Energy Conservation Program: Decision and Order Granting a Waiver to Big Ass Solutions From the Department of Energy Ceiling Fan Test Procedure, 52213-52216 [2018-22476]
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Federal Register / Vol. 83, No. 200 / Tuesday, October 16, 2018 / Notices
Dated: October 11, 2018.
Tracey L. Thompson,
Acting Deputy Director, Office of Sustainable
Fisheries, National Marine Fisheries Service.
[FR Doc. 2018–22505 Filed 10–15–18; 8:45 am]
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SUMMARY:
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52213
Dated: October 11, 2018.
Kate Mullan,
Acting Director, Information Collection
Clearance Division, Office of the Chief Privacy
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[FR Doc. 2018–22445 Filed 10–15–18; 8:45 am]
BILLING CODE 4000–01–P
DEPARTMENT OF ENERGY
[Case Number 2017–011; EERE–2017–BT–
WAV–0049]
Energy Conservation Program:
Decision and Order Granting a Waiver
to Big Ass Solutions From the
Department of Energy Ceiling Fan Test
Procedure
Office of Energy Efficiency and
Renewable Energy, Department of
Energy.
ACTION: Notice of decision and order.
AGENCY:
The U.S. Department of
Energy (‘‘DOE’’) gives notice of a
Decision and Order (Case Number
2017–011) that grants to Big Ass
Solutions (‘‘BAS’’) a waiver from
specified portions of the DOE test
procedure for determining the energy
efficiency of ceiling fans. Under the
Decision and Order, BAS is required to
test and rate specified basic models of
its ceiling fans in accordance with the
alternate test procedure specified in the
Decision and Order.
DATES: The Decision and Order is
effective on October 16, 2018. The
Decision and Order will terminate upon
the compliance date of any future
amendment to the test procedure for
ceiling fans located in 10 CFR part 430,
subpart B, appendix U that addresses
the issues presented in this waiver. At
such time, BAS must use the relevant
test procedure for this product for any
testing to demonstrate compliance with
standards, and any other representations
of energy use.
FOR FURTHER INFORMATION CONTACT:
Ms. Lucy deButts, U.S. Department of
Energy, Office of Energy Efficiency and
Renewable Energy, Building
Technologies Office, EE–5B, 1000
Independence Avenue SW, Washington,
DC 20585–0121. Email: AS_Waiver_
Requests@ee.doe.gov.
Ms. Elizabeth Kohl, U.S. Department
of Energy, Office of the General Counsel,
Mail Stop GC–33, Forrestal Building,
1000 Independence Avenue SW,
Washington, DC 20585–0103. Email:
Elizabeth.Kohl@hq.doe.gov. Telephone
(202) 586–7796.
SUPPLEMENTARY INFORMATION: In
accordance with Title 10 of the Code of
Federal Regulations (10 CFR
SUMMARY:
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Federal Register / Vol. 83, No. 200 / Tuesday, October 16, 2018 / Notices
430.27(f)(2)), DOE gives notice of the
issuance of its Decision and Order as set
forth below. The Decision and Order
grants BAS a waiver from the applicable
test procedure in 10 CFR part 430,
subpart B, appendix U for specified
basic models of ceiling fans, provided
that BAS tests and rates such products
using the alternate test procedure
specified in the Decision and Order.
BAS’s representations concerning the
energy efficiency of the specified basic
models must be based on testing
according to the provisions and
restrictions in the alternate test
procedure set forth in the Decision and
Order, and the representations must
fairly disclose the test results.
Distributors, retailers, and private
labelers are held to the same
requirements when making
representations regarding the energy
efficiency of these products. (42 U.S.C.
6293(c))
Consistent with 10 CFR 430.27(j), not
later than December 17, 2018, any
manufacturer currently distributing in
commerce in the United States products
employing a technology or characteristic
that results in the same need for a
waiver from the applicable test
procedure must submit a petition for
waiver. Manufacturers not currently
distributing such products in commerce
in the United States must petition for
and be granted a waiver prior to the
distribution in commerce of those
products in the United States.
Manufacturers may also submit a
request for interim waiver pursuant to
the requirements of 10 CFR 430.27.
Signed in Washington, DC, on October 9,
2018.
Kathleen B. Hogan,
Deputy Assistant Secretary for Energy
Efficiency, Energy Efficiency and Renewable
Energy.
Case #2017–011
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Decision and Order
I. Background and Authority
The Energy Policy and Conservation Act of
1975 (‘‘EPCA’’),1 Public Law 94–163 (42
U.S.C. 6291–6317, as codified), among other
things, authorizes the U.S. Department of
Energy (‘‘DOE’’) to regulate the energy
efficiency of a number of consumer products
and industrial equipment. Title III, Part B 2 of
EPCA established the Energy Conservation
Program for Consumer Products Other Than
Automobiles, which sets forth a variety of
provisions designed to improve energy
efficiency for certain types of consumer
1 All references to EPCA in this document refer
to the statute as amended through the EPS
Improvement Act of 2017, Public Law 115–115
(January 12, 2018).
2 For editorial reasons, upon codification in the
U.S. Code, Part B was redesignated as Part A.
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products. These products include ceiling
fans, the focus of this document. (42 U.S.C.
6291(49); 42 U.S.C. 6295(ff))
Under EPCA, DOE’s energy conservation
program consists essentially of four parts: (1)
Testing, (2) labeling, (3) Federal energy
conservation standards, and (4) certification
and enforcement procedures. Relevant
provisions of EPCA include definitions (42
U.S.C. 6291), energy conservation standards
(42 U.S.C. 6295), test procedures (42 U.S.C.
6293), labeling provisions (42 U.S.C. 6294),
and the authority to require information and
reports from manufacturers (42 U.S.C. 6296).
The Federal testing requirements consist of
test procedures that manufacturers of covered
products must use as the basis for: (1)
Certifying to DOE that their products comply
with the applicable energy conservation
standards adopted pursuant to EPCA (42
U.S.C. 6295(s)), and (2) making
representations about the efficiency of that
product (42 U.S.C. 6293(c)). Similarly, DOE
must use these test procedures to determine
whether the product complies with relevant
standards promulgated under EPCA. (42
U.S.C. 6295(s))
Under 42 U.S.C. 6293, EPCA sets forth the
criteria and procedures DOE is required to
follow when prescribing or amending test
procedures for covered products. EPCA
requires that any test procedures prescribed
or amended under this section must be
reasonably designed to produce test results
which reflect energy efficiency, energy use or
estimated annual operating cost of a covered
product during a representative average use
cycle or period of use and requires that test
procedures not be unduly burdensome to
conduct. (42 U.S.C. 6293(b)(3)) The test
procedure for ceiling fans is contained in the
Code of Federal Regulations (‘‘CFR’’) at 10
CFR part 430, subpart B, appendix U,
Uniform test method for measuring the
energy consumption of ceiling fans
(‘‘Appendix U’’).
Under 10 CFR 430.27, any interested
person may submit a petition for waiver from
DOE’s test procedure requirements. DOE will
grant a waiver from the test procedure
requirements if DOE determines either that
the basic model for which the waiver was
requested contains a design characteristic
that prevents testing of the basic model
according to the prescribed test procedures,
or that the prescribed test procedures
evaluate the basic model in a manner so
unrepresentative of its true energy
consumption characteristics as to provide
materially inaccurate comparative data. 10
CFR 430.27(a)(1). DOE may grant the waiver
subject to conditions, including adherence to
alternate test procedures. 10 CFR 430.27(f)(2).
II. Petition for Waiver: Assertions and
Determinations
By letter dated June 14, 2017, BAS filed a
petition for waiver and an application for
interim waiver from the test procedure
applicable to ceiling fans set forth in
Appendix U. According to BAS, testing at
low speed for the basic models listed in the
petition 3 may cause BAS undue hardship in
3 The specific basic models for which the petition
applies are ceiling fan basic models Isis F–IS2–
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meeting the stability requirements contained
in appendix U. BAS stated that when testing
the specified basic models at low speed the
average air speed is so low that the
acceptable variance under the stability
criteria is often less than 2 feet per minute,
which falls below the accuracies for airflow
sensors required in section 3.3.2 of Appendix
U. Consequently, in its petition, BAS offered
two alternate test procedures for determining
the stability criteria for testing low-speed
small-diameter ceiling fans at low speed: (1)
BAS’s preferred method, which would
require BAS to employ a stability criteria
using airflow instead of air velocity
measurements, and (2) BAS’s alternate
method, which would require relaxing the
low speed stability criteria from DOE’s
requirement of 5 percent to 10 percent. BAS
initially stated that this second method is not
preferred because it could add significant
variability to the calculated airflow on low
speed. BAS also requested an interim waiver
from the existing DOE test procedure.
However, by email dated December 6, 2017,
BAS withdrew its preferred method for
modifying the stability criteria from
consideration. Instead, BAS requested that
DOE consider its alternate method as its
recommendation for the alternate test
procedure.4
On March 23, 2018, DOE published a
notice announcing its receipt of the petition
for waiver and granting BAS an interim
waiver. 83 FR 12726. In the notice of petition
for waiver, DOE reviewed the alternate test
procedure suggested by BAS and granted the
interim waiver initially finding that the
alternate test procedure of relaxing the
stability criteria for low speed will allow for
the accurate measurement of efficiency of
these products, while alleviating the testing
problems associated with BAS’s
implementation of ceiling fan testing for the
basic models specified in its petition. In that
notice, DOE also solicited comments from
interested parties on all aspects of the
petition and specified an alternate test
procedure that must be followed for testing
and certifying the specific basic models for
which BAS requested a waiver. Id.
DOE received two relevant comments to
the notice of petition for waiver.5 Both
comments were supportive of DOE granting
the waiver and encouraged DOE to make the
alternate test procedure available to all
ceiling fan manufacturers. Specifically,
Hunter stated that it supports BAS’s waiver
and encouraged DOE to make the BAS
alternate test procedure available to all
ceiling fan test facilities that are dealing with
similar issues with meeting stability criteria.6
0601S4, Isis F–IS2–0601, Isis F–IS2–0401L8S4, Isis
F–IS2–0401L8, Isis F–IS2–0401I06L8S4, Isis F–IS2–
0401I06L8, Isis F–IS2–0501L8S4 and Isis F–IS2–
0501L8. These basic model names were provided by
BAS in its June 2017 petition.
4 A copy of the email is available at https://
www.regulations.gov, under docket number EERE–
2017–BT–WAV–0049.
5 DOE received other comments regarding issues
unrelated to the waiver petition. See the docket for
this notice at https://www.regulations.gov/docket
?D=EERE-2017-BT-WAV-0049.
6 Hunter’s comment can be accessed at: https://
www.regulations.gov/document?D=EERE-2017-BTWAV-0049-0006.
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(Hunter, No. 6 at p. 1) American Lighting
Association (ALA) stated that it supports
BAS for bringing the issue forward. ALA
stated that the issue of stability testing has
plagued many manufacturers, and that if
approval of the waiver is granted, then DOE
should make the alternate test procedure
applicable to all manufacturers of small
diameter ceiling fans so that testing burden
is reduced.7 (ALA, No. 8 at p. 2)
While the petition for waiver from BAS
and the interim waiver granted by DOE
addressed the required testing at low speed
only, Hunter also suggested that the same
alternate test procedure stability criteria be
applied to high speed as well, stating that
there is test efficiency gain for high speed
also. (Hunter, No. 6 at p. 2) Furthermore,
Hunter stated that although relaxing the air
velocity stability criteria for low and high
speed for the entire industry would help
reduce undue burden, it also recommended
that DOE consider requiring stability for
airflow instead of air velocity, stating that
when overall airflow on low or high speed
from one test run to the next is substantially
unchanged, stability is reached, and that air
velocity being the same for a particular
sensor from one second to the next is of no
real consequence and unnecessarily adds to
the burden. Id.
As to Hunter’s and ALA’s request to make
an alternate test procedure available to all
manufacturers that are faced with similar
issues as BAS, DOE considers such requests
in the context of a rulemaking proceeding
rather than through the waiver process. As
noted, any manufacturer currently
distributing in commerce in the United States
products employing a technology or
characteristic that results in the same need
for a waiver from the applicable test
procedure must submit a petition for waiver.
10 CFR 430.27(j). The waiver process
addresses particular basic models that
contain one or more design characteristics
which either prevent testing according to the
prescribed test procedures or cause the
prescribed test procedures to evaluate the
basic models in a manner so unrepresentative
of its true energy and/or water consumption
characteristics as to provide materially
inaccurate comparative data. 10 CFR
430.27(a)(1). Changes to the test procedure
that apply to the covered product more
generally would appropriately be addressed
as part of a rulemaking.
Regarding Hunter’s request that DOE
provide an alternate test procedure for testing
at high speed, DOE would also consider such
a request generally in the context of a
rulemaking. The petition submitted by BAS
does not address testing issues at high speed.
DOE understands that the ceiling fans
specified in the BAS petition, when operated
at low speed, produce air velocities that have
trouble meeting the stability criteria because
the average air velocity is so low that it
creates highly variable airflow patterns. BAS
also specifically stated that at low speed for
the basic models in question, the air speed
is so low that the acceptable variance under
7 ALA’s comment can be accessed at: https://
www.regulations.gov/document?D=EERE-2017-BTWAV-0049-0008.
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the stability criteria (often less than 2 feet per
minute) falls below the required accuracies
for airflow sensors in section 3.3.2 of
Appendix U (i.e., the fans specified by BAS
cannot be tested according the required test
procedure). DOE understands that the cost of
sensors to obtain the resolution needed at the
very low speeds would be substantial. DOE
is unaware of similar issues when testing at
high speed. In the ceiling fan test procedure
final rule, DOE observed that across nearly 40
fans tested at high speed, no sensors recorded
an average velocity at levels low enough that
the acceptable variance under the stability
criteria fell below the required accuracies for
airflow sensors in section 3.3.2 of Appendix
U (i.e., the average velocities were greater
than 40 feet per minute). 81 FR 48620, 48628
(July 25, 2016). If Hunter has any test data
indicating a problem with the stability
criteria at high speed, DOE would consider
that data in determining whether any
changes to the test procedure would be
appropriate.
Regarding Hunter’s recommendation to
require stability for airflow instead of air
velocity to determining test room stability,
under the current DOE test procedure, air
velocity is measured at each sensor along the
sensor arm, and airflow is calculated based
on these measurements. The air velocity
measurements indicate both the amount and
location of air provided by the fan within the
effective area (i.e., the air profile). DOE found
that large variations in air profile often
indicate test room instability (e.g., localized
temperature gradients that effect airflow).
Applying stability criteria to the air velocity
measurements ensures that successive sets of
measurements result in similar air profiles,
which is indicative of test room stability.
DOE has observed that the stability criteria
applied only to airflow could be met with
large variations in air profile (i.e., at unstable
test room conditions). This allows for
airflow, and in turn fan efficiency, to vary
significantly between multiple tests of the
same fan because stable airflow can be
achieved at varied test room conditions. If
Hunter has any test data regarding the
sufficiency of using airflow to conclude test
room stability, however, DOE may consider
stability criteria using airflow in a future
rulemaking.
BAS’s petition requested a waiver from the
test procedure applicable to the specified
ceiling fans only in regard to the stability
criteria for testing at low speed. DOE
reviewed the manufacturer specifications and
test data provided by BAS. DOE concluded
that the data demonstrated that the basic
models specified in the petition cannot be
tested under the DOE test procedure because
when testing the basic models at low speed,
the air speed is so low that the acceptable
variance under the stability criteria (often
less than 2 feet per minute) falls below the
required accuracies for airflow sensors in
section 3.3.2 of Appendix U. This Decision
and Order grants an alternate test procedure
for low speed only.
DOE understands that absent a waiver, the
basic models identified by BAS in its petition
cannot be tested and rated for energy
consumption on a basis representative of
their true energy consumption
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52215
characteristics. DOE has reviewed the
recommended procedure suggested by BAS
and concludes that it will allow for the
accurate measurement of the energy use of
the basic model, while alleviating the testing
problems associated with BAS’s
implementation of DOE’s applicable ceiling
fan test procedure for the specified basic
models. In the Decision and Order, DOE is
requiring that BAS test and rate the ceiling
fan basic models for which it has requested
a waiver according to the alternate test
procedure specified in the Decision and
Order, which is identical to the procedure
provided in the interim waiver
In its petition BAS sought a test procedure
waiver for certain basic models. This
Decision and Order is applicable only to BAS
and only to the basic models listed and does
not extend to any other basic models.
BAS may request that the scope of this
waiver be extended to include additional
basic models that employ the same
technology as those listed in this waiver. 10
CFR 430.27(g). BAS may also submit another
petition for waiver from the test procedure
for additional basic models that employ a
different technology and meet the criteria for
test procedure waivers. 10 CFR 430.27(a)(1).
DOE notes that it may modify the waiver
at any time upon DOE’s determination that
the factual basis underlying the petition for
waiver is incorrect, or upon a determination
that the results from the alternate test
procedure are unrepresentative of the basic
models’ true energy consumption
characteristics. 10 CFR 430.27(k)(1).
Likewise, BAS may request that DOE rescind
or modify the waiver if the company
discovers an error in the information
provided to DOE as part of its petition,
determines that the waiver is no longer
needed, or for other appropriate reasons. 10
CFR 430.27(k)(2).
III. Consultations with Other Agencies
In accordance with 10 CFR 430.27(f)(2),
DOE consulted with the Federal Trade
Commission (‘‘FTC’’) staff concerning the
BAS petition for waiver. The FTC staff did
not have any objections to granting a waiver
to BAS.
IV. Order
After careful consideration of all the
material that was submitted by BAS and
commenters in this matter, it is ORDERED
that:
(1) BAS must, as of the date of publication
of this Order in the Federal Register, test and
rate the following ceiling fan basic models
with the alternate test procedure as set forth
in paragraph (2):
Brand Name
Isis
Isis
Isis
Isis
Isis
Isis
Isis
Isis
............................
............................
............................
............................
............................
............................
............................
............................
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16OCN1
Basic Model
F–IS2–0601S4
F–IS2–0601
F–IS2–0401L8S4
F–IS2–0401L8
F–IS2–0401I06L8S4
F–IS2–0401I06L8
F–IS2–0501L8S4
F–IS2–0501L8
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Federal Register / Vol. 83, No. 200 / Tuesday, October 16, 2018 / Notices
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(2) The alternate test procedure for the BAS
basic models listed in paragraph (1) of this
Order is the test procedure for ceiling fans
prescribed by DOE at 10 CFR part 430,
subpart B, appendix U, except that under
section 3.3.2 of appendix U, the stability
criteria for low speed is relaxed from 5
percent to 10 percent. The alternative test
procedure shall apply as follows:
3.3.2 Airflow and Power Consumption
Testing Procedure
Measure the airflow (CFM) and power
consumption (W) for HSSD ceiling fans until
stable measurements are achieved, measuring
at high speed only. Measure the airflow and
power consumption for LSSD ceiling fans
until stable measurements are achieved,
measuring first at low speed and then at high
speed. Airflow and power consumption
measurements are considered stable for high
speed if:
(1) The average air velocity for all axes for
each sensor varies by less than 5% compared
to the average air velocity measured for that
same sensor in a successive set of air velocity
measurements, and
(2) Average power consumption varies by
less than 1% in a successive set of power
consumption measurements.
Airflow and power consumption
measurements are considered stable for low
speed if:
(1) The average air velocity for all axes for
each sensor varies by less than 10%
compared to the average air velocity
measured for that same sensor in a successive
set of air velocity measurements, and
(2) Average power consumption varies by
less than 1% in a successive set of power
consumption measurements.
(3) Representations. BAS may not make
representations about the efficiency of the
basic models identified in paragraph (1) of
this Order for compliance, marketing, or
other purposes unless the basic model has
been tested in accordance with the
provisions set forth above and such
representations fairly disclose the results of
such testing in accordance with 10 CFR part
430, subpart B, appendix U and 10 CFR
429.32, as specified in this Order.
(4) This waiver shall remain in effect
according to the provisions of 10 CFR 430.27.
(5) This waiver is issued on the condition
that the statements, representations, and
documentation provided by BAS are valid. If
BAS makes any modifications to the
configuration of these basic models, the
waiver will no longer be valid and BAS will
either be required to use the current Federal
test method or submit a new application for
a test procedure waiver. DOE may revoke or
modify this waiver at any time if it
determines the factual basis underlying the
petition for waiver is incorrect, or the results
from the alternate test procedure are
unrepresentative of the basic models’ true
energy consumption characteristics. 10 CFR
430.27(k)(1). Likewise, BAS may request that
DOE rescind or modify the waiver if BAS
discovers an error in the information
provided to DOE as part of its petition,
determines that the waiver is no longer
needed, or for other appropriate reasons. 10
CFR 430.27(k)(2).
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(6) Granting of this waiver does not release
BAS from the certification requirements set
forth at 10 CFR part 429.
Signed in Washington, DC, on October 9,
2018.
Kathleen B. Hogan,
Deputy Assistant Secretary for Energy
Efficiency Energy Efficiency and Renewable
Energy.
[FR Doc. 2018–22476 Filed 10–15–18; 8:45 am]
BILLING CODE 6450–01–P
DEPARTMENT OF ENERGY
Senior Executive Service Performance
Review Board
Department of Energy.
Designation of Performance
Review Board Chair.
AGENCY:
ACTION:
This notice provides the
Performance Review Board Chair
designee for the Department of Energy.
This listing supersedes all previously
published lists of Performance Review
Board Chair.
DATES: This appointment is effective as
of September 30, 2018.
Dennis M. Miotla
SUMMARY:
Signed in Washington, DC, on October 2,
2018.
Erin S. Moore,
Director, Office of Corporate Executive
Management, Office of the Chief Human
Capital Officer.
[FR Doc. 2018–22479 Filed 10–15–18; 8:45 am]
BILLING CODE 6450–01–P
DEPARTMENT OF ENERGY
Senior Executive Service Performance
Review Board
Department of Energy.
Designation of Performance
Review Board Standing Register.
AGENCY:
ACTION:
This notice provides the
Performance Review Board Standing
Register for the Department of Energy.
This listing supersedes all previously
published lists of PRB members.
DATES: This appointment is effective as
of September 30, 2018.
Bell, Melody
Brott, Matthew
Grose, Amy
Johnson Jr., Thomas
Kaplan, Stan
Kim, Dong
LeBeau, Tracey
Lee, Terri
Lewis, Roger
Lippold, David
Livengood, Joanna
Lushetsky, John
SUMMARY:
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Frm 00029
Fmt 4703
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Marlay, Robert
Mays, Cynthia
Moore, Johnny
O’Konski, Peter
Rasar, Kimberly
Reilly, Thomas
White, John
Worthington, Patricia
Signed in Washington, DC, on October 2,
2018.
Erin S. Moore,
Director, Office of Corporate Executive
Management, Office of the Chief Human
Capital Officer.
[FR Doc. 2018–22480 Filed 10–15–18; 8:45 am]
BILLING CODE 6450–01–P
DEPARTMENT OF ENERGY
Agency Information Collection
Extension
U.S. Department of Energy.
Notice and request for
comments.
AGENCY:
ACTION:
The Department of Energy
(DOE), pursuant to the Paperwork
Reduction Act of 1995, intends to
extend for three years, an information
collection request with the Office of
Management and Budget (OMB). This
information collection request consists
of forms that will certify to DOE that
respondents were advised of the
requirements for occupying or
continuing to occupy a Human
Reliability Program (HRP) position. The
forms include: Human Reliability
Program Certification (DOE F 470.3),
Acknowledgement and Agreement to
Participate in the Human Reliability
Program (DOE F 470.4), Authorization
and Consent to Release Human
Reliability Program Records in
Connection with HRP (DOE F 470.5),
Refusal of Consent (DOE F 470.6), and
Human Reliability Program (HRP)
Alcohol Testing Form (DOE F 470.7).
The HRP is a security and safety
reliability program for individuals who
apply for or occupy certain positions
that are critical to the national security.
It requires an initial and annual
supervisory review, medical assessment,
management evaluation, and a DOE
personnel security review of all
applicants or incumbents. It is also used
to ensure that employees assigned to
nuclear explosive duties do not have
emotional, mental, or physical
conditions that could result in an
accidental or unauthorized detonation
of nuclear explosives.
DATES: Comments regarding this
proposed information collection must
be received on or before December 17,
2018. If you anticipate difficulty in
SUMMARY:
E:\FR\FM\16OCN1.SGM
16OCN1
Agencies
[Federal Register Volume 83, Number 200 (Tuesday, October 16, 2018)]
[Notices]
[Pages 52213-52216]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2018-22476]
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DEPARTMENT OF ENERGY
[Case Number 2017-011; EERE-2017-BT-WAV-0049]
Energy Conservation Program: Decision and Order Granting a Waiver
to Big Ass Solutions From the Department of Energy Ceiling Fan Test
Procedure
AGENCY: Office of Energy Efficiency and Renewable Energy, Department of
Energy.
ACTION: Notice of decision and order.
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SUMMARY: The U.S. Department of Energy (``DOE'') gives notice of a
Decision and Order (Case Number 2017-011) that grants to Big Ass
Solutions (``BAS'') a waiver from specified portions of the DOE test
procedure for determining the energy efficiency of ceiling fans. Under
the Decision and Order, BAS is required to test and rate specified
basic models of its ceiling fans in accordance with the alternate test
procedure specified in the Decision and Order.
DATES: The Decision and Order is effective on October 16, 2018. The
Decision and Order will terminate upon the compliance date of any
future amendment to the test procedure for ceiling fans located in 10
CFR part 430, subpart B, appendix U that addresses the issues presented
in this waiver. At such time, BAS must use the relevant test procedure
for this product for any testing to demonstrate compliance with
standards, and any other representations of energy use.
FOR FURTHER INFORMATION CONTACT:
Ms. Lucy deButts, U.S. Department of Energy, Office of Energy
Efficiency and Renewable Energy, Building Technologies Office, EE-5B,
1000 Independence Avenue SW, Washington, DC 20585-0121. Email:
[email protected].
Ms. Elizabeth Kohl, U.S. Department of Energy, Office of the
General Counsel, Mail Stop GC-33, Forrestal Building, 1000 Independence
Avenue SW, Washington, DC 20585-0103. Email: [email protected].
Telephone (202) 586-7796.
SUPPLEMENTARY INFORMATION: In accordance with Title 10 of the Code of
Federal Regulations (10 CFR
[[Page 52214]]
430.27(f)(2)), DOE gives notice of the issuance of its Decision and
Order as set forth below. The Decision and Order grants BAS a waiver
from the applicable test procedure in 10 CFR part 430, subpart B,
appendix U for specified basic models of ceiling fans, provided that
BAS tests and rates such products using the alternate test procedure
specified in the Decision and Order. BAS's representations concerning
the energy efficiency of the specified basic models must be based on
testing according to the provisions and restrictions in the alternate
test procedure set forth in the Decision and Order, and the
representations must fairly disclose the test results. Distributors,
retailers, and private labelers are held to the same requirements when
making representations regarding the energy efficiency of these
products. (42 U.S.C. 6293(c))
Consistent with 10 CFR 430.27(j), not later than December 17, 2018,
any manufacturer currently distributing in commerce in the United
States products employing a technology or characteristic that results
in the same need for a waiver from the applicable test procedure must
submit a petition for waiver. Manufacturers not currently distributing
such products in commerce in the United States must petition for and be
granted a waiver prior to the distribution in commerce of those
products in the United States. Manufacturers may also submit a request
for interim waiver pursuant to the requirements of 10 CFR 430.27.
Signed in Washington, DC, on October 9, 2018.
Kathleen B. Hogan,
Deputy Assistant Secretary for Energy Efficiency, Energy Efficiency and
Renewable Energy.
Case #2017-011
Decision and Order
I. Background and Authority
The Energy Policy and Conservation Act of 1975 (``EPCA''),\1\
Public Law 94-163 (42 U.S.C. 6291-6317, as codified), among other
things, authorizes the U.S. Department of Energy (``DOE'') to
regulate the energy efficiency of a number of consumer products and
industrial equipment. Title III, Part B \2\ of EPCA established the
Energy Conservation Program for Consumer Products Other Than
Automobiles, which sets forth a variety of provisions designed to
improve energy efficiency for certain types of consumer products.
These products include ceiling fans, the focus of this document. (42
U.S.C. 6291(49); 42 U.S.C. 6295(ff))
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\1\ All references to EPCA in this document refer to the statute
as amended through the EPS Improvement Act of 2017, Public Law 115-
115 (January 12, 2018).
\2\ For editorial reasons, upon codification in the U.S. Code,
Part B was redesignated as Part A.
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Under EPCA, DOE's energy conservation program consists
essentially of four parts: (1) Testing, (2) labeling, (3) Federal
energy conservation standards, and (4) certification and enforcement
procedures. Relevant provisions of EPCA include definitions (42
U.S.C. 6291), energy conservation standards (42 U.S.C. 6295), test
procedures (42 U.S.C. 6293), labeling provisions (42 U.S.C. 6294),
and the authority to require information and reports from
manufacturers (42 U.S.C. 6296).
The Federal testing requirements consist of test procedures that
manufacturers of covered products must use as the basis for: (1)
Certifying to DOE that their products comply with the applicable
energy conservation standards adopted pursuant to EPCA (42 U.S.C.
6295(s)), and (2) making representations about the efficiency of
that product (42 U.S.C. 6293(c)). Similarly, DOE must use these test
procedures to determine whether the product complies with relevant
standards promulgated under EPCA. (42 U.S.C. 6295(s))
Under 42 U.S.C. 6293, EPCA sets forth the criteria and
procedures DOE is required to follow when prescribing or amending
test procedures for covered products. EPCA requires that any test
procedures prescribed or amended under this section must be
reasonably designed to produce test results which reflect energy
efficiency, energy use or estimated annual operating cost of a
covered product during a representative average use cycle or period
of use and requires that test procedures not be unduly burdensome to
conduct. (42 U.S.C. 6293(b)(3)) The test procedure for ceiling fans
is contained in the Code of Federal Regulations (``CFR'') at 10 CFR
part 430, subpart B, appendix U, Uniform test method for measuring
the energy consumption of ceiling fans (``Appendix U'').
Under 10 CFR 430.27, any interested person may submit a petition
for waiver from DOE's test procedure requirements. DOE will grant a
waiver from the test procedure requirements if DOE determines either
that the basic model for which the waiver was requested contains a
design characteristic that prevents testing of the basic model
according to the prescribed test procedures, or that the prescribed
test procedures evaluate the basic model in a manner so
unrepresentative of its true energy consumption characteristics as
to provide materially inaccurate comparative data. 10 CFR
430.27(a)(1). DOE may grant the waiver subject to conditions,
including adherence to alternate test procedures. 10 CFR
430.27(f)(2).
II. Petition for Waiver: Assertions and Determinations
By letter dated June 14, 2017, BAS filed a petition for waiver
and an application for interim waiver from the test procedure
applicable to ceiling fans set forth in Appendix U. According to
BAS, testing at low speed for the basic models listed in the
petition \3\ may cause BAS undue hardship in meeting the stability
requirements contained in appendix U. BAS stated that when testing
the specified basic models at low speed the average air speed is so
low that the acceptable variance under the stability criteria is
often less than 2 feet per minute, which falls below the accuracies
for airflow sensors required in section 3.3.2 of Appendix U.
Consequently, in its petition, BAS offered two alternate test
procedures for determining the stability criteria for testing low-
speed small-diameter ceiling fans at low speed: (1) BAS's preferred
method, which would require BAS to employ a stability criteria using
airflow instead of air velocity measurements, and (2) BAS's
alternate method, which would require relaxing the low speed
stability criteria from DOE's requirement of 5 percent to 10
percent. BAS initially stated that this second method is not
preferred because it could add significant variability to the
calculated airflow on low speed. BAS also requested an interim
waiver from the existing DOE test procedure. However, by email dated
December 6, 2017, BAS withdrew its preferred method for modifying
the stability criteria from consideration. Instead, BAS requested
that DOE consider its alternate method as its recommendation for the
alternate test procedure.\4\
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\3\ The specific basic models for which the petition applies are
ceiling fan basic models Isis F-IS2-0601S4, Isis F-IS2-0601, Isis F-
IS2-0401L8S4, Isis F-IS2-0401L8, Isis F-IS2-0401I06L8S4, Isis F-IS2-
0401I06L8, Isis F-IS2-0501L8S4 and Isis F-IS2-0501L8. These basic
model names were provided by BAS in its June 2017 petition.
\4\ A copy of the email is available at https://www.regulations.gov, under docket number EERE-2017-BT-WAV-0049.
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On March 23, 2018, DOE published a notice announcing its receipt
of the petition for waiver and granting BAS an interim waiver. 83 FR
12726. In the notice of petition for waiver, DOE reviewed the
alternate test procedure suggested by BAS and granted the interim
waiver initially finding that the alternate test procedure of
relaxing the stability criteria for low speed will allow for the
accurate measurement of efficiency of these products, while
alleviating the testing problems associated with BAS's
implementation of ceiling fan testing for the basic models specified
in its petition. In that notice, DOE also solicited comments from
interested parties on all aspects of the petition and specified an
alternate test procedure that must be followed for testing and
certifying the specific basic models for which BAS requested a
waiver. Id.
DOE received two relevant comments to the notice of petition for
waiver.\5\ Both comments were supportive of DOE granting the waiver
and encouraged DOE to make the alternate test procedure available to
all ceiling fan manufacturers. Specifically, Hunter stated that it
supports BAS's waiver and encouraged DOE to make the BAS alternate
test procedure available to all ceiling fan test facilities that are
dealing with similar issues with meeting stability criteria.\6\
[[Page 52215]]
(Hunter, No. 6 at p. 1) American Lighting Association (ALA) stated
that it supports BAS for bringing the issue forward. ALA stated that
the issue of stability testing has plagued many manufacturers, and
that if approval of the waiver is granted, then DOE should make the
alternate test procedure applicable to all manufacturers of small
diameter ceiling fans so that testing burden is reduced.\7\ (ALA,
No. 8 at p. 2)
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\5\ DOE received other comments regarding issues unrelated to
the waiver petition. See the docket for this notice at https://www.regulations.gov/docket?D=EERE-2017-BT-WAV-0049.
\6\ Hunter's comment can be accessed at: https://www.regulations.gov/document?D=EERE-2017-BT-WAV-0049-0006.
\7\ ALA's comment can be accessed at: https://www.regulations.gov/document?D=EERE-2017-BT-WAV-0049-0008.
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While the petition for waiver from BAS and the interim waiver
granted by DOE addressed the required testing at low speed only,
Hunter also suggested that the same alternate test procedure
stability criteria be applied to high speed as well, stating that
there is test efficiency gain for high speed also. (Hunter, No. 6 at
p. 2) Furthermore, Hunter stated that although relaxing the air
velocity stability criteria for low and high speed for the entire
industry would help reduce undue burden, it also recommended that
DOE consider requiring stability for airflow instead of air
velocity, stating that when overall airflow on low or high speed
from one test run to the next is substantially unchanged, stability
is reached, and that air velocity being the same for a particular
sensor from one second to the next is of no real consequence and
unnecessarily adds to the burden. Id.
As to Hunter's and ALA's request to make an alternate test
procedure available to all manufacturers that are faced with similar
issues as BAS, DOE considers such requests in the context of a
rulemaking proceeding rather than through the waiver process. As
noted, any manufacturer currently distributing in commerce in the
United States products employing a technology or characteristic that
results in the same need for a waiver from the applicable test
procedure must submit a petition for waiver. 10 CFR 430.27(j). The
waiver process addresses particular basic models that contain one or
more design characteristics which either prevent testing according
to the prescribed test procedures or cause the prescribed test
procedures to evaluate the basic models in a manner so
unrepresentative of its true energy and/or water consumption
characteristics as to provide materially inaccurate comparative
data. 10 CFR 430.27(a)(1). Changes to the test procedure that apply
to the covered product more generally would appropriately be
addressed as part of a rulemaking.
Regarding Hunter's request that DOE provide an alternate test
procedure for testing at high speed, DOE would also consider such a
request generally in the context of a rulemaking. The petition
submitted by BAS does not address testing issues at high speed. DOE
understands that the ceiling fans specified in the BAS petition,
when operated at low speed, produce air velocities that have trouble
meeting the stability criteria because the average air velocity is
so low that it creates highly variable airflow patterns. BAS also
specifically stated that at low speed for the basic models in
question, the air speed is so low that the acceptable variance under
the stability criteria (often less than 2 feet per minute) falls
below the required accuracies for airflow sensors in section 3.3.2
of Appendix U (i.e., the fans specified by BAS cannot be tested
according the required test procedure). DOE understands that the
cost of sensors to obtain the resolution needed at the very low
speeds would be substantial. DOE is unaware of similar issues when
testing at high speed. In the ceiling fan test procedure final rule,
DOE observed that across nearly 40 fans tested at high speed, no
sensors recorded an average velocity at levels low enough that the
acceptable variance under the stability criteria fell below the
required accuracies for airflow sensors in section 3.3.2 of Appendix
U (i.e., the average velocities were greater than 40 feet per
minute). 81 FR 48620, 48628 (July 25, 2016). If Hunter has any test
data indicating a problem with the stability criteria at high speed,
DOE would consider that data in determining whether any changes to
the test procedure would be appropriate.
Regarding Hunter's recommendation to require stability for
airflow instead of air velocity to determining test room stability,
under the current DOE test procedure, air velocity is measured at
each sensor along the sensor arm, and airflow is calculated based on
these measurements. The air velocity measurements indicate both the
amount and location of air provided by the fan within the effective
area (i.e., the air profile). DOE found that large variations in air
profile often indicate test room instability (e.g., localized
temperature gradients that effect airflow). Applying stability
criteria to the air velocity measurements ensures that successive
sets of measurements result in similar air profiles, which is
indicative of test room stability. DOE has observed that the
stability criteria applied only to airflow could be met with large
variations in air profile (i.e., at unstable test room conditions).
This allows for airflow, and in turn fan efficiency, to vary
significantly between multiple tests of the same fan because stable
airflow can be achieved at varied test room conditions. If Hunter
has any test data regarding the sufficiency of using airflow to
conclude test room stability, however, DOE may consider stability
criteria using airflow in a future rulemaking.
BAS's petition requested a waiver from the test procedure
applicable to the specified ceiling fans only in regard to the
stability criteria for testing at low speed. DOE reviewed the
manufacturer specifications and test data provided by BAS. DOE
concluded that the data demonstrated that the basic models specified
in the petition cannot be tested under the DOE test procedure
because when testing the basic models at low speed, the air speed is
so low that the acceptable variance under the stability criteria
(often less than 2 feet per minute) falls below the required
accuracies for airflow sensors in section 3.3.2 of Appendix U. This
Decision and Order grants an alternate test procedure for low speed
only.
DOE understands that absent a waiver, the basic models
identified by BAS in its petition cannot be tested and rated for
energy consumption on a basis representative of their true energy
consumption characteristics. DOE has reviewed the recommended
procedure suggested by BAS and concludes that it will allow for the
accurate measurement of the energy use of the basic model, while
alleviating the testing problems associated with BAS's
implementation of DOE's applicable ceiling fan test procedure for
the specified basic models. In the Decision and Order, DOE is
requiring that BAS test and rate the ceiling fan basic models for
which it has requested a waiver according to the alternate test
procedure specified in the Decision and Order, which is identical to
the procedure provided in the interim waiver
In its petition BAS sought a test procedure waiver for certain
basic models. This Decision and Order is applicable only to BAS and
only to the basic models listed and does not extend to any other
basic models.
BAS may request that the scope of this waiver be extended to
include additional basic models that employ the same technology as
those listed in this waiver. 10 CFR 430.27(g). BAS may also submit
another petition for waiver from the test procedure for additional
basic models that employ a different technology and meet the
criteria for test procedure waivers. 10 CFR 430.27(a)(1).
DOE notes that it may modify the waiver at any time upon DOE's
determination that the factual basis underlying the petition for
waiver is incorrect, or upon a determination that the results from
the alternate test procedure are unrepresentative of the basic
models' true energy consumption characteristics. 10 CFR
430.27(k)(1). Likewise, BAS may request that DOE rescind or modify
the waiver if the company discovers an error in the information
provided to DOE as part of its petition, determines that the waiver
is no longer needed, or for other appropriate reasons. 10 CFR
430.27(k)(2).
III. Consultations with Other Agencies
In accordance with 10 CFR 430.27(f)(2), DOE consulted with the
Federal Trade Commission (``FTC'') staff concerning the BAS petition
for waiver. The FTC staff did not have any objections to granting a
waiver to BAS.
IV. Order
After careful consideration of all the material that was
submitted by BAS and commenters in this matter, it is ORDERED that:
(1) BAS must, as of the date of publication of this Order in the
Federal Register, test and rate the following ceiling fan basic
models with the alternate test procedure as set forth in paragraph
(2):
------------------------------------------------------------------------
Brand Name Basic Model
------------------------------------------------------------------------
Isis................................ F-IS2-0601S4
Isis................................ F-IS2-0601
Isis................................ F-IS2-0401L8S4
Isis................................ F-IS2-0401L8
Isis................................ F-IS2-0401I06L8S4
Isis................................ F-IS2-0401I06L8
Isis................................ F-IS2-0501L8S4
Isis................................ F-IS2-0501L8
------------------------------------------------------------------------
[[Page 52216]]
(2) The alternate test procedure for the BAS basic models listed
in paragraph (1) of this Order is the test procedure for ceiling
fans prescribed by DOE at 10 CFR part 430, subpart B, appendix U,
except that under section 3.3.2 of appendix U, the stability
criteria for low speed is relaxed from 5 percent to 10 percent. The
alternative test procedure shall apply as follows:
3.3.2 Airflow and Power Consumption Testing Procedure
Measure the airflow (CFM) and power consumption (W) for HSSD
ceiling fans until stable measurements are achieved, measuring at
high speed only. Measure the airflow and power consumption for LSSD
ceiling fans until stable measurements are achieved, measuring first
at low speed and then at high speed. Airflow and power consumption
measurements are considered stable for high speed if:
(1) The average air velocity for all axes for each sensor varies
by less than 5% compared to the average air velocity measured for
that same sensor in a successive set of air velocity measurements,
and
(2) Average power consumption varies by less than 1% in a
successive set of power consumption measurements.
Airflow and power consumption measurements are considered stable
for low speed if:
(1) The average air velocity for all axes for each sensor varies
by less than 10% compared to the average air velocity measured for
that same sensor in a successive set of air velocity measurements,
and
(2) Average power consumption varies by less than 1% in a
successive set of power consumption measurements.
(3) Representations. BAS may not make representations about the
efficiency of the basic models identified in paragraph (1) of this
Order for compliance, marketing, or other purposes unless the basic
model has been tested in accordance with the provisions set forth
above and such representations fairly disclose the results of such
testing in accordance with 10 CFR part 430, subpart B, appendix U
and 10 CFR 429.32, as specified in this Order.
(4) This waiver shall remain in effect according to the
provisions of 10 CFR 430.27.
(5) This waiver is issued on the condition that the statements,
representations, and documentation provided by BAS are valid. If BAS
makes any modifications to the configuration of these basic models,
the waiver will no longer be valid and BAS will either be required
to use the current Federal test method or submit a new application
for a test procedure waiver. DOE may revoke or modify this waiver at
any time if it determines the factual basis underlying the petition
for waiver is incorrect, or the results from the alternate test
procedure are unrepresentative of the basic models' true energy
consumption characteristics. 10 CFR 430.27(k)(1). Likewise, BAS may
request that DOE rescind or modify the waiver if BAS discovers an
error in the information provided to DOE as part of its petition,
determines that the waiver is no longer needed, or for other
appropriate reasons. 10 CFR 430.27(k)(2).
(6) Granting of this waiver does not release BAS from the
certification requirements set forth at 10 CFR part 429.
Signed in Washington, DC, on October 9, 2018.
Kathleen B. Hogan,
Deputy Assistant Secretary for Energy Efficiency Energy Efficiency
and Renewable Energy.
[FR Doc. 2018-22476 Filed 10-15-18; 8:45 am]
BILLING CODE 6450-01-P