Agency Information Collection Activities; Announcement of Board Approval Under Delegated Authority and Submission to OMB, 36935-36937 [2018-16265]
Download as PDF
Federal Register / Vol. 83, No. 147 / Tuesday, July 31, 2018 / Notices
this second notice to request comments
regarding the following: (1) Whether the
collection of information is necessary
for the proper performance of FHFA
functions, including whether the
information has practical utility; (2) the
accuracy of FHFA’s estimates of the
burdens of the collection of information;
(3) ways to enhance the quality, utility,
and clarity of the information collected;
and (4) ways to minimize the burden of
the collection of information on
respondents, including through the use
of automated collection techniques or
other forms of information technology.
Dated: July 26, 2018.
Kevin Winkler,
Chief Information Officer, Federal Housing
Finance Agency.
[FR Doc. 2018–16350 Filed 7–30–18; 8:45 am]
BILLING CODE 8070–01–P
FEDERAL MARITIME COMMISSION
daltland on DSKBBV9HB2PROD with NOTICES
Notice of Agreement Filed
The Commission hereby gives notice
of the filing of the following agreement
under the Shipping Act of 1984.
Interested parties may submit comments
on the agreement to the Secretary by
email at Secretary@fmc.gov, or by mail,
Federal Maritime Commission,
Washington, DC 20573, within twelve
days of the date this notice appears in
the Federal Register. Copies of the
agreement are available through the
Commission’s website (www.fmc.gov) or
by contacting the Office of Agreements
at (202)-523–5793 or tradeanalysis@
fmc.gov.
Agreement No.: 201263.
Agreement Name: Maersk/MSC/Zim
Cooperative Working Agreement.
Parties: Maersk Line A/S;
Mediterranean Shipping Company S.A.;
and Zim Integrated Shipping Services
Ltd.
Filing Party: Wayne Rohde, Cozen
O’Connor.
Synopsis: The Agreement authorizes
the parties to share space and cooperate
on the provision of service strings in the
trade between Asia and the U.S. East
Coast.
Proposed Effective Date: 9/8/2018.
Location: https://www2.fmc.gov/
FMC.Agreements.Web/Public/
AgreementHistory/14256.
Dated: July 25, 2018.
Rachel Dickon,
Secretary.
[FR Doc. 2018–16280 Filed 7–30–18; 8:45 am]
BILLING CODE P
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FEDERAL RESERVE SYSTEM
Formations of, Acquisitions by, and
Mergers of Bank Holding Companies
The companies listed in this notice
have applied to the Board for approval,
pursuant to the Bank Holding Company
Act of 1956 (12 U.S.C. 1841 et seq.)
(BHC Act), Regulation Y (12 CFR part
225), and all other applicable statutes
and regulations to become a bank
holding company and/or to acquire the
assets or the ownership of, control of, or
the power to vote shares of a bank or
bank holding company and all of the
banks and nonbanking companies
owned by the bank holding company,
including the companies listed below.
The applications listed below, as well
as other related filings required by the
Board, are available for immediate
inspection at the Federal Reserve Bank
indicated. The applications will also be
available for inspection at the offices of
the Board of Governors. Interested
persons may express their views in
writing on the standards enumerated in
the BHC Act (12 U.S.C. 1842(c)). If the
proposal also involves the acquisition of
a nonbanking company, the review also
includes whether the acquisition of the
nonbanking company complies with the
standards in section 4 of the BHC Act
(12 U.S.C. 1843). Unless otherwise
noted, nonbanking activities will be
conducted throughout the United States.
Unless otherwise noted, comments
regarding each of these applications
must be received at the Reserve Bank
indicated or the offices of the Board of
Governors not later than August 23,
2018.
A. Federal Reserve Bank of
Minneapolis (Mark A. Rauzi, Vice
President), 90 Hennepin Avenue,
Minneapolis, Minnesota 55480–0291:
1. Mackinac Financial Corporation,
Manistique, Michigan; to acquire 100
percent of the voting shares of Lincoln
Community Bank, Merrill, Wisconsin.
Board of Governors of the Federal Reserve
System, July 26, 2018.
Yao-Chin Chao,
Assistant Secretary of the Board.
36935
225), and all other applicable statutes
and regulations to become a bank
holding company and/or to acquire the
assets or the ownership of, control of, or
the power to vote shares of a bank or
bank holding company and all of the
banks and nonbanking companies
owned by the bank holding company,
including the companies listed below.
The applications listed below, as well
as other related filings required by the
Board, are available for immediate
inspection at the Federal Reserve Bank
indicated. The applications will also be
available for inspection at the offices of
the Board of Governors. Interested
persons may express their views in
writing on the standards enumerated in
the BHC Act (12 U.S.C. 1842(c)). If the
proposal also involves the acquisition of
a nonbanking company, the review also
includes whether the acquisition of the
nonbanking company complies with the
standards in section 4 of the BHC Act
(12 U.S.C. 1843). Unless otherwise
noted, nonbanking activities will be
conducted throughout the United States.
Unless otherwise noted, comments
regarding each of these applications
must be received at the Reserve Bank
indicated or the offices of the Board of
Governors not later than August 24,
2018.
A. Federal Reserve Bank of
Minneapolis (Mark A. Rauzi, Vice
President), 90 Hennepin Avenue,
Minneapolis, Minnesota 55480–0291:
1. Citizens Community Bancorp, Inc.,
Eau Claire, Wisconsin; to acquire 100
percent of United Bank, Osseo,
Wisconsin.
B. Federal Reserve Bank of St. Louis
(David L. Hubbard, Senior Manager),
P.O. Box 442, St. Louis, Missouri
63166–2034. Comments can also be sent
electronically to
Comments.applications@stls.frb.org:
1. Old National Bancorp, Evansville,
Indiana; to merge with Klein Financial,
Inc., Chaska, Minnesota, and thereby
indirectly acquire KleinBank, also of
Chaska, Minnesota.
[FR Doc. 2018–16337 Filed 7–30–18; 8:45 am]
Board of Governors of the Federal Reserve
System, July 25, 2018.
Yao-Chin Chao,
Assistant Secretary of the Board.
BILLING CODE P
[FR Doc. 2018–16377 Filed 7–30–18; 8:45 am]
BILLING CODE 6210–01–P
FEDERAL RESERVE SYSTEM
Formations of, Acquisitions by, and
Mergers of Bank Holding Companies
The companies listed in this notice
have applied to the Board for approval,
pursuant to the Bank Holding Company
Act of 1956 (12 U.S.C. 1841 et seq.)
(BHC Act), Regulation Y (12 CFR part
PO 00000
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Fmt 4703
Sfmt 4703
FEDERAL RESERVE SYSTEM
Agency Information Collection
Activities; Announcement of Board
Approval Under Delegated Authority
and Submission to OMB
Board of Governors of the
Federal Reserve System.
AGENCY:
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36936
Federal Register / Vol. 83, No. 147 / Tuesday, July 31, 2018 / Notices
The Board of Governors of the
Federal Reserve System (Board) is
adopting a proposal to extend for three
years, with revision, the Financial
Statements for Holding Companies (FR
Y–9 family of reports) (OMB No. 7100–
0128).
FOR FURTHER INFORMATION CONTACT:
Federal Reserve Board Clearance
Officer—Nuha Elmaghrabi—Office of
the Chief Data Officer, Board of
Governors of the Federal Reserve
System, Washington, DC 20551, (202)
452–3829. Telecommunications Device
for the Deaf (TDD) users may contact
(202) 263–4869, Board of Governors of
the Federal Reserve System,
Washington, DC 20551.
OMB Desk Officer—Shagufta
Ahmed—Office of Information and
Regulatory Affairs, Office of
Management and Budget, New
Executive Office Building, Room 10235,
725 17th Street NW, Washington, DC
20503 or by fax to (202) 395–6974.
SUPPLEMENTARY INFORMATION: On June
15, 1984, the Office of Management and
Budget (OMB) delegated to the Board
authority under the Paperwork
Reduction Act (PRA) to approve and
assign OMB control numbers to
collection of information requests and
requirements conducted or sponsored
by the Board. Board-approved
collections of information are
incorporated into the official OMB
inventory of currently approved
collections of information. Copies of the
Paperwork Reduction Act Submission,
supporting statements and approved
collection of information instrument(s)
are placed into OMB’s public docket
files. The Federal Reserve may not
conduct or sponsor, and the respondent
is not required to respond to, an
information collection that has been
extended, revised, or implemented on or
after October 1, 1995, unless it displays
a currently valid OMB control number.
Final approval under OMB delegated
authority the extension for three years,
with revision, of the following reports:
Report title: Financial Statements for
Holding Companies.
Agency form number: FR Y–9C, FR
Y–9LP, FR Y–9SP, FR Y–9ES, and FR
Y–9CS.
OMB control number: 7100–0128.
Effective Date: June 30, 2018.
Frequency: Quarterly and
semiannually.
Respondents: Bank holding
companies, savings and loan holding
companies, securities holding
companies, and U.S. intermediate
holding companies (collectively,
holding companies (HCs)).
Estimated number of respondents: FR
Y–9C (non-advanced approaches
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SUMMARY:
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holding companies): 638; FR Y–9C
(advanced approaches holding
companies): 18; FR Y–9LP: 775; FR
Y–9SP: 3,837 FR Y–9ES: 82; FR Y–9CS:
236.
Estimated average hours per response:
FR Y–9C (non-advanced approaches
holding companies): 46.29 hours; FR
Y–9C (advanced approaches holding
companies HCs): 47.54 hours; FR
Y–9LP: 5.27 hours; FR Y–9SP: 5.40
hours; FR Y–9ES: 0.50 hours; FR Y–9CS:
0.50 hours.
Estimated annual burden hours: FR
Y–9C (non-advanced approaches
holding companies): 118,132 hours; FR
Y–9C (advanced approaches holding
companies): 3,423 hours; FR Y–9LP:
16,337 hours; FR Y–9SP:41,440 hours;
FR Y–9ES: 41 hours; FR Y–9CS: 472
hours.
General description of report: The FR
Y–9C, FR Y–9LP, and FR Y 9SP serve
as standardized financial statements for
the consolidated holding company. The
FR Y–9ES is a financial statement for
HCs that are Employee Stock Ownership
Plans. The Board uses the FR Y–9CS (a
free-form supplement) to collect
additional information deemed to be
critical and needed in an expedited
manner. The FR Y–9 family of reporting
forms continues to be the primary
source of financial data on HCs that
examiners rely on between on-site
inspections. Financial data from these
reporting forms is used to detect
emerging financial problems, review
performance, conduct pre-inspection
analysis, monitor and evaluate capital
adequacy, evaluate HC mergers and
acquisitions, and analyze an HC’s
overall financial condition to ensure the
safety and soundness of its operations.
The Board requires HCs to provide
standardized financial statements to
fulfill the Board’s statutory obligation to
supervise these organizations. HCs file
the FRY–9C on a quarterly basis, the FR
Y–9LP quarterly, the FR Y–9SP
semiannually, the FR Y–9ES annually,
and the FR Y–9CS on a schedule that is
determined when this supplement is
used.
Legal authorization and
confidentiality: The FR Y–9 family of
reports is authorized by section 5(c) of
the Bank Holding Company Act (12
U.S.C. 1844(c)), section 10 of Home
Owners’ Loan Act (12 U.S.C. 1467a(b)),
section 618 of the Dodd-Frank Wall
Street Reform and Consumer Protection
Act (‘‘Dodd-Frank Act’’) (12 U.S.C.
1850a(c)(1)), and section 165 of the
Dodd-Frank Act (12 U.S.C. 5365). The
obligation of covered institutions to
report this information is mandatory.
With respect to the FR Y–9LP, FR
Y–9SP, FR Y–9ES, and FR Y–9CS, as
PO 00000
Frm 00065
Fmt 4703
Sfmt 4703
well as most items on the FR Y–9C, the
information collected would generally
not be accorded confidential treatment.
If confidential treatment is requested by
a respondent, the Board will review the
request to determine if confidential
treatment is appropriate. With respect to
the FR Y–9C, Schedule HI’s item 7(g)
‘‘FDIC deposit insurance assessments,’’
Schedule HC–P’s item 7(a)
‘‘Representation and warranty reserves
for 1–4 family residential mortgage
loans sold to U.S. government agencies
and government sponsored agencies,’’
and Schedule HC–P’s item 7(b)
‘‘Representation and warranty reserves
for 1–4 family residential mortgage
loans sold to other parties’’ are
considered confidential. Such treatment
is appropriate because the data is not
publicly available and could cause
substantial harm to the competitive
position of the respondent. The public
release of this confidential data may
impair the Board’s future ability to
collect similarly confidential data. Thus,
this information may be kept
confidential under exemptions (b)(4) of
the Freedom of Information Act, which
exempts from disclosure ‘‘trade secrets
and commercial or financial information
obtained from a person [that is]
privileged or confidential’’ (5 U.S.C.
552(b)(4)), and (b)(8) of the Freedom of
Information Act, which exempts from
disclosure information related to
examination, operating, or condition
reports prepared by, on behalf of, or for
the use of an agency responsible for the
regulation or supervision of financial
institutions (5 U.S.C. 552(b)(8)). If
confidential treatment is requested by a
respondent for other items in the FR
Y–9C, the Board will review the request
to determine if confidential treatment is
appropriate.
Current Actions: On April 30, 2018,
the Board published a notice in the
Federal Register (83 FR 18843)
requesting public comment for 60 days
on the extension, with revision, of the
FR Y–9C report, and the extension,
without revision, of the FR Y–9LP, FR
Y–9SP, FR Y–9ES, and FR Y–9CS
report. The Board proposed to
implement a number of revisions to the
FR Y–9C requirements, most of which
were consistent with changes now
implemented on the Federal Financial
Institutions Examination Council
(FFIEC) Consolidated Reports of
Condition and Income (Call Reports)
(FFIEC 031, FFIEC 041, and FFIEC 051;
OMB No. 7100–0036). The proposed
revisions included deleting certain data
items and consolidating existing data
items into new data items, as well as
adding new or raising existing reporting
E:\FR\FM\31JYN1.SGM
31JYN1
Federal Register / Vol. 83, No. 147 / Tuesday, July 31, 2018 / Notices
thresholds for certain data items to
reduce reporting burden. The comment
period expired June 29, 2018.
Detailed Discussion of Public
Comments
The Federal Reserve received one
comment from a banking association.
The commenter noted several
inconsistencies on the FR Y–9C report
form and one inconsistency on the
instructions when compared to the Call
Report pertaining to Schedule HC–Q
Memoranda items 4.b and 4.d, column
A and Schedule HC–S Column G
instructions and requested clarification
on the proper reporting. The draft report
form was inadvertently updated to
reflect the removal of items 4.b and 4.d
and a line item reference on the
instructions for Schedule HC–S Column
G was also inadvertently struck through.
The Board has revised these items so
that both the report form and
instructions align with the Call Report.
Additionally, the commenter noted an
inconsistency between the caption on
the report form and the caption on the
instructions pertaining to Equity
investments without readily
determinable fair values on Schedule
HC–F line item 4 on the FR Y–9C report.
The Board has updated the instructions
so that the report form and instructions
align.
The revisions will be implemented as
proposed, with the modifications
described above, effective for the June
30, 2018, report date.
Board of Governors of the Federal Reserve
System, July 25, 2018.
Michele Taylor Fennell,
Assistant Secretary of the Board.
[FR Doc. 2018–16265 Filed 7–30–18; 8:45 am]
BILLING CODE 6210–01–P
DEPARTMENT OF HEALTH AND
HUMAN SERVICES
Agency for Healthcare Research and
Quality
Patient Safety Organizations:
Voluntary Relinquishment From
Diagnostic Quality Assurance
Agency for Healthcare Research
and Quality (AHRQ), Department of
Health and Human Services (HHS).
ACTION: Notice of delisting.
daltland on DSKBBV9HB2PROD with NOTICES
AGENCY:
The Patient Safety Rule
authorizes AHRQ, on behalf of the
Secretary of HHS, to list as a PSO an
entity that attests that it meets the
statutory and regulatory requirements
for listing. A PSO can be ‘‘delisted’’ by
the Secretary if it is found to no longer
SUMMARY:
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18:30 Jul 30, 2018
Jkt 244001
meet the requirements of the Patient
Safety Act and Patient Safety Rule,
when a PSO chooses to voluntarily
relinquish its status as a PSO for any
reason, or when a PSO’s listing expires.
AHRQ has accepted a notification of
voluntary relinquishment from
Diagnostic Quality Assurance of its
status as a PSO, and has delisted the
PSO accordingly. Diagnostic Quality
Assurance, PSO number P0170,
submitted this request for voluntary
relinquishment after receiving a Notice
of Preliminary Finding of Deficiency.
DATES: The directories for both listed
and delisted PSOs are ongoing and
reviewed weekly by AHRQ. The
delisting was effective at 12:00 Midnight
ET (2400) on July 1, 2018.
ADDRESSES: Both directories can be
accessed electronically at the following
HHS website: https://www.pso.ahrq.gov/
listed.
FOR FURTHER INFORMATION CONTACT:
Eileen Hogan, Center for Quality
Improvement and Patient Safety, AHRQ,
5600 Fishers Lane, Room 06N94B,
Rockville, MD 20857; Telephone (toll
free): (866) 403–3697; Telephone (local):
(301) 427–1111; TTY (toll free): (866)
438–7231; TTY (local): (301) 427–1130;
Email: pso@ahrq.hhs.gov.
SUPPLEMENTARY INFORMATION:
Background
The Patient Safety and Quality
Improvement Act of 2005, 42 U.S.C.
299b–21 to b–26, (Patient Safety Act)
and the related Patient Safety and
Quality Improvement Final Rule, 42
CFR part 3 (Patient Safety Rule),
published in the Federal Register on
November 21, 2008, 73 FR 70732–
70814, establish a framework by which
hospitals, doctors, and other health care
providers may voluntarily report
information to Patient Safety
Organizations (PSOs), on a privileged
and confidential basis, for the
aggregation and analysis of patient
safety events.
The Patient Safety Act authorizes the
listing of PSOs, which are entities or
component organizations whose
mission and primary activity are to
conduct activities to improve patient
safety and the quality of health care
delivery.
HHS issued the Patient Safety Rule to
implement the Patient Safety Act.
AHRQ administers the provisions of the
Patient Safety Act and Patient Safety
Rule relating to the listing and operation
of PSOs. The Patient Safety Rule
authorizes AHRQ to list as a PSO an
entity that attests that it meets the
statutory and regulatory requirements
for listing. A PSO can be ‘‘delisted’’ if
PO 00000
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Fmt 4703
Sfmt 4703
36937
it is found to no longer meet the
requirements of the Patient Safety Act
and Patient Safety Rule, when a PSO
chooses to voluntarily relinquish its
status as a PSO for any reason, or when
a PSO’s listing expires. Section 3.108(d)
of the Patient Safety Rule requires
AHRQ to provide public notice when it
removes an organization from the list of
federally approved PSOs.
AHRQ has accepted a notification
from Diagnostic Quality Assurance, a
component entity of Quality Star, LLC,
to voluntarily relinquish its status as a
PSO. Accordingly, Diagnostic Quality
Assurance was delisted effective at
12:00 Midnight ET (2400) on July 1,
2018. AHRQ notes that that Diagnostic
Quality Assurance submitted this
request for voluntary relinquishment
following receipt of the Notice of
Preliminary Finding of Deficiency sent
on April 10, 2018.
More information on PSOs can be
obtained through AHRQ’s PSO website
at https://www.pso.ahrq.gov.
Francis D. Chesley, Jr.,
Acting Deputy Director.
[FR Doc. 2018–16327 Filed 7–30–18; 8:45 am]
BILLING CODE 4160–90–P
DEPARTMENT OF HEALTH AND
HUMAN SERVICES
Food and Drug Administration
[Docket No. FDA–2017–N–0007]
Biosimilar User Fee Rates for Fiscal
Year 2019
AGENCY:
Food and Drug Administration,
HHS.
ACTION:
Notice.
The Food and Drug
Administration (FDA) is announcing the
rates for biosimilar user fees for fiscal
year (FY) 2019. The Federal Food, Drug,
and Cosmetic Act (FD&C Act), as
amended by the Biosimilar User Fee
Amendments of 2017 (BsUFA II),
authorizes FDA to assess and collect
user fees for certain activities in
connection with biosimilar biological
product development; review of certain
applications for approval of biosimilar
biological products; and each biosimilar
biological product approved in a
biosimilar biological product
application.
BsUFA II directs FDA to establish,
before the beginning of each fiscal year,
the amount of initial and annual
biosimilar biological product
development (BPD) fees, the
reactivation fee, and the biosimilar
biological product application and
SUMMARY:
E:\FR\FM\31JYN1.SGM
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Agencies
[Federal Register Volume 83, Number 147 (Tuesday, July 31, 2018)]
[Notices]
[Pages 36935-36937]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2018-16265]
-----------------------------------------------------------------------
FEDERAL RESERVE SYSTEM
Agency Information Collection Activities; Announcement of Board
Approval Under Delegated Authority and Submission to OMB
AGENCY: Board of Governors of the Federal Reserve System.
[[Page 36936]]
SUMMARY: The Board of Governors of the Federal Reserve System (Board)
is adopting a proposal to extend for three years, with revision, the
Financial Statements for Holding Companies (FR Y-9 family of reports)
(OMB No. 7100-0128).
FOR FURTHER INFORMATION CONTACT:
Federal Reserve Board Clearance Officer--Nuha Elmaghrabi--Office of
the Chief Data Officer, Board of Governors of the Federal Reserve
System, Washington, DC 20551, (202) 452-3829. Telecommunications Device
for the Deaf (TDD) users may contact (202) 263-4869, Board of Governors
of the Federal Reserve System, Washington, DC 20551.
OMB Desk Officer--Shagufta Ahmed--Office of Information and
Regulatory Affairs, Office of Management and Budget, New Executive
Office Building, Room 10235, 725 17th Street NW, Washington, DC 20503
or by fax to (202) 395-6974.
SUPPLEMENTARY INFORMATION: On June 15, 1984, the Office of Management
and Budget (OMB) delegated to the Board authority under the Paperwork
Reduction Act (PRA) to approve and assign OMB control numbers to
collection of information requests and requirements conducted or
sponsored by the Board. Board-approved collections of information are
incorporated into the official OMB inventory of currently approved
collections of information. Copies of the Paperwork Reduction Act
Submission, supporting statements and approved collection of
information instrument(s) are placed into OMB's public docket files.
The Federal Reserve may not conduct or sponsor, and the respondent is
not required to respond to, an information collection that has been
extended, revised, or implemented on or after October 1, 1995, unless
it displays a currently valid OMB control number.
Final approval under OMB delegated authority the extension for
three years, with revision, of the following reports:
Report title: Financial Statements for Holding Companies.
Agency form number: FR Y-9C, FR Y-9LP, FR Y-9SP, FR Y-9ES, and FR
Y-9CS.
OMB control number: 7100-0128.
Effective Date: June 30, 2018.
Frequency: Quarterly and semiannually.
Respondents: Bank holding companies, savings and loan holding
companies, securities holding companies, and U.S. intermediate holding
companies (collectively, holding companies (HCs)).
Estimated number of respondents: FR Y-9C (non-advanced approaches
holding companies): 638; FR Y-9C (advanced approaches holding
companies): 18; FR Y-9LP: 775; FR Y-9SP: 3,837 FR Y-9ES: 82; FR Y-9CS:
236.
Estimated average hours per response: FR Y-9C (non-advanced
approaches holding companies): 46.29 hours; FR Y-9C (advanced
approaches holding companies HCs): 47.54 hours; FR Y-9LP: 5.27 hours;
FR Y-9SP: 5.40 hours; FR Y-9ES: 0.50 hours; FR Y-9CS: 0.50 hours.
Estimated annual burden hours: FR Y-9C (non-advanced approaches
holding companies): 118,132 hours; FR Y-9C (advanced approaches holding
companies): 3,423 hours; FR Y-9LP: 16,337 hours; FR Y-9SP:41,440 hours;
FR Y-9ES: 41 hours; FR Y-9CS: 472 hours.
General description of report: The FR Y-9C, FR Y-9LP, and FR Y 9SP
serve as standardized financial statements for the consolidated holding
company. The FR Y-9ES is a financial statement for HCs that are
Employee Stock Ownership Plans. The Board uses the FR Y-9CS (a free-
form supplement) to collect additional information deemed to be
critical and needed in an expedited manner. The FR Y-9 family of
reporting forms continues to be the primary source of financial data on
HCs that examiners rely on between on-site inspections. Financial data
from these reporting forms is used to detect emerging financial
problems, review performance, conduct pre-inspection analysis, monitor
and evaluate capital adequacy, evaluate HC mergers and acquisitions,
and analyze an HC's overall financial condition to ensure the safety
and soundness of its operations. The Board requires HCs to provide
standardized financial statements to fulfill the Board's statutory
obligation to supervise these organizations. HCs file the FRY-9C on a
quarterly basis, the FR Y-9LP quarterly, the FR Y-9SP semiannually, the
FR Y-9ES annually, and the FR Y-9CS on a schedule that is determined
when this supplement is used.
Legal authorization and confidentiality: The FR Y-9 family of
reports is authorized by section 5(c) of the Bank Holding Company Act
(12 U.S.C. 1844(c)), section 10 of Home Owners' Loan Act (12 U.S.C.
1467a(b)), section 618 of the Dodd-Frank Wall Street Reform and
Consumer Protection Act (``Dodd-Frank Act'') (12 U.S.C. 1850a(c)(1)),
and section 165 of the Dodd-Frank Act (12 U.S.C. 5365). The obligation
of covered institutions to report this information is mandatory. With
respect to the FR Y-9LP, FR Y-9SP, FR Y-9ES, and FR Y-9CS, as well as
most items on the FR Y-9C, the information collected would generally
not be accorded confidential treatment. If confidential treatment is
requested by a respondent, the Board will review the request to
determine if confidential treatment is appropriate. With respect to the
FR Y-9C, Schedule HI's item 7(g) ``FDIC deposit insurance
assessments,'' Schedule HC-P's item 7(a) ``Representation and warranty
reserves for 1-4 family residential mortgage loans sold to U.S.
government agencies and government sponsored agencies,'' and Schedule
HC-P's item 7(b) ``Representation and warranty reserves for 1-4 family
residential mortgage loans sold to other parties'' are considered
confidential. Such treatment is appropriate because the data is not
publicly available and could cause substantial harm to the competitive
position of the respondent. The public release of this confidential
data may impair the Board's future ability to collect similarly
confidential data. Thus, this information may be kept confidential
under exemptions (b)(4) of the Freedom of Information Act, which
exempts from disclosure ``trade secrets and commercial or financial
information obtained from a person [that is] privileged or
confidential'' (5 U.S.C. 552(b)(4)), and (b)(8) of the Freedom of
Information Act, which exempts from disclosure information related to
examination, operating, or condition reports prepared by, on behalf of,
or for the use of an agency responsible for the regulation or
supervision of financial institutions (5 U.S.C. 552(b)(8)). If
confidential treatment is requested by a respondent for other items in
the FR Y-9C, the Board will review the request to determine if
confidential treatment is appropriate.
Current Actions: On April 30, 2018, the Board published a notice in
the Federal Register (83 FR 18843) requesting public comment for 60
days on the extension, with revision, of the FR Y-9C report, and the
extension, without revision, of the FR Y-9LP, FR Y-9SP, FR Y-9ES, and
FR Y-9CS report. The Board proposed to implement a number of revisions
to the FR Y-9C requirements, most of which were consistent with changes
now implemented on the Federal Financial Institutions Examination
Council (FFIEC) Consolidated Reports of Condition and Income (Call
Reports) (FFIEC 031, FFIEC 041, and FFIEC 051; OMB No. 7100-0036). The
proposed revisions included deleting certain data items and
consolidating existing data items into new data items, as well as
adding new or raising existing reporting
[[Page 36937]]
thresholds for certain data items to reduce reporting burden. The
comment period expired June 29, 2018.
Detailed Discussion of Public Comments
The Federal Reserve received one comment from a banking
association. The commenter noted several inconsistencies on the FR Y-9C
report form and one inconsistency on the instructions when compared to
the Call Report pertaining to Schedule HC-Q Memoranda items 4.b and
4.d, column A and Schedule HC-S Column G instructions and requested
clarification on the proper reporting. The draft report form was
inadvertently updated to reflect the removal of items 4.b and 4.d and a
line item reference on the instructions for Schedule HC-S Column G was
also inadvertently struck through. The Board has revised these items so
that both the report form and instructions align with the Call Report.
Additionally, the commenter noted an inconsistency between the caption
on the report form and the caption on the instructions pertaining to
Equity investments without readily determinable fair values on Schedule
HC-F line item 4 on the FR Y-9C report. The Board has updated the
instructions so that the report form and instructions align.
The revisions will be implemented as proposed, with the
modifications described above, effective for the June 30, 2018, report
date.
Board of Governors of the Federal Reserve System, July 25, 2018.
Michele Taylor Fennell,
Assistant Secretary of the Board.
[FR Doc. 2018-16265 Filed 7-30-18; 8:45 am]
BILLING CODE 6210-01-P