Proposed Information Collection; Comment Request; 2020 Census, 26643-26653 [2018-12365]
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Federal Register / Vol. 83, No. 111 / Friday, June 8, 2018 / Notices
classes across the landscape which
would decrease the susceptibility of
large scale mountain pine beetle
outbreaks. Treatments proposed within
the Browns Mountain Late Successional
Reserve (LSR) are designed to accelerate
the development of large trees and
reduce stand densities which would
reduce the risk of a stand to fire, insects
and disease. No commercial treatments
are proposed in Northern spotted owl
(NSO) high quality habitat nor within
activity centers or within high value
habitat within LSR. Ladder fuel
reduction treatments proposed in high
value NSO habitat (approximately 920
acres) would affect the lowest canopy
layer and stands would remain
overstocked and above the upper
management zone density.
To meet the need to improve fire
management opportunities and provide
for public and firefighter safety, this
project proposes to treat approximately
16,800 acres of treatment to meet
hazardous fuels reduction objectives.
The Twin projects also proposes to:
(a) Rehab dispersed sites that are
causing resource damage; (b) enhance
spawning gravel, address boat ramp
erosion and improve accessible trails;
(c) establish a buffer between developed
and dispersed campsites; (d) remove
trees showing signs of future failure
within developed sites; and (e) close
and decommissioning system roads and
decommission user-created roads.
Responsible Official
The responsible official will be Kevin
Larkin, District Ranger, Bend-Fort Rock
Ranger District.
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Nature of Decision To Be Made
The responsible official will consider
how the proposed action meets the
project’s purpose and need, how public
comments have been considered, and
what the short and long term effects and
benefits are to other resource areas.
Scoping Process
This notice of intent initiates the
scoping process, which guides the
development of the EIS. Public
comments regading this proposal are
requested in order to assist in
identifying issues and opportunities
associated with the proposal, how to
best manage resources, and to focus the
analysis. Those wishing to object must
meet the requirements at 36 CFR 218.
It is important that reviewers provide
their comments at such times and in
such manner that they are useful to the
agency’s preparation of the EIS.
Therefore, comments should be
provided prior to the close of the
comment period and should clearly
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articulate the reviewer’s concerns and
contentions.
Comments received in response to
this solicitation, including names and
addresses of those who comment, will
be part of the public record for this
proposed action. Comments submitted
anonymously will be accepted and
considered.
Dated: May 9, 2018.
Chris French,
Associate Deputy Chief, National Forest
System.
[FR Doc. 2018–12313 Filed 6–7–18; 8:45 am]
BILLING CODE 3411–15–P
CIVIL RIGHTS COMMISSION
Sunshine Act Meeting Notice
United States Commission on
Civil Rights.
ACTION: Notice of Commission public
business meeting.
AGENCY:
DATES:
Friday, June 15, 2018, 12:00 p.m.
EST.
Place: National Place
Building, 1331 Pennsylvania Ave. NW,
11th Floor, Suite 1150, Washington, DC
20425. (Entrance on F Street NW.)
FOR FURTHER INFORMATION CONTACT:
Brian Walch: (202) 376–8371; TTY:
(202) 376–8116; publicaffairs@
usccr.gov.
ADDRESSES:
This
business meeting is open to the public.
There will also be a call-in line for
individuals who desire to listen to the
presentations: (888) 378–0320;
Conference ID 7025358. The event will
also live-stream at https://
www.youtube.com/user/USCCR/videos.
(Please note that streaming information
is subject to change.) Persons with
disabilities who need accommodation
should contact Pamela Dunston at (202)
376–8105 or at access@usccr.gov at least
seven (7) business days before the
scheduled date of the meeting.
SUPPLEMENTARY INFORMATION:
Meeting Agenda
I. Approval of Agenda
II. Business Meeting
A. Speaker Series: ‘‘50 Years Later:
Reflecting on the 1968 U.S.
Commission on Civil Rights
Hearings on the Civil Rights of
Mexican-Americans’’
• J. Richard Avena, former director,
U.S. Commission on Civil Rights’
then-Field Office in San Antonio,
Texas
• Robert Brischetto, Ph.D., Founding
Executive Director, Southwest Voter
Research Institute
• Candace de Leon-Zepeda, Ph.D.,
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Chair of the Department of English,
Mass Communications and Drama,
Our Lady of the Lake University
B. Discussion and Vote on
Commission report: ‘‘An
Examination of Excessive Force and
Modern Policing Practices’’
C. Discussion and Vote on
Commission Advisory Committee
Chairs
a. Carol Johnson, nominated to Chair
the Arkansas Advisory Committee
b. John Malcolm, nominated to Chair
the District of Columbia Advisory
Committee
c. Nadine Smith, nominated to Chair
the Florida Advisory Committee
d. Melanie Vigil, nominated to Chair
the Wyoming Advisory Committee
D. Presentation by Minnesota
Advisory Committee Chair Velma
Korbel, on the recently released
report, ‘‘Civil Rights and Policing
Practices in Minnesota.’’
E. Presentation by New York Advisory
Committee Chair Alexandra Korry,
on the recently released report,
‘‘The Civil Rights Implications of
‘Broken Windows’ Policing in NYC
and General NYPD Accountability
to the Public’’
F. Management and Operations
• Staff Director’s Report
III. Adjourn Meeting
Dated: June 5, 2018.
Brian Walch,
Director, Communications and Public
Engagement.
[FR Doc. 2018–12428 Filed 6–6–18; 11:15 am]
BILLING CODE 6335–01–P
DEPARTMENT OF COMMERCE
Census Bureau
Proposed Information Collection;
Comment Request; 2020 Census
U.S. Census Bureau,
Commerce.
ACTION: Notice.
AGENCY:
The Department of
Commerce, as part of its continuing
effort to reduce paperwork and
respondent burden, invites the general
public and other Federal agencies to
take this opportunity to comment on
proposed and/or continuing information
collections, as required by the
Paperwork Reduction Act of 1995.
DATES: To ensure consideration, written
comments must be submitted on or
before August 7, 2018.
ADDRESSES: Direct all written comments
to Jennifer Jessup, Departmental
Paperwork Clearance Officer,
SUMMARY:
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Department of Commerce, Room 6616,
14th and Constitution Avenue NW,
Washington, DC 20230 (or via the
internet at PRAcomments@doc.gov).
You may also submit comments,
identified by Docket number USBC–
2018–0005, to the Federal e-Rulemaking
Portal: https://www.regulations.gov. All
comments received are part of the
public record. No comments will be
posted to https://www.regulations.gov for
public viewing until after the comment
period has closed. Comments will
generally be posted without change. All
Personally Identifiable Information (for
example, name and address) voluntarily
submitted by the commenter may be
publicly accessible. Do not submit
Confidential Business Information or
otherwise sensitive or protected
information. You may submit
attachments to electronic comments in
Microsoft Word, Excel, WordPerfect, or
Adobe PDF file formats only.
FOR FURTHER INFORMATION CONTACT:
Requests for additional information or
copies of the information collection
instrument(s) and instructions should
be directed to Robin A. Pennington, Rm.
2H465, U.S. Census Bureau, Decennial
Census Management Division,
Washington, DC 20233 or by email to
Robin.A.Pennington@census.gov.
SUPPLEMENTARY INFORMATION:
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I. Abstract
Article 1, Section 2 of the United
States Constitution mandates that the
U.S. House of Representatives be
reapportioned every ten years after
conducting a national census of all
residents. In addition to the
reapportionment of the U.S. Congress,
Census data are used to draw legislative
district boundaries. Census data also are
used to determine funding allocations
for the distribution of an estimated $675
billion of federal funds each year.
The goal of the 2020 Census is to
count everyone once, only once, and in
the right place. From the 2020 Census
data, the Census Bureau will produce
the basic population totals by state for
congressional apportionment, as
mandated by the U.S. Constitution and
Title 13, U.S. Code. Title 13 also
provides for the confidentiality of
responses. Anyone who handles census
data swears an oath for life to keep those
data confidential. Under Title 13, it is
against the law to disclose confidential
information or any information that
could identify an individual
respondent. The information the Census
Bureau collects cannot be used for any
reason except to produce statistics, and
violations of Title 13 are punishable by
fines and up to five years in prison.
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This clearance request covers the 50
states, the District of Columbia, the
Commonwealth of Puerto Rico, federally
affiliated persons overseas, and the
Island Areas of American Samoa, the
Commonwealth of the Northern Mariana
Islands, Guam, and the United States
Virgin Islands. The methods of data
collection for the Federally Affiliated
Count Overseas and the Island Areas
Censuses are different from the data
collections described throughout this
document and will be described
separately in sections specific to those
operations.
In compliance with Public Law 94–
171, the Census Bureau will tabulate for
each state the total population counts by
race and Hispanic origin. The Census
Bureau will tabulate these counts for the
total population and for the population
of 18 years of age and over. The Census
Bureau intends to work with the
National Conference of State
Legislatures and other stakeholders to
solicit feedback as to how the states
would prefer to receive tabulations of
citizenship data. If stakeholders such as
the National Conference of State
Legislatures elect to receive tabulations
of citizenship data, the Census Bureau
will make require a design change to
include citizenship as part of the Public
Law 94–171 Redistricting Data File.
That new design plan would then be
published in the Federal Register after
the 2020 Census final design is
completed in the summer of 2019. For
the prototype and for the 2020 Census,
the Census Bureau will provide these
tabulations for a variety of standard
census geographic areas including state,
county, place, tract, and tabulation
block. If states provide their
congressional, legislative, and voting
districts through the Redistricting Data
Program, the Census Bureau will also
provide the tabulations for these areas.
The Census Bureau also will tabulate
housing unit counts by occupancy
status (occupied or vacant) and provide
total population counts for group
quarters by group quarters type for a
select set of geography, including
tabulation blocks. Tallies by
congressional, legislative, and voting
districts will be available for the 50
states; equivalent tallies will be
available for the District of Columbia
and the Commonwealth of Puerto Rico.
Tallies for state, county, and place will
be available for the Island Areas.
The Census Bureau plans to conduct
the most automated, modern, and
dynamic decennial census in history.
The 2020 Census includes design
changes in four key areas:
(1) New methodologies to conduct the
Address Canvassing operation.
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(2) Innovative ways of optimizing selfresponse.
(3) The use of administrative records
and third-party data to reduce the
Nonresponse Followup (NRFU)
operation workload.
(4) The use of technology to reduce
the manual effort and improve the
productivity of field operations, while
decreasing the amount of physical space
required to perform the field operations.
To the extent that these innovations
influence the collection of data from
respondents in the 2020 Census, these
innovations will be described below.
(1) Reengineering Address Canvassing
A complete and accurate address list
is the cornerstone of a successful
census. In order to conduct the
decennial census and enumerate in the
census all people at a location, the
Census Bureau needs the address and
physical location of each place where
someone is, or could be, living. In other
words, all living quarters need to be
identified. The Census Bureau
maintains an address list and spatial
data for the United States and Puerto
Rico in its Master Address File (MAF)/
Topologically Integrated Geographic
Encoding and Referencing (TIGER)
System database. This database was
created using the address files from the
1990 Census and has been subsequently
and regularly updated using:
• Information collected from
decennial census operation updates,
including address and spatial updates.
• The Delivery Sequence File of
addresses from the United States Postal
Service (USPS).
• Input from tribal, state, and local
governments and third parties,
including address and boundary
updates.
• Information collected in other
Census Bureau programs, such as the
American Community Survey.
Type of Enumeration Areas
Prior to the census, it is necessary to
delineate all geographic areas included
in the 2020 Census into Type of
Enumeration Areas (TEAs). These TEAs
describe what methodology will be used
for census material delivery and
household enumeration in order to use
the most cost-effective enumeration
approach for achieving maximum
accuracy and completeness. For the
United States and Puerto Rico, TEAs are
delineated at the block level based on
the address and spatial data in the
MAF/TIGER database.
The MAF/TIGER does not contain
data for the Island Areas, so a separate
TEA is designated for these areas. The
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TEAs designated for the 2020 Census
are:
• TEA 1 = Self-Response.
• TEA 2 = Update Enumerate.
• TEA 3 = Island Areas.
• TEA 4 = Remote Alaska.
• TEA 5 = Military.
• TEA 6 = Update Leave.
The most common enumeration
method by percentage of households is
self-response (TEA 1), where materials
will be delivered to each address
through the mail, and enumeration data
is expected to be returned or submitted
by a respondent. After the initial selfresponse phase, nonresponding
households will be enumerated in the
NRFU operation. Puerto Rico is
designated as entirely Update Leave.
These TEAs, programs, and operations
will be described throughout this notice.
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Address Canvassing
Address Canvassing is the process of
validating and updating addresses in the
MAF and spatial data in TIGER before
the census in order to create the initial
list of addresses to be enumerated in the
census. All housing units, group
quarters, and transitory locations need
to be identified and located correctly on
the map as recorded in TIGER. Group
quarters are living quarters where
people who are typically unrelated have
group living arrangements and
frequently are receiving some type of
service. College/university student
housing and nursing/skilled-nursing
facilities are examples of group quarters.
Transitory locations include
recreational vehicle parks,
campgrounds, racetracks, circuses,
carnivals, marinas, hotels, and motels.
People residing at transitory locations
during the census are recorded as living
in housing units located at transitory
locations. Address Canvassing will not
occur in Island Areas.
For the 2020 Census, the Census
Bureau is using In-Office Address
Canvassing for the first time, in addition
to In-Field Address Canvassing. This
innovation involves the use of
electronic sources for much of the
validation and updating of MAF/TIGER.
Since 2015, the Census Bureau has used
analysis of satellite imagery to identify
areas of the United States and Puerto
Rico where changes in living quarters
have occurred. In-Office Address
Canvassing is the process of using
empirical geographic evidence (e.g.,
imagery and comparison of the Census
Bureau’s address list to partnerprovided lists) to assess the current
address list. This process detects and
identifies change using high-quality
imagery, administrative data, and third-
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party sources to review and update the
address last.
However, the Census Bureau will still
need to conduct In-Field Address
Canvassing in order to update the
address and spatial data for an
estimated 30 percent of housing units in
TEA 1. The Census Bureau will make a
final determination on which areas will
be canvassed using In-Field Address
Canvassing by March 2019. Some InOffice Address Canvassing activities
will continue improving the address list
until March 2020. In-Field Address
Canvassing is the only stage of Address
Canvassing that involves collecting
information from the general public.
The associated response burden is
detailed later in this notice.
(2) Optimizing Self-Response
The goal of this innovation area is to
communicate the importance of the
2020 Census to the entire population of
the 50 states, the District of Columbia,
and Puerto Rico, in order to generate the
largest possible self-response. Selfresponse reduces the need to conduct
in-person follow-up operations to
complete the enumeration. To that end,
the Census Bureau will motivate people
to respond, as well as make it easy for
people to respond, from any location at
any time.
Internet Self-Response
One major means of making it easier
for people to respond is by providing an
internet questionnaire and using
mailings, questionnaire delivery,
advertising, and publicity to tell the
public about this option. Internet
response represents a substantial
innovation for the enterprise. The
internet was not a response option in
the 2010 Census. The internet response
option has been included in multiple
tests leading up to the 2020 Census: The
2014 Census Test; all three census tests
performed in 2015; the 2016 Census
Test; the 2017 Census Test; and the
2018 End-to-End Census Test.
Based on results from these tests,
response rates from prior censuses, and
data from the American Community
Survey and other surveys, the Census
Bureau estimates that 45 percent of U.S.
households in areas that receive
mailouts of materials from the Census
Bureau will respond via the internet
before the initial NRFU workload is
created. At the same time, the Census
Bureau recognizes the need for alternate
response modes to allow respondents to
complete their 2020 Census
questionnaire, including paper
questionnaires as used in the past.
Details about the contact strategy for
mailed materials in TEA 1 will be
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discussed below. The Census
Questionnaire Assistance operation,
also described below, will provide the
third mode of self-response. Overall, the
Census Bureau estimates that 60.5
percent of households that receive
mailouts or hand delivery of materials
from the Census Bureau will selfrespond in one of these three modes
(i.e., internet, paper, telephone) prior to
the beginning of NRFU activities.
(3) Utilizing Administrative Records and
Third-Party Data
For the 2020 Census, ‘‘administrative
records’’ and ‘‘third-party data’’ are
terms used to describe micro data
records contained in files collected and
maintained by Federal, state, and local
government agencies (‘‘administrative
records’’) and commercial entities
(‘‘third-party data’’) for administering
programs and providing services. For
many decades, the Census Bureau has
successfully and securely used
administrative records and third-party
data for statistical purposes. For the
2020 Census, the Census Bureau intends
to use administrative records from both
internal sources, such as data from prior
decennial censuses and the American
Community Survey, and from a range of
other Federal agencies, including the
Internal Revenue Service (IRS), the
Social Security Administration, the
Centers for Medicare and Medicaid
Services, the Department of Housing
and Urban Development, the Indian
Health Service, the Selective Service,
and the U.S. Postal Service. The Census
Bureau is also working to acquire state
government administrative records from
enrollment in Federal block grant
programs, such as the U.S. Department
of Agriculture’s Supplemental Nutrition
Assistance Program and the Special
Supplemental Nutrition Program for
Women, Infants, and Children. Finally,
the Census Bureau is also utilizing
commercial third-party data from
organizations such as CoreLogic and the
Veterans Service Group of Illinois.
Throughout the decade, the Census
Bureau continuously conducted
analyses and assessments to verify that
the proposed uses of administrative
records and third-party data sources in
the 2020 Census were appropriate in
each instance. Based on this research,
testing, and analyses, the Census Bureau
announced its plans in November 2015
to utilize administrative records and
third-party data in the 2020 Census. The
2020 Census Operational Plan calls for
employing this information for the
following purposes:
1. Consistent with previous decennial
censuses, the Census Bureau will utilize
administrative records from federal and
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state government agencies and thirdparty data to refine contact strategies
and build and update the residential
address list.
2. Also consistent with previous
decennial censuses, the Census Bureau
will utilize federal and state
administrative records to edit or impute
invalid, inconsistent, or missing
responses.
3. The new use of administrative
records for the 2020 Census is to use
data exclusively from federal
administrative records to improve the
accuracy and efficiency of NRFU
operations by:
a. Removing vacant housing units and
nonresidential addresses from the NRFU
workload.
b. enumerating households that do
not self-respond and whom we were
unable to contact after six mailings and
one in-person field visit.
For each of the purposes listed in
items 2, 3a and 3b, the Census Bureau
uses or plans to use administrative data
only when it can confirm empirically
across multiple sources that the data are
consistent, of high quality, and can be
accurately applied to the addresses and
households in question. The Census
Bureau plans to enumerate households
utilizing administrative records only
from Federal government agencies, such
as the Internal Revenue Service. Each of
the nonresponding addresses will be
evaluated under a strict set of Census
Bureau rules throughout the process to
ensure completeness and accuracy.
Based on the research and tests
conducted, the Census Bureau estimates
that under the current operational plan
Federal administrative records will be
used to enumerate up to 6.5 million
households of the projected total of
approximately 60 million addresses that
are expected to be the NRFU workload
for the 2020 Census. These 6.5 million
households represent less than five
percent of the approximately 145
million addresses in the Census master
address file. Where the Census Bureau
does not have confidence in the data,
such as when the data are inconsistent
or missing in the Federal administrative
records, the household will remain in
the NRFU workload.
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(4) Reengineering Field Operations
The final innovation area,
‘‘Reengineering Field Operations,’’ has a
goal of using technology to manage the
2020 Census fieldwork efficiently and
effectively, and as a result, reduce the
staffing, infrastructure, and brick and
mortar footprint for the 2020 Census.
These changes to census field
operations will not be apparent to
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respondents to any of the data collection
operations.
The 2020 Census Operations
The set of 35 operations that
constitute all processes that will occur
in the course of the 2020 Census is
described in the 2020 Census
Operational Plan. In addition to the
public-facing data collection operations,
there are operations in the categories of
support, Information Technology,
infrastructure, data publication, and
testing and evaluation. The sections
below outline data collection operations
in the 2020 Census along with some
operations that directly support these
data collection operations by producing
materials for the 2020 Census.
Some data collection operations that
are included in the 2020 Census
Operational Plan are not described in
this notice. These were or will be
described in separate notices because of
timing, type of work, or other
considerations: Local Update of Census
Addresses (Federal Register Notices: 81
FR 42686; 81 FR 78109), Redistricting
Data Program (Federal Register Notices:
80 FR 40993; 80 FR 62015), Integrated
Partnership and Communications
(Federal Register Notice: 82 FR 38875),
Evaluations and Experiments, and
Count Question Resolution. In addition,
all Coverage Measurement field
operations, which result in an
independent estimate of the coverage of
the census, will be handled through
separate Federal Register Notices.
Final plans for each of these
operations could receive minor updates
or other changes as a result of lessons
learned during the 2018 End-to-End
Census Test, further systems testing, or
other input received from stakeholders
after the date of this posting. Consistent
with the Paperwork Reduction Act of
1995 procedures, shortly after the 60day comment period for this Notice
ends, a 30-day Federal Register Notice
of a pending information collection will
provide the latest information on plans
for every data collection operation in
the 2020 Census and provide an
additional opportunity for the public to
comment.
The Content and Forms Design and
the Language Services operations for the
2020 Census are essential to data
collection because they involve the
development and translation of
materials used with respondents. These
two operations are described below to
set the stage for the discussion of the
remaining 2020 Census data collection
operations.
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(A) Content and Forms Design
The Census Bureau submitted the
subjects planned for the 2020 Census to
Congress on March 28, 2017, and the
questions planned for the 2020 Census
on March 29, 2018. The proposed
questions for the 2020 Census
questionnaire include age, citizenship,
Hispanic origin, race, relationship, sex,
and tenure.
(B) Language Services
Individuals of Limited English
Proficiency require language assistance
in order to complete their census
questionnaires. The Census Bureau has
identified the largest Limited English
Proficiency populations in the United
States using American Community
Survey data and has established a
program for providing non-English
materials for the decennial census.
Internet Self-Response and Census
Questionnaire Assistance will be
available in 12 non-English languages.
Paper questionnaires, mailing materials,
field data collection instruments, and
field data collection materials will be
available in English and Spanish. There
will be additional support materials in
59 non-English languages.
(C) Address Canvassing
The purpose of address canvassing is
(1) to deliver a complete and accurate
address list and spatial database for
enumeration and tabulation, and (2) to
determine the type and address
characteristics for each living quarter.
Address canvassing consists of two
major components: In-Office Address
Canvassing and In-Field Address
Canvassing. Only the latter component
involves collection of information from
residents at their living quarters.
For the 2010 Census, the Address
Canvassing field staff, referred to as
listers, traversed almost every block in
the nation to compare what they
observed on the ground with the
contents of the Census Bureau’s address
list. Listers verified or corrected
addresses that were on the list, added
new addresses to the list, and deleted
addresses that no longer existed. Listers
also collected map spot locations (i.e.,
Global Positioning System coordinates)
for each structure and added new
streets.
The Census Bureau has determined
that for the 2020 Census there will be a
full Address Canvassing that will
consist of In-Office Address Canvassing
complemented with In-Field Address
Canvassing. In-Office Address
Canvassing is the process of using
empirical geographic evidence (e.g.,
imagery, comparison of the Census
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Bureau’s address list to partnerprovided lists) to assess the current
address list and make changes where
necessary. This component detects and
captures areas of change from high
quality administrative records and
third-party data. Advancements in
technology have enabled continual
address and spatial updates to occur
throughout the decade as part of the InOffice Address Canvassing effort.
Areas not resolved in the office
become the universe of geographic areas
worked during In-Field Address
Canvassing. In the In-Field Address
Canvassing, an extract of addresses from
the MAF is created, and this address list
is verified and updated, as needed.
Listers will knock on doors at every
structure in the assignment in an
attempt to locate living quarters and
classify each living quarter as a housing
unit, group quarter, or transitory
location. If someone answers, the lister
will provide a Confidentiality Notice
and ask about the address in order to
verify or update the information, as
appropriate. The listers will then ask if
there are any additional living quarters
in the structure or on the property. If
there are additional living quarters, the
listers will collect/update that
information, as appropriate. In addition,
there will be a check on the quality of
the address listing work on
approximately 20 percent of the housing
unit workload.
(D) Forms Printing and Distribution
The Forms Printing and Distribution
operation involves the printing and
distribution of the following paper
forms:
• internet invitation letters.
• Reminder cards and letters.
• Questionnaire mailing packages.
• Materials for other special
operations, as required.
Every address record will be identified
by an ID, which will be printed on
questionnaires and letters and used for
tracking for responses. Paper
questionnaires and responses from field
operations will be linked to the ID in
data capture. Internet and telephone
respondents will be requested but not
required to provide the ID. When an ID
is not provided, these will be
considered Non-ID responses. The NonID operation is discussed below.
(E) Internet Self-Response
The internet Self-Response operation
performs the following functions:
• Maximize online response to the
2020 Census through contact strategies
and improved access for respondents.
• Collect response data through the
internet to reduce paper and the NRFU
universe.
Contact Strategies for Mailing Materials
‘‘Contact strategies for mailing
materials’’ refers to all attempts by the
Census Bureau to make direct contact
with individual households by mail.
Mailing materials
treatment
Mailing 1
Internet First ......
Letter with internet invitation
Reminder letter
Internet Choice
Questionnaire with letter
with internet option.
Reminder letter
Mailing 2
Mailing 3 *
Types of contact strategies include
invitation letters, postcards, and
questionnaires mailed to households.
A primary objective of the 2020
Census is for a majority of selfrespondents to complete their census
questionnaire online. To that end, the
Census Bureau will use an approach
called ‘‘Internet First,’’ in which the first
mailing includes an invitation to
respond to the census online.
In areas with low internet coverage or
connectivity or other characteristics that
may make it less likely that respondents
will complete the census questionnaire
online, the Census Bureau will employ
an ‘‘internet Choice’’ contact strategy. In
this approach, the first mailing includes
both an invitation to complete the
census online and a paper
questionnaire. The Census Bureau
anticipates about 20 percent of the
households in TEA 1 will receive the
internet Choice treatment. While all
nonresponding households in the
internet First areas will eventually
receive a paper questionnaire—in the
fourth mailing—households in internet
Choice areas will receive a paper
questionnaire in the first mailing, and
again in the fourth mailing if they have
not yet responded. Both mailing
strategies have the objective of
maximizing self-response to the 2020
Census, thereby minimizing NRFU.
The contact strategies for mailing
materials in TEA 1 are outlined in table
form:
Mailing 4 *
Reminder postcard.
Reminder postcard.
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Questionnaire with letter
with internet option.
Questionnaire with letter
with internet option.
Mailing 5 *
‘‘It’s Not Too Late’’ postcard.
‘‘It’s Not Too Late’’ postcard.
* Targeted only to nonrespondents.
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Internet Self-Response Instrument
(F) Census Questionnaire Assistance
The internet self-response instrument
and all related support systems will be
designed to handle the volume of
responses that are expected to be
received by internet in the 2020 Census.
It is imperative that the application and
systems service the scale of the
operation in order to ensure that users
do not experience delays while
completing the survey or unavailability
of the application. In addition, the
internet application and other
associated systems will be developed to
adhere to the highest standards of data
security in order to ensure that all
respondent data are secure and
confidential.
The Census Questionnaire Assistance
operation has three primary functions:
• Answer respondent questions about
specific items on the census
questionnaire or other frequently asked
questions about the census.
• Provide an option for respondents
to complete a census interview over the
telephone.
• Provide outbound calling in
support of NRFU Reinterview and
Coverage Improvement (discussed in the
NRFU section below).
Respondents using the internet
instrument will have the ability to
contact Census Questionnaire
Assistance by telephone when webbased self-service help tools cannot
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answer their questions. Each of the 13
supported languages, including English,
will have its own toll-free number for
callers. Respondents calling the English
and Spanish language lines are
presented with a self-service Interactive
Voice Response system, offering an
assortment of automated responses to
Frequently Asked Questions
information. At any time, respondents
may opt to transfer to a customer service
representative, who is prepared to
further assist and enumerate them. All
callers who need assistance in other
languages will be connected directly to
an appropriately-skilled Customer
Service Representative fluent in the
language, based on the toll-free number
called.
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(G) Update Leave
The Update Leave operation is
designed to occur in areas where the
majority of housing units either do not
have mail delivered to the physical
location of the housing unit or the mail
delivery information for the housing
unit cannot be verified. Update Leave
can occur in geographic areas that:
• Do not have city-style addresses.
• Do not receive mail through citystyle addresses.
• Receive mail at post office boxes.
• Have been affected by major
disasters.
These areas will not be included in
the In-Field Address Canvassing but
will be worked within the In-Office
Address Canvassing. The purpose of the
Update Leave operation is to update the
address and feature data for the area
assigned and to leave an internet Choice
questionnaire package at every housing
unit identified to allow the household to
self-respond. Enumerators do not
attempt to enumerate the household in
person when they leave the
questionnaire.
Occupants can respond online, using
the ID printed on the questionnaire, or
they can fill out and mail back the paper
questionnaire. If they have questions or
wish to respond on the telephone, they
can call Census Questionnaire
Assistance, using the contact
information provided in the package.
The Update Leave operation includes
mailing a reminder letter and a
reminder postcard to addresses that are
capable of receiving mail within the
areas designated for Update Leave.
These mailed materials include the ID
for the given address and the website
address for the household to use in
order to respond online. As in TEA 1,
any households that do not self-respond
will be contacted during the NRFU
operation.
Finally, the Update Leave operation
performs a check on the quality of the
address listing work (quality control
[QC]) on approximately 5 percent of the
production workload.
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(H) Update Enumerate
The Update Enumerate operation is
designated to occur in areas where the
initial visit requires enumerating at the
living quarters while updating the
address list. The majority of the
operation will occur in remote
geographic areas that have unique
challenges associated with accessibility.
Update Enumerate can occur in the
following geographic areas:
• Remote Alaska.
• Areas that were a part of the 2010
Census Remote Update Enumerate
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operation, such as northern parts of
Maine and southeast Alaska.
• Select American Indian areas that
request to be enumerated in person
during the initial visit.
Note that the areas included in the
2010 Census Remote Update Enumerate
operation might be delineated into TEA
1 or TEA 6 for the 2020 Census, based
on changes in address type or
mailability.
In the Update Enumerate operation,
field staff update the address and
feature data and enumerate respondents
in person. The address and feature data
are updated on paper address registers
and paper maps. The enumeration is
collected on paper questionnaires. Field
staff conducting Update Enumerate
follow a specific contact strategy for the
remote locations and conduct any
needed follow-up. The Update
Enumerate operation performs a check
on the quality of the address work
(listing QC) on approximately 10
percent of the listing workload and a
check on the quality of the enumeration
data through a telephone reinterview on
approximately 5 percent of the
enumeration workload.
All completed questionnaires, address
registers, and maps are delivered or
shipped back to the area census office
and then sent to a processing center for
data capture, keying, and digitizing.
(I) Paper Data Capture
The Paper Data Capture operation
captures and converts data from 2020
Census paper questionnaires. Core
workloads for the Paper Data Capture
operation include self-response
questionnaires mailed back by
respondents and Group Quarters
Individual Census Reports. The Census
Bureau’s in-house Integrated Computer
Assisted Data Entry system is used to
capture paper responses from
questionnaires. Each write-in and
checkbox data field is data-captured,
and Optical Character Recognition and
Optical Mark Recognition are
performed. If Key From Image is needed
for forms that cannot be processed
through Optical Character Recognition
or Optical Mark Recognition, staff are
presented the image of the page and are
able to clarify, correct, or add to what
was captured. The Census Bureau
maintains the data, images of the forms,
and the paper forms themselves until
confirmation that the data have been
correctly captured, at which point the
paper forms are sent to destruction
while the data and images are retained.
The Census Bureau maintains the
images for archiving purposes until
such time as the National Archiving and
Records Administration takes
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possession of the images for permanent
archiving.
(J) Non-ID Processing
For the 2020 Census, respondents will
be encouraged, but not required, to use
the Census Bureau’s preassigned ID for
the living quarters. Within the internet
instrument, and, consequently, within
Census Questionnaire Assistance, it will
be possible for respondents to submit
the census response without the
preassigned ID. Non-ID Processing is the
effort to associate census responses that
lack a Census ID with records included
on the Census Bureau’s 2020 Census
address frame. This processing can
occur through automated or clerical
procedures. With the internet SelfResponse instrument collecting the
response and address data, it will be
possible to perform automated
processing to determine whether the
address was already included on the
address frame and extracted from the
MAF. For those Non-ID responses not
matched during automated processing, a
clerical operation will make a further
attempt to match the address to the 2020
Census address frame and validate
nonmatching addresses. Some of the
clerical work may require contacting the
respondent to help determine a match
or to verify the existence and location of
the address; this is known as Non-ID
Processing Phone Followup. Any
nonmatching address whose existence
and location cannot be verified by the
clerical Non-ID operation will become a
Field Verification assignment, handled
as a component of the NRFU operation.
Notably, Field Verification is only an
address verification effort and does not
include collection of the census
questionnaire data.
(K) Nonresponse Followup
The 2020 Census NRFU operation
will be different from the NRFU
operation conducted in the 2010
Census. The Census Bureau will
implement a NRFU operational design
that utilizes a combination of the
following:
• Administrative records and thirdparty data usage to reduce the workload.
• Reengineering of staffing and
management of field operations.
• A Best-Time-to-Contact model to
increase the likelihood of making
contact attempts when an enumerator
will find people at home.
• Automation to facilitate data
collection.
The NRFU workload is comprised of
addresses from a number of sources,
including:
• Nonresponding addresses in the
self-response and Update Leave TEAs.
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• Blank mail returns or mail returns
otherwise deemed to be too incomplete.
• Addresses considered to represent
recently completed housing identified
from the spring 2020 USPS Delivery
Sequence File and other special efforts
undertaken to identify new housing
around the time of the census known as
New Construction and Housing Unit
Count Review; addresses upheld in the
Local Update of Census Addresses
appeals process; potentially other
addresses determined to require followup after the initial enumeration universe
is established.
• Addresses with a vacant status
reported from internet Self-Response.
• Field Verification cases.
• Coverage Improvement cases
(described below).
• Response Re-collect cases
(described below).
After giving the population in the
United States and Puerto Rico an
opportunity to self-respond to the 2020
Census, the Census Bureau will use the
most cost-effective strategy for
contacting and counting people to
ensure an accurate count. Once the
households that did not respond
through internet, telephone, or paper are
known, administrative records will be
used to identify vacant addresses and
addresses that do not exist in order to
reduce the workload of addresses that
NRFU enumerators will visit.
Undeliverable-as-Addressed
information from the USPS will provide
the primary administrative records
source for the identification of vacant
addresses and addresses that do not
exist.
During the NRFU operation,
enumerators will visit each housing unit
designated for follow-up, determine the
occupancy status of the unit on April 1,
2020, and complete an interview using
an automated application on a
smartphone. Various techniques will be
used during NRFU to make the data
collection as efficient as possible. The
number of allowed attempts to contact
is controlled within the automated
instrument, and best-time-to-contact
modeling is used in the creation of the
daily assignments. Every case in the
NRFU workload will have a maximum
of six unique contact days and 12 proxy
attempts. After a third attempt to
contact a household does not yield a
respondent, a case will become proxyeligible. A proxy is a neighbor, landlord,
real estate agent, or other knowledgeable
person who can provide information
about the unit and the people who live
there. An enumerator should attempt
three proxies after each noninterview
for a proxy-eligible case. Addresses will
also be removed from the workload
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throughout the course of the NRFU
operation as self-responses are received.
Administrative Records
If the initial in-person contact attempt
is unsuccessful, the Census Bureau will
use administrative records as the
household response data when it: (1)
Believes that the address is occupied,
and (2) has high-quality administrative
records. These include records such as
from the Internal Revenue Service, the
Social Security Administration, and the
Centers for Medicare and Medicaid
Services, as well as prior censuses and
the American Community Survey.
Addresses found to be
‘‘administrative records vacant’’ or
‘‘administrative records nonexistent’’
will be removed from the NRFU
workload and will immediately be
mailed a final postcard that encourages
occupants to self-respond to the 2020
Census. Addresses that are determined
to be ‘‘administrative records occupied’’
and for which enumeration is
incomplete after one in-person visit
attempt will be mailed a final postcard
encouraging self-response after seven
days.
NRFU Reinterview program
The NRFU Reinterview program will
check the quality of the work done by
enumerators in NRFU. A sample of
approximately 5 percent of NRFU
interviews will be selected for
verification through NRFU Reinterview.
All cases that are sampled for the
program and have a valid phone number
will initially be subject to a reinterview
attempt by a Census Questionnaire
Assistance customer service
representative to verify that an
enumerator conducted the interview
and followed procedures. NRFU
Reinterview cases that cannot be
completed via telephone will be sent to
the field for personal visit reinterviews.
The customer service representative or
enumerator working a NRFU
Reinterview case always attempts to
contact the respondent from the original
interview, which may be a household
member, neighbor, or some other proxy.
If the original respondent confirms that
he/she was contacted and an
enumerator conducted the original
interview, the customer service
representative or enumerator collects
roster names and ends the interview. If
the respondent was not contacted or
does not know if an enumerator
conducted the original interview, the
customer service representative or
enumerator conducts a full interview
with the respondent.
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Manager Visit
During the early weeks of NRFU,
enumerators will conduct interviews
with multiunit structure managers to
determine the occupancy status of
nonresponding units within the
multiunit structure. This Manager Visit
allows enumerators to identify several
units as vacant or delete without having
to attempt each unit individually.
Enumerators have a maximum of two
unique contact days to complete the
Manager Visit cases. The Manager Visit
Reinterview program will check the
quality of work done by enumerators
during the Manager Visit and will target
enumerators with high numbers of
vacant and delete unit statuses. During
this Manager Visit Reinterview check,
the enumerator will ask to speak to the
manager from the original Manager Visit
interview. If the respondent confirms
that he/she was contacted and an
enumerator conducted the original
interview, the Manager Visit
Reinterview enumerator asks about a
subset of the list checked during the
Manager Visit. If the respondent was not
contacted or does not know if an
enumerator conducted the original
interview, the enumerator conducts a
full interview and review the entire list
of nonresponding units within the
multiunit structure.
Field Verification
The NRFU universe also includes
cases from Non-ID Processing that were
not able to be matched to the address
frame. As discussed in the Non-ID
section, these are Field Verification
cases, where the enumerators attempt to
locate the address in question and
collect its Global Positioning System
(GPS) coordinates. A sample of the Field
Verification cases is selected for
verification through Field Verification
Quality Control. Since Field Verification
cases only require an enumerator to
determine the existence of an address
and will not require an interview with
a respondent, this Field Verification
Quality Control program will consist of
an independent check of the production
enumerator’s work in the field. The
Field Verification Quality Control
enumerator will conduct the same
procedures as the Field Verification
enumerator. Field Verification cases,
along with their quality control
component, have a maximum of one
field contact day.
Coverage Improvement
The Coverage Improvement operation
improves the enumeration count by
resolving categories of erroneous
enumerations (people counted in the
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wrong place or counted more than once)
and omissions (people who were
missed) identified through collected
enumeration data. The Coverage
Improvement operation will attempt to
resolve these issues identified from both
self-response and NRFU questionnaires.
The issues identified for the Coverage
Improvement operation will be: Where
a household enumeration shows a
difference between the answer for the
number of people within the household
and the number of people enumerated,
and answers to coverage questions in
the initial enumeration that reflect
potential coverage errors. Both of these
types of cases could result in either
erroneous enumerations or omissions.
Automation and the internet selfresponse option will use various edit
checks when these inconsistencies arise,
which should reduce the prevalence of
these types of respondent errors
compared to the 2010 Census, which
was completed almost entirely on paper
questionnaires. All cases that are
selected for Coverage Improvement with
a valid phone number will be subject to
an interview attempt by a Census
Questionnaire Assistance customer
service representative.
Response re-collect cases are
generated as part of the quality
assurance efforts for self-response and
will be worked within NRFU.
(L) Group Quarters
The 2020 Census Group Quarters
operation will enumerate people living
or staying in group quarters and provide
an opportunity for people experiencing
homelessness and receiving service at a
service-based location, such as a soup
kitchen, to be counted in the census.
The 2020 Census Group Quarters
operation consists of the following
components:
• In-Office Group Quarters Advance
Contact.
• Group Quarters Enumeration.
• Service-Based Enumeration.
• Military Enumeration.
• Maritime Vessel (Shipboard)
Enumeration.
The In-Office Group Quarters
Advance Contact is an in-office activity
conducted in the area census offices in
which the group quarters name, address,
contact name, and phone number from
the address list that results from
Address Canvassing will be verified.
Preferred dates, times, methods of
enumeration, and expected population
on Census Day will be collected as well.
Special instructions or concerns related
to privacy, confidentiality, and security
will also be addressed.
The Group Quarters enumeration will
cover all 50 states, the District of
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Columbia, and Puerto Rico. This
enumeration at group quarters occurs in
approximately the same timeframe as
the household enumeration operations.
An additional late group quarters
enumeration phase allows for the
stakeholder identification and
enumeration of group quarters that may
have been missed during the earlier
timeframe. The primary method of
conducting in-person enumeration of
people residing in group quarters will
be by using the Individual Census
Questionnaire as the paper data
collection instrument. In-person
interviewing is planned for all group
quarter types that are part of the field
enumeration workload.
Group Quarters Enumeration—
eResponse Data Transfer
eResponse uses electronic data
transfer from group quarter
administrators to the Census Bureau.
Client-level data from systems
maintained by group quarter
administrators can be transferred to a
standardized Census Bureau system that
will accept electronically submitted
data in a standardized template. These
data will be accepted in lieu of use of
the Individual Census Questionnaire if
data are deemed to be of sufficiently
high quality and completeness.
Service-Based Enumeration
The Service-Based Enumeration is
specifically designed to approach
people using service facilities because
they may be missed during the
traditional enumeration of housing units
and group quarters. These service
locations and outdoor locations include
the following:
• Shelters: Shelters with sleeping
facilities for people experiencing
homelessness; shelters for children who
are runaways, neglected, or
experiencing homelessness.
• Soup kitchens.
• Regularly-scheduled mobile food
vans: Stops where regularly scheduled
mobile food vans distribute meals.
• Targeted non-sheltered outdoor
locations.
For the 2020 Census, Service-Based
Enumeration will be conducted over the
three-day period that ends on April 1,
2020, Census Day. Service providers for
shelters, soup kitchens, and regularlyscheduled mobile food vans will be
given the flexibility for their facility to
be enumerated on any one of the three
days. Targeted non-sheltered outdoor
locations will be enumerated April 1,
2020.
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Domestic Violence Shelters
Domestic Violence Shelters are
facilities for those seeking safety from
domestic violence. As in previous
censuses, the enumeration of
individuals at Domestic Violence
Shelters will be handled by personnel
specially trained to protect the safety
and security of respondents being
enumerated at these locations.
Military Enumeration
Military Enumeration involves
enumeration of people living in group
quarters (or barracks) on domestic
military installations or military vessels.
Military installations are fenced,
secured areas used for military
purposes. An important feature of the
military enumeration operation is that it
includes both group quarters and
housing units. Privatized housing on
military installations will be
enumerated as part of the housing unit
data collection operations rather than
through Military Enumeration. A
military vessel is defined as a United
States Navy or United States Coast
Guard vessel assigned to a home port in
the United States. In order to support
the military’s security requirements,
military Group Quarters Enumeration
will occur by means of electronic data
transfer from the Defense Manpower
Data Center to the Census Bureau.
(M) Enumeration at Transitory
Locations
The 2020 Census Enumeration at
Transitory Locations operation
enumerates those individuals in
occupied units at transitory locations
who do not have a usual home
elsewhere. This operation will:
• Use automation, where possible, to
facilitate data collection and streamline
operations such as advance contact.
However, data collection will be done
using paper.
• Use reengineered staffing and
management of the field operation.
• Use in-person enumeration as the
primary mode of data collection.
(N) Federally Affiliated Count Overseas
The Federally Affiliated Count
Overseas operation obtains counts by
home state of United States military and
federal civilian employees who are
stationed or assigned overseas and their
dependents living with them. For the
2020 Census, overseas is defined as
anywhere outside the 50 states, the
District of Columbia, Puerto Rico, and
the Island Areas: American Samoa,
Commonwealth of the Northern Mariana
Islands, Guam, and the United States
Virgin Islands. Counts are submitted
from Federal agencies and the
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Department of Defense (Defense
Manpower Data Command) through a
Census Bureau secure server and are
used to allocate the federally affiliated
population living overseas to their home
state for the purposes of apportioning
seats in the U.S. House of
Representatives. If military and federal
civilian employees of the U.S.
government are deployed overseas
while stationed or assigned within the
U.S., they are counted at their U.S.
residence where they live or sleep most
of the time using administrative data
provided by Federal agencies and the
Department of Defense.
(O) Island Areas Censuses
The Census Bureau will conduct the
2020 Island Areas Censuses through
partnerships with local government
agencies in American Samoa,
Commonwealth of the Northern Mariana
Islands, Guam, and the United States
Virgin Islands. The Census Bureau will
provide the materials and guidance to
the local government agencies that are
then responsible for recruiting and
hiring local staff to conduct the data
collection phase through in-person
enumeration.
The Island Areas Censuses
questionnaire leverages the American
Community Survey questionnaire with
minor wording changes. These changes
include accommodating time reference
differences and incorporating the final
2020 Census questions while taking into
account the Island Areas local
governments’ concerns, where possible.
All data collection activities will rely on
the use of paper questionnaires, paper
maps, and paper address registers to
record the physical addresses of housing
units and group quarters. The MAF does
not include addresses for the Island
Areas, so the address registers become
the address list for the Island Areas
Censuses. Once the addresses have been
listed, enumerators will visit every
living quarter to conduct interviews
with household members and follow up
as necessary. The Census Offices
conduct two quality control operations:
(1) Reinterview for a sample of
questionnaires, and (2) independent
address check. The Census Offices also
conduct a clerical review of all
completed questionnaires for
completeness and data consistency.
After the Island Areas Censuses
collects the detailed demographic and
housing data, the data will be processed
through the Decennial Response
Processing System. Data products will
include counts of the population and
housing units, data profiles, subject
tables, ranking tables, and supplemental
tables.
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II. Method of Collection
Data collection operations result in
respondent burden from: (1) Contacts
during the address frame-building
process, and (2) contacts during
enumeration for the 2020 Census.
The frame-building operation in the
field that can result in respondent
burden is In-Field Address Canvassing.
In-Field Address Canvassing is the
process of having listers visit specific
geographic areas to identify every place
where people could live or stay and
compare what they see on the ground
with the existing census address list and
either verify or correct the address and
location information. Listers will knock
on doors at every structure in the
assignment in an attempt to locate living
quarters. The Census Bureau expects
that listers will make contact with
residents (i.e., someone is at home)
approximately 25 percent of the time,
based on previous address list
development field operations.
The second component of respondent
burden is the census enumeration
operations. This consists of multiple
operations that in combination serve the
purpose of reaching all residents for the
purposes of the enumeration in the
census. All attempts by the Census
Bureau to make direct contact in TEAs
1 and 6 with individual households by
mail for enumeration are referred to as
‘‘contact strategies for mailing
materials.’’ Types of contact strategies
for mailing materials include invitation
letters, postcards, and questionnaires
mailed to households.
The ‘‘Internet First’’ approach was
developed to encourage respondents to
use the internet. Currently, this model
includes the mailing of a letter inviting
respondents to complete the
questionnaire online, two follow-up
reminders and, if necessary, a mailed
paper questionnaire followed by a final
reminder (or two reminders to certain
Administrative Records cases). All
correspondence will contain a
telephone number that respondents may
use to complete the questionnaire over
the telephone.
The ‘‘Internet Choice’’ contact strategy
will be used for the estimated 20
percent of households that have low
internet coverage or connectivity or
other characteristics that may make it
less likely the respondents will
complete the census questionnaire
online. This strategy includes both an
invitation to complete the census online
and a paper questionnaire as part of the
first mailing.
For those housing unit addresses in
TEAs 1 and 6 for which no self-response
is received, the NRFU operation will be
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used to collect the household data.
NRFU will use an automated instrument
during data collection. Additional
follow-up activities to improve and
check quality will be included within
the Census Questionnaire Assistance
call center and NRFU workloads. All
cases that are sampled for NRFU
reinterview with a valid phone number
will initially be subject to a reinterview
attempt by a Census Questionnaire
Assistance customer service
representative. NRFU reinterview cases
that cannot be completed via telephone
will be sent to the field for personal visit
reinterviews.
The NRFU reinterview program will
check the quality of the work done by
enumerators in NRFU. The NRFU
reinterview program involves
conducting an independent reinterview
for selected cases to verify that an
enumerator conducted the interview
and followed procedures, as described
above. During the early weeks of NRFU,
enumerators will conduct interviews
with multiunit structure managers to
determine the occupancy status of
nonresponding units within the
multiunit structure, as described above.
The NRFU universe also includes cases
from Non-ID Processing that were not
able to be matched to the address frame.
As discussed above, these are Field
Verification cases, where the
enumerators attempt to locate the
address in question and collect its GPS
coordinates.
The Coverage Improvement operation
resolves categories of erroneous
enumerations (people counted in the
wrong place or counted more than once)
and omissions (people who were
missed) identified through collected
enumeration data. The Coverage
Improvement operation will attempt to
resolve these issues from both selfresponse and NRFU questionnaires.
In summary, a census address list is
the basis for the census enumeration.
Some of the work to create the address
list will occur in In-Field Address
Canvassing, which will incur
respondent burden. Using a postAddress Canvassing extract of the MAF,
census materials will be provided to or
for all living quarters according the TEA
designated for the area and the
operation designated for the living
quarters type. Self-response modes for
housing units include internet, paper
questionnaires, and telephone.
Response modes for group quarters
include paper questionnaires and
electronic file transfers. Special
operations will be implemented to
collect data at identified transitory units
and service-based locations. The various
follow-up, QC, and coverage
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improvement operations will also incur
respondent burden. In addition, the
Island Areas Censuses and Federally
Affiliated Count Overseas operations
enumerate the populations covered by
those definitions, through the processes
described above.
III. Data
OMB Control Number: 0607–XXXX
Form Number(s):
D–LF1
D–LF1(E/S)
D–Q
D–Q(E/S)
D–Q–UL
D–Q–UL(E/S)
D–Q–TL
D–Q–TL(S)
D–CQ–TL
D–Q–VI
D–Q–VI(S)
D–CQ–AS
D–CQ–MI
D–CQ–G
D–CQ–VI
D–CQ–VI(S)
D–Q–GE–AS
D–Q–GE–MI
D–Q–GE–G
D–Q–GE–VI
D–Q–GE–VI(S)
Type of Review: Regular submission.
Affected Public: Households/
Individuals.
Estimated Number of Respondents:
178,202,534.
Estimated Time per Response: 6.77
minutes.
D–CQ–TL(S)
D–Q–FA
D–Q–UE
D–CQ–UE
D–Q–TLUE
D–CQ–TLUE
D–Q–UERA
D–CQ–UERA
D–Q–TLRA
D–CQ–TLRA
D–Q–GERA
D–Q–MV
D–Q–PR(E/S)
D–Q–GEPR(S)
D–Q–ULPR(E/S)
D–Q–TLPR(S)
D–CQ–TLPR(S)
D–Q–AS
D–Q–MI
D–Q–G
2020 CENSUS
Estimated number
of respondents
Operation or category
Total burden
hours
12,210,150
2,442,030
5
5
1,017,513
203,503
80,700,000
11,900,000
1,190,000
52,700,000
2,760,000
250,000
400,000
3,200,000
750,000
10
5
5
10
5
10
2
7
5
13,450,000
991,667
99,167
8,783,333
230,000
41,667
13,333
376,471
62,500
Self-Response Areas Subtotal ....................................................................
Geographic Area Focused on Update Enumerate:
Update Enumerate Production ...........................................................................
Update Enumerate Listing QC ...........................................................................
Update Enumerate Reinterview .........................................................................
148,060,000
..............................
24,048,138
506,000
50,600
25,300
12
5
10
101,200
4,217
4,217
Update Enumerate Subtotal ........................................................................
Group Quarters (GQ):
GQ Advance Contact (facility) ............................................................................
GQ Enumeration—eResponse (facility) .............................................................
GQ Enumeration—person contact .....................................................................
Group Quarters QC ............................................................................................
581,900
..............................
109,634
297,000
14,300
8,000,000
8,500
10
20
5
5
49,500
4,767
666,667
708
Group Quarters Subtotal .............................................................................
Enumeration at Transitory Locations—Advance Contact .........................................
Enumeration at Transitory Locations—Units .............................................................
Island Areas Censuses—Housing Units ...................................................................
Island Areas Censuses—Group Quarters .................................................................
Federally Affiliated Count Overseas ..........................................................................
8,319,800
50,000
600,000
138,281
10,291
82
..............................
10
10
40
30
5
721,642
8,333
100,000
92,187
5,146
7
Totals ..................................................................................................................
amozie on DSK3GDR082PROD with NOTICES1
Address Canvassing ..................................................................................................
Address Canvassing Listing QC ................................................................................
Geographic Areas Focused on Self-Response (this includes Mailout and Update
Leave):
Internet/Telephone/Paper ...................................................................................
Update Leave .....................................................................................................
Update Leave QC ...............................................................................................
Nonresponse Followup .......................................................................................
Nonresponse Followup Reinterview ...................................................................
Re-collect ............................................................................................................
Field Verification .................................................................................................
Coverage Improvement ......................................................................................
Non-ID Processing Phone Followup ..................................................................
Estimated time
per response
(minutes)
178,202,534
6.77
26,306,103
Estimated Total Annual Burden
Hours: 26,306,103 hours.
Estimated Total Annual Cost to
Public: $0 (This is not the cost of
respondents’ time, but the indirect costs
respondents may incur for such things
as purchases of specialized software or
hardware needed to report, or
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16:53 Jun 07, 2018
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expenditures for accounting or records
maintenance services required
specifically by the collection.)
Respondent’s Obligation: Mandatory.
Legal Authority: Title 13 U.S.C.
Section 141.
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IV. Request for Comments
Comments are invited on: (a) Whether
the proposed collection of information
is necessary for the proper performance
of the functions of the agency, including
whether the information shall have
practical utility; (b) the accuracy of the
agency’s estimate of the burden
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Federal Register / Vol. 83, No. 111 / Friday, June 8, 2018 / Notices
(including hours and cost) of the
proposed collection of information; (c)
ways to enhance the quality, utility, and
clarity of the information to be
collected; and (d) ways to minimize the
burden of the collection of information
on respondents, including through the
use of automated collection techniques
or other forms of information
technology.
Comments submitted in response to
this notice will be summarized and/or
included in the request for OMB
approval of this information collection;
they also will become a matter of public
record.
Sheleen Dumas,
Departmental Lead PRA Officer, Office of the
Chief Information Officer.
[FR Doc. 2018–12365 Filed 6–7–18; 8:45 am]
BILLING CODE 3510–07–P
DEPARTMENT OF COMMERCE
Bureau of the Census
[Docket Number 180402335–8335–01]
Annual Business Survey
Bureau of the Census,
Department of Commerce.
ACTION: Notice of determination.
AGENCY:
Notice is hereby given that
the Bureau of the Census (Census
Bureau) has determined that it is
conducting the Annual Business Survey
(ABS) of domestic nonfarm employer
businesses in 2018. We have determined
that data to be collected in this survey
are needed to aid the efficient
performance of essential governmental
functions and have significant
application to the needs of the public
and industry. The ABS will provide the
only comprehensive federal data on
owner demographics and business
characteristics, including financing
research and development (for
microbusinesses), and innovation. The
data derived from this survey are not
publicly available from
nongovernmental or other governmental
sources.
ADDRESSES: The Census Bureau will
make the reporting instructions
available to the organizations included
in the survey. Additional copies are
available upon written request to the
Director, 4600 Silver Hill Road, U.S.
Census Bureau, Washington, DC 20233–
0101.
FOR FURTHER INFORMATION CONTACT: Nick
Orsini, Assistant Director for Economic
Programs, U.S. Census Bureau, 5H160,
Washington, DC 20233, Telephone:
amozie on DSK3GDR082PROD with NOTICES1
SUMMARY:
VerDate Sep<11>2014
16:53 Jun 07, 2018
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301–763–2558; Email: Nick.Orsini@
census.gov.
SUPPLEMENTARY INFORMATION: In an
effort to improve the measurement of
business dynamics in the United States,
the Census Bureau, with support from
the National Science Foundation (NSF),
plans to conduct the Annual Business
Survey (ABS). The ABS is a new survey
designed to combine Census Bureau
firm-level survey collections to reduce
respondent burden and simultaneously
increase data quality and operational
efficiencies. The ABS replaces the
following collections: The five-year
Survey of Business Owners (SBO)
(Office of Management and Budget
(OMB) control number 0607–0943) for
employer businesses; the Annual
Survey of Entrepreneurs (ASE) (OMB
control number 0607–0986); and the
Business Research and Development
and Innovation for Microbusinesses
(BRDI–M) form, a component of the
Business Research and Development
and Innovation Survey, BRDI–S (OMB
control number 0607–0912). The ABS
also replaces the innovation questions,
formerly asked in the BRDI–S.
ABS estimates will include the
number of employer firms and their
sales/receipts, annual payroll, and
employment by gender, ethnicity, race,
and veteran status as well as research
and development and innovation and
various other relevant topics. The ABS
will be conducted jointly by the Census
Bureau and the National Center for
Science and Engineering Statistics
within the NSF. It is planned for five
reference years (2017–2021). Title 13,
United States Code (U.S.C.), Sections
8(b), 131, and 182, Title 42, U.S.C,
Sections 1861–1875 (National Science
Foundation Act of 1950, as amended),
and Section 505 of the America
COMPETES Reauthorization Act of 2010
(42 U.S.C. 1862p) authorize this
collection. Sections 224 and 225 of Title
13, U.S.C., require responses from
sampled firms.
The ABS covers all domestic nonfarm
employer businesses filing Internal
Revenue Service tax forms as individual
proprietorships, partnerships, or any
type of corporation, and with receipts of
$1,000 or more. The ABS will sample
approximately 850,000 employer
businesses for the benchmark survey
year 2017, with data collection taking
place in 2018. Annually for survey years
2018 to 2021, the survey sample will be
reduced to approximately 300,000
employer businesses to reduce the
burden on the respondents. The Census
Bureau will use administrative data to
estimate the owner demographics such
that each firm is placed into one of nine
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frames for sampling: American Indian,
Asian, Black or African American,
Hispanic, Non-Hispanic White Men,
Native Hawaiian and Other Pacific
Islander, Some Other Race, Publicly
Owned Businesses, and Women Owned
Businesses. The sample would be
stratified by state, industry, and frame.
The Census Bureau will select
companies with certainty based on
volume of sales, payroll, number of paid
employees or industry classification. All
certainty cases are sure to be selected
and represent only themselves.
The ABS will provide continuing and
timely national statistical data for the
period between economic censuses. The
data collected will be within the general
scope and nature of those inquiries
covered in the economic census. The
next economic census is being
conducted currently for the reference
year 2017. Government program
officials, industry organization leaders,
economic and social analysts, business
entrepreneurs, and domestic and foreign
researcher in academia, business, and
government will use statistics from the
new ABS. More details on expected uses
of the statistics from the new ABS are
found in the Notice of Consideration for
the ABS published in the Federal
Register on October 24, 2017 (82 FR
49175).
Public Comments
The Census Bureau published a
Notice of Consideration for the ABS in
the Federal Register on October 24,
2017 (82 FR 49175). We received one
comment. The commenter suggested
that the Census Bureau take the
following actions:
(1) Determine the cost and benefits of
the survey and consider whether the
benefits outweigh the costs;
(2) If the benefits outweigh the cost,
consider how to minimize the cost
imposed on the businesses participating
in the survey;
(3) If, after conducting the cost-benefit
analysis and examining the means for
minimizing the cost imposed on survey
participants, the Census Bureau
nevertheless wishes to proceed with the
survey, publish a revised notice that
includes a cost-benefit analysis and an
explanation of steps taken to minimize
the costs on businesses forced to
participate in the survey; and
(4) Eliminate the survey
discrimination based on gender,
ethnicity, race, and age.
Census Bureau Response to the Public
Comment
The Census Bureau agrees that costs
and benefits should be analyzed and
weighed, and has already carried out
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Agencies
[Federal Register Volume 83, Number 111 (Friday, June 8, 2018)]
[Notices]
[Pages 26643-26653]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2018-12365]
=======================================================================
-----------------------------------------------------------------------
DEPARTMENT OF COMMERCE
Census Bureau
Proposed Information Collection; Comment Request; 2020 Census
AGENCY: U.S. Census Bureau, Commerce.
ACTION: Notice.
-----------------------------------------------------------------------
SUMMARY: The Department of Commerce, as part of its continuing effort
to reduce paperwork and respondent burden, invites the general public
and other Federal agencies to take this opportunity to comment on
proposed and/or continuing information collections, as required by the
Paperwork Reduction Act of 1995.
DATES: To ensure consideration, written comments must be submitted on
or before August 7, 2018.
ADDRESSES: Direct all written comments to Jennifer Jessup, Departmental
Paperwork Clearance Officer,
[[Page 26644]]
Department of Commerce, Room 6616, 14th and Constitution Avenue NW,
Washington, DC 20230 (or via the internet at [email protected]). You
may also submit comments, identified by Docket number USBC-2018-0005,
to the Federal e-Rulemaking Portal: https://www.regulations.gov. All
comments received are part of the public record. No comments will be
posted to https://www.regulations.gov for public viewing until after the
comment period has closed. Comments will generally be posted without
change. All Personally Identifiable Information (for example, name and
address) voluntarily submitted by the commenter may be publicly
accessible. Do not submit Confidential Business Information or
otherwise sensitive or protected information. You may submit
attachments to electronic comments in Microsoft Word, Excel,
WordPerfect, or Adobe PDF file formats only.
FOR FURTHER INFORMATION CONTACT: Requests for additional information or
copies of the information collection instrument(s) and instructions
should be directed to Robin A. Pennington, Rm. 2H465, U.S. Census
Bureau, Decennial Census Management Division, Washington, DC 20233 or
by email to [email protected].
SUPPLEMENTARY INFORMATION:
I. Abstract
Article 1, Section 2 of the United States Constitution mandates
that the U.S. House of Representatives be reapportioned every ten years
after conducting a national census of all residents. In addition to the
reapportionment of the U.S. Congress, Census data are used to draw
legislative district boundaries. Census data also are used to determine
funding allocations for the distribution of an estimated $675 billion
of federal funds each year.
The goal of the 2020 Census is to count everyone once, only once,
and in the right place. From the 2020 Census data, the Census Bureau
will produce the basic population totals by state for congressional
apportionment, as mandated by the U.S. Constitution and Title 13, U.S.
Code. Title 13 also provides for the confidentiality of responses.
Anyone who handles census data swears an oath for life to keep those
data confidential. Under Title 13, it is against the law to disclose
confidential information or any information that could identify an
individual respondent. The information the Census Bureau collects
cannot be used for any reason except to produce statistics, and
violations of Title 13 are punishable by fines and up to five years in
prison.
This clearance request covers the 50 states, the District of
Columbia, the Commonwealth of Puerto Rico, federally affiliated persons
overseas, and the Island Areas of American Samoa, the Commonwealth of
the Northern Mariana Islands, Guam, and the United States Virgin
Islands. The methods of data collection for the Federally Affiliated
Count Overseas and the Island Areas Censuses are different from the
data collections described throughout this document and will be
described separately in sections specific to those operations.
In compliance with Public Law 94-171, the Census Bureau will
tabulate for each state the total population counts by race and
Hispanic origin. The Census Bureau will tabulate these counts for the
total population and for the population of 18 years of age and over.
The Census Bureau intends to work with the National Conference of State
Legislatures and other stakeholders to solicit feedback as to how the
states would prefer to receive tabulations of citizenship data. If
stakeholders such as the National Conference of State Legislatures
elect to receive tabulations of citizenship data, the Census Bureau
will make require a design change to include citizenship as part of the
Public Law 94-171 Redistricting Data File. That new design plan would
then be published in the Federal Register after the 2020 Census final
design is completed in the summer of 2019. For the prototype and for
the 2020 Census, the Census Bureau will provide these tabulations for a
variety of standard census geographic areas including state, county,
place, tract, and tabulation block. If states provide their
congressional, legislative, and voting districts through the
Redistricting Data Program, the Census Bureau will also provide the
tabulations for these areas. The Census Bureau also will tabulate
housing unit counts by occupancy status (occupied or vacant) and
provide total population counts for group quarters by group quarters
type for a select set of geography, including tabulation blocks.
Tallies by congressional, legislative, and voting districts will be
available for the 50 states; equivalent tallies will be available for
the District of Columbia and the Commonwealth of Puerto Rico. Tallies
for state, county, and place will be available for the Island Areas.
The Census Bureau plans to conduct the most automated, modern, and
dynamic decennial census in history. The 2020 Census includes design
changes in four key areas:
(1) New methodologies to conduct the Address Canvassing operation.
(2) Innovative ways of optimizing self-response.
(3) The use of administrative records and third-party data to
reduce the Nonresponse Followup (NRFU) operation workload.
(4) The use of technology to reduce the manual effort and improve
the productivity of field operations, while decreasing the amount of
physical space required to perform the field operations.
To the extent that these innovations influence the collection of
data from respondents in the 2020 Census, these innovations will be
described below.
(1) Reengineering Address Canvassing
A complete and accurate address list is the cornerstone of a
successful census. In order to conduct the decennial census and
enumerate in the census all people at a location, the Census Bureau
needs the address and physical location of each place where someone is,
or could be, living. In other words, all living quarters need to be
identified. The Census Bureau maintains an address list and spatial
data for the United States and Puerto Rico in its Master Address File
(MAF)/Topologically Integrated Geographic Encoding and Referencing
(TIGER) System database. This database was created using the address
files from the 1990 Census and has been subsequently and regularly
updated using:
Information collected from decennial census operation
updates, including address and spatial updates.
The Delivery Sequence File of addresses from the United
States Postal Service (USPS).
Input from tribal, state, and local governments and third
parties, including address and boundary updates.
Information collected in other Census Bureau programs,
such as the American Community Survey.
Type of Enumeration Areas
Prior to the census, it is necessary to delineate all geographic
areas included in the 2020 Census into Type of Enumeration Areas
(TEAs). These TEAs describe what methodology will be used for census
material delivery and household enumeration in order to use the most
cost-effective enumeration approach for achieving maximum accuracy and
completeness. For the United States and Puerto Rico, TEAs are
delineated at the block level based on the address and spatial data in
the MAF/TIGER database.
The MAF/TIGER does not contain data for the Island Areas, so a
separate TEA is designated for these areas. The
[[Page 26645]]
TEAs designated for the 2020 Census are:
TEA 1 = Self-Response.
TEA 2 = Update Enumerate.
TEA 3 = Island Areas.
TEA 4 = Remote Alaska.
TEA 5 = Military.
TEA 6 = Update Leave.
The most common enumeration method by percentage of households is
self-response (TEA 1), where materials will be delivered to each
address through the mail, and enumeration data is expected to be
returned or submitted by a respondent. After the initial self-response
phase, nonresponding households will be enumerated in the NRFU
operation. Puerto Rico is designated as entirely Update Leave. These
TEAs, programs, and operations will be described throughout this
notice.
Address Canvassing
Address Canvassing is the process of validating and updating
addresses in the MAF and spatial data in TIGER before the census in
order to create the initial list of addresses to be enumerated in the
census. All housing units, group quarters, and transitory locations
need to be identified and located correctly on the map as recorded in
TIGER. Group quarters are living quarters where people who are
typically unrelated have group living arrangements and frequently are
receiving some type of service. College/university student housing and
nursing/skilled-nursing facilities are examples of group quarters.
Transitory locations include recreational vehicle parks, campgrounds,
racetracks, circuses, carnivals, marinas, hotels, and motels. People
residing at transitory locations during the census are recorded as
living in housing units located at transitory locations. Address
Canvassing will not occur in Island Areas.
For the 2020 Census, the Census Bureau is using In-Office Address
Canvassing for the first time, in addition to In-Field Address
Canvassing. This innovation involves the use of electronic sources for
much of the validation and updating of MAF/TIGER. Since 2015, the
Census Bureau has used analysis of satellite imagery to identify areas
of the United States and Puerto Rico where changes in living quarters
have occurred. In-Office Address Canvassing is the process of using
empirical geographic evidence (e.g., imagery and comparison of the
Census Bureau's address list to partner-provided lists) to assess the
current address list. This process detects and identifies change using
high-quality imagery, administrative data, and third-party sources to
review and update the address last.
However, the Census Bureau will still need to conduct In-Field
Address Canvassing in order to update the address and spatial data for
an estimated 30 percent of housing units in TEA 1. The Census Bureau
will make a final determination on which areas will be canvassed using
In-Field Address Canvassing by March 2019. Some In-Office Address
Canvassing activities will continue improving the address list until
March 2020. In-Field Address Canvassing is the only stage of Address
Canvassing that involves collecting information from the general
public. The associated response burden is detailed later in this
notice.
(2) Optimizing Self-Response
The goal of this innovation area is to communicate the importance
of the 2020 Census to the entire population of the 50 states, the
District of Columbia, and Puerto Rico, in order to generate the largest
possible self-response. Self-response reduces the need to conduct in-
person follow-up operations to complete the enumeration. To that end,
the Census Bureau will motivate people to respond, as well as make it
easy for people to respond, from any location at any time.
Internet Self-Response
One major means of making it easier for people to respond is by
providing an internet questionnaire and using mailings, questionnaire
delivery, advertising, and publicity to tell the public about this
option. Internet response represents a substantial innovation for the
enterprise. The internet was not a response option in the 2010 Census.
The internet response option has been included in multiple tests
leading up to the 2020 Census: The 2014 Census Test; all three census
tests performed in 2015; the 2016 Census Test; the 2017 Census Test;
and the 2018 End-to-End Census Test.
Based on results from these tests, response rates from prior
censuses, and data from the American Community Survey and other
surveys, the Census Bureau estimates that 45 percent of U.S. households
in areas that receive mailouts of materials from the Census Bureau will
respond via the internet before the initial NRFU workload is created.
At the same time, the Census Bureau recognizes the need for alternate
response modes to allow respondents to complete their 2020 Census
questionnaire, including paper questionnaires as used in the past.
Details about the contact strategy for mailed materials in TEA 1 will
be discussed below. The Census Questionnaire Assistance operation, also
described below, will provide the third mode of self-response. Overall,
the Census Bureau estimates that 60.5 percent of households that
receive mailouts or hand delivery of materials from the Census Bureau
will self-respond in one of these three modes (i.e., internet, paper,
telephone) prior to the beginning of NRFU activities.
(3) Utilizing Administrative Records and Third-Party Data
For the 2020 Census, ``administrative records'' and ``third-party
data'' are terms used to describe micro data records contained in files
collected and maintained by Federal, state, and local government
agencies (``administrative records'') and commercial entities (``third-
party data'') for administering programs and providing services. For
many decades, the Census Bureau has successfully and securely used
administrative records and third-party data for statistical purposes.
For the 2020 Census, the Census Bureau intends to use administrative
records from both internal sources, such as data from prior decennial
censuses and the American Community Survey, and from a range of other
Federal agencies, including the Internal Revenue Service (IRS), the
Social Security Administration, the Centers for Medicare and Medicaid
Services, the Department of Housing and Urban Development, the Indian
Health Service, the Selective Service, and the U.S. Postal Service. The
Census Bureau is also working to acquire state government
administrative records from enrollment in Federal block grant programs,
such as the U.S. Department of Agriculture's Supplemental Nutrition
Assistance Program and the Special Supplemental Nutrition Program for
Women, Infants, and Children. Finally, the Census Bureau is also
utilizing commercial third-party data from organizations such as
CoreLogic and the Veterans Service Group of Illinois.
Throughout the decade, the Census Bureau continuously conducted
analyses and assessments to verify that the proposed uses of
administrative records and third-party data sources in the 2020 Census
were appropriate in each instance. Based on this research, testing, and
analyses, the Census Bureau announced its plans in November 2015 to
utilize administrative records and third-party data in the 2020 Census.
The 2020 Census Operational Plan calls for employing this information
for the following purposes:
1. Consistent with previous decennial censuses, the Census Bureau
will utilize administrative records from federal and
[[Page 26646]]
state government agencies and third-party data to refine contact
strategies and build and update the residential address list.
2. Also consistent with previous decennial censuses, the Census
Bureau will utilize federal and state administrative records to edit or
impute invalid, inconsistent, or missing responses.
3. The new use of administrative records for the 2020 Census is to
use data exclusively from federal administrative records to improve the
accuracy and efficiency of NRFU operations by:
a. Removing vacant housing units and nonresidential addresses from
the NRFU workload.
b. enumerating households that do not self-respond and whom we were
unable to contact after six mailings and one in-person field visit.
For each of the purposes listed in items 2, 3a and 3b, the Census
Bureau uses or plans to use administrative data only when it can
confirm empirically across multiple sources that the data are
consistent, of high quality, and can be accurately applied to the
addresses and households in question. The Census Bureau plans to
enumerate households utilizing administrative records only from Federal
government agencies, such as the Internal Revenue Service. Each of the
nonresponding addresses will be evaluated under a strict set of Census
Bureau rules throughout the process to ensure completeness and
accuracy.
Based on the research and tests conducted, the Census Bureau
estimates that under the current operational plan Federal
administrative records will be used to enumerate up to 6.5 million
households of the projected total of approximately 60 million addresses
that are expected to be the NRFU workload for the 2020 Census. These
6.5 million households represent less than five percent of the
approximately 145 million addresses in the Census master address file.
Where the Census Bureau does not have confidence in the data, such as
when the data are inconsistent or missing in the Federal administrative
records, the household will remain in the NRFU workload.
(4) Reengineering Field Operations
The final innovation area, ``Reengineering Field Operations,'' has
a goal of using technology to manage the 2020 Census fieldwork
efficiently and effectively, and as a result, reduce the staffing,
infrastructure, and brick and mortar footprint for the 2020 Census.
These changes to census field operations will not be apparent to
respondents to any of the data collection operations.
The 2020 Census Operations
The set of 35 operations that constitute all processes that will
occur in the course of the 2020 Census is described in the 2020 Census
Operational Plan. In addition to the public-facing data collection
operations, there are operations in the categories of support,
Information Technology, infrastructure, data publication, and testing
and evaluation. The sections below outline data collection operations
in the 2020 Census along with some operations that directly support
these data collection operations by producing materials for the 2020
Census.
Some data collection operations that are included in the 2020
Census Operational Plan are not described in this notice. These were or
will be described in separate notices because of timing, type of work,
or other considerations: Local Update of Census Addresses (Federal
Register Notices: 81 FR 42686; 81 FR 78109), Redistricting Data Program
(Federal Register Notices: 80 FR 40993; 80 FR 62015), Integrated
Partnership and Communications (Federal Register Notice: 82 FR 38875),
Evaluations and Experiments, and Count Question Resolution. In
addition, all Coverage Measurement field operations, which result in an
independent estimate of the coverage of the census, will be handled
through separate Federal Register Notices.
Final plans for each of these operations could receive minor
updates or other changes as a result of lessons learned during the 2018
End-to-End Census Test, further systems testing, or other input
received from stakeholders after the date of this posting. Consistent
with the Paperwork Reduction Act of 1995 procedures, shortly after the
60-day comment period for this Notice ends, a 30-day Federal Register
Notice of a pending information collection will provide the latest
information on plans for every data collection operation in the 2020
Census and provide an additional opportunity for the public to comment.
The Content and Forms Design and the Language Services operations
for the 2020 Census are essential to data collection because they
involve the development and translation of materials used with
respondents. These two operations are described below to set the stage
for the discussion of the remaining 2020 Census data collection
operations.
(A) Content and Forms Design
The Census Bureau submitted the subjects planned for the 2020
Census to Congress on March 28, 2017, and the questions planned for the
2020 Census on March 29, 2018. The proposed questions for the 2020
Census questionnaire include age, citizenship, Hispanic origin, race,
relationship, sex, and tenure.
(B) Language Services
Individuals of Limited English Proficiency require language
assistance in order to complete their census questionnaires. The Census
Bureau has identified the largest Limited English Proficiency
populations in the United States using American Community Survey data
and has established a program for providing non-English materials for
the decennial census. Internet Self-Response and Census Questionnaire
Assistance will be available in 12 non-English languages. Paper
questionnaires, mailing materials, field data collection instruments,
and field data collection materials will be available in English and
Spanish. There will be additional support materials in 59 non-English
languages.
(C) Address Canvassing
The purpose of address canvassing is (1) to deliver a complete and
accurate address list and spatial database for enumeration and
tabulation, and (2) to determine the type and address characteristics
for each living quarter. Address canvassing consists of two major
components: In-Office Address Canvassing and In-Field Address
Canvassing. Only the latter component involves collection of
information from residents at their living quarters.
For the 2010 Census, the Address Canvassing field staff, referred
to as listers, traversed almost every block in the nation to compare
what they observed on the ground with the contents of the Census
Bureau's address list. Listers verified or corrected addresses that
were on the list, added new addresses to the list, and deleted
addresses that no longer existed. Listers also collected map spot
locations (i.e., Global Positioning System coordinates) for each
structure and added new streets.
The Census Bureau has determined that for the 2020 Census there
will be a full Address Canvassing that will consist of In-Office
Address Canvassing complemented with In-Field Address Canvassing. In-
Office Address Canvassing is the process of using empirical geographic
evidence (e.g., imagery, comparison of the Census
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Bureau's address list to partner-provided lists) to assess the current
address list and make changes where necessary. This component detects
and captures areas of change from high quality administrative records
and third-party data. Advancements in technology have enabled continual
address and spatial updates to occur throughout the decade as part of
the In-Office Address Canvassing effort.
Areas not resolved in the office become the universe of geographic
areas worked during In-Field Address Canvassing. In the In-Field
Address Canvassing, an extract of addresses from the MAF is created,
and this address list is verified and updated, as needed. Listers will
knock on doors at every structure in the assignment in an attempt to
locate living quarters and classify each living quarter as a housing
unit, group quarter, or transitory location. If someone answers, the
lister will provide a Confidentiality Notice and ask about the address
in order to verify or update the information, as appropriate. The
listers will then ask if there are any additional living quarters in
the structure or on the property. If there are additional living
quarters, the listers will collect/update that information, as
appropriate. In addition, there will be a check on the quality of the
address listing work on approximately 20 percent of the housing unit
workload.
(D) Forms Printing and Distribution
The Forms Printing and Distribution operation involves the printing
and distribution of the following paper forms:
internet invitation letters.
Reminder cards and letters.
Questionnaire mailing packages.
Materials for other special operations, as required.
Every address record will be identified by an ID, which will be printed
on questionnaires and letters and used for tracking for responses.
Paper questionnaires and responses from field operations will be linked
to the ID in data capture. Internet and telephone respondents will be
requested but not required to provide the ID. When an ID is not
provided, these will be considered Non-ID responses. The Non-ID
operation is discussed below.
(E) Internet Self-Response
The internet Self-Response operation performs the following
functions:
Maximize online response to the 2020 Census through
contact strategies and improved access for respondents.
Collect response data through the internet to reduce paper
and the NRFU universe.
Contact Strategies for Mailing Materials
``Contact strategies for mailing materials'' refers to all attempts
by the Census Bureau to make direct contact with individual households
by mail. Types of contact strategies include invitation letters,
postcards, and questionnaires mailed to households.
A primary objective of the 2020 Census is for a majority of self-
respondents to complete their census questionnaire online. To that end,
the Census Bureau will use an approach called ``Internet First,'' in
which the first mailing includes an invitation to respond to the census
online.
In areas with low internet coverage or connectivity or other
characteristics that may make it less likely that respondents will
complete the census questionnaire online, the Census Bureau will employ
an ``internet Choice'' contact strategy. In this approach, the first
mailing includes both an invitation to complete the census online and a
paper questionnaire. The Census Bureau anticipates about 20 percent of
the households in TEA 1 will receive the internet Choice treatment.
While all nonresponding households in the internet First areas will
eventually receive a paper questionnaire--in the fourth mailing--
households in internet Choice areas will receive a paper questionnaire
in the first mailing, and again in the fourth mailing if they have not
yet responded. Both mailing strategies have the objective of maximizing
self-response to the 2020 Census, thereby minimizing NRFU.
The contact strategies for mailing materials in TEA 1 are outlined
in table form:
--------------------------------------------------------------------------------------------------------------------------------------------------------
Mailing materials
treatment Mailing 1 Mailing 2 Mailing 3 * Mailing 4 * Mailing 5 *
--------------------------------------------------------------------------------------------------------------------------------------------------------
Internet First.......... Letter with Reminder letter......... Reminder postcard....... Questionnaire with ``It's Not Too Late'' postcard.
internet letter with
invitation. internet option.
Internet Choice......... Questionnaire with Reminder letter......... Reminder postcard....... Questionnaire with ``It's Not Too Late'' postcard.
letter with letter with
internet option. internet option.
--------------------------------------------------------------------------------------------------------------------------------------------------------
* Targeted only to nonrespondents.
Internet Self-Response Instrument
The internet self-response instrument and all related support
systems will be designed to handle the volume of responses that are
expected to be received by internet in the 2020 Census. It is
imperative that the application and systems service the scale of the
operation in order to ensure that users do not experience delays while
completing the survey or unavailability of the application. In
addition, the internet application and other associated systems will be
developed to adhere to the highest standards of data security in order
to ensure that all respondent data are secure and confidential.
(F) Census Questionnaire Assistance
The Census Questionnaire Assistance operation has three primary
functions:
Answer respondent questions about specific items on the
census questionnaire or other frequently asked questions about the
census.
Provide an option for respondents to complete a census
interview over the telephone.
Provide outbound calling in support of NRFU Reinterview
and Coverage Improvement (discussed in the NRFU section below).
Respondents using the internet instrument will have the ability to
contact Census Questionnaire Assistance by telephone when web-based
self-service help tools cannot answer their questions. Each of the 13
supported languages, including English, will have its own toll-free
number for callers. Respondents calling the English and Spanish
language lines are presented with a self-service Interactive Voice
Response system, offering an assortment of automated responses to
Frequently Asked Questions information. At any time, respondents may
opt to transfer to a customer service representative, who is prepared
to further assist and enumerate them. All callers who need assistance
in other languages will be connected directly to an appropriately-
skilled Customer Service Representative fluent in the language, based
on the toll-free number called.
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(G) Update Leave
The Update Leave operation is designed to occur in areas where the
majority of housing units either do not have mail delivered to the
physical location of the housing unit or the mail delivery information
for the housing unit cannot be verified. Update Leave can occur in
geographic areas that:
Do not have city-style addresses.
Do not receive mail through city-style addresses.
Receive mail at post office boxes.
Have been affected by major disasters.
These areas will not be included in the In-Field Address Canvassing
but will be worked within the In-Office Address Canvassing. The purpose
of the Update Leave operation is to update the address and feature data
for the area assigned and to leave an internet Choice questionnaire
package at every housing unit identified to allow the household to
self-respond. Enumerators do not attempt to enumerate the household in
person when they leave the questionnaire.
Occupants can respond online, using the ID printed on the
questionnaire, or they can fill out and mail back the paper
questionnaire. If they have questions or wish to respond on the
telephone, they can call Census Questionnaire Assistance, using the
contact information provided in the package.
The Update Leave operation includes mailing a reminder letter and a
reminder postcard to addresses that are capable of receiving mail
within the areas designated for Update Leave. These mailed materials
include the ID for the given address and the website address for the
household to use in order to respond online. As in TEA 1, any
households that do not self-respond will be contacted during the NRFU
operation.
Finally, the Update Leave operation performs a check on the quality
of the address listing work (quality control [QC]) on approximately 5
percent of the production workload.
(H) Update Enumerate
The Update Enumerate operation is designated to occur in areas
where the initial visit requires enumerating at the living quarters
while updating the address list. The majority of the operation will
occur in remote geographic areas that have unique challenges associated
with accessibility. Update Enumerate can occur in the following
geographic areas:
Remote Alaska.
Areas that were a part of the 2010 Census Remote Update
Enumerate operation, such as northern parts of Maine and southeast
Alaska.
Select American Indian areas that request to be enumerated
in person during the initial visit.
Note that the areas included in the 2010 Census Remote Update
Enumerate operation might be delineated into TEA 1 or TEA 6 for the
2020 Census, based on changes in address type or mailability.
In the Update Enumerate operation, field staff update the address
and feature data and enumerate respondents in person. The address and
feature data are updated on paper address registers and paper maps. The
enumeration is collected on paper questionnaires. Field staff
conducting Update Enumerate follow a specific contact strategy for the
remote locations and conduct any needed follow-up. The Update Enumerate
operation performs a check on the quality of the address work (listing
QC) on approximately 10 percent of the listing workload and a check on
the quality of the enumeration data through a telephone reinterview on
approximately 5 percent of the enumeration workload.
All completed questionnaires, address registers, and maps are
delivered or shipped back to the area census office and then sent to a
processing center for data capture, keying, and digitizing.
(I) Paper Data Capture
The Paper Data Capture operation captures and converts data from
2020 Census paper questionnaires. Core workloads for the Paper Data
Capture operation include self-response questionnaires mailed back by
respondents and Group Quarters Individual Census Reports. The Census
Bureau's in-house Integrated Computer Assisted Data Entry system is
used to capture paper responses from questionnaires. Each write-in and
checkbox data field is data-captured, and Optical Character Recognition
and Optical Mark Recognition are performed. If Key From Image is needed
for forms that cannot be processed through Optical Character
Recognition or Optical Mark Recognition, staff are presented the image
of the page and are able to clarify, correct, or add to what was
captured. The Census Bureau maintains the data, images of the forms,
and the paper forms themselves until confirmation that the data have
been correctly captured, at which point the paper forms are sent to
destruction while the data and images are retained. The Census Bureau
maintains the images for archiving purposes until such time as the
National Archiving and Records Administration takes possession of the
images for permanent archiving.
(J) Non-ID Processing
For the 2020 Census, respondents will be encouraged, but not
required, to use the Census Bureau's preassigned ID for the living
quarters. Within the internet instrument, and, consequently, within
Census Questionnaire Assistance, it will be possible for respondents to
submit the census response without the preassigned ID. Non-ID
Processing is the effort to associate census responses that lack a
Census ID with records included on the Census Bureau's 2020 Census
address frame. This processing can occur through automated or clerical
procedures. With the internet Self-Response instrument collecting the
response and address data, it will be possible to perform automated
processing to determine whether the address was already included on the
address frame and extracted from the MAF. For those Non-ID responses
not matched during automated processing, a clerical operation will make
a further attempt to match the address to the 2020 Census address frame
and validate nonmatching addresses. Some of the clerical work may
require contacting the respondent to help determine a match or to
verify the existence and location of the address; this is known as Non-
ID Processing Phone Followup. Any nonmatching address whose existence
and location cannot be verified by the clerical Non-ID operation will
become a Field Verification assignment, handled as a component of the
NRFU operation. Notably, Field Verification is only an address
verification effort and does not include collection of the census
questionnaire data.
(K) Nonresponse Followup
The 2020 Census NRFU operation will be different from the NRFU
operation conducted in the 2010 Census. The Census Bureau will
implement a NRFU operational design that utilizes a combination of the
following:
Administrative records and third-party data usage to
reduce the workload.
Reengineering of staffing and management of field
operations.
A Best-Time-to-Contact model to increase the likelihood of
making contact attempts when an enumerator will find people at home.
Automation to facilitate data collection.
The NRFU workload is comprised of addresses from a number of
sources, including:
Nonresponding addresses in the self-response and Update
Leave TEAs.
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Blank mail returns or mail returns otherwise deemed to be
too incomplete.
Addresses considered to represent recently completed
housing identified from the spring 2020 USPS Delivery Sequence File and
other special efforts undertaken to identify new housing around the
time of the census known as New Construction and Housing Unit Count
Review; addresses upheld in the Local Update of Census Addresses
appeals process; potentially other addresses determined to require
follow-up after the initial enumeration universe is established.
Addresses with a vacant status reported from internet
Self-Response.
Field Verification cases.
Coverage Improvement cases (described below).
Response Re-collect cases (described below).
After giving the population in the United States and Puerto Rico an
opportunity to self-respond to the 2020 Census, the Census Bureau will
use the most cost-effective strategy for contacting and counting people
to ensure an accurate count. Once the households that did not respond
through internet, telephone, or paper are known, administrative records
will be used to identify vacant addresses and addresses that do not
exist in order to reduce the workload of addresses that NRFU
enumerators will visit. Undeliverable-as-Addressed information from the
USPS will provide the primary administrative records source for the
identification of vacant addresses and addresses that do not exist.
During the NRFU operation, enumerators will visit each housing unit
designated for follow-up, determine the occupancy status of the unit on
April 1, 2020, and complete an interview using an automated application
on a smartphone. Various techniques will be used during NRFU to make
the data collection as efficient as possible. The number of allowed
attempts to contact is controlled within the automated instrument, and
best-time-to-contact modeling is used in the creation of the daily
assignments. Every case in the NRFU workload will have a maximum of six
unique contact days and 12 proxy attempts. After a third attempt to
contact a household does not yield a respondent, a case will become
proxy-eligible. A proxy is a neighbor, landlord, real estate agent, or
other knowledgeable person who can provide information about the unit
and the people who live there. An enumerator should attempt three
proxies after each noninterview for a proxy-eligible case. Addresses
will also be removed from the workload throughout the course of the
NRFU operation as self-responses are received.
Administrative Records
If the initial in-person contact attempt is unsuccessful, the
Census Bureau will use administrative records as the household response
data when it: (1) Believes that the address is occupied, and (2) has
high-quality administrative records. These include records such as from
the Internal Revenue Service, the Social Security Administration, and
the Centers for Medicare and Medicaid Services, as well as
prior censuses and the American Community Survey.
Addresses found to be ``administrative records vacant'' or
``administrative records nonexistent'' will be removed from the NRFU
workload and will immediately be mailed a final postcard that
encourages occupants to self-respond to the 2020 Census. Addresses that
are determined to be ``administrative records occupied'' and for which
enumeration is incomplete after one in-person visit attempt will be
mailed a final postcard encouraging self-response after seven days.
NRFU Reinterview program
The NRFU Reinterview program will check the quality of the work
done by enumerators in NRFU. A sample of approximately 5 percent of
NRFU interviews will be selected for verification through NRFU
Reinterview. All cases that are sampled for the program and have a
valid phone number will initially be subject to a reinterview attempt
by a Census Questionnaire Assistance customer service representative to
verify that an enumerator conducted the interview and followed
procedures. NRFU Reinterview cases that cannot be completed via
telephone will be sent to the field for personal visit reinterviews.
The customer service representative or enumerator working a NRFU
Reinterview case always attempts to contact the respondent from the
original interview, which may be a household member, neighbor, or some
other proxy. If the original respondent confirms that he/she was
contacted and an enumerator conducted the original interview, the
customer service representative or enumerator collects roster names and
ends the interview. If the respondent was not contacted or does not
know if an enumerator conducted the original interview, the customer
service representative or enumerator conducts a full interview with the
respondent.
Manager Visit
During the early weeks of NRFU, enumerators will conduct interviews
with multiunit structure managers to determine the occupancy status of
nonresponding units within the multiunit structure. This Manager Visit
allows enumerators to identify several units as vacant or delete
without having to attempt each unit individually. Enumerators have a
maximum of two unique contact days to complete the Manager Visit cases.
The Manager Visit Reinterview program will check the quality of work
done by enumerators during the Manager Visit and will target
enumerators with high numbers of vacant and delete unit statuses.
During this Manager Visit Reinterview check, the enumerator will ask to
speak to the manager from the original Manager Visit interview. If the
respondent confirms that he/she was contacted and an enumerator
conducted the original interview, the Manager Visit Reinterview
enumerator asks about a subset of the list checked during the Manager
Visit. If the respondent was not contacted or does not know if an
enumerator conducted the original interview, the enumerator conducts a
full interview and review the entire list of nonresponding units within
the multiunit structure.
Field Verification
The NRFU universe also includes cases from Non-ID Processing that
were not able to be matched to the address frame. As discussed in the
Non-ID section, these are Field Verification cases, where the
enumerators attempt to locate the address in question and collect its
Global Positioning System (GPS) coordinates. A sample of the Field
Verification cases is selected for verification through Field
Verification Quality Control. Since Field Verification cases only
require an enumerator to determine the existence of an address and will
not require an interview with a respondent, this Field Verification
Quality Control program will consist of an independent check of the
production enumerator's work in the field. The Field Verification
Quality Control enumerator will conduct the same procedures as the
Field Verification enumerator. Field Verification cases, along with
their quality control component, have a maximum of one field contact
day.
Coverage Improvement
The Coverage Improvement operation improves the enumeration count
by resolving categories of erroneous enumerations (people counted in
the
[[Page 26650]]
wrong place or counted more than once) and omissions (people who were
missed) identified through collected enumeration data. The Coverage
Improvement operation will attempt to resolve these issues identified
from both self-response and NRFU questionnaires. The issues identified
for the Coverage Improvement operation will be: Where a household
enumeration shows a difference between the answer for the number of
people within the household and the number of people enumerated, and
answers to coverage questions in the initial enumeration that reflect
potential coverage errors. Both of these types of cases could result in
either erroneous enumerations or omissions. Automation and the internet
self-response option will use various edit checks when these
inconsistencies arise, which should reduce the prevalence of these
types of respondent errors compared to the 2010 Census, which was
completed almost entirely on paper questionnaires. All cases that are
selected for Coverage Improvement with a valid phone number will be
subject to an interview attempt by a Census Questionnaire Assistance
customer service representative.
Response re-collect cases are generated as part of the quality
assurance efforts for self-response and will be worked within NRFU.
(L) Group Quarters
The 2020 Census Group Quarters operation will enumerate people
living or staying in group quarters and provide an opportunity for
people experiencing homelessness and receiving service at a service-
based location, such as a soup kitchen, to be counted in the census.
The 2020 Census Group Quarters operation consists of the following
components:
In-Office Group Quarters Advance Contact.
Group Quarters Enumeration.
Service-Based Enumeration.
Military Enumeration.
Maritime Vessel (Shipboard) Enumeration.
The In-Office Group Quarters Advance Contact is an in-office
activity conducted in the area census offices in which the group
quarters name, address, contact name, and phone number from the address
list that results from Address Canvassing will be verified. Preferred
dates, times, methods of enumeration, and expected population on Census
Day will be collected as well. Special instructions or concerns related
to privacy, confidentiality, and security will also be addressed.
The Group Quarters enumeration will cover all 50 states, the
District of Columbia, and Puerto Rico. This enumeration at group
quarters occurs in approximately the same timeframe as the household
enumeration operations. An additional late group quarters enumeration
phase allows for the stakeholder identification and enumeration of
group quarters that may have been missed during the earlier timeframe.
The primary method of conducting in-person enumeration of people
residing in group quarters will be by using the Individual Census
Questionnaire as the paper data collection instrument. In-person
interviewing is planned for all group quarter types that are part of
the field enumeration workload.
Group Quarters Enumeration--eResponse Data Transfer
eResponse uses electronic data transfer from group quarter
administrators to the Census Bureau. Client-level data from systems
maintained by group quarter administrators can be transferred to a
standardized Census Bureau system that will accept electronically
submitted data in a standardized template. These data will be accepted
in lieu of use of the Individual Census Questionnaire if data are
deemed to be of sufficiently high quality and completeness.
Service-Based Enumeration
The Service-Based Enumeration is specifically designed to approach
people using service facilities because they may be missed during the
traditional enumeration of housing units and group quarters. These
service locations and outdoor locations include the following:
Shelters: Shelters with sleeping facilities for people
experiencing homelessness; shelters for children who are runaways,
neglected, or experiencing homelessness.
Soup kitchens.
Regularly-scheduled mobile food vans: Stops where
regularly scheduled mobile food vans distribute meals.
Targeted non-sheltered outdoor locations.
For the 2020 Census, Service-Based Enumeration will be conducted
over the three-day period that ends on April 1, 2020, Census Day.
Service providers for shelters, soup kitchens, and regularly-scheduled
mobile food vans will be given the flexibility for their facility to be
enumerated on any one of the three days. Targeted non-sheltered outdoor
locations will be enumerated April 1, 2020.
Domestic Violence Shelters
Domestic Violence Shelters are facilities for those seeking safety
from domestic violence. As in previous censuses, the enumeration of
individuals at Domestic Violence Shelters will be handled by personnel
specially trained to protect the safety and security of respondents
being enumerated at these locations.
Military Enumeration
Military Enumeration involves enumeration of people living in group
quarters (or barracks) on domestic military installations or military
vessels. Military installations are fenced, secured areas used for
military purposes. An important feature of the military enumeration
operation is that it includes both group quarters and housing units.
Privatized housing on military installations will be enumerated as part
of the housing unit data collection operations rather than through
Military Enumeration. A military vessel is defined as a United States
Navy or United States Coast Guard vessel assigned to a home port in the
United States. In order to support the military's security
requirements, military Group Quarters Enumeration will occur by means
of electronic data transfer from the Defense Manpower Data Center to
the Census Bureau.
(M) Enumeration at Transitory Locations
The 2020 Census Enumeration at Transitory Locations operation
enumerates those individuals in occupied units at transitory locations
who do not have a usual home elsewhere. This operation will:
Use automation, where possible, to facilitate data
collection and streamline operations such as advance contact. However,
data collection will be done using paper.
Use reengineered staffing and management of the field
operation.
Use in-person enumeration as the primary mode of data
collection.
(N) Federally Affiliated Count Overseas
The Federally Affiliated Count Overseas operation obtains counts by
home state of United States military and federal civilian employees who
are stationed or assigned overseas and their dependents living with
them. For the 2020 Census, overseas is defined as anywhere outside the
50 states, the District of Columbia, Puerto Rico, and the Island Areas:
American Samoa, Commonwealth of the Northern Mariana Islands, Guam, and
the United States Virgin Islands. Counts are submitted from Federal
agencies and the
[[Page 26651]]
Department of Defense (Defense Manpower Data Command) through a Census
Bureau secure server and are used to allocate the federally affiliated
population living overseas to their home state for the purposes of
apportioning seats in the U.S. House of Representatives. If military
and federal civilian employees of the U.S. government are deployed
overseas while stationed or assigned within the U.S., they are counted
at their U.S. residence where they live or sleep most of the time using
administrative data provided by Federal agencies and the Department of
Defense.
(O) Island Areas Censuses
The Census Bureau will conduct the 2020 Island Areas Censuses
through partnerships with local government agencies in American Samoa,
Commonwealth of the Northern Mariana Islands, Guam, and the United
States Virgin Islands. The Census Bureau will provide the materials and
guidance to the local government agencies that are then responsible for
recruiting and hiring local staff to conduct the data collection phase
through in-person enumeration.
The Island Areas Censuses questionnaire leverages the American
Community Survey questionnaire with minor wording changes. These
changes include accommodating time reference differences and
incorporating the final 2020 Census questions while taking into account
the Island Areas local governments' concerns, where possible. All data
collection activities will rely on the use of paper questionnaires,
paper maps, and paper address registers to record the physical
addresses of housing units and group quarters. The MAF does not include
addresses for the Island Areas, so the address registers become the
address list for the Island Areas Censuses. Once the addresses have
been listed, enumerators will visit every living quarter to conduct
interviews with household members and follow up as necessary. The
Census Offices conduct two quality control operations: (1) Reinterview
for a sample of questionnaires, and (2) independent address check. The
Census Offices also conduct a clerical review of all completed
questionnaires for completeness and data consistency.
After the Island Areas Censuses collects the detailed demographic
and housing data, the data will be processed through the Decennial
Response Processing System. Data products will include counts of the
population and housing units, data profiles, subject tables, ranking
tables, and supplemental tables.
II. Method of Collection
Data collection operations result in respondent burden from: (1)
Contacts during the address frame-building process, and (2) contacts
during enumeration for the 2020 Census.
The frame-building operation in the field that can result in
respondent burden is In-Field Address Canvassing. In-Field Address
Canvassing is the process of having listers visit specific geographic
areas to identify every place where people could live or stay and
compare what they see on the ground with the existing census address
list and either verify or correct the address and location information.
Listers will knock on doors at every structure in the assignment in an
attempt to locate living quarters. The Census Bureau expects that
listers will make contact with residents (i.e., someone is at home)
approximately 25 percent of the time, based on previous address list
development field operations.
The second component of respondent burden is the census enumeration
operations. This consists of multiple operations that in combination
serve the purpose of reaching all residents for the purposes of the
enumeration in the census. All attempts by the Census Bureau to make
direct contact in TEAs 1 and 6 with individual households by mail for
enumeration are referred to as ``contact strategies for mailing
materials.'' Types of contact strategies for mailing materials include
invitation letters, postcards, and questionnaires mailed to households.
The ``Internet First'' approach was developed to encourage
respondents to use the internet. Currently, this model includes the
mailing of a letter inviting respondents to complete the questionnaire
online, two follow-up reminders and, if necessary, a mailed paper
questionnaire followed by a final reminder (or two reminders to certain
Administrative Records cases). All correspondence will contain a
telephone number that respondents may use to complete the questionnaire
over the telephone.
The ``Internet Choice'' contact strategy will be used for the
estimated 20 percent of households that have low internet coverage or
connectivity or other characteristics that may make it less likely the
respondents will complete the census questionnaire online. This
strategy includes both an invitation to complete the census online and
a paper questionnaire as part of the first mailing.
For those housing unit addresses in TEAs 1 and 6 for which no self-
response is received, the NRFU operation will be used to collect the
household data. NRFU will use an automated instrument during data
collection. Additional follow-up activities to improve and check
quality will be included within the Census Questionnaire Assistance
call center and NRFU workloads. All cases that are sampled for NRFU
reinterview with a valid phone number will initially be subject to a
reinterview attempt by a Census Questionnaire Assistance customer
service representative. NRFU reinterview cases that cannot be completed
via telephone will be sent to the field for personal visit
reinterviews.
The NRFU reinterview program will check the quality of the work
done by enumerators in NRFU. The NRFU reinterview program involves
conducting an independent reinterview for selected cases to verify that
an enumerator conducted the interview and followed procedures, as
described above. During the early weeks of NRFU, enumerators will
conduct interviews with multiunit structure managers to determine the
occupancy status of nonresponding units within the multiunit structure,
as described above. The NRFU universe also includes cases from Non-ID
Processing that were not able to be matched to the address frame. As
discussed above, these are Field Verification cases, where the
enumerators attempt to locate the address in question and collect its
GPS coordinates.
The Coverage Improvement operation resolves categories of erroneous
enumerations (people counted in the wrong place or counted more than
once) and omissions (people who were missed) identified through
collected enumeration data. The Coverage Improvement operation will
attempt to resolve these issues from both self-response and NRFU
questionnaires.
In summary, a census address list is the basis for the census
enumeration. Some of the work to create the address list will occur in
In-Field Address Canvassing, which will incur respondent burden. Using
a post-Address Canvassing extract of the MAF, census materials will be
provided to or for all living quarters according the TEA designated for
the area and the operation designated for the living quarters type.
Self-response modes for housing units include internet, paper
questionnaires, and telephone. Response modes for group quarters
include paper questionnaires and electronic file transfers. Special
operations will be implemented to collect data at identified transitory
units and service-based locations. The various follow-up, QC, and
coverage
[[Page 26652]]
improvement operations will also incur respondent burden. In addition,
the Island Areas Censuses and Federally Affiliated Count Overseas
operations enumerate the populations covered by those definitions,
through the processes described above.
III. Data
OMB Control Number: 0607-XXXX
Form Number(s):
D-LF1
D-LF1(E/S)
D-Q
D-Q(E/S)
D-Q-UL
D-Q-UL(E/S)
D-Q-TL
D-Q-TL(S)
D-CQ-TL
D-CQ-TL(S)
D-Q-FA
D-Q-UE
D-CQ-UE
D-Q-TLUE
D-CQ-TLUE
D-Q-UERA
D-CQ-UERA
D-Q-TLRA
D-CQ-TLRA
D-Q-GERA
D-Q-MV
D-Q-PR(E/S)
D-Q-GEPR(S)
D-Q-ULPR(E/S)
D-Q-TLPR(S)
D-CQ-TLPR(S)
D-Q-AS
D-Q-MI
D-Q-G
D-Q-VI
D-Q-VI(S)
D-CQ-AS
D-CQ-MI
D-CQ-G
D-CQ-VI
D-CQ-VI(S)
D-Q-GE-AS
D-Q-GE-MI
D-Q-GE-G
D-Q-GE-VI
D-Q-GE-VI(S)
Type of Review: Regular submission.
Affected Public: Households/Individuals.
Estimated Number of Respondents: 178,202,534.
Estimated Time per Response: 6.77 minutes.
2020 Census
----------------------------------------------------------------------------------------------------------------
Estimated time
Operation or category Estimated number per response Total burden
of respondents (minutes) hours
----------------------------------------------------------------------------------------------------------------
Address Canvassing..................................... 12,210,150 5 1,017,513
Address Canvassing Listing QC.......................... 2,442,030 5 203,503
Geographic Areas Focused on Self-Response (this
includes Mailout and Update Leave):
Internet/Telephone/Paper........................... 80,700,000 10 13,450,000
Update Leave....................................... 11,900,000 5 991,667
Update Leave QC.................................... 1,190,000 5 99,167
Nonresponse Followup............................... 52,700,000 10 8,783,333
Nonresponse Followup Reinterview................... 2,760,000 5 230,000
Re-collect......................................... 250,000 10 41,667
Field Verification................................. 400,000 2 13,333
Coverage Improvement............................... 3,200,000 7 376,471
Non-ID Processing Phone Followup................... 750,000 5 62,500
--------------------------------------------------------
Self-Response Areas Subtotal................... 148,060,000 ................. 24,048,138
Geographic Area Focused on Update Enumerate:
Update Enumerate Production........................ 506,000 12 101,200
Update Enumerate Listing QC........................ 50,600 5 4,217
Update Enumerate Reinterview....................... 25,300 10 4,217
--------------------------------------------------------
Update Enumerate Subtotal...................... 581,900 ................. 109,634
Group Quarters (GQ):
GQ Advance Contact (facility)...................... 297,000 10 49,500
GQ Enumeration--eResponse (facility)............... 14,300 20 4,767
GQ Enumeration--person contact..................... 8,000,000 5 666,667
Group Quarters QC.................................. 8,500 5 708
--------------------------------------------------------
Group Quarters Subtotal........................ 8,319,800 ................. 721,642
Enumeration at Transitory Locations--Advance Contact... 50,000 10 8,333
Enumeration at Transitory Locations--Units............. 600,000 10 100,000
Island Areas Censuses--Housing Units................... 138,281 40 92,187
Island Areas Censuses--Group Quarters.................. 10,291 30 5,146
Federally Affiliated Count Overseas.................... 82 5 7
--------------------------------------------------------
Totals............................................. 178,202,534 6.77 26,306,103
----------------------------------------------------------------------------------------------------------------
Estimated Total Annual Burden Hours: 26,306,103 hours.
Estimated Total Annual Cost to Public: $0 (This is not the cost of
respondents' time, but the indirect costs respondents may incur for
such things as purchases of specialized software or hardware needed to
report, or expenditures for accounting or records maintenance services
required specifically by the collection.)
Respondent's Obligation: Mandatory.
Legal Authority: Title 13 U.S.C. Section 141.
IV. Request for Comments
Comments are invited on: (a) Whether the proposed collection of
information is necessary for the proper performance of the functions of
the agency, including whether the information shall have practical
utility; (b) the accuracy of the agency's estimate of the burden
[[Page 26653]]
(including hours and cost) of the proposed collection of information;
(c) ways to enhance the quality, utility, and clarity of the
information to be collected; and (d) ways to minimize the burden of the
collection of information on respondents, including through the use of
automated collection techniques or other forms of information
technology.
Comments submitted in response to this notice will be summarized
and/or included in the request for OMB approval of this information
collection; they also will become a matter of public record.
Sheleen Dumas,
Departmental Lead PRA Officer, Office of the Chief Information Officer.
[FR Doc. 2018-12365 Filed 6-7-18; 8:45 am]
BILLING CODE 3510-07-P