Payment, Filing, and Service Procedures, 42852-42858 [2018-18342]
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42852
Federal Register / Vol. 83, No. 165 / Friday, August 24, 2018 / Proposed Rules
SURFACE TRANSPORTATION BOARD
49 CFR Parts 1002, 1012, 1104, 1110,
1111, 1113, 1130, 1132, 1150, 1152,
1155, 1182, 1244, 1312, and 1313
[Docket No. EP 747]
Payment, Filing, and Service
Procedures
Surface Transportation Board.
Notice of proposed rulemaking.
AGENCY:
ACTION:
The Surface Transportation
Board (Board) proposes to modify its
rules pertaining to certain payment,
filing, and service procedures. Many of
these rules are outdated and do not
reflect current technology. As explained
in this notice of proposed rulemaking
(NPRM), the Board proposes updating
its regulations relating to methods of
payment, filing procedures, electronic
service of Board decisions, and fees for
copying, printing, and related services.
The proposed updates are intended to
promote increased use of electronic
filing and payment systems and result
in cost savings to both the Board and the
public, while enhancing the
accessibility of information relating to
proceedings and functions of the Board.
DATES: Comments are due by September
24, 2018.
ADDRESSES: Comments may be
submitted either via the Board’s e-filing
format or in paper format. Any person
using e-filing should attach a document
and otherwise comply with the
instructions found on the Board’s
website at ‘‘www.stb.gov’’ at the ‘‘E–
FILING’’ link. Any person submitting a
filing in paper format should send an
original and 10 paper copies of the filing
to: Surface Transportation Board, Attn:
Docket No. EP 747, 395 E Street SW,
Washington, DC 20423–0001. Written
comments and replies will be posted on
the Board’s website and can also be
obtained by contacting the Office of
Public Assistance, Governmental
Affairs, and Compliance (OPAGAC) at
RCPA@stb.gov or (202) 245–0238.
FOR FURTHER INFORMATION CONTACT:
Sarah Fancher, (202) 245–0355.
Assistance for the hearing impaired is
available through Federal Information
Relay Service (FIRS) at (800) 877–8339.
SUPPLEMENTARY INFORMATION: The Board
proposes to modify and update its rules
pertaining to certain payment, filing,
and service procedures. The Board
proposes to update these rules pursuant
to a recommendation of its Regulatory
Reform Task Force (RRTF), which was
established to comply with the spirit of
Executive Order 13,777. The RRTF’s
mission is to identify Board rules and
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SUMMARY:
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practices that are burdensome,
unnecessary, or outdated and to
recommend how they should be
addressed. See Regulatory Reform Task
Force, EP 738 (STB served June 20,
2017). In a status report issued in May
2017, the RRTF identified the Board’s
payment and filing procedures as a
potential area for reform and, following
stakeholder input, recommended in its
November 2017 status report that the
Board update procedural and filing
rules that are in need of modernization.1
As explained further below, the Board
proposes changes relating to methods of
payment, filing procedures, electronic
service of Board decisions, and fees for
copying, printing, and related services.
Methods of Payment.
a. Filing Fees (Generally Applicable)
Currently, the Board’s generally
applicable regulation on filing fees
provides that fees may be paid in one
of the following manners: By billing
account, check, money order, or credit
card. 49 CFR 1002.2(a). That regulation
further provides that, except as
specified in section 1002.2, all filing
fees are payable at the time and place
that the document is tendered for filing.
49 CFR 1002.2(a)(1).
The Board proposes two
modifications to its generally applicable
filing fee regulation at 49 CFR 1002.2.
First, the Board proposes to add an
electronic payment option at 49 CFR
1002.2(a). The electronic payment
option would be a convenient and quick
method for the payment of fees to the
Board and would facilitate increased
use of electronic filing (e-filing) as
described below in the discussion of
filing procedures.
The Board would implement
electronic payment through Pay.gov, a
website operated by the Department of
Treasury and used by many federal
agencies.2 The Pay.gov service is a ‘‘fast
way to make secure electronic
payments’’ to various federal
agencies.3 Pay.gov currently allows
payment through the following four
methods, all of which the Board would
accept: Bank accounts, credit cards,
debit cards with a MasterCard or Visa
logo, and digital wallet.4 As discussed
1 These status reports can both be accessed on the
Board’s website at https://www.stb.gov/stb/about/
RRTF.html.
2 The Board may revise its electronic payment
processing system in the future as new payment
methods become available.
3 Pay.gov, https://www.pay.gov/public/home (last
visited May 2, 2018.)
4 For more information on Pay.gov’s methods of
payment and limits on the maximum dollar
amounts allowed for each method of payment, see
https://www.pay.gov/WebHelp/HTML/about.html,
and click on ‘‘About Payments.’’
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below in the section on filing
procedures, parties filing pleadings
electronically would be required to
submit payments electronically, and all
other filers would be encouraged to do
so. A link to Pay.gov would be available
on the Board’s website. In addition, the
Pay.gov website would have a page for
the Board, with links to make user fee
payments.5 Once filers access the
Board’s page on the Pay.gov website,
specific instructions for processing
payments would be provided.
Second, the Board proposes to
eliminate the options of using billing
accounts and making payments by
credit card directly to the Board,
although, as noted, parties will still be
able to make credit card payments using
Pay.gov.6 Given the availability of
electronic payments, billing accounts
and payment by credit card directly to
the Board are no longer necessary or
efficient. These proposed changes
would provide filers with a modern,
efficient payment option, and, as
described below, facilitate the increased
use of electronic filing. In addition, the
changes would ensure more timely
payments of the Board’s various fees,
would provide a more secure method of
payment, and would simplify the
Board’s accounting procedures. Under
the proposed rules, those that have
previously used accounts or paid by
credit card directly to the Board would
have the option of using the Board’s
electronic payment option (described
above) or any of the Board’s remaining
payment methods (check or money
order).
b. Filing Fees for Recordations
The Board currently accepts payments
associated with recordations of security
interests 7 in the same manner as noted
above: By billing account, check, money
order, or credit card. See 49 CFR
1002.2(a) (filing fees for documents
submitted for recording may be charged
to accounts); see also 49 CFR 1177.3.
The Board proposes to modify this
practice and the language at section
5 The Pay.gov website lists all agencies that accept
payments on Pay.gov and provides a link for forms
to make various payments.
6 The Board’s regulations at 49 CFR 1002.1(h)
state that the Board also accepts ‘‘currency . . . in
accordance with 49 CFR 1002.2(a)(3).’’ However,
§ 1002.2(a)(3) provides that fees are to be paid by
check or money order ‘‘payable in United States
currency.’’ Therefore, to resolve this inconsistency,
the Board proposes to remove ‘‘currency’’ from
§ 1002.1 to conform to § 1002.2(a).
7 See 49 U.S.C. 11301(a) (requiring a security
interest in ‘‘vessels, railroad cars, locomotives, or
other rolling stock, or accessories used on such
railroad cars, locomotives, or other rolling stock
(including superstructures and racks), intended for
a use related to interstate commerce’’ to be filed
with the Board to perfect the security interest).
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Federal Register / Vol. 83, No. 165 / Friday, August 24, 2018 / Proposed Rules
1002.2(a) to be consistent with the
proposed changes described above.
Although recordations can already be
submitted to the Board through e-filing,
these proposed changes are necessary
for the Board to eliminate entirely the
options of billing accounts and credit
cards in order to simplify the Board’s
accounting procedures. As discussed
below in the section on filing
procedures, parties filing recordations
electronically would be required to
submit payments electronically; parties
filing recordations in paper form would
be encouraged to submit payments
electronically as well.
c. Filing Fees for Water Carrier Tariffs
and Contract Summaries
The Board’s regulations also establish
the method of payment for filing water
carrier tariffs and contract summaries.
Specifically, the tariff or contract
summary must be accompanied by the
filing fee, the account number to be
billed, or the credit card to be charged.
49 CFR 1312.4(a)(2)(iii), section
1313.4(a)(3)(iii); see also 49 CFR
1002.2(a) (filing fees for tariffs and
contract summaries may be charged to
accounts); section 1002.2(b) (providing
that the Board may reject a tariff filing
filed without the fee if the filer
repeatedly fails to submit the
appropriate fee).
The Board proposes to make changes
to these regulations to correspond to the
changes described above that are being
proposed for section 1002.2. The
proposed regulations would eliminate
the option of and references to billing
accounts and payment by credit card
directly to the Board, and would add an
option of electronic billing through
Pay.gov.8 Although both water carrier
tariffs and contract summaries are often
already submitted electronically to the
Board,9 these changes are necessary for
the Board to eliminate entirely the
options of billing accounts and credit
cards in order to simplify the Board’s
accounting procedures.
Filing Procedures
a. E-Filing
The Board is also proposing changes
to increase the use of e-filing. The
Board’s current filing procedures for
pleadings, found at 49 CFR 1104.1 and
described in more detail on the Board’s
website,10 prohibit e-filing in three
circumstances: (1) Initial filings in a
proceeding; (2) any filings (except
recordations) 11 with associated fees;
and (3) large filings in excess of 100
megabytes. If paper filings are
submitted, the original and 10 copies
must generally be submitted to the
Board,12 along with any required
payment in the manner prescribed by 49
CFR 1002.2. The first and second of
these limitations exist to allow the
Board to confirm payment before it
accepts a filing, while the third
limitation exists due to file size
limitations in the Board’s e-filing
program.
Under the proposal, e-filing would be
permitted for all pleadings and
recordations (100 megabytes or less).
The proposed rules at section 1002.2(a)
would require that any fees associated
with e-filings be paid electronically,
allowing the Board to confirm payment
via its electronic payment processer
when it receives an e-filing. These
modifications would eliminate the need
to require paper filings for initial
pleadings and fee-related pleadings that
are e-filed. The proposed rules at
section 1104.1 would also be revised to
reflect that change, and would direct
filers to the Board’s website for details
regarding permissible formats,
acceptable signature formats, and other
information. However, the Board would
continue to require that large filings in
excess of 100 megabytes be filed in
paper form at this time. The Board may
also require alternative filing procedures
in particular cases.
To utilize e-filing, a filer would first
pay any required fee via electronic
payment on the Pay.gov website. Once
the payment has been submitted, a
confirmation email from Pay.gov would
be sent containing a unique transaction
number. The filer then would go to the
Board’s e-filing website to submit a
filing. Once the filer has logged in, there
would be a field for the filer to enter the
transaction number received from
Pay.gov and, if applicable, note that a
10 Procedures
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8 The
Board would also update an obsolete
address at 49 CFR 1312.4, as well as an obsolete
address and telephone number at 49 CFR 1012.2(a)
and § 1012.3(b)(5). The Board also proposes to
remove obsolete language in 49 CFR 1132.1.
9 This decision does not propose to change how
water carrier tariffs and contract summaries are
currently submitted to the Board; rather, it would
change only the available methods of payment.
Persons who wish to pay the relevant fee using
Pay.gov would, under this proposal, provide the
transaction number (as described below in the
section E-Filing) with their submission.
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regarding filing and payment can be
found on the Board’s website at www.stb.gov under
the tab ‘‘E-Filing,’’ and also under the tab ‘‘Public
Information’’ and then ‘‘Resources.’’ Under this
proposal, the Board’s website would continue to
contain relevant filing and payment information.
11 In addition to pleadings, recordations are
currently submitted via e-filing. See 49 CFR 1177.2
(documents to be recorded may be submitted ‘‘via
the Board’s website’’).
12 The Board’s regulations at 49 CFR 1104.3(a)
require 10 copies, unless otherwise specifically
directed by another Board regulation or notice in an
individual proceeding.
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fee waiver is being requested.13 This
transaction number would ensure that
the Board can match the payment with
the e-filing. If no payment is associated
with the filing, the filer would check a
box to indicate either that no fee is
required or that a fee waiver has been
requested. The filer must either enter
the transaction number or check the box
to complete submission of a filing. After
the transaction number has been entered
or the box has been checked, the filer
would complete the form and attach the
document for e-filing. Once the filing is
submitted, a confirmation email would
be sent to the filer, as is currently done.
E-filing would not be mandatory, but
parties making paper filings would be
encouraged to also use the Board’s
electronic payment processor. Paper
filers using the electronic payment
processing option should note the
transaction number they receive from
Pay.gov and provide it to the Board with
their paper filing or when
communicating with Board staff
regarding payment of fees.
Although many practitioners already
make use of the Board’s e-filing system,
these proposed changes are intended to
promote increased use of e-filing and
result in cost savings to both
practitioners and the Board.
b. Paper Filing
Because the paper filing option would
still be available, the Board also
proposes to modify its requirements for
paper filers to reduce the burden on
those filers. The Board’s general
provision on copies, found at 49 CFR
1104.3(a), requires 10 copies of paper
filings, unless otherwise specifically
directed by another Board regulation.
Various other provisions of the
regulations require a different number of
copies.14 The Board proposes to
harmonize its rules by eliminating the
requirements to file extra copies of
paper filings. Instead, paper filers
generally would be required to file only
the original paper filing. However, the
Board would reserve the right to direct
filers (including those who e-file) to
provide paper copies of filings when
13 The Board also proposes to clarify its
regulations regarding fee waivers at 49 CFR
1002.2(b), with the following language: If a filer
requests a fee waiver but does not submit the
appropriate fee, the filing is held for processing
until a determination has been made on the fee
waiver request. If the filer requests a fee waiver and
submits the appropriate fee, the filing is accepted
and the Board refunds the fee or a portion thereof
if the fee waiver is ultimately granted.
14 See 49 CFR 1012.6(a); 1110.2; 1110.6; 1111.3;
1111.4(c); 1113.7(e); 1113.13; 1130.1; 1130.2(f);
1132.1(d); 1150.10; 1150.16; 1152.21; 1152.22(i);
1152.24(a); 1152.25; 1155.23(c)(1)–(3); 1182.7(e)(2);
1182.8(b); 1244.9(d)(3)(ii), (e)(2), (g)(3); 1312.4;
1313.4; and 1313.10(a)(7), (a)(8)(v).
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necessary. Because of the voluminous
nature of filings in merger proceedings,
the Board would keep the current
requirement regarding the number of
paper copies in those regulations (49
CFR 1180.4).
The Board also proposes to modify its
regulations at 49 CFR 1104.3(b) which
governs electronic submissions
accompanying paper filings. First, the
Board proposes to modify the
regulations to eliminate the requirement
that electronic versions of pleadings that
are 20 or more pages be submitted on
compact discs or 3.5-inch floppy
diskettes. See 49 CFR 1104.3(b)(1),
(b)(3), (b)(4). Instead, the proposed
regulations would require such filings to
be accompanied by electronic versions,
and would direct filers to the Board’s
website for information on how to
provide those electronic versions.15
Such a change would allow the Board
to more easily keep filing requirements
consistent with evolving technology and
software. For the same reason, the Board
proposes to revise the outdated
requirements at 49 CFR 1104.3(b)(2)
regarding the submission of evidence or
workpapers consisting of mathematical
computations by directing filers to the
Board’s website or the procedural orders
in the case for instructions on the
proper formatting for such evidence.
Electronic Service (E-Service) of Board
Decisions
With the same objective of updating
and streamlining Board procedures, the
Board also proposes new procedures
regarding service of decisions.16
Currently, the Board mails paper copies
of its decisions to parties on the service
list for each case, incurring costs for
mailing and associated resources, and
also delaying what could otherwise be
more immediate notification to service
list participants. Under the proposal,
Board decisions would be served by
email to those who consent to e-service,
thereby streamlining the current
process. It is anticipated that the Board
would serve decisions by email
immediately following posting of
decisions on the Board’s website,
allowing participants to receive more
expeditious notification of decisions
than with paper service. As discussed
below, paper service of Board decisions
would still be used for those parties
who do not consent to e-service.
Under this proposal, parties that
provide an email address to the Board
15 At this time, electronic versions would be
accepted by email, compact disc, or USB flash
drive.
16 The new procedures would not affect the
Board’s rules regarding parties’ service of their
filings on other parties.
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when making a filing would be deemed
to have consented to e-service of
decisions in one of two ways. First, a
party making an e-filing in a proceeding
would also be consenting to e-service in
that proceeding. The email address(es)
provided in the required field in the efiling form would be included on the
service list on behalf of that party for the
proceeding. This field in the e-filing
form would allow an e-filer to enter
multiple email addresses on behalf of
that party as e-service recipients.
Second, a party who makes a paper
filing and includes an email address(es)
on such filings would also be deemed to
consent to e-service in the proceeding in
which the filing was made unless the
party opts out. The Board would send
such paper filers a letter informing them
that the email address(es) on the filing
would be used on the service list unless
the filer opts out, and verifying that the
email address(es) provided is correct.
The email addresses used by the
Board for e-service would be listed on
the public service list for each
proceeding. Filers should be aware,
however, that, at this time, consent for
e-service would be proceeding-specific
and not filer-specific. Thus, the
inclusion of an email address on one
service list would not mean that the
email address will automatically appear
on a service list for a different
proceeding in which they are
participating.
The Board would continue to send
paper copies of Board decisions as a
backup to e-service during the early
stages of e-service implementation. The
Board expects that this transitional dual
service period would last for up to three
months after the effective date of any
final rule.
The Board would treat proceedings
that are open at the time the rule
becomes effective as follows. Email
addresses that were previously provided
by service list participants when filing
(including when e-filing) would not
automatically be used for e-service.
However, consistent with the
procedures explained above, after the
effective date of this rule, a party’s email
address would be added to the e-service
list if the party: (1) Utilizes e-filing, or
(2) does not opt out of e-service after
making a paper filing that includes an
email address.
Fees for Copying, Printing, and Related
Services
The Board is proposing to update and
clarify its fees for copying, printing, and
related services found at 49 CFR 1002.1.
These changes would reduce costs to
the public, simplify the fees and
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associated accounting of such fees, and
update obsolete or incorrect references.
The proposed regulations would
reduce the charge for copying and
printing tariffs, reports, and other public
documents at 49 CFR 1002.1(d) from
$1.50 per letter or legal size exposure
with a $7.50 minimum to $0.25 per
letter or legal size exposure. There
would be no charge for the first 100
pages of copying or printing, which
would be consistent with current
Freedom of Information Act (FOIA)
regulations at section 1002.1(g) that
exclude charges for the first 100 pages
for certain categories of users.17 The
same reduced charge of $0.25 per page
would also apply to copying and
printing documents not considered
public under FOIA at current 49 CFR
1002.1(g)(7).
In addition, the Board is proposing to
eliminate current 49 CFR 1002.1(f) and
(g)(8), governing search and copying
services requiring computer processing,
which are obsolete and outdated.
Administrative Procedure Act and
Regulatory Flexibility Act
Because these proposed revisions
relate to rules of agency organization,
procedure, or practice, they are not
subject to the provisions of the
Administrative Procedure Act (APA)
requiring notice and opportunity for
public comment. See 5 U.S.C.
553(b)(3)(A). Because the Board has
determined that notice and comment are
not required under the APA for this
rulemaking, the requirements of the
Regulatory Flexibility Act, as amended
by the Small Business Regulatory
Enforcement Fairness Act of 1996, 5
U.S.C. 601–612, do not apply.
Nevertheless, the Board has determined
that it would be useful to publish these
proposed rule changes for notice and
comment before adoption.
It is ordered:
1. Comments are due by September
24, 2018.
2. Notice of this decision will be
published in the Federal Register.
3. This decision is effective on its date
of service.
List of Subjects
49 CFR Part 1002
Administrative practice and
procedure, Common carriers, Freedom
of information.
49 CFR Part 1012
Sunshine Act.
17 The proposed exclusion for the first 100 pages
under section 1002.1(d) would apply to all users.
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49 CFR Part 1104
Administrative practice and
procedure.
PART 1002—FEES
1. The authority citation for part 1002
is revised to read as follows: 5 U.S.C.
552(a)(4)(A), (a)(6)(B), and 553; 31
U.S.C. 9701; and 49 U.S.C. 1321.
Section 1002.1(f)(11) is also issued
under 5 U.S.C. 5514 and 31 U.S.C. 3717.
■ 2. Amend § 1002.1 as follows:
■ a. Revise paragraph (d);
■ b. Amend paragraph (e) by removing
the words ‘‘Room 1200,’’;
■ c. Remove paragraph (f), redesignate
paragraphs (g) through (i) as paragraphs
(f) through (h);
■ d. Revise newly redesignated
paragraph (f)(7);
■ e. Remove newly redesignated
paragraph (f)(8), redesignate paragraphs
(f)(9) through (f)(14) as (f)(8) through
(f)(13); and
■ f. Revise newly redesignated
paragraph (g);
The revisions read as follows:
■
49 CFR Part 1110
Administrative practice and
procedure.
49 CFR Part 1111
Administrative practice and
procedure, Investigations.
49 CFR Part 1113
Administrative practice and
procedure.
49 CFR Part 1130
Administrative practice and
procedure.
49 CFR Part 1132
Administrative practice and
procedure.
49 CFR Part 1150
Administrative practice and
procedure, Railroads.
§ 1002.1 Fees for records search, review,
copying, certification, and related services.
*
49 CFR Part 1152
Administrative practice and
procedure, Railroads, Reporting and
recordkeeping requirements, Uniform
System of Accounts.
49 CFR Part 1155
Administrative practice and
procedure, Railroads, Waste treatment
and disposal.
49 CFR Part 1182
Administrative practice and
procedure, Motor carriers.
49 CFR Part 1244
Freight, Railroads, Reporting and
recordkeeping requirements.
49 CFR Part 1312
Freight forwarders, Maritime carriers,
Motor carriers, Moving of household
goods, Pipelines, Railroads.
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49 CFR Part 1313
Administrative practice and
procedure, Agricultural commodities,
Forests and forest products, Railroads.
Decided: August 20, 2018.
By the Board, Board Member Begeman and
Miller.
Marline Simeon,
Clearance Clerk.
For the reasons set forth in the
preamble, the Surface Transportation
Board proposes to amend parts 1002,
1012, 1104, 1110, 1111, 1113, 1130,
1132, 1150, 1152, 1155, 1182, 1244,
1312, and 1313 of title 49, chapter X, of
the Code of Federal Regulations as
follows:
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*
*
*
*
(d) Copies or computer printouts of
tariffs, reports, and other public
documents, at the rate of $.25 per letter
or legal size exposure, only after the first
100 pages, with a minimum charge of
$7.50. Copies of electronic records,
audiovisual materials, or other forms of
data are available at the actual cost of
duplication or transcription.
(f) * * *
(7) The fee for copies or computer
printouts shall be $.25 per letter or legal
size exposure, with a minimum charge
of $7.50. Copies of electronic records,
audiovisual materials, or other forms of
data are available at the actual cost of
duplication or transcription.
*
*
*
*
*
(g) Fees for services described in
paragraph (a) through (f) of this section
may be paid by check, money order, or
through the Board’s electronic payment
system in accordance with 49 CFR
1002.2(a)(2).
*
*
*
*
*
■ 3. Amend § 1002.2 as follows:
■ a. Amend paragraph (a)(1) by
removing the last sentence;
■ b. Remove paragraph (a)(2);
■ c. Redesignate paragraph (a)(3) as
paragraph (a)(2);
■ d. Revise newly redesignated
paragraph (a)(2); and
■ e. Revise paragraph (b);
The revisions read as follows:
§ 1002.2
Filing fees.
*
*
*
*
*
(a)(2) Filing fees for all e-filings must
be paid on the Board’s electronic
payment system found on the Board’s
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website. Filing fees for other filings may
be paid by the electronic payment
system, but will also be accepted
payable to the Surface Transportation
Board, by check payable in United
States currency drawn upon funds
deposited in a United States or foreign
bank or other financial institution,
money order payable in United States
currency.
(b) Any filing that is not accompanied
by the appropriate filing fee or a request
for waiver of the fee is deficient. If a filer
requests a fee waiver but does not
submit the appropriate fee, the filing is
held for processing until a
determination has been made on the fee
waiver request. If the filer requests a fee
waiver and submits the appropriate fee,
the filing is accepted and the Board
refunds the fee or a portion thereof if the
fee waiver is ultimately granted.
*
*
*
*
*
PART 1012—MEETINGS OF THE
BOARD
4. The authority citation for part 1012
continues to read as follows: 5 U.S.C.
552b(g), 49 U.S.C. 1301, 1321.
■
§ 1012.2
[Amended]
5. In § 1012.2(a), remove the words
‘‘located at 1925 K Street, NW,
Washington, DC’’.
■
§ 1012.3
[Amended]
6. In § 1012.3(b)(5), remove the
sentence ‘‘Unless otherwise specified,
that official will be the Board’s Public
Information Officer, whose telephone
number is (202) 275–7252.’’.
■ 7. In § 1012.6, revise paragraph (a) to
read as follows:
■
§ 1012.6 Petitions seeking to open or close
a meeting.
(a) The Board will entertain petitions
requesting either the opening of a
meeting proposed to be closed to the
public or the closing of a meeting
proposed to be open to the public. In the
case of a meeting of the Board, or a
Division or committee of the Board, a
petition shall be filed.
*
*
*
*
*
PART 1104—FILING WITH THE
BOARD-COPIES-VERIFICATIONSERVICE-PLEADINGS, GENERALLY
8. The authority citation for part 1104
continues to read as follows: 5 U.S.C.
553 and 559; 18 U.S.C. 1621; and 49
U.S.C. 1321.
■ 9. In § 1104.1, revise paragraph (e) to
read as follows:
■
§ 1104.1 Address, identification, and
electronic filing option.
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(e) Unless otherwise directed by the
Board, persons filing pleadings and
documents with the Board have the
option of electronically filing (e-filing)
pleadings and documents instead of
filing paper copies. Details regarding file
size limitations, permissible formats,
procedures to be followed, acceptable
signature formats, and other pertinent
information are available on the Board’s
website, www.stb.gov. If the e-filing
option is chosen, then the applicable
requirements will be those specified on
the Board’s website, and any
requirements of 49 CFR part 1104 that
specifically apply to filing of paper
copies will not apply to the e-filed
pleadings and documents (these
requirements include, but are not
limited to, stapling or binding
specifications, signature ‘‘in ink,’’ etc.).
Persons are not required to e-file and
may continue to use the Board’s
processes for filing paper copies.
■ 10. Revise § 1104.3 to read as follows:
§ 1104.3 Paper filings, electronic
submissions, and copies.
PART 1110—PROCEDURES
GOVERNING INFORMAL
RULEMAKING PROCEEDINGS
11. The authority citation for part
1110 continues to read as follows: 49
U.S.C. 1321.
■ 12. Amend § 1110.2 by revising
paragraph (c)(1) to read as follows:
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Opening of proceeding.
*
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(c) * * *
(1) Be submitted to the Chief, Section
of Administration, Office of
Proceedings, Surface Transportation
Board, Washington DC;
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[Amended]
13. Amend § 1110.6(a) by removing
the phrase ‘‘and one copy’’.
■
PART 1111—COMPLAINT AND
INVESTIGATION PROCEDURES
14. The authority citation for part
1111 continues to read as follows: 49
U.S.C. 10704, 11701, and 1321.
■ 15. In § 1111.4, revise the sixth
sentence and remove the seventh
sentence to read as follows:
■
§ 1111.4
[Amended]
* * * The complaint should be filed
with the Board together with an
acknowledgment of service by the
persons served or proof of service in the
form of a statement of the date and
manner of service, of the names of the
persons served, and of the addresses to
which the papers were mailed or at
which they were delivered, certified by
the person who made service.
■ 16. Amend § 1111.5 by revising
paragraph (c) to read as follows:
§ 1111.5
(a) The executed original of a paper
pleading or document permitted or
required to be filed under this
subchapter, including correspondence,
must be furnished for the use of the
Board. Textual submissions of 20 or
more pages must be accompanied by an
electronic version. Details regarding
electronic submissions, including
evidence, workpapers, and other
pertinent information are available on
the Board’s website, www.stb.gov.
(b) The Board may, at its discretion,
request paper copies of a pleading,
document, or paper filed or e-filed with
the Board. Any such copies must be
clear and legible. Appropriate notes or
other indications shall be used so that
matters shown in color on the original,
but in black and white on the copies,
will be accurately identified on all
copies.
§ 1110.2
§ 1110.6
Answers and cross complaints.
*
*
*
*
*
(c) Time for filing; copies; service. An
answer must be filed with the Board
within 20 days after the service of the
complaint or within such additional
time as the Board may provide. The
defendant must serve copies of the
answer upon the complainant and any
other defendants.
*
*
*
*
*
17. The authority citation for part
1113 continues to read as follows: 5
U.S.C. 559; 49 U.S.C. 1321.
■ 18. Amend § 1113.7 by revising the
first two sentences of paragraph (e) to
read as follows:
■
[Amended]
*
*
*
*
*
(e) Copies; service; replies. When a
petition for leave to intervene is
tendered at the hearing, sufficient
copies of the petition must be provided
for distribution to the parties
represented at the hearing. When a
petition for leave to intervene is not
tendered at the hearing, the petition
should be submitted to the Board
together with a certificate that service
has been made by petitioner. * * *
*
*
*
*
*
§ 1113.13
[Amended]
19. Amend § 1113.13 as follows:
a. Revise the section heading; and
b. Remove the last sentence of the
paragraph;
The revisions read as follows:
■
■
■
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Filing evidence subsequent to
*
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PART 1130—INFORMAL COMPLAINTS
20. The authority citation for part
1130 continues to read as follows: 49
U.S.C. 1321, 13301(f), 14709.
■ 21. Amend § 1130.1 by revising
paragraph (a) to read as follows:
■
§ 1130.1
When no damages sought.
(a) Form and content. Informal
complaint may be by letter or other
writing filed with the Board and will be
serially numbered as filed. The
complaint must contain the essential
elements of a formal complaint as
specified at 49 CFR 1111.1(a) and may
embrace supporting papers.
*
*
*
*
*
■ 22. Amend § 1130.2 by revising the
last sentence of paragraph (f) to read as
follows:
§ 1130.2
When damages sought.
*
*
*
*
*
(f) * * * Any petition for
reconsideration should be filed with the
Board.
*
*
*
*
*
PART 1132—PROTESTS REQUESTING
SUSPENSION AND INVESTIGATION
OF COLLECTIVE RATEMAKING
ACTIONS
23. The authority citation for part
1132 continues to read as follows: 49
U.S.C. 1321, 13301(f), and 13703.
■ 24. Amend § 1132.1 as follows:
■ a. Remove paragraph (c);
■ b. Redesignate paragraphs (d) and (e)
as (c) and (d);
■ c. Revise newly designated paragraph
(c);
■ d. Remove the last sentence of newly
designated paragraph (d);
The revisions read as follows:
■
PART 1113—ORAL HEARING
§ 1113.7
§ 1113.13
hearing.
§ 1132.1 Protest against collective ratemaking actions.
*
*
*
*
*
(c) Copies; service. Every protest or
reply filed under this section should be
directed to the attention of the Chief,
Section of Administration, Office of
Proceedings, Surface Transportation
Board. One copy of each protest or reply
filed under this section simultaneously
must be served upon the publishing
carrier or collective ratemaking
organization, and upon other persons
known by protestant to be interested.
*
*
*
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PART 1150—CERTIFICATE TO
CONSTRUCT, ACQUIRE, OR OPERATE
RAILROAD LINES
25. The authority citation for part
1150 continues to read as follows: 49
U.S.C. 1321(a), 10502, 10901, and
10902.
■
§ 1150.10
[Amended]
26. In § 1150.10:
a. In paragraph (b), remove the words
‘‘The original and 10 copies of the
application’’ and add in their place ‘‘An
application’’, and remove the words
‘‘application shall include’’ and add in
their place ‘‘application may include’’;
and
■ b. In paragraph (g), remove ‘‘(with 10
copies)’’.
■
■
§ 1150.16
[Amended]
27. In § 1150.16, remove the reference
to ‘‘(plus three copies)’’.
■
PART 1152—ABANDONMENT AND
DISCONTINUANCE OF RAIL LINES
AND RAIL TRANSPORTATION UNDER
49 U.S.C. 10903
28. The authority citation for part
1152 continues to read as follows: 11
U.S.C. 1170; 16 U.S.C. 1247(d) and
1248; 45 U.S.C. 744; and 49 U.S.C. 1301,
1321(a), 10502, 10903–10905, and
11161.
■
§ 1152.21
[Amended]
29. In § 1152.21, in the paragraph
beginning with, ‘‘Written comments and
protests, including all requests. . .’’,
remove the words ‘‘The original and 10
copies of all comments or protests’’ and
add in their place ‘‘Every comment or
protest’’.
■
§ 1152.22
[Amended]
30. In § 1152.22(i), in the paragraph
beginning with, ‘‘Written comments and
protests, including all requests. . .’’,
remove the words ‘‘The original and 10
copies of all comments or protests’’ and
add in their place ‘‘Every comment or
protest’’.
■ 31. Amend § 1152.24 by revising
paragraph (a) to read as follows:
■
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§ 1152.24
Filing and service of application.
(a) The application shall be filed with
the Chief, Section of Administration,
Office of Proceedings, Washington, DC
20423–0001. The application shall bear
the date and signature and shall be
complete in itself. The applicable filing
fee must be paid by check, money order,
or through the Board’s electronic
payment system (see 49 CFR part 1002).
If the applicant carrier is in bankruptcy,
the application shall also be filed on the
bankruptcy court.
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32. Amend § 1152.25 as follows:
a. Remove paragraph (c)(2);
b. Redesignate paragraphs (c)(3) to
(c)(4) as paragraphs (c)(2) to (c)(3).
■ c. Revise newly redesignated
paragraph (c)(3);
■ d. Revise paragraphs (e)(1)(iii), (4), (6),
and (7)(i);
The revisions read as follows:
■
■
■
§ 1152.25 Participation in abandonment or
discontinuance proceedings.
(c) * * *
(3) Replies or rebuttal to written
comments and protests shall be filed
and served by applicants no later than
60 days after the filing of the
application.
*
*
*
*
*
(e) * * *
(1) * * *
(iii) The applicability and
administration of the Trails Act [16
U.S.C. 1247(d)] in abandonment
proceedings under 49 U.S.C. 10903 (and
abandonment exemption proceedings),
issued pursuant to delegations of
authority at 49 CFR 1011.7(a)(2)(iv) and
(v), will be acted on by the entire Board
as set forth at 49 CFR 1011.2(a)(7). Any
appeals, and replies to appeals, under
this section must be filed with the
Board.
*
*
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*
(4) Petitions to reopen
administratively final actions. A person
may file with the Board a petition to
reopen any administratively final action
of the Board. A petition to reopen shall
state in detail the respects in which the
proceeding involves material error, new
evidence, or substantially changed
circumstances.
*
*
*
*
*
(6) Petitions to vacate. In the event of
procedural defects (such as the loss of
a properly filed protest, the failure of
the applicant to afford the public the
requisite notice of its proposed
abandonment, etc.), the Board will
entertain petitions to vacate the
abandonment or discontinuance
authorization. Any petitions to vacate
must be filed with the Board.
(7) * * *
(i) The filing of a petition to reopen
shall not stay the effect of a prior action.
Any petition to stay must be filed with
the Board.
*
*
*
*
*
PART 1155—SOLID WASTE RAIL
TRANSFER FACILITIES
33. The authority citation for part
1155 continues to read as follows: 49
U.S.C. 1321(a), 10908, 10909, 10910.
■
§ 1155.23
■
[Amended]
34. In § 1155.23:
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a. In paragraph (c)(1), remove the
sentence ‘‘An original and 10 copies of
each comment shall be filed with the
Board.’’;
■ b. In paragraph (c)(2), remove the
sentence ‘‘An original and 10 copies of
such comments shall be filed with the
Board.’’; and
■ c. In paragraph (c)(3), remove the
sentence ‘‘An original and 10 copies of
such replies shall be filed with the
Board.’’
■
PART 1182—PURCHASE, MERGER,
AND CONTROL OF MOTOR
PASSENGER CARRIERS
35. The authority citation for part
1182 continues to read as follows: 5
U.S.C. 559; 21 U.S.C. 862; and 49 U.S.C.
13501, 13541(a), 13902(c), and 14303.
■
§ 1182.7
[Amended]
36. In § 1182.7(e)(2), remove the
words ‘‘The original and 10 copies of
the’’ and add in their place ‘‘The’’.
■
§ 1182.8
[Amended]
37. Amend § 1182.8(b) by removing
paragraph (b) and redesignating
paragraphs (c) to (f) as paragraphs (b) to
(e).
■
PART 1244—WAYBILL ANALYSIS OF
TRANSPORTATION OF PROPERTY—
RAILROADS
38. The authority citation for part
1244 continues to read as follows:
49 U.S.C. 1321, 10707, 11144, 11145.
■
§ 1244.9
[Amended]
39. In § 1244.9:
a. In paragraph (d)(3):
i. In paragraph (i), insert the words
‘‘with the Director, Office of Economics,
Surface Transportation Board,
Washington, DC’’ at the end of the
sentence;
■ ii. Remove paragraph (ii); and
■ iii. Redesignate subparagraph (iii) as
subparagraph (ii).
■ b. In paragraph (e)(2), remove the
words ‘‘An original and 2 copies of the’’
and add in their place ‘‘The’’.
■ c. In paragraph (g)(3), remove the
words ‘‘An original and three (3) copies
of the’’ and add in their place ‘‘The’’.
■
■
■
PART 1312—REGULATIONS FOR THE
PUBLICATION, POSTING AND FILING
OF TARIFFS FOR THE
TRANSPORTATION OF PROPERTY BY
OR WITH A WATER CARRIER IN
NONCONTIGUOUS DOMESTIC TRADE
40. The authority citation for part
1312 continues to read as follows: 49
U.S.C. 1321(a), 13702(a), 13702(b) and
13702(d).
■
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[Amended]
41. In § 1312.4:
a. In paragraph (a)(1), remove ‘‘1925 K
Street, NW,’’;
■ b. In paragraph (a)(2)(iii), remove the
words ‘‘enclosed, the account number to
be billed, or the credit card to be
charged;’’ and add in their place
‘‘enclosed (pursuant to 49 CFR
1002.2(a)); and’’;
■ c. In paragraph (a)(2)(iv), remove the
words ‘‘numbers; and’’ and add in their
place ‘‘numbers.’’; and
■ d. Remove paragraph (a)(2)(v).
■
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44. In § 1313.10, revise paragraph
(a)(7) and remove paragraph (a)(8)(v) to
read as follows:
PART 1313—RAILROAD CONTRACTS
FOR THE TRANSPORTATION OF
AGRICULTURAL PRODUCTS
■
42. The authority citation for part
1313 continues to read as follows: 49
U.S.C. 1321(a) and 10709.
■ 43. In § 1313.4, revise paragraphs
(a)(3)(iii) and (iv), and remove
paragraph (a)(3)(v), to read as follows:
§ 1313.10 Procedures for complaints and
discovery.
■
§ 1313.4 Filing procedures and formats for
contract summaries.
(a) * * *
(3) * * *
(iii) The filing fee enclosed (pursuant
to 49 CFR 1002.2(a)); and
(iv) The transmittal number if the filer
utilizes transmittal numbers.
*
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(a) * * *
(7) Filings. If a complaint, petition, or
reply is filed in paper, it must be filed
with the Board in a package marked
‘‘Confidential Rail Contract Material’’. If
a complaint, petition, or reply is
electronically filed, it must be
designated as confidential in the Board’s
e-filing system.
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[FR Doc. 2018–18342 Filed 8–23–18; 8:45 am]
BILLING CODE 4915–01–P
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Agencies
[Federal Register Volume 83, Number 165 (Friday, August 24, 2018)]
[Proposed Rules]
[Pages 42852-42858]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2018-18342]
[[Page 42852]]
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SURFACE TRANSPORTATION BOARD
49 CFR Parts 1002, 1012, 1104, 1110, 1111, 1113, 1130, 1132, 1150,
1152, 1155, 1182, 1244, 1312, and 1313
[Docket No. EP 747]
Payment, Filing, and Service Procedures
AGENCY: Surface Transportation Board.
ACTION: Notice of proposed rulemaking.
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SUMMARY: The Surface Transportation Board (Board) proposes to modify
its rules pertaining to certain payment, filing, and service
procedures. Many of these rules are outdated and do not reflect current
technology. As explained in this notice of proposed rulemaking (NPRM),
the Board proposes updating its regulations relating to methods of
payment, filing procedures, electronic service of Board decisions, and
fees for copying, printing, and related services. The proposed updates
are intended to promote increased use of electronic filing and payment
systems and result in cost savings to both the Board and the public,
while enhancing the accessibility of information relating to
proceedings and functions of the Board.
DATES: Comments are due by September 24, 2018.
ADDRESSES: Comments may be submitted either via the Board's e-filing
format or in paper format. Any person using e-filing should attach a
document and otherwise comply with the instructions found on the
Board's website at ``www.stb.gov'' at the ``E-FILING'' link. Any person
submitting a filing in paper format should send an original and 10
paper copies of the filing to: Surface Transportation Board, Attn:
Docket No. EP 747, 395 E Street SW, Washington, DC 20423-0001. Written
comments and replies will be posted on the Board's website and can also
be obtained by contacting the Office of Public Assistance, Governmental
Affairs, and Compliance (OPAGAC) at [email protected] or (202) 245-0238.
FOR FURTHER INFORMATION CONTACT: Sarah Fancher, (202) 245-0355.
Assistance for the hearing impaired is available through Federal
Information Relay Service (FIRS) at (800) 877-8339.
SUPPLEMENTARY INFORMATION: The Board proposes to modify and update its
rules pertaining to certain payment, filing, and service procedures.
The Board proposes to update these rules pursuant to a recommendation
of its Regulatory Reform Task Force (RRTF), which was established to
comply with the spirit of Executive Order 13,777. The RRTF's mission is
to identify Board rules and practices that are burdensome, unnecessary,
or outdated and to recommend how they should be addressed. See
Regulatory Reform Task Force, EP 738 (STB served June 20, 2017). In a
status report issued in May 2017, the RRTF identified the Board's
payment and filing procedures as a potential area for reform and,
following stakeholder input, recommended in its November 2017 status
report that the Board update procedural and filing rules that are in
need of modernization.\1\ As explained further below, the Board
proposes changes relating to methods of payment, filing procedures,
electronic service of Board decisions, and fees for copying, printing,
and related services.
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\1\ These status reports can both be accessed on the Board's
website at https://www.stb.gov/stb/about/RRTF.html.
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Methods of Payment.
a. Filing Fees (Generally Applicable)
Currently, the Board's generally applicable regulation on filing
fees provides that fees may be paid in one of the following manners: By
billing account, check, money order, or credit card. 49 CFR 1002.2(a).
That regulation further provides that, except as specified in section
1002.2, all filing fees are payable at the time and place that the
document is tendered for filing. 49 CFR 1002.2(a)(1).
The Board proposes two modifications to its generally applicable
filing fee regulation at 49 CFR 1002.2. First, the Board proposes to
add an electronic payment option at 49 CFR 1002.2(a). The electronic
payment option would be a convenient and quick method for the payment
of fees to the Board and would facilitate increased use of electronic
filing (e-filing) as described below in the discussion of filing
procedures.
The Board would implement electronic payment through Pay.gov, a
website operated by the Department of Treasury and used by many federal
agencies.\2\ The Pay.gov service is a ``fast way to make secure
electronic payments'' to various federal agencies.\3\ Pay.gov currently
allows payment through the following four methods, all of which the
Board would accept: Bank accounts, credit cards, debit cards with a
MasterCard or Visa logo, and digital wallet.\4\ As discussed below in
the section on filing procedures, parties filing pleadings
electronically would be required to submit payments electronically, and
all other filers would be encouraged to do so. A link to Pay.gov would
be available on the Board's website. In addition, the Pay.gov website
would have a page for the Board, with links to make user fee
payments.\5\ Once filers access the Board's page on the Pay.gov
website, specific instructions for processing payments would be
provided.
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\2\ The Board may revise its electronic payment processing
system in the future as new payment methods become available.
\3\ Pay.gov, https://www.pay.gov/public/home (last visited May
2, 2018.)
\4\ For more information on Pay.gov's methods of payment and
limits on the maximum dollar amounts allowed for each method of
payment, see https://www.pay.gov/WebHelp/HTML/about.html, and click
on ``About Payments.''
\5\ The Pay.gov website lists all agencies that accept payments
on Pay.gov and provides a link for forms to make various payments.
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Second, the Board proposes to eliminate the options of using
billing accounts and making payments by credit card directly to the
Board, although, as noted, parties will still be able to make credit
card payments using Pay.gov.\6\ Given the availability of electronic
payments, billing accounts and payment by credit card directly to the
Board are no longer necessary or efficient. These proposed changes
would provide filers with a modern, efficient payment option, and, as
described below, facilitate the increased use of electronic filing. In
addition, the changes would ensure more timely payments of the Board's
various fees, would provide a more secure method of payment, and would
simplify the Board's accounting procedures. Under the proposed rules,
those that have previously used accounts or paid by credit card
directly to the Board would have the option of using the Board's
electronic payment option (described above) or any of the Board's
remaining payment methods (check or money order).
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\6\ The Board's regulations at 49 CFR 1002.1(h) state that the
Board also accepts ``currency . . . in accordance with 49 CFR
1002.2(a)(3).'' However, Sec. 1002.2(a)(3) provides that fees are
to be paid by check or money order ``payable in United States
currency.'' Therefore, to resolve this inconsistency, the Board
proposes to remove ``currency'' from Sec. 1002.1 to conform to
Sec. 1002.2(a).
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b. Filing Fees for Recordations
The Board currently accepts payments associated with recordations
of security interests \7\ in the same manner as noted above: By billing
account, check, money order, or credit card. See 49 CFR 1002.2(a)
(filing fees for documents submitted for recording may be charged to
accounts); see also 49 CFR 1177.3. The Board proposes to modify this
practice and the language at section
[[Page 42853]]
1002.2(a) to be consistent with the proposed changes described above.
Although recordations can already be submitted to the Board through e-
filing, these proposed changes are necessary for the Board to eliminate
entirely the options of billing accounts and credit cards in order to
simplify the Board's accounting procedures. As discussed below in the
section on filing procedures, parties filing recordations
electronically would be required to submit payments electronically;
parties filing recordations in paper form would be encouraged to submit
payments electronically as well.
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\7\ See 49 U.S.C. 11301(a) (requiring a security interest in
``vessels, railroad cars, locomotives, or other rolling stock, or
accessories used on such railroad cars, locomotives, or other
rolling stock (including superstructures and racks), intended for a
use related to interstate commerce'' to be filed with the Board to
perfect the security interest).
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c. Filing Fees for Water Carrier Tariffs and Contract Summaries
The Board's regulations also establish the method of payment for
filing water carrier tariffs and contract summaries. Specifically, the
tariff or contract summary must be accompanied by the filing fee, the
account number to be billed, or the credit card to be charged. 49 CFR
1312.4(a)(2)(iii), section 1313.4(a)(3)(iii); see also 49 CFR 1002.2(a)
(filing fees for tariffs and contract summaries may be charged to
accounts); section 1002.2(b) (providing that the Board may reject a
tariff filing filed without the fee if the filer repeatedly fails to
submit the appropriate fee).
The Board proposes to make changes to these regulations to
correspond to the changes described above that are being proposed for
section 1002.2. The proposed regulations would eliminate the option of
and references to billing accounts and payment by credit card directly
to the Board, and would add an option of electronic billing through
Pay.gov.\8\ Although both water carrier tariffs and contract summaries
are often already submitted electronically to the Board,\9\ these
changes are necessary for the Board to eliminate entirely the options
of billing accounts and credit cards in order to simplify the Board's
accounting procedures.
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\8\ The Board would also update an obsolete address at 49 CFR
1312.4, as well as an obsolete address and telephone number at 49
CFR 1012.2(a) and Sec. 1012.3(b)(5). The Board also proposes to
remove obsolete language in 49 CFR 1132.1.
\9\ This decision does not propose to change how water carrier
tariffs and contract summaries are currently submitted to the Board;
rather, it would change only the available methods of payment.
Persons who wish to pay the relevant fee using Pay.gov would, under
this proposal, provide the transaction number (as described below in
the section E-Filing) with their submission.
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Filing Procedures
a. E-Filing
The Board is also proposing changes to increase the use of e-
filing. The Board's current filing procedures for pleadings, found at
49 CFR 1104.1 and described in more detail on the Board's website,\10\
prohibit e-filing in three circumstances: (1) Initial filings in a
proceeding; (2) any filings (except recordations) \11\ with associated
fees; and (3) large filings in excess of 100 megabytes. If paper
filings are submitted, the original and 10 copies must generally be
submitted to the Board,\12\ along with any required payment in the
manner prescribed by 49 CFR 1002.2. The first and second of these
limitations exist to allow the Board to confirm payment before it
accepts a filing, while the third limitation exists due to file size
limitations in the Board's e-filing program.
---------------------------------------------------------------------------
\10\ Procedures regarding filing and payment can be found on the
Board's website at www.stb.gov under the tab ``E-Filing,'' and also
under the tab ``Public Information'' and then ``Resources.'' Under
this proposal, the Board's website would continue to contain
relevant filing and payment information.
\11\ In addition to pleadings, recordations are currently
submitted via e-filing. See 49 CFR 1177.2 (documents to be recorded
may be submitted ``via the Board's website'').
\12\ The Board's regulations at 49 CFR 1104.3(a) require 10
copies, unless otherwise specifically directed by another Board
regulation or notice in an individual proceeding.
---------------------------------------------------------------------------
Under the proposal, e-filing would be permitted for all pleadings
and recordations (100 megabytes or less). The proposed rules at section
1002.2(a) would require that any fees associated with e-filings be paid
electronically, allowing the Board to confirm payment via its
electronic payment processer when it receives an e-filing. These
modifications would eliminate the need to require paper filings for
initial pleadings and fee-related pleadings that are e-filed. The
proposed rules at section 1104.1 would also be revised to reflect that
change, and would direct filers to the Board's website for details
regarding permissible formats, acceptable signature formats, and other
information. However, the Board would continue to require that large
filings in excess of 100 megabytes be filed in paper form at this time.
The Board may also require alternative filing procedures in particular
cases.
To utilize e-filing, a filer would first pay any required fee via
electronic payment on the Pay.gov website. Once the payment has been
submitted, a confirmation email from Pay.gov would be sent containing a
unique transaction number. The filer then would go to the Board's e-
filing website to submit a filing. Once the filer has logged in, there
would be a field for the filer to enter the transaction number received
from Pay.gov and, if applicable, note that a fee waiver is being
requested.\13\ This transaction number would ensure that the Board can
match the payment with the e-filing. If no payment is associated with
the filing, the filer would check a box to indicate either that no fee
is required or that a fee waiver has been requested. The filer must
either enter the transaction number or check the box to complete
submission of a filing. After the transaction number has been entered
or the box has been checked, the filer would complete the form and
attach the document for e-filing. Once the filing is submitted, a
confirmation email would be sent to the filer, as is currently done.
---------------------------------------------------------------------------
\13\ The Board also proposes to clarify its regulations
regarding fee waivers at 49 CFR 1002.2(b), with the following
language: If a filer requests a fee waiver but does not submit the
appropriate fee, the filing is held for processing until a
determination has been made on the fee waiver request. If the filer
requests a fee waiver and submits the appropriate fee, the filing is
accepted and the Board refunds the fee or a portion thereof if the
fee waiver is ultimately granted.
---------------------------------------------------------------------------
E-filing would not be mandatory, but parties making paper filings
would be encouraged to also use the Board's electronic payment
processor. Paper filers using the electronic payment processing option
should note the transaction number they receive from Pay.gov and
provide it to the Board with their paper filing or when communicating
with Board staff regarding payment of fees.
Although many practitioners already make use of the Board's e-
filing system, these proposed changes are intended to promote increased
use of e-filing and result in cost savings to both practitioners and
the Board.
b. Paper Filing
Because the paper filing option would still be available, the Board
also proposes to modify its requirements for paper filers to reduce the
burden on those filers. The Board's general provision on copies, found
at 49 CFR 1104.3(a), requires 10 copies of paper filings, unless
otherwise specifically directed by another Board regulation. Various
other provisions of the regulations require a different number of
copies.\14\ The Board proposes to harmonize its rules by eliminating
the requirements to file extra copies of paper filings. Instead, paper
filers generally would be required to file only the original paper
filing. However, the Board would reserve the right to direct filers
(including those who e-file) to provide paper copies of filings when
[[Page 42854]]
necessary. Because of the voluminous nature of filings in merger
proceedings, the Board would keep the current requirement regarding the
number of paper copies in those regulations (49 CFR 1180.4).
---------------------------------------------------------------------------
\14\ See 49 CFR 1012.6(a); 1110.2; 1110.6; 1111.3; 1111.4(c);
1113.7(e); 1113.13; 1130.1; 1130.2(f); 1132.1(d); 1150.10; 1150.16;
1152.21; 1152.22(i); 1152.24(a); 1152.25; 1155.23(c)(1)-(3);
1182.7(e)(2); 1182.8(b); 1244.9(d)(3)(ii), (e)(2), (g)(3); 1312.4;
1313.4; and 1313.10(a)(7), (a)(8)(v).
---------------------------------------------------------------------------
The Board also proposes to modify its regulations at 49 CFR
1104.3(b) which governs electronic submissions accompanying paper
filings. First, the Board proposes to modify the regulations to
eliminate the requirement that electronic versions of pleadings that
are 20 or more pages be submitted on compact discs or 3.5-inch floppy
diskettes. See 49 CFR 1104.3(b)(1), (b)(3), (b)(4). Instead, the
proposed regulations would require such filings to be accompanied by
electronic versions, and would direct filers to the Board's website for
information on how to provide those electronic versions.\15\ Such a
change would allow the Board to more easily keep filing requirements
consistent with evolving technology and software. For the same reason,
the Board proposes to revise the outdated requirements at 49 CFR
1104.3(b)(2) regarding the submission of evidence or workpapers
consisting of mathematical computations by directing filers to the
Board's website or the procedural orders in the case for instructions
on the proper formatting for such evidence.
---------------------------------------------------------------------------
\15\ At this time, electronic versions would be accepted by
email, compact disc, or USB flash drive.
---------------------------------------------------------------------------
Electronic Service (E-Service) of Board Decisions
With the same objective of updating and streamlining Board
procedures, the Board also proposes new procedures regarding service of
decisions.\16\ Currently, the Board mails paper copies of its decisions
to parties on the service list for each case, incurring costs for
mailing and associated resources, and also delaying what could
otherwise be more immediate notification to service list participants.
Under the proposal, Board decisions would be served by email to those
who consent to e-service, thereby streamlining the current process. It
is anticipated that the Board would serve decisions by email
immediately following posting of decisions on the Board's website,
allowing participants to receive more expeditious notification of
decisions than with paper service. As discussed below, paper service of
Board decisions would still be used for those parties who do not
consent to e-service.
---------------------------------------------------------------------------
\16\ The new procedures would not affect the Board's rules
regarding parties' service of their filings on other parties.
---------------------------------------------------------------------------
Under this proposal, parties that provide an email address to the
Board when making a filing would be deemed to have consented to e-
service of decisions in one of two ways. First, a party making an e-
filing in a proceeding would also be consenting to e-service in that
proceeding. The email address(es) provided in the required field in the
e-filing form would be included on the service list on behalf of that
party for the proceeding. This field in the e-filing form would allow
an e-filer to enter multiple email addresses on behalf of that party as
e-service recipients. Second, a party who makes a paper filing and
includes an email address(es) on such filings would also be deemed to
consent to e-service in the proceeding in which the filing was made
unless the party opts out. The Board would send such paper filers a
letter informing them that the email address(es) on the filing would be
used on the service list unless the filer opts out, and verifying that
the email address(es) provided is correct.
The email addresses used by the Board for e-service would be listed
on the public service list for each proceeding. Filers should be aware,
however, that, at this time, consent for e-service would be proceeding-
specific and not filer-specific. Thus, the inclusion of an email
address on one service list would not mean that the email address will
automatically appear on a service list for a different proceeding in
which they are participating.
The Board would continue to send paper copies of Board decisions as
a backup to e-service during the early stages of e-service
implementation. The Board expects that this transitional dual service
period would last for up to three months after the effective date of
any final rule.
The Board would treat proceedings that are open at the time the
rule becomes effective as follows. Email addresses that were previously
provided by service list participants when filing (including when e-
filing) would not automatically be used for e-service. However,
consistent with the procedures explained above, after the effective
date of this rule, a party's email address would be added to the e-
service list if the party: (1) Utilizes e-filing, or (2) does not opt
out of e-service after making a paper filing that includes an email
address.
Fees for Copying, Printing, and Related Services
The Board is proposing to update and clarify its fees for copying,
printing, and related services found at 49 CFR 1002.1. These changes
would reduce costs to the public, simplify the fees and associated
accounting of such fees, and update obsolete or incorrect references.
The proposed regulations would reduce the charge for copying and
printing tariffs, reports, and other public documents at 49 CFR
1002.1(d) from $1.50 per letter or legal size exposure with a $7.50
minimum to $0.25 per letter or legal size exposure. There would be no
charge for the first 100 pages of copying or printing, which would be
consistent with current Freedom of Information Act (FOIA) regulations
at section 1002.1(g) that exclude charges for the first 100 pages for
certain categories of users.\17\ The same reduced charge of $0.25 per
page would also apply to copying and printing documents not considered
public under FOIA at current 49 CFR 1002.1(g)(7).
---------------------------------------------------------------------------
\17\ The proposed exclusion for the first 100 pages under
section 1002.1(d) would apply to all users.
---------------------------------------------------------------------------
In addition, the Board is proposing to eliminate current 49 CFR
1002.1(f) and (g)(8), governing search and copying services requiring
computer processing, which are obsolete and outdated.
Administrative Procedure Act and Regulatory Flexibility Act
Because these proposed revisions relate to rules of agency
organization, procedure, or practice, they are not subject to the
provisions of the Administrative Procedure Act (APA) requiring notice
and opportunity for public comment. See 5 U.S.C. 553(b)(3)(A). Because
the Board has determined that notice and comment are not required under
the APA for this rulemaking, the requirements of the Regulatory
Flexibility Act, as amended by the Small Business Regulatory
Enforcement Fairness Act of 1996, 5 U.S.C. 601-612, do not apply.
Nevertheless, the Board has determined that it would be useful to
publish these proposed rule changes for notice and comment before
adoption.
It is ordered:
1. Comments are due by September 24, 2018.
2. Notice of this decision will be published in the Federal
Register.
3. This decision is effective on its date of service.
List of Subjects
49 CFR Part 1002
Administrative practice and procedure, Common carriers, Freedom of
information.
49 CFR Part 1012
Sunshine Act.
[[Page 42855]]
49 CFR Part 1104
Administrative practice and procedure.
49 CFR Part 1110
Administrative practice and procedure.
49 CFR Part 1111
Administrative practice and procedure, Investigations.
49 CFR Part 1113
Administrative practice and procedure.
49 CFR Part 1130
Administrative practice and procedure.
49 CFR Part 1132
Administrative practice and procedure.
49 CFR Part 1150
Administrative practice and procedure, Railroads.
49 CFR Part 1152
Administrative practice and procedure, Railroads, Reporting and
recordkeeping requirements, Uniform System of Accounts.
49 CFR Part 1155
Administrative practice and procedure, Railroads, Waste treatment
and disposal.
49 CFR Part 1182
Administrative practice and procedure, Motor carriers.
49 CFR Part 1244
Freight, Railroads, Reporting and recordkeeping requirements.
49 CFR Part 1312
Freight forwarders, Maritime carriers, Motor carriers, Moving of
household goods, Pipelines, Railroads.
49 CFR Part 1313
Administrative practice and procedure, Agricultural commodities,
Forests and forest products, Railroads.
Decided: August 20, 2018.
By the Board, Board Member Begeman and Miller.
Marline Simeon,
Clearance Clerk.
For the reasons set forth in the preamble, the Surface
Transportation Board proposes to amend parts 1002, 1012, 1104, 1110,
1111, 1113, 1130, 1132, 1150, 1152, 1155, 1182, 1244, 1312, and 1313 of
title 49, chapter X, of the Code of Federal Regulations as follows:
PART 1002--FEES
0
1. The authority citation for part 1002 is revised to read as follows:
5 U.S.C. 552(a)(4)(A), (a)(6)(B), and 553; 31 U.S.C. 9701; and 49
U.S.C. 1321. Section 1002.1(f)(11) is also issued under 5 U.S.C. 5514
and 31 U.S.C. 3717.
0
2. Amend Sec. 1002.1 as follows:
0
a. Revise paragraph (d);
0
b. Amend paragraph (e) by removing the words ``Room 1200,'';
0
c. Remove paragraph (f), redesignate paragraphs (g) through (i) as
paragraphs (f) through (h);
0
d. Revise newly redesignated paragraph (f)(7);
0
e. Remove newly redesignated paragraph (f)(8), redesignate paragraphs
(f)(9) through (f)(14) as (f)(8) through (f)(13); and
0
f. Revise newly redesignated paragraph (g);
The revisions read as follows:
Sec. 1002.1 Fees for records search, review, copying, certification,
and related services.
* * * * *
(d) Copies or computer printouts of tariffs, reports, and other
public documents, at the rate of $.25 per letter or legal size
exposure, only after the first 100 pages, with a minimum charge of
$7.50. Copies of electronic records, audiovisual materials, or other
forms of data are available at the actual cost of duplication or
transcription.
(f) * * *
(7) The fee for copies or computer printouts shall be $.25 per
letter or legal size exposure, with a minimum charge of $7.50. Copies
of electronic records, audiovisual materials, or other forms of data
are available at the actual cost of duplication or transcription.
* * * * *
(g) Fees for services described in paragraph (a) through (f) of
this section may be paid by check, money order, or through the Board's
electronic payment system in accordance with 49 CFR 1002.2(a)(2).
* * * * *
0
3. Amend Sec. 1002.2 as follows:
0
a. Amend paragraph (a)(1) by removing the last sentence;
0
b. Remove paragraph (a)(2);
0
c. Redesignate paragraph (a)(3) as paragraph (a)(2);
0
d. Revise newly redesignated paragraph (a)(2); and
0
e. Revise paragraph (b);
The revisions read as follows:
Sec. 1002.2 Filing fees.
* * * * *
(a)(2) Filing fees for all e-filings must be paid on the Board's
electronic payment system found on the Board's website. Filing fees for
other filings may be paid by the electronic payment system, but will
also be accepted payable to the Surface Transportation Board, by check
payable in United States currency drawn upon funds deposited in a
United States or foreign bank or other financial institution, money
order payable in United States currency.
(b) Any filing that is not accompanied by the appropriate filing
fee or a request for waiver of the fee is deficient. If a filer
requests a fee waiver but does not submit the appropriate fee, the
filing is held for processing until a determination has been made on
the fee waiver request. If the filer requests a fee waiver and submits
the appropriate fee, the filing is accepted and the Board refunds the
fee or a portion thereof if the fee waiver is ultimately granted.
* * * * *
PART 1012--MEETINGS OF THE BOARD
0
4. The authority citation for part 1012 continues to read as follows: 5
U.S.C. 552b(g), 49 U.S.C. 1301, 1321.
Sec. 1012.2 [Amended]
0
5. In Sec. 1012.2(a), remove the words ``located at 1925 K Street, NW,
Washington, DC''.
Sec. 1012.3 [Amended]
0
6. In Sec. 1012.3(b)(5), remove the sentence ``Unless otherwise
specified, that official will be the Board's Public Information
Officer, whose telephone number is (202) 275-7252.''.
0
7. In Sec. 1012.6, revise paragraph (a) to read as follows:
Sec. 1012.6 Petitions seeking to open or close a meeting.
(a) The Board will entertain petitions requesting either the
opening of a meeting proposed to be closed to the public or the closing
of a meeting proposed to be open to the public. In the case of a
meeting of the Board, or a Division or committee of the Board, a
petition shall be filed.
* * * * *
PART 1104--FILING WITH THE BOARD-COPIES-VERIFICATION-SERVICE-
PLEADINGS, GENERALLY
0
8. The authority citation for part 1104 continues to read as follows: 5
U.S.C. 553 and 559; 18 U.S.C. 1621; and 49 U.S.C. 1321.
0
9. In Sec. 1104.1, revise paragraph (e) to read as follows:
Sec. 1104.1 Address, identification, and electronic filing option.
* * * * *
[[Page 42856]]
(e) Unless otherwise directed by the Board, persons filing
pleadings and documents with the Board have the option of
electronically filing (e-filing) pleadings and documents instead of
filing paper copies. Details regarding file size limitations,
permissible formats, procedures to be followed, acceptable signature
formats, and other pertinent information are available on the Board's
website, www.stb.gov. If the e-filing option is chosen, then the
applicable requirements will be those specified on the Board's website,
and any requirements of 49 CFR part 1104 that specifically apply to
filing of paper copies will not apply to the e-filed pleadings and
documents (these requirements include, but are not limited to, stapling
or binding specifications, signature ``in ink,'' etc.). Persons are not
required to e-file and may continue to use the Board's processes for
filing paper copies.
0
10. Revise Sec. 1104.3 to read as follows:
Sec. 1104.3 Paper filings, electronic submissions, and copies.
(a) The executed original of a paper pleading or document permitted
or required to be filed under this subchapter, including
correspondence, must be furnished for the use of the Board. Textual
submissions of 20 or more pages must be accompanied by an electronic
version. Details regarding electronic submissions, including evidence,
workpapers, and other pertinent information are available on the
Board's website, www.stb.gov.
(b) The Board may, at its discretion, request paper copies of a
pleading, document, or paper filed or e-filed with the Board. Any such
copies must be clear and legible. Appropriate notes or other
indications shall be used so that matters shown in color on the
original, but in black and white on the copies, will be accurately
identified on all copies.
PART 1110--PROCEDURES GOVERNING INFORMAL RULEMAKING PROCEEDINGS
0
11. The authority citation for part 1110 continues to read as follows:
49 U.S.C. 1321.
0
12. Amend Sec. 1110.2 by revising paragraph (c)(1) to read as follows:
Sec. 1110.2 Opening of proceeding.
* * * * *
(c) * * *
(1) Be submitted to the Chief, Section of Administration, Office of
Proceedings, Surface Transportation Board, Washington DC;
* * * * *
Sec. 1110.6 [Amended]
0
13. Amend Sec. 1110.6(a) by removing the phrase ``and one copy''.
PART 1111--COMPLAINT AND INVESTIGATION PROCEDURES
0
14. The authority citation for part 1111 continues to read as follows:
49 U.S.C. 10704, 11701, and 1321.
0
15. In Sec. 1111.4, revise the sixth sentence and remove the seventh
sentence to read as follows:
Sec. 1111.4 [Amended]
* * * The complaint should be filed with the Board together with an
acknowledgment of service by the persons served or proof of service in
the form of a statement of the date and manner of service, of the names
of the persons served, and of the addresses to which the papers were
mailed or at which they were delivered, certified by the person who
made service.
0
16. Amend Sec. 1111.5 by revising paragraph (c) to read as follows:
Sec. 1111.5 Answers and cross complaints.
* * * * *
(c) Time for filing; copies; service. An answer must be filed with
the Board within 20 days after the service of the complaint or within
such additional time as the Board may provide. The defendant must serve
copies of the answer upon the complainant and any other defendants.
* * * * *
PART 1113--ORAL HEARING
0
17. The authority citation for part 1113 continues to read as follows:
5 U.S.C. 559; 49 U.S.C. 1321.
0
18. Amend Sec. 1113.7 by revising the first two sentences of paragraph
(e) to read as follows:
Sec. 1113.7 [Amended]
* * * * *
(e) Copies; service; replies. When a petition for leave to
intervene is tendered at the hearing, sufficient copies of the petition
must be provided for distribution to the parties represented at the
hearing. When a petition for leave to intervene is not tendered at the
hearing, the petition should be submitted to the Board together with a
certificate that service has been made by petitioner. * * *
* * * * *
Sec. 1113.13 [Amended]
0
19. Amend Sec. 1113.13 as follows:
0
a. Revise the section heading; and
0
b. Remove the last sentence of the paragraph;
The revisions read as follows:
Sec. 1113.13 Filing evidence subsequent to hearing.
* * * * *
PART 1130--INFORMAL COMPLAINTS
0
20. The authority citation for part 1130 continues to read as follows:
49 U.S.C. 1321, 13301(f), 14709.
0
21. Amend Sec. 1130.1 by revising paragraph (a) to read as follows:
Sec. 1130.1 When no damages sought.
(a) Form and content. Informal complaint may be by letter or other
writing filed with the Board and will be serially numbered as filed.
The complaint must contain the essential elements of a formal complaint
as specified at 49 CFR 1111.1(a) and may embrace supporting papers.
* * * * *
0
22. Amend Sec. 1130.2 by revising the last sentence of paragraph (f)
to read as follows:
Sec. 1130.2 When damages sought.
* * * * *
(f) * * * Any petition for reconsideration should be filed with the
Board.
* * * * *
PART 1132--PROTESTS REQUESTING SUSPENSION AND INVESTIGATION OF
COLLECTIVE RATEMAKING ACTIONS
0
23. The authority citation for part 1132 continues to read as follows:
49 U.S.C. 1321, 13301(f), and 13703.
0
24. Amend Sec. 1132.1 as follows:
0
a. Remove paragraph (c);
0
b. Redesignate paragraphs (d) and (e) as (c) and (d);
0
c. Revise newly designated paragraph (c);
0
d. Remove the last sentence of newly designated paragraph (d);
The revisions read as follows:
Sec. 1132.1 Protest against collective rate-making actions.
* * * * *
(c) Copies; service. Every protest or reply filed under this
section should be directed to the attention of the Chief, Section of
Administration, Office of Proceedings, Surface Transportation Board.
One copy of each protest or reply filed under this section
simultaneously must be served upon the publishing carrier or collective
ratemaking organization, and upon other persons known by protestant to
be interested.
* * * * *
[[Page 42857]]
PART 1150--CERTIFICATE TO CONSTRUCT, ACQUIRE, OR OPERATE RAILROAD
LINES
0
25. The authority citation for part 1150 continues to read as follows:
49 U.S.C. 1321(a), 10502, 10901, and 10902.
Sec. 1150.10 [Amended]
0
26. In Sec. 1150.10:
0
a. In paragraph (b), remove the words ``The original and 10 copies of
the application'' and add in their place ``An application'', and remove
the words ``application shall include'' and add in their place
``application may include''; and
0
b. In paragraph (g), remove ``(with 10 copies)''.
Sec. 1150.16 [Amended]
0
27. In Sec. 1150.16, remove the reference to ``(plus three copies)''.
PART 1152--ABANDONMENT AND DISCONTINUANCE OF RAIL LINES AND RAIL
TRANSPORTATION UNDER 49 U.S.C. 10903
0
28. The authority citation for part 1152 continues to read as follows:
11 U.S.C. 1170; 16 U.S.C. 1247(d) and 1248; 45 U.S.C. 744; and 49
U.S.C. 1301, 1321(a), 10502, 10903-10905, and 11161.
Sec. 1152.21 [Amended]
0
29. In Sec. 1152.21, in the paragraph beginning with, ``Written
comments and protests, including all requests. . .'', remove the words
``The original and 10 copies of all comments or protests'' and add in
their place ``Every comment or protest''.
Sec. 1152.22 [Amended]
0
30. In Sec. 1152.22(i), in the paragraph beginning with, ``Written
comments and protests, including all requests. . .'', remove the words
``The original and 10 copies of all comments or protests'' and add in
their place ``Every comment or protest''.
0
31. Amend Sec. 1152.24 by revising paragraph (a) to read as follows:
Sec. 1152.24 Filing and service of application.
(a) The application shall be filed with the Chief, Section of
Administration, Office of Proceedings, Washington, DC 20423-0001. The
application shall bear the date and signature and shall be complete in
itself. The applicable filing fee must be paid by check, money order,
or through the Board's electronic payment system (see 49 CFR part
1002). If the applicant carrier is in bankruptcy, the application shall
also be filed on the bankruptcy court.
* * * * *
0
32. Amend Sec. 1152.25 as follows:
0
a. Remove paragraph (c)(2);
0
b. Redesignate paragraphs (c)(3) to (c)(4) as paragraphs (c)(2) to
(c)(3).
0
c. Revise newly redesignated paragraph (c)(3);
0
d. Revise paragraphs (e)(1)(iii), (4), (6), and (7)(i);
The revisions read as follows:
Sec. 1152.25 Participation in abandonment or discontinuance
proceedings.
(c) * * *
(3) Replies or rebuttal to written comments and protests shall be
filed and served by applicants no later than 60 days after the filing
of the application.
* * * * *
(e) * * *
(1) * * *
(iii) The applicability and administration of the Trails Act [16
U.S.C. 1247(d)] in abandonment proceedings under 49 U.S.C. 10903 (and
abandonment exemption proceedings), issued pursuant to delegations of
authority at 49 CFR 1011.7(a)(2)(iv) and (v), will be acted on by the
entire Board as set forth at 49 CFR 1011.2(a)(7). Any appeals, and
replies to appeals, under this section must be filed with the Board.
* * * * *
(4) Petitions to reopen administratively final actions. A person
may file with the Board a petition to reopen any administratively final
action of the Board. A petition to reopen shall state in detail the
respects in which the proceeding involves material error, new evidence,
or substantially changed circumstances.
* * * * *
(6) Petitions to vacate. In the event of procedural defects (such
as the loss of a properly filed protest, the failure of the applicant
to afford the public the requisite notice of its proposed abandonment,
etc.), the Board will entertain petitions to vacate the abandonment or
discontinuance authorization. Any petitions to vacate must be filed
with the Board.
(7) * * *
(i) The filing of a petition to reopen shall not stay the effect of
a prior action. Any petition to stay must be filed with the Board.
* * * * *
PART 1155--SOLID WASTE RAIL TRANSFER FACILITIES
0
33. The authority citation for part 1155 continues to read as follows:
49 U.S.C. 1321(a), 10908, 10909, 10910.
Sec. 1155.23 [Amended]
0
34. In Sec. 1155.23:
0
a. In paragraph (c)(1), remove the sentence ``An original and 10 copies
of each comment shall be filed with the Board.'';
0
b. In paragraph (c)(2), remove the sentence ``An original and 10 copies
of such comments shall be filed with the Board.''; and
0
c. In paragraph (c)(3), remove the sentence ``An original and 10 copies
of such replies shall be filed with the Board.''
PART 1182--PURCHASE, MERGER, AND CONTROL OF MOTOR PASSENGER
CARRIERS
0
35. The authority citation for part 1182 continues to read as follows:
5 U.S.C. 559; 21 U.S.C. 862; and 49 U.S.C. 13501, 13541(a), 13902(c),
and 14303.
Sec. 1182.7 [Amended]
0
36. In Sec. 1182.7(e)(2), remove the words ``The original and 10
copies of the'' and add in their place ``The''.
Sec. 1182.8 [Amended]
0
37. Amend Sec. 1182.8(b) by removing paragraph (b) and redesignating
paragraphs (c) to (f) as paragraphs (b) to (e).
PART 1244--WAYBILL ANALYSIS OF TRANSPORTATION OF PROPERTY--
RAILROADS
0
38. The authority citation for part 1244 continues to read as follows:
49 U.S.C. 1321, 10707, 11144, 11145.
Sec. 1244.9 [Amended]
0
39. In Sec. 1244.9:
0
a. In paragraph (d)(3):
0
i. In paragraph (i), insert the words ``with the Director, Office of
Economics, Surface Transportation Board, Washington, DC'' at the end of
the sentence;
0
ii. Remove paragraph (ii); and
0
iii. Redesignate subparagraph (iii) as subparagraph (ii).
0
b. In paragraph (e)(2), remove the words ``An original and 2 copies of
the'' and add in their place ``The''.
0
c. In paragraph (g)(3), remove the words ``An original and three (3)
copies of the'' and add in their place ``The''.
PART 1312--REGULATIONS FOR THE PUBLICATION, POSTING AND FILING OF
TARIFFS FOR THE TRANSPORTATION OF PROPERTY BY OR WITH A WATER
CARRIER IN NONCONTIGUOUS DOMESTIC TRADE
0
40. The authority citation for part 1312 continues to read as follows:
49 U.S.C. 1321(a), 13702(a), 13702(b) and 13702(d).
[[Page 42858]]
Sec. 1312.4 [Amended]
0
41. In Sec. 1312.4:
0
a. In paragraph (a)(1), remove ``1925 K Street, NW,'';
0
b. In paragraph (a)(2)(iii), remove the words ``enclosed, the account
number to be billed, or the credit card to be charged;'' and add in
their place ``enclosed (pursuant to 49 CFR 1002.2(a)); and'';
0
c. In paragraph (a)(2)(iv), remove the words ``numbers; and'' and add
in their place ``numbers.''; and
0
d. Remove paragraph (a)(2)(v).
PART 1313--RAILROAD CONTRACTS FOR THE TRANSPORTATION OF
AGRICULTURAL PRODUCTS
0
42. The authority citation for part 1313 continues to read as follows:
49 U.S.C. 1321(a) and 10709.
0
43. In Sec. 1313.4, revise paragraphs (a)(3)(iii) and (iv), and remove
paragraph (a)(3)(v), to read as follows:
Sec. 1313.4 Filing procedures and formats for contract summaries.
(a) * * *
(3) * * *
(iii) The filing fee enclosed (pursuant to 49 CFR 1002.2(a)); and
(iv) The transmittal number if the filer utilizes transmittal
numbers.
* * * * *
0
44. In Sec. 1313.10, revise paragraph (a)(7) and remove paragraph
(a)(8)(v) to read as follows:
Sec. 1313.10 Procedures for complaints and discovery.
(a) * * *
(7) Filings. If a complaint, petition, or reply is filed in paper,
it must be filed with the Board in a package marked ``Confidential Rail
Contract Material''. If a complaint, petition, or reply is
electronically filed, it must be designated as confidential in the
Board's e-filing system.
* * * * *
[FR Doc. 2018-18342 Filed 8-23-18; 8:45 am]
BILLING CODE 4915-01-P