National Association of Reversionary Property Owners-Petition for Rulemaking; Limiting Extensions of Trail Use Negotiating Periods, 50326-50330 [2018-21760]
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Federal Register / Vol. 83, No. 194 / Friday, October 5, 2018 / Proposed Rules
County meets the applicable
requirements of the CAA and EPA’s
2014 SO2 Nonattainment Guidance.
Thus, EPA is proposing to approve
Pennsylvania’s attainment plan for the
Beaver Area as submitted on September
29, 2017. EPA’s analysis for this
proposed action is discussed in Section
V of this proposed rulemaking. EPA is
soliciting public comments on the
issues discussed in this document.
These comments will be considered
before taking final action. Final
approval of this SIP submittal will
remove EPA’s duty to promulgate and
implement a FIP for this Area.
daltland on DSKBBV9HB2PROD with PROPOSALS
VII. Incorporation by Reference
In this document, EPA is proposing to
include regulatory text in a final rule
that includes incorporation by
reference. In accordance with
requirements of 40 CFR 51.5, EPA is
proposing to incorporate by reference
the portions of the COAs entered
between Pennsylvania and FirstEnergy
and Pennsylvania and Jewel included in
the PADEP submittal of September 29,
2017 that are not redacted. This
includes emission limits and associated
compliance parameters, recordingkeeping and reporting, and contingency
measures. EPA has made, and will
continue to make, these materials
generally available through https://
www.regulations.gov and at the EPA
Region III Office (please contact the
person identified in the FOR FURTHER
INFORMATION CONTACT section of this
preamble for more information).
VIII. Statutory and Executive Order
Reviews
Under the CAA, the Administrator is
required to approve a SIP submission
that complies with the provisions of the
CAA and applicable federal regulations.
42 U.S.C. 7410(k); 40 CFR 52.02(a).
Thus, in reviewing SIP submissions,
EPA’s role is to approve state choices,
provided that they meet the criteria of
the CAA. Accordingly, this action
merely approves state law as meeting
federal requirements and does not
impose additional requirements beyond
those imposed by state law. For that
reason, this proposed action:
• Is not a ‘‘significant regulatory
action’’ subject to review by the Office
of Management and Budget under
Executive Orders 12866 (58 FR 51735,
October 4, 1993) and 13563 (76 FR 3821,
January 21, 2011);
• Is not an Executive Order 13771 (82
FR 9339, February 2, 2017) regulatory
action because SIP approvals are
exempted under Executive Order 12866;
• Does not impose an information
collection burden under the provisions
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of the Paperwork Reduction Act (44
U.S.C. 3501 et seq.);
• Is certified as not having a
significant economic impact on a
substantial number of small entities
under the Regulatory Flexibility Act (5
U.S.C. 601 et seq.);
• Does not contain any unfunded
mandate or significantly or uniquely
affect small governments, as described
in the Unfunded Mandates Reform Act
of 1995 (Pub. L. 104–4);
• Does not have federalism
implications as specified in Executive
Order 13132 (64 FR 43255, August 10,
1999);
• Is not an economically significant
regulatory action based on health or
safety risks subject to Executive Order
13045 (62 FR 19885, April 23, 1997);
• Is not a significant regulatory action
subject to Executive Order 13211 (66 FR
28355, May 22, 2001);
• Is not subject to requirements of
section 12(d) of the National
Technology Transfer and Advancement
Act of 1995 (15 U.S.C. 272 note) because
application of those requirements would
be inconsistent with the CAA; and
• Does not provide EPA with the
discretionary authority to address, as
appropriate, disproportionate human
health or environmental effects, using
practicable and legally permissible
methods, under Executive Order 12898
(59 FR 7629, February 16, 1994).
In addition, this proposed rule,
concerning the SO2 attainment plan for
the Beaver nonattainment area in
Pennsylvania, does not have tribal
implications as specified by Executive
Order 13175 (65 FR 67249, November 9,
2000), because the SIP is not approved
to apply in Indian country located in the
state, and EPA notes that it will not
impose substantial direct costs on tribal
governments or preempt tribal law.
List of Subjects in 40 CFR Part 52
Environmental protection, Air
pollution control, Incorporation by
reference, Reporting and recordkeeping
requirements, Sulfur oxides.
Authority: 42 U.S.C. 7401 et seq.
Dated: September 24, 2018.
Cosmo Servidio,
Regional Administrator, Region III.
[FR Doc. 2018–21667 Filed 10–4–18; 8:45 am]
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SURFACE TRANSPORTATION BOARD
49 CFR Part 1152
[Docket No. EP 749; Docket No. EP 749
(Sub-No. 1)]
National Association of Reversionary
Property Owners—Petition for
Rulemaking; Limiting Extensions of
Trail Use Negotiating Periods
Surface Transportation Board.
Notice of proposed rulemaking.
AGENCY:
ACTION:
The Surface Transportation
Board (Board) grants in part a petition
by the National Association of
Reversionary Property Owners (NARPO)
and opens a proceeding in Docket No.
EP 749 (Sub-No. 1) to consider revising
regulations related to the National Trails
System Act. The Board proposes to
modify its regulations to limit the
number of 180-day extensions of a trail
use negotiating period to a maximum of
six extensions, absent extraordinary
circumstances.
SUMMARY:
Comments are due by November
1, 2018; replies are due by November
21, 2018.
ADDRESSES: Comments and replies may
be submitted either via the Board’s efiling format or in paper format. Any
person using e-filing should attach a
document and otherwise comply with
the instructions found on the Board’s
website at ‘‘www.stb.gov’’ at the ‘‘E–
FILING’’ link. Any person submitting a
filing in paper format should send an
original and 10 paper copies of the filing
to: Surface Transportation Board, Attn:
Docket No. EP 749 (Sub-No. 1), 395 E
Street SW, Washington, DC 20423–0001.
FOR FURTHER INFORMATION CONTACT:
Sarah Fancher, (202) 245–0355.
Assistance for the hearing impaired is
available through the Federal
Information Relay Service (FIRS) at
(800) 877–8339.
SUPPLEMENTARY INFORMATION: On June
14, 2018, NARPO filed a petition for
rulemaking requesting that the Board
consider issuing three rules related to 16
U.S.C. 1247(d), the codification of
section 8(d) of the National Trails
System Act (Trails Act), Public Law 90–
543, section 8, 82 Stat. 919 (1968).
Specifically, NARPO asks that the Board
open a proceeding to consider rules that
would: (1) Limit the number of 180-day
extensions of a trail use negotiating
period to six; (2) require a rail carrier or
trail sponsor negotiating an interim trail
use agreement to send notice of the
issuance of a Certificate of Interim Trail
Use (CITU) or Notice of Interim Trail
DATES:
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Background
The Trails Act was established in
1968 to create a nationwide system of
recreational trails. In 1983, Congress
added a rail section, codified at 16
U.S.C. 1247(d). This addition to the
Trails Act was the ‘‘culmination of
congressional efforts to preserve
shrinking rail trackage by converting
unused rights-of-way to recreational
trails.’’ Preseault v. ICC, 494 U.S. 1, 5
(1990). Under the Trails Act, the Board
must ‘‘preserve established railroad
rights-of-way for future reactivation of
rail service’’ by prohibiting
abandonment where a trail sponsor
agrees to assume full managerial, tax,
and legal liability for the right-of-way
for use in the interim as a trail. 16
U.S.C. 1247(d); Nat’l Wildlife Fed’n v.
ICC, 850 F.2d 694, 699–702 (D.C. Cir.
1988). The statute expressly provides
that ‘‘if such interim use is subject to
restoration or reconstruction for railroad
purposes, such interim use shall not be
treated, for [any] purposes . . . as an
abandonment. . . .’’ Section 1247(d).
Instead, the right-of-way is ‘‘railbanked,’’ which means that the railroad
is relieved of the current obligation to
provide service over the line but that the
railroad (or any other approved rail
service provider) may reassert control
over the right-of-way to restore service
on the line in the future. See Birt v. STB,
90 F.3d 580, 583 (D.C. Cir. 1996); Iowa
Power—Const. Exemption—Council
Bluffs, Iowa, 8 I.C.C.2d 858, 866–67
(1990); 49 CFR 1152.29.3 If a line is
railbanked and designated for trail use,
any reversionary interests that adjoining
landowners might have under state law
upon abandonment are not activated.
Preseault, 494 U.S. at 8; Birt, 90 F.3d at
583.
The Trails Act is invoked when a
prospective trail sponsor files a request
with the Board to railbank a line that a
carrier has proposed to abandon. The
trail sponsor’s request must include a
statement of willingness to assume
responsibility for management, legal
liability, and payment of taxes, and an
acknowledgement that interim trail use
is subject to restoration of rail service at
any time. 49 CFR 1152.29(a). Pursuant
to 49 CFR 1152.29(c)(1) and (d)(1), if the
railroad indicates its willingness to
negotiate a railbanking/interim trail use
agreement for the line, the Board will
issue a CITU (in an abandonment
application proceeding) or a NITU (in
an abandonment exemption proceeding)
for the line. The CITU/NITU grants
parties a 180-day period (which can be
1 As explained below, the issuance of a CITU/
NITU by the Board provides time for the parties to
negotiate an interim trail use arrangement.
NARPO’s proposed rules only refer to NITUs, but,
presumably, NARPO intended to propose the same
changes to CITU procedures as there are no
substantive differences between CITUs (issued in an
abandonment application proceeding) and NITUs
(issued in an abandonment exemption proceeding).
2 On July 23, 2018, NARPO filed a reply, which
was accepted into the record. Nat’l Ass’n of
Reversionary Prop. Owners—Pet. for Rulemaking,
EP 749, slip op. at 1 n.1 (STB served Aug. 14, 2018).
3 The Board, and its predecessor, the Interstate
Commerce Commission (ICC), has promulgated,
modified, and clarified its rules to implement the
Trails Act a number of times. See, e.g., Nat’l Trails
System Act & R.R. Rights-of-Way, EP 702 (STB
served Apr. 30, 2012); Aban. & Discontinuance of
Rail Lines & Rail Transp. Under 49 U.S.C. 10903,
1 S.T.B. 894 (1996); Policy Statement on Rails to
Trails Conversions, EP 272 (Sub-No. 13B) (ICC
served Jan. 29, 1990); Rail Abans.—Use of Rightsof-Way as Trails—Supplemental Trails Act
Procedures, 4 I.C.C.2d 152 (1987); Rail Abans.—Use
of Rights-of-Way as Trails, 2 I.C.C.2d 591 (1986).
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Use (NITU) 1 to landowners adjacent to
the right-of-way covered by the CITU/
NITU; and (3) require all entities,
including government entities, filing a
request for a CITU/NITU, or extension
thereof, to pay a filing fee.
On July 5, 2018, the Association of
American Railroads (AAR) replied in
opposition to the changes proposed in
NARPO’s petition.2 Thereafter, late-filed
letters in support of NARPO’s petition
were filed by the Community Council
Railroad Committee, Save Taxes & Our
Property (STOP), and several
individuals. Comments in opposition to
the petition were late-filed by the
Madison County Mass Transit District
(MCMTD), the Iowa Natural Heritage
Foundation (INHF), the City of Seattle,
Wash. (City of Seattle), and the Rails-ToTrails Conservancy (RTC). RTC also
requested a 30-day extension of time to
respond to NARPO’s petition. In the
interest of compiling a complete record,
the late-filed pleadings were accepted
into the record, but RTC’s extension
request was denied. Nat’l Ass’n of
Reversionary Prop. Owners—Pet. for
Rulemaking, EP 749 (STB served Aug.
14, 2018).
The Board has broad discretion when
determining whether to initiate a
rulemaking. See, e.g., Defenders of
Wildlife v. Gutierrez, 532 F.3d 913, 919
(DC Cir. 2008). After considering the
petition for rulemaking and the
comments received, the Board will grant
NARPO’s petition in part and institute
a rulemaking proceeding in Docket No.
EP 749 (Sub-No. 1) to propose
modifications to the Board’s rules
related to extensions of the trail use
negotiating period. The Board will deny
NARPO’s petition with regard to its
other two proposed rules. Because the
Board is proposing a rule change in a
separate sub-docket, the docket in
Docket No. EP 749 will be closed.
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extended by Board order) to negotiate a
railbanking agreement. 49 CFR
1152.29(c)(1), (d)(1); Preseault, 494 U.S.
at 7 n.5; Birt, 90 F.3d at 583 (affirming
the agency’s authority to grant
‘‘reasonable’’ extensions of the Trails
Act negotiating period). See also
Grantwood Vill. v. Missouri Pac. R.R.,
95 F.3d 654, 659 (8th Cir. 1996) (ICC
‘‘was free to extend [the 180-day CITU/
NITU] time period for an agreement’’).
If parties reach an agreement during
the trail use negotiating period, the
CITU/NITU automatically authorizes
railbanking/interim trail use. Preseault,
494 U.S. at 7 n.5. Without further action
from the Board,4 the trail sponsor may
assume management of the right-of-way,
subject to the right of a railroad to
reassert control of the property for
restoration or reconstruction of rail
service and the terms of the agreement.
49 CFR 1152.29(c)(2), (d)(2); Birt, 90
F.3d at 583. If no railbanking/interim
trail use agreement is reached by the
expiration of the CITU/NITU 180-day
negotiation period (and any extension
thereof), the CITU/NITU authorizes the
railroad to ‘‘exercise its option to fully
abandon’’ the line by consummating the
abandonment, without further action by
the agency, 49 CFR 1152.29(c)(1), (d)(1),
provided that there are no unmet
conditions imposed on the
abandonment authority that must be
satisfied prior to consummation. See
Consummation of Rail Line Abans. That
Are Subject to Historic Pres. & Other
Envtl. Conditions, EP 678, slip op. at 3–
4 (STB served Apr. 23, 2008).
The Board retains jurisdiction over a
rail line throughout the CITU/NITU
negotiating period, any period of
railbanking/interim trail use, and any
period during which rail service is
restored. Only after a CITU/NITU is no
longer in effect and the railroad has
lawfully consummated its abandonment
authority is the Board’s jurisdiction
terminated. See Section 1247(d);
Hayfield N. R.R. v. Chi. & N. W. Transp.
Co., 467 U.S. 622, 633 (1984). At that
4 The trail sponsor and railroad are required to
notify the Board that an agreement has been
reached, 49 CFR 1152.29(h), but the Board’s overall
role under the Trails Act is limited. Citizens Against
Rails-to-Trails v. STB, 267 F.3d 1144, 1151–52 (D.C.
Cir. 2001); Goos v. ICC, 911 F.2d 1283, 1295 (8th
Cir. 1990) (agency has ‘‘little, if any, discretion to
forestall a voluntary agreement to effect a
conversion to trail use’’). Once the railroad and trail
sponsor have reached a trail use agreement, ‘‘the
Board’s chief concern . . . is that the statutory
railbanking conditions not be compromised and
that nothing occur that would preclude a railroad’s
right to reassert control over the right-of-way at
some future time to revive active service.’’
Sunflower Rails-Trails Conservancy, Inc.—Pet. for
Declaratory Order—Sale of Railbanked Right-ofWay, FD 36034, slip. op. at 4 (STB served Feb. 23,
2017).
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point, the right-of-way may revert to
reversionary landowner interests, if any,
pursuant to state law. Preseault, 494
U.S. at 5, 8.
NARPO’s Petition for Rulemaking and
Comments Received
Limiting CITU/NITU Extension
Requests. In its petition for rulemaking,
NARPO proposes that the Board limit
the number of 180-day extensions of a
trail use negotiating period to six.
(NARPO Pet. 2.) NARPO identifies
several proceedings in which the Board
extended the 180-day trail use
negotiating period for what it terms
excessive periods of time (e.g., nearly 10
years). (Id. at 2–4.) NARPO argues that
the Board must impose a reasonable
limit on the number of extensions
granted for trail use negotiations. (Id. at
4.) NARPO contends that its proposed
rule calling for a maximum of six 180day extensions strikes a reasonable
balance between the time legitimately
required for trail use negotiations, and
the abuse of trail use procedures that
results from repeated extensions over a
lengthy period of time. (Id.)
A few commenters support NARPO’s
proposal to limit the number of
extensions granted during the trail use
negotiation period. (E.g., Tomani
Comments 1; Rood Comments 1.) Other
commenters, however, oppose NARPO’s
proposal. Some argue that NARPO has
failed to justify that its proposed rule is
needed or to demonstrate how any of its
members might be prejudiced by the
extensions. (MCMTD Comments 2; City
of Seattle Comments 2–3.) Others
contend that the ability to extend the
trail use negotiating period is critical as
delays may be a result of factors not
attributable to the trail sponsor (e.g.,
proceedings involving an Offer of
Financial Assistance, delays resulting
from compliance with environmental
and historic preservation conditions,
and carrier negotiations with salvage
operators). (RTC Comments 3; City of
Seattle Comments 4.) RTC argues that
the Board has held that CITU/NITU
extensions should be liberally granted
because of the ‘‘strong Congressional
policy favoring trails use/railbanking.’’
(RTC Comments 3.) RTC also asserts
that negotiating a railbanking/interim
trail use agreement is a complex
undertaking, requiring the potential trail
sponsor to assume extensive liabilities
and long-term financial responsibilities
for the management of the corridor.
(RTC Comments 3.) Thus, RTC argues
that NARPO’s proposed limit of six
extensions for NITUs would undermine
the implementation and effectiveness of
the federal railbanking law. (Id.) AAR
also opposes NARPO’s proposal,
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arguing (along with RTC) that the Board
may evaluate NITU extension requests
on a case-by-case basis to determine if
they are reasonable. (AAR Comments 4,
RTC Comments 4.)
Having considered this aspect of
NARPO’s petition and the comments
filed in this docket, the Board concludes
that proposing a rule imposing limits on
the availability of extensions is
reasonable and warranted. The agency
has granted CITU/NITU extensions
liberally in the past and, at times, Trails
Act negotiations have gone on for many
years. The courts have noted that
extensions ‘‘ad infinitum’’ could have
the undesirable effect of ‘‘allowing the
railroad to stop service without either
relinquishing its rights to the easement
or putting the right-of-way to productive
use.’’ Birt, 90 F.3d at 589. While the
Trails Act process (which depends on a
railroad and a trail sponsor negotiating
a voluntary agreement) clearly
contemplates that sufficient time is
needed to determine if a specific rail
corridor can be railbanked, the process
must also be concluded after a
reasonable period of time and provide
administrative finality.5 By allowing a
maximum of six 180-day extensions
(absent extraordinary circumstances),
the Board could appropriately foster the
interests of administrative efficiency
and clarity by limiting negotiations to a
reasonable period while still ensuring
that parties also have the time required
to take the many steps that may be part
of the process involved in negotiating an
agreement.
Notice to Landowners. In its petition,
NARPO also proposes that the Board
require a rail carrier or trail sponsor to
‘‘send notice’’ to adjoining landowners
following the issuance of a CITU/NITU.
(NARPO Pet. 4.) Reasserting an
argument raised in several prior
proceedings before the Board and the
ICC, NARPO argues that effective notice
of a CITU/NITU is essential for property
owners to adequately protect their
interests. (NARPO Pet. 5; NARPO Reply
6–7.)
NARPO argues that it would no longer
be unduly burdensome for railroads or
trail sponsors to send individual notice
to each adjoining landowner because,
according to NARPO, practically every
county in the United States now has its
property records stored electronically.
(NARPO Pet. 5.) NARPO concludes that
a rail carrier or trail sponsor could
5 The Board is also aware that courts have held
that the timing of a CITU/NITU notice and the
length of the negotiation period can potentially
have impacts on takings claims proceedings. See
Caldwell v. United States, 391 F.3d 1226, 1233
(Fed. Cir. 2004); Ladd v. United States, 630 F.3d
1015, 1024–26 (Fed. Cir. 2010).
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easily search county records, or retain a
title company to do so, thereby
obtaining the information needed to
contact adjoining landowners. (Id.)
Given the supposed ease of identifying
and providing individual notice to
property owners, NARPO maintains that
Federal Register notice and local
newspaper publication are no longer
sufficient. (Id.) Commenters that
support NARPO’s proposal ask the
Board to implement the individual
notice requirement and assert that such
notice to landowners could be
accomplished easily. (E.g., STOP
Comments 1.)
Several commenters oppose NARPO’s
proposal, contending that the agency
has already considered and rejected
similar proposals by NARPO in the past,
and that locating all adjacent
landowners would be time-consuming,
expensive, and burdensome. (RTC
Comments 4; INHF Comments 2; City of
Seattle Comments 5.) They further point
out that NARPO provides no support for
its argument that its proposed notice
requirement could be ‘‘easily’’
accomplished because many
jurisdictions maintain computerized
land records. (RTC Comments 4; City of
Seattle Comments 5; MCMTD
Comments 2.) Some commenters also
claim that NARPO’s proposed rule
would be inconsistent with the Board’s
limited role in administering the Trails
Act, and contrary to the purpose of the
Trails Act, which is to encourage and
facilitate interim trail use of railroad
rights-of-way that would otherwise be
abandoned. (AAR Comments 2; INHF
Comments 2.) Some commenters further
argue that the existing notice procedures
are sufficient. (AAR Comments 3;
MCMTD Comments 2; City of Seattle
Comments 6.)
The Board’s regulations at 49 CFR
1105.12 require, in every abandonment
exemption case, that the rail carrier
certify that it has published a notice in
a newspaper of general circulation in
each county in which the line is located.
See Nat’l Trails Sys. Act & R.R. Rightsof-Way, EP 702, slip op. at 7 (STB
served Feb. 16, 2011); see also Citizens
Ass’n of Georgetown v. FAA, 896 F.3d
425, 435–36 (D.C. Cir. 2018) (holding
Federal Aviation Administration
satisfied notice obligation through
publication in local newspapers). Such
a notice of the proposed abandonment
provides information about available
reuse alternatives, including trail use
and public use, and informs the public
how it may participate in the Board
proceeding. See 49 CFR 1105.12.
Moreover, Federal Register notice is
also provided in every abandonment
proceeding. 49 CFR 1152.22(i),
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1152.50(d)(3), 1152.60(a). Courts have
repeatedly held that publication in the
Federal Register is legally sufficient
notice to all interested or affected
persons regardless of actual knowledge
or hardship resulting from ignorance.
See Friends of Sierra R.R. v. ICC, 881
F.2d 663, 667–68 (9th Cir. 1989); Fed.
Crop Ins. Corp. v. Merrill, 332 U.S. 380,
384–85 (1947); Gov’t. of Guam v. United
States, 744 F.2d 699, 701 (9th Cir. 1984);
Bennett v. Dir., Office of Workers’
Comp. Programs, 717 F.2d 1167, 1169
(7th Cir.1983); N. Ala. Express, Inc. v.
United States, 585 F.2d 783, 787 n. 2
(5th Cir. 1978).
The Board and the ICC previously
considered similar notice proposals by
NARPO. Both the Board and the ICC
declined to adopt such a rule, finding
that providing direct notice to adjacent
landowners would be time-consuming,
burdensome, and unnecessary. Nat’l
Ass’n of Reversionary Prop. Owners v.
STB, 158 F.3d 135 (D.C. Cir. 1998); see
Nat’l Trails System Act & R.R. Rights-ofWay, EP 702, slip op. at 7–8 (STB served
Feb. 16, 2011; Rail Abans.—Use of
Rights-of-Way as Trails—Supplemental
Trails Act Procedures, EP 274 (Sub-No.
13) (ICC served July 28, 1994). The
Board finds that NARPO has not
provided a sufficient basis for altering
the existing notice requirements. A
requirement that a rail carrier or trail
sponsor identify, locate, and notify all
adjacent landowners would be timeconsuming and burdensome, even if
electronic property records for each
parcel located adjacent to the railroad
right-of-way are available. Such a
burdensome process could result in
confusion and significant delay in the
interim trail use process due to chainof-title errors, multiple tenants-incommon, or claims by third parties
against particular property owners.
Further, NARPO does not support its
claim that electronic property records
are widely available. Therefore, the
Board will not further consider this
aspect of NARPO’s petition.
Filing Fees for CITU/NITU Extension
Requests. NARPO requests that the
Board require public entities to pay
filing fees for CITU/NITU extensions, as
is currently required for non-public
entities. (NARPO Pet. 5.) According to
NARPO, non-payment of filing fees for
CITU/NITU extensions requested by
public entities burdens both the Board
and non-public entities. (Id.) NARPO
claims that extensive waivers of filing
fees unduly burden Board staff because
staff incurs the same labor cost for an
extension request filed by a public
entity as it would for a non-public
entity. (Id. at 6.) NARPO also argues that
non-public entities are burdened
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because their filing fees are higher than
they would otherwise be to account for
the numerous waivers granted for public
entities. (Id.)
While some commenters support
NARPO’s proposal to require public
entities to submit filing fees for NITU
extensions (e.g., Tomani Comments 1;
Rood Comments 1), others oppose it.
Generally, those opposing commenters
contend that, pursuant to 49 CFR
1002.2(e)(1), no other filings submitted
to the Board by federal, state, or local
entities require fees, and that a NITU
extension should be no different. (AAR
Comments 4; City of Seattle Comments
7; INHF Comments 2.) The City of
Seattle and MCMTD also contend that
there is no evidence that the Board
raises the price for fee payers due to fee
exemptions granted to government
entities. (City of Seattle Comments 7;
MCMTD Comments 3.) RTC further
argues that NARPO has failed to
articulate why requiring public agencies
to pay fees would in any way protect
legitimate interests of adjacent
landowners or reversionary interest
holders. (RTC Comments 5.) AAR
submits similar comments in opposition
to NARPO’s proposal and states that the
Board need not address NARPO’s
request in a rulemaking as the Board can
evaluate each request for a fee waiver on
its own merit. (AAR Comments 4–5.)
AAR also notes that the Board has
concluded that third parties have no
standing to challenge the grant or denial
of a party’s fee waiver request because
it has no bearing on the merits of that
party’s claims and that there is no
private right of action to enforce the
Independent Offices Appropriations
Act, 31 U.S.C. 9701, which regulates
fees collected by government agencies.
See Hartwell First United Methodist
Church—Adverse Aban. &
Discontinuance—The Great Walton
R.R., in Hart Cty., Ga., AB 1242 (STB
served June 2, 2017) (citing Byers v.
Intuit, Inc., 564 F. Supp. 2d 385, 414–
19 (E.D. Pa. 2008).
The Board finds NARPO’s proposal
lacks merit. The Board’s rules are clear
that filing fees are waived for any
‘‘application or other proceeding’’—
including a CITU/NITU extension
request—that is filed by a federal
government agency, or a state or local
government entity. 49 CFR 1002.2(e)(1).
NARPO has failed to explain why an
exception from this rule of general
applicability should be made only in the
CITU/NITU context. The Board
evaluates each fee waiver request on its
own merits and waivers do not affect
the level of fees charged to other
entities. See Regulations Governing Fees
for Servs. Performed in Connection with
PO 00000
Frm 00033
Fmt 4702
Sfmt 4702
50329
Licensing & Related Servs., 1 I.C.C.2d
60, 64 (1986) (‘‘An agency may impose
a reasonable charge on recipients for an
amount of work from which they
benefit. The fees must be for specific
services to specific persons.’’).6
Therefore, the Board will not further
consider this aspect of NARPO’s
petition.
Proposed Rules
For the reasons discussed above, and
as set forth below, the Board proposes
to limit the number of 180-day
extensions of a trail use negotiating
period to six, unless the requesting
party can demonstrate that
extraordinary circumstances justify the
grant of a further extension. The Board
seeks comments concerning whether
capping extensions at a maximum of
six, with a very limited opportunity for
an additional extension in extraordinary
circumstances, strikes an appropriate
balance between reasonably limiting the
negotiating period and permitting
parties enough time to finalize their
negotiations.
The Board proposes to make the new
rules applicable to both new CITUs/
NITUs and cases where the CITU/NITU
negotiating period, or any extension
thereof, has not yet expired when the
rules become effective. For cases where
a CITU/NITU has been issued or
extended prior to the effective date of
the rules—and the CITU/NITU
negotiating period, or any extension, has
not yet expired—parties (absent a
showing of extraordinary
circumstances) would be limited to a
maximum of six 180-day extensions
following the expiration of the initial
180-day negotiation period. For
example, in a Trails Act case where two
180-day extensions have already been
granted, parties would be limited to
requesting a maximum of four more
180-day extensions, absent
extraordinary circumstances. In such
Trails Act proceedings (including those
where extensions might have already
have exceeded the maximum limit of
six), the Board may more liberally
provide additional extensions for
extraordinary circumstances.7 Interested
6 Courts have recognized that there is no private
right of action to enforce the Independent Offices
Appropriations Act, 31 U.S.C. 9701, which
regulates fees collected by government agencies.
See Hartwell, AB 1242, slip op. at 1–2 (citing Byers,
564 F. Supp. 2d at 414–19). Moreover, the Board
has held that third parties have no standing to
oppose the grant or denial of a party’s fee waiver
request, as the fee waiver has no bearing on the
merits of the party’s underlying application. Id. at
2.
7 Although the proposed rule would apply to new
extension requests in proceedings where a current
E:\FR\FM\05OCP1.SGM
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50330
Federal Register / Vol. 83, No. 194 / Friday, October 5, 2018 / Proposed Rules
persons may comment on the proposed
rule by November 1, 2018; replies to
comments may be filed by November
21, 2018.
Regulatory Flexibility Act
The Regulatory Flexibility Act of 1980
(RFA), 5 U.S.C. 601–612, generally
requires a description and analysis of
new rules that would have a significant
economic impact on a substantial
number of small entities. In drafting a
rule, an agency is required to: (1) Assess
the effect that its regulation will have on
small entities; (2) analyze effective
alternatives that may minimize a
regulation’s impact; and (3) make the
analysis available for public comment.
Sections 601–604. In its notice of
proposed rulemaking, the agency must
either include an initial regulatory
flexibility analysis, section 603(a), or
certify that the proposed rule would not
have a ‘‘significant impact on a
substantial number of small entities,’’
section 605(b). Because the goal of the
RFA is to reduce the cost to small
entities of complying with federal
regulations, the RFA requires an agency
to perform a regulatory flexibility
analysis of small entity impacts only
when a rule directly regulates those
entities. In other words, the impact must
be a direct impact on small entities
‘‘whose conduct is circumscribed or
mandated’’ by the proposed rule. White
Eagle Coop. v. Conner, 553 F.3d 467,
480 (7th Cir. 2009).
The Board’s proposed changes to its
regulations here are intended to
improve and expedite its trail use
procedures and do not mandate or
circumscribe the conduct of small
entities. Effective June 30, 2016, for the
purpose of RFA analysis for rail carriers
subject to our jurisdiction, the Board
defines a ‘‘small business’’ as only
daltland on DSKBBV9HB2PROD with PROPOSALS
NITU may be expiring, there would be no
retroactivity concern because parties have no vested
right to a newly requested extension of the
negotiating period. See Empresa Cubana
Exportadora de Alimentos y Productos Varios v.
U.S. Dept. of Treasury, 638 F.3d 794, 798–800 (D.C.
Cir. 2011). Each extension request is considered on
its own merits.
VerDate Sep<11>2014
16:31 Oct 04, 2018
Jkt 247001
including those rail carriers classified as
Class III rail carriers under 49 CFR
1201.1–1. See Small Entity Size
Standards Under the Regulatory
Flexibility Act, EP 719 (STB served June
30, 2016) (with Board Member Begeman
dissenting).8 The changes proposed here
are largely procedural and would not
have a significant economic impact on
the Class III rail carriers to which the
RFA applies, as participation in a
negotiation under the Trails Act is
voluntary for both the railroad and the
trail sponsor. Therefore, the Board
certifies under 5 U.S.C. 605(b) that these
proposed rules, if promulgated, would
not have a significant economic impact
on a substantial number of small entities
within the meaning of the RFA. The
proposed rules, if promulgated, would
limit the number of 180-day extensions
of a trail use negotiating period to six
extensions, absent extraordinary
circumstances.
This decision will be served upon the
Chief Counsel for Advocacy, Offices of
Advocacy, U.S. Small Business
Administration, Washington, DC 20416.
It is ordered:
1. The Board proposes to amend its
rules as set forth in this decision. Notice
of the proposed rules will be published
in the Federal Register.
2. The procedural schedule is
established as follows: Comments
regarding the proposed rules are due by
November 1, 2018; replies are due by
November 21, 2018.
3. The Board terminates the
proceeding in Docket No. EP 749.
4. A copy of this decision will be
served upon the Chief Counsel for
Advocacy, Office of Advocacy, U.S.
Small Business Administration,
Washington, DC 20416.
5. This decision is effective on its
service date.
8 Class III carriers have annual operating revenues
of $20 million or less in 1991 dollars or $37,108,875
or less when adjusted for inflation using 2017 data.
Class II rail carriers have annual operating revenues
of less than $250 million or $463,860,933 when
adjusted for inflation using 2017 data. The Board
calculates the revenue deflator factor annually and
publishes the railroad revenue thresholds on its
website. 49 CFR 1201.1–1.
PO 00000
Frm 00034
Fmt 4702
Sfmt 9990
List of Subjects in 49 CFR Part 1152
Administrative practice and
procedure, Railroads, Reporting and
recordkeeping requirements, Uniform
System of Accounts.
Decided: October 1, 2018.
By the Board, Board Members Begeman
and Miller.
Jeffrey Herzig,
Clearance Clerk.
For the reasons set forth in the
preamble, the Surface Transportation
Board proposes to amend part 1152 of
title 49, chapter X, of the Code of
Federal Regulations as follows:
PART 1152—ABANDONMENT AND
DISCONTINUANCE OF RAIL LINES
AND RAIL TRANSPORTATION UNDER
49 U.S.C. 10903
1. The authority citation for Part 1152
continues to read as follows:
■
Authority: 11 U.S.C. 1170; 16 U.S.C.
1247(d) and 1248; 45 U.S.C. 744; and 49
U.S.C. 1301, 1321(a), 10502, 10903–10905,
and 11161.
2. Amend § 1152.29 as follows:
a. Add the following sentences to the
end of paragraph (c)(1): ‘‘Parties may
request a Board order to extend the 180day interim trail use negotiation period.
A maximum of six 180-day extensions
may be granted. Requests for additional
extensions beyond six are not favored
and will be granted only if the
requestors demonstrate that
extraordinary circumstances warrant a
further extension.’’
■ b. Add the following sentences to the
end of (d)(1): ‘‘Parties may request a
Board order to extend the 180-day
interim trail use negotiation period. A
maximum of six 180-day extensions
may be granted. Requests for additional
extensions beyond six are not favored
and will be granted only if the
requestors demonstrate that
extraordinary circumstances warrant a
further extension.’’
■
■
[FR Doc. 2018–21760 Filed 10–4–18; 8:45 am]
BILLING CODE 4915–01–P
E:\FR\FM\05OCP1.SGM
05OCP1
Agencies
[Federal Register Volume 83, Number 194 (Friday, October 5, 2018)]
[Proposed Rules]
[Pages 50326-50330]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2018-21760]
=======================================================================
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SURFACE TRANSPORTATION BOARD
49 CFR Part 1152
[Docket No. EP 749; Docket No. EP 749 (Sub-No. 1)]
National Association of Reversionary Property Owners--Petition
for Rulemaking; Limiting Extensions of Trail Use Negotiating Periods
AGENCY: Surface Transportation Board.
ACTION: Notice of proposed rulemaking.
-----------------------------------------------------------------------
SUMMARY: The Surface Transportation Board (Board) grants in part a
petition by the National Association of Reversionary Property Owners
(NARPO) and opens a proceeding in Docket No. EP 749 (Sub-No. 1) to
consider revising regulations related to the National Trails System
Act. The Board proposes to modify its regulations to limit the number
of 180-day extensions of a trail use negotiating period to a maximum of
six extensions, absent extraordinary circumstances.
DATES: Comments are due by November 1, 2018; replies are due by
November 21, 2018.
ADDRESSES: Comments and replies may be submitted either via the Board's
e-filing format or in paper format. Any person using e-filing should
attach a document and otherwise comply with the instructions found on
the Board's website at ``www.stb.gov'' at the ``E-FILING'' link. Any
person submitting a filing in paper format should send an original and
10 paper copies of the filing to: Surface Transportation Board, Attn:
Docket No. EP 749 (Sub-No. 1), 395 E Street SW, Washington, DC 20423-
0001.
FOR FURTHER INFORMATION CONTACT: Sarah Fancher, (202) 245-0355.
Assistance for the hearing impaired is available through the Federal
Information Relay Service (FIRS) at (800) 877-8339.
SUPPLEMENTARY INFORMATION: On June 14, 2018, NARPO filed a petition for
rulemaking requesting that the Board consider issuing three rules
related to 16 U.S.C. 1247(d), the codification of section 8(d) of the
National Trails System Act (Trails Act), Public Law 90-543, section 8,
82 Stat. 919 (1968). Specifically, NARPO asks that the Board open a
proceeding to consider rules that would: (1) Limit the number of 180-
day extensions of a trail use negotiating period to six; (2) require a
rail carrier or trail sponsor negotiating an interim trail use
agreement to send notice of the issuance of a Certificate of Interim
Trail Use (CITU) or Notice of Interim Trail
[[Page 50327]]
Use (NITU) \1\ to landowners adjacent to the right-of-way covered by
the CITU/NITU; and (3) require all entities, including government
entities, filing a request for a CITU/NITU, or extension thereof, to
pay a filing fee.
---------------------------------------------------------------------------
\1\ As explained below, the issuance of a CITU/NITU by the Board
provides time for the parties to negotiate an interim trail use
arrangement. NARPO's proposed rules only refer to NITUs, but,
presumably, NARPO intended to propose the same changes to CITU
procedures as there are no substantive differences between CITUs
(issued in an abandonment application proceeding) and NITUs (issued
in an abandonment exemption proceeding).
---------------------------------------------------------------------------
On July 5, 2018, the Association of American Railroads (AAR)
replied in opposition to the changes proposed in NARPO's petition.\2\
Thereafter, late-filed letters in support of NARPO's petition were
filed by the Community Council Railroad Committee, Save Taxes & Our
Property (STOP), and several individuals. Comments in opposition to the
petition were late-filed by the Madison County Mass Transit District
(MCMTD), the Iowa Natural Heritage Foundation (INHF), the City of
Seattle, Wash. (City of Seattle), and the Rails-To-Trails Conservancy
(RTC). RTC also requested a 30-day extension of time to respond to
NARPO's petition. In the interest of compiling a complete record, the
late-filed pleadings were accepted into the record, but RTC's extension
request was denied. Nat'l Ass'n of Reversionary Prop. Owners--Pet. for
Rulemaking, EP 749 (STB served Aug. 14, 2018).
---------------------------------------------------------------------------
\2\ On July 23, 2018, NARPO filed a reply, which was accepted
into the record. Nat'l Ass'n of Reversionary Prop. Owners--Pet. for
Rulemaking, EP 749, slip op. at 1 n.1 (STB served Aug. 14, 2018).
---------------------------------------------------------------------------
The Board has broad discretion when determining whether to initiate
a rulemaking. See, e.g., Defenders of Wildlife v. Gutierrez, 532 F.3d
913, 919 (DC Cir. 2008). After considering the petition for rulemaking
and the comments received, the Board will grant NARPO's petition in
part and institute a rulemaking proceeding in Docket No. EP 749 (Sub-
No. 1) to propose modifications to the Board's rules related to
extensions of the trail use negotiating period. The Board will deny
NARPO's petition with regard to its other two proposed rules. Because
the Board is proposing a rule change in a separate sub-docket, the
docket in Docket No. EP 749 will be closed.
Background
The Trails Act was established in 1968 to create a nationwide
system of recreational trails. In 1983, Congress added a rail section,
codified at 16 U.S.C. 1247(d). This addition to the Trails Act was the
``culmination of congressional efforts to preserve shrinking rail
trackage by converting unused rights-of-way to recreational trails.''
Preseault v. ICC, 494 U.S. 1, 5 (1990). Under the Trails Act, the Board
must ``preserve established railroad rights-of-way for future
reactivation of rail service'' by prohibiting abandonment where a trail
sponsor agrees to assume full managerial, tax, and legal liability for
the right-of-way for use in the interim as a trail. 16 U.S.C. 1247(d);
Nat'l Wildlife Fed'n v. ICC, 850 F.2d 694, 699-702 (D.C. Cir. 1988).
The statute expressly provides that ``if such interim use is subject to
restoration or reconstruction for railroad purposes, such interim use
shall not be treated, for [any] purposes . . . as an abandonment. . .
.'' Section 1247(d). Instead, the right-of-way is ``rail-banked,''
which means that the railroad is relieved of the current obligation to
provide service over the line but that the railroad (or any other
approved rail service provider) may reassert control over the right-of-
way to restore service on the line in the future. See Birt v. STB, 90
F.3d 580, 583 (D.C. Cir. 1996); Iowa Power--Const. Exemption--Council
Bluffs, Iowa, 8 I.C.C.2d 858, 866-67 (1990); 49 CFR 1152.29.\3\ If a
line is railbanked and designated for trail use, any reversionary
interests that adjoining landowners might have under state law upon
abandonment are not activated. Preseault, 494 U.S. at 8; Birt, 90 F.3d
at 583.
---------------------------------------------------------------------------
\3\ The Board, and its predecessor, the Interstate Commerce
Commission (ICC), has promulgated, modified, and clarified its rules
to implement the Trails Act a number of times. See, e.g., Nat'l
Trails System Act & R.R. Rights-of-Way, EP 702 (STB served Apr. 30,
2012); Aban. & Discontinuance of Rail Lines & Rail Transp. Under 49
U.S.C. 10903, 1 S.T.B. 894 (1996); Policy Statement on Rails to
Trails Conversions, EP 272 (Sub-No. 13B) (ICC served Jan. 29, 1990);
Rail Abans.--Use of Rights-of-Way as Trails--Supplemental Trails Act
Procedures, 4 I.C.C.2d 152 (1987); Rail Abans.--Use of Rights-of-Way
as Trails, 2 I.C.C.2d 591 (1986).
---------------------------------------------------------------------------
The Trails Act is invoked when a prospective trail sponsor files a
request with the Board to railbank a line that a carrier has proposed
to abandon. The trail sponsor's request must include a statement of
willingness to assume responsibility for management, legal liability,
and payment of taxes, and an acknowledgement that interim trail use is
subject to restoration of rail service at any time. 49 CFR 1152.29(a).
Pursuant to 49 CFR 1152.29(c)(1) and (d)(1), if the railroad indicates
its willingness to negotiate a railbanking/interim trail use agreement
for the line, the Board will issue a CITU (in an abandonment
application proceeding) or a NITU (in an abandonment exemption
proceeding) for the line. The CITU/NITU grants parties a 180-day period
(which can be extended by Board order) to negotiate a railbanking
agreement. 49 CFR 1152.29(c)(1), (d)(1); Preseault, 494 U.S. at 7 n.5;
Birt, 90 F.3d at 583 (affirming the agency's authority to grant
``reasonable'' extensions of the Trails Act negotiating period). See
also Grantwood Vill. v. Missouri Pac. R.R., 95 F.3d 654, 659 (8th Cir.
1996) (ICC ``was free to extend [the 180-day CITU/NITU] time period for
an agreement'').
If parties reach an agreement during the trail use negotiating
period, the CITU/NITU automatically authorizes railbanking/interim
trail use. Preseault, 494 U.S. at 7 n.5. Without further action from
the Board,\4\ the trail sponsor may assume management of the right-of-
way, subject to the right of a railroad to reassert control of the
property for restoration or reconstruction of rail service and the
terms of the agreement. 49 CFR 1152.29(c)(2), (d)(2); Birt, 90 F.3d at
583. If no railbanking/interim trail use agreement is reached by the
expiration of the CITU/NITU 180-day negotiation period (and any
extension thereof), the CITU/NITU authorizes the railroad to ``exercise
its option to fully abandon'' the line by consummating the abandonment,
without further action by the agency, 49 CFR 1152.29(c)(1), (d)(1),
provided that there are no unmet conditions imposed on the abandonment
authority that must be satisfied prior to consummation. See
Consummation of Rail Line Abans. That Are Subject to Historic Pres. &
Other Envtl. Conditions, EP 678, slip op. at 3-4 (STB served Apr. 23,
2008).
---------------------------------------------------------------------------
\4\ The trail sponsor and railroad are required to notify the
Board that an agreement has been reached, 49 CFR 1152.29(h), but the
Board's overall role under the Trails Act is limited. Citizens
Against Rails-to-Trails v. STB, 267 F.3d 1144, 1151-52 (D.C. Cir.
2001); Goos v. ICC, 911 F.2d 1283, 1295 (8th Cir. 1990) (agency has
``little, if any, discretion to forestall a voluntary agreement to
effect a conversion to trail use''). Once the railroad and trail
sponsor have reached a trail use agreement, ``the Board's chief
concern . . . is that the statutory railbanking conditions not be
compromised and that nothing occur that would preclude a railroad's
right to reassert control over the right-of-way at some future time
to revive active service.'' Sunflower Rails-Trails Conservancy,
Inc.--Pet. for Declaratory Order--Sale of Railbanked Right-of-Way,
FD 36034, slip. op. at 4 (STB served Feb. 23, 2017).
---------------------------------------------------------------------------
The Board retains jurisdiction over a rail line throughout the
CITU/NITU negotiating period, any period of railbanking/interim trail
use, and any period during which rail service is restored. Only after a
CITU/NITU is no longer in effect and the railroad has lawfully
consummated its abandonment authority is the Board's jurisdiction
terminated. See Section 1247(d); Hayfield N. R.R. v. Chi. & N. W.
Transp. Co., 467 U.S. 622, 633 (1984). At that
[[Page 50328]]
point, the right-of-way may revert to reversionary landowner interests,
if any, pursuant to state law. Preseault, 494 U.S. at 5, 8.
NARPO's Petition for Rulemaking and Comments Received
Limiting CITU/NITU Extension Requests. In its petition for
rulemaking, NARPO proposes that the Board limit the number of 180-day
extensions of a trail use negotiating period to six. (NARPO Pet. 2.)
NARPO identifies several proceedings in which the Board extended the
180-day trail use negotiating period for what it terms excessive
periods of time (e.g., nearly 10 years). (Id. at 2-4.) NARPO argues
that the Board must impose a reasonable limit on the number of
extensions granted for trail use negotiations. (Id. at 4.) NARPO
contends that its proposed rule calling for a maximum of six 180-day
extensions strikes a reasonable balance between the time legitimately
required for trail use negotiations, and the abuse of trail use
procedures that results from repeated extensions over a lengthy period
of time. (Id.)
A few commenters support NARPO's proposal to limit the number of
extensions granted during the trail use negotiation period. (E.g.,
Tomani Comments 1; Rood Comments 1.) Other commenters, however, oppose
NARPO's proposal. Some argue that NARPO has failed to justify that its
proposed rule is needed or to demonstrate how any of its members might
be prejudiced by the extensions. (MCMTD Comments 2; City of Seattle
Comments 2-3.) Others contend that the ability to extend the trail use
negotiating period is critical as delays may be a result of factors not
attributable to the trail sponsor (e.g., proceedings involving an Offer
of Financial Assistance, delays resulting from compliance with
environmental and historic preservation conditions, and carrier
negotiations with salvage operators). (RTC Comments 3; City of Seattle
Comments 4.) RTC argues that the Board has held that CITU/NITU
extensions should be liberally granted because of the ``strong
Congressional policy favoring trails use/railbanking.'' (RTC Comments
3.) RTC also asserts that negotiating a railbanking/interim trail use
agreement is a complex undertaking, requiring the potential trail
sponsor to assume extensive liabilities and long-term financial
responsibilities for the management of the corridor. (RTC Comments 3.)
Thus, RTC argues that NARPO's proposed limit of six extensions for
NITUs would undermine the implementation and effectiveness of the
federal railbanking law. (Id.) AAR also opposes NARPO's proposal,
arguing (along with RTC) that the Board may evaluate NITU extension
requests on a case-by-case basis to determine if they are reasonable.
(AAR Comments 4, RTC Comments 4.)
Having considered this aspect of NARPO's petition and the comments
filed in this docket, the Board concludes that proposing a rule
imposing limits on the availability of extensions is reasonable and
warranted. The agency has granted CITU/NITU extensions liberally in the
past and, at times, Trails Act negotiations have gone on for many
years. The courts have noted that extensions ``ad infinitum'' could
have the undesirable effect of ``allowing the railroad to stop service
without either relinquishing its rights to the easement or putting the
right-of-way to productive use.'' Birt, 90 F.3d at 589. While the
Trails Act process (which depends on a railroad and a trail sponsor
negotiating a voluntary agreement) clearly contemplates that sufficient
time is needed to determine if a specific rail corridor can be
railbanked, the process must also be concluded after a reasonable
period of time and provide administrative finality.\5\ By allowing a
maximum of six 180-day extensions (absent extraordinary circumstances),
the Board could appropriately foster the interests of administrative
efficiency and clarity by limiting negotiations to a reasonable period
while still ensuring that parties also have the time required to take
the many steps that may be part of the process involved in negotiating
an agreement.
---------------------------------------------------------------------------
\5\ The Board is also aware that courts have held that the
timing of a CITU/NITU notice and the length of the negotiation
period can potentially have impacts on takings claims proceedings.
See Caldwell v. United States, 391 F.3d 1226, 1233 (Fed. Cir. 2004);
Ladd v. United States, 630 F.3d 1015, 1024-26 (Fed. Cir. 2010).
---------------------------------------------------------------------------
Notice to Landowners. In its petition, NARPO also proposes that the
Board require a rail carrier or trail sponsor to ``send notice'' to
adjoining landowners following the issuance of a CITU/NITU. (NARPO Pet.
4.) Reasserting an argument raised in several prior proceedings before
the Board and the ICC, NARPO argues that effective notice of a CITU/
NITU is essential for property owners to adequately protect their
interests. (NARPO Pet. 5; NARPO Reply 6-7.)
NARPO argues that it would no longer be unduly burdensome for
railroads or trail sponsors to send individual notice to each adjoining
landowner because, according to NARPO, practically every county in the
United States now has its property records stored electronically.
(NARPO Pet. 5.) NARPO concludes that a rail carrier or trail sponsor
could easily search county records, or retain a title company to do so,
thereby obtaining the information needed to contact adjoining
landowners. (Id.) Given the supposed ease of identifying and providing
individual notice to property owners, NARPO maintains that Federal
Register notice and local newspaper publication are no longer
sufficient. (Id.) Commenters that support NARPO's proposal ask the
Board to implement the individual notice requirement and assert that
such notice to landowners could be accomplished easily. (E.g., STOP
Comments 1.)
Several commenters oppose NARPO's proposal, contending that the
agency has already considered and rejected similar proposals by NARPO
in the past, and that locating all adjacent landowners would be time-
consuming, expensive, and burdensome. (RTC Comments 4; INHF Comments 2;
City of Seattle Comments 5.) They further point out that NARPO provides
no support for its argument that its proposed notice requirement could
be ``easily'' accomplished because many jurisdictions maintain
computerized land records. (RTC Comments 4; City of Seattle Comments 5;
MCMTD Comments 2.) Some commenters also claim that NARPO's proposed
rule would be inconsistent with the Board's limited role in
administering the Trails Act, and contrary to the purpose of the Trails
Act, which is to encourage and facilitate interim trail use of railroad
rights-of-way that would otherwise be abandoned. (AAR Comments 2; INHF
Comments 2.) Some commenters further argue that the existing notice
procedures are sufficient. (AAR Comments 3; MCMTD Comments 2; City of
Seattle Comments 6.)
The Board's regulations at 49 CFR 1105.12 require, in every
abandonment exemption case, that the rail carrier certify that it has
published a notice in a newspaper of general circulation in each county
in which the line is located. See Nat'l Trails Sys. Act & R.R. Rights-
of-Way, EP 702, slip op. at 7 (STB served Feb. 16, 2011); see also
Citizens Ass'n of Georgetown v. FAA, 896 F.3d 425, 435-36 (D.C. Cir.
2018) (holding Federal Aviation Administration satisfied notice
obligation through publication in local newspapers). Such a notice of
the proposed abandonment provides information about available reuse
alternatives, including trail use and public use, and informs the
public how it may participate in the Board proceeding. See 49 CFR
1105.12. Moreover, Federal Register notice is also provided in every
abandonment proceeding. 49 CFR 1152.22(i),
[[Page 50329]]
1152.50(d)(3), 1152.60(a). Courts have repeatedly held that publication
in the Federal Register is legally sufficient notice to all interested
or affected persons regardless of actual knowledge or hardship
resulting from ignorance. See Friends of Sierra R.R. v. ICC, 881 F.2d
663, 667-68 (9th Cir. 1989); Fed. Crop Ins. Corp. v. Merrill, 332 U.S.
380, 384-85 (1947); Gov't. of Guam v. United States, 744 F.2d 699, 701
(9th Cir. 1984); Bennett v. Dir., Office of Workers' Comp. Programs,
717 F.2d 1167, 1169 (7th Cir.1983); N. Ala. Express, Inc. v. United
States, 585 F.2d 783, 787 n. 2 (5th Cir. 1978).
The Board and the ICC previously considered similar notice
proposals by NARPO. Both the Board and the ICC declined to adopt such a
rule, finding that providing direct notice to adjacent landowners would
be time-consuming, burdensome, and unnecessary. Nat'l Ass'n of
Reversionary Prop. Owners v. STB, 158 F.3d 135 (D.C. Cir. 1998); see
Nat'l Trails System Act & R.R. Rights-of-Way, EP 702, slip op. at 7-8
(STB served Feb. 16, 2011; Rail Abans.--Use of Rights-of-Way as
Trails--Supplemental Trails Act Procedures, EP 274 (Sub-No. 13) (ICC
served July 28, 1994). The Board finds that NARPO has not provided a
sufficient basis for altering the existing notice requirements. A
requirement that a rail carrier or trail sponsor identify, locate, and
notify all adjacent landowners would be time-consuming and burdensome,
even if electronic property records for each parcel located adjacent to
the railroad right-of-way are available. Such a burdensome process
could result in confusion and significant delay in the interim trail
use process due to chain-of-title errors, multiple tenants-in-common,
or claims by third parties against particular property owners. Further,
NARPO does not support its claim that electronic property records are
widely available. Therefore, the Board will not further consider this
aspect of NARPO's petition.
Filing Fees for CITU/NITU Extension Requests. NARPO requests that
the Board require public entities to pay filing fees for CITU/NITU
extensions, as is currently required for non-public entities. (NARPO
Pet. 5.) According to NARPO, non-payment of filing fees for CITU/NITU
extensions requested by public entities burdens both the Board and non-
public entities. (Id.) NARPO claims that extensive waivers of filing
fees unduly burden Board staff because staff incurs the same labor cost
for an extension request filed by a public entity as it would for a
non-public entity. (Id. at 6.) NARPO also argues that non-public
entities are burdened because their filing fees are higher than they
would otherwise be to account for the numerous waivers granted for
public entities. (Id.)
While some commenters support NARPO's proposal to require public
entities to submit filing fees for NITU extensions (e.g., Tomani
Comments 1; Rood Comments 1), others oppose it. Generally, those
opposing commenters contend that, pursuant to 49 CFR 1002.2(e)(1), no
other filings submitted to the Board by federal, state, or local
entities require fees, and that a NITU extension should be no
different. (AAR Comments 4; City of Seattle Comments 7; INHF Comments
2.) The City of Seattle and MCMTD also contend that there is no
evidence that the Board raises the price for fee payers due to fee
exemptions granted to government entities. (City of Seattle Comments 7;
MCMTD Comments 3.) RTC further argues that NARPO has failed to
articulate why requiring public agencies to pay fees would in any way
protect legitimate interests of adjacent landowners or reversionary
interest holders. (RTC Comments 5.) AAR submits similar comments in
opposition to NARPO's proposal and states that the Board need not
address NARPO's request in a rulemaking as the Board can evaluate each
request for a fee waiver on its own merit. (AAR Comments 4-5.) AAR also
notes that the Board has concluded that third parties have no standing
to challenge the grant or denial of a party's fee waiver request
because it has no bearing on the merits of that party's claims and that
there is no private right of action to enforce the Independent Offices
Appropriations Act, 31 U.S.C. 9701, which regulates fees collected by
government agencies. See Hartwell First United Methodist Church--
Adverse Aban. & Discontinuance--The Great Walton R.R., in Hart Cty.,
Ga., AB 1242 (STB served June 2, 2017) (citing Byers v. Intuit, Inc.,
564 F. Supp. 2d 385, 414-19 (E.D. Pa. 2008).
The Board finds NARPO's proposal lacks merit. The Board's rules are
clear that filing fees are waived for any ``application or other
proceeding''--including a CITU/NITU extension request--that is filed by
a federal government agency, or a state or local government entity. 49
CFR 1002.2(e)(1). NARPO has failed to explain why an exception from
this rule of general applicability should be made only in the CITU/NITU
context. The Board evaluates each fee waiver request on its own merits
and waivers do not affect the level of fees charged to other entities.
See Regulations Governing Fees for Servs. Performed in Connection with
Licensing & Related Servs., 1 I.C.C.2d 60, 64 (1986) (``An agency may
impose a reasonable charge on recipients for an amount of work from
which they benefit. The fees must be for specific services to specific
persons.'').\6\ Therefore, the Board will not further consider this
aspect of NARPO's petition.
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\6\ Courts have recognized that there is no private right of
action to enforce the Independent Offices Appropriations Act, 31
U.S.C. 9701, which regulates fees collected by government agencies.
See Hartwell, AB 1242, slip op. at 1-2 (citing Byers, 564 F. Supp.
2d at 414-19). Moreover, the Board has held that third parties have
no standing to oppose the grant or denial of a party's fee waiver
request, as the fee waiver has no bearing on the merits of the
party's underlying application. Id. at 2.
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Proposed Rules
For the reasons discussed above, and as set forth below, the Board
proposes to limit the number of 180-day extensions of a trail use
negotiating period to six, unless the requesting party can demonstrate
that extraordinary circumstances justify the grant of a further
extension. The Board seeks comments concerning whether capping
extensions at a maximum of six, with a very limited opportunity for an
additional extension in extraordinary circumstances, strikes an
appropriate balance between reasonably limiting the negotiating period
and permitting parties enough time to finalize their negotiations.
The Board proposes to make the new rules applicable to both new
CITUs/NITUs and cases where the CITU/NITU negotiating period, or any
extension thereof, has not yet expired when the rules become effective.
For cases where a CITU/NITU has been issued or extended prior to the
effective date of the rules--and the CITU/NITU negotiating period, or
any extension, has not yet expired--parties (absent a showing of
extraordinary circumstances) would be limited to a maximum of six 180-
day extensions following the expiration of the initial 180-day
negotiation period. For example, in a Trails Act case where two 180-day
extensions have already been granted, parties would be limited to
requesting a maximum of four more 180-day extensions, absent
extraordinary circumstances. In such Trails Act proceedings (including
those where extensions might have already have exceeded the maximum
limit of six), the Board may more liberally provide additional
extensions for extraordinary circumstances.\7\ Interested
[[Page 50330]]
persons may comment on the proposed rule by November 1, 2018; replies
to comments may be filed by November 21, 2018.
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\7\ Although the proposed rule would apply to new extension
requests in proceedings where a current NITU may be expiring, there
would be no retroactivity concern because parties have no vested
right to a newly requested extension of the negotiating period. See
Empresa Cubana Exportadora de Alimentos y Productos Varios v. U.S.
Dept. of Treasury, 638 F.3d 794, 798-800 (D.C. Cir. 2011). Each
extension request is considered on its own merits.
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Regulatory Flexibility Act
The Regulatory Flexibility Act of 1980 (RFA), 5 U.S.C. 601-612,
generally requires a description and analysis of new rules that would
have a significant economic impact on a substantial number of small
entities. In drafting a rule, an agency is required to: (1) Assess the
effect that its regulation will have on small entities; (2) analyze
effective alternatives that may minimize a regulation's impact; and (3)
make the analysis available for public comment. Sections 601-604. In
its notice of proposed rulemaking, the agency must either include an
initial regulatory flexibility analysis, section 603(a), or certify
that the proposed rule would not have a ``significant impact on a
substantial number of small entities,'' section 605(b). Because the
goal of the RFA is to reduce the cost to small entities of complying
with federal regulations, the RFA requires an agency to perform a
regulatory flexibility analysis of small entity impacts only when a
rule directly regulates those entities. In other words, the impact must
be a direct impact on small entities ``whose conduct is circumscribed
or mandated'' by the proposed rule. White Eagle Coop. v. Conner, 553
F.3d 467, 480 (7th Cir. 2009).
The Board's proposed changes to its regulations here are intended
to improve and expedite its trail use procedures and do not mandate or
circumscribe the conduct of small entities. Effective June 30, 2016,
for the purpose of RFA analysis for rail carriers subject to our
jurisdiction, the Board defines a ``small business'' as only including
those rail carriers classified as Class III rail carriers under 49 CFR
1201.1-1. See Small Entity Size Standards Under the Regulatory
Flexibility Act, EP 719 (STB served June 30, 2016) (with Board Member
Begeman dissenting).\8\ The changes proposed here are largely
procedural and would not have a significant economic impact on the
Class III rail carriers to which the RFA applies, as participation in a
negotiation under the Trails Act is voluntary for both the railroad and
the trail sponsor. Therefore, the Board certifies under 5 U.S.C. 605(b)
that these proposed rules, if promulgated, would not have a significant
economic impact on a substantial number of small entities within the
meaning of the RFA. The proposed rules, if promulgated, would limit the
number of 180-day extensions of a trail use negotiating period to six
extensions, absent extraordinary circumstances.
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\8\ Class III carriers have annual operating revenues of $20
million or less in 1991 dollars or $37,108,875 or less when adjusted
for inflation using 2017 data. Class II rail carriers have annual
operating revenues of less than $250 million or $463,860,933 when
adjusted for inflation using 2017 data. The Board calculates the
revenue deflator factor annually and publishes the railroad revenue
thresholds on its website. 49 CFR 1201.1-1.
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This decision will be served upon the Chief Counsel for Advocacy,
Offices of Advocacy, U.S. Small Business Administration, Washington, DC
20416.
It is ordered:
1. The Board proposes to amend its rules as set forth in this
decision. Notice of the proposed rules will be published in the Federal
Register.
2. The procedural schedule is established as follows: Comments
regarding the proposed rules are due by November 1, 2018; replies are
due by November 21, 2018.
3. The Board terminates the proceeding in Docket No. EP 749.
4. A copy of this decision will be served upon the Chief Counsel
for Advocacy, Office of Advocacy, U.S. Small Business Administration,
Washington, DC 20416.
5. This decision is effective on its service date.
List of Subjects in 49 CFR Part 1152
Administrative practice and procedure, Railroads, Reporting and
recordkeeping requirements, Uniform System of Accounts.
Decided: October 1, 2018.
By the Board, Board Members Begeman and Miller.
Jeffrey Herzig,
Clearance Clerk.
For the reasons set forth in the preamble, the Surface
Transportation Board proposes to amend part 1152 of title 49, chapter
X, of the Code of Federal Regulations as follows:
PART 1152--ABANDONMENT AND DISCONTINUANCE OF RAIL LINES AND RAIL
TRANSPORTATION UNDER 49 U.S.C. 10903
0
1. The authority citation for Part 1152 continues to read as follows:
Authority: 11 U.S.C. 1170; 16 U.S.C. 1247(d) and 1248; 45 U.S.C.
744; and 49 U.S.C. 1301, 1321(a), 10502, 10903-10905, and 11161.
0
2. Amend Sec. 1152.29 as follows:
0
a. Add the following sentences to the end of paragraph (c)(1):
``Parties may request a Board order to extend the 180-day interim trail
use negotiation period. A maximum of six 180-day extensions may be
granted. Requests for additional extensions beyond six are not favored
and will be granted only if the requestors demonstrate that
extraordinary circumstances warrant a further extension.''
0
b. Add the following sentences to the end of (d)(1): ``Parties may
request a Board order to extend the 180-day interim trail use
negotiation period. A maximum of six 180-day extensions may be granted.
Requests for additional extensions beyond six are not favored and will
be granted only if the requestors demonstrate that extraordinary
circumstances warrant a further extension.''
[FR Doc. 2018-21760 Filed 10-4-18; 8:45 am]
BILLING CODE 4915-01-P