Safety Zone; Pacific Ocean, Kilauea Lava Flow Ocean Entry on Southeast Side of Island of Hawaii, HI, 21876-21883 [2018-10049]
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Report of Birth Abroad, based on the
facts and law in effect at the time such
action was taken.
■
13. Revise § 51.72 to read as follows:
[Docket Number USCG–2017–0234]
A qualified reporter, provided by the
Department, will make a complete
verbatim transcript of the hearing. The
person requesting the hearing or his or
her attorney may review and purchase
a copy of the transcript directly from the
reporter. The hearing transcript and all
the information and documents received
by the hearing officer, whether or not
deemed relevant, will constitute the
record of the hearing. The hearing
officer’s preliminary findings and
recommendations are deliberative, and
shall not be considered part of the
record unless adopted by the Deputy
Assistant Secretary for Passport
Services, or his or her designee.
14. Revise § 51.73 to read as follows:
§ 51.73
Privacy of hearing.
Only the person requesting the
hearing, his or her attorney, an
interpreter, the hearing officer, the
reporter transcribing the hearing, and
employees of the Department concerned
with the presentation of the case may be
present at the hearing. Witnesses may be
present only while actually giving
testimony or as otherwise directed by
the hearing officer.
■
15. Revise § 51.74 to read as follows:
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§ 51.74
Final decision.
After reviewing the record of the
hearing and the preliminary findings of
fact and recommendations of the
hearing officer, and considering legal
and policy considerations he or she
deems relevant, the Deputy Assistant
Secretary for Passport Services, or his or
her designee, will decide whether to
uphold the denial or revocation of the
passport or cancellation of the Consular
Report of Birth Abroad. The Department
will promptly notify the person
requesting the hearing of the decision in
writing. If the decision is to uphold the
denial, revocation, or cancellation, the
notice will contain the reason(s) for the
decision. The decision is final and is not
subject to further administrative review.
Dated: May 3, 2018.
Carl C. Risch,
Assistant Secretary of State for Consular
Affairs, Department of State.
[FR Doc. 2018–09995 Filed 5–10–18; 8:45 am]
BILLING CODE 4710–06–P
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Coast Guard
33 CFR Part 165
§ 51.72 Transcript and record of the
hearing.
■
DEPARTMENT OF HOMELAND
SECURITY
RIN 1625–AA00
Safety Zone; Pacific Ocean, Kilauea
Lava Flow Ocean Entry on Southeast
Side of Island of Hawaii, HI
Coast Guard, DHS.
Final rule.
AGENCY:
ACTION:
The Coast Guard is
establishing a permanent safety zone
surrounding the area of entry of lava
from the Kilauea volcano into the
Pacific Ocean on the southeast side of
the Island of Hawaii, HI. This action is
necessary to protect persons and vessels
from the potential hazards associated
with molten lava entering the ocean.
This regulation prohibits persons and
vessels from being in the safety zone
during active lava flow reaching the
Pacific Ocean on Kilauea volcano’s
southeast coast unless specifically
authorized by the Captain of the Port
Honolulu or a designated representative.
DATES: This rule is effective without
actual notice May 11, 2018. For
purposes of enforcement, actual notice
will be used if active lava associated
with the Kilauea activity enters into the
Pacific Ocean prior to May 11, 2018.
ADDRESSES: To view documents
mentioned in this preamble as being
available in the docket, go to https://
www.regulations.gov, type USCG–2017–
0234 in the ‘‘SEARCH’’ box and click
‘‘SEARCH.’’ Click on Open Docket
Folder on the line associated with this
rule.
FOR FURTHER INFORMATION CONTACT: If
you have questions on this rule, call or
email Lieutenant Commander John
Bannon, Waterways Management
Division, Coast Guard; telephone 808–
541–4359, email John.E.Bannon@
uscg.mil.
SUMMARY:
SUPPLEMENTARY INFORMATION:
I. Table of Abbreviations
BLS Bureau of Labor Statistics
COTP Captain of the Port
DHS Department of Homeland Security
FR Federal Register
FRFA Final regulatory flexibility analysis
HVO Hawaii Volcano Observatory
IRFA Initial regulatory flexibility analysis
NAICS North American Industry
Classification System
NPRM Notice of proposed rulemaking
OMB Office of Management and Budget
§ Section symbol
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RFA Regulatory Flexibility Act
SNPRM Supplemental notice of proposed
rulemaking
TFR Temporary final rule
U.S.C. United States Code
II. Background Information and
Regulatory History
Molten lava that enters the ocean is
potentially hazardous to anyone near it,
particularly when lava deltas collapse.
A lava delta is new land that forms
when lava accumulates above sea level,
and extends from the existing base of a
sea cliff. Persons and vessels near active
lava flow ocean-entry sites face
potential hazards, including—
• Plumes of hot, corrosive seawater
laden with hydrochloric acid and fine
volcanic particles that can irritate the
skin, eyes, and lungs;
• Explosions of debris and eruptions
of scalding water from hot rock entering
the ocean;
• Sudden lava delta collapses; and
• Waves associated with these
explosions and collapses.
Lava began entering the ocean at the
Kamokuna lava delta on Kilauea
volcano’s south coast in July 2016. Lava
continued to enter the ocean at the
Kamokuna lava delta from July 2016 to
mid-November 2017.
Ocean safety concerns began on
December 31, 2016, when a large
portion of the new lava delta collapsed
into the ocean, producing waves and
explosions of debris at 19°19′12″ N,
155°02′24″ W near the Kamokuna entry
point. Following this collapse, portions
of the adjacent sea cliff continued to
collapse into the Pacific Ocean,
producing localized waves and showers
of debris.
In March 2017, a new delta began to
form at the Kamokuna ocean-entry
point, and from March 2017 to July
2017, several collapses of the lava bench
were observed by National Park Service
and Hawaiian Volcano Observatory
(HVO) staff. Beginning in the middle of
November 2017, the lava flow slowed
down and subsequently stopped
entering the ocean, and as of March
2018, the lava flow remains inactive.
Though the Kamokuna lava delta is
not currently active, this region and
associated coastline remains hazardous
both to visitors on land and to the
boating public due to active seismic and
lava activity associated with the Kilauea
lava flow. According to the HVO, which
is part of the U.S. Geological Survey and
responsible for monitoring volcanoes
and earthquakes in Hawaii, the lava
delta remains unstable and resumed
ocean lava flow is realistic. Hazards to
the public include hot gases, lava,
scalding water, unstable vertical sea
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cliffs and possible sudden explosions
should the lava delta begin to collapse.
Additionally, cracks parallel to the sea
cliff in the surrounding area indicate
that further collapses with little or no
warning are possible. Therefore, the
safety zone remains relevant. When the
safety zone is being enforced, access
into the safety zone can still be
requested to the Captain of the Port
(COTP) Honolulu.
On March 28, 2017, the COTP
Honolulu issued a temporary final rule
(TFR) under docket number USCG–
2017–0172. The TFR established a
safety zone to immediately protect
persons and vessels from the potential
hazards associated with molten lava
entering the ocean. The safety zone
encompassed all waters extending 300
meters (984 feet) in every direction
around all ocean-entry points of lava.
The Coast Guard prohibited entry of
persons or vessels into the safety zone,
unless authorized by the COTP
Honolulu, or his designated
representative.
The TFR was published in the
Federal Register (82 FR 16109) on April
3, 2017. A six-month extension of the
TFR was published in the Federal
Register (82 FR 45461) on September
29, 2017, extending the TFR through
March 28, 2018. The TFR extension
allowed the Coast Guard to analyze the
economic impact of the safety zone and
provide for additional public comment.
On April 3, 2017, the Coast Guard
also published a notice of proposed
rulemaking (NPRM) in the Federal
Register (82 FR 16142), which proposed
to make the temporary safety zone a
final rule, and invited the public to
comment during the comment period.
During this comment period, which
ended June 2, 2017, we received 67
comments.
On May 8, 2017, we held a public
meeting in Hilo, HI, that allowed local
citizens and small businesses affected
by the TFR to discuss the lava safety
concerns, the safety zone impact, and
the impact the proposed rule would
have on ocean users. Participants were
encouraged to submit formal feedback to
the rulemaking docket.
On December 20, 2017, the Coast
Guard published a supplemental notice
of proposed rulemaking (SNPRM) in the
Federal Register (82 FR 60341). Its
purpose was to address additional
concerns related to the potential impact
of the safety zone on small entities
should lava flow resume. Lava flow
entering the ocean ended in November,
2017. The SNPRM addressed the past
and future concerns, and invited the
public to further comment during the
comment period, which ended February
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20, 2018. During this comment period,
we received two comments that were
not germane to the rulemaking and only
one from the public.
Under 5 U.S.C. 553(d)(3), the Coast
Guard finds that good cause exists for
making this rule effective less than 30
days after publication in the Federal
Register. Delaying the effective date of
this rule would be impracticable
because immediate action is needed due
to recent volcanic activity. Active
eruption of lava and gas has recently
commenced and continues from Kilauea
Volcano. On Friday, May 4, 2018, a
magnitude 6.9 earthquake was measured
in the region and HVO advises that
more should be expected with a larger
aftershocks potentially producing
rockfalls, localized tsunamis, and
associated ash clouds. High levels of
lava and volcanic gas including Sulphur
Dioxide are being emitted from the
fissure vents. In consideration of the
events, safety hazards and concerns, the
Coast Guard finds that good cause exists
for making this regulation effective
immediately. This rule is needed to
protect personnel and vessels in the
navigable waters with the safety zone.
III. Legal Authority and Need for Rule
The Coast Guard is issuing this rule
under authority in 33 U.S.C. 1231. The
COTP Honolulu has determined that
there are potential hazards associated
with the molten lava at the Kamokuna
lava delta or future locations associated
with the Kilauea lava flow, which pose
potential safety concerns for anyone
within 300 meters of the ocean-entry
point.
The purpose of this rule is to establish
a permanent safety zone around the lava
flow entry area associated with the
Kilauea lava delta entry coastline to
mitigate ocean hazards during times
when lava is entering the ocean.
Additionally, this rule allows the Coast
Guard to impose and enforce
restrictions on vessels operating near
the lava flow that enters the ocean as the
Coast Guard determines necessary. This
action is necessary to promote safe
navigation, and to preserve the safety of
life and property. Vessels capable of
safely operating inside the safety zone
may be authorized to enter by the COTP
Honolulu or his designated
representative. Vessels approved for
transiting within the safety zone during
active lava ocean entry are required to
adhere to specific conditions set by the
COTP Honolulu. Mariners who seek
initial authorization to enter the safety
zone when there is active lava ocean
entry must submit a written request by
email or letter. The request must explain
how the vessel will operate safely in
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proximity to lava. A typical request
should note the vessel’s condition, the
operator’s familiarity with the
surrounding waters, and any specific
safety practices for operating near the
lava ocean-entry points. Once initial
authorization is received, a vessel owner
or operator only needs to contact COTP
Honolulu by phone or radio to request
permission to enter the safety zone.
IV. Discussion of Comments, Changes,
and the Rule
In response to the NPRM, the Coast
Guard received 67 public comments. In
addition to both the NPRM and the
public meeting held in Hilo, HI, on May
8, 2017, we published a SNPRM to
further address economic impacts on
small entities potentially affected by the
safety zone. The Coast Guard received
two public comments on the SNPRM,
neither of which were germane to the
rulemaking. All public comments and
the public meeting summary are
available in the docket for this
rulemaking where indicated under
ADDRESSES.
Based on all the comments received,
the Coast Guard adopts the rule as
proposed in the NPRM and
supplemented in the SNPRM as 33 CFR
165.1414 without major change. After
review of the SNPRM proposed
language, we made a minor edit to
paragraph (c) to clarify that this is no
longer proposed language. In paragraph
(c)(2), we also further clarify that entry
into or remaining in this safety zone,
when enforced, is prohibited unless
authorized by the COTP Honolulu or his
designated representative. This
clarification is necessary to highlight
that when lava is not a threat to
mariners, the safety zone is not
enforced. Finally, in paragraph (c)(3),
we added further clarification that
notice for entry into the safety zone is
necessary only when the safety zone is
enforced.
We received nine comments on the
NPRM in support of the proposed rule.
One commenter noted that he had taken
a lava boat tour and felt that the vessel
got too close to the entry point and that
he experienced adverse health
symptoms from being in the lava plume.
Several commenters agreed that the
safety zone should be consistent with
that of the landside restriction of 300
meters. Other commenters supported
the safety zone due to the hazards
resulting from the entry of volcanic lava
into the ocean.
The Coast Guard received 18
comments regarding the safety zone’s
size and location. These comments
ranged from being in favor of the 300meter safety zone to being opposed.
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Nine opposing views stated that 300
meters is excessively restrictive. One
comment from the National Oceanic
Atmospheric Administration stated that
the Coast Guard should ‘‘provide
definitive bounding coordinates for the
safety zone, instead of a general
statement that the safety zone will
encompass all waters extending 300
meters in all directions around the entry
point of lava flow into the ocean
associated with the lava flow at the
Kamokuna lava delta or Kilauea crater.’’
We believe that because of the
unpredictable and varying nature of the
active lava flowing into the ocean at this
area, the Coast Guard cannot issue
specific geographic coordinates of the
safety zone in the final rule, but will
note the current entry site and update
for future sites. We note, with the
concurrence of NOAA’s Nautical Data
Branch, Marine Chart Division, the
position 19°19′08″ N, 155°02′36″ W.
These are the coordinates provided for
Kamokuna Beach in the U.S. Geological
Survey’s Geographic Names Information
System. Future lava entry locations may
vary from the Kamokuna Beach
location.
Additionally, because of the varying
dangers of the lava entry and fragile
bench shelf development, the Coast
Guard cannot provide a specific
distance at which a vessel can safely
operate. However, the COTP Honolulu
has permitted vessels to operate within
the 300-meter safety zone under certain
conditions when the safety zone is
actively enforced.
The Coast Guard received one
comment from Hawaii Volcanoes
National Park supporting a safety zone
‘‘that is flexible to account for whatever
location the lava may occur since it is
not a static event in time or space,’’ and
a recommendation ‘‘that the proposed
rule apply not just to the Kamokuna
ocean-entry point, but any location in
the future where lava enters the ocean.’’
We agree, and the final rule includes
language stating that all locations
associated with the Kilauea lava flow
entering the Pacific Ocean on the
eastern side of the Island of Hawaii, HI,
are included under the safety zone.
Sixteen commenters recommended
that the Coast Guard reduce the 300meter radius of the safety zone.
We believe that based on Sector
Honolulu’s review of the historical
observations of delta collapses and
ejecta distances from HVO records, a
radius of 300 meters remains a safe and
reasonable distance for a high-hazard
zone for the general boating public. The
HVO reports that explosions from delta
collapses ‘‘have hurled hot rocks nearly
a meter (yard) in size as far as about 250
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m (273 yards) inland from the collapsed
delta and scattered rock debris onshore
over an area the size of several football
fields. These explosions also hurl rocks
seaward, probably to similar
distances.’’ 1
The 300-meter safety zone also
mirrors land and air restrictions for lava
flow viewing. Furthermore, HVO staff
reiterated the need for a 300-meter
safety zone at the public meeting held
on this rulemaking. Accordingly, the
Coast Guard will maintain the safety
zone’s 300-meter radius, with the option
of allowing operators to request
authorization to enter the safety zone
from the COTP Honolulu.
The Coast Guard received 30
comments in favor of allowing the lava
tour-boat owners and operators to enter
and operate in the safety zone.
Under this final rule, any vessel
owner or operator may submit a written
request to the COTP Honolulu, or his
designated representative, for
authorization to enter the safety zone.
Such written requests must explain how
the vessel will operate safely in
proximity to lava. A typical request
should note the vessel’s condition, the
operator’s familiarity with the
surrounding waters, and any specific
safety practices for operating near the
lava ocean-entry points. Once initial
authorization is received, a vessel owner
or operator only needs to contact COTP
Honolulu by phone or radio to request
permission to enter the safety zone.
Prior to the NPRM, the Coast Guard
promulgated a TFR for a 300-meter
safety zone at the Kamokuna lava delta.
Pursuant to the TFR, the COTP
Honolulu granted four lava tour-boat
owners and operators and one
photographer access to operate within
the safety zone. If lava begins to flow
into the ocean again, these tour
operators will be granted renewed
permission to enter the safety zone. The
Coast Guard received three comments
regarding access or exclusive access to
the lava flow by Hawaiian natives. This
rule is concerned with the safety aspect
of access to the lava flow area.
Mandating exclusive access to the lava
flow is outside the scope of this
rulemaking and is outside the Coast
Guard’s authority. When the safety zone
is enforced, this rule provides guidance
for requesting permission to enter the
safety zone from the COTP Honolulu or
his designated representative.
The Coast Guard received one
comment regarding the lack of reliable
VHF radio communications near the
lava flow area, thereby preventing lava
1 https://volcanoes.usgs.gov/observatories/hvo/
hawaii_ocean_entry.html.
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tour-boat owners and operators from
hailing the Coast Guard via VHF radio.
We are aware of the VHF radio
limitations in this area, and are
currently researching how to improve
radio coverage. The COTP Honolulu and
Coast Guard Base Honolulu are
attempting to install equipment in the
vicinity to enhance communications in
this area. In the meantime, vessel
owners and operators are encouraged to
use alternate means to communicate
effectively near the lava flow oceanentry points. They are also encouraged
to contact the Coast Guard in advance
of their transits to the lava ocean-entry
points and departure in order to
facilitate effective communications as
well as the timely processing of any
written request for authorization to
enter the safety zone.
The Coast Guard received four
comments regarding general unsafe
conditions at the boat ramp where tour
operators launch.
Boat ramps and associated safe
boating concerns are a state
management issue. We have forwarded
this comment to the appropriate state
office.
One comment proposed the safety
zone be stationary and move with the
lava shelf, essentially creating a moving
safety zone.
Title 33 CFR 165.20 defines a safety
zone as a water area to which, for safety
purposes, access is limited to authorized
persons or vessels. It further states that
a safety zone may be stationary and
described by fixed limits. We believe
that in this situation, the entry point of
the lava changes based on flow, and as
such, the safety zone would encompass
all waters extending 300 meters (984
feet) in all directions around the entry
point of lava flow into the ocean. The
Coast Guard does not define this as a
moving safety zone around a moving
object, but rather as a necessary
adjustment to a dynamic environmental
occurrence, which may have multiple
lava entry points.
The Coast Guard also received a
comment stating that our certification
under 5 U.S.C. 605(b), concerning the
economic impact on small entities, was
potentially arbitrary as it lacked any
factual basis for the certification. An
initial regulatory flexibility analysis in
accordance with the Regulatory
Flexibility Act (RFA), 5 U.S.C. 601–612,
was conducted through an SNPRM,
which allowed for public comment. The
Coast Guard received no comments on
the initial regulatory flexibility analysis
(IRFA).
The Coast Guard received two
comments regarding Executive Order
13771, Reducing Regulation and
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Controlling Regulatory Costs, which
directs a reduction of the promulgation
of new regulations. As discussed in the
following section, this rule is exempt
from this Executive order.
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V. Regulatory Analyses
We developed this rule after
considering numerous statutes and
Executive orders related to rulemaking.
Below, we summarize our analyses
based on a number of these statutes and
Executive orders and discuss First
Amendment rights of protestors.
A. Regulatory Planning and Review
Executive Orders 13563, Improving
Regulation and Regulatory Review, and
12866, Regulatory Planning and Review,
direct agencies to assess the costs and
benefits of available regulatory
alternatives and, if regulation is
necessary, to select regulatory
approaches that maximize net benefits
(including potential economic,
environmental, public health and safety
effects, distributive impacts, and
equity). Executive Order 13563
emphasizes the importance of
quantifying both costs and benefits, of
reducing costs, of harmonizing rules,
and of promoting flexibility. Executive
Order 13771, Reducing Regulation and
Controlling Regulatory Costs, directs
agencies to reduce regulation and
control regulatory costs and provides
that ‘‘for every one new regulation
issued, at least two prior regulations be
identified for elimination, and that the
cost of planned regulations be prudently
managed and controlled through a
budgeting process.’’
The Office of Management and Budget
(OMB) has not designated this rule a
‘‘significant regulatory action,’’ under
section 3(f) of Executive Order 12866.
Accordingly, OMB has not reviewed it.
As this rule is not a significant
regulatory action, this rule is exempt
from the requirements of Executive
Order 13771. See OMB’s Memorandum
‘‘Guidance Implementing Executive
Order 13771, Titled ’Reducing
Regulation and Controlling Regulatory
Costs’’’ (April 5, 2017).
We only received one public
comment on the SNPRM and it was
beyond the scope of this regulation.
Therefore, we adopt the preliminary
regulatory analysis for the proposed rule
as final. A summary of that analysis
follows.
This regulatory analysis provides an
evaluation of the economic impacts
associated with this final rule. The
Coast Guard is issuing a final rule to
ensure the safety of mariners, lava tourboat passengers, and the protection of
property by establishing a 300-meter
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safety zone from every direction and all
points where lava enters the ocean. In
order to mitigate the potential costs of
this rule, the Coast Guard has and will
continue to issue exemptions to
mariners that can demonstrate a level of
safety sufficient for the additional
hazards present where lava enters the
ocean.
In November 2017, lava ceased
flowing from Kilauea volcano into the
Pacific Ocean. Consequently, the Coast
Guard has temporarily stopped
enforcing the safety zone. In the final
rule, we added regulatory text clarifying
that the regulation is only enforced
when lava is actively flowing into the
ocean. This change will not impose any
economic costs on any mariners or
members of the public because it does
not create any requirements. Other than
changes clarifying that the safety zone is
enforced as long as lava flows into the
ocean, we made no further changes to
the regulatory text.
Table 1 provides a summary of the
affected population, costs, and benefits
of this rule.
TABLE 1—SUMMARY OF IMPACTS OF
THE FINAL RULE
Category
Summary
Affected population ...
Costs to industry .......
Costs to government
Total costs .................
Unquantified benefits
4 tour boat operators.
593.88.
378.00.
971.88.
Protection from unsafe operations
where vessels
enter the safety
zone.
Affected Population
This final rule makes permanent the
existing TFR safety zone for the
navigable waters surrounding the entry
of lava from Kilauea volcano into the
Pacific Ocean. The TFR restricted access
to those vessels that contacted the COTP
Honolulu and requested permission to
enter the temporary safety zone.
Therefore, this rule affects any vessel
that would normally travel within 300
meters of points where lava reaches the
ocean. Due to the hazards and relative
remoteness of the area, the Coast Guard
is not aware of any vessel operations
within 300 meters of where lava enters
the ocean other than those conducted by
lava tour-boat owners and operators.
While the TFR was still in effect, the
COTP Honolulu granted four lava tourboat owners and operators and one
photographer authorization to enter the
safety zone under certain conditions.
When lava reenters the safety zone,
these four tour operators will constitute
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the affected population because the
Coast Guard does not believe other
entities are likely to operate near the
safety zone.
Costs
Under the TFR, published
concurrently with the NPRM on April 3,
2017, vessel owners and operators were
required to prepare and submit a written
request to the COTP Honolulu to enter
the safety zone. Because the
requirements of this final rule are
consistent with the requirements in the
TFR, we are presenting the costs
associated with the TFR in this final
rule. Tour operators that previously
applied will be grandfathered in and
permitted to operate in the safety zone
when the lava flow returns in the future.
Additional operators that wish to enter
the safety zone will need to submit
written requests to the COTP Honolulu.
The Coast Guard is not aware of any
additional individuals that are likely to
request access to enter the safety zone
in the future.
The written request requirement was
contained in the previous TFR and each
lava tour-boat owner and operator
seeking authorization to enter the safety
zone complied. Based on discussions
with COTP Honolulu personnel, we
estimated it takes about four hours for
a vessel owner or operator to submit a
written request to enter the safety zone.
This includes the time it would take
lava tour-boat owners and operators to
respond to questions from the COTP
concerning the written request. Lava
tour-boat owners and operators would
only be required to make a written
request once rather than for each
voyage. The Coast Guard is not aware
that any voyages were terminated due to
a lack of authorization to enter the
safety zone during the period operators
requested to enter.
We obtained the mean hourly wage
rate for a captain of a lava tour-boat
from the May 2016 Bureau of Labor
Statistics (BLS) Occupational
Employment Statistics National
Occupational Employment and Wage
Estimates. Based on BLS data, the mean
hourly wage rate for captains, mates,
and pilots of water vessels with the
North American Industry Classification
System (NAICS) occupational code of
53–5021 in the ‘‘Scenic and Sightseeing
Transportation, Water’’ industry is
$24.42.2 Because this is an unloaded
2 Captains, mates, and pilots may work in
numerous industries. We use the BLS industryspecific mean hourly wage rate for the affected tour
boat operators from the ‘‘Scenic and Sightseeing
Transportation, Water’’ industry. See https://
www.bls.gov/oes/2016/may/oes535021.htm.
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hourly wage rate, we added a load factor
of 1.52 derived from the May 2016 BLS
‘‘Employer Cost for Compensation’’
database to obtain a loaded hourly wage
rate of $37.12.3 Using this information,
we estimated the one-time initial cost
for an owner or operator to prepare a
written request and respond to
comments from the Coast Guard to be
$148.47.4 Therefore, we estimated the
total cost of the proposed rule on tour
operators to be $593.88.5
Since all four lava tour-boat owners
and operators were each granted
permission to enter the safety zone
through an initial written request, the
only cost to these lava tour-boat owners
and operators was the cost of the initial
request. Each owner or operator would
also be required to notify the COTP
Honolulu by phone during the normal
course of their duties before entering the
safety zone. We did not estimate a cost
for the call because the equipment
already exists onboard each vessel and
the time cost is minimal. The total costs
to industry are therefore $593.88.
Government costs to implement this
rule include the one-time cost of
reviewing the written requests. We did
not estimate a cost for the time to
receive a call from an owner or operator
when entering the safety zone because
the COTP Honolulu conducts this
review in the normal course of duties
and the time requirements are minimal.
To process the written requests, we
estimated one non-commissioned officer
with a rank of E–7, and three officers
with ranks of O–4, O–5, and O–6 would
take about one hour each to review the
written request. Based on the labor rates
listed in Table 2,6 we estimated the total
cost of the rule to the Federal
government to be $378.00.
TABLE 2—TOTAL GOVERNMENT COSTS OF THE TEMPORARY FINAL RULE
Rank
Wage rate
Labor hours
Total cost
E–7 ...............................................................................................................................................
O–4 ..............................................................................................................................................
O–5 ..............................................................................................................................................
O–6 ..............................................................................................................................................
$65
92
104
117
1
1
1
1
$65
92
104
117
Total ......................................................................................................................................
........................
4
378
We estimated the total cost of this rule
to lava tour-boat owners and operators
and to the Federal government to be
$971.88.7
lifesaving equipment is adequate to
meet the greater risks present.
B. Impact on Small Entities
Lava flow that enters the ocean is
potentially hazardous and presents a
danger to vessels navigating within
close proximity of where the flow enters
the ocean, particularly when lava deltas
collapse. These hazards include, but are
not limited to, plumes of hot, corrosive
seawater laden with hydrochloric acid
and fine volcanic particles that can
irritate the skin, eyes, and lungs;
explosions of debris and eruptions of
scalding water from hot rock entering
the ocean; sudden lava delta collapses;
and waves associated with these
explosions and collapses. The primary
benefit of this rule is to promote safe
navigation, and preserve the safety of
life and property by ensuring that vessel
operators are prepared for the greater
risks present where lava enters the
ocean. If vessel operators wish to transit
through the safety zone they will be
required to first contact the COTP
Honolulu for permission with an
explanation of how their safety and
The Regulatory Flexibility Act (RFA)
(Pub. L. 96–354, 94 Stat. 1164 (codified
at 5 U.S.C. 601–612)) establishes ‘‘as a
principle of regulatory issuance that
agencies shall endeavor, consistent with
the objectives of the rule and of
applicable statutes, to fit regulatory and
informational requirements to the scale
of the businesses, organizations, and
governmental jurisdictions subject to
regulation. To achieve this principle,
agencies are required to solicit and
consider flexible regulatory proposals
and to explain the rationale for their
actions to assure that such proposals are
given serious consideration.’’ 8
When an agency promulgates a final
rule under section 553 of the
Administrative Procedure Act
Administrative Procedure Act, after
being required by that section or any
other law to publish a general notice of
proposed rulemaking, the agency must
prepare a FRFA or have the head of the
agency certify pursuant to RFA section
605(b) that the rule will not, if
promulgated, have a significant
3 A loaded wage rate is what a company pays per
hour to employ a person, not an hourly wage. The
loaded wage rate includes the cost of benefits
(health insurance, vacation, etc.). The load factor for
wages is calculated by dividing total compensation
by wages and salaries. For this analysis, we used
BLS Employer cost of employee compensation/
Transportation and Materials Moving Occupations,
Private Industry Report (Series IDs,
CMU2010000520000D and CMU2020000520000D)
for all workers using the multi-screen data search.
Using 2016 Q4 data for the cost of compensation
per hour worked, we divided the total
compensation amount of $28.15 by the wage and
salary amount of $18.53 to obtain the load factor of
1.52, rounded. See the following websites: https://
beta.bls.gov/dataQuery/
find?fq=survey:[oe]&s=popularity:D and https://
data.bls.gov/cgi-bin/dsrv?cm. Multiplying 1.52 by
$24.42, we obtained a loaded hourly wage rate of
$37.12, rounded.
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Benefits
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economic impact on a substantial
number of small entities. The RA
prescribes the content of the FRFA,
which we discuss below.
In accordance with the RFA, the Coast
Guard prepared this FRFA that
examines the impacts of the final rule
on small entities. A small entity may be:
• A small independent business,
defined as independently owned and
operated, is organized for profit, and is
not dominant in its field per the Small
Business Act (15 U.S.C. 632);
• A small not-for-profit organization
(any not-for-profit enterprise which is
independently owned and operated and
is not dominant in its field); or
• A small governmental jurisdiction
(locality with fewer than 50,000 people).
This FRFA addresses the following:
(1) A statement of the need for, and
objectives of, the rule;
(2) A statement of the significant
issues raised by the public comments in
response to the initial regulatory
flexibility analysis, a statement of the
assessment of the agency of such issues,
and a statement of any changes made in
the proposed rule as a result of such
comments;
(3) The response of the agency to any
comments filed by the Chief Counsel for
× 4 hours.
× 4 tour operators.
6 We obtained the hourly wage rates for
government personnel from Enclosure (2) of
Commandant Instruction 7310.1R (29 March 2017)
using the ‘‘In Government Rate.’’
7 $593.88 in costs to industry + $378 in costs to
the Coast Guard.
8 See RFA section 2(b), 94 Stat. 1164, 1165.
4 $37.12
5 $148.47
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Federal Register / Vol. 83, No. 92 / Friday, May 11, 2018 / Rules and Regulations
Advocacy of the SBA in response to the
proposed rule, and a detailed statement
of any change made to the proposed rule
in the final rule as a result of the
comments;
(4) A description of and an estimate
of the number of small entities to which
the rule will apply or an explanation of
why no such estimate is available;
(5) A description of the projected
reporting, recordkeeping and other
compliance requirements of the rule,
including an estimate of the classes of
small entities which will be subject to
the requirement and the type of
professional skills necessary for
preparation of the report or record;
(6) A description of the steps the
agency has taken to minimize the
significant economic impact on small
entities consistent with the stated
objectives of applicable statutes,
including a statement of the factual,
policy, and legal reasons for selecting
the alternative adopted in the final rule
and why each one of the other
significant alternatives to the rule
considered by the agency which affect
the impact on small entities was
rejected.
Below is a discussion of FRFA
analysis by each of these six elements:
(1) A statement of the need for, and
objectives of, the rule.
Lava entered the ocean at Kamokuna
on Kilauea volcano’s south coast
between July of 2016 and November of
2017. Lava will continue to enter the
ocean again in the foreseeable future.
When lava enters the ocean, potential
hazards emerge such as: Plumes of
corrosive seawater can irritate the skin,
eyes, and lungs; explosions of debris
and scalding water can injure
passengers; collapses of lava deltas can
cause large waves potentially capsizing
vessels. Unless vessels have the proper
equipment and their operators take
sufficient precautions, passengers and
operators face significant hazards to
their lives as well as property. This rule
is necessary to promote navigational
safety, provide for the safety of life and
property, and facilitate and
accommodate the reasonable demands
of commerce related to tourism
surrounding the lava ocean-entry points.
This safety zone will ensure the safety
of mariners, lava tour-boat passengers,
and the protection of property by
establishing a 300-meter safety zone
from every direction and all points
where lava enters the ocean.
(2) A statement of the significant
issues raised by the public comments in
response to the IRFA, a statement of the
assessment of the agency of such issues,
and a statement of any changes made in
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the proposed rule as a result of such
comments.
We only received one public
comment which was beyond the scope
of the rule; therefore, we made no
changes to the proposed rule as a result
of public comments.
(3) The response of the agency to any
comments filed by the Chief Counsel for
Advocacy of the SBA in response to the
proposed rule, and a detailed statement
of any change made to the proposed rule
in the final rule as a result of the
comments.
We received no comments the Chief
Counsel for Advocacy of the SBA.
(4) A description of and an estimate
of the number of small entities to which
the rule will apply or an explanation of
why no such estimate is available.
This rule affects any vessel that would
normally travel within 300 meters of
points where lava reaches the ocean.
Due to the hazards and relative
remoteness of such an area, the Coast
Guard believes only lava tour operators
would regularly operate within 300
meters of a point where lava enters the
ocean. Based on the Coast Guard’s
understanding, there are four known
lava tour-boat operators and one
photographer who regularly come
within 300 meters of the Kilauea lava
flow.
Of the four lava tour-boat owners and
operators who would transit within the
safety zone, we could not find
publically available information such as
annual revenues and number of
employees for three of the four
operators. We assumed these three
operators qualified as small entities. We
found revenue information on the fourth
lava tour-boat owner. Using Manta, a
publicly available database for
businesses in the United States, we
found this lava tour-boat owner to have
annual revenues of $220,000 and a
NAICS code of 561520, ‘‘Tour
Operators.’’ 9 This NAICS code has a
size threshold of $20.5 million for
annual revenues, based on the Small
Business Administration’s table of size
standards.10 Based on this information,
this lava tour-boat operator also
qualified as a small entity.
Based on discussions with COTP
Honolulu personnel and using the wage
rates and labor hour estimates as
established above, we estimated it
would take about four hours for an
owner or operator of a lava tour-boat to
prepare a written request to enter the
9 Accessed July 17, 2017 from https://
www.manta.com/c/mb05066/kalapana-culturaltours-inc.
10 https://www.sba.gov/sites/default/files/files/
Size_Standards_Table.pdf.
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21881
safety zone. This includes the time it
would take lava tour-boat owners or
operators to respond to questions from
the COTP concerning the written
request. Lava tour-boat owners and
operators would be only required to
make this request once rather than for
every voyage.
Above we obtained a loaded hourly
wage rate of $37.12 for captains, mates,
and pilots of water vessels. We
estimated the one-time initial cost for an
owner or operator to prepare a written
request and respond to comments from
the Coast Guard to be about $148.47. We
estimated the total cost of the rule on
tour operators to be about $593.88.
As mentioned above, we only found
revenue data on one of the four
operators. Therefore, we estimate the
initial revenue impact of this rule on
this lava tour-boat owner to be about
$148.47, which is 0.07% of the
company’s revenue. There are no annual
revenue impacts because the written
request needs to be made once, after
which each lava tour-boat operator
would notify the COTP Honolulu by
phone to obtain permission to enter the
safety on a given day.
(5) A description of the projected
reporting, recordkeeping and other
compliance requirements of the rule,
including an estimate of the classes of
small entities which will be subject to
the requirement and the type of
professional skills necessary for
preparation of the report or record.
This rule calls for no new collection
of information under the Paperwork
Reduction Act of 1995, 44 U.S.C. 3501–
3520.
(6) A description of the steps the
agency has taken to minimize the
significant economic impact on small
entities consistent with the stated
objectives of applicable statutes,
including a statement of the factual,
policy, and legal reasons for selecting
the alternative adopted in the final rule
and why each one of the other
significant alternatives to the rule
considered by the agency which affect
the impact on small entities was
rejected.
The Coast Guard considered the
alternative of not establishing a safety
zone. However, without a safety zone,
vessel owners and operators would be
unprepared for the greater hazards that
are present near the Kilauea lava flow
ocean-entry point. These vessel owners
and operators and passengers could
suffer grave injury or in the extreme
case death, in addition to damage to or
loss of property, if adequate protection
is not provided. Therefore, the Coast
Guard decided a safety zone was
necessary to promote navigational
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Federal Register / Vol. 83, No. 92 / Friday, May 11, 2018 / Rules and Regulations
safety, provide for the safety of life and
property, and to accommodate and
facilitate the reasonable demands of
commerce relating to tourism
surrounding the lava entry points. No
cost to industry or government would be
associated with this alternative;
nevertheless, we rejected this alternative
because it would not ensure that the
boating public would operate within a
safe distance of where the lava flow
enters the ocean.
Alternatively, the Coast Guard could
have instituted a safety zone without
permitting any entry into the safety
zone. This alternative would have
imposed substantial cost onto the four
small entity tour operators. As a result,
the Coast Guard did not select this
alternative.
Small businesses may send comments
on the actions of Federal employees
who enforce, or otherwise determine
compliance with, Federal regulations to
the Small Business and Agriculture
Regulatory Enforcement Ombudsman
and the Regional Small Business
Regulatory Fairness Boards. The
Ombudsman evaluates these actions
annually and rates each agency’s
responsiveness to small business. If you
wish to comment on actions by
employees of the Coast Guard, call 1–
888–REG–FAIR (1–888–734–3247). The
Coast Guard will not retaliate against
small entities that question or complain
about this rule or any policy or action
of the Coast Guard.
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C. Collection of Information
This rule will not call for a new
collection of information under the
Paperwork Reduction Act of 1995 (44
U.S.C. 3501–3520).
D. Federalism and Indian Tribal
Governments
A rule has implications for federalism
under Executive Order 13132,
Federalism, if it has a substantial direct
effect on the States, on the relationship
between the national government and
the States, or on the distribution of
power and responsibilities among the
various levels of government. We have
analyzed this rule under that Order and
have determined that it is consistent
with the fundamental federalism
principles and preemption requirements
described in Executive Order 13132.
Also, this rule does not have tribal
implications under Executive Order
13175, Consultation and Coordination
with Indian Tribal Governments,
because it does not have a substantial
direct effect on one or more Indian
tribes, on the relationship between the
Federal Government and Indian tribes,
or on the distribution of power and
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22:27 May 10, 2018
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responsibilities between the Federal
Government and Indian tribes. If you
believe this rule has implications for
federalism or Indian tribes, please
contact the person listed in the FOR
FURTHER INFORMATION CONTACT section.
requirements, Security measures,
Waterways.
For the reasons discussed in the
preamble, the Coast Guard amends 33
CFR part 165 as follows:
E. Unfunded Mandates Reform Act
PART 165—REGULATED NAVIGATION
AREAS AND LIMITED ACCESS AREAS
The Unfunded Mandates Reform Act
of 1995 (2 U.S.C. 1531–1538) requires
Federal agencies to assess the effects of
their discretionary regulatory actions. In
particular, the Act addresses actions
that may result in the expenditure by a
State, local, or tribal government, in the
aggregate, or by the private sector of
$100,000,000 (adjusted for inflation) or
more in any one year. Though this rule
will not result in such an expenditure,
we do discuss the effects of this rule
elsewhere in this preamble.
F. Environment
We have analyzed this rule under
Department of Homeland Security
Management Directive 023–01 and
Commandant Instruction M16475.lD,
which guide the Coast Guard in
complying with the National
Environmental Policy Act of 1969 (42
U.S.C. 4321–4370f), and have
determined that this action is one of a
category of actions that do not
individually or cumulatively have a
significant effect on the human
environment. This rule involves
establishing a safety zone that would
prohibit persons and vessels from entry
into the 300-meter (984 feet) safety zone
extending in all directions around the
entry of lava flow into the Pacific
Ocean. Normally such actions are
categorically excluded from further
review under paragraph L60(a) of
Appendix A, Table 1, of DHS
Instruction Manual 023–01–001–01,
Rev. 01. A Record of Environmental
Consideration supporting this
determination is available in the docket
where indicated under ADDRESSES. We
seek any comments or information that
may lead to the discovery of a specified
environmental impact from this rule.
G. Protest Activities
The Coast Guard respects the First
Amendment rights of protesters.
Protesters are asked to contact the
person listed in the FOR FURTHER
INFORMATION CONTACT section to
coordinate protest activities so that your
message can be received without
jeopardizing the safety or security of
people, places or vessels.
List of Subjects in 33 CFR Part 165
Harbors, Marine safety, Navigation
(water), Reporting and recordkeeping
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Frm 00042
Fmt 4700
Sfmt 4700
1. The authority citation for part 165
continues to read as follows:
■
Authority: 33 U.S.C. 1231; 50 U.S.C. 191;
33 CFR 1.05–1, 6.04–1, 6.04–6, and 160.5;
Department of Homeland Security Delegation
No. 0170.1.
■
2. Add § 165.1414 to read as follows:
§ 165.1414 Safety Zone; Pacific Ocean,
Kilauea Lava Flow Ocean Entry on
Southeast Side of Island of Hawaii, HI.
(a) Location. The safety zone area is
located within the Captain of the Port
(COTP) Honolulu Zone (See 33 CFR
3.70–10) and encompasses all primary
areas from the surface of the water to the
ocean floor at the Kilauea active lava
flow entry into the Pacific Ocean on the
southeast side of the Island of Hawaii,
HI. The entry point of the lava may
change based on flow. The safety zone
encompasses all waters extending 300
meters (984 feet) in all directions
around entry points of lava flow into the
ocean associated with the Kilauea active
lava flow.
(b) Definitions. As used in this
section, designated representative
means any Coast Guard commissioned,
warrant, or petty officer who has been
authorized by the COTP Honolulu to
assist in enforcing the safety zone
described in paragraph (a) of this
section.
(c) Regulations. The general
regulations governing safety zones
contained in § 165.23 apply to this
safety zone.
(1) All persons and vessels are
required to comply with the general
regulations governing safety zones
found in this part.
(2) Entry into or remaining in this
safety zone when enforced is prohibited
unless authorized by the COTP
Honolulu, or his designated
representative.
(3) Persons or vessels desiring to enter
the safety zone identified in paragraph
(a) of this section should submit a
written request to the COTP Honolulu
before initial entry into the safety zone
when the Coast Guard notifies the
public of safety zone enforcement. The
request must explain how the vessel
will operate safely in proximity to lava.
A typical request should note the
vessel’s condition, the operator’s
familiarity with the surrounding waters,
and any specific safety practices for
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Federal Register / Vol. 83, No. 92 / Friday, May 11, 2018 / Rules and Regulations
operating near the lava ocean-entry
points. Persons authorized initial entry
may, thereafter, contact the COTP
Honolulu through his designated
representatives at the Command Center
via telephone: 808–842–2600 and 808–
842–2601; fax: 808–842–2642; or on
VHF channel 16 (156.8 Mhz) to request
permission to transit the safety zone.
(4) If permission is granted, all
persons and vessels must comply with
the instructions of the COTP Honolulu,
or his designated representative, and
proceed at the minimum speed
necessary to maintain a safe course
while transiting through or in the safety
zone as well as maintain a safe distance
from the lava hazards.
(5) The COTP Honolulu will provide
notice of enforcement of the safety zone
described in this section by verbal radio
broadcasts and written notice to
mariners. The Coast Guard vessels
enforcing this section can be contacted
on marine band radio VHF–FM channel
16 (156.8 MHZ). The COTP Honolulu
and his or her designated
representatives can be contacted at
telephone number listed in paragraph
(c)(3) of this section.
(6) The Coast Guard may be assisted
in the patrol and enforcement of the
safety zone by Federal, State, and local
agencies.
Dated: May 7, 2018.
M.C. Long,
Captain, U.S. Coast Guard, Captain of the
Port Honolulu.
[FR Doc. 2018–10049 Filed 5–10–18; 8:45 am]
BILLING CODE 9110–04–P
DEPARTMENT OF HOMELAND
SECURITY
Coast Guard
33 CFR Part 165
[Docket Number USCG–2018–0387]
RIN 1625–AA00
Safety Zone; Barge PFE–LB444, San
Joaquin River, Blackslough Landing,
CA
Coast Guard, DHS.
Temporary final rule.
AGENCY:
ACTION:
The Coast Guard is
establishing a temporary safety zone for
navigable waters of the San Joaquin
River due to an unstable, partially
submerged barge with hull number
PFE–LB444. The temporary safety zone
is needed to protect personnel, vessels,
and the marine environment from
potential hazards created by the barge
and associated recovery efforts. Entry of
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SUMMARY:
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22:27 May 10, 2018
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vessels or persons into this zone is
prohibited unless specifically
authorized by the Captain of the Port
San Francisco.
DATES: This rule is effective without
actual notice from May 11, 2018 until
May 31, 2018. For the purposes of
enforcement, actual notice will be used
from May 7, 2018 until May 11, 2018.
ADDRESSES: To view documents
mentioned in this preamble as being
available in the docket, go to https://
www.regulations.gov, type USCG–2018–
0387 in the ‘‘SEARCH’’ box and click
‘‘SEARCH.’’ Click on Open Docket
Folder on the line associated with this
rule.
FOR FURTHER INFORMATION CONTACT: If
you have questions on this rule, call or
email Lieutenant Junior Grade Emily K.
Rowan, U.S. Coast Guard Sector San
Francisco; telephone 415–399–7443,
email emily.k.rowan@uscg.mil.
SUPPLEMENTARY INFORMATION:
I. Table of Abbreviations
CFR Code of Federal Regulations
DHS Department of Homeland Security
FR Federal Register
NPRM Notice of proposed rulemaking
§ Section
U.S.C. United States Code
II. Background Information and
Regulatory History
The Coast Guard is issuing this
temporary rule without prior notice and
opportunity to comment pursuant to
authority under section 4(a) of the
Administrative Procedure Act (APA) (5
U.S.C. 553(b)). This provision
authorizes an agency to issue a rule
without prior notice and opportunity to
comment when the agency for good
cause finds that those procedures are
‘‘impracticable, unnecessary, or contrary
to the public interest.’’ Under 5 U.S.C.
553(b)(B), the Coast Guard finds that
good cause exists for not publishing a
notice of proposed rulemaking (NPRM)
with respect to this rule because of the
emergent nature of the situation. Notice
and comment procedures would be
impracticable because immediate action
is needed protect personnel, vessels,
and the marine environment from
potential hazards associated with the
barge and associated recovery efforts.
Under 5 U.S.C. 553(d)(3), the Coast
Guard finds that good cause exists for
making this rule effective less than 30
days after publication in the Federal
Register. For the reasons stated above,
delaying the effective date of the rule
would be impracticable.
III. Legal Authority and Need for Rule
The Coast Guard is issuing this rule
under authority in 33 U.S.C. 1231; 50
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21883
U.S.C. 191; 33 CFR 1.05–1, 6.04–1,
6.04–6, 160.5; Department of Homeland
Security Delegation No. 0170.1, which
collectively authorize the Coast Guard
to establish safety zones. The Captain of
the Port San Francisco (COTP) has
determined that potential hazards
associated with the barge and associated
recovery efforts will be a safety concern
for anyone within a 90-yard radius of
the barge. This rule is needed to protect
personnel, vessels, and the marine
environment in the navigable waters
within the safety zone.
IV. Discussion of the Rule
This rule establishes a temporary
safety zone from May 7, 2018 through
May 31, 2018. The safety zone will
cover all navigable waters within 90
yards of the unstable barge and
associated recovery efforts centered in
approximate position 37° 59′ 41.88″ N,
121° 25′ 8.88″ W (NAD 83). The effect
of the temporary safety zone is intended
to protect personnel, vessels, and the
marine environment in these navigable
waters from potential hazards associated
with the barge and associated recovery
efforts. No vessel or person will be
permitted to enter the safety zone
without obtaining permission from the
COTP or a designated representative.
V. Regulatory Analyses
We developed this rule after
considering numerous statutes and
Executive orders related to rulemaking.
Below we summarize our analyses
based on a number of these statutes and
Executive orders, and we discuss First
Amendment rights of protestors.
A. Regulatory Planning and Review
Executive Orders 12866 and 13563
direct agencies to assess the costs and
benefits of available regulatory
alternatives and, if regulation is
necessary, to select regulatory
approaches that maximize net benefits.
Executive Order 13771 directs agencies
to control regulatory costs through a
budgeting process. This rule has not
been designated a ‘‘significant
regulatory action,’’ under Executive
Order 12866. Accordingly, this rule has
not been reviewed by the Office of
Management and Budget (OMB), and
pursuant to OMB guidance it is exempt
from the requirements of Executive
Order 13771.
This regulatory action determination
is based on the limited duration and
narrowly tailored geographic area of the
safety zone. Although this rule restricts
access to the waters encompassed by the
safety zone, the effect of this rule will
not be significant because the local
waterway users will be notified via
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Agencies
[Federal Register Volume 83, Number 92 (Friday, May 11, 2018)]
[Rules and Regulations]
[Pages 21876-21883]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2018-10049]
=======================================================================
-----------------------------------------------------------------------
DEPARTMENT OF HOMELAND SECURITY
Coast Guard
33 CFR Part 165
[Docket Number USCG-2017-0234]
RIN 1625-AA00
Safety Zone; Pacific Ocean, Kilauea Lava Flow Ocean Entry on
Southeast Side of Island of Hawaii, HI
AGENCY: Coast Guard, DHS.
ACTION: Final rule.
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SUMMARY: The Coast Guard is establishing a permanent safety zone
surrounding the area of entry of lava from the Kilauea volcano into the
Pacific Ocean on the southeast side of the Island of Hawaii, HI. This
action is necessary to protect persons and vessels from the potential
hazards associated with molten lava entering the ocean. This regulation
prohibits persons and vessels from being in the safety zone during
active lava flow reaching the Pacific Ocean on Kilauea volcano's
southeast coast unless specifically authorized by the Captain of the
Port Honolulu or a designated representative.
DATES: This rule is effective without actual notice May 11, 2018. For
purposes of enforcement, actual notice will be used if active lava
associated with the Kilauea activity enters into the Pacific Ocean
prior to May 11, 2018.
ADDRESSES: To view documents mentioned in this preamble as being
available in the docket, go to https://www.regulations.gov, type USCG-
2017-0234 in the ``SEARCH'' box and click ``SEARCH.'' Click on Open
Docket Folder on the line associated with this rule.
FOR FURTHER INFORMATION CONTACT: If you have questions on this rule,
call or email Lieutenant Commander John Bannon, Waterways Management
Division, Coast Guard; telephone 808-541-4359, email
[email protected].
SUPPLEMENTARY INFORMATION:
I. Table of Abbreviations
BLS Bureau of Labor Statistics
COTP Captain of the Port
DHS Department of Homeland Security
FR Federal Register
FRFA Final regulatory flexibility analysis
HVO Hawaii Volcano Observatory
IRFA Initial regulatory flexibility analysis
NAICS North American Industry Classification System
NPRM Notice of proposed rulemaking
OMB Office of Management and Budget
Sec. Section symbol
RFA Regulatory Flexibility Act
SNPRM Supplemental notice of proposed rulemaking
TFR Temporary final rule
U.S.C. United States Code
II. Background Information and Regulatory History
Molten lava that enters the ocean is potentially hazardous to
anyone near it, particularly when lava deltas collapse. A lava delta is
new land that forms when lava accumulates above sea level, and extends
from the existing base of a sea cliff. Persons and vessels near active
lava flow ocean-entry sites face potential hazards, including--
Plumes of hot, corrosive seawater laden with hydrochloric
acid and fine volcanic particles that can irritate the skin, eyes, and
lungs;
Explosions of debris and eruptions of scalding water from
hot rock entering the ocean;
Sudden lava delta collapses; and
Waves associated with these explosions and collapses.
Lava began entering the ocean at the Kamokuna lava delta on Kilauea
volcano's south coast in July 2016. Lava continued to enter the ocean
at the Kamokuna lava delta from July 2016 to mid-November 2017.
Ocean safety concerns began on December 31, 2016, when a large
portion of the new lava delta collapsed into the ocean, producing waves
and explosions of debris at 19[deg]19'12'' N, 155[deg]02'24'' W near
the Kamokuna entry point. Following this collapse, portions of the
adjacent sea cliff continued to collapse into the Pacific Ocean,
producing localized waves and showers of debris.
In March 2017, a new delta began to form at the Kamokuna ocean-
entry point, and from March 2017 to July 2017, several collapses of the
lava bench were observed by National Park Service and Hawaiian Volcano
Observatory (HVO) staff. Beginning in the middle of November 2017, the
lava flow slowed down and subsequently stopped entering the ocean, and
as of March 2018, the lava flow remains inactive.
Though the Kamokuna lava delta is not currently active, this region
and associated coastline remains hazardous both to visitors on land and
to the boating public due to active seismic and lava activity
associated with the Kilauea lava flow. According to the HVO, which is
part of the U.S. Geological Survey and responsible for monitoring
volcanoes and earthquakes in Hawaii, the lava delta remains unstable
and resumed ocean lava flow is realistic. Hazards to the public include
hot gases, lava, scalding water, unstable vertical sea
[[Page 21877]]
cliffs and possible sudden explosions should the lava delta begin to
collapse. Additionally, cracks parallel to the sea cliff in the
surrounding area indicate that further collapses with little or no
warning are possible. Therefore, the safety zone remains relevant. When
the safety zone is being enforced, access into the safety zone can
still be requested to the Captain of the Port (COTP) Honolulu.
On March 28, 2017, the COTP Honolulu issued a temporary final rule
(TFR) under docket number USCG-2017-0172. The TFR established a safety
zone to immediately protect persons and vessels from the potential
hazards associated with molten lava entering the ocean. The safety zone
encompassed all waters extending 300 meters (984 feet) in every
direction around all ocean-entry points of lava. The Coast Guard
prohibited entry of persons or vessels into the safety zone, unless
authorized by the COTP Honolulu, or his designated representative.
The TFR was published in the Federal Register (82 FR 16109) on
April 3, 2017. A six-month extension of the TFR was published in the
Federal Register (82 FR 45461) on September 29, 2017, extending the TFR
through March 28, 2018. The TFR extension allowed the Coast Guard to
analyze the economic impact of the safety zone and provide for
additional public comment.
On April 3, 2017, the Coast Guard also published a notice of
proposed rulemaking (NPRM) in the Federal Register (82 FR 16142), which
proposed to make the temporary safety zone a final rule, and invited
the public to comment during the comment period. During this comment
period, which ended June 2, 2017, we received 67 comments.
On May 8, 2017, we held a public meeting in Hilo, HI, that allowed
local citizens and small businesses affected by the TFR to discuss the
lava safety concerns, the safety zone impact, and the impact the
proposed rule would have on ocean users. Participants were encouraged
to submit formal feedback to the rulemaking docket.
On December 20, 2017, the Coast Guard published a supplemental
notice of proposed rulemaking (SNPRM) in the Federal Register (82 FR
60341). Its purpose was to address additional concerns related to the
potential impact of the safety zone on small entities should lava flow
resume. Lava flow entering the ocean ended in November, 2017. The SNPRM
addressed the past and future concerns, and invited the public to
further comment during the comment period, which ended February 20,
2018. During this comment period, we received two comments that were
not germane to the rulemaking and only one from the public.
Under 5 U.S.C. 553(d)(3), the Coast Guard finds that good cause
exists for making this rule effective less than 30 days after
publication in the Federal Register. Delaying the effective date of
this rule would be impracticable because immediate action is needed due
to recent volcanic activity. Active eruption of lava and gas has
recently commenced and continues from Kilauea Volcano. On Friday, May
4, 2018, a magnitude 6.9 earthquake was measured in the region and HVO
advises that more should be expected with a larger aftershocks
potentially producing rockfalls, localized tsunamis, and associated ash
clouds. High levels of lava and volcanic gas including Sulphur Dioxide
are being emitted from the fissure vents. In consideration of the
events, safety hazards and concerns, the Coast Guard finds that good
cause exists for making this regulation effective immediately. This
rule is needed to protect personnel and vessels in the navigable waters
with the safety zone.
III. Legal Authority and Need for Rule
The Coast Guard is issuing this rule under authority in 33 U.S.C.
1231. The COTP Honolulu has determined that there are potential hazards
associated with the molten lava at the Kamokuna lava delta or future
locations associated with the Kilauea lava flow, which pose potential
safety concerns for anyone within 300 meters of the ocean-entry point.
The purpose of this rule is to establish a permanent safety zone
around the lava flow entry area associated with the Kilauea lava delta
entry coastline to mitigate ocean hazards during times when lava is
entering the ocean. Additionally, this rule allows the Coast Guard to
impose and enforce restrictions on vessels operating near the lava flow
that enters the ocean as the Coast Guard determines necessary. This
action is necessary to promote safe navigation, and to preserve the
safety of life and property. Vessels capable of safely operating inside
the safety zone may be authorized to enter by the COTP Honolulu or his
designated representative. Vessels approved for transiting within the
safety zone during active lava ocean entry are required to adhere to
specific conditions set by the COTP Honolulu. Mariners who seek initial
authorization to enter the safety zone when there is active lava ocean
entry must submit a written request by email or letter. The request
must explain how the vessel will operate safely in proximity to lava. A
typical request should note the vessel's condition, the operator's
familiarity with the surrounding waters, and any specific safety
practices for operating near the lava ocean-entry points. Once initial
authorization is received, a vessel owner or operator only needs to
contact COTP Honolulu by phone or radio to request permission to enter
the safety zone.
IV. Discussion of Comments, Changes, and the Rule
In response to the NPRM, the Coast Guard received 67 public
comments. In addition to both the NPRM and the public meeting held in
Hilo, HI, on May 8, 2017, we published a SNPRM to further address
economic impacts on small entities potentially affected by the safety
zone. The Coast Guard received two public comments on the SNPRM,
neither of which were germane to the rulemaking. All public comments
and the public meeting summary are available in the docket for this
rulemaking where indicated under ADDRESSES.
Based on all the comments received, the Coast Guard adopts the rule
as proposed in the NPRM and supplemented in the SNPRM as 33 CFR
165.1414 without major change. After review of the SNPRM proposed
language, we made a minor edit to paragraph (c) to clarify that this is
no longer proposed language. In paragraph (c)(2), we also further
clarify that entry into or remaining in this safety zone, when
enforced, is prohibited unless authorized by the COTP Honolulu or his
designated representative. This clarification is necessary to highlight
that when lava is not a threat to mariners, the safety zone is not
enforced. Finally, in paragraph (c)(3), we added further clarification
that notice for entry into the safety zone is necessary only when the
safety zone is enforced.
We received nine comments on the NPRM in support of the proposed
rule. One commenter noted that he had taken a lava boat tour and felt
that the vessel got too close to the entry point and that he
experienced adverse health symptoms from being in the lava plume.
Several commenters agreed that the safety zone should be consistent
with that of the landside restriction of 300 meters. Other commenters
supported the safety zone due to the hazards resulting from the entry
of volcanic lava into the ocean.
The Coast Guard received 18 comments regarding the safety zone's
size and location. These comments ranged from being in favor of the
300-meter safety zone to being opposed.
[[Page 21878]]
Nine opposing views stated that 300 meters is excessively restrictive.
One comment from the National Oceanic Atmospheric Administration stated
that the Coast Guard should ``provide definitive bounding coordinates
for the safety zone, instead of a general statement that the safety
zone will encompass all waters extending 300 meters in all directions
around the entry point of lava flow into the ocean associated with the
lava flow at the Kamokuna lava delta or Kilauea crater.''
We believe that because of the unpredictable and varying nature of
the active lava flowing into the ocean at this area, the Coast Guard
cannot issue specific geographic coordinates of the safety zone in the
final rule, but will note the current entry site and update for future
sites. We note, with the concurrence of NOAA's Nautical Data Branch,
Marine Chart Division, the position 19[deg]19'08'' N, 155[deg]02'36''
W. These are the coordinates provided for Kamokuna Beach in the U.S.
Geological Survey's Geographic Names Information System. Future lava
entry locations may vary from the Kamokuna Beach location.
Additionally, because of the varying dangers of the lava entry and
fragile bench shelf development, the Coast Guard cannot provide a
specific distance at which a vessel can safely operate. However, the
COTP Honolulu has permitted vessels to operate within the 300-meter
safety zone under certain conditions when the safety zone is actively
enforced.
The Coast Guard received one comment from Hawaii Volcanoes National
Park supporting a safety zone ``that is flexible to account for
whatever location the lava may occur since it is not a static event in
time or space,'' and a recommendation ``that the proposed rule apply
not just to the Kamokuna ocean-entry point, but any location in the
future where lava enters the ocean.''
We agree, and the final rule includes language stating that all
locations associated with the Kilauea lava flow entering the Pacific
Ocean on the eastern side of the Island of Hawaii, HI, are included
under the safety zone.
Sixteen commenters recommended that the Coast Guard reduce the 300-
meter radius of the safety zone.
We believe that based on Sector Honolulu's review of the historical
observations of delta collapses and ejecta distances from HVO records,
a radius of 300 meters remains a safe and reasonable distance for a
high-hazard zone for the general boating public. The HVO reports that
explosions from delta collapses ``have hurled hot rocks nearly a meter
(yard) in size as far as about 250 m (273 yards) inland from the
collapsed delta and scattered rock debris onshore over an area the size
of several football fields. These explosions also hurl rocks seaward,
probably to similar distances.'' \1\
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\1\ https://volcanoes.usgs.gov/observatories/hvo/hawaii_ocean_entry.html.
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The 300-meter safety zone also mirrors land and air restrictions
for lava flow viewing. Furthermore, HVO staff reiterated the need for a
300-meter safety zone at the public meeting held on this rulemaking.
Accordingly, the Coast Guard will maintain the safety zone's 300-meter
radius, with the option of allowing operators to request authorization
to enter the safety zone from the COTP Honolulu.
The Coast Guard received 30 comments in favor of allowing the lava
tour-boat owners and operators to enter and operate in the safety zone.
Under this final rule, any vessel owner or operator may submit a
written request to the COTP Honolulu, or his designated representative,
for authorization to enter the safety zone. Such written requests must
explain how the vessel will operate safely in proximity to lava. A
typical request should note the vessel's condition, the operator's
familiarity with the surrounding waters, and any specific safety
practices for operating near the lava ocean-entry points. Once initial
authorization is received, a vessel owner or operator only needs to
contact COTP Honolulu by phone or radio to request permission to enter
the safety zone. Prior to the NPRM, the Coast Guard promulgated a TFR
for a 300-meter safety zone at the Kamokuna lava delta. Pursuant to the
TFR, the COTP Honolulu granted four lava tour-boat owners and operators
and one photographer access to operate within the safety zone. If lava
begins to flow into the ocean again, these tour operators will be
granted renewed permission to enter the safety zone. The Coast Guard
received three comments regarding access or exclusive access to the
lava flow by Hawaiian natives. This rule is concerned with the safety
aspect of access to the lava flow area. Mandating exclusive access to
the lava flow is outside the scope of this rulemaking and is outside
the Coast Guard's authority. When the safety zone is enforced, this
rule provides guidance for requesting permission to enter the safety
zone from the COTP Honolulu or his designated representative.
The Coast Guard received one comment regarding the lack of reliable
VHF radio communications near the lava flow area, thereby preventing
lava tour-boat owners and operators from hailing the Coast Guard via
VHF radio.
We are aware of the VHF radio limitations in this area, and are
currently researching how to improve radio coverage. The COTP Honolulu
and Coast Guard Base Honolulu are attempting to install equipment in
the vicinity to enhance communications in this area. In the meantime,
vessel owners and operators are encouraged to use alternate means to
communicate effectively near the lava flow ocean-entry points. They are
also encouraged to contact the Coast Guard in advance of their transits
to the lava ocean-entry points and departure in order to facilitate
effective communications as well as the timely processing of any
written request for authorization to enter the safety zone.
The Coast Guard received four comments regarding general unsafe
conditions at the boat ramp where tour operators launch.
Boat ramps and associated safe boating concerns are a state
management issue. We have forwarded this comment to the appropriate
state office.
One comment proposed the safety zone be stationary and move with
the lava shelf, essentially creating a moving safety zone.
Title 33 CFR 165.20 defines a safety zone as a water area to which,
for safety purposes, access is limited to authorized persons or
vessels. It further states that a safety zone may be stationary and
described by fixed limits. We believe that in this situation, the entry
point of the lava changes based on flow, and as such, the safety zone
would encompass all waters extending 300 meters (984 feet) in all
directions around the entry point of lava flow into the ocean. The
Coast Guard does not define this as a moving safety zone around a
moving object, but rather as a necessary adjustment to a dynamic
environmental occurrence, which may have multiple lava entry points.
The Coast Guard also received a comment stating that our
certification under 5 U.S.C. 605(b), concerning the economic impact on
small entities, was potentially arbitrary as it lacked any factual
basis for the certification. An initial regulatory flexibility analysis
in accordance with the Regulatory Flexibility Act (RFA), 5 U.S.C. 601-
612, was conducted through an SNPRM, which allowed for public comment.
The Coast Guard received no comments on the initial regulatory
flexibility analysis (IRFA).
The Coast Guard received two comments regarding Executive Order
13771, Reducing Regulation and
[[Page 21879]]
Controlling Regulatory Costs, which directs a reduction of the
promulgation of new regulations. As discussed in the following section,
this rule is exempt from this Executive order.
V. Regulatory Analyses
We developed this rule after considering numerous statutes and
Executive orders related to rulemaking. Below, we summarize our
analyses based on a number of these statutes and Executive orders and
discuss First Amendment rights of protestors.
A. Regulatory Planning and Review
Executive Orders 13563, Improving Regulation and Regulatory Review,
and 12866, Regulatory Planning and Review, direct agencies to assess
the costs and benefits of available regulatory alternatives and, if
regulation is necessary, to select regulatory approaches that maximize
net benefits (including potential economic, environmental, public
health and safety effects, distributive impacts, and equity). Executive
Order 13563 emphasizes the importance of quantifying both costs and
benefits, of reducing costs, of harmonizing rules, and of promoting
flexibility. Executive Order 13771, Reducing Regulation and Controlling
Regulatory Costs, directs agencies to reduce regulation and control
regulatory costs and provides that ``for every one new regulation
issued, at least two prior regulations be identified for elimination,
and that the cost of planned regulations be prudently managed and
controlled through a budgeting process.''
The Office of Management and Budget (OMB) has not designated this
rule a ``significant regulatory action,'' under section 3(f) of
Executive Order 12866. Accordingly, OMB has not reviewed it. As this
rule is not a significant regulatory action, this rule is exempt from
the requirements of Executive Order 13771. See OMB's Memorandum
``Guidance Implementing Executive Order 13771, Titled 'Reducing
Regulation and Controlling Regulatory Costs''' (April 5, 2017).
We only received one public comment on the SNPRM and it was beyond
the scope of this regulation. Therefore, we adopt the preliminary
regulatory analysis for the proposed rule as final. A summary of that
analysis follows.
This regulatory analysis provides an evaluation of the economic
impacts associated with this final rule. The Coast Guard is issuing a
final rule to ensure the safety of mariners, lava tour-boat passengers,
and the protection of property by establishing a 300-meter safety zone
from every direction and all points where lava enters the ocean. In
order to mitigate the potential costs of this rule, the Coast Guard has
and will continue to issue exemptions to mariners that can demonstrate
a level of safety sufficient for the additional hazards present where
lava enters the ocean.
In November 2017, lava ceased flowing from Kilauea volcano into the
Pacific Ocean. Consequently, the Coast Guard has temporarily stopped
enforcing the safety zone. In the final rule, we added regulatory text
clarifying that the regulation is only enforced when lava is actively
flowing into the ocean. This change will not impose any economic costs
on any mariners or members of the public because it does not create any
requirements. Other than changes clarifying that the safety zone is
enforced as long as lava flows into the ocean, we made no further
changes to the regulatory text.
Table 1 provides a summary of the affected population, costs, and
benefits of this rule.
Table 1--Summary of Impacts of the Final Rule
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Category Summary
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Affected population....................... 4 tour boat operators.
Costs to industry......................... 593.88.
Costs to government....................... 378.00.
Total costs............................... 971.88.
Unquantified benefits..................... Protection from unsafe
operations where vessels
enter the safety zone.
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Affected Population
This final rule makes permanent the existing TFR safety zone for
the navigable waters surrounding the entry of lava from Kilauea volcano
into the Pacific Ocean. The TFR restricted access to those vessels that
contacted the COTP Honolulu and requested permission to enter the
temporary safety zone.
Therefore, this rule affects any vessel that would normally travel
within 300 meters of points where lava reaches the ocean. Due to the
hazards and relative remoteness of the area, the Coast Guard is not
aware of any vessel operations within 300 meters of where lava enters
the ocean other than those conducted by lava tour-boat owners and
operators. While the TFR was still in effect, the COTP Honolulu granted
four lava tour-boat owners and operators and one photographer
authorization to enter the safety zone under certain conditions. When
lava reenters the safety zone, these four tour operators will
constitute the affected population because the Coast Guard does not
believe other entities are likely to operate near the safety zone.
Costs
Under the TFR, published concurrently with the NPRM on April 3,
2017, vessel owners and operators were required to prepare and submit a
written request to the COTP Honolulu to enter the safety zone. Because
the requirements of this final rule are consistent with the
requirements in the TFR, we are presenting the costs associated with
the TFR in this final rule. Tour operators that previously applied will
be grandfathered in and permitted to operate in the safety zone when
the lava flow returns in the future. Additional operators that wish to
enter the safety zone will need to submit written requests to the COTP
Honolulu. The Coast Guard is not aware of any additional individuals
that are likely to request access to enter the safety zone in the
future.
The written request requirement was contained in the previous TFR
and each lava tour-boat owner and operator seeking authorization to
enter the safety zone complied. Based on discussions with COTP Honolulu
personnel, we estimated it takes about four hours for a vessel owner or
operator to submit a written request to enter the safety zone. This
includes the time it would take lava tour-boat owners and operators to
respond to questions from the COTP concerning the written request. Lava
tour-boat owners and operators would only be required to make a written
request once rather than for each voyage. The Coast Guard is not aware
that any voyages were terminated due to a lack of authorization to
enter the safety zone during the period operators requested to enter.
We obtained the mean hourly wage rate for a captain of a lava tour-
boat from the May 2016 Bureau of Labor Statistics (BLS) Occupational
Employment Statistics National Occupational Employment and Wage
Estimates. Based on BLS data, the mean hourly wage rate for captains,
mates, and pilots of water vessels with the North American Industry
Classification System (NAICS) occupational code of 53-5021 in the
``Scenic and Sightseeing Transportation, Water'' industry is $24.42.\2\
Because this is an unloaded
[[Page 21880]]
hourly wage rate, we added a load factor of 1.52 derived from the May
2016 BLS ``Employer Cost for Compensation'' database to obtain a loaded
hourly wage rate of $37.12.\3\ Using this information, we estimated the
one-time initial cost for an owner or operator to prepare a written
request and respond to comments from the Coast Guard to be $148.47.\4\
Therefore, we estimated the total cost of the proposed rule on tour
operators to be $593.88.\5\
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\2\ Captains, mates, and pilots may work in numerous industries.
We use the BLS industry-specific mean hourly wage rate for the
affected tour boat operators from the ``Scenic and Sightseeing
Transportation, Water'' industry. See https://www.bls.gov/oes/2016/may/oes535021.htm.
\3\ A loaded wage rate is what a company pays per hour to employ
a person, not an hourly wage. The loaded wage rate includes the cost
of benefits (health insurance, vacation, etc.). The load factor for
wages is calculated by dividing total compensation by wages and
salaries. For this analysis, we used BLS Employer cost of employee
compensation/Transportation and Materials Moving Occupations,
Private Industry Report (Series IDs, CMU2010000520000D and
CMU2020000520000D) for all workers using the multi-screen data
search. Using 2016 Q4 data for the cost of compensation per hour
worked, we divided the total compensation amount of $28.15 by the
wage and salary amount of $18.53 to obtain the load factor of 1.52,
rounded. See the following websites: https://beta.bls.gov/dataQuery/find?fq=survey:[oe]&s=popularity:D and https://data.bls.gov/cgi-bin/dsrv?cm. Multiplying 1.52 by $24.42, we obtained a loaded hourly
wage rate of $37.12, rounded.
\4\ $37.12 x 4 hours.
\5\ $148.47 x 4 tour operators.
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Since all four lava tour-boat owners and operators were each
granted permission to enter the safety zone through an initial written
request, the only cost to these lava tour-boat owners and operators was
the cost of the initial request. Each owner or operator would also be
required to notify the COTP Honolulu by phone during the normal course
of their duties before entering the safety zone. We did not estimate a
cost for the call because the equipment already exists onboard each
vessel and the time cost is minimal. The total costs to industry are
therefore $593.88.
Government costs to implement this rule include the one-time cost
of reviewing the written requests. We did not estimate a cost for the
time to receive a call from an owner or operator when entering the
safety zone because the COTP Honolulu conducts this review in the
normal course of duties and the time requirements are minimal. To
process the written requests, we estimated one non-commissioned officer
with a rank of E-7, and three officers with ranks of O-4, O-5, and O-6
would take about one hour each to review the written request. Based on
the labor rates listed in Table 2,\6\ we estimated the total cost of
the rule to the Federal government to be $378.00.
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\6\ We obtained the hourly wage rates for government personnel
from Enclosure (2) of Commandant Instruction 7310.1R (29 March 2017)
using the ``In Government Rate.''
Table 2--Total Government Costs of the Temporary Final Rule
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Rank Wage rate Labor hours Total cost
----------------------------------------------------------------------------------------------------------------
E-7............................................................. $65 1 $65
O-4............................................................. 92 1 92
O-5............................................................. 104 1 104
O-6............................................................. 117 1 117
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Total....................................................... .............. 4 378
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We estimated the total cost of this rule to lava tour-boat owners
and operators and to the Federal government to be $971.88.\7\
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\7\ $593.88 in costs to industry + $378 in costs to the Coast
Guard.
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Benefits
Lava flow that enters the ocean is potentially hazardous and
presents a danger to vessels navigating within close proximity of where
the flow enters the ocean, particularly when lava deltas collapse.
These hazards include, but are not limited to, plumes of hot, corrosive
seawater laden with hydrochloric acid and fine volcanic particles that
can irritate the skin, eyes, and lungs; explosions of debris and
eruptions of scalding water from hot rock entering the ocean; sudden
lava delta collapses; and waves associated with these explosions and
collapses. The primary benefit of this rule is to promote safe
navigation, and preserve the safety of life and property by ensuring
that vessel operators are prepared for the greater risks present where
lava enters the ocean. If vessel operators wish to transit through the
safety zone they will be required to first contact the COTP Honolulu
for permission with an explanation of how their safety and lifesaving
equipment is adequate to meet the greater risks present.
B. Impact on Small Entities
The Regulatory Flexibility Act (RFA) (Pub. L. 96-354, 94 Stat. 1164
(codified at 5 U.S.C. 601-612)) establishes ``as a principle of
regulatory issuance that agencies shall endeavor, consistent with the
objectives of the rule and of applicable statutes, to fit regulatory
and informational requirements to the scale of the businesses,
organizations, and governmental jurisdictions subject to regulation. To
achieve this principle, agencies are required to solicit and consider
flexible regulatory proposals and to explain the rationale for their
actions to assure that such proposals are given serious
consideration.'' \8\
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\8\ See RFA section 2(b), 94 Stat. 1164, 1165.
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When an agency promulgates a final rule under section 553 of the
Administrative Procedure Act Administrative Procedure Act, after being
required by that section or any other law to publish a general notice
of proposed rulemaking, the agency must prepare a FRFA or have the head
of the agency certify pursuant to RFA section 605(b) that the rule will
not, if promulgated, have a significant economic impact on a
substantial number of small entities. The RA prescribes the content of
the FRFA, which we discuss below.
In accordance with the RFA, the Coast Guard prepared this FRFA that
examines the impacts of the final rule on small entities. A small
entity may be:
A small independent business, defined as independently
owned and operated, is organized for profit, and is not dominant in its
field per the Small Business Act (15 U.S.C. 632);
A small not-for-profit organization (any not-for-profit
enterprise which is independently owned and operated and is not
dominant in its field); or
A small governmental jurisdiction (locality with fewer
than 50,000 people).
This FRFA addresses the following:
(1) A statement of the need for, and objectives of, the rule;
(2) A statement of the significant issues raised by the public
comments in response to the initial regulatory flexibility analysis, a
statement of the assessment of the agency of such issues, and a
statement of any changes made in the proposed rule as a result of such
comments;
(3) The response of the agency to any comments filed by the Chief
Counsel for
[[Page 21881]]
Advocacy of the SBA in response to the proposed rule, and a detailed
statement of any change made to the proposed rule in the final rule as
a result of the comments;
(4) A description of and an estimate of the number of small
entities to which the rule will apply or an explanation of why no such
estimate is available;
(5) A description of the projected reporting, recordkeeping and
other compliance requirements of the rule, including an estimate of the
classes of small entities which will be subject to the requirement and
the type of professional skills necessary for preparation of the report
or record;
(6) A description of the steps the agency has taken to minimize the
significant economic impact on small entities consistent with the
stated objectives of applicable statutes, including a statement of the
factual, policy, and legal reasons for selecting the alternative
adopted in the final rule and why each one of the other significant
alternatives to the rule considered by the agency which affect the
impact on small entities was rejected.
Below is a discussion of FRFA analysis by each of these six
elements:
(1) A statement of the need for, and objectives of, the rule.
Lava entered the ocean at Kamokuna on Kilauea volcano's south coast
between July of 2016 and November of 2017. Lava will continue to enter
the ocean again in the foreseeable future. When lava enters the ocean,
potential hazards emerge such as: Plumes of corrosive seawater can
irritate the skin, eyes, and lungs; explosions of debris and scalding
water can injure passengers; collapses of lava deltas can cause large
waves potentially capsizing vessels. Unless vessels have the proper
equipment and their operators take sufficient precautions, passengers
and operators face significant hazards to their lives as well as
property. This rule is necessary to promote navigational safety,
provide for the safety of life and property, and facilitate and
accommodate the reasonable demands of commerce related to tourism
surrounding the lava ocean-entry points.
This safety zone will ensure the safety of mariners, lava tour-boat
passengers, and the protection of property by establishing a 300-meter
safety zone from every direction and all points where lava enters the
ocean.
(2) A statement of the significant issues raised by the public
comments in response to the IRFA, a statement of the assessment of the
agency of such issues, and a statement of any changes made in the
proposed rule as a result of such comments.
We only received one public comment which was beyond the scope of
the rule; therefore, we made no changes to the proposed rule as a
result of public comments.
(3) The response of the agency to any comments filed by the Chief
Counsel for Advocacy of the SBA in response to the proposed rule, and a
detailed statement of any change made to the proposed rule in the final
rule as a result of the comments.
We received no comments the Chief Counsel for Advocacy of the SBA.
(4) A description of and an estimate of the number of small
entities to which the rule will apply or an explanation of why no such
estimate is available.
This rule affects any vessel that would normally travel within 300
meters of points where lava reaches the ocean. Due to the hazards and
relative remoteness of such an area, the Coast Guard believes only lava
tour operators would regularly operate within 300 meters of a point
where lava enters the ocean. Based on the Coast Guard's understanding,
there are four known lava tour-boat operators and one photographer who
regularly come within 300 meters of the Kilauea lava flow.
Of the four lava tour-boat owners and operators who would transit
within the safety zone, we could not find publically available
information such as annual revenues and number of employees for three
of the four operators. We assumed these three operators qualified as
small entities. We found revenue information on the fourth lava tour-
boat owner. Using Manta, a publicly available database for businesses
in the United States, we found this lava tour-boat owner to have annual
revenues of $220,000 and a NAICS code of 561520, ``Tour Operators.''
\9\ This NAICS code has a size threshold of $20.5 million for annual
revenues, based on the Small Business Administration's table of size
standards.\10\ Based on this information, this lava tour-boat operator
also qualified as a small entity.
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\9\ Accessed July 17, 2017 from https://www.manta.com/c/mb05066/kalapana-cultural-tours-inc.
\10\ https://www.sba.gov/sites/default/files/files/Size_Standards_Table.pdf.
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Based on discussions with COTP Honolulu personnel and using the
wage rates and labor hour estimates as established above, we estimated
it would take about four hours for an owner or operator of a lava tour-
boat to prepare a written request to enter the safety zone. This
includes the time it would take lava tour-boat owners or operators to
respond to questions from the COTP concerning the written request. Lava
tour-boat owners and operators would be only required to make this
request once rather than for every voyage.
Above we obtained a loaded hourly wage rate of $37.12 for captains,
mates, and pilots of water vessels. We estimated the one-time initial
cost for an owner or operator to prepare a written request and respond
to comments from the Coast Guard to be about $148.47. We estimated the
total cost of the rule on tour operators to be about $593.88.
As mentioned above, we only found revenue data on one of the four
operators. Therefore, we estimate the initial revenue impact of this
rule on this lava tour-boat owner to be about $148.47, which is 0.07%
of the company's revenue. There are no annual revenue impacts because
the written request needs to be made once, after which each lava tour-
boat operator would notify the COTP Honolulu by phone to obtain
permission to enter the safety on a given day.
(5) A description of the projected reporting, recordkeeping and
other compliance requirements of the rule, including an estimate of the
classes of small entities which will be subject to the requirement and
the type of professional skills necessary for preparation of the report
or record.
This rule calls for no new collection of information under the
Paperwork Reduction Act of 1995, 44 U.S.C. 3501-3520.
(6) A description of the steps the agency has taken to minimize the
significant economic impact on small entities consistent with the
stated objectives of applicable statutes, including a statement of the
factual, policy, and legal reasons for selecting the alternative
adopted in the final rule and why each one of the other significant
alternatives to the rule considered by the agency which affect the
impact on small entities was rejected.
The Coast Guard considered the alternative of not establishing a
safety zone. However, without a safety zone, vessel owners and
operators would be unprepared for the greater hazards that are present
near the Kilauea lava flow ocean-entry point. These vessel owners and
operators and passengers could suffer grave injury or in the extreme
case death, in addition to damage to or loss of property, if adequate
protection is not provided. Therefore, the Coast Guard decided a safety
zone was necessary to promote navigational
[[Page 21882]]
safety, provide for the safety of life and property, and to accommodate
and facilitate the reasonable demands of commerce relating to tourism
surrounding the lava entry points. No cost to industry or government
would be associated with this alternative; nevertheless, we rejected
this alternative because it would not ensure that the boating public
would operate within a safe distance of where the lava flow enters the
ocean.
Alternatively, the Coast Guard could have instituted a safety zone
without permitting any entry into the safety zone. This alternative
would have imposed substantial cost onto the four small entity tour
operators. As a result, the Coast Guard did not select this
alternative.
Small businesses may send comments on the actions of Federal
employees who enforce, or otherwise determine compliance with, Federal
regulations to the Small Business and Agriculture Regulatory
Enforcement Ombudsman and the Regional Small Business Regulatory
Fairness Boards. The Ombudsman evaluates these actions annually and
rates each agency's responsiveness to small business. If you wish to
comment on actions by employees of the Coast Guard, call 1-888-REG-FAIR
(1-888-734-3247). The Coast Guard will not retaliate against small
entities that question or complain about this rule or any policy or
action of the Coast Guard.
C. Collection of Information
This rule will not call for a new collection of information under
the Paperwork Reduction Act of 1995 (44 U.S.C. 3501-3520).
D. Federalism and Indian Tribal Governments
A rule has implications for federalism under Executive Order 13132,
Federalism, if it has a substantial direct effect on the States, on the
relationship between the national government and the States, or on the
distribution of power and responsibilities among the various levels of
government. We have analyzed this rule under that Order and have
determined that it is consistent with the fundamental federalism
principles and preemption requirements described in Executive Order
13132.
Also, this rule does not have tribal implications under Executive
Order 13175, Consultation and Coordination with Indian Tribal
Governments, because it does not have a substantial direct effect on
one or more Indian tribes, on the relationship between the Federal
Government and Indian tribes, or on the distribution of power and
responsibilities between the Federal Government and Indian tribes. If
you believe this rule has implications for federalism or Indian tribes,
please contact the person listed in the FOR FURTHER INFORMATION CONTACT
section.
E. Unfunded Mandates Reform Act
The Unfunded Mandates Reform Act of 1995 (2 U.S.C. 1531-1538)
requires Federal agencies to assess the effects of their discretionary
regulatory actions. In particular, the Act addresses actions that may
result in the expenditure by a State, local, or tribal government, in
the aggregate, or by the private sector of $100,000,000 (adjusted for
inflation) or more in any one year. Though this rule will not result in
such an expenditure, we do discuss the effects of this rule elsewhere
in this preamble.
F. Environment
We have analyzed this rule under Department of Homeland Security
Management Directive 023-01 and Commandant Instruction M16475.lD, which
guide the Coast Guard in complying with the National Environmental
Policy Act of 1969 (42 U.S.C. 4321-4370f), and have determined that
this action is one of a category of actions that do not individually or
cumulatively have a significant effect on the human environment. This
rule involves establishing a safety zone that would prohibit persons
and vessels from entry into the 300-meter (984 feet) safety zone
extending in all directions around the entry of lava flow into the
Pacific Ocean. Normally such actions are categorically excluded from
further review under paragraph L60(a) of Appendix A, Table 1, of DHS
Instruction Manual 023-01-001-01, Rev. 01. A Record of Environmental
Consideration supporting this determination is available in the docket
where indicated under ADDRESSES. We seek any comments or information
that may lead to the discovery of a specified environmental impact from
this rule.
G. Protest Activities
The Coast Guard respects the First Amendment rights of protesters.
Protesters are asked to contact the person listed in the FOR FURTHER
INFORMATION CONTACT section to coordinate protest activities so that
your message can be received without jeopardizing the safety or
security of people, places or vessels.
List of Subjects in 33 CFR Part 165
Harbors, Marine safety, Navigation (water), Reporting and
recordkeeping requirements, Security measures, Waterways.
For the reasons discussed in the preamble, the Coast Guard amends
33 CFR part 165 as follows:
PART 165--REGULATED NAVIGATION AREAS AND LIMITED ACCESS AREAS
0
1. The authority citation for part 165 continues to read as follows:
Authority: 33 U.S.C. 1231; 50 U.S.C. 191; 33 CFR 1.05-1, 6.04-
1, 6.04-6, and 160.5; Department of Homeland Security Delegation No.
0170.1.
0
2. Add Sec. 165.1414 to read as follows:
Sec. 165.1414 Safety Zone; Pacific Ocean, Kilauea Lava Flow Ocean
Entry on Southeast Side of Island of Hawaii, HI.
(a) Location. The safety zone area is located within the Captain of
the Port (COTP) Honolulu Zone (See 33 CFR 3.70-10) and encompasses all
primary areas from the surface of the water to the ocean floor at the
Kilauea active lava flow entry into the Pacific Ocean on the southeast
side of the Island of Hawaii, HI. The entry point of the lava may
change based on flow. The safety zone encompasses all waters extending
300 meters (984 feet) in all directions around entry points of lava
flow into the ocean associated with the Kilauea active lava flow.
(b) Definitions. As used in this section, designated representative
means any Coast Guard commissioned, warrant, or petty officer who has
been authorized by the COTP Honolulu to assist in enforcing the safety
zone described in paragraph (a) of this section.
(c) Regulations. The general regulations governing safety zones
contained in Sec. 165.23 apply to this safety zone.
(1) All persons and vessels are required to comply with the general
regulations governing safety zones found in this part.
(2) Entry into or remaining in this safety zone when enforced is
prohibited unless authorized by the COTP Honolulu, or his designated
representative.
(3) Persons or vessels desiring to enter the safety zone identified
in paragraph (a) of this section should submit a written request to the
COTP Honolulu before initial entry into the safety zone when the Coast
Guard notifies the public of safety zone enforcement. The request must
explain how the vessel will operate safely in proximity to lava. A
typical request should note the vessel's condition, the operator's
familiarity with the surrounding waters, and any specific safety
practices for
[[Page 21883]]
operating near the lava ocean-entry points. Persons authorized initial
entry may, thereafter, contact the COTP Honolulu through his designated
representatives at the Command Center via telephone: 808-842-2600 and
808-842-2601; fax: 808-842-2642; or on VHF channel 16 (156.8 Mhz) to
request permission to transit the safety zone.
(4) If permission is granted, all persons and vessels must comply
with the instructions of the COTP Honolulu, or his designated
representative, and proceed at the minimum speed necessary to maintain
a safe course while transiting through or in the safety zone as well as
maintain a safe distance from the lava hazards.
(5) The COTP Honolulu will provide notice of enforcement of the
safety zone described in this section by verbal radio broadcasts and
written notice to mariners. The Coast Guard vessels enforcing this
section can be contacted on marine band radio VHF-FM channel 16 (156.8
MHZ). The COTP Honolulu and his or her designated representatives can
be contacted at telephone number listed in paragraph (c)(3) of this
section.
(6) The Coast Guard may be assisted in the patrol and enforcement
of the safety zone by Federal, State, and local agencies.
Dated: May 7, 2018.
M.C. Long,
Captain, U.S. Coast Guard, Captain of the Port Honolulu.
[FR Doc. 2018-10049 Filed 5-10-18; 8:45 am]
BILLING CODE 9110-04-P