Criteria and Process for the Cancellation of Standard Instrument Approach Procedures as Part of the National Procedures Assessment (NPA), 30317-30322 [2018-13875]
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Federal Register / Vol. 83, No. 125 / Thursday, June 28, 2018 / Rules and Regulations
We will consider all comments we
receive by the closing date for
comments. We may change these special
conditions based on the comments we
receive.
Background
On February 2, 2017, Airbus applied
for a change to Type Certificate No.
A28NM for the installation of electronic
network system architecture or Flight
Operations and Maintenance Exchanger
(FOMAX) equipment in the Model
A318, A319, A320 and A321 series
airplanes. The Airbus Model A318,
A319, A320 and A321 series airplanes
are twin-engine, transport category
airplanes with a passenger seating
capacity of 136 to 230 and a maximum
takeoff weight of 123,458 to 213,848
pounds, depending on the specific
design.
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Type Certification Basis
Under the provisions of title 14, Code
of Federal Regulations (14 CFR) 21.101,
Airbus must show that the Model A318,
A319, A320 and A321 series airplanes
as changed, continue to meet the
applicable provisions of the regulations
listed in Type Certificate No. A28NM or
the applicable regulations in effect on
the date of application for the change,
except for earlier amendments as agreed
upon by the FAA.
If the Administrator finds that the
applicable airworthiness regulations
(i.e., 14 CFR part 25) do not contain
adequate or appropriate safety standards
for the Airbus Model A318, A319, A320
and A321 series airplanes because of a
novel or unusual design feature, special
conditions are prescribed under the
provisions of § 21.16
Special conditions are initially
applicable to the model for which they
are issued. Should the type certificate
for that model be amended later to
include any other model that
incorporates the same novel or unusual
design feature, or should any other
model already included on the same
type certificate be modified to
incorporate the same novel or unusual
design feature, these special conditions
would also apply to the other model
under § 21.101.
In addition to the applicable
airworthiness regulations and special
conditions, the Airbus Model A318,
A319, A320 and A321 series airplanes
must comply with the fuel vent and
exhaust-emission requirements of 14
CFR part 34, and the noise certification
requirements of 14 CFR part 36.
The FAA issues special conditions, as
defined in 14 CFR 11.19, in accordance
with § 11.38, and they become part of
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the type certification basis under
§ 21.101.
A321 series airplanes. It is not a rule of
general applicability.
Novel or Unusual Design Features
List of Subjects in 14 CFR Part 25
The Airbus Model A318, A319, A320
and A321 series airplanes will
incorporate the following novel or
unusual design feature:
The installation and activation of
electronic network system architecture
or Flight Operations and Maintenance
Exchanger (FOMAX) equipment that
allows access from internal sources (e.g.,
wireless devices, internet connectivity)
to the airplane’s once isolated internal
electronic components.
Aircraft, Aviation safety, Reporting
and recordkeeping requirements.
Discussion
The Airbus Model A318, A319, A320
and A321 series airplanes architecture is
novel or unusual for commercial
transport airplanes because it allows
connection to previously isolated data
networks connected to systems that
perform functions required for the safe
operation of the airplane. This data
network and design integration may
result in security vulnerabilities from
intentional or unintentional corruption
of data and systems critical to the safety
and maintenance of the airplane. The
existing regulations and guidance
material did not anticipate this type of
system architecture or electronic access
to aircraft systems. Furthermore, 14 CFR
regulations and the current system
safety assessment policy and techniques
do not address potential security
vulnerabilities, which could be
exploited by unauthorized access to
airplane networks and servers.
Therefore, these special conditions are
to ensure that the security of airplane
systems and networks is not
compromised by unauthorized wired or
wireless internal access.
These special conditions contain the
additional safety standards that the
Administrator considers necessary to
establish a level of safety equivalent to
that established by the existing
airworthiness standards.
Applicability
Authority: 49 U.S.C. 106(f), 106(g), 40113,
44701, 44702, 44704.
The Special Conditions
Accordingly, pursuant to the authority
delegated to me by the Administrator,
the following special conditions are
issued as part of the type certification
basis for Airbus Model A318, A319,
A320 and A321 series airplanes.
1. The applicant must ensure that the
design provides isolation from, or
airplane electronic system security
protection against, access by
unauthorized sources internal to the
airplane. The design must prevent
inadvertent and malicious changes to,
and all adverse impacts upon, airplane
equipment, systems, networks, or other
assets required for safe flight and
operations.
2. The applicant must establish
appropriate procedures to allow the
operator to ensure that continued
airworthiness of the aircraft is
maintained, including all post type
certification modifications that may
have an impact on the approved
electronic system security safeguards.
■
Issued in Des Moines, Washington, on June
25, 2018.
Victor Wicklund,
Manager, Transport Standards Branch, Policy
and Innovation Division, Aircraft
Certification Service.
[FR Doc. 2018–13948 Filed 6–27–18; 8:45 am]
BILLING CODE 4910–13–P
DEPARTMENT OF TRANSPORTATION
Federal Aviation Administration
[Docket No.: FAA–2017–0879]
RIN 2120–AA65
Criteria and Process for the
Cancellation of Standard Instrument
Approach Procedures as Part of the
National Procedures Assessment
(NPA)
Federal Aviation
Administration (FAA), Department of
Transportation (DOT).
ACTION: Statement of policy.
AGENCY:
Conclusion
This action affects only a certain
novel or unusual design feature on
Airbus Model A318, A319, A320 and
Frm 00033
The authority citation for these
special conditions is as follows:
14 CFR Part 97
As discussed above, these special
conditions are applicable to the Model
A318, A319, A320 and A321 series
airplanes. Should Airbus apply at a later
date for a change to the type certificate
to include another model incorporating
the same novel or unusual design
feature, these special conditions would
apply to that model as well.
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Authority Citation
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Federal Register / Vol. 83, No. 125 / Thursday, June 28, 2018 / Rules and Regulations
The Federal Aviation
Administration (FAA) is finalizing
specific criteria to guide the
identification and selection of
appropriate circling procedures that can
be considered for cancellation. These
procedures include certain circling
procedures (to include circling-only
instrument approach procedures (IAPs)
and circling minima charted on straightin IAPs). The circling procedures
associated with this cancellation
initiative will be selected based on the
criteria outlined in this statement of
policy. This document is not a part of
the FAA’s VOR minimum operating
network (MON) initiative.
DATES: This statement of policy is
effective July 30, 2018.
ADDRESSES: For information on where to
obtain copies of rulemaking documents
and other information related to this
statement of policy, see ‘‘How To Obtain
Additional Information’’ in the
SUPPLEMENTARY INFORMATION section of
this document.
FOR FURTHER INFORMATION CONTACT:
Lonnie Everhart, Aeronautical
Information Services, AJV–5, Federal
Aviation Administration, Air Traffic
Organization, 6500 S. MacArthur Blvd.,
Oklahoma City, OK 73169; Telephone
(405) 954–4576; Email AMC-ATO-IFPCancellations@faa.gov.
SUPPLEMENTARY INFORMATION:
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SUMMARY:
I. Authority for This Rulemaking
Under 49 U.S.C. 40103(a), the
Administrator has broad authority to
regulate the safe and efficient use of the
navigable airspace. The Administrator is
also authorized to issue air traffic rules
and regulations to govern the flight,
navigation, protection, and
identification of aircraft for the
protections of persons and property on
the ground and for the efficient use of
the navigable airspace. 49 U.S.C.
40103(b). Under section 44701(a)(5), the
Administrator promotes safe flight of
civil aircraft in air commerce by
prescribing regulations and minimum
standards for other practices, methods,
and procedures necessary for safety in
air commerce and national security.
This action is within the scope of that
authority.
SIAPs are promulgated by rulemaking
procedures and are incorporated by
reference pursuant to 5 U.S.C. 552(a)
and 1 CFR part 51 into Title 14 of the
Code of Federal Regulations; Part 97 (14
CFR part 97), Subpart C—TERPS
Procedures.
II. Background
The National Airspace System (NAS)
is currently in transition to a ‘‘NextGen
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NAS.’’ During this transition, the FAA
is managing the technology and
procedures to support both the legacy
(NavAid-based) NAS as well as the
NextGen (satellite-based) NAS. As new
technology has facilitated the
introduction of area navigation (RNAV)
instrument approach procedures over
the past decade, the number of
procedures available in the NAS has
nearly doubled. The complexity and
cost to the FAA of maintaining the
instrument flight procedures inventory
while expanding the new RNAV
capability is not sustainable. Managing
two versions of the NAS requires excess
manpower, infrastructure, and
information management which is
costly and unsupportable in the longterm. To mitigate these costs, the FAA
has a number of efforts underway to
effectively transition from the legacy to
the NextGen NAS. One area of focus for
this transition is instrument flight
procedures (IFPs). The FAA seeks to
ensure an effective transition from
ground-based IFPs to greater availability
and use of satellite-based IFPs while
maintaining NAS safety.
In early 2015, the FAA requested the
RTCA’s Tactical Operations Committee
(TOC) 1 with providing
recommendations on criteria and
processes for cancelling instrument
flight procedures. Among the many
recommendations provided by the TOC
were criteria to identify circling
procedures that would qualify as
candidates for cancellation. As of March
29, 2018, there are 12,068 IAPs in
publication, consisting of 33,825 lines of
minima, 11,701 of which are circling
lines of minima. This represents a
nearly 9 percent increase in IAP lines of
minima from September 18, 2014.
Circling procedures account for
approximately one-third of all lines of
minima for IAPs in the NAS.
In response to the unsustainable
growth in the number of IFPs, the FAA
requested feedback and
recommendations from the RTCA TOC
related to removing underutilized or
unneeded IFPs to facilitate a transition
to NextGen and reduce FAA
maintenance costs related to IFPs. The
task group assigned to study IFP
reduction adopted the following guiding
principles when considering their
recommendations:
• Utilization was determined not to
be a valid stand-alone criterion, as usage
data can be inaccurate or unavailable in
1 The TOC is a subcommittee comprised of FAA
and industry representatives established under the
RTCA advisory committee in accordance with the
provisions of the Federal Advisory Committee Act
(FACA).
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some cases and does not necessarily
reflect the operational value of an IFP.
• Effort was focused on a NAS-level
examination of public procedures
maintained by the FAA. Additionally,
specific criteria for special operating
conditions, such as those in Alaska,
where additional considerations may be
required, should be developed apart
from this effort.
• The FAA procedure reduction
program is highly dependent upon and
interwoven with other efforts such as
VOR Minimum Operating Network
(MON), the Performance Based
Navigation (PBN) NAS Navigation
Strategy effort and the ongoing rewrite
of the Regional Airspace Procedures
Team (RAPT) Order, and these efforts
need to be synchronized as each effort
progresses.
• Airways were deemed to be beyond
the focus of this group’s effort.
• When evaluating any procedure, air
traffic personnel and operators should
be involved.
Proposed Criteria
In its continued effort to right-size the
NAS through optimization and
elimination of redundant and
unnecessary IAPs, on October 6, 2017,
the FAA published a proposed policy
and request for comment that identified
the following criteria to guide the
identification and selection of
appropriate circling procedures to be
considered for cancellation. 82 FR
46738.
The FAA proposed that all circling
procedures will continue to be reviewed
through the established IAP periodic
review process.2 As part of that review
process, the FAA proposed that each
circling procedure be evaluated against
the following questions:
• Is this procedure a designated MON
airport procedure?
• If multiple IAPs serve a single
runway end, is this the lowest circling
minima for that runway?
Note: If the RNAV circling minima is not
the lowest, but is within 50’ of the lowest,
the FAA would give the RNAV preference.
• Would cancellation result in
removal of circling minima from all
conventional NAVAID procedures at an
airport?
Note: If circling minima exists for multiple
Conventional NAVAID procedures,
preference would be to retain ILS circling
minima.
• Would cancellation result in all
circling minima being removed from all
airports within 20 NM?
2 Section 2–8 of FAA Order 8260.19 (Flight
Procedures and Airspace) sets forth the minimum
frequency of review of instrument procedures.
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• Will removal eliminate lowest
landing minima to an individual
runway?
The following questions are
applicable only to circling-only
procedures:
• Does this circling-only procedure
exist because of high terrain or an
obstacle that makes a straight-in
procedure unfeasible or which would
result in the straight-in minimums being
higher than the circling minima?
• Is this circling-only procedure (1) at
an airport where not all runway ends
have a straight-in IAP, and (2) does it
have a Final Approach Course not
aligned within 45 degrees of a runway
which has a straight-in IAP?
The FAA proposed that further
consideration for cancellation under
this policy would be terminated if any
of the aforementioned questions are
answered in the affirmative. If all
questions are answered in the negative,
the procedure would be processed as
described in the following paragraph.
When a candidate has been identified,
Aeronautical Information Services
would send a notification of procedure
cancellation memorandum and
completed checklist to the appropriate
Regional Service Area, Operations
Support Group.3 The Regional Service
Area, Operations Support Group would
follow the same notification process
used for standard IFP requests.4
Consistent with FAA procedures
outlined in the procedure cancellation
memorandum, comments regarding the
aforementioned circling procedure
would need to be submitted within 30
days of the timestamp on the
communication media through which it
was delivered. Comments would be
directed to the Regional Service Area,
Operations Support Group for
dissemination to Aeronautical
Information Services. Comments would
be adjudicated by Aeronautical
Information Services within 30 days of
the timestamp on the communication
media through which it was received. A
final decision would be forwarded to
Regional Service Area, Operations
Support Group to disseminate to
commenter(s). The cancellation of the
part 97 instrument procedure will be
published in the Federal Register.
In its proposed policy, the FAA noted
that National Procedures Assessment
3 The FAA has placed sample copies of the
memorandum and checklist into the docket for this
document.
4 FAA Order 8260.43 (Flight Procedures
Management Program) and FAA Order 8260.26
(Establishing Submission Cutoff Dates for Civil
Instrument Procedures) contain additional
information on this process. These orders are
available on the FAA website.
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(NPA) Instrument Flight Procedure (IFP)
cancellation activities and associated
criteria do not supersede similar
activities being performed under the
FAA’s VOR MON Program. See 81 FR
48694 (July 26, 2016). However, NPA
IFP cancellation activities have been
coordinated with the FAA office
responsible for the VOR MON
implementation program, and its input
has been thoroughly considered.
III. Discussion of Comments Received
The FAA received 11 comments
pertaining to the proposed statement of
policy. Commenters included the
Aircraft Owners and Pilots Association
(AOPA), National Business Aviation
Association (NBAA), and nine
individuals.
AOPA suggested adding language to
the proposed policy to point out the
cancellation criteria’s consideration of
circling procedures being required for
pilot training and testing. AOPA
expressed concern that flight procedures
critical to part 142 training centers
could be cancelled without the
awareness of these training centers, and
requested coordination with the
National Simulator Program (and
simulator operators) before any IFPs are
cancelled to prevent adversely
hindering simulator training and testing.
AOPA also requested the FAA
implement outreach recommendations
made in the March 2016 RTCA NPA
Report ‘‘Process and Criteria for
Cancellation of Instrument Flight
Procedures’’ 5 to ensure users and air
traffic control are able to provide input
prior to IFP cancellation decisions being
made.
Language has been added to one of
the questions used to evaluate each
circling procedure expressing awareness
of the need to retain sufficient circling
procedures to allow for instrument
flight proficiency and training. That
criterion now states, ‘‘Would
cancellation result in all circling
minima being removed from all airports
within 20 NM?’’ This particular criteria
recognizes the circling-related content
of the Instrument Rating—Airplane
Airman Certification Standards (ACS).
Once a circling procedure is proposed
for cancellation, it will be posted on the
Instrument Flight Procedures
Information Gateway (https://
www.faa.gov/air_traffic/flight_info/
aeronav/procedures/). This information
will be provided to the National
Simulator Program, Air Traffic Services,
and the Operations Support Groups.
This notification will enable them to
5 A copy of this report has been placed in the
docket for this action.
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maintain awareness of IFP-related
actions, including proposed
cancellations for circling procedures,
and communicate this site’s availability
to their stakeholders for their awareness.
Additionally, language has been added
to the statement of policy that informs
users how to access the FAA’s
Instrument Flight Procedures
Information Gateway (IFP Gateway),
through which they can be notified
when there are proposed actions to
instrument flight procedures at airports
of their choosing. Users will be able to
submit comments pertaining to
proposed circling flight procedure
cancellations, and each comment will
be taken into consideration before a
final determination is made.
NBAA requested the proposed policy
be temporarily suspended while Flight
Management Systems (FMS) issues that
resulted in a number of IFPs being
inadvertently eliminated from FMS IFP
databases could be evaluated and
considered with respect to the proposed
policy.
The inadvertent removal of IFPs from
certain FMS was unrelated to any action
by the FAA with regard to IFP process.
The NBAA’s suggestion that the
effective date of this policy be
temporarily suspended or delayed while
these FMS issues are addressed is not
practical considering these criteria have
been discussed, vetted via the RTCA
TOC, in which NBAA has been a
participant, and finally published in the
2016 RTCA Final NPA Report.
Additionally, any circling procedure
cancellations that result from
implementation of this policy should
not impact the probability of future FMS
issues as mentioned in the NBAA’s
comment.
One commenter expressed approval of
the cancellation of a circling procedure
only if all runways accessible by the
procedure have a straight-in IAP with
lower minimums than those associated
with the cancelled procedure. The
individual also expressed the need for
some circling procedures to remain in
the NAS given the tasks and maneuvers
of the Instrument Rating—Airplane
Airman Certification Standards (ACS).
The FAA’s policy is not intended to
ensure straight-in IAPs for every runway
end, but rather minimizing IFP
redundancy in the NAS. The FAA
acknowledges that with the cancellation
of some circling procedures, there may
be reduced airport accessibility, but no
reduction in runway availability. To the
extent that the commenter expressed
concern over the ACS, the criteria the
FAA is finalizing takes into account
circling procedures in the ACS. The
fourth criteria, which asks whether
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cancellation will result in all circling
minima being removed from all airports
within 20 NMs, should ensure that there
are sufficient circling procedures for
pilot training and testing.
One individual expressed concern
that economic, environmental and air
traffic management impacts of removing
the circling approaches needs to be
considered in this policy. The
individual also recommended that IFR
use over the last several years be
evaluated and included as part of the
policy.
The FAA has invested significant
resources in the infrastructure of the
NAS pertaining to IFPs, and a
significant portion of those resources
have resulted in an increased number of
NextGen IFPs. Because of this, the IFP
inventory is at an unsustainable level
given the current and projected
resources needed to maintain IFPs.
Also, the criteria outlined in the
proposed policy is a result of a
collaborative effort between the FAA
and aviation industry stakeholders to
accomplish a reduction in the number
of circling procedures while considering
the very concerns expressed by the
individual. One of the guiding
principles adopted by the TOC Task
Group in considering their
recommendations for this effort was that
IFP utilization was determined not to be
a valid stand-alone criterion, as usage
data can be inaccurate or unavailable in
some cases and does not necessarily
reflect the operational value of an IFP.
The proposed criteria are only a
foundation for identifying procedures
for cancellation and is not sole
justification for any IFP being cancelled.
Once a procedure is identified and
proposed for cancellation, and that
proposal is posted on the IFP Gateway,
stakeholders will have the opportunity
to present their justification for
retaining that procedure, and each
justification will be considered and
adjudicated before a determination is
made to either retain or cancel that
procedure.
One individual stated that the
proposed policy does not account for
convenience and efficiency, and
provided an example of the VOR–A at
MOTON FIELD MUNI (K06A). The
individual also asked the FAA to add
the following to the criteria:
• Does circling allow the pilot to
access runways not served by other
IAPs?
• Does the existing approach allow
the pilot to approach the field and/or
access the runway more directly than
the alternative straight in approaches?
• Are sufficient alternatives available
so that the removal of this circling
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approach will not force pilots to fly
significantly further to access each
runway when considering all possible
arrival sectors and winds?
• Would removing this circling
approach cause harm by forcing pilots
to fly further to access straight in
approaches?
As stated previously, the proposed
policy could minimally impact
accessibility to some airports, but the
current inventory of IFPs is not
sustainable. The proposed policy is
intended to minimize IFP redundancy
currently present in the NAS, and
convenience and efficiency could be
impacted at some airports. However,
convenience and efficiency have also
been significantly enhanced at
numerous airports with the
implementation of NextGen IFPs, so the
commenter’s assertion would need to be
considered for each specific IFP and
each airport with consideration given to
the IFP enhancements made at that
airport over the last several years. As
noted, the public will have an
opportunity to provide comment on a
proposed cancellation of a specific IFP
prior to its cancellation.
The K06A VOR–A is a good example
of the IFP redundancy that currently
exists within the NAS, as it highlights
the investment of resources in NextGen
IFPs. At this particular airport, K06A,
two RNAV (GPS) IAPs have been
installed—one for each runway end.
Both of the NextGen approaches have
circling minima as good as or better
than the minima offered by the VOR–A.
Additionally, both of the NextGen IAPs
have straight-in minima substantially
better than the circling minima offered
by the VOR–A, and yet the commenter
points out that the VOR–A is useful
because the NextGen IAPs add
significant distance (time and fuel) to
‘‘shoot those approaches from the north
or south.’’ The FAA notes that NextGen
IAPs can also be used to approach from
a particular direction, east in the
commenter’s comment, then circle to
land on the appropriate runway if
needed. Additionally, straight-in
approaches with circling minima are
viable IAPs for circling to other runways
at that airport in accordance with any
circling restrictions noted on the
associated IAP.
Regarding the additional questions
the commenter recommended adding to
the criteria, the first criterion request is
unnecessary as the FAA’s proposed
criteria prevents the cancellation of all
circling procedures at an airport, so
runways currently accessible via
circling will remain accessible. For the
other 3 criteria recommendations from
the commenter, all users will be able to
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provide justification for objecting to the
cancellation of specific circling
procedures once a particular circling
procedure has been proposed for
cancellation and publicized on the IFP
Gateway, and those objections will be
adjudicated on their own merits.
Additionally, the commenter’s terms
‘‘more directly’’, ‘‘significantly further’’,
and ‘‘cause harm’’ are both subjective
and ambiguous, and do not provide
measurable elements with which to
determine a specific procedure’s
necessity and/or value.
One individual expressed their
approval of the proposed policy and
expressed their opinion, based upon
their stated aviation experience, that
circle-to-land maneuvers are dangerous
as they can lead to task saturation. The
commenter also supported the proposed
criteria that ensures at least one circling
procedure remains at airports that
currently have a circling procedure.
The FAA appreciates the commenter’s
support of this initiative, but also
recognizes the need and purpose for
circling procedures in the NAS. While
circling maneuvers may involve unique
requirement for aviators and air traffic
control specialists, it is something that
is accounted for in training
requirements and, as such, is not
considered dangerous. The FAA
recognizes that unique situations and
conditions could warrant a circling
approach, and the design criteria for
circling approaches reflects that.
One individual expressed concern
regarding their inability to utilize RNAV
(GPS) IFPs due to their lack of ADS–B
equipage at this time, and the only nonNextGen IAP at their home airport,
CLARENCE E. PAGE MUNI (KRCE), is
the VOR–B.
The FAA notes that this particular
approach would not be considered for
cancellation as part of this policy due to
it not meeting the criteria that states,
‘‘Would cancellation result in removal
of circling minima from all conventional
NAVAID procedures at an airport?’’
Because the cancellation of the KRCE
VOR–B would result in the cancellation
of circling minima from all conventional
NAVAID procedures at KRCE, it would
not be considered for cancellation as
part of this policy.
One individual expressed concerns
pertaining to the safety critical nature of
circling minima for piston aircraft due
to the ability to remain in closer
proximity to an airport than when using
‘‘direct RNAV approaches,’’ and cited
‘‘deteriorating weather, possible icing,
and thunder storm conditions’’ as
justification for retention of circling
minima. The individual’s assertions
lack sufficient details and specifics for
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the FAA to provide an informed
response. Accounting for every possible
situation and condition of flight with
flight procedures is not practical. Both
circling maneuvers and straight-in
maneuvers are evaluated using the same
criteria and one is not safer than the
other is. Access to airports is a separate
issue and should be raised to the airport
owner/operator and Air Traffic Control
through comments submitted after
notification of a candidate procedure for
cancellation under this program.
One individual requested the
following criteria to assure that the FAA
maintains or improves the access to the
airport, stating that access to a candidate
location should never be reduced in the
interest of process efficiency:
• Availability of SBAS approach
procedure to the intended landing
runway in lieu of the circle approach
to provide direct access to that
runway
• If SBAS and ground based navigation
is available at that facility the circling
minima for the ground based
approach should be retained to allow
facility access in the event that GPS
availability is degraded or not
available
As previously stated, this IFP
reduction effort could impact access at
some airports, but the criteria in this
policy are in agreement with the PBN
NAS Navigation Strategy effort. The
addition of NextGen IFPs at airports
across the country has substantially
improved access at numerous airports,
which significantly offsets and
frequently outweighs claims of circling
procedure cancellations resulting in
reduced access to airports. The
transition to a predominantly NextGen
NAS requires a reduction in groundbased IFPs and infrastructure as
outlined in the VOR MON Final Policy
Statement published in the Federal
Register July 26, 2016. VOR MON
policy specifically states, ‘‘The MON
will enable pilots to revert from
Performance Based Navigation (PBN) to
conventional navigation for approach,
terminal and en route operations in the
event of a GPS outage and supports the
NAS transition from VOR-based routes
to a more efficient PBN structure
consistent with NextGen goals and the
NAS Efficient Streamlined Services
Initiative.’’ In accordance with VOR
MON, NextGen, NAS Efficient
Streamlined Services Initiative, and
PBN NAS Navigation Strategy,
conventional navigation services for
approach, terminal and en route
operations will be minimized in a
strategic manner consistent with these
initiatives.
VerDate Sep<11>2014
16:43 Jun 27, 2018
Jkt 244001
One individual recommended
additional criteria to take into
consideration nearby ‘‘high volume
airports’’ when considering the
cancellation of circling procedures, and
the example of using the ILS OR LOC
RWY 16 to circle to land RWY 34 at
CHICAGO EXECUTIVE (KPWK), and its
‘‘close proximity to CHICAGO OHARE
INTL (KORD)’’ as an example. The
criteria requested by the individual
states, ‘‘Would the potential cancelling
of the circling minimums involve an
airport that is in close proximity to a
high volume airport, impact safety,
procedures or encounter delays?’’
In the commenter’s example, the ILS
OR LOC RWY 16 at KPWK would retain
its circling minima in accordance with
the FAA’s proposed policy’s criteria,
‘‘Would cancellation result in removal
of circling minima from all conventional
NAVAID procedures at an airport? Note:
If circling minima exists for multiple
Conventional NAVAID procedures,
preference would be to retain ILS
circling minima.’’
Regarding the criteria proposed by the
individual, circling procedures are
being reviewed at every U.S. airport that
has instrument approach procedures.
ATC’s involvement via notification from
the Operations Support Group (Flight
Procedures Team) will allow them
ample opportunity to prevent the
cancellation of circling procedures they
deem necessary to their operations, and
public notification, via the IFP Gateway,
will allow the public ample opportunity
to communicate concerns regarding the
proposed cancellation of any circling
procedure.
IV. Statement of Policy
Based on the comments received, the
FAA is finalizing the following policy
regarding the criteria and process for the
cancellation of standard instrument
approach procedures as Part of the
national procedures assessment as
follows:
All circling procedures will continue
to be reviewed through the established
IAP periodic review process.6 As part of
that review process, each circling
procedure will be evaluated against the
following questions:
• Is this the only IAP at the airport?
• Is this procedure a designated MON
airport procedure?
• If multiple IAPs serve a single
runway end, does this procedure
provide the lowest circling minima for
that runway? 7 Note: If the RNAV
6 Section 2–8 of FAA Order 8260.19 (Flight
Procedures and Airspace) sets forth the minimum
frequency of review of instrument procedures.
7 This criterion has been slightly reworded for
clarity.
PO 00000
Frm 00037
Fmt 4700
Sfmt 4700
30321
circling minima is not the lowest, but is
within 50′ of the lowest, the FAA would
give the RNAV preference.
• Would cancellation result in
removal of circling minima from all
conventional NAVAID procedures at an
airport? Note: If circling minima exists
for multiple Conventional NAVAID
procedures, preference would be to
retain ILS circling minima.
• Would cancellation result in all
circling minima being removed from all
airports within 20 NMs? This particular
criterion recognizes the circling content
of the Instrument Rating—Airplane
Airman Certification Standards (ACS).
• Will removal eliminate lowest
landing minima to an individual
runway?
The following questions are
applicable only to circling-only
procedures:
• Does this circling-only procedure
exist because of high terrain or an
obstacle which makes a straight-in
procedure infeasible or which would
result in the straight-in minimums being
higher than the circling minima?
• Is this circling-only procedure (1) at
an airport where not all runway ends
have a straight-in IAP, and (2) does it
have a Final Approach Course not
aligned within 45 degrees of a runway
which has a straight-in IAP?
Further consideration for cancellation
under this policy will be terminated if
any of the aforementioned questions are
answered in the affirmative. If all
questions are answered in the negative,
the procedure will be processed as
described in the following paragraph.
When a candidate has been identified
for cancellation, Aeronautical
Information Services will post the
proposed cancellation on the Instrument
Flight Procedures Information Gateway
(IFP Gateway) (https://www.faa.gov/air_
traffic/flight_info/aeronav/procedures/)
and send a notification of procedure
cancellation memorandum and
completed checklist (see attached NPA
Checklist Sample) to the appropriate
Regional Service Area, Operations
Support Group.8 The Regional Service
Area, Operations Support Group will
follow the same notification process
used for standard IFP requests.9
8 The FAA has placed sample copies of the
memorandum and checklist into the docket for this
document.
9 FAA Order 8260.43 (Flight Procedures
Management Program) and FAA Order 8260.26
(Establishing Submission Cutoff Dates for Civil
Instrument Procedures) contain additional
E:\FR\FM\28JNR1.SGM
Continued
28JNR1
30322
Federal Register / Vol. 83, No. 125 / Thursday, June 28, 2018 / Rules and Regulations
Comments regarding the
aforementioned circling procedure
should be submitted via email to: AMCATO-IFP-Cancellations@faa.gov.
Comments will only be considered and
adjudicated when submitted prior to the
comment deadline associated with the
flight procedure as listed on the IFP
Coordination tab of the Instrument
Flight Procedures Information Gateway
site. Aeronautical Information Services
will adjudicate and respond to each
comment within 30 days of being
received. When a determination is made
to cancel a part 97 instrument flight
procedure or circling line of minima,
the cancellation will be published in the
Federal Register.
its existing regulations under the FOIA,
5 U.S.C. 552,1 to reflect changes
required by the Improvement Act and to
clarify, update, and streamline the
language of several procedural
provisions. The Commission received
four comment letters on the proposed
amendments. After consideration of the
comments received, the Commission is
adopting the amendments to its FOIA
regulations as proposed, other than
changes to two definitions related to the
collection of fees and a few technical
modifications for clarity. Due to the
scope of the amendments, this final rule
replaces the Commission’s existing
FOIA regulations in their entirety (17
CFR 200.80 through 200.80f).
Issued in Oklahoma City, Oklahoma, on
June 21, 2018.
Gary Powell,
Director, Aeronautical Information Services.
II. Final Amendments
[FR Doc. 2018–13875 Filed 6–27–18; 8:45 am]
BILLING CODE 4910–13–P
SECURITIES AND EXCHANGE
COMMISSION
17 CFR Part 200
[Release Nos. 34–83506; FOIA–193; File No.
S7–09–17]
RIN 3235–AM25
Amendments to the Commission’s
Freedom of Information Act
Regulations
Securities and Exchange
Commission.
ACTION: Final rule.
AGENCY:
The Securities and Exchange
Commission (‘‘Commission’’ or ‘‘SEC’’)
is adopting amendments to the
Commission’s regulations under the
Freedom of Information Act (‘‘FOIA’’).
The Commission is amending the FOIA
regulations to reflect changes required
by the FOIA Improvement Act of 2016
(‘‘Improvement Act’’) and to clarify,
update, and streamline the regulations.
DATES: Effective July 30, 2018.
FOR FURTHER INFORMATION CONTACT:
Mark Tallarico, Senior Counsel, Office
of the General Counsel, (202) 551–5132;
Securities and Exchange Commission,
100 F Street NE, Washington, DC
20549–5041.
SUPPLEMENTARY INFORMATION:
amozie on DSK3GDR082PROD with RULES
SUMMARY:
I. Introduction
On December 21, 2017, the
Commission proposed amendments to
information on this process. These orders are
available on the FAA website.
VerDate Sep<11>2014
16:43 Jun 27, 2018
Jkt 244001
A. Changes To Conform to the
Improvement Act
The Commission is adopting four
changes to the Commission’s FOIA
regulations to conform them to the
Improvement Act. These changes are
being adopted largely as proposed.2
First, the final rule revises Section
200.80(a) to provide that records the
FOIA requires to be made available for
public inspection will be available in
electronic format on the Commission’s
website, https://www.sec.gov. Second,
the final rule revises Section 200.80(c)
to provide that a request for records may
be denied to the extent the exemptions
in 5 U.S.C. 552(b) apply to the requested
records and Commission staff
reasonably foresees that disclosure
would harm an interest protected by the
applicable exemption, the disclosure of
the requested records is prohibited by
law, or the requested records are
otherwise exempted from disclosure
under 5 U.S.C. 552(b)(3). Third, the final
rule revises the regulations to state that
FOIA requesters may seek assistance
from the Office of FOIA Services’ FOIA
Public Liaisons (Sections 200.80(b), (d),
and (e)) and to advise FOIA requesters
of their right to seek dispute resolution
services offered by the Office of
Government Information Services in the
case of a denied request (Section
200.80(e)). Fourth, the final rule
incorporates the amendments to the
FOIA requiring agencies, if they do not
comply with the time limits, to waive
fees, under certain circumstances
(Section 200.80(g)).
1 See Release No. 34–82373 (Dec. 21, 2017), 83 FR
291 (Jan. 3, 2018) (‘‘Proposing Release’’).
2 The Commission is making one technical,
clarifying modification from the proposal.
Specifically, in the first sentence of Section
200.80(a)(2)(ii), the word ‘‘Those’’ is changed to
‘‘Persons.’’
PO 00000
Frm 00038
Fmt 4700
Sfmt 4700
B. Amendments to Certain Procedural
Provisions
The final amendments also revise
certain procedural provisions. Those
changes clarify, update, and streamline
the Commission’s regulations, and most
of the changes make the regulations
consistent with existing practices. These
changes are being largely adopted as
proposed.3 The amended regulations,
among other things, update the various
methods for submitting FOIA requests
and administrative appeals (Sections
200.80(b) and (f)); incorporate language
requiring requesters to include their full
names and return addresses in their
FOIA requests (Section 200.80(b));
describe certain information that is
required when submitting requests for
records about oneself or another
individual (Section 200.80(b)); explain
the situations in which the Office of
FOIA Services staff will work with other
Federal agencies that have an interest in
agency records that may be responsive
to a request (Section 200.80(c));
incorporate language that allows the
Office of FOIA Services to seek a onetime clarification of an ambiguous
request and toll the time period for
responding to the request until the
requester clarifies the request (Section
200.80(d)); clarify when the 20-day
statutory time limit for responding to
requests begins (i.e., when requests are
received by the Office of FOIA Services
and when requests are modified so that
they reasonably describe the records
sought) (Section 200.80(d)); clarify the
Office of FOIA Services’ system for
multitrack processing of requests
(Section 200.80(d)); and insert a
provision to enable the Office of FOIA
Services to aggregate requests involving
related matters where it appears that
multiple requests together constitute a
single request that would involve
unusual circumstances (Section
200.80(d)).
The final rule also clarifies, consistent
with existing practice, that the Office of
FOIA Services will close requests if
requesters do not take certain steps
within set time periods. For example,
requesters must respond to the Office of
FOIA Services’ one-time clarification
request within 30 calendar days
(Section 200.80(d)); agree to pay
3 The Commission is making one technical,
clarifying modification from the proposal.
Specifically, the third sentence of Section 200–
.80(f)(3), is changed from ‘‘Appeals should include
a statement of the requester’s arguments as to why
the records requested should be made available and
why the adverse determination was in error’’ to
‘‘Appeals should include a statement of the
requester’s arguments as to why the records
requested should be made available and the
reason(s) the FOIA requester contends the adverse
determination was in error.’’
E:\FR\FM\28JNR1.SGM
28JNR1
Agencies
[Federal Register Volume 83, Number 125 (Thursday, June 28, 2018)]
[Rules and Regulations]
[Pages 30317-30322]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2018-13875]
-----------------------------------------------------------------------
DEPARTMENT OF TRANSPORTATION
Federal Aviation Administration
14 CFR Part 97
[Docket No.: FAA-2017-0879]
RIN 2120-AA65
Criteria and Process for the Cancellation of Standard Instrument
Approach Procedures as Part of the National Procedures Assessment (NPA)
AGENCY: Federal Aviation Administration (FAA), Department of
Transportation (DOT).
ACTION: Statement of policy.
-----------------------------------------------------------------------
[[Page 30318]]
SUMMARY: The Federal Aviation Administration (FAA) is finalizing
specific criteria to guide the identification and selection of
appropriate circling procedures that can be considered for
cancellation. These procedures include certain circling procedures (to
include circling-only instrument approach procedures (IAPs) and
circling minima charted on straight-in IAPs). The circling procedures
associated with this cancellation initiative will be selected based on
the criteria outlined in this statement of policy. This document is not
a part of the FAA's VOR minimum operating network (MON) initiative.
DATES: This statement of policy is effective July 30, 2018.
ADDRESSES: For information on where to obtain copies of rulemaking
documents and other information related to this statement of policy,
see ``How To Obtain Additional Information'' in the SUPPLEMENTARY
INFORMATION section of this document.
FOR FURTHER INFORMATION CONTACT: Lonnie Everhart, Aeronautical
Information Services, AJV-5, Federal Aviation Administration, Air
Traffic Organization, 6500 S. MacArthur Blvd., Oklahoma City, OK 73169;
Telephone (405) 954-4576; Email [email protected].
SUPPLEMENTARY INFORMATION:
I. Authority for This Rulemaking
Under 49 U.S.C. 40103(a), the Administrator has broad authority to
regulate the safe and efficient use of the navigable airspace. The
Administrator is also authorized to issue air traffic rules and
regulations to govern the flight, navigation, protection, and
identification of aircraft for the protections of persons and property
on the ground and for the efficient use of the navigable airspace. 49
U.S.C. 40103(b). Under section 44701(a)(5), the Administrator promotes
safe flight of civil aircraft in air commerce by prescribing
regulations and minimum standards for other practices, methods, and
procedures necessary for safety in air commerce and national security.
This action is within the scope of that authority.
SIAPs are promulgated by rulemaking procedures and are incorporated
by reference pursuant to 5 U.S.C. 552(a) and 1 CFR part 51 into Title
14 of the Code of Federal Regulations; Part 97 (14 CFR part 97),
Subpart C--TERPS Procedures.
II. Background
The National Airspace System (NAS) is currently in transition to a
``NextGen NAS.'' During this transition, the FAA is managing the
technology and procedures to support both the legacy (NavAid-based) NAS
as well as the NextGen (satellite-based) NAS. As new technology has
facilitated the introduction of area navigation (RNAV) instrument
approach procedures over the past decade, the number of procedures
available in the NAS has nearly doubled. The complexity and cost to the
FAA of maintaining the instrument flight procedures inventory while
expanding the new RNAV capability is not sustainable. Managing two
versions of the NAS requires excess manpower, infrastructure, and
information management which is costly and unsupportable in the long-
term. To mitigate these costs, the FAA has a number of efforts underway
to effectively transition from the legacy to the NextGen NAS. One area
of focus for this transition is instrument flight procedures (IFPs).
The FAA seeks to ensure an effective transition from ground-based IFPs
to greater availability and use of satellite-based IFPs while
maintaining NAS safety.
In early 2015, the FAA requested the RTCA's Tactical Operations
Committee (TOC) \1\ with providing recommendations on criteria and
processes for cancelling instrument flight procedures. Among the many
recommendations provided by the TOC were criteria to identify circling
procedures that would qualify as candidates for cancellation. As of
March 29, 2018, there are 12,068 IAPs in publication, consisting of
33,825 lines of minima, 11,701 of which are circling lines of minima.
This represents a nearly 9 percent increase in IAP lines of minima from
September 18, 2014. Circling procedures account for approximately one-
third of all lines of minima for IAPs in the NAS.
---------------------------------------------------------------------------
\1\ The TOC is a subcommittee comprised of FAA and industry
representatives established under the RTCA advisory committee in
accordance with the provisions of the Federal Advisory Committee Act
(FACA).
---------------------------------------------------------------------------
In response to the unsustainable growth in the number of IFPs, the
FAA requested feedback and recommendations from the RTCA TOC related to
removing underutilized or unneeded IFPs to facilitate a transition to
NextGen and reduce FAA maintenance costs related to IFPs. The task
group assigned to study IFP reduction adopted the following guiding
principles when considering their recommendations:
Utilization was determined not to be a valid stand-alone
criterion, as usage data can be inaccurate or unavailable in some cases
and does not necessarily reflect the operational value of an IFP.
Effort was focused on a NAS-level examination of public
procedures maintained by the FAA. Additionally, specific criteria for
special operating conditions, such as those in Alaska, where additional
considerations may be required, should be developed apart from this
effort.
The FAA procedure reduction program is highly dependent
upon and interwoven with other efforts such as VOR Minimum Operating
Network (MON), the Performance Based Navigation (PBN) NAS Navigation
Strategy effort and the ongoing rewrite of the Regional Airspace
Procedures Team (RAPT) Order, and these efforts need to be synchronized
as each effort progresses.
Airways were deemed to be beyond the focus of this group's
effort.
When evaluating any procedure, air traffic personnel and
operators should be involved.
Proposed Criteria
In its continued effort to right-size the NAS through optimization
and elimination of redundant and unnecessary IAPs, on October 6, 2017,
the FAA published a proposed policy and request for comment that
identified the following criteria to guide the identification and
selection of appropriate circling procedures to be considered for
cancellation. 82 FR 46738.
The FAA proposed that all circling procedures will continue to be
reviewed through the established IAP periodic review process.\2\ As
part of that review process, the FAA proposed that each circling
procedure be evaluated against the following questions:
---------------------------------------------------------------------------
\2\ Section 2-8 of FAA Order 8260.19 (Flight Procedures and
Airspace) sets forth the minimum frequency of review of instrument
procedures.
---------------------------------------------------------------------------
Is this procedure a designated MON airport procedure?
If multiple IAPs serve a single runway end, is this the
lowest circling minima for that runway?
Note: If the RNAV circling minima is not the lowest, but is
within 50' of the lowest, the FAA would give the RNAV preference.
Would cancellation result in removal of circling minima
from all conventional NAVAID procedures at an airport?
Note: If circling minima exists for multiple Conventional
NAVAID procedures, preference would be to retain ILS circling
minima.
Would cancellation result in all circling minima being
removed from all airports within 20 NM?
[[Page 30319]]
Will removal eliminate lowest landing minima to an
individual runway?
The following questions are applicable only to circling-only
procedures:
Does this circling-only procedure exist because of high
terrain or an obstacle that makes a straight-in procedure unfeasible or
which would result in the straight-in minimums being higher than the
circling minima?
Is this circling-only procedure (1) at an airport where
not all runway ends have a straight-in IAP, and (2) does it have a
Final Approach Course not aligned within 45 degrees of a runway which
has a straight-in IAP?
The FAA proposed that further consideration for cancellation under
this policy would be terminated if any of the aforementioned questions
are answered in the affirmative. If all questions are answered in the
negative, the procedure would be processed as described in the
following paragraph.
When a candidate has been identified, Aeronautical Information
Services would send a notification of procedure cancellation memorandum
and completed checklist to the appropriate Regional Service Area,
Operations Support Group.\3\ The Regional Service Area, Operations
Support Group would follow the same notification process used for
standard IFP requests.\4\ Consistent with FAA procedures outlined in
the procedure cancellation memorandum, comments regarding the
aforementioned circling procedure would need to be submitted within 30
days of the timestamp on the communication media through which it was
delivered. Comments would be directed to the Regional Service Area,
Operations Support Group for dissemination to Aeronautical Information
Services. Comments would be adjudicated by Aeronautical Information
Services within 30 days of the timestamp on the communication media
through which it was received. A final decision would be forwarded to
Regional Service Area, Operations Support Group to disseminate to
commenter(s). The cancellation of the part 97 instrument procedure will
be published in the Federal Register.
---------------------------------------------------------------------------
\3\ The FAA has placed sample copies of the memorandum and
checklist into the docket for this document.
\4\ FAA Order 8260.43 (Flight Procedures Management Program) and
FAA Order 8260.26 (Establishing Submission Cutoff Dates for Civil
Instrument Procedures) contain additional information on this
process. These orders are available on the FAA website.
---------------------------------------------------------------------------
In its proposed policy, the FAA noted that National Procedures
Assessment (NPA) Instrument Flight Procedure (IFP) cancellation
activities and associated criteria do not supersede similar activities
being performed under the FAA's VOR MON Program. See 81 FR 48694 (July
26, 2016). However, NPA IFP cancellation activities have been
coordinated with the FAA office responsible for the VOR MON
implementation program, and its input has been thoroughly considered.
III. Discussion of Comments Received
The FAA received 11 comments pertaining to the proposed statement
of policy. Commenters included the Aircraft Owners and Pilots
Association (AOPA), National Business Aviation Association (NBAA), and
nine individuals.
AOPA suggested adding language to the proposed policy to point out
the cancellation criteria's consideration of circling procedures being
required for pilot training and testing. AOPA expressed concern that
flight procedures critical to part 142 training centers could be
cancelled without the awareness of these training centers, and
requested coordination with the National Simulator Program (and
simulator operators) before any IFPs are cancelled to prevent adversely
hindering simulator training and testing. AOPA also requested the FAA
implement outreach recommendations made in the March 2016 RTCA NPA
Report ``Process and Criteria for Cancellation of Instrument Flight
Procedures'' \5\ to ensure users and air traffic control are able to
provide input prior to IFP cancellation decisions being made.
---------------------------------------------------------------------------
\5\ A copy of this report has been placed in the docket for this
action.
---------------------------------------------------------------------------
Language has been added to one of the questions used to evaluate
each circling procedure expressing awareness of the need to retain
sufficient circling procedures to allow for instrument flight
proficiency and training. That criterion now states, ``Would
cancellation result in all circling minima being removed from all
airports within 20 NM?'' This particular criteria recognizes the
circling-related content of the Instrument Rating--Airplane Airman
Certification Standards (ACS). Once a circling procedure is proposed
for cancellation, it will be posted on the Instrument Flight Procedures
Information Gateway (https://www.faa.gov/air_traffic/flight_info/aeronav/procedures/). This information will be provided to the National
Simulator Program, Air Traffic Services, and the Operations Support
Groups. This notification will enable them to maintain awareness of
IFP-related actions, including proposed cancellations for circling
procedures, and communicate this site's availability to their
stakeholders for their awareness. Additionally, language has been added
to the statement of policy that informs users how to access the FAA's
Instrument Flight Procedures Information Gateway (IFP Gateway), through
which they can be notified when there are proposed actions to
instrument flight procedures at airports of their choosing. Users will
be able to submit comments pertaining to proposed circling flight
procedure cancellations, and each comment will be taken into
consideration before a final determination is made.
NBAA requested the proposed policy be temporarily suspended while
Flight Management Systems (FMS) issues that resulted in a number of
IFPs being inadvertently eliminated from FMS IFP databases could be
evaluated and considered with respect to the proposed policy.
The inadvertent removal of IFPs from certain FMS was unrelated to
any action by the FAA with regard to IFP process. The NBAA's suggestion
that the effective date of this policy be temporarily suspended or
delayed while these FMS issues are addressed is not practical
considering these criteria have been discussed, vetted via the RTCA
TOC, in which NBAA has been a participant, and finally published in the
2016 RTCA Final NPA Report. Additionally, any circling procedure
cancellations that result from implementation of this policy should not
impact the probability of future FMS issues as mentioned in the NBAA's
comment.
One commenter expressed approval of the cancellation of a circling
procedure only if all runways accessible by the procedure have a
straight-in IAP with lower minimums than those associated with the
cancelled procedure. The individual also expressed the need for some
circling procedures to remain in the NAS given the tasks and maneuvers
of the Instrument Rating--Airplane Airman Certification Standards
(ACS).
The FAA's policy is not intended to ensure straight-in IAPs for
every runway end, but rather minimizing IFP redundancy in the NAS. The
FAA acknowledges that with the cancellation of some circling
procedures, there may be reduced airport accessibility, but no
reduction in runway availability. To the extent that the commenter
expressed concern over the ACS, the criteria the FAA is finalizing
takes into account circling procedures in the ACS. The fourth criteria,
which asks whether
[[Page 30320]]
cancellation will result in all circling minima being removed from all
airports within 20 NMs, should ensure that there are sufficient
circling procedures for pilot training and testing.
One individual expressed concern that economic, environmental and
air traffic management impacts of removing the circling approaches
needs to be considered in this policy. The individual also recommended
that IFR use over the last several years be evaluated and included as
part of the policy.
The FAA has invested significant resources in the infrastructure of
the NAS pertaining to IFPs, and a significant portion of those
resources have resulted in an increased number of NextGen IFPs. Because
of this, the IFP inventory is at an unsustainable level given the
current and projected resources needed to maintain IFPs. Also, the
criteria outlined in the proposed policy is a result of a collaborative
effort between the FAA and aviation industry stakeholders to accomplish
a reduction in the number of circling procedures while considering the
very concerns expressed by the individual. One of the guiding
principles adopted by the TOC Task Group in considering their
recommendations for this effort was that IFP utilization was determined
not to be a valid stand-alone criterion, as usage data can be
inaccurate or unavailable in some cases and does not necessarily
reflect the operational value of an IFP. The proposed criteria are only
a foundation for identifying procedures for cancellation and is not
sole justification for any IFP being cancelled. Once a procedure is
identified and proposed for cancellation, and that proposal is posted
on the IFP Gateway, stakeholders will have the opportunity to present
their justification for retaining that procedure, and each
justification will be considered and adjudicated before a determination
is made to either retain or cancel that procedure.
One individual stated that the proposed policy does not account for
convenience and efficiency, and provided an example of the VOR-A at
MOTON FIELD MUNI (K06A). The individual also asked the FAA to add the
following to the criteria:
Does circling allow the pilot to access runways not served
by other IAPs?
Does the existing approach allow the pilot to approach the
field and/or access the runway more directly than the alternative
straight in approaches?
Are sufficient alternatives available so that the removal
of this circling approach will not force pilots to fly significantly
further to access each runway when considering all possible arrival
sectors and winds?
Would removing this circling approach cause harm by
forcing pilots to fly further to access straight in approaches?
As stated previously, the proposed policy could minimally impact
accessibility to some airports, but the current inventory of IFPs is
not sustainable. The proposed policy is intended to minimize IFP
redundancy currently present in the NAS, and convenience and efficiency
could be impacted at some airports. However, convenience and efficiency
have also been significantly enhanced at numerous airports with the
implementation of NextGen IFPs, so the commenter's assertion would need
to be considered for each specific IFP and each airport with
consideration given to the IFP enhancements made at that airport over
the last several years. As noted, the public will have an opportunity
to provide comment on a proposed cancellation of a specific IFP prior
to its cancellation.
The K06A VOR-A is a good example of the IFP redundancy that
currently exists within the NAS, as it highlights the investment of
resources in NextGen IFPs. At this particular airport, K06A, two RNAV
(GPS) IAPs have been installed--one for each runway end. Both of the
NextGen approaches have circling minima as good as or better than the
minima offered by the VOR-A. Additionally, both of the NextGen IAPs
have straight-in minima substantially better than the circling minima
offered by the VOR-A, and yet the commenter points out that the VOR-A
is useful because the NextGen IAPs add significant distance (time and
fuel) to ``shoot those approaches from the north or south.'' The FAA
notes that NextGen IAPs can also be used to approach from a particular
direction, east in the commenter's comment, then circle to land on the
appropriate runway if needed. Additionally, straight-in approaches with
circling minima are viable IAPs for circling to other runways at that
airport in accordance with any circling restrictions noted on the
associated IAP.
Regarding the additional questions the commenter recommended adding
to the criteria, the first criterion request is unnecessary as the
FAA's proposed criteria prevents the cancellation of all circling
procedures at an airport, so runways currently accessible via circling
will remain accessible. For the other 3 criteria recommendations from
the commenter, all users will be able to provide justification for
objecting to the cancellation of specific circling procedures once a
particular circling procedure has been proposed for cancellation and
publicized on the IFP Gateway, and those objections will be adjudicated
on their own merits. Additionally, the commenter's terms ``more
directly'', ``significantly further'', and ``cause harm'' are both
subjective and ambiguous, and do not provide measurable elements with
which to determine a specific procedure's necessity and/or value.
One individual expressed their approval of the proposed policy and
expressed their opinion, based upon their stated aviation experience,
that circle-to-land maneuvers are dangerous as they can lead to task
saturation. The commenter also supported the proposed criteria that
ensures at least one circling procedure remains at airports that
currently have a circling procedure.
The FAA appreciates the commenter's support of this initiative, but
also recognizes the need and purpose for circling procedures in the
NAS. While circling maneuvers may involve unique requirement for
aviators and air traffic control specialists, it is something that is
accounted for in training requirements and, as such, is not considered
dangerous. The FAA recognizes that unique situations and conditions
could warrant a circling approach, and the design criteria for circling
approaches reflects that.
One individual expressed concern regarding their inability to
utilize RNAV (GPS) IFPs due to their lack of ADS-B equipage at this
time, and the only non-NextGen IAP at their home airport, CLARENCE E.
PAGE MUNI (KRCE), is the VOR-B.
The FAA notes that this particular approach would not be considered
for cancellation as part of this policy due to it not meeting the
criteria that states, ``Would cancellation result in removal of
circling minima from all conventional NAVAID procedures at an
airport?'' Because the cancellation of the KRCE VOR-B would result in
the cancellation of circling minima from all conventional NAVAID
procedures at KRCE, it would not be considered for cancellation as part
of this policy.
One individual expressed concerns pertaining to the safety critical
nature of circling minima for piston aircraft due to the ability to
remain in closer proximity to an airport than when using ``direct RNAV
approaches,'' and cited ``deteriorating weather, possible icing, and
thunder storm conditions'' as justification for retention of circling
minima. The individual's assertions lack sufficient details and
specifics for
[[Page 30321]]
the FAA to provide an informed response. Accounting for every possible
situation and condition of flight with flight procedures is not
practical. Both circling maneuvers and straight-in maneuvers are
evaluated using the same criteria and one is not safer than the other
is. Access to airports is a separate issue and should be raised to the
airport owner/operator and Air Traffic Control through comments
submitted after notification of a candidate procedure for cancellation
under this program.
One individual requested the following criteria to assure that the
FAA maintains or improves the access to the airport, stating that
access to a candidate location should never be reduced in the interest
of process efficiency:
Availability of SBAS approach procedure to the intended
landing runway in lieu of the circle approach to provide direct access
to that runway
If SBAS and ground based navigation is available at that
facility the circling minima for the ground based approach should be
retained to allow facility access in the event that GPS availability is
degraded or not available
As previously stated, this IFP reduction effort could impact access
at some airports, but the criteria in this policy are in agreement with
the PBN NAS Navigation Strategy effort. The addition of NextGen IFPs at
airports across the country has substantially improved access at
numerous airports, which significantly offsets and frequently outweighs
claims of circling procedure cancellations resulting in reduced access
to airports. The transition to a predominantly NextGen NAS requires a
reduction in ground-based IFPs and infrastructure as outlined in the
VOR MON Final Policy Statement published in the Federal Register July
26, 2016. VOR MON policy specifically states, ``The MON will enable
pilots to revert from Performance Based Navigation (PBN) to
conventional navigation for approach, terminal and en route operations
in the event of a GPS outage and supports the NAS transition from VOR-
based routes to a more efficient PBN structure consistent with NextGen
goals and the NAS Efficient Streamlined Services Initiative.'' In
accordance with VOR MON, NextGen, NAS Efficient Streamlined Services
Initiative, and PBN NAS Navigation Strategy, conventional navigation
services for approach, terminal and en route operations will be
minimized in a strategic manner consistent with these initiatives.
One individual recommended additional criteria to take into
consideration nearby ``high volume airports'' when considering the
cancellation of circling procedures, and the example of using the ILS
OR LOC RWY 16 to circle to land RWY 34 at CHICAGO EXECUTIVE (KPWK), and
its ``close proximity to CHICAGO OHARE INTL (KORD)'' as an example. The
criteria requested by the individual states, ``Would the potential
cancelling of the circling minimums involve an airport that is in close
proximity to a high volume airport, impact safety, procedures or
encounter delays?''
In the commenter's example, the ILS OR LOC RWY 16 at KPWK would
retain its circling minima in accordance with the FAA's proposed
policy's criteria, ``Would cancellation result in removal of circling
minima from all conventional NAVAID procedures at an airport? Note: If
circling minima exists for multiple Conventional NAVAID procedures,
preference would be to retain ILS circling minima.''
Regarding the criteria proposed by the individual, circling
procedures are being reviewed at every U.S. airport that has instrument
approach procedures. ATC's involvement via notification from the
Operations Support Group (Flight Procedures Team) will allow them ample
opportunity to prevent the cancellation of circling procedures they
deem necessary to their operations, and public notification, via the
IFP Gateway, will allow the public ample opportunity to communicate
concerns regarding the proposed cancellation of any circling procedure.
IV. Statement of Policy
Based on the comments received, the FAA is finalizing the following
policy regarding the criteria and process for the cancellation of
standard instrument approach procedures as Part of the national
procedures assessment as follows:
All circling procedures will continue to be reviewed through the
established IAP periodic review process.\6\ As part of that review
process, each circling procedure will be evaluated against the
following questions:
---------------------------------------------------------------------------
\6\ Section 2-8 of FAA Order 8260.19 (Flight Procedures and
Airspace) sets forth the minimum frequency of review of instrument
procedures.
---------------------------------------------------------------------------
Is this the only IAP at the airport?
Is this procedure a designated MON airport procedure?
If multiple IAPs serve a single runway end, does this
procedure provide the lowest circling minima for that runway? \7\ Note:
If the RNAV circling minima is not the lowest, but is within 50' of the
lowest, the FAA would give the RNAV preference.
---------------------------------------------------------------------------
\7\ This criterion has been slightly reworded for clarity.
---------------------------------------------------------------------------
Would cancellation result in removal of circling minima
from all conventional NAVAID procedures at an airport? Note: If
circling minima exists for multiple Conventional NAVAID procedures,
preference would be to retain ILS circling minima.
Would cancellation result in all circling minima being
removed from all airports within 20 NMs? This particular criterion
recognizes the circling content of the Instrument Rating--Airplane
Airman Certification Standards (ACS).
Will removal eliminate lowest landing minima to an
individual runway?
The following questions are applicable only to circling-only
procedures:
Does this circling-only procedure exist because of high
terrain or an obstacle which makes a straight-in procedure infeasible
or which would result in the straight-in minimums being higher than the
circling minima?
Is this circling-only procedure (1) at an airport where
not all runway ends have a straight-in IAP, and (2) does it have a
Final Approach Course not aligned within 45 degrees of a runway which
has a straight-in IAP?
Further consideration for cancellation under this policy will be
terminated if any of the aforementioned questions are answered in the
affirmative. If all questions are answered in the negative, the
procedure will be processed as described in the following paragraph.
When a candidate has been identified for cancellation, Aeronautical
Information Services will post the proposed cancellation on the
Instrument Flight Procedures Information Gateway (IFP Gateway) (https://www.faa.gov/air_traffic/flight_info/aeronav/procedures/) and send a
notification of procedure cancellation memorandum and completed
checklist (see attached NPA Checklist Sample) to the appropriate
Regional Service Area, Operations Support Group.\8\ The Regional
Service Area, Operations Support Group will follow the same
notification process used for standard IFP requests.\9\
[[Page 30322]]
Comments regarding the aforementioned circling procedure should be
submitted via email to: [email protected]. Comments
will only be considered and adjudicated when submitted prior to the
comment deadline associated with the flight procedure as listed on the
IFP Coordination tab of the Instrument Flight Procedures Information
Gateway site. Aeronautical Information Services will adjudicate and
respond to each comment within 30 days of being received. When a
determination is made to cancel a part 97 instrument flight procedure
or circling line of minima, the cancellation will be published in the
Federal Register.
---------------------------------------------------------------------------
\8\ The FAA has placed sample copies of the memorandum and
checklist into the docket for this document.
\9\ FAA Order 8260.43 (Flight Procedures Management Program) and
FAA Order 8260.26 (Establishing Submission Cutoff Dates for Civil
Instrument Procedures) contain additional information on this
process. These orders are available on the FAA website.
Issued in Oklahoma City, Oklahoma, on June 21, 2018.
Gary Powell,
Director, Aeronautical Information Services.
[FR Doc. 2018-13875 Filed 6-27-18; 8:45 am]
BILLING CODE 4910-13-P