Product Jurisdiction, 22428-22436 [2018-10321]
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Federal Register / Vol. 83, No. 94 / Tuesday, May 15, 2018 / Proposed Rules
flight shutdown when flying at the fuel
gravity feed ceiling levels.
(f) Compliance
Comply with this AD within the
compliance times specified, unless already
done.
(g) Modification
Within 24 months after the effective date
of this AD, modify the FLSCU wiring in
accordance with the Accomplishment
Instructions of Airbus Service Bulletin A320–
28–1242, Revision 01, dated October 3, 2017.
(h) Terminating Action for AD 2016–25–23
and Amendment of the Airplane Flight
Manual (AFM)
Modification of an airplane as required by
paragraph (g) of this AD terminates all of the
requirements of AD 2016–25–23 for that
airplane. After modification of an airplane as
required by paragraph (g) of this AD, remove
Airbus A318/A319/A320/A321 Temporary
Revision TR695, Issue 1.0, dated August 1,
2016; or Airbus A318/A319/A320/A321
Temporary Revision TR699, Issue 1.0, dated
August 1, 2016; as applicable; and Airbus
A318/A319/A320/A321 Temporary Revision
TR700, Issue 1.0, dated August 1, 2016, from
the applicable AFM of that airplane.
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(i) Credit for Previous Actions
This paragraph provides credit for actions
required by paragraph (g) of this AD, if those
actions were performed before the effective
date of this AD using Airbus Service Bulletin
A320–28–1242, dated December 21, 2016.
(j) Other FAA AD Provisions
The following provisions also apply to this
AD:
(1) Alternative Methods of Compliance
(AMOCs): The Manager, International
Section, Transport Standards Branch, FAA,
has the authority to approve AMOCs for this
AD, if requested using the procedures found
in 14 CFR 39.19. In accordance with 14 CFR
39.19, send your request to your principal
inspector or local Flight Standards District
Office, as appropriate. If sending information
directly to the International Section, send it
to the attention of the person identified in
paragraph (k)(2) of this AD. Information may
be emailed to: 9-ANM-116-AMOCREQUESTS@faa.gov. Before using any
approved AMOC, notify your appropriate
principal inspector, or lacking a principal
inspector, the manager of the local flight
standards district office/certificate holding
district office.
(2) Contacting the Manufacturer: For any
requirement in this AD to obtain corrective
actions from a manufacturer, the action must
be accomplished using a method approved
by the Manager, International Section,
Transport Standards Branch, FAA; or the
European Aviation Safety Agency (EASA); or
Airbus’s EASA Design Organization
Approval (DOA). If approved by the DOA,
the approval must include the DOAauthorized signature.
(3) Required for Compliance (RC): If any
service information contains procedures or
tests that are identified as RC, those
procedures and tests must be done to comply
with this AD; any procedures or tests that are
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not identified as RC are recommended. Those
procedures and tests that are not identified
as RC may be deviated from using accepted
methods in accordance with the operator’s
maintenance or inspection program without
obtaining approval of an AMOC, provided
the procedures and tests identified as RC can
be done and the airplane can be put back in
an airworthy condition. Any substitutions or
changes to procedures or tests identified as
RC require approval of an AMOC.
(k) Related Information
(1) Refer to Mandatory Continuing
Airworthiness Information (MCAI) EASA AD
2017–0216, dated October 30, 2017, for
related information. This MCAI may be
found in the AD docket on the internet at
https://www.regulations.gov by searching for
and locating Docket No. FAA–2018–0411.
(2) For more information about this AD,
contact Sanjay Ralhan, Aerospace Engineer,
International Section, Transport Standards
Branch, FAA, 2200 South 216th St., Des
Moines, WA 98198; telephone and fax: 206–
231–3223.(3) For service information
identified in this AD, contact Airbus,
Airworthiness Office—EIAS, 1 Rond Point
Maurice Bellonte, 31707 Blagnac Cedex,
France; telephone: +33 5 61 93 36 96; fax:
+33 5 61 93 44 51; email: account.airwortheas@airbus.com; internet: https://
www.airbus.com. You may view this service
information at the FAA, Transport Standards
Branch, 2200 South 216th St., Des Moines,
WA. For information on the availability of
this material at the FAA, call 206–231–3195.
Issued in Des Moines, Washington, on May
8, 2018.
Jeffrey E. Duven,
Director, System Oversight Division, Aircraft
Certification Service.
[FR Doc. 2018–10298 Filed 5–14–18; 8:45 am]
BILLING CODE 4910–13–P
DEPARTMENT OF HEALTH AND
HUMAN SERVICES
Food and Drug Administration
21 CFR Part 3
[Docket No. FDA–2004–N–0191]
Product Jurisdiction
AGENCY:
Food and Drug Administration,
HHS.
ACTION:
Proposed rule.
The Food and Drug
Administration (FDA or Agency) is
proposing to amend its regulations
concerning the classification of products
as biological products, devices, drugs, or
combination products, and their
assignment to Agency components for
premarket review and regulation. This
proposed rule would update the
regulations to clarify the scope of the
regulations, streamline and clarify the
appeals process, align the regulations
SUMMARY:
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with more recent legislative and
regulatory measures, update advisory
content, and otherwise clarify the
regulations, including updates to reflect
Agency practices and policies. These
changes are intended to enhance
regulatory clarity and efficiency.
DATES: Submit either electronic or
written comments on the proposed rule
by July 16, 2018.
ADDRESSES: You may submit comments
as follows. Please note that late,
untimely filed comments will not be
considered. Electronic comments must
be submitted on or before July 16, 2018.
The https://www.regulations.gov
electronic filing system will accept
comments until midnight Eastern Time
at the end of July 16, 2018. Comments
received by mail/hand delivery/courier
(for written/paper submissions) will be
considered timely if they are
postmarked or the delivery service
acceptance receipt is on or before that
date.
Electronic Submissions
Submit electronic comments in the
following way:
• Federal eRulemaking Portal:
https://www.regulations.gov. Follow the
instructions for submitting comments.
Comments submitted electronically,
including attachments, to https://
www.regulations.gov will be posted to
the docket unchanged. Because your
comment will be made public, you are
solely responsible for ensuring that your
comment does not include any
confidential information that you or a
third party may not wish to be posted,
such as medical information, your or
anyone else’s Social Security number, or
confidential business information, such
as a manufacturing process. Please note
that if you include your name, contact
information, or other information that
identifies you in the body of your
comments, that information will be
posted on https://www.regulations.gov.
• If you want to submit a comment
with confidential information that you
do not wish to be made available to the
public, submit the comment as a
written/paper submission and in the
manner detailed (see ‘‘Written/Paper
Submissions’’ and ‘‘Instructions’’).
Written/Paper Submissions
Submit written/paper submissions as
follows:
• Mail/Hand delivery/Courier (for
written/paper submissions): Dockets
Management Staff (HFA–305), Food and
Drug Administration, 5630 Fishers
Lane, Rm. 1061, Rockville, MD 20852.
• For written/paper comments
submitted to the Dockets Management
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Staff, FDA will post your comment, as
well as any attachments, except for
information submitted, marked and
identified, as confidential, if submitted
as detailed in ‘‘Instructions.’’
Instructions: All submissions received
must include the Docket No. FDA–
2004–N–0191 for ‘‘Product
Jurisdiction.’’ Received comments, those
filed in a timely manner (see
ADDRESSES), will be placed in the docket
and, except for those submitted as
‘‘Confidential Submissions,’’ publicly
viewable at https://
www.regulations.gov, or at the Dockets
Management Staff between 9 a.m. and 4
p.m., Monday through Friday.
• Confidential Submissions—To
submit a comment with confidential
information that you do not wish to be
made publicly available, submit your
comments only as a written/paper
submission. You should submit two
copies total. One copy will include the
information you claim to be confidential
with a heading or cover note that states
‘‘THIS DOCUMENT CONTAINS
CONFIDENTIAL INFORMATION.’’ The
Agency will review this copy, including
the claimed confidential information, in
its consideration of comments. The
second copy, which will have the
claimed confidential information
redacted/blacked out, will be available
for public viewing and posted on
https://www.regulations.gov. Submit
both copies to the Dockets Management
Staff. If you do not wish your name and
contact information to be made publicly
available, you can provide this
information on the cover sheet and not
in the body of your comments and you
must identify this information as
‘‘confidential.’’ Any information marked
as ‘‘confidential’’ will not be disclosed
except in accordance with 21 CFR 10.20
and other applicable disclosure law. For
more information about FDA’s posting
of comments to public dockets, see 80
FR 56469, September 18, 2015, or access
the information at: https://www.gpo.gov/
fdsys/pkg/FR-2015-09-18/pdf/201523389.pdf.
Docket: For access to the docket to
read background documents or the
electronic and written/paper comments
received, go to https://
www.regulations.gov and insert the
docket number, found in brackets in the
heading of this document, into the
‘‘Search’’ box and follow the prompts
and/or go to the Dockets Management
Staff, 5630 Fishers Lane, Rm. 1061,
Rockville, MD 20852.
FOR FURTHER INFORMATION CONTACT: John
Barlow Weiner, Associate Director for
Policy, Office of Combination Products,
Food and Drug Administration, 10903
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New Hampshire Ave., Bldg. 32, Rm.
5129, Silver Spring, MD 20933, 301–
796–8930, john.weiner@fda.hhs.gov.
SUPPLEMENTARY INFORMATION:
Table of Contents
Executive Summary
I. Description of the Proposed Rule
A. Clarify the Scope of the Regulation
B. Streamline and Clarify the Appeals
Process for Product Classifications and
Assignments
C. Aligning Part 3 with More Recent
Legislative and Regulatory Measures
D. Update Advisory Content
E. Other Clarifications to the Rule
II. Legal Authority
III. Paperwork Reduction Act of 1995
IV. Analysis of Environmental Impact
V. Federalism
VI. Consultation and Coordination with
Indian Tribal Governments
VII. Preliminary Economic Analysis of
Impacts
A. Introduction
B. Summary of Costs and Benefits
VIII. Proposed Effective Date
IX. Reference
Executive Summary
FDA promulgated its product
jurisdiction regulations, codified at part
3 (21 CFR part 3), in 1991 (see 56 FR
58754, November 21, 1991). Although
FDA amended these regulations most
recently in 2005, to clarify the meaning
of the statutory term ‘‘primary mode of
action’’ for assignment of combination
products to Agency components (see 70
FR 49848, August 25, 2005), the
regulations remain largely as published
in 1991. However, relevant statutory
provisions have changed; FDA has
published additional policies so that the
advisory content included in the
regulations requires updating; and in
other respects the rule warrants
revisions to enhance clarity and
efficiency. Accordingly, FDA is
proposing to amend part 3 to: (1) Clarify
the scope of the regulations; (2)
streamline and clarify the appeals
process; (3) align the regulations with
more recent legislative and regulatory
measures; (4) update advisory content;
and (5) otherwise clarify the rule,
including updating it to reflect Agency
policies and practices.
The incremental quantified cost
savings of the proposed rule accrue to
both the Agency and industry from
resources, such as time and paper, saved
through eliminating the part 3 appeal to
the Office of Combination Products
(OCP). These annual social cost savings
are estimated to be $28,000. Sponsors
are expected to incur one-time costs to
read and understand the regulation. Our
primary estimate of the total cost to
industry in the first year is
approximately $131,000.
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The Agency estimates the quantifiable
net social effect of the proposed rule to
be a cost of approximately $103,000 in
the first year and a cost savings of
approximately $28,000 each year
starting in the second year. The net
present discounted value of the
quantifiable net effect over 10 years is
approximately $114,000 at a 3 percent
discount rate and $76,000 at a 7 percent
discount rate. The total annualized net
effect of the proposed rule is estimated
to produce an average net cost savings
ranging from $13,000 at a 3 percent
discount rate and $11,000 at a 7 percent
discount rate.
I. Description of the Proposed Rule
For the reasons presented in the
following subsections, FDA proposes to
amend its regulations on Product
Jurisdiction codified at part 3 to: (1)
Clarify the scope of the regulation; (2)
streamline and clarify the appeals
process; (3) align the regulations with
more recent legislative and regulatory
measures; (4) update advisory content;
and (5) otherwise clarify the rule,
including updating it to reflect Agency
policies and practices.
A. Clarify the Scope of the Regulation
This proposed rule, if finalized,
would amend § 3.3—Scope, to clarify
that the part 3 procedures apply to
sponsors (also referred to as applicants,
see § 3.2—Definitions) for products for
which the classification as biological
products, devices, drugs, or
combination products, or the Agency
component with primary jurisdiction, is
unclear or in dispute. It would also
make conforming revisions to other
sections in part 3, including the
definitions in § 3.2.
FDA published its product
jurisdiction regulations codified at part
3 in 1991, in part to implement section
503(g) of the Federal Food, Drug, and
Cosmetic Act (FD&C Act) (21 U.S.C.
353(g)), which calls upon the Agency to
assign products that are comprised of
any combination of a drug and a device,
a device and a biological product, a
biological product and a drug, or a drug,
a device and a biological product
(‘‘combination products’’) to Agency
components based on the primary mode
of action (PMOA) of the combination
product. The rulemaking also
established that the same procedures
would be used to assign biological
products, devices, and drugs to Agency
components when their assignment was
unclear or in dispute.
Although part 3 did not expressly
refer to classification of products as
biological products, devices, drugs, or
combination products, such
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determinations are generally necessary
to make an assignment determination.
Non-combination products (biological
products, devices, and drugs) are
assigned to Agency components based
on their classification. Accordingly, the
Agency needs to determine, for
example, whether a product is a
biological product to be able to
determine whether it should be assigned
to a component that regulates biological
products. Similarly, assignment of
combination products is based on
determining whether the product is a
combination product and if so, which
constituent part of the combination
product (biological product, device, or
drug) provides the PMOA (or applying
the algorithm specified in § 3.4(b) if the
PMOA cannot be determined with
reasonable certainty).
Therefore, the Agency has been
accepting under part 3 sponsor requests
for the Agency to make product
classification as well as assignment
determinations (see, e.g., ‘‘How to Write
a Request for Designation (RFD)’’, at
https://www.fda.gov/
regulatoryinformation/guidances/
ucm126053.htm). FDA’s longstanding
acceptance and review of sponsors’
requests for product classification under
part 3 is consistent with the obligations
to which FDA became subject in 1998
under section 416 of the Food and Drug
Administration Modernization Act of
1997 (FDAMA) (Pub. L. 105–115),
which added section 563 to the FD&C
Act (21 U.S.C. 360bbb–2). Section 563 of
the FD&C Act requires FDA to classify
products as biological products, devices,
drugs, or combination products and to
assign products to an Agency
component for regulation, in response to
requests for designations submitted by
product sponsors. The procedures at
part 3 are appropriate for
implementation of section 563 as well
as section 503(g) of the FD&C Act, and
FDA has used these procedures for both
purposes to date.
This proposed rule would revise § 3.3
to clarify that FDA’s procedures in part
3 apply to classification of products as
biological products, devices, drugs, or
combination products as well as to
assignment of these products to Agency
components, and would make
corresponding amendments to other
sections in part 3, including §§ 3.1,
3.7(c)(3) (see proposed 3.5(b)), 3.8(b)
(see proposed 3.6(b)), 3.9(b) (see
proposed 3.7(b)), and the definitions in
§ 3.2 for ‘‘letter of designation,’’ ‘‘letter
of request,’’ and ‘‘product jurisdiction
officer,’’ to be consistent with this
clarified statement of scope.
In addition, Agency experience over
the 26 years since part 3 was codified
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has shown that sponsors sometimes are
confused as to whether they must
request a classification or assignment
determination under part 3 as a
prerequisite to making a premarket
submission for their product, regardless
of whether the classification or
assignment for their product is unclear
or in dispute. In addition, some entities
who are not the sponsor for the product
have attempted to obtain a product
classification or assignment
determination. To eliminate this
confusion, this proposed rule would
also revise § 3.3 to state that the part 3
procedures apply to sponsors if
classification or assignment is unclear
or in dispute for their product. If no
such uncertainty exists, use of the
procedures is unnecessary, and
sponsors can engage directly with the
appropriate Agency component.
Further, clarifying that part 3 applies to
sponsors is consistent with section
503(g) of the FD&C Act, as amended by
the 21st Century Cures Act (Cures Act)
(Pub. L. 114–255), and with section 563
of the FD&C Act.
B. Streamline and Clarify the Appeals
Process for Product Classifications and
Assignments
Section 3.8(c)—Requests for
reconsideration. The proposed rule
would remove, as confusing and
inefficient, the process codified at
§ 3.8(c) for sponsors to request that the
product jurisdiction officer reconsider
determinations made under part 3.
Currently, a sponsor may make a
request for reconsideration and if the
sponsor disagrees with the decision
upon reconsideration, the sponsor may
make an additional, supervisory appeal
in accordance with § 10.75 (21 CFR
10.75). Alternatively, the sponsor may
directly submit such a supervisory
appeal without first requesting
reconsideration under § 3.8(c).
This current approach has proven
confusing to sponsors and inefficient for
sponsors and Agency staff.
Determinations under part 3 are made
through a robust process involving
OCP’s review of information, either
provided by the sponsor or otherwise
available to the Agency, in consultation
with regulatory, legal, and scientific
staff from other Agency components, as
appropriate. Consistent with appeals
under § 10.75, no new information may
be presented in a request for
reconsideration under § 3.8(c). Because
determinations under part 3 are made
through a robust process, further
evaluation of the same data and
information by OCP is unlikely to result
in a change of decision. Requests for
reconsideration have been inefficient for
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sponsors who have opted to utilize this
mechanism, and inclusion of the request
for reconsideration mechanism has led
to confusion, with sponsors sometimes
believing they must make a request for
reconsideration before they may submit
a § 10.75 supervisory appeal.
Accordingly, FDA has determined
that the request for reconsideration
process is unhelpful to retain.
C. Aligning Part 3 With More Recent
Legislative and Regulatory Measures
In addition to the amendments made
by section 416 of FDAMA regarding
classification and assignment discussed
in section I.A, two other statutory
changes have been made relating to
issues addressed in part 3 since FDA
promulgated the part 3 regulations in
1991, and this rule proposes to amend
part 3 to comport with these statutory
changes as well.
FDA amended part 3 in 2005 to clarify
the meaning of PMOA for assignment of
combination products, and to codify at
§ 3.2 definitions for biological product,
device, and drug ‘‘modes of action’’
based upon the statutory definitions of
biological product, device, and drug.
The Biologics Price Competition and
Innovation Act of 2009 (Subtitle A of
Title VII of the Patient Protection and
Affordable Care Act (Pub. L. 111–148))
amended the definition for biological
product at section 351(i) of the Public
Health Service Act (PHS Act) (42 U.S.C.
262(i)) to address expressly and more
precisely the classification of proteins as
biological products. This proposed rule
would amend the definition for
‘‘biological product mode of action’’ at
§ 3.2 to align with the current statutory
definition for biological product.
In 2016, section 3038 of the Cures Act
amended section 503(g) of the FD&C
Act, to include additional provisions
relating to intercenter consultation and
coordination (see 21 U.S.C.
353(g)(8)(C)), reinforcing expectations
that intercenter consultation and
coordination occur as appropriate.
Currently, § 3.4(c) states in part that the
designation of a center (an ‘‘agency
component’’ as defined in § 3.2) as
having primary jurisdiction for a
combination product does not preclude
consultations by that component with
other components. In keeping with
section 503(g) of the FD&C Act as
amended and Agency practice, the
Agency is revising § 3.4(c) to make clear
that consultations with other Agency
components will occur as FDA deems
appropriate. Agency practice is to
conduct intercenter consultation and
coordination routinely to ensure
appropriate expertise is brought to bear
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to enable fully informed reviews and
consistent regulation of products.
In addition, section 503(g) of the
FD&C Act, as amended by section 3038
of the Cures Act, states that combination
products shall be reviewed under a
single application whenever
appropriate, and that sponsors may
submit separate applications for the
constituent parts of a combination
product unless FDA determines a single
application is necessary (see 21 U.S.C.
353(g)(1)(B) and (6)). Currently, § 3.4(c)
states in part that the Agency can
require in appropriate cases that
constituent parts of a combination
product be reviewed under separate
applications. Accordingly, to avoid
confusion that might arise from
maintaining this different articulation of
Agency authority on this topic, the
proposed rule would remove this
language at § 3.4(c). FDA intends to
issue guidance regarding
implementation of the new statutory
provisions as needed given Agency
experience with implementing them.1
The rule uses the term ‘‘application,’’
and lists types of applications within
the definition for ‘‘premarket review’’ at
§ 3.2. However, the types of premarket
submissions for medical products have
changed since publication of part 3, and
this listing is now incomplete. To
enhance clarity and completeness, the
proposed rule would add a current,
complete definition for ‘‘application,’’
and remove the existing, related
language currently included in the
definition for ‘‘premarket review’’ in
§ 3.2. In addition, for clarity and
alignment with Agency practice, the
proposed rule would revise § 3.2 to
define premarket review to include
examination of data and information
‘‘submitted by an applicant,’’ rather
than ‘‘in an application,’’ since
premarket review can include Agency
1 Section 3038 of the Cures Act also amended
section 503(g) of the FD&C Act in other respects
relating to combination product assignment,
including to: Incorporate a definition for PMOA,
which is consistent with the regulatory definition
of PMOA at § 3.2, promulgated by FDA in its 2005
amendments to part 3 (see 21 U.S.C. 353(g)(1)(C));
provide that drug or biological product PMOA
cannot be based solely upon the product having any
chemical action within or on the human body (see
21 U.S.C. 353(g)(1)(E)); provide that sponsors who
disagree with FDA’s PMOA determination may
request a substantive rationale of the determination
(see 21 U.S.C. 353(g)(1)(F)(i)); and provide a
mechanism for sponsors and FDA to collaborate
and seek agreement on studies to establish the
relevance of the chemical action in achieving the
PMOA of their products if they do not agree with
the Agency’s PMOA determination (see 21 U.S.C.
353(g)(1)(F)(ii)). These amendments serve to codify
longstanding Agency regulatory interpretations and
practices. Accordingly, FDA has determined that
revision of part 3 with respect to these statutory
amendments is not necessary.
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review of information provided as part
of ‘‘pre-submission’’ engagement with
applicants.
In addition, the proposed rule would
amend § 3.2—Definitions to include a
cross-reference to the definition for
‘‘constituent part,’’ codified at 21 CFR
4.2 in the 2013 rulemaking regarding
current good manufacturing practices
for combination products, and which
has also been referenced at 21 CFR
4.101 as part of the 2016 rule on
postmarketing safety reporting for
combination products (81 FR 92603).
The meaning of the term is the same for
purposes of part 3 as for purposes of
part 4. Accordingly, cross-referencing
the definition into part 3 would serve to
ensure clarity and consistency.
D. Update Advisory Content
Part 3 includes advisory language and
addresses associated with Agency
guidance in various locations. As a
general matter, recommendations from
FDA are provided in guidance
documents published in accordance
with good guidance practices (see 21
CFR 10.115). This approach not only
enables the public to comment on
proposed guidance, but also enables
FDA to update guidance in a timely
manner given stakeholder and Agency
experience with the policy topic. FDA
included advisory content in part 3 in
light of the novelty of the regulatory
topic at the time, to facilitate
stakeholder understanding and indicate
Agency thinking. However, Agency
thinking has evolved since
promulgation of part 3 and more
complete, current guidance documents
and other policy statements are now
available. Accordingly, the proposed
rule, if finalized, would remove the
advisory content and discussion of
guidance from part 3. Specifically, this
proposed rule would remove the
provisions at §§ 3.2, 3.5, and 3.7, as
explained below.
Section 3.2 includes in the definition
for ‘‘mode of action’’ a reference to
constituent parts of combination
products each providing one type of
mode of action and notes that the mode
of action of each constituent part is
typically identifiable. The proposed rule
would replace this potentially confusing
language, with a simple statement that
each constituent part contributes one
mode of action (device, drug, or
biological product). Modes of action of
a combination product and how to
address them in requests for assignment
are more fully addressed in Agency
guidance, including in ‘‘How to Write a
Request for Designation (RFD).’’
Section 3.5 addresses the relationship
between part 3 and intercenter
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agreements on product assignment. The
proposed rule would remove this
section. These non-binding intercenter
agreements adopted in 1991 address the
assignment of biological products,
devices, and drugs, as well as
combination products. The Medical
Device User Fee and Modernization Act
(MDUFMA) (Pub. L. 107–250) enacted
in 2002 amended section 503(g) of the
FD&C Act to require FDA to review each
agreement, guidance, or practice
addressing the assignment of
combination products to Agency
centers, for consistency with section
503(g) (see 21 U.S.C. 353(g)(8)(F)). In
accordance with this mandate, FDA
conducted a review, including of the
intercenter agreements addressed in
§ 3.5, and published its assessment in
2006 (see ‘‘Jurisdictional Update:
Intercenter Agreements’’, at https://
www.fda.gov/CombinationProducts/
JurisdictionalInformation/
JurisdictionalUpdates/ucm106506.htm).
The Agency concluded that: (1) The
usefulness of these agreements was
becoming increasingly limited; (2) that
they should not be relied upon
independently as the most current,
accurate jurisdictional statements; and
(3) that issuance of new guidance and
other efforts should be pursued to
enhance transparency and more clearly
articulate the principles upon which
jurisdictional determinations are based.
Consistent with that assessment, FDA
has since published various policy
statements relating to product
classification and assignment and
posted various other relevant materials
on its website (see https://www.fda.gov/
CombinationProducts/default.htm),
most recently, a final guidance on
‘‘Classification of Products as Drugs and
Devices and Additional Product
Classification Issues’’ (September 2017)
(https://www.fda.gov/
RegulatoryInformation/Guidances/
ucm258946.htm). The Agency is
currently reviewing these intercenter
agreements to determine what action, if
any, to take with respect to them.
Sections 3.7(a) and (b) include
recommendations regarding who should
file an RFD and when they should file
them, respectively. The proposed rule, if
finalized, would remove these
provisions. These questions are
addressed by the proposed amendments
to § 3.3 discussed in section I.A, and
current Agency guidance, including in
‘‘How to Write a Request for Designation
(RFD)’’, which provides more clear and
complete recommendations regarding
timing and other process considerations.
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E. Other Clarifications to the Rule
Section 3.2 defines mode of action,
and what constitutes a biological
product, device, and drug mode of
action, for purposes of making
combination product assignment
determinations. To enhance clarity, the
proposed rule would add an express
statement that the mode of action
definitions apply for purposes of
making combination product
assignment determinations, and would
simplify the definition for device mode
of action at § 3.2 by referring to the
statutory definition of device provided
in section 201(h) of the FD&C Act (21
U.S.C. 321(h)) and removing redundant
language.
Section 3.4(a)—Designated Agency
component. The proposed rule would
amend § 3.4(a) to clarify that the Agency
component to which a combination
product is assigned based on PMOA is
the component that regulates the
constituent part providing the PMOA.
For example, some biological products
are assigned to the Center for Biologics
Evaluation and Research (CBER) and
others are assigned to the Center for
Drug Evaluation and Research (CDER). If
a combination product has a biological
product PMOA, it is assigned to either
CBER or CDER based upon which of
these two Centers regulate that type of
biological product. This interpretation
of the statutory provisions governing
PMOA and combination product
assignments is consistent with Agency
practice and ensures that combination
products are assigned to the Agency
component most familiar with the
constituent part that provides the
PMOA.
Sections 3.2 and 3.6—Product
jurisdiction officer. Section 3.2 includes
a definition of ‘‘product jurisdiction
officer’’ and section 3.6 specifies that
OCP is the designated product
jurisdiction officer. The proposed rule
would revise the definition for ‘‘product
jurisdiction officer’’ at § 3.2 to include
information currently provided in § 3.6,
and remove § 3.6, simplifying the rule
by consolidating this related
information. Specifically, the definition
of ‘‘product jurisdiction officer’’ at § 3.2
would be revised to refer to OCP as the
office responsible for classification and
assignment of medical products.
MDUFMA required FDA to establish an
office to perform various regulatory
functions relating to combination
products, including their assignment to
Agency components. Consistent with
that mandate, FDA created OCP and
delegated to specified staff within OCP
the authority to classify products as
biological products, devices, drugs, or
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combination products as well as to
assign these products to an Agency
component with primary jurisdiction for
their premarket review and regulation.
Existing section 3.7(d) addresses
where to file RFD communications and
currently requires submission in hard
copy with the option to submit
electronically as well. FDA sees no
reason to continue to require a hard
copy submission and proposes to revise
the provision (see proposed § 3.5(b)) and
make corresponding revisions to the
content of § 3.7(c) (see proposed 3.5(b))
to give sponsors the alternative of
submitting solely electronically. In
addition, to avoid the need to revise the
rule given changes to OCP’s mailing
address or email address, this rule
would amend § 3.7(d) (see proposed
3.5(b)) to direct sponsors to submit
RFDs to the current mailing address or
email address for OCP as published by
FDA, currently on the Office of
Combination Products web page
(https://www.fda.gov/
CombinationProducts/default.htm).
Section 3.9(b) addresses grounds for
changing a classification or assignment
designation, including circumstances
under which the Agency can do so
without the consent of the sponsor. It
currently provides that sponsors shall
be given 30 days written notice (which
can be via email) of proposed changes
and that such changes require the
concurrence of the Principal Associate
Commissioner. Because positions and
titles in the Agency change from time to
time, to avoid the need to revise part 3
when such changes occur, this rule
would revise § 3.9(b) (see proposed
§ 3.7(b)) to state that such changes of
classification or assignment require the
concurrence of the official in the
Agency responsible for the oversight of
OCP.
Other clarifying changes to part 3
include in § 3.2: In the definitions of
‘‘combination product’’ and ‘‘product,’’
changing ‘‘biologic’’ to ‘‘biological
product’’ to provide for consistency in
part 3 and with the term used in section
351 of the PHS Act; and in the
definitions of ‘‘biological product’’ and
‘‘product,’’ changing ‘‘351(a)’’ to
‘‘351(i)’’ and ‘‘262(a)’’ to ‘‘262(i)’’ so that
the correct provision in the PHS Act and
the U.S. Code is cited (i.e., the provision
that defines ‘‘biological product’’).
II. Legal Authority
The Agency derives its authority to
issue the regulations found in part 3
from 21 U.S.C. 321, 351, 352, 353, 355,
360, 360c–360f, 360h–360j, 360gg–
360ss, 360bbb–2, 371(a), 379e, 381, 394;
42 U.S.C. 216, 262, and 264. Congress
expressly directed FDA to assign
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Fmt 4702
Sfmt 4702
combination products to the appropriate
Agency component for regulation based
on the Agency’s assessment of PMOA as
set forth in section 503(g) of the FD&C
Act. Congress also expressly directed
FDA to determine the classification of a
product as a drug, biological product,
device, or combination product, or the
component of the Agency that will
regulate the product, as applicable, in
response to a request submitted under
section 563 of the FD&C Act. Under
section 701 of the FD&C Act (21 U.S.C.
371) and for the efficient enforcement of
the FD&C Act, FDA has the authority to
issue and amend the regulations found
in part 3.
III. Paperwork Reduction Act of 1995
FDA tentatively concludes that this
proposed rule contains no new
collection of information. Therefore,
clearance by the Office of Management
and Budget (OMB) under the Paperwork
Reduction Act of 1995 is not required.
Information collection under part 3 has
already been approved under OMB
control number 0910–0523.
IV. Analysis of Environmental Impact
We have determined under 21 CFR
25.30(h) that this action is of a type that
does not individually or cumulatively
have a significant effect on the human
environment. Therefore, neither an
environmental assessment nor an
environmental impact statement is
required.
V. Federalism
We have analyzed this proposed rule
in accordance with the principles set
forth in Executive Order 13132. We
have determined that the proposed rule
does not contain policies that have
substantial direct effects on the States,
on the relationship between the
National Government and the States, or
on the distribution of power and
responsibilities among the various
levels of government. Accordingly, we
conclude that the rule does not contain
policies that have federalism
implications as defined in the Executive
order and, consequently, a federalism
summary impact statement is not
required.
VI. Consultation and Coordination With
Indian Tribal Governments
We have analyzed this proposed rule
in accordance with the principles set
forth in Executive Order 13175. We
have tentatively determined that the
rule does not contain policies that
would have a substantial direct effect on
one or more Indian Tribes, on the
relationship between the Federal
Government and Indian Tribes, or on
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the distribution of power and
responsibilities between the Federal
Government and Indian Tribes. The
Agency solicits comments from tribal
officials on any potential impact on
Indian Tribes from this proposed action.
VII. Preliminary Economic Analysis of
Impacts
A. Introduction
We have examined the impacts of the
proposed rule under Executive Order
12866, Executive Order 13563,
Executive Order 13771, the Regulatory
Flexibility Act (5 U.S.C. 601–612), and
the Unfunded Mandates Reform Act of
1995 (Pub. L. 104–4). Executive Orders
12866 and 13563 direct us to assess all
costs and benefits of available regulatory
alternatives and, when regulation is
necessary, to select regulatory
approaches that maximize net benefits
(including potential economic,
environmental, public health and safety,
and other advantages; distributive
impacts; and equity). Executive Order
13771 requires that the costs associated
with significant new regulations ‘‘shall,
to the extent permitted by law, be offset
by the elimination of existing costs
associated with at least two prior
regulations.’’ We believe that this
proposed rule is not a significant
regulatory action as defined by
Executive Order 12866.
The Regulatory Flexibility Act
requires us to analyze regulatory options
that would minimize any significant
impact of a rule on small entities.
Because this rule imposes no new
burdens, we propose to certify that the
proposed rule will not have a significant
economic impact on a substantial
number of small entities.
The Unfunded Mandates Reform Act
of 1995 (section 202(a)) requires us to
prepare a written statement, which
includes an assessment of anticipated
costs and benefits, before proposing
‘‘any rule that includes any Federal
mandate that may result in the
expenditure by State, local, and tribal
governments, in the aggregate, or by the
private sector, of $100,000,000 or more
(adjusted annually for inflation) in any
one year.’’ The current threshold after
adjustment for inflation is $148 million,
using the most current (2016) Implicit
Price Deflator for the Gross Domestic
Product. This proposed rule would not
22433
result in an expenditure in any year that
meets or exceeds this amount.
B. Summary of Costs and Benefits
The objective of this proposed rule is
to amend the regulations concerning
RFDs of the classification of products as
biological products, devices, drugs, or
combination products, or their
assignment to Agency components for
premarket review and regulation. The
proposed rule is intended to clarify the
scope of the regulations, streamline and
clarify the appeals process, align the
regulations with more recent legislative
and regulatory measures, update
advisory content, and otherwise to
clarify part 3.
Many provisions of this proposed rule
codify current practices and may not
result in estimated costs, benefits, or
savings. However, we expect a few
provisions to lead to changes that may
generate additional public health
benefits and cost savings to society. A
summary of the quantified costs and
cost savings of the proposed rule are
presented in table 1. The lower and
upper estimates given in table 1 are at
the 5 and 95 percent interval,
respectively.
TABLE 1—SUMMARY OF NET COST SAVINGS OF THE PROPOSED RULE 1 2
Category
Primary estimate
Low estimate
Costs .......................................................................
Annualized Monetized $/year .................................
Annualized Quantified.
Qualitative.
$17,000
High estimate
$12,000
1 We
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use a 10-year time horizon for this rule with payments occurring at the end of each period.
dollar values are rounded to the nearest $1,000.
The estimated primary costs of the
proposed rule include the additional
one-time costs incurred by industry to
read and understand the regulation. We
expect only a subset of firms currently
producing medical products will incur
this cost. Our primary estimate of the
total up-front cost to industry is
approximately $131,000. Annualizing
these costs over a 10-year period, we
estimate total annualized costs to be
$15,000 at a 3 percent discount rate, and
$17,000 at a 7 percent discount rate. The
present value of these costs over 10
years is $127,000 at a 3 percent discount
rate, and $122,000 at a 7 percent
discount rate.
The primary public health benefit
from adoption of the proposed rule
would be the value of the illnesses and
deaths avoided as a result of finalizing
the proposed rule. Current regulatory
requirements may cause applicants to
unnecessarily submit RFDs, or to make
misguided judgments regarding the
need to confirm product classification
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16:36 May 14, 2018
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or assignment. The reduction in
uncertainty about the RFD process will,
thereby, potentially allow sponsors to
make more informed decisions
regarding product development and
seeking marketing authorization, and
potentially allow sponsors and FDA
personnel to divert resources used
under current regulations to other areas,
such as to product development and
marketing applications. We are not able
to quantify or to identify specific ways
by which the proposed rule would lead
to avoided illnesses or deaths and
therefore do not include public health
benefits in our net estimates.
FDA is able to quantify the resource
savings to both the Agency and industry
from the proposed rule associated with
streamlining and clarifying the appeals
process for product classification and
assignments. Our primary estimate of
total cost savings to industry and FDA
is approximately $28,000 annually. The
present value of these savings over 10
years is $241,000 at a 3 percent discount
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rate, and $198,000 at a 7 percent
discount rate. Potential resource savings
to FDA and industry from the optional
electronic submission of RFDs are not
included in this estimate because of the
uncertainty in the number of sponsors
who would choose to submit
electronically.
Our best estimate of the quantifiable
net social effect of the proposed rule,
using a 10-year time horizon, is a cost
of approximately $103,000 in the first
year and a cost savings of approximately
$28,000 each year starting in the second
year. The net present discounted value
of the quantifiable cost savings over 10
years is approximately $114,000 at a 3
percent discount rate and approximately
$76,000 at a 7 percent discount rate. The
total annualized net effect of the
proposed rule is estimated to produce
an average net cost savings ranging from
$13,000 at a 3 percent discount rate and
$11,000 at a 7 percent discount rate.
Executive Order 13771 requires that
the costs associated with significant
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new regulations ‘‘shall, to the extent
permitted by law, be offset by the
elimination of existing costs associated
with at least two prior regulations.’’ We
believe that the proposed rule, if
finalized, is not significant under
Executive Order 12666 and is
deregulatory under Executive Order
13771.
The present value of our primary net
cost savings estimate of the proposed
rule, using an infinite time horizon, is
approximately $281,000, discounted at
7 percent, with a lower bound of
approximately $165,000 and an upper
bound of approximately $1.2 million.
The annualized net cost savings of the
proposed rule are approximately
$20,000, discounted at 7 percent on an
infinite time horizon, with a lower
bound of approximately $12,000 and an
upper bound of approximately $83,000.
Discounted at 3 percent, the present
value of our primary net cost savings of
the proposed rule is approximately
$814,000, with a lower bound of
approximately $634,000 and an upper
bound of approximately $2.9 million.
The annualized net cost of the proposed
rule is approximately ¥$20,000,
discounted at 3 percent on an infinite
time horizon, with a lower bound of
approximately ¥$12,000 and an upper
bound of approximately ¥$83,000. The
estimated net costs using a 7 percent
discount rate under Executive Order
13771 are summarized in table 2.
TABLE 2—SUMMARY OF EXECUTIVE ORDER 13771 NET COSTS OF THE PROPOSED RULE 1 2 3
Primary
(7%)
Present Value of Costs ................................................................................................................
Present Value of Savings ............................................................................................................
Present Value of Net Costs .........................................................................................................
Annualized Costs .........................................................................................................................
Annualized Savings .....................................................................................................................
Annualized Net Costs ..................................................................................................................
Lower bound
(7%)
$122,000
403,000
281,000
9,000
28,000
¥20,000
$81,000
357,000
165,000
6,000
25,000
¥12,000
Upper bound
(7%)
$192,000
1,266,000
1,184,000
13,000
89,000
¥83,000
1 We
use an infinite time horizon for this rule with payments occurring at the end of each period.
dollar values are rounded to the nearest $1,000.
3 A negative net cost implies a net cost savings.
2 All
The Regulatory Flexibility Act
requires Agencies to prepare an initial
regulatory flexibility analysis if a
proposed rule would have a significant
economic impact on a substantial
number of small entities (including
small businesses, small non-profit
organizations, and small governmental
jurisdictions). FDA has examined the
economic implications of the proposed
rule as required by the Regulatory
Flexibility Act. This rule, if finalized,
will not impose any new burdens on
small entities, and thus will not have a
significant economic impact on a
substantial number of small entities.
The full preliminary analysis of
economic impacts is available in the
docket for this proposed rule (Ref. 1)
and at https://www.fda.gov/AboutFDA/
ReportsManualsForms/Reports/
EconomicAnalyses/default.htm.
VIII. Proposed Effective Date
FDA is proposing that any final rule
based on this proposed rule become
effective 30 days after the date of its
publication in the Federal Register.
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Administrative practice and
procedure, Biological products,
Combination products, Drugs, Medical
devices, Authority delegations.
Therefore, under the Federal Food,
Drug, and Cosmetic Act, the Public
Health Service Act, and authority
delegated to the Commissioner of Food
and Drugs, it is proposed that 21 CFR
part 3 be amended as follows:
1. The authority citation for part 3 is
revised to read as follows:
■
Authority: 21 U.S.C. 321, 351, 352, 353,
355, 360, 360c–360f, 360h–360j, 360gg–
360ss, 360bbb–2, 371(a), 379e, 381, 394; 42
U.S.C. 216, 262, 264.
2. Revise part 3 to read as follows:
PART 3—PRODUCT JURISDICTION
The following reference is on display
in the Dockets Management Staff (see
ADDRESSES) and is available for viewing
by interested persons between 9 a.m.
and 4 p.m., Monday through Friday; it
is also available electronically at https://
www.regulations.gov or https://
www.fda.gov/AboutFDA/
ReportsManualsForms/Reports/
EconomicAnalyses/default.htm.
16:36 May 14, 2018
List of Subjects in 21 CFR Part 3
■
IX. Reference
VerDate Sep<11>2014
1. Preliminary Regulatory Impact Analysis of
the Proposed Rule, Amendments to 21
CFR Part 3—Product Jurisdiction, Docket
No. FDA–2004–N–0191.
Subpart A—Product Classification and
Assignment of Agency Component for
Review of Premarket Applications
Sec.
3.1
3.2
3.3
3.4
3.5
3.6
3.7
3.8
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Purpose.
Definitions.
Scope.
Designated agency component.
Request for designation.
Letter of designation.
Effect of letter of designation.
Stay of review time.
Frm 00022
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Subpart B [Reserved]
§ 3.1
Purpose.
The purpose of this subpart is to
provide procedures for determining
whether a product is a biological
product, device, drug, or combination
product, and which component within
FDA will have primary jurisdiction for
a biological product, device, drug, or
combination product, where product
classification or assignment is unclear
or in dispute. By doing so, this subpart
implements section 503(g) of the
Federal Food, Drug, and Cosmetic Act.
Nothing in this subpart prevents FDA
from using any agency resources it
deems necessary to ensure adequate
review of the safety and effectiveness of
any product, or the substantial
equivalence of any device to a predicate
device.
§ 3.2
Definitions.
For the purpose of this part:
Agency means the Food and Drug
Administration.
Agency component means the Center
for Biologics Evaluation and Research,
the Center for Devices and Radiological
Health, the Center for Drug Evaluation
and Research, or alternative
organizational component of the agency.
Applicant means any person who
submits or plans to submit an
application to the Food and Drug
Administration for premarket review.
For purposes of this section, the terms
‘‘sponsor’’ and ‘‘applicant’’ have the
same meaning.
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Application means any
investigational new drug application,
investigational device exemption
application, new drug application,
abbreviated new drug application,
biologics license application, premarket
notification submission, De Novo
classification request, premarket
approval application, product
development protocol, or humanitarian
device exemption application, including
all amendments and supplements.
Biological product has the meaning
given the term in section 351(i) of the
Public Health Service Act (42 U.S.C.
262(i)).
Combination product includes:
(1) A product comprised of two or
more regulated components, i.e., drug/
device, biological product/device, drug/
biological product, or drug/device/
biological product, that are physically,
chemically, or otherwise combined or
mixed and produced as a single entity;
(2) Two or more separate products
packaged together in a single package or
as a unit and comprised of drug and
device products, device and biological
products, or biological and drug
products;
(3) A drug, device, or biological
product packaged separately that
according to its investigational plan or
proposed labeling is intended for use
only with an approved individually
specified drug, device, or biological
product where both are required to
achieve the intended use, indication, or
effect and where upon approval of the
proposed product the labeling of the
approved product would need to be
changed, e.g., to reflect a change in
intended use, dosage form, strength,
route of administration, or significant
change in dose; or
(4) Any investigational drug, device,
or biological product packaged
separately that according to its proposed
labeling is for use only with another
individually specified investigational
drug, device, or biological product
where both are required to achieve the
intended use, indication, or effect.
Constituent part has the meaning
given the term in § 4.2 of this chapter.
Device has the meaning given the
term in section 201(h) of the Federal
Food, Drug, and Cosmetic Act.
Drug has the meaning given the term
in section 201(g)(1) of the Federal Food,
Drug, and Cosmetic Act.
FDA means Food and Drug
Administration.
Letter of designation means the
written notice issued by the product
jurisdiction officer classifying the
product, specifying the agency
component with primary jurisdiction, or
both.
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Jkt 244001
Letter of request means an applicant’s
written submission to the product
jurisdiction officer seeking product
classification, the designation of the
agency component with primary
jurisdiction, or both.
Mode of action is the means by which
a product achieves an intended
therapeutic effect or action. For
purposes of this definition,
‘‘therapeutic’’ action or effect includes
any effect or action of the combination
product intended to diagnose, cure,
mitigate, treat, or prevent disease, or
affect the structure or any function of
the body. When making assignments of
combination products under this part,
the agency will consider three types of
mode of action: The actions provided by
a biological product, a device, and a
drug. Each constituent part of a
combination product has one such type
of mode of action. For purposes of
combination product assignment:
(1) A constituent part has a biological
product mode of action if it acts by
means of a virus, therapeutic serum,
toxin, antitoxin, vaccine, blood, blood
component or derivative, allergenic
product, protein (except any chemically
synthesized polypeptide), or analogous
product, or arsphenamine or derivate of
arsphenamine (or any other trivalent
organic arsenic compound), applicable
to the prevention, treatment, or cure of
a disease or condition of human beings,
as described in section 351(i) of the
Public Health Service Act.
(2) A constituent part has a device
mode of action if it meets the definition
of device contained in section 201(h) of
the Federal Food, Drug, and Cosmetic
Act, and it does not have a biological
product mode of action.
(3) A constituent part has a drug mode
of action if it meets the definition of
drug contained in section 201(g)(1) of
the Federal Food, Drug, and Cosmetic
Act, and it does not have a biological
product or device mode of action.
Premarket review includes the
examination of data and information
submitted by an applicant.
Primary mode of action is the single
mode of action of a combination
product that provides the most
important therapeutic action of the
combination product. The most
important therapeutic action is the
mode of action expected to make the
greatest contribution to the overall
intended therapeutic effects of the
combination product.
Product means any article that
contains any drug as defined in section
201(g)(1) of the Federal Food, Drug, and
Cosmetic Act; any device as defined in
section 201(h) of the Federal Food,
Drug, and Cosmetic Act; or any
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22435
biological product as defined in section
351(i) of the Public Health Service Act
(42 U.S.C. 262(i)).
Product jurisdiction officer is the
person or persons in the Office of
Combination Products responsible for
classification of products as biological
products, devices, drugs, and
combination products and for
designating the component of FDA with
primary jurisdiction for the premarket
review and regulation of such products.
Sponsor means ‘‘applicant’’ as
defined in this section.
§ 3.3
Scope.
This subpart applies to sponsors for
products for which classification as a
drug, device, biological product, or
combination product, or the agency
component with primary jurisdiction, is
unclear or in dispute.
§ 3.4
Designated agency component.
(a) To designate the agency
component with primary jurisdiction for
the premarket review and regulation of
a combination product, the agency shall
determine the primary mode of action of
the product. Where the primary mode of
action is that of:
(1) A drug (other than a biological
product), the agency component
charged with premarket review of such
drugs shall have primary jurisdiction;
(2) A device, the agency component
charged with premarket review of such
devices shall have primary jurisdiction;
(3) A biological product, the agency
component charged with premarket
review of such biological products shall
have primary jurisdiction.
(b) In some situations, it is not
possible to determine, with reasonable
certainty, which one mode of action will
provide a greater contribution than any
other mode of action to the overall
therapeutic effects of the combination
product. In such a case, the agency will
assign the combination product to the
agency component that regulates other
combination products that present
similar questions of safety and
effectiveness with regard to the
combination product as a whole. When
there are no other combination products
that present similar questions of safety
and effectiveness with regard to the
combination product as a whole, the
agency will assign the combination
product to the agency component with
the most expertise related to the most
significant safety and effectiveness
questions presented by the combination
product.
(c) The agency component with
primary jurisdiction for the premarket
review and regulation of a product will
E:\FR\FM\15MYP1.SGM
15MYP1
22436
Federal Register / Vol. 83, No. 94 / Tuesday, May 15, 2018 / Proposed Rules
consult with other agency components,
as FDA deems appropriate.
daltland on DSKBBV9HB2PROD with PROPOSALS
§ 3.5
Request for designation.
(a) What to file: A request for
designation may be submitted only by
the sponsor and must be filed in
accordance with this section. The
request for designation must not exceed
15 pages, including attachments, and
must set forth:
(1) The identity of the sponsor,
including company name and address,
establishment registration number,
company contact person, email address,
and telephone number.
(2) A description of the product,
including:
(i) Classification, name of the product
and all component products, if
applicable;
(ii) Common, generic, or usual name
of the product and all component
products;
(iii) Proprietary name of the product;
(iv) Identification of any component
of the product that already has received
premarket approval, is marketed as not
being subject to premarket approval, or
has received an investigational
exemption, the identity of the sponsors,
and the status of any discussions or
agreements between the sponsors
regarding the use of this product as a
component of a new combination
product.
(v) Chemical, physical, or biological
composition;
(vi) Status and brief reports of the
results of developmental work,
including animal testing;
(vii) Description of the manufacturing
processes, including the sources of all
components;
(viii) Proposed use or indications;
(ix) Description of all known modes of
action, the sponsor’s identification of
the single mode of action that provides
the most important therapeutic action of
the product, and the basis for that
determination;
(x) Schedule and duration of use;
(xi) Dose and route of administration
of drug or biological product;
(xii) Description of related products,
including the regulatory status of those
related products; and
(xiii) Any other relevant information.
(3) The sponsor’s recommendation as
to the classification of the product as a
drug, device, biological product, or
combination product, or as to which
agency component should have primary
jurisdiction. For combination products,
the recommendation for primary
jurisdiction must be based on the
primary mode of action unless the
sponsor cannot determine with
reasonable certainty which mode of
VerDate Sep<11>2014
16:36 May 14, 2018
Jkt 244001
action provides the most important
therapeutic action of the combination
product, in which case the sponsor’s
recommendation must be based on the
assignment algorithm set forth in
§ 3.4(b) and an assessment of the
assignment of other combination
products the sponsor wishes FDA to
consider during the assignment of its
combination product.
(b) How and where to file: All
communications pursuant to this
subpart shall be addressed to the
attention of the product jurisdiction
officer and plainly marked ‘‘Request for
Designation.’’ Such communications
shall be submitted either in hard copy
(an original and two copies) or in an
electronic format that FDA can process,
review, and archive, to the current
mailing address or email address,
respectively, for the Office of
Combination Products as published by
FDA.
§ 3.6
Letter of designation.
(a) Each request for designation will
be reviewed for completeness within 5
working days of receipt. Any request for
designation determined to be
incomplete will be returned to the
applicant with a request for the missing
information. The sponsor of an accepted
request for designation will be notified
of the filing date.
(b) Within 60 days of the filing date
of a request for designation, the product
jurisdiction officer will issue a letter of
designation to the sponsor, with copies
to the agency components, specifying
the classification of the product at issue
or the agency component designated to
have primary jurisdiction for the
premarket review and regulation of the
product at issue, and any consulting
agency components. The product
jurisdiction officer may request a
meeting with the sponsor during the
review period to discuss the request for
designation. If the product jurisdiction
officer has not issued a letter of
designation within 60 days of the filing
date of a request for designation, the
sponsor’s recommendation of the
classification of the product or the
center with primary jurisdiction, in
accordance with § 3.5(a)(3), shall
become the designated product
classification or agency component.
§ 3.7
Effect of letter of designation.
(a) The letter of designation
constitutes an agency determination that
is subject to change only as provided in
paragraph (b) of this section.
(b) The product jurisdiction officer
may change the designated product
classification or agency component with
the written consent of the sponsor, or
PO 00000
Frm 00024
Fmt 4702
Sfmt 4702
without its consent to protect the public
health or for other compelling reasons.
A sponsor shall be given 30 days written
notice of any proposed such change in
designated product classification or
agency component. The sponsor may
request an additional 30 days to submit
written objections, not to exceed 15
pages, to the proposed change, and shall
be granted, upon request, a timely
meeting with the product jurisdiction
officer and appropriate center officials.
Within 30 days of receipt of the
sponsor’s written objections, the
product jurisdiction officer shall issue
to the sponsor, with copies to
appropriate agency component officials,
a written determination setting forth a
statement of reasons for the proposed
change in designated product
classification or agency component.
Such a change in the designated product
classification or agency component
requires the concurrence of the official
in the agency responsible for overseeing
the Office of Combination Products.
§ 3.8
Stay of review time.
Any filing with or review by the
product jurisdiction officer stays the
review clock or other established time
periods for agency action for an
application during the pendency of the
review by the product jurisdiction
officer.
Subpart B [Reserved]
Dated: May 10, 2018.
Leslie Kux,
Associate Commissioner for Policy.
[FR Doc. 2018–10321 Filed 5–14–18; 8:45 am]
BILLING CODE 4164–01–P
ENVIRONMENTAL PROTECTION
AGENCY
40 CFR Part 52
[EPA–R03–OAR–2017–0152; FRL–9978–09–
Region 3]
Approval and Promulgation of Air
Quality Implementation Plans;
Delaware; Interstate Transport
Requirements for the 2012 Fine
Particulate Matter Standard
Environmental Protection
Agency (EPA).
ACTION: Proposed rule.
AGENCY:
The Environmental Protection
Agency (EPA) is proposing to approve a
state implementation plan (SIP) revision
submitted by the State of Delaware. This
revision pertains to the infrastructure
requirement for interstate transport of
pollution with respect to the 2012 fine
SUMMARY:
E:\FR\FM\15MYP1.SGM
15MYP1
Agencies
[Federal Register Volume 83, Number 94 (Tuesday, May 15, 2018)]
[Proposed Rules]
[Pages 22428-22436]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2018-10321]
=======================================================================
-----------------------------------------------------------------------
DEPARTMENT OF HEALTH AND HUMAN SERVICES
Food and Drug Administration
21 CFR Part 3
[Docket No. FDA-2004-N-0191]
Product Jurisdiction
AGENCY: Food and Drug Administration, HHS.
ACTION: Proposed rule.
-----------------------------------------------------------------------
SUMMARY: The Food and Drug Administration (FDA or Agency) is proposing
to amend its regulations concerning the classification of products as
biological products, devices, drugs, or combination products, and their
assignment to Agency components for premarket review and regulation.
This proposed rule would update the regulations to clarify the scope of
the regulations, streamline and clarify the appeals process, align the
regulations with more recent legislative and regulatory measures,
update advisory content, and otherwise clarify the regulations,
including updates to reflect Agency practices and policies. These
changes are intended to enhance regulatory clarity and efficiency.
DATES: Submit either electronic or written comments on the proposed
rule by July 16, 2018.
ADDRESSES: You may submit comments as follows. Please note that late,
untimely filed comments will not be considered. Electronic comments
must be submitted on or before July 16, 2018. The https://www.regulations.gov electronic filing system will accept comments until
midnight Eastern Time at the end of July 16, 2018. Comments received by
mail/hand delivery/courier (for written/paper submissions) will be
considered timely if they are postmarked or the delivery service
acceptance receipt is on or before that date.
Electronic Submissions
Submit electronic comments in the following way:
Federal eRulemaking Portal: https://www.regulations.gov.
Follow the instructions for submitting comments. Comments submitted
electronically, including attachments, to https://www.regulations.gov
will be posted to the docket unchanged. Because your comment will be
made public, you are solely responsible for ensuring that your comment
does not include any confidential information that you or a third party
may not wish to be posted, such as medical information, your or anyone
else's Social Security number, or confidential business information,
such as a manufacturing process. Please note that if you include your
name, contact information, or other information that identifies you in
the body of your comments, that information will be posted on https://www.regulations.gov.
If you want to submit a comment with confidential
information that you do not wish to be made available to the public,
submit the comment as a written/paper submission and in the manner
detailed (see ``Written/Paper Submissions'' and ``Instructions'').
Written/Paper Submissions
Submit written/paper submissions as follows:
Mail/Hand delivery/Courier (for written/paper
submissions): Dockets Management Staff (HFA-305), Food and Drug
Administration, 5630 Fishers Lane, Rm. 1061, Rockville, MD 20852.
For written/paper comments submitted to the Dockets
Management
[[Page 22429]]
Staff, FDA will post your comment, as well as any attachments, except
for information submitted, marked and identified, as confidential, if
submitted as detailed in ``Instructions.''
Instructions: All submissions received must include the Docket No.
FDA-2004-N-0191 for ``Product Jurisdiction.'' Received comments, those
filed in a timely manner (see ADDRESSES), will be placed in the docket
and, except for those submitted as ``Confidential Submissions,''
publicly viewable at https://www.regulations.gov, or at the Dockets
Management Staff between 9 a.m. and 4 p.m., Monday through Friday.
Confidential Submissions--To submit a comment with
confidential information that you do not wish to be made publicly
available, submit your comments only as a written/paper submission. You
should submit two copies total. One copy will include the information
you claim to be confidential with a heading or cover note that states
``THIS DOCUMENT CONTAINS CONFIDENTIAL INFORMATION.'' The Agency will
review this copy, including the claimed confidential information, in
its consideration of comments. The second copy, which will have the
claimed confidential information redacted/blacked out, will be
available for public viewing and posted on https://www.regulations.gov.
Submit both copies to the Dockets Management Staff. If you do not wish
your name and contact information to be made publicly available, you
can provide this information on the cover sheet and not in the body of
your comments and you must identify this information as
``confidential.'' Any information marked as ``confidential'' will not
be disclosed except in accordance with 21 CFR 10.20 and other
applicable disclosure law. For more information about FDA's posting of
comments to public dockets, see 80 FR 56469, September 18, 2015, or
access the information at: https://www.gpo.gov/fdsys/pkg/FR-2015-09-18/pdf/2015-23389.pdf.
Docket: For access to the docket to read background documents or
the electronic and written/paper comments received, go to https://www.regulations.gov and insert the docket number, found in brackets in
the heading of this document, into the ``Search'' box and follow the
prompts and/or go to the Dockets Management Staff, 5630 Fishers Lane,
Rm. 1061, Rockville, MD 20852.
FOR FURTHER INFORMATION CONTACT: John Barlow Weiner, Associate Director
for Policy, Office of Combination Products, Food and Drug
Administration, 10903 New Hampshire Ave., Bldg. 32, Rm. 5129, Silver
Spring, MD 20933, 301-796-8930, [email protected].
SUPPLEMENTARY INFORMATION:
Table of Contents
Executive Summary
I. Description of the Proposed Rule
A. Clarify the Scope of the Regulation
B. Streamline and Clarify the Appeals Process for Product
Classifications and Assignments
C. Aligning Part 3 with More Recent Legislative and Regulatory
Measures
D. Update Advisory Content
E. Other Clarifications to the Rule
II. Legal Authority
III. Paperwork Reduction Act of 1995
IV. Analysis of Environmental Impact
V. Federalism
VI. Consultation and Coordination with Indian Tribal Governments
VII. Preliminary Economic Analysis of Impacts
A. Introduction
B. Summary of Costs and Benefits
VIII. Proposed Effective Date
IX. Reference
Executive Summary
FDA promulgated its product jurisdiction regulations, codified at
part 3 (21 CFR part 3), in 1991 (see 56 FR 58754, November 21, 1991).
Although FDA amended these regulations most recently in 2005, to
clarify the meaning of the statutory term ``primary mode of action''
for assignment of combination products to Agency components (see 70 FR
49848, August 25, 2005), the regulations remain largely as published in
1991. However, relevant statutory provisions have changed; FDA has
published additional policies so that the advisory content included in
the regulations requires updating; and in other respects the rule
warrants revisions to enhance clarity and efficiency. Accordingly, FDA
is proposing to amend part 3 to: (1) Clarify the scope of the
regulations; (2) streamline and clarify the appeals process; (3) align
the regulations with more recent legislative and regulatory measures;
(4) update advisory content; and (5) otherwise clarify the rule,
including updating it to reflect Agency policies and practices.
The incremental quantified cost savings of the proposed rule accrue
to both the Agency and industry from resources, such as time and paper,
saved through eliminating the part 3 appeal to the Office of
Combination Products (OCP). These annual social cost savings are
estimated to be $28,000. Sponsors are expected to incur one-time costs
to read and understand the regulation. Our primary estimate of the
total cost to industry in the first year is approximately $131,000.
The Agency estimates the quantifiable net social effect of the
proposed rule to be a cost of approximately $103,000 in the first year
and a cost savings of approximately $28,000 each year starting in the
second year. The net present discounted value of the quantifiable net
effect over 10 years is approximately $114,000 at a 3 percent discount
rate and $76,000 at a 7 percent discount rate. The total annualized net
effect of the proposed rule is estimated to produce an average net cost
savings ranging from $13,000 at a 3 percent discount rate and $11,000
at a 7 percent discount rate.
I. Description of the Proposed Rule
For the reasons presented in the following subsections, FDA
proposes to amend its regulations on Product Jurisdiction codified at
part 3 to: (1) Clarify the scope of the regulation; (2) streamline and
clarify the appeals process; (3) align the regulations with more recent
legislative and regulatory measures; (4) update advisory content; and
(5) otherwise clarify the rule, including updating it to reflect Agency
policies and practices.
A. Clarify the Scope of the Regulation
This proposed rule, if finalized, would amend Sec. 3.3--Scope, to
clarify that the part 3 procedures apply to sponsors (also referred to
as applicants, see Sec. 3.2--Definitions) for products for which the
classification as biological products, devices, drugs, or combination
products, or the Agency component with primary jurisdiction, is unclear
or in dispute. It would also make conforming revisions to other
sections in part 3, including the definitions in Sec. 3.2.
FDA published its product jurisdiction regulations codified at part
3 in 1991, in part to implement section 503(g) of the Federal Food,
Drug, and Cosmetic Act (FD&C Act) (21 U.S.C. 353(g)), which calls upon
the Agency to assign products that are comprised of any combination of
a drug and a device, a device and a biological product, a biological
product and a drug, or a drug, a device and a biological product
(``combination products'') to Agency components based on the primary
mode of action (PMOA) of the combination product. The rulemaking also
established that the same procedures would be used to assign biological
products, devices, and drugs to Agency components when their assignment
was unclear or in dispute.
Although part 3 did not expressly refer to classification of
products as biological products, devices, drugs, or combination
products, such
[[Page 22430]]
determinations are generally necessary to make an assignment
determination. Non-combination products (biological products, devices,
and drugs) are assigned to Agency components based on their
classification. Accordingly, the Agency needs to determine, for
example, whether a product is a biological product to be able to
determine whether it should be assigned to a component that regulates
biological products. Similarly, assignment of combination products is
based on determining whether the product is a combination product and
if so, which constituent part of the combination product (biological
product, device, or drug) provides the PMOA (or applying the algorithm
specified in Sec. 3.4(b) if the PMOA cannot be determined with
reasonable certainty).
Therefore, the Agency has been accepting under part 3 sponsor
requests for the Agency to make product classification as well as
assignment determinations (see, e.g., ``How to Write a Request for
Designation (RFD)'', at https://www.fda.gov/regulatoryinformation/guidances/ucm126053.htm). FDA's longstanding acceptance and review of
sponsors' requests for product classification under part 3 is
consistent with the obligations to which FDA became subject in 1998
under section 416 of the Food and Drug Administration Modernization Act
of 1997 (FDAMA) (Pub. L. 105-115), which added section 563 to the FD&C
Act (21 U.S.C. 360bbb-2). Section 563 of the FD&C Act requires FDA to
classify products as biological products, devices, drugs, or
combination products and to assign products to an Agency component for
regulation, in response to requests for designations submitted by
product sponsors. The procedures at part 3 are appropriate for
implementation of section 563 as well as section 503(g) of the FD&C
Act, and FDA has used these procedures for both purposes to date.
This proposed rule would revise Sec. 3.3 to clarify that FDA's
procedures in part 3 apply to classification of products as biological
products, devices, drugs, or combination products as well as to
assignment of these products to Agency components, and would make
corresponding amendments to other sections in part 3, including
Sec. Sec. 3.1, 3.7(c)(3) (see proposed 3.5(b)), 3.8(b) (see proposed
3.6(b)), 3.9(b) (see proposed 3.7(b)), and the definitions in Sec. 3.2
for ``letter of designation,'' ``letter of request,'' and ``product
jurisdiction officer,'' to be consistent with this clarified statement
of scope.
In addition, Agency experience over the 26 years since part 3 was
codified has shown that sponsors sometimes are confused as to whether
they must request a classification or assignment determination under
part 3 as a prerequisite to making a premarket submission for their
product, regardless of whether the classification or assignment for
their product is unclear or in dispute. In addition, some entities who
are not the sponsor for the product have attempted to obtain a product
classification or assignment determination. To eliminate this
confusion, this proposed rule would also revise Sec. 3.3 to state that
the part 3 procedures apply to sponsors if classification or assignment
is unclear or in dispute for their product. If no such uncertainty
exists, use of the procedures is unnecessary, and sponsors can engage
directly with the appropriate Agency component. Further, clarifying
that part 3 applies to sponsors is consistent with section 503(g) of
the FD&C Act, as amended by the 21st Century Cures Act (Cures Act)
(Pub. L. 114-255), and with section 563 of the FD&C Act.
B. Streamline and Clarify the Appeals Process for Product
Classifications and Assignments
Section 3.8(c)--Requests for reconsideration. The proposed rule
would remove, as confusing and inefficient, the process codified at
Sec. 3.8(c) for sponsors to request that the product jurisdiction
officer reconsider determinations made under part 3.
Currently, a sponsor may make a request for reconsideration and if
the sponsor disagrees with the decision upon reconsideration, the
sponsor may make an additional, supervisory appeal in accordance with
Sec. 10.75 (21 CFR 10.75). Alternatively, the sponsor may directly
submit such a supervisory appeal without first requesting
reconsideration under Sec. 3.8(c).
This current approach has proven confusing to sponsors and
inefficient for sponsors and Agency staff. Determinations under part 3
are made through a robust process involving OCP's review of
information, either provided by the sponsor or otherwise available to
the Agency, in consultation with regulatory, legal, and scientific
staff from other Agency components, as appropriate. Consistent with
appeals under Sec. 10.75, no new information may be presented in a
request for reconsideration under Sec. 3.8(c). Because determinations
under part 3 are made through a robust process, further evaluation of
the same data and information by OCP is unlikely to result in a change
of decision. Requests for reconsideration have been inefficient for
sponsors who have opted to utilize this mechanism, and inclusion of the
request for reconsideration mechanism has led to confusion, with
sponsors sometimes believing they must make a request for
reconsideration before they may submit a Sec. 10.75 supervisory
appeal.
Accordingly, FDA has determined that the request for
reconsideration process is unhelpful to retain.
C. Aligning Part 3 With More Recent Legislative and Regulatory Measures
In addition to the amendments made by section 416 of FDAMA
regarding classification and assignment discussed in section I.A, two
other statutory changes have been made relating to issues addressed in
part 3 since FDA promulgated the part 3 regulations in 1991, and this
rule proposes to amend part 3 to comport with these statutory changes
as well.
FDA amended part 3 in 2005 to clarify the meaning of PMOA for
assignment of combination products, and to codify at Sec. 3.2
definitions for biological product, device, and drug ``modes of
action'' based upon the statutory definitions of biological product,
device, and drug. The Biologics Price Competition and Innovation Act of
2009 (Subtitle A of Title VII of the Patient Protection and Affordable
Care Act (Pub. L. 111-148)) amended the definition for biological
product at section 351(i) of the Public Health Service Act (PHS Act)
(42 U.S.C. 262(i)) to address expressly and more precisely the
classification of proteins as biological products. This proposed rule
would amend the definition for ``biological product mode of action'' at
Sec. 3.2 to align with the current statutory definition for biological
product.
In 2016, section 3038 of the Cures Act amended section 503(g) of
the FD&C Act, to include additional provisions relating to intercenter
consultation and coordination (see 21 U.S.C. 353(g)(8)(C)), reinforcing
expectations that intercenter consultation and coordination occur as
appropriate. Currently, Sec. 3.4(c) states in part that the
designation of a center (an ``agency component'' as defined in Sec.
3.2) as having primary jurisdiction for a combination product does not
preclude consultations by that component with other components. In
keeping with section 503(g) of the FD&C Act as amended and Agency
practice, the Agency is revising Sec. 3.4(c) to make clear that
consultations with other Agency components will occur as FDA deems
appropriate. Agency practice is to conduct intercenter consultation and
coordination routinely to ensure appropriate expertise is brought to
bear
[[Page 22431]]
to enable fully informed reviews and consistent regulation of products.
In addition, section 503(g) of the FD&C Act, as amended by section
3038 of the Cures Act, states that combination products shall be
reviewed under a single application whenever appropriate, and that
sponsors may submit separate applications for the constituent parts of
a combination product unless FDA determines a single application is
necessary (see 21 U.S.C. 353(g)(1)(B) and (6)). Currently, Sec. 3.4(c)
states in part that the Agency can require in appropriate cases that
constituent parts of a combination product be reviewed under separate
applications. Accordingly, to avoid confusion that might arise from
maintaining this different articulation of Agency authority on this
topic, the proposed rule would remove this language at Sec. 3.4(c).
FDA intends to issue guidance regarding implementation of the new
statutory provisions as needed given Agency experience with
implementing them.\1\
---------------------------------------------------------------------------
\1\ Section 3038 of the Cures Act also amended section 503(g) of
the FD&C Act in other respects relating to combination product
assignment, including to: Incorporate a definition for PMOA, which
is consistent with the regulatory definition of PMOA at Sec. 3.2,
promulgated by FDA in its 2005 amendments to part 3 (see 21 U.S.C.
353(g)(1)(C)); provide that drug or biological product PMOA cannot
be based solely upon the product having any chemical action within
or on the human body (see 21 U.S.C. 353(g)(1)(E)); provide that
sponsors who disagree with FDA's PMOA determination may request a
substantive rationale of the determination (see 21 U.S.C.
353(g)(1)(F)(i)); and provide a mechanism for sponsors and FDA to
collaborate and seek agreement on studies to establish the relevance
of the chemical action in achieving the PMOA of their products if
they do not agree with the Agency's PMOA determination (see 21
U.S.C. 353(g)(1)(F)(ii)). These amendments serve to codify
longstanding Agency regulatory interpretations and practices.
Accordingly, FDA has determined that revision of part 3 with respect
to these statutory amendments is not necessary.
---------------------------------------------------------------------------
The rule uses the term ``application,'' and lists types of
applications within the definition for ``premarket review'' at Sec.
3.2. However, the types of premarket submissions for medical products
have changed since publication of part 3, and this listing is now
incomplete. To enhance clarity and completeness, the proposed rule
would add a current, complete definition for ``application,'' and
remove the existing, related language currently included in the
definition for ``premarket review'' in Sec. 3.2. In addition, for
clarity and alignment with Agency practice, the proposed rule would
revise Sec. 3.2 to define premarket review to include examination of
data and information ``submitted by an applicant,'' rather than ``in an
application,'' since premarket review can include Agency review of
information provided as part of ``pre-submission'' engagement with
applicants.
In addition, the proposed rule would amend Sec. 3.2--Definitions
to include a cross-reference to the definition for ``constituent
part,'' codified at 21 CFR 4.2 in the 2013 rulemaking regarding current
good manufacturing practices for combination products, and which has
also been referenced at 21 CFR 4.101 as part of the 2016 rule on
postmarketing safety reporting for combination products (81 FR 92603).
The meaning of the term is the same for purposes of part 3 as for
purposes of part 4. Accordingly, cross-referencing the definition into
part 3 would serve to ensure clarity and consistency.
D. Update Advisory Content
Part 3 includes advisory language and addresses associated with
Agency guidance in various locations. As a general matter,
recommendations from FDA are provided in guidance documents published
in accordance with good guidance practices (see 21 CFR 10.115). This
approach not only enables the public to comment on proposed guidance,
but also enables FDA to update guidance in a timely manner given
stakeholder and Agency experience with the policy topic. FDA included
advisory content in part 3 in light of the novelty of the regulatory
topic at the time, to facilitate stakeholder understanding and indicate
Agency thinking. However, Agency thinking has evolved since
promulgation of part 3 and more complete, current guidance documents
and other policy statements are now available. Accordingly, the
proposed rule, if finalized, would remove the advisory content and
discussion of guidance from part 3. Specifically, this proposed rule
would remove the provisions at Sec. Sec. 3.2, 3.5, and 3.7, as
explained below.
Section 3.2 includes in the definition for ``mode of action'' a
reference to constituent parts of combination products each providing
one type of mode of action and notes that the mode of action of each
constituent part is typically identifiable. The proposed rule would
replace this potentially confusing language, with a simple statement
that each constituent part contributes one mode of action (device,
drug, or biological product). Modes of action of a combination product
and how to address them in requests for assignment are more fully
addressed in Agency guidance, including in ``How to Write a Request for
Designation (RFD).''
Section 3.5 addresses the relationship between part 3 and
intercenter agreements on product assignment. The proposed rule would
remove this section. These non-binding intercenter agreements adopted
in 1991 address the assignment of biological products, devices, and
drugs, as well as combination products. The Medical Device User Fee and
Modernization Act (MDUFMA) (Pub. L. 107-250) enacted in 2002 amended
section 503(g) of the FD&C Act to require FDA to review each agreement,
guidance, or practice addressing the assignment of combination products
to Agency centers, for consistency with section 503(g) (see 21 U.S.C.
353(g)(8)(F)). In accordance with this mandate, FDA conducted a review,
including of the intercenter agreements addressed in Sec. 3.5, and
published its assessment in 2006 (see ``Jurisdictional Update:
Intercenter Agreements'', at https://www.fda.gov/CombinationProducts/JurisdictionalInformation/JurisdictionalUpdates/ucm106506.htm). The
Agency concluded that: (1) The usefulness of these agreements was
becoming increasingly limited; (2) that they should not be relied upon
independently as the most current, accurate jurisdictional statements;
and (3) that issuance of new guidance and other efforts should be
pursued to enhance transparency and more clearly articulate the
principles upon which jurisdictional determinations are based.
Consistent with that assessment, FDA has since published various policy
statements relating to product classification and assignment and posted
various other relevant materials on its website (see https://www.fda.gov/CombinationProducts/default.htm), most recently, a final
guidance on ``Classification of Products as Drugs and Devices and
Additional Product Classification Issues'' (September 2017) (https://www.fda.gov/RegulatoryInformation/Guidances/ucm258946.htm). The Agency
is currently reviewing these intercenter agreements to determine what
action, if any, to take with respect to them.
Sections 3.7(a) and (b) include recommendations regarding who
should file an RFD and when they should file them, respectively. The
proposed rule, if finalized, would remove these provisions. These
questions are addressed by the proposed amendments to Sec. 3.3
discussed in section I.A, and current Agency guidance, including in
``How to Write a Request for Designation (RFD)'', which provides more
clear and complete recommendations regarding timing and other process
considerations.
[[Page 22432]]
E. Other Clarifications to the Rule
Section 3.2 defines mode of action, and what constitutes a
biological product, device, and drug mode of action, for purposes of
making combination product assignment determinations. To enhance
clarity, the proposed rule would add an express statement that the mode
of action definitions apply for purposes of making combination product
assignment determinations, and would simplify the definition for device
mode of action at Sec. 3.2 by referring to the statutory definition of
device provided in section 201(h) of the FD&C Act (21 U.S.C. 321(h))
and removing redundant language.
Section 3.4(a)--Designated Agency component. The proposed rule
would amend Sec. 3.4(a) to clarify that the Agency component to which
a combination product is assigned based on PMOA is the component that
regulates the constituent part providing the PMOA. For example, some
biological products are assigned to the Center for Biologics Evaluation
and Research (CBER) and others are assigned to the Center for Drug
Evaluation and Research (CDER). If a combination product has a
biological product PMOA, it is assigned to either CBER or CDER based
upon which of these two Centers regulate that type of biological
product. This interpretation of the statutory provisions governing PMOA
and combination product assignments is consistent with Agency practice
and ensures that combination products are assigned to the Agency
component most familiar with the constituent part that provides the
PMOA.
Sections 3.2 and 3.6--Product jurisdiction officer. Section 3.2
includes a definition of ``product jurisdiction officer'' and section
3.6 specifies that OCP is the designated product jurisdiction officer.
The proposed rule would revise the definition for ``product
jurisdiction officer'' at Sec. 3.2 to include information currently
provided in Sec. 3.6, and remove Sec. 3.6, simplifying the rule by
consolidating this related information. Specifically, the definition of
``product jurisdiction officer'' at Sec. 3.2 would be revised to refer
to OCP as the office responsible for classification and assignment of
medical products. MDUFMA required FDA to establish an office to perform
various regulatory functions relating to combination products,
including their assignment to Agency components. Consistent with that
mandate, FDA created OCP and delegated to specified staff within OCP
the authority to classify products as biological products, devices,
drugs, or combination products as well as to assign these products to
an Agency component with primary jurisdiction for their premarket
review and regulation.
Existing section 3.7(d) addresses where to file RFD communications
and currently requires submission in hard copy with the option to
submit electronically as well. FDA sees no reason to continue to
require a hard copy submission and proposes to revise the provision
(see proposed Sec. 3.5(b)) and make corresponding revisions to the
content of Sec. 3.7(c) (see proposed 3.5(b)) to give sponsors the
alternative of submitting solely electronically. In addition, to avoid
the need to revise the rule given changes to OCP's mailing address or
email address, this rule would amend Sec. 3.7(d) (see proposed 3.5(b))
to direct sponsors to submit RFDs to the current mailing address or
email address for OCP as published by FDA, currently on the Office of
Combination Products web page (https://www.fda.gov/CombinationProducts/default.htm).
Section 3.9(b) addresses grounds for changing a classification or
assignment designation, including circumstances under which the Agency
can do so without the consent of the sponsor. It currently provides
that sponsors shall be given 30 days written notice (which can be via
email) of proposed changes and that such changes require the
concurrence of the Principal Associate Commissioner. Because positions
and titles in the Agency change from time to time, to avoid the need to
revise part 3 when such changes occur, this rule would revise Sec.
3.9(b) (see proposed Sec. 3.7(b)) to state that such changes of
classification or assignment require the concurrence of the official in
the Agency responsible for the oversight of OCP.
Other clarifying changes to part 3 include in Sec. 3.2: In the
definitions of ``combination product'' and ``product,'' changing
``biologic'' to ``biological product'' to provide for consistency in
part 3 and with the term used in section 351 of the PHS Act; and in the
definitions of ``biological product'' and ``product,'' changing
``351(a)'' to ``351(i)'' and ``262(a)'' to ``262(i)'' so that the
correct provision in the PHS Act and the U.S. Code is cited (i.e., the
provision that defines ``biological product'').
II. Legal Authority
The Agency derives its authority to issue the regulations found in
part 3 from 21 U.S.C. 321, 351, 352, 353, 355, 360, 360c-360f, 360h-
360j, 360gg-360ss, 360bbb-2, 371(a), 379e, 381, 394; 42 U.S.C. 216,
262, and 264. Congress expressly directed FDA to assign combination
products to the appropriate Agency component for regulation based on
the Agency's assessment of PMOA as set forth in section 503(g) of the
FD&C Act. Congress also expressly directed FDA to determine the
classification of a product as a drug, biological product, device, or
combination product, or the component of the Agency that will regulate
the product, as applicable, in response to a request submitted under
section 563 of the FD&C Act. Under section 701 of the FD&C Act (21
U.S.C. 371) and for the efficient enforcement of the FD&C Act, FDA has
the authority to issue and amend the regulations found in part 3.
III. Paperwork Reduction Act of 1995
FDA tentatively concludes that this proposed rule contains no new
collection of information. Therefore, clearance by the Office of
Management and Budget (OMB) under the Paperwork Reduction Act of 1995
is not required. Information collection under part 3 has already been
approved under OMB control number 0910-0523.
IV. Analysis of Environmental Impact
We have determined under 21 CFR 25.30(h) that this action is of a
type that does not individually or cumulatively have a significant
effect on the human environment. Therefore, neither an environmental
assessment nor an environmental impact statement is required.
V. Federalism
We have analyzed this proposed rule in accordance with the
principles set forth in Executive Order 13132. We have determined that
the proposed rule does not contain policies that have substantial
direct effects on the States, on the relationship between the National
Government and the States, or on the distribution of power and
responsibilities among the various levels of government. Accordingly,
we conclude that the rule does not contain policies that have
federalism implications as defined in the Executive order and,
consequently, a federalism summary impact statement is not required.
VI. Consultation and Coordination With Indian Tribal Governments
We have analyzed this proposed rule in accordance with the
principles set forth in Executive Order 13175. We have tentatively
determined that the rule does not contain policies that would have a
substantial direct effect on one or more Indian Tribes, on the
relationship between the Federal Government and Indian Tribes, or on
[[Page 22433]]
the distribution of power and responsibilities between the Federal
Government and Indian Tribes. The Agency solicits comments from tribal
officials on any potential impact on Indian Tribes from this proposed
action.
VII. Preliminary Economic Analysis of Impacts
A. Introduction
We have examined the impacts of the proposed rule under Executive
Order 12866, Executive Order 13563, Executive Order 13771, the
Regulatory Flexibility Act (5 U.S.C. 601-612), and the Unfunded
Mandates Reform Act of 1995 (Pub. L. 104-4). Executive Orders 12866 and
13563 direct us to assess all costs and benefits of available
regulatory alternatives and, when regulation is necessary, to select
regulatory approaches that maximize net benefits (including potential
economic, environmental, public health and safety, and other
advantages; distributive impacts; and equity). Executive Order 13771
requires that the costs associated with significant new regulations
``shall, to the extent permitted by law, be offset by the elimination
of existing costs associated with at least two prior regulations.'' We
believe that this proposed rule is not a significant regulatory action
as defined by Executive Order 12866.
The Regulatory Flexibility Act requires us to analyze regulatory
options that would minimize any significant impact of a rule on small
entities. Because this rule imposes no new burdens, we propose to
certify that the proposed rule will not have a significant economic
impact on a substantial number of small entities.
The Unfunded Mandates Reform Act of 1995 (section 202(a)) requires
us to prepare a written statement, which includes an assessment of
anticipated costs and benefits, before proposing ``any rule that
includes any Federal mandate that may result in the expenditure by
State, local, and tribal governments, in the aggregate, or by the
private sector, of $100,000,000 or more (adjusted annually for
inflation) in any one year.'' The current threshold after adjustment
for inflation is $148 million, using the most current (2016) Implicit
Price Deflator for the Gross Domestic Product. This proposed rule would
not result in an expenditure in any year that meets or exceeds this
amount.
B. Summary of Costs and Benefits
The objective of this proposed rule is to amend the regulations
concerning RFDs of the classification of products as biological
products, devices, drugs, or combination products, or their assignment
to Agency components for premarket review and regulation. The proposed
rule is intended to clarify the scope of the regulations, streamline
and clarify the appeals process, align the regulations with more recent
legislative and regulatory measures, update advisory content, and
otherwise to clarify part 3.
Many provisions of this proposed rule codify current practices and
may not result in estimated costs, benefits, or savings. However, we
expect a few provisions to lead to changes that may generate additional
public health benefits and cost savings to society. A summary of the
quantified costs and cost savings of the proposed rule are presented in
table 1. The lower and upper estimates given in table 1 are at the 5
and 95 percent interval, respectively.
Table 1--Summary of Net Cost Savings of the Proposed Rule 1 2
----------------------------------------------------------------------------------------------------------------
Category Primary estimate Low estimate High estimate
----------------------------------------------------------------------------------------------------------------
Costs...................................... Annualized Monetized $/year.. $17,000 $12,000
Annualized Quantified........
Qualitative..................
----------------------------------------------------------------------------------------------------------------
\1\ We use a 10-year time horizon for this rule with payments occurring at the end of each period.
\2\ All dollar values are rounded to the nearest $1,000.
The estimated primary costs of the proposed rule include the
additional one-time costs incurred by industry to read and understand
the regulation. We expect only a subset of firms currently producing
medical products will incur this cost. Our primary estimate of the
total up-front cost to industry is approximately $131,000. Annualizing
these costs over a 10-year period, we estimate total annualized costs
to be $15,000 at a 3 percent discount rate, and $17,000 at a 7 percent
discount rate. The present value of these costs over 10 years is
$127,000 at a 3 percent discount rate, and $122,000 at a 7 percent
discount rate.
The primary public health benefit from adoption of the proposed
rule would be the value of the illnesses and deaths avoided as a result
of finalizing the proposed rule. Current regulatory requirements may
cause applicants to unnecessarily submit RFDs, or to make misguided
judgments regarding the need to confirm product classification or
assignment. The reduction in uncertainty about the RFD process will,
thereby, potentially allow sponsors to make more informed decisions
regarding product development and seeking marketing authorization, and
potentially allow sponsors and FDA personnel to divert resources used
under current regulations to other areas, such as to product
development and marketing applications. We are not able to quantify or
to identify specific ways by which the proposed rule would lead to
avoided illnesses or deaths and therefore do not include public health
benefits in our net estimates.
FDA is able to quantify the resource savings to both the Agency and
industry from the proposed rule associated with streamlining and
clarifying the appeals process for product classification and
assignments. Our primary estimate of total cost savings to industry and
FDA is approximately $28,000 annually. The present value of these
savings over 10 years is $241,000 at a 3 percent discount rate, and
$198,000 at a 7 percent discount rate. Potential resource savings to
FDA and industry from the optional electronic submission of RFDs are
not included in this estimate because of the uncertainty in the number
of sponsors who would choose to submit electronically.
Our best estimate of the quantifiable net social effect of the
proposed rule, using a 10-year time horizon, is a cost of approximately
$103,000 in the first year and a cost savings of approximately $28,000
each year starting in the second year. The net present discounted value
of the quantifiable cost savings over 10 years is approximately
$114,000 at a 3 percent discount rate and approximately $76,000 at a 7
percent discount rate. The total annualized net effect of the proposed
rule is estimated to produce an average net cost savings ranging from
$13,000 at a 3 percent discount rate and $11,000 at a 7 percent
discount rate.
Executive Order 13771 requires that the costs associated with
significant
[[Page 22434]]
new regulations ``shall, to the extent permitted by law, be offset by
the elimination of existing costs associated with at least two prior
regulations.'' We believe that the proposed rule, if finalized, is not
significant under Executive Order 12666 and is deregulatory under
Executive Order 13771.
The present value of our primary net cost savings estimate of the
proposed rule, using an infinite time horizon, is approximately
$281,000, discounted at 7 percent, with a lower bound of approximately
$165,000 and an upper bound of approximately $1.2 million. The
annualized net cost savings of the proposed rule are approximately
$20,000, discounted at 7 percent on an infinite time horizon, with a
lower bound of approximately $12,000 and an upper bound of
approximately $83,000. Discounted at 3 percent, the present value of
our primary net cost savings of the proposed rule is approximately
$814,000, with a lower bound of approximately $634,000 and an upper
bound of approximately $2.9 million. The annualized net cost of the
proposed rule is approximately -$20,000, discounted at 3 percent on an
infinite time horizon, with a lower bound of approximately -$12,000 and
an upper bound of approximately -$83,000. The estimated net costs using
a 7 percent discount rate under Executive Order 13771 are summarized in
table 2.
Table 2--Summary of Executive Order 13771 Net Costs of the Proposed Rule 1 2 3
----------------------------------------------------------------------------------------------------------------
Lower bound Upper bound
Primary (7%) (7%) (7%)
----------------------------------------------------------------------------------------------------------------
Present Value of Costs.......................................... $122,000 $81,000 $192,000
Present Value of Savings........................................ 403,000 357,000 1,266,000
Present Value of Net Costs...................................... 281,000 165,000 1,184,000
Annualized Costs................................................ 9,000 6,000 13,000
Annualized Savings.............................................. 28,000 25,000 89,000
Annualized Net Costs............................................ -20,000 -12,000 -83,000
----------------------------------------------------------------------------------------------------------------
\1\ We use an infinite time horizon for this rule with payments occurring at the end of each period.
\2\ All dollar values are rounded to the nearest $1,000.
\3\ A negative net cost implies a net cost savings.
The Regulatory Flexibility Act requires Agencies to prepare an
initial regulatory flexibility analysis if a proposed rule would have a
significant economic impact on a substantial number of small entities
(including small businesses, small non-profit organizations, and small
governmental jurisdictions). FDA has examined the economic implications
of the proposed rule as required by the Regulatory Flexibility Act.
This rule, if finalized, will not impose any new burdens on small
entities, and thus will not have a significant economic impact on a
substantial number of small entities.
The full preliminary analysis of economic impacts is available in
the docket for this proposed rule (Ref. 1) and at https://www.fda.gov/AboutFDA/ReportsManualsForms/Reports/EconomicAnalyses/default.htm.
VIII. Proposed Effective Date
FDA is proposing that any final rule based on this proposed rule
become effective 30 days after the date of its publication in the
Federal Register.
IX. Reference
The following reference is on display in the Dockets Management
Staff (see ADDRESSES) and is available for viewing by interested
persons between 9 a.m. and 4 p.m., Monday through Friday; it is also
available electronically at https://www.regulations.gov or https://www.fda.gov/AboutFDA/ReportsManualsForms/Reports/EconomicAnalyses/default.htm.
1. Preliminary Regulatory Impact Analysis of the Proposed Rule,
Amendments to 21 CFR Part 3--Product Jurisdiction, Docket No. FDA-
2004-N-0191.
List of Subjects in 21 CFR Part 3
Administrative practice and procedure, Biological products,
Combination products, Drugs, Medical devices, Authority delegations.
Therefore, under the Federal Food, Drug, and Cosmetic Act, the
Public Health Service Act, and authority delegated to the Commissioner
of Food and Drugs, it is proposed that 21 CFR part 3 be amended as
follows:
0
1. The authority citation for part 3 is revised to read as follows:
Authority: 21 U.S.C. 321, 351, 352, 353, 355, 360, 360c-360f,
360h-360j, 360gg-360ss, 360bbb-2, 371(a), 379e, 381, 394; 42 U.S.C.
216, 262, 264.
0
2. Revise part 3 to read as follows:
PART 3--PRODUCT JURISDICTION
Subpart A--Product Classification and Assignment of Agency
Component for Review of Premarket Applications
Sec.
3.1 Purpose.
3.2 Definitions.
3.3 Scope.
3.4 Designated agency component.
3.5 Request for designation.
3.6 Letter of designation.
3.7 Effect of letter of designation.
3.8 Stay of review time.
Subpart B [Reserved]
Sec. 3.1 Purpose.
The purpose of this subpart is to provide procedures for
determining whether a product is a biological product, device, drug, or
combination product, and which component within FDA will have primary
jurisdiction for a biological product, device, drug, or combination
product, where product classification or assignment is unclear or in
dispute. By doing so, this subpart implements section 503(g) of the
Federal Food, Drug, and Cosmetic Act. Nothing in this subpart prevents
FDA from using any agency resources it deems necessary to ensure
adequate review of the safety and effectiveness of any product, or the
substantial equivalence of any device to a predicate device.
Sec. 3.2 Definitions.
For the purpose of this part:
Agency means the Food and Drug Administration.
Agency component means the Center for Biologics Evaluation and
Research, the Center for Devices and Radiological Health, the Center
for Drug Evaluation and Research, or alternative organizational
component of the agency.
Applicant means any person who submits or plans to submit an
application to the Food and Drug Administration for premarket review.
For purposes of this section, the terms ``sponsor'' and ``applicant''
have the same meaning.
[[Page 22435]]
Application means any investigational new drug application,
investigational device exemption application, new drug application,
abbreviated new drug application, biologics license application,
premarket notification submission, De Novo classification request,
premarket approval application, product development protocol, or
humanitarian device exemption application, including all amendments and
supplements.
Biological product has the meaning given the term in section 351(i)
of the Public Health Service Act (42 U.S.C. 262(i)).
Combination product includes:
(1) A product comprised of two or more regulated components, i.e.,
drug/device, biological product/device, drug/biological product, or
drug/device/biological product, that are physically, chemically, or
otherwise combined or mixed and produced as a single entity;
(2) Two or more separate products packaged together in a single
package or as a unit and comprised of drug and device products, device
and biological products, or biological and drug products;
(3) A drug, device, or biological product packaged separately that
according to its investigational plan or proposed labeling is intended
for use only with an approved individually specified drug, device, or
biological product where both are required to achieve the intended use,
indication, or effect and where upon approval of the proposed product
the labeling of the approved product would need to be changed, e.g., to
reflect a change in intended use, dosage form, strength, route of
administration, or significant change in dose; or
(4) Any investigational drug, device, or biological product
packaged separately that according to its proposed labeling is for use
only with another individually specified investigational drug, device,
or biological product where both are required to achieve the intended
use, indication, or effect.
Constituent part has the meaning given the term in Sec. 4.2 of
this chapter.
Device has the meaning given the term in section 201(h) of the
Federal Food, Drug, and Cosmetic Act.
Drug has the meaning given the term in section 201(g)(1) of the
Federal Food, Drug, and Cosmetic Act.
FDA means Food and Drug Administration.
Letter of designation means the written notice issued by the
product jurisdiction officer classifying the product, specifying the
agency component with primary jurisdiction, or both.
Letter of request means an applicant's written submission to the
product jurisdiction officer seeking product classification, the
designation of the agency component with primary jurisdiction, or both.
Mode of action is the means by which a product achieves an intended
therapeutic effect or action. For purposes of this definition,
``therapeutic'' action or effect includes any effect or action of the
combination product intended to diagnose, cure, mitigate, treat, or
prevent disease, or affect the structure or any function of the body.
When making assignments of combination products under this part, the
agency will consider three types of mode of action: The actions
provided by a biological product, a device, and a drug. Each
constituent part of a combination product has one such type of mode of
action. For purposes of combination product assignment:
(1) A constituent part has a biological product mode of action if
it acts by means of a virus, therapeutic serum, toxin, antitoxin,
vaccine, blood, blood component or derivative, allergenic product,
protein (except any chemically synthesized polypeptide), or analogous
product, or arsphenamine or derivate of arsphenamine (or any other
trivalent organic arsenic compound), applicable to the prevention,
treatment, or cure of a disease or condition of human beings, as
described in section 351(i) of the Public Health Service Act.
(2) A constituent part has a device mode of action if it meets the
definition of device contained in section 201(h) of the Federal Food,
Drug, and Cosmetic Act, and it does not have a biological product mode
of action.
(3) A constituent part has a drug mode of action if it meets the
definition of drug contained in section 201(g)(1) of the Federal Food,
Drug, and Cosmetic Act, and it does not have a biological product or
device mode of action.
Premarket review includes the examination of data and information
submitted by an applicant.
Primary mode of action is the single mode of action of a
combination product that provides the most important therapeutic action
of the combination product. The most important therapeutic action is
the mode of action expected to make the greatest contribution to the
overall intended therapeutic effects of the combination product.
Product means any article that contains any drug as defined in
section 201(g)(1) of the Federal Food, Drug, and Cosmetic Act; any
device as defined in section 201(h) of the Federal Food, Drug, and
Cosmetic Act; or any biological product as defined in section 351(i) of
the Public Health Service Act (42 U.S.C. 262(i)).
Product jurisdiction officer is the person or persons in the Office
of Combination Products responsible for classification of products as
biological products, devices, drugs, and combination products and for
designating the component of FDA with primary jurisdiction for the
premarket review and regulation of such products.
Sponsor means ``applicant'' as defined in this section.
Sec. 3.3 Scope.
This subpart applies to sponsors for products for which
classification as a drug, device, biological product, or combination
product, or the agency component with primary jurisdiction, is unclear
or in dispute.
Sec. 3.4 Designated agency component.
(a) To designate the agency component with primary jurisdiction for
the premarket review and regulation of a combination product, the
agency shall determine the primary mode of action of the product. Where
the primary mode of action is that of:
(1) A drug (other than a biological product), the agency component
charged with premarket review of such drugs shall have primary
jurisdiction;
(2) A device, the agency component charged with premarket review of
such devices shall have primary jurisdiction;
(3) A biological product, the agency component charged with
premarket review of such biological products shall have primary
jurisdiction.
(b) In some situations, it is not possible to determine, with
reasonable certainty, which one mode of action will provide a greater
contribution than any other mode of action to the overall therapeutic
effects of the combination product. In such a case, the agency will
assign the combination product to the agency component that regulates
other combination products that present similar questions of safety and
effectiveness with regard to the combination product as a whole. When
there are no other combination products that present similar questions
of safety and effectiveness with regard to the combination product as a
whole, the agency will assign the combination product to the agency
component with the most expertise related to the most significant
safety and effectiveness questions presented by the combination
product.
(c) The agency component with primary jurisdiction for the
premarket review and regulation of a product will
[[Page 22436]]
consult with other agency components, as FDA deems appropriate.
Sec. 3.5 Request for designation.
(a) What to file: A request for designation may be submitted only
by the sponsor and must be filed in accordance with this section. The
request for designation must not exceed 15 pages, including
attachments, and must set forth:
(1) The identity of the sponsor, including company name and
address, establishment registration number, company contact person,
email address, and telephone number.
(2) A description of the product, including:
(i) Classification, name of the product and all component products,
if applicable;
(ii) Common, generic, or usual name of the product and all
component products;
(iii) Proprietary name of the product;
(iv) Identification of any component of the product that already
has received premarket approval, is marketed as not being subject to
premarket approval, or has received an investigational exemption, the
identity of the sponsors, and the status of any discussions or
agreements between the sponsors regarding the use of this product as a
component of a new combination product.
(v) Chemical, physical, or biological composition;
(vi) Status and brief reports of the results of developmental work,
including animal testing;
(vii) Description of the manufacturing processes, including the
sources of all components;
(viii) Proposed use or indications;
(ix) Description of all known modes of action, the sponsor's
identification of the single mode of action that provides the most
important therapeutic action of the product, and the basis for that
determination;
(x) Schedule and duration of use;
(xi) Dose and route of administration of drug or biological
product;
(xii) Description of related products, including the regulatory
status of those related products; and
(xiii) Any other relevant information.
(3) The sponsor's recommendation as to the classification of the
product as a drug, device, biological product, or combination product,
or as to which agency component should have primary jurisdiction. For
combination products, the recommendation for primary jurisdiction must
be based on the primary mode of action unless the sponsor cannot
determine with reasonable certainty which mode of action provides the
most important therapeutic action of the combination product, in which
case the sponsor's recommendation must be based on the assignment
algorithm set forth in Sec. 3.4(b) and an assessment of the assignment
of other combination products the sponsor wishes FDA to consider during
the assignment of its combination product.
(b) How and where to file: All communications pursuant to this
subpart shall be addressed to the attention of the product jurisdiction
officer and plainly marked ``Request for Designation.'' Such
communications shall be submitted either in hard copy (an original and
two copies) or in an electronic format that FDA can process, review,
and archive, to the current mailing address or email address,
respectively, for the Office of Combination Products as published by
FDA.
Sec. 3.6 Letter of designation.
(a) Each request for designation will be reviewed for completeness
within 5 working days of receipt. Any request for designation
determined to be incomplete will be returned to the applicant with a
request for the missing information. The sponsor of an accepted request
for designation will be notified of the filing date.
(b) Within 60 days of the filing date of a request for designation,
the product jurisdiction officer will issue a letter of designation to
the sponsor, with copies to the agency components, specifying the
classification of the product at issue or the agency component
designated to have primary jurisdiction for the premarket review and
regulation of the product at issue, and any consulting agency
components. The product jurisdiction officer may request a meeting with
the sponsor during the review period to discuss the request for
designation. If the product jurisdiction officer has not issued a
letter of designation within 60 days of the filing date of a request
for designation, the sponsor's recommendation of the classification of
the product or the center with primary jurisdiction, in accordance with
Sec. 3.5(a)(3), shall become the designated product classification or
agency component.
Sec. 3.7 Effect of letter of designation.
(a) The letter of designation constitutes an agency determination
that is subject to change only as provided in paragraph (b) of this
section.
(b) The product jurisdiction officer may change the designated
product classification or agency component with the written consent of
the sponsor, or without its consent to protect the public health or for
other compelling reasons. A sponsor shall be given 30 days written
notice of any proposed such change in designated product classification
or agency component. The sponsor may request an additional 30 days to
submit written objections, not to exceed 15 pages, to the proposed
change, and shall be granted, upon request, a timely meeting with the
product jurisdiction officer and appropriate center officials. Within
30 days of receipt of the sponsor's written objections, the product
jurisdiction officer shall issue to the sponsor, with copies to
appropriate agency component officials, a written determination setting
forth a statement of reasons for the proposed change in designated
product classification or agency component. Such a change in the
designated product classification or agency component requires the
concurrence of the official in the agency responsible for overseeing
the Office of Combination Products.
Sec. 3.8 Stay of review time.
Any filing with or review by the product jurisdiction officer stays
the review clock or other established time periods for agency action
for an application during the pendency of the review by the product
jurisdiction officer.
Subpart B [Reserved]
Dated: May 10, 2018.
Leslie Kux,
Associate Commissioner for Policy.
[FR Doc. 2018-10321 Filed 5-14-18; 8:45 am]
BILLING CODE 4164-01-P