Agency Information Collection Activities: Notice of Intent To Renew Collection 3038-0093, Part 40, Provisions Common to Registered Entities, 26436-26437 [2018-12278]

Download as PDF sradovich on DSK3GMQ082PROD with NOTICES 26436 Federal Register / Vol. 83, No. 110 / Thursday, June 7, 2018 / Notices determined aspects of transparency. This discussion may include the appropriate scope of the initiative and circulation of stakeholder-developed drafts. Stakeholders may also agree on procedural work plans for the group, including additional meetings or modified logistics for future meetings. NTIA suggests that stakeholders consider setting clear deadlines for working drafts and a phase for external review of such drafts, before reconvening to take account of external feedback. More information about stakeholders’ work will be available at: https:// www.ntia.doc.gov/other-publication/ 2018/SoftwareTransparency. Time and Date: NTIA will convene the first meeting of the multistakeholder process on Software Component Transparency on July 19, 2018, from 10:00 a.m. to 4:00 p.m. Eastern Daylight Time. Please refer to NTIA’s website, https://www.ntia.doc.gov/otherpublication/2018/Software Transparency, for the most current information. Place: The meeting will be held at the American Institute of Architects, 1735 New York Ave. NW, Washington, DC 20006. The location of the meeting is subject to change. Please refer to NTIA’s website, https://www.ntia.doc.gov/ other-publication/2018/Software Transparency, for the most current information. Other Information: The meeting is open to the public and the press on a first-come, first-served basis. Space is limited. The meeting is physically accessible to people with disabilities. Requests for sign language interpretation or other auxiliary aids should be directed to Allan Friedman at (202) 482–4281 or afriedman@ntia.doc.gov at least seven (7) business days prior to each meeting. The meetings will also be webcast. Requests for real-time captioning of the webcast or other auxiliary aids should be directed to Allan Friedman at (202) 482–4281 or afriedman@ntia.doc.gov at least seven (7) business days prior to each meeting. There will be an opportunity for stakeholders viewing the webcast to participate remotely in the meetings through a moderated conference bridge, including polling functionality. Access details for the meetings are subject to change. Please refer to NTIA’s website, https:// www.ntia.doc.gov/other-publication/ 2018/SoftwareTransparency, for the most current information. VerDate Sep<11>2014 17:19 Jun 06, 2018 Jkt 244001 Dated: June 4, 2018. David J. Redl, Assistant Secretary for Communication and Information, National Telecommunications and Information Administration. [FR Doc. 2018–12261 Filed 6–6–18; 8:45 am] BILLING CODE 3510–60–P COMMODITY FUTURES TRADING COMMISSION Agency Information Collection Activities: Notice of Intent To Renew Collection 3038–0093, Part 40, Provisions Common to Registered Entities Commodity Futures Trading Commission. ACTION: Notice. AGENCY: The Commodity Futures Trading Commission (‘‘Commission’’ or ‘‘CFTC’’) is announcing an opportunity for public comment on the proposed collection of certain information by the agency. Under the Paperwork Reduction Act (‘‘PRA’’), Federal agencies are required to publish notice in the Federal Register concerning each proposed collection of information, including each proposed extension of an existing collection, and to allow 60 days for public comment. This notice solicits comments on collections of information provided for by Part 40, Provisions Common to Registered Entities. DATES: Comments must be submitted on or before August 6, 2018. ADDRESSES: You may submit comments, identified by OMB Control No. 3038– 0093 by any of the following methods: • The Agency’s website, at https:// comments.cftc.gov/. Follow the instructions for submitting comments through the website. • Mail: Christopher Kirkpatrick, Secretary of the Commission, Commodity Futures Trading Commission, Three Lafayette Centre, 1155 21st Street NW, Washington, DC 20581. • Hand Delivery/Courier: Same as Mail above. Please submit your comments using only one method and identify that it is for the renewal of Collection Number 3038–0093. All comments must be submitted in English, or if not, accompanied by an English translation. Comments will be posted as received to https:// www.cftc.gov. You should submit only information that you wish to make available publicly. If you wish the Commission to consider information that you believe is exempt from disclosure under the Freedom of SUMMARY: PO 00000 Frm 00027 Fmt 4703 Sfmt 4703 Information Act, a petition for confidential treatment of the exempt information may be submitted according to the procedures established in § 145.9 of the Commission’s regulations.1 The Commission reserves the right, but shall have no obligation, to review, pre-screen, filter, redact, refuse or remove any or all of your submission from https://www.cftc.gov that it may deem to be inappropriate for publication, such as obscene language. All submissions that have been redacted or removed that contain comments on the merits of the Information Collection Request will be retained in the public comment file and will be considered as required under the Administrative Procedure Act and other applicable laws, and may be accessible under the Freedom of Information Act. FOR FURTHER INFORMATION CONTACT: Lois J. Gregory, Associate Director, Division of Market Oversight, Commodity Futures Trading Commission, (202) 418–5092; email: lgregory@cftc.gov. SUPPLEMENTARY INFORMATION: Under the PRA, 44 U.S.C. 3501 et seq., Federal agencies must obtain approval from the Office of Management and Budget (OMB) for each collection of information they conduct or sponsor. ‘‘Collection of Information’’ is defined in 44 U.S.C. 3502(3) and 5 CFR 1320.3 and includes agency requests or requirements that members of the public submit reports, keep records, or provide information to a third party. Section 3506(c)(2)(A) of the PRA, 44 U.S.C. 3506(c)(2)(A), requires Federal agencies to provide a 60-day notice in the Federal Register concerning each proposed collection of information before submitting the collection to OMB for approval. To comply with this requirement, the CFTC is publishing notice of the proposed collection of information listed below. Title: Part 40, Provisions Common to Registered Entities (OMB Control No. 3038–0093). This is a request for extension of a currently approved information collection. Abstract: This collection of information involves the collection and submission to the Commission of information from registered entities concerning new products, rules, and rule amendments pursuant to the procedures outlined in §§ 40.2, 40.3, 40.5, 40.6, and 40.10 found in 17 CFR part 40. With respect to the collection of information, the CFTC invites comments on: • Whether the proposed collection of information is necessary for the proper 1 17 CFR 145.9. E:\FR\FM\07JNN1.SGM 07JNN1 sradovich on DSK3GMQ082PROD with NOTICES Federal Register / Vol. 83, No. 110 / Thursday, June 7, 2018 / Notices performance of the functions of the Commission, including whether the information will have a practical use; • The accuracy of the Commission’s estimate of the burden of the proposed collection of information, including the validity of the methodology and assumptions used; • Ways to enhance the quality, usefulness, and clarity of the information to be collected; and • Ways to minimize the burden of collection of information on those who are to respond, including through the use of appropriate automated electronic, mechanical, or other technological collection techniques or other forms of information technology; e.g., permitting electronic submission of responses. Burden Statement: Registered entities must comply with certification and approval requirements which include an explanation and analysis when seeking to implement new products, rules, and rule amendments, including changes to product terms and conditions. The Commission’s regulations §§ 40.2, 40.3, 40.5, 40.6 and 40.10 provide procedures for the submission of rules and rule amendments by designated contract markets, swap execution facilities, derivatives clearing organizations, and swap data repositories. They establish the procedures for submitting the ‘‘written certification’’ required by Section 5c of the Act. In connection with a product or rule certification, the registered entity must provide a concise explanation and analysis of the submission and its compliance with statutory provisions of the Act. Accordingly, new rules or rule amendments must be accompanied by concise explanations and analyses of the purposes, operations, and effects of the submissions. This information may be submitted as part of the same submission containing the required ‘‘written certification.’’ The Commission estimates the average burden of this collection of information as follows: • Rules 40.2, 40.3, 40.5, and 40.6 Estimated Number of Respondents: 70. Annual Responses by each Respondent: 100. Estimated Hours per Response: 2. Estimated Total Hours per Year: 14,000. • Rule 40.10 Estimated Number of Respondents: 3. Annual Responses by each Respondent: 2. Estimated Hours per Response: 5. Estimated Total Hours per Year: 30. (Authority: 44 U.S.C. 3501 et seq.) VerDate Sep<11>2014 17:19 Jun 06, 2018 Jkt 244001 Dated: June 4, 2018. Robert Sidman, Deputy Secretary of the Commission. [FR Doc. 2018–12278 Filed 6–6–18; 8:45 am] BILLING CODE 6351–01–P COMMODITY FUTURES TRADING COMMISSION Agency Information Collection Activities: Notice of Intent To Renew Collection Number 3038–0007, Regulation of Domestic ExchangeTraded Options Commodity Futures Trading Commission. ACTION: Notice; Extension of an Existing Collection. AGENCY: The Commodity Futures Trading Commission (CFTC) is announcing an opportunity for public comment on the proposed extension of a collection of certain information by the agency. Under the Paperwork Reduction Act of 1995 (PRA), Federal agencies are required to publish notice in the Federal Register concerning each proposed collection of information, including each proposed extension of an existing collection of information, and to allow 60 days for public comment in response to the notice. This notice solicits comments on rules related to risk disclosure concerning exchangetraded commodity options. DATES: Comments must be submitted on or before August 6, 2018. ADDRESSES: You may submit comments, identified by OMB Control No. 3038– 0007 by any of the following methods: • The Agency’s website, via its Comments Online process: https:// comments.cftc.gov. Follow the instructions for submitting comments through the website. • Mail: Chris Kirkpatrick, Secretary of the Commission, Commodity Futures Trading Commission, Three Lafayette Centre, 1155 21st Street NW, Washington, DC 20581. • Delivery/Courier: Same as Mail above. Please submit your comments using only one method and identify that it is for the renewal of Collection Number 3038–0007. All comments must be submitted in English, or if not, accompanied by an English translation. Comments will be posted as received to https:// www.cftc.gov. You should submit only information that you wish to make available publicly. If you wish the Commission to consider information that you believe is exempt from disclosure under the Freedom of SUMMARY: PO 00000 Frm 00028 Fmt 4703 Sfmt 4703 26437 Information Act, a petition for confidential treatment of the exempt information may be submitted according to the procedures established in § 145.9 of the Commission’s regulations.1 The Commission reserves the right, but shall have no obligation, to review, pre-screen, filter, redact, refuse or remove any or all of your submission from https://www.cftc.gov that it may deem to be inappropriate for publication, such as obscene language. All submissions that have been redacted or removed that contain comments on the merits of the ICR will be retained in the public comment file and will be considered as required under the Administrative Procedure Act and other applicable laws, and may be accessible under the Freedom of Information Act. FOR FURTHER INFORMATION CONTACT: Commodity Futures Trading Commission, Three Lafayette Center, 1155 21st Street NW, Washington, DC 20581; Jacob Chachkin, Division of Swap Dealer and Intermediary Oversight, telephone: (202) 418–5496 and email: jchachkin@cftc.gov. SUPPLEMENTARY INFORMATION: Under the PRA, 44 U.S.C. 3501 et seq., Federal agencies must obtain approval from the Office of Management and Budget (OMB) for each collection of information they conduct or sponsor. ‘‘Collection of information’’ is defined in 44 U.S.C. 3502(3) and 5 CFR 1320.3(c) and includes agency requests or requirements that members of the public submit reports, keep records, or provide information to a third party. Section 3506(c)(2)(A) of the PRA, 44 U.S.C. 3506(c)(2)(A), requires Federal agencies to provide a 60-day notice in the Federal Register concerning each proposed collection of information, including each proposed extension of an existing collection of information, before submitting the collection to OMB for approval. To comply with this requirement, the CFTC is publishing notice of the proposed collection of information listed below. An agency may not conduct or sponsor, and a person is not required to respond to, a collection of information unless it displays a currently valid OMB control number. The OMB control numbers for the Commission’s regulations were published on December 30, 1981.2 Title: Rules Relating to Regulation of Domestic Exchange-Traded Options, OMB Control Number 3038–0007— Extension. Abstract: The rules require futures commission merchants and introducing 1 17 2 46 E:\FR\FM\07JNN1.SGM CFR 145.9, 74 FR 17395, (Apr. 15, 2009). FR 63035 (dec. 30, 1981). 07JNN1

Agencies

[Federal Register Volume 83, Number 110 (Thursday, June 7, 2018)]
[Notices]
[Pages 26436-26437]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2018-12278]


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COMMODITY FUTURES TRADING COMMISSION


Agency Information Collection Activities: Notice of Intent To 
Renew Collection 3038-0093, Part 40, Provisions Common to Registered 
Entities

AGENCY: Commodity Futures Trading Commission.

ACTION: Notice.

-----------------------------------------------------------------------

SUMMARY: The Commodity Futures Trading Commission (``Commission'' or 
``CFTC'') is announcing an opportunity for public comment on the 
proposed collection of certain information by the agency. Under the 
Paperwork Reduction Act (``PRA''), Federal agencies are required to 
publish notice in the Federal Register concerning each proposed 
collection of information, including each proposed extension of an 
existing collection, and to allow 60 days for public comment. This 
notice solicits comments on collections of information provided for by 
Part 40, Provisions Common to Registered Entities.

DATES: Comments must be submitted on or before August 6, 2018.

ADDRESSES: You may submit comments, identified by OMB Control No. 3038-
0093 by any of the following methods:
     The Agency's website, at https://comments.cftc.gov/. Follow 
the instructions for submitting comments through the website.
     Mail: Christopher Kirkpatrick, Secretary of the 
Commission, Commodity Futures Trading Commission, Three Lafayette 
Centre, 1155 21st Street NW, Washington, DC 20581.
     Hand Delivery/Courier: Same as Mail above.
    Please submit your comments using only one method and identify that 
it is for the renewal of Collection Number 3038-0093.
    All comments must be submitted in English, or if not, accompanied 
by an English translation. Comments will be posted as received to 
https://www.cftc.gov. You should submit only information that you wish 
to make available publicly. If you wish the Commission to consider 
information that you believe is exempt from disclosure under the 
Freedom of Information Act, a petition for confidential treatment of 
the exempt information may be submitted according to the procedures 
established in Sec.  145.9 of the Commission's regulations.\1\
---------------------------------------------------------------------------

    \1\ 17 CFR 145.9.
---------------------------------------------------------------------------

    The Commission reserves the right, but shall have no obligation, to 
review, pre-screen, filter, redact, refuse or remove any or all of your 
submission from https://www.cftc.gov that it may deem to be 
inappropriate for publication, such as obscene language. All 
submissions that have been redacted or removed that contain comments on 
the merits of the Information Collection Request will be retained in 
the public comment file and will be considered as required under the 
Administrative Procedure Act and other applicable laws, and may be 
accessible under the Freedom of Information Act.

FOR FURTHER INFORMATION CONTACT: Lois J. Gregory, Associate Director, 
Division of Market Oversight, Commodity Futures Trading Commission, 
(202) 418-5092; email: [email protected].

SUPPLEMENTARY INFORMATION: Under the PRA, 44 U.S.C. 3501 et seq., 
Federal agencies must obtain approval from the Office of Management and 
Budget (OMB) for each collection of information they conduct or 
sponsor. ``Collection of Information'' is defined in 44 U.S.C. 3502(3) 
and 5 CFR 1320.3 and includes agency requests or requirements that 
members of the public submit reports, keep records, or provide 
information to a third party. Section 3506(c)(2)(A) of the PRA, 44 
U.S.C. 3506(c)(2)(A), requires Federal agencies to provide a 60-day 
notice in the Federal Register concerning each proposed collection of 
information before submitting the collection to OMB for approval. To 
comply with this requirement, the CFTC is publishing notice of the 
proposed collection of information listed below.
    Title: Part 40, Provisions Common to Registered Entities (OMB 
Control No. 3038-0093). This is a request for extension of a currently 
approved information collection.
    Abstract: This collection of information involves the collection 
and submission to the Commission of information from registered 
entities concerning new products, rules, and rule amendments pursuant 
to the procedures outlined in Sec. Sec.  40.2, 40.3, 40.5, 40.6, and 
40.10 found in 17 CFR part 40.
    With respect to the collection of information, the CFTC invites 
comments on:
     Whether the proposed collection of information is 
necessary for the proper

[[Page 26437]]

performance of the functions of the Commission, including whether the 
information will have a practical use;
     The accuracy of the Commission's estimate of the burden of 
the proposed collection of information, including the validity of the 
methodology and assumptions used;
     Ways to enhance the quality, usefulness, and clarity of 
the information to be collected; and
     Ways to minimize the burden of collection of information 
on those who are to respond, including through the use of appropriate 
automated electronic, mechanical, or other technological collection 
techniques or other forms of information technology; e.g., permitting 
electronic submission of responses.
    Burden Statement: Registered entities must comply with 
certification and approval requirements which include an explanation 
and analysis when seeking to implement new products, rules, and rule 
amendments, including changes to product terms and conditions. The 
Commission's regulations Sec. Sec.  40.2, 40.3, 40.5, 40.6 and 40.10 
provide procedures for the submission of rules and rule amendments by 
designated contract markets, swap execution facilities, derivatives 
clearing organizations, and swap data repositories. They establish the 
procedures for submitting the ``written certification'' required by 
Section 5c of the Act. In connection with a product or rule 
certification, the registered entity must provide a concise explanation 
and analysis of the submission and its compliance with statutory 
provisions of the Act. Accordingly, new rules or rule amendments must 
be accompanied by concise explanations and analyses of the purposes, 
operations, and effects of the submissions. This information may be 
submitted as part of the same submission containing the required 
``written certification.'' The Commission estimates the average burden 
of this collection of information as follows:
     Rules 40.2, 40.3, 40.5, and 40.6
    Estimated Number of Respondents: 70.
    Annual Responses by each Respondent: 100.
    Estimated Hours per Response: 2.
    Estimated Total Hours per Year: 14,000.
     Rule 40.10
    Estimated Number of Respondents: 3.
    Annual Responses by each Respondent: 2.
    Estimated Hours per Response: 5.
    Estimated Total Hours per Year: 30.

(Authority: 44 U.S.C. 3501 et seq.)


    Dated: June 4, 2018.
Robert Sidman,
Deputy Secretary of the Commission.
[FR Doc. 2018-12278 Filed 6-6-18; 8:45 am]
BILLING CODE 6351-01-P
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