Ironwood Mezzanine Fund IV-A, L.P.; Notice Seeking Exemption Under Section 312 of the Small Business Investment Act, Conflicts of Interest, 37605 [2018-16415]
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Federal Register / Vol. 83, No. 148 / Wednesday, August 1, 2018 / Notices
that the proposed rule change, as
modified by Amendments No. 1 and 2,
is consistent with the requirements of
the Exchange Act and the rules and
regulations thereunder applicable to a
national securities exchange, and in
particular, with Section 6(b)(5) of the
Exchange Act.
It is therefore ordered, pursuant to
Rule 431 of the Commission’s Rules of
Practice, that the earlier action taken by
delegated authority, Exchange Act
Release No. 80206 (Mar. 10, 2017), 82
FR 14076 (Mar. 16, 2017), is set aside
and, pursuant to Section 19(b)(2) of the
Exchange Act, SR-BatsBZX–2016–30 is
disapproved.
By the Commission.
Brent J. Fields,
Secretary.
[FR Doc. 2018–16427 Filed 7–31–18; 8:45 am]
BILLING CODE 8011–01–P
SMALL BUSINESS ADMINISTRATION
[License No. 06/06–0346]
sradovich on DSK3GMQ082PROD with NOTICES
Stellus Capital SBIC, L.P.; Notice
Seeking Exemption Under Section 312
of the Small Business Investment Act,
Conflicts of Interest
Notice is hereby given that Stellus
Capital SBIC, L.P., 4400 Post Oak
Parkway, Suite 2200, Houston, TX
77027, a Federal Licensee under the
Small Business Investment Act of 1958,
as amended (‘‘the Act’’), in connection
with the financing of a small concern,
has sought an exemption under Section
312 of the Act and Section 107.730,
Financings which Constitute Conflicts
of Interest of the Small Business
Administration (‘‘SBA’’) Rules and
Regulations (13 CFR 107.730). Stellus
Capital SBIC, L.P. proposes to provide
loan financing to KelleyAmerit
Holdings, Inc. (d/b/a Amerit Fleet
Solutions), 1331 North California Blvd.,
Suite 150, Walnut Creek, CA 94596.
The financing is brought within the
purview of § 107.730(a)(4) of the
Regulations because Stellus Capital
SBIC, L.P., seeks to purchase the loan
financing to KelleyAmerit Holdings, Inc.
from Stellus Capital Investment Corp.,
an Associate of Stellus Capital SBIC,
L.P. Therefore, this transaction is
considered discharging an obligation of
an Associate, requiring a prior SBA
exemption.
Notice is hereby given that any
interested person may submit written
comments on this transaction within
fifteen days of the date of this
publication to the Associate
Administrator, Office of Investment and
Innovation, U.S. Small Business
VerDate Sep<11>2014
20:07 Jul 31, 2018
Jkt 244001
Administration, 409 Third Street SW,
Washington, DC 20416.
A. Joseph Shepard,
Associate Administrator for Office of
Investment and Innovation.
[FR Doc. 2018–16414 Filed 7–31–18; 8:45 am]
BILLING CODE P
SMALL BUSINESS ADMINISTRATION
[License No. 01/01–0435]
Ironwood Mezzanine Fund IV–A, L.P.;
Notice Seeking Exemption Under
Section 312 of the Small Business
Investment Act, Conflicts of Interest
Notice is hereby given that Ironwood
Mezzanine Fund IV–A, L.P., 45 Nod
Road, Suite 2, Avon, CT 06001, a
Federal Licensee under the Small
Business Investment Act of 1958, as
amended (‘‘the Act’’), in connection
with a financing of a small concern, has
sought an exemption under Section 312
of the Act and Section 107.730,
Financings which Constitute Conflicts
of Interest of the Small Business
Administration (‘‘SBA’’) Rules and
Regulations (13 CFR 107.730). Ironwood
Mezzanine Fund IV–A, L.P. proposes to
provide debt and equity financing for
the purpose of purchasing a subsidiary
(Capewell Intermediate Holding, LLC)
from an Associate, Capewell Holding,
LLC. Capewell Holding, LLC is an
Associate because Ironwood Mezzanine
Fund III–A L.P., an Associate of
Mezzanine Fund IV–A, L.P., owns more
than ten percent of Capewell Holding,
LLC.
The financing is brought within the
purview of § 107.730(a) of the
Regulations because proceeds from the
transaction will directly benefit
Associates Ironwood Mezzanine Fund
III, L.P. and Ironwood Mezzanine Fund
III–A, L.P.
Notice is hereby given that any
interested person may submit written
comments on this transaction within
fifteen days of the date of this
publication to the Associate
Administrator, Office of Investment and
Innovation, U.S. Small Business
Administration, 409 Third Street SW,
Washington, DC 20416.
A. Joseph Shepard,
Associate Administrator, Office of Investment
and Innovation.
[FR Doc. 2018–16415 Filed 7–31–18; 8:45 am]
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37605
SURFACE TRANSPORTATION BOARD
[Docket No. FD 36208]
Progressive Rail Incorporated—
Continuance in Control Exemption—
St. Paul & Pacific Railroad Company,
LLC
Progressive Rail Incorporated (PGR), a
Class III rail carrier, has filed a verified
notice of exemption under 49 CFR
1180.2(d)(2) to continue in control of St.
Paul & Pacific Railroad Company, LLC
(SPR), upon SPR’s becoming a Class III
rail carrier.
This transaction is related to a
concurrently filed verified notice of
exemption in St. Paul & Pacific Railroad
Company, LLC—Change in Operator
Exemption—Santa Cruz and Monterey
Bay Railway Company, Docket No. FD
36207. In that proceeding, SPR seeks an
exemption under 49 CFR 1150.31 to
assume operations over approximately
31 miles of rail line (the Line) owned by
the Santa Cruz County Regional
Transportation Commission extending
from milepost 0.433 at Watsonville
Junction to milepost 31.39 at Davenport,
Cal.
The earliest this transaction may be
consummated is August 15, 2018, the
effective date of the exemption (30 days
after the verified notice was filed). PGR
states that it intends to consummate the
transaction on August 16, 2018.
PGR will continue in control of SPR
upon SPR’s becoming a Class III rail
carrier and remains in control of Class
III carriers Airlake Terminal Railway
Company, LLC, Central Midland
Railway Company, Iowa Traction
Railway Company, Iowa Southern
Railway Company, Piedmont &
Northern Railroad Company, and
Chicago Junction Railway Company.
PGR states that: (1) The rail line to be
operated by SPR does not connect with
any other railroads in the PGR corporate
family; (2) the continuance in control is
not part of a series of anticipated
transactions that would connect this
line with any other railroad in the PGR
corporate family; and (3) the transaction
does not involve a Class I rail carrier.
Therefore, the transaction is exempt
from the prior approval requirements of
49 U.S.C. 11323. See 49 CFR
1180.2(d)(2).
Under 49 U.S.C. 10502(g), the Board
may not use its exemption authority to
relieve a rail carrier of its statutory
obligation to protect the interests of its
employees. Section 11326(c), however,
does not provide for labor protection for
transactions under §§ 11324 and 11325
that involve only Class III rail carriers.
Accordingly, the Board may not impose
labor protective conditions here because
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[Federal Register Volume 83, Number 148 (Wednesday, August 1, 2018)]
[Notices]
[Page 37605]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2018-16415]
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SMALL BUSINESS ADMINISTRATION
[License No. 01/01-0435]
Ironwood Mezzanine Fund IV-A, L.P.; Notice Seeking Exemption
Under Section 312 of the Small Business Investment Act, Conflicts of
Interest
Notice is hereby given that Ironwood Mezzanine Fund IV-A, L.P., 45
Nod Road, Suite 2, Avon, CT 06001, a Federal Licensee under the Small
Business Investment Act of 1958, as amended (``the Act''), in
connection with a financing of a small concern, has sought an exemption
under Section 312 of the Act and Section 107.730, Financings which
Constitute Conflicts of Interest of the Small Business Administration
(``SBA'') Rules and Regulations (13 CFR 107.730). Ironwood Mezzanine
Fund IV-A, L.P. proposes to provide debt and equity financing for the
purpose of purchasing a subsidiary (Capewell Intermediate Holding, LLC)
from an Associate, Capewell Holding, LLC. Capewell Holding, LLC is an
Associate because Ironwood Mezzanine Fund III-A L.P., an Associate of
Mezzanine Fund IV-A, L.P., owns more than ten percent of Capewell
Holding, LLC.
The financing is brought within the purview of Sec. 107.730(a) of
the Regulations because proceeds from the transaction will directly
benefit Associates Ironwood Mezzanine Fund III, L.P. and Ironwood
Mezzanine Fund III-A, L.P.
Notice is hereby given that any interested person may submit
written comments on this transaction within fifteen days of the date of
this publication to the Associate Administrator, Office of Investment
and Innovation, U.S. Small Business Administration, 409 Third Street
SW, Washington, DC 20416.
A. Joseph Shepard,
Associate Administrator, Office of Investment and Innovation.
[FR Doc. 2018-16415 Filed 7-31-18; 8:45 am]
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