Railroad Noise Emission Compliance Regulations, 32826-32829 [2018-14961]
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Federal Register / Vol. 83, No. 136 / Monday, July 16, 2018 / Proposed Rules
determined that all appropriate
response actions at the RCP identified
under CERCLA have been completed,
other than maintenance, monitoring and
five-year reviews. However, this partial
deletion does not preclude future
actions under CERCLA.
DATES: Comments must be received by
August 15, 2018.
ADDRESSES: Submit your comments,
identified by Docket ID No. EPA–HQ–
SFUND–1990–0011, by mail to
Randolph Cano, NPL Deletion
Coordinator, U.S. Environmental
Protection Agency Region 5 (SR–6J), 77
West Jackson Boulevard, Chicago, IL
60604. Comments may also be
submitted electronically or through
hand delivery/courier by following the
detailed instructions in the ADDRESSES
section of the direct final rule located in
the Rules section of this Federal
Register.
FOR FURTHER INFORMATION CONTACT:
Randolph Cano, NPL Deletion
Coordinator, U.S. Environmental
Protection Agency Region 5 (SR–6J), 77
West Jackson Boulevard, Chicago, IL
60604, (312) 886–6036, email:
cano.randolph@epa.gov.
SUPPLEMENTARY INFORMATION: In the
‘‘Rules and Regulations’’ section of
today’s Federal Register, we are
publishing a direct final Notice of
Partial Deletion for the Former Beloit
Corp. Research Center Property of the
Beloit Corp. Superfund Site without
prior Notification of Intent for Partial
Deletion because EPA views this as a
noncontroversial revision and
anticipates no adverse comment. We
have explained our reasons for this
partial deletion in the preamble to the
direct final Notice of Partial Deletion,
and those reasons are incorporated
herein. If we receive no adverse
comment(s) on this partial deletion
action, we will not take further action
on this Notification of Intent for Partial
Deletion. If we receive adverse
comment(s), we will publish a timely
withdrawal of the direct final partial
deletion in the Federal Register
informing the public that the partial
deletion will not take effect. We will
then, as appropriate, address all public
comments in a subsequent final Notice
of Partial Deletion based on this
Notification of Intent for Partial
Deletion. We will not institute a second
comment period on this Notification of
Intent for Partial Deletion. Any parties
interested in commenting must do so at
this time.
For additional information, see the
direct final Notice of Partial Deletion
which is located in the Rules section of
this Federal Register.
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List of Subjects in 40 CFR Part 300
Environmental protection, Air
pollution control, Chemicals, Hazardous
substances, Hazardous waste,
Intergovernmental relations, Penalties,
Reporting and recordkeeping
requirements, Superfund, Water
pollution control, Water supply.
Authority: 33 U.S.C. 1321(d); 42 U.S.C.
9601–9657; E.O. 13626, 77 FR 56749, 3 CFR,
2013 Comp., p. 306; E.O. 12777, 56 FR 54757,
3 CFR, 1991 Comp., p. 351; E.O. 12580, 52
FR 2923, 3 CFR, 1987 Comp., p. 193.
Dated: June 25, 2018.
Cathy Stepp,
Regional Administrator, Region 5.
[FR Doc. 2018–15145 Filed 7–13–18; 8:45 am]
BILLING CODE 6560–50–P
DEPARTMENT OF TRANSPORTATION
Federal Railroad Administration
49 CFR Part 210
[Docket No. FRA–2017–0038]
RIN 2130–AC69
Railroad Noise Emission Compliance
Regulations
Federal Railroad
Administration (FRA), Department of
Transportation (DOT).
ACTION: Notice of proposed rulemaking
(NPRM).
AGENCY:
FRA proposes to eliminate the
requirement that certain locomotives
display a badge or tag to demonstrate
the railroad has certified the
locomotives comply with noise
emission standards. This proposed rule
would reduce economic burdens on the
rail industry by removing the badge or
tag requirement.
DATES:
(1) Written comments must be
received by September 14, 2018.
Comments received after that date will
be considered to the extent practicable.
(2) FRA anticipates being able to
resolve this rulemaking without a
public, oral hearing. However, if FRA
receives a specific request for a public,
oral hearing prior to August 15, 2018,
one will be scheduled and FRA will
publish a supplemental document in the
Federal Register to inform interested
parties of the date, time, and location of
any such hearing.
ADDRESSES:
Comments: Comments related to
Docket No. FRA–2017–0038 may be
submitted by any of the following
methods:
• Website: Federal eRulemaking
Portal, https://www.regulations.gov.
SUMMARY:
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Follow the online instructions for
submitting comments.
• Fax: 202–493–2251.
• Mail: Docket Management Facility,
U.S. Department of Transportation, 1200
New Jersey Avenue SE, W12–140,
Washington, DC 20590.
• Hand Delivery: Room W12–140 on
the Ground level of the West Building,
1200 New Jersey Avenue SE, W12–140,
Washington, DC, between 9 a.m. and 5
p.m., Monday through Friday, except
Federal holidays.
Instructions: All submissions must
include the agency name and docket
number or Regulatory Identification
Number (RIN) for this rulemaking. Note
that all comments received will be
posted without change to https://
www.regulations.gov including any
personal information. Please see the
Privacy Act heading in the
SUPPLEMENTARY INFORMATION section of
this document for Privacy Act
information related to any submitted
comments or materials.
Docket: For access to the docket to
read background documents or
comments received, go to https://
www.regulations.gov at any time or to
Room W12–140 on the Ground level of
the West Building, 1200 New Jersey
Avenue SE, Washington, DC, between 9
a.m. and 5 p.m., Monday through
Friday, except Federal holidays.
FOR FURTHER INFORMATION CONTACT:
Michael Watson, Industrial Hygienist,
Office of Railroad Safety, Federal
Railroad Administration, 1200 New
Jersey Avenue SE, W38–224,
Washington, DC 20590 (telephone 202–
493–1388), or Sam Gilbert, Trial
Attorney, Office of Chief Counsel,
Federal Railroad Administration, 1200
New Jersey Avenue SE, W31–228,
Washington, DC 20590 (telephone 202–
493–0270).
SUPPLEMENTARY INFORMATION:
I. Executive Summary
On January 30, 2017, the President
issued Executive Order 13771, which
requires, when an agency proposes a
new significant regulation, it must
identify at least two existing regulations
to be repealed. FRA reviewed the
Railroad Noise Emission Compliance
Regulations in 49 CFR part 210 1 (‘‘part
210’’) and identified for potential
elimination the requirement that
railroads display a permanent badge or
tag in the cabs of their locomotives
certifying the locomotives comply with
FRA’s noise emission standards. FRA
believes eliminating this requirement
1 Unless otherwise specified, all references to CFR
sections and parts in this document refer to Title
49 of the CFR.
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would reduce economic burdens on the
rail industry without adversely
impacting compliance with part 210.
Therefore, in this NPRM, FRA proposes
to eliminate the badge or tag
requirement.
FRA estimates there would be no cost
burden associated with this proposed
rule. In fact, the elimination of the
requirement to install a badge in
locomotives would save most railroads
both the labor to install the badge, and
the cost of the badge itself. Over a 20year period, FRA estimates $1,858,859
in cost savings would accrue—a present,
discounted value of $1,053,564 (7%
discount).
II. Background and Overview of the
Proposal
FRA regulations in part 210 limit the
noise emitted by railroad locomotives,
cars, and other equipment. FRA
originally developed these regulations
in consultation with the Environmental
Protection Agency under the Noise
Control Act of 1972 (86 Stat. 1234,
Pub. L. 92–574) and FRA’s general
enforcement and inspection authority
under the railroad safety statutes. See 41
FR 49183, 49183–84 (Nov. 8, 1976).
Part 210 requires railroads to certify
that locomotives built after December
31, 1979, comply with FRA’s noise
emission standards. Under section
210.27(d), railroads must attach a
permanent badge or tag in the cab of the
locomotive displaying the results of the
certification test (including the method,
date and location of the test, and the
sound level reading obtained during the
test).
In 2014, the Association of American
Railroads (AAR) requested FRA
eliminate the requirement to display the
certification of compliance with noise
emission standards in the locomotive, in
its comments on a separate proposed
rule concerning stenciling requirements
for window glazing. AAR Comment,
November 25, 2014, Docket No. FRA–
2012–0103. AAR noted that when FRA
added section 210.27(d) in 1983, few
locomotives had been tested and
certified to comply with FRA’s noise
emission standards. AAR contended
that instead of testing individual
locomotives for compliance with the
noise emission standards, railroads
currently test locomotives by model.
Documentation of that testing is
maintained by the railroads as a usual
and customary practice, and may be
consulted if FRA has a doubt about
whether a locomotive has been tested
for compliance with part 210.
FRA declined to eliminate the display
requirement for noise certification at
that time because it was beyond the
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scope of the window-glazing
rulemaking. However, FRA said it
would consider the merits of AAR’s
request and evaluate how to address the
issue in the future. 81 FR 6775, 6778
(Feb. 9, 2016).
FRA continually reviews and revises
its regulations to ensure the regulatory
burden on the rail industry is not
excessive, clarify the application of
existing requirements and remove
requirements no longer necessary, and
keep pace with emerging technology,
changing operational realities and safety
concerns. In addition, on January 30,
2017, the President issued Executive
Order 13771 (Reducing Regulation and
Controlling Regulatory Costs). Executive
Order 13771 requires agencies to
identify at least two existing regulations
to repeal when they propose a new
significant regulation. Because the
badge or tag requirement is unnecessary
for purposes of FRA enforcement of the
noise testing requirements, FRA
determined repealing section 210.27(d)
would reduce the burden on the rail
industry without adversely impacting
FRA’s ability to ensure compliance with
part 210. Accordingly, FRA proposes to
eliminate the requirement for
locomotives to display a permanent
badge or tag certifying compliance with
noise emission standards.
III. Section-by-Section Analysis
FRA seeks comments on all proposals
made in this NPRM.
Section 210.27 New Locomotive
Certification
Section 210.27 requires railroads
certify their locomotives comply with
FRA’s noise emission standards.
Paragraph (a) requires railroads certify
that locomotives built after December
31, 1979, comply with the noise
emission standards. Paragraph (b)
provides railroads must determine
certification for each locomotive model
by load cell testing or passby testing.
Paragraph (c) states if railroads use
passby testing, they should conduct the
test with the locomotive operating at
maximum rated horsepower output.
Under paragraph (d), railroads must
attach a permanent badge or tag in the
cab of the locomotive to display the
results of the certification test.
FRA determined this badge or tag is
no longer necessary, and the proposed
rule would remove paragraph (d) in its
entirety. Although railroads would no
longer need to display a badge or tag in
the locomotive cab, they would still
need to test their locomotives and
certify they comply with the noise
emission standards, as required under
section 210.27(a) through (c).
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IV. Regulatory Impact and Notices
Executive Orders 12866 and 13563 and
DOT Regulatory Policies and Procedures
FRA evaluated this proposed rule
consistent with existing policies and
procedures, and determined it to be
non-significant under both Executive
Orders 12866 and 13563 as well as DOT
policies and procedures (44 FR 11034
(February 26, 1979)). The proposed rule
is also consistent with Executive Order
13563, which emphasizes the
importance of quantifying both costs
and benefits, reducing costs,
harmonizing rules, and promoting
flexibility. Finally, this proposed rule is
expected to be an E.O. 13771
deregulatory action. Details on the
estimated cost savings of this proposed
rule can be found in the rule’s economic
analysis.
FRA proposes to eliminate the
requirement that locomotives display a
permanent badge or tag to demonstrate
they have been certified to comply with
noise emission standards. (The
permanent badge or tag will hereafter be
referred to as a ‘‘badge’’ in this analysis.)
A badge is typically a metal plate
installed inside the cab of the
locomotive. Most railroads would
benefit from this proposed rule because
a badge is currently required in all
locomotives. Any railroad purchasing
new locomotives would not be required
to display a badge, therefore saving it
money. Also, badges would no longer
need to be replaced when locomotives
are overhauled.
FRA estimates there would be no cost
burden associated with this proposed
rule. The elimination of the requirement
to install a badge in locomotives would
save most railroads both the labor to
install the badge, and the cost of the
badge itself. Over a 20-year period, this
analysis finds $1,858,859 in cost savings
would accrue through the elimination of
this requirement. The present,
discounted value of these cost savings is
$1,053,564 (7% discount). FRA has
prepared and placed in the docket a
regulatory analysis addressing the
economic impact of this proposed rule.
FRA requests comments on all aspects
of the regulatory evaluation and its
conclusions.
Regulatory Flexibility Act and Executive
Order 13272
The Regulatory Flexibility Act (RFA)
(94 Stat. 1164, Pub. L. 96–354), as
amended, and codified as amended at 5
U.S.C. 601–612, and Executive Order
13272 (Proper Consideration of Small
Entities in Agency Rulemaking), require
agency review of proposed and final
rules to assess their impact on ‘‘small
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entities’’ for purposes of the RFA. An
agency must prepare a regulatory
flexibility analysis unless it determines
and certifies a rule is not expected to
have a significant economic impact on
a substantial number of small entities.
FRA expects this proposed rule would
not have a significant economic impact
on a substantial number of small
entities.
Federal agencies may adopt their own
size standards for small entities, in
consultation with the Small Business
Administration and in conjunction with
public comment. FRA published a final
statement of agency policy that formally
establishes ‘‘small entities’’ or ‘‘small
businesses’’ as being railroads,
contractors, and hazardous materials
shippers with the revenue of a Class III
railroad as set forth in 49 CFR 1201.1–
1, which is $20 million or less in
inflation-adjusted annual revenues, and
commuter railroads or small
governmental jurisdictions that serve
populations of 50,000 or less. See 68 FR
24891 (May 9, 2003), codified at 49 CFR
part 209, Appendix C. FRA is using this
definition for this rulemaking.
FRA estimates there are 704 Class III
railroads, most of which would be
affected by this proposed rule. Most
Class III railroads do not purchase new
locomotives; rather, they purchase used
locomotives from Class I and Class II
railroads. Therefore, any badges
required would have already been
installed by the larger railroad. If a small
railroad did indeed purchase a new
locomotive, however, they would save
money because the badge would no
longer be required. Small railroads
would at all events benefit since they
would not need to replace badges as
they age or when locomotives are
overhauled. Therefore, any impact on
small railroads by this proposed
regulation would likely be small and
entirely beneficial.
FRA invites comments from all
interested parties concerning the
potential economic impact on small
entities resulting from this proposed
rule. FRA will consider the comments
and data it receives in determining the
small entity impact for the final rule.
Paperwork Reduction Act
The information collection
requirements in this proposed rule are
being submitted for approval to the
Office of Management and Budget
(OMB) for review and approval in
accordance with the Paperwork
Reduction Act of 1995 (44 U.S.C. 3501
et seq.). The sections that contain the
current information collection
requirements and the estimated time to
fulfill each requirement are as follows:
Respondent universe
Total annual
responses
Average time per
response
210.27(a)—New Locomotive Certification—
Request to Manufacturer for Certification.
210.27(d)—New Locomotive Certification—
Identification of Certified Locomotive by
Badge Plate (Proposed Rescission of Provision).
210.31—Recorded Measurements of Locomotive Noise Emission Test.
sradovich on DSK3GMQ082PROD with PROPOSALS
CFR section
4 Manufacturers .........
4 requests ..................
30 minutes .................
2 hours.
4 Manufacturers .........
790 badges ................
30 minutes .................
4 Manufacturers .........
745 forms/records ......
3 hours .......................
minus 395 hours
(Previously Approved Burden by
OMB).
2,235 hours.
All estimates include the time for
reviewing instructions, searching
existing data sources, gathering or
maintaining the needed data, and
reviewing the information.
Pursuant to 44 U.S.C. 3506(c)(2)(B),
FRA solicits comments concerning:
Whether these information collection
requirements are necessary for the
proper performance of the functions of
FRA, including whether the information
has practical utility; the accuracy of
FRA’s estimates of the burden of the
information collection requirements; the
quality, utility, and clarity of the
information to be collected; and
whether the burden of collection of
information on those who are to
respond, including through the use of
automated collection techniques or
other forms of information technology,
may be minimized.
For information or a copy of the
paperwork package submitted to OMB,
contact Mr. Robert Brogan, Information
Collection Clearance Officer, Office of
Railroad Safety, Federal Railroad
Administration, at 202–493–6292, or
Ms. Kimberly Toone, Information
Collection Clearance Officer, Office of
Railroad Administration, Federal
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Railroad Administration, at 202–493–
6139.
Organizations and individuals
desiring to submit comments on the
collection of information requirements
should direct them to Mr. Robert Brogan
or Ms. Kimberly Toone, Federal
Railroad Administration, 1200 New
Jersey Avenue SE, 3rd Floor,
Washington, DC 20590. Comments may
also be submitted via email to Mr.
Brogan at Robert.Brogan@dot.gov, or to
Ms. Toone at Kim.Toone@dot.gov.
OMB is required to make a decision
concerning the collection of information
requirements contained in this proposed
rule between 30 and 60 days after
publication of this document in the
Federal Register. Therefore, a comment
to OMB is best assured of having its full
effect if OMB receives it within 30 days
of publication. The final rule will
respond to any OMB or public
comments on the information collection
requirements contained in this proposal.
FRA is not authorized to impose a
penalty on persons for violating
information collection requirements
which do not display a current OMB
control number, if required. FRA
intends to obtain current OMB control
numbers for any new information
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Total annual burden
hours
collection requirements resulting from
this rulemaking action prior to the
effective date of the final rule. The
current OMB control number for this
information collection is OMB No.
2130–0527.
Federalism Implications
Executive Order 13132, ‘‘Federalism’’
(64 FR 43255, Aug. 10, 1999), requires
FRA to develop an accountable process
to ensure ‘‘meaningful and timely input
by State and local officials in the
development of regulatory policies that
have federalism implications.’’ ‘‘Policies
that have federalism implications’’ are
defined in the Executive Order to
include regulations that have
‘‘substantial direct effects on the States,
on the relationship between the national
government and the States, or on the
distribution of power and
responsibilities among the various
levels of government.’’ Under Executive
Order 13132 (Federalism), agencies may
not issue a regulation with federalism
implications that imposes substantial
direct compliance costs and that is not
required by statute, unless the Federal
government provides the funds
necessary to pay the direct compliance
costs incurred by State and local
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governments, or the agency consults
with State and local government
officials early in the process of
developing the regulation.
This proposed rule has been analyzed
consistent with the principles and
criteria in Executive Order 13132. This
proposed rule would not have a
substantial effect on the States or their
political subdivisions; it would not
impose any substantial direct
compliance costs; and it would not
affect the relationships between the
Federal government and the States or
their political subdivisions, or the
distribution of power and
responsibilities among the various
levels of government. Therefore, the
consultation and funding requirements
of Executive Order 13132 do not apply.
However, this proposed rule could
have preemptive effect under certain
provisions of the Federal railroad safety
statutes, specifically the former Federal
Railroad Safety Act of 1970 (former
FRSA), repealed and re-codified at 49
U.S.C. 20106, and the former
Locomotive Boiler Inspection Act (LIA)
at 45 U.S.C. 22–34, repealed and recodified at 49 U.S.C. 20701–03. The
former FRSA provides that States may
not adopt or continue in effect any law,
regulation, or order related to railroad
safety or security that covers the subject
matter of a regulation prescribed or
order issued by the Secretary of
Transportation (with respect to railroad
safety matters) or the Secretary of
Homeland Security (with respect to
railroad security matters), except when
the State law, regulation, or order
qualifies under the ‘‘local safety or
security hazard’’ exception to section
20106. Moreover, the U.S. Supreme
Court has held the former LIA preempts
the field concerning locomotive safety.
See Napier v. Atl. Coast Line R.R., 272
U.S. 605 (1926) and Kurns v. R.R.
Friction Prods. Corp., 565 U.S. 625
(2012). Therefore, if this proposed rule
were adopted, it is possible States
would be preempted from requiring that
locomotives display a permanent badge
or tag certifying the locomotive
complies with FRA’s noise emission
standards.
Environmental Impact
FRA has evaluated this proposed
regulation consistent with its
‘‘Procedures for Considering
Environmental Impacts’’ (FRA’s
Procedures), 64 FR 28545 (May 26,
1999), as required by the National
Environmental Policy Act (42 U.S.C.
4321 et seq.), other environmental
statutes, Executive Orders, and related
regulatory requirements. FRA has
determined this proposed regulation is
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not a major FRA action (requiring the
preparation of an environmental impact
statement or environmental assessment)
because it is categorically excluded from
detailed environmental review pursuant
to section 4(c)(20) of FRA’s Procedures.
64 FR 28547–48.
Under section 4(c) and (e) of FRA’s
Procedures, the agency has further
concluded no extraordinary
circumstances exist with respect to this
regulation that might trigger the need for
a more detailed environmental review.
Consequently, FRA finds this proposed
regulation is not a major Federal action
significantly affecting the quality of the
human environment.
Unfunded Mandates Reform Act of 1995
Under Section 201 of the Unfunded
Mandates Reform Act of 1995, 2 U.S.C.
1531, each Federal agency ‘‘shall, unless
otherwise prohibited by law, assess the
effects of Federal regulatory actions on
State, local, and tribal governments, and
the private sector (other than to the
extent that such regulations incorporate
requirements specifically set forth in
law).’’ Section 202 of the Act, 2 U.S.C.
1532, further requires that before
promulgating any general notice of
proposed rulemaking that is likely to
result in promulgation of any rule that
includes any Federal mandate that may
result in the expenditure by State, local,
and tribal governments, in the aggregate,
or by the private sector, of $100,000,000
or more (adjusted annually for inflation)
in any 1 year, and before promulgating
any final rule for which a general notice
of proposed rulemaking was published,
the agency shall prepare a written
statement detailing the effect on State,
local, and tribal governments and the
private sector. The proposed rule would
not result in the expenditure, in the
aggregate, of $100,000,000 or more in
any one year (adjusted annually for
inflation), and thus preparation of such
a statement is not required.
Privacy Act
In accordance with 5 U.S.C. 553(c),
DOT solicits comments from the public
to better inform its rulemaking process.
DOT posts these comments, without
edit, to www.regulations.gov, as
described in the system of records
notice, DOT/ALL–14 FDMS, accessible
through www.dot.gov/privacy. In order
to facilitate comment tracking and
response, we encourage commenters to
provide their name, or the name of their
organization; however, submission of
names is completely optional. Whether
or not commenters identify themselves,
all timely comments will be fully
considered. If you wish to provide
comments containing proprietary or
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confidential information, please contact
the agency for alternate submission
instructions.
List of Subjects in 49 CFR Part 210
Noise control.
The Proposed Rule
For the reasons discussed in the
preamble, FRA proposes to amend part
210 of chapter II, subtitle B of title 49,
Code of Federal Regulations, as follows:
■ 1. The authority citation for part 210
is revised to read as follows:
Authority: Sec. 17, Pub. L. 92–574, 86
Stat. 1234 (42 U.S.C. 4916); 49 CFR 1.89.
§ 210.27
[Amended]
2. Amend § 210.27 by removing
paragraph (d).
■
Issued in Washington, DC.
Ronald Louis Batory,
Administrator.
[FR Doc. 2018–14961 Filed 7–13–18; 8:45 am]
BILLING CODE 4910–06–P
DEPARTMENT OF COMMERCE
National Oceanic and Atmospheric
Administration
50 CFR Parts 648, 660, and 679
RIN 0648–XG338
Request for Information on National
Reform of Regional Observer Program
Insurance Requirements
National Marine Fisheries
Service (NMFS), National Oceanic and
Atmospheric Administration (NOAA),
Commerce.
ACTION: Notification; Request for
Information (RFI).
AGENCY:
NMFS requests information
from the public to support a national
initiative to reform and streamline
observer program insurance
requirements. The goals of this reform
effort are to: ease the regulatory burden
and reduce costs for private companies
that provide observer staffing to NMFS
observer programs through more
efficient, nationally applicable
insurance requirements; eliminate
outdated and/or inappropriate
regulatory requirements; reduce
observer deployment risks for vessel
owners and shore side processors; and
identify insurance that could improve
observer safety and facilitate full
compensation for observer occupational
injuries. To proceed with this effort,
NMFS seeks technical information on
the types of insurance and minimum
coverage amounts (in dollars) that
SUMMARY:
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Agencies
[Federal Register Volume 83, Number 136 (Monday, July 16, 2018)]
[Proposed Rules]
[Pages 32826-32829]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2018-14961]
=======================================================================
-----------------------------------------------------------------------
DEPARTMENT OF TRANSPORTATION
Federal Railroad Administration
49 CFR Part 210
[Docket No. FRA-2017-0038]
RIN 2130-AC69
Railroad Noise Emission Compliance Regulations
AGENCY: Federal Railroad Administration (FRA), Department of
Transportation (DOT).
ACTION: Notice of proposed rulemaking (NPRM).
-----------------------------------------------------------------------
SUMMARY: FRA proposes to eliminate the requirement that certain
locomotives display a badge or tag to demonstrate the railroad has
certified the locomotives comply with noise emission standards. This
proposed rule would reduce economic burdens on the rail industry by
removing the badge or tag requirement.
DATES:
(1) Written comments must be received by September 14, 2018.
Comments received after that date will be considered to the extent
practicable.
(2) FRA anticipates being able to resolve this rulemaking without a
public, oral hearing. However, if FRA receives a specific request for a
public, oral hearing prior to August 15, 2018, one will be scheduled
and FRA will publish a supplemental document in the Federal Register to
inform interested parties of the date, time, and location of any such
hearing.
ADDRESSES:
Comments: Comments related to Docket No. FRA-2017-0038 may be
submitted by any of the following methods:
Website: Federal eRulemaking Portal, https://www.regulations.gov. Follow the online instructions for submitting
comments.
Fax: 202-493-2251.
Mail: Docket Management Facility, U.S. Department of
Transportation, 1200 New Jersey Avenue SE, W12-140, Washington, DC
20590.
Hand Delivery: Room W12-140 on the Ground level of the
West Building, 1200 New Jersey Avenue SE, W12-140, Washington, DC,
between 9 a.m. and 5 p.m., Monday through Friday, except Federal
holidays.
Instructions: All submissions must include the agency name and
docket number or Regulatory Identification Number (RIN) for this
rulemaking. Note that all comments received will be posted without
change to https://www.regulations.gov including any personal
information. Please see the Privacy Act heading in the Supplementary
Information section of this document for Privacy Act information
related to any submitted comments or materials.
Docket: For access to the docket to read background documents or
comments received, go to https://www.regulations.gov at any time or to
Room W12-140 on the Ground level of the West Building, 1200 New Jersey
Avenue SE, Washington, DC, between 9 a.m. and 5 p.m., Monday through
Friday, except Federal holidays.
FOR FURTHER INFORMATION CONTACT: Michael Watson, Industrial Hygienist,
Office of Railroad Safety, Federal Railroad Administration, 1200 New
Jersey Avenue SE, W38-224, Washington, DC 20590 (telephone 202-493-
1388), or Sam Gilbert, Trial Attorney, Office of Chief Counsel, Federal
Railroad Administration, 1200 New Jersey Avenue SE, W31-228,
Washington, DC 20590 (telephone 202-493-0270).
SUPPLEMENTARY INFORMATION:
I. Executive Summary
On January 30, 2017, the President issued Executive Order 13771,
which requires, when an agency proposes a new significant regulation,
it must identify at least two existing regulations to be repealed. FRA
reviewed the Railroad Noise Emission Compliance Regulations in 49 CFR
part 210 \1\ (``part 210'') and identified for potential elimination
the requirement that railroads display a permanent badge or tag in the
cabs of their locomotives certifying the locomotives comply with FRA's
noise emission standards. FRA believes eliminating this requirement
[[Page 32827]]
would reduce economic burdens on the rail industry without adversely
impacting compliance with part 210. Therefore, in this NPRM, FRA
proposes to eliminate the badge or tag requirement.
---------------------------------------------------------------------------
\1\ Unless otherwise specified, all references to CFR sections
and parts in this document refer to Title 49 of the CFR.
---------------------------------------------------------------------------
FRA estimates there would be no cost burden associated with this
proposed rule. In fact, the elimination of the requirement to install a
badge in locomotives would save most railroads both the labor to
install the badge, and the cost of the badge itself. Over a 20-year
period, FRA estimates $1,858,859 in cost savings would accrue--a
present, discounted value of $1,053,564 (7% discount).
II. Background and Overview of the Proposal
FRA regulations in part 210 limit the noise emitted by railroad
locomotives, cars, and other equipment. FRA originally developed these
regulations in consultation with the Environmental Protection Agency
under the Noise Control Act of 1972 (86 Stat. 1234, Pub. L. 92-574) and
FRA's general enforcement and inspection authority under the railroad
safety statutes. See 41 FR 49183, 49183-84 (Nov. 8, 1976).
Part 210 requires railroads to certify that locomotives built after
December 31, 1979, comply with FRA's noise emission standards. Under
section 210.27(d), railroads must attach a permanent badge or tag in
the cab of the locomotive displaying the results of the certification
test (including the method, date and location of the test, and the
sound level reading obtained during the test).
In 2014, the Association of American Railroads (AAR) requested FRA
eliminate the requirement to display the certification of compliance
with noise emission standards in the locomotive, in its comments on a
separate proposed rule concerning stenciling requirements for window
glazing. AAR Comment, November 25, 2014, Docket No. FRA-2012-0103. AAR
noted that when FRA added section 210.27(d) in 1983, few locomotives
had been tested and certified to comply with FRA's noise emission
standards. AAR contended that instead of testing individual locomotives
for compliance with the noise emission standards, railroads currently
test locomotives by model. Documentation of that testing is maintained
by the railroads as a usual and customary practice, and may be
consulted if FRA has a doubt about whether a locomotive has been tested
for compliance with part 210.
FRA declined to eliminate the display requirement for noise
certification at that time because it was beyond the scope of the
window-glazing rulemaking. However, FRA said it would consider the
merits of AAR's request and evaluate how to address the issue in the
future. 81 FR 6775, 6778 (Feb. 9, 2016).
FRA continually reviews and revises its regulations to ensure the
regulatory burden on the rail industry is not excessive, clarify the
application of existing requirements and remove requirements no longer
necessary, and keep pace with emerging technology, changing operational
realities and safety concerns. In addition, on January 30, 2017, the
President issued Executive Order 13771 (Reducing Regulation and
Controlling Regulatory Costs). Executive Order 13771 requires agencies
to identify at least two existing regulations to repeal when they
propose a new significant regulation. Because the badge or tag
requirement is unnecessary for purposes of FRA enforcement of the noise
testing requirements, FRA determined repealing section 210.27(d) would
reduce the burden on the rail industry without adversely impacting
FRA's ability to ensure compliance with part 210. Accordingly, FRA
proposes to eliminate the requirement for locomotives to display a
permanent badge or tag certifying compliance with noise emission
standards.
III. Section-by-Section Analysis
FRA seeks comments on all proposals made in this NPRM.
Section 210.27 New Locomotive Certification
Section 210.27 requires railroads certify their locomotives comply
with FRA's noise emission standards. Paragraph (a) requires railroads
certify that locomotives built after December 31, 1979, comply with the
noise emission standards. Paragraph (b) provides railroads must
determine certification for each locomotive model by load cell testing
or passby testing. Paragraph (c) states if railroads use passby
testing, they should conduct the test with the locomotive operating at
maximum rated horsepower output. Under paragraph (d), railroads must
attach a permanent badge or tag in the cab of the locomotive to display
the results of the certification test.
FRA determined this badge or tag is no longer necessary, and the
proposed rule would remove paragraph (d) in its entirety. Although
railroads would no longer need to display a badge or tag in the
locomotive cab, they would still need to test their locomotives and
certify they comply with the noise emission standards, as required
under section 210.27(a) through (c).
IV. Regulatory Impact and Notices
Executive Orders 12866 and 13563 and DOT Regulatory Policies and
Procedures
FRA evaluated this proposed rule consistent with existing policies
and procedures, and determined it to be non-significant under both
Executive Orders 12866 and 13563 as well as DOT policies and procedures
(44 FR 11034 (February 26, 1979)). The proposed rule is also consistent
with Executive Order 13563, which emphasizes the importance of
quantifying both costs and benefits, reducing costs, harmonizing rules,
and promoting flexibility. Finally, this proposed rule is expected to
be an E.O. 13771 deregulatory action. Details on the estimated cost
savings of this proposed rule can be found in the rule's economic
analysis.
FRA proposes to eliminate the requirement that locomotives display
a permanent badge or tag to demonstrate they have been certified to
comply with noise emission standards. (The permanent badge or tag will
hereafter be referred to as a ``badge'' in this analysis.) A badge is
typically a metal plate installed inside the cab of the locomotive.
Most railroads would benefit from this proposed rule because a badge is
currently required in all locomotives. Any railroad purchasing new
locomotives would not be required to display a badge, therefore saving
it money. Also, badges would no longer need to be replaced when
locomotives are overhauled.
FRA estimates there would be no cost burden associated with this
proposed rule. The elimination of the requirement to install a badge in
locomotives would save most railroads both the labor to install the
badge, and the cost of the badge itself. Over a 20-year period, this
analysis finds $1,858,859 in cost savings would accrue through the
elimination of this requirement. The present, discounted value of these
cost savings is $1,053,564 (7% discount). FRA has prepared and placed
in the docket a regulatory analysis addressing the economic impact of
this proposed rule. FRA requests comments on all aspects of the
regulatory evaluation and its conclusions.
Regulatory Flexibility Act and Executive Order 13272
The Regulatory Flexibility Act (RFA) (94 Stat. 1164, Pub. L. 96-
354), as amended, and codified as amended at 5 U.S.C. 601-612, and
Executive Order 13272 (Proper Consideration of Small Entities in Agency
Rulemaking), require agency review of proposed and final rules to
assess their impact on ``small
[[Page 32828]]
entities'' for purposes of the RFA. An agency must prepare a regulatory
flexibility analysis unless it determines and certifies a rule is not
expected to have a significant economic impact on a substantial number
of small entities. FRA expects this proposed rule would not have a
significant economic impact on a substantial number of small entities.
Federal agencies may adopt their own size standards for small
entities, in consultation with the Small Business Administration and in
conjunction with public comment. FRA published a final statement of
agency policy that formally establishes ``small entities'' or ``small
businesses'' as being railroads, contractors, and hazardous materials
shippers with the revenue of a Class III railroad as set forth in 49
CFR 1201.1-1, which is $20 million or less in inflation-adjusted annual
revenues, and commuter railroads or small governmental jurisdictions
that serve populations of 50,000 or less. See 68 FR 24891 (May 9,
2003), codified at 49 CFR part 209, Appendix C. FRA is using this
definition for this rulemaking.
FRA estimates there are 704 Class III railroads, most of which
would be affected by this proposed rule. Most Class III railroads do
not purchase new locomotives; rather, they purchase used locomotives
from Class I and Class II railroads. Therefore, any badges required
would have already been installed by the larger railroad. If a small
railroad did indeed purchase a new locomotive, however, they would save
money because the badge would no longer be required. Small railroads
would at all events benefit since they would not need to replace badges
as they age or when locomotives are overhauled. Therefore, any impact
on small railroads by this proposed regulation would likely be small
and entirely beneficial.
FRA invites comments from all interested parties concerning the
potential economic impact on small entities resulting from this
proposed rule. FRA will consider the comments and data it receives in
determining the small entity impact for the final rule.
Paperwork Reduction Act
The information collection requirements in this proposed rule are
being submitted for approval to the Office of Management and Budget
(OMB) for review and approval in accordance with the Paperwork
Reduction Act of 1995 (44 U.S.C. 3501 et seq.). The sections that
contain the current information collection requirements and the
estimated time to fulfill each requirement are as follows:
----------------------------------------------------------------------------------------------------------------
Respondent Total annual Average time per Total annual
CFR section universe responses response burden hours
----------------------------------------------------------------------------------------------------------------
210.27(a)--New Locomotive 4 Manufacturers... 4 requests........ 30 minutes........ 2 hours.
Certification--Request to
Manufacturer for Certification.
210.27(d)--New Locomotive 4 Manufacturers... 790 badges........ 30 minutes........ minus 395 hours
Certification--Identification (Previously
of Certified Locomotive by Approved Burden
Badge Plate (Proposed by OMB).
Rescission of Provision).
210.31--Recorded Measurements of 4 Manufacturers... 745 forms/records. 3 hours........... 2,235 hours.
Locomotive Noise Emission Test.
----------------------------------------------------------------------------------------------------------------
All estimates include the time for reviewing instructions,
searching existing data sources, gathering or maintaining the needed
data, and reviewing the information.
Pursuant to 44 U.S.C. 3506(c)(2)(B), FRA solicits comments
concerning: Whether these information collection requirements are
necessary for the proper performance of the functions of FRA, including
whether the information has practical utility; the accuracy of FRA's
estimates of the burden of the information collection requirements; the
quality, utility, and clarity of the information to be collected; and
whether the burden of collection of information on those who are to
respond, including through the use of automated collection techniques
or other forms of information technology, may be minimized.
For information or a copy of the paperwork package submitted to
OMB, contact Mr. Robert Brogan, Information Collection Clearance
Officer, Office of Railroad Safety, Federal Railroad Administration, at
202-493-6292, or Ms. Kimberly Toone, Information Collection Clearance
Officer, Office of Railroad Administration, Federal Railroad
Administration, at 202-493-6139.
Organizations and individuals desiring to submit comments on the
collection of information requirements should direct them to Mr. Robert
Brogan or Ms. Kimberly Toone, Federal Railroad Administration, 1200 New
Jersey Avenue SE, 3rd Floor, Washington, DC 20590. Comments may also be
submitted via email to Mr. Brogan at [email protected], or to Ms.
Toone at [email protected].
OMB is required to make a decision concerning the collection of
information requirements contained in this proposed rule between 30 and
60 days after publication of this document in the Federal Register.
Therefore, a comment to OMB is best assured of having its full effect
if OMB receives it within 30 days of publication. The final rule will
respond to any OMB or public comments on the information collection
requirements contained in this proposal.
FRA is not authorized to impose a penalty on persons for violating
information collection requirements which do not display a current OMB
control number, if required. FRA intends to obtain current OMB control
numbers for any new information collection requirements resulting from
this rulemaking action prior to the effective date of the final rule.
The current OMB control number for this information collection is OMB
No. 2130-0527.
Federalism Implications
Executive Order 13132, ``Federalism'' (64 FR 43255, Aug. 10, 1999),
requires FRA to develop an accountable process to ensure ``meaningful
and timely input by State and local officials in the development of
regulatory policies that have federalism implications.'' ``Policies
that have federalism implications'' are defined in the Executive Order
to include regulations that have ``substantial direct effects on the
States, on the relationship between the national government and the
States, or on the distribution of power and responsibilities among the
various levels of government.'' Under Executive Order 13132
(Federalism), agencies may not issue a regulation with federalism
implications that imposes substantial direct compliance costs and that
is not required by statute, unless the Federal government provides the
funds necessary to pay the direct compliance costs incurred by State
and local
[[Page 32829]]
governments, or the agency consults with State and local government
officials early in the process of developing the regulation.
This proposed rule has been analyzed consistent with the principles
and criteria in Executive Order 13132. This proposed rule would not
have a substantial effect on the States or their political
subdivisions; it would not impose any substantial direct compliance
costs; and it would not affect the relationships between the Federal
government and the States or their political subdivisions, or the
distribution of power and responsibilities among the various levels of
government. Therefore, the consultation and funding requirements of
Executive Order 13132 do not apply.
However, this proposed rule could have preemptive effect under
certain provisions of the Federal railroad safety statutes,
specifically the former Federal Railroad Safety Act of 1970 (former
FRSA), repealed and re-codified at 49 U.S.C. 20106, and the former
Locomotive Boiler Inspection Act (LIA) at 45 U.S.C. 22-34, repealed and
re-codified at 49 U.S.C. 20701-03. The former FRSA provides that States
may not adopt or continue in effect any law, regulation, or order
related to railroad safety or security that covers the subject matter
of a regulation prescribed or order issued by the Secretary of
Transportation (with respect to railroad safety matters) or the
Secretary of Homeland Security (with respect to railroad security
matters), except when the State law, regulation, or order qualifies
under the ``local safety or security hazard'' exception to section
20106. Moreover, the U.S. Supreme Court has held the former LIA
preempts the field concerning locomotive safety. See Napier v. Atl.
Coast Line R.R., 272 U.S. 605 (1926) and Kurns v. R.R. Friction Prods.
Corp., 565 U.S. 625 (2012). Therefore, if this proposed rule were
adopted, it is possible States would be preempted from requiring that
locomotives display a permanent badge or tag certifying the locomotive
complies with FRA's noise emission standards.
Environmental Impact
FRA has evaluated this proposed regulation consistent with its
``Procedures for Considering Environmental Impacts'' (FRA's
Procedures), 64 FR 28545 (May 26, 1999), as required by the National
Environmental Policy Act (42 U.S.C. 4321 et seq.), other environmental
statutes, Executive Orders, and related regulatory requirements. FRA
has determined this proposed regulation is not a major FRA action
(requiring the preparation of an environmental impact statement or
environmental assessment) because it is categorically excluded from
detailed environmental review pursuant to section 4(c)(20) of FRA's
Procedures. 64 FR 28547-48.
Under section 4(c) and (e) of FRA's Procedures, the agency has
further concluded no extraordinary circumstances exist with respect to
this regulation that might trigger the need for a more detailed
environmental review. Consequently, FRA finds this proposed regulation
is not a major Federal action significantly affecting the quality of
the human environment.
Unfunded Mandates Reform Act of 1995
Under Section 201 of the Unfunded Mandates Reform Act of 1995, 2
U.S.C. 1531, each Federal agency ``shall, unless otherwise prohibited
by law, assess the effects of Federal regulatory actions on State,
local, and tribal governments, and the private sector (other than to
the extent that such regulations incorporate requirements specifically
set forth in law).'' Section 202 of the Act, 2 U.S.C. 1532, further
requires that before promulgating any general notice of proposed
rulemaking that is likely to result in promulgation of any rule that
includes any Federal mandate that may result in the expenditure by
State, local, and tribal governments, in the aggregate, or by the
private sector, of $100,000,000 or more (adjusted annually for
inflation) in any 1 year, and before promulgating any final rule for
which a general notice of proposed rulemaking was published, the agency
shall prepare a written statement detailing the effect on State, local,
and tribal governments and the private sector. The proposed rule would
not result in the expenditure, in the aggregate, of $100,000,000 or
more in any one year (adjusted annually for inflation), and thus
preparation of such a statement is not required.
Privacy Act
In accordance with 5 U.S.C. 553(c), DOT solicits comments from the
public to better inform its rulemaking process. DOT posts these
comments, without edit, to www.regulations.gov, as described in the
system of records notice, DOT/ALL-14 FDMS, accessible through
www.dot.gov/privacy. In order to facilitate comment tracking and
response, we encourage commenters to provide their name, or the name of
their organization; however, submission of names is completely
optional. Whether or not commenters identify themselves, all timely
comments will be fully considered. If you wish to provide comments
containing proprietary or confidential information, please contact the
agency for alternate submission instructions.
List of Subjects in 49 CFR Part 210
Noise control.
The Proposed Rule
For the reasons discussed in the preamble, FRA proposes to amend
part 210 of chapter II, subtitle B of title 49, Code of Federal
Regulations, as follows:
0
1. The authority citation for part 210 is revised to read as follows:
Authority: Sec. 17, Pub. L. 92-574, 86 Stat. 1234 (42 U.S.C.
4916); 49 CFR 1.89.
Sec. 210.27 [Amended]
0
2. Amend Sec. 210.27 by removing paragraph (d).
Issued in Washington, DC.
Ronald Louis Batory,
Administrator.
[FR Doc. 2018-14961 Filed 7-13-18; 8:45 am]
BILLING CODE 4910-06-P