Streamlining Inspection Requirements for Federal Housing Administration (FHA) Single-Family Mortgage Insurance: Removal of the FHA Inspector Roster, 31038-31042 [2018-14212]
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Federal Register / Vol. 83, No. 128 / Tuesday, July 3, 2018 / Rules and Regulations
restricts Federal awards that are
considered covered transactions to
persons or entities that are listed in
SAM Exclusions and these requirements
flow down to all covered transactions,
including: (1) All nonprocurement
subawards; and (2) contracts that equal
or exceed $25,000. However, 2 CFR
180.215 provides specific exceptions
from what are considered covered
transactions, including awards to
certain types of foreign entities. This
action revises 2 CFR 180.215 to define
‘‘covered transactions’’ to include direct
awards, regardless of tier or amount for
non-procurement and procurement
transaction, to exempt foreign persons,
entities and organizations if such
persons, entities, or organizations have
engaged in any activity that contributed
to or is a significant factor in a country’s
non-compliance with its obligations
under arms control, nonproliferation or
disarmament agreements or
commitments with the United States.
Executive Orders 12866 and 13563
Executive Orders (E.O.s) 12866 and
13563 direct agencies to assess all costs
and benefits of available regulatory
alternatives and, if regulation is
necessary, to select regulatory
approaches that maximize net benefits
(including potential economic,
environmental, public health and safety
effects, distributive impacts, and
equity). E.O. 13563 emphasizes the
importance of quantifying both costs
and benefits, of reducing costs, of
harmonizing rules, and of promoting
flexibility. This is not a significant
regulatory action and, therefore, was not
subject to review under Section 6(b) of
E.O. 12866. In addition, this action is
not a major rule under 5 U.S.C. 804.
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The Paperwork Reduction Act does
not apply because the changes to 2 CFR
part 180 do not impose incremental
recordkeeping or information collection
requirements, or the collection of
information that require the approval of
the Office of Management and Budget
under 44 U.S.C. 3501, et seq.
Determination To Issue Interim Action
As this regulatory action involves a
matter relating to Federal awards, it is
not subject to the public procedure
requirements of the informal rulemaking
provisions of the Administrative
Procedure Act. See 5 U.S.C. 553(a)(2).
Nevertheless, OMB is voluntarily
seeking comment to be considered in
the formation of the final action.
List of Subjects in 2 CFR Part 180
Administrative practice and
procedure, Debarment and suspension,
Grant programs, Reporting and
recordkeeping requirements.
Timothy F. Soltis,
Deputy Controller.
For the reasons stated in the
preamble, the Office of Management and
Budget amends 2 CFR part 180, as set
forth below:
PART 180—OMB GUIDELINES TO
AGENCIES ON GOVERNMENTWIDE
DEBARMENT AND SUSPENSION
(NONPROCUREMENT)
■
Regulatory Flexibility Act
The Regulatory Flexibility Act, 5
U.S.C. 601, et seq., requires that an
agency provide a final regulatory
flexibility analysis or certify that the
rule will not have a significant
economic impact on a substantial
number of small entities. OMB does not
expect this interim action to have a
significant economic impact on a
substantial number of small entities
within the meaning of the Regulatory
Flexibility Act.
This interim action implements the
provisions of section 1290 of the NDAA
and will not have a significant economic
impact on a substantial number of small
entities because it will affect only a
16:05 Jul 02, 2018
Paperwork Reduction Act
1. The authority citation for part 180
is revised to read as follows:
Executive Order 13771
This action is not an E.O. 13771
regulatory action because it is not
significant under E.O. 12866.
VerDate Sep<11>2014
small number of Federal awards that are
currently excluded from the definition
of covered transactions. Currently, the
vast majority of Federal awards are
subject to the 2 CFR part 180 provisions
that apply to covered transactions.
Authority: Pub. L. 109–282; 31 U.S.C.
6102, Sec. 2455, Pub. L. 103–355, 108 Stat.
3327; E.O. 12549, 3 CFR, 1986 Comp., p. 189;
E.O. 12689, 3 CFR, 1989 Comp., p. 235.
2. In § 180. 215, add paragraph (h) to
read as follows:
■
§ 180. 215 Which nonprocurement
transactions are not covered transactions?
*
*
*
*
*
(h) Notwithstanding paragraph (a) of
this section, covered transactions must
include non-procurement and
procurement transactions involving
entities engaged in activity that
contributed to or is a significant factor
in a country’s non-compliance with its
obligations under arms control,
nonproliferation or disarmament
agreements or commitments with the
United States. Federal awarding
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agencies and primary tier nonprocurement recipients must not award,
renew, or extend a non-procurement
transaction or procurement transaction,
regardless of amount or tier, with any
entity listed in the System for Award
Management Exclusions List on the
basis of involvement in activities that
violate arms control, nonproliferation or
disarmament agreements or
commitments with the United States,
pursuant to section 1290 of the National
Defense Authorization Act for Fiscal
Year 2017, unless the head of a Federal
agency grants an exception pursuant to
2 CFR 180.135 with the concurrence of
the OMB Director.
[FR Doc. 2018–14279 Filed 6–29–18; 8:45 am]
BILLING CODE 3110–01–P
DEPARTMENT OF HOUSING AND
URBAN DEVELOPMENT
24 CFR Part 200
[Docket No. FR–5457–F–02]
RIN 2502–AJ03
Streamlining Inspection Requirements
for Federal Housing Administration
(FHA) Single-Family Mortgage
Insurance: Removal of the FHA
Inspector Roster
Office of the Assistant
Secretary of Housing—Federal Housing
Commissioner, HUD.
ACTION: Final rule.
AGENCY:
This final rule streamlines the
inspection requirements for FHA singlefamily mortgage insurance by removing
the regulations for the FHA Inspector
Roster (Roster). The Roster is a list of
inspectors approved by FHA as eligible
to determine if the construction quality
of a one- to four-unit property is
acceptable as security for an FHAinsured loan. The removal of the Roster
regulations is based on the recognition
of the sufficiency and quality of
inspections carried out by certified
inspectors and other qualified
individuals. This final rule follows
publication of a February 6, 2013,
proposed rule, and takes into
consideration the public comments
received on the proposed rule.
DATES: Effective date: August 2, 2018.
FOR FURTHER INFORMATION CONTACT:
Elissa Saunders, Director, Office of
Single Family Program Development,
Office of Housing, Department of
Housing and Urban Development, 451
7th Street SW, Room 9184, Washington,
DC 20410–8000; telephone number 202–
708–2121 (this is not a toll-free
SUMMARY:
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number). Persons with hearing or
speech impairments may access this
number via TTY by calling the Federal
Relay Service at 1–800–877–8339.
SUPPLEMENTARY INFORMATION:
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I. Background—HUD’s February 6,
2013, Proposed Rule
On February 6, 2013, at 78 FR 8448,
HUD published a proposed rule to
streamline the inspection and home
warranty requirements for FHA singlefamily home insurance. As part of this
rule, HUD proposed to eliminate the
Roster,1 which lists inspectors,
approved by HUD, to perform
inspections in the limited circumstances
when either: (1) A local jurisdiction did
not already perform its own inspections
for new construction, and issue building
permits and certificates of occupancy; or
(2) when the inspection of a structural
repair or renovation was not performed
by a licensed professional as specified
by regulation. (See 24 CFR 200.170(b)).
HUD originally established the Roster to
standardize the inspection process for
properties with FHA-insured mortgages.
Before the Roster, cities and states
developed their own building codes,
which had little uniformity or
consistency with each other. Now,
however, the International Residential
Code (IRC) is in use or adopted in 49
states, the District of Columbia, Puerto
Rico, Guam, and the U.S. Virgin
Islands.2 The International Code
Council (ICC), which developed the IRC,
also certifies Combination Inspectors
(CIs) and Residential Combination
Inspectors (RCIs). To be certified by the
ICC, CIs and RCIs must pass a rigorous
set of examinations, which includes
testing their knowledge of the IRC. As
a result, there is no longer a need for
HUD to maintain and administer its
own standardization process for
inspectors.
For local jurisdictions that do not
provide building code enforcement and
requisite documentation, the rule
proposed to accept inspections by an
RCI, who is also licensed or certified as
a home inspector in accordance with the
applicable state and local requirements
governing the licensing or certification
of such inspectors in the respective
jurisdiction. For jurisdictions who have
an absence of RCIs, the rule proposed to
require lenders to obtain an inspection
performed by a third party who is a
registered architect, a professional
engineer, or a trades person or
contractor and has met the licensing and
1 Codified
at 24 CFR 200.170–200.172.
2 https://www.iccsafe.org/wp-content/uploads/
stateadoptions.pdf.
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bonding requirements of the state in
which the property is located.
As part of the same publication, HUD
also proposed to eliminate its
requirement that borrowers purchase a
10-year protection plan for all high loanto-value mortgages in order to qualify
for FHA mortgage insurance. HUD had
combined the two proposals as they
both involved streamlining
requirements for FHA single-family
mortgage insurance. However, the two
proposals are distinct and the
regulations unrelated. In addition to
covering separate subjects, the
regulations applied to different parties.
The procedures and requirements
related to the Roster applied to
inspectors and lenders, while the
regulations regarding 10-year protection
plans applied to homebuilders, lenders,
and borrowers. The public comments
reflect this distinction, in that they
treated these proposals separately, with
the exception of expressions of general
support for both proposals. In order to
properly address the separate comments
received on each proposal and to be
more transparent about the how the
regulatory changes will affect different
parties, this final rule only deals with
elimination of the Roster. HUD is
addressing elimination of the 10-year
protection plan requirement in a
separate rule.
Interested readers are referred to the
preamble of the February 6, 2013,
proposed rule for additional historical
background and explanation of the
proposed regulatory changes.
II. This Final Rule; Change to February
6, 2013, Proposed Rule
After considering public comment,
HUD is making one change to the
February 6, 2013, proposed rule. As
discussed above, HUD proposed to
accept inspections from RCIs for local
jurisdictions that do not provide
building code enforcement and requisite
documentation. This final rule provides
that HUD will also accept inspections
performed by CIs, who are subject to the
same rigorous ICC requirements
required for RCI certification, and have
also passed tests in the same disciplines
for commercial buildings. HUD
determined that the change is warranted
due to similarity in the certification
requirements between RCIs and CIs.
Moreover, as more fully discussed in the
following section of this preamble,
expanding the number of inspectors
certified by the ICC that are eligible to
perform inspections will help to address
the concern expressed by a commenter
that some jurisdictions lack a sufficient
number of RCIs.
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III. Discussion of the Public Comments
Related to the Elimination of HUD’s
Inspector Roster
The public comment period for the
February 6, 2013, proposed rule closed
on April 8, 2013. HUD received 7 public
comments, 5 of which provided
comments on the elimination of the
Roster requirement. These comments
were submitted by the ICC, a housing
trade association, a mortgage company,
a homebuilder, and an individual.3
Below is a summary of the significant
issues pertaining to the Roster raised by
these comments, and HUD’s responses
to these comments.
In response to the general solicitation
of public comments, HUD received the
following comments and provides the
following responses:
Comment: Include CIs as allowed
inspectors. One commenter suggested
that HUD accept inspections from ICCcertified CIs who have passed the
required tests for RCI certification, as
well as passed tests in the same
disciplines for commercial buildings.
The commenter wrote that this change
would increase the pool of inspectors
from 3,666 (RCIs) to 5,892 (RCIs and
CIs), and help avoid confusion as to
whether only RCIs meet the
requirements of the rule, or whether
those certified for both Residential and
Commercial Inspection who are
certified as Combination Inspectors also
meet the requirements of the rule.
HUD Response. HUD has adopted the
change suggested by the commenter.
The final rule provides that in
jurisdictions that do not provide
building code enforcement and requisite
documentation, the lender must, in
order to ensure compliance with FHA
requirements, select an RCI or CI
certified by the ICC who is licensed or
certified as a home inspector in
accordance with the applicable state
and local requirements. CIs are subject
to the same rigorous ICC certification
requirements as RCIs and, therefore,
their inclusion is consistent with HUD’s
stated policy goals in accepting
inspection performed by RCIs. Further,
HUD agrees with the commenter that
the change will expand the pool of
qualified inspectors and avoid
confusion.
Comment: With Limited Number of
RCIs, Allow Original Loan Appraiser to
Complete Final Inspection. One
commenter wrote that due to the limited
number of current RCI inspectors, the
3 The public comments on the proposed rule are
available for download from the Regulations.gov
website at the following link: https://
www.regulations.gov/#!docketBrowser;rpp=25;po=
0;dct=PS;D=HUD-2013-0011.
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Federal Register / Vol. 83, No. 128 / Tuesday, July 3, 2018 / Rules and Regulations
proposed process will be less efficient
and more subjective than HUD
anticipated. The commenter wrote that
while the use of a building permit/
certificate of occupancy may be feasible
with existing residences, the timing of
these related to new home construction
would be problematic. The commenter
wrote that with reduced options and
precarious timelines, the opportunity
for additional costs and closing delays
will increase for homeowners. The
commenter suggested that HUD allow
the original appraiser to complete the
final inspection. According to the
commenter this is acceptable under
Federal National Mortgage Association
(Fannie Mae), United States Department
of Agriculture, and United States
Department of Veterans Affairs
guidelines. The commenter wrote that
because mortgage lenders maintain an
FHA approved appraiser list, or work
with an appraisal management company
which does so, the process would be an
extension of an efficient and accepted
process, which would continue to
provide protections for both
homebuyers and HUD.
HUD Response. HUD has not revised
the rule in response to this comment. As
an initial matter, HUD notes that
inspections are only required where the
local jurisdiction does not provide
building code enforcement and
documentation. HUD specifically
solicited comment on the number of
qualified RCIs. Based on the data
provided by the ICC, HUD continues to
believe there are sufficient number of
ICC-certified inspectors to allow for
inspections in the limited circumstances
contemplated by the rule.4 As discussed
in the preamble to the February 6, 2013,
proposed rule, HUD believes that the
overall effect of removing the Roster
will be to increase the number of
competent inspectors, since inspectors
currently on the Roster will no longer
have an advantage of the exclusive
market power of inspecting FHAinsured homes. Moreover, HUD is
amending the proposed rule to further
expand the pool of eligible inspectors to
include CIs. In the absence of such ICCcertified inspectors, the lender may
obtain an inspection performed by a
third party, who is a registered architect,
a professional engineer, or a trades
person or contractor, and who has met
the licensing and bonding requirements
of the State in which the property is
located.
With respect to the suggestion that
HUD allow appraisers to conduct the
4 Please refer to the end of this section of the
preamble for the information on the number of ICCcertified inspectors.
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required inspections, HUD agrees that
appraisers have always played a vital
role in FHA’s mission to provide
affordable homeownership by
accurately assessing the value of a
home. While other Federal agencies may
allow appraisers to conduct inspections
to determine construction quality, HUD
continues to believe that limiting the
conduct of required inspections to ICCcertified inspectors and other qualified,
licensed and bonded professionals is the
best means to safeguard FHA and the
Federal taxpayer.
In addition to the general solicitation
of public comments on the February 6,
2013, proposed rule, HUD specifically
requested comments on two issues.
First, HUD advised that it had been
unable to determine the number of
jurisdictions for which there may be an
absence of RCIs and specifically
requested information on this issue. In
response, the ICC advised that there are
3,666 RCIs and 2,226 CIs around the
country, with nearly every state having
at least 4 inspectors certified as RCIs or
CIs. Massachusetts, Maine, North
Dakota, South Dakota, Rhode Island,
and Vermont each have only one
certified inspector. However, the ICC
said that in each of these states, there
are additional individuals possessing
three, and sometime four, of the
required four underlying certifications
to achieve the RCI, or seven or eight of
the underlying certifications for the CI.
The ICC said it believes that if this
proposed requirement is implemented,
many eligible inspectors will apply for
appropriate certification. The ICC said it
believes that there are sufficient
numbers in every state to allow for
inspectors in all of the 50 states, but that
in some cases, nearby out of state travel
may be required by the inspector.
In addition to the foregoing issue,
HUD specifically sought comment on
whether, for jurisdictions for which
RCIs are not available, HUD should
require the lender, in selecting a nonRCI, albeit an individual licensed and
bonded under State law, to select a
registered architect, engineer, trades
person, or contractor with a minimum
of 5 years’ experience. HUD did not
receive any comments in response to
this issue.
IV. Findings and Certifications
Regulatory Review—Executive Orders
12866 and 13563
Under Executive Order 12866
(Regulatory Planning and Review), a
determination must be made whether a
regulatory action is significant and,
therefore, subject to review by the Office
of Management and Budget (OMB) in
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accordance with the requirements of the
order. Executive Order 13563
(Improving Regulation and Regulatory
Review) directs executive agencies to
analyze regulations that are ‘‘outmoded,
ineffective, insufficient, or excessively
burdensome, and to modify, streamline,
expand, or repeal them in accordance
with what has been learned.’’ Executive
Order 13563 also directs that where
relevant, feasible, and consistent with
regulatory objectives, and to the extent
permitted by law, agencies are to
identify and consider regulatory
approaches that reduce burdens and
maintain flexibility and freedom of
choice for the public.
This rule was determined to be a
‘‘significant regulatory action’’ as
defined in section 3(f) of Executive
Order 12866 (although not an
economically significant regulatory
action, as provided under section 3(f)(1)
of the Executive Order). The removal of
these regulations is consistent with
goals of Executive Order 13563.
The rule does not rise to the level of
an economically ‘‘significant regulatory
action’’ under section 3(f)(1) of
Executive Order 12866. HUD expects
the elimination of the national Inspector
Roster to have economic benefits and
costs. However, neither the economic
costs nor the benefits of the elimination
are greater than the $100 million
threshold that determines economic
significance under Executive Orders
12866 and 13563. The preamble to the
February 6, 2013, proposed rule at 78
FR 8453–8454, provided a discussion of
the anticipated costs and benefits of the
regulatory amendments. Please see the
below section on the summary of
benefits and costs, which summarizes
and updates the costs and benefits of the
regulatory changes.
Executive Order 13771
Executive Order 13771, entitled
‘‘Reducing Regulation and Controlling
Regulatory Costs,’’ was issued on
January 30, 2017. This final rule is
considered an E.O. 13771 deregulatory
action. Details on the estimated cost
savings of this final rule can be found
in the rule’s economic analysis.
Summary of Benefits and Costs of Final
Rule
There are two effects of eliminating
the FHA Inspector Roster requirement:
A reduction in paperwork burden to the
Federal Government and potential, but
not probable, gains in consumer surplus
from enhanced competition.
First, no longer requiring that an
inspector be on the Roster creates
savings by reducing the administrative
costs necessary to maintain the Roster.
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HUD anticipates cost savings of
approximately $62,870. This estimate is
based on the following: Savings of
$46,350 for elimination of Applications
for Fee or Roster Inspector designation
forms and copy of state certification
(based on 3,090 inspector applications
or respondents times a response per
respondent times 0.5 burden hours per
response times at cost of $30 per hour);
savings of $11,520 for elimination of the
fielding with inspectors and data input
into FHA Connection; and savings of
$5,000 for the elimination of
maintenance of the Roster database.
Second, relaxing restrictions to entry
of inspectors would expand the set of
inspectors from which lenders may
choose for the inspection of a home
where the mortgage is to be insured by
FHA. Inspectors currently on the Roster
would lose the ability to exploit any
market power conveyed by the current
Roster requirements.
The market outcome (effect on price,
quantity, and quality of service) of
eliminating supply restrictions depends
upon whether there is excess demand
for inspector services. It appears that the
Inspector Roster is not a binding
restriction. Only a very limited number
of FHA loans would be affected by
eliminating the Roster. FHA data reveals
that the number of FHA-insured
properties requiring an inspection by an
RCI or other qualified individual where
an RCI is unavailable represents a small
percentage of total loans. During 2017,
only 877 (0.07 percent) out of the
1,233,428 endorsed loans required the
use of a Roster inspector. The average
cost for Roster inspector services was
estimated at $200 in 2016. This fee is
not significantly different (and not
greater than) the average fee charged by
inspectors. Given the small number of
loans initially reserved to inspectors
from the Roster and the lack of
divergence in cost, the cost for inspector
service would not be affected. However,
an elimination of the Roster could result
in a small transfer of business activity
away from inspectors on the Roster.
The quality of inspection is not likely
to suffer because of the elimination of
the Roster. Current industry standards
and local regulations are sufficiently
rigorous to render HUD’s standards
redundant. To become an RCI,
applicants must undergo a rigorous
examination and certification process
that is even more robust than the
Inspector Roster qualification process.
On the rare occasion that an RCI is
unavailable in a particular jurisdiction,
the professional qualifications and
length of experience for other qualified
individuals are sufficiently high
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thresholds to mitigate the concern of
inadequate inspections.
The docket file is available for public
inspection in the Regulations Division,
Office of General Counsel, Department
of Housing and Urban Development,
451 7th Street SW, Room 10276,
Washington, DC 20410–0500. Due to
security measures at the HUD
Headquarters building, please schedule
an appointment to review the docket file
by calling the Regulation Division at
202–402–3055 (this is not a toll-free
number). Individuals with speech or
hearing impairments may access this
number via TTY by calling the toll-free
Federal Relay Service at 800–877–8339.
Paperwork Reduction Act
The information collection
requirements contained in this rule have
been approved by the Office of
Management and Budget (OMB) under
the Paperwork Reduction Act of 1995
(44 U.S.C. 3501–3520) and assigned
OMB Control Numbers 2502–0538
(Application for Fee or Roster Personnel
Designation (form HUD–92563)), and
2502–0189 (pertaining to the
Compliance Inspection Report (form
HUD–92051) and the Mortgagee’s
Assurance of Completion (form HUD–
92300)). In accordance with the
Paperwork Reduction Act, an agency
may not conduct or sponsor, and a
person is not required to respond to, a
collection of information, unless the
collection displays a currently valid
OMB control number.
Regulatory Flexibility Act
The Regulatory Flexibility Act (RFA)
(5 U.S.C. 601 et seq.) generally requires
an agency to conduct a regulatory
flexibility analysis of any rule subject to
notice and comment rulemaking
requirements, unless the agency certifies
that the rule will not have a significant
economic impact on a substantial
number of small entities. This rule is a
deregulatory action taken by HUD that
will lower barriers to entry to FHA
business by removing redundant
professional certifications. As
previously noted, an elimination of the
Roster could result in a small transfer of
business activity away from inspectors
on the Roster, but there is no reason to
believe this transfer will be significant.
There is no detectable wage premium
for inspectors on the FHA Roster, and
the Roster has been used for less than
0.1 percent of FHA’s loans in recent
years. Therefore, the undersigned
certifies that this rule will not have a
significant impact on a substantial
number of small entities.
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Environmental Impact
A Finding of No Significant Impact
with respect to the environment has
been made in accordance with HUD
regulations at 24 CFR part 50, which
implement section 102(2)(C) of the
National Environmental Policy Act of
1969 (42 U.S.C. 4332(2)(C)). The
Finding of No Significant Impact is
available for public inspection between
the hours of 8 a.m. and 5 p.m. weekdays
in the Regulations Division, Office of
General Counsel, Room 10276,
Department of Housing and Urban
Development, 451 Seventh Street SW,
Washington, DC 20410–0500.
Executive Order 13132, Federalism
Executive Order 13132 (entitled
‘‘Federalism’’) prohibits an agency from
publishing any rule that has federalism
implications if the rule either imposes
substantial direct compliance costs on
State and local governments or is not
required by statute, or the rule preempts
State law, unless the agency meets the
consultation and funding requirements
of section 6 of the Executive Order. This
rule will not have federalism
implications and would not impose
substantial direct compliance costs on
State and local governments or preempt
State law within the meaning of the
Executive Order.
Unfunded Mandates Reform Act
Title II of the Unfunded Mandates
Reform Act of 1995 (2 U.S.C. 1531–
1538) (UMRA) establishes requirements
for federal agencies to assess the effects
of their regulatory actions on State,
local, and tribal governments, and on
the private sector. This rule does not
impose any federal mandates on any
State, local, or tribal governments, or on
the private sector, within the meaning of
UMRA.
Catalogue of Federal Domestic
Assistance
The Catalogue of Federal Domestic
Assistance Number for the principal
FHA single-family mortgage insurance
program is 14.117.
List of Subjects in 24 CFR Part 200
Administrative practice and
procedure, Claims, Equal employment
opportunity, Fair housing, Housing
standards, Lead poisoning, Loan
programs—housing and community
development, Mortgage insurance,
Organization and functions
(Government agencies), Penalties,
Reporting and recordkeeping
requirements, Social security,
Unemployment compensation, Wages.
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Accordingly, for the reasons
discussed in the preamble, HUD amends
24 CFR part 200 as follows:
PART 200—INTRODUCTION TO FHA
PROGRAMS
1. The authority citation for part 200
continues to read as follows:
■
Authority: 12 U.S.C. 1702–1715z–21; 42
U.S.C. 3535(d).
2. In § 200.145, add paragraph (c) to
read as follows:
■
§ 200.145 Property and mortgage
assessment.
sradovich on DSK3GMQ082PROD with RULES
*
*
*
*
*
(c) For all new construction as well as
structural repairs and/or renovations of
existing properties, to the extent that an
inspection is required to determine if
construction quality of a one- to fourunit property is acceptable as security
for an FHA-insured loan, the following
requirements apply:
(1)(i) In areas where local
jurisdictions provide building code
enforcement and the requisite
documentation, the lender shall provide
a copy of:
(A) The building permit, or its
equivalent, and a copy of the certificate
of occupancy, or its equivalent; or
(B) A satisfactory inspection notice for
work completed, or its equivalent.
(ii) The documentation provided
under paragraph (c)(1)(i) of this section
shall be considered satisfactory
evidence of completion of the work.
(2) In jurisdictions that do not provide
building code enforcement and requisite
documentation, three inspections are
required for new construction. For
existing construction, only one
inspection and certification of work
completed for structural repairs and
renovations is required. For both new
and existing construction, the lender
shall, in order to ensure compliance
with FHA requirements:
(i) Select a Residential Combination
Inspector (or its successor designation)
or a Combination Inspector (or its
successor designation) certified by the
International Code Council (or its
successor organization) who is licensed
or certified as a home inspector in
accordance with the applicable State
and local requirements governing the
licensing or certification of those
jurisdictions that license or certify such
inspectors in the respective jurisdiction.
The lender shall provide a certification
from such inspector that the new
construction and/or structural repair or
renovation work is completed
satisfactorily and in compliance with
any applicable building code.
VerDate Sep<11>2014
16:05 Jul 02, 2018
Jkt 244001
(ii) In the absence of such Residential
Combination Inspector and
Combination Inspector, the lender shall
obtain an inspection performed by a
third party, who is a registered architect,
a professional engineer, or a trades
person or contractor, and who has met
the licensing and bonding requirements
of the State in which the property is
located. The lender shall provide a
certification from such inspector that
the inspector is licensed and bonded
under applicable State law, and that the
new construction and/or structural
repair or renovation work is completed
satisfactorily and in compliance with
any applicable building code.
§§ 200.170 through 200.172
[Removed]
3. Remove the undesignated center
heading ‘‘FHA Inspector Roster’’ and
§§ 200.170 through 200.172.
■
Dated: June 26, 2018.
Brian D. Montgomery,
Assistant Secretary for Housing—Federal
Housing Commissioner.
[FR Doc. 2018–14212 Filed 7–2–18; 8:45 am]
BILLING CODE 4210–67–P
DEPARTMENT OF HOUSING AND
URBAN DEVELOPMENT
24 CFR Part 330
[Docket No. FR–6112–IA–01]
Government National Mortgage
Association: Loan Seasoning for
Ginnie Mae Mortgage-Backed
Securities—Interpretive Rule
AGENCY:
Office of General Counsel,
HUD.
ACTION:
Interpretive rule.
HUD is issuing this
interpretive rule to clarify the scope of
the provision of the recently enacted
Economic Growth, Regulatory Relief,
and Consumer Protection Act (Act) that
prohibits the Government National
Mortgage Association (Ginnie Mae) from
guaranteeing the timely payment of
principal and interest on a security that
is ‘‘backed by a mortgage’’ that fails to
meet certain ‘‘seasoning’’ requirements.
With this new amendment, questions
have arisen as to the effect of this
provision on Ginnie Mae’s ability to
guarantee Multiclass Securities where
the trust assets consist of direct or
indirect interests in certificates,
previously lawfully guaranteed by
Ginnie Mae, but with underlying
mortgage loans that may not be in
compliance with the seasoning
requirements. This rule provides HUD’s
interpretation that the statutory
provision does not prohibit Ginnie Mae
SUMMARY:
PO 00000
Frm 00006
Fmt 4700
Sfmt 4700
from making guarantees in this context.
Although interpretive rules are exempt
from public comment under the
Administrative Procedure Act, HUD
nevertheless invites public comment on
the interpretation provided in this rule.
DATES:
Effective date: This interpretive rule is
effective June 29, 2018, and is
applicable beginning June 25, 2018.
Comment due date: August 2, 2018.
ADDRESSES: Interested persons are
invited to submit comments regarding
this interpretive rule to the Regulations
Division, Office of General Counsel,
Department of Housing and Urban
Development, 451 7th Street SW, Room
10276, Washington, DC 20410–0500.
Communications must refer to the above
docket number and title. There are two
methods for submitting public
comments. All submissions must refer
to the above docket number and title.
1. Submission of Comments by Mail.
Comments may be submitted by mail to
the Regulations Division, Office of
General Counsel, Department of
Housing and Urban Development, 451
7th Street SW, Room 10276,
Washington, DC 20410–0500. Due to
security measures at all Federal
agencies, however, submission of
comments by mail often results in
delayed delivery. To ensure timely
receipt of comments, HUD recommends
that comments submitted by mail be
submitted at least two weeks in advance
of the public comment deadline.
2. Electronic Submission of
Comments. Interested persons may
submit comments electronically through
the Federal eRulemaking Portal at
www.regulations.gov. HUD strongly
encourages commenters to submit
comments electronically. Electronic
submission of comments allows the
commenter maximum time to prepare
and submit a comment, ensures timely
receipt by HUD, and enables HUD to
make them immediately available to the
public. Comments submitted
electronically through the
www.regulations.gov website can be
viewed by other commenters and
interested members of the public.
Commenters should follow the
instructions provided on that site to
submit comments electronically.
Note: To receive consideration as
public comments, comments must be
submitted through one of the two
methods specified above. Again, all
submissions must refer to the docket
number and title of the rule.
No Facsimile Comments. Facsimile
(FAX) comments are not acceptable.
Public Inspection of Public
Comments. All properly submitted
E:\FR\FM\03JYR1.SGM
03JYR1
Agencies
[Federal Register Volume 83, Number 128 (Tuesday, July 3, 2018)]
[Rules and Regulations]
[Pages 31038-31042]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2018-14212]
=======================================================================
-----------------------------------------------------------------------
DEPARTMENT OF HOUSING AND URBAN DEVELOPMENT
24 CFR Part 200
[Docket No. FR-5457-F-02]
RIN 2502-AJ03
Streamlining Inspection Requirements for Federal Housing
Administration (FHA) Single-Family Mortgage Insurance: Removal of the
FHA Inspector Roster
AGENCY: Office of the Assistant Secretary of Housing--Federal Housing
Commissioner, HUD.
ACTION: Final rule.
-----------------------------------------------------------------------
SUMMARY: This final rule streamlines the inspection requirements for
FHA single-family mortgage insurance by removing the regulations for
the FHA Inspector Roster (Roster). The Roster is a list of inspectors
approved by FHA as eligible to determine if the construction quality of
a one- to four-unit property is acceptable as security for an FHA-
insured loan. The removal of the Roster regulations is based on the
recognition of the sufficiency and quality of inspections carried out
by certified inspectors and other qualified individuals. This final
rule follows publication of a February 6, 2013, proposed rule, and
takes into consideration the public comments received on the proposed
rule.
DATES: Effective date: August 2, 2018.
FOR FURTHER INFORMATION CONTACT: Elissa Saunders, Director, Office of
Single Family Program Development, Office of Housing, Department of
Housing and Urban Development, 451 7th Street SW, Room 9184,
Washington, DC 20410-8000; telephone number 202-708-2121 (this is not a
toll-free
[[Page 31039]]
number). Persons with hearing or speech impairments may access this
number via TTY by calling the Federal Relay Service at 1-800-877-8339.
SUPPLEMENTARY INFORMATION:
I. Background--HUD's February 6, 2013, Proposed Rule
On February 6, 2013, at 78 FR 8448, HUD published a proposed rule
to streamline the inspection and home warranty requirements for FHA
single-family home insurance. As part of this rule, HUD proposed to
eliminate the Roster,\1\ which lists inspectors, approved by HUD, to
perform inspections in the limited circumstances when either: (1) A
local jurisdiction did not already perform its own inspections for new
construction, and issue building permits and certificates of occupancy;
or (2) when the inspection of a structural repair or renovation was not
performed by a licensed professional as specified by regulation. (See
24 CFR 200.170(b)). HUD originally established the Roster to
standardize the inspection process for properties with FHA-insured
mortgages. Before the Roster, cities and states developed their own
building codes, which had little uniformity or consistency with each
other. Now, however, the International Residential Code (IRC) is in use
or adopted in 49 states, the District of Columbia, Puerto Rico, Guam,
and the U.S. Virgin Islands.\2\ The International Code Council (ICC),
which developed the IRC, also certifies Combination Inspectors (CIs)
and Residential Combination Inspectors (RCIs). To be certified by the
ICC, CIs and RCIs must pass a rigorous set of examinations, which
includes testing their knowledge of the IRC. As a result, there is no
longer a need for HUD to maintain and administer its own
standardization process for inspectors.
---------------------------------------------------------------------------
\1\ Codified at 24 CFR 200.170-200.172.
\2\ https://www.iccsafe.org/wp-content/uploads/stateadoptions.pdf.
---------------------------------------------------------------------------
For local jurisdictions that do not provide building code
enforcement and requisite documentation, the rule proposed to accept
inspections by an RCI, who is also licensed or certified as a home
inspector in accordance with the applicable state and local
requirements governing the licensing or certification of such
inspectors in the respective jurisdiction. For jurisdictions who have
an absence of RCIs, the rule proposed to require lenders to obtain an
inspection performed by a third party who is a registered architect, a
professional engineer, or a trades person or contractor and has met the
licensing and bonding requirements of the state in which the property
is located.
As part of the same publication, HUD also proposed to eliminate its
requirement that borrowers purchase a 10-year protection plan for all
high loan-to-value mortgages in order to qualify for FHA mortgage
insurance. HUD had combined the two proposals as they both involved
streamlining requirements for FHA single-family mortgage insurance.
However, the two proposals are distinct and the regulations unrelated.
In addition to covering separate subjects, the regulations applied to
different parties. The procedures and requirements related to the
Roster applied to inspectors and lenders, while the regulations
regarding 10-year protection plans applied to homebuilders, lenders,
and borrowers. The public comments reflect this distinction, in that
they treated these proposals separately, with the exception of
expressions of general support for both proposals. In order to properly
address the separate comments received on each proposal and to be more
transparent about the how the regulatory changes will affect different
parties, this final rule only deals with elimination of the Roster. HUD
is addressing elimination of the 10-year protection plan requirement in
a separate rule.
Interested readers are referred to the preamble of the February 6,
2013, proposed rule for additional historical background and
explanation of the proposed regulatory changes.
II. This Final Rule; Change to February 6, 2013, Proposed Rule
After considering public comment, HUD is making one change to the
February 6, 2013, proposed rule. As discussed above, HUD proposed to
accept inspections from RCIs for local jurisdictions that do not
provide building code enforcement and requisite documentation. This
final rule provides that HUD will also accept inspections performed by
CIs, who are subject to the same rigorous ICC requirements required for
RCI certification, and have also passed tests in the same disciplines
for commercial buildings. HUD determined that the change is warranted
due to similarity in the certification requirements between RCIs and
CIs. Moreover, as more fully discussed in the following section of this
preamble, expanding the number of inspectors certified by the ICC that
are eligible to perform inspections will help to address the concern
expressed by a commenter that some jurisdictions lack a sufficient
number of RCIs.
III. Discussion of the Public Comments Related to the Elimination of
HUD's Inspector Roster
The public comment period for the February 6, 2013, proposed rule
closed on April 8, 2013. HUD received 7 public comments, 5 of which
provided comments on the elimination of the Roster requirement. These
comments were submitted by the ICC, a housing trade association, a
mortgage company, a homebuilder, and an individual.\3\ Below is a
summary of the significant issues pertaining to the Roster raised by
these comments, and HUD's responses to these comments.
---------------------------------------------------------------------------
\3\ The public comments on the proposed rule are available for
download from the Regulations.gov website at the following link:
https://www.regulations.gov/#!docketBrowser;rpp=25;po=0;dct=PS;D=HUD-
2013-0011.
---------------------------------------------------------------------------
In response to the general solicitation of public comments, HUD
received the following comments and provides the following responses:
Comment: Include CIs as allowed inspectors. One commenter suggested
that HUD accept inspections from ICC-certified CIs who have passed the
required tests for RCI certification, as well as passed tests in the
same disciplines for commercial buildings. The commenter wrote that
this change would increase the pool of inspectors from 3,666 (RCIs) to
5,892 (RCIs and CIs), and help avoid confusion as to whether only RCIs
meet the requirements of the rule, or whether those certified for both
Residential and Commercial Inspection who are certified as Combination
Inspectors also meet the requirements of the rule.
HUD Response. HUD has adopted the change suggested by the
commenter. The final rule provides that in jurisdictions that do not
provide building code enforcement and requisite documentation, the
lender must, in order to ensure compliance with FHA requirements,
select an RCI or CI certified by the ICC who is licensed or certified
as a home inspector in accordance with the applicable state and local
requirements. CIs are subject to the same rigorous ICC certification
requirements as RCIs and, therefore, their inclusion is consistent with
HUD's stated policy goals in accepting inspection performed by RCIs.
Further, HUD agrees with the commenter that the change will expand the
pool of qualified inspectors and avoid confusion.
Comment: With Limited Number of RCIs, Allow Original Loan Appraiser
to Complete Final Inspection. One commenter wrote that due to the
limited number of current RCI inspectors, the
[[Page 31040]]
proposed process will be less efficient and more subjective than HUD
anticipated. The commenter wrote that while the use of a building
permit/certificate of occupancy may be feasible with existing
residences, the timing of these related to new home construction would
be problematic. The commenter wrote that with reduced options and
precarious timelines, the opportunity for additional costs and closing
delays will increase for homeowners. The commenter suggested that HUD
allow the original appraiser to complete the final inspection.
According to the commenter this is acceptable under Federal National
Mortgage Association (Fannie Mae), United States Department of
Agriculture, and United States Department of Veterans Affairs
guidelines. The commenter wrote that because mortgage lenders maintain
an FHA approved appraiser list, or work with an appraisal management
company which does so, the process would be an extension of an
efficient and accepted process, which would continue to provide
protections for both homebuyers and HUD.
HUD Response. HUD has not revised the rule in response to this
comment. As an initial matter, HUD notes that inspections are only
required where the local jurisdiction does not provide building code
enforcement and documentation. HUD specifically solicited comment on
the number of qualified RCIs. Based on the data provided by the ICC,
HUD continues to believe there are sufficient number of ICC-certified
inspectors to allow for inspections in the limited circumstances
contemplated by the rule.\4\ As discussed in the preamble to the
February 6, 2013, proposed rule, HUD believes that the overall effect
of removing the Roster will be to increase the number of competent
inspectors, since inspectors currently on the Roster will no longer
have an advantage of the exclusive market power of inspecting FHA-
insured homes. Moreover, HUD is amending the proposed rule to further
expand the pool of eligible inspectors to include CIs. In the absence
of such ICC-certified inspectors, the lender may obtain an inspection
performed by a third party, who is a registered architect, a
professional engineer, or a trades person or contractor, and who has
met the licensing and bonding requirements of the State in which the
property is located.
---------------------------------------------------------------------------
\4\ Please refer to the end of this section of the preamble for
the information on the number of ICC-certified inspectors.
---------------------------------------------------------------------------
With respect to the suggestion that HUD allow appraisers to conduct
the required inspections, HUD agrees that appraisers have always played
a vital role in FHA's mission to provide affordable homeownership by
accurately assessing the value of a home. While other Federal agencies
may allow appraisers to conduct inspections to determine construction
quality, HUD continues to believe that limiting the conduct of required
inspections to ICC-certified inspectors and other qualified, licensed
and bonded professionals is the best means to safeguard FHA and the
Federal taxpayer.
In addition to the general solicitation of public comments on the
February 6, 2013, proposed rule, HUD specifically requested comments on
two issues.
First, HUD advised that it had been unable to determine the number
of jurisdictions for which there may be an absence of RCIs and
specifically requested information on this issue. In response, the ICC
advised that there are 3,666 RCIs and 2,226 CIs around the country,
with nearly every state having at least 4 inspectors certified as RCIs
or CIs. Massachusetts, Maine, North Dakota, South Dakota, Rhode Island,
and Vermont each have only one certified inspector. However, the ICC
said that in each of these states, there are additional individuals
possessing three, and sometime four, of the required four underlying
certifications to achieve the RCI, or seven or eight of the underlying
certifications for the CI. The ICC said it believes that if this
proposed requirement is implemented, many eligible inspectors will
apply for appropriate certification. The ICC said it believes that
there are sufficient numbers in every state to allow for inspectors in
all of the 50 states, but that in some cases, nearby out of state
travel may be required by the inspector.
In addition to the foregoing issue, HUD specifically sought comment
on whether, for jurisdictions for which RCIs are not available, HUD
should require the lender, in selecting a non-RCI, albeit an individual
licensed and bonded under State law, to select a registered architect,
engineer, trades person, or contractor with a minimum of 5 years'
experience. HUD did not receive any comments in response to this issue.
IV. Findings and Certifications
Regulatory Review--Executive Orders 12866 and 13563
Under Executive Order 12866 (Regulatory Planning and Review), a
determination must be made whether a regulatory action is significant
and, therefore, subject to review by the Office of Management and
Budget (OMB) in accordance with the requirements of the order.
Executive Order 13563 (Improving Regulation and Regulatory Review)
directs executive agencies to analyze regulations that are ``outmoded,
ineffective, insufficient, or excessively burdensome, and to modify,
streamline, expand, or repeal them in accordance with what has been
learned.'' Executive Order 13563 also directs that where relevant,
feasible, and consistent with regulatory objectives, and to the extent
permitted by law, agencies are to identify and consider regulatory
approaches that reduce burdens and maintain flexibility and freedom of
choice for the public.
This rule was determined to be a ``significant regulatory action''
as defined in section 3(f) of Executive Order 12866 (although not an
economically significant regulatory action, as provided under section
3(f)(1) of the Executive Order). The removal of these regulations is
consistent with goals of Executive Order 13563.
The rule does not rise to the level of an economically
``significant regulatory action'' under section 3(f)(1) of Executive
Order 12866. HUD expects the elimination of the national Inspector
Roster to have economic benefits and costs. However, neither the
economic costs nor the benefits of the elimination are greater than the
$100 million threshold that determines economic significance under
Executive Orders 12866 and 13563. The preamble to the February 6, 2013,
proposed rule at 78 FR 8453-8454, provided a discussion of the
anticipated costs and benefits of the regulatory amendments. Please see
the below section on the summary of benefits and costs, which
summarizes and updates the costs and benefits of the regulatory
changes.
Executive Order 13771
Executive Order 13771, entitled ``Reducing Regulation and
Controlling Regulatory Costs,'' was issued on January 30, 2017. This
final rule is considered an E.O. 13771 deregulatory action. Details on
the estimated cost savings of this final rule can be found in the
rule's economic analysis.
Summary of Benefits and Costs of Final Rule
There are two effects of eliminating the FHA Inspector Roster
requirement: A reduction in paperwork burden to the Federal Government
and potential, but not probable, gains in consumer surplus from
enhanced competition.
First, no longer requiring that an inspector be on the Roster
creates savings by reducing the administrative costs necessary to
maintain the Roster.
[[Page 31041]]
HUD anticipates cost savings of approximately $62,870. This estimate is
based on the following: Savings of $46,350 for elimination of
Applications for Fee or Roster Inspector designation forms and copy of
state certification (based on 3,090 inspector applications or
respondents times a response per respondent times 0.5 burden hours per
response times at cost of $30 per hour); savings of $11,520 for
elimination of the fielding with inspectors and data input into FHA
Connection; and savings of $5,000 for the elimination of maintenance of
the Roster database.
Second, relaxing restrictions to entry of inspectors would expand
the set of inspectors from which lenders may choose for the inspection
of a home where the mortgage is to be insured by FHA. Inspectors
currently on the Roster would lose the ability to exploit any market
power conveyed by the current Roster requirements.
The market outcome (effect on price, quantity, and quality of
service) of eliminating supply restrictions depends upon whether there
is excess demand for inspector services. It appears that the Inspector
Roster is not a binding restriction. Only a very limited number of FHA
loans would be affected by eliminating the Roster. FHA data reveals
that the number of FHA-insured properties requiring an inspection by an
RCI or other qualified individual where an RCI is unavailable
represents a small percentage of total loans. During 2017, only 877
(0.07 percent) out of the 1,233,428 endorsed loans required the use of
a Roster inspector. The average cost for Roster inspector services was
estimated at $200 in 2016. This fee is not significantly different (and
not greater than) the average fee charged by inspectors. Given the
small number of loans initially reserved to inspectors from the Roster
and the lack of divergence in cost, the cost for inspector service
would not be affected. However, an elimination of the Roster could
result in a small transfer of business activity away from inspectors on
the Roster.
The quality of inspection is not likely to suffer because of the
elimination of the Roster. Current industry standards and local
regulations are sufficiently rigorous to render HUD's standards
redundant. To become an RCI, applicants must undergo a rigorous
examination and certification process that is even more robust than the
Inspector Roster qualification process. On the rare occasion that an
RCI is unavailable in a particular jurisdiction, the professional
qualifications and length of experience for other qualified individuals
are sufficiently high thresholds to mitigate the concern of inadequate
inspections.
The docket file is available for public inspection in the
Regulations Division, Office of General Counsel, Department of Housing
and Urban Development, 451 7th Street SW, Room 10276, Washington, DC
20410-0500. Due to security measures at the HUD Headquarters building,
please schedule an appointment to review the docket file by calling the
Regulation Division at 202-402-3055 (this is not a toll-free number).
Individuals with speech or hearing impairments may access this number
via TTY by calling the toll-free Federal Relay Service at 800-877-8339.
Paperwork Reduction Act
The information collection requirements contained in this rule have
been approved by the Office of Management and Budget (OMB) under the
Paperwork Reduction Act of 1995 (44 U.S.C. 3501-3520) and assigned OMB
Control Numbers 2502-0538 (Application for Fee or Roster Personnel
Designation (form HUD-92563)), and 2502-0189 (pertaining to the
Compliance Inspection Report (form HUD-92051) and the Mortgagee's
Assurance of Completion (form HUD-92300)). In accordance with the
Paperwork Reduction Act, an agency may not conduct or sponsor, and a
person is not required to respond to, a collection of information,
unless the collection displays a currently valid OMB control number.
Regulatory Flexibility Act
The Regulatory Flexibility Act (RFA) (5 U.S.C. 601 et seq.)
generally requires an agency to conduct a regulatory flexibility
analysis of any rule subject to notice and comment rulemaking
requirements, unless the agency certifies that the rule will not have a
significant economic impact on a substantial number of small entities.
This rule is a deregulatory action taken by HUD that will lower
barriers to entry to FHA business by removing redundant professional
certifications. As previously noted, an elimination of the Roster could
result in a small transfer of business activity away from inspectors on
the Roster, but there is no reason to believe this transfer will be
significant. There is no detectable wage premium for inspectors on the
FHA Roster, and the Roster has been used for less than 0.1 percent of
FHA's loans in recent years. Therefore, the undersigned certifies that
this rule will not have a significant impact on a substantial number of
small entities.
Environmental Impact
A Finding of No Significant Impact with respect to the environment
has been made in accordance with HUD regulations at 24 CFR part 50,
which implement section 102(2)(C) of the National Environmental Policy
Act of 1969 (42 U.S.C. 4332(2)(C)). The Finding of No Significant
Impact is available for public inspection between the hours of 8 a.m.
and 5 p.m. weekdays in the Regulations Division, Office of General
Counsel, Room 10276, Department of Housing and Urban Development, 451
Seventh Street SW, Washington, DC 20410-0500.
Executive Order 13132, Federalism
Executive Order 13132 (entitled ``Federalism'') prohibits an agency
from publishing any rule that has federalism implications if the rule
either imposes substantial direct compliance costs on State and local
governments or is not required by statute, or the rule preempts State
law, unless the agency meets the consultation and funding requirements
of section 6 of the Executive Order. This rule will not have federalism
implications and would not impose substantial direct compliance costs
on State and local governments or preempt State law within the meaning
of the Executive Order.
Unfunded Mandates Reform Act
Title II of the Unfunded Mandates Reform Act of 1995 (2 U.S.C.
1531-1538) (UMRA) establishes requirements for federal agencies to
assess the effects of their regulatory actions on State, local, and
tribal governments, and on the private sector. This rule does not
impose any federal mandates on any State, local, or tribal governments,
or on the private sector, within the meaning of UMRA.
Catalogue of Federal Domestic Assistance
The Catalogue of Federal Domestic Assistance Number for the
principal FHA single-family mortgage insurance program is 14.117.
List of Subjects in 24 CFR Part 200
Administrative practice and procedure, Claims, Equal employment
opportunity, Fair housing, Housing standards, Lead poisoning, Loan
programs--housing and community development, Mortgage insurance,
Organization and functions (Government agencies), Penalties, Reporting
and recordkeeping requirements, Social security, Unemployment
compensation, Wages.
[[Page 31042]]
Accordingly, for the reasons discussed in the preamble, HUD amends
24 CFR part 200 as follows:
PART 200--INTRODUCTION TO FHA PROGRAMS
0
1. The authority citation for part 200 continues to read as follows:
Authority: 12 U.S.C. 1702-1715z-21; 42 U.S.C. 3535(d).
0
2. In Sec. 200.145, add paragraph (c) to read as follows:
Sec. 200.145 Property and mortgage assessment.
* * * * *
(c) For all new construction as well as structural repairs and/or
renovations of existing properties, to the extent that an inspection is
required to determine if construction quality of a one- to four-unit
property is acceptable as security for an FHA-insured loan, the
following requirements apply:
(1)(i) In areas where local jurisdictions provide building code
enforcement and the requisite documentation, the lender shall provide a
copy of:
(A) The building permit, or its equivalent, and a copy of the
certificate of occupancy, or its equivalent; or
(B) A satisfactory inspection notice for work completed, or its
equivalent.
(ii) The documentation provided under paragraph (c)(1)(i) of this
section shall be considered satisfactory evidence of completion of the
work.
(2) In jurisdictions that do not provide building code enforcement
and requisite documentation, three inspections are required for new
construction. For existing construction, only one inspection and
certification of work completed for structural repairs and renovations
is required. For both new and existing construction, the lender shall,
in order to ensure compliance with FHA requirements:
(i) Select a Residential Combination Inspector (or its successor
designation) or a Combination Inspector (or its successor designation)
certified by the International Code Council (or its successor
organization) who is licensed or certified as a home inspector in
accordance with the applicable State and local requirements governing
the licensing or certification of those jurisdictions that license or
certify such inspectors in the respective jurisdiction. The lender
shall provide a certification from such inspector that the new
construction and/or structural repair or renovation work is completed
satisfactorily and in compliance with any applicable building code.
(ii) In the absence of such Residential Combination Inspector and
Combination Inspector, the lender shall obtain an inspection performed
by a third party, who is a registered architect, a professional
engineer, or a trades person or contractor, and who has met the
licensing and bonding requirements of the State in which the property
is located. The lender shall provide a certification from such
inspector that the inspector is licensed and bonded under applicable
State law, and that the new construction and/or structural repair or
renovation work is completed satisfactorily and in compliance with any
applicable building code.
Sec. Sec. 200.170 through 200.172 [Removed]
0
3. Remove the undesignated center heading ``FHA Inspector Roster'' and
Sec. Sec. 200.170 through 200.172.
Dated: June 26, 2018.
Brian D. Montgomery,
Assistant Secretary for Housing--Federal Housing Commissioner.
[FR Doc. 2018-14212 Filed 7-2-18; 8:45 am]
BILLING CODE 4210-67-P