Sunshine Act Meetings, 33276-33277 [2018-15292]
Download as PDF
<![CDATA[
daltland on DSKBBV9HB2PROD with NOTICES
33276
Federal Register / Vol. 83, No. 137 / Tuesday, July 17, 2018 / Notices
submissions and access the E-Filing
system for any proceeding in which it
is participating; and (2) advise the
Secretary that the participant will be
submitting a petition or other
adjudicatory document (even in
instances in which the participant, or its
counsel or representative, already holds
an NRC-issued digital ID certificate).
Based upon this information, the
Secretary will establish an electronic
docket for the hearing in this proceeding
if the Secretary has not already
established an electronic docket.
Information about applying for a
digital ID certificate is available on the
NRC’s public website at https://
www.nrc.gov/site-help/e-submittals/
getting-started.html. Once a participant
has obtained a digital ID certificate and
a docket has been created, the
participant can then submit
adjudicatory documents. Submissions
must be in Portable Document Format
(PDF). Additional guidance on PDF
submissions is available on the NRC’s
public website at https://www.nrc.gov/
site-help/electronic-sub-ref-mat.html. A
filing is considered complete at the time
the document is submitted through the
NRC’s E-Filing system. To be timely, an
electronic filing must be submitted to
the E-Filing system no later than 11:59
p.m. Eastern Time on the due date.
Upon receipt of a transmission, the EFiling system time-stamps the document
and sends the submitter an email notice
confirming receipt of the document. The
E-Filing system also distributes an email
notice that provides access to the
document to the NRC’s Office of the
General Counsel and any others who
have advised the Office of the Secretary
that they wish to participate in the
proceeding, so that the filer need not
serve the document on those
participants separately. Therefore,
applicants and other participants (or
their counsel or representative) must
apply for and receive a digital ID
certificate before adjudicatory
documents are filed so that they can
obtain access to the documents via the
E-Filing system.
A person filing electronically using
the NRC’s adjudicatory E-Filing system
may seek assistance by contacting the
NRC’s Electronic Filing Help Desk
through the ‘‘Contact Us’’ link located
on the NRC’s public website at https://
www.nrc.gov/site-help/esubmittals.html, by email to
MSHD.Resource@nrc.gov, or by a tollfree call at 1–866–672–7640. The NRC
Electronic Filing Help Desk is available
between 9 a.m. and 6 p.m., Eastern
Time, Monday through Friday,
excluding government holidays.
VerDate Sep<11>2014
17:07 Jul 16, 2018
Jkt 244001
Participants who believe that they
have a good cause for not submitting
documents electronically must file an
exemption request, in accordance with
10 CFR 2.302(g), with their initial paper
filing stating why there is good cause for
not filing electronically and requesting
authorization to continue to submit
documents in paper format. Such filings
must be submitted by: (1) First class
mail addressed to the Office of the
Secretary of the Commission, U.S.
Nuclear Regulatory Commission,
Washington, DC 20555–0001, Attention:
Rulemaking and Adjudications Staff; or
(2) courier, express mail, or expedited
delivery service to the Office of the
Secretary, 11555 Rockville Pike,
Rockville, Maryland 20852, Attention:
Rulemaking and Adjudications Staff.
Participants filing adjudicatory
documents in this manner are
responsible for serving the document on
all other participants. Filing is
considered complete by first-class mail
as of the time of deposit in the mail, or
by courier, express mail, or expedited
delivery service upon depositing the
document with the provider of the
service. A presiding officer, having
granted an exemption request from
using E-Filing, may require a participant
or party to use E-Filing if the presiding
officer subsequently determines that the
reason for granting the exemption from
use of E-Filing no longer exists.
Documents submitted in adjudicatory
proceedings will appear in the NRC’s
electronic hearing docket which is
available to the public at https://
adams.nrc.gov/ehd, unless excluded
pursuant to an order of the Commission
or the presiding officer. If you do not
have an NRC-issued digital ID certificate
as described above, click cancel when
the link requests certificates and you
will be automatically directed to the
NRC’s electronic hearing dockets where
you will be able to access any publicly
available documents in a particular
hearing docket. Participants are
requested not to include personal
privacy information, such as social
security numbers, home addresses, or
personal phone numbers in their filings,
unless an NRC regulation or other law
requires submission of such
information. For example, in some
instances, individuals provide home
addresses in order to demonstrate
proximity to a facility or site. With
respect to copyrighted works, except for
limited excerpts that serve the purpose
of the adjudicatory filings and would
constitute a Fair Use application,
participants are requested not to include
copyrighted materials in their
submission.
PO 00000
Frm 00085
Fmt 4703
Sfmt 4703
Exelon Generation Company, LLC,
Docket Nos. 50–277 and 50–278, Peach
Bottom Atomic Power Station, Unit Nos.
2 and 3 (Peach Bottom), York County,
Pennsylvania
Date of amendment request: June 21,
2018.
Description of amendments: The
amendments revised the Peach Bottom
Technical Specifications (TSs) for a onetime suspension of the emergency diesel
generator (EDG) No. 4 (E–4) surveillance
requirements. Specifically, the
amendments revised TS Surveillance
Requirements 3.8.1.2, 3.8.1.3, 3.8.1.6,
and 3.8.3.4 to suspend performing
required monthly surveillance testing
on the E–4 EDG until the E–3 EDG is
returned to operable status, not to
exceed 2205 hours Eastern Time on June
27, 2018.
Date of issuance: June 23, 2018.
Effective date: June 23, 2018.
Amendment Nos.: 318 (Unit 1) and
321 (Unit 2). A publicly-available
version is in ADAMS under Accession
No. ML18173A042. Documents related
to these amendments are listed in the
Safety Evaluation enclosed with the
amendments.
Renewed Facility Operating License
Nos. DPR–44 and DPR–56: The
amendments revised the Renewed
Facility Operating Licenses and TSs.
Public comments requested as to
proposed no significant hazards
consideration: No.
The Commission’s related evaluation
of the amendments, finding of
emergency circumstances, State
consultation, and final no significant
hazards consideration determination are
contained in a Safety Evaluation dated
June 23, 2018.
Attorney for licensee: J. Bradley
Fewell, Vice President and Deputy
General Counsel, Exelon Generation
Company, LLC, 200 Exelon Way,
Kennett Square, PA 19348.
NRC Branch Chief: James G. Danna.
Dated at Rockville, Maryland, this 5th day
of July 2018.
For the Nuclear Regulatory Commission.
Gregory F. Suber,
Deputy Director, Division of Operating
Reactor Licensing, Office of Nuclear Reactor
Regulation.
[FR Doc. 2018–14779 Filed 7–16–18; 8:45 am]
BILLING CODE 7590–01–P
SECURITIES AND EXCHANGE
COMMISSION
Sunshine Act Meetings
TIME AND DATE:
July 19, 2018.
E:\FR\FM\17JYN1.SGM
17JYN1
2:00 p.m. on Thursday,
Federal Register / Vol. 83, No. 137 / Tuesday, July 17, 2018 / Notices
Closed Commission Hearing
Room 10800.
STATUS: This meeting will be closed to
the public.
MATTERS TO BE CONSIDERED:
Commissioners, Counsel to the
Commissioners, the Secretary to the
Commission, and recording secretaries
will attend the closed meeting. Certain
staff members who have an interest in
the matters also may be present.
The General Counsel of the
Commission, or his designee, has
certified that, in his opinion, one or
more of the exemptions set forth in 5
U.S.C. 552b(c)(3), (5), (6), (7), (8), 9(B)
and (10) and 17 CFR 200.402(a)(3),
(a)(5), (a)(6), (a)(7), (a)(8), (a)(9)(ii) and
(a)(10), permit consideration of the
scheduled matters at the closed meeting.
Commissioner Stein, as duty officer,
voted to consider the items listed for the
closed meeting in closed session.
The subject matters of the closed
meeting will be:
Institution and settlement of
injunctive actions;
Institution and settlement of
administrative proceedings; and
Other matters relating to enforcement
proceedings.
At times, changes in Commission
priorities require alterations in the
scheduling of meeting items.
CONTACT PERSON FOR MORE INFORMATION:
For further information and to ascertain
what, if any, matters have been added,
deleted or postponed; please contact
Brent J. Fields from the Office of the
Secretary at (202) 551–5400.
PLACE:
Dated: July 12, 2018.
Lynn M. Powalski,
Deputy Secretary.
[FR Doc. 2018–15292 Filed 7–13–18; 11:15 am]
BILLING CODE 8011–01–P
SECURITIES AND EXCHANGE
COMMISSION
[Release No. 34–83618; File No. SR–
NASDAQ–2018–050]
Self-Regulatory Organizations; The
Nasdaq Stock Market LLC; Notice of
Filing of Proposed Rule Change
Relating to the First Trust Senior Loan
Fund of First Trust Exchange Traded
Fund IV
daltland on DSKBBV9HB2PROD with NOTICES
July 11, 2018.
Pursuant to Section 19(b)(1) of the
Securities Exchange Act of 1934
(‘‘Act’’),1 and Rule 19b–4 thereunder,2
notice is hereby given that on June 27,
2018, The Nasdaq Stock Market LLC
1 15
2 17
U.S.C. 78s(b)(1).
CFR 240.19b–4.
VerDate Sep<11>2014
17:07 Jul 16, 2018
Jkt 244001
(‘‘Nasdaq’’ or ‘‘Exchange’’) filed with the
Securities and Exchange Commission
(‘‘SEC’’ or ‘‘Commission’’) the proposed
rule change as described in Items I and
II below, which Items have been
prepared by the Exchange. The
Commission is publishing this notice to
solicit comments on the proposed rule
change from interested persons.
I. Self-Regulatory Organization’s
Statement of the Terms of Substance of
the Proposed Rule Change
[sic] Exchange’s proposed rule change
relating to the First Trust Senior Loan
Fund (the ‘‘Fund’’) of First Trust
Exchange-Traded Fund IV (the ‘‘Trust’’),
the shares of which have been approved
by the Commission for listing and
trading under Nasdaq Rule 5735
(‘‘Managed Fund Shares’’). The shares of
the Fund are collectively referred to
herein as the ‘‘Shares.’’
II. Self-Regulatory Organization’s
Statement of the Purpose of, and
Statutory Basis for, the Proposed Rule
Change
In its filing with the Commission, the
Exchange included statements
concerning the purpose of and basis for
the proposed rule change and discussed
any comments it received on the
proposed rule change. The text of these
statements may be examined at the
places specified in Item IV below. The
Exchange has prepared summaries, set
forth in sections A, B, and C below, of
the most significant aspects of such
statements.
A. Self-Regulatory Organization’s
Statement of the Purpose of, and
Statutory Basis for, the Proposed Rule
Change
1. Purpose
The Commission has approved the
listing and trading of Shares under
Nasdaq Rule 5735, which governs the
listing and trading of Managed Fund
Shares on the Exchange.3 The Exchange
believes the proposed rule change
reflects no significant issues not
previously addressed in the Prior
Release.
The Fund is an actively-managed
exchange-traded fund (‘‘ETF’’). The
Shares are offered by the Trust, which
was established as a Massachusetts
3 The Commission approved Nasdaq Rule 5735 in
Securities Exchange Act Release No. 57962 (June
13, 2008), 73 FR 35175 (June 20, 2008) (SR–
NASDAQ–2008–039). The Commission previously
approved the listing and trading of the Shares of the
Fund. See Securities Exchange Act Release Nos.
69072 (March 7, 2013), 78 FR 16006 (March 13,
2013) (‘‘Prior Notice’’) and 69464 (April 26, 2013),
78 FR 25774 (May 2, 2013) (‘‘Prior Order’’ and,
together with the Prior Notice, the ‘‘Prior Release’’)
(SR–NASDAQ–2013–036).
PO 00000
Frm 00086
Fmt 4703
Sfmt 4703
33277
business trust on September 15, 2010.
The Trust, which is registered with the
Commission as an investment company
under the Investment Company Act of
1940 (the ‘‘1940 Act’’), has filed a
registration statement on Form N–1A
(‘‘Registration Statement’’) relating to
the Fund with the Commission.4 The
Fund is a series of the Trust. The
Adviser is the investment adviser to the
Fund. First Trust Portfolios L.P. is the
principal underwriter and distributor of
the Fund’s Shares. The Bank of New
York Mellon acts as the administrator,
custodian and fund accounting and
transfer agent to the Fund.
(1) Introduction
The purpose of this proposed rule
change is to modify certain provisions
set forth in the Prior Notice pertaining
to (1) the meaning of the term ‘‘under
normal market conditions’’; (2) the
Fund’s investments in Senior Loans 5
and other debt, including, in particular,
its investments in Senior Loans and
other floating rate loans that are in
default; and (3) the Fund’s ability to
retain various instruments that,
although not specifically selected by the
Adviser, may be received by the Fund
under certain circumstances.
It is important to note that
notwithstanding the proposed changes,
consistent with the Prior Notice, it is
anticipated that the Fund, in accordance
with its principal investment strategy,
would continue to invest approximately
50% to 75% of its net assets in Senior
Loans that are eligible for inclusion in
and meet the liquidity thresholds of the
S&P/LSTA U.S. Leveraged Loan 100
Index (the ‘‘Primary Index’’) and/or the
Markit iBoxx USD Liquid Leveraged
Loan Index (the ‘‘Secondary Index’’ 6).
Brief descriptions of the eligibility
criteria (including those relating to
4 See Post-Effective Amendment No. 150 to
Registration Statement on Form N–1A for the Trust,
dated February 28, 2018 (File Nos. 333–174332 and
811–22559). The descriptions of the Fund and the
Shares contained herein are based, in part, on
information in the Registration Statement, as
amended. First Trust Advisors L.P. (the ‘‘Adviser’’)
represents that the Adviser will not implement the
changes described herein until the instant proposed
rule change is operative.
5 For purposes of this filing, consistent with the
description included in the Prior Notice, the
Adviser considers ‘‘Senior Loans’’ to be first lien
senior secured floating rate bank loans.
6 As a conforming change, the reference to the
index that was defined as the Secondary Index in
the Prior Notice has been updated to include
‘‘Liquid’’ in the name, which is consistent with
footnote 9 (and accompanying text) of this filing
and footnote 34 (and accompanying text) of the
Prior Notice.
E:\FR\FM\17JYN1.SGM
17JYN1
]]>Agencies
[Federal Register Volume 83, Number 137 (Tuesday, July 17, 2018)]
[Notices]
[Pages 33276-33277]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2018-15292]
=======================================================================
-----------------------------------------------------------------------
SECURITIES AND EXCHANGE COMMISSION
Sunshine Act Meetings
TIME AND DATE: 2:00 p.m. on Thursday, July 19, 2018.
[[Page 33277]]
PLACE: Closed Commission Hearing Room 10800.
STATUS: This meeting will be closed to the public.
MATTERS TO BE CONSIDERED: Commissioners, Counsel to the Commissioners,
the Secretary to the Commission, and recording secretaries will attend
the closed meeting. Certain staff members who have an interest in the
matters also may be present.
The General Counsel of the Commission, or his designee, has
certified that, in his opinion, one or more of the exemptions set forth
in 5 U.S.C. 552b(c)(3), (5), (6), (7), (8), 9(B) and (10) and 17 CFR
200.402(a)(3), (a)(5), (a)(6), (a)(7), (a)(8), (a)(9)(ii) and (a)(10),
permit consideration of the scheduled matters at the closed meeting.
Commissioner Stein, as duty officer, voted to consider the items
listed for the closed meeting in closed session.
The subject matters of the closed meeting will be:
Institution and settlement of injunctive actions;
Institution and settlement of administrative proceedings; and
Other matters relating to enforcement proceedings.
At times, changes in Commission priorities require alterations in
the scheduling of meeting items.
CONTACT PERSON FOR MORE INFORMATION: For further information and to
ascertain what, if any, matters have been added, deleted or postponed;
please contact Brent J. Fields from the Office of the Secretary at
(202) 551-5400.
Dated: July 12, 2018.
Lynn M. Powalski,
Deputy Secretary.
[FR Doc. 2018-15292 Filed 7-13-18; 11:15 am]
BILLING CODE 8011-01-P
