Takes of Marine Mammals Incidental to Specified Activities; Taking Marine Mammals Incidental to the South Basin Improvements Project at the San Francisco Ferry Terminal, 28826-28839 [2018-13281]
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Memorandum NMFS–OPR–59) with the
updated User Spreadsheet tool and the
new companion User Manual is
available in electronic form via the
internet at https://
www.fisheries.noaa.gov/national/
marine-mammal-protection/marinemammal-acoustic-technical-guidance.
Dated: June 18, 2018.
Elaine T. Saiz,
Acting Deputy Director, Office of Protected
Resources, National Marine Fisheries Service.
[FR Doc. 2018–13313 Filed 6–20–18; 8:45 am]
BILLING CODE 3510–22–P
DEPARTMENT OF COMMERCE
National Oceanic and Atmospheric
Administration
RIN 0648–XG132
Takes of Marine Mammals Incidental to
Specified Activities; Taking Marine
Mammals Incidental to the South Basin
Improvements Project at the San
Francisco Ferry Terminal
National Marine Fisheries
Service (NMFS), National Oceanic and
Atmospheric Administration (NOAA),
Commerce.
ACTION: Notice; Issuance of an Incidental
Harassment Authorization.
AGENCY:
In accordance with the
regulations implementing the Marine
Mammal Protection Act (MMPA) as
amended, notification is hereby given
that NMFS has issued an incidental
harassment authorization (IHA) to the
San Francisco Bay Area Water
Emergency Transportation Authority
(WETA) to incidentally harass, by Level
B harassment only, marine mammals
during construction activities associated
with the Downtown San Francisco Ferry
Terminal Expansion Project, South
Basin Improvements Project in San
Francisco, California.
DATES: This Authorization is effective
from June 1, 2018 through May 31,
2019.
SUMMARY:
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FOR FURTHER INFORMATION CONTACT:
Amy Fowler, Office of Protected
Resources, NMFS, (301) 427–8401.
Electronic copies of the application and
supporting documents, as well as a list
of the references cited in this document,
may be obtained online at: https://
www.fisheries.noaa.gov/national/
marine-mammal-protection/incidentaltake-authorizations-constructionactivities. In case of problems accessing
these documents, please call the contact
listed above.
SUPPLEMENTARY INFORMATION:
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Background
Sections 101(a)(5)(A) and (D) of the
MMPA (16 U.S.C. 1361 et seq.) direct
the Secretary of Commerce (as delegated
to NMFS) to allow, upon request, the
incidental, but not intentional, taking of
small numbers of marine mammals by
U.S. citizens who engage in a specified
activity (other than commercial fishing)
within a specified geographical region if
certain findings are made and either
regulations are issued or, if the taking is
limited to harassment, a notice of a
authorization is provided to the public
for review.
An authorization for incidental
takings shall be granted if NMFS finds
that the taking will have a negligible
impact on the species or stock(s), will
not have an unmitigable adverse impact
on the availability of the species or
stock(s) for subsistence uses (where
relevant), and if the permissible
methods of taking and requirements
pertaining to the mitigation, monitoring
and reporting of such takings are set
forth.
NMFS has defined ‘‘negligible
impact’’ in 50 CFR 216.103 as an impact
resulting from the specified activity that
cannot be reasonably expected to, and is
not reasonably likely to, adversely affect
the species or stock through effects on
annual rates of recruitment or survival.
The MMPA states that the term ‘‘take’’
means to harass, hunt, capture, kill or
attempt to harass, hunt, capture, or kill
any marine mammal.
Except with respect to certain
activities not pertinent here, the MMPA
defines ‘‘harassment’’ as any act of
pursuit, torment, or annoyance which (i)
has the potential to injure a marine
mammal or marine mammal stock in the
wild (Level A harassment); or (ii) has
the potential to disturb a marine
mammal or marine mammal stock in the
wild by causing disruption of behavioral
patterns, including, but not limited to,
migration, breathing, nursing, breeding,
feeding, or sheltering (Level B
harassment).
National Environmental Policy Act
To comply with the National
Environmental Policy Act of 1969
(NEPA; 42 U.S.C. 4321 et seq.) and
NOAA Administrative Order (NAO)
216–6A, NMFS must review our action
(i.e., the issuance of an incidental
harassment authorization) with respect
to potential impacts on the human
environment.
This action is consistent with
categories of activities identified in
Categorical Exclusion B4 (incidental
harassment authorizations with no
anticipated serious injury or mortality)
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of the Companion Manual for NOAA
Administrative Order 216–6A, which do
not individually or cumulatively have
the potential for significant impacts on
the quality of the human environment
and for which we have not identified
any extraordinary circumstances that
would preclude this categorical
exclusion. Accordingly, NMFS has
determined that the issuance of the IHA
qualifies to be categorically excluded
from further NEPA review.
Summary of Request
On January 22, 2018, NMFS received
a request from WETA for an IHA to take
marine mammals incidental to
expansion and improvements at the
downtown San Francisco ferry terminal.
The application was determined to be
adequate and complete on April 10,
2018. WETA’s request was for take of
seven species of marine mammals by
Level A and Level B harassment. This
authorization is valid from June 1, 2018
to May 31, 2019. Neither WETA nor
NMFS expect serious injury or mortality
to result from this activity and,
therefore, an IHA is appropriate.
NMFS previously issued an IHA to
WETA for similar work (82 FR 29521;
June 29, 2017). WETA complied with all
the requirements (e.g., mitigation,
monitoring, and reporting) of the
previous IHA and information regarding
their monitoring results may be found in
the ‘‘Estimated Take’’ section.
Description of Activity
WETA is planning to expand berthing
capacity at the Downtown San
Francisco Ferry Terminal, located at the
San Francisco Ferry Building, to
support existing and future planned
water transit services operated on San
Francisco Bay by WETA and WETA’s
emergency operations. The Downtown
San Francisco Ferry Terminal
Expansion Project includes the
construction of three new water transit
gates and overwater berthing facilities,
in addition to supportive landside
improvements, such as additional
passenger waiting and queueing areas,
circulation improvements, and other
water transit-related amenities. The new
gates and other improvements would be
designed to accommodate future
planned water transit services between
Downtown San Francisco and Antioch,
Berkeley, Martinez, Hercules, Redwood
City, Richmond, and Treasure Island, as
well as emergency operation needs. The
new gates will be constructed using 81
steel piles, ranging in diameter from 24
to 36 inches (in). All piles will be driven
during the authorized in-water work
window of June 1 to November 30,
2018.
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A detailed description of the planned
terminal expansion project is provided
in the Federal Register notice for the
proposed IHA (83 FR 18507; April 27,
2018). Since that time, no changes have
been made to the planned construction
activities. Therefore, a detailed
description is not provided here. Please
refer to that Federal Register notice for
the description of the specific activity.
Comments and Responses
A notice of NMFS’s proposal to issue
an IHA to WETA was published in the
Federal Register on April 27, 2018 (83
FR 18507). That notice described, in
detail, WETA’s activity, the marine
mammal species that may be affected by
the activity, and the anticipated effects
on marine mammals. During the 30-day
public comment period, NMFS received
comments from the Marine Mammal
Commission (Commission).
Comment 1: The Commission noted
minor errors and missing information in
the text of the notice and the proposed
authorization. The Commission
recommends that NMFS review its
notices more thoroughly before
submitting for publication.
Response 1: NMFS thanks the
Commission for pointing out the errors
in the Federal Register notice for the
proposed authorization. NMFS has
addressed those errors in the notice of
issuance of the authorization. NMFS
makes every effort to read notices
thoroughly prior to publication and will
continue this effort to publish the best
possible product for public comment.
Comment 2: The Commission stated
its concerns over the appropriateness of
the manner in which Level A
harassment zones are estimated. The
Commission pointed out that for impact
driving of 36-inch piles, the Level A
harassment zone for high-frequency
cetaceans was estimated to be 602
meters, which is greater than the 341
meter Level B harassment zone. The
Commission recommended that NMFS
consult with both internal and external
scientists and acousticians to determine
the relevant accumulation time that
could result in Level A harassment
based on associated permanent
threshold shift from cumulative sound
exposure levels.
Response 2: NMFS understands the
Commission’s concerns and continues
to work to improve Level A harassment
zone estimation based on realistic noise
propagation models and energy
accumulation scheme. Currently, Level
A harassment zones are based on
exposure of cumulative sound exposure
levels over a period of one working
day’s pile driving duration or
instantaneous peak sound pressure
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level, while Level B harassment zones
are based on instantaneous root-meansquared sound pressure level that
contains 90 percent of acoustic energy.
The difference in the metrics between
sound exposure levels and sound
pressure level in assessing Level A and
Level B harassments reflects the fact
that prolonged exposure of intense noise
could lead to permanent threshold shift
if the animal chooses to stay within the
injury zone. Occasionally, the
conservative assumptions built into the
User Spreadsheet result in Level A
zones that are larger than Level B zones.
The process of impact assessments will
continue to evolve as more scientific
data become available.
Comment 3: The Commission
recommended that NMFS refrain from
using a source level reduction factor for
sound attenuation device
implementation during impact pile
driving for all relevant incidental take
authorizations due to the different noise
level reduction at different received
ranges.
Response 3: While it is true that noise
level reduction measured at different
received ranges does vary, given that
both Level A and Level B estimation
using geometric modeling is based on
noise levels measured at near-source
distances (∼ 10m), NMFS believes it
reasonable to use a source level
reduction factor for sound attenuation
device implementation during impact
pile driving. In the case of the SF–OBB
impact driving isopleth estimates using
an air bubble curtain for source level
reduction, NMFS reviewed Caltrans’
bubble curtain ‘‘on and off’’ studies
conducted in San Francisco Bay in 2003
and 2004. The equipment used for
bubble curtains has likely improved
since 2004 but due to concerns for fish
species, Caltrans has not able to conduct
‘‘on and off’’ tests recently. Based on 74
measurements (37 with the bubble
curtain on and 37 with the bubble
curtain off) at both near (<100 m) and
far (≤100 m) distances, the linear
averaged received level reduction is 6
dB. If limiting the data points (a total of
28 measurements, with 14 during
bubble curtain on and 14 during bubble
curtain off) to only near distance
measurements, the linear averaged noise
level reduction is 7 dB. Since impact
zone analysis using geometric spreading
model is typically based on
measurements at near-source distance,
we consider it appropriate to use a
reduction of 7 dB as a noise level
reduction factor for impact pile driving
using an air bubble curtain system.
NMFS will evaluate the
appropriateness of using a certain
source level reduction factor for sound
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attenuation device implementation
during impact pile driving for all
relevant incidental take authorizations
when more data become available.
Comment 4: The Commission
recommended that NMFS promptly
revise its draft rounding criteria and
share it with the Commission.
Response 4: NMFS appreciates the
Commission’s ongoing concern in this
matter. Calculating predicted take is not
an exact science and there are
arguments for taking different
mathematical approaches in different
situations, and for making qualitative
adjustments in other situations. We
believe, however, that the methodology
used for take calculation in this IHA
remains appropriate and is not at odds
with the 24-hour reset policy the
Commission references. We look
forward to continued discussion with
the Commission on this matter and will
share the rounding guidance as soon as
it is completed.
Comment 5: The Commission
expressed concern about the lack of
adequate time to provide public
comments as well as the abbreviated
timeframes during which NMFS is able
to address public comments. The
Commission recommended that NMFS
ensure that it publishes and finalizes
proposed IHAs sufficiently before the
planned start date of the proposed
activities to ensure full consideration is
given to all comments received.
Response 5: NMFS will work to
provide adequate time for public
comment and response. NMFS also
seeks to process IHA applications in a
more expeditious manner.
Comment 6: The Commission
requested clarification regarding certain
issues associated with NMFS’s notice
that one-year renewals could be issued
in certain limited circumstances and
expressed concern that the process
would bypass the public notice and
comment requirements. The
Commission also suggested that NMFS
should discuss the possibility of
renewals through a more general route,
such as a rulemaking, instead of notice
in a specific authorization. The
Commission further recommended that
if NMFS did not pursue a more general
route, that the agency provide the
Commission and the public with a legal
analysis supporting our conclusion that
this process is consistent with the
requirements of section 101(a)(5)(D) of
the MMPA.
Response 6: The process of issuing a
renewal IHA does not bypass the public
notice and comment requirements of the
MMPA. The notice of the proposed IHA
expressly notifies the public that under
certain, limited conditions an applicant
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could seek a renewal IHA for an
additional year. The notice describes the
conditions under which such a renewal
request could be considered and
expressly seeks public comment in the
event such a renewal is sought.
Importantly, such renewals would be
limited to circumstances where: The
activities are identical or nearly
identical to those analyzed in the
proposed IHA; monitoring does not
indicate impacts that were not
previously analyzed and authorized;
and, the mitigation and monitoring
requirements remain the same, all of
which allow the public to comment on
the appropriateness and effects of a
renewal at the same time the public
provides comments on the initial IHA.
NMFS has, however, modified the
language for future proposed IHAs to
clarify that all IHAs, including renewal
IHAs, are valid for no more than one
year and that the agency would consider
only one renewal for a project at this
time. In addition, notice of issuance or
denial of a renewal IHA would be
published in the Federal Register, as
they are for all IHAs. Last, NMFS will
publish on our website a description of
the renewal process before any renewal
is issued utilizing the new process.
Description of Marine Mammals in the
Area of Specified Activities
A detailed description of the species
likely to be affected by WETA’s actions,
including brief introductions to the
species and relevant stocks as well as
available information regarding
population trends and threats, and
information regarding local occurrence,
are provided in WETA’s application and
the Federal Register notice for the
proposed IHA (83 FR 18507; April 27,
2018). We are not aware of any changes
in the status of these species and stocks;
therefore, detailed descriptions are not
provided here. Please refer to that
Federal Register notice for these
descriptions. Please refer to additional
species information available in the
NMFS stock assessment reports for the
Pacific at https://
www.fisheries.noaa.gov/resource/
document/us-pacific-marine-mammalstock-assessments-2016.
Table 1 lists all species with expected
potential for occurrence near downtown
San Francisco and summarizes
information related to the population or
stock, including regulatory status under
the MMPA and ESA and potential
biological removal (PBR), where known.
For taxonomy, we follow Committee on
Taxonomy (2016). PBR is defined by the
MMPA as the maximum number of
animals, not including natural
mortalities, that may be removed from a
marine mammal stock while allowing
that stock to reach or maintain its
optimum sustainable population (as
described in NMFS’s Stock Assessment
Reports (SARs)). While no mortality is
anticipated or authorized here, PBR and
annual serious injury and mortality
from anthropogenic sources are
included here as gross indicators of the
status of the species and other threats.
Marine mammal abundance estimates
presented in this document represent
the total number of individuals that
make up a given stock or the total
number estimated within a particular
study or survey area. NMFS’s stock
abundance estimates for most species
represent the total estimate of
individuals within the geographic area,
if known, that comprises that stock. For
some species, this geographic area may
extend beyond U.S. waters. All managed
stocks in this region are assessed in
NMFS’s U.S. 2016 SARs (Caretta et al.,
2017). All values presented in Table 1
are the most recent available at the time
of publication and are available in the
2016 SARs (Caretta et al., 2017).
TABLE 1—MARINE MAMMALS IN THE VICINITY OF DOWNTOWN SAN FRANCISCO
Common name
Scientific name
ESA/
MMPA
status;
Strategic
(Y/N) 1
Stock
Stock abundance
(CV, Nmin, most recent
abundance survey) 2
Annual
M/SI 3
PBR
Order Cetartiodactyla—Cetacea—Superfamily Mysticeti (baleen whales)
Family Eschrichtiidae:
Gray whale ........................................
Eschrichtius robustus .......
Eastern North Pacific ........
-/- ; N
20,990 (0.05, 20,125,
2011).
Family Balaenopteridae (rorquals):
Humpback whale ..............................
Megaptera novaeangliae ..
California/Oregon/Washington.
E/D ; Y
1,918 (0.03, 1,876, 2014)
624
132
11
>6.5
Superfamily Odontoceti (toothed whales, dolphins, and porpoises)
Family Delphinidae:
Bottlenose dolphin ............................
Family Phocoenidae (porpoises):
Harbor porpoise ................................
Tursiops truncatus ............
California Coastal .............
-/- ; N
453 (0.06, 346, 2011) .......
2.7
>2
Phocoena phocoena .........
San Francisco-Russian
River.
-/- ; N
9,886 (0.51, 6,625, 2011)
66
0
296,750 (n/a, 153,337,
2011).
14,050 (n/a, 7,524, 2013)
20,000 (n/a, 15,830, 2010)
9,200
389
451
542
1.8
>3.2
30,968 (n/a, 27,348, 2012)
179,000 (n/a, 81,368,
2010).
1,641
4,882
43
8.8
Order Carnivora—Superfamily Pinnipedia
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Family Otariidae (eared seals and sea
lions):
California sea lion .............................
Northern fur seal ...............................
Guadalupe fur seal ...........................
Family Phocidae (earless seals):
Pacific harbor seal ............................
Northern elephant seal .....................
Zalophus californianus ......
U.S. ...................................
-/- ; N
Callorhinus ursinus ...........
Arctocephalus townsendi ..
California ...........................
Mexico to California ..........
-/- ; N
T/D ; Y
Phoca vitulina richardii .....
Mirounga angustirostris ....
California ...........................
California Breeding ...........
-/- ; N
-/- ; N
1 Endangered Species Act (ESA) status: Endangered (E), Threatened (T)/MMPA status: Depleted (D). A dash (-) indicates that the species is not listed under the
ESA or designated as depleted under the MMPA. Under the MMPA, a strategic stock is one for which the level of direct human-caused mortality exceeds PBR or
which is determined to be declining and likely to be listed under the ESA within the foreseeable future. Any species or stock listed under the ESA is automatically
designated under the MMPA as depleted and as a strategic stock.
2 NMFS marine mammal stock assessment reports online at: www.nmfs.noaa.gov/pr/sars/. CV is coefficient of variation; Nmin is the minimum estimate of stock
abundance. In some cases, CV is not applicable.
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3 These values, found in NMFS’s SARs, represent annual levels of human-caused mortality plus serious injury from all sources combined (e.g., commercial fisheries, ship strike). Annual M/SI often cannot be determined precisely and is in some cases presented as a minimum value or range. A CV associated with estimated
mortality due to commercial fisheries is presented in some cases.
NOTE—Italicized species are not expected to be taken or proposed for authorization.
All species that could potentially
occur in the project area are included in
Table 1. However, the temporal and/or
spatial occurrence of humpback whales
and Guadalupe fur seals is such that
take is not expected to occur, and they
are not discussed further beyond the
explanation provided here. Humpback
whales are rare visitors to the interior of
San Francisco Bay. A recent, seasonal
influx of humpback whales inside San
Francisco Bay near the Golden Gate was
recorded from April to November in
2016 and 2017 (Keener 2017). The
Golden Gate is outside of this project’s
action area and humpback whales are
not expected to be present during the
project. Guadalupe fur seals
occasionally range into the waters of
Northern California and the Pacific
Northwest. The Farallon Islands (off
central California) and Channel Islands
(off southern California) are used as
haulouts during these movements
(Simon 2016). Juvenile Guadalupe fur
seals occasionally strand in the vicinity
of San Francisco, especially during El
˜
Nino events. Most strandings along the
California coast are animals younger
than two years old, with evidence of
malnutrition (NMFS 2017c). In the rare
event that a Guadalupe fur seal or
humpback whale is detected within the
Level A or Level B harassment zones,
work will cease until the animal has left
the area (see ‘‘Mitigation’’).
Information concerning marine
mammal hearing, including marine
mammal functional hearing groups, was
provided in the Federal Register notice
for the proposed IHA (83 FR 18507;
April 27, 2018), therefore that
information is not repeated here; please
refer to that Federal Register notice for
this information. For further
information about marine mammal
functional hearing groups and
associated frequency ranges, please see
NMFS (2016) for a review of available
information. Seven marine mammal
species (three cetacean and four
pinniped (two phocid and two otariid)
species) have the reasonable potential to
co-occur with the construction
activities. Of the cetacean species that
may be present, one is classified as a
low-frequency cetacean (i.e., gray
whale), one is classified as a midfrequency cetacean (i.e., bottlenose
dolphin), and one is classified as a highfrequency cetacean (i.e., harbor
porpoise).
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Potential Effects of Specified Activities
on Marine Mammals and Their Habitat
The effects of underwater noise from
pile driving activities for the Ferry
Terminal Expansion Project have the
potential to result in behavioral
harassment of marine mammals in the
vicinity of the action area. The Federal
Register notice for the proposed IHA (83
FR 18507; April 27, 2018) included a
discussion of the effects of
anthropogenic noise on marine
mammals, therefore that information is
not repeated here; please refer to the
Federal Register notice for that
information. No instances of hearing
threshold shifts, injury, serious injury,
or mortality are expected as a result of
the planned activities.
The main impact to habitat associated
with the Ferry Terminal Expansion
Project would be temporarily increased
sound levels and the associated direct
effects on marine mammals. The project
would not result in permanent impacts
to habitats used by marine mammals,
such as haulout sits, but may have
potential short-term impacts to food
sources such as fish and minor impacts
to the immediate substrate during
installation of piles. These potential
effects are discussed in detail in the
Federal Register notice for the proposed
IHA (83 FR 18507; April 27, 2018),
therefore that information is not
repeated here; please refer to that
Federal Register notice for that
information.
Estimated Take
This section provides an estimate of
the number of incidental takes
authorized through this IHA, which will
inform both NMFS’ consideration of
‘‘small numbers’’ and the negligible
impact determination.
Harassment is the only type of take
expected to result from these activities.
Except with respect to certain activities
not pertinent here, section 3(18) of the
MMPA defines ‘‘harassment’’ as any act
of pursuit, torment, or annoyance which
(i) has the potential to injure a marine
mammal or marine mammal stock in the
wild (Level A harassment); or (ii) has
the potential to disturb a marine
mammal or marine mammal stock in the
wild by causing disruption of behavioral
patterns, including, but not limited to,
migration, breathing, nursing, breeding,
feeding, or sheltering (Level B
harassment).
Authorized takes would primarily be
by Level B harassment as exposure to
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acoustic sources (i.e., impact and
vibratory pile driving) has the potential
to result in disruption of behavioral
patterns for individual marine
mammals. There is also some potential
for auditory injury (Level A harassment)
to result, primarily for harbor seals and
California sea lions due to larger
predicted auditory injury zones.
Auditory injury is unlikely to occur for
cetaceans. The mitigation and
monitoring measures are expected to
minimize the severity of such taking to
the extent practicable.
Below we describe how the take is
estimated.
Described in the most basic way, we
estimate take by considering:
(1) Acoustic thresholds above which
NMFS believes the best available
science indicates marine mammals will
be behaviorally harassed or incur some
degree of permanent hearing
impairment; (2) the area or volume of
water that will be ensonified above
these levels in a day; (3) the density or
occurrence of marine mammals within
these ensonified areas; and, (4) and the
number of days of activities. Below, we
describe these components in more
detail and present the take estimate.
Acoustic Thresholds
Using the best available science,
NMFS has developed acoustic
thresholds that identify the received
level of underwater sound above which
exposed marine mammals would be
reasonably expected to be behaviorally
harassed (equated to Level B
harassment) or to incur permanent
threshold shift (PTS) of some degree
(equated to Level A harassment).
Level B Harassment—Though
significantly driven by received level,
the onset of behavioral disturbance from
anthropogenic noise exposure is also
informed to varying degrees by other
factors related to the source (e.g.,
frequency, predictability, duty cycle),
the environment (e.g., bathymetry), and
the receiving animals (hearing,
motivation, experience, demography,
behavioral context) and can be difficult
to predict (Southall et al., 2007, Ellison
et al., 2011). Based on what the
available science indicates and the
practical need to use a threshold based
on a factor that is both predictable and
measurable for most activities, NMFS
uses a generalized acoustic threshold
based on received level to estimate the
onset of behavioral harassment. NMFS
predicts that marine mammals are likely
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impulsive (impact pile driving) sources,
and therefore the 120 and 160 dB re 1
mPa (rms) are applicable.
Level A harassment – NMFS’
Technical Guidance for Assessing the
Effects of Anthropogenic Sound on
Marine Mammal Hearing (Technical
Guidance, 2016) identifies dual criteria
to assess auditory injury (Level A
harassment) to five different marine
mammal groups (based on hearing
sensitivity) as a result of exposure to
noise from two different types of
sources (impulsive or non-impulsive).
WETA’s activity includes the use of
impulsive (impact pile driving) and
non-impulsive (vibratory pile driving)
sources.
These thresholds are provided in the
table below. The references, analysis,
and methodology used in the
development of the thresholds are
described in NMFS 2016 Technical
Guidance, which may be accessed at:
https://www.nmfs.noaa.gov/pr/acoustics/
guidelines.htm.
Ensonified Area
Here, we describe operational and
environmental parameters of the activity
that will feed into identifying the area
ensonified above the acoustic
thresholds.
Level B Harassment
In-Water Disturbance during
Vibratory Pile Driving—Level B
behavioral disturbance may occur
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to be behaviorally harassed in a manner
we consider Level B harassment when
exposed to underwater anthropogenic
noise above received levels of 120
decibels (dB) re 1 microPascal (mPa)
(root mean square (rms)) for continuous
(e.g., vibratory pile-driving, drilling) and
above 160 dB re 1 mPa (rms) for nonexplosive impulsive (e.g., seismic
airguns and impact pile driving) or
intermittent (e.g., scientific sonar)
sources.
WETA’s activity includes the use of
continuous (vibratory pile driving) and
28831
Federal Register / Vol. 83, No. 120 / Thursday, June 21, 2018 / Notices
incidental to the use of a vibratory or
impact hammer due to propagation of
underwater noise during installation of
new steel piles. A total of 81 steel piles
will be installed at the Ferry Terminal.
During the 2017 construction season, all
piles were installed using a vibratory
hammer. The hydroacoustic monitoring
conducted for vibratory driving during
the 2017 season has been used to
establish the expected source values of
piles driven during the 2018
construction season. The SLs were
measured at 10 m for the 30- and 36-in
piles and between 9 and 15 m for the
24-in piles. The SLs for 24-in piles were
calculated using the measured values
from 9 to 15 m normalized to 10 m. The
median RMS values were used as the
SLs to estimate take from vibratory
driving. These values are provided in
Table 3.
TABLE 3—SOUND SOURCE LEVELS BY PILE TYPE
Source level at 10 m (dB re 1 μPa)
Pile size and installation method
Peak
24-in
24-in
30-in
30-in
36-in
36-in
Vibratory
Impact1 2
Vibratory
Impact1 2
Vibratory
Impact1 2
.............................................................................................................................
..............................................................................................................................
.............................................................................................................................
..............................................................................................................................
.............................................................................................................................
..............................................................................................................................
RMS
........................
196
........................
203
........................
203
SEL
154
183
151
183
157
186
........................
170
........................
170
........................
176
1 Caltrans
2 Impact
2009.
SLs include 7 dB reduction due to bubble curtain.
Additionally, monitoring conducted
during 2017 construction established
that for vibratory pile driving in the
project area, the transmission loss is
greater than the standard value of 15
used in typical take calculations. For
estimating take from vibratory pile
driving, Level B harassment zones were
calculated using the average
transmission loss measured during pile
driving from June through August of
2017 minus one standard deviation of
those measurements (22.26 ¥ 3.51 =
18.75). Additional pile driving in
September and November of 2017
yielded a mean transmission loss of
19.0. The F value originally calculated
(18.75) is comparable to the final
reported average and is slightly more
conservative, and was therefore used to
calculate the harassment zones from
vibratory pile driving. Using the
calculated transmission loss model
(18.75logR), the in-water Level B
harassment zones were determined for
each pile size (Table 4). For 24-in steel
piles driven with a vibratory hammer,
the Level B harassment zone is expected
to be 651 m (2,136 ft). For 30-in piles,
the Level B harassment zone is expected
to be 450 m (1,476 ft). For 36-in piles,
the Level B harassment zone is expected
to be 940 m (3,084 ft).
In-Water Disturbance During Impact
Pile Driving—As stated previously, all
piles installed in the 2017 construction
season were installed solely using a
vibratory hammer. However, the use of
an impact hammer to install piles may
be required; therefore, the effects of
impact pile driving is discussed here.
Level B behavioral disturbance may
occur incidental to the use of an impact
hammer due to the propagation of
underwater noise during the installation
of steel piles. Piles will be driven to
approximately 120 to 140 ft below Mean
Lower Low Water (MLLW). Installation
of these pipe piles may require up to
1,800 strikes per piles from an impact
hammer using a DelMag D46–32, or
similar diesel hammer, producing
approximately 122,000 foot-pounds
maximum energy per blow, and 1.5
seconds per blow average.
Other projects constructed under
similar circumstances were reviewed to
estimate the approximate noise
produced by the 24-, 30, and 36-in steel
piles. These projects include the driving
of similarly sized piles at the Alameda
Bay Ship and Yacht project, the Rodeo
Dock Repair project, and the Amorco
Wharf Repair Project (Caltrans 2012).
Bubble curtains will be used during the
installation of these piles, which, based
on guidance provided by Caltrans for a
mid-sized steel piles (with a diameter
greater than 24 but less than 48 in), is
expected to reduce noise levels by 7 dB
rms (Caltrans 2015a).
Because no impact pile driving was
used in the 2017 construction season,
no site-specific transmission loss
measurements exist for this project. The
Practical Spreading Loss Model (15logR)
is used to determine the Level B
harassment zones for each pile size
(Table 4). Both 24- and 30-in steel piles
have a SL of 183 dB rms re 1 mPa and
therefore have the same Level B
harassment zone of 341 m (1,120 ft). For
36-in piles, the Level B harassment zone
is expected to be 541 m (1,775 ft).
TABLE 4—PILE DRIVING SOURCE LEVELS AND LEVEL B HARASSMENT ZONES
Source level
(dB re 1 μPa
rms)
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Pile size and installation method
24-in
24-in
30-in
30-in
36-in
36-in
Vibratory .................................................................................................
Impact .....................................................................................................
Vibratory .................................................................................................
Impact .....................................................................................................
Vibratory .................................................................................................
Impact .....................................................................................................
a Impact
Level B
Threshold
(dB re 1 μPa
rms)
154
a 183
151
a 183
157
a 186
120
160
120
160
120
160
source levels include 7 dB reduction due to bubble curtain.
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Propagation
(xLogR)
18.75
15
18.75
15
18.75
15
Distance to
level B
threshold
(m)
651
341
450
341
940
541
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Federal Register / Vol. 83, No. 120 / Thursday, June 21, 2018 / Notices
Level A Harassment
When NMFS Technical Guidance
(2016) was published, in recognition of
the fact that ensonified area/volume
could be more technically challenging
to predict because of the duration
component in the new thresholds, we
developed a User Spreadsheet that
includes tools to help predict a simple
isopleth that can be used in conjunction
with marine mammal density or
develop ways to quantitatively refine
these tools, and will qualitatively
address the output where appropriate.
For stationary sources (such as impact
and vibratory pile driving), NMFS User
Spreadsheet predicts the closest
distance at which, if a marine mammal
remained at that distance the whole
duration of the activity, it would not
incur PTS. Inputs used in the User
Spreadsheet, and the resulting isopleths
are reported below.
occurrence to help predict takes. We
note that because of some of the
assumptions included in the methods
used for these tools, we anticipate that
isopleths produced are typically going
to be overestimates of some degree,
which will result in some degree of
overestimate of Level A take. However,
these tools offer the best way to predict
appropriate isopleths when more
sophisticated 3D modeling methods are
not available, and NMFS continues to
TABLE 5—INPUTS FOR DETERMINING DISTANCES TO CUMULATIVE PTS THRESHOLDS
Pile size and installation method
24-in
24-in
30-in
30-in
36-in
36-in
Vibratory ..........................................
Impact .............................................
Vibratory ..........................................
Impact .............................................
Vibratory ..........................................
Impact .............................................
a Source
Source level at
10 m
(SEL)
Source level at
10 m
(rms)
........................
a 170
........................
a 170
........................
a 176
154
........................
151
........................
157
........................
Number of
strikes
per pile
Propagation
(xLogR)
18.75
15
18.75
15
18.75
15
Number of
piles per day
........................
1,800
........................
1,800
........................
1,800
4
3
4
3
4
2
Activity
duration
(seconds)
900
........................
900
........................
1200
........................
level includes 7 dB reduction due to bubble curtain.
TABLE 6—RESULTING LEVEL A ISOPLETHS
Distance to level A threshold
(m)
Pile size and installation method
Low-frequency
cetaceans
24-in
24-in
30-in
30-in
36-in
36-in
3.1
418
2
418
5
801
Marine Mammal Occurrence
In this section we provide the
information about the presence, density,
or group dynamics of marine mammals
that will inform the take calculations.
Gray Whale
Caltrans Richmond-San Rafael Bridge
project monitors recorded 12 living and
two dead gray whales in the surveys
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performed in 2012. All sightings were in
either the Central or North Bay, and all
but two sightings occurred during the
months of April and May. One gray
whale was sighted in June and one in
October. The Oceanic Society has
tracked gray whale sightings since they
began returning to San Francisco Bay
regularly in the late 1990s. Most
sightings occurred just a mile or two
inside of the Golden Gate, with some
traveling into San Pablo Bay in the
northern part of the San Francisco Bay
(Self 2012). The Oceanic Society data
show that all age classes of gray whales
enter San Francisco Bay and they enter
as singles or in groups of up to five
individuals (Winning 2008). It is
estimated that two to six gray whales
enter San Francisco Bay in any given
year.
Bottlenose Dolphin
Bottlenose dolphins are most often
seen just within the Golden Gate or just
east of the bridge when they are present
in San Francisco Bay, and their
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Highfrequency
cetaceans
<1
15
<1
15
<1
29
Vibratory ......................................................................
Impact .........................................................................
Vibratory ......................................................................
Impact .........................................................................
Vibratory ......................................................................
Impact .........................................................................
The resulting PTS isopleths assume
an animal would remain stationary at
that distance for the duration of the
activity. The largest isopleths result
from impact pile driving. All piles
installed in the 2017 construction
season were driven solely using a
vibratory hammer indicating that
vibratory driving will be the most likely
method of installation in the 2018
season. Level A take of harbor seals and
California sea lions has been authorized
given their increased presence in the
nearshore waters of the project site and
the large Level A harassment zones,
especially for 36-in piles.
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Mid-frequency
cetaceans
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4
498
3
498
7
954
Phocid
pinnipeds
2
224
1
224
4
429
Otariid
pinnipeds
<1
16
<1
16
<1
31
presence may depend on the tides
(GGCR 2016). Beginning in the summer
of 2015, one to two bottlenose dolphins
have been observed frequently
swimming in the Oyster Point area of
South San Francisco (GGCR 2016, 2017;
Perlman 2017). Despite this recent
occurrence, this stock is highly
transitory in nature and is not expected
to spend extended periods of time in
San Francisco Bay. However, the
number of sightings in the Central Bay
has increased, suggesting that bottlenose
dolphins are becoming more of a
resident species.
Harbor Porpoise
In the last six decades, harbor
porpoises have been observed outside of
San Francisco Bay. The few porpoises
that entered were not sighted past the
Central Bay close to the Golden Gate
Bridge. In recent years, however, there
have been increasingly common
observations of harbor porpoises in
central, North, and South San Francisco
Bay. According to observations by the
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Golden Gate Cetacean Research team as
part of their multi-year assessment, over
100 porpoises may be seen at one time
entering San Francisco Bay and over
600 individual animals have been
documented in a photo-ID database.
Porpoise activity inside San Francisco
Bay is thought to be related to tidedependent foraging, as well as mating
behaviors (Keener 2011; Duffy 2015).
Sightings are concentrated in the
vicinity of the Golden Gate Bridge and
Angel Island, with fewer numbers
sighted south of Alcatraz and west of
Treasure Island (Keener 2011).
California Sea Lion
In San Francisco Bay, sea lions haul
out primarily on floating K docks at Pier
39 in the Fisherman’s Wharf area of the
San Francisco Marine. The Pier 39
haulout is approximately 1.5 miles from
the project vicinity. The Marine
Mammal Center (TMMC) in Sausalito,
California has performed monitoring
surveys at this location since 1991. A
maximum of 1,706 sea lions was seen
hauled out during one survey effort in
2009 (TMMC 2015). Winter numbers are
generally over 500 animals (Goals
Project 2000). In August to September,
counts average from 350 to 850 (NMFS
2004). Of the California sea lions
observed, approximately 85 percent
were male. No pupping activity has
been observed at this site or at other
locations in the San Francisco Bay
(Caltrans 2012). The California sea lions
usually frequent Pier 39 in August after
returning from the Channel Islands
(Caltrans 2013). In addition to the Pier
39 haulout, California sea lions haul out
on buoys and similar structures
throughout San Francisco Bay. They are
mainly seen swimming off the San
Francisco and Marin shorelines within
San Francisco Bay, but may
occasionally enter the project area to
forage.
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Northern Fur Seal
Juvenile northern fur seals
˜
occasionally strand during El Nino
events (TMMC 2016). In normal years,
TMMC admits about five northern fur
seals that strand on the central
˜
California coast. During El Nino years,
this number dramatically increases. For
˜
example, during the 2006 El Nino event,
33 fur seals were admitted. Some of
these stranded animals were collected
from shorelines in San Francisco Bay
(TMMC 2016). The shoreline in the
vicinity of the project is developed
waterfront, consisting of piers and
wharves where northern fur seals are
unlikely to strand.
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Pacific Harbor Seal
Long-term monitoring studies have
been conducted at the largest harbor
seal colonies in Point Reyes National
Seashore and Golden Gate National
Recreation Area since 1976. Castro
Rocks and other haulouts in San
Francisco Bay are part of the regional
survey area for this study and have been
included in annual survey efforts.
Between 2007 and 2012, the average
number of adults observed ranged from
126 to 166 during the breeding season
(March through May), and from 92 to
129 during the molting season (June
through July) (Truchinski et al., 2008;
Flynn et al., 2009; Codde et al., 2010,
2011, 2012; Codde and Allen 2015).
Marine mammal monitoring at multiple
locations inside San Francisco Bay was
conducted by the California Department
of Transportation (Caltrans) from May
1998 to February 2002, and determined
that at least 500 harbor seals populate
San Francisco Bay (Green et al., 2002).
This estimate agrees with previous seal
counts in the San Francisco Bay, which
ranged from 524 to 641 seals from 1987
to 1999 (Goals Project 2000).
Yerba Buena Island is the nearest
harbor seal haulout site, with as many
as 188 individuals observed hauled out.
Harbor seals are more likely to be
hauled out in the late afternoon and
evening, and are more likely to be in the
water during the morning and early
afternoon. Tidal stage is a major
controlling factor of haulout use by
harbor seals, with more seals present
during low tides than high tide periods
(Green et al., 2002). Therefore, the
number of harbor seals in the vicinity of
Yerba Buena Island will vary
throughout the work period.
Northern Elephant Seal
Northern elephant seals are seen
frequently on the California coast.
Elephant seals aggregate at various sites
along the coast to give birth and breed
from December through March. Pups
remain onshore or in adjacent shallow
water through May. Adults make two
foraging migrations each year, one after
breeding and the second after molting
(Stewart and DeLong 1995). Most
strandings occur in May as young pups
make their first trip out to sea. When
those pups return to their rookery sites
to molt in late summer and fall, some
make brief stops in San Francisco Bay.
Approximately 100 juvenile elephant
seals strand in San Francisco Bay each
year, including individual strandings at
Yerba Buena Island and Treasure Island
(fewer than 10 strandings per year)
(Caltrans 2015b).
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28833
Take Calculation and Estimation
Here we describe how the information
provided above is brought together to
produce a quantitative take estimate.
While impact pile driving may be
used during this project, all piles in the
previous year of construction were
installed completely with vibratory pile
driving. Impact driving take calculations
are included for informational purposes
(Tables 7 and 8). However, only
vibratory pile driving take calculations
are conservatively used to calculate
Level B takes in this IHA as vibratory
driving is the most likely method of pile
installation and results in greater Level
B harassment zones. In the event impact
driving does occur, we have authorized
small numbers of Level A takes of
harbor seals and California sea lions due
to the large Level A harassment zones.
Gray Whale
Gray whales occasionally enter San
Francisco Bay during their northward
migration period of February and
March. Pile driving will not occur
during this time and gray whales are not
likely to be present at other times of the
year. It is estimated that two to six gray
whales enter the Bay in any given year,
but they are unlikely to be present
during the work period (June 1 through
November 30). However, individual
gray whales have occasionally been
observed in San Francisco Bay during
the work period, and therefore it is
estimated that, at most, one pair of gray
whales may be exposed to Level B
harassment during two days of pile
driving if they enter the Level B
harassment zones (Table 12).
Bottlenose Dolphin
When bottlenose dolphins are present
in San Francisco Bay, they are more
typically found close to the Golden
Gate. Recently, beginning in 2015, two
individuals have been observed
frequently in the vicinity of Oyster Point
(GGCR 2016, 2017; Perlman 2017). The
average reported group size for
bottlenose dolphins is five. Reports
show that a group normally comes into
San Francisco Bay and transits past
Yerba Buena Island once per week for
approximately a two week stint, then
leaves (NMFS 2017b). Assuming the
dolphins come into San Francisco Bay
three times per year, the group of five
dolphins would make six passes
through the Level B harassment zone for
a total of 30 takes (Table 11).
Harbor Porpoise
A small but growing population of
harbor porpoises uses San Francisco
Bay. Porpoises are usually spotted in the
vicinity of Angel Island and the Golden
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Federal Register / Vol. 83, No. 120 / Thursday, June 21, 2018 / Notices
Gate Bridge (Keener 2011), but may use
other areas of the Central Bay in low
numbers. During construction activities
in 2017, marine mammal observers
recorded eight sightings of harbor
porpoises, including a group of two to
three individuals that was seen three
times over the course of the pile-driving
season. Harbor porpoises generally
travel individually or in small groups of
two or three (Sekiguchi 1995), and a pod
of up to four individuals was observed
in the area south of Yerba Buena Island
during the 2017 Bay Bridge monitoring
window. A pod of four harbor porpoises
could potentially enter the Level B
harassment zone on as many as eight
days of pile driving, for 32 total takes
(Table 11).
California Sea Lion
Caltrans has conducted monitoring of
marine mammals in the vicinity of the
Bay Bridge for 16 years. From those
data, Caltrans has produced at-sea
density estimates for California sea lions
of 0.161 animals per square kilometer
(0.42 per square mile) for the summerlate fall season (Caltrans 2016). Marine
mammal monitoring observations from
the 2017 construction season were used
to calculate a project-specific estimate of
take per driving day (1.29 animals per
day). Observations from marine
mammal monitoring in 2017 were
assumed to represent the occurrence of
California sea lions along the waterfront
while the Caltrans density represents
the occurrence of California sea lions in
open water in the bay. The two numbers
were combined to calculate the daily
average take over the entire Level B
harassment zone (Table 7).
TABLE 7—ESTIMATED DAILY CALIFORNIA SEA LION TAKES
Area of
level B
harassment
zone
(square km)
Pile size and installation method
24-in Vibratory ......................................................................
30-in Vibratory ......................................................................
36-in Vibratory ......................................................................
a Caltrans
At-sea
density
(animals per
square km) a
0.519
0.248
1.084
Takes per
day from
2017
monitoring
Takes per
day from
density
0.161
0.161
0.161
0.0836
0.0399
0.1745
1.29
1.29
1.29
Total daily
level B takes
1.37
1.33
1.46
2016.
˜
During El Nino conditions, the
density of California sea lions in San
Francisco Bay may be much greater than
the value used above. The likelihood of
˜
El Nino conditions occurring in 2018 is
˜
currently low, with La Nina conditions
expected to develop (NOAA 2018).
However, to account for the potential of
˜
El Nino developing in 2018, daily take
estimated has been increased by a factor
of 5 for each pile type (Table 8).
TABLE 8—ESTIMATED TOTAL CALIFORNIA SEA LION TAKES FROM VIBRATORY PILE DRIVING
Number of
piles
Pile size
Number of
days
Daily takes
Total takes by
pile type
35
18
28
18
9
14
6.87
6.65
7.32
124
60
103
Total ..........................................................................................................
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24-in .................................................................................................................
30-in .................................................................................................................
36-in .................................................................................................................
........................
........................
........................
286
In addition to Level B takes due to
vibratory pile driving, NMFS has
authorized a small number of Level A
takes due to impact pile driving, should
impact driving occur. Given the 31 m
Level A harassment zone from impact
driving of 36-in piles, NMFS has
authorized the Level A take of one
California sea lion per day of impact
driving of 36-in piles (14 days) for a
total of 14 Level A takes. WETA will be
required to implement a 30 m shutdown
zone to minimize Level A takes but this
authorization allows for the taking of
California sea lions that unexpectedly
surface within the Level A zone before
a shutdown can be initiated.
Northern Fur Seal
The incidence of northern fur seals in
San Francisco Bay depends largely on
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oceanic conditions, with animals more
˜
likely to strand during El Nino events.
˜
El Nino conditions are unlikely to
develop in 2018 (NOAA 2018) but it is
anticipated that up to 10 northern fur
seals may be in San Francisco Bay and
enter the Level B harassment zone
(Table 11) (NMFS 2016b).
Pacific Harbor Seal
Caltrans has produced at-sea density
estimates for Pacific harbor seals of
3.957 animals per square kilometer
(10.25 per square mile) for the fallwinter season (Caltrans 2016). Even
though work will predominantly occur
during the summer, when at-sea density
has been observed to be lower (Caltrans
2016), the higher value of fall-winter
density is conservatively used.
Additionally, marine mammal
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monitoring observations from the 2017
construction season were used to
calculate a project-specific estimate of
take per driving day (3.18 animals per
day). Observations from marine
mammal monitoring in 2017 were
assumed to represent the occurrence of
harbor seals along the waterfront while
the Caltrans density represents the
occurrence of harbor seals in open water
in the bay. The two numbers were
combined to calculate the daily average
take over the entire Level B harassment
zone (Table 9). The daily take and days
of pile installation were used to
calculate total harbor seal Level B takes
(Table 10).
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Federal Register / Vol. 83, No. 120 / Thursday, June 21, 2018 / Notices
TABLE 9—ESTIMATED DAILY HARBOR SEAL TAKES
Area of
level B
harassment
zone
(square km)
Pile size and installation method
24-in Vibratory ......................................................................
30-in Vibratory ......................................................................
36-in Vibratory ......................................................................
a Caltrans
At-sea
density
(animals per
square km) a
0.510
0.248
1.084
Takes per
day from
2017
monitoring
Takes per
day from
density
3.957
3.957
3.957
2.054
0.981
4.289
3.18
3.18
3.18
Total daily
level B
takes
5.23
4.16
7.47
2016.
TABLE 10—ESTIMATED TOTAL PACIFIC HARBOR SEAL TAKES FROM VIBRATORY PILE DRIVING
Pile size
Number of
piles
Number of
days
Daily takes
24-in .................................................................................................................
30-in .................................................................................................................
36-in .................................................................................................................
Total ..........................................................................................................
35
18
28
........................
18
9
14
........................
5.23
4.16
7.47
........................
In addition to Level B takes due to
vibratory pile driving, NMFS has
authorized a small number of Level A
takes due to impact pile driving, should
impact driving occur. Given the large
(224–429 m) Level A harassment zones
from impact driving, NMFS has
authorized the Level A take of three
harbor seals per day on half of the
planned days of activity (21 days) for a
total of 63 Level A takes. WETA will be
required to implement a 30 m shutdown
zone to minimize Level A takes but this
authorization allows for the taking of
harbor seals that unexpectedly surface
within the Level A zone before a
shutdown can be initiated.
Northern Elephant Seal
Small numbers of elephant seals haul
out or strand on Yerba Buena Island and
Treasure Island each year. Monitoring of
marine mammals in the vicinity of the
Bay Bridge has been ongoing for 15
years. From these data, Caltrans has
produced an estimated at-sea density for
Total takes
by pile type
94
37
105
236
elephant seals of 0.06 animals per
square kilometer (0.16 per square mile)
(Caltrans 2015b). Most sightings of
elephant seals occur in spring or early
summer, and are less likely to occur
during the period of in-water work for
this project. As a result, densities during
pile driving would be much lower. It is
possible that a lone elephant seal may
enter the Level B harassment zone once
per week during the 26 week pile
driving window (June 1 to November
30) for a total of 26 takes (Table 11).
TABLE 11—TOTAL AUTHORIZED TAKES
Bottlenose
dolphin
Gray whale
Level B Take Authorized ...........................
Level A Take Authorized ...........................
Total ......................
Percent of Total Stock
(%) ............................
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Northern
fur seal
Pacific
harbor seal
Northern
elephant
seal
30
32
286
10
236
26
0
0
0
14
0
63
0
4
30
32
300
10
299
26
0.02
6.9
0.32
0.10
0.07
0.96
0.01
In order to issue an IHA under
Section 101(a)(5)(D) of the MMPA,
NMFS must set forth the permissible
methods of taking pursuant to such
activity, and other means of effecting
the least practicable impact on such
species or stock and its habitat, paying
particular attention to rookeries, mating
grounds, and areas of similar
significance, and on the availability of
such species or stock for taking for
certain subsistence uses (latter not
applicable for this action). NMFS
regulations require applicants for
incidental take authorizations to include
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California
sea lion
4
Mitigation
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porpoise
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information about the availability and
feasibility (economic and technological)
of equipment, methods, and manner of
conducting such activity or other means
of effecting the least practicable adverse
impact upon the affected species or
stocks and their habitat (50 CFR
216.104(a)(11)).
In evaluating how mitigation may or
may not be appropriate to ensure the
least practicable adverse impact on
species or stocks and their habitat, as
well as subsistence uses where
applicable, we carefully consider two
primary factors:
(1) The manner in which, and the
degree to which, the successful
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implementation of the measure(s) is
expected to reduce impacts to marine
mammals, marine mammal species or
stocks, and their habitat. This considers
the nature of the potential adverse
impact being mitigated (likelihood,
scope, range). It further considers the
likelihood that the measure will be
effective if implemented (probability of
accomplishing the mitigating result if
implemented as planned) the likelihood
of effective implementation (probability
implemented as planned) and;
(2) The practicability of the measures
for applicant implementation, which
may consider such things as cost,
impact on operations, and, in the case
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of a military readiness activity,
personnel safety, practicality of
implementation, and impact on the
effectiveness of the military readiness
activity.
Mitigation for Marine Mammals and
Their Habitat
General Construction Measures
A Spill Prevention Control and
Countermeasure (SPCC) plan has been
prepared to address the emergency
cleanup of any hazardous material, and
will be available onsite. The SPCC plan
incorporates SPCC, hazardous waste,
stormwater, and other emergency
planning requirements. In addition, the
project will comply with the Port’s
stormwater regulations. Fueling of land
and marine-based equipment will be
conducted in accordance with
procedures outlined in the SPCC. Wellmaintained equipment will be used to
perform work, and except in the case of
a failure or breakdown, equipment
maintenance will be performed offsite.
Equipment will be inspected daily by
the operator for leaks or spills. If leaks
or spills are encountered, the source of
the leak will be identified, leaked
material will be cleaned up, and the
cleaning materials will be collected and
properly disposed. Fresh cement or
concrete will not be allowed to enter
San Francisco Bay. All construction
materials, wastes, debris, sediment,
rubbish, trash, fencing, etc. will be
removed from the site once project
construction is complete, and
transported to an authorized disposal
area.
Pile Driving
Pre-activity monitoring will take place
from 30 minutes prior to initiation of
pile driving activity and post-activity
monitoring will continue through 30
minutes post-completion of pile driving
activity. Pile driving may commence at
the end of the 30-minute pre-activity
monitoring period, provided observers
have determined that the shutdown
zone (described below) is clear of
marine mammals, which includes
delaying start of pile driving activities if
a marine mammal is sighted in the zone,
as described below. A determination
that the shutdown zone is clear must be
made during a period of good visibility
(i.e., the entire shutdown zone and
surrounding waters must be visible to
the naked eye).
If a marine mammal approaches or
enters the shutdown zone during
activities or pre-activity monitoring, all
pile driving activities at that location
shall be halted or delayed, respectively.
If pile driving is halted or delayed due
to the presence of a marine mammal, the
activity may not resume or commence
until either the animal has voluntarily
left and been visually confirmed beyond
the shutdown zone and 15 or 30
minutes (for pinnipeds/small cetaceans
or large cetaceans, respectively) have
passed without re-detection of the
animal. Pile driving activities include
the time to install or remove a single
pile or series of piles, as long as the time
elapsed between uses of the pile driving
equipment is no more than thirty
minutes.
For all pile driving activities, a
minimum of one protected species
observed (PSO) will be required,
stationed at the active pile driving rig or
at the best vantage point(s) practicable
to monitor the shutdown zones for
marine mammals and implement
shutdown or delay procedures when
applicable through communication with
the equipment operator. Two PSOs will
be required on days when impact pile
driving occurs.
Monitoring of pile driving will be
conducted by qualified PSOs (see
below) who will have no other assigned
tasks during monitoring periods. WETA
will adhere to the following conditions
when selecting observers:
• Independent PSOs will be used
(i.e., not construction personnel);
• PSOs must have prior experience
working as a marine mammal observer
during construction activities; and
• WETA will submit PSO CVs for
approval by NMFS.
WETA will ensure that observers have
the following additional qualifications:
• Ability to conduct field
observations and collect data according
to assigned protocols;
• Experience or training in the field
identification of marine mammals,
including the identification of
behaviors;
• Sufficient training, orientation, or
experience with the construction
operation to provide for personal safety
during observations;
• Writing skills sufficient to prepare a
report of observations including but not
limited to the number and species of
marine mammals observed; dates and
times when in-water construction
activities were conducted; dates, times,
and reason for implementation of
mitigation (or why mitigation was not
implemented when required); and
marine mammal behavior; and
• Ability to communicate orally, by
radio or in person, with project
personnel to provide real-time
information on marine mammals
observed in the area as necessary.
To prevent Level A take of cetaceans,
elephant seals, and Northern fur seals,
shutdown zones equivalent to the Level
A harassment zones will be established.
If the Level A harassment zone is less
than 10 m, a minimum 10 m shutdown
zone will be enforced. WETA will
implement shutdown zones as follows:
TABLE 12—PILE DRIVING SHUTDOWN ZONES
Shutdown zone (m)
Pile size and
installation method
Highfrequency
cetaceans
Mid-frequency
cetaceans
24-in Vibratory ...................................
24-in Impact ......................................
10
420
10
15
10
500
30-in Vibratory ...................................
30-in Impact ......................................
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Low-frequency
cetaceans
10
420
10
15
10
500
36-in Vibratory ...................................
36-in Impact ......................................
10
800
10
30
10
955
If a species for which authorization
has not been granted, or a species for
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Phocid
pinnipeds
10 .....................................................
30 for harbor seals, 224 for all other
species.
10 .....................................................
30 for harbor seals, 224 for all other
species.
10 .....................................................
30 for harbor seals, 430 for all other
species.
which authorization has been granted
but the authorized takes are met, is
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Otariid
pinnipeds
10
16
10
16
10
30
observed approaching or within the
Level B harassment zones (Table 4), pile
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driving and removal activities must
cease immediately using delay and shutdown procedures. Similarly, if a species
for which Level A take has not been
authorized, or a species for which
authorization has been granted but the
authorized takes are met, is observed
approaching or within the Level A
harassment zones (Table 6), pile driving
and removal activities must cease
immediately. Activities must not
resume until the animal has been
confirmed to have left the area or 15 or
30 minutes (pinniped/small cetacean or
large cetacean, respectively) has
elapsed.
Piles driven with an impact hammer
will employ a ‘‘soft start’’ technique to
give fish and marine mammals an
opportunity to move out of the area
before full-powered impact pile driving
begins. This soft start will include an
initial set of three strikes from the
impact hammer at reduced energy,
followed by a 30 second waiting period,
then two subsequent three-strike sets.
Soft start will be required at the
beginning of each day’s impact pile
driving work and at any time following
a cessation of impact pile driving of 30
minutes or longer.
Impact hammers will be cushioned
using a 12-in thick wood cushion block.
WETA will also employ a bubble
curtain during impact pile driving.
WETA will implement the following
performance standards:
• The bubble curtain must distribute
air bubbles around 100 percent of the
piling perimeter for the full depth of the
water column;
• The lowest bubble ring shall be in
contact with the mudline for the full
circumference of the ring, and the
weights attached to the bottom ring
shall ensure 100 percent mudline
contact. No parts of the ring or other
objects shall prevent full mudline
contact; and
• WETA shall require that
construction contractors train personnel
in the proper balancing of air flow to the
bubblers, and shall require that
construction contractors submit an
inspection/performance report for
approval by WETA within 72 hours
following the performance test.
Corrections to the attenuation device to
meet the performance standards shall
occur prior to impact driving.
Based on our evaluation of the
mitigation measures listed above, NMFS
has determined that the mitigation
measures provide the means effecting
the least practicable impact on the
affected species or stocks and their
habitat, paying particular attention to
rookeries, mating grounds, and areas of
similar significance.
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Monitoring and Reporting
In order to issue an IHA for an
activity, Section 101(a)(5)(D) of the
MMPA states that NMFS must set forth,
requirements pertaining to the
monitoring and reporting of such taking.
The MMPA implementing regulations at
50 CFR 216.104 (a)(13) indicate that
requests for authorizations must include
the suggested means of accomplishing
the necessary monitoring and reporting
that will result in increased knowledge
of the species and of the level of taking
or impacts on populations of marine
mammals that are expected to be
present in the action area. Effective
reporting is critical both to compliance
as well as ensuring that the most value
is obtained from the required
monitoring.
Monitoring and reporting
requirements prescribed by NMFS
should contribute to improved
understanding of one or more of the
following:
• Occurrence of marine mammal
species or stocks in the area in which
take is anticipated (e.g., presence,
abundance, distribution, density);
• Nature, scope, or context of likely
marine mammal exposure to potential
stressors/impacts (individual or
cumulative, acute or chronic), through
better understanding of: (1) Action or
environment (e.g., source
characterization, propagation, ambient
noise); (2) affected species (e.g., life
history, dive patterns); (3) co-occurrence
of marine mammal species with the
action; or (4) biological or behavioral
context of exposure (e.g., age, calving or
feeding areas);
• Individual marine mammal
responses (behavioral or physiological)
to acoustic stressors (acute, chronic, or
cumulative), other stressors, or
cumulative impacts from multiple
stressors;
• How anticipated responses to
stressors impact either: (1) Long-term
fitness and survival of individual
marine mammals; or (2) populations,
species, or stocks;
• Effects on marine mammal habitat
(e.g., marine mammal prey species,
acoustic habitat, or other important
physical components of marine
mammal habitat); and
• Mitigation and monitoring
effectiveness.
Hydroacoustic Monitoring
WETA’s monitoring and reporting is
also described in their Hydroacoustic
Monitoring Plan and Marine Mammal
Monitoring Plan, available at https://
www.fisheries.noaa.gov/national/
marine-mammal-protection/incidental-
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take-authorizations-constructionactivities.
Hydroacoustic monitoring will be
conducted in consultation with the
California Department of Fish and
Wildlife (CDFW) during a minimum of
ten percent of all impact pile driving
activities. Hydroacoustic monitoring of
vibratory pile driving was completed
during the 2017 construction season and
will not be conducted in 2018.
Monitoring of impact pile driving will
be done in accordance with the
methodology outlined in the
Hydroacoustic Monitoring Plan. The
monitoring will be conducted to achieve
the following:
• Be based on the dual metric criteria
(Popper et al., 2006) and the
accumulated SEL;
• Establish field locations that will be
used to document the extent of the area
experiencing 187 dB SEL accumulated;
• Verify the distance of the Marine
Mammal Level A harassment/shutdown
zone and Level B harassment zone
thresholds;
• Describe the methods necessary to
continuously assess underwater noise
on a real-time basis, including details on
the number, location, distance, and
depth of hydrophones and associated
monitoring equipment;
• Provide a means of recording the
time and number of pile strikes, the
peak sound energy per strike, and
interval between strikes; and
• Provide provisions to provide all
monitoring data to the CDFW and
NMFS.
Visual Marine Mammal Observations
WETA will collect sighting data and
behavioral responses to construction for
marine mammal species observed in the
Level B harassment zones during the
period of activity. All PSOs will be
trained in marine mammal
identification and behaviors and are
required to have no other constructionrelated tasks while conducting
monitoring. WETA proposes to use one
PSO to monitor the shutdown zones and
Level B harassment zones during
vibratory pile driving. During impact
pile driving, two PSOs will be used. The
monitoring zones will be established
equivalent to the Level B harassment
zones for each pile size and installation
method (Table 4). The PSO will monitor
the shutdown zones and monitoring
zones before, during, and after pile
driving. Based on our requirements,
WETA will implement the following
procedures for pile driving and removal:
• The PSO will be located at the best
vantage point in order to properly see
the entire shutdown zone and as much
of the monitoring zone as possible;
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• During all observation periods, the
observer will use binoculars and the
naked eye to search continuously for
marine mammals;
• If the shutdown zones are obscured
by fog or poor lighting conditions, pile
driving will not be initiated until that
zone is visible. Should such conditions
arise while pile driving is underway, the
activity would be halted; and
• The shutdown and monitoring
zones will be monitored for the
presence of marine mammals before,
during, and after any pile driving
activity.
PSOs implementing the monitoring
protocol will assess its effectiveness
using an adaptive approach. The
monitoring biologist will use their best
professional judgment throughout
implementation and seek improvements
to these methods when deemed
appropriate. Any modifications to the
protocol will be coordinated between
NMFS and WETA.
In addition, the PSO will survey the
Level A and Level B harassment zones
on two separate days—no earlier than
seven days before the first day of
construction—to establish baseline
observations. Monitoring will be timed
to occur during various tides (preferably
low and high tides) during daylight
hours from locations that are publicly
accessible (e.g., Pier 14 or the Ferry
Plaza). The information collected from
baseline monitoring will be used for
comparison with results of monitoring
during pile-driving activities.
Data Collection
WETA will record detailed
information about any implementation
of shutdowns, including the distance of
animals to the pile and description of
specific actions that ensued and
resulting behavior of the animal, if any.
In addition, WETA will attempt to
distinguish between the number of
individual animals taken and the
number of incidences of take. We
require that, at a minimum, the
following information be collected on
the sighting forms:
• Date and time that monitored
activity begins or ends;
• Construction activities occurring
during each observation period;
• Weather parameters (e.g., percent
cover, visibility);
• Water conditions (e.g., sea state,
tide state);
• Species, numbers, and, if possible,
age and sex class of marine mammals;
• Description of any observable
marine mammal behavior patterns,
including bearing and direction of
travel, and if possible, the correlation to
SPLs;
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• Distance from pile driving activities
to marine mammals and distance from
the marine mammals to the observation
point;
• Description of implementation of
mitigation measures (e.g., shutdown or
delay);
• Locations of all marine mammal
observations; and
• Other human activity in the area.
Reporting
A draft report will be submitted to
NMFS within 90 days of the completion
of marine mammal monitoring, or sixty
days prior to the requested date of
issuance of any future IHA for projects
at the same location, whichever comes
first. The report will include marine
mammal observations pre-activity,
during-activity, and post-activity during
pile driving and removal days, and will
also provide descriptions of any
behavioral responses to construction
activities by marine mammals and a
complete description of all mitigation
shutdowns and the results of those
actions and an extrapolated total take
estimate based on the number of marine
mammals observed during the course of
construction. A final report must be
submitted within 30 days following
resolution of comments on the draft
report.
Negligible Impact Analysis and
Determination
NMFS has defined negligible impact
as an impact resulting from the
specified activity that cannot be
reasonably expected to, and is not
reasonably likely to, adversely affect the
species or stock through effects on
annual rates of recruitment or survival
(50 CFR 216.103). A negligible impact
finding is based on the lack of likely
adverse effects on annual rates of
recruitment or survival (i.e., populationlevel effects). An estimate of the number
of takes alone is not enough information
on which to base an impact
determination. In addition to
considering estimates of the number of
marine mammals that might be ‘‘taken’’
through harassment, NMFS considers
other factors, such as the likely nature
of any responses (e.g., intensity,
duration), the context of any responses
(e.g., critical reproductive time or
location, migration), as well as effects
on habitat, and the likely effectiveness
of the mitigation. We also assess the
number, intensity, and context of
estimated takes by evaluating this
information relative to population
status. Consistent with the 1989
preamble for NMFS’s implementing
regulations (54 FR 40338; September 29,
1989), the impacts from other past and
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ongoing anthropogenic activities are
incorporated into this analysis via their
impacts on the environmental baseline
(e.g., as reflected in the regulatory status
of the species, population size and
growth rate where known, ongoing
sources of human-caused mortality, or
ambient noise levels).
Pile driving activities associated with
the ferry terminal construction project,
as outlined previously, have the
potential to disturb or displace marine
mammals. Specifically, the specified
activities may result in take, in the form
of Level A (PTS) and Level B
harassment (behavioral disturbance),
from underwater sounds generated from
pile driving and removal. Potential takes
could occur if individuals of these
species are present in the ensonified
zone when pile driving and removal
occurs.
No serious injury or mortality is
anticipated given the nature of the
activities and measures designed to
minimize the possibility of injury to
marine mammals. The potential for
these outcomes is minimized through
the construction method and the
implementation of the planned
mitigation measures. Specifically,
vibratory hammers will be the primary
method of installation (impact driving is
included only as a contingency). Impact
pile driving produces short, sharp
pulses with higher peak levels and
much sharper rise time to reach those
peaks. If impact driving is necessary,
implementation of soft start and
shutdown zones significantly reduces
any possibility of injury. Given
sufficient ‘‘notice’’ through use of soft
start (for impact driving), marine
mammals are expected to move away
from a sound source that is annoying
prior to it becoming potentially
injurious. WETA will also employ the
use of 12-in-thick wood cushion block
on impact hammers, and a bubble
curtain as sound attenuation devices.
Environmental conditions in San
Francisco Ferry Terminal mean that
marine mammal detection ability by
trained observers is high, enabling a
high rate of success in implementation
of shutdowns to avoid injury.
WETA’s activities are localized and of
relatively short duration (a maximum of
41 days of pile driving over the work
season). The entire project area is
limited to the San Francisco ferry
terminal area and its immediate
surroundings. These localized and
short-term noise exposures may cause
short-term behavioral modifications in
harbor seals, northern fur seals,
northern elephant seals, California sea
lions, harbor porpoises, bottlenose
dolphins, and gray whales. Moreover,
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the planned mitigation and monitoring
measures are expected to reduce the
likelihood of injury and behavior
exposures. Additionally, no important
feeding and/or reproductive areas for
marine mammals are known to be
within the ensonified area during the
construction time frame.
The project also is not expected to
have significant adverse effects on
affected marine mammals’ habitat. The
project activities will not modify
existing marine mammal habitat for a
significant amount of time. The
activities may cause some fish to leave
the area of disturbance, thus temporarily
impacting marine mammals’ foraging
opportunities in a limited portion of the
foraging range; but, because of the short
duration of the activities and the
relatively small area of the habitat that
may be affected, the impacts to marine
mammal habitat are not expected to
cause significant or long-term negative
consequences.
Effects on individuals that are taken
by Level B harassment, on the basis of
reports in the literature as well as
monitoring from other similar activities,
will likely be limited to reactions such
as increased swimming speeds,
increased surfacing time, or decreased
foraging (if such activity were occurring)
(e.g., Thorson and Reyff 2006; Lerma
2014). Most likely, individuals will
simply move away from the sound
source and be temporarily displaced
from the areas of pile driving, although
even this reaction has been observed
primarily only in association with
impact pile driving. Thus, even repeated
Level B harassment of some small
subset of the overall stock is unlikely to
result in any significant realized
decrease in fitness for the affected
individuals, and thus will not result in
any adverse impact to the stock as a
whole.
In summary and as described above,
the following factors primarily support
our determination that the impacts
resulting from this activity are not
expected to adversely affect the species
or stock through effects on annual rates
of recruitment or survival:
• No mortality is anticipated or
authorized
• Injurious takes are not expected due
to the presumed efficacy of the planned
mitigation measures in reducing the
effects of the specified activity to the
level of least practicable impact;
• Level B harassment may consist of,
at worst, temporary modifications in
behavior (e.g., temporary avoidance of
habitat or changes in behavior);
• The lack of important feeding,
pupping, or other areas in the action
area;
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• The high level of ambient noise
already in the ferry terminal area; and
• The small percentage of the stock
that may be affected by project activities
(less than seven percent for all species).
Based on the analysis contained
herein of the likely effects of the
specified activity on marine mammals
and their habitat, and taking into
consideration the implementation of the
monitoring and mitigation measures,
NMFS finds that the total marine
mammal take from the activity will have
a negligible impact on all affected
marine mammal species or stocks.
Small Numbers
As noted above, only small numbers
of incidental take may be authorized
under Section 101(a)(5)(D) of the MMPA
for specified activities other than
military readiness activities. The MMPA
does not define small numbers and so,
in practice, where estimated numbers
are available, NMFS compares the
number of individuals taken to the most
appropriate estimation of abundance of
the relevant species or stock in our
determination of whether an
authorization is limited to small
numbers of marine mammals.
Additionally, other qualitative factors
may be considered in the analysis, such
as the temporal or spatial scale of the
activities.
Table 11 details the number of
instances that animals could be exposed
to received noise levels that could cause
Level A and Level B harassment for the
planned work at the ferry terminal
project site relative to the total stock
abundance. The instances of take
authorized to be taken for all stocks are
considered small relative to the relevant
stocks or populations even if each
estimated instance of take occurred to a
new individual—an unlikely scenario.
The total percent of the population (if
each instance was a separate individual)
for which take is requested is
approximately seven percent for
bottlenose dolphins, two percent for
harbor seals, and less than one percent
for all other species (Table 13). For
pinnipeds occurring in the vicinity of
the ferry terminal, there will almost
certainly be some overlap in individuals
present day-to-day, and the number of
individuals taken is expected to be
notably lower. Similarly, the number of
bottlenose dolphins that could be
subject to Level B harassment is
expected to be a single pod of five
individuals exposed up to six times over
the course of the project.
Based on the analysis contained
herein of the activity (including the
mitigation and monitoring measures)
and the anticipated take of marine
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28839
mammals, NMFS finds that small
numbers of marine mammals will be
taken relative to the population size of
the affected species or stocks.
Unmitigable Adverse Impact Analysis
and Determination
There are no relevant subsistence uses
of the affected marine mammal stocks or
species implicated by this action.
Therefore, NMFS has determined that
the total taking of affected species or
stocks would not have an unmitigable
adverse impact on the availability of
such species or stocks for taking for
subsistence purposes.
Endangered Species Act (ESA)
Section 7(a)(2) of the Endangered
Species Act of 1973 (ESA: 16 U.S.C.
1531 et seq.) requires that each Federal
agency insure that any action it
authorizes, funds, or carries out is not
likely to jeopardize the continued
existence of any endangered or
threatened species or result in the
destruction or adverse modification of
designated critical habitat.
No incidental take of ESA-listed
species is authorized or expected to
result from this activity. Therefore,
NMFS has determined that formal
consultation under section 7 of the ESA
is not required for this action.
Authorization
NMFS has issued an IHA to WETA for
the potential harassment of small
numbers of seven marine mammal
species incidental to the Downtown San
Francisco Ferry Terminal Expansion
Project, South Basin Improvements
Project, including the previously
mentioned mitigation, monitoring, and
reporting measures.
Dated: June 15, 2018.
Donna S. Wieting,
Director, Office of Protected Resources,
National Marine Fisheries Service.
[FR Doc. 2018–13281 Filed 6–20–18; 8:45 am]
BILLING CODE 3510–22–P
DEPARTMENT OF COMMERCE
National Oceanic and Atmospheric
Administration
RIN 0648–XG242
Fisheries of the Northeastern United
States; Bluefish Fishery; Scoping
Process; Correction
National Marine Fisheries
Service (NMFS), National Oceanic and
Atmospheric Administration (NOAA),
Commerce.
ACTION: Notice of intent to prepare an
environmental impact statement; notice
AGENCY:
E:\FR\FM\21JNN1.SGM
21JNN1
Agencies
[Federal Register Volume 83, Number 120 (Thursday, June 21, 2018)]
[Notices]
[Pages 28826-28839]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2018-13281]
-----------------------------------------------------------------------
DEPARTMENT OF COMMERCE
National Oceanic and Atmospheric Administration
RIN 0648-XG132
Takes of Marine Mammals Incidental to Specified Activities;
Taking Marine Mammals Incidental to the South Basin Improvements
Project at the San Francisco Ferry Terminal
AGENCY: National Marine Fisheries Service (NMFS), National Oceanic and
Atmospheric Administration (NOAA), Commerce.
ACTION: Notice; Issuance of an Incidental Harassment Authorization.
-----------------------------------------------------------------------
SUMMARY: In accordance with the regulations implementing the Marine
Mammal Protection Act (MMPA) as amended, notification is hereby given
that NMFS has issued an incidental harassment authorization (IHA) to
the San Francisco Bay Area Water Emergency Transportation Authority
(WETA) to incidentally harass, by Level B harassment only, marine
mammals during construction activities associated with the Downtown San
Francisco Ferry Terminal Expansion Project, South Basin Improvements
Project in San Francisco, California.
DATES: This Authorization is effective from June 1, 2018 through May
31, 2019.
FOR FURTHER INFORMATION CONTACT: Amy Fowler, Office of Protected
Resources, NMFS, (301) 427-8401. Electronic copies of the application
and supporting documents, as well as a list of the references cited in
this document, may be obtained online at: https://www.fisheries.noaa.gov/national/marine-mammal-protection/incidental-take-authorizations-construction-activities. In case of problems
accessing these documents, please call the contact listed above.
SUPPLEMENTARY INFORMATION:
Background
Sections 101(a)(5)(A) and (D) of the MMPA (16 U.S.C. 1361 et seq.)
direct the Secretary of Commerce (as delegated to NMFS) to allow, upon
request, the incidental, but not intentional, taking of small numbers
of marine mammals by U.S. citizens who engage in a specified activity
(other than commercial fishing) within a specified geographical region
if certain findings are made and either regulations are issued or, if
the taking is limited to harassment, a notice of a authorization is
provided to the public for review.
An authorization for incidental takings shall be granted if NMFS
finds that the taking will have a negligible impact on the species or
stock(s), will not have an unmitigable adverse impact on the
availability of the species or stock(s) for subsistence uses (where
relevant), and if the permissible methods of taking and requirements
pertaining to the mitigation, monitoring and reporting of such takings
are set forth.
NMFS has defined ``negligible impact'' in 50 CFR 216.103 as an
impact resulting from the specified activity that cannot be reasonably
expected to, and is not reasonably likely to, adversely affect the
species or stock through effects on annual rates of recruitment or
survival.
The MMPA states that the term ``take'' means to harass, hunt,
capture, kill or attempt to harass, hunt, capture, or kill any marine
mammal.
Except with respect to certain activities not pertinent here, the
MMPA defines ``harassment'' as any act of pursuit, torment, or
annoyance which (i) has the potential to injure a marine mammal or
marine mammal stock in the wild (Level A harassment); or (ii) has the
potential to disturb a marine mammal or marine mammal stock in the wild
by causing disruption of behavioral patterns, including, but not
limited to, migration, breathing, nursing, breeding, feeding, or
sheltering (Level B harassment).
National Environmental Policy Act
To comply with the National Environmental Policy Act of 1969 (NEPA;
42 U.S.C. 4321 et seq.) and NOAA Administrative Order (NAO) 216-6A,
NMFS must review our action (i.e., the issuance of an incidental
harassment authorization) with respect to potential impacts on the
human environment.
This action is consistent with categories of activities identified
in Categorical Exclusion B4 (incidental harassment authorizations with
no anticipated serious injury or mortality) of the Companion Manual for
NOAA Administrative Order 216-6A, which do not individually or
cumulatively have the potential for significant impacts on the quality
of the human environment and for which we have not identified any
extraordinary circumstances that would preclude this categorical
exclusion. Accordingly, NMFS has determined that the issuance of the
IHA qualifies to be categorically excluded from further NEPA review.
Summary of Request
On January 22, 2018, NMFS received a request from WETA for an IHA
to take marine mammals incidental to expansion and improvements at the
downtown San Francisco ferry terminal. The application was determined
to be adequate and complete on April 10, 2018. WETA's request was for
take of seven species of marine mammals by Level A and Level B
harassment. This authorization is valid from June 1, 2018 to May 31,
2019. Neither WETA nor NMFS expect serious injury or mortality to
result from this activity and, therefore, an IHA is appropriate.
NMFS previously issued an IHA to WETA for similar work (82 FR
29521; June 29, 2017). WETA complied with all the requirements (e.g.,
mitigation, monitoring, and reporting) of the previous IHA and
information regarding their monitoring results may be found in the
``Estimated Take'' section.
Description of Activity
WETA is planning to expand berthing capacity at the Downtown San
Francisco Ferry Terminal, located at the San Francisco Ferry Building,
to support existing and future planned water transit services operated
on San Francisco Bay by WETA and WETA's emergency operations. The
Downtown San Francisco Ferry Terminal Expansion Project includes the
construction of three new water transit gates and overwater berthing
facilities, in addition to supportive landside improvements, such as
additional passenger waiting and queueing areas, circulation
improvements, and other water transit-related amenities. The new gates
and other improvements would be designed to accommodate future planned
water transit services between Downtown San Francisco and Antioch,
Berkeley, Martinez, Hercules, Redwood City, Richmond, and Treasure
Island, as well as emergency operation needs. The new gates will be
constructed using 81 steel piles, ranging in diameter from 24 to 36
inches (in). All piles will be driven during the authorized in-water
work window of June 1 to November 30, 2018.
[[Page 28827]]
A detailed description of the planned terminal expansion project is
provided in the Federal Register notice for the proposed IHA (83 FR
18507; April 27, 2018). Since that time, no changes have been made to
the planned construction activities. Therefore, a detailed description
is not provided here. Please refer to that Federal Register notice for
the description of the specific activity.
Comments and Responses
A notice of NMFS's proposal to issue an IHA to WETA was published
in the Federal Register on April 27, 2018 (83 FR 18507). That notice
described, in detail, WETA's activity, the marine mammal species that
may be affected by the activity, and the anticipated effects on marine
mammals. During the 30-day public comment period, NMFS received
comments from the Marine Mammal Commission (Commission).
Comment 1: The Commission noted minor errors and missing
information in the text of the notice and the proposed authorization.
The Commission recommends that NMFS review its notices more thoroughly
before submitting for publication.
Response 1: NMFS thanks the Commission for pointing out the errors
in the Federal Register notice for the proposed authorization. NMFS has
addressed those errors in the notice of issuance of the authorization.
NMFS makes every effort to read notices thoroughly prior to publication
and will continue this effort to publish the best possible product for
public comment.
Comment 2: The Commission stated its concerns over the
appropriateness of the manner in which Level A harassment zones are
estimated. The Commission pointed out that for impact driving of 36-
inch piles, the Level A harassment zone for high-frequency cetaceans
was estimated to be 602 meters, which is greater than the 341 meter
Level B harassment zone. The Commission recommended that NMFS consult
with both internal and external scientists and acousticians to
determine the relevant accumulation time that could result in Level A
harassment based on associated permanent threshold shift from
cumulative sound exposure levels.
Response 2: NMFS understands the Commission's concerns and
continues to work to improve Level A harassment zone estimation based
on realistic noise propagation models and energy accumulation scheme.
Currently, Level A harassment zones are based on exposure of cumulative
sound exposure levels over a period of one working day's pile driving
duration or instantaneous peak sound pressure level, while Level B
harassment zones are based on instantaneous root-mean-squared sound
pressure level that contains 90 percent of acoustic energy. The
difference in the metrics between sound exposure levels and sound
pressure level in assessing Level A and Level B harassments reflects
the fact that prolonged exposure of intense noise could lead to
permanent threshold shift if the animal chooses to stay within the
injury zone. Occasionally, the conservative assumptions built into the
User Spreadsheet result in Level A zones that are larger than Level B
zones. The process of impact assessments will continue to evolve as
more scientific data become available.
Comment 3: The Commission recommended that NMFS refrain from using
a source level reduction factor for sound attenuation device
implementation during impact pile driving for all relevant incidental
take authorizations due to the different noise level reduction at
different received ranges.
Response 3: While it is true that noise level reduction measured at
different received ranges does vary, given that both Level A and Level
B estimation using geometric modeling is based on noise levels measured
at near-source distances (~ 10m), NMFS believes it reasonable to use a
source level reduction factor for sound attenuation device
implementation during impact pile driving. In the case of the SF-OBB
impact driving isopleth estimates using an air bubble curtain for
source level reduction, NMFS reviewed Caltrans' bubble curtain ``on and
off'' studies conducted in San Francisco Bay in 2003 and 2004. The
equipment used for bubble curtains has likely improved since 2004 but
due to concerns for fish species, Caltrans has not able to conduct ``on
and off'' tests recently. Based on 74 measurements (37 with the bubble
curtain on and 37 with the bubble curtain off) at both near (<100 m)
and far (>100 m) distances, the linear averaged received level
reduction is 6 dB. If limiting the data points (a total of 28
measurements, with 14 during bubble curtain on and 14 during bubble
curtain off) to only near distance measurements, the linear averaged
noise level reduction is 7 dB. Since impact zone analysis using
geometric spreading model is typically based on measurements at near-
source distance, we consider it appropriate to use a reduction of 7 dB
as a noise level reduction factor for impact pile driving using an air
bubble curtain system.
NMFS will evaluate the appropriateness of using a certain source
level reduction factor for sound attenuation device implementation
during impact pile driving for all relevant incidental take
authorizations when more data become available.
Comment 4: The Commission recommended that NMFS promptly revise its
draft rounding criteria and share it with the Commission.
Response 4: NMFS appreciates the Commission's ongoing concern in
this matter. Calculating predicted take is not an exact science and
there are arguments for taking different mathematical approaches in
different situations, and for making qualitative adjustments in other
situations. We believe, however, that the methodology used for take
calculation in this IHA remains appropriate and is not at odds with the
24-hour reset policy the Commission references. We look forward to
continued discussion with the Commission on this matter and will share
the rounding guidance as soon as it is completed.
Comment 5: The Commission expressed concern about the lack of
adequate time to provide public comments as well as the abbreviated
timeframes during which NMFS is able to address public comments. The
Commission recommended that NMFS ensure that it publishes and finalizes
proposed IHAs sufficiently before the planned start date of the
proposed activities to ensure full consideration is given to all
comments received.
Response 5: NMFS will work to provide adequate time for public
comment and response. NMFS also seeks to process IHA applications in a
more expeditious manner.
Comment 6: The Commission requested clarification regarding certain
issues associated with NMFS's notice that one-year renewals could be
issued in certain limited circumstances and expressed concern that the
process would bypass the public notice and comment requirements. The
Commission also suggested that NMFS should discuss the possibility of
renewals through a more general route, such as a rulemaking, instead of
notice in a specific authorization. The Commission further recommended
that if NMFS did not pursue a more general route, that the agency
provide the Commission and the public with a legal analysis supporting
our conclusion that this process is consistent with the requirements of
section 101(a)(5)(D) of the MMPA.
Response 6: The process of issuing a renewal IHA does not bypass
the public notice and comment requirements of the MMPA. The notice of
the proposed IHA expressly notifies the public that under certain,
limited conditions an applicant
[[Page 28828]]
could seek a renewal IHA for an additional year. The notice describes
the conditions under which such a renewal request could be considered
and expressly seeks public comment in the event such a renewal is
sought. Importantly, such renewals would be limited to circumstances
where: The activities are identical or nearly identical to those
analyzed in the proposed IHA; monitoring does not indicate impacts that
were not previously analyzed and authorized; and, the mitigation and
monitoring requirements remain the same, all of which allow the public
to comment on the appropriateness and effects of a renewal at the same
time the public provides comments on the initial IHA. NMFS has,
however, modified the language for future proposed IHAs to clarify that
all IHAs, including renewal IHAs, are valid for no more than one year
and that the agency would consider only one renewal for a project at
this time. In addition, notice of issuance or denial of a renewal IHA
would be published in the Federal Register, as they are for all IHAs.
Last, NMFS will publish on our website a description of the renewal
process before any renewal is issued utilizing the new process.
Description of Marine Mammals in the Area of Specified Activities
A detailed description of the species likely to be affected by
WETA's actions, including brief introductions to the species and
relevant stocks as well as available information regarding population
trends and threats, and information regarding local occurrence, are
provided in WETA's application and the Federal Register notice for the
proposed IHA (83 FR 18507; April 27, 2018). We are not aware of any
changes in the status of these species and stocks; therefore, detailed
descriptions are not provided here. Please refer to that Federal
Register notice for these descriptions. Please refer to additional
species information available in the NMFS stock assessment reports for
the Pacific at https://www.fisheries.noaa.gov/resource/document/us-pacific-marine-mammal-stock-assessments-2016.
Table 1 lists all species with expected potential for occurrence
near downtown San Francisco and summarizes information related to the
population or stock, including regulatory status under the MMPA and ESA
and potential biological removal (PBR), where known. For taxonomy, we
follow Committee on Taxonomy (2016). PBR is defined by the MMPA as the
maximum number of animals, not including natural mortalities, that may
be removed from a marine mammal stock while allowing that stock to
reach or maintain its optimum sustainable population (as described in
NMFS's Stock Assessment Reports (SARs)). While no mortality is
anticipated or authorized here, PBR and annual serious injury and
mortality from anthropogenic sources are included here as gross
indicators of the status of the species and other threats.
Marine mammal abundance estimates presented in this document
represent the total number of individuals that make up a given stock or
the total number estimated within a particular study or survey area.
NMFS's stock abundance estimates for most species represent the total
estimate of individuals within the geographic area, if known, that
comprises that stock. For some species, this geographic area may extend
beyond U.S. waters. All managed stocks in this region are assessed in
NMFS's U.S. 2016 SARs (Caretta et al., 2017). All values presented in
Table 1 are the most recent available at the time of publication and
are available in the 2016 SARs (Caretta et al., 2017).
Table 1--Marine Mammals in the Vicinity of Downtown San Francisco
--------------------------------------------------------------------------------------------------------------------------------------------------------
ESA/MMPA status; Stock abundance (CV,
Common name Scientific name Stock Strategic (Y/N) Nmin, most recent PBR Annual M/
\1\ abundance survey) \2\ SI \3\
--------------------------------------------------------------------------------------------------------------------------------------------------------
Order Cetartiodactyla--Cetacea--Superfamily Mysticeti (baleen whales)
--------------------------------------------------------------------------------------------------------------------------------------------------------
Family Eschrichtiidae:
Gray whale...................... Eschrichtius robustus.. Eastern North Pacific.. -/- ; N 20,990 (0.05, 20,125, 624 132
2011).
Family Balaenopteridae (rorquals):
Humpback whale.................. Megaptera novaeangliae. California/Oregon/ E/D ; Y 1,918 (0.03, 1,876, 11 >6.5
Washington. 2014).
--------------------------------------------------------------------------------------------------------------------------------------------------------
Superfamily Odontoceti (toothed whales, dolphins, and porpoises)
--------------------------------------------------------------------------------------------------------------------------------------------------------
Family Delphinidae:
Bottlenose dolphin.............. Tursiops truncatus..... California Coastal..... -/- ; N 453 (0.06, 346, 2011). 2.7 >2
Family Phocoenidae (porpoises):
Harbor porpoise................. Phocoena phocoena...... San Francisco-Russian -/- ; N 9,886 (0.51, 6,625, 66 0
River. 2011).
--------------------------------------------------------------------------------------------------------------------------------------------------------
Order Carnivora--Superfamily Pinnipedia
--------------------------------------------------------------------------------------------------------------------------------------------------------
Family Otariidae (eared seals and
sea lions):
California sea lion............. Zalophus californianus. U.S.................... -/- ; N 296,750 (n/a, 153,337, 9,200 389
2011).
Northern fur seal............... Callorhinus ursinus.... California............. -/- ; N 14,050 (n/a, 7,524, 451 1.8
2013).
Guadalupe fur seal.............. Arctocephalus townsendi Mexico to California... T/D ; Y 20,000 (n/a, 15,830, 542 >3.2
2010).
Family Phocidae (earless seals):
Pacific harbor seal............. Phoca vitulina California............. -/- ; N 30,968 (n/a, 27,348, 1,641 43
richardii. 2012).
Northern elephant seal.......... Mirounga angustirostris California Breeding.... -/- ; N 179,000 (n/a, 81,368, 4,882 8.8
2010).
--------------------------------------------------------------------------------------------------------------------------------------------------------
\1\ Endangered Species Act (ESA) status: Endangered (E), Threatened (T)/MMPA status: Depleted (D). A dash (-) indicates that the species is not listed
under the ESA or designated as depleted under the MMPA. Under the MMPA, a strategic stock is one for which the level of direct human-caused mortality
exceeds PBR or which is determined to be declining and likely to be listed under the ESA within the foreseeable future. Any species or stock listed
under the ESA is automatically designated under the MMPA as depleted and as a strategic stock.
\2\ NMFS marine mammal stock assessment reports online at: www.nmfs.noaa.gov/pr/sars/. CV is coefficient of variation; Nmin is the minimum estimate of
stock abundance. In some cases, CV is not applicable.
[[Page 28829]]
\3\ These values, found in NMFS's SARs, represent annual levels of human-caused mortality plus serious injury from all sources combined (e.g.,
commercial fisheries, ship strike). Annual M/SI often cannot be determined precisely and is in some cases presented as a minimum value or range. A CV
associated with estimated mortality due to commercial fisheries is presented in some cases.
NOTE--Italicized species are not expected to be taken or proposed for authorization.
All species that could potentially occur in the project area are
included in Table 1. However, the temporal and/or spatial occurrence of
humpback whales and Guadalupe fur seals is such that take is not
expected to occur, and they are not discussed further beyond the
explanation provided here. Humpback whales are rare visitors to the
interior of San Francisco Bay. A recent, seasonal influx of humpback
whales inside San Francisco Bay near the Golden Gate was recorded from
April to November in 2016 and 2017 (Keener 2017). The Golden Gate is
outside of this project's action area and humpback whales are not
expected to be present during the project. Guadalupe fur seals
occasionally range into the waters of Northern California and the
Pacific Northwest. The Farallon Islands (off central California) and
Channel Islands (off southern California) are used as haulouts during
these movements (Simon 2016). Juvenile Guadalupe fur seals occasionally
strand in the vicinity of San Francisco, especially during El
Ni[ntilde]o events. Most strandings along the California coast are
animals younger than two years old, with evidence of malnutrition (NMFS
2017c). In the rare event that a Guadalupe fur seal or humpback whale
is detected within the Level A or Level B harassment zones, work will
cease until the animal has left the area (see ``Mitigation'').
Information concerning marine mammal hearing, including marine
mammal functional hearing groups, was provided in the Federal Register
notice for the proposed IHA (83 FR 18507; April 27, 2018), therefore
that information is not repeated here; please refer to that Federal
Register notice for this information. For further information about
marine mammal functional hearing groups and associated frequency
ranges, please see NMFS (2016) for a review of available information.
Seven marine mammal species (three cetacean and four pinniped (two
phocid and two otariid) species) have the reasonable potential to co-
occur with the construction activities. Of the cetacean species that
may be present, one is classified as a low-frequency cetacean (i.e.,
gray whale), one is classified as a mid-frequency cetacean (i.e.,
bottlenose dolphin), and one is classified as a high-frequency cetacean
(i.e., harbor porpoise).
Potential Effects of Specified Activities on Marine Mammals and Their
Habitat
The effects of underwater noise from pile driving activities for
the Ferry Terminal Expansion Project have the potential to result in
behavioral harassment of marine mammals in the vicinity of the action
area. The Federal Register notice for the proposed IHA (83 FR 18507;
April 27, 2018) included a discussion of the effects of anthropogenic
noise on marine mammals, therefore that information is not repeated
here; please refer to the Federal Register notice for that information.
No instances of hearing threshold shifts, injury, serious injury, or
mortality are expected as a result of the planned activities.
The main impact to habitat associated with the Ferry Terminal
Expansion Project would be temporarily increased sound levels and the
associated direct effects on marine mammals. The project would not
result in permanent impacts to habitats used by marine mammals, such as
haulout sits, but may have potential short-term impacts to food sources
such as fish and minor impacts to the immediate substrate during
installation of piles. These potential effects are discussed in detail
in the Federal Register notice for the proposed IHA (83 FR 18507; April
27, 2018), therefore that information is not repeated here; please
refer to that Federal Register notice for that information.
Estimated Take
This section provides an estimate of the number of incidental takes
authorized through this IHA, which will inform both NMFS' consideration
of ``small numbers'' and the negligible impact determination.
Harassment is the only type of take expected to result from these
activities. Except with respect to certain activities not pertinent
here, section 3(18) of the MMPA defines ``harassment'' as any act of
pursuit, torment, or annoyance which (i) has the potential to injure a
marine mammal or marine mammal stock in the wild (Level A harassment);
or (ii) has the potential to disturb a marine mammal or marine mammal
stock in the wild by causing disruption of behavioral patterns,
including, but not limited to, migration, breathing, nursing, breeding,
feeding, or sheltering (Level B harassment).
Authorized takes would primarily be by Level B harassment as
exposure to acoustic sources (i.e., impact and vibratory pile driving)
has the potential to result in disruption of behavioral patterns for
individual marine mammals. There is also some potential for auditory
injury (Level A harassment) to result, primarily for harbor seals and
California sea lions due to larger predicted auditory injury zones.
Auditory injury is unlikely to occur for cetaceans. The mitigation and
monitoring measures are expected to minimize the severity of such
taking to the extent practicable.
Below we describe how the take is estimated.
Described in the most basic way, we estimate take by considering:
(1) Acoustic thresholds above which NMFS believes the best available
science indicates marine mammals will be behaviorally harassed or incur
some degree of permanent hearing impairment; (2) the area or volume of
water that will be ensonified above these levels in a day; (3) the
density or occurrence of marine mammals within these ensonified areas;
and, (4) and the number of days of activities. Below, we describe these
components in more detail and present the take estimate.
Acoustic Thresholds
Using the best available science, NMFS has developed acoustic
thresholds that identify the received level of underwater sound above
which exposed marine mammals would be reasonably expected to be
behaviorally harassed (equated to Level B harassment) or to incur
permanent threshold shift (PTS) of some degree (equated to Level A
harassment).
Level B Harassment--Though significantly driven by received level,
the onset of behavioral disturbance from anthropogenic noise exposure
is also informed to varying degrees by other factors related to the
source (e.g., frequency, predictability, duty cycle), the environment
(e.g., bathymetry), and the receiving animals (hearing, motivation,
experience, demography, behavioral context) and can be difficult to
predict (Southall et al., 2007, Ellison et al., 2011). Based on what
the available science indicates and the practical need to use a
threshold based on a factor that is both predictable and measurable for
most activities, NMFS uses a generalized acoustic threshold based on
received level to estimate the onset of behavioral harassment. NMFS
predicts that marine mammals are likely
[[Page 28830]]
to be behaviorally harassed in a manner we consider Level B harassment
when exposed to underwater anthropogenic noise above received levels of
120 decibels (dB) re 1 microPascal ([mu]Pa) (root mean square (rms))
for continuous (e.g., vibratory pile-driving, drilling) and above 160
dB re 1 [mu]Pa (rms) for non-explosive impulsive (e.g., seismic airguns
and impact pile driving) or intermittent (e.g., scientific sonar)
sources.
WETA's activity includes the use of continuous (vibratory pile
driving) and impulsive (impact pile driving) sources, and therefore the
120 and 160 dB re 1 [mu]Pa (rms) are applicable.
Level A harassment - NMFS' Technical Guidance for Assessing the
Effects of Anthropogenic Sound on Marine Mammal Hearing (Technical
Guidance, 2016) identifies dual criteria to assess auditory injury
(Level A harassment) to five different marine mammal groups (based on
hearing sensitivity) as a result of exposure to noise from two
different types of sources (impulsive or non-impulsive). WETA's
activity includes the use of impulsive (impact pile driving) and non-
impulsive (vibratory pile driving) sources.
These thresholds are provided in the table below. The references,
analysis, and methodology used in the development of the thresholds are
described in NMFS 2016 Technical Guidance, which may be accessed at:
https://www.nmfs.noaa.gov/pr/acoustics/guidelines.htm.
[GRAPHIC] [TIFF OMITTED] TN21JN18.000
Ensonified Area
Here, we describe operational and environmental parameters of the
activity that will feed into identifying the area ensonified above the
acoustic thresholds.
Level B Harassment
In-Water Disturbance during Vibratory Pile Driving--Level B
behavioral disturbance may occur
[[Page 28831]]
incidental to the use of a vibratory or impact hammer due to
propagation of underwater noise during installation of new steel piles.
A total of 81 steel piles will be installed at the Ferry Terminal.
During the 2017 construction season, all piles were installed using a
vibratory hammer. The hydroacoustic monitoring conducted for vibratory
driving during the 2017 season has been used to establish the expected
source values of piles driven during the 2018 construction season. The
SLs were measured at 10 m for the 30- and 36-in piles and between 9 and
15 m for the 24-in piles. The SLs for 24-in piles were calculated using
the measured values from 9 to 15 m normalized to 10 m. The median RMS
values were used as the SLs to estimate take from vibratory driving.
These values are provided in Table 3.
Table 3--Sound Source Levels by Pile Type
----------------------------------------------------------------------------------------------------------------
Source level at 10 m (dB re 1 [mu]Pa)
Pile size and installation method -----------------------------------------------
Peak RMS SEL
----------------------------------------------------------------------------------------------------------------
24-in Vibratory................................................. .............. 154 ..............
24-in Impact1 2................................................. 196 183 170
30-in Vibratory................................................. .............. 151 ..............
30-in Impact1 2................................................. 203 183 170
36-in Vibratory................................................. .............. 157 ..............
36-in Impact1 2................................................. 203 186 176
----------------------------------------------------------------------------------------------------------------
\1\ Caltrans 2009.
\2\ Impact SLs include 7 dB reduction due to bubble curtain.
Additionally, monitoring conducted during 2017 construction
established that for vibratory pile driving in the project area, the
transmission loss is greater than the standard value of 15 used in
typical take calculations. For estimating take from vibratory pile
driving, Level B harassment zones were calculated using the average
transmission loss measured during pile driving from June through August
of 2017 minus one standard deviation of those measurements (22.26 -
3.51 = 18.75). Additional pile driving in September and November of
2017 yielded a mean transmission loss of 19.0. The F value originally
calculated (18.75) is comparable to the final reported average and is
slightly more conservative, and was therefore used to calculate the
harassment zones from vibratory pile driving. Using the calculated
transmission loss model (18.75logR), the in-water Level B harassment
zones were determined for each pile size (Table 4). For 24-in steel
piles driven with a vibratory hammer, the Level B harassment zone is
expected to be 651 m (2,136 ft). For 30-in piles, the Level B
harassment zone is expected to be 450 m (1,476 ft). For 36-in piles,
the Level B harassment zone is expected to be 940 m (3,084 ft).
In-Water Disturbance During Impact Pile Driving--As stated
previously, all piles installed in the 2017 construction season were
installed solely using a vibratory hammer. However, the use of an
impact hammer to install piles may be required; therefore, the effects
of impact pile driving is discussed here. Level B behavioral
disturbance may occur incidental to the use of an impact hammer due to
the propagation of underwater noise during the installation of steel
piles. Piles will be driven to approximately 120 to 140 ft below Mean
Lower Low Water (MLLW). Installation of these pipe piles may require up
to 1,800 strikes per piles from an impact hammer using a DelMag D46-32,
or similar diesel hammer, producing approximately 122,000 foot-pounds
maximum energy per blow, and 1.5 seconds per blow average.
Other projects constructed under similar circumstances were
reviewed to estimate the approximate noise produced by the 24-, 30, and
36-in steel piles. These projects include the driving of similarly
sized piles at the Alameda Bay Ship and Yacht project, the Rodeo Dock
Repair project, and the Amorco Wharf Repair Project (Caltrans 2012).
Bubble curtains will be used during the installation of these piles,
which, based on guidance provided by Caltrans for a mid-sized steel
piles (with a diameter greater than 24 but less than 48 in), is
expected to reduce noise levels by 7 dB rms (Caltrans 2015a).
Because no impact pile driving was used in the 2017 construction
season, no site-specific transmission loss measurements exist for this
project. The Practical Spreading Loss Model (15logR) is used to
determine the Level B harassment zones for each pile size (Table 4).
Both 24- and 30-in steel piles have a SL of 183 dB rms re 1 [micro]Pa
and therefore have the same Level B harassment zone of 341 m (1,120
ft). For 36-in piles, the Level B harassment zone is expected to be 541
m (1,775 ft).
Table 4--Pile Driving Source Levels and Level B Harassment Zones
----------------------------------------------------------------------------------------------------------------
Level B
Source level Threshold (dB Propagation Distance to
Pile size and installation method (dB re 1 re 1 [mu]Pa (xLogR) level B
[mu]Pa rms) rms) threshold (m)
----------------------------------------------------------------------------------------------------------------
24-in Vibratory................................. 154 120 18.75 651
24-in Impact.................................... \a\ 183 160 15 341
30-in Vibratory................................. 151 120 18.75 450
30-in Impact.................................... \a\ 183 160 15 341
36-in Vibratory................................. 157 120 18.75 940
36-in Impact.................................... \a\ 186 160 15 541
----------------------------------------------------------------------------------------------------------------
\a\ Impact source levels include 7 dB reduction due to bubble curtain.
[[Page 28832]]
Level A Harassment
When NMFS Technical Guidance (2016) was published, in recognition
of the fact that ensonified area/volume could be more technically
challenging to predict because of the duration component in the new
thresholds, we developed a User Spreadsheet that includes tools to help
predict a simple isopleth that can be used in conjunction with marine
mammal density or occurrence to help predict takes. We note that
because of some of the assumptions included in the methods used for
these tools, we anticipate that isopleths produced are typically going
to be overestimates of some degree, which will result in some degree of
overestimate of Level A take. However, these tools offer the best way
to predict appropriate isopleths when more sophisticated 3D modeling
methods are not available, and NMFS continues to develop ways to
quantitatively refine these tools, and will qualitatively address the
output where appropriate. For stationary sources (such as impact and
vibratory pile driving), NMFS User Spreadsheet predicts the closest
distance at which, if a marine mammal remained at that distance the
whole duration of the activity, it would not incur PTS. Inputs used in
the User Spreadsheet, and the resulting isopleths are reported below.
Table 5--Inputs for Determining Distances to Cumulative PTS Thresholds
--------------------------------------------------------------------------------------------------------------------------------------------------------
Number of Activity
Pile size and installation method Source level Source level Propagation strikes per Number of duration
at 10 m (SEL) at 10 m (rms) (xLogR) pile piles per day (seconds)
--------------------------------------------------------------------------------------------------------------------------------------------------------
24-in Vibratory......................................... .............. 154 18.75 .............. 4 900
24-in Impact............................................ \a\ 170 .............. 15 1,800 3 ..............
30-in Vibratory......................................... .............. 151 18.75 .............. 4 900
30-in Impact............................................ \a\ 170 .............. 15 1,800 3 ..............
36-in Vibratory......................................... .............. 157 18.75 .............. 4 1200
36-in Impact............................................ \a\ 176 .............. 15 1,800 2 ..............
--------------------------------------------------------------------------------------------------------------------------------------------------------
\a\ Source level includes 7 dB reduction due to bubble curtain.
Table 6--Resulting Level A Isopleths
----------------------------------------------------------------------------------------------------------------
Distance to level A threshold (m)
-------------------------------------------------------------------------------
Pile size and installation High-
method Low-frequency Mid-frequency frequency Phocid Otariid
cetaceans cetaceans cetaceans pinnipeds pinnipeds
----------------------------------------------------------------------------------------------------------------
24-in Vibratory................. 3.1 <1 4 2 <1
24-in Impact.................... 418 15 498 224 16
30-in Vibratory................. 2 <1 3 1 <1
30-in Impact.................... 418 15 498 224 16
36-in Vibratory................. 5 <1 7 4 <1
36-in Impact.................... 801 29 954 429 31
----------------------------------------------------------------------------------------------------------------
The resulting PTS isopleths assume an animal would remain
stationary at that distance for the duration of the activity. The
largest isopleths result from impact pile driving. All piles installed
in the 2017 construction season were driven solely using a vibratory
hammer indicating that vibratory driving will be the most likely method
of installation in the 2018 season. Level A take of harbor seals and
California sea lions has been authorized given their increased presence
in the nearshore waters of the project site and the large Level A
harassment zones, especially for 36-in piles.
Marine Mammal Occurrence
In this section we provide the information about the presence,
density, or group dynamics of marine mammals that will inform the take
calculations.
Gray Whale
Caltrans Richmond-San Rafael Bridge project monitors recorded 12
living and two dead gray whales in the surveys performed in 2012. All
sightings were in either the Central or North Bay, and all but two
sightings occurred during the months of April and May. One gray whale
was sighted in June and one in October. The Oceanic Society has tracked
gray whale sightings since they began returning to San Francisco Bay
regularly in the late 1990s. Most sightings occurred just a mile or two
inside of the Golden Gate, with some traveling into San Pablo Bay in
the northern part of the San Francisco Bay (Self 2012). The Oceanic
Society data show that all age classes of gray whales enter San
Francisco Bay and they enter as singles or in groups of up to five
individuals (Winning 2008). It is estimated that two to six gray whales
enter San Francisco Bay in any given year.
Bottlenose Dolphin
Bottlenose dolphins are most often seen just within the Golden Gate
or just east of the bridge when they are present in San Francisco Bay,
and their presence may depend on the tides (GGCR 2016). Beginning in
the summer of 2015, one to two bottlenose dolphins have been observed
frequently swimming in the Oyster Point area of South San Francisco
(GGCR 2016, 2017; Perlman 2017). Despite this recent occurrence, this
stock is highly transitory in nature and is not expected to spend
extended periods of time in San Francisco Bay. However, the number of
sightings in the Central Bay has increased, suggesting that bottlenose
dolphins are becoming more of a resident species.
Harbor Porpoise
In the last six decades, harbor porpoises have been observed
outside of San Francisco Bay. The few porpoises that entered were not
sighted past the Central Bay close to the Golden Gate Bridge. In recent
years, however, there have been increasingly common observations of
harbor porpoises in central, North, and South San Francisco Bay.
According to observations by the
[[Page 28833]]
Golden Gate Cetacean Research team as part of their multi-year
assessment, over 100 porpoises may be seen at one time entering San
Francisco Bay and over 600 individual animals have been documented in a
photo-ID database. Porpoise activity inside San Francisco Bay is
thought to be related to tide-dependent foraging, as well as mating
behaviors (Keener 2011; Duffy 2015). Sightings are concentrated in the
vicinity of the Golden Gate Bridge and Angel Island, with fewer numbers
sighted south of Alcatraz and west of Treasure Island (Keener 2011).
California Sea Lion
In San Francisco Bay, sea lions haul out primarily on floating K
docks at Pier 39 in the Fisherman's Wharf area of the San Francisco
Marine. The Pier 39 haulout is approximately 1.5 miles from the project
vicinity. The Marine Mammal Center (TMMC) in Sausalito, California has
performed monitoring surveys at this location since 1991. A maximum of
1,706 sea lions was seen hauled out during one survey effort in 2009
(TMMC 2015). Winter numbers are generally over 500 animals (Goals
Project 2000). In August to September, counts average from 350 to 850
(NMFS 2004). Of the California sea lions observed, approximately 85
percent were male. No pupping activity has been observed at this site
or at other locations in the San Francisco Bay (Caltrans 2012). The
California sea lions usually frequent Pier 39 in August after returning
from the Channel Islands (Caltrans 2013). In addition to the Pier 39
haulout, California sea lions haul out on buoys and similar structures
throughout San Francisco Bay. They are mainly seen swimming off the San
Francisco and Marin shorelines within San Francisco Bay, but may
occasionally enter the project area to forage.
Northern Fur Seal
Juvenile northern fur seals occasionally strand during El
Ni[ntilde]o events (TMMC 2016). In normal years, TMMC admits about five
northern fur seals that strand on the central California coast. During
El Ni[ntilde]o years, this number dramatically increases. For example,
during the 2006 El Ni[ntilde]o event, 33 fur seals were admitted. Some
of these stranded animals were collected from shorelines in San
Francisco Bay (TMMC 2016). The shoreline in the vicinity of the project
is developed waterfront, consisting of piers and wharves where northern
fur seals are unlikely to strand.
Pacific Harbor Seal
Long-term monitoring studies have been conducted at the largest
harbor seal colonies in Point Reyes National Seashore and Golden Gate
National Recreation Area since 1976. Castro Rocks and other haulouts in
San Francisco Bay are part of the regional survey area for this study
and have been included in annual survey efforts. Between 2007 and 2012,
the average number of adults observed ranged from 126 to 166 during the
breeding season (March through May), and from 92 to 129 during the
molting season (June through July) (Truchinski et al., 2008; Flynn et
al., 2009; Codde et al., 2010, 2011, 2012; Codde and Allen 2015).
Marine mammal monitoring at multiple locations inside San Francisco Bay
was conducted by the California Department of Transportation (Caltrans)
from May 1998 to February 2002, and determined that at least 500 harbor
seals populate San Francisco Bay (Green et al., 2002). This estimate
agrees with previous seal counts in the San Francisco Bay, which ranged
from 524 to 641 seals from 1987 to 1999 (Goals Project 2000).
Yerba Buena Island is the nearest harbor seal haulout site, with as
many as 188 individuals observed hauled out. Harbor seals are more
likely to be hauled out in the late afternoon and evening, and are more
likely to be in the water during the morning and early afternoon. Tidal
stage is a major controlling factor of haulout use by harbor seals,
with more seals present during low tides than high tide periods (Green
et al., 2002). Therefore, the number of harbor seals in the vicinity of
Yerba Buena Island will vary throughout the work period.
Northern Elephant Seal
Northern elephant seals are seen frequently on the California
coast. Elephant seals aggregate at various sites along the coast to
give birth and breed from December through March. Pups remain onshore
or in adjacent shallow water through May. Adults make two foraging
migrations each year, one after breeding and the second after molting
(Stewart and DeLong 1995). Most strandings occur in May as young pups
make their first trip out to sea. When those pups return to their
rookery sites to molt in late summer and fall, some make brief stops in
San Francisco Bay. Approximately 100 juvenile elephant seals strand in
San Francisco Bay each year, including individual strandings at Yerba
Buena Island and Treasure Island (fewer than 10 strandings per year)
(Caltrans 2015b).
Take Calculation and Estimation
Here we describe how the information provided above is brought
together to produce a quantitative take estimate.
While impact pile driving may be used during this project, all
piles in the previous year of construction were installed completely
with vibratory pile driving. Impact driving take calculations are
included for informational purposes (Tables 7 and 8). However, only
vibratory pile driving take calculations are conservatively used to
calculate Level B takes in this IHA as vibratory driving is the most
likely method of pile installation and results in greater Level B
harassment zones. In the event impact driving does occur, we have
authorized small numbers of Level A takes of harbor seals and
California sea lions due to the large Level A harassment zones.
Gray Whale
Gray whales occasionally enter San Francisco Bay during their
northward migration period of February and March. Pile driving will not
occur during this time and gray whales are not likely to be present at
other times of the year. It is estimated that two to six gray whales
enter the Bay in any given year, but they are unlikely to be present
during the work period (June 1 through November 30). However,
individual gray whales have occasionally been observed in San Francisco
Bay during the work period, and therefore it is estimated that, at
most, one pair of gray whales may be exposed to Level B harassment
during two days of pile driving if they enter the Level B harassment
zones (Table 12).
Bottlenose Dolphin
When bottlenose dolphins are present in San Francisco Bay, they are
more typically found close to the Golden Gate. Recently, beginning in
2015, two individuals have been observed frequently in the vicinity of
Oyster Point (GGCR 2016, 2017; Perlman 2017). The average reported
group size for bottlenose dolphins is five. Reports show that a group
normally comes into San Francisco Bay and transits past Yerba Buena
Island once per week for approximately a two week stint, then leaves
(NMFS 2017b). Assuming the dolphins come into San Francisco Bay three
times per year, the group of five dolphins would make six passes
through the Level B harassment zone for a total of 30 takes (Table 11).
Harbor Porpoise
A small but growing population of harbor porpoises uses San
Francisco Bay. Porpoises are usually spotted in the vicinity of Angel
Island and the Golden
[[Page 28834]]
Gate Bridge (Keener 2011), but may use other areas of the Central Bay
in low numbers. During construction activities in 2017, marine mammal
observers recorded eight sightings of harbor porpoises, including a
group of two to three individuals that was seen three times over the
course of the pile-driving season. Harbor porpoises generally travel
individually or in small groups of two or three (Sekiguchi 1995), and a
pod of up to four individuals was observed in the area south of Yerba
Buena Island during the 2017 Bay Bridge monitoring window. A pod of
four harbor porpoises could potentially enter the Level B harassment
zone on as many as eight days of pile driving, for 32 total takes
(Table 11).
California Sea Lion
Caltrans has conducted monitoring of marine mammals in the vicinity
of the Bay Bridge for 16 years. From those data, Caltrans has produced
at-sea density estimates for California sea lions of 0.161 animals per
square kilometer (0.42 per square mile) for the summer-late fall season
(Caltrans 2016). Marine mammal monitoring observations from the 2017
construction season were used to calculate a project-specific estimate
of take per driving day (1.29 animals per day). Observations from
marine mammal monitoring in 2017 were assumed to represent the
occurrence of California sea lions along the waterfront while the
Caltrans density represents the occurrence of California sea lions in
open water in the bay. The two numbers were combined to calculate the
daily average take over the entire Level B harassment zone (Table 7).
Table 7--Estimated Daily California Sea Lion Takes
----------------------------------------------------------------------------------------------------------------
Area of level At-sea
Pile size and installation B harassment density Takes per day Takes per day Total daily
method zone (square (animals per from density from 2017 level B takes
km) square km) \a\ monitoring
----------------------------------------------------------------------------------------------------------------
24-in Vibratory................. 0.519 0.161 0.0836 1.29 1.37
30-in Vibratory................. 0.248 0.161 0.0399 1.29 1.33
36-in Vibratory................. 1.084 0.161 0.1745 1.29 1.46
----------------------------------------------------------------------------------------------------------------
\a\ Caltrans 2016.
During El Ni[ntilde]o conditions, the density of California sea
lions in San Francisco Bay may be much greater than the value used
above. The likelihood of El Ni[ntilde]o conditions occurring in 2018 is
currently low, with La Ni[ntilde]a conditions expected to develop (NOAA
2018). However, to account for the potential of El Ni[ntilde]o
developing in 2018, daily take estimated has been increased by a factor
of 5 for each pile type (Table 8).
Table 8--Estimated Total California Sea Lion Takes From Vibratory Pile Driving
----------------------------------------------------------------------------------------------------------------
Number of Number of Total takes by
Pile size piles days Daily takes pile type
----------------------------------------------------------------------------------------------------------------
24-in........................................... 35 18 6.87 124
30-in........................................... 18 9 6.65 60
36-in........................................... 28 14 7.32 103
---------------------------------------------------------------
Total....................................... .............. .............. .............. 286
----------------------------------------------------------------------------------------------------------------
In addition to Level B takes due to vibratory pile driving, NMFS
has authorized a small number of Level A takes due to impact pile
driving, should impact driving occur. Given the 31 m Level A harassment
zone from impact driving of 36-in piles, NMFS has authorized the Level
A take of one California sea lion per day of impact driving of 36-in
piles (14 days) for a total of 14 Level A takes. WETA will be required
to implement a 30 m shutdown zone to minimize Level A takes but this
authorization allows for the taking of California sea lions that
unexpectedly surface within the Level A zone before a shutdown can be
initiated.
Northern Fur Seal
The incidence of northern fur seals in San Francisco Bay depends
largely on oceanic conditions, with animals more likely to strand
during El Ni[ntilde]o events. El Ni[ntilde]o conditions are unlikely to
develop in 2018 (NOAA 2018) but it is anticipated that up to 10
northern fur seals may be in San Francisco Bay and enter the Level B
harassment zone (Table 11) (NMFS 2016b).
Pacific Harbor Seal
Caltrans has produced at-sea density estimates for Pacific harbor
seals of 3.957 animals per square kilometer (10.25 per square mile) for
the fall-winter season (Caltrans 2016). Even though work will
predominantly occur during the summer, when at-sea density has been
observed to be lower (Caltrans 2016), the higher value of fall-winter
density is conservatively used. Additionally, marine mammal monitoring
observations from the 2017 construction season were used to calculate a
project-specific estimate of take per driving day (3.18 animals per
day). Observations from marine mammal monitoring in 2017 were assumed
to represent the occurrence of harbor seals along the waterfront while
the Caltrans density represents the occurrence of harbor seals in open
water in the bay. The two numbers were combined to calculate the daily
average take over the entire Level B harassment zone (Table 9). The
daily take and days of pile installation were used to calculate total
harbor seal Level B takes (Table 10).
[[Page 28835]]
Table 9--Estimated Daily Harbor Seal Takes
----------------------------------------------------------------------------------------------------------------
Area of level At-sea
Pile size and installation B harassment density Takes per day Takes per day Total daily
method zone (square (animals per from density from 2017 level B takes
km) square km) \a\ monitoring
----------------------------------------------------------------------------------------------------------------
24-in Vibratory................. 0.510 3.957 2.054 3.18 5.23
30-in Vibratory................. 0.248 3.957 0.981 3.18 4.16
36-in Vibratory................. 1.084 3.957 4.289 3.18 7.47
----------------------------------------------------------------------------------------------------------------
\a\ Caltrans 2016.
Table 10--Estimated Total Pacific Harbor Seal Takes From Vibratory Pile Driving
----------------------------------------------------------------------------------------------------------------
Number of Number of Total takes
Pile size piles days Daily takes by pile type
----------------------------------------------------------------------------------------------------------------
24-in........................................... 35 18 5.23 94
30-in........................................... 18 9 4.16 37
36-in........................................... 28 14 7.47 105
Total....................................... .............. .............. .............. 236
----------------------------------------------------------------------------------------------------------------
In addition to Level B takes due to vibratory pile driving, NMFS
has authorized a small number of Level A takes due to impact pile
driving, should impact driving occur. Given the large (224-429 m) Level
A harassment zones from impact driving, NMFS has authorized the Level A
take of three harbor seals per day on half of the planned days of
activity (21 days) for a total of 63 Level A takes. WETA will be
required to implement a 30 m shutdown zone to minimize Level A takes
but this authorization allows for the taking of harbor seals that
unexpectedly surface within the Level A zone before a shutdown can be
initiated.
Northern Elephant Seal
Small numbers of elephant seals haul out or strand on Yerba Buena
Island and Treasure Island each year. Monitoring of marine mammals in
the vicinity of the Bay Bridge has been ongoing for 15 years. From
these data, Caltrans has produced an estimated at-sea density for
elephant seals of 0.06 animals per square kilometer (0.16 per square
mile) (Caltrans 2015b). Most sightings of elephant seals occur in
spring or early summer, and are less likely to occur during the period
of in-water work for this project. As a result, densities during pile
driving would be much lower. It is possible that a lone elephant seal
may enter the Level B harassment zone once per week during the 26 week
pile driving window (June 1 to November 30) for a total of 26 takes
(Table 11).
Table 11--Total Authorized Takes
--------------------------------------------------------------------------------------------------------------------------------------------------------
Bottlenose Harbor California Northern fur Pacific Northern
Gray whale dolphin porpoise sea lion seal harbor seal elephant seal
--------------------------------------------------------------------------------------------------------------------------------------------------------
Level B Take Authorized................. 4 30 32 286 10 236 26
Level A Take Authorized................. 0 0 0 14 0 63 0
---------------------------------------------------------------------------------------------------------------
Total............................... 4 30 32 300 10 299 26
Percent of Total Stock (%).............. 0.02 6.9 0.32 0.10 0.07 0.96 0.01
--------------------------------------------------------------------------------------------------------------------------------------------------------
Mitigation
In order to issue an IHA under Section 101(a)(5)(D) of the MMPA,
NMFS must set forth the permissible methods of taking pursuant to such
activity, and other means of effecting the least practicable impact on
such species or stock and its habitat, paying particular attention to
rookeries, mating grounds, and areas of similar significance, and on
the availability of such species or stock for taking for certain
subsistence uses (latter not applicable for this action). NMFS
regulations require applicants for incidental take authorizations to
include information about the availability and feasibility (economic
and technological) of equipment, methods, and manner of conducting such
activity or other means of effecting the least practicable adverse
impact upon the affected species or stocks and their habitat (50 CFR
216.104(a)(11)).
In evaluating how mitigation may or may not be appropriate to
ensure the least practicable adverse impact on species or stocks and
their habitat, as well as subsistence uses where applicable, we
carefully consider two primary factors:
(1) The manner in which, and the degree to which, the successful
implementation of the measure(s) is expected to reduce impacts to
marine mammals, marine mammal species or stocks, and their habitat.
This considers the nature of the potential adverse impact being
mitigated (likelihood, scope, range). It further considers the
likelihood that the measure will be effective if implemented
(probability of accomplishing the mitigating result if implemented as
planned) the likelihood of effective implementation (probability
implemented as planned) and;
(2) The practicability of the measures for applicant
implementation, which may consider such things as cost, impact on
operations, and, in the case
[[Page 28836]]
of a military readiness activity, personnel safety, practicality of
implementation, and impact on the effectiveness of the military
readiness activity.
Mitigation for Marine Mammals and Their Habitat
General Construction Measures
A Spill Prevention Control and Countermeasure (SPCC) plan has been
prepared to address the emergency cleanup of any hazardous material,
and will be available onsite. The SPCC plan incorporates SPCC,
hazardous waste, stormwater, and other emergency planning requirements.
In addition, the project will comply with the Port's stormwater
regulations. Fueling of land and marine-based equipment will be
conducted in accordance with procedures outlined in the SPCC. Well-
maintained equipment will be used to perform work, and except in the
case of a failure or breakdown, equipment maintenance will be performed
offsite. Equipment will be inspected daily by the operator for leaks or
spills. If leaks or spills are encountered, the source of the leak will
be identified, leaked material will be cleaned up, and the cleaning
materials will be collected and properly disposed. Fresh cement or
concrete will not be allowed to enter San Francisco Bay. All
construction materials, wastes, debris, sediment, rubbish, trash,
fencing, etc. will be removed from the site once project construction
is complete, and transported to an authorized disposal area.
Pile Driving
Pre-activity monitoring will take place from 30 minutes prior to
initiation of pile driving activity and post-activity monitoring will
continue through 30 minutes post-completion of pile driving activity.
Pile driving may commence at the end of the 30-minute pre-activity
monitoring period, provided observers have determined that the shutdown
zone (described below) is clear of marine mammals, which includes
delaying start of pile driving activities if a marine mammal is sighted
in the zone, as described below. A determination that the shutdown zone
is clear must be made during a period of good visibility (i.e., the
entire shutdown zone and surrounding waters must be visible to the
naked eye).
If a marine mammal approaches or enters the shutdown zone during
activities or pre-activity monitoring, all pile driving activities at
that location shall be halted or delayed, respectively. If pile driving
is halted or delayed due to the presence of a marine mammal, the
activity may not resume or commence until either the animal has
voluntarily left and been visually confirmed beyond the shutdown zone
and 15 or 30 minutes (for pinnipeds/small cetaceans or large cetaceans,
respectively) have passed without re-detection of the animal. Pile
driving activities include the time to install or remove a single pile
or series of piles, as long as the time elapsed between uses of the
pile driving equipment is no more than thirty minutes.
For all pile driving activities, a minimum of one protected species
observed (PSO) will be required, stationed at the active pile driving
rig or at the best vantage point(s) practicable to monitor the shutdown
zones for marine mammals and implement shutdown or delay procedures
when applicable through communication with the equipment operator. Two
PSOs will be required on days when impact pile driving occurs.
Monitoring of pile driving will be conducted by qualified PSOs (see
below) who will have no other assigned tasks during monitoring periods.
WETA will adhere to the following conditions when selecting observers:
Independent PSOs will be used (i.e., not construction
personnel);
PSOs must have prior experience working as a marine mammal
observer during construction activities; and
WETA will submit PSO CVs for approval by NMFS.
WETA will ensure that observers have the following additional
qualifications:
Ability to conduct field observations and collect data
according to assigned protocols;
Experience or training in the field identification of
marine mammals, including the identification of behaviors;
Sufficient training, orientation, or experience with the
construction operation to provide for personal safety during
observations;
Writing skills sufficient to prepare a report of
observations including but not limited to the number and species of
marine mammals observed; dates and times when in-water construction
activities were conducted; dates, times, and reason for implementation
of mitigation (or why mitigation was not implemented when required);
and marine mammal behavior; and
Ability to communicate orally, by radio or in person, with
project personnel to provide real-time information on marine mammals
observed in the area as necessary.
To prevent Level A take of cetaceans, elephant seals, and Northern
fur seals, shutdown zones equivalent to the Level A harassment zones
will be established. If the Level A harassment zone is less than 10 m,
a minimum 10 m shutdown zone will be enforced. WETA will implement
shutdown zones as follows:
Table 12--Pile Driving Shutdown Zones
----------------------------------------------------------------------------------------------------------------
Shutdown zone (m)
---------------------------------------------------------------------------------
Pile size and installation High-
method Low-frequency Mid-frequency frequency Phocid Otariid
cetaceans cetaceans cetaceans pinnipeds pinnipeds
----------------------------------------------------------------------------------------------------------------
24-in Vibratory............... 10 10 10 10.............. 10
24-in Impact.................. 420 15 500 30 for harbor 16
seals, 224 for
all other
species.
30-in Vibratory............... 10 10 10 10.............. 10
30-in Impact.................. 420 15 500 30 for harbor 16
seals, 224 for
all other
species.
36-in Vibratory............... 10 10 10 10.............. 10
36-in Impact.................. 800 30 955 30 for harbor 30
seals, 430 for
all other
species.
----------------------------------------------------------------------------------------------------------------
If a species for which authorization has not been granted, or a
species for which authorization has been granted but the authorized
takes are met, is observed approaching or within the Level B harassment
zones (Table 4), pile
[[Page 28837]]
driving and removal activities must cease immediately using delay and
shut-down procedures. Similarly, if a species for which Level A take
has not been authorized, or a species for which authorization has been
granted but the authorized takes are met, is observed approaching or
within the Level A harassment zones (Table 6), pile driving and removal
activities must cease immediately. Activities must not resume until the
animal has been confirmed to have left the area or 15 or 30 minutes
(pinniped/small cetacean or large cetacean, respectively) has elapsed.
Piles driven with an impact hammer will employ a ``soft start''
technique to give fish and marine mammals an opportunity to move out of
the area before full-powered impact pile driving begins. This soft
start will include an initial set of three strikes from the impact
hammer at reduced energy, followed by a 30 second waiting period, then
two subsequent three-strike sets. Soft start will be required at the
beginning of each day's impact pile driving work and at any time
following a cessation of impact pile driving of 30 minutes or longer.
Impact hammers will be cushioned using a 12-in thick wood cushion
block. WETA will also employ a bubble curtain during impact pile
driving. WETA will implement the following performance standards:
The bubble curtain must distribute air bubbles around 100
percent of the piling perimeter for the full depth of the water column;
The lowest bubble ring shall be in contact with the
mudline for the full circumference of the ring, and the weights
attached to the bottom ring shall ensure 100 percent mudline contact.
No parts of the ring or other objects shall prevent full mudline
contact; and
WETA shall require that construction contractors train
personnel in the proper balancing of air flow to the bubblers, and
shall require that construction contractors submit an inspection/
performance report for approval by WETA within 72 hours following the
performance test. Corrections to the attenuation device to meet the
performance standards shall occur prior to impact driving.
Based on our evaluation of the mitigation measures listed above,
NMFS has determined that the mitigation measures provide the means
effecting the least practicable impact on the affected species or
stocks and their habitat, paying particular attention to rookeries,
mating grounds, and areas of similar significance.
Monitoring and Reporting
In order to issue an IHA for an activity, Section 101(a)(5)(D) of
the MMPA states that NMFS must set forth, requirements pertaining to
the monitoring and reporting of such taking. The MMPA implementing
regulations at 50 CFR 216.104 (a)(13) indicate that requests for
authorizations must include the suggested means of accomplishing the
necessary monitoring and reporting that will result in increased
knowledge of the species and of the level of taking or impacts on
populations of marine mammals that are expected to be present in the
action area. Effective reporting is critical both to compliance as well
as ensuring that the most value is obtained from the required
monitoring.
Monitoring and reporting requirements prescribed by NMFS should
contribute to improved understanding of one or more of the following:
Occurrence of marine mammal species or stocks in the area
in which take is anticipated (e.g., presence, abundance, distribution,
density);
Nature, scope, or context of likely marine mammal exposure
to potential stressors/impacts (individual or cumulative, acute or
chronic), through better understanding of: (1) Action or environment
(e.g., source characterization, propagation, ambient noise); (2)
affected species (e.g., life history, dive patterns); (3) co-occurrence
of marine mammal species with the action; or (4) biological or
behavioral context of exposure (e.g., age, calving or feeding areas);
Individual marine mammal responses (behavioral or
physiological) to acoustic stressors (acute, chronic, or cumulative),
other stressors, or cumulative impacts from multiple stressors;
How anticipated responses to stressors impact either: (1)
Long-term fitness and survival of individual marine mammals; or (2)
populations, species, or stocks;
Effects on marine mammal habitat (e.g., marine mammal prey
species, acoustic habitat, or other important physical components of
marine mammal habitat); and
Mitigation and monitoring effectiveness.
Hydroacoustic Monitoring
WETA's monitoring and reporting is also described in their
Hydroacoustic Monitoring Plan and Marine Mammal Monitoring Plan,
available at https://www.fisheries.noaa.gov/national/marine-mammal-protection/incidental-take-authorizations-construction-activities.
Hydroacoustic monitoring will be conducted in consultation with the
California Department of Fish and Wildlife (CDFW) during a minimum of
ten percent of all impact pile driving activities. Hydroacoustic
monitoring of vibratory pile driving was completed during the 2017
construction season and will not be conducted in 2018. Monitoring of
impact pile driving will be done in accordance with the methodology
outlined in the Hydroacoustic Monitoring Plan. The monitoring will be
conducted to achieve the following:
Be based on the dual metric criteria (Popper et al., 2006)
and the accumulated SEL;
Establish field locations that will be used to document
the extent of the area experiencing 187 dB SEL accumulated;
Verify the distance of the Marine Mammal Level A
harassment/shutdown zone and Level B harassment zone thresholds;
Describe the methods necessary to continuously assess
underwater noise on a real-time basis, including details on the number,
location, distance, and depth of hydrophones and associated monitoring
equipment;
Provide a means of recording the time and number of pile
strikes, the peak sound energy per strike, and interval between
strikes; and
Provide provisions to provide all monitoring data to the
CDFW and NMFS.
Visual Marine Mammal Observations
WETA will collect sighting data and behavioral responses to
construction for marine mammal species observed in the Level B
harassment zones during the period of activity. All PSOs will be
trained in marine mammal identification and behaviors and are required
to have no other construction-related tasks while conducting
monitoring. WETA proposes to use one PSO to monitor the shutdown zones
and Level B harassment zones during vibratory pile driving. During
impact pile driving, two PSOs will be used. The monitoring zones will
be established equivalent to the Level B harassment zones for each pile
size and installation method (Table 4). The PSO will monitor the
shutdown zones and monitoring zones before, during, and after pile
driving. Based on our requirements, WETA will implement the following
procedures for pile driving and removal:
The PSO will be located at the best vantage point in order
to properly see the entire shutdown zone and as much of the monitoring
zone as possible;
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During all observation periods, the observer will use
binoculars and the naked eye to search continuously for marine mammals;
If the shutdown zones are obscured by fog or poor lighting
conditions, pile driving will not be initiated until that zone is
visible. Should such conditions arise while pile driving is underway,
the activity would be halted; and
The shutdown and monitoring zones will be monitored for
the presence of marine mammals before, during, and after any pile
driving activity.
PSOs implementing the monitoring protocol will assess its
effectiveness using an adaptive approach. The monitoring biologist will
use their best professional judgment throughout implementation and seek
improvements to these methods when deemed appropriate. Any
modifications to the protocol will be coordinated between NMFS and
WETA.
In addition, the PSO will survey the Level A and Level B harassment
zones on two separate days--no earlier than seven days before the first
day of construction--to establish baseline observations. Monitoring
will be timed to occur during various tides (preferably low and high
tides) during daylight hours from locations that are publicly
accessible (e.g., Pier 14 or the Ferry Plaza). The information
collected from baseline monitoring will be used for comparison with
results of monitoring during pile-driving activities.
Data Collection
WETA will record detailed information about any implementation of
shutdowns, including the distance of animals to the pile and
description of specific actions that ensued and resulting behavior of
the animal, if any. In addition, WETA will attempt to distinguish
between the number of individual animals taken and the number of
incidences of take. We require that, at a minimum, the following
information be collected on the sighting forms:
Date and time that monitored activity begins or ends;
Construction activities occurring during each observation
period;
Weather parameters (e.g., percent cover, visibility);
Water conditions (e.g., sea state, tide state);
Species, numbers, and, if possible, age and sex class of
marine mammals;
Description of any observable marine mammal behavior
patterns, including bearing and direction of travel, and if possible,
the correlation to SPLs;
Distance from pile driving activities to marine mammals
and distance from the marine mammals to the observation point;
Description of implementation of mitigation measures
(e.g., shutdown or delay);
Locations of all marine mammal observations; and
Other human activity in the area.
Reporting
A draft report will be submitted to NMFS within 90 days of the
completion of marine mammal monitoring, or sixty days prior to the
requested date of issuance of any future IHA for projects at the same
location, whichever comes first. The report will include marine mammal
observations pre-activity, during-activity, and post-activity during
pile driving and removal days, and will also provide descriptions of
any behavioral responses to construction activities by marine mammals
and a complete description of all mitigation shutdowns and the results
of those actions and an extrapolated total take estimate based on the
number of marine mammals observed during the course of construction. A
final report must be submitted within 30 days following resolution of
comments on the draft report.
Negligible Impact Analysis and Determination
NMFS has defined negligible impact as an impact resulting from the
specified activity that cannot be reasonably expected to, and is not
reasonably likely to, adversely affect the species or stock through
effects on annual rates of recruitment or survival (50 CFR 216.103). A
negligible impact finding is based on the lack of likely adverse
effects on annual rates of recruitment or survival (i.e., population-
level effects). An estimate of the number of takes alone is not enough
information on which to base an impact determination. In addition to
considering estimates of the number of marine mammals that might be
``taken'' through harassment, NMFS considers other factors, such as the
likely nature of any responses (e.g., intensity, duration), the context
of any responses (e.g., critical reproductive time or location,
migration), as well as effects on habitat, and the likely effectiveness
of the mitigation. We also assess the number, intensity, and context of
estimated takes by evaluating this information relative to population
status. Consistent with the 1989 preamble for NMFS's implementing
regulations (54 FR 40338; September 29, 1989), the impacts from other
past and ongoing anthropogenic activities are incorporated into this
analysis via their impacts on the environmental baseline (e.g., as
reflected in the regulatory status of the species, population size and
growth rate where known, ongoing sources of human-caused mortality, or
ambient noise levels).
Pile driving activities associated with the ferry terminal
construction project, as outlined previously, have the potential to
disturb or displace marine mammals. Specifically, the specified
activities may result in take, in the form of Level A (PTS) and Level B
harassment (behavioral disturbance), from underwater sounds generated
from pile driving and removal. Potential takes could occur if
individuals of these species are present in the ensonified zone when
pile driving and removal occurs.
No serious injury or mortality is anticipated given the nature of
the activities and measures designed to minimize the possibility of
injury to marine mammals. The potential for these outcomes is minimized
through the construction method and the implementation of the planned
mitigation measures. Specifically, vibratory hammers will be the
primary method of installation (impact driving is included only as a
contingency). Impact pile driving produces short, sharp pulses with
higher peak levels and much sharper rise time to reach those peaks. If
impact driving is necessary, implementation of soft start and shutdown
zones significantly reduces any possibility of injury. Given sufficient
``notice'' through use of soft start (for impact driving), marine
mammals are expected to move away from a sound source that is annoying
prior to it becoming potentially injurious. WETA will also employ the
use of 12-in-thick wood cushion block on impact hammers, and a bubble
curtain as sound attenuation devices. Environmental conditions in San
Francisco Ferry Terminal mean that marine mammal detection ability by
trained observers is high, enabling a high rate of success in
implementation of shutdowns to avoid injury.
WETA's activities are localized and of relatively short duration (a
maximum of 41 days of pile driving over the work season). The entire
project area is limited to the San Francisco ferry terminal area and
its immediate surroundings. These localized and short-term noise
exposures may cause short-term behavioral modifications in harbor
seals, northern fur seals, northern elephant seals, California sea
lions, harbor porpoises, bottlenose dolphins, and gray whales.
Moreover,
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the planned mitigation and monitoring measures are expected to reduce
the likelihood of injury and behavior exposures. Additionally, no
important feeding and/or reproductive areas for marine mammals are
known to be within the ensonified area during the construction time
frame.
The project also is not expected to have significant adverse
effects on affected marine mammals' habitat. The project activities
will not modify existing marine mammal habitat for a significant amount
of time. The activities may cause some fish to leave the area of
disturbance, thus temporarily impacting marine mammals' foraging
opportunities in a limited portion of the foraging range; but, because
of the short duration of the activities and the relatively small area
of the habitat that may be affected, the impacts to marine mammal
habitat are not expected to cause significant or long-term negative
consequences.
Effects on individuals that are taken by Level B harassment, on the
basis of reports in the literature as well as monitoring from other
similar activities, will likely be limited to reactions such as
increased swimming speeds, increased surfacing time, or decreased
foraging (if such activity were occurring) (e.g., Thorson and Reyff
2006; Lerma 2014). Most likely, individuals will simply move away from
the sound source and be temporarily displaced from the areas of pile
driving, although even this reaction has been observed primarily only
in association with impact pile driving. Thus, even repeated Level B
harassment of some small subset of the overall stock is unlikely to
result in any significant realized decrease in fitness for the affected
individuals, and thus will not result in any adverse impact to the
stock as a whole.
In summary and as described above, the following factors primarily
support our determination that the impacts resulting from this activity
are not expected to adversely affect the species or stock through
effects on annual rates of recruitment or survival:
No mortality is anticipated or authorized
Injurious takes are not expected due to the presumed
efficacy of the planned mitigation measures in reducing the effects of
the specified activity to the level of least practicable impact;
Level B harassment may consist of, at worst, temporary
modifications in behavior (e.g., temporary avoidance of habitat or
changes in behavior);
The lack of important feeding, pupping, or other areas in
the action area;
The high level of ambient noise already in the ferry
terminal area; and
The small percentage of the stock that may be affected by
project activities (less than seven percent for all species).
Based on the analysis contained herein of the likely effects of the
specified activity on marine mammals and their habitat, and taking into
consideration the implementation of the monitoring and mitigation
measures, NMFS finds that the total marine mammal take from the
activity will have a negligible impact on all affected marine mammal
species or stocks.
Small Numbers
As noted above, only small numbers of incidental take may be
authorized under Section 101(a)(5)(D) of the MMPA for specified
activities other than military readiness activities. The MMPA does not
define small numbers and so, in practice, where estimated numbers are
available, NMFS compares the number of individuals taken to the most
appropriate estimation of abundance of the relevant species or stock in
our determination of whether an authorization is limited to small
numbers of marine mammals. Additionally, other qualitative factors may
be considered in the analysis, such as the temporal or spatial scale of
the activities.
Table 11 details the number of instances that animals could be
exposed to received noise levels that could cause Level A and Level B
harassment for the planned work at the ferry terminal project site
relative to the total stock abundance. The instances of take authorized
to be taken for all stocks are considered small relative to the
relevant stocks or populations even if each estimated instance of take
occurred to a new individual--an unlikely scenario. The total percent
of the population (if each instance was a separate individual) for
which take is requested is approximately seven percent for bottlenose
dolphins, two percent for harbor seals, and less than one percent for
all other species (Table 13). For pinnipeds occurring in the vicinity
of the ferry terminal, there will almost certainly be some overlap in
individuals present day-to-day, and the number of individuals taken is
expected to be notably lower. Similarly, the number of bottlenose
dolphins that could be subject to Level B harassment is expected to be
a single pod of five individuals exposed up to six times over the
course of the project.
Based on the analysis contained herein of the activity (including
the mitigation and monitoring measures) and the anticipated take of
marine mammals, NMFS finds that small numbers of marine mammals will be
taken relative to the population size of the affected species or
stocks.
Unmitigable Adverse Impact Analysis and Determination
There are no relevant subsistence uses of the affected marine
mammal stocks or species implicated by this action. Therefore, NMFS has
determined that the total taking of affected species or stocks would
not have an unmitigable adverse impact on the availability of such
species or stocks for taking for subsistence purposes.
Endangered Species Act (ESA)
Section 7(a)(2) of the Endangered Species Act of 1973 (ESA: 16
U.S.C. 1531 et seq.) requires that each Federal agency insure that any
action it authorizes, funds, or carries out is not likely to jeopardize
the continued existence of any endangered or threatened species or
result in the destruction or adverse modification of designated
critical habitat.
No incidental take of ESA-listed species is authorized or expected
to result from this activity. Therefore, NMFS has determined that
formal consultation under section 7 of the ESA is not required for this
action.
Authorization
NMFS has issued an IHA to WETA for the potential harassment of
small numbers of seven marine mammal species incidental to the Downtown
San Francisco Ferry Terminal Expansion Project, South Basin
Improvements Project, including the previously mentioned mitigation,
monitoring, and reporting measures.
Dated: June 15, 2018.
Donna S. Wieting,
Director, Office of Protected Resources, National Marine Fisheries
Service.
[FR Doc. 2018-13281 Filed 6-20-18; 8:45 am]
BILLING CODE 3510-22-P