Medical Use of Byproduct Material-Medical Event Definitions, Training and Experience, and Clarifying Amendments, 33046-33112 [2018-14852]
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33046
Federal Register / Vol. 83, No. 136 / Monday, July 16, 2018 / Rules and Regulations
NUCLEAR REGULATORY
COMMISSION
10 CFR Parts 30, 32, and 35
[NRC–2008–0175]
RIN 3150–AI63
Medical Use of Byproduct Material—
Medical Event Definitions, Training and
Experience, and Clarifying
Amendments
Nuclear Regulatory
Commission.
ACTION: Final rule.
AGENCY:
The U.S. Nuclear Regulatory
Commission (NRC) is amending its
regulations related to the medical use of
byproduct material. The final rule will
amend the NRC regulations related to
the medical use of byproduct material.
This rule amends the reporting and
notification requirements for a medical
event (ME) for permanent implant
brachytherapy. This rule also amends
the training and experience (T&E)
requirements to remove from multiple
sections the requirement to obtain a
written attestation for an individual
who is certified by a specialty board
whose certification process has been
recognized by the NRC or an Agreement
State; and address a request filed in a
petition for rulemaking (PRM), PRM–
35–20, to exempt certain board-certified
individuals from certain T&E
requirements (i.e., ‘‘grandfather’’ these
individuals). Additionally, this rule
amends the requirements for measuring
molybdenum contamination; adds a
new requirement for the reporting of
failed technetium and rubidium
generators; and allows licensees to name
associate radiation safety officers
(ARSOs) on a medical license.
DATES: This final rule is effective on
January 14, 2019.
ADDRESSES: Please refer to Docket ID
NRC–2008–0175 when contacting the
NRC about the availability of
information for this action. You may
obtain publicly-available information
related to this action by any of the
following methods:
• Federal Rulemaking Website: Go to
https://www.regulations.gov and search
for Docket ID NRC–2008–0175. Address
questions about NRC dockets to Carol
Gallagher; telephone: 301–415–3463;
email: Carol.Gallagher@nrc.gov. For
technical questions, contact the
individual listed in the FOR FURTHER
INFORMATION CONTACT section of this
document.
• NRC’s Agencywide Documents
Access and Management System
(ADAMS): You may obtain publicly-
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SUMMARY:
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available documents online in the
ADAMS Public Documents collection at
https://www.nrc.gov/reading-rm/
adams.html. To begin the search, select
‘‘ADAMS Public Documents’’ and then
select ‘‘Begin Web-based ADAMS
Search.’’ For problems with ADAMS,
please contact the NRC’s Public
Document Room (PDR) reference staff at
1–800–397–4209, 301–415–4737, or by
email to pdr.resource@nrc.gov. For the
convenience of the reader, instructions
about obtaining materials referenced in
this document are provided in the
‘‘Availability of Documents’’ section.
• NRC’s PDR: You may examine and
purchase copies of public documents at
the NRC’s PDR, Room O1–F21, One
White Flint North, 11555 Rockville
Pike, Rockville, Maryland 20852.
FOR FURTHER INFORMATION CONTACT:
Kimyata Morgan-Butler, Office of
Nuclear Material Safety and Safeguards,
U.S. Nuclear Regulatory Commission,
Washington, DC 20555–0001, telephone:
301–415–0733, email: Kimyata.MorganButler@nrc.gov.
SUPPLEMENTARY INFORMATION:
Executive Summary
A. Need for the Regulatory Action and
Legal Authority
The NRC is amending its regulations
related to the medical use of byproduct
material. These regulations were last
amended in their entirety in 2002. Over
the last 14 years, stakeholders and
members of the medical community
have identified certain issues in
implementing these regulations. As a
result, the NRC is updating its
regulations to address technological
advances and changes in medical
procedures. The amended rule would
also enhance patient safety. The NRC is
revising parts 30, 32, and 35 of title 10
of the Code of Federal Regulations (10
CFR) under the legal authority granted
to the NRC by the Atomic Energy Act of
1954, as amended, and the Energy
Reorganization Act of 1974, as
amended.
B. Major Provisions
• The final rule establishes separate
requirements for identifying and
reporting MEs involving permanent
implant brachytherapy. These new
regulations require reporting of an event
in which there is actual or potential
harm to a patient resulting from an ME.
Additionally, licensees are required to
develop, implement, and maintain
procedures for determining if an ME has
occurred, including procedures for
verifying certain aspects of a permanent
implant brachytherapy treatment within
60 days from the date the treatment was
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performed. Note that the terms ‘‘ME,’’
‘‘ME definition,’’ ‘‘ME criteria,’’ and
‘‘ME reporting criteria’’ are used
interchangeably in the Executive
Summary and the Discussion sections of
this document.
• Training and experience
requirements are amended in multiple
sections to remove the requirement to
obtain a written attestation for an
individual who is certified by a
specialty board whose certification
process has been recognized by the NRC
or an Agreement State. The NRC has
determined that certification by a
specialty board, coupled with meeting
the recentness of training requirements,
is sufficient to demonstrate that an
individual seeking authorization on a
license has met the T&E requirements
and has the requisite current knowledge
and, therefore, additional attestation by
a preceptor is unnecessary. Individuals
who are not board certified will still
need to obtain a written attestation;
however, the language of the attestation
is modified. Additionally, residency
program directors will be allowed to
provide these written attestations. Note
that the terms ‘‘written attestation,’’
‘‘attestation,’’ ‘‘preceptor statement,’’
and ‘‘preceptor attestation’’ are used
interchangeably in the Executive
Summary and the Discussion sections of
this document.
• The rule addresses the issues raised
in a petition for rulemaking (PRM–35–
20) that was submitted to the NRC in
2006. The petition requested that
experienced board-certified Radiation
Safety Officers (RSOs) and medical
physicists not named on a license who
had practiced certain modalities prior to
October 24, 2005, be exempt from the
specific T&E requirements in §§ 35.50
and 35.51, respectively. In effect, they
will be ‘‘grandfathered’’ for these
training requirements for the modalities
that they practiced as of October 24,
2005. This petition is discussed in detail
in Section II., Petition for Rulemaking,
PRM–35–20, of this document.
• The requirements for measuring the
molybdenum-99 (Mo-99) concentration
for elutions of Mo-99/Technetium-99m
(Tc-99m) generators are changed and
requirements are added for reporting
and notification of a generator eluate
exceeding permissible Mo-99,
strontium-82 (Sr-82), or strontium-85
(Sr-85) concentrations. The occurrence
of generator eluate exceeding
permissible concentrations is also
referred to as ‘‘breakthrough.’’ The
current requirement to measure the Mo99 concentration after the first eluate is
changed to require that the Mo-99
concentration be measured in each
eluate. This requirement is changed in
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response to several breakthrough
incidents reported to the NRC.
• Additionally, licensees will be
allowed to appoint a qualified
individual with expertise in certain uses
of byproduct material to be named on a
license to serve as an ARSO. This will
make it easier for an individual to
become an RSO on other medical
licenses and will increase the number of
individuals who are available to serve as
preceptors for individuals seeking to be
appointed as RSOs or ARSOs.
C. Costs and Benefits
The NRC has not established a
quantitative cutoff for defining an
economically significant regulatory
action for the purposes of the
Congressional Review Act. The NRC
assumes ‘‘significant’’ impact if the ratio
of annualized costs to estimated annual
gross revenues for a licensee exceeds 1
percent. The final rule will have an
estimated $7.8 million implementation
cost for the medical community. This
cost will be spread over the 7,418
impacted licensees for an average
implementation cost of approximately
$1,100 per licensee. The NRC assumes
that all affected licensees have annual
revenues greater than $110,000.
Therefore, the estimated cost impacts do
not exceed the 1 percent criterion for
‘‘significant’’ impacts, and the final rule
is not considered an economically
significant regulatory action. It will cost
the NRC approximately $65,000 to
implement this rule.
The benefits of this final rule are
associated with reducing unnecessary
radiation exposure to patients, removing
the requirement to obtain a written
attestation for an individual who is
certified by a specialty board whose
certification process has been
recognized by the NRC or an Agreement
State, and affording greater flexibility to
licensees. This final rule also updates,
clarifies, and strengthens the existing
regulatory requirements, and, thereby,
promotes public health and safety.
A regulatory analysis has been
developed for this rulemaking and is
discussed in Section VIII., Regulatory
Analysis, of this document.
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Table of Contents
I. Background
II. Petition for Rulemaking, PRM–35–20
III. Discussion
A. What action is the NRC taking?
B. When will these actions become
effective?
IV. Opportunities for Public Participation
V. Public Comment Analysis
VI. Section-by-Section Analysis
VII. Regulatory Flexibility Certification
VIII. Regulatory Analysis
IX. Backfitting and Issue Finality
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X. Cumulative Effects of Regulation
XI. Plain Writing
XII. Environmental Impact: Categorical
Exclusion
XIII. Environmental Assessment and Final
Finding of No Significant Environmental
Impact
XIV. Paperwork Reduction Act Statement
XV. Congressional Review Act
XVI. Criminal Penalties
XVII. Coordination With NRC Agreement
States
XVIII. Agreement State Compatibility
XIX. Coordination With the Advisory
Committee on the Medical Uses of
Isotopes
XX. Consistency With Medical Policy
Statement
XXI. Voluntary Consensus Standards
XXII. Availability of Guidance
XXIII. Availability of Documents
I. Background
The NRC published a final rule in the
Federal Register on April 24, 2002 (67
FR 20250), that revised the medical use
regulations in 10 CFR part 35 in their
entirety. The T&E requirements in 10
CFR part 35 were further revised
through an additional rulemaking,
‘‘Medical Use of Byproduct Material—
Recognition of Specialty Boards,’’
published in the Federal Register on
March 30, 2005 (70 FR 16336).
In implementing the current
regulations in 10 CFR part 35, the NRC
staff, stakeholders, and the Advisory
Committee on the Medical Uses of
Isotopes (ACMUI) have identified
numerous issues that need to be
addressed through the rulemaking
process. As a result, the NRC is
amending its regulations in 10 CFR part
35 to address these issues. This final
rule modifies the written directive (WD)
requirements in § 35.40 and the ME
reporting requirements in § 35.3045 to
establish separate ME reporting criteria
for permanent implant brachytherapy.
This final rule also modifies the
requirements for procedures for
administrations requiring a WD in
§ 35.41 to require licensees to develop
written procedures for determining if an
ME has occurred as a result of any
administrations requiring a WD,
including permanent implant
brachytherapy. The NRC’s purpose for
requiring licensees to report MEs is to
allow the NRC to follow up on incidents
and determine if other licensees might
be making the same or similar mistakes,
or experiencing the same or similar
challenges. When the NRC identifies
similarities in the problems reported
from multiple facilities, it can provide
information that may help prevent
additional incidents. The information
collected is also valuable in assessing
trends or patterns, identifying generic
issues, and recognizing any
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inadequacies or unreliability of specific
equipment or procedures.
Currently, the ME criteria for
brachytherapy implants in § 35.3045,
‘‘Report and notification of a medical
event,’’ are based on the dose
administered to the patient. The ME
criteria amendments establish separate
ME criteria for permanent implant
brachytherapy in terms of the total
source strength administered (activitybased) rather than the dose delivered
(dose-based). The ME criteria
amendments in this final rule are based
on the NRC staff recommendations
contained in SECY–12–0053,
‘‘Recommendations on Regulatory
Changes for Permanent Implant
Brachytherapy Programs,’’ and the
comments received on the proposed
rule ‘‘Medical Use of Byproduct
Material—Medical Event Definitions,
Training and Experience, and Clarifying
Amendments,’’ published in the Federal
Register on July 21, 2014 (79 FR 42410).
The staff has concluded that dose-based
criteria are problematic for permanent
implant brachytherapy because
absorbed dose can be challenging to
calculate resulting in clinically
acceptable therapies being reported as
medical events. In addition, moving to
activity-based criteria should allow for
recognition of medical events earlier
than dose-based criteria, thus allowing
timelier corrective actions.
On August 6, 2008, the NRC
published a proposed rule, ‘‘Medical
Use of Byproduct Material—
Amendments/Medical Event
Definitions,’’ in the Federal Register (73
FR 45635), for public comment. This
proposed rule included revised ME
criteria for permanent implant
brachytherapy. The majority of
commenters were in agreement on
converting the permanent implant
brachytherapy ME criteria from dosebased to activity-based. However,
during late summer and early fall of
2008, a substantial number of MEs
involving permanent implant
brachytherapy were reported to the
NRC. Based on the circumstances
involving the MEs reported in 2008, the
NRC staff re-evaluated the proposed rule
that was published in 2008 and
developed a draft re-proposed rule.
In SECY–10–0062, ‘‘Re-proposed
Rule: Medical Use of Byproduct
Material—Amendments/Medical Event
Definitions,’’ dated May 18, 2010, the
NRC staff requested that the
Commission approve for publication the
draft re-proposed rule for public
comment. Prior to a Commission
decision on the re-proposed rule, on
July 8, 2010, a Commission briefing was
held on the draft re-proposed rule. The
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presenters included a member of the
ACMUI, a representative from the
Organization of Agreement States
(OAS), a physician from the American
Brachytherapy Society, the National
Director of the Radiation Oncology
Program of the Department of Veterans
Affairs, a representative from the
American Association of Physicists in
Medicine (AAPM), and a representative
from Us-TOO (a support group for
prostate cancer patients). The presenters
urged the Commission not to publish
the draft re-proposed rule as developed.
They believed that MEs should be based
on events of potential clinical
significance and recommended that the
NRC seek stakeholder input in revising
this proposed rule.
In the Staff Requirements
Memorandum (SRM) for SECY–10–
0062, dated August 10, 2010, the
Commission disapproved the NRC
staff’s recommendation to publish the
draft re-proposed rule. The Commission
directed the staff to work closely with
the ACMUI and the broader medical and
stakeholder community to develop ME
definitions that would protect the
interests of patients and allow
physicians the flexibility to take actions
that they deem medically necessary,
while continuing to enable the agency to
detect failures in process, procedure,
and training, as well as any
misapplication of byproduct materials
by authorized users (AUs). The SRM
also directed the NRC staff to hold a
series of stakeholder workshops to
discuss issues associated with the ME
definition. For more information,
including public comments submitted
on the proposed rule published on
August 6, 2008, (see Docket ID NRC–
2008–0071 on www.regulations.gov).
Following Commission direction, the
NRC conducted two workshops in the
summer of 2011. These facilitated
workshops were held in New York, New
York, in June 2011, and in Houston,
Texas, in August 2011. The NRC staff
also requested the ACMUI to prepare a
report on ME definitions for permanent
implant brachytherapy. In February
2012, the ACMUI submitted its final
revised report to the NRC. The NRC staff
used the recommendations in the
ACMUI revised final report, along with
the substantial input from stakeholders,
to develop the recommendations in
SECY–12–0053. The recommendations
in SECY–12–0053, along with public
comments received on the proposed
rule published on July 21, 2014 (79 FR
42410), provided the regulatory basis for
the ME reporting criteria in this final
rule.
In addition to revising the ME
definitions for permanent implant
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brachytherapy, the NRC is amending its
regulations in 10 CFR part 35 to: Revise
the preceptor attestation requirements;
require increased frequency of testing
for measuring Mo-99 concentration in a
Mo-99/Tc-99m generator; require
reporting and notification when a
generator eluate exceeds permissible
Mo-99, Sr-82, or Sr-85 concentrations;
allow ARSOs to be named on a medical
use license; extend the 5-year inspection
frequency for a gamma stereotactic
radiosurgery unit to 7 years; and make
several clarifying amendments.
Finally, this final rule addresses
issues that were raised in PRM–35–20
filed by E. Russell Ritenour, Ph.D., on
behalf of the AAPM on September 13,
2006. The petition requested that the
training requirements for experienced
RSOs and medical physicists in § 35.57
be amended to recognize board-certified
physicists and RSOs as ‘‘grandfathered’’
for the modalities that they practiced as
of October 24, 2005. The petition is
discussed in detail in Section II.,
Petition for Rulemaking, PRM–35–20, of
this document. This final rule completes
action on PRM–35–20.
II. Petition for Rulemaking, PRM–35–20
The NRC has incorporated into this
rulemaking the resolution of PRM–35–
20 filed by E. Russell Ritenour, Ph.D.
(the petitioner), dated September 10,
2006, on behalf of the AAPM (Ritenour
Petition). A notice of receipt and request
for public comments on this petition
was published in the Federal Register
on November 1, 2006 (71 FR 64168).
The petitioner requested that § 35.57,
‘‘Training for experienced Radiation
Safety Officer, teletherapy or medical
physicist, authorized medical physicist,
authorized user, nuclear pharmacist,
and authorized nuclear pharmacist,’’ be
revised to: (1) Recognize medical
physicists certified by either the
American Board of Radiology or the
American Board of Medical Physics on
or before October 24, 2005, as
‘‘grandfathered’’ for the modalities that
they practiced as of October 24, 2005,
regardless of whether a medical
physicist was named on an NRC or an
Agreement State license as of October
24, 2005; and (2) recognize all
individuals certified by the named
boards in former subpart J of 10 CFR
part 35, which was removed from 10
CFR part 35 in a rulemaking dated
March 30, 2005 (70 FR 16336), as RSOs
who have relevant timely work
experience (even if they have not been
formally named as an RSO). The
petitioner requested that experienced
board-certified RSOs and medical
physicists not named on a license who
had practiced certain modalities prior to
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October 24, 2005, be exempted from the
specific T&E requirements in §§ 35.50
and 35.51, respectively. In effect, they
would be ‘‘grandfathered’’ for these
training requirements for the modalities
that they practiced on or before October
24, 2005. The petitioner was concerned
that as a result of the amendments to the
T&E regulations in 2005, an individual
could become authorized on a license
only if he or she had been certified by
a specialty board whose certification
process was recognized under this
regulation by the NRC or an Agreement
State or was already identified on an
existing NRC or Agreement State
license. If the individual had been
certified prior to the effective date for
recognition of the certifying board but
had not been listed on a license, he or
she would not be ‘‘grandfathered,’’ and
would have to obtain training through
the so-called ‘‘alternate pathway,’’
which establishes specific training
requirements for non-certified
individuals. The petitioner did not
believe that it was the intent of the
Commission to deny recognition to
individuals currently practicing or to
minimize the importance of certification
by a certifying board. The NRC received
168 comments from professional
organizations and individuals on the
petition. The majority of the
commenters supported the petition.
The NRC reviewed the petitioner’s
request and comments received on the
petition and concluded that revisions
made to the regulations in 2005 may
have inadvertently affected a group of
board-certified individuals. This group
of board-certified individuals may now
have to use the alternate pathway option
to demonstrate that they meet the T&E
requirements in 10 CFR part 35 rather
than the certification pathway for
recognition on an NRC license as an
RSO or an authorized medical physicist
(AMP). Therefore, the NRC concluded
that the issues raised in the petition
would be considered in the rulemaking
process if a regulatory basis could be
developed to support a rulemaking (73
FR 27773; May 14, 2008).
In October 2008, the NRC staff sent
letters to all of the certifying boards
whose certification processes are
currently recognized by the NRC and to
certifying boards previously named in
the former 10 CFR part 35, subpart J,
whose certification processes currently
are not recognized by the NRC. To
determine the scope of the medical
community that might be negatively
impacted by the amendments to the T&E
regulations in 2005, the NRC asked each
organization to provide the number and
percentage of its currently active
diplomates who are not grandfathered
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under § 35.57 by virtue of not being
named on a license or permit. The
organizations were asked to include
individuals who are now or may seek to
be named as an RSO, AMP, AU, or
authorized nuclear pharmacist (ANP) on
an NRC or an Agreement State medical
use license. Based on the responses, the
NRC estimates that as many as 10,000
board-certified individuals may have
been affected by the 2005 T&E
rulemaking.
The NRC believes that these
individuals should be eligible for
grandfathering for the modalities that
they practiced on or before October 24,
2005, because their previouslyacceptable qualifications for authorized
status should continue to be adequate
and acceptable from a health and safety
standpoint and thus they should be
allowed to continue to practice using
the same modalities. This final rule, in
response to the petition, amends § 35.57
to recognize all individuals who were
previously certified by boards
recognized under the previous 10 CFR
part 35, subpart J, as RSOs, teletherapy
or medical physicists, AMPs, AUs,
nuclear pharmacists, and ANPs for the
modalities that they practiced on or
before October 24, 2005.
In his support for grandfathering the
RSOs who have relevant work
experience and were not formally
named on an NRC or an Agreement
State license or permit as an RSO, the
petitioner stated that these individuals
will be required to provide preceptor
attestations. In this rulemaking, the NRC
has eliminated the requirement for
preceptor attestations for individuals
certified by NRC- or Agreement Staterecognized boards. The NRC believes
that attestations are not necessary in this
particular situation because the
provisions of § 35.59, ‘‘Recentness of
training,’’ require that the T&E must
have been obtained within the 7 years
preceding the date of application, or the
individual must have had related
continuing education and experience
since the required T&E was completed.
The ‘‘grandfathered’’ individuals will
fall under the provisions of § 35.59 and
will need to provide evidence of
continued education and experience.
Therefore, the NRC believes that
preceptor attestations are not necessary
for these ‘‘grandfathered’’ individuals as
long as the provisions of § 35.59 are met,
and the individual only requests
authorizations for the modalities the
individual practiced on or before
October 24, 2005.
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III. Discussion
A. What action is the NRC taking?
In implementing the current
regulations in 10 CFR part 35, the NRC
staff, stakeholders, and the ACMUI
identified numerous issues that need to
be addressed through the rulemaking
process. The NRC published a proposed
rule on July 21, 2014 (79 FR 42410), for
a 120-day public comment period to
address these issues. The NRC
developed this final rule based on the
comments received on the proposed
rule. The comments are discussed in
Section V., Public Comment Analysis, of
this document.
The final rule clarifies the current
regulations and provides greater
flexibility to licensees without
compromising patient, worker, or public
health and safety. The amendments in
this final rule include:
1. Adding separate ME definitions for
permanent implant brachytherapy;
2. amending preceptor attestation
requirements;
3. grandfathering certain boardcertified individuals, as discussed in
Section II., Petition for Rulemaking,
PRM–35–20, of this document;
4. requiring increased frequency of
testing to measure Mo-99 breakthrough;
5. requiring reporting and notification
when a generator eluate exceeds
permissible concentrations of Mo-99, Sr82, Sr-85;
6. allowing ARSOs to be named on a
medical use license; and
7. additional issues and clarifications.
The major revisions are:
a. Adding Separate ME Definitions for
Permanent Implant Brachytherapy
This final rule establishes separate
ME definitions and reporting
requirements for permanent implant
brachytherapy. The staff has concluded
that dose-based criteria are problematic
for permanent implant brachytherapy
because absorbed dose can be
challenging to calculate resulting in
clinically acceptable therapies being
reported as medical events. In addition,
moving to activity-based criteria should
allow for recognition of medical events
earlier than dose-based criteria, thus
allowing timelier corrective actions. As
explained in Section I, Background, of
this document, these amendments are
based on the recommendations
developed in close cooperation with the
ACMUI, with substantial input from
various stakeholders, and from public
comments received on the proposed
rule. During its meeting in March 2004,
the ACMUI discussed the inadequacy of
the definition of MEs as applied to
permanent implant brachytherapy. The
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33049
ACMUI explained that for these
implants, the plus or minus 20 percent
variance from the WD criteria in the
existing rule was only appropriate if
both the WD and the variance could be
expressed in units of activity, rather
than in units of dose. The ACMUI
explained that there is no suitable
clinically used dose metric available for
judging the occurrence of MEs for
permanent implant brachytherapy. In
June 2005, the ACMUI recommended
that new language be developed to
define MEs for permanent implant
brachytherapy.
Based on the recommendations from
the ACMUI, the NRC staff submitted a
paper to the Commission, SECY–05–
0234, ‘‘Adequacy of Medical Event
Definitions in § 35.3045, and
Communicating Associated Risks to the
Public,’’ dated December 27, 2005. In
this paper, the NRC staff recommended
that the Commission approve, for
permanent implant brachytherapy, the
NRC staff’s plan to revise the ME
definitions in § 35.3045 and the
associated requirements for WDs in
§ 35.40 to be activity-based, instead of
dose-based. In the SRM for SECY–05–
0234, dated February 15, 2006, the
Commission directed the NRC staff to
proceed directly with the development
of a proposed rule to modify both the
WD requirements in § 35.40(b)(6) and
the ME reporting requirements in
§ 35.3045 for permanent implant
brachytherapy medical use, to convert
from dose-based to activity-based ME
criteria.
As discussed in Section I.,
Background, of this document, a
proposed rule was published in the
Federal Register on August 6, 2008 (73
FR 45635). A substantial number of MEs
were reported in 2008 that would not
have met the criteria for reporting under
the activity-based ME reporting criteria
as noticed in the proposed rule.
Therefore, the NRC staff drafted a
different rule that contained absorbed
dose-based ME reporting criteria for the
treatment site. The NRC staff submitted
recommendations for ME reporting
criteria to the Commission in SECY–10–
0062, ‘‘Reproposed Rule: Medical Use of
Byproduct Material—Amendments/
Medical Event Definitions,’’ dated May
18, 2010. In the SRM for SECY–10–
0062, dated August 10, 2010, the
Commission disapproved the NRC
staff’s recommendations and directed
the NRC staff to work closely with the
ACMUI and the broader medical and
stakeholder community to develop ME
definitions and to hold a series of
stakeholder workshops to discuss issues
associated with the MEs.
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Subsequently, during the ACMUI
meeting held on October 20, 2010, the
ACMUI unanimously approved its
interim report, ‘‘Advisory Committee on
Medical Uses of Isotopes Permanent
Implant Brachytherapy Interim Report,’’
dated October 20, 2010. The ACMUI
meeting held in April 2011 was devoted
to issues associated with the ME
definition. The meeting was webcast,
providing an opportunity for further
public involvement on this issue.
The ACMUI submitted its final report
on permanent implant brachytherapy,
dated October 18, 2011, to the NRC
following the ACMUI October 18, 2011,
public teleconference meeting. The final
report reflected the principal positions
and recommendations provided by
participants during the NRC public
workshops. In particular, the report
included the recommendation to change
from dose-based ME criteria for the
treatment site to source-strength based
criteria. The final report included a
quantitative metric, the ‘‘octant
approach,’’ for determining that a
distribution of implanted sources was
irregular enough (i.e., demonstrating
‘‘bunching’’) to consider the procedure
as an ME. The final report also included
a dose-related ME criterion for the
treatment site.
However, in a letter to the Chairman
of the ACMUI dated November 30, 2011,
the American Society for Radiation
Oncology (ASTRO) expressed criticism
of the ACMUI final report. The ASTRO
considered the ME definition
recommended by the ACMUI to be
complex, difficult to regulate, and likely
to cause confusion in practice.
Subsequently, the ACMUI issued a
revised final report, ‘‘Advisory
Committee on Medical Use of Isotopes
(ACMUI) Permanent Implant
Brachytherapy Revised Final Report,’’
dated February 7, 2012. The ACMUI
simplified the ME criteria for the
treatment site, removing the ‘‘octant
approach’’ and direct reference to
absorbed dose to the treatment site. The
revised final report was, with minor
modifications, approved by the ACMUI
during its public teleconference meeting
held on February 7, 2012. The ASTRO,
in a letter to the Chairman of the
ACMUI, characterized this report as an
improvement on the earlier report.
The NRC staff used the
recommendations in the ACMUI revised
final report dated February 7, 2012,
along with the substantial input from
stakeholders gathered in the two
facilitated public workshops and the
three ACMUI public meetings in 2011
and early 2012 (discussed earlier in this
section), to develop the
recommendations submitted to the
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Commission on April 6, 2012, in SECY–
12–0053, ‘‘Recommendations on
Regulatory Changes for Permanent
Implant Brachytherapy Programs.’’ In a
Commission meeting held April 24,
2012, participating representatives from
ACMUI, ASTRO, and the American
Brachytherapy Society (ABS) endorsed
the recommendations in SECY–12–0053
for modification of the requirements in
§§ 35.40 and 35.3045. The NRC notes
that ASTRO and ABS representatives
suggested eliminating the recommended
criterion for ME reporting that would
have required reporting of excessive
dose to normal tissue structures within
the treatment site. However, this
ACMUI-recommended ME reporting
criterion for normal tissue structures
located within the treatment site was
retained in SECY–12–0053 because the
ACMUI and the NRC staff determined
that there should be some form of ME
reporting criterion for overdosing of
normal tissue structures located within
the treatment site. In the SRM for
SECY–12–0053, dated August 13, 2012,
the Commission approved the NRC staff
recommendations. The
recommendations are applicable to all
permanent implant brachytherapy
procedures using radioactive sources for
all treatment sites.
The proposed rule published on July
21, 2014 (79 FR 42410) also included
ME criteria in § 35.3045(a)(2)(iii) and
(iv) as follows: For normal-tissue
structures, an ME has occurred if: (a)
For structures located outside of the
treatment site (for example, the bladder
or rectum for prostate implant
treatments), the dose to the maximally
exposed 5 contiguous cubic centimeters
of tissue exceeds 150 percent of the
absorbed dose prescribed to the
treatment site in the pre-implantation
portion of the WD; or (b) for intra-target
normal structures, the maximum
absorbed dose to any 5 contiguous cubic
centimeters of tissue exceeds 150
percent of the dose the tissue would
have received based on the approved
pre-implantation dose distribution. The
size of the normal tissue, 5 cubic
centimeters, was based on an ACMUI
recommendation in its October 20,
2010, report. In its recommendation, the
ACMUI stated that the 5 contiguous
cubic centimeters dose-volume
specification avoids the high variation
in dose sometimes seen in point doses
and the ACMUI cited literature to
support 5 cubic centimeters as being a
relevant quantity for toxicity. In the
proposed rule, the NRC specifically
invited comments on the selection of
the specified volume of the normal
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tissues located both outside and within
the treatment site in defining MEs.
The NRC received numerous
comments expressing concern about the
proposed ME criteria related to the
absorbed dose to normal tissues located
outside and within the treatment site.
The commenters expressed concerns
that they would have technical
difficulties assessing dose to normal
tissues located outside and within the
treatment site. They stated that their
treatment planning systems are not
equipped to make such assessments.
They believed the regulators may not be
able to inspect such requirements. They
stated that these requirements may
cause confusion and result in licensees
not performing permanent implant
brachytherapy treatments. The
comments are discussed in Section V.,
Public Comment Analysis, of this
document.
Based on public comments and
recommendations from the ACMUI, the
ME criteria in this final rule for
permanent implant brachytherapy in
§ 35.3045(a)(2) do not include absorbed
doses to normal tissues located outside
of or within the treatment site. Instead,
the ME criteria in the final rule for
permanent implant brachytherapy are:
(1) An ME has occurred if the total
source strength administered differs by
20 percent or more from the total source
strength documented in the postimplantation portion of the WD;
(2) An ME has occurred if the total
source strength administered outside of
the treatment site exceeds 20 percent of
the total source strength documented in
the post-implantation portion of the
WD; or
(3) An ME has occurred if an
administration involves: (a) Using the
wrong radionuclide, (b) delivery to the
wrong individual or human research
subject, (c) sealed source(s) implanted
directly into a location discontiguous
from the treatment site as documented
in the post-implantation portion of the
WD (as discussed in this document,
discontiguous means a location that is
not physically adjacent to the treatment
site), or (d) a leaking sealed source
resulting in a dose that exceeds 0.5 Sv
(50 rem) to an organ or tissue.
In supporting these recommendations,
the NRC believes that source strength is
the appropriate measurable metric for
defining MEs involving permanent
implant brachytherapy. The 20 percent
variance threshold is consistent with the
recommendation of the ACMUI for all
medical uses of byproduct material as
described in SECY–05–0234, discussed
earlier in this section.
Another ME criterion included in the
proposed rule published on July 21,
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2014 (79 FR 42410), was related to
source(s) implanted directly into the
wrong site or body part (i.e., not in the
treatment site identified in the WD).
This criterion stated that ‘‘even a single
sealed source directly delivered to the
wrong treatment site would constitute
an ME that must be reported.’’ The NRC
received several comments on this
issue. The commenters believed a single
source delivered outside the treatment
site was an inappropriate criterion for
ME reporting. They proposed that in
order to capture instances where a
source is implanted in a distinctly
wrong location (for example, left breast
versus the right breast), the criterion
should say, ‘‘Even a single sealed source
directly delivered to a noncontiguous
wrong treatment site would constitute
an ME that must be reported.’’
In response to these comments and a
recommendation from the ACMUI in its
final report on the draft final rule
(‘‘Advisory Committee on the Medical
Uses of Isotopes Comments on the Draft
Final Rule, 10 CFR parts 30, 32, and 35,
Final Report,’’ dated January 6, 2016),
the NRC has changed
§ 35.3045(a)(2)(v)(C) [redesignated as
§ 35.3045(a)(2)(iii)(C)] to read ‘‘Sealed
source(s) implanted directly into a
location discontiguous from the
treatment site as documented in the
post-implantation portion of the written
directive.’’
This ‘‘wrong treatment site’’ ME
criterion will capture cases in which
total source strength administered
outside of the treatment site did not
exceed 20 percent of the total source
strength documented in the postimplantation portion of the WD, but one
or more sources were directly implanted
into a location far from the treatment
site. For example, in a case in which
100 sources were implanted, 81 were
within the treatment site, 18 sources
were outside and contiguous to the
treatment site, and one source was
erroneously implanted directly into a
site discontiguous from the treatment
site. This would not be an ME under the
‘‘exceeds 20 percent of the total source
strength’’ criterion; but would be an ME
because one source met the ‘‘wrong
treatment site’’ criterion.
The proposed criterion specified in
§ 35.3045(a)(2)(v)(E), ‘‘a 20 percent or
more error in calculating the total
source strength documented in the preimplantation portion of the written
directive,’’ in the proposed rule
published on July 21, 2014, was not
included in the final rule. The decision
not to include this criterion is based on
the comments received on the proposed
rule and is discussed in Section V.,
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Public Comment Analysis, of this
document.
The new ME criteria for permanent
implant brachytherapy in § 35.3045
require amendments to §§ 35.40 and
35.41. The previous WD requirements
were primarily associated with
temporary implant brachytherapy
medical use. This final rule establishes
separate WD requirements in § 35.40,
‘‘Written directives,’’ that are
appropriate for permanent implant
brachytherapy. This rule requires that
the WD for permanent implant
brachytherapy consist of two portions.
The first portion of the WD must be
prepared before the implantation, and
the second portion of the WD must be
completed after the procedure but
before the patient leaves the posttreatment recovery area. For permanent
implant brachytherapy, this rule
requires that the WD portion prepared
before the implantation include
documentation of the treatment site, the
radionuclide, and the total source
strength. This final rule requires that the
post-implantation portion of the WD
contain documentation of the treatment
site, the number of sources implanted,
the total source strength implanted, and
the date.
Based on ACMUI input discussed
earlier in this section and information
gained at public workshops, the NRC
understands that the final WD for these
permanent implants must allow for
unanticipated medical situations
encountered during the procedure. For
instance, an AU might need to adjust
the number of sources implanted
because the volume of the treatment site
may have decreased since the treatment
plan was developed. Therefore, in
defining an ME involving the treatment
site for permanent implants, the NRC
based the criterion for an ME on the
percentage of implanted sources that are
outside the treatment site as
documented in the post-implantation
portion of the WD rather than by
defining an ME based on a comparison
of the implanted total source strength to
the total source strength documented in
the pre-implantation portion of the WD.
This definition differs from the ME
definition for all other brachytherapy
procedures where dose comparisons are
made with reference to what was
prescribed in the WD that was prepared
before the procedure.
This final rule also makes changes to
§ 35.41, ‘‘Procedures for administrations
requiring a written directive,’’ to
include permanent implant
brachytherapy. Although § 35.41(a)(2)
requires licensees to determine if the
administration is in accordance with the
WD, there is no specific requirement
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33051
that a licensee determine that an
administered dose or dosage met an ME
criterion as defined in § 35.3045.
Section 35.41 is amended to require that
a licensee develop procedures for
determining if an ME has occurred. For
all permanent implant brachytherapy,
§ 35.41 is also amended to require that
a licensee develop additional
procedures to include an evaluation of
the placement of sources as documented
in the post-implantation portion of the
WD. The procedures must include a
provision that these assessments must
be made within 60 days from the date
the treatment was performed. Although
there is no requirement in § 35.41 to use
imaging to determine the occurrence of
an ME, imaging is the best (and in some
circumstances may be the only) method
to determine source strength outside of
the treatment site and is routinely
practiced in most clinical facilities.
b. Amending Preceptor Attestation
Requirements
The current regulations in 10 CFR
part 35 provide three pathways for
individuals to satisfy T&E requirements
to be approved as an RSO, AMP, ANP,
or AU. These pathways are: (1)
Approval of an individual who is
certified by a specialty board whose
certification process has been
recognized by the NRC or an Agreement
State (certification pathway); (2)
approval based on an evaluation of an
individual’s T&E (alternate pathway); or
(3) identification of an individual’s
approval on an existing NRC or
Agreement State license.
Under the certification and the
alternate pathway, an individual
seeking authorization for medical
byproduct material must obtain a
written attestation signed by a preceptor
with the same authorization. The
attestation must state that the individual
has satisfactorily completed the
necessary T&E requirements and has
achieved a level of competency
sufficient to function independently in
the position for which authorization is
sought.
During a Commission briefing held on
April 29, 2008, the ACMUI
recommended that the attestation
requirements be revised. The ACMUI
expressed concern that the existing
requirements have had unintended
consequences that, if not corrected,
would impact the availability of
authorized individuals. In other words,
there would likely be a shortage of
authorized individuals to provide
medical care as a result of the reluctance
of preceptors to sign attestations. The
ACMUI recommended that attestations
be eliminated for the board certification
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pathway. In the ACMUI’s view, by
meeting the board requirements, a
curriculum and a body of knowledge
can be defined, and progress toward
meeting defined requirements can be
measured. Further, the ACMUI asserted
that a board certification indicates that
the T&E requirements have been met,
and the Maintenance of Certification
provides ongoing evidence of current
knowledge. Therefore, the ACMUI
asserted that an additional attestation
for the board-certified individuals was
not needed.
The ACMUI also recommended that
the attestation requirements associated
with the alternate pathways be amended
to delete the requirement to attest to an
individual’s radiation safety-related
competency. The reason for the
recommendation was that the ACMUI
believed that signing an attestation of
competence results in a perceived risk
of personal liability on the part of the
individual signing the attestation and
that preceptors are reluctant to accept
this risk.
In addition, the ACMUI
recommended that the attestation
submitted under the alternate pathway
be considered acceptable if it is
provided by a residency program
director representing a consensus of an
authoritative group, irrespective of
whether the program director personally
met the requirements for AU status. The
ACMUI advised that training of
residents is a collective process and
entails the collective judgment of an
entire residency program faculty,
whereas preceptor attestation is an
individual process, and an individual
preceptor typically would provide only
a small portion of the T&E.
Following the April 29, 2008,
Commission briefing, in an SRM dated
May 15, 2008, the Commission directed
the NRC staff to work with the ACMUI
and the Agreement States to provide
recommendations to the Commission
with regard to amending the NRC’s
requirements for preceptor attestation
for both board-certified individuals and
for individuals seeking authorization via
the alternate pathway. The Commission
also directed the NRC staff to consider
additional methods, such as having the
attestation provided by consensus of an
authoritative group.
Following both consideration of the
ACMUI’s position, which was
consistent with its long-held position on
this issue, and interactions with the
Agreement States, the NRC staff
provided its recommendations on this
issue to the Commission on November
20, 2008, in SECY–08–0179,
‘‘Recommendations on Amending
Preceptor Attestation Requirements in
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10 CFR part 35, Medical Use of
Byproduct Material.’’ The NRC staff
recommended that the Commission
approve development of the following
amendments to the 10 CFR part 35
attestation requirements: (1) Eliminate
the attestation requirement for
individuals seeking authorized status
via the board certification pathway; (2)
retain the attestation requirement for
individuals seeking authorized status
via the alternate pathways; however,
replace the text stating that the
attestation demonstrates that the
individual ‘‘has achieved a level of
competency to function independently’’
with alternative text such as ‘‘has
demonstrated the ability to function
independently’’ to fulfill the radiation
safety-related duties required by the
license; and (3) accept attestations from
residency program directors,
representing consensus of residency
program faculties as long as at least one
member of the residency program
faculty is an authorized individual in
the same category as that requested by
the applicant seeking authorized status.
In an SRM dated January 16, 2009, to
SECY–08–0179, the Commission
approved these recommendations and
directed the NRC staff to develop the
proposed rule language for the
attestation requirements for the alternate
pathway in concert with the ACMUI
and the Agreement States.
Participants at public workshops held
in the summer of 2011 broadly
supported the proposed changes to
remove the attestation requirement for
board-certified individuals. The
workshop panelists (which included
members of the ACMUI and the
Agreement States) recommended that
the NRC remove the requirement for
attestation for board-certified
individuals. They believed that board
certification coupled with the
recentness of training requirements
should be sufficient for the regulator’s
needs. With regard to the language of
attestation (for the alternate pathway),
they believed that the preceptors should
not attest to someone’s competency;
rather, they should attest that the
individuals received the T&E that is
necessary to carry out one’s
responsibility independently. At the
April 2011 ACMUI meeting, the ACMUI
advised that the attestation language
should be revised to say that the
individual has received the requisite
T&E to fulfill the radiation safety-related
duties required by the license. In the
final rule, the attestation language is
revised accordingly.
The final rule amends T&E
requirements in multiple sections of 10
CFR part 35 with regard to the
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attestation requirements in accordance
with the NRC staff’s recommendations
in SECY–08–0179.
c. Extending Grandfathering to Certain
Certified Individuals (PRM–35–20)
The petition and its resolution are
discussed in Section II., Petition for
Rulemaking, PRM–35–20, of this
document.
d. Requiring Increased Frequency of
Testing To Measure Mo-99
Breakthrough
When Tc-99m is eluted from a Mo-99
generator, Mo-99 could be co-eluted
along with technetium. This is termed
‘‘molybdenum breakthrough.’’ Current
regulations in § 35.204(a) prohibit a
licensee from administering a
radiopharmaceutical to humans that
exceeds 0.15 microcuries of Mo-99 per
millicurie of Tc-99m. Section 35.204(b)
requires that a licensee that uses Mo-99/
Tc-99m generators for preparing a Tc99m radiopharmaceutical measure the
Mo-99 concentration of the first eluate
to demonstrate compliance with the
specified concentrations. However, a
generator can be eluted several times to
obtain Tc-99m for formulating
radiopharmaceuticals for patient use.
If Mo-99 breakthrough exceeds the
permissible concentration listed in
§ 35.204(a), it may cause unnecessary
radiation exposures to patients. The
administration of higher levels of Mo-99
could potentially affect health and
safety and have an adverse effect on
nuclear medicine image quality and
medical diagnosis.
Generator manufacturers have always
recommended testing each elution prior
to use in humans. Before 2002, § 35.204
required a licensee to measure the Mo99 concentration of each eluate.
However, the NRC revised § 35.204 in
April 2002 because the medical and
pharmaceutical community considered
frequency of Mo-99 breakthrough to be
a rare event. Therefore, the Commission
decided that measuring only the first
elution from a generator was necessary
to detect manufacturing issues or
generators that may have been damaged
in transport.
From October 2006 to February 2007,
and again in January 2008, medical
licensees reported to the NRC that
numerous generators had failed the Mo99 breakthrough tests. Some licensees
reported the failed tests in the first
elution, while some reported an
acceptable first elution but failed
subsequent elutions. One generator
manufacturer voluntarily reported 116
total elution test failures in 2008. Based
upon the numerous reports of failed Mo99 breakthrough measurements noted in
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the subsequent elutions, the NRC is
amending § 35.204 to return to the pre2002 performance standard, which
required licensees to measure the Mo-99
concentration for each elution of the
Mo-99/Tc-99m generator at the time of
generator elution.
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e. Requiring Reporting and Notification
of Generator Eluates Exceeding
Permissible Concentrations of
Molybdenum-99, Strontium-82, or
Strontium-85
The regulations do not currently
require reporting to the NRC when an
elution from a Mo-99/Tc-99m or Sr-82/
Rb-82 generator exceeds the regulatory
limit in § 35.204(a). As discussed in this
section, eluates from Mo-99/Tc-99m
generators exceeded the permissible
concentration listed in § 35.204(a) on
numerous occasions in 2006, 2007, and
2008. Additionally, in 2011, issues with
Sr-82/Rb-82 generators were discovered
when several individuals were
identified with unexpectedly high levels
of Sr-82 and Sr-85. These individuals
had undergone Rb-82 chloride cardiac
scanning procedures several months
prior and had received these
radionuclides in levels greatly in excess
of the administration levels permitted in
§ 35.204 for Sr-82/Rb-82 generators.
Further investigations showed that at
least 90 individuals at one facility and
25 at another facility received levels of
Sr-82 or Sr-85 that exceeded the levels
permitted in § 35.204. Of these patients,
at least three had levels of Sr-82 and Sr85 high enough to result in reportable
MEs as defined in § 35.3045.
Because the reporting of a generator
when the eluate exceeded permissible
concentrations was voluntary, the NRC
had difficulty determining the extent of
potential problems. Reporting of results
in excess of the levels in § 35.204 for the
Sr-82/Rb-82 generators could have
alerted users and regulators to issues
associated with these generators and
possibly reduced the number of patients
exposed to excess levels of Sr-82 and Sr85. Breakthrough of Mo-99, or Sr-82 and
Sr-85 contaminants can lead to
unnecessary radiation exposure to
patients.
This final rule also adds a new
reporting requirement for a generator
eluate exceeding permissible
concentrations of Mo-99 or Sr-82 and
Sr-85. This new reporting requirement
in § 35.3204(a) requires a licensee to
report to the NRC and the manufacturer
or distributor of medical generators
within 7 calendar days any
measurement that exceeds the limits in
§ 35.204(a), at the time of generator
elution.
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f. Allowing ARSOs To Be Named on a
Medical Use License
Currently, § 35.24(b) requires a
licensee’s management to appoint an
RSO who, in writing, agrees to be
responsible for implementing the
radiation protection program. Further,
the regulations in 10 CFR part 35 do not
allow the naming of more than one
permanent RSO on a license.
During an ACMUI meeting in June
2007, ACMUI members expressed a
concern that this restriction has
contributed to a shortage of available
RSOs to serve as preceptors. The
ACMUI stated that the restriction has
created a situation in which an
individual who is qualified and
performing the same duties as an RSO
cannot be recognized or listed as an
RSO, and that this restriction has
created a situation in which an
individual working as a contractor RSO
at several hospitals or other licensed
locations is unable to have actual dayto-day oversight at the various facilities.
The final rule amends the regulations
in 10 CFR part 35 to allow a licensee to
appoint a qualified individual with
expertise in certain uses of byproduct
material to serve as an ARSO. This
individual will be required to complete
the same T&E requirements as the
named RSO for the individual’s
assigned sections of the radiation safety
program. The ARSOs will have
oversight duties for the radiation safety
operations of their assigned sections,
while reporting to the named RSO. The
regulation will continue to allow a
licensee to name only one RSO on a
license. The RSO will continue to be
responsible for the day-to-day oversight
of the entire radiation safety program.
Similarly, a licensee with multiple
operating locations could appoint a
qualified ARSO at each location where
byproduct material is used; however,
the named RSO will remain responsible
for the overall licensed program. Under
the final rule, the ARSO will be named
on the license for the types of use of
byproduct material for which this
individual is qualified and has been
assigned duties and tasks by the RSO.
The NRC believes that allowing an
ARSO to be named on a license will
increase the number of individuals who
will be available to serve as preceptors
for individuals seeking to be appointed
as RSOs or ARSOs. Also, an ARSO
named on a license could more easily
become an RSO on other licenses for the
types of uses for which the ARSO is
qualified.
In addition, the current regulations
allow AUs, AMPs, and ANPs to serve as
the RSO only on the license for which
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33053
they are listed. Because AUs, AMPs, and
ANPs must meet the same requirements
to serve as the RSO regardless of which
medical use license they are identified
on, the NRC believes that it is overly
restrictive not to allow them to serve as
an RSO on any medical use license.
Therefore, a modification is made that
will allow an AU, AMP, or ANP listed
on any medical use license or permit to
serve as an RSO or ARSO. This change
will increase the number of individuals
available to serve as RSOs and ARSOs
on NRC medical licenses. Additionally,
these ARSOs and RSOs could serve as
preceptors for an individual seeking to
be named as the RSO.
Participants at the public workshops
held in the summer of 2011 broadly
supported the proposed change to allow
an ARSO to be named on a license. The
T&E requirements for an ARSO were
discussed, and stakeholders strongly
supported the NRC’s position that the
ARSOs must meet the same
qualifications as the RSO for their
assigned sections of the radiation safety
program.
The final rule amends multiple
sections of 10 CFR part 35 to
accommodate the new ARSO position.
g. Additional Issues and Clarifications
Additional amendments are discussed
in Section VI, Section-by-Section
Analysis, of this document.
B. When will these actions become
effective?
The final rule will become effective
180 days from its publication in the
Federal Register. In the proposed rule
published on July 21, 2014, the NRC
requested comments on whether a 180day effective date for the final rule is
sufficient to communicate the changes
to all practitioners, and for practitioners
to revise procedures, train on them, and
implement the changes. The NRC
received three comments on this
question. These comments are discussed
in Section V., Public Comment
Analysis, of this document. Based on
the comments received, the NRC has
determined that a 180-day effective date
is sufficient to implement the final rule.
IV. Opportunities for Public
Participation
The NRC staff submitted a proposed
rule to the Commission for approval on
August 8, 2013, SECY–13–0084,
‘‘Proposed Rule: Medical Use of
Byproduct Material—Medical Event
Definitions, Training and Experience,
and Clarifying Amendments.’’ The
Commission approved the NRC staff’s
recommendation to publish the
proposed rule, with certain changes
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directed by the Commission, in the SRM
to SECY–13–0084, dated, January 6,
2014. The proposed rule (79 FR 42410)
was published on July 21, 2014, for a
120-day comment period that ended on
November 18, 2014. However, the
proposed rule inadvertently omitted the
one-time implementation costs from the
information collection burden estimate.
Therefore, a correction to the proposed
rule (79 FR 56524) was published in the
Federal Register on September 22, 2014,
correcting the information collection
burden estimate and allowing the public
30 days to comment on the information
collection burden.
During the comment period, the NRC
staff held a public meeting on October
8, 2014, to better inform stakeholders of
the proposed amendments and the
various methods by which to provide
comments on the proposed rule. Also, a
public meeting was held on February
10, 2015, to better understand the
comments made by Spectrum
Pharmaceuticals. Spectrum
Pharmaceuticals expressed concern
about the proposed additional case work
requirements in § 35.396 for the
radionuclides used primarily for their
alpha emissions and requested the NRC
require 80 hours rather than the
required 700 hours of specialized
training for any physician so that an
oncologist or a hematologist may
administer parenteral radioactive drugs.
Early public input on the proposed
rule was solicited through various
mechanisms. The proposed
amendments and preliminary draft rule
text were discussed at the two
transcribed facilitated public workshops
that were conducted in New York City,
New York, on June 20–21, 2011; and in
Houston, Texas, on August 11–12, 2011.
The purpose of the workshops was to
solicit key stakeholder input on topics
associated with the definition of an ME,
including the requirements for reporting
and notifications of MEs for permanent
implant brachytherapy, and on other
medical issues that were being
considered in the proposed rulemaking.
These workshops were initiated as a
result of the Commission’s direction to
the NRC staff in the SRM to SECY–10–
0062, which specified that the staff
should work closely with the ACMUI
and the medical community to develop
ME definitions that would protect the
interests of patients. The Commission
also directed that these definitions
should allow physicians the flexibility
to take actions that they deem medically
necessary, while preserving the NRC’s
ability to detect misapplications of
radioactive material and failures in
processes, procedures, and training. The
panelists for the workshops included
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representatives from the ACMUI,
Agreement States, and professional
societies, and a patients’ rights
advocate.
For certain amendments, the NRC
posted preliminary draft rule text
(ADAMS Accession No. ML111390420)
for a 75-day comment period on
www.regulations.gov. The availability of
the draft rule language was noticed in
the Federal Register on May 20, 2011
(76 FR 29171). The NRC received 11
comment letters on this preliminary
draft rule text. These comment letters
are also posted on www.regulations.gov
under Docket ID NRC–2008–0175. The
NRC staff reviewed the comments and
considered them in developing the
proposed rule text.
V. Public Comment Analysis
A. Overview of Public Comments
The NRC received 69 comment letters
that contained over 100 individual
comments. The comment letters are
posted on www.regulations.gov under
Docket ID NRC–2008–0175. The
commenters included several
professional societies including the
American Brachytherapy Society,
American College of Radiology, Health
Physics Society, American Academy of
Health Physics, American Society for
Radiation Oncology, American
Association of Physicists in Medicine,
Council on Radionuclides and
Radiopharmaceuticals, the Organization
of the Agreement States, and the
Conference of Radiation Control
Program Directors. Other commenters
included individual States, practicing
physicians, medical physicists, RSOs,
nuclear pharmacists, individual
members of the public, and a member of
Congress. The NRC also received several
comment letters after the public
comment period closed. The NRC was
able to consider and respond to several
of these comments. However, two
comment letters on the T&E
requirements for alpha and beta emitters
were submitted so late in the
rulemaking process that it was not
practical for the NRC to consider these
comments in this rulemaking.
For the ME criteria for permanent
implant brachytherapy, the commenters
generally supported the activity-based
criteria instead of the current dosebased criteria for the treatment site. The
commenters did not support the criteria
related to the dose to normal tissues
located outside the treatment site, and
normal tissues located within the
treatment site. The commenters also
expressed concern with the proposed 5
cubic centimeter volume of the normal
tissue specification for the absorbed
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dose criteria for normal tissues. The
commenters stated numerous practical
difficulties in making these dose
assessments. They stated that the
volume of a maximally exposed 5
contiguous cubic centimeters of normal
tissue appears reasonable in theory.
However, it will be difficult to
determine in practice with current
technology. They expressed concern
that the treatment planning systems
typically report dose-volume histograms
to structures, but they do not identify
contiguous volumes. Based on these
concerns, this final rule ME criteria in
§ 35.3045 does not include dose to
normal tissues located outside, or
within the treatment site.
There were numerous comments on
the compatibility category for the
Agreement States for § 35.3045, Report
and notification of a medical event.
Members of the medical community
submitted ten comments in support of
Compatibility Category B. The OAS, the
Conference of Radiation Control
Program Directors (CRCPD), and all 7 of
the Agreement States that submitted
comments supported Compatibility
Category C. This issue is fully discussed
in Part I, Public Comments on the
Specific Issues on Which the NRC
Requested Comments.
The commenters expressed concern
about confusion among AUs
surrounding the definition of ME and
WDs related to Yttrium-90 (Y-90)
microspheres. The NRC staff has
determined that the use of Y-90 would
continue to be licensed under § 35.1000,
‘‘Other medical uses of byproduct
material or radiation from byproduct
material.’’
The commenters were generally
supportive of the proposed regulation
that allows for the naming of an ARSO
on the license.
The commenters were supportive of
the proposed removal of attestation
requirements for the board-certified
individuals, and other changes to the
attestation requirements that are
retained for individuals applying
through the alternate pathway.
The commenters were not supportive
of the proposed additional case work
requirements for the radionuclides used
primarily for their alpha emissions.
They were concerned that the proposed
regulation has the unintended
consequence of increasing the burden of
the work experience requirement for
those seeking to administer therapeutic
radiopharmaceuticals such as alpha and
beta emitters. They indicated that it may
prove too burdensome for certain
practitioners, particularly those in areas
far removed from teaching hospitals and
urban centers, to participate in three
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proctored cases in each of these specific
categories. They stated that the result
will be to limit patient access to these
safe and effective pharmaceuticals
among what is already a disadvantaged
population.
With regard to the proposed reporting
and notification of failed Mo-99/Tc-99m
and Sr-82/Rb-82 generators in § 35.3204,
the commenters stated that the 30-day
deadline to report should be shortened
to more effectively address patient
safety concerns. In response to this
comment, the final rule has been
changed to require a 7-calendar-day
reporting and notification time for a
failed generator.
B. Public Comments and NRC
Responses
The NRC carefully considered the
public comments in developing the final
rule. This section summarizes the
comments that the NRC received on the
proposed rule and provides responses to
these comments. Part I discusses the
specific comments received on the
issues on which the NRC specifically
requested comments and discusses the
NRC’s responses to these comments.
Part II discusses comments received on
the specific sections of the 10 CFR part
35 amendments in the proposed rule
and the NRC’s responses to these
comments.
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Part I Public Comments on the
Specific Issues on Which the NRC
Requested Comments
In the proposed rule, the NRC
requested comments on the following
specific issues:
i. Dose-Volume Specification for
Determining Absorbed Dose to Normal
Tissue for MEs Under § 35.3045, Report
and Notification of an ME
The NRC asked whether, in defining
MEs, the proposed volume of 5
contiguous cubic centimeters dosevolume specification for an absorbed
dose to normal tissue located both
outside and within the treatment site is
appropriate. The NRC also asked
whether the application of the proposed
ME definition for normal tissue based
on the absorbed dose to the maximally
exposed 5 contiguous cubic centimeters
during permanent implant
brachytherapy is appropriate for all
potential treatment modalities, or
whether it may result in unintended
consequences for tissues or organs
adjacent to the treatment site.
The NRC received numerous
comments on this issue. The comment
summaries and NRC responses to
comments on this issue are discussed in
Part II, Comments on Specific Sections
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in the Proposed Rule, under §§ 35.41
and 35.3045.
ii. Implementation Period
The NRC asked whether a 180-day
effective date for the final rule is
sufficient to communicate the changes
to all practitioners and for practitioners
to revise procedures, train on them, and
implement the changes. Three
commenters responded to this question.
One commenter stated that 180 days is
sufficient to implement the rule.
However, two commenters stated that
365 days or more is needed to
implement significant changes related to
the dose evaluation requirements
proposed for the ME criteria portion of
the rule. Two commenters also
recommended that the amendments
related to PRM–35–20 should be
implemented immediately, or in no
more than 30 days. Because the ME
criteria related to the dose evaluations
to normal tissues are removed in the
final rule, the NRC determined that 180
days is sufficient to implement the final
rule.
iii. Impact on Clinical Practice
The NRC asked if any of the changes
in the proposed rule are likely to
discourage licensees from using certain
therapy options or otherwise adversely
impact clinical practice, and if so, how.
The NRC received several comments
on this issue. The comment summaries
and NRC responses to comments on this
issue are discussed in Part II, Comments
on Specific Sections in the Proposed
Rule, under §§ 35.390 and 35.396.
iv. Compatibility Category for the
Agreement States for § 35.3045, Report
and Notification of a Medical Event
Currently § 35.3045, Report and
notification of a medical event, is
designated as Compatibility Category C
for the Agreement States. This
designation means that the essential
objectives of the requirement should be
adopted by the State to avoid conflicts,
duplications, or gaps. The manner in
which the essential objectives are
addressed in the Agreement State
requirements need not be the same as
NRC requirements, provided the
essential objectives are met. Under
Compatibility Category C, Agreement
States may require the reporting of MEs
with more restrictive criteria than those
required by the NRC if they do not
create a conflict, duplication or gap with
the essential objectives of the regulation.
Some medical licensees have multiple
locations, some of which are NRCregulated and some of which are
Agreement State-regulated. Many of
these licensees would prefer a
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Compatibility Category B designation
for uniformity of practice and
procedures among their different
locations. A Compatibility Category B
designation is for those program
elements that apply to activities that
have direct and significant effects in
multiple jurisdictions.
During the development of the
proposed rule, the OAS expressed a
strong desire to retain a dose-based ME
reporting criterion for the treatment site
if NRC regulations are revised to include
only activity-based criteria for
determining MEs for permanent implant
brachytherapy. The OAS had no
objection to the introduction of the
activity-based criteria, as long as the
dose-based criteria could be retained by
the Agreement States. With a
Compatibility Category C designation,
some Agreement States indicated they
could require both the dose-based
criterion and source-strength based
criterion, as long as the Agreement State
reports to the NRC using the reporting
criteria that meets the essential
objectives of the NRC regulatory
requirements. As discussed in the
proposed rule published on July 21,
2014, for some Agreement States,
Compatibility Category B is difficult to
achieve because their regulations must
also meet specific state requirements
based on the state agencies in which the
radiation control regulators reside. Also,
Agreement States may have existing
laws requiring the collection of
additional information on medical
diagnostic and therapy procedures.
If the level of compatibility for
§ 35.3045 were to be raised to
Compatibility Category B, Agreement
State requirements would need to be
essentially identical to those of the NRC.
Compatibility Category B is applied to
requirements that have significant direct
transboundary health and safety
implications.
The ACMUI in its report to the NRC
(Enclosure 4 to SECY–13–0084)
recommended that MEs related to
permanent implant brachytherapy be
designated as Compatibility Category B.
The ACMUI was concerned with the
proposed designation as Compatibility
Category C, which would allow the
Agreement States to retain the dosebased criteria for an ME for permanent
implant brachytherapy. The ACMUI
asserted that a Compatibility Category C
would continue to result in clinically
insignificant occurrences being
identified as MEs by Agreement States
and thereby perpetuate the confusion
associated with the current dose-based
criteria. The ACMUI stated that the most
important component of the rationale
for conversion from dose-based to
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activity-based criteria is the failure of
dose-based criteria to sensitively and
only specifically capture clinically
significant MEs in permanent implant
brachytherapy.
The Commission, in the SRM to
SECY–13–0084, directed the NRC staff
to designate § 35.3045 as Compatibility
Category B in the proposed rule, which
was subsequently published on July 21,
2014 (79 FR 42410). The NRC
specifically invited comments on the
appropriate compatibility category for
ME reporting under § 35.3045.
The NRC received 19 comments on
this issue. The medical community
submitted ten comments in support of
Compatibility Category B. The
Organization of the Agreement States
(OAS), the Conference of Radiation
Control Program Directors (CRCPD), and
7 Agreement States submitted
comments in support of Compatibility
Category C. The medical community
commenters stated that some medical
licensees practice at multiple locations,
some of which are NRC-regulated and
some of which are Agreement Stateregulated. These commenters stated that
a Compatibility Category B designation
would allow for uniformity of practice
and procedures across the country. They
stated that moving § 35.3045 from
Compatibility Category C to B is
appropriate and necessary. The
commenters from the medical
community also stated that they
recognize that the Agreement States
oppose a change in Compatibility
Category, citing state legislative
requirements, the difficulty in changing
state regulations, and the fact that States
do not perceive a problem with the
current dose-based definition. While the
commenters from the medical
community appreciate these concerns,
they believed these concerns are
outweighed by the importance of having
a consistent definition throughout the
country to prevent confusion and
unnecessary reporting of otherwise
medically acceptable events. They
expressed concern that a Compatibility
C designation would allow Agreement
States to implement unnecessarily more
expansive criteria that may classify
medically acceptable procedures as an
ME.
The Agreement States, OAS, and
CRCPD recommended that the
compatibility designation for ME
reporting under § 35.3045 be designated
as Compatibility C. They argued that
under Compatibility Category C the
Agreement States would continue to
have the flexibility to add additional
reporting terms (for example, shorter
timelines for reporting, or a requirement
to report diagnostic MEs). Several
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Agreement States questioned how a
single medical incident at a single
facility can have ‘‘direct and significant
effects in multiple jurisdictions.’’ They
further added that the Compatibility
Category C designation has been
adequate for the reporting requirements
for radiography, irradiator, and well
logging licensees who routinely work in
multiple jurisdictions. One Agreement
State stated that the proposed activitybased ME reporting criteria should be
added to the existing dose-based
criteria, rather than replace it. The
Agreement State stated that it would
require licensees to apply both criteria,
and only those MEs that meet the NRC’s
proposed activity-based criteria would
be reported to the NRC.
Based on these comments, and review
of the NRC’s Management Directive 5.9
‘‘Adequacy and Compatibility of
Agreement State Programs,’’ NRC staff
determined that ME reporting under
§ 35.3045 should be designated as
Compatibility Category C. Under
Compatibility Category C, the
Agreement States must adopt the
essential objective of the requirement to
avoid conflicts, duplications, or gaps.
The essential objective of § 35.3045 is to
maintain a consistent national program
for reporting MEs. A consistent national
program for reporting MEs allows the
NRC to identify trends or patterns,
identify generic issues or concerns,
recognize inadequacies or unreliability
of specific equipment or procedures,
and determine why an event occurred
and whether any actions are necessary
to improve the effectiveness of NRC and
Agreement State regulatory programs.
The NRC has determined that
allowing Agreement States to use the
dose-based criteria in addition to the
activity-based criteria for permanent
implant brachytherapy MEs in
§ 35.3045(a)(2) would create
inconsistencies in the national reporting
program and disrupt the NRC and
Agreement States’ ability to use the
national program for reporting MEs for
the purposes described above. As a
result, the use of dose-base criteria
instead of activity-based criteria would
create a conflict with the NRC’s
essential objective of this regulatory
provision, which could impair the
effective and orderly regulation of
agreement material on a nationwide
basis.
The NRC staff concluded that the
continued use of a dose-based criteria
could: (1) Preclude a practice in the
national interest to have consistent
reporting and notification standard; (2)
impair effective communication; and (3)
preclude an effective review or
evaluation by the Commission and
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Agreement State programs for agreement
material with respect to protection of
public health and safety. Under
Compatibility Category C for reporting
permanent implant brachytherapy ME’s,
the regulatory provision uses activitybased criteria to ensure the consistent
reporting of significant events as MEs
across the country. Agreement States’
use of dose-based criteria for these
reporting requirements would not be
compatible with this provision because
it conflicts with the essential objective
of this provision to maintain a
consistent national program for
reporting MEs.
The NRC staff considered
Compatibility Category B for the ME
criteria for permanent implant
brachytherapy in § 35.3045(a)(2), but
concluded that this designation is not
justified, because ME reporting, while
important to the effective and orderly
regulation of agreement material on a
nationwide basis, does not have
significant direct transboundary
implications. As a Compatibility
Category C regulatory provision, the
Agreement States have the flexibility to
include, for example, a shorter reporting
time, but the use of dose-based ME
reporting criteria for permanent implant
brachytherapy would create conflicts
and inconsistencies with respect to the
national reporting program. Therefore,
the NRC will not accept, under
Compatibility Category C, Agreement
State use of dose-based criteria for
permanent implant brachytherapy ME
reporting.
The comment summaries and NRC
responses on this issue are discussed in
Part II of this section, under § 35.3045.
Part II Comments Received on the
Specific Sections in the Proposed Rule
Section 30.34(g)
of Licenses
Terms and Conditions
Comment: One commenter noted that
Tc-99m decays much faster than Mo-99,
therefore, every Tc-99m generator eluate
will eventually exceed the regulatory
limit. Because of this, the commenter
stated that the language in the proposed
rule text would require every eluate to
be reported. The commenter proposed
revising the rule text in § 30.34(g) to
clarify that the licensee would only
report measurements of a Tc-99m
generator elution that exceeded the
regulatory limits at the time of generator
elution.
Response: The rule text was modified
in response to this comment. The NRC
agrees with the commenter that the
proposed rule text was not clear in
§ 35.204(e) and has amended it to clarify
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that the reporting requirements only
apply at the time of generator elution.
Section 35.2
Definitions
Issue 1: Definition of an Associate
Radiation Safety Officer
Comment: One commenter agreed
with and supported the new definition
of an Associate Radiation Safety Officer.
Response: The comment supports
language in the rule; therefore, no
response is required.
Comment: One commenter stated that
some Agreement States are already
using the term Assistant Radiation
Safety Officer and suggested the NRC
allow the use of a term other than
‘‘Associate,’’ such as ‘‘Assistant.’’ The
commenter stated that this change
would alleviate the workload required
to modify certain Agreement States’
medical licenses. Another commenter
requested that the terms Assistant and
Associate be used interchangeably.
Response: No change was made to the
rule text based on this comment. To
establish a clear regulatory requirement,
the term Associate Radiation Safety
Officer (ARSO) is retained. Although the
term Assistant RSO is used in some
Agreement States, each Agreement State
may require individuals to meet
different T&E standards to be named as
an Assistant RSO on a license.
Therefore, any individual whom an
Agreement State has designated as an
Assistant RSO is not recognized by the
NRC and may not be recognized by
other Agreement States. The new
definition will establish clear and
concise requirements that an individual
would need to meet in order to be
recognized as an Associate RSO by the
NRC and Agreement States.
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Issue 2: Definition of an Ophthalmic
Physicist
Comment: One commenter asserted
that there was not a sufficient need to
create an ophthalmic physicist
designation and that by doing so the
NRC will set a precedent for other
source-specific designations, rendering
the AMP obsolete.
Response: No change was made to the
rule text based on this comment. The
designation of an ophthalmic physicist
is retained. Authorized Users who work
in remote areas may not have ready
access to an AMP to perform the
necessary calculations and other
activities outlined in the new § 35.433
to support the ophthalmic treatments.
This rule change will make the
procedure involving the use of Sr-90
sources for ophthalmic treatments
available to more patients located in
remote areas. The NRC does not believe
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the addition of the ophthalmic physicist
will render the AMP obsolete because
the primary role of the AMP is to
support the medical uses under § 35.600
and certain uses under § 35.1000. The
proposed revision would not prohibit an
AMP from assisting the ophthalmic AU.
Issue 3: Definition of a Preceptor
Comment: One commenter agreed
with and supported the new definition
of a Preceptor.
Response: The comment supports
language in the rule; therefore, no
response is required.
Section 35.24 Authority and
Responsibilities for the Radiation
Protection Program
Comment: One commenter asserted
that ARSOs should not be named on a
medical license but licensees should be
allowed to name ARSOs in their
radiation programs. The commenter
disagreed with the NRC’s argument that
licensees are having a difficult time in
naming an RSO due to an RSO not being
able to sign a preceptor form. Further,
the commenter stated that ‘‘[t]he NRC
and Agreement States are authorized to
approve a proposed licensee’s RSO
based upon their T&E without the
preceptor attestation.’’
Response: No change was made to the
rule text based on this comment. The
NRC maintained the provision to name
ARSOs on medical licenses to avoid
confusion between individuals named
on a license as opposed to individuals
working in a radiation program and to
establish regulatory requirements for
training and experience. This will allow
the individual who is named as an
ARSO to be recognized by Agreement
States and the NRC as an RSO or ARSO
for the same medical uses on another
license without resubmitting his or her
T&E documents.
The ACMUI identified two issues
with respect to securing an RSO’s
signature on a preceptor statement:
There were not enough preceptors and
some preceptors were not willing to sign
preceptor statements. Naming the
ARSOs on a license and permitting
them to sign preceptor forms will
increase the number of individuals who
may sign the preceptor forms. Changes
to the attestation language will remove
impediments for individuals who were
not willing to sign the previous
preceptor statements. These changes
will enhance opportunities for RSO
candidates.
The NRC disagrees with the comment
that RSOs are approved based upon
their T&E without a preceptor
statement. Under current regulations, an
individual seeking to be named as an
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RSO on a medical license must submit
a preceptor statement. The new
provision in this rulemaking will only
remove the preceptor attestation
requirements for individuals who are
certified by a board recognized by the
NRC or Agreement States. Individuals
seeking to be named as an RSO or ARSO
under the alternate pathway will need
to submit a preceptor statement.
Comment: One commenter
recommended revising the rule text in
§ 35.24(b) to read, ‘‘These duties and
tasks are restricted to the types of use
for which the Associate Radiation Safety
Officer is listed on the license as an AU,
AMP or ANP, or has training in the
radiation safety, regulatory issues and
emergency procedures.’’ The commenter
believed that this revision ‘‘would align
it with 30.50(d).’’
Response: The NRC assumes the
commenter intended to reference
proposed § 35.50(d) not § 30.50(d). The
ARSO must be listed on a license before
being assigned duties and tasks as an
ARSO. The individual may be assigned
tasks outside of the agreed upon list of
ARSO duties and tasks in order to
obtain additional T&E.
The commenter’s proposed text
would imply that the ARSO is listed on
a license as an AU, AMP, or ANP. This
is not always the case. Further, as
written in the proposed rule and in the
rule text suggested by the commenter,
the regulations could have permitted the
RSO to assign duties and tasks to the
individual as the ARSO for which he or
she was not fully qualified (i.e., assigned
duties and tasks for a type of use for
which he or she was not listed on the
license). Therefore, for clarification, the
NRC has revised the rule text in
§ 35.24(b) to read, ‘‘These duties and
tasks are restricted to the types of use
for which the Associate Radiation Safety
Officer is listed on the license.’’
Comment: Two commenters
expressed concern that there is no clear
guidance or a policy on the number of
licenses on which an individual could
be named as an RSO or an ARSO. One
commenter requested that the NRC
develop this policy or guidance. The
other commenter recommended that the
NRC, Agreement States, ACMUI, and
the medical community work together
to develop guidance or a policy that can
be consistently applied across all
regulatory jurisdictions to establish the
minimum amount of time an RSO or an
ARSO listed on multiple licenses would
be required to spend at each licensed
facility.
Response: No change was made to the
rule text based on these comments.
Current NRC regulations do not limit
the number of licenses on which an
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RSO can be listed concurrently. Some
Agreement States limit the number of
licenses on which an individual may be
named as the RSO. The NRC regulations
do not impose any such limit. Rather,
the NRC evaluates, on a case-by-case
basis, whether the proposed RSO would
have sufficient involvement in the
program and if necessary, limits the
number of licenses on which that RSO
is named.
Section 35.40 Written Directives
Comment: One commenter questioned
the phrase in § 35.40 (b)(6)(i): ‘‘. . . if
appropriate, the expected absorbed
doses to normal tissues located within
the treatment site,’’ and stated that the
term ‘‘appropriate’’ is very subjective.
The commenter also asked who decides
if normal tissues are located within the
treatment site and if this is a clinical
decision. The commenter was
concerned that an inspector might
determine appropriateness differently
than the licensee’s AU or AMP,
resulting in a potential violation based
on a difference in interpretation. The
commenter believes that the WD should
not include expected doses to normal
tissues located within the treatment site
because there may be clinical reasons
for an AU to accept a higher dose to a
normal structure in close proximity to
involved tissues.
Response: The rule text was modified
based on this and other comments. The
NRC agrees that, for permanent implant
brachytherapy, the determination of the
appropriate dose to normal tissue (if
any) located within the treatment site is
a matter of medical judgment. The NRC
has removed the reference to dose to
normal tissue located within the
treatment site. The rule text in
§ 35.40(b)(6)(i) was modified to remove
the requirement to include in the preimplantation WD the language ‘‘if
appropriate, the expected doses to
normal tissues located within the
treatment site.’’
Comment: One commenter stated that
the wording of § 35.40(b)(6) refers to
‘‘permanent implant brachytherapy,’’
but the remainder of the rule reads as if
it was written for brachytherapy seeds.
The commenter noted that Y-90
microspheres are sealed brachytherapy
sources that are permanently implanted.
The commenter asked if the new rule
may be used in place of the existing
guidance for Y-90 microsphere use
under § 35.1000.
Response: No change was made to the
rule text based on this comment. The
term ‘‘permanent implant
brachytherapy’’ is used to refer to
manual brachytherapy procedures
performed in accordance with § 35.400.
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The NRC considers Y-90 microspheres
to be manual brachytherapy sources;
however, they have unique properties
that prevent them from being regulated
under all the provisions of § 35.400.
Therefore, they are regulated under
§ 35.1000. Consequently, the new rule
does not apply to the use of Y-90
microspheres.
Comment: One commenter supported
specification of a ‘‘before implantation’’
and an ‘‘after implantation’’ assessment
as an excellent improvement from the
current regulations. However, the
commenter stated that defining the
‘‘treatment site’’ is a concern for prostate
procedures. The commenter noted that
an AU may need to change the
definition of the treatment site and
intended doses to critical structures
based on intraoperative imaging results.
This could result in the evaluation for
an ME for absorbed dose to normal
tissue to be based on a condition that
changed during the implant procedure.
Response: The rule text was modified
in response to this comment. The rule
text in § 35.40(b)(6)(ii) was changed to
allow the AU to change the description
of the treatment site in the postimplantation WD. The NRC agrees that
an AU needs flexibility to change the
definition of the treatment site based on
the condition of the patient and imaging
results obtained during the implant
procedure. Further, based on other
comments, the NRC removed the
requirements to include, in the WD, the
absorbed dose to normal tissue in
§ 35.40(b)(6)(i).
Comment: One commenter stated that
the after implantation WD requirement
in § 35.40(b)(6)(ii) is consistent with
clinically relevant circumstances.
However, the commenter believes that it
would be appropriate to list the number
of seeds purposely implanted outside
‘‘the prostate plus margin specified in
the prescription,’’ because this
information will be needed when
determining an ME.
Response: No change was made to the
rule text based on this comment. The
AU defines the treatment site in the WD
in the way he or she believes to be
medically appropriate, including any
margin. The AU may define the
treatment site to include all tissues into
which sources have been purposely
implanted.
Comment: Two commenters
supported the requirement in
§ 35.40(b)(6) for a two-part WD for
permanent implant brachytherapy, with
one part before implantation and a
second part after implantation. One
commenter stated that ‘‘documentation
of the number of sources and total
source strength is easily determined
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within 24 hours after implant
completion.’’
Response: The comment supports
language in the rule; therefore, no
response is required. However, the NRC
notes that the post-treatment WD has to
be completed before the patient leaves
the post-treatment recovery area.
Comment: Two commenters
supported the proposal to allow
modification of the WD based on the
medical situation encountered by the
physician during the permanent implant
brachytherapy procedure. One of the
commenters noted that when
modifications to the WD are medically
necessary, these modifications should
not constitute an ME.
Response: The comment supports
language in the rule; therefore, no
response is required.
Section 35.41 Procedures for
Administrations Requiring a Written
Directive
Comment: One commenter stated that
the method and timing of the
comparison in § 35.41(b)(6)(i) is unclear.
The commenter noted that there is no
requirement to include in the postimplantation WD the number of sources
implanted outside the treatment site.
The commenter believes that comparing
the total source strength implanted
outside of the treatment site with the
total source strength implanted inside
the treatment site is unreasonable
because some sources may intentionally
be implanted outside the treatment site
as defined in the pre-implantation WD.
The commenter suggested rewriting this
section to clearly specify that the
concern is errors in source placement,
not sources outside the treatment site.
Response: No change was made to the
rule text based on this comment.
Section 35.41(b)(6)(i) requires a licensee
to determine, within 60 days from the
date the permanent brachytherapy
implant was performed, the total source
strength administered outside of the
treatment site compared to the total
source strength documented in the postimplantation portion of the WD. The AU
defines the treatment site (as defined in
§ 35.2) in the WD in any way he or she
believes to be medically appropriate.
The AU may define the treatment site to
include all tissues into which sources
will be purposely implanted. Therefore,
the total source strength implanted in
unintended locations would be
compared with the total source strength
documented in the post-implantation
portion of the WD.
Comment: One commenter stated that
it appears reasonable in theory to
determine absorbed dose to the
maximally exposed 5 contiguous cubic
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centimeters of normal tissue. However,
the commenter believes that it will be
difficult to make this determination
using current technology. The
commenter stated that ‘‘planning
systems typically report dose-volume
histograms to structures, but they do not
identify contiguous volumes.’’
Response: The rule text was modified
based on this comment. The rule text in
§ 35.41(b)(6) was modified to remove
§ 35.41(b)(6)(ii) and (iii). The NRC
acknowledges that while some
treatment planning systems can identify
contiguous volumes, others cannot. In
response to this concern and concerns
raised by other commenters, the NRC
removed subparagraphs (ii) and (iii),
which would have required the licensee
to determine the absorbed dose to
normal tissues located both outside and
within the treatment site.
Comment: One commenter
recommended modifying § 35.41(a) by
adding: ‘‘(3) After administration, an ME
as defined in § 35.3045 has not occurred
. . .’’
Response: No change was made to the
rule text based on this comment. The
NRC determined that the recommended
rule change is not necessary because
§ 35.41(b)(5) requires that at a
minimum, the procedures required by
§ 35.41(a) include ‘‘[d]etermining if a
medical event, as defined in § 35.3045,
has occurred.’’
Comment: Several commenters noted
that the proposed regulation would
apply to all permanent brachytherapy
implants, including lung mesh
procedures. They stated that licensees
do not routinely perform dose
assessments because the mesh is
visually sewn to the lung in the
prescribed location and the sources are
not vulnerable to migration. The
commenters recommended excluding
lung mesh treatments from the
requirements of § 35.41(b)(6).
Response: The rule text was modified
based on this and other comments. The
NRC recognizes the difficulty in
determining the absorbed dose to
normal tissues for treatments that use
mesh material with permanent
brachytherapy sources incorporated into
the mesh. In response to this concern
and those raised by other commenters,
the NRC removed subparagraphs (ii) and
(iii) in § 35.41(b)(6), which would have
required the licensee to determine the
absorbed dose to normal tissues located
both outside and within the treatment
site. The NRC retained § 35.41(b)(6)(i) to
determine the total source strength
administered outside of the treatment
site compared to the total source
strength documented in the postimplantation WD for all permanent
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brachytherapy, including mesh
procedures. The NRC retained this
requirement because it is important to
ensure that the use of the radionuclide
is in accordance with the WD.
Comment: Several commenters stated
that they support the requirement for
performing a post-implant dosimetric
evaluation of each permanent
brachytherapy implant within 60 days.
However, there may be other obstacles
to meeting this 60-day requirement,
beyond patient unavailability, that
should be added to the rule text. For
example, one commenter noted that a
machine may be broken and the facility
may not have a backup, or the facility
may have lost electricity because of a
storm. The commenters suggested
modifying the language in § 35.41(b)(6)
to also allow written justification related
to other factors ‘‘outside the control’’ of
the licensee.
Response: No change was made to the
rule text based on these comments. A
60-calendar-day time frame ensures that
the licensee has ample time to make
arrangements for the required
determination in § 35.41(b)(6). If the
licensee’s imaging device malfunctioned
or the facility lost electricity, it should
be possible to refer the patient to
another facility for the imaging study
within the 60-day time frame. Further,
in response to other comments, NRC reevaluated the requirements for postimplant dosimetric evaluation to the
normal tissue and has removed this
requirement.
Comment: One commenter believes
that the assessment of permanent
brachytherapy implants described in
§ 35.41(b)(6) should be part of the
medical evaluation of the treatment and
not part of the procedures to provide
high confidence that the administration
is in accordance with the WD. The
commenter also noted the difficulty in
meeting this requirement, if it is
retained, for permanent implants of
certain large tumors. In these cases, a
surgical procedure to remove part of the
tumor may be performed shortly after
the implant and this may result in
intentional removal of many of the
seeds. Post-implant removal of sources
will change the dose to normal tissues.
The commenter stated that the proposed
regulation appears to require re-imaging
to localize the remaining sources to
perform the required assessment;
however, it is unlikely that this
additional assessment was intended.
Response: The rule text was modified
in response to other comments. The
NRC modified the rule text in
§ 35.41(b)(6) to remove the requirement
to determine the absorbed dose to
normal tissues located outside the
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treatment site and within the treatment
site. The NRC retained the requirement
to determine the total source strength
administered outside of the treatment
site compared to the total source
strength documented in the postimplantation WD. It is likely that most
licensees will perform the
determination of total source strength
administered outside of the treatment
site by performing an imaging study
such as a computed tomography scan. If
it is necessary to remove part of the
tumor shortly after the implant, this
imaging study may be performed before
the tumor removal.
Section 35.50 Training for Radiation
Safety Officer and Associate Radiation
Safety Officer
Comment: One commenter agreed
with the changes in the T&E
requirements for AUs, medical
physicists, RSOs, and nuclear
pharmacists. The commenter also
supported the establishment of the
ARSO because they believe it provides
a pathway for more individuals to be
RSOs and increases the number of
preceptors available for future RSOs and
ARSOs.
Response: The comment supports
language in the rule; therefore, no
response is required.
Comment: One commenter supported
the inclusion of an ANP in the pathway
to be identified as an ARSO on a
medical license.
Response: The comment supports
language in the rule; therefore, no
response is required.
Comment: Several commenters
supported the removal of the preceptor
statement requirement for individuals
who are certified by a specialty board
whose certification process has been
recognized by the NRC or an Agreement
State and are applying to be named as
an RSO, ARSO, ANP, AMP, or AU.
Response: The comment supports
language in the rule; therefore, no
response is required.
Comment: One commenter supported
ARSOs being named on licenses and
being able to serve as preceptors.
Response: The comment supports
language in the rule; therefore, no
response is required.
Comment: One commenter stated that
the ARSO position created in the
proposed rule does not create a new
pathway for an individual to become an
RSO. The commenter proposed that the
NRC create a new pathway for an
individual to qualify as an RSO by
relaxing the T&E requirements for an
ARSO. This new pathway would require
an individual to meet only the
education requirements in § 35.50 to be
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named as an ARSO and then participate
in a year-long training program. The
commenter’s expectation was that, at
the end of the year-long training
program, the ARSO would have gained
proficiency in each of the areas listed in
the regulations and could work
independently and be qualified to be an
RSO. The commenter also proposed that
management would have the ARSO
agree in writing to be responsible for
implementing the radiation protection
program.
Response: No change was made to the
rule text based on this comment. The
ARSO position created in the proposed
rule does create a new pathway for an
individual to become an RSO. An ARSO
can become an RSO for the same types
of use of byproduct material for which
he or she was assigned duties and tasks
as an ARSO on a medical license. This
new pathway requires the same T&E for
ARSOs as the current regulations for
individuals seeking to be an RSO.
The commenter proposed adding a
pathway for an individual to qualify as
an RSO via the ARSO position. This
proposed pathway is problematic
because it would create a training
program for an individual to become an
ARSO without the individual meeting
all the required T&E for an ARSO or an
RSO. The NRC does not intend for this
rule to create a training program for an
individual to become an ARSO who is
not fully qualified to be an RSO. The
NRC did not include a provision to
require management to have the ARSO
agree in writing to be responsible for
implementing the radiation safety
program because the RSO is responsible
for the radiation safety program. The
RSO may delegate tasks and duties to
the ARSO but the final rule at § 35.24(b)
states that the RSO ‘‘shall not delegate
the authority or responsibilities for
implementing the radiation protection
program.’’
Comment: Two commenters
recommended relaxing the
qualifications for the ARSO to allow onthe-job training while serving in an
assistant or associate position.
Response: No change was made to the
rule text based on these comments. The
commenters’ proposal would have
resulted in recognition of an individual
as an ARSO when the individual had
not satisfactorily completed all the
training and experience qualifications to
perform his or her duties and tasks and
could be recognized as an RSO at a later
date. An ARSO may receive additional
on-the-job training to expand his or her
training and skills to apply for ARSO
status for additional types of use.
Comment: One commenter asserted
that the changes to the regulations
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would permit AUs to be RSOs. Doing so,
according to the commenter, would
weaken the position held by the RSO
because a physician AU acting as the
RSO is doing so as an additional duty.
The commenter asserted that these
RSOs were neither familiar with the
regulations nor the recordkeeping
requirements of a radiation safety
program. The commenter further stated
that if they made a mistake as an AU,
it was often overlooked or corrected by
simply re-writing a prescription for a
particular treatment.
Response: No change was made to the
rule text based on this comment.
Current regulations recognize an AU as
being qualified to be an RSO consistent
with the AU’s authorization and
required radiation safety experience.
This provision was unchanged in this
rulemaking. The NRC expects that all
AUs/RSOs take their responsibilities
and obligations seriously and notes that
AUs/RSOs should not overlook or
‘‘correct’’ errors by ‘‘simply re-writing a
prescription for a particular treatment.’’
Comment: Several commenters
opposed having an ARSO provide a
preceptor attestation for an individual
seeking to be named as an RSO. The
commenters stated that an ARSO is only
responsible for certain duties or limited
sections of the program while the RSO
is responsible for the entire radiation
safety program. One commenter further
recommended that an ARSO should
only be permitted to provide a preceptor
statement for an individual seeking to
be named as an ARSO.
Response: No change was made to the
rule text based on these comments. For
each medical use for which an ARSO is
authorized, the T&E requirements are
the same as that of an RSO. Further, the
requirements for the preceptor are the
same, regardless of whether they are an
RSO or an ARSO. Therefore, an ARSO
can be a preceptor for a potential RSO
or a potential ARSO, but only for those
uses for which the preceptor ARSO is
authorized.
Comment: Two commenters
recommended that AUs, ANPs, or AMPs
be allowed to serve as RSOs on
individual licenses for private practices
(i.e., non-hospital sites).
Response: No change was made to the
rule text based on these comments. The
current regulations already allow AUs,
AMPs, and ANPs to serve as RSOs on
private practice licenses and other nonhospital medical facilities.
Comment: One commenter requested
that the rule text in § 35.50(c)(1), (2),
and (3) be consistent with respect to the
description of the radiation safety
experience and types of use to avoid
confusion. The commenter pointed out
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that the text in paragraphs (c)(1) and (2)
included ‘‘similar types of use’’ whereas
paragraph (c)(3) implies the exact same
types of use.
Response: The rule text was modified
based on this comment. The NRC agrees
with the commenter that there should
be consistency between the rule text in
§ 35.50 (c)(1) and (2). The rule text in
paragraphs (c)(1) and (2) was changed to
read ‘‘has experience with the radiation
safety aspects of similar types of use of
byproduct material for which the
licensee seeks the approval of the
individual as the Radiation Safety
Officer or Associate Radiation Safety
Officer.’’ However, a similar change was
not made to the rule text in § 35.50(c)(3).
The provisions in § 35.50(c)(3) only
address a new license application where
the applicant is requesting that a
qualified individual, who has not
previously been named on a license, be
named as both an AU and the RSO on
the new license. The new license will
authorize only those types of uses for
which the proposed AU/RSO has T&E.
Comment: One commenter sought
clarification on whether § 35.50(c)(3)
applied to a new license with just one
potential AU. The commenter believes
that license reviewers would use
paragraph (c)(3), as written in the
proposed rule, to add the first AU/RSO
and then process a separate licensing
action to add other AUs.
Response: The rule text was modified
based on this comment. The NRC’s
intent in the proposed rule was for the
provision in § 35.50(c)(3) to apply to a
single physician applicant who was not
yet authorized to be an AU and has
requested to be both the AU and RSO.
Based on the comment, the NRC has
broadened the provision in § 35.50(c)(3)
to include an applicant for a new
medical use license with multiple AUs
who requests an individual, qualified
but not yet recognized to be an AU, to
be both an AU and the RSO on the new
license.
Comment: One commenter asserted
that the provisions in § 35.50(c)(2) were
all that were needed in a rural setting to
appoint an individual as both an AU
and an RSO simultaneously, and
§ 35.50(c)(3) was not needed, unless
§ 35.50(c)(3) individuals are not subject
to the requirements in § 35.50(d).
Response: The rule text was modified
based on this comment. For clarity, the
rule text was revised to add a reference
to § 35.50(d) in § 35.50(c)(3) based on
both this and another comment. The
provisions in § 35.50(c)(3) are distinctly
different from the provisions of
§ 35.50(c)(2) and both can be used in
rural areas. Section 35.50(c)(3)
addresses only a new license where the
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physician whom the applicant is
requesting to be named as an RSO has
not yet been listed on a license as an
AU. Section 35.50(c)(2) applies to a new
application or amendment to an existing
license where the applicant or licensee
is requesting to identify an individual
already identified as an AU, AMP, or
ANP on a license or permit as the RSO.
The individuals who meet the
requirements in § 35.50(c)(2) or (c)(3)
must also meet the requirements in
paragraph (d) of this section.
Comment: One commenter stated that
the provisions in § 35.50 in the
proposed rule could be interpreted two
ways. Due to the word ‘‘and’’ between
§ 35.50(c)(3) and § 35.50(d), the
provision in § 35.50(d) could be
interpreted to apply to § 35.50(c)(3).
Alternatively, the provision in
§ 35.50(d) could be interpreted not to
apply to § 35.50(c)(3). The commenter
stated that a revision is necessary to
clarify whether or not paragraph (d)
applies to (c)(3). The commenter also
stated that if paragraph (d) does not
apply to § 35.50(c)(3), this pathway
would permit a large institution
applying for a new license to have an
RSO that did not demonstrate
compliance with § 35.50(d).
Response: The rule text was revised
based on this comment. The rule text
was revised to add a reference to
§ 35.50(d) in § 35.50(c)(3). The NRC
agrees that § 35.50(d) applies to
§ 35.50(c)(3). Although the NRC
intended to provide a pathway for a
single practice physician, if a medical
institution wants to apply for a Part 35
medical use license by adding a
physician (who is qualified but not yet
authorized as an AU) to be both an AU
and the RSO, then the institution could
also use the provisions of § 35.50(c)(3)
to obtain a medical use license. Note
that once a hospital has obtained a
medical use license, the provisions of
§ 35.50(c)(3) no longer apply because
they only apply to new licenses.
Comment: One commenter stated that
the rule text in § 35.50(c)(3) appeared to
be ‘‘backward’’ and suggested that the
paragraph should read ‘‘Is an individual
who is seeking simultaneous approval
both as the Radiation Safety Officer and
the AU on the same new Commission or
Agreement State license and who has
experience with the radiation safety
aspects of the types of use of byproduct
material for which the individual has
Radiation Safety Officer
responsibilities.’’
Response: No change was made to the
rule text based on this comment.
Starting the paragraph with ‘‘Is an
individual who . . .’’ would result in
redundant language because § 35.50
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reads ‘‘Except as provided in 35.57, the
licensee shall require an individual . . .
to be an individual who—. . . (c)(3).’’
Additionally, because the individual
has not yet been identified as an AU or
RSO, the individual does not yet have
the responsibilities of an RSO.
Comment: One commenter stated that
the ARSOs should be fully trained to
manage the radiation safety program
issues for all modalities authorized on
the license. This would simplify the
license in that specialty areas of use
would not have to be listed and
amendments would not be needed for
changes to ARSO specialty areas. The
ARSO would be ready to replace the
RSO with only the delegation of
authority letter from management
needed to qualify the ARSO as RSO.
Response: No change was made to the
rule text based on this comment.
Limiting the ARSO designation to only
those individuals that have T&E in all
the medical types and uses on the
license would not permit individuals
with T&E for some of the medical types
of use on the license to be recognized
as ARSOs. The NRC disagrees with the
commenter’s assertion that the
individuals should be trained for all
modalities so that they could be ready
to replace the RSO. A trained individual
is not necessarily qualified to be the
RSO; the individual would also need to
meet the experience requirements.
Additionally, the NRC disagrees with
the commenter’s assertion that only a
delegation of authority letter is needed
for the ARSO to become an RSO. Only
a regulator can name an individual as
the RSO on a license.
Comment: One commenter agreed
with the proposed addition of ARSOs
but requested a requirement that the
ARSO’s performance and level of
activity be reviewed on an annual basis
by the licensee’s RSO or Radiation
Safety Committee. The commenter
believed this would ensure that only the
active ARSOs with recent experience
are listed on the license.
Response: No change was made to the
rule text based on this comment. The
requirement in § 35.14(b) for a licensee
to notify NRC no later than 30 days after
an ARSO permanently discontinues
performance of duties as an ARSO is
adequate without adding a prescriptive
requirement to annually review the
performance of the ARSO.
Comment: One commenter believed
the T&E of the ARSO should be
designated as Compatibility Category
‘‘C.’’ This would give the state program
the flexibility to more effectively
monitor the roll out of this new
provision without adversely affecting
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either the individuals seeking ARSO
listing/approval or the licensees.
Response: No change was made to the
Compatibility Category for the ARSO
training and experience requirements.
The NRC has determined that § 35.50 is
a Compatibility Category B because T&E
requirements have ‘‘significant direct
transboundary implications.’’ Assistant
RSOs might not meet the requirements
to be an ARSO. Therefore, they may not
be automatically listed as an ARSO on
a license. Individuals named as assistant
RSOs on a state license may continue to
work as an assistant RSO on that
license, but will be required to meet the
requirements in §§ 35.50 and 35.51 if
they would like to be named as an
ARSO.
Comment: Two commenters
supported the establishment of an
ARSO, but the commenters believed the
NRC overemphasized the need to
provide more preceptors. The
commenters stated that the more
important reason for establishing an
ARSO is to recognize more qualified
individuals and increase the pool of
RSOs. One of the commenters further
stated that many states have had ARSOs
or similar individuals or multiple RSOs
on a license for many years and this has
not caused problems.
Response: No change was made to the
rule text based on these comments. The
NRC recognizes that the increase in the
number of individuals meeting the
qualifications in § 35.50 and being
recognized as ARSOs both increases the
number of individuals recognized as
meeting the qualifications for being
RSOs and the number of available
preceptors. The NRC continues to
require under § 35.24(b) that only one
RSO be listed on each medical use
license because that is the individual
responsible for the day-to-day oversight
of the entire radiation safety program.
Section 35.55 Training for an
Authorized Nuclear Pharmacist
Comment: One commenter asserted
that specialized residencies in
pharmacy practice are available and
more are emerging, including nuclear
pharmacy practice residency programs.
The commenter provided a website for
the American Society of Health-System
Pharmacists residency directory, which
contains an online directory of
pharmacy residency programs, in
support of this assertion. The
commenter recommended amending
§ 35.55(b)(2) to read:
Has obtained written attestation that the
individual has satisfactorily completed the
requirements in paragraph (b)(1) of this
section and is able to independently fulfill
the radiation safety-related duties as an
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authorized nuclear pharmacist. The
attestation must be obtained from either: (i)
A preceptor authorized nuclear pharmacist
who meets the requirements in §§ 35.57 or
35.55, or equivalent Agreement State
requirements; or (ii) A residency program
director who affirms in writing that the
attestation represents the consensus of the
residency program faculty where at least one
faculty member is an authorized nuclear
pharmacist who meets the requirements in
§§ 35.57 or 35.55 or equivalent Agreement
State requirements and concurs with the
attestation provided by the residency
program director. The residency training
program must be approved by the
Commission on Credentialing of the
American Society of Health-System
Pharmacists and must include training and
experience specified in § 35.55(b)(1).
The recommended amendment would
add provisions that would allow the
residency program director to provide
an attestation to the T&E requirements
for an ANP similar to those provisions
added for an AU, AMP, and RSO.
Response: No change was made to the
rule text based on this comment. The
NRC reviewed the American Society of
Health-System Pharmacists residency
directory at the provided website. The
residency directory included residency
programs in the United States and two
foreign countries. The website lists only
one nuclear pharmacy residency
program in the United States. Other
residency programs included in Part 35
have been accredited by either the
Residency Review Committee of the
Accreditation Council for Graduate
Medical Education, the Royal College of
Physicians and Surgeons of Canada, or
the Council on Postdoctoral Training of
the American Osteopathic Association.
The Commission on Credentialing of the
American Society of Health-System
Pharmacists has not been evaluated by
the NRC to determine if this
accreditation group is equivalent to the
accreditation groups listed above, and to
do so would be beyond the scope of this
rulemaking. Therefore, the nuclear
pharmacy residency program has not
been included in this rulemaking. The
commenter may submit its
recommendation to the NRC as a
petition for rulemaking under § 2.802.
Comment: One commenter
recommended that the NRC recognize
structured nuclear pharmacy training
programs, sometimes referred to as
certificate programs, by amending
§ 35.55(b)(2) to provide:
(iii) A program director of a structured
nuclear pharmacy training program who
affirms in in [sic] writing that the attestation
represents the consensus of the training
program faculty where at least one faculty
member is an authorized nuclear pharmacist
who meets the requirements in §§ 35.57 or
35.55, or equivalent Agreement State
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requirements and concurs with the
attestation provided by the program director.
The nuclear pharmacy training program must
be part of a College or School of Pharmacy
that is accredited by the Accreditation
Council for Pharmacy Education.
This recommended amendment would
permit program directors of these
programs to sign the preceptor
statement when certain conditions,
similar to the medical residency criteria,
are met. The commenter also stated that
the nuclear pharmacy training program
must be part of a College or School of
Pharmacy and accredited by the
Accreditation Council of Pharmacy
Education.
Response: No change was made to the
rule text based on this comment. The
regulations permit a pharmacist to be
recognized as an ANP as long as the
§ 35.55 T&E requirements are met.
Therefore, if the pharmacist receives his
or her training from a nuclear pharmacy
training program in a college or school
of pharmacy that meets this criterion,
the pharmacist can be recognized as an
ANP. The NRC has not had an
opportunity to evaluate the
Accreditation Council of Pharmacy
Education’s nuclear pharmacy
educational programs, and to do so
would be beyond the scope of this
rulemaking. The commenter may submit
its recommendation to the NRC as a
petition for rulemaking under § 2.802.
Section 35.57 Training for
Experienced Radiation Safety Officer,
Teletherapy or Medical Physicist,
Authorized Medical Physicist,
Authorized User, Nuclear Pharmacist,
and Authorized Nuclear Pharmacist
Comment: Several commenters
supported the revision of § 35.57 to
recognize individuals certified by the
boards named in the previous Subpart J
of 10 CFR part 35 for the modalities that
they practiced on or before October 24,
2005.
Response: The comment supports
language in the rule; therefore, no
response is required.
Comment: One commenter requested
clarification on the type and extent of
documentation an individual will need
to produce to demonstrate that he or she
was practicing certain modalities prior
to 2005 in order to meet the
requirements in § 35.57.
Response: No change was made to the
rule text based on this comment. The
NRC provides T&E guidance in NUREG–
1556, Vol. 9 ‘‘Consolidated Guidance
about Materials Licenses: ProgramSpecific Guidance about Medical Use
Licensees.’’ This NUREG provides
information for meeting the
requirements in § 35.57. Because each
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situation is unique, the applicant’s
submitted documentation will need to
be evaluated on a case-by-case basis.
Comment: One commenter stated that
the proposed additional dosage category
at § 35.390(b)(1)(ii)(G)(4) for the medical
use of alpha-emitting radionuclides
such as Radium-223 dichloride would
result in an unintended consequence.
Specifically, an AU currently authorized
to use Radium-223 dichloride would be
required to have additional work
experience to be authorized for
parenteral use of radiopharmaceuticals
used primarily for their alpha-emitting
characteristics under
§ 35.390(b)(1)(ii)(G)(4). The commenter
requested that, if the NRC retained the
additional proposed dosage category,
that the NRC amend the date in
§ 35.57(b)(1) and (2) from October 24,
2005, to December 31, 2014, or a later
date, to grandfather such individuals.
Response: The rule text was modified
based on a recommendation from the
ACMUI. The effective date of the
grandfathering provisions in the rule
text in § 35.57(b)(1) is changed from
October 24, 2005, to the effective date of
the rule. The commenter is correct that,
as proposed, the rule text would not
permit an AU currently administering
Radium-223 dichloride to be authorized
to use it after the effective date of the
rule, and that was not the intent of the
NRC. The final rule grandfathers all AUs
authorized for medical uses, including
Radium-223 dichloride, on the effective
date of the rule to continue to be able
to administer it after the rule becomes
effective without needing to reapply for
authorization under the new
requirements in §§ 35.390 or 35.396.
However, no change was made to the
rule text in § 35.57(b)(2) because this
section pertains only to those
individuals certified by boards
recognized in Subpart J.
Note that § 35.390(b)(1)(ii)(G)(4) was
deleted and provisions within that
section have been incorporated within
§ 35.390(b)(1)(ii)(G)(3) based on other
comments. Therefore, the category
‘‘parenteral administration of any
radioactive drug that contains a
radionuclide that is primarily used for
its alpha radiation characteristics, for
which a written directive is required’’ is
now included in § 35.390(b)(1)(ii)(G)(3).
After reviewing the ACMUI final
recommendations on the revised part 35
rule, the NRC has determined that an
additional three cases of administering
dosages of radioactive drugs for alphaemitting radiopharmaceuticals for
parenteral administration is not
necessary.
Comment: Two commenters support
the concept of grandfathering the RSO,
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medical physicist, teletherapy physicist,
AMP, AU, nuclear pharmacist, and
ANP. However, the commenters stated
that the date of certification does not
have an impact on an individual’s
qualifications to perform the duties of
an RSO and they do not agree with
limiting the grandfathering provisions to
‘‘those materials and uses that these
individuals performed on or before
October 24, 2005.’’ The commenters
believe the continuing education
requirements for periodic certification
renewal assures that the individual
remains qualified. Thus, all board
certified individuals, regardless of the
date of their initial certification, are
equally qualified to be named as an RSO
or ARSO and that the initial
certification date is immaterial to one’s
present technical expertise.
Response: No change was made to the
rule text based on these comments. The
board certification pathway includes not
only the requirement to be certified but
also that the individual has training in
the radiation safety, regulatory issues,
and emergency procedures for the types
of use for which the licensee seeks
approval. That is why the
grandfathering provisions for the RSO
include the phrase ‘‘those materials and
uses that these individuals performed
on or before October 24, 2005.’’ The
NRC retained the date of October 24,
2005, because that was the expiration
date of the prior T&E requirements
(Subpart J).
Comment: Several commenters
supported the grandfathering of boardcertified individuals but requested the
rule text be changed from ‘‘for the
modalities that they practiced on or
before October 24, 2005,’’ to the
ACMUI-recommended language ‘‘for the
uses [or procedures] covered by their
board certification on October 24,
2005.’’ These commenters stated that
the ACMUI language would eliminate
any potential uncertainty concerning
what the term ‘‘practiced’’ means.
Response: No change was made to the
rule text based on these comments. In
the Ritenour Petition, the petitioner
requested that the NRC grandfather
individuals certified by boards listed in
Subpart J for the modalities that they
practiced as of October 24, 2005.
Further, the board certification pathway
includes not only the requirement to be
certified but also that the individual has
training in the radiation safety,
regulatory issues, and emergency
procedures for the types of use for
which the licensee seeks approval.
Therefore, it is necessary to identify the
modalities that the individual
performed and not ‘‘the uses [or
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procedures] covered by their board
certification.’’
Comment: Two commenters
supported the revisions to § 35.57 with
respect to the Ritenour Petition.
However, the commenters stated that
the preceptor statements should not be
required for those individuals
requesting to be grandfathered under the
provisions of § 35.57.
Response: No change was made to the
rule text based on these comments. The
revised rule text in §§ 35.50, 35.51,
35.55, 35.190, 35.290, 35.390, 35.392,
35.394, 35.490, 35.590, and 35.690 also
applies to board-certified individuals
under § 35.57 and does not require
preceptor statements for individuals
who are qualified to be authorized
under the board certification T&E
requirements.
Comment: Two commenters requested
that individuals meeting the board
certification requirements in
§ 35.57(a)(2), (a)(3), and (b)(2) must be
immediately grandfathered because the
NRC failed to respond to the Ritenour
Petition in a timely manner. Further, the
commenters stated that these
individuals should not have to fulfill
the burdensome ‘‘alternate pathway’’ or
preceptor attestation if they wish to
become authorized on a license, but
have not been so named by an NRC or
Agreement State license.
Response: No change was made to the
rule text based on these comments. The
NRC recognizes that individuals may
not have been listed on a license but
were practicing certain modalities on or
before October 24, 2005. Individuals
meeting the board certification
requirements in § 35.57 have to provide
evidence that they practiced the
modalities for which they are seeking
authorized status and may also have to
provide evidence of continuing
education and experience if it has been
more than 7 years since their
certification. Individuals being
grandfathered under the provisions of
§ 35.57(a)(2), (a)(3), and (b)(2) do not
need preceptor attestations and do not
need to meet the training requirements
of the alternate pathway.
Comment: Two commenters requested
that the NRC consider removing dates
from the board certification
requirements for the currently
recognized boards, as well as the boards
affected by the Ritenour Petition. They
based the request on their assertion that
there has not been any evidence of an
ME or regulatory violation before 2005
or since that has demonstrated, or even
suggested, that the year of board
certification has any association with
better or worse regulatory compliance or
radiation safety.
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33063
Response: No change was made to the
rule text based on these comments. The
NRC is retaining the board certification
dates for all boards recognized under
the requirements in 10 CFR part 35.
This is because the boards change their
certification processes; no longer certify
individuals for life; and, in some cases,
only guarantee the certification status
for a few years requiring verification of
the current certification status of its
diplomates. Further, the NRC does not
require reporting of the board
certification status of an individual
associated with an ME or a violation of
NRC requirements.
Section 35.65 Authorization for
Calibration, Transmission, and
Reference Sources
Comment: One commenter noted that
the explanation for the proposed
changes for § 35.65 in the Federal
Register notice stated that there were
two new paragraphs whereas the text
contained three new paragraphs.
Response: The NRC agrees with the
commenter’s observation. Section VI,
Section-by-Section Analysis, of this
document indicates that three new
paragraphs were added to § 35.65.
Comment: One commenter stated that
the transmission sources should be
removed entirely from §§ 35.65 and
35.500 and should be placed in
§ 35.200. Additionally, the commenter
stated that the use of spot markers/
anatomical markers should be added to
§ 35.200 because they are used on
patients and are not used for instrument
calibration purposes. The commenter
explained that transmission sources,
unlike sources currently in § 35.500, are
not used to render a diagnosis and are
not consistent with that category of use.
The commenter agreed with the NRC
that materials authorized by § 35.65
should be prohibited for human use but
went further to say that sources
authorized by § 35.65 should be limited
to only non-human use including
calibration and reference sources for
instrument/equipment calibration and
testing. The commenter further
recommended that the text proposed in
§ 35.500 should be edited and moved to
§ 35.200.
Response: No change was made to the
rule text based on this comment. The
final rule clarifies that some sealed
sources authorized under § 35.65 may
be used under both §§ 35.65 and 35.500.
Furthermore, sources that meet the
§ 35.65 criteria are not required to be
listed on a license when they are used
under the provisions of § 35.500. The
NRC considers the use of a transmission
source to be diagnostic medical use
when a patient is exposed to its
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radiation. Additionally, § 35.200, which
authorizes the medical use of unsealed
byproduct material, is not the
appropriate section for sealed sources.
Comment: Several commenters stated
that referring to § 35.500 in the
proposed rule text in § 35.65 was
confusing. They recommended that the
phrase ‘‘except in accordance with the
requirements in § 35.500’’ be removed
from § 35.65(b)(1). They stated that the
sources in § 35.65 do not need to be
listed on a license but the current
regulation in § 35.500 requires that
sources and users be listed on a license.
Furthermore, the commenters stated
that sources in § 35.65 are to be used for
reference, transmission, and calibration,
but sources in § 35.500 are to be used for
diagnosis.
Response: No change was made to the
rule text based on these comments. The
rule text was not changed because
removal of the phrase ‘‘except in
accordance with the requirements in
§ 35.500’’ would change paragraph (b)(1)
to read that the byproduct material
authorized under § 35.65 would not be
permitted for medical use. For example,
removing this text would prohibit the
use of a transmission source when a
patient is exposed to its radiation,
which is a diagnostic medical use.
Comment: One commenter noted that
it listed transmission sources and
transmission source devices on medical
use licenses. It was ‘‘unaware of any
circumstances in which a licensee
bundled sources currently authorized by
35.65 (individual source activity limit)
in aggregation that are not listed or
approved in the SS&D registry.’’ The
commenter stated ‘‘that the proposed
rule should be modified to clearly
distinguish authorization for medical
use and instrument calibration.’’
Response: No change was made to the
rule text based on this comment. The
commenter noted correctly that
licensees cannot use sealed sources in a
manner inconsistent with the sealed
source and device registry (SSDR). The
SSDR does not prohibit the ‘‘bundling’’
of sealed sources to create a greater
source activity, but § 35.65 limits the
activity of each sealed source authorized
under this section. Some licensees have
interpreted § 35.65 incorrectly to mean
that these sealed sources could be
bundled to create an aggregated source
with a greater activity than is allowed.
The rule change makes it clear that the
maximum activity authorized by § 35.65
applies to all sealed sources whether
used singularly or in a bundled
configuration.
The NRC reviewed the rule language
and believes it is clear that when sealed
sources are used as part of a diagnostic
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medical procedure, these uses are
authorized under § 35.500. Possession of
the sources may be authorized under
§ 35.65, but medical use of the sources
is only authorized under § 35.500. For
example, a transmission source may be
possessed under § 35.65, but can only be
used as part of a medical diagnostic
procedure under § 35.500.
The Following Comments Were
Common to the Training and Experience
Requirements in Sections 35.51, 35.190,
35.290, 35.390, 35.392, 35.394, 35.396,
35.490 and 35.690
Comment: Several commenters agreed
with the NRC’s proposal to remove the
preceptor attestation requirements for
individuals seeking authorized status
via the board certification pathway.
Response: The comment supports
language in the rule; therefore, no
response is required.
Comment: Several commenters agreed
with the proposed change to the
attestation language from ‘‘achieved a
level of competency to function
independently’’ to ‘‘verify that the
individual can independently fulfill the
radiation safety-related duties’’ for those
individuals applying through the
alternate pathway. They further stated
that the term ‘‘competency’’ has certain
implications and liabilities in the
medical domain that should not factor
into an attestation statement, which is
meant to assure regulators that the
individual received an adequate amount
of radiation safety-specific T&E.
Response: The comment supports
language in the rule; therefore, no
response is required.
Comment: One commenter noted that
based on the revision to the T&E
requirements, an individual who is
board certified will no longer need a
preceptor attestation to become an AU
or AMP. Further, the commenter noted
that the argument for this change is that
some preceptors have been reluctant to
attest due to concerns related to
personal liability based on possible
future actions of the proposed AU or
AMP. The commenter stated that if
someone truly has these reservations,
there may be a good reason they are not
willing to sign off on the attestation.
Response: No change was made to the
rule text based on this comment. The
NRC believes that certification by a
specialty board coupled with the
recentness of training requirements in
§ 35.59 and, as appropriate, the
requirements in §§ 35.50(d), 35.51(c),
35.390(b)(1)(ii)(G), or 35.690(c) is
sufficient to demonstrate that the
individual seeking authorization on a
license has met the T&E requirements in
the board certification pathway. The
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NRC concluded that these three
elements show the individual has the
requisite knowledge and that an
additional attestation is not necessary.
For the non-board certified applicants,
the attestation requirement is retained
but the attestation language is revised in
response to concerns that preceptors are
reluctant to sign preceptor attestations
due to personal liability concerns.
Comment: Two commenters endorsed
retaining the attestation requirement for
those individuals pursuing initial board
certification (but not yet certified) and
alternate pathways. The commenters
stated that retaining the preceptor
attestation helps ensure accountability
and credibility by clearly identifying an
AU who can attest that the individual
has satisfactorily completed the
required NRC training.
Response: The comment supports
language in the rule; therefore, no
response is required.
Comment: One commenter pointed
out that the correct terminology for the
American Osteopathic Association
residency approval organization is the
‘‘Council on Postdoctoral Training.’’
Response: The rule text was modified
based on this comment. The rule text is
changed to replace the ‘‘Committee on
Post-Graduate Training’’ with the phrase
‘‘Council on Postdoctoral Training.’’
Comment: One commenter supported
permitting residency program directors
to provide attestations based on the
consensus of the residency faculty.
Response: The comment supports
language in the rule; therefore, no
response is required.
Comment: One commenter
recommended that the NRC recognize
the Nuclear Medicine Advanced
Associate (NMAA) position as an AU for
§ 35.100 and § 35.200 medical uses. The
commenter described the NMAA as a
physician extender in Nuclear Medicine
who has been trained at the master’s
level, tested, and board certified in
advanced nuclear medicine practice.
The commenter stated that:
[t]he nuclear medicine advanced associate
prescribes and administers pharmacologic
and non-pharmacologic interventions under
the direction of the supervising physician
and, as indicated by patient profile and
diagnostic procedure as allowable by state
and federal statutes, which includes, but is
not limited to:
1. Perform pre-procedure requirements and
interventions as may be required.
2. Perform intra-procedure requirements as
may be required.
3. Perform post-procedure requirements as
may be required.
The commenter clarified that, as with
other physician extenders, i.e.,
physician assistants and nurse
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practitioners, NMAAs are allowed to
prescribe substances that are allowed
under the scope of their practice, such
as radiopharmaceuticals. The
commenter believes that this opens the
pathway for physician extenders in
nuclear medicine to become authorized
users, just as physician assistants and
nurse practitioners are allowed to
prescribe medications on behalf of their
supervising physicians. The commenter
believes that the training and practical
experience of NMAAs creates ideal
candidates for AUs and that the NMAA
has met the qualifications required
under § 35.200 to become AUs. The
commenter concluded that the NRC
should also recognize their board
certification (Nuclear Medicine
Technology Certification Board
(NMTCB)) under §§ 35.190 and 35.290.
The commenter recommended that
NMAAs be added to the candidates for
authorized user for radioactive
byproduct materials use for uptake,
dilution, excretion, imaging and
localization and that their board
certification be added to NRC
recognized boards. The commenter
proposed specific rule text to
accomplish this.
Response: No change was made to the
rule text based on this comment. The
comment is outside the scope of this
rulemaking. Currently, an AU under
§ 35.190, ‘‘Training for uptake, dilution,
and excretion studies,’’ or § 35.290,
‘‘Training for imaging and localization
studies,’’ must be ‘‘a physician.’’ An AU
is defined at § 35.2 as ‘‘a physician,
dentist, or podiatrist . . .’’ and a
physician is defined as ‘‘a medical
doctor or doctor of osteopathy licensed
. . . to prescribe drugs in the practice of
medicine.’’ AU recognition under
§§ 35.190 and 35.290 is currently
limited to physicians because these T&E
requirements and board recognition
criteria are premised on the high level
of education and training obtained by
medical doctors and doctors of
osteopathy who are licensed to practice
medicine. These T&E requirements are
not premised on the level of education
and training obtained by physician
extenders or assistants. These T&E
requirements ensure that AUs use
byproduct material for medical
purposes in a way that is radiologically
safe for workers, patients, and the
public. The change that the commenter
requests would require the NRC to
consider whether it is acceptable, from
a radiological health and safety
standpoint, to permit physician
extenders or assistants such as NMAAs
to be eligible to become AUs. Such a
change is outside the scope of this
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rulemaking. Moreover, before making
any such change, the NRC would need
to carefully consider the radiological
health and safety issues attendant to
such a change and consult with the
ACMUI. Although the commenter’s
recommendation is outside the scope of
this rulemaking, the commenter may
submit a petition for rulemaking on this
issue pursuant to § 2.802.
Section 35.204 Permissible
Molybdenum-99, Strontium-82, and
Strontium-85 Concentrations
Comment: Several commenters agreed
with the proposed changes to measure
every elution. One commenter noted
that the new elution requirements are
already included in standards of
practice and manufacturer
recommendations.
Response: The comment supports
language in the rule; therefore, no
response is required.
Comment: One commenter noted that
Tc-99m decays much faster than Mo-99;
therefore, every Tc-99m generator eluate
will eventually exceed the regulatory
limit. Because of this, the commenter
stated that the language in the proposed
rule text would require every eluate to
be reported. The commenter proposed
revising the rule text in § 35.204(e) to
clarify that the licensee would only
report measurements of a Tc-99m
generator elution that exceeded the
regulatory limits at the time of generator
elution.
Response: The rule text was modified
based on this comment. The NRC agrees
with the commenter that the proposed
rule text was not clear in § 35.204(e) and
has amended it to clarify that the
reporting requirements only apply at the
time of generator elution.
Comment: One commenter stated that
on two occasions in the last 10 years its
generator elution measurements
exceeded the regulatory limit, but on
subsequent elutions, the measurements
were below the limit. The Tc-99m from
these subsequent elutions was used for
patients. The commenter recommended
that the reporting requirement of
§ 35.204 be revised to require a licensee
to report to the NRC and the
manufacturer or the distributor of
medical generators within 30 days when
‘‘consecutive measurements on the same
generator’’ exceed the limits specified in
§ 35.204(a).
Response: No change was made to the
rule text based on this comment. The
commenter suggested changing the
regulation to require consecutive
measurements on the same generator to
exceed the regulatory limits before
reporting the failure. The ratio of Mo-99
to Tc-99m measured in any eluate
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intended for patient use must never
exceed the regulatory limits. Because
safety of patients is paramount,
reporting any failure to the NRC and the
distributor, which may also sometimes
be the manufacturer, allows for
determinations to be made and actions
to be taken to prevent similar
occurrences. If any eluate measurement
exceeds the regulatory limit, the
generator should be removed from
service until the cause is determined.
Comment: One commenter suggested
revising § 35.204(b) to remove the
phrase ‘‘after receipt’’ in the proposed
requirements to measure the eluate from
the generator in order to demonstrate
compliance with the regulations
because measuring the eluate after
receipt of the generator is already
implied.
Response: The rule text was modified
based, in part, on this comment. The
rule text was changed to delete ‘‘after
receipt’’ in § 35.204(b). The previously
proposed language could be subject to
misinterpretation by the regulated
community and, as suggested by the
commenter, measuring the eluate after
receipt of the generator is already
implied. Deletion of ‘‘after receipt’’
more clearly describes the intent of this
change to the regulation that each and
every eluate intended for medical use of
each generator must be tested for
breakthrough.
Section 35.300 Use of Unsealed
Byproduct Material for Which a Written
Directive Is Required
Comment: One commenter questioned
the statement about § 35.300 in the
‘‘Discussion of Proposed Amendments
by Section’’ in the Federal Register
notice for the proposed rule. The
statement was that an AU may be
authorized for one or more of the
specific categories described in
§ 35.390(b)(1)(ii)(G), but not for all
unsealed byproduct material. The
commenter specifically wanted to know
what other unsealed therapeutic
byproduct material is referenced and
why a trained and experienced AU
could not be authorized for all unsealed
therapeutic byproduct material.
Response: No change was made to the
rule text based on this comment. Any
new unsealed byproduct material
requiring a WD that is not specifically
addressed in § 35.390(b)(1)(ii)(G) would
be regulated under the provisions of
§ 35.1000. This allows the NRC to
evaluate each new radionuclide for
possible unsealed byproduct material
use and determine whether it falls
within the scope of § 35.390(b)(1)(ii)(G)
or instead should be regulated under the
provisions of § 35.1000.
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Section 35.390 Training for Use of
Unsealed Byproduct Material for Which
a Written Directive Is Required
Comment: One commenter suggested
the elimination of the attestation
requirement for physicians meeting the
‘‘alternate pathway’’ T&E criteria in
§ 35.390(b) as was done for the ‘‘board
certification pathway’’ under
§ 35.390(a).
Response: No change was made to the
rule text based on this comment. The
NRC is retaining the attestation
statement requirement for individuals
authorized under the ‘‘alternate
pathway’’ provisions. This is because it
is important to know that the individual
not only successfully completed the
T&E requirements but is also able to
independently fulfill the radiation
safety-related duties of an AU.
Comment: One commenter believed
the use of the word
‘‘radiopharmaceutical’’ in the
introduction section of
§ 35.390(b)(1)(ii)(G) and the phrase ‘‘any
radionuclide’’ in the parenteral
administration regulations (i.e.,
§ 35.390(b)(1)(ii)(G)(3) or (b)(1)(ii)(G)(4))
was confusing and would permit the use
of a radionuclide that is not a
component of a radiopharmaceutical.
The commenter used the example of
yttrium-90 (Y-90) microspheres
containing the radionuclide Y-90. The
commenter recommended revising the
wording in § 35.390(b)(1)(ii)(G)(3) and
(b)(1)(ii)(G)(4) to say, ‘‘Parenteral
administration of any radioactive
drug. . . .’’
Response: The rule text was modified
based on this and other comments. The
rule text was changed to include the
phrase ‘‘radioactive drug that contains
a’’ in § 35.390(b)(1)(ii)(G)(3). The NRC
agrees that the proposed language could
be clearer. Additionally, based on a
recommendation from the ACMUI, the
NRC deleted § 35.390(b)(1)(ii)(G)(4) and
included radioactive drugs primarily
used for their alpha characteristics in
§ 35.390(b)(1)(ii)(G)(3).
Comment: One commenter stated that
both the current and proposed
categories in § 35.390(b)(1)(ii)(G)(3) and
(4) are confusing. The commenter asked
what the purpose is for specifying the
150 keV limit in category (3). The
commenter stated that if there is a new
use for a photon emission greater than
150 keV then there is no provision for
it under the regulations.
Response: No change was made to the
rule text based on this comment. The
NRC believes it is unlikely that there
will be a radioactive drug requiring a
WD that will be used primarily for its
photon energy greater than 150 keV.
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However, as stated in
§ 35.390(b)(1)(ii)(G), any radioactive
drugs not specifically addressed in
paragraph (G) would be regulated under
the provisions of § 35.1000.
Comment: One commenter stated that
§ 35.390(b)(1)(ii)(G)(4) would require an
AU currently authorized under
§ 35.390(b)(1)(ii)(G)(3) to administer
radium-223 dichloride to obtain
additional work experience, unless
revisions are made to § 35.57. The
commenter stated that these physicians
do not need additional training to use
materials for which they are already
authorized.
Response: The rule text was modified
based on a recommendation from the
ACMUI. The NRC revised § 35.57(b)(1)
to grandfather physicians for those
medical uses for which they were
authorized prior to the effective date of
the rule. Also, the NRC deleted
§ 35.390(b)(1)(ii)(G)(4) and included
radioactive drugs primarily used for
their alpha characteristics in
§ 35.390(b)(1)(ii)(G)(3). These changes
ensure that physicians already using Ra223 dichloride at the time the rule
becomes effective are permitted to
continue use of the radioactive drug.
Comment: Several commenters
questioned the purpose of the proposed
paragraph (c) in § 35.390 that applied
only to parenteral administrations. They
questioned how a physician could be an
AU under the provisions of § 35.390
without completing the I–131 cases
listed in § 35.390(b)(1)(ii)(G). The
commenters questioned whether
paragraph (c) should be moved to
§ 35.396.
Response: The rule text was modified
based on these and other comments.
Section 35.390(c) was removed in the
final rule because § 35.390(b)(1)(ii)(G)(3)
and (4) was merged into one category of
parenteral administrations of
radioactive drugs in the final rule in
response to a recommendation from the
ACMUI. Section 35.390(c) was no longer
needed with this revision in the final
rule. Section 35.390(b)(ii)(G) now has
three separate categories of radioactive
drugs, and a proposed AU is evaluated
and authorized for each category
separately. The NRC recognizes that
individuals that are board certified or
have completed the other T&E criteria
under § 35.390 may not have completed
their supervised work experience
administering all the categories of
radioactive drugs in § 35.390(b)(1)(ii)(G).
These individuals will be authorized for
only those categories for which they
have completed their T&E.
Comment: Several commenters
opposed the proposed new dosage
category for alpha emitters under
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§ 35.390(b)(1)(ii)(G)(4) because it would
require physicians authorized for the
parenteral administration of radioactive
drugs containing radionuclides used
primarily for their electron emitters or
for its photon energy of less than 150
keV to have additional work experience
involving dosage administrations in a
minimum of three cases to attain AU
status. The commenter pointed out that
under the proposed regulations, those
seeking to administer both types would
need work experience in a minimum of
six cases of administration, three with
alpha emitters and three with beta
emitters. The commenter referenced the
ACMUI recommendation not to separate
the parenteral administration of beta
and gamma-emitting
radiopharmaceuticals from the alphaemitting radiopharmaceuticals. The
commenter also stated that according to
the ACMUI, the NRC staff has not
provided a compelling radiation safety
justification for emission-specific T&E
requirements.
Response: The rule text was modified
based on a recommendation from the
ACMUI. Section 35.390(b)(1)(ii)(G)(4)
was deleted and provisions within that
section have been incorporated into
§ 35.390(b)(1)(ii)(G)(3). The category
‘‘parenteral administration of any
radioactive drug that contains a
radionuclide that is primarily used for
its alpha radiation characteristics, for
which a written directive is required’’ is
now included in § 35.390(b)(1)(ii)(G)(3).
The NRC has determined that an AU
who is authorized under
§ 35.390(b)(1)(ii)(G)(3) would not need
three additional cases to administer
alpha-emitting radioactive drugs.
Comment: One commenter believed
NRC’s separation of categories in
§ 35.390(b)(ii)(G)(3) and
35.390(b)(ii)(G)(4) based on the primary
emission used for medical use was not
the best approach. The commenter cited
Lutetium-177 as an example of a
radionuclide with a significant gamma
emitting branch with energy exceeding
150 keV. The commenter proposed the
distinction be based on the prevalence
of gamma emissions greater than 150
keV. The commenter’s proposal was to
modify § 35.390(b)(ii)(G)(3) to read,
‘‘Parenteral administration for which a
written directive is required of any
radionuclide which emits a photon with
energy greater than 150 keV in less than
or equal to 10% of all decays, or of any
less than 1.0 GBq (27 mCi) of any other
radionuclide;’’ and modify
§ 35.390(b)(ii)(G)(4) to read, ‘‘Parenteral
administration for which a written
directive is required of 1.0 GBq (27 mCi)
or more of any radionuclide which
emits a photon with energy greater than
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150 keV in more than 10 percent of all
decays.’’ The commenter concluded that
most, if not all alpha emitters, would be
in the newly defined category 3 and be
consistent with the placement of
radium-223 dichloride.
Response: No change was made to the
rule text based on this comment. The
commenter provided an alternative
approach for categorizing various
radioactive drugs for parenteral
administration, but the NRC believes
that the categorization is better
delineated based upon the most
clinically effective emissions of the
radioactive drug requiring a WD. The
commenter’s proposal would result in
implementation difficulties without a
commensurate increase in safety.
Further, the NRC deleted
§ 35.390(b)(1)(ii)(G)(4) and included
radioactive drugs primarily used for
their alpha characteristics in
§ 35.390(b)(1)(ii)(G)(3).
Comment: One commenter
recommended eliminating the separate
dosage category used primarily for alpha
emitters. The commenter suggested that
if a new radioactive drug became
available that was more hazardous than
radium-223 dichloride and warranted
additional radiation safety regulatory
requirements, then NRC could license it
under the provisions of § 35.1000.
Response: The rule text was modified
based on a recommendation from the
ACMUI. The NRC deleted
§ 35.390(b)(1)(ii)(G)(4) and included
radioactive drugs primarily used for
their alpha characteristics in
§ 35.390(b)(1)(ii)(G)(3). The NRC
anticipates that all radioactive drugs
that will be used for their alpha-emitting
characteristics can be regulated under
§ 35.390(b)(1)(ii)(G)(3). However, the
NRC may regulate radionuclides under
§ 35.1000 as appropriate.
Comment: One commenter noted that
NRC regulations are designed to provide
flexibility for emerging technologies and
could be adjusted to recognize that
alpha and beta emitters are a new class
of therapeutic radiopharmaceutical
products. The commenter referenced
Radium-223 dichloride and a potential
new actinium alpha emitter. The
commenter suggested that the NRC
should create a new T&E requirement
specific to therapeutic
radiopharmaceuticals based upon their
unique characteristics, typical setting
for administration, and safety record
(such as was done for sodium iodide I131 at §§ 35.392 and 35.394). The NRC
could give license applicants an option
to petition NRC for review under
§ 35.1000 for a drug that technically fits
within the four categories listed in
§ 35.390(b)(1)(ii)(G), but is deserving of
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an individualized T&E requirement
review, due to its administration profile
and safety characteristics.
Response: No change was made to the
rule text based on this comment. The
NRC’s regulations under § 35.1000 allow
the NRC to determine when a particular
medical use of byproduct material or
radiation from byproduct material
should be regulated under § 35.1000. In
accordance with § 35.12(d), the NRC
will license a new radionuclide under
§ 35.1000 if it has unique properties that
prohibit it from meeting existing
requirements or if additional
requirements are needed for safety.
When a radionuclide is licensed under
§ 35.1000, specific T&E requirements are
included in the licensing guidance for
that particular radioactive drug.
Comment: Several commenters stated
it would be difficult for AUs to get the
additional supervised work experience
associated with three cases using
radioactive drugs containing
radionuclides used primarily for their
alpha emissions. One commenter
pointed out that there is only one FDAapproved alpha-emitting radioactive
drug and that it is used in a limited
population. Several other commenters
stated that patients who do not live near
teaching hospitals and urban centers
may have limited access to radioactive
drugs in the two parenteral categories.
Certain practitioners, particularly those
in areas far removed from teaching
hospitals and urban centers, may find it
too burdensome to participate in three
proctored cases in each of these very
specific categories.
Several commenters stated that the
proposed changes in § 35.390(b)(1)(ii)(G)
would discourage clinicians from
seeking authorization to administer
these radioactive drugs and would make
an already burdensome regulatory
scheme more onerous. The commenters
suggested that the NRC revise the
proposed work experience requirement
in categories in § 35.390(b)(1)(ii)(G)(3) or
35.390(b)(1)(ii)(G)(4) to have three
proctored cases in either category be
satisfactory to meet the requirements for
both categories.
Several commenters acknowledged
that the clarifications of the categories of
parenteral administrations were useful
and logical. However, they agreed with
another commenter that there was an
unintended consequence of increasing
the work experience burden for those
seeking administration of
radiopharmaceuticals with alpha and
beta emitters.
Response: The rule text was modified
based on a recommendation from the
ACMUI. The NRC deleted
§ 35.390(b)(1)(ii)(G)(4) and included
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radioactive drugs primarily used for
their alpha characteristics in
§ 35.390(b)(1)(ii)(G)(3).
Section 35.396 Training for the
Parenteral Administration of Unsealed
Byproduct Material Requiring a Written
Directive
Comment: One commenter supported
changes in the proposed rulemaking to
permit physicians who have completed
the 80 hours of classroom and
laboratory training specified in
§ 35.396(d)(1) and who have the
relevant work experience described in
§ 35.396(d)(2) to be eligible for AU
status to administer parenteral
radioactive drugs. The commenter
stated that this is an appropriate level of
T&E for administration by hematologists
and oncologists of a specific radioactive
drug, Zevalin®, used primarily for its
beta emissions.
Response: No change was made to the
rule text based on this comment. The
NRC did not intend to propose any
change to this T&E requirement in the
proposed rule, and, therefore has not
developed the regulatory basis to make
any change to this requirement in this
final rule. During the preparation of the
proposed rule, an administrative error
resulted in the addition of the word
‘‘or’’ between the rule text in § 35.396(c)
and (d). The NRC did not intend to put
an ‘‘or’’ between paragraphs (c) and (d)
and is correcting the error by removing
the word ‘‘or’’ in the final rule text
between paragraphs (c) and (d). This
administrative error could have been
interpreted to require that a physician
complete only 80 hours of T&E for
parenteral administration of unsealed
byproduct material requiring a WD.
The NRC notes that to obtain
authorization to use parenteral
radioactive drugs requiring a WD, the
physician must either (1) meet the T&E
requirement or be certified by a medical
specialty board recognized under
§ 35.390 and meet the clinical case work
criteria in § 35.390, or (2) meet the T&E
requirement or be certified by a medical
specialty board recognized under
§§ 35.490 or 35.690 and satisfy the
additional 80 hours of T&E requirement
specified in § 35.396(d).
Comment: Two commenters stated
that NRC’s regulations create a shortage
of AUs able to administer certain
therapeutic radioactive drugs.
Specifically, under current regulations,
a radioactive drug requiring a WD that
is administered parenterally and used
primarily for its beta radiation
characteristics can only be administered
by an AU who has met the T&E
requirement set forth in § 35.396. This
requirement involves either board
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certification or 700 hours of T&E
specifically in radionuclide handling.
One of the commenters stated that
hematologists and oncologists who
typically prescribe therapeutic
radiopharmaceuticals outside of the
hospital setting often do not have the
T&E required to meet the AU
requirements and do not work at
facilities that have such AUs. They have
extensive T&E, and are frequently board
certified, but in different specialized
fields.
Response: No change was made to the
rule text based on these comments. The
NRC believes that the commenters are
referring to the requirement in § 35.390,
because the 700 hour criterion is in
§ 35.390 and not in § 35.396.
Without compromising radiological
health and safety, the NRC strives to
ensure that its regulations do not restrict
patient access to diagnostic and
treatment options. The intent of NRC’s
T&E requirements is to ensure that AUs
are adequately trained so that their
handling and administration of
radioactive drugs is radiologically safe
for patients, workers, and the public.
The current T&E requirements are
protective of radiological health and
safety. As explained in greater detail in
a response to another comment on
parenteral administrations, throughout
2015 and early 2016 the ACMUI
assessed the concerns raised in this
comment. Additionally, the ACMUI
established a standing subcommittee
that will periodically assess the T&E
requirements across all modalities and
make recommendations for changes as
warranted. The NRC will also continue
to consider whether changes to these
T&E requirements are warranted.
With respect to the comment that
hematologists and oncologists ‘‘typically
prescribe therapeutic
radiopharmaceuticals . . . ,’’ the NRC
regulations require that such
radiopharmaceuticals be administered
in accordance with a WD. A WD is an
AU’s—not a hematologist’s or
oncologist’s—written order for the
administration of byproduct material or
radiation from byproduct material to a
specific patient, as specified in § 35.40.
Comment: Several commenters
provided comments after the public
comment period on whether the NRC
should amend the T&E requirement for
the parenteral administration of
radioactive drugs as part of this final
rule.
One commenter stated that amending
§ 35.396 to reduce the T&E requirement
to 80 hours in this final rule would be
a logical outgrowth of the proposed rule
and thus would satisfy the
Administrative Procedure Act of 1946
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(APA) requirement to provide notice
and an opportunity for comment. The
commenter stated that the NRC
provided adequate notice of an
amendment to this T&E requirement
and that the NRC received substantial
public input on these T&E requirements.
Alternatively, according to the
commenter, the NRC could invoke the
‘‘good cause’’ exemption from the APA
notice and comment requirements
because the 700 hour T&E requirement
for these parenteral radioactive drugs
has caused a decrease in the number of
AUs for these drugs and a
corresponding decrease in patient
access to these drugs. The commenter
also proposed that the NRC could,
instead of amending T&E requirements
at § 35.396(d), include in this final rule
a new section that would require 80
hours of T&E specifically for the
parenteral administration of patientready doses of alpha- and beta-emitting
radioactive drugs. One other commenter
also supported reducing this T&E
requirement to 80 hours as part of this
final rule and provided a proposed
training program.
Several other commenters also
expressed support for reducing this T&E
requirement in this final rule. The
commenters asserted that the 700 hour
T&E requirement has caused a lack of
AUs available to administer these
radioactive drugs; administration of
these drugs presents no greater radiation
health and safety risk than oral
administration of I-131; and 80 hours of
T&E is sufficiently protective of
radiological health and safety.
Several commenters opposed
changing this T&E requirement in the
final rule. One commenter stated that
the NRC and ACMUI would need to
analyze key issues before proposing any
changes to this T&E requirement,
including whether a reduction in the
requirement is advisable from a
radiation health and safety perspective.
These commenters stated that an AU
would need to receive adequate training
on a broad array of radiation health and
safety topics and that an 80-hour course
would not sufficiently cover these
topics. These commenters also
described the range of activities,
considerations, and procedures
necessary to ensure the safe handling
and administration of these radioactive
drugs.
Response: No change was made to the
rule text based on these comments. As
stated in response to another comment
on § 35.396, the proposed rule text that
could have been interpreted to require
only 80 hours of T&E for a physician to
obtain AU status to administer
parenteral radioactive drugs was the
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result of an administrative error. The
NRC did not mention or discuss any
changes to these T&E requirements in
any other part of the proposed rule
Federal Register notice. The NRC did
not intend to propose any changes to
this T&E requirement, and therefore the
NRC has not developed a regulatory
basis to make any such change in this
final rule. The NRC agrees with the
comment that, before proposing any
changes to this T&E requirement, the
NRC and ACMUI should analyze
whether a change in the requirement is
warranted and advisable from a
radiation health and safety perspective.
In response to commenter’s concerns
about this T&E requirement, the NRC
and ACMUI began considering whether
a change in this requirement is
warranted. Spectrum Pharmaceuticals,
Inc. requested a meeting with NRC staff
to explain its comments concerning this
T&E requirement. The NRC staff agreed
and held a public meeting on February
12, 2015, at which Spectrum
Pharmaceuticals, Inc. and Florida
Cancer Specialists & Research Institute
presented their comments and concerns
that this T&E requirement causes a
shortage of AUs, and, therefore a barrier
to patient access. In response to these
comments and concerns, throughout
2015 and early 2016 the ACMUI
assessed whether this T&E requirement
places a hardship on the patient
community. In a public teleconference
held on June 16, 2015, the Florida
Cancer Specialists & Research Institute
presented to the ACMUI its concerns
that this T&E requirement caused a lack
of AUs and thus a barrier to patient
access to these radioactive drugs. After
this teleconference, the ACMUI formed
a subcommittee to assess whether the
700 hour T&E requirement for
parenteral administration of this class of
radiopharmaceuticals places a hardship
on the patient community by creating a
shortage of AUs. In its subcommittee
report dated September 21, 2015, which
the ACMUI unanimously approved at its
Fall 2015 meeting, the ACMUI
concluded that it was unable to
substantiate this claim. The ACMUI
found that the infrequent and steadily
decreasing use of specific beta-emitting
radioactive drugs—specifically
radioactive drugs that are used to treat
lymphoma, such as Spectrum
Pharmaceuticals, Inc.’s drug Zevalin®—
is due to many factors. The ACMUI
concluded that it could not determine
whether there is a shortage of AUs and,
if so, whether the NRC’s T&E
requirement caused the shortage. The
subcommittee was then charged with
continuing to assess this issue and
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establishing a recommendation for the
total number of hours of T&E for AUs
of this class of radioactive drugs that
appropriately balances safety with
reasonable patient access to these
radioactive drugs.
In its subcommittee report dated
March 10, 2016, which the ACMUI
unanimously approved at its meeting on
this same date, the ACMUI reiterated its
conclusion that it could not substantiate
the claim that the T&E requirement
caused a shortage of AUs and thus a
hardship on the patient community. For
this reason, and because the ACMUI
identified several issues raised by the
reduction in T&E requirements that
some commenters recommended, the
ACMUI recommended against reducing
the T&E. However, the ACMUI
recognized the need for a thorough
review of T&E requirements across all
modalities because of the introduction
of new radioactive drugs since the
requirements were established 15 years
ago and because the educational
paradigm has shifted from prescriptive
curricula to competency-based
education. The ACMUI established a
standing subcommittee to assess T&E
requirements for all modalities and
provide recommendations to the NRC
staff. As stated in response to other
comments, the NRC will continue to
consider concerns regarding T&E
requirements to ensure that these
requirements are sufficient to ensure
radiological health and safety for
patients, workers, and the public
without unnecessarily creating barriers
to patient access to diagnostic and
treatment options.
Section 35.400 Use of Sources for
Manual Brachytherapy
Comment: Several commenters did
not agree with the proposal in § 35.400
that manual brachytherapy sources may
be used for medical purposes not listed
in the SSDR. The commenters believed
that this change would permit sources
to be used by medical personnel who
have not received any radiation safety
training. As an example, they cited the
case where brachytherapy sources are
used in temporary diagnostic
localization procedures under the
provisions of § 35.1000. In this case, the
guidance requires licensees to submit
their training program for nonmedical
staff that are not covered under their
current medical license. The
commenters believed that by requiring
these uses under the provisions of
§ 35.1000, the regulatory agencies can
ensure that radiation safety for all
workers is verified before use.
Response: No change was made to the
rule text based on these comments.
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Although the statement of
considerations for the proposed rule
stated ‘‘manual brachytherapy sources
can be used for medical uses not listed
in the SSDR’’, the rule text is more
limiting and states ‘‘. . . manual
brachytherapy sources may be used for
manual brachytherapy uses that are not
explicitly listed in the SSDR.’’ The
commenters’ example of using a manual
brachytherapy source for a temporary
diagnostic localization procedure is not
permitted under the provisions of
§ 35.400 because it is a diagnostic use
and not a manual brachytherapy use.
However, such use may be authorized
under the provisions of § 35.1000.
Comment: One commenter agreed
with the NRC that the limitations and
consideration of use listed in the SSDR
be followed. The commenter believed
that the ‘‘SSDR reviewer should identify
and list requirement [sic] and discuss
issues on how to license these products
for safe use.’’ The commenter stated
that, by doing this, the SSDR reviewer
helps ensure uniformity in the licensing
requirements, and saves resources for
industry and regulatory agencies in not
having to independently obtain this
information.
Response: No change was made to the
rule text based on this comment. The
NRC revised § 35.400 because existing
SSDR sheets do not, nor are they
expected to, describe all manual
brachytherapy medical procedures for
which the manual brachytherapy seeds
can be used. During the evaluation, the
reviewer focuses on radiation safety
conditions and limitations of use.
Section 35.433 Strontium-90 Sources
for Ophthalmic Treatments
Comment: One commenter stated that
the proposed regulations concerning
ophthalmic physicists in § 35.433,
which separate physicists who assist in
ophthalmic procedures from AMPs who
are involved in the uses allowed under
§§ 35.600 and 35.1000, were an
improvement.
Response: The comment supports
language in the rule; therefore, no
response is required.
Comment: One commenter
recommended a revision of
§ 35.433(a)(2) to specifically include the
term ‘‘ophthalmic physicist.’’ The
commenter pointed out that although
the NRC defined the ‘‘ophthalmic
physicist’’ to be ‘‘an individual who
meets the requirements of § 35.433(a)(2)
. . . ,’’ the NRC did not use the term
‘‘ophthalmic physicist’’ in § 35.433. The
commenter recommends changing the
text in § 35.433(a)(2) to read: An
individual named as an ophthalmic
physicist who: (i) Holds a masters . . .‘‘
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Response: The rule text was modified
based on this comment. The rule text
was changed to include the term
ophthalmic physicist in § 35.433(a)(2).
The NRC agrees that, for clarity, the
term ophthalmic physicist must be
included in this section. By including
the term ‘‘ophthalmic physicist,’’ it is
clear that the requirements in
§ 35.433(a)(2) apply to an individual
who is named as an ophthalmic
physicist and meets the definition of an
‘‘ophthalmic physicist’’ in § 35.2.
Comment: Several commenters
questioned the need for § 35.433(b)(2)
and recommended its removal. They
thought that the actions regarding the
WD were already required by the
licensee in § 35.41 and that no other
modality requires a procedure regarding
the frequency of involvement by the
medical physicist. The commenters also
asked why the other individual
[identified in § 35.433(b)(2)] could not
work under the supervision of the AMP
or request an exemption from the
requirement.
Response: No change was made to the
rule text based on these comments.
Although the regulations do not prohibit
a licensee that has an AMP from also
having an ophthalmic physicist, the
primary purpose of the ophthalmic
physicist is to provide physics support
to the ophthalmic AU when the licensee
does not have access to an AMP. The
ophthalmic physicist is an individual
recognized by the NRC, Agreement
States, medical licensees of broad scope,
master material licensees or master
material medical permittees of broad
scope by T&E, to perform certain
functions listed under § 35.433. This
individual is authorized to work
independently and is not required to
work under the supervision of an AMP.
The purpose of § 35.433(b) is to
describe the minimum performancebased tasks expected of either the AMP
or the ophthalmic physicist in assisting
the licensee and AU with the
ophthalmic treatment program. The
requirement that only an AMP shall
calculate the activity of each Sr-90
source is an existing requirement in the
regulations under § 35.433(a) and is not
a new requirement. The requirement in
§ 35.433(b)(2) codifies that the AMP, or
ophthalmic physicist, is to assist the
licensee and AU in assuring that the
requirements in § 35.41 are met.
Ophthalmologists using these devices
are frequently in small programs with
limited access to services of an AMP.
The proposed rule change was made in
part to ensure that the ophthalmic
physicist (or AMP) performs a minimum
number of tasks at the ophthalmology
office.
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The NRC did not specify the
frequency of involvement of the AMP or
ophthalmic physicist because the
licensee should determine the best
frequency for its program. The NRC
requires AMPs to perform certain tasks
at specified frequencies for certain
medical use programs. Specifically,
AMPs are required to participate
initially, and at least annually, in drills
of emergency procedures under
§ 35.610. They also must be physically
present during initiation of patient
treatment, continuation of the treatment,
or the entire treatment, depending on
the unit being used under § 35.615. In
addition, AMPs must perform the full
calibration measurements and decay
corrections before first medical use,
before medical use under certain
conditions, and at intervals not to
exceed one year under §§ 35.632,
35.633, and 35.635.
Comment: An Agreement State
pointed out that in its State statutes, an
individual who practices medical
physics is required to be licensed by the
State. Because § 35.422 is designated as
‘‘Health and Safety’’ (H&S), the
Agreement State must promulgate its
rule to require medical physicists to
comply with its statute. The commenter
recommended that the rule text be
changed to ‘‘allow the individual to
work under the supervision of an AMP
as authorized by state laws.’’
Response: No change was made to the
rule text based on this comment. The
NRC believes that the commenter is
referring to § 35.433, not § 35.422 (as
there is no § 35.422 in the regulation).
The revision of the rule does not
prohibit a State from requiring the
‘‘ophthalmic physicist’’ to be licensed
by the State as long as the licensure
requirements include components
essentially identical to NRC T&E
requirements. The purpose of adding
the ophthalmic physicist was to identify
an individual who could assist the
licensee when the licensee does not
have access to an AMP. In this situation,
the ophthalmic physicist cannot work
under the supervision of an AMP
because the licensee does not have an
AMP to perform the activities listed in
§ 35.433(b). Further, the ophthalmic
physicist is authorized independently
and is not required to work under the
supervision of an AMP. The designation
‘‘H&S’’ in the summary refers to
program elements that are not required
for compatibility, but are identified as
having a particular health and safety
significance. The State should adopt the
essential objectives of such program
elements in order to maintain an
adequate program.
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Comment: An Agreement State
pointed out that its licensure
requirements for ‘‘Medical Physicist’’
are currently consistent with NRC’s
requirement for an AMP in 10 CFR part
35. The T&E of the ‘‘ophthalmic
physicist’’ does not meet its licensure
requirements and it is unclear whether
the individual would meet the
accreditation standards set by the
American College of Radiology (ACR) or
the American College of Radiation
Oncology (ACRO) in radiation oncology,
which the State requires for manual
brachytherapy. All state licensees that
are authorized for possession and use of
a Sr-90 eye applicator have the services
of an AMP for other brachytherapy and
external beam therapy uses. The
commenter also questioned whether it
would relieve a shortage of physicists in
rural areas, because the proposed rule
does not require an AMP or ophthalmic
physicist to be physically present at the
licensee’s authorized location of use,
with the possible exception of the initial
source calibration that is performed on
site or to be on site to perform the decay
correction and treatment times. The
commenter concluded that the addition
of this proposed category of physicist
did not appear to be applicable in its
state and therefore should not be
required for state adoption. The
commenter proposed that the NRC
assign Compatibility Category ‘‘B’’ to
those states that will and category ‘‘D’’
to those that will not use the
designation of ophthalmic physicist.
Response: No change was made to the
rule text or to the compatibility category
designation for the T&E requirements
for an ophthalmic physicist under
§ 35.433(a) based on this comment. All
NRC T&E requirements in 10 CFR part
35 are designated as Compatibility
Category B, which means they have
direct and significant transboundary
effects. The licensee is required to have
procedures that specify the frequency at
which the AMP or ophthalmic physicist
would observe treatments, review the
treatment methodology, calculate
treatment time for the prescribed dose,
and review records to verify that the
treatment was in accordance with the
WD. The individual must be physically
present at the licensee’s authorized
location of use on a set frequency to
complete these tasks. The NRC believes
that having an individual who is not an
AMP, but is qualified to perform the
tasks specified and to perform some of
them on site, will benefit rural
licensees.
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Section 35.490 Training for Use of
Manual Brachytherapy Source
Comment: One commenter stated that
the requirements for supervised work
experience under § 35.490(b)(1)(ii) were
written vaguely, and that it can and has
been interpreted as 500 hours of work
related to radiation therapy, not
specifically to brachytherapy. The
commenter believed that this
interpretation is reasonable, but that it
would be helpful to have some specific
brachytherapy related guidance on, e.g.,
the number of cases the proposed AU or
AMP should observe and/or perform
under supervision, or the length of time
they should perform these procedures
under supervision.
Response: No change was made to the
rule text based on this comment. It
appears that the commenter’s statement
is limited to the rule text in
§ 35.490(b)(1)(ii). However,
§ 35.490(b)(1)(ii) should be taken in the
context of all of the training
requirements in § 35.490(b)(1), which
states, ‘‘Has completed a structured
educational program in basic
radionuclide handling techniques
applicable to the use of manual
brachytherapy sources that includes [(i)
and (ii)].’’ Further, the tasks that are to
be performed under § 35.490(b)(1)(ii)
include § 35.490(b)(1)(ii)(C): Preparing,
implanting, and removing
brachytherapy sources. The NRC does
not require a minimum number of cases
because the requirement for a total of
500 hours of supervised work
experience, including the tasks required
under § 35.490(b)(1)(ii)(C), is sufficient
to ensure the safe use of manual
brachytherapy sources.
Section 35.500 Use of Sealed Sources
and Medical Devices for Diagnosis
Comment: Several commenters noted
that NRC’s revision to § 35.500(a) and
(b) states that ‘‘[a] licensee must only
use sealed sources or diagnostic devices
that are approved in the Sealed Source
and Device Registry . . .’’ and also
states ‘‘may be used for . . . .’’ One
commenter stated that these revisions
contradicted each other, because the
revision states that the licensee ‘‘must’’
for some uses but then uses ‘‘may’’ for
other uses. Several commenters thought
this provision put a burden on the SSD
reviewing agency to ensure that proper
conditions are included in the SSD
allowing for other uses. They disagreed
with the revision and recommended
that any other uses of these sealed
sources should be approved by the
licensing regulatory agency.
Response: The rule text was modified
based on these comments. The rule text
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in § 35.500(a) was changed in order to
make it clear that it is the sealed
sources, as opposed to the diagnostic
medical uses, that must be approved in
the Sealed Source and Device Registry
(SSDR). The rule text in § 35.500(b) was
not changed because the NRC believes
the language in this section is clear. The
revision in § 35.500(a) now states, ‘‘A
licensee must use only sealed sources
that are not in medical devices for
diagnostic medical uses if the sealed
sources are approved in the Sealed
Source and Device Registry for
diagnostic medicine. The sealed sources
may be used for diagnostic medical uses
that are not explicitly listed in the
Sealed Source and Device Registry but
must be used in accordance with the
radiation safety conditions and
limitations described in the Sealed
Source and Device Registry.’’ The
revision in § 35.500(b) continues to
state: ‘‘A licensee must only use
diagnostic devices containing sealed
sources for diagnostic medical uses if
both the sealed sources and diagnostic
devices are approved in the Sealed
Source and Device Registry for
diagnostic medical uses. The diagnostic
medical devices may be used for
diagnostic medical uses that are not
explicitly listed in the Sealed Source
and Device Registry but must be used in
accordance with the radiation safety
conditions and limitations described in
the Sealed Source and Device Registry.’’
To clarify, the first part of the
requirement in each paragraph is to
restrict the licensee to only use sealed
sources and devices for diagnostic
purposes if they are approved for
diagnostic purposes in the SSDR. The
purpose of the second part of the
requirement in each paragraph is to
allow the licensee the flexibility to use
diagnostic sealed sources and devices
for medical uses other than those that
are explicitly included in the SSDR. As
long as the limitations and conditions
included in the SSDR address those
generally needed for diagnostic uses,
there is no additional burden on the
SSD reviewer to revise the SSD for a
new diagnostic use not explicitly stated.
If the licensee intends to use a
diagnostic sealed source or device for a
non-diagnostic use, then the licensing
regulatory agency will need to
determine how to license such use.
Section 35.600 Use of a Sealed Source
in a Remote Afterloader Unit,
Teletherapy Unit, or Gamma
Stereotactic Radiosurgery Unit
Comment: Several commenters stated
that the revision splits the section into
two paragraphs where (a) is used for
sources and (b) is used for units. They
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recommend either changing the name of
the section or adding a new section for
the units.
Response: No change was made to the
rule text based on these comments. The
current title of the section already
includes the sealed sources and the
devices in which the sources are used.
The requirements in paragraphs (a) and
(b) parallel this structure.
Comment: Several commenters
recommended that § 35.600(b) be
revised to read: ‘‘A licensee must use
photon emitting remote afterloader
units, teletherapy units, or gamma
stereotactic units:
i. That are approved in the Sealed
Source and Device Registry; or
ii. In research . . . .’’
Response: No change was made to the
rule text based on these comments. The
purpose of the revisions to § 35.600(b) is
to clarify that the photon-emitting
remote afterloader units, teletherapy
units, or gamma stereotactic units must
be used in accordance with the
limitations and considerations of use
listed in the SSDR and to allow the
licensee to use the units for medical
uses not explicitly listed in the SSDR.
The commenters’ proposed change
would not address these issues.
Section 35.610 Safety Procedures and
Instructions for Remote Afterloader
Units, Teletherapy Units, and Gamma
Stereotactic Radiosurgery Units
Comment: One commenter questioned
why the revisions to § 35.610(d)(1)
require training on a new unit to be
provided only by the vendor or
individuals certified by the vendor. The
commenter does not believe there is
clear evidence that vendor training is
superior to a course the licensee might
develop and that the quality of vendor
training is quite variable. The
commenter was also concerned that if a
staff member missed the vendor’s
training, the licensee would be required
to make special arrangements, probably
at considerable cost, to have that person
trained as required. The commenter
stated that in most cases the licensee
will choose to have all staff trained by
the vendor when a new device is
installed. The commenter believed that
licensees should be allowed to provide
training to their personnel in the
manner they deem the best as is the case
today and would be the case at existing
installations under the proposed rule.
Response: The rule text was modified
based on this comment. The rule text
was changed to clarify that the
individuals certified by the device
manufacturer to provide vendor training
must be specifically certified to provide
this training. The medical device
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manufacturer is the most knowledgeable
entity when it comes to its new devices
or upgrades to devices that affect their
safety and operation. The NRC’s intent
is that before the device can be used on
the first patient, each staff member
involved in the operation of the device
for that first patient’s treatment must
receive training on the operational and
safety features and procedures from the
vendor or individuals certified by the
vendor to provide the training. For
subsequent patient treatments, the
requirements in § 35.610(d)(2) apply.
Comment: One commenter agreed
that, with respect to the revisions to
§ 35.610(d)(1), after modifications to the
unit, staff authorized to use the unit
needs to be trained on the upgrade and
how the upgrade affects the operation of
the unit. The commenter wanted
clarification on whether ‘‘. . . upgrade
that affects the operation and safety of
the unit’’ is meant to cover changes to
the actual device itself or changes to the
device and any changes to the treatment
planning system (software/hardware).
Response: No change was made to the
rule text based on this comment. The
rule covers both software and hardware
changes that affect the operation and
safety of the remote afterloader unit,
teletherapy unit, or gamma stereotactic
radiosurgery unit.
Comment: One commenter wanted
clarification on whether the requirement
‘‘or by an individual certified by the
device manufacturer . . .’’ included a
person at the organization (one of the
authorized operators) who received the
device upgrade training from the
manufacturer and would then be able to
train all other authorized operators at
the organization.
Response: The rule text was modified
based on this comment. The rule text in
§ 35.610(d)(1) was revised to clarify that
the vendor training can only be
provided by either the device
manufacturer or by an individual
certified by the device manufacturer to
provide the operational and safety
training. Therefore, an authorized
operator at the licensee’s facility that is
certified by the device manufacturer to
provide the operational and safety
training may provide initial instruction
to other authorized operators at the
facility.
Section 35.655 Full-Inspection
Servicing for Teletherapy and Gamma
Stereotactic Radiosurgery Units
Comment: One commenter stated that
a full inspection is only possible when
the sources in a gamma stereotactic
radiosurgery unit are replaced. The
commenter recommended that the full
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inspection frequency be revised to occur
upon source exchange.
Response: No change was made to the
rule text based on this comment. The
NRC agrees that the full inspection is
only possible when the sources in a
gamma stereotactic radiosurgery unit are
replaced. Further, the NRC believes that
the source replacement interval for a
gamma stereotactic radiosurgery unit
can be extended to 7 years because of
the 6-month routine preventive
maintenance performed on these units.
Section 35.690 Training for Use of
Remote Afterloader Units, Teletherapy
Units, and Gamma Stereotactic
Radiosurgery Units
Comment: One commenter stated that
it was unclear how an individual who
is board certified but beyond 7 years of
the required training may seek AU or
AMP status. The commenter believed
that, for safety, there should be some
minimum number of cases the
individual must observe prior to
obtaining AU or AMP status especially
in light of the complexity of interstitial
procedures such as LDR or HDR
prostate.
Response: No change was made to the
rule text based on this comment. The
NRC reviews, on a case by-case basis,
each applicant who received board
certification more than 7 years ago and
requests to be authorized as an AU or
AMP. The licensee must demonstrate
that the individual has had related
continuing education and experience
since the required training was
completed. Because of the rigorous T&E
requirements already in place, the NRC
has not set a minimum number of cases
a physician or a medical physicist must
observe prior to obtaining AU or AMP
status.
Comment: One commenter stated that
replacing ‘‘institution’’ in
§ 35.690(b)(1)(ii) with ‘‘facility that is
authorized to use byproduct material in
35.600’’ may cause difficulties without
any apparent benefit. Under current
regulations, a residency program at an
institution that has only linear
accelerators can provide some of the
work experience pertinent to the
requirements at its institution so long as
it has the appropriate AUs on staff
(which is common with physician
faculty practicing at affiliated outpatient
facilities). While residents need some
direct work experience with, for
example, treatment planning for HDR
after loaders, there are concepts learned
in a linear accelerator treatment
planning that apply. This is especially
true of external beam therapy from
radioactive sources. Therefore, if a
preceptor judges it to be appropriate, an
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individual should be allowed to acquire
a portion of the required 500 hours of
work experience at a facility that does
not use byproduct material in § 35.600.
Response: No change was made to the
rule text based on this comment. The
amendment the commenter described
was made to ensure that the supervised
work experience was obtained at a
medical facility (including a stand-alone
single discipline clinic) where the
facility is authorized for uses under
§ 35.600. Section 35.690 also includes a
requirement that the individual
complete a 3-year accredited residency
program in radiation therapy. This
residency program is not restricted to a
facility that is authorized for § 35.600
uses. The NRC recognizes that the
‘‘concepts learned’’ that the commenter
referred to may be obtained from such
a facility but that the individual still
needs 500 hours of supervised work
experience with the § 35.600 devices.
Comment: One commenter expressed
concern regarding whether a residency
program approved by the Royal College
of Physicians and Surgeons of Canada
can be used to meet the requirements in
§ 35.690(b)(2) because of the specific
mention of a medical facility authorized
to use byproduct material in § 35.600.
Currently, the NRC’s, ‘‘Procedures for
Recognition of Foreign Trained
Physicians and Physicists Applying for
Authorized User (AU) and Authorized
Medical Physicist (AMP) Status,’’ states
that a physician coming out of a
residency approved by the Royal
College of Physicians and Surgeons of
Canada would need to work under a
physician who also practices in the
United States. While such physicians
likely exist, adding the additional
requirement that the facility is
authorized to use byproduct material in
§ 35.600 appears to add an additional
hurdle to allowing hours from these
residencies.
Response: No change was made to the
rule text based on this comment. The
commenter is correct that a physician
completing a residency program
approved by the Royal College of
Physicians and Surgeons of Canada may
have to complete his or her 500 hours
of supervised work experience at
another facility that is authorized for
uses under § 35.600.
Section 35.3045 Report and
Notification of a Medical Event
The NRC received many comments on
various issues related to the permanent
brachytherapy event reporting criteria
under this section. For better
understanding of the concerned raised,
the comments are grouped according to
the distinct issues commenters raised.
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Issue: The Medical Event Reporting
Criterion Are Based on the Term
‘‘Potential Harm’’
Comment: Several commenters stated
that they do not agree with the use of
the term ‘‘potential harm’’ in the
discussion of MEs in the Federal
Register notice for the proposed rule.
The commenters believe that ‘‘potential
harm’’ is a medical decision and that
this approach is a significant departure
from the current definition of an ME.
The commenters believe that this
approach will eliminate the opportunity
for licensees to identify precursor events
and make process improvements, and
that it could have the unintended
consequence of providing additional
support for malpractice suits. In
articulating their objection to NRC’s
position, some commenters stated that
‘‘[a]s regulators, we are not tasked for
determining what the ‘potential harm’
is, our mission is to ensure licensees
abide by the required regulations.’’
Response: The NRC believes that the
rule will not discourage licensees from
identifying precursor events or making
process improvements. The rule
continues to reflect the NRC’s position
that an ME may be indicative of
potential problems in a medical
facility’s use of radioactive materials
and does not necessarily result in harm
to the patient. This position is based on
the NRC staff recommendations
submitted to the Commission in SECY–
05–0234, ‘‘Adequacy of Medical Event
Definitions in § 35.3045, and
Communicating Associated Risks to the
Public,’’ dated December 27, 2005. The
NRC staff recommendations were
approved by the Commission in SRM to
SECY–05–0234, dated February 15,
2006. The ME criteria for permanent
implant brachytherapy are now
consistent with the criteria for other
therapeutic modalities by reflecting
circumstances in which there may be
harm or potential harm to the patient.
Issue: The Medical Event Reporting
Criterion Related to the Absorbed Dose
to Normal Tissues Located Within the
Treatment Site
Comment: One commenter had
questions and expressed concerns about
the ME reporting criterion in § 35.3045
related to ‘‘intra-target’’ normal tissue.
The commenter stated that for prostate
implants the urethra is the only such
structure to consider, and the volume is
much less than 5 cubic centimeters. The
commenter wanted to know whether, if
the dose threshold for reporting an ME
was exceeded for the urethra, given that
the volume is less than 5 cubic
centimeters, if that instance would
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require reporting. The commenter also
expressed concern that treatment
planning systems could not distinguish
between a 5 cubic centimeters volume
and a summation of five 1 cubic
centimeters volumes receiving 150
percent of the prescribed dose.
Response: The rule text was modified
based on this comment. The rule text in
§ 35.3045(a)(2) was modified to remove
§ 35.3045(a)(2)(iv), which would have
required the assessment of the absorbed
dose to normal tissue within the
treatment site. The NRC understands
that the volume of the urethra within
the treatment site is typically less than
5 cubic centimeters. In addition, the
NRC acknowledges the commenter’s
concern that treatment planning systems
may not distinguish contiguous volumes
from non-contiguous, summated
volumes. In response to this concern
and those raised by other commenters,
the NRC removed the absorbed dosebased ME reporting criterion in
§ 35.3045(a)(2)(iv).
Comment: One commenter expressed
concerns about the absorbed dose-based
criterion for normal tissue within the
treatment site and stated that it is
common for 50 percent or more of the
treatment site to receive a dose that
exceeds the prescribed dose by greater
than 50 percent. The commenter was
concerned that quality implants may be
categorized as MEs using this criterion.
The commenter also stated that its
vendor’s software does not provide a
method to evaluate dose to contiguous
volumes of tissue within the treatment
site.
Response: The rule text was modified
based on this comment. The rule text in
§ 35.3045(a)(2) was modified to remove
§ 35.3045(a)(2)(iv), which would have
required the assessment of the absorbed
dose to normal tissue within the
treatment site. The NRC agrees that
quality implants may be categorized as
MEs if 50 percent or more of the
treatment site intentionally receives a
dose that exceeds the prescribed dose by
greater than 50 percent. The NRC
understands that some treatment
planning software may be unable to
distinguish contiguous volumes of
tissue. In response to this concern and
those raised by other commenters, the
NRC removed the absorbed dose-based
ME reporting criterion in
§ 35.3045(a)(2)(iv).
Comment: One commenter expressed
concerns about the ME reporting
criterion in § 35.3045(a)(2)(iv). The
commenter stated that, using this
criterion, it would be difficult for
licensees to determine if an ME had
occurred and nearly impossible for
regulators to independently determine if
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a licensee is appropriately classifying
and reporting MEs.
Response: The rule text was modified
based on this comment. The rule text in
§ 35.3045(a)(2) was modified to remove
§ 35.3045(a)(2)(iv), which would have
required the assessment of the absorbed
dose to normal tissue within the
treatment site. The NRC understands
that it may be difficult for licensees and
regulators to determine if an ME
occurred under this criterion. In
response to this concern and those
raised by other commenters, the NRC
removed the absorbed dose-based ME
reporting criterion in § 35.3045(a)(2)(iv).
Comment: One commenter expressed
concerns about the ME reporting
criterion in § 35.3045 related to the
normal tissue located within the
treatment site. The commenter stated
that the normal tissue within the
treatment site for prostate implants is
the urethra and it is necessary to place
a catheter in the urethra to assess dose
to this tissue. The commenter noted that
licensees may not routinely catheterize
the patient during post-implantation
imaging; therefore, they do not have the
imaging information necessary to assess
urethral dose. The commenter further
stated that pre-implantation images
performed on catheterized patients
show that the urethral volume is
typically 1 cubic centimeter or less. The
commenter concluded that an ME
would never be found for normal
urethral tissue for a prostate implant
because there is not 5 cubic centimeters
of contiguous urethral tissue within the
treatment site.
Response: The rule text was modified
based on this comment. The rule text in
§ 35.3045(a)(2) was modified to remove
§ 35.3045(a)(2)(iv), which would have
required the assessment of the absorbed
dose to the maximally exposed 5
contiguous cubic centimeters of normal
tissue within the treatment site. The
NRC understands that licensees may not
routinely acquire the imaging
information necessary to assess postimplantation urethral dose. The NRC
also understands that the urethral
volume within the treatment site is
typically considerably less than 5 cubic
centimeters, and as a result it is unlikely
that an ME would occur using the
proposed criterion.
Comment: One commenter stated that
using absorbed dose-based criteria may
limit the licensee’s ability to determine
if an ME has occurred when evaluating
dose to normal structures located within
the treatment site that are even more
difficult to contour than the prostate.
The commenter suggested removing the
use of absorbed dose-based criterion for
normal tissue within the treatment site.
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Response: The rule text was modified
based on this comment. The rule text in
§ 35.3045(a)(2) was modified to remove
§ 35.3045(a)(2)(iv), which would have
required the assessment of the absorbed
dose to normal tissue within the
treatment site. The NRC agrees with the
commenter’s suggestion and in response
to this concern and those raised by other
commenters, the NRC removed the use
of absorbed dose-based criteria for
reporting MEs in § 35.3045(a)(2)(iv).
Comment: One commenter expressed
concern about the ME reporting
criterion in § 35.3045(a)(2)(iv) related to
the absorbed dose to normal tissue
located within the treatment site. The
commenter stated that ‘‘precise control
of source location inside the treatment
site over several half-lives is impossible
(and not necessary), so absorbed dose to
intra-target structures is impossible to
control.’’ The commenter believes this is
a medical decision, not a suitable ME
criterion. The commenter stated
‘‘[m]edicine has to operate in a riskbenefit balance when it comes to normal
tissues, so the NRC has no role here.’’
Response: The rule text was modified
based on this comment. The rule text in
§ 35.3045(a)(2) was modified to remove
§ 35.3045(a)(2)(iv), which would have
required the assessment of the absorbed
dose to normal tissue within the
treatment site. The NRC acknowledges
the commenter’s concern that absorbed
dose to intra-target structures is
impossible to control and is a medical
decision. In response to this concern
and those raised by other commenters,
the NRC removed the dose-based ME
reporting criterion in § 35.3045(a)(2)(iv).
Comment: One commenter stated that
‘‘[i]dentification of normal tissue in the
treatment volume (urethra) [during a
prostate implant procedure] is difficult
if not impossible with a CT scan.’’ The
commenter also stated that the radiation
dose is variable across the treatment site
and therefore the ‘‘determination’’ of the
dose to the normal tissue within the
treatment site is ‘‘ambiguous.’’ The
commenter further stated that ‘‘[t]he
only way to clearly define the urethra
during the post Dosimetry CT scan
would be to catheterize the patient,
which would cause significant pain to
the patient, and therefore is not
performed.’’
Response: The rule text was modified
based on this comment. The rule text in
§ 35.3045(a)(2) was modified to remove
§ 35.3045(a)(2)(iv), which would have
required the assessment of the absorbed
dose to normal tissue within the
treatment site. The NRC acknowledges
the commenter’s concerns related to
difficulties associated with imaging the
urethra and estimating the dose to it. In
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response to these concerns and those
raised by other commenters, the NRC
removed the absorbed dose-based ME
reporting criterion in § 35.3045(a)(2)(iv).
Comment: One commenter expressed
difficulty in understanding how clinics
that use a nomogram-based approach to
‘‘pre-planning,’’ where there is no preimplant dose distribution, would
evaluate the ME definition for ‘‘intratarget normal structures’’ in
§ 35.3045(a)(2)(iv).
Response: The rule text was modified
based on this comment. The rule text in
§ 35.3045(a)(2) was modified to remove
§ 35.3045(a)(2)(iv), which would have
required the assessment of the absorbed
dose to normal tissue within the
treatment site. The NRC understands the
commenter’s concern that clinics that
use a nomogram-based approach to
‘‘pre-planning,’’ where there is no preimplant dose distribution, may have
difficulty in evaluating the dose to
normal tissue within the treatment site
under the proposed ME definition. In
response to this concern and those
raised by other commenters, the NRC
removed the absorbed dose-based ME
reporting criterion in § 35.3045(a)(2)(iv).
Issue: The Medical Event Reporting
Criterion in § 35.3045 Related to the
Absorbed Dose to Normal Tissues
Located Outside the Treatment Site
Comment: One commenter expressed
concerns about the ME reporting
criterion in § 35.3045(a)(2)(iii) related to
the absorbed dose to normal tissue
located outside the treatment site. The
commenter stated that their treatment
planning software does not have an
automated method for determining the
volume of normal tissue that exceeds
the prescribed dose by 50 percent. They
stated that a manual method for making
such a determination would lead to
different results depending on who
contours the normal tissue volume
being assessed. The commenter also
noted that the definition of ‘‘contiguous
normal tissue’’ is not clear.
Response: The rule text was modified
based on this comment. The rule text in
§ 35.3045(a)(2) was modified to remove
§ 35.3045(a)(2)(iii), which would have
required the assessment of the absorbed
dose to normal tissue outside the
treatment site. The NRC acknowledges
the commenter’s concern that some
treatment planning software may is not
capable of automatically determining
the volume of normal tissue that
exceeds the prescribed dose by 50
percent. In response to this concern and
those raised by other commenters, the
NRC removed the absorbed dose-based
ME reporting criterion in
§ 35.3045(a)(2)(iii).
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Comment: Two commenters
expressed concerns about the
requirement to evaluate and determine
the absorbed dose to the maximally
exposed 5 contiguous cubic centimeters
of normal tissue ‘‘around’’ the treatment
site. The commenters further stated that
these proposed ME reporting criteria are
not consistent with current medical
practice and may discourage licensees
from performing permanent
brachytherapy, which would deny
patients access to this technology.
Response: The rule text was modified
based on these comments. The rule text
in § 35.3045(a)(2) was modified to
remove § 35.3045(a)(2)(iii) and (iv),
which would have required the
assessment of the absorbed dose to the
maximally exposed 5 contiguous cubic
centimeters of normal tissue outside and
within the treatment site. The NRC
acknowledges the commenters’ concern
that the proposed rule text is not
consistent with current medical practice
and may discourage some licensees
from performing permanent
brachytherapy. In response to this
concern and those raised by other
commenters, the NRC removed the
absorbed dose-based ME reporting
criterion in § 35.3045(a)(2)(iii) and (iv).
Comment: Two commenters
expressed concerns about the use of
absorbed dose to 5 contiguous cubic
centimeters as a criterion for reporting
MEs. The commenters noted that the
absorbed dose to 5 contiguous cubic
centimeters was proposed as a guideline
for treating cancer of the cervix in a
single journal article published 10 years
ago. The commenters also pointed out
that these guidelines were proposed ‘‘for
research purposes,’’ reflected the
personal opinions of the authors, and
were not endorsed or adopted by any of
the radiation oncology professional
organizations. The commenters
requested that the NRC provide further
justification for establishing a 5
contiguous cubic centimeters regulatory
standard.
Response: The rule text was modified
based on these comments. The rule text
in § 35.3045(a)(2) was modified to
remove § 35.3045(a)(2)(iii) and (iv),
which would have required the
assessment of the absorbed dose to the
maximally exposed 5 contiguous cubic
centimeters of normal tissue outside and
within the treatment site. The NRC
included these requirements in the
proposed rule based on a
recommendation from the ACMUI.
However, based on these and other
comments, the NRC concluded that
absorbed dose to 5 contiguous cubic
centimeters is not a suitable criterion for
reporting MEs. Therefore, the NRC
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removed subparagraphs (iii) and (iv),
which would have required licensees to
use absorbed dose criteria to report MEs
for permanent brachytherapy.
Comment: One commenter stated that
the volume for determining an absorbed
dose to normal tissue for compliance
with the reporting requirements in
§ 35.3045 is not clearly defined. The
commenter noted that it appears
reasonable in theory to determine
absorbed dose to the maximally exposed
5 contiguous centimeters of normal
tissue. However, the commenter
believes that it will be difficult to make
this determination using current
technology. The commenter stated that
‘‘planning systems typically report dose
volume histograms to structures, but
they do not identify contiguous
volumes.’’
Response: The rule text was modified
based on this comment. The rule text in
§ 35.3045(a)(2) was modified to remove
§ 35.3045(a)(2)(iii) and (iv), which
would have required the assessment of
the absorbed dose to normal tissue
outside and within the treatment site.
The NRC acknowledges that while some
treatment planning systems can identify
contiguous volumes, others cannot. In
response to this concern and those
raised by other commenters, the NRC
removed the absorbed dose-based ME
reporting criterion in § 35.3045(a)(2)(iii)
and (iv).
Comment: One commenter stated that
the requirement in § 35.3045(a)(2)(iii)
(absorbed dose to the maximally
exposed 5 contiguous centimeters of
normal tissue located outside of the
treatment site) will be difficult to
implement. The commenter stated that
treatment planning systems report dosevolume histograms to structures but do
not identify contiguous volumes. The
commenter also stated that the term
‘‘treatment site’’ is not well defined. The
commenter used the prostate as an
example and pointed out that some
licensees identify the prostate as the
treatment site and develop the treatment
plan with a particular margin of normal
tissue around it, while others include a
PTV (planning treatment volume)
around the prostate and plan for that
volume. The commenter explained that
seeds may be placed in interstitial tissue
outside the prostate to ensure adequate
dose is delivered to the prostate. The
commenter expressed concern that ‘‘[i]f
the normal tissue involved interstitial
tissue, it would not cause a medically
significant event to the patient.’’
Response: The rule text was modified
based on this comment. The rule text in
§ 35.3045(a)(2) was modified to remove
§ 35.3045(a)(2)(iii), which would have
required the assessment of the absorbed
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dose to normal tissue outside the
treatment site. The NRC acknowledges
the commenter’s concern that some
treatment planning software may be
unable to automatically determine the
volume of normal tissue that exceeds
the prescribed dose by 50 percent. The
NRC also acknowledges that AUs
describe ‘‘treatment site’’ in different
ways. The NRC expects the AU to
describe the treatment site (as defined in
§ 35.2) in the WD in any way he or she
believes to be medically appropriate. In
response to these concerns and those
raised by other commenters, the NRC
removed the absorbed dose-based ME
reporting criterion in § 35.3045(a)(2)(iii).
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Issue: Source-Strength-Based Criteria as
the Metric for Permanent Brachytherapy
Versus Absorbed Dose-Based Criteria
Comment: Two commenters stated
that the use of source-strength based
criteria as the metric for permanent
brachytherapy is directly proportional
to the absorbed dose, and consistent
with nuclear medicine administrations
of radiopharmaceutical therapy whose
purpose is to achieve a prescribed tumor
dose. The commenters also pointed out
that dose is not factored into the ME
definition for radiopharmaceuticals, and
has been an auditable measure by
inspectors since the definition of
‘‘misadministration’’ that was created
decades ago.
Response: The rule text was modified
based on this and other comments.
While the NRC agrees that source
strength is a major factor impacting
absorbed dose for permanent
brachytherapy, the absorbed dose is
determined by a combination of source
strength and spatial positioning. Despite
this fact, in response to this comment
and different concerns raised by other
commenters, the NRC determined that a
source-strength based criterion is
appropriate to define MEs for
permanent implant brachytherapy and
removed the absorbed dose-based ME
reporting criterion in § 35.3045(a)(2)(iii)
and (iv).
Issue: Require Licensees To Establish
Certain Documented Criteria for a
Medically Acceptable Implant Instead of
the Absorbed Dose to Normal Tissues
Comment: Two commenters suggested
the modification of § 35.3045(a)(2) to
remove both criteria for absorbed dose
to 5 contiguous centimeters of tissue
and require instead that licensees
establish documented criteria such as
D90 or V100 that provide for a
medically acceptable permanent
implant.
Response: The rule text was modified
based on other comments. The rule text
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in § 35.3045(a)(2) was modified to
remove § 35.3045(a)(2)(iii) and (iv),
which would have required the
assessment of the absorbed dose to the
maximally exposed 5 contiguous cubic
centimeters of normal tissue outside and
within the treatment site. The NRC
agrees with removing the proposed
absorbed dose-based criteria for
reporting MEs for normal tissue.
However, the NRC is not changing the
rule text to require licensees to establish
documented dose-based criteria such as
D90 or V100 that would provide for a
medically acceptable implant, as
suggested by the commenter. The term
‘‘D90’’ is the dose reported in Gray or
as a percentage of the prescribed dose
that covers 90 percent of the target
volume. The term ‘‘V100’’ is the
fractional volume of the target usually
reported as a percentage that receives
100 percent of the prescribed dose. The
effect of making the commenter’s
proposed change would be a
requirement to report as an ME under
§ 35.3045(a)(2) any permanent implant
that is not deemed medically
acceptable. The NRC believes that such
a requirement could risk interfering
with the practice of medicine. The NRC
determined, for reasons explained in
response to other comments, that the
dose-based criteria should be removed
and not replaced.
Issue: Sealed Source(s) Directly
Delivered to the Wrong Treatment Site
Comment: Several commenters
expressed concern with the proposed
rule text in § 35.3045(a)(2)(v)(C), which
requires reporting sealed source(s)
directly delivered to the wrong
treatment site as an ME. Two
commenters specifically pointed out
that § 35.3045(a)(2)(v)(C) is in direct
conflict with § 35.3045(a)(2)(ii), which
allows for 20 percent of the implanted
source activity to be outside of the
intended treatment site. Further, the
commenters pointed out that, as
proposed, this section would require
that even a single sealed source directly
delivered to the wrong treatment site be
reported as an ME. Several commenters
pointed out that when performing a
normal implant procedure, sources can
occasionally be deposited outside the
treatment site due to various factors
such as uncertainties in intraoperative
imaging, patient motion, suction of
seeds due to needle withdrawal, or seed
migration. For example, one commenter
stated that because in a prostate implant
90 to 100 seeds are routinely implanted,
‘‘[a] seed could end up in tissue
surrounding the prostate, in the bladder,
or in the rectum. The overall impact
would be numerous MEs of no clinical
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33075
significance reported.’’ Other
commenters stated that source(s)
implanted directly into the wrong site or
body part, e.g., if the right breast was
implanted when the left breast was
intended to be implanted, should
constitute a reportable ME. One
commenter suggested that the NRC
establish a reasonable de minimis
threshold. Several commenters
suggested revising § 35.3045(a)(2)(v)(C)
to require that ‘‘sealed source(s) directly
delivered to a ‘‘non-contiguous’’ wrong
treatment site’’ be reported as MEs.
Response: The rule text was modified
based on these comments and a
recommendation from the ACMUI. The
NRC agrees that typical permanent
implant procedures result in some
sources being implanted outside the
treatment site as described in the WD.
In accordance with § 35.3045(a)(2)(ii),
an ME has not occurred when less than
20 percent of the sources are implanted
outside the treatment site. The NRC also
agrees that § 35.3045(a)(2)(v)(C), as
proposed [now § 35.3045(a)(2)(iii)(C)],
appears to be in conflict with the
provisions of § 35.3045(a)(2)(ii). To
ensure that the provisions of
§ 35.3045(a)(2)(iii)(C) can be
distinguished from those in
§ 35.3045(a)(2)(ii), the NRC has changed
§ 35.3045(a)(2)(iii)(C) to read: ‘‘Sealed
source(s) implanted directly into a
location discontiguous from the
treatment site, as documented in the
post-implantation portion of the WD.’’
Issue: Sources That Were Implanted in
the Correct Site but Migrated Outside
the Treatment Site
Comment: Several commenters noted
that § 35.3045(a)(3) currently includes
the phrase, ‘‘excluding, for permanent
implants, seeds that were implanted in
the correct site but migrated outside the
treatment site’’ but that this provision
was not included in the proposed rule.
They said that removal of this provision
‘‘will cause numerous spurious reported
MEs which will be unnecessarily
burdensome and time consuming to the
NRC and the licensee without
increasing patient safety.’’ One
commenter stated that migration of
seeds from a prostate treatment site is a
potential clinical occurrence. The
commenters asked the NRC to restore
the provision for migrated seeds.
One commenter expressed concern
that failure to include an exclusion for
migrated sources would require
reporting as ME permanent implant
brachytherapy procedures in which the
sources were placed correctly then
migrated. The commenter suggested that
‘‘. . . images taken 15, or 30, or 60 days
after an implant cannot unambiguously
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determine the placement of sources at
the time of implant. Only placement
meeting Medical Event criteria in
§ 35.3045(a)(2) at time of implant should
constitute a Medical Event.’’ The
commenter also stated that some
licensees do not offer permanent
brachytherapy because of a concern that
MEs could occur due to circumstances
beyond their control, and the damage
that can result from the publicity
surrounding an ME.
One commenter noted that in the
2002 revisions to 10 CFR part 35, the
term ‘‘recordable event’’ was eliminated
and the term ‘‘misadministration’’ was
changed to ‘‘medical event.’’ The
commenter stated that the definition (of
an ME) did not change. The definition
compares the treatment administered to
what the AU intended to administer.
The commenter expressed concern that,
as proposed, a treatment could be
identified as an ME if the seeds moved
after they were implanted correctly. The
commenter stated that the proposed rule
as written may inhibit a physician from
helping a patient if migration of seeds
is not taken into account in defining an
ME for permanent implant
brachytherapy implants.
Response: The rule text was modified
based on these comments. The rule text
in § 35.3045(a)(2) was modified to
restore the provision for sources that
were implanted in the correct site but
migrated outside the treatment site. The
NRC agrees that migration of sources
that were implanted in the correct site
should not be considered an ME.
Comment: One commenter expressed
concern about the phrase ‘‘outside of the
treatment site’’ at § 35.3045(a)(2)(ii).
This is the proposed criterion to define
as an ME a permanent implant
brachytherapy administration that
results in the total source strength
administered outside of the treatment
site exceeding 20 percent of the source
strength documented in the postadministration WD. The commenter
noted that, for permanent prostate
implants, most of the seeds are
purposely implanted in and around the
periphery of the gland and many can
drift. The commenter stated that 20
percent of the sources may drift, even
when linked together, and asked if the
NRC has established a cutoff distance
for drift. The commenter also expressed
concern about the statement that if even
one source is apparently ‘‘directly
implanted . . . into another (distant
from the treatment site) location,’’ it is
an ME, and noted that it may be difficult
to distinguish a seed that drifted a long
distance from one that was directly
implanted into a location distant from
the treatment site. The commenter
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believes that these questions will force
AUs to define a treatment site ‘‘with
huge margins for seed drift.’’
The commenter also asked what rule
would apply if all seeds are in the
treatment site, but ‘‘badly distributed
around the periphery.’’ The commenter
stated that this could result in a ‘‘bad
cold spot’’ in the treatment site dose
distribution and noted that many
permanent prostate implants ‘‘show this
tendency naturally 30 days after
implant.’’
The commenter stated that these
issues pertain to the practice of
medicine and should not be regulated
by the NRC.
Response: No change was made to the
rule text based on this comment. The
NRC has not established a cutoff
distance for ‘‘drift’’ or source migration.
The AU defines the treatment site in the
WD in any way he or she believes to be
medically appropriate, including any
margins. The NRC agrees that migration
of sources that were implanted into the
correct site should not be considered an
ME. In response to other comments, the
rule text at § 35.3045(a)(2) was changed
to restore the exclusion to ME reporting
requirements for sources that were
implanted in the correct site but
migrated outside the treatment site. In
response to other comments, the rule
text at § 35.3045(a)(2)(v)(C) [now
§ 35.3045(a)(2)(iii)(C)] was also changed
to replace the phrase ‘‘[s]ealed source(s)
directly delivered into the wrong
treatment site’’ with ‘‘[s]ealed source(s)
implanted directly into a location
discontiguous from the treatment site, as
documented in the post-implantation
portion of the written directive.’’
The NRC agrees that the dose
distribution within the treatment site is
not a suitable ME criterion because it
can vary over time and is not fully
under the control of the AU. In response
to other comments, the NRC revised the
permanent implant brachytherapy ME
criteria at § 35.3045(a)(2) to be based
only on total source strength, not dose.
As a result, no ME has occurred if at
least 80 percent of the sources are in the
treatment site, regardless of the
distribution of the sources or the
existence of a ‘‘cold spot’’ in the dose
distribution. The NRC agrees, and it is
the NRC policy, that the NRC should not
(and does not) regulate the practice of
medicine.
Issue: Medical Event Definition Should
Allow an Exception for Causes Outside
of the Physician’s Control
Comment: One commenter suggested
that the ME definition should allow
exceptions for patient-related and
procedure-related causes (other than
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seed migration) that are outside of the
physician’s control. The commenter
noted that the exception for MEs
resulting from patient intervention does
not address procedure-related causes
that are outside of the physician’s
control. The commenter recommended
that § 35.3045(a)(2) be revised to read:
‘‘For permanent implant brachytherapy,
the administration of byproduct
material or radiation from byproduct
material (not resulting from patientrelated or procedure-related causes—
such as edema, source migration after
placement or imaging uncertainties) that
results in . . .’’ The commenter
expressed concern that, without an
exception for patient-related and
procedure-related causes, ‘‘many
medically acceptable procedures will be
labeled as MEs, contrary to our
understanding of the NRC’s intent.’’
Response: No change was made to the
rule text based on this comment. The
NRC did not modify the rule to include
exceptions for patient-related and
procedure-related causes (other than
seed migration) that are outside of the
physician’s control. Factors outside of
the physician’s control, such as edema
and imaging uncertainties, should have
limited impact under the sourcestrength based ME reporting criteria in
§ 35.3045(a)(2)(ii).
Issue: Error in Calculating the Total
Source Strength
Comment: One commenter stated that
it is not clear why the ME criterion in
§ 35.3045(a)(2)(v)(E), i.e., ‘‘[a] 20 percent
or more error in calculating the total
source strength documented in the preimplantation portion of the written
directive,’’ was proposed. The
commenter believes that this criterion
was based on an ‘‘ACMUI proposal of
using the wrong activity or source
strength (+ /¥20 percent) as specified in
the written directive,’’ and noted that
the ACMUI did not specify whether this
is ‘‘wrong’’ as compared to the preimplantation or post-implantation
portion of the WD. The commenter
stated that the requirement in
§ 35.3045(a)(2)(v)(E) appears to be a
duplication of the intent of
§ 35.3045(a)(2)(i) and recommended
deleting § 35.3045(a)(2)(v)(E).
Response: The rule text was modified
based on this comment. The rule text in
§ 35.3045(a)(2)(v) was revised to delete
the ME criterion described in
§ 35.3045(a)(2)(v)(E), ‘‘[a] 20 percent or
more error in calculating the total
source strength documented in the preimplantation portion of the written
directive.’’ However, the NRC
determined that § 35.3045(a)(2)(v)(E)
was not a duplication of
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§ 35.3045(a)(2)(i), but agrees that the
provision is not needed. As stated by
the commenter, this criterion was
originally recommended by the ACMUI.
In July 2005, the ACMUI submitted to
the NRC a set of guiding principles to
assist the NRC staff in defining a rule to
capture MEs from permanent implant
brachytherapy procedures. One of the
principles recommended a limited dosebased ME criterion: ‘‘[a]n implant is a
medical event if the dose calculations
used to determine the total source
strength documented in the written
directive are in error by more than 20
percent in either direction.’’ The
ACMUI explained that this ‘‘limited’’
ME dose pathway would ‘‘focus only on
preplanning or intraoperative planning,
not post-implant evaluation.’’ Because
the revised ME criteria are based on
post-implant evaluations, the NRC
agrees that the criterion at
§ 35.3045(a)(2)(v)(E) is not needed.
Comment: One commenter stated that
the criterion in § 35.3045(a)(2)(i) is
consistent with clinically relevant
circumstances. The commenter
expressed concern that this is exactly
the same as the requirement in
§ 35.3045(a)(2)(v)(E). The commenter
noted that the rationale is unclear for
comparing against the post-implantation
source strength in § 35.3045(a)(2)(i) and
comparing against the pre-implantation
source strength in § 35.3045(a)(2)(v)(E).
The commenter also stated that current
practice is ‘‘to assay a portion of the
seeds to ensure the total source strength
is as ordered, which would prevent both
of these medical events from occurring.’’
Response: The rule text was modified
based on this comment. The rule text in
§ 35.3045(a)(2)(v) was revised to delete
the ME criterion in § 35.3045(a)(2)(v)(E)
of the proposed rule: ‘‘[a] 20 percent or
more error in calculating the total
source strength documented in the preimplantation portion of the written
directive.’’ Although these criteria are
not exactly the same, the NRC agrees
with the commenter that the criterion at
§ 35.3045(a)(2)(v)(E) is not needed
because such situations will almost
always be captured by the criteria at
§ 35.3045(a)(2)(i) and (a)(2)(ii). In the
rare situation where a calculation error
would not be captured by the criteria at
(a)(2)(i) or (a)(2)(ii)—for example,
because the calculation error was later
corrected—then the NRC would not
deem it appropriate to report the
calculation error itself as an ME.
The NRC considered the commenter’s
statement that these types of MEs would
be prevented by assaying a portion of
the seeds to ensure the total source
strength is as ordered and concluded
that this may not be fully correct. For
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example, it is possible for an ME to
occur if there was an error of 20 percent
or more in the total source strength
ordered and administered.
Issue: Comparison of Source Strength
Specified in the Pre-Implantation
Written Directive
Comment: Several commenters stated
that ME reporting for permanent
implant brachytherapy must be based
on the source strength in the postadministration WD as described in
§ 35.40(b)(6)(ii). Some of the
commenters stated that the proposed
changes to § 35.3045 wrongly specified
the pre-implantation WD.
Response: No changes were made in
response to these comments. The source
strength comparisons for the ME
reporting criteria in § 35.3045(a)(2)(i)
and (ii) are with the source strength
specified in the post-implantation WD.
Although § 35.3045(a)(2)(iii) of the
proposed rule included an absorbed
dose comparison with information in
the pre-implantation WD, the NRC
removed this criterion in response to
other comments. Also,
§ 35.3045(a)(2)(v)(E) of the proposed
rule included a calculated total source
strength with the pre-implantation WD,
but NRC removed this criterion in
response to different comments. As a
result, § 35.3045(a)(2) no longer requires
any comparisons with the preimplantation WD.
Issue: Support Source Strength-Only
Approach for Medical Event Criteria for
Permanent Implants
Comment: One commenter supported
the shift to use total source strength
administered (activity-based) ME
criteria for permanent implants rather
than dose delivered (dose-based) criteria
for permanent brachytherapy implants.
Response: The comment supports
language in the rule; therefore, no
response is required.
Comment: One commenter expressed
several concerns related to the proposed
dose-based portion of the criteria for
permanent implant brachytherapy ME
reporting. The commenter
recommended that any ME reporting for
permanent implant brachytherapy be
based solely on a source-strength based
definition for the WD as recommended
originally by the ACMUI and the
radiological societies rather than the
proposed hybrid definition based on
source strength and absorbed dose. The
commenter’s concerns included: (1)
That the WD has no absorbed dose
specification; (2) that regulatory
inspectors do not possess the expertise
to assess permanent seed implants and
determine if any 5 contiguous cubic
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centimeters have exceeded an expected
absorbed dose by 50 percent; (3) that
different licensees use different
absorbed dose metrics to determine a
successful implant; (4) that the dose to
5 contiguous cubic centimeters
introduced by the NRC is arbitrary and
not based on any clinical data; and (5)
that the ACMUI in 2008 recommended
a source strength ME definition for
permanent implants and explicitly
stated it should not include absorbed
dose criteria.
Response: The rule text was modified
based on this comment. The rule text in
§ 35.3045(a)(2) was modified to remove
§ 35.3045(a)(2)(iii) and (iv), which
would have required the assessment of
the absorbed dose to normal tissue
outside and within the treatment site.
The rule text, as proposed in
§ 35.40(b)(6)(i), contains a requirement
to include the intended absorbed dose
to the treatment site. However, in
response to other comments, the NRC
has decided to remove this requirement
from the final rule. The commenter is
correct that in 2008 the ACMUI
recommended source-strength based
criteria. However, in 2012, the ACMUI
recommended the proposed ‘‘hybrid’’
criteria for reporting MEs for permanent
implants, and that recommendation was
endorsed by the American Association
for Radiation Oncology. The NRC
understands the commenter’s concerns
that regulatory personnel may have
difficulty assessing permanent implants
under the proposed rule, and that
different licensees may use different
criteria for determining a successful
implant. The NRC agrees that the
proposed absorbed dose-based criteria
are not based upon clinical data. In
response to these concerns and those
raised by other commenters, the NRC
removed the absorbed dose-based ME
reporting criterion in § 35.3045(a)(2)(iii)
and (iv).
Comment: Two commenters stated
that in 2008, the ACMUI recommended
source strength ME definition for
permanent implants. The commenters
stated that nevertheless, the NRC staff
added an absorbed dose-based criterion
to the definition, and the Commission
rejected it. The NRC held national
stakeholder workshops in 2011 on this
issue and the overwhelming consensus
at each workshop attended by
professional organizations and
radiological professionals was to have
source-strength ME reporting criteria
rather than absorbed dose-based criteria.
The commenters also pointed out that
the ACMUI presentations at these
workshops stated that source strength
criteria were preferable. The
commenters recommended that the NRC
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provide a more comprehensive
regulatory basis for deviating from these
recommendations. One of the
commenters stated that the NRC needs
to base the ME definition on source
strength rather than the proposed hybrid
definition based on source strength and
absorbed dose, by removing
§ 35.41(b)(6)(iii) and (iv) and amending
§ 35.3045(a)(2).
Response: The rule text was modified
based on these comments. The rule text
in § 35.3045(a)(2) was modified to
remove § 35.3045(a)(2)(iii) and (iv),
which would have required the
assessment of the absorbed dose to
normal tissue outside and within the
treatment site. A corresponding change
was made to the rule text in
§ 35.41(b)(6) to remove § 35.41(b)(6)(iii)
and (iv). The NRC agrees with the
commenters’ stated timeline of events
regarding ME reporting criteria
recommendations. However, in 2012,
the ACMUI recommended the proposed
‘‘hybrid’’ criteria for reporting MEs for
permanent implants, and that
recommendation was endorsed by the
American Association for Radiation
Oncology. This recommendation was
one of the key components of the NRC’s
regulatory basis for the proposed rule. In
response to other comments, the NRC
removed the absorbed dose-based ME
reporting criterion in § 35.3045(a)(2)(iii)
and (iv) and the requirements in
§ 35.41(b)(6)(iii) and (iv) for
determination of absorbed dose to
normal tissue outside and within the
treatment site.
Issue: Alternate Recommendations for
ME Definitions for Permanent Implants
Comment: One commenter suggested
that the NRC require licensees to
establish a ‘‘peer review’’ process in
conjunction with the requirements that
licensees establish procedures that
provide ‘‘high confidence’’ that the WD
is fulfilled. The commenter stated that
MEs should be rare mistakes because
the procedures are required to be
performed by physicians that have the
required T&E. The commenter also
stated that the NRC should not try to
regulate the ‘‘medicine side’’ and that
the NRC’s determination of ‘‘ ‘actual or
potential harm to a patient’ and review
of normal tissue doses are not needed.’’
Response: No change was made to the
rule text based on this comment. The
NRC agrees that the NRC should not
regulate the practice of medicine. In
accordance with the Commission’s
Medical Use Policy Statement published
August 3, 2000 (65 FR 47654), the NRC
does not intrude into medical
decisionmaking except as necessary to
provide for the safety of workers and the
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general public and to ensure that
radionuclides are used in accordance
with the physician’s directions. The
NRC disagrees that it should require
licensees to establish a peer review
process for assessing MEs. The licensee
makes the determination of the actual or
potential harm to patients that might
result from an ME. However, the NRC’s
position is that an ME may be indicative
of a potential problem in a medical
facility’s use of radioactive materials
even if it does not actually result in
harm to the patient.
In response to the portion of this
comment concerning dose to normal
tissue and other comments, the NRC
removed the absorbed dose-based ME
reporting criteria for normal tissue in
§ 35.3045(a)(2)(iii) and (iv).
Comment: One commenter suggested
that the reporting criteria for permanent
implants should be the ‘‘dose coverage
to the intended target,’’ which is a much
more meaningful indicator of the quality
of an implant. The commenter suggested
the use of ‘‘D90’’ and provided the D90
definition from the AAPM Task Group
137: ‘‘the minimum dose to the hottest
90 percent of the target volume.’’
Response: No change was made to the
rule text based on this comment. This is
one of the few comments NRC received
that supported dose-based ME reporting
criteria for the treatment site. The NRC
understands that ‘‘D90’’ is one of the
absorbed dose-based parameters that is
an accepted professional practice for
assessing the clinical quality of an
implant. However, the NRC also
understands that ‘‘D90’’ is not the only
dose-based parameter that is accepted
and used. The NRC also received
numerous other comments that
identified technical limitations
associated with the use of dose-based
ME reporting criteria for permanent
implant brachytherapy. Therefore, the
NRC revised the permanent implant
brachytherapy ME reporting criteria in
§ 35.3045(a)(2) to be based only on total
source strength, not dose.
Comment: One commenter suggested
that the reporting criteria for permanent
implants should be based upon the dose
to the organs at risk. The commenter
provided the examples of the bladder
and the rectum as organs at risk when
treating the prostate with permanent
implants. The commenter stated that
this approach would hold the
brachytherapist (AU) accountable for
protecting the organs at risk but not
penalize the AU for intentionally
implanting sources in normal tissue for
treatment purposes. The commenter
also stated that ‘‘[a]nother benefit of
both of these suggestions is that current
brachytherapy software offers a method
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of evaluating the dose coverage to the
target and organs at risk.’’
Response: No change was made to the
rule text based on this comment. This is
one of the few comments NRC received
that supported the dose-based ME
reporting criteria. The NRC received
other comments that identified
technical limitations associated with the
use of a dose-based ME reporting
criteria for dose to normal tissue from
permanent implant brachytherapy. The
NRC eliminated the dose-based criteria
in § 35.3045(a)(2)(iii) and (iv) for normal
tissue for reporting MEs. Therefore, the
dose to the organs at risk does not need
to be determined for ME reporting
purposes.
Issue: Concerns Regarding Regulators’
Training and Ability To Inspect and
Assess Permanent Implants Under the
Proposed Criteria
Comment: Several commenters
expressed concerns about the ability of
regulators to assess licensees’
implementation of the proposed ME
reporting criteria in § 35.3045(a)(2)(iii)
and (iv). One commenter asked if
inspectors are capable of evaluating the
methods used by the licensee to
determine the 5 contiguous cubic
centimeter volume of normal tissue and
related dosimetry. Another commenter
stated that the proposed change will
require substantial retraining of
regulatory personnel to make
determinations based on the new
criteria. The commenter stated ‘‘[t]his is
unduly burdensome and serves no real
value since doses may be clinically off
by 200 percent and still be viable for
treatment.’’ Two other commenters
stated that most regulatory personnel do
not have the tools or expertise to assess
a permanent implant and determine if
any 5 contiguous cubic centimeters have
exceeded an expected absorbed dose by
50 percent. The commenters also
expressed concern that the NRC has
proposed a dose metric that is not an
established standard of clinical practice
and appears to infringe on the practice
of medicine.
Response: The rule text was modified
based on these comments. The rule text
in § 35.3045(a)(2) was modified to
remove § 35.3045(a)(2)(iii) and (iv),
which would have required the
assessment of the absorbed dose to
normal tissues outside and within the
treatment site. The NRC understands the
commenters’ concerns that regulatory
personnel may have difficulty assessing
permanent implants under the proposed
rule and that the NRC proposed a 5
contiguous cubic centimeter volume
dose metric that is not an established
standard of clinical practice. In response
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to these concerns and different concerns
raised by other commenters, the NRC
removed the absorbed dose-based ME
reporting criteria in § 35.3045(a)(2)(iii)
and (iv).
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Issue: Applicability of the Proposed
Criteria to Y–90 Microspheres
Comment: Several commenters
questioned whether the new permanent
implant brachytherapy requirements at
§ 35.3045 apply to the use of Y–90
microspheres under § 35.1000. One
commenter stated that these new
requirements cause confusion when
read in conjunction with the NRC
licensing guidance for Y–90
microspheres, which describes them as
‘‘manual brachytherapy sources used for
permanent implantation therapy.’’ The
commenters suggested that the rule
language be clarified to include a
definition of the types of sources to
which the permanent implant
brachytherapy requirements apply so
that it is clear whether they apply to
Y–90 microspheres.
Response: No change was made to the
rule text. The term ‘‘permanent implant
brachytherapy’’ is used to refer to
manual brachytherapy procedures
performed in accordance with § 35.400.
The NRC considers Y–90 microspheres
to be manual brachytherapy sources;
however, they have unique properties
that prevent them from being regulated
under all the provisions of § 35.400 and
are regulated under § 35.1000.
Consequently, the ME reporting
requirements for permanent implant
brachytherapy do not apply to the use
of Y–90 microspheres.
Issue: Defining the Treatment Site in the
Written Directive
Comment: The commenter expressed
concern that under the proposed rule in
§ 35.3045(a)(2)(ii), a high quality
implant with excellent dose statistics,
where many seeds are implanted
outside the Planning Target Volume
(PTV) to ensure adequate dose coverage,
would be viewed as an ME. The
commenter stated that its prostate
implant program allows for the
implantation of I–125 seeds into normal
tissues surrounding the prostate so that
the prescribed dose covers a treatment
margin (PTV) in addition to the prostate,
in order to treat extra-capsular extension
of prostate cancer. The commenter
provided recommendations from the
American Association of Physicists in
Medicine Task Group Report 137 and
the American Brachytherapy Society
Prostate Low-Dose Rate Task Group
Report on treating a margin of tissue
outside of the prostate. The commenter
also expressed concern with the
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criterion in § 35.3045(a)(2)(ii) because
its vendor’s software does not currently
have a satisfactory method of
determining whether 20 percent of the
source strength is outside of the
treatment site.
Response: No change was made to the
rule text based on this comment. The
NRC understands that AUs may
intentionally implant sources into
surrounding normal tissues. The AU
defines the treatment site in the WD in
any way he or she believes to be
medically appropriate, including any
margin or PTV structure. The NRC
acknowledges that treatment planning
software may not have an automated
method to determine whether 20
percent of the source strength is outside
of the treatment site. It may be necessary
for licensees to perform a manual
determination of the number of sources
outside the treatment site in comparison
with the number of sources within the
treatment site.
Comment: One commenter stated that
the requirement at § 35.3045(a)(2)(ii)
would have positive impact if the
definition of treatment site is clarified to
include implantation of seeds in
interstitial tissue, and not critical
structures. The commenter believes that
this criterion is consistent with
clinically relevant circumstances when
several seeds are accidentally placed in
critical organs to the extent that they
could cause a medically significant
event to the patient.
Response: No change was made to the
rule text based on this comment. The
NRC determined that revising the
definition of the treatment site to
include implantation of sources in
interstitial tissue, and not critical
structures, is not warranted. The AU
defines the treatment site in the way he
or she believes to be medically
appropriate, which in some cases may
include intentional implantation of
sources in critical structures. The NRC
has determined that the criterion in
§ 35.3045(a)(2)(ii) appropriately
captures those instances where
medically significant events may occur.
The NRC is not aware of cases where
medically significant events have
occurred while 20 percent or less of the
source strength was implanted outside
the treatment site.
Comment: One commenter stated that
compliance with the requirements in
§ 35.3045 is dependent on how the
tumor volume is defined by the
physician. The commenter explained
that if one AU defines the treatment site
with ‘‘tight borders’’ the licensee may
need to report an ME. However, if
another AU defines the treatment site
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more ‘‘loosely,’’ an ME may not have to
be reported.
Response: No change was made to the
rule text based on this comment. The
AU defines the treatment site in the WD
in the way he or she believes to be
medically appropriate, including any
margin. The AU may define the
treatment site to include all tissues into
which sources have been purposely
implanted. The NRC has determined
that the definition of the treatment site
is a matter of medical judgment.
Comment: One commenter stated that
the identification of the ‘‘treatment site’’
is not well defined. The commenter
stated that some facilities identify the
treatment site as the prostate gland only
and plan a dose margin around the
prostate, while other facilities include a
planning target volume (PTV) structure
around the prostate as the treatment site
and target coverage to that structure.
Response: No change was made to the
rule text based on this comment. The
AU defines the treatment site in the WD
in the way he or she believes to be
medically appropriate, including any
margin or PTV structure.
Issue: The Complexity of the Medical
Event Reporting Requirements as
Currently Proposed May Create
Confusion
Comment: One commenter stated that
the proposed ME reporting requirements
are complex and may create confusion
for regulators and the regulated
community when applied to permanent
prostate implant procedures.
Response: The rule text was modified
based on other comments. The NRC
acknowledges the commenter’s concern
regarding the complexity of the ME
reporting requirements. The NRC
received several comments raising
concerns about specific portions of the
proposed rule and changes were made
in response to these comments. One of
the major changes was to remove the
requirements in § 35.3045(a)(2) related
to absorbed dose to normal tissue. The
NRC believes that these changes have
reduced the complexity of the ME
reporting requirements.
Issue: NRC Should Create a New Section
in 10 CFR Part 35 for Permanent
Implant Brachytherapy Regulations
Only
Comment: One commenter
recommended that the NRC create a
new section in 10 CFR part 35 for
permanent brachytherapy implants
only. This new section should include
the procedural requirements included in
§ 35.41(b)(6) and ME reporting criteria
specific to permanent brachytherapy
implants included in § 35.3045 of the
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proposed rule. The commenter stated
that, if the NRC decides to create this
new separate section, then the ME
requirements for permanent
brachytherapy implants should be
separated and handled in a rulemaking
separate from the remainder of the
proposed amendments, to allow the
NRC to finalize all other proposed
amendments without delay.
Response: No change was made to the
placement of regulations related to
permanent implant brachytherapy. The
requirements for procedures requiring a
WD, and the requirements for ME
reporting appear in two different
subparts of part 35—Subpart B—General
Administrative requirements, and
Subpart M—Reports. To separate the
permanent implant brachytherapy
requirements from these subparts and
put them in a separate section would
disrupt the logical flow of 10 CFR part
35.
Issue: The Compatibility Designation for
Medical Event Reporting Under
§ 35.3045
Comment: One commenter stated that
the WD requirements under
§ 35.40(b)(6) and the procedures for
permanent implant brachytherapy
required under § 35.41(b)(6) should be
deemed Compatibility Category B
(rather than Compatibility Category C)
such that the rules are uniform from one
state to another to minimize confusion.
The commenter stated that because over
90 percent of medical licensees are
under Agreement State authority,
anything less than Compatibility
Category B makes these changes ‘‘an
over-regulation of the minority.’’
Response: The WD requirements
under § 35.40(b)(6) and the procedures
for permanent implant brachytherapy
required under § 35.41(b)(6) are
designated as Compatibility Category
Health and Safety (H&S). This
designation was not changed in the
proposed rule. The H&S category
contains program elements that are not
required for compatibility, but are
identified as having a particular health
and safety role (i.e., adequacy) in the
regulation of agreement material within
the State. The commenter appears to be
referring to the compatibility
designation of ME reporting under
§ 35.3045, which is designated as
Compatibility Category C and which the
final rule continues to designate as
Compatibility Category C.
Comment: One commenter stated that
if the NRC were to revert to a lowerthan-proposed compatibility category
(i.e., Compatibility Category C instead of
B), then they recommend, as a last
resort, that the NRC explicitly state in
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the preamble of the final rule that
activity-based ME metrics are an
essential program element, and that
dose-based metrics are unacceptable for
use. The commenter stated that the
absorbed dose-based ME metrics are not
‘‘more restrictive’’ per se, but are
unsuitable and confusing when
misapplied to the specific procedures in
question.
Response: The NRC has discussed the
program element contained in § 35.3045
and the essential objective of this
program element in Part I, item 4 of this
section based on this comment. The
program element contained in § 35.3045
is ME reporting, not activity-based ME
metrics. The essential objective of this
program element is to maintain a
consistent national ME reporting
program. In the final rule, the ME
criteria for permanent brachytherapy is
activity-based and not dose-based. Dosebased ME reporting criteria for
permanent implant brachytherapy
would conflict with the essential
objective of maintaining a consistent
national reporting program because it
would result in insignificant events
being reported as MEs. As explained in
Part I, item 4 of this section, consistency
in the national reporting program allows
the NRC to identify trends or patterns,
identify generic issues or concerns,
recognize inadequacies or unreliability
of specific equipment or procedures,
and determine why an event occurred
and whether any actions are necessary
to improve the effectiveness of NRC and
Agreement State regulatory programs.
Dose-based ME reporting criteria would
result in inconsistent reporting of
permanent implant brachytherapy MEs,
and thus would disrupt these efforts.
Comment: One commenter stated that
they support the Compatibility Category
B designation for ME reporting, in
agreement with the opinion of the
ACMUI and for the reasons provided in
the proposed rule. The commenter
stated that, considering the details and
clinical implications of the prostate
implant procedures, it only makes sense
to have activity-based criteria for an ME.
The commenter believes that there is
merit in consistent rules for subjects
that have significant implications, such
as the criteria for an ME, and
standardization should remove
uncertainty and confusion.
Response: The NRC agrees with the
commenter that activity-based criteria
are appropriate for MEs for permanent
implant brachytherapy procedures,
including the prostate implant
procedures. As discussed earlier in this
section, the NRC has determined that
Compatibility Category C is the
appropriate designation for § 35.3045.
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The NRC determined that Compatibility
Category B is not the appropriate
designation because the ME reporting
criteria, while important to the effective
and orderly regulation of agreement
material on a nationwide basis, do not
have significant direct transboundary
implications. The essential objective of
§ 35.3045 is to maintain a consistent
national program for reporting MEs.
Agreement State use of dose-based
criteria for permanent implant
brachytherapy ME reporting would be
inconsistent with this essential objective
because the NRC has determined that
dose-based criteria would result in the
reporting of insignificant events.
Therefore, for national reporting,
Agreement States’ use of dose-based
reporting criteria either instead of or in
addition to activity-based reporting
criteria for permanent implant
brachytherapy would not be compatible
with § 35.3045.
Comment: One commenter expressed
support of the Compatibility Category B
designation for § 35.3045 and noted
that, as discussed by the NRC in the
proposed rule, some medical licensees
practice at multiple locations, some of
which are NRC-regulated and some of
which are Agreement State-regulated.
The commenter stated that a
Compatibility Category B designation
would allow for uniformity of practice
and procedures across the country. The
commenter further suggested that to
make the move from Compatibility
Category C to B smooth, the NRC should
define the ‘‘essential objectives’’ of
§ 35.3045 such that the Agreement
States’ adoption of the new definition is
not met with unnecessary delays.
Response: The NRC has determined
that Compatibility Category C is the
appropriate category for § 35.3045, for
the reasons explained in response to
another comment and in Part I, item 4
of this section. The essential objective of
§ 35.3045 is to maintain a consistent
national reporting program, as further
explained in Part I, item 4 of this
section.
Comment: One commenter, in support
of the Compatibility Category B, stated
that they recognize that the Agreement
States oppose a change in Compatibility
Category, citing state legislative
requirements, the difficulty in changing
state regulations, and the fact that
Agreement States do not perceive a
problem with the current dose-based
definition. The commenter believes that
these concerns are outweighed by the
importance of having a consistent
definition throughout the country to
prevent confusion and unnecessary
reporting of otherwise medically
acceptable procedures as MEs. The
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commenter expressed concern that a
Compatibility Category C designation
would allow Agreement States to
implement unnecessarily more
restrictive definitions that classify
medically acceptable procedures as
MEs.
Response: The NRC understands the
importance of having consistent ME
reporting criteria throughout the
country to prevent confusion and
unnecessary reporting of otherwise
medically acceptable procedures as ME.
This consistency is necessary to meet
the essential objective of § 35.3045,
which is to maintain a consistent
national reporting program. The NRC
disagrees that Compatibility Category B
is the appropriate category for § 35.3045
and instead has determined that
Compatibility Category C is the
appropriate category. Therefore,
Agreement States are required to adopt
the essential objectives of this provision,
but are not required to adopt essentially
identical ME reporting criteria. The
Agreement States have the flexibility to
include, for example, a shorter reporting
time in their ME reporting criteria, but
the use of dose-based ME reporting
criteria for permanent implant
brachytherapy would create conflicts
and inconsistencies with respect to the
national reporting program, because it
would capture insignificant events as
MEs.
Comment: Two commenters in
support of Compatibility Category B
stated that because over 90 percent of
medical licensees are under Agreement
State authority, anything less than
Compatibility Category B makes the
proposed changes an ‘‘over-regulation of
the minority.’’ The commenters stated
that it would be counterproductive for
Agreement States to maintain
alternative ME criteria not listed in the
revised § 35.3045. The commenters
further stated that because certain
healthcare systems may be providing
services in both NRC and Agreement
State jurisdictions, § 35.3045 should be
designated as Compatibility Category B.
One commenter said that they strongly
support the proposed designation of
Compatibility Category B for § 35.3045,
thereby requiring Agreement States to
adopt ME reporting and notification
program elements essentially identical
to NRC’s. The commenter also stated
that it would be counterproductive for
Agreement States to maintain
alternative ME criteria not listed in the
revised § 35.3045. The commenter
stated that if the dose-based ME
reporting criteria were interpreted by
the States as more ‘‘restrictive,’’ and
States were to continue to have some
manner of ill-fitting ME methodology,
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this would confuse the regulated
community and continue to weaken
confidence in the significance of
reported permanent brachytherapy MEs.
Response: As explained in response to
other comments, the NRC has
determined that Compatibility Category
C is the appropriate category for
§ 35.3045. Under Compatibility Category
C, Agreement States will not be able to
maintain alternative ME criteria not
listed in the revised § 35.3045, if those
criteria would create conflicts or
inconsistencies in the national reporting
program. The NRC understands the
commenter’s concern that alternative
ME criteria could weaken the public’s
confidence in the significance of
permanent implant brachytherapy MEs.
Therefore, the NRC has identified dosebased criteria as an example of
alternative ME reporting criteria that
would capture insignificant events as
MEs and create a conflict and
inconsistency in the national reporting
program.
Comment: Several commenters stated
that their medical practices are affected
by the compatibility category assigned
to § 35.3045. They said that they are
pleased with the Commission’s decision
to move § 35.3045 from Compatibility
Category C to Compatibility Category B.
The commenters stated that it is
essential that § 35.3045 be defined and
implemented in a consistent manner
across the country. The commenters
stated that, as the NRC noted in the
proposed rule, some medical licensees
practice at multiple locations, some of
which are NRC-regulated and some of
which are Agreement State-regulated.
The commenters stated that there are
many practices that extend beyond one
particular jurisdiction, usually when the
main center is near a state border. The
commenters further stated that they
expect this situation to increase
significantly in the coming few years as
the consolidation of healthcare
institutions into larger entities
continues to accelerate. Therefore, a
Compatibility Category B designation
would allow for uniformity of practice
and procedures across the country.
Response: The NRC understands the
commenters’ concern that § 35.3045 be
defined and implemented in a
consistent manner across the country.
As noted by the commenter, and as the
NRC noted in the proposed rule, some
medical licensees practice at multiple
locations, some of which are NRCregulated and some of which are
Agreement State-regulated.
The NRC disagrees that § 35.3045
should be designated as Compatibility
Category B to ensure uniformity of
practice and procedures across the
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country. The NRC designates regulatory
program elements as Compatibility
Category B if they have significant direct
transboundary implications, not simply
for the purpose of ensuring uniformity
across the country with respect to a
program element. The effect of a
Compatibility Category B designation is
essentially uniformity across the
country with respect to a program
element, because this designation
requires Agreement States to adopt
program elements that are ‘‘essentially
identical’’ to that of the NRC. This
uniformity is necessary because a
program element has significant direct
transboundary implications. As
discussed in Part I, item 4 of this
section, the NRC has determined that
ME reporting does not rise to the level
of having significant direct
transboundary implications. Therefore,
Compatibility Category B is
inappropriate.
The NRC has determined that
Compatibility Category C is the
appropriate designation for § 35.3045.
Under Compatibility Category C
designation, the essential objectives of
the regulation should be adopted by the
State to avoid conflicts, duplications or
gaps. The essential objective of
§ 35.3045 is to maintain a consistent
national ME reporting program.
Agreement States should ensure that
their ME reporting criteria do not
conflict with or create inconsistency
within this program.
Comment: One of the Agreement
States stated that all MEs are local
events and are not transboundary
events, regardless of their significance.
The commenter stated that even
multiple events with a common root
cause are considered local events and
each licensee is required to submit an
ME report to its licensing authority. The
commenter also stated that all MEs are
reported in the Nuclear Materials Event
Database, so NRC is notified of all
events that meet the NRC’s ME criteria.
Response: The NRC acknowledges
that, from the perspective of a single
medical facility, MEs appear to be local
events only. The NRC has determined
that ME reporting does not rise to the
level of having significant direct
transboundary implications and;
therefore, Compatibility Category B is
inappropriate. However, to ensure that
an Agreement State program meets the
essential objective of § 35.3045 to
maintain a consistent national ME
reporting program, the Agreement
States, for permanent implant
brachytherapy treatments, should not
use the dose-based criteria. For the
reasons explained in response to other
comments and in Part I, item 4 of this
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section, the use of dose-based criteria
would create conflicts and
inconsistencies in the national ME
reporting program.
Comment: Several commenters
opposing the proposed category B
designation for ME reporting questioned
how a single medical incident at a
single facility can have ‘‘direct and
significant effects in multiple
jurisdictions.’’ They further added that
the Compatibility Category C
designation has been adequate for the
reporting requirements for radiography,
irradiator, and well logging licensees
who routinely work in multiple
jurisdictions.
Response: The NRC agrees that the
Compatibility Category C designation
has been adequate for the reporting
requirements for radiography, irradiator,
and well logging licensees who work
routinely in multiple jurisdictions. The
NRC has determined that Compatibility
Category C is also the appropriate
designation for § 35.3045.
The NRC acknowledges that, from the
perspective of a single medical facility,
MEs appear to be local events only. The
NRC agrees that ME reporting does not
have direct and significant effects in
multiple jurisdictions, and therefore
agrees that Compatibility Category B is
not the appropriate designation for
§ 35.3045. Therefore, the ME reporting
criteria do not have to be essentially
identical. However, the essential
objective of § 35.3045 is to maintain a
consistent national ME reporting
program, and to adopt this essential
objective Agreement States should
adopt ME reporting criteria that do not
create conflicts or inconsistencies in ME
reporting. The ME reporting program
ensures that the NRC and Agreement
States are able to identify trends or
patterns, identify generic issues or
concerns, recognize inadequacies or
unreliability of specific equipment or
procedures, and determine why an
event occurred and whether any actions
are necessary to improve the
effectiveness of NRC and Agreement
State regulatory programs. Inconsistent
or conflicting ME reporting criteria
would frustrate these purposes.
Comment: Several commenters, in
support of the Compatibility Category C
designation for ME reporting under
§ 35.3045, stated that currently the only
reporting regulations with a
Compatibility Category B designation
are related to the security requirements
and are located in other parts of 10 CFR.
The commenter also stated that all the
reporting requirements found in 10 CFR
part 35 are Compatibility Categories C,
H&S, or D. Since § 35.3045 is a reporting
requirement and does not relate to the
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security of Category 1 or Category 2
sources, the commenter recommended
that the compatibility category for the
reporting requirements in § 35.3045
remain as Compatibility Category C.
Response: It is true that currently the
only reporting regulations with
Compatibility Category B designation
are related to the security requirements
and are located in other parts of 10 CFR.
However, that does not preclude the
NRC from categorizing reporting
requirements as Compatibility Category
B. Compatibility category designations
do not hinge on whether a regulatory
requirement pertains to security or any
other discrete regulatory issue. Rather,
the NRC assigns the appropriate
category for each regulatory requirement
by considering and applying the criteria
for Agreement State compatibility to
each particular regulatory requirement.
For the reasons stated in response to
other comments and as discussed in
Section V., Public Comment Analysis,
the NRC has determined that
Compatibility Category C is the
appropriate designation for § 35.3045.
Comment: One commenter, in support
of the Compatibility Category C
designation for ME reporting under
§ 35.3045, stated that throughout
§ 35.3045, the term ‘‘treatment site’’ is
used, that it is specifically defined in
§ 35.2, and that this definition has been
designated Compatibility Category C.
The commenter stated that since the
definition of ‘‘treatment site’’ is
remaining a Compatibility Category C, it
is possible for an Agreement State to
adopt the essential objective of the
definition but it may be a slightly
different definition. If the definition for
treatment site is slightly different in
each jurisdiction, even if § 35.3045 is
changed to a Compatibility Category B,
the requirement may not be ‘‘essentially
identical’’ in each jurisdiction.
Response: It is true that the
‘‘treatment site’’ is defined in § 35.2 and
that this definition has been designated
Compatibility Category C. While the
NRC may assign a particular
compatibility category to certain
definitions, the regulations in which
these terms are used are not confined to
this same category. Instead, the NRC
assigns the appropriate category for each
regulatory requirement by considering
and applying the criteria for Agreement
State compatibility to each particular
regulatory requirement.
Comment: One commenter
recommended that, if the NRC insists on
changing the Compatibility Category to
B, then the rule language should be
changed to only require the
Compatibility Category B designation
for permanent prostate implant
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procedures and no other permanent
brachytherapy procedures. The
commenter further stated that the main
impetus for changing the compatibility
category for ME reporting appears to be
the multiple prostate implant MEs that
occurred at the Department of Veterans
Affairs facilities.
Response: When drafting the ME
reporting requirements for permanent
implant brachytherapy procedures at
§ 35.3045(a)(2), the NRC developed
requirements that would apply to
permanent implant procedures for all
treatment sites, including prostate
implants. Although prostate implants
are more common than other implants,
the NRC staff in SECY–12–0053
recommended that the revised ME
criteria apply to permanent implant
procedures for all treatment sites, not
only the prostate. The NRC has
determined that the prostate implant
procedure does not warrant a separate
set of regulations and that including
them in the ME reporting requirements
for permanent implant procedures for
all treatment sites is sufficient to ensure
that significant events involving
prostate implants will be reported as
MEs. As explained in response to other
comments and in Part I, item 4 of this
section, the NRC has determined that
Compatibility Category C is appropriate
for all of § 35.3045, including
permanent implant brachytherapy
procedures, such as prostate implants.
Comment: One Agreement State
stated that the proposed activity-based
ME reporting criteria should be added to
the existing dose-based criteria, rather
than replace it. The Agreement State
stated that it would require licensees to
apply both criteria, and only those MEs
that meet the NRC’s proposed activitybased criteria would be reported to the
NRC. The commenter explained that
this approach would provide the states
with the needed flexibility to regulate
both radioactive materials and machineproduced sources of radiation in a
consistent manner. The commenter also
stated that the ME reporting regulations
should not be categorized as
Compatibility Category B because that
would restrict the State’s ability to
regulate the clinical aspects of the
practice of medicine and patient
management.
Response: The NRC has determined,
as recommended by the medical
community, that the activity-based
criteria are more appropriate for
permanent implant brachytherapy
procedures than the dose-based criteria,
because activity-based criteria
specifically captures significant events
for reporting as MEs whereas dose-based
criteria would capture insignificant
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events as well. The NRC has determined
that Compatibility Category C is the
appropriate designation for § 35.3045.
However, as explained in response to
other comments and in Part I, item 4 of
this section, the NRC has determined
that Agreement State use of dose-based
criteria for permanent implant
brachytherapy ME reporting would
result in inconsistencies and conflicts
with the essential objective of § 35.3045,
which is to maintain a consistent
national ME reporting program.
sradovich on DSK3GMQ082PROD with RULES2
Section 35.3204 Report and
Notification for an Eluate Exceeding
Permissible Molybdenum-99,
Strontium-82, and Strontium-85
Concentrations
Comment: Two commenters
supported the proposed generator
elution breakthrough reporting
requirements.
Response: The comment supports
language in the rule; therefore, no
response is required.
Comment: One commenter noted that
Tc-99m decays much faster than Mo-99;
therefore, every Tc-99m generator eluate
will eventually exceed the regulatory
limit. Because of this, the commenter
stated that the language in the proposed
rule text would require every eluate to
be reported. The commenter proposed
revising the rule text in § 35.3204(a) to
clarify that the licensee would only
report measurements of a Tc-99m
generator elution that exceeded the
regulatory limits at the time of generator
elution.
Response: The rule text was modified
based on this comment. The NRC agrees
with the commenter that the proposed
rule text in § 35.3204(a) and (b) was not
clear and has amended it to clarify that
the reporting requirements only apply at
the time of generator elution.
Comment: One commenter stated that
the reporting and notification
requirement for failed Mo-99/Tc-99m
and Sr-82/Rb-82 generators was
increased from Compatibility Category C
to Compatibility Category B. The
commenter supports adding specific
reporting criteria for failed generators,
but wanted to retain the Compatibility
Category as C.
Response: No change was made to the
compatibility category for reporting and
notification requirement for failed Mo99/Tc-99m and Sr-82/Rb-82 generators
based on this comment. In the proposed
rule, the NRC designated the reporting
requirements in § 35.3204(a) and (b) as
Compatibility Category C. The final rule
retains the same compatibility category
for reporting requirements in
§ 35.3204(a) and (b).
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Comment: Two commenters agreed
with the proposed revision but asserted
that the proposed § 35.3204(a) initial
requirement to report to the NRC
Operations Center within 30 days
should be shortened. One commenter
stated that a shorter reporting
requirement was needed to more
effectively address patient safety
concerns. The other commenter stated
that in order to respond in a timely
manner to potential issues regarding the
manufacturing and/or use of generators,
the reporting period should be less than
30 days.
Response: The rule text was modified
based on these comments. The rule text
in § 35.3204(a) was revised to require
notification within 7 calendar days. The
NRC agrees that the time period for
notification should be shorter than the
proposed 30 calendar days. With the
short half-lives of the parent
radionuclides, the NRC determined that
a 7 calendar-day notification
requirement is more appropriate. Seven
calendar days gives the licensee an
opportunity to evaluate its procedures,
measurements, and calculations to
determine if the generator actually
failed, i.e., the eluate actually exceeded
the permissible concentration, or if the
licensee made an error. The shorter
reporting requirement would also
permit the NRC to determine the extent
of generator failures and take quicker
action to protect patient safety.
Comment: Several Agreement States
disagree that the notification of the
discovery of an eluate exceeding the
limits should be made to the NRC
Operations Center. They recommended
that a report be submitted to the NRC
regional offices instead. The
commenters stated that any 30-day
notification to the Agreement States
must only be submitted to the NRC
using the National Materials Events
Database (NMED), not the Operations
Center. One commenter stated that the
doses received from most generators
that exceed the eluate breakthrough
limits would not meet the reporting
requirement for a diagnostic ME and
therefore does not meet the urgency for
reporting to the Operation Center. The
commenter used the CardioGen® Sr/Rb
generator recall as an example. Further,
the commenter stated that the current
Integrated Materials Performance
Evaluation Program requirement to
report such events to the NMED is more
than sufficient. One commenter stated
that ‘‘[s]hould a trend of these events be
found, the Agreement States currently
report these events to the Regional
Agreement State Officer.’’
Response: No change was made to the
rule text based on these comments. The
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33083
NRC determined that it is appropriate to
report generator failures (i.e., when the
eluate exceeds the permissible
concentration listed in § 35.204(a)) to
the NRC Operations Center. Reporting to
the NRC Operations Center will permit
the NRC to identify whether this is a
limited or more widespread failure of
generators and share that information in
a timely manner.
Comment: Several commenters
recommended that the NRC implement
the ACMUI recommendation to only
require licensees to report generator
elution results with parent breakthrough
beyond the § 35.204(a) limits to the
manufacturer/distributor, and not to
both the manufacturer/distributor and
the NRC. The commenters stated that
only the manufacturer/distributor
should be responsible for reporting ‘‘the
out-of-tolerance parent breakthroughs to
the NRC.’’ The commenters also stated
that requiring the licensee to report to
both the company and the NRC, while
the company also reports to NRC, is
unnecessarily duplicative.
Response: A clarifying revision was
made to the rule text. The NRC requires
that a licensee report to the NRC and the
generator distributor, which also may
sometimes be the manufacturer, when it
identifies a generator with an eluate
exceeding the permissible concentration
limits in § 35.204(a). The NRC requires
this reporting because it is important
that the NRC and the distributors be
aware of such events in a timely
manner. The reporting requirement is
not duplicative because the NRC does
not require the distributor to report
generator failures to the NRC.
VI. Section-by-Section Analysis
This section describes the specific
amendments by section for this final
rule.
Section 30.34 Terms and Conditions of
Licenses
Paragraph (g). This paragraph adds a
new requirement for licensees to report
to the NRC when generator eluates
exceed the permissible Mo-99 or Sr-82
and Sr-85 concentration limits listed in
§ 35.204(a). Reporting must be in
accordance with the reporting and
notification requirements in § 35.3204.
While the reporting requirement as well
as the requirement to test every Mo-99
elution is new, the testing by licensees
of the first elution to ensure that it does
not exceed the permissible
concentration listed in § 35.204(a) and
recording the results of these tests is
already required by this paragraph.
This change provides the information
to allow the NRC to assess a potential
situation quickly and efficiently when
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issues occur with generators that may
cause unwarranted radiation exposure
to patients. This issue is discussed
further in Section III., Discussion, of this
document.
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Section 32.72 Manufacture,
Preparation, or Transfer for Commercial
Distribution of Radioactive Drugs
Containing Byproduct Material for
Medical Use Under Part 35
Paragraph (a)(4). This paragraph is
amended to clarify that the applicant
‘‘commits to’’ rather than ‘‘satisfies’’ the
labeling requirements. Committing to
the prescriptive labeling requirements
in the regulation in the license
application would remove ambiguity
related to what must appear on the
label.
Paragraph (b)(5)(i). This paragraph is
amended to remove the requirement to
obtain a written attestation for
individuals seeking to be named as an
ANP and who are certified by a
specialty board whose certification
process has been recognized by the NRC
or an Agreement State to be an ANP.
This is a conforming change in support
of the removal of the attestation
requirement in § 35.55(a) of this chapter
for a board-certified ANP.
Paragraph (d). The existing
requirements in paragraph (d) are redesignated as (e), and a new paragraph
(d) is added to clarify that the labeling
requirements that applicants commit to
in paragraph (a) of this section are also
applicable to current licensees.
Section 35.2 Definitions
New definitions for Associate
Radiation Safety Officer and for
Ophthalmic physicist are added to this
section and the definition for Preceptor
is amended.
The new definition for Associate
Radiation Safety Officer identifies the
requirements an individual will need to
meet to be recognized as an ARSO.
These requirements include that the
individual must meet the specified T&E
criteria and that the individual be
currently listed as an ARSO on a
medical use license or permit for the
types of use of byproduct material for
which the individual had been assigned
tasks and duties by the RSO. Additional
information on ARSOs is located in
Section III, Discussion, of this
document.
The new definition for Ophthalmic
physicist identifies the requirements an
individual will need to meet to be
recognized as an Ophthalmic physicist.
These requirements include that the
individual must meet the specified T&E
criteria in §§ 35.433(a)(2) and 35.59 and
that the individual must be currently
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listed as an Ophthalmic physicist on a
(1) specific medical use license issued
by the Commission or an Agreement
State; (2) permit issued by a
Commission or Agreement State broad
scope medical use licensee; (3) medical
use permit issued by a Commission
master material licensee; or (4) permit
issued by a Commission master material
licensee broad scope medical use
permittee. A written attestation will not
be required for this individual.
The definition for Preceptor is
amended to add ARSO to the list of
individuals whose T&E is provided,
directed, or verified by a preceptor. This
is a conforming change in support of the
new definition for Associate Radiation
Safety Officer.
Section 35.8 Information Collection
Requirements: OMB Approval
Paragraph (b). This paragraph is
amended to include § 35.3204 in the list
of sections in which the approved
information collection requirements are
contained.
Section 35.12 Application for License,
Amendment, or Renewal
This section is amended to require
only the submission of the original NRC
Form 313, Application for Material
License, or a letter containing
information required by NRC Form 313
when applying for a license, an
amendment, or renewal. This section
clarifies what information should be
submitted and adds a requirement to
submit information on an individual
seeking to be identified as an ARSO or
as an ophthalmic physicist.
Paragraph (b)(1). As part of the
application for a medical use license,
this paragraph is amended to require the
submittal of only the original NRC Form
313. This change will relieve the burden
on the applicant by requiring less
paperwork to be submitted. It will also
require the applicant to submit the T&E
qualifications for one or more ARSOs
and ophthalmic physicists that are to be
identified on the license.
Paragraph (c). For license
amendments or renewals, this paragraph
is amended to require the submittal of
only the original NRC Form 313 or a
letter containing information required
by NRC Form 313. This change will
relieve the burden on the licensee by
requiring less paperwork to be
submitted. Additionally, it clarifies that
the letter submitted in lieu of NRC Form
313 must contain all the information
required by NRC Form 313.
Paragraph (d). This paragraph is
amended and restructured to clarify
what information must be included in
an application for a license or
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amendment for medical use of
byproduct material as described in
§ 35.1000.
Section 35.13 License Amendments
This section is amended by revising
paragraph (b), re-designating paragraphs
(d) through (g) as paragraphs (e) through
(h), revising re-designated paragraphs
(g) and (h), and adding new paragraphs
(d) and (i).
Paragraph (b). This paragraph is
amended to allow a licensee to permit
an individual to work as an ophthalmic
physicist before applying for a license
amendment, provided that the
individual is already identified on a
medical license or permit provided for
in § 35.13(b)(4).
Paragraph (d). This new paragraph
requires a licensee to apply for and
receive a license amendment before
permitting an individual to work as an
ARSO or before the RSO assigns
different tasks and duties to an ARSO
currently authorized on the license.
Paragraph (i). This new paragraph
allows a licensee to receive sealed
sources from a new manufacturer or a
new model number for a sealed source
listed in the SSDR used for manual
brachytherapy for quantities and
isotopes already authorized by its
license without first seeking a license
amendment. This change provides
manual brachytherapy licensees greater
flexibility in obtaining the sealed
sources necessary for patient treatments
in a timely manner.
Section 35.14 Notifications
Paragraph (a). The paragraph is
restructured to separate the notification
requirements for an individual who is
certified by a board that is recognized by
the NRC or an Agreement State from the
requirements for an individual who is
not certified by a board that is
recognized by the NRC or an Agreement
State but is listed on a license.
Additionally, the requirement to
provide a written attestation is removed
for an individual who is certified by a
board that is recognized by the NRC or
an Agreement State. Further discussion
on removing the written attestation
requirement can be found in Section III,
Discussion, of this document. Licensees
may not permit an individual who is not
certified by a board that is recognized by
the NRC or an Agreement State or does
not meet the requirements in § 35.13(b)
to work under their license without first
obtaining an amendment to their
license.
Paragraph (a)(1). This paragraph is
restructured to more clearly identify the
verification that a board-certified
individual will need to provide along
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with a copy of the individual’s board
certification. This change does not
impose any new requirements.
Paragraph (a)(2). This paragraph
retains the notification requirements for
individuals who are authorized to work
under § 35.13(b) who are not certified by
a board that is recognized by the NRC
or an Agreement State but are listed on
a license. The sentence in the proposed
rule under § 35.14(a)(2), ‘‘The licensee
shall only permit the individual to work
with materials and uses previously
authorized as an authorized user, an
authorized medical physicist,
ophthalmic physicist, or an authorized
nuclear pharmacist under § 35.13(b)’’ is
deleted in the final rule. The NRC is
removing this sentence because it is not
necessary and the requirements are
already addressed in § 35.13(b).
Paragraph (b)(1). This paragraph is
amended to require a licensee to notify
the Commission within 30 days after an
ARSO or ophthalmic physicist has a
name change or discontinues
performance of his or her duties under
the license.
Paragraph (b)(5). This paragraph is
revised from the proposed rule
language. In the proposed rule, the
structure of § 35.14(b)(5) was changed
and this resulted in substantive changes
to the paragraph. The NRC did not
intend to change the requirements in
this paragraph.
Paragraph (b)(6). This new paragraph
requires a licensee to notify the NRC no
later than 30 days after receiving a
sealed source from a new manufacturer
or a new model number listed in the
SSDR for manual brachytherapy for
quantities and isotopes already
authorized by the license.
sradovich on DSK3GMQ082PROD with RULES2
Section 35.15 Exemptions Regarding
Type A Specific Licenses of Broad
Scope
This section is amended to make
corresponding changes based on
amendments to § 35.13 and to
§ 35.14(b)(1).
Paragraph (c). This paragraph is
amended to update the reference from
§ 35.13(e) to § 35.13(f) as a result of
amendments to § 35.13.
Paragraph (e). This paragraph is
amended to include ophthalmic
physicist as a result of amendments to
§ 35.14(b).
Section 35.24 Authority and
Responsibilities for the Radiation
Protection Program
This section is amended to allow
licensees to appoint qualified
individuals with expertise in certain
uses of byproduct material to be named
as ARSOs on a license or permit.
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Paragraph (b). This paragraph is
modified to specify that a licensee’s
management may appoint one or more
ARSOs. These appointed ARSOs must
be named on a medical license or permit
for the types of use of byproduct
material for which the RSO, with the
written agreement of the licensee’s
management, would assign tasks and
duties.
The licensee’s management is still
limited to naming one RSO who will
remain responsible for implementing
the entire radiation protection program.
The RSO is prohibited from delegating
authority and responsibilities for
implementing the radiation protection
program. The proposed rule would have
required each ARSO to agree in writing
to the tasks and duties assigned by the
RSO. The NRC staff determined that this
requirement is not necessary because
the NRC holds the RSO responsible for
implementing the radiation protection
program. Therefore, the proposed
requirement for each ARSO to agree in
writing to the tasks and duties assigned
by the RSO is not included in this final
rule.
Paragraph (c). An administrative
change is made to this paragraph to
remove the phrase ‘‘an AU or’’ because
it is redundant with ‘‘an individual
qualified to be a Radiation Safety Officer
under §§ 35.50 and 35.59’’ in the same
sentence.
The position of an ARSO is discussed
further in Section III, Discussion, of this
document.
Section 35.40 Written Directives
Paragraph (b). This paragraph is
restructured and amended to
accommodate specific requirements for
a WD for permanent implant
brachytherapy. Existing paragraph (b)(6)
is re-designated as paragraph (b)(7) and
a new paragraph (b)(6) is added to
specify the information that must be
included in the pre-implantation (before
implantation) and post-implantation
(after implantation) portions of the WD
for permanent implant brachytherapy.
Paragraph (b)(6). This new paragraph
provides details of the specific WD
requirements for permanent implant
brachytherapy. Specifically, it clarifies
that the WD is divided into two
portions, i.e., the pre-implantation
portion and the post-implantation
portion. The pre-implantation portion of
the WD requires documentation of the
treatment site, the radionuclide, and the
total source strength. The information
required by the pre-implantation
portion of the WD must be documented
prior to the start of the implantation.
The post-implantation portion of the
WD requires the documentation of the
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treatment site, number of sources
implanted, the total source strength
implanted, and the date. The
information required by the postimplantation portion of the WD must be
documented before the patient leaves
the post-treatment recovery area.
Paragraph (c). This paragraph is
restructured for clarity.
Section 35.41 Procedures for
Administrations Requiring a Written
Directive
This section is amended by adding
two new paragraphs with requirements
that the licensee must address when
developing, implementing, and
maintaining written procedures to
provide high confidence that each
administration requiring a WD is in
accordance with the WD.
Paragraph (b)(5). This new paragraph
requires that the licensee’s procedures
for any administration requiring a WD
include procedures for determining if an
ME, as defined in § 35.3045 of this part,
has occurred.
Paragraph (b)(6). This new paragraph
requires the licensee to develop specific
procedures for permanent implant
brachytherapy programs. At a
minimum, the procedures will include
determining post-implant source
position within 60 calendar days from
the date the implant was performed. If
the licensee cannot make these
determinations within the 60 calendar
days because the patient is not
available, then the licensee must
provide written justification that this
determination could not be made due to
patient unavailability.
The determination that is required
includes the total source strength
administered outside of the treatment
site compared to the total source
strength documented in the postimplantation portion of the WD.
A 60-calendar-day time frame ensures
that the licensee has ample time to make
arrangements for the required
determinations. These determinations
are used to partially assess if an ME, as
defined in § 35.3045, has occurred.
Section 35.50 Training for Radiation
Safety Officer and Associate Radiation
Safety Officer
Multiple changes are made to this
section. They include amending the title
of this section to add ‘‘and Associate
Radiation Safety Officer’’ because the
T&E requirements for this new position
are also applicable to the ARSO. Other
changes are: (1) Removing the
requirement to obtain a written
attestation for individuals qualified
under paragraph (a) of this section; (2)
adding a provision that will allow
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individuals identified as an AU, AMP,
or ANP on a medical license to be an
RSO or an ARSO not only on that
current license but also on a different
medical license; (3) adding a provision
to allow an individual to be named
simultaneously both as the RSO and AU
on a new license application; and (4)
making certain administrative
clarifications.
Paragraph (a). The requirement for
individuals seeking to be named as an
RSO or ARSO to obtain a written
attestation is removed for those
individuals who are certified by a
specialty board whose certification
process has been recognized by the NRC
or an Agreement State. Individuals
seeking to be named as RSOs or ARSOs
via the certification pathway still need
to meet the training requirements in the
new paragraph (d) of this section.
Further discussion on removing the
written attestation requirement can be
found in Section III, Discussion, of this
document.
Paragraph (b)(1)(ii). This paragraph is
amended to allow an ARSO, in addition
to the RSO, to provide supervised work
experience for individuals under the
alternate pathway. The ARSO is limited
to providing supervised work
experience in those areas for which the
ARSO is authorized on a medical
license or permit.
Paragraph (b)(2). Reserved paragraph
(b)(2) is revised to include the
requirements for an RSO or ARSO under
the alternate pathway to obtain a written
attestation signed by either an RSO or
ARSO. The language that is required in
the written attestation is amended to
state that the individual ‘‘is able to
independently fulfill the radiation
safety-related duties as an RSO or
ARSO,’’ rather than that the individual
‘‘has achieved a level of radiation safety
knowledge to function independently’’
as an RSO or ARSO.
Paragraph (c)(1). This paragraph is
modified to allow medical physicists
who have been certified by a specialty
board whose process has been
recognized by the Commission or an
Agreement State under § 35.51(a) to be
named as ARSOs. Additionally, the
requirement for a written attestation for
these medical physicists is removed. A
medical physicist seeking to be named
as an RSO or an ARSO still must meet
the training requirements in paragraph
(d) of this section.
Paragraph (c)(2). This paragraph is
modified to allow AUs, AMPs, and
ANPs identified on a Commission or an
Agreement State medical license or
permit to be an RSO or ARSO on any
Commission or an Agreement State
license or Commission master material
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license permit provided that the AU,
AMP, or ANP has experience with the
radiation safety aspects of similar types
of use of byproduct material. The
current regulations limit AUs, AMPs,
and ANPs to serve as an RSO only on
the license on which they are listed.
The AUs, AMPs, and ANPs must meet
the same requirements to serve as the
RSO regardless of which Commission
medical license they are identified on.
Therefore, not allowing them to serve as
an RSO on any Commission medical
license is unnecessarily restrictive. This
change will increase the number of
individuals available to serve as RSOs
and ARSOs on NRC medical licenses.
Paragraph (c)(3). This new paragraph
allows an individual who is not named
as an AU on a medical use license or
permit, but is qualified to be an AU, to
be named simultaneously as the RSO
and the AU on the same new medical
license. Current regulations, under
§ 35.50(c)(2), do not permit an
individual who is not an AU on a
license, but qualified to be an AU, to be
an RSO. The individual must have the
experience with the radiation safety
aspects of the byproduct material for
which the authorization is sought. An
individual may meet the qualifications
of an AU via the board certification or
alternate pathway. An individual who
uses the alternate pathway to be named
simultaneously as the RSO and the AU
on the same new medical use license
must obtain a written attestation.
The provision will provide flexibility
for an individual to serve as both an AU
and as the RSO on a new medical use
license (a clinic or a medical institution)
and may help to make medical
procedures more widely available,
especially in rural areas.
Paragraph (d). This paragraph is
amended to include ARSOs as
individuals who can provide supervised
training to an individual seeking
recognition as an RSO or ARSO.
Section 35.51 Training for an
Authorized Medical Physicist
Paragraph (a). The requirement for
individuals seeking to be named as an
AMP to obtain a written attestation is
removed for those individuals who are
certified by a specialty board whose
certification process has been
recognized by the NRC or an Agreement
State. Further discussion on removing
the written attestation requirement can
be found in Section III, Discussion, of
this document.
Paragraph (a)(2)(i). This paragraph is
amended to clarify that an AMP who
provides supervision for meeting the
requirements of this section must be
certified in medical physics by a
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specialty board whose certification
process has been recognized under this
section by the Commission or an
Agreement State.
Current regulations allow a medical
physicist with any board certification in
diagnostic or therapeutic medical
physics to serve as a supervising
medical physicist in therapeutic
procedures. The NRC believes that the
supervision for therapeutic procedures
must be provided by a therapy medical
physicist who is certified in medical
physics by a specialty board recognized
under § 35.51 by the Commission or an
Agreement State.
Paragraph (b)(2). The wording in this
paragraph is revised to remove the
requirement for a written attestation that
is required in § 35.51(a). It is also
amended to incorporate the new
language that the written attestation
must verify that the individual is able to
independently fulfill the radiation
safety-related duties, rather than has
achieved a level of competency to
function independently as an AMP.
Section 35.55 Training for an
Authorized Nuclear Pharmacist
Paragraph (a). The requirement for
individuals seeking to be named as an
ANP to obtain a written attestation is
removed for those individuals who are
certified by a specialty board whose
certification process has been
recognized by the NRC or an Agreement
State.
Paragraph (b)(2). This paragraph is
revised to conform to the removal of the
attestation requirement in paragraph (a)
of this section. It is also amended to
incorporate the new language that the
written attestation must verify that the
individual is able to independently
fulfill the radiation safety-related duties,
rather than has achieved a level of
competency to function independently
as an ANP.
Section 35.57 Training for
Experienced Radiation Safety Officer,
Teletherapy or Medical Physicist,
Authorized Medical Physicist,
Authorized User, Nuclear Pharmacist,
and Authorized Nuclear Pharmacist
Multiple changes are made to this
section. Most of the changes are to the
T&E requirements in response to the
requested amendments in PRM–35–20.
This includes recognizing the board
certifications of individuals certified by
boards recognized under subpart J,
which was removed from 10 CFR part
35 in a rulemaking dated March 30,
2005 (70 FR 16336), and making
administrative clarifications. Additional
information on PRM–35–20, as it relates
to this rulemaking, is located in Section
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II., Petition for Rulemaking, PRM–35–
20, of this document.
Paragraph (a)(1). This paragraph is
modified to add AMPs and ANPs. This
paragraph is also modified to
grandfather individuals listed in this
paragraph who were identified on a
license or permit on or before January
14, 2019. These individuals will not
need to comply with the applicable
training requirements of §§ 35.50, 35.51,
or 35.55.
However, this paragraph is also
modified such that RSOs and AMPs
identified by this paragraph must meet
the training requirements in §§ 35.50(d)
or 35.51(c), as appropriate, for any
materials or uses for which they were
not authorized prior to the effective date
of this rule. This is not a new training
requirement. Current regulations require
individuals qualifying under §§ 35.50
and 35.51 as RSOs and AMPs to meet
the training requirements in §§ 35.50(e)
and 35.51(c).
Paragraph (a)(2). This paragraph is
amended to recognize individuals
certified by the named boards in the
now-removed subpart J of 10 CFR part
35 on or before October 24, 2005. These
individuals do not need to comply with
the training requirements of § 35.50 to
be identified as an RSO or as an ARSO
on a Commission or an Agreement State
license or Commission master material
license permit for those materials and
uses that these individuals performed
on or before October 24, 2005.
Paragraph (a)(3). This paragraph is
amended to recognize individuals
certified by the named boards in the
now-removed subpart J of 10 CFR part
35 on or before October 24, 2005. These
individuals do not need to comply with
the training requirements of § 35.51 to
be identified as an AMP on a
Commission or an Agreement State
license or Commission master material
license permit for those materials and
uses that these individuals performed
on or before October 24, 2005. These
individuals are exempted from these
training requirements only for those
materials and uses these individuals
performed on or before October, 24,
2005.
Paragraph (a)(4). This paragraph is
renumbered from current paragraph
(a)(3) and is not revised.
Paragraph (b)(1). This paragraph is
amended to change the date before
which an individual is named on a
license as an AU to be on or before
January 14, 2019.
Additionally, this paragraph is
amended to clarify that an individual
authorized on or before this date will
not be required to comply with the T&E
requirements in subparts D through H of
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10 CFR part 35 for those materials and
uses that the individual performed on or
before January 14, 2019.
Paragraph (b)(2). This paragraph is
restructured and expanded to recognize
a physician, dentist, or podiatrist who
was certified by the named boards in the
now-removed subpart J of 10 CFR part
35 on or before October 24, 2005. These
individuals do not need to comply with
the training requirements of subparts D
through H of 10 CFR part 35 to be
identified as an AU on a Commission or
an Agreement State license or
Commission master material license
permit for those materials and uses that
the individual performed on or before
October 24, 2005.
Section 35.65 Authorization for
Calibration, Transmission, and
Reference Sources
This section is restructured and
amended to include three new
paragraphs.
Paragraph (b)(1). This new paragraph
requires that medical use of any
byproduct material in sealed sources
authorized by this section can only be
used in accordance with the
requirements in § 35.500. This is a
clarification that all of the specified
byproduct material for medical use must
be under the supervision of an AU.
Paragraph (b)(2). This new paragraph
prohibits the bundling or aggregating of
single-sealed sources to create a sealed
source with an activity greater than
authorized by § 35.65.
Paragraph (c). This new paragraph
clarifies that a licensee using
calibration, transmission, and reference
sources in accordance with the
requirements in paragraphs (a) or (b) of
this section need not list these sources
on a specific medical use license.
Section 35.190 Training for Uptake,
Dilution, and Excretion Studies
Paragraph (a). For a physician seeking
to be named as an AU of unsealed
byproduct material for uses authorized
under § 35.100, the requirement to
obtain a written attestation is removed
for an individual who is certified by a
specialty board whose certification
process has been recognized by the NRC
or an Agreement State. Further
discussion on removing the written
attestation requirement can be found in
Section III., Discussion, of this
document.
Paragraph (c)(2). This paragraph is
restructured and expanded to allow
certain residency program directors to
provide written attestations for a
physician seeking to be named as an AU
of unsealed byproduct material for uses
authorized under § 35.100. The
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residency program director must
represent a residency training program
approved by the Residency Review
Committee of the Accreditation Council
for Graduate Medical Education, the
Royal College of Physicians and
Surgeons of Canada, or the Council on
Postdoctoral Training of the American
Osteopathic Association. The residency
training program must include T&E
specified in § 35.190.
The residency program director who
provides written attestations does not
have to be an AU who meets the
requirements in §§ 35.57, 35.190,
35.290, or 35.390, or equivalent
Agreement State requirements.
However, the director must affirm in
writing that the attestation represents
the consensus of the residency program
faculty where at least one faculty
member is an AU who meets the
requirements in §§ 35.57, 35.190,
35.290, or 35.390, or equivalent
Agreement State requirements, and that
the AU concurs with the attestation.
Additionally, the paragraph is
amended to incorporate the new
language that the written attestation
must verify that the physician is able to
independently fulfill the radiation
safety-related duties, rather than has
achieved a level of competency to
function independently as an AU.
Section 35.204 Permissible
Molybdenum-99, Strontium-82, and
Strontium-85 Concentrations
Paragraph (b). The current
requirement to measure the Mo-99
concentration only after the first eluate
is changed to require that the Mo-99
concentration be measured after each
elution. A generator can be eluted
several times to obtain Tc-99m for
formulating radiopharmaceuticals for
human use. Current regulations require
licensees to measure the Mo-99
concentration only the first time a
generator is eluted.
Paragraph (e). This new paragraph
adds a requirement that licensees report
any measurement that exceeds the
limits specified in § 35.204(a) for Mo99/Tc-99m and Sr-82/Rb-82 generators
at the time of generator elution.
Further discussion on this issue can
be found in Section III., Discussion, of
this document.
Section 35.290 Training for Imaging
and Localization Studies
Paragraph (a). For physicians seeking
to be named as an AU of unsealed
byproduct material for uses authorized
under § 35.200, the requirement to
obtain a written attestation is removed
for those individuals who are certified
by a specialty board whose certification
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process has been recognized by the NRC
or an Agreement State. Further
discussion on removing the written
attestation requirement can be found in
Section III., Discussion, of this
document.
Paragraph (c)(1)(ii). This paragraph is
amended to allow an ANP who meets
the requirements in §§ 35.55 or 35.57 to
provide the supervised work experience
specified in paragraph (c)(1)(ii)(G) of
this section for individuals seeking to be
named as an AU of unsealed byproduct
material for uses authorized under
§ 35.200. Paragraph (c)(1)(ii)(G) of this
section requires supervised work
experience in eluting generator systems.
Many medical facilities no longer elute
generators and instead receive unit
doses from centralized pharmacies;
therefore, training on eluting generators
is not available at these facilities.
Authorized Nuclear Pharmacists have
the T&E to provide the supervised work
experience for AUs on the elution of
generators.
Paragraph (c)(2). This paragraph is
restructured and expanded to allow
certain residency program directors to
provide written attestations for
individuals seeking to be named as an
AU of unsealed byproduct material for
uses authorized under §§ 35.100 and
35.200. The residency program director
must represent a residency training
program approved by the Residency
Review Committee of the Accreditation
Council for Graduate Medical
Education, the Royal College of
Physicians and Surgeons of Canada, or
the Council on Postdoctoral Training of
the American Osteopathic Association.
The residency training program must
include T&E specified in § 35.290.
The residency program directors who
provide written attestations do not have
to be AUs who meet the requirements in
§§ 35.57, 35.290, or 35.390 and
35.290(c)(1)(ii)(G), or equivalent
Agreement State requirements.
However, they must affirm in writing
that the attestation represents the
consensus of the residency program
faculty where at least one faculty
member is an AU who meets the
requirements in §§ 35.57, 35.290, or
35.390 and 35.290(c)(1)(ii)(G) or
equivalent Agreement State
requirements, and that the AU concurs
with the attestation.
Additionally, the paragraph is
amended to incorporate the new
language that the written attestation
must verify that the individual is able to
independently fulfill the radiation
safety-related duties, rather than has
achieved a level of competency to
function independently as an AU.
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§ 35.300 Use of Unsealed Byproduct
Material for Which a Written Directive Is
Required
The introductory paragraph is
amended to clarify that a licensee may
only use unsealed byproduct material
identified in § 35.390(b)(1)(ii)(G) under
this section. Currently, § 35.300 states
that ‘‘A licensee may use any unsealed
byproduct material. . . .’’ This change
clarifies that a licensee’s authorization
of the radiopharmaceuticals requiring a
WD is only for those types of
radiopharmaceuticals for which the AU
has documented T&E. An AU may be
authorized for one or all of the specific
categories described in
§ 35.390(b)(1)(ii)(G), but not for all
unsealed byproduct material.
Section 35.390 Training for Use of
Unsealed Byproduct Material for Which
a Written Directive Is Required
Paragraph (a). For physicians seeking
to be named as AUs of unsealed
byproduct material for uses authorized
under § 35.300, the requirement to
obtain a written attestation is removed
for those individuals who are certified
by a specialty board whose certification
process has been recognized by the NRC
or an Agreement State. Further
discussion on removing the written
attestation requirement can be found in
Section III., Discussion, of this
document.
Paragraph (b)(1)(ii)(G)(3). This
paragraph is amended to identify a
single category of parenteral
administrations of radionuclides in
which work experience is required for
an individual seeking to be an AU for
uses under § 35.300.
The current regulations include a
broad category for parenteral
administrations of ‘‘any other’’
radionuclide. This broad category is
removed, as any new parenteral
administration of radionuclides not
listed in this paragraph are regulated
under § 35.1000. This approach will
allow the NRC to review each new
proposed radionuclide for parenteral
administration and determine the
appropriate T&E for its use.
Current regulations require physicians
requesting AU status for administering
dosages of radioactive drugs to humans
(including parenteral administration) to
have work experience with a minimum
of three cases in each category for which
they are requesting AU status. This
requirement is retained in the final rule
with regard to all categories in this
paragraph.
Paragraph (b)(2). This paragraph is
restructured and expanded to allow
certain residency program directors to
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provide written attestations for
physicians seeking to be named as AUs
of unsealed byproduct material for uses
authorized under § 35.300. The
residency program director must
represent a residency training program
approved by the Residency Review
Committee of the Accreditation Council
for Graduate Medical Education or the
Royal College of Physicians and
Surgeons of Canada or the Council on
Postdoctoral Training of the American
Osteopathic Association. The residency
training program must include T&E
specified in § 35.300.
The residency program directors who
provide written attestations do not have
to be AUs who meet the requirements in
§§ 35.57, 35.390, or equivalent
Agreement State requirements, or have
experience in administering dosages in
the same dosage category or categories
as the individual requesting AU status.
However, they must affirm in writing
that the attestation represents the
consensus of the residency program
faculty where at least one faculty
member is an AU who meets the
requirements in §§ 35.57, 35.390, or
equivalent Agreement State
requirements, has experience in
administering dosages in the same
dosage category or categories as the
physician requesting AU status, and
concurs with the attestation.
Additionally, this paragraph is
amended to incorporate the new
language that the written attestation
must verify that the physician is able to
independently fulfill the radiation
safety-related duties, rather than has
achieved a level of competency to
function independently as an AU.
Section 35.392 Training for the Oral
Administration of Sodium Iodide I–131
Requiring a Written Directive in
Quantities Less Than or Equal to 1.22
Gigabecquerels (33 Millicuries)
Paragraph (a). For physicians seeking
to be named as an AU for the oral
administration of sodium iodide I–131
requiring a WD in quantities less than
or equal to 1.22 gigabecquerels (33
millicuries), the requirement to obtain a
written attestation is removed for those
individuals who are certified by a
specialty board whose certification
process has been recognized by the NRC
or an Agreement State. Further
discussion on removing the written
attestation requirement can be found in
Section III., Discussion, of this
document.
Paragraph (c)(3). This paragraph is
restructured and expanded to allow
certain residency program directors to
provide written attestations for
physicians seeking to be named as an
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AU of unsealed byproduct material for
the oral administration of sodium iodide
I–131 requiring a WD in quantities less
than or equal to 1.22 gigabecquerels (33
millicuries) authorized under § 35.300.
The residency program director must
represent a residency training program
approved by the Residency Review
Committee of the Accreditation Council
for Graduate Medical Education or the
Royal College of Physicians and
Surgeons of Canada or the Council on
Postdoctoral Training of the American
Osteopathic Association. The residency
training program must include T&E
specified in § 35.392.
The residency program directors who
provide written attestations do not have
to be AUs who meet the requirements in
§§ 35.57, 35.390, 35.392, 35.394, or
equivalent Agreement State
requirements, or have experience in
administering dosages as specified in
§ 35.390(b)(1)(ii)(G)(1) or
35.390(b)(1)(ii)(G)(2). However, they
must affirm in writing that the
attestation represents the consensus of
the residency program faculty where at
least one faculty member is an AU who
meets the requirements in §§ 35.57,
35.390, 35.392, 35.394, or equivalent
Agreement State requirements, has
experience in administering dosages as
specified in § 35.390(b)(1)(ii)(G)(1) or
35.390(b)(1)(ii)(G)(2), and concurs with
the attestation.
Additionally, this paragraph is
amended to incorporate the new
language that the written attestation
must verify that the physician is able to
independently fulfill the radiation
safety-related duties, rather than has
achieved a level of competency to
function independently, as an AU.
Section 35.394 Training for the Oral
Administration of Sodium Iodide I–131
Requiring a Written Directive in
Quantities Greater Than 1.22
Gigabecquerels (33 Millicuries)
Paragraph (a). For physicians seeking
to be named as an AU for the oral
administration of sodium iodide I–131
requiring a WD in quantities greater
than 1.22 gigabecquerels (33
millicuries), the requirement to obtain a
written attestation is removed for those
individuals who are certified by a
specialty board whose certification
process has been recognized by the NRC
or an Agreement State. Further
discussion on removing the written
attestation requirement can be found in
Section III., Discussion, of this
document.
Paragraph (c)(3). This paragraph is
restructured and expanded to allow
certain residency program directors to
provide written attestations for
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physicians seeking to be named as an
AU of unsealed byproduct material for
the oral administration of sodium iodide
I–131 requiring a WD in quantities
greater than 1.22 gigabecquerels (33
millicuries) authorized under § 35.300.
The residency program director must
represent a residency training program
approved by the Residency Review
Committee of the Accreditation Council
for Graduate Medical Education or the
Royal College of Physicians and
Surgeons of Canada or the Council on
Postdoctoral Training of the American
Osteopathic Association. The residency
training program must include T&E
specified in § 35.394.
The residency program directors who
provide written attestations do not have
to be AUs who meet the requirements in
§§ 35.57, 35.390, 35.394, or equivalent
Agreement State requirements, or have
experience in administering dosages as
specified in § 35.390(b)(1)(ii)(G)(2).
However, they must affirm in writing
that the attestation represents the
consensus of the residency program
faculty where at least one faculty
member is an AU who meets the
requirements in §§ 35.57, 35.390,
35.394, or equivalent Agreement State
requirements, has experience in
administering dosages as specified in
§ 35.390(b)(1)(ii)(G)(2), and concurs
with the attestation.
Additionally, the paragraph is
amended to incorporate the new
language that the written attestation
must verify that the physician is able to
independently fulfill the radiation
safety-related duties, rather than has
achieved a level of competency to
function independently as an AU.
Section 35.396 Training for the
Parenteral Administration of Unsealed
Byproduct Material Requiring a Written
Directive
Amendments to this section include
conforming changes to support the new
single category for parenteral
administration in
§ 35.390(b)(1)(ii)(G)(3), changes to allow
residency program directors to provide
written attestations, and a change in the
attestation language. Additionally, this
section is restructured and renumbered
to accommodate the changes.
Paragraph (a). This paragraph was
restructured to list the physicians who
can seek AU status under paragraphs
(a)(1), (2), and (3) that were previously
listed as paragraphs (a), (b), and (c).
Conforming changes are made to
support the new single category for
parenteral administration in
§ 35.390(b)(1)(ii)(G)(3).
Paragraph (b). This paragraph was
restructured as paragraphs (b)(1), (2),
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and (3). These paragraphs describe the
T&E required for physicians specified in
§ 35.396(a)(2) and (a)(3). The provisions
within these paragraphs were the
previous paragraph (d) in the proposed
rule. Conforming changes are made to
support the new single category for
parenteral administration in
§ 35.390(b)(1)(ii)(G)(3).
Paragraph (b)(3). This paragraph is
further restructured and expanded to
allow certain residency program
directors to provide written attestations
for physicians seeking to be named as
an AU of unsealed byproduct material
for the parenteral administration
requiring a WD. The residency program
director must represent a residency
training program approved by the
Residency Review Committee of the
Accreditation Council for Graduate
Medical Education or the Royal College
of Physicians and Surgeons of Canada or
the Council on Postdoctoral Training of
the American Osteopathic Association.
The residency training program must
include T&E specified in § 35.396.
The residency program directors who
provide written attestations do not have
to be AUs who meet the requirements in
§§ 35.57, 35.390, 35.396, or equivalent
Agreement State requirements, or have
experience in administering dosages in
the same category as the individual
requesting AU status. However, they
must affirm in writing that the
attestation represents the consensus of
the residency program faculty where at
least one faculty member is an AU who
meets the requirements in §§ 35.57,
35.390, 35.396, or equivalent Agreement
State requirements, and concurs with
the attestation. An AU who meets the
requirements in §§ 35.390, 35.396, or
equivalent Agreement State
requirements, must have experience in
administering dosages in the same
category as the individual requesting
AU user status.
Additionally, this paragraph is
amended to incorporate the new
language that the written attestation
must verify that the physician is able to
independently fulfill the radiation
safety-related duties, rather than has
achieved a level of competency to
function independently as an AU.
Section 35.400 Use of Sources for
Manual Brachytherapy
This section is expanded to allow for
sources that are listed in the SSDR for
manual brachytherapy to be used for
other manual brachytherapy uses that
are not explicitly listed in the SSDR.
Paragraph (a). This paragraph is
amended to allow sources that are listed
in the SSDR for manual brachytherapy
medical uses to be used for manual
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brachytherapy medical uses that are not
explicitly listed in the SSDR provided
that these sources are used in
accordance with the radiation safety
conditions and limitations described in
the SSDR. These radiation safety
conditions and limitations described in
the SSDR may apply to storage,
handling, sterilization, conditions of
use, or leak testing of radiation sources.
The NRC recognizes that the medical
uses specified in the SSDR may not be
all-inclusive. The final rule will permit
physicians to use manual brachytherapy
sources to treat sites or diseases not
listed in the SSDR. For example, the
SSDR may specify that the sources are
for interstitial uses, but the final rule
change allows the physician to use the
sources for a topical use. The NRC has
determined this flexibility should be
afforded to physicians to use their
discretion in the practice of medicine.
Section 35.433 Strontium-90 Sources
for Ophthalmic Treatments
This section title is modified by
deleting ‘‘Decay of’’ at the beginning of
the title. This new title reflects the
expanded information and requirements
in this section.
Paragraph (a). This paragraph is
amended and expanded to allow certain
individuals who are not AMPs to
calculate the activity of strontium-90
(Sr-90) sources that is used to determine
the treatment times for ophthalmic
treatments. These individuals, defined
in § 35.2 as ophthalmic physicists, must
meet the T&E requirements detailed in
the new paragraph (a)(2) of this section
to perform the specified activities. A
written attestation will not be required.
These requirements are similar to the
T&E requirements for an AMP, but
include only the requirements related to
brachytherapy programs.
Paragraph (b). This new paragraph
establishes the tasks that individuals
qualified under paragraph (a) of this
section are required to perform in
supporting ophthalmic treatments with
Sr-90. The first task is based upon the
requirements in § 35.432 for calculating
the activity of each Sr-90 source used
for ophthalmic treatments. This is not a
new requirement, as it is required in the
current regulation under § 35.433(a).
The second task is related to the
requirements in § 35.41 and is included
in this final rule to ensure the safe use
of Sr-90 for ophthalmic treatments. Both
the AMP and the ophthalmic physicist
are required to assist the licensee in
developing, implementing, and
maintaining written procedures to
provide high confidence that the dose
administration is in accordance with the
WD. Under this paragraph, the licensee
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must modify its procedures required
under § 35.41 to specify the frequencies
at which the AMP or the ophthalmic
physicist will observe treatments,
review the treatment methodology,
calculate treatment time for the
prescribed dose, and review records to
verify that the treatment was
administered in accordance with the
WD.
Paragraph (c). This paragraph is a
designation of the recordkeeping
requirements in the current regulation
under § 35.433(b). The requirements
have not changed.
Section 35.490 Training for Use of
Manual Brachytherapy Sources
Paragraph (a). For a physician seeking
to be named as an AU of a manual
brachytherapy source for the uses
authorized under § 35.400, the
requirement to obtain a written
attestation is removed for an individual
who is certified by a specialty board
whose certification process has been
recognized by the NRC or an Agreement
State. Further discussion on removing
the written attestation requirement can
be found in Section III., Discussion, of
this document.
Paragraph (b)(1)(ii). This paragraph is
amended to require that the work
experience required by this section must
be received at a medical facility
authorized to use byproduct materials
under § 35.400 rather than at a medical
institution. The current term ‘‘medical
institution’’ in this paragraph is defined
in § 35.2 as an organization in which
more than one medical discipline is
practiced. This definition unnecessarily
limits where the work experience must
be obtained. Moreover, the fact that an
organization practices more than one
medical discipline does not ensure that
one of the medical disciplines is related
to uses authorized under § 35.400. The
change will allow individuals to receive
work experience at a stand-alone,
single-discipline clinic and ensure that
the work experience is related to the
uses authorized under § 35.400.
Paragraph (b)(3). This paragraph is
restructured and expanded to allow
certain residency program directors to
provide written attestations for
physicians seeking to be named as an
AU of a manual brachytherapy source
for the uses authorized under § 35.400.
The residency program directors must
represent a residency training program
approved by the Residency Review
Committee of the Accreditation Council
for Graduate Medical Education or the
Royal College of Physicians and
Surgeons of Canada or the Council on
Postdoctoral Training of the American
Osteopathic Association. The residency
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training program must include T&E
specified in § 35.400.
The residency program directors who
provide written attestations do not have
to be AUs who meet the requirements in
§§ 35.57, 35.490, or equivalent
Agreement State requirements.
However, they must affirm in writing
that the attestation represents the
consensus of the residency program
faculty where at least one faculty
member is an AU who meets the
requirements in §§ 35.57, 35.490, or
equivalent Agreement State
requirements, and concurs with the
attestation.
Additionally, the paragraph is
amended to incorporate the new
language that the written attestation
must verify that the physician is able to
independently fulfill the radiation
safety-related duties, rather than has
achieved a level of competency to
function independently as an AU.
Section 35.491 Training for
Ophthalmic Use of Strontium-90
Paragraph (b)(3). This paragraph is
amended to incorporate the new
language that the written attestation
must verify that the physician is able to
independently fulfill the radiation
safety-related duties, rather than has
achieved a level of competency to
function independently as an AU.
Section 35.500 Use of Sealed Sources
and Medical Devices for Diagnosis
This section is restructured and
expanded to include the use of medical
devices to allow sealed sources and
medical devices that are listed in the
SSDR for diagnostic medical uses to be
used for diagnostic medical uses that are
not explicitly listed in the SSDR, and to
allow sealed sources and medical
devices to be used in research in
accordance with an active
Investigational Device Exemption (IDE)
application accepted by the FDA. This
section title is modified to add ‘‘and
medical devices’’ because the use of
medical devices is added to this section.
Paragraph (a). This paragraph is
amended to clarify that sealed sources
that are not in medical devices for
diagnostic medical uses and that are
approved in the SSDR can be used for
other diagnostic medical uses that are
not explicitly listed in an SSDR
provided that the sealed sources are
used in accordance with radiation safety
conditions and limitations described in
the SSDR. These radiation safety
conditions and limitations described in
the SSDR may include storage,
handling, sterilization, conditions of
use, or leak testing of radiation sources.
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Paragraph (b). This paragraph is
added to allow medical devices
containing sealed sources to be used for
diagnostic medical uses that are not
explicitly listed in an SSDR if both the
sealed sources and the medical devices
are approved in the SSDR for diagnostic
medical uses and provided that the
medical devices are used in accordance
with radiation safety conditions and
limitations described in the SSDR.
These radiation safety conditions and
limitations described in the SSDR may
include storage, handling, sterilization,
conditions of use, and leak testing of
radiation sources.
Paragraph (c). This new paragraph
allows sealed sources and devices for
diagnostic medical uses to be used in
research in accordance with an active
IDE application accepted by the FDA,
provided the requirements of § 35.49(a)
are met.
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Section 35.590 Training for Use of
Sealed Sources and Medical Devices for
Diagnosis
This section is restructured and
expanded to clarify that both diagnostic
sealed sources and devices authorized
in § 35.500 are included in the T&E
requirements of this section.
Paragraph (a). This paragraph is
revised to reference the redesignated
paragraphs (c) and (d).
Paragraph (b). This new paragraph
recognizes the individuals who are
authorized for uses listed in § 35.200, or
equivalent Agreement State
requirements, for use of diagnostic
sealed sources or devices authorized
under § 35.500.
Section 35.600 Use of a Sealed Source
in a Remote Afterloader Unit,
Teletherapy Unit, or Gamma
Stereotactic Radiosurgery Unit
This section is amended to separate
the uses of photon-emitting remote
afterloader units, teletherapy units, or
gamma stereotactic radiosurgery units
from the uses of the sealed sources
contained within these units. The
amended section allows only sealed
sources approved in the SSDR in
devices to deliver therapeutic medical
treatments as provided for in the SSDR.
However, the units containing these
sources can be used for therapeutic
medical treatments that are not
explicitly provided for in the SSDR,
provided that they are used in
accordance with radiation safety
conditions and limitations described in
the SSDR. The purpose of this
amendment is to allow physicians
flexibility to exercise their medical
judgment and to use these devices for
new therapeutic treatments that may not
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have been anticipated when the devices
were registered.
Paragraph (a). This paragraph
requires that a licensee use only sealed
sources approved in the SSDR for
therapeutic medical uses in photonemitting remote afterloader units,
teletherapy units, or gamma stereotactic
radiosurgery units as provided for in the
SSDR or for research in accordance with
an active IDE application accepted by
the FDA, provided the requirements of
§ 35.49(a) are met.
Paragraph (b). This paragraph
continues to require that a licensee only
use photon emitting remote afterloader
units, teletherapy units, or gamma
stereotactic radiosurgery units approved
in the SSDR or for research in
accordance with an active IDE
application accepted by the FDA
provided the requirements of § 35.49(a)
are met. However, this paragraph is
amended to provide that these units
may be used for medical uses that are
not explicitly provided for in the SSDR,
provided that these units are used in
accordance with the radiation safety
conditions and limitations described in
the SSDR.
Section 35.610 Safety Procedures and
Instructions for Remote Afterloader
Units, Teletherapy Units, and Gamma
Stereotactic Radiosurgery Units
Paragraph (d)(1). This paragraph is
amended and restructured to add a new
training requirement for the use of
remote afterloader units, teletherapy
units, and gamma stereotactic
radiosurgery units. This amendment
requires all individuals who operate
these units to receive vendor
operational and safety training prior to
the first use for patient treatment of a
new unit or an existing unit with a
manufacturer upgrade that affects the
operation and safety of the unit. This
training must be provided by the device
manufacturer or by an individual
certified by the device manufacturer to
provide the training. This training is
also required when software upgrades
are made by the vendor or the
manufacturer that affect the operation
and safety of the unit.
Currently, § 35.610(d) requires that all
individuals who operate these units be
provided safety instructions initially,
and at least annually; however, there is
no requirement for these individuals to
receive instructions when the unit is
upgraded. The amendment requires
individuals who operate these new or
upgraded units to receive training prior
to first use for patient treatment. These
individuals include AUs, AMPs,
operators, and others that need to know
how the units operate.
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Paragraph (d)(2). This paragraph is
restructured and amended to clarify that
the training required by this paragraph
on the operation and safety of the unit
applies to any new staff who will
operate the unit or units at the facility.
This requirement is added to enhance
the safety of patients by eliminating
potential delay in training of new staff
until the required annual training,
which could lead to undertrained
individuals operating the unit.
Paragraph (g). This paragraph is
amended to conform with the
restructuring of paragraph (d)(2) of this
section.
Section 35.655 Full-Inspection
Servicing for Teletherapy and Gamma
Stereotactic Radiosurgery Units
This section title is modified to delete
‘‘5-year inspection’’ and insert ‘‘Fullinspection servicing’’ to more accurately
reflect the requirements in this section
for inspection and servicing of
teletherapy units and gamma
stereotactic radiosurgery units.
Paragraph (a). This paragraph is
amended to extend the full inspection
and servicing interval between each full
inspection servicing for gamma
stereotactic radiosurgery units from 5
years to 7 years to assure proper
functioning of the source exposure
mechanism. The interval between each
full inspection and servicing of
teletherapy units remains the same (not
to exceed 5 years). For gamma
stereotactic radiosurgery units, the full
inspection and servicing to assure
proper functioning of the source
exposure mechanism is performed when
the sources are taken out of the unit and
before the new sources are placed in the
unit (source replacement). Because the
cost to replace the decaying sources in
a gamma stereotactic radiosurgery unit
can be significant, licensees have
requested that the intervals between
each full inspection servicing for these
units be extended beyond 5 years. In
support of this extension, the NRC finds
that the 6-month routine preventive
maintenance that is performed on these
units is adequate to ensure the proper
functioning of the source exposure
mechanisms and, therefore, this final
rule extends the full inspection and
servicing interval for gamma stereotactic
radiosurgery units from 5 years to 7
years.
Additionally, this paragraph requires
that the full inspection and servicing of
these units be performed during each
source replacement regardless of the last
time the units were inspected and
serviced.
The full inspection and servicing
interval of a teletherapy unit has not
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been extended from the current interval
of 5 years. The current interval of 5
years helps prevent potentially serious
radiation exposure of teletherapy
operators and patients in the event that
the source exposure mechanism fails.
The radioactive source contained in a
teletherapy unit produces radiation
fields on the order of hundreds of rads
per minute in areas accessible to
patients and operators. In the event of
a source exposure mechanism failure,
the exposed source could result in
overexposure of a patient or operating
personnel in a short period of time.
Section 35.690 Training for Use of
Remote Afterloader Units, Teletherapy
Units, and Gamma Stereotactic
Radiosurgery Units
Paragraph (a). For a physician seeking
to be named as an AU for sealed sources
for uses authorized under § 35.600, the
requirement to obtain a written
attestation is removed for an individual
who is certified by a specialty board
whose certification process has been
recognized by the NRC or an Agreement
State. Further discussion on removing
the written attestation requirement can
be found in Section III., Discussion, of
this document.
Paragraph (b)(1)(ii). This paragraph is
amended to require that the work
experience required by this section be
received at a medical facility authorized
to use byproduct materials under
§ 35.600 rather than at a medical
institution. The current term ‘‘medical
institution’’ in this paragraph is defined
in § 35.2 as an organization in which
more than one medical discipline is
practiced. This definition unnecessarily
limits where the work experience must
be obtained. Moreover, the fact that an
organization practices more than one
medical discipline does not ensure that
one of the medical disciplines is related
to uses authorized under § 35.600. The
change allows the work experience to be
received at a stand-alone single
discipline clinic for the uses authorized
under § 35.600.
Paragraph (b)(3). This paragraph is
restructured and expanded to allow
certain residency program directors to
provide written attestations for
physicians seeking to be named as an
AU for sealed sources for uses
authorized under § 35.600. The
residency program directors must
represent a residency training program
approved by the Residency Review
Committee of the Accreditation Council
for Graduate Medical Education, the
Royal College of Physicians and
Surgeons of Canada, or the Council on
Postdoctoral Training of the American
Osteopathic Association. The residency
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training program must include T&E
specified in § 35.690.
The residency program directors who
provide written attestations do not have
to be AUs who meet the requirements in
§§ 35.57, 35.690, or equivalent
Agreement State requirements, for the
type(s) of therapeutic medical unit(s) for
which the individual is requesting AU
status. However, they must affirm in
writing that the attestation represents
the consensus of the residency program
faculty where at least one faculty
member is an AU who meets the
requirements in §§ 35.57, 35.690, or
equivalent Agreement State
requirements, for the type(s) of
therapeutic medical unit(s) for which
the individual is requesting AU status
and concurs with the attestation.
Additionally, this paragraph is
amended to incorporate the new
language that the written attestation
must verify that the physician is able to
independently fulfill the radiation
safety-related duties, rather than has
achieved a level of competency to
function independently as an AU.
Section 35.2024 Records of Authority
and Responsibilities for Radiation
Protection Programs
Paragraph (c). This new paragraph
requires the licensee to keep records of
each ARSO assigned under § 35.24(b)
for 5 years after the ARSO is removed
from the license. This record must
include the written document
appointing the ARSO signed by the
licensee’s management.
Section 35.2310 Records of Safety
Instruction
This section is amended to conform to
the changes made in § 35.610 by adding
a requirement to maintain the
operational and safety instructions
required by § 35.610.
Section 35.2655 Records of FullInspection Servicing for Teletherapy
and Gamma Stereotactic Radiosurgery
Units
This section title is modified to delete
‘‘5-year inspection’’ and insert ‘‘fullinspection servicing’’ to reflect the
changes to § 35.655 requiring full
inspection and servicing of teletherapy
units and gamma stereotactic
radiosurgery units.
Section 35.3045 Report and
Notification of a Medical Event
Paragraph (a). This paragraph is
restructured and amended to provide
separate specific criteria for reporting an
ME involving permanent implant
brachytherapy. These new criteria are
different from the criteria for reporting
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an ME for other administrations. The
paragraph retains the current
introductory sentence, ‘‘A licensee shall
report any event as a medical event,
except for an event that results from
patient intervention. . .’’ The
introductory sentence of § 35.3045(a),
published in the proposed rule in July
21, 2014, provided that ‘‘A licensee
shall report as a medical event, any
administration requiring a written
directive, except for an event that
results from patient intervention. . . .’’
The phrase ‘‘requiring a written
directive’’ is removed from this sentence
in the final rule. This revision in the
final rule maintains the current
requirement that all events that meet the
ME criteria be reported, not just those
that require a WD.
Paragraph (a)(1). This new paragraph
contains criteria for reporting an ME for
all administrations other than
permanent implant brachytherapy
administrations. Criteria for reporting an
ME involving permanent implant
brachytherapy are in the new paragraph
(a)(2) in this section. The criteria used
to determine if an ME has occurred for
all administrations, except permanent
implant brachytherapy, are unchanged
except (1) the current paragraph (a)(3)
related to the dose to the skin or an
organ or tissue other than the treatment
site is restructured for clarity as the new
paragraph (a)(1)(iii); and (2) a criterion
is added in the new paragraph
(a)(1)(ii)(A) of this section for reporting
an administration involving the wrong
radionuclide for a brachytherapy
procedure as an ME.
Paragraph (a)(2). This new paragraph
is added to establish separate criteria for
reporting MEs involving permanent
implant brachytherapy. These new
criteria are designed to ensure reporting
of situations where harm or potential
harm to the patient may occur. The new
criteria for reporting an ME involving
permanent implant brachytherapy are:
(1) The total source strength
administered differs by 20 percent or
more from the total source strength
documented in the post-implantation
portion of the WD. An example of a
situation that meets this criterion is a
situation in which the sealed sources
that were implanted had a different
source strength than what was intended.
This situation could occur because the
licensee ordered, or the vendor shipped,
sealed sources with the wrong activity;
(2) The total source strength
administered outside of the treatment
site exceeds 20 percent of the total
source strength documented in the postimplantation portion of the WD. An
example of a situation that meets this
criterion is a situation in which the
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sealed sources are unintentionally
implanted outside of the treatment site.
This situation would be identified by
the licensee when determinations are
made pursuant to § 35.41;
(3) An administration that includes
the wrong radionuclide; the wrong
individual or human research subject;
sealed source, or sources, implanted
directly into a location discontiguous
from the treatment site, as documented
in the post-implantation portion of the
WD; or a leaking sealed source resulting
in a dose that exceeds 0.5 Sv (50 rem)
to an organ or tissue. Only the criteria
for a leaking sealed source retains the
dose threshold in current regulations
because the NRC determined the leaking
sealed source delivering a dose below
this threshold does not need to be
reported as an ME. Several situations
that will meet this criterion are selfevident, i.e., the wrong patient, the
wrong treatment site, or a leaking sealed
source. Three criteria published in the
proposed rule on July 21, 2014, have
been deleted in the final rule: (1) The
criterion related to absorbed dose to the
maximally exposed 5 contiguous cubic
centimeters of normal tissue located
outside the treatment site; (2) the
criterion related to absorbed dose to the
maximally exposed 5 contiguous cubic
centimeters of normal tissue located
within the treatment site; and (3) the
criterion related to an error of 20
percent or more in calculating the total
source strength. These deletions are
based on the comments received on the
proposed rule and is discussed in
Section V., Public Comment Analysis, of
this document.
Section 35.3204 Report and
Notification for an Eluate Exceeding
Permissible Molybdenum-99, Strontium82, and Strontium-85 Concentrations
This new section requires reporting
and notification of an elution from a
Mo-99/Tc-99m or Sr-82/Rb-82 generator
that exceeds the regulatory requirements
in §§ 30.34 and 35.204(a). Further
discussion of this requirement can be
found in Section III., Discussion, of this
document.
Paragraph (a). This new paragraph
requires a licensee to notify both the
NRC Operations Center and the
distributor, which also may sometimes
be the manufacturer, of the generator by
telephone within 7 calendar days after
discovery that an eluate exceeds the
permissible concentration listed in
§ 35.204(a). This notification must
include the manufacturer, model
number, and serial number (or lot
number) of the generator; the results of
the measurement; the date of the
measurement; whether dosages were
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administered to patients or human
research subjects; when the distributor
was notified; and the action taken.
Paragraph (b). This new paragraph
requires a licensee to submit a written
report to the appropriate NRC Regional
Office listed in § 30.6 within 30
calendar days after discovery of an
eluate exceeding the permissible
concentration at the time of generator
elution. The report must be submitted
by an appropriate method listed in
§ 30.6(a). The report must include the
action taken by the licensee; patient
dose assessments; the methodology used
in making the patient dose assessment
if the eluate was administered to
patients or human research subjects;
probable cause and assessment of failure
in the licensee’s equipment; procedures
or training that contributed to the
excessive readings if an error occurred
in the licensee’s breakthrough
determination; and the information in
the telephone report as required by
paragraph (a) of this section.
VII. Regulatory Flexibility Certification
Under the Regulatory Flexibility Act
(5 U.S.C. 605(b)), the NRC certifies that
this rule will not, if promulgated, have
a significant economic impact on a
substantial number of small entities.
This final rule affects a number of
‘‘small entities’’ as defined by the
Regulatory Flexibility Act or the size
standards established by the NRC
(§ 2.810). However, as indicated in the
regulatory analysis available as
indicated in Section XXIII, ‘‘Availability
of Documents’’ section of this
document, these amendments do not
have a significant economic impact on
the affected small entities. The NRC
requested comment on the proposed
rule and accompanying draft regulatory
analysis on the impact of the proposed
rule on small entities. The NRC received
no comment submissions from an
identified small entity.
VIII. Regulatory Analysis
The NRC has prepared a final
regulatory analysis on this regulation.
The regulatory analysis examines the
costs and benefits of the alternatives
considered by the NRC. The regulatory
analysis is available as indicated in
Section XXIII., Availability of
Documents, of this document.
IX. Backfitting and Issue Finality
The backfit rule and issue finality
provisions of 10 CFR part 52 (which are
found in the regulations at §§ 50.109,
70.76, 72.62, 76.76, and in 10 CFR part
52) do not apply to this final rule. Parts
30, 32, and 35 of 10 CFR do not contain
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33093
a backfitting provision. Therefore, a
backfitting analysis is not required.
X. Cumulative Effects of Regulation
Cumulative effects of regulation (CER)
describes the challenges that licensees,
certificate holders, States, or other
entities may encounter while
implementing new regulatory
requirements (e.g., rules, generic letters,
orders, inspection findings). The CER is
an organizational effectiveness
challenge that results from a licensee or
impacted entity implementing a
significant number of new and complex
regulatory actions stemming from
multiple regulatory actions, within a
limited implementation period and with
available resources (which may include
limited available expertise to address a
specific issue). The CER can potentially
distract licensee or entity staff from
executing other primary duties that
ensure safety or security. The NRC
specifically requested comments on the
cumulative effects of this rulemaking in
the proposed rule published on July 21,
2014, and received three comments on
the CER. Two Agreement States stated
that with steady accretion of
regulations, there are always
unintended consequences, in that the
additional costs impact decisions on
functions of the State radiation control
program. With regard to the NRC’s cost/
benefit analysis in the draft Regulatory
Analysis, these commenters stated that
the NRC’s cost/benefit analysis
appeared to support the rule. One of the
commenters expressed concern that
there is the potential for applying rules
in a manner in which they were not
intended based on the permanent
implant brachytherapy language in
§ 35.40(b)(6). The commenter was
concerned about the specification of
dose to the normal tissues, located
within the treatment site, in the
proposed rule in § 35.40(b)(6)(i). Based
on these comments and other public
comments, § 35.40(b)(6)(i) in the final
rule does not require the AU to specify
dose to the normal tissues located
within the treatment site. The comments
are discussed in Section V., Public
Comment Analysis, of this document.
XI. Plain Writing
The Plain Writing Act of 2010 (Pub.
L. 111–274) requires Federal agencies to
write documents in a clear, concise, and
well-organized manner. The NRC has
written this document to be consistent
with the Plain Writing Act as well as the
Presidential Memorandum, ‘‘Plain
Language in Government Writing,’’
published June 10, 1998 (63 FR 31883).
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XII. Environmental Impact: Categorical
Exclusion
The NRC has determined that the
following actions in this final rule are
the types of actions described in
categorical exclusions in § 51.22(c)(2)
and (c)(3)(i–v):
(1) The amendments to the general
administrative requirements and general
technical requirements meet the
categorical exclusion criteria under
§ 51.22(c)(2).
(2) The amendments to sealed sources
usage provide clarifications to the
current regulations and meet the
categorical exclusion criteria under
§ 51.22(c)(2).
(3) The amendments to the
requirements for reporting MEs and
reporting failed generator tests meet the
categorical exclusion criteria under
§ 51.22(c)(3)(iii).
(4) The amendments related to the
record-keeping requirements meet the
categorical exclusion criteria under
§ 51.22(c)(3)(ii).
(5) The amendments related to the
T&E requirements meet the categorical
exclusion criteria under
§ 51.22(c)(3)(iv).
There are two amendments that do
not meet the categorical exclusion
criteria in § 51.22. Therefore, an
environmental assessment has been
prepared for this rule for the two
amendments that do not meet the
categorical exclusion criteria in § 51.22.
The environmental assessment is
discussed in Section XIII.,
Environmental Assessment and Final
Finding of No Significant
Environmental Impact, of this
document. The amendments that do not
meet the categorical exclusions in
§ 51.22 are: (1) The increase in the
frequency of Mo–99 measurement tests
required in § 35.204, and (2) the
increase in the full inspection time
interval for a gamma stereotactic
radiosurgery unit from 5 years to 7 years
in § 35.655.
sradovich on DSK3GMQ082PROD with RULES2
XIII. Environmental Assessment and
Final Finding of No Significant
Environmental Impact
The Commission has determined
under the National Environmental
Policy Act of 1969, as amended, and the
NRC’s regulations in Subpart A of 10
CFR part 51, that this rule, if adopted,
would not be a major Federal action
significantly affecting the quality of the
human environment and; therefore, an
environmental impact statement is not
required. The amendments that were the
subject of the Environmental
Assessment establish more frequent
measuring of Mo–99 and increase the
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inspection interval for a gamma
stereotactic radiosurgery unit from 5
years to 7 years. The amendments are
procedural in nature. It is expected that
this rule will not cause any significant
increase in radiation exposure to the
public or radiation release to the
environment beyond the exposures or
releases currently resulting from the
medical use of byproduct material.
The NRC requested the views of the
States and State Liaison Officers on the
environmental assessment for this rule.
The NRC did not receive any comments
on the environmental assessment from
the States or State Liaison Officers.
The determination of the
environmental assessment is that this
rule would have no significant impact
on the quality of the human
environment. The environmental
assessment is available as indicated in
Section XXIII, Availability of
Documents, of this document.
XIV. Paperwork Reduction Act
Statement
This final rule contains new or
amended collections of information
subject to the Paperwork Reduction Act
of 1995 (44 U.S.C. 3501 et seq.). The
collections of information were
approved by the Office of Management
and Budget, control number 3150–0010.
The burden to the public for the
information collection(s) is estimated to
average 2.52 hours per response,
including the time for reviewing
instructions, searching existing data
sources, gathering and maintaining the
data needed, and completing and
reviewing the information collection.
The information collection is being
conducted to provide the NRC the
information it needs to effectively
evaluate license applications,
applications for amendments, licensee
operations, and significant safety events
for protection of public health and
safety. The information will be used by
the NRC in evaluating compliance with
licensing requirements. The NRC will
assess the adequacy of an applicant’s or
licensee’s physical location, equipment,
organization, training, experience,
procedures and plans for protection of
public health and safety. The NRC
review and the findings derived there
form the basis of NRC licensing and
inspection decisions. The NRC uses
reports of significant safety events in
evaluating the protective actions
required to avoid exposures to patients
and the public that could exceed
regulatory limits, and therefore impact
public health and safety and the
environment. Responses to the
information collection requirements at
§§ 32.72 and 35.12 are mandatory or are
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Fmt 4701
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required to obtain or retain a benefit. All
other information collection
requirements in this final rule are
mandatory. Section 161b of the AEA
authorizes the NRC to impose these
information collections.
You may submit comments on any
aspect of the information collection(s),
including suggestions for reducing the
burden, by the following methods:
• Federal rulemaking Website: Go to
https://www.regulations.gov and search
for Docket ID NRC–2008–0175.
• Mail comments to: FOIA, Privacy,
and Information Collections Branch,
Office of Information Services, Mail
Stop: T–5 F53, U.S. Nuclear Regulatory
Commission, Washington, DC 20555–
0001 or to Matthew Oreska, Desk
Officer, Office of Information and
Regulatory Affairs (3150–0010), NEOB–
10202, Office of Management and
Budget, Washington, DC 20503;
telephone: 202–395–9593, email: oira_
submission@omb.eop.gov.
Public Protection Notification
The NRC may not conduct or sponsor,
and a person is not required to respond
to, a request for information or an
information collection requirement
unless the requesting document
displays a currently valid OMB control
number.
XV. Congressional Review Act
This final rule is a rule as defined in
the Congressional Review Act (5. U.S.C.
801–808). However, the Office of
Management and Budget has not found
it to be a major rule as defined in the
Congressional Review Act.
XVI. Criminal Penalties
For the purpose of Section 223 of the
Atomic Energy Act of 1954, as amended
(AEA), the NRC is issuing this final rule
that amends 10 CFR parts 30, 32, and 35
under one or more of Sections 161b,
161i, or 161o of the AEA. Willful
violations of the rule will be subject to
criminal enforcement.
XVII. Coordination With NRC
Agreement States
The NRC has coordinated with the
Agreement States throughout the
development of this final rule.
Agreement State representatives have
served on the rulemaking working group
that developed the proposed and final
amendments to 10 CFR part 35 and on
the steering committee for the
rulemaking.
Through an All Agreement State
Letter (FSME–11–044, dated May 20,
2011), the Agreement States were
notified of the availability of
preliminary rule text for comments
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posted on www.regulations.gov and
noticed in the Federal Register (76 FR
29171; May 20, 2011). The Federal
Register notice also invited the
Agreement States to participate at the
two public workshops that were held in
New York City, New York, and Houston,
Texas, during the summer of 2011.
In February 2013, the NRC provided
the preliminary draft proposed rule to
the Agreement States for a 30-day
review. The Agreement States provided
comments on the preliminary draft
proposed rule. Several comments
resulted in revisions to the discussion
section of the proposed rule to provide
additional emphasis or clarity. A
summary of the Agreement States
comments and the NRC staff responses
to the comments is contained in
Enclosure 6 to SECY–13–0084.
Through an All Agreement State
Letter (FSME–14–078, dated August 15,
2014), the Agreement States were
notified of the availability of the
proposed rule noticed in the Federal
Register (79 FR 42410; July 21, 2014).
The Agreement States also had an
opportunity to comment on the draft
final rule. In preparing both the
proposed rule and the final rule, the
rulemaking working group considered
the comments provided by the
Agreement States.
XVIII. Agreement State Compatibility
Under the ‘‘Policy Statement on
Adequacy and Compatibility of
Agreement State Programs’’ approved by
the Commission on June 30, 1997, and
published in the Federal Register on
September 3, 1997 (62 FR 46517), NRC
program elements (including
regulations) are placed into
Compatibility Categories A, B, C, D,
NRC, or adequacy category Health and
Safety (H&S). Compatibility Category A
are those program elements that are
basic radiation protection standards and
scientific terms and definitions that are
necessary to understand radiation
protection concepts. An Agreement
State should adopt Category A program
elements in an essentially identical
manner in order to provide uniformity
in the regulation of agreement material
on a nationwide basis. Compatibility
Category B are those program elements
that apply to activities that have direct
and significant effects in multiple
jurisdictions. An Agreement State
should adopt Category B program
elements in an essentially identical
manner. Compatibility Category C are
those program elements that do not
meet the criteria of Category A or B, but
the essential objectives of which an
Agreement State should adopt to avoid
conflict, duplication, gaps, or other
conditions that would jeopardize an
orderly pattern in the regulation of
agreement material on a national basis.
An Agreement State should adopt the
essential objectives of the Category C
program elements. Compatibility
Category D are those program elements
that do not meet any of the criteria of
Category A, B, or C, and, therefore do
not need to be adopted by Agreement
States for purposes of compatibility.
Compatibility Category NRC are those
program elements that address areas of
regulation that cannot be relinquished
to the Agreement States under the AEA
or NRC rules. These program elements
should not be adopted by the Agreement
States. Adequacy Category H&S are
program elements that are required
because of a particular health and safety
role in the regulation of agreement
material within the State and should be
adopted in a manner that embodies the
essential objectives of the NRC program.
The final rule is a matter of
compatibility between the NRC and the
Agreement States, thereby providing
consistency among Agreement State and
NRC requirements. Discussion on the
Compatibility Category for § 35.3045,
Report and notification of a medical
event, can be found in Section V.,
Public Comment Analysis, of this
document. The compatibility categories
are designated in the following table:
COMPATIBILITY TABLE
Compatibility
Section
Change
Subject
Existing
New
B
B
B
B
B
B
................
B
................
................
D
D
D
D
D
................
................
................
D
D
B
B
D
D
D
D
D
D
D
D
D
D
Part 30
30.34(g) ..............................
Amend ................................
Terms and conditions of licenses ..........................................
Part 32
32.72(a)(4) ..........................
Amend ................................
32.72(b)(5)(i) .......................
Amend ................................
32.72(d) ..............................
New ....................................
Manufacture, preparation, or transfer for commercial distribution of radioactive drugs containing byproduct material for medical use under 10 CFR part 35.
Manufacture, preparation, or transfer for commercial distribution of radioactive drugs containing byproduct material for medical use under 10 CFR part 35.
Manufacture, preparation, or transfer for commercial distribution of radioactive drugs containing byproduct material for medical use under 10 CFR part 35.
sradovich on DSK3GMQ082PROD with RULES2
Part 35
35.2 .....................................
35.2 .....................................
35.2 .....................................
35.12(b)(1) ..........................
35.12(c)(1) ..........................
35.12(c)(1)(ii) ......................
35.12(d) ..............................
35.12(d)(1) ..........................
35.12(d)(2) ..........................
35.12(d)(3) ..........................
35.12(d)(4) ..........................
35.13(b) ..............................
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New ....................................
New ....................................
Amend ................................
Amend ................................
Amend ................................
Amend ................................
Amend ................................
New ....................................
New ....................................
New ....................................
Amend ................................
Amend ................................
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Definitions—Associate Radiation Safety Officer ...................
Definitions—Ophthalmic physicist .........................................
Definitions—Preceptor ...........................................................
Application for license, amendment, or renewal ...................
Application for license, amendment, or renewal ...................
Application for license, amendment, or renewal ...................
Application for license, amendment, or renewal ...................
Application for license, amendment, or renewal ...................
Application for license, amendment, or renewal ...................
Application for license, amendment, or renewal ...................
Application for license, amendment, or renewal ...................
License amendments ............................................................
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16JYR2
33096
Federal Register / Vol. 83, No. 136 / Monday, July 16, 2018 / Rules and Regulations
COMPATIBILITY TABLE—Continued
Compatibility
Section
Change
Subject
Existing
New ....................................
New ....................................
Amend ................................
Amend ................................
Amend ................................
New ....................................
Amend ................................
35.24(b) ..............................
Amend ................................
35.24(c) ...............................
Amend ................................
35.40(b)(6) ..........................
35.40(b)(7) ..........................
35.41(b)(5) ..........................
35.41(b)(6) ..........................
35.50 ...................................
Amend ................................
Amend Redesignated .........
New ....................................
New ....................................
Amend ................................
35.50(a) ..............................
Amend ................................
35.50(a)(2)(ii)(B) .................
Amend ................................
35.50(b)(1)(ii) ......................
Amend ................................
35.50(b)(2) ..........................
New ....................................
35.50(c)(1) ..........................
Amend ................................
35.50(c)(2) ..........................
Amend ................................
35.50(c)(3) ..........................
New ....................................
35.50(d) ..............................
Amend ................................
35.51(a) ..............................
35.51(a)(2)(i) .......................
35.51(b)(2) ..........................
35.55(a) ..............................
35.55(b)(2) ..........................
35.57(a)(1) ..........................
Amend
Amend
Amend
Amend
Amend
Amend
35.57(a)(2) ..........................
New ....................................
35.57(a)(3) ..........................
New ....................................
35.57(a)(4) ..........................
Redesignated .....................
35.57(b)(1) ..........................
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35.13(d) ..............................
35.13(i) ................................
35.14(a) ..............................
35.14(b)(1) ..........................
35.14(b)(2) ..........................
35.14(b)(6) ..........................
35.15(c) and (e) ..................
Amend ................................
35.57(b)(2) ..........................
Amend ................................
35.57(b)(2)(i) .......................
New ....................................
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................................
................................
................................
................................
................................
................................
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License amendments ............................................................
License amendments ............................................................
Notifications ...........................................................................
Notifications ...........................................................................
Notifications ...........................................................................
Notifications ...........................................................................
Exemptions regarding Type A specific licenses of broad
scope.
Authority and responsibilities for the radiation protection
program.
Authority and responsibilities for the radiation protection
program.
Written directives ...................................................................
Written directives ...................................................................
Procedures for administrations requiring a written directive
Procedures for administrations requiring a written directive
Training for Radiation Safety Officer and Associate Radiation Safety Officer.
Training for Radiation Safety Officer and Associate Radiation Safety Officer.
Training for Radiation Safety Officer and Associate Radiation Safety Officer.
Training for Radiation Safety Officer and Associate Radiation Safety Officer.
Training for Radiation Safety Officer and Associate Radiation Safety Officer.
Training for Radiation Safety Officer and Associate Radiation Safety Officer.
Training for Radiation Safety Officer and Associate Radiation Safety Officer.
Training for Radiation Safety Officer and Associate Radiation Safety Officer.
Training for Radiation Safety Officer and Associate Radiation Safety Officer.
Training for an authorized medical physicist .........................
Training for an authorized medical physicist .........................
Training for an authorized medical physicist .........................
Training for an authorized nuclear pharmacist .....................
Training for an authorized nuclear pharmacist .....................
Training for experienced Radiation Safety Officer, teletherapy or medical physicist, authorized medical physicist, authorized user, nuclear pharmacist, and authorized
nuclear pharmacist.
Training for experienced Radiation Safety Officer, teletherapy or medical physicist, authorized medical physicist, authorized user, nuclear pharmacist, and authorized
nuclear pharmacist.
Training for experienced Radiation Safety Officer, teletherapy or medical physicist, authorized medical physicist, authorized user, nuclear pharmacist, and authorized
nuclear pharmacist.
Training for experienced Radiation Safety Officer, teletherapy or medical physicist, authorized medical physicist, authorized user, nuclear pharmacist, and authorized
nuclear pharmacist.
Training for experienced Radiation Safety Officer, teletherapy or medical physicist, authorized medical physicist, authorized user, nuclear pharmacist, and authorized
nuclear pharmacist.
Training for experienced Radiation Safety Officer, teletherapy or medical physicist, authorized medical physicist, authorized user, nuclear pharmacist, and authorized
nuclear pharmacist.
Training for experienced Radiation Safety Officer, teletherapy or medical physicist, authorized medical physicist, authorized user, nuclear pharmacist, and authorized
nuclear pharmacist.
Frm 00052
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E:\FR\FM\16JYR2.SGM
16JYR2
New
................
................
D
D
D
................
D
D
D
D
D
D
D
D
H&S
H&S
D
D
H&S
H&S
................
................
B
H&S
H&S
H&S
H&S
B
B
B
B
B
B
B
................
B
B
B
B
B
................
B
B
B
B
B
B
B
B
B
B
B
B
B
B
B
................
B
................
B
D
D
B
B
B
B
................
B
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Federal Register / Vol. 83, No. 136 / Monday, July 16, 2018 / Rules and Regulations
COMPATIBILITY TABLE—Continued
Compatibility
Section
Change
Subject
Existing
New ....................................
35.57(b)(2)(iii) .....................
New ....................................
35.57(b)(2)(iv) .....................
New ....................................
35.65(a)(1)–(5) ....................
Redesignated .....................
35.65(b) ..............................
New ....................................
35.65(b)(1) ..........................
New ....................................
35.65(b)(2) ..........................
New ....................................
35.65(c) ...............................
New ....................................
35.190(a) ............................
35.190(c)(2) ........................
35.190(c)(2)(i) .....................
35.190(c)(2)(ii) ....................
35.204(b) ............................
Amend ................................
Amend ................................
New ....................................
New ....................................
Amend ................................
35.204(e) ............................
New ....................................
35.290(a) ............................
35.290(c)(1)(ii) ....................
35.290(c)(2) ........................
35.290(c)(2)(i) .....................
35.290(c)(2)(ii) ....................
35.300 .................................
Amend ................................
Amend ................................
Amend ................................
New ....................................
New ....................................
Amend ................................
35.390(a) ............................
Amend ................................
35.390(b)(1)(ii) (G)(3) .........
Amend ................................
35.390(b)(2) ........................
Amend ................................
35.390(b)(2)(i) .....................
New ....................................
35.390(b)(2)(ii) ....................
New ....................................
35.392(a) ............................
Amend ................................
35.392(c)(3) ........................
Amend ................................
35.392(c)(3)(i) .....................
New ....................................
35.392(c)(3)(ii) ....................
sradovich on DSK3GMQ082PROD with RULES2
35.57(b)(2)(ii) ......................
New ....................................
35.394(a) ............................
Amend ................................
35.394(c)(3) ........................
Amend ................................
35.394(c)(3)(i) .....................
New ....................................
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Training for experienced Radiation Safety Officer, teletherapy or medical physicist, authorized medical physicist, authorized user, nuclear pharmacist, and authorized
nuclear pharmacist.
Training for experienced Radiation Safety Officer, teletherapy or medical physicist, authorized medical physicist, authorized user, nuclear pharmacist, and authorized
nuclear pharmacist.
Training for experienced Radiation Safety Officer, teletherapy or medical physicist, authorized medical physicist, authorized user, nuclear pharmacist, and authorized
nuclear pharmacist.
Authorization for calibration, transmission, and reference
sources.
Authorization for calibration, transmission, and reference
sources.
Authorization for calibration, transmission, and reference
sources.
Authorization for calibration, transmission, and reference
sources.
Authorization for calibration, transmission, and reference
sources.
Training for uptake, dilution, and excretion studies ..............
Training for uptake, dilution, and excretion studies ..............
Training for uptake, dilution, and excretion studies ..............
Training for uptake, dilution, and excretion studies ..............
Permissible molybdenum-99, strontium-82, and strontium85 concentrations.
Permissible molybdenum-99, strontium-82, and strontium85 concentrations.
Training for imaging and localization studies ........................
Training for imaging and localization studies ........................
Training for imaging and localization studies ........................
Training for imaging and localization studies ........................
Training for imaging and localization studies ........................
Use of unsealed byproduct material for which a written directive is required.
Training for use of unsealed byproduct material for which a
written directive is required.
Training for use of unsealed byproduct material for which a
written directive is required.
Training for use of unsealed byproduct material for which a
written directive is required.
Training for use of unsealed byproduct material for which a
written directive is required.
Training for use of unsealed byproduct material for which a
written directive is required.
Training for the oral administration of sodium iodide I–131
requiring a written directive in quantities less than or
equal to 1.22 gigabecquerels (33 millicuries).
Training for the oral administration of sodium iodide I–131
requiring a written directive in quantities less than or
equal to 1.22 gigabecquerels (33 millicuries).
Training for the oral administration of sodium iodide I–131
requiring a written directive in quantities less than or
equal to 1.22 gigabecquerels (33 millicuries).
Training for the oral administration of sodium iodide I–131
requiring a written directive in quantities less than or
equal to 1.22 gigabecquerels (33 millicuries).
Training for the oral administration of sodium iodide I–131
requiring a written directive in quantities greater than
1.22 gigabecquerels (33 millicuries).
Training for the oral administration of sodium iodide I–131
requiring a written directive in quantities greater than
1.22 gigabecquerels (33 millicuries).
Training for the oral administration of sodium iodide I–131
requiring a written directive in quantities greater than
1.22 gigabecquerels (33 millicuries).
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H&S
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B
B
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B
B
B
B
B
B
B
B
B
B
B
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B
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B
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B
B
B
................
B
................
B
B
B
B
B
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B
33098
Federal Register / Vol. 83, No. 136 / Monday, July 16, 2018 / Rules and Regulations
COMPATIBILITY TABLE—Continued
Compatibility
Section
Change
Subject
Existing
New ....................................
35.396(a)(1) ........................
Amend Redesignated .........
35.396(a)(2) ........................
Amend Redesignated .........
35.396(a)(3) ........................
Amend Redesignated .........
35.396(b)(1) ........................
Amend Redesignated .........
35.396(b)(2) ........................
Amend Redesignated .........
35.396(b)(2)(vi) ...................
Amend Redesignated .........
35.396(b)(3) ........................
Amend Redesignated .........
35.396(b)(3)(i) .....................
New ....................................
35.396(b)(3)(ii) ....................
New ....................................
35.400(a) ............................
35.400(b) ............................
35.433(a) ............................
35.433(b) ............................
35.433(b)(1) ........................
35.433(b)(2) ........................
35.433(c) .............................
Amend ................................
Amend ................................
Amend ................................
New ....................................
New ....................................
New ....................................
Redesignated .....................
35.490(a) ............................
35.490(b)(1)(ii) ....................
35.490(b)(3) ........................
35.490(b)(3)(i) .....................
35.490(b)(3)(ii) ....................
35.491(b)(3) ........................
35.500(a) ............................
Amend ................................
Amend ................................
Amend ................................
New ....................................
New ....................................
Amend ................................
Amend ................................
35.500(b) ............................
35.500(c) .............................
35.590 (a) ...........................
35.590 (b) ...........................
35.590 (c) ...........................
New ....................................
New ....................................
Amend ................................
New ....................................
Redesignated .....................
35.590 (d) ...........................
Redesignated .....................
35.600(a) ............................
Amend ................................
35.600(b) ............................
Amend ................................
35.610(d)(1) ........................
New ....................................
35.610(d)(2) ........................
Amend ................................
35.610(g) ............................
Amend ................................
35.655(a) ............................
Amend ................................
35.690(a) ............................
sradovich on DSK3GMQ082PROD with RULES2
35.394(c)(3)(ii) ....................
Amend ................................
35.690(b)(1)(ii) ....................
Amend ................................
35.690(b)(3) ........................
Amend ................................
35.690(b)(3)(i) .....................
New ....................................
35.690(b)(3)(ii) ....................
New ....................................
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Training for the oral administration of sodium iodide I–131
requiring a written directive in quantities greater than
1.22 gigabecquerels (33 millicuries).
Training for the parenteral administration of unsealed byproduct material requiring a written directive.
Training for the parenteral administration of unsealed byproduct material requiring a written directive.
Training for the parenteral administration of unsealed byproduct material requiring a written directive.
Training for the parenteral administration of unsealed byproduct material requiring a written directive.
Training for the parenteral administration of unsealed byproduct material requiring a written directive.
Training for the parenteral administration of unsealed byproduct material requiring a written directive.
Training for the parenteral administration of unsealed byproduct material requiring a written directive.
Training for the parenteral administration of unsealed byproduct material requiring a written directive.
Training for the parenteral administration of unsealed byproduct material requiring a written directive.
Use of sources for manual brachytherapy ............................
Use of sources for manual brachytherapy ............................
Strontium-90 sources for ophthalmic treatments ..................
Strontium-90 sources for ophthalmic treatments ..................
Strontium-90 sources for ophthalmic treatments ..................
Strontium-90 sources for ophthalmic treatments ..................
Strontium-90 sources for ophthalmic treatments (Previously
35.433(b)).
Training for use of manual brachytherapy sources ..............
Training for use of manual brachytherapy sources ..............
Training for use of manual brachytherapy sources ..............
Training for use of manual brachytherapy sources ..............
Training for use of manual brachytherapy sources ..............
Training for ophthalmic use of strontium-90 .........................
Use of sealed sources and medical devices for diagnosis
(Previously 35.500).
Use of sealed sources and medical devices for diagnosis ...
Use of sealed sources and medical devices for diagnosis ...
Training for use of sealed sources for diagnosis ..................
Training for use of sealed sources for diagnosis ..................
Training for use of sealed sources for diagnosis (Previously
35.590(b)).
Training for use of sealed sources for diagnosis (Previously
35.590(c)).
Use of a sealed source in a remote afterloader unit, teletherapy unit, or gamma stereotactic radiosurgery unit.
Use of a sealed source in a remote afterloader unit, teletherapy unit, or gamma stereotactic radiosurgery unit.
Safety procedures and instructions for remote afterloader
units, teletherapy units, and gamma stereotactic
radiosurgery units.
Safety procedures and instructions for remote afterloader
units, teletherapy units, and gamma stereotactic
radiosurgery units.
Safety procedures and instructions for remote afterloader
units, teletherapy units, and gamma stereotactic
radiosurgery units.
Full-inspection servicing for teletherapy and gamma
stereotactic radiosurgery units.
Training for use of remote afterloader units, teletherapy
units, and gamma stereotactic radiosurgery units.
Training for use of remote afterloader units, teletherapy
units, and gamma stereotactic radiosurgery units.
Training for use of remote afterloader units, teletherapy
units, and gamma stereotactic radiosurgery units.
Training for use of remote afterloader units, teletherapy
units, and gamma stereotactic radiosurgery units.
Training for use of remote afterloader units, teletherapy
units, and gamma stereotactic radiosurgery units.
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Federal Register / Vol. 83, No. 136 / Monday, July 16, 2018 / Rules and Regulations
COMPATIBILITY TABLE—Continued
Compatibility
Section
Change
Subject
Existing
New ....................................
35.2024(c)(1) ......................
New ....................................
35.2024(c)(2) ......................
New ....................................
35.2310 ...............................
35.2655(a) ..........................
Amend ................................
Amend ................................
35.3045(a)(1) ......................
35.3045(a)(2) ......................
Amend ................................
New ....................................
35.3204(a) ..........................
New ....................................
35.3204(b) ..........................
sradovich on DSK3GMQ082PROD with RULES2
35.2024(c) ...........................
New ....................................
XIX. Coordination With the Advisory
Committee on the Medical Uses of
Isotopes
The NRC staff consults with the
ACMUI whenever it identifies an issue
with implementation of 10 CFR part 35
regulations. Accordingly, issues
addressed by this rule have been
discussed at ACMUI meetings over the
last several years. The ACMUI meetings
are transcribed. Full transcripts of the
ACMUI meetings can be found online in
the NRC Library at https://www.nrc.gov/
reading-rm/doc-collections/acmui/tr. In
addition, in the SRM to SECY–10–0062,
the Commission specifically directed
the NRC staff to engage the ACMUI in
developing the ME definition criterion
for permanent implant brachytherapy.
Further, the amendments that revise
T&E requirements to eliminate
preceptor attestation for board-certified
individuals, change the language of the
attestation, and allow a residency
director to provide preceptor
attestations were initiated by the
ACMUI in its briefing to the
Commission held on April 29, 2008
(discussed in detail in Item b, Section
III., Discussion, of this document).
Similarly, the issue of naming more
than one RSO was initiated by the
ACMUI at the June 2007 ACMUI
meeting (discussed in detail in Item d in
Section III., Discussion, of this
document). Finally, the entire ACMUI
meeting held on April 20–21, 2011, was
devoted to discussion of the rulemaking
issues addressed in the proposed rule,
so that the NRC staff would be better
able to understand ACMUI’s position
and views on the issues raised.
In December 2012, the NRC provided
the preliminary draft proposed rule to
the ACMUI for a 90-day review. The
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Records of authority and responsibilities for radiation protection programs.
Records of authority and responsibilities for radiation protection programs.
Records of authority and responsibilities for radiation protection programs.
Records of safety instruction .................................................
Records of full-inspection servicing for teletherapy and
gamma stereotactic radiosurgery units.
Report and notification of a medical event ...........................
Report and notification of a medical event for permanent
implant brachytherapy.
Report and notification of an eluate exceeding permissible
molybdenum-99, strontium-82, and strontium-85 concentrations.
Written report of an eluate exceeding permissible molybdenum-99, strontium-82, and strontium-85 concentrations.
draft proposed rule was made public to
facilitate the ACMUI review in a public
forum. The ACMUI discussed the draft
proposed rule at two publicly held
teleconferences on March 5 and March
12, 2013. The ACMUI provided a final
report, ‘‘Advisory Committee on the
Medical Uses of Isotopes SubCommittee on Proposed Rule,’’ dated
April 5, 2013, to the NRC on April 9,
2013.
While the ACMUI was supportive of
most of the proposed amendments, it
expressed concerns on some issues and
provided its recommendations on those
issues. Several comments resulted in
revisions to the discussion section of the
proposed rule to provide additional
emphasis or clarity. However, the NRC
did not accept all of the ACMUI
recommendations. The
recommendations that the NRC staff did
not accept were discussed in a
document entitled, ‘‘NRC Staff
Responses to the ACMUI Comments on
the Draft Part 35 Proposed Rule,’’
Enclosure 5, to SECY–13–0084.
In addition, the ACMUI
recommended that for permanent
implant brachytherapy procedures,
licensees be allowed to use total source
strength as a substitute for total dose for
determining MEs until the 10 CFR part
35 rulemaking is completed. In
response, on July 9, 2013, the
Commission issued an interim
enforcement policy (78 FR 41125) that
addressed this issue.
On October 6, 2015, the NRC
provided the preliminary draft final rule
to the ACMUI for a 90-day review. The
ACMUI held a public teleconference on
January 6, 2016, and provided a final
report, ‘‘Advisory Committee on the
Medical Uses of Isotopes Sub-
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C
Committee on Draft Final Rule, 10 CFR
parts 30, 32, and 35,’’ dated January 6,
2016, to the NRC on January 6, 2016.
The NRC prepared a response to the
ACMUI recommendations and the
response is listed in the list of available
documents, in Section XXIII.,
‘‘Availability of Documents.’’
XX. Consistency With Medical Policy
Statement
The amendments to 10 CFR part 35
are consistent with the Commission’s
Medical Use Policy Statement published
August 3, 2000 (65 FR 47654). This rule
is consistent with the Commission’s
statement because it balances the
interests of the patient with the
flexibility needed by the AU to take the
actions that he or she deems medically
necessary, while continuing to enable
the NRC to detect deficiencies in
processes, procedures, and training, as
well as any misapplication of byproduct
materials.
XXI. Voluntary Consensus Standards
The National Technology Transfer
and Advancement Act of 1995 (Pub. L.
104–113) requires that Federal agencies
use technical standards that are
developed or adopted by voluntary
consensus standards bodies unless the
use of such a standard is inconsistent
with applicable law or otherwise
impractical. In this final rule, the NRC
is amending its medical use regulations
related to ME definitions for permanent
implant brachytherapy; T&E
requirements for AUs, medical
physicists, RSOs, and nuclear
pharmacists; completing action on
PRM–35–20 to ‘‘grandfather’’ certain
experienced individuals; measuring Mo99 contamination for each elution and
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Federal Register / Vol. 83, No. 136 / Monday, July 16, 2018 / Rules and Regulations
reporting of failed breakthrough tests;
naming ARSOs on a medical license;
and making several minor clarifications.
This action does not constitute the
establishment of a standard that
contains generally applicable
requirements.
XXII. Availability of Guidance
Published elsewhere in this issue of
the Federal Register, the NRC is issuing
new guidance, ‘‘Guidance for the Final
Rule ‘Medical Use of Byproduct
Material—Medical Events, Definitions,
Training and Experience, and Clarifying
Amendments,’’ (NRC–2014–0030), for
the implementation of the requirements
in this final rule.
XXIII. Availability of Documents
The documents identified in the
following table are available to
interested persons through one or more
of the following methods, as indicated.
ADAMS
accession No.
Date
Document
03/01/2004 ........
03/01/2004 Transcript of Advisory Committee on the Medical Uses of Isotopes Meeting in Rockville MD,
Pages 1–194.
Transcript of the Advisory Committee on the Medical Uses of Isotopes Medical Event Subcommittee Meeting.
SECY–05–0234, ‘‘Adequacy of Medical Event Definitions in 10 CFR 35.3045, and Communicating Associated Risks to the Public’’.
SRM–SECY–05–0234, ‘‘Adequacy of Medical Event Definitions in 10 CFR 35.3045, and Communicating
Associated Risks to the Public’’.
PRM–35–20, ‘‘AAPM Petition for Rulemaking to Amend 10 CFR 35.57, Training for Experience Radiation
Safety Officer, Teletherapy or Medical Physicist, Authorized Medical Physicist, Authorized User, Nuclear
Pharmacist, and Authorized Nuclear Pharmacist,’’ filed by E. Russell Ritenour.
Transcript of Advisory Committee on the Medical Uses of Isotopes (ACMUI) Meeting, June 12, 2007,
Pages 1–325.
M080429—Commission Meeting with the Advisory Committee on the Medical Uses of Isotopes, Transcript
SRM–M080429, Meeting with Advisory Committee on the Medical Uses of Isotopes (ACMUI) 1:30 p.m.,
Tuesday, April 29, 2008.
SECY–08–0179, ‘‘Recommendations on Amending Preceptor Attestation Requirements in 10 CFR part
35, Medical Use of Byproduct Material’’.
SRM–SECY–08–0179, ‘‘Recommendations on Amending Preceptor Attestation Requirements in 10 CFR
part 35, Medical Use of Byproduct Material’’.
SECY–10–0062, ‘‘Reproposed Rule: Medical Use of Byproduct Material—Amendments/Medical Event
Definitions’’.
M100708B—Commission Briefing on ‘‘Proposed Rule on Part 35 Medical Events Definitions—Permanent
Implant Brachytherapy,’’ Transcript.
SRM–SECY–10–0062, ‘‘Reproposed Rule: Medical Use of Byproduct Material—Amendments/Medical
Event Definitions (RIN 3150–AI26)’’.
Final Transcript of Advisory Committee on the Medical Uses of Isotopes (ACMUI) Meeting, Open Session,
October 20, 2010, Pages 1–168.
Advisory Committee on the Medical Uses of Isotopes (ACMUI) Permanent Implant Brachytherapy Interim
Report.
Final Transcript of the Advisory Committee on the Medical Uses of Isotopes (ACMUI) Meeting, April 11,
2011, Pages 1–226.
Part 35 Preliminary Draft Proposed Rule Language, provided for ACMUI review ..........................................
FSME–11–044, ‘‘Opportunity to Comment on Preliminary Proposed Rule Language for Medical Use Regulations’’.
Public Meeting Summary for Part 35 Medical Workshop, June 20–21, 2011 .................................................
Transcript of Public Workshop for Discussion of Topics Related to NRC’s Medical Regulations, August 11,
2011, Pages 1–240.
Transcript of Public Workshop for Discussion of Topics Related to NRC’s Medical Regulations, August 12,
2011, Pages 1–192.
Advisory Committee on the Medical Uses of Isotopes (ACMUI) Permanent Implant Brachytherapy Final
Report.
Final Transcript of Advisory Committee on the Medical Uses of Isotopes (ACMUI) Teleconference Meeting, October 18, 2011, Pages 1–77.
The American Society for Radiation Oncology (ASTRO) letter to the Chairman of the ACMUI .....................
Advisory Committee on the Medical Uses of Isotopes (ACMUI) Permanent Implant Brachytherapy Revised
Final Report.
Final Transcript of the Advisory Committee on the Medical Uses of Isotopes (ACMUI) Teleconference
Meeting, February 7, 2012, Pages 1–85.
ASTRO letter to the Chairman of the ACMUI ..................................................................................................
SECY–12–0053, ‘‘Recommendations on Regulatory Changes for Permanent Implant Brachytherapy Programs’’.
Transcript of Commission Meeting April 24, 2012, before Commission vote on SECY–12–0053, ‘‘Recommendations on Regulatory Changes for Permanent Implant Brachytherapy Programs’’.
SRM–SECY–12–0053, ‘‘Recommendations on Regulatory Changes for Permanent Implant Brachytherapy
Programs’’.
Part 35 Preliminary Draft Proposed Rule Federal Register Notice, provided for ACMUI review ..................
Final Transcript of Advisory Committee on the Medical Uses of Isotopes (ACMUI) Teleconference Meeting, March 5, 2013, Pages 1–111.
Final Transcript of Advisory Committee on the Medical Uses of Isotopes (ACMUI) Teleconference Meeting, March 12, 2013, Pages 1–115.
Advisory Committee on the Medical Uses of Isotopes (ACMUI) Comments on the Proposed Rule, 10 CFR
parts 30, 32 and 35, Final Report.
06/28/2005 ........
12/27/2005 ........
02/15/2006 ........
09/10/2006 ........
06/12/2007 ........
04/29/2008 ........
05/15/2008 ........
11/20/2008 ........
01/16/2009 ........
05/18/2010 ........
07/08/2010 ........
08/10/2010 ........
10/20/2010 ........
10/20/2010 ........
04/11/2011 ........
05/16/2011 ........
05/20/2011 ........
06/20/2011 ........
08/11/2011 ........
08/12/2011 ........
10/18/2011 ........
10/18/2011 ........
11/30/2011 ........
02/07/2012 ........
02/07/2012 ........
02/13/2012 ........
04/05/2012 ........
sradovich on DSK3GMQ082PROD with RULES2
04/24/2012 ........
08/13/2012 ........
01/14/2013 ........
03/05/2013 ........
03/12/2013 ........
03/28/2013 ........
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ADAMS
accession No.
Date
Document
08/08/2013 ........
SECY–13–0084, ‘‘Proposed Rule: Medical Use of Byproduct Material—Medical Event Definitions, Training
and Experience, and Clarifying Amendments (RIN 3150–AI63)’’.
SECY–13–0085, Enclosure 5, ‘‘NRC Staff Responses to the ACMUI Comments on the Draft Part 35 Proposed Rule’’.
SRM–SECY–13–0084, ‘‘Proposed Rule: Medical Use of Byproduct Material—Medical Event Definitions,
Training and Experience, and Clarifying Amendments (RIN 3150–AI63)’’.
Draft Environmental Assessment: Proposed Rule Amending 10 CFR parts 30, 32, and 35—Medical Use of
Byproduct Material—Medical Event Definitions, Training and Experience, and Clarifying Amendments.
Draft Regulatory Analysis: Proposed Rule: Amendments to Medical Use of Byproduct Material Regulations, 10 CFR parts 30, 32, and 35.
FSME–14–078, ‘‘Opportunity to Comment on Proposed Amendments to Medical Use of Byproduct Material Regulations, 10 CFR 30, 32, and 35 and Notification of October 8, 2014 Public Meeting’’.
Part 35 Proposed Rule Public Meeting Transcript, Pages 1–171, October 8, 2014 .......................................
Meeting Summary: Public Meeting Between Spectrum Pharmaceuticals, Inc., and the Nuclear Regulatory
Commission (NRC) Regarding Modification of the Training and Experiences Requirements for Beta
Emitter Products.
Final Transcript of the Advisory Committee on the Medical Uses of Isotopes (ACMUI) Teleconference
Meeting, June 16, 2015, Pages 1–109.
Advisory Committee on the Medical Uses of Isotopes (ACMUI) Training and Experience for Authorized
Users of Alpha and Beta Emitters Draft Subcommittee Report.
Final Transcript of Advisory Committee on the Medical Uses of Isotopes (ACMUI) Meeting, October 8,
2015, Open Session, Pages 1–255.
Final Transcript of Advisory Committee on the Medical Uses of Isotopes (ACMUI) Meeting, October 9,
2015, Open Session, Pages 1–262.
Advisory Committee on the Medical Uses of Isotopes (ACMUI) Comments on the Draft Final Rule, 10
CFR parts 30, 32 and 35, Final Report.
Advisory Committee on the Medical Uses of Isotopes (ACMUI) Training and Experience for Authorized
Users of Alpha and Beta Emitters under 10 CFR 35.390, Final Report.
Final Environmental Assessment ......................................................................................................................
Final Regulatory Analysis .................................................................................................................................
NRC Staff Response to the Advisory Committee on the Medical Uses of Isotopes’ Part 35 Draft Final
Rule—Medical Use of Byproduct Material—Medical Event Definitions, Training and Experience, and
Clarifying Amendments; Final Comments.’’.
Summary of Specific Agreement State and Organization of Agreement States Comments on the Draft
Final Rule and Staff Response.
Final Implementing Guidance ...........................................................................................................................
08/08/2013 ........
01/06/2014 ........
07/23/2014 ........
07/23/2014 ........
08/15/2014 ........
10/08/2014 ........
02/12/2015 ........
06/16/2015 ........
09/21/2015 ........
10/08/2015 ........
10/09/2015 ........
01/06/2016 ........
03/16/2016 ........
June 2016 .........
June 2016 .........
June 2016 .........
June 2016 .........
December 2016
List of Subjects
10 CFR Part 30
Byproduct material, Criminal
penalties, Government contracts,
Intergovernmental relations, Isotopes,
Nuclear energy, Nuclear materials,
Penalties, Radiation protection,
Reporting and recordkeeping
requirements, Whistleblowing.
sradovich on DSK3GMQ082PROD with RULES2
10 CFR Part 32
Byproduct material, Criminal
penalties, Labeling, Nuclear energy,
Nuclear materials, Radiation protection,
Reporting and recordkeeping
requirements.
10 CFR Part 35
Biologics, Byproduct material,
Criminal penalties, Drugs, Health
facilities, Health professions, Labeling,
Medical devices, Nuclear energy,
Nuclear materials, Occupational safety
and health, Penalties, Radiation
protection, Reporting and recordkeeping
requirements.
For the reasons set out in the
preamble and under the authority of the
Atomic Energy Act of 1954, as amended;
the Energy Reorganization Act of 1974,
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as amended; and 5 U.S.C. 552 and 553,
the NRC is adopting the following
amendments to 10 CFR parts 30, 32, and
35:
PART 32—SPECIFIC DOMESTIC
LICENSES TO MANUFACTURE OR
TRANSFER CERTAIN ITEMS
CONTAINING BYPRODUCT MATERIAL
PART 30—RULES OF GENERAL
APPLICABILITY TO DOMESTIC
LICENSING OF BYPRODUCT
MATERIAL
■
1. The authority citation for part 30
continues to read as follows:
■
Authority: Atomic Energy Act of 1954,
secs. 11, 81, 161, 181, 182, 183, 184, 186,
187, 223, 234, 274 (42 U.S.C. 2014, 2111,
2201, 2231, 2232, 2233, 2234, 2236, 2237,
2273, 2282, 2021); Energy Reorganization Act
of 1974, secs. 201, 202, 206, 211 (42 U.S.C.
5841, 5842, 5846, 5851); 44 U.S.C. 3504 note.
2. In § 30.34, add a third sentence to
paragraph (g) to read as follows:
■
§ 30.34
Terms and conditions of licenses.
*
*
*
*
*
(g) * * * The licensee shall report the
results of any test that exceeds the
permissible concentration listed in
§ 35.204(a) of this chapter at the time of
generator elution, in accordance with
§ 35.3204 of this chapter.
*
*
*
*
*
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3. The authority citation for part 32
continues to read as follows:
Authority: Atomic Energy Act of 1954,
secs. 81, 161, 181, 182, 183, 223, 234, 274 (42
U.S.C. 2111, 2201, 2231, 2232, 2233, 2273,
2282, 2021); Energy Reorganization Act of
1974, sec. 201 (42 U.S.C. 5841); 44 U.S.C.
3504 note.
4. In § 32.72:
a. Revise paragraphs (a)(4)
introductory text and (b)(5)(i);
■ b. Redesignate paragraph (d) as
paragraph (e); and
■ c. Add new paragraph (d).
The revisions and addition read as
follows:
■
■
§ 32.72 Manufacture, preparation, or
transfer for commercial distribution of
radioactive drugs containing byproduct
material for medical use under part 35.
(a) * * *
(4) The applicant commits to the
following labeling requirements:
*
*
*
*
*
(b) * * *
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(5) * * *
(i) A copy of each individual’s
certification by a specialty board whose
certification process has been
recognized by the Commission or an
Agreement State as specified in
§ 35.55(a) of this chapter; or
*
*
*
*
*
(d) A licensee shall satisfy the
labeling requirements in paragraph
(a)(4) of this section.
*
*
*
*
*
PART 35—MEDICAL USE OF
BYPRODUCT MATERIAL
5. The authority citation for part 35
continues to read as follows:
■
Authority: Atomic Energy Act of 1954,
secs. 81, 161, 181, 182, 183, 223, 234, 274 (42
U.S.C. 2111, 2201, 2231, 2232, 2233, 2273,
2282, 2021); Energy Reorganization Act of
1974, secs. 201, 206 (42 U.S.C. 5841, 5846);
44 U.S.C. 3504 note.
6. In § 35.2, add in alphabetical order
definitions for Associate Radiation
Safety Officer and Ophthalmic physicist
and revise the definition of Preceptor to
read as follows:
■
§ 35.2
Definitions.
sradovich on DSK3GMQ082PROD with RULES2
*
*
*
*
*
Associate Radiation Safety Officer
means an individual who—
(1) Meets the requirements in §§ 35.50
and 35.59; and
(2) Is currently identified as an
Associate Radiation Safety Officer for
the types of use of byproduct material
for which the individual has been
assigned duties and tasks by the
Radiation Safety Officer on—
(i) A specific medical use license
issued by the Commission or an
Agreement State; or
(ii) A medical use permit issued by a
Commission master material licensee.
*
*
*
*
*
Ophthalmic physicist means an
individual who—
(1) Meets the requirements in
§§ 35.433(a)(2) and 35.59; and
(2) Is identified as an ophthalmic
physicist on a—
(i) Specific medical use license issued
by the Commission or an Agreement
State;
(ii) Permit issued by a Commission or
Agreement State broad scope medical
use licensee;
(iii) Medical use permit issued by a
Commission master material licensee; or
(iv) Permit issued by a Commission
master material licensee broad scope
medical use permittee.
*
*
*
*
*
Preceptor means an individual who
provides, directs, or verifies training
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and experience required for an
individual to become an authorized
user, an authorized medical physicist,
an authorized nuclear pharmacist, a
Radiation Safety Officer, or an Associate
Radiation Safety Officer.
*
*
*
*
*
■ 7. In § 35.8, revise paragraph (b) to
read as follows:
§ 35.8 Information collection
requirements: OMB approval.
*
*
*
*
*
(b) The approved information
collection requirements contained in
this part appear in §§ 35.6, 35.12, 35.13,
35.14, 35.19, 35.24, 35.26, 35.27, 35.40,
35.41, 35.50, 35.51, 35.55, 35.60, 35.61,
35.63, 35.67, 35.69, 35.70, 35.75, 35.80,
35.92, 35.190, 35.204, 35.290, 35.310,
35.315, 35.390, 35.392, 35.394, 35.396,
35.404, 35.406, 35.410, 35.415, 35.432,
35.433, 35.490, 35.491, 35.590, 35.604,
35.605, 35.610, 35.615, 35.630, 35.632,
35.633, 35.635, 35.642, 35.643, 35.645,
35.647, 35.652, 35.655, 35.690, 35.1000,
35.2024, 35.2026, 35.2040, 35.2041,
35.2060, 35.2061, 35.2063, 35.2067,
35.2070, 35.2075, 35.2080, 35.2092,
35.2204, 35.2310, 35.2404, 35.2406,
35.2432, 35.2433, 35.2605, 35.2610,
35.2630, 35.2632, 35.2642, 35.2643,
35.2645, 35.2647, 35.2652, 35.2655,
35.3045, 35.3047, 35.3067, and 35.3204.
*
*
*
*
*
■ 8. In § 35.12, revise paragraphs (b)(1),
(c)(1) introductory text, (c)(1)(ii), and (d)
to read as follows:
§ 35.12 Application for license,
amendment, or renewal.
*
*
*
*
*
(b) * * *
(1) Filing an original NRC Form 313,
‘‘Application for Material License,’’ that
includes the facility diagram,
equipment, and training and experience
qualifications of the Radiation Safety
Officer, Associate Radiation Safety
Officer(s), authorized user(s), authorized
medical physicist(s), ophthalmic
physicist(s), and authorized nuclear
pharmacist(s); and
*
*
*
*
*
(c) * * *
(1) Submitting an original of either—
*
*
*
*
*
(ii) A letter containing all information
required by NRC Form 313; and
*
*
*
*
*
(d) In addition to the requirements in
paragraphs (b) and (c) of this section, an
application for a license or amendment
for medical use of byproduct material as
described in § 35.1000 must also
include:
(1) Any additional aspects of the
medical use of the material that are
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applicable to radiation safety that are
not addressed in, or differ from,
subparts A through C, L, and M of this
part;
(2) Identification of and commitment
to follow the applicable radiation safety
program requirements in subparts D
through H of this part that are
appropriate for the specific § 35.1000
medical use;
(3) Any additional specific
information on—
(i) Radiation safety precautions and
instructions;
(ii) Methodology for measurement of
dosages or doses to be administered to
patients or human research subjects;
and
(iii) Calibration, maintenance, and
repair of instruments and equipment
necessary for radiation safety; and
(4) Any other information requested
by the Commission in its review of the
application.
*
*
*
*
*
■ 9. In § 35.13:
■ a. Revise paragraph (b);
■ b. Redesignate paragraphs (d) through
(g) as paragraphs (e) through (h);
■ c. Add new paragraph (d);
■ c. Revise newly redesignated
paragraphs (g) and (h); and
■ d. Add paragraph (i).
The revisions and additions read as
follows:
§ 35.13
License amendments.
*
*
*
*
*
(b) Before it permits anyone to work
as an authorized user, authorized
medical physicist, ophthalmic physicist,
or authorized nuclear pharmacist under
the license, except—
(1) For an authorized user, an
individual who meets the requirements
in §§ 35.59 and 35.190(a), 35.290(a),
35.390(a), 35.392(a), 35.394(a),
35.490(a), 35.590(a), and 35.690(a);
(2) For an authorized nuclear
pharmacist, an individual who meets
the requirements in §§ 35.55(a) and
35.59;
(3) For an authorized medical
physicist, an individual who meets the
requirements in §§ 35.51(a) and 35.59;
(4) An individual who is identified as
an authorized user, an authorized
nuclear pharmacist, authorized medical
physicist, or an ophthalmic physicist—
*
*
*
*
*
(d) Before it permits anyone to work
as an Associate Radiation Safety Officer,
or before the Radiation Safety Officer
assigns duties and tasks to an Associate
Radiation Safety Officer that differ from
those for which this individual is
authorized on the license;
*
*
*
*
*
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(g) Before it changes the address(es) of
use identified in the application or on
the license;
(h) Before it revises procedures
required by §§ 35.610, 35.642, 35.643,
and 35.645, as applicable, where such
revision reduces radiation safety; and
(i) Before it receives a sealed source
from a different manufacturer or of a
different model number than authorized
by its license unless the sealed source
is used for manual brachytherapy, is
listed in the Sealed Source and Device
Registry, and is in a quantity and for an
isotope authorized by the license.
■ 10. In § 35.14, revise paragraphs (a)
and (b) to read as follows:
sradovich on DSK3GMQ082PROD with RULES2
§ 35.14
Notifications.
(a) A licensee shall provide the
Commission, no later than 30 days after
the date that the licensee permits an
individual to work under the provisions
of § 35.13(b) as an authorized user,
authorized medical physicist,
ophthalmic physicist, or authorized
nuclear pharmacist—
(1) A copy of the board certification
and, as appropriate, verification of
completion of:
(i) Training for the authorized medical
physicist under § 35.51(c);
(ii) Any additional case experience
required in § 35.390(b)(1)(ii)(G) for an
authorized user under § 35.300; or
(iii) Device specific training in
§ 35.690(c) for the authorized user under
§ 35.600; or
(2) A copy of the Commission or
Agreement State license, the permit
issued by a Commission master material
licensee, the permit issued by a
Commission or Agreement State
licensee of broad scope, the permit
issued by a Commission master material
license broad scope permittee, or
documentation that only acceleratorproduced radioactive materials, discrete
sources of radium-226, or both, were
used for medical use or in the practice
of nuclear pharmacy at a Government
agency or Federally recognized Indian
Tribe before November 30, 2007, or at
all other locations of use before August
8, 2009, or an earlier date as noticed by
the NRC for each individual whom the
licensee permits to work under the
provisions of this section.
(b) A licensee shall notify the
Commission no later than 30 days after:
(1) An authorized user, an authorized
nuclear pharmacist, a Radiation Safety
Officer, an Associate Radiation Safety
Officer, an authorized medical
physicist, or ophthalmic physicist
permanently discontinues performance
of duties under the license or has a
name change;
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(2) The licensee permits an individual
qualified to be a Radiation Safety Officer
under §§ 35.50 and 35.59 to function as
a temporary Radiation Safety Officer
and to perform the functions of a
Radiation Safety Officer in accordance
with § 35.24(c);
(3) The licensee’s mailing address
changes;
(4) The licensee’s name changes, but
the name change does not constitute a
transfer of control of the license as
described in § 30.34(b) of this chapter;
(5) The licensee has added to or
changed the areas of use identified in
the application or on the license where
byproduct material is used in
accordance with either § 35.100 or
§ 35.200 if the change does not include
addition or relocation of either an area
where PET radionuclides are produced
or a PET radioactive drug delivery line
from the PET radionuclide/PET
radioactive drug production area; or
(6) The licensee obtains a sealed
source for use in manual brachytherapy
from a different manufacturer or with a
different model number than authorized
by its license for which it did not
require a license amendment as
provided in § 35.13(i). The notification
must include the manufacturer and
model number of the sealed source, the
isotope, and the quantity per sealed
source.
*
*
*
*
*
■ 11. In § 35.15, revise paragraphs (c)
and (e) to read as follows:
§ 35.15 Exemptions regarding Type A
specific licenses of broad scope.
*
*
*
*
*
(c) The provisions of § 35.13(f)
regarding additions to or changes in the
areas of use at the addresses identified
in the application or on the license;
*
*
*
*
*
(e) The provisions of § 35.14(b)(1) for
an authorized user, an authorized
nuclear pharmacist, an authorized
medical physicist, or an ophthalmic
physicist;
*
*
*
*
*
■ 12. In § 35.24, revise paragraphs (b)
and (c) to read as follows:
§ 35.24 Authority and responsibilities for
the radiation protection program.
*
*
*
*
*
(b) A licensee’s management shall
appoint a Radiation Safety Officer who
agrees, in writing, to be responsible for
implementing the radiation protection
program. The licensee, through the
Radiation Safety Officer, shall ensure
that radiation safety activities are being
performed in accordance with licenseeapproved procedures and regulatory
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33103
requirements. A licensee’s management
may appoint, in writing, one or more
Associate Radiation Safety Officers to
support the Radiation Safety Officer.
The Radiation Safety Officer, with
written agreement of the licensee’s
management, must assign the specific
duties and tasks to each Associate
Radiation Safety Officer. These duties
and tasks are restricted to the types of
use for which the Associate Radiation
Safety Officer is listed on a license. The
Radiation Safety Officer may delegate
duties and tasks to the Associate
Radiation Safety Officer but shall not
delegate the authority or responsibilities
for implementing the radiation
protection program.
(c) For up to 60 days each year, a
licensee may permit an individual
qualified to be a Radiation Safety
Officer, under §§ 35.50 and 35.59, to
function as a temporary Radiation
Safety Officer and to perform the
functions of a Radiation Safety Officer,
as provided in paragraph (g) of this
section, if the licensee takes the actions
required in paragraphs (b), (e), (g), and
(h) of this section and notifies the
Commission in accordance with
§ 35.14(b).
*
*
*
*
*
■ 13. In § 35.40:
■ a. Revise paragraph (b)(5);
■ b. Redesignate paragraph (b)(6) as
paragraph (b)(7);
■ c. Add new paragraph (b)(6);
■ d. Revise newly redesignated
paragraph (b)(7);
■ e. Redesignate paragraph (c)
introductory text as paragraph (c)(1);
and
■ f. Redesignate paragraph (c)(1) as
paragraph (c)(2).
The revisions and addition read as
follows:
§ 35.40
Written directives.
*
*
*
*
*
(b) * * *
(5) For high dose-rate remote
afterloading brachytherapy: The
radionuclide, treatment site, dose per
fraction, number of fractions, and total
dose;
(6) For permanent implant
brachytherapy:
(i) Before implantation: The treatment
site, the radionuclide, and the total
source strength; and
(ii) After implantation but before the
patient leaves the post-treatment
recovery area: The treatment site, the
number of sources implanted, the total
source strength implanted, and the date;
or
(7) For all other brachytherapy,
including low, medium, and pulsed
dose rate remote afterloaders:
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(i) Before implantation: The treatment
site, radionuclide, and dose; and
(ii) After implantation but before
completion of the procedure: The
radionuclide; treatment site; number of
sources; total source strength and
exposure time (or the total dose); and
date.
*
*
*
*
*
■ 14. In § 35.41, revise paragraphs (b)(3)
and (4) and add paragraphs (b)(5) and
(6) to read as follows:
§ 35.41 Procedures for administrations
requiring a written directive.
*
*
*
*
*
(b) * * *
(3) Checking both manual and
computer-generated dose calculations;
(4) Verifying that any computergenerated dose calculations are correctly
transferred into the consoles of
therapeutic medical units authorized by
§§ 35.600 or 35.1000;
(5) Determining if a medical event, as
defined in § 35.3045, has occurred; and
(6) Determining, for permanent
implant brachytherapy, within 60
calendar days from the date the implant
was performed, the total source strength
administered outside of the treatment
site compared to the total source
strength documented in the postimplantation portion of the written
directive, unless a written justification
of patient unavailability is documented.
*
*
*
*
*
■ 15. Revise § 35.50 to read as follows:
sradovich on DSK3GMQ082PROD with RULES2
§ 35.50 Training for Radiation Safety
Officer and Associate Radiation Safety
Officer.
Except as provided in § 35.57, the
licensee shall require an individual
fulfilling the responsibilities of the
Radiation Safety Officer or an
individual assigned duties and tasks as
an Associate Radiation Safety Officer as
provided in § 35.24 to be an individual
who—
(a) Is certified by a specialty board
whose certification process has been
recognized by the Commission or an
Agreement State and who meets the
requirements in paragraph (d) of this
section. The names of board
certifications that have been recognized
by the Commission or an Agreement
State are posted on the NRC’s Medical
Uses Licensee Toolkit web page. To
have its certification process recognized,
a specialty board shall require all
candidates for certification to: (1)(i)
Hold a bachelor’s or graduate degree
from an accredited college or university
in physical science or engineering or
biological science with a minimum of
20 college credits in physical science;
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(ii) Have 5 or more years of
professional experience in health
physics (graduate training may be
substituted for no more than 2 years of
the required experience) including at
least 3 years in applied health physics;
and
(iii) Pass an examination administered
by diplomates of the specialty board,
which evaluates knowledge and
competence in radiation physics and
instrumentation, radiation protection,
mathematics pertaining to the use and
measurement of radioactivity, radiation
biology, and radiation dosimetry; or
(2)(i) Hold a master’s or doctor’s
degree in physics, medical physics,
other physical science, engineering, or
applied mathematics from an accredited
college or university;
(ii) Have 2 years of full-time practical
training and/or supervised experience
in medical physics—
(A) Under the supervision of a
medical physicist who is certified in
medical physics by a specialty board
recognized by the Commission or an
Agreement State; or
(B) In clinical nuclear medicine
facilities providing diagnostic or
therapeutic services under the direction
of physicians who meet the
requirements for authorized users in
§§ 35.57, 35.290, or 35.390; and
(iii) Pass an examination,
administered by diplomates of the
specialty board, that assesses knowledge
and competence in clinical diagnostic
radiological or nuclear medicine
physics and in radiation safety; or
(b)(1) Has completed a structured
educational program consisting of both:
(i) 200 hours of classroom and
laboratory training in the following
areas—
(A) Radiation physics and
instrumentation;
(B) Radiation protection;
(C) Mathematics pertaining to the use
and measurement of radioactivity;
(D) Radiation biology; and
(E) Radiation dosimetry; and
(ii) One year of full-time radiation
safety experience under the supervision
of the individual identified as the
Radiation Safety Officer on a
Commission or an Agreement State
license or permit issued by a
Commission master material licensee
that authorizes similar type(s) of use(s)
of byproduct material. An Associate
Radiation Safety Officer may provide
supervision for those areas for which
the Associate Radiation Safety Officer is
authorized on a Commission or an
Agreement State license or permit
issued by a Commission master material
licensee. The full-time radiation safety
experience must involve the following—
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(A) Shipping, receiving, and
performing related radiation surveys;
(B) Using and performing checks for
proper operation of instruments used to
determine the activity of dosages,
survey meters, and instruments used to
measure radionuclides;
(C) Securing and controlling
byproduct material;
(D) Using administrative controls to
avoid mistakes in the administration of
byproduct material;
(E) Using procedures to prevent or
minimize radioactive contamination
and using proper decontamination
procedures;
(F) Using emergency procedures to
control byproduct material; and
(G) Disposing of byproduct material;
and
(2) This individual must obtain a
written attestation, signed by a
preceptor Radiation Safety Officer or
Associate Radiation Safety Officer who
has experience with the radiation safety
aspects of similar types of use of
byproduct material for which the
individual is seeking approval as a
Radiation Safety Officer or an Associate
Radiation Safety Officer. The written
attestation must state that the individual
has satisfactorily completed the
requirements in paragraphs (b)(1) and
(d) of this section, and is able to
independently fulfill the radiation
safety-related duties as a Radiation
Safety Officer or as an Associate
Radiation Safety Officer for a medical
use license; or
(c)(1) Is a medical physicist who has
been certified by a specialty board
whose certification process has been
recognized by the Commission or an
Agreement State under § 35.51(a), has
experience with the radiation safety
aspects of similar types of use of
byproduct material for which the
licensee seeks the approval of the
individual as Radiation Safety Officer or
an Associate Radiation Safety Officer,
and meets the requirements in
paragraph (d) of this section; or
(2) Is an authorized user, authorized
medical physicist, or authorized nuclear
pharmacist identified on a Commission
or an Agreement State license, a permit
issued by a Commission master material
licensee, a permit issued by a
Commission or an Agreement State
licensee of broad scope, or a permit
issued by a Commission master material
license broad scope permittee, has
experience with the radiation safety
aspects of similar types of use of
byproduct material for which the
licensee seeks the approval of the
individual as the Radiation Safety
Officer or Associate Radiation Safety
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Officer, and meets the requirements in
paragraph (d) of this section; or
(3) Has experience with the radiation
safety aspects of the types of use of
byproduct material for which the
individual is seeking simultaneous
approval both as the Radiation Safety
Officer and the authorized user on the
same new medical use license or new
medical use permit issued by a
Commission master material license.
The individual must also meet the
requirements in paragraph (d) of this
section.
(d) Has training in the radiation
safety, regulatory issues, and emergency
procedures for the types of use for
which a licensee seeks approval. This
training requirement may be satisfied by
completing training that is supervised
by a Radiation Safety Officer, an
Associate Radiation Safety Officer,
authorized medical physicist,
authorized nuclear pharmacist, or
authorized user, as appropriate, who is
authorized for the type(s) of use for
which the licensee is seeking approval.
■ 16. In § 35.51, revise paragraphs (a)
introductory text, (a)(2)(i), and (b)(2) to
read as follows:
§ 35.51 Training for an authorized medical
physicist.
sradovich on DSK3GMQ082PROD with RULES2
*
*
*
*
*
(a) Is certified by a specialty board
whose certification process has been
recognized by the Commission or an
Agreement State and who meets the
requirements in paragraph (c) of this
section. The names of board
certifications that have been recognized
by the Commission or an Agreement
State are posted on the NRC’s Medical
Uses Licensee Toolkit web page. To
have its certification process recognized,
a specialty board shall require all
candidates for certification to:
*
*
*
*
*
(2) * * *
(i) Under the supervision of a medical
physicist who is certified in medical
physics by a specialty board whose
certification process has been
recognized under this section by the
Commission or an Agreement State; or
*
*
*
*
*
(b) * * *
(2) Has obtained written attestation
that the individual has satisfactorily
completed the requirements in
paragraphs (b)(1) and (c) of this section,
and is able to independently fulfill the
radiation safety-related duties as an
authorized medical physicist for each
type of therapeutic medical unit for
which the individual is requesting
authorized medical physicist status. The
written attestation must be signed by a
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preceptor authorized medical physicist
who meets the requirements in § 35.51,
§ 35.57, or equivalent Agreement State
requirements for an authorized medical
physicist for each type of therapeutic
medical unit for which the individual is
requesting authorized medical physicist
status.
*
*
*
*
*
■ 17. In § 35.55, revise paragraphs (a)
introductory text and (b)(2) to read as
follows:
§ 35.55 Training for an authorized nuclear
pharmacist.
*
*
*
*
*
(a) Is certified by a specialty board
whose certification process has been
recognized by the Commission or an
Agreement State. The names of board
certifications that have been recognized
by the Commission or an Agreement
State are posted on the NRC’s Medical
Uses Licensee Toolkit web page. To
have its certification process recognized,
a specialty board shall require all
candidates for certification to:
*
*
*
*
*
(b) * * *
(2) Has obtained written attestation,
signed by a preceptor authorized
nuclear pharmacist, that the individual
has satisfactorily completed the
requirements in paragraph (b)(1) of this
section and is able to independently
fulfill the radiation safety-related duties
as an authorized nuclear pharmacist.
■ 18. In § 35.57, revise paragraphs (a)
and (b) to read as follows:
§ 35.57 Training for experienced Radiation
Safety Officer, teletherapy or medical
physicist, authorized medical physicist,
authorized user, nuclear pharmacist, and
authorized nuclear pharmacist.
(a)(1) An individual identified on a
Commission or an Agreement State
license or a permit issued by a
Commission or an Agreement State
broad scope licensee or master material
license permit or by a master material
license permittee of broad scope as a
Radiation Safety Officer, a teletherapy
or medical physicist, an authorized
medical physicist, a nuclear pharmacist
or an authorized nuclear pharmacist on
or before January 14, 2019 need not
comply with the training requirements
of § 35.50, § 35.51, or § 35.55,
respectively, except the Radiation Safety
Officers and authorized medical
physicists identified in this paragraph
must meet the training requirements in
§ 35.50(d) or § 35.51(c), as appropriate,
for any material or uses for which they
were not authorized prior to this date.
(2) Any individual certified by the
American Board of Health Physics in
Comprehensive Health Physics;
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American Board of Radiology; American
Board of Nuclear Medicine; American
Board of Science in Nuclear Medicine;
Board of Pharmaceutical Specialties in
Nuclear Pharmacy; American Board of
Medical Physics in radiation oncology
physics; Royal College of Physicians
and Surgeons of Canada in nuclear
medicine; American Osteopathic Board
of Radiology; or American Osteopathic
Board of Nuclear Medicine on or before
October 24, 2005, need not comply with
the training requirements of § 35.50 to
be identified as a Radiation Safety
Officer or as an Associate Radiation
Safety Officer on a Commission or an
Agreement State license or Commission
master material license permit for those
materials and uses that these
individuals performed on or before
October 24, 2005.
(3) Any individual certified by the
American Board of Radiology in
therapeutic radiological physics,
Roentgen ray and gamma ray physics, xray and radium physics, or radiological
physics, or certified by the American
Board of Medical Physics in radiation
oncology physics, on or before October
24, 2005, need not comply with the
training requirements for an authorized
medical physicist described in § 35.51,
for those materials and uses that these
individuals performed on or before
October 24, 2005.
(4) A Radiation Safety Officer, a
medical physicist, or a nuclear
pharmacist, who used only acceleratorproduced radioactive materials, discrete
sources of radium-226, or both, for
medical uses or in the practice of
nuclear pharmacy at a Government
agency or Federally recognized Indian
Tribe before November 30, 2007, or at
all other locations of use before August
8, 2009, or an earlier date as noticed by
the NRC, need not comply with the
training requirements of § 35.50, § 35.51
or § 35.55, respectively, when
performing the same uses. A nuclear
pharmacist, who prepared only
radioactive drugs containing
accelerator-produced radioactive
materials, or a medical physicist, who
used only accelerator-produced
radioactive materials, at the locations
and during the time period identified in
this paragraph, qualifies as an
authorized nuclear pharmacist or an
authorized medical physicist,
respectively, for those materials and
uses performed before these dates, for
the purposes of this chapter.
(b)(1) Physicians, dentists, or
podiatrists identified as authorized
users for the medical use of byproduct
material on a license issued by the
Commission or an Agreement State, a
permit issued by a Commission master
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material licensee, a permit issued by a
Commission or an Agreement State
broad scope licensee, or a permit issued
by a Commission master material
license broad scope permittee on or
before January 14, 2019, who perform
only those medical uses for which they
were authorized on or before that date
need not comply with the training
requirements of subparts D through H of
this part.
(2) Physicians, dentists, or podiatrists
not identified as authorized users for the
medical use of byproduct material on a
license issued by the Commission or an
Agreement State, a permit issued by a
Commission master material licensee, a
permit issued by a Commission or an
Agreement State broad scope licensee,
or a permit issued by a Commission
master material license of broad scope
on or before October 24, 2005, need not
comply with the training requirements
of subparts D through H of this part for
those materials and uses that these
individuals performed on or before
October 24, 2005, as follows:
(i) For uses authorized under § 35.100
or § 35.200, or oral administration of
sodium iodide I–131 requiring a written
directive for imaging and localization
purposes, a physician who was certified
on or before October 24, 2005, in
nuclear medicine by the American
Board of Nuclear Medicine; diagnostic
radiology by the American Board of
Radiology; diagnostic radiology or
radiology by the American Osteopathic
Board of Radiology; nuclear medicine
by the Royal College of Physicians and
Surgeons of Canada; or American
Osteopathic Board of Nuclear Medicine
in nuclear medicine;
(ii) For uses authorized under
§ 35.300, a physician who was certified
on or before October 24, 2005, by the
American Board of Nuclear Medicine;
the American Board of Radiology in
radiology, therapeutic radiology, or
radiation oncology; nuclear medicine by
the Royal College of Physicians and
Surgeons of Canada; or the American
Osteopathic Board of Radiology after
1984;
(iii) For uses authorized under
§ 35.400 or § 35.600, a physician who
was certified on or before October 24,
2005, in radiology, therapeutic
radiology or radiation oncology by the
American Board of Radiology; radiation
oncology by the American Osteopathic
Board of Radiology; radiology, with
specialization in radiotherapy, as a
British ‘‘Fellow of the Faculty of
Radiology’’ or ‘‘Fellow of the Royal
College of Radiology’’; or therapeutic
radiology by the Canadian Royal College
of Physicians and Surgeons; and
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(iv) For uses authorized under
§ 35.500, a physician who was certified
on or before October 24, 2005, in
radiology, diagnostic radiology,
therapeutic radiology, or radiation
oncology by the American Board of
Radiology; nuclear medicine by the
American Board of Nuclear Medicine;
diagnostic radiology or radiology by the
American Osteopathic Board of
Radiology; or nuclear medicine by the
Royal College of Physicians and
Surgeons of Canada.
(3) Physicians, dentists, or podiatrists
who used only accelerator-produced
radioactive materials, discrete sources of
radium-226, or both, for medical uses
performed at a Government agency or
Federally recognized Indian Tribe
before November 30, 2007, or at all
other locations of use before August 8,
2009, or an earlier date as noticed by the
NRC, need not comply with the training
requirements of subparts D through H of
this part when performing the same
medical uses. A physician, dentist, or
podiatrist, who used only acceleratorproduced radioactive materials, discrete
sources of radium-226, or both, for
medical uses at the locations and time
period identified in this paragraph,
qualifies as an authorized user for those
materials and uses performed before
these dates, for the purposes of this
chapter.
*
*
*
*
*
■ 19. Revise § 35.65 to read as follows:
§ 35.65 Authorization for calibration,
transmission, and reference sources.
(a) Any person authorized by § 35.11
for medical use of byproduct material
may receive, possess, and use any of the
following byproduct material for check,
calibration, transmission, and reference
use:
(1) Sealed sources, not exceeding 1.11
GBq (30 mCi) each, manufactured and
distributed by a person licensed under
§ 32.74 of this chapter or equivalent
Agreement State regulations;
(2) Sealed sources, not exceeding 1.11
GBq (30 mCi) each, redistributed by a
licensee authorized to redistribute the
sealed sources manufactured and
distributed by a person licensed under
§ 32.74 of this chapter or equivalent
Agreement State regulations, providing
the redistributed sealed sources are in
the original packaging and shielding
and are accompanied by the
manufacturer’s approved instructions;
(3) Any byproduct material with a
half-life not longer than 120 days in
individual amounts not to exceed 0.56
GBq (15 mCi);
(4) Any byproduct material with a
half-life longer than 120 days in
individual amounts not to exceed the
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smaller of 7.4 MBq (200 mCI) or 1000
times the quantities in appendix B of
part 30 of this chapter; or
(5) Technetium-99m in amounts as
needed.
(b) Byproduct material in sealed
sources authorized by this provision
shall not be:
(1) Used for medical use as defined in
§ 35.2 except in accordance with the
requirements in § 35.500; or
(2) Combined (i.e., bundled or
aggregated) to create an activity greater
than the maximum activity of any single
sealed source authorized under this
section.
(c) A licensee using calibration,
transmission, and reference sources in
accordance with the requirements in
paragraph (a) or (b) of this section need
not list these sources on a specific
medical use license.
■ 20. In § 35.190, revise paragraphs (a)
introductory text and (c)(2) to read as
follows:
§ 35.190 Training for uptake, dilution, and
excretion studies.
*
*
*
*
*
(a) Is certified by a medical specialty
board whose certification process has
been recognized by the Commission or
an Agreement State. The names of board
certifications that have been recognized
by the Commission or an Agreement
State are posted on the NRC’s Medical
Uses Licensee Toolkit web page. To
have its certification process recognized,
a specialty board shall require all
candidates for certification to:
*
*
*
*
*
(c) * * *
(2) Has obtained written attestation
that the individual has satisfactorily
completed the requirements in
paragraph (c)(1) of this section and is
able to independently fulfill the
radiation safety-related duties as an
authorized user for the medical uses
authorized under § 35.100. The
attestation must be obtained from either:
(i) A preceptor authorized user who
meets the requirements in § 35.57,
§ 35.190, § 35.290, or § 35.390, or
equivalent Agreement State
requirements; or
(ii) A residency program director who
affirms in writing that the attestation
represents the consensus of the
residency program faculty where at least
one faculty member is an authorized
user who meets the requirements in
§ 35.57, § 35.190, § 35.290, or § 35.390,
or equivalent Agreement State
requirements, and concurs with the
attestation provided by the residency
program director. The residency training
program must be approved by the
Residency Review Committee of the
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Accreditation Council for Graduate
Medical Education or the Royal College
of Physicians and Surgeons of Canada or
the Council on Postdoctoral Training of
the American Osteopathic Association
and must include training and
experience specified in paragraph (c)(1)
of this section.
■ 21. In § 35.204, revise paragraph (b)
and add paragraph (e) to read as follows:
§ 35.204 Permissible molybdenum-99,
strontium-82, and strontium-85
concentrations.
*
*
*
*
*
(b) A licensee that uses molybdenum99/technetium-99m generators for
preparing a technetium-99m
radiopharmaceutical shall measure the
molybdenum-99 concentration in each
eluate from a generator to demonstrate
compliance with paragraph (a) of this
section.
*
*
*
*
*
(e) The licensee shall report any
measurement that exceeds the limits in
paragraph (a) of this section at the time
of generator elution, in accordance with
§ 35.3204.
■ 22. In § 35.290, revise paragraphs (a)
introductory text, (c)(1)(ii) introductory
text, and (c)(2) to read as follows:
§ 35.290 Training for imaging and
localization studies.
sradovich on DSK3GMQ082PROD with RULES2
*
*
*
*
*
(a) Is certified by a medical specialty
board whose certification process has
been recognized by the Commission or
an Agreement State. The names of board
certifications that have been recognized
by the Commission or an Agreement
State are posted on the NRC’s Medical
Uses Licensee Toolkit web page. To
have its certification process recognized,
a specialty board shall require all
candidates for certification to:
*
*
*
*
*
(c)(1) * * *
(ii) Work experience, under the
supervision of an authorized user who
meets the requirements in § 35.57,
§ 35.290, or §§ 35.390 and
35.290(c)(1)(ii)(G), or equivalent
Agreement State requirements. An
authorized nuclear pharmacist who
meets the requirements in § 35.55 or
§ 35.57 may provide the supervised
work experience for paragraph
(c)(1)(ii)(G) of this section. Work
experience must involve—
*
*
*
*
*
(2) Has obtained written attestation
that the individual has satisfactorily
completed the requirements in
paragraph (c)(1) of this section and is
able to independently fulfill the
radiation safety-related duties as an
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authorized user for the medical uses
authorized under §§ 35.100 and 35.200.
The attestation must be obtained from
either:
(i) A preceptor authorized user who
meets the requirements in § 35.57,
§ 35.290, or §§ 35.390 and
35.290(c)(1)(ii)(G), or equivalent
Agreement State requirements; or
(ii) A residency program director who
affirms in writing that the attestation
represents the consensus of the
residency program faculty where at least
one faculty member is an authorized
user who meets the requirements in
§ 35.57, § 35.290, or §§ 35.390 and
35.290(c)(1)(ii)(G), or equivalent
Agreement State requirements, and
concurs with the attestation provided by
the residency program director. The
residency training program must be
approved by the Residency Review
Committee of the Accreditation Council
for Graduate Medical Education or the
Royal College of Physicians and
Surgeons of Canada or the Council on
Postdoctoral Training of the American
Osteopathic Association and must
include training and experience
specified in paragraph (c)(1) of this
section.
■ 23. In § 35.300, revise the introductory
text to read as follows:
§ 35.300 Use of unsealed byproduct
material for which a written directive is
required.
A licensee may use any unsealed
byproduct material identified in
§ 35.390(b)(1)(ii)(G) prepared for
medical use and for which a written
directive is required that is—
*
*
*
*
*
■ 24. In § 35.390, revise paragraphs (a)
introductory text, (b)(1)(ii)(G), and (b)(2)
to read as follows:
§ 35.390 Training for use of unsealed
byproduct material for which a written
directive is required.
*
*
*
*
*
(a) Is certified by a medical specialty
board whose certification process has
been recognized by the Commission or
an Agreement State and who meets the
requirements in paragraphs (b)(1)(ii)(G)
of this section. The names of board
certifications that have been recognized
by the Commission or an Agreement
State are posted on the NRC’s Medical
Uses Licensee Toolkit web page. To be
recognized, a specialty board shall
require all candidates for certification
to:
*
*
*
*
*
(b)(1) * * *
(ii) * * *
(G) Administering dosages of
radioactive drugs to patients or human
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33107
research subjects from the three
categories in this paragraph. Radioactive
drugs containing radionuclides in
categories not included in this
paragraph are regulated under
§ 35.1000. This work experience must
involve a minimum of three cases in
each of the following categories for
which the individual is requesting
authorized user status—
(1) Oral administration of less than or
equal to 1.22 gigabecquerels (33
millicuries) of sodium iodide I–131, for
which a written directive is required;
(2) Oral administration of greater than
1.22 gigabecquerels (33 millicuries) of
sodium iodide I–131; 2
(3) Parenteral administration of any
radioactive drug that contains a
radionuclide that is primarily used for
its electron emission, beta radiation
characteristics, alpha radiation
characteristics, or photon energy of less
than 150 keV, for which a written
directive is required; and
(2) Has obtained written attestation
that the individual has satisfactorily
completed the requirements in
paragraph (b)(1) of this section and is
able to independently fulfill the
radiation safety-related duties as an
authorized user for the medical uses
authorized under § 35.300 for which the
individual is requesting authorized user
status. The attestation must be obtained
from either:
(i) A preceptor authorized user who
meets the requirements in § 35.57,
§ 35.390, or equivalent Agreement State
requirements and has experience in
administering dosages in the same
dosage category or categories as the
individual requesting authorized user
status; or
(ii) A residency program director who
affirms in writing that the attestation
represents the consensus of the
residency program faculty where at least
one faculty member is an authorized
user who meets the requirements in
§ 35.57, § 35.390, or equivalent
Agreement State requirements, has
experience in administering dosages in
the same dosage category or categories
as the individual requesting authorized
user status, and concurs with the
attestation provided by the residency
program director. The residency training
program must be approved by the
Residency Review Committee of the
Accreditation Council for Graduate
Medical Education or the Royal College
of Physicians and Surgeons of Canada or
the Council on Postdoctoral Training of
the American Osteopathic Association
2 Experience with at least three cases in Category
(G)(2) also satisfies the requirement in Category
(G)(1).
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and must include training and
experience specified in paragraph (b)(1)
of this section.
*
*
*
*
*
■ 25. In § 35.392, revise paragraphs (a)
and (c)(3) to read as follows:
§ 35.392 Training for the oral
administration of sodium iodide I–131
requiring a written directive in quantities
less than or equal to 1.22 gigabecquerels
(33 millicuries).
sradovich on DSK3GMQ082PROD with RULES2
*
*
*
*
*
(a) Is certified by a medical specialty
board whose certification process
includes all of the requirements in
paragraphs (c)(1) and (2) of this section
and whose certification process has
been recognized by the Commission or
an Agreement State. The names of board
certifications that have been recognized
by the Commission or an Agreement
State are posted on the NRC’s Medical
Uses Licensee Toolkit web page; or
*
*
*
*
*
(c) * * *
(3) Has obtained written attestation
that the individual has satisfactorily
completed the requirements in
paragraphs (c)(1) and (2) of this section,
and is able to independently fulfill the
radiation safety-related duties as an
authorized user for oral administration
of less than or equal to 1.22
gigabecquerels (33 millicuries) of
sodium iodide I–131 for medical uses
authorized under § 35.300. The
attestation must be obtained from either:
(i) A preceptor authorized user who
meets the requirements in § 35.57,
§ 35.390, § 35.392, § 35.394, or
equivalent Agreement State
requirements and has experience in
administering dosages as specified in
§ 35.390(b)(1)(ii)(G)(1) or (2); or
(ii) A residency program director who
affirms in writing that the attestation
represents the consensus of the
residency program faculty where at least
one faculty member is an authorized
user who meets the requirements in
§ 35.57, § 35.390, § 35.392, § 35.394, or
equivalent Agreement State
requirements, has experience in
administering dosages as specified in
§ 35.390(b)(1)(ii)(G)(1) or (2), and
concurs with the attestation provided by
the residency program director. The
residency training program must be
approved by the Residency Review
Committee of the Accreditation Council
for Graduate Medical Education or the
Royal College of Physicians and
Surgeons of Canada or the Council on
Postdoctoral Training of the American
Osteopathic Association and must
include training and experience
specified in paragraphs (c)(1) and (2) of
this section.
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26. In § 35.394, revise paragraphs (a)
and (c)(3) to read as follows:
■
§ 35.394 Training for the oral
administration of sodium iodide I–131
requiring a written directive in quantities
greater than 1.22 gigabecquerels (33
millicuries).
*
*
*
*
*
(a) Is certified by a medical specialty
board whose certification process
includes all of the requirements in
paragraphs (c)(1) and (2) of this section,
and whose certification has been
recognized by the Commission or an
Agreement State. The names of board
certifications that have been recognized
by the Commission or an Agreement
State are posted on the NRC’s Medical
Uses Licensee Toolkit web page; or
*
*
*
*
*
(c) * * *
(3) Has obtained written attestation
that the individual has satisfactorily
completed the requirements in
paragraphs (c)(1) and (2) of this section,
and is able to independently fulfill the
radiation safety-related duties as an
authorized user for oral administration
of greater than 1.22 gigabecquerels (33
millicuries) of sodium iodide I–131 for
medical uses authorized under § 35.300.
The attestation must be obtained from
either:
(i) A preceptor authorized user who
meets the requirements in § 35.57,
§ 35.390, § 35.394, or equivalent
Agreement State requirements, and has
experience in administering dosages as
specified in § 35.390(b)(1)(ii)(G)(2); or
(ii) A residency program director who
affirms in writing that the attestation
represents the consensus of the
residency program faculty where at least
one faculty member is an authorized
user who meets the requirements in
§ 35.57, § 35.390, § 35.394, or equivalent
Agreement State requirements, has
experience in administering dosages as
specified in § 35.390(b)(1)(ii)(G)(2), and
concurs with the attestation provided by
the residency program director. The
residency training program must be
approved by the Residency Review
Committee of the Accreditation Council
for Graduate Medical Education or the
Royal College of Physicians and
Surgeons of Canada or the Council on
Postdoctoral Training of the American
Osteopathic Association and must
include training and experience
specified in paragraphs (c)(1) and (2) of
this section.
■ 27. Revise § 35.396 to read as follows:
§ 35.396 Training for the parenteral
administration of unsealed byproduct
material requiring a written directive.
(a) Except as provided in § 35.57, the
licensee shall require an authorized user
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for the parenteral administration
requiring a written directive, to be a
physician who—
(1) Is an authorized user under
§ 35.390 for uses listed in
§ 35.390(b)(1)(ii)(G)(3), or equivalent
Agreement State requirements; or
(2) Is an authorized user under
§ 35.490, § 35.690, or equivalent
Agreement State requirements, and who
meets the requirements in paragraph (b)
of this section; or
(3) Is certified by a medical specialty
board whose certification process has
been recognized by the Commission or
an Agreement State under § 35.490 or
§ 35.690, and who meets the
requirements in paragraph (b) of this
section.
(b) The physician—
(1) Has successfully completed 80
hours of classroom and laboratory
training, applicable to parenteral
administrations listed in
§ 35.390(b)(1)(ii)(G)(3). The training
must include—
(i) Radiation physics and
instrumentation;
(ii) Radiation protection;
(iii) Mathematics pertaining to the use
and measurement of radioactivity;
(iv) Chemistry of byproduct material
for medical use; and
(v) Radiation biology; and
(2) Has work experience, under the
supervision of an authorized user who
meets the requirements in § 35.57,
§ 35.390, § 35.396, or equivalent
Agreement State requirements, in the
parenteral administrations listed in
§ 35.390(b)(1)(ii)(G)(3). A supervising
authorized user who meets the
requirements in § 35.390, § 35.396, or
equivalent Agreement State
requirements, must have experience in
administering dosages in the same
category or categories as the individual
requesting authorized user status. The
work experience must involve—
(i) Ordering, receiving, and unpacking
radioactive materials safely, and
performing the related radiation
surveys;
(ii) Performing quality control
procedures on instruments used to
determine the activity of dosages, and
performing checks for proper operation
of survey meters;
(iii) Calculating, measuring, and
safely preparing patient or human
research subject dosages;
(iv) Using administrative controls to
prevent a medical event involving the
use of unsealed byproduct material;
(v) Using procedures to contain
spilled byproduct material safely, and
using proper decontamination
procedures; and
(vi) Administering dosages to patients
or human research subjects, that include
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at least three cases of the parenteral
administrations as specified in
§ 35.390(b)(1)(ii)(G)(3); and
(3) Has obtained written attestation
that the individual has satisfactorily
completed the requirements in
paragraphs (b)(1) and (2) of this section,
and is able to independently fulfill the
radiation safety-related duties as an
authorized user for the parenteral
administration of unsealed byproduct
material requiring a written directive.
The attestation must be obtained from
either:
(i) A preceptor authorized user who
meets the requirements in § 35.57,
§ 35.390, § 35.396, or equivalent
Agreement State requirements. A
preceptor authorized user who meets
the requirements in § 35.390, § 35.396,
or equivalent Agreement State
requirements, must have experience in
administering dosages in the same
category or categories as the individual
requesting authorized user status; or
(ii) A residency program director who
affirms in writing that the attestation
represents the consensus of the
residency program faculty where at least
one faculty member is an authorized
user who meets the requirements in
§ 35.57, § 35.390, § 35.396, or equivalent
Agreement State requirements, has
experience in administering dosages in
the same dosage category or categories
as the individual requesting authorized
user status, and concurs with the
attestation provided by the residency
program director. The residency training
program must be approved by the
Residency Review Committee of the
Accreditation Council for Graduate
Medical Education or the Royal College
of Physicians and Surgeons of Canada or
the Council on Postdoctoral Training of
the American Osteopathic Association
and must include training and
experience specified in paragraphs
(b)(1) and (2) of this section.
■ 28. Revise § 35.400 to read as follows:
sradovich on DSK3GMQ082PROD with RULES2
§ 35.400 Use of sources for manual
brachytherapy.
A licensee must use only
brachytherapy sources:
(a) Approved in the Sealed Source
and Device Registry for manual
brachytherapy medical use. The manual
brachytherapy sources may be used for
manual brachytherapy uses that are not
explicitly listed in the Sealed Source
and Device Registry, but must be used
in accordance with the radiation safety
conditions and limitations described in
the Sealed Source and Device Registry;
or
(b) In research to deliver therapeutic
doses for medical use in accordance
with an active Investigational Device
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Exemption (IDE) application accepted
by the U.S. Food and Drug
Administration provided the
requirements of § 35.49(a) are met.
■ 29. Revise § 35.433 to read as follows:
■
§ 35.433 Strontium-90 sources for
ophthalmic treatments.
33109
*
(a) Licensees who use strontium-90
for ophthalmic treatments must ensure
that certain activities as specified in
paragraph (b) of this section are
performed by either:
(1) An authorized medical physicist;
or
(2) An individual who:
(i) is identified as an ophthalmic
physicist on a specific medical use
license issued by the Commission or an
Agreement State; permit issued by a
Commission or Agreement State broad
scope medical use licensee; medical use
permit issued by a Commission master
material licensee; or permit issued by a
Commission master material licensee
broad scope medical use permittee; and
(ii) holds a master’s or doctor’s degree
in physics, medical physics, other
physical sciences, engineering, or
applied mathematics from an accredited
college or university; and
(iii) has successfully completed 1 year
of full-time training in medical physics
and an additional year of full-time work
experience under the supervision of a
medical physicist; and
(iv) Has documented training in:
(A) The creation, modification, and
completion of written directives;
(B) Procedures for administrations
requiring a written directive; and
(C) Performing the calibration
measurements of brachytherapy sources
as detailed in § 35.432.
(b) The individuals who are identified
in paragraph (a) of this section must:
(1) Calculate the activity of each
strontium-90 source that is used to
determine the treatment times for
ophthalmic treatments. The decay must
be based on the activity determined
under § 35.432; and
(2) Assist the licensee in developing,
implementing, and maintaining written
procedures to provide high confidence
that the administration is in accordance
with the written directive. These
procedures must include the
frequencies that the individual meeting
the requirements in paragraph (a) of this
section will observe treatments, review
the treatment methodology, calculate
treatment time for the prescribed dose,
and review records to verify that the
administrations were in accordance
with the written directives.
(c) Licensees must retain a record of
the activity of each strontium-90 source
in accordance with § 35.2433.
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30. In § 35.490, revise paragraphs (a)
introductory text, (b)(1)(ii) introductory
text, and (b)(3) to read as follows:
§ 35.490 Training for use of manual
brachytherapy sources.
*
*
*
*
(a) Is certified by a medical specialty
board whose certification process has
been recognized by the Commission or
an Agreement State. The names of board
certifications that have been recognized
by the Commission or an Agreement
State are posted on the NRC’s Medical
Uses Licensee Toolkit web page. To
have its certification process recognized,
a specialty board shall require all
candidates for certification to:
*
*
*
*
*
(b)(1) * * *
(ii) 500 hours of work experience,
under the supervision of an authorized
user who meets the requirements in
§ 35.57, § 35.490, or equivalent
Agreement State requirements, at a
medical facility authorized to use
byproduct materials under § 35.400,
involving—
*
*
*
*
*
(3) Has obtained written attestation
that the individual has satisfactorily
completed the requirements in
paragraphs (b)(1) and (2) of this section
and is able to independently fulfill the
radiation safety-related duties as an
authorized user of manual
brachytherapy sources for the medical
uses authorized under § 35.400. The
attestation must be obtained from either:
(i) A preceptor authorized user who
meets the requirements in § 35.57,
§ 35.490, or equivalent Agreement State
requirements; or
(ii) A residency program director who
affirms in writing that the attestation
represents the consensus of the
residency program faculty where at least
one faculty member is an authorized
user who meets the requirements in
§ 35.57, § 35.490, or equivalent
Agreement State requirements, and
concurs with the attestation provided by
the residency program director. The
residency training program must be
approved by the Residency Review
Committee of the Accreditation Council
for Graduate Medical Education or the
Royal College of Physicians and
Surgeons of Canada or the Council on
Postdoctoral Training of the American
Osteopathic Association and must
include training and experience
specified in paragraphs (b)(1) and (2) of
this section.
31. In § 35.491, revise paragraph (b)(3)
to read as follows:
■
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§ 35.491 Training for ophthalmic use of
strontium-90.
*
*
*
*
*
(b) * * *
(3) Has obtained written attestation,
signed by a preceptor authorized user
who meets the requirements in § 35.57,
§ 35.490, § 35.491, or equivalent
Agreement State requirements, that the
individual has satisfactorily completed
the requirements in paragraphs (b)(1)
and (2) of this section and is able to
independently fulfill the radiation
safety-related duties as an authorized
user of strontium-90 for ophthalmic use.
■ 32. Revise § 35.500 to read as follows:
§ 35.500 Use of sealed sources and
medical devices for diagnosis.
(a) A licensee must use only sealed
sources that are not in medical devices
for diagnostic medical uses if the sealed
sources are approved in the Sealed
Source and Device Registry for
diagnostic medicine. The sealed sources
may be used for diagnostic medical uses
that are not explicitly listed in the
Sealed Source and Device Registry but
must be used in accordance with the
radiation safety conditions and
limitations described in the Sealed
Source and Device Registry.
(b) A licensee must only use medical
devices containing sealed sources for
diagnostic medical uses if both the
sealed sources and medical devices are
approved in the Sealed Source and
Device Registry for diagnostic medical
uses. The diagnostic medical devices
may be used for diagnostic medical uses
that are not explicitly listed in the
Sealed Source and Device Registry but
must be used in accordance with the
radiation safety conditions and
limitations described in the Sealed
Source and Device Registry.
(c) Sealed sources and devices for
diagnostic medical uses may be used in
research in accordance with an active
Investigational Device Exemption (IDE)
application accepted by the U.S. Food
and Drug Administration provided the
requirements of § 35.49(a) are met.
■ 33. Revise § 35.590 to read as follows:
sradovich on DSK3GMQ082PROD with RULES2
§ 35.590 Training for use of sealed
sources and medical devices for diagnosis.
Except as provided in § 35.57, the
licensee shall require the authorized
user of a diagnostic sealed source or a
device authorized under § 35.500 to be
a physician, dentist, or podiatrist who—
(a) Is certified by a specialty board
whose certification process includes all
of the requirements in paragraphs (c)
and (d) of this section and whose
certification has been recognized by the
Commission or an Agreement State. The
names of board certifications that have
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been recognized by the Commission or
an Agreement State are posted on the
NRC’s Medical Uses Licensee Toolkit
web page; or
(b) Is an authorized user for uses
listed in § 35.200 or equivalent
Agreement State requirements; or
(c) Has completed 8 hours of
classroom and laboratory training in
basic radionuclide handling techniques
specifically applicable to the use of the
device. The training must include—
(1) Radiation physics and
instrumentation;
(2) Radiation protection;
(3) Mathematics pertaining to the use
and measurement of radioactivity; and
(4) Radiation biology; and
(d) Has completed training in the use
of the device for the uses requested.
■ 34. Revise § 35.600 to read as follows:
§ 35.600 Use of a sealed source in a
remote afterloader unit, teletherapy unit, or
gamma stereotactic radiosurgery unit.
(a) A licensee must only use sealed
sources:
(1) Approved and as provided for in
the Sealed Source and Device Registry
in photon emitting remote afterloader
units, teletherapy units, or gamma
stereotactic radiosurgery units to deliver
therapeutic doses for medical uses: or
(2) In research involving photonemitting remote afterloader units,
teletherapy units, or gamma stereotactic
radiosurgery units in accordance with
an active Investigational Device
Exemption (IDE) application accepted
by the U.S. Food and Drug
Administration provided the
requirements of § 35.49(a) are met.
(b) A licensee must use photonemitting remote afterloader units,
teletherapy units, or gamma stereotactic
radiosurgery units:
(1) Approved in the Sealed Source
and Device Registry to deliver a
therapeutic dose for medical use. These
devices may be used for therapeutic
medical treatments that are not
explicitly provided for in the Sealed
Source and Device Registry, but must be
used in accordance with radiation safety
conditions and limitations described in
the Sealed Source and Device Registry;
or
(2) In research in accordance with an
active Investigational Device Exemption
(IDE) application accepted by the FDA
provided the requirements of § 35.49(a)
are met.
■ 35. In § 35.610, revise paragraphs (d)
and (g) to read as follows:
§ 35.610 Safety procedures and
instructions for remote afterloader units,
teletherapy units, and gamma stereotactic
radiosurgery units.
*
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*
*
Fmt 4701
*
Sfmt 4700
(d)(1) Prior to the first use for patient
treatment of a new unit or an existing
unit with a manufacturer upgrade that
affects the operation and safety of the
unit, a licensee shall ensure that vendor
operational and safety training is
provided to all individuals who will
operate the unit. The vendor operational
and safety training must be provided by
the device manufacturer or by an
individual certified by the device
manufacturer to provide the operational
and safety training.
(2) A licensee shall provide
operational and safety instructions
initially and at least annually to all
individuals who operate the unit at the
facility, as appropriate to the
individual’s assigned duties. The
instructions shall include instruction
in—
(i) The procedures identified in
paragraph (a)(4) of this section; and
(ii) The operating procedures for the
unit.
*
*
*
*
*
(g) A licensee shall retain a copy of
the procedures required by paragraphs
(a)(4) and (d)(2)(ii) of this section in
accordance with § 35.2610.
■ 36. In § 35.655, revise the section
heading and paragraph (a) to read as
follows:
§ 35.655 Full-inspection servicing for
teletherapy and gamma stereotactic
radiosurgery units.
(a) A licensee shall have each
teletherapy unit and gamma stereotactic
radiosurgery unit fully inspected and
serviced during each source
replacement to assure proper
functioning of the source exposure
mechanism and other safety
components. The interval between each
full-inspection servicing shall not
exceed 5 years for each teletherapy unit
and shall not exceed 7 years for each
gamma stereotactic radiosurgery unit.
*
*
*
*
*
■ 37. In § 35.690, revise paragraphs (a)
introductory text, (b)(1)(ii) introductory
text, and (b)(3) to read as follows:
§ 35.690 Training for use of remote
afterloader units, teletherapy units, and
gamma stereotactic radiosurgery units.
*
*
*
*
*
(a) Is certified by a medical specialty
board whose certification process has
been recognized by the Commission or
an Agreement State and who meets the
requirements in paragraph (c) of this
section. The names of board
certifications that have been recognized
by the Commission or an Agreement
State are posted on the NRC’s Medical
Uses Licensee Toolkit web page. To
have its certification process recognized,
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a specialty board shall require all
candidates for certification to:
*
*
*
*
*
(b)(1) * * *
(ii) 500 hours of work experience,
under the supervision of an authorized
user who meets the requirements in
§ 35.57, § 35.690, or equivalent
Agreement State requirements, at a
medical facility that is authorized to use
byproduct materials in § 35.600,
involving—
*
*
*
*
*
(3) Has obtained written attestation
that the individual has satisfactorily
completed the requirements in
paragraphs (b)(1) and (2) and (c) of this
section; and is able to independently
fulfill the radiation safety-related duties
as an authorized user of each type of
therapeutic medical unit for which the
individual is requesting authorized user
status. The attestation must be obtained
from either:
(i) A preceptor authorized user who
meets the requirements in § 35.57,
§ 35.690, or equivalent Agreement State
requirements for the type(s) of
therapeutic medical unit for which the
individual is requesting authorized user
status; or
(ii) A residency program director who
affirms in writing that the attestation
represents the consensus of the
residency program faculty where at least
one faculty member is an authorized
user who meets the requirements in
§ 35.57, § 35.690, or equivalent
Agreement State requirements, for the
type(s) of therapeutic medical unit for
which the individual is requesting
authorized user status, and concurs with
the attestation provided by the
residency program director. The
residency training program must be
approved by the Residency Review
Committee of the Accreditation Council
for Graduate Medical Education or the
Royal College of Physicians and
Surgeons of Canada or the Council on
Postdoctoral Training of the American
Osteopathic Association and must
include training and experience
specified in paragraphs (b)(1) and (2) of
this section.
*
*
*
*
*
■ 38. In § 35.2024, add paragraph (c) to
read as follows:
§ 35.2024 Records of authority and
responsibilities for radiation protection
programs.
*
*
*
*
*
(c) For each Associate Radiation
Safety Officer appointed under
§ 35.24(b), the licensee shall retain, for
5 years after the Associate Radiation
Safety Officer is removed from the
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license, a copy of the written document
appointing the Associate Radiation
Safety Officer signed by the licensee’s
management.
■ 39. Revise § 35.2310 to read as
follows:
§ 35.2310
Records of safety instruction.
A licensee shall maintain a record of
safety instructions required by §§ 35.310
and 35.410 and the operational and
safety instructions required by § 35.610
for 3 years. The record must include a
list of the topics covered, the date of the
instruction, the name(s) of the
attendee(s), and the name(s) of the
individual(s) who provided the
instruction.
■ 40. In § 35.2655, revise the section
heading and paragraph (a) to read as
follows:
§ 35.2655 Records of full-inspection
servicing for teletherapy and gamma
stereotactic radiosurgery units.
(a) A licensee shall maintain a record
of the full-inspection servicing for
teletherapy and gamma stereotactic
radiosurgery units required by § 35.655
for the duration of the use of the unit.
*
*
*
*
*
■ 41. In § 35.3045, revise paragraph (a)
to read as follows:
§ 35.3045 Report and notification of a
medical event.
(a) A licensee shall report any event
as a medical event, except for an event
that results from patient intervention, in
which—
(1) The administration of byproduct
material or radiation from byproduct
material, except permanent implant
brachytherapy, results in—
(i) A dose that differs from the
prescribed dose or dose that would have
resulted from the prescribed dosage by
more than 0.05 Sv (5 rem) effective dose
equivalent, 0.5 Sv (50 rem) to an organ
or tissue, or 0.5 Sv (50 rem) shallow
dose equivalent to the skin; and
(A) The total dose delivered differs
from the prescribed dose by 20 percent
or more;
(B) The total dosage delivered differs
from the prescribed dosage by 20
percent or more or falls outside the
prescribed dosage range; or
(C) The fractionated dose delivered
differs from the prescribed dose for a
single fraction, by 50 percent or more.
(ii) A dose that exceeds 0.05 Sv (5
rem) effective dose equivalent, 0.5 Sv
(50 rem) to an organ or tissue, or 0.5 Sv
(50 rem) shallow dose equivalent to the
skin from any of the following—
(A) An administration of a wrong
radioactive drug containing byproduct
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33111
material or the wrong radionuclide for
a brachytherapy procedure;
(B) An administration of a radioactive
drug containing byproduct material by
the wrong route of administration;
(C) An administration of a dose or
dosage to the wrong individual or
human research subject;
(D) An administration of a dose or
dosage delivered by the wrong mode of
treatment; or
(E) A leaking sealed source.
(iii) A dose to the skin or an organ or
tissue other than the treatment site that
exceeds by:
(A) 0.5 Sv (50 rem) or more the
expected dose to that site from the
procedure if the administration had
been given in accordance with the
written directive prepared or revised
before administration; and
(B) 50 percent or more the expected
dose to that site from the procedure if
the administration had been given in
accordance with the written directive
prepared or revised before
administration.
(2) For permanent implant
brachytherapy, the administration of
byproduct material or radiation from
byproduct material (excluding sources
that were implanted in the correct site
but migrated outside the treatment site)
that results in—
(i) The total source strength
administered differing by 20 percent or
more from the total source strength
documented in the post-implantation
portion of the written directive;
(ii) The total source strength
administered outside of the treatment
site exceeding 20 percent of the total
source strength documented in the postimplantation portion of the written
directive; or
(iii) An administration that includes
any of the following:
(A) The wrong radionuclide;
(B) The wrong individual or human
research subject;
(C) Sealed source(s) implanted
directly into a location discontiguous
from the treatment site, as documented
in the post-implantation portion of the
written directive; or
(D) A leaking sealed source resulting
in a dose that exceeds 0.5 Sv (50 rem)
to an organ or tissue.
*
*
*
*
*
■ 42. Add § 35.3204 to subpart M to
read as follows:
§ 35.3204 Report and notification for an
eluate exceeding permissible molybdenum99, strontium-82, and strontium-85
concentrations.
(a) The licensee shall notify by
telephone the NRC Operations Center
and the distributor of the generator
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within 7 calendar days after discovery
that an eluate exceeded the permissible
concentration listed in § 35.204(a) at the
time of generator elution. The telephone
report to the NRC must include the
manufacturer, model number, and serial
number (or lot number) of the generator;
the results of the measurement; the date
of the measurement; whether dosages
were administered to patients or human
research subjects, when the distributor
was notified, and the action taken.
(b) By an appropriate method listed in
§ 30.6(a) of this chapter, the licensee
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shall submit a written report to the
appropriate NRC Regional Office listed
in § 30.6 of this chapter within 30
calendar days after discovery of an
eluate exceeding the permissible
concentration at the time of generator
elution. The written report must include
the action taken by the licensee; the
patient dose assessment; the
methodology used to make this dose
assessment if the eluate was
administered to patients or human
research subjects; and the probable
cause and an assessment of failure in
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the licensee’s equipment, procedures or
training that contributed to the
excessive readings if an error occurred
in the licensee’s breakthrough
determination; and the information in
the telephone report as required by
paragraph (a) of this section.
Dated at Rockville, Maryland, this 6th day
of July 2018.
For the Nuclear Regulatory Commission.
Russell E. Chazell,
Acting Secretary of the Commission.
[FR Doc. 2018–14852 Filed 7–13–18; 8:45 am]
BILLING CODE 7590–01–P
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Agencies
[Federal Register Volume 83, Number 136 (Monday, July 16, 2018)]
[Rules and Regulations]
[Pages 33046-33112]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2018-14852]
[[Page 33045]]
Vol. 83
Monday,
No. 136
July 16, 2018
Part IV
Nuclear Regulatory Commission
-----------------------------------------------------------------------
10 CFR Parts 30, 32, and 35
Medical Use of Byproduct Material--Medical Event Definitions, Training
and Experience, and Clarifying Amendments; Final Rules
Federal Register / Vol. 83 , No. 136 / Monday, July 16, 2018 / Rules
and Regulations
[[Page 33046]]
-----------------------------------------------------------------------
NUCLEAR REGULATORY COMMISSION
10 CFR Parts 30, 32, and 35
[NRC-2008-0175]
RIN 3150-AI63
Medical Use of Byproduct Material--Medical Event Definitions,
Training and Experience, and Clarifying Amendments
AGENCY: Nuclear Regulatory Commission.
ACTION: Final rule.
-----------------------------------------------------------------------
SUMMARY: The U.S. Nuclear Regulatory Commission (NRC) is amending its
regulations related to the medical use of byproduct material. The final
rule will amend the NRC regulations related to the medical use of
byproduct material. This rule amends the reporting and notification
requirements for a medical event (ME) for permanent implant
brachytherapy. This rule also amends the training and experience (T&E)
requirements to remove from multiple sections the requirement to obtain
a written attestation for an individual who is certified by a specialty
board whose certification process has been recognized by the NRC or an
Agreement State; and address a request filed in a petition for
rulemaking (PRM), PRM-35-20, to exempt certain board-certified
individuals from certain T&E requirements (i.e., ``grandfather'' these
individuals). Additionally, this rule amends the requirements for
measuring molybdenum contamination; adds a new requirement for the
reporting of failed technetium and rubidium generators; and allows
licensees to name associate radiation safety officers (ARSOs) on a
medical license.
DATES: This final rule is effective on January 14, 2019.
ADDRESSES: Please refer to Docket ID NRC-2008-0175 when contacting the
NRC about the availability of information for this action. You may
obtain publicly-available information related to this action by any of
the following methods:
Federal Rulemaking Website: Go to https://www.regulations.gov and search for Docket ID NRC-2008-0175. Address
questions about NRC dockets to Carol Gallagher; telephone: 301-415-
3463; email: [email protected]. For technical questions, contact
the individual listed in the FOR FURTHER INFORMATION CONTACT section of
this document.
NRC's Agencywide Documents Access and Management System
(ADAMS): You may obtain publicly-available documents online in the
ADAMS Public Documents collection at https://www.nrc.gov/reading-rm/adams.html. To begin the search, select ``ADAMS Public Documents'' and
then select ``Begin Web-based ADAMS Search.'' For problems with ADAMS,
please contact the NRC's Public Document Room (PDR) reference staff at
1-800-397-4209, 301-415-4737, or by email to [email protected]. For
the convenience of the reader, instructions about obtaining materials
referenced in this document are provided in the ``Availability of
Documents'' section.
NRC's PDR: You may examine and purchase copies of public
documents at the NRC's PDR, Room O1-F21, One White Flint North, 11555
Rockville Pike, Rockville, Maryland 20852.
FOR FURTHER INFORMATION CONTACT: Kimyata Morgan-Butler, Office of
Nuclear Material Safety and Safeguards, U.S. Nuclear Regulatory
Commission, Washington, DC 20555-0001, telephone: 301-415-0733, email:
[email protected].
SUPPLEMENTARY INFORMATION:
Executive Summary
A. Need for the Regulatory Action and Legal Authority
The NRC is amending its regulations related to the medical use of
byproduct material. These regulations were last amended in their
entirety in 2002. Over the last 14 years, stakeholders and members of
the medical community have identified certain issues in implementing
these regulations. As a result, the NRC is updating its regulations to
address technological advances and changes in medical procedures. The
amended rule would also enhance patient safety. The NRC is revising
parts 30, 32, and 35 of title 10 of the Code of Federal Regulations (10
CFR) under the legal authority granted to the NRC by the Atomic Energy
Act of 1954, as amended, and the Energy Reorganization Act of 1974, as
amended.
B. Major Provisions
The final rule establishes separate requirements for
identifying and reporting MEs involving permanent implant
brachytherapy. These new regulations require reporting of an event in
which there is actual or potential harm to a patient resulting from an
ME. Additionally, licensees are required to develop, implement, and
maintain procedures for determining if an ME has occurred, including
procedures for verifying certain aspects of a permanent implant
brachytherapy treatment within 60 days from the date the treatment was
performed. Note that the terms ``ME,'' ``ME definition,'' ``ME
criteria,'' and ``ME reporting criteria'' are used interchangeably in
the Executive Summary and the Discussion sections of this document.
Training and experience requirements are amended in
multiple sections to remove the requirement to obtain a written
attestation for an individual who is certified by a specialty board
whose certification process has been recognized by the NRC or an
Agreement State. The NRC has determined that certification by a
specialty board, coupled with meeting the recentness of training
requirements, is sufficient to demonstrate that an individual seeking
authorization on a license has met the T&E requirements and has the
requisite current knowledge and, therefore, additional attestation by a
preceptor is unnecessary. Individuals who are not board certified will
still need to obtain a written attestation; however, the language of
the attestation is modified. Additionally, residency program directors
will be allowed to provide these written attestations. Note that the
terms ``written attestation,'' ``attestation,'' ``preceptor
statement,'' and ``preceptor attestation'' are used interchangeably in
the Executive Summary and the Discussion sections of this document.
The rule addresses the issues raised in a petition for
rulemaking (PRM-35-20) that was submitted to the NRC in 2006. The
petition requested that experienced board-certified Radiation Safety
Officers (RSOs) and medical physicists not named on a license who had
practiced certain modalities prior to October 24, 2005, be exempt from
the specific T&E requirements in Sec. Sec. 35.50 and 35.51,
respectively. In effect, they will be ``grandfathered'' for these
training requirements for the modalities that they practiced as of
October 24, 2005. This petition is discussed in detail in Section II.,
Petition for Rulemaking, PRM-35-20, of this document.
The requirements for measuring the molybdenum-99 (Mo-99)
concentration for elutions of Mo-99/Technetium-99m (Tc-99m) generators
are changed and requirements are added for reporting and notification
of a generator eluate exceeding permissible Mo-99, strontium-82 (Sr-
82), or strontium-85 (Sr-85) concentrations. The occurrence of
generator eluate exceeding permissible concentrations is also referred
to as ``breakthrough.'' The current requirement to measure the Mo-99
concentration after the first eluate is changed to require that the Mo-
99 concentration be measured in each eluate. This requirement is
changed in
[[Page 33047]]
response to several breakthrough incidents reported to the NRC.
Additionally, licensees will be allowed to appoint a
qualified individual with expertise in certain uses of byproduct
material to be named on a license to serve as an ARSO. This will make
it easier for an individual to become an RSO on other medical licenses
and will increase the number of individuals who are available to serve
as preceptors for individuals seeking to be appointed as RSOs or ARSOs.
C. Costs and Benefits
The NRC has not established a quantitative cutoff for defining an
economically significant regulatory action for the purposes of the
Congressional Review Act. The NRC assumes ``significant'' impact if the
ratio of annualized costs to estimated annual gross revenues for a
licensee exceeds 1 percent. The final rule will have an estimated $7.8
million implementation cost for the medical community. This cost will
be spread over the 7,418 impacted licensees for an average
implementation cost of approximately $1,100 per licensee. The NRC
assumes that all affected licensees have annual revenues greater than
$110,000. Therefore, the estimated cost impacts do not exceed the 1
percent criterion for ``significant'' impacts, and the final rule is
not considered an economically significant regulatory action. It will
cost the NRC approximately $65,000 to implement this rule.
The benefits of this final rule are associated with reducing
unnecessary radiation exposure to patients, removing the requirement to
obtain a written attestation for an individual who is certified by a
specialty board whose certification process has been recognized by the
NRC or an Agreement State, and affording greater flexibility to
licensees. This final rule also updates, clarifies, and strengthens the
existing regulatory requirements, and, thereby, promotes public health
and safety.
A regulatory analysis has been developed for this rulemaking and is
discussed in Section VIII., Regulatory Analysis, of this document.
Table of Contents
I. Background
II. Petition for Rulemaking, PRM-35-20
III. Discussion
A. What action is the NRC taking?
B. When will these actions become effective?
IV. Opportunities for Public Participation
V. Public Comment Analysis
VI. Section-by-Section Analysis
VII. Regulatory Flexibility Certification
VIII. Regulatory Analysis
IX. Backfitting and Issue Finality
X. Cumulative Effects of Regulation
XI. Plain Writing
XII. Environmental Impact: Categorical Exclusion
XIII. Environmental Assessment and Final Finding of No Significant
Environmental Impact
XIV. Paperwork Reduction Act Statement
XV. Congressional Review Act
XVI. Criminal Penalties
XVII. Coordination With NRC Agreement States
XVIII. Agreement State Compatibility
XIX. Coordination With the Advisory Committee on the Medical Uses of
Isotopes
XX. Consistency With Medical Policy Statement
XXI. Voluntary Consensus Standards
XXII. Availability of Guidance
XXIII. Availability of Documents
I. Background
The NRC published a final rule in the Federal Register on April 24,
2002 (67 FR 20250), that revised the medical use regulations in 10 CFR
part 35 in their entirety. The T&E requirements in 10 CFR part 35 were
further revised through an additional rulemaking, ``Medical Use of
Byproduct Material--Recognition of Specialty Boards,'' published in the
Federal Register on March 30, 2005 (70 FR 16336).
In implementing the current regulations in 10 CFR part 35, the NRC
staff, stakeholders, and the Advisory Committee on the Medical Uses of
Isotopes (ACMUI) have identified numerous issues that need to be
addressed through the rulemaking process. As a result, the NRC is
amending its regulations in 10 CFR part 35 to address these issues.
This final rule modifies the written directive (WD) requirements in
Sec. 35.40 and the ME reporting requirements in Sec. 35.3045 to
establish separate ME reporting criteria for permanent implant
brachytherapy. This final rule also modifies the requirements for
procedures for administrations requiring a WD in Sec. 35.41 to require
licensees to develop written procedures for determining if an ME has
occurred as a result of any administrations requiring a WD, including
permanent implant brachytherapy. The NRC's purpose for requiring
licensees to report MEs is to allow the NRC to follow up on incidents
and determine if other licensees might be making the same or similar
mistakes, or experiencing the same or similar challenges. When the NRC
identifies similarities in the problems reported from multiple
facilities, it can provide information that may help prevent additional
incidents. The information collected is also valuable in assessing
trends or patterns, identifying generic issues, and recognizing any
inadequacies or unreliability of specific equipment or procedures.
Currently, the ME criteria for brachytherapy implants in Sec.
35.3045, ``Report and notification of a medical event,'' are based on
the dose administered to the patient. The ME criteria amendments
establish separate ME criteria for permanent implant brachytherapy in
terms of the total source strength administered (activity-based) rather
than the dose delivered (dose-based). The ME criteria amendments in
this final rule are based on the NRC staff recommendations contained in
SECY-12-0053, ``Recommendations on Regulatory Changes for Permanent
Implant Brachytherapy Programs,'' and the comments received on the
proposed rule ``Medical Use of Byproduct Material--Medical Event
Definitions, Training and Experience, and Clarifying Amendments,''
published in the Federal Register on July 21, 2014 (79 FR 42410). The
staff has concluded that dose-based criteria are problematic for
permanent implant brachytherapy because absorbed dose can be
challenging to calculate resulting in clinically acceptable therapies
being reported as medical events. In addition, moving to activity-based
criteria should allow for recognition of medical events earlier than
dose-based criteria, thus allowing timelier corrective actions.
On August 6, 2008, the NRC published a proposed rule, ``Medical Use
of Byproduct Material--Amendments/Medical Event Definitions,'' in the
Federal Register (73 FR 45635), for public comment. This proposed rule
included revised ME criteria for permanent implant brachytherapy. The
majority of commenters were in agreement on converting the permanent
implant brachytherapy ME criteria from dose-based to activity-based.
However, during late summer and early fall of 2008, a substantial
number of MEs involving permanent implant brachytherapy were reported
to the NRC. Based on the circumstances involving the MEs reported in
2008, the NRC staff re-evaluated the proposed rule that was published
in 2008 and developed a draft re-proposed rule.
In SECY-10-0062, ``Re-proposed Rule: Medical Use of Byproduct
Material--Amendments/Medical Event Definitions,'' dated May 18, 2010,
the NRC staff requested that the Commission approve for publication the
draft re-proposed rule for public comment. Prior to a Commission
decision on the re-proposed rule, on July 8, 2010, a Commission
briefing was held on the draft re-proposed rule. The
[[Page 33048]]
presenters included a member of the ACMUI, a representative from the
Organization of Agreement States (OAS), a physician from the American
Brachytherapy Society, the National Director of the Radiation Oncology
Program of the Department of Veterans Affairs, a representative from
the American Association of Physicists in Medicine (AAPM), and a
representative from Us-TOO (a support group for prostate cancer
patients). The presenters urged the Commission not to publish the draft
re-proposed rule as developed. They believed that MEs should be based
on events of potential clinical significance and recommended that the
NRC seek stakeholder input in revising this proposed rule.
In the Staff Requirements Memorandum (SRM) for SECY-10-0062, dated
August 10, 2010, the Commission disapproved the NRC staff's
recommendation to publish the draft re-proposed rule. The Commission
directed the staff to work closely with the ACMUI and the broader
medical and stakeholder community to develop ME definitions that would
protect the interests of patients and allow physicians the flexibility
to take actions that they deem medically necessary, while continuing to
enable the agency to detect failures in process, procedure, and
training, as well as any misapplication of byproduct materials by
authorized users (AUs). The SRM also directed the NRC staff to hold a
series of stakeholder workshops to discuss issues associated with the
ME definition. For more information, including public comments
submitted on the proposed rule published on August 6, 2008, (see Docket
ID NRC-2008-0071 on www.regulations.gov).
Following Commission direction, the NRC conducted two workshops in
the summer of 2011. These facilitated workshops were held in New York,
New York, in June 2011, and in Houston, Texas, in August 2011. The NRC
staff also requested the ACMUI to prepare a report on ME definitions
for permanent implant brachytherapy. In February 2012, the ACMUI
submitted its final revised report to the NRC. The NRC staff used the
recommendations in the ACMUI revised final report, along with the
substantial input from stakeholders, to develop the recommendations in
SECY-12-0053. The recommendations in SECY-12-0053, along with public
comments received on the proposed rule published on July 21, 2014 (79
FR 42410), provided the regulatory basis for the ME reporting criteria
in this final rule.
In addition to revising the ME definitions for permanent implant
brachytherapy, the NRC is amending its regulations in 10 CFR part 35
to: Revise the preceptor attestation requirements; require increased
frequency of testing for measuring Mo-99 concentration in a Mo-99/Tc-
99m generator; require reporting and notification when a generator
eluate exceeds permissible Mo-99, Sr-82, or Sr-85 concentrations; allow
ARSOs to be named on a medical use license; extend the 5-year
inspection frequency for a gamma stereotactic radiosurgery unit to 7
years; and make several clarifying amendments.
Finally, this final rule addresses issues that were raised in PRM-
35-20 filed by E. Russell Ritenour, Ph.D., on behalf of the AAPM on
September 13, 2006. The petition requested that the training
requirements for experienced RSOs and medical physicists in Sec. 35.57
be amended to recognize board-certified physicists and RSOs as
``grandfathered'' for the modalities that they practiced as of October
24, 2005. The petition is discussed in detail in Section II., Petition
for Rulemaking, PRM-35-20, of this document. This final rule completes
action on PRM-35-20.
II. Petition for Rulemaking, PRM-35-20
The NRC has incorporated into this rulemaking the resolution of
PRM-35-20 filed by E. Russell Ritenour, Ph.D. (the petitioner), dated
September 10, 2006, on behalf of the AAPM (Ritenour Petition). A notice
of receipt and request for public comments on this petition was
published in the Federal Register on November 1, 2006 (71 FR 64168).
The petitioner requested that Sec. 35.57, ``Training for
experienced Radiation Safety Officer, teletherapy or medical physicist,
authorized medical physicist, authorized user, nuclear pharmacist, and
authorized nuclear pharmacist,'' be revised to: (1) Recognize medical
physicists certified by either the American Board of Radiology or the
American Board of Medical Physics on or before October 24, 2005, as
``grandfathered'' for the modalities that they practiced as of October
24, 2005, regardless of whether a medical physicist was named on an NRC
or an Agreement State license as of October 24, 2005; and (2) recognize
all individuals certified by the named boards in former subpart J of 10
CFR part 35, which was removed from 10 CFR part 35 in a rulemaking
dated March 30, 2005 (70 FR 16336), as RSOs who have relevant timely
work experience (even if they have not been formally named as an RSO).
The petitioner requested that experienced board-certified RSOs and
medical physicists not named on a license who had practiced certain
modalities prior to October 24, 2005, be exempted from the specific T&E
requirements in Sec. Sec. 35.50 and 35.51, respectively. In effect,
they would be ``grandfathered'' for these training requirements for the
modalities that they practiced on or before October 24, 2005. The
petitioner was concerned that as a result of the amendments to the T&E
regulations in 2005, an individual could become authorized on a license
only if he or she had been certified by a specialty board whose
certification process was recognized under this regulation by the NRC
or an Agreement State or was already identified on an existing NRC or
Agreement State license. If the individual had been certified prior to
the effective date for recognition of the certifying board but had not
been listed on a license, he or she would not be ``grandfathered,'' and
would have to obtain training through the so-called ``alternate
pathway,'' which establishes specific training requirements for non-
certified individuals. The petitioner did not believe that it was the
intent of the Commission to deny recognition to individuals currently
practicing or to minimize the importance of certification by a
certifying board. The NRC received 168 comments from professional
organizations and individuals on the petition. The majority of the
commenters supported the petition.
The NRC reviewed the petitioner's request and comments received on
the petition and concluded that revisions made to the regulations in
2005 may have inadvertently affected a group of board-certified
individuals. This group of board-certified individuals may now have to
use the alternate pathway option to demonstrate that they meet the T&E
requirements in 10 CFR part 35 rather than the certification pathway
for recognition on an NRC license as an RSO or an authorized medical
physicist (AMP). Therefore, the NRC concluded that the issues raised in
the petition would be considered in the rulemaking process if a
regulatory basis could be developed to support a rulemaking (73 FR
27773; May 14, 2008).
In October 2008, the NRC staff sent letters to all of the
certifying boards whose certification processes are currently
recognized by the NRC and to certifying boards previously named in the
former 10 CFR part 35, subpart J, whose certification processes
currently are not recognized by the NRC. To determine the scope of the
medical community that might be negatively impacted by the amendments
to the T&E regulations in 2005, the NRC asked each organization to
provide the number and percentage of its currently active diplomates
who are not grandfathered
[[Page 33049]]
under Sec. 35.57 by virtue of not being named on a license or permit.
The organizations were asked to include individuals who are now or may
seek to be named as an RSO, AMP, AU, or authorized nuclear pharmacist
(ANP) on an NRC or an Agreement State medical use license. Based on the
responses, the NRC estimates that as many as 10,000 board-certified
individuals may have been affected by the 2005 T&E rulemaking.
The NRC believes that these individuals should be eligible for
grandfathering for the modalities that they practiced on or before
October 24, 2005, because their previously-acceptable qualifications
for authorized status should continue to be adequate and acceptable
from a health and safety standpoint and thus they should be allowed to
continue to practice using the same modalities. This final rule, in
response to the petition, amends Sec. 35.57 to recognize all
individuals who were previously certified by boards recognized under
the previous 10 CFR part 35, subpart J, as RSOs, teletherapy or medical
physicists, AMPs, AUs, nuclear pharmacists, and ANPs for the modalities
that they practiced on or before October 24, 2005.
In his support for grandfathering the RSOs who have relevant work
experience and were not formally named on an NRC or an Agreement State
license or permit as an RSO, the petitioner stated that these
individuals will be required to provide preceptor attestations. In this
rulemaking, the NRC has eliminated the requirement for preceptor
attestations for individuals certified by NRC- or Agreement State-
recognized boards. The NRC believes that attestations are not necessary
in this particular situation because the provisions of Sec. 35.59,
``Recentness of training,'' require that the T&E must have been
obtained within the 7 years preceding the date of application, or the
individual must have had related continuing education and experience
since the required T&E was completed. The ``grandfathered'' individuals
will fall under the provisions of Sec. 35.59 and will need to provide
evidence of continued education and experience. Therefore, the NRC
believes that preceptor attestations are not necessary for these
``grandfathered'' individuals as long as the provisions of Sec. 35.59
are met, and the individual only requests authorizations for the
modalities the individual practiced on or before October 24, 2005.
III. Discussion
A. What action is the NRC taking?
In implementing the current regulations in 10 CFR part 35, the NRC
staff, stakeholders, and the ACMUI identified numerous issues that need
to be addressed through the rulemaking process. The NRC published a
proposed rule on July 21, 2014 (79 FR 42410), for a 120-day public
comment period to address these issues. The NRC developed this final
rule based on the comments received on the proposed rule. The comments
are discussed in Section V., Public Comment Analysis, of this document.
The final rule clarifies the current regulations and provides
greater flexibility to licensees without compromising patient, worker,
or public health and safety. The amendments in this final rule include:
1. Adding separate ME definitions for permanent implant
brachytherapy;
2. amending preceptor attestation requirements;
3. grandfathering certain board-certified individuals, as discussed
in Section II., Petition for Rulemaking, PRM-35-20, of this document;
4. requiring increased frequency of testing to measure Mo-99
breakthrough;
5. requiring reporting and notification when a generator eluate
exceeds permissible concentrations of Mo-99, Sr-82, Sr-85;
6. allowing ARSOs to be named on a medical use license; and
7. additional issues and clarifications.
The major revisions are:
a. Adding Separate ME Definitions for Permanent Implant Brachytherapy
This final rule establishes separate ME definitions and reporting
requirements for permanent implant brachytherapy. The staff has
concluded that dose-based criteria are problematic for permanent
implant brachytherapy because absorbed dose can be challenging to
calculate resulting in clinically acceptable therapies being reported
as medical events. In addition, moving to activity-based criteria
should allow for recognition of medical events earlier than dose-based
criteria, thus allowing timelier corrective actions. As explained in
Section I, Background, of this document, these amendments are based on
the recommendations developed in close cooperation with the ACMUI, with
substantial input from various stakeholders, and from public comments
received on the proposed rule. During its meeting in March 2004, the
ACMUI discussed the inadequacy of the definition of MEs as applied to
permanent implant brachytherapy. The ACMUI explained that for these
implants, the plus or minus 20 percent variance from the WD criteria in
the existing rule was only appropriate if both the WD and the variance
could be expressed in units of activity, rather than in units of dose.
The ACMUI explained that there is no suitable clinically used dose
metric available for judging the occurrence of MEs for permanent
implant brachytherapy. In June 2005, the ACMUI recommended that new
language be developed to define MEs for permanent implant
brachytherapy.
Based on the recommendations from the ACMUI, the NRC staff
submitted a paper to the Commission, SECY-05-0234, ``Adequacy of
Medical Event Definitions in Sec. 35.3045, and Communicating
Associated Risks to the Public,'' dated December 27, 2005. In this
paper, the NRC staff recommended that the Commission approve, for
permanent implant brachytherapy, the NRC staff's plan to revise the ME
definitions in Sec. 35.3045 and the associated requirements for WDs in
Sec. 35.40 to be activity-based, instead of dose-based. In the SRM for
SECY-05-0234, dated February 15, 2006, the Commission directed the NRC
staff to proceed directly with the development of a proposed rule to
modify both the WD requirements in Sec. 35.40(b)(6) and the ME
reporting requirements in Sec. 35.3045 for permanent implant
brachytherapy medical use, to convert from dose-based to activity-based
ME criteria.
As discussed in Section I., Background, of this document, a
proposed rule was published in the Federal Register on August 6, 2008
(73 FR 45635). A substantial number of MEs were reported in 2008 that
would not have met the criteria for reporting under the activity-based
ME reporting criteria as noticed in the proposed rule. Therefore, the
NRC staff drafted a different rule that contained absorbed dose-based
ME reporting criteria for the treatment site. The NRC staff submitted
recommendations for ME reporting criteria to the Commission in SECY-10-
0062, ``Reproposed Rule: Medical Use of Byproduct Material--Amendments/
Medical Event Definitions,'' dated May 18, 2010. In the SRM for SECY-
10-0062, dated August 10, 2010, the Commission disapproved the NRC
staff's recommendations and directed the NRC staff to work closely with
the ACMUI and the broader medical and stakeholder community to develop
ME definitions and to hold a series of stakeholder workshops to discuss
issues associated with the MEs.
[[Page 33050]]
Subsequently, during the ACMUI meeting held on October 20, 2010,
the ACMUI unanimously approved its interim report, ``Advisory Committee
on Medical Uses of Isotopes Permanent Implant Brachytherapy Interim
Report,'' dated October 20, 2010. The ACMUI meeting held in April 2011
was devoted to issues associated with the ME definition. The meeting
was webcast, providing an opportunity for further public involvement on
this issue.
The ACMUI submitted its final report on permanent implant
brachytherapy, dated October 18, 2011, to the NRC following the ACMUI
October 18, 2011, public teleconference meeting. The final report
reflected the principal positions and recommendations provided by
participants during the NRC public workshops. In particular, the report
included the recommendation to change from dose-based ME criteria for
the treatment site to source-strength based criteria. The final report
included a quantitative metric, the ``octant approach,'' for
determining that a distribution of implanted sources was irregular
enough (i.e., demonstrating ``bunching'') to consider the procedure as
an ME. The final report also included a dose-related ME criterion for
the treatment site.
However, in a letter to the Chairman of the ACMUI dated November
30, 2011, the American Society for Radiation Oncology (ASTRO) expressed
criticism of the ACMUI final report. The ASTRO considered the ME
definition recommended by the ACMUI to be complex, difficult to
regulate, and likely to cause confusion in practice. Subsequently, the
ACMUI issued a revised final report, ``Advisory Committee on Medical
Use of Isotopes (ACMUI) Permanent Implant Brachytherapy Revised Final
Report,'' dated February 7, 2012. The ACMUI simplified the ME criteria
for the treatment site, removing the ``octant approach'' and direct
reference to absorbed dose to the treatment site. The revised final
report was, with minor modifications, approved by the ACMUI during its
public teleconference meeting held on February 7, 2012. The ASTRO, in a
letter to the Chairman of the ACMUI, characterized this report as an
improvement on the earlier report.
The NRC staff used the recommendations in the ACMUI revised final
report dated February 7, 2012, along with the substantial input from
stakeholders gathered in the two facilitated public workshops and the
three ACMUI public meetings in 2011 and early 2012 (discussed earlier
in this section), to develop the recommendations submitted to the
Commission on April 6, 2012, in SECY-12-0053, ``Recommendations on
Regulatory Changes for Permanent Implant Brachytherapy Programs.'' In a
Commission meeting held April 24, 2012, participating representatives
from ACMUI, ASTRO, and the American Brachytherapy Society (ABS)
endorsed the recommendations in SECY-12-0053 for modification of the
requirements in Sec. Sec. 35.40 and 35.3045. The NRC notes that ASTRO
and ABS representatives suggested eliminating the recommended criterion
for ME reporting that would have required reporting of excessive dose
to normal tissue structures within the treatment site. However, this
ACMUI-recommended ME reporting criterion for normal tissue structures
located within the treatment site was retained in SECY-12-0053 because
the ACMUI and the NRC staff determined that there should be some form
of ME reporting criterion for overdosing of normal tissue structures
located within the treatment site. In the SRM for SECY-12-0053, dated
August 13, 2012, the Commission approved the NRC staff recommendations.
The recommendations are applicable to all permanent implant
brachytherapy procedures using radioactive sources for all treatment
sites.
The proposed rule published on July 21, 2014 (79 FR 42410) also
included ME criteria in Sec. 35.3045(a)(2)(iii) and (iv) as follows:
For normal-tissue structures, an ME has occurred if: (a) For structures
located outside of the treatment site (for example, the bladder or
rectum for prostate implant treatments), the dose to the maximally
exposed 5 contiguous cubic centimeters of tissue exceeds 150 percent of
the absorbed dose prescribed to the treatment site in the pre-
implantation portion of the WD; or (b) for intra-target normal
structures, the maximum absorbed dose to any 5 contiguous cubic
centimeters of tissue exceeds 150 percent of the dose the tissue would
have received based on the approved pre-implantation dose distribution.
The size of the normal tissue, 5 cubic centimeters, was based on an
ACMUI recommendation in its October 20, 2010, report. In its
recommendation, the ACMUI stated that the 5 contiguous cubic
centimeters dose-volume specification avoids the high variation in dose
sometimes seen in point doses and the ACMUI cited literature to support
5 cubic centimeters as being a relevant quantity for toxicity. In the
proposed rule, the NRC specifically invited comments on the selection
of the specified volume of the normal tissues located both outside and
within the treatment site in defining MEs.
The NRC received numerous comments expressing concern about the
proposed ME criteria related to the absorbed dose to normal tissues
located outside and within the treatment site. The commenters expressed
concerns that they would have technical difficulties assessing dose to
normal tissues located outside and within the treatment site. They
stated that their treatment planning systems are not equipped to make
such assessments. They believed the regulators may not be able to
inspect such requirements. They stated that these requirements may
cause confusion and result in licensees not performing permanent
implant brachytherapy treatments. The comments are discussed in Section
V., Public Comment Analysis, of this document.
Based on public comments and recommendations from the ACMUI, the ME
criteria in this final rule for permanent implant brachytherapy in
Sec. 35.3045(a)(2) do not include absorbed doses to normal tissues
located outside of or within the treatment site. Instead, the ME
criteria in the final rule for permanent implant brachytherapy are:
(1) An ME has occurred if the total source strength administered
differs by 20 percent or more from the total source strength documented
in the post-implantation portion of the WD;
(2) An ME has occurred if the total source strength administered
outside of the treatment site exceeds 20 percent of the total source
strength documented in the post-implantation portion of the WD; or
(3) An ME has occurred if an administration involves: (a) Using the
wrong radionuclide, (b) delivery to the wrong individual or human
research subject, (c) sealed source(s) implanted directly into a
location discontiguous from the treatment site as documented in the
post-implantation portion of the WD (as discussed in this document,
discontiguous means a location that is not physically adjacent to the
treatment site), or (d) a leaking sealed source resulting in a dose
that exceeds 0.5 Sv (50 rem) to an organ or tissue.
In supporting these recommendations, the NRC believes that source
strength is the appropriate measurable metric for defining MEs
involving permanent implant brachytherapy. The 20 percent variance
threshold is consistent with the recommendation of the ACMUI for all
medical uses of byproduct material as described in SECY-05-0234,
discussed earlier in this section.
Another ME criterion included in the proposed rule published on
July 21,
[[Page 33051]]
2014 (79 FR 42410), was related to source(s) implanted directly into
the wrong site or body part (i.e., not in the treatment site identified
in the WD). This criterion stated that ``even a single sealed source
directly delivered to the wrong treatment site would constitute an ME
that must be reported.'' The NRC received several comments on this
issue. The commenters believed a single source delivered outside the
treatment site was an inappropriate criterion for ME reporting. They
proposed that in order to capture instances where a source is implanted
in a distinctly wrong location (for example, left breast versus the
right breast), the criterion should say, ``Even a single sealed source
directly delivered to a noncontiguous wrong treatment site would
constitute an ME that must be reported.''
In response to these comments and a recommendation from the ACMUI
in its final report on the draft final rule (``Advisory Committee on
the Medical Uses of Isotopes Comments on the Draft Final Rule, 10 CFR
parts 30, 32, and 35, Final Report,'' dated January 6, 2016), the NRC
has changed Sec. 35.3045(a)(2)(v)(C) [redesignated as Sec.
35.3045(a)(2)(iii)(C)] to read ``Sealed source(s) implanted directly
into a location discontiguous from the treatment site as documented in
the post-implantation portion of the written directive.''
This ``wrong treatment site'' ME criterion will capture cases in
which total source strength administered outside of the treatment site
did not exceed 20 percent of the total source strength documented in
the post-implantation portion of the WD, but one or more sources were
directly implanted into a location far from the treatment site. For
example, in a case in which 100 sources were implanted, 81 were within
the treatment site, 18 sources were outside and contiguous to the
treatment site, and one source was erroneously implanted directly into
a site discontiguous from the treatment site. This would not be an ME
under the ``exceeds 20 percent of the total source strength''
criterion; but would be an ME because one source met the ``wrong
treatment site'' criterion.
The proposed criterion specified in Sec. 35.3045(a)(2)(v)(E), ``a
20 percent or more error in calculating the total source strength
documented in the pre-implantation portion of the written directive,''
in the proposed rule published on July 21, 2014, was not included in
the final rule. The decision not to include this criterion is based on
the comments received on the proposed rule and is discussed in Section
V., Public Comment Analysis, of this document.
The new ME criteria for permanent implant brachytherapy in Sec.
35.3045 require amendments to Sec. Sec. 35.40 and 35.41. The previous
WD requirements were primarily associated with temporary implant
brachytherapy medical use. This final rule establishes separate WD
requirements in Sec. 35.40, ``Written directives,'' that are
appropriate for permanent implant brachytherapy. This rule requires
that the WD for permanent implant brachytherapy consist of two
portions. The first portion of the WD must be prepared before the
implantation, and the second portion of the WD must be completed after
the procedure but before the patient leaves the post-treatment recovery
area. For permanent implant brachytherapy, this rule requires that the
WD portion prepared before the implantation include documentation of
the treatment site, the radionuclide, and the total source strength.
This final rule requires that the post-implantation portion of the WD
contain documentation of the treatment site, the number of sources
implanted, the total source strength implanted, and the date.
Based on ACMUI input discussed earlier in this section and
information gained at public workshops, the NRC understands that the
final WD for these permanent implants must allow for unanticipated
medical situations encountered during the procedure. For instance, an
AU might need to adjust the number of sources implanted because the
volume of the treatment site may have decreased since the treatment
plan was developed. Therefore, in defining an ME involving the
treatment site for permanent implants, the NRC based the criterion for
an ME on the percentage of implanted sources that are outside the
treatment site as documented in the post-implantation portion of the WD
rather than by defining an ME based on a comparison of the implanted
total source strength to the total source strength documented in the
pre-implantation portion of the WD. This definition differs from the ME
definition for all other brachytherapy procedures where dose
comparisons are made with reference to what was prescribed in the WD
that was prepared before the procedure.
This final rule also makes changes to Sec. 35.41, ``Procedures for
administrations requiring a written directive,'' to include permanent
implant brachytherapy. Although Sec. 35.41(a)(2) requires licensees to
determine if the administration is in accordance with the WD, there is
no specific requirement that a licensee determine that an administered
dose or dosage met an ME criterion as defined in Sec. 35.3045. Section
35.41 is amended to require that a licensee develop procedures for
determining if an ME has occurred. For all permanent implant
brachytherapy, Sec. 35.41 is also amended to require that a licensee
develop additional procedures to include an evaluation of the placement
of sources as documented in the post-implantation portion of the WD.
The procedures must include a provision that these assessments must be
made within 60 days from the date the treatment was performed. Although
there is no requirement in Sec. 35.41 to use imaging to determine the
occurrence of an ME, imaging is the best (and in some circumstances may
be the only) method to determine source strength outside of the
treatment site and is routinely practiced in most clinical facilities.
b. Amending Preceptor Attestation Requirements
The current regulations in 10 CFR part 35 provide three pathways
for individuals to satisfy T&E requirements to be approved as an RSO,
AMP, ANP, or AU. These pathways are: (1) Approval of an individual who
is certified by a specialty board whose certification process has been
recognized by the NRC or an Agreement State (certification pathway);
(2) approval based on an evaluation of an individual's T&E (alternate
pathway); or (3) identification of an individual's approval on an
existing NRC or Agreement State license.
Under the certification and the alternate pathway, an individual
seeking authorization for medical byproduct material must obtain a
written attestation signed by a preceptor with the same authorization.
The attestation must state that the individual has satisfactorily
completed the necessary T&E requirements and has achieved a level of
competency sufficient to function independently in the position for
which authorization is sought.
During a Commission briefing held on April 29, 2008, the ACMUI
recommended that the attestation requirements be revised. The ACMUI
expressed concern that the existing requirements have had unintended
consequences that, if not corrected, would impact the availability of
authorized individuals. In other words, there would likely be a
shortage of authorized individuals to provide medical care as a result
of the reluctance of preceptors to sign attestations. The ACMUI
recommended that attestations be eliminated for the board certification
[[Page 33052]]
pathway. In the ACMUI's view, by meeting the board requirements, a
curriculum and a body of knowledge can be defined, and progress toward
meeting defined requirements can be measured. Further, the ACMUI
asserted that a board certification indicates that the T&E requirements
have been met, and the Maintenance of Certification provides ongoing
evidence of current knowledge. Therefore, the ACMUI asserted that an
additional attestation for the board-certified individuals was not
needed.
The ACMUI also recommended that the attestation requirements
associated with the alternate pathways be amended to delete the
requirement to attest to an individual's radiation safety-related
competency. The reason for the recommendation was that the ACMUI
believed that signing an attestation of competence results in a
perceived risk of personal liability on the part of the individual
signing the attestation and that preceptors are reluctant to accept
this risk.
In addition, the ACMUI recommended that the attestation submitted
under the alternate pathway be considered acceptable if it is provided
by a residency program director representing a consensus of an
authoritative group, irrespective of whether the program director
personally met the requirements for AU status. The ACMUI advised that
training of residents is a collective process and entails the
collective judgment of an entire residency program faculty, whereas
preceptor attestation is an individual process, and an individual
preceptor typically would provide only a small portion of the T&E.
Following the April 29, 2008, Commission briefing, in an SRM dated
May 15, 2008, the Commission directed the NRC staff to work with the
ACMUI and the Agreement States to provide recommendations to the
Commission with regard to amending the NRC's requirements for preceptor
attestation for both board-certified individuals and for individuals
seeking authorization via the alternate pathway. The Commission also
directed the NRC staff to consider additional methods, such as having
the attestation provided by consensus of an authoritative group.
Following both consideration of the ACMUI's position, which was
consistent with its long-held position on this issue, and interactions
with the Agreement States, the NRC staff provided its recommendations
on this issue to the Commission on November 20, 2008, in SECY-08-0179,
``Recommendations on Amending Preceptor Attestation Requirements in 10
CFR part 35, Medical Use of Byproduct Material.'' The NRC staff
recommended that the Commission approve development of the following
amendments to the 10 CFR part 35 attestation requirements: (1)
Eliminate the attestation requirement for individuals seeking
authorized status via the board certification pathway; (2) retain the
attestation requirement for individuals seeking authorized status via
the alternate pathways; however, replace the text stating that the
attestation demonstrates that the individual ``has achieved a level of
competency to function independently'' with alternative text such as
``has demonstrated the ability to function independently'' to fulfill
the radiation safety-related duties required by the license; and (3)
accept attestations from residency program directors, representing
consensus of residency program faculties as long as at least one member
of the residency program faculty is an authorized individual in the
same category as that requested by the applicant seeking authorized
status.
In an SRM dated January 16, 2009, to SECY-08-0179, the Commission
approved these recommendations and directed the NRC staff to develop
the proposed rule language for the attestation requirements for the
alternate pathway in concert with the ACMUI and the Agreement States.
Participants at public workshops held in the summer of 2011 broadly
supported the proposed changes to remove the attestation requirement
for board-certified individuals. The workshop panelists (which included
members of the ACMUI and the Agreement States) recommended that the NRC
remove the requirement for attestation for board-certified individuals.
They believed that board certification coupled with the recentness of
training requirements should be sufficient for the regulator's needs.
With regard to the language of attestation (for the alternate pathway),
they believed that the preceptors should not attest to someone's
competency; rather, they should attest that the individuals received
the T&E that is necessary to carry out one's responsibility
independently. At the April 2011 ACMUI meeting, the ACMUI advised that
the attestation language should be revised to say that the individual
has received the requisite T&E to fulfill the radiation safety-related
duties required by the license. In the final rule, the attestation
language is revised accordingly.
The final rule amends T&E requirements in multiple sections of 10
CFR part 35 with regard to the attestation requirements in accordance
with the NRC staff's recommendations in SECY-08-0179.
c. Extending Grandfathering to Certain Certified Individuals (PRM-35-
20)
The petition and its resolution are discussed in Section II.,
Petition for Rulemaking, PRM-35-20, of this document.
d. Requiring Increased Frequency of Testing To Measure Mo-99
Breakthrough
When Tc-99m is eluted from a Mo-99 generator, Mo-99 could be co-
eluted along with technetium. This is termed ``molybdenum
breakthrough.'' Current regulations in Sec. 35.204(a) prohibit a
licensee from administering a radiopharmaceutical to humans that
exceeds 0.15 microcuries of Mo-99 per millicurie of Tc-99m. Section
35.204(b) requires that a licensee that uses Mo-99/Tc-99m generators
for preparing a Tc-99m radiopharmaceutical measure the Mo-99
concentration of the first eluate to demonstrate compliance with the
specified concentrations. However, a generator can be eluted several
times to obtain Tc-99m for formulating radiopharmaceuticals for patient
use.
If Mo-99 breakthrough exceeds the permissible concentration listed
in Sec. 35.204(a), it may cause unnecessary radiation exposures to
patients. The administration of higher levels of Mo-99 could
potentially affect health and safety and have an adverse effect on
nuclear medicine image quality and medical diagnosis.
Generator manufacturers have always recommended testing each
elution prior to use in humans. Before 2002, Sec. 35.204 required a
licensee to measure the Mo-99 concentration of each eluate. However,
the NRC revised Sec. 35.204 in April 2002 because the medical and
pharmaceutical community considered frequency of Mo-99 breakthrough to
be a rare event. Therefore, the Commission decided that measuring only
the first elution from a generator was necessary to detect
manufacturing issues or generators that may have been damaged in
transport.
From October 2006 to February 2007, and again in January 2008,
medical licensees reported to the NRC that numerous generators had
failed the Mo-99 breakthrough tests. Some licensees reported the failed
tests in the first elution, while some reported an acceptable first
elution but failed subsequent elutions. One generator manufacturer
voluntarily reported 116 total elution test failures in 2008. Based
upon the numerous reports of failed Mo-99 breakthrough measurements
noted in
[[Page 33053]]
the subsequent elutions, the NRC is amending Sec. 35.204 to return to
the pre-2002 performance standard, which required licensees to measure
the Mo-99 concentration for each elution of the Mo-99/Tc-99m generator
at the time of generator elution.
e. Requiring Reporting and Notification of Generator Eluates Exceeding
Permissible Concentrations of Molybdenum-99, Strontium-82, or
Strontium-85
The regulations do not currently require reporting to the NRC when
an elution from a Mo-99/Tc-99m or Sr-82/Rb-82 generator exceeds the
regulatory limit in Sec. 35.204(a). As discussed in this section,
eluates from Mo-99/Tc-99m generators exceeded the permissible
concentration listed in Sec. 35.204(a) on numerous occasions in 2006,
2007, and 2008. Additionally, in 2011, issues with Sr-82/Rb-82
generators were discovered when several individuals were identified
with unexpectedly high levels of Sr-82 and Sr-85. These individuals had
undergone Rb-82 chloride cardiac scanning procedures several months
prior and had received these radionuclides in levels greatly in excess
of the administration levels permitted in Sec. 35.204 for Sr-82/Rb-82
generators. Further investigations showed that at least 90 individuals
at one facility and 25 at another facility received levels of Sr-82 or
Sr-85 that exceeded the levels permitted in Sec. 35.204. Of these
patients, at least three had levels of Sr-82 and Sr-85 high enough to
result in reportable MEs as defined in Sec. 35.3045.
Because the reporting of a generator when the eluate exceeded
permissible concentrations was voluntary, the NRC had difficulty
determining the extent of potential problems. Reporting of results in
excess of the levels in Sec. 35.204 for the Sr-82/Rb-82 generators
could have alerted users and regulators to issues associated with these
generators and possibly reduced the number of patients exposed to
excess levels of Sr-82 and Sr-85. Breakthrough of Mo-99, or Sr-82 and
Sr-85 contaminants can lead to unnecessary radiation exposure to
patients.
This final rule also adds a new reporting requirement for a
generator eluate exceeding permissible concentrations of Mo-99 or Sr-82
and Sr-85. This new reporting requirement in Sec. 35.3204(a) requires
a licensee to report to the NRC and the manufacturer or distributor of
medical generators within 7 calendar days any measurement that exceeds
the limits in Sec. 35.204(a), at the time of generator elution.
f. Allowing ARSOs To Be Named on a Medical Use License
Currently, Sec. 35.24(b) requires a licensee's management to
appoint an RSO who, in writing, agrees to be responsible for
implementing the radiation protection program. Further, the regulations
in 10 CFR part 35 do not allow the naming of more than one permanent
RSO on a license.
During an ACMUI meeting in June 2007, ACMUI members expressed a
concern that this restriction has contributed to a shortage of
available RSOs to serve as preceptors. The ACMUI stated that the
restriction has created a situation in which an individual who is
qualified and performing the same duties as an RSO cannot be recognized
or listed as an RSO, and that this restriction has created a situation
in which an individual working as a contractor RSO at several hospitals
or other licensed locations is unable to have actual day-to-day
oversight at the various facilities.
The final rule amends the regulations in 10 CFR part 35 to allow a
licensee to appoint a qualified individual with expertise in certain
uses of byproduct material to serve as an ARSO. This individual will be
required to complete the same T&E requirements as the named RSO for the
individual's assigned sections of the radiation safety program. The
ARSOs will have oversight duties for the radiation safety operations of
their assigned sections, while reporting to the named RSO. The
regulation will continue to allow a licensee to name only one RSO on a
license. The RSO will continue to be responsible for the day-to-day
oversight of the entire radiation safety program. Similarly, a licensee
with multiple operating locations could appoint a qualified ARSO at
each location where byproduct material is used; however, the named RSO
will remain responsible for the overall licensed program. Under the
final rule, the ARSO will be named on the license for the types of use
of byproduct material for which this individual is qualified and has
been assigned duties and tasks by the RSO.
The NRC believes that allowing an ARSO to be named on a license
will increase the number of individuals who will be available to serve
as preceptors for individuals seeking to be appointed as RSOs or ARSOs.
Also, an ARSO named on a license could more easily become an RSO on
other licenses for the types of uses for which the ARSO is qualified.
In addition, the current regulations allow AUs, AMPs, and ANPs to
serve as the RSO only on the license for which they are listed. Because
AUs, AMPs, and ANPs must meet the same requirements to serve as the RSO
regardless of which medical use license they are identified on, the NRC
believes that it is overly restrictive not to allow them to serve as an
RSO on any medical use license. Therefore, a modification is made that
will allow an AU, AMP, or ANP listed on any medical use license or
permit to serve as an RSO or ARSO. This change will increase the number
of individuals available to serve as RSOs and ARSOs on NRC medical
licenses. Additionally, these ARSOs and RSOs could serve as preceptors
for an individual seeking to be named as the RSO.
Participants at the public workshops held in the summer of 2011
broadly supported the proposed change to allow an ARSO to be named on a
license. The T&E requirements for an ARSO were discussed, and
stakeholders strongly supported the NRC's position that the ARSOs must
meet the same qualifications as the RSO for their assigned sections of
the radiation safety program.
The final rule amends multiple sections of 10 CFR part 35 to
accommodate the new ARSO position.
g. Additional Issues and Clarifications
Additional amendments are discussed in Section VI, Section-by-
Section Analysis, of this document.
B. When will these actions become effective?
The final rule will become effective 180 days from its publication
in the Federal Register. In the proposed rule published on July 21,
2014, the NRC requested comments on whether a 180-day effective date
for the final rule is sufficient to communicate the changes to all
practitioners, and for practitioners to revise procedures, train on
them, and implement the changes. The NRC received three comments on
this question. These comments are discussed in Section V., Public
Comment Analysis, of this document. Based on the comments received, the
NRC has determined that a 180-day effective date is sufficient to
implement the final rule.
IV. Opportunities for Public Participation
The NRC staff submitted a proposed rule to the Commission for
approval on August 8, 2013, SECY-13-0084, ``Proposed Rule: Medical Use
of Byproduct Material--Medical Event Definitions, Training and
Experience, and Clarifying Amendments.'' The Commission approved the
NRC staff's recommendation to publish the proposed rule, with certain
changes
[[Page 33054]]
directed by the Commission, in the SRM to SECY-13-0084, dated, January
6, 2014. The proposed rule (79 FR 42410) was published on July 21,
2014, for a 120-day comment period that ended on November 18, 2014.
However, the proposed rule inadvertently omitted the one-time
implementation costs from the information collection burden estimate.
Therefore, a correction to the proposed rule (79 FR 56524) was
published in the Federal Register on September 22, 2014, correcting the
information collection burden estimate and allowing the public 30 days
to comment on the information collection burden.
During the comment period, the NRC staff held a public meeting on
October 8, 2014, to better inform stakeholders of the proposed
amendments and the various methods by which to provide comments on the
proposed rule. Also, a public meeting was held on February 10, 2015, to
better understand the comments made by Spectrum Pharmaceuticals.
Spectrum Pharmaceuticals expressed concern about the proposed
additional case work requirements in Sec. 35.396 for the radionuclides
used primarily for their alpha emissions and requested the NRC require
80 hours rather than the required 700 hours of specialized training for
any physician so that an oncologist or a hematologist may administer
parenteral radioactive drugs.
Early public input on the proposed rule was solicited through
various mechanisms. The proposed amendments and preliminary draft rule
text were discussed at the two transcribed facilitated public workshops
that were conducted in New York City, New York, on June 20-21, 2011;
and in Houston, Texas, on August 11-12, 2011. The purpose of the
workshops was to solicit key stakeholder input on topics associated
with the definition of an ME, including the requirements for reporting
and notifications of MEs for permanent implant brachytherapy, and on
other medical issues that were being considered in the proposed
rulemaking. These workshops were initiated as a result of the
Commission's direction to the NRC staff in the SRM to SECY-10-0062,
which specified that the staff should work closely with the ACMUI and
the medical community to develop ME definitions that would protect the
interests of patients. The Commission also directed that these
definitions should allow physicians the flexibility to take actions
that they deem medically necessary, while preserving the NRC's ability
to detect misapplications of radioactive material and failures in
processes, procedures, and training. The panelists for the workshops
included representatives from the ACMUI, Agreement States, and
professional societies, and a patients' rights advocate.
For certain amendments, the NRC posted preliminary draft rule text
(ADAMS Accession No. ML111390420) for a 75-day comment period on
www.regulations.gov. The availability of the draft rule language was
noticed in the Federal Register on May 20, 2011 (76 FR 29171). The NRC
received 11 comment letters on this preliminary draft rule text. These
comment letters are also posted on www.regulations.gov under Docket ID
NRC-2008-0175. The NRC staff reviewed the comments and considered them
in developing the proposed rule text.
V. Public Comment Analysis
A. Overview of Public Comments
The NRC received 69 comment letters that contained over 100
individual comments. The comment letters are posted on
www.regulations.gov under Docket ID NRC-2008-0175. The commenters
included several professional societies including the American
Brachytherapy Society, American College of Radiology, Health Physics
Society, American Academy of Health Physics, American Society for
Radiation Oncology, American Association of Physicists in Medicine,
Council on Radionuclides and Radiopharmaceuticals, the Organization of
the Agreement States, and the Conference of Radiation Control Program
Directors. Other commenters included individual States, practicing
physicians, medical physicists, RSOs, nuclear pharmacists, individual
members of the public, and a member of Congress. The NRC also received
several comment letters after the public comment period closed. The NRC
was able to consider and respond to several of these comments. However,
two comment letters on the T&E requirements for alpha and beta emitters
were submitted so late in the rulemaking process that it was not
practical for the NRC to consider these comments in this rulemaking.
For the ME criteria for permanent implant brachytherapy, the
commenters generally supported the activity-based criteria instead of
the current dose-based criteria for the treatment site. The commenters
did not support the criteria related to the dose to normal tissues
located outside the treatment site, and normal tissues located within
the treatment site. The commenters also expressed concern with the
proposed 5 cubic centimeter volume of the normal tissue specification
for the absorbed dose criteria for normal tissues. The commenters
stated numerous practical difficulties in making these dose
assessments. They stated that the volume of a maximally exposed 5
contiguous cubic centimeters of normal tissue appears reasonable in
theory. However, it will be difficult to determine in practice with
current technology. They expressed concern that the treatment planning
systems typically report dose-volume histograms to structures, but they
do not identify contiguous volumes. Based on these concerns, this final
rule ME criteria in Sec. 35.3045 does not include dose to normal
tissues located outside, or within the treatment site.
There were numerous comments on the compatibility category for the
Agreement States for Sec. 35.3045, Report and notification of a
medical event. Members of the medical community submitted ten comments
in support of Compatibility Category B. The OAS, the Conference of
Radiation Control Program Directors (CRCPD), and all 7 of the Agreement
States that submitted comments supported Compatibility Category C. This
issue is fully discussed in Part I, Public Comments on the Specific
Issues on Which the NRC Requested Comments.
The commenters expressed concern about confusion among AUs
surrounding the definition of ME and WDs related to Yttrium-90 (Y-90)
microspheres. The NRC staff has determined that the use of Y-90 would
continue to be licensed under Sec. 35.1000, ``Other medical uses of
byproduct material or radiation from byproduct material.''
The commenters were generally supportive of the proposed regulation
that allows for the naming of an ARSO on the license.
The commenters were supportive of the proposed removal of
attestation requirements for the board-certified individuals, and other
changes to the attestation requirements that are retained for
individuals applying through the alternate pathway.
The commenters were not supportive of the proposed additional case
work requirements for the radionuclides used primarily for their alpha
emissions. They were concerned that the proposed regulation has the
unintended consequence of increasing the burden of the work experience
requirement for those seeking to administer therapeutic
radiopharmaceuticals such as alpha and beta emitters. They indicated
that it may prove too burdensome for certain practitioners,
particularly those in areas far removed from teaching hospitals and
urban centers, to participate in three
[[Page 33055]]
proctored cases in each of these specific categories. They stated that
the result will be to limit patient access to these safe and effective
pharmaceuticals among what is already a disadvantaged population.
With regard to the proposed reporting and notification of failed
Mo-99/Tc-99m and Sr-82/Rb-82 generators in Sec. 35.3204, the
commenters stated that the 30-day deadline to report should be
shortened to more effectively address patient safety concerns. In
response to this comment, the final rule has been changed to require a
7-calendar-day reporting and notification time for a failed generator.
B. Public Comments and NRC Responses
The NRC carefully considered the public comments in developing the
final rule. This section summarizes the comments that the NRC received
on the proposed rule and provides responses to these comments. Part I
discusses the specific comments received on the issues on which the NRC
specifically requested comments and discusses the NRC's responses to
these comments. Part II discusses comments received on the specific
sections of the 10 CFR part 35 amendments in the proposed rule and the
NRC's responses to these comments.
Part I Public Comments on the Specific Issues on Which the NRC
Requested Comments
In the proposed rule, the NRC requested comments on the following
specific issues:
i. Dose-Volume Specification for Determining Absorbed Dose to Normal
Tissue for MEs Under Sec. 35.3045, Report and Notification of an ME
The NRC asked whether, in defining MEs, the proposed volume of 5
contiguous cubic centimeters dose-volume specification for an absorbed
dose to normal tissue located both outside and within the treatment
site is appropriate. The NRC also asked whether the application of the
proposed ME definition for normal tissue based on the absorbed dose to
the maximally exposed 5 contiguous cubic centimeters during permanent
implant brachytherapy is appropriate for all potential treatment
modalities, or whether it may result in unintended consequences for
tissues or organs adjacent to the treatment site.
The NRC received numerous comments on this issue. The comment
summaries and NRC responses to comments on this issue are discussed in
Part II, Comments on Specific Sections in the Proposed Rule, under
Sec. Sec. 35.41 and 35.3045.
ii. Implementation Period
The NRC asked whether a 180-day effective date for the final rule
is sufficient to communicate the changes to all practitioners and for
practitioners to revise procedures, train on them, and implement the
changes. Three commenters responded to this question. One commenter
stated that 180 days is sufficient to implement the rule. However, two
commenters stated that 365 days or more is needed to implement
significant changes related to the dose evaluation requirements
proposed for the ME criteria portion of the rule. Two commenters also
recommended that the amendments related to PRM-35-20 should be
implemented immediately, or in no more than 30 days. Because the ME
criteria related to the dose evaluations to normal tissues are removed
in the final rule, the NRC determined that 180 days is sufficient to
implement the final rule.
iii. Impact on Clinical Practice
The NRC asked if any of the changes in the proposed rule are likely
to discourage licensees from using certain therapy options or otherwise
adversely impact clinical practice, and if so, how.
The NRC received several comments on this issue. The comment
summaries and NRC responses to comments on this issue are discussed in
Part II, Comments on Specific Sections in the Proposed Rule, under
Sec. Sec. 35.390 and 35.396.
iv. Compatibility Category for the Agreement States for Sec. 35.3045,
Report and Notification of a Medical Event
Currently Sec. 35.3045, Report and notification of a medical
event, is designated as Compatibility Category C for the Agreement
States. This designation means that the essential objectives of the
requirement should be adopted by the State to avoid conflicts,
duplications, or gaps. The manner in which the essential objectives are
addressed in the Agreement State requirements need not be the same as
NRC requirements, provided the essential objectives are met. Under
Compatibility Category C, Agreement States may require the reporting of
MEs with more restrictive criteria than those required by the NRC if
they do not create a conflict, duplication or gap with the essential
objectives of the regulation.
Some medical licensees have multiple locations, some of which are
NRC-regulated and some of which are Agreement State-regulated. Many of
these licensees would prefer a Compatibility Category B designation for
uniformity of practice and procedures among their different locations.
A Compatibility Category B designation is for those program elements
that apply to activities that have direct and significant effects in
multiple jurisdictions.
During the development of the proposed rule, the OAS expressed a
strong desire to retain a dose-based ME reporting criterion for the
treatment site if NRC regulations are revised to include only activity-
based criteria for determining MEs for permanent implant brachytherapy.
The OAS had no objection to the introduction of the activity-based
criteria, as long as the dose-based criteria could be retained by the
Agreement States. With a Compatibility Category C designation, some
Agreement States indicated they could require both the dose-based
criterion and source-strength based criterion, as long as the Agreement
State reports to the NRC using the reporting criteria that meets the
essential objectives of the NRC regulatory requirements. As discussed
in the proposed rule published on July 21, 2014, for some Agreement
States, Compatibility Category B is difficult to achieve because their
regulations must also meet specific state requirements based on the
state agencies in which the radiation control regulators reside. Also,
Agreement States may have existing laws requiring the collection of
additional information on medical diagnostic and therapy procedures.
If the level of compatibility for Sec. 35.3045 were to be raised
to Compatibility Category B, Agreement State requirements would need to
be essentially identical to those of the NRC. Compatibility Category B
is applied to requirements that have significant direct transboundary
health and safety implications.
The ACMUI in its report to the NRC (Enclosure 4 to SECY-13-0084)
recommended that MEs related to permanent implant brachytherapy be
designated as Compatibility Category B. The ACMUI was concerned with
the proposed designation as Compatibility Category C, which would allow
the Agreement States to retain the dose-based criteria for an ME for
permanent implant brachytherapy. The ACMUI asserted that a
Compatibility Category C would continue to result in clinically
insignificant occurrences being identified as MEs by Agreement States
and thereby perpetuate the confusion associated with the current dose-
based criteria. The ACMUI stated that the most important component of
the rationale for conversion from dose-based to
[[Page 33056]]
activity-based criteria is the failure of dose-based criteria to
sensitively and only specifically capture clinically significant MEs in
permanent implant brachytherapy.
The Commission, in the SRM to SECY-13-0084, directed the NRC staff
to designate Sec. 35.3045 as Compatibility Category B in the proposed
rule, which was subsequently published on July 21, 2014 (79 FR 42410).
The NRC specifically invited comments on the appropriate compatibility
category for ME reporting under Sec. 35.3045.
The NRC received 19 comments on this issue. The medical community
submitted ten comments in support of Compatibility Category B. The
Organization of the Agreement States (OAS), the Conference of Radiation
Control Program Directors (CRCPD), and 7 Agreement States submitted
comments in support of Compatibility Category C. The medical community
commenters stated that some medical licensees practice at multiple
locations, some of which are NRC-regulated and some of which are
Agreement State-regulated. These commenters stated that a Compatibility
Category B designation would allow for uniformity of practice and
procedures across the country. They stated that moving Sec. 35.3045
from Compatibility Category C to B is appropriate and necessary. The
commenters from the medical community also stated that they recognize
that the Agreement States oppose a change in Compatibility Category,
citing state legislative requirements, the difficulty in changing state
regulations, and the fact that States do not perceive a problem with
the current dose-based definition. While the commenters from the
medical community appreciate these concerns, they believed these
concerns are outweighed by the importance of having a consistent
definition throughout the country to prevent confusion and unnecessary
reporting of otherwise medically acceptable events. They expressed
concern that a Compatibility C designation would allow Agreement States
to implement unnecessarily more expansive criteria that may classify
medically acceptable procedures as an ME.
The Agreement States, OAS, and CRCPD recommended that the
compatibility designation for ME reporting under Sec. 35.3045 be
designated as Compatibility C. They argued that under Compatibility
Category C the Agreement States would continue to have the flexibility
to add additional reporting terms (for example, shorter timelines for
reporting, or a requirement to report diagnostic MEs). Several
Agreement States questioned how a single medical incident at a single
facility can have ``direct and significant effects in multiple
jurisdictions.'' They further added that the Compatibility Category C
designation has been adequate for the reporting requirements for
radiography, irradiator, and well logging licensees who routinely work
in multiple jurisdictions. One Agreement State stated that the proposed
activity-based ME reporting criteria should be added to the existing
dose-based criteria, rather than replace it. The Agreement State stated
that it would require licensees to apply both criteria, and only those
MEs that meet the NRC's proposed activity-based criteria would be
reported to the NRC.
Based on these comments, and review of the NRC's Management
Directive 5.9 ``Adequacy and Compatibility of Agreement State
Programs,'' NRC staff determined that ME reporting under Sec. 35.3045
should be designated as Compatibility Category C. Under Compatibility
Category C, the Agreement States must adopt the essential objective of
the requirement to avoid conflicts, duplications, or gaps. The
essential objective of Sec. 35.3045 is to maintain a consistent
national program for reporting MEs. A consistent national program for
reporting MEs allows the NRC to identify trends or patterns, identify
generic issues or concerns, recognize inadequacies or unreliability of
specific equipment or procedures, and determine why an event occurred
and whether any actions are necessary to improve the effectiveness of
NRC and Agreement State regulatory programs.
The NRC has determined that allowing Agreement States to use the
dose-based criteria in addition to the activity-based criteria for
permanent implant brachytherapy MEs in Sec. 35.3045(a)(2) would create
inconsistencies in the national reporting program and disrupt the NRC
and Agreement States' ability to use the national program for reporting
MEs for the purposes described above. As a result, the use of dose-base
criteria instead of activity-based criteria would create a conflict
with the NRC's essential objective of this regulatory provision, which
could impair the effective and orderly regulation of agreement material
on a nationwide basis.
The NRC staff concluded that the continued use of a dose-based
criteria could: (1) Preclude a practice in the national interest to
have consistent reporting and notification standard; (2) impair
effective communication; and (3) preclude an effective review or
evaluation by the Commission and Agreement State programs for agreement
material with respect to protection of public health and safety. Under
Compatibility Category C for reporting permanent implant brachytherapy
ME's, the regulatory provision uses activity-based criteria to ensure
the consistent reporting of significant events as MEs across the
country. Agreement States' use of dose-based criteria for these
reporting requirements would not be compatible with this provision
because it conflicts with the essential objective of this provision to
maintain a consistent national program for reporting MEs.
The NRC staff considered Compatibility Category B for the ME
criteria for permanent implant brachytherapy in Sec. 35.3045(a)(2),
but concluded that this designation is not justified, because ME
reporting, while important to the effective and orderly regulation of
agreement material on a nationwide basis, does not have significant
direct transboundary implications. As a Compatibility Category C
regulatory provision, the Agreement States have the flexibility to
include, for example, a shorter reporting time, but the use of dose-
based ME reporting criteria for permanent implant brachytherapy would
create conflicts and inconsistencies with respect to the national
reporting program. Therefore, the NRC will not accept, under
Compatibility Category C, Agreement State use of dose-based criteria
for permanent implant brachytherapy ME reporting.
The comment summaries and NRC responses on this issue are discussed
in Part II of this section, under Sec. 35.3045.
Part II Comments Received on the Specific Sections in the Proposed Rule
Section 30.34(g) Terms and Conditions of Licenses
Comment: One commenter noted that Tc-99m decays much faster than
Mo-99, therefore, every Tc-99m generator eluate will eventually exceed
the regulatory limit. Because of this, the commenter stated that the
language in the proposed rule text would require every eluate to be
reported. The commenter proposed revising the rule text in Sec.
30.34(g) to clarify that the licensee would only report measurements of
a Tc-99m generator elution that exceeded the regulatory limits at the
time of generator elution.
Response: The rule text was modified in response to this comment.
The NRC agrees with the commenter that the proposed rule text was not
clear in Sec. 35.204(e) and has amended it to clarify
[[Page 33057]]
that the reporting requirements only apply at the time of generator
elution.
Section 35.2 Definitions
Issue 1: Definition of an Associate Radiation Safety Officer
Comment: One commenter agreed with and supported the new definition
of an Associate Radiation Safety Officer.
Response: The comment supports language in the rule; therefore, no
response is required.
Comment: One commenter stated that some Agreement States are
already using the term Assistant Radiation Safety Officer and suggested
the NRC allow the use of a term other than ``Associate,'' such as
``Assistant.'' The commenter stated that this change would alleviate
the workload required to modify certain Agreement States' medical
licenses. Another commenter requested that the terms Assistant and
Associate be used interchangeably.
Response: No change was made to the rule text based on this
comment. To establish a clear regulatory requirement, the term
Associate Radiation Safety Officer (ARSO) is retained. Although the
term Assistant RSO is used in some Agreement States, each Agreement
State may require individuals to meet different T&E standards to be
named as an Assistant RSO on a license. Therefore, any individual whom
an Agreement State has designated as an Assistant RSO is not recognized
by the NRC and may not be recognized by other Agreement States. The new
definition will establish clear and concise requirements that an
individual would need to meet in order to be recognized as an Associate
RSO by the NRC and Agreement States.
Issue 2: Definition of an Ophthalmic Physicist
Comment: One commenter asserted that there was not a sufficient
need to create an ophthalmic physicist designation and that by doing so
the NRC will set a precedent for other source-specific designations,
rendering the AMP obsolete.
Response: No change was made to the rule text based on this
comment. The designation of an ophthalmic physicist is retained.
Authorized Users who work in remote areas may not have ready access to
an AMP to perform the necessary calculations and other activities
outlined in the new Sec. 35.433 to support the ophthalmic treatments.
This rule change will make the procedure involving the use of Sr-90
sources for ophthalmic treatments available to more patients located in
remote areas. The NRC does not believe the addition of the ophthalmic
physicist will render the AMP obsolete because the primary role of the
AMP is to support the medical uses under Sec. 35.600 and certain uses
under Sec. 35.1000. The proposed revision would not prohibit an AMP
from assisting the ophthalmic AU.
Issue 3: Definition of a Preceptor
Comment: One commenter agreed with and supported the new definition
of a Preceptor.
Response: The comment supports language in the rule; therefore, no
response is required.
Section 35.24 Authority and Responsibilities for the Radiation
Protection Program
Comment: One commenter asserted that ARSOs should not be named on a
medical license but licensees should be allowed to name ARSOs in their
radiation programs. The commenter disagreed with the NRC's argument
that licensees are having a difficult time in naming an RSO due to an
RSO not being able to sign a preceptor form. Further, the commenter
stated that ``[t]he NRC and Agreement States are authorized to approve
a proposed licensee's RSO based upon their T&E without the preceptor
attestation.''
Response: No change was made to the rule text based on this
comment. The NRC maintained the provision to name ARSOs on medical
licenses to avoid confusion between individuals named on a license as
opposed to individuals working in a radiation program and to establish
regulatory requirements for training and experience. This will allow
the individual who is named as an ARSO to be recognized by Agreement
States and the NRC as an RSO or ARSO for the same medical uses on
another license without resubmitting his or her T&E documents.
The ACMUI identified two issues with respect to securing an RSO's
signature on a preceptor statement: There were not enough preceptors
and some preceptors were not willing to sign preceptor statements.
Naming the ARSOs on a license and permitting them to sign preceptor
forms will increase the number of individuals who may sign the
preceptor forms. Changes to the attestation language will remove
impediments for individuals who were not willing to sign the previous
preceptor statements. These changes will enhance opportunities for RSO
candidates.
The NRC disagrees with the comment that RSOs are approved based
upon their T&E without a preceptor statement. Under current
regulations, an individual seeking to be named as an RSO on a medical
license must submit a preceptor statement. The new provision in this
rulemaking will only remove the preceptor attestation requirements for
individuals who are certified by a board recognized by the NRC or
Agreement States. Individuals seeking to be named as an RSO or ARSO
under the alternate pathway will need to submit a preceptor statement.
Comment: One commenter recommended revising the rule text in Sec.
35.24(b) to read, ``These duties and tasks are restricted to the types
of use for which the Associate Radiation Safety Officer is listed on
the license as an AU, AMP or ANP, or has training in the radiation
safety, regulatory issues and emergency procedures.'' The commenter
believed that this revision ``would align it with 30.50(d).''
Response: The NRC assumes the commenter intended to reference
proposed Sec. 35.50(d) not Sec. 30.50(d). The ARSO must be listed on
a license before being assigned duties and tasks as an ARSO. The
individual may be assigned tasks outside of the agreed upon list of
ARSO duties and tasks in order to obtain additional T&E.
The commenter's proposed text would imply that the ARSO is listed
on a license as an AU, AMP, or ANP. This is not always the case.
Further, as written in the proposed rule and in the rule text suggested
by the commenter, the regulations could have permitted the RSO to
assign duties and tasks to the individual as the ARSO for which he or
she was not fully qualified (i.e., assigned duties and tasks for a type
of use for which he or she was not listed on the license). Therefore,
for clarification, the NRC has revised the rule text in Sec. 35.24(b)
to read, ``These duties and tasks are restricted to the types of use
for which the Associate Radiation Safety Officer is listed on the
license.''
Comment: Two commenters expressed concern that there is no clear
guidance or a policy on the number of licenses on which an individual
could be named as an RSO or an ARSO. One commenter requested that the
NRC develop this policy or guidance. The other commenter recommended
that the NRC, Agreement States, ACMUI, and the medical community work
together to develop guidance or a policy that can be consistently
applied across all regulatory jurisdictions to establish the minimum
amount of time an RSO or an ARSO listed on multiple licenses would be
required to spend at each licensed facility.
Response: No change was made to the rule text based on these
comments. Current NRC regulations do not limit the number of licenses
on which an
[[Page 33058]]
RSO can be listed concurrently. Some Agreement States limit the number
of licenses on which an individual may be named as the RSO. The NRC
regulations do not impose any such limit. Rather, the NRC evaluates, on
a case-by-case basis, whether the proposed RSO would have sufficient
involvement in the program and if necessary, limits the number of
licenses on which that RSO is named.
Section 35.40 Written Directives
Comment: One commenter questioned the phrase in Sec. 35.40
(b)(6)(i): ``. . . if appropriate, the expected absorbed doses to
normal tissues located within the treatment site,'' and stated that the
term ``appropriate'' is very subjective. The commenter also asked who
decides if normal tissues are located within the treatment site and if
this is a clinical decision. The commenter was concerned that an
inspector might determine appropriateness differently than the
licensee's AU or AMP, resulting in a potential violation based on a
difference in interpretation. The commenter believes that the WD should
not include expected doses to normal tissues located within the
treatment site because there may be clinical reasons for an AU to
accept a higher dose to a normal structure in close proximity to
involved tissues.
Response: The rule text was modified based on this and other
comments. The NRC agrees that, for permanent implant brachytherapy, the
determination of the appropriate dose to normal tissue (if any) located
within the treatment site is a matter of medical judgment. The NRC has
removed the reference to dose to normal tissue located within the
treatment site. The rule text in Sec. 35.40(b)(6)(i) was modified to
remove the requirement to include in the pre-implantation WD the
language ``if appropriate, the expected doses to normal tissues located
within the treatment site.''
Comment: One commenter stated that the wording of Sec. 35.40(b)(6)
refers to ``permanent implant brachytherapy,'' but the remainder of the
rule reads as if it was written for brachytherapy seeds. The commenter
noted that Y-90 microspheres are sealed brachytherapy sources that are
permanently implanted. The commenter asked if the new rule may be used
in place of the existing guidance for Y-90 microsphere use under Sec.
35.1000.
Response: No change was made to the rule text based on this
comment. The term ``permanent implant brachytherapy'' is used to refer
to manual brachytherapy procedures performed in accordance with Sec.
35.400. The NRC considers Y-90 microspheres to be manual brachytherapy
sources; however, they have unique properties that prevent them from
being regulated under all the provisions of Sec. 35.400. Therefore,
they are regulated under Sec. 35.1000. Consequently, the new rule does
not apply to the use of Y-90 microspheres.
Comment: One commenter supported specification of a ``before
implantation'' and an ``after implantation'' assessment as an excellent
improvement from the current regulations. However, the commenter stated
that defining the ``treatment site'' is a concern for prostate
procedures. The commenter noted that an AU may need to change the
definition of the treatment site and intended doses to critical
structures based on intraoperative imaging results. This could result
in the evaluation for an ME for absorbed dose to normal tissue to be
based on a condition that changed during the implant procedure.
Response: The rule text was modified in response to this comment.
The rule text in Sec. 35.40(b)(6)(ii) was changed to allow the AU to
change the description of the treatment site in the post-implantation
WD. The NRC agrees that an AU needs flexibility to change the
definition of the treatment site based on the condition of the patient
and imaging results obtained during the implant procedure. Further,
based on other comments, the NRC removed the requirements to include,
in the WD, the absorbed dose to normal tissue in Sec. 35.40(b)(6)(i).
Comment: One commenter stated that the after implantation WD
requirement in Sec. 35.40(b)(6)(ii) is consistent with clinically
relevant circumstances. However, the commenter believes that it would
be appropriate to list the number of seeds purposely implanted outside
``the prostate plus margin specified in the prescription,'' because
this information will be needed when determining an ME.
Response: No change was made to the rule text based on this
comment. The AU defines the treatment site in the WD in the way he or
she believes to be medically appropriate, including any margin. The AU
may define the treatment site to include all tissues into which sources
have been purposely implanted.
Comment: Two commenters supported the requirement in Sec.
35.40(b)(6) for a two-part WD for permanent implant brachytherapy, with
one part before implantation and a second part after implantation. One
commenter stated that ``documentation of the number of sources and
total source strength is easily determined within 24 hours after
implant completion.''
Response: The comment supports language in the rule; therefore, no
response is required. However, the NRC notes that the post-treatment WD
has to be completed before the patient leaves the post-treatment
recovery area.
Comment: Two commenters supported the proposal to allow
modification of the WD based on the medical situation encountered by
the physician during the permanent implant brachytherapy procedure. One
of the commenters noted that when modifications to the WD are medically
necessary, these modifications should not constitute an ME.
Response: The comment supports language in the rule; therefore, no
response is required.
Section 35.41 Procedures for Administrations Requiring a Written
Directive
Comment: One commenter stated that the method and timing of the
comparison in Sec. 35.41(b)(6)(i) is unclear. The commenter noted that
there is no requirement to include in the post-implantation WD the
number of sources implanted outside the treatment site. The commenter
believes that comparing the total source strength implanted outside of
the treatment site with the total source strength implanted inside the
treatment site is unreasonable because some sources may intentionally
be implanted outside the treatment site as defined in the pre-
implantation WD. The commenter suggested rewriting this section to
clearly specify that the concern is errors in source placement, not
sources outside the treatment site.
Response: No change was made to the rule text based on this
comment. Section 35.41(b)(6)(i) requires a licensee to determine,
within 60 days from the date the permanent brachytherapy implant was
performed, the total source strength administered outside of the
treatment site compared to the total source strength documented in the
post-implantation portion of the WD. The AU defines the treatment site
(as defined in Sec. 35.2) in the WD in any way he or she believes to
be medically appropriate. The AU may define the treatment site to
include all tissues into which sources will be purposely implanted.
Therefore, the total source strength implanted in unintended locations
would be compared with the total source strength documented in the
post-implantation portion of the WD.
Comment: One commenter stated that it appears reasonable in theory
to determine absorbed dose to the maximally exposed 5 contiguous cubic
[[Page 33059]]
centimeters of normal tissue. However, the commenter believes that it
will be difficult to make this determination using current technology.
The commenter stated that ``planning systems typically report dose-
volume histograms to structures, but they do not identify contiguous
volumes.''
Response: The rule text was modified based on this comment. The
rule text in Sec. 35.41(b)(6) was modified to remove Sec.
35.41(b)(6)(ii) and (iii). The NRC acknowledges that while some
treatment planning systems can identify contiguous volumes, others
cannot. In response to this concern and concerns raised by other
commenters, the NRC removed subparagraphs (ii) and (iii), which would
have required the licensee to determine the absorbed dose to normal
tissues located both outside and within the treatment site.
Comment: One commenter recommended modifying Sec. 35.41(a) by
adding: ``(3) After administration, an ME as defined in Sec. 35.3045
has not occurred . . .''
Response: No change was made to the rule text based on this
comment. The NRC determined that the recommended rule change is not
necessary because Sec. 35.41(b)(5) requires that at a minimum, the
procedures required by Sec. 35.41(a) include ``[d]etermining if a
medical event, as defined in Sec. 35.3045, has occurred.''
Comment: Several commenters noted that the proposed regulation
would apply to all permanent brachytherapy implants, including lung
mesh procedures. They stated that licensees do not routinely perform
dose assessments because the mesh is visually sewn to the lung in the
prescribed location and the sources are not vulnerable to migration.
The commenters recommended excluding lung mesh treatments from the
requirements of Sec. 35.41(b)(6).
Response: The rule text was modified based on this and other
comments. The NRC recognizes the difficulty in determining the absorbed
dose to normal tissues for treatments that use mesh material with
permanent brachytherapy sources incorporated into the mesh. In response
to this concern and those raised by other commenters, the NRC removed
subparagraphs (ii) and (iii) in Sec. 35.41(b)(6), which would have
required the licensee to determine the absorbed dose to normal tissues
located both outside and within the treatment site. The NRC retained
Sec. 35.41(b)(6)(i) to determine the total source strength
administered outside of the treatment site compared to the total source
strength documented in the post-implantation WD for all permanent
brachytherapy, including mesh procedures. The NRC retained this
requirement because it is important to ensure that the use of the
radionuclide is in accordance with the WD.
Comment: Several commenters stated that they support the
requirement for performing a post-implant dosimetric evaluation of each
permanent brachytherapy implant within 60 days. However, there may be
other obstacles to meeting this 60-day requirement, beyond patient
unavailability, that should be added to the rule text. For example, one
commenter noted that a machine may be broken and the facility may not
have a backup, or the facility may have lost electricity because of a
storm. The commenters suggested modifying the language in Sec.
35.41(b)(6) to also allow written justification related to other
factors ``outside the control'' of the licensee.
Response: No change was made to the rule text based on these
comments. A 60-calendar-day time frame ensures that the licensee has
ample time to make arrangements for the required determination in Sec.
35.41(b)(6). If the licensee's imaging device malfunctioned or the
facility lost electricity, it should be possible to refer the patient
to another facility for the imaging study within the 60-day time frame.
Further, in response to other comments, NRC re-evaluated the
requirements for post-implant dosimetric evaluation to the normal
tissue and has removed this requirement.
Comment: One commenter believes that the assessment of permanent
brachytherapy implants described in Sec. 35.41(b)(6) should be part of
the medical evaluation of the treatment and not part of the procedures
to provide high confidence that the administration is in accordance
with the WD. The commenter also noted the difficulty in meeting this
requirement, if it is retained, for permanent implants of certain large
tumors. In these cases, a surgical procedure to remove part of the
tumor may be performed shortly after the implant and this may result in
intentional removal of many of the seeds. Post-implant removal of
sources will change the dose to normal tissues. The commenter stated
that the proposed regulation appears to require re-imaging to localize
the remaining sources to perform the required assessment; however, it
is unlikely that this additional assessment was intended.
Response: The rule text was modified in response to other comments.
The NRC modified the rule text in Sec. 35.41(b)(6) to remove the
requirement to determine the absorbed dose to normal tissues located
outside the treatment site and within the treatment site. The NRC
retained the requirement to determine the total source strength
administered outside of the treatment site compared to the total source
strength documented in the post-implantation WD. It is likely that most
licensees will perform the determination of total source strength
administered outside of the treatment site by performing an imaging
study such as a computed tomography scan. If it is necessary to remove
part of the tumor shortly after the implant, this imaging study may be
performed before the tumor removal.
Section 35.50 Training for Radiation Safety Officer and Associate
Radiation Safety Officer
Comment: One commenter agreed with the changes in the T&E
requirements for AUs, medical physicists, RSOs, and nuclear
pharmacists. The commenter also supported the establishment of the ARSO
because they believe it provides a pathway for more individuals to be
RSOs and increases the number of preceptors available for future RSOs
and ARSOs.
Response: The comment supports language in the rule; therefore, no
response is required.
Comment: One commenter supported the inclusion of an ANP in the
pathway to be identified as an ARSO on a medical license.
Response: The comment supports language in the rule; therefore, no
response is required.
Comment: Several commenters supported the removal of the preceptor
statement requirement for individuals who are certified by a specialty
board whose certification process has been recognized by the NRC or an
Agreement State and are applying to be named as an RSO, ARSO, ANP, AMP,
or AU.
Response: The comment supports language in the rule; therefore, no
response is required.
Comment: One commenter supported ARSOs being named on licenses and
being able to serve as preceptors.
Response: The comment supports language in the rule; therefore, no
response is required.
Comment: One commenter stated that the ARSO position created in the
proposed rule does not create a new pathway for an individual to become
an RSO. The commenter proposed that the NRC create a new pathway for an
individual to qualify as an RSO by relaxing the T&E requirements for an
ARSO. This new pathway would require an individual to meet only the
education requirements in Sec. 35.50 to be
[[Page 33060]]
named as an ARSO and then participate in a year-long training program.
The commenter's expectation was that, at the end of the year-long
training program, the ARSO would have gained proficiency in each of the
areas listed in the regulations and could work independently and be
qualified to be an RSO. The commenter also proposed that management
would have the ARSO agree in writing to be responsible for implementing
the radiation protection program.
Response: No change was made to the rule text based on this
comment. The ARSO position created in the proposed rule does create a
new pathway for an individual to become an RSO. An ARSO can become an
RSO for the same types of use of byproduct material for which he or she
was assigned duties and tasks as an ARSO on a medical license. This new
pathway requires the same T&E for ARSOs as the current regulations for
individuals seeking to be an RSO.
The commenter proposed adding a pathway for an individual to
qualify as an RSO via the ARSO position. This proposed pathway is
problematic because it would create a training program for an
individual to become an ARSO without the individual meeting all the
required T&E for an ARSO or an RSO. The NRC does not intend for this
rule to create a training program for an individual to become an ARSO
who is not fully qualified to be an RSO. The NRC did not include a
provision to require management to have the ARSO agree in writing to be
responsible for implementing the radiation safety program because the
RSO is responsible for the radiation safety program. The RSO may
delegate tasks and duties to the ARSO but the final rule at Sec.
35.24(b) states that the RSO ``shall not delegate the authority or
responsibilities for implementing the radiation protection program.''
Comment: Two commenters recommended relaxing the qualifications for
the ARSO to allow on-the-job training while serving in an assistant or
associate position.
Response: No change was made to the rule text based on these
comments. The commenters' proposal would have resulted in recognition
of an individual as an ARSO when the individual had not satisfactorily
completed all the training and experience qualifications to perform his
or her duties and tasks and could be recognized as an RSO at a later
date. An ARSO may receive additional on-the-job training to expand his
or her training and skills to apply for ARSO status for additional
types of use.
Comment: One commenter asserted that the changes to the regulations
would permit AUs to be RSOs. Doing so, according to the commenter,
would weaken the position held by the RSO because a physician AU acting
as the RSO is doing so as an additional duty. The commenter asserted
that these RSOs were neither familiar with the regulations nor the
recordkeeping requirements of a radiation safety program. The commenter
further stated that if they made a mistake as an AU, it was often
overlooked or corrected by simply re-writing a prescription for a
particular treatment.
Response: No change was made to the rule text based on this
comment. Current regulations recognize an AU as being qualified to be
an RSO consistent with the AU's authorization and required radiation
safety experience. This provision was unchanged in this rulemaking. The
NRC expects that all AUs/RSOs take their responsibilities and
obligations seriously and notes that AUs/RSOs should not overlook or
``correct'' errors by ``simply re-writing a prescription for a
particular treatment.''
Comment: Several commenters opposed having an ARSO provide a
preceptor attestation for an individual seeking to be named as an RSO.
The commenters stated that an ARSO is only responsible for certain
duties or limited sections of the program while the RSO is responsible
for the entire radiation safety program. One commenter further
recommended that an ARSO should only be permitted to provide a
preceptor statement for an individual seeking to be named as an ARSO.
Response: No change was made to the rule text based on these
comments. For each medical use for which an ARSO is authorized, the T&E
requirements are the same as that of an RSO. Further, the requirements
for the preceptor are the same, regardless of whether they are an RSO
or an ARSO. Therefore, an ARSO can be a preceptor for a potential RSO
or a potential ARSO, but only for those uses for which the preceptor
ARSO is authorized.
Comment: Two commenters recommended that AUs, ANPs, or AMPs be
allowed to serve as RSOs on individual licenses for private practices
(i.e., non-hospital sites).
Response: No change was made to the rule text based on these
comments. The current regulations already allow AUs, AMPs, and ANPs to
serve as RSOs on private practice licenses and other non-hospital
medical facilities.
Comment: One commenter requested that the rule text in Sec.
35.50(c)(1), (2), and (3) be consistent with respect to the description
of the radiation safety experience and types of use to avoid confusion.
The commenter pointed out that the text in paragraphs (c)(1) and (2)
included ``similar types of use'' whereas paragraph (c)(3) implies the
exact same types of use.
Response: The rule text was modified based on this comment. The NRC
agrees with the commenter that there should be consistency between the
rule text in Sec. 35.50 (c)(1) and (2). The rule text in paragraphs
(c)(1) and (2) was changed to read ``has experience with the radiation
safety aspects of similar types of use of byproduct material for which
the licensee seeks the approval of the individual as the Radiation
Safety Officer or Associate Radiation Safety Officer.'' However, a
similar change was not made to the rule text in Sec. 35.50(c)(3). The
provisions in Sec. 35.50(c)(3) only address a new license application
where the applicant is requesting that a qualified individual, who has
not previously been named on a license, be named as both an AU and the
RSO on the new license. The new license will authorize only those types
of uses for which the proposed AU/RSO has T&E.
Comment: One commenter sought clarification on whether Sec.
35.50(c)(3) applied to a new license with just one potential AU. The
commenter believes that license reviewers would use paragraph (c)(3),
as written in the proposed rule, to add the first AU/RSO and then
process a separate licensing action to add other AUs.
Response: The rule text was modified based on this comment. The
NRC's intent in the proposed rule was for the provision in Sec.
35.50(c)(3) to apply to a single physician applicant who was not yet
authorized to be an AU and has requested to be both the AU and RSO.
Based on the comment, the NRC has broadened the provision in Sec.
35.50(c)(3) to include an applicant for a new medical use license with
multiple AUs who requests an individual, qualified but not yet
recognized to be an AU, to be both an AU and the RSO on the new
license.
Comment: One commenter asserted that the provisions in Sec.
35.50(c)(2) were all that were needed in a rural setting to appoint an
individual as both an AU and an RSO simultaneously, and Sec.
35.50(c)(3) was not needed, unless Sec. 35.50(c)(3) individuals are
not subject to the requirements in Sec. 35.50(d).
Response: The rule text was modified based on this comment. For
clarity, the rule text was revised to add a reference to Sec. 35.50(d)
in Sec. 35.50(c)(3) based on both this and another comment. The
provisions in Sec. 35.50(c)(3) are distinctly different from the
provisions of Sec. 35.50(c)(2) and both can be used in rural areas.
Section 35.50(c)(3) addresses only a new license where the
[[Page 33061]]
physician whom the applicant is requesting to be named as an RSO has
not yet been listed on a license as an AU. Section 35.50(c)(2) applies
to a new application or amendment to an existing license where the
applicant or licensee is requesting to identify an individual already
identified as an AU, AMP, or ANP on a license or permit as the RSO. The
individuals who meet the requirements in Sec. 35.50(c)(2) or (c)(3)
must also meet the requirements in paragraph (d) of this section.
Comment: One commenter stated that the provisions in Sec. 35.50 in
the proposed rule could be interpreted two ways. Due to the word
``and'' between Sec. 35.50(c)(3) and Sec. 35.50(d), the provision in
Sec. 35.50(d) could be interpreted to apply to Sec. 35.50(c)(3).
Alternatively, the provision in Sec. 35.50(d) could be interpreted not
to apply to Sec. 35.50(c)(3). The commenter stated that a revision is
necessary to clarify whether or not paragraph (d) applies to (c)(3).
The commenter also stated that if paragraph (d) does not apply to Sec.
35.50(c)(3), this pathway would permit a large institution applying for
a new license to have an RSO that did not demonstrate compliance with
Sec. 35.50(d).
Response: The rule text was revised based on this comment. The rule
text was revised to add a reference to Sec. 35.50(d) in Sec.
35.50(c)(3). The NRC agrees that Sec. 35.50(d) applies to Sec.
35.50(c)(3). Although the NRC intended to provide a pathway for a
single practice physician, if a medical institution wants to apply for
a Part 35 medical use license by adding a physician (who is qualified
but not yet authorized as an AU) to be both an AU and the RSO, then the
institution could also use the provisions of Sec. 35.50(c)(3) to
obtain a medical use license. Note that once a hospital has obtained a
medical use license, the provisions of Sec. 35.50(c)(3) no longer
apply because they only apply to new licenses.
Comment: One commenter stated that the rule text in Sec.
35.50(c)(3) appeared to be ``backward'' and suggested that the
paragraph should read ``Is an individual who is seeking simultaneous
approval both as the Radiation Safety Officer and the AU on the same
new Commission or Agreement State license and who has experience with
the radiation safety aspects of the types of use of byproduct material
for which the individual has Radiation Safety Officer
responsibilities.''
Response: No change was made to the rule text based on this
comment. Starting the paragraph with ``Is an individual who . . .''
would result in redundant language because Sec. 35.50 reads ``Except
as provided in 35.57, the licensee shall require an individual . . . to
be an individual who--. . . (c)(3).'' Additionally, because the
individual has not yet been identified as an AU or RSO, the individual
does not yet have the responsibilities of an RSO.
Comment: One commenter stated that the ARSOs should be fully
trained to manage the radiation safety program issues for all
modalities authorized on the license. This would simplify the license
in that specialty areas of use would not have to be listed and
amendments would not be needed for changes to ARSO specialty areas. The
ARSO would be ready to replace the RSO with only the delegation of
authority letter from management needed to qualify the ARSO as RSO.
Response: No change was made to the rule text based on this
comment. Limiting the ARSO designation to only those individuals that
have T&E in all the medical types and uses on the license would not
permit individuals with T&E for some of the medical types of use on the
license to be recognized as ARSOs. The NRC disagrees with the
commenter's assertion that the individuals should be trained for all
modalities so that they could be ready to replace the RSO. A trained
individual is not necessarily qualified to be the RSO; the individual
would also need to meet the experience requirements. Additionally, the
NRC disagrees with the commenter's assertion that only a delegation of
authority letter is needed for the ARSO to become an RSO. Only a
regulator can name an individual as the RSO on a license.
Comment: One commenter agreed with the proposed addition of ARSOs
but requested a requirement that the ARSO's performance and level of
activity be reviewed on an annual basis by the licensee's RSO or
Radiation Safety Committee. The commenter believed this would ensure
that only the active ARSOs with recent experience are listed on the
license.
Response: No change was made to the rule text based on this
comment. The requirement in Sec. 35.14(b) for a licensee to notify NRC
no later than 30 days after an ARSO permanently discontinues
performance of duties as an ARSO is adequate without adding a
prescriptive requirement to annually review the performance of the
ARSO.
Comment: One commenter believed the T&E of the ARSO should be
designated as Compatibility Category ``C.'' This would give the state
program the flexibility to more effectively monitor the roll out of
this new provision without adversely affecting either the individuals
seeking ARSO listing/approval or the licensees.
Response: No change was made to the Compatibility Category for the
ARSO training and experience requirements. The NRC has determined that
Sec. 35.50 is a Compatibility Category B because T&E requirements have
``significant direct transboundary implications.'' Assistant RSOs might
not meet the requirements to be an ARSO. Therefore, they may not be
automatically listed as an ARSO on a license. Individuals named as
assistant RSOs on a state license may continue to work as an assistant
RSO on that license, but will be required to meet the requirements in
Sec. Sec. 35.50 and 35.51 if they would like to be named as an ARSO.
Comment: Two commenters supported the establishment of an ARSO, but
the commenters believed the NRC overemphasized the need to provide more
preceptors. The commenters stated that the more important reason for
establishing an ARSO is to recognize more qualified individuals and
increase the pool of RSOs. One of the commenters further stated that
many states have had ARSOs or similar individuals or multiple RSOs on a
license for many years and this has not caused problems.
Response: No change was made to the rule text based on these
comments. The NRC recognizes that the increase in the number of
individuals meeting the qualifications in Sec. 35.50 and being
recognized as ARSOs both increases the number of individuals recognized
as meeting the qualifications for being RSOs and the number of
available preceptors. The NRC continues to require under Sec. 35.24(b)
that only one RSO be listed on each medical use license because that is
the individual responsible for the day-to-day oversight of the entire
radiation safety program.
Section 35.55 Training for an Authorized Nuclear Pharmacist
Comment: One commenter asserted that specialized residencies in
pharmacy practice are available and more are emerging, including
nuclear pharmacy practice residency programs. The commenter provided a
website for the American Society of Health-System Pharmacists residency
directory, which contains an online directory of pharmacy residency
programs, in support of this assertion. The commenter recommended
amending Sec. 35.55(b)(2) to read:
Has obtained written attestation that the individual has
satisfactorily completed the requirements in paragraph (b)(1) of
this section and is able to independently fulfill the radiation
safety-related duties as an
[[Page 33062]]
authorized nuclear pharmacist. The attestation must be obtained from
either: (i) A preceptor authorized nuclear pharmacist who meets the
requirements in Sec. Sec. 35.57 or 35.55, or equivalent Agreement
State requirements; or (ii) A residency program director who affirms
in writing that the attestation represents the consensus of the
residency program faculty where at least one faculty member is an
authorized nuclear pharmacist who meets the requirements in
Sec. Sec. 35.57 or 35.55 or equivalent Agreement State requirements
and concurs with the attestation provided by the residency program
director. The residency training program must be approved by the
Commission on Credentialing of the American Society of Health-System
Pharmacists and must include training and experience specified in
Sec. 35.55(b)(1).
The recommended amendment would add provisions that would allow the
residency program director to provide an attestation to the T&E
requirements for an ANP similar to those provisions added for an AU,
AMP, and RSO.
Response: No change was made to the rule text based on this
comment. The NRC reviewed the American Society of Health-System
Pharmacists residency directory at the provided website. The residency
directory included residency programs in the United States and two
foreign countries. The website lists only one nuclear pharmacy
residency program in the United States. Other residency programs
included in Part 35 have been accredited by either the Residency Review
Committee of the Accreditation Council for Graduate Medical Education,
the Royal College of Physicians and Surgeons of Canada, or the Council
on Postdoctoral Training of the American Osteopathic Association. The
Commission on Credentialing of the American Society of Health-System
Pharmacists has not been evaluated by the NRC to determine if this
accreditation group is equivalent to the accreditation groups listed
above, and to do so would be beyond the scope of this rulemaking.
Therefore, the nuclear pharmacy residency program has not been included
in this rulemaking. The commenter may submit its recommendation to the
NRC as a petition for rulemaking under Sec. 2.802.
Comment: One commenter recommended that the NRC recognize
structured nuclear pharmacy training programs, sometimes referred to as
certificate programs, by amending Sec. 35.55(b)(2) to provide:
(iii) A program director of a structured nuclear pharmacy
training program who affirms in in [sic] writing that the
attestation represents the consensus of the training program faculty
where at least one faculty member is an authorized nuclear
pharmacist who meets the requirements in Sec. Sec. 35.57 or 35.55,
or equivalent Agreement State requirements and concurs with the
attestation provided by the program director. The nuclear pharmacy
training program must be part of a College or School of Pharmacy
that is accredited by the Accreditation Council for Pharmacy
Education.
This recommended amendment would permit program directors of these
programs to sign the preceptor statement when certain conditions,
similar to the medical residency criteria, are met. The commenter also
stated that the nuclear pharmacy training program must be part of a
College or School of Pharmacy and accredited by the Accreditation
Council of Pharmacy Education.
Response: No change was made to the rule text based on this
comment. The regulations permit a pharmacist to be recognized as an ANP
as long as the Sec. 35.55 T&E requirements are met. Therefore, if the
pharmacist receives his or her training from a nuclear pharmacy
training program in a college or school of pharmacy that meets this
criterion, the pharmacist can be recognized as an ANP. The NRC has not
had an opportunity to evaluate the Accreditation Council of Pharmacy
Education's nuclear pharmacy educational programs, and to do so would
be beyond the scope of this rulemaking. The commenter may submit its
recommendation to the NRC as a petition for rulemaking under Sec.
2.802.
Section 35.57 Training for Experienced Radiation Safety Officer,
Teletherapy or Medical Physicist, Authorized Medical Physicist,
Authorized User, Nuclear Pharmacist, and Authorized Nuclear Pharmacist
Comment: Several commenters supported the revision of Sec. 35.57
to recognize individuals certified by the boards named in the previous
Subpart J of 10 CFR part 35 for the modalities that they practiced on
or before October 24, 2005.
Response: The comment supports language in the rule; therefore, no
response is required.
Comment: One commenter requested clarification on the type and
extent of documentation an individual will need to produce to
demonstrate that he or she was practicing certain modalities prior to
2005 in order to meet the requirements in Sec. 35.57.
Response: No change was made to the rule text based on this
comment. The NRC provides T&E guidance in NUREG-1556, Vol. 9
``Consolidated Guidance about Materials Licenses: Program-Specific
Guidance about Medical Use Licensees.'' This NUREG provides information
for meeting the requirements in Sec. 35.57. Because each situation is
unique, the applicant's submitted documentation will need to be
evaluated on a case-by-case basis.
Comment: One commenter stated that the proposed additional dosage
category at Sec. 35.390(b)(1)(ii)(G)(4) for the medical use of alpha-
emitting radionuclides such as Radium-223 dichloride would result in an
unintended consequence. Specifically, an AU currently authorized to use
Radium-223 dichloride would be required to have additional work
experience to be authorized for parenteral use of radiopharmaceuticals
used primarily for their alpha-emitting characteristics under Sec.
35.390(b)(1)(ii)(G)(4). The commenter requested that, if the NRC
retained the additional proposed dosage category, that the NRC amend
the date in Sec. 35.57(b)(1) and (2) from October 24, 2005, to
December 31, 2014, or a later date, to grandfather such individuals.
Response: The rule text was modified based on a recommendation from
the ACMUI. The effective date of the grandfathering provisions in the
rule text in Sec. 35.57(b)(1) is changed from October 24, 2005, to the
effective date of the rule. The commenter is correct that, as proposed,
the rule text would not permit an AU currently administering Radium-223
dichloride to be authorized to use it after the effective date of the
rule, and that was not the intent of the NRC. The final rule
grandfathers all AUs authorized for medical uses, including Radium-223
dichloride, on the effective date of the rule to continue to be able to
administer it after the rule becomes effective without needing to
reapply for authorization under the new requirements in Sec. Sec.
35.390 or 35.396. However, no change was made to the rule text in Sec.
35.57(b)(2) because this section pertains only to those individuals
certified by boards recognized in Subpart J.
Note that Sec. 35.390(b)(1)(ii)(G)(4) was deleted and provisions
within that section have been incorporated within Sec.
35.390(b)(1)(ii)(G)(3) based on other comments. Therefore, the category
``parenteral administration of any radioactive drug that contains a
radionuclide that is primarily used for its alpha radiation
characteristics, for which a written directive is required'' is now
included in Sec. 35.390(b)(1)(ii)(G)(3). After reviewing the ACMUI
final recommendations on the revised part 35 rule, the NRC has
determined that an additional three cases of administering dosages of
radioactive drugs for alpha-emitting radiopharmaceuticals for
parenteral administration is not necessary.
Comment: Two commenters support the concept of grandfathering the
RSO,
[[Page 33063]]
medical physicist, teletherapy physicist, AMP, AU, nuclear pharmacist,
and ANP. However, the commenters stated that the date of certification
does not have an impact on an individual's qualifications to perform
the duties of an RSO and they do not agree with limiting the
grandfathering provisions to ``those materials and uses that these
individuals performed on or before October 24, 2005.'' The commenters
believe the continuing education requirements for periodic
certification renewal assures that the individual remains qualified.
Thus, all board certified individuals, regardless of the date of their
initial certification, are equally qualified to be named as an RSO or
ARSO and that the initial certification date is immaterial to one's
present technical expertise.
Response: No change was made to the rule text based on these
comments. The board certification pathway includes not only the
requirement to be certified but also that the individual has training
in the radiation safety, regulatory issues, and emergency procedures
for the types of use for which the licensee seeks approval. That is why
the grandfathering provisions for the RSO include the phrase ``those
materials and uses that these individuals performed on or before
October 24, 2005.'' The NRC retained the date of October 24, 2005,
because that was the expiration date of the prior T&E requirements
(Subpart J).
Comment: Several commenters supported the grandfathering of board-
certified individuals but requested the rule text be changed from ``for
the modalities that they practiced on or before October 24, 2005,'' to
the ACMUI-recommended language ``for the uses [or procedures] covered
by their board certification on October 24, 2005.'' These commenters
stated that the ACMUI language would eliminate any potential
uncertainty concerning what the term ``practiced'' means.
Response: No change was made to the rule text based on these
comments. In the Ritenour Petition, the petitioner requested that the
NRC grandfather individuals certified by boards listed in Subpart J for
the modalities that they practiced as of October 24, 2005. Further, the
board certification pathway includes not only the requirement to be
certified but also that the individual has training in the radiation
safety, regulatory issues, and emergency procedures for the types of
use for which the licensee seeks approval. Therefore, it is necessary
to identify the modalities that the individual performed and not ``the
uses [or procedures] covered by their board certification.''
Comment: Two commenters supported the revisions to Sec. 35.57 with
respect to the Ritenour Petition. However, the commenters stated that
the preceptor statements should not be required for those individuals
requesting to be grandfathered under the provisions of Sec. 35.57.
Response: No change was made to the rule text based on these
comments. The revised rule text in Sec. Sec. 35.50, 35.51, 35.55,
35.190, 35.290, 35.390, 35.392, 35.394, 35.490, 35.590, and 35.690 also
applies to board-certified individuals under Sec. 35.57 and does not
require preceptor statements for individuals who are qualified to be
authorized under the board certification T&E requirements.
Comment: Two commenters requested that individuals meeting the
board certification requirements in Sec. 35.57(a)(2), (a)(3), and
(b)(2) must be immediately grandfathered because the NRC failed to
respond to the Ritenour Petition in a timely manner. Further, the
commenters stated that these individuals should not have to fulfill the
burdensome ``alternate pathway'' or preceptor attestation if they wish
to become authorized on a license, but have not been so named by an NRC
or Agreement State license.
Response: No change was made to the rule text based on these
comments. The NRC recognizes that individuals may not have been listed
on a license but were practicing certain modalities on or before
October 24, 2005. Individuals meeting the board certification
requirements in Sec. 35.57 have to provide evidence that they
practiced the modalities for which they are seeking authorized status
and may also have to provide evidence of continuing education and
experience if it has been more than 7 years since their certification.
Individuals being grandfathered under the provisions of Sec.
35.57(a)(2), (a)(3), and (b)(2) do not need preceptor attestations and
do not need to meet the training requirements of the alternate pathway.
Comment: Two commenters requested that the NRC consider removing
dates from the board certification requirements for the currently
recognized boards, as well as the boards affected by the Ritenour
Petition. They based the request on their assertion that there has not
been any evidence of an ME or regulatory violation before 2005 or since
that has demonstrated, or even suggested, that the year of board
certification has any association with better or worse regulatory
compliance or radiation safety.
Response: No change was made to the rule text based on these
comments. The NRC is retaining the board certification dates for all
boards recognized under the requirements in 10 CFR part 35. This is
because the boards change their certification processes; no longer
certify individuals for life; and, in some cases, only guarantee the
certification status for a few years requiring verification of the
current certification status of its diplomates. Further, the NRC does
not require reporting of the board certification status of an
individual associated with an ME or a violation of NRC requirements.
Section 35.65 Authorization for Calibration, Transmission, and
Reference Sources
Comment: One commenter noted that the explanation for the proposed
changes for Sec. 35.65 in the Federal Register notice stated that
there were two new paragraphs whereas the text contained three new
paragraphs.
Response: The NRC agrees with the commenter's observation. Section
VI, Section-by-Section Analysis, of this document indicates that three
new paragraphs were added to Sec. 35.65.
Comment: One commenter stated that the transmission sources should
be removed entirely from Sec. Sec. 35.65 and 35.500 and should be
placed in Sec. 35.200. Additionally, the commenter stated that the use
of spot markers/anatomical markers should be added to Sec. 35.200
because they are used on patients and are not used for instrument
calibration purposes. The commenter explained that transmission
sources, unlike sources currently in Sec. 35.500, are not used to
render a diagnosis and are not consistent with that category of use.
The commenter agreed with the NRC that materials authorized by Sec.
35.65 should be prohibited for human use but went further to say that
sources authorized by Sec. 35.65 should be limited to only
non[hyphen]human use including calibration and reference sources for
instrument/equipment calibration and testing. The commenter further
recommended that the text proposed in Sec. 35.500 should be edited and
moved to Sec. 35.200.
Response: No change was made to the rule text based on this
comment. The final rule clarifies that some sealed sources authorized
under Sec. 35.65 may be used under both Sec. Sec. 35.65 and 35.500.
Furthermore, sources that meet the Sec. 35.65 criteria are not
required to be listed on a license when they are used under the
provisions of Sec. 35.500. The NRC considers the use of a transmission
source to be diagnostic medical use when a patient is exposed to its
[[Page 33064]]
radiation. Additionally, Sec. 35.200, which authorizes the medical use
of unsealed byproduct material, is not the appropriate section for
sealed sources.
Comment: Several commenters stated that referring to Sec. 35.500
in the proposed rule text in Sec. 35.65 was confusing. They
recommended that the phrase ``except in accordance with the
requirements in Sec. 35.500'' be removed from Sec. 35.65(b)(1). They
stated that the sources in Sec. 35.65 do not need to be listed on a
license but the current regulation in Sec. 35.500 requires that
sources and users be listed on a license. Furthermore, the commenters
stated that sources in Sec. 35.65 are to be used for reference,
transmission, and calibration, but sources in Sec. 35.500 are to be
used for diagnosis.
Response: No change was made to the rule text based on these
comments. The rule text was not changed because removal of the phrase
``except in accordance with the requirements in Sec. 35.500'' would
change paragraph (b)(1) to read that the byproduct material authorized
under Sec. 35.65 would not be permitted for medical use. For example,
removing this text would prohibit the use of a transmission source when
a patient is exposed to its radiation, which is a diagnostic medical
use.
Comment: One commenter noted that it listed transmission sources
and transmission source devices on medical use licenses. It was
``unaware of any circumstances in which a licensee bundled sources
currently authorized by 35.65 (individual source activity limit) in
aggregation that are not listed or approved in the SS&D registry.'' The
commenter stated ``that the proposed rule should be modified to clearly
distinguish authorization for medical use and instrument calibration.''
Response: No change was made to the rule text based on this
comment. The commenter noted correctly that licensees cannot use sealed
sources in a manner inconsistent with the sealed source and device
registry (SSDR). The SSDR does not prohibit the ``bundling'' of sealed
sources to create a greater source activity, but Sec. 35.65 limits the
activity of each sealed source authorized under this section. Some
licensees have interpreted Sec. 35.65 incorrectly to mean that these
sealed sources could be bundled to create an aggregated source with a
greater activity than is allowed. The rule change makes it clear that
the maximum activity authorized by Sec. 35.65 applies to all sealed
sources whether used singularly or in a bundled configuration.
The NRC reviewed the rule language and believes it is clear that
when sealed sources are used as part of a diagnostic medical procedure,
these uses are authorized under Sec. 35.500. Possession of the sources
may be authorized under Sec. 35.65, but medical use of the sources is
only authorized under Sec. 35.500. For example, a transmission source
may be possessed under Sec. 35.65, but can only be used as part of a
medical diagnostic procedure under Sec. 35.500.
The Following Comments Were Common to the Training and Experience
Requirements in Sections 35.51, 35.190, 35.290, 35.390, 35.392, 35.394,
35.396, 35.490 and 35.690
Comment: Several commenters agreed with the NRC's proposal to
remove the preceptor attestation requirements for individuals seeking
authorized status via the board certification pathway.
Response: The comment supports language in the rule; therefore, no
response is required.
Comment: Several commenters agreed with the proposed change to the
attestation language from ``achieved a level of competency to function
independently'' to ``verify that the individual can independently
fulfill the radiation safety-related duties'' for those individuals
applying through the alternate pathway. They further stated that the
term ``competency'' has certain implications and liabilities in the
medical domain that should not factor into an attestation statement,
which is meant to assure regulators that the individual received an
adequate amount of radiation safety-specific T&E.
Response: The comment supports language in the rule; therefore, no
response is required.
Comment: One commenter noted that based on the revision to the T&E
requirements, an individual who is board certified will no longer need
a preceptor attestation to become an AU or AMP. Further, the commenter
noted that the argument for this change is that some preceptors have
been reluctant to attest due to concerns related to personal liability
based on possible future actions of the proposed AU or AMP. The
commenter stated that if someone truly has these reservations, there
may be a good reason they are not willing to sign off on the
attestation.
Response: No change was made to the rule text based on this
comment. The NRC believes that certification by a specialty board
coupled with the recentness of training requirements in Sec. 35.59
and, as appropriate, the requirements in Sec. Sec. 35.50(d), 35.51(c),
35.390(b)(1)(ii)(G), or 35.690(c) is sufficient to demonstrate that the
individual seeking authorization on a license has met the T&E
requirements in the board certification pathway. The NRC concluded that
these three elements show the individual has the requisite knowledge
and that an additional attestation is not necessary. For the non-board
certified applicants, the attestation requirement is retained but the
attestation language is revised in response to concerns that preceptors
are reluctant to sign preceptor attestations due to personal liability
concerns.
Comment: Two commenters endorsed retaining the attestation
requirement for those individuals pursuing initial board certification
(but not yet certified) and alternate pathways. The commenters stated
that retaining the preceptor attestation helps ensure accountability
and credibility by clearly identifying an AU who can attest that the
individual has satisfactorily completed the required NRC training.
Response: The comment supports language in the rule; therefore, no
response is required.
Comment: One commenter pointed out that the correct terminology for
the American Osteopathic Association residency approval organization is
the ``Council on Postdoctoral Training.''
Response: The rule text was modified based on this comment. The
rule text is changed to replace the ``Committee on Post-Graduate
Training'' with the phrase ``Council on Postdoctoral Training.''
Comment: One commenter supported permitting residency program
directors to provide attestations based on the consensus of the
residency faculty.
Response: The comment supports language in the rule; therefore, no
response is required.
Comment: One commenter recommended that the NRC recognize the
Nuclear Medicine Advanced Associate (NMAA) position as an AU for Sec.
35.100 and Sec. 35.200 medical uses. The commenter described the NMAA
as a physician extender in Nuclear Medicine who has been trained at the
master's level, tested, and board certified in advanced nuclear
medicine practice. The commenter stated that:
[t]he nuclear medicine advanced associate prescribes and administers
pharmacologic and non-pharmacologic interventions under the
direction of the supervising physician and, as indicated by patient
profile and diagnostic procedure as allowable by state and federal
statutes, which includes, but is not limited to:
1. Perform pre-procedure requirements and interventions as may
be required.
2. Perform intra-procedure requirements as may be required.
3. Perform post-procedure requirements as may be required.
The commenter clarified that, as with other physician extenders,
i.e., physician assistants and nurse
[[Page 33065]]
practitioners, NMAAs are allowed to prescribe substances that are
allowed under the scope of their practice, such as
radiopharmaceuticals. The commenter believes that this opens the
pathway for physician extenders in nuclear medicine to become
authorized users, just as physician assistants and nurse practitioners
are allowed to prescribe medications on behalf of their supervising
physicians. The commenter believes that the training and practical
experience of NMAAs creates ideal candidates for AUs and that the NMAA
has met the qualifications required under Sec. 35.200 to become AUs.
The commenter concluded that the NRC should also recognize their board
certification (Nuclear Medicine Technology Certification Board (NMTCB))
under Sec. Sec. 35.190 and 35.290. The commenter recommended that
NMAAs be added to the candidates for authorized user for radioactive
byproduct materials use for uptake, dilution, excretion, imaging and
localization and that their board certification be added to NRC
recognized boards. The commenter proposed specific rule text to
accomplish this.
Response: No change was made to the rule text based on this
comment. The comment is outside the scope of this rulemaking.
Currently, an AU under Sec. 35.190, ``Training for uptake, dilution,
and excretion studies,'' or Sec. 35.290, ``Training for imaging and
localization studies,'' must be ``a physician.'' An AU is defined at
Sec. 35.2 as ``a physician, dentist, or podiatrist . . .'' and a
physician is defined as ``a medical doctor or doctor of osteopathy
licensed . . . to prescribe drugs in the practice of medicine.'' AU
recognition under Sec. Sec. 35.190 and 35.290 is currently limited to
physicians because these T&E requirements and board recognition
criteria are premised on the high level of education and training
obtained by medical doctors and doctors of osteopathy who are licensed
to practice medicine. These T&E requirements are not premised on the
level of education and training obtained by physician extenders or
assistants. These T&E requirements ensure that AUs use byproduct
material for medical purposes in a way that is radiologically safe for
workers, patients, and the public. The change that the commenter
requests would require the NRC to consider whether it is acceptable,
from a radiological health and safety standpoint, to permit physician
extenders or assistants such as NMAAs to be eligible to become AUs.
Such a change is outside the scope of this rulemaking. Moreover, before
making any such change, the NRC would need to carefully consider the
radiological health and safety issues attendant to such a change and
consult with the ACMUI. Although the commenter's recommendation is
outside the scope of this rulemaking, the commenter may submit a
petition for rulemaking on this issue pursuant to Sec. 2.802.
Section 35.204 Permissible Molybdenum-99, Strontium-82, and Strontium-
85 Concentrations
Comment: Several commenters agreed with the proposed changes to
measure every elution. One commenter noted that the new elution
requirements are already included in standards of practice and
manufacturer recommendations.
Response: The comment supports language in the rule; therefore, no
response is required.
Comment: One commenter noted that Tc-99m decays much faster than
Mo-99; therefore, every Tc-99m generator eluate will eventually exceed
the regulatory limit. Because of this, the commenter stated that the
language in the proposed rule text would require every eluate to be
reported. The commenter proposed revising the rule text in Sec.
35.204(e) to clarify that the licensee would only report measurements
of a Tc-99m generator elution that exceeded the regulatory limits at
the time of generator elution.
Response: The rule text was modified based on this comment. The NRC
agrees with the commenter that the proposed rule text was not clear in
Sec. 35.204(e) and has amended it to clarify that the reporting
requirements only apply at the time of generator elution.
Comment: One commenter stated that on two occasions in the last 10
years its generator elution measurements exceeded the regulatory limit,
but on subsequent elutions, the measurements were below the limit. The
Tc-99m from these subsequent elutions was used for patients. The
commenter recommended that the reporting requirement of Sec. 35.204 be
revised to require a licensee to report to the NRC and the manufacturer
or the distributor of medical generators within 30 days when
``consecutive measurements on the same generator'' exceed the limits
specified in Sec. 35.204(a).
Response: No change was made to the rule text based on this
comment. The commenter suggested changing the regulation to require
consecutive measurements on the same generator to exceed the regulatory
limits before reporting the failure. The ratio of Mo-99 to Tc-99m
measured in any eluate intended for patient use must never exceed the
regulatory limits. Because safety of patients is paramount, reporting
any failure to the NRC and the distributor, which may also sometimes be
the manufacturer, allows for determinations to be made and actions to
be taken to prevent similar occurrences. If any eluate measurement
exceeds the regulatory limit, the generator should be removed from
service until the cause is determined.
Comment: One commenter suggested revising Sec. 35.204(b) to remove
the phrase ``after receipt'' in the proposed requirements to measure
the eluate from the generator in order to demonstrate compliance with
the regulations because measuring the eluate after receipt of the
generator is already implied.
Response: The rule text was modified based, in part, on this
comment. The rule text was changed to delete ``after receipt'' in Sec.
35.204(b). The previously proposed language could be subject to
misinterpretation by the regulated community and, as suggested by the
commenter, measuring the eluate after receipt of the generator is
already implied. Deletion of ``after receipt'' more clearly describes
the intent of this change to the regulation that each and every eluate
intended for medical use of each generator must be tested for
breakthrough.
Section 35.300 Use of Unsealed Byproduct Material for Which a Written
Directive Is Required
Comment: One commenter questioned the statement about Sec. 35.300
in the ``Discussion of Proposed Amendments by Section'' in the Federal
Register notice for the proposed rule. The statement was that an AU may
be authorized for one or more of the specific categories described in
Sec. 35.390(b)(1)(ii)(G), but not for all unsealed byproduct material.
The commenter specifically wanted to know what other unsealed
therapeutic byproduct material is referenced and why a trained and
experienced AU could not be authorized for all unsealed therapeutic
byproduct material.
Response: No change was made to the rule text based on this
comment. Any new unsealed byproduct material requiring a WD that is not
specifically addressed in Sec. 35.390(b)(1)(ii)(G) would be regulated
under the provisions of Sec. 35.1000. This allows the NRC to evaluate
each new radionuclide for possible unsealed byproduct material use and
determine whether it falls within the scope of Sec.
35.390(b)(1)(ii)(G) or instead should be regulated under the provisions
of Sec. 35.1000.
[[Page 33066]]
Section 35.390 Training for Use of Unsealed Byproduct Material for
Which a Written Directive Is Required
Comment: One commenter suggested the elimination of the attestation
requirement for physicians meeting the ``alternate pathway'' T&E
criteria in Sec. 35.390(b) as was done for the ``board certification
pathway'' under Sec. 35.390(a).
Response: No change was made to the rule text based on this
comment. The NRC is retaining the attestation statement requirement for
individuals authorized under the ``alternate pathway'' provisions. This
is because it is important to know that the individual not only
successfully completed the T&E requirements but is also able to
independently fulfill the radiation safety-related duties of an AU.
Comment: One commenter believed the use of the word
``radiopharmaceutical'' in the introduction section of Sec.
35.390(b)(1)(ii)(G) and the phrase ``any radionuclide'' in the
parenteral administration regulations (i.e., Sec.
35.390(b)(1)(ii)(G)(3) or (b)(1)(ii)(G)(4)) was confusing and would
permit the use of a radionuclide that is not a component of a
radiopharmaceutical. The commenter used the example of yttrium-90 (Y-
90) microspheres containing the radionuclide Y-90. The commenter
recommended revising the wording in Sec. 35.390(b)(1)(ii)(G)(3) and
(b)(1)(ii)(G)(4) to say, ``Parenteral administration of any radioactive
drug. . . .''
Response: The rule text was modified based on this and other
comments. The rule text was changed to include the phrase ``radioactive
drug that contains a'' in Sec. 35.390(b)(1)(ii)(G)(3). The NRC agrees
that the proposed language could be clearer. Additionally, based on a
recommendation from the ACMUI, the NRC deleted Sec.
35.390(b)(1)(ii)(G)(4) and included radioactive drugs primarily used
for their alpha characteristics in Sec. 35.390(b)(1)(ii)(G)(3).
Comment: One commenter stated that both the current and proposed
categories in Sec. 35.390(b)(1)(ii)(G)(3) and (4) are confusing. The
commenter asked what the purpose is for specifying the 150 keV limit in
category (3). The commenter stated that if there is a new use for a
photon emission greater than 150 keV then there is no provision for it
under the regulations.
Response: No change was made to the rule text based on this
comment. The NRC believes it is unlikely that there will be a
radioactive drug requiring a WD that will be used primarily for its
photon energy greater than 150 keV. However, as stated in Sec.
35.390(b)(1)(ii)(G), any radioactive drugs not specifically addressed
in paragraph (G) would be regulated under the provisions of Sec.
35.1000.
Comment: One commenter stated that Sec. 35.390(b)(1)(ii)(G)(4)
would require an AU currently authorized under Sec.
35.390(b)(1)(ii)(G)(3) to administer radium-223 dichloride to obtain
additional work experience, unless revisions are made to Sec. 35.57.
The commenter stated that these physicians do not need additional
training to use materials for which they are already authorized.
Response: The rule text was modified based on a recommendation from
the ACMUI. The NRC revised Sec. 35.57(b)(1) to grandfather physicians
for those medical uses for which they were authorized prior to the
effective date of the rule. Also, the NRC deleted Sec.
35.390(b)(1)(ii)(G)(4) and included radioactive drugs primarily used
for their alpha characteristics in Sec. 35.390(b)(1)(ii)(G)(3). These
changes ensure that physicians already using Ra-223 dichloride at the
time the rule becomes effective are permitted to continue use of the
radioactive drug.
Comment: Several commenters questioned the purpose of the proposed
paragraph (c) in Sec. 35.390 that applied only to parenteral
administrations. They questioned how a physician could be an AU under
the provisions of Sec. 35.390 without completing the I-131 cases
listed in Sec. 35.390(b)(1)(ii)(G). The commenters questioned whether
paragraph (c) should be moved to Sec. 35.396.
Response: The rule text was modified based on these and other
comments. Section 35.390(c) was removed in the final rule because Sec.
35.390(b)(1)(ii)(G)(3) and (4) was merged into one category of
parenteral administrations of radioactive drugs in the final rule in
response to a recommendation from the ACMUI. Section 35.390(c) was no
longer needed with this revision in the final rule. Section
35.390(b)(ii)(G) now has three separate categories of radioactive
drugs, and a proposed AU is evaluated and authorized for each category
separately. The NRC recognizes that individuals that are board
certified or have completed the other T&E criteria under Sec. 35.390
may not have completed their supervised work experience administering
all the categories of radioactive drugs in Sec. 35.390(b)(1)(ii)(G).
These individuals will be authorized for only those categories for
which they have completed their T&E.
Comment: Several commenters opposed the proposed new dosage
category for alpha emitters under Sec. 35.390(b)(1)(ii)(G)(4) because
it would require physicians authorized for the parenteral
administration of radioactive drugs containing radionuclides used
primarily for their electron emitters or for its photon energy of less
than 150 keV to have additional work experience involving dosage
administrations in a minimum of three cases to attain AU status. The
commenter pointed out that under the proposed regulations, those
seeking to administer both types would need work experience in a
minimum of six cases of administration, three with alpha emitters and
three with beta emitters. The commenter referenced the ACMUI
recommendation not to separate the parenteral administration of beta
and gamma-emitting radiopharmaceuticals from the alpha-emitting
radiopharmaceuticals. The commenter also stated that according to the
ACMUI, the NRC staff has not provided a compelling radiation safety
justification for emission-specific T&E requirements.
Response: The rule text was modified based on a recommendation from
the ACMUI. Section 35.390(b)(1)(ii)(G)(4) was deleted and provisions
within that section have been incorporated into Sec.
35.390(b)(1)(ii)(G)(3). The category ``parenteral administration of any
radioactive drug that contains a radionuclide that is primarily used
for its alpha radiation characteristics, for which a written directive
is required'' is now included in Sec. 35.390(b)(1)(ii)(G)(3). The NRC
has determined that an AU who is authorized under Sec.
35.390(b)(1)(ii)(G)(3) would not need three additional cases to
administer alpha-emitting radioactive drugs.
Comment: One commenter believed NRC's separation of categories in
Sec. 35.390(b)(ii)(G)(3) and 35.390(b)(ii)(G)(4) based on the primary
emission used for medical use was not the best approach. The commenter
cited Lutetium-177 as an example of a radionuclide with a significant
gamma emitting branch with energy exceeding 150 keV. The commenter
proposed the distinction be based on the prevalence of gamma emissions
greater than 150 keV. The commenter's proposal was to modify Sec.
35.390(b)(ii)(G)(3) to read, ``Parenteral administration for which a
written directive is required of any radionuclide which emits a photon
with energy greater than 150 keV in less than or equal to 10% of all
decays, or of any less than 1.0 GBq (27 mCi) of any other
radionuclide;'' and modify Sec. 35.390(b)(ii)(G)(4) to read,
``Parenteral administration for which a written directive is required
of 1.0 GBq (27 mCi) or more of any radionuclide which emits a photon
with energy greater than
[[Page 33067]]
150 keV in more than 10 percent of all decays.'' The commenter
concluded that most, if not all alpha emitters, would be in the newly
defined category 3 and be consistent with the placement of radium-223
dichloride.
Response: No change was made to the rule text based on this
comment. The commenter provided an alternative approach for
categorizing various radioactive drugs for parenteral administration,
but the NRC believes that the categorization is better delineated based
upon the most clinically effective emissions of the radioactive drug
requiring a WD. The commenter's proposal would result in implementation
difficulties without a commensurate increase in safety. Further, the
NRC deleted Sec. 35.390(b)(1)(ii)(G)(4) and included radioactive drugs
primarily used for their alpha characteristics in Sec.
35.390(b)(1)(ii)(G)(3).
Comment: One commenter recommended eliminating the separate dosage
category used primarily for alpha emitters. The commenter suggested
that if a new radioactive drug became available that was more hazardous
than radium-223 dichloride and warranted additional radiation safety
regulatory requirements, then NRC could license it under the provisions
of Sec. 35.1000.
Response: The rule text was modified based on a recommendation from
the ACMUI. The NRC deleted Sec. 35.390(b)(1)(ii)(G)(4) and included
radioactive drugs primarily used for their alpha characteristics in
Sec. 35.390(b)(1)(ii)(G)(3). The NRC anticipates that all radioactive
drugs that will be used for their alpha-emitting characteristics can be
regulated under Sec. 35.390(b)(1)(ii)(G)(3). However, the NRC may
regulate radionuclides under Sec. 35.1000 as appropriate.
Comment: One commenter noted that NRC regulations are designed to
provide flexibility for emerging technologies and could be adjusted to
recognize that alpha and beta emitters are a new class of therapeutic
radiopharmaceutical products. The commenter referenced Radium-223
dichloride and a potential new actinium alpha emitter. The commenter
suggested that the NRC should create a new T&E requirement specific to
therapeutic radiopharmaceuticals based upon their unique
characteristics, typical setting for administration, and safety record
(such as was done for sodium iodide I-131 at Sec. Sec. 35.392 and
35.394). The NRC could give license applicants an option to petition
NRC for review under Sec. 35.1000 for a drug that technically fits
within the four categories listed in Sec. 35.390(b)(1)(ii)(G), but is
deserving of an individualized T&E requirement review, due to its
administration profile and safety characteristics.
Response: No change was made to the rule text based on this
comment. The NRC's regulations under Sec. 35.1000 allow the NRC to
determine when a particular medical use of byproduct material or
radiation from byproduct material should be regulated under Sec.
35.1000. In accordance with Sec. 35.12(d), the NRC will license a new
radionuclide under Sec. 35.1000 if it has unique properties that
prohibit it from meeting existing requirements or if additional
requirements are needed for safety. When a radionuclide is licensed
under Sec. 35.1000, specific T&E requirements are included in the
licensing guidance for that particular radioactive drug.
Comment: Several commenters stated it would be difficult for AUs to
get the additional supervised work experience associated with three
cases using radioactive drugs containing radionuclides used primarily
for their alpha emissions. One commenter pointed out that there is only
one FDA-approved alpha-emitting radioactive drug and that it is used in
a limited population. Several other commenters stated that patients who
do not live near teaching hospitals and urban centers may have limited
access to radioactive drugs in the two parenteral categories. Certain
practitioners, particularly those in areas far removed from teaching
hospitals and urban centers, may find it too burdensome to participate
in three proctored cases in each of these very specific categories.
Several commenters stated that the proposed changes in Sec.
35.390(b)(1)(ii)(G) would discourage clinicians from seeking
authorization to administer these radioactive drugs and would make an
already burdensome regulatory scheme more onerous. The commenters
suggested that the NRC revise the proposed work experience requirement
in categories in Sec. 35.390(b)(1)(ii)(G)(3) or 35.390(b)(1)(ii)(G)(4)
to have three proctored cases in either category be satisfactory to
meet the requirements for both categories.
Several commenters acknowledged that the clarifications of the
categories of parenteral administrations were useful and logical.
However, they agreed with another commenter that there was an
unintended consequence of increasing the work experience burden for
those seeking administration of radiopharmaceuticals with alpha and
beta emitters.
Response: The rule text was modified based on a recommendation from
the ACMUI. The NRC deleted Sec. 35.390(b)(1)(ii)(G)(4) and included
radioactive drugs primarily used for their alpha characteristics in
Sec. 35.390(b)(1)(ii)(G)(3).
Section 35.396 Training for the Parenteral Administration of Unsealed
Byproduct Material Requiring a Written Directive
Comment: One commenter supported changes in the proposed rulemaking
to permit physicians who have completed the 80 hours of classroom and
laboratory training specified in Sec. 35.396(d)(1) and who have the
relevant work experience described in Sec. 35.396(d)(2) to be eligible
for AU status to administer parenteral radioactive drugs. The commenter
stated that this is an appropriate level of T&E for administration by
hematologists and oncologists of a specific radioactive drug,
Zevalin[supreg], used primarily for its beta emissions.
Response: No change was made to the rule text based on this
comment. The NRC did not intend to propose any change to this T&E
requirement in the proposed rule, and, therefore has not developed the
regulatory basis to make any change to this requirement in this final
rule. During the preparation of the proposed rule, an administrative
error resulted in the addition of the word ``or'' between the rule text
in Sec. 35.396(c) and (d). The NRC did not intend to put an ``or''
between paragraphs (c) and (d) and is correcting the error by removing
the word ``or'' in the final rule text between paragraphs (c) and (d).
This administrative error could have been interpreted to require that a
physician complete only 80 hours of T&E for parenteral administration
of unsealed byproduct material requiring a WD.
The NRC notes that to obtain authorization to use parenteral
radioactive drugs requiring a WD, the physician must either (1) meet
the T&E requirement or be certified by a medical specialty board
recognized under Sec. 35.390 and meet the clinical case work criteria
in Sec. 35.390, or (2) meet the T&E requirement or be certified by a
medical specialty board recognized under Sec. Sec. 35.490 or 35.690
and satisfy the additional 80 hours of T&E requirement specified in
Sec. 35.396(d).
Comment: Two commenters stated that NRC's regulations create a
shortage of AUs able to administer certain therapeutic radioactive
drugs. Specifically, under current regulations, a radioactive drug
requiring a WD that is administered parenterally and used primarily for
its beta radiation characteristics can only be administered by an AU
who has met the T&E requirement set forth in Sec. 35.396. This
requirement involves either board
[[Page 33068]]
certification or 700 hours of T&E specifically in radionuclide
handling. One of the commenters stated that hematologists and
oncologists who typically prescribe therapeutic radiopharmaceuticals
outside of the hospital setting often do not have the T&E required to
meet the AU requirements and do not work at facilities that have such
AUs. They have extensive T&E, and are frequently board certified, but
in different specialized fields.
Response: No change was made to the rule text based on these
comments. The NRC believes that the commenters are referring to the
requirement in Sec. 35.390, because the 700 hour criterion is in Sec.
35.390 and not in Sec. 35.396.
Without compromising radiological health and safety, the NRC
strives to ensure that its regulations do not restrict patient access
to diagnostic and treatment options. The intent of NRC's T&E
requirements is to ensure that AUs are adequately trained so that their
handling and administration of radioactive drugs is radiologically safe
for patients, workers, and the public. The current T&E requirements are
protective of radiological health and safety. As explained in greater
detail in a response to another comment on parenteral administrations,
throughout 2015 and early 2016 the ACMUI assessed the concerns raised
in this comment. Additionally, the ACMUI established a standing
subcommittee that will periodically assess the T&E requirements across
all modalities and make recommendations for changes as warranted. The
NRC will also continue to consider whether changes to these T&E
requirements are warranted.
With respect to the comment that hematologists and oncologists
``typically prescribe therapeutic radiopharmaceuticals . . . ,'' the
NRC regulations require that such radiopharmaceuticals be administered
in accordance with a WD. A WD is an AU's--not a hematologist's or
oncologist's--written order for the administration of byproduct
material or radiation from byproduct material to a specific patient, as
specified in Sec. 35.40.
Comment: Several commenters provided comments after the public
comment period on whether the NRC should amend the T&E requirement for
the parenteral administration of radioactive drugs as part of this
final rule.
One commenter stated that amending Sec. 35.396 to reduce the T&E
requirement to 80 hours in this final rule would be a logical outgrowth
of the proposed rule and thus would satisfy the Administrative
Procedure Act of 1946 (APA) requirement to provide notice and an
opportunity for comment. The commenter stated that the NRC provided
adequate notice of an amendment to this T&E requirement and that the
NRC received substantial public input on these T&E requirements.
Alternatively, according to the commenter, the NRC could invoke the
``good cause'' exemption from the APA notice and comment requirements
because the 700 hour T&E requirement for these parenteral radioactive
drugs has caused a decrease in the number of AUs for these drugs and a
corresponding decrease in patient access to these drugs. The commenter
also proposed that the NRC could, instead of amending T&E requirements
at Sec. 35.396(d), include in this final rule a new section that would
require 80 hours of T&E specifically for the parenteral administration
of patient-ready doses of alpha- and beta-emitting radioactive drugs.
One other commenter also supported reducing this T&E requirement to 80
hours as part of this final rule and provided a proposed training
program.
Several other commenters also expressed support for reducing this
T&E requirement in this final rule. The commenters asserted that the
700 hour T&E requirement has caused a lack of AUs available to
administer these radioactive drugs; administration of these drugs
presents no greater radiation health and safety risk than oral
administration of I-131; and 80 hours of T&E is sufficiently protective
of radiological health and safety.
Several commenters opposed changing this T&E requirement in the
final rule. One commenter stated that the NRC and ACMUI would need to
analyze key issues before proposing any changes to this T&E
requirement, including whether a reduction in the requirement is
advisable from a radiation health and safety perspective. These
commenters stated that an AU would need to receive adequate training on
a broad array of radiation health and safety topics and that an 80-hour
course would not sufficiently cover these topics. These commenters also
described the range of activities, considerations, and procedures
necessary to ensure the safe handling and administration of these
radioactive drugs.
Response: No change was made to the rule text based on these
comments. As stated in response to another comment on Sec. 35.396, the
proposed rule text that could have been interpreted to require only 80
hours of T&E for a physician to obtain AU status to administer
parenteral radioactive drugs was the result of an administrative error.
The NRC did not mention or discuss any changes to these T&E
requirements in any other part of the proposed rule Federal Register
notice. The NRC did not intend to propose any changes to this T&E
requirement, and therefore the NRC has not developed a regulatory basis
to make any such change in this final rule. The NRC agrees with the
comment that, before proposing any changes to this T&E requirement, the
NRC and ACMUI should analyze whether a change in the requirement is
warranted and advisable from a radiation health and safety perspective.
In response to commenter's concerns about this T&E requirement, the
NRC and ACMUI began considering whether a change in this requirement is
warranted. Spectrum Pharmaceuticals, Inc. requested a meeting with NRC
staff to explain its comments concerning this T&E requirement. The NRC
staff agreed and held a public meeting on February 12, 2015, at which
Spectrum Pharmaceuticals, Inc. and Florida Cancer Specialists &
Research Institute presented their comments and concerns that this T&E
requirement causes a shortage of AUs, and, therefore a barrier to
patient access. In response to these comments and concerns, throughout
2015 and early 2016 the ACMUI assessed whether this T&E requirement
places a hardship on the patient community. In a public teleconference
held on June 16, 2015, the Florida Cancer Specialists & Research
Institute presented to the ACMUI its concerns that this T&E requirement
caused a lack of AUs and thus a barrier to patient access to these
radioactive drugs. After this teleconference, the ACMUI formed a
subcommittee to assess whether the 700 hour T&E requirement for
parenteral administration of this class of radiopharmaceuticals places
a hardship on the patient community by creating a shortage of AUs. In
its subcommittee report dated September 21, 2015, which the ACMUI
unanimously approved at its Fall 2015 meeting, the ACMUI concluded that
it was unable to substantiate this claim. The ACMUI found that the
infrequent and steadily decreasing use of specific beta-emitting
radioactive drugs--specifically radioactive drugs that are used to
treat lymphoma, such as Spectrum Pharmaceuticals, Inc.'s drug
Zevalin[reg]--is due to many factors. The ACMUI concluded that it could
not determine whether there is a shortage of AUs and, if so, whether
the NRC's T&E requirement caused the shortage. The subcommittee was
then charged with continuing to assess this issue and
[[Page 33069]]
establishing a recommendation for the total number of hours of T&E for
AUs of this class of radioactive drugs that appropriately balances
safety with reasonable patient access to these radioactive drugs.
In its subcommittee report dated March 10, 2016, which the ACMUI
unanimously approved at its meeting on this same date, the ACMUI
reiterated its conclusion that it could not substantiate the claim that
the T&E requirement caused a shortage of AUs and thus a hardship on the
patient community. For this reason, and because the ACMUI identified
several issues raised by the reduction in T&E requirements that some
commenters recommended, the ACMUI recommended against reducing the T&E.
However, the ACMUI recognized the need for a thorough review of T&E
requirements across all modalities because of the introduction of new
radioactive drugs since the requirements were established 15 years ago
and because the educational paradigm has shifted from prescriptive
curricula to competency-based education. The ACMUI established a
standing subcommittee to assess T&E requirements for all modalities and
provide recommendations to the NRC staff. As stated in response to
other comments, the NRC will continue to consider concerns regarding
T&E requirements to ensure that these requirements are sufficient to
ensure radiological health and safety for patients, workers, and the
public without unnecessarily creating barriers to patient access to
diagnostic and treatment options.
Section 35.400 Use of Sources for Manual Brachytherapy
Comment: Several commenters did not agree with the proposal in
Sec. 35.400 that manual brachytherapy sources may be used for medical
purposes not listed in the SSDR. The commenters believed that this
change would permit sources to be used by medical personnel who have
not received any radiation safety training. As an example, they cited
the case where brachytherapy sources are used in temporary diagnostic
localization procedures under the provisions of Sec. 35.1000. In this
case, the guidance requires licensees to submit their training program
for nonmedical staff that are not covered under their current medical
license. The commenters believed that by requiring these uses under the
provisions of Sec. 35.1000, the regulatory agencies can ensure that
radiation safety for all workers is verified before use.
Response: No change was made to the rule text based on these
comments. Although the statement of considerations for the proposed
rule stated ``manual brachytherapy sources can be used for medical uses
not listed in the SSDR'', the rule text is more limiting and states ``.
. . manual brachytherapy sources may be used for manual brachytherapy
uses that are not explicitly listed in the SSDR.'' The commenters'
example of using a manual brachytherapy source for a temporary
diagnostic localization procedure is not permitted under the provisions
of Sec. 35.400 because it is a diagnostic use and not a manual
brachytherapy use. However, such use may be authorized under the
provisions of Sec. 35.1000.
Comment: One commenter agreed with the NRC that the limitations and
consideration of use listed in the SSDR be followed. The commenter
believed that the ``SSDR reviewer should identify and list requirement
[sic] and discuss issues on how to license these products for safe
use.'' The commenter stated that, by doing this, the SSDR reviewer
helps ensure uniformity in the licensing requirements, and saves
resources for industry and regulatory agencies in not having to
independently obtain this information.
Response: No change was made to the rule text based on this
comment. The NRC revised Sec. 35.400 because existing SSDR sheets do
not, nor are they expected to, describe all manual brachytherapy
medical procedures for which the manual brachytherapy seeds can be
used. During the evaluation, the reviewer focuses on radiation safety
conditions and limitations of use.
Section 35.433 Strontium-90 Sources for Ophthalmic Treatments
Comment: One commenter stated that the proposed regulations
concerning ophthalmic physicists in Sec. 35.433, which separate
physicists who assist in ophthalmic procedures from AMPs who are
involved in the uses allowed under Sec. Sec. 35.600 and 35.1000, were
an improvement.
Response: The comment supports language in the rule; therefore, no
response is required.
Comment: One commenter recommended a revision of Sec. 35.433(a)(2)
to specifically include the term ``ophthalmic physicist.'' The
commenter pointed out that although the NRC defined the ``ophthalmic
physicist'' to be ``an individual who meets the requirements of Sec.
35.433(a)(2) . . . ,'' the NRC did not use the term ``ophthalmic
physicist'' in Sec. 35.433. The commenter recommends changing the text
in Sec. 35.433(a)(2) to read: An individual named as an ophthalmic
physicist who: (i) Holds a masters . . .``
Response: The rule text was modified based on this comment. The
rule text was changed to include the term ophthalmic physicist in Sec.
35.433(a)(2). The NRC agrees that, for clarity, the term ophthalmic
physicist must be included in this section. By including the term
``ophthalmic physicist,'' it is clear that the requirements in Sec.
35.433(a)(2) apply to an individual who is named as an ophthalmic
physicist and meets the definition of an ``ophthalmic physicist'' in
Sec. 35.2.
Comment: Several commenters questioned the need for Sec.
35.433(b)(2) and recommended its removal. They thought that the actions
regarding the WD were already required by the licensee in Sec. 35.41
and that no other modality requires a procedure regarding the frequency
of involvement by the medical physicist. The commenters also asked why
the other individual [identified in Sec. 35.433(b)(2)] could not work
under the supervision of the AMP or request an exemption from the
requirement.
Response: No change was made to the rule text based on these
comments. Although the regulations do not prohibit a licensee that has
an AMP from also having an ophthalmic physicist, the primary purpose of
the ophthalmic physicist is to provide physics support to the
ophthalmic AU when the licensee does not have access to an AMP. The
ophthalmic physicist is an individual recognized by the NRC, Agreement
States, medical licensees of broad scope, master material licensees or
master material medical permittees of broad scope by T&E, to perform
certain functions listed under Sec. 35.433. This individual is
authorized to work independently and is not required to work under the
supervision of an AMP.
The purpose of Sec. 35.433(b) is to describe the minimum
performance-based tasks expected of either the AMP or the ophthalmic
physicist in assisting the licensee and AU with the ophthalmic
treatment program. The requirement that only an AMP shall calculate the
activity of each Sr-90 source is an existing requirement in the
regulations under Sec. 35.433(a) and is not a new requirement. The
requirement in Sec. 35.433(b)(2) codifies that the AMP, or ophthalmic
physicist, is to assist the licensee and AU in assuring that the
requirements in Sec. 35.41 are met. Ophthalmologists using these
devices are frequently in small programs with limited access to
services of an AMP. The proposed rule change was made in part to ensure
that the ophthalmic physicist (or AMP) performs a minimum number of
tasks at the ophthalmology office.
[[Page 33070]]
The NRC did not specify the frequency of involvement of the AMP or
ophthalmic physicist because the licensee should determine the best
frequency for its program. The NRC requires AMPs to perform certain
tasks at specified frequencies for certain medical use programs.
Specifically, AMPs are required to participate initially, and at least
annually, in drills of emergency procedures under Sec. 35.610. They
also must be physically present during initiation of patient treatment,
continuation of the treatment, or the entire treatment, depending on
the unit being used under Sec. 35.615. In addition, AMPs must perform
the full calibration measurements and decay corrections before first
medical use, before medical use under certain conditions, and at
intervals not to exceed one year under Sec. Sec. 35.632, 35.633, and
35.635.
Comment: An Agreement State pointed out that in its State statutes,
an individual who practices medical physics is required to be licensed
by the State. Because Sec. 35.422 is designated as ``Health and
Safety'' (H&S), the Agreement State must promulgate its rule to require
medical physicists to comply with its statute. The commenter
recommended that the rule text be changed to ``allow the individual to
work under the supervision of an AMP as authorized by state laws.''
Response: No change was made to the rule text based on this
comment. The NRC believes that the commenter is referring to Sec.
35.433, not Sec. 35.422 (as there is no Sec. 35.422 in the
regulation). The revision of the rule does not prohibit a State from
requiring the ``ophthalmic physicist'' to be licensed by the State as
long as the licensure requirements include components essentially
identical to NRC T&E requirements. The purpose of adding the ophthalmic
physicist was to identify an individual who could assist the licensee
when the licensee does not have access to an AMP. In this situation,
the ophthalmic physicist cannot work under the supervision of an AMP
because the licensee does not have an AMP to perform the activities
listed in Sec. 35.433(b). Further, the ophthalmic physicist is
authorized independently and is not required to work under the
supervision of an AMP. The designation ``H&S'' in the summary refers to
program elements that are not required for compatibility, but are
identified as having a particular health and safety significance. The
State should adopt the essential objectives of such program elements in
order to maintain an adequate program.
Comment: An Agreement State pointed out that its licensure
requirements for ``Medical Physicist'' are currently consistent with
NRC's requirement for an AMP in 10 CFR part 35. The T&E of the
``ophthalmic physicist'' does not meet its licensure requirements and
it is unclear whether the individual would meet the accreditation
standards set by the American College of Radiology (ACR) or the
American College of Radiation Oncology (ACRO) in radiation oncology,
which the State requires for manual brachytherapy. All state licensees
that are authorized for possession and use of a Sr[hyphen]90 eye
applicator have the services of an AMP for other brachytherapy and
external beam therapy uses. The commenter also questioned whether it
would relieve a shortage of physicists in rural areas, because the
proposed rule does not require an AMP or ophthalmic physicist to be
physically present at the licensee's authorized location of use, with
the possible exception of the initial source calibration that is
performed on site or to be on site to perform the decay correction and
treatment times. The commenter concluded that the addition of this
proposed category of physicist did not appear to be applicable in its
state and therefore should not be required for state adoption. The
commenter proposed that the NRC assign Compatibility Category ``B'' to
those states that will and category ``D'' to those that will not use
the designation of ophthalmic physicist.
Response: No change was made to the rule text or to the
compatibility category designation for the T&E requirements for an
ophthalmic physicist under Sec. 35.433(a) based on this comment. All
NRC T&E requirements in 10 CFR part 35 are designated as Compatibility
Category B, which means they have direct and significant transboundary
effects. The licensee is required to have procedures that specify the
frequency at which the AMP or ophthalmic physicist would observe
treatments, review the treatment methodology, calculate treatment time
for the prescribed dose, and review records to verify that the
treatment was in accordance with the WD. The individual must be
physically present at the licensee's authorized location of use on a
set frequency to complete these tasks. The NRC believes that having an
individual who is not an AMP, but is qualified to perform the tasks
specified and to perform some of them on site, will benefit rural
licensees.
Section 35.490 Training for Use of Manual Brachytherapy Source
Comment: One commenter stated that the requirements for supervised
work experience under Sec. 35.490(b)(1)(ii) were written vaguely, and
that it can and has been interpreted as 500 hours of work related to
radiation therapy, not specifically to brachytherapy. The commenter
believed that this interpretation is reasonable, but that it would be
helpful to have some specific brachytherapy related guidance on, e.g.,
the number of cases the proposed AU or AMP should observe and/or
perform under supervision, or the length of time they should perform
these procedures under supervision.
Response: No change was made to the rule text based on this
comment. It appears that the commenter's statement is limited to the
rule text in Sec. 35.490(b)(1)(ii). However, Sec. 35.490(b)(1)(ii)
should be taken in the context of all of the training requirements in
Sec. 35.490(b)(1), which states, ``Has completed a structured
educational program in basic radionuclide handling techniques
applicable to the use of manual brachytherapy sources that includes
[(i) and (ii)].'' Further, the tasks that are to be performed under
Sec. 35.490(b)(1)(ii) include Sec. 35.490(b)(1)(ii)(C): Preparing,
implanting, and removing brachytherapy sources. The NRC does not
require a minimum number of cases because the requirement for a total
of 500 hours of supervised work experience, including the tasks
required under Sec. 35.490(b)(1)(ii)(C), is sufficient to ensure the
safe use of manual brachytherapy sources.
Section 35.500 Use of Sealed Sources and Medical Devices for Diagnosis
Comment: Several commenters noted that NRC's revision to Sec.
35.500(a) and (b) states that ``[a] licensee must only use sealed
sources or diagnostic devices that are approved in the Sealed Source
and Device Registry . . .'' and also states ``may be used for . . . .''
One commenter stated that these revisions contradicted each other,
because the revision states that the licensee ``must'' for some uses
but then uses ``may'' for other uses. Several commenters thought this
provision put a burden on the SSD reviewing agency to ensure that
proper conditions are included in the SSD allowing for other uses. They
disagreed with the revision and recommended that any other uses of
these sealed sources should be approved by the licensing regulatory
agency.
Response: The rule text was modified based on these comments. The
rule text
[[Page 33071]]
in Sec. 35.500(a) was changed in order to make it clear that it is the
sealed sources, as opposed to the diagnostic medical uses, that must be
approved in the Sealed Source and Device Registry (SSDR). The rule text
in Sec. 35.500(b) was not changed because the NRC believes the
language in this section is clear. The revision in Sec. 35.500(a) now
states, ``A licensee must use only sealed sources that are not in
medical devices for diagnostic medical uses if the sealed sources are
approved in the Sealed Source and Device Registry for diagnostic
medicine. The sealed sources may be used for diagnostic medical uses
that are not explicitly listed in the Sealed Source and Device Registry
but must be used in accordance with the radiation safety conditions and
limitations described in the Sealed Source and Device Registry.'' The
revision in Sec. 35.500(b) continues to state: ``A licensee must only
use diagnostic devices containing sealed sources for diagnostic medical
uses if both the sealed sources and diagnostic devices are approved in
the Sealed Source and Device Registry for diagnostic medical uses. The
diagnostic medical devices may be used for diagnostic medical uses that
are not explicitly listed in the Sealed Source and Device Registry but
must be used in accordance with the radiation safety conditions and
limitations described in the Sealed Source and Device Registry.'' To
clarify, the first part of the requirement in each paragraph is to
restrict the licensee to only use sealed sources and devices for
diagnostic purposes if they are approved for diagnostic purposes in the
SSDR. The purpose of the second part of the requirement in each
paragraph is to allow the licensee the flexibility to use diagnostic
sealed sources and devices for medical uses other than those that are
explicitly included in the SSDR. As long as the limitations and
conditions included in the SSDR address those generally needed for
diagnostic uses, there is no additional burden on the SSD reviewer to
revise the SSD for a new diagnostic use not explicitly stated. If the
licensee intends to use a diagnostic sealed source or device for a non-
diagnostic use, then the licensing regulatory agency will need to
determine how to license such use.
Section 35.600 Use of a Sealed Source in a Remote Afterloader Unit,
Teletherapy Unit, or Gamma Stereotactic Radiosurgery Unit
Comment: Several commenters stated that the revision splits the
section into two paragraphs where (a) is used for sources and (b) is
used for units. They recommend either changing the name of the section
or adding a new section for the units.
Response: No change was made to the rule text based on these
comments. The current title of the section already includes the sealed
sources and the devices in which the sources are used. The requirements
in paragraphs (a) and (b) parallel this structure.
Comment: Several commenters recommended that Sec. 35.600(b) be
revised to read: ``A licensee must use photon emitting remote
afterloader units, teletherapy units, or gamma stereotactic units:
i. That are approved in the Sealed Source and Device Registry; or
ii. In research . . . .''
Response: No change was made to the rule text based on these
comments. The purpose of the revisions to Sec. 35.600(b) is to clarify
that the photon-emitting remote afterloader units, teletherapy units,
or gamma stereotactic units must be used in accordance with the
limitations and considerations of use listed in the SSDR and to allow
the licensee to use the units for medical uses not explicitly listed in
the SSDR. The commenters' proposed change would not address these
issues.
Section 35.610 Safety Procedures and Instructions for Remote
Afterloader Units, Teletherapy Units, and Gamma Stereotactic
Radiosurgery Units
Comment: One commenter questioned why the revisions to Sec.
35.610(d)(1) require training on a new unit to be provided only by the
vendor or individuals certified by the vendor. The commenter does not
believe there is clear evidence that vendor training is superior to a
course the licensee might develop and that the quality of vendor
training is quite variable. The commenter was also concerned that if a
staff member missed the vendor's training, the licensee would be
required to make special arrangements, probably at considerable cost,
to have that person trained as required. The commenter stated that in
most cases the licensee will choose to have all staff trained by the
vendor when a new device is installed. The commenter believed that
licensees should be allowed to provide training to their personnel in
the manner they deem the best as is the case today and would be the
case at existing installations under the proposed rule.
Response: The rule text was modified based on this comment. The
rule text was changed to clarify that the individuals certified by the
device manufacturer to provide vendor training must be specifically
certified to provide this training. The medical device manufacturer is
the most knowledgeable entity when it comes to its new devices or
upgrades to devices that affect their safety and operation. The NRC's
intent is that before the device can be used on the first patient, each
staff member involved in the operation of the device for that first
patient's treatment must receive training on the operational and safety
features and procedures from the vendor or individuals certified by the
vendor to provide the training. For subsequent patient treatments, the
requirements in Sec. 35.610(d)(2) apply.
Comment: One commenter agreed that, with respect to the revisions
to Sec. 35.610(d)(1), after modifications to the unit, staff
authorized to use the unit needs to be trained on the upgrade and how
the upgrade affects the operation of the unit. The commenter wanted
clarification on whether ``. . . upgrade that affects the operation and
safety of the unit'' is meant to cover changes to the actual device
itself or changes to the device and any changes to the treatment
planning system (software/hardware).
Response: No change was made to the rule text based on this
comment. The rule covers both software and hardware changes that affect
the operation and safety of the remote afterloader unit, teletherapy
unit, or gamma stereotactic radiosurgery unit.
Comment: One commenter wanted clarification on whether the
requirement ``or by an individual certified by the device manufacturer
. . .'' included a person at the organization (one of the authorized
operators) who received the device upgrade training from the
manufacturer and would then be able to train all other authorized
operators at the organization.
Response: The rule text was modified based on this comment. The
rule text in Sec. 35.610(d)(1) was revised to clarify that the vendor
training can only be provided by either the device manufacturer or by
an individual certified by the device manufacturer to provide the
operational and safety training. Therefore, an authorized operator at
the licensee's facility that is certified by the device manufacturer to
provide the operational and safety training may provide initial
instruction to other authorized operators at the facility.
Section 35.655 Full-Inspection Servicing for Teletherapy and Gamma
Stereotactic Radiosurgery Units
Comment: One commenter stated that a full inspection is only
possible when the sources in a gamma stereotactic radiosurgery unit are
replaced. The commenter recommended that the full
[[Page 33072]]
inspection frequency be revised to occur upon source exchange.
Response: No change was made to the rule text based on this
comment. The NRC agrees that the full inspection is only possible when
the sources in a gamma stereotactic radiosurgery unit are replaced.
Further, the NRC believes that the source replacement interval for a
gamma stereotactic radiosurgery unit can be extended to 7 years because
of the 6-month routine preventive maintenance performed on these units.
Section 35.690 Training for Use of Remote Afterloader Units,
Teletherapy Units, and Gamma Stereotactic Radiosurgery Units
Comment: One commenter stated that it was unclear how an individual
who is board certified but beyond 7 years of the required training may
seek AU or AMP status. The commenter believed that, for safety, there
should be some minimum number of cases the individual must observe
prior to obtaining AU or AMP status especially in light of the
complexity of interstitial procedures such as LDR or HDR prostate.
Response: No change was made to the rule text based on this
comment. The NRC reviews, on a case by-case basis, each applicant who
received board certification more than 7 years ago and requests to be
authorized as an AU or AMP. The licensee must demonstrate that the
individual has had related continuing education and experience since
the required training was completed. Because of the rigorous T&E
requirements already in place, the NRC has not set a minimum number of
cases a physician or a medical physicist must observe prior to
obtaining AU or AMP status.
Comment: One commenter stated that replacing ``institution'' in
Sec. 35.690(b)(1)(ii) with ``facility that is authorized to use
byproduct material in 35.600'' may cause difficulties without any
apparent benefit. Under current regulations, a residency program at an
institution that has only linear accelerators can provide some of the
work experience pertinent to the requirements at its institution so
long as it has the appropriate AUs on staff (which is common with
physician faculty practicing at affiliated outpatient facilities).
While residents need some direct work experience with, for example,
treatment planning for HDR after loaders, there are concepts learned in
a linear accelerator treatment planning that apply. This is especially
true of external beam therapy from radioactive sources. Therefore, if a
preceptor judges it to be appropriate, an individual should be allowed
to acquire a portion of the required 500 hours of work experience at a
facility that does not use byproduct material in Sec. 35.600.
Response: No change was made to the rule text based on this
comment. The amendment the commenter described was made to ensure that
the supervised work experience was obtained at a medical facility
(including a stand-alone single discipline clinic) where the facility
is authorized for uses under Sec. 35.600. Section 35.690 also includes
a requirement that the individual complete a 3-year accredited
residency program in radiation therapy. This residency program is not
restricted to a facility that is authorized for Sec. 35.600 uses. The
NRC recognizes that the ``concepts learned'' that the commenter
referred to may be obtained from such a facility but that the
individual still needs 500 hours of supervised work experience with the
Sec. 35.600 devices.
Comment: One commenter expressed concern regarding whether a
residency program approved by the Royal College of Physicians and
Surgeons of Canada can be used to meet the requirements in Sec.
35.690(b)(2) because of the specific mention of a medical facility
authorized to use byproduct material in Sec. 35.600. Currently, the
NRC's, ``Procedures for Recognition of Foreign Trained Physicians and
Physicists Applying for Authorized User (AU) and Authorized Medical
Physicist (AMP) Status,'' states that a physician coming out of a
residency approved by the Royal College of Physicians and Surgeons of
Canada would need to work under a physician who also practices in the
United States. While such physicians likely exist, adding the
additional requirement that the facility is authorized to use byproduct
material in Sec. 35.600 appears to add an additional hurdle to
allowing hours from these residencies.
Response: No change was made to the rule text based on this
comment. The commenter is correct that a physician completing a
residency program approved by the Royal College of Physicians and
Surgeons of Canada may have to complete his or her 500 hours of
supervised work experience at another facility that is authorized for
uses under Sec. 35.600.
Section 35.3045 Report and Notification of a Medical Event
The NRC received many comments on various issues related to the
permanent brachytherapy event reporting criteria under this section.
For better understanding of the concerned raised, the comments are
grouped according to the distinct issues commenters raised.
Issue: The Medical Event Reporting Criterion Are Based on the Term
``Potential Harm''
Comment: Several commenters stated that they do not agree with the
use of the term ``potential harm'' in the discussion of MEs in the
Federal Register notice for the proposed rule. The commenters believe
that ``potential harm'' is a medical decision and that this approach is
a significant departure from the current definition of an ME. The
commenters believe that this approach will eliminate the opportunity
for licensees to identify precursor events and make process
improvements, and that it could have the unintended consequence of
providing additional support for malpractice suits. In articulating
their objection to NRC's position, some commenters stated that ``[a]s
regulators, we are not tasked for determining what the `potential harm'
is, our mission is to ensure licensees abide by the required
regulations.''
Response: The NRC believes that the rule will not discourage
licensees from identifying precursor events or making process
improvements. The rule continues to reflect the NRC's position that an
ME may be indicative of potential problems in a medical facility's use
of radioactive materials and does not necessarily result in harm to the
patient. This position is based on the NRC staff recommendations
submitted to the Commission in SECY-05-0234, ``Adequacy of Medical
Event Definitions in Sec. 35.3045, and Communicating Associated Risks
to the Public,'' dated December 27, 2005. The NRC staff recommendations
were approved by the Commission in SRM to SECY-05-0234, dated February
15, 2006. The ME criteria for permanent implant brachytherapy are now
consistent with the criteria for other therapeutic modalities by
reflecting circumstances in which there may be harm or potential harm
to the patient.
Issue: The Medical Event Reporting Criterion Related to the Absorbed
Dose to Normal Tissues Located Within the Treatment Site
Comment: One commenter had questions and expressed concerns about
the ME reporting criterion in Sec. 35.3045 related to ``intra-target''
normal tissue. The commenter stated that for prostate implants the
urethra is the only such structure to consider, and the volume is much
less than 5 cubic centimeters. The commenter wanted to know whether, if
the dose threshold for reporting an ME was exceeded for the urethra,
given that the volume is less than 5 cubic centimeters, if that
instance would
[[Page 33073]]
require reporting. The commenter also expressed concern that treatment
planning systems could not distinguish between a 5 cubic centimeters
volume and a summation of five 1 cubic centimeters volumes receiving
150 percent of the prescribed dose.
Response: The rule text was modified based on this comment. The
rule text in Sec. 35.3045(a)(2) was modified to remove Sec.
35.3045(a)(2)(iv), which would have required the assessment of the
absorbed dose to normal tissue within the treatment site. The NRC
understands that the volume of the urethra within the treatment site is
typically less than 5 cubic centimeters. In addition, the NRC
acknowledges the commenter's concern that treatment planning systems
may not distinguish contiguous volumes from non-contiguous, summated
volumes. In response to this concern and those raised by other
commenters, the NRC removed the absorbed dose-based ME reporting
criterion in Sec. 35.3045(a)(2)(iv).
Comment: One commenter expressed concerns about the absorbed dose-
based criterion for normal tissue within the treatment site and stated
that it is common for 50 percent or more of the treatment site to
receive a dose that exceeds the prescribed dose by greater than 50
percent. The commenter was concerned that quality implants may be
categorized as MEs using this criterion. The commenter also stated that
its vendor's software does not provide a method to evaluate dose to
contiguous volumes of tissue within the treatment site.
Response: The rule text was modified based on this comment. The
rule text in Sec. 35.3045(a)(2) was modified to remove Sec.
35.3045(a)(2)(iv), which would have required the assessment of the
absorbed dose to normal tissue within the treatment site. The NRC
agrees that quality implants may be categorized as MEs if 50 percent or
more of the treatment site intentionally receives a dose that exceeds
the prescribed dose by greater than 50 percent. The NRC understands
that some treatment planning software may be unable to distinguish
contiguous volumes of tissue. In response to this concern and those
raised by other commenters, the NRC removed the absorbed dose-based ME
reporting criterion in Sec. 35.3045(a)(2)(iv).
Comment: One commenter expressed concerns about the ME reporting
criterion in Sec. 35.3045(a)(2)(iv). The commenter stated that, using
this criterion, it would be difficult for licensees to determine if an
ME had occurred and nearly impossible for regulators to independently
determine if a licensee is appropriately classifying and reporting MEs.
Response: The rule text was modified based on this comment. The
rule text in Sec. 35.3045(a)(2) was modified to remove Sec.
35.3045(a)(2)(iv), which would have required the assessment of the
absorbed dose to normal tissue within the treatment site. The NRC
understands that it may be difficult for licensees and regulators to
determine if an ME occurred under this criterion. In response to this
concern and those raised by other commenters, the NRC removed the
absorbed dose-based ME reporting criterion in Sec. 35.3045(a)(2)(iv).
Comment: One commenter expressed concerns about the ME reporting
criterion in Sec. 35.3045 related to the normal tissue located within
the treatment site. The commenter stated that the normal tissue within
the treatment site for prostate implants is the urethra and it is
necessary to place a catheter in the urethra to assess dose to this
tissue. The commenter noted that licensees may not routinely
catheterize the patient during post-implantation imaging; therefore,
they do not have the imaging information necessary to assess urethral
dose. The commenter further stated that pre-implantation images
performed on catheterized patients show that the urethral volume is
typically 1 cubic centimeter or less. The commenter concluded that an
ME would never be found for normal urethral tissue for a prostate
implant because there is not 5 cubic centimeters of contiguous urethral
tissue within the treatment site.
Response: The rule text was modified based on this comment. The
rule text in Sec. 35.3045(a)(2) was modified to remove Sec.
35.3045(a)(2)(iv), which would have required the assessment of the
absorbed dose to the maximally exposed 5 contiguous cubic centimeters
of normal tissue within the treatment site. The NRC understands that
licensees may not routinely acquire the imaging information necessary
to assess post-implantation urethral dose. The NRC also understands
that the urethral volume within the treatment site is typically
considerably less than 5 cubic centimeters, and as a result it is
unlikely that an ME would occur using the proposed criterion.
Comment: One commenter stated that using absorbed dose-based
criteria may limit the licensee's ability to determine if an ME has
occurred when evaluating dose to normal structures located within the
treatment site that are even more difficult to contour than the
prostate. The commenter suggested removing the use of absorbed dose-
based criterion for normal tissue within the treatment site.
Response: The rule text was modified based on this comment. The
rule text in Sec. 35.3045(a)(2) was modified to remove Sec.
35.3045(a)(2)(iv), which would have required the assessment of the
absorbed dose to normal tissue within the treatment site. The NRC
agrees with the commenter's suggestion and in response to this concern
and those raised by other commenters, the NRC removed the use of
absorbed dose-based criteria for reporting MEs in Sec.
35.3045(a)(2)(iv).
Comment: One commenter expressed concern about the ME reporting
criterion in Sec. 35.3045(a)(2)(iv) related to the absorbed dose to
normal tissue located within the treatment site. The commenter stated
that ``precise control of source location inside the treatment site
over several half-lives is impossible (and not necessary), so absorbed
dose to intra-target structures is impossible to control.'' The
commenter believes this is a medical decision, not a suitable ME
criterion. The commenter stated ``[m]edicine has to operate in a risk-
benefit balance when it comes to normal tissues, so the NRC has no role
here.''
Response: The rule text was modified based on this comment. The
rule text in Sec. 35.3045(a)(2) was modified to remove Sec.
35.3045(a)(2)(iv), which would have required the assessment of the
absorbed dose to normal tissue within the treatment site. The NRC
acknowledges the commenter's concern that absorbed dose to intra-target
structures is impossible to control and is a medical decision. In
response to this concern and those raised by other commenters, the NRC
removed the dose-based ME reporting criterion in Sec.
35.3045(a)(2)(iv).
Comment: One commenter stated that ``[i]dentification of normal
tissue in the treatment volume (urethra) [during a prostate implant
procedure] is difficult if not impossible with a CT scan.'' The
commenter also stated that the radiation dose is variable across the
treatment site and therefore the ``determination'' of the dose to the
normal tissue within the treatment site is ``ambiguous.'' The commenter
further stated that ``[t]he only way to clearly define the urethra
during the post Dosimetry CT scan would be to catheterize the patient,
which would cause significant pain to the patient, and therefore is not
performed.''
Response: The rule text was modified based on this comment. The
rule text in Sec. 35.3045(a)(2) was modified to remove Sec.
35.3045(a)(2)(iv), which would have required the assessment of the
absorbed dose to normal tissue within the treatment site. The NRC
acknowledges the commenter's concerns related to difficulties
associated with imaging the urethra and estimating the dose to it. In
[[Page 33074]]
response to these concerns and those raised by other commenters, the
NRC removed the absorbed dose-based ME reporting criterion in Sec.
35.3045(a)(2)(iv).
Comment: One commenter expressed difficulty in understanding how
clinics that use a nomogram-based approach to ``pre-planning,'' where
there is no pre-implant dose distribution, would evaluate the ME
definition for ``intra-target normal structures'' in Sec.
35.3045(a)(2)(iv).
Response: The rule text was modified based on this comment. The
rule text in Sec. 35.3045(a)(2) was modified to remove Sec.
35.3045(a)(2)(iv), which would have required the assessment of the
absorbed dose to normal tissue within the treatment site. The NRC
understands the commenter's concern that clinics that use a nomogram-
based approach to ``pre-planning,'' where there is no pre-implant dose
distribution, may have difficulty in evaluating the dose to normal
tissue within the treatment site under the proposed ME definition. In
response to this concern and those raised by other commenters, the NRC
removed the absorbed dose-based ME reporting criterion in Sec.
35.3045(a)(2)(iv).
Issue: The Medical Event Reporting Criterion in Sec. 35.3045 Related
to the Absorbed Dose to Normal Tissues Located Outside the Treatment
Site
Comment: One commenter expressed concerns about the ME reporting
criterion in Sec. 35.3045(a)(2)(iii) related to the absorbed dose to
normal tissue located outside the treatment site. The commenter stated
that their treatment planning software does not have an automated
method for determining the volume of normal tissue that exceeds the
prescribed dose by 50 percent. They stated that a manual method for
making such a determination would lead to different results depending
on who contours the normal tissue volume being assessed. The commenter
also noted that the definition of ``contiguous normal tissue'' is not
clear.
Response: The rule text was modified based on this comment. The
rule text in Sec. 35.3045(a)(2) was modified to remove Sec.
35.3045(a)(2)(iii), which would have required the assessment of the
absorbed dose to normal tissue outside the treatment site. The NRC
acknowledges the commenter's concern that some treatment planning
software may is not capable of automatically determining the volume of
normal tissue that exceeds the prescribed dose by 50 percent. In
response to this concern and those raised by other commenters, the NRC
removed the absorbed dose-based ME reporting criterion in Sec.
35.3045(a)(2)(iii).
Comment: Two commenters expressed concerns about the requirement to
evaluate and determine the absorbed dose to the maximally exposed 5
contiguous cubic centimeters of normal tissue ``around'' the treatment
site. The commenters further stated that these proposed ME reporting
criteria are not consistent with current medical practice and may
discourage licensees from performing permanent brachytherapy, which
would deny patients access to this technology.
Response: The rule text was modified based on these comments. The
rule text in Sec. 35.3045(a)(2) was modified to remove Sec.
35.3045(a)(2)(iii) and (iv), which would have required the assessment
of the absorbed dose to the maximally exposed 5 contiguous cubic
centimeters of normal tissue outside and within the treatment site. The
NRC acknowledges the commenters' concern that the proposed rule text is
not consistent with current medical practice and may discourage some
licensees from performing permanent brachytherapy. In response to this
concern and those raised by other commenters, the NRC removed the
absorbed dose-based ME reporting criterion in Sec. 35.3045(a)(2)(iii)
and (iv).
Comment: Two commenters expressed concerns about the use of
absorbed dose to 5 contiguous cubic centimeters as a criterion for
reporting MEs. The commenters noted that the absorbed dose to 5
contiguous cubic centimeters was proposed as a guideline for treating
cancer of the cervix in a single journal article published 10 years
ago. The commenters also pointed out that these guidelines were
proposed ``for research purposes,'' reflected the personal opinions of
the authors, and were not endorsed or adopted by any of the radiation
oncology professional organizations. The commenters requested that the
NRC provide further justification for establishing a 5 contiguous cubic
centimeters regulatory standard.
Response: The rule text was modified based on these comments. The
rule text in Sec. 35.3045(a)(2) was modified to remove Sec.
35.3045(a)(2)(iii) and (iv), which would have required the assessment
of the absorbed dose to the maximally exposed 5 contiguous cubic
centimeters of normal tissue outside and within the treatment site. The
NRC included these requirements in the proposed rule based on a
recommendation from the ACMUI. However, based on these and other
comments, the NRC concluded that absorbed dose to 5 contiguous cubic
centimeters is not a suitable criterion for reporting MEs. Therefore,
the NRC removed subparagraphs (iii) and (iv), which would have required
licensees to use absorbed dose criteria to report MEs for permanent
brachytherapy.
Comment: One commenter stated that the volume for determining an
absorbed dose to normal tissue for compliance with the reporting
requirements in Sec. 35.3045 is not clearly defined. The commenter
noted that it appears reasonable in theory to determine absorbed dose
to the maximally exposed 5 contiguous centimeters of normal tissue.
However, the commenter believes that it will be difficult to make this
determination using current technology. The commenter stated that
``planning systems typically report dose volume histograms to
structures, but they do not identify contiguous volumes.''
Response: The rule text was modified based on this comment. The
rule text in Sec. 35.3045(a)(2) was modified to remove Sec.
35.3045(a)(2)(iii) and (iv), which would have required the assessment
of the absorbed dose to normal tissue outside and within the treatment
site. The NRC acknowledges that while some treatment planning systems
can identify contiguous volumes, others cannot. In response to this
concern and those raised by other commenters, the NRC removed the
absorbed dose-based ME reporting criterion in Sec. 35.3045(a)(2)(iii)
and (iv).
Comment: One commenter stated that the requirement in Sec.
35.3045(a)(2)(iii) (absorbed dose to the maximally exposed 5 contiguous
centimeters of normal tissue located outside of the treatment site)
will be difficult to implement. The commenter stated that treatment
planning systems report dose-volume histograms to structures but do not
identify contiguous volumes. The commenter also stated that the term
``treatment site'' is not well defined. The commenter used the prostate
as an example and pointed out that some licensees identify the prostate
as the treatment site and develop the treatment plan with a particular
margin of normal tissue around it, while others include a PTV (planning
treatment volume) around the prostate and plan for that volume. The
commenter explained that seeds may be placed in interstitial tissue
outside the prostate to ensure adequate dose is delivered to the
prostate. The commenter expressed concern that ``[i]f the normal tissue
involved interstitial tissue, it would not cause a medically
significant event to the patient.''
Response: The rule text was modified based on this comment. The
rule text in Sec. 35.3045(a)(2) was modified to remove Sec.
35.3045(a)(2)(iii), which would have required the assessment of the
absorbed
[[Page 33075]]
dose to normal tissue outside the treatment site. The NRC acknowledges
the commenter's concern that some treatment planning software may be
unable to automatically determine the volume of normal tissue that
exceeds the prescribed dose by 50 percent. The NRC also acknowledges
that AUs describe ``treatment site'' in different ways. The NRC expects
the AU to describe the treatment site (as defined in Sec. 35.2) in the
WD in any way he or she believes to be medically appropriate. In
response to these concerns and those raised by other commenters, the
NRC removed the absorbed dose-based ME reporting criterion in Sec.
35.3045(a)(2)(iii).
Issue: Source-Strength-Based Criteria as the Metric for Permanent
Brachytherapy Versus Absorbed Dose-Based Criteria
Comment: Two commenters stated that the use of source-strength
based criteria as the metric for permanent brachytherapy is directly
proportional to the absorbed dose, and consistent with nuclear medicine
administrations of radiopharmaceutical therapy whose purpose is to
achieve a prescribed tumor dose. The commenters also pointed out that
dose is not factored into the ME definition for radiopharmaceuticals,
and has been an auditable measure by inspectors since the definition of
``misadministration'' that was created decades ago.
Response: The rule text was modified based on this and other
comments. While the NRC agrees that source strength is a major factor
impacting absorbed dose for permanent brachytherapy, the absorbed dose
is determined by a combination of source strength and spatial
positioning. Despite this fact, in response to this comment and
different concerns raised by other commenters, the NRC determined that
a source-strength based criterion is appropriate to define MEs for
permanent implant brachytherapy and removed the absorbed dose-based ME
reporting criterion in Sec. 35.3045(a)(2)(iii) and (iv).
Issue: Require Licensees To Establish Certain Documented Criteria for a
Medically Acceptable Implant Instead of the Absorbed Dose to Normal
Tissues
Comment: Two commenters suggested the modification of Sec.
35.3045(a)(2) to remove both criteria for absorbed dose to 5 contiguous
centimeters of tissue and require instead that licensees establish
documented criteria such as D90 or V100 that provide for a medically
acceptable permanent implant.
Response: The rule text was modified based on other comments. The
rule text in Sec. 35.3045(a)(2) was modified to remove Sec.
35.3045(a)(2)(iii) and (iv), which would have required the assessment
of the absorbed dose to the maximally exposed 5 contiguous cubic
centimeters of normal tissue outside and within the treatment site. The
NRC agrees with removing the proposed absorbed dose-based criteria for
reporting MEs for normal tissue. However, the NRC is not changing the
rule text to require licensees to establish documented dose-based
criteria such as D90 or V100 that would provide for a medically
acceptable implant, as suggested by the commenter. The term ``D90'' is
the dose reported in Gray or as a percentage of the prescribed dose
that covers 90 percent of the target volume. The term ``V100'' is the
fractional volume of the target usually reported as a percentage that
receives 100 percent of the prescribed dose. The effect of making the
commenter's proposed change would be a requirement to report as an ME
under Sec. 35.3045(a)(2) any permanent implant that is not deemed
medically acceptable. The NRC believes that such a requirement could
risk interfering with the practice of medicine. The NRC determined, for
reasons explained in response to other comments, that the dose-based
criteria should be removed and not replaced.
Issue: Sealed Source(s) Directly Delivered to the Wrong Treatment Site
Comment: Several commenters expressed concern with the proposed
rule text in Sec. 35.3045(a)(2)(v)(C), which requires reporting sealed
source(s) directly delivered to the wrong treatment site as an ME. Two
commenters specifically pointed out that Sec. 35.3045(a)(2)(v)(C) is
in direct conflict with Sec. 35.3045(a)(2)(ii), which allows for 20
percent of the implanted source activity to be outside of the intended
treatment site. Further, the commenters pointed out that, as proposed,
this section would require that even a single sealed source directly
delivered to the wrong treatment site be reported as an ME. Several
commenters pointed out that when performing a normal implant procedure,
sources can occasionally be deposited outside the treatment site due to
various factors such as uncertainties in intraoperative imaging,
patient motion, suction of seeds due to needle withdrawal, or seed
migration. For example, one commenter stated that because in a prostate
implant 90 to 100 seeds are routinely implanted, ``[a] seed could end
up in tissue surrounding the prostate, in the bladder, or in the
rectum. The overall impact would be numerous MEs of no clinical
significance reported.'' Other commenters stated that source(s)
implanted directly into the wrong site or body part, e.g., if the right
breast was implanted when the left breast was intended to be implanted,
should constitute a reportable ME. One commenter suggested that the NRC
establish a reasonable de minimis threshold. Several commenters
suggested revising Sec. 35.3045(a)(2)(v)(C) to require that ``sealed
source(s) directly delivered to a ``non-contiguous'' wrong treatment
site'' be reported as MEs.
Response: The rule text was modified based on these comments and a
recommendation from the ACMUI. The NRC agrees that typical permanent
implant procedures result in some sources being implanted outside the
treatment site as described in the WD. In accordance with Sec.
35.3045(a)(2)(ii), an ME has not occurred when less than 20 percent of
the sources are implanted outside the treatment site. The NRC also
agrees that Sec. 35.3045(a)(2)(v)(C), as proposed [now Sec.
35.3045(a)(2)(iii)(C)], appears to be in conflict with the provisions
of Sec. 35.3045(a)(2)(ii). To ensure that the provisions of Sec.
35.3045(a)(2)(iii)(C) can be distinguished from those in Sec.
35.3045(a)(2)(ii), the NRC has changed Sec. 35.3045(a)(2)(iii)(C) to
read: ``Sealed source(s) implanted directly into a location
discontiguous from the treatment site, as documented in the post-
implantation portion of the WD.''
Issue: Sources That Were Implanted in the Correct Site but Migrated
Outside the Treatment Site
Comment: Several commenters noted that Sec. 35.3045(a)(3)
currently includes the phrase, ``excluding, for permanent implants,
seeds that were implanted in the correct site but migrated outside the
treatment site'' but that this provision was not included in the
proposed rule. They said that removal of this provision ``will cause
numerous spurious reported MEs which will be unnecessarily burdensome
and time consuming to the NRC and the licensee without increasing
patient safety.'' One commenter stated that migration of seeds from a
prostate treatment site is a potential clinical occurrence. The
commenters asked the NRC to restore the provision for migrated seeds.
One commenter expressed concern that failure to include an
exclusion for migrated sources would require reporting as ME permanent
implant brachytherapy procedures in which the sources were placed
correctly then migrated. The commenter suggested that ``. . . images
taken 15, or 30, or 60 days after an implant cannot unambiguously
[[Page 33076]]
determine the placement of sources at the time of implant. Only
placement meeting Medical Event criteria in Sec. 35.3045(a)(2) at time
of implant should constitute a Medical Event.'' The commenter also
stated that some licensees do not offer permanent brachytherapy because
of a concern that MEs could occur due to circumstances beyond their
control, and the damage that can result from the publicity surrounding
an ME.
One commenter noted that in the 2002 revisions to 10 CFR part 35,
the term ``recordable event'' was eliminated and the term
``misadministration'' was changed to ``medical event.'' The commenter
stated that the definition (of an ME) did not change. The definition
compares the treatment administered to what the AU intended to
administer. The commenter expressed concern that, as proposed, a
treatment could be identified as an ME if the seeds moved after they
were implanted correctly. The commenter stated that the proposed rule
as written may inhibit a physician from helping a patient if migration
of seeds is not taken into account in defining an ME for permanent
implant brachytherapy implants.
Response: The rule text was modified based on these comments. The
rule text in Sec. 35.3045(a)(2) was modified to restore the provision
for sources that were implanted in the correct site but migrated
outside the treatment site. The NRC agrees that migration of sources
that were implanted in the correct site should not be considered an ME.
Comment: One commenter expressed concern about the phrase ``outside
of the treatment site'' at Sec. 35.3045(a)(2)(ii). This is the
proposed criterion to define as an ME a permanent implant brachytherapy
administration that results in the total source strength administered
outside of the treatment site exceeding 20 percent of the source
strength documented in the post-administration WD. The commenter noted
that, for permanent prostate implants, most of the seeds are purposely
implanted in and around the periphery of the gland and many can drift.
The commenter stated that 20 percent of the sources may drift, even
when linked together, and asked if the NRC has established a cutoff
distance for drift. The commenter also expressed concern about the
statement that if even one source is apparently ``directly implanted .
. . into another (distant from the treatment site) location,'' it is an
ME, and noted that it may be difficult to distinguish a seed that
drifted a long distance from one that was directly implanted into a
location distant from the treatment site. The commenter believes that
these questions will force AUs to define a treatment site ``with huge
margins for seed drift.''
The commenter also asked what rule would apply if all seeds are in
the treatment site, but ``badly distributed around the periphery.'' The
commenter stated that this could result in a ``bad cold spot'' in the
treatment site dose distribution and noted that many permanent prostate
implants ``show this tendency naturally 30 days after implant.''
The commenter stated that these issues pertain to the practice of
medicine and should not be regulated by the NRC.
Response: No change was made to the rule text based on this
comment. The NRC has not established a cutoff distance for ``drift'' or
source migration. The AU defines the treatment site in the WD in any
way he or she believes to be medically appropriate, including any
margins. The NRC agrees that migration of sources that were implanted
into the correct site should not be considered an ME. In response to
other comments, the rule text at Sec. 35.3045(a)(2) was changed to
restore the exclusion to ME reporting requirements for sources that
were implanted in the correct site but migrated outside the treatment
site. In response to other comments, the rule text at Sec.
35.3045(a)(2)(v)(C) [now Sec. 35.3045(a)(2)(iii)(C)] was also changed
to replace the phrase ``[s]ealed source(s) directly delivered into the
wrong treatment site'' with ``[s]ealed source(s) implanted directly
into a location discontiguous from the treatment site, as documented in
the post-implantation portion of the written directive.''
The NRC agrees that the dose distribution within the treatment site
is not a suitable ME criterion because it can vary over time and is not
fully under the control of the AU. In response to other comments, the
NRC revised the permanent implant brachytherapy ME criteria at Sec.
35.3045(a)(2) to be based only on total source strength, not dose. As a
result, no ME has occurred if at least 80 percent of the sources are in
the treatment site, regardless of the distribution of the sources or
the existence of a ``cold spot'' in the dose distribution. The NRC
agrees, and it is the NRC policy, that the NRC should not (and does
not) regulate the practice of medicine.
Issue: Medical Event Definition Should Allow an Exception for Causes
Outside of the Physician's Control
Comment: One commenter suggested that the ME definition should
allow exceptions for patient-related and procedure-related causes
(other than seed migration) that are outside of the physician's
control. The commenter noted that the exception for MEs resulting from
patient intervention does not address procedure-related causes that are
outside of the physician's control. The commenter recommended that
Sec. 35.3045(a)(2) be revised to read: ``For permanent implant
brachytherapy, the administration of byproduct material or radiation
from byproduct material (not resulting from patient-related or
procedure-related causes--such as edema, source migration after
placement or imaging uncertainties) that results in . . .'' The
commenter expressed concern that, without an exception for patient-
related and procedure-related causes, ``many medically acceptable
procedures will be labeled as MEs, contrary to our understanding of the
NRC's intent.''
Response: No change was made to the rule text based on this
comment. The NRC did not modify the rule to include exceptions for
patient-related and procedure-related causes (other than seed
migration) that are outside of the physician's control. Factors outside
of the physician's control, such as edema and imaging uncertainties,
should have limited impact under the source-strength based ME reporting
criteria in Sec. 35.3045(a)(2)(ii).
Issue: Error in Calculating the Total Source Strength
Comment: One commenter stated that it is not clear why the ME
criterion in Sec. 35.3045(a)(2)(v)(E), i.e., ``[a] 20 percent or more
error in calculating the total source strength documented in the pre-
implantation portion of the written directive,'' was proposed. The
commenter believes that this criterion was based on an ``ACMUI proposal
of using the wrong activity or source strength (+ /-20 percent) as
specified in the written directive,'' and noted that the ACMUI did not
specify whether this is ``wrong'' as compared to the pre-implantation
or post-implantation portion of the WD. The commenter stated that the
requirement in Sec. 35.3045(a)(2)(v)(E) appears to be a duplication of
the intent of Sec. 35.3045(a)(2)(i) and recommended deleting Sec.
35.3045(a)(2)(v)(E).
Response: The rule text was modified based on this comment. The
rule text in Sec. 35.3045(a)(2)(v) was revised to delete the ME
criterion described in Sec. 35.3045(a)(2)(v)(E), ``[a] 20 percent or
more error in calculating the total source strength documented in the
pre-implantation portion of the written directive.'' However, the NRC
determined that Sec. 35.3045(a)(2)(v)(E) was not a duplication of
[[Page 33077]]
Sec. 35.3045(a)(2)(i), but agrees that the provision is not needed. As
stated by the commenter, this criterion was originally recommended by
the ACMUI. In July 2005, the ACMUI submitted to the NRC a set of
guiding principles to assist the NRC staff in defining a rule to
capture MEs from permanent implant brachytherapy procedures. One of the
principles recommended a limited dose-based ME criterion: ``[a]n
implant is a medical event if the dose calculations used to determine
the total source strength documented in the written directive are in
error by more than 20 percent in either direction.'' The ACMUI
explained that this ``limited'' ME dose pathway would ``focus only on
preplanning or intraoperative planning, not post-implant evaluation.''
Because the revised ME criteria are based on post-implant evaluations,
the NRC agrees that the criterion at Sec. 35.3045(a)(2)(v)(E) is not
needed.
Comment: One commenter stated that the criterion in Sec.
35.3045(a)(2)(i) is consistent with clinically relevant circumstances.
The commenter expressed concern that this is exactly the same as the
requirement in Sec. 35.3045(a)(2)(v)(E). The commenter noted that the
rationale is unclear for comparing against the post-implantation source
strength in Sec. 35.3045(a)(2)(i) and comparing against the pre-
implantation source strength in Sec. 35.3045(a)(2)(v)(E). The
commenter also stated that current practice is ``to assay a portion of
the seeds to ensure the total source strength is as ordered, which
would prevent both of these medical events from occurring.''
Response: The rule text was modified based on this comment. The
rule text in Sec. 35.3045(a)(2)(v) was revised to delete the ME
criterion in Sec. 35.3045(a)(2)(v)(E) of the proposed rule: ``[a] 20
percent or more error in calculating the total source strength
documented in the pre-implantation portion of the written directive.''
Although these criteria are not exactly the same, the NRC agrees with
the commenter that the criterion at Sec. 35.3045(a)(2)(v)(E) is not
needed because such situations will almost always be captured by the
criteria at Sec. 35.3045(a)(2)(i) and (a)(2)(ii). In the rare
situation where a calculation error would not be captured by the
criteria at (a)(2)(i) or (a)(2)(ii)--for example, because the
calculation error was later corrected--then the NRC would not deem it
appropriate to report the calculation error itself as an ME.
The NRC considered the commenter's statement that these types of
MEs would be prevented by assaying a portion of the seeds to ensure the
total source strength is as ordered and concluded that this may not be
fully correct. For example, it is possible for an ME to occur if there
was an error of 20 percent or more in the total source strength ordered
and administered.
Issue: Comparison of Source Strength Specified in the Pre-Implantation
Written Directive
Comment: Several commenters stated that ME reporting for permanent
implant brachytherapy must be based on the source strength in the post-
administration WD as described in Sec. 35.40(b)(6)(ii). Some of the
commenters stated that the proposed changes to Sec. 35.3045 wrongly
specified the pre-implantation WD.
Response: No changes were made in response to these comments. The
source strength comparisons for the ME reporting criteria in Sec.
35.3045(a)(2)(i) and (ii) are with the source strength specified in the
post-implantation WD. Although Sec. 35.3045(a)(2)(iii) of the proposed
rule included an absorbed dose comparison with information in the pre-
implantation WD, the NRC removed this criterion in response to other
comments. Also, Sec. 35.3045(a)(2)(v)(E) of the proposed rule included
a calculated total source strength with the pre-implantation WD, but
NRC removed this criterion in response to different comments. As a
result, Sec. 35.3045(a)(2) no longer requires any comparisons with the
pre-implantation WD.
Issue: Support Source Strength-Only Approach for Medical Event Criteria
for Permanent Implants
Comment: One commenter supported the shift to use total source
strength administered (activity-based) ME criteria for permanent
implants rather than dose delivered (dose-based) criteria for permanent
brachytherapy implants.
Response: The comment supports language in the rule; therefore, no
response is required.
Comment: One commenter expressed several concerns related to the
proposed dose-based portion of the criteria for permanent implant
brachytherapy ME reporting. The commenter recommended that any ME
reporting for permanent implant brachytherapy be based solely on a
source-strength based definition for the WD as recommended originally
by the ACMUI and the radiological societies rather than the proposed
hybrid definition based on source strength and absorbed dose. The
commenter's concerns included: (1) That the WD has no absorbed dose
specification; (2) that regulatory inspectors do not possess the
expertise to assess permanent seed implants and determine if any 5
contiguous cubic centimeters have exceeded an expected absorbed dose by
50 percent; (3) that different licensees use different absorbed dose
metrics to determine a successful implant; (4) that the dose to 5
contiguous cubic centimeters introduced by the NRC is arbitrary and not
based on any clinical data; and (5) that the ACMUI in 2008 recommended
a source strength ME definition for permanent implants and explicitly
stated it should not include absorbed dose criteria.
Response: The rule text was modified based on this comment. The
rule text in Sec. 35.3045(a)(2) was modified to remove Sec.
35.3045(a)(2)(iii) and (iv), which would have required the assessment
of the absorbed dose to normal tissue outside and within the treatment
site. The rule text, as proposed in Sec. 35.40(b)(6)(i), contains a
requirement to include the intended absorbed dose to the treatment
site. However, in response to other comments, the NRC has decided to
remove this requirement from the final rule. The commenter is correct
that in 2008 the ACMUI recommended source-strength based criteria.
However, in 2012, the ACMUI recommended the proposed ``hybrid''
criteria for reporting MEs for permanent implants, and that
recommendation was endorsed by the American Association for Radiation
Oncology. The NRC understands the commenter's concerns that regulatory
personnel may have difficulty assessing permanent implants under the
proposed rule, and that different licensees may use different criteria
for determining a successful implant. The NRC agrees that the proposed
absorbed dose-based criteria are not based upon clinical data. In
response to these concerns and those raised by other commenters, the
NRC removed the absorbed dose-based ME reporting criterion in Sec.
35.3045(a)(2)(iii) and (iv).
Comment: Two commenters stated that in 2008, the ACMUI recommended
source strength ME definition for permanent implants. The commenters
stated that nevertheless, the NRC staff added an absorbed dose-based
criterion to the definition, and the Commission rejected it. The NRC
held national stakeholder workshops in 2011 on this issue and the
overwhelming consensus at each workshop attended by professional
organizations and radiological professionals was to have source-
strength ME reporting criteria rather than absorbed dose-based
criteria. The commenters also pointed out that the ACMUI presentations
at these workshops stated that source strength criteria were
preferable. The commenters recommended that the NRC
[[Page 33078]]
provide a more comprehensive regulatory basis for deviating from these
recommendations. One of the commenters stated that the NRC needs to
base the ME definition on source strength rather than the proposed
hybrid definition based on source strength and absorbed dose, by
removing Sec. 35.41(b)(6)(iii) and (iv) and amending Sec.
35.3045(a)(2).
Response: The rule text was modified based on these comments. The
rule text in Sec. 35.3045(a)(2) was modified to remove Sec.
35.3045(a)(2)(iii) and (iv), which would have required the assessment
of the absorbed dose to normal tissue outside and within the treatment
site. A corresponding change was made to the rule text in Sec.
35.41(b)(6) to remove Sec. 35.41(b)(6)(iii) and (iv). The NRC agrees
with the commenters' stated timeline of events regarding ME reporting
criteria recommendations. However, in 2012, the ACMUI recommended the
proposed ``hybrid'' criteria for reporting MEs for permanent implants,
and that recommendation was endorsed by the American Association for
Radiation Oncology. This recommendation was one of the key components
of the NRC's regulatory basis for the proposed rule. In response to
other comments, the NRC removed the absorbed dose-based ME reporting
criterion in Sec. 35.3045(a)(2)(iii) and (iv) and the requirements in
Sec. 35.41(b)(6)(iii) and (iv) for determination of absorbed dose to
normal tissue outside and within the treatment site.
Issue: Alternate Recommendations for ME Definitions for Permanent
Implants
Comment: One commenter suggested that the NRC require licensees to
establish a ``peer review'' process in conjunction with the
requirements that licensees establish procedures that provide ``high
confidence'' that the WD is fulfilled. The commenter stated that MEs
should be rare mistakes because the procedures are required to be
performed by physicians that have the required T&E. The commenter also
stated that the NRC should not try to regulate the ``medicine side''
and that the NRC's determination of `` `actual or potential harm to a
patient' and review of normal tissue doses are not needed.''
Response: No change was made to the rule text based on this
comment. The NRC agrees that the NRC should not regulate the practice
of medicine. In accordance with the Commission's Medical Use Policy
Statement published August 3, 2000 (65 FR 47654), the NRC does not
intrude into medical decisionmaking except as necessary to provide for
the safety of workers and the general public and to ensure that
radionuclides are used in accordance with the physician's directions.
The NRC disagrees that it should require licensees to establish a peer
review process for assessing MEs. The licensee makes the determination
of the actual or potential harm to patients that might result from an
ME. However, the NRC's position is that an ME may be indicative of a
potential problem in a medical facility's use of radioactive materials
even if it does not actually result in harm to the patient.
In response to the portion of this comment concerning dose to
normal tissue and other comments, the NRC removed the absorbed dose-
based ME reporting criteria for normal tissue in Sec.
35.3045(a)(2)(iii) and (iv).
Comment: One commenter suggested that the reporting criteria for
permanent implants should be the ``dose coverage to the intended
target,'' which is a much more meaningful indicator of the quality of
an implant. The commenter suggested the use of ``D90'' and provided the
D90 definition from the AAPM Task Group 137: ``the minimum dose to the
hottest 90 percent of the target volume.''
Response: No change was made to the rule text based on this
comment. This is one of the few comments NRC received that supported
dose-based ME reporting criteria for the treatment site. The NRC
understands that ``D90'' is one of the absorbed dose-based parameters
that is an accepted professional practice for assessing the clinical
quality of an implant. However, the NRC also understands that ``D90''
is not the only dose-based parameter that is accepted and used. The NRC
also received numerous other comments that identified technical
limitations associated with the use of dose-based ME reporting criteria
for permanent implant brachytherapy. Therefore, the NRC revised the
permanent implant brachytherapy ME reporting criteria in Sec.
35.3045(a)(2) to be based only on total source strength, not dose.
Comment: One commenter suggested that the reporting criteria for
permanent implants should be based upon the dose to the organs at risk.
The commenter provided the examples of the bladder and the rectum as
organs at risk when treating the prostate with permanent implants. The
commenter stated that this approach would hold the brachytherapist (AU)
accountable for protecting the organs at risk but not penalize the AU
for intentionally implanting sources in normal tissue for treatment
purposes. The commenter also stated that ``[a]nother benefit of both of
these suggestions is that current brachytherapy software offers a
method of evaluating the dose coverage to the target and organs at
risk.''
Response: No change was made to the rule text based on this
comment. This is one of the few comments NRC received that supported
the dose-based ME reporting criteria. The NRC received other comments
that identified technical limitations associated with the use of a
dose-based ME reporting criteria for dose to normal tissue from
permanent implant brachytherapy. The NRC eliminated the dose-based
criteria in Sec. 35.3045(a)(2)(iii) and (iv) for normal tissue for
reporting MEs. Therefore, the dose to the organs at risk does not need
to be determined for ME reporting purposes.
Issue: Concerns Regarding Regulators' Training and Ability To Inspect
and Assess Permanent Implants Under the Proposed Criteria
Comment: Several commenters expressed concerns about the ability of
regulators to assess licensees' implementation of the proposed ME
reporting criteria in Sec. 35.3045(a)(2)(iii) and (iv). One commenter
asked if inspectors are capable of evaluating the methods used by the
licensee to determine the 5 contiguous cubic centimeter volume of
normal tissue and related dosimetry. Another commenter stated that the
proposed change will require substantial retraining of regulatory
personnel to make determinations based on the new criteria. The
commenter stated ``[t]his is unduly burdensome and serves no real value
since doses may be clinically off by 200 percent and still be viable
for treatment.'' Two other commenters stated that most regulatory
personnel do not have the tools or expertise to assess a permanent
implant and determine if any 5 contiguous cubic centimeters have
exceeded an expected absorbed dose by 50 percent. The commenters also
expressed concern that the NRC has proposed a dose metric that is not
an established standard of clinical practice and appears to infringe on
the practice of medicine.
Response: The rule text was modified based on these comments. The
rule text in Sec. 35.3045(a)(2) was modified to remove Sec.
35.3045(a)(2)(iii) and (iv), which would have required the assessment
of the absorbed dose to normal tissues outside and within the treatment
site. The NRC understands the commenters' concerns that regulatory
personnel may have difficulty assessing permanent implants under the
proposed rule and that the NRC proposed a 5 contiguous cubic centimeter
volume dose metric that is not an established standard of clinical
practice. In response
[[Page 33079]]
to these concerns and different concerns raised by other commenters,
the NRC removed the absorbed dose-based ME reporting criteria in Sec.
35.3045(a)(2)(iii) and (iv).
Issue: Applicability of the Proposed Criteria to Y-90 Microspheres
Comment: Several commenters questioned whether the new permanent
implant brachytherapy requirements at Sec. 35.3045 apply to the use of
Y-90 microspheres under Sec. 35.1000. One commenter stated that these
new requirements cause confusion when read in conjunction with the NRC
licensing guidance for Y-90 microspheres, which describes them as
``manual brachytherapy sources used for permanent implantation
therapy.'' The commenters suggested that the rule language be clarified
to include a definition of the types of sources to which the permanent
implant brachytherapy requirements apply so that it is clear whether
they apply to Y-90 microspheres.
Response: No change was made to the rule text. The term ``permanent
implant brachytherapy'' is used to refer to manual brachytherapy
procedures performed in accordance with Sec. 35.400. The NRC considers
Y-90 microspheres to be manual brachytherapy sources; however, they
have unique properties that prevent them from being regulated under all
the provisions of Sec. 35.400 and are regulated under Sec. 35.1000.
Consequently, the ME reporting requirements for permanent implant
brachytherapy do not apply to the use of Y-90 microspheres.
Issue: Defining the Treatment Site in the Written Directive
Comment: The commenter expressed concern that under the proposed
rule in Sec. 35.3045(a)(2)(ii), a high quality implant with excellent
dose statistics, where many seeds are implanted outside the Planning
Target Volume (PTV) to ensure adequate dose coverage, would be viewed
as an ME. The commenter stated that its prostate implant program allows
for the implantation of I-125 seeds into normal tissues surrounding the
prostate so that the prescribed dose covers a treatment margin (PTV) in
addition to the prostate, in order to treat extra-capsular extension of
prostate cancer. The commenter provided recommendations from the
American Association of Physicists in Medicine Task Group Report 137
and the American Brachytherapy Society Prostate Low-Dose Rate Task
Group Report on treating a margin of tissue outside of the prostate.
The commenter also expressed concern with the criterion in Sec.
35.3045(a)(2)(ii) because its vendor's software does not currently have
a satisfactory method of determining whether 20 percent of the source
strength is outside of the treatment site.
Response: No change was made to the rule text based on this
comment. The NRC understands that AUs may intentionally implant sources
into surrounding normal tissues. The AU defines the treatment site in
the WD in any way he or she believes to be medically appropriate,
including any margin or PTV structure. The NRC acknowledges that
treatment planning software may not have an automated method to
determine whether 20 percent of the source strength is outside of the
treatment site. It may be necessary for licensees to perform a manual
determination of the number of sources outside the treatment site in
comparison with the number of sources within the treatment site.
Comment: One commenter stated that the requirement at Sec.
35.3045(a)(2)(ii) would have positive impact if the definition of
treatment site is clarified to include implantation of seeds in
interstitial tissue, and not critical structures. The commenter
believes that this criterion is consistent with clinically relevant
circumstances when several seeds are accidentally placed in critical
organs to the extent that they could cause a medically significant
event to the patient.
Response: No change was made to the rule text based on this
comment. The NRC determined that revising the definition of the
treatment site to include implantation of sources in interstitial
tissue, and not critical structures, is not warranted. The AU defines
the treatment site in the way he or she believes to be medically
appropriate, which in some cases may include intentional implantation
of sources in critical structures. The NRC has determined that the
criterion in Sec. 35.3045(a)(2)(ii) appropriately captures those
instances where medically significant events may occur. The NRC is not
aware of cases where medically significant events have occurred while
20 percent or less of the source strength was implanted outside the
treatment site.
Comment: One commenter stated that compliance with the requirements
in Sec. 35.3045 is dependent on how the tumor volume is defined by the
physician. The commenter explained that if one AU defines the treatment
site with ``tight borders'' the licensee may need to report an ME.
However, if another AU defines the treatment site more ``loosely,'' an
ME may not have to be reported.
Response: No change was made to the rule text based on this
comment. The AU defines the treatment site in the WD in the way he or
she believes to be medically appropriate, including any margin. The AU
may define the treatment site to include all tissues into which sources
have been purposely implanted. The NRC has determined that the
definition of the treatment site is a matter of medical judgment.
Comment: One commenter stated that the identification of the
``treatment site'' is not well defined. The commenter stated that some
facilities identify the treatment site as the prostate gland only and
plan a dose margin around the prostate, while other facilities include
a planning target volume (PTV) structure around the prostate as the
treatment site and target coverage to that structure.
Response: No change was made to the rule text based on this
comment. The AU defines the treatment site in the WD in the way he or
she believes to be medically appropriate, including any margin or PTV
structure.
Issue: The Complexity of the Medical Event Reporting Requirements as
Currently Proposed May Create Confusion
Comment: One commenter stated that the proposed ME reporting
requirements are complex and may create confusion for regulators and
the regulated community when applied to permanent prostate implant
procedures.
Response: The rule text was modified based on other comments. The
NRC acknowledges the commenter's concern regarding the complexity of
the ME reporting requirements. The NRC received several comments
raising concerns about specific portions of the proposed rule and
changes were made in response to these comments. One of the major
changes was to remove the requirements in Sec. 35.3045(a)(2) related
to absorbed dose to normal tissue. The NRC believes that these changes
have reduced the complexity of the ME reporting requirements.
Issue: NRC Should Create a New Section in 10 CFR Part 35 for Permanent
Implant Brachytherapy Regulations Only
Comment: One commenter recommended that the NRC create a new
section in 10 CFR part 35 for permanent brachytherapy implants only.
This new section should include the procedural requirements included in
Sec. 35.41(b)(6) and ME reporting criteria specific to permanent
brachytherapy implants included in Sec. 35.3045 of the
[[Page 33080]]
proposed rule. The commenter stated that, if the NRC decides to create
this new separate section, then the ME requirements for permanent
brachytherapy implants should be separated and handled in a rulemaking
separate from the remainder of the proposed amendments, to allow the
NRC to finalize all other proposed amendments without delay.
Response: No change was made to the placement of regulations
related to permanent implant brachytherapy. The requirements for
procedures requiring a WD, and the requirements for ME reporting appear
in two different subparts of part 35--Subpart B--General Administrative
requirements, and Subpart M--Reports. To separate the permanent implant
brachytherapy requirements from these subparts and put them in a
separate section would disrupt the logical flow of 10 CFR part 35.
Issue: The Compatibility Designation for Medical Event Reporting Under
Sec. 35.3045
Comment: One commenter stated that the WD requirements under Sec.
35.40(b)(6) and the procedures for permanent implant brachytherapy
required under Sec. 35.41(b)(6) should be deemed Compatibility
Category B (rather than Compatibility Category C) such that the rules
are uniform from one state to another to minimize confusion. The
commenter stated that because over 90 percent of medical licensees are
under Agreement State authority, anything less than Compatibility
Category B makes these changes ``an over-regulation of the minority.''
Response: The WD requirements under Sec. 35.40(b)(6) and the
procedures for permanent implant brachytherapy required under Sec.
35.41(b)(6) are designated as Compatibility Category Health and Safety
(H&S). This designation was not changed in the proposed rule. The H&S
category contains program elements that are not required for
compatibility, but are identified as having a particular health and
safety role (i.e., adequacy) in the regulation of agreement material
within the State. The commenter appears to be referring to the
compatibility designation of ME reporting under Sec. 35.3045, which is
designated as Compatibility Category C and which the final rule
continues to designate as Compatibility Category C.
Comment: One commenter stated that if the NRC were to revert to a
lower-than-proposed compatibility category (i.e., Compatibility
Category C instead of B), then they recommend, as a last resort, that
the NRC explicitly state in the preamble of the final rule that
activity-based ME metrics are an essential program element, and that
dose-based metrics are unacceptable for use. The commenter stated that
the absorbed dose-based ME metrics are not ``more restrictive'' per se,
but are unsuitable and confusing when misapplied to the specific
procedures in question.
Response: The NRC has discussed the program element contained in
Sec. 35.3045 and the essential objective of this program element in
Part I, item 4 of this section based on this comment. The program
element contained in Sec. 35.3045 is ME reporting, not activity-based
ME metrics. The essential objective of this program element is to
maintain a consistent national ME reporting program. In the final rule,
the ME criteria for permanent brachytherapy is activity-based and not
dose-based. Dose-based ME reporting criteria for permanent implant
brachytherapy would conflict with the essential objective of
maintaining a consistent national reporting program because it would
result in insignificant events being reported as MEs. As explained in
Part I, item 4 of this section, consistency in the national reporting
program allows the NRC to identify trends or patterns, identify generic
issues or concerns, recognize inadequacies or unreliability of specific
equipment or procedures, and determine why an event occurred and
whether any actions are necessary to improve the effectiveness of NRC
and Agreement State regulatory programs. Dose-based ME reporting
criteria would result in inconsistent reporting of permanent implant
brachytherapy MEs, and thus would disrupt these efforts.
Comment: One commenter stated that they support the Compatibility
Category B designation for ME reporting, in agreement with the opinion
of the ACMUI and for the reasons provided in the proposed rule. The
commenter stated that, considering the details and clinical
implications of the prostate implant procedures, it only makes sense to
have activity-based criteria for an ME. The commenter believes that
there is merit in consistent rules for subjects that have significant
implications, such as the criteria for an ME, and standardization
should remove uncertainty and confusion.
Response: The NRC agrees with the commenter that activity-based
criteria are appropriate for MEs for permanent implant brachytherapy
procedures, including the prostate implant procedures. As discussed
earlier in this section, the NRC has determined that Compatibility
Category C is the appropriate designation for Sec. 35.3045. The NRC
determined that Compatibility Category B is not the appropriate
designation because the ME reporting criteria, while important to the
effective and orderly regulation of agreement material on a nationwide
basis, do not have significant direct transboundary implications. The
essential objective of Sec. 35.3045 is to maintain a consistent
national program for reporting MEs. Agreement State use of dose-based
criteria for permanent implant brachytherapy ME reporting would be
inconsistent with this essential objective because the NRC has
determined that dose-based criteria would result in the reporting of
insignificant events. Therefore, for national reporting, Agreement
States' use of dose-based reporting criteria either instead of or in
addition to activity-based reporting criteria for permanent implant
brachytherapy would not be compatible with Sec. 35.3045.
Comment: One commenter expressed support of the Compatibility
Category B designation for Sec. 35.3045 and noted that, as discussed
by the NRC in the proposed rule, some medical licensees practice at
multiple locations, some of which are NRC[hyphen]regulated and some of
which are Agreement State[hyphen]regulated. The commenter stated that a
Compatibility Category B designation would allow for uniformity of
practice and procedures across the country. The commenter further
suggested that to make the move from Compatibility Category C to B
smooth, the NRC should define the ``essential objectives'' of Sec.
35.3045 such that the Agreement States' adoption of the new definition
is not met with unnecessary delays.
Response: The NRC has determined that Compatibility Category C is
the appropriate category for Sec. 35.3045, for the reasons explained
in response to another comment and in Part I, item 4 of this section.
The essential objective of Sec. 35.3045 is to maintain a consistent
national reporting program, as further explained in Part I, item 4 of
this section.
Comment: One commenter, in support of the Compatibility Category B,
stated that they recognize that the Agreement States oppose a change in
Compatibility Category, citing state legislative requirements, the
difficulty in changing state regulations, and the fact that Agreement
States do not perceive a problem with the current dose[hyphen]based
definition. The commenter believes that these concerns are outweighed
by the importance of having a consistent definition throughout the
country to prevent confusion and unnecessary reporting of otherwise
medically acceptable procedures as MEs. The
[[Page 33081]]
commenter expressed concern that a Compatibility Category C designation
would allow Agreement States to implement unnecessarily more
restrictive definitions that classify medically acceptable procedures
as MEs.
Response: The NRC understands the importance of having consistent
ME reporting criteria throughout the country to prevent confusion and
unnecessary reporting of otherwise medically acceptable procedures as
ME. This consistency is necessary to meet the essential objective of
Sec. 35.3045, which is to maintain a consistent national reporting
program. The NRC disagrees that Compatibility Category B is the
appropriate category for Sec. 35.3045 and instead has determined that
Compatibility Category C is the appropriate category. Therefore,
Agreement States are required to adopt the essential objectives of this
provision, but are not required to adopt essentially identical ME
reporting criteria. The Agreement States have the flexibility to
include, for example, a shorter reporting time in their ME reporting
criteria, but the use of dose-based ME reporting criteria for permanent
implant brachytherapy would create conflicts and inconsistencies with
respect to the national reporting program, because it would capture
insignificant events as MEs.
Comment: Two commenters in support of Compatibility Category B
stated that because over 90 percent of medical licensees are under
Agreement State authority, anything less than Compatibility Category B
makes the proposed changes an ``over-regulation of the minority.'' The
commenters stated that it would be counterproductive for Agreement
States to maintain alternative ME criteria not listed in the revised
Sec. 35.3045. The commenters further stated that because certain
healthcare systems may be providing services in both NRC and Agreement
State jurisdictions, Sec. 35.3045 should be designated as
Compatibility Category B. One commenter said that they strongly support
the proposed designation of Compatibility Category B for Sec. 35.3045,
thereby requiring Agreement States to adopt ME reporting and
notification program elements essentially identical to NRC's. The
commenter also stated that it would be counterproductive for Agreement
States to maintain alternative ME criteria not listed in the revised
Sec. 35.3045. The commenter stated that if the dose-based ME reporting
criteria were interpreted by the States as more ``restrictive,'' and
States were to continue to have some manner of ill-fitting ME
methodology, this would confuse the regulated community and continue to
weaken confidence in the significance of reported permanent
brachytherapy MEs.
Response: As explained in response to other comments, the NRC has
determined that Compatibility Category C is the appropriate category
for Sec. 35.3045. Under Compatibility Category C, Agreement States
will not be able to maintain alternative ME criteria not listed in the
revised Sec. 35.3045, if those criteria would create conflicts or
inconsistencies in the national reporting program. The NRC understands
the commenter's concern that alternative ME criteria could weaken the
public's confidence in the significance of permanent implant
brachytherapy MEs. Therefore, the NRC has identified dose-based
criteria as an example of alternative ME reporting criteria that would
capture insignificant events as MEs and create a conflict and
inconsistency in the national reporting program.
Comment: Several commenters stated that their medical practices are
affected by the compatibility category assigned to Sec. 35.3045. They
said that they are pleased with the Commission's decision to move Sec.
35.3045 from Compatibility Category C to Compatibility Category B. The
commenters stated that it is essential that Sec. 35.3045 be defined
and implemented in a consistent manner across the country. The
commenters stated that, as the NRC noted in the proposed rule, some
medical licensees practice at multiple locations, some of which are
NRC-regulated and some of which are Agreement State-regulated. The
commenters stated that there are many practices that extend beyond one
particular jurisdiction, usually when the main center is near a state
border. The commenters further stated that they expect this situation
to increase significantly in the coming few years as the consolidation
of healthcare institutions into larger entities continues to
accelerate. Therefore, a Compatibility Category B designation would
allow for uniformity of practice and procedures across the country.
Response: The NRC understands the commenters' concern that Sec.
35.3045 be defined and implemented in a consistent manner across the
country. As noted by the commenter, and as the NRC noted in the
proposed rule, some medical licensees practice at multiple locations,
some of which are NRC-regulated and some of which are Agreement State-
regulated.
The NRC disagrees that Sec. 35.3045 should be designated as
Compatibility Category B to ensure uniformity of practice and
procedures across the country. The NRC designates regulatory program
elements as Compatibility Category B if they have significant direct
transboundary implications, not simply for the purpose of ensuring
uniformity across the country with respect to a program element. The
effect of a Compatibility Category B designation is essentially
uniformity across the country with respect to a program element,
because this designation requires Agreement States to adopt program
elements that are ``essentially identical'' to that of the NRC. This
uniformity is necessary because a program element has significant
direct transboundary implications. As discussed in Part I, item 4 of
this section, the NRC has determined that ME reporting does not rise to
the level of having significant direct transboundary implications.
Therefore, Compatibility Category B is inappropriate.
The NRC has determined that Compatibility Category C is the
appropriate designation for Sec. 35.3045. Under Compatibility Category
C designation, the essential objectives of the regulation should be
adopted by the State to avoid conflicts, duplications or gaps. The
essential objective of Sec. 35.3045 is to maintain a consistent
national ME reporting program. Agreement States should ensure that
their ME reporting criteria do not conflict with or create
inconsistency within this program.
Comment: One of the Agreement States stated that all MEs are local
events and are not transboundary events, regardless of their
significance. The commenter stated that even multiple events with a
common root cause are considered local events and each licensee is
required to submit an ME report to its licensing authority. The
commenter also stated that all MEs are reported in the Nuclear
Materials Event Database, so NRC is notified of all events that meet
the NRC's ME criteria.
Response: The NRC acknowledges that, from the perspective of a
single medical facility, MEs appear to be local events only. The NRC
has determined that ME reporting does not rise to the level of having
significant direct transboundary implications and; therefore,
Compatibility Category B is inappropriate. However, to ensure that an
Agreement State program meets the essential objective of Sec. 35.3045
to maintain a consistent national ME reporting program, the Agreement
States, for permanent implant brachytherapy treatments, should not use
the dose-based criteria. For the reasons explained in response to other
comments and in Part I, item 4 of this
[[Page 33082]]
section, the use of dose-based criteria would create conflicts and
inconsistencies in the national ME reporting program.
Comment: Several commenters opposing the proposed category B
designation for ME reporting questioned how a single medical incident
at a single facility can have ``direct and significant effects in
multiple jurisdictions.'' They further added that the Compatibility
Category C designation has been adequate for the reporting requirements
for radiography, irradiator, and well logging licensees who routinely
work in multiple jurisdictions.
Response: The NRC agrees that the Compatibility Category C
designation has been adequate for the reporting requirements for
radiography, irradiator, and well logging licensees who work routinely
in multiple jurisdictions. The NRC has determined that Compatibility
Category C is also the appropriate designation for Sec. 35.3045.
The NRC acknowledges that, from the perspective of a single medical
facility, MEs appear to be local events only. The NRC agrees that ME
reporting does not have direct and significant effects in multiple
jurisdictions, and therefore agrees that Compatibility Category B is
not the appropriate designation for Sec. 35.3045. Therefore, the ME
reporting criteria do not have to be essentially identical. However,
the essential objective of Sec. 35.3045 is to maintain a consistent
national ME reporting program, and to adopt this essential objective
Agreement States should adopt ME reporting criteria that do not create
conflicts or inconsistencies in ME reporting. The ME reporting program
ensures that the NRC and Agreement States are able to identify trends
or patterns, identify generic issues or concerns, recognize
inadequacies or unreliability of specific equipment or procedures, and
determine why an event occurred and whether any actions are necessary
to improve the effectiveness of NRC and Agreement State regulatory
programs. Inconsistent or conflicting ME reporting criteria would
frustrate these purposes.
Comment: Several commenters, in support of the Compatibility
Category C designation for ME reporting under Sec. 35.3045, stated
that currently the only reporting regulations with a Compatibility
Category B designation are related to the security requirements and are
located in other parts of 10 CFR. The commenter also stated that all
the reporting requirements found in 10 CFR part 35 are Compatibility
Categories C, H&S, or D. Since Sec. 35.3045 is a reporting requirement
and does not relate to the security of Category 1 or Category 2
sources, the commenter recommended that the compatibility category for
the reporting requirements in Sec. 35.3045 remain as Compatibility
Category C.
Response: It is true that currently the only reporting regulations
with Compatibility Category B designation are related to the security
requirements and are located in other parts of 10 CFR. However, that
does not preclude the NRC from categorizing reporting requirements as
Compatibility Category B. Compatibility category designations do not
hinge on whether a regulatory requirement pertains to security or any
other discrete regulatory issue. Rather, the NRC assigns the
appropriate category for each regulatory requirement by considering and
applying the criteria for Agreement State compatibility to each
particular regulatory requirement. For the reasons stated in response
to other comments and as discussed in Section V., Public Comment
Analysis, the NRC has determined that Compatibility Category C is the
appropriate designation for Sec. 35.3045.
Comment: One commenter, in support of the Compatibility Category C
designation for ME reporting under Sec. 35.3045, stated that
throughout Sec. 35.3045, the term ``treatment site'' is used, that it
is specifically defined in Sec. 35.2, and that this definition has
been designated Compatibility Category C. The commenter stated that
since the definition of ``treatment site'' is remaining a Compatibility
Category C, it is possible for an Agreement State to adopt the
essential objective of the definition but it may be a slightly
different definition. If the definition for treatment site is slightly
different in each jurisdiction, even if Sec. 35.3045 is changed to a
Compatibility Category B, the requirement may not be ``essentially
identical'' in each jurisdiction.
Response: It is true that the ``treatment site'' is defined in
Sec. 35.2 and that this definition has been designated Compatibility
Category C. While the NRC may assign a particular compatibility
category to certain definitions, the regulations in which these terms
are used are not confined to this same category. Instead, the NRC
assigns the appropriate category for each regulatory requirement by
considering and applying the criteria for Agreement State compatibility
to each particular regulatory requirement.
Comment: One commenter recommended that, if the NRC insists on
changing the Compatibility Category to B, then the rule language should
be changed to only require the Compatibility Category B designation for
permanent prostate implant procedures and no other permanent
brachytherapy procedures. The commenter further stated that the main
impetus for changing the compatibility category for ME reporting
appears to be the multiple prostate implant MEs that occurred at the
Department of Veterans Affairs facilities.
Response: When drafting the ME reporting requirements for permanent
implant brachytherapy procedures at Sec. 35.3045(a)(2), the NRC
developed requirements that would apply to permanent implant procedures
for all treatment sites, including prostate implants. Although prostate
implants are more common than other implants, the NRC staff in SECY-12-
0053 recommended that the revised ME criteria apply to permanent
implant procedures for all treatment sites, not only the prostate. The
NRC has determined that the prostate implant procedure does not warrant
a separate set of regulations and that including them in the ME
reporting requirements for permanent implant procedures for all
treatment sites is sufficient to ensure that significant events
involving prostate implants will be reported as MEs. As explained in
response to other comments and in Part I, item 4 of this section, the
NRC has determined that Compatibility Category C is appropriate for all
of Sec. 35.3045, including permanent implant brachytherapy procedures,
such as prostate implants.
Comment: One Agreement State stated that the proposed activity-
based ME reporting criteria should be added to the existing dose-based
criteria, rather than replace it. The Agreement State stated that it
would require licensees to apply both criteria, and only those MEs that
meet the NRC's proposed activity-based criteria would be reported to
the NRC. The commenter explained that this approach would provide the
states with the needed flexibility to regulate both radioactive
materials and machine-produced sources of radiation in a consistent
manner. The commenter also stated that the ME reporting regulations
should not be categorized as Compatibility Category B because that
would restrict the State's ability to regulate the clinical aspects of
the practice of medicine and patient management.
Response: The NRC has determined, as recommended by the medical
community, that the activity-based criteria are more appropriate for
permanent implant brachytherapy procedures than the dose-based
criteria, because activity-based criteria specifically captures
significant events for reporting as MEs whereas dose-based criteria
would capture insignificant
[[Page 33083]]
events as well. The NRC has determined that Compatibility Category C is
the appropriate designation for Sec. 35.3045. However, as explained in
response to other comments and in Part I, item 4 of this section, the
NRC has determined that Agreement State use of dose-based criteria for
permanent implant brachytherapy ME reporting would result in
inconsistencies and conflicts with the essential objective of Sec.
35.3045, which is to maintain a consistent national ME reporting
program.
Section 35.3204 Report and Notification for an Eluate Exceeding
Permissible Molybdenum-99, Strontium-82, and Strontium-85
Concentrations
Comment: Two commenters supported the proposed generator elution
breakthrough reporting requirements.
Response: The comment supports language in the rule; therefore, no
response is required.
Comment: One commenter noted that Tc-99m decays much faster than
Mo-99; therefore, every Tc-99m generator eluate will eventually exceed
the regulatory limit. Because of this, the commenter stated that the
language in the proposed rule text would require every eluate to be
reported. The commenter proposed revising the rule text in Sec.
35.3204(a) to clarify that the licensee would only report measurements
of a Tc-99m generator elution that exceeded the regulatory limits at
the time of generator elution.
Response: The rule text was modified based on this comment. The NRC
agrees with the commenter that the proposed rule text in Sec.
35.3204(a) and (b) was not clear and has amended it to clarify that the
reporting requirements only apply at the time of generator elution.
Comment: One commenter stated that the reporting and notification
requirement for failed Mo-99/Tc-99m and Sr-82/Rb-82 generators was
increased from Compatibility Category C to Compatibility Category B.
The commenter supports adding specific reporting criteria for failed
generators, but wanted to retain the Compatibility Category as C.
Response: No change was made to the compatibility category for
reporting and notification requirement for failed Mo-99/Tc-99m and Sr-
82/Rb-82 generators based on this comment. In the proposed rule, the
NRC designated the reporting requirements in Sec. 35.3204(a) and (b)
as Compatibility Category C. The final rule retains the same
compatibility category for reporting requirements in Sec. 35.3204(a)
and (b).
Comment: Two commenters agreed with the proposed revision but
asserted that the proposed Sec. 35.3204(a) initial requirement to
report to the NRC Operations Center within 30 days should be shortened.
One commenter stated that a shorter reporting requirement was needed to
more effectively address patient safety concerns. The other commenter
stated that in order to respond in a timely manner to potential issues
regarding the manufacturing and/or use of generators, the reporting
period should be less than 30 days.
Response: The rule text was modified based on these comments. The
rule text in Sec. 35.3204(a) was revised to require notification
within 7 calendar days. The NRC agrees that the time period for
notification should be shorter than the proposed 30 calendar days. With
the short half-lives of the parent radionuclides, the NRC determined
that a 7 calendar-day notification requirement is more appropriate.
Seven calendar days gives the licensee an opportunity to evaluate its
procedures, measurements, and calculations to determine if the
generator actually failed, i.e., the eluate actually exceeded the
permissible concentration, or if the licensee made an error. The
shorter reporting requirement would also permit the NRC to determine
the extent of generator failures and take quicker action to protect
patient safety.
Comment: Several Agreement States disagree that the notification of
the discovery of an eluate exceeding the limits should be made to the
NRC Operations Center. They recommended that a report be submitted to
the NRC regional offices instead. The commenters stated that any 30-day
notification to the Agreement States must only be submitted to the NRC
using the National Materials Events Database (NMED), not the Operations
Center. One commenter stated that the doses received from most
generators that exceed the eluate breakthrough limits would not meet
the reporting requirement for a diagnostic ME and therefore does not
meet the urgency for reporting to the Operation Center. The commenter
used the CardioGen[supreg] Sr/Rb generator recall as an example.
Further, the commenter stated that the current Integrated Materials
Performance Evaluation Program requirement to report such events to the
NMED is more than sufficient. One commenter stated that ``[s]hould a
trend of these events be found, the Agreement States currently report
these events to the Regional Agreement State Officer.''
Response: No change was made to the rule text based on these
comments. The NRC determined that it is appropriate to report generator
failures (i.e., when the eluate exceeds the permissible concentration
listed in Sec. 35.204(a)) to the NRC Operations Center. Reporting to
the NRC Operations Center will permit the NRC to identify whether this
is a limited or more widespread failure of generators and share that
information in a timely manner.
Comment: Several commenters recommended that the NRC implement the
ACMUI recommendation to only require licensees to report generator
elution results with parent breakthrough beyond the Sec. 35.204(a)
limits to the manufacturer/distributor, and not to both the
manufacturer/distributor and the NRC. The commenters stated that only
the manufacturer/distributor should be responsible for reporting ``the
out-of-tolerance parent breakthroughs to the NRC.'' The commenters also
stated that requiring the licensee to report to both the company and
the NRC, while the company also reports to NRC, is unnecessarily
duplicative.
Response: A clarifying revision was made to the rule text. The NRC
requires that a licensee report to the NRC and the generator
distributor, which also may sometimes be the manufacturer, when it
identifies a generator with an eluate exceeding the permissible
concentration limits in Sec. 35.204(a). The NRC requires this
reporting because it is important that the NRC and the distributors be
aware of such events in a timely manner. The reporting requirement is
not duplicative because the NRC does not require the distributor to
report generator failures to the NRC.
VI. Section-by-Section Analysis
This section describes the specific amendments by section for this
final rule.
Section 30.34 Terms and Conditions of Licenses
Paragraph (g). This paragraph adds a new requirement for licensees
to report to the NRC when generator eluates exceed the permissible Mo-
99 or Sr-82 and Sr-85 concentration limits listed in Sec. 35.204(a).
Reporting must be in accordance with the reporting and notification
requirements in Sec. 35.3204. While the reporting requirement as well
as the requirement to test every Mo-99 elution is new, the testing by
licensees of the first elution to ensure that it does not exceed the
permissible concentration listed in Sec. 35.204(a) and recording the
results of these tests is already required by this paragraph.
This change provides the information to allow the NRC to assess a
potential situation quickly and efficiently when
[[Page 33084]]
issues occur with generators that may cause unwarranted radiation
exposure to patients. This issue is discussed further in Section III.,
Discussion, of this document.
Section 32.72 Manufacture, Preparation, or Transfer for Commercial
Distribution of Radioactive Drugs Containing Byproduct Material for
Medical Use Under Part 35
Paragraph (a)(4). This paragraph is amended to clarify that the
applicant ``commits to'' rather than ``satisfies'' the labeling
requirements. Committing to the prescriptive labeling requirements in
the regulation in the license application would remove ambiguity
related to what must appear on the label.
Paragraph (b)(5)(i). This paragraph is amended to remove the
requirement to obtain a written attestation for individuals seeking to
be named as an ANP and who are certified by a specialty board whose
certification process has been recognized by the NRC or an Agreement
State to be an ANP. This is a conforming change in support of the
removal of the attestation requirement in Sec. 35.55(a) of this
chapter for a board-certified ANP.
Paragraph (d). The existing requirements in paragraph (d) are re-
designated as (e), and a new paragraph (d) is added to clarify that the
labeling requirements that applicants commit to in paragraph (a) of
this section are also applicable to current licensees.
Section 35.2 Definitions
New definitions for Associate Radiation Safety Officer and for
Ophthalmic physicist are added to this section and the definition for
Preceptor is amended.
The new definition for Associate Radiation Safety Officer
identifies the requirements an individual will need to meet to be
recognized as an ARSO. These requirements include that the individual
must meet the specified T&E criteria and that the individual be
currently listed as an ARSO on a medical use license or permit for the
types of use of byproduct material for which the individual had been
assigned tasks and duties by the RSO. Additional information on ARSOs
is located in Section III, Discussion, of this document.
The new definition for Ophthalmic physicist identifies the
requirements an individual will need to meet to be recognized as an
Ophthalmic physicist. These requirements include that the individual
must meet the specified T&E criteria in Sec. Sec. 35.433(a)(2) and
35.59 and that the individual must be currently listed as an Ophthalmic
physicist on a (1) specific medical use license issued by the
Commission or an Agreement State; (2) permit issued by a Commission or
Agreement State broad scope medical use licensee; (3) medical use
permit issued by a Commission master material licensee; or (4) permit
issued by a Commission master material licensee broad scope medical use
permittee. A written attestation will not be required for this
individual.
The definition for Preceptor is amended to add ARSO to the list of
individuals whose T&E is provided, directed, or verified by a
preceptor. This is a conforming change in support of the new definition
for Associate Radiation Safety Officer.
Section 35.8 Information Collection Requirements: OMB Approval
Paragraph (b). This paragraph is amended to include Sec. 35.3204
in the list of sections in which the approved information collection
requirements are contained.
Section 35.12 Application for License, Amendment, or Renewal
This section is amended to require only the submission of the
original NRC Form 313, Application for Material License, or a letter
containing information required by NRC Form 313 when applying for a
license, an amendment, or renewal. This section clarifies what
information should be submitted and adds a requirement to submit
information on an individual seeking to be identified as an ARSO or as
an ophthalmic physicist.
Paragraph (b)(1). As part of the application for a medical use
license, this paragraph is amended to require the submittal of only the
original NRC Form 313. This change will relieve the burden on the
applicant by requiring less paperwork to be submitted. It will also
require the applicant to submit the T&E qualifications for one or more
ARSOs and ophthalmic physicists that are to be identified on the
license.
Paragraph (c). For license amendments or renewals, this paragraph
is amended to require the submittal of only the original NRC Form 313
or a letter containing information required by NRC Form 313. This
change will relieve the burden on the licensee by requiring less
paperwork to be submitted. Additionally, it clarifies that the letter
submitted in lieu of NRC Form 313 must contain all the information
required by NRC Form 313.
Paragraph (d). This paragraph is amended and restructured to
clarify what information must be included in an application for a
license or amendment for medical use of byproduct material as described
in Sec. 35.1000.
Section 35.13 License Amendments
This section is amended by revising paragraph (b), re-designating
paragraphs (d) through (g) as paragraphs (e) through (h), revising re-
designated paragraphs (g) and (h), and adding new paragraphs (d) and
(i).
Paragraph (b). This paragraph is amended to allow a licensee to
permit an individual to work as an ophthalmic physicist before applying
for a license amendment, provided that the individual is already
identified on a medical license or permit provided for in Sec.
35.13(b)(4).
Paragraph (d). This new paragraph requires a licensee to apply for
and receive a license amendment before permitting an individual to work
as an ARSO or before the RSO assigns different tasks and duties to an
ARSO currently authorized on the license.
Paragraph (i). This new paragraph allows a licensee to receive
sealed sources from a new manufacturer or a new model number for a
sealed source listed in the SSDR used for manual brachytherapy for
quantities and isotopes already authorized by its license without first
seeking a license amendment. This change provides manual brachytherapy
licensees greater flexibility in obtaining the sealed sources necessary
for patient treatments in a timely manner.
Section 35.14 Notifications
Paragraph (a). The paragraph is restructured to separate the
notification requirements for an individual who is certified by a board
that is recognized by the NRC or an Agreement State from the
requirements for an individual who is not certified by a board that is
recognized by the NRC or an Agreement State but is listed on a license.
Additionally, the requirement to provide a written attestation is
removed for an individual who is certified by a board that is
recognized by the NRC or an Agreement State. Further discussion on
removing the written attestation requirement can be found in Section
III, Discussion, of this document. Licensees may not permit an
individual who is not certified by a board that is recognized by the
NRC or an Agreement State or does not meet the requirements in Sec.
35.13(b) to work under their license without first obtaining an
amendment to their license.
Paragraph (a)(1). This paragraph is restructured to more clearly
identify the verification that a board-certified individual will need
to provide along
[[Page 33085]]
with a copy of the individual's board certification. This change does
not impose any new requirements.
Paragraph (a)(2). This paragraph retains the notification
requirements for individuals who are authorized to work under Sec.
35.13(b) who are not certified by a board that is recognized by the NRC
or an Agreement State but are listed on a license. The sentence in the
proposed rule under Sec. 35.14(a)(2), ``The licensee shall only permit
the individual to work with materials and uses previously authorized as
an authorized user, an authorized medical physicist, ophthalmic
physicist, or an authorized nuclear pharmacist under Sec. 35.13(b)''
is deleted in the final rule. The NRC is removing this sentence because
it is not necessary and the requirements are already addressed in Sec.
35.13(b).
Paragraph (b)(1). This paragraph is amended to require a licensee
to notify the Commission within 30 days after an ARSO or ophthalmic
physicist has a name change or discontinues performance of his or her
duties under the license.
Paragraph (b)(5). This paragraph is revised from the proposed rule
language. In the proposed rule, the structure of Sec. 35.14(b)(5) was
changed and this resulted in substantive changes to the paragraph. The
NRC did not intend to change the requirements in this paragraph.
Paragraph (b)(6). This new paragraph requires a licensee to notify
the NRC no later than 30 days after receiving a sealed source from a
new manufacturer or a new model number listed in the SSDR for manual
brachytherapy for quantities and isotopes already authorized by the
license.
Section 35.15 Exemptions Regarding Type A Specific Licenses of Broad
Scope
This section is amended to make corresponding changes based on
amendments to Sec. 35.13 and to Sec. 35.14(b)(1).
Paragraph (c). This paragraph is amended to update the reference
from Sec. 35.13(e) to Sec. 35.13(f) as a result of amendments to
Sec. 35.13.
Paragraph (e). This paragraph is amended to include ophthalmic
physicist as a result of amendments to Sec. 35.14(b).
Section 35.24 Authority and Responsibilities for the Radiation
Protection Program
This section is amended to allow licensees to appoint qualified
individuals with expertise in certain uses of byproduct material to be
named as ARSOs on a license or permit.
Paragraph (b). This paragraph is modified to specify that a
licensee's management may appoint one or more ARSOs. These appointed
ARSOs must be named on a medical license or permit for the types of use
of byproduct material for which the RSO, with the written agreement of
the licensee's management, would assign tasks and duties.
The licensee's management is still limited to naming one RSO who
will remain responsible for implementing the entire radiation
protection program. The RSO is prohibited from delegating authority and
responsibilities for implementing the radiation protection program. The
proposed rule would have required each ARSO to agree in writing to the
tasks and duties assigned by the RSO. The NRC staff determined that
this requirement is not necessary because the NRC holds the RSO
responsible for implementing the radiation protection program.
Therefore, the proposed requirement for each ARSO to agree in writing
to the tasks and duties assigned by the RSO is not included in this
final rule.
Paragraph (c). An administrative change is made to this paragraph
to remove the phrase ``an AU or'' because it is redundant with ``an
individual qualified to be a Radiation Safety Officer under Sec. Sec.
35.50 and 35.59'' in the same sentence.
The position of an ARSO is discussed further in Section III,
Discussion, of this document.
Section 35.40 Written Directives
Paragraph (b). This paragraph is restructured and amended to
accommodate specific requirements for a WD for permanent implant
brachytherapy. Existing paragraph (b)(6) is re-designated as paragraph
(b)(7) and a new paragraph (b)(6) is added to specify the information
that must be included in the pre-implantation (before implantation) and
post-implantation (after implantation) portions of the WD for permanent
implant brachytherapy.
Paragraph (b)(6). This new paragraph provides details of the
specific WD requirements for permanent implant brachytherapy.
Specifically, it clarifies that the WD is divided into two portions,
i.e., the pre-implantation portion and the post-implantation portion.
The pre-implantation portion of the WD requires documentation of the
treatment site, the radionuclide, and the total source strength. The
information required by the pre-implantation portion of the WD must be
documented prior to the start of the implantation.
The post-implantation portion of the WD requires the documentation
of the treatment site, number of sources implanted, the total source
strength implanted, and the date. The information required by the post-
implantation portion of the WD must be documented before the patient
leaves the post-treatment recovery area.
Paragraph (c). This paragraph is restructured for clarity.
Section 35.41 Procedures for Administrations Requiring a Written
Directive
This section is amended by adding two new paragraphs with
requirements that the licensee must address when developing,
implementing, and maintaining written procedures to provide high
confidence that each administration requiring a WD is in accordance
with the WD.
Paragraph (b)(5). This new paragraph requires that the licensee's
procedures for any administration requiring a WD include procedures for
determining if an ME, as defined in Sec. 35.3045 of this part, has
occurred.
Paragraph (b)(6). This new paragraph requires the licensee to
develop specific procedures for permanent implant brachytherapy
programs. At a minimum, the procedures will include determining post-
implant source position within 60 calendar days from the date the
implant was performed. If the licensee cannot make these determinations
within the 60 calendar days because the patient is not available, then
the licensee must provide written justification that this determination
could not be made due to patient unavailability.
The determination that is required includes the total source
strength administered outside of the treatment site compared to the
total source strength documented in the post-implantation portion of
the WD.
A 60-calendar-day time frame ensures that the licensee has ample
time to make arrangements for the required determinations. These
determinations are used to partially assess if an ME, as defined in
Sec. 35.3045, has occurred.
Section 35.50 Training for Radiation Safety Officer and Associate
Radiation Safety Officer
Multiple changes are made to this section. They include amending
the title of this section to add ``and Associate Radiation Safety
Officer'' because the T&E requirements for this new position are also
applicable to the ARSO. Other changes are: (1) Removing the requirement
to obtain a written attestation for individuals qualified under
paragraph (a) of this section; (2) adding a provision that will allow
[[Page 33086]]
individuals identified as an AU, AMP, or ANP on a medical license to be
an RSO or an ARSO not only on that current license but also on a
different medical license; (3) adding a provision to allow an
individual to be named simultaneously both as the RSO and AU on a new
license application; and (4) making certain administrative
clarifications.
Paragraph (a). The requirement for individuals seeking to be named
as an RSO or ARSO to obtain a written attestation is removed for those
individuals who are certified by a specialty board whose certification
process has been recognized by the NRC or an Agreement State.
Individuals seeking to be named as RSOs or ARSOs via the certification
pathway still need to meet the training requirements in the new
paragraph (d) of this section. Further discussion on removing the
written attestation requirement can be found in Section III,
Discussion, of this document.
Paragraph (b)(1)(ii). This paragraph is amended to allow an ARSO,
in addition to the RSO, to provide supervised work experience for
individuals under the alternate pathway. The ARSO is limited to
providing supervised work experience in those areas for which the ARSO
is authorized on a medical license or permit.
Paragraph (b)(2). Reserved paragraph (b)(2) is revised to include
the requirements for an RSO or ARSO under the alternate pathway to
obtain a written attestation signed by either an RSO or ARSO. The
language that is required in the written attestation is amended to
state that the individual ``is able to independently fulfill the
radiation safety-related duties as an RSO or ARSO,'' rather than that
the individual ``has achieved a level of radiation safety knowledge to
function independently'' as an RSO or ARSO.
Paragraph (c)(1). This paragraph is modified to allow medical
physicists who have been certified by a specialty board whose process
has been recognized by the Commission or an Agreement State under Sec.
35.51(a) to be named as ARSOs. Additionally, the requirement for a
written attestation for these medical physicists is removed. A medical
physicist seeking to be named as an RSO or an ARSO still must meet the
training requirements in paragraph (d) of this section.
Paragraph (c)(2). This paragraph is modified to allow AUs, AMPs,
and ANPs identified on a Commission or an Agreement State medical
license or permit to be an RSO or ARSO on any Commission or an
Agreement State license or Commission master material license permit
provided that the AU, AMP, or ANP has experience with the radiation
safety aspects of similar types of use of byproduct material. The
current regulations limit AUs, AMPs, and ANPs to serve as an RSO only
on the license on which they are listed.
The AUs, AMPs, and ANPs must meet the same requirements to serve as
the RSO regardless of which Commission medical license they are
identified on. Therefore, not allowing them to serve as an RSO on any
Commission medical license is unnecessarily restrictive. This change
will increase the number of individuals available to serve as RSOs and
ARSOs on NRC medical licenses.
Paragraph (c)(3). This new paragraph allows an individual who is
not named as an AU on a medical use license or permit, but is qualified
to be an AU, to be named simultaneously as the RSO and the AU on the
same new medical license. Current regulations, under Sec. 35.50(c)(2),
do not permit an individual who is not an AU on a license, but
qualified to be an AU, to be an RSO. The individual must have the
experience with the radiation safety aspects of the byproduct material
for which the authorization is sought. An individual may meet the
qualifications of an AU via the board certification or alternate
pathway. An individual who uses the alternate pathway to be named
simultaneously as the RSO and the AU on the same new medical use
license must obtain a written attestation.
The provision will provide flexibility for an individual to serve
as both an AU and as the RSO on a new medical use license (a clinic or
a medical institution) and may help to make medical procedures more
widely available, especially in rural areas.
Paragraph (d). This paragraph is amended to include ARSOs as
individuals who can provide supervised training to an individual
seeking recognition as an RSO or ARSO.
Section 35.51 Training for an Authorized Medical Physicist
Paragraph (a). The requirement for individuals seeking to be named
as an AMP to obtain a written attestation is removed for those
individuals who are certified by a specialty board whose certification
process has been recognized by the NRC or an Agreement State. Further
discussion on removing the written attestation requirement can be found
in Section III, Discussion, of this document.
Paragraph (a)(2)(i). This paragraph is amended to clarify that an
AMP who provides supervision for meeting the requirements of this
section must be certified in medical physics by a specialty board whose
certification process has been recognized under this section by the
Commission or an Agreement State.
Current regulations allow a medical physicist with any board
certification in diagnostic or therapeutic medical physics to serve as
a supervising medical physicist in therapeutic procedures. The NRC
believes that the supervision for therapeutic procedures must be
provided by a therapy medical physicist who is certified in medical
physics by a specialty board recognized under Sec. 35.51 by the
Commission or an Agreement State.
Paragraph (b)(2). The wording in this paragraph is revised to
remove the requirement for a written attestation that is required in
Sec. 35.51(a). It is also amended to incorporate the new language that
the written attestation must verify that the individual is able to
independently fulfill the radiation safety-related duties, rather than
has achieved a level of competency to function independently as an AMP.
Section 35.55 Training for an Authorized Nuclear Pharmacist
Paragraph (a). The requirement for individuals seeking to be named
as an ANP to obtain a written attestation is removed for those
individuals who are certified by a specialty board whose certification
process has been recognized by the NRC or an Agreement State.
Paragraph (b)(2). This paragraph is revised to conform to the
removal of the attestation requirement in paragraph (a) of this
section. It is also amended to incorporate the new language that the
written attestation must verify that the individual is able to
independently fulfill the radiation safety-related duties, rather than
has achieved a level of competency to function independently as an ANP.
Section 35.57 Training for Experienced Radiation Safety Officer,
Teletherapy or Medical Physicist, Authorized Medical Physicist,
Authorized User, Nuclear Pharmacist, and Authorized Nuclear Pharmacist
Multiple changes are made to this section. Most of the changes are
to the T&E requirements in response to the requested amendments in PRM-
35-20. This includes recognizing the board certifications of
individuals certified by boards recognized under subpart J, which was
removed from 10 CFR part 35 in a rulemaking dated March 30, 2005 (70 FR
16336), and making administrative clarifications. Additional
information on PRM-35-20, as it relates to this rulemaking, is located
in Section
[[Page 33087]]
II., Petition for Rulemaking, PRM-35-20, of this document.
Paragraph (a)(1). This paragraph is modified to add AMPs and ANPs.
This paragraph is also modified to grandfather individuals listed in
this paragraph who were identified on a license or permit on or before
January 14, 2019. These individuals will not need to comply with the
applicable training requirements of Sec. Sec. 35.50, 35.51, or 35.55.
However, this paragraph is also modified such that RSOs and AMPs
identified by this paragraph must meet the training requirements in
Sec. Sec. 35.50(d) or 35.51(c), as appropriate, for any materials or
uses for which they were not authorized prior to the effective date of
this rule. This is not a new training requirement. Current regulations
require individuals qualifying under Sec. Sec. 35.50 and 35.51 as RSOs
and AMPs to meet the training requirements in Sec. Sec. 35.50(e) and
35.51(c).
Paragraph (a)(2). This paragraph is amended to recognize
individuals certified by the named boards in the now-removed subpart J
of 10 CFR part 35 on or before October 24, 2005. These individuals do
not need to comply with the training requirements of Sec. 35.50 to be
identified as an RSO or as an ARSO on a Commission or an Agreement
State license or Commission master material license permit for those
materials and uses that these individuals performed on or before
October 24, 2005.
Paragraph (a)(3). This paragraph is amended to recognize
individuals certified by the named boards in the now-removed subpart J
of 10 CFR part 35 on or before October 24, 2005. These individuals do
not need to comply with the training requirements of Sec. 35.51 to be
identified as an AMP on a Commission or an Agreement State license or
Commission master material license permit for those materials and uses
that these individuals performed on or before October 24, 2005. These
individuals are exempted from these training requirements only for
those materials and uses these individuals performed on or before
October, 24, 2005.
Paragraph (a)(4). This paragraph is renumbered from current
paragraph (a)(3) and is not revised.
Paragraph (b)(1). This paragraph is amended to change the date
before which an individual is named on a license as an AU to be on or
before January 14, 2019.
Additionally, this paragraph is amended to clarify that an
individual authorized on or before this date will not be required to
comply with the T&E requirements in subparts D through H of 10 CFR part
35 for those materials and uses that the individual performed on or
before January 14, 2019.
Paragraph (b)(2). This paragraph is restructured and expanded to
recognize a physician, dentist, or podiatrist who was certified by the
named boards in the now-removed subpart J of 10 CFR part 35 on or
before October 24, 2005. These individuals do not need to comply with
the training requirements of subparts D through H of 10 CFR part 35 to
be identified as an AU on a Commission or an Agreement State license or
Commission master material license permit for those materials and uses
that the individual performed on or before October 24, 2005.
Section 35.65 Authorization for Calibration, Transmission, and
Reference Sources
This section is restructured and amended to include three new
paragraphs.
Paragraph (b)(1). This new paragraph requires that medical use of
any byproduct material in sealed sources authorized by this section can
only be used in accordance with the requirements in Sec. 35.500. This
is a clarification that all of the specified byproduct material for
medical use must be under the supervision of an AU.
Paragraph (b)(2). This new paragraph prohibits the bundling or
aggregating of single-sealed sources to create a sealed source with an
activity greater than authorized by Sec. 35.65.
Paragraph (c). This new paragraph clarifies that a licensee using
calibration, transmission, and reference sources in accordance with the
requirements in paragraphs (a) or (b) of this section need not list
these sources on a specific medical use license.
Section 35.190 Training for Uptake, Dilution, and Excretion Studies
Paragraph (a). For a physician seeking to be named as an AU of
unsealed byproduct material for uses authorized under Sec. 35.100, the
requirement to obtain a written attestation is removed for an
individual who is certified by a specialty board whose certification
process has been recognized by the NRC or an Agreement State. Further
discussion on removing the written attestation requirement can be found
in Section III., Discussion, of this document.
Paragraph (c)(2). This paragraph is restructured and expanded to
allow certain residency program directors to provide written
attestations for a physician seeking to be named as an AU of unsealed
byproduct material for uses authorized under Sec. 35.100. The
residency program director must represent a residency training program
approved by the Residency Review Committee of the Accreditation Council
for Graduate Medical Education, the Royal College of Physicians and
Surgeons of Canada, or the Council on Postdoctoral Training of the
American Osteopathic Association. The residency training program must
include T&E specified in Sec. 35.190.
The residency program director who provides written attestations
does not have to be an AU who meets the requirements in Sec. Sec.
35.57, 35.190, 35.290, or 35.390, or equivalent Agreement State
requirements. However, the director must affirm in writing that the
attestation represents the consensus of the residency program faculty
where at least one faculty member is an AU who meets the requirements
in Sec. Sec. 35.57, 35.190, 35.290, or 35.390, or equivalent Agreement
State requirements, and that the AU concurs with the attestation.
Additionally, the paragraph is amended to incorporate the new
language that the written attestation must verify that the physician is
able to independently fulfill the radiation safety-related duties,
rather than has achieved a level of competency to function
independently as an AU.
Section 35.204 Permissible Molybdenum-99, Strontium-82, and Strontium-
85 Concentrations
Paragraph (b). The current requirement to measure the Mo-99
concentration only after the first eluate is changed to require that
the Mo-99 concentration be measured after each elution. A generator can
be eluted several times to obtain Tc-99m for formulating
radiopharmaceuticals for human use. Current regulations require
licensees to measure the Mo-99 concentration only the first time a
generator is eluted.
Paragraph (e). This new paragraph adds a requirement that licensees
report any measurement that exceeds the limits specified in Sec.
35.204(a) for Mo-99/Tc-99m and Sr-82/Rb-82 generators at the time of
generator elution.
Further discussion on this issue can be found in Section III.,
Discussion, of this document.
Section 35.290 Training for Imaging and Localization Studies
Paragraph (a). For physicians seeking to be named as an AU of
unsealed byproduct material for uses authorized under Sec. 35.200, the
requirement to obtain a written attestation is removed for those
individuals who are certified by a specialty board whose certification
[[Page 33088]]
process has been recognized by the NRC or an Agreement State. Further
discussion on removing the written attestation requirement can be found
in Section III., Discussion, of this document.
Paragraph (c)(1)(ii). This paragraph is amended to allow an ANP who
meets the requirements in Sec. Sec. 35.55 or 35.57 to provide the
supervised work experience specified in paragraph (c)(1)(ii)(G) of this
section for individuals seeking to be named as an AU of unsealed
byproduct material for uses authorized under Sec. 35.200. Paragraph
(c)(1)(ii)(G) of this section requires supervised work experience in
eluting generator systems. Many medical facilities no longer elute
generators and instead receive unit doses from centralized pharmacies;
therefore, training on eluting generators is not available at these
facilities. Authorized Nuclear Pharmacists have the T&E to provide the
supervised work experience for AUs on the elution of generators.
Paragraph (c)(2). This paragraph is restructured and expanded to
allow certain residency program directors to provide written
attestations for individuals seeking to be named as an AU of unsealed
byproduct material for uses authorized under Sec. Sec. 35.100 and
35.200. The residency program director must represent a residency
training program approved by the Residency Review Committee of the
Accreditation Council for Graduate Medical Education, the Royal College
of Physicians and Surgeons of Canada, or the Council on Postdoctoral
Training of the American Osteopathic Association. The residency
training program must include T&E specified in Sec. 35.290.
The residency program directors who provide written attestations do
not have to be AUs who meet the requirements in Sec. Sec. 35.57,
35.290, or 35.390 and 35.290(c)(1)(ii)(G), or equivalent Agreement
State requirements. However, they must affirm in writing that the
attestation represents the consensus of the residency program faculty
where at least one faculty member is an AU who meets the requirements
in Sec. Sec. 35.57, 35.290, or 35.390 and 35.290(c)(1)(ii)(G) or
equivalent Agreement State requirements, and that the AU concurs with
the attestation.
Additionally, the paragraph is amended to incorporate the new
language that the written attestation must verify that the individual
is able to independently fulfill the radiation safety-related duties,
rather than has achieved a level of competency to function
independently as an AU.
Sec. 35.300 Use of Unsealed Byproduct Material for Which a Written
Directive Is Required
The introductory paragraph is amended to clarify that a licensee
may only use unsealed byproduct material identified in Sec.
35.390(b)(1)(ii)(G) under this section. Currently, Sec. 35.300 states
that ``A licensee may use any unsealed byproduct material. . . .'' This
change clarifies that a licensee's authorization of the
radiopharmaceuticals requiring a WD is only for those types of
radiopharmaceuticals for which the AU has documented T&E. An AU may be
authorized for one or all of the specific categories described in Sec.
35.390(b)(1)(ii)(G), but not for all unsealed byproduct material.
Section 35.390 Training for Use of Unsealed Byproduct Material for
Which a Written Directive Is Required
Paragraph (a). For physicians seeking to be named as AUs of
unsealed byproduct material for uses authorized under Sec. 35.300, the
requirement to obtain a written attestation is removed for those
individuals who are certified by a specialty board whose certification
process has been recognized by the NRC or an Agreement State. Further
discussion on removing the written attestation requirement can be found
in Section III., Discussion, of this document.
Paragraph (b)(1)(ii)(G)(3). This paragraph is amended to identify a
single category of parenteral administrations of radionuclides in which
work experience is required for an individual seeking to be an AU for
uses under Sec. 35.300.
The current regulations include a broad category for parenteral
administrations of ``any other'' radionuclide. This broad category is
removed, as any new parenteral administration of radionuclides not
listed in this paragraph are regulated under Sec. 35.1000. This
approach will allow the NRC to review each new proposed radionuclide
for parenteral administration and determine the appropriate T&E for its
use.
Current regulations require physicians requesting AU status for
administering dosages of radioactive drugs to humans (including
parenteral administration) to have work experience with a minimum of
three cases in each category for which they are requesting AU status.
This requirement is retained in the final rule with regard to all
categories in this paragraph.
Paragraph (b)(2). This paragraph is restructured and expanded to
allow certain residency program directors to provide written
attestations for physicians seeking to be named as AUs of unsealed
byproduct material for uses authorized under Sec. 35.300. The
residency program director must represent a residency training program
approved by the Residency Review Committee of the Accreditation Council
for Graduate Medical Education or the Royal College of Physicians and
Surgeons of Canada or the Council on Postdoctoral Training of the
American Osteopathic Association. The residency training program must
include T&E specified in Sec. 35.300.
The residency program directors who provide written attestations do
not have to be AUs who meet the requirements in Sec. Sec. 35.57,
35.390, or equivalent Agreement State requirements, or have experience
in administering dosages in the same dosage category or categories as
the individual requesting AU status. However, they must affirm in
writing that the attestation represents the consensus of the residency
program faculty where at least one faculty member is an AU who meets
the requirements in Sec. Sec. 35.57, 35.390, or equivalent Agreement
State requirements, has experience in administering dosages in the same
dosage category or categories as the physician requesting AU status,
and concurs with the attestation.
Additionally, this paragraph is amended to incorporate the new
language that the written attestation must verify that the physician is
able to independently fulfill the radiation safety-related duties,
rather than has achieved a level of competency to function
independently as an AU.
Section 35.392 Training for the Oral Administration of Sodium Iodide I-
131 Requiring a Written Directive in Quantities Less Than or Equal to
1.22 Gigabecquerels (33 Millicuries)
Paragraph (a). For physicians seeking to be named as an AU for the
oral administration of sodium iodide I-131 requiring a WD in quantities
less than or equal to 1.22 gigabecquerels (33 millicuries), the
requirement to obtain a written attestation is removed for those
individuals who are certified by a specialty board whose certification
process has been recognized by the NRC or an Agreement State. Further
discussion on removing the written attestation requirement can be found
in Section III., Discussion, of this document.
Paragraph (c)(3). This paragraph is restructured and expanded to
allow certain residency program directors to provide written
attestations for physicians seeking to be named as an
[[Page 33089]]
AU of unsealed byproduct material for the oral administration of sodium
iodide I-131 requiring a WD in quantities less than or equal to 1.22
gigabecquerels (33 millicuries) authorized under Sec. 35.300. The
residency program director must represent a residency training program
approved by the Residency Review Committee of the Accreditation Council
for Graduate Medical Education or the Royal College of Physicians and
Surgeons of Canada or the Council on Postdoctoral Training of the
American Osteopathic Association. The residency training program must
include T&E specified in Sec. 35.392.
The residency program directors who provide written attestations do
not have to be AUs who meet the requirements in Sec. Sec. 35.57,
35.390, 35.392, 35.394, or equivalent Agreement State requirements, or
have experience in administering dosages as specified in Sec.
35.390(b)(1)(ii)(G)(1) or 35.390(b)(1)(ii)(G)(2). However, they must
affirm in writing that the attestation represents the consensus of the
residency program faculty where at least one faculty member is an AU
who meets the requirements in Sec. Sec. 35.57, 35.390, 35.392, 35.394,
or equivalent Agreement State requirements, has experience in
administering dosages as specified in Sec. 35.390(b)(1)(ii)(G)(1) or
35.390(b)(1)(ii)(G)(2), and concurs with the attestation.
Additionally, this paragraph is amended to incorporate the new
language that the written attestation must verify that the physician is
able to independently fulfill the radiation safety-related duties,
rather than has achieved a level of competency to function
independently, as an AU.
Section 35.394 Training for the Oral Administration of Sodium Iodide I-
131 Requiring a Written Directive in Quantities Greater Than 1.22
Gigabecquerels (33 Millicuries)
Paragraph (a). For physicians seeking to be named as an AU for the
oral administration of sodium iodide I-131 requiring a WD in quantities
greater than 1.22 gigabecquerels (33 millicuries), the requirement to
obtain a written attestation is removed for those individuals who are
certified by a specialty board whose certification process has been
recognized by the NRC or an Agreement State. Further discussion on
removing the written attestation requirement can be found in Section
III., Discussion, of this document.
Paragraph (c)(3). This paragraph is restructured and expanded to
allow certain residency program directors to provide written
attestations for physicians seeking to be named as an AU of unsealed
byproduct material for the oral administration of sodium iodide I-131
requiring a WD in quantities greater than 1.22 gigabecquerels (33
millicuries) authorized under Sec. 35.300. The residency program
director must represent a residency training program approved by the
Residency Review Committee of the Accreditation Council for Graduate
Medical Education or the Royal College of Physicians and Surgeons of
Canada or the Council on Postdoctoral Training of the American
Osteopathic Association. The residency training program must include
T&E specified in Sec. 35.394.
The residency program directors who provide written attestations do
not have to be AUs who meet the requirements in Sec. Sec. 35.57,
35.390, 35.394, or equivalent Agreement State requirements, or have
experience in administering dosages as specified in Sec.
35.390(b)(1)(ii)(G)(2). However, they must affirm in writing that the
attestation represents the consensus of the residency program faculty
where at least one faculty member is an AU who meets the requirements
in Sec. Sec. 35.57, 35.390, 35.394, or equivalent Agreement State
requirements, has experience in administering dosages as specified in
Sec. 35.390(b)(1)(ii)(G)(2), and concurs with the attestation.
Additionally, the paragraph is amended to incorporate the new
language that the written attestation must verify that the physician is
able to independently fulfill the radiation safety-related duties,
rather than has achieved a level of competency to function
independently as an AU.
Section 35.396 Training for the Parenteral Administration of Unsealed
Byproduct Material Requiring a Written Directive
Amendments to this section include conforming changes to support
the new single category for parenteral administration in Sec.
35.390(b)(1)(ii)(G)(3), changes to allow residency program directors to
provide written attestations, and a change in the attestation language.
Additionally, this section is restructured and renumbered to
accommodate the changes.
Paragraph (a). This paragraph was restructured to list the
physicians who can seek AU status under paragraphs (a)(1), (2), and (3)
that were previously listed as paragraphs (a), (b), and (c). Conforming
changes are made to support the new single category for parenteral
administration in Sec. 35.390(b)(1)(ii)(G)(3).
Paragraph (b). This paragraph was restructured as paragraphs
(b)(1), (2), and (3). These paragraphs describe the T&E required for
physicians specified in Sec. 35.396(a)(2) and (a)(3). The provisions
within these paragraphs were the previous paragraph (d) in the proposed
rule. Conforming changes are made to support the new single category
for parenteral administration in Sec. 35.390(b)(1)(ii)(G)(3).
Paragraph (b)(3). This paragraph is further restructured and
expanded to allow certain residency program directors to provide
written attestations for physicians seeking to be named as an AU of
unsealed byproduct material for the parenteral administration requiring
a WD. The residency program director must represent a residency
training program approved by the Residency Review Committee of the
Accreditation Council for Graduate Medical Education or the Royal
College of Physicians and Surgeons of Canada or the Council on
Postdoctoral Training of the American Osteopathic Association. The
residency training program must include T&E specified in Sec. 35.396.
The residency program directors who provide written attestations do
not have to be AUs who meet the requirements in Sec. Sec. 35.57,
35.390, 35.396, or equivalent Agreement State requirements, or have
experience in administering dosages in the same category as the
individual requesting AU status. However, they must affirm in writing
that the attestation represents the consensus of the residency program
faculty where at least one faculty member is an AU who meets the
requirements in Sec. Sec. 35.57, 35.390, 35.396, or equivalent
Agreement State requirements, and concurs with the attestation. An AU
who meets the requirements in Sec. Sec. 35.390, 35.396, or equivalent
Agreement State requirements, must have experience in administering
dosages in the same category as the individual requesting AU user
status.
Additionally, this paragraph is amended to incorporate the new
language that the written attestation must verify that the physician is
able to independently fulfill the radiation safety-related duties,
rather than has achieved a level of competency to function
independently as an AU.
Section 35.400 Use of Sources for Manual Brachytherapy
This section is expanded to allow for sources that are listed in
the SSDR for manual brachytherapy to be used for other manual
brachytherapy uses that are not explicitly listed in the SSDR.
Paragraph (a). This paragraph is amended to allow sources that are
listed in the SSDR for manual brachytherapy medical uses to be used for
manual
[[Page 33090]]
brachytherapy medical uses that are not explicitly listed in the SSDR
provided that these sources are used in accordance with the radiation
safety conditions and limitations described in the SSDR. These
radiation safety conditions and limitations described in the SSDR may
apply to storage, handling, sterilization, conditions of use, or leak
testing of radiation sources.
The NRC recognizes that the medical uses specified in the SSDR may
not be all-inclusive. The final rule will permit physicians to use
manual brachytherapy sources to treat sites or diseases not listed in
the SSDR. For example, the SSDR may specify that the sources are for
interstitial uses, but the final rule change allows the physician to
use the sources for a topical use. The NRC has determined this
flexibility should be afforded to physicians to use their discretion in
the practice of medicine.
Section 35.433 Strontium-90 Sources for Ophthalmic Treatments
This section title is modified by deleting ``Decay of'' at the
beginning of the title. This new title reflects the expanded
information and requirements in this section.
Paragraph (a). This paragraph is amended and expanded to allow
certain individuals who are not AMPs to calculate the activity of
strontium-90 (Sr-90) sources that is used to determine the treatment
times for ophthalmic treatments. These individuals, defined in Sec.
35.2 as ophthalmic physicists, must meet the T&E requirements detailed
in the new paragraph (a)(2) of this section to perform the specified
activities. A written attestation will not be required. These
requirements are similar to the T&E requirements for an AMP, but
include only the requirements related to brachytherapy programs.
Paragraph (b). This new paragraph establishes the tasks that
individuals qualified under paragraph (a) of this section are required
to perform in supporting ophthalmic treatments with Sr-90. The first
task is based upon the requirements in Sec. 35.432 for calculating the
activity of each Sr-90 source used for ophthalmic treatments. This is
not a new requirement, as it is required in the current regulation
under Sec. 35.433(a).
The second task is related to the requirements in Sec. 35.41 and
is included in this final rule to ensure the safe use of Sr-90 for
ophthalmic treatments. Both the AMP and the ophthalmic physicist are
required to assist the licensee in developing, implementing, and
maintaining written procedures to provide high confidence that the dose
administration is in accordance with the WD. Under this paragraph, the
licensee must modify its procedures required under Sec. 35.41 to
specify the frequencies at which the AMP or the ophthalmic physicist
will observe treatments, review the treatment methodology, calculate
treatment time for the prescribed dose, and review records to verify
that the treatment was administered in accordance with the WD.
Paragraph (c). This paragraph is a designation of the recordkeeping
requirements in the current regulation under Sec. 35.433(b). The
requirements have not changed.
Section 35.490 Training for Use of Manual Brachytherapy Sources
Paragraph (a). For a physician seeking to be named as an AU of a
manual brachytherapy source for the uses authorized under Sec. 35.400,
the requirement to obtain a written attestation is removed for an
individual who is certified by a specialty board whose certification
process has been recognized by the NRC or an Agreement State. Further
discussion on removing the written attestation requirement can be found
in Section III., Discussion, of this document.
Paragraph (b)(1)(ii). This paragraph is amended to require that the
work experience required by this section must be received at a medical
facility authorized to use byproduct materials under Sec. 35.400
rather than at a medical institution. The current term ``medical
institution'' in this paragraph is defined in Sec. 35.2 as an
organization in which more than one medical discipline is practiced.
This definition unnecessarily limits where the work experience must be
obtained. Moreover, the fact that an organization practices more than
one medical discipline does not ensure that one of the medical
disciplines is related to uses authorized under Sec. 35.400. The
change will allow individuals to receive work experience at a stand-
alone, single-discipline clinic and ensure that the work experience is
related to the uses authorized under Sec. 35.400.
Paragraph (b)(3). This paragraph is restructured and expanded to
allow certain residency program directors to provide written
attestations for physicians seeking to be named as an AU of a manual
brachytherapy source for the uses authorized under Sec. 35.400. The
residency program directors must represent a residency training program
approved by the Residency Review Committee of the Accreditation Council
for Graduate Medical Education or the Royal College of Physicians and
Surgeons of Canada or the Council on Postdoctoral Training of the
American Osteopathic Association. The residency training program must
include T&E specified in Sec. 35.400.
The residency program directors who provide written attestations do
not have to be AUs who meet the requirements in Sec. Sec. 35.57,
35.490, or equivalent Agreement State requirements. However, they must
affirm in writing that the attestation represents the consensus of the
residency program faculty where at least one faculty member is an AU
who meets the requirements in Sec. Sec. 35.57, 35.490, or equivalent
Agreement State requirements, and concurs with the attestation.
Additionally, the paragraph is amended to incorporate the new
language that the written attestation must verify that the physician is
able to independently fulfill the radiation safety-related duties,
rather than has achieved a level of competency to function
independently as an AU.
Section 35.491 Training for Ophthalmic Use of Strontium-90
Paragraph (b)(3). This paragraph is amended to incorporate the new
language that the written attestation must verify that the physician is
able to independently fulfill the radiation safety-related duties,
rather than has achieved a level of competency to function
independently as an AU.
Section 35.500 Use of Sealed Sources and Medical Devices for Diagnosis
This section is restructured and expanded to include the use of
medical devices to allow sealed sources and medical devices that are
listed in the SSDR for diagnostic medical uses to be used for
diagnostic medical uses that are not explicitly listed in the SSDR, and
to allow sealed sources and medical devices to be used in research in
accordance with an active Investigational Device Exemption (IDE)
application accepted by the FDA. This section title is modified to add
``and medical devices'' because the use of medical devices is added to
this section.
Paragraph (a). This paragraph is amended to clarify that sealed
sources that are not in medical devices for diagnostic medical uses and
that are approved in the SSDR can be used for other diagnostic medical
uses that are not explicitly listed in an SSDR provided that the sealed
sources are used in accordance with radiation safety conditions and
limitations described in the SSDR. These radiation safety conditions
and limitations described in the SSDR may include storage, handling,
sterilization, conditions of use, or leak testing of radiation sources.
[[Page 33091]]
Paragraph (b). This paragraph is added to allow medical devices
containing sealed sources to be used for diagnostic medical uses that
are not explicitly listed in an SSDR if both the sealed sources and the
medical devices are approved in the SSDR for diagnostic medical uses
and provided that the medical devices are used in accordance with
radiation safety conditions and limitations described in the SSDR.
These radiation safety conditions and limitations described in the SSDR
may include storage, handling, sterilization, conditions of use, and
leak testing of radiation sources.
Paragraph (c). This new paragraph allows sealed sources and devices
for diagnostic medical uses to be used in research in accordance with
an active IDE application accepted by the FDA, provided the
requirements of Sec. 35.49(a) are met.
Section 35.590 Training for Use of Sealed Sources and Medical Devices
for Diagnosis
This section is restructured and expanded to clarify that both
diagnostic sealed sources and devices authorized in Sec. 35.500 are
included in the T&E requirements of this section.
Paragraph (a). This paragraph is revised to reference the
redesignated paragraphs (c) and (d).
Paragraph (b). This new paragraph recognizes the individuals who
are authorized for uses listed in Sec. 35.200, or equivalent Agreement
State requirements, for use of diagnostic sealed sources or devices
authorized under Sec. 35.500.
Section 35.600 Use of a Sealed Source in a Remote Afterloader Unit,
Teletherapy Unit, or Gamma Stereotactic Radiosurgery Unit
This section is amended to separate the uses of photon-emitting
remote afterloader units, teletherapy units, or gamma stereotactic
radiosurgery units from the uses of the sealed sources contained within
these units. The amended section allows only sealed sources approved in
the SSDR in devices to deliver therapeutic medical treatments as
provided for in the SSDR. However, the units containing these sources
can be used for therapeutic medical treatments that are not explicitly
provided for in the SSDR, provided that they are used in accordance
with radiation safety conditions and limitations described in the SSDR.
The purpose of this amendment is to allow physicians flexibility to
exercise their medical judgment and to use these devices for new
therapeutic treatments that may not have been anticipated when the
devices were registered.
Paragraph (a). This paragraph requires that a licensee use only
sealed sources approved in the SSDR for therapeutic medical uses in
photon-emitting remote afterloader units, teletherapy units, or gamma
stereotactic radiosurgery units as provided for in the SSDR or for
research in accordance with an active IDE application accepted by the
FDA, provided the requirements of Sec. 35.49(a) are met.
Paragraph (b). This paragraph continues to require that a licensee
only use photon emitting remote afterloader units, teletherapy units,
or gamma stereotactic radiosurgery units approved in the SSDR or for
research in accordance with an active IDE application accepted by the
FDA provided the requirements of Sec. 35.49(a) are met. However, this
paragraph is amended to provide that these units may be used for
medical uses that are not explicitly provided for in the SSDR, provided
that these units are used in accordance with the radiation safety
conditions and limitations described in the SSDR.
Section 35.610 Safety Procedures and Instructions for Remote
Afterloader Units, Teletherapy Units, and Gamma Stereotactic
Radiosurgery Units
Paragraph (d)(1). This paragraph is amended and restructured to add
a new training requirement for the use of remote afterloader units,
teletherapy units, and gamma stereotactic radiosurgery units. This
amendment requires all individuals who operate these units to receive
vendor operational and safety training prior to the first use for
patient treatment of a new unit or an existing unit with a manufacturer
upgrade that affects the operation and safety of the unit. This
training must be provided by the device manufacturer or by an
individual certified by the device manufacturer to provide the
training. This training is also required when software upgrades are
made by the vendor or the manufacturer that affect the operation and
safety of the unit.
Currently, Sec. 35.610(d) requires that all individuals who
operate these units be provided safety instructions initially, and at
least annually; however, there is no requirement for these individuals
to receive instructions when the unit is upgraded. The amendment
requires individuals who operate these new or upgraded units to receive
training prior to first use for patient treatment. These individuals
include AUs, AMPs, operators, and others that need to know how the
units operate.
Paragraph (d)(2). This paragraph is restructured and amended to
clarify that the training required by this paragraph on the operation
and safety of the unit applies to any new staff who will operate the
unit or units at the facility. This requirement is added to enhance the
safety of patients by eliminating potential delay in training of new
staff until the required annual training, which could lead to
undertrained individuals operating the unit.
Paragraph (g). This paragraph is amended to conform with the
restructuring of paragraph (d)(2) of this section.
Section 35.655 Full-Inspection Servicing for Teletherapy and Gamma
Stereotactic Radiosurgery Units
This section title is modified to delete ``5-year inspection'' and
insert ``Full-inspection servicing'' to more accurately reflect the
requirements in this section for inspection and servicing of
teletherapy units and gamma stereotactic radiosurgery units.
Paragraph (a). This paragraph is amended to extend the full
inspection and servicing interval between each full inspection
servicing for gamma stereotactic radiosurgery units from 5 years to 7
years to assure proper functioning of the source exposure mechanism.
The interval between each full inspection and servicing of teletherapy
units remains the same (not to exceed 5 years). For gamma stereotactic
radiosurgery units, the full inspection and servicing to assure proper
functioning of the source exposure mechanism is performed when the
sources are taken out of the unit and before the new sources are placed
in the unit (source replacement). Because the cost to replace the
decaying sources in a gamma stereotactic radiosurgery unit can be
significant, licensees have requested that the intervals between each
full inspection servicing for these units be extended beyond 5 years.
In support of this extension, the NRC finds that the 6-month routine
preventive maintenance that is performed on these units is adequate to
ensure the proper functioning of the source exposure mechanisms and,
therefore, this final rule extends the full inspection and servicing
interval for gamma stereotactic radiosurgery units from 5 years to 7
years.
Additionally, this paragraph requires that the full inspection and
servicing of these units be performed during each source replacement
regardless of the last time the units were inspected and serviced.
The full inspection and servicing interval of a teletherapy unit
has not
[[Page 33092]]
been extended from the current interval of 5 years. The current
interval of 5 years helps prevent potentially serious radiation
exposure of teletherapy operators and patients in the event that the
source exposure mechanism fails. The radioactive source contained in a
teletherapy unit produces radiation fields on the order of hundreds of
rads per minute in areas accessible to patients and operators. In the
event of a source exposure mechanism failure, the exposed source could
result in overexposure of a patient or operating personnel in a short
period of time.
Section 35.690 Training for Use of Remote Afterloader Units,
Teletherapy Units, and Gamma Stereotactic Radiosurgery Units
Paragraph (a). For a physician seeking to be named as an AU for
sealed sources for uses authorized under Sec. 35.600, the requirement
to obtain a written attestation is removed for an individual who is
certified by a specialty board whose certification process has been
recognized by the NRC or an Agreement State. Further discussion on
removing the written attestation requirement can be found in Section
III., Discussion, of this document.
Paragraph (b)(1)(ii). This paragraph is amended to require that the
work experience required by this section be received at a medical
facility authorized to use byproduct materials under Sec. 35.600
rather than at a medical institution. The current term ``medical
institution'' in this paragraph is defined in Sec. 35.2 as an
organization in which more than one medical discipline is practiced.
This definition unnecessarily limits where the work experience must be
obtained. Moreover, the fact that an organization practices more than
one medical discipline does not ensure that one of the medical
disciplines is related to uses authorized under Sec. 35.600. The
change allows the work experience to be received at a stand-alone
single discipline clinic for the uses authorized under Sec. 35.600.
Paragraph (b)(3). This paragraph is restructured and expanded to
allow certain residency program directors to provide written
attestations for physicians seeking to be named as an AU for sealed
sources for uses authorized under Sec. 35.600. The residency program
directors must represent a residency training program approved by the
Residency Review Committee of the Accreditation Council for Graduate
Medical Education, the Royal College of Physicians and Surgeons of
Canada, or the Council on Postdoctoral Training of the American
Osteopathic Association. The residency training program must include
T&E specified in Sec. 35.690.
The residency program directors who provide written attestations do
not have to be AUs who meet the requirements in Sec. Sec. 35.57,
35.690, or equivalent Agreement State requirements, for the type(s) of
therapeutic medical unit(s) for which the individual is requesting AU
status. However, they must affirm in writing that the attestation
represents the consensus of the residency program faculty where at
least one faculty member is an AU who meets the requirements in
Sec. Sec. 35.57, 35.690, or equivalent Agreement State requirements,
for the type(s) of therapeutic medical unit(s) for which the individual
is requesting AU status and concurs with the attestation.
Additionally, this paragraph is amended to incorporate the new
language that the written attestation must verify that the physician is
able to independently fulfill the radiation safety-related duties,
rather than has achieved a level of competency to function
independently as an AU.
Section 35.2024 Records of Authority and Responsibilities for Radiation
Protection Programs
Paragraph (c). This new paragraph requires the licensee to keep
records of each ARSO assigned under Sec. 35.24(b) for 5 years after
the ARSO is removed from the license. This record must include the
written document appointing the ARSO signed by the licensee's
management.
Section 35.2310 Records of Safety Instruction
This section is amended to conform to the changes made in Sec.
35.610 by adding a requirement to maintain the operational and safety
instructions required by Sec. 35.610.
Section 35.2655 Records of Full-Inspection Servicing for Teletherapy
and Gamma Stereotactic Radiosurgery Units
This section title is modified to delete ``5-year inspection'' and
insert ``full-inspection servicing'' to reflect the changes to Sec.
35.655 requiring full inspection and servicing of teletherapy units and
gamma stereotactic radiosurgery units.
Section 35.3045 Report and Notification of a Medical Event
Paragraph (a). This paragraph is restructured and amended to
provide separate specific criteria for reporting an ME involving
permanent implant brachytherapy. These new criteria are different from
the criteria for reporting an ME for other administrations. The
paragraph retains the current introductory sentence, ``A licensee shall
report any event as a medical event, except for an event that results
from patient intervention. . .'' The introductory sentence of Sec.
35.3045(a), published in the proposed rule in July 21, 2014, provided
that ``A licensee shall report as a medical event, any administration
requiring a written directive, except for an event that results from
patient intervention. . . .'' The phrase ``requiring a written
directive'' is removed from this sentence in the final rule. This
revision in the final rule maintains the current requirement that all
events that meet the ME criteria be reported, not just those that
require a WD.
Paragraph (a)(1). This new paragraph contains criteria for
reporting an ME for all administrations other than permanent implant
brachytherapy administrations. Criteria for reporting an ME involving
permanent implant brachytherapy are in the new paragraph (a)(2) in this
section. The criteria used to determine if an ME has occurred for all
administrations, except permanent implant brachytherapy, are unchanged
except (1) the current paragraph (a)(3) related to the dose to the skin
or an organ or tissue other than the treatment site is restructured for
clarity as the new paragraph (a)(1)(iii); and (2) a criterion is added
in the new paragraph (a)(1)(ii)(A) of this section for reporting an
administration involving the wrong radionuclide for a brachytherapy
procedure as an ME.
Paragraph (a)(2). This new paragraph is added to establish separate
criteria for reporting MEs involving permanent implant brachytherapy.
These new criteria are designed to ensure reporting of situations where
harm or potential harm to the patient may occur. The new criteria for
reporting an ME involving permanent implant brachytherapy are:
(1) The total source strength administered differs by 20 percent or
more from the total source strength documented in the post-implantation
portion of the WD. An example of a situation that meets this criterion
is a situation in which the sealed sources that were implanted had a
different source strength than what was intended. This situation could
occur because the licensee ordered, or the vendor shipped, sealed
sources with the wrong activity;
(2) The total source strength administered outside of the treatment
site exceeds 20 percent of the total source strength documented in the
post-implantation portion of the WD. An example of a situation that
meets this criterion is a situation in which the
[[Page 33093]]
sealed sources are unintentionally implanted outside of the treatment
site. This situation would be identified by the licensee when
determinations are made pursuant to Sec. 35.41;
(3) An administration that includes the wrong radionuclide; the
wrong individual or human research subject; sealed source, or sources,
implanted directly into a location discontiguous from the treatment
site, as documented in the post-implantation portion of the WD; or a
leaking sealed source resulting in a dose that exceeds 0.5 Sv (50 rem)
to an organ or tissue. Only the criteria for a leaking sealed source
retains the dose threshold in current regulations because the NRC
determined the leaking sealed source delivering a dose below this
threshold does not need to be reported as an ME. Several situations
that will meet this criterion are self-evident, i.e., the wrong
patient, the wrong treatment site, or a leaking sealed source. Three
criteria published in the proposed rule on July 21, 2014, have been
deleted in the final rule: (1) The criterion related to absorbed dose
to the maximally exposed 5 contiguous cubic centimeters of normal
tissue located outside the treatment site; (2) the criterion related to
absorbed dose to the maximally exposed 5 contiguous cubic centimeters
of normal tissue located within the treatment site; and (3) the
criterion related to an error of 20 percent or more in calculating the
total source strength. These deletions are based on the comments
received on the proposed rule and is discussed in Section V., Public
Comment Analysis, of this document.
Section 35.3204 Report and Notification for an Eluate Exceeding
Permissible Molybdenum-99, Strontium-82, and Strontium-85
Concentrations
This new section requires reporting and notification of an elution
from a Mo-99/Tc-99m or Sr-82/Rb-82 generator that exceeds the
regulatory requirements in Sec. Sec. 30.34 and 35.204(a). Further
discussion of this requirement can be found in Section III.,
Discussion, of this document.
Paragraph (a). This new paragraph requires a licensee to notify
both the NRC Operations Center and the distributor, which also may
sometimes be the manufacturer, of the generator by telephone within 7
calendar days after discovery that an eluate exceeds the permissible
concentration listed in Sec. 35.204(a). This notification must include
the manufacturer, model number, and serial number (or lot number) of
the generator; the results of the measurement; the date of the
measurement; whether dosages were administered to patients or human
research subjects; when the distributor was notified; and the action
taken.
Paragraph (b). This new paragraph requires a licensee to submit a
written report to the appropriate NRC Regional Office listed in Sec.
30.6 within 30 calendar days after discovery of an eluate exceeding the
permissible concentration at the time of generator elution. The report
must be submitted by an appropriate method listed in Sec. 30.6(a). The
report must include the action taken by the licensee; patient dose
assessments; the methodology used in making the patient dose assessment
if the eluate was administered to patients or human research subjects;
probable cause and assessment of failure in the licensee's equipment;
procedures or training that contributed to the excessive readings if an
error occurred in the licensee's breakthrough determination; and the
information in the telephone report as required by paragraph (a) of
this section.
VII. Regulatory Flexibility Certification
Under the Regulatory Flexibility Act (5 U.S.C. 605(b)), the NRC
certifies that this rule will not, if promulgated, have a significant
economic impact on a substantial number of small entities. This final
rule affects a number of ``small entities'' as defined by the
Regulatory Flexibility Act or the size standards established by the NRC
(Sec. 2.810). However, as indicated in the regulatory analysis
available as indicated in Section XXIII, ``Availability of Documents''
section of this document, these amendments do not have a significant
economic impact on the affected small entities. The NRC requested
comment on the proposed rule and accompanying draft regulatory analysis
on the impact of the proposed rule on small entities. The NRC received
no comment submissions from an identified small entity.
VIII. Regulatory Analysis
The NRC has prepared a final regulatory analysis on this
regulation. The regulatory analysis examines the costs and benefits of
the alternatives considered by the NRC. The regulatory analysis is
available as indicated in Section XXIII., Availability of Documents, of
this document.
IX. Backfitting and Issue Finality
The backfit rule and issue finality provisions of 10 CFR part 52
(which are found in the regulations at Sec. Sec. 50.109, 70.76, 72.62,
76.76, and in 10 CFR part 52) do not apply to this final rule. Parts
30, 32, and 35 of 10 CFR do not contain a backfitting provision.
Therefore, a backfitting analysis is not required.
X. Cumulative Effects of Regulation
Cumulative effects of regulation (CER) describes the challenges
that licensees, certificate holders, States, or other entities may
encounter while implementing new regulatory requirements (e.g., rules,
generic letters, orders, inspection findings). The CER is an
organizational effectiveness challenge that results from a licensee or
impacted entity implementing a significant number of new and complex
regulatory actions stemming from multiple regulatory actions, within a
limited implementation period and with available resources (which may
include limited available expertise to address a specific issue). The
CER can potentially distract licensee or entity staff from executing
other primary duties that ensure safety or security. The NRC
specifically requested comments on the cumulative effects of this
rulemaking in the proposed rule published on July 21, 2014, and
received three comments on the CER. Two Agreement States stated that
with steady accretion of regulations, there are always unintended
consequences, in that the additional costs impact decisions on
functions of the State radiation control program. With regard to the
NRC's cost/benefit analysis in the draft Regulatory Analysis, these
commenters stated that the NRC's cost/benefit analysis appeared to
support the rule. One of the commenters expressed concern that there is
the potential for applying rules in a manner in which they were not
intended based on the permanent implant brachytherapy language in Sec.
35.40(b)(6). The commenter was concerned about the specification of
dose to the normal tissues, located within the treatment site, in the
proposed rule in Sec. 35.40(b)(6)(i). Based on these comments and
other public comments, Sec. 35.40(b)(6)(i) in the final rule does not
require the AU to specify dose to the normal tissues located within the
treatment site. The comments are discussed in Section V., Public
Comment Analysis, of this document.
XI. Plain Writing
The Plain Writing Act of 2010 (Pub. L. 111-274) requires Federal
agencies to write documents in a clear, concise, and well-organized
manner. The NRC has written this document to be consistent with the
Plain Writing Act as well as the Presidential Memorandum, ``Plain
Language in Government Writing,'' published June 10, 1998 (63 FR
31883).
[[Page 33094]]
XII. Environmental Impact: Categorical Exclusion
The NRC has determined that the following actions in this final
rule are the types of actions described in categorical exclusions in
Sec. 51.22(c)(2) and (c)(3)(i-v):
(1) The amendments to the general administrative requirements and
general technical requirements meet the categorical exclusion criteria
under Sec. 51.22(c)(2).
(2) The amendments to sealed sources usage provide clarifications
to the current regulations and meet the categorical exclusion criteria
under Sec. 51.22(c)(2).
(3) The amendments to the requirements for reporting MEs and
reporting failed generator tests meet the categorical exclusion
criteria under Sec. 51.22(c)(3)(iii).
(4) The amendments related to the record-keeping requirements meet
the categorical exclusion criteria under Sec. 51.22(c)(3)(ii).
(5) The amendments related to the T&E requirements meet the
categorical exclusion criteria under Sec. 51.22(c)(3)(iv).
There are two amendments that do not meet the categorical exclusion
criteria in Sec. 51.22. Therefore, an environmental assessment has
been prepared for this rule for the two amendments that do not meet the
categorical exclusion criteria in Sec. 51.22. The environmental
assessment is discussed in Section XIII., Environmental Assessment and
Final Finding of No Significant Environmental Impact, of this document.
The amendments that do not meet the categorical exclusions in Sec.
51.22 are: (1) The increase in the frequency of Mo-99 measurement tests
required in Sec. 35.204, and (2) the increase in the full inspection
time interval for a gamma stereotactic radiosurgery unit from 5 years
to 7 years in Sec. 35.655.
XIII. Environmental Assessment and Final Finding of No Significant
Environmental Impact
The Commission has determined under the National Environmental
Policy Act of 1969, as amended, and the NRC's regulations in Subpart A
of 10 CFR part 51, that this rule, if adopted, would not be a major
Federal action significantly affecting the quality of the human
environment and; therefore, an environmental impact statement is not
required. The amendments that were the subject of the Environmental
Assessment establish more frequent measuring of Mo-99 and increase the
inspection interval for a gamma stereotactic radiosurgery unit from 5
years to 7 years. The amendments are procedural in nature. It is
expected that this rule will not cause any significant increase in
radiation exposure to the public or radiation release to the
environment beyond the exposures or releases currently resulting from
the medical use of byproduct material.
The NRC requested the views of the States and State Liaison
Officers on the environmental assessment for this rule. The NRC did not
receive any comments on the environmental assessment from the States or
State Liaison Officers.
The determination of the environmental assessment is that this rule
would have no significant impact on the quality of the human
environment. The environmental assessment is available as indicated in
Section XXIII, Availability of Documents, of this document.
XIV. Paperwork Reduction Act Statement
This final rule contains new or amended collections of information
subject to the Paperwork Reduction Act of 1995 (44 U.S.C. 3501 et
seq.). The collections of information were approved by the Office of
Management and Budget, control number 3150-0010.
The burden to the public for the information collection(s) is
estimated to average 2.52 hours per response, including the time for
reviewing instructions, searching existing data sources, gathering and
maintaining the data needed, and completing and reviewing the
information collection.
The information collection is being conducted to provide the NRC
the information it needs to effectively evaluate license applications,
applications for amendments, licensee operations, and significant
safety events for protection of public health and safety. The
information will be used by the NRC in evaluating compliance with
licensing requirements. The NRC will assess the adequacy of an
applicant's or licensee's physical location, equipment, organization,
training, experience, procedures and plans for protection of public
health and safety. The NRC review and the findings derived there form
the basis of NRC licensing and inspection decisions. The NRC uses
reports of significant safety events in evaluating the protective
actions required to avoid exposures to patients and the public that
could exceed regulatory limits, and therefore impact public health and
safety and the environment. Responses to the information collection
requirements at Sec. Sec. 32.72 and 35.12 are mandatory or are
required to obtain or retain a benefit. All other information
collection requirements in this final rule are mandatory. Section 161b
of the AEA authorizes the NRC to impose these information collections.
You may submit comments on any aspect of the information
collection(s), including suggestions for reducing the burden, by the
following methods:
Federal rulemaking Website: Go to https://www.regulations.gov and search for Docket ID NRC-2008-0175.
Mail comments to: FOIA, Privacy, and Information
Collections Branch, Office of Information Services, Mail Stop: T-5 F53,
U.S. Nuclear Regulatory Commission, Washington, DC 20555-0001 or to
Matthew Oreska, Desk Officer, Office of Information and Regulatory
Affairs (3150-0010), NEOB-10202, Office of Management and Budget,
Washington, DC 20503; telephone: 202-395-9593, email:
[email protected].
Public Protection Notification
The NRC may not conduct or sponsor, and a person is not required to
respond to, a request for information or an information collection
requirement unless the requesting document displays a currently valid
OMB control number.
XV. Congressional Review Act
This final rule is a rule as defined in the Congressional Review
Act (5. U.S.C. 801-808). However, the Office of Management and Budget
has not found it to be a major rule as defined in the Congressional
Review Act.
XVI. Criminal Penalties
For the purpose of Section 223 of the Atomic Energy Act of 1954, as
amended (AEA), the NRC is issuing this final rule that amends 10 CFR
parts 30, 32, and 35 under one or more of Sections 161b, 161i, or 161o
of the AEA. Willful violations of the rule will be subject to criminal
enforcement.
XVII. Coordination With NRC Agreement States
The NRC has coordinated with the Agreement States throughout the
development of this final rule. Agreement State representatives have
served on the rulemaking working group that developed the proposed and
final amendments to 10 CFR part 35 and on the steering committee for
the rulemaking.
Through an All Agreement State Letter (FSME-11-044, dated May 20,
2011), the Agreement States were notified of the availability of
preliminary rule text for comments
[[Page 33095]]
posted on www.regulations.gov and noticed in the Federal Register (76
FR 29171; May 20, 2011). The Federal Register notice also invited the
Agreement States to participate at the two public workshops that were
held in New York City, New York, and Houston, Texas, during the summer
of 2011.
In February 2013, the NRC provided the preliminary draft proposed
rule to the Agreement States for a 30-day review. The Agreement States
provided comments on the preliminary draft proposed rule. Several
comments resulted in revisions to the discussion section of the
proposed rule to provide additional emphasis or clarity. A summary of
the Agreement States comments and the NRC staff responses to the
comments is contained in Enclosure 6 to SECY-13-0084.
Through an All Agreement State Letter (FSME-14-078, dated August
15, 2014), the Agreement States were notified of the availability of
the proposed rule noticed in the Federal Register (79 FR 42410; July
21, 2014). The Agreement States also had an opportunity to comment on
the draft final rule. In preparing both the proposed rule and the final
rule, the rulemaking working group considered the comments provided by
the Agreement States.
XVIII. Agreement State Compatibility
Under the ``Policy Statement on Adequacy and Compatibility of
Agreement State Programs'' approved by the Commission on June 30, 1997,
and published in the Federal Register on September 3, 1997 (62 FR
46517), NRC program elements (including regulations) are placed into
Compatibility Categories A, B, C, D, NRC, or adequacy category Health
and Safety (H&S). Compatibility Category A are those program elements
that are basic radiation protection standards and scientific terms and
definitions that are necessary to understand radiation protection
concepts. An Agreement State should adopt Category A program elements
in an essentially identical manner in order to provide uniformity in
the regulation of agreement material on a nationwide basis.
Compatibility Category B are those program elements that apply to
activities that have direct and significant effects in multiple
jurisdictions. An Agreement State should adopt Category B program
elements in an essentially identical manner. Compatibility Category C
are those program elements that do not meet the criteria of Category A
or B, but the essential objectives of which an Agreement State should
adopt to avoid conflict, duplication, gaps, or other conditions that
would jeopardize an orderly pattern in the regulation of agreement
material on a national basis. An Agreement State should adopt the
essential objectives of the Category C program elements. Compatibility
Category D are those program elements that do not meet any of the
criteria of Category A, B, or C, and, therefore do not need to be
adopted by Agreement States for purposes of compatibility.
Compatibility Category NRC are those program elements that address
areas of regulation that cannot be relinquished to the Agreement States
under the AEA or NRC rules. These program elements should not be
adopted by the Agreement States. Adequacy Category H&S are program
elements that are required because of a particular health and safety
role in the regulation of agreement material within the State and
should be adopted in a manner that embodies the essential objectives of
the NRC program.
The final rule is a matter of compatibility between the NRC and the
Agreement States, thereby providing consistency among Agreement State
and NRC requirements. Discussion on the Compatibility Category for
Sec. 35.3045, Report and notification of a medical event, can be found
in Section V., Public Comment Analysis, of this document. The
compatibility categories are designated in the following table:
Compatibility Table
----------------------------------------------------------------------------------------------------------------
Compatibility
Section Change Subject -----------------------
Existing New
----------------------------------------------------------------------------------------------------------------
Part 30
----------------------------------------------------------------------------------------------------------------
30.34(g).......................... Amend............................. Terms and B B
conditions of
licenses.
----------------------------------------------------------------------------------------------------------------
Part 32
----------------------------------------------------------------------------------------------------------------
32.72(a)(4)....................... Amend............................. Manufacture, B B
preparation, or
transfer for
commercial
distribution of
radioactive
drugs
containing
byproduct
material for
medical use
under 10 CFR
part 35.
32.72(b)(5)(i).................... Amend............................. Manufacture, B B
preparation, or
transfer for
commercial
distribution of
radioactive
drugs
containing
byproduct
material for
medical use
under 10 CFR
part 35.
32.72(d).......................... New............................... Manufacture, .......... B
preparation, or
transfer for
commercial
distribution of
radioactive
drugs
containing
byproduct
material for
medical use
under 10 CFR
part 35.
----------------------------------------------------------------------------------------------------------------
Part 35
----------------------------------------------------------------------------------------------------------------
35.2.............................. New............................... Definitions--Ass .......... B
ociate
Radiation
Safety Officer.
35.2.............................. New............................... Definitions--Oph .......... B
thalmic
physicist.
35.2.............................. Amend............................. Definitions--Pre D D
ceptor.
35.12(b)(1)....................... Amend............................. Application for D D
license,
amendment, or
renewal.
35.12(c)(1)....................... Amend............................. Application for D D
license,
amendment, or
renewal.
35.12(c)(1)(ii)................... Amend............................. Application for D D
license,
amendment, or
renewal.
35.12(d).......................... Amend............................. Application for D D
license,
amendment, or
renewal.
35.12(d)(1)....................... New............................... Application for .......... D
license,
amendment, or
renewal.
35.12(d)(2)....................... New............................... Application for .......... D
license,
amendment, or
renewal.
35.12(d)(3)....................... New............................... Application for .......... D
license,
amendment, or
renewal.
35.12(d)(4)....................... Amend............................. Application for D D
license,
amendment, or
renewal.
35.13(b).......................... Amend............................. License D D
amendments.
[[Page 33096]]
35.13(d).......................... New............................... License .......... D
amendments.
35.13(i).......................... New............................... License .......... D
amendments.
35.14(a).......................... Amend............................. Notifications... D D
35.14(b)(1)....................... Amend............................. Notifications... D D
35.14(b)(2)....................... Amend............................. Notifications... D D
35.14(b)(6)....................... New............................... Notifications... .......... D
35.15(c) and (e).................. Amend............................. Exemptions D D
regarding Type
A specific
licenses of
broad scope.
35.24(b).......................... Amend............................. Authority and H&S H&S
responsibilitie
s for the
radiation
protection
program.
35.24(c).......................... Amend............................. Authority and D D
responsibilitie
s for the
radiation
protection
program.
35.40(b)(6)....................... Amend............................. Written H&S H&S
directives.
35.40(b)(7)....................... Amend Redesignated................ Written H&S H&S
directives.
35.41(b)(5)....................... New............................... Procedures for .......... H&S
administrations
requiring a
written
directive.
35.41(b)(6)....................... New............................... Procedures for .......... H&S
administrations
requiring a
written
directive.
35.50............................. Amend............................. Training for B B
Radiation
Safety Officer
and Associate
Radiation
Safety Officer.
35.50(a).......................... Amend............................. Training for B B
Radiation
Safety Officer
and Associate
Radiation
Safety Officer.
35.50(a)(2)(ii)(B)................ Amend............................. Training for B B
Radiation
Safety Officer
and Associate
Radiation
Safety Officer.
35.50(b)(1)(ii)................... Amend............................. Training for B B
Radiation
Safety Officer
and Associate
Radiation
Safety Officer.
35.50(b)(2)....................... New............................... Training for .......... B
Radiation
Safety Officer
and Associate
Radiation
Safety Officer.
35.50(c)(1)....................... Amend............................. Training for B B
Radiation
Safety Officer
and Associate
Radiation
Safety Officer.
35.50(c)(2)....................... Amend............................. Training for B B
Radiation
Safety Officer
and Associate
Radiation
Safety Officer.
35.50(c)(3)....................... New............................... Training for .......... B
Radiation
Safety Officer
and Associate
Radiation
Safety Officer.
35.50(d).......................... Amend............................. Training for B B
Radiation
Safety Officer
and Associate
Radiation
Safety Officer.
35.51(a).......................... Amend............................. Training for an B B
authorized
medical
physicist.
35.51(a)(2)(i).................... Amend............................. Training for an B B
authorized
medical
physicist.
35.51(b)(2)....................... Amend............................. Training for an B B
authorized
medical
physicist.
35.55(a).......................... Amend............................. Training for an B B
authorized
nuclear
pharmacist.
35.55(b)(2)....................... Amend............................. Training for an B B
authorized
nuclear
pharmacist.
35.57(a)(1)....................... Amend............................. Training for B B
experienced
Radiation
Safety Officer,
teletherapy or
medical
physicist,
authorized
medical
physicist,
authorized
user, nuclear
pharmacist, and
authorized
nuclear
pharmacist.
35.57(a)(2)....................... New............................... Training for .......... B
experienced
Radiation
Safety Officer,
teletherapy or
medical
physicist,
authorized
medical
physicist,
authorized
user, nuclear
pharmacist, and
authorized
nuclear
pharmacist.
35.57(a)(3)....................... New............................... Training for .......... B
experienced
Radiation
Safety Officer,
teletherapy or
medical
physicist,
authorized
medical
physicist,
authorized
user, nuclear
pharmacist, and
authorized
nuclear
pharmacist.
35.57(a)(4)....................... Redesignated...................... Training for D D
experienced
Radiation
Safety Officer,
teletherapy or
medical
physicist,
authorized
medical
physicist,
authorized
user, nuclear
pharmacist, and
authorized
nuclear
pharmacist.
35.57(b)(1)....................... Amend............................. Training for B B
experienced
Radiation
Safety Officer,
teletherapy or
medical
physicist,
authorized
medical
physicist,
authorized
user, nuclear
pharmacist, and
authorized
nuclear
pharmacist.
35.57(b)(2)....................... Amend............................. Training for B B
experienced
Radiation
Safety Officer,
teletherapy or
medical
physicist,
authorized
medical
physicist,
authorized
user, nuclear
pharmacist, and
authorized
nuclear
pharmacist.
35.57(b)(2)(i).................... New............................... Training for .......... B
experienced
Radiation
Safety Officer,
teletherapy or
medical
physicist,
authorized
medical
physicist,
authorized
user, nuclear
pharmacist, and
authorized
nuclear
pharmacist.
[[Page 33097]]
35.57(b)(2)(ii)................... New............................... Training for .......... B
experienced
Radiation
Safety Officer,
teletherapy or
medical
physicist,
authorized
medical
physicist,
authorized
user, nuclear
pharmacist, and
authorized
nuclear
pharmacist.
35.57(b)(2)(iii).................. New............................... Training for .......... B
experienced
Radiation
Safety Officer,
teletherapy or
medical
physicist,
authorized
medical
physicist,
authorized
user, nuclear
pharmacist, and
authorized
nuclear
pharmacist.
35.57(b)(2)(iv)................... New............................... Training for .......... B
experienced
Radiation
Safety Officer,
teletherapy or
medical
physicist,
authorized
medical
physicist,
authorized
user, nuclear
pharmacist, and
authorized
nuclear
pharmacist.
35.65(a)(1)-(5)................... Redesignated...................... Authorization D D
for
calibration,
transmission,
and reference
sources.
35.65(b).......................... New............................... Authorization .......... D
for
calibration,
transmission,
and reference
sources.
35.65(b)(1)....................... New............................... Authorization .......... D
for
calibration,
transmission,
and reference
sources.
35.65(b)(2)....................... New............................... Authorization .......... D
for
calibration,
transmission,
and reference
sources.
35.65(c).......................... New............................... Authorization .......... D
for
calibration,
transmission,
and reference
sources.
35.190(a)......................... Amend............................. Training for B B
uptake,
dilution, and
excretion
studies.
35.190(c)(2)...................... Amend............................. Training for B B
uptake,
dilution, and
excretion
studies.
35.190(c)(2)(i)................... New............................... Training for .......... B
uptake,
dilution, and
excretion
studies.
35.190(c)(2)(ii).................. New............................... Training for .......... B
uptake,
dilution, and
excretion
studies.
35.204(b)......................... Amend............................. Permissible H&S H&S
molybdenum-99,
strontium-82,
and strontium-
85
concentrations.
35.204(e)......................... New............................... Permissible .......... H&S
molybdenum-99,
strontium-82,
and strontium-
85
concentrations.
35.290(a)......................... Amend............................. Training for B B
imaging and
localization
studies.
35.290(c)(1)(ii).................. Amend............................. Training for B B
imaging and
localization
studies.
35.290(c)(2)...................... Amend............................. Training for B B
imaging and
localization
studies.
35.290(c)(2)(i)................... New............................... Training for .......... B
imaging and
localization
studies.
35.290(c)(2)(ii).................. New............................... Training for .......... B
imaging and
localization
studies.
35.300............................ Amend............................. Use of unsealed B B
byproduct
material for
which a written
directive is
required.
35.390(a)......................... Amend............................. Training for use B B
of unsealed
byproduct
material for
which a written
directive is
required.
35.390(b)(1)(ii) (G)(3)........... Amend............................. Training for use B B
of unsealed
byproduct
material for
which a written
directive is
required.
35.390(b)(2)...................... Amend............................. Training for use B B
of unsealed
byproduct
material for
which a written
directive is
required.
35.390(b)(2)(i)................... New............................... Training for use .......... B
of unsealed
byproduct
material for
which a written
directive is
required.
35.390(b)(2)(ii).................. New............................... Training for use .......... B
of unsealed
byproduct
material for
which a written
directive is
required.
35.392(a)......................... Amend............................. Training for the B B
oral
administration
of sodium
iodide I-131
requiring a
written
directive in
quantities less
than or equal
to 1.22
gigabecquerels
(33
millicuries).
35.392(c)(3)...................... Amend............................. Training for the B B
oral
administration
of sodium
iodide I-131
requiring a
written
directive in
quantities less
than or equal
to 1.22
gigabecquerels
(33
millicuries).
35.392(c)(3)(i)................... New............................... Training for the .......... B
oral
administration
of sodium
iodide I-131
requiring a
written
directive in
quantities less
than or equal
to 1.22
gigabecquerels
(33
millicuries).
35.392(c)(3)(ii).................. New............................... Training for the .......... B
oral
administration
of sodium
iodide I-131
requiring a
written
directive in
quantities less
than or equal
to 1.22
gigabecquerels
(33
millicuries).
35.394(a)......................... Amend............................. Training for the B B
oral
administration
of sodium
iodide I-131
requiring a
written
directive in
quantities
greater than
1.22
gigabecquerels
(33
millicuries).
35.394(c)(3)...................... Amend............................. Training for the B B
oral
administration
of sodium
iodide I-131
requiring a
written
directive in
quantities
greater than
1.22
gigabecquerels
(33
millicuries).
35.394(c)(3)(i)................... New............................... Training for the .......... B
oral
administration
of sodium
iodide I-131
requiring a
written
directive in
quantities
greater than
1.22
gigabecquerels
(33
millicuries).
[[Page 33098]]
35.394(c)(3)(ii).................. New............................... Training for the .......... B
oral
administration
of sodium
iodide I-131
requiring a
written
directive in
quantities
greater than
1.22
gigabecquerels
(33
millicuries).
35.396(a)(1)...................... Amend Redesignated................ Training for the B B
parenteral
administration
of unsealed
byproduct
material
requiring a
written
directive.
35.396(a)(2)...................... Amend Redesignated................ Training for the B B
parenteral
administration
of unsealed
byproduct
material
requiring a
written
directive.
35.396(a)(3)...................... Amend Redesignated................ Training for the B B
parenteral
administration
of unsealed
byproduct
material
requiring a
written
directive.
35.396(b)(1)...................... Amend Redesignated................ Training for the B B
parenteral
administration
of unsealed
byproduct
material
requiring a
written
directive.
35.396(b)(2)...................... Amend Redesignated................ Training for the B B
parenteral
administration
of unsealed
byproduct
material
requiring a
written
directive.
35.396(b)(2)(vi).................. Amend Redesignated................ Training for the B B
parenteral
administration
of unsealed
byproduct
material
requiring a
written
directive.
35.396(b)(3)...................... Amend Redesignated................ Training for the B B
parenteral
administration
of unsealed
byproduct
material
requiring a
written
directive.
35.396(b)(3)(i)................... New............................... Training for the .......... B
parenteral
administration
of unsealed
byproduct
material
requiring a
written
directive.
35.396(b)(3)(ii).................. New............................... Training for the .......... B
parenteral
administration
of unsealed
byproduct
material
requiring a
written
directive.
35.400(a)......................... Amend............................. Use of sources C C
for manual
brachytherapy.
35.400(b)......................... Amend............................. Use of sources C C
for manual
brachytherapy.
35.433(a)......................... Amend............................. Strontium-90 H&S B
sources for
ophthalmic
treatments.
35.433(b)......................... New............................... Strontium-90 .......... H&S
sources for
ophthalmic
treatments.
35.433(b)(1)...................... New............................... Strontium-90 .......... H&S
sources for
ophthalmic
treatments.
35.433(b)(2)...................... New............................... Strontium-90 .......... H&S
sources for
ophthalmic
treatments.
35.433(c)......................... Redesignated...................... Strontium-90 D D
sources for
ophthalmic
treatments
(Previously
35.433(b)).
35.490(a)......................... Amend............................. Training for use B B
of manual
brachytherapy
sources.
35.490(b)(1)(ii).................. Amend............................. Training for use B B
of manual
brachytherapy
sources.
35.490(b)(3)...................... Amend............................. Training for use B B
of manual
brachytherapy
sources.
35.490(b)(3)(i)................... New............................... Training for use .......... B
of manual
brachytherapy
sources.
35.490(b)(3)(ii).................. New............................... Training for use .......... B
of manual
brachytherapy
sources.
35.491(b)(3)...................... Amend............................. Training for B B
ophthalmic use
of strontium-90.
35.500(a)......................... Amend............................. Use of sealed [C] C
sources and
medical devices
for diagnosis
(Previously
35.500).
35.500(b)......................... New............................... Use of sealed .......... C
sources and
medical devices
for diagnosis.
35.500(c)......................... New............................... Use of sealed .......... C
sources and
medical devices
for diagnosis.
35.590 (a)........................ Amend............................. Training for use B B
of sealed
sources for
diagnosis.
35.590 (b)........................ New............................... Training for use .......... B
of sealed
sources for
diagnosis.
35.590 (c)........................ Redesignated...................... Training for use B B
of sealed
sources for
diagnosis
(Previously
35.590(b)).
35.590 (d)........................ Redesignated...................... Training for use B B
of sealed
sources for
diagnosis
(Previously
35.590(c)).
35.600(a)......................... Amend............................. Use of a sealed C C
source in a
remote
afterloader
unit,
teletherapy
unit, or gamma
stereotactic
radiosurgery
unit.
35.600(b)......................... Amend............................. Use of a sealed C C
source in a
remote
afterloader
unit,
teletherapy
unit, or gamma
stereotactic
radiosurgery
unit.
35.610(d)(1)...................... New............................... Safety .......... H&S
procedures and
instructions
for remote
afterloader
units,
teletherapy
units, and
gamma
stereotactic
radiosurgery
units.
35.610(d)(2)...................... Amend............................. Safety H&S H&S
procedures and
instructions
for remote
afterloader
units,
teletherapy
units, and
gamma
stereotactic
radiosurgery
units.
35.610(g)......................... Amend............................. Safety H&S H&S
procedures and
instructions
for remote
afterloader
units,
teletherapy
units, and
gamma
stereotactic
radiosurgery
units.
35.655(a)......................... Amend............................. Full-inspection H&S H&S
servicing for
teletherapy and
gamma
stereotactic
radiosurgery
units.
35.690(a)......................... Amend............................. Training for use B B
of remote
afterloader
units,
teletherapy
units, and
gamma
stereotactic
radiosurgery
units.
35.690(b)(1)(ii).................. Amend............................. Training for use B B
of remote
afterloader
units,
teletherapy
units, and
gamma
stereotactic
radiosurgery
units.
35.690(b)(3)...................... Amend............................. Training for use B B
of remote
afterloader
units,
teletherapy
units, and
gamma
stereotactic
radiosurgery
units.
35.690(b)(3)(i)................... New............................... Training for use .......... B
of remote
afterloader
units,
teletherapy
units, and
gamma
stereotactic
radiosurgery
units.
35.690(b)(3)(ii).................. New............................... Training for use .......... B
of remote
afterloader
units,
teletherapy
units, and
gamma
stereotactic
radiosurgery
units.
[[Page 33099]]
35.2024(c)........................ New............................... Records of .......... D
authority and
responsibilitie
s for radiation
protection
programs.
35.2024(c)(1)..................... New............................... Records of .......... D
authority and
responsibilitie
s for radiation
protection
programs.
35.2024(c)(2)..................... New............................... Records of .......... D
authority and
responsibilitie
s for radiation
protection
programs.
35.2310........................... Amend............................. Records of D D
safety
instruction.
35.2655(a)........................ Amend............................. Records of full- D D
inspection
servicing for
teletherapy and
gamma
stereotactic
radiosurgery
units.
35.3045(a)(1)..................... Amend............................. Report and C C
notification of
a medical event.
35.3045(a)(2)..................... New............................... Report and .......... C
notification of
a medical event
for permanent
implant
brachytherapy.
35.3204(a)........................ New............................... Report and .......... C
notification of
an eluate
exceeding
permissible
molybdenum-99,
strontium-82,
and strontium-
85
concentrations.
35.3204(b)........................ New............................... Written report .......... C
of an eluate
exceeding
permissible
molybdenum-99,
strontium-82,
and strontium-
85
concentrations.
----------------------------------------------------------------------------------------------------------------
XIX. Coordination With the Advisory Committee on the Medical Uses of
Isotopes
The NRC staff consults with the ACMUI whenever it identifies an
issue with implementation of 10 CFR part 35 regulations. Accordingly,
issues addressed by this rule have been discussed at ACMUI meetings
over the last several years. The ACMUI meetings are transcribed. Full
transcripts of the ACMUI meetings can be found online in the NRC
Library at https://www.nrc.gov/reading-rm/doc-collections/acmui/tr. In
addition, in the SRM to SECY-10-0062, the Commission specifically
directed the NRC staff to engage the ACMUI in developing the ME
definition criterion for permanent implant brachytherapy. Further, the
amendments that revise T&E requirements to eliminate preceptor
attestation for board-certified individuals, change the language of the
attestation, and allow a residency director to provide preceptor
attestations were initiated by the ACMUI in its briefing to the
Commission held on April 29, 2008 (discussed in detail in Item b,
Section III., Discussion, of this document). Similarly, the issue of
naming more than one RSO was initiated by the ACMUI at the June 2007
ACMUI meeting (discussed in detail in Item d in Section III.,
Discussion, of this document). Finally, the entire ACMUI meeting held
on April 20-21, 2011, was devoted to discussion of the rulemaking
issues addressed in the proposed rule, so that the NRC staff would be
better able to understand ACMUI's position and views on the issues
raised.
In December 2012, the NRC provided the preliminary draft proposed
rule to the ACMUI for a 90-day review. The draft proposed rule was made
public to facilitate the ACMUI review in a public forum. The ACMUI
discussed the draft proposed rule at two publicly held teleconferences
on March 5 and March 12, 2013. The ACMUI provided a final report,
``Advisory Committee on the Medical Uses of Isotopes Sub-Committee on
Proposed Rule,'' dated April 5, 2013, to the NRC on April 9, 2013.
While the ACMUI was supportive of most of the proposed amendments,
it expressed concerns on some issues and provided its recommendations
on those issues. Several comments resulted in revisions to the
discussion section of the proposed rule to provide additional emphasis
or clarity. However, the NRC did not accept all of the ACMUI
recommendations. The recommendations that the NRC staff did not accept
were discussed in a document entitled, ``NRC Staff Responses to the
ACMUI Comments on the Draft Part 35 Proposed Rule,'' Enclosure 5, to
SECY-13-0084.
In addition, the ACMUI recommended that for permanent implant
brachytherapy procedures, licensees be allowed to use total source
strength as a substitute for total dose for determining MEs until the
10 CFR part 35 rulemaking is completed. In response, on July 9, 2013,
the Commission issued an interim enforcement policy (78 FR 41125) that
addressed this issue.
On October 6, 2015, the NRC provided the preliminary draft final
rule to the ACMUI for a 90-day review. The ACMUI held a public
teleconference on January 6, 2016, and provided a final report,
``Advisory Committee on the Medical Uses of Isotopes Sub-Committee on
Draft Final Rule, 10 CFR parts 30, 32, and 35,'' dated January 6, 2016,
to the NRC on January 6, 2016. The NRC prepared a response to the ACMUI
recommendations and the response is listed in the list of available
documents, in Section XXIII., ``Availability of Documents.''
XX. Consistency With Medical Policy Statement
The amendments to 10 CFR part 35 are consistent with the
Commission's Medical Use Policy Statement published August 3, 2000 (65
FR 47654). This rule is consistent with the Commission's statement
because it balances the interests of the patient with the flexibility
needed by the AU to take the actions that he or she deems medically
necessary, while continuing to enable the NRC to detect deficiencies in
processes, procedures, and training, as well as any misapplication of
byproduct materials.
XXI. Voluntary Consensus Standards
The National Technology Transfer and Advancement Act of 1995 (Pub.
L. 104-113) requires that Federal agencies use technical standards that
are developed or adopted by voluntary consensus standards bodies unless
the use of such a standard is inconsistent with applicable law or
otherwise impractical. In this final rule, the NRC is amending its
medical use regulations related to ME definitions for permanent implant
brachytherapy; T&E requirements for AUs, medical physicists, RSOs, and
nuclear pharmacists; completing action on PRM-35-20 to ``grandfather''
certain experienced individuals; measuring Mo-99 contamination for each
elution and
[[Page 33100]]
reporting of failed breakthrough tests; naming ARSOs on a medical
license; and making several minor clarifications. This action does not
constitute the establishment of a standard that contains generally
applicable requirements.
XXII. Availability of Guidance
Published elsewhere in this issue of the Federal Register, the NRC
is issuing new guidance, ``Guidance for the Final Rule `Medical Use of
Byproduct Material--Medical Events, Definitions, Training and
Experience, and Clarifying Amendments,'' (NRC-2014-0030), for the
implementation of the requirements in this final rule.
XXIII. Availability of Documents
The documents identified in the following table are available to
interested persons through one or more of the following methods, as
indicated.
------------------------------------------------------------------------
Date Document ADAMS accession No.
------------------------------------------------------------------------
03/01/2004............. 03/01/2004 Transcript ML040780651
of Advisory Committee
on the Medical Uses of
Isotopes Meeting in
Rockville MD, Pages 1-
194.
06/28/2005............. Transcript of the ML052360415
Advisory Committee on
the Medical Uses of
Isotopes Medical Event
Subcommittee Meeting.
12/27/2005............. SECY-05-0234, ML053180408
``Adequacy of Medical
Event Definitions in
10 CFR 35.3045, and
Communicating
Associated Risks to
the Public''.
02/15/2006............. SRM-SECY-05-0234, ML060460594
``Adequacy of Medical
Event Definitions in
10 CFR 35.3045, and
Communicating
Associated Risks to
the Public''.
09/10/2006............. PRM-35-20, ``AAPM ML062620129
Petition for
Rulemaking to Amend 10
CFR 35.57, Training
for Experience
Radiation Safety
Officer, Teletherapy
or Medical Physicist,
Authorized Medical
Physicist, Authorized
User, Nuclear
Pharmacist, and
Authorized Nuclear
Pharmacist,'' filed by
E. Russell Ritenour.
06/12/2007............. Transcript of Advisory ML072340094
Committee on the
Medical Uses of
Isotopes (ACMUI)
Meeting, June 12,
2007, Pages 1-325.
04/29/2008............. M080429--Commission ML081270628
Meeting with the
Advisory Committee on
the Medical Uses of
Isotopes, Transcript.
05/15/2008............. SRM-M080429, Meeting ML081360319
with Advisory
Committee on the
Medical Uses of
Isotopes (ACMUI) 1:30
p.m., Tuesday, April
29, 2008.
11/20/2008............. SECY-08-0179, ML083170176
``Recommendations on
Amending Preceptor
Attestation
Requirements in 10 CFR
part 35, Medical Use
of Byproduct
Material''.
01/16/2009............. SRM-SECY-08-0179, ML090160275
``Recommendations on
Amending Preceptor
Attestation
Requirements in 10 CFR
part 35, Medical Use
of Byproduct
Material''.
05/18/2010............. SECY-10-0062, ML100890121
``Reproposed Rule:
Medical Use of
Byproduct Material--
Amendments/Medical
Event Definitions''.
07/08/2010............. M100708B--Commission ML101930532
Briefing on ``Proposed
Rule on Part 35
Medical Events
Definitions--Permanent
Implant
Brachytherapy,''
Transcript.
08/10/2010............. SRM-SECY-10-0062, ML102220233
``Reproposed Rule:
Medical Use of
Byproduct Material--
Amendments/Medical
Event Definitions (RIN
3150-AI26)''.
10/20/2010............. Final Transcript of ML103350657
Advisory Committee on
the Medical Uses of
Isotopes (ACMUI)
Meeting, Open Session,
October 20, 2010,
Pages 1-168.
10/20/2010............. Advisory Committee on ML103540385
the Medical Uses of
Isotopes (ACMUI)
Permanent Implant
Brachytherapy Interim
Report.
04/11/2011............. Final Transcript of the ML11174A070
Advisory Committee on
the Medical Uses of
Isotopes (ACMUI)
Meeting, April 11,
2011, Pages 1-226.
05/16/2011............. Part 35 Preliminary ML111390420
Draft Proposed Rule
Language, provided for
ACMUI review.
05/20/2011............. FSME-11-044, ML111400231
``Opportunity to
Comment on Preliminary
Proposed Rule Language
for Medical Use
Regulations''.
06/20/2011............. Public Meeting Summary ML111930470
for Part 35 Medical
Workshop, June 20-21,
2011.
08/11/2011............. Transcript of Public ML112900103
Workshop for
Discussion of Topics
Related to NRC's
Medical Regulations,
August 11, 2011, Pages
1-240.
08/12/2011............. Transcript of Public ML112900185
Workshop for
Discussion of Topics
Related to NRC's
Medical Regulations,
August 12, 2011, Pages
1-192.
10/18/2011............. Advisory Committee on ML11292A139
the Medical Uses of
Isotopes (ACMUI)
Permanent Implant
Brachytherapy Final
Report.
10/18/2011............. Final Transcript of ML12062A275
Advisory Committee on
the Medical Uses of
Isotopes (ACMUI)
Teleconference
Meeting, October 18,
2011, Pages 1-77.
11/30/2011............. The American Society ML11341A051
for Radiation Oncology
(ASTRO) letter to the
Chairman of the ACMUI.
02/07/2012............. Advisory Committee on ML12038A279
the Medical Uses of
Isotopes (ACMUI)
Permanent Implant
Brachytherapy Revised
Final Report.
02/07/2012............. Final Transcript of the ML12242A101
Advisory Committee on
the Medical Uses of
Isotopes (ACMUI)
Teleconference
Meeting, February 7,
2012, Pages 1-85.
02/13/2012............. ASTRO letter to the ML12044A358
Chairman of the ACMUI.
04/05/2012............. SECY-12-0053, ML12072A306
``Recommendations on
Regulatory Changes for
Permanent Implant
Brachytherapy
Programs''.
04/24/2012............. Transcript of ML12116A294
Commission Meeting
April 24, 2012, before
Commission vote on
SECY-12-0053,
``Recommendations on
Regulatory Changes for
Permanent Implant
Brachytherapy
Programs''.
08/13/2012............. SRM-SECY-12-0053, ML122260211
``Recommendations on
Regulatory Changes for
Permanent Implant
Brachytherapy
Programs''.
01/14/2013............. Part 35 Preliminary ML13014A487
Draft Proposed Rule
Federal Register
Notice, provided for
ACMUI review.
03/05/2013............. Final Transcript of ML13175A030
Advisory Committee on
the Medical Uses of
Isotopes (ACMUI)
Teleconference
Meeting, March 5,
2013, Pages 1-111.
03/12/2013............. Final Transcript of ML13175A028
Advisory Committee on
the Medical Uses of
Isotopes (ACMUI)
Teleconference
Meeting, March 12,
2013, Pages 1-115.
03/28/2013............. Advisory Committee on ML13071A690
the Medical Uses of
Isotopes (ACMUI)
Comments on the
Proposed Rule, 10 CFR
parts 30, 32 and 35,
Final Report.
[[Page 33101]]
08/08/2013............. SECY-13-0084, ML13179A068
``Proposed Rule:
Medical Use of
Byproduct Material--
Medical Event
Definitions, Training
and Experience, and
Clarifying Amendments
(RIN 3150-AI63)''.
08/08/2013............. SECY-13-0085, Enclosure ML13179A073
5, ``NRC Staff
Responses to the ACMUI
Comments on the Draft
Part 35 Proposed
Rule''.
01/06/2014............. SRM-SECY-13-0084, ML14007A044
``Proposed Rule:
Medical Use of
Byproduct Material--
Medical Event
Definitions, Training
and Experience, and
Clarifying Amendments
(RIN 3150-AI63)''.
07/23/2014............. Draft Environmental ML14184A621
Assessment: Proposed
Rule Amending 10 CFR
parts 30, 32, and 35--
Medical Use of
Byproduct Material--
Medical Event
Definitions, Training
and Experience, and
Clarifying Amendments.
07/23/2014............. Draft Regulatory ML14184A620
Analysis: Proposed
Rule: Amendments to
Medical Use of
Byproduct Material
Regulations, 10 CFR
parts 30, 32, and 35.
08/15/2014............. FSME-14-078, ML14226A319
``Opportunity to
Comment on Proposed
Amendments to Medical
Use of Byproduct
Material Regulations,
10 CFR 30, 32, and 35
and Notification of
October 8, 2014 Public
Meeting''.
10/08/2014............. Part 35 Proposed Rule ML15026A317
Public Meeting
Transcript, Pages 1-
171, October 8, 2014.
02/12/2015............. Meeting Summary: Public ML15054A215
Meeting Between
Spectrum
Pharmaceuticals, Inc.,
and the Nuclear
Regulatory Commission
(NRC) Regarding
Modification of the
Training and
Experiences
Requirements for Beta
Emitter Products.
06/16/2015............. Final Transcript of the ML15285A016
Advisory Committee on
the Medical Uses of
Isotopes (ACMUI)
Teleconference
Meeting, June 16,
2015, Pages 1-109.
09/21/2015............. Advisory Committee on ML15271A124
the Medical Uses of
Isotopes (ACMUI)
Training and
Experience for
Authorized Users of
Alpha and Beta
Emitters Draft
Subcommittee Report.
10/08/2015............. Final Transcript of ML15357A551
Advisory Committee on
the Medical Uses of
Isotopes (ACMUI)
Meeting, October 8,
2015, Open Session,
Pages 1-255.
10/09/2015............. Final Transcript of ML15357A552
Advisory Committee on
the Medical Uses of
Isotopes (ACMUI)
Meeting, October 9,
2015, Open Session,
Pages 1-262.
01/06/2016............. Advisory Committee on ML16007A771
the Medical Uses of
Isotopes (ACMUI)
Comments on the Draft
Final Rule, 10 CFR
parts 30, 32 and 35,
Final Report.
03/16/2016............. Advisory Committee on ML16089A271
the Medical Uses of
Isotopes (ACMUI)
Training and
Experience for
Authorized Users of
Alpha and Beta
Emitters under 10 CFR
35.390, Final Report.
June 2016.............. Final Environmental ML16124B050
Assessment.
June 2016.............. Final Regulatory ML16124B034
Analysis.
June 2016.............. NRC Staff Response to ML16124B068
the Advisory Committee
on the Medical Uses of
Isotopes' Part 35
Draft Final Rule--
Medical Use of
Byproduct Material--
Medical Event
Definitions, Training
and Experience, and
Clarifying Amendments;
Final Comments.''.
June 2016.............. Summary of Specific ML16124B069
Agreement State and
Organization of
Agreement States
Comments on the Draft
Final Rule and Staff
Response.
December 2016.......... Final Implementing ML16126A441
Guidance.
------------------------------------------------------------------------
List of Subjects
10 CFR Part 30
Byproduct material, Criminal penalties, Government contracts,
Intergovernmental relations, Isotopes, Nuclear energy, Nuclear
materials, Penalties, Radiation protection, Reporting and recordkeeping
requirements, Whistleblowing.
10 CFR Part 32
Byproduct material, Criminal penalties, Labeling, Nuclear energy,
Nuclear materials, Radiation protection, Reporting and recordkeeping
requirements.
10 CFR Part 35
Biologics, Byproduct material, Criminal penalties, Drugs, Health
facilities, Health professions, Labeling, Medical devices, Nuclear
energy, Nuclear materials, Occupational safety and health, Penalties,
Radiation protection, Reporting and recordkeeping requirements.
For the reasons set out in the preamble and under the authority of
the Atomic Energy Act of 1954, as amended; the Energy Reorganization
Act of 1974, as amended; and 5 U.S.C. 552 and 553, the NRC is adopting
the following amendments to 10 CFR parts 30, 32, and 35:
PART 30--RULES OF GENERAL APPLICABILITY TO DOMESTIC LICENSING OF
BYPRODUCT MATERIAL
0
1. The authority citation for part 30 continues to read as follows:
Authority: Atomic Energy Act of 1954, secs. 11, 81, 161, 181,
182, 183, 184, 186, 187, 223, 234, 274 (42 U.S.C. 2014, 2111, 2201,
2231, 2232, 2233, 2234, 2236, 2237, 2273, 2282, 2021); Energy
Reorganization Act of 1974, secs. 201, 202, 206, 211 (42 U.S.C.
5841, 5842, 5846, 5851); 44 U.S.C. 3504 note.
0
2. In Sec. 30.34, add a third sentence to paragraph (g) to read as
follows:
Sec. 30.34 Terms and conditions of licenses.
* * * * *
(g) * * * The licensee shall report the results of any test that
exceeds the permissible concentration listed in Sec. 35.204(a) of this
chapter at the time of generator elution, in accordance with Sec.
35.3204 of this chapter.
* * * * *
PART 32--SPECIFIC DOMESTIC LICENSES TO MANUFACTURE OR TRANSFER
CERTAIN ITEMS CONTAINING BYPRODUCT MATERIAL
0
3. The authority citation for part 32 continues to read as follows:
Authority: Atomic Energy Act of 1954, secs. 81, 161, 181, 182,
183, 223, 234, 274 (42 U.S.C. 2111, 2201, 2231, 2232, 2233, 2273,
2282, 2021); Energy Reorganization Act of 1974, sec. 201 (42 U.S.C.
5841); 44 U.S.C. 3504 note.
0
4. In Sec. 32.72:
0
a. Revise paragraphs (a)(4) introductory text and (b)(5)(i);
0
b. Redesignate paragraph (d) as paragraph (e); and
0
c. Add new paragraph (d).
The revisions and addition read as follows:
Sec. 32.72 Manufacture, preparation, or transfer for commercial
distribution of radioactive drugs containing byproduct material for
medical use under part 35.
(a) * * *
(4) The applicant commits to the following labeling requirements:
* * * * *
(b) * * *
[[Page 33102]]
(5) * * *
(i) A copy of each individual's certification by a specialty board
whose certification process has been recognized by the Commission or an
Agreement State as specified in Sec. 35.55(a) of this chapter; or
* * * * *
(d) A licensee shall satisfy the labeling requirements in paragraph
(a)(4) of this section.
* * * * *
PART 35--MEDICAL USE OF BYPRODUCT MATERIAL
0
5. The authority citation for part 35 continues to read as follows:
Authority: Atomic Energy Act of 1954, secs. 81, 161, 181, 182,
183, 223, 234, 274 (42 U.S.C. 2111, 2201, 2231, 2232, 2233, 2273,
2282, 2021); Energy Reorganization Act of 1974, secs. 201, 206 (42
U.S.C. 5841, 5846); 44 U.S.C. 3504 note.
0
6. In Sec. 35.2, add in alphabetical order definitions for Associate
Radiation Safety Officer and Ophthalmic physicist and revise the
definition of Preceptor to read as follows:
Sec. 35.2 Definitions.
* * * * *
Associate Radiation Safety Officer means an individual who--
(1) Meets the requirements in Sec. Sec. 35.50 and 35.59; and
(2) Is currently identified as an Associate Radiation Safety
Officer for the types of use of byproduct material for which the
individual has been assigned duties and tasks by the Radiation Safety
Officer on--
(i) A specific medical use license issued by the Commission or an
Agreement State; or
(ii) A medical use permit issued by a Commission master material
licensee.
* * * * *
Ophthalmic physicist means an individual who--
(1) Meets the requirements in Sec. Sec. 35.433(a)(2) and 35.59;
and
(2) Is identified as an ophthalmic physicist on a--
(i) Specific medical use license issued by the Commission or an
Agreement State;
(ii) Permit issued by a Commission or Agreement State broad scope
medical use licensee;
(iii) Medical use permit issued by a Commission master material
licensee; or
(iv) Permit issued by a Commission master material licensee broad
scope medical use permittee.
* * * * *
Preceptor means an individual who provides, directs, or verifies
training and experience required for an individual to become an
authorized user, an authorized medical physicist, an authorized nuclear
pharmacist, a Radiation Safety Officer, or an Associate Radiation
Safety Officer.
* * * * *
0
7. In Sec. 35.8, revise paragraph (b) to read as follows:
Sec. 35.8 Information collection requirements: OMB approval.
* * * * *
(b) The approved information collection requirements contained in
this part appear in Sec. Sec. 35.6, 35.12, 35.13, 35.14, 35.19, 35.24,
35.26, 35.27, 35.40, 35.41, 35.50, 35.51, 35.55, 35.60, 35.61, 35.63,
35.67, 35.69, 35.70, 35.75, 35.80, 35.92, 35.190, 35.204, 35.290,
35.310, 35.315, 35.390, 35.392, 35.394, 35.396, 35.404, 35.406, 35.410,
35.415, 35.432, 35.433, 35.490, 35.491, 35.590, 35.604, 35.605, 35.610,
35.615, 35.630, 35.632, 35.633, 35.635, 35.642, 35.643, 35.645, 35.647,
35.652, 35.655, 35.690, 35.1000, 35.2024, 35.2026, 35.2040, 35.2041,
35.2060, 35.2061, 35.2063, 35.2067, 35.2070, 35.2075, 35.2080, 35.2092,
35.2204, 35.2310, 35.2404, 35.2406, 35.2432, 35.2433, 35.2605, 35.2610,
35.2630, 35.2632, 35.2642, 35.2643, 35.2645, 35.2647, 35.2652, 35.2655,
35.3045, 35.3047, 35.3067, and 35.3204.
* * * * *
0
8. In Sec. 35.12, revise paragraphs (b)(1), (c)(1) introductory text,
(c)(1)(ii), and (d) to read as follows:
Sec. 35.12 Application for license, amendment, or renewal.
* * * * *
(b) * * *
(1) Filing an original NRC Form 313, ``Application for Material
License,'' that includes the facility diagram, equipment, and training
and experience qualifications of the Radiation Safety Officer,
Associate Radiation Safety Officer(s), authorized user(s), authorized
medical physicist(s), ophthalmic physicist(s), and authorized nuclear
pharmacist(s); and
* * * * *
(c) * * *
(1) Submitting an original of either--
* * * * *
(ii) A letter containing all information required by NRC Form 313;
and
* * * * *
(d) In addition to the requirements in paragraphs (b) and (c) of
this section, an application for a license or amendment for medical use
of byproduct material as described in Sec. 35.1000 must also include:
(1) Any additional aspects of the medical use of the material that
are applicable to radiation safety that are not addressed in, or differ
from, subparts A through C, L, and M of this part;
(2) Identification of and commitment to follow the applicable
radiation safety program requirements in subparts D through H of this
part that are appropriate for the specific Sec. 35.1000 medical use;
(3) Any additional specific information on--
(i) Radiation safety precautions and instructions;
(ii) Methodology for measurement of dosages or doses to be
administered to patients or human research subjects; and
(iii) Calibration, maintenance, and repair of instruments and
equipment necessary for radiation safety; and
(4) Any other information requested by the Commission in its review
of the application.
* * * * *
0
9. In Sec. 35.13:
0
a. Revise paragraph (b);
0
b. Redesignate paragraphs (d) through (g) as paragraphs (e) through
(h);
0
c. Add new paragraph (d);
0
c. Revise newly redesignated paragraphs (g) and (h); and
0
d. Add paragraph (i).
The revisions and additions read as follows:
Sec. 35.13 License amendments.
* * * * *
(b) Before it permits anyone to work as an authorized user,
authorized medical physicist, ophthalmic physicist, or authorized
nuclear pharmacist under the license, except--
(1) For an authorized user, an individual who meets the
requirements in Sec. Sec. 35.59 and 35.190(a), 35.290(a), 35.390(a),
35.392(a), 35.394(a), 35.490(a), 35.590(a), and 35.690(a);
(2) For an authorized nuclear pharmacist, an individual who meets
the requirements in Sec. Sec. 35.55(a) and 35.59;
(3) For an authorized medical physicist, an individual who meets
the requirements in Sec. Sec. 35.51(a) and 35.59;
(4) An individual who is identified as an authorized user, an
authorized nuclear pharmacist, authorized medical physicist, or an
ophthalmic physicist--
* * * * *
(d) Before it permits anyone to work as an Associate Radiation
Safety Officer, or before the Radiation Safety Officer assigns duties
and tasks to an Associate Radiation Safety Officer that differ from
those for which this individual is authorized on the license;
* * * * *
[[Page 33103]]
(g) Before it changes the address(es) of use identified in the
application or on the license;
(h) Before it revises procedures required by Sec. Sec. 35.610,
35.642, 35.643, and 35.645, as applicable, where such revision reduces
radiation safety; and
(i) Before it receives a sealed source from a different
manufacturer or of a different model number than authorized by its
license unless the sealed source is used for manual brachytherapy, is
listed in the Sealed Source and Device Registry, and is in a quantity
and for an isotope authorized by the license.
0
10. In Sec. 35.14, revise paragraphs (a) and (b) to read as follows:
Sec. 35.14 Notifications.
(a) A licensee shall provide the Commission, no later than 30 days
after the date that the licensee permits an individual to work under
the provisions of Sec. 35.13(b) as an authorized user, authorized
medical physicist, ophthalmic physicist, or authorized nuclear
pharmacist--
(1) A copy of the board certification and, as appropriate,
verification of completion of:
(i) Training for the authorized medical physicist under Sec.
35.51(c);
(ii) Any additional case experience required in Sec.
35.390(b)(1)(ii)(G) for an authorized user under Sec. 35.300; or
(iii) Device specific training in Sec. 35.690(c) for the
authorized user under Sec. 35.600; or
(2) A copy of the Commission or Agreement State license, the permit
issued by a Commission master material licensee, the permit issued by a
Commission or Agreement State licensee of broad scope, the permit
issued by a Commission master material license broad scope permittee,
or documentation that only accelerator-produced radioactive materials,
discrete sources of radium-226, or both, were used for medical use or
in the practice of nuclear pharmacy at a Government agency or Federally
recognized Indian Tribe before November 30, 2007, or at all other
locations of use before August 8, 2009, or an earlier date as noticed
by the NRC for each individual whom the licensee permits to work under
the provisions of this section.
(b) A licensee shall notify the Commission no later than 30 days
after:
(1) An authorized user, an authorized nuclear pharmacist, a
Radiation Safety Officer, an Associate Radiation Safety Officer, an
authorized medical physicist, or ophthalmic physicist permanently
discontinues performance of duties under the license or has a name
change;
(2) The licensee permits an individual qualified to be a Radiation
Safety Officer under Sec. Sec. 35.50 and 35.59 to function as a
temporary Radiation Safety Officer and to perform the functions of a
Radiation Safety Officer in accordance with Sec. 35.24(c);
(3) The licensee's mailing address changes;
(4) The licensee's name changes, but the name change does not
constitute a transfer of control of the license as described in Sec.
30.34(b) of this chapter;
(5) The licensee has added to or changed the areas of use
identified in the application or on the license where byproduct
material is used in accordance with either Sec. 35.100 or Sec. 35.200
if the change does not include addition or relocation of either an area
where PET radionuclides are produced or a PET radioactive drug delivery
line from the PET radionuclide/PET radioactive drug production area; or
(6) The licensee obtains a sealed source for use in manual
brachytherapy from a different manufacturer or with a different model
number than authorized by its license for which it did not require a
license amendment as provided in Sec. 35.13(i). The notification must
include the manufacturer and model number of the sealed source, the
isotope, and the quantity per sealed source.
* * * * *
0
11. In Sec. 35.15, revise paragraphs (c) and (e) to read as follows:
Sec. 35.15 Exemptions regarding Type A specific licenses of broad
scope.
* * * * *
(c) The provisions of Sec. 35.13(f) regarding additions to or
changes in the areas of use at the addresses identified in the
application or on the license;
* * * * *
(e) The provisions of Sec. 35.14(b)(1) for an authorized user, an
authorized nuclear pharmacist, an authorized medical physicist, or an
ophthalmic physicist;
* * * * *
0
12. In Sec. 35.24, revise paragraphs (b) and (c) to read as follows:
Sec. 35.24 Authority and responsibilities for the radiation
protection program.
* * * * *
(b) A licensee's management shall appoint a Radiation Safety
Officer who agrees, in writing, to be responsible for implementing the
radiation protection program. The licensee, through the Radiation
Safety Officer, shall ensure that radiation safety activities are being
performed in accordance with licensee-approved procedures and
regulatory requirements. A licensee's management may appoint, in
writing, one or more Associate Radiation Safety Officers to support the
Radiation Safety Officer. The Radiation Safety Officer, with written
agreement of the licensee's management, must assign the specific duties
and tasks to each Associate Radiation Safety Officer. These duties and
tasks are restricted to the types of use for which the Associate
Radiation Safety Officer is listed on a license. The Radiation Safety
Officer may delegate duties and tasks to the Associate Radiation Safety
Officer but shall not delegate the authority or responsibilities for
implementing the radiation protection program.
(c) For up to 60 days each year, a licensee may permit an
individual qualified to be a Radiation Safety Officer, under Sec. Sec.
35.50 and 35.59, to function as a temporary Radiation Safety Officer
and to perform the functions of a Radiation Safety Officer, as provided
in paragraph (g) of this section, if the licensee takes the actions
required in paragraphs (b), (e), (g), and (h) of this section and
notifies the Commission in accordance with Sec. 35.14(b).
* * * * *
0
13. In Sec. 35.40:
0
a. Revise paragraph (b)(5);
0
b. Redesignate paragraph (b)(6) as paragraph (b)(7);
0
c. Add new paragraph (b)(6);
0
d. Revise newly redesignated paragraph (b)(7);
0
e. Redesignate paragraph (c) introductory text as paragraph (c)(1); and
0
f. Redesignate paragraph (c)(1) as paragraph (c)(2).
The revisions and addition read as follows:
Sec. 35.40 Written directives.
* * * * *
(b) * * *
(5) For high dose-rate remote afterloading brachytherapy: The
radionuclide, treatment site, dose per fraction, number of fractions,
and total dose;
(6) For permanent implant brachytherapy:
(i) Before implantation: The treatment site, the radionuclide, and
the total source strength; and
(ii) After implantation but before the patient leaves the post-
treatment recovery area: The treatment site, the number of sources
implanted, the total source strength implanted, and the date; or
(7) For all other brachytherapy, including low, medium, and pulsed
dose rate remote afterloaders:
[[Page 33104]]
(i) Before implantation: The treatment site, radionuclide, and
dose; and
(ii) After implantation but before completion of the procedure: The
radionuclide; treatment site; number of sources; total source strength
and exposure time (or the total dose); and date.
* * * * *
0
14. In Sec. 35.41, revise paragraphs (b)(3) and (4) and add paragraphs
(b)(5) and (6) to read as follows:
Sec. 35.41 Procedures for administrations requiring a written
directive.
* * * * *
(b) * * *
(3) Checking both manual and computer-generated dose calculations;
(4) Verifying that any computer-generated dose calculations are
correctly transferred into the consoles of therapeutic medical units
authorized by Sec. Sec. 35.600 or 35.1000;
(5) Determining if a medical event, as defined in Sec. 35.3045,
has occurred; and
(6) Determining, for permanent implant brachytherapy, within 60
calendar days from the date the implant was performed, the total source
strength administered outside of the treatment site compared to the
total source strength documented in the post-implantation portion of
the written directive, unless a written justification of patient
unavailability is documented.
* * * * *
0
15. Revise Sec. 35.50 to read as follows:
Sec. 35.50 Training for Radiation Safety Officer and Associate
Radiation Safety Officer.
Except as provided in Sec. 35.57, the licensee shall require an
individual fulfilling the responsibilities of the Radiation Safety
Officer or an individual assigned duties and tasks as an Associate
Radiation Safety Officer as provided in Sec. 35.24 to be an individual
who--
(a) Is certified by a specialty board whose certification process
has been recognized by the Commission or an Agreement State and who
meets the requirements in paragraph (d) of this section. The names of
board certifications that have been recognized by the Commission or an
Agreement State are posted on the NRC's Medical Uses Licensee Toolkit
web page. To have its certification process recognized, a specialty
board shall require all candidates for certification to: (1)(i) Hold a
bachelor's or graduate degree from an accredited college or university
in physical science or engineering or biological science with a minimum
of 20 college credits in physical science;
(ii) Have 5 or more years of professional experience in health
physics (graduate training may be substituted for no more than 2 years
of the required experience) including at least 3 years in applied
health physics; and
(iii) Pass an examination administered by diplomates of the
specialty board, which evaluates knowledge and competence in radiation
physics and instrumentation, radiation protection, mathematics
pertaining to the use and measurement of radioactivity, radiation
biology, and radiation dosimetry; or
(2)(i) Hold a master's or doctor's degree in physics, medical
physics, other physical science, engineering, or applied mathematics
from an accredited college or university;
(ii) Have 2 years of full-time practical training and/or supervised
experience in medical physics--
(A) Under the supervision of a medical physicist who is certified
in medical physics by a specialty board recognized by the Commission or
an Agreement State; or
(B) In clinical nuclear medicine facilities providing diagnostic or
therapeutic services under the direction of physicians who meet the
requirements for authorized users in Sec. Sec. 35.57, 35.290, or
35.390; and
(iii) Pass an examination, administered by diplomates of the
specialty board, that assesses knowledge and competence in clinical
diagnostic radiological or nuclear medicine physics and in radiation
safety; or
(b)(1) Has completed a structured educational program consisting of
both:
(i) 200 hours of classroom and laboratory training in the following
areas--
(A) Radiation physics and instrumentation;
(B) Radiation protection;
(C) Mathematics pertaining to the use and measurement of
radioactivity;
(D) Radiation biology; and
(E) Radiation dosimetry; and
(ii) One year of full-time radiation safety experience under the
supervision of the individual identified as the Radiation Safety
Officer on a Commission or an Agreement State license or permit issued
by a Commission master material licensee that authorizes similar
type(s) of use(s) of byproduct material. An Associate Radiation Safety
Officer may provide supervision for those areas for which the Associate
Radiation Safety Officer is authorized on a Commission or an Agreement
State license or permit issued by a Commission master material
licensee. The full-time radiation safety experience must involve the
following--
(A) Shipping, receiving, and performing related radiation surveys;
(B) Using and performing checks for proper operation of instruments
used to determine the activity of dosages, survey meters, and
instruments used to measure radionuclides;
(C) Securing and controlling byproduct material;
(D) Using administrative controls to avoid mistakes in the
administration of byproduct material;
(E) Using procedures to prevent or minimize radioactive
contamination and using proper decontamination procedures;
(F) Using emergency procedures to control byproduct material; and
(G) Disposing of byproduct material; and
(2) This individual must obtain a written attestation, signed by a
preceptor Radiation Safety Officer or Associate Radiation Safety
Officer who has experience with the radiation safety aspects of similar
types of use of byproduct material for which the individual is seeking
approval as a Radiation Safety Officer or an Associate Radiation Safety
Officer. The written attestation must state that the individual has
satisfactorily completed the requirements in paragraphs (b)(1) and (d)
of this section, and is able to independently fulfill the radiation
safety-related duties as a Radiation Safety Officer or as an Associate
Radiation Safety Officer for a medical use license; or
(c)(1) Is a medical physicist who has been certified by a specialty
board whose certification process has been recognized by the Commission
or an Agreement State under Sec. 35.51(a), has experience with the
radiation safety aspects of similar types of use of byproduct material
for which the licensee seeks the approval of the individual as
Radiation Safety Officer or an Associate Radiation Safety Officer, and
meets the requirements in paragraph (d) of this section; or
(2) Is an authorized user, authorized medical physicist, or
authorized nuclear pharmacist identified on a Commission or an
Agreement State license, a permit issued by a Commission master
material licensee, a permit issued by a Commission or an Agreement
State licensee of broad scope, or a permit issued by a Commission
master material license broad scope permittee, has experience with the
radiation safety aspects of similar types of use of byproduct material
for which the licensee seeks the approval of the individual as the
Radiation Safety Officer or Associate Radiation Safety
[[Page 33105]]
Officer, and meets the requirements in paragraph (d) of this section;
or
(3) Has experience with the radiation safety aspects of the types
of use of byproduct material for which the individual is seeking
simultaneous approval both as the Radiation Safety Officer and the
authorized user on the same new medical use license or new medical use
permit issued by a Commission master material license. The individual
must also meet the requirements in paragraph (d) of this section.
(d) Has training in the radiation safety, regulatory issues, and
emergency procedures for the types of use for which a licensee seeks
approval. This training requirement may be satisfied by completing
training that is supervised by a Radiation Safety Officer, an Associate
Radiation Safety Officer, authorized medical physicist, authorized
nuclear pharmacist, or authorized user, as appropriate, who is
authorized for the type(s) of use for which the licensee is seeking
approval.
0
16. In Sec. 35.51, revise paragraphs (a) introductory text, (a)(2)(i),
and (b)(2) to read as follows:
Sec. 35.51 Training for an authorized medical physicist.
* * * * *
(a) Is certified by a specialty board whose certification process
has been recognized by the Commission or an Agreement State and who
meets the requirements in paragraph (c) of this section. The names of
board certifications that have been recognized by the Commission or an
Agreement State are posted on the NRC's Medical Uses Licensee Toolkit
web page. To have its certification process recognized, a specialty
board shall require all candidates for certification to:
* * * * *
(2) * * *
(i) Under the supervision of a medical physicist who is certified
in medical physics by a specialty board whose certification process has
been recognized under this section by the Commission or an Agreement
State; or
* * * * *
(b) * * *
(2) Has obtained written attestation that the individual has
satisfactorily completed the requirements in paragraphs (b)(1) and (c)
of this section, and is able to independently fulfill the radiation
safety-related duties as an authorized medical physicist for each type
of therapeutic medical unit for which the individual is requesting
authorized medical physicist status. The written attestation must be
signed by a preceptor authorized medical physicist who meets the
requirements in Sec. 35.51, Sec. 35.57, or equivalent Agreement State
requirements for an authorized medical physicist for each type of
therapeutic medical unit for which the individual is requesting
authorized medical physicist status.
* * * * *
0
17. In Sec. 35.55, revise paragraphs (a) introductory text and (b)(2)
to read as follows:
Sec. 35.55 Training for an authorized nuclear pharmacist.
* * * * *
(a) Is certified by a specialty board whose certification process
has been recognized by the Commission or an Agreement State. The names
of board certifications that have been recognized by the Commission or
an Agreement State are posted on the NRC's Medical Uses Licensee
Toolkit web page. To have its certification process recognized, a
specialty board shall require all candidates for certification to:
* * * * *
(b) * * *
(2) Has obtained written attestation, signed by a preceptor
authorized nuclear pharmacist, that the individual has satisfactorily
completed the requirements in paragraph (b)(1) of this section and is
able to independently fulfill the radiation safety-related duties as an
authorized nuclear pharmacist.
0
18. In Sec. 35.57, revise paragraphs (a) and (b) to read as follows:
Sec. 35.57 Training for experienced Radiation Safety Officer,
teletherapy or medical physicist, authorized medical physicist,
authorized user, nuclear pharmacist, and authorized nuclear pharmacist.
(a)(1) An individual identified on a Commission or an Agreement
State license or a permit issued by a Commission or an Agreement State
broad scope licensee or master material license permit or by a master
material license permittee of broad scope as a Radiation Safety
Officer, a teletherapy or medical physicist, an authorized medical
physicist, a nuclear pharmacist or an authorized nuclear pharmacist on
or before January 14, 2019 need not comply with the training
requirements of Sec. 35.50, Sec. 35.51, or Sec. 35.55, respectively,
except the Radiation Safety Officers and authorized medical physicists
identified in this paragraph must meet the training requirements in
Sec. 35.50(d) or Sec. 35.51(c), as appropriate, for any material or
uses for which they were not authorized prior to this date.
(2) Any individual certified by the American Board of Health
Physics in Comprehensive Health Physics; American Board of Radiology;
American Board of Nuclear Medicine; American Board of Science in
Nuclear Medicine; Board of Pharmaceutical Specialties in Nuclear
Pharmacy; American Board of Medical Physics in radiation oncology
physics; Royal College of Physicians and Surgeons of Canada in nuclear
medicine; American Osteopathic Board of Radiology; or American
Osteopathic Board of Nuclear Medicine on or before October 24, 2005,
need not comply with the training requirements of Sec. 35.50 to be
identified as a Radiation Safety Officer or as an Associate Radiation
Safety Officer on a Commission or an Agreement State license or
Commission master material license permit for those materials and uses
that these individuals performed on or before October 24, 2005.
(3) Any individual certified by the American Board of Radiology in
therapeutic radiological physics, Roentgen ray and gamma ray physics,
x-ray and radium physics, or radiological physics, or certified by the
American Board of Medical Physics in radiation oncology physics, on or
before October 24, 2005, need not comply with the training requirements
for an authorized medical physicist described in Sec. 35.51, for those
materials and uses that these individuals performed on or before
October 24, 2005.
(4) A Radiation Safety Officer, a medical physicist, or a nuclear
pharmacist, who used only accelerator-produced radioactive materials,
discrete sources of radium-226, or both, for medical uses or in the
practice of nuclear pharmacy at a Government agency or Federally
recognized Indian Tribe before November 30, 2007, or at all other
locations of use before August 8, 2009, or an earlier date as noticed
by the NRC, need not comply with the training requirements of Sec.
35.50, Sec. 35.51 or Sec. 35.55, respectively, when performing the
same uses. A nuclear pharmacist, who prepared only radioactive drugs
containing accelerator-produced radioactive materials, or a medical
physicist, who used only accelerator-produced radioactive materials, at
the locations and during the time period identified in this paragraph,
qualifies as an authorized nuclear pharmacist or an authorized medical
physicist, respectively, for those materials and uses performed before
these dates, for the purposes of this chapter.
(b)(1) Physicians, dentists, or podiatrists identified as
authorized users for the medical use of byproduct material on a license
issued by the Commission or an Agreement State, a permit issued by a
Commission master
[[Page 33106]]
material licensee, a permit issued by a Commission or an Agreement
State broad scope licensee, or a permit issued by a Commission master
material license broad scope permittee on or before January 14, 2019,
who perform only those medical uses for which they were authorized on
or before that date need not comply with the training requirements of
subparts D through H of this part.
(2) Physicians, dentists, or podiatrists not identified as
authorized users for the medical use of byproduct material on a license
issued by the Commission or an Agreement State, a permit issued by a
Commission master material licensee, a permit issued by a Commission or
an Agreement State broad scope licensee, or a permit issued by a
Commission master material license of broad scope on or before October
24, 2005, need not comply with the training requirements of subparts D
through H of this part for those materials and uses that these
individuals performed on or before October 24, 2005, as follows:
(i) For uses authorized under Sec. 35.100 or Sec. 35.200, or oral
administration of sodium iodide I-131 requiring a written directive for
imaging and localization purposes, a physician who was certified on or
before October 24, 2005, in nuclear medicine by the American Board of
Nuclear Medicine; diagnostic radiology by the American Board of
Radiology; diagnostic radiology or radiology by the American
Osteopathic Board of Radiology; nuclear medicine by the Royal College
of Physicians and Surgeons of Canada; or American Osteopathic Board of
Nuclear Medicine in nuclear medicine;
(ii) For uses authorized under Sec. 35.300, a physician who was
certified on or before October 24, 2005, by the American Board of
Nuclear Medicine; the American Board of Radiology in radiology,
therapeutic radiology, or radiation oncology; nuclear medicine by the
Royal College of Physicians and Surgeons of Canada; or the American
Osteopathic Board of Radiology after 1984;
(iii) For uses authorized under Sec. 35.400 or Sec. 35.600, a
physician who was certified on or before October 24, 2005, in
radiology, therapeutic radiology or radiation oncology by the American
Board of Radiology; radiation oncology by the American Osteopathic
Board of Radiology; radiology, with specialization in radiotherapy, as
a British ``Fellow of the Faculty of Radiology'' or ``Fellow of the
Royal College of Radiology''; or therapeutic radiology by the Canadian
Royal College of Physicians and Surgeons; and
(iv) For uses authorized under Sec. 35.500, a physician who was
certified on or before October 24, 2005, in radiology, diagnostic
radiology, therapeutic radiology, or radiation oncology by the American
Board of Radiology; nuclear medicine by the American Board of Nuclear
Medicine; diagnostic radiology or radiology by the American Osteopathic
Board of Radiology; or nuclear medicine by the Royal College of
Physicians and Surgeons of Canada.
(3) Physicians, dentists, or podiatrists who used only accelerator-
produced radioactive materials, discrete sources of radium-226, or
both, for medical uses performed at a Government agency or Federally
recognized Indian Tribe before November 30, 2007, or at all other
locations of use before August 8, 2009, or an earlier date as noticed
by the NRC, need not comply with the training requirements of subparts
D through H of this part when performing the same medical uses. A
physician, dentist, or podiatrist, who used only accelerator-produced
radioactive materials, discrete sources of radium-226, or both, for
medical uses at the locations and time period identified in this
paragraph, qualifies as an authorized user for those materials and uses
performed before these dates, for the purposes of this chapter.
* * * * *
0
19. Revise Sec. 35.65 to read as follows:
Sec. 35.65 Authorization for calibration, transmission, and reference
sources.
(a) Any person authorized by Sec. 35.11 for medical use of
byproduct material may receive, possess, and use any of the following
byproduct material for check, calibration, transmission, and reference
use:
(1) Sealed sources, not exceeding 1.11 GBq (30 mCi) each,
manufactured and distributed by a person licensed under Sec. 32.74 of
this chapter or equivalent Agreement State regulations;
(2) Sealed sources, not exceeding 1.11 GBq (30 mCi) each,
redistributed by a licensee authorized to redistribute the sealed
sources manufactured and distributed by a person licensed under Sec.
32.74 of this chapter or equivalent Agreement State regulations,
providing the redistributed sealed sources are in the original
packaging and shielding and are accompanied by the manufacturer's
approved instructions;
(3) Any byproduct material with a half-life not longer than 120
days in individual amounts not to exceed 0.56 GBq (15 mCi);
(4) Any byproduct material with a half-life longer than 120 days in
individual amounts not to exceed the smaller of 7.4 MBq (200 [micro]CI)
or 1000 times the quantities in appendix B of part 30 of this chapter;
or
(5) Technetium-99m in amounts as needed.
(b) Byproduct material in sealed sources authorized by this
provision shall not be:
(1) Used for medical use as defined in Sec. 35.2 except in
accordance with the requirements in Sec. 35.500; or
(2) Combined (i.e., bundled or aggregated) to create an activity
greater than the maximum activity of any single sealed source
authorized under this section.
(c) A licensee using calibration, transmission, and reference
sources in accordance with the requirements in paragraph (a) or (b) of
this section need not list these sources on a specific medical use
license.
0
20. In Sec. 35.190, revise paragraphs (a) introductory text and (c)(2)
to read as follows:
Sec. 35.190 Training for uptake, dilution, and excretion studies.
* * * * *
(a) Is certified by a medical specialty board whose certification
process has been recognized by the Commission or an Agreement State.
The names of board certifications that have been recognized by the
Commission or an Agreement State are posted on the NRC's Medical Uses
Licensee Toolkit web page. To have its certification process
recognized, a specialty board shall require all candidates for
certification to:
* * * * *
(c) * * *
(2) Has obtained written attestation that the individual has
satisfactorily completed the requirements in paragraph (c)(1) of this
section and is able to independently fulfill the radiation safety-
related duties as an authorized user for the medical uses authorized
under Sec. 35.100. The attestation must be obtained from either:
(i) A preceptor authorized user who meets the requirements in Sec.
35.57, Sec. 35.190, Sec. 35.290, or Sec. 35.390, or equivalent
Agreement State requirements; or
(ii) A residency program director who affirms in writing that the
attestation represents the consensus of the residency program faculty
where at least one faculty member is an authorized user who meets the
requirements in Sec. 35.57, Sec. 35.190, Sec. 35.290, or Sec.
35.390, or equivalent Agreement State requirements, and concurs with
the attestation provided by the residency program director. The
residency training program must be approved by the Residency Review
Committee of the
[[Page 33107]]
Accreditation Council for Graduate Medical Education or the Royal
College of Physicians and Surgeons of Canada or the Council on
Postdoctoral Training of the American Osteopathic Association and must
include training and experience specified in paragraph (c)(1) of this
section.
0
21. In Sec. 35.204, revise paragraph (b) and add paragraph (e) to read
as follows:
Sec. 35.204 Permissible molybdenum-99, strontium-82, and strontium-85
concentrations.
* * * * *
(b) A licensee that uses molybdenum-99/technetium-99m generators
for preparing a technetium-99m radiopharmaceutical shall measure the
molybdenum-99 concentration in each eluate from a generator to
demonstrate compliance with paragraph (a) of this section.
* * * * *
(e) The licensee shall report any measurement that exceeds the
limits in paragraph (a) of this section at the time of generator
elution, in accordance with Sec. 35.3204.
0
22. In Sec. 35.290, revise paragraphs (a) introductory text,
(c)(1)(ii) introductory text, and (c)(2) to read as follows:
Sec. 35.290 Training for imaging and localization studies.
* * * * *
(a) Is certified by a medical specialty board whose certification
process has been recognized by the Commission or an Agreement State.
The names of board certifications that have been recognized by the
Commission or an Agreement State are posted on the NRC's Medical Uses
Licensee Toolkit web page. To have its certification process
recognized, a specialty board shall require all candidates for
certification to:
* * * * *
(c)(1) * * *
(ii) Work experience, under the supervision of an authorized user
who meets the requirements in Sec. 35.57, Sec. 35.290, or Sec. Sec.
35.390 and 35.290(c)(1)(ii)(G), or equivalent Agreement State
requirements. An authorized nuclear pharmacist who meets the
requirements in Sec. 35.55 or Sec. 35.57 may provide the supervised
work experience for paragraph (c)(1)(ii)(G) of this section. Work
experience must involve--
* * * * *
(2) Has obtained written attestation that the individual has
satisfactorily completed the requirements in paragraph (c)(1) of this
section and is able to independently fulfill the radiation safety-
related duties as an authorized user for the medical uses authorized
under Sec. Sec. 35.100 and 35.200. The attestation must be obtained
from either:
(i) A preceptor authorized user who meets the requirements in Sec.
35.57, Sec. 35.290, or Sec. Sec. 35.390 and 35.290(c)(1)(ii)(G), or
equivalent Agreement State requirements; or
(ii) A residency program director who affirms in writing that the
attestation represents the consensus of the residency program faculty
where at least one faculty member is an authorized user who meets the
requirements in Sec. 35.57, Sec. 35.290, or Sec. Sec. 35.390 and
35.290(c)(1)(ii)(G), or equivalent Agreement State requirements, and
concurs with the attestation provided by the residency program
director. The residency training program must be approved by the
Residency Review Committee of the Accreditation Council for Graduate
Medical Education or the Royal College of Physicians and Surgeons of
Canada or the Council on Postdoctoral Training of the American
Osteopathic Association and must include training and experience
specified in paragraph (c)(1) of this section.
0
23. In Sec. 35.300, revise the introductory text to read as follows:
Sec. 35.300 Use of unsealed byproduct material for which a written
directive is required.
A licensee may use any unsealed byproduct material identified in
Sec. 35.390(b)(1)(ii)(G) prepared for medical use and for which a
written directive is required that is--
* * * * *
0
24. In Sec. 35.390, revise paragraphs (a) introductory text,
(b)(1)(ii)(G), and (b)(2) to read as follows:
Sec. 35.390 Training for use of unsealed byproduct material for which
a written directive is required.
* * * * *
(a) Is certified by a medical specialty board whose certification
process has been recognized by the Commission or an Agreement State and
who meets the requirements in paragraphs (b)(1)(ii)(G) of this section.
The names of board certifications that have been recognized by the
Commission or an Agreement State are posted on the NRC's Medical Uses
Licensee Toolkit web page. To be recognized, a specialty board shall
require all candidates for certification to:
* * * * *
(b)(1) * * *
(ii) * * *
(G) Administering dosages of radioactive drugs to patients or human
research subjects from the three categories in this paragraph.
Radioactive drugs containing radionuclides in categories not included
in this paragraph are regulated under Sec. 35.1000. This work
experience must involve a minimum of three cases in each of the
following categories for which the individual is requesting authorized
user status--
(1) Oral administration of less than or equal to 1.22
gigabecquerels (33 millicuries) of sodium iodide I-131, for which a
written directive is required;
(2) Oral administration of greater than 1.22 gigabecquerels (33
millicuries) of sodium iodide I-131; \2\
---------------------------------------------------------------------------
\2\ Experience with at least three cases in Category (G)(2) also
satisfies the requirement in Category (G)(1).
---------------------------------------------------------------------------
(3) Parenteral administration of any radioactive drug that contains
a radionuclide that is primarily used for its electron emission, beta
radiation characteristics, alpha radiation characteristics, or photon
energy of less than 150 keV, for which a written directive is required;
and
(2) Has obtained written attestation that the individual has
satisfactorily completed the requirements in paragraph (b)(1) of this
section and is able to independently fulfill the radiation safety-
related duties as an authorized user for the medical uses authorized
under Sec. 35.300 for which the individual is requesting authorized
user status. The attestation must be obtained from either:
(i) A preceptor authorized user who meets the requirements in Sec.
35.57, Sec. 35.390, or equivalent Agreement State requirements and has
experience in administering dosages in the same dosage category or
categories as the individual requesting authorized user status; or
(ii) A residency program director who affirms in writing that the
attestation represents the consensus of the residency program faculty
where at least one faculty member is an authorized user who meets the
requirements in Sec. 35.57, Sec. 35.390, or equivalent Agreement
State requirements, has experience in administering dosages in the same
dosage category or categories as the individual requesting authorized
user status, and concurs with the attestation provided by the residency
program director. The residency training program must be approved by
the Residency Review Committee of the Accreditation Council for
Graduate Medical Education or the Royal College of Physicians and
Surgeons of Canada or the Council on Postdoctoral Training of the
American Osteopathic Association
[[Page 33108]]
and must include training and experience specified in paragraph (b)(1)
of this section.
* * * * *
0
25. In Sec. 35.392, revise paragraphs (a) and (c)(3) to read as
follows:
Sec. 35.392 Training for the oral administration of sodium iodide I-
131 requiring a written directive in quantities less than or equal to
1.22 gigabecquerels (33 millicuries).
* * * * *
(a) Is certified by a medical specialty board whose certification
process includes all of the requirements in paragraphs (c)(1) and (2)
of this section and whose certification process has been recognized by
the Commission or an Agreement State. The names of board certifications
that have been recognized by the Commission or an Agreement State are
posted on the NRC's Medical Uses Licensee Toolkit web page; or
* * * * *
(c) * * *
(3) Has obtained written attestation that the individual has
satisfactorily completed the requirements in paragraphs (c)(1) and (2)
of this section, and is able to independently fulfill the radiation
safety-related duties as an authorized user for oral administration of
less than or equal to 1.22 gigabecquerels (33 millicuries) of sodium
iodide I-131 for medical uses authorized under Sec. 35.300. The
attestation must be obtained from either:
(i) A preceptor authorized user who meets the requirements in Sec.
35.57, Sec. 35.390, Sec. 35.392, Sec. 35.394, or equivalent
Agreement State requirements and has experience in administering
dosages as specified in Sec. 35.390(b)(1)(ii)(G)(1) or (2); or
(ii) A residency program director who affirms in writing that the
attestation represents the consensus of the residency program faculty
where at least one faculty member is an authorized user who meets the
requirements in Sec. 35.57, Sec. 35.390, Sec. 35.392, Sec. 35.394,
or equivalent Agreement State requirements, has experience in
administering dosages as specified in Sec. 35.390(b)(1)(ii)(G)(1) or
(2), and concurs with the attestation provided by the residency program
director. The residency training program must be approved by the
Residency Review Committee of the Accreditation Council for Graduate
Medical Education or the Royal College of Physicians and Surgeons of
Canada or the Council on Postdoctoral Training of the American
Osteopathic Association and must include training and experience
specified in paragraphs (c)(1) and (2) of this section.
0
26. In Sec. 35.394, revise paragraphs (a) and (c)(3) to read as
follows:
Sec. 35.394 Training for the oral administration of sodium iodide I-
131 requiring a written directive in quantities greater than 1.22
gigabecquerels (33 millicuries).
* * * * *
(a) Is certified by a medical specialty board whose certification
process includes all of the requirements in paragraphs (c)(1) and (2)
of this section, and whose certification has been recognized by the
Commission or an Agreement State. The names of board certifications
that have been recognized by the Commission or an Agreement State are
posted on the NRC's Medical Uses Licensee Toolkit web page; or
* * * * *
(c) * * *
(3) Has obtained written attestation that the individual has
satisfactorily completed the requirements in paragraphs (c)(1) and (2)
of this section, and is able to independently fulfill the radiation
safety-related duties as an authorized user for oral administration of
greater than 1.22 gigabecquerels (33 millicuries) of sodium iodide I-
131 for medical uses authorized under Sec. 35.300. The attestation
must be obtained from either:
(i) A preceptor authorized user who meets the requirements in Sec.
35.57, Sec. 35.390, Sec. 35.394, or equivalent Agreement State
requirements, and has experience in administering dosages as specified
in Sec. 35.390(b)(1)(ii)(G)(2); or
(ii) A residency program director who affirms in writing that the
attestation represents the consensus of the residency program faculty
where at least one faculty member is an authorized user who meets the
requirements in Sec. 35.57, Sec. 35.390, Sec. 35.394, or equivalent
Agreement State requirements, has experience in administering dosages
as specified in Sec. 35.390(b)(1)(ii)(G)(2), and concurs with the
attestation provided by the residency program director. The residency
training program must be approved by the Residency Review Committee of
the Accreditation Council for Graduate Medical Education or the Royal
College of Physicians and Surgeons of Canada or the Council on
Postdoctoral Training of the American Osteopathic Association and must
include training and experience specified in paragraphs (c)(1) and (2)
of this section.
0
27. Revise Sec. 35.396 to read as follows:
Sec. 35.396 Training for the parenteral administration of unsealed
byproduct material requiring a written directive.
(a) Except as provided in Sec. 35.57, the licensee shall require
an authorized user for the parenteral administration requiring a
written directive, to be a physician who--
(1) Is an authorized user under Sec. 35.390 for uses listed in
Sec. 35.390(b)(1)(ii)(G)(3), or equivalent Agreement State
requirements; or
(2) Is an authorized user under Sec. 35.490, Sec. 35.690, or
equivalent Agreement State requirements, and who meets the requirements
in paragraph (b) of this section; or
(3) Is certified by a medical specialty board whose certification
process has been recognized by the Commission or an Agreement State
under Sec. 35.490 or Sec. 35.690, and who meets the requirements in
paragraph (b) of this section.
(b) The physician--
(1) Has successfully completed 80 hours of classroom and laboratory
training, applicable to parenteral administrations listed in Sec.
35.390(b)(1)(ii)(G)(3). The training must include--
(i) Radiation physics and instrumentation;
(ii) Radiation protection;
(iii) Mathematics pertaining to the use and measurement of
radioactivity;
(iv) Chemistry of byproduct material for medical use; and
(v) Radiation biology; and
(2) Has work experience, under the supervision of an authorized
user who meets the requirements in Sec. 35.57, Sec. 35.390, Sec.
35.396, or equivalent Agreement State requirements, in the parenteral
administrations listed in Sec. 35.390(b)(1)(ii)(G)(3). A supervising
authorized user who meets the requirements in Sec. 35.390, Sec.
35.396, or equivalent Agreement State requirements, must have
experience in administering dosages in the same category or categories
as the individual requesting authorized user status. The work
experience must involve--
(i) Ordering, receiving, and unpacking radioactive materials
safely, and performing the related radiation surveys;
(ii) Performing quality control procedures on instruments used to
determine the activity of dosages, and performing checks for proper
operation of survey meters;
(iii) Calculating, measuring, and safely preparing patient or human
research subject dosages;
(iv) Using administrative controls to prevent a medical event
involving the use of unsealed byproduct material;
(v) Using procedures to contain spilled byproduct material safely,
and using proper decontamination procedures; and
(vi) Administering dosages to patients or human research subjects,
that include
[[Page 33109]]
at least three cases of the parenteral administrations as specified in
Sec. 35.390(b)(1)(ii)(G)(3); and
(3) Has obtained written attestation that the individual has
satisfactorily completed the requirements in paragraphs (b)(1) and (2)
of this section, and is able to independently fulfill the radiation
safety-related duties as an authorized user for the parenteral
administration of unsealed byproduct material requiring a written
directive. The attestation must be obtained from either:
(i) A preceptor authorized user who meets the requirements in Sec.
35.57, Sec. 35.390, Sec. 35.396, or equivalent Agreement State
requirements. A preceptor authorized user who meets the requirements in
Sec. 35.390, Sec. 35.396, or equivalent Agreement State requirements,
must have experience in administering dosages in the same category or
categories as the individual requesting authorized user status; or
(ii) A residency program director who affirms in writing that the
attestation represents the consensus of the residency program faculty
where at least one faculty member is an authorized user who meets the
requirements in Sec. 35.57, Sec. 35.390, Sec. 35.396, or equivalent
Agreement State requirements, has experience in administering dosages
in the same dosage category or categories as the individual requesting
authorized user status, and concurs with the attestation provided by
the residency program director. The residency training program must be
approved by the Residency Review Committee of the Accreditation Council
for Graduate Medical Education or the Royal College of Physicians and
Surgeons of Canada or the Council on Postdoctoral Training of the
American Osteopathic Association and must include training and
experience specified in paragraphs (b)(1) and (2) of this section.
0
28. Revise Sec. 35.400 to read as follows:
Sec. 35.400 Use of sources for manual brachytherapy.
A licensee must use only brachytherapy sources:
(a) Approved in the Sealed Source and Device Registry for manual
brachytherapy medical use. The manual brachytherapy sources may be used
for manual brachytherapy uses that are not explicitly listed in the
Sealed Source and Device Registry, but must be used in accordance with
the radiation safety conditions and limitations described in the Sealed
Source and Device Registry; or
(b) In research to deliver therapeutic doses for medical use in
accordance with an active Investigational Device Exemption (IDE)
application accepted by the U.S. Food and Drug Administration provided
the requirements of Sec. 35.49(a) are met.
0
29. Revise Sec. 35.433 to read as follows:
Sec. 35.433 Strontium-90 sources for ophthalmic treatments.
(a) Licensees who use strontium-90 for ophthalmic treatments must
ensure that certain activities as specified in paragraph (b) of this
section are performed by either:
(1) An authorized medical physicist; or
(2) An individual who:
(i) is identified as an ophthalmic physicist on a specific medical
use license issued by the Commission or an Agreement State; permit
issued by a Commission or Agreement State broad scope medical use
licensee; medical use permit issued by a Commission master material
licensee; or permit issued by a Commission master material licensee
broad scope medical use permittee; and
(ii) holds a master's or doctor's degree in physics, medical
physics, other physical sciences, engineering, or applied mathematics
from an accredited college or university; and
(iii) has successfully completed 1 year of full-time training in
medical physics and an additional year of full-time work experience
under the supervision of a medical physicist; and
(iv) Has documented training in:
(A) The creation, modification, and completion of written
directives;
(B) Procedures for administrations requiring a written directive;
and
(C) Performing the calibration measurements of brachytherapy
sources as detailed in Sec. 35.432.
(b) The individuals who are identified in paragraph (a) of this
section must:
(1) Calculate the activity of each strontium-90 source that is used
to determine the treatment times for ophthalmic treatments. The decay
must be based on the activity determined under Sec. 35.432; and
(2) Assist the licensee in developing, implementing, and
maintaining written procedures to provide high confidence that the
administration is in accordance with the written directive. These
procedures must include the frequencies that the individual meeting the
requirements in paragraph (a) of this section will observe treatments,
review the treatment methodology, calculate treatment time for the
prescribed dose, and review records to verify that the administrations
were in accordance with the written directives.
(c) Licensees must retain a record of the activity of each
strontium-90 source in accordance with Sec. 35.2433.
0
30. In Sec. 35.490, revise paragraphs (a) introductory text,
(b)(1)(ii) introductory text, and (b)(3) to read as follows:
Sec. 35.490 Training for use of manual brachytherapy sources.
* * * * *
(a) Is certified by a medical specialty board whose certification
process has been recognized by the Commission or an Agreement State.
The names of board certifications that have been recognized by the
Commission or an Agreement State are posted on the NRC's Medical Uses
Licensee Toolkit web page. To have its certification process
recognized, a specialty board shall require all candidates for
certification to:
* * * * *
(b)(1) * * *
(ii) 500 hours of work experience, under the supervision of an
authorized user who meets the requirements in Sec. 35.57, Sec.
35.490, or equivalent Agreement State requirements, at a medical
facility authorized to use byproduct materials under Sec. 35.400,
involving--
* * * * *
(3) Has obtained written attestation that the individual has
satisfactorily completed the requirements in paragraphs (b)(1) and (2)
of this section and is able to independently fulfill the radiation
safety-related duties as an authorized user of manual brachytherapy
sources for the medical uses authorized under Sec. 35.400. The
attestation must be obtained from either:
(i) A preceptor authorized user who meets the requirements in Sec.
35.57, Sec. 35.490, or equivalent Agreement State requirements; or
(ii) A residency program director who affirms in writing that the
attestation represents the consensus of the residency program faculty
where at least one faculty member is an authorized user who meets the
requirements in Sec. 35.57, Sec. 35.490, or equivalent Agreement
State requirements, and concurs with the attestation provided by the
residency program director. The residency training program must be
approved by the Residency Review Committee of the Accreditation Council
for Graduate Medical Education or the Royal College of Physicians and
Surgeons of Canada or the Council on Postdoctoral Training of the
American Osteopathic Association and must include training and
experience specified in paragraphs (b)(1) and (2) of this section.
0
31. In Sec. 35.491, revise paragraph (b)(3) to read as follows:
[[Page 33110]]
Sec. 35.491 Training for ophthalmic use of strontium-90.
* * * * *
(b) * * *
(3) Has obtained written attestation, signed by a preceptor
authorized user who meets the requirements in Sec. 35.57, Sec.
35.490, Sec. 35.491, or equivalent Agreement State requirements, that
the individual has satisfactorily completed the requirements in
paragraphs (b)(1) and (2) of this section and is able to independently
fulfill the radiation safety-related duties as an authorized user of
strontium-90 for ophthalmic use.
0
32. Revise Sec. 35.500 to read as follows:
Sec. 35.500 Use of sealed sources and medical devices for diagnosis.
(a) A licensee must use only sealed sources that are not in medical
devices for diagnostic medical uses if the sealed sources are approved
in the Sealed Source and Device Registry for diagnostic medicine. The
sealed sources may be used for diagnostic medical uses that are not
explicitly listed in the Sealed Source and Device Registry but must be
used in accordance with the radiation safety conditions and limitations
described in the Sealed Source and Device Registry.
(b) A licensee must only use medical devices containing sealed
sources for diagnostic medical uses if both the sealed sources and
medical devices are approved in the Sealed Source and Device Registry
for diagnostic medical uses. The diagnostic medical devices may be used
for diagnostic medical uses that are not explicitly listed in the
Sealed Source and Device Registry but must be used in accordance with
the radiation safety conditions and limitations described in the Sealed
Source and Device Registry.
(c) Sealed sources and devices for diagnostic medical uses may be
used in research in accordance with an active Investigational Device
Exemption (IDE) application accepted by the U.S. Food and Drug
Administration provided the requirements of Sec. 35.49(a) are met.
0
33. Revise Sec. 35.590 to read as follows:
Sec. 35.590 Training for use of sealed sources and medical devices
for diagnosis.
Except as provided in Sec. 35.57, the licensee shall require the
authorized user of a diagnostic sealed source or a device authorized
under Sec. 35.500 to be a physician, dentist, or podiatrist who--
(a) Is certified by a specialty board whose certification process
includes all of the requirements in paragraphs (c) and (d) of this
section and whose certification has been recognized by the Commission
or an Agreement State. The names of board certifications that have been
recognized by the Commission or an Agreement State are posted on the
NRC's Medical Uses Licensee Toolkit web page; or
(b) Is an authorized user for uses listed in Sec. 35.200 or
equivalent Agreement State requirements; or
(c) Has completed 8 hours of classroom and laboratory training in
basic radionuclide handling techniques specifically applicable to the
use of the device. The training must include--
(1) Radiation physics and instrumentation;
(2) Radiation protection;
(3) Mathematics pertaining to the use and measurement of
radioactivity; and
(4) Radiation biology; and
(d) Has completed training in the use of the device for the uses
requested.
0
34. Revise Sec. 35.600 to read as follows:
Sec. 35.600 Use of a sealed source in a remote afterloader unit,
teletherapy unit, or gamma stereotactic radiosurgery unit.
(a) A licensee must only use sealed sources:
(1) Approved and as provided for in the Sealed Source and Device
Registry in photon emitting remote afterloader units, teletherapy
units, or gamma stereotactic radiosurgery units to deliver therapeutic
doses for medical uses: or
(2) In research involving photon-emitting remote afterloader units,
teletherapy units, or gamma stereotactic radiosurgery units in
accordance with an active Investigational Device Exemption (IDE)
application accepted by the U.S. Food and Drug Administration provided
the requirements of Sec. 35.49(a) are met.
(b) A licensee must use photon-emitting remote afterloader units,
teletherapy units, or gamma stereotactic radiosurgery units:
(1) Approved in the Sealed Source and Device Registry to deliver a
therapeutic dose for medical use. These devices may be used for
therapeutic medical treatments that are not explicitly provided for in
the Sealed Source and Device Registry, but must be used in accordance
with radiation safety conditions and limitations described in the
Sealed Source and Device Registry; or
(2) In research in accordance with an active Investigational Device
Exemption (IDE) application accepted by the FDA provided the
requirements of Sec. 35.49(a) are met.
0
35. In Sec. 35.610, revise paragraphs (d) and (g) to read as follows:
Sec. 35.610 Safety procedures and instructions for remote afterloader
units, teletherapy units, and gamma stereotactic radiosurgery units.
* * * * *
(d)(1) Prior to the first use for patient treatment of a new unit
or an existing unit with a manufacturer upgrade that affects the
operation and safety of the unit, a licensee shall ensure that vendor
operational and safety training is provided to all individuals who will
operate the unit. The vendor operational and safety training must be
provided by the device manufacturer or by an individual certified by
the device manufacturer to provide the operational and safety training.
(2) A licensee shall provide operational and safety instructions
initially and at least annually to all individuals who operate the unit
at the facility, as appropriate to the individual's assigned duties.
The instructions shall include instruction in--
(i) The procedures identified in paragraph (a)(4) of this section;
and
(ii) The operating procedures for the unit.
* * * * *
(g) A licensee shall retain a copy of the procedures required by
paragraphs (a)(4) and (d)(2)(ii) of this section in accordance with
Sec. 35.2610.
0
36. In Sec. 35.655, revise the section heading and paragraph (a) to
read as follows:
Sec. 35.655 Full-inspection servicing for teletherapy and gamma
stereotactic radiosurgery units.
(a) A licensee shall have each teletherapy unit and gamma
stereotactic radiosurgery unit fully inspected and serviced during each
source replacement to assure proper functioning of the source exposure
mechanism and other safety components. The interval between each full-
inspection servicing shall not exceed 5 years for each teletherapy unit
and shall not exceed 7 years for each gamma stereotactic radiosurgery
unit.
* * * * *
0
37. In Sec. 35.690, revise paragraphs (a) introductory text,
(b)(1)(ii) introductory text, and (b)(3) to read as follows:
Sec. 35.690 Training for use of remote afterloader units, teletherapy
units, and gamma stereotactic radiosurgery units.
* * * * *
(a) Is certified by a medical specialty board whose certification
process has been recognized by the Commission or an Agreement State and
who meets the requirements in paragraph (c) of this section. The names
of board certifications that have been recognized by the Commission or
an Agreement State are posted on the NRC's Medical Uses Licensee
Toolkit web page. To have its certification process recognized,
[[Page 33111]]
a specialty board shall require all candidates for certification to:
* * * * *
(b)(1) * * *
(ii) 500 hours of work experience, under the supervision of an
authorized user who meets the requirements in Sec. 35.57, Sec.
35.690, or equivalent Agreement State requirements, at a medical
facility that is authorized to use byproduct materials in Sec. 35.600,
involving--
* * * * *
(3) Has obtained written attestation that the individual has
satisfactorily completed the requirements in paragraphs (b)(1) and (2)
and (c) of this section; and is able to independently fulfill the
radiation safety-related duties as an authorized user of each type of
therapeutic medical unit for which the individual is requesting
authorized user status. The attestation must be obtained from either:
(i) A preceptor authorized user who meets the requirements in Sec.
35.57, Sec. 35.690, or equivalent Agreement State requirements for the
type(s) of therapeutic medical unit for which the individual is
requesting authorized user status; or
(ii) A residency program director who affirms in writing that the
attestation represents the consensus of the residency program faculty
where at least one faculty member is an authorized user who meets the
requirements in Sec. 35.57, Sec. 35.690, or equivalent Agreement
State requirements, for the type(s) of therapeutic medical unit for
which the individual is requesting authorized user status, and concurs
with the attestation provided by the residency program director. The
residency training program must be approved by the Residency Review
Committee of the Accreditation Council for Graduate Medical Education
or the Royal College of Physicians and Surgeons of Canada or the
Council on Postdoctoral Training of the American Osteopathic
Association and must include training and experience specified in
paragraphs (b)(1) and (2) of this section.
* * * * *
0
38. In Sec. 35.2024, add paragraph (c) to read as follows:
Sec. 35.2024 Records of authority and responsibilities for radiation
protection programs.
* * * * *
(c) For each Associate Radiation Safety Officer appointed under
Sec. 35.24(b), the licensee shall retain, for 5 years after the
Associate Radiation Safety Officer is removed from the license, a copy
of the written document appointing the Associate Radiation Safety
Officer signed by the licensee's management.
0
39. Revise Sec. 35.2310 to read as follows:
Sec. 35.2310 Records of safety instruction.
A licensee shall maintain a record of safety instructions required
by Sec. Sec. 35.310 and 35.410 and the operational and safety
instructions required by Sec. 35.610 for 3 years. The record must
include a list of the topics covered, the date of the instruction, the
name(s) of the attendee(s), and the name(s) of the individual(s) who
provided the instruction.
0
40. In Sec. 35.2655, revise the section heading and paragraph (a) to
read as follows:
Sec. 35.2655 Records of full-inspection servicing for teletherapy and
gamma stereotactic radiosurgery units.
(a) A licensee shall maintain a record of the full-inspection
servicing for teletherapy and gamma stereotactic radiosurgery units
required by Sec. 35.655 for the duration of the use of the unit.
* * * * *
0
41. In Sec. 35.3045, revise paragraph (a) to read as follows:
Sec. 35.3045 Report and notification of a medical event.
(a) A licensee shall report any event as a medical event, except
for an event that results from patient intervention, in which--
(1) The administration of byproduct material or radiation from
byproduct material, except permanent implant brachytherapy, results
in--
(i) A dose that differs from the prescribed dose or dose that would
have resulted from the prescribed dosage by more than 0.05 Sv (5 rem)
effective dose equivalent, 0.5 Sv (50 rem) to an organ or tissue, or
0.5 Sv (50 rem) shallow dose equivalent to the skin; and
(A) The total dose delivered differs from the prescribed dose by 20
percent or more;
(B) The total dosage delivered differs from the prescribed dosage
by 20 percent or more or falls outside the prescribed dosage range; or
(C) The fractionated dose delivered differs from the prescribed
dose for a single fraction, by 50 percent or more.
(ii) A dose that exceeds 0.05 Sv (5 rem) effective dose equivalent,
0.5 Sv (50 rem) to an organ or tissue, or 0.5 Sv (50 rem) shallow dose
equivalent to the skin from any of the following--
(A) An administration of a wrong radioactive drug containing
byproduct material or the wrong radionuclide for a brachytherapy
procedure;
(B) An administration of a radioactive drug containing byproduct
material by the wrong route of administration;
(C) An administration of a dose or dosage to the wrong individual
or human research subject;
(D) An administration of a dose or dosage delivered by the wrong
mode of treatment; or
(E) A leaking sealed source.
(iii) A dose to the skin or an organ or tissue other than the
treatment site that exceeds by:
(A) 0.5 Sv (50 rem) or more the expected dose to that site from the
procedure if the administration had been given in accordance with the
written directive prepared or revised before administration; and
(B) 50 percent or more the expected dose to that site from the
procedure if the administration had been given in accordance with the
written directive prepared or revised before administration.
(2) For permanent implant brachytherapy, the administration of
byproduct material or radiation from byproduct material (excluding
sources that were implanted in the correct site but migrated outside
the treatment site) that results in--
(i) The total source strength administered differing by 20 percent
or more from the total source strength documented in the post-
implantation portion of the written directive;
(ii) The total source strength administered outside of the
treatment site exceeding 20 percent of the total source strength
documented in the post-implantation portion of the written directive;
or
(iii) An administration that includes any of the following:
(A) The wrong radionuclide;
(B) The wrong individual or human research subject;
(C) Sealed source(s) implanted directly into a location
discontiguous from the treatment site, as documented in the post-
implantation portion of the written directive; or
(D) A leaking sealed source resulting in a dose that exceeds 0.5 Sv
(50 rem) to an organ or tissue.
* * * * *
0
42. Add Sec. 35.3204 to subpart M to read as follows:
Sec. 35.3204 Report and notification for an eluate exceeding
permissible molybdenum-99, strontium-82, and strontium-85
concentrations.
(a) The licensee shall notify by telephone the NRC Operations
Center and the distributor of the generator
[[Page 33112]]
within 7 calendar days after discovery that an eluate exceeded the
permissible concentration listed in Sec. 35.204(a) at the time of
generator elution. The telephone report to the NRC must include the
manufacturer, model number, and serial number (or lot number) of the
generator; the results of the measurement; the date of the measurement;
whether dosages were administered to patients or human research
subjects, when the distributor was notified, and the action taken.
(b) By an appropriate method listed in Sec. 30.6(a) of this
chapter, the licensee shall submit a written report to the appropriate
NRC Regional Office listed in Sec. 30.6 of this chapter within 30
calendar days after discovery of an eluate exceeding the permissible
concentration at the time of generator elution. The written report must
include the action taken by the licensee; the patient dose assessment;
the methodology used to make this dose assessment if the eluate was
administered to patients or human research subjects; and the probable
cause and an assessment of failure in the licensee's equipment,
procedures or training that contributed to the excessive readings if an
error occurred in the licensee's breakthrough determination; and the
information in the telephone report as required by paragraph (a) of
this section.
Dated at Rockville, Maryland, this 6th day of July 2018.
For the Nuclear Regulatory Commission.
Russell E. Chazell,
Acting Secretary of the Commission.
[FR Doc. 2018-14852 Filed 7-13-18; 8:45 am]
BILLING CODE 7590-01-P