savings PHMSA estimates the net annual cost savings associated with
this final rule (2137-AF10) to be $1,019,325.
C. Executive Order 13771
Executive Order 13771 (``Reducing Regulation and Controlling
Regulatory Costs''), issued January 30, 2017, provides that ``it is
essential to manage the costs associated with the governmental
imposition of private expenditures required to comply with Federal
regulations.'' Toward that end, E.O. 13771 directs agencies to (1)
identify two potential deregulatory actions for each new E.O. 13771
regulatory action, and (2) limit the incremental costs of new
regulations overall on a fiscal year basis. This final rule is
considered an E.O. 13771 deregulatory action. Details on the estimated
cost savings of this final rule are described above.
D. Executive Order 13132
This final rule has been analyzed in accordance with the principles
and criteria contained in Executive Order 13132, ``Federalism,'' 64 FR
43255 (Aug. 10, 1999). The regulatory changes in this final rule
preempt State, local, and Indian tribe requirements but do not have
substantial direct effects on the States, the relationship between the
national government and the States, or the distribution of power and
responsibilities among the various levels of government. Therefore, the
consultation and funding requirements of Executive Order 13132 do not
apply.
The Federal hazardous materials transportation law, 49 U.S.C. 5101-
5128, contains an express preemption provision, 49 U.S.C. 5125(b), that
preempts State, local, and Indian tribe requirements on certain covered
subjects, as follows:
(1) The designation, description, and classification of hazardous
material;
(2) The packing, repacking, handling, labeling, marking, and
placarding of hazardous material;
(3) The preparation, execution, and use of shipping documents
related to hazardous material and requirements related to the number,
contents, and placement of those documents;
(4) The written notification, recording, and reporting of the
unintentional release in transportation of hazardous material; and
(5) The design, manufacture, fabrication, inspection, marking,
maintenance, reconditioning, repair, or testing of a packaging or
container represented, marked, certified, or sold as qualified for use
in transporting hazardous material in commerce.
This final rule addresses covered subject items (2), (3), and (5)
above and preempts State, local, and Indian tribe requirements not
meeting the ``substantively the same'' standard. This final rule is
necessary to harmonize with international standards. If the changes are
not adopted into the HMR, U.S. companies--including numerous small
entities competing in foreign markets--would be at an economic
disadvantage because of their need to comply with a dual system of
regulations. The changes in this rulemaking are intended to avoid this
result. Federal hazardous materials transportation law provides that,
if DOT issues a regulation concerning any of the covered subjects, DOT
must determine and publish in the Federal Register the effective date
of Federal preemption. 49 U.S.C. 5125(b)(2). The effective date may not
be earlier than the 90th day following the date of issuance of the
final rule and not later than two years after the date of issuance.
PHMSA is setting the effective date of Federal preemption to be 90 days
from publication of a final rule in this matter.
E. Executive Order 13175
This final rule was analyzed in accordance with the principles and
criteria contained in Executive Order 13175, ``Consultation and
Coordination with Indian Tribal Governments,'' 65 FR 67249 (Nov. 9,
2000). Because this final rule does not have tribal implications, does
not impose substantial direct compliance costs, and is required by
statute, the funding and consultation requirements of Executive Order
13175 do not apply.
F. Regulatory Flexibility Act, Executive Order 13272, and DOT Policies
and Procedures
This final rule was developed in accordance with Executive Order
13272, ``Proper Consideration of Small Entities in Agency Rulemaking,''
67 FR 53461 (Aug. 16, 2002) and DOT's Policies and Procedures to
promote compliance with the Regulatory Flexibility Act, 5 U.S.C. 601 et
seq., and ensure that potential impacts of draft rules on small
entities are properly considered. The Regulatory Flexibility Act
requires an agency to review regulations to assess their economic
impact on small entities, unless the agency determines that a rule is
not expected to have a significant economic impact on a substantial
number of small entities.
This final rule facilitates the transportation of hazardous
materials in international commerce by increasing consistency with
international standards. It applies to offerors and carriers of
hazardous materials, some of whom are small entities, such as chemical
manufacturers, users and suppliers, packaging manufacturers,
distributors, aircraft operators, and training companies. As previously
discussed in Section IV, Subsection B (Executive Order 12866, Executive
Order 13563, and DOT Regulatory Policies and Procedures), PHMSA expects
that the majority of amendments in this final rule will result in cost
savings and ease the regulatory compliance burden for shippers engaged
in domestic and international
[[Page 52889]]
commerce, including trans-border shipments within North America. Many
companies will realize economic benefits as a result of these
amendments. Additionally, the changes effected by this final rule will
relieve U.S. companies, including small entities competing in foreign
markets, from the burden of complying with a dual system of
regulations. Therefore, we certify that these amendments will not have
a significant economic impact on a substantial number of small
entities.
G. Paperwork Reduction Act
PHMSA currently has an approved information collection under Office
of Management and Budget (OMB) Control Number 2137-0034, ``Hazardous
Materials Shipping Papers and Emergency Response Information.'' We
anticipate that this final rule will result in an increase in the
annual burden of this information collection because of an increase in
the amount of time needed to complete the information to the pilot-in-
command due to additional requirements for (1) confirmation via
signature or other appropriate indication by the person responsible for
loading the aircraft that no damaged or leaking packages were loaded on
the aircraft, and (2) confirmation via signature or other appropriate
indication by the pilot-in-command that the required information was
received. PHMSA did not receive any comments on the changes to this
information collection burden in response to the NPRM.
This rulemaking identifies a revised information collection that
PHMSA will submit to OMB for approval based on the requirements in this
final rule. PHMSA has developed burden estimates to reflect changes and
estimates that the information collection and recordkeeping burden in
this rule are as follows:
OMB Control Number: 2137-0034.
Annual Increase in Number of Respondents: 150.
Annual Increase in Annual Number of Responses: 1,976,475.
Annual Increase in Annual Burden Hours: 5,474.
Annual Increase in Annual Burden Costs: $572,811.
PHMSA will submit the revised information collection and
recordkeeping requirements to OMB for approval.
H. Regulation Identifier Number (RIN)
A regulation identifier number (RIN) is assigned to each regulatory
action listed in the Unified Agenda of Federal Regulations. The
Regulatory Information Service Center publishes the Unified Agenda in
the Spring and Fall of each year. The RIN contained in the heading of
this document can be used to cross-reference this action with the
Unified Agenda.
I. Unfunded Mandates Reform Act
This final rule does not impose unfunded mandates under the
Unfunded Mandates Reform Act of 1995. It does not result in costs of
$141.3 million or more, adjusted for inflation, to either State, local,
or tribal governments, in the aggregate, or to the private sector in
any one year, and is the least burdensome alternative that achieves the
objective of the rule.
J. Environmental Assessment
The National Environmental Policy Act of 1969, 42 U.S.C. 4321-4375,
requires that Federal agencies analyze proposed actions to determine
whether the action will have a significant impact on the human
environment. The Council on Environmental Quality requires agencies to
conduct an environmental review considering (1) the need for the
proposed action, (2) alternatives to the proposed action, (3) probable
environmental impacts of the action and the alternatives, and (4) the
agencies and persons consulted during the consideration process. 40 CFR
1508.9(b).
1. Purpose and Need
In this final rule, PHMSA is amending the HMR to increase
harmonization with international standards and to address four
petitions for rulemaking submitted by shippers, carriers,
manufacturers, and industry representatives. These revisions are
intended to harmonize with international standards, while also
maintaining or enhancing safety. Specifically, PHMSA, consistent with
P-1487, is harmonizing the HMR with the 2017-2018 ICAO Technical
Instructions' requirements for the information to the pilot-in-command,
for the air operator to provide the information to the pilot-in-command
to the flight dispatcher, and for the air operator to obtain and retain
a confirmation that the information to the pilot-in-command was
received by the pilot-in-command. This final rule addresses three
additional petitions for rulemaking (P-1637, P-1649, and P-1671) to:
(1) More closely harmonize with the ICAO Technical Instructions in
regard to intermediate packaging requirements for certain low and
medium danger hazardous materials; (2) add an exception to allow
passengers to bring on board an aircraft portable medical electronic
devices containing lithium metal batteries that exceed the current
lithium battery limits in Sec. 175.10(a)(18)(i), as well as spare
batteries for these devices with the approval of the operator; and (3)
remove language prohibiting any package or overpack containing
hazardous materials from being transported on an aircraft if it has
holes when there is no indication that the integrity of the package or
overpack has been compromised. All of these amendments more closely
harmonize U.S. regulations with international standards.
This action is necessary to: (1) Fulfill PHMSA's statutory
directive to promote transportation safety; (2) fulfill PHMSA's
statutory directive under the Administrative Procedure Act (APA) that
requires Federal agencies to give interested persons the right to
petition an agency to issue, amend, or repeal a rule, 5 U.S.C. 553(e);
(3) align the HMR with international transport standards and
requirements to the extent practicable in accordance with Federal
hazmat law, 49 U.S.C. 5120; and (4) simplify and clarify the
regulations in order to promote understanding and compliance.
Specifically, this rulemaking achieves these goals by responding to
petitions (P-1487, P-1637, P-1649, and P-1671).
With this action, we are more closely align the HMR with
international transport standards and requirements, without diminishing
the level of safety currently provided by the HMR or imposing undue
burdens on the regulated public.
2. Alternatives
In developing this rulemaking, PHMSA considered the following
alternatives:
No Action Alternative:
If PHMSA had selected the No Action Alternative, regulations would
remain in place and no new provisions would be added. However,
efficiencies gained through harmonization in updates to information to
the pilot-in-command requirements; intermediate packaging requirements;
passenger carriage of portable medical electronic devices containing
certain lithium metal batteries; acceptance/transport of packages with
small holes that do not compromise the package integrity; ensuring that
hazardous materials loaded in an aircraft are protected from damage;
etc., would not be realized.
Preferred Alternative:
PHMSA selected the Preferred Alternative. The amendments included
in this alternative are more fully addressed in the preamble and
regulatory text sections of this final rule. However, they include the
following:
[[Page 52890]]
(1) Harmonize the HMR and ICAO Technical Instructions information
to the pilot-in-command requirements. In this final rule, PHMSA is more
closely aligning the information to the pilot-in-command requirements
in the HMR to the ICAO Technical Instructions. This includes
information required, when the information must be provided to the
pilot-in-command and flight dispatchers, and requirements for verifying
that the information was received by the pilot-in-command.
(2) More closely harmonize with the ICAO Technical Instructions in
regard to intermediate packaging requirements for certain low and
medium danger hazardous materials. In this final rule, PHMSA is
removing all references to special provision A6 assigned to liquids in
the Hazardous Materials Table. Additionally, this final rule amends
special provision A3 to authorize additional intermediate packagings.
(3) Add an exception to allow passengers, with the approval of the
operator, to bring on board an aircraft a portable medical electronic
device that exceeds the lithium battery limits in Sec.
175.10(a)(18)(i). In this final rule, PHMSA is amending Sec.
175.10(a)(18)(i) to increase the quantity limits applicable to the
transportation of portable medical electronic devices containing
lithium metal batteries and spare batteries for these devices carried
on an aircraft. The current HMR limit all lithium metal batteries to a
lithium content of not more than 2 grams per battery regardless of end
use, whereas the ICAO Technical Instructions allow portable medical
electronic devices containing lithium metal batteries with up to 8
grams of lithium (as well as spare batteries for these devices) to be
carried on board an aircraft.
(4) Amend the package inspection and securing requirements. In this
final rule, PHMSA is amending Sec. 175.30(c)(1) to remove language
prohibiting any package or overpack containing hazardous materials from
being transported on an aircraft if it has holes. Additionally, PHMSA
is revising Sec. 175.88(c) to require hazardous materials loaded in an
aircraft to be protected from damage, including by the movement of
baggage, mail, stores, or other cargo, consistent with general loading
requirements found in the ICAO Technical Instructions.
3. Probable Environmental Impacts of the Alternatives
No Action Alternative:
If PHMSA had selected the No Action Alternative, regulations would
remain in place and no new provisions would be added. However,
efficiencies gained through harmonization of transport standards would
not be realized. Foregone efficiencies in the No Action Alternative
include freeing up limited resources to concentrate on air transport
hazard communication issues of potentially much greater environmental
impact.
Additionally, the Preferred Alternative encompasses enhanced and
clarified regulatory requirements, which would result in increased
compliance and less environmental and safety incidents. Not adopting
the environmental and safety requirements under the No Action
Alternative would result in a lost opportunity for reducing
environmental and safety-related incidents.
Greenhouse gas emissions would remain the same under the No Action
Alternative.
Preferred Alternative:
PHMSA selected the Preferred Alternative. We believe that safety
and environmental risks will be reduced and that protections to human
health and environmental resources will be increased. Consistency
between U.S. and international information to the pilot-in-command
requirements can enhance the safety and environmental protection of
hazardous materials transportation, reduce compliance costs, increase
the flow of hazardous materials from their points of origin to their
points of destination (or diversion airport when required), and improve
the emergency response in the event of a hazardous materials incident
or accident.
Overall, harmonization will result in more targeted and effective
training and thereby enhanced environmental protection. These
amendments will reduce inconsistent hazardous materials regulations,
which can increase the time and cost of compliance training. For ease
of compliance with appropriate regulations, operators engaged in the
transportation of hazardous materials generally elect to accept and
transport hazardous materials in accordance with the ICAO Technical
Instructions, as appropriate. Increasing consistency between these
international regulations and the HMR allows shippers and carriers to
more efficiently train hazmat employees in their responsible functions.
PHMSA believes that these amendments, which will increase
standardization and consistency of regulations, will result in greater
protection of human health and the environment:
(1) More closely harmonize the HMR and ICAO Technical Instructions
information to the pilot-in-command requirements. Harmonization of
information to the pilot-in-command requirements will (1) allow
operators to streamline compliance and training programs, (2) result in
emergency response personnel having quicker access to hazmat
information for each flight, (3) remove the requirement to supply data
elements required under shipping paper provisions, and (4) provide
flight dispatchers access to hazmat information and relieve the pilot-
in-command of the responsibility of communicating this information to
Air Traffic Control (ATC) and Aircraft Rescue and Firefighting (ARFF)
personnel.
Greenhouse gas emissions would remain the same under this
amendment.
(2) More closely harmonize with the ICAO Technical Instructions in
regard to intermediate packaging requirements for certain low and
medium danger hazardous materials. Deleting the assignment of special
provisions A3 (partial) and A6 (for liquids) more closely harmonizes
the HMR with ICAO's packing instructions and removes a requirement
that, according to the petitioner, is a barrier to trade for U.S.
exports, while still maintaining an appropriate level of safety.
Existing requirements in Sec. 173.27(d) and (e) for inner packagings
to have a secondary means of closure and to be placed in either a rigid
and leakproof receptacle or an intermediate packaging with absorbent
material make special provisions A3 and A6 redundant for PG I
commodities. Additionally, the requirements in Sec. 173.27(d) for
inner packagings to have a secondary means of closure or a leakproof
liner or bag adequately address the hazards that special provision A6
was designed to mitigate for PG II and III liquid materials.
Greenhouse gas emissions would remain the same under this
amendment.
(3) Add an exception to allow passengers, with the approval of the
operator, to bring on board an aircraft a portable medical electronic
device that exceeds the lithium metal battery limits in Sec.
175.10(a)(18)(i). Harmonizing with the ICAO Technical Instructions in
this area will assist the traveling public who rely on their portable
medical electronic devices powered by lithium metal batteries. This
revision will be consistent with the FAA Modernization and Reform Act.
Greenhouse gas emissions would remain the same under this
amendment.
(4) Amend the package inspection and securing requirements.
Harmonizing with the ICAO Technical Instructions in this area will
address the overly prescriptive requirements for package inspection and
securing, which
[[Page 52891]]
currently result in acceptance rejections from operators and freight
forwarders. Further, harmonization will result in more targeted and
effective training and thereby enhanced environmental protection. These
amendments will reduce inconsistent hazardous materials regulations,
which hamper compliance training efforts.
Greenhouse gas emissions would remain the same under this
amendment.
4. Agencies Consulted
PHMSA coordinated with the U.S. Federal Aviation Administration,
the Federal Motor Carrier Safety Administration, the Federal Railroad
Administration, and the U.S. Coast Guard, in the development of this
final rule. PHMSA considered the views expressed in comments to the
NPRM submitted by members of the public, State and local governments,
and industry.
5. Conclusion
The provisions of this final rule build on current regulatory
requirements to enhance the transportation safety and security of
shipments of hazardous materials transported by aircraft, thereby
reducing the risks of an accidental or intentional release of hazardous
materials and consequent environmental damage. PHMSA concludes that the
net environmental impact will be positive and that there are no
significant environmental impacts associated with this final rule.
K. Privacy Act
In accordance with 5 U.S.C. 553(c), DOT solicits comments from the
public to better inform its rulemaking process. DOT posts these
comments, without edit, including any personal information the
commenter provides, to www.regulations.gov, as described in the system
of records notice (DOT/ALL-14 FDMS), which can be reviewed at
www.dot.gov/privacy.
L. Executive Order 13609 and International Trade Analysis
Under Executive Order 13609, ``Promoting International Regulatory
Cooperation,'' 77 FR 26413 (May 4, 2012), agencies must consider
whether the impacts associated with significant variations between
domestic and international regulatory approaches are unnecessary or may
impair the ability of American business to export and compete
internationally. In meeting shared challenges involving health, safety,
labor, security, environmental, and other issues, international
regulatory cooperation can identify approaches that are at least as
protective as those that are or would be adopted in the absence of such
cooperation. International regulatory cooperation can also reduce,
eliminate, or prevent unnecessary differences in regulatory
requirements.
Similarly, the Trade Agreements Act of 1979, Public Law 96-39, as
amended by the Uruguay Round Agreements Act, Public Law 103-465,
prohibits Federal agencies from establishing any standards or engaging
in related activities that create unnecessary obstacles to the foreign
commerce of the United States. For purposes of these requirements,
Federal agencies may participate in the establishment of international
standards, so long as the standards have a legitimate domestic
objective, such as providing for safety, and do not operate to exclude
imports that meet this objective. The statute also requires
consideration of international standards and, where appropriate, that
they be the basis for U.S. standards.
PHMSA and the FAA participate in the establishment of international
standards to protect the safety of the American public. We have
assessed the effects of this final rule to ensure that it does not
cause unnecessary obstacles to foreign trade. In fact, the final rule
is designed to facilitate international trade by eliminating
differences between the domestic and international air transportation
requirements. Accordingly, this rulemaking is consistent with Executive
Order 13609 and PHMSA's obligations under the Trade Agreement Act, as
amended.
M. National Technology Transfer and Advancement Act
The National Technology Transfer and Advancement Act of 1995, 15
U.S.C. 272 note, directs Federal agencies to use voluntary consensus
standards in their regulatory activities unless doing so would be
inconsistent with applicable law or otherwise impractical. Voluntary
consensus standards are technical standards (e.g., specification of
materials, test methods, or performance requirements) that are
developed or adopted by voluntary consensus standard bodies. This final
rule does not involve voluntary consensus standards.
List of Subjects
49 CFR Part 172
Education, Hazardous materials transportation, Hazardous waste,
Incorporation by reference, Labeling, Markings, Packaging and
containers, Reporting and recordkeeping requirements.
49 CFR Part 175
Hazardous materials transportation, Incorporation by reference,
Operators, Reporting and recordkeeping requirements.
In consideration of the foregoing, PHMSA is amending 49 CFR chapter
I as follows:
PART 172--HAZARDOUS MATERIALS TABLE, SPECIAL PROVISIONS, HAZARDOUS
MATERIALS COMMUNICATIONS, EMERGENCY RESPONSE INFORMATION, TRAINING
REQUIREMENTS, AND SECURITY PLANS
0
1. The authority citation for part 172 continues to read as follows:
Authority: 49 U.S.C. 5101-5128, 44701; 49 CFR 1.81, 1.96 and
1.97.
0
2. In Sec. 172.101, the Hazardous Materials Table is amended by
revising the following entries in the appropriate alphabetical
sequence:
Sec. 172.101 Purpose and use of the hazardous materials table.
* * * * *
BILLING CODE 4910-60-P
[[Page 52892]]
----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
(8) (9) (10)
Hazardous -----------------------------------------------------------------------------------------------------------------
materials Hazard Packaging (Sec. 173.***) Quantity limitations (see Sec. Vessel stowage
Symbols descriptions and class or Identification PG Label codes Special provisions --------------------------------------------------- Sec. 173.27 and 175.75) -----------------------------
proper shipping division No. (Sec. 172.102) ---------------------------------
names Exceptions Non-bulk Bulk Passenger Cargo air- Location Other
aircraft/rail craft only
(1) (2)............... (3) (4).............. (5)............ (6)............ (7)............... (8A)........... (8B)........... (8C)........... (9A)........... (9B).......... (10A)....... (10B)
----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
* * * * * * *
Acetaldehyde...... 3 UN1089........... I.............. 3.............. B16, T11, TP2, TP7 None........... 201............ 243............ Forbidden...... 30 L.......... E...........
* * * * * * *
Acetic acid, 8 UN2789........... II............. 8, 3........... A3, A7, A10, B2, 154............ 202............ 243............ 1 L............ 30 L.......... A...........
glacial or Acetic IB2, T7, TP2.
acid solution,
with more than 80
percent acid, by
mass.
Acetic acid 8 UN2790........... II............. 8.............. 148, A3, A7, A10, 154............ 202............ 242............ 1 L............ 30 L.......... A...........
solution, not B2, IB2, T7, TP2.
less than 50
percent but not
more than 80
percent acid, by
mass.
* * * * * * *
Acetic anhydride.. 8 UN1715........... II............. 8, 3........... A3, A7, A10, B2, 154............ 202............ 243............ 1 L............ 30 L.......... A........... 40
IB2, T7, TP2.
* * * * * * *
Acetyl chloride... 3 UN1717........... II............. 3, 8........... A3, A7, IB1, N34, 150............ 202............ 243............ 1 L............ 5 L........... B........... 40
T8, TP2.
* * * * * * *
Alkali metal 4.3 UN1421........... I.............. 4.3............ A2, A7, B48, N34, None........... 201............ 244............ Forbidden...... 1 L........... D........... 13, 52, 148
alloys, liquid, W31.
n.o.s.
Alkali metal 4.3 UN1389........... I.............. 4.3............ A2, A7, N34, W31.. None........... 201............ 244............ Forbidden...... 1 L........... D........... 13, 40, 52,
amalgam, liquid. 148
* * * * * * *
Alkali metal 4.3 UN3482........... I.............. 4.3, 3......... A2, A7, W31....... None........... 201............ 244............ Forbidden...... 1 L........... D........... 13, 52, 148
dispersions,
flammable or
Alkaline earth
metal
dispersions,
flammable.
Alkali metal 4.3 UN1391........... I.............. 4.3............ A2, A7, W31....... None........... 201............ 244............ Forbidden...... 1 L........... D........... 13, 52, 148
dispersions, or
Alkaline earth
metal dispersions.
* * * * * * *
Alkylphenols, 8 UN3145........... I.............. 8.............. T14, TP2.......... None........... 201............ 243............ 0.5 L.......... 2.5 L......... B...........
liquid, n.o.s.
(including C2-C12
homologues).
II............. 8.............. IB2, T11, TP2, 154............ 202............ 242............ 1 L............ 30 L.......... B...........
TP27.
III............ 8.............. IB3, T7, TP1, TP28 154............ 203............ 241............ 5 L............ 60 L.......... A...........
* * * * * * *
Allyl iodide...... 3 UN1723........... II............. 3, 8........... A3, IB1, N34, T7, 150............ 202............ 243............ 1 L............ 5 L........... B........... 40
TP2, TP13.
* * * * * * *
G............ Amine, liquid, 8 UN2734........... I.............. 8, 3........... N34, T14, TP2, None........... 201............ 243............ 0.5 L.......... 2.5 L......... A........... 52
corrosive, TP27.
flammable, n.o.s.
or Polyamines,
liquid,
corrosive,
flammable, n.o.s.
II............. 8, 3........... IB2, T11, TP2, None........... 202............ 243............ 1 L............ 30 L.......... A........... 52
TP27.
[[Page 52893]]
G............ Amines, liquid, 8 UN2735........... I.............. 8.............. B10, N34, T14, None........... 201............ 243............ 0.5 L.......... 2.5 L......... A........... 52
corrosive, n.o.s. TP2, TP27.
or Polyamines,
liquid,
corrosive, n.o.s.
II............. 8.............. B2, IB2, T11, TP1, 154............ 202............ 242............ 1 L............ 30 L.......... A........... 52
TP27.
III............ 8.............. IB3, T7, TP1, TP28 154............ 203............ 241............ 5 L............ 60 L.......... A........... 52
* * * * * * *
Amyl mercaptan.... 3 UN1111........... II............. 3.............. A3, IB2, T4, TP1.. None........... 202............ 242............ 5 L............ 60 L.......... B........... 95, 102
* * * * * * *
Antimony 8 UN1732........... II............. 8, 6.1......... A3, A7, A10, IB2, None........... 202............ 243............ Forbidden...... 30 L.......... D........... 40, 44, 89,
pentafluoride. N3, N36, T7, TP2. 100, 141
* * * * * * *
Benzyl 8 UN1739........... I.............. 8.............. B4, N41, T10, TP2, None........... 201............ 243............ Forbidden...... 2.5 L......... D........... 40
chloroformate. TP13.
* * * * * * *
Boron trifluoride 8 UN2604........... I.............. 8, 3........... A19, T10, TP2, W31 None........... 201............ 243............ 0.5 L.......... 2.5 L......... D........... 40
diethyl etherate.
* * * * * * *
Butyl mercaptan... 3 UN2347........... II............. 3.............. A3, IB2, T4, TP1.. 150............ 202............ 242............ 5 L............ 60 L.......... D........... 52, 95, 102
* * * * * * *
Chlorite solution. 8 UN1908........... II............. 8.............. A3, A7, B2, IB2, 154............ 202............ 242............ 1 L............ 30 L.......... B........... 26, 44, 89,
N34, T7, TP2, 100, 141
TP24.
III............ 8.............. A3, A7, B2, IB3, 154............ 203............ 241............ 5 L............ 60 L.......... B........... 26, 44, 89,
N34, T4, TP2, 100, 141
TP24.
* * * * * * *
2-Chloropropene... 3 UN2456........... I.............. 3.............. N36, T11, TP2..... 150............ 201............ 243............ 1 L............ 30 L.......... E...........
* * * * * * *
Chromium 8 UN1758........... I.............. 8.............. A7, B10, N34, T10, None........... 201............ 243............ 0.5 L.......... 2.5 L......... C........... 40, 66, 74,
oxychloride. TP2. 89, 90
* * * * * * *
Chromosulfuric 8 UN2240........... I.............. 8.............. A7, B4, B6, N34, None........... 201............ 243............ 0.5L........... 2.5L.......... B........... 40, 66, 74,
acid. T10, TP2, TP13. 89, 90
* * * * * * *
G............ Corrosive liquid, 8 UN3264........... I.............. 8.............. B10, T14, TP2, None........... 201............ 243............ 0.5 L.......... 2.5 L......... B........... 40
acidic, TP27.
inorganic, n.o.s.
II............. 8.............. 386, B2, IB2, T11, 154............ 202............ 242............ 1 L............ 30 L.......... B........... 40
TP2, TP27.
................. III............ 8.............. IB3, T7, TP1, TP28 154............ 203............ 241............ 5 L............ 60 L.......... A........... 40
G............ Corrosive liquid, 8 UN3265........... I.............. 8.............. B10, T14, TP2, None........... 201............ 243............ 0.5 L.......... 2.5 L......... B........... 40
acidic, organic, TP27.
n.o.s.
II............. 8.............. 148, B2, IB2, T11, 154............ 202............ 242............ 1 L............ 30 L.......... B........... 40
TP2, TP27.
III............ 8.............. 386, IB3, T7, TP1, 154............ 203............ 241............ 5 L............ 60 L.......... A........... 40
TP28.
G............ Corrosive liquid, 8 UN3266........... I.............. 8.............. T14, TP2, TP27.... None........... 201............ 243............ 0.5 L.......... 2.5 L......... B........... 40, 52
basic, inorganic,
n.o.s.
II............. 8.............. 386, B2, IB2, T11, 154............ 202............ 242............ 1 L............ 30 L.......... B........... 40, 52
TP2, TP27.
III............ 8.............. IB3, T7, TP1, TP28 154............ 203............ 241............ 5 L............ 60 L.......... A........... 40, 52
G............ Corrosive liquid, 8 UN3267........... I.............. 8.............. B10, T14, TP2, None........... 201............ 243............ 0.5 L.......... 2.5 L......... B........... 40, 52
basic, organic, TP27.
n.o.s.
II............. 8.............. B2, IB2, T11, TP2, 154............ 202............ 242............ 1 L............ 30 L.......... B........... 40, 52
TP27.
III............ 8.............. IB3, T7, TP1, TP28 154............ 203............ 241............ 5 L............ 60 L.......... A........... 40, 52
[[Page 52894]]
G............ Corrosive liquid, 8 UN3301........... I.............. 8, 4.2......... B10............... None........... 201............ 243............ 0.5 L.......... 2.5 L......... D...........
self-heating,
n.o.s.
II............. 8, 4.2......... B2, IB1........... 154............ 202............ 242............ 1 L............ 30 L.......... D...........
G............ Corrosive liquids, 8 UN2920........... I.............. 8, 3........... B10, T14, TP2, None........... 201............ 243............ 0.5 L.......... 2.5 L......... C........... 25, 40
flammable, n.o.s. TP27.
II............. 8, 3........... B2, IB2, T11, TP2, 154............ 202............ 243............ 1 L............ 30 L.......... C........... 25, 40
TP27.
G............ Corrosive liquids, 8 UN1760........... I.............. 8.............. A7, B10, T14, TP2, None........... 201............ 243............ 0.5 L.......... 2.5 L......... B........... 40
n.o.s. TP27.
II............. 8.............. B2, IB2, T11, TP2, 154............ 202............ 242............ 1 L............ 30 L.......... B........... 40
TP27.
III............ 8.............. IB3, T7, TP1, TP28 154............ 203............ 241............ 5 L............ 60 L.......... A........... 40
G............ Corrosive liquids, 8 UN3093........... I.............. 8, 5.1......... A7................ None........... 201............ 243............ Forbidden...... 2.5 L......... C........... 89
oxidizing, n.o.s.
II............. 8, 5.1......... A7, IB2........... None........... 202............ 243............ 1 L............ 30 L.......... C........... 89
G............ Corrosive liquids, 8 UN2922........... I.............. 8, 6.1......... A7, B10, T14, TP2, None........... 201............ 243............ 0.5 L.......... 2.5 L......... B........... 40
toxic, n.o.s. TP13, TP27.
II............. 8, 6.1......... B3, IB2, T7, TP2.. 154............ 202............ 243............ 1 L............ 30 L.......... B........... 40
III............ 8, 6.1......... IB3, T7, TP1, TP28 154............ 203............ 241............ 5 L............ 60 L.......... B........... 40
G............ Corrosive liquids, 8 UN3094........... I.............. 8, 4.3......... A7................ None........... 201............ 243............ Forbidden...... 1 L........... E........... 13, 148
water-reactive,
n.o.s.
II............. 8, 4.3......... A7................ None........... 202............ 243............ 1 L............ 5 L........... E........... 13, 148
* * * * * * *
Dichloroacetic 8 UN1764........... II............. 8.............. A3, A7, B2, IB2, 154............ 202............ 242............ 1 L............ 30 L.......... A...........
acid. N34, T8, TP2.
* * * * * * *
Dichloroacetyl 8 UN1765........... II............. 8.............. A3, A7, B2, B6, 154............ 202............ 242............ 1 L............ 30 L.......... D........... 40
chloride. IB2, N34, T7, TP2.
* * * * * * *
Difluorophosphoric 8 UN1768........... II............. 8.............. A7, B2, IB2, N5, None........... 202............ 242............ 1 L............ 30 L.......... A........... 40
acid, anhydrous. N34, T8, TP2.
* * * * * * *
G............ Disinfectant, 8 UN1903........... I.............. 8.............. A7, B10, T14, TP2, None........... 201............ 243............ 0.5 L.......... 2.5 L......... B...........
liquid, TP27.
corrosive, n.o.s.
* * * * * * *
G............ Dyes, liquid, 8 UN2801........... I.............. 8.............. 11, B10, T14, TP2, None........... 201............ 243............ 0.5 L.......... 2.5 L......... A...........
corrosive, n.o.s. TP27.
or Dye
intermediates,
liquid,
corrosive, n.o.s.
II............. 8.............. 11, B2, IB2, T11, 154............ 202............ 242............ 1 L............ 30 L.......... A...........
TP2, TP27.
III............ 8.............. 11, IB3, T7, TP1, 154............ 203............ 241............ 5 L............ 60 L.......... A...........
TP28.
* * * * * * *
Ethyl mercaptan... 3 UN2363........... I.............. 3.............. T11, TP2, TP13.... None........... 201............ 243............ Forbidden...... 30 L.......... E........... 95, 102
* * * * * * *
Ethyldichlorosilan 4.3 UN1183........... I.............. 4.3, 8, 3...... A2, A7, N34, T14, None........... 201............ 244............ Forbidden...... 1 L........... D........... 21, 40, 49,
e. TP2, TP7, TP13, 100
W31.
[[Page 52895]]
* * * * * * *
Fluoroboric acid.. 8 UN1775........... II............. 8.............. A7, B2, B15, IB2, 154............ 202............ 242............ 1 L............ 30 L.......... A...........
N3, N34, T7, TP2.
Fluorophosphoric 8 UN1776........... II............. 8.............. A7, B2, IB2, N3, None........... 202............ 242............ 1 L............ 30 L.......... A...........
acid anhydrous. N34, T8, TP2.
* * * * * * *
Fluorosilicic acid 8 UN1778........... II............. 8.............. A7, B2, B15, IB2, None........... 202............ 242............ 1 L............ 30 L.......... A...........
N3, N34, T8, TP2.
Fluorosulfonic 8 UN1777........... I.............. 8.............. A7, A10, B6, B10, None........... 201............ 243............ 0.5 L.......... 2.5 L......... D........... 40
acid. N3, N36, T10, TP2.
* * * * * * *
Hydrazine, 8 UN2029........... I.............. 8, 3, 6.1...... A7, A10, B7, B16, None........... 201............ 243............ Forbidden...... 2.5 L......... D........... 40, 52, 125
anhydrous. B53.
* * * * * * *
Hydriodic acid.... 8 UN1787........... II............. 8.............. A3, B2, IB2, N41, 154............ 202............ 242............ 1 L............ 30 L.......... C...........
T7, TP2.
III............ 8.............. IB3, T4, TP1...... 154............ 203............ 241............ 5 L............ 60 L.......... C........... 8
* * * * * * *
Hydrobromic acid, 8 UN1788........... II............. 8.............. A3, B2, B15, IB2, 154............ 202............ 242............ 1 L............ 30 L.......... C...........
with not more N41, T7, TP2.
than 49 percent
hydrobromic acid.
III............ 8.............. A3, IB3, T4, TP1.. 154............ 203............ 241............ 5 L............ 60 L.......... C........... 8
* * * * * * *
Hydrochloric acid. 8 UN1789........... II............. 8.............. 386, A3, B3, B15, 154............ 202............ 242............ 1 L............ 30 L.......... C...........
B133, IB2, N41,
T8, TP2.
III............ 8.............. A3, IB3, T4, TP1.. 154............ 203............ 241............ 5 L............ 60 L.......... C........... 8
* * * * * * *
Hydrofluoric acid 8 UN1786........... I.............. 8, 6.1......... A7, B15, B23, N5, None........... 201............ 243............ Forbidden...... 2.5 L......... D........... 40
and Sulfuric acid N34, T10, TP2,
mixtures. TP13.
* * * * * * *
Hydrofluoric acid, 8 UN1790........... I.............. 8, 6.1......... A7, B4, B15, B23, None........... 201............ 243............ 0.5 L.......... 2.5 L......... D........... 12, 25, 40
with more than 60 N5, N34, T10,
percent strength. TP2, TP13.
Hydrofluoric acid, 8 UN1790........... II............. 8, 6.1......... A7, B15, IB2, N5, 154............ 202............ 243............ 1 L............ 30 L.......... D........... 12, 25, 40
with not more N34, T8, TP2.
than 60 percent
strength.
* * * * * * *
Hydrogen peroxide 5.1 UN3149........... II............. 5.1, 8......... 145, A2, A3, B53, None........... 202............ 243............ 1 L............ 5 L........... D........... 25, 66, 75
and peroxyacetic IB2, IP5, T7,
acid mixtures, TP2, TP6, TP24.
stabilized with
acids, water, and
not more than 5
percent
peroxyacetic acid.
* * * * * * *
Hydrogen peroxide, 5.1 UN2014........... II............. 5.1, 8......... A2, A3, B53, IB2, None........... 202............ 243............ 1 L............ 5 L........... D........... 25, 66, 75
aqueous solutions IP5, T7, TP2,
with not less TP6, TP24, TP37.
than 20 percent
but not more than
40 percent
hydrogen peroxide
(stabilized as
necessary).
* * * * * * *
Lithium aluminum 4.3 UN1411........... I.............. 4.3, 3......... A2, A11, N34...... None........... 201............ 244............ Forbidden...... 1 L........... D........... 13, 40, 148
hydride, ethereal.
[[Page 52896]]
* * * * * * *
Mercaptans, 3 UN1228........... II............. 3, 6.1......... IB2, T11, TP2, None........... 202............ 243............ Forbidden...... 60 L.......... B........... 40, 95, 102
liquid, TP27.
flammable, toxic,
n.o.s. or
Mercaptan
mixtures, liquid,
flammable, toxic,
n.o.s.
III............ 3, 6.1......... B1, IB3, T7, TP1, 150............ 203............ 242............ 5 L............ 220 L......... A........... 40, 95, 102
TP28.
Mercaptans, 6.1 UN3071........... II............. 6.1, 3......... IB2, T11, TP2, 153............ 202............ 243............ 5 L............ 60 L.......... C........... 40, 102, 121
liquid, toxic, TP13, TP27.
flammable, n.o.s.
or Mercaptan
mixtures, liquid,
toxic, flammable,
n.o.s., flash
point not less
than 23 degrees C.
* * * * * * *
Methyldichlorosila 4.3 UN1242........... I.............. 4.3, 8, 3...... A2, A7, B6, B77, None........... 201............ 243............ Forbidden...... 1 L........... D........... 21, 40, 49,
ne. N34, T14, TP2, 100
TP7, TP13, W31.
* * * * * * *
Morpholine........ 8 UN2054........... I.............. 8, 3........... T10, TP2.......... None........... 201............ 243............ 0.5 L.......... 2.5 L......... A...........
* * * * * * *
Nitric acid other 8 UN2031........... II............. 8, 5.1......... B2, B47, B53, IB2, None........... 158............ 242............ Forbidden...... 30 L.......... D........... 66, 74, 89, 90
than red fuming, IP15, T8, TP2.
with at least 65
percent, but not
more than 70
percent nitric
acid.
Nitric acid other 8 UN2031........... II............. 8.............. A212, B2, B47, None........... 158............ 242............ Forbidden...... 30 L.......... D........... 44, 66, 74,
than red fuming, B53, IB2, IP15, 89, 90
with more than 20 T8, TP2.
percent and less
than 65 percent
nitric acid.
Nitric acid other 8 UN2031........... II............. 8.............. B2, B47, B53, IB2, None........... 158............ 242............ 1 L............ 30 L.......... D...........
than red fuming T8, TP2.
with not more
than 20 percent
nitric acid.
* * * * * * *
Nitric acid other 8 UN2031........... I.............. 8, 5.1......... B47, B53, T10, None........... 158............ 243............ Forbidden...... 2.5 L......... D........... 44, 66, 89,
than red fuming, TP2, TP12, TP13. 90, 110, 111
with more than 70
percent nitric
acid.
* * * * * * *
Nitrohydrochloric 8 UN1798........... I.............. 8.............. B10, N41, T10, None........... 201............ 243............ Forbidden...... 2.5 L......... D........... 40, 66, 74,
acid. TP2, TP13. 89, 90
* * * * * * *
Nitrosylsulfuric 8 UN2308........... II............. 8.............. A3, A7, B2, IB2, 154............ 202............ 242............ 1 L............ 30 L.......... D........... 40, 66, 74,
acid, liquid. N34, T8, TP2. 89, 90
[[Page 52897]]
* * * * * * *
Organotin 6.1 UN2788........... I.............. 6.1............ N33, N34, T14, None........... 201............ 243............ 1 L............ 30 L.......... B........... 40
compounds, TP2, TP13, TP27.
liquid, n.o.s.
II............. 6.1............ A3, IB2, N33, N34, 153............ 202............ 243............ 5 L............ 60 L.......... A........... 40
T11, TP2, TP13,
TP27.
III............ 6.1............ IB3, T7, TP2, TP28 153............ 203............ 241............ 60 L........... 220 L......... A........... 40
* * * * * * *
G............ Oxidizing liquid, 5.1 UN3098........... I.............. 5.1, 8......... 62................ None........... 201............ 244............ Forbidden...... 2.5 L......... D........... 13, 56, 58,
corrosive, n.o.s. 138
II............. 5.1, 8......... 62, IB1........... None........... 202............ 243............ 1 L............ 5 L........... B........... 13, 56, 58,
138
III............ 5.1, 8......... 62, IB2........... 152............ 203............ 242............ 2.5 L.......... 30 L.......... B........... 13, 56, 58,
138
G............ Oxidizing liquid, 5.1 UN3139........... I.............. 5.1............ 62, 127, A2....... None........... 201............ 243............ Forbidden...... 2.5 L......... D........... 56, 58, 138
n.o.s.
II............. 5.1............ 62, 127, 148, A2, 152............ 202............ 242............ 1 L............ 5 L........... B........... 56, 58, 138
IB2.
III............ 5.1............ 62, 127, 148, A2, 152............ 203............ 241............ 2.5 L.......... 30 L.......... B........... 56, 58, 138
IB2.
G............ Oxidizing liquid, 5.1 UN3099........... I.............. 5.1, 6.1....... 62................ None........... 201............ 244............ Forbidden...... 2.5 L......... D........... 56, 58, 138
toxic, n.o.s.
II............. 5.1, 6.1....... 62, IB1........... 152............ 202............ 243............ 1 L............ 5 L........... B........... 56, 58, 95,
138
III............ 5.1, 6.1....... 62, IB2........... 152............ 203............ 242............ 2.5 L.......... 30 L.......... B........... 56, 58, 95,
138
* * * * * * *
Perchloric acid 5.1 UN1873........... I.............. 5.1, 8......... A2, N41, T10, TP1. None........... 201............ 243............ Forbidden...... 2.5 L......... D........... 66
with more than 50
percent but not
more than 72
percent acid, by
mass.
* * * * * * *
Phosphorus 8 UN1808........... II............. 8.............. A3, A7, B2, B25, None........... 202............ 242............ Forbidden...... 30 L.......... C........... 40
tribromide. IB2, N34, N43,
T7, TP2.
* * * * * * *
Propanethiols..... 3 UN2402........... II............. 3.............. IB2, T4, TP1, TP13 150............ 202............ 242............ 5 L............ 60 L.......... E........... 95, 102
* * * * * * *
Propylene oxide... 3 UN1280........... I.............. 3.............. N34, T11, TP2, TP7 None........... 201............ 243............ 1 L............ 30 L.......... E........... 40
* * * * * * *
1,2- 8 UN2258........... II............. 8, 3........... A3, IB2, N34, T7, None........... 202............ 243............ 1 L............ 30 L.......... A........... 40
Propylenediamine. TP2.
Propyleneimine, 3 UN1921........... I.............. 3, 6.1......... N34, T14, TP2, None........... 201............ 243............ 1 L............ 30 L.......... D........... 40
stabilized. TP13.
* * * * * * *
Selenium 8 UN2879........... I.............. 8, 6.1......... A7, N34, T10, TP2, None........... 201............ 243............ 0.5 L.......... 2.5 L......... E........... 40
oxychloride. TP13.
* * * * * * *
Silicon 8 UN1818........... II............. 8.............. A3, B2, B6, T10, None........... 202............ 242............ Forbidden...... 30 L.......... C........... 40
tetrachloride. TP2, TP7, TP13.
* * * * * * *
Sulfur chlorides.. 8 UN1828........... I.............. 8.............. 5, A7, A10, B10, None........... 201............ 243............ Forbidden...... 2.5 L......... C........... 40
B77, N34, T20,
TP2.
* * * * * * *
Sulfuric acid, 8 UN1831........... I.............. 8.............. A7, N34, T20, TP2, None........... 201............ 243............ Forbidden...... 2.5 L......... C........... 14, 40
fuming with less TP13.
than 30 percent
free sulfur
trioxide.
* * * * * * *
Trichloroacetic 8 UN2564........... II............. 8.............. A3, A7, B2, IB2, 154............ 202............ 242............ 1 L............ 30 L.......... B...........
acid, solution. N34, T7, TP2.
[[Page 52898]]
.................. .......... ................. III............ 8.............. A3, A7, IB3, N34, 154............ 203............ 241............ 5 L............ 60 L.......... B........... 8
T4, TP1.
* * * * * * *
Trifluoroacetic 8 UN2699........... I.............. 8.............. A7, B4, N3, N34, None........... 201............ 243............ 0.5 L.......... 2.5 L......... B........... 12, 25, 40
acid. N36, T10, TP2.
* * * * * * *
Valeryl chloride.. 8 UN2502........... II............. 8, 3........... A3, A7, B2, IB2, 154............ 202............ 243............ 1 L............ 30 L.......... C........... 40
N34, T7, TP2.
* * * * * * *
Vanadium 8 UN2443........... II............. 8.............. A3, A7, B2, B16, 154............ 202............ 242............ Forbidden...... 30 L.......... C........... 40
oxytrichloride. IB2, N34, T7, TP2.
* * * * * * *
Vanadium 8 UN2444........... I.............. 8.............. A7, B4, N34, T10, None........... 201............ 243............ Forbidden...... 2.5 L......... C........... 40
tetrachloride. TP2.
* * * * * * *
Vinyl ethyl ether, 3 UN1302........... I.............. 3.............. 387, T11, TP2..... None........... 201............ 243............ 1 L............ 30 L.......... D...........
stabilized.
* * * * * * *
Xylyl bromide, 6.1 UN1701........... II............. 6.1............ A3, A7, IB2, N33, None........... 340............ None........... Forbidden...... 60 L.......... D........... 40
liquid. T7, TP2, TP13,
W31.
* * * * * * *
----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
[[Page 52899]]
0
3. In Sec. 172.102, in paragraph (c)(2), special provision A3 is
revised as follows:
Sec. 172.102 Special provisions.
* * * * *
(c) * * *
(2) * * *
A3 For combination packagings, if glass inner packagings (including
ampoules) are used, they must be packed with absorbent material in
tightly closed rigid and leakproof receptacles before packing in outer
packagings.
* * * * *
PART 175--CARRIAGE BY AIRCRAFT
0
4. The authority citation for part 175 continues to read as follows:
Authority: 49 U.S.C. 5101-5128, 44701; 49 CFR 1.81 and 1.97.
0
5. In Sec. 175.10, paragraphs (a)(18) introductory text and (a)(18)(i)
are revised to read as follows:
Sec. 175.10 Exceptions for passengers, crewmembers, and air
operators.
(a) * * *
(18) Except as provided in Sec. 173.21 of this subchapter,
portable electronic devices (e.g., watches, calculating machines,
cameras, cellular phones, laptop and notebook computers, camcorders,
medical devices, etc.) containing dry cells or dry batteries (including
lithium cells or batteries) and spare dry cells or batteries for these
devices, when carried by passengers or crewmembers for personal use.
Portable electronic devices powered by lithium batteries may be carried
in either checked or carry-on baggage. Spare lithium batteries must be
carried in carry-on baggage only. Each installed or spare lithium
battery must be of a type proven to meet the requirements of each test
in the UN Manual of Tests and Criteria, part III, sub-section 38.3 and
each spare lithium battery must be individually protected so as to
prevent short circuits (e.g., by placement in original retail
packaging, by otherwise insulating terminals by taping over exposed
terminals, or placing each battery in a separate plastic bag or
protective pouch). In addition, each installed or spare lithium battery
must not exceed the following:
(i) For a lithium metal battery, the lithium content must not
exceed 2 grams. With the approval of the operator, portable medical
electronic devices (e.g., automated external defibrillators (AED),
nebulizer, continuous positive airway pressure (CPAP), etc.) may
contain lithium metal batteries exceeding 2 grams, but not exceeding 8
grams. With the approval of the operator, no more than two lithium
metal batteries each exceeding 2 grams, but not exceeding 8 grams, may
be carried as spare batteries for portable medical electronic devices
in carry-on baggage and must be carried with the portable medical
electronic device the spare batteries are intended to operate;
* * * * *
0
6. In Sec. 175.30, paragraphs (b) introductory text, (c) introductory
text, and (c)(1) are revised to read as follows:
Sec. 175.30 Inspecting shipments.
* * * * *
(b) Except as provided in paragraph (d) of this section, no person
may carry a hazardous material in a package or overpack aboard an
aircraft unless the package or overpack is inspected by the operator of
the aircraft immediately before placing it:
* * * * *
(c) A hazardous material may be carried aboard an aircraft only if,
based on the inspection by the operator, the package or overpack
containing the hazardous material:
(1) Has no leakage or other indication that its integrity has been
compromised; and
* * * * *
0
7. Section 175.33 is revised to read as follows:
Sec. 175.33 Shipping paper and information to the pilot-in-command.
(a) When a hazardous material subject to the provisions of this
subchapter is carried in an aircraft, the operator of the aircraft must
provide the pilot-in-command and the flight dispatcher or other ground
support personnel with responsibilities for operational control of the
aircraft with accurate and legible written information (e.g.,
handwritten, printed, or electronic form) as early as practicable
before departure of the aircraft, but in no case later than when the
aircraft moves under its own power, which specifies at least the
following:
(1) The date of the flight;
(2) The air waybill number (when issued);
(3) The proper shipping name (the technical name(s) shown on the
shipping paper is not required), hazard class or division, subsidiary
risk(s) corresponding to a required label(s), packing group and
identification number of the material as specified in Sec. 172.101 of
this subchapter or the ICAO Technical Instructions (IBR, see Sec.
171.7 of this subchapter). In the case of Class 1 materials, the
compatibility group letter also must be shown.
(4) The total number of packages;
(5) The exact loading location of the packages;
(6) The net quantity or gross mass, as applicable, for each package
except those containing Class 7 (radioactive) materials. For a shipment
consisting of multiple packages containing hazardous materials bearing
the same proper shipping name and identification number, only the total
quantity and an indication of the quantity of the largest and smallest
package at each loading location need to be provided. For consumer
commodities, the information provided may be either the gross mass of
each package or the average gross mass of the packages as shown on the
shipping paper;
(7) For Class 7 (radioactive) materials, the number of packages
overpacks or freight containers, their category, transport index (if
applicable), and their exact loading location;
(8) Confirmation that the package must be carried on cargo-only
aircraft;
(9) The airport at which the package(s) is to be unloaded;
(10) An indication, when applicable, that a hazardous material is
being carried under terms of a special permit or under a State
exemption as prescribed in the ICAO Technical Instructions (IBR, see
Sec. 171.7 of this subchapter);
(11) The telephone number from whom the information contained in
the information to the pilot-in-command can be obtained. The aircraft
operator must ensure the telephone number is monitored at all times the
aircraft is in flight. The telephone number is not required to be
placed on the information to the pilot-in-command if the phone number
is in a location in the cockpit available and known to the pilot-in-
command;
(12) For UN1845, Carbon dioxide, solid (dry ice), the information
required by this paragraph (a) may be replaced by the UN number, proper
shipping name, hazard class, total quantity in each cargo compartment
aboard the aircraft, and the airport at which the package(s) is to be
unloaded; and
(13)(i) For UN3480, Lithium ion batteries, and UN3090, Lithium
metal batteries, the information required by this paragraph (a) may be
replaced by the UN number, proper shipping name, hazard class, total
quantity at each specific loading location, and whether the package
must be carried on cargo-only aircraft.
(ii) For UN3480, Lithium ion batteries, and UN3090, Lithium metal
batteries, carried under a special permit or a State exemption as
prescribed in the ICAO Technical Instructions (IBR, see Sec. 171.7 of
this subchapter), must
[[Page 52900]]
meet all of the requirements of this section.
(iii) For UN3480, UN3481, UN3090, and UN3091 prepared in accordance
with Sec. 173.185(c), except those prepared in accordance with Sec.
173.185(c)(4)(vi), are not required to appear on the information to the
pilot-in-command.
(b)(1) The information provided to the pilot-in-command must also
include a signed confirmation or some other indication from the person
responsible for loading the aircraft that there was no evidence of any
damage to or leakage from the packages or any leakage from the unit
load devices loaded on the aircraft;
(2) The information to the pilot-in-command and the emergency
response information required by subpart G of part 172 of this
subchapter shall be readily available to the pilot-in-command and
flight dispatcher during flight.
(3) The pilot-in-command must indicate in writing (e.g.,
handwritten, printed, or electronic form) that the information to the
pilot-in-command has been received.
(c) The aircraft operator must--
(1) For shipping papers. (i) Ensure a copy of the shipping paper
required by Sec. 175.30(a)(2) accompanies the shipment it covers
during transportation aboard the aircraft.
(ii) Retain a copy of the shipping paper required by Sec.
175.30(a)(2) or an electronic image thereof, that is accessible at or
through its principal place of business and must make the shipping
paper available, upon request, to an authorized official of a federal,
state, or local government agency at reasonable times and locations.
For a hazardous waste, each shipping paper copy must be retained for
three years after the material is accepted by the initial carrier. For
all other hazardous materials, each shipping paper copy must be
retained by the operator for one year after the material is accepted by
the initial carrier. Each shipping paper copy must include the date of
acceptance by the carrier. The date on the shipping paper may be the
date a shipper notifies the air carrier that a shipment is ready for
transportation, as indicated on the air waybill or bill of lading, as
an alternative to the date the shipment is picked up or accepted by the
carrier. Only an initial carrier must receive and retain a copy of the
shipper's certification, as required by Sec. 172.204 of this
subchapter.
(2) For information to the pilot-in-command. Retain for 90 days at
the airport of departure or the operator's principal place of business.
(3) Have the shipping paper and information to the pilot-in-command
readily accessible at the airport of departure and the intended airport
of arrival for the duration of the flight.
(4) Make available, upon request, to an authorized official of a
Federal, State, or local government agency (which includes emergency
responders) at reasonable times and locations, the documents or
information required to be retained by this paragraph. In the event of
a reportable incident, as defined in Sec. 171.15 of this subchapter,
the aircraft operator must make immediately available to an authorized
official of a Federal, State, or local government agency (which
includes emergency responders), the documents or information required
to be retained by this paragraph (c).
(5) Specify the personnel to be provided the information required
by paragraph (a) of this section in their operations manual and/or
other appropriate manuals.
(d) The information required by paragraph (a) of this section and
the shipping paper required by (c)(1) of this section may be combined
into one document.
0
8. In Sec. 175.88, paragraph (c) is revised to read as follows:
Sec. 175.88 Inspection, orientation and securing packages of
hazardous materials.
* * * * *
(c) Packages containing hazardous materials must be:
(1) Secured in an aircraft in a manner that will prevent any
shifting or change in the orientation of the packages;
(2) Protected from being damaged, including by the shifting of
baggage, mail, stores, or other cargo;
(3) Loaded so that accidental damage is not caused through dragging
or mishandling; and
(4) When containing Class 7 (radioactive) materials, secured in a
manner that ensures that the separation requirements of Sec. Sec.
175.701 and 175.702 will be maintained at all times during flight.
Issued in Washington, DC, on October 5, 2018 under authority
delegated in 49 CFR 1.97.
Howard R. Elliott,
Administrator, Pipeline and Hazardous Materials Safety Administration.
[FR Doc. 2018-22114 Filed 10-17-18; 8:45 am]
BILLING CODE 4910-60-P