Streamlining Licensing Procedures for Small Satellites, 24064-24080 [2018-10943]
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Federal Register / Vol. 83, No. 101 / Thursday, May 24, 2018 / Proposed Rules
122 licenses to remain, in the aggregate
over the next five year period, below
50% of the Office’s reasonable expenses
to administer the cable and satellite
licensing programs. Because the costs of
administering these licenses are
evaluated based on when the fees are
identified, not when the statements of
account are submitted, the estimates for
these costs are to some degree uncertain.
However, the Office has taken into
account that the volume of cable
statements of account projected to
continue to decrease, as they have done
for a number of years. In particular,
based on the current trend line, the
Office estimates that cable system filings
will decrease from just over 5,000 in the
most recent fiscal year to approximately
3,765 by fiscal year 2023. (Satellite
filings are already fairly low, with only
9 in fiscal year 2017.) Moreover, future
volume of filings may decrease more
rapidly than the Office has estimated,
especially if the cable industry
undergoes significant consolidation.
Because of this uncertainty, the Office
has proposed fees for cable and satellite
statements of account in a conservative
manner, to ensure that, over the fiveyear period, revenues do not breach the
50% threshold established by statute. In
particular, based on current estimates,
fee recovery is estimated to be 44% in
fiscal year 2019, and will decrease to
39% in fiscal year 2023. The Office will
continue to monitor costs and filing
volume to ensure that it complies with
the statutory limit.
The Office proposes keeping the fee
for section 115 notices at their current
levels. As the Booz Allen Study notes,
‘‘subsequent to FY2016, the Office
received a significant increase in
electronic Section 115 notices with large
numbers of titles, and has devoted
resources to developing a new system to
ingest and process these large filings.’’ 63
Though the model references
projections for FY 2016, the Office notes
that it has received a significant increase
in the numbers of additional titles in
subsequent years. To be sure, the Office
acknowledges that the amount of fees
received from such filings significantly
exceeds the costs of processing them.64
But, as the Booz Allen Study notes,
‘‘there is significant additional added
convenience that the electronic filing
option provides to filers.’’ 65 Indeed, the
legal benefits obtained by licensees with
the filing of section 115 notices with the
Office are noteworthy—namely, the
ability to obtain a statutory license to
make and reproduce musical works,
63 Booz
Allen Study at 18.
64 Id.
65 Id.
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without knowing the identify of any of
the copyright owners of those works and
without paying those copyright owners
the otherwise-required royalty.66 As a
result, demand for this service appears
to be relatively inelastic, and
maintaining fees at the current level
helps the keep registration and
recordation fees relatively low. This in
turn benefits copyright owners and
users alike, by making it more likely
that ownership of musical works (and
other works) can be identified. Finally,
the fee may largely be obviated by
pending legislation.67
The Office proposes raising the fee for
notices under sections 112 and 114 from
$40 to $50 to achieve greater recovery of
the $300 cost associated with such
notices. The Office did not have
sufficient data to evaluate the fee for
recordation of certain contracts by cable
television stations located outside the
48 contiguous states, so the Office
proposes keeping it at $50.
IV. Technical Amendments
The Office will adopt technical
amendments as needed to conform
existing regulations to the changes
proposed in this notice.
Dated: May 18, 2018.
Sarang Vijay Damle,
General Counsel and Associate Register of
Copyrights.
[FR Doc. 2018–11095 Filed 5–23–18; 8:45 am]
BILLING CODE 1410–30–P
FEDERAL COMMUNICATIONS
COMMISSION
47 CFR Parts 2 and 25
[IB Docket No. 18–86; FCC 18–44]
Streamlining Licensing Procedures for
Small Satellites
Federal Communications
Commission.
ACTION: Proposed rule.
AGENCY:
In this document, the Federal
Communications Commission proposes
to streamline its rules to facilitate the
deployment of a class of satellites
known as small satellites, which have
relatively short duration missions.
SUMMARY:
66 17 U.S.C. 115(b)(1); see also id. 115(c)(1) (‘‘To
be entitled to receive royalties under a compulsory
license, the copyright owner must be identified in
the registration or other public records of the
Copyright Office. The owner is entitled to royalties
for phonorecords made and distributed after being
so identified, but is not entitled to recover for any
phonorecords previously made and distributed.’’).
67 See Music Modernization Act, H.R. 5447, 115th
Cong. (2018); see also Music Modernization Act,
S.2334, 115th Cong. (2018).
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Comments are due on or before
July 9, 2018. Reply comments are due
on or before August 7, 2018.
ADDRESSES: You may submit comments,
identified by IB Docket No. 18–86, by
any of the following methods:
• Federal Communications
Commission’s website: https://
apps.fcc.gov/ecfs/. Follow the
instructions for submitting comments.
• People with Disabilities: Contact the
FCC to request reasonable
accommodations (accessible format
documents, sign language interpreters,
CART, etc.) by email: FCC504@fcc.gov
or phone: 202–418–0530 or TTY: 202–
418–0432.
For detailed instructions for
submitting comments and additional
information on the rulemaking process,
see the SUPPLEMENTARY INFORMATION
section of this document.
FOR FURTHER INFORMATION CONTACT:
Merissa Velez, 202–418–0751.
SUPPLEMENTARY INFORMATION: This is a
summary of the Commission’s Notice of
Proposed Rulemaking (NPRM), IB
Docket No. 18–86; FCC 18–44, adopted
and released on April 17, 2018. The full
text of this document is available at
https://transition.fcc.gov/Daily_
Releases/Daily_Business/2018/db0417/
FCC-18-44A1.pdf. The full text of this
document is also available for
inspection and copying during business
hours in the FCC Reference Information
Center, Portals II, 445 12th Street SW,
Room CY–A257, Washington, DC 20554.
To request materials in accessible
formats for people with disabilities,
send an email to FCC504@fcc.gov or call
the Consumer & Governmental Affairs
Bureau at 202–418–0530 (voice), 202–
418–0432 (TTY).
DATES:
Comment Filing Requirements
Pursuant to §§ 1.415 and 1.419 of the
Commission’s rules, 47 CFR 1.415,
1.419, interested parties may file
comments and reply comments on or
before the dates indicated on the first
page of this document. Comments may
be filed using the Commission’s
Electronic Comment Filing System
(ECFS). See Electronic Filing of
Documents in Rulemaking Proceedings,
63 FR 24121 (1998).
• Electronic Filers. Comments may be
filed electronically using the internet by
accessing the ECFS, https://apps.fcc.gov/
ecfs.
• Paper Filers. Parties who choose to
file by paper must file an original and
one copy of each filing. If more than one
docket or rulemaking number appears in
the caption of this proceeding, filers
must submit two additional copies for
each additional docket or rulemaking
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number. Filings may be sent by hand or
messenger delivery, by commercial
overnight courier, or by first-class or
overnight U.S. Postal Service mail. All
filings must be addressed to the
Commission’s Secretary, Office of the
Secretary, Federal Communications
Commission.
• All hand-delivered or messengerdelivered paper filings for the
Commission’s Secretary must be
delivered to FCC Headquarters at 445
12th Street SW, Room TW–A325,
Washington, DC 20554. The filing hours
are 8:00 a.m. to 7:00 p.m. All hand
deliveries must be held together with
rubber bands or fasteners. Any
envelopes and boxes must be disposed
of before entering the building.
• Commercial overnight mail (other
than U.S. Postal Service Express Mail
and Priority Mail) must be sent to 9050
Junction Drive, Annapolis Junction, MD
20701.
• U.S. Postal Service first-class,
Express, and Priority mail must be
addressed to 445 12th Street SW,
Washington, DC 20554.
People with Disabilities. To request
materials in accessible formats for
people with disabilities (Braille, large
print, electronic files, audio format),
send an email to fcc504@fcc.gov or call
the Consumer & Governmental Affairs
Bureau at 202–418–0530 (voice), 202–
418–0432 (tty).
Ex Parte Presentations
Pursuant to 47 CFR 1.1200(a), this
proceeding will be treated as a ‘‘permitbut-disclose’’ proceeding in accordance
with the Commission’s ex parte rules.
Persons making ex parte presentations
must file a copy of any written
presentation or a memorandum
summarizing any oral presentation
within two business days after the
presentation (unless a different deadline
applicable to the Sunshine period
applies). Persons making oral ex parte
presentations are reminded that
memoranda summarizing the
presentation must (1) list all persons
attending or otherwise participating in
the meeting at which the ex parte
presentation was made, and (2)
summarize all data presented and
arguments made during the
presentation. If the presentation
consisted in whole or in part of the
presentation of data or arguments
already reflected in the presenter’s
written comments, memoranda or other
filings in the proceeding, the presenter
may provide citations to such data or
arguments in his or her prior comments,
memoranda, or other filings (specifying
the relevant page and/or paragraph
numbers where such data or arguments
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can be found) in lieu of summarizing
them in the memorandum. Documents
shown or given to Commission staff
during ex parte meetings are deemed to
be written ex parte presentations and
must be filed consistent with 47 CFR
1.1206(b). In proceedings governed by
47 CFR 1.49(f) or for which the
Commission has made available a
method of electronic filing, written ex
parte presentations and memoranda
summarizing oral ex parte
presentations, and all attachments
thereto, must be filed through the
electronic comment filing system
available for that proceeding, and must
be filed in their native format (e.g., .doc,
.xml, .ppt, searchable .pdf). Participants
in this proceeding should familiarize
themselves with the Commission’s ex
parte rules.
Paperwork Reduction Act
This document contains proposed
new and modified information
collection requirements. The
Commission, as part of its continuing
effort to reduce paperwork burdens,
invites the general public and the Office
of Management and Budget to comment
on the information collection
requirements contained in this
document, as required by the Paperwork
Reduction Act of 1995. In addition,
pursuant to the Small Business
Paperwork Relief Act of 2002, we seek
specific comment on how we might
further reduce the information
collection burden for small business
concerns with fewer than 25 employees.
Synopsis
In this Notice of Proposed
Rulemaking (NPRM), we seek comment
on proposed revisions to our rules to
facilitate deployment of a class of
satellites known colloquially as ‘‘small
satellites.’’ These types of satellites,
which have relatively short duration
missions, have been advancing
scientific research and are increasingly
being used for commercial endeavors
such as gathering Earth observation
data. The proposed rules are designed to
lower the regulatory burden involved in
licensing small satellites and reduce
application processing times, while
offering protection for critical
communication links and enabling
efficient use of spectrum for this
dynamic sector.
Background
The impetus for this NPRM is to
facilitate the authorization and
operations of ‘‘small satellites.’’
Although a wide variety of satellites are
being designed and launched as ‘‘small
satellites,’’ the Commission has not
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previously defined this category of
space objects. There are a number of
ways of describing small satellites. A
recent International Telecommunication
Union Radiocommunication (ITU–R)
Report indicated that satellites weighing
less than 500 kilograms (kg) are
sometimes referred to as small
satellites.1 The National Aeronautics
and Space Administration (NASA) has
in some instances described small
satellites as satellites having a mass of
less than 180 kg.2 The ITU–R Report
focused on satellites that have a mass of
less than 10 kg and identified their
typical mission duration as less than
three years. Such missions have been
characterized in other ITU–R documents
as ‘‘short duration missions.’’ 3 Other
notable typical characteristics of small
satellites include operation in low-Earth
orbit (LEO), as well as lower power as
compared with traditional satellite
systems. This proceeding seeks to
address this category of ‘‘small
satellites’’ which we propose to define
by seeking comment on a number of
particular characteristics.
The Commission has authorized small
satellites both as commercial operations
under part 25 of the Commission’s rules
and as experimental operations—
including scientific and research
missions for purposes of
experimentation, product development,
and market trials—under part 5 of the
Commission’s rules. Some amateur
small satellite operations have also been
authorized under part 97 of the
Commission’s rules. Because of the
increasingly commercial nature of small
1 See International Telecommunication Union,
Radiocommunication Sector (ITU–R),
Characteristics, definitions and spectrum
requirements of nanosatellites and picosatellites, as
well as systems composed of such satellites, Report
SA.2312 (Sept. 2014), https://www.itu.int/en/ITUR/space/Documents/R-REP-SA.2312-2014-PDFE.pdf (ITU–R Characteristics Report). The ITU–R
Report focused on a subset of satellites that have
been characterized as ‘‘nanosatellites’’ and
‘‘picosatellites.’’ Id. at 2. Nanosatellites typically
have a mass of 1–10 kg, and picosatellites typically
have a mass of 0.1–1 kg. Id. at 3. The ITU–R Report
focused on a subset of satellites that have been
characterized as ‘‘nanosatellites’’ and
‘‘picosatellites.’’ Nanosatellites typically have a
mass of 1–10 kg, and picosatellites typically have
a mass of 0.1–1 kg.
2 See, e.g., NASA Ames Research Center, Small
Spacecraft Technology State of the Art, NASA/TP–
2015–216648/REV1 at 1 (Dec. 2015), https://
www.nasa.gov/sites/default/files/atoms/files/small_
spacecraft_technology_state_of_the_art_2015_
tagged.pdf (NASA Small Spacecraft Technology
Report) (describing small satellites as spacecraft
with a mass of less than 180 kg for purposes of the
Report).
3 ITU–R Resolution 659 (WRC–15), Studies to
accommodate requirements in the space operation
service for non-geostationary satellites with short
duration missions (defining ‘‘short duration
mission’’ as typically not lasting more than three
years).
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satellite missions, many satellites are
not suitable for licensing under the
Commission’s part 5 experimental
licensing process, and part 5 licensees
cannot obtain interference protection for
radiocommunications links. On the
other hand, obtaining a part 25 regular
commercial authorization for an NGSO
system can be challenging for some
small satellite applicants because of the
costs and timelines involved, as
compared to the overall scope of most
small satellite enterprises. The same
application and regulatory fees are
currently applicable to all NGSO part 25
applicants and licensees, regardless of
the specific characteristics of the
system. In some instances, these fees
constitute a large percentage of the cost
of the small satellite system, and could
even exceed the total cost of a small
satellite mission. Part 25 licensees are
also subject to a requirement to post an
initial surety bond, which can be
challenging for licensees planning
small, low-cost systems. Further, under
part 25, most NGSO satellite
applications are processed according to
a processing round procedure, which
can add to application review time by
the Commission and regulatory
complexity for applicants. Given some
of the challenges presented by the
Commission’s licensing process to small
satellite systems and their promise as a
driver of innovation, our goal in this
proceeding is to develop a streamlined
authorization process within part 25
that is tailored to small satellites.
Today the small satellite sector is
engaged in a range of activities, from
brief research-oriented satellite missions
to regularly replenishing commercial
satellite constellations operating over a
number of years.4 While this NPRM is
focused on those missions having short
duration, we observe that there appears
to have been growth in this sector across
the full range of activities. For purposes
of this rulemaking we are not proposing
to consider non-geostationary orbit
(NGSO) FSS constellations that include
numerous satellites to be ‘‘small
satellites,’’ even if the physical size of
each of those satellites could be
considered small.5 We believe that the
4 These replenishing satellite systems consist of
satellites that are replaced on a regular basis, as the
service continues to be provided. An example of a
system in this category is Planet’s NGSO system.
5 For example, some of the planned NGSO FSS
systems consist of what could be considered
‘‘minisatellites’’, with a typical mass between 100
kg and 500 kg. This proceeding is also not tailored
to address the operations of traditional NGSO
satellite constellations offering mobile-satellite
service (MSS), such as those operated by Iridium
LLC, Globalstar, Inc., or ORBCOMM License Corp.,
more traditional NGSO satellites offering remote
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characteristics proposed below for small
satellites applying under the
streamlined process, such as an orbital
lifetime of five years or less and the
ability to share spectrum with existing
and future operators in a particular
frequency band, will differentiate small
satellite systems under consideration in
this NPRM from typical NGSO FSS,
MSS, or other systems requiring fulltime uninterrupted availability of
assigned spectrum. We recognize that
NGSO FSS systems may in part be
responsible for some growth indicators
discussed below, such as launch vehicle
development, but to the extent possible
we have sought to exclude those
systems from our discussion of trends in
this sector.
For much of the history of the satellite
industry, economies of scale, increased
capabilities of launch vehicles, and
rising global demand for satellite
services pushed satellite manufacturers
to focus their efforts on designing larger
and more powerful satellites. In the last
15 years, however, the miniaturization
of components and the ability of small
satellite developers to capitalize on
commercial off-the-shelf equipment has
enabled smaller, cheaper satellites to be
built and launched into space. In 1999,
engineers at California Polytechnic State
University and Stanford University
developed a small satellite standard
known as the ‘‘CubeSat’’ design, with
the goal to train students and expose
them to real-world engineering practices
and design. The CubeSat is a
standardized interface consisting of an
approximately 10 cm x 10 cm x 10 cm
unit or ‘‘U’’ that can be scaled up to
create CubeSats that are 3U (three units)
or 12U (12 units) in size, for example.
The standardized specification enables
CubeSats to be fully enclosed in
specially developed deployment
mechanisms that can be added to
launch vehicles as secondary payloads.
The CubeSat specification has been
widely adopted even outside the
academic community, largely due to
low costs and access to launch services,
and satellites based on the standard
constitute a large percentage of small
satellites deployed in recent years.
While the advantages of small satellites
have ensured their continuing use by
universities and research institutions, it
has also encouraged the growing
number of CubeSat missions that are
commercial.
Commercial sector involvement in all
small satellites, not just CubeSats, has
increased significantly in recent years.
Venture capital firms are investing in
sensing operations, or those in the Satellite Digital
Audio Radio Service (SDARS), among others.
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small satellite companies, such as those
providing Earth imagery. According to
one report, the use of small satellites for
commercial purposes represents a shift
from the practice before 2013, when the
majority of small satellites were used for
government and academic operations.
The United States continues to be the
leader in the number of small satellites
launched, and in the last several years
the Commission has licensed several
commercial earth exploration satellite
service (EESS) 6 constellations that
operate using small satellites based on
the CubeSat concept.7 These
constellations, consisting of a large
number of rapidly-replenishing
satellites, have been licensed under part
25 of the Commission’s rules. The
Commission has also fielded an
increasing number of applications from
small satellite proponents seeking
authorization under the experimental
licensing process under part 5 of the
Commission’s rules.8 Particularly since
2013, the Commission has seen a
marked increase in the number of
unique small satellite systems seeking to
be licensed. Many of these applications
are still from universities or other
research-oriented organizations with
intended short duration missions, but a
growing number of others are
applications from commercial entities
that may plan to transition to licensing
under part 25 of the Commission’s rules
after completing a technology testing
and demonstration phase.9
The Commission currently authorizes
small satellites in three ways: (1) As
commercial satellite operations under
6 The EESS is a radiocommunication service
between earth stations and one or more space
stations, which may include links between space
stations, in which: (1) Information relating to the
characteristics of the Earth and its natural
phenomena, including data relating to the state of
the environment, is obtained from active sensors or
passive sensors on Earth satellites; (2) similar
information is collected from airborne or Earthbased platforms; (3) such information may be
distributed to earth stations in the system
concerned; and (4) platform interrogation may be
included. This service may include feeder links
necessary for its operation. 47 CFR 2.1; ITU R.R.
1.51.
7 Operators in this category include the NGSO
constellations of Planet, Spire Global, Inc. (Spire),
and Terra Bella Technologies, Inc. (Terra Bella)
(formerly known as Skybox Imaging, Inc.).
8 Proponents of more than 200 unique systems
consisting of one or more satellites have applied for
a license through the experimental licensing
process since 2009. In 2013, recognizing the
increasing number and variety of organizations
seeking to participate in the launching of satellites,
the Commission issued a public notice with
guidance on obtaining licenses for small satellites,
including small satellites seeking experimental
licenses.
9 Planet and Spire are two examples of small
satellite ventures that have been transitioned from
the experimental testing phase to commercial
operations.
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part 25 of the Commission’s rules, (2) as
experimental operations under part 5 of
the Commission’s rules, and (3) as
amateur service satellite operations
under part 97 of the Commission’s rules.
The Commission has licensed under
the part 25 rules several NGSO
constellations utilizing smaller satellites
based on the CubeSat concept. While
some waivers have been requested in
these applications, many of the
Commission’s existing NGSO rules have
been readily applicable to these types of
systems. However, the types of NGSO
constellations that have been licensed
under part 25 that use smaller-sized
satellites are often large commercial
constellations, in some cases envisioned
to include hundreds of small satellites
deployed more or less continuously
over an extended period. The same
procedures may not be suitable for an
operator launching fewer small satellites
with an intended short duration
mission, because of fees and those costs
associated with posting a surety bond,
as well as the extended timelines
associated with a Commission
processing round. A processing round
may not be necessary for systems that
do not require constant spectrum
availability, since sharing may be more
easily attainable with future systems
seeking to use the same spectrum. Some
of these factors specific to the
application process in part 25 may
explain why the number of part 25
licenses has not increased appreciably
in recent years while the number of
individual small satellites licensed by
the Commission, particularly through
experimental licenses, has increased.10
Additionally, some applicants have
filed for licensing under the
experimental licensing process and then
later transitioned to part 25 commercial
operations, rather than initially filing for
a part 25 license. These factors suggest
that some applicants could benefit from
an authorization process for regular
(rather than experimental) operations
that utilizes a process different from the
Commission’s existing part 25 NGSO
authorization process. Accordingly, in
Section III of this NPRM, we propose a
new approach to licensing small
satellites that differs from our existing
part 25 process. If adopted, this new
approach could enable small satellite
operators to obtain licenses for regular
operation under a set of rules to be
included in part 25, but through a
10 As noted supra, between 2009 and 2018,
proponents of more than 200 unique systems
consisting of one or more satellites have applied for
an experimental license. Of these proposed systems,
approximately 120 have been licensed.
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process better suited to the shorter
duration of small satellite operations.
To date, the majority of nongovernmental small satellite operations
in the United States have been
authorized through the experimental
process under part 5 of the
Commission’s rules on a noninterference, unprotected basis and with
limited license terms. Non-interference,
unprotected operations may be
acceptable for some satellite operations,
but for other types of operations, and
particularly for satellite mission critical
functions such as telemetry, tracking,
and command (TT&C), it can be
important that satellite links have some
level of interference protection.
A variety of frequency bands have
been used for, or requested for use by,
the types of operations frequently
thought of as ‘‘small satellite’’
operations,11 both on a conforming and
non-conforming basis with respect to
the allocations in the United States
Table of Frequency Allocations (U.S.
Table). Frequency bands sought for use
by small satellite operators for
downlinks or uplinks 12 have included:
137–138 MHz, 144–146 MHz, 148–
150.05 MHz, 399.9–400.05 MHz, 401–
403 MHz, 435–438 MHz, 449.75–450.25
MHz, 460–470 MHz, 902–928 MHz,
2020–2025 MHz, 2025–2110 MHz,
2390–2400 MHz, 2400–2450 MHz,
5830–5850 MHz, 8025–8400 MHz, and
25.5–27 GHz. The majority of these
bands have been authorized by the
Commission for one or more small
satellite(s) or systems, either on an
experimental basis under part 5 or
under part 25 of the Commission’s rules.
These authorizations have generally
been for short duration missions and
episodic uses, such that actual use of
any of these bands by small satellites in
any given area has been limited to a
relatively small percentage of time. In
some instances, use of these frequency
bands has been subject to coordination
with Federal users through the U.S.
Department of Commerce’s National
Telecommunications and Information
Administration (NTIA) inter-agency
coordination process.
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Streamlined Process for Small Satellites
The Commission has found that many
small satellites are launched not as part
of large constellations, but as part of
small-scale operations consisting of a
single satellite or only a few satellites.
As noted, existing part 25 rules
governing NGSO-like 13 systems are not
necessarily tailored to address such
small-scale operations and may present
challenges for small satellite applicants
and licensees. We propose to establish
a set of streamlined application and
processing rules for commercial NGSO
small satellites meeting certain criteria.
As described below, it appears that
satellites with the characteristics
outlined in this NPRM could be
authorized on a more streamlined basis,
both from a radiofrequency (RF)
interference and orbital debris
mitigation perspective, than satellites
that we have typically licensed under
the existing part 25 rules. Accordingly,
we propose an approach for authorizing
this new category of satellites that we
believe will make the process more
accessible, decrease processing time for
applications, limit regulatory burdens
borne by applicants, and offer
protection for critical communication
links, while promoting orbital debris
mitigation and efficient use of spectrum.
Our objective is to develop an
alternative arrangement for authorizing
small satellites that is more efficient for
both applicants and the Commission
and that better reflects the unique
nature of small satellite deployment
than the existing authorization regimes.
A primary goal of this proceeding is
to better tailor the Commission’s
regulatory process to small satellites.
Currently, an application for an NGSO
satellite system under part 25 of the
Commission’s rules requires the
applicant to submit an FCC Form 312,
Main Form and Schedule S, along with
exhibits as described in section 25.114
of the Commission’s rules.14 NGSO
systems are also subject to frequencyband and service-specific requirements.
NGSO satellite applications are
processed according to a processing
round procedure. NGSO satellites that
complete the processing round
procedure are subject to certain
milestones for completing system
deployment, and a bond requirement, as
well as operational requirements that
may be frequency-band or servicespecific. Under the proposed
streamlined small satellite process,
applicants would not be subject to
processing round procedures, although
certain other requirements would
continue to apply, as described below.
Ideally, this new process would
11 As noted supra, we do not consider large NGSO
constellations providing FSS to be ‘‘small satellites’’
for purposes of this NPRM.
12 As discussed in more detail infra, small
satellite operators have also sought to communicate
via inter-satellite links with the Globalstar and
Iridium systems in bands allocated to the MSS.
13 ‘‘NGSO-like’’ is term used in the Commission’s
rules to describe systems which are either (1) NGSO
satellite systems or (2) GSO mobile satellite service
(MSS) satellite systems that communicate with
earth stations using non-directional antennas.
14 This includes information regarding the
applicant’s orbital debris mitigation plan.
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decrease the time spent by some NGSO
applicants in submitting applications, as
well as Commission staff time in
processing applications, commensurate
with the short mission lifetimes of many
small satellites. While this proposed
process would still include several of
the requirements in section 25.114 of
the Commission’s rules, we envision
that the small satellite process will be
set forth in its own section of part 25 to
enable small satellite applicants seeking
to use this process to clearly understand
the applicable procedures and technical
requirements.
Under our existing rules, entities may
file a petition for a declaratory ruling to
access the U.S. market using a non-U.S.licensed space station. Although we at
some points use the term ‘‘license’’ in
this NPRM, we anticipate that the same
basic processes for obtaining
authorization for small satellite
operations will also be available to
proponents of foreign-licensed satellites
seeking U.S. market access via
declaratory ruling. Accordingly, we do
not propose rule changes that would
limit the streamlined process to
applicants seeking a U.S. license. We
seek comment on this approach.
Characteristics. We propose a series of
criteria that would define the types of
operations able to qualify for the small
satellite process. These criteria are
consistent with the goals of enabling
faster review of applications by the
Commission in order to facilitate the
deployment and operation of small
satellites that can advance research
missions and support services such as
the provision of Earth observation data.
Under these criteria, many satellites that
are currently licensed through the
experimental licensing process under
part 5 of the Commission’s rules would
likely qualify as small satellites and
therefore could be subject to the part 25
streamlined process proposals.
We also seek comment on whether
there are other criteria not considered
below that should be met by satellites
applying under this streamlined
process. Many proposals in this NPRM
rely on the Commission’s current
understanding of the characteristics and
scope of operations that generally define
small satellites; for example, that a
small satellite is typically designed to
serve its purpose within a limited,
relatively short period of time, and that
these satellites have more limited
frequency use characteristics than more
traditional operations licensed under
part 25, including use of narrower
bandwidths and ability to share and not
preclude other operations in a particular
frequency band. Are these assumptions
about the nature of small satellites—and
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any others reflected in this NPRM—
accurate? Are there any other defining
traits of small satellites that we may
have overlooked and should be taken
into account as we define eligibility for
the proposed streamlined process?
Number of Spacecraft. We propose to
limit the number of spacecraft that can
be deployed under a part 25 small
satellite license. We propose to license
no more than ten satellites under a
single small satellite license and seek
comment on this approach. This is
generally consistent with our experience
authorizing small satellites. We
anticipate that many small satellite
applicants intend only to launch one or
a few satellites in total, and this
proposal would enable those applicants
to proceed in a streamlined manner. We
seek comment on this approach and on
whether we should consider other
factors in determining the number of
total satellites that may be specified in
any single license under the streamlined
process. We note that our proposed
process is intended for a limited group
of applicants whose operations are
small enough in scope that it would not
serve the public interest to apply certain
of our standard part 25 procedures. We
seek comment on what rules would be
necessary to facilitate that goal,
including whether it is necessary to
adopt limits on the number of
applications that can be filed under the
proposed streamlined process by an
individual small satellite operator or its
affiliates.
Planned On-Orbit Lifetime. For an
applicant seeking a license under the
streamlined small satellite process, we
propose that the applicant must certify
that the total on-orbit lifetime is
planned to be five years or less,
including the time it takes for the
satellite(s) to deorbit. The ITU has found
that for nanosatellites, such as CubeSats,
the typical operational lifetime is
between one and three years, although
operational lifetimes of five, six, or even
ten years are possible for some small
satellites. The ITU also recently
identified three years to be typically the
upper limit for what it considers to be
‘‘short duration missions.’’ Factoring in
time for the satellites to deorbit,15 and
that there may be satellites launched at
different times under a license, we seek
comment on whether five years is an
appropriate total on-orbit lifetime for
small satellites that would be eligible for
the streamlined process. The five-year
planned lifetime corresponds to satellite
orbits at relatively low altitudes,
consistent with other proposals in this
NPRM. For example, all satellites
lacking propulsion that are deployed at
or below an altitude of 400 km will
naturally de-orbit by atmospheric reentry within five years. Should a small
satellite that is not designed with a
sufficiently short orbital lifespan to
result in atmospheric re-entry within
five years nevertheless be eligible if it
has a capability to maneuver to a lower
orbit that would ensure re-entry within
five years? Applicants seeking to
operate a small satellite for longer than
five years would not be eligible for the
streamlined process and could seek a
license or market access grant under our
existing part 25 NGSO procedures,
which provide for longer license
terms.16 We seek comment on this
proposal and any other factors to
consider in identifying eligible satellites
based on orbital lifetime.
License Term. We propose that the
license term for these satellites be five
years and that the license term for the
satellites covered by each small satellite
license would begin once one satellite
has been placed into its authorized
orbit. We anticipate that most operators
would launch and operate all satellites
in these small constellations within a
short period of time, therefore it would
be appropriate to begin the license term
once the first satellite has been placed
into its authorized orbit. We seek
comment on this proposed five-year
license term and whether there are other
approaches that we should consider in
determining what constitutes an
appropriate license term, such as
limiting license terms to be proportional
to the expected satellite operational
lifetime. We also ask alternatively
whether the license term should begin
at the time of grant, given the typically
shorter timeline from satellite
development to launch for small
satellites.
Given the possibility of seeking
additional licenses under the
streamlined process, it does not appear
necessary or efficient to adopt rules for
replacement satellites or expectation of
replacement,17 or to provide for license
15 Many small satellites are deployed in LEO,
where they are more susceptible to upper
atmospheric perturbations, solar winds, and other
factors which can impact the orbit of the satellite
and affect the duration of its operations. See NOAA
Space Weather Prediction Center, Geomagnetic
Storms, https://www.swpc.noaa.gov/phenomena/
geomagnetic-storms.
16 With some exceptions, licenses issued under
part 25 of the Commission’s rules are currently
issued for a period of 15 years, although the
Commission reserves the right to grant or renew
station licensees for less than 15 years.
17 Part 25 of the Commission’s rules currently
provides for space station system replacement
authorizations for non-geostationary orbit satellites.
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extensions.18 Accordingly, we propose
that licenses granted under the
streamlined process will be valid only
for the original satellite(s) launched and
operated by the licensee.19 We believe
that this approach is consistent with the
typical technical capabilities of small
satellites, which often last no more than
a few years in orbit, and also reflects the
limited scope of the small satellite
process. The possibility of seeking
additional licenses as new satellites are
launched provides a mechanism to
address rapid turnover in deployment
and technology. We seek comment on
this approach toward license extensions
and replacement spacecraft.
We also recognize the possibility of
commercial lunar missions or other
non-Earth-orbiting missions in the
future utilizing CubeSats or other small
satellite designs.20 We seek comment on
whether the small satellite process
proposed here should be available to
such missions and, if so, whether
certain prerequisites for the small
satellite process should apply only to
Earth-orbiting satellites. For example,
we seek comment on whether
applicants for satellites not intended to
orbit the Earth could calculate
anticipated mission lifetime based on
anticipated operational lifetime rather
than total on-orbit lifetime, and whether
a different license term should be
applicable to such missions. We also
anticipate that the proposed
certification regarding disposal of the
satellite through atmospheric re-entry
would need to be modified for nonEarth-orbiting satellites, as well as the
certification regarding deployment orbit.
We seek comment.
Maximum Spacecraft Size. We
tentatively conclude that satellite size,
defined either by mass or by volume,
should be a criterion for qualifying
small satellites for streamlined
processing.21 We recognize that there
are a great variety of technologies and
designs used for small satellites and
seek comment on what the maximum
size for small satellites should be,
particularly to avoid situations where
systems of satellites that would be more
18 Part 25 of the Commission’s rules generally
permit licensees to file for license extensions for
spaces stations as license modifications, subject to
the requirements of section 25.117.
19 Additionally, we do not anticipate that in-orbit
spares would be authorized under a small satellite
license.
20 Development of these types of small satellite
missions for non-commercial, scientific purposes
has been ongoing.
21 We also propose to specify a minimum size for
satellites authorized under this streamlined process,
as discussed infra. The proposal specifying a
minimum size is relevant to trackability of the
satellites, and so is discussed in that context.
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appropriately licensed under the
standard part 25 procedures seek to gain
some advantage by applying through the
small satellite streamlined process
described below. We propose a
maximum mass of 180 kg for any
satellite that would be authorized under
the streamlined process. NASA has used
a maximum mass of 180 kg as one
demarcation for the category of small
satellites, which can encompass a
variety of spacecraft, and we believe this
upper mass should be sufficient to
include typical small satellite designs,
given the types of applications we have
received to date, while allowing for
flexibility to accommodate evolving
satellite designs. In addition, we
anticipate that this maximum mass
would preclude systems that are not
small satellites from applying under this
streamlined process. We seek comment
on this proposed limit. Would a greater
maximum mass (e.g., 500 kg) or a
smaller maximum mass be appropriate
for characterizing small satellites? Do
other proposed criteria, such as the
proposed zero reentry casualty risk
criteria discussed below, effectively
preclude larger satellites?
Deployment Orbit and
Maneuverability. We propose to require
that applicants filing under the new
proposed process certify that their
proposed satellite will comply with one
of several options regarding the
deployment orbit and/or
maneuverability of the satellite. First, if
the applicant intends to deploy the
satellite(s) at an orbit below the orbit of
the International Space Station (ISS),
which is at an altitude of approximately
400 km, the applicant would certify that
its satellite will be deployed at that
lower-orbit location. Second, if the
applicant intends that its satellite(s) will
be deployed from the ISS itself, or from
a vehicle while that vehicle is docked
with the ISS, the applicant would
certify that its satellite will be deployed
in this manner.22 Although the ISS is
currently the only continuously
occupied manned spacecraft in LEO, we
recognize that China currently operates
a spacecraft in LEO below the ISS that
is periodically manned, and that other
long-term manned spacecraft have been
considered for operation in LEO as well.
In the event that any such manned
spacecraft are located at altitudes below
where an applicant intends to operate a
small satellite, we propose that the
applicant must describe in narrative
form the design and operational
strategies it will use to avoid collision
22 Such spacecraft have similarly shorter orbital
lifetimes.
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with manned spacecraft.23 Such
strategies could include use of
propulsion, reliance on orbits not
occupied by manned spacecraft,
coordination efforts with manned
spacecraft, or other reasonable means of
avoiding collision. We seek comment on
these proposals.
Deployment of satellites lacking
maneuvering capabilities above the ISS,
to orbits from which they will
eventually transit through the ISS
altitude band, increase the likelihood
that the ISS will need to conduct
avoidance maneuvers, potentially
disrupting ISS operations. For that
reason, deployment of satellites without
propulsion capabilities above the ISS
may not be appropriate for streamlined
consideration. We propose as a third
option, however, to authorize small
satellites under the streamlined process
to deploy at altitudes above the ISS if
they certify that the satellite(s) have
sufficient propulsion capabilities to
perform collision avoidance maneuvers
and deorbit within the license term
proposed above. While many small
satellites to date have not been
equipped with onboard propulsion
systems, new technologies are being
developed that could provide a means
for actively maneuvering.24 We
tentatively conclude that more limited
maneuvering capabilities, such as those
relying primarily on drag, would be
insufficient to support deployment at
higher altitudes under the streamlined
small satellite process, as these methods
will likely require closer Commission
review, and seek comment on this
tentative conclusion. We also seek
comment on whether there are any other
factors that we should consider in
specifying criteria related to orbits
under this streamlined process.
Operational Debris and Collision
Risk. Under our current rules, we
require part 25 applicants to state that
the satellite operator has assessed and
limited the amount of debris released in
a planned manner during normal
operations. Because the release of
operational debris may require closer
scrutiny and be inconsistent with a
streamlined process, we tentatively
conclude that the streamlined process
should be limited to satellites that
23 An ex parte filing recommended that we
consider future manned spacecraft and their likely
orbits, and require that satellites have a
maneuvering capability that is tested and
demonstrated. See Alistair Funge, ex parte filing, IB
Docket No. 18–86 (filed Apr. 3, 2018).
24 For example, NASA has found that recent
improvements in the efficiency of electric
propulsion systems and miniaturization of chemical
propulsion systems have opened the door to small
satellites with significantly greater maneuverability
than was previously possible.
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release no operational debris in a
planned manner during their mission
lifetime. As the release of operational
debris is extremely rare among all FCClicensed satellites, including small
satellites, we do not consider this limit
as unduly constraining on the
availability of the streamlined process.
We therefore propose that small satellite
applicants must certify that their
satellite(s) will release no operational
debris, and we seek comment on this
proposal. Under current part 25
requirements, applicants must also
include a statement that the satellite
operator has assessed and limited the
probability of accidental explosions,
including those resulting from
conversion of energy sources on board
the spacecraft into energy that fragments
the spacecraft. We propose to retain this
requirement for the streamlined process
in the form of a certification of
compliance. We seek comment on
whether a simple statement to this effect
is appropriate, or whether there may be
circumstances in which a more detailed
disclosure and review is appropriate, for
example for spacecraft that have
propulsion systems or pressure vessels.
Regarding risk of collision, we propose
that applicants certify that the
probability of each satellite’s risk of
collision with large objects is less than
0.001, which is consistent with
technical guidance developed by NASA
for its space missions. We seek
comment on whether the 0.001 metric is
appropriate for satellites licensed in
accordance with the streamlined
process, or if a more stringent standard
for collision risk may be appropriate,
given that multiple satellites that may
be deployed. We further inquire into
whether an applicant’s certification will
be sufficient to address collision risk
and debris issues, or whether we should
seek additional information from
satellite applicants under the
streamlined process and if so what types
of information would be necessary.
Alternatively, we ask whether such a
certification is necessary given the other
eligibility criteria for the streamlined
process, such as limiting orbital altitude
or requiring propulsion capability.
Trackability. We propose that all
applicants seeking to be licensed under
the streamlined small satellite process
also certify that their satellites will be
no smaller than 10 cm x 10 cm x 10 cm
to ensure that the satellite will be
trackable as a space object.25 This size
is consistent with the CubeSat
specification. We note that while there
may be methods for improving tracking
of smaller objects, such as reflectors or
transponders, these methods may
require closer scrutiny and detailed
analysis, and such analysis may be
inconsistent with a streamlined process.
We further propose that the applicant
would also be required to certify that
the satellite will include a unique
telemetry marker allowing it to be
readily distinguished from other
satellites or space objects. We believe
these certifications will help ensure that
satellite operators will be able to assist
entities that track space objects to more
easily identify and distinguish between
the small satellites utilizing the
streamlined process and other space
objects. We seek comment on these
proposals.
Casualty Risk. We propose that
applicants certify that their satellite(s)
will be disposed of through atmospheric
re-entry following completion of the
mission. Under our current satellite
authorization rules, including those that
apply to experimental and amateur
missions, applicants planning disposal
of satellites through atmospheric reentry must provide a statement
assessing casualty risk, with an estimate
of whether portions of the spacecraft
will survive re-entry and reach the
surface of the Earth, as well as an
estimate of the resulting probability of
human casualty. If a statement indicates
a risk of human casualty, the spacecraft
could result in a future claim being
presented to the United States under the
relevant United Nations Outer Space
Treaties. In light of the casualty risk, it
may be necessary to consider satellite
modifications that could reduce the risk
to zero, or insurance and liability
arrangements. We tentatively conclude
that consideration of such arrangements,
which is likely to involve detailed
factual inquiry and potentially
complicated legal and financial
arrangements, is not consistent with the
proposed streamlined process.
Therefore, we propose that any small
satellite applicant seeking to file under
the streamlined process certify that it
has conducted a casualty risk
assessment using the NASA Debris
Assessment Software (DAS) or another
higher fidelity model, and that the
assessment resulted in a human casualty
risk of zero. We seek comment on this
proposal.
25 See Space-track.org, Documentation—
Frequently Asked Questions, https://www.spacetrack.org/documentation#/faq, (‘‘10 centimeter
diameter’’ or ‘softball size’ is the typical minimum
size object that current sensors can track and the
JSpoC maintains in the catalog). In an ex parte
filing, Alba Orbital stated that satellites with a size
under a 10 cm cube can be tracked and asked that
satellites with a size of 5 cm or greater be included
in the streamlined process. See Alba Orbital, ex
parte filing, IB Docket No. 18–86 (filed Apr. 2,
2018).
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Cessation of Emissions. ITU Radio
Regulation No. 22.1 requires that space
stations be fitted with devices to ensure
immediate cessation of their radio
emissions by telecommand, whenever
such cessation is required under the
radio regulations. Section 25.207 of the
Commission’s rules requires that space
stations be capable of ceasing radio
emissions by the use of appropriate
devices (battery life, timing devices,
ground command, etc.) that will ensure
definite cessation of emissions.26 For
the small satellite streamlined process,
we propose that small satellites have the
ability to cease transmissions by way of
command (rather than by other potential
means), to ensure the reliability of the
satellite’s ability to cease transmissions
instantaneously. We propose that the
applicant would need to certify that the
satellite has the ability to receive
command signals and cease
transmissions as a result of a command.
We seek comment on this approach. As
part of this approach, we seek comment
on whether we should require that
satellites employ a ‘‘passively safe’’
system, i.e., the satellite cannot transmit
unless it is actively commanded to
transmit via a command, and will cease
transmission unless within view of a
ground station.27
Small Satellite Application
Processing. Under the Commission’s
current regulatory approach, decisions
on NGSO-like satellite applications are
made using processing round
procedures. The Commission adopted
this approach for NGSO-like satellite
systems because of the possibility of
otherwise unreasonably limiting
additional market entry if licenses were
granted on a first-come, first-served
basis. For NGSO-like satellite systems,
the Commission had envisioned that
grant to one satellite system operator to
provide service in a particular frequency
band segment would preclude other
satellite system operators from
providing service in that frequency
band.
The Commission has granted several
waivers of the processing round rules
for NGSO satellites, including small
satellites, operating in the EESS. For
these small satellites, the Commission
has relied on the applicants’
26 47 CFR 25.207. While section 25.207 applies to
part 25 licensees, a similar requirement applies to
experimental licensees under part 5 of the
Commission’s rule. See 47 CFR 5.107 (requiring that
licensee maintain control of the transmitter
authorized under its license, including the ability
to terminate transmissions in the event of
interference).
27 See ITU–R SA.2312–0 at 7 (describing a
passively-safe system whereby the satellite is
actively commanded to transmit only when in view
of an associated earth station).
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demonstrations that they can avoid
interference events through means such
as scheduling of transmissions, and
would not preclude future entrants from
using the same spectrum. For example,
where a satellite operates with a limited
number of earth stations for purposes of
downlinking sensor data during
relatively short periods of time, it may
be possible for such a satellite system to
accommodate future entrants utilizing
the same frequency bands. The
spectrum demands of such systems
differ substantially from the
requirements for full-time system
availability that characterize the NGSOlike systems provided for by the
processing round rule.
We propose that applications
qualifying for the streamlined small
satellite process be exempt from
processing round procedures. Instead,
each applicant under the streamlined
small satellite process would be
required to (a) certify that operations of
its satellite will not interfere with those
of existing operators, (b) certify that it
will not unreasonably preclude future
operators from utilizing the assigned
frequency band(s), and (c) provide a
brief narrative description illustrating
the methods by which future operators
will not be unreasonably precluded.
Such methods could include the sharing
of ephemeris data to avoid RF
interference events,28 use of directional
antennas, limiting operations to certain
times throughout the day, limiting earth
stations operating with the system to
certain defined geographic locations, or
some combination of these and other
means that could be used to
accommodate sharing in the assigned
frequency band(s). Regardless of the
methods used, the Commission would
make an assessment of the description
provided to ensure that operators do not
preclude others from operating in the
band and thereby limit the risk of
spectrum warehousing by licensees.
This approach also differs from the firstcome, first-served queue used for GSOlike satellites, in that an earlier filed and
granted application would not provide a
basis for dismissing a later-filed request.
We seek comment on this proposal.
Applications would be processed in
accordance with our existing procedures
in other respects.29 We also seek
comment on the certification and
28 Ephemeris data give the orbital parameters of
satellites at different times. In the NGSO FSS R&O,
the Commission extended the existing requirement
regarding the maintenance of ephemeris data in
section 25.271(e) of the Commission’s rules to
NGSO FSS operations generally.
29 See, e.g., 47 CFR 25.112, 25.151 (acceptability
for filing and public notice procedures).
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description requirements, and on the
appropriate indicia for sharing.
Although there would be no
processing round under our proposed
licensing approach, small satellite
operators licensed pursuant to the
streamlined process would still
typically receive interference
protections in accordance with the
relevant service allocation in the U.S.
Table of Allocations. For example, small
satellite applicants seeking to operate
EESS systems in frequency bands with
a secondary EESS allocation will be
authorized on a secondary basis. In
bands where part 25 licensees are
authorized pursuant to a processing
round, however, the Commission
anticipates that small satellites
authorized on a streamlined basis would
be subject to some limitations on a
frequency-band specific basis,
including, in appropriate circumstances,
that operations are on a noninterference, unprotected basis with
respect to those part 25 systems. We
seek comment on this proposed
approach to interference protection.
For typical NGSO FSS, MSS, or other
operations requiring full-time
uninterrupted availability of assigned
spectrum, the ability to share spectrum
with all existing and future operations
is more limited or nonexistent because
of the complexities of these systems. We
tentatively conclude that the required
indicia of sharing would not be present
in these instances, and that such
operations are more appropriately
addressed for authorization under
existing part 25 procedures, including
processing rounds. We recognize,
however, that not all FSS and MSS
operations require full time spectrum
availability. In these instances, where
the other criteria are satisfied,
authorization under the proposed
streamlined small satellite process
might be appropriate. We seek comment
on these tentative conclusions. In
determining whether an application is
acceptable for filing within the
streamlined small satellite process, we
propose to rely on the applicant’s
certification that it can reasonably share
with existing and future operators, as
described above, in addition to the other
criteria we set forth in this NPRM. We
propose to subsequently evaluate the
applicant’s narrative description of
sharing methods, however, particularly
in the event that any comments or other
pleadings address the applicant’s ability
to share with other operators. Under
such an approach, we would dismiss an
application without prejudice if we find
that the applicant has failed to
demonstrate that the proposed
operations will not unduly limit other
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operations in the band. In such case, the
applicant could refile the application as
an NGSO-like application in accordance
with the requirements of the
Commission’s processing round
procedures. We seek comment on this
approach. Aside from the sharing
certification and procedures discussed
above, we ask whether additional
mechanisms would be necessary to
prevent authorized small satellite
operations in a particular frequency
band from having an aggregate
interference footprint that is
inconsistent with use by other existing
or planned services.
Consistent with the above tentative
conclusion that small satellites will not
preclude others from operating in the
band, we further propose to exempt
small satellites from the limitations on
unbuilt NGSO-like systems contained in
section 25.159 of the Commission’s
rules.30 We seek comment on this
proposal.
Application Requirements. We
propose that the FCC Form 312 and
Schedule S would continue to serve as
the basis for applications under the
streamlined small satellite process.31
These forms include basic legal and
technical information that provides
Commission staff with information
about the proposed operations.32
In lieu of the narrative demonstrations
required by the existing part 25 rules,
we propose that applicants may instead
provide the various certifications
described above as the qualifying
criteria for the streamlined small
satellite process.33 The certifications
should ease the burden on applicants of
completing a part 25 application.
Applicants under the proposed
streamlined small satellite process
would still need to provide some
30 47 CFR 25.159(b). This rule states that if
applicants with an application for one NGSO-like
satellite system license on file with the Commission
in a particular frequency band, or one licensed-butunbuilt NGSO-like satellite system in a particular
frequency band, will not be permitted to apply for
another NGSO-like satellite system license in that
frequency band.
31 The FCC Form 312, Main Form and Schedule
S form the foundation for all space station license
authorizations. See 47 CFR 25.114(a).
32 The Schedule S software is available
electronically on the Commission’s website. See
FCC Schedule S System, https://
enterpriseefiling.fcc.gov/schedules/. Applicants are
advised to use the software when submitting
information to ensure that it is appropriately
included in IBFS. See FCC, Specific Instructions for
Schedule S (April 2016), https://enterprise
efiling.fcc.gov/schedules//resources/
Instructions%20for%20Schedule
%20S%20vApr2016.pdf.
33 This certification would be somewhat
analogous in form to the Commission’s rules on the
relocation of GSO space stations. See 47 CFR
25.118(e)(5).
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information in narrative form, such as
how their operations will not preclude
future operators in the assigned bands,
but we do not envision that these
additional narrative requirements will
be unduly burdensome or undermine
the objectives of this NPRM. We seek
comment on the proposed changes. We
also seek comment on whether there are
additional application requirements or
revisions to application requirements
that should be considered for the
streamlined small satellite process.
Revised Bond Requirement. Under the
Commission’s part 25 rules, most NGSO
licensees or recipients of market access
must have on file a surety bond. A bond
of $1 million must be filed at 30 days
following grant and the amount of the
bond that must be on file steadily
escalates, with the maximum bond
being $5 million. The surety bond
requires payment in the event that the
licensee either fails to meet certain
milestones, or surrenders the license
before meeting certain milestones for
the operation of its system, specifically,
launching 50 percent of the maximum
number of satellites authorized for
service, placing them in their assigned
orbits, and operating them in
accordance with the station
authorization no later than six years
after the grant of the authorization.34
Once the Commission determines that
the milestone has been satisfied, the
authorized entity will be relieved of its
bond obligation. The Commission
established these requirements to deter
warehousing by satellite operators
before a proposed satellite has been
launched and begun operations and to
deter speculative satellite
applications.35
We propose a change to the bond
requirement normally applicable to
NGSO satellites authorized under part
25. Specifically, we propose a one-year
‘‘grace period’’ during which small
satellites that qualify for the streamlined
process as outlined in this NPRM would
not have to post a bond. This grace
period would begin 30 days after the
license is granted, since that is typically
when a licensee must post a bond. We
34 47 CFR 25.164(b)(1). There is also a nine-year
build out milestone for NGSO systems, requiring
that the licensee or market access recipient have its
full system launched and operational by nine years
after grant or accept a reduction in its authorized
satellites to the number launched and operational
at that time, but this milestone is not tied to the
surety bond. Because we propose a five year onorbit lifetime, we do not believe this milestone
would be relevant for small satellites authorized
under the streamlined process. Id. at 25.164(b)(2).
35 Warehousing occurs when an entity holds
exclusive authorization or priority for spectrum use
or an orbital position, but is unable or unwilling to
deploy its authorized satellite system in a timely
manner.
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seek comment generally on this
proposal.
This grace period may be warranted
for two reasons. First, most small
satellite operators have a comparatively
short window between filing of their
application and deployment of their
satellites. Applicants for small satellite
short-duration missions frequently
deploy and begin operations with their
satellites within one year or less of
obtaining a Commission license. In
these instances, once satellites are
authorized, there is little opportunity for
the applicant to warehouse spectrum
that it does not intend to use. Second,
as described above, we propose that the
estimated on-orbit lifetime of the
individual satellites that may be
authorized will be five years or less, and
that licenses granted under the
streamlined process may not be
renewed or extended. Thus, to the
extent that the satellite is authorized to
operate in a particular frequency band,
the licensee is unlikely to preclude the
availability of resources to competitors
or discourage innovation during this
short amount of time. Furthermore, the
limitations we propose to place on the
applicant’s license term, including the
start of the five-year license term at
launch of the first satellite, discussed
supra, support this approach as well.
We seek comment on these rationales
for postponing the bond requirements
for small satellites that could be
authorized under the streamlined small
satellite process proposed in this NPRM.
Are there any other considerations that
the Commission should take into
account when establishing the grace
period?
Following the one-year grace period,
if the authorized satellite(s) have not yet
been deployed, we propose that
operators could still launch and operate
their satellites subject to the bond and
milestone requirements applicable to
NGSO satellites, provided that the
satellite(s) can still meet the criteria for
the small satellite process, including
deorbit within the five-year license term
(which we have proposed would begin
when the first satellite is placed into its
authorized orbit). Under this proposal,
the escalating bond would need to be
filed with the Commission, at the
amount that would be applicable for a
part 25 NGSO satellite one year after the
license has been issued. We seek
comment on this approach, and ask
whether alternatively we should
develop a different bond amount or a
more or less rigorous approach to
milestones for satellites licensed under
the streamlined small satellite process.
In addition, we propose that grantees
failing to begin operations during the
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one-year grace period, because of launch
delays, for example, may surrender their
license to avoid the bond requirement.
Further, we suggest that grantees
launching and operating one or more
satellites within the one-year grace
period, but failing to launch and operate
50 percent of their authorized satellites
within that period, may choose to either
be subject to the standard NGSO bond
and milestone requirements or, in the
case of licenses that specify multiple
satellites, accept an automatic reduction
in the number of authorized satellites to
the number actually in orbit as of the
close of the grace period. This proposal
would not preclude the filing of a new
application for additional satellites. We
seek comment on these suggested
outcomes.
Technical Rules. Our part 25 rules
contain technical requirements
governing the operations of both
satellites and earth stations. These rules
specify, among other things, out-of-band
emission limits, frequency tolerances,
and power limits.36 We propose that
existing generally applicable technical
rules in part 25 also be applicable to
small satellites authorized under the
streamlined process. We seek comment
on this proposal. In addition, we note
that many of the part 25 technical rules
such as out-of-band emission and power
limits are in place to avoid interference
occurring to other stations. The
interference environment in which a
small satellite will operate will be a
function of the frequency band in which
it operates. Consequently, we recognize
that the technical requirements for small
satellites may need to be adjusted for
the different bands and we seek
comment on some additional technical
requirements later in this NPRM in
connection with the discussion of small
satellite operations in particular
frequency bands.37
Frequency Considerations for Small
Satellites
In this section, we address a number
of issues relevant to frequency selection
for small satellite systems generally
having the characteristics described
above.38
36 See,
e.g., 47 CFR 25.202(d), (e), (f), 25.204.
e.g., infra (discussion of possible service
rules, including out-of-band emission limits, related
to small satellite operations in the 1610.6–1613.8
MHz band).
38 Consistent with a resolution adopted at WRC–
15, the ITU–R is currently studying the spectrum
requirements for TT&C for NGSO satellites with
short duration missions, assessing the suitability of
existing international allocations to the space
operation service below 1 GHz, and may consider
possible new allocations or an upgrade of the
existing allocations to the space operation service
within the frequency ranges 150.05–174 MHz and
37 See,
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Scope of Frequency Use. We seek
comment on the specific frequency use
characteristics of small satellites that
would be authorized under the
proposed small satellite process. With
respect to bands that are currently
shared among services, we do not
expect that small satellite operations
would displace existing or planned nonsatellite operations in a given frequency
band. We seek comment on whether
small satellites should be required to
make any additional demonstrations,
either for all bands or in specific bands,
about their ability to share with nonsatellite services. This could include, for
example, demonstrating the ability to
avoid interfering with incumbent nonsatellite operators. We also seek
comment on whether small satellites
authorized under the streamlined
process should be required to protect
other services and accept interference
from other services in all instances
where they are operating in frequency
bands that are shared with non-satellite
services. Alternatively, we seek
comment on whether these small
satellites should be afforded
interference protection that is consistent
with the relevant satellite allocation in
a particular frequency band (e.g.,
primary or secondary with respect to
other allocated services).
The current part 25 rules include a
list of frequency bands available for
particular types of services, but indicate
that operations can be authorized in
other bands allocated for satellite
services. In order to assist small satellite
operators in identifying possible
frequency bands for use, we seek
comment on including a non-exclusive
list of frequencies in section 25.202 of
the Commission’s rules. We seek
comment on the types of bands that
should be specified in any such rule.
We also seek comment on an alternative
proposal to omit a specific list and
consider applications on a case-by-case
basis, bearing in mind the relevant
frequency allocations. As a third
alternative, we seek comment on
whether the proposed process should be
limited to specific frequency bands. We
also seek comment on the type and
quantity of spectrum that will be needed
for small satellites to operate.
Commenters should include data,
analysis, and engineering studies on the
expected demand for small satellites.
We request that commenters address
400.15–420 MHz. ITU WRC–15, Resolution 659. See
WRC–15 Final Acts, Resolution COM6/19 (WRC–
15), available at https://www.itu.int/pub/R-ACTWRC.12-2015/en. While we recognize these ongoing
efforts at the ITU, we do not limit our consideration
to bands identified in the WRC–15 resolution, or to
the space operation service.
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their need to access specific bands,
bearing in mind the case of bands that
have other allocations and services.
In addition to the sharing
characteristics described above, we
anticipate that the actual amount of
spectrum used by any particular small
satellite will be small, generally no more
than a few megahertz and in some cases
only a few tens-of-kilohertz, and RF
output power will be low. Notably, the
ITU has found that for a short duration
missions (three years or less) operating
on frequencies below 1 GHz, a typical
small satellite space segment mission
uses a bandwidth of less than 100
kilohertz, a non-directional type
antenna with a gain under 3 dBi, and RF
output power of 1 W. For small
satellites operating on frequencies
between 1 and 3 GHz, the ITU found
generally a wider bandwidth of less
than 7.5 megahertz is used, with nondirectional antennae gain under 10 dBi,
and an RF output power of less than 1
W. These technical characteristics, such
as low power and low bandwidth, are
generally consistent with the small
satellites granted experimental licenses
by the Commission, and are also
consistent with the type of operations
we envision being authorized pursuant
to the streamlined small satellite
process described in this NPRM. We
understand that in some instances other
uses may be anticipated, for example,
where data downlinks require larger
bandwidths, and so we also seek
comment on whether modifications to
the proposals discussed in this section
would need to be made to accommodate
these other types of operations. We also
seek comment on the extent to which
larger bandwidth transmissions could
be conducted via inter-satellite links or
alternatives such as optical links.
In the discussion above, we sought
comment on whether the existing part
25 technical rules should apply to small
satellites. Here we also ask whether
particular service rules, on a bandspecific basis, may be needed to ensure
protection of incumbent users. For
example, geographic isolation of small
satellite earth stations, power level
restrictions on transmissions to and
from small satellites, temporal
restrictions on small satellite
communications with earth stations,
antenna specifications or other
limitations on satellite design
parameters, and/or other technical
requirements may enable protection of
incumbent operations, depending on the
RF environment in each band.
Compatibility and Sharing with
Federal Users. The U.S. Table is divided
into the Federal Table of Frequency
Allocations and the non-Federal Table
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of Frequency Allocations. Some bands
are allocated to both Federal and nonFederal uses. In addition, some
footnotes to the U.S. Table specify that
use of a particular band by non-Federal
users is subject to successful
coordination with Federal users. An
established set of procedures guides the
interaction between the FCC and NTIA
in developing regulations for services in
shared bands, and for authorizing
frequency use by Federal agencies and
Commission licensees.39 Under the
Memorandum of Understanding (MOU)
between NTIA and the Commission, the
Commission and NTIA give notice to
each other of ‘‘all proposed actions that
could potentially cause interference’’ to
non-Federal and Federal operations,
respectively.’’
In discussing the compatibility of
small satellites with other operations,
however, we note that a number of the
frequency bands where small satellites
have been authorized, and where there
are non-Federal allocations for services
such as EESS and space operations,40
are shared with Federal users. Small
satellite operations in these bands must
be compatible with Federal uses. We
seek comment on any rules that could
be adopted by the Commission specific
to these frequency bands that would
better enable small satellite operators to
consider, in advance of coordination,
whether they may be able to operate in
these bands while still protecting
Federal operations. Examples of such
rules could include traditional
approaches requiring geographic
isolation of non-Federal earth stations
from Federal earth stations or other
sites, or approaches such as permitting
a satellite to transmit only when it is
receiving uplink communications from
certain pre-coordinated earth station
sites.41 These examples would not
necessarily replace the need to
coordinate with Federal systems on a
case-by-case basis, but we seek
comment on whether these approaches
or cooperative arrangements, publicprivate partnerships, scientific research
programs, or other hybrid Federal/nonFederal arrangements could help
streamline sharing. How would the
establishment of certain service rules or
other requirements on a band-specific
39 For example, the NTIA Manual describes
technical requirements for Federal radio services.
40 The space operation service is a
radiocommunication service concerned exclusively
with the operation of spacecraft, in particular space
tracking, space telemetry, and space telecommand.
41 This approach could be consistent with our
proposal that small satellites authorized under the
streamlined process have implemented a passivelysafe system whereby the satellite is actively
commanded to transmit by command originating
from the ground.
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basis help to facilitate compatibility
among separate systems and
development of new types of shared and
efficient uses of space and spectrum
resources? We seek comment on these
issues and on whether and how such
rules and requirements may vary
depending on the specific frequency
bands being considered.
Small Satellite Operations as an
Application of the MSS. We believe that
it may be appropriate to permit small
satellite operations in selected bands
allocated to the MSS, where the
characteristics of the small satellite
operations, as described in this NPRM,
would limit any potential for
interference into existing MSS
operations, and would ensure that the
small satellite operations would have
less potential for interference to either
in-band or adjacent band services than
operations that would typically be
considered in the MSS. As discussed
infra, this proposal corresponds to
allocations to the MSS (Earth-to-space)
in the 149.9–150.05 MHz and 1610.6–
1613.8 MHz frequency bands.
Accordingly, in these specific instances,
our proposal would be to add a use
footnote to the U.S. Table stating that
small satellites authorized under the
new process in section 25.122 of the
Commission’s rules may be considered
an application of the MSS. In
connection with this proposal, we seek
comment on whether such operations
should in all cases be on a noninterference, unprotected basis, or
whether the operations may have status
in the frequency band, provided that the
satellites operate consistent with any
limitations on the MSS allocations and
have demonstrated compliance with the
small satellite process in section 25.122.
Discussion of New Small Satellite
Operations in Select Bands
In this section, we highlight frequency
bands with existing non-Federal
frequency allocations for space
operations or other satellite services
(e.g., MSS) in the U.S. Table that we
believe may accommodate small
satellite operations in addition to the
services that have been authorized in
the frequency bands to date. For the
frequency bands under consideration,
we seek comment on potential service
rules or limitations that could be placed
on operations in these bands in order to
better facilitate coordination and
sharing with incumbent operations. In
some instances, we also seek comment
on proposing additional service
allocations.
137–138 MHz and 148–150.05 MHz.
The 137–138 MHz band is allocated for
downlinks in Federal and non-Federal
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portions of the U.S. Table on a coprimary basis to the space operation
service (space-to-Earth), meteorological
satellite service (space-to-Earth), and the
space research service (space-to-Earth).
Several sub-bands within the 137–138
MHz band are also allocated to the MSS
(space-to-Earth), either on a co-primary
or secondary basis, in the Federal and
non-Federal Tables, but are limited to
non-voice, non-geostationary (NVNG)
satellite systems.42 The 148–150.05
MHz band is allocated for uplinks to the
MSS (Earth-to-space) on a primary basis
in the Federal and non-Federal Tables,
also limited to NVNG satellite
systems.43 The 148–149.9 MHz
frequency band is also allocated by
footnote to the space operation service
(Earth-to-space) on a co-primary basis in
the Federal and non-Federal Tables,
subject to agreement obtained under No.
9.21 of the ITU Radio Regulations,
limited to bandwidths not exceeding 25
kilohertz for any individual
transmission, and to the fixed service
(FS) and mobile service (MS) on a coprimary basis for Federal use. The
149.9–150.05 MHz band is also
allocated to the radionavigation-satellite
service (RNSS) on a co-primary basis in
the Federal and non-Federal Tables.
Under an international footnote, MSS
operations in the 149.9–150.05 MHz
band must be coordinated under No.
9.11A of the ITU R.R., and use of the
band by the MSS shall not constrain the
development and use of the band by the
radionavigation satellite-service.
The 137–138 MHz and 148–150.05
MHz bands were the subject of a
processing round and rulemaking in
1997 and 1998, which resulted in the
grant of several licenses for the
provision of MSS in these bands. Of the
initial licensees, only one, ORBCOMM
License Corp. (ORBCOMM), remains
licensed to provide commercial NVNG
MSS in the 137–138 MHz or 148–150.05
MHz bands. In 2008, ORBCOMM was
granted a modification of its license for
an NVNG MSS system to construct,
launch, and operate additional satellites
capable of operating in the 137–138
42 MSS operations in the 137–138 MHz band are
also subject to coordination under ITU R.R. No.
9.11A. Under the Commission’s rules, stations of a
secondary service shall not cause harmful
interference to and cannot claim protection from
harmful interference from stations of primary
service to which frequencies are already assigned or
to which frequencies may be assigned at a later
date, but can claim protection from harmful
interference from stations of the same or other
secondary service(s) to which frequencies may be
assigned at a later date.
43 MSS operations in the 148–149.9 MHz band
must be coordinated under No. 9.11A of the ITU
R.R., and the use of the band by the MSS shall not
constrain the use and development of the band by
the fixed, mobile, and space operation services.
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MHz and 148–150.05 MHz frequency
bands. ORBCOMM subsequently
received another modification of its
license in 2016.44 Considering all the
various modifications to its license,
ORBCOMM is specifically authorized to
operate in certain sub-bands.
ORBCOMM was also granted authority
to operate throughout the 137–138 MHz
and 148–150.05 MHz frequency bands
until commencement of operations by
another U.S.-licensed NVNG MSS
system, consistent with the spectrum
sharing plan adopted by the
Commission in a 1997 order
establishing rules and policies for the
licensing and operation of satellite
systems in the NVNG MSS.45 To date,
no other NVNG MSS systems have
operated in these frequency bands,
although a handful of experimental
small satellites have proposed
operations in these frequency bands.
In light of the existing frequency
allocation for space operation
downlinks in the 137–138 MHz band,
and the allocation for space operation
uplinks the 148–149.9 MHz band in
accordance with international footnote
5.218, we seek comment on use of these
bands for small satellite operations.
Additionally, we propose to permit
small satellite uplinks in the 149.9–
150.05 MHz frequency band as an
application of the MSS. The ORBCOMM
system is currently operating in
portions, if not all, of these frequency
bands. As these frequency bands were
originally considered for use by
multiple satellite systems, we request
comment generally on whether, and if
so, how, small satellite space operations
could share this spectrum while
protecting ORBCOMM’s existing and
future MSS operations. As part of this
proposal, we consider whether small
satellites could utilize spectrum in those
frequency bands where ORBCOMM has
been authorized to operate pending
commencement of operations by
another U.S.-licensed NVNG MSS
system (i.e., the individual sub-bands
within the 137–138 MHz and 148–
150.05 MHz frequency bands that were
not specifically identified in
44 In addition to a discrete set of frequency bands
granted to ORBCOMM for use on a primary basis
in 2008, ORBCOMM was subsequently granted
authorization for a 50 kilohertz downlink centered
at 137.4 MHz and a feeder link centered at 150.025
MHz.
45 The Little LEO satellite service uses
constellations of low-earth orbiting (LEO) satellites
to provide commercial radiolocation and two-way
data messaging services. Operating at altitudes
much lower than those in geostationary orbits,
Little LEO satellites are typically deployed in
constellations so that as one satellite moves out of
view of a terrestrial station, another satellite will
come over the horizon to maintain coverage.
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ORBCOMM’s license or subsequent
modifications to its license). We seek
comment on this proposal.
In addition, we note the additional
requirements applicable to these
frequency bands. We note that
operations in the downlink band, 137–
138 MHz, in the MSS are subject to a
number of service rules to effectuate
coordination with NOAA. We seek
comment on whether any of these
service rules should be similarly
applied to potential operations by small
satellites in this frequency band. The
uplink band, 148–150.05 MHz, is
subject to coordination, to the extent
specified in the U.S. Table and/or
International Table, under Nos. 9.11A
and 9.21 of the ITU Radio Regulations.46
We seek comment on whether these
coordination requirements will
significantly impede use of this band by
small satellites for short duration
missions.47
1610.6–1613.8 MHz. The 1610.6–
1613.8 MHz frequency band is allocated
for Federal and non-Federal use on a coprimary basis to the MSS (Earth-tospace), the aeronautical radionavigation
service, the radiodetermination-satellite
service (Earth-to-space), and the radio
astronomy service (RAS) on a coprimary basis. This band is part of what
is known as the ‘‘Big LEO’’ spectrum.48
In the United States, the 1610–1626.5
MHz frequency band is currently
divided between the time division
multiple access (TDMA) MSS system
operated by Iridium Constellation LLC
(Iridium) with service links in both
directions and the code division
multiple access (CDMA) MSS system
operated by Globalstar Inc. (Globalstar).
Currently, Globalstar is authorized to
operate at 1610–1617.775 MHz on an
exclusive basis. In accordance with the
non-Federal portion of the U.S. Table,
the lower portion of the spectrum, at
1610.6–1613.8 MHz is also used by RAS
46 As noted, MSS operations in the 148–149.9
MHz band are subject to coordination under No.
9.11A of the ITU R.R., 47 CFR 2.106, international
footnote 5.219, and pursuant to an international
footnote, MSS operations in the 149.9–150.05 MHz
band are subject to coordination under No. 9.11A
of the ITU R.R., 47 CFR 2.106, international
footnote 5.220 (not in U.S. Table). Stations
operating in the space operation service in the 148–
149.9 MHz band are subject to agreement obtained
under No. 9.21 of the ITU R.R., 47 CFR 2.106,
international footnote 5.218.
47 See ITU R.R. No. 9.21. We note that in
Resolution 659 (WRC–15) relating to suitable
allocations for the space operation service for short
duration missions, as discussed infra, the ITU–R
recognized that allocations where No. 9.21 applies
are not suitable for use by short duration missions.
48 The Commission has previously classified
some satellites operating in LEO as Big LEOs or
Little LEOs. Big LEOs provide voice and data
communications above 1 GHz, while Little LEOs
provide data communications below 1 GHz.
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receivers. Globalstar’s operations in this
band must protect RAS sites in the
United States.
We seek comment on whether small
satellites could operate in this band as
an application of the MSS under the
existing uplink allocation. These would
be small satellite Earth-to-space links
operating independently of the
Globalstar system.49 We tentatively
conclude that this band offers spectrum
for small satellites to use, provided that
the small satellite uplink operations can
protect the existing MSS operations, as
well as RAS operations. To these ends,
we believe that service rules would be
appropriately applied to any small
satellites seeking to operate in these
bands as an application of the MSS. We
seek comment on what service rules
would be necessary to protect MSS and
RAS operations. For example, small
satellites seeking to operate in this band
could demonstrate that they are not
within certain exclusion zones related
to United States RAS sites, such as those
identified in section 25.213. Earth
stations transmitting in these bands for
any system could be limited in number
and be specifically identified in the
application materials for applicants
seeking to operate in this band. Small
satellite operations in the band could be
required to observe out of band
emissions limits in section 25.216 to
protect the radionavigation satellite
service (RNSS). Moreover, we could
require that all earth stations operating
with a small satellite system have
directional antennas and that the system
must have the ability to avoid in-line
interference events to the existing
operators in the band, primarily through
operations at higher latitudes. We seek
comment on these proposals. We also
seek comment on whether authorization
should be limited to communications
with U.S. earth stations or if other
limitations should be adopted. We seek
further comment on the potential
impact of small satellite operations in
this band to existing or planned
operations in adjacent or nearby bands,
including to Iridium’s operations in the
adjacent band above,50 and to RNSS
systems operating below 1610 MHz. We
seek comment on whether application
of the existing out of band emissions
limits in section 25.216 of the
Commission’s rules would be sufficient
to protect these systems from harmful
interference.
49 Operations of small satellites using the
Globalstar system are addressed infra.
50 Iridium and Globalstar share 0.95 megahertz of
spectrum at 1617.775–1618.725 MHz. Iridium has
an exclusive assignment of MSS spectrum in the
1618.725–1626.5 MHz band.
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Use of MSS and FSS Frequency Bands
for Inter-Satellite Links with Small
Satellites. The Commission’s rules and
the ITU Radio Regulations define ‘‘intersatellite service’’ as a
radiocommunication service providing
links between satellites. Section
25.279(a) of the Commission’s rules
states that space stations may use
frequencies in the inter-satellite service
as indicated in section 2.106, and other
frequencies where inter-satellite links
are part of the service definition. For
example, the definition of FSS states
that in some cases FSS may include
satellite-to-satellite links, which may
also be operated in the inter-satellite
service. The definition of MSS likewise
includes radiocommunication service
‘‘between space stations used by this
service,’’ thereby permitting frequencies
allocated to MSS to be used for intersatellite links. For service allocations in
some frequency bands, the Table of
Frequency Allocations specifies a
directional limitation on operations.51
For example, an allocation for FSS may
be limited by parenthetical to the spaceto-Earth direction. In that instance,
inter-satellite communications would
not be in accordance with the Table of
Allocations.52 Where a parenthetical to
the FSS allocation specified ‘‘space-tospace’’ communications, the operation
of inter-satellite links would be in
accordance with the allocation, subject
to any other limitations.
In the MSS, Globalstar has operated
several experimental inter-satellite links
with small satellites. The small satellites
use Globalstar equipment developed for
earth station operations to transmit and
receive data by means of the Globalstar
system, including Globalstar satellites
and ground infrastructure. The
experimental communications have
taken place on frequencies currently
authorized to Globalstar for MSS,
typically in the 1615–1617.75 MHz or
2483.5–2495 MHz bands. Iridium has
similarly been authorized on an
experimental basis to utilize its MSS
satellites to communicate with small
satellites equipped with Iridium user
terminals in spectrum authorized for
use by Iridium, including in the
1618.725–1626.5 MHz band. In filings
for experimental authorizations, Iridium
and Globalstar acknowledge that their
part 25 authorizations currently do not
51 ITU R.R. No. 5.49 (‘‘In the case where there is
a parenthetical addition to an allocation in the
Table, that service allocation is restricted to the
type of operation so indicated.’’)
52 While not in conformance with the
International Table, space stations at both ends of
the inter-satellite link would still be subject to
applicable notification requirements under the
Radio Regulations.
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cover these types of space-to-space
communications. The frequency bands
that have been used for inter-satellite
communications between small
satellites and the Iridium and Globalstar
system do not include an allocation for
space-to-space operations in the MSS.
Therefore, these operations to date,
licensed under the experimental
process, have not been in conformance
with the Table of Frequency
Allocations.
We tentatively conclude that it would
serve the public interest to develop an
allocation for space-to-space operations
in the MSS in the frequency bands that
have been used for communications
with the Globalstar and Iridium
systems. There are a number of benefits
to inter-satellite operations, given the
capabilities and existing infrastructure
of these MSS systems and the ability of
small satellite operators to obtain
components needed to communicate
with these systems. We believe that
encouraging relay operations using
Iridium, Globalstar, or other systems can
alleviate some of the difficulties faced
by small satellite operators in
identifying frequencies for Earth-tospace and space-to-Earth links and
building or seeking out ground station
infrastructure. We seek comment on
these tentative conclusions. In addition,
given the interest in similar relay
communications with satellites
operating in the FSS, we ask whether
there are other frequency bands that
may be appropriate to identify for
facilitating inter-satellite
communications between satellites
operating in the FSS and small
satellites. Alternatively, we ask whether
there is a definitional change we could
develop and propose for MSS, FSS, or
ISS that would enable broader change at
the ITU for future accommodation of
these services within existing
allocations. We also seek comment on
whether there are additional
requirements, for example, technical
requirements, that could be adopted to
facilitate the use of MSS or FSS
frequency bands for inter-satellite links
without creating potential interference
to other operations.
Additionally, we seek comment on
providing for the authorization of intersatellite service links in the frequency
bands that have been used for
communications with the Globalstar
and Iridium systems through a footnote
to the U.S. Table. We also seek comment
on the bands within the MSS allocations
currently used by Globalstar and
Iridium, such as 1613.8–1626.5 MHz
and 2483.5–2495 MHz, that would be
appropriate for this proposal. We
recognize, for example, that frequency
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bands such as 1610–1613.8 MHz may
not be appropriate for such operations,
in order to ensure protection of radio
astronomy installations.
Fees. We note two important matters
related to our statutory fees.53
Application Fees. With respect to the
one-time application processing fee, the
Commission’s fee schedule is set forth
in section 8 of the Act. The fee schedule
includes a category for ‘‘Low-Earth Orbit
Satellite Systems,’’ which the
Commission has interpreted to mean
NGSO space stations. The Commission’s
International and Satellite Services Fee
Filing Guide describes an NGSO space
station as: ‘‘NGSO space stations orbit
the earth in non-geostationary orbits,’’
and the associated one-time processing
fee for authority to deploy and operate
these space stations is $454,705.00.
Because we expect most small satellites
would use low-earth orbits, we would
expect them to fall into this current
application fee category.
Recently, Congress passed the Repack
Airwaves Yielding Better Access for
Users of Modern Services Act of 2018,
or the RAY BAUM’S Act of 2018, which
authorized the Commission to ‘‘by rule
amend the schedule of application fees
. . . so that the schedule reflects the
. . . addition of new categories of
applications.’’ 54 Such application fees
should ‘‘recover the costs of the
Commission to process applications.’’ 55
Given our expectation that small
satellite applications will take less time
and fewer Commission resources to
process than a typical NGSO system, we
propose to establish a new application
fee for small satellite applications well
below the application fee of $454,705
for Low-Earth Orbit Satellite Systems—
specifically we estimate a fee of $30,000
would likely recover the costs to the
Commission to process these
applications.56 We anticipate that
processing a small satellite application
may require comparable Commission
resources to processing an application
for a modification of an NGSO system,
for which the application fee is
53 Applicants for U.S. market access do not
currently incur application or regulatory fees. See,
e.g.,Procedures for Assessment and Collection of
Regulatory Fees, 28 FCC Rcd 7790, 7809, para. 48
(2013) (‘‘Despite the regulatory benefits provided by
the Commission to non-U.S. licensed satellite
systems serving the United States they do not incur
the regulatory fees (or application fees) paid by
U.S.-licensed satellite systems.’’).
54 Consolidated Appropriations Act, 2018, 115th
Cong., Division P, section 102 (amending section
8(c) of the Act).
55 Id. (amending section 8(a) of the Act).
56 We note that the effective date of this statutory
change is October 1, 2018, and we make clear that
we are not proposing to make any changes to our
application fees before that date. Id. (section 103 of
the Act, effective date).
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currently $32,480. Modification
applications typically do not require
review of a full set of data, but only
those aspects of the operations that are
changing, and frequently do not require
a processing round. This more limited
review is less resource intensive, and
similarly, we expect that review of
satellite application filed under the
proposed streamlined process would be
more limited given the streamlined
application and lack of processing
rounds. We seek comment on this
application-fee proposal, as well as
whether a higher or lower fee would be
appropriate. We further seek comment
on the costs and benefits of this
proposal. We also note that the
Commission will be developing an
accounting system to track the costs of
applications, including small satellite
applications,57 and we expect that our
experience actually processing these
new applications will eventually inform
the appropriate application fee.
Regulatory Fees. The second feerelated matter concerns annual
regulatory fees for small satellites.
Entities authorized to operate NGSO
systems under part 25 currently must
pay an annual regulatory fee which, for
fiscal year 2017, was $135,350.00 per
operational system. As a general matter,
the Commission does not entertain
issues about specific parts of the
regulatory fee schedule apart from its
annual review of the overall regulatory
fee schedule, given the interdependency
of the fees charged across individual
categories.58 Accordingly, any
comments regarding regulatory fees, as
applicable to small satellites, should be
filed in the proceedings we open for
conducting the annual review of such
fees.59
57 Id.
(adding section 9A(f) to the Act).
Commission annually reviews the
regulatory fee schedule, proposes changes to the
schedule to reflect changes in the amount of its
appropriation, and proposes increases or decreases
to the schedule of regulatory fees. The Commission
allocates the total amount to be collected among the
various regulatory fee categories. Thus, a change in
the regulatory fee schedule applicable to one
category may affect the regulatory fees applicable to
other categories.
59 Academic researchers from the SamuelsonGlushko Technology Law & Policy Clinic filed an
ex parte letter stating that absent changes, the
annual regulatory fee of $135,350 currently assessed
to NGSO systems would effectively prevent
universities seeking to deploy small satellite
systems from utilizing the proposed licensing
procedures, and asking that we seek comment on
the regulatory fee in this NPRM. See Letter from
Blake Reid, Director, et. al., Samuelson-Glushko
Technology Law & Policy Clinic to Jose
Albuquerque, Chief, Satellite Division, International
Bureau, FCC, IB Docket No. 18–86 (filed Apr. 9,
2018). Given the interdependency of the fees
charged across individual categories, comments
regarding regulatory fees should be filed in the
proceedings for annual review of those fees, and
58 The
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Conclusion
Small satellites represent a dynamic
sector in the satellite industry. Our goal
is to encourage innovation in this realm
by developing processes that can
accommodate new types of missions
while still ensuring that operators do
not experience harmful interference and
that the operations are in the public
interest. Accordingly, we seek comment
on these proposals.
Initial Regulatory Flexibility Analysis
As required by the Regulatory
Flexibility Act of 1980, as amended
(RFA), the Commission has prepared
this present Initial Regulatory
Flexibility Analysis (IRFA) of the
possible significant economic impact on
a substantial number of small entities by
the policies and rules proposed in this
NPRM. Written public comments are
requested on this IRFA. Comments must
be identified as responses to the IRFA
and must be filed by the deadlines
specified in the NPRM for comments.
The Commission will send a copy of
this NPRM, including this IRFA, to the
Chief Counsel for Advocacy of the Small
Business Administration (SBA). In
addition, the NPRM and IRFA (or
summaries thereof) will be published in
the Federal Register.
A. Need for, and Objectives of, the
Proposed Rules
sradovich on DSK3GMQ082PROD with PROPOSALS
This NPRM seeks comment on several
proposals relating to the Commission’s
rules and policies related to small
satellites. The rules proposed in this
NPRM will accommodate authorization
under part 25 of the Commission’s rules
of satellites that until now have been
licensed through the experimental
licensing process in part 5 of the
Commission’s rules and have not been
able to provide full commercial service,
or have been required to file for a
regular part 25 NGSO authorization.
Adoption of the proposed changes
would modify 47 CFR part 25 of the
Commission’s rules to make small
satellite authorization more accessible,
limit regulatory costs borne by
applicants, shorten application
processing times, and offer protection
for critical communication links, while
promoting efficient use of spectrum.
B. Legal Basis
The proposed action is authorized
under sections 4(i), 7, 8, 301, 303, 308
and 309 of the Communications Act of
1934, as amended, 47 U.S.C. 154(i), 157,
158, 301, 303, 308, 309.
there are no limitations that would hinder
development of the record in those proceedings.
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C. Description and Estimate of the
Number of Small Entities to Which the
Proposed Rules Will Apply
The RFA directs agencies to provide
a description of, and, where feasible, an
estimate of, the number of small entities
that may be affected the proposed rules,
if adopted. The RFA generally defines
the term ‘‘small entity’’ as having the
same meaning as the terms ‘‘small
business,’’ ‘‘small organization,’’ and
‘‘small governmental jurisdiction.’’ In
addition, the term ‘‘small business’’ has
the same meaning as the term ‘‘small
business concern’’ under the Small
Business Act. A ‘‘small business
concern’’ is one which: (1) Is
independently owned and operated; (2)
is not dominant in its field of operation;
and (3) satisfies any additional criteria
established by the Small Business
Administration (SBA).
Satellite Telecommunications and All
Other Telecommunications
The rules proposed in this NPRM
would affect some providers of satellite
telecommunications services, if
adopted. Satellite telecommunications
service providers include satellite and
earth station operators. Since 2007, the
SBA has recognized two census
categories for satellite
telecommunications firms: ‘‘Satellite
Telecommunications’’ and ‘‘All Other
Telecommunications.’’ Under both
categories, a business is considered
small if it had $32.5 million or less in
average annual receipts.
The first category of Satellite
Telecommunications ‘‘comprises
establishments primarily engaged in
providing telecommunications services
to other establishments in the
telecommunications and broadcasting
industries by forwarding and receiving
communications signals via a system of
satellites or reselling satellite
telecommunications.’’ For this category,
Census Bureau data for 2012 show that
there were a total of 333 satellite
telecommunications firms that operated
for the entire year. Of this total, 299
firms had annual receipts of under $25
million, and 12 firms had receipts of
$25 million to $49,999,999.
The second category of Other
Telecommunications is comprised of
entities ‘‘primarily engaged in providing
specialized telecommunications
services, such as satellite tracking,
communications telemetry, and radar
station operation. This industry also
includes establishments primarily
engaged in providing satellite terminal
stations and associated facilities
connected with one or more terrestrial
systems and capable of transmitting
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telecommunications to, and receiving
telecommunications from, satellite
systems. Establishments providing
internet services or voice over internet
protocol (VoIP) services via clientsupplied telecommunications
connections are also included in this
industry.’’ For this category, Census
Bureau data for 2012 show that there
were a total of 1,442 firms that operated
for the entire year. Of this total, 1,415
firms had annual receipts of under $25
million. We anticipate that some of
these ‘‘Other Telecommunications
firms,’’ which are small entities, are
earth station applicants/licensees, but
since we do not propose changes to our
licensing rules specific to earth station,
we do not anticipate that these entities
would be affected if our proposed rule
changes are adopted.
We anticipate that our proposed rule
changes may have an impact on space
station applicants and licensees. While
traditionally space station applicants
and licensees only rarely qualified
under the definition of a small entity,
the small satellite applicants and
licensees that are contemplated by this
NPRM may qualify as small entities that
would be affected by our proposed
actions.
D. Description of Projected Reporting,
Recordkeeping, and Other Compliance
Requirements for Small Entities
This NPRM seeks comments and
proposed several rule changes that will
affect small satellite authorization
procedures, recordkeeping, and other
compliance requirements for space
station operators. Many of the proposed
changes, as described below, would
decrease the burden in various regards
for entities that plan to launch or
operate satellites that may be
colloquially referred to as ‘‘small
satellites.’’
First, this NPRM proposes to simplify
application requirements by tailoring a
section specifically for small satellites
or small satellite constellations meeting
certain characteristics, such as low total
number of satellites, short mission
duration, and low altitude orbit. These
proposals include some documentation
requirements consistent with those
already established for an applicant
under part 25 of the Commission’s rules.
We propose that some of the
informational requirements, however,
may be completed by a certification
rather than narrative description, which
we believe will lessen the burden on
these small satellite applicants.
Second, this NPRM proposes to
identify frequencies which may be
useful for small satellites. This portion
of the NPRM should not increase any
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requirements with respect to small
entities, but instead, is designed to help
small entities apply for satellite
licenses.
Third, this NPRM proposes to
decrease the application fees applicable
to small satellites to $30,000.
In sum, this NPRM seeks to make
obtaining authorization of small
satellites more accessible, limit
regulatory costs borne by applicants,
shorten application processing times,
and encourage the protection of
communications links, while enabling
efficient use of spectrum.
E. Steps Taken To Minimize Significant
Economic Impact on Small Entities, and
Significant Alternatives Considered
The RFA requires an agency to
describe any significant, specifically
small business, alternatives that it has
considered in reaching its proposed
approach, which may include the
following four alternatives (among
others): ‘‘(1) The establishment of
differing compliance or reporting
requirements or timetables that take into
account the resources available to small
entities; (2) the clarification,
consolidation, or simplification of
compliance and reporting requirements
under the rules for such small entities;
(3) the use of performance rather than
design standards; and (4) an exemption
from coverage of the rule, or any part
thereof, for such small entities.’’
This NPRM seeks comment from all
interested parties. The Commission is
aware that some of the proposals under
consideration may impact small entities.
Small entities are encouraged to bring to
the Commission’s attention any specific
concerns they may have with the
proposals outlined in this NPRM.
The Commission expects to consider
any economic impact on small entities,
as identified in comments filed in
response to this NPRM, in reaching its
final conclusions and taking action in
this proceeding.
In this NPRM, the Commission
considers rule revisions to reflect
changes and advances in the satellite
industry. This NPRM proposes to
eliminate some information filing
requirements. We propose that
applicants may provide certifications in
lieu of narrative information. In
addition, we propose that applicants be
exempt from the bond requirement for
a certain period of time, and that
applications for small satellites will not
be subject to the processing round
procedures. These proposals are
designed to lower the regulatory burden
involved in licensing small satellites
and reduce application processing
times, thereby lessening the burden of
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compliance on small entities with more
limited resources than larger entities.
Additionally, the NPRM proposes to
decrease the application fee for small
satellite applicants.
The proposed streamlined process is
optional, so a small satellite applicant
could still choose to apply under the
Commission’s existing part 5 or part 25
rules. The proposed changes, however,
would facilitate authorization of small
satellites under part 25 of the
Commission’s rules. These changes
could support smaller entities who aim
to develop and launch a small satellite
or a small satellite constellation.
F. Federal Rules That May Duplicate,
Overlap, or Conflict With the Proposed
Rules
None.
List of Subjects
47 CFR Part 2
Radio, Table of Frequency
Allocations.
47 CFR Part 25
Communications equipment, Earth
stations, Radio, Reporting and
recordkeeping requirements, Satellites.
Federal Communications Commission.
Marlene Dortch,
Secretary, Office of the Secretary.
Proposed Rules
For the reasons discussed in the
preamble, the Federal Communications
Commission proposes to amend 47 parts
2 and 25 as follows:
PART 2—FREQUENCY ALLOCATIONS
AND RADIO TREATY MATTERS;
GENERAL RULES AND REGULATIONS
1. The authority citation for part 2
continues to read as follows:
■
Authority: 47 U.S.C. 154, 302a, 303, and
336, unless otherwise noted.
2. Amend § 2.106, the Table of
Frequency Allocations, under ‘‘United
States (US) Footnotes,’’ by adding, in
numerical order, footnote USXXX to
read as follows:
■
§ 2.106
Table of Frequency Allocations.
*
*
*
*
*
USXXX In the bands 149.9–150.05
MHz and 1610.6–1613.8 MHz, small
satellites as authorized under 47 CFR
25.122 operate as an application of the
mobile-satellite service (Earth-to-space).
*
*
*
*
*
PART 25—SATELLITE
COMMUNICATIONS
3. The authority citation for part 25
continues to read as follows:
■
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Authority: 47 U.S.C. 154, 301, 302, 303,
307, 309, 310, 319, 332, 605, and 721 unless
otherwise noted.
4. Amend § 25.113 by revising
paragraph (i) to read as follows:
■
§ 25.113 Station construction, deployment
approval, and operation of spare satellites.
*
*
*
*
*
(i) An operator of NGSO space
stations under a blanket license granted
by the Commission, except for those
authorized pursuant to the application
process in § 25.122, need not apply for
license modification to deploy and
operate technically identical
replacement satellites in an authorized
orbit within the term of the system
authorization. However, the licensee
must notify the Commission of the
intended launch at least 30 days in
advance and certify that its operation of
the additional space station(s) will not
increase the number of space stations
providing service above the maximum
number specified in the license.
■ 5. Amend § 25.114 by revising
introductory paragraph (d) to read as
follows:
§ 25.114 Applications for space station
authorizations.
*
*
*
*
*
(d) The following information in
narrative form shall be contained in
each application, except NGSO space
station applications filed pursuant to
§ 25.122:
*
*
*
*
*
■ 6. Amend § 25.117 by revising
paragraph (d)(1) to read as follows:
§ 25.117
Modification of station license.
*
*
*
*
*
(d)(1) Except as set forth in § 25.118(e)
and (f), applications for modifications of
space station authorizations shall be
filed in accordance with § 25.114 and/
or § 25.122, as applicable, but only those
items of information listed in § 25.114
and/or § 25.122 that change need to be
submitted, provided the applicant
certifies that the remaining information
has not changed.
*
*
*
*
*
■ 7. Amend § 25.121 by revising
paragraphs (a)(1) and adding paragraph
(a)(3) to read as follows:
§ 25.121
License term and renewals.
(a) * * *
(1) Except for licenses for DBS space
stations, SDARS space stations and
terrestrial repeaters, 17/24 GHz BSS
space stations licensed as broadcast
facilities, and licenses for which the
application was filed pursuant to
§ 25.122, licenses for facilities governed
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by this part will be issued for a period
of 15 years.
*
*
*
*
*
(3) Licenses for which the application
was filed pursuant to § 25.122 will be
issued for a period of 5 years, without
the possibility of extension or
replacement authorization.
*
*
*
*
*
■ 8. Add § 25.122 to read as follows:
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§ 25.122 Applications for streamlined
small satellite authorization.
(a) This Section shall only apply to
applicants for NGSO satellite systems
that are able to certify compliance with
the certifications set forth in paragraph
(c) of this section. For applicants
seeking to be authorized under this
section, a comprehensive proposal for
Commission evaluation must be
submitted for each satellite in the
proposed NGSO satellite system on FCC
Form 312, Main Form and Schedule S,
as described in § 25.114(a) through (c),
together with the certifications
described in paragraph (c) of this
section and the narrative requirements
described in paragraph (d) of this
section.
(b) Applications for NGSO satellite
systems may be filed under this section,
provided that the total number of space
stations in the system is ten or fewer.
(1) To the extent that space stations in
the satellite system will be technicallyidentical, the applicant may submit an
application for blanket-licensed space
stations.
(2) Where the space stations in the
satellite system are not technicallyidentical, the applicant must certify that
each type of space station satisfies the
criteria in paragraph (c) of this section,
and submit technical information for
each type of space station.
(c) Certifications under this section.
Applicants filing for licenses under the
streamlined procedure described in this
section must include with their
applications certifications that the
following criteria will be met for all
space stations to be operated under the
license:
(1) The space station(s) will operate
only in non-geostationary orbit;
(2) The total on-orbit lifetime is
planned to be five years or less for the
system;
(3) The space station(s):
(i) Will be deployed at an orbital
altitude of 400 km or below;
(ii) Will be deployed from the
International Space Station, or a vehicle
docked with the International Space
Station; or
(iii) Will maintain a propulsion
system and have the ability to make
collision avoidance maneuvers at any
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time the space station is located above
an altitude of 400 km.
(4) The space station(s) will be
identifiable by unique markers
distinguishing it from other space
stations or space objects;
(5) The space station(s) will release no
operational debris;
(6) No debris will be generated in an
accidental explosion resulting from the
conversion of energy sources on board
the space station into energy that
fragments the spacecraft;
(7) The probability of a collision
between each space station and any
other large object during the orbital
lifetime of the space station is less than
0.001.
(8) The space station(s) will be
disposed of post-mission through
atmospheric re-entry. The probability of
human casualty from portions of the
spacecraft surviving re-entry and
reaching the surface of the Earth is zero
based on reasonable calculations;
(9) Operation of the space station(s)
will not cause harmful interference to
space stations currently authorized
under this part and operating in the
requested frequency band(s) consistent
with the U.S. Table of Frequency
Allocations. Operations will not
unreasonably preclude future entrants
from utilizing the requested frequency
band(s);
(10) The space station(s) will not
transmit unless it receives a command
originating from the ground to do so and
can be commanded by command
originating from the ground to cease
transmissions;
(11) Each space station will have
physical dimensions greater than 10 cm
x 10 cm x 10 cm; and
(12) Each space station will have a
mass of 180 kg or less.
(d) Other application information.
The following information in narrative
form shall be contained in each
application:
(1) An overall description of system
facilities, operations, and services and
an explanation of how uplink frequency
bands would be connected to downlink
frequency bands;
(2) Public interest considerations in
support of grant;
(3) A description of means by which
requested spectrum could be shared
with both current and future operators,
(e.g., how ephemeris data will be
shared, antenna design, earth station
geographic locations) thereby not
unreasonably precluding other
operations in the requested frequency
band(s);
(4) For space stations with any means
of maneuverability, including both
active and passive means, a description
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24079
of the design and operation of
maneuverability and de-orbit systems;
and
(5) If at the time of application any
manned spacecraft is located at or below
the deployment orbital altitude of the
space station seeking a license, a
description of the design and
operational strategies that will be used
to avoid in-orbit collision with such
manned spacecraft.
■ 9. Amend § 25.156 by revising
paragraph (d)(1) to read as follows:
§ 25.156
Consideration of applications.
*
*
*
*
*
(d)(1) Applications for NGSO-like
satellite operation will be considered
pursuant to the procedures set forth in
§ 25.157, except as provided in
§ 25.157(b) or § 25.157(i), as appropriate.
*
*
*
*
*
■ 10. Amend § 25.157 by revising
paragraph (a), and adding paragraph (i)
to read as follows:
§ 25.157 Consideration of applications for
NGSO-like satellite operation.
(a) This section specifies the
procedures for considering license
applications for ‘‘NGSO-like’’ satellite
operation, except as provided in
paragraphs (b) and (i) of this section. For
purposes of this section, the term
‘‘NGSO-like satellite operation’’ means:
(1) Operation of any NGSO satellite
system, and
(2) Operation of a GSO MSS satellite
to communicate with earth stations with
non-directional antennas.
*
*
*
*
*
(i) For consideration of license
applications filed pursuant to the
procedures described in § 25.122, the
application will be processed and
granted in accordance with §§ 25.150
through 25.156, taking into
consideration the information provided
by the applicant under § 25.122(d)(3),
but without a processing round as
described in this section and without a
queue as described in § 25.158.
■ 11. Amend § 25.159 revising
paragraph (b) to read as follows:
§ 25.159 Limits on pending applications
and unbuilt satellite systems.
*
*
*
*
*
(b) Applicants with an application for
one NGSO-like satellite system license
on file with the Commission in a
particular frequency band, or one
licensed-but-unbuilt NGSO-like satellite
system in a particular frequency band,
will not be permitted to apply for
another NGSO-like satellite system
license in that frequency band, except
E:\FR\FM\24MYP1.SGM
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Federal Register / Vol. 83, No. 101 / Thursday, May 24, 2018 / Proposed Rules
§ 25.217
for applicants filing pursuant to
§ 25.122.
*
*
*
*
*
■ 12. Amend § 25.165 by revising
paragraphs (a) and (e), and adding
paragraph (h) to read as follows:
sradovich on DSK3GMQ082PROD with PROPOSALS
§ 25.165
Surety bonds.
(a) For all space station licenses
issued after September 20, 2004, other
than licenses for DBS space stations,
SDARS space stations, space stations
licensed under the process outlined in
section 25.122, and replacement space
stations as defined in paragraph (e) of
this section, the licensee must post a
bond within 30 days of the grant of its
license. Failure to post a bond will
render the license null and void
automatically.
*
*
*
*
*
(e) A replacement space station is one
that:
(1) Is authorized to operate at an
orbital location within ±0.15° of the
assigned location of a GSO space station
to be replaced or is authorized for NGSO
operation and will replace an existing
NGSO space station in its authorized
orbit, except for space stations
authorized under section 25.122;
(2) Is authorized to operate in the
same frequency bands, and with the
same coverage area as the space station
to be replaced; and
(3) Is scheduled to be launched so that
it will be brought into use at
approximately the same time, but no
later than, as the existing space station
is retired.
*
*
*
*
*
(h) Licensees of space stations under
the process outlined in § 25.122 need
not post a bond unless the space station
is not launched, orbiting, and
operational, as described in § 25.164,
within a period of one year plus 30 days
following grant of license. If the space
station is not operational following the
one years plus 30 days period, then the
licensee must file a bond in accordance
with paragraph (a)(1) of this Section,
and be subject to the requirements of
paragraphs (b), (c), and (g) of this
section.
*
*
*
*
*
■ 13. Amend § 25.217 by revising
paragraph (b)(1) and adding paragraph
(b)(4) to read as follows:
VerDate Sep<11>2014
18:08 May 23, 2018
Jkt 244001
Default service rules.
*
*
*
*
(b)(1) For all NGSO-like satellite
licenses, except as specified in
paragraph (b)(4), for which the
application was filed pursuant to the
procedures set forth in § 25.157 after
August 27, 2003, authorizing operations
in a frequency band for which the
Commission has not adopted frequency
band-specific service rules at the time
the license is granted, the licensee will
be required to comply with the
following technical requirements,
notwithstanding the frequency bands
specified in these rule provisions:
§§ 25.143(b)(2)(ii) (except NGSO FSS
systems) and (iii), 25.204(e), and
25.210(f) and (i).
*
*
*
*
*
(4) For all small satellite licensees, for
which the application was filed
pursuant to § 25.122, authorizing
operations in a frequency band for
which the Commission has not adopted
frequency-band specific service rules at
the time the license is granted, the
licensee will not be required to comply
with the technical requirements
specified in this section.
*
*
*
*
*
[FR Doc. 2018–10943 Filed 5–23–18; 8:45 am]
BILLING CODE 6712–01–P
DEPARTMENT OF THE INTERIOR
Fish and Wildlife Service
50 CFR Part 21
[Docket No. FWS–HQ–MB–2014–0067;
FF09M29000–156–FXMB1232090BPP0]
Migratory Bird Permits; Programmatic
Environmental Impact Statement
Fish and Wildlife Service,
Interior.
ACTION: Announcement.
AGENCY:
We, the U.S. Fish and
Wildlife Service (Service), inform the
public that we are no longer considering
preparation of a programmatic
environmental impact statement (PEIS)
pursuant to the National Environmental
Policy Act to evaluate the potential
environmental impacts of a proposed
rule to authorize incidental take of
migratory birds under the Migratory
Bird Treaty Act.
SUMMARY:
PO 00000
Frm 00036
Fmt 4702
Sfmt 9990
As of May 24, 2018, no further
action will be taken in regard to the
notice of intent to prepare a PEIS that
was published in the Federal Register
on May 26, 2015 (80 FR 30032).
ADDRESSES: The notice of intent and the
comments received can be viewed
online at www.regulations.gov in Docket
No. FWS–HQ–MB–2014–0067.
FOR FURTHER INFORMATION CONTACT: Ken
Richkus, Deputy Chief, Division of
Migratory Bird Management, U.S. Fish
and Wildlife Service, 5275 Leesburg
Pike, Falls Church, VA 22041–3803,
telephone 703–358–1780.
SUPPLEMENTARY INFORMATION:
DATES:
*
Background
On May 26, 2015, the Service
published in the Federal Register a
notice of intent (80 FR 30032) to prepare
a programmatic environmental impact
statement (PEIS) pursuant to the
National Environmental Policy Act
(NEPA; 42 U.S.C. 4321–4347). The
purpose of the PEIS was to evaluate the
potential environmental impacts of a
proposal to authorize incidental take of
migratory birds under the Migratory
Bird Treaty Act (MBTA; 16 U.S.C. 703–
711). The Service was considering
rulemaking to address various
approaches to regulating incidental take
of migratory birds. The regulations
would also have provided protection for
entities that had taken efforts to reduce
incidental take by promoting
implementation of appropriate
conservation measures to avoid or
reduce avian mortality.
Announcement
Due to issuance of the December 22,
2017, DOI Solicitor Opinion (M–37050),
the actions contemplated are
superseded, and we are no longer
pursuing action on the PEIS as
announced in the notice of intent that
was published in the Federal Register
on May 26, 2015 (80 FR 30032). We
publish this document under the
authorities of NEPA and the MBTA.
Dated: May 16, 2018.
James W. Kurth,
Deputy Director for U.S. Fish and Wildlife
Service, Exercising the Authority of the
Director for U.S. Fish and Wildlife Service.
[FR Doc. 2018–11147 Filed 5–23–18; 8:45 am]
BILLING CODE 4310–55–P
E:\FR\FM\24MYP1.SGM
24MYP1
Agencies
[Federal Register Volume 83, Number 101 (Thursday, May 24, 2018)]
[Proposed Rules]
[Pages 24064-24080]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2018-10943]
=======================================================================
-----------------------------------------------------------------------
FEDERAL COMMUNICATIONS COMMISSION
47 CFR Parts 2 and 25
[IB Docket No. 18-86; FCC 18-44]
Streamlining Licensing Procedures for Small Satellites
AGENCY: Federal Communications Commission.
ACTION: Proposed rule.
-----------------------------------------------------------------------
SUMMARY: In this document, the Federal Communications Commission
proposes to streamline its rules to facilitate the deployment of a
class of satellites known as small satellites, which have relatively
short duration missions.
DATES: Comments are due on or before July 9, 2018. Reply comments are
due on or before August 7, 2018.
ADDRESSES: You may submit comments, identified by IB Docket No. 18-86,
by any of the following methods:
Federal Communications Commission's website: https://apps.fcc.gov/ecfs/. Follow the instructions for submitting comments.
People with Disabilities: Contact the FCC to request
reasonable accommodations (accessible format documents, sign language
interpreters, CART, etc.) by email: [email protected] or phone: 202-418-
0530 or TTY: 202-418-0432.
For detailed instructions for submitting comments and additional
information on the rulemaking process, see the SUPPLEMENTARY
INFORMATION section of this document.
FOR FURTHER INFORMATION CONTACT: Merissa Velez, 202-418-0751.
SUPPLEMENTARY INFORMATION: This is a summary of the Commission's Notice
of Proposed Rulemaking (NPRM), IB Docket No. 18-86; FCC 18-44, adopted
and released on April 17, 2018. The full text of this document is
available at https://transition.fcc.gov/Daily_Releases/Daily_Business/2018/db0417/FCC-18-44A1.pdf. The full text of this document is also
available for inspection and copying during business hours in the FCC
Reference Information Center, Portals II, 445 12th Street SW, Room CY-
A257, Washington, DC 20554. To request materials in accessible formats
for people with disabilities, send an email to [email protected] or call
the Consumer & Governmental Affairs Bureau at 202-418-0530 (voice),
202-418-0432 (TTY).
Comment Filing Requirements
Pursuant to Sec. Sec. 1.415 and 1.419 of the Commission's rules,
47 CFR 1.415, 1.419, interested parties may file comments and reply
comments on or before the dates indicated on the first page of this
document. Comments may be filed using the Commission's Electronic
Comment Filing System (ECFS). See Electronic Filing of Documents in
Rulemaking Proceedings, 63 FR 24121 (1998).
Electronic Filers. Comments may be filed electronically
using the internet by accessing the ECFS, https://apps.fcc.gov/ecfs.
Paper Filers. Parties who choose to file by paper must
file an original and one copy of each filing. If more than one docket
or rulemaking number appears in the caption of this proceeding, filers
must submit two additional copies for each additional docket or
rulemaking
[[Page 24065]]
number. Filings may be sent by hand or messenger delivery, by
commercial overnight courier, or by first-class or overnight U.S.
Postal Service mail. All filings must be addressed to the Commission's
Secretary, Office of the Secretary, Federal Communications Commission.
All hand-delivered or messenger-delivered paper filings
for the Commission's Secretary must be delivered to FCC Headquarters at
445 12th Street SW, Room TW-A325, Washington, DC 20554. The filing
hours are 8:00 a.m. to 7:00 p.m. All hand deliveries must be held
together with rubber bands or fasteners. Any envelopes and boxes must
be disposed of before entering the building.
Commercial overnight mail (other than U.S. Postal Service
Express Mail and Priority Mail) must be sent to 9050 Junction Drive,
Annapolis Junction, MD 20701.
U.S. Postal Service first-class, Express, and Priority
mail must be addressed to 445 12th Street SW, Washington, DC 20554.
People with Disabilities. To request materials in accessible
formats for people with disabilities (Braille, large print, electronic
files, audio format), send an email to [email protected] or call the
Consumer & Governmental Affairs Bureau at 202-418-0530 (voice), 202-
418-0432 (tty).
Ex Parte Presentations
Pursuant to 47 CFR 1.1200(a), this proceeding will be treated as a
``permit-but-disclose'' proceeding in accordance with the Commission's
ex parte rules. Persons making ex parte presentations must file a copy
of any written presentation or a memorandum summarizing any oral
presentation within two business days after the presentation (unless a
different deadline applicable to the Sunshine period applies). Persons
making oral ex parte presentations are reminded that memoranda
summarizing the presentation must (1) list all persons attending or
otherwise participating in the meeting at which the ex parte
presentation was made, and (2) summarize all data presented and
arguments made during the presentation. If the presentation consisted
in whole or in part of the presentation of data or arguments already
reflected in the presenter's written comments, memoranda or other
filings in the proceeding, the presenter may provide citations to such
data or arguments in his or her prior comments, memoranda, or other
filings (specifying the relevant page and/or paragraph numbers where
such data or arguments can be found) in lieu of summarizing them in the
memorandum. Documents shown or given to Commission staff during ex
parte meetings are deemed to be written ex parte presentations and must
be filed consistent with 47 CFR 1.1206(b). In proceedings governed by
47 CFR 1.49(f) or for which the Commission has made available a method
of electronic filing, written ex parte presentations and memoranda
summarizing oral ex parte presentations, and all attachments thereto,
must be filed through the electronic comment filing system available
for that proceeding, and must be filed in their native format (e.g.,
.doc, .xml, .ppt, searchable .pdf). Participants in this proceeding
should familiarize themselves with the Commission's ex parte rules.
Paperwork Reduction Act
This document contains proposed new and modified information
collection requirements. The Commission, as part of its continuing
effort to reduce paperwork burdens, invites the general public and the
Office of Management and Budget to comment on the information
collection requirements contained in this document, as required by the
Paperwork Reduction Act of 1995. In addition, pursuant to the Small
Business Paperwork Relief Act of 2002, we seek specific comment on how
we might further reduce the information collection burden for small
business concerns with fewer than 25 employees.
Synopsis
In this Notice of Proposed Rulemaking (NPRM), we seek comment on
proposed revisions to our rules to facilitate deployment of a class of
satellites known colloquially as ``small satellites.'' These types of
satellites, which have relatively short duration missions, have been
advancing scientific research and are increasingly being used for
commercial endeavors such as gathering Earth observation data. The
proposed rules are designed to lower the regulatory burden involved in
licensing small satellites and reduce application processing times,
while offering protection for critical communication links and enabling
efficient use of spectrum for this dynamic sector.
Background
The impetus for this NPRM is to facilitate the authorization and
operations of ``small satellites.'' Although a wide variety of
satellites are being designed and launched as ``small satellites,'' the
Commission has not previously defined this category of space objects.
There are a number of ways of describing small satellites. A recent
International Telecommunication Union Radiocommunication (ITU-R) Report
indicated that satellites weighing less than 500 kilograms (kg) are
sometimes referred to as small satellites.\1\ The National Aeronautics
and Space Administration (NASA) has in some instances described small
satellites as satellites having a mass of less than 180 kg.\2\ The ITU-
R Report focused on satellites that have a mass of less than 10 kg and
identified their typical mission duration as less than three years.
Such missions have been characterized in other ITU-R documents as
``short duration missions.'' \3\ Other notable typical characteristics
of small satellites include operation in low-Earth orbit (LEO), as well
as lower power as compared with traditional satellite systems. This
proceeding seeks to address this category of ``small satellites'' which
we propose to define by seeking comment on a number of particular
characteristics.
---------------------------------------------------------------------------
\1\ See International Telecommunication Union,
Radiocommunication Sector (ITU-R), Characteristics, definitions and
spectrum requirements of nanosatellites and picosatellites, as well
as systems composed of such satellites, Report SA.2312 (Sept. 2014),
https://www.itu.int/en/ITU-R/space/Documents/R-REP-SA.2312-2014-PDF-E.pdf (ITU-R Characteristics Report). The ITU-R Report focused on a
subset of satellites that have been characterized as
``nanosatellites'' and ``picosatellites.'' Id. at 2. Nanosatellites
typically have a mass of 1-10 kg, and picosatellites typically have
a mass of 0.1-1 kg. Id. at 3. The ITU-R Report focused on a subset
of satellites that have been characterized as ``nanosatellites'' and
``picosatellites.'' Nanosatellites typically have a mass of 1-10 kg,
and picosatellites typically have a mass of 0.1-1 kg.
\2\ See, e.g., NASA Ames Research Center, Small Spacecraft
Technology State of the Art, NASA/TP-2015-216648/REV1 at 1 (Dec.
2015), https://www.nasa.gov/sites/default/files/atoms/files/small_spacecraft_technology_state_of_the_art_2015_tagged.pdf (NASA
Small Spacecraft Technology Report) (describing small satellites as
spacecraft with a mass of less than 180 kg for purposes of the
Report).
\3\ ITU-R Resolution 659 (WRC-15), Studies to accommodate
requirements in the space operation service for non-geostationary
satellites with short duration missions (defining ``short duration
mission'' as typically not lasting more than three years).
---------------------------------------------------------------------------
The Commission has authorized small satellites both as commercial
operations under part 25 of the Commission's rules and as experimental
operations--including scientific and research missions for purposes of
experimentation, product development, and market trials--under part 5
of the Commission's rules. Some amateur small satellite operations have
also been authorized under part 97 of the Commission's rules. Because
of the increasingly commercial nature of small
[[Page 24066]]
satellite missions, many satellites are not suitable for licensing
under the Commission's part 5 experimental licensing process, and part
5 licensees cannot obtain interference protection for
radiocommunications links. On the other hand, obtaining a part 25
regular commercial authorization for an NGSO system can be challenging
for some small satellite applicants because of the costs and timelines
involved, as compared to the overall scope of most small satellite
enterprises. The same application and regulatory fees are currently
applicable to all NGSO part 25 applicants and licensees, regardless of
the specific characteristics of the system. In some instances, these
fees constitute a large percentage of the cost of the small satellite
system, and could even exceed the total cost of a small satellite
mission. Part 25 licensees are also subject to a requirement to post an
initial surety bond, which can be challenging for licensees planning
small, low-cost systems. Further, under part 25, most NGSO satellite
applications are processed according to a processing round procedure,
which can add to application review time by the Commission and
regulatory complexity for applicants. Given some of the challenges
presented by the Commission's licensing process to small satellite
systems and their promise as a driver of innovation, our goal in this
proceeding is to develop a streamlined authorization process within
part 25 that is tailored to small satellites.
Today the small satellite sector is engaged in a range of
activities, from brief research-oriented satellite missions to
regularly replenishing commercial satellite constellations operating
over a number of years.\4\ While this NPRM is focused on those missions
having short duration, we observe that there appears to have been
growth in this sector across the full range of activities. For purposes
of this rulemaking we are not proposing to consider non-geostationary
orbit (NGSO) FSS constellations that include numerous satellites to be
``small satellites,'' even if the physical size of each of those
satellites could be considered small.\5\ We believe that the
characteristics proposed below for small satellites applying under the
streamlined process, such as an orbital lifetime of five years or less
and the ability to share spectrum with existing and future operators in
a particular frequency band, will differentiate small satellite systems
under consideration in this NPRM from typical NGSO FSS, MSS, or other
systems requiring full-time uninterrupted availability of assigned
spectrum. We recognize that NGSO FSS systems may in part be responsible
for some growth indicators discussed below, such as launch vehicle
development, but to the extent possible we have sought to exclude those
systems from our discussion of trends in this sector.
---------------------------------------------------------------------------
\4\ These replenishing satellite systems consist of satellites
that are replaced on a regular basis, as the service continues to be
provided. An example of a system in this category is Planet's NGSO
system.
\5\ For example, some of the planned NGSO FSS systems consist of
what could be considered ``minisatellites'', with a typical mass
between 100 kg and 500 kg. This proceeding is also not tailored to
address the operations of traditional NGSO satellite constellations
offering mobile-satellite service (MSS), such as those operated by
Iridium LLC, Globalstar, Inc., or ORBCOMM License Corp., more
traditional NGSO satellites offering remote sensing operations, or
those in the Satellite Digital Audio Radio Service (SDARS), among
others.
---------------------------------------------------------------------------
For much of the history of the satellite industry, economies of
scale, increased capabilities of launch vehicles, and rising global
demand for satellite services pushed satellite manufacturers to focus
their efforts on designing larger and more powerful satellites. In the
last 15 years, however, the miniaturization of components and the
ability of small satellite developers to capitalize on commercial off-
the-shelf equipment has enabled smaller, cheaper satellites to be built
and launched into space. In 1999, engineers at California Polytechnic
State University and Stanford University developed a small satellite
standard known as the ``CubeSat'' design, with the goal to train
students and expose them to real-world engineering practices and
design. The CubeSat is a standardized interface consisting of an
approximately 10 cm x 10 cm x 10 cm unit or ``U'' that can be scaled up
to create CubeSats that are 3U (three units) or 12U (12 units) in size,
for example. The standardized specification enables CubeSats to be
fully enclosed in specially developed deployment mechanisms that can be
added to launch vehicles as secondary payloads. The CubeSat
specification has been widely adopted even outside the academic
community, largely due to low costs and access to launch services, and
satellites based on the standard constitute a large percentage of small
satellites deployed in recent years. While the advantages of small
satellites have ensured their continuing use by universities and
research institutions, it has also encouraged the growing number of
CubeSat missions that are commercial.
Commercial sector involvement in all small satellites, not just
CubeSats, has increased significantly in recent years. Venture capital
firms are investing in small satellite companies, such as those
providing Earth imagery. According to one report, the use of small
satellites for commercial purposes represents a shift from the practice
before 2013, when the majority of small satellites were used for
government and academic operations.
The United States continues to be the leader in the number of small
satellites launched, and in the last several years the Commission has
licensed several commercial earth exploration satellite service (EESS)
\6\ constellations that operate using small satellites based on the
CubeSat concept.\7\ These constellations, consisting of a large number
of rapidly-replenishing satellites, have been licensed under part 25 of
the Commission's rules. The Commission has also fielded an increasing
number of applications from small satellite proponents seeking
authorization under the experimental licensing process under part 5 of
the Commission's rules.\8\ Particularly since 2013, the Commission has
seen a marked increase in the number of unique small satellite systems
seeking to be licensed. Many of these applications are still from
universities or other research-oriented organizations with intended
short duration missions, but a growing number of others are
applications from commercial entities that may plan to transition to
licensing under part 25 of the Commission's rules after completing a
technology testing and demonstration phase.\9\
---------------------------------------------------------------------------
\6\ The EESS is a radiocommunication service between earth
stations and one or more space stations, which may include links
between space stations, in which: (1) Information relating to the
characteristics of the Earth and its natural phenomena, including
data relating to the state of the environment, is obtained from
active sensors or passive sensors on Earth satellites; (2) similar
information is collected from airborne or Earth-based platforms; (3)
such information may be distributed to earth stations in the system
concerned; and (4) platform interrogation may be included. This
service may include feeder links necessary for its operation. 47 CFR
2.1; ITU R.R. 1.51.
\7\ Operators in this category include the NGSO constellations
of Planet, Spire Global, Inc. (Spire), and Terra Bella Technologies,
Inc. (Terra Bella) (formerly known as Skybox Imaging, Inc.).
\8\ Proponents of more than 200 unique systems consisting of one
or more satellites have applied for a license through the
experimental licensing process since 2009. In 2013, recognizing the
increasing number and variety of organizations seeking to
participate in the launching of satellites, the Commission issued a
public notice with guidance on obtaining licenses for small
satellites, including small satellites seeking experimental
licenses.
\9\ Planet and Spire are two examples of small satellite
ventures that have been transitioned from the experimental testing
phase to commercial operations.
---------------------------------------------------------------------------
The Commission currently authorizes small satellites in three ways:
(1) As commercial satellite operations under
[[Page 24067]]
part 25 of the Commission's rules, (2) as experimental operations under
part 5 of the Commission's rules, and (3) as amateur service satellite
operations under part 97 of the Commission's rules.
The Commission has licensed under the part 25 rules several NGSO
constellations utilizing smaller satellites based on the CubeSat
concept. While some waivers have been requested in these applications,
many of the Commission's existing NGSO rules have been readily
applicable to these types of systems. However, the types of NGSO
constellations that have been licensed under part 25 that use smaller-
sized satellites are often large commercial constellations, in some
cases envisioned to include hundreds of small satellites deployed more
or less continuously over an extended period. The same procedures may
not be suitable for an operator launching fewer small satellites with
an intended short duration mission, because of fees and those costs
associated with posting a surety bond, as well as the extended
timelines associated with a Commission processing round. A processing
round may not be necessary for systems that do not require constant
spectrum availability, since sharing may be more easily attainable with
future systems seeking to use the same spectrum. Some of these factors
specific to the application process in part 25 may explain why the
number of part 25 licenses has not increased appreciably in recent
years while the number of individual small satellites licensed by the
Commission, particularly through experimental licenses, has
increased.\10\ Additionally, some applicants have filed for licensing
under the experimental licensing process and then later transitioned to
part 25 commercial operations, rather than initially filing for a part
25 license. These factors suggest that some applicants could benefit
from an authorization process for regular (rather than experimental)
operations that utilizes a process different from the Commission's
existing part 25 NGSO authorization process. Accordingly, in Section
III of this NPRM, we propose a new approach to licensing small
satellites that differs from our existing part 25 process. If adopted,
this new approach could enable small satellite operators to obtain
licenses for regular operation under a set of rules to be included in
part 25, but through a process better suited to the shorter duration of
small satellite operations.
---------------------------------------------------------------------------
\10\ As noted supra, between 2009 and 2018, proponents of more
than 200 unique systems consisting of one or more satellites have
applied for an experimental license. Of these proposed systems,
approximately 120 have been licensed.
---------------------------------------------------------------------------
To date, the majority of non-governmental small satellite
operations in the United States have been authorized through the
experimental process under part 5 of the Commission's rules on a non-
interference, unprotected basis and with limited license terms. Non-
interference, unprotected operations may be acceptable for some
satellite operations, but for other types of operations, and
particularly for satellite mission critical functions such as
telemetry, tracking, and command (TT&C), it can be important that
satellite links have some level of interference protection.
A variety of frequency bands have been used for, or requested for
use by, the types of operations frequently thought of as ``small
satellite'' operations,\11\ both on a conforming and non-conforming
basis with respect to the allocations in the United States Table of
Frequency Allocations (U.S. Table). Frequency bands sought for use by
small satellite operators for downlinks or uplinks \12\ have included:
137-138 MHz, 144-146 MHz, 148-150.05 MHz, 399.9-400.05 MHz, 401-403
MHz, 435-438 MHz, 449.75-450.25 MHz, 460-470 MHz, 902-928 MHz, 2020-
2025 MHz, 2025-2110 MHz, 2390-2400 MHz, 2400-2450 MHz, 5830-5850 MHz,
8025-8400 MHz, and 25.5-27 GHz. The majority of these bands have been
authorized by the Commission for one or more small satellite(s) or
systems, either on an experimental basis under part 5 or under part 25
of the Commission's rules. These authorizations have generally been for
short duration missions and episodic uses, such that actual use of any
of these bands by small satellites in any given area has been limited
to a relatively small percentage of time. In some instances, use of
these frequency bands has been subject to coordination with Federal
users through the U.S. Department of Commerce's National
Telecommunications and Information Administration (NTIA) inter-agency
coordination process.
---------------------------------------------------------------------------
\11\ As noted supra, we do not consider large NGSO
constellations providing FSS to be ``small satellites'' for purposes
of this NPRM.
\12\ As discussed in more detail infra, small satellite
operators have also sought to communicate via inter-satellite links
with the Globalstar and Iridium systems in bands allocated to the
MSS.
---------------------------------------------------------------------------
Streamlined Process for Small Satellites
The Commission has found that many small satellites are launched
not as part of large constellations, but as part of small-scale
operations consisting of a single satellite or only a few satellites.
As noted, existing part 25 rules governing NGSO-like \13\ systems are
not necessarily tailored to address such small-scale operations and may
present challenges for small satellite applicants and licensees. We
propose to establish a set of streamlined application and processing
rules for commercial NGSO small satellites meeting certain criteria. As
described below, it appears that satellites with the characteristics
outlined in this NPRM could be authorized on a more streamlined basis,
both from a radiofrequency (RF) interference and orbital debris
mitigation perspective, than satellites that we have typically licensed
under the existing part 25 rules. Accordingly, we propose an approach
for authorizing this new category of satellites that we believe will
make the process more accessible, decrease processing time for
applications, limit regulatory burdens borne by applicants, and offer
protection for critical communication links, while promoting orbital
debris mitigation and efficient use of spectrum. Our objective is to
develop an alternative arrangement for authorizing small satellites
that is more efficient for both applicants and the Commission and that
better reflects the unique nature of small satellite deployment than
the existing authorization regimes.
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\13\ ``NGSO-like'' is term used in the Commission's rules to
describe systems which are either (1) NGSO satellite systems or (2)
GSO mobile satellite service (MSS) satellite systems that
communicate with earth stations using non-directional antennas.
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A primary goal of this proceeding is to better tailor the
Commission's regulatory process to small satellites. Currently, an
application for an NGSO satellite system under part 25 of the
Commission's rules requires the applicant to submit an FCC Form 312,
Main Form and Schedule S, along with exhibits as described in section
25.114 of the Commission's rules.\14\ NGSO systems are also subject to
frequency-band and service-specific requirements. NGSO satellite
applications are processed according to a processing round procedure.
NGSO satellites that complete the processing round procedure are
subject to certain milestones for completing system deployment, and a
bond requirement, as well as operational requirements that may be
frequency-band or service-specific. Under the proposed streamlined
small satellite process, applicants would not be subject to processing
round procedures, although certain other requirements would continue to
apply, as described below. Ideally, this new process would
[[Page 24068]]
decrease the time spent by some NGSO applicants in submitting
applications, as well as Commission staff time in processing
applications, commensurate with the short mission lifetimes of many
small satellites. While this proposed process would still include
several of the requirements in section 25.114 of the Commission's
rules, we envision that the small satellite process will be set forth
in its own section of part 25 to enable small satellite applicants
seeking to use this process to clearly understand the applicable
procedures and technical requirements.
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\14\ This includes information regarding the applicant's orbital
debris mitigation plan.
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Under our existing rules, entities may file a petition for a
declaratory ruling to access the U.S. market using a non-U.S.-licensed
space station. Although we at some points use the term ``license'' in
this NPRM, we anticipate that the same basic processes for obtaining
authorization for small satellite operations will also be available to
proponents of foreign-licensed satellites seeking U.S. market access
via declaratory ruling. Accordingly, we do not propose rule changes
that would limit the streamlined process to applicants seeking a U.S.
license. We seek comment on this approach.
Characteristics. We propose a series of criteria that would define
the types of operations able to qualify for the small satellite
process. These criteria are consistent with the goals of enabling
faster review of applications by the Commission in order to facilitate
the deployment and operation of small satellites that can advance
research missions and support services such as the provision of Earth
observation data. Under these criteria, many satellites that are
currently licensed through the experimental licensing process under
part 5 of the Commission's rules would likely qualify as small
satellites and therefore could be subject to the part 25 streamlined
process proposals.
We also seek comment on whether there are other criteria not
considered below that should be met by satellites applying under this
streamlined process. Many proposals in this NPRM rely on the
Commission's current understanding of the characteristics and scope of
operations that generally define small satellites; for example, that a
small satellite is typically designed to serve its purpose within a
limited, relatively short period of time, and that these satellites
have more limited frequency use characteristics than more traditional
operations licensed under part 25, including use of narrower bandwidths
and ability to share and not preclude other operations in a particular
frequency band. Are these assumptions about the nature of small
satellites--and any others reflected in this NPRM--accurate? Are there
any other defining traits of small satellites that we may have
overlooked and should be taken into account as we define eligibility
for the proposed streamlined process?
Number of Spacecraft. We propose to limit the number of spacecraft
that can be deployed under a part 25 small satellite license. We
propose to license no more than ten satellites under a single small
satellite license and seek comment on this approach. This is generally
consistent with our experience authorizing small satellites. We
anticipate that many small satellite applicants intend only to launch
one or a few satellites in total, and this proposal would enable those
applicants to proceed in a streamlined manner. We seek comment on this
approach and on whether we should consider other factors in determining
the number of total satellites that may be specified in any single
license under the streamlined process. We note that our proposed
process is intended for a limited group of applicants whose operations
are small enough in scope that it would not serve the public interest
to apply certain of our standard part 25 procedures. We seek comment on
what rules would be necessary to facilitate that goal, including
whether it is necessary to adopt limits on the number of applications
that can be filed under the proposed streamlined process by an
individual small satellite operator or its affiliates.
Planned On-Orbit Lifetime. For an applicant seeking a license under
the streamlined small satellite process, we propose that the applicant
must certify that the total on-orbit lifetime is planned to be five
years or less, including the time it takes for the satellite(s) to
deorbit. The ITU has found that for nanosatellites, such as CubeSats,
the typical operational lifetime is between one and three years,
although operational lifetimes of five, six, or even ten years are
possible for some small satellites. The ITU also recently identified
three years to be typically the upper limit for what it considers to be
``short duration missions.'' Factoring in time for the satellites to
deorbit,\15\ and that there may be satellites launched at different
times under a license, we seek comment on whether five years is an
appropriate total on-orbit lifetime for small satellites that would be
eligible for the streamlined process. The five-year planned lifetime
corresponds to satellite orbits at relatively low altitudes, consistent
with other proposals in this NPRM. For example, all satellites lacking
propulsion that are deployed at or below an altitude of 400 km will
naturally de-orbit by atmospheric re-entry within five years. Should a
small satellite that is not designed with a sufficiently short orbital
lifespan to result in atmospheric re-entry within five years
nevertheless be eligible if it has a capability to maneuver to a lower
orbit that would ensure re-entry within five years? Applicants seeking
to operate a small satellite for longer than five years would not be
eligible for the streamlined process and could seek a license or market
access grant under our existing part 25 NGSO procedures, which provide
for longer license terms.\16\ We seek comment on this proposal and any
other factors to consider in identifying eligible satellites based on
orbital lifetime.
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\15\ Many small satellites are deployed in LEO, where they are
more susceptible to upper atmospheric perturbations, solar winds,
and other factors which can impact the orbit of the satellite and
affect the duration of its operations. See NOAA Space Weather
Prediction Center, Geomagnetic Storms, https://www.swpc.noaa.gov/phenomena/geomagnetic-storms.
\16\ With some exceptions, licenses issued under part 25 of the
Commission's rules are currently issued for a period of 15 years,
although the Commission reserves the right to grant or renew station
licensees for less than 15 years.
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License Term. We propose that the license term for these satellites
be five years and that the license term for the satellites covered by
each small satellite license would begin once one satellite has been
placed into its authorized orbit. We anticipate that most operators
would launch and operate all satellites in these small constellations
within a short period of time, therefore it would be appropriate to
begin the license term once the first satellite has been placed into
its authorized orbit. We seek comment on this proposed five-year
license term and whether there are other approaches that we should
consider in determining what constitutes an appropriate license term,
such as limiting license terms to be proportional to the expected
satellite operational lifetime. We also ask alternatively whether the
license term should begin at the time of grant, given the typically
shorter timeline from satellite development to launch for small
satellites.
Given the possibility of seeking additional licenses under the
streamlined process, it does not appear necessary or efficient to adopt
rules for replacement satellites or expectation of replacement,\17\ or
to provide for license
[[Page 24069]]
extensions.\18\ Accordingly, we propose that licenses granted under the
streamlined process will be valid only for the original satellite(s)
launched and operated by the licensee.\19\ We believe that this
approach is consistent with the typical technical capabilities of small
satellites, which often last no more than a few years in orbit, and
also reflects the limited scope of the small satellite process. The
possibility of seeking additional licenses as new satellites are
launched provides a mechanism to address rapid turnover in deployment
and technology. We seek comment on this approach toward license
extensions and replacement spacecraft.
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\17\ Part 25 of the Commission's rules currently provides for
space station system replacement authorizations for non-
geostationary orbit satellites.
\18\ Part 25 of the Commission's rules generally permit
licensees to file for license extensions for spaces stations as
license modifications, subject to the requirements of section
25.117.
\19\ Additionally, we do not anticipate that in-orbit spares
would be authorized under a small satellite license.
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We also recognize the possibility of commercial lunar missions or
other non-Earth-orbiting missions in the future utilizing CubeSats or
other small satellite designs.\20\ We seek comment on whether the small
satellite process proposed here should be available to such missions
and, if so, whether certain prerequisites for the small satellite
process should apply only to Earth-orbiting satellites. For example, we
seek comment on whether applicants for satellites not intended to orbit
the Earth could calculate anticipated mission lifetime based on
anticipated operational lifetime rather than total on-orbit lifetime,
and whether a different license term should be applicable to such
missions. We also anticipate that the proposed certification regarding
disposal of the satellite through atmospheric re-entry would need to be
modified for non-Earth-orbiting satellites, as well as the
certification regarding deployment orbit. We seek comment.
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\20\ Development of these types of small satellite missions for
non-commercial, scientific purposes has been ongoing.
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Maximum Spacecraft Size. We tentatively conclude that satellite
size, defined either by mass or by volume, should be a criterion for
qualifying small satellites for streamlined processing.\21\ We
recognize that there are a great variety of technologies and designs
used for small satellites and seek comment on what the maximum size for
small satellites should be, particularly to avoid situations where
systems of satellites that would be more appropriately licensed under
the standard part 25 procedures seek to gain some advantage by applying
through the small satellite streamlined process described below. We
propose a maximum mass of 180 kg for any satellite that would be
authorized under the streamlined process. NASA has used a maximum mass
of 180 kg as one demarcation for the category of small satellites,
which can encompass a variety of spacecraft, and we believe this upper
mass should be sufficient to include typical small satellite designs,
given the types of applications we have received to date, while
allowing for flexibility to accommodate evolving satellite designs. In
addition, we anticipate that this maximum mass would preclude systems
that are not small satellites from applying under this streamlined
process. We seek comment on this proposed limit. Would a greater
maximum mass (e.g., 500 kg) or a smaller maximum mass be appropriate
for characterizing small satellites? Do other proposed criteria, such
as the proposed zero reentry casualty risk criteria discussed below,
effectively preclude larger satellites?
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\21\ We also propose to specify a minimum size for satellites
authorized under this streamlined process, as discussed infra. The
proposal specifying a minimum size is relevant to trackability of
the satellites, and so is discussed in that context.
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Deployment Orbit and Maneuverability. We propose to require that
applicants filing under the new proposed process certify that their
proposed satellite will comply with one of several options regarding
the deployment orbit and/or maneuverability of the satellite. First, if
the applicant intends to deploy the satellite(s) at an orbit below the
orbit of the International Space Station (ISS), which is at an altitude
of approximately 400 km, the applicant would certify that its satellite
will be deployed at that lower-orbit location. Second, if the applicant
intends that its satellite(s) will be deployed from the ISS itself, or
from a vehicle while that vehicle is docked with the ISS, the applicant
would certify that its satellite will be deployed in this manner.\22\
Although the ISS is currently the only continuously occupied manned
spacecraft in LEO, we recognize that China currently operates a
spacecraft in LEO below the ISS that is periodically manned, and that
other long-term manned spacecraft have been considered for operation in
LEO as well. In the event that any such manned spacecraft are located
at altitudes below where an applicant intends to operate a small
satellite, we propose that the applicant must describe in narrative
form the design and operational strategies it will use to avoid
collision with manned spacecraft.\23\ Such strategies could include use
of propulsion, reliance on orbits not occupied by manned spacecraft,
coordination efforts with manned spacecraft, or other reasonable means
of avoiding collision. We seek comment on these proposals.
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\22\ Such spacecraft have similarly shorter orbital lifetimes.
\23\ An ex parte filing recommended that we consider future
manned spacecraft and their likely orbits, and require that
satellites have a maneuvering capability that is tested and
demonstrated. See Alistair Funge, ex parte filing, IB Docket No. 18-
86 (filed Apr. 3, 2018).
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Deployment of satellites lacking maneuvering capabilities above the
ISS, to orbits from which they will eventually transit through the ISS
altitude band, increase the likelihood that the ISS will need to
conduct avoidance maneuvers, potentially disrupting ISS operations. For
that reason, deployment of satellites without propulsion capabilities
above the ISS may not be appropriate for streamlined consideration. We
propose as a third option, however, to authorize small satellites under
the streamlined process to deploy at altitudes above the ISS if they
certify that the satellite(s) have sufficient propulsion capabilities
to perform collision avoidance maneuvers and deorbit within the license
term proposed above. While many small satellites to date have not been
equipped with onboard propulsion systems, new technologies are being
developed that could provide a means for actively maneuvering.\24\ We
tentatively conclude that more limited maneuvering capabilities, such
as those relying primarily on drag, would be insufficient to support
deployment at higher altitudes under the streamlined small satellite
process, as these methods will likely require closer Commission review,
and seek comment on this tentative conclusion. We also seek comment on
whether there are any other factors that we should consider in
specifying criteria related to orbits under this streamlined process.
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\24\ For example, NASA has found that recent improvements in the
efficiency of electric propulsion systems and miniaturization of
chemical propulsion systems have opened the door to small satellites
with significantly greater maneuverability than was previously
possible.
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Operational Debris and Collision Risk. Under our current rules, we
require part 25 applicants to state that the satellite operator has
assessed and limited the amount of debris released in a planned manner
during normal operations. Because the release of operational debris may
require closer scrutiny and be inconsistent with a streamlined process,
we tentatively conclude that the streamlined process should be limited
to satellites that
[[Page 24070]]
release no operational debris in a planned manner during their mission
lifetime. As the release of operational debris is extremely rare among
all FCC-licensed satellites, including small satellites, we do not
consider this limit as unduly constraining on the availability of the
streamlined process. We therefore propose that small satellite
applicants must certify that their satellite(s) will release no
operational debris, and we seek comment on this proposal. Under current
part 25 requirements, applicants must also include a statement that the
satellite operator has assessed and limited the probability of
accidental explosions, including those resulting from conversion of
energy sources on board the spacecraft into energy that fragments the
spacecraft. We propose to retain this requirement for the streamlined
process in the form of a certification of compliance. We seek comment
on whether a simple statement to this effect is appropriate, or whether
there may be circumstances in which a more detailed disclosure and
review is appropriate, for example for spacecraft that have propulsion
systems or pressure vessels. Regarding risk of collision, we propose
that applicants certify that the probability of each satellite's risk
of collision with large objects is less than 0.001, which is consistent
with technical guidance developed by NASA for its space missions. We
seek comment on whether the 0.001 metric is appropriate for satellites
licensed in accordance with the streamlined process, or if a more
stringent standard for collision risk may be appropriate, given that
multiple satellites that may be deployed. We further inquire into
whether an applicant's certification will be sufficient to address
collision risk and debris issues, or whether we should seek additional
information from satellite applicants under the streamlined process and
if so what types of information would be necessary. Alternatively, we
ask whether such a certification is necessary given the other
eligibility criteria for the streamlined process, such as limiting
orbital altitude or requiring propulsion capability.
Trackability. We propose that all applicants seeking to be licensed
under the streamlined small satellite process also certify that their
satellites will be no smaller than 10 cm x 10 cm x 10 cm to ensure that
the satellite will be trackable as a space object.\25\ This size is
consistent with the CubeSat specification. We note that while there may
be methods for improving tracking of smaller objects, such as
reflectors or transponders, these methods may require closer scrutiny
and detailed analysis, and such analysis may be inconsistent with a
streamlined process. We further propose that the applicant would also
be required to certify that the satellite will include a unique
telemetry marker allowing it to be readily distinguished from other
satellites or space objects. We believe these certifications will help
ensure that satellite operators will be able to assist entities that
track space objects to more easily identify and distinguish between the
small satellites utilizing the streamlined process and other space
objects. We seek comment on these proposals.
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\25\ See Space-track.org, Documentation--Frequently Asked
Questions, https://www.space-track.org/documentation#/faq, (``10
centimeter diameter'' or `softball size' is the typical minimum size
object that current sensors can track and the JSpoC maintains in the
catalog). In an ex parte filing, Alba Orbital stated that satellites
with a size under a 10 cm cube can be tracked and asked that
satellites with a size of 5 cm or greater be included in the
streamlined process. See Alba Orbital, ex parte filing, IB Docket
No. 18-86 (filed Apr. 2, 2018).
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Casualty Risk. We propose that applicants certify that their
satellite(s) will be disposed of through atmospheric re-entry following
completion of the mission. Under our current satellite authorization
rules, including those that apply to experimental and amateur missions,
applicants planning disposal of satellites through atmospheric re-entry
must provide a statement assessing casualty risk, with an estimate of
whether portions of the spacecraft will survive re-entry and reach the
surface of the Earth, as well as an estimate of the resulting
probability of human casualty. If a statement indicates a risk of human
casualty, the spacecraft could result in a future claim being presented
to the United States under the relevant United Nations Outer Space
Treaties. In light of the casualty risk, it may be necessary to
consider satellite modifications that could reduce the risk to zero, or
insurance and liability arrangements. We tentatively conclude that
consideration of such arrangements, which is likely to involve detailed
factual inquiry and potentially complicated legal and financial
arrangements, is not consistent with the proposed streamlined process.
Therefore, we propose that any small satellite applicant seeking to
file under the streamlined process certify that it has conducted a
casualty risk assessment using the NASA Debris Assessment Software
(DAS) or another higher fidelity model, and that the assessment
resulted in a human casualty risk of zero. We seek comment on this
proposal.
Cessation of Emissions. ITU Radio Regulation No. 22.1 requires that
space stations be fitted with devices to ensure immediate cessation of
their radio emissions by telecommand, whenever such cessation is
required under the radio regulations. Section 25.207 of the
Commission's rules requires that space stations be capable of ceasing
radio emissions by the use of appropriate devices (battery life, timing
devices, ground command, etc.) that will ensure definite cessation of
emissions.\26\ For the small satellite streamlined process, we propose
that small satellites have the ability to cease transmissions by way of
command (rather than by other potential means), to ensure the
reliability of the satellite's ability to cease transmissions
instantaneously. We propose that the applicant would need to certify
that the satellite has the ability to receive command signals and cease
transmissions as a result of a command. We seek comment on this
approach. As part of this approach, we seek comment on whether we
should require that satellites employ a ``passively safe'' system,
i.e., the satellite cannot transmit unless it is actively commanded to
transmit via a command, and will cease transmission unless within view
of a ground station.\27\
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\26\ 47 CFR 25.207. While section 25.207 applies to part 25
licensees, a similar requirement applies to experimental licensees
under part 5 of the Commission's rule. See 47 CFR 5.107 (requiring
that licensee maintain control of the transmitter authorized under
its license, including the ability to terminate transmissions in the
event of interference).
\27\ See ITU-R SA.2312-0 at 7 (describing a passively-safe
system whereby the satellite is actively commanded to transmit only
when in view of an associated earth station).
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Small Satellite Application Processing. Under the Commission's
current regulatory approach, decisions on NGSO-like satellite
applications are made using processing round procedures. The Commission
adopted this approach for NGSO-like satellite systems because of the
possibility of otherwise unreasonably limiting additional market entry
if licenses were granted on a first-come, first-served basis. For NGSO-
like satellite systems, the Commission had envisioned that grant to one
satellite system operator to provide service in a particular frequency
band segment would preclude other satellite system operators from
providing service in that frequency band.
The Commission has granted several waivers of the processing round
rules for NGSO satellites, including small satellites, operating in the
EESS. For these small satellites, the Commission has relied on the
applicants'
[[Page 24071]]
demonstrations that they can avoid interference events through means
such as scheduling of transmissions, and would not preclude future
entrants from using the same spectrum. For example, where a satellite
operates with a limited number of earth stations for purposes of
downlinking sensor data during relatively short periods of time, it may
be possible for such a satellite system to accommodate future entrants
utilizing the same frequency bands. The spectrum demands of such
systems differ substantially from the requirements for full-time system
availability that characterize the NGSO-like systems provided for by
the processing round rule.
We propose that applications qualifying for the streamlined small
satellite process be exempt from processing round procedures. Instead,
each applicant under the streamlined small satellite process would be
required to (a) certify that operations of its satellite will not
interfere with those of existing operators, (b) certify that it will
not unreasonably preclude future operators from utilizing the assigned
frequency band(s), and (c) provide a brief narrative description
illustrating the methods by which future operators will not be
unreasonably precluded. Such methods could include the sharing of
ephemeris data to avoid RF interference events,\28\ use of directional
antennas, limiting operations to certain times throughout the day,
limiting earth stations operating with the system to certain defined
geographic locations, or some combination of these and other means that
could be used to accommodate sharing in the assigned frequency band(s).
Regardless of the methods used, the Commission would make an assessment
of the description provided to ensure that operators do not preclude
others from operating in the band and thereby limit the risk of
spectrum warehousing by licensees. This approach also differs from the
first-come, first-served queue used for GSO-like satellites, in that an
earlier filed and granted application would not provide a basis for
dismissing a later-filed request. We seek comment on this proposal.
Applications would be processed in accordance with our existing
procedures in other respects.\29\ We also seek comment on the
certification and description requirements, and on the appropriate
indicia for sharing.
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\28\ Ephemeris data give the orbital parameters of satellites at
different times. In the NGSO FSS R&O, the Commission extended the
existing requirement regarding the maintenance of ephemeris data in
section 25.271(e) of the Commission's rules to NGSO FSS operations
generally.
\29\ See, e.g., 47 CFR 25.112, 25.151 (acceptability for filing
and public notice procedures).
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Although there would be no processing round under our proposed
licensing approach, small satellite operators licensed pursuant to the
streamlined process would still typically receive interference
protections in accordance with the relevant service allocation in the
U.S. Table of Allocations. For example, small satellite applicants
seeking to operate EESS systems in frequency bands with a secondary
EESS allocation will be authorized on a secondary basis. In bands where
part 25 licensees are authorized pursuant to a processing round,
however, the Commission anticipates that small satellites authorized on
a streamlined basis would be subject to some limitations on a
frequency-band specific basis, including, in appropriate circumstances,
that operations are on a non-interference, unprotected basis with
respect to those part 25 systems. We seek comment on this proposed
approach to interference protection.
For typical NGSO FSS, MSS, or other operations requiring full-time
uninterrupted availability of assigned spectrum, the ability to share
spectrum with all existing and future operations is more limited or
nonexistent because of the complexities of these systems. We
tentatively conclude that the required indicia of sharing would not be
present in these instances, and that such operations are more
appropriately addressed for authorization under existing part 25
procedures, including processing rounds. We recognize, however, that
not all FSS and MSS operations require full time spectrum availability.
In these instances, where the other criteria are satisfied,
authorization under the proposed streamlined small satellite process
might be appropriate. We seek comment on these tentative conclusions.
In determining whether an application is acceptable for filing within
the streamlined small satellite process, we propose to rely on the
applicant's certification that it can reasonably share with existing
and future operators, as described above, in addition to the other
criteria we set forth in this NPRM. We propose to subsequently evaluate
the applicant's narrative description of sharing methods, however,
particularly in the event that any comments or other pleadings address
the applicant's ability to share with other operators. Under such an
approach, we would dismiss an application without prejudice if we find
that the applicant has failed to demonstrate that the proposed
operations will not unduly limit other operations in the band. In such
case, the applicant could refile the application as an NGSO-like
application in accordance with the requirements of the Commission's
processing round procedures. We seek comment on this approach. Aside
from the sharing certification and procedures discussed above, we ask
whether additional mechanisms would be necessary to prevent authorized
small satellite operations in a particular frequency band from having
an aggregate interference footprint that is inconsistent with use by
other existing or planned services.
Consistent with the above tentative conclusion that small
satellites will not preclude others from operating in the band, we
further propose to exempt small satellites from the limitations on
unbuilt NGSO-like systems contained in section 25.159 of the
Commission's rules.\30\ We seek comment on this proposal.
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\30\ 47 CFR 25.159(b). This rule states that if applicants with
an application for one NGSO-like satellite system license on file
with the Commission in a particular frequency band, or one licensed-
but-unbuilt NGSO-like satellite system in a particular frequency
band, will not be permitted to apply for another NGSO-like satellite
system license in that frequency band.
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Application Requirements. We propose that the FCC Form 312 and
Schedule S would continue to serve as the basis for applications under
the streamlined small satellite process.\31\ These forms include basic
legal and technical information that provides Commission staff with
information about the proposed operations.\32\
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\31\ The FCC Form 312, Main Form and Schedule S form the
foundation for all space station license authorizations. See 47 CFR
25.114(a).
\32\ The Schedule S software is available electronically on the
Commission's website. See FCC Schedule S System, https://enterpriseefiling.fcc.gov/schedules/. Applicants are advised to use
the software when submitting information to ensure that it is
appropriately included in IBFS. See FCC, Specific Instructions for
Schedule S (April 2016), https://enterpriseefiling.fcc.gov/schedules//resources/Instructions%20for%20Schedule%20S%20vApr2016.pdf.
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In lieu of the narrative demonstrations required by the existing
part 25 rules, we propose that applicants may instead provide the
various certifications described above as the qualifying criteria for
the streamlined small satellite process.\33\ The certifications should
ease the burden on applicants of completing a part 25 application.
Applicants under the proposed streamlined small satellite process would
still need to provide some
[[Page 24072]]
information in narrative form, such as how their operations will not
preclude future operators in the assigned bands, but we do not envision
that these additional narrative requirements will be unduly burdensome
or undermine the objectives of this NPRM. We seek comment on the
proposed changes. We also seek comment on whether there are additional
application requirements or revisions to application requirements that
should be considered for the streamlined small satellite process.
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\33\ This certification would be somewhat analogous in form to
the Commission's rules on the relocation of GSO space stations. See
47 CFR 25.118(e)(5).
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Revised Bond Requirement. Under the Commission's part 25 rules,
most NGSO licensees or recipients of market access must have on file a
surety bond. A bond of $1 million must be filed at 30 days following
grant and the amount of the bond that must be on file steadily
escalates, with the maximum bond being $5 million. The surety bond
requires payment in the event that the licensee either fails to meet
certain milestones, or surrenders the license before meeting certain
milestones for the operation of its system, specifically, launching 50
percent of the maximum number of satellites authorized for service,
placing them in their assigned orbits, and operating them in accordance
with the station authorization no later than six years after the grant
of the authorization.\34\ Once the Commission determines that the
milestone has been satisfied, the authorized entity will be relieved of
its bond obligation. The Commission established these requirements to
deter warehousing by satellite operators before a proposed satellite
has been launched and begun operations and to deter speculative
satellite applications.\35\
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\34\ 47 CFR 25.164(b)(1). There is also a nine-year build out
milestone for NGSO systems, requiring that the licensee or market
access recipient have its full system launched and operational by
nine years after grant or accept a reduction in its authorized
satellites to the number launched and operational at that time, but
this milestone is not tied to the surety bond. Because we propose a
five year on-orbit lifetime, we do not believe this milestone would
be relevant for small satellites authorized under the streamlined
process. Id. at 25.164(b)(2).
\35\ Warehousing occurs when an entity holds exclusive
authorization or priority for spectrum use or an orbital position,
but is unable or unwilling to deploy its authorized satellite system
in a timely manner.
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We propose a change to the bond requirement normally applicable to
NGSO satellites authorized under part 25. Specifically, we propose a
one-year ``grace period'' during which small satellites that qualify
for the streamlined process as outlined in this NPRM would not have to
post a bond. This grace period would begin 30 days after the license is
granted, since that is typically when a licensee must post a bond. We
seek comment generally on this proposal.
This grace period may be warranted for two reasons. First, most
small satellite operators have a comparatively short window between
filing of their application and deployment of their satellites.
Applicants for small satellite short-duration missions frequently
deploy and begin operations with their satellites within one year or
less of obtaining a Commission license. In these instances, once
satellites are authorized, there is little opportunity for the
applicant to warehouse spectrum that it does not intend to use. Second,
as described above, we propose that the estimated on-orbit lifetime of
the individual satellites that may be authorized will be five years or
less, and that licenses granted under the streamlined process may not
be renewed or extended. Thus, to the extent that the satellite is
authorized to operate in a particular frequency band, the licensee is
unlikely to preclude the availability of resources to competitors or
discourage innovation during this short amount of time. Furthermore,
the limitations we propose to place on the applicant's license term,
including the start of the five-year license term at launch of the
first satellite, discussed supra, support this approach as well. We
seek comment on these rationales for postponing the bond requirements
for small satellites that could be authorized under the streamlined
small satellite process proposed in this NPRM. Are there any other
considerations that the Commission should take into account when
establishing the grace period?
Following the one-year grace period, if the authorized satellite(s)
have not yet been deployed, we propose that operators could still
launch and operate their satellites subject to the bond and milestone
requirements applicable to NGSO satellites, provided that the
satellite(s) can still meet the criteria for the small satellite
process, including deorbit within the five-year license term (which we
have proposed would begin when the first satellite is placed into its
authorized orbit). Under this proposal, the escalating bond would need
to be filed with the Commission, at the amount that would be applicable
for a part 25 NGSO satellite one year after the license has been
issued. We seek comment on this approach, and ask whether alternatively
we should develop a different bond amount or a more or less rigorous
approach to milestones for satellites licensed under the streamlined
small satellite process.
In addition, we propose that grantees failing to begin operations
during the one-year grace period, because of launch delays, for
example, may surrender their license to avoid the bond requirement.
Further, we suggest that grantees launching and operating one or more
satellites within the one-year grace period, but failing to launch and
operate 50 percent of their authorized satellites within that period,
may choose to either be subject to the standard NGSO bond and milestone
requirements or, in the case of licenses that specify multiple
satellites, accept an automatic reduction in the number of authorized
satellites to the number actually in orbit as of the close of the grace
period. This proposal would not preclude the filing of a new
application for additional satellites. We seek comment on these
suggested outcomes.
Technical Rules. Our part 25 rules contain technical requirements
governing the operations of both satellites and earth stations. These
rules specify, among other things, out-of-band emission limits,
frequency tolerances, and power limits.\36\ We propose that existing
generally applicable technical rules in part 25 also be applicable to
small satellites authorized under the streamlined process. We seek
comment on this proposal. In addition, we note that many of the part 25
technical rules such as out-of-band emission and power limits are in
place to avoid interference occurring to other stations. The
interference environment in which a small satellite will operate will
be a function of the frequency band in which it operates. Consequently,
we recognize that the technical requirements for small satellites may
need to be adjusted for the different bands and we seek comment on some
additional technical requirements later in this NPRM in connection with
the discussion of small satellite operations in particular frequency
bands.\37\
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\36\ See, e.g., 47 CFR 25.202(d), (e), (f), 25.204.
\37\ See, e.g., infra (discussion of possible service rules,
including out-of-band emission limits, related to small satellite
operations in the 1610.6-1613.8 MHz band).
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Frequency Considerations for Small Satellites
In this section, we address a number of issues relevant to
frequency selection for small satellite systems generally having the
characteristics described above.\38\
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\38\ Consistent with a resolution adopted at WRC-15, the ITU-R
is currently studying the spectrum requirements for TT&C for NGSO
satellites with short duration missions, assessing the suitability
of existing international allocations to the space operation service
below 1 GHz, and may consider possible new allocations or an upgrade
of the existing allocations to the space operation service within
the frequency ranges 150.05-174 MHz and 400.15-420 MHz. ITU WRC-15,
Resolution 659. See WRC-15 Final Acts, Resolution COM6/19 (WRC-15),
available at https://www.itu.int/pub/R-ACT-WRC.12-2015/en. While we
recognize these ongoing efforts at the ITU, we do not limit our
consideration to bands identified in the WRC-15 resolution, or to
the space operation service.
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[[Page 24073]]
Scope of Frequency Use. We seek comment on the specific frequency
use characteristics of small satellites that would be authorized under
the proposed small satellite process. With respect to bands that are
currently shared among services, we do not expect that small satellite
operations would displace existing or planned non-satellite operations
in a given frequency band. We seek comment on whether small satellites
should be required to make any additional demonstrations, either for
all bands or in specific bands, about their ability to share with non-
satellite services. This could include, for example, demonstrating the
ability to avoid interfering with incumbent non-satellite operators. We
also seek comment on whether small satellites authorized under the
streamlined process should be required to protect other services and
accept interference from other services in all instances where they are
operating in frequency bands that are shared with non-satellite
services. Alternatively, we seek comment on whether these small
satellites should be afforded interference protection that is
consistent with the relevant satellite allocation in a particular
frequency band (e.g., primary or secondary with respect to other
allocated services).
The current part 25 rules include a list of frequency bands
available for particular types of services, but indicate that
operations can be authorized in other bands allocated for satellite
services. In order to assist small satellite operators in identifying
possible frequency bands for use, we seek comment on including a non-
exclusive list of frequencies in section 25.202 of the Commission's
rules. We seek comment on the types of bands that should be specified
in any such rule. We also seek comment on an alternative proposal to
omit a specific list and consider applications on a case-by-case basis,
bearing in mind the relevant frequency allocations. As a third
alternative, we seek comment on whether the proposed process should be
limited to specific frequency bands. We also seek comment on the type
and quantity of spectrum that will be needed for small satellites to
operate. Commenters should include data, analysis, and engineering
studies on the expected demand for small satellites. We request that
commenters address their need to access specific bands, bearing in mind
the case of bands that have other allocations and services.
In addition to the sharing characteristics described above, we
anticipate that the actual amount of spectrum used by any particular
small satellite will be small, generally no more than a few megahertz
and in some cases only a few tens-of-kilohertz, and RF output power
will be low. Notably, the ITU has found that for a short duration
missions (three years or less) operating on frequencies below 1 GHz, a
typical small satellite space segment mission uses a bandwidth of less
than 100 kilohertz, a non-directional type antenna with a gain under 3
dBi, and RF output power of 1 W. For small satellites operating on
frequencies between 1 and 3 GHz, the ITU found generally a wider
bandwidth of less than 7.5 megahertz is used, with non-directional
antennae gain under 10 dBi, and an RF output power of less than 1 W.
These technical characteristics, such as low power and low bandwidth,
are generally consistent with the small satellites granted experimental
licenses by the Commission, and are also consistent with the type of
operations we envision being authorized pursuant to the streamlined
small satellite process described in this NPRM. We understand that in
some instances other uses may be anticipated, for example, where data
downlinks require larger bandwidths, and so we also seek comment on
whether modifications to the proposals discussed in this section would
need to be made to accommodate these other types of operations. We also
seek comment on the extent to which larger bandwidth transmissions
could be conducted via inter-satellite links or alternatives such as
optical links.
In the discussion above, we sought comment on whether the existing
part 25 technical rules should apply to small satellites. Here we also
ask whether particular service rules, on a band-specific basis, may be
needed to ensure protection of incumbent users. For example, geographic
isolation of small satellite earth stations, power level restrictions
on transmissions to and from small satellites, temporal restrictions on
small satellite communications with earth stations, antenna
specifications or other limitations on satellite design parameters,
and/or other technical requirements may enable protection of incumbent
operations, depending on the RF environment in each band.
Compatibility and Sharing with Federal Users. The U.S. Table is
divided into the Federal Table of Frequency Allocations and the non-
Federal Table of Frequency Allocations. Some bands are allocated to
both Federal and non-Federal uses. In addition, some footnotes to the
U.S. Table specify that use of a particular band by non-Federal users
is subject to successful coordination with Federal users. An
established set of procedures guides the interaction between the FCC
and NTIA in developing regulations for services in shared bands, and
for authorizing frequency use by Federal agencies and Commission
licensees.\39\ Under the Memorandum of Understanding (MOU) between NTIA
and the Commission, the Commission and NTIA give notice to each other
of ``all proposed actions that could potentially cause interference''
to non-Federal and Federal operations, respectively.''
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\39\ For example, the NTIA Manual describes technical
requirements for Federal radio services.
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In discussing the compatibility of small satellites with other
operations, however, we note that a number of the frequency bands where
small satellites have been authorized, and where there are non-Federal
allocations for services such as EESS and space operations,\40\ are
shared with Federal users. Small satellite operations in these bands
must be compatible with Federal uses. We seek comment on any rules that
could be adopted by the Commission specific to these frequency bands
that would better enable small satellite operators to consider, in
advance of coordination, whether they may be able to operate in these
bands while still protecting Federal operations. Examples of such rules
could include traditional approaches requiring geographic isolation of
non-Federal earth stations from Federal earth stations or other sites,
or approaches such as permitting a satellite to transmit only when it
is receiving uplink communications from certain pre-coordinated earth
station sites.\41\ These examples would not necessarily replace the
need to coordinate with Federal systems on a case-by-case basis, but we
seek comment on whether these approaches or cooperative arrangements,
public-private partnerships, scientific research programs, or other
hybrid Federal/non-Federal arrangements could help streamline sharing.
How would the establishment of certain service rules or other
requirements on a band-specific
[[Page 24074]]
basis help to facilitate compatibility among separate systems and
development of new types of shared and efficient uses of space and
spectrum resources? We seek comment on these issues and on whether and
how such rules and requirements may vary depending on the specific
frequency bands being considered.
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\40\ The space operation service is a radiocommunication service
concerned exclusively with the operation of spacecraft, in
particular space tracking, space telemetry, and space telecommand.
\41\ This approach could be consistent with our proposal that
small satellites authorized under the streamlined process have
implemented a passively-safe system whereby the satellite is
actively commanded to transmit by command originating from the
ground.
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Small Satellite Operations as an Application of the MSS. We believe
that it may be appropriate to permit small satellite operations in
selected bands allocated to the MSS, where the characteristics of the
small satellite operations, as described in this NPRM, would limit any
potential for interference into existing MSS operations, and would
ensure that the small satellite operations would have less potential
for interference to either in-band or adjacent band services than
operations that would typically be considered in the MSS. As discussed
infra, this proposal corresponds to allocations to the MSS (Earth-to-
space) in the 149.9-150.05 MHz and 1610.6-1613.8 MHz frequency bands.
Accordingly, in these specific instances, our proposal would be to add
a use footnote to the U.S. Table stating that small satellites
authorized under the new process in section 25.122 of the Commission's
rules may be considered an application of the MSS. In connection with
this proposal, we seek comment on whether such operations should in all
cases be on a non-interference, unprotected basis, or whether the
operations may have status in the frequency band, provided that the
satellites operate consistent with any limitations on the MSS
allocations and have demonstrated compliance with the small satellite
process in section 25.122.
Discussion of New Small Satellite Operations in Select Bands
In this section, we highlight frequency bands with existing non-
Federal frequency allocations for space operations or other satellite
services (e.g., MSS) in the U.S. Table that we believe may accommodate
small satellite operations in addition to the services that have been
authorized in the frequency bands to date. For the frequency bands
under consideration, we seek comment on potential service rules or
limitations that could be placed on operations in these bands in order
to better facilitate coordination and sharing with incumbent
operations. In some instances, we also seek comment on proposing
additional service allocations.
137-138 MHz and 148-150.05 MHz. The 137-138 MHz band is allocated
for downlinks in Federal and non-Federal portions of the U.S. Table on
a co-primary basis to the space operation service (space-to-Earth),
meteorological satellite service (space-to-Earth), and the space
research service (space-to-Earth). Several sub-bands within the 137-138
MHz band are also allocated to the MSS (space-to-Earth), either on a
co-primary or secondary basis, in the Federal and non-Federal Tables,
but are limited to non-voice, non-geostationary (NVNG) satellite
systems.\42\ The 148-150.05 MHz band is allocated for uplinks to the
MSS (Earth-to-space) on a primary basis in the Federal and non-Federal
Tables, also limited to NVNG satellite systems.\43\ The 148-149.9 MHz
frequency band is also allocated by footnote to the space operation
service (Earth-to-space) on a co-primary basis in the Federal and non-
Federal Tables, subject to agreement obtained under No. 9.21 of the ITU
Radio Regulations, limited to bandwidths not exceeding 25 kilohertz for
any individual transmission, and to the fixed service (FS) and mobile
service (MS) on a co-primary basis for Federal use. The 149.9-150.05
MHz band is also allocated to the radionavigation-satellite service
(RNSS) on a co-primary basis in the Federal and non-Federal Tables.
Under an international footnote, MSS operations in the 149.9-150.05 MHz
band must be coordinated under No. 9.11A of the ITU R.R., and use of
the band by the MSS shall not constrain the development and use of the
band by the radionavigation satellite-service.
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\42\ MSS operations in the 137-138 MHz band are also subject to
coordination under ITU R.R. No. 9.11A. Under the Commission's rules,
stations of a secondary service shall not cause harmful interference
to and cannot claim protection from harmful interference from
stations of primary service to which frequencies are already
assigned or to which frequencies may be assigned at a later date,
but can claim protection from harmful interference from stations of
the same or other secondary service(s) to which frequencies may be
assigned at a later date.
\43\ MSS operations in the 148-149.9 MHz band must be
coordinated under No. 9.11A of the ITU R.R., and the use of the band
by the MSS shall not constrain the use and development of the band
by the fixed, mobile, and space operation services.
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The 137-138 MHz and 148-150.05 MHz bands were the subject of a
processing round and rulemaking in 1997 and 1998, which resulted in the
grant of several licenses for the provision of MSS in these bands. Of
the initial licensees, only one, ORBCOMM License Corp. (ORBCOMM),
remains licensed to provide commercial NVNG MSS in the 137-138 MHz or
148-150.05 MHz bands. In 2008, ORBCOMM was granted a modification of
its license for an NVNG MSS system to construct, launch, and operate
additional satellites capable of operating in the 137-138 MHz and 148-
150.05 MHz frequency bands. ORBCOMM subsequently received another
modification of its license in 2016.\44\ Considering all the various
modifications to its license, ORBCOMM is specifically authorized to
operate in certain sub-bands. ORBCOMM was also granted authority to
operate throughout the 137-138 MHz and 148-150.05 MHz frequency bands
until commencement of operations by another U.S.-licensed NVNG MSS
system, consistent with the spectrum sharing plan adopted by the
Commission in a 1997 order establishing rules and policies for the
licensing and operation of satellite systems in the NVNG MSS.\45\ To
date, no other NVNG MSS systems have operated in these frequency bands,
although a handful of experimental small satellites have proposed
operations in these frequency bands.
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\44\ In addition to a discrete set of frequency bands granted to
ORBCOMM for use on a primary basis in 2008, ORBCOMM was subsequently
granted authorization for a 50 kilohertz downlink centered at 137.4
MHz and a feeder link centered at 150.025 MHz.
\45\ The Little LEO satellite service uses constellations of
low-earth orbiting (LEO) satellites to provide commercial
radiolocation and two-way data messaging services. Operating at
altitudes much lower than those in geostationary orbits, Little LEO
satellites are typically deployed in constellations so that as one
satellite moves out of view of a terrestrial station, another
satellite will come over the horizon to maintain coverage.
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In light of the existing frequency allocation for space operation
downlinks in the 137-138 MHz band, and the allocation for space
operation uplinks the 148-149.9 MHz band in accordance with
international footnote 5.218, we seek comment on use of these bands for
small satellite operations. Additionally, we propose to permit small
satellite uplinks in the 149.9-150.05 MHz frequency band as an
application of the MSS. The ORBCOMM system is currently operating in
portions, if not all, of these frequency bands. As these frequency
bands were originally considered for use by multiple satellite systems,
we request comment generally on whether, and if so, how, small
satellite space operations could share this spectrum while protecting
ORBCOMM's existing and future MSS operations. As part of this proposal,
we consider whether small satellites could utilize spectrum in those
frequency bands where ORBCOMM has been authorized to operate pending
commencement of operations by another U.S.-licensed NVNG MSS system
(i.e., the individual sub-bands within the 137-138 MHz and 148-150.05
MHz frequency bands that were not specifically identified in
[[Page 24075]]
ORBCOMM's license or subsequent modifications to its license). We seek
comment on this proposal.
In addition, we note the additional requirements applicable to
these frequency bands. We note that operations in the downlink band,
137-138 MHz, in the MSS are subject to a number of service rules to
effectuate coordination with NOAA. We seek comment on whether any of
these service rules should be similarly applied to potential operations
by small satellites in this frequency band. The uplink band, 148-150.05
MHz, is subject to coordination, to the extent specified in the U.S.
Table and/or International Table, under Nos. 9.11A and 9.21 of the ITU
Radio Regulations.\46\ We seek comment on whether these coordination
requirements will significantly impede use of this band by small
satellites for short duration missions.\47\
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\46\ As noted, MSS operations in the 148-149.9 MHz band are
subject to coordination under No. 9.11A of the ITU R.R., 47 CFR
2.106, international footnote 5.219, and pursuant to an
international footnote, MSS operations in the 149.9-150.05 MHz band
are subject to coordination under No. 9.11A of the ITU R.R., 47 CFR
2.106, international footnote 5.220 (not in U.S. Table). Stations
operating in the space operation service in the 148-149.9 MHz band
are subject to agreement obtained under No. 9.21 of the ITU R.R., 47
CFR 2.106, international footnote 5.218.
\47\ See ITU R.R. No. 9.21. We note that in Resolution 659 (WRC-
15) relating to suitable allocations for the space operation service
for short duration missions, as discussed infra, the ITU-R
recognized that allocations where No. 9.21 applies are not suitable
for use by short duration missions.
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1610.6-1613.8 MHz. The 1610.6-1613.8 MHz frequency band is
allocated for Federal and non-Federal use on a co-primary basis to the
MSS (Earth-to-space), the aeronautical radionavigation service, the
radiodetermination-satellite service (Earth-to-space), and the radio
astronomy service (RAS) on a co-primary basis. This band is part of
what is known as the ``Big LEO'' spectrum.\48\ In the United States,
the 1610-1626.5 MHz frequency band is currently divided between the
time division multiple access (TDMA) MSS system operated by Iridium
Constellation LLC (Iridium) with service links in both directions and
the code division multiple access (CDMA) MSS system operated by
Globalstar Inc. (Globalstar). Currently, Globalstar is authorized to
operate at 1610-1617.775 MHz on an exclusive basis. In accordance with
the non-Federal portion of the U.S. Table, the lower portion of the
spectrum, at 1610.6-1613.8 MHz is also used by RAS receivers.
Globalstar's operations in this band must protect RAS sites in the
United States.
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\48\ The Commission has previously classified some satellites
operating in LEO as Big LEOs or Little LEOs. Big LEOs provide voice
and data communications above 1 GHz, while Little LEOs provide data
communications below 1 GHz.
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We seek comment on whether small satellites could operate in this
band as an application of the MSS under the existing uplink allocation.
These would be small satellite Earth-to-space links operating
independently of the Globalstar system.\49\ We tentatively conclude
that this band offers spectrum for small satellites to use, provided
that the small satellite uplink operations can protect the existing MSS
operations, as well as RAS operations. To these ends, we believe that
service rules would be appropriately applied to any small satellites
seeking to operate in these bands as an application of the MSS. We seek
comment on what service rules would be necessary to protect MSS and RAS
operations. For example, small satellites seeking to operate in this
band could demonstrate that they are not within certain exclusion zones
related to United States RAS sites, such as those identified in section
25.213. Earth stations transmitting in these bands for any system could
be limited in number and be specifically identified in the application
materials for applicants seeking to operate in this band. Small
satellite operations in the band could be required to observe out of
band emissions limits in section 25.216 to protect the radionavigation
satellite service (RNSS). Moreover, we could require that all earth
stations operating with a small satellite system have directional
antennas and that the system must have the ability to avoid in-line
interference events to the existing operators in the band, primarily
through operations at higher latitudes. We seek comment on these
proposals. We also seek comment on whether authorization should be
limited to communications with U.S. earth stations or if other
limitations should be adopted. We seek further comment on the potential
impact of small satellite operations in this band to existing or
planned operations in adjacent or nearby bands, including to Iridium's
operations in the adjacent band above,\50\ and to RNSS systems
operating below 1610 MHz. We seek comment on whether application of the
existing out of band emissions limits in section 25.216 of the
Commission's rules would be sufficient to protect these systems from
harmful interference.
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\49\ Operations of small satellites using the Globalstar system
are addressed infra.
\50\ Iridium and Globalstar share 0.95 megahertz of spectrum at
1617.775-1618.725 MHz. Iridium has an exclusive assignment of MSS
spectrum in the 1618.725-1626.5 MHz band.
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Use of MSS and FSS Frequency Bands for Inter-Satellite Links with
Small Satellites. The Commission's rules and the ITU Radio Regulations
define ``inter-satellite service'' as a radiocommunication service
providing links between satellites. Section 25.279(a) of the
Commission's rules states that space stations may use frequencies in
the inter-satellite service as indicated in section 2.106, and other
frequencies where inter-satellite links are part of the service
definition. For example, the definition of FSS states that in some
cases FSS may include satellite-to-satellite links, which may also be
operated in the inter-satellite service. The definition of MSS likewise
includes radiocommunication service ``between space stations used by
this service,'' thereby permitting frequencies allocated to MSS to be
used for inter-satellite links. For service allocations in some
frequency bands, the Table of Frequency Allocations specifies a
directional limitation on operations.\51\ For example, an allocation
for FSS may be limited by parenthetical to the space-to-Earth
direction. In that instance, inter-satellite communications would not
be in accordance with the Table of Allocations.\52\ Where a
parenthetical to the FSS allocation specified ``space-to-space''
communications, the operation of inter-satellite links would be in
accordance with the allocation, subject to any other limitations.
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\51\ ITU R.R. No. 5.49 (``In the case where there is a
parenthetical addition to an allocation in the Table, that service
allocation is restricted to the type of operation so indicated.'')
\52\ While not in conformance with the International Table,
space stations at both ends of the inter-satellite link would still
be subject to applicable notification requirements under the Radio
Regulations.
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In the MSS, Globalstar has operated several experimental inter-
satellite links with small satellites. The small satellites use
Globalstar equipment developed for earth station operations to transmit
and receive data by means of the Globalstar system, including
Globalstar satellites and ground infrastructure. The experimental
communications have taken place on frequencies currently authorized to
Globalstar for MSS, typically in the 1615-1617.75 MHz or 2483.5-2495
MHz bands. Iridium has similarly been authorized on an experimental
basis to utilize its MSS satellites to communicate with small
satellites equipped with Iridium user terminals in spectrum authorized
for use by Iridium, including in the 1618.725-1626.5 MHz band. In
filings for experimental authorizations, Iridium and Globalstar
acknowledge that their part 25 authorizations currently do not
[[Page 24076]]
cover these types of space-to-space communications. The frequency bands
that have been used for inter-satellite communications between small
satellites and the Iridium and Globalstar system do not include an
allocation for space-to-space operations in the MSS. Therefore, these
operations to date, licensed under the experimental process, have not
been in conformance with the Table of Frequency Allocations.
We tentatively conclude that it would serve the public interest to
develop an allocation for space-to-space operations in the MSS in the
frequency bands that have been used for communications with the
Globalstar and Iridium systems. There are a number of benefits to
inter-satellite operations, given the capabilities and existing
infrastructure of these MSS systems and the ability of small satellite
operators to obtain components needed to communicate with these
systems. We believe that encouraging relay operations using Iridium,
Globalstar, or other systems can alleviate some of the difficulties
faced by small satellite operators in identifying frequencies for
Earth-to-space and space-to-Earth links and building or seeking out
ground station infrastructure. We seek comment on these tentative
conclusions. In addition, given the interest in similar relay
communications with satellites operating in the FSS, we ask whether
there are other frequency bands that may be appropriate to identify for
facilitating inter-satellite communications between satellites
operating in the FSS and small satellites. Alternatively, we ask
whether there is a definitional change we could develop and propose for
MSS, FSS, or ISS that would enable broader change at the ITU for future
accommodation of these services within existing allocations. We also
seek comment on whether there are additional requirements, for example,
technical requirements, that could be adopted to facilitate the use of
MSS or FSS frequency bands for inter-satellite links without creating
potential interference to other operations.
Additionally, we seek comment on providing for the authorization of
inter-satellite service links in the frequency bands that have been
used for communications with the Globalstar and Iridium systems through
a footnote to the U.S. Table. We also seek comment on the bands within
the MSS allocations currently used by Globalstar and Iridium, such as
1613.8-1626.5 MHz and 2483.5-2495 MHz, that would be appropriate for
this proposal. We recognize, for example, that frequency bands such as
1610-1613.8 MHz may not be appropriate for such operations, in order to
ensure protection of radio astronomy installations.
Fees. We note two important matters related to our statutory
fees.\53\
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\53\ Applicants for U.S. market access do not currently incur
application or regulatory fees. See, e.g.,Procedures for Assessment
and Collection of Regulatory Fees, 28 FCC Rcd 7790, 7809, para. 48
(2013) (``Despite the regulatory benefits provided by the Commission
to non-U.S. licensed satellite systems serving the United States
they do not incur the regulatory fees (or application fees) paid by
U.S.-licensed satellite systems.'').
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Application Fees. With respect to the one-time application
processing fee, the Commission's fee schedule is set forth in section 8
of the Act. The fee schedule includes a category for ``Low-Earth Orbit
Satellite Systems,'' which the Commission has interpreted to mean NGSO
space stations. The Commission's International and Satellite Services
Fee Filing Guide describes an NGSO space station as: ``NGSO space
stations orbit the earth in non-geostationary orbits,'' and the
associated one-time processing fee for authority to deploy and operate
these space stations is $454,705.00. Because we expect most small
satellites would use low-earth orbits, we would expect them to fall
into this current application fee category.
Recently, Congress passed the Repack Airwaves Yielding Better
Access for Users of Modern Services Act of 2018, or the RAY BAUM'S Act
of 2018, which authorized the Commission to ``by rule amend the
schedule of application fees . . . so that the schedule reflects the .
. . addition of new categories of applications.'' \54\ Such application
fees should ``recover the costs of the Commission to process
applications.'' \55\ Given our expectation that small satellite
applications will take less time and fewer Commission resources to
process than a typical NGSO system, we propose to establish a new
application fee for small satellite applications well below the
application fee of $454,705 for Low-Earth Orbit Satellite Systems--
specifically we estimate a fee of $30,000 would likely recover the
costs to the Commission to process these applications.\56\ We
anticipate that processing a small satellite application may require
comparable Commission resources to processing an application for a
modification of an NGSO system, for which the application fee is
currently $32,480. Modification applications typically do not require
review of a full set of data, but only those aspects of the operations
that are changing, and frequently do not require a processing round.
This more limited review is less resource intensive, and similarly, we
expect that review of satellite application filed under the proposed
streamlined process would be more limited given the streamlined
application and lack of processing rounds. We seek comment on this
application-fee proposal, as well as whether a higher or lower fee
would be appropriate. We further seek comment on the costs and benefits
of this proposal. We also note that the Commission will be developing
an accounting system to track the costs of applications, including
small satellite applications,\57\ and we expect that our experience
actually processing these new applications will eventually inform the
appropriate application fee.
---------------------------------------------------------------------------
\54\ Consolidated Appropriations Act, 2018, 115th Cong.,
Division P, section 102 (amending section 8(c) of the Act).
\55\ Id. (amending section 8(a) of the Act).
\56\ We note that the effective date of this statutory change is
October 1, 2018, and we make clear that we are not proposing to make
any changes to our application fees before that date. Id. (section
103 of the Act, effective date).
\57\ Id. (adding section 9A(f) to the Act).
---------------------------------------------------------------------------
Regulatory Fees. The second fee-related matter concerns annual
regulatory fees for small satellites. Entities authorized to operate
NGSO systems under part 25 currently must pay an annual regulatory fee
which, for fiscal year 2017, was $135,350.00 per operational system. As
a general matter, the Commission does not entertain issues about
specific parts of the regulatory fee schedule apart from its annual
review of the overall regulatory fee schedule, given the
interdependency of the fees charged across individual categories.\58\
Accordingly, any comments regarding regulatory fees, as applicable to
small satellites, should be filed in the proceedings we open for
conducting the annual review of such fees.\59\
---------------------------------------------------------------------------
\58\ The Commission annually reviews the regulatory fee
schedule, proposes changes to the schedule to reflect changes in the
amount of its appropriation, and proposes increases or decreases to
the schedule of regulatory fees. The Commission allocates the total
amount to be collected among the various regulatory fee categories.
Thus, a change in the regulatory fee schedule applicable to one
category may affect the regulatory fees applicable to other
categories.
\59\ Academic researchers from the Samuelson-Glushko Technology
Law & Policy Clinic filed an ex parte letter stating that absent
changes, the annual regulatory fee of $135,350 currently assessed to
NGSO systems would effectively prevent universities seeking to
deploy small satellite systems from utilizing the proposed licensing
procedures, and asking that we seek comment on the regulatory fee in
this NPRM. See Letter from Blake Reid, Director, et. al., Samuelson-
Glushko Technology Law & Policy Clinic to Jose Albuquerque, Chief,
Satellite Division, International Bureau, FCC, IB Docket No. 18-86
(filed Apr. 9, 2018). Given the interdependency of the fees charged
across individual categories, comments regarding regulatory fees
should be filed in the proceedings for annual review of those fees,
and there are no limitations that would hinder development of the
record in those proceedings.
---------------------------------------------------------------------------
[[Page 24077]]
Conclusion
Small satellites represent a dynamic sector in the satellite
industry. Our goal is to encourage innovation in this realm by
developing processes that can accommodate new types of missions while
still ensuring that operators do not experience harmful interference
and that the operations are in the public interest. Accordingly, we
seek comment on these proposals.
Initial Regulatory Flexibility Analysis
As required by the Regulatory Flexibility Act of 1980, as amended
(RFA), the Commission has prepared this present Initial Regulatory
Flexibility Analysis (IRFA) of the possible significant economic impact
on a substantial number of small entities by the policies and rules
proposed in this NPRM. Written public comments are requested on this
IRFA. Comments must be identified as responses to the IRFA and must be
filed by the deadlines specified in the NPRM for comments. The
Commission will send a copy of this NPRM, including this IRFA, to the
Chief Counsel for Advocacy of the Small Business Administration (SBA).
In addition, the NPRM and IRFA (or summaries thereof) will be published
in the Federal Register.
A. Need for, and Objectives of, the Proposed Rules
This NPRM seeks comment on several proposals relating to the
Commission's rules and policies related to small satellites. The rules
proposed in this NPRM will accommodate authorization under part 25 of
the Commission's rules of satellites that until now have been licensed
through the experimental licensing process in part 5 of the
Commission's rules and have not been able to provide full commercial
service, or have been required to file for a regular part 25 NGSO
authorization. Adoption of the proposed changes would modify 47 CFR
part 25 of the Commission's rules to make small satellite authorization
more accessible, limit regulatory costs borne by applicants, shorten
application processing times, and offer protection for critical
communication links, while promoting efficient use of spectrum.
B. Legal Basis
The proposed action is authorized under sections 4(i), 7, 8, 301,
303, 308 and 309 of the Communications Act of 1934, as amended, 47
U.S.C. 154(i), 157, 158, 301, 303, 308, 309.
C. Description and Estimate of the Number of Small Entities to Which
the Proposed Rules Will Apply
The RFA directs agencies to provide a description of, and, where
feasible, an estimate of, the number of small entities that may be
affected the proposed rules, if adopted. The RFA generally defines the
term ``small entity'' as having the same meaning as the terms ``small
business,'' ``small organization,'' and ``small governmental
jurisdiction.'' In addition, the term ``small business'' has the same
meaning as the term ``small business concern'' under the Small Business
Act. A ``small business concern'' is one which: (1) Is independently
owned and operated; (2) is not dominant in its field of operation; and
(3) satisfies any additional criteria established by the Small Business
Administration (SBA).
Satellite Telecommunications and All Other Telecommunications
The rules proposed in this NPRM would affect some providers of
satellite telecommunications services, if adopted. Satellite
telecommunications service providers include satellite and earth
station operators. Since 2007, the SBA has recognized two census
categories for satellite telecommunications firms: ``Satellite
Telecommunications'' and ``All Other Telecommunications.'' Under both
categories, a business is considered small if it had $32.5 million or
less in average annual receipts.
The first category of Satellite Telecommunications ``comprises
establishments primarily engaged in providing telecommunications
services to other establishments in the telecommunications and
broadcasting industries by forwarding and receiving communications
signals via a system of satellites or reselling satellite
telecommunications.'' For this category, Census Bureau data for 2012
show that there were a total of 333 satellite telecommunications firms
that operated for the entire year. Of this total, 299 firms had annual
receipts of under $25 million, and 12 firms had receipts of $25 million
to $49,999,999.
The second category of Other Telecommunications is comprised of
entities ``primarily engaged in providing specialized
telecommunications services, such as satellite tracking, communications
telemetry, and radar station operation. This industry also includes
establishments primarily engaged in providing satellite terminal
stations and associated facilities connected with one or more
terrestrial systems and capable of transmitting telecommunications to,
and receiving telecommunications from, satellite systems.
Establishments providing internet services or voice over internet
protocol (VoIP) services via client-supplied telecommunications
connections are also included in this industry.'' For this category,
Census Bureau data for 2012 show that there were a total of 1,442 firms
that operated for the entire year. Of this total, 1,415 firms had
annual receipts of under $25 million. We anticipate that some of these
``Other Telecommunications firms,'' which are small entities, are earth
station applicants/licensees, but since we do not propose changes to
our licensing rules specific to earth station, we do not anticipate
that these entities would be affected if our proposed rule changes are
adopted.
We anticipate that our proposed rule changes may have an impact on
space station applicants and licensees. While traditionally space
station applicants and licensees only rarely qualified under the
definition of a small entity, the small satellite applicants and
licensees that are contemplated by this NPRM may qualify as small
entities that would be affected by our proposed actions.
D. Description of Projected Reporting, Recordkeeping, and Other
Compliance Requirements for Small Entities
This NPRM seeks comments and proposed several rule changes that
will affect small satellite authorization procedures, recordkeeping,
and other compliance requirements for space station operators. Many of
the proposed changes, as described below, would decrease the burden in
various regards for entities that plan to launch or operate satellites
that may be colloquially referred to as ``small satellites.''
First, this NPRM proposes to simplify application requirements by
tailoring a section specifically for small satellites or small
satellite constellations meeting certain characteristics, such as low
total number of satellites, short mission duration, and low altitude
orbit. These proposals include some documentation requirements
consistent with those already established for an applicant under part
25 of the Commission's rules. We propose that some of the informational
requirements, however, may be completed by a certification rather than
narrative description, which we believe will lessen the burden on these
small satellite applicants.
Second, this NPRM proposes to identify frequencies which may be
useful for small satellites. This portion of the NPRM should not
increase any
[[Page 24078]]
requirements with respect to small entities, but instead, is designed
to help small entities apply for satellite licenses.
Third, this NPRM proposes to decrease the application fees
applicable to small satellites to $30,000.
In sum, this NPRM seeks to make obtaining authorization of small
satellites more accessible, limit regulatory costs borne by applicants,
shorten application processing times, and encourage the protection of
communications links, while enabling efficient use of spectrum.
E. Steps Taken To Minimize Significant Economic Impact on Small
Entities, and Significant Alternatives Considered
The RFA requires an agency to describe any significant,
specifically small business, alternatives that it has considered in
reaching its proposed approach, which may include the following four
alternatives (among others): ``(1) The establishment of differing
compliance or reporting requirements or timetables that take into
account the resources available to small entities; (2) the
clarification, consolidation, or simplification of compliance and
reporting requirements under the rules for such small entities; (3) the
use of performance rather than design standards; and (4) an exemption
from coverage of the rule, or any part thereof, for such small
entities.''
This NPRM seeks comment from all interested parties. The Commission
is aware that some of the proposals under consideration may impact
small entities. Small entities are encouraged to bring to the
Commission's attention any specific concerns they may have with the
proposals outlined in this NPRM.
The Commission expects to consider any economic impact on small
entities, as identified in comments filed in response to this NPRM, in
reaching its final conclusions and taking action in this proceeding.
In this NPRM, the Commission considers rule revisions to reflect
changes and advances in the satellite industry. This NPRM proposes to
eliminate some information filing requirements. We propose that
applicants may provide certifications in lieu of narrative information.
In addition, we propose that applicants be exempt from the bond
requirement for a certain period of time, and that applications for
small satellites will not be subject to the processing round
procedures. These proposals are designed to lower the regulatory burden
involved in licensing small satellites and reduce application
processing times, thereby lessening the burden of compliance on small
entities with more limited resources than larger entities.
Additionally, the NPRM proposes to decrease the application fee for
small satellite applicants.
The proposed streamlined process is optional, so a small satellite
applicant could still choose to apply under the Commission's existing
part 5 or part 25 rules. The proposed changes, however, would
facilitate authorization of small satellites under part 25 of the
Commission's rules. These changes could support smaller entities who
aim to develop and launch a small satellite or a small satellite
constellation.
F. Federal Rules That May Duplicate, Overlap, or Conflict With the
Proposed Rules
None.
List of Subjects
47 CFR Part 2
Radio, Table of Frequency Allocations.
47 CFR Part 25
Communications equipment, Earth stations, Radio, Reporting and
recordkeeping requirements, Satellites.
Federal Communications Commission.
Marlene Dortch,
Secretary, Office of the Secretary.
Proposed Rules
For the reasons discussed in the preamble, the Federal
Communications Commission proposes to amend 47 parts 2 and 25 as
follows:
PART 2--FREQUENCY ALLOCATIONS AND RADIO TREATY MATTERS; GENERAL
RULES AND REGULATIONS
0
1. The authority citation for part 2 continues to read as follows:
Authority: 47 U.S.C. 154, 302a, 303, and 336, unless otherwise
noted.
0
2. Amend Sec. 2.106, the Table of Frequency Allocations, under
``United States (US) Footnotes,'' by adding, in numerical order,
footnote USXXX to read as follows:
Sec. 2.106 Table of Frequency Allocations.
* * * * *
USXXX In the bands 149.9-150.05 MHz and 1610.6-1613.8 MHz, small
satellites as authorized under 47 CFR 25.122 operate as an application
of the mobile-satellite service (Earth-to-space).
* * * * *
PART 25--SATELLITE COMMUNICATIONS
0
3. The authority citation for part 25 continues to read as follows:
Authority: 47 U.S.C. 154, 301, 302, 303, 307, 309, 310, 319,
332, 605, and 721 unless otherwise noted.
0
4. Amend Sec. 25.113 by revising paragraph (i) to read as follows:
Sec. 25.113 Station construction, deployment approval, and operation
of spare satellites.
* * * * *
(i) An operator of NGSO space stations under a blanket license
granted by the Commission, except for those authorized pursuant to the
application process in Sec. 25.122, need not apply for license
modification to deploy and operate technically identical replacement
satellites in an authorized orbit within the term of the system
authorization. However, the licensee must notify the Commission of the
intended launch at least 30 days in advance and certify that its
operation of the additional space station(s) will not increase the
number of space stations providing service above the maximum number
specified in the license.
0
5. Amend Sec. 25.114 by revising introductory paragraph (d) to read as
follows:
Sec. 25.114 Applications for space station authorizations.
* * * * *
(d) The following information in narrative form shall be contained
in each application, except NGSO space station applications filed
pursuant to Sec. 25.122:
* * * * *
0
6. Amend Sec. 25.117 by revising paragraph (d)(1) to read as follows:
Sec. 25.117 Modification of station license.
* * * * *
(d)(1) Except as set forth in Sec. 25.118(e) and (f), applications
for modifications of space station authorizations shall be filed in
accordance with Sec. 25.114 and/or Sec. 25.122, as applicable, but
only those items of information listed in Sec. 25.114 and/or Sec.
25.122 that change need to be submitted, provided the applicant
certifies that the remaining information has not changed.
* * * * *
0
7. Amend Sec. 25.121 by revising paragraphs (a)(1) and adding
paragraph (a)(3) to read as follows:
Sec. 25.121 License term and renewals.
(a) * * *
(1) Except for licenses for DBS space stations, SDARS space
stations and terrestrial repeaters, 17/24 GHz BSS space stations
licensed as broadcast facilities, and licenses for which the
application was filed pursuant to Sec. 25.122, licenses for facilities
governed
[[Page 24079]]
by this part will be issued for a period of 15 years.
* * * * *
(3) Licenses for which the application was filed pursuant to Sec.
25.122 will be issued for a period of 5 years, without the possibility
of extension or replacement authorization.
* * * * *
0
8. Add Sec. 25.122 to read as follows:
Sec. 25.122 Applications for streamlined small satellite
authorization.
(a) This Section shall only apply to applicants for NGSO satellite
systems that are able to certify compliance with the certifications set
forth in paragraph (c) of this section. For applicants seeking to be
authorized under this section, a comprehensive proposal for Commission
evaluation must be submitted for each satellite in the proposed NGSO
satellite system on FCC Form 312, Main Form and Schedule S, as
described in Sec. 25.114(a) through (c), together with the
certifications described in paragraph (c) of this section and the
narrative requirements described in paragraph (d) of this section.
(b) Applications for NGSO satellite systems may be filed under this
section, provided that the total number of space stations in the system
is ten or fewer.
(1) To the extent that space stations in the satellite system will
be technically-identical, the applicant may submit an application for
blanket-licensed space stations.
(2) Where the space stations in the satellite system are not
technically-identical, the applicant must certify that each type of
space station satisfies the criteria in paragraph (c) of this section,
and submit technical information for each type of space station.
(c) Certifications under this section. Applicants filing for
licenses under the streamlined procedure described in this section must
include with their applications certifications that the following
criteria will be met for all space stations to be operated under the
license:
(1) The space station(s) will operate only in non-geostationary
orbit;
(2) The total on-orbit lifetime is planned to be five years or less
for the system;
(3) The space station(s):
(i) Will be deployed at an orbital altitude of 400 km or below;
(ii) Will be deployed from the International Space Station, or a
vehicle docked with the International Space Station; or
(iii) Will maintain a propulsion system and have the ability to
make collision avoidance maneuvers at any time the space station is
located above an altitude of 400 km.
(4) The space station(s) will be identifiable by unique markers
distinguishing it from other space stations or space objects;
(5) The space station(s) will release no operational debris;
(6) No debris will be generated in an accidental explosion
resulting from the conversion of energy sources on board the space
station into energy that fragments the spacecraft;
(7) The probability of a collision between each space station and
any other large object during the orbital lifetime of the space station
is less than 0.001.
(8) The space station(s) will be disposed of post-mission through
atmospheric re-entry. The probability of human casualty from portions
of the spacecraft surviving re-entry and reaching the surface of the
Earth is zero based on reasonable calculations;
(9) Operation of the space station(s) will not cause harmful
interference to space stations currently authorized under this part and
operating in the requested frequency band(s) consistent with the U.S.
Table of Frequency Allocations. Operations will not unreasonably
preclude future entrants from utilizing the requested frequency
band(s);
(10) The space station(s) will not transmit unless it receives a
command originating from the ground to do so and can be commanded by
command originating from the ground to cease transmissions;
(11) Each space station will have physical dimensions greater than
10 cm x 10 cm x 10 cm; and
(12) Each space station will have a mass of 180 kg or less.
(d) Other application information. The following information in
narrative form shall be contained in each application:
(1) An overall description of system facilities, operations, and
services and an explanation of how uplink frequency bands would be
connected to downlink frequency bands;
(2) Public interest considerations in support of grant;
(3) A description of means by which requested spectrum could be
shared with both current and future operators, (e.g., how ephemeris
data will be shared, antenna design, earth station geographic
locations) thereby not unreasonably precluding other operations in the
requested frequency band(s);
(4) For space stations with any means of maneuverability, including
both active and passive means, a description of the design and
operation of maneuverability and de-orbit systems; and
(5) If at the time of application any manned spacecraft is located
at or below the deployment orbital altitude of the space station
seeking a license, a description of the design and operational
strategies that will be used to avoid in-orbit collision with such
manned spacecraft.
0
9. Amend Sec. 25.156 by revising paragraph (d)(1) to read as follows:
Sec. 25.156 Consideration of applications.
* * * * *
(d)(1) Applications for NGSO-like satellite operation will be
considered pursuant to the procedures set forth in Sec. 25.157, except
as provided in Sec. 25.157(b) or Sec. 25.157(i), as appropriate.
* * * * *
0
10. Amend Sec. 25.157 by revising paragraph (a), and adding paragraph
(i) to read as follows:
Sec. 25.157 Consideration of applications for NGSO-like satellite
operation.
(a) This section specifies the procedures for considering license
applications for ``NGSO-like'' satellite operation, except as provided
in paragraphs (b) and (i) of this section. For purposes of this
section, the term ``NGSO-like satellite operation'' means:
(1) Operation of any NGSO satellite system, and
(2) Operation of a GSO MSS satellite to communicate with earth
stations with non-directional antennas.
* * * * *
(i) For consideration of license applications filed pursuant to the
procedures described in Sec. 25.122, the application will be processed
and granted in accordance with Sec. Sec. 25.150 through 25.156, taking
into consideration the information provided by the applicant under
Sec. 25.122(d)(3), but without a processing round as described in this
section and without a queue as described in Sec. 25.158.
0
11. Amend Sec. 25.159 revising paragraph (b) to read as follows:
Sec. 25.159 Limits on pending applications and unbuilt satellite
systems.
* * * * *
(b) Applicants with an application for one NGSO-like satellite
system license on file with the Commission in a particular frequency
band, or one licensed-but-unbuilt NGSO-like satellite system in a
particular frequency band, will not be permitted to apply for another
NGSO-like satellite system license in that frequency band, except
[[Page 24080]]
for applicants filing pursuant to Sec. 25.122.
* * * * *
0
12. Amend Sec. 25.165 by revising paragraphs (a) and (e), and adding
paragraph (h) to read as follows:
Sec. 25.165 Surety bonds.
(a) For all space station licenses issued after September 20, 2004,
other than licenses for DBS space stations, SDARS space stations, space
stations licensed under the process outlined in section 25.122, and
replacement space stations as defined in paragraph (e) of this section,
the licensee must post a bond within 30 days of the grant of its
license. Failure to post a bond will render the license null and void
automatically.
* * * * *
(e) A replacement space station is one that:
(1) Is authorized to operate at an orbital location within 0.15[deg] of the assigned location of a GSO space station to be
replaced or is authorized for NGSO operation and will replace an
existing NGSO space station in its authorized orbit, except for space
stations authorized under section 25.122;
(2) Is authorized to operate in the same frequency bands, and with
the same coverage area as the space station to be replaced; and
(3) Is scheduled to be launched so that it will be brought into use
at approximately the same time, but no later than, as the existing
space station is retired.
* * * * *
(h) Licensees of space stations under the process outlined in Sec.
25.122 need not post a bond unless the space station is not launched,
orbiting, and operational, as described in Sec. 25.164, within a
period of one year plus 30 days following grant of license. If the
space station is not operational following the one years plus 30 days
period, then the licensee must file a bond in accordance with paragraph
(a)(1) of this Section, and be subject to the requirements of
paragraphs (b), (c), and (g) of this section.
* * * * *
0
13. Amend Sec. 25.217 by revising paragraph (b)(1) and adding
paragraph (b)(4) to read as follows:
Sec. 25.217 Default service rules.
* * * * *
(b)(1) For all NGSO-like satellite licenses, except as specified in
paragraph (b)(4), for which the application was filed pursuant to the
procedures set forth in Sec. 25.157 after August 27, 2003, authorizing
operations in a frequency band for which the Commission has not adopted
frequency band-specific service rules at the time the license is
granted, the licensee will be required to comply with the following
technical requirements, notwithstanding the frequency bands specified
in these rule provisions: Sec. Sec. 25.143(b)(2)(ii) (except NGSO FSS
systems) and (iii), 25.204(e), and 25.210(f) and (i).
* * * * *
(4) For all small satellite licensees, for which the application
was filed pursuant to Sec. 25.122, authorizing operations in a
frequency band for which the Commission has not adopted frequency-band
specific service rules at the time the license is granted, the licensee
will not be required to comply with the technical requirements
specified in this section.
* * * * *
[FR Doc. 2018-10943 Filed 5-23-18; 8:45 am]
BILLING CODE 6712-01-P