Use of Spectrum Bands Above 24 GHz for Mobile Radio Services, 34478-34492 [2018-14806]
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Federal Register / Vol. 83, No. 140 / Friday, July 20, 2018 / Rules and Regulations
FEDERAL COMMUNICATIONS
COMMISSION
47 CFR Parts 2, 25 and 30
[GN Docket No. 14–177; WT Docket No. 10–
112; FCC 18–73]
Use of Spectrum Bands Above 24 GHz
for Mobile Radio Services
Federal Communications
Commission.
ACTION: Final rule.
AGENCY:
In this document, the Federal
Communications Commission
(Commission or FCC) adopts rules for
specific millimeter wave bands above 24
GHz. A proposed rule document for the
Third Further Notice of Proposed
Rulemaking (3rd FNPRM) related to the
Final rule document for the Third
Report and Order and Memorandum
Opinion and Order (3rd R&O) is
published elsewhere in this issue of the
Federal Register.
DATES: Effective August 20, 2018, except
for the amendments to § 25.136, which
contain information collection
requirements that are not effective until
approved by the Office of Management
and Budget. The Commission will
publish a document in the Federal
Register announcing the effective date
for those amendments.
FOR FURTHER INFORMATION CONTACT: John
Schauble of the Wireless
Telecommunications Bureau,
Broadband Division, at (202) 418–0797
or John.Schauble@fcc.gov, Michael Ha
of the Office of Engineering and
Technology, Policy and Rules Division,
at 202–418–2099 or Michael.Ha@
fcc.gov, or Jose Albuquerque of the
International Bureau, Satellite Division,
at 202–418–2288 or Jose.Albuquerque@
fcc.gov. For information regarding the
PRA information collection
requirements contained in this PRA,
contact Cathy Williams, Office of
Managing Director, at (202) 418–2918 or
Cathy.Williams@fcc.gov.
SUPPLEMENTARY INFORMATION: This is a
summary of the Commission’s Third
Report and Order and Memorandum
Opinion and Order (3rd R&O), GN
Docket No. 14–177, FCC 18–73, adopted
on June 7, 2018 and released on June 8,
2018. The complete text of this
document is available for public
inspection and copying from 8 a.m. to
4:30 p.m. Eastern Time (ET) Monday
through Thursday or from 8 a.m. to
11:30 a.m. ET on Fridays in the FCC
Reference Information Center, 445 12th
Street SW, Room CY–A257,
Washington, DC 20554. The complete
text is available on the Commission’s
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SUMMARY:
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website at https://wireless.fcc.gov, or by
using the search function on the ECFS
web page at https://www.fcc.gov/cgb/
ecfs/. Alternative formats are available
to persons with disabilities by sending
an email to fcc504@fcc.gov or by calling
the Consumer & Governmental Affairs
Bureau at (202) 418–0530 (voice), (202)
418–0432 (tty).
Supplemental Final Regulatory
Flexibility Analysis
As required by the Regulatory
Flexibility Act of 1980 (RFA), the
Commission has prepared a Final
Regulatory Flexibility Analysis (FRFA)
of the possible significant economic
impact on small entities of the policies
and rules adopted in the Third Report
and Order.
Congressional Review Act
The Commission will send a copy of
this Report and Order in a report to be
sent to Congress and the Government
Accountability Office pursuant to the
Congressional Review Act (CRA), see 5
U.S.C. 801(a)(1)(A).
Synopsis
I. Introduction
1. The Commission continues its
effort to make available millimeter wave
(mmW) spectrum, at or above 24 GHz,
for fifth-generation (5G) wireless,
Internet of Things, and other advanced
spectrum-based services. In the 3rd
R&O, the Commission addresses
pending issues regarding FSS sharing
and operability in the 24 GHz band, as
well as pending issues regarding
performance requirements and mobile
spectrum holdings policies for the
mmW bands authorized for flexible use.
With respect to the 37–37.6 GHz band
(Lower 37 GHz band), the Commission
resolves pending petitions for
reconsideration, establish a band plan,
and in the 3rd FNPRM, the Commission
seeks comment on a more detailed
framework to facilitate Federal and nonFederal use. In addition, the
Commission proposes to make
additional spectrum in the 42–42.5 GHz
(42 GHz band) and 25.25–27.5 GHz
band (26 GHz band) available for
flexible wireless use, while recognizing
the need to protect and provide
continued opportunities for Federal use
of this band. The Commission notes that
it will consider other bands and issues
raised in this proceeding in future
Commission items.
2. The Commission’s efforts in this
proceeding to make mmW spectrum
available for wireless uses is vital to
ensuring continued American
leadership in wireless broadband. That
leadership represents a critical
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component of economic growth, job
creation, public safety, and global
competitiveness. The Commission will
continue to take steps to facilitate access
to additional low-band, mid-band, and
high-band spectrum for the benefit of
American consumers, including holding
an auction of the 28 GHz band starting
in November followed by an auction of
the 24 GHz band.
II. Background
3. On November 22, 2017, the
Commission released the 2nd R&O, 2nd
FNPRM, Order on Recon, and MO&O in
this proceeding. See 83 FR 37. In
relevant parts, the 2nd R&O authorized
the 24 GHz band and the 47.2–48.2 GHz
band (47 GHz band) for flexible wireless
use; it declined to set pre-auction limits
on the amount of spectrum an entity
may acquire at auction in the 24 GHz
and 47 GHz bands; and it revised the
mmW spectrum threshold for reviewing
proposed secondary market transactions
to 1850 megahertz by including the 24
GHz and 47 GHz bands. The 2nd
FNPRM sought comment on five issues.
First, the Commission proposed to
license Fixed-Satellite Service (FSS)
earth stations in the 24.75–25.25 GHz
band on a co-primary basis under the
provisions in Section 25.136(d)
applicable to the 47 GHz band. Second,
the Commission sought comment on
adopting additional performance
metrics tailored to Internet of Things
(IoT)-type deployments. Third, the
Commission proposed to eliminate the
pre-auction limit of 1250 megahertz that
the R&O had adopted for the 28 GHz, 37
GHz and 39 GHz bands. Fourth, the
Commission proposed to require that
any equipment capable of operating
anywhere within the 24 GHz band must
be capable of operating across the entire
24 GHz band, on all frequencies in both
band segments. Finally, the Commission
invited commenters to submit new
studies or data on bands under
consideration by the Commission, as
well as comments on additional bands
the Commission should consider.
4. The Commission received 15
comments and 12 reply comments. A
list of commenters, reply commenters,
and ex parte filings is contained in the
List of Commenters to the 2nd FNPRM.
No petitions for reconsideration of the
2nd R&O were filed. SOM1101, LLC
filed a comment addressing the issue of
allowing satellite user equipment in the
37.5–40 GHz band. Comment of
SOM1101 LLC (filed Jan. 23, 2018). In
the MO&O, the Commission declined to
authorize satellite user equipment in the
37.5–40 GHz band. Because SOM1101’s
comment neither acknowledges nor
seeks reconsideration of the MO&O’s
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decision, the Commission will not give
further consideration to this issue.
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III. Third Report and Order
A. Performance Requirements—
Geographic Area Metric
5. Background. In the R&O, the
Commission moved away from a
substantial service regime in the mmW
bands by adopting a defined set of
metrics for performance requirements
for Upper Microwave Flexible Use
Service (UMFUS). UMFUS licensees
relying on mobile or point-to-multipoint
service must show that they are
providing reliable signal coverage and
service to at least 40 percent of the
population within the service area of the
licensee, and that they are using
facilities to provide service in that area
either to customers or for internal use.
Licensees relying on point-to-point
service must demonstrate that they have
four links operating and providing
service, either to customers or for
internal use, if the population within
the license area is equal to or less than
268,000. If the population within the
license area is greater than 268,000, a
licensee relying on point-to-point
service must demonstrate it has at least
one link in operation and is providing
service for each 67,000 population
within the license area. Showings that
rely on a combination of multiple types
of service will be evaluated on a caseby-case basis. This reliance on fixed
metrics was a change from the buildout
rules formerly applicable to 28 GHz and
39 GHz licensees, which used a
substantial service standard. In the
FNPRM, the Commission sought
comment on expanding this list of
metrics by adopting a performance
metric designed to accommodate IoTtype deployments. In the 2nd FNPRM,
the Commission sought comment more
specifically on a geographic area metric
that might accommodate IoT or other
services deployed along non-traditional
lines, while still measuring a
meaningful level of service in a proven
way.
6. Discussion. The Commission
adopts a geographic area metric for
UMFUS licenses, to be included in the
existing list of performance metrics from
which licensees may choose, as an
additional alternative to meeting the
Commission’s performance
requirements. Consistent with the
option on which the Commission sought
comment in the 2nd FNPRM, licensees
may fulfill the requirements of this
metric either by demonstrating mobile
or point-to-multipoint coverage of at
least 25% of their license’s geographic
area, or by showing the presence of
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equipment transmitting or receiving on
the licensed spectrum in at least 25% of
census tracts within the license area.
The Commission believes the 25% level
would maintain parity with the 40%
population coverage metric. As with the
Commission’s previously-adopted
metrics, equipment must be in use and
actually providing service, either for
private, internal use or to unaffiliated
customers, in order to be counted. This
metric, like the Commission’s
previously-adopted metrics, may be
used by any UMFUS licensee, regardless
of the type of service deployed.
7. The Commission emphasizes that
this geographic area metric is an
additional alternative for licensees, not
a supplemental requirement. If a
licensee deploying IoT systems finds
that the Commission’s existing mobile
or fixed metrics better fit their needs, it
is welcome to use either of those metrics
instead. As the Commission has
emphasized since the R&O, all licensees
may choose the particular metric they
wish to satisfy, and the adoption of this
metric merely expands their list of
choices. Without the adoption of this
additional choice of metric, licensees
would have only the mobile or fixed
options through which to demonstrate
their compliance with the Commission’s
performance requirements. While the
Commission continues to support its
previous conclusion that it is too soon
to design a usage-based metric that will
be technology- and use case-neutral, it
believes it is important to provide some
additional option for UMFUS licensees
whose deployments may not track
residential population, or that may not
involve traditional higher-power fixed
links, as will likely be the case for some
IoT-type services. The Commission’s
adoption of a geographic area metric is
responsive to the calls from commenters
for greater flexibility. In the interest of
providing licensees with as much
flexibility and certainty as possible in
advance of the Commission’s
contemplated auctions of UMFUS
spectrum, the Commission does not
believe it is appropriate to delay the
adoption of an additional choice of
metric to future rounds of this
proceeding.
8. The objections raised by, and
alternative suggestions offered by
commenters, are not persuasive. With
respect to calls for entirely different
regimes, such as substantial service or
site-based licensing, the Commission
has already determined that geographic
area licensing with the performance
requirements that the Commission
adopted in the Report and Order strikes
the best balance between flexibility for
licensees and accountability in ensuring
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efficient use of mmW spectrum. The
Commission notes that it has also
designated a total of fourteen gigahertz
of unlicensed spectrum in the mmW
bands, and that it seeks further
comment on the sharing regime it has
adopted for the lower 37 GHz band.
B. Operability in the 24 GHz Band
9. Background. The 24 GHz band
consists of two band segments: The
lower segment, from 24.25–24.45 GHz,
and the upper segment, from 24.75–
25.25 GHz. In the 2nd R&O, the
Commission adopted UMFUS licensing
and technical rules for the 24 GHz band.
The Commission also proposed to adopt
an operability requirement for the 24
GHz band. Under this requirement, any
mobile or transportable equipment
capable of operating in any portion of
the 24 GHz band must be capable of
operating at all frequencies within the
24 GHz band, in both band segments.
10. Discussion. The Commission
adopts its proposal to require
operability throughout the 24 GHz band.
Any mobile or transportable equipment
capable of operating on any frequency
between 24.24–24.45 GHz or 24.75–
25.25 GHz must be capable of operating
on all frequencies in those ranges. This
requirement will support competition
by ensuring a robust device ecosystem
throughout the band. Given the
separation of the 24 GHz band into two
different segments, the Commission
believes an operability requirement is
important to supporting development of
the lower portion of the band.
11. The Commission reiterates that
this operability requirement in no way
dictates the use of any particular
technology or air interface. The
Commission also emphases that this
operability requirement is specific to the
24 GHz band, and does not extend to
other UMFUS bands. The 28 GHz band
and the 37 and 39 GHz bands also have
operability requirements, but those are
separate and independent from the one
the Commission adopts for the 24 GHz
band. Devices are not required to
operate across all UMFUS bands. While
one commenter expresses concern about
the ability to filter signals from the
24.45–24.75 GHz band, it ultimately
supports the operability requirement,
and it does not provide any technical
analysis in support of its concern.
12. In addition, as the Commission
noted in the 2nd R&O, ongoing
international studies include analyses to
determine IMT–2020 out-of-band
emission limits necessary to protect
passive sensors onboard weather
satellites in the 23.6–24.0 GHz band.
The Commission recognizes the need to
protect these passive satellite operations
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that provide important data necessary
for weather predictions and warnings.
Given that this is a matter of interest to
multiple stakeholders internationally
and that the Commission cannot predict
the outcome, it finds it inappropriate to
adopt U.S.-only limits that may need to
be modified at a later time. Once
interference protection standards are
agreed upon internationally the
Commission will, if necessary, consider
through notice and comment whether
any modification of its current out-ofband limits may be needed. The
Commission encourages non-Federal
operators in the 24 GHz band to monitor
these studies and to plan their systems,
to the extent possible, to take into
account the potential for additional
future protection of passive sensors in
the 23.6–24.0 GHz band.
C. 24 GHz FSS Sharing
13. Background. The U.S. Table of
Frequency Allocations (U.S. Table)
currently includes primary, nonFederal, Fixed, Mobile and FixedSatellite Service (FSS) (Earth-to-space)
allocations in the 24.75–25.25 GHz
band. Footnote NG535 to the U.S. Table
provides feeder links in the
Broadcasting-Satellite Service (BSS)
priority over other FSS uses in the
24.75–25.05 GHz band segment, and
restricts FSS use of the 25.05–25.25 GHz
band segment to feeder links for the
BSS. In the 2nd R&O the Commission
adopted a primary Fixed Service
allocation in the 24.75–25.05 GHz band
segment, added a primary Mobile
Service allocation in the 24.75–25.25
GHz band segment, and authorized both
mobile and fixed operations in those
bands under the part 30 UMFUS rules.
The Commission did not make changes
to its current rules at that time, but
decided instead to seek comment in the
2nd FNPRM in conjunction with a
proposal to allow more flexible use of
the band for FSS earth stations.
14. In the 2nd FNPRM, the
Commission proposed to license FSS
earth stations in 24.75–25.25 GHz band
on a co-primary basis under the
provisions contained in Section
25.136(d), which currently applies to
the 47 GHz band, by adding the 24.75–
25.25 GHz band to this rule section.
This change would limit availability of
the 24.75–25.25 GHz band for FSS to
individually-licensed FSS earth stations
that meet the same specific licensing
requirements applicable to earth
stations in the 47 GHz band. The
Commission also sought comment on
adding a U.S. Table footnote specifying
the relative interference protection
obligations of FSS and UMFUS stations
in this band. In addition, the
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Commission proposed various
conforming modifications to certain
earth station application requirements.
The Commission sought comment on
these proposals and on possible actions
needed to address the potential for
aggregate interference from terrestrial
users into satellite systems in the band.
15. To provide for more flexible FSS
use of the 24.75–25.25 GHz band, the
Commission proposed to eliminate
footnote NG535, thereby making this
band available for general FSS uplink
operations without restricting these
operations to, or affording priority for,
the provision of feeder links for 17/24
GHz BSS space stations. To further
increase flexibility for all FSS uses in
this new sharing regime, the
Commission also proposed to eliminate
the Petitions for Reconsideration of
Spectrum Frontiers Report and Order
addressed herein orbital-location
restrictions for 17/24 GHz BSS space
stations specified in Section 25.262(a),
thus providing more flexibility to these
BSS operations. Consistent with these
proposals, the Commission proposed
several other rule changes to part 25 of
its rules to harmonize the treatment of
BSS feeder links with other FSS
transmissions. Specifically, the
Commission proposed the following
rule changes: (1) Modify Section 25.138
to extend applicability of the Ka-band
off-axis EIRP density limits in paragraph
(a) to the 24.75–25.25 GHz band, and
then to eliminate the nearly identical
BSS feeder link-specific earth station
off-axis EIRP density limits for the
24.75–25.25 GHz band in Section
25.223(b); (2) add the 24.75–25.25 GHz
band to the list of frequency bands in
our general FSS earth station
coordination rules in Section 25.220(a),
thereby permitting us to eliminate the
coordination provisions contained in
Sections 25.223(c) and (d); (3) remove
and reserve Section 25.223, because
there would be no need for these
provisions, which provide an alternative
means of licensing BSS feeder links, and
also eliminate cross references to
Section 25.223 contained in Section
25.209(f); (4) eliminate Section
25.204(e)(4), which contains rain fade
specifications specific to 17/24 GHz BSS
feeder link transmissions, and instead
include the 24.75–25.25 GHz band in
paragraph (e)(3), which contains nearly
identical Ka-band FSS rain fade
specifications; (5) modify the
interference-showing requirements for
FSS applicants in Section 25.140(a) to
make clear its applicability to FSS
(Earth-to-space) transmissions to 17/24
GHz BSS space stations; (6) add a new
subparagraph (iv) to Section 25.140(a)
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requiring applicants for space stations
receiving uplinks in the 24.75–25.25
GHz band to certify, among other things,
that the earth stations transmitting to
such space stations will not exceed the
off-axis EIRP density limits in Section
25.138(a); (7) modify the definitions of
‘‘routine processing or licensing’’ and
‘‘two-degree compliant space station’’
contained in Section 25.103; (8)
eliminate the operational requirements
associated with the Appendix F orbitallocation constraints in Section 25.262
by deleting paragraphs (a) and (d), and
modifying paragraphs (b) and (e); (9)
modify Sections 25.140(b), (c) and (d) to
reflect changes in the interference
showing required by 17/24 GHz BSS
applicants, which is currently defined
in part by the applicant’s orbital
position relative to Appendix F
locations; (10) delete Section 25.262(b)
to eliminate an operational requirement
made moot; (11) delete Appendix F
specific requirements contained in
Section 25.114(d)(17); (12) eliminate a
reference in Section 25.114(d)(7) to a
deleted subparagraph in Section
25.140(b); and (13) modify the crosspolarization isolation requirement in
Section 25.210(i) to making clear that it
applies only to 17/24 GHz BSS space-toEarth transmissions, to provide for
consistent treatment of 17/24 GHz
feeder uplinks with other FSS
transmissions in the 24.75–25.25 GHz
band.
16. Discussion. After review of the
record, the Commission modifies the
FSS earth station licensing proposal set
out in the 2nd FNPRM so as to better
provide FSS with additional capacity
for satellite services while permitting
substantial terrestrial use of the band.
As with the 28 GHz and 47 GHz bands,
the Commission finds generally that
allowing a limited number of FSS earth
stations in the 24.75–25.25 GHz band
would further the public interest, and
therefore provide for sharing of the
24.75–25.25 GHz band by UMFUS and
FSS earth stations, including BSS feeder
link earth stations. Based on the record,
the Commission adopts rules that
incorporate certain sharing criteria
applicable in the 27.5–28.35 GHz and
47.2–48.2 GHz bands. Specifically, the
Commission applies the permitted
aggregate population limits within the
specified earth station PFD contour on
a per-county basis, similar to the
requirement in the 27.5–28.35 GHz
band, rather than the per-PEA limits
applicable to the 47.2–48.2 GHz band.
Additionally, as in the 47.2–48.2 GHz
band, the Commission adopts
constraints on the number of permitted
earth stations not only in the county but
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also in the UMFUS licensing area (PEA)
in which the earth station is located. To
reflect these requirements, the
Commission adopts a new rule section
25.136(g), which its find includes
sufficient defined restrictions on earth
station operations consistent with CCA’s
request.
17. The Commission will not adopt
any operational requirements
addressing limits on aggregate
interference into satellite receivers at
this time, as it does not believe such
limits are justified by the current record,
and the Commission received no
specific proposals for such a rule. The
Commission retains the authority to
monitor developments and intervene to
prevent unacceptable interference to
satellites if that becomes necessary, but
there is no evidence to date that
suggests that any such intervention will
be necessary. The Commission will
amend footnote NG65 to the U.S. Table
to include the 24.75–25.25 GHz band to
make clear the relative interference
protection obligations between the coprimary services. The Commission
rejects CTIA’s argument that it should
adopt a new footnote stating that certain
shared frequency bands are identified
predominantly for terrestrial mobile and
fixed services on a primary basis. The
Commission does not believe that this
proposed footnote fulfills its intent to
specify accurately the relative
interference protection obligations of
FSS and UMFUS stations in this band,
and further, it would go beyond the
scope of this rulemaking by including
frequency bands apart from the 24.75–
25.25 GHz band (i.e., the 28 GHz, 37
GHz, 39 GHz, and 47 GHz bands). The
Commission also adopts the proposed
conforming modifications to Sections
25.115(e) and 25.130(b), and delete the
obsolete licensing requirements for the
25.05–25.25 GHz band specified in
Section 25.203(l).
18. The Commission adopts its
proposals to remove footnote NG535. In
doing so, the Commission removes the
restriction on FSS operations apart from
BSS feeder links, in the 25.05–25.25
GHz band segment, and eliminate the
priority of BSS feeder links relative to
other FSS operations in the 24.75–25.05
GHz band. The Commission also
eliminates the Appendix F orbitallocation restrictions contained in
Section 25.262(a), which should give
17/24 GHz BSS feeder link operators the
same flexibility as other FSS operators
in the band. FSS use beyond the
provision of BSS feeder links is already
permitted in the lower portion of the
band, and the Commission believes that
it will further spectrum efficiency to
extend this same flexibility to other
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types of individually licensed FSS earth
stations in the upper band segment. The
Commission rejects T-Mobile’s
argument that the Commission should
constrain satellite operators’ use of the
24.75–25.25 GHz band beyond limits
placed on satellite operators in
comparable UMFUS bands. Such a
position is at variance with the
Commission’s stated objectives in the
Spectrum Frontiers proceeding to make
available millimeter wave (mmW) bands
for flexible wireless deployment while
simultaneously adopting rules that will
allow the mmW bands to be shared with
other uses, including satellite, in bands
where there are existing FSS allocations.
The Commission also disagrees with
AT&T that retention of subsection (a) in
footnote NG535 is warranted, as it
believes it would only serve to
undermine its goals of increasing
flexibility of use and spectrum
efficiency. AT&T acknowledges that the
Commission’s two-degree spacing
requirements are sufficient to protect
BSS feeder links from other FSS
operations, and it provides no
justification for retaining BSS feeder
link priority in the 24.75–25.05 GHz
portion of the band.
19. The Commission received no
opposition to its proposed rule changes
to harmonize the treatment of FSS and
BSS feeder link transmissions under its
rules, nor any opposition on the
associated conforming amendments.
Accordingly, the Commission adopts
these rule changes as elaborated above,
for the reasons set forth in the 2nd
FNPRM. The Commission will not
however, include in the amended
definition of ‘‘routine processing or
licensing’’ in § 25.103 an exclusion for
earth stations in the 24.75–25.25 GHz
band as originally proposed in the 2nd
FNPRM. Upon further consideration,
this change is not necessary to
accurately reflect our licensing
procedures. In addition, as a
consequence of eliminating the
Appendix F orbital-location
requirement in § 25.262(a), the
Commission also deletes § 25.262(c)(2).
This provision, which addresses
cancelled or surrendered licenses
relative specifically to Appendix F
orbital locations, is moot. Once the rules
become effective, these rule changes
will ensure that all FSS transmissions in
the 24.75–25.25 GHz band, including
BSS feeder link transmissions, are
subject to the Commission’s two-degree
spacing requirements. The four-degree
spacing regimen applicable to 17/24
GHz BSS downlink transmissions
however, will be unaltered, which SIA
notes is an important predicate for its
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support of proposed changes to the
Commission’s rules governing uplink
band operations.
D. Lower 37 GHz Band Plan
20. Background. In the R&O, the
Commission adopted rules to permit
fixed and mobile terrestrial operation in
the 37 GHz band. The Commission also
adopted a licensing regime for the 37.6–
38.6 GHz portion of the band (Upper 37
GHz Band), which would be licensed in
five 200 megahertz blocks on a
geographic area basis. Rather than
adopting a particular licensing regime
for the Lower 37 GHz Band, the
Commission made it available for
coordinated co-primary sharing between
Federal and non-Federal users. The
Commission explained that Federal and
non-Federal users would access the
Lower 37 GHz Band through a
coordination mechanism, which it
would more fully develop through
government/industry collaboration.
21. In the FNPRM, the Commission
sought comment, among other things,
on the appropriate band plan for the
Lower 37 GHz. The Commission
proposed to establish a 100 megahertz
minimum channel size. It also proposed
to allow users to aggregate 100
megahertz channels into larger channel
sizes up to the maximum of 600
megahertz where available. Starry and
T-Mobile support the proposal to
license 100 megahertz channels in the
Lower 37 GHz band. No party opposed
the proposal.
22. Discussion. The Commission
affirms the Commission’s decision to
adopt a co-primary sharing approach for
the Lower 37 GHz band and the
Commission seeks additional comment
on the details of that approach. Here,
the Commission adopts the
Commission’s proposal to license the
Lower 37 GHz Band as six 100
megahertz channels. This
channelization will allow for a
sufficient acquisition of spectrum by
smaller users while still allowing for
aggregation by larger entities. The
Commission believes that 100
megahertz channels will be sufficient
for a licensee to provide the type of high
rate data services, and other innovative
uses and applications, contemplated for
this spectrum. These smaller channels
offer an opportunity to provide lowbarrier access to spectrum for new
technologies and providers while also
enhancing shared access methods and
technologies between commercial and
Federal users.
E. Mobile Spectrum Holdings
23. Background. The R&O established
a pre-auction, bright-line limit of 1250
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megahertz on the amount of mmW
spectrum in the 28 GHz, 37 GHz, and 39
GHz bands (R&O bands) that an entity
could acquire at auction. In the 2nd
R&O, the Commission declined to adopt
a similar pre-auction limit on the 24
GHz and 47 GHz bands, primarily
because preemptive limits on the
amount of spectrum an entity might
acquire could unnecessarily inhibit
participation at auction and discourage
the development of spectrum-intensive
services. Moreover, the Commission
found that mmW technology currently
is at a nascent stage of development and
that there was insufficient information
to predict the amount of spectrum
needed for future still-to-be-developed
services. No petitions for
reconsideration were filed in response
to the Commission’s decisions in the
2nd R&O. In the 2nd FNPRM, the
Commission proposed to eliminate the
pre-auction limit of 1250 megahertz that
the R&O had adopted for the R&O
bands. Further, in the absence of any
pre-auction limits, the Commission
sought comment regarding whether it
should apply a post-auction case-bycase review on all mmW spectrum
available at auction.
24. Discussion. The Commission
adopts its proposal in the 2nd FNPRM
to eliminate the pre-auction limit of
1250 megahertz for the 28 GHz, 37 GHz,
and 39 GHz bands. In the R&O, the
Commission indicated that its
consideration of whether to adopt a
mobile spectrum holdings limit for the
licensing of spectrum through
competitive bidding—and, if so, what
type of limit—would take into account
several objectives, including: The
promotion of competition in relevant
markets; the acceleration of private
sector deployment of advanced services;
and generally managing the spectrum in
the public interest. In reaching its
decision to adopt a pre-auction
spectrum aggregation limit for the 28
GHz, 37 GHz, and 39 GHz bands, the
Commission observed, among other
things, that mmW spectrum is likely to
be a critical component in the
development of 5G and that pre-auction
limits could encourage the development
of innovative services to the benefit of
the American consumer. The
Commission continues to recognize that
mmW spectrum is an important
resource for the deployment of 5G and
other advanced wireless services, as
evidenced by the steps it takes in this
3rd R&O, MO&O, and 3rd FNPRM to
further promote this deployment. The
Commission also notes that in addition
to mmW spectrum, various providers
have announced plans to develop 5G in
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other bands, such as 600 MHz and 2.5
GHz, and have indicated an interest in
using 3.5 GHz and 3.7–4.2 GHz for 5G.
Overall, the Commission observes that
there are a variety of spectral paths to
5G deployment in the United States,
and that accelerating this deployment,
including through the use of mmW
spectrum, is an increasingly important
objective given the potential economic
benefits.
25. Thus, while technological
development in the mmW bands
remains in a nascent stage, the
Commission’s balancing of objectives
shifts towards facilitating rapid 5G
deployment in the United States. In that
context, and given the Commission’s
balancing of various statutory
objectives, the Commission weighs more
heavily the risk that bright-line, preauction limits may restrict
unnecessarily the ability of entities to
participate and acquire spectrum in a
mmW band auction. This could, in turn,
unnecessarily constrain providers in
their paths towards 5G deployment on
mmW bands, limit their incentives to
invest in these new services, and delay
the realization of related economic
benefits. The Commission is not
inclined to adopt such limits on auction
participation absent a clear indication
that they are necessary to address a
specific competitive concern In the case
of the 28 GHz, 37 GHz, and 39 GHz
bands, the Commission is not persuaded
by commenters’ generalized assertions
that a bright-line, pre-auction limit in
these bands is necessary to protect
competition in the provision of wireless
services, particularly in light of its
decision below to adopt a post-auction
case-by-case review of spectrum in the
UMFUS bands. The Commission
emphases that the Commission has
adopted rules to facilitate flexible
terrestrial wireless use of 4950
megahertz of mmW spectrum across five
bands, which will be licensed in
multiple blocks of different sizes and
geographic areas, providing many
spectrum opportunities for various
types of auction bidders. In addition,
given the similar technical
characteristics and potential uses of the
mmW spectrum for the R&O bands—
relative to the 24 GHz and 47 GHz
bands—the Commission sees no reason
to reach a different conclusion regarding
a pre-auction limit for the R&O bands
than it reached for the 24 GHz and 47
GHz bands. Moreover, treating certain
UMFUS bands differently from others
for purposes of a pre-auction limit
would be inconsistent with the
Commission’s policy of treating all five
UMFUS bands the same for purposes of
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secondary market transactions. The
Commission therefore concludes that
entities bidding for licenses in the 24
GHz, 28 GHz, 37 GHz, 39 GHz, and 47
GHz bands should not be subject to
bright-line, pre-auction limits on the
amount of spectrum they may acquire at
an auction of these bands. Consistent
with the Commission’s rationale in the
2nd R&O, the Commission concludes
that this approach will maximize the
opportunities in these bands for putting
this mmW spectrum to efficient use.
26. Although the Commission will not
apply an ex ante bright-line limit to the
acquisition of spectrum in the five
UMFUS bands through auction, the
Commission will conduct an ex post
case-by-case review to the acquisition
through auction of spectrum in the
UMFUS bands. In particular, the
Commission finds that it is in the public
interest to review applications for initial
licenses filed post-auction on a case-bycase basis using the same 1850
megahertz threshold the Commission
uses for reviewing applications for
secondary market transactions. As noted
above, the Commission continues to
recognize that mmW spectrum is an
important resource for the deployment
of 5G and other advanced wireless
services, as the Commission
acknowledged in retaining the mmW
spectrum threshold for secondary
markets. Applying a post-auction caseby-case review will provide an
opportunity to evaluate whether an
applicant’s post-auction spectrum
holdings would result in excessive
concertation of licenses, in a manner
consistent with the Commission’s
obligations under Section 309(j)(3)(B).
Moreover, the Commission finds that
applying a case-by-case review to initial
applications for spectrum won at
auction is necessary to ensure that the
public interest benefits of having a
mmW spectrum threshold for reviewing
proposed secondary market transactions
are not rendered ineffective. In addition,
unlike a bright-line pre-auction limit, a
post-auction case-by-case review will
provide flexibility to bidders and
facilitate the assignment of licenses to
those who value them the most. As is
the case for the mmW spectrum
threshold applied to secondary market
transactions, the threshold the
Commission will apply to review initial
applications for spectrum won at
auction merely identifies those markets
that may warrant further competitive
analysis.
27. The Commission intends to
conduct the same type of case-by-case
review that the Commission anticipated
in 2001 when it eliminated the CMRS
spectrum cap, and that it articulated in
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2008 in the context of the 700 MHz
auction (Auction 73), but which it
discontinued in the 2014 Mobile
Spectrum Holdings Order. Case-by-case
review permits bidders to participate
fully in a mmW spectrum auction, while
still allowing the Commission to assess
the impact on competition from the
assignment of initial mmW spectrum
licenses, and to take appropriate action
to preserve or protect competition only
where necessary. Thus, for example, the
Commission may allow a winning
auction bidder to exceed the threshold
if it finds that this would not foreclose
other competitors from acquiring similar
mmW spectrum. Further, as was the
case under the Commission’s postauction case-by-case review that
previously was applied, in the event
that a divestiture is required before
issuing any new licenses, the winning
bidder likely would have greater
flexibility to choose which spectrum to
divest among its existing mmW
spectrum holdings or winning bids, in
a manner that nevertheless would
address competitive concerns.
28. In supporting such a case-by-case
review, U.S. Cellular proposed a twotiered public interest framework that
relied on band-specific spectrum
concentration limits. The Commission
rejects their proposal for specific inband limits for similar reasons as it
articulated in the R&O and 2nd R&O,
where it stated that, either at auction or
in the secondary market, separate bandspecific limits are not necessary.
Further, the Commission disagree with
commenters that allege that a postauction case-by-case review creates
uncertainty that is inconsistent with
Section 309(j). The post-auction case-bycase review will be based on the
standard articulated in the 2008 Union
Telephone Order, and the Commission
will apply this review to auctions of
mmW bands going forward. Spectrum
auctions were subject to this kind of
review for a number of years before
2014, and the Commission finds that it
is similarly appropriate with respect to
the mmW spectrum. The Commission
finds that such a case-by-case review
provides parties with a clear and
familiar standard that the Commission
and Bureau have used, and continue to
use, in reviewing proposed secondary
market transactions currently. In that
regard, the Commission finds that postauction case-by-case review is likely to
create sufficient bidder certainty
consistent with Section 309(j)(3)(E) of
the Communications Act, which
emphasizes the need for clear bidding
rules ‘‘to ensure that interested parties
have a sufficient time to develop
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business plans, assess marketplace
conditions, and evaluate the availability
of equipment for the relevant services.’’
In addition, for the reasons discussed
above, the Commission finds that the
adoption of a post-auction case-by-case
review for mmW spectrum is the best
way to satisfy its obligation under
another part of Section 309 to guard
against the excessive concentration of
licenses.
IV. Memorandum Opinion and Order
A. Licensing Lower 37 GHz
29. Petitions for Reconsideration.
CTIA, CCA, 5G Americas, TIA, and TMobile (Petitioners) filed Petitions for
Reconsideration (Petitions) of the R&O
asking the Commission to reconsider
decisions it made regarding the 37 GHz
band. First, CTIA, CCA, 5G Americas,
and T-Mobile ask the Commission to
reconsider its decision to adopt a
Shared Access Licensing scheme for the
lower band segment in which nonFederal users would be licensed by rule.
CTIA, 5G Americas, CCA, and T-Mobile
recommend that the Commission
instead adopt exclusive area licensing in
the 37–37.6 GHz band. Second, 5G
Americas and TIA ask the Commission
to reconsider its decision that Federal
operations should have expansion rights
in the Lower 37 GHz band.
30. Discussion. The Commission
denies the petitions of CTIA, CCA, 5G
Americas, TIA, and T-Mobile under
Section 1.429(b) of the Commission’s
rules because the Commission has
already considered and rejected the
arguments raised by the petitioners in
favor of exclusive area licensing. In their
comments and reply comments to the
NPRM, the petitioners urged the
Commission to adopt an exclusive area
licensing scheme for the 37–37.6 GHz
band. In their petitions for
reconsideration, they raise no new facts
or arguments here. In the R&O, the
Commission concluded that ‘‘[a]lthough
there is support in the record to license
the entire 37 GHz band by geographic
area, the Commission finds that it is in
the public interest to license a portion
of this band on a non-exclusive shared
basis, and to license the remainder of
the band by geographic area to give
potential licensees additional
opportunity to access large blocks of
spectrum or to use 37 GHz spectrum in
combination with, and similarly to, 39
GHz spectrum.’’ The Commission
explained that ‘‘[a]llowing part of the
band to be made available on a nonexclusive, shared basis will promote
access to spectrum by a wide variety of
entities, support innovative uses of the
band, and help ensure that spectrum is
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34483
widely utilized.’’ The Commission
further explained that ‘‘[a]dopting
geographic area licensing for the other
portion of the band will expeditiously
make spectrum available and allow
common development of the 37 GHz
and 39 GHz bands.’’ Thus, the
Commission will not reconsider its
decision to adopt a co-primary sharing
scheme for the 37–37.6 GHz band and
the Commission reaffirms its decision in
the Report and Order.
31. The Commission rejects CTIA’s
argument that the Commission’s action
was arbitrary and capricious because the
Commission did not ‘‘provide reasoning
for adopting an untested sharing model
that requires licensees to coordinate
with Federal parties, the latter of which
has proven to be highly successful for
the AWS–1 and AWS–3 bands.’’ In the
R&O, the Commission explained that
the sharing approach it adopted best
enables ‘‘the band to be used for new
commercial uses while simultaneously
allowing fixed and mobile Federal use
to expand.’’ The Commission added that
‘‘[a]llowing part of the band to be made
available on a non-exclusive, shared
basis will promote access to spectrum
by a wide variety of entities, support
innovative uses of the band, and help
ensure that spectrum is widely
utilized.’’ The Commission further
stated that the approach it adopted
provided ‘‘satellite operators the
certainty they need to be able to expand
their operations into the 37 GHz band in
the future. Nothing in the petitions
supports the change in direction
suggested by petitioners.
32. In the R&O, the Commission
directed the Wireless Bureau and Office
of Engineering and Technology to
collaborate with NTIA and Federal
stakeholders, as well as industry
stakeholders and other interested parties
to further define the sharing
framework.’’ Initial collaboration has
identified the issues raised in the 3rd
FNPRM adopted June 7, 2018. The 3rd
FNPRM presents another opportunity to
open a dialogue about how sharing can
best be implemented and achieved in
the Lower 37 GHz band prior to the
adoption of final sharing rules. The
Commission looks forward to
continuing to work with NTIA, Federal
stakeholders, and industry to complete
development of the sharing mechanism.
B. FSS Allocation in 42–42.5 GHz
33. Background. In the R&O, the
Commission declined to allocate the 42
GHz band for fixed satellite service
(FSS) downlink operations. It concluded
there was less reason to expand FSS
operations into the 42 GHz band given
that it was already granting FSS
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enhanced access to the 37.5–40 GHz
band and because FSS has exclusive
access to the 40.5–42 GHz band. Rather,
the Commission saw greater value in
making the band available exclusively
for terrestrial use.
34. Various satellite interests sought
reconsideration of that decision. ViaSat
asserts that ‘‘the 42–42.5 GHz band
segment could be used in connection
with the downlink spectrum that
currently is available for satellite use in
the adjacent 37.5–42 GHz band segment
to achieve increased satellite broadband
network capabilities that will be needed
to meet this exponentially expanding
consumer demand.’’ ViaSat, SES, and
O3b argue that providing satellite access
to the 42 GHz band also comes with an
established public interest benefit—
helping to bridge the digital divide in
rural America.
35. Discussion. The Commission
declines to reconsider its decisions to
not allocate the 42 GHz band for FSS
use. The Commission’s decision was
part of an overall goal to have a
balanced strategy for sharing between
terrestrial and satellite services in
V-band. Given the Commission’s prior
decisions to provide FSS with exclusive
access to the 40–42 GHz and 48.2–50.2
GHz bands—plus shared access to the
37.5–40 GHz and 28 GHz bands, the
Commission see nothing arbitrary in
reserving 500 megahertz of spectrum for
exclusive terrestrial use. Moreover, the
Commission notes that in the 3rd R&O
above, the Commission provides for
shared FSS use of the 24 GHz band.
Satellite interests raise no new facts and
merely reassert arguments they made
previously regarding the need for the 42
GHz band to deploy broadband. They
also have not demonstrated that the
Commission has committed any error.
36. The MOBILE NOW Act does not
require us to give further consideration
to adding an FSS allocation in the 42
GHz band. While the Act asks that the
Commission considers how this band
may be used to provide ‘‘commercial
wireless broadband service,’’ including
licensed and/or unlicensed service, it
also asks that the Commission include
technical characteristics under which
the band may be employed for ‘‘mobile
or fixed terrestrial wireless operations,
including any appropriate coexistence
requirements.’’ By its express language
limiting any proposed licensed or
unlicensed services in the band to
‘‘mobile and fixed terrestrial
operations,’’ the Commission finds that
Congress excluded the alternative of
permitting licensed satellite service in
the band. Legislative history also
indicates that Congress intended such
mmW spectrum for ‘‘mobile or fixed
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terrestrial wireless operations, including
for broadband’’ without any
concomitant discussion of satellite
service. Accordingly, the Commission
does not believe the MOBILE NOW Act
requires that it reconsider permitting
satellite service in the 42 GHz band or
to consider how this non-terrestrial
service could share with any possible
licensed and unlicensed terrestrial
services on whose coexistence the
Commission now seeks comment.
V. Final Regulatory Flexibility Analysis
37. As required by the Regulatory
Flexibility Act of 1980, as amended
(RFA), an Initial Regulatory Flexibility
Analysis (IRFA) was incorporated in the
2nd FNPRM released in November 2017
in this proceeding. The Commission
sought written public comment on the
proposals in the 2nd FNPRM, including
comments on the IRFA. No comments
were filed addressing the IRFA. This
present Final Regulatory Flexibility
Analysis (FRFA) conforms to the RFA.
A. Need for, and Objectives of, the Third
Report and Order
38. In the 3rd R&O, the Commission
authorizes Fixed-Satellite Service (FSS)
use of the 24.75–25.25 GHz band for
individually licensed earth stations.
Under the current rules, Broadcasting
Satellite Service (BSS) feeder links have
priority over other FSS uses in the
24.75–25.25 GHz band. Given the very
light use of the 24.75–25.25 GHz band
for BSS feeder links, the existence of the
Commission’s earth station two-degree
spacing rules that can protect BSS
feeder links from other FSS earth
stations in the band, and the power
limits placed on BSS feeder link earth
stations, there is no need to give BSS
feeder link earth stations priority over
other uses of the FSS for earth stations
located within the United States, or to
preclude other FSS earth stations from
claiming protection from feeder link
earth stations located within the United
States.
39. The 3rd R&O also creates a
buildout standard for UMFUS licensees
based on geographic area coverage that
would be an alternative to the current
population coverage standard in the
current rules. A performance metric
based on geographic area coverage (or
presence) would allow for networks that
provide meaningful service but deploy
along other lines than residential
population. Such a metric could be
useful for sensor-based networks,
particularly for uses in rural areas. The
Commission adopts the following metric
as an option for UMFUS licensees to
fulfill their buildout requirements:
Geographic area coverage of 25% of the
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license area. The latter standard could
accommodate deployments, such as
sensor networks, that are not designed
to provide mobile or point-to-multipoint
area coverage, and for whom calculating
‘‘coverage of 25% of the area’’ would
therefore not be a meaningful standard.
40. The 3rd R&O also adopts an
operability requirement such that any
device designed to operate within the 24
GHz bands must be capable of operating
on all frequencies within those bands.
This operability requirement will ensure
that devices developed for the 24 GHz
band operate throughout the band,
making it easier for smaller businesses
with fewer resources to find equipment
that can operate across the entire band.
B. Summary of Significant Issues Raised
by Public Comments in Response to the
IRFA
41. There were no comments filed
that specifically addressed the proposed
rules and policies presented in the
IRFA.
C. Response to Comments by the Chief
Counsel for Advocacy of the Small
Business Administration
42. Pursuant to the Small Business
Jobs Act of 2010, which amended the
RFA, the Commission is required to
respond to any comments filed by the
Chief Counsel for Advocacy of the Small
Business Administration (SBA), and to
provide a detailed statement of any
change made to the proposed rules as a
result of those comments.
D. Description and Estimate of the
Number of Small Entities to Which the
Proposed Rules Will Apply
43. Wireless Telecommunications
Carriers (except Satellite). This industry
comprises establishments engaged in
operating and maintaining switching
and transmission facilities to provide
communications via the airwaves.
Establishments in this industry have
spectrum licenses and provide services
using that spectrum, such as cellular
services, paging services, wireless
internet access, and wireless video
services. The appropriate size standard
under SBA rules is that such a business
is small if it has 1,500 or fewer
employees. For this industry, U.S.
Census Bureau data for 2012 show that
there were 967 firms that operated for
the entire year. Of this total, 955 firms
had employment of 999 or fewer
employees and 12 had employment of
1,000 employees or more. Thus, under
this category and the associated size
standard, the Commission estimates that
the majority of wireless
telecommunications carriers (except
satellite) are small entities.
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44. Fixed Microwave Services.
Microwave services include common
carrier, private-operational fixed, and
broadcast auxiliary radio services. They
also include the UMFUS and the
Millimeter Wave Service where
licensees can choose between common
carrier and non-common carrier status.
At present, there are approximately
66,680 common carrier fixed licensees,
69,360 private and public safety
operational-fixed licensees, 20,150
broadcast auxiliary radio licensees, 411
LMDS licenses, 33 24 GHz DEMS
licenses, 777 39 GHz licenses, and five
24 GHz licenses, and 467 Millimeter
Wave licenses in the microwave
services. The Commission has not yet
defined a small business with respect to
microwave services. The closest
applicable SBA category is Wireless
Telecommunications Carriers (except
Satellite) and the appropriate size
standard for this category under SBA
rules is that such a business is small if
it has 1,500 or fewer employees. For this
industry, U.S. Census Bureau data for
2012 shows that there were 967 firms
that operated for the entire year. Of this
total, 955 had employment of 999 or
fewer, and 12 firms had employment of
1,000 employees or more. Thus, under
this SBA category and the associated
standard, the Commission estimates that
the majority of fixed microwave service
licensees can be considered small.
45. The Commission does not have
data specifying the number of these
licensees that have more than 1,500
employees, and thus is unable at this
time to estimate with greater precision
the number of fixed microwave service
licensees that would qualify as small
business concerns under the SBA’s
small business size standard.
Consequently, the Commission
estimates that there are up to 36,708
common carrier fixed licensees and up
to 59,291 private operational-fixed
licensees and broadcast auxiliary radio
licensees in the microwave services that
may be small and may be affected by the
rules and policies adopted herein. The
Commission notes, however, that both
the common carrier microwave fixed
and the private operational microwave
fixed licensee categories includes some
large entities.
46. Satellite Telecommunications and
All Other Telecommunications. This
category comprises firms ‘‘primarily
engaged in providing
telecommunications services to other
establishments in the
telecommunications and broadcasting
industries by forwarding and receiving
communications signals via a system of
satellites or reselling satellite
telecommunications.’’ The category has
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a small business size standard of $32.5
million or less in average annual
receipts, under SBA rules. For this
category, U.S. Census Bureau data for
2012 shows that there were a total of
333 firms that operated for the entire
year. Of this total, 299 firms had annual
receipts of less than $25 million.
Consequently, the Commission
estimates that the majority of satellite
telecommunications providers are small
entities.
47. All Other Telecommunications.
The ‘‘All Other Telecommunications’’
category is comprised of establishments
primarily engaged in providing
specialized telecommunications
services, such as satellite tracking,
communications telemetry, and radar
station operation. This industry also
includes establishments primarily
engaged in providing satellite terminal
stations and associated facilities
connected with one or more terrestrial
systems and capable of transmitting
telecommunications to, and receiving
telecommunications from, satellite
systems. Establishments providing
internet services or voice over internet
protocol (VoIP) services via clientsupplied telecommunications
connections are also included in this
industry.’’ The SBA has developed a
small business size standard for ‘‘All
Other Telecommunications,’’ which
consists of all such firms with gross
annual receipts of $32.5 million or less.
For this category, U.S. Census Bureau
data for 2012 shows that there were a
total of 1442 firms that operated for the
entire year. Of these firms, a total of
1400 firms had gross annual receipts of
under $25 million and 42 firms had
gross annual receipts of $25 million to
$49,999,999. Thus, the Commission
estimates that a majority of ‘‘All Other
Telecommunications’’ firms potentially
affected by its actions can be considered
small.
48. Radio and Television
Broadcasting and Wireless
Communications Equipment
Manufacturing. This industry comprises
establishments primarily engaged in
manufacturing radio and television
broadcast and wireless communications
equipment. Examples of products made
by these establishments are:
Transmitting and receiving antennas,
cable television equipment, GPS
equipment, pagers, cellular phones,
mobile communications equipment, and
radio and television studio and
broadcasting equipment.’’ The SBA has
established a size standard for this
industry of 1,250 employees or less.
U.S. Census Bureau data for 2012 shows
that 841 establishments operated in this
industry in that year. Of that number,
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828 establishments operated with fewer
than 1,000 employees, 7 establishments
operated with between 1,000 and 2,499
employees and 6 establishments
operated with 2,500 or more employees.
Based on this data, the Commission
concludes that a majority of
manufacturers in this industry is small.
E. Description of Projected Reporting,
Recordkeeping, and Other Compliance
Requirements
49. The Commission expects the rules
adopted in the 3rd R&O will impose
new or additional reporting or
recordkeeping and/or other compliance
obligations on small entities as well as
other applicants and licensees. The
projected reporting, recordkeeping, and
other compliance requirements in the
3rd R&O will apply to all entities in the
same manner. The revisions the
Commission adopts should benefit
small entities by giving them more
information, more flexibility, and more
options for gaining access to wireless
spectrum.
50. Small entities and other
applicants for UMFUS licenses will be
required to file license applications
using the Commission’s automated
Universal Licensing System (ULS). ULS
is an online electronic filing system that
also serves as a powerful information
tool, one that enables potential licensees
to research applications, licenses, and
antenna structures. It also keeps the
public informed with weekly public
notices, FCC rulemakings, processing
utilities, and a telecommunications
glossary. Small entities, like all other
entities who are UMFUS applicants,
must submit long-form license
applications must do so through ULS
using Form 601, FCC Ownership
Disclosure Information for the Wireless
Telecommunications Services using
FCC Form 602, and other appropriate
forms.
51. The Commission expects that the
filing, recordkeeping and reporting
requirements associated with the
demands described above will require
small businesses as well as other
entities that intend to utilize these new
UMFUS licenses to use professional,
accounting, engineering or survey
services in order to meet these
requirements. As described below,
several steps have been taken that will
alleviate the burdens of the
requirements on small businesses.
F. Steps Taken To Minimize the
Significant Economic Impact on Small
Entities, and Significant Alternatives
Considered
52. The RFA requires an agency to
describe any significant, specifically
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small business, alternatives that it has
considered in reaching its approach,
which may include the following four
alternatives (among others): (1) The
establishment of differing compliance or
reporting requirements or timetables
that take into account the resources
available to small entities; (2) the
clarification, consolidation, or
simplification of compliance or
reporting requirements under the rule
for small entities; (3) the use of
performance, rather than design,
standards; and (4) an exemption from
coverage of the rule, or any part thereof,
for small entities.
53. The Commission does not believe
that its adopted changes will have a
significant economic impact on small
entities. As noted above, the various
construction and performance
requirements and their associated
showings will be the same for small and
large businesses that license the UMFUS
bands. To the extent applying the rules
equally to all entities results in the cost
of complying with these burdens being
relatively greater for smaller businesses
than for large ones, these costs are
necessary to effectuate the purpose of
the Communications Act, namely to
further the efficient use of spectrum and
to prevent spectrum warehousing.
Likewise compliance with the
Commission’s service and technical
rules and coordination requirements are
necessary for the furtherance of its goals
of protecting the public while also
providing interference free services.
Moreover, while small and large
businesses must equally comply with
these rules and requirements, the
Commission has taken the steps
described below to help alleviate the
burden on small businesses that seek to
comply with these requirements.
54. The proposals to facilitate satellite
service in the 24 GHz band should also
assist small satellite businesses by
providing them with additional
flexibility to locate their earth stations
without causing interference to or
receiving interference from UMFUS
licensees.
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G. Report to Congress
55. The Commission will send a copy
of the 3rd R&O, including this FRFA, in
a report to Congress pursuant to the
Congressional Review Act. In addition,
the Commission will send a copy of the
3rd R&O, including this FRFA, to the
Chief Counsel for Advocacy of the SBA.
A copy of the 3rd R&O, and FRFA (or
summaries thereof) will also be
published in the Federal Register.
VI. Ordering Clauses
56. It is ordered, pursuant to the
authority found in sections 1, 2, 3, 4, 5,
7, 301, 302, 302a, 303, 304, 307, 309,
and 310 of the Communications Act of
1934, 47 U.S.C. 151, 152, 153, 154, 155,
157, 301, 302, 302a, 303, 304, 307, 309,
and 310, section 706 of the
Telecommunications Act of 1996, as
amended, 47 U.S.C. 1302, and § 1.411 of
the Commission’s rules, 47 CFR 1.411,
that the Third Report and Order, Third
Further Notice of Proposed Rulemaking,
and Memorandum Opinion and Order is
hereby adopted.
57. It is further ordered that the
Commission’s rules are hereby amended
as set forth in the Final Rules.
58. It is further ordered that the
provisions and requirements of this
Third Report and Order and the rules
adopted herein will become effective
August 20, 2018, except for rules and
requirements which contain new or
modified information collection
requirements that require approval by
the Office of Management and Budget
under the Paperwork Reduction Act and
will become effective after the
Commission publishes a document in
the Federal Register announcing such
approval and the relevant effective date.
59. It is further ordered that the
petitions for reconsideration listed in
the Petitions for Reconsideration of
Spectrum Frontiers Report and Order
are granted to the extent indicated and
are otherwise denied.
60. It is further ordered that the
Commission’s Consumer and
Governmental Affairs Bureau, Reference
PO 00000
Frm 00018
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Information Center, shall send a copy of
this Third Report and Order, Third
Further Notice of Proposed Rulemaking,
and Memorandum Opinion and Order,
including the Final, Supplemental
Final, and Initial Regulatory Flexibility
Analysis, to the Chief Counsel for
Advocacy of the Small Business
Administration.
61. It is further ordered that the
Commission shall send a copy of this
Report and Order to Congress and the
Government Accountability Office
pursuant to the Congressional Review
Act, see 5 U.S.C. 801(a)(1)(A).
List of Subjects in 47 CFR Parts 2, 25
and 30
Communications common carriers,
Communications equipment, Reporting
and recordkeeping requirements,
Satellites.
Federal Communications Commission,
Marlene Dortch,
Secretary, Office of the Secretary.
For the reasons discussed in the
preamble, the Federal Communications
Commission amends 47 CFR parts 2, 25,
and 30 as follows:
PART 2—FREQUENCY ALLOCATIONS
AND RADIO TREATY MATTERS;
GENERAL RULES AND REGULATIONS
1. The authority citation for part 2
continues to read as follows:
■
Authority: 47 U.S.C. 154, 302a, 303, and
336, unless otherwise noted.
2. In § 2.106, the Table of Frequency
Allocations is amended as follows:
■ a. Page 54 is revised.
■ b. In the list of non-Federal
Government (NG) Footnotes, footnote
NG65 is revised and footnote NG535 is
removed.
The revisions read as follows:
■
§ 2.106
*
*
Table of Frequency Allocations.
*
*
BILLING CODE 6712–01–P
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SM Equipment (18)
AMATEUR-SATELLITE
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24.05-24.25
4.05-24.25
Radio (97)
D4.05-24.25
~DIOLOCATION G59
RADIOLOCATION
PO 00000
Amateur
arth exploration-satellite (active)
Earth exploration-satellite (active)
US211
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arth exploration-satellite (active)
Radiolocation
'<.F Devices (15)
SM Equipment (18)
"rivate Land Mobile (90)
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24.25-24.45
FIXED
RADIONAVIGATION
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IXED
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Radio (97)
~.150
'<.F Devices (15)
Jpper Microwave Flexible
Use (30)
24.45-24.65
24.45-24.65
FIXED
INTER-SATELLITE
IXED
NTER-SATELLITE
'<.F Devices (15)
INTER-SATELLITE
RADIONAVIGATION
NTER-SATELLITE
RADIONAVIGATION
~atellite
4.45-24.65
~081LE
RADIONAVIGATION
20JYR1
5.533
~.533
24.65-24.75
?4.65-24.75
~4.65-24.75
FIXED
INTER-SATELLITE
IXED
NTER-SATELLITE
FIXED-SATELLITE
RADIOLOCATION-SATELLITE
!XED-SATELLITE
RADIOLOCATION-SATELLITE (Earth-to-space)
(Earth-to-space) 5.5328
INTER-SATELLITE
(Earth-to-space)
.533
4.65-24.75
Communications (25)
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AMATEUR
(Earth-to-space) 5.5328
NTER-SATELLITE
34487
ER20JY18.004
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24.75-25.25
24.75-25.25
FIXED
FIXED-SATELLITE
FIXED-SATELLITE
(Earth-to-space) 5.535
PO 00000
(Earth-to-space) 5.532B
~4. 75-25.25
4.75-25.25
~4. 75-25.25
IXED
IXED
Satellite Communications (25)
!XED-SATELLITE
!XED-SATELLITE
Jpper Microwave Flexible
(Earth-to-space) 5.535
(Earth-to-space) NG65
~OBILE
Use (30)
~OBILE
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5.25-25.5
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FIXED
IXED
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~tandard frequency and time
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NTER-SATELLITE 5.536
MOBILE
~OBILE
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~tandard frequency and time
signal-satellite (Earth-to-space)
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5.5-27
~5.5-27
EARTH EXPLORATION-SATELLITE (space-to-Earth) 5.536B
ARTH EXPLORATION-
~PACE RESEARCH
FIXED
SATELLITE (space-to-Earth)
INTER-SATELLITE 5.536
IXED
nter-satellite 5.536
MOBILE
NTER-SATELLITE 5.536
~tandard frequency and time
SPACE RESEARCH (space-to-Earth) 5.536C
~OBILE
Standard frequency and time signal-satellite (Earth-to-space)
(space-to-Earth)
pPACE RESEARCH
signal-satellite (Earth-to-space)
20JYR1
(space-to-Earth)
~tandard frequency and time
signal-satellite (Earth-to-space)
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5.536A
ER20JY18.005
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BILLING CODE 6712–01–C
*
*
*
*
*
Non-Federal Government (NG)
Footnotes
*
*
*
*
*
NG65 In the bands 24.75–25.25 GHz
and 47.2–48.2 GHz, stations in the fixed
and mobile services may not claim
protection from individually licensed
earth stations authorized pursuant to 47
CFR 25.136. However, nothing in this
footnote shall limit the right of UMFUS
licensees to operate in conformance
with the technical rules contained in 47
CFR part 30. The Commission reserves
the right to monitor developments and
to undertake further action concerning
interference between UMFUS and FSS,
including aggregate interference to
satellite receivers, if appropriate.
*
*
*
*
*
PART 25—SATELLITE
COMMUNICATIONS
3. The authority citation for part 25
continues to read as follows:
■
Authority: 47 U.S.C. 154, 301, 302, 303,
307, 309, 310, 319, 332, 605, and 721, unless
otherwise noted.
4. Amend § 25.103 by revising the
definitions of ‘‘Routine processing or
licensing’’ and ‘‘Two-degree-compliant
space station’’ to read as follows:
■
§ 25.103
Definitions.
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*
*
*
*
*
Routine processing or licensing.
Expedited processing of unopposed
applications for earth stations in the
FSS communicating with GSO space
stations, that satisfy the criteria in
§§ 25.138(a), 25.211(d), 25.212(c),
25.212(d), 25.212(e), 25.212(f), or
25.218, include all required
information, are consistent with all
Commission rules, and do not raise any
policy issues. Some, but not all, routine
earth station applications are eligible for
an autogrant procedure under
§ 25.115(a)(3).
*
*
*
*
*
Two-degree-compliant space station.
A GSO FSS space station operating in
the conventional or extended C-bands,
the conventional or extended Ku-bands,
the 24.75–25.25 GHz band, or the
conventional Ka-band within the limits
on downlink EIRP density or PFD
specified in § 25.140(a)(3) and
communicating only with earth stations
operating in conformance with routine
uplink parameters specified in
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§§ 25.138(a), 25.211(d), 25.212(c), (d), or
(f), §§ 25.218, 25.221(a)(1) or (a)(3), or
§ 25.222(a)(1) or (a)(3), § 25.226(a)(1) or
(a)(3), or § 25.227(a)(1) or (a)(3).
*
*
*
*
*
■ 5. Amend § 25.114 by revising
paragraph (d)(7) and removing and
reserving paragraph (d)(17) to read as
follows:
§ 25.114 Applications for space station
authorizations.
*
*
*
*
*
(d) * * *
(7) Applicants for authorizations for
space stations in the Fixed-Satellite
Service, including applicants proposing
feeder links for space stations operating
in the 17/24 GHz Broadcasting-Satellite
Service, must also include the
information specified in § 25.140(a).
Applicants for authorizations for space
stations in the 17/24 GHz BroadcastingSatellite Service must also include the
information specified in § 25.140(b);
*
*
*
*
*
(17) [Reserved]
*
*
*
*
*
■ 6. Amend § 25.115 by revising
paragraphs (e)(1) and (g)(1)(vii) to read
as follows:
§ 25.115 Applications for earth station
authorizations.
*
*
*
*
*
(e) * * *
(1) An application for a GSO FSS
earth station license in the 17.8–19.4
GHz, 19.6–20.2 GHz, 24.75–25.25 GHz,
27.5–29.1 GHz, or 29.25–30 GHz bands
not filed on FCC Form 312EZ pursuant
to paragraph (a)(2) of this section must
be filed on FCC Form 312, Main Form
and Schedule B, and must include any
information required by paragraph (g) or
(j) of this section or by § 25.130.
*
*
*
*
*
(g) * * *
(1) * * *
(vii) The relevant off-axis EIRP
density envelopes in §§ 25.138, 25.218,
25.221, 25.222, 25.226, or § 25.227 must
be superimposed on plots submitted
pursuant to paragraphs (g)(1)(i) through
(vi) of this section.
*
*
*
*
*
■ 7. Amend § 25.136 by adding new
paragraph (g) to read as follows:
§ 25.136 Earth Stations in the 24.75–25.25
GHz, 27.5–28.35 GHz, 37.5–40 GHz and
47.2–48.2 GHz bands.
*
PO 00000
*
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*
*
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(g) Notwithstanding that FSS is coprimary with the Upper Microwave
Flexible Use Service in the 24.75–25.25
GHz band, earth stations in that bands
shall be limited to individually licensed
earth stations. An applicant for a license
for a transmitting earth station in the
24.75–25.25 GHz band must meet one of
the following criteria to be authorized to
operate without providing any
additional interference protection to
stations in the Upper Microwave
Flexible Use Service:
(1) The FSS licensee also holds the
relevant Upper Microwave Flexible Use
Service license(s) for the area in which
the earth station generates a power flux
density (PFD), at 10 meters above
ground level, of greater than or equal to
¥77.6 dBm/m2/MHz;
(2) The earth station in the 24.75–
25.25 GHz band was authorized prior to
August 20, 2018; or
(3) The application for the earth
station in the 24.75–25.25 GHz band
was filed prior to August 20, 2018; or
(4) The applicant demonstrates
compliance with all of the following
criteria in its application:
(i) There are no more than two other
authorized earth stations operating in
the 24.75–25.25 GHz band within the
county where the proposed earth station
is located that meet the criteria
contained in either paragraphs (g)(1)
(g)(2), (g)(3) or (g)(4) of this section, and
there are no more than 14 other
authorized earth stations operating in
the 24.75–25.25 GHz band within the
Partial Economic Area where the
proposed earth station is located that
meet the criteria contained in
paragraphs (g)(1) (g)(2), (g)(3) or (g)(4) of
this section. For purposes of this
requirement, multiple earth stations that
are collocated with or at a location
contiguous to each other shall be
considered as one earth station;
(ii) The area in which the earth station
generates a power flux density (PFD), at
10 meters above ground level, of greater
than or equal to ¥77.6 dBm/m2/MHz,
together with the similar area of any
other earth station operating in the
24.75–25.25 GHz band authorized
pursuant to paragraph (g) of this section,
does not cover, in the aggregate, more
than the amount of population of the
county within which the earth station is
located as noted below:
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TABLE 1 TO PARAGRAPH (g)(4)(ii)
Maximum permitted aggregate
population within ¥77.6 dBm/m2/MHz
PFD contour of earth stations
Population within the county where earth station is located
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Greater than 450,000 ................................................................................................................................
Between 6,000 and 450,000 .....................................................................................................................
Fewer than 6,000 .......................................................................................................................................
(iii) The area in which the earth
station generates a PFD, at 10 meters
above ground level, of greater than or
equal to ¥77.6 dBm/m2/MHz does not
contain any major event venue, urban
mass transit route, passenger railroad, or
cruise ship port. In addition, the area
mentioned in paragraph (a)(4)(ii) of this
section shall not cross any of the
following types of roads, as defined in
functional classification guidelines
issued by the Federal Highway
Administration pursuant to 23 CFR
470.105(b): Interstate, Other Freeways
and Expressways, or Other Principal
Arterial. The Federal Highway
Administration Office of Planning,
Environment, and Realty Executive
Geographic Information System
(HEPGIS) map contains information on
the classification of roads. For purposes
of this rule, an urban area shall be an
Adjusted Urban Area as defined in
section 101(a)(37) of Title 21 of the
United States Code.
(iv) The applicant has successfully
completed frequency coordination with
the UMFUS licensees within the area in
which the earth station generates a PFD,
at 10 meters above ground level, of
greater than or equal to ¥77.6 dBm/m2/
MHz with respect to existing facilities
constructed and in operation by the
UMFUS licensee. In coordinating with
UMFUS licensees, the applicant shall
use the applicable processes contained
in § 101.103(d) of this chapter. (f) If an
earth station applicant or licensee in the
24.75–25.25 GHz, 27.5–28.35 GHz,
37.5–40 GHz and/or 47.2–48.2 GHz
bands enters into an agreement with an
UMFUS licensee, their operations shall
be governed by that agreement, except
to the extent that the agreement is
inconsistent with the Commission’s
rules or the Communications Act.
*
*
*
*
*
■ 8. Amend § 25.138 by revising the
section heading and paragraph (a)
introductory text, and paragraph (a)(6)
to read as follows:
§ 25.138 Licensing requirements for GSO
FSS earth stations in the conventional Kaband and the 24.75–25.25 GHz band.
(a) Applications for earth station
licenses in the GSO FSS in the
conventional Ka-band or the 24.75–
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25.25 GHz band that indicate that the
following requirements will be met and
include the information required by
relevant provisions in §§ 25.115 and
25.130 may be routinely processed:
*
*
*
*
*
(6) The pfd at the Earth’s surface
produced by emissions from a space
station operating in the conventional
Ka-band, for all conditions including
clear sky, and for all methods of
modulation, shall not exceed a level of
¥118 dBW/m2/MHz, in addition to the
limits specified in § 25.208(d).
*
*
*
*
*
■ 9. Amend § 25.140 by:
■ a. Revising paragraphs (a)(2), (a)(3)
introductory text, and (a)(3)(iv) through
(v);
■ b. Adding paragraph (a)(3)(vi);
■ c. Revising paragraphs (b)
introductory text, and (b)(3) through (5);
■ d. Removing paragraph (b)(6);
■ e. Removing and reserving paragraph
(c); and
■ f. Revising paragraph (d) introductory
text.
The revisions and addition read as
follows:
§ 25.140 Further requirements for license
applications for GSO space station
operation in the FSS and the 17/24 GHz
BSS.
(a) * * *
(2) In addition to the information
required by § 25.114, an applicant for
GSO FSS space station operation,
including applicants proposing feeder
links for space stations operating in the
17/24 GHz BSS, that will be located at
an orbital location less than two degrees
from the assigned location of an
authorized co-frequency GSO space
station, must either certify that the
proposed operation has been
coordinated with the operator of the cofrequency space station or submit an
interference analysis demonstrating the
compatibility of the proposed system
with the co-frequency space station.
Such an analysis must include, for each
type of radio frequency carrier, the link
noise budget, modulation parameters,
and overall link performance analysis.
(See Appendices B and C to Licensing
of Space Stations in the Domestic FixedSatellite Service, FCC 83–184, and the
PO 00000
Frm 00022
Fmt 4700
Sfmt 4700
0.1 percent of population in county.
450 people.
7.5 percent of population in county.
following public notices, copies of
which are available in the Commission’s
EDOCS database, available at https://
www.fcc.gov/edocs: DA 03–3863 and
DA 04–1708.) The provisions in this
paragraph do not apply to proposed
analog video operation, which is subject
to the requirement in paragraph (a)(1) of
this section.
(3) In addition to the information
required by § 25.114, an applicant for a
GSO FSS space station, including
applicants proposing feeder links for
space stations operating in the 17/24
GHz BSS, must provide the following
for operation other than analog video
operation:
*
*
*
*
*
(iv) With respect to proposed
operation in the 24.75–25.25 GHz band
(Earth-to-space), a certification that the
proposed uplink operation will not
exceed the applicable EIRP density
envelopes in § 25.138(a) and that the
associated space station will not
generate a power flux density at the
Earth’s surface in excess of the
applicable limits in this part, unless the
non-routine uplink and/or downlink
FSS operation is coordinated with
operators of authorized co-frequency
space stations at assigned locations
within six degrees of the orbital location
and except as provided in paragraph (d)
of this section.
(v) With respect to proposed
operation in the 4500–4800 MHz (spaceto-Earth), 6725–7025 MHz (Earth-tospace), 10.70–10.95 GHz (space-toEarth), 11.20–11.45 GHz (space-toEarth), and/or 12.75–13.25 GHz (Earthto-space) bands, a statement that the
proposed operation will take into
account the applicable requirements of
Appendix 30B of the ITU Radio
Regulations (incorporated by reference,
see § 25.108) and a demonstration that
it is compatible with other U.S. ITU
filings under Appendix 30B.
(vi) With respect to proposed
operation in other FSS bands, an
interference analysis demonstrating
compatibility with any previously
authorized co-frequency space station at
a location two degrees away or a
certification that the proposed operation
has been coordinated with the
operator(s) of the previously authorized
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space station(s). If there is no previously
authorized space station at a location
two degrees away, the applicant must
submit an interference analysis
demonstrating compatibility with a
hypothetical co-frequency space station
two degrees away with the same
receiving and transmitting
characteristics as the proposed space
station.
(b) Each applicant for a license to
operate a space station transmitting in
the 17.3–17.8 GHz band must provide
the following information, in addition to
that required by § 25.114:
*
*
*
*
*
(3) An applicant for a license to
operate a space station transmitting in
the 17.3–17.8 GHz band must certify
that the downlink power flux density on
the Earth’s surface will not exceed the
values specified in § 25.208(c) and/or
(w), or must provide the certification
specified in § 25.114(d)(15)(ii).
(4) An applicant for a license to
operate a space station transmitting in
the 17.3–17.8 GHz band to be located
less than four degrees from a previously
licensed or proposed space station
transmitting in the 17.3–17.8 GHz band,
must either certify that the proposed
operation has been coordinated with the
operator of the co-frequency space
station or provide an interference
analysis of the kind described in
paragraph (a) of this section, except that
the applicant must demonstrate that its
proposed network will not cause more
interference to the adjacent space
station transmitting in the 17.3–17.8
GHz band operating in compliance with
the technical requirements of this part,
than if the applicant were locate at an
orbital separation of four degrees from
the previously licensed or proposed
space station.
(5) In addition to the requirements of
paragraphs (b)(3) and (4) of this section,
the link budget for any satellite in the
17.3–17.8 GHz band (space-to-Earth)
must take into account longitudinal
stationkeeping tolerances. Any
applicant for a space station
transmitting in the 17.3–17.8 GHz band
that has reached a coordination
agreement with an operator of another
space station to allow that operator to
exceed the pfd levels specified in
§ 25.208(c) or § 25.208(w), must use
those higher pfd levels for the purpose
of this showing.
(c) [Reserved]
(d) An operator of a GSO FSS space
station in the conventional or extended
C-bands, conventional or extended Kubands, 24.75–25.25 GHz band (Earth-tospace), or conventional Ka-band may
notify the Commission of its non-
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routine transmission levels and be
relieved of the obligation to coordinate
such levels with later applicants and
petitioners.
*
*
*
*
*
§ 25.203
[Amended]
10. Amend § 25.203 by removing and
reserving paragraph (l).
■
11. Amend § 25.204 by removing
paragraph (e)(4) and revising paragraphs
(e) introductory text, (e)(1) and (3) to
read as follows:
■
§ 25.204
Power limits for earth stations.
*
*
*
*
*
(e) To the extent specified in
paragraphs (e)(1) through (e)(3) of this
section, earth stations in the FixedSatellite Service may employ uplink
adaptive power control or other
methods of fade compensation to
facilitate transmission of uplinks at
power levels required for desired link
performance while minimizing
interference between networks.
(1) Except when paragraphs (e)(2)
through (e)(3) of this section apply,
transmissions from FSS earth stations in
frequencies above 10 GHz may exceed
the uplink EIRP and EIRP density limits
specified in the station authorization
under conditions of uplink fading due
to precipitation by an amount not to
exceed 1 dB above the actual amount of
monitored excess attenuation over clear
sky propagation conditions. EIRP levels
must be returned to normal as soon as
the attenuating weather pattern
subsides.
*
*
*
*
*
(3) FSS earth stations transmitting to
geostationary space stations in the
24.75–25.25 GHz, 28.35–28.6 GHz, and/
or 29.25–30.0 GHz bands may employ
uplink adaptive power control or other
methods of fade compensation. For
stations employing uplink power
control, the values in paragraphs (a)(1),
(2), and (4) of § 25.138 may be exceeded
by up to 20 dB under conditions of
uplink fading due to precipitation. The
amount of such increase in excess of the
actual amount of monitored excess
attenuation over clear sky propagation
conditions must not exceed 1.5 dB or 15
percent of the actual amount of
monitored excess attenuation in dB,
whichever is larger, with a confidence
level of 90 percent except over transient
periods accounting for no more than 0.5
percent of the time during which the
excess is no more than 4.0 dB.
*
*
*
*
*
12. Amend § 25.209 by revising
paragraph (f) to read as follows:
■
PO 00000
Frm 00023
Fmt 4700
Sfmt 4700
34491
§ 25.209 Earth station antenna
performance standards.
*
*
*
*
*
(f) A GSO FSS earth station with an
antenna that does not conform to the
applicable standards in paragraphs (a)
and (b) of this section will be authorized
only if the applicant demonstrates that
the antenna will not cause unacceptable
interference. This demonstration must
comply with the requirements in
§§ 25.138, 25.218, 25.220, 25.221,
25.222, 25.226, or § 25.227, as
appropriate.
*
*
*
*
*
■ 13. Amend § 25.210 by revising
paragraph (i) to read as follows:
§ 25.210 Technical requirements for space
stations.
*
*
*
*
*
(i) 17/24 GHz BSS space station
antennas transmitting in the 17.3–17.8
GHz band must be designed to provide
a cross-polarization isolation such that
the ratio of the on axis co-polar gain to
the cross-polar gain of the antenna in
the assigned frequency band is at least
25 dB within its primary coverage area.
*
*
*
*
*
■ 14. Amend § 25.220 by revising
paragraph (a) to read as follows:
§ 25.220 Non-routine transmit/receive
earth station operations.
(a) The requirements in this section
apply to applications for, and operation
of, earth stations transmitting in the
conventional or extended C-bands, the
conventional or extended Ku-bands, the
24.75–25.25 GHz band, or the
conventional Ka-band that do not
qualify for routine licensing under
relevant criteria in §§ 25.138, 25.211,
25.212, 25.218, 25.221(a)(1) or (a)(3),
§ 25.222(a)(1) or (a)(3), § 25.226(a)(1) or
(a)(3), or § 25.227(a)(1) or (a)(3).
*
*
*
*
*
§ 25.223
■
■
[Removed and Reserved]
15. Remove and reserve § 25.223.
16. Revise § 25.262 to read as follows:
§ 25.262 Licensing and domestic
coordination requirements for 17/24 GHz
BSS space stations.
(a) An applicant may be authorized to
operate a space station transmitting in
the 17.3–17.8 GHz band at levels up to
the maximum power flux density limits
defined in § 25.208(c) and/or
§ 25.208(w), without coordinating its
power flux density levels with adjacent
licensed or permitted operators, only if
there is no licensed space station, or
prior-filed application for a space
station transmitting in the 17.3–17.8
GHz band at a location less than four
degrees from the orbital location at
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which the applicant proposes to
operate.
(b) Any U.S. licensee or permittee
authorized to transmit in the 17.3–17.8
GHz band that does not comply with the
power flux-density limits set forth in
§ 25.208(c) and/or § 25.208(w) shall bear
the burden of coordinating with any
future co-frequency licensees and
permittees of a space station
transmitting in the 17.3–17.8 GHz band
under the following circumstances:
(1) If the operator’s space-to-Earth
power flux-density levels exceed the
power flux-density limits set forth in
§ 25.208(c) and/or § 25.208(w) by 3 dB
or less, the operator shall bear the
burden of coordinating with any future
operators proposing a space station
transmitting in the 17.3–17.8 GHz band
in compliance with power flux-density
limits set forth in § 25.208(c) and/or
§ 25.208(w) and located within ±6
degrees of the operator’s 17/24 GHz BSS
space station.
(2) If the operator’s space-to-Earth
power flux-density levels exceed the
power flux-density limits set forth in
§ 25.208(c) and/or § 25.208(w) by more
than 3 dB, the operator shall bear the
burden of coordinating with any future
operators proposing a space station
transmitting in the 17.3–17.8 GHz band
in compliance with power flux-density
limits set forth in § 25.208(c) and/or
§ 25.208(w) and located within ±10
degrees of the operator’s space station.
(3) If no good faith agreement can be
reached, the operator of the space
station transmitting in the 17.3–17.8
GHz band that does not comply with
§ 25.208(c) and/or § 25.208(w) shall
reduce its space-to-Earth power fluxdensity levels to be compliant with
those specified in § 25.208(c) and/or
§ 25.208(w).
(c) Any U.S. licensee or permittee
using a space station transmitting in the
17.3–17.8 GHz band that is required to
provide information in its application
pursuant to § 25.140(b)(4) must accept
any increased interference that may
result from adjacent space stations
transmitting in the 17.3–17.8 GHz band
that are operating in compliance with
the rules for such space stations
specified in §§ 25.140(b), 25.202(a)(9)
and (e)–(g), 25.208(c) and (w), 25.210(i)–
(j), 25.224, 25.262, 25.264(h), and
25.273(a)(3)).
(d) Notwithstanding the provisions of
this, licensees and permittees will be
allowed to apply for a license or
authorization for a replacement satellite
that will be operated at the same power
level and interference protection as the
satellite to be replaced.
VerDate Sep<11>2014
15:56 Jul 19, 2018
Jkt 244001
PART 30—UPPER MICROWAVE
FLEXIBLE USE SERVICE
17. The authority citation for part 30
continues to read as follows:
■
Authority: 47 U.S.C. 151, 152, 153, 154,
301, 303, 304, 307, 309, 310, 316, 332, 1302.
18. Amend § 30.104 by revising the
section heading, redesignating
paragraphs (b) through (e) as paragraphs
(c) through (f), adding new paragraph
(b), and revising newly redesignated
paragraphs (c), (e), and (f) to read as
follows:
■
§ 30.104
Performance requirements.
*
*
*
*
*
(b) In the alternative, a licensee may
make its buildout showing on the basis
of geographic area coverage. To satisfy
the requirements of using this metric,
licensees relying on mobile or point-tomultipoint service must show that they
are providing reliable signal coverage
and service to at least 25% of the
geographic area of the license. The
geographic area of the license shall be
determined by the total land area of the
county or counties covered by the
license. Licensees relying on fixed
point-to-point links or other, low-power
point-to-point connections must show
that they have deployed at least one
transmitter or receiver in at least 25% of
the census tracts within the license area.
All equipment relied upon in the
showing, whatever type of service or
connection it provides, must be
operational and providing service,
either to customers or for internal use,
as of the date of the filing.
(c) Showings that rely on a
combination of multiple types of service
will be evaluated on a case-by-case
basis. Licensees may not combine
population-based showings with
geographic area-based showings.
*
*
*
*
*
(e) Failure to meet this requirement
will result in automatic cancellation of
the license. In bands licensed on a
Partial Economic Area basis, licensees
will have the option of partitioning a
license on a county basis in order to
reduce the population or land area
within the license area to a level where
the licensee’s buildout would meet one
of the applicable performance metrics.
(f) Existing 24 GHz, 28 GHz and 39
GHz licensees shall be required to make
a showing pursuant to this section by
June 1, 2024.
■ 19. Revise § 30.208 to read as follows:
§ 30.208
Operability.
Mobile and transportable stations that
operate on any portion of frequencies
within the 27.5–28.35 GHz or the 37–40
GHz bands must be capable of operating
PO 00000
Frm 00024
Fmt 4700
Sfmt 4700
on all frequencies within those
particular bands. Mobile and
transportable stations that operate on
any portion of either the 24.25–24.45
GHz or 24.75–25.25 GHz bands must be
capable of operating on all frequencies
within both of those bands.
[FR Doc. 2018–14806 Filed 7–19–18; 8:45 am]
BILLING CODE 6712–01–P
DEPARTMENT OF COMMERCE
National Oceanic and Atmospheric
Administration
50 CFR Part 648
[Docket No. 180220196–8196–01]
RIN 0648–XG051
Magnuson-Stevens Act Provisions;
Fisheries of the Northeastern United
States; Northeast Multispecies
Fishery; 2018 Sector Operations Plans
and Allocation of Northeast
Multispecies Annual Catch
Entitlements
National Marine Fisheries
Service (NMFS), National Oceanic and
Atmospheric Administration (NOAA),
Commerce.
ACTION: Interim final rule; request for
comments.
AGENCY:
This interim final rule
determines the quota overages that
Northeast Fishery Sector IX is
responsible for paying back, allocates
annual catch entitlements to Northeast
Fishery Sectors VII and IX for the 2018
fishing year, approves a new lease-only
operations plan for Northeast Fishery
Sector IX, and approves a substantive
amendment to Northeast Fishery Sector
VII operations plan. Approval of the
operations plans and allocation of
annual catch entitlements is necessary
for the sectors to operate. This action is
intended to ensure that these sectors are
allocated accurate annual catch
entitlements that account for past catch
overages, and that the sectors’
operations plans can achieve the
conservation and management
objectives of the Northeast Multispecies
Fishery Management Plan.
DATES: Effective July 20, 2018 through
April 30, 2019. Comments must be
received on or before August 20, 2018.
ADDRESSES: You may submit comments
on this document, identified by NOAA–
NMFS–2018–0069, by either of the
following methods:
• Electronic Submission: Submit all
electronic public comments via the
Federal e-Rulemaking Portal. Go to
SUMMARY:
E:\FR\FM\20JYR1.SGM
20JYR1
Agencies
[Federal Register Volume 83, Number 140 (Friday, July 20, 2018)]
[Rules and Regulations]
[Pages 34478-34492]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2018-14806]
[[Page 34478]]
=======================================================================
-----------------------------------------------------------------------
FEDERAL COMMUNICATIONS COMMISSION
47 CFR Parts 2, 25 and 30
[GN Docket No. 14-177; WT Docket No. 10-112; FCC 18-73]
Use of Spectrum Bands Above 24 GHz for Mobile Radio Services
AGENCY: Federal Communications Commission.
ACTION: Final rule.
-----------------------------------------------------------------------
SUMMARY: In this document, the Federal Communications Commission
(Commission or FCC) adopts rules for specific millimeter wave bands
above 24 GHz. A proposed rule document for the Third Further Notice of
Proposed Rulemaking (3rd FNPRM) related to the Final rule document for
the Third Report and Order and Memorandum Opinion and Order (3rd R&O)
is published elsewhere in this issue of the Federal Register.
DATES: Effective August 20, 2018, except for the amendments to Sec.
25.136, which contain information collection requirements that are not
effective until approved by the Office of Management and Budget. The
Commission will publish a document in the Federal Register announcing
the effective date for those amendments.
FOR FURTHER INFORMATION CONTACT: John Schauble of the Wireless
Telecommunications Bureau, Broadband Division, at (202) 418-0797 or
[email protected], Michael Ha of the Office of Engineering and
Technology, Policy and Rules Division, at 202-418-2099 or
[email protected], or Jose Albuquerque of the International Bureau,
Satellite Division, at 202-418-2288 or [email protected]. For
information regarding the PRA information collection requirements
contained in this PRA, contact Cathy Williams, Office of Managing
Director, at (202) 418-2918 or [email protected].
SUPPLEMENTARY INFORMATION: This is a summary of the Commission's Third
Report and Order and Memorandum Opinion and Order (3rd R&O), GN Docket
No. 14-177, FCC 18-73, adopted on June 7, 2018 and released on June 8,
2018. The complete text of this document is available for public
inspection and copying from 8 a.m. to 4:30 p.m. Eastern Time (ET)
Monday through Thursday or from 8 a.m. to 11:30 a.m. ET on Fridays in
the FCC Reference Information Center, 445 12th Street SW, Room CY-A257,
Washington, DC 20554. The complete text is available on the
Commission's website at https://wireless.fcc.gov, or by using the search
function on the ECFS web page at https://www.fcc.gov/cgb/ecfs/.
Alternative formats are available to persons with disabilities by
sending an email to [email protected] or by calling the Consumer &
Governmental Affairs Bureau at (202) 418-0530 (voice), (202) 418-0432
(tty).
Supplemental Final Regulatory Flexibility Analysis
As required by the Regulatory Flexibility Act of 1980 (RFA), the
Commission has prepared a Final Regulatory Flexibility Analysis (FRFA)
of the possible significant economic impact on small entities of the
policies and rules adopted in the Third Report and Order.
Congressional Review Act
The Commission will send a copy of this Report and Order in a
report to be sent to Congress and the Government Accountability Office
pursuant to the Congressional Review Act (CRA), see 5 U.S.C.
801(a)(1)(A).
Synopsis
I. Introduction
1. The Commission continues its effort to make available millimeter
wave (mmW) spectrum, at or above 24 GHz, for fifth-generation (5G)
wireless, Internet of Things, and other advanced spectrum-based
services. In the 3rd R&O, the Commission addresses pending issues
regarding FSS sharing and operability in the 24 GHz band, as well as
pending issues regarding performance requirements and mobile spectrum
holdings policies for the mmW bands authorized for flexible use. With
respect to the 37-37.6 GHz band (Lower 37 GHz band), the Commission
resolves pending petitions for reconsideration, establish a band plan,
and in the 3rd FNPRM, the Commission seeks comment on a more detailed
framework to facilitate Federal and non-Federal use. In addition, the
Commission proposes to make additional spectrum in the 42-42.5 GHz (42
GHz band) and 25.25-27.5 GHz band (26 GHz band) available for flexible
wireless use, while recognizing the need to protect and provide
continued opportunities for Federal use of this band. The Commission
notes that it will consider other bands and issues raised in this
proceeding in future Commission items.
2. The Commission's efforts in this proceeding to make mmW spectrum
available for wireless uses is vital to ensuring continued American
leadership in wireless broadband. That leadership represents a critical
component of economic growth, job creation, public safety, and global
competitiveness. The Commission will continue to take steps to
facilitate access to additional low-band, mid-band, and high-band
spectrum for the benefit of American consumers, including holding an
auction of the 28 GHz band starting in November followed by an auction
of the 24 GHz band.
II. Background
3. On November 22, 2017, the Commission released the 2nd R&O, 2nd
FNPRM, Order on Recon, and MO&O in this proceeding. See 83 FR 37. In
relevant parts, the 2nd R&O authorized the 24 GHz band and the 47.2-
48.2 GHz band (47 GHz band) for flexible wireless use; it declined to
set pre-auction limits on the amount of spectrum an entity may acquire
at auction in the 24 GHz and 47 GHz bands; and it revised the mmW
spectrum threshold for reviewing proposed secondary market transactions
to 1850 megahertz by including the 24 GHz and 47 GHz bands. The 2nd
FNPRM sought comment on five issues. First, the Commission proposed to
license Fixed-Satellite Service (FSS) earth stations in the 24.75-25.25
GHz band on a co-primary basis under the provisions in Section
25.136(d) applicable to the 47 GHz band. Second, the Commission sought
comment on adopting additional performance metrics tailored to Internet
of Things (IoT)-type deployments. Third, the Commission proposed to
eliminate the pre-auction limit of 1250 megahertz that the R&O had
adopted for the 28 GHz, 37 GHz and 39 GHz bands. Fourth, the Commission
proposed to require that any equipment capable of operating anywhere
within the 24 GHz band must be capable of operating across the entire
24 GHz band, on all frequencies in both band segments. Finally, the
Commission invited commenters to submit new studies or data on bands
under consideration by the Commission, as well as comments on
additional bands the Commission should consider.
4. The Commission received 15 comments and 12 reply comments. A
list of commenters, reply commenters, and ex parte filings is contained
in the List of Commenters to the 2nd FNPRM. No petitions for
reconsideration of the 2nd R&O were filed. SOM1101, LLC filed a comment
addressing the issue of allowing satellite user equipment in the 37.5-
40 GHz band. Comment of SOM1101 LLC (filed Jan. 23, 2018). In the MO&O,
the Commission declined to authorize satellite user equipment in the
37.5-40 GHz band. Because SOM1101's comment neither acknowledges nor
seeks reconsideration of the MO&O's
[[Page 34479]]
decision, the Commission will not give further consideration to this
issue.
III. Third Report and Order
A. Performance Requirements--Geographic Area Metric
5. Background. In the R&O, the Commission moved away from a
substantial service regime in the mmW bands by adopting a defined set
of metrics for performance requirements for Upper Microwave Flexible
Use Service (UMFUS). UMFUS licensees relying on mobile or point-to-
multipoint service must show that they are providing reliable signal
coverage and service to at least 40 percent of the population within
the service area of the licensee, and that they are using facilities to
provide service in that area either to customers or for internal use.
Licensees relying on point-to-point service must demonstrate that they
have four links operating and providing service, either to customers or
for internal use, if the population within the license area is equal to
or less than 268,000. If the population within the license area is
greater than 268,000, a licensee relying on point-to-point service must
demonstrate it has at least one link in operation and is providing
service for each 67,000 population within the license area. Showings
that rely on a combination of multiple types of service will be
evaluated on a case-by-case basis. This reliance on fixed metrics was a
change from the buildout rules formerly applicable to 28 GHz and 39 GHz
licensees, which used a substantial service standard. In the FNPRM, the
Commission sought comment on expanding this list of metrics by adopting
a performance metric designed to accommodate IoT-type deployments. In
the 2nd FNPRM, the Commission sought comment more specifically on a
geographic area metric that might accommodate IoT or other services
deployed along non-traditional lines, while still measuring a
meaningful level of service in a proven way.
6. Discussion. The Commission adopts a geographic area metric for
UMFUS licenses, to be included in the existing list of performance
metrics from which licensees may choose, as an additional alternative
to meeting the Commission's performance requirements. Consistent with
the option on which the Commission sought comment in the 2nd FNPRM,
licensees may fulfill the requirements of this metric either by
demonstrating mobile or point-to-multipoint coverage of at least 25% of
their license's geographic area, or by showing the presence of
equipment transmitting or receiving on the licensed spectrum in at
least 25% of census tracts within the license area. The Commission
believes the 25% level would maintain parity with the 40% population
coverage metric. As with the Commission's previously-adopted metrics,
equipment must be in use and actually providing service, either for
private, internal use or to unaffiliated customers, in order to be
counted. This metric, like the Commission's previously-adopted metrics,
may be used by any UMFUS licensee, regardless of the type of service
deployed.
7. The Commission emphasizes that this geographic area metric is an
additional alternative for licensees, not a supplemental requirement.
If a licensee deploying IoT systems finds that the Commission's
existing mobile or fixed metrics better fit their needs, it is welcome
to use either of those metrics instead. As the Commission has
emphasized since the R&O, all licensees may choose the particular
metric they wish to satisfy, and the adoption of this metric merely
expands their list of choices. Without the adoption of this additional
choice of metric, licensees would have only the mobile or fixed options
through which to demonstrate their compliance with the Commission's
performance requirements. While the Commission continues to support its
previous conclusion that it is too soon to design a usage-based metric
that will be technology- and use case-neutral, it believes it is
important to provide some additional option for UMFUS licensees whose
deployments may not track residential population, or that may not
involve traditional higher-power fixed links, as will likely be the
case for some IoT-type services. The Commission's adoption of a
geographic area metric is responsive to the calls from commenters for
greater flexibility. In the interest of providing licensees with as
much flexibility and certainty as possible in advance of the
Commission's contemplated auctions of UMFUS spectrum, the Commission
does not believe it is appropriate to delay the adoption of an
additional choice of metric to future rounds of this proceeding.
8. The objections raised by, and alternative suggestions offered by
commenters, are not persuasive. With respect to calls for entirely
different regimes, such as substantial service or site-based licensing,
the Commission has already determined that geographic area licensing
with the performance requirements that the Commission adopted in the
Report and Order strikes the best balance between flexibility for
licensees and accountability in ensuring efficient use of mmW spectrum.
The Commission notes that it has also designated a total of fourteen
gigahertz of unlicensed spectrum in the mmW bands, and that it seeks
further comment on the sharing regime it has adopted for the lower 37
GHz band.
B. Operability in the 24 GHz Band
9. Background. The 24 GHz band consists of two band segments: The
lower segment, from 24.25-24.45 GHz, and the upper segment, from 24.75-
25.25 GHz. In the 2nd R&O, the Commission adopted UMFUS licensing and
technical rules for the 24 GHz band. The Commission also proposed to
adopt an operability requirement for the 24 GHz band. Under this
requirement, any mobile or transportable equipment capable of operating
in any portion of the 24 GHz band must be capable of operating at all
frequencies within the 24 GHz band, in both band segments.
10. Discussion. The Commission adopts its proposal to require
operability throughout the 24 GHz band. Any mobile or transportable
equipment capable of operating on any frequency between 24.24-24.45 GHz
or 24.75-25.25 GHz must be capable of operating on all frequencies in
those ranges. This requirement will support competition by ensuring a
robust device ecosystem throughout the band. Given the separation of
the 24 GHz band into two different segments, the Commission believes an
operability requirement is important to supporting development of the
lower portion of the band.
11. The Commission reiterates that this operability requirement in
no way dictates the use of any particular technology or air interface.
The Commission also emphases that this operability requirement is
specific to the 24 GHz band, and does not extend to other UMFUS bands.
The 28 GHz band and the 37 and 39 GHz bands also have operability
requirements, but those are separate and independent from the one the
Commission adopts for the 24 GHz band. Devices are not required to
operate across all UMFUS bands. While one commenter expresses concern
about the ability to filter signals from the 24.45-24.75 GHz band, it
ultimately supports the operability requirement, and it does not
provide any technical analysis in support of its concern.
12. In addition, as the Commission noted in the 2nd R&O, ongoing
international studies include analyses to determine IMT-2020 out-of-
band emission limits necessary to protect passive sensors onboard
weather satellites in the 23.6-24.0 GHz band. The Commission recognizes
the need to protect these passive satellite operations
[[Page 34480]]
that provide important data necessary for weather predictions and
warnings. Given that this is a matter of interest to multiple
stakeholders internationally and that the Commission cannot predict the
outcome, it finds it inappropriate to adopt U.S.-only limits that may
need to be modified at a later time. Once interference protection
standards are agreed upon internationally the Commission will, if
necessary, consider through notice and comment whether any modification
of its current out-of-band limits may be needed. The Commission
encourages non-Federal operators in the 24 GHz band to monitor these
studies and to plan their systems, to the extent possible, to take into
account the potential for additional future protection of passive
sensors in the 23.6-24.0 GHz band.
C. 24 GHz FSS Sharing
13. Background. The U.S. Table of Frequency Allocations (U.S.
Table) currently includes primary, non-Federal, Fixed, Mobile and
Fixed-Satellite Service (FSS) (Earth-to-space) allocations in the
24.75-25.25 GHz band. Footnote NG535 to the U.S. Table provides feeder
links in the Broadcasting-Satellite Service (BSS) priority over other
FSS uses in the 24.75-25.05 GHz band segment, and restricts FSS use of
the 25.05-25.25 GHz band segment to feeder links for the BSS. In the
2nd R&O the Commission adopted a primary Fixed Service allocation in
the 24.75-25.05 GHz band segment, added a primary Mobile Service
allocation in the 24.75-25.25 GHz band segment, and authorized both
mobile and fixed operations in those bands under the part 30 UMFUS
rules. The Commission did not make changes to its current rules at that
time, but decided instead to seek comment in the 2nd FNPRM in
conjunction with a proposal to allow more flexible use of the band for
FSS earth stations.
14. In the 2nd FNPRM, the Commission proposed to license FSS earth
stations in 24.75-25.25 GHz band on a co-primary basis under the
provisions contained in Section 25.136(d), which currently applies to
the 47 GHz band, by adding the 24.75-25.25 GHz band to this rule
section. This change would limit availability of the 24.75-25.25 GHz
band for FSS to individually-licensed FSS earth stations that meet the
same specific licensing requirements applicable to earth stations in
the 47 GHz band. The Commission also sought comment on adding a U.S.
Table footnote specifying the relative interference protection
obligations of FSS and UMFUS stations in this band. In addition, the
Commission proposed various conforming modifications to certain earth
station application requirements. The Commission sought comment on
these proposals and on possible actions needed to address the potential
for aggregate interference from terrestrial users into satellite
systems in the band.
15. To provide for more flexible FSS use of the 24.75-25.25 GHz
band, the Commission proposed to eliminate footnote NG535, thereby
making this band available for general FSS uplink operations without
restricting these operations to, or affording priority for, the
provision of feeder links for 17/24 GHz BSS space stations. To further
increase flexibility for all FSS uses in this new sharing regime, the
Commission also proposed to eliminate the Petitions for Reconsideration
of Spectrum Frontiers Report and Order addressed herein orbital-
location restrictions for 17/24 GHz BSS space stations specified in
Section 25.262(a), thus providing more flexibility to these BSS
operations. Consistent with these proposals, the Commission proposed
several other rule changes to part 25 of its rules to harmonize the
treatment of BSS feeder links with other FSS transmissions.
Specifically, the Commission proposed the following rule changes: (1)
Modify Section 25.138 to extend applicability of the Ka-band off-axis
EIRP density limits in paragraph (a) to the 24.75-25.25 GHz band, and
then to eliminate the nearly identical BSS feeder link-specific earth
station off-axis EIRP density limits for the 24.75-25.25 GHz band in
Section 25.223(b); (2) add the 24.75-25.25 GHz band to the list of
frequency bands in our general FSS earth station coordination rules in
Section 25.220(a), thereby permitting us to eliminate the coordination
provisions contained in Sections 25.223(c) and (d); (3) remove and
reserve Section 25.223, because there would be no need for these
provisions, which provide an alternative means of licensing BSS feeder
links, and also eliminate cross references to Section 25.223 contained
in Section 25.209(f); (4) eliminate Section 25.204(e)(4), which
contains rain fade specifications specific to 17/24 GHz BSS feeder link
transmissions, and instead include the 24.75-25.25 GHz band in
paragraph (e)(3), which contains nearly identical Ka-band FSS rain fade
specifications; (5) modify the interference-showing requirements for
FSS applicants in Section 25.140(a) to make clear its applicability to
FSS (Earth-to-space) transmissions to 17/24 GHz BSS space stations; (6)
add a new subparagraph (iv) to Section 25.140(a) requiring applicants
for space stations receiving uplinks in the 24.75-25.25 GHz band to
certify, among other things, that the earth stations transmitting to
such space stations will not exceed the off-axis EIRP density limits in
Section 25.138(a); (7) modify the definitions of ``routine processing
or licensing'' and ``two-degree compliant space station'' contained in
Section 25.103; (8) eliminate the operational requirements associated
with the Appendix F orbital-location constraints in Section 25.262 by
deleting paragraphs (a) and (d), and modifying paragraphs (b) and (e);
(9) modify Sections 25.140(b), (c) and (d) to reflect changes in the
interference showing required by 17/24 GHz BSS applicants, which is
currently defined in part by the applicant's orbital position relative
to Appendix F locations; (10) delete Section 25.262(b) to eliminate an
operational requirement made moot; (11) delete Appendix F specific
requirements contained in Section 25.114(d)(17); (12) eliminate a
reference in Section 25.114(d)(7) to a deleted subparagraph in Section
25.140(b); and (13) modify the cross-polarization isolation requirement
in Section 25.210(i) to making clear that it applies only to 17/24 GHz
BSS space-to-Earth transmissions, to provide for consistent treatment
of 17/24 GHz feeder uplinks with other FSS transmissions in the 24.75-
25.25 GHz band.
16. Discussion. After review of the record, the Commission modifies
the FSS earth station licensing proposal set out in the 2nd FNPRM so as
to better provide FSS with additional capacity for satellite services
while permitting substantial terrestrial use of the band. As with the
28 GHz and 47 GHz bands, the Commission finds generally that allowing a
limited number of FSS earth stations in the 24.75-25.25 GHz band would
further the public interest, and therefore provide for sharing of the
24.75-25.25 GHz band by UMFUS and FSS earth stations, including BSS
feeder link earth stations. Based on the record, the Commission adopts
rules that incorporate certain sharing criteria applicable in the 27.5-
28.35 GHz and 47.2-48.2 GHz bands. Specifically, the Commission applies
the permitted aggregate population limits within the specified earth
station PFD contour on a per-county basis, similar to the requirement
in the 27.5-28.35 GHz band, rather than the per-PEA limits applicable
to the 47.2-48.2 GHz band. Additionally, as in the 47.2-48.2 GHz band,
the Commission adopts constraints on the number of permitted earth
stations not only in the county but
[[Page 34481]]
also in the UMFUS licensing area (PEA) in which the earth station is
located. To reflect these requirements, the Commission adopts a new
rule section 25.136(g), which its find includes sufficient defined
restrictions on earth station operations consistent with CCA's request.
17. The Commission will not adopt any operational requirements
addressing limits on aggregate interference into satellite receivers at
this time, as it does not believe such limits are justified by the
current record, and the Commission received no specific proposals for
such a rule. The Commission retains the authority to monitor
developments and intervene to prevent unacceptable interference to
satellites if that becomes necessary, but there is no evidence to date
that suggests that any such intervention will be necessary. The
Commission will amend footnote NG65 to the U.S. Table to include the
24.75-25.25 GHz band to make clear the relative interference protection
obligations between the co-primary services. The Commission rejects
CTIA's argument that it should adopt a new footnote stating that
certain shared frequency bands are identified predominantly for
terrestrial mobile and fixed services on a primary basis. The
Commission does not believe that this proposed footnote fulfills its
intent to specify accurately the relative interference protection
obligations of FSS and UMFUS stations in this band, and further, it
would go beyond the scope of this rulemaking by including frequency
bands apart from the 24.75-25.25 GHz band (i.e., the 28 GHz, 37 GHz, 39
GHz, and 47 GHz bands). The Commission also adopts the proposed
conforming modifications to Sections 25.115(e) and 25.130(b), and
delete the obsolete licensing requirements for the 25.05-25.25 GHz band
specified in Section 25.203(l).
18. The Commission adopts its proposals to remove footnote NG535.
In doing so, the Commission removes the restriction on FSS operations
apart from BSS feeder links, in the 25.05-25.25 GHz band segment, and
eliminate the priority of BSS feeder links relative to other FSS
operations in the 24.75-25.05 GHz band. The Commission also eliminates
the Appendix F orbital-location restrictions contained in Section
25.262(a), which should give 17/24 GHz BSS feeder link operators the
same flexibility as other FSS operators in the band. FSS use beyond the
provision of BSS feeder links is already permitted in the lower portion
of the band, and the Commission believes that it will further spectrum
efficiency to extend this same flexibility to other types of
individually licensed FSS earth stations in the upper band segment. The
Commission rejects T-Mobile's argument that the Commission should
constrain satellite operators' use of the 24.75-25.25 GHz band beyond
limits placed on satellite operators in comparable UMFUS bands. Such a
position is at variance with the Commission's stated objectives in the
Spectrum Frontiers proceeding to make available millimeter wave (mmW)
bands for flexible wireless deployment while simultaneously adopting
rules that will allow the mmW bands to be shared with other uses,
including satellite, in bands where there are existing FSS allocations.
The Commission also disagrees with AT&T that retention of subsection
(a) in footnote NG535 is warranted, as it believes it would only serve
to undermine its goals of increasing flexibility of use and spectrum
efficiency. AT&T acknowledges that the Commission's two-degree spacing
requirements are sufficient to protect BSS feeder links from other FSS
operations, and it provides no justification for retaining BSS feeder
link priority in the 24.75-25.05 GHz portion of the band.
19. The Commission received no opposition to its proposed rule
changes to harmonize the treatment of FSS and BSS feeder link
transmissions under its rules, nor any opposition on the associated
conforming amendments. Accordingly, the Commission adopts these rule
changes as elaborated above, for the reasons set forth in the 2nd
FNPRM. The Commission will not however, include in the amended
definition of ``routine processing or licensing'' in Sec. 25.103 an
exclusion for earth stations in the 24.75-25.25 GHz band as originally
proposed in the 2nd FNPRM. Upon further consideration, this change is
not necessary to accurately reflect our licensing procedures. In
addition, as a consequence of eliminating the Appendix F orbital-
location requirement in Sec. 25.262(a), the Commission also deletes
Sec. 25.262(c)(2). This provision, which addresses cancelled or
surrendered licenses relative specifically to Appendix F orbital
locations, is moot. Once the rules become effective, these rule changes
will ensure that all FSS transmissions in the 24.75-25.25 GHz band,
including BSS feeder link transmissions, are subject to the
Commission's two-degree spacing requirements. The four-degree spacing
regimen applicable to 17/24 GHz BSS downlink transmissions however,
will be unaltered, which SIA notes is an important predicate for its
support of proposed changes to the Commission's rules governing uplink
band operations.
D. Lower 37 GHz Band Plan
20. Background. In the R&O, the Commission adopted rules to permit
fixed and mobile terrestrial operation in the 37 GHz band. The
Commission also adopted a licensing regime for the 37.6-38.6 GHz
portion of the band (Upper 37 GHz Band), which would be licensed in
five 200 megahertz blocks on a geographic area basis. Rather than
adopting a particular licensing regime for the Lower 37 GHz Band, the
Commission made it available for coordinated co-primary sharing between
Federal and non-Federal users. The Commission explained that Federal
and non-Federal users would access the Lower 37 GHz Band through a
coordination mechanism, which it would more fully develop through
government/industry collaboration.
21. In the FNPRM, the Commission sought comment, among other
things, on the appropriate band plan for the Lower 37 GHz. The
Commission proposed to establish a 100 megahertz minimum channel size.
It also proposed to allow users to aggregate 100 megahertz channels
into larger channel sizes up to the maximum of 600 megahertz where
available. Starry and T-Mobile support the proposal to license 100
megahertz channels in the Lower 37 GHz band. No party opposed the
proposal.
22. Discussion. The Commission affirms the Commission's decision to
adopt a co-primary sharing approach for the Lower 37 GHz band and the
Commission seeks additional comment on the details of that approach.
Here, the Commission adopts the Commission's proposal to license the
Lower 37 GHz Band as six 100 megahertz channels. This channelization
will allow for a sufficient acquisition of spectrum by smaller users
while still allowing for aggregation by larger entities. The Commission
believes that 100 megahertz channels will be sufficient for a licensee
to provide the type of high rate data services, and other innovative
uses and applications, contemplated for this spectrum. These smaller
channels offer an opportunity to provide low-barrier access to spectrum
for new technologies and providers while also enhancing shared access
methods and technologies between commercial and Federal users.
E. Mobile Spectrum Holdings
23. Background. The R&O established a pre-auction, bright-line
limit of 1250
[[Page 34482]]
megahertz on the amount of mmW spectrum in the 28 GHz, 37 GHz, and 39
GHz bands (R&O bands) that an entity could acquire at auction. In the
2nd R&O, the Commission declined to adopt a similar pre-auction limit
on the 24 GHz and 47 GHz bands, primarily because preemptive limits on
the amount of spectrum an entity might acquire could unnecessarily
inhibit participation at auction and discourage the development of
spectrum-intensive services. Moreover, the Commission found that mmW
technology currently is at a nascent stage of development and that
there was insufficient information to predict the amount of spectrum
needed for future still-to-be-developed services. No petitions for
reconsideration were filed in response to the Commission's decisions in
the 2nd R&O. In the 2nd FNPRM, the Commission proposed to eliminate the
pre-auction limit of 1250 megahertz that the R&O had adopted for the
R&O bands. Further, in the absence of any pre-auction limits, the
Commission sought comment regarding whether it should apply a post-
auction case-by-case review on all mmW spectrum available at auction.
24. Discussion. The Commission adopts its proposal in the 2nd FNPRM
to eliminate the pre-auction limit of 1250 megahertz for the 28 GHz, 37
GHz, and 39 GHz bands. In the R&O, the Commission indicated that its
consideration of whether to adopt a mobile spectrum holdings limit for
the licensing of spectrum through competitive bidding--and, if so, what
type of limit--would take into account several objectives, including:
The promotion of competition in relevant markets; the acceleration of
private sector deployment of advanced services; and generally managing
the spectrum in the public interest. In reaching its decision to adopt
a pre-auction spectrum aggregation limit for the 28 GHz, 37 GHz, and 39
GHz bands, the Commission observed, among other things, that mmW
spectrum is likely to be a critical component in the development of 5G
and that pre-auction limits could encourage the development of
innovative services to the benefit of the American consumer. The
Commission continues to recognize that mmW spectrum is an important
resource for the deployment of 5G and other advanced wireless services,
as evidenced by the steps it takes in this 3rd R&O, MO&O, and 3rd FNPRM
to further promote this deployment. The Commission also notes that in
addition to mmW spectrum, various providers have announced plans to
develop 5G in other bands, such as 600 MHz and 2.5 GHz, and have
indicated an interest in using 3.5 GHz and 3.7-4.2 GHz for 5G. Overall,
the Commission observes that there are a variety of spectral paths to
5G deployment in the United States, and that accelerating this
deployment, including through the use of mmW spectrum, is an
increasingly important objective given the potential economic benefits.
25. Thus, while technological development in the mmW bands remains
in a nascent stage, the Commission's balancing of objectives shifts
towards facilitating rapid 5G deployment in the United States. In that
context, and given the Commission's balancing of various statutory
objectives, the Commission weighs more heavily the risk that bright-
line, pre-auction limits may restrict unnecessarily the ability of
entities to participate and acquire spectrum in a mmW band auction.
This could, in turn, unnecessarily constrain providers in their paths
towards 5G deployment on mmW bands, limit their incentives to invest in
these new services, and delay the realization of related economic
benefits. The Commission is not inclined to adopt such limits on
auction participation absent a clear indication that they are necessary
to address a specific competitive concern In the case of the 28 GHz, 37
GHz, and 39 GHz bands, the Commission is not persuaded by commenters'
generalized assertions that a bright-line, pre-auction limit in these
bands is necessary to protect competition in the provision of wireless
services, particularly in light of its decision below to adopt a post-
auction case-by-case review of spectrum in the UMFUS bands. The
Commission emphases that the Commission has adopted rules to facilitate
flexible terrestrial wireless use of 4950 megahertz of mmW spectrum
across five bands, which will be licensed in multiple blocks of
different sizes and geographic areas, providing many spectrum
opportunities for various types of auction bidders. In addition, given
the similar technical characteristics and potential uses of the mmW
spectrum for the R&O bands--relative to the 24 GHz and 47 GHz bands--
the Commission sees no reason to reach a different conclusion regarding
a pre-auction limit for the R&O bands than it reached for the 24 GHz
and 47 GHz bands. Moreover, treating certain UMFUS bands differently
from others for purposes of a pre-auction limit would be inconsistent
with the Commission's policy of treating all five UMFUS bands the same
for purposes of secondary market transactions. The Commission therefore
concludes that entities bidding for licenses in the 24 GHz, 28 GHz, 37
GHz, 39 GHz, and 47 GHz bands should not be subject to bright-line,
pre-auction limits on the amount of spectrum they may acquire at an
auction of these bands. Consistent with the Commission's rationale in
the 2nd R&O, the Commission concludes that this approach will maximize
the opportunities in these bands for putting this mmW spectrum to
efficient use.
26. Although the Commission will not apply an ex ante bright-line
limit to the acquisition of spectrum in the five UMFUS bands through
auction, the Commission will conduct an ex post case-by-case review to
the acquisition through auction of spectrum in the UMFUS bands. In
particular, the Commission finds that it is in the public interest to
review applications for initial licenses filed post-auction on a case-
by-case basis using the same 1850 megahertz threshold the Commission
uses for reviewing applications for secondary market transactions. As
noted above, the Commission continues to recognize that mmW spectrum is
an important resource for the deployment of 5G and other advanced
wireless services, as the Commission acknowledged in retaining the mmW
spectrum threshold for secondary markets. Applying a post-auction case-
by-case review will provide an opportunity to evaluate whether an
applicant's post-auction spectrum holdings would result in excessive
concertation of licenses, in a manner consistent with the Commission's
obligations under Section 309(j)(3)(B). Moreover, the Commission finds
that applying a case-by-case review to initial applications for
spectrum won at auction is necessary to ensure that the public interest
benefits of having a mmW spectrum threshold for reviewing proposed
secondary market transactions are not rendered ineffective. In
addition, unlike a bright-line pre-auction limit, a post-auction case-
by-case review will provide flexibility to bidders and facilitate the
assignment of licenses to those who value them the most. As is the case
for the mmW spectrum threshold applied to secondary market
transactions, the threshold the Commission will apply to review initial
applications for spectrum won at auction merely identifies those
markets that may warrant further competitive analysis.
27. The Commission intends to conduct the same type of case-by-case
review that the Commission anticipated in 2001 when it eliminated the
CMRS spectrum cap, and that it articulated in
[[Page 34483]]
2008 in the context of the 700 MHz auction (Auction 73), but which it
discontinued in the 2014 Mobile Spectrum Holdings Order. Case-by-case
review permits bidders to participate fully in a mmW spectrum auction,
while still allowing the Commission to assess the impact on competition
from the assignment of initial mmW spectrum licenses, and to take
appropriate action to preserve or protect competition only where
necessary. Thus, for example, the Commission may allow a winning
auction bidder to exceed the threshold if it finds that this would not
foreclose other competitors from acquiring similar mmW spectrum.
Further, as was the case under the Commission's post-auction case-by-
case review that previously was applied, in the event that a
divestiture is required before issuing any new licenses, the winning
bidder likely would have greater flexibility to choose which spectrum
to divest among its existing mmW spectrum holdings or winning bids, in
a manner that nevertheless would address competitive concerns.
28. In supporting such a case-by-case review, U.S. Cellular
proposed a two-tiered public interest framework that relied on band-
specific spectrum concentration limits. The Commission rejects their
proposal for specific in-band limits for similar reasons as it
articulated in the R&O and 2nd R&O, where it stated that, either at
auction or in the secondary market, separate band-specific limits are
not necessary. Further, the Commission disagree with commenters that
allege that a post-auction case-by-case review creates uncertainty that
is inconsistent with Section 309(j). The post-auction case-by-case
review will be based on the standard articulated in the 2008 Union
Telephone Order, and the Commission will apply this review to auctions
of mmW bands going forward. Spectrum auctions were subject to this kind
of review for a number of years before 2014, and the Commission finds
that it is similarly appropriate with respect to the mmW spectrum. The
Commission finds that such a case-by-case review provides parties with
a clear and familiar standard that the Commission and Bureau have used,
and continue to use, in reviewing proposed secondary market
transactions currently. In that regard, the Commission finds that post-
auction case-by-case review is likely to create sufficient bidder
certainty consistent with Section 309(j)(3)(E) of the Communications
Act, which emphasizes the need for clear bidding rules ``to ensure that
interested parties have a sufficient time to develop business plans,
assess marketplace conditions, and evaluate the availability of
equipment for the relevant services.'' In addition, for the reasons
discussed above, the Commission finds that the adoption of a post-
auction case-by-case review for mmW spectrum is the best way to satisfy
its obligation under another part of Section 309 to guard against the
excessive concentration of licenses.
IV. Memorandum Opinion and Order
A. Licensing Lower 37 GHz
29. Petitions for Reconsideration. CTIA, CCA, 5G Americas, TIA, and
T-Mobile (Petitioners) filed Petitions for Reconsideration (Petitions)
of the R&O asking the Commission to reconsider decisions it made
regarding the 37 GHz band. First, CTIA, CCA, 5G Americas, and T-Mobile
ask the Commission to reconsider its decision to adopt a Shared Access
Licensing scheme for the lower band segment in which non-Federal users
would be licensed by rule. CTIA, 5G Americas, CCA, and T-Mobile
recommend that the Commission instead adopt exclusive area licensing in
the 37-37.6 GHz band. Second, 5G Americas and TIA ask the Commission to
reconsider its decision that Federal operations should have expansion
rights in the Lower 37 GHz band.
30. Discussion. The Commission denies the petitions of CTIA, CCA,
5G Americas, TIA, and T-Mobile under Section 1.429(b) of the
Commission's rules because the Commission has already considered and
rejected the arguments raised by the petitioners in favor of exclusive
area licensing. In their comments and reply comments to the NPRM, the
petitioners urged the Commission to adopt an exclusive area licensing
scheme for the 37-37.6 GHz band. In their petitions for
reconsideration, they raise no new facts or arguments here. In the R&O,
the Commission concluded that ``[a]lthough there is support in the
record to license the entire 37 GHz band by geographic area, the
Commission finds that it is in the public interest to license a portion
of this band on a non-exclusive shared basis, and to license the
remainder of the band by geographic area to give potential licensees
additional opportunity to access large blocks of spectrum or to use 37
GHz spectrum in combination with, and similarly to, 39 GHz spectrum.''
The Commission explained that ``[a]llowing part of the band to be made
available on a non-exclusive, shared basis will promote access to
spectrum by a wide variety of entities, support innovative uses of the
band, and help ensure that spectrum is widely utilized.'' The
Commission further explained that ``[a]dopting geographic area
licensing for the other portion of the band will expeditiously make
spectrum available and allow common development of the 37 GHz and 39
GHz bands.'' Thus, the Commission will not reconsider its decision to
adopt a co-primary sharing scheme for the 37-37.6 GHz band and the
Commission reaffirms its decision in the Report and Order.
31. The Commission rejects CTIA's argument that the Commission's
action was arbitrary and capricious because the Commission did not
``provide reasoning for adopting an untested sharing model that
requires licensees to coordinate with Federal parties, the latter of
which has proven to be highly successful for the AWS-1 and AWS-3
bands.'' In the R&O, the Commission explained that the sharing approach
it adopted best enables ``the band to be used for new commercial uses
while simultaneously allowing fixed and mobile Federal use to expand.''
The Commission added that ``[a]llowing part of the band to be made
available on a non-exclusive, shared basis will promote access to
spectrum by a wide variety of entities, support innovative uses of the
band, and help ensure that spectrum is widely utilized.'' The
Commission further stated that the approach it adopted provided
``satellite operators the certainty they need to be able to expand
their operations into the 37 GHz band in the future. Nothing in the
petitions supports the change in direction suggested by petitioners.
32. In the R&O, the Commission directed the Wireless Bureau and
Office of Engineering and Technology to collaborate with NTIA and
Federal stakeholders, as well as industry stakeholders and other
interested parties to further define the sharing framework.'' Initial
collaboration has identified the issues raised in the 3rd FNPRM adopted
June 7, 2018. The 3rd FNPRM presents another opportunity to open a
dialogue about how sharing can best be implemented and achieved in the
Lower 37 GHz band prior to the adoption of final sharing rules. The
Commission looks forward to continuing to work with NTIA, Federal
stakeholders, and industry to complete development of the sharing
mechanism.
B. FSS Allocation in 42-42.5 GHz
33. Background. In the R&O, the Commission declined to allocate the
42 GHz band for fixed satellite service (FSS) downlink operations. It
concluded there was less reason to expand FSS operations into the 42
GHz band given that it was already granting FSS
[[Page 34484]]
enhanced access to the 37.5-40 GHz band and because FSS has exclusive
access to the 40.5-42 GHz band. Rather, the Commission saw greater
value in making the band available exclusively for terrestrial use.
34. Various satellite interests sought reconsideration of that
decision. ViaSat asserts that ``the 42-42.5 GHz band segment could be
used in connection with the downlink spectrum that currently is
available for satellite use in the adjacent 37.5-42 GHz band segment to
achieve increased satellite broadband network capabilities that will be
needed to meet this exponentially expanding consumer demand.'' ViaSat,
SES, and O3b argue that providing satellite access to the 42 GHz band
also comes with an established public interest benefit--helping to
bridge the digital divide in rural America.
35. Discussion. The Commission declines to reconsider its decisions
to not allocate the 42 GHz band for FSS use. The Commission's decision
was part of an overall goal to have a balanced strategy for sharing
between terrestrial and satellite services in V-band. Given the
Commission's prior decisions to provide FSS with exclusive access to
the 40-42 GHz and 48.2-50.2 GHz bands--plus shared access to the 37.5-
40 GHz and 28 GHz bands, the Commission see nothing arbitrary in
reserving 500 megahertz of spectrum for exclusive terrestrial use.
Moreover, the Commission notes that in the 3rd R&O above, the
Commission provides for shared FSS use of the 24 GHz band. Satellite
interests raise no new facts and merely reassert arguments they made
previously regarding the need for the 42 GHz band to deploy broadband.
They also have not demonstrated that the Commission has committed any
error.
36. The MOBILE NOW Act does not require us to give further
consideration to adding an FSS allocation in the 42 GHz band. While the
Act asks that the Commission considers how this band may be used to
provide ``commercial wireless broadband service,'' including licensed
and/or unlicensed service, it also asks that the Commission include
technical characteristics under which the band may be employed for
``mobile or fixed terrestrial wireless operations, including any
appropriate coexistence requirements.'' By its express language
limiting any proposed licensed or unlicensed services in the band to
``mobile and fixed terrestrial operations,'' the Commission finds that
Congress excluded the alternative of permitting licensed satellite
service in the band. Legislative history also indicates that Congress
intended such mmW spectrum for ``mobile or fixed terrestrial wireless
operations, including for broadband'' without any concomitant
discussion of satellite service. Accordingly, the Commission does not
believe the MOBILE NOW Act requires that it reconsider permitting
satellite service in the 42 GHz band or to consider how this non-
terrestrial service could share with any possible licensed and
unlicensed terrestrial services on whose coexistence the Commission now
seeks comment.
V. Final Regulatory Flexibility Analysis
37. As required by the Regulatory Flexibility Act of 1980, as
amended (RFA), an Initial Regulatory Flexibility Analysis (IRFA) was
incorporated in the 2nd FNPRM released in November 2017 in this
proceeding. The Commission sought written public comment on the
proposals in the 2nd FNPRM, including comments on the IRFA. No comments
were filed addressing the IRFA. This present Final Regulatory
Flexibility Analysis (FRFA) conforms to the RFA.
A. Need for, and Objectives of, the Third Report and Order
38. In the 3rd R&O, the Commission authorizes Fixed-Satellite
Service (FSS) use of the 24.75-25.25 GHz band for individually licensed
earth stations. Under the current rules, Broadcasting Satellite Service
(BSS) feeder links have priority over other FSS uses in the 24.75-25.25
GHz band. Given the very light use of the 24.75-25.25 GHz band for BSS
feeder links, the existence of the Commission's earth station two-
degree spacing rules that can protect BSS feeder links from other FSS
earth stations in the band, and the power limits placed on BSS feeder
link earth stations, there is no need to give BSS feeder link earth
stations priority over other uses of the FSS for earth stations located
within the United States, or to preclude other FSS earth stations from
claiming protection from feeder link earth stations located within the
United States.
39. The 3rd R&O also creates a buildout standard for UMFUS
licensees based on geographic area coverage that would be an
alternative to the current population coverage standard in the current
rules. A performance metric based on geographic area coverage (or
presence) would allow for networks that provide meaningful service but
deploy along other lines than residential population. Such a metric
could be useful for sensor-based networks, particularly for uses in
rural areas. The Commission adopts the following metric as an option
for UMFUS licensees to fulfill their buildout requirements: Geographic
area coverage of 25% of the license area. The latter standard could
accommodate deployments, such as sensor networks, that are not designed
to provide mobile or point-to-multipoint area coverage, and for whom
calculating ``coverage of 25% of the area'' would therefore not be a
meaningful standard.
40. The 3rd R&O also adopts an operability requirement such that
any device designed to operate within the 24 GHz bands must be capable
of operating on all frequencies within those bands. This operability
requirement will ensure that devices developed for the 24 GHz band
operate throughout the band, making it easier for smaller businesses
with fewer resources to find equipment that can operate across the
entire band.
B. Summary of Significant Issues Raised by Public Comments in Response
to the IRFA
41. There were no comments filed that specifically addressed the
proposed rules and policies presented in the IRFA.
C. Response to Comments by the Chief Counsel for Advocacy of the Small
Business Administration
42. Pursuant to the Small Business Jobs Act of 2010, which amended
the RFA, the Commission is required to respond to any comments filed by
the Chief Counsel for Advocacy of the Small Business Administration
(SBA), and to provide a detailed statement of any change made to the
proposed rules as a result of those comments.
D. Description and Estimate of the Number of Small Entities to Which
the Proposed Rules Will Apply
43. Wireless Telecommunications Carriers (except Satellite). This
industry comprises establishments engaged in operating and maintaining
switching and transmission facilities to provide communications via the
airwaves. Establishments in this industry have spectrum licenses and
provide services using that spectrum, such as cellular services, paging
services, wireless internet access, and wireless video services. The
appropriate size standard under SBA rules is that such a business is
small if it has 1,500 or fewer employees. For this industry, U.S.
Census Bureau data for 2012 show that there were 967 firms that
operated for the entire year. Of this total, 955 firms had employment
of 999 or fewer employees and 12 had employment of 1,000 employees or
more. Thus, under this category and the associated size standard, the
Commission estimates that the majority of wireless telecommunications
carriers (except satellite) are small entities.
[[Page 34485]]
44. Fixed Microwave Services. Microwave services include common
carrier, private-operational fixed, and broadcast auxiliary radio
services. They also include the UMFUS and the Millimeter Wave Service
where licensees can choose between common carrier and non-common
carrier status. At present, there are approximately 66,680 common
carrier fixed licensees, 69,360 private and public safety operational-
fixed licensees, 20,150 broadcast auxiliary radio licensees, 411 LMDS
licenses, 33 24 GHz DEMS licenses, 777 39 GHz licenses, and five 24 GHz
licenses, and 467 Millimeter Wave licenses in the microwave services.
The Commission has not yet defined a small business with respect to
microwave services. The closest applicable SBA category is Wireless
Telecommunications Carriers (except Satellite) and the appropriate size
standard for this category under SBA rules is that such a business is
small if it has 1,500 or fewer employees. For this industry, U.S.
Census Bureau data for 2012 shows that there were 967 firms that
operated for the entire year. Of this total, 955 had employment of 999
or fewer, and 12 firms had employment of 1,000 employees or more. Thus,
under this SBA category and the associated standard, the Commission
estimates that the majority of fixed microwave service licensees can be
considered small.
45. The Commission does not have data specifying the number of
these licensees that have more than 1,500 employees, and thus is unable
at this time to estimate with greater precision the number of fixed
microwave service licensees that would qualify as small business
concerns under the SBA's small business size standard. Consequently,
the Commission estimates that there are up to 36,708 common carrier
fixed licensees and up to 59,291 private operational-fixed licensees
and broadcast auxiliary radio licensees in the microwave services that
may be small and may be affected by the rules and policies adopted
herein. The Commission notes, however, that both the common carrier
microwave fixed and the private operational microwave fixed licensee
categories includes some large entities.
46. Satellite Telecommunications and All Other Telecommunications.
This category comprises firms ``primarily engaged in providing
telecommunications services to other establishments in the
telecommunications and broadcasting industries by forwarding and
receiving communications signals via a system of satellites or
reselling satellite telecommunications.'' The category has a small
business size standard of $32.5 million or less in average annual
receipts, under SBA rules. For this category, U.S. Census Bureau data
for 2012 shows that there were a total of 333 firms that operated for
the entire year. Of this total, 299 firms had annual receipts of less
than $25 million. Consequently, the Commission estimates that the
majority of satellite telecommunications providers are small entities.
47. All Other Telecommunications. The ``All Other
Telecommunications'' category is comprised of establishments primarily
engaged in providing specialized telecommunications services, such as
satellite tracking, communications telemetry, and radar station
operation. This industry also includes establishments primarily engaged
in providing satellite terminal stations and associated facilities
connected with one or more terrestrial systems and capable of
transmitting telecommunications to, and receiving telecommunications
from, satellite systems. Establishments providing internet services or
voice over internet protocol (VoIP) services via client-supplied
telecommunications connections are also included in this industry.''
The SBA has developed a small business size standard for ``All Other
Telecommunications,'' which consists of all such firms with gross
annual receipts of $32.5 million or less. For this category, U.S.
Census Bureau data for 2012 shows that there were a total of 1442 firms
that operated for the entire year. Of these firms, a total of 1400
firms had gross annual receipts of under $25 million and 42 firms had
gross annual receipts of $25 million to $49,999,999. Thus, the
Commission estimates that a majority of ``All Other
Telecommunications'' firms potentially affected by its actions can be
considered small.
48. Radio and Television Broadcasting and Wireless Communications
Equipment Manufacturing. This industry comprises establishments
primarily engaged in manufacturing radio and television broadcast and
wireless communications equipment. Examples of products made by these
establishments are: Transmitting and receiving antennas, cable
television equipment, GPS equipment, pagers, cellular phones, mobile
communications equipment, and radio and television studio and
broadcasting equipment.'' The SBA has established a size standard for
this industry of 1,250 employees or less. U.S. Census Bureau data for
2012 shows that 841 establishments operated in this industry in that
year. Of that number, 828 establishments operated with fewer than 1,000
employees, 7 establishments operated with between 1,000 and 2,499
employees and 6 establishments operated with 2,500 or more employees.
Based on this data, the Commission concludes that a majority of
manufacturers in this industry is small.
E. Description of Projected Reporting, Recordkeeping, and Other
Compliance Requirements
49. The Commission expects the rules adopted in the 3rd R&O will
impose new or additional reporting or recordkeeping and/or other
compliance obligations on small entities as well as other applicants
and licensees. The projected reporting, recordkeeping, and other
compliance requirements in the 3rd R&O will apply to all entities in
the same manner. The revisions the Commission adopts should benefit
small entities by giving them more information, more flexibility, and
more options for gaining access to wireless spectrum.
50. Small entities and other applicants for UMFUS licenses will be
required to file license applications using the Commission's automated
Universal Licensing System (ULS). ULS is an online electronic filing
system that also serves as a powerful information tool, one that
enables potential licensees to research applications, licenses, and
antenna structures. It also keeps the public informed with weekly
public notices, FCC rulemakings, processing utilities, and a
telecommunications glossary. Small entities, like all other entities
who are UMFUS applicants, must submit long-form license applications
must do so through ULS using Form 601, FCC Ownership Disclosure
Information for the Wireless Telecommunications Services using FCC Form
602, and other appropriate forms.
51. The Commission expects that the filing, recordkeeping and
reporting requirements associated with the demands described above will
require small businesses as well as other entities that intend to
utilize these new UMFUS licenses to use professional, accounting,
engineering or survey services in order to meet these requirements. As
described below, several steps have been taken that will alleviate the
burdens of the requirements on small businesses.
F. Steps Taken To Minimize the Significant Economic Impact on Small
Entities, and Significant Alternatives Considered
52. The RFA requires an agency to describe any significant,
specifically
[[Page 34486]]
small business, alternatives that it has considered in reaching its
approach, which may include the following four alternatives (among
others): (1) The establishment of differing compliance or reporting
requirements or timetables that take into account the resources
available to small entities; (2) the clarification, consolidation, or
simplification of compliance or reporting requirements under the rule
for small entities; (3) the use of performance, rather than design,
standards; and (4) an exemption from coverage of the rule, or any part
thereof, for small entities.
53. The Commission does not believe that its adopted changes will
have a significant economic impact on small entities. As noted above,
the various construction and performance requirements and their
associated showings will be the same for small and large businesses
that license the UMFUS bands. To the extent applying the rules equally
to all entities results in the cost of complying with these burdens
being relatively greater for smaller businesses than for large ones,
these costs are necessary to effectuate the purpose of the
Communications Act, namely to further the efficient use of spectrum and
to prevent spectrum warehousing. Likewise compliance with the
Commission's service and technical rules and coordination requirements
are necessary for the furtherance of its goals of protecting the public
while also providing interference free services. Moreover, while small
and large businesses must equally comply with these rules and
requirements, the Commission has taken the steps described below to
help alleviate the burden on small businesses that seek to comply with
these requirements.
54. The proposals to facilitate satellite service in the 24 GHz
band should also assist small satellite businesses by providing them
with additional flexibility to locate their earth stations without
causing interference to or receiving interference from UMFUS licensees.
G. Report to Congress
55. The Commission will send a copy of the 3rd R&O, including this
FRFA, in a report to Congress pursuant to the Congressional Review Act.
In addition, the Commission will send a copy of the 3rd R&O, including
this FRFA, to the Chief Counsel for Advocacy of the SBA. A copy of the
3rd R&O, and FRFA (or summaries thereof) will also be published in the
Federal Register.
VI. Ordering Clauses
56. It is ordered, pursuant to the authority found in sections 1,
2, 3, 4, 5, 7, 301, 302, 302a, 303, 304, 307, 309, and 310 of the
Communications Act of 1934, 47 U.S.C. 151, 152, 153, 154, 155, 157,
301, 302, 302a, 303, 304, 307, 309, and 310, section 706 of the
Telecommunications Act of 1996, as amended, 47 U.S.C. 1302, and Sec.
1.411 of the Commission's rules, 47 CFR 1.411, that the Third Report
and Order, Third Further Notice of Proposed Rulemaking, and Memorandum
Opinion and Order is hereby adopted.
57. It is further ordered that the Commission's rules are hereby
amended as set forth in the Final Rules.
58. It is further ordered that the provisions and requirements of
this Third Report and Order and the rules adopted herein will become
effective August 20, 2018, except for rules and requirements which
contain new or modified information collection requirements that
require approval by the Office of Management and Budget under the
Paperwork Reduction Act and will become effective after the Commission
publishes a document in the Federal Register announcing such approval
and the relevant effective date.
59. It is further ordered that the petitions for reconsideration
listed in the Petitions for Reconsideration of Spectrum Frontiers
Report and Order are granted to the extent indicated and are otherwise
denied.
60. It is further ordered that the Commission's Consumer and
Governmental Affairs Bureau, Reference Information Center, shall send a
copy of this Third Report and Order, Third Further Notice of Proposed
Rulemaking, and Memorandum Opinion and Order, including the Final,
Supplemental Final, and Initial Regulatory Flexibility Analysis, to the
Chief Counsel for Advocacy of the Small Business Administration.
61. It is further ordered that the Commission shall send a copy of
this Report and Order to Congress and the Government Accountability
Office pursuant to the Congressional Review Act, see 5 U.S.C.
801(a)(1)(A).
List of Subjects in 47 CFR Parts 2, 25 and 30
Communications common carriers, Communications equipment, Reporting
and recordkeeping requirements, Satellites.
Federal Communications Commission,
Marlene Dortch,
Secretary, Office of the Secretary.
For the reasons discussed in the preamble, the Federal
Communications Commission amends 47 CFR parts 2, 25, and 30 as follows:
PART 2--FREQUENCY ALLOCATIONS AND RADIO TREATY MATTERS; GENERAL
RULES AND REGULATIONS
0
1. The authority citation for part 2 continues to read as follows:
Authority: 47 U.S.C. 154, 302a, 303, and 336, unless otherwise
noted.
0
2. In Sec. 2.106, the Table of Frequency Allocations is amended as
follows:
0
a. Page 54 is revised.
0
b. In the list of non-Federal Government (NG) Footnotes, footnote NG65
is revised and footnote NG535 is removed.
The revisions read as follows:
Sec. 2.106 Table of Frequency Allocations.
* * * * *
BILLING CODE 6712-01-P
[[Page 34487]]
[GRAPHIC] [TIFF OMITTED] TR20JY18.004
[[Page 34488]]
[GRAPHIC] [TIFF OMITTED] TR20JY18.005
[[Page 34489]]
BILLING CODE 6712-01-C
* * * * *
Non-Federal Government (NG) Footnotes
* * * * *
NG65 In the bands 24.75-25.25 GHz and 47.2-48.2 GHz, stations in
the fixed and mobile services may not claim protection from
individually licensed earth stations authorized pursuant to 47 CFR
25.136. However, nothing in this footnote shall limit the right of
UMFUS licensees to operate in conformance with the technical rules
contained in 47 CFR part 30. The Commission reserves the right to
monitor developments and to undertake further action concerning
interference between UMFUS and FSS, including aggregate interference to
satellite receivers, if appropriate.
* * * * *
PART 25--SATELLITE COMMUNICATIONS
0
3. The authority citation for part 25 continues to read as follows:
Authority: 47 U.S.C. 154, 301, 302, 303, 307, 309, 310, 319,
332, 605, and 721, unless otherwise noted.
0
4. Amend Sec. 25.103 by revising the definitions of ``Routine
processing or licensing'' and ``Two-degree-compliant space station'' to
read as follows:
Sec. 25.103 Definitions.
* * * * *
Routine processing or licensing. Expedited processing of unopposed
applications for earth stations in the FSS communicating with GSO space
stations, that satisfy the criteria in Sec. Sec. 25.138(a), 25.211(d),
25.212(c), 25.212(d), 25.212(e), 25.212(f), or 25.218, include all
required information, are consistent with all Commission rules, and do
not raise any policy issues. Some, but not all, routine earth station
applications are eligible for an autogrant procedure under Sec.
25.115(a)(3).
* * * * *
Two-degree-compliant space station. A GSO FSS space station
operating in the conventional or extended C-bands, the conventional or
extended Ku-bands, the 24.75-25.25 GHz band, or the conventional Ka-
band within the limits on downlink EIRP density or PFD specified in
Sec. 25.140(a)(3) and communicating only with earth stations operating
in conformance with routine uplink parameters specified in Sec. Sec.
25.138(a), 25.211(d), 25.212(c), (d), or (f), Sec. Sec. 25.218,
25.221(a)(1) or (a)(3), or Sec. 25.222(a)(1) or (a)(3), Sec.
25.226(a)(1) or (a)(3), or Sec. 25.227(a)(1) or (a)(3).
* * * * *
0
5. Amend Sec. 25.114 by revising paragraph (d)(7) and removing and
reserving paragraph (d)(17) to read as follows:
Sec. 25.114 Applications for space station authorizations.
* * * * *
(d) * * *
(7) Applicants for authorizations for space stations in the Fixed-
Satellite Service, including applicants proposing feeder links for
space stations operating in the 17/24 GHz Broadcasting-Satellite
Service, must also include the information specified in Sec.
25.140(a). Applicants for authorizations for space stations in the 17/
24 GHz Broadcasting-Satellite Service must also include the information
specified in Sec. 25.140(b);
* * * * *
(17) [Reserved]
* * * * *
0
6. Amend Sec. 25.115 by revising paragraphs (e)(1) and (g)(1)(vii) to
read as follows:
Sec. 25.115 Applications for earth station authorizations.
* * * * *
(e) * * *
(1) An application for a GSO FSS earth station license in the 17.8-
19.4 GHz, 19.6-20.2 GHz, 24.75-25.25 GHz, 27.5-29.1 GHz, or 29.25-30
GHz bands not filed on FCC Form 312EZ pursuant to paragraph (a)(2) of
this section must be filed on FCC Form 312, Main Form and Schedule B,
and must include any information required by paragraph (g) or (j) of
this section or by Sec. 25.130.
* * * * *
(g) * * *
(1) * * *
(vii) The relevant off-axis EIRP density envelopes in Sec. Sec.
25.138, 25.218, 25.221, 25.222, 25.226, or Sec. 25.227 must be
superimposed on plots submitted pursuant to paragraphs (g)(1)(i)
through (vi) of this section.
* * * * *
0
7. Amend Sec. 25.136 by adding new paragraph (g) to read as follows:
Sec. 25.136 Earth Stations in the 24.75-25.25 GHz, 27.5-28.35 GHz,
37.5-40 GHz and 47.2-48.2 GHz bands.
* * * * *
(g) Notwithstanding that FSS is co-primary with the Upper Microwave
Flexible Use Service in the 24.75-25.25 GHz band, earth stations in
that bands shall be limited to individually licensed earth stations. An
applicant for a license for a transmitting earth station in the 24.75-
25.25 GHz band must meet one of the following criteria to be authorized
to operate without providing any additional interference protection to
stations in the Upper Microwave Flexible Use Service:
(1) The FSS licensee also holds the relevant Upper Microwave
Flexible Use Service license(s) for the area in which the earth station
generates a power flux density (PFD), at 10 meters above ground level,
of greater than or equal to -77.6 dBm/m2/MHz;
(2) The earth station in the 24.75-25.25 GHz band was authorized
prior to August 20, 2018; or
(3) The application for the earth station in the 24.75-25.25 GHz
band was filed prior to August 20, 2018; or
(4) The applicant demonstrates compliance with all of the following
criteria in its application:
(i) There are no more than two other authorized earth stations
operating in the 24.75-25.25 GHz band within the county where the
proposed earth station is located that meet the criteria contained in
either paragraphs (g)(1) (g)(2), (g)(3) or (g)(4) of this section, and
there are no more than 14 other authorized earth stations operating in
the 24.75-25.25 GHz band within the Partial Economic Area where the
proposed earth station is located that meet the criteria contained in
paragraphs (g)(1) (g)(2), (g)(3) or (g)(4) of this section. For
purposes of this requirement, multiple earth stations that are
collocated with or at a location contiguous to each other shall be
considered as one earth station;
(ii) The area in which the earth station generates a power flux
density (PFD), at 10 meters above ground level, of greater than or
equal to -77.6 dBm/m\2\/MHz, together with the similar area of any
other earth station operating in the 24.75-25.25 GHz band authorized
pursuant to paragraph (g) of this section, does not cover, in the
aggregate, more than the amount of population of the county within
which the earth station is located as noted below:
[[Page 34490]]
Table 1 to Paragraph (g)(4)(ii)
------------------------------------------------------------------------
Maximum permitted aggregate
Population within the county where earth population within -77.6 dBm/
station is located m\2\/MHz PFD contour of
earth stations
------------------------------------------------------------------------
Greater than 450,000....................... 0.1 percent of population
in county.
Between 6,000 and 450,000.................. 450 people.
Fewer than 6,000........................... 7.5 percent of population
in county.
------------------------------------------------------------------------
(iii) The area in which the earth station generates a PFD, at 10
meters above ground level, of greater than or equal to -77.6 dBm/m2/MHz
does not contain any major event venue, urban mass transit route,
passenger railroad, or cruise ship port. In addition, the area
mentioned in paragraph (a)(4)(ii) of this section shall not cross any
of the following types of roads, as defined in functional
classification guidelines issued by the Federal Highway Administration
pursuant to 23 CFR 470.105(b): Interstate, Other Freeways and
Expressways, or Other Principal Arterial. The Federal Highway
Administration Office of Planning, Environment, and Realty Executive
Geographic Information System (HEPGIS) map contains information on the
classification of roads. For purposes of this rule, an urban area shall
be an Adjusted Urban Area as defined in section 101(a)(37) of Title 21
of the United States Code.
(iv) The applicant has successfully completed frequency
coordination with the UMFUS licensees within the area in which the
earth station generates a PFD, at 10 meters above ground level, of
greater than or equal to -77.6 dBm/m2/MHz with respect to existing
facilities constructed and in operation by the UMFUS licensee. In
coordinating with UMFUS licensees, the applicant shall use the
applicable processes contained in Sec. 101.103(d) of this chapter. (f)
If an earth station applicant or licensee in the 24.75-25.25 GHz, 27.5-
28.35 GHz, 37.5-40 GHz and/or 47.2-48.2 GHz bands enters into an
agreement with an UMFUS licensee, their operations shall be governed by
that agreement, except to the extent that the agreement is inconsistent
with the Commission's rules or the Communications Act.
* * * * *
0
8. Amend Sec. 25.138 by revising the section heading and paragraph (a)
introductory text, and paragraph (a)(6) to read as follows:
Sec. 25.138 Licensing requirements for GSO FSS earth stations in the
conventional Ka-band and the 24.75-25.25 GHz band.
(a) Applications for earth station licenses in the GSO FSS in the
conventional Ka-band or the 24.75-25.25 GHz band that indicate that the
following requirements will be met and include the information required
by relevant provisions in Sec. Sec. 25.115 and 25.130 may be routinely
processed:
* * * * *
(6) The pfd at the Earth's surface produced by emissions from a
space station operating in the conventional Ka-band, for all conditions
including clear sky, and for all methods of modulation, shall not
exceed a level of -118 dBW/m2/MHz, in addition to the limits specified
in Sec. 25.208(d).
* * * * *
0
9. Amend Sec. 25.140 by:
0
a. Revising paragraphs (a)(2), (a)(3) introductory text, and (a)(3)(iv)
through (v);
0
b. Adding paragraph (a)(3)(vi);
0
c. Revising paragraphs (b) introductory text, and (b)(3) through (5);
0
d. Removing paragraph (b)(6);
0
e. Removing and reserving paragraph (c); and
0
f. Revising paragraph (d) introductory text.
The revisions and addition read as follows:
Sec. 25.140 Further requirements for license applications for GSO
space station operation in the FSS and the 17/24 GHz BSS.
(a) * * *
(2) In addition to the information required by Sec. 25.114, an
applicant for GSO FSS space station operation, including applicants
proposing feeder links for space stations operating in the 17/24 GHz
BSS, that will be located at an orbital location less than two degrees
from the assigned location of an authorized co-frequency GSO space
station, must either certify that the proposed operation has been
coordinated with the operator of the co-frequency space station or
submit an interference analysis demonstrating the compatibility of the
proposed system with the co-frequency space station. Such an analysis
must include, for each type of radio frequency carrier, the link noise
budget, modulation parameters, and overall link performance analysis.
(See Appendices B and C to Licensing of Space Stations in the Domestic
Fixed-Satellite Service, FCC 83-184, and the following public notices,
copies of which are available in the Commission's EDOCS database,
available at https://www.fcc.gov/edocs: DA 03-3863 and DA 04-1708.) The
provisions in this paragraph do not apply to proposed analog video
operation, which is subject to the requirement in paragraph (a)(1) of
this section.
(3) In addition to the information required by Sec. 25.114, an
applicant for a GSO FSS space station, including applicants proposing
feeder links for space stations operating in the 17/24 GHz BSS, must
provide the following for operation other than analog video operation:
* * * * *
(iv) With respect to proposed operation in the 24.75-25.25 GHz band
(Earth-to-space), a certification that the proposed uplink operation
will not exceed the applicable EIRP density envelopes in Sec.
25.138(a) and that the associated space station will not generate a
power flux density at the Earth's surface in excess of the applicable
limits in this part, unless the non-routine uplink and/or downlink FSS
operation is coordinated with operators of authorized co-frequency
space stations at assigned locations within six degrees of the orbital
location and except as provided in paragraph (d) of this section.
(v) With respect to proposed operation in the 4500-4800 MHz (space-
to-Earth), 6725-7025 MHz (Earth-to-space), 10.70-10.95 GHz (space-to-
Earth), 11.20-11.45 GHz (space-to-Earth), and/or 12.75-13.25 GHz
(Earth-to-space) bands, a statement that the proposed operation will
take into account the applicable requirements of Appendix 30B of the
ITU Radio Regulations (incorporated by reference, see Sec. 25.108) and
a demonstration that it is compatible with other U.S. ITU filings under
Appendix 30B.
(vi) With respect to proposed operation in other FSS bands, an
interference analysis demonstrating compatibility with any previously
authorized co-frequency space station at a location two degrees away or
a certification that the proposed operation has been coordinated with
the operator(s) of the previously authorized
[[Page 34491]]
space station(s). If there is no previously authorized space station at
a location two degrees away, the applicant must submit an interference
analysis demonstrating compatibility with a hypothetical co-frequency
space station two degrees away with the same receiving and transmitting
characteristics as the proposed space station.
(b) Each applicant for a license to operate a space station
transmitting in the 17.3-17.8 GHz band must provide the following
information, in addition to that required by Sec. 25.114:
* * * * *
(3) An applicant for a license to operate a space station
transmitting in the 17.3-17.8 GHz band must certify that the downlink
power flux density on the Earth's surface will not exceed the values
specified in Sec. 25.208(c) and/or (w), or must provide the
certification specified in Sec. 25.114(d)(15)(ii).
(4) An applicant for a license to operate a space station
transmitting in the 17.3-17.8 GHz band to be located less than four
degrees from a previously licensed or proposed space station
transmitting in the 17.3-17.8 GHz band, must either certify that the
proposed operation has been coordinated with the operator of the co-
frequency space station or provide an interference analysis of the kind
described in paragraph (a) of this section, except that the applicant
must demonstrate that its proposed network will not cause more
interference to the adjacent space station transmitting in the 17.3-
17.8 GHz band operating in compliance with the technical requirements
of this part, than if the applicant were locate at an orbital
separation of four degrees from the previously licensed or proposed
space station.
(5) In addition to the requirements of paragraphs (b)(3) and (4) of
this section, the link budget for any satellite in the 17.3-17.8 GHz
band (space-to-Earth) must take into account longitudinal
stationkeeping tolerances. Any applicant for a space station
transmitting in the 17.3-17.8 GHz band that has reached a coordination
agreement with an operator of another space station to allow that
operator to exceed the pfd levels specified in Sec. 25.208(c) or Sec.
25.208(w), must use those higher pfd levels for the purpose of this
showing.
(c) [Reserved]
(d) An operator of a GSO FSS space station in the conventional or
extended C-bands, conventional or extended Ku-bands, 24.75-25.25 GHz
band (Earth-to-space), or conventional Ka-band may notify the
Commission of its non-routine transmission levels and be relieved of
the obligation to coordinate such levels with later applicants and
petitioners.
* * * * *
Sec. 25.203 [Amended]
0
10. Amend Sec. 25.203 by removing and reserving paragraph (l).
0
11. Amend Sec. 25.204 by removing paragraph (e)(4) and revising
paragraphs (e) introductory text, (e)(1) and (3) to read as follows:
Sec. 25.204 Power limits for earth stations.
* * * * *
(e) To the extent specified in paragraphs (e)(1) through (e)(3) of
this section, earth stations in the Fixed-Satellite Service may employ
uplink adaptive power control or other methods of fade compensation to
facilitate transmission of uplinks at power levels required for desired
link performance while minimizing interference between networks.
(1) Except when paragraphs (e)(2) through (e)(3) of this section
apply, transmissions from FSS earth stations in frequencies above 10
GHz may exceed the uplink EIRP and EIRP density limits specified in the
station authorization under conditions of uplink fading due to
precipitation by an amount not to exceed 1 dB above the actual amount
of monitored excess attenuation over clear sky propagation conditions.
EIRP levels must be returned to normal as soon as the attenuating
weather pattern subsides.
* * * * *
(3) FSS earth stations transmitting to geostationary space stations
in the 24.75-25.25 GHz, 28.35-28.6 GHz, and/or 29.25-30.0 GHz bands may
employ uplink adaptive power control or other methods of fade
compensation. For stations employing uplink power control, the values
in paragraphs (a)(1), (2), and (4) of Sec. 25.138 may be exceeded by
up to 20 dB under conditions of uplink fading due to precipitation. The
amount of such increase in excess of the actual amount of monitored
excess attenuation over clear sky propagation conditions must not
exceed 1.5 dB or 15 percent of the actual amount of monitored excess
attenuation in dB, whichever is larger, with a confidence level of 90
percent except over transient periods accounting for no more than 0.5
percent of the time during which the excess is no more than 4.0 dB.
* * * * *
0
12. Amend Sec. 25.209 by revising paragraph (f) to read as follows:
Sec. 25.209 Earth station antenna performance standards.
* * * * *
(f) A GSO FSS earth station with an antenna that does not conform
to the applicable standards in paragraphs (a) and (b) of this section
will be authorized only if the applicant demonstrates that the antenna
will not cause unacceptable interference. This demonstration must
comply with the requirements in Sec. Sec. 25.138, 25.218, 25.220,
25.221, 25.222, 25.226, or Sec. 25.227, as appropriate.
* * * * *
0
13. Amend Sec. 25.210 by revising paragraph (i) to read as follows:
Sec. 25.210 Technical requirements for space stations.
* * * * *
(i) 17/24 GHz BSS space station antennas transmitting in the 17.3-
17.8 GHz band must be designed to provide a cross-polarization
isolation such that the ratio of the on axis co-polar gain to the
cross-polar gain of the antenna in the assigned frequency band is at
least 25 dB within its primary coverage area.
* * * * *
0
14. Amend Sec. 25.220 by revising paragraph (a) to read as follows:
Sec. 25.220 Non-routine transmit/receive earth station operations.
(a) The requirements in this section apply to applications for, and
operation of, earth stations transmitting in the conventional or
extended C-bands, the conventional or extended Ku-bands, the 24.75-
25.25 GHz band, or the conventional Ka-band that do not qualify for
routine licensing under relevant criteria in Sec. Sec. 25.138, 25.211,
25.212, 25.218, 25.221(a)(1) or (a)(3), Sec. 25.222(a)(1) or (a)(3),
Sec. 25.226(a)(1) or (a)(3), or Sec. 25.227(a)(1) or (a)(3).
* * * * *
Sec. 25.223 [Removed and Reserved]
0
15. Remove and reserve Sec. 25.223.
0
16. Revise Sec. 25.262 to read as follows:
Sec. 25.262 Licensing and domestic coordination requirements for 17/
24 GHz BSS space stations.
(a) An applicant may be authorized to operate a space station
transmitting in the 17.3-17.8 GHz band at levels up to the maximum
power flux density limits defined in Sec. 25.208(c) and/or Sec.
25.208(w), without coordinating its power flux density levels with
adjacent licensed or permitted operators, only if there is no licensed
space station, or prior-filed application for a space station
transmitting in the 17.3-17.8 GHz band at a location less than four
degrees from the orbital location at
[[Page 34492]]
which the applicant proposes to operate.
(b) Any U.S. licensee or permittee authorized to transmit in the
17.3-17.8 GHz band that does not comply with the power flux-density
limits set forth in Sec. 25.208(c) and/or Sec. 25.208(w) shall bear
the burden of coordinating with any future co-frequency licensees and
permittees of a space station transmitting in the 17.3-17.8 GHz band
under the following circumstances:
(1) If the operator's space-to-Earth power flux-density levels
exceed the power flux-density limits set forth in Sec. 25.208(c) and/
or Sec. 25.208(w) by 3 dB or less, the operator shall bear the burden
of coordinating with any future operators proposing a space station
transmitting in the 17.3-17.8 GHz band in compliance with power flux-
density limits set forth in Sec. 25.208(c) and/or Sec. 25.208(w) and
located within 6 degrees of the operator's 17/24 GHz BSS
space station.
(2) If the operator's space-to-Earth power flux-density levels
exceed the power flux-density limits set forth in Sec. 25.208(c) and/
or Sec. 25.208(w) by more than 3 dB, the operator shall bear the
burden of coordinating with any future operators proposing a space
station transmitting in the 17.3-17.8 GHz band in compliance with power
flux-density limits set forth in Sec. 25.208(c) and/or Sec. 25.208(w)
and located within 10 degrees of the operator's space
station.
(3) If no good faith agreement can be reached, the operator of the
space station transmitting in the 17.3-17.8 GHz band that does not
comply with Sec. 25.208(c) and/or Sec. 25.208(w) shall reduce its
space-to-Earth power flux-density levels to be compliant with those
specified in Sec. 25.208(c) and/or Sec. 25.208(w).
(c) Any U.S. licensee or permittee using a space station
transmitting in the 17.3-17.8 GHz band that is required to provide
information in its application pursuant to Sec. 25.140(b)(4) must
accept any increased interference that may result from adjacent space
stations transmitting in the 17.3-17.8 GHz band that are operating in
compliance with the rules for such space stations specified in
Sec. Sec. 25.140(b), 25.202(a)(9) and (e)-(g), 25.208(c) and (w),
25.210(i)-(j), 25.224, 25.262, 25.264(h), and 25.273(a)(3)).
(d) Notwithstanding the provisions of this, licensees and
permittees will be allowed to apply for a license or authorization for
a replacement satellite that will be operated at the same power level
and interference protection as the satellite to be replaced.
PART 30--UPPER MICROWAVE FLEXIBLE USE SERVICE
0
17. The authority citation for part 30 continues to read as follows:
Authority: 47 U.S.C. 151, 152, 153, 154, 301, 303, 304, 307,
309, 310, 316, 332, 1302.
0
18. Amend Sec. 30.104 by revising the section heading, redesignating
paragraphs (b) through (e) as paragraphs (c) through (f), adding new
paragraph (b), and revising newly redesignated paragraphs (c), (e), and
(f) to read as follows:
Sec. 30.104 Performance requirements.
* * * * *
(b) In the alternative, a licensee may make its buildout showing on
the basis of geographic area coverage. To satisfy the requirements of
using this metric, licensees relying on mobile or point-to-multipoint
service must show that they are providing reliable signal coverage and
service to at least 25% of the geographic area of the license. The
geographic area of the license shall be determined by the total land
area of the county or counties covered by the license. Licensees
relying on fixed point-to-point links or other, low-power point-to-
point connections must show that they have deployed at least one
transmitter or receiver in at least 25% of the census tracts within the
license area. All equipment relied upon in the showing, whatever type
of service or connection it provides, must be operational and providing
service, either to customers or for internal use, as of the date of the
filing.
(c) Showings that rely on a combination of multiple types of
service will be evaluated on a case-by-case basis. Licensees may not
combine population-based showings with geographic area-based showings.
* * * * *
(e) Failure to meet this requirement will result in automatic
cancellation of the license. In bands licensed on a Partial Economic
Area basis, licensees will have the option of partitioning a license on
a county basis in order to reduce the population or land area within
the license area to a level where the licensee's buildout would meet
one of the applicable performance metrics.
(f) Existing 24 GHz, 28 GHz and 39 GHz licensees shall be required
to make a showing pursuant to this section by June 1, 2024.
0
19. Revise Sec. 30.208 to read as follows:
Sec. 30.208 Operability.
Mobile and transportable stations that operate on any portion of
frequencies within the 27.5-28.35 GHz or the 37-40 GHz bands must be
capable of operating on all frequencies within those particular bands.
Mobile and transportable stations that operate on any portion of either
the 24.25-24.45 GHz or 24.75-25.25 GHz bands must be capable of
operating on all frequencies within both of those bands.
[FR Doc. 2018-14806 Filed 7-19-18; 8:45 am]
BILLING CODE 6712-01-P