Declaration Under the Public Readiness and Emergency Preparedness Act for Zika Virus Vaccines, 38701-38707 [2018-16856]
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Federal Register / Vol. 83, No. 152 / Tuesday, August 7, 2018 / Notices
January 17, 2017 Federal Register and
became effective on March 20, 2017 (82
FR 4974). New and revised chapters can
be accessed at https://www.hhs.gov/
about/agencies/omha/the-appealsprocess/case-processing-manual/
index.html. Unless inconsistent with a
statute, regulation, or other controlling
authority, provisions of chapters that
were published before May 10, 2018,
remain in effect until revised, and can
be accessed at: https://www.hhs.gov/
about/agencies/omha/the-appealsprocess/case-processing-manual/2017/
index.html.
III. How To Use the Notice
This notice lists the OCPM chapters
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notice to be used in concert with future
published notices. The OCPM can be
accessed at https://www.hhs.gov/about/
agencies/omha/the-appeals-process/
case-processing-manual/.
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occurred in the three-month period of
April through June 2018. A hyperlink to
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We believe the OMHA website provides
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This notice lists the OCPM chapters
and subjects published during the
quarter covered by the notice so the
reader may determine whether any are
of particular interest. We expect this
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published notices. The OCPM can be
accessed at https://www.hhs.gov/about/
agencies/omha/the-appeals-process/
case-processing-manual/.
OCPM Chapter 1: Manual Overview,
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Chapter 1, Manual Overview,
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IV. OCPM Releases for April Through
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OCPM Chapter 19: Closing the Case
Chapter 19, Closing the Case. Timely
notice of the disposition and closing of
a case, in compliance with applicable
laws and policy, is important to ensure
that effectuation of a decision, or other
necessary actions, can be undertaken by
the parties to the appeal, CMS, CMS
contractors, plans, SSA, or the Council.
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38701
Receipt of the disposition package also
governs the timing for parties to file an
appeal, and for the Council to initiate a
review of a case on its own motion. In
addition, the timely transfer of the
administrative record helps ensure
effectuation can occur, SSA, CMS, or
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revised chapter describes the necessary
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OCPM Chapter 20: Post-Adjudication
Actions
Chapter 20, Post-Adjudication
Actions. This new chapter describes the
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procedures for responding to such
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In addition, parties may seek Council
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remanding the case to OMHA.
Dated: July 23, 2018.
Amanda M. Axeen,
Acting Chief Advisor, Office of Medicare
Hearings and Appeals.
[FR Doc. 2018–16860 Filed 8–6–18; 8:45 am]
BILLING CODE 4150–46–P
DEPARTMENT OF HEALTH AND
HUMAN SERVICES
Office of the Secretary
Declaration Under the Public
Readiness and Emergency
Preparedness Act for Zika Virus
Vaccines
Department of Health and
Human Services.
ACTION: Notice.
AGENCY:
The Secretary is amending a
Declaration pursuant to the Public
Health Service Act to provide liability
immunity protection for activities
related to Zika virus vaccines consistent
with the terms of the Declaration.
DATES: The declaration is effective as of
August 1, 2018.
SUMMARY:
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FOR FURTHER INFORMATION CONTACT:
Robert P. Kadlec, MD, MTM&H, MS,
Assistant Secretary for Preparedness
and Response, Office of the Secretary,
Department of Health and Human
Services, 200 Independence Avenue
SW, Washington, DC 20201; Telephone:
202–205–2882.
SUPPLEMENTARY INFORMATION: The
Public Readiness and Emergency
Preparedness Act (PREP Act) authorizes
the Secretary of Health and Human
Services (the Secretary) to issue a
Declaration to provide liability
immunity to certain individuals and
entities (Covered Persons) against any
claim of loss caused by, arising out of,
relating to, or resulting from the
administration or use of medical
countermeasures (Covered
Countermeasures), except for claims
that meet the PREP Act’s definition of
willful misconduct. The Secretary may,
through publication in the Federal
Register, amend any portion of a
Declaration. Using this authority,
effective August 1, 2016 (82 FR 10365
(February 10, 2017)), Acting Secretary
Norris Cochran issued a Declaration to
provide liability immunity to Covered
Persons for activities related to the
Covered Countermeasures, Zika virus
vaccines as listed in Section VI of the
Declaration, consistent with the terms of
the Declaration. The Secretary is
amending the August 1, 2016
Declaration to extend the effective time
period of the declaration through
December 31, 2022 and to clarify and
add to the list of covered
countermeasures to include all Zika
virus vaccine types and technologies.
The PREP Act was enacted on
December 30, 2005, as Public Law 109–
148, Division C, Section 2. It amended
the Public Health Service (PHS) Act,
adding Section 319F–3, which
addresses liability immunity, and
Section 319F–4, which creates a
compensation program. These sections
are codified in the U.S. Code as 42
U.S.C. 247d–6d and 42 U.S.C. 247d–6e,
respectively.
The Pandemic and All-Hazards
Preparedness Reauthorization Act
(PAHPRA), Public Law 113–5, was
enacted on March 13, 2013. Among
other things, PAHPRA added sections
564A and 564B to the Federal Food,
Drug & Cosmetic (FD&C) Act to provide
new authorities for the emergency use of
approved products in emergencies and
products held for emergency use.
PAHPRA accordingly amended the
definitions of ‘‘Covered
Countermeasures’’ and ‘‘qualified
pandemic and epidemic products’’ in
Section 319F–3 of the Public Health
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Service Act (PREP Act provisions), so
that products made available under
these new FD&C Act authorities could
be covered under PREP Act
Declarations. PAHPRA also extended
the definition of qualified pandemic and
epidemic products that may be covered
under a PREP Act Declaration to include
products or technologies intended to
enhance the use or effect of a drug,
biological product, or device used
against the pandemic or epidemic or
against adverse events from these
products. Zika virus is a mosquito-borne
flavivirus that usually causes mild
symptoms but has been determined to
cause microcephaly and other severe
brain abnormalities in fetuses and
infants born to women infected with
Zika virus before birth. Zika virus has
also been associated with other adverse
pregnancy outcomes, including
miscarriage, stillbirth, and congenital
Zika syndrome, and is linked to
Guillain-Barre Syndrome. Beginning in
2015, Brazil experienced the largest
outbreak of disease caused by Zika
infection since its discovery in Uganda
in 1947. On February 1, 2016, the World
Health Organization (WHO) determined
that microcephaly cases and other
neurologic disorders reported in Brazil
constituted a Public Health Emergency
of International Concern (PHEIC) in
accordance with the International
Health Regulations (IHR). Since 2015,
Zika virus has been detected in nations
throughout the world. In the United
States, traveler-associated cases have
been identified in all the states, and
local transmission of Zika virus is
occurring in Puerto Rico; American
Samoa; areas of Miami, Florida; and
Texas. On August 12, 2016, former
Secretary Sylvia M. Burwell determined
that a public health emergency of
national significance existed within the
Commonwealth of Puerto Rico relating
to pregnant women and children born to
pregnant women with Zika. Former
Secretary Burwell renewed that
determination on November 4, 2016;
Acting Secretary Norris Cochran
renewed that determination on January
31, 2017; and former Secretary Thomas
E. Price renewed that declaration on
April 28, 2017. The Secretary’s public
health emergency declaration expired
on July 26, 2017. On November 18,
2016, the WHO Director-General
declared the end of the PHEIC based on
recommendations of the WHO
Emergency Committee that Zika virus
and associated consequences no longer
represent a PHEIC as defined under the
IHR, but remain a significant enduring
public health challenge requiring
intense action that should be escalated
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into a sustained program of work with
dedicated resources to address the longterm nature of the disease and its
associated consequences. In 2018, cases
continue to be reported throughout the
U.S. states and territories of laboratoryconfirmed Zika virus disease in
individuals returning from travel to
affected areas, or presumed local
mosquito-borne transmission, or other
modes of transmission.1
Unless otherwise noted, all statutory
citations below are to the U.S. Code.
Section I, Determination of Public
Health Emergency or Credible Risk of
Future Public Health Emergency
Before issuing a Declaration under the
PREP Act, the Secretary is required to
determine that a disease or other health
condition or threat to health constitutes
a public health emergency or that there
is a credible risk that the disease,
condition, or threat may constitute such
an emergency. This determination is
separate and apart from a Declaration
issued by the Secretary under Section
319 of the PHS Act that a disease or
disorder presents a public health
emergency or that a public health
emergency, including significant
outbreaks of infectious diseases or
bioterrorist attacks, otherwise exists, or
other Declarations or determinations
made under other authorities of the
Secretary. Accordingly, in Section I, the
Secretary determines that there is a
credible risk that the spread of Zika
virus and the resulting disease may
constitute a public health emergency.
Section II, Factors Considered
In deciding whether and under what
circumstances to issue a Declaration
with respect to a Covered
Countermeasure, the Secretary must
consider the desirability of encouraging
the design, development, clinical testing
or investigation, manufacture, labeling,
distribution, formulation, packaging,
marketing, promotion, sale, purchase,
donation, dispensing, prescribing,
administration, licensing, and use of the
countermeasure. In Section II, the
Secretary states that he has considered
these factors.
Section III, Recommended Activities
The Secretary must recommend the
activities for which the PREP Act’s
liability immunity is in effect. These
activities may include, under conditions
as the Secretary may specify, the
manufacture, testing, development,
distribution, administration, or use of
1 CDC Zika case reporting; https://www.cdc.gov/
zika/reporting/2018-case-counts.html, accessed
23July2018, 1630.
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one or more Covered Countermeasures
(Recommended Activities). In Section
III, the Secretary recommends activities
for which the immunity is in effect.
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Section IV, Liability Immunity
The Secretary must also state that
liability protections available under the
PREP Act are in effect with respect to
the Recommended Activities. These
liability protections provide that,
‘‘[s]ubject to other provisions of [the
PREP Act], a covered person shall be
immune from suit and liability under
federal and state law with respect to all
claims for loss caused by, arising out of,
relating to, or resulting from the
administration to or use by an
individual of a covered countermeasure
if a Declaration has been issued with
respect to such countermeasure.’’ In
Section IV, the Secretary states that
liability protections are in effect with
respect to the Recommended Activities.
Section V, Covered Persons
The PREP Act’s liability immunity
applies to ‘‘Covered Persons’’ with
respect to administration or use of a
Covered Countermeasure. The term
‘‘Covered Persons’’ has a specific
meaning and is defined in the PREP Act
to include manufacturers, distributors,
program planners, and qualified
persons, and their officials, agents, and
employees, and the United States. The
PREP Act further defines the terms
‘‘manufacturer,’’ ‘‘distributor,’’
‘‘program planner,’’ and ‘‘qualified
person’’ as described below.
A manufacturer includes a contractor
or subcontractor of a manufacturer; a
supplier or licenser of any product,
intellectual property, service, research
tool or component or other article used
in the design, development, clinical
testing, investigation or manufacturing
of a Covered Countermeasure; and any
or all the parents, subsidiaries, affiliates,
successors, and assigns of a
manufacturer.
A distributor means a person or entity
engaged in the distribution of drugs,
biologics, or devices, including but not
limited to: Manufacturers; repackers;
common carriers; contract carriers; air
carriers; own-label distributors; privatelabel distributors; jobbers; brokers;
warehouses and wholesale drug
warehouses; independent wholesale
drug traders; and retail pharmacies.
A program planner means a state or
local government, including an Indian
tribe; a person employed by the state or
local government; or other person who
supervises or administers a program
with respect to the administration,
dispensing, distribution, provision, or
use of a Covered Countermeasure,
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including a person who establishes
requirements, provides policy guidance,
or supplies technical or scientific advice
or assistance or provides a facility to
administer or use a Covered
Countermeasure in accordance with the
Secretary’s Declaration. Under this
definition, a private sector employer or
community group or other ‘‘person’’ can
be a program planner when it carries out
the described activities.
A qualified person means a licensed
health professional or other individual
authorized to prescribe, administer, or
dispense Covered Countermeasures
under the law of the state in which the
Covered Countermeasure was
prescribed, administered, or dispensed;
or a person within a category of persons
identified as qualified in the Secretary’s
Declaration. Under this definition, the
Secretary can describe in the
Declaration other qualified persons,
such as volunteers, who are Covered
Persons. Section V describes other
qualified persons covered by this
Declaration.
The PREP Act also defines the word
‘‘person’’ as used in the Act: A person
includes an individual, partnership,
corporation, association, entity, or
public or private corporation, including
a federal, state, or local government
agency or department.
Section V describes Covered Persons
under the Declaration, including
Qualified Persons.
Section VI, Covered Countermeasures
As noted above, Section III describes
the Secretary’s Recommended Activities
for which liability immunity is in effect.
This section identifies the Covered
Countermeasures for which the
Secretary has recommended such
activities. The PREP Act states that a
‘‘Covered Countermeasure’’ must be: A
‘‘qualified pandemic or epidemic
product,’’ or a ‘‘security
countermeasure,’’ as described
immediately below; or a drug, biological
product or device authorized for
emergency use in accordance with
Sections 564, 564A, or 564B of the
FD&C Act.
A qualified pandemic or epidemic
product means a drug or device, as
defined in the FD&C Act or a biological
product, as defined in the PHS Act that
is: (i) Manufactured, used, designed,
developed, modified, licensed or
procured to diagnose, mitigate, prevent,
treat, or cure a pandemic or epidemic or
limit the harm such a pandemic or
epidemic might otherwise cause; (ii)
manufactured, used, designed,
developed, modified, licensed, or
procured to diagnose, mitigate, prevent,
treat, or cure a serious or life-
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threatening disease or condition caused
by such a drug, biological product, or
device; (iii) or a product or technology
intended to enhance the use or effect of
such a drug, biological product, or
device.
A security countermeasure is a drug
or device, as defined in the FD&C Act
or a biological product, as defined in the
PHS Act that: (i)(a) The Secretary
determines to be a priority to diagnose,
mitigate, prevent, or treat harm from any
biological, chemical, radiological, or
nuclear agent identified as a material
threat by the Secretary of Homeland
Security, or (b) to diagnose, mitigate,
prevent, or treat harm from a condition
that may result in adverse health
consequences or death and may be
caused by administering a drug,
biological product, or device against
such an agent; and (ii) is determined by
the Secretary of Health and Human
Services to be a necessary
countermeasure to protect public health.
To be a Covered Countermeasure,
qualified pandemic or epidemic
products or security countermeasures
also must be approved or cleared under
the FD&C Act; licensed under the PHS
Act; or authorized for emergency use
under Sections 564, 564A, or 564B of
the FD&C Act.
A qualified pandemic or epidemic
product also may be a Covered
Countermeasure when it is subject to an
exemption (that is, it is permitted to be
used under an Investigational Drug
Application or an Investigational Device
Exemption) under the FD&C Act and is
the object of research for possible use
for diagnosis, mitigation, prevention,
treatment, or cure, or to limit harm of
a pandemic or epidemic or serious or
life-threatening condition caused by
such a drug or device.
A security countermeasure also may
be a Covered Countermeasure if it may
reasonably be determined to qualify for
approval or licensing within 10 years
after the Department’s determination
that procurement of the countermeasure
is appropriate.
Section VI lists Zika virus vaccines
that are Covered Countermeasures. The
Secretary is amending the list of
vaccines by: Deleting ‘‘whole particle’’
from the first category of vaccines listed
to clarify that the category includes all
inactivated virus vaccines; adding ‘‘and/
or polysaccharide and/or conjugate’’ to
the sixth category of vaccines listed to
include these types of peptide vaccine;
and adding a new ninth category,
‘‘recombinant vaccines’’ to include any
Zika virus vaccines using this type of
technology.
Section VI also refers to the statutory
definitions of Covered Countermeasures
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to make clear that these statutory
definitions limit the scope of Covered
Countermeasures. Specifically, the
Declaration notes that Covered
Countermeasures must be ‘‘qualified
pandemic or epidemic products,’’ or
‘‘security countermeasures,’’ or drugs,
biological products, or devices
authorized for investigational or
emergency use, as those terms are
defined in the PREP Act, the FD&C Act,
and the Public Health Service Act.
Section VII, Limitations on Distribution
The Secretary may specify that
liability immunity is in effect only to
Covered Countermeasures obtained
through a particular means of
distribution. The Declaration states that
liability immunity is afforded to
Covered Persons for Recommended
Activities related to: (a) Present or
future federal contracts, cooperative
agreements, grants, other transactions,
interagency agreements, or memoranda
of understanding or other federal
agreements; or (b) Activities authorized
in accordance with the public health
and medical response of the Authority
Having Jurisdiction to prescribe,
administer, deliver, distribute, or
dispense the Covered Countermeasures
following a Declaration of an
emergency.
Section VII defines the terms
‘‘Authority Having Jurisdiction’’ and
‘‘Declaration of an emergency.’’ We have
specified in the definition that
Authorities having jurisdiction include
federal, state, local, and tribal
authorities and institutions or
organizations acting on behalf of those
governmental entities.
For governmental program planners
only, liability immunity is afforded only
to the extent they obtain Covered
Countermeasures through voluntary
means, such as (1) donation; (2)
commercial sale; (3) deployment of
Covered Countermeasures from federal
stockpiles; or (4) deployment of
donated, purchased, or otherwise
voluntarily obtained Covered
Countermeasures from state, local, or
private stockpiles. This last limitation
on distribution is intended to deter
program planners that are government
entities from seizing privately held
stockpiles of Covered Countermeasures.
It does not apply to any other Covered
Persons, including other program
planners who are not government
entities.
Section VIII, Category of Disease,
Health Condition, or Threat
The Secretary must identify, for each
Covered Countermeasure, the categories
of diseases, health conditions, or threats
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to health for which the Secretary
recommends the administration or use
of the countermeasure. In Section VIII,
the Secretary states that the disease
threat for which he recommends
administration or use of the Covered
Countermeasures is Zika virus.
Section IX, Administration of Covered
Countermeasures
The PREP Act does not explicitly
define the term ‘‘administration’’ but
does assign the Secretary the
responsibility to provide relevant
conditions in the Declaration. In Section
IX, the Secretary defines
‘‘Administration of a Covered
Countermeasure:’’
Administration of a Covered
Countermeasure means physical
provision of the countermeasures to
recipients, or activities and decisions
directly relating to public and private
delivery, distribution, and dispensing of
the countermeasures to recipients;
management and operation of
countermeasure programs; or
management and operation of locations
for purpose of distributing and
dispensing countermeasures.
The definition of ‘‘administration’’
extends only to physical provision of a
countermeasure to a recipient, such as
vaccination or handing drugs to
patients, and to activities related to
management and operation of programs
and locations for providing
countermeasures to recipients, such as
decisions and actions involving security
and queuing, but only insofar as those
activities directly relate to the
countermeasure activities. Claims for
which Covered Persons are provided
immunity under the Act are losses
caused by, arising out of, relating to, or
resulting from the administration to or
use by an individual of a Covered
Countermeasure consistent with the
terms of a Declaration issued under the
Act. Under the definition, these liability
claims are precluded if they allege an
injury caused by physical provision of
a countermeasure to a recipient, or if the
claims are directly due to conditions of
delivery, distribution, dispensing, or
management and operation of
countermeasure programs at
distribution and dispensing sites.
Thus, it is the Secretary’s
interpretation that, when a Declaration
is in effect, the Act precludes, for
example, liability claims alleging
negligence by a manufacturer in creating
a vaccine, or negligence by a health care
provider in prescribing the wrong dose,
absent willful misconduct. Likewise, the
Act precludes a liability claim relating
to the management and operation of a
countermeasure distribution program or
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site, such as a slip-and-fall injury or
vehicle collision by a recipient receiving
a countermeasure at a retail store
serving as an administration or
dispensing location that alleges, for
example, lax security or chaotic crowd
control. However, a liability claim
alleging an injury occurring at the site
that was not directly related to the
countermeasure activities is not
covered, such as a slip and fall with no
direct connection to the
countermeasure’s administration or use.
In each case, whether immunity is
applicable will depend on the particular
facts and circumstances.
Section X, Population
The Secretary must identify, for each
Covered Countermeasure specified in a
Declaration, the population or
populations of individuals for which
liability immunity is in effect with
respect to administration or use of the
countermeasure. This section explains
which individuals should use the
countermeasure or to whom the
countermeasure should be
administered—in short, those who
should be vaccinated or take a drug or
other countermeasure. Section X
provides that the population includes
‘‘any individual who uses or who is
administered a Covered Countermeasure
in accordance with the Declaration.’’
In addition, the PREP Act specifies
that liability immunity is afforded: (1)
To manufacturers and distributors
without regard to whether the
countermeasure is used by or
administered to this population; and (2)
to program planners and qualified
persons when the countermeasure is
either used by or administered to this
population or the program planner or
qualified person reasonably could have
believed the recipient was in this
population. Section X includes these
statutory conditions in the Declaration
for clarity.
Section XI, Geographic Area
The Secretary must identify, for each
Covered Countermeasure specified in
the Declaration, the geographic area or
areas for which liability immunity is in
effect with respect to administration or
use of the countermeasure, including, as
appropriate, whether the Declaration
applies only to individuals physically
present in the area or, in addition,
applies to individuals who have a
described connection to the area.
Section XI provides that liability
immunity is afforded for the
administration or use of a Covered
Countermeasure without geographic
limitation. This could include claims
related to administration or use in
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countries outside the U.S. It is possible
that claims may arise in regard to
administration or use of the Covered
Countermeasures outside the U.S. that
may be resolved under U.S. law.
In addition, the PREP Act specifies
that liability immunity is afforded: (1)
To manufacturers and distributors
without regard to whether the
countermeasure is used by or
administered to individuals in the
geographic areas; and (2) to program
planners and qualified persons when
the countermeasure is either used or
administered in the geographic areas or
the program planner or qualified person
reasonably could have believed the
countermeasure was used or
administered in the areas. Section XI
includes these statutory conditions in
the Declaration for clarity.
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Section XII, Effective Time Period
The Secretary must identify, for each
Covered Countermeasure, the period or
periods during which liability immunity
is in effect, designated by dates,
milestones, or other description of
events, including factors specified in the
PREP Act. Section XII extends the
effective period for different means of
distribution of Covered
Countermeasures through December 31,
2022.
Section XIII, Additional Time Period of
Coverage
The Secretary must specify a date
after the ending date of the effective
time period of the Declaration that is
reasonable for manufacturers to arrange
for disposition of the Covered
Countermeasure, including return of the
product to the manufacturer, and for
other Covered Persons to take
appropriate actions to limit
administration or use of the Covered
Countermeasure. In addition, the PREP
Act specifies that for Covered
Countermeasures that are subject to a
Declaration at the time they are obtained
for the Strategic National Stockpile
(SNS) under 42 U.S.C. 247d–6b(a), the
effective period of the Declaration
extends through the time the
countermeasure is used or administered
pursuant to a distribution or release
from the stockpile. Liability immunity
under the provisions of the PREP Act
and the conditions of the Declaration
continues during these additional time
periods. Thus, liability immunity is
afforded during the ‘‘Effective Time
Period,’’ described under XII of the
Declaration, plus the ‘‘Additional Time
Period’’ described under Section XIII of
the Declaration.
Section XIII provides for 12 months as
the additional time period of coverage
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after expiration of the Declaration.
Section XIII also explains the extended
coverage that applies to any products
obtained for the SNS during the
effective period of the Declaration.
Section XIV, Countermeasures Injury
Compensation Program
Section 319F–4 of the PREP Act
authorizes the Countermeasures Injury
Compensation Program (CICP) to
provide benefits to eligible individuals
who sustain a serious physical injury or
die as a direct result of the
administration or use of a Covered
Countermeasure. Compensation under
the CICP for an injury directly caused by
a Covered Countermeasure is based on
the requirements set forth in this
Declaration, the administrative rules for
the Program, and the statute. To show
direct causation between a Covered
Countermeasure and a serious physical
injury, the statute requires ‘‘compelling,
reliable, valid, medical and scientific
evidence.’’ The administrative rules for
the Program further explain the
necessary requirements for eligibility
under the CICP. Please note that, by
statute, requirements for compensation
under the CICP may not align with the
requirements for liability immunity
provided under the PREP Act. Section
XIV, ‘‘Countermeasures Injury
Compensation Program’’ explains the
types of injury and standard of evidence
needed to be considered for
compensation under the CICP.
Further, the administrative rules for
the CICP specify if countermeasures are
administered or used outside the United
States, only otherwise eligible
individuals at American embassies,
military installations abroad (such as
military bases, ships, and camps) or at
North Atlantic Treaty Organization
(NATO) installations (subject to the
NATO Status of Forces Agreement)
where American servicemen and
servicewomen are stationed may be
considered for CICP benefits. Other
individuals outside the United States
may not be eligible for CICP benefits.
Section XV, Amendments
The Secretary may amend any portion
of this Declaration through publication
in the Federal Register.
Declaration
Declaration for Public Readiness and
Emergency Preparedness Act Coverage
for Zika Virus Vaccines.
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I. Determination of Public Health
Emergency or Credible Risk of Future
Public Health Emergency
42 U.S.C. 247d–6d(b)(1)
I have determined that there is a
credible risk that the spread of Zika
virus and the resulting disease or
conditions may in the future constitute
a public health emergency.
II. Factors Considered
42 U.S.C. 247d–6d(b)(6)
I have considered the desirability of
encouraging the design, development,
clinical testing, or investigation,
manufacture, labeling, distribution,
formulation, packaging, marketing,
promotion, sale, purchase, donation,
dispensing, prescribing, administration,
licensing, and use of the Covered
Countermeasures.
III. Recommended Activities
42 U.S.C. 247d–6d(b)(1)
I recommend, under the conditions
stated in this Declaration, the
manufacture, testing, development,
distribution, administration, and use of
the Covered Countermeasures.
IV. Liability Immunity
42 U.S.C. 247d–6d(a), 247d–6d(b)(1)
Liability immunity as prescribed in
the PREP Act and conditions stated in
this Declaration is in effect for the
Recommended Activities described in
Section III.
V. Covered Persons
42 U.S.C. 247d–6d(i)(2), (3), (4), (6),
(8)(A) and (B)
Covered Persons who are afforded
liability immunity under this
Declaration are ‘‘manufacturers,’’
‘‘distributors,’’ ‘‘program planners,’’
‘‘qualified persons,’’ and their officials,
agents, and employees, as those terms
are defined in the PREP Act, and the
United States.
In addition, I have determined that
the following additional persons are
qualified persons: (a) Any person
authorized in accordance with the
public health and medical emergency
response of the Authority Having
Jurisdiction, as described in Section VII
below, to prescribe, administer, deliver,
distribute or dispense the Covered
Countermeasures, and their officials,
agents, employees, contractors and
volunteers, following a Declaration of an
emergency; (b) any person authorized to
prescribe, administer, or dispense the
Covered Countermeasures or who is
otherwise authorized to perform an
activity under an Emergency Use
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Authorization in accordance with
Section 564 of the FD&C Act; (c) any
person authorized to prescribe,
administer, or dispense Covered
Countermeasures in accordance with
Section 564A of the FD&C Act.
VI. Covered Countermeasures
42 U.S.C. 247d–6b(c)(1)(B), 42 U.S.C.
247d–6d(i)(1) and (7)
Covered Countermeasures are the
following Zika virus vaccines, all
components and constituent materials
of these vaccines, and all devices and
their constituent components used in
the administration of these vaccines:
(1) Inactivated virus vaccines
(2) Live-attenuated vaccines
(3) mRNA vaccines
(4) DNA vaccines
(5) Subunit vaccines
(6) Peptide and/or polysaccharide
and/or conjugate vaccines
(7) Virus-like particles vaccines
(8) Nanoparticle vaccines
(9) Recombinant vaccines
Covered Countermeasures must be
‘‘qualified pandemic or epidemic
products,’’ or ‘‘security
countermeasures,’’ or drugs, biological
products, or devices authorized for
investigational or emergency use, as
those terms are defined in the PREP Act,
the FD&C Act, and the Public Health
Service Act.
VII. Limitations on Distribution
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42 U.S.C. 247d–6d(a)(5) and (b)(2)(E)
I have determined that liability
immunity is afforded to Covered
Persons only for Recommended
Activities involving Covered
Countermeasures that are related to:
(a) Present or future federal contracts,
cooperative agreements, grants, other
transactions, interagency agreements,
memoranda of understanding, or other
federal agreements; or,
(b) Activities authorized in
accordance with the public health and
medical response of the Authority
Having Jurisdiction to prescribe,
administer, deliver, distribute or
dispense the Covered Countermeasures
following a Declaration of an
emergency.
i. The Authority Having Jurisdiction
means the public agency or its delegate
that has legal responsibility and
authority for responding to an incident,
based on political or geographical (e.g.,
city, county, tribal, state, or federal
boundary lines) or functional (e.g., law
enforcement, public health) range or
sphere of authority.
ii. A Declaration of Emergency means
any Declaration by any authorized local,
regional, state, or federal official of an
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16:54 Aug 06, 2018
Jkt 244001
emergency specific to events that
indicate an immediate need to
administer and use the Covered
Countermeasures, with the exception of
a federal Declaration in support of an
Emergency Use Authorization under
Section 564 of the FD&C Act unless
such Declaration specifies otherwise;
I have also determined that for
governmental program planners only,
liability immunity is afforded only to
the extent such program planners obtain
Covered Countermeasures through
voluntary means, such as (1) donation;
(2) commercial sale; (3) deployment of
Covered Countermeasures from federal
stockpiles; or (4) deployment of
donated, purchased, or otherwise
voluntarily obtained Covered
Countermeasures from state, local, or
private stockpiles.
VIII. Category of Disease, Health
Condition, or Threat
42 U.S.C. 247d–6d(b)(2)(A)
The category of disease, health
condition, or threat for which I
recommend the administration or use of
the Covered Countermeasures is Zika
virus.
IX. Administration of Covered
Countermeasures
42 U.S.C. 247d–6d(a)(2)(B)
Administration of the Covered
Countermeasure means physical
provision of the countermeasures to
recipients, or activities and decisions
directly relating to public and private
delivery, distribution and dispensing of
the countermeasures to recipients,
management and operation of
countermeasure programs, or
management and operation of locations
for purpose of distributing and
dispensing countermeasures.
X. Population
42 U.S.C. 247d–6d(a)(4), 247d–
6d(b)(2)(C)
The populations of individuals
include any individual who uses or is
administered the Covered
Countermeasures in accordance with
this Declaration.
Liability immunity is afforded to
manufacturers and distributors without
regard to whether the countermeasure is
used by or administered to this
population; liability immunity is
afforded to program planners and
qualified persons when the
countermeasure is used by or
administered to this population, or the
program planner or qualified person
reasonably could have believed the
recipient was in this population.
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Fmt 4703
Sfmt 4703
XI. Geographic Area
42 U.S.C. 247d–6d(a)(4), 247d–
6d(b)(2)(D)
Liability immunity is afforded for the
administration or use of a Covered
Countermeasure without geographic
limitation.
Liability immunity is afforded to
manufacturers and distributors without
regard to whether the countermeasure is
used by or administered in any
designated geographic area; liability
immunity is afforded to program
planners and qualified persons when
the countermeasure is used by or
administered in any designated
geographic area, or the program planner
or qualified person reasonably could
have believed the recipient was in that
geographic area.
XII. Effective Time Period
42 U.S.C. 247d-6d(b)(2)(B)
Liability immunity for Covered
Countermeasures through means of
distribution, as identified in Section
VII(a) of this Declaration, other than in
accordance with the public health and
medical response of the Authority
Having Jurisdiction and extends through
December 31, 2022.
Liability immunity for Covered
Countermeasures administered and
used in accordance with the public
health and medical response of the
Authority Having Jurisdiction begins
with a Declaration and lasts through (1)
the final day the emergency Declaration
is in effect, or (2) December 31, 2022,
whichever occurs first.
XIII. Additional Time Period of
Coverage
42 U.S.C. 247d–6d(b)(3)(B) and (C)
I have determined that an additional
12 months of liability protection is
reasonable to allow for the
manufacturer(s) to arrange for
disposition of the Covered
Countermeasure, including return of the
Covered Countermeasures to the
manufacturer, and for Covered Persons
to take such other actions as are
appropriate to limit the administration
or use of the Covered Countermeasures.
Covered Countermeasures obtained
for the SNS during the effective period
of this Declaration are covered through
the date of administration or use
pursuant to a distribution or release
from the SNS.
XIV. Countermeasures Injury
Compensation Program
42 U.S.C 247d–6e
The PREP Act authorizes the
Countermeasures Injury Compensation
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Federal Register / Vol. 83, No. 152 / Tuesday, August 7, 2018 / Notices
Program (CICP) to provide benefits to
certain individuals or estates of
individuals who sustain a covered
serious physical injury as the direct
result of the administration or use of the
Covered Countermeasures, and benefits
to certain survivors of individuals who
die as a direct result of the
administration or use of the Covered
Countermeasures. The causal
connection between the countermeasure
and the serious physical injury must be
supported by compelling, reliable, valid,
medical and scientific evidence in order
for the individual to be considered for
compensation. The CICP is
administered by the Health Resources
and Services Administration, within the
Department of Health and Human
Services. Information about the CICP is
available at the toll-free number 1–855–
266–2427 or https://www.hrsa.gov/cicp/.
XV. Amendments
Amendments to this Declaration will
be published in the Federal Register.
Dated: August 1, 2018.
Alex M. Azar II
Secretary, Department of Health and Human
Services.
[FR Doc. 2018–16856 Filed 8–6–18; 8:45 am]
BILLING CODE P
DEPARTMENT OF HEALTH AND
HUMAN SERVICES
National Institutes of Health
National Institute on Aging; Notice of
Closed Meeting
daltland on DSKBBV9HB2PROD with NOTICES
[FR Doc. 2018–16787 Filed 8–6–18; 8:45 am]
BILLING CODE 4140–01–P
DEPARTMENT OF HEALTH AND
HUMAN SERVICES
National Institutes of Health
Pursuant to section 10(d) of the
Federal Advisory Committee Act, as
amended, notice is hereby given of the
following meeting.
The meeting will be closed to the
public in accordance with the
provisions set forth in sections
552b(c)(4) and 552b(c)(6), Title 5 U.S.C.,
as amended. The grant applications and
the discussions could disclose
confidential trade secrets or commercial
property such as patentable material,
and personal information concerning
individuals associated with the grant
applications, the disclosure of which
would constitute a clearly unwarranted
invasion of personal privacy.
Name of Committee: National Institute on
Aging Initial Review Group; Clinical Aging
Review Committee NIA–C.
Date: September 27–28, 2018.
Time: 3:00 p.m. to 2:00 p.m.
Agenda: To review and evaluate grant
applications.
Jkt 244001
AGENCY:
National Institutes of Health,
HHS.
ACTION:
Authority: 42 U.S.C. 247d–6d.
16:54 Aug 06, 2018
Dated: August 1, 2018.
Melanie J. Pantoja,
Program Analyst, Office of Federal Advisory
Committee Policy.
Government-Owned Inventions;
Availability for Licensing
42 U.S.C. 247d–6d(b)(4)
VerDate Sep<11>2014
Place: Bethesda Marriott, 5151 Pooks Hill
Rd., Bethesda, MD 20814.
Contact Person: Alicja L. Markowska,
Ph.D., DSC, National Institute on Aging,
National Institutes of Health, Gateway
Building 2C212, 7201 Wisconsin Avenue,
Bethesda, MD 20892, 301–496–9666,
markowsa@nia.nih.gov.
(Catalogue of Federal Domestic Assistance
Program Nos. 93.866, Aging Research,
National Institutes of Health, HHS)
Notice.
The inventions listed below
are owned by an agency of the U.S.
Government and are available for
licensing in the U.S.
FOR FURTHER INFORMATION CONTACT:
Licensing information may be obtained
by emailing the indicated licensing
contact at the National Heart, Lung, and
Blood, Office of Technology Transfer
and Development Office of Technology
Transfer, 31 Center Drive Room 4A29,
MSC2479, Bethesda, MD 20892–2479;
telephone: 301–402–5579. A signed
Confidential Disclosure Agreement may
be required to receive any unpublished
information.
SUPPLEMENTARY INFORMATION: This
notice is in accordance with 35 U.S.C.
209 and 37 CFR part 404 to achieve
commercialization of results of
federally-funded research and
development.
Technology description follows.
SUMMARY:
Neuroendocrine Tumor Evans Blue
Containing Radiotherapeutics
The invention pertains to a
radiotherapeutic against neuroendocrine
tumors that express somatostatin
receptor. Radionuclide therapies
directed against tumors that express
somatostatin receptors (SSTRs) have
proven effective for the treatment of
advanced, low- to intermediate-grade
neuroendocrine tumors. The subject
radiotherapeutic covered by the subject
patent estate includes a somatostatin
(SST) peptide derivative like octreotate
(TATE), conjugated to an Evans Blue
PO 00000
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Sfmt 4703
38707
(EB) analog, and further chelated via
DOTA to therapeutic radionuclide177Lu,
a beta emitter. The EB analog reversibly
binds to circulating serum albumin and
improves the pharmacokinetics of SST
peptide derivatives and reduce peptidereceptor radionuclide therapy toxicity.
EB analog conjugated to octreotate (EB–
DOTATATE) has been shown by the
inventors to provide reversible albumin
binding in vivo and extended half-life in
circulation. When EB–TATE is slowly
released into the tumor
microenvironment, tumor uptake and
internalization into SSTR positive
tumors resulted in delivery of
radioactive particles and tumor cell
killing. EB–TATE displayed
significantly more favorable
pharmacokinetics than TATE alone by
achieving higher tumor to non-tumor
penetration as evidenced by positron
emission tomography.
Potential Commercial Applications:
• Cancer therapeutics
• Higher stability/Lower toxicity
Development Stage:
• Early stage
Inventors: Xiaoyuan Chen and Orit
Jacobson Weiss (both of NIBIB).
Intellectual Property: HHS Reference
No. E–150–2016–1; International Patent
Application PCT/US2017/031696.
Licensing Contact: Michael
Shmilovich, Esq, CLP; 301–435–5019;
shmilovm@mail.nih.gov.
Dated: July 20, 2018.
Michael Shmilovich,
Senior Licensing and Patenting Manager,
National Heart, Lung, and Blood Institute,
Office of Technology Transfer and
Development.
[FR Doc. 2018–16839 Filed 8–6–18; 8:45 am]
BILLING CODE 4140–01–P
DEPARTMENT OF HEALTH AND
HUMAN SERVICES
National Institutes of Health
Prospective Grant of Exclusive Patent
License: Treatment of Type I Diabetes
and its Comorbidities
AGENCY:
National Institutes of Health,
HHS.
ACTION:
Notice.
The National Heart, Lung and
Blood Institute (NHLBI), National
Institutes of Health, Department of
Health and Human Services, is
contemplating the grant of an exclusive
patent License to Inversago Pharma,
Inc., located in Montreal, Quebec,
Canada, to practice the inventions
embodied in the patent applications
SUMMARY:
E:\FR\FM\07AUN1.SGM
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Agencies
[Federal Register Volume 83, Number 152 (Tuesday, August 7, 2018)]
[Notices]
[Pages 38701-38707]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2018-16856]
-----------------------------------------------------------------------
DEPARTMENT OF HEALTH AND HUMAN SERVICES
Office of the Secretary
Declaration Under the Public Readiness and Emergency Preparedness
Act for Zika Virus Vaccines
AGENCY: Department of Health and Human Services.
ACTION: Notice.
-----------------------------------------------------------------------
SUMMARY: The Secretary is amending a Declaration pursuant to the Public
Health Service Act to provide liability immunity protection for
activities related to Zika virus vaccines consistent with the terms of
the Declaration.
DATES: The declaration is effective as of August 1, 2018.
[[Page 38702]]
FOR FURTHER INFORMATION CONTACT: Robert P. Kadlec, MD, MTM&H, MS,
Assistant Secretary for Preparedness and Response, Office of the
Secretary, Department of Health and Human Services, 200 Independence
Avenue SW, Washington, DC 20201; Telephone: 202-205-2882.
SUPPLEMENTARY INFORMATION: The Public Readiness and Emergency
Preparedness Act (PREP Act) authorizes the Secretary of Health and
Human Services (the Secretary) to issue a Declaration to provide
liability immunity to certain individuals and entities (Covered
Persons) against any claim of loss caused by, arising out of, relating
to, or resulting from the administration or use of medical
countermeasures (Covered Countermeasures), except for claims that meet
the PREP Act's definition of willful misconduct. The Secretary may,
through publication in the Federal Register, amend any portion of a
Declaration. Using this authority, effective August 1, 2016 (82 FR
10365 (February 10, 2017)), Acting Secretary Norris Cochran issued a
Declaration to provide liability immunity to Covered Persons for
activities related to the Covered Countermeasures, Zika virus vaccines
as listed in Section VI of the Declaration, consistent with the terms
of the Declaration. The Secretary is amending the August 1, 2016
Declaration to extend the effective time period of the declaration
through December 31, 2022 and to clarify and add to the list of covered
countermeasures to include all Zika virus vaccine types and
technologies.
The PREP Act was enacted on December 30, 2005, as Public Law 109-
148, Division C, Section 2. It amended the Public Health Service (PHS)
Act, adding Section 319F-3, which addresses liability immunity, and
Section 319F-4, which creates a compensation program. These sections
are codified in the U.S. Code as 42 U.S.C. 247d-6d and 42 U.S.C. 247d-
6e, respectively.
The Pandemic and All-Hazards Preparedness Reauthorization Act
(PAHPRA), Public Law 113-5, was enacted on March 13, 2013. Among other
things, PAHPRA added sections 564A and 564B to the Federal Food, Drug &
Cosmetic (FD&C) Act to provide new authorities for the emergency use of
approved products in emergencies and products held for emergency use.
PAHPRA accordingly amended the definitions of ``Covered
Countermeasures'' and ``qualified pandemic and epidemic products'' in
Section 319F-3 of the Public Health Service Act (PREP Act provisions),
so that products made available under these new FD&C Act authorities
could be covered under PREP Act Declarations. PAHPRA also extended the
definition of qualified pandemic and epidemic products that may be
covered under a PREP Act Declaration to include products or
technologies intended to enhance the use or effect of a drug,
biological product, or device used against the pandemic or epidemic or
against adverse events from these products. Zika virus is a mosquito-
borne flavivirus that usually causes mild symptoms but has been
determined to cause microcephaly and other severe brain abnormalities
in fetuses and infants born to women infected with Zika virus before
birth. Zika virus has also been associated with other adverse pregnancy
outcomes, including miscarriage, stillbirth, and congenital Zika
syndrome, and is linked to Guillain-Barre Syndrome. Beginning in 2015,
Brazil experienced the largest outbreak of disease caused by Zika
infection since its discovery in Uganda in 1947. On February 1, 2016,
the World Health Organization (WHO) determined that microcephaly cases
and other neurologic disorders reported in Brazil constituted a Public
Health Emergency of International Concern (PHEIC) in accordance with
the International Health Regulations (IHR). Since 2015, Zika virus has
been detected in nations throughout the world. In the United States,
traveler-associated cases have been identified in all the states, and
local transmission of Zika virus is occurring in Puerto Rico; American
Samoa; areas of Miami, Florida; and Texas. On August 12, 2016, former
Secretary Sylvia M. Burwell determined that a public health emergency
of national significance existed within the Commonwealth of Puerto Rico
relating to pregnant women and children born to pregnant women with
Zika. Former Secretary Burwell renewed that determination on November
4, 2016; Acting Secretary Norris Cochran renewed that determination on
January 31, 2017; and former Secretary Thomas E. Price renewed that
declaration on April 28, 2017. The Secretary's public health emergency
declaration expired on July 26, 2017. On November 18, 2016, the WHO
Director-General declared the end of the PHEIC based on recommendations
of the WHO Emergency Committee that Zika virus and associated
consequences no longer represent a PHEIC as defined under the IHR, but
remain a significant enduring public health challenge requiring intense
action that should be escalated into a sustained program of work with
dedicated resources to address the long-term nature of the disease and
its associated consequences. In 2018, cases continue to be reported
throughout the U.S. states and territories of laboratory-confirmed Zika
virus disease in individuals returning from travel to affected areas,
or presumed local mosquito-borne transmission, or other modes of
transmission.\1\
---------------------------------------------------------------------------
\1\ CDC Zika case reporting; https://www.cdc.gov/zika/reporting/2018-case-counts.html, accessed 23July2018, 1630.
---------------------------------------------------------------------------
Unless otherwise noted, all statutory citations below are to the
U.S. Code.
Section I, Determination of Public Health Emergency or Credible Risk of
Future Public Health Emergency
Before issuing a Declaration under the PREP Act, the Secretary is
required to determine that a disease or other health condition or
threat to health constitutes a public health emergency or that there is
a credible risk that the disease, condition, or threat may constitute
such an emergency. This determination is separate and apart from a
Declaration issued by the Secretary under Section 319 of the PHS Act
that a disease or disorder presents a public health emergency or that a
public health emergency, including significant outbreaks of infectious
diseases or bioterrorist attacks, otherwise exists, or other
Declarations or determinations made under other authorities of the
Secretary. Accordingly, in Section I, the Secretary determines that
there is a credible risk that the spread of Zika virus and the
resulting disease may constitute a public health emergency.
Section II, Factors Considered
In deciding whether and under what circumstances to issue a
Declaration with respect to a Covered Countermeasure, the Secretary
must consider the desirability of encouraging the design, development,
clinical testing or investigation, manufacture, labeling, distribution,
formulation, packaging, marketing, promotion, sale, purchase, donation,
dispensing, prescribing, administration, licensing, and use of the
countermeasure. In Section II, the Secretary states that he has
considered these factors.
Section III, Recommended Activities
The Secretary must recommend the activities for which the PREP
Act's liability immunity is in effect. These activities may include,
under conditions as the Secretary may specify, the manufacture,
testing, development, distribution, administration, or use of
[[Page 38703]]
one or more Covered Countermeasures (Recommended Activities). In
Section III, the Secretary recommends activities for which the immunity
is in effect.
Section IV, Liability Immunity
The Secretary must also state that liability protections available
under the PREP Act are in effect with respect to the Recommended
Activities. These liability protections provide that, ``[s]ubject to
other provisions of [the PREP Act], a covered person shall be immune
from suit and liability under federal and state law with respect to all
claims for loss caused by, arising out of, relating to, or resulting
from the administration to or use by an individual of a covered
countermeasure if a Declaration has been issued with respect to such
countermeasure.'' In Section IV, the Secretary states that liability
protections are in effect with respect to the Recommended Activities.
Section V, Covered Persons
The PREP Act's liability immunity applies to ``Covered Persons''
with respect to administration or use of a Covered Countermeasure. The
term ``Covered Persons'' has a specific meaning and is defined in the
PREP Act to include manufacturers, distributors, program planners, and
qualified persons, and their officials, agents, and employees, and the
United States. The PREP Act further defines the terms ``manufacturer,''
``distributor,'' ``program planner,'' and ``qualified person'' as
described below.
A manufacturer includes a contractor or subcontractor of a
manufacturer; a supplier or licenser of any product, intellectual
property, service, research tool or component or other article used in
the design, development, clinical testing, investigation or
manufacturing of a Covered Countermeasure; and any or all the parents,
subsidiaries, affiliates, successors, and assigns of a manufacturer.
A distributor means a person or entity engaged in the distribution
of drugs, biologics, or devices, including but not limited to:
Manufacturers; repackers; common carriers; contract carriers; air
carriers; own-label distributors; private-label distributors; jobbers;
brokers; warehouses and wholesale drug warehouses; independent
wholesale drug traders; and retail pharmacies.
A program planner means a state or local government, including an
Indian tribe; a person employed by the state or local government; or
other person who supervises or administers a program with respect to
the administration, dispensing, distribution, provision, or use of a
Covered Countermeasure, including a person who establishes
requirements, provides policy guidance, or supplies technical or
scientific advice or assistance or provides a facility to administer or
use a Covered Countermeasure in accordance with the Secretary's
Declaration. Under this definition, a private sector employer or
community group or other ``person'' can be a program planner when it
carries out the described activities.
A qualified person means a licensed health professional or other
individual authorized to prescribe, administer, or dispense Covered
Countermeasures under the law of the state in which the Covered
Countermeasure was prescribed, administered, or dispensed; or a person
within a category of persons identified as qualified in the Secretary's
Declaration. Under this definition, the Secretary can describe in the
Declaration other qualified persons, such as volunteers, who are
Covered Persons. Section V describes other qualified persons covered by
this Declaration.
The PREP Act also defines the word ``person'' as used in the Act: A
person includes an individual, partnership, corporation, association,
entity, or public or private corporation, including a federal, state,
or local government agency or department.
Section V describes Covered Persons under the Declaration,
including Qualified Persons.
Section VI, Covered Countermeasures
As noted above, Section III describes the Secretary's Recommended
Activities for which liability immunity is in effect. This section
identifies the Covered Countermeasures for which the Secretary has
recommended such activities. The PREP Act states that a ``Covered
Countermeasure'' must be: A ``qualified pandemic or epidemic product,''
or a ``security countermeasure,'' as described immediately below; or a
drug, biological product or device authorized for emergency use in
accordance with Sections 564, 564A, or 564B of the FD&C Act.
A qualified pandemic or epidemic product means a drug or device, as
defined in the FD&C Act or a biological product, as defined in the PHS
Act that is: (i) Manufactured, used, designed, developed, modified,
licensed or procured to diagnose, mitigate, prevent, treat, or cure a
pandemic or epidemic or limit the harm such a pandemic or epidemic
might otherwise cause; (ii) manufactured, used, designed, developed,
modified, licensed, or procured to diagnose, mitigate, prevent, treat,
or cure a serious or life-threatening disease or condition caused by
such a drug, biological product, or device; (iii) or a product or
technology intended to enhance the use or effect of such a drug,
biological product, or device.
A security countermeasure is a drug or device, as defined in the
FD&C Act or a biological product, as defined in the PHS Act that:
(i)(a) The Secretary determines to be a priority to diagnose, mitigate,
prevent, or treat harm from any biological, chemical, radiological, or
nuclear agent identified as a material threat by the Secretary of
Homeland Security, or (b) to diagnose, mitigate, prevent, or treat harm
from a condition that may result in adverse health consequences or
death and may be caused by administering a drug, biological product, or
device against such an agent; and (ii) is determined by the Secretary
of Health and Human Services to be a necessary countermeasure to
protect public health.
To be a Covered Countermeasure, qualified pandemic or epidemic
products or security countermeasures also must be approved or cleared
under the FD&C Act; licensed under the PHS Act; or authorized for
emergency use under Sections 564, 564A, or 564B of the FD&C Act.
A qualified pandemic or epidemic product also may be a Covered
Countermeasure when it is subject to an exemption (that is, it is
permitted to be used under an Investigational Drug Application or an
Investigational Device Exemption) under the FD&C Act and is the object
of research for possible use for diagnosis, mitigation, prevention,
treatment, or cure, or to limit harm of a pandemic or epidemic or
serious or life-threatening condition caused by such a drug or device.
A security countermeasure also may be a Covered Countermeasure if
it may reasonably be determined to qualify for approval or licensing
within 10 years after the Department's determination that procurement
of the countermeasure is appropriate.
Section VI lists Zika virus vaccines that are Covered
Countermeasures. The Secretary is amending the list of vaccines by:
Deleting ``whole particle'' from the first category of vaccines listed
to clarify that the category includes all inactivated virus vaccines;
adding ``and/or polysaccharide and/or conjugate'' to the sixth category
of vaccines listed to include these types of peptide vaccine; and
adding a new ninth category, ``recombinant vaccines'' to include any
Zika virus vaccines using this type of technology.
Section VI also refers to the statutory definitions of Covered
Countermeasures
[[Page 38704]]
to make clear that these statutory definitions limit the scope of
Covered Countermeasures. Specifically, the Declaration notes that
Covered Countermeasures must be ``qualified pandemic or epidemic
products,'' or ``security countermeasures,'' or drugs, biological
products, or devices authorized for investigational or emergency use,
as those terms are defined in the PREP Act, the FD&C Act, and the
Public Health Service Act.
Section VII, Limitations on Distribution
The Secretary may specify that liability immunity is in effect only
to Covered Countermeasures obtained through a particular means of
distribution. The Declaration states that liability immunity is
afforded to Covered Persons for Recommended Activities related to: (a)
Present or future federal contracts, cooperative agreements, grants,
other transactions, interagency agreements, or memoranda of
understanding or other federal agreements; or (b) Activities authorized
in accordance with the public health and medical response of the
Authority Having Jurisdiction to prescribe, administer, deliver,
distribute, or dispense the Covered Countermeasures following a
Declaration of an emergency.
Section VII defines the terms ``Authority Having Jurisdiction'' and
``Declaration of an emergency.'' We have specified in the definition
that Authorities having jurisdiction include federal, state, local, and
tribal authorities and institutions or organizations acting on behalf
of those governmental entities.
For governmental program planners only, liability immunity is
afforded only to the extent they obtain Covered Countermeasures through
voluntary means, such as (1) donation; (2) commercial sale; (3)
deployment of Covered Countermeasures from federal stockpiles; or (4)
deployment of donated, purchased, or otherwise voluntarily obtained
Covered Countermeasures from state, local, or private stockpiles. This
last limitation on distribution is intended to deter program planners
that are government entities from seizing privately held stockpiles of
Covered Countermeasures. It does not apply to any other Covered
Persons, including other program planners who are not government
entities.
Section VIII, Category of Disease, Health Condition, or Threat
The Secretary must identify, for each Covered Countermeasure, the
categories of diseases, health conditions, or threats to health for
which the Secretary recommends the administration or use of the
countermeasure. In Section VIII, the Secretary states that the disease
threat for which he recommends administration or use of the Covered
Countermeasures is Zika virus.
Section IX, Administration of Covered Countermeasures
The PREP Act does not explicitly define the term ``administration''
but does assign the Secretary the responsibility to provide relevant
conditions in the Declaration. In Section IX, the Secretary defines
``Administration of a Covered Countermeasure:''
Administration of a Covered Countermeasure means physical provision
of the countermeasures to recipients, or activities and decisions
directly relating to public and private delivery, distribution, and
dispensing of the countermeasures to recipients; management and
operation of countermeasure programs; or management and operation of
locations for purpose of distributing and dispensing countermeasures.
The definition of ``administration'' extends only to physical
provision of a countermeasure to a recipient, such as vaccination or
handing drugs to patients, and to activities related to management and
operation of programs and locations for providing countermeasures to
recipients, such as decisions and actions involving security and
queuing, but only insofar as those activities directly relate to the
countermeasure activities. Claims for which Covered Persons are
provided immunity under the Act are losses caused by, arising out of,
relating to, or resulting from the administration to or use by an
individual of a Covered Countermeasure consistent with the terms of a
Declaration issued under the Act. Under the definition, these liability
claims are precluded if they allege an injury caused by physical
provision of a countermeasure to a recipient, or if the claims are
directly due to conditions of delivery, distribution, dispensing, or
management and operation of countermeasure programs at distribution and
dispensing sites.
Thus, it is the Secretary's interpretation that, when a Declaration
is in effect, the Act precludes, for example, liability claims alleging
negligence by a manufacturer in creating a vaccine, or negligence by a
health care provider in prescribing the wrong dose, absent willful
misconduct. Likewise, the Act precludes a liability claim relating to
the management and operation of a countermeasure distribution program
or site, such as a slip-and-fall injury or vehicle collision by a
recipient receiving a countermeasure at a retail store serving as an
administration or dispensing location that alleges, for example, lax
security or chaotic crowd control. However, a liability claim alleging
an injury occurring at the site that was not directly related to the
countermeasure activities is not covered, such as a slip and fall with
no direct connection to the countermeasure's administration or use. In
each case, whether immunity is applicable will depend on the particular
facts and circumstances.
Section X, Population
The Secretary must identify, for each Covered Countermeasure
specified in a Declaration, the population or populations of
individuals for which liability immunity is in effect with respect to
administration or use of the countermeasure. This section explains
which individuals should use the countermeasure or to whom the
countermeasure should be administered--in short, those who should be
vaccinated or take a drug or other countermeasure. Section X provides
that the population includes ``any individual who uses or who is
administered a Covered Countermeasure in accordance with the
Declaration.''
In addition, the PREP Act specifies that liability immunity is
afforded: (1) To manufacturers and distributors without regard to
whether the countermeasure is used by or administered to this
population; and (2) to program planners and qualified persons when the
countermeasure is either used by or administered to this population or
the program planner or qualified person reasonably could have believed
the recipient was in this population. Section X includes these
statutory conditions in the Declaration for clarity.
Section XI, Geographic Area
The Secretary must identify, for each Covered Countermeasure
specified in the Declaration, the geographic area or areas for which
liability immunity is in effect with respect to administration or use
of the countermeasure, including, as appropriate, whether the
Declaration applies only to individuals physically present in the area
or, in addition, applies to individuals who have a described connection
to the area. Section XI provides that liability immunity is afforded
for the administration or use of a Covered Countermeasure without
geographic limitation. This could include claims related to
administration or use in
[[Page 38705]]
countries outside the U.S. It is possible that claims may arise in
regard to administration or use of the Covered Countermeasures outside
the U.S. that may be resolved under U.S. law.
In addition, the PREP Act specifies that liability immunity is
afforded: (1) To manufacturers and distributors without regard to
whether the countermeasure is used by or administered to individuals in
the geographic areas; and (2) to program planners and qualified persons
when the countermeasure is either used or administered in the
geographic areas or the program planner or qualified person reasonably
could have believed the countermeasure was used or administered in the
areas. Section XI includes these statutory conditions in the
Declaration for clarity.
Section XII, Effective Time Period
The Secretary must identify, for each Covered Countermeasure, the
period or periods during which liability immunity is in effect,
designated by dates, milestones, or other description of events,
including factors specified in the PREP Act. Section XII extends the
effective period for different means of distribution of Covered
Countermeasures through December 31, 2022.
Section XIII, Additional Time Period of Coverage
The Secretary must specify a date after the ending date of the
effective time period of the Declaration that is reasonable for
manufacturers to arrange for disposition of the Covered Countermeasure,
including return of the product to the manufacturer, and for other
Covered Persons to take appropriate actions to limit administration or
use of the Covered Countermeasure. In addition, the PREP Act specifies
that for Covered Countermeasures that are subject to a Declaration at
the time they are obtained for the Strategic National Stockpile (SNS)
under 42 U.S.C. 247d-6b(a), the effective period of the Declaration
extends through the time the countermeasure is used or administered
pursuant to a distribution or release from the stockpile. Liability
immunity under the provisions of the PREP Act and the conditions of the
Declaration continues during these additional time periods. Thus,
liability immunity is afforded during the ``Effective Time Period,''
described under XII of the Declaration, plus the ``Additional Time
Period'' described under Section XIII of the Declaration.
Section XIII provides for 12 months as the additional time period
of coverage after expiration of the Declaration. Section XIII also
explains the extended coverage that applies to any products obtained
for the SNS during the effective period of the Declaration.
Section XIV, Countermeasures Injury Compensation Program
Section 319F-4 of the PREP Act authorizes the Countermeasures
Injury Compensation Program (CICP) to provide benefits to eligible
individuals who sustain a serious physical injury or die as a direct
result of the administration or use of a Covered Countermeasure.
Compensation under the CICP for an injury directly caused by a Covered
Countermeasure is based on the requirements set forth in this
Declaration, the administrative rules for the Program, and the statute.
To show direct causation between a Covered Countermeasure and a serious
physical injury, the statute requires ``compelling, reliable, valid,
medical and scientific evidence.'' The administrative rules for the
Program further explain the necessary requirements for eligibility
under the CICP. Please note that, by statute, requirements for
compensation under the CICP may not align with the requirements for
liability immunity provided under the PREP Act. Section XIV,
``Countermeasures Injury Compensation Program'' explains the types of
injury and standard of evidence needed to be considered for
compensation under the CICP.
Further, the administrative rules for the CICP specify if
countermeasures are administered or used outside the United States,
only otherwise eligible individuals at American embassies, military
installations abroad (such as military bases, ships, and camps) or at
North Atlantic Treaty Organization (NATO) installations (subject to the
NATO Status of Forces Agreement) where American servicemen and
servicewomen are stationed may be considered for CICP benefits. Other
individuals outside the United States may not be eligible for CICP
benefits.
Section XV, Amendments
The Secretary may amend any portion of this Declaration through
publication in the Federal Register.
Declaration
Declaration for Public Readiness and Emergency Preparedness Act
Coverage for Zika Virus Vaccines.
I. Determination of Public Health Emergency or Credible Risk of Future
Public Health Emergency
42 U.S.C. 247d-6d(b)(1)
I have determined that there is a credible risk that the spread of
Zika virus and the resulting disease or conditions may in the future
constitute a public health emergency.
II. Factors Considered
42 U.S.C. 247d-6d(b)(6)
I have considered the desirability of encouraging the design,
development, clinical testing, or investigation, manufacture, labeling,
distribution, formulation, packaging, marketing, promotion, sale,
purchase, donation, dispensing, prescribing, administration, licensing,
and use of the Covered Countermeasures.
III. Recommended Activities
42 U.S.C. 247d-6d(b)(1)
I recommend, under the conditions stated in this Declaration, the
manufacture, testing, development, distribution, administration, and
use of the Covered Countermeasures.
IV. Liability Immunity
42 U.S.C. 247d-6d(a), 247d-6d(b)(1)
Liability immunity as prescribed in the PREP Act and conditions
stated in this Declaration is in effect for the Recommended Activities
described in Section III.
V. Covered Persons
42 U.S.C. 247d-6d(i)(2), (3), (4), (6), (8)(A) and (B)
Covered Persons who are afforded liability immunity under this
Declaration are ``manufacturers,'' ``distributors,'' ``program
planners,'' ``qualified persons,'' and their officials, agents, and
employees, as those terms are defined in the PREP Act, and the United
States.
In addition, I have determined that the following additional
persons are qualified persons: (a) Any person authorized in accordance
with the public health and medical emergency response of the Authority
Having Jurisdiction, as described in Section VII below, to prescribe,
administer, deliver, distribute or dispense the Covered
Countermeasures, and their officials, agents, employees, contractors
and volunteers, following a Declaration of an emergency; (b) any person
authorized to prescribe, administer, or dispense the Covered
Countermeasures or who is otherwise authorized to perform an activity
under an Emergency Use
[[Page 38706]]
Authorization in accordance with Section 564 of the FD&C Act; (c) any
person authorized to prescribe, administer, or dispense Covered
Countermeasures in accordance with Section 564A of the FD&C Act.
VI. Covered Countermeasures
42 U.S.C. 247d-6b(c)(1)(B), 42 U.S.C. 247d-6d(i)(1) and (7)
Covered Countermeasures are the following Zika virus vaccines, all
components and constituent materials of these vaccines, and all devices
and their constituent components used in the administration of these
vaccines:
(1) Inactivated virus vaccines
(2) Live-attenuated vaccines
(3) mRNA vaccines
(4) DNA vaccines
(5) Subunit vaccines
(6) Peptide and/or polysaccharide and/or conjugate vaccines
(7) Virus-like particles vaccines
(8) Nanoparticle vaccines
(9) Recombinant vaccines
Covered Countermeasures must be ``qualified pandemic or epidemic
products,'' or ``security countermeasures,'' or drugs, biological
products, or devices authorized for investigational or emergency use,
as those terms are defined in the PREP Act, the FD&C Act, and the
Public Health Service Act.
VII. Limitations on Distribution
42 U.S.C. 247d-6d(a)(5) and (b)(2)(E)
I have determined that liability immunity is afforded to Covered
Persons only for Recommended Activities involving Covered
Countermeasures that are related to:
(a) Present or future federal contracts, cooperative agreements,
grants, other transactions, interagency agreements, memoranda of
understanding, or other federal agreements; or,
(b) Activities authorized in accordance with the public health and
medical response of the Authority Having Jurisdiction to prescribe,
administer, deliver, distribute or dispense the Covered Countermeasures
following a Declaration of an emergency.
i. The Authority Having Jurisdiction means the public agency or its
delegate that has legal responsibility and authority for responding to
an incident, based on political or geographical (e.g., city, county,
tribal, state, or federal boundary lines) or functional (e.g., law
enforcement, public health) range or sphere of authority.
ii. A Declaration of Emergency means any Declaration by any
authorized local, regional, state, or federal official of an emergency
specific to events that indicate an immediate need to administer and
use the Covered Countermeasures, with the exception of a federal
Declaration in support of an Emergency Use Authorization under Section
564 of the FD&C Act unless such Declaration specifies otherwise;
I have also determined that for governmental program planners only,
liability immunity is afforded only to the extent such program planners
obtain Covered Countermeasures through voluntary means, such as (1)
donation; (2) commercial sale; (3) deployment of Covered
Countermeasures from federal stockpiles; or (4) deployment of donated,
purchased, or otherwise voluntarily obtained Covered Countermeasures
from state, local, or private stockpiles.
VIII. Category of Disease, Health Condition, or Threat
42 U.S.C. 247d-6d(b)(2)(A)
The category of disease, health condition, or threat for which I
recommend the administration or use of the Covered Countermeasures is
Zika virus.
IX. Administration of Covered Countermeasures
42 U.S.C. 247d-6d(a)(2)(B)
Administration of the Covered Countermeasure means physical
provision of the countermeasures to recipients, or activities and
decisions directly relating to public and private delivery,
distribution and dispensing of the countermeasures to recipients,
management and operation of countermeasure programs, or management and
operation of locations for purpose of distributing and dispensing
countermeasures.
X. Population
42 U.S.C. 247d-6d(a)(4), 247d-6d(b)(2)(C)
The populations of individuals include any individual who uses or
is administered the Covered Countermeasures in accordance with this
Declaration.
Liability immunity is afforded to manufacturers and distributors
without regard to whether the countermeasure is used by or administered
to this population; liability immunity is afforded to program planners
and qualified persons when the countermeasure is used by or
administered to this population, or the program planner or qualified
person reasonably could have believed the recipient was in this
population.
XI. Geographic Area
42 U.S.C. 247d-6d(a)(4), 247d-6d(b)(2)(D)
Liability immunity is afforded for the administration or use of a
Covered Countermeasure without geographic limitation.
Liability immunity is afforded to manufacturers and distributors
without regard to whether the countermeasure is used by or administered
in any designated geographic area; liability immunity is afforded to
program planners and qualified persons when the countermeasure is used
by or administered in any designated geographic area, or the program
planner or qualified person reasonably could have believed the
recipient was in that geographic area.
XII. Effective Time Period
42 U.S.C. 247d-6d(b)(2)(B)
Liability immunity for Covered Countermeasures through means of
distribution, as identified in Section VII(a) of this Declaration,
other than in accordance with the public health and medical response of
the Authority Having Jurisdiction and extends through December 31,
2022.
Liability immunity for Covered Countermeasures administered and
used in accordance with the public health and medical response of the
Authority Having Jurisdiction begins with a Declaration and lasts
through (1) the final day the emergency Declaration is in effect, or
(2) December 31, 2022, whichever occurs first.
XIII. Additional Time Period of Coverage
42 U.S.C. 247d-6d(b)(3)(B) and (C)
I have determined that an additional 12 months of liability
protection is reasonable to allow for the manufacturer(s) to arrange
for disposition of the Covered Countermeasure, including return of the
Covered Countermeasures to the manufacturer, and for Covered Persons to
take such other actions as are appropriate to limit the administration
or use of the Covered Countermeasures.
Covered Countermeasures obtained for the SNS during the effective
period of this Declaration are covered through the date of
administration or use pursuant to a distribution or release from the
SNS.
XIV. Countermeasures Injury Compensation Program
42 U.S.C 247d-6e
The PREP Act authorizes the Countermeasures Injury Compensation
[[Page 38707]]
Program (CICP) to provide benefits to certain individuals or estates of
individuals who sustain a covered serious physical injury as the direct
result of the administration or use of the Covered Countermeasures, and
benefits to certain survivors of individuals who die as a direct result
of the administration or use of the Covered Countermeasures. The causal
connection between the countermeasure and the serious physical injury
must be supported by compelling, reliable, valid, medical and
scientific evidence in order for the individual to be considered for
compensation. The CICP is administered by the Health Resources and
Services Administration, within the Department of Health and Human
Services. Information about the CICP is available at the toll-free
number 1-855-266-2427 or https://www.hrsa.gov/cicp/.
XV. Amendments
42 U.S.C. 247d-6d(b)(4)
Amendments to this Declaration will be published in the Federal
Register.
Authority: 42 U.S.C. 247d-6d.
Dated: August 1, 2018.
Alex M. Azar II
Secretary, Department of Health and Human Services.
[FR Doc. 2018-16856 Filed 8-6-18; 8:45 am]
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