Amendments to the Marine Radar Observer Refresher Training Regulations, 26933-26942 [2018-12502]
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(2) The significant new use is:
Manufacturing (including importing) or
processing for any of the following uses:
(i) Arc chutes;
(ii) Beater-add gaskets;
(iii) Extruded sealant tape and other
tape;
(iv) Filler for acetylene cylinders;
(v) High grade electrical paper;
(vi) Millboard;
(vii) Missile liner;
(viii) Adhesives, sealants, roof and
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(ix) Pipeline wrap;
(x) Reinforced plastics;
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(xii) Separators in fuel cells and
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than cement products).
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721.45(f) does not apply to this section.
A person who intends to manufacture
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[FR Doc. 2018–12513 Filed 6–8–18; 8:45 am]
BILLING CODE 6560–50–P
DEPARTMENT OF HOMELAND
SECURITY
Table of Contents for Preamble
Coast Guard
46 CFR Parts 10, 11, and 15
[Docket No. USCG–2018–0100]
RIN 1625–AC46
Amendments to the Marine Radar
Observer Refresher Training
Regulations
Coast Guard, DHS.
Notice of proposed rulemaking.
AGENCY:
ACTION:
The Coast Guard proposes to
revise its merchant mariner
credentialing regulations to remove
obsolete portions of the radar observer
requirements and harmonize the radar
observer endorsement with the
merchant mariner credential. Under this
proposed rule, an active mariner who
serves in a relevant position for 1 year
in the previous 5 years using radar for
navigation and collision avoidance
purposes on vessels equipped with
radar, or has served as a qualified
instructor for a Coast Guard-approved
radar course at least twice within the
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SUMMARY:
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past 5 years, would not be required to
complete a Coast Guard-approved radar
refresher or re-certification course in
order to renew his or her radar observer
endorsement. This proposed rule would
not change the existing requirements for
mariners seeking an original radar
observer endorsement or mariners who
do not have either 1 year of relevant sea
service on board radar-equipped vessels
in the previous 5 years or service as a
qualified instructor for a Coast Guardapproved radar course at least twice
within the past 5 years. Elimination of
the requirement to take a radar refresher
or re-certification course every 5 years
would reduce burden on affected
mariners without impacting safety.
DATES: Comments and related material
must be received by the Coast Guard on
or before July 11, 2018.
ADDRESSES: You may submit comments
identified by docket number USCG–
2018–0100 using the Federal
eRulemaking Portal at https://
www.regulations.gov. See the ‘‘Public
Participation and Request for
Comments’’ portion of the
SUPPLEMENTARY INFORMATION section for
further instructions on submitting
comments.
FOR FURTHER INFORMATION CONTACT: For
information about this document call or
email Mr. Davis Breyer, Coast Guard;
telephone 202–372–1445, email
davis.j.breyer@uscg.mil.
SUPPLEMENTARY INFORMATION:
I. Public Participation and Request for
Comments
II. Abbreviations
III. Basis and Purpose
IV. Background
V. Discussion of Proposed Rule
VI. Regulatory Analyses
A. Regulatory Planning and Review
B. Small Entities
C. Assistance for Small Entities
D. Collection of Information
E. Federalism
F. Unfunded Mandates Reform Act
G. Taking of Private Property
H. Civil Justice Reform
I. Protection of Children
J. Indian Tribal Governments
K. Energy Effects
L. Technical Standards
M. Environment
I. Public Participation and Request for
Comments
The Coast Guard views public
participation as essential to effective
rulemaking, and will consider all
comments and material received during
the comment period. Your comment can
help shape the outcome of this
rulemaking. If you submit a comment,
please include the docket number for
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26933
this rulemaking, indicate the specific
section of this document to which each
comment applies, and provide a reason
for each suggestion or recommendation.
We encourage you to submit
comments through the Federal
eRulemaking Portal at https://
www.regulations.gov. If your material
cannot be submitted using https://
www.regulations.gov, contact the person
in the FOR FURTHER INFORMATION
CONTACT section of this proposed rule
for alternate instructions. Documents
mentioned in this proposed rule, and all
public comments, are available in our
online docket at https://
www.regulations.gov, and can be viewed
by following that website’s instructions.
Additionally, if you go to the online
docket and sign up for email alerts, you
will be notified when comments are
posted or a final rule is published.
We accept anonymous comments. All
comments received will be posted
without change to https://
www.regulations.gov and will include
any personal information you have
provided. For more about privacy and
the docket, visit https://
www.regulations.gov/privacyNotice.
We do not plan to hold a public
meeting but we will consider doing so
if public comments indicate that a
meeting would be helpful. We would
issue a separate Federal Register notice
to announce the date, time, and location
of such a meeting.
II. Abbreviations
BLS Bureau of Labor Statistics
CFR Code of Federal Regulations
CGAA 2015 Coast Guard Authorization Act
of 2015
DHS Department of Homeland Security
FR Federal Register
MERPAC Merchant Marine Personnel
Advisory Committee
MMLD Merchant Mariner Licensing and
Documentation
MMC Merchant Mariner Credential
OMB Office of Management and Budget
§ Section
STCW International Convention on the
Standards of Training, Certification and
Watchkeeping for Seafarers, 1978, as
amended
STCW Code Seafarers’ Training,
Certification and Watchkeeping Code
U.S.C. United States Code
III. Basis and Purpose
The purpose of this proposed rule is
to amend the radar observer
endorsement requirements by removing
obsolete portions and harmonizing the
expiration dates of the radar observer
endorsement and the merchant mariner
credential (MMC).
The Coast Guard is authorized to
determine and establish the experience
and professional qualifications required
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for the issuance of officer credentials
pursuant to 46 U.S.C. 7101. Authority
under 46 U.S.C. 7101 has been
delegated to the Commandant of the
Coast Guard by Department of
Homeland Security Delegation No.
0170.1(II)(92)(e). The specifics of these
professional qualifications and the Coast
Guard’s evaluation process are
prescribed by 46 CFR parts 10 and 11,
and the manning requirements are in 46
CFR part 15.
Section 304 of the Coast Guard
Authorization Act of 2015 (CGAA 2015),
Public Law 114–120, February 8, 2016
(codified as a statutory note to 46 U.S.C.
7302), requires the harmonization of
expiration dates of a mariner’s radar
observer endorsement with his or her
MMC and the medical certificate,
subject to certain exceptions.1
Furthermore, the CGAA 2015 specifies
that the process to harmonize cannot
require a mariner to renew the MMC
before it expires. This proposed rule
would meet the statutory requirement
with regard to the radar observer
endorsement. The requirement
regarding the medical certificate is
already met through policy.2
IV. Background
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Currently, 46 CFR 11.480 requires that
a mariner with a radar observer
endorsement complete a Coast Guardapproved radar observer refresher or recertification course every 5 years to
maintain a valid radar observer
endorsement on his or her MMC. The
MMC is typically valid for a 5-year
period in accordance with 46 U.S.C.
7302(f). Under the current regulation,
the radar observer endorsement must be
added to the MMC. However, the course
completion certificate dictates the
validity of the radar observer
endorsement. This requires the mariner
to carry the MMC and have the course
completion certificate available in order
to demonstrate compliance with the
regulations. Under current regulation, it
is not possible to harmonize the
expiration dates of the radar course
completion certificate and the MMC.
1 Public Law 114–120, sec. 304(c), creates an
exception for individuals (1) holding a merchant
mariner credential with—(A) an active Standards of
Training, Certification, and Watchkeeping
endorsement; or (B) Federal first-class pilot
endorsement; or (2) who have been issued a timerestricted medical certificate.
2 CG–MMC Policy Letter 01–18: Guidelines for
Requesting Harmonization of Expiration Dates of
Merchant Mariner Credentials and Mariner Medical
Certificates when Applying for an Original or
Renewal Merchant Mariner Credential. https://
www.dco.uscg.mil/Portals/9/DCO%20Documents/
5p/5ps/MMC/CG-MMC-2%20Policies/CGMMC%2001-18%20Harmonization.pdf?ver=201803-02-071916-180.
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The Coast Guard sought comments
from the Merchant Marine Personnel
Advisory Committee (MERPAC) about
harmonization. In September 2015, at
Meeting 43, MERPAC recommended
that the Coast Guard review whether
requiring a radar refresher or recertification course for mariners with
relevant and recent underway service on
a vessel equipped with radar should be
considered adequate experience for
renewal (MERPAC Recommendation
2015–56).3 MERPAC recommended the
Coast Guard consider the history of the
radar observer endorsement, the current
state of radar observer training and
prevalence of radar, and the concept
that knowledge and skills will degrade
with time if not used or refreshed
through training. MERPAC also
recommended the Coast Guard consider
whether the radar observer endorsement
must be on the credential.
The Coast Guard first added a
requirement to prove continued
competence in radar operation every 5
years by completing a professional
examination or completing a Coast
Guard-approved course in 1958 (23 FR
3447, May 21, 1958). As discussed in
that final rule, the merchant mariner
license endorsement ‘‘Radar Observer’’
has its roots in a report by the Technical
Staff of the Committee on Merchant
Marine and Fisheries to the U.S. House
of Representatives concerning the S.S.
Andrea Doria and the M.V. Stockholm
collision.4 That report recommended
providing adequate training for deck
officers and requiring certification of
officers such as radar observers. The
International Maritime Organization
included a requirement for radar
training in its International Convention
on the Standards of Training,
Certification and Watchkeeping for
Seafarers, 1978, as amended (STCW)
and the STCW Code.5
The Coast Guard believes that the
potential for accidents continues, and
that it is important for mariners to
continue to benefit from training to be
proficient in the use of radar as both a
3 See Task Statement #91 from MERPAC https://
homeport.uscg.mil/Lists/Content/DispForm.aspx?
&ID=805&Source=https://homeport.uscg.mil/
missions/ports-and-waterways/safety-advisorycommittees/merpac/task-statements-2.
4 The S.S. Andrea Doria and the M.V. Stockholm
collision occurred off Nantucket in heavy fog at
approximately 10:30 p.m. on July 25, 1956, and
resulted in multiple fatalities.
5 In response to increased marine casualties
because of untrained mariners, the Port and Tanker
Safety Act of 1978 and the International Maritime
Organization, through adoption of STCW resolution
18, ‘‘Radar simulator training’’ and resolution 20,
‘‘Training in the use of collision avoidance aids’’
developed training standards centered on live
marine radar equipment, including radar
simulators.
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navigation and collision avoidance tool.
The Coast Guard also believes that radar
is now a commonly used navigation and
collision avoidance tool. Radar carriage
requirements, both in the United States
and internationally, have increased in
the last 60 years, and the current
domestic training requirements have
been in place for the last 35 years.
Currently, mariners on vessels outfitted
with radar maintain proficiency in the
use of radar through its constant use to
navigate and prevent collisions.
Therefore, the Coast Guard has
concluded that the current requirement
for the completion of a radar refresher
or re-certification course for mariners
with relevant and recent service in a
position using radar for navigation and
collision avoidance purposes on board
vessels equipped with radar is not
necessary. Completion of refresher
training is unnecessarily burdensome to
mariners who routinely use radar.
Section 304 of the CGAA 2015
requires the harmonization of expiration
dates of a mariner’s radar observer
endorsement with his or her MMC, and
prohibits requiring a mariner to renew
a credential before it expires. In this
context, the Coast Guard believes that
the MMC is the primary credential
documenting the individual’s
qualifications to perform specific
functions on board a ship, and should
be the point of alignment when
harmonizing the expiration dates of a
mariner’s endorsements.
In looking at this requirement, the
Coast Guard also considered Executive
Order 13771 of January 30, 2017,
Reducing Regulation and Controlling
Regulatory Costs, and Office of
Management and Budget (OMB)
Guidance of April 5, 2017, on that
Executive order; and Executive Order
13777 of February 24, 2017, Enforcing
the Regulatory Reform Agenda. These
directives require agencies to review
regulations in order to provide a
reduction of regulatory costs to
members of the public. Elimination of
the requirement to take a radar refresher
or re-certification course every 5 years
will eliminate an unnecessary burden
on the active mariner and make
harmonization possible.
V. Discussion of Proposed Rule
In this proposed rule, the Coast Guard
proposes to revise its regulations so that
the mariner who serves in a relevant
position on board a radar-equipped
vessel for 1 year in the previous 5 years
is not required to complete a Coast
Guard-approved radar refresher or recertification course per 46 CFR 11.480
to renew their radar observer
endorsement. The proposed
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requirement for 1 year of sea service
within the past 5 years is consistent
with similar existing sea service
requirements found in, for example, 46
CFR 10.227(e)(1), Requirements for
Renewal of an MMC; 46 CFR 11.302(c),
Basic Training; and 46 CFR 11.303(c),
Advanced Firefighting. For the purposes
of this proposed rule, relevant sea
service means having served in a
position using radar for navigation and
collision avoidance purposes on a radarequipped vessel.
Additionally, mariners who provide
evidence of being a qualified instructor
and having taught a Coast Guardapproved radar endorsement refresher
or re-certification course at least twice
within the past 5 years would not be
required to complete a radar refresher or
re-certification course. The 5-year
interval is based on both national and
STCW endorsement requirements that
follow recognized principles and
standards of maritime skill acquisition
and retention. The provision to allow
renewal of the endorsement by an
instructor of the radar course is the
same provision that currently exists
under 46 CFR 10.227(e)(1)(v) for MMC
renewals. This provision would be
applied to the radar observer
endorsement.
This proposed rule would eliminate
the requirement to carry a certificate of
training if the radar observer
endorsement is on the MMC, and would
allow the endorsement and MMC to
expire at the same time.
The Coast Guard did consider
removing the radar refresher or recertification course requirement
altogether. However, the Coast Guard
believes that the competencies required
by a radar observer would degrade if the
mariner does not use them on board
vessels or periodically refresh them by
teaching or completing a course. The
concept that knowledge and skills will
degrade with time if not used or
refreshed has been applied in other
basic maritime training arenas, such as
the STCW requirements for basic
training and a firefighting refresher
course every 5 years, and is a recognized
factor within the education industry.
While there are few specific studies in
skill degradation in the maritime
industry, this issue has been the subject
of discussion for decades in other
industries, including the aviation
industry, which is very similar to the
maritime industry.6 Also, radar
6 Michael W. Gillen, ‘‘Degradation of Piloting
Skills’’ (Master’s Thesis), University of North
Dakota, Grand Forks (2008), assesses professional
aircraft pilots’ basic instrument skills in the age of
highly automated cockpits. In addition to the
specific findings related to the aircraft pilots, the
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continues to be incorporated into other
shipboard systems and continues to
change with advancements in
technology. The radar observer must
keep current with these changes through
onboard utilization of skills or a formal
course of instruction. As a result, the
Coast Guard did not pursue removing
refresher training altogether.
In summary, the Coast Guard is
proposing to continue to require
attendance at a radar refresher or recertification course for mariners seeking
to renew a radar observer endorsement
who do not have 1 year of relevant sea
service in the previous 5 years using
radar for navigation and collision
avoidance purposes on vessels equipped
with radar. As discussed earlier,
mariners with radar observer
endorsements who do have 1 year of
relevant sea service within the previous
5 years and served in a position using
radar for navigation and collision
avoidance purposes on board a radarequipped vessel, or who have met
certain instructor requirements, would
be able to renew the radar observer
endorsement without completing a
course. In addition, the radar observer
endorsement would expire with the
MMC, and the mariner with a radar
observer endorsement would no longer
be required to present a course
completion certificate within 48 hours
document contains a literature review of applicable
background studies concerning the general theory
of learning related to skill acquisition, retention,
and declination. The referenced literature includes
a discussion of the inverse nature of practice and
completion time—previous studies showed that the
time required to perform a task declined at a
decreasing rate as experience with the task
increased. Results from some of these previous
studies indicated a rapid rate of learning
depreciation.
Arthur Winfred, Jr., Bennett Winston, Jr., Pamela
L. Stanush, and Theresa L. McNelly, ‘‘Factors That
Influence Skill Decay and Retention: A Quantitative
Review and Analysis’’, 11(1) Human Performance
57 (1998), presents a review of skill retention and
skill decay literature about factors that influence the
loss of trained skills or knowledge over extended
periods of non-use. Results indicated that there is
substantial skill loss after more than 365 days of
non-use or non-practice. Physical, natural, and
speed-based tasks—such as checklist and repetitive
tasks—were less susceptible to skill loss than
decision-making tasks that are cognitive, artificial,
and accuracy-based. Collision avoidance and
navigation using radar can be considered examples
of the latter category.
John M. O’Hara, ‘‘The Retention of Skills
Acquired Through Simulator-based Training’’, 33(9)
Ergonomics 1143 (1990), examines the loss of skills
among two groups of merchant marine cadets that
were tested for watchstanding skills immediately
preceding and following a 9-month simulator-based
training program. The mitigation of decay as a
function of a retraining experience was also
evaluated. The results indicated that watchstanding
skills improved following training and declined
over the 9-month retention interval, and that
refresher training was effective in terms of skill loss
mitigation for some skill areas.
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26935
of the demand to do so by an authorized
official.
Following is a section-by-section
discussion of the proposed changes.
46 CFR 11.480
Radar Observer
This proposed rule would revise 46
CFR 11.480(d), (e), (f), (g), and (h).
Pursuant to these changes, a current
course completion certificate from a
Coast Guard-approved radar refresher or
re-certification course in accordance
with 46 CFR 11.480 would no longer be
the only determinant of a mariner’s
continued competency as a radar
observer.
The proposed rule would revise 46
CFR 11.480 to apply the provisions of
46 CFR 10.227(e)(1)(v) to the radar
observer endorsement. A qualified
instructor who has taught a Coast
Guard-approved radar observer course
at least twice within the past 5 years
would not be required to complete a
refresher or re-certification course
because he or she will have met the
standards to receive a course
completion certificate. During the
course approval process in accordance
with 46 CFR subpart D, instructors are
evaluated to determine whether they are
qualified to teach the course; a qualified
instructor does not need to complete a
refresher or re-certification course.
This proposed rule would allow
mariners to use recent sea service in
place of completing a radar refresher or
re-certification course. Mariners able to
provide evidence of 1 year of relevant
sea service within the last 5 years in a
position using radar for navigation and
collision avoidance purposes on vessels
equipped with radar would not be
required to attend a course to obtain a
course completion certificate.
If the radar observer endorsement is
on the MMC, then the radar observer
endorsement is valid for the same
period as the MMC. The validity of the
MMC will coincide with the validity of
the radar endorsement if the applicant
provides the following information: (1)
Evidence of 1 year of sea service within
the last 5 years in a position using radar
for navigation and collision avoidance
purposes on board radar-equipped
vessels; (2) evidence of having been a
qualified instructor who has taught a
Coast Guard-approved radar observer
course at least twice within the past 5
years; or (3) successful completion of a
Coast Guard-approved radar course
within the past 5 years. If the applicant
does not provide evidence of meeting
the requirements for the radar observer
endorsement, the endorsement will not
be placed on the MMC.
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46 CFR 15.815
The Coast Guard proposes to revise
§ 15.815 to eliminate the requirement
that a person required to hold a radar
endorsement must have his or her
course completion certificate readily
available. Having the course completion
certificate available is not necessary if
the MMC reflects a radar observer
endorsement, because the radar observer
endorsement indicates adequate training
or experience demonstrated through one
of the three methods described in this
proposed rule.
The proposed rule would revise
§ 15.815(d) to allow the mariners listed
in § 15.815(a), (b), and (c), to sail
without a radar observer endorsement
provided that they hold, and have
immediately available, a course
completion certificate, issued within the
last 5 years, from a Coast Guardapproved radar course. This would
create flexibility for mariners who were
not qualified for the radar observer
endorsement at their last credential
application but have subsequently
completed a Coast Guard-approved
radar course and hold a course
completion certificate.
46 CFR 10.232
Finally, the Coast Guard proposes to
add a corresponding requirement to
§ 10.232(a) so that the sea service letter
indicates whether the vessel the mariner
has served on is equipped with radar,
and that the mariner served in a
position using radar for navigation and
collision avoidance purposes. While
certain vessels are required to carry
radar, some vessels are not required to
do so, such as offshore supply vessels of
less than 100 gross tons and
mechanically propelled vessels of less
than 1,600 gross tons in ocean or
coastwise service. This proposed rule
would ensure that mariners serving in a
position using radar for navigation and
collision avoidance purposes on vessels
equipped with radar will get credit
towards renewal of the radar observer
endorsement, regardless of whether the
vessel was required to carry radar.
VI. Regulatory Analyses
We developed this proposed rule after
considering numerous statutes and
Executive orders related to rulemaking.
A summary of our analyses based on
these statutes or Executive orders
follows.
A. Regulatory Planning and Review
Executive Orders 12866 (Regulatory
Planning and Review) and 13563
(Improving Regulation and Regulatory
Review) direct agencies to assess the
costs and benefits of available regulatory
alternatives and, if regulation is
necessary, to select regulatory
approaches that maximize net benefits
(including potential economic,
environmental, public health and safety
effects, distributive impacts, and
equity). Executive Order 13563
emphasizes the importance of
quantifying both costs and benefits, of
reducing costs, of harmonizing rules,
and promoting flexibility. Executive
Order 13771 (Reducing Regulation and
Controlling Regulatory Costs), directs
agencies to reduce regulation and
control regulatory costs and provides
that ‘‘for every one new regulation
issued, at least two prior regulations be
identified for elimination, and that the
cost of planned regulations be prudently
managed and controlled through a
budgeting process.’’
This proposed rule is not designated
a significant regulatory action by OMB
under section 3(f) of Executive Order
12866. Accordingly, OMB has not
reviewed it. OMB considers this rule to
be an Executive Order 13771
deregulatory action. See the OMB
Memorandum titled ‘‘Guidance
Implementing Executive Order 13771,
titled ‘Reducing Regulation and
Controlling Regulatory Costs’ ’’ (April 5,
2017).
This regulatory analysis provides an
evaluation of the economic impacts
associated with this proposed rule. The
Coast Guard proposes to revise its
regulations so that the mariner who
served on board a radar-equipped vessel
for 1 year in the previous 5 years, in a
position using radar for navigation and
collision avoidance purposes, is not
required to complete a Coast Guardapproved radar refresher or recertification course to renew their radar
observer endorsement, as discussed in
section V of this proposed rule.
Additionally, mariners who provide
evidence of being a qualified instructor
and having taught a Coast Guardapproved radar endorsement refresher
or re-certification course at least twice
within the past 5 years would not be
required to complete a radar refresher or
re-certification course. Table 1 provides
a summary of the affected population,
costs, and cost savings after
implementation of this proposed rule.
The total 10-year discounted cost
savings of the rule would be
$47,678,762 and the annualized total
cost savings would be $6,788,383, both
discounted at 7 percent. We expect that
an average of 7,037 mariners would
benefit from this proposed rule each
year. The proposed rule would result in
cost savings to these mariners for no
longer incurring the costs to complete
the radar observer refresher course.
There would be no impact to those
mariners seeking an original radar
observer endorsement or who do not
have 1 year of relevant sea service in a
position using radar for navigation and
collision avoidance purposes on board
radar-equipped vessels on board radarequipped vessels in the previous 5
years. This proposed rule would not
impose costs on industry.
TABLE 1—SUMMARY OF THE IMPACTS OF PROPOSED RULE
Description
Affected population
Costs
Cost savings
Revise 46 CFR 11.480 (d), (e),
(f), (g), and (h).
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Change
Revise the merchant mariner
credentialing regulations to
allow mariners who are
qualified
instructors
and
mariners with 1 year of sea
service in the previous 5
years using radar for navigation and collision avoidance
purposes on radar-equipped
vessels to retain their radar
observer endorsement without being required to take a
radar renewal or re-certification course.
Total of 35,183 mariners would
no longer be required to take
radar refresher or re-certification course. Annual average of 7,037 mariners per
year benefit from proposed
rule (rounded).
No cost .....................................
$6,788,830 annualized and
$47,678,762 10-year present
value monetized industry
benefits (cost savings) (7%
discount rate).
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TABLE 1—SUMMARY OF THE IMPACTS OF PROPOSED RULE—Continued
Change
Description
Affected population
Costs
Revise 46 CFR 15.815 ............
Remove requirement that a
person with a radar observer
endorsement must have a
certificate of training readily
available.
Add requirement that sea service letters include the information that the vessel the
mariner has served on is
radar equipped and the mariner served in a position
using radar for navigation
and collision avoidance purposes.
35,183 mariners .......................
No cost .....................................
No cost savings.
35,183 mariners .......................
No quantifiable cost. Cost to
add one line item to company’s regular update to the
service letter is too small to
quantify.
No cost savings.
Revise 46 CFR 10.232(a)(2) ...
The proposed revisions to 46 CFR
11.480 would result in cost savings to
those mariners who no longer would
have to complete the radar observer
refresher course.
The proposed revisions to 46 CFR
15.815 would eliminate the requirement
that a person holding a radar
endorsement must also have his or her
course completion certificate readily
available. While the mariner would no
longer physically have to carry the
certificate, the mariner would still have
to physically carry an MMC that reflects
a radar observer endorsement. The costs
of obtaining the copy of the certificate
are included in the cost of the
completion of the course. Therefore, any
cost savings from these revisions are
included in the calculations of the cost
savings to the revisions to 46 CFR
11.480. Those mariners who do not have
an MMC that reflects a radar observer
endorsement would be allowed to sail if
they hold, and have immediately
available, a course completion
certificate, issued within the last 5
years, from a Coast Guard-approved
radar course. There is no impact to these
mariners, as they currently have to carry
a certificate to show course completion.
The proposed revisions to 46 CFR
10.232 would add a requirement that
the sea service letter indicate whether
the mariner served on a vessel equipped
with radar, and if the mariner served in
a position using radar for navigation and
collision avoidance purposes. The
operating companies that use service
letters are already required to provide
mariner service information. The
companies would have to add a line
item once per vessel, and then the letter
would be available for all other mariners
serving on a radar-equipped vessel
using radar for navigation and collision
avoidance purposes. The companies
generally produce a service letter once
every 5 years to provide the employees
the documentation necessary to renew
their credentials. Because the cost to
add one line item is a minimal burden
and could be included in the company’s
regular updates to the service letter, we
consider the proposed revisions to 46
CFR 10.232 to have no additional
burden or cost savings to industry.
Affected Population
We expect that this proposed rule
would affect mariners with a radar
observer endorsement and mariners
who would need one in the future. More
specifically, it would affect those
mariners with at least 1 year of sea
service in the previous 5 years in a
position using radar for navigation and
collision avoidance purposes on board a
Cost savings
radar-equipped vessel, as they will no
longer be required to complete a Coast
Guard-approved radar refresher or recertification course per 46 CFR 11.480
in order to renew their radar observer
endorsement. It would also affect
mariners who have served as instructors
for a Coast Guard-approved radar course
at least twice within the past 5 years,
the majority of whom hold a valid
endorsement and would be included in
the affected population. The radar
observer endorsement would expire
with the MMC and the mariner would
no longer be required to carry the course
completion certificate so that it can be
presented to the Coast Guard upon
demand.
We used data from the Coast Guard’s
Merchant Mariner Licensing and
Documentation (MMLD) system to
estimate the average number of mariners
affected by this proposed rule. The
MMLD system is used to produce MMCs
at the National Maritime Center. Table
2 below shows the radar endorsement
data from the MMLD system used to
estimate the affected population. The
MMLD system does not have exam data
prior to 2011 for the mariners who took
the rules of the road exam to renew an
MMC.
TABLE 2—MARINERS HOLDING RADAR OBSERVER ENDORSEMENTS
Mariners who hold
a radar observer
endorsement
(current total
population)
Mariners who took
rules of the road
exam to renew
MMC
...........................................................................................................................
...........................................................................................................................
...........................................................................................................................
...........................................................................................................................
...........................................................................................................................
...........................................................................................................................
...........................................................................................................................
37,612
38,114
37,011
35,262
34,280
34,546
34,076
488
572
638
671
716
777
755
37,124
37,542
36,373
34,591
33,564
33,769
33,321
Average Total Mariners ......................................................................................
35,843
660
35,183
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Year
2011
2012
2013
2014
2015
2016
2017
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Mariners who
benefit from
proposed rule
26938
Federal Register / Vol. 83, No. 112 / Monday, June 11, 2018 / Proposed Rules
TABLE 2—MARINERS HOLDING RADAR OBSERVER ENDORSEMENTS—Continued
Mariners who hold
a radar observer
endorsement
(current total
population)
Year
Mariners who took
rules of the road
exam to renew
MMC
7,169
132
daltland on DSKBBV9HB2PROD with PROPOSALS
Impacted per Year ..............................................................................................
The ‘‘Mariners Who Hold a Radar
Observer Endorsement’’ column shows
the number of unique mariners who, on
January 1 of each year, held a valid
MMC with a radar observer
endorsement. Per § 11.480, each
applicant for a renewal of a radar
observer endorsement must complete
the appropriate Coast Guard-approved
refresher or re-certification course,
receive the appropriate course
completion certificate, and present the
certificate or a copy of the certificate to
the Coast Guard. A radar observer
endorsement is typically valid for 5
years from the date of completion of the
Coast Guard-approved course. From
2011 to 2017, there was an average of
35,843 total mariners with a valid MMC
with a radar observer endorsement. The
Coast Guard does not have more
detailed information as to the expiration
for each mariner’s radar observer
endorsement. Therefore, we divided the
total mariners by 5 to estimate that an
average of 7,169 mariners currently
would need to take the radar renewal
course each year (35,843 total mariners/
5, rounded to nearest whole number).
Under this proposed rule, the Coast
Guard expects that a portion of the total
mariners would not have 1 year of sea
service in the last 5 years in a position
using radar for navigation and collision
avoidance purposes on board radarequipped vessels. There are some
mariners who are inactive but still
complete the requirements to renew an
MMC. The requirements for the renewal
of an MMC are in § 10.227. In order to
renew their credentials, mariners must
present acceptable documentary
evidence of at least 1 year of sea service
during the past 5 years, or pass a
comprehensive, open-book exercise that
includes a rules of the road
examination. Mariners who take the
rules of the road exam are tracked in the
MMLD database. The ‘‘Mariners Who
Took Rules of the Road Exam to Renew
MMC’’ column in table 3 shows the
number of the unique mariners in the
‘‘Mariners Who Hold a Radar Observer
Endorsement (Current Total
Population)’’ column who took the rules
of the road examination as part of the
MMC renewal process for their existing
valid MMC, not the number of mariners
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who took the rules of the road exam in
that given year. Therefore, we used this
as a proxy to estimate the number of
mariners who did not have 1 year of sea
service in the last 5 years. Under this
proposed rule, an average of 660 total
mariners would still have had to take a
radar refresher or re-certification course
in order to maintain the radar observer
endorsement. The Coast Guard does not
have more detailed information as when
each mariner took the radar refresher or
re-certification course over the 5-year
period. We divided the total mariners by
5 to find an average of 132 mariners
would still need to take the exam each
year (660 total mariners/5).
We subtracted the number in the
‘‘Mariners Who Took Rules of the Road
Exam to Renew MMC’’ column from the
number in the ‘‘Mariners Who Hold a
Radar Observer Endorsement’’ column
to find the mariners who, under this
proposed rule, would not have had to
take a radar refresher or re-certification
course when they last renewed their
MMC. From 2011 to 2017, there was an
average of 35,183 mariners who held
radar observer endorsements and had at
least 1 year of relevant sea service
during the past 5 years. This number
represents the total number of mariners
expected to benefit from this proposed
rule. We divided the total number of
mariners expected to benefit from this
proposed rule by 5 to find the average
mariners that would benefit each year
(35,183 total mariners/5). This comes
out to an average of 7,037 mariners per
year that would no longer have to take
a radar refresher or re-certification
course (rounded to nearest whole
number).
Costs
The regulatory changes in this
proposed rule would not impose any
costs to industry or government.
Cost Savings
The cost savings to industry are the
difference between the current baseline
cost to industry and the cost to industry
if the regulatory changes in this
proposed rule are implemented.
Baseline Cost to Industry
To estimate the cost savings to
industry, we first estimated the current
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Mariners who
benefit from
proposed rule
7,037
costs to industry. The costs to industry
include the cost of the refresher or recertification course, the time to take the
course, and time and mileage costs to
travel to take the course. The mariners
incur costs for the radar refresher or recertification course. To estimate the cost
of the course, the Coast Guard
researched and found a sample of
course costs from five training centers
that offer Coast Guard-approved radar
refresher or re-certification courses. The
cost of the courses ranged from $199 to
$250. We took an average of the 5
estimates to find the average cost of the
courses is $228 (($199 + $250 + $225 +
$225 + $243)/5, rounded to nearest
dollar).7 8 9 10 11
We then estimated the cost of the time
for the mariners to take the refresher or
re-certification course. The 5 training
centers state that the radar renewal
course is 1-day. For the purposes of
complying with service requirements, a
day is defined as 8 hours (46 CFR
10.107, Definitions in subchapter B).12
We obtained the wage rate of a mariner
from the Bureau of Labor Statistics
(BLS), using Occupational Series 53–
5021, Captains, Mates, and Pilots of
Water Vessels (May 2016). The BLS
reports that the mean hourly wage rate
for a Captain, Mate, or Pilot is $39.19.13
To account for employee benefits, we
used a load factor of 1.52, which we
calculated from 2016 4th quarter BLS
data.14 The loaded wage for a mariner is
7 Maritime Professional Training, course cost of
$199, found at https://www.mptusa.com/course/149Radar-Observer-Recertification-Renewal.
8 Compass Courses, course cost of $250, found at
https://compasscourses.com/maritime-safetytraining-courses/radar-re-certification/.
9 The Marine Training Institute, course cost of
$225, found at https://themarinetraining
institute.com/ecdis-radar-recertification/.
10 Calhoon MEBA Engineering School, course
cost of $225, found at https://rro.cutwater.org/.
11 Maritime Institute of Technology & Graduate
Studies, course cost of $243, found at https://
www.mitags-pmi.org/courses/view/Radar_
Observer_Recertification.
12 46 CFR 10.107, https://ecfr.io/Title-46/pt46.
1.10#se46.1.10_1107.
13 Mean wage, https://www.bls.gov/oes/2016/
may/oes535021.htm.
14 Employer Costs for Employee Compensation
provides information on the employer
compensation and can be found in table 9 at https://
www.bls.gov/news.release/archives/ecec_
03172017.pdf. The loaded wage factor is equal to
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estimated at $59.57 ($39.19 wage rate ×
1.52 load factor). We multiplied the
loaded wage rate by the hourly burden
to find the current cost for a mariner to
take the radar renewal course is $476.56
($59.57 wage rate × 8 hour burden).
We then estimated the cost for the
mariners to travel to take the refresher
or re-certification course. The radar
refresher or re-certification course must
be taken in person at a training center.
This means the mariners incur costs for
time to travel to take the course. We
estimated mileage using travel costs
assumptions from the Implementation
of the 1995 Amendments to the
International Convention on Standards
of Training, Certification, and
Watchkeeping for Seafarers, 1978, and
Changes to National Endorsements
Final Rule.15 On average, a mariner
commutes 50 miles to a training course
one-way, or 100 miles round trip. The
Federal Highway Administration reports
the average commute speed for private
vehicles is 28.87 miles per hour.16 We
divided the average round trip mileage
to the training center by the average
commute time to find that it takes an
average of 3.46 hours for a mariner to
travel to the training center (100 miles/
28.87 miles per hour, rounded). We
multiplied this by the loaded hourly
wage rate to find that the hourly burden
per mariner to travel to the training
center to take the refresher or recertification course is $206.11 (3.46
hours × $59.57).
The mariners also incur additional
mileage costs for traveling to the
training facility to take the 1-day course,
such as gas and wear and tear on their
vehicles. We used the U.S. General
Services Administration privately
owned vehicle mileage reimbursement
rate of $0.54 per mile to estimate this
additional cost.17 We multiplied this
rate by the 100 miles round trip to the
training facility to estimate that the
mariners incur a cost of $54 per mariner
for the additional mileage costs.
Table 3 summarizes the costs per
mariner to take the radar refresher or recertification course. Adding the cost of
the 1-day course, the opportunity cost of
time to take the course, and the
opportunity cost of roundtrip travel
time and mileage costs to get to the
training center, we found that it costs
$964.67 per mariner to take the radar
refresher or re-certification course.
TABLE 3—COSTS PER MARINER FOR
RADAR REFRESHER OR RE-CERTIFICATION COURSE
Cost category
Cost
1-Day Course ...............................
Opportunity Cost of Time (8
hours) Spent in Training Facility
Opportunity Cost of Roundtrip
Travel Time to Training Center
Mileage Costs ...............................
$228.00
26939
vessel for 1 year in the previous 5 years
are not required to take a radar refresher
or re-certification course to renew their
radar observer endorsement would
reduce the number of mariners who
would need to take the radar refresher
or re-certification course. As shown in
table 2 in the ‘‘Affected Population’’
subsection, an average of 132 mariners
would still need to take the radar
refresher or re-certification course each
year. These mariners would continue to
have the same costs per mariner shown
in table 3. Multiplying the cost per
mariner by the average mariners that
would still need to take the course each
year, we found the total annual cost to
industry that would remain under this
proposed rule would be $127,336 (132
mariners × $964.67 per mariner).
Cost Savings
To find the total cost savings of this
proposed rule, we subtracted the costs
206.11 to industry after implementation of the
54.00 proposed rule from the baseline costs.
Subtracting $127,336 from $6,915,719,
Total ..........................................
964.67
we found the total cost savings of this
proposed rule would be $6,788,383.
To find the baseline total cost for all
Table 4 shows the total 10-year
mariners to take the radar refresher or
undiscounted industry cost savings of
re-certification course, we multiplied
this proposed rule would be
the total cost per mariner of $964.67 by
$67,883,830. The 10-year estimated
the annual average mariners who
discounted cost savings to industry
currently hold radar observer
endorsements. As shown in table 2, we
would be $47,678,762, with an
found this is an annual average of 7,169 annualized cost savings of $6,788,383,
mariners. Therefore, the total baseline
using a 7-percent discount rate. Using a
annual average cost for all mariners is
perpetual period of analysis, we
$6,915,719 (7,169 mariners × $964.67
estimated the total annualized cost
per mariner, rounded).
savings of the proposed rule would be
$5,541,343 in 2016 dollars, using a
Costs to Industry After Implementation
7-percent discount rate.
of the Regulatory Changes Proposed
Revising § 11.480 so that mariners
who serve on board a radar-equipped
476.56
TABLE 4—TOTAL ESTIMATED COST SAVINGS OF THE PROPOSED RULE OVER A 10-YEAR PERIOD OF ANALYSIS
[Discounted at 7 and 3 percent]
Total
undiscounted
costs
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Year
1
2
3
4
5
6
7
...................................................................................................................................................
...................................................................................................................................................
...................................................................................................................................................
...................................................................................................................................................
...................................................................................................................................................
...................................................................................................................................................
...................................................................................................................................................
the total compensation of $28.15 divided by the
wages and salary of $18.53. Values for the total
compensation, wages, and salary are for all private
industry workers in the transportation and material
moving occupations, 2016 4th quarter. We use 2016
data to keep estimated cost savings in 2016 dollars.
15 Found at https://www.regulations.gov/docket?D
=USCG-2004-17914. Non-commuting driving time
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estimate found on page 132 of the Regulatory
Analysis and Final Regulatory Flexibility Analysis,
located under Supporting Documents.
16 ‘‘Summary of Travel Trends: 2009 National
Household Travel Survey’’, table 27, found at
https://nhts.ornl.gov/2009/pub/stt.pdf.
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$6,788,383
6,788,383
6,788,383
6,788,383
6,788,383
6,788,383
6,788,383
Total, discounted
7%
$6,344,283
5,929,237
5,541,343
5,178,825
4,840,023
4,523,386
4,227,464
3%
$6,590,663
6,398,702
6,212,332
6,031,390
5,855,719
5,685,164
5,519,577
17 Found at https://www.gsa.gov/travel/planbook/transportation-airfare-rates-pov-rates-etc/
privately-owned-vehicle-pov-rates/pov-mileagerates-archived. We use the 2016 rate to keep all
costs in 2016 dollars.
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Federal Register / Vol. 83, No. 112 / Monday, June 11, 2018 / Proposed Rules
TABLE 4—TOTAL ESTIMATED COST SAVINGS OF THE PROPOSED RULE OVER A 10-YEAR PERIOD OF ANALYSIS—
Continued
[Discounted at 7 and 3 percent]
Total
undiscounted
costs
Year
Total, discounted
7%
3%
6,788,383
6,788,383
6,788,383
3,950,901
3,692,431
3,450,870
5,358,812
5,202,730
5,051,194
Total ......................................................................................................................................
Annualized .....................................................................................................................
daltland on DSKBBV9HB2PROD with PROPOSALS
8 ...................................................................................................................................................
9 ...................................................................................................................................................
10 .................................................................................................................................................
67,883,830
........................
47,678,762
6,788,383
57,906,284
6,788,383
B. Small Entities
Under the Regulatory Flexibility Act,
5 U.S.C. 601–612, we have considered
whether this proposed rule would have
a significant economic impact on a
substantial number of small entities.
The term ‘‘small entities’’ comprises
small businesses, not-for-profit
organizations that are independently
owned and operated and are not
dominant in their fields, and
governmental jurisdictions with
populations of less than 50,000.
This proposed rule reduces the
burden on industry by removing the
requirement to attend a radar refresher
or re-certification course every 5 years
for mariners who have 1 year of relevant
sea service in the previous 5 years in a
position using radar for navigation and
collision avoidance purposes on board
radar-equipped vessels, or for Coast
Guard-approved radar course qualified
instructors who have taught the class at
least twice within the past 5 years. The
MMC and radar observer endorsement is
in the mariner’s name and not the
company’s name, so we assume the
affected mariners would receive the cost
savings from this proposed rule. We do
not have further information that any
companies would reimburse the
mariners for these costs and would
acquire the costs savings.
Therefore, the Coast Guard certifies
under 5 U.S.C. 605(b) that this proposed
rule would not have a significant
economic impact on a substantial
number of small entities. This proposed
rule reduces the burden associated with
mariners taking the radar refresher or recertification course and will not
adversely affect small entities as defined
by the Small Business Administration in
13 CFR 121.201. If you think that your
business, organization, or governmental
jurisdiction qualifies as a small entity
and that this proposed rule would have
a significant economic impact on it,
please submit a comment to the docket
at the address listed in the ADDRESSES
section of this preamble. In your
comment, explain why you think it
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qualifies and how and to what degree
this proposed rule would economically
affect it.
C. Assistance for Small Entities
Under section 213(a) of the Small
Business Regulatory Enforcement
Fairness Act of 1996, Public Law
104–121, we want to assist small
entities in understanding this proposed
rule so that they can better evaluate its
effects on them and participate in the
rulemaking. If the proposed rule would
affect your small business, organization,
or governmental jurisdiction and you
have questions concerning its
provisions or options for compliance,
please contact the person in the FOR
FURTHER INFORMATION CONTACT section of
this proposed rule. The Coast Guard
will not retaliate against small entities
that question or complain about this
proposed rule or any policy or action of
the Coast Guard.
Small businesses may send comments
on the actions of Federal employees
who enforce, or otherwise determine
compliance with, Federal regulations to
the Small Business and Agriculture
Regulatory Enforcement Ombudsman
and the Regional Small Business
Regulatory Fairness Boards. The
Ombudsman evaluates these actions
annually and rates each agency’s
responsiveness to small business. If you
wish to comment on actions by
employees of the Coast Guard, call 1–
888–REG–FAIR (1–888–734–3247).
D. Collection of Information
This proposed rule would call for no
new collection of information under the
Paperwork Reduction Act of 1995, 44
U.S.C. 3501–3520. The information
collection associated with this proposed
rule is the currently approved collection
1625–0040 (MMC Application).18 The
18 The full title of COI 1625–0040 is ‘‘Application
for Merchant Mariner Credential (MMC),
Application for Medical Certificate, Application for
Medical Certificate—Short Form, Small Vessel Sea
Service (Optional) Form, DOT/USCG Periodic Drug
Testing (Optional) Form, and Disclosure Statement
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proposed revisions to 46 CFR 15.815
would eliminate the requirement that a
person holding a radar endorsement
must also have his or her course
completion certificate readily available.
While the mariner would no longer
physically have to carry the certificate,
the mariner would still have to carry an
MMC that reflects a radar observer
endorsement. Those mariners who do
not have an MMC that reflects a radar
observer endorsement would be allowed
to sail provided that they hold, and have
immediately available, a course
completion certificate, issued within the
last 5 years, from a Coast Guardapproved radar refresher or recertification course. There is no impact
to these mariners, as they currently have
to carry a certificate to show course
completion.
The proposed revisions to 46 CFR
10.232 would add a requirement that
the sea service letter indicates whether
the mariner served on a vessel equipped
with radar, and if the mariner served in
a position using radar for navigation and
collision avoidance purposes. In place
of an indication on an application or by
separate certification that a mariner
completed a Coast Guard-approved
radar observer course, a statement
would be added to the already-required
sea service letter. The operating
companies that use service letters are
already required to provide mariner
service information. The companies
would have to add a line item once per
vessel, and then the letter would be
available for all other mariners serving
on a radar-equipped vessel using radar
for navigation and collision avoidance
purposes. The companies generally
produce a service letter once every 5
years to provide the employees the
documentation necessary to renew their
credentials. Because the cost to add one
line item is a minimal burden and could
be included in the company’s regular
updates to the service letter, we
for Narcotics, DWI/DUI, and/or Other Convictions
(Optional) Form.’’
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Federal Register / Vol. 83, No. 112 / Monday, June 11, 2018 / Proposed Rules
the person listed in the FOR FURTHER
section of this preamble.
consider the proposed revisions to 46
CFR 10.232 to have no additional
burden to industry. Therefore, the
proposed revisions would not change
the burden in the currently approved
collection 1625–0040.
INFORMATION
F. Unfunded Mandates Reform Act
daltland on DSKBBV9HB2PROD with PROPOSALS
E. Federalism
A rule has implications for federalism
under Executive Order 13132
(Federalism) if it has a substantial direct
effect on States, on the relationship
between the national government and
the States, or on the distribution of
power and responsibilities among the
various levels of government. We have
analyzed this proposed rule under
Executive Order 13132 and have
determined that it is consistent with the
fundamental federalism principles and
preemption requirements described in
Executive Order 13132. Our analysis is
explained below.
It is well settled that States may not
regulate in categories reserved for
regulation by the Coast Guard. It is also
well settled that all of the categories
covered in 46 U.S.C. 3306, 3703, 7101,
and 8101 (design, construction,
alteration, repair, maintenance,
operation, equipping, personnel
qualification, and manning of vessels),
as well as the reporting of casualties and
any other category in which Congress
intended the Coast Guard to be the sole
source of a vessel’s obligations, are
within the field foreclosed from
regulation by the States. See the
Supreme Court’s decision in United
States v. Locke and Intertanko v. Locke,
529 U.S. 89, 120 S.Ct. 1135 (2000).
Because this proposed rule involves the
credentialing of mariners under 46
U.S.C. 7101, it relates to personnel
qualifications and, as a result, is
foreclosed from regulation by the States.
Therefore, because the States may not
regulate within these categories, this
proposed rule is consistent with the
fundamental federalism principles and
preemption requirements described in
Executive Order 13132.
While it is well settled that States may
not regulate in categories in which
Congress intended the Coast Guard to be
the sole source of a vessel’s obligations,
the Coast Guard recognizes the key role
that State and local governments may
have in making regulatory
determinations. Additionally, for rules
with federalism implications and
preemptive effect, Executive Order
13132 specifically directs agencies to
consult with State and local
governments during the rulemaking
process. If you believe this rule has
implications for federalism under
Executive Order 13132, please contact
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17:25 Jun 08, 2018
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The Unfunded Mandates Reform Act
of 1995, 2 U.S.C. 1531–1538, requires
Federal agencies to assess the effects of
their discretionary regulatory actions. In
particular, the Act addresses actions
that may result in the expenditure by a
State, local, or tribal government, in the
aggregate, or by the private sector of
$100 million (adjusted for inflation) or
more in any one year. Although this
proposed rule would not result in such
an expenditure, we do discuss the
effects of this proposed rule elsewhere
in this preamble.
G. Taking of Private Property
This proposed rule would not cause a
taking of private property or otherwise
have taking implications under
Executive Order 12630 (Governmental
Actions and Interference with
Constitutionally Protected Property
Rights).
H. Civil Justice Reform
This proposed rule meets applicable
standards in sections 3(a) and 3(b)(2) of
Executive Order 12988, (Civil Justice
Reform), to minimize litigation,
eliminate ambiguity, and reduce
burden.
I. Protection of Children
We have analyzed this proposed rule
under Executive Order 13045
(Protection of Children from
Environmental Health Risks and Safety
Risks). This proposed rule is not an
economically significant rule and would
not create an environmental risk to
health or risk to safety that might
disproportionately affect children.
J. Indian Tribal Governments
This proposed rule does not have
tribal implications under Executive
Order 13175 (Consultation and
Coordination with Indian Tribal
Governments), because it would not
have a substantial direct effect on one or
more Indian tribes, on the relationship
between the Federal Government and
Indian tribes, or on the distribution of
power and responsibilities between the
Federal Government and Indian tribes.
K. Energy Effects
We have analyzed this proposed rule
under Executive Order 13211 (Actions
Concerning Regulations That
Significantly Affect Energy Supply,
Distribution, or Use). We have
determined that it is not a ‘‘significant
energy action’’ under that order because
it is not a ‘‘significant regulatory action’’
PO 00000
Frm 00077
Fmt 4702
Sfmt 4702
26941
under Executive Order 12866 and
would not likely have a significant
adverse effect on the supply,
distribution, or use of energy.
L. Technical Standards
The National Technology Transfer
and Advancement Act, codified as a
note to 15 U.S.C. 272, directs agencies
to use voluntary consensus standards in
their regulatory activities unless the
agency provides Congress, through
OMB, with an explanation of why using
these standards would be inconsistent
with applicable law or otherwise
impractical. Voluntary consensus
standards are technical standards (e.g.,
specifications of materials, performance,
design, or operation; test methods;
sampling procedures; and related
management systems practices) that are
developed or adopted by voluntary
consensus standards bodies.
This proposed rule does not use
technical standards. Therefore, we did
not consider the use of voluntary
consensus standards.
M. Environment
We have analyzed this proposed rule
under Department of Homeland
Security Management Directive 023–01
and Commandant Instruction
M16475.lD (COMDTINST M16475.1D),
which guide the Coast Guard in
complying with the National
Environmental Policy Act of 1969 (42
U.S.C. 4321–4370f), and have made a
preliminary determination that this
action is one of a category of actions that
do not individually or cumulatively
have a significant effect on the human
environment. A preliminary (draft)
Record of Environmental Consideration
(REC) supporting this determination is
available in the docket where indicated
under the ‘‘Public Participation and
Request for Comments’’ section of this
preamble. This proposed rule would be
categorically excluded under categorical
exclusion (CATEX) numbers L52, L56,
L57, and L62 of DHS Directive 023–
01(series). As such, CATEX L52 pertains
to regulations concerning vessel
operation safety standards, CATEX L56
pertains to regulations concerning the
training, qualifying, and licensing of
maritime personnel, CATEX L57
pertains to regulations concerning
manning of vessels, and CATEX L62
pertains to regulations in aid of
navigation. We seek any comments or
information that may lead to the
discovery of a significant environmental
impact from this proposed rule.
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26942
Federal Register / Vol. 83, No. 112 / Monday, June 11, 2018 / Proposed Rules
List of Subjects
46 CFR Part 10
Penalties, Personally identifiable
information, Reporting and
recordkeeping requirements, Seamen.
46 CFR Part 11
Penalties, Reporting and
recordkeeping requirements, Schools,
Seamen.
46 CFR Part 15
Reporting and recordkeeping
requirements, Seamen, Vessels.
For the reasons discussed in the
preamble, the Coast Guard proposes to
amend 46 CFR parts 10, 11, and 15 as
follows:
■ 1. The authority citation for part 10
continues to read as follows:
Authority: 14 U.S.C. 633; 31 U.S.C. 9701;
46 U.S.C. 2101, 2103, 2110; 46 U.S.C. chapter
71; 46 U.S.C. chapter 73; 46 U.S.C. chapter
75; 46 U.S.C. 2104; 46 U.S.C. 7701, 8903,
8904, and 70105; Executive Order 10173;
Department of Homeland Security Delegation
No. 0170.1.
2. Amend § 10.232 by redesignating
paragraphs (a)(2)(vii) through (a)(2)(x) as
paragraphs (a)(2)(viii) through (a)(2)(xi),
respectively and add new paragraph
(a)(2)(vii) to read as follows:
■
§ 10.232
Sea service.
(a) * * *
(2) * * *
(vii) For those seeking to renew a
radar observer endorsement, whether
the vessel is equipped with radar and if
the mariner served in a position using
radar for navigation and collision
avoidance purposes.
*
*
*
*
*
PART 11—REQUIREMENTS FOR
OFFICER ENDORSEMENTS
1. The authority citation for part 11
continues to read as follows:
■
Authority: 14 U.S.C. 633; 31 U.S.C. 9701;
46 U.S.C. 2101, 2103, and 2110; 46 U.S.C.
chapter 71; 46 U.S.C. 7502, 7505, 7701, 8906,
and 70105; Executive Order 10173;
Department of Homeland Security Delegation
No. 0170.1. Section 11.107 is also issued
under the authority of 44 U.S.C. 3507.
(f) A mariner may also renew his or
her radar observer endorsement by
providing evidence of meeting the
requirements located in 46 CFR
10.227(e)(1)(v).
(g) The Coast Guard will accept onboard training and experience through
acceptable documentary evidence of 1
year of relevant sea service within the
last 5 years in a position using radar for
navigation and collision avoidance
purposes on vessels equipped with
radar as meeting the refresher or recertification requirements of paragraph
(d) of this section.
(h) An applicant for renewal of a
license or MMC who does not provide
evidence of meeting the renewal
requirements of paragraphs (d), (f), or (g)
of this section will not have a radar
observer endorsement placed on his or
her MMC.
PART 15—MANNING REQUIREMENTS
1. The authority citation for part 15
continues to read as follows:
■
Authority: 46 U.S.C. 2101, 2103, 3306,
3703, 8101, 8102, 8103, 8104, 8105, 8301,
8304, 8502, 8503, 8701, 8702, 8901, 8902,
8903, 8904, 8905(b), 8906 and 9102; sec. 617,
Pub. L. 111–281, 124 Stat. 2905; and
Department of Homeland Security Delegation
No. 0170.1.
2. Amend § 15.815 by revising
paragraph (d) and removing paragraph
(e) to read as follows:
■
§ 15.815
Radar observers.
*
*
*
*
*
(d) In the event that a person
described in paragraphs (a), (b), or (c) of
this section does not hold an
endorsement as radar observer, he or
she must have immediately available a
valid course completion certificate from
a Coast Guard-approved radar course.
Jeffrey G. Lantz,
Director, Office of Commercial Regulations
and Standards.
[FR Doc. 2018–12502 Filed 6–8–18; 8:45 am]
BILLING CODE 9110–04–P
2. Amend § 11.480 as follows:
a. In paragraph (d), remove the text
‘‘paragraph (e)’’ and add, in its place,
the text ‘‘paragraphs (f) or (g)’’; and
■ b. Revise paragraphs (e) through (h) to
read as follows:
daltland on DSKBBV9HB2PROD with PROPOSALS
■
■
§ 11.480
Radar observer.
*
*
*
*
*
(e) A radar observer endorsement
issued under this section is valid until
the expiration of the mariner’s MMC.
VerDate Sep<11>2014
17:25 Jun 08, 2018
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DEPARTMENT OF TRANSPORTATION
Federal Motor Carrier Safety
Administration
49 CFR Chapter III
[Docket No. FMCSA–2018–0037]
Federal Motor Carrier Safety
Regulations (FMCSRs) Which May Be
a Barrier to the Safe Integration of
Automated Driving Systems (ADS) in
Commercial Motor Vehicle (CMV)
Operations; Public Meeting
Federal Motor Carrier Safety
Administration (FMCSA), DOT.
ACTION: Notice of public listening
session.
AGENCY:
FMCSA announces a public
listening session on June 19, 2018, to
solicit information on issues relating to
the design, development, testing, and
integration of ADS-equipped CMVs on
our Nation’s roadways. The listening
session will provide interested parties
with an opportunity to assist the
Agency’s future rulemaking efforts by
sharing their views on the FMCSRs as
they relate to the development and safe
integration of ADS. It will also allow
FMCSA to share with stakeholders the
Agency’s ADS strategy and open a
channel for two-way communication.
This listening session will supplement
the information gathered from FMCSA’s
previous requests for comment on issues
related to automation by targeting
stakeholders from whom they have not
previously received comments,
including academia, insurance groups,
and technology providers and
developers. Attendees are also
encouraged to share any data or analysis
on this topic with Agency
representatives.
SUMMARY:
The meeting will be held
Tuesday, June 19, 2018, from 1:00 p.m.
to 3:00 p.m., Eastern Daylight Time
(EDT), at the University of Michigan’s
Mcity in Ann Arbor, Michigan. Research
Auditorium, 2800 Plymouth Street,
Bldg. 10, Ann Arbor, MI 48109.
Please use the following link to RSVP
and find additional information about
this public meeting as it approaches:
https://fmcsaads.eventbrite.com/.
Information about this listening session
can also be found at: https://
www.transportation.gov/AV.
FOR FURTHER INFORMATION CONTACT: Mr.
William Cunnane, Program Specialist,
Program Integration Office, Federal
Motor Carrier Safety Administration,
U.S. Department of Transportation, 1200
New Jersey Avenue SE, Washington, DC
20590, email: fmcsaads@dot.gov.
DATES:
E:\FR\FM\11JNP1.SGM
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Agencies
[Federal Register Volume 83, Number 112 (Monday, June 11, 2018)]
[Proposed Rules]
[Pages 26933-26942]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2018-12502]
=======================================================================
-----------------------------------------------------------------------
DEPARTMENT OF HOMELAND SECURITY
Coast Guard
46 CFR Parts 10, 11, and 15
[Docket No. USCG-2018-0100]
RIN 1625-AC46
Amendments to the Marine Radar Observer Refresher Training
Regulations
AGENCY: Coast Guard, DHS.
ACTION: Notice of proposed rulemaking.
-----------------------------------------------------------------------
SUMMARY: The Coast Guard proposes to revise its merchant mariner
credentialing regulations to remove obsolete portions of the radar
observer requirements and harmonize the radar observer endorsement with
the merchant mariner credential. Under this proposed rule, an active
mariner who serves in a relevant position for 1 year in the previous 5
years using radar for navigation and collision avoidance purposes on
vessels equipped with radar, or has served as a qualified instructor
for a Coast Guard-approved radar course at least twice within the past
5 years, would not be required to complete a Coast Guard-approved radar
refresher or re-certification course in order to renew his or her radar
observer endorsement. This proposed rule would not change the existing
requirements for mariners seeking an original radar observer
endorsement or mariners who do not have either 1 year of relevant sea
service on board radar-equipped vessels in the previous 5 years or
service as a qualified instructor for a Coast Guard-approved radar
course at least twice within the past 5 years. Elimination of the
requirement to take a radar refresher or re-certification course every
5 years would reduce burden on affected mariners without impacting
safety.
DATES: Comments and related material must be received by the Coast
Guard on or before July 11, 2018.
ADDRESSES: You may submit comments identified by docket number USCG-
2018-0100 using the Federal eRulemaking Portal at https://www.regulations.gov. See the ``Public Participation and Request for
Comments'' portion of the SUPPLEMENTARY INFORMATION section for further
instructions on submitting comments.
FOR FURTHER INFORMATION CONTACT: For information about this document
call or email Mr. Davis Breyer, Coast Guard; telephone 202-372-1445,
email [email protected].
SUPPLEMENTARY INFORMATION:
Table of Contents for Preamble
I. Public Participation and Request for Comments
II. Abbreviations
III. Basis and Purpose
IV. Background
V. Discussion of Proposed Rule
VI. Regulatory Analyses
A. Regulatory Planning and Review
B. Small Entities
C. Assistance for Small Entities
D. Collection of Information
E. Federalism
F. Unfunded Mandates Reform Act
G. Taking of Private Property
H. Civil Justice Reform
I. Protection of Children
J. Indian Tribal Governments
K. Energy Effects
L. Technical Standards
M. Environment
I. Public Participation and Request for Comments
The Coast Guard views public participation as essential to
effective rulemaking, and will consider all comments and material
received during the comment period. Your comment can help shape the
outcome of this rulemaking. If you submit a comment, please include the
docket number for this rulemaking, indicate the specific section of
this document to which each comment applies, and provide a reason for
each suggestion or recommendation.
We encourage you to submit comments through the Federal eRulemaking
Portal at https://www.regulations.gov. If your material cannot be
submitted using https://www.regulations.gov, contact the person in the
FOR FURTHER INFORMATION CONTACT section of this proposed rule for
alternate instructions. Documents mentioned in this proposed rule, and
all public comments, are available in our online docket at https://www.regulations.gov, and can be viewed by following that website's
instructions. Additionally, if you go to the online docket and sign up
for email alerts, you will be notified when comments are posted or a
final rule is published.
We accept anonymous comments. All comments received will be posted
without change to https://www.regulations.gov and will include any
personal information you have provided. For more about privacy and the
docket, visit https://www.regulations.gov/privacyNotice.
We do not plan to hold a public meeting but we will consider doing
so if public comments indicate that a meeting would be helpful. We
would issue a separate Federal Register notice to announce the date,
time, and location of such a meeting.
II. Abbreviations
BLS Bureau of Labor Statistics
CFR Code of Federal Regulations
CGAA 2015 Coast Guard Authorization Act of 2015
DHS Department of Homeland Security
FR Federal Register
MERPAC Merchant Marine Personnel Advisory Committee
MMLD Merchant Mariner Licensing and Documentation
MMC Merchant Mariner Credential
OMB Office of Management and Budget
Sec. Section
STCW International Convention on the Standards of Training,
Certification and Watchkeeping for Seafarers, 1978, as amended
STCW Code Seafarers' Training, Certification and Watchkeeping Code
U.S.C. United States Code
III. Basis and Purpose
The purpose of this proposed rule is to amend the radar observer
endorsement requirements by removing obsolete portions and harmonizing
the expiration dates of the radar observer endorsement and the merchant
mariner credential (MMC).
The Coast Guard is authorized to determine and establish the
experience and professional qualifications required
[[Page 26934]]
for the issuance of officer credentials pursuant to 46 U.S.C. 7101.
Authority under 46 U.S.C. 7101 has been delegated to the Commandant of
the Coast Guard by Department of Homeland Security Delegation No.
0170.1(II)(92)(e). The specifics of these professional qualifications
and the Coast Guard's evaluation process are prescribed by 46 CFR parts
10 and 11, and the manning requirements are in 46 CFR part 15.
Section 304 of the Coast Guard Authorization Act of 2015 (CGAA
2015), Public Law 114-120, February 8, 2016 (codified as a statutory
note to 46 U.S.C. 7302), requires the harmonization of expiration dates
of a mariner's radar observer endorsement with his or her MMC and the
medical certificate, subject to certain exceptions.\1\ Furthermore, the
CGAA 2015 specifies that the process to harmonize cannot require a
mariner to renew the MMC before it expires. This proposed rule would
meet the statutory requirement with regard to the radar observer
endorsement. The requirement regarding the medical certificate is
already met through policy.\2\
---------------------------------------------------------------------------
\1\ Public Law 114-120, sec. 304(c), creates an exception for
individuals (1) holding a merchant mariner credential with--(A) an
active Standards of Training, Certification, and Watchkeeping
endorsement; or (B) Federal first-class pilot endorsement; or (2)
who have been issued a time-restricted medical certificate.
\2\ CG-MMC Policy Letter 01-18: Guidelines for Requesting
Harmonization of Expiration Dates of Merchant Mariner Credentials
and Mariner Medical Certificates when Applying for an Original or
Renewal Merchant Mariner Credential. https://www.dco.uscg.mil/Portals/9/DCO%20Documents/5p/5ps/MMC/CG-MMC-2%20Policies/CG-MMC%2001-18%20Harmonization.pdf?ver=2018-03-02-071916-180.
---------------------------------------------------------------------------
IV. Background
Currently, 46 CFR 11.480 requires that a mariner with a radar
observer endorsement complete a Coast Guard-approved radar observer
refresher or re-certification course every 5 years to maintain a valid
radar observer endorsement on his or her MMC. The MMC is typically
valid for a 5-year period in accordance with 46 U.S.C. 7302(f). Under
the current regulation, the radar observer endorsement must be added to
the MMC. However, the course completion certificate dictates the
validity of the radar observer endorsement. This requires the mariner
to carry the MMC and have the course completion certificate available
in order to demonstrate compliance with the regulations. Under current
regulation, it is not possible to harmonize the expiration dates of the
radar course completion certificate and the MMC.
The Coast Guard sought comments from the Merchant Marine Personnel
Advisory Committee (MERPAC) about harmonization. In September 2015, at
Meeting 43, MERPAC recommended that the Coast Guard review whether
requiring a radar refresher or re-certification course for mariners
with relevant and recent underway service on a vessel equipped with
radar should be considered adequate experience for renewal (MERPAC
Recommendation 2015-56).\3\ MERPAC recommended the Coast Guard consider
the history of the radar observer endorsement, the current state of
radar observer training and prevalence of radar, and the concept that
knowledge and skills will degrade with time if not used or refreshed
through training. MERPAC also recommended the Coast Guard consider
whether the radar observer endorsement must be on the credential.
---------------------------------------------------------------------------
\3\ See Task Statement #91 from MERPAC https://homeport.uscg.mil/Lists/Content/DispForm.aspx?&ID=805&Source=https://homeport.uscg.mil/missions/ports-and-waterways/safety-advisory-committees/merpac/task-statements-2.
---------------------------------------------------------------------------
The Coast Guard first added a requirement to prove continued
competence in radar operation every 5 years by completing a
professional examination or completing a Coast Guard-approved course in
1958 (23 FR 3447, May 21, 1958). As discussed in that final rule, the
merchant mariner license endorsement ``Radar Observer'' has its roots
in a report by the Technical Staff of the Committee on Merchant Marine
and Fisheries to the U.S. House of Representatives concerning the S.S.
Andrea Doria and the M.V. Stockholm collision.\4\ That report
recommended providing adequate training for deck officers and requiring
certification of officers such as radar observers. The International
Maritime Organization included a requirement for radar training in its
International Convention on the Standards of Training, Certification
and Watchkeeping for Seafarers, 1978, as amended (STCW) and the STCW
Code.\5\
---------------------------------------------------------------------------
\4\ The S.S. Andrea Doria and the M.V. Stockholm collision
occurred off Nantucket in heavy fog at approximately 10:30 p.m. on
July 25, 1956, and resulted in multiple fatalities.
\5\ In response to increased marine casualties because of
untrained mariners, the Port and Tanker Safety Act of 1978 and the
International Maritime Organization, through adoption of STCW
resolution 18, ``Radar simulator training'' and resolution 20,
``Training in the use of collision avoidance aids'' developed
training standards centered on live marine radar equipment,
including radar simulators.
---------------------------------------------------------------------------
The Coast Guard believes that the potential for accidents
continues, and that it is important for mariners to continue to benefit
from training to be proficient in the use of radar as both a navigation
and collision avoidance tool. The Coast Guard also believes that radar
is now a commonly used navigation and collision avoidance tool. Radar
carriage requirements, both in the United States and internationally,
have increased in the last 60 years, and the current domestic training
requirements have been in place for the last 35 years. Currently,
mariners on vessels outfitted with radar maintain proficiency in the
use of radar through its constant use to navigate and prevent
collisions. Therefore, the Coast Guard has concluded that the current
requirement for the completion of a radar refresher or re-certification
course for mariners with relevant and recent service in a position
using radar for navigation and collision avoidance purposes on board
vessels equipped with radar is not necessary. Completion of refresher
training is unnecessarily burdensome to mariners who routinely use
radar.
Section 304 of the CGAA 2015 requires the harmonization of
expiration dates of a mariner's radar observer endorsement with his or
her MMC, and prohibits requiring a mariner to renew a credential before
it expires. In this context, the Coast Guard believes that the MMC is
the primary credential documenting the individual's qualifications to
perform specific functions on board a ship, and should be the point of
alignment when harmonizing the expiration dates of a mariner's
endorsements.
In looking at this requirement, the Coast Guard also considered
Executive Order 13771 of January 30, 2017, Reducing Regulation and
Controlling Regulatory Costs, and Office of Management and Budget (OMB)
Guidance of April 5, 2017, on that Executive order; and Executive Order
13777 of February 24, 2017, Enforcing the Regulatory Reform Agenda.
These directives require agencies to review regulations in order to
provide a reduction of regulatory costs to members of the public.
Elimination of the requirement to take a radar refresher or re-
certification course every 5 years will eliminate an unnecessary burden
on the active mariner and make harmonization possible.
V. Discussion of Proposed Rule
In this proposed rule, the Coast Guard proposes to revise its
regulations so that the mariner who serves in a relevant position on
board a radar-equipped vessel for 1 year in the previous 5 years is not
required to complete a Coast Guard-approved radar refresher or re-
certification course per 46 CFR 11.480 to renew their radar observer
endorsement. The proposed
[[Page 26935]]
requirement for 1 year of sea service within the past 5 years is
consistent with similar existing sea service requirements found in, for
example, 46 CFR 10.227(e)(1), Requirements for Renewal of an MMC; 46
CFR 11.302(c), Basic Training; and 46 CFR 11.303(c), Advanced
Firefighting. For the purposes of this proposed rule, relevant sea
service means having served in a position using radar for navigation
and collision avoidance purposes on a radar-equipped vessel.
Additionally, mariners who provide evidence of being a qualified
instructor and having taught a Coast Guard-approved radar endorsement
refresher or re-certification course at least twice within the past 5
years would not be required to complete a radar refresher or re-
certification course. The 5-year interval is based on both national and
STCW endorsement requirements that follow recognized principles and
standards of maritime skill acquisition and retention. The provision to
allow renewal of the endorsement by an instructor of the radar course
is the same provision that currently exists under 46 CFR
10.227(e)(1)(v) for MMC renewals. This provision would be applied to
the radar observer endorsement.
This proposed rule would eliminate the requirement to carry a
certificate of training if the radar observer endorsement is on the
MMC, and would allow the endorsement and MMC to expire at the same
time.
The Coast Guard did consider removing the radar refresher or re-
certification course requirement altogether. However, the Coast Guard
believes that the competencies required by a radar observer would
degrade if the mariner does not use them on board vessels or
periodically refresh them by teaching or completing a course. The
concept that knowledge and skills will degrade with time if not used or
refreshed has been applied in other basic maritime training arenas,
such as the STCW requirements for basic training and a firefighting
refresher course every 5 years, and is a recognized factor within the
education industry. While there are few specific studies in skill
degradation in the maritime industry, this issue has been the subject
of discussion for decades in other industries, including the aviation
industry, which is very similar to the maritime industry.\6\ Also,
radar continues to be incorporated into other shipboard systems and
continues to change with advancements in technology. The radar observer
must keep current with these changes through onboard utilization of
skills or a formal course of instruction. As a result, the Coast Guard
did not pursue removing refresher training altogether.
---------------------------------------------------------------------------
\6\ Michael W. Gillen, ``Degradation of Piloting Skills''
(Master's Thesis), University of North Dakota, Grand Forks (2008),
assesses professional aircraft pilots' basic instrument skills in
the age of highly automated cockpits. In addition to the specific
findings related to the aircraft pilots, the document contains a
literature review of applicable background studies concerning the
general theory of learning related to skill acquisition, retention,
and declination. The referenced literature includes a discussion of
the inverse nature of practice and completion time--previous studies
showed that the time required to perform a task declined at a
decreasing rate as experience with the task increased. Results from
some of these previous studies indicated a rapid rate of learning
depreciation.
Arthur Winfred, Jr., Bennett Winston, Jr., Pamela L. Stanush,
and Theresa L. McNelly, ``Factors That Influence Skill Decay and
Retention: A Quantitative Review and Analysis'', 11(1) Human
Performance 57 (1998), presents a review of skill retention and
skill decay literature about factors that influence the loss of
trained skills or knowledge over extended periods of non-use.
Results indicated that there is substantial skill loss after more
than 365 days of non-use or non-practice. Physical, natural, and
speed-based tasks--such as checklist and repetitive tasks--were less
susceptible to skill loss than decision-making tasks that are
cognitive, artificial, and accuracy-based. Collision avoidance and
navigation using radar can be considered examples of the latter
category.
John M. O'Hara, ``The Retention of Skills Acquired Through
Simulator-based Training'', 33(9) Ergonomics 1143 (1990), examines
the loss of skills among two groups of merchant marine cadets that
were tested for watchstanding skills immediately preceding and
following a 9-month simulator-based training program. The mitigation
of decay as a function of a retraining experience was also
evaluated. The results indicated that watchstanding skills improved
following training and declined over the 9-month retention interval,
and that refresher training was effective in terms of skill loss
mitigation for some skill areas.
---------------------------------------------------------------------------
In summary, the Coast Guard is proposing to continue to require
attendance at a radar refresher or re-certification course for mariners
seeking to renew a radar observer endorsement who do not have 1 year of
relevant sea service in the previous 5 years using radar for navigation
and collision avoidance purposes on vessels equipped with radar. As
discussed earlier, mariners with radar observer endorsements who do
have 1 year of relevant sea service within the previous 5 years and
served in a position using radar for navigation and collision avoidance
purposes on board a radar-equipped vessel, or who have met certain
instructor requirements, would be able to renew the radar observer
endorsement without completing a course. In addition, the radar
observer endorsement would expire with the MMC, and the mariner with a
radar observer endorsement would no longer be required to present a
course completion certificate within 48 hours of the demand to do so by
an authorized official.
Following is a section-by-section discussion of the proposed
changes.
46 CFR 11.480 Radar Observer
This proposed rule would revise 46 CFR 11.480(d), (e), (f), (g),
and (h). Pursuant to these changes, a current course completion
certificate from a Coast Guard-approved radar refresher or re-
certification course in accordance with 46 CFR 11.480 would no longer
be the only determinant of a mariner's continued competency as a radar
observer.
The proposed rule would revise 46 CFR 11.480 to apply the
provisions of 46 CFR 10.227(e)(1)(v) to the radar observer endorsement.
A qualified instructor who has taught a Coast Guard-approved radar
observer course at least twice within the past 5 years would not be
required to complete a refresher or re-certification course because he
or she will have met the standards to receive a course completion
certificate. During the course approval process in accordance with 46
CFR subpart D, instructors are evaluated to determine whether they are
qualified to teach the course; a qualified instructor does not need to
complete a refresher or re-certification course.
This proposed rule would allow mariners to use recent sea service
in place of completing a radar refresher or re-certification course.
Mariners able to provide evidence of 1 year of relevant sea service
within the last 5 years in a position using radar for navigation and
collision avoidance purposes on vessels equipped with radar would not
be required to attend a course to obtain a course completion
certificate.
If the radar observer endorsement is on the MMC, then the radar
observer endorsement is valid for the same period as the MMC. The
validity of the MMC will coincide with the validity of the radar
endorsement if the applicant provides the following information: (1)
Evidence of 1 year of sea service within the last 5 years in a position
using radar for navigation and collision avoidance purposes on board
radar-equipped vessels; (2) evidence of having been a qualified
instructor who has taught a Coast Guard-approved radar observer course
at least twice within the past 5 years; or (3) successful completion of
a Coast Guard-approved radar course within the past 5 years. If the
applicant does not provide evidence of meeting the requirements for the
radar observer endorsement, the endorsement will not be placed on the
MMC.
[[Page 26936]]
46 CFR 15.815
The Coast Guard proposes to revise Sec. 15.815 to eliminate the
requirement that a person required to hold a radar endorsement must
have his or her course completion certificate readily available. Having
the course completion certificate available is not necessary if the MMC
reflects a radar observer endorsement, because the radar observer
endorsement indicates adequate training or experience demonstrated
through one of the three methods described in this proposed rule.
The proposed rule would revise Sec. 15.815(d) to allow the
mariners listed in Sec. 15.815(a), (b), and (c), to sail without a
radar observer endorsement provided that they hold, and have
immediately available, a course completion certificate, issued within
the last 5 years, from a Coast Guard-approved radar course. This would
create flexibility for mariners who were not qualified for the radar
observer endorsement at their last credential application but have
subsequently completed a Coast Guard-approved radar course and hold a
course completion certificate.
46 CFR 10.232
Finally, the Coast Guard proposes to add a corresponding
requirement to Sec. 10.232(a) so that the sea service letter indicates
whether the vessel the mariner has served on is equipped with radar,
and that the mariner served in a position using radar for navigation
and collision avoidance purposes. While certain vessels are required to
carry radar, some vessels are not required to do so, such as offshore
supply vessels of less than 100 gross tons and mechanically propelled
vessels of less than 1,600 gross tons in ocean or coastwise service.
This proposed rule would ensure that mariners serving in a position
using radar for navigation and collision avoidance purposes on vessels
equipped with radar will get credit towards renewal of the radar
observer endorsement, regardless of whether the vessel was required to
carry radar.
VI. Regulatory Analyses
We developed this proposed rule after considering numerous statutes
and Executive orders related to rulemaking. A summary of our analyses
based on these statutes or Executive orders follows.
A. Regulatory Planning and Review
Executive Orders 12866 (Regulatory Planning and Review) and 13563
(Improving Regulation and Regulatory Review) direct agencies to assess
the costs and benefits of available regulatory alternatives and, if
regulation is necessary, to select regulatory approaches that maximize
net benefits (including potential economic, environmental, public
health and safety effects, distributive impacts, and equity). Executive
Order 13563 emphasizes the importance of quantifying both costs and
benefits, of reducing costs, of harmonizing rules, and promoting
flexibility. Executive Order 13771 (Reducing Regulation and Controlling
Regulatory Costs), directs agencies to reduce regulation and control
regulatory costs and provides that ``for every one new regulation
issued, at least two prior regulations be identified for elimination,
and that the cost of planned regulations be prudently managed and
controlled through a budgeting process.''
This proposed rule is not designated a significant regulatory
action by OMB under section 3(f) of Executive Order 12866. Accordingly,
OMB has not reviewed it. OMB considers this rule to be an Executive
Order 13771 deregulatory action. See the OMB Memorandum titled
``Guidance Implementing Executive Order 13771, titled `Reducing
Regulation and Controlling Regulatory Costs' '' (April 5, 2017).
This regulatory analysis provides an evaluation of the economic
impacts associated with this proposed rule. The Coast Guard proposes to
revise its regulations so that the mariner who served on board a radar-
equipped vessel for 1 year in the previous 5 years, in a position using
radar for navigation and collision avoidance purposes, is not required
to complete a Coast Guard-approved radar refresher or re-certification
course to renew their radar observer endorsement, as discussed in
section V of this proposed rule. Additionally, mariners who provide
evidence of being a qualified instructor and having taught a Coast
Guard-approved radar endorsement refresher or re-certification course
at least twice within the past 5 years would not be required to
complete a radar refresher or re-certification course. Table 1 provides
a summary of the affected population, costs, and cost savings after
implementation of this proposed rule. The total 10-year discounted cost
savings of the rule would be $47,678,762 and the annualized total cost
savings would be $6,788,383, both discounted at 7 percent. We expect
that an average of 7,037 mariners would benefit from this proposed rule
each year. The proposed rule would result in cost savings to these
mariners for no longer incurring the costs to complete the radar
observer refresher course. There would be no impact to those mariners
seeking an original radar observer endorsement or who do not have 1
year of relevant sea service in a position using radar for navigation
and collision avoidance purposes on board radar-equipped vessels on
board radar-equipped vessels in the previous 5 years. This proposed
rule would not impose costs on industry.
Table 1--Summary of the Impacts of Proposed Rule
----------------------------------------------------------------------------------------------------------------
Affected
Change Description population Costs Cost savings
----------------------------------------------------------------------------------------------------------------
Revise 46 CFR 11.480 (d), (e), Revise the Total of 35,183 No cost........... $6,788,830
(f), (g), and (h). merchant mariner mariners would no annualized and
credentialing longer be $47,678,762 10-
regulations to required to take year present
allow mariners radar refresher value monetized
who are qualified or re- industry benefits
instructors and certification (cost savings)
mariners with 1 course. Annual (7% discount
year of sea average of 7,037 rate).
service in the mariners per year
previous 5 years benefit from
using radar for proposed rule
navigation and (rounded).
collision
avoidance
purposes on radar-
equipped vessels
to retain their
radar observer
endorsement
without being
required to take
a radar renewal
or re-
certification
course.
[[Page 26937]]
Revise 46 CFR 15.815............ Remove requirement 35,183 mariners... No cost........... No cost savings.
that a person
with a radar
observer
endorsement must
have a
certificate of
training readily
available.
Revise 46 CFR 10.232(a)(2)...... Add requirement 35,183 mariners... No quantifiable No cost savings.
that sea service cost. Cost to add
letters include one line item to
the information company's regular
that the vessel update to the
the mariner has service letter is
served on is too small to
radar equipped quantify.
and the mariner
served in a
position using
radar for
navigation and
collision
avoidance
purposes.
----------------------------------------------------------------------------------------------------------------
The proposed revisions to 46 CFR 11.480 would result in cost
savings to those mariners who no longer would have to complete the
radar observer refresher course.
The proposed revisions to 46 CFR 15.815 would eliminate the
requirement that a person holding a radar endorsement must also have
his or her course completion certificate readily available. While the
mariner would no longer physically have to carry the certificate, the
mariner would still have to physically carry an MMC that reflects a
radar observer endorsement. The costs of obtaining the copy of the
certificate are included in the cost of the completion of the course.
Therefore, any cost savings from these revisions are included in the
calculations of the cost savings to the revisions to 46 CFR 11.480.
Those mariners who do not have an MMC that reflects a radar observer
endorsement would be allowed to sail if they hold, and have immediately
available, a course completion certificate, issued within the last 5
years, from a Coast Guard-approved radar course. There is no impact to
these mariners, as they currently have to carry a certificate to show
course completion.
The proposed revisions to 46 CFR 10.232 would add a requirement
that the sea service letter indicate whether the mariner served on a
vessel equipped with radar, and if the mariner served in a position
using radar for navigation and collision avoidance purposes. The
operating companies that use service letters are already required to
provide mariner service information. The companies would have to add a
line item once per vessel, and then the letter would be available for
all other mariners serving on a radar-equipped vessel using radar for
navigation and collision avoidance purposes. The companies generally
produce a service letter once every 5 years to provide the employees
the documentation necessary to renew their credentials. Because the
cost to add one line item is a minimal burden and could be included in
the company's regular updates to the service letter, we consider the
proposed revisions to 46 CFR 10.232 to have no additional burden or
cost savings to industry.
Affected Population
We expect that this proposed rule would affect mariners with a
radar observer endorsement and mariners who would need one in the
future. More specifically, it would affect those mariners with at least
1 year of sea service in the previous 5 years in a position using radar
for navigation and collision avoidance purposes on board a radar-
equipped vessel, as they will no longer be required to complete a Coast
Guard-approved radar refresher or re-certification course per 46 CFR
11.480 in order to renew their radar observer endorsement. It would
also affect mariners who have served as instructors for a Coast Guard-
approved radar course at least twice within the past 5 years, the
majority of whom hold a valid endorsement and would be included in the
affected population. The radar observer endorsement would expire with
the MMC and the mariner would no longer be required to carry the course
completion certificate so that it can be presented to the Coast Guard
upon demand.
We used data from the Coast Guard's Merchant Mariner Licensing and
Documentation (MMLD) system to estimate the average number of mariners
affected by this proposed rule. The MMLD system is used to produce MMCs
at the National Maritime Center. Table 2 below shows the radar
endorsement data from the MMLD system used to estimate the affected
population. The MMLD system does not have exam data prior to 2011 for
the mariners who took the rules of the road exam to renew an MMC.
Table 2--Mariners Holding Radar Observer Endorsements
----------------------------------------------------------------------------------------------------------------
Mariners who hold
a radar observer Mariners who took Mariners who
Year endorsement rules of the road benefit from
(current total exam to renew MMC proposed rule
population)
----------------------------------------------------------------------------------------------------------------
2011................................................... 37,612 488 37,124
2012................................................... 38,114 572 37,542
2013................................................... 37,011 638 36,373
2014................................................... 35,262 671 34,591
2015................................................... 34,280 716 33,564
2016................................................... 34,546 777 33,769
2017................................................... 34,076 755 33,321
--------------------------------------------------------
Average Total Mariners............................. 35,843 660 35,183
--------------------------------------------------------
[[Page 26938]]
Impacted per Year.................................. 7,169 132 7,037
----------------------------------------------------------------------------------------------------------------
The ``Mariners Who Hold a Radar Observer Endorsement'' column shows
the number of unique mariners who, on January 1 of each year, held a
valid MMC with a radar observer endorsement. Per Sec. 11.480, each
applicant for a renewal of a radar observer endorsement must complete
the appropriate Coast Guard-approved refresher or re-certification
course, receive the appropriate course completion certificate, and
present the certificate or a copy of the certificate to the Coast
Guard. A radar observer endorsement is typically valid for 5 years from
the date of completion of the Coast Guard-approved course. From 2011 to
2017, there was an average of 35,843 total mariners with a valid MMC
with a radar observer endorsement. The Coast Guard does not have more
detailed information as to the expiration for each mariner's radar
observer endorsement. Therefore, we divided the total mariners by 5 to
estimate that an average of 7,169 mariners currently would need to take
the radar renewal course each year (35,843 total mariners/5, rounded to
nearest whole number).
Under this proposed rule, the Coast Guard expects that a portion of
the total mariners would not have 1 year of sea service in the last 5
years in a position using radar for navigation and collision avoidance
purposes on board radar-equipped vessels. There are some mariners who
are inactive but still complete the requirements to renew an MMC. The
requirements for the renewal of an MMC are in Sec. 10.227. In order to
renew their credentials, mariners must present acceptable documentary
evidence of at least 1 year of sea service during the past 5 years, or
pass a comprehensive, open-book exercise that includes a rules of the
road examination. Mariners who take the rules of the road exam are
tracked in the MMLD database. The ``Mariners Who Took Rules of the Road
Exam to Renew MMC'' column in table 3 shows the number of the unique
mariners in the ``Mariners Who Hold a Radar Observer Endorsement
(Current Total Population)'' column who took the rules of the road
examination as part of the MMC renewal process for their existing valid
MMC, not the number of mariners who took the rules of the road exam in
that given year. Therefore, we used this as a proxy to estimate the
number of mariners who did not have 1 year of sea service in the last 5
years. Under this proposed rule, an average of 660 total mariners would
still have had to take a radar refresher or re-certification course in
order to maintain the radar observer endorsement. The Coast Guard does
not have more detailed information as when each mariner took the radar
refresher or re-certification course over the 5-year period. We divided
the total mariners by 5 to find an average of 132 mariners would still
need to take the exam each year (660 total mariners/5).
We subtracted the number in the ``Mariners Who Took Rules of the
Road Exam to Renew MMC'' column from the number in the ``Mariners Who
Hold a Radar Observer Endorsement'' column to find the mariners who,
under this proposed rule, would not have had to take a radar refresher
or re-certification course when they last renewed their MMC. From 2011
to 2017, there was an average of 35,183 mariners who held radar
observer endorsements and had at least 1 year of relevant sea service
during the past 5 years. This number represents the total number of
mariners expected to benefit from this proposed rule. We divided the
total number of mariners expected to benefit from this proposed rule by
5 to find the average mariners that would benefit each year (35,183
total mariners/5). This comes out to an average of 7,037 mariners per
year that would no longer have to take a radar refresher or re-
certification course (rounded to nearest whole number).
Costs
The regulatory changes in this proposed rule would not impose any
costs to industry or government.
Cost Savings
The cost savings to industry are the difference between the current
baseline cost to industry and the cost to industry if the regulatory
changes in this proposed rule are implemented.
Baseline Cost to Industry
To estimate the cost savings to industry, we first estimated the
current costs to industry. The costs to industry include the cost of
the refresher or re-certification course, the time to take the course,
and time and mileage costs to travel to take the course. The mariners
incur costs for the radar refresher or re-certification course. To
estimate the cost of the course, the Coast Guard researched and found a
sample of course costs from five training centers that offer Coast
Guard-approved radar refresher or re-certification courses. The cost of
the courses ranged from $199 to $250. We took an average of the 5
estimates to find the average cost of the courses is $228 (($199 + $250
+ $225 + $225 + $243)/5, rounded to nearest
dollar).7 8 9 10 11
---------------------------------------------------------------------------
\7\ Maritime Professional Training, course cost of $199, found
at https://www.mptusa.com/course/149-Radar-Observer-Recertification-Renewal.
\8\ Compass Courses, course cost of $250, found at https://compasscourses.com/maritime-safety-training-courses/radar-re-certification/.
\9\ The Marine Training Institute, course cost of $225, found at
https://themarinetraininginstitute.com/ecdis-radar-recertification/.
\10\ Calhoon MEBA Engineering School, course cost of $225, found
at https://rro.cutwater.org/.
\11\ Maritime Institute of Technology & Graduate Studies, course
cost of $243, found at https://www.mitags-pmi.org/courses/view/Radar_Observer_Recertification.
---------------------------------------------------------------------------
We then estimated the cost of the time for the mariners to take the
refresher or re-certification course. The 5 training centers state that
the radar renewal course is 1-day. For the purposes of complying with
service requirements, a day is defined as 8 hours (46 CFR 10.107,
Definitions in subchapter B).\12\ We obtained the wage rate of a
mariner from the Bureau of Labor Statistics (BLS), using Occupational
Series 53-5021, Captains, Mates, and Pilots of Water Vessels (May
2016). The BLS reports that the mean hourly wage rate for a Captain,
Mate, or Pilot is $39.19.\13\ To account for employee benefits, we used
a load factor of 1.52, which we calculated from 2016 4th quarter BLS
data.\14\ The loaded wage for a mariner is
[[Page 26939]]
estimated at $59.57 ($39.19 wage rate x 1.52 load factor). We
multiplied the loaded wage rate by the hourly burden to find the
current cost for a mariner to take the radar renewal course is $476.56
($59.57 wage rate x 8 hour burden).
---------------------------------------------------------------------------
\12\ 46 CFR 10.107, https://ecfr.io/Title-46/pt46.1.10#se46.1.10_1107.
\13\ Mean wage, https://www.bls.gov/oes/2016/may/oes535021.htm.
\14\ Employer Costs for Employee Compensation provides
information on the employer compensation and can be found in table 9
at https://www.bls.gov/news.release/archives/ecec_03172017.pdf. The
loaded wage factor is equal to the total compensation of $28.15
divided by the wages and salary of $18.53. Values for the total
compensation, wages, and salary are for all private industry workers
in the transportation and material moving occupations, 2016 4th
quarter. We use 2016 data to keep estimated cost savings in 2016
dollars.
---------------------------------------------------------------------------
We then estimated the cost for the mariners to travel to take the
refresher or re-certification course. The radar refresher or re-
certification course must be taken in person at a training center. This
means the mariners incur costs for time to travel to take the course.
We estimated mileage using travel costs assumptions from the
Implementation of the 1995 Amendments to the International Convention
on Standards of Training, Certification, and Watchkeeping for
Seafarers, 1978, and Changes to National Endorsements Final Rule.\15\
On average, a mariner commutes 50 miles to a training course one-way,
or 100 miles round trip. The Federal Highway Administration reports the
average commute speed for private vehicles is 28.87 miles per hour.\16\
We divided the average round trip mileage to the training center by the
average commute time to find that it takes an average of 3.46 hours for
a mariner to travel to the training center (100 miles/28.87 miles per
hour, rounded). We multiplied this by the loaded hourly wage rate to
find that the hourly burden per mariner to travel to the training
center to take the refresher or re-certification course is $206.11
(3.46 hours x $59.57).
---------------------------------------------------------------------------
\15\ Found at https://www.regulations.gov/docket?D=USCG-2004-17914. Non-commuting driving time estimate found on page 132 of the
Regulatory Analysis and Final Regulatory Flexibility Analysis,
located under Supporting Documents.
\16\ ``Summary of Travel Trends: 2009 National Household Travel
Survey'', table 27, found at https://nhts.ornl.gov/2009/pub/stt.pdf.
---------------------------------------------------------------------------
The mariners also incur additional mileage costs for traveling to
the training facility to take the 1-day course, such as gas and wear
and tear on their vehicles. We used the U.S. General Services
Administration privately owned vehicle mileage reimbursement rate of
$0.54 per mile to estimate this additional cost.\17\ We multiplied this
rate by the 100 miles round trip to the training facility to estimate
that the mariners incur a cost of $54 per mariner for the additional
mileage costs.
---------------------------------------------------------------------------
\17\ Found at https://www.gsa.gov/travel/plan-book/transportation-airfare-rates-pov-rates-etc/privately-owned-vehicle-pov-rates/pov-mileage-rates-archived. We use the 2016 rate to keep
all costs in 2016 dollars.
---------------------------------------------------------------------------
Table 3 summarizes the costs per mariner to take the radar
refresher or re-certification course. Adding the cost of the 1-day
course, the opportunity cost of time to take the course, and the
opportunity cost of roundtrip travel time and mileage costs to get to
the training center, we found that it costs $964.67 per mariner to take
the radar refresher or re-certification course.
Table 3--Costs per Mariner for Radar Refresher or Re-Certification
Course
------------------------------------------------------------------------
Cost category Cost
------------------------------------------------------------------------
1-Day Course................................................. $228.00
Opportunity Cost of Time (8 hours) Spent in Training Facility 476.56
Opportunity Cost of Roundtrip Travel Time to Training Center. 206.11
Mileage Costs................................................ 54.00
----------
Total...................................................... 964.67
------------------------------------------------------------------------
To find the baseline total cost for all mariners to take the radar
refresher or re-certification course, we multiplied the total cost per
mariner of $964.67 by the annual average mariners who currently hold
radar observer endorsements. As shown in table 2, we found this is an
annual average of 7,169 mariners. Therefore, the total baseline annual
average cost for all mariners is $6,915,719 (7,169 mariners x $964.67
per mariner, rounded).
Costs to Industry After Implementation of the Regulatory Changes
Proposed
Revising Sec. 11.480 so that mariners who serve on board a radar-
equipped vessel for 1 year in the previous 5 years are not required to
take a radar refresher or re-certification course to renew their radar
observer endorsement would reduce the number of mariners who would need
to take the radar refresher or re-certification course. As shown in
table 2 in the ``Affected Population'' subsection, an average of 132
mariners would still need to take the radar refresher or re-
certification course each year. These mariners would continue to have
the same costs per mariner shown in table 3. Multiplying the cost per
mariner by the average mariners that would still need to take the
course each year, we found the total annual cost to industry that would
remain under this proposed rule would be $127,336 (132 mariners x
$964.67 per mariner).
Cost Savings
To find the total cost savings of this proposed rule, we subtracted
the costs to industry after implementation of the proposed rule from
the baseline costs. Subtracting $127,336 from $6,915,719, we found the
total cost savings of this proposed rule would be $6,788,383. Table 4
shows the total 10-year undiscounted industry cost savings of this
proposed rule would be $67,883,830. The 10-year estimated discounted
cost savings to industry would be $47,678,762, with an annualized cost
savings of $6,788,383, using a 7-percent discount rate. Using a
perpetual period of analysis, we estimated the total annualized cost
savings of the proposed rule would be $5,541,343 in 2016 dollars, using
a 7-percent discount rate.
Table 4--Total Estimated Cost Savings of the Proposed Rule Over a 10-Year Period of Analysis
[Discounted at 7 and 3 percent]
----------------------------------------------------------------------------------------------------------------
Total Total, discounted
Year undiscounted -------------------------------
costs 7% 3%
----------------------------------------------------------------------------------------------------------------
1............................................................... $6,788,383 $6,344,283 $6,590,663
2............................................................... 6,788,383 5,929,237 6,398,702
3............................................................... 6,788,383 5,541,343 6,212,332
4............................................................... 6,788,383 5,178,825 6,031,390
5............................................................... 6,788,383 4,840,023 5,855,719
6............................................................... 6,788,383 4,523,386 5,685,164
7............................................................... 6,788,383 4,227,464 5,519,577
[[Page 26940]]
8............................................................... 6,788,383 3,950,901 5,358,812
9............................................................... 6,788,383 3,692,431 5,202,730
10.............................................................. 6,788,383 3,450,870 5,051,194
-----------------------------------------------
Total....................................................... 67,883,830 47,678,762 57,906,284
Annualized.............................................. .............. 6,788,383 6,788,383
----------------------------------------------------------------------------------------------------------------
B. Small Entities
Under the Regulatory Flexibility Act, 5 U.S.C. 601-612, we have
considered whether this proposed rule would have a significant economic
impact on a substantial number of small entities. The term ``small
entities'' comprises small businesses, not-for-profit organizations
that are independently owned and operated and are not dominant in their
fields, and governmental jurisdictions with populations of less than
50,000.
This proposed rule reduces the burden on industry by removing the
requirement to attend a radar refresher or re-certification course
every 5 years for mariners who have 1 year of relevant sea service in
the previous 5 years in a position using radar for navigation and
collision avoidance purposes on board radar-equipped vessels, or for
Coast Guard-approved radar course qualified instructors who have taught
the class at least twice within the past 5 years. The MMC and radar
observer endorsement is in the mariner's name and not the company's
name, so we assume the affected mariners would receive the cost savings
from this proposed rule. We do not have further information that any
companies would reimburse the mariners for these costs and would
acquire the costs savings.
Therefore, the Coast Guard certifies under 5 U.S.C. 605(b) that
this proposed rule would not have a significant economic impact on a
substantial number of small entities. This proposed rule reduces the
burden associated with mariners taking the radar refresher or re-
certification course and will not adversely affect small entities as
defined by the Small Business Administration in 13 CFR 121.201. If you
think that your business, organization, or governmental jurisdiction
qualifies as a small entity and that this proposed rule would have a
significant economic impact on it, please submit a comment to the
docket at the address listed in the ADDRESSES section of this preamble.
In your comment, explain why you think it qualifies and how and to what
degree this proposed rule would economically affect it.
C. Assistance for Small Entities
Under section 213(a) of the Small Business Regulatory Enforcement
Fairness Act of 1996, Public Law 104-121, we want to assist small
entities in understanding this proposed rule so that they can better
evaluate its effects on them and participate in the rulemaking. If the
proposed rule would affect your small business, organization, or
governmental jurisdiction and you have questions concerning its
provisions or options for compliance, please contact the person in the
FOR FURTHER INFORMATION CONTACT section of this proposed rule. The
Coast Guard will not retaliate against small entities that question or
complain about this proposed rule or any policy or action of the Coast
Guard.
Small businesses may send comments on the actions of Federal
employees who enforce, or otherwise determine compliance with, Federal
regulations to the Small Business and Agriculture Regulatory
Enforcement Ombudsman and the Regional Small Business Regulatory
Fairness Boards. The Ombudsman evaluates these actions annually and
rates each agency's responsiveness to small business. If you wish to
comment on actions by employees of the Coast Guard, call 1-888-REG-FAIR
(1-888-734-3247).
D. Collection of Information
This proposed rule would call for no new collection of information
under the Paperwork Reduction Act of 1995, 44 U.S.C. 3501-3520. The
information collection associated with this proposed rule is the
currently approved collection 1625-0040 (MMC Application).\18\ The
proposed revisions to 46 CFR 15.815 would eliminate the requirement
that a person holding a radar endorsement must also have his or her
course completion certificate readily available. While the mariner
would no longer physically have to carry the certificate, the mariner
would still have to carry an MMC that reflects a radar observer
endorsement. Those mariners who do not have an MMC that reflects a
radar observer endorsement would be allowed to sail provided that they
hold, and have immediately available, a course completion certificate,
issued within the last 5 years, from a Coast Guard-approved radar
refresher or re-certification course. There is no impact to these
mariners, as they currently have to carry a certificate to show course
completion.
---------------------------------------------------------------------------
\18\ The full title of COI 1625-0040 is ``Application for
Merchant Mariner Credential (MMC), Application for Medical
Certificate, Application for Medical Certificate--Short Form, Small
Vessel Sea Service (Optional) Form, DOT/USCG Periodic Drug Testing
(Optional) Form, and Disclosure Statement for Narcotics, DWI/DUI,
and/or Other Convictions (Optional) Form.''
---------------------------------------------------------------------------
The proposed revisions to 46 CFR 10.232 would add a requirement
that the sea service letter indicates whether the mariner served on a
vessel equipped with radar, and if the mariner served in a position
using radar for navigation and collision avoidance purposes. In place
of an indication on an application or by separate certification that a
mariner completed a Coast Guard-approved radar observer course, a
statement would be added to the already-required sea service letter.
The operating companies that use service letters are already required
to provide mariner service information. The companies would have to add
a line item once per vessel, and then the letter would be available for
all other mariners serving on a radar-equipped vessel using radar for
navigation and collision avoidance purposes. The companies generally
produce a service letter once every 5 years to provide the employees
the documentation necessary to renew their credentials. Because the
cost to add one line item is a minimal burden and could be included in
the company's regular updates to the service letter, we
[[Page 26941]]
consider the proposed revisions to 46 CFR 10.232 to have no additional
burden to industry. Therefore, the proposed revisions would not change
the burden in the currently approved collection 1625-0040.
E. Federalism
A rule has implications for federalism under Executive Order 13132
(Federalism) if it has a substantial direct effect on States, on the
relationship between the national government and the States, or on the
distribution of power and responsibilities among the various levels of
government. We have analyzed this proposed rule under Executive Order
13132 and have determined that it is consistent with the fundamental
federalism principles and preemption requirements described in
Executive Order 13132. Our analysis is explained below.
It is well settled that States may not regulate in categories
reserved for regulation by the Coast Guard. It is also well settled
that all of the categories covered in 46 U.S.C. 3306, 3703, 7101, and
8101 (design, construction, alteration, repair, maintenance, operation,
equipping, personnel qualification, and manning of vessels), as well as
the reporting of casualties and any other category in which Congress
intended the Coast Guard to be the sole source of a vessel's
obligations, are within the field foreclosed from regulation by the
States. See the Supreme Court's decision in United States v. Locke and
Intertanko v. Locke, 529 U.S. 89, 120 S.Ct. 1135 (2000). Because this
proposed rule involves the credentialing of mariners under 46 U.S.C.
7101, it relates to personnel qualifications and, as a result, is
foreclosed from regulation by the States. Therefore, because the States
may not regulate within these categories, this proposed rule is
consistent with the fundamental federalism principles and preemption
requirements described in Executive Order 13132.
While it is well settled that States may not regulate in categories
in which Congress intended the Coast Guard to be the sole source of a
vessel's obligations, the Coast Guard recognizes the key role that
State and local governments may have in making regulatory
determinations. Additionally, for rules with federalism implications
and preemptive effect, Executive Order 13132 specifically directs
agencies to consult with State and local governments during the
rulemaking process. If you believe this rule has implications for
federalism under Executive Order 13132, please contact the person
listed in the FOR FURTHER INFORMATION section of this preamble.
F. Unfunded Mandates Reform Act
The Unfunded Mandates Reform Act of 1995, 2 U.S.C. 1531-1538,
requires Federal agencies to assess the effects of their discretionary
regulatory actions. In particular, the Act addresses actions that may
result in the expenditure by a State, local, or tribal government, in
the aggregate, or by the private sector of $100 million (adjusted for
inflation) or more in any one year. Although this proposed rule would
not result in such an expenditure, we do discuss the effects of this
proposed rule elsewhere in this preamble.
G. Taking of Private Property
This proposed rule would not cause a taking of private property or
otherwise have taking implications under Executive Order 12630
(Governmental Actions and Interference with Constitutionally Protected
Property Rights).
H. Civil Justice Reform
This proposed rule meets applicable standards in sections 3(a) and
3(b)(2) of Executive Order 12988, (Civil Justice Reform), to minimize
litigation, eliminate ambiguity, and reduce burden.
I. Protection of Children
We have analyzed this proposed rule under Executive Order 13045
(Protection of Children from Environmental Health Risks and Safety
Risks). This proposed rule is not an economically significant rule and
would not create an environmental risk to health or risk to safety that
might disproportionately affect children.
J. Indian Tribal Governments
This proposed rule does not have tribal implications under
Executive Order 13175 (Consultation and Coordination with Indian Tribal
Governments), because it would not have a substantial direct effect on
one or more Indian tribes, on the relationship between the Federal
Government and Indian tribes, or on the distribution of power and
responsibilities between the Federal Government and Indian tribes.
K. Energy Effects
We have analyzed this proposed rule under Executive Order 13211
(Actions Concerning Regulations That Significantly Affect Energy
Supply, Distribution, or Use). We have determined that it is not a
``significant energy action'' under that order because it is not a
``significant regulatory action'' under Executive Order 12866 and would
not likely have a significant adverse effect on the supply,
distribution, or use of energy.
L. Technical Standards
The National Technology Transfer and Advancement Act, codified as a
note to 15 U.S.C. 272, directs agencies to use voluntary consensus
standards in their regulatory activities unless the agency provides
Congress, through OMB, with an explanation of why using these standards
would be inconsistent with applicable law or otherwise impractical.
Voluntary consensus standards are technical standards (e.g.,
specifications of materials, performance, design, or operation; test
methods; sampling procedures; and related management systems practices)
that are developed or adopted by voluntary consensus standards bodies.
This proposed rule does not use technical standards. Therefore, we
did not consider the use of voluntary consensus standards.
M. Environment
We have analyzed this proposed rule under Department of Homeland
Security Management Directive 023-01 and Commandant Instruction
M16475.lD (COMDTINST M16475.1D), which guide the Coast Guard in
complying with the National Environmental Policy Act of 1969 (42 U.S.C.
4321-4370f), and have made a preliminary determination that this action
is one of a category of actions that do not individually or
cumulatively have a significant effect on the human environment. A
preliminary (draft) Record of Environmental Consideration (REC)
supporting this determination is available in the docket where
indicated under the ``Public Participation and Request for Comments''
section of this preamble. This proposed rule would be categorically
excluded under categorical exclusion (CATEX) numbers L52, L56, L57, and
L62 of DHS Directive 023-01(series). As such, CATEX L52 pertains to
regulations concerning vessel operation safety standards, CATEX L56
pertains to regulations concerning the training, qualifying, and
licensing of maritime personnel, CATEX L57 pertains to regulations
concerning manning of vessels, and CATEX L62 pertains to regulations in
aid of navigation. We seek any comments or information that may lead to
the discovery of a significant environmental impact from this proposed
rule.
[[Page 26942]]
List of Subjects
46 CFR Part 10
Penalties, Personally identifiable information, Reporting and
recordkeeping requirements, Seamen.
46 CFR Part 11
Penalties, Reporting and recordkeeping requirements, Schools,
Seamen.
46 CFR Part 15
Reporting and recordkeeping requirements, Seamen, Vessels.
For the reasons discussed in the preamble, the Coast Guard proposes
to amend 46 CFR parts 10, 11, and 15 as follows:
0
1. The authority citation for part 10 continues to read as follows:
Authority: 14 U.S.C. 633; 31 U.S.C. 9701; 46 U.S.C. 2101, 2103,
2110; 46 U.S.C. chapter 71; 46 U.S.C. chapter 73; 46 U.S.C. chapter
75; 46 U.S.C. 2104; 46 U.S.C. 7701, 8903, 8904, and 70105; Executive
Order 10173; Department of Homeland Security Delegation No. 0170.1.
0
2. Amend Sec. 10.232 by redesignating paragraphs (a)(2)(vii) through
(a)(2)(x) as paragraphs (a)(2)(viii) through (a)(2)(xi), respectively
and add new paragraph (a)(2)(vii) to read as follows:
Sec. 10.232 Sea service.
(a) * * *
(2) * * *
(vii) For those seeking to renew a radar observer endorsement,
whether the vessel is equipped with radar and if the mariner served in
a position using radar for navigation and collision avoidance purposes.
* * * * *
PART 11--REQUIREMENTS FOR OFFICER ENDORSEMENTS
0
1. The authority citation for part 11 continues to read as follows:
Authority: 14 U.S.C. 633; 31 U.S.C. 9701; 46 U.S.C. 2101, 2103,
and 2110; 46 U.S.C. chapter 71; 46 U.S.C. 7502, 7505, 7701, 8906,
and 70105; Executive Order 10173; Department of Homeland Security
Delegation No. 0170.1. Section 11.107 is also issued under the
authority of 44 U.S.C. 3507.
0
2. Amend Sec. 11.480 as follows:
0
a. In paragraph (d), remove the text ``paragraph (e)'' and add, in its
place, the text ``paragraphs (f) or (g)''; and
0
b. Revise paragraphs (e) through (h) to read as follows:
Sec. 11.480 Radar observer.
* * * * *
(e) A radar observer endorsement issued under this section is valid
until the expiration of the mariner's MMC.
(f) A mariner may also renew his or her radar observer endorsement
by providing evidence of meeting the requirements located in 46 CFR
10.227(e)(1)(v).
(g) The Coast Guard will accept on-board training and experience
through acceptable documentary evidence of 1 year of relevant sea
service within the last 5 years in a position using radar for
navigation and collision avoidance purposes on vessels equipped with
radar as meeting the refresher or re-certification requirements of
paragraph (d) of this section.
(h) An applicant for renewal of a license or MMC who does not
provide evidence of meeting the renewal requirements of paragraphs (d),
(f), or (g) of this section will not have a radar observer endorsement
placed on his or her MMC.
PART 15--MANNING REQUIREMENTS
0
1. The authority citation for part 15 continues to read as follows:
Authority: 46 U.S.C. 2101, 2103, 3306, 3703, 8101, 8102, 8103,
8104, 8105, 8301, 8304, 8502, 8503, 8701, 8702, 8901, 8902, 8903,
8904, 8905(b), 8906 and 9102; sec. 617, Pub. L. 111-281, 124 Stat.
2905; and Department of Homeland Security Delegation No. 0170.1.
0
2. Amend Sec. 15.815 by revising paragraph (d) and removing paragraph
(e) to read as follows:
Sec. 15.815 Radar observers.
* * * * *
(d) In the event that a person described in paragraphs (a), (b), or
(c) of this section does not hold an endorsement as radar observer, he
or she must have immediately available a valid course completion
certificate from a Coast Guard-approved radar course.
Jeffrey G. Lantz,
Director, Office of Commercial Regulations and Standards.
[FR Doc. 2018-12502 Filed 6-8-18; 8:45 am]
BILLING CODE 9110-04-P