Sunshine Act Meetings: Temporary Emergency Committee of the Board of Governors, 47944-47945 [2018-20752]
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47944
Federal Register / Vol. 83, No. 184 / Friday, September 21, 2018 / Notices
behind locked doors. Access to the
cabinet is limited to personnel having a
need for access to perform their official
functions. Electronic records are
maintained on an OSHRC shared drive
with access restricted to the system
manager and office managers.
RECORD ACCESS PROCEDURES:
Individuals who wish to gain access
to their records should notify: Privacy
Officer, OSHRC, 1120 20th Street NW,
Ninth Floor, Washington, DC 20036–
3457. For an explanation on how such
requests should be drafted, refer to 29
CFR 2400.6 (procedures for requesting
records).
CONTESTING RECORD PROCEDURES:
Individuals who wish to contest their
records should notify: Privacy Officer,
OSHRC, 1120 20th Street NW, Ninth
Floor, Washington, DC 20036–3457. For
an explanation on the specific
procedures for contesting the contents
of a record, refer to 29 CFR 2400.8
(Procedures for requesting amendment),
and 29 CFR 2400.9 (Procedures for
appealing).
NOTIFICATION PROCEDURES:
Individuals interested in inquiring
about their records should notify:
Privacy Officer, OSHRC, 1120 20th
Street NW, Ninth Floor, Washington, DC
20036–3457. For an explanation on how
such requests should be drafted, refer to
29 CFR 2400.5 (notification), and 29
CFR 2400.6 (procedures for requesting
records).
EXEMPTIONS PROMULGATED FOR THE SYSTEM:
None.
HISTORY:
None.
Dated: September 14, 2018.
Nadine N. Mancini,
General Counsel, Senior Agency Official for
Privacy.
[FR Doc. 2018–20534 Filed 9–20–18; 8:45 am]
BILLING CODE 7600–01–P
POSTAL REGULATORY COMMISSION
[Docket Nos. CP2018–308; CP2018–309]
New Postal Products
Postal Regulatory Commission.
Notice.
AGENCY:
daltland on DSKBBV9HB2PROD with NOTICES
ACTION:
The Commission is noticing a
recent Postal Service filing for the
Commission’s consideration concerning
negotiated service agreements. This
notice informs the public of the filing,
invites public comment, and takes other
administrative steps.
SUMMARY:
VerDate Sep<11>2014
17:30 Sep 20, 2018
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Comments are due: September
25, 2018.
ADDRESSES: Submit comments
electronically via the Commission’s
Filing Online system at https://
www.prc.gov. Those who cannot submit
comments electronically should contact
the person identified in the FOR FURTHER
INFORMATION CONTACT section by
telephone for advice on filing
alternatives.
FOR FURTHER INFORMATION CONTACT:
David A. Trissell, General Counsel, at
202–789–6820.
SUPPLEMENTARY INFORMATION:
DATES:
Table of Contents
I. Introduction
II. Docketed Proceeding(s)
I. Introduction
The Commission gives notice that the
Postal Service filed request(s) for the
Commission to consider matters related
to negotiated service agreement(s). The
request(s) may propose the addition or
removal of a negotiated service
agreement from the market dominant or
the competitive product list, or the
modification of an existing product
currently appearing on the market
dominant or the competitive product
list.
Section II identifies the docket
number(s) associated with each Postal
Service request, the title of each Postal
Service request, the request’s acceptance
date, and the authority cited by the
Postal Service for each request. For each
request, the Commission appoints an
officer of the Commission to represent
the interests of the general public in the
proceeding, pursuant to 39 U.S.C. 505
(Public Representative). Section II also
establishes comment deadline(s)
pertaining to each request.
The public portions of the Postal
Service’s request(s) can be accessed via
the Commission’s website (https://
www.prc.gov). Non-public portions of
the Postal Service’s request(s), if any,
can be accessed through compliance
with the requirements of 39 CFR
3007.301.1
The Commission invites comments on
whether the Postal Service’s request(s)
in the captioned docket(s) are consistent
with the policies of title 39. For
request(s) that the Postal Service states
concern market dominant product(s),
applicable statutory and regulatory
requirements include 39 U.S.C. 3622, 39
U.S.C. 3642, 39 CFR part 3010, and 39
CFR part 3020, subpart B. For request(s)
1 See Docket No. RM2018–3, Order Adopting
Final Rules Relating to Non-Public Information,
June 27, 2018, Attachment A at 19–22 (Order No.
4679).
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that the Postal Service states concern
competitive product(s), applicable
statutory and regulatory requirements
include 39 U.S.C. 3632, 39 U.S.C. 3633,
39 U.S.C. 3642, 39 CFR part 3015, and
39 CFR part 3020, subpart B. Comment
deadline(s) for each request appear in
section II.
II. Docketed Proceeding(s)
1. Docket No(s).: CP2018–308; Filing
Title: Notice of United States Postal
Service of Filing a Functionally
Equivalent Global Reseller Expedited
Package 2 Negotiated Service
Agreement; Filing Acceptance Date:
September 17, 2018; Filing Authority: 39
CFR 3015.5; Public Representative:
Lawrence Fenster; Comments Due:
September 25, 2018.
2. Docket No(s).: CP2018–309; Filing
Title: Notice of United States Postal
Service of Filing a Functionally
Equivalent Global Reseller Expedited
Package 2 Negotiated Service
Agreement; Filing Acceptance Date:
September 17, 2018; Filing Authority: 39
CFR 3015.5; Public Representative:
Lawrence Fenster; Comments Due:
September 25, 2018.
This Notice will be published in the
Federal Register.
Stacy L. Ruble,
Secretary.
[FR Doc. 2018–20627 Filed 9–20–18; 8:45 am]
BILLING CODE 7710–FW–P
POSTAL SERVICE
Sunshine Act Meetings: Temporary
Emergency Committee of the Board of
Governors
Tuesday, September 25,
2018, at 9:00 a.m.
PLACE: Washington, DC.
STATUS: Closed.
MATTERS TO BE CONSIDERED:
TIME AND DATE:
Tuesday, September 25, 2018, at 9:00
a.m.
1. Strategic Issues.
2. Financial Matters.
3. Executive Session—Discussion of
prior agenda items and Temporary
Emergency Committee governance.
General Counsel Certification: The
General Counsel of the United States
Postal Service has certified that the
meeting may be closed under the
Government in the Sunshine Act.
CONTACT PERSON FOR MORE INFORMATION:
Michael J. Elston, Acting Secretary of
the Board, U.S. Postal Service, 475
L’Enfant Plaza SW, Washington, DC
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Federal Register / Vol. 83, No. 184 / Friday, September 21, 2018 / Notices
places specified in Item IV below. The
Exchange has prepared summaries, set
forth in Sections A, B, and C below, of
the most significant parts of such
statements.
20260–1000. Telephone: (202) 268–
4800.
Michael J. Elston,
Acting Secretary.
[FR Doc. 2018–20752 Filed 9–19–18; 4:15 pm]
A. Self-Regulatory Organization’s
Statement of the Purpose of, and
Statutory Basis for, the Proposed Rule
Change
BILLING CODE 7710–12–P
SECURITIES AND EXCHANGE
COMMISSION
[Release No. 34–84166; File No. SR–
CboeBZX–2018–071]
Self-Regulatory Organizations; Cboe
BZX Exchange, Inc.; Notice of Filing
and Immediate Effectiveness of a
Proposed Rule Change To Amend Its
Rules Relating to Categories of
Registration and Respective
Qualification Examinations Required
for Members That Engage in Trading
Activities on the Exchange
September 17, 2018.
Pursuant to Section 19(b)(1) of the
Securities Exchange Act of 1934 (the
‘‘Act’’),1 and Rule 19b–4 thereunder,2
notice is hereby given that on
September 14, 2018, Cboe BZX
Exchange, Inc. (‘‘Exchange’’ or ‘‘BZX’’)
filed with the Securities and Exchange
Commission (‘‘Commission’’) the
proposed rule change as described in
Items I and II below, which Items have
been prepared by the Exchange. The
Commission is publishing this notice to
solicit comments on the proposed rule
change from interested persons.
I. Self-Regulatory Organization’s
Statement of the Terms of Substance of
the Proposed Rule Change
The Exchange is proposing to amend
its rules relating to categories of
registration and respective qualification
examinations required for Members that
engage in trading activities on the
Exchange.
The text of the proposed rule change
is available at the Exchange’s website at
www.markets.cboe.com, at the principal
office of the Exchange, and at the
Commission’s Public Reference Room.
daltland on DSKBBV9HB2PROD with NOTICES
II. Self-Regulatory Organization’s
Statement of the Purpose of, and
Statutory Basis for, the Proposed Rule
Change
In its filing with the Commission, the
Exchange included statements
concerning the purpose of and basis for
the proposed rule change and discussed
any comments it received on the
proposed rule change. The text of these
statements may be examined at the
3 See Securities Exchange Act Release No. 81098
(July 7, 2017), 82 FR 32419 (July 13, 2017) (Order
Approving File No. SR–FINRA–2017–007).
1 15
U.S.C. 78s(b)(1).
2 17 CFR 240.19b–4.
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1. Purpose
The SEC recently approved a
proposed rule change to restructure the
FINRA representative-level qualification
examination program.3 The rule change,
which will become effective on October
1, 2018, restructures the examination
program into a more efficient format
whereby all new representative-level
applicants will be required to take a
general knowledge examination (the
Securities Industry Essentials
Examination (‘‘SIE’’)) and a tailored,
specialized knowledge examination (a
revised representative-level
qualification examination) for their
particular registered role. Individuals
are not required to be associated with an
Exchange or any other self-regulatory
organization (‘‘SRO’’) member to be
eligible to take the SIE. However,
passing the SIE alone will not qualify an
individual for registration with the
Exchange. To be eligible for registration,
an individual must also be associated
with a firm, pass an appropriate
qualification examination for a
representative or principal and satisfy
the other requirements relating to the
registration process.
The SIE would assess basic product
knowledge; the structure and function
of the securities industry markets,
regulatory agencies and their functions;
and regulated and prohibited practices.
In particular, the SIE will cover four
major areas. The first, ‘‘Knowledge of
Capital Markets,’’ focuses on topics such
as types of markets and offerings,
broker-dealers and depositories, and
economic cycles. The second,
‘‘Understanding Products and Their
Risks,’’ covers securities products at a
high level as well as associated
investment risks. The third,
‘‘Understanding Trading, Customer
Accounts and Prohibited Activities,’’
focuses on accounts, orders, settlement
and prohibited activities. The final area,
‘‘Overview of the Regulatory
Framework,’’ encompasses topics such
as SROs, registration requirements and
specified conduct rules. It’s anticipated
that the SIE would include 75 scored
questions plus an additional 10
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47945
unscored pretest questions. The passing
score would be determined through
methodologies compliant with testing
industry standards used to develop
examinations and set passing standards.
The restructured program eliminates
duplicative testing of general securities
knowledge on the current
representative-level qualification
examinations by moving such content
into the SIE. The SIE will test
fundamental securities related
knowledge, including knowledge of
basic products, the structure and
function of the securities industry, the
regulatory agencies and their functions
and regulated and prohibited practices,
whereas the revised representative-level
qualification examinations will test
knowledge relevant to day-to-day
activities, responsibilities and job
functions of representatives. The SIE
was developed in consultation with a
committee of industry representatives
and representatives of several other
SROs. Each of the current
representative-level examinations
covers general securities knowledge,
with the exception of the Research
Analyst (Series 86 and 87)
examinations.
The Exchange proposes to require that
effective October 1, 2018, new
applicants seeking to register in a
representative capacity with the
Exchange must pass the SIE before their
registrations can become effective. The
Exchange proposes to make the
requirement operative on October 1,
2018 to coincide with the effective date
of FINRA’s requirement.
The Exchange notes that individuals
who are registered as of October 1, 2018
are eligible to maintain their
registrations without being subject to
any additional requirements.
Individuals who had been registered
within the past two years prior to
October 1, 2018, would also be eligible
to maintain those registrations without
being subject to any additional
requirements, provided they register
within two years from the date of their
last registration. However, with respect
to an individual who is not registered
on the effective date of the proposed
rule change but was registered within
the past two years prior to the effective
date of the proposed rule change, the
individual’s SIE status in the CRD
system would be administratively
terminated if such individual does not
register with the Exchange within four
years from the date of the individual’s
last registration. The Exchange also
notes that consistent with Interpretation
and Policy .01(b) of Rule 2.5, the
Exchange will consider waivers of the
SIE alone or the SIE and the
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Agencies
[Federal Register Volume 83, Number 184 (Friday, September 21, 2018)]
[Notices]
[Pages 47944-47945]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2018-20752]
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POSTAL SERVICE
Sunshine Act Meetings: Temporary Emergency Committee of the Board
of Governors
TIME AND DATE: Tuesday, September 25, 2018, at 9:00 a.m.
PLACE: Washington, DC.
STATUS: Closed.
MATTERS TO BE CONSIDERED:
Tuesday, September 25, 2018, at 9:00 a.m.
1. Strategic Issues.
2. Financial Matters.
3. Executive Session--Discussion of prior agenda items and
Temporary Emergency Committee governance.
General Counsel Certification: The General Counsel of the United
States Postal Service has certified that the meeting may be closed
under the Government in the Sunshine Act.
CONTACT PERSON FOR MORE INFORMATION: Michael J. Elston, Acting
Secretary of the Board, U.S. Postal Service, 475 L'Enfant Plaza SW,
Washington, DC
[[Page 47945]]
20260-1000. Telephone: (202) 268-4800.
Michael J. Elston,
Acting Secretary.
[FR Doc. 2018-20752 Filed 9-19-18; 4:15 pm]
BILLING CODE 7710-12-P