Fiscal Year 2018 Competitive Funding Opportunity: Access & Mobility Partnership Grants, 46534-46540 [2018-19897]
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Federal Register / Vol. 83, No. 178 / Thursday, September 13, 2018 / Notices
DEPARTMENT OF TRANSPORTATION
Federal Transit Administration
Fiscal Year 2018 Competitive Funding
Opportunity: Access & Mobility
Partnership Grants
Federal Transit Administration
(FTA), DOT.
ACTION: Notice of Funding Opportunity
(NOFO).
AGENCY:
The Federal Transit
Administration (FTA) announces with
this notice the Access & Mobility
Partnership Grants, which are two
opportunities to apply for funding
under two competitive grant programs.
First, FTA makes available $3,903,715
in funding for the Innovative
Coordinated Access and Mobility Pilot
Program (ICAM Pilot Program; Catalog
of Federal Domestic Assistance (CFDA)
number: 20.513). As required by Federal
transit law, funds will be awarded
competitively to finance innovative
capital projects for the transportation
disadvantaged that will improve the
coordination of transportation services
and non-emergency medical
transportation services.
Second, FTA makes available
$2,434,767 in funding for a Human
Services Coordination Research (HSCR)
Program with funds available under the
Public Transportation Innovation
Program (Catalog of Federal Domestic
Assistance (CFDA) number: 20.514).
Research activities awarded under this
competitive program will support the
implementation of innovative strategies
in the coordination of human services
transportation to provide more effective
and efficient public transportation
services to seniors, individuals with
disabilities, and low-income
individuals. Proposed research projects
should address gaps identified in the
locally developed Coordinated Public
Transit-Human Services Transportation
Plan. The HSCR funds will finance
operating and capital project
expenditures to develop and deploy
projects that improve transportation
services for targeted populations as
noted above through methods that
effectively and efficiently coordinate
human services transportation.
The Access and Mobility Partnership
Grants are two separate and distinct
funding opportunities that seek to
improve access to public transportation
through building partnerships among
health, transportation, and other service
providers.
DATES: Applicants must submit
completed proposals for each funding
opportunity through the GRANTS.GOV
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SUMMARY:
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‘‘APPLY’’ function by 11:59 p.m.
Eastern Daylight Time November 13,
2018. Prospective applicants should
register as soon as possible on the
GRANTS.GOV website to ensure they
can complete the application process
before the submission deadline.
Application instructions are available
on FTA’s website at https://
transit.dot.gov/howtoapply and in the
‘‘FIND’’ module of GRANTS.GOV. The
GRANTS.GOV funding opportunity ID
for the ICAM Pilot Program is FTA–
2018–002–ICAM. The GRANTS.GOV
funding opportunity ID for the HSCR
Program is FTA–2018–006–HSCR. The
FTA will not accept mail and fax
submissions.
FOR FURTHER INFORMATION CONTACT:
Kelly Tyler, FTA Office of Program
Management; Phone: (202) 366–3102;
Email: Kelly.Tyler@dot.gov; Fax: (202)
366–3475.
SUPPLEMENTARY INFORMATION:
Table of Contents
A. Program Description
B. Federal Award Information
C. Eligibility Information
D. Application and Submission Information
E. Application Review Information
F. Federal Award Administration
Information
G. Federal Awarding Agency Contact
A. Program Description
The Access and Mobility Partnership
Grants are two separate and distinct
funding opportunities that seek to
improve access to public transportation
through building partnerships among
health, transportation, and other service
providers. Further, these funding
opportunities seek to fund projects that
enhance mobility options through
increased coordination efforts.
1. Innovative Coordinated Access and
Mobility Pilot Program
Section 3006(b) of the Fixing
America’s Surface Transportation
(FAST) Act (Pub. L. 114–94, Dec. 4,
2015) authorizes FTA to award grants
for innovative coordinated access and
mobility projects for the transportation
disadvantaged population that improve
the coordination of transportation
services and non-emergency medical
transportation services. The goals of the
ICAM Pilot Program are to: (1) Increase
access to care; (2) improve health
outcomes; and (3) reduce healthcare
costs.
Throughout the country, communities
are experimenting with ways to
overcome barriers to these essential
services by leveraging partnerships
across transportation, health, and
wellness providers. The ICAM Pilot
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Program grants will support capital
projects that address the challenges the
transportation disadvantaged face when
accessing healthcare, such as: Getting to
the doctor or returning home from a
hospital procedure, or going to
rehabilitation, behavioral health
services, the pharmacy, or free health
screening services.
Through the ICAM Pilot Program,
FTA will fund projects that enhance
access to healthcare by utilizing
mobility management, health and
transportation provider partnerships,
technology, or other actions that drive
change. The ICAM grants will operate as
pilots for up to eighteen (18) months.
Within the first year, projects must be
able to demonstrate impacts related to
the goals of ICAM.
To support the goals of the ICAM
Pilot Program, recipients will:
• Develop replicable, innovative, and
sustainable solutions to healthcare
access challenges;
• foster local partnerships between
health, transportation, home and
community-based services, and other
sectors to collaboratively develop and
support solutions that increase
healthcare access; and
• demonstrate how transportation
solutions improve access to healthcare
and health outcomes and reduce costs to
the healthcare and transportation
sectors.
Successful projects will work
collaboratively and leverage
partnerships among Federal agencies of
the Coordinating Council on Access and
Mobility (CCAM), including the
Department of Health and Human
Services’ operating divisions such as the
Administration for Community Living,
the Health Resources and Services
Administration, and the Centers for
Medicare and Medicaid Services.
Partnerships that cross health and
transportation sectors facilitate better
health for communities by increasing
access to health/wellness services.
The FTA will award grants to
applicants who are ready to implement
public transportation healthcare access
solutions and who will build upon
previous planning activities and private
or federally funded research activities.
2. Human Services Coordination
Research Program
The HSCR program is funded through
the Public Transportation Innovation
Program, 49 U.S.C. 5312(b), and will
build upon identified gaps in services or
planning activities for the improvement
of services, as outlined in a locally
developed Coordinated Public TransitHuman Services Transportation Plan.
Proposals should identify innovative
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solutions to provide more effective and
efficient public transportation services
to seniors, individuals with disabilities,
and low-income individuals, utilizing
coordination methods and concepts
such as mobility management
improvements, travel management
systems, and operating efficiencies. The
FTA will award capital or operating
assistance to implement a coordinated
public transportation project that offers
innovative solutions to improve local
coordination or access to coordinated
transportation services. Additionally,
this program seeks to support transit
agencies, human service agencies, and
local communities as they:
• Integrate new mobility tools like
smart phone apps, demand-responsive
bus and van services;
• aim to improve multi-modal
connectivity for seniors, people with
disabilities, and low-income
individuals;
• address accessibility issues through
innovative technologies and practices;
• improve the quality of the traveler
experience and the transit product; and
• identify new mobility-enhancing
practices and technologies.
The HSCR program is an opportunity
for communities to put into practice
innovative ideas, practices, and
approaches to address the overall
coordination goals of the CCAM at the
local level. The HSCR grant awardees
will have up to eighteen (18) months
from the time of the award to complete
the project. Within the first year,
projects must be able to demonstrate
impacts related to the expected outcome
as described in the Coordinated Public
Transit Human Services Transportation
Plan.
B. Federal Award Information
1. Innovative Coordinated Access and
Mobility Pilot Program
Section 3006(b) of the FAST Act
authorizes $3,250,000 in FY 2018 for
grants under the ICAM Pilot Program.
The $3,903,715 of funds that FTA is
making available includes the FY 2018
appropriated amount of $3,250,000,
combined with $187,822 in FY 2016
funds and $465,893 in FY 2017 funds
that remain available.
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2. Human Services Coordination
Research Program
In FY 2018, FTA makes available
$2,434,767 under the Public
Transportation Innovation Program, 49
U.S.C. 5312(b), to finance capital and/or
operating projects that develop and
deploy an enhancement or improvement
to the coordination of human services
transportation. The total amount of
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funds available includes $2,148,053 in
remaining balances from FY 2015 and
$286,714 from FY 2016.
For both funding opportunities, ICAM
and HSCR, the FTA will grant preaward authority starting on the date of
project award announcements for the
awards. Funds are available only for
projects that have not incurred costs
prior to the announcement of project
selections. The FTA may supplement
the total currently available with future
appropriations.
C. Eligibility Information
1. Innovative Coordinated Access and
Mobility Pilot Program
i. Eligible Applicants
Eligible applicants for awards are
recipients and subrecipients of the
Enhanced Mobility for Seniors and
Individuals with Disabilities Program,
which are defined under 49 U.S.C. 5310:
designated recipients, States and local
governmental authorities, private
nonprofit organizations, and operators
of public transportation. Proposals may
contain projects to be implemented by
the recipient or its subrecipients.
Eligible subrecipients include public
agencies, private nonprofit
organizations, and private providers
engaged in public transportation. If a
single project proposal involves
multiple public transportation
providers, such as an agency that
acquires vehicles that another agency
will operate, the proposal must include
a detailed statement regarding the role
of each public transportation provider
in the implementation of the project.
Applicants may serve as the lead
agency of a local consortium that
includes stakeholders from the
transportation, healthcare, human
services, or other sectors, including
private and nonprofit entities engaged
in the coordination of nonemergency
medical transportation services for
people who are transportation
disadvantaged. Members of this
consortium are eligible as subrecipients.
The applicant must also demonstrate
that the proposed project was planned
through an inclusive process with the
involvement of the transportation,
healthcare, and human services
industries. Applicants must submit an
implementation plan and schedule as
part of the proposal.
ii. Cost Sharing or Matching
The maximum Federal share of
project costs under the ICAM Pilot
Program is 80 percent. The applicant
provides a local share of at least 20
percent of the net project cost and must
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document the source of the local match
in the grant application.
Eligible sources of local match
include the following:
• Cash from non-Government sources
other than revenues from providing
public transportation services;
• revenues derived from the sale of
advertising and concessions;
• amounts received under a service
agreement with a State or local social
service agency or private social service
organization;
• revenues generated from value
capture financing mechanisms;
• funds from an undistributed cash
surplus;
• replacement or depreciation cash
fund or reserve; or
• new capital.
In addition, the applicant may use
transportation development credits or
documentation of in-kind match for
local match in the application.
iii. Eligible Projects
Under section 3006(b) of the FAST
Act eligible projects are capital projects,
as defined in 49 U.S.C. 5302(3). FTA
may make grants to assist in financing
innovative projects for the
transportation disadvantaged that
improve the coordination of
transportation services and nonemergency medical transportation
services including: The deployment of
coordination technology; projects that
create or increase access to community
one-call/one-click centers; and other
innovative projects. The FTA’s goal for
these pilot demonstration grants is to
identify and test promising, innovative,
coordinated mobility strategies for
healthcare access solutions that other
communities can replicate. Only one
project may be included in each
application.
2. Human Services Coordination
Research Program
i. Eligible Applicants
Eligible applicants for awards are
State and local governmental entities,
providers of public transportation,
private or non-profit organizations.
Proposals may contain projects the
recipient or its subrecipients will
implement. Eligible subrecipients
include public agencies, private
nonprofit organizations, and private
providers engaged in public
transportation.
ii. Cost Sharing or Matching
For projects funded under the HSCR
program, the maximum Federal share of
capital project costs is 80 percent and
the maximum Federal share of operating
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project costs is 50 percent. The
applicant must document the source(s)
of the local match in the grant
application.
Eligible local-match sources include
the following:
• Cash from non-Government sources
other than revenues from providing
public transportation services;
• revenues derived from the sale of
advertising and concessions;
• revenues generated from value
capture financing mechanisms;
• funds from an undistributed cash
surplus;
• replacement or depreciation cash
fund or reserve;
• new capital; or
• in-kind contributions.
In addition, the applicant may use
transportation development credits for
local match.
iii. Eligible Projects
Eligible projects under this program
are implementation-ready capital and/or
operating projects that enhance public
transportation coordination and access
through innovations that:
• Increase systems coordination of
transportation services;
• use mobility management and
improvements and/or travel
management systems;
• provide more effective and efficient
public transportation service, including
services to seniors, individuals with
disabilities, and low-income
individuals; or
• implement data and
communication system advancements.
Projects eligible for the HSCR funds
will link directly to an adopted
Coordinated Public Transit-Human
Services Transportation Plan and the
implementation strategy for an
integrated coordinated transportation
system. Only one project may be
included in each application.
D. Application and Submission
Information
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1. Address To Request Application
Applications must be submitted
through GRANTS.GOV. Applicants can
find general information for submitting
applications through GRANTS.GOV at
https://www.transit.dot.gov/funding/
grants/applying/applying-fta-funding,
along with specific instructions for the
forms and attachments required for
submission. Mail and fax submissions
will not be accepted. A complete
proposal submission consists of two
forms:
• The SF–424 Mandatory Form
(downloadable from GRANTS.GOV),
and
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• the appropriate supplemental form
for the FY 2018 ICAM Pilot Program or
the FY 2018 HSCR Program
(downloadable from GRANTS.GOV or at
https://www.transit.dot.gov/funding/
grants/enhanced-mobility-seniorsindividuals-disabilities-section-5310).
Applicants may also attach additional
supporting information. Failure to
submit the information as requested can
delay or prevent review of the
application.
2. Content and Form of Application
Submission
i. Proposal Submission
A complete proposals submission
consists of at least two forms:
• The SF–424 Mandatory Form, and
• the supplemental form for the FY
2018 ICAM Pilot Program or the FY
2018 HSCR Program.
The application must include
responses to all sections of the SF–424
mandatory form and the supplemental
form unless a section is indicated as
optional. The FTA will use the
information on the supplemental form
to determine applicant and project
eligibility for the program and to
evaluate the proposal against the
selection criteria described in part E of
this notice. The FTA will accept only
one supplemental form per SF–424
submission. The FTA encourages States
and other applicants to consider
submitting a single supplemental form
that includes multiple activities to be
evaluated as a consolidated proposal. If
States or other applicants choose to
submit separate proposals for individual
consideration by FTA, they must submit
each proposal with a separate SF–424
and supplemental form.
Applicants may attach additional
supporting information to the SF–424
submission, including but not limited to
letters of support, project budgets, fleet
status reports, or excerpts from relevant
planning documents. Supporting
documentation must be described and
referenced by file name in the
appropriate response section of the
supplemental form, or it may not be
reviewed.
Information such as proposer name,
Federal amount requested, local match
amount, description of areas served,
etc., may be requested in varying
degrees of detail on both the SF–424
form and supplemental form. Proposers
must fill in all fields unless stated
otherwise on the forms. If applicants
copy information into the supplemental
form from another source, they should
verify that the supplemental form has
fully captured pasted text and that it has
not truncated the text due to character
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limits built into the form. Proposers
should use both the ‘‘Check Package for
Errors’’ and the ‘‘Validate Form’’
validation buttons on both forms to
check all required fields on the forms.
Applicants should also ensure that the
Federal and local amounts specified are
consistent.
ii. Application Content
The SF–424 Mandatory Form and the
supplemental form will prompt
applicants for the required information,
including:
a. Applicant Name
b. Dun and Bradstreet (D&B) Data
Universal Numbering System (DUNS)
number
c. Key contact information (including
contact name, address, email address,
and phone)
d. Congressional district(s) where
project will take place
e. Project Information (including title,
an executive summary, and type)
f. A detailed description of the need for
the project
g. A detailed description of how the
project will support the ICAM Pilot or
the HSCR Program objectives
h. Evidence that the project is consistent
with local and regional planning
documents and evidence of a locally
developed and adopted Coordinated
Public Transit-Human Services
Transportation Plan (where
applicable)
i. Evidence that the applicant can
provide the local cost share
j. A description of the technical, legal,
and financial capacity of the applicant
k. A detailed project budget (up to 18
months or less)
l. An explanation of the scalability of
the project
m. Details on the local matching funds
n. A detailed project timeline
3. Unique Entity Identifier and System
for Award Management (SAM)
Each applicant is required to: (1) Be
registered in SAM before submitting an
application; (2) provide a valid unique
entity identifier in its application; and
(3) continue to maintain an active SAM
registration with current information at
all times during which the applicant has
an active Federal award or an
application or plan under consideration
by FTA. These requirements do not
apply if the applicant: (1) Is an
individual; (2) is excepted from the
requirements under 2 CFR 25.110(b) or
(c); or (3) has an exception approved by
FTA under 2 CFR 25.110(d). FTA may
not make an award until the applicant
has complied with all applicable unique
entity identifier and SAM requirements.
If an applicant has not fully complied
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46537
The FTA will evaluate proposals
submitted according to the following
criteria: (a) Demonstration of need; (b)
demonstration of benefits; (c) planning
and partnerships; (d) local financial
commitment; (e) project readiness; and
(f) technical, legal, and financial
capacity. Each applicant is encouraged
to demonstrate the responsiveness of a
project to all criteria with the most
relevant information that the applicant
can provide, regardless of whether such
information has been specifically
requested or identified in this notice.
with the requirements by the time FTA
is ready to make an award, FTA may
determine that the applicant is not
qualified to receive an award and use
that determination as a basis for making
a Federal award to another applicant.
All applicants must provide a unique
entity identifier provided by SAM.
Registration in SAM may take as little
as 3–5 business days, but there can be
unexpected steps or delays. For
example, the applicant may need to
obtain an Employer Identification
Number. FTA recommends allowing
ample time, up to several weeks, to
complete all steps. For additional
information on obtaining a unique
entity identifier, please visit
www.sam.gov.
The FTA will provide further
instructions on registration through an
introductory applicant training session.
Dates and times for the training session
will be posted on FTA’s website at
https://www.transit.dot.gov/funding/
grants/enhanced-mobility-seniorsindividuals-disabilities-section-5310.
supplemental form indicating this is a
resubmission.
Applicants are encouraged to begin
the process of registration on the
GRANTS.GOV site well in advance of
the submission deadline. Registration is
a multi-step process, which may take
several weeks to complete before an
application can be submitted. Registered
applicants may still be required to
update their registration before
submitting an application. Registration
in SAM is renewed annually and
persons making submissions on behalf
of the Authorized Organization
Representative (AOR) must be
authorized in GRANTS.GOV by the
AOR to make submissions.
Funds under the ICAM Pilot Program
may be used for capital expenditures
only. Funds under the HSCR Program
may be used for operating or capital
expenditures that are tied to the locally
developed Coordinated Public TransitHuman Services Transportation Plan.
The FTA will evaluate proposals
based on how the proposed project will
address the need or challenges to
improving coordination of
transportation services and nonemergency medical transportation
services. The FTA will consider both
the scope of the overall need or
challenge, and the size of the specific
segment of the population served by the
proposed project.
4. Submission Dates and Times
6. Other Submission Requirements
b. Demonstration of Benefits
Project proposals must be submitted
electronically through GRANTS.GOV by
11:59 p.m. Eastern on November 13,
2018. Mail and fax submissions will not
be accepted.
FTA urges applicants to submit
applications at least 72 hours prior to
the due date to allow time to correct any
problems that may have caused either
GRANTS.GOV or FTA systems to reject
the submission. Proposals submitted
after the deadline will only be
considered under extraordinary
circumstances not under the applicant’s
control.
Deadlines will not be extended due to
scheduled website maintenance.
GRANTS.GOV scheduled maintenance
and outage times are announced on the
GRANTS.GOV website.
Within 48 hours after submitting an
electronic application, the applicant
should receive two email messages from
GRANTS.GOV: (1) Confirmation of
successful transmission to
GRANTS.GOV; and (2) confirmation of
successful validation by GRANTS.GOV.
If the applicant does not receive
confirmation of successful validation or
receives a notice of failed validation or
incomplete materials, the applicant
must address the reason for the failed
validation, as described in the email
notice, and resubmit before the
submission deadline. If making a
resubmission for any reason, applicants
must include all original attachments
regardless of which attachments were
updated and check the box on the
The FTA encourages applicants to
identify scaled funding options in case
insufficient funding is available to fund
a project at the full requested amount.
If an applicant indicates that a project
is scalable, the applicant must provide
an appropriate minimum funding
amount that will fund an eligible project
that achieves the objectives of the
program and meets all relevant program
requirements. The applicant must
provide a clear explanation of how a
reduced reward would affect the project
budget. The FTA may award a lesser
amount whether the applicant provides
a scalable option.
The FTA will evaluate proposals on
the benefits provided by the proposed
project. Benefits will be tied to the
ICAM program’s goals of increased
access to care, improved health
outcomes, and reduced healthcare costs.
Benefits identified in the proposals will
be evaluated at both the individual
level, and that of the local health and
transportation providers. Proposals will
be judged on the extent to which the
proposed project demonstrates a benefit
to the transportation need or challenge
to mobility and healthcare access
demonstrated above. Projects will be
evaluated on the ability of the proposed
project to yield data demonstrating
impacts on the goals of FTA’s ICAM
Program: To increase access to care;
improve health outcomes; and reduce
healthcare costs. Proposals must show
that the applicant will be able to
provide impact data during and after the
pilot project. FTA will conduct an
independent evaluation of the
demonstration grant. At various points
in the deployment process and at the
end of the pilot project, the recipient
will be asked by FTA, or its designee,
to provide performance measures
required to conduct this evaluation.
FTA requires each applicant to submit
the performance data on a quarterly
basis. This data will be used by FTA to
produce the required Annual Report to
Congress that contains detailed
description of the activities carried out
under the pilot program, and an
evaluation of the program, including an
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5. Funding Restrictions
E. Application Review Information
1. Project Evaluation Criteria
i. Innovative Coordinated Access and
Mobility Pilot Program
Each application submitted for the
ICAM Pilot Program must include: (1) A
detailed description of the project; (2)
an identification of all project partners
(if any) and their specific role in the
eligible project; (3) specific performance
measures the project will use to quantify
actual outcomes against expected
outcomes; and (4) a description of how
the project will:
• Improve local coordination or
access to coordinated transportation
services;
• reduce duplication of service, if
applicable; and
• provide innovative solutions in the
State or community.
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a. Demonstration of Need
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evaluation of the performance measures
described.
c. Planning and Partnerships
Applicants must describe the eligible
project and outline project partners and
their specific role in the project—
including private and nonprofit entities
involved in the coordination of
nonemergency medical transportation
services for the transportation
disadvantaged. Applicants must include
a description of how the eligible project
would: (1) Improve local coordination
or access to coordinated transportation
service; (2) reduce duplication of
service, if applicable; and (3) provide
innovative solutions in the State and/or
community. Applicants should provide
evidence of strong commitment from
key partners, including letters of
support from relevant local
stakeholders. An eligible recipient may
submit an application in partnership
with other entities that intend to
participate in the implementation of the
project. Any changes to the proposed
partnerships will require FTA’s advance
approval and must be consistent with
the scope of the approved project.
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d. Local Financial Commitment
Applicants must identify the source of
the local share and describe whether
such funds are currently available for
the project or will need to be secured if
the project is selected for funding. The
FTA will consider the availability of the
local share as evidence of local financial
commitment to the project. In addition,
an applicant may propose a local share
that is greater than the minimum
requirement or provide documentation
of previous local investment in the
project as evidence of local financial
commitment.
e. Project Readiness
The FTA will evaluate the project on
the proposed schedule and the
applicant’s ability to implement it.
Applicants should indicate the shortterm, mid-range, and long-term goals for
the project. Applicants also must
describe how the project will help the
transportation disadvantaged and
improve the coordination of
transportation services and nonemergency medical transportation
services, such as the deployment of
coordination technology, projects that
create or increase access to community
One-Call/One-Click Centers, mobility
management, etc. Proposals must
provide specific performance measures
the eligible project will use to quantify
actual outcomes against expected
outcomes. The FTA will evaluate the
project on the extent to which it was
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developed inclusively, incorporating
meaningful involvement from key
stakeholders including consumer
representatives of the target groups and
providers from the healthcare,
transportation, and human services
sectors, among others. The applicant
must show significant, ongoing
involvement of the project’s target
population.
f. Technical, Legal and Financial
Capacity
The FTA will evaluate proposals on
the capacity of the lead agency and any
partners to successfully execute the
pilot effort. The applicant should have
no outstanding legal, technical, or
financial issues that would make this a
high-risk project. The FTA will evaluate
each proposal (including the business
plan, financial projections, and other
relevant data) for feasibility and longerterm sustainability of both the pilot
project as well as the proposed project
at full deployment. It is FTA’s intent to
select projects with a high likelihood of
long-term success and sustainability.
ii. Human Services Coordination
Research Program
Each application for the HSCR
Program must include a statement of
purpose detailing: (1) The need being
addressed; (2) the short- and long-term
goals of the project, including
opportunities for future innovation and
development and benefits to riders of
public transportation; (3) how the
project will improve public
transportation service for seniors,
individuals with disabilities, and lowincome individuals; and (4) the shortand long-term funding requirements to
complete the project and any future
objectives of the project.
FTA will evaluate proposals
submitted according to the following
criteria: (a) Demonstration of need; (b)
demonstration of benefits; (c)
coordination, planning and
partnerships; (d) local financial
commitment; (e) project readiness; and
(f) technical, legal and financial
capacity. The FTA encourages each
applicant to demonstrate how a project
supports all criteria with the most
relevant information the applicant can
provide, regardless of whether such
information has been specifically
requested or identified in this notice.
a. Demonstration of Need
The FTA will evaluate proposals
based on how the proposed project will
address the need for or challenges to
improving coordination of
transportation services as outlined in
the implementation strategy of a locally
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developed, Coordinated Public TransitHuman Services Transportation Plan.
The FTA will consider both the scope
of the overall need or challenge, and the
size of the specific segment of the
population served by the proposed
project.
b. Demonstration of Benefits
The FTA will evaluate proposals on
the benefits provided by the proposed
project. The FTA will judge proposals
based on how much the proposed
project will benefit the implementation
of the coordination activity and enhance
transportation services for the targeted
population. The HSCR Program
provides an opportunity for
communities to put into practice new
and innovative ideas, practices, and
approaches that address the overall
coordination goals of the CCAM at the
local level. The FTA will evaluate how
the project supports the following goals:
1. Implementing new and innovative
strategies to increase human services
transportation through interagency
cooperation;
2. improving access to cost-effective
transportation services; and
3. encouraging enhanced access to
transportation resources.
Proposals must show that the
applicant will be able to provide impact
data during and at the conclusion of the
project. FTA will conduct an
independent evaluation of the
demonstration grant. At various points
in the deployment process and at the
end of the pilot project, the recipient
will be asked by FTA, or its designee,
to provide performance measures
required to conduct this evaluation.
FTA requires each applicant to submit
the performance data on a quarterly
basis. This data will be used by FTA to
produce the required Annual Report to
Congress that contains detailed
description of the activities carried out
under the program, and an evaluation of
the program, including an evaluation of
the performance measures described.
c. Demonstration of Coordination,
Planning, and Partnerships
Applicants must describe the eligible
project and outline project partners and
their specific role in the project. This
includes private and nonprofit entities
involved in the coordination of human
services transportation services for the
transportation disadvantaged.
Applicants should describe how the
eligible project would provide more
effective and efficient public
transportation service for:
1. Seniors;
2. individuals with disabilities; and
3. low-income individuals.
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Applicants must provide evidence of
strong commitment from key partners,
including letters of support from
participating human services agencies
and all other relevant local stakeholders.
An eligible recipient may submit an
application in partnership with other
entities that intend to participate in the
implementation of the project. Any
changes to the proposed partnerships
will require FTA’s advance approval
and must be consistent with the scope
of the approved project.
d. Demonstration of Coordination,
Planning, and Partnerships
Applicants must identify the source of
the local share and describe whether
such funds are currently available for
the project or will need to be secured if
the project is selected for funding. The
FTA will consider the availability of the
local share as evidence of local financial
commitment to the project. In addition,
an applicant may propose a local share
that is greater than the minimum
requirement or provide documentation
of previous local investment in the
project as evidence of local financial
commitment.
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e. Project Readiness
The FTA will evaluate the proposed
schedule and the applicant’s ability to
implement it. Applicants should
indicate the short-term, mid-range, and
long-term goals for the project.
Applicants should also describe how
the project will help the targeted
populations and improve the overall
coordination of transportation services
such as non-emergency medical
transportation services. This includes
the deployment of coordination
technology, capital and operating
efficiencies, mobility management, etc.
Proposals should provide specific
performance measures that the
applicant will use to quantify actual
outcomes against expected outcomes.
The FTA will evaluate the project
proposal based on how much the project
is directly tied to a locally developed
Coordinated Public Transit-Human
Services Transportation Plan. The
applicant must show significant,
ongoing involvement of the project’s
target population.
f. Technical, Legal and Financial
Capacity
The FTA will evaluate the capacity of
the lead agency and any partners to
successfully execute the research effort.
There should be no outstanding legal,
technical, or financial issues with the
applicant that would make this a highrisk project. The FTA will evaluate each
proposal (including the business plan,
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financial projections, and other relevant
data) for feasibility and longer-term
sustainability. It is FTA’s intent to select
projects with a high likelihood of longterm success, sustainability, and ability
to be replicated in other communities.
2. Review and Selection Process
In addition to other FTA staff that
may review the proposals, a technical
evaluation committee will evaluate
proposals based on the published
evaluation criteria. After applying the
above preferences, the FTA
Administrator will consider the
following key U.S. Department of
Transportation objectives:
• Supporting economic vitality at the
national and regional level;
• Utilizing alternative funding
sources and innovative financing
models to attract non-Federal sources of
infrastructure investment;
• Accounting for the life-cycle costs
of the project to promote the state of
good repair;
• Using innovative approaches to
improve safety and expedite project
delivery; and
• Holding grant recipients
accountable for their performance and
achieving specific, measurable
outcomes identified by grant applicants.
Prior to making an award, FTA is
required to review and consider any
information about the applicant that is
in the Federal Awardee Performance
and Integrity Information Systems
(FAPIIS) accessible through SAM. An
applicant may review and comment on
information about itself that a Federal
awarding agency previously entered.
The FTA will consider any comments
by the applicant, in addition to the other
information in FAPIIS, in making a
judgment about the applicant’s integrity,
business ethics, and record of
performance under Federal awards
when completing the review of risk
posed by applicants as described in 2
CFR 200.205, Federal Awarding Agency
Review of Risk Posed by Applicants.
FTA may consider geographic diversity,
and/or the applicant’s receipt of other
discretionary awards in determining the
allocation of program funds.
F. Federal Award Administration
1. Federal Award Notices
The FTA Administrator will
announce the final project selections on
the FTA website. Project recipients
should contact their FTA Regional
Office for additional information
regarding allocations for projects under
each program.
At the time project selections are
announced, FTA will extend pre-award
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46539
authority for the selected projects. There
is no blanket pre-award authority for
these projects before announcement.
2. Award Administration
There is no minimum or maximum
grant award amount; however, FTA
intends to fund as many meritorious
projects as possible. The FTA will only
consider proposals from eligible
recipients for eligible activities. Due to
funding limitations, projects selected for
funding may receive less than the
amount originally requested. In those
cases, applicants must be able to
demonstrate that the proposed projects
are still viable and can be completed
with the amount awarded.
3. Administrative and National Policy
Requirements
i. Pre-Award Authority
The FTA will issue specific guidance
to recipients regarding pre-award
authority at the time of selection. The
FTA does not provide pre-award
authority for competitive funds until
projects are selected, and there are
Federal requirements that must be met
before costs are incurred. For more
information about FTA’s policy on preaward authority, please see the FY 2018
Apportionments Notice published on
July 16, 2018, at https://www.gpo.gov/
fdsys/pkg/FR-2018-07-16/pdf/201814989.pdf.
ii. Grant Requirements
Selected applicants will submit a
grant application through FTA’s
electronic grant management system
and adhere to the customary FTA grant
requirements. All competitive grants,
regardless of award amount, will be
subject to the congressional notification
and release process. The FTA
emphasizes that third-party
procurement applies to all funding
awards, as described in FTA Circular
4220.1F, ‘‘Third Party Contracting
Guidance.’’ However, FTA may approve
applications that include a specifically
identified partnering organization(s) (2
CFR 200.302(f)). When included, the
application, budget, and budget
narrative should provide a clear
understanding of how the selection of
these organizations is critical for the
project and give sufficient detail about
the costs involved.
iii. Planning
The FTA encourages applicants to
engage the appropriate State
Departments of Transportation, Regional
Transportation Planning Organizations,
or Metropolitan Planning Organizations
in areas to be served by the project
funds available under these programs.
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Additionally, project proposals should
be directly tied to the locally developed
Coordinated Public Transit-Human
Services Transportation Plan.
does not have current certifications on
file.
iv. Standard Assurances
Post-award reporting requirements
include submission of Federal Financial
Reports and Milestone Progress Reports
in FTA’s electronic grants management
system. An independent evaluation of
the pilot program or research grant may
occur at various points in the
deployment process and at the end of
the pilot project. In addition, FTA is
responsible for producing an Annual
Report to Congress that compiles
evaluations of selected projects,
including an evaluation of the
performance measures identified by the
applicants. All applicants must develop
an evaluation plan to measure the
success or failure of their projects and
to describe any plans for broad-based
implementation of successful projects.
The FTA may request data and reports
to support the independent evaluation
and annual report.
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The applicant assures that it will
comply with all applicable Federal
statutes, regulations, executive orders,
FTA circulars, and other Federal
administrative requirements in carrying
out any project supported by the FTA
grant. The applicant acknowledges that
it is under a continuing obligation to
comply with the terms and conditions
of the grant agreement issued for its
project with FTA. The applicant
understands that Federal laws,
regulations, policies, and administrative
practices might be modified from time
to time and may affect the
implementation of the project. The
applicant agrees that the most recent
Federal requirements will apply to the
project unless FTA issues a written
determination otherwise. The applicant
must submit the Certifications and
Assurances before receiving a grant if it
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v. Reporting
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G. Federal Awarding Agency Contact
For questions about applying for each
of the programs outlined in this notice,
please contact the Program Manager,
Kelly Tyler, at Federal Transit
Administration, phone: (202) 366–3102,
fax: (202) 366–3475, or email,
Kelly.Tyler@dot.gov. A TDD is available
at 1–800–877–8339 (TDDFIRS).
Additionally, you may visit FTA’s
website for this program at https://
www.transit.dot.gov/funding/grants/
enhanced-mobility-seniors-individualsdisabilities-section-5310. To ensure that
applicants receive accurate information
about eligibility or the program,
applicants are encouraged to contact
FTA directly with questions, rather than
through intermediaries or third parties.
FTA staff may also conduct briefings on
the FY 2018 competitive grants
selection and award process upon
request.
Issued in Washington, DC.
K. Jane Williams,
Acting Administrator.
[FR Doc. 2018–19897 Filed 9–12–18; 8:45 am]
BILLING CODE P
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Agencies
[Federal Register Volume 83, Number 178 (Thursday, September 13, 2018)]
[Notices]
[Pages 46534-46540]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2018-19897]
[[Page 46534]]
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DEPARTMENT OF TRANSPORTATION
Federal Transit Administration
Fiscal Year 2018 Competitive Funding Opportunity: Access &
Mobility Partnership Grants
AGENCY: Federal Transit Administration (FTA), DOT.
ACTION: Notice of Funding Opportunity (NOFO).
-----------------------------------------------------------------------
SUMMARY: The Federal Transit Administration (FTA) announces with this
notice the Access & Mobility Partnership Grants, which are two
opportunities to apply for funding under two competitive grant
programs. First, FTA makes available $3,903,715 in funding for the
Innovative Coordinated Access and Mobility Pilot Program (ICAM Pilot
Program; Catalog of Federal Domestic Assistance (CFDA) number: 20.513).
As required by Federal transit law, funds will be awarded competitively
to finance innovative capital projects for the transportation
disadvantaged that will improve the coordination of transportation
services and non-emergency medical transportation services.
Second, FTA makes available $2,434,767 in funding for a Human
Services Coordination Research (HSCR) Program with funds available
under the Public Transportation Innovation Program (Catalog of Federal
Domestic Assistance (CFDA) number: 20.514). Research activities awarded
under this competitive program will support the implementation of
innovative strategies in the coordination of human services
transportation to provide more effective and efficient public
transportation services to seniors, individuals with disabilities, and
low-income individuals. Proposed research projects should address gaps
identified in the locally developed Coordinated Public Transit-Human
Services Transportation Plan. The HSCR funds will finance operating and
capital project expenditures to develop and deploy projects that
improve transportation services for targeted populations as noted above
through methods that effectively and efficiently coordinate human
services transportation.
The Access and Mobility Partnership Grants are two separate and
distinct funding opportunities that seek to improve access to public
transportation through building partnerships among health,
transportation, and other service providers.
DATES: Applicants must submit completed proposals for each funding
opportunity through the GRANTS.GOV ``APPLY'' function by 11:59 p.m.
Eastern Daylight Time November 13, 2018. Prospective applicants should
register as soon as possible on the GRANTS.GOV website to ensure they
can complete the application process before the submission deadline.
Application instructions are available on FTA's website at https://transit.dot.gov/howtoapply and in the ``FIND'' module of GRANTS.GOV.
The GRANTS.GOV funding opportunity ID for the ICAM Pilot Program is
FTA-2018-002-ICAM. The GRANTS.GOV funding opportunity ID for the HSCR
Program is FTA-2018-006-HSCR. The FTA will not accept mail and fax
submissions.
FOR FURTHER INFORMATION CONTACT: Kelly Tyler, FTA Office of Program
Management; Phone: (202) 366-3102; Email: [email protected]; Fax:
(202) 366-3475.
SUPPLEMENTARY INFORMATION:
Table of Contents
A. Program Description
B. Federal Award Information
C. Eligibility Information
D. Application and Submission Information
E. Application Review Information
F. Federal Award Administration Information
G. Federal Awarding Agency Contact
A. Program Description
The Access and Mobility Partnership Grants are two separate and
distinct funding opportunities that seek to improve access to public
transportation through building partnerships among health,
transportation, and other service providers. Further, these funding
opportunities seek to fund projects that enhance mobility options
through increased coordination efforts.
1. Innovative Coordinated Access and Mobility Pilot Program
Section 3006(b) of the Fixing America's Surface Transportation
(FAST) Act (Pub. L. 114-94, Dec. 4, 2015) authorizes FTA to award
grants for innovative coordinated access and mobility projects for the
transportation disadvantaged population that improve the coordination
of transportation services and non-emergency medical transportation
services. The goals of the ICAM Pilot Program are to: (1) Increase
access to care; (2) improve health outcomes; and (3) reduce healthcare
costs.
Throughout the country, communities are experimenting with ways to
overcome barriers to these essential services by leveraging
partnerships across transportation, health, and wellness providers. The
ICAM Pilot Program grants will support capital projects that address
the challenges the transportation disadvantaged face when accessing
healthcare, such as: Getting to the doctor or returning home from a
hospital procedure, or going to rehabilitation, behavioral health
services, the pharmacy, or free health screening services.
Through the ICAM Pilot Program, FTA will fund projects that enhance
access to healthcare by utilizing mobility management, health and
transportation provider partnerships, technology, or other actions that
drive change. The ICAM grants will operate as pilots for up to eighteen
(18) months. Within the first year, projects must be able to
demonstrate impacts related to the goals of ICAM.
To support the goals of the ICAM Pilot Program, recipients will:
Develop replicable, innovative, and sustainable solutions
to healthcare access challenges;
foster local partnerships between health, transportation,
home and community-based services, and other sectors to collaboratively
develop and support solutions that increase healthcare access; and
demonstrate how transportation solutions improve access to
healthcare and health outcomes and reduce costs to the healthcare and
transportation sectors.
Successful projects will work collaboratively and leverage
partnerships among Federal agencies of the Coordinating Council on
Access and Mobility (CCAM), including the Department of Health and
Human Services' operating divisions such as the Administration for
Community Living, the Health Resources and Services Administration, and
the Centers for Medicare and Medicaid Services. Partnerships that cross
health and transportation sectors facilitate better health for
communities by increasing access to health/wellness services.
The FTA will award grants to applicants who are ready to implement
public transportation healthcare access solutions and who will build
upon previous planning activities and private or federally funded
research activities.
2. Human Services Coordination Research Program
The HSCR program is funded through the Public Transportation
Innovation Program, 49 U.S.C. 5312(b), and will build upon identified
gaps in services or planning activities for the improvement of
services, as outlined in a locally developed Coordinated Public
Transit-Human Services Transportation Plan. Proposals should identify
innovative
[[Page 46535]]
solutions to provide more effective and efficient public transportation
services to seniors, individuals with disabilities, and low-income
individuals, utilizing coordination methods and concepts such as
mobility management improvements, travel management systems, and
operating efficiencies. The FTA will award capital or operating
assistance to implement a coordinated public transportation project
that offers innovative solutions to improve local coordination or
access to coordinated transportation services. Additionally, this
program seeks to support transit agencies, human service agencies, and
local communities as they:
Integrate new mobility tools like smart phone apps,
demand-responsive bus and van services;
aim to improve multi-modal connectivity for seniors,
people with disabilities, and low-income individuals;
address accessibility issues through innovative
technologies and practices;
improve the quality of the traveler experience and the
transit product; and
identify new mobility-enhancing practices and
technologies.
The HSCR program is an opportunity for communities to put into
practice innovative ideas, practices, and approaches to address the
overall coordination goals of the CCAM at the local level. The HSCR
grant awardees will have up to eighteen (18) months from the time of
the award to complete the project. Within the first year, projects must
be able to demonstrate impacts related to the expected outcome as
described in the Coordinated Public Transit Human Services
Transportation Plan.
B. Federal Award Information
1. Innovative Coordinated Access and Mobility Pilot Program
Section 3006(b) of the FAST Act authorizes $3,250,000 in FY 2018
for grants under the ICAM Pilot Program. The $3,903,715 of funds that
FTA is making available includes the FY 2018 appropriated amount of
$3,250,000, combined with $187,822 in FY 2016 funds and $465,893 in FY
2017 funds that remain available.
2. Human Services Coordination Research Program
In FY 2018, FTA makes available $2,434,767 under the Public
Transportation Innovation Program, 49 U.S.C. 5312(b), to finance
capital and/or operating projects that develop and deploy an
enhancement or improvement to the coordination of human services
transportation. The total amount of funds available includes $2,148,053
in remaining balances from FY 2015 and $286,714 from FY 2016.
For both funding opportunities, ICAM and HSCR, the FTA will grant
pre-award authority starting on the date of project award announcements
for the awards. Funds are available only for projects that have not
incurred costs prior to the announcement of project selections. The FTA
may supplement the total currently available with future
appropriations.
C. Eligibility Information
1. Innovative Coordinated Access and Mobility Pilot Program
i. Eligible Applicants
Eligible applicants for awards are recipients and subrecipients of
the Enhanced Mobility for Seniors and Individuals with Disabilities
Program, which are defined under 49 U.S.C. 5310: designated recipients,
States and local governmental authorities, private nonprofit
organizations, and operators of public transportation. Proposals may
contain projects to be implemented by the recipient or its
subrecipients. Eligible subrecipients include public agencies, private
nonprofit organizations, and private providers engaged in public
transportation. If a single project proposal involves multiple public
transportation providers, such as an agency that acquires vehicles that
another agency will operate, the proposal must include a detailed
statement regarding the role of each public transportation provider in
the implementation of the project.
Applicants may serve as the lead agency of a local consortium that
includes stakeholders from the transportation, healthcare, human
services, or other sectors, including private and nonprofit entities
engaged in the coordination of nonemergency medical transportation
services for people who are transportation disadvantaged. Members of
this consortium are eligible as subrecipients. The applicant must also
demonstrate that the proposed project was planned through an inclusive
process with the involvement of the transportation, healthcare, and
human services industries. Applicants must submit an implementation
plan and schedule as part of the proposal.
ii. Cost Sharing or Matching
The maximum Federal share of project costs under the ICAM Pilot
Program is 80 percent. The applicant provides a local share of at least
20 percent of the net project cost and must document the source of the
local match in the grant application.
Eligible sources of local match include the following:
Cash from non-Government sources other than revenues from
providing public transportation services;
revenues derived from the sale of advertising and
concessions;
amounts received under a service agreement with a State or
local social service agency or private social service organization;
revenues generated from value capture financing
mechanisms;
funds from an undistributed cash surplus;
replacement or depreciation cash fund or reserve; or
new capital.
In addition, the applicant may use transportation development
credits or documentation of in-kind match for local match in the
application.
iii. Eligible Projects
Under section 3006(b) of the FAST Act eligible projects are capital
projects, as defined in 49 U.S.C. 5302(3). FTA may make grants to
assist in financing innovative projects for the transportation
disadvantaged that improve the coordination of transportation services
and non-emergency medical transportation services including: The
deployment of coordination technology; projects that create or increase
access to community one-call/one-click centers; and other innovative
projects. The FTA's goal for these pilot demonstration grants is to
identify and test promising, innovative, coordinated mobility
strategies for healthcare access solutions that other communities can
replicate. Only one project may be included in each application.
2. Human Services Coordination Research Program
i. Eligible Applicants
Eligible applicants for awards are State and local governmental
entities, providers of public transportation, private or non-profit
organizations. Proposals may contain projects the recipient or its
subrecipients will implement. Eligible subrecipients include public
agencies, private nonprofit organizations, and private providers
engaged in public transportation.
ii. Cost Sharing or Matching
For projects funded under the HSCR program, the maximum Federal
share of capital project costs is 80 percent and the maximum Federal
share of operating
[[Page 46536]]
project costs is 50 percent. The applicant must document the source(s)
of the local match in the grant application.
Eligible local-match sources include the following:
Cash from non-Government sources other than revenues from
providing public transportation services;
revenues derived from the sale of advertising and
concessions;
revenues generated from value capture financing
mechanisms;
funds from an undistributed cash surplus;
replacement or depreciation cash fund or reserve;
new capital; or
in-kind contributions.
In addition, the applicant may use transportation development
credits for local match.
iii. Eligible Projects
Eligible projects under this program are implementation-ready
capital and/or operating projects that enhance public transportation
coordination and access through innovations that:
Increase systems coordination of transportation services;
use mobility management and improvements and/or travel
management systems;
provide more effective and efficient public transportation
service, including services to seniors, individuals with disabilities,
and low-income individuals; or
implement data and communication system advancements.
Projects eligible for the HSCR funds will link directly to an
adopted Coordinated Public Transit-Human Services Transportation Plan
and the implementation strategy for an integrated coordinated
transportation system. Only one project may be included in each
application.
D. Application and Submission Information
1. Address To Request Application
Applications must be submitted through GRANTS.GOV. Applicants can
find general information for submitting applications through GRANTS.GOV
at https://www.transit.dot.gov/funding/grants/applying/applying-fta-funding, along with specific instructions for the forms and attachments
required for submission. Mail and fax submissions will not be accepted.
A complete proposal submission consists of two forms:
The SF-424 Mandatory Form (downloadable from GRANTS.GOV),
and
the appropriate supplemental form for the FY 2018 ICAM
Pilot Program or the FY 2018 HSCR Program (downloadable from GRANTS.GOV
or at https://www.transit.dot.gov/funding/grants/enhanced-mobility-seniors-individuals-disabilities-section-5310).
Applicants may also attach additional supporting information.
Failure to submit the information as requested can delay or prevent
review of the application.
2. Content and Form of Application Submission
i. Proposal Submission
A complete proposals submission consists of at least two forms:
The SF-424 Mandatory Form, and
the supplemental form for the FY 2018 ICAM Pilot Program
or the FY 2018 HSCR Program.
The application must include responses to all sections of the SF-
424 mandatory form and the supplemental form unless a section is
indicated as optional. The FTA will use the information on the
supplemental form to determine applicant and project eligibility for
the program and to evaluate the proposal against the selection criteria
described in part E of this notice. The FTA will accept only one
supplemental form per SF-424 submission. The FTA encourages States and
other applicants to consider submitting a single supplemental form that
includes multiple activities to be evaluated as a consolidated
proposal. If States or other applicants choose to submit separate
proposals for individual consideration by FTA, they must submit each
proposal with a separate SF-424 and supplemental form.
Applicants may attach additional supporting information to the SF-
424 submission, including but not limited to letters of support,
project budgets, fleet status reports, or excerpts from relevant
planning documents. Supporting documentation must be described and
referenced by file name in the appropriate response section of the
supplemental form, or it may not be reviewed.
Information such as proposer name, Federal amount requested, local
match amount, description of areas served, etc., may be requested in
varying degrees of detail on both the SF-424 form and supplemental
form. Proposers must fill in all fields unless stated otherwise on the
forms. If applicants copy information into the supplemental form from
another source, they should verify that the supplemental form has fully
captured pasted text and that it has not truncated the text due to
character limits built into the form. Proposers should use both the
``Check Package for Errors'' and the ``Validate Form'' validation
buttons on both forms to check all required fields on the forms.
Applicants should also ensure that the Federal and local amounts
specified are consistent.
ii. Application Content
The SF-424 Mandatory Form and the supplemental form will prompt
applicants for the required information, including:
a. Applicant Name
b. Dun and Bradstreet (D&B) Data Universal Numbering System (DUNS)
number
c. Key contact information (including contact name, address, email
address, and phone)
d. Congressional district(s) where project will take place
e. Project Information (including title, an executive summary, and
type)
f. A detailed description of the need for the project
g. A detailed description of how the project will support the ICAM
Pilot or the HSCR Program objectives
h. Evidence that the project is consistent with local and regional
planning documents and evidence of a locally developed and adopted
Coordinated Public Transit-Human Services Transportation Plan (where
applicable)
i. Evidence that the applicant can provide the local cost share
j. A description of the technical, legal, and financial capacity of the
applicant
k. A detailed project budget (up to 18 months or less)
l. An explanation of the scalability of the project
m. Details on the local matching funds
n. A detailed project timeline
3. Unique Entity Identifier and System for Award Management (SAM)
Each applicant is required to: (1) Be registered in SAM before
submitting an application; (2) provide a valid unique entity identifier
in its application; and (3) continue to maintain an active SAM
registration with current information at all times during which the
applicant has an active Federal award or an application or plan under
consideration by FTA. These requirements do not apply if the applicant:
(1) Is an individual; (2) is excepted from the requirements under 2 CFR
25.110(b) or (c); or (3) has an exception approved by FTA under 2 CFR
25.110(d). FTA may not make an award until the applicant has complied
with all applicable unique entity identifier and SAM requirements. If
an applicant has not fully complied
[[Page 46537]]
with the requirements by the time FTA is ready to make an award, FTA
may determine that the applicant is not qualified to receive an award
and use that determination as a basis for making a Federal award to
another applicant. All applicants must provide a unique entity
identifier provided by SAM. Registration in SAM may take as little as
3-5 business days, but there can be unexpected steps or delays. For
example, the applicant may need to obtain an Employer Identification
Number. FTA recommends allowing ample time, up to several weeks, to
complete all steps. For additional information on obtaining a unique
entity identifier, please visit www.sam.gov.
The FTA will provide further instructions on registration through
an introductory applicant training session. Dates and times for the
training session will be posted on FTA's website at https://www.transit.dot.gov/funding/grants/enhanced-mobility-seniors-individuals-disabilities-section-5310.
4. Submission Dates and Times
Project proposals must be submitted electronically through
GRANTS.GOV by 11:59 p.m. Eastern on November 13, 2018. Mail and fax
submissions will not be accepted.
FTA urges applicants to submit applications at least 72 hours prior
to the due date to allow time to correct any problems that may have
caused either GRANTS.GOV or FTA systems to reject the submission.
Proposals submitted after the deadline will only be considered under
extraordinary circumstances not under the applicant's control.
Deadlines will not be extended due to scheduled website
maintenance. GRANTS.GOV scheduled maintenance and outage times are
announced on the GRANTS.GOV website.
Within 48 hours after submitting an electronic application, the
applicant should receive two email messages from GRANTS.GOV: (1)
Confirmation of successful transmission to GRANTS.GOV; and (2)
confirmation of successful validation by GRANTS.GOV. If the applicant
does not receive confirmation of successful validation or receives a
notice of failed validation or incomplete materials, the applicant must
address the reason for the failed validation, as described in the email
notice, and resubmit before the submission deadline. If making a
resubmission for any reason, applicants must include all original
attachments regardless of which attachments were updated and check the
box on the supplemental form indicating this is a resubmission.
Applicants are encouraged to begin the process of registration on
the GRANTS.GOV site well in advance of the submission deadline.
Registration is a multi-step process, which may take several weeks to
complete before an application can be submitted. Registered applicants
may still be required to update their registration before submitting an
application. Registration in SAM is renewed annually and persons making
submissions on behalf of the Authorized Organization Representative
(AOR) must be authorized in GRANTS.GOV by the AOR to make submissions.
5. Funding Restrictions
Funds under the ICAM Pilot Program may be used for capital
expenditures only. Funds under the HSCR Program may be used for
operating or capital expenditures that are tied to the locally
developed Coordinated Public Transit-Human Services Transportation
Plan.
6. Other Submission Requirements
The FTA encourages applicants to identify scaled funding options in
case insufficient funding is available to fund a project at the full
requested amount. If an applicant indicates that a project is scalable,
the applicant must provide an appropriate minimum funding amount that
will fund an eligible project that achieves the objectives of the
program and meets all relevant program requirements. The applicant must
provide a clear explanation of how a reduced reward would affect the
project budget. The FTA may award a lesser amount whether the applicant
provides a scalable option.
E. Application Review Information
1. Project Evaluation Criteria
i. Innovative Coordinated Access and Mobility Pilot Program
Each application submitted for the ICAM Pilot Program must include:
(1) A detailed description of the project; (2) an identification of all
project partners (if any) and their specific role in the eligible
project; (3) specific performance measures the project will use to
quantify actual outcomes against expected outcomes; and (4) a
description of how the project will:
Improve local coordination or access to coordinated
transportation services;
reduce duplication of service, if applicable; and
provide innovative solutions in the State or community.
The FTA will evaluate proposals submitted according to the
following criteria: (a) Demonstration of need; (b) demonstration of
benefits; (c) planning and partnerships; (d) local financial
commitment; (e) project readiness; and (f) technical, legal, and
financial capacity. Each applicant is encouraged to demonstrate the
responsiveness of a project to all criteria with the most relevant
information that the applicant can provide, regardless of whether such
information has been specifically requested or identified in this
notice.
a. Demonstration of Need
The FTA will evaluate proposals based on how the proposed project
will address the need or challenges to improving coordination of
transportation services and non-emergency medical transportation
services. The FTA will consider both the scope of the overall need or
challenge, and the size of the specific segment of the population
served by the proposed project.
b. Demonstration of Benefits
The FTA will evaluate proposals on the benefits provided by the
proposed project. Benefits will be tied to the ICAM program's goals of
increased access to care, improved health outcomes, and reduced
healthcare costs. Benefits identified in the proposals will be
evaluated at both the individual level, and that of the local health
and transportation providers. Proposals will be judged on the extent to
which the proposed project demonstrates a benefit to the transportation
need or challenge to mobility and healthcare access demonstrated above.
Projects will be evaluated on the ability of the proposed project to
yield data demonstrating impacts on the goals of FTA's ICAM Program: To
increase access to care; improve health outcomes; and reduce healthcare
costs. Proposals must show that the applicant will be able to provide
impact data during and after the pilot project. FTA will conduct an
independent evaluation of the demonstration grant. At various points in
the deployment process and at the end of the pilot project, the
recipient will be asked by FTA, or its designee, to provide performance
measures required to conduct this evaluation. FTA requires each
applicant to submit the performance data on a quarterly basis. This
data will be used by FTA to produce the required Annual Report to
Congress that contains detailed description of the activities carried
out under the pilot program, and an evaluation of the program,
including an
[[Page 46538]]
evaluation of the performance measures described.
c. Planning and Partnerships
Applicants must describe the eligible project and outline project
partners and their specific role in the project--including private and
nonprofit entities involved in the coordination of nonemergency medical
transportation services for the transportation disadvantaged.
Applicants must include a description of how the eligible project
would: (1) Improve local coordination or access to coordinated
transportation service; (2) reduce duplication of service, if
applicable; and (3) provide innovative solutions in the State and/or
community. Applicants should provide evidence of strong commitment from
key partners, including letters of support from relevant local
stakeholders. An eligible recipient may submit an application in
partnership with other entities that intend to participate in the
implementation of the project. Any changes to the proposed partnerships
will require FTA's advance approval and must be consistent with the
scope of the approved project.
d. Local Financial Commitment
Applicants must identify the source of the local share and describe
whether such funds are currently available for the project or will need
to be secured if the project is selected for funding. The FTA will
consider the availability of the local share as evidence of local
financial commitment to the project. In addition, an applicant may
propose a local share that is greater than the minimum requirement or
provide documentation of previous local investment in the project as
evidence of local financial commitment.
e. Project Readiness
The FTA will evaluate the project on the proposed schedule and the
applicant's ability to implement it. Applicants should indicate the
short-term, mid-range, and long-term goals for the project. Applicants
also must describe how the project will help the transportation
disadvantaged and improve the coordination of transportation services
and non-emergency medical transportation services, such as the
deployment of coordination technology, projects that create or increase
access to community One-Call/One-Click Centers, mobility management,
etc. Proposals must provide specific performance measures the eligible
project will use to quantify actual outcomes against expected outcomes.
The FTA will evaluate the project on the extent to which it was
developed inclusively, incorporating meaningful involvement from key
stakeholders including consumer representatives of the target groups
and providers from the healthcare, transportation, and human services
sectors, among others. The applicant must show significant, ongoing
involvement of the project's target population.
f. Technical, Legal and Financial Capacity
The FTA will evaluate proposals on the capacity of the lead agency
and any partners to successfully execute the pilot effort. The
applicant should have no outstanding legal, technical, or financial
issues that would make this a high-risk project. The FTA will evaluate
each proposal (including the business plan, financial projections, and
other relevant data) for feasibility and longer-term sustainability of
both the pilot project as well as the proposed project at full
deployment. It is FTA's intent to select projects with a high
likelihood of long-term success and sustainability.
ii. Human Services Coordination Research Program
Each application for the HSCR Program must include a statement of
purpose detailing: (1) The need being addressed; (2) the short- and
long-term goals of the project, including opportunities for future
innovation and development and benefits to riders of public
transportation; (3) how the project will improve public transportation
service for seniors, individuals with disabilities, and low-income
individuals; and (4) the short- and long-term funding requirements to
complete the project and any future objectives of the project.
FTA will evaluate proposals submitted according to the following
criteria: (a) Demonstration of need; (b) demonstration of benefits; (c)
coordination, planning and partnerships; (d) local financial
commitment; (e) project readiness; and (f) technical, legal and
financial capacity. The FTA encourages each applicant to demonstrate
how a project supports all criteria with the most relevant information
the applicant can provide, regardless of whether such information has
been specifically requested or identified in this notice.
a. Demonstration of Need
The FTA will evaluate proposals based on how the proposed project
will address the need for or challenges to improving coordination of
transportation services as outlined in the implementation strategy of a
locally developed, Coordinated Public Transit-Human Services
Transportation Plan. The FTA will consider both the scope of the
overall need or challenge, and the size of the specific segment of the
population served by the proposed project.
b. Demonstration of Benefits
The FTA will evaluate proposals on the benefits provided by the
proposed project. The FTA will judge proposals based on how much the
proposed project will benefit the implementation of the coordination
activity and enhance transportation services for the targeted
population. The HSCR Program provides an opportunity for communities to
put into practice new and innovative ideas, practices, and approaches
that address the overall coordination goals of the CCAM at the local
level. The FTA will evaluate how the project supports the following
goals:
1. Implementing new and innovative strategies to increase human
services transportation through interagency cooperation;
2. improving access to cost-effective transportation services; and
3. encouraging enhanced access to transportation resources.
Proposals must show that the applicant will be able to provide
impact data during and at the conclusion of the project. FTA will
conduct an independent evaluation of the demonstration grant. At
various points in the deployment process and at the end of the pilot
project, the recipient will be asked by FTA, or its designee, to
provide performance measures required to conduct this evaluation. FTA
requires each applicant to submit the performance data on a quarterly
basis. This data will be used by FTA to produce the required Annual
Report to Congress that contains detailed description of the activities
carried out under the program, and an evaluation of the program,
including an evaluation of the performance measures described.
c. Demonstration of Coordination, Planning, and Partnerships
Applicants must describe the eligible project and outline project
partners and their specific role in the project. This includes private
and nonprofit entities involved in the coordination of human services
transportation services for the transportation disadvantaged.
Applicants should describe how the eligible project would provide more
effective and efficient public transportation service for:
1. Seniors;
2. individuals with disabilities; and
3. low-income individuals.
[[Page 46539]]
Applicants must provide evidence of strong commitment from key
partners, including letters of support from participating human
services agencies and all other relevant local stakeholders. An
eligible recipient may submit an application in partnership with other
entities that intend to participate in the implementation of the
project. Any changes to the proposed partnerships will require FTA's
advance approval and must be consistent with the scope of the approved
project.
d. Demonstration of Coordination, Planning, and Partnerships
Applicants must identify the source of the local share and describe
whether such funds are currently available for the project or will need
to be secured if the project is selected for funding. The FTA will
consider the availability of the local share as evidence of local
financial commitment to the project. In addition, an applicant may
propose a local share that is greater than the minimum requirement or
provide documentation of previous local investment in the project as
evidence of local financial commitment.
e. Project Readiness
The FTA will evaluate the proposed schedule and the applicant's
ability to implement it. Applicants should indicate the short-term,
mid-range, and long-term goals for the project. Applicants should also
describe how the project will help the targeted populations and improve
the overall coordination of transportation services such as non-
emergency medical transportation services. This includes the deployment
of coordination technology, capital and operating efficiencies,
mobility management, etc. Proposals should provide specific performance
measures that the applicant will use to quantify actual outcomes
against expected outcomes. The FTA will evaluate the project proposal
based on how much the project is directly tied to a locally developed
Coordinated Public Transit-Human Services Transportation Plan. The
applicant must show significant, ongoing involvement of the project's
target population.
f. Technical, Legal and Financial Capacity
The FTA will evaluate the capacity of the lead agency and any
partners to successfully execute the research effort. There should be
no outstanding legal, technical, or financial issues with the applicant
that would make this a high-risk project. The FTA will evaluate each
proposal (including the business plan, financial projections, and other
relevant data) for feasibility and longer-term sustainability. It is
FTA's intent to select projects with a high likelihood of long-term
success, sustainability, and ability to be replicated in other
communities.
2. Review and Selection Process
In addition to other FTA staff that may review the proposals, a
technical evaluation committee will evaluate proposals based on the
published evaluation criteria. After applying the above preferences,
the FTA Administrator will consider the following key U.S. Department
of Transportation objectives:
Supporting economic vitality at the national and regional
level;
Utilizing alternative funding sources and innovative
financing models to attract non-Federal sources of infrastructure
investment;
Accounting for the life-cycle costs of the project to
promote the state of good repair;
Using innovative approaches to improve safety and expedite
project delivery; and
Holding grant recipients accountable for their performance
and achieving specific, measurable outcomes identified by grant
applicants.
Prior to making an award, FTA is required to review and consider
any information about the applicant that is in the Federal Awardee
Performance and Integrity Information Systems (FAPIIS) accessible
through SAM. An applicant may review and comment on information about
itself that a Federal awarding agency previously entered. The FTA will
consider any comments by the applicant, in addition to the other
information in FAPIIS, in making a judgment about the applicant's
integrity, business ethics, and record of performance under Federal
awards when completing the review of risk posed by applicants as
described in 2 CFR 200.205, Federal Awarding Agency Review of Risk
Posed by Applicants. FTA may consider geographic diversity, and/or the
applicant's receipt of other discretionary awards in determining the
allocation of program funds.
F. Federal Award Administration
1. Federal Award Notices
The FTA Administrator will announce the final project selections on
the FTA website. Project recipients should contact their FTA Regional
Office for additional information regarding allocations for projects
under each program.
At the time project selections are announced, FTA will extend pre-
award authority for the selected projects. There is no blanket pre-
award authority for these projects before announcement.
2. Award Administration
There is no minimum or maximum grant award amount; however, FTA
intends to fund as many meritorious projects as possible. The FTA will
only consider proposals from eligible recipients for eligible
activities. Due to funding limitations, projects selected for funding
may receive less than the amount originally requested. In those cases,
applicants must be able to demonstrate that the proposed projects are
still viable and can be completed with the amount awarded.
3. Administrative and National Policy Requirements
i. Pre-Award Authority
The FTA will issue specific guidance to recipients regarding pre-
award authority at the time of selection. The FTA does not provide pre-
award authority for competitive funds until projects are selected, and
there are Federal requirements that must be met before costs are
incurred. For more information about FTA's policy on pre-award
authority, please see the FY 2018 Apportionments Notice published on
July 16, 2018, at https://www.gpo.gov/fdsys/pkg/FR-2018-07-16/pdf/2018-14989.pdf.
ii. Grant Requirements
Selected applicants will submit a grant application through FTA's
electronic grant management system and adhere to the customary FTA
grant requirements. All competitive grants, regardless of award amount,
will be subject to the congressional notification and release process.
The FTA emphasizes that third-party procurement applies to all funding
awards, as described in FTA Circular 4220.1F, ``Third Party Contracting
Guidance.'' However, FTA may approve applications that include a
specifically identified partnering organization(s) (2 CFR 200.302(f)).
When included, the application, budget, and budget narrative should
provide a clear understanding of how the selection of these
organizations is critical for the project and give sufficient detail
about the costs involved.
iii. Planning
The FTA encourages applicants to engage the appropriate State
Departments of Transportation, Regional Transportation Planning
Organizations, or Metropolitan Planning Organizations in areas to be
served by the project funds available under these programs.
[[Page 46540]]
Additionally, project proposals should be directly tied to the locally
developed Coordinated Public Transit-Human Services Transportation
Plan.
iv. Standard Assurances
The applicant assures that it will comply with all applicable
Federal statutes, regulations, executive orders, FTA circulars, and
other Federal administrative requirements in carrying out any project
supported by the FTA grant. The applicant acknowledges that it is under
a continuing obligation to comply with the terms and conditions of the
grant agreement issued for its project with FTA. The applicant
understands that Federal laws, regulations, policies, and
administrative practices might be modified from time to time and may
affect the implementation of the project. The applicant agrees that the
most recent Federal requirements will apply to the project unless FTA
issues a written determination otherwise. The applicant must submit the
Certifications and Assurances before receiving a grant if it does not
have current certifications on file.
v. Reporting
Post-award reporting requirements include submission of Federal
Financial Reports and Milestone Progress Reports in FTA's electronic
grants management system. An independent evaluation of the pilot
program or research grant may occur at various points in the deployment
process and at the end of the pilot project. In addition, FTA is
responsible for producing an Annual Report to Congress that compiles
evaluations of selected projects, including an evaluation of the
performance measures identified by the applicants. All applicants must
develop an evaluation plan to measure the success or failure of their
projects and to describe any plans for broad-based implementation of
successful projects. The FTA may request data and reports to support
the independent evaluation and annual report.
G. Federal Awarding Agency Contact
For questions about applying for each of the programs outlined in
this notice, please contact the Program Manager, Kelly Tyler, at
Federal Transit Administration, phone: (202) 366-3102, fax: (202) 366-
3475, or email, [email protected]. A TDD is available at 1-800-877-
8339 (TDDFIRS). Additionally, you may visit FTA's website for this
program at https://www.transit.dot.gov/funding/grants/enhanced-mobility-seniors-individuals-disabilities-section-5310. To ensure that
applicants receive accurate information about eligibility or the
program, applicants are encouraged to contact FTA directly with
questions, rather than through intermediaries or third parties. FTA
staff may also conduct briefings on the FY 2018 competitive grants
selection and award process upon request.
Issued in Washington, DC.
K. Jane Williams,
Acting Administrator.
[FR Doc. 2018-19897 Filed 9-12-18; 8:45 am]
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