Aviation Economic Regulation Amendments, 21684-21706 [2018-08683]
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Federal Register / Vol. 83, No. 90 / Wednesday, May 9, 2018 / Proposed Rules
DEPARTMENT OF TRANSPORTATION
Office of the Secretary
14 CFR Chapter II
[Docket No. DOT–OST–2014–0140]
RIN 2105–AD86
Aviation Economic Regulation
Amendments
Office of the Secretary (OST),
U.S. Department of Transportation
(DOT).
ACTION: Notice of Proposed Rulemaking
(NPRM).
AGENCY:
The Department is proposing
to amend various provisions regarding
its aviation economic regulations to
eliminate any further remaining
obsolete provisions and correct outdated
statutory references. This rulemaking
aligns with the Department’s
retrospective regulatory review
initiatives to modify, streamline, or
repeal regulations that are obsolete or
out-of-date.
DATES: Comments must be received on
or before July 9, 2018. Comments
received after this date will be
considered to the extent practicable.
ADDRESSES: You may file comments
identified by docket number DOT–OST–
2014–0140 by any of the following
methods:
• Federal eRulemaking Portal: Go to
https://www.regulations.gov and follow
the online instructions for submitting
comments.
• Mail: Docket Operations Office,
U.S. Department of Transportation, 1200
New Jersey Avenue SE, Room W12–140,
Washington, DC 20590–0001.
• Hand Delivery or Courier: West
Building Ground Floor, Room W12–140,
1200 New Jersey Avenue SE,
Washington, DC, between 9 a.m. and 5
p.m., ET, Monday through Friday,
except Federal Holidays.
• Fax: (202) 493–2251.
Instructions: All submissions must
include the agency name and docket
number for this document at the
beginning of the comment. To avoid
duplication, please use only one of
these four methods. All comments
received will be posted without change
to https://www.regulations.gov and will
include any personal information you
provide. All comments received will be
posted without change to the Federal
Docket Management System (FDMS),
including any personal information.
Privacy: In accordance with 5 U.S.C.
553(c), DOT solicits comments from the
public to better inform its rulemaking
process. DOT posts these comments,
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SUMMARY:
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without edit, to www.regulations.gov, as
described in the system of records
notice, DOT/ALL–14 FDMS, accessible
through www.dot.gov/privacy. In order
to facilitate comment tracking and
response, we encourage commenters to
provide their name, or the name of their
organization; however, submission of
names is completely optional. Whether
or not commenters identify themselves,
all timely comments will be fully
considered. If you wish to provide
comments containing proprietary or
confidential information, please contact
the agency for alternate submission
instructions.
Docket: For internet access to the
docket to read background documents
or comments go to https://
www.regulations.gov, or to the street
address listed above. Follow the online
instructions for accessing the dockets.
FOR FURTHER INFORMATION CONTACT: Jill
Laptosky or Jennifer Abdul-Wali, Office
of Regulation, U.S. Department of
Transportation, 1200 New Jersey
Avenue SE, Washington, DC 20590;
(202) 366–4723; fax: (202) 366–9313;
email: Jill.Laptosky@dot.gov or
Jennifer.AbdulWali@dot.gov.
SUPPLEMENTARY INFORMATION: In 1994,
the Federal Aviation Act was revised
and codified within Subtitle VII of Title
49 of the United States Code (Pub. L.
103–272, July 5, 1994). Since the
codification, the Department has made
numerous amendments to make the CFR
consistent with the provisions of the
current statute (49 U.S.C., Subtitle VII).
Some provisions, however, remained
unchanged, due in part to the
complexity of certain issues, such as
antitrust immunity, agreements, and
waivers. This rule proposes to update
the economic regulations by modifying
language to reflect current statutory
provisions related to these remaining
issues. The proposed language is not
intended to diminish any existing Civil
Aeronautics Board (CAB) provisions or
precedent still in effect. Thus, the
Department is seeking comment on
whether any of the references to CAB or
other referenced terms, which are
proposed for removal in this
rulemaking, are still relevant and,
therefore, should be retained for
precedential or other useful purposes.
We are also seeking comment on
whether additional proposed changes
and updates to the Aviation Economic
Rules (14 CFR parts 200 through 399)
should be adopted.
More specifically, this rule proposes
updating the regulatory language
throughout 14 CFR parts 200–399 in the
following ways: (1) Where references to
the CAB are no longer relevant,
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replacing the term ‘‘Board’’ or ‘‘CAB’’,
where appropriate, with ‘‘Department’’,
‘‘DOT’’ or ‘‘Predecessor’’; (2) removing
citations to the ‘‘Federal Aviation Act’’
or ‘‘Act’’ and adding citations to the
appropriate sections of Title 49 of the
United States Code; (3) inserting current
names of forms in place of outdated
references to CAB forms; (4) adding upto-date titles for offices within the
Department; and (5) updating the
authority citations, where needed.
Additional changes are as follows:
Part 204 describes the data the
Department uses to support carrier
fitness determinations. Section 204.4
discusses carrier obligations for
proposing to provide essential air
service. The section is no longer in use
and is obsolete. As such, the section
would be removed in its entirety.
Parts 207 and 208 address U.S.
scheduled and charter air carrier
requirements with respect to charter
trips. Both parts refer to 14 CFR part 212
in describing carrier obligations on
charter air transportation and contain no
independent obligations of their own.
As such, the parts are obsolete and
would be removed.
Part 221 describes carrier obligations
with respect to tariffs. This rule
proposes to revise part 221 by
broadening the language used to refer to
international treaties. The current
regulation refers to the Warsaw
Convention, which is no longer the
relevant international treaty applicable
to travelers on many itineraries. The
rule would update and simplify existing
passenger notification requirements and
consolidate such requirements into a
single section. Specifically, the rule
would consolidate separate notice
requirements for liability from death or
injury and liability from damage to
baggage into a single notice requirement
that better reflects the current
international landscape, including
references to the 1999 Montreal
Convention, which governs many
international itineraries originating or
terminating in the United States. As of
2017, a carrier’s liability could be
limited under the 1999 Montreal
Convention to 113,100 Special Drawing
Rights (SDR) for damages from death or
injury, 4,694 SDR for damages caused
by the delay of passengers, and 1,131
SDR for damages resulting from the
destruction, loss, damage, or delay of
baggage. The proposed rule would also
remove + references to agreements
approved by CAB order. Carriers will be
provided until December 31, 2019, to
comply with the signage requirements
of this part.
Part 223 sets forth rules regarding free
and reduced-rate transportation. This
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rule proposes to update part 223 by
removing references to specific sections
of the ‘‘Act’’ such as ‘‘under section 408
of the Act.’’ Additionally, in section
223.1, the term ‘‘handicapped
passenger’’ is used to describe a person
with a disability. However, under the
Americans with Disabilities Act (ADA),
the current practice is to use ‘‘personfirst’’ terminology (e.g., changes
‘‘handicapped person’’ to ‘‘person with
a disability’’). Where applicable, as the
Department reviews its regulations, the
term ‘‘handicapped’’ would be replaced
with the person-first terminology in
alignment with the ADA. This rule
proposes to remove the term
‘‘Handicapped passenger’’ and would
replace it with the term ‘‘passenger with
a disability.’’
Part 232 established procedures for a
party aggrieved by an order of the
Postmaster General to request a review
by DOT. In 2008, amendments to 49
U.S.C. 41902 removed from the statute
the authority for the Secretary of
Transportation to amend, modify,
suspend, or cancel an order of the Postal
Service (Pub. L. 110–405, Jan. 4, 2008).
Accordingly, the statutory basis for Part
232 regulations no longer exists and Part
232 would be removed.
Part 234 describes the requirements
for filing airline service quality
performance reports. The existing
citation of authorities for this part
contains an error. This rule corrects the
error.
Part 241 describes a uniform system
of accounts and reports for large
carriers. This rule proposes to remove
section 01 of part 241. The section
restates outdated statutory text and may
lead to confusion if retained.
Part 272 established essential air
service procedures for the Freely
Associated States comprising the
Federated States of Micronesia (Ponape,
Truk and Yap), the Marshall Islands
(Majuro and Kwajalein), and Koror in
Palau. The procedures include
requirements for airlines to file notice
before suspending service, an obligation
to continue to provide service when
subsidy is available, and carrierselection criteria. Section 272.12 states,
‘‘These provisions shall terminate on
October 1, 1998, unless the essential air
service program to the Federated States
of Micronesia, the Marshall Islands and
Palau is specifically extended by
Congress.’’ Congress did not extend the
program (Pub. L. 101–219, Sec. 110(b),
(Dec.12,1989)). Thus, the statutory basis
for the regulation no longer exists and
part 272 would be removed.
Part 300 sets forth the rules of
conduct in DOT proceedings involving
aviation economic and enforcement
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matters. Many of these rules set forth
standards of ethical conduct applicable
to DOT employees with respect to
aviation economic matters. DOT
employees are also subject to the ethics
requirements of 49 CFR 99.735–1. In
order to reduce the duplicative nature of
both sets of ethics requirements and to
minimize the potential for confusion
over such requirements, several sections
of part 300 would be removed under
this rule. The resulting regulations will
ensure consistent ethical standards
across all employees of the agency.
Part 302 sets forth the Rules of
Practice in Proceedings before the DOT.
Part 305 describes the Rules of Practice
for Informal Nonpublic Investigations
undertaken by the Office of Aviation
Enforcement and Proceedings. Part 385
sets forth the authorities and functions
of various DOT officials. On August 17,
2012, the Department issued an
extensive revision to 49 CFR part 1
(Organization and Delegation of Powers
and Duties) [77 FR 49965]. The
Department proposes to revise parts
302, 305, and 385 to reflect the changes
set forth in the revision to part 1.
Part 330 established procedures
implementing the airline compensation
section of the Air Transportation Safety
and System Stabilization Act, which
was enacted following the terrorist
attacks of September 11, 2001, Public
Law 107–42, (Sept. 22, 2001) (the
Stabilization Act). Section 103 of the
Stabilization Act appropriated up to $5
billion, to be administered by the
Department of Transportation, to
compensate air carriers for losses they
incurred due to the attacks. Part 330 set
out carrier eligibility criteria; forms for
applying for the compensation
payments; details on types of losses that
would and would not be eligible for
compensation; audit procedures; and
details on a set-aside program for certain
air taxis, commuter carriers, and other
small carriers. Of the 427 applications
processed, 407 applicants were deemed
eligible under part 330. These carriers
received payments in a total amount of
$4.6 billion. All eligible appropriations
have been completed and payments
have now been processed and paid, and
all functions and responsibilities under
this section have been fulfilled. As a
result, part 330 serves no further
purpose and would be removed.
Part 374 specifies the Department’s
responsibility for enforcing air carrier
and foreign air carrier compliance with
the applicable requirements of the
Consumer Credit Protection Act. This
rule proposes revising part 374 by
updating the language in § 374.3
regarding references to Regulation B, 12
CFR part 202, and Regulation Z, 12 CFR
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part 226. Enforcement responsibility for
parts 202 and 226 has been divided and
reassigned among Federal government
agencies. Accordingly, the language in
§ 374.3 will be revised to reference the
current applicable regulations, 12 CFR
part 1026.
Part 380 is applicable to public
charter air transportation in interstate or
foreign air transportation. This rule
proposes revising part 380 by updating
Appendix A and B. part 380 sets forth
the Department’s rules governing Public
Charter air transportation of passengers
whether furnished by direct air carriers
or Public Charter Operators. Appendix
A and B to part 380, respectively,
contain the format for the Public Charter
Operator’s Surety Bond and the Public
Charter Surety Trust Agreement. Since
the existing Appendix A and B to part
380 were published in 1998, various
changes have been made to both
documents. Therefore, Appendix A and
B would be updated to provide the most
current format for the Public Charter
Operator’s Surety Bond and the Public
Charter Surety Trust Agreement.
In part 385, the Secretary of
Transportation delegates certain
continuing assignments of authority to
Secretarial Officers regarding the
Department’s functions of issuing orders
or other determinations pursuant to 49
U.S.C. 322 and 49 CFR part 1. The
Secretary has determined that several of
the items currently prepared for
decision at the Assistant Secretary level
could be handled more efficiently at the
Office Director level, thereby providing
more time for the Assistant Secretary
and immediate secretarial staff to
concentrate on controversial and policysensitive issues. This action would
ensure that routine items are processed
in a much more timely and efficient
manner. Thus, this rulemaking proposes
to amend sections 385.12 and 385.13 to
reflect the expanded assignments of
authority to the Director of the Office of
Aviation Analysis and the Director of
the Office of International Aviation,
both in the Office of the Assistant
Secretary for Aviation and International
Affairs.
Section 385.12 defines the authority
of the Director of the Office of Aviation
Analysis. This rule proposes to
authorize the Director to issue Essential
Air Service (EAS) Requests for
Proposals and certain final EAS
selection orders. This expanded
delegation alone would relieve the
Assistant Secretary for Aviation and
International Affairs of reviewing nearly
sixty orders per year, saving over three
hundred (300) hours of senior
management time and approximately
one hundred twenty (120) hours of staff
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time in the Office of Aviation Analysis.
This rule proposes to expand the
Director’s authority to issue quarterly
fuel rate adjustments to Alaskan bush
and mainline mail rates and to issue
certain procedural orders in antitrust
immunity cases processed under 49
U.S.C. 41308 and 41309. This rule also
proposes to remove paragraphs (f), (h),
and (i) of section 385.12, as these
requirements would be placed under the
authority of the Director of the Office of
International Aviation in section 385.13.
Accordingly, subsections (g)–(k) would
be re-designated.
Section 385.13 defines the authority
of the Director of the Office of
International Aviation. This rule
proposes to amend subsection (a) of
section 385.13 to grant the Director the
authority to issue final orders on
uncontested tariff exemptions. This
rulemaking also proposes to amend
subsection (b) to authorize the Director
to issue final orders on uncontested
applications for U.S. carrier certificate
and foreign air carrier permit authority.
Further, this action proposes to add two
new subsections regarding fares and
tariffs and amend subsection
385.13(r)(1) to give the Director the
authority to exempt IATA 1 agreements
under section 41309; this would be in
addition to the Director’s existing
authority to approve or disapprove such
agreements. This rule also proposes
adding new subsections (z)–(dd) that
would: (1) Authorize the Director to
issue orders and notices adjusting the
Standard Foreign Fare Level; (2)
authorize the Director to issue notices
updating the list of country-pair markets
in tariff-filing categories under part 293
of this chapter; (3) give the Director
assigned authority as to certain matters
processed by the Office of International
Aviation’s U.S. Air Carrier Licensing/
Special Authorities Division; and (4)
add requirements moved from 385.12(f),
385.12(h), and 385.12(i).
Sections 385.14 and 385.15 define the
authority of the General Counsel and
Deputy General Counsel, respectively.
Consistent with the delegation of duties
assigned in 49 CFR part 1, as revised on
August 16, 2012, by 77 FR 49964, the
Secretary has assigned several duties to
the General Counsel. Sections 385.14
and 385.15 would be revised to reflect
this assignment of duties. This rule
would remove section 385.15 and
transfer its functions to section 385.14.
Part 389 describes fees and charges for
special services. This rule proposes to
amend part 389 by (1) removing
references to organizations and position
titles that no longer exist and replacing
1 International
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them with references to appropriate
organizations and positions, (2)
correcting the filing fees charged for
special services to reflect a recent
rulemaking action, (3) allowing for
payment of filing fees using the internet,
and (4) revising the descriptions of
licenses for which the Department
charges filing fees.
Part 398 establishes guidelines for the
determination of basic essential air
service. The Department proposes to
amend part 398 by removing an
outdated provision for funding
reductions in § 398.11. Section 398.11
was superseded by Public Law 106–69,
Title III, § 332, October 9, 1999, 113
Stat. 1022.
Part 399, subpart C sets forth the
Department’s policies related to rates
and tariffs. This rulemaking action
proposes removing fourteen sections
from this subpart (§§ 399.30, 399.31,
399.32, 399.33, 399.34, 399.37, 399.40,
399.41, 399.42, 399.43, 399.44, 399.63,
399.101, and 399.111). These sections
are obsolete because of the Airline
Deregulation Act of 1978 and the Civil
Aeronautics Board Sunset Act of 1984.
Regulatory Analyses and Notices
A. Executive Order 12866 and DOT
Regulatory Policies and Procedures
This NPRM is not a significant
regulatory action under Executive Order
12866 and the Department’s Regulatory
Policies and Procedures. Its provisions
involve technical amendments to
update statutory references and to
update the titles and addresses of
offices. The rule also proposes to
remove certain appendices, sections,
and forms that are no longer relevant.
This rule does not propose any major
policy changes or impose significant
new costs or burdens.
B. Executive Order 13771 (Reducing
Regulation and Controlling Regulatory
Costs)
This proposed rule is not expected to
be an E.O. 13771 regulatory action
because this proposed rule is not
significant under E.O. 12866.
C. Regulatory Flexibility Act
Pursuant to section 605 of the
Regulatory Flexibility Act (RFA), 5
U.S.C. 605(b), as amended by the Small
Business Regulatory Enforcement
Fairness Act of 1996 (SBREFA), I hereby
certify that this rulemaking would not
have a significant impact on a
substantial number of small entities.
The NPRM would impose no duties or
obligations on small entities.
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D. Executive Order 13132 (Federalism)
A rule has implications for federalism
under Executive Order 13132,
Federalism, if it has a substantial direct
effect on State or local governments and
would either preempt State law or
impose a substantial direct cost of
compliance on them. We have analyzed
this NPRM in accordance with the
principles and criteria contained in the
Order and have determined that it does
not have implications for federalism,
since it merely makes technical
amendments to the existing regulations.
This NPRM does not have a substantial
direct effect on, or sufficient federalism
implications for, the States, nor would
it limit the policymaking discretion of
the States.
E. Executive Order 13175
This NPRM has been analyzed in
accordance with the principles and
criteria contained in Executive Order
13175 (‘‘Consultation and Coordination
with Indian Tribal Governments’’).
Because this NPRM does not
significantly or uniquely affect the
communities of the Indian tribal
governments or impose substantial
direct compliance costs on them, the
funding and consultation requirements
of Executive Order 13175 do not apply.
F. Paperwork Reduction Act
The Paperwork Reduction Act of 1995
(PRA) (44 U.S.C. 3501 et seq.) requires
that DOT consider the impact of
paperwork and other information
collection burdens imposed on the
public and, under the provisions of PRA
section 3507(d), obtain approval from
the Office of Management and Budget
(OMB) for each collection of
information it conducts, sponsors, or
requires through regulations. The DOT
has determined there are no new
information collection requirements
associated with this NPRM.
G. National Environmental Policy Act
The agency has analyzed the
environmental impacts of this proposed
action pursuant to the National
Environmental Policy Act of 1969
(NEPA) (42 U.S.C. 4321 et seq.) and has
determined that it is categorically
excluded pursuant to DOT Order
5610.1C, Procedures for Considering
Environmental Impacts (44 FR 56420,
Oct. 1, 1979). Categorical exclusions are
actions identified in an agency’s NEPA
implementing procedures that do not
normally have a significant impact on
the environment and therefore do not
require either an environmental
assessment (EA) or environmental
impact statement (EIS). The purpose of
this rulemaking is to make editorial
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corrections, remove obsolete references,
and update outdated provisions in the
Department’s aviation economic
regulations. The agency does not
anticipate any environmental impacts,
and there are no extraordinary
circumstances present in connection
with this rulemaking.
List of Subjects
14 CFR Part 223
Air rates and fares, Government
employees, Reporting and
recordkeeping requirements.
14 CFR Part 232
Administrative practice and
procedure, Air carriers, Postal Service.
14 CFR Part 200
Air transportation.
14 CFR Part 201
Air carriers, Reporting and
recordkeeping requirements.
14 CFR Part 203
Air carriers, Air transportation,
Foreign relations, Insurance, Reporting
and recordkeeping requirements.
14 CFR Part 234
Air carriers, Consumer protection,
Reporting and recordkeeping
requirements.
Reporting and recordkeeping
requirements.
14 CFR Part 294
Air taxis, Canada, Charter flights,
Reporting and recordkeeping
requirements.
14 CFR Part 296
Air carriers, Freight forwarders,
Research.
14 CFR Part 297
Air carriers, Freight forwarders.
14 CFR Part 298
Air taxis, Reporting and
recordkeeping requirements.
14 CFR Part 205
Air carriers, Freight, Insurance,
Reporting and recordkeeping
requirements.
14 CFR Part 240
Air carriers, Uniform System of
Accounts.
14 CFR Part 300
14 CFR Part 241
Air carriers, Reporting and
recordkeeping requirements, Uniform
System of Accounts.
14 CFR Part 204
Air carriers, Reporting and
recordkeeping requirements.
14 CFR Part 302
14 CFR Part 243
Air carriers, Aircraft, Charter flights,
Reporting and recordkeeping
requirements.
14 CFR Part 207
Air carriers, Charter flights.
14 CFR Part 247
Air carriers, Airports.
14 CFR Part 208
Air carriers, Charter flights.
14 CFR Part 211
Administrative practice and
procedure, Air carriers, Pacific Islands
Trust Territory, Reporting and
recordkeeping requirements.
14 CFR Part 212
Charter flights, Confidential business
information, Reporting and
recordkeeping requirements, Surety
bonds.
14 CFR Part 214
Air carriers, Charter flights.
14 CFR Part 215
14 CFR Part 216
Air carriers.
14 CFR Part 249
Air carriers, Reporting and
recordkeeping requirements, Truth in
lending, Uniform System of Accounts.
14 CFR Part 253
Air carriers, Consumer protection.
14 CFR Part 257
Air carriers, Air rates and fares,
Consumer protection, Reporting and
recordkeeping requirements.
14 CFR Part 271
Air carriers, Grant programs—
transportation.
14 CFR Part 217
Air carriers, Reporting and
recordkeeping requirements.
Administrative practice and
procedure, Conflict of interests.
Administrative practice and
procedure, Air carriers, Airports, Postal
Service.
14 CFR Part 303
Administrative practice and
procedure, Air carriers, Antitrust,
Reporting and recordkeeping
requirements.
14 CFR Part 305
14 CFR Part 248
Air carriers, Reporting and
recordkeeping requirements, Uniform
System of Accounts.
14 CFR Part 258
Air carriers, Consumer protection,
Reporting and recordkeeping
requirements.
Air carriers, Reporting and
recordkeeping requirements, Trade
names.
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14 CFR Part 222
Air carriers, Freight, Intermodal
transportation, Reporting and
recordkeeping requirements.
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Administrative practice and
procedure, Air carriers, Investigations.
14 CFR Part 323
Administrative practice and
procedure, Air carriers, Reporting and
recordkeeping requirements
14 CFR Part 325
Administrative practice and
procedure, Air transportation,
Intergovernmental relations, Reporting
and recordkeeping requirements.
14 CFR Part 330
Administrative practice and
procedure, Air carriers, Grant
programs—transportation, Reporting
and recordkeeping requirements.
14 CFR Part 372
Charter flights, Military air
transportation, Reporting and
recordkeeping requirements, Surety
bonds.
14 CFR Part 374
14 CFR Part 218
Air carriers, Aircraft, Airmen.
14 CFR Part 272
Air carriers, Grant programs—
transportation, Pacific Islands Trust
Territory.
14 CFR Part 221
Air rates and fares, Freight, Reporting
and recordkeeping requirements.
14 CFR Part 291
Administrative practice and
procedure, Air carriers, Freight,
Air carriers, Credit, Political
candidates, Reporting and
recordkeeping requirements.
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Air carriers, Consumer protection,
Credit.
14 CFR Part 374a
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(d) Rule, regulation, and order refer to
the rules, regulations, and orders
prescribed by the Department pursuant
to the 49 U.S.C. Subtitle VII or its
predecessor’s rules, regulations, and
orders that are, by law, still in effect.
(e) FAA means the Federal Aviation
Administration, U.S. Department of
Transportation.
(f) OST–R means the Office of the
Assistant Secretary for Research and
Technology, U.S. Department of
Transportation.
(g) Secretary means the Secretary of
Transportation, U.S. Department of
Transportation.
14 CFR Part 375
Administrative practice and
procedure, Aircraft, Foreign relations,
Reporting and recordkeeping
requirements.
14 CFR Part 377
Administrative practice and
procedure, Air carriers.
14 CFR Part 380
Charter flights, Reporting and
recordkeeping requirements, Surety
bonds.
14 CFR Part 385
Organization and functions
(Government agencies).
14 CFR Part 389
Administrative practice and
procedure, Reporting and recordkeeping
requirements.
§ 201.1
14 CFR Part 399
Administrative practice and
procedure, Air carriers, Air rates and
fares, Air taxis, Consumer protection,
Small businesses.
PART 200—DEFINITIONS AND
INSTRUCTIONS
1. The authority citation for part 200
continues to read as follows:
■
6. The authority citation for part 203
continues to read as follows:
■
2. Section 200.1 is revised to read as
follows:
■
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Authority: 49 U.S.C. Chapters 401, 411,
413, 415, and 417.
Terms and definitions.
Unless otherwise specifically stated,
words and phrases other than those
listed in this section have the meaning
defined in 49 U.S.C. Subtitle VII.
(a) Department or DOT means the
Department of Transportation.
(b) Predecessor means the Civil
Aeronautics Board (CAB).
(c) Section refers to a section of
Subtitle VII of Title 49 of the United
States Code (Transportation) or a section
of the regulations in this chapter, as
indicated by the context. The terms in
this section, pursuant to this section, in
accordance with the provisions of this
section, and words of similar import
when used in this chapter refer to the
section of the subchapter in which such
terms appear.
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5. In § 201.7, in paragraph (e), remove
the words ‘‘Office of Aviation Analysis’’
and add, in their place, the words
‘‘Office of International Aviation’’.
■
PART 203—WAIVER OF WARSAW
CONVENTION LIABILITY LIMITS AND
DEFENSES
Authority: 49 U.S.C. Chapters 401, 411,
413, 415, 417, and 461.
20:35 May 08, 2018
4. In § 201.1, in paragraph (b), remove
the words ‘‘DOT Dockets, 1200 New
Jersey Avenue SE., Washington, DC
20590–0002’’ and add, in their place,
the words ‘‘Docket Operations Office,
U.S. Department of Transportation,
Room W12–140, 1200 New Jersey
Avenue SE, Washington, DC 20590–
0001’’.
§ 201.7
7. Section 203.3 is revised to read as
follows:
■
§ 203.3 Filing requirements for adherence
to Montreal Convention.
All direct U.S. and foreign air carriers
shall have and maintain in effect and on
file in the Department’s Docket
Operations Office (DOT–OST–1995–
236) on OST Form 4523 a signed
counterpart to Agreement 18900, an
agreement relating to liability
limitations of the Warsaw Convention
and Hague Protocol, (the Montreal
Agreement), dated May 13, 1966, and/or
a signed counterpart of any amendment
or replacement to such Agreement that
may be approved by the Department and
to which the air carrier or foreign air
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§ 203.4
[Amended]
8. In § 203.4:
a. In paragraph (a), remove the words
‘‘Tariffs Division’’ and add, in their
place, the words ‘‘Pricing and
Multilateral Affairs Division’’.
■ b. In paragraph (b), remove the
reference ‘‘§ 221.175’’ and add, in its
place, the reference ‘‘§ 221.105’’.
■
■
PART 204—DATA TO SUPPORT
FITNESS DETERMINATIONS
9. The authority citation for part 204
continues to read as follows:
■
Authority: 49 U.S.C. Chapters 401, 411,
and 417.
[Amended]
■
The Amendment
In consideration of the foregoing, and
under the authority of 49 U.S.C. 322, the
Department proposes to amend Title 14,
Chapter II of the Code of Federal
Regulations as follows:
VerDate Sep<11>2014
3. The authority citation for part 201
continues to read as follows:
■
Authority: 5 U.S.C. 1008; 49 U.S.C.
Chapters 401, 411, 413, 415, and 417.
14 CFR Part 398
Air transportation.
§ 200.1
PART 201—AIR CARRIER AUTHORITY
UNDER SUBTITLE VII OF TITLE 49 OF
THE UNITED STATES CODE
carrier becomes a party. U.S. air taxi
operators registering under part 298 of
this chapter and Canadian charter air
taxi operators registering under part 294
of this chapter may comply with this
requirement by filing completed OST
Forms 4507 and 4523, respectively, in
accordance with the provisions of those
parts.
Sfmt 4702
10. In § 204.2, paragraphs (b) and (e)
are revised to read as follows:
■
§ 204.2
Definitions.
*
*
*
*
*
(b) Certificate authority means
authority to provide air transportation
granted by the Secretary of
Transportation in the form of a
certificate of public convenience and
necessity under 49 U.S.C. 41102 or an
all-cargo air transportation certificate to
perform all-cargo air transportation
under 49 U.S.C. 41103. Certificated
carriers are those that hold certificate
authority, including those carriers
operating by law under the regulatory
provisions under the Department’s
predecessor.
*
*
*
*
*
(e) Eligible place means a place in the
United States that meets the specified
criteria outlined in Chapter 417 of 49
U.S.C.
*
*
*
*
*
§ 204.4
[REMOVED AND RESERVED]
11. Section 204.4 is removed and
reserved.
■
§ 204.5
[Amended]
12. Amend § 204.5 as follows:
a. In § 204.5, in paragraph (c), at the
end of the sentence, remove the words
‘‘Washington, DC 20590, or by
electronic submission at https://
dms.dot.gov.’’ and add, in their place,
the words ‘‘1200 New Jersey Avenue SE,
Washington, DC 20590, or by electronic
submission at https://
www.regulations.gov.’’
■ b. In § 204.5, in paragraph (d), at the
end of the sentence, remove the words
■
■
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‘‘Washington, DC 20590.’’ and add, in
their place, the words ‘‘1200 New Jersey
Avenue SE, Washington, DC 20590.’’
§ 204.7
[Amended]
13. In § 204.7, in paragraph (b), in the
second sentence, remove the words
‘‘Documentary Services Division,
Department of Transportation’’ and add,
in their place, the words ‘‘Docket
Operations Office, U.S. Department of
Transportation.’’
■
PART 205—AIRCRAFT ACCIDENT
LIABILITY INSURANCE
14. The authority citation for part 205
continues to read as follows:
§ 211.20
[Amended]
21. In § 211.20, in paragraph (c)(2)(i),
at the end of the sentence, remove the
colon and add, in its place, a semicolon.
■
§ 211.31
[Amended]
22. In § 211.31, in paragraph (d), at the
end of the sentence, remove the word
‘‘required.’’ and add, in its place, the
words ‘‘required; and’’.
■
§ 211.32
[Amended]
23. In § 211.32, remove the words
‘‘section 801(a) of the Federal Aviation
Act’’ and add, in their place, the words
‘‘49 U.S.C. 41307’’.
■
■
Authority: 49 U.S.C. Chapters 401, 411,
413, and 417.
§ 205.4
15. In § 205.4, in paragraph (a),
remove the reference ‘‘https://
ostpxweb.dot.gov’’ and add, in its place,
‘‘https://www.transportation.gov/policy/
aviation-policy/licensing/US-carriers’’.
[Amended]
Prohibited exclusion of coverage.
*
*
*
*
(b) * * *
(2) Liability assumed by the carrier
under an agreement to raise the liability
limitations of the Warsaw Convention
by signing a counterpart to an agreement
of carriers (such as the Montreal
Agreement, 18900, signed May 13, 1966,
agreeing to a limit on the carrier’s
liability for injury or death of passengers
of $75,000 per passenger), or any
amendment to such agreement that may
be approved by the Department and to
which the carrier becomes a party.
17. Part 207 is removed.
§ 212.3
[Amended]
18. Part 208 is removed.
amozie on DSK3GDR082PROD with PROPOSALS4
PART 211—APPLICATIONS FOR
PERMITS TO FOREIGN AIR CARRIERS
19. The authority citation for part 211
continues to read as follows:
■
Authority: 49 U.S.C. 40101, 40102, 41101,
41301, and 41703.
[Amended]
20. In § 211.2, paragraph (b), remove
the words ‘‘subpart F’’ and add, in their
place, the words ‘‘subpart E’’.
■
20:35 May 08, 2018
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33. Throughout part 216, remove the
words ‘‘Board’’ and ‘‘Board’s’’ wherever
they appear, and add, in their place, the
words ‘‘Department’’ and
‘‘Department’s’’.
§ 216.1
[Amended]
26. In § 212.10, in paragraph (e)(1), in
the first sentence, remove the words
‘‘part in interest’’ and add, in their
place, the word ‘‘person’’.
34. In § 216.1, in paragraph (a),
remove the word ‘‘Act’’ from the list of
definitions; in paragraph (b), remove the
words ‘‘section 101 of the Act’’ and add,
in their place, the words ‘‘49.U.S.C.
40102’’.
§ 212.11
§ 216.3
§ 212.10
■
[Amended]
■
[Amended]
27. In § 212.11, in paragraph (b)(1),
remove the words ‘‘authority sought to
covered’’ and add, in their place, the
words ‘‘authority sought is covered’’.
■
PART 214—TERMS, CONDITIONS,
AND LIMITATIONS OF FOREIGN AIR
CARRIER PERMITS AUTHORIZING
CHARTER TRANSPORTATION ONLY
[Amended]
■
§ 216.4
28. Part 214 is amended by adding an
authority citation to read as follows:
■
PART 215—USE AND CHANGE OF
NAMES OF AIR CARRIERS, FOREIGN
AIR CARRIERS AND COMMUTER AIR
CARRIERS
PART 208—[REMOVED]
VerDate Sep<11>2014
32. The authority citation for part 216
continues to read as follows:
■
■
Authority: 49 U.S.C. 40101, 40102, 40109,
40113, 41504, 41708, 41712, and 46101.
PART 207—[REMOVED]
§ 211.2
PART 216—COMMINGLING OF BLIND
SECTOR TRAFFIC BY FOREIGN AIR
CARRIERS
Authority: 49 U.S.C. 40101, 40102, 40109,
40113, 41101, 41103, 41702, 41708, 41712,
and 46101.
25. In § 212.3, paragraph (c)(i) is
redesignated as ‘‘paragraph(c)(1)’’.
*
■
[Amended]
31. In § 215.4:
a. In paragraph (a), in the last
sentence, remove the words ‘‘Licensing
Division’’ and add, in their place, the
words ‘‘Foreign Air Carrier Licensing
Division’’.
■ b. In paragraph (b), remove the words
‘‘Docket 17325.’’ and add, in their place,
the words ‘‘Docket DOT–OST–1995–
236.’’
■
■
Authority: 49 U.S.C. Chapters 401, 413,
and 417.
■
16. In § 205.6, revise the section
heading and paragraph (b)(2) to read as
follows:
■
§ 215.4
24. The authority citation for part 212
continues to read as follows:
■
§ 205.6
transfers or reissuances, and registration
of business names.
■
[Amended]
■
§ 205.6
PART 212—CHARTER RULES FOR
U.S. AND FOREIGN DIRECT AIR
CARRIERS
21689
29. The authority citation for part 215
continues to read as follows:
■
Authority: 49 U.S.C. Chapters 401, 411,
413, 417.
30. Section 215.1 is revised to read as
follows:
■
§ 215.1
Applicability.
This part applies to all certificated air
carriers, commuter air carriers, and
foreign direct air carriers and to initial
and amended applications for authority,
applications for certificate or permit
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35. In § 216.3, remove the words
‘‘section 402 of the Act’’ and add, in
their place, the words ‘‘49 U.S.C.
41301’’.
[Amended]
36. In § 216.4, in paragraph (a),
remove the words ‘‘Director, Bureau of
International Aviation.’’ and add, in
their place, the words ‘‘Director, Office
of International Aviation.’’
■
PART 217—REPORTING TRAFFIC
STATISTICS BY FOREIGN AIR
CARRIERS IN CIVILIAN SCHEDULED,
CHARTER, AND NONSCHEDULED
SERVICES
37. The authority citation for part 217
is revised to read as follows:
■
Authority: 49 U.S.C. 329, 41102, 41301,
41708, and 41709.
§ 217.10
[Amended]
38. In the Appendix to Section 217.10,
remove paragraphs (a)(5), (a)(6), and
(a)(7).
■
§ 217.11
[Amended]
39. In § 217.11, paragraph (b), remove
the words ‘‘subject to a maximum fine
of $10,000 or imprisonment for not
more than 5 years, or both,’’.
■
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PART 218—LEASE BY FOREIGN AIR
CARRIER OR OTHER FOREIGN
PERSON OF AIRCRAFT WITH CREW
40. The authority citation for part 218
is revised to read as follows:
■
Authority: 49 U.S.C. 40113, and 41301.
§ 218.2
[Amended]
41. In § 218.2, remove the words
‘‘section 402 of the Act’’ and add, in
their place, the words ‘‘49 U.S.C.
41301’’.
■
§ 218.3
[Amended]
42. Amend § 218.3 as follows:
(a) In paragraph (a)(1), remove the
words ‘‘section 402 of the Act’’ and add,
in their place, the words ‘‘section 41301
of 49 U.S.C.’’.
■ (b) In paragraph (a)(2), remove the
words ‘‘section 416 of the Act’’ and add,
in their place, the words ‘‘section 40109
of 49 U.S.C.’’.
■ (c) In paragraphs (a)(2) and (a)(3),
remove the word ‘‘Board’’ and add, in
its place, the word ‘‘Department’’.
■
■
§ 218.5
[Amended]
43. In § 218.5, remove the word
‘‘Board’’ each place it appears, and add,
in its place, the word ‘‘Department’’.
■
§ 218.6
[Amended]
44. In § 218.6, remove the word
‘‘Board’’ and add, in its place, the word
‘‘Department’’.
■
PART 221—TARIFFS
45. The authority citation for part 221
continues to read as follows:
■
Authority: 49 U.S.C. 40101, 40109, 40113,
46101, 46102, chapter 411, chapter 413,
chapter 415 and chapter 417, subchapter I.
46. § 221.105 is revised to read as
follows:
■
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§ 221.105 Special notice of limited liability
under international treaty.
(a)(1) In addition to the other
requirements of this subpart, each air
carrier and foreign air carrier which, to
any extent, avails itself of the limitation
on liability to passengers provided by an
international treaty, shall, at the time of
delivery of the ticket, furnish to each
passenger whose transportation is
governed by the international treaty and
whose place of departure or place of
destination is in the United States, the
following statement in writing:
Advice to International Passengers on
Limitations of Liability
Passengers embarking upon a journey
involving an ultimate destination or a stop in
a country other than the country of departure
are advised that the provisions of an
international treaty (the Warsaw Convention,
VerDate Sep<11>2014
20:35 May 08, 2018
Jkt 244001
the 1999 Montreal Convention, or other
treaty), as well as a carrier’s own contract of
carriage or tariff provisions, may be
applicable to their entire journey, including
any portion entirely within the countries of
departure and destination. The applicable
treaty governs and may limit the liability of
carriers to passengers for death or personal
injury, destruction or loss of, or damage to,
baggage, and for delay of passengers and
baggage.
Additional protection can usually be
obtained by purchasing insurance from a
private company. Such insurance is not
affected by any limitation of the carrier’s
liability under an international treaty. For
further information please consult your
airline or insurance company representative.
(2) The statement prescribed herein
shall be printed or displayed in type at
least as large as 10-point modern type
and in ink contrasting with the stock on:
(i) Each ticket, including electronic
tickets;
(ii) A piece of paper either placed in
the ticket envelope with the ticket or
attached to the ticket; or
(iii) The ticket envelope.
(3) When a carrier is a signatory of a
Department-approved intercarrier
agreement implementing an
international treaty, and such agreement
contains specific text a carrier may use
as a notice to international passengers
regarding carrier liability, the carrier
may substitute the exact text contained
in the intercarrier agreement in lieu of
the required text of the notice quoted in
paragraph (a)(1) of this section.
(b) By December 31, 2019, each air
carrier and foreign air carrier which, to
any extent, avails itself of the limitation
on liability to passengers provided by an
international treaty, shall also cause to
be displayed continuously in a
conspicuous public place at each desk,
station, and position in the United
States which is in the charge of a person
employed exclusively by it or by it
jointly with another person, or by any
agent employed by such air carrier or
foreign air carrier to sell tickets to
passengers whose transportation may be
governed by an international treaty and
whose place of departure or destination
may be in the United States, a sign
which shall have printed thereon the
statement prescribed in paragraph (a)(1)
of this section.
(c) It shall be the responsibility of
each carrier to insure that travel agents
authorized to sell air transportation for
such carrier comply with the notice
provisions of paragraphs (a) and (b) of
this section.
(d) Any air carrier or foreign air
carrier subject to the provisions of this
section which wishes to use a notice of
limited liability of its own wording, but
containing the substance of the language
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prescribed in paragraphs (a) and (b) of
this section, may substitute a notice of
its own wording upon approval by the
Department.
(e) The requirements as to time and
method of delivery of the notice
(including the size of type) specified in
paragraphs (a) and (b) of this section
and the requirement with respect to
travel agents specified in paragraph (c)
of this section may be waived by the
Department upon application and
showing by the carrier that special and
unusual circumstances render the
enforcement of the regulations
impractical and unduly burdensome
and that adequate alternative means of
giving notice are employed.
(f) Applications for relief under
paragraphs (d) and (e) of this section
shall be filed with the Department’s
Office of International Aviation not later
than 15 days before the date on which
such relief is requested to become
effective.
(g) Notwithstanding any other
provisions of this section, no air taxi
operator subject to part 298 of this
subchapter shall be required to give the
notices prescribed in this section, either
in its capacity as an air carrier or in its
capacity as an agent for an air carrier or
foreign air carrier.
§ 221.106
[REMOVED AND RESERVED]
47. § 221.106 is removed and
reserved.
■
PART 222—INTERMODAL CARGO
SERVICES BY FOREIGN AIR
CARRIERS
48. The authority citation for part 222
is revised to read as follows:
■
Authority: 49 U.S.C. 40113 and 41301.
§ 222.2
[Amended]
49. In § 222.2, in paragraphs (a) and
(d), remove the word ‘‘Board’’ each
place it appears, and add, in its place,
the word ‘‘Department’’.
■ 50. In § 222.3, paragraphs (a) and (b)
are revised to read as follows:
■
§ 222.3 Application for Statement of
Authorization.
(a) Application for a Statement of
Authorization shall be filed with the
Department’s Foreign Air Carrier
Licensing Division, Office of
International Aviation, in duplicate, on
OST Form 4500. In most cases, the
Department will act upon applications
for Statements of Authorization within
60 days.
(b) Persons objecting to an application
for a Statement of Authorization shall
file their objections with the Foreign Air
Carrier Licensing Division, Office of
International Aviation, within 28 days
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of the filing date of the application. The
Department will list the names and
nationalities of all persons applying for
Statements of Authorization in its
Weekly Summary of Filings.
*
*
*
*
*
§ 222.4
[Amended]
51. In § 222.4, in paragraphs (a),
remove the word ‘‘Board’’ and add, in
its place, the word ‘‘Department’’; in
paragraph (a)(1) remove the words
‘‘CAB Form 222’’ and add, in their
place, the words ‘‘OST Form 4500’’, and
remove the words ‘‘Form 222’’ and add,
in their place, the words ‘‘Form 4500’’;
in paragraph (b), remove the word
‘‘Board’s’’ and add, in its place, the
word ‘‘Department’s’’.
■
§ 222.5
[Amended]
52. In § 222.5, remove the word
‘‘Board’’ each place it appears, and add,
in its place, the word ‘‘Department’’.
■
PART 222—APPENDIX [REMOVED]
53. Appendix A to Part 222–CAB
Form 222 is removed.
■
PART 223—FREE AND REDUCED–
RATE TRANSPORTATION
54. The authority citation for part 223
is revised to read as follows:
■
Authority: 49 U.S.C. 40113, 40114, and
41711.
55. Section 223.1 is revised to read as
follows:
■
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§ 223.1
Definitions.
As used in this part, unless the
context otherwise requires:
An affiliate of a carrier means a
person:
(a) Who controls that carrier, or is
controlled by that carrier or by another
person who controls or is controlled by
that carrier; and
(b) Whose principal business in
purpose or in fact is:
(1) The holding of stock in one or
more carriers;
(2) Transportation by air or the sale of
tickets therefor;
(3) The operation of one or more
airports, one or more of which are used
by that carrier or by another carrier who
controls or is controlled by that carrier
or that is under common control with
that carrier by another person; or
(4) Activities related to the
transportation by air conducted by that
carrier or by another carrier that
controls or is controlled by that carrier
or which is under common control with
that carrier by another person.
Air carrier means the holder of a
certificate of public convenience and
necessity issued by the Department
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under 49 U.S.C. 41102 authorizing the
carriage of persons. This definition is
applicable to a holder of a certificate
issued by the Civil Aeronautics Board
before its sunset in 1984.
Attendant means any person required
by a passenger with a disability in order
to travel, whether or not that person’s
services are required while the
passenger with a disability is in an
aircraft.
Carrier means:
(a) An air carrier;
(b) An all-cargo air carrier operating
under 49 U.S.C. 41102, 41103.
(c) A foreign air carrier;
(d) An intrastate carrier;
(e) An air taxi (including a commuter
air carrier) operating under parts 294 or
298 of this chapter; and
(f) Any person operating as a common
carrier by air, or in the carriage of mail
by air, or conducting transportation by
air, in a foreign country.
Delivery flight means a flight from a
point in the United States where a
carrier has taken delivery of a newly
manufactured aircraft to any point or
points on its route system.
Foreign air carrier means the holder
of a permit issued by the Department
under 49 U.S.C. 41302 authorizing the
carriage of persons. This definition is
applicable to a holder of a certificate
issued by the Civil Aeronautics Board
before its sunset in 1984.
Free transportation means the carriage
by an air carrier or foreign air carrier of
any person or property (other than
property owned by that carrier) in air
transportation without compensation
therefore.
Inaugural flight means a flight on an
aircraft type being introduced by a
carrier for the first time on a route, even
if that aircraft type has been used by
that carrier on other routes or on that
route by other carriers.
Passenger with a disability means any
person who has a physical or mental
impairment (other than drug addiction
or alcoholism), that substantially limits
one or more major life activities.
Pass means a written authorization,
other than actual ticket stock, issued by
a carrier for free or reduced-rate
transportation of persons or property.
Reduced-rate transportation means
the carriage by an air carrier or foreign
air carrier of any person or property
(other than property owned by such
carrier) in air transportation for a
compensation less than that specified in
the tariffs of that carrier on file with the
Department and otherwise applicable to
such carriage.
Retired means:
(a) With respect to carrier directors,
officers, and employees, persons
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21691
receiving retirement benefits from any
carrier;
(b) With respect to the general public,
persons not regularly working at a fulltime paying job, and not intending to do
so in the future.
§ 223.2
[Amended]
56. In § 223.2, in paragraph (a),
remove the words ‘‘section 401 of the
Act’’ and add, in their place, the words
‘‘section 41102 of 49 U.S.C.’’.
■
§ 223.6
[Amended]
57. In § 223.6, in paragraph (c),
remove the word ‘‘Board’’ and add, in
its place, the word ‘‘Department’’.
■
§ 223.21
[Amended]
58. In § 223.21, in paragraph (a),
remove the words ‘‘section 403(b) of the
Act’’ and add, in their place, the words
‘‘section 41511 of 49 U.S.C.’’.
■
§ 223.22
[Amended]
59. In § 223.22, in the introductory
text, remove the words ‘‘sections 403
and 404(b) of the Act’’ and add, in their
place, the words ‘‘sections 41510 and
41310(b) of 49 U.S.C.’’; in paragraphs (b)
and (b)(1), remove the word ‘‘Board’’
and add, in its place, the word
‘‘Department’’.
■
§ 223.23
[Amended]
60. In § 223.23, in paragraph (a)
remove the word ‘‘Board’’ and add, in
its place, the word ‘‘Department’’.
■
§ 223.25
[Amended]
61. § 223.25, in paragraph (c), remove
the word ‘‘Board’’ and add, in its place,
the word ‘‘Department’’.
■
PART 232 [REMOVED]
■
62. Part 232 is removed.
PART 234—AIRLINE SERVICE
QUALITY PERFORMANCE REPORTS
63. The authority citation for part 234
is revised to read as follows:
■
Authority: 49 U.S.C. 329, 41708, and
41709.
PART 240—INSPECTION OF
ACCOUNTS AND PROPERTY
64. The authority citation for part 240
is added to read as follows:
■
Authority: 49 U.S.C. 40113, 40114, 41711,
41708, and 41709.
65. Section 240.1 is revised to read as
follows:
■
§ 240.1
Interpretation.
(a) In the exercise of the authority
granted by 49 U.S.C. 41709, the
authority of any special agent or auditor
to inspect and examine lands, buildings,
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equipment, accounts, records,
memorandums, papers or
correspondence shall include the
authority to make such notes and copies
thereof as he or she deems appropriate.
(b) The term ‘‘special agent’’ and
‘‘auditor’’ are construed to mean any
employee of the Office of Aviation
Enforcement and Proceedings and any
other employee of the Department
specifically designated by it or by the
Director, Office of Security.
(c) The issuance in the form set forth
below of an identification card and
credentials to any such employee shall
be construed to be an order and
direction of the Department to such
individual to inspect and examine
lands, buildings, equipment, accounts,
records, and memorandums in
accordance with the authority conferred
on the Department by 49 U.S.C. Subtitle
VII.
THE UNITED STATES OF AMERICA,
DEPARTMENT OF
TRANSPORTATION, OFFICE OF
THE SECRETARY OF
TRANSPORTATION
[photo]
[number]
[expiration date]
IS APPOINTED
[title]
The bearer of this credential whose
name and photograph appear hereon is
authorized to enter upon, to inspect,
and examine lands, buildings (including
airport facilities), and equipment
(including aircraft) of air carriers and
foreign air carriers, and to inspect and
copy records and papers of air carriers,
foreign air carriers and ticket agents, in
performance of his/her duties under 49
U.S.C. 41709, related acts, and
regulations of the Department.
BY DIRECTION OF THE SECRETARY
§ 240.2
[Amended]
66. In § 240.2, remove the word
‘‘Board’’ and add, in its place, the word
‘‘Department’’; remove the word ‘‘him’’
and add, in its place, the words ‘‘him or
her’’; remove the word ‘‘he’’ and add, in
its place, the words ‘‘he or she’’.
■
PART 241—UNIFORM SYSTEM OF
ACCOUNTS AND REPORTS FOR
LARGE CERTIFICATED AIR CARRIERS
67. The authority citation for part 241
is revised to read as follows:
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■
Authority: 49 U.S.C. 329, 41101, 41708,
and 41709.
Section 01 [Removed and Reserved]
■ 68. In part 241, section 01 is removed
and reserved.
■ 69. In part 241, Section 03, remove the
definition ‘‘Act’’ from where it appears
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in the section; the definitions for ‘‘Air
transportation, charter’’ and ‘‘Route,
certificated’’ are revised to read as
follows:
Section 03 Definitions for Purposes of
This System of Accounts and Reports
*
*
*
*
*
Air transportation, charter. Air
transportation authorized pursuant to 49
U.S.C. 41102.
*
*
*
*
*
Route, certificated. The route(s) over
which an air carrier is authorized to
provide air transportation by a
Certificate of Public Convenience and
Necessity issued by the Department of
Transportation pursuant to 49 U.S.C.
41102. This definition is applicable to
an air carrier issued a Certificate of
Public Convenience by the Civil
Aeronautics Board before its sunset in
1984.
*
*
*
*
*
Section 04 [AMENDED]
70. In part 241, Section 04, in
paragraph (b), in the third sentence,
remove the words ‘‘The Office of Airline
Statistics’’ and add, in their place, ‘‘The
Office of Airline Information’’.
■
Section 12 [AMENDED]
71. In part 241, Section 12–77, in the
last sentence of paragraph (b), remove
the words ‘‘, in the absence of such
action by the Civil Aeronautics Board,’’.
■
Section 19 [AMENDED]
72. In part 241, Sec. 19–6(b)(2), in the
first sentence, remove the words
‘‘Department under Title IV of the
Federal Aviation Act of 1958, as
amended,’’ and add, in their place, the
words ‘‘Department under 49 U.S.C.
Subtitle VII,’’.
■ 73. In part 241, Sec. 19–7(a), in the
last sentence, remove the word ‘‘K–25’’
and add, in its place, the word ‘‘RTS–
42’’.
■ 74. In Appendix A to part 241 Sec.
19–7, subsection I.B. Narrative
Description, in the first paragraph,
remove the last sentence and add, in its
place, the sentence ‘‘The authority for
these instructions is found in 14 CFR
part 241, section 19–7.’’
■
Section 21 [AMENDED]
75. In part 241, Section 21(a), remove
the words ‘‘subject to the Federal
Aviation Act of 1958, as amended,’’;
remove the words ‘‘Civil Aeronautics
Board’’ and add, in their place, the word
‘‘BTS’’.
■
Section 22 [AMENDED]
■ 76. In part 241, Section 22, General
Reporting Instructions, in the List of
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Schedules in the BTS Form 41 Report,
for Schedule No. P–2, in the title,
remove the word ‘‘RSPA’’ and add, in
its place, the word ‘‘BTS’’; in paragraphs
(c) and (j), remove the word ‘‘Board’’
each place it appears, and add, in its
place, the word ‘‘BTS’’.
Section 24 [AMENDED]
77. In part 241, Section 24, Schedule
P–5.1, in paragraph (e), in the fourth
sentence, remove the words ‘‘Board’s
Information Management Division’’ and
add, in their place, the words ‘‘Office of
Airline Information, RTS–42’’.
■
PART 243—PASSENGER MANIFEST
INFORMATION
78. The authority citation for part 243
continues to read as follows:
■
Authority: 49 U.S.C. 40101, 40101nt.,
40105, 40113, 40114, 41708, 41709, 41711,
41501, 41702, 41712, 44909, 46301, 46310,
46316; section 203 of Pub. L. 101–604, 104
Stat. 3066 (22 U.S.C. 5501–5513), Title VII of
Pub. L. 104–264, 110 Stat. 3213 (22 U.S.C.
5501–5513) and Pub. L. 105–148, 111 Stat.
2681 (49 U.S.C. 41313).
§ 243.11
[Amended]
79. In § 243.11, in paragraph (c),
remove the words ‘‘Family Support
Services’’ and add, in their place, the
words ‘‘Transportation Disaster
Assistance’’.
■
§ 243.13
[Amended]
80. In § 243.13, in paragraph (c),
remove the words ‘‘Dockets Facility
(SVC–121.30)’’ and add, in their place,
the words ‘‘Dockets Management
Facility (M–90)’’; also remove the words
‘‘by July 1, 1998, or, for covered airlines
beginning operations after July 1,
1998,’’..
■
PART 247—DIRECT AIRPORT-TOAIRPORT MILEAGE RECORDS
81. The authority citation for part 247
continues to read as follows:
■
Authority: 49 U.S.C. chapter 401.
§ 247.1
[Amended]
82. In § 247.1, remove the words
‘‘Titles IV and X of the Federal Aviation
Act of 1958, as amended’’ and add, in
their place, the words ‘‘Subtitle VII of
Title 49 of the United States Code
(Transportation)’’.
■
PART 248—SUBMISSION OF AUDIT
REPORTS
83. The authority citation for part 248
is revised to read as follows:
■
Authority: 49 U.S.C. 329, 41102, 41708,
and 41709.
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§ 248.2
[Amended]
84. In § 248.2, in paragraph (b),
remove the words ‘‘Board’s Office of the
Comptroller’’ and add, in their place,
the words ‘‘BTS’ Office of Airline
Information’’.
■
PART 249—PRESERVATION OF AIR
CARRIER RECORDS
PART 271—GUIDELINES FOR
SUBSIDIZING AIR CARRIERS
PROVIDING ESSENTIAL AIR
TRANSPORTATION
93. The authority citation for part 271
continues to read as follows:
■
85. The authority citation for part 249
continues to read as follows:
■
Authority: 49 U.S.C. 329 and chapters 401,
411, 413, and 417.
§ 249.7
‘‘40102(40)’’ and add, in its place, the
reference ‘‘40102(a)(45)’’.
[Amended]
86. In § 249.7, in paragraph (b),
remove the word ‘‘Board’’ and add, in
its place, the word ‘‘Department’’.
Authority: 49 U.S.C. Chapters 401 and
417.
94. In § 271.2, in the Definitions, the
term ‘‘Eligible place’’ is revised to read
as follows:
■
§ 271.2
[Amended]
*
PART 253—NOTICE OF TERMS OF
CONTRACT OF CARRIAGE
87. The authority citation for part 253
is revised to read as follows:
■
*
*
*
*
Eligible place means a place in the
United States that meets the specified
criteria outlined in Chapter 417 of 49
U.S.C.
*
*
*
*
*
Authority: 49 U.S.C. 40113, 40114, 41501,
41504, 41506, 41509, 41510, 41511, 41702,
and 41711.
PART 272 [REMOVED AND
RESERVED]
§ 253.7
■
[Amended]
88. In § 253.7, remove the reference
‘‘§ 399.87’’ and add, in its place, the
reference ‘‘§ 399.88’’.
■
96. The authority citation for part 291
is revised to read as follows:
■
Authority: 49 U.S.C. 329, 41103, 41708,
and 41709.
89. The authority citation for part 257
continues to read as follows:
■
Authority: 49 U.S.C. 40113(a), and 41712.
[Amended]
90. In § 257.3, remove the word ‘‘(g)’’;
remove the reference ‘‘49 U.S.C.
40102(40)’’ and add, in its place, the
reference ‘‘49 U.S.C. 40102(45)’’; the
definition of ‘‘Designator code’’ is
revised to read as follows:
■
Definitions
*
*
*
*
Designator code means the airline
designations originally allotted,
administered, and prescribed by the
Department of Transportation (DOT), by
operation of law, pursuant to 49 U.S.C.
Subtitle VII or its predecessor’s statutory
provisions still in effect by law.
*
*
*
*
*
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*
PART 258—DISCLOSURE OF
CHANGE-OF-GAUGE SERVICES
91. The authority citation for part 258
continues to read as follows:
Authority: 49 U.S.C. 40113(a) and 41712.
92. In § 258.3, in paragraph (d), at the
end of the sentence, delete the reference
■
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[Amended]
97. In § 291.45, in the Appendix to
291.45, paragraph (c), remove the
organizational code ‘‘K–14’’ and add, in
its place ‘‘RTS–42’’.
■
PART 296—INDIRECT AIR
TRANSPORTATION OF PROPERTY
103. The authority citation for part
296 continues to read as follows
■
Authority: 49 U.S.C. Chapters 401 and
417.
§ 296.3
[Amended]
104. In § 296.3, at the end of the
paragraph, remove the words ‘‘the Civil
Aeronautics Board’’ and add, in their
place, the words ‘‘its predecessor to the
extent that those actions, by law, are
still in effect’’.
PART 297—FOREIGN AIR FREIGHT
FORWARDERS AND FOREIGN
COOPERATIVE SHIPPERS
ASSOCIATIONS
105. The authority citation for part
297 continues to read as follows:
■
Authority: 49 U.S.C. Chapters 401 and
417.
106. Throughout part 297, remove the
words ‘‘Aviation Analysis’’ and add, in
their place, the words ‘‘International
Aviation’’.
■ 107. Throughout part 297, remove the
words ‘‘Special Authorities Division’’
and add, in their place, the words ‘‘U.S.
Air Carrier Licensing/Special
Authorities Division’’.
■
§ 297.3
[Amended]
108. In § 297.3, in paragraph (b),
remove the words ‘‘bona fide
asociation’’ and add, in their place, the
words ‘‘bona fide association’’.
■
§ 291.60
[Amended]
98. In § 291.60, in paragraph (b)(2), in
the first sentence, remove the words
‘‘Title IV of the Federal Aviation Act of
1958, as amended’’ and add, in their
place, the words ‘‘Subtitle VII of Title 49
of the United States Code
(Transportation)’’.
■
PART 294—CANADIAN CHARTER AIR
TAXI OPERATORS
99. The authority citation for part 294
continues to read as follows:
■
Authority: 49 U.S.C. Chapters 401 and
417.
100. Throughout part 294, remove the
words ‘‘Special Authorities Division’’
and add, in their place, the words ‘‘U.S.
Air Carrier Licensing/Special
Authorities Division’’.
§ 294.10
[Amended]
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§ 291.45
■
■
§ 258.3
95. Part 272 is removed and reserved.
PART 291—CARGO OPERATIONS IN
INTERSTATE AIR TRANSPORTATION
PART 257—DISCLOSURE OF CODESHARING ARRANGEMENTS AND
LONG-TERM WET LEASES
§ 257.3
[Amended]
102. In § 294.30, in paragraph (c), in
the first sentence, remove the words
‘‘exemption under section 41701’’ and
add, in their place, the words
‘‘exemption under 49 U.S.C. 40109’’.
■
■
■
§ 257.3
§ 294.30
21693
[Amended]
101. In § 294.10, add a period at the
end of paragraph (d).
■
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PART 298—EXEMPTIONS FOR AIR
TAXI AND COMMUTER AIR CARRIER
OPERATIONS
109. The authority citation for part
298 is revised to read as follows:
■
Authority: 49 U.S.C. 329, 41102, 41708,
and 41709.
110. In § 298.2, in the list of
definitions, the term ‘‘Eligible place’’ is
revised to read as follows:
■
§ 298.2
Definitions.
*
*
*
*
*
Eligible place means a place in the
United States that meets the specified
criteria outlined in Chapter 417 of 49
U.S.C.
*
*
*
*
*
§ 298.21
■
[Amended]
111. In § 298.21:
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a. In paragraph (a), remove the words
‘‘Program Management Branch’’ and
add, in their place, the words
‘‘Technical Programs Branch’’.
■ b. In paragraph (c)(1), remove the
words ‘‘Program Management Branch,
Federal Aviation Administration, AFS–
260, or on the World Wide Web at
https://www.faa.gov/avr/afs/afs200/
afs260/Part298.cfm’’ and add, in their
place, the words ‘‘Technical Programs
Branch, Federal Aviation
Administration, AFS–260 at (202) 267–
8166, or on the internet at https://
www.faa.gov/about/office_org/
headquarters_offices/avs/offices/afx/
afs/afs200/afs260/exemptions/’’.
■ c. In paragraph (d), in the first
sentence, remove the words ‘‘Program
Management Branch (AFS–260), 800
Independence Avenue SW, Washington,
DC 20591’’ and add, in their place, the
words ‘‘Technical Programs Branch
(AFS–260), 800 Independence Avenue
SW, Room 831, Washington, DC 20591’’.
■
C, ‘‘A Report of Financial and Operating
Statistics for Small Aircraft Operators’’,
and Schedule T–100, ‘‘U.S. Air Carrier
Traffic and Capacity Data by Nonstop
Segment and On-Flight Market’’, as
required by this section.
*
*
*
*
*
§ 298.61
115. In § 298.61 paragraph (a), remove
the words ‘‘AU.S. Air Carrier Traffic and
Capacity Data by Nonstop Segment and
On-Flight Market.’’ ’’, and add, in their
place, the words ‘‘ ‘‘U.S. Air Carrier
Traffic and Capacity Data by Nonstop
Segment and On-Flight Market.’’ ’’; in
paragraph (b), remove the words
‘‘Schedule T–100 shall be filed monthly
as set forth in ‘‘298.60.’’, and add, in
their place, the words ‘‘ ‘‘Schedule T–
100 shall be filed monthly as set forth
in § 298.60’’ ’’; and in paragraph (e)(2),
remove the organizational code ‘‘K–14’’
and add, in its place ‘‘RTS–42’’.
■
§ 298.70
§ 298.23
[Amended]
112. In § 298.23, in paragraph (b), in
the first sentence, remove the words
‘‘Program Management Branch (AFS–
260), 800 Independence Avenue SW,
Washington, DC 20591’’ and add, in
their place, the words ‘‘Technical
Programs Branch (AFS–260), 800
Independence Avenue SW, Room 831,
Washington, DC 20591’’; in the second
sentence, remove the words ‘‘Alaskan
Region Headquarters (AAL–230), 222
West 7th Avenue, Box 14, Anchorage,
Alaska 99513’’ and add, in their place,
the words ‘‘Alaskan Region
Headquarters Technical Standards
Branch, (AAL–231), 222 West 7th
Avenue, Box 14, Anchorage, Alaska
99513’’.
■
§ 298.50
[Amended]
113. In § 298.50, in paragraph (a)(3),
remove the words ‘‘A $670 filing fee in
the form of a check, draft, or postal
money order payable to the Department
of Transportation’’ and add, in their
place, the words ‘‘A $670 filing fee
submitted in accordance with the
provisions of § 389.21’’; in paragraph
(b), remove the words ‘‘Department of
Transportation Dockets,’’ and add, in
their place, the words ‘‘Docket
Operations Office, U.S. Department of
Transportation,’’.
■ 114. In § 298.60, revise paragraph (a)
to read as follows:
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■
§ 298.60
General reporting instruction.
(a) Each commuter air carrier and
each small certificated air carrier shall
file with the Department’s Bureau of
Transportation Statistics (BTS) the
applicable schedules of BTS Form 298–
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[Amended]
[Amended]
116. In § 298.70, in paragraph (d)(2),
remove the words ‘‘Title IV of the
Federal Aviation Act of 1958, as
amended’’ and add, in their place, the
words ‘‘Subtitle VII of Title 49 of the
United States Code (Transportation)’’.
■
PART 300—RULES OF CONDUCT IN
DOT PROCEEDINGS UNDER THIS
CHAPTER
117. The authority citation for part
300 continues to read as follows:
■
Authority: 49 U.S.C. subtitle I and
chapters 401, 411, 413, 415, 417, 419, 421,
449, 461, 463, and 465.
§ § 300.0a, 300.8, 300.9, 300.10, 300.10a,
300.11, 300.12, 300.13, 300.14, and 300.16
[REMOVED]
§ § 300.17 through 300.20
[REDESIGNATED AS §§ 300.9 through
300.12]
118. Remove §§ 300.0a, 300.8, 300.9,
300.10, 300.10a, 300.11, 300.12, 300.13,
300.14, and 300.16 and redesignate
§§ 300.17 through 300.20 as §§ 300.9
through 300.12, respectively.
■
§ 300.3
[Amended]
119. In § 300.3:
a. In paragraph (b)(1), remove the
word ‘‘(DMS)’’ and add, in its place, the
words ‘‘(https://www.regulations.gov)’’;
also remove the words ‘‘and Media
Management.’’
■ b. In paragraph (b)(3), remove the
words ‘‘https://dms.dot.gov’’ and add, in
their place, the words
‘‘www.regulations.gov’’.
■ c. In paragraph (c)(1), remove the
words ‘‘and Media Management.’’
■
■
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§ 300.4
[Amended]
120. In § 300.4, in paragraph (c),
remove the reference ‘‘paragraph (a)’’,
and, in its place, add the reference
‘‘paragraph (b)’’; revise paragraph (d) to
read as follows:
■
§ 300.4
cases.
Separation of functions in hearing
*
*
*
*
*
(d) In enforcement cases, the Office of
the Assistant General Counsel for
Aviation Enforcement and Proceedings,
under the supervision of the career
Deputy General Counsel and the
General Counsel, will conduct all
enforcement proceedings and related
investigative functions, while the noncareer Deputy General Counsel will
advise the DOT decisionmaker in the
course of the decisional process. The
Office of the Assistant General Counsel
for Aviation Enforcement and
Proceedings will report to the career
Deputy General Counsel and the
General Counsel. To ensure the
independence of these functions, this
Office and the General Counsel, for the
purpose of this section, shall be
considered an ‘‘office’’ as that term is
used in paragraph (b), separate from the
non-career Deputy General Counsel and
the rest of the Office of the General
Counsel.
§ 300.8
■
[Removed and Reserved]
121. Remove and reserve § 300.8.
§ 300.15 [REDESIGNATED AS § 300.8 AND
AMENDED]
122. Redesignate § 300.15 as § 300.8;
remove the word ‘‘(a)’’; and remove
paragraph (b) from the newly
redesignated § 300.8.
■
PART 302—RULES OF PRACTICE IN
PROCEEDINGS
123. The authority citation for part
302 is revised to read as follows:
■
Authority: 39 U.S.C. 5402; 42 U.S.C. 4321,
49 U.S.C. Subtitle I and Chapters 401, 411,
413, 415, 417, 419, 461, 463, and 471.
§ 302.3
[Amended]
124. In § 302.3:
a. In paragraph (a)(1), in the second
sentence, remove the words ‘‘the DOT
Dockets Management System (DMS)
internet website’’ and add, in their
place, the words ‘‘https://
www.regulations.gov’’.
■ b. In paragraph (c), in the third
sentence, remove the words ‘‘the
specified DOT DMS internet website’’
and add, in their place, the words
‘‘https://www.regulations.gov’’.
■ c. In paragraph (d)(1)(ii), in the first
sentence, remove the words ‘‘the DOT
DMS internet website’’ and add, in their
■
■
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place, the words ‘‘https://
www.regulations.gov’’.
§ 302.4
[Amended]
125. In § 302.4, remove the words ‘‘the
DOT DMS internet website’’ each place
they appear, and add, in their place, the
words ‘‘https://www.regulations.gov’’.
■
§ 302.7
[Amended]
126. In § 302.7, remove the word
‘‘§ 302.4(a)(2)(iv)’’ each place it appears,
and add, in its place, the word
‘‘§ 302.4(a)(2)(i)(D)’’.
■ 127. In § 302.24, paragraphs (g)(1)(iii)
through (vi), (g)(1)(viii), (g)(1)(ix),
(g)(1)(xiv) through (xx), and (g)(2) and
(3) are revised to read as follows:
■
§ 302.24
Evidence.
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*
*
*
*
*
(g) * * *
(1) * * *
(iii) Reports of Traffic and Financial
Data of all U.S. Air Carriers issued by
the Department or by its predecessor.
(iv) Airline Traffic Surveys and
Passenger Origin-Destination Surveys,
Domestic or International, compiled by
the Department or its predecessor and
published and/or made available either
to the public or to parties in
proceedings.
(v) Compilations of data relating to
competition in the airline industry and
made available to the public by the
Department or its predecessor.
(vi) Passenger, mail, express, and
freight data submitted to the Department
and its predecessor as part of ER–586
Service Segment Data by U.S. carriers,
or similar data submitted to the
Department by U.S. air carriers (T–100)
or (T–100F) that are not confidential.
(vii) * * *
(viii) Service Mail Pay and Subsidy
for U.S. Certificated Air Carriers
published by the Department or its
predecessor, including any
supplemental data and subsequent
issues published by the Department or
its predecessor.
*
*
*
*
*
(xii) Chart Supplements, issued by the
FAA.
(xiii) * * *
(xiv) Monthly, quarterly and annual
reports of the Immigration and
Naturalization Service, U.S. Department
of Justice.
(xv) All forms and reports required by
the U.S. Postal Service to be filed by air
carriers authorized to transport mail.
(xvi) All orders of the Postmaster
General designating schedules for the
transportation of mail.
(xvii) Publications of the Bureau of
the Census of the U.S. Department of
Commerce (DOC) relating, but not
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necessarily limited, to population,
manufacturing, business, statistics, and
any yearbooks, abstracts, or similar
publications published by DOC.
(xviii) All Official Airline Guides,
including the North American,
Worldwide, All-Cargo and quick
reference editions, including electronic
versions.
(xix) Official Railways Guide and
Russell’s Official National Motor Coach
Guide.
(xx) The Rand McNally Commercial
Atlas and Marketing Guide, and the
Rand McNally Road Atlas, United
States, Canada, and Mexico.
(2) Any fact contained in a document
belonging to a category enumerated in
paragraph (g)(1) of this section shall be
deemed to have been physically
incorporated into and made part of the
record in such proceedings. However,
such taking of official notice shall be
subject to the rights granted to any party
or intervener to the proceeding under
section 7(d) of the Administrative
Procedure Act (5 U.S.C. 557(d)).
(3) The decisions of the Department
and its administrative law judges may
officially notice any appropriate matter
without regard to whether or not such
items are contained in a document
belonging to the categories enumerated
in paragraph (g)(1) of this section.
However, where the decision rests on
official notice of a material fact or facts,
it will set forth such items with
sufficient particularity to advise
interested persons of the matters that
have been noticed.
*
*
*
*
*
■ 128. Throughout Subpart D, remove
the word ‘‘Deputy’’ wherever it appears.
§ 302.401
[Amended]
129. In § 302.401, remove the words
‘‘Subtitle VII of’’.
■ 130. In § 302.603, paragraph (b) is
revised to read as follows:
■
§ 302.603 Contents of complaint or
request for determination.
*
*
*
*
*
(b) All exhibits and briefs prepared on
electronic spreadsheet or word
processing programs should be
accompanied by standard-format
electronic media containing those
submissions. Parties should submit
three copies the electronic media to
Department of Transportation Dockets
Operations Office: One copy for the
docket, one copy for the Office of
Hearings, and one copy for the Office of
Aviation Analysis. Filers should ensure
that files on the electronic media are
unalterably locked.
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PART 303— REVIEW OF AIR CARRIER
AGREEMENTS
131. The authority citation for part
303 continues to read as follows:
■
Authority: 49 U.S.C. chapters 401, 413,
and 417.
132. The introductory text to § 303.01
is revised to read as follows:
■
§ 303.01
Purpose.
These regulations set forth the
procedures by which applications may
be made to the Department of
Transportation under 49 U.S.C. 41308
and 41309 and procedures governing
proceedings to enforce these provisions.
These regulations and procedures
supplement the rules described in part
302 of this chapter, which also apply to
the review of air carrier agreements.
■ 133. Section 303.02 is revised to read
as follows:
§ 303.02
Definitions.
(a) The term Assistant Secretary
means the Assistant Secretary for
Aviation and International Affairs, or as
delegated. As provided in 49 CFR 1.21,
the Secretary or Deputy Secretary may
exercise any authority in lieu of the
Assistant Secretary under the provisions
of this part.
(b) The term documents means (1) all
written, recorded, transcribed or graphic
matter including letters, telegrams,
memoranda, reports, studies, forecasts,
lists, directives, tabulations, logs, or
minutes and records of meetings,
conferences, telephone or other
conversations or communications; and
(2) all information contained in data
processing equipment or materials. The
term does not include daily or weekly
statistical reports in whose place an
annual or monthly summary is
submitted.
(c) The term hearing means either a
show-cause proceeding as provided in
§ 303.44 of this part or a full evidentiary
hearing as provided in § 303.45 of this
part, whichever is determined by the
Assistant Secretary to be appropriate.
(d)–(g) [Reserved]
(h) The term Section 41309
transaction means any contract,
agreement or discussion of a cooperative
working arrangement within the scope
of 49 U.S.C. 41309.
(i) [Reserved]
■ 134. Section 303.3 is revised to read
as follows:
§ 303.03
Requirement to file application.
A person who seeks approval of a
section 41309 transaction must file the
application with the Docket Operations
Office, M–30, U.S. Department of
Transportation, 1200 New Jersey
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section 41308 is pending on the date
this part is amended, such application
or request shall be deemed made
pursuant to the provisions of this part,
as amended.
■ 139. The title of Subpart D is revised
to read as follows:
Avenue SE, Washington, DC 20590, or
by electronic submission at https://
www.regulations.gov. The application
must conform to the requirements set
forth in §§ 303.04 and 303.05 of this
part.
■ 135. Section 303.04(i) is revised to
read as follows:
Subpart D—Section 41309
Applications
§ 303.04 General rules governing
application content, procedure and
conditions of approval.
*
*
*
*
(i) The person submitting the
application to the Department shall
send a complete copy of the application
to the Chief, Transportation Section,
Antitrust Division of the Department of
Justice, at the same time as it is filed
with the Docket Operations Office.
*
*
*
*
*
■ 136. Section 303.05(a) is revised to
read as follows:
§ 303.05 Applications requesting antitrust
immunity.
(a) Each application must state
explicitly whether or not the applicant
seeks antitrust immunity under the
provisions of 49 U.S.C. 41308. If
antitrust immunity is requested, the
application should specify whether the
applicant seeks full immunity or
immunity only from the provisions of
sections 4, 4a and 4c of the Clayton Act,
15 U.S.C. 15, 15a, 15c. Each application
seeking antitrust immunity shall contain
a statement explaining why the
applicant believes immunity is in the
public interest and necessary in order
for the transaction to proceed.
*
*
*
*
*
■ 137. Section 303.06 is revised to read
as follows:
§ 303.30 General provisions concerning
contents of applications.
A Section 41309 application shall
contain the following general
information:
*
*
*
*
*
(c) If the contract, agreement or
request for authority to discuss a
cooperative working arrangement is
evidenced by a resolution or other
action of an air carrier association, the
application shall contain the resolution
or other action and a certification by an
authorized employee of the association
that the resolution or other action was
duly adopted on a certain date. The
authorized employee shall also specify
in such certification the name of each
air carrier that concurred in such
resolution or other action and the name
of each air carrier member that did not
concur.
■ 141. Section 303.31 is revised to read
as follows:
§ 303.31
Justification for the application.
The Assistant Secretary may initiate a
proceeding to review any antitrust
immunity previously conferred by the
Department’s predecessor or the
Department in any section 41309
transaction. The Assistant Secretary
may terminate or modify such immunity
if the Assistant Secretary finds after
notice and hearing that the previously
conferred immunity is not consistent
with the provisions of section 41308. In
any proceeding to review such
immunity, the proponents of the
immunity shall have the burden of
justifying the continuation of previously
conferred immunity under the
provisions of section 41308.
■ 138. Section 303.07 is revised to read
as follows:
A section 41309 application shall
explain the nature and purpose of the
contract, agreement or request to discuss
a cooperative working arrangement and
describe how it changes any price, rule,
or practice existing under a previously
approved application. The application
also, consistent with Department of
Transportation and the precedent of
DOT’s predecessor, shall contain factual
material, documentation, and argument
in support of the application. Economic
analyses, when required, shall include
full explanatory details, including data
sources and allocation methods. If the
applicants intend to rely upon market
data sources, other than those available
to the public by the Department, the
complete market data shall be included
with the application at the time of filing.
If the applicants intend to rely on public
benefits to justify approval, they shall
describe these benefits, including
foreign policy and comity
considerations.
§ 303.07
§ 303.32
§ 303.06
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140. In § 303.30 the introductory text
and paragraph (c) are revised to read as
follows:
■
*
Review of antitrust immunity.
Transitional rule.
If a section 41309 application or a
request for antitrust immunity under
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[Amended]
142. In § 303.32(a), in the first
sentence, remove the words ‘‘412
■
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application’’ and add, in their place, the
words ‘‘41309 application’’.
■ 143. In § 303.42, paragraph (a) is
revised to read as follow:
§ 303.42
Comments on application.
(a) Unless a different comment period
is specified by notice or order, or in a
notice of filing published in the Federal
Register, any person may file comments,
responses to the application, and/or a
request for a hearing, within 21 days of
the filing of an application.
*
*
*
*
*
§ 303.43
[Amended]
144. In § 303.43(b), remove the words
‘‘412 application’’ each place they
appear, and add, in their place, the
words ‘‘41309 application’’.
■
PART 305—RULES OF PRACTICE IN
INFORMAL NONPUBLIC
INVESTIGATIONS
145. The authority citation for part
305 continues to read as follows:
■
Authority: 49 U.S.C. chapters 401, 417,
461; 5 U.S.C. 555, 556.
146. Throughout the part 305, remove
the word ‘‘Deputy’’ wherever it appears.
■
§ 305.1
[Amended]
147. In § 305.1, remove the words
‘‘Title IV or sections 101(3), 1002, 1003,
or 1108(b) of the Act’’ and add, in their
place, the words ‘‘49 U.S.C. Subtitle VII,
Chapter 411 or 49 U.S.C. 40102(2),
41502, 41507, 41508, 41509, 41702,
41703, or 46101’’.
■ 148. § 305.7(b) is revised to read as
follows:
■
§ 305.7 Issuance of investigation
subpenas.
*
*
*
*
*
(b) Witnesses subpoenaed to appear
shall be paid the fees and mileage
prescribed in § 302.27(c) of the Rules of
Practice (14 CFR 302.27(c)). Service of
such subpoenas shall be made in
accordance with the provisions of
(§ 302.7) of the Rules of Practice (14 CFR
302.7).
§ 305.11
[Amended]
149. In § 305.11, remove the word
‘‘Deputy’’ each place it appears; and in
the first sentence, remove the words ‘‘,
and any documentary evidence obtained
in the investigation will be returned to
the persons who produced it’’.
■
PART 323—TERMINATIONS,
SUSPENSIONS, AND REDUCTIONS OF
SERVICE
150. The authority citation for part
323 continues to read as follows:
■
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Authority: 49 U.S.C. Chapters 401, 411,
and 417.
§ 323.2
[Amended]
151. In § 323.2, the terms ‘‘Certificated
carrier’’ and ‘‘Eligible place’’ are revised
to read as follows:
■
§ 323.2
Definitions.
*
*
*
*
*
Certificated carrier means a direct air
carrier holding authority to provide air
transportation granted by the
Department of Transportation (‘‘DOT’’)
in the form of a certificate of public
convenience and necessity under
section 41102 of the Title 49 of the
United States Code (Transportation) or
an all-cargo air transportation certificate
to perform all-cargo air transportation
under 49 U.S.C. 41103.
Eligible place means a place in the
United States that meets the specified
criteria outlined in Chapter 417 of 49
U.S.C.
*
*
*
*
*
section 419(b) of the Act’’ and add, in
their place, the words ‘‘as an eligible
place under 49 U.S.C. 41731’’.
■ b. In paragraph (a)(1), remove the
words ‘‘section 401 certificate’’ each
place it appears, and add, in their place,
the words ‘‘section 41102 certificate’’.
■ c. In paragraph (a)(3), remove the
words ‘‘eligible point’’ and add, in their
place, the words ‘‘eligible place’’.
■ d. In paragraph (b), remove the words
‘‘Documentary Services Division’’ and
add, in their place, the words ‘‘Docket
Operations Office’’; remove the words
‘‘section 419(f) of the Act’’ and add, in
their place, the words ‘‘49 U.S.C.
41737’’.
■ e. In paragraph (c), remove the words
‘‘eligible point’’ and add, in their place,
the words ‘‘eligible place’’; remove the
words ‘‘Documentary Services Division’’
and add, in their place, the words
‘‘Docket Operations Office’’.
■ 157. Section 325.5 is revised to read
as follows:
§ 325.5
PART 325—ESSENTIAL AIR SERVICE
PROCEDURES
152. The authority citation for part
325 continues to read as follows:
■
Authority: 49 U.S.C. Chapters 401 and
417.
§ 325.1
[Amended]
153. In § 325.1, remove the words
‘‘under section 419 of the Act’’ and add,
in their place, the words ‘‘under 49
U.S.C. 41732’’.
■ 154. Section 325.2 is revised to read
as follows:
■
§ 325.2
Applicability.
This part applies to essential air
service determinations for communities
designated as eligible under 49 U.S.C.
41731 and to eligible place designations
and essential air service determinations
for communities that qualify under 49
U.S.C. 41732 and 41733. It applies to
the gathering of data by the Department,
and to the participation of State, local,
and other officials and other interested
persons in the designation and
determination processes.
*
*
*
*
*
■ 155. Section 352.3 is revised to read
as follows:
§ 325.6
§ 325.3
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Determinations and designations.
DOT will issue a determination of the
essential level of air service for a place
within 6 months after each of the
following events:
(a) A notice is received that service to
an eligible place will be reduced to only
one carrier that holds a section 41102
certificate;
(b) A point is designated as an eligible
place under 49 U.S.C. 41731 and either
paragraph (c) of this section, paragraph
(d) of this section, or § 325.7(e); or
(c) A review was conducted of
essential air service of that place under
§ 325.6.
■
Definitions.
As used in this part, eligible place
means a place in the United States that
meets the specified criteria outlined in
Chapter 417 of 49 U.S.C.
§ 325.4
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PART 330 [REMOVED and RESERVED]
159. Part 330 is removed and
reserved.
PART 372—OVERSEAS MILITARY
PERSONNEL CHARTERS
160. The authority citation for part
372 continues to read as follows:
■
[Amended]
156. Amend § 325.4 as follows:
a. In § 325.4, in paragraph (a), remove
the words ‘‘as an eligible point under
■
■
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158. Amend § 325.6 as follows:
a. In paragraph (a), remove the words
‘‘eligible points’’ each place it appears,
and add, in their place, the words
‘‘eligible places’’.
■ b. In paragraph (c), remove the words
‘‘under section 419(b) of a community
as an eligible point to determine
whether that point continues’’ and add,
in their place, the words ‘‘under 49
U.S.C. 41733 to determine whether the
community designated as an eligible
place continues’’.
■
■
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Authority: 49 U.S.C. Chapters 401, 411,
413, and 417.
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§ 372.30
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161. In § 372.30, in paragraph (a),
remove the words ‘‘Office of Aviation
Analysis,’’ and add, in their place, the
words ‘‘Office of International
Aviation’’; in paragraph (a)(9), remove
the word ‘‘applicant’’ and add, in its
place, the word ‘‘applicants’’.
■ 162. Revise Appendix A to Part 372 to
read as follows:
■
Appendix A to Part 372—Overseas
Military Personnel Charter Operator’s
Surety Bond Under Part 372 of the
Regulations of the Department of
Transportation (14 CFR Part 372)
Know all persons by these presents, that
we ll (name of charter operator) of ll
(address) as Principal (hereinafter called
‘‘Principal’’), and ll (name of surety) a
corporation created and existing under the
laws of the State of ll (State) as Surety
(hereinafter called ‘‘Surety’’) are held and
firmly bound unto the United States of
America in the sum of ll (see § 372.24(a),
14 CFR part 372) for which payment, well
and truly to be made, we bind ourselves and
our heirs, executors, administrators,
successors, and assigns, jointly and severally
firmly by these presents.
Whereas Principal is an overseas military
personnel charter operator pursuant to the
provisions of Part 372 of the Department’s
regulations and other rules and regulations of
the Department relating to security for the
protection of charter participants, and has
elected to file with the Department of
Transportation such a bond as will insure
financial responsibility with respect to all
monies received from charter participants for
services in connection with overseas military
personnel charters to be operated subject to
Part 372 of the Department’s Special
Regulations in accordance with contracts,
agreements, or arrangements therefor, and
Whereas this bond is written to assure
compliance by Principal as an authorized
charter operator with Part 372 of the
Department’s regulations, and other rules and
regulations of the Department relating to
security for the protection of charter
participants, and shall inure to the benefit of
any and all charter participants to whom
Principal may be held legally liable for any
damages herein described.
Now, therefore, the condition of this
obligation is such that if Principal shall pay
or cause to be paid to charter participants any
sum or sums for which Principal may be held
legally liable by reason of Principal’s failure
faithfully to perform, fulfill and carry out all
contracts, agreements, and arrangements
made by Principal while this bond is in effect
with respect to the receipt of moneys from
charter participants, and proper
disbursement thereof pursuant to and in
accordance with the provisions of Part 372 of
the Department’s regulations, then this
obligation shall be void, otherwise to remain
in full force and effect.
The liability of Surety with respect to any
charter participant shall not exceed the
charter price paid by or on behalf of such
participant.
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The liability of Surety shall not be
discharged by any payment or succession of
payments hereunder, unless and until such
payment or payments shall amount in the
aggregate to the penalty (face amount) of the
bond, but in no event shall Surety’s
obligation hereunder exceed the amount of
said penalty.
Surety agrees to furnish written notice to
the Office of International Aviation,
Department of Transportation, forthwith of
all suits or claims made and judgments
rendered, and payments made by Surety
under this bond.
This bond shall cover the following
Charters: 1
Surety company’s bond No. llllllll
Date of flight departure llllllllll
Place of flight departure lllllllll
This bond is effective on the ll day of
ll, 12:01 a.m., standard time at the address
of Principal as stated herein and as
hereinafter provided. Principal or Surety may
at any time terminate this bond by written
notice to: U.S. Air Carrier Licensing/Special
Authorities Division, Office of International
Aviation, U.S. Department of Transportation,
1200 New Jersey Avenue SE, Washington, DC
20590, such termination to become effective
thirty (30) days after the actual receipt of said
notice by the Department. Surety shall not be
liable hereunder for the payment of any
damages hereinbefore described which arise
as a result of any contracts, agreements,
undertakings, or arrangements for the
supplying of transportation and other
services made by Principal after the
termination of this bond as herein provided,
but such termination shall not affect the
liability of the bond hereunder for the
payment of any damages arising as a result
of contracts, agreements, or arrangements for
the supplying of transportation and other
services made by Principal prior to the date
that such termination becomes effective.
Liability of Surety under this bond shall in
all events be limited only to a charter
participant or charter participants who shall
within sixty (60) days after the termination
of the particular charter described herein give
written notice of claim to the charter operator
or, if it is unavailable, to Surety, and all
liability on this bond shall automatically
terminate sixty (60) days after the
termination date of each particular charter
covered by this bond except for claims made
in the time provided herein.
In witness whereof, the said Principal and
Surety have executed this instrument on the
___day of ll 20ll.
PRINCIPAL
Name llllllllllllllllll
By: Signature and title llllllllll
Witness lllllllllllllllll
SURETY
Name llllllllllllllllll
By: Signature and title llllllllll
Witness lllllllllllllllll
Only corporations may qualify to act as
surety and they must meet the requirements
set forth in § 372.24(c) of Part 372.
1 These data may be supplied in an addendum
attached to the bond.
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PART 374—[AMENDED]
163. The authority citation for part
374 is revised to read as follows:
■
Authority: 15 U.S.C. 1601–1693r; 49
U.S.C., Subtitle VIII; and 12 CFR 202 and
1026.
§ 374.3
[Amended]
164. In § 374.3, in paragraph (b), in the
first sentence, remove the words ‘‘12
CFR part 202’’ and add, in their place,
the words ‘‘12 CFR part 1002’’; in the
first sentence, remove the words ‘‘12
CFR part 226’’ and add, in their place,
the words ‘‘12 CFR part 1026’’.
■
PART 374a—EXTENSION OF CREDIT
BY AIRLINES TO FEDERAL POLITICAL
CANDIDATES
165. The authority citation for part
374a continues to read as follows:
■
Authority: 49 U.S.C. chapters 401, 411,
415, and 417.
166. Section 374a.1 is revised to read
as follows:
■
§ 374a.1
Purpose.
The purpose of this part is to issue
rules pursuant to the Federal Election
Campaign Act of 1971, as amended, in
accordance with the Department’s
responsibility thereunder.
§ 374a.3
[Amended]
167. In § 374a.3, in the term ‘‘Air
carrier’’ remove the words ‘‘section 401
of the Federal Aviation Act of 1958, as
amended’’ and add, in their place, the
words ‘‘49 U.S.C. 41102’’.
■ 168. Section 374a.5 is revised to read
as follows:
■
§ 374a.5
Exemption authority.
Air carriers are exempt from the
following provisions of Subtitle VII of
Title 49 of the United States Code: (a)
Section 41510, (b) Section 41310, and
any and all other provisions of 49 U.S.C.
Subtitle VII, to the extent necessary to
enable air carriers to comply with the
provisions of this part.
PART 375—NAVIGATION OF FOREIGN
CIVIL AIRCRAFT WITHIN THE UNITED
STATES
169. The authority citation for part
375 continues to read as follows:
■
Authority: 49 U.S.C. 40102, 40103, and
41703.
§ 375.1
[Amended]
170. In § 375.1, remove the term
‘‘Act’’; in the term ‘‘Air transportation’’
remove the words ‘‘(see section 101 (10)
and (23) of the Federal Aviation Act, 49
U.S.C. 1301)’’ and add, in their place,
the words ‘‘(see 49 U.S.C. 40102 (a)(5)
■
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and (a)(24))’’; in the term ‘‘Exemption’’
remove the words ‘‘under section 416(b)
of the Act’’ and add, in their place, the
words ‘‘under 49 U.S.C. 40109’’; in the
term ‘‘Foreign air carrier permit’’
remove the words ‘‘section 402 of the
Act’’ and add, in their place, the words
‘‘49 U.S.C. 41301’’; in the term ‘‘Foreign
aircraft permit’’ remove the words
‘‘section 1108(b) of the Act’’ and add, in
their place, the words ‘‘49 U.S.C.
41703’’.
§ 375.19
[Amended]
171. In § 375.19, remove the words
‘‘section 1108(b) of the Act’’ each place
it appears, and add, in their place, the
words ‘‘49 U.S.C. 41703’’.
■
§ 375.33
[Amended]
172. In § 375.33, in the last sentence,
remove the word ‘‘safey’’ and add, in its
place, the word ‘‘safety’’.
■
§ 375.35
[Amended]
173. In § 375.35, in paragraph (a)(2),
remove the words ‘‘section 402 permit’’
and add, in their place, the words
‘‘section 41301 permit’’.
■
§ 375.43
[Amended]
174. In § 375.43, in paragraph (e)(1),
remove the words ‘‘Aviation
Operations’’ and add, in their place, the
words ‘‘International Aviation’’; in
§ 375.43, paragraph (a) is revised to read
as follows:
■
§ 375.43
permit.
Application for foreign aircraft
(a) Applications for foreign aircraft
permits shall be submitted on OST
Form 4509 (Appendix A), in duplicate,
addressed to the Chief, Foreign Air
Carrier Licensing Division, X–45, Office
of International Aviation. Applications
should be submitted by email; see
‘‘Application Procedures under Part
375’’ at www.transportation.gov/policy/
aviation-policy/licensing/foreigncarriers.
*
*
*
*
*
§ 375.50
[Amended]
175. Amend § 375.50 as follows:
a. In paragraph (b), in the first
sentence, remove the words ‘‘Chief,
Discrete Operations Branch, Licensing
Division, P–45, Office of Aviation
Operations’’ and add, in their place, the
words ‘‘Chief, Foreign Air Carrier
Licensing Division, X–45, Office of
International Aviation’’.
■ b. In paragraph (e), remove the words
‘‘section 1108(b) of the Act’’ and add, in
their place, the words ‘‘section 41703 of
49 U.S.C.’’.
■ c. In paragraph (h), in the first
sentence, remove the words ‘‘Federal
Aviation Act’’ and add, in their place,
■
■
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Act’’ and add, in their place, the words
‘‘49 U.S.C. 41102’’.
§ 380.34
[Amended]
181. In paragraph(c)(3), remove the
words ‘‘section 402 of the Act and
exemptions issued under section 416 ’’
and add, in their place, the words
‘‘section 41301 of 49 U.S.C. and
exemptions issued under section 41708
of 49 U.S.C.’’.
■
[Amended]
176. Section 375.60 is revised to read
as follows:
■
§ 375.60
arrival’’ and add, in their place, the
words ‘‘date of arrival’’.
§ 377.10
the words ‘‘49 U.S.C. Subtitle VII’’; in
the fourth sentence, remove the words
‘‘section 402 or 416(b) of the Act’’ and
add, in their place, the words ‘‘section
41301 or 41709 of 49 U.S.C.’’.
§ 375.60
Penalties.
The operation of a foreign aircraft
within the United States or over
adjacent territorial waters in violation of
the provisions of this part constitutes a
violation of 49 U.S.C. Subtitle VII and
of this chapter, and may, in addition,
constitute a violation of the rules of the
Federal Aviation Administration. Such
operation makes the person or persons
responsible for the violation or
violations subject to a civil penalty as
provided in 49 U.S.C. 46301, and to the
alteration, amendment, modification,
suspension or revocation of any permit
issued under this part and of any U.S.
certificate involved as provided in 49
U.S.C. 44709. Engaging in air
transportation as defined in 49 U.S.C
Subtitle VII by a foreign aircraft without
a foreign air carrier permit issued
pursuant to 49 U.S.C. 41301 or an
exemption, or in violation of the terms
of such authority constitutes not only a
violation of this part but of Title 49,
subtitle VII, as well, which entails a
criminal penalty as set forth in 49 U.S.C.
46316.
PART 377—CONTINUANCE OF
EXPIRED AUTHORIZATIONS BY
OPERATION OF LAW PENDING FINAL
DETERMINATION OF APPLICATIONS
FOR RENEWAL THEREOF
PART 380—PUBLIC CHARTERS
182. The authority citation for part
380 continues to read as follows:
■
Authority: 49 U.S.C. 40101, 40102, 40109,
40113, 41101, 41103, 41301, 41504, 41702,
41708, 41712, and 46101.
183. Throughout part 380, remove the
words ‘‘Office of Aviation Analysis’’
and add, in their place, the words
‘‘Office of International Aviation’’.
■ 184. Throughout part 380, remove the
words ‘‘Special Authorities Division’’
and add, in their place, the words ‘‘U.S.
Air Carrier Licensing/Special
Authorities Division’’.
■
§ 380.1
[Amended]
185. In § 380.1, remove the words ‘‘,
formerly Title IV of the Federal Aviation
Act of 1958, as amended’’.
■
§ 380.2
[Amended]
186. In § 380.2, in the list of
definitions, the term ‘‘Foreign Public
Charter opertor’’ is revised to read
‘‘Foreign Public Charter operator’’.
■
§ 380.3
[Amended]
187. In § 380.3, in paragraph (b),
remove the word ‘‘and’’ and add, in its
place, the word ‘‘through’’.
■
§ 380.14
177. The authority citation for part
377 continues to read as follows:
■
[Amended]
Authority: 49 U.S.C. Chapters 401 and
461; 5 U.S.C. 558 and 559.
188. In § 380.14, at the beginning of
the paragraph, remove the word
‘‘Noting’’ and add, in its place, the word
‘‘Nothing’’.
§ 377.1
§ 380.15
■
[Amended]
178. In § 377.1, in the term
‘‘Authorization’’ remove the words
‘‘sections 101(3), 401, 402, 408, 409, 412
and 416 of the Federal Aviation Act of
1958, as amended’’ and add, in their
place, the words ‘‘49 U.S.C. 40102,
41102, 41302, 41309, and 41708’’.
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■
§ § 377.2, 377.3, 377.4, 377.5, 377.10 and
377.11 [Amended]
179. In §§ 377.2, 377.3, 377.4, 377.5,
377.10, and 377.11, remove the word
‘‘Board’’ each place it appears, and add,
in its place, the word ‘‘Department’’.
■
§ § 377.3, 377.4, and 377.10
[Amended]
180. In §§ 377.3, 377.4, and 377.10,
remove the words ‘‘section 401 of the
■
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[Amended]
189. In § 380.15, remove the word
‘‘Subsititues’’ and add, in its place, the
word ‘‘Substitutes’’.
■
§ 380.32
[Amended]
190. Amend § 380.32 as follows:
a. In paragraph (j), remove the words
‘‘That is a charter’’ and add, in their
place, the words ‘‘That if a charter’’.
■ b. In paragraph (q), remove the words
‘‘That is the operator’’ and add, in their
place, the words ‘‘That if the operator’’.
■ c. In paragraph (t), remove the words
‘‘That the participants’’ and add, in their
place, the words ‘‘That the
participant’s’’.
■ d. In paragraph (v), in the second
sentence, remove the words ‘‘date or
■
■
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[Amended]
191. In § 380.34, in paragraph (b)(2)(i),
at the end of the paragraph, remove the
words ‘‘credit cared’’ and add, in their
place, the words ‘‘credit card’’.
■
PART 380—APPENDIX A AND B
[AMENDED]
192. Revise Appendix A and B to part
380 to read as follows:
■
Appendix A to Part 380—Public
Charter Operator’s Surety Bond Under
Part 380 of the Regulations of the
Department of Transportation (14 CFR
Part 380)
Know all persons by these presents, that
we ll(name of charter operator) of ll
(city) ll (state) as Principal (hereinafter
called Principal), and ll (name of surety)
a corporation created and existing under the
laws of the State of ll (State) as Surety
(hereinafter called Surety) are held and
firmly bound unto the United States of
America in the sum of $ll (see 14 CFR
380.34) for which payment, well and truly to
be made, we bind ourselves and our heirs,
executors, administrators, successors, and
assigns, jointly and severally, firmly by these
presents.
Whereas Principal intends to become a
Public Charter operator pursuant to the
provisions of 14 CFR part 380 and other rules
and regulations of the Department relating to
insurance or other security for the protection
of charter participants, and has elected to file
with the Department of Transportation such
a bond as will insure financial responsibility
with respect to all moneys received from
charter participants for services in
connection with a Public Charter to be
operated subject to Part 380 of the
Department’s regulations in accordance with
contracts, agreements, or arrangements
therefore, and
Whereas this bond is written to assure
compliance by Principal as an authorized
charter operator with 14 CFR part 380 and
other rules and regulations of the Department
relating to insurance and other security for
the protection of charter participants, and
shall inure to the benefit of any and all
charter participants to whom Principal may
be held legally liable for any damages herein
described.
Now, therefore, the condition of this
obligation is such that if Principal shall pay
or cause to be paid to charter participants any
sum or sums for which Principal may be held
legally liable by reason of Principal’s failure
faithfully to perform, fulfill and carry out all
contracts, agreements, and arrangements
made by Principal while this bond is in effect
with respect to the receipt of moneys from
charter participants, and proper
disbursement thereof pursuant to and in
accordance with the provisions of 14 CFR
part 380, then this obligation shall be void,
otherwise to remain in full force and effect.
The liability of Surety with respect to any
charter participant shall not exceed the
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charter price paid by or on behalf of such
participant.
The liability of Surety shall not be
discharged by any payment or succession of
payments hereunder, unless and until such
payment or payments shall amount in the
aggregate to the penalty of the bond, but in
no event shall Surety’s obligation hereunder
exceed the amount of said penalty.
Surety agrees to furnish written notice to
the U.S. Air Carrier Licensing/Special
Authorities Division, X–44, Office of
International Aviation, Department of
Transportation, forthwith of all suits or
claims filed and judgments rendered, and
payments made by Surety under this bond.
The bond shall cover the following
charters 1
Surety company’s bond No. llllllll
Date of flight departure llllllllll
Place of flight departure lllllllll
This bond is effective on the ll day of
ll, 12:01 a.m., standard time at the address
of Principal as stated herein and as
hereinafter provided. Principal or Surety may
at any time terminate this bond by written
notice to: ‘‘U.S. Air Carrier Licensing/Special
Authorities Division (X–44), Office of
International Aviation, U.S. Department of
Transportation, 1200 New Jersey Avenue SE,
W–86–445, Washington, DC 20590,’’ such
termination to become effective thirty (30)
days after the actual receipt of said notice by
the Department. Surety shall not be liable
hereunder for the payment of any damages
hereinbefore described which arise as a result
of any contracts, agreements, undertakings,
or arrangements for the supplying of
transportation and other services made by
Principal after the termination of this bond
as herein provided, but such termination
shall not affect the liability of the bond
hereunder for the payment of any damages
arising as a result of contracts, agreements, or
arrangements for the supplying of
transportation and other services made by
Principal prior to the date that such
termination becomes effective. Liability of
Surety under this bond shall in all events be
limited only to a charter participant or
charter participants who shall within sixty
(60) days after the termination of the
particular charter described herein give
written notice of claim to the charter operator
or, if it is unavailable, to Surety, and all
liability on this bond shall automatically
terminate sixty (60) days after the
termination date of each particular charter
covered by this bond except for claims made
in the time provided herein.
In witness whereof, the said Principal and
Surety have executed this instrument on the
ll day of ll, 20ll.
PRINCIPAL
Name llllllllllllllllll
By: Signature and title llllllllll
Witness lllllllllllllllll
Bonding or surety company must be listed
in Best’s Insurance Reports (Fire and
Casualty) with a general policyholders’ rating
of ‘‘A’’ or better or in the Department of the
1 These data may be supplied in an addendum
attached to the bond.
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Treasury listing of companies holding
certificates of authority as acceptable sureties
on Federal bonds. In addition, the bonding or
surety company shall be one legally
authorized to issue bonds of that type in the
State(s) in which the charter flight(s)
originate. Agents must provide satisfactory
proof that they have the requisite authority
to issue this bond.
Appendix B to Part 380—Public Charter
Operator’s Surety Trust Agreement
This Trust Agreement is entered into
between ll (charter operator) incorporated
under the laws of ll with its principal
place of business being ll (hereinafter
called ‘‘Operator’’), and ll (Bank) with its
principal place of business being ll
(hereinafter called ‘‘Trustee’’), for the
purpose of creating a trust to become
effective as of the ll day of ll, 20 ll,
which trust shall continue until terminated
as hereinafter provided.
Operator intends to become a Public
Charter operator pursuant to the provisions
of Part 380 of the Department’s regulations
and other rules and regulations of the
Department relating to insurance or other
security for the protection of charter
participants, and has elected to file with the
Department of Transportation such a Surety
Trust Agreement as will insure financial
responsibility with respect to all monies
received from charter participants for
services in connection with a Public Charter
to be operated subject to Part 380 of the
Department’s regulations in accordance with
contracts, agreements, or arrangements
therefore.
This Surety Trust Agreement is written to
assure compliance by Operator with the
provisions of Part 380 of the Department’s
regulations and other rules and regulations of
the Department relating to insurance or other
security for the protection of charter
participants. It shall inure to the benefit of
any and all charter participants to whom
Operator may be held legally liable for any
of the damages herein described.
It is mutually agreed by and between
Operator and Trustee that Trustee shall
manage the corpus of the trust and carry out
the purposes of the trust as hereinafter set
forth during the term of the trust for the
benefit of charter participants (who are
hereinafter referred to as ‘‘Beneficiaries.’’)
Beneficiaries of the trust created by this
Agreement shall be limited to those charter
participants who meet the following
requirements:
1. Those for whom Operator or Operator’s
agent has received payment toward
participation in one or more charters
operated by or proposed to be operated by
Operator.
2. Who have legal claim or claims for
money damages against Operator by reason of
Operator’s failure faithfully to perform,
fulfill, and carry out all contracts,
agreements, and arrangements made by
Operator while this trust is in effect with
respect to the receipt of monies and proper
disbursement thereof pursuant to Part 380 of
the Department’s regulations; and
3. Who have given notice of such claim or
claims in accordance with this Trust
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Agreement, but who have not been paid by
Operator.
The operator shall convey to Trustee legal
title to the trust corpus, which has a value
of $ll by the time of the execution of this
Agreement.
Trustee shall assume the responsibilities of
Trustee over the said trust corpus and shall
distribute from the trust corpus to any and
all Beneficiaries to whom Operator, in its
capacity as a Public Charter operator, may be
held legally liable by reason of Operator’s
failure faithfully to perform, fulfill, and carry
out all contracts, agreements, and
arrangements made by Operator, while this
trust is in effect with respect to the receipt
of monies and proper disbursement thereof
pursuant to Part 380 of the Department’s
regulations in connection with said charters,
such damages as will discharge such liability
while this trust is in effect; Provided,
however, that the liability of the trust to any
Beneficiary shall not exceed the charter price
(as defined in Part 380 of the Department’s
regulations) paid by or on behalf of any such
Beneficiary; Provided, further, that there
shall be no obligation of the trust to any
Beneficiary if Operator shall pay or cause to
be paid to any Beneficiary any sum or sums
for which Operator may be held legally liable
by reasons of its failure faithfully to perform,
fulfill, and carry out all contracts,
agreements, and arrangements made by
Operator in its capacity as Public Charter
Operator while this trust is in effect with
respect to the receipt of monies and proper
disbursement thereof pursuant to Part 380 of
the Department’s regulations; and provided
still further, that the liability of the trust as
administered by Trustee shall not be
discharged by any payment or succession of
payments hereunder, unless and until such
payment or payments, shall amount in the
aggregate to $ll. Notwithstanding anything
herein to the contrary, in no event shall the
obligation of the trust or Trustee hereunder
exceed the aggregate amount of $ll.
Trustee agrees to furnish written notice to
the U.S. Air Carrier Licensing/Special
Authorities Division, X–44, Office of
International Aviation, Department of
Transportation, forthwith of all suits or
claims filed and judgments rendered (of
which it has knowledge), and of payments
made by Trustee under the terms of this trust.
The trust shall not be liable hereunder for
the payment of any damages hereinbefore
described which arise as a result of any
contracts, agreements, undertakings, or
arrangements for the supplying of
transportation and other services made by
Operator after the termination of this trust as
herein provided, but such termination shall
not affect the liability of the trust hereunder
for the payment of any damages arising as a
result of contracts, agreements, or
arrangements for the supplying of
transportation and other services made by
Operator prior to the date that such
termination becomes effective.
Liability of the trust shall in all events be
limited only to a Beneficiary or Beneficiaries
who shall within sixty days after the
termination of the particular charter give
written notice of claim to Operator or, if it
is unavailable, to Trustee, and all liability of
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the trust with respect to participants in a
charter shall automatically terminate sixty
days after the termination date of each
particular charter covered by this trust except
for claims made in the time provided herein.
Sixty-one days after the completion of the
last charter covered by this Trust Agreement,
the trust shall automatically terminate except
for claims of any Beneficiary or Beneficiaries
previously made in accordance with this
Agreement still pending on and after said
sixty-first day. To the extent of such claims,
the trust shall continue until those claims are
discharged, dismissed, dropped, or otherwise
terminated. After all remaining claims which
are covered by this Trust Agreement pending
on and after the said sixty-first day have been
discharged, dismissed, dropped, or otherwise
terminated; Trustee shall convey forthwith
the remainder of the trust corpus, if any, to
Operator.
Either Operator or Trustee may at any time
terminate this trust by written notice to:
‘‘U.S. Air Carrier Licensing/Special
Authorities Division, X–44, Office of
International Aviation, U.S. Department of
Transportation, 1200 New Jersey Avenue SE,
W–86–445, Washington, DC 20590,’’ such
termination to become effective thirty days
after the actual receipt of said notice by the
Department.
In the event of any controversy or claim
arising hereunder, Trustee shall not be
required to determine same or take any other
action with respect thereto, but may await
the settlement of such controversy or claim
by final appropriate legal proceedings, and in
such event shall not be liable for interest or
damages of any kind.
Any Successor to Trustee by merger,
consolidation, or otherwise, shall succeed to
this trusteeship and shall have the powers
and obligations set forth in this Agreement.
The trust created under this Agreement
shall be operated and administered under the
laws of the State of ll.
IN WITNESS WHEREOF, Operator and
Trustee have executed this instrument on the
date(s) shown below.
Operator llllll (signature)
Date llllllllllllllllll
Name llllll (typed or printed)
Title llllllllllllllllll
Trustee llllll (signature)
Date llllllllllllllllll
Name llllll (typed or printed)
Title llllllllllllllllll
PART 385—STAFF ASSIGNMENTS
AND REVIEW OF ACTION UNDER
ASSIGNMENTS
193. The authority citation for part
385 is revised to read as follows:
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■
Authority: 49 U.S.C. 329, 40101, 41101,
41301, and 41701.
§ 385.1
[Amended]
194. In § 385.1:
a. In the term ‘‘Precedent’’ remove the
words ‘‘by the Board’’ and add, in their
place, the words ‘‘by its predecessor’’.
■ b. In the term ‘‘Reviewing Official’’
remove the word ‘‘Deputy’’.
■
■
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§ 385.2
[Amended]
195. In § 385.2, remove the words
‘‘and the Director, Bureau of
Transportation Statistics (BTS)’’.
■
§ 385.7
[Amended]
196. In § 385.7, remove the word
‘‘Deputy’’.
■
§ 385.12
[Amended]
197. In § 385.12, paragraphs (f), (h),
and (i) are removed; paragraphs (g), (j),
and (k) are re-designated as paragraphs
(f), (g), and (h), respectively; and the
newly redesignated paragraphs (f), (g)
and (h) are revised to read as follows:
■
§ 385.12 Authority of the Director, Office of
Aviation Analysis
*
*
*
*
*
(f) To approve certificates of
insurance filed with the Department on
behalf of U.S. and foreign air carriers in
accordance with the provisions of part
205 of this chapter.
(g) With respect to mail rates:
(1) To issue show-cause orders
proposing to make modifications of a
technical nature in the mail rate formula
applicable to temporary or final service
mail rate orders.
(2) To issue final orders establishing
temporary and final service mail rates:
(i) In those cases where no objection
has been filed following release of the
show-cause order, and where the rates
established are the same as those
proposed in the show-cause order; and
(ii) In those cases where it is
necessary to make modifications of a
technical nature in the rates proposed in
the show-cause order.
(3) To issue final orders amending
mail rate orders of air carriers to reflect
changes in the names of the carriers
subject to the orders.
(4) To issue a letter, in the case of air
mail contracts filed with the Department
under part 302 of this chapter against
which no complaints have been filed,
stating that the contract will not be
disapproved by the Department and
may become effective immediately.
(5) To issue final orders making
quarterly fuel rate adjustments to Alaska
bush and mainline mail rates set by the
Department under 49 U.S.C. §§ 41901,
41902, and 41903.
(h) With respect to essential air
service proceedings:
(1) To establish procedural dates.
(2) To issue orders setting interim
rates of compensation for carriers
required to provide essential air service.
(3) To issue orders approving a
carrier’s alternate service pattern if:
(i) The resulting level of service at the
eligible place would be equal to or
greater than the level of service earlier
determined to be essential for that place;
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(ii) The community concerned does
not object to the carrier’s
implementation of the alternate service
pattern; and
(iii) The carrier is not receiving a
subsidy for the service or
implementation of the alternate service
pattern would not increase the carrier’s
subsidy.
(4) To issue orders adjusting the
operational and/or financial unit rates of
the payout formula for a carrier
receiving subsidy under section 41732
of the Statute where the adjustment will
not increase the total amount of
compensation that the carrier will
receive.
(5) To renew, up to five times in
succession, an order under section
41734 of the Statute to an air carrier to
continue providing essential air service
while the Department attempts to find a
replacement carrier.
(6) To request service and subsidy
proposals from carriers interested in
providing essential air service to an
eligible place.
(7) To issue final orders establishing
interim or final subsidy rates under
section 41732 or final adjustments of
compensation for continued service
under section 41732 in those cases
where no objection has been filed to a
show-cause order, and where the rates
established are the same as or less than
those proposed in the approved showcause order.
(8) With respect to provisions for
terminations, suspensions, or reductions
of service under part 323 of this chapter:
(i) To require any person who files a
notice, objection, or answer to supply
additional information.
(ii) To require service of a notice,
objection, or answer upon any person.
(iii) To accept late-filed objections or
answers, upon motion, for good cause
shown.
(iv) To extend the time for filing
objections for answers, when the initial
notice has been filed earlier than
required under § 323.5.
(9) To issue final air carrier selection
orders establishing final subsidy rates
for EAS provided under 49 U.S.C.
41733:
(i) Where the compensation to be paid
is the same as or less than the existing
rate, and where the community does not
object to the selected option;
(ii) For EAS eligible Alaska
communities, when the subsidy rate to
be paid is less than $125,000, and where
the community does not object to the
selected option;
(iii) In cases where only one air
carrier submitted one service or subsidy
option.
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(10) With respect to provisions for
terminations, suspensions, or reductions
of service under part 323 of this chapter:
(i) To require any person who files a
notice, objection, or answer to supply
additional information.
(ii) To require service of a notice,
objection, or answer upon any person.
(iii) To accept late-filed objections or
answers, upon motion, for good cause
shown.
(iv) To extend the time for filing
objections for answers, when the initial
notice has been filed earlier than
required under § 323.5.
(11) To issue procedural orders or
notices in antitrust immunity cases filed
under 14 CFR part 303 with respect to:
(i) Granting or denying requests for
adjustments to procedural deadlines
where there is no objection;
(ii) Making other adjustments to a
procedural schedule where the policy is
clear and consistent with precedent;
(iii) Granting parties to a proceeding
access to confidential documents filed
under a request for public nondisclosure pursuant to 14 CFR 302.12,
where providing such access is
consistent under current policy and
precedent; and
(iv) In uncontested proceedings,
ordering the filing of additional
documents deemed relevant to the
Department’s consideration of the
application, including the filing of
documents for in-camera review, where
doing so is consistent with past policy
and precedent.
§ 385.13
[Amended]
198. Amend § 385.13 by:
a. Removing paragraph (b)(4).
b. Redesignating paragraphs (b)(2) and
(3) as (b)(3) and (4), respectively.
■ c. Adding new paragraphs (b)(2), (5)
and (6).
■ d. Removing the words ‘‘pursuant to
Civil Aeronautics Board Order E–9305
of June 15, 1955’’ and adding in its
place the words ‘‘agreements filed
pursuant to previous statutory authority
of the Department’s predecessor’’ in
paragraph (r) introductory text.
■ e. Revising paragraph (r)(1).
■ f. Adding new paragraphs (z)–(dd) to
read as follows:
■
■
■
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§ 385.13 Authority of the Director, Office of
International Aviation.
*
*
*
*
*
(b) * * *
(2) For general tariff exemptions that
apply to all U.S. and foreign air carriers
pursuant to 14 CFR part 293.
*
*
*
*
*
(5) Issue orders granting uncontested
applications by U.S. carriers to provide
foreign air transportation where the
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carrier has already been found fit,
willing, and able to provide service of
the same basic scope or character; and
(6) Issue orders granting uncontested
applications by foreign air carriers to
provide foreign air transportation where
the course of action is clear under
current policy or precedent.
*
*
*
*
*
(r) With respect to International Air
Transport Association (IATA)
agreements filed with the Department
pursuant to sections 41309 and 41308 of
the Statute, or agreements filed pursuant
to previous statutory authority of the
Department’s predecessor:
(1) Issue orders approving,
disapproving, or exempting IATA
agreements relating to fare and rate
matters under section 41309, and
granting or denying antitrust immunity
under section 41308, where the course
of action is clear under current policy
and precedent.
*
*
*
*
*
(z) Issue orders and notices adjusting
the Standard Foreign Fare Level to
reflect percentage changes in actual
operating costs per available seat mile.
(aa) Issue notices updating the list of
country-pair markets.
(bb) With respect to Canadian charter
air taxi operations:
(1) To approve applications for
registration, or require that a registrant
submit additional information, or reject
an application for registration for failure
to comply with part 294 of this chapter.
(2) To cancel, revoke, or suspend the
registration of any Canadian charter air
taxi operator using small aircraft
registered under part 294 of this chapter
that:
(i) Filed with the Department a
written notice that it is discontinuing
operations;
(ii) Is no longer designated by its
home government to operate the
services contemplated by its
registration;
(iii) Holds a foreign air carrier permit
under section 41302 to operate large
aircraft charters between the United
States and Canada;
(iv) Fails to keep its filed certificate of
insurance current;
(v) No longer is substantially owned
or effectively controlled by persons who
are:
(A) Citizens of Canada;
(B) The Government of Canada; or
(C) A combination of both; or
(vi) No longer holds current effective
Operations Specifications issued by the
FAA.
(3) To grant or deny requests for a
waiver of part 294 of this chapter, where
grant or denial of the request is in
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accordance with current policy or
precedent.
(cc) With respect to foreign air freight
forwarders:
(1) To approve applications for
registration, or require that a registrant
submit additional information, or reject
an application for registration for failure
to comply with part 297 of this chapter.
(2) To cancel the registration of any
foreign air freight forwarder or foreign
cooperative shippers association that
files a written notice with the
Department indicating the
discontinuance of common carrier
activities.
(3) To exempt the registrant from the
requirement contained in § 297.20 of
this chapter that substantial ownership
and effective control reside in citizens
of the country that the applicant claims
as its country of citizenship, where the
course of action is clear under current
precedent or policies.
(dd) With respect to charter
operations:
(1) To grant or deny requests for
waiver of parts 212, 372, and 380 of this
chapter, where grant or denial of the
request is in accordance with
established precedent.
(2) To approve or disapprove direct
air carrier escrow agreements filed
pursuant to part 212 of this chapter.
(3) To reject or accept Public Charter
prospectuses filed under part 380 of this
chapter.
(4) With respect to the procedures for
the registration of foreign charter
operators under subpart E of part 380 of
this chapter:
(i) To approve applications for
registration, or require that a registrant
submit additional information, or reject
an application for registration for failure
to comply with part 380 of this chapter.
(ii) To notify the applicant that its
application will require further analysis
or procedures, or is being referred to the
Assistant Secretary for Aviation and
International Affairs for formal action.
(iii) To cancel the registration of a
foreign charter operator if it files a
written notice with the Department that
it is discontinuing its charter operations.
(iv) To waive provisions of subpart E
of part 380 of this chapter.
■ 199. Revise § 385.14 as follows:
§ 385.14
Authority of the General Counsel
The General Counsel has authority to:
(a) Issue proposed or final regulations
for the purpose of making editorial
changes or corrections to the
Department’s rules and regulations to
carry out Subparts I, II and IV of Part A
of Subtitle VII of the Transportation
Code at 49 U.S.C. 40101 et seq., with the
concurrence of the staff offices primarily
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responsible for the parts or sections
involved: Provided, that any final
regulation so issued shall have an
effective date not less than 20 days after
its date of publication in the Federal
Register, and shall include a brief
reference to the review procedures
established in subpart C of this part.
(b) Where a petition for review is duly
filed, reverse any rulemaking action
taken pursuant to paragraph (a) of this
section by withdrawing a proposed or
final regulation issued thereunder. Any
action taken by the General Counsel,
pursuant to the authority of this section,
shall not be subject to the review
procedures of this part.
(c) Issue orders deferring action until
after oral argument on motions
submitted by parties subsequent to the
issuance of an Administrative Law
Judge’s initial or recommended
decision.
(d) Reissue existing regulations for the
purpose of incorporating prior
amendments adopted by the
Department.
(e) Compromise any civil penalties
being imposed in enforcement cases.
(f) Issue orders initiating and
terminating informal nonpublic
investigations under part 305 of this
chapter (Procedural Regulations).
(g) Issue orders requiring air carriers
to prepare and submit within a specified
reasonable period, special reports,
copies of agreements, records, accounts,
papers, documents, and specific
answers to questions upon which
information is deemed necessary.
Special reports shall be under oath
whenever the General Counsel so
requires.
(h) Institute and prosecute in the
proper court, as agent of the
Department, all necessary proceedings
for the enforcement of the provisions of
the act or any rule, regulation,
requirement, or order thereunder, or any
term, condition, or limitation of any
certificate or permit, and for the
punishment of all violations thereof.
Any action taken by the General
Counsel, pursuant to the authority of
this section, shall not be subject to the
review procedures of this part.
(i) Make findings regarding the
reasonable necessity for the application
of the Department’s authority to obtain
access to lands, buildings, and
equipment, and to inspect, examine,
and make notes and copies of accounts,
records, memorandums, documents,
papers, and correspondence of persons
having control over, or affiliated with,
any person subject to regulation under
Subparts I, II, and IV of Part A of
Subtitle VII of the Transportation Code
at 49 U.S.C. 40101 et seq. through
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issuance of an appropriate order, letter,
or other transmittal.
(j) Issue orders denying or granting
conditional or complete confidential
treatment of information supplied by
any person to the Office of Aviation
Enforcement and Proceedings.
Confidential treatment may only be
granted upon a finding that, if the
information were in the Department’s
possession and a Freedom of
Information Act (FOIA) request were
made for the information:
(1) At the time of the confidentiality
request, the FOIA request would be
denied on the basis of one or more of
the FOIA exemptions; and
(2) At any later time, the FOIA request
would also be denied, absent a material
change in circumstances (which may
include a demonstration that the
asserted exemption does not apply).
§ 385.15
■
[Removed and Reserved]
200. Remove and reserve § 385.15.
§ 385.18
[Amended]
201. In § 385.18, remove the words
‘‘Chief, Coordination Section,
Documentary Services Division’’ and
add in its place the words ‘‘Docket
Officer, Docket Operations Office’’.
■
§ 385.19
[Amended]
202. In § 385.19, remove the words
‘‘Office of Aviation Information’’
wherever they appear, and add in their
place the words ‘‘Office of Airline
Information’’.
■
PART 389—FEES AND CHARGES FOR
SPECIAL SERVICES
203. Part 389 is revised to read as
follows:
■
PART 389—FEES AND CHARGES FOR
SPECIAL SERVICES
Subpart A—General Provisions
Sec.
389.1 Policy and scope.
Subpart C—Filing and Processing License
Fees
389.20 Applicability of subpart.
389.21 Payment of fees.
389.22 Failure to make proper payment.
389.23 Application for waiver or
modification of fees.
389.24 Foreign air carriers.
389.25 Schedule of processing fees.
389.26 Special rules for tariff page filings.
389.27 Refund of fee.
Authority: 49 U.S.C. 40113, 40114, 41711;
31 U.S.C. 9701; and 5 U.S.C. 552.
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Subpart A—General Provisions
§ 389.1
Policy and scope.
Pursuant to the provisions of 31
U.S.C. 9701, Fees and charges for
Government services and things of
value, and as implemented by the Office
of Management and Budget’s Circular
A–25, dated July 8, 1993, the
Department sets forth in this regulation
fees and charges to be paid for the use
of certain services and resources of the
Department as prescribed below.
Subpart B—Fees for Special Services
§ 389.10
Applicability of subpart.
This subpart describes certain
services and resources made available
by the Department and prescribes the
fees and charges for those services and
resources.
§ 389.11
Available services and resources.
Upon request and payment of fees as
provided in subsequent sections, there
are available, with respect to documents
subject to inspection, services as
follows:
(a) Locating and copying records and
documents;
(b) Certification of copies of
documents under seal of the
Department; and
(c) Transcripts of hearings and
proceedings.
§ 389.12
Payment of fees and charges.
The fees charged for services and
resources shall be paid for electronically
at https://www.pay.gov, a secure
government-wide collection portal,
except for charges for reporting services
that are performed under competitive
bid contracts with non-Government
firms. Fees for reporting are payable to
the firms providing the services.
Payments to pay.gov can be made
directly from a bank account or by
credit/debit card.
§ 389.13
Subpart B—Fees for Special Services
389.10 Applicability of subpart.
389.11 Available services and resources.
389.12 Payment of fees and charges.
389.13 Fees for services.
21703
Fees for services.
Fees for services and resources
described in subparts B and C of this
part are pursuant to those fees set forth
in 49 CFR part 7, subpart F, §§ 7.41—
7.43, 7.45 and 7.46.
Subpart C—Filing and Processing
License Fees
§ 389.20
Applicability of subpart.
(a) This subpart applies to the filing
of certain documents and records with
the Department by non-government
parties, and prescribes fees for their
processing.
(b) For the purpose of this subpart,
record means an electronic tariff record
submitted to the Department under
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subpart R of 14 CFR part 221, and
contains a set of information that
describes one (1) tariff fare, or a set of
information that describes one (1)
related element associated with such
tariff fare.
§ 389.21
Payment of fees.
(a) Except as provided in paragraph
(b), any document for which a filing fee
is required by § 389.25 shall be paid for
electronically at https://www.pay.gov, a
secure government-wide collection
portal, unless a waiver or modification
of the filing fee has been requested and
approved. Payments can be made
directly from a bank account or by
credit/debit card.
(b) Registration for all air taxi
operators shall be accompanied by an 8
dollar ($8) registration filing fee in the
form of a check, draft, or postal money
order payable to the U.S. Department of
Transportation.
(c) Where a document seeks authority
or relief in the alternative and therefore
would otherwise be subject to more than
one filing fee, only the highest fee shall
be required.
(d) Where a document relating to a
single transaction or matter seeks
multiple authorities or relief and
therefore would otherwise be subject to
more than one filing fee, only the
highest fee shall be required. Where a
document relating to more than one
transaction or matter seeks multiple
authorities or relief, the required filing
fee shall be determined by combining
the highest fees for each transaction or
matter. For purposes of this paragraph,
a specific number of charters or
inclusive tours described in one
application will be regarded as a single
transaction or matter.
(e) No fee shall be returned after the
document has been filed with the
Department, except as provided in
§§ 389.23 and 389.27.
§ 389.22
Failure to make proper payment.
In accordance with 49 CFR part 7,
subpart F § 7.42, the Department will
assess interest on unpaid fees on the
31st day following the day on which a
notice of the amount due is first mailed
to the requestor, unless the Department
has granted an application for waiver or
modification of the fees.
§ 389.23 Application for waiver or
modification of fees.
(a) Applications may be filed asking
for waiver or modification of any fee
paid under this subpart. Each applicant
shall set forth the reasons why a waiver
or modification should be granted, and
by what legal authority.
(b) Applications asking for a waiver or
modification of fees shall be sent to the
Director, Office of Aviation Analysis,
U.S. Department of Transportation, 1200
Code
New Jersey Avenue SE, Washington, DC
20590. This provision is in accordance
§ 385.30 of this chapter. When no
petition for review is filed with the
Department, or when the Department
reviews the Director’s decision, if the
amount found due is not paid within 10
days after receipt of notification of the
final determination, the document shall
be returned to the filing party.
§ 389.24
Foreign air carriers.
A foreign air carrier, or such carriers,
if from the same country, acting jointly,
may apply for a waiver of the
requirements of this part based on
reciprocity for U.S. air carriers
contained in the requirement of their
home governments, or as provided in a
treaty or agreement with the United
States. To apply for a waiver under this
section, foreign air carriers shall send
waiver requests to the Director, Office of
International Aviation. The request
should include applicable official
government rules, decisions, statements
of policy, or comparable evidence
concerning filing fees for U.S. air
carriers, or for all carriers serving that
country. Once a waiver has been granted
for a specific country, no further waiver
applications need be filed for that
country.
§ 389.25
Schedule of processing fees.
(a) Document-filing fees.
Document
Interstate Air Transportation
Certificate of Public Convenience and Necessity (49 U.S.C. Chapter 411)
1 ......................
2 ......................
3 ......................
4 ......................
5 ......................
6 ......................
7 ......................
8 ......................
9 ......................
10 ....................
11 ....................
12 ....................
13 ....................
Application for Certificate of Public Convenience and Necessity Interstate Air Transportation—Charter Authority Only.
Application for Certificate of Public Convenience and Necessity Interstate Air Transportation—Scheduled
Service.
Dormant Authority .............................................................................................................................................
Application for Certificate of Public Convenience and Necessity Interstate Air Transportation—Cargo Authority Only.
Application to transfer Certificate of Public Convenience and Necessity Interstate Air Transportation ..........
Air Taxi Registration .........................................................................................................................................
Application for Commuter Air Carrier Authorization .........................................................................................
Change of Name (registration of trade name or reissuance of certificate) .....................................................
Exemption Request—General (49 U.S.C. Chapter 401)
Request for an Exemption from 49 U.S.C. Chapter 415 .................................................................................
Request for an Exemption from 49 U.S.C Chapter 411 ..................................................................................
Request for an Exemption from 49 U.S.C Chapter 417 ..................................................................................
Request for a Service Mail Rate Petition 49 U.S.C. Chapter 419 ...................................................................
850
850
290
670
290
8
670
56
53
280
120
420
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Foreign Air Transportation—U.S. Carriers (49 U.S.C. Chapter 411)
14 ....................
15 ....................
16 ....................
17 ....................
18 ....................
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Application for Certificate of Public Convenience and Necessity Foreign Air Transportation—Scheduled
Service.
Amendment to Application for Certificate of Public Convenience and Necessity Foreign Air Transportation—Scheduled Service.
Application for Certificate of Public Convenience and Necessity Foreign Air Transportation—Charter Service.
Amendment to Application for Certificate of Public Convenience and Necessity Foreign Air Transportation—Charter Service.
Transfer of Certificate of Public Convenience and Necessity Foreign Air Transportation—Scheduled or
Charter Service.
20:35 May 08, 2018
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600
200
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Code
Document
19 ....................
Change of Name (registration of trade name or reissuance of certificate) .....................................................
21705
56
Foreign Air Carrier Permit (49 U.S.C. Chapter 413)
20 ....................
21 ....................
22 ....................
Foreign Air Carrier Permit—Initial Application .................................................................................................
Foreign Air Carrier Permit—Amendment/Renewal of permit ...........................................................................
Foreign Air Carrier Permit—Amendment to application for a permit ...............................................................
760
475
215
Exemption (49 U.S.C. Chapter 401)
23
24
25
26
....................
....................
....................
....................
27 ....................
28 ....................
29 ....................
Request for an Exemption from 49 U.S.C. Chapter 415 .................................................................................
Request for an Exemption from 49 U.S.C. Chapters 411/413 (10 or fewer flights) ........................................
Request for an Exemption from 49 U.S.C. Chapters 411/413 (More than 10 flights) ....................................
Request for an Exemption from 49 U.S.C. Chapters 411/413 (Filed less than 10 days before effective
date requested).
Other (U.S. and foreign air carriers) ................................................................................................................
Emergency cabotage (49 U.S.C. Chapter 401) ...............................................................................................
Relief for U.S. and foreign indirect air carriers (49 U.S.C. Chapter 401) ........................................................
53
77
360
1 17
360
360
370
Undocketed Items
30
31
32
33
34
35
36
37
38
39
....................
....................
....................
....................
....................
....................
....................
....................
....................
....................
Canadian Charter Air Taxi Registration ...........................................................................................................
Foreign Freight Forwarder Registration ...........................................................................................................
Foreign Tour Operator Registration .................................................................................................................
Foreign Aircraft Permit (14 CFR part 375) .......................................................................................................
Special Authorization (14 CFR part 375) .........................................................................................................
Charter Statement of Authorization ..................................................................................................................
Intermodal Statement of Authorization .............................................................................................................
Special Authority (14 CFR part 216) ................................................................................................................
Fee for filing items 33–37 if filed less than time required before effective date .............................................
IATA resolutions ...............................................................................................................................................
30
11
10
25
12
8
10
37
111
61
Other (U.S. and Foreign Air Carriers)
40 ....................
41 ....................
42 ....................
43
44
45
46
....................
....................
....................
....................
47 ....................
48 ....................
49 ....................
Charters:
Public Charter Prospectus ........................................................................................................................
OMPC Operation Authorization .................................................................................................................
Waiver of Charter Regulations ..................................................................................................................
Tariffs:
Pages ........................................................................................................................................................
Special Tariff Permission ..........................................................................................................................
Waiver of Tariff Regulations ......................................................................................................................
Exemption request ....................................................................................................................................
Agreements filed under 49 U.S.C. Chapter 413:
Prior Approval (docketed) .........................................................................................................................
Routine (non-docketed) .............................................................................................................................
Application for free and reduced-rate transportation .......................................................................................
39
665
39
2
12
12
371
1080
64
16
1 Additional.
(b) Electronic Tariff Filing Fees. The
filing fee for one (1) or more
transactions proposed in any existing
record, or for any new or canceled
records, shall be 5 cents per record;
Provided: That no fee shall be assessed
for those records submitted to the
Department pursuant to 14 CFR
221.500(b).
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§ 389.26
filings.
Special rules for tariff page
(a) Tariffs issued by carriers. The
filing fee for tariff pages filed by U.S. air
carriers will be charged even if the tariff
includes matters involving participating
foreign air carriers. It will also be
charged if the tariff is issued by a
foreign air carrier and includes matters
involving participating U.S. air carriers,
unless the foreign air carrier has
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obtained a waiver under § 389.24. The
fee will not be charged for a blank
looseleaf page unless it cancels matter
in the preceding issue of the page.
(b) Tariffs issued by publishing
agents.
(1) If the tariff is issued for one or
more air carriers exclusively, the fee
will be charged for each page.
(2) If the tariff is issued for one or
more air carriers and one or more
foreign air carriers, the fee will be
charged for each page, except for those
pages that the issuing agent states
contain only:
(i) Matters pertaining exclusively to
foreign air carriers that have been
granted a waiver; or
(ii) Changes in matters pertaining to
foreign air carriers that have been
granted a waiver and that are included
PO 00000
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Fmt 4701
Sfmt 4702
on the same page with other matters that
are reissued without change.
(3) The fee will not be charged for a
blank looseleaf page unless it cancels
matters in the preceding page.
(4) No fee will be charged when two
pages are published back-to-back, one
page is not subject to the fee under
paragraph (b)(2), and the page on the
reverse is issued without substantive
change.
(5) The fee will be charged for two
looseleaf pages containing a correction
number check sheet unless all other
pages of the tariff are exempt from the
fee.
§ 389.27
Refund of fee.
Any fee charged under this part may
be refunded in full or in part upon
request if the document for which it is
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Federal Register / Vol. 83, No. 90 / Wednesday, May 9, 2018 / Proposed Rules
charged is withdrawn before final action
is taken. Such requests shall be filed in
accordance with § 389.23.
PART 398—GUIDELINES FOR
INDIVIDUAL DETERMINATIONS OF
BASIC ESSENTIAL AIR SERVICE
212. Section 399.35 is revised to read
as follows:
§ 399.35
Authority: 49 U.S.C. Chapters 401 and 417;
Airport and Airway Safety and Capacity
Expansion Act of 1987 (Pub. L. 100–223, Dec.
30, 1987).
[Removed]
205. Section 398.11 is removed.
PART 399—STATEMENTS OF
GENERAL POLICY
Authority: 49 U.S.C. 41712.
207. Throughout the part, remove the
word ‘‘Board’’ wherever it appears, and
add, in its place, the word
‘‘Department’’.
■ 208. Throughout the part, remove the
word ‘‘Board’s’’ wherever it appears,
and add, in its place, the word
‘‘Department’s’’.
209. Sections 399.30, 399.31, 399.32,
399.33, 399.34, 399.37, 399.40, 399.41,
399.42, 399.43, 399.44, 399.63, 399.101,
and 399.111 are removed.
[Amended]
210. In § 399.2, in paragraph (c),
remove the words ‘‘section 102 of the
Act’’ and add, in its place, the words
‘‘section 40101 of 49 U.S.C.’’.
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■
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§ 399.80
[Amended]
214. In § 399.80, in the first paragraph,
remove the word ‘‘(m)’’ and add, in its
place, the word ‘‘(n)’’.
■
§ 399.81
[Amended]
215. In § 399.81, in paragraph (c)(1),
remove the words ‘‘This section’’ and
add, in their place, the words
‘‘Paragraph (c)’’; in paragraph (c)(2),
remove the words ‘‘this section’’ and
add, in their place, the words
‘‘paragraph (c)’’; in paragraph (c)(3),
remove the words ‘‘this paragraph’’ and
add, in their place, the words
‘‘paragraph (c)’’.
■
§ § 399.30, 399.31, 399.32, 399.33, 399.34,
399.37, 399.40, 399.41, 399.42, 399.43,
399.44, 399.63, 399.101, and 399.111
[Removed]
§ 399.2
[Amended]
213. In § 399.60, in paragraph (a),
remove the words ‘‘applications under
section 408 of the Act for approval of
consolidations or acquisitions of
control;’’.
■
■
■
Special tariff permission.
The Secretary of Transportation may
approve, under such terms as the
Secretary may require, a carrier’s
application for Special Tariff Permission
to file a tariff for foreign air
transportation required under Part 293
on less than the notice required by
Section 41504 (b) of Title 49.
§ 399.60
206. The authority citation for part
399 continues to read as follows:
■
§ 399.82
[Amended]
216. In § 399.82, remove paragraphs
(b)(2) and (3), and redesignate
■
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Fmt 4701
paragraphs (b)(4) and (5) as (b)(2) and
(3).
§ 399.83
[Amended]
217. In § 399.83, remove the words
‘‘section 411 of the Act,’’ and add, in
their place, the words ‘‘49 U.S.C.
41712’’.
■
[Amended]
■
204. The authority citation for part
399 continues to read as follows:
■
[Amended]
211. In § 399.4, in the third sentence,
remove the word ‘‘the Act’’ and add, in
its place, the words ‘‘49 U.S.C.’’.
■
§ 399.35
■
§ 398.11
§ 399.4
Sfmt 9990
§ 399.91
[Amended]
218. Section 399.91 is revised to read
as follows:
■
§ 399.91 Air carrier participation in
programs of technical assistance to airlines
of less developed countries.
(a) Applicability. This policy shall
apply to proceedings under 49 U.S.C.
41309 in which the Department is
required to make any determination as
to the public interest or consistency
with 49 U.S.C. Subtitle VII of any
agreement or relationship sought to be
entered into by an air carrier, or officer
or director thereof, with a foreign airline
in connection with the performance of
some activity pursuant to a technical
assistance contract financed by an
agency of the U.S. Government.
§ 399.120
[Amended]
219. In § 399.120, remove the words
‘‘section 401(d)(8) of the Federal
Aviation Act’’ and add, in their place,
the words ‘‘sections 41102 and 41110 of
49 U.S.C.’’.
■
Issued in Washington, DC, on April 17,
2018.
Elaine L. Chao,
Secretary of Transportation.
[FR Doc. 2018–08683 Filed 5–8–18; 8:45 am]
BILLING CODE 4910–9X–P
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Agencies
[Federal Register Volume 83, Number 90 (Wednesday, May 9, 2018)]
[Proposed Rules]
[Pages 21684-21706]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2018-08683]
[[Page 21683]]
Vol. 83
Wednesday,
No. 90
May 9, 2018
Part V
Department of Transportation
-----------------------------------------------------------------------
Office of the Secretary
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14 CFR Chapter II
Aviation Economic Regulation Amendments; Proposed Rule
Federal Register / Vol. 83 , No. 90 / Wednesday, May 9, 2018 /
Proposed Rules
[[Page 21684]]
-----------------------------------------------------------------------
DEPARTMENT OF TRANSPORTATION
Office of the Secretary
14 CFR Chapter II
[Docket No. DOT-OST-2014-0140]
RIN 2105-AD86
Aviation Economic Regulation Amendments
AGENCY: Office of the Secretary (OST), U.S. Department of
Transportation (DOT).
ACTION: Notice of Proposed Rulemaking (NPRM).
-----------------------------------------------------------------------
SUMMARY: The Department is proposing to amend various provisions
regarding its aviation economic regulations to eliminate any further
remaining obsolete provisions and correct outdated statutory
references. This rulemaking aligns with the Department's retrospective
regulatory review initiatives to modify, streamline, or repeal
regulations that are obsolete or out-of-date.
DATES: Comments must be received on or before July 9, 2018. Comments
received after this date will be considered to the extent practicable.
ADDRESSES: You may file comments identified by docket number DOT-OST-
2014-0140 by any of the following methods:
Federal eRulemaking Portal: Go to https://www.regulations.gov and follow the online instructions for submitting
comments.
Mail: Docket Operations Office, U.S. Department of
Transportation, 1200 New Jersey Avenue SE, Room W12-140, Washington, DC
20590-0001.
Hand Delivery or Courier: West Building Ground Floor, Room
W12-140, 1200 New Jersey Avenue SE, Washington, DC, between 9 a.m. and
5 p.m., ET, Monday through Friday, except Federal Holidays.
Fax: (202) 493-2251.
Instructions: All submissions must include the agency name and
docket number for this document at the beginning of the comment. To
avoid duplication, please use only one of these four methods. All
comments received will be posted without change to https://www.regulations.gov and will include any personal information you
provide. All comments received will be posted without change to the
Federal Docket Management System (FDMS), including any personal
information.
Privacy: In accordance with 5 U.S.C. 553(c), DOT solicits comments
from the public to better inform its rulemaking process. DOT posts
these comments, without edit, to www.regulations.gov, as described in
the system of records notice, DOT/ALL-14 FDMS, accessible through
www.dot.gov/privacy. In order to facilitate comment tracking and
response, we encourage commenters to provide their name, or the name of
their organization; however, submission of names is completely
optional. Whether or not commenters identify themselves, all timely
comments will be fully considered. If you wish to provide comments
containing proprietary or confidential information, please contact the
agency for alternate submission instructions.
Docket: For internet access to the docket to read background
documents or comments go to https://www.regulations.gov, or to the
street address listed above. Follow the online instructions for
accessing the dockets.
FOR FURTHER INFORMATION CONTACT: Jill Laptosky or Jennifer Abdul-Wali,
Office of Regulation, U.S. Department of Transportation, 1200 New
Jersey Avenue SE, Washington, DC 20590; (202) 366-4723; fax: (202) 366-
9313; email: [email protected] or [email protected].
SUPPLEMENTARY INFORMATION: In 1994, the Federal Aviation Act was
revised and codified within Subtitle VII of Title 49 of the United
States Code (Pub. L. 103-272, July 5, 1994). Since the codification,
the Department has made numerous amendments to make the CFR consistent
with the provisions of the current statute (49 U.S.C., Subtitle VII).
Some provisions, however, remained unchanged, due in part to the
complexity of certain issues, such as antitrust immunity, agreements,
and waivers. This rule proposes to update the economic regulations by
modifying language to reflect current statutory provisions related to
these remaining issues. The proposed language is not intended to
diminish any existing Civil Aeronautics Board (CAB) provisions or
precedent still in effect. Thus, the Department is seeking comment on
whether any of the references to CAB or other referenced terms, which
are proposed for removal in this rulemaking, are still relevant and,
therefore, should be retained for precedential or other useful
purposes. We are also seeking comment on whether additional proposed
changes and updates to the Aviation Economic Rules (14 CFR parts 200
through 399) should be adopted.
More specifically, this rule proposes updating the regulatory
language throughout 14 CFR parts 200-399 in the following ways: (1)
Where references to the CAB are no longer relevant, replacing the term
``Board'' or ``CAB'', where appropriate, with ``Department'', ``DOT''
or ``Predecessor''; (2) removing citations to the ``Federal Aviation
Act'' or ``Act'' and adding citations to the appropriate sections of
Title 49 of the United States Code; (3) inserting current names of
forms in place of outdated references to CAB forms; (4) adding up-to-
date titles for offices within the Department; and (5) updating the
authority citations, where needed.
Additional changes are as follows:
Part 204 describes the data the Department uses to support carrier
fitness determinations. Section 204.4 discusses carrier obligations for
proposing to provide essential air service. The section is no longer in
use and is obsolete. As such, the section would be removed in its
entirety.
Parts 207 and 208 address U.S. scheduled and charter air carrier
requirements with respect to charter trips. Both parts refer to 14 CFR
part 212 in describing carrier obligations on charter air
transportation and contain no independent obligations of their own. As
such, the parts are obsolete and would be removed.
Part 221 describes carrier obligations with respect to tariffs.
This rule proposes to revise part 221 by broadening the language used
to refer to international treaties. The current regulation refers to
the Warsaw Convention, which is no longer the relevant international
treaty applicable to travelers on many itineraries. The rule would
update and simplify existing passenger notification requirements and
consolidate such requirements into a single section. Specifically, the
rule would consolidate separate notice requirements for liability from
death or injury and liability from damage to baggage into a single
notice requirement that better reflects the current international
landscape, including references to the 1999 Montreal Convention, which
governs many international itineraries originating or terminating in
the United States. As of 2017, a carrier's liability could be limited
under the 1999 Montreal Convention to 113,100 Special Drawing Rights
(SDR) for damages from death or injury, 4,694 SDR for damages caused by
the delay of passengers, and 1,131 SDR for damages resulting from the
destruction, loss, damage, or delay of baggage. The proposed rule would
also remove + references to agreements approved by CAB order. Carriers
will be provided until December 31, 2019, to comply with the signage
requirements of this part.
Part 223 sets forth rules regarding free and reduced-rate
transportation. This
[[Page 21685]]
rule proposes to update part 223 by removing references to specific
sections of the ``Act'' such as ``under section 408 of the Act.''
Additionally, in section 223.1, the term ``handicapped passenger'' is
used to describe a person with a disability. However, under the
Americans with Disabilities Act (ADA), the current practice is to use
``person-first'' terminology (e.g., changes ``handicapped person'' to
``person with a disability''). Where applicable, as the Department
reviews its regulations, the term ``handicapped'' would be replaced
with the person-first terminology in alignment with the ADA. This rule
proposes to remove the term ``Handicapped passenger'' and would replace
it with the term ``passenger with a disability.''
Part 232 established procedures for a party aggrieved by an order
of the Postmaster General to request a review by DOT. In 2008,
amendments to 49 U.S.C. 41902 removed from the statute the authority
for the Secretary of Transportation to amend, modify, suspend, or
cancel an order of the Postal Service (Pub. L. 110-405, Jan. 4, 2008).
Accordingly, the statutory basis for Part 232 regulations no longer
exists and Part 232 would be removed.
Part 234 describes the requirements for filing airline service
quality performance reports. The existing citation of authorities for
this part contains an error. This rule corrects the error.
Part 241 describes a uniform system of accounts and reports for
large carriers. This rule proposes to remove section 01 of part 241.
The section restates outdated statutory text and may lead to confusion
if retained.
Part 272 established essential air service procedures for the
Freely Associated States comprising the Federated States of Micronesia
(Ponape, Truk and Yap), the Marshall Islands (Majuro and Kwajalein),
and Koror in Palau. The procedures include requirements for airlines to
file notice before suspending service, an obligation to continue to
provide service when subsidy is available, and carrier-selection
criteria. Section 272.12 states, ``These provisions shall terminate on
October 1, 1998, unless the essential air service program to the
Federated States of Micronesia, the Marshall Islands and Palau is
specifically extended by Congress.'' Congress did not extend the
program (Pub. L. 101-219, Sec. 110(b), (Dec.12,1989)). Thus, the
statutory basis for the regulation no longer exists and part 272 would
be removed.
Part 300 sets forth the rules of conduct in DOT proceedings
involving aviation economic and enforcement matters. Many of these
rules set forth standards of ethical conduct applicable to DOT
employees with respect to aviation economic matters. DOT employees are
also subject to the ethics requirements of 49 CFR 99.735-1. In order to
reduce the duplicative nature of both sets of ethics requirements and
to minimize the potential for confusion over such requirements, several
sections of part 300 would be removed under this rule. The resulting
regulations will ensure consistent ethical standards across all
employees of the agency.
Part 302 sets forth the Rules of Practice in Proceedings before the
DOT. Part 305 describes the Rules of Practice for Informal Nonpublic
Investigations undertaken by the Office of Aviation Enforcement and
Proceedings. Part 385 sets forth the authorities and functions of
various DOT officials. On August 17, 2012, the Department issued an
extensive revision to 49 CFR part 1 (Organization and Delegation of
Powers and Duties) [77 FR 49965]. The Department proposes to revise
parts 302, 305, and 385 to reflect the changes set forth in the
revision to part 1.
Part 330 established procedures implementing the airline
compensation section of the Air Transportation Safety and System
Stabilization Act, which was enacted following the terrorist attacks of
September 11, 2001, Public Law 107-42, (Sept. 22, 2001) (the
Stabilization Act). Section 103 of the Stabilization Act appropriated
up to $5 billion, to be administered by the Department of
Transportation, to compensate air carriers for losses they incurred due
to the attacks. Part 330 set out carrier eligibility criteria; forms
for applying for the compensation payments; details on types of losses
that would and would not be eligible for compensation; audit
procedures; and details on a set-aside program for certain air taxis,
commuter carriers, and other small carriers. Of the 427 applications
processed, 407 applicants were deemed eligible under part 330. These
carriers received payments in a total amount of $4.6 billion. All
eligible appropriations have been completed and payments have now been
processed and paid, and all functions and responsibilities under this
section have been fulfilled. As a result, part 330 serves no further
purpose and would be removed.
Part 374 specifies the Department's responsibility for enforcing
air carrier and foreign air carrier compliance with the applicable
requirements of the Consumer Credit Protection Act. This rule proposes
revising part 374 by updating the language in Sec. 374.3 regarding
references to Regulation B, 12 CFR part 202, and Regulation Z, 12 CFR
part 226. Enforcement responsibility for parts 202 and 226 has been
divided and reassigned among Federal government agencies. Accordingly,
the language in Sec. 374.3 will be revised to reference the current
applicable regulations, 12 CFR part 1026.
Part 380 is applicable to public charter air transportation in
interstate or foreign air transportation. This rule proposes revising
part 380 by updating Appendix A and B. part 380 sets forth the
Department's rules governing Public Charter air transportation of
passengers whether furnished by direct air carriers or Public Charter
Operators. Appendix A and B to part 380, respectively, contain the
format for the Public Charter Operator's Surety Bond and the Public
Charter Surety Trust Agreement. Since the existing Appendix A and B to
part 380 were published in 1998, various changes have been made to both
documents. Therefore, Appendix A and B would be updated to provide the
most current format for the Public Charter Operator's Surety Bond and
the Public Charter Surety Trust Agreement.
In part 385, the Secretary of Transportation delegates certain
continuing assignments of authority to Secretarial Officers regarding
the Department's functions of issuing orders or other determinations
pursuant to 49 U.S.C. 322 and 49 CFR part 1. The Secretary has
determined that several of the items currently prepared for decision at
the Assistant Secretary level could be handled more efficiently at the
Office Director level, thereby providing more time for the Assistant
Secretary and immediate secretarial staff to concentrate on
controversial and policy-sensitive issues. This action would ensure
that routine items are processed in a much more timely and efficient
manner. Thus, this rulemaking proposes to amend sections 385.12 and
385.13 to reflect the expanded assignments of authority to the Director
of the Office of Aviation Analysis and the Director of the Office of
International Aviation, both in the Office of the Assistant Secretary
for Aviation and International Affairs.
Section 385.12 defines the authority of the Director of the Office
of Aviation Analysis. This rule proposes to authorize the Director to
issue Essential Air Service (EAS) Requests for Proposals and certain
final EAS selection orders. This expanded delegation alone would
relieve the Assistant Secretary for Aviation and International Affairs
of reviewing nearly sixty orders per year, saving over three hundred
(300) hours of senior management time and approximately one hundred
twenty (120) hours of staff
[[Page 21686]]
time in the Office of Aviation Analysis. This rule proposes to expand
the Director's authority to issue quarterly fuel rate adjustments to
Alaskan bush and mainline mail rates and to issue certain procedural
orders in antitrust immunity cases processed under 49 U.S.C. 41308 and
41309. This rule also proposes to remove paragraphs (f), (h), and (i)
of section 385.12, as these requirements would be placed under the
authority of the Director of the Office of International Aviation in
section 385.13. Accordingly, subsections (g)-(k) would be re-
designated.
Section 385.13 defines the authority of the Director of the Office
of International Aviation. This rule proposes to amend subsection (a)
of section 385.13 to grant the Director the authority to issue final
orders on uncontested tariff exemptions. This rulemaking also proposes
to amend subsection (b) to authorize the Director to issue final orders
on uncontested applications for U.S. carrier certificate and foreign
air carrier permit authority. Further, this action proposes to add two
new subsections regarding fares and tariffs and amend subsection
385.13(r)(1) to give the Director the authority to exempt IATA \1\
agreements under section 41309; this would be in addition to the
Director's existing authority to approve or disapprove such agreements.
This rule also proposes adding new subsections (z)-(dd) that would: (1)
Authorize the Director to issue orders and notices adjusting the
Standard Foreign Fare Level; (2) authorize the Director to issue
notices updating the list of country-pair markets in tariff-filing
categories under part 293 of this chapter; (3) give the Director
assigned authority as to certain matters processed by the Office of
International Aviation's U.S. Air Carrier Licensing/Special Authorities
Division; and (4) add requirements moved from 385.12(f), 385.12(h), and
385.12(i).
---------------------------------------------------------------------------
\1\ International Air Transport Association.
---------------------------------------------------------------------------
Sections 385.14 and 385.15 define the authority of the General
Counsel and Deputy General Counsel, respectively. Consistent with the
delegation of duties assigned in 49 CFR part 1, as revised on August
16, 2012, by 77 FR 49964, the Secretary has assigned several duties to
the General Counsel. Sections 385.14 and 385.15 would be revised to
reflect this assignment of duties. This rule would remove section
385.15 and transfer its functions to section 385.14.
Part 389 describes fees and charges for special services. This rule
proposes to amend part 389 by (1) removing references to organizations
and position titles that no longer exist and replacing them with
references to appropriate organizations and positions, (2) correcting
the filing fees charged for special services to reflect a recent
rulemaking action, (3) allowing for payment of filing fees using the
internet, and (4) revising the descriptions of licenses for which the
Department charges filing fees.
Part 398 establishes guidelines for the determination of basic
essential air service. The Department proposes to amend part 398 by
removing an outdated provision for funding reductions in Sec. 398.11.
Section 398.11 was superseded by Public Law 106-69, Title III, Sec.
332, October 9, 1999, 113 Stat. 1022.
Part 399, subpart C sets forth the Department's policies related to
rates and tariffs. This rulemaking action proposes removing fourteen
sections from this subpart (Sec. Sec. 399.30, 399.31, 399.32, 399.33,
399.34, 399.37, 399.40, 399.41, 399.42, 399.43, 399.44, 399.63,
399.101, and 399.111). These sections are obsolete because of the
Airline Deregulation Act of 1978 and the Civil Aeronautics Board Sunset
Act of 1984.
Regulatory Analyses and Notices
A. Executive Order 12866 and DOT Regulatory Policies and Procedures
This NPRM is not a significant regulatory action under Executive
Order 12866 and the Department's Regulatory Policies and Procedures.
Its provisions involve technical amendments to update statutory
references and to update the titles and addresses of offices. The rule
also proposes to remove certain appendices, sections, and forms that
are no longer relevant. This rule does not propose any major policy
changes or impose significant new costs or burdens.
B. Executive Order 13771 (Reducing Regulation and Controlling
Regulatory Costs)
This proposed rule is not expected to be an E.O. 13771 regulatory
action because this proposed rule is not significant under E.O. 12866.
C. Regulatory Flexibility Act
Pursuant to section 605 of the Regulatory Flexibility Act (RFA), 5
U.S.C. 605(b), as amended by the Small Business Regulatory Enforcement
Fairness Act of 1996 (SBREFA), I hereby certify that this rulemaking
would not have a significant impact on a substantial number of small
entities. The NPRM would impose no duties or obligations on small
entities.
D. Executive Order 13132 (Federalism)
A rule has implications for federalism under Executive Order 13132,
Federalism, if it has a substantial direct effect on State or local
governments and would either preempt State law or impose a substantial
direct cost of compliance on them. We have analyzed this NPRM in
accordance with the principles and criteria contained in the Order and
have determined that it does not have implications for federalism,
since it merely makes technical amendments to the existing regulations.
This NPRM does not have a substantial direct effect on, or sufficient
federalism implications for, the States, nor would it limit the
policymaking discretion of the States.
E. Executive Order 13175
This NPRM has been analyzed in accordance with the principles and
criteria contained in Executive Order 13175 (``Consultation and
Coordination with Indian Tribal Governments''). Because this NPRM does
not significantly or uniquely affect the communities of the Indian
tribal governments or impose substantial direct compliance costs on
them, the funding and consultation requirements of Executive Order
13175 do not apply.
F. Paperwork Reduction Act
The Paperwork Reduction Act of 1995 (PRA) (44 U.S.C. 3501 et seq.)
requires that DOT consider the impact of paperwork and other
information collection burdens imposed on the public and, under the
provisions of PRA section 3507(d), obtain approval from the Office of
Management and Budget (OMB) for each collection of information it
conducts, sponsors, or requires through regulations. The DOT has
determined there are no new information collection requirements
associated with this NPRM.
G. National Environmental Policy Act
The agency has analyzed the environmental impacts of this proposed
action pursuant to the National Environmental Policy Act of 1969 (NEPA)
(42 U.S.C. 4321 et seq.) and has determined that it is categorically
excluded pursuant to DOT Order 5610.1C, Procedures for Considering
Environmental Impacts (44 FR 56420, Oct. 1, 1979). Categorical
exclusions are actions identified in an agency's NEPA implementing
procedures that do not normally have a significant impact on the
environment and therefore do not require either an environmental
assessment (EA) or environmental impact statement (EIS). The purpose of
this rulemaking is to make editorial
[[Page 21687]]
corrections, remove obsolete references, and update outdated provisions
in the Department's aviation economic regulations. The agency does not
anticipate any environmental impacts, and there are no extraordinary
circumstances present in connection with this rulemaking.
List of Subjects
14 CFR Part 200
Air transportation.
14 CFR Part 201
Air carriers, Reporting and recordkeeping requirements.
14 CFR Part 203
Air carriers, Air transportation, Foreign relations, Insurance,
Reporting and recordkeeping requirements.
14 CFR Part 204
Air carriers, Reporting and recordkeeping requirements.
14 CFR Part 205
Air carriers, Freight, Insurance, Reporting and recordkeeping
requirements.
14 CFR Part 207
Air carriers, Charter flights.
14 CFR Part 208
Air carriers, Charter flights.
14 CFR Part 211
Administrative practice and procedure, Air carriers, Pacific
Islands Trust Territory, Reporting and recordkeeping requirements.
14 CFR Part 212
Charter flights, Confidential business information, Reporting and
recordkeeping requirements, Surety bonds.
14 CFR Part 214
Air carriers, Charter flights.
14 CFR Part 215
Air carriers, Reporting and recordkeeping requirements, Trade
names.
14 CFR Part 216
Air carriers.
14 CFR Part 217
Air carriers, Reporting and recordkeeping requirements.
14 CFR Part 218
Air carriers, Aircraft, Airmen.
14 CFR Part 221
Air rates and fares, Freight, Reporting and recordkeeping
requirements.
14 CFR Part 222
Air carriers, Freight, Intermodal transportation, Reporting and
recordkeeping requirements.
14 CFR Part 223
Air rates and fares, Government employees, Reporting and
recordkeeping requirements.
14 CFR Part 232
Administrative practice and procedure, Air carriers, Postal
Service.
14 CFR Part 234
Air carriers, Consumer protection, Reporting and recordkeeping
requirements.
14 CFR Part 240
Air carriers, Uniform System of Accounts.
14 CFR Part 241
Air carriers, Reporting and recordkeeping requirements, Uniform
System of Accounts.
14 CFR Part 243
Air carriers, Aircraft, Charter flights, Reporting and
recordkeeping requirements.
14 CFR Part 247
Air carriers, Airports.
14 CFR Part 248
Air carriers, Reporting and recordkeeping requirements, Uniform
System of Accounts.
14 CFR Part 249
Air carriers, Reporting and recordkeeping requirements, Truth in
lending, Uniform System of Accounts.
14 CFR Part 253
Air carriers, Consumer protection.
14 CFR Part 257
Air carriers, Air rates and fares, Consumer protection, Reporting
and recordkeeping requirements.
14 CFR Part 258
Air carriers, Consumer protection, Reporting and recordkeeping
requirements.
14 CFR Part 271
Air carriers, Grant programs--transportation.
14 CFR Part 272
Air carriers, Grant programs--transportation, Pacific Islands Trust
Territory.
14 CFR Part 291
Administrative practice and procedure, Air carriers, Freight,
Reporting and recordkeeping requirements.
14 CFR Part 294
Air taxis, Canada, Charter flights, Reporting and recordkeeping
requirements.
14 CFR Part 296
Air carriers, Freight forwarders, Research.
14 CFR Part 297
Air carriers, Freight forwarders.
14 CFR Part 298
Air taxis, Reporting and recordkeeping requirements.
14 CFR Part 300
Administrative practice and procedure, Conflict of interests.
14 CFR Part 302
Administrative practice and procedure, Air carriers, Airports,
Postal Service.
14 CFR Part 303
Administrative practice and procedure, Air carriers, Antitrust,
Reporting and recordkeeping requirements.
14 CFR Part 305
Administrative practice and procedure, Air carriers,
Investigations.
14 CFR Part 323
Administrative practice and procedure, Air carriers, Reporting and
recordkeeping requirements
14 CFR Part 325
Administrative practice and procedure, Air transportation,
Intergovernmental relations, Reporting and recordkeeping requirements.
14 CFR Part 330
Administrative practice and procedure, Air carriers, Grant
programs--transportation, Reporting and recordkeeping requirements.
14 CFR Part 372
Charter flights, Military air transportation, Reporting and
recordkeeping requirements, Surety bonds.
14 CFR Part 374
Air carriers, Consumer protection, Credit.
14 CFR Part 374a
Air carriers, Credit, Political candidates, Reporting and
recordkeeping requirements.
[[Page 21688]]
14 CFR Part 375
Administrative practice and procedure, Aircraft, Foreign relations,
Reporting and recordkeeping requirements.
14 CFR Part 377
Administrative practice and procedure, Air carriers.
14 CFR Part 380
Charter flights, Reporting and recordkeeping requirements, Surety
bonds.
14 CFR Part 385
Organization and functions (Government agencies).
14 CFR Part 389
Administrative practice and procedure, Reporting and recordkeeping
requirements.
14 CFR Part 398
Air transportation.
14 CFR Part 399
Administrative practice and procedure, Air carriers, Air rates and
fares, Air taxis, Consumer protection, Small businesses.
The Amendment
In consideration of the foregoing, and under the authority of 49
U.S.C. 322, the Department proposes to amend Title 14, Chapter II of
the Code of Federal Regulations as follows:
PART 200--DEFINITIONS AND INSTRUCTIONS
0
1. The authority citation for part 200 continues to read as follows:
Authority: 49 U.S.C. Chapters 401, 411, 413, 415, 417, and 461.
0
2. Section 200.1 is revised to read as follows:
Sec. 200.1 Terms and definitions.
Unless otherwise specifically stated, words and phrases other than
those listed in this section have the meaning defined in 49 U.S.C.
Subtitle VII.
(a) Department or DOT means the Department of Transportation.
(b) Predecessor means the Civil Aeronautics Board (CAB).
(c) Section refers to a section of Subtitle VII of Title 49 of the
United States Code (Transportation) or a section of the regulations in
this chapter, as indicated by the context. The terms in this section,
pursuant to this section, in accordance with the provisions of this
section, and words of similar import when used in this chapter refer to
the section of the subchapter in which such terms appear.
(d) Rule, regulation, and order refer to the rules, regulations,
and orders prescribed by the Department pursuant to the 49 U.S.C.
Subtitle VII or its predecessor's rules, regulations, and orders that
are, by law, still in effect.
(e) FAA means the Federal Aviation Administration, U.S. Department
of Transportation.
(f) OST-R means the Office of the Assistant Secretary for Research
and Technology, U.S. Department of Transportation.
(g) Secretary means the Secretary of Transportation, U.S.
Department of Transportation.
PART 201--AIR CARRIER AUTHORITY UNDER SUBTITLE VII OF TITLE 49 OF
THE UNITED STATES CODE
0
3. The authority citation for part 201 continues to read as follows:
Authority: 5 U.S.C. 1008; 49 U.S.C. Chapters 401, 411, 413,
415, and 417.
Sec. 201.1 [Amended]
0
4. In Sec. 201.1, in paragraph (b), remove the words ``DOT Dockets,
1200 New Jersey Avenue SE., Washington, DC 20590-0002'' and add, in
their place, the words ``Docket Operations Office, U.S. Department of
Transportation, Room W12-140, 1200 New Jersey Avenue SE, Washington, DC
20590-0001''.
Sec. 201.7 [Amended]
0
5. In Sec. 201.7, in paragraph (e), remove the words ``Office of
Aviation Analysis'' and add, in their place, the words ``Office of
International Aviation''.
PART 203--WAIVER OF WARSAW CONVENTION LIABILITY LIMITS AND DEFENSES
0
6. The authority citation for part 203 continues to read as follows:
Authority: 49 U.S.C. Chapters 401, 411, 413, 415, and 417.
0
7. Section 203.3 is revised to read as follows:
Sec. 203.3 Filing requirements for adherence to Montreal Convention.
All direct U.S. and foreign air carriers shall have and maintain in
effect and on file in the Department's Docket Operations Office (DOT-
OST-1995-236) on OST Form 4523 a signed counterpart to Agreement 18900,
an agreement relating to liability limitations of the Warsaw Convention
and Hague Protocol, (the Montreal Agreement), dated May 13, 1966, and/
or a signed counterpart of any amendment or replacement to such
Agreement that may be approved by the Department and to which the air
carrier or foreign air carrier becomes a party. U.S. air taxi operators
registering under part 298 of this chapter and Canadian charter air
taxi operators registering under part 294 of this chapter may comply
with this requirement by filing completed OST Forms 4507 and 4523,
respectively, in accordance with the provisions of those parts.
Sec. 203.4 [Amended]
0
8. In Sec. 203.4:
0
a. In paragraph (a), remove the words ``Tariffs Division'' and add, in
their place, the words ``Pricing and Multilateral Affairs Division''.
0
b. In paragraph (b), remove the reference ``Sec. 221.175'' and add, in
its place, the reference ``Sec. 221.105''.
PART 204--DATA TO SUPPORT FITNESS DETERMINATIONS
0
9. The authority citation for part 204 continues to read as follows:
Authority: 49 U.S.C. Chapters 401, 411, and 417.
0
10. In Sec. 204.2, paragraphs (b) and (e) are revised to read as
follows:
Sec. 204.2 Definitions.
* * * * *
(b) Certificate authority means authority to provide air
transportation granted by the Secretary of Transportation in the form
of a certificate of public convenience and necessity under 49 U.S.C.
41102 or an all-cargo air transportation certificate to perform all-
cargo air transportation under 49 U.S.C. 41103. Certificated carriers
are those that hold certificate authority, including those carriers
operating by law under the regulatory provisions under the Department's
predecessor.
* * * * *
(e) Eligible place means a place in the United States that meets
the specified criteria outlined in Chapter 417 of 49 U.S.C.
* * * * *
Sec. 204.4 [REMOVED AND RESERVED]
0
11. Section 204.4 is removed and reserved.
Sec. 204.5 [Amended]
0
12. Amend Sec. 204.5 as follows:
0
a. In Sec. 204.5, in paragraph (c), at the end of the sentence, remove
the words ``Washington, DC 20590, or by electronic submission at https://dms.dot.gov.'' and add, in their place, the words ``1200 New Jersey
Avenue SE, Washington, DC 20590, or by electronic submission at https://www.regulations.gov.''
0
b. In Sec. 204.5, in paragraph (d), at the end of the sentence, remove
the words
[[Page 21689]]
``Washington, DC 20590.'' and add, in their place, the words ``1200 New
Jersey Avenue SE, Washington, DC 20590.''
Sec. 204.7 [Amended]
0
13. In Sec. 204.7, in paragraph (b), in the second sentence, remove
the words ``Documentary Services Division, Department of
Transportation'' and add, in their place, the words ``Docket Operations
Office, U.S. Department of Transportation.''
PART 205--AIRCRAFT ACCIDENT LIABILITY INSURANCE
0
14. The authority citation for part 205 continues to read as follows:
Authority: 49 U.S.C. Chapters 401, 411, 413, and 417.
Sec. 205.4 [Amended]
0
15. In Sec. 205.4, in paragraph (a), remove the reference ``https://ostpxweb.dot.gov'' and add, in its place, ``https://
www.transportation.gov/policy/aviation-policy/licensing/US-carriers''.
Sec. 205.6 [Amended]
0
16. In Sec. 205.6, revise the section heading and paragraph (b)(2) to
read as follows:
Sec. 205.6 Prohibited exclusion of coverage.
* * * * *
(b) * * *
(2) Liability assumed by the carrier under an agreement to raise
the liability limitations of the Warsaw Convention by signing a
counterpart to an agreement of carriers (such as the Montreal
Agreement, 18900, signed May 13, 1966, agreeing to a limit on the
carrier's liability for injury or death of passengers of $75,000 per
passenger), or any amendment to such agreement that may be approved by
the Department and to which the carrier becomes a party.
PART 207--[REMOVED]
0
17. Part 207 is removed.
PART 208--[REMOVED]
0
18. Part 208 is removed.
PART 211--APPLICATIONS FOR PERMITS TO FOREIGN AIR CARRIERS
0
19. The authority citation for part 211 continues to read as follows:
Authority: 49 U.S.C. 40101, 40102, 41101, 41301, and 41703.
Sec. 211.2 [Amended]
0
20. In Sec. 211.2, paragraph (b), remove the words ``subpart F'' and
add, in their place, the words ``subpart E''.
Sec. 211.20 [Amended]
0
21. In Sec. 211.20, in paragraph (c)(2)(i), at the end of the
sentence, remove the colon and add, in its place, a semicolon.
Sec. 211.31 [Amended]
0
22. In Sec. 211.31, in paragraph (d), at the end of the sentence,
remove the word ``required.'' and add, in its place, the words
``required; and''.
Sec. 211.32 [Amended]
0
23. In Sec. 211.32, remove the words ``section 801(a) of the Federal
Aviation Act'' and add, in their place, the words ``49 U.S.C. 41307''.
PART 212--CHARTER RULES FOR U.S. AND FOREIGN DIRECT AIR CARRIERS
0
24. The authority citation for part 212 continues to read as follows:
Authority: 49 U.S.C. 40101, 40102, 40109, 40113, 41101, 41103,
41702, 41708, 41712, and 46101.
Sec. 212.3 [Amended]
0
25. In Sec. 212.3, paragraph (c)(i) is redesignated as
``paragraph(c)(1)''.
Sec. 212.10 [Amended]
0
26. In Sec. 212.10, in paragraph (e)(1), in the first sentence, remove
the words ``part in interest'' and add, in their place, the word
``person''.
Sec. 212.11 [Amended]
0
27. In Sec. 212.11, in paragraph (b)(1), remove the words ``authority
sought to covered'' and add, in their place, the words ``authority
sought is covered''.
PART 214--TERMS, CONDITIONS, AND LIMITATIONS OF FOREIGN AIR CARRIER
PERMITS AUTHORIZING CHARTER TRANSPORTATION ONLY
0
28. Part 214 is amended by adding an authority citation to read as
follows:
Authority: 49 U.S.C. 40101, 40102, 40109, 40113, 41504, 41708,
41712, and 46101.
PART 215--USE AND CHANGE OF NAMES OF AIR CARRIERS, FOREIGN AIR
CARRIERS AND COMMUTER AIR CARRIERS
0
29. The authority citation for part 215 continues to read as follows:
Authority: 49 U.S.C. Chapters 401, 411, 413, 417.
0
30. Section 215.1 is revised to read as follows:
Sec. 215.1 Applicability.
This part applies to all certificated air carriers, commuter air
carriers, and foreign direct air carriers and to initial and amended
applications for authority, applications for certificate or permit
transfers or reissuances, and registration of business names.
Sec. 215.4 [Amended]
0
31. In Sec. 215.4:
0
a. In paragraph (a), in the last sentence, remove the words ``Licensing
Division'' and add, in their place, the words ``Foreign Air Carrier
Licensing Division''.
0
b. In paragraph (b), remove the words ``Docket 17325.'' and add, in
their place, the words ``Docket DOT-OST-1995-236.''
PART 216--COMMINGLING OF BLIND SECTOR TRAFFIC BY FOREIGN AIR
CARRIERS
0
32. The authority citation for part 216 continues to read as follows:
Authority: 49 U.S.C. Chapters 401, 413, and 417.
0
33. Throughout part 216, remove the words ``Board'' and ``Board's''
wherever they appear, and add, in their place, the words ``Department''
and ``Department's''.
Sec. 216.1 [Amended]
0
34. In Sec. 216.1, in paragraph (a), remove the word ``Act'' from the
list of definitions; in paragraph (b), remove the words ``section 101
of the Act'' and add, in their place, the words ``49.U.S.C. 40102''.
Sec. 216.3 [Amended]
0
35. In Sec. 216.3, remove the words ``section 402 of the Act'' and
add, in their place, the words ``49 U.S.C. 41301''.
Sec. 216.4 [Amended]
0
36. In Sec. 216.4, in paragraph (a), remove the words ``Director,
Bureau of International Aviation.'' and add, in their place, the words
``Director, Office of International Aviation.''
PART 217--REPORTING TRAFFIC STATISTICS BY FOREIGN AIR CARRIERS IN
CIVILIAN SCHEDULED, CHARTER, AND NONSCHEDULED SERVICES
0
37. The authority citation for part 217 is revised to read as follows:
Authority: 49 U.S.C. 329, 41102, 41301, 41708, and 41709.
Sec. 217.10 [Amended]
0
38. In the Appendix to Section 217.10, remove paragraphs (a)(5),
(a)(6), and (a)(7).
Sec. 217.11 [Amended]
0
39. In Sec. 217.11, paragraph (b), remove the words ``subject to a
maximum fine of $10,000 or imprisonment for not more than 5 years, or
both,''.
[[Page 21690]]
PART 218--LEASE BY FOREIGN AIR CARRIER OR OTHER FOREIGN PERSON OF
AIRCRAFT WITH CREW
0
40. The authority citation for part 218 is revised to read as follows:
Authority: 49 U.S.C. 40113, and 41301.
Sec. 218.2 [Amended]
0
41. In Sec. 218.2, remove the words ``section 402 of the Act'' and
add, in their place, the words ``49 U.S.C. 41301''.
Sec. 218.3 [Amended]
0
42. Amend Sec. 218.3 as follows:
0
(a) In paragraph (a)(1), remove the words ``section 402 of the Act''
and add, in their place, the words ``section 41301 of 49 U.S.C.''.
0
(b) In paragraph (a)(2), remove the words ``section 416 of the Act''
and add, in their place, the words ``section 40109 of 49 U.S.C.''.
0
(c) In paragraphs (a)(2) and (a)(3), remove the word ``Board'' and add,
in its place, the word ``Department''.
Sec. 218.5 [Amended]
0
43. In Sec. 218.5, remove the word ``Board'' each place it appears,
and add, in its place, the word ``Department''.
Sec. 218.6 [Amended]
0
44. In Sec. 218.6, remove the word ``Board'' and add, in its place,
the word ``Department''.
PART 221--TARIFFS
0
45. The authority citation for part 221 continues to read as follows:
Authority: 49 U.S.C. 40101, 40109, 40113, 46101, 46102, chapter
411, chapter 413, chapter 415 and chapter 417, subchapter I.
0
46. Sec. 221.105 is revised to read as follows:
Sec. 221.105 Special notice of limited liability under international
treaty.
(a)(1) In addition to the other requirements of this subpart, each
air carrier and foreign air carrier which, to any extent, avails itself
of the limitation on liability to passengers provided by an
international treaty, shall, at the time of delivery of the ticket,
furnish to each passenger whose transportation is governed by the
international treaty and whose place of departure or place of
destination is in the United States, the following statement in
writing:
Advice to International Passengers on Limitations of Liability
Passengers embarking upon a journey involving an ultimate
destination or a stop in a country other than the country of
departure are advised that the provisions of an international treaty
(the Warsaw Convention, the 1999 Montreal Convention, or other
treaty), as well as a carrier's own contract of carriage or tariff
provisions, may be applicable to their entire journey, including any
portion entirely within the countries of departure and destination.
The applicable treaty governs and may limit the liability of
carriers to passengers for death or personal injury, destruction or
loss of, or damage to, baggage, and for delay of passengers and
baggage.
Additional protection can usually be obtained by purchasing
insurance from a private company. Such insurance is not affected by
any limitation of the carrier's liability under an international
treaty. For further information please consult your airline or
insurance company representative.
(2) The statement prescribed herein shall be printed or displayed
in type at least as large as 10-point modern type and in ink
contrasting with the stock on:
(i) Each ticket, including electronic tickets;
(ii) A piece of paper either placed in the ticket envelope with the
ticket or attached to the ticket; or
(iii) The ticket envelope.
(3) When a carrier is a signatory of a Department-approved
intercarrier agreement implementing an international treaty, and such
agreement contains specific text a carrier may use as a notice to
international passengers regarding carrier liability, the carrier may
substitute the exact text contained in the intercarrier agreement in
lieu of the required text of the notice quoted in paragraph (a)(1) of
this section.
(b) By December 31, 2019, each air carrier and foreign air carrier
which, to any extent, avails itself of the limitation on liability to
passengers provided by an international treaty, shall also cause to be
displayed continuously in a conspicuous public place at each desk,
station, and position in the United States which is in the charge of a
person employed exclusively by it or by it jointly with another person,
or by any agent employed by such air carrier or foreign air carrier to
sell tickets to passengers whose transportation may be governed by an
international treaty and whose place of departure or destination may be
in the United States, a sign which shall have printed thereon the
statement prescribed in paragraph (a)(1) of this section.
(c) It shall be the responsibility of each carrier to insure that
travel agents authorized to sell air transportation for such carrier
comply with the notice provisions of paragraphs (a) and (b) of this
section.
(d) Any air carrier or foreign air carrier subject to the
provisions of this section which wishes to use a notice of limited
liability of its own wording, but containing the substance of the
language prescribed in paragraphs (a) and (b) of this section, may
substitute a notice of its own wording upon approval by the Department.
(e) The requirements as to time and method of delivery of the
notice (including the size of type) specified in paragraphs (a) and (b)
of this section and the requirement with respect to travel agents
specified in paragraph (c) of this section may be waived by the
Department upon application and showing by the carrier that special and
unusual circumstances render the enforcement of the regulations
impractical and unduly burdensome and that adequate alternative means
of giving notice are employed.
(f) Applications for relief under paragraphs (d) and (e) of this
section shall be filed with the Department's Office of International
Aviation not later than 15 days before the date on which such relief is
requested to become effective.
(g) Notwithstanding any other provisions of this section, no air
taxi operator subject to part 298 of this subchapter shall be required
to give the notices prescribed in this section, either in its capacity
as an air carrier or in its capacity as an agent for an air carrier or
foreign air carrier.
Sec. 221.106 [REMOVED AND RESERVED]
0
47. Sec. 221.106 is removed and reserved.
PART 222--INTERMODAL CARGO SERVICES BY FOREIGN AIR CARRIERS
0
48. The authority citation for part 222 is revised to read as follows:
Authority: 49 U.S.C. 40113 and 41301.
Sec. 222.2 [Amended]
0
49. In Sec. 222.2, in paragraphs (a) and (d), remove the word
``Board'' each place it appears, and add, in its place, the word
``Department''.
0
50. In Sec. 222.3, paragraphs (a) and (b) are revised to read as
follows:
Sec. 222.3 Application for Statement of Authorization.
(a) Application for a Statement of Authorization shall be filed
with the Department's Foreign Air Carrier Licensing Division, Office of
International Aviation, in duplicate, on OST Form 4500. In most cases,
the Department will act upon applications for Statements of
Authorization within 60 days.
(b) Persons objecting to an application for a Statement of
Authorization shall file their objections with the Foreign Air Carrier
Licensing Division, Office of International Aviation, within 28 days
[[Page 21691]]
of the filing date of the application. The Department will list the
names and nationalities of all persons applying for Statements of
Authorization in its Weekly Summary of Filings.
* * * * *
Sec. 222.4 [Amended]
0
51. In Sec. 222.4, in paragraphs (a), remove the word ``Board'' and
add, in its place, the word ``Department''; in paragraph (a)(1) remove
the words ``CAB Form 222'' and add, in their place, the words ``OST
Form 4500'', and remove the words ``Form 222'' and add, in their place,
the words ``Form 4500''; in paragraph (b), remove the word ``Board's''
and add, in its place, the word ``Department's''.
Sec. 222.5 [Amended]
0
52. In Sec. 222.5, remove the word ``Board'' each place it appears,
and add, in its place, the word ``Department''.
PART 222--APPENDIX [REMOVED]
0
53. Appendix A to Part 222-CAB Form 222 is removed.
PART 223--FREE AND REDUCED-RATE TRANSPORTATION
0
54. The authority citation for part 223 is revised to read as follows:
Authority: 49 U.S.C. 40113, 40114, and 41711.
0
55. Section 223.1 is revised to read as follows:
Sec. 223.1 Definitions.
As used in this part, unless the context otherwise requires:
An affiliate of a carrier means a person:
(a) Who controls that carrier, or is controlled by that carrier or
by another person who controls or is controlled by that carrier; and
(b) Whose principal business in purpose or in fact is:
(1) The holding of stock in one or more carriers;
(2) Transportation by air or the sale of tickets therefor;
(3) The operation of one or more airports, one or more of which are
used by that carrier or by another carrier who controls or is
controlled by that carrier or that is under common control with that
carrier by another person; or
(4) Activities related to the transportation by air conducted by
that carrier or by another carrier that controls or is controlled by
that carrier or which is under common control with that carrier by
another person.
Air carrier means the holder of a certificate of public convenience
and necessity issued by the Department under 49 U.S.C. 41102
authorizing the carriage of persons. This definition is applicable to a
holder of a certificate issued by the Civil Aeronautics Board before
its sunset in 1984.
Attendant means any person required by a passenger with a
disability in order to travel, whether or not that person's services
are required while the passenger with a disability is in an aircraft.
Carrier means:
(a) An air carrier;
(b) An all-cargo air carrier operating under 49 U.S.C. 41102,
41103.
(c) A foreign air carrier;
(d) An intrastate carrier;
(e) An air taxi (including a commuter air carrier) operating under
parts 294 or 298 of this chapter; and
(f) Any person operating as a common carrier by air, or in the
carriage of mail by air, or conducting transportation by air, in a
foreign country.
Delivery flight means a flight from a point in the United States
where a carrier has taken delivery of a newly manufactured aircraft to
any point or points on its route system.
Foreign air carrier means the holder of a permit issued by the
Department under 49 U.S.C. 41302 authorizing the carriage of persons.
This definition is applicable to a holder of a certificate issued by
the Civil Aeronautics Board before its sunset in 1984.
Free transportation means the carriage by an air carrier or foreign
air carrier of any person or property (other than property owned by
that carrier) in air transportation without compensation therefore.
Inaugural flight means a flight on an aircraft type being
introduced by a carrier for the first time on a route, even if that
aircraft type has been used by that carrier on other routes or on that
route by other carriers.
Passenger with a disability means any person who has a physical or
mental impairment (other than drug addiction or alcoholism), that
substantially limits one or more major life activities.
Pass means a written authorization, other than actual ticket stock,
issued by a carrier for free or reduced-rate transportation of persons
or property.
Reduced-rate transportation means the carriage by an air carrier or
foreign air carrier of any person or property (other than property
owned by such carrier) in air transportation for a compensation less
than that specified in the tariffs of that carrier on file with the
Department and otherwise applicable to such carriage.
Retired means:
(a) With respect to carrier directors, officers, and employees,
persons receiving retirement benefits from any carrier;
(b) With respect to the general public, persons not regularly
working at a full-time paying job, and not intending to do so in the
future.
Sec. 223.2 [Amended]
0
56. In Sec. 223.2, in paragraph (a), remove the words ``section 401 of
the Act'' and add, in their place, the words ``section 41102 of 49
U.S.C.''.
Sec. 223.6 [Amended]
0
57. In Sec. 223.6, in paragraph (c), remove the word ``Board'' and
add, in its place, the word ``Department''.
Sec. 223.21 [Amended]
0
58. In Sec. 223.21, in paragraph (a), remove the words ``section
403(b) of the Act'' and add, in their place, the words ``section 41511
of 49 U.S.C.''.
Sec. 223.22 [Amended]
0
59. In Sec. 223.22, in the introductory text, remove the words
``sections 403 and 404(b) of the Act'' and add, in their place, the
words ``sections 41510 and 41310(b) of 49 U.S.C.''; in paragraphs (b)
and (b)(1), remove the word ``Board'' and add, in its place, the word
``Department''.
Sec. 223.23 [Amended]
0
60. In Sec. 223.23, in paragraph (a) remove the word ``Board'' and
add, in its place, the word ``Department''.
Sec. 223.25 [Amended]
0
61. Sec. 223.25, in paragraph (c), remove the word ``Board'' and add,
in its place, the word ``Department''.
PART 232 [REMOVED]
0
62. Part 232 is removed.
PART 234--AIRLINE SERVICE QUALITY PERFORMANCE REPORTS
0
63. The authority citation for part 234 is revised to read as follows:
Authority: 49 U.S.C. 329, 41708, and 41709.
PART 240--INSPECTION OF ACCOUNTS AND PROPERTY
0
64. The authority citation for part 240 is added to read as follows:
Authority: 49 U.S.C. 40113, 40114, 41711, 41708, and 41709.
0
65. Section 240.1 is revised to read as follows:
Sec. 240.1 Interpretation.
(a) In the exercise of the authority granted by 49 U.S.C. 41709,
the authority of any special agent or auditor to inspect and examine
lands, buildings,
[[Page 21692]]
equipment, accounts, records, memorandums, papers or correspondence
shall include the authority to make such notes and copies thereof as he
or she deems appropriate.
(b) The term ``special agent'' and ``auditor'' are construed to
mean any employee of the Office of Aviation Enforcement and Proceedings
and any other employee of the Department specifically designated by it
or by the Director, Office of Security.
(c) The issuance in the form set forth below of an identification
card and credentials to any such employee shall be construed to be an
order and direction of the Department to such individual to inspect and
examine lands, buildings, equipment, accounts, records, and memorandums
in accordance with the authority conferred on the Department by 49
U.S.C. Subtitle VII.
THE UNITED STATES OF AMERICA, DEPARTMENT OF TRANSPORTATION, OFFICE OF
THE SECRETARY OF TRANSPORTATION
[photo]
[number]
[expiration date]
IS APPOINTED
[title]
The bearer of this credential whose name and photograph appear
hereon is authorized to enter upon, to inspect, and examine lands,
buildings (including airport facilities), and equipment (including
aircraft) of air carriers and foreign air carriers, and to inspect and
copy records and papers of air carriers, foreign air carriers and
ticket agents, in performance of his/her duties under 49 U.S.C. 41709,
related acts, and regulations of the Department.
BY DIRECTION OF THE SECRETARY
Sec. 240.2 [Amended]
0
66. In Sec. 240.2, remove the word ``Board'' and add, in its place,
the word ``Department''; remove the word ``him'' and add, in its place,
the words ``him or her''; remove the word ``he'' and add, in its place,
the words ``he or she''.
PART 241--UNIFORM SYSTEM OF ACCOUNTS AND REPORTS FOR LARGE
CERTIFICATED AIR CARRIERS
0
67. The authority citation for part 241 is revised to read as follows:
Authority: 49 U.S.C. 329, 41101, 41708, and 41709.
Section 01 [Removed and Reserved]
0
68. In part 241, section 01 is removed and reserved.
0
69. In part 241, Section 03, remove the definition ``Act'' from where
it appears in the section; the definitions for ``Air transportation,
charter'' and ``Route, certificated'' are revised to read as follows:
Section 03 Definitions for Purposes of This System of Accounts and
Reports
* * * * *
Air transportation, charter. Air transportation authorized pursuant
to 49 U.S.C. 41102.
* * * * *
Route, certificated. The route(s) over which an air carrier is
authorized to provide air transportation by a Certificate of Public
Convenience and Necessity issued by the Department of Transportation
pursuant to 49 U.S.C. 41102. This definition is applicable to an air
carrier issued a Certificate of Public Convenience by the Civil
Aeronautics Board before its sunset in 1984.
* * * * *
Section 04 [AMENDED]
0
70. In part 241, Section 04, in paragraph (b), in the third sentence,
remove the words ``The Office of Airline Statistics'' and add, in their
place, ``The Office of Airline Information''.
Section 12 [AMENDED]
0
71. In part 241, Section 12-77, in the last sentence of paragraph (b),
remove the words ``, in the absence of such action by the Civil
Aeronautics Board,''.
Section 19 [AMENDED]
0
72. In part 241, Sec. 19-6(b)(2), in the first sentence, remove the
words ``Department under Title IV of the Federal Aviation Act of 1958,
as amended,'' and add, in their place, the words ``Department under 49
U.S.C. Subtitle VII,''.
0
73. In part 241, Sec. 19-7(a), in the last sentence, remove the word
``K-25'' and add, in its place, the word ``RTS-42''.
0
74. In Appendix A to part 241 Sec. 19-7, subsection I.B. Narrative
Description, in the first paragraph, remove the last sentence and add,
in its place, the sentence ``The authority for these instructions is
found in 14 CFR part 241, section 19-7.''
Section 21 [AMENDED]
0
75. In part 241, Section 21(a), remove the words ``subject to the
Federal Aviation Act of 1958, as amended,''; remove the words ``Civil
Aeronautics Board'' and add, in their place, the word ``BTS''.
Section 22 [AMENDED]
0
76. In part 241, Section 22, General Reporting Instructions, in the
List of Schedules in the BTS Form 41 Report, for Schedule No. P-2, in
the title, remove the word ``RSPA'' and add, in its place, the word
``BTS''; in paragraphs (c) and (j), remove the word ``Board'' each
place it appears, and add, in its place, the word ``BTS''.
Section 24 [AMENDED]
0
77. In part 241, Section 24, Schedule P-5.1, in paragraph (e), in the
fourth sentence, remove the words ``Board's Information Management
Division'' and add, in their place, the words ``Office of Airline
Information, RTS-42''.
PART 243--PASSENGER MANIFEST INFORMATION
0
78. The authority citation for part 243 continues to read as follows:
Authority: 49 U.S.C. 40101, 40101nt., 40105, 40113, 40114,
41708, 41709, 41711, 41501, 41702, 41712, 44909, 46301, 46310,
46316; section 203 of Pub. L. 101-604, 104 Stat. 3066 (22 U.S.C.
5501-5513), Title VII of Pub. L. 104-264, 110 Stat. 3213 (22 U.S.C.
5501-5513) and Pub. L. 105-148, 111 Stat. 2681 (49 U.S.C. 41313).
Sec. 243.11 [Amended]
0
79. In Sec. 243.11, in paragraph (c), remove the words ``Family
Support Services'' and add, in their place, the words ``Transportation
Disaster Assistance''.
Sec. 243.13 [Amended]
0
80. In Sec. 243.13, in paragraph (c), remove the words ``Dockets
Facility (SVC-121.30)'' and add, in their place, the words ``Dockets
Management Facility (M-90)''; also remove the words ``by July 1, 1998,
or, for covered airlines beginning operations after July 1, 1998,''..
PART 247--DIRECT AIRPORT-TO-AIRPORT MILEAGE RECORDS
0
81. The authority citation for part 247 continues to read as follows:
Authority: 49 U.S.C. chapter 401.
Sec. 247.1 [Amended]
0
82. In Sec. 247.1, remove the words ``Titles IV and X of the Federal
Aviation Act of 1958, as amended'' and add, in their place, the words
``Subtitle VII of Title 49 of the United States Code
(Transportation)''.
PART 248--SUBMISSION OF AUDIT REPORTS
0
83. The authority citation for part 248 is revised to read as follows:
Authority: 49 U.S.C. 329, 41102, 41708, and 41709.
[[Page 21693]]
Sec. 248.2 [Amended]
0
84. In Sec. 248.2, in paragraph (b), remove the words ``Board's Office
of the Comptroller'' and add, in their place, the words ``BTS' Office
of Airline Information''.
PART 249--PRESERVATION OF AIR CARRIER RECORDS
0
85. The authority citation for part 249 continues to read as follows:
Authority: 49 U.S.C. 329 and chapters 401, 411, 413, and 417.
Sec. 249.7 [Amended]
0
86. In Sec. 249.7, in paragraph (b), remove the word ``Board'' and
add, in its place, the word ``Department''.
PART 253--NOTICE OF TERMS OF CONTRACT OF CARRIAGE
0
87. The authority citation for part 253 is revised to read as follows:
Authority: 49 U.S.C. 40113, 40114, 41501, 41504, 41506, 41509,
41510, 41511, 41702, and 41711.
Sec. 253.7 [Amended]
0
88. In Sec. 253.7, remove the reference ``Sec. 399.87'' and add, in
its place, the reference ``Sec. 399.88''.
PART 257--DISCLOSURE OF CODE-SHARING ARRANGEMENTS AND LONG-TERM WET
LEASES
0
89. The authority citation for part 257 continues to read as follows:
Authority: 49 U.S.C. 40113(a), and 41712.
Sec. 257.3 [Amended]
0
90. In Sec. 257.3, remove the word ``(g)''; remove the reference ``49
U.S.C. 40102(40)'' and add, in its place, the reference ``49 U.S.C.
40102(45)''; the definition of ``Designator code'' is revised to read
as follows:
Sec. 257.3 Definitions
* * * * *
Designator code means the airline designations originally allotted,
administered, and prescribed by the Department of Transportation (DOT),
by operation of law, pursuant to 49 U.S.C. Subtitle VII or its
predecessor's statutory provisions still in effect by law.
* * * * *
PART 258--DISCLOSURE OF CHANGE-OF-GAUGE SERVICES
0
91. The authority citation for part 258 continues to read as follows:
Authority: 49 U.S.C. 40113(a) and 41712.
Sec. 258.3 [Amended]
0
92. In Sec. 258.3, in paragraph (d), at the end of the sentence,
delete the reference ``40102(40)'' and add, in its place, the reference
``40102(a)(45)''.
PART 271--GUIDELINES FOR SUBSIDIZING AIR CARRIERS PROVIDING
ESSENTIAL AIR TRANSPORTATION
0
93. The authority citation for part 271 continues to read as follows:
Authority: 49 U.S.C. Chapters 401 and 417.
0
94. In Sec. 271.2, in the Definitions, the term ``Eligible place'' is
revised to read as follows:
Sec. 271.2 [Amended]
* * * * *
Eligible place means a place in the United States that meets the
specified criteria outlined in Chapter 417 of 49 U.S.C.
* * * * *
PART 272 [REMOVED AND RESERVED]
0
95. Part 272 is removed and reserved.
PART 291--CARGO OPERATIONS IN INTERSTATE AIR TRANSPORTATION
0
96. The authority citation for part 291 is revised to read as follows:
Authority: 49 U.S.C. 329, 41103, 41708, and 41709.
Sec. 291.45 [Amended]
0
97. In Sec. 291.45, in the Appendix to 291.45, paragraph (c), remove
the organizational code ``K-14'' and add, in its place ``RTS-42''.
Sec. 291.60 [Amended]
0
98. In Sec. 291.60, in paragraph (b)(2), in the first sentence, remove
the words ``Title IV of the Federal Aviation Act of 1958, as amended''
and add, in their place, the words ``Subtitle VII of Title 49 of the
United States Code (Transportation)''.
PART 294--CANADIAN CHARTER AIR TAXI OPERATORS
0
99. The authority citation for part 294 continues to read as follows:
Authority: 49 U.S.C. Chapters 401 and 417.
0
100. Throughout part 294, remove the words ``Special Authorities
Division'' and add, in their place, the words ``U.S. Air Carrier
Licensing/Special Authorities Division''.
Sec. 294.10 [Amended]
0
101. In Sec. 294.10, add a period at the end of paragraph (d).
Sec. 294.30 [Amended]
0
102. In Sec. 294.30, in paragraph (c), in the first sentence, remove
the words ``exemption under section 41701'' and add, in their place,
the words ``exemption under 49 U.S.C. 40109''.
PART 296--INDIRECT AIR TRANSPORTATION OF PROPERTY
0
103. The authority citation for part 296 continues to read as follows
Authority: 49 U.S.C. Chapters 401 and 417.
Sec. 296.3 [Amended]
0
104. In Sec. 296.3, at the end of the paragraph, remove the words
``the Civil Aeronautics Board'' and add, in their place, the words
``its predecessor to the extent that those actions, by law, are still
in effect''.
PART 297--FOREIGN AIR FREIGHT FORWARDERS AND FOREIGN COOPERATIVE
SHIPPERS ASSOCIATIONS
0
105. The authority citation for part 297 continues to read as follows:
Authority: 49 U.S.C. Chapters 401 and 417.
0
106. Throughout part 297, remove the words ``Aviation Analysis'' and
add, in their place, the words ``International Aviation''.
0
107. Throughout part 297, remove the words ``Special Authorities
Division'' and add, in their place, the words ``U.S. Air Carrier
Licensing/Special Authorities Division''.
Sec. 297.3 [Amended]
0
108. In Sec. 297.3, in paragraph (b), remove the words ``bona fide
asociation'' and add, in their place, the words ``bona fide
association''.
PART 298--EXEMPTIONS FOR AIR TAXI AND COMMUTER AIR CARRIER
OPERATIONS
0
109. The authority citation for part 298 is revised to read as follows:
Authority: 49 U.S.C. 329, 41102, 41708, and 41709.
0
110. In Sec. 298.2, in the list of definitions, the term ``Eligible
place'' is revised to read as follows:
Sec. 298.2 Definitions.
* * * * *
Eligible place means a place in the United States that meets the
specified criteria outlined in Chapter 417 of 49 U.S.C.
* * * * *
Sec. 298.21 [Amended]
0
111. In Sec. 298.21:
[[Page 21694]]
0
a. In paragraph (a), remove the words ``Program Management Branch'' and
add, in their place, the words ``Technical Programs Branch''.
0
b. In paragraph (c)(1), remove the words ``Program Management Branch,
Federal Aviation Administration, AFS-260, or on the World Wide Web at
https://www.faa.gov/avr/afs/afs200/afs260/Part298.cfm'' and add, in
their place, the words ``Technical Programs Branch, Federal Aviation
Administration, AFS-260 at (202) 267-8166, or on the internet at
https://www.faa.gov/about/office_org/headquarters_offices/avs/offices/
afx/afs/afs200/afs260/exemptions/''.
0
c. In paragraph (d), in the first sentence, remove the words ``Program
Management Branch (AFS-260), 800 Independence Avenue SW, Washington, DC
20591'' and add, in their place, the words ``Technical Programs Branch
(AFS-260), 800 Independence Avenue SW, Room 831, Washington, DC
20591''.
Sec. 298.23 [Amended]
0
112. In Sec. 298.23, in paragraph (b), in the first sentence, remove
the words ``Program Management Branch (AFS-260), 800 Independence
Avenue SW, Washington, DC 20591'' and add, in their place, the words
``Technical Programs Branch (AFS-260), 800 Independence Avenue SW, Room
831, Washington, DC 20591''; in the second sentence, remove the words
``Alaskan Region Headquarters (AAL-230), 222 West 7th Avenue, Box 14,
Anchorage, Alaska 99513'' and add, in their place, the words ``Alaskan
Region Headquarters Technical Standards Branch, (AAL-231), 222 West 7th
Avenue, Box 14, Anchorage, Alaska 99513''.
Sec. 298.50 [Amended]
0
113. In Sec. 298.50, in paragraph (a)(3), remove the words ``A $670
filing fee in the form of a check, draft, or postal money order payable
to the Department of Transportation'' and add, in their place, the
words ``A $670 filing fee submitted in accordance with the provisions
of Sec. 389.21''; in paragraph (b), remove the words ``Department of
Transportation Dockets,'' and add, in their place, the words ``Docket
Operations Office, U.S. Department of Transportation,''.
0
114. In Sec. 298.60, revise paragraph (a) to read as follows:
Sec. 298.60 General reporting instruction.
(a) Each commuter air carrier and each small certificated air
carrier shall file with the Department's Bureau of Transportation
Statistics (BTS) the applicable schedules of BTS Form 298-C, ``A Report
of Financial and Operating Statistics for Small Aircraft Operators'',
and Schedule T-100, ``U.S. Air Carrier Traffic and Capacity Data by
Nonstop Segment and On-Flight Market'', as required by this section.
* * * * *
Sec. 298.61 [Amended]
0
115. In Sec. 298.61 paragraph (a), remove the words ``AU.S. Air
Carrier Traffic and Capacity Data by Nonstop Segment and On-Flight
Market.'' '', and add, in their place, the words `` ``U.S. Air Carrier
Traffic and Capacity Data by Nonstop Segment and On-Flight Market.''
''; in paragraph (b), remove the words ``Schedule T-100 shall be filed
monthly as set forth in ``298.60.'', and add, in their place, the words
`` ``Schedule T-100 shall be filed monthly as set forth in Sec.
298.60'' ''; and in paragraph (e)(2), remove the organizational code
``K-14'' and add, in its place ``RTS-42''.
Sec. 298.70 [Amended]
0
116. In Sec. 298.70, in paragraph (d)(2), remove the words ``Title IV
of the Federal Aviation Act of 1958, as amended'' and add, in their
place, the words ``Subtitle VII of Title 49 of the United States Code
(Transportation)''.
PART 300--RULES OF CONDUCT IN DOT PROCEEDINGS UNDER THIS CHAPTER
0
117. The authority citation for part 300 continues to read as follows:
Authority: 49 U.S.C. subtitle I and chapters 401, 411, 413,
415, 417, 419, 421, 449, 461, 463, and 465.
Sec. Sec. 300.0a, 300.8, 300.9, 300.10, 300.10a, 300.11, 300.12,
300.13, 300.14, and 300.16 [REMOVED]
Sec. Sec. 300.17 through 300.20 [REDESIGNATED AS Sec. Sec. 300.9
through 300.12]
0
118. Remove Sec. Sec. 300.0a, 300.8, 300.9, 300.10, 300.10a, 300.11,
300.12, 300.13, 300.14, and 300.16 and redesignate Sec. Sec. 300.17
through 300.20 as Sec. Sec. 300.9 through 300.12, respectively.
Sec. 300.3 [Amended]
0
119. In Sec. 300.3:
0
a. In paragraph (b)(1), remove the word ``(DMS)'' and add, in its
place, the words ``(https://www.regulations.gov)''; also remove the
words ``and Media Management.''
0
b. In paragraph (b)(3), remove the words ``https://dms.dot.gov'' and
add, in their place, the words ``www.regulations.gov''.
0
c. In paragraph (c)(1), remove the words ``and Media Management.''
Sec. 300.4 [Amended]
0
120. In Sec. 300.4, in paragraph (c), remove the reference ``paragraph
(a)'', and, in its place, add the reference ``paragraph (b)''; revise
paragraph (d) to read as follows:
Sec. 300.4 Separation of functions in hearing cases.
* * * * *
(d) In enforcement cases, the Office of the Assistant General
Counsel for Aviation Enforcement and Proceedings, under the supervision
of the career Deputy General Counsel and the General Counsel, will
conduct all enforcement proceedings and related investigative
functions, while the non-career Deputy General Counsel will advise the
DOT decisionmaker in the course of the decisional process. The Office
of the Assistant General Counsel for Aviation Enforcement and
Proceedings will report to the career Deputy General Counsel and the
General Counsel. To ensure the independence of these functions, this
Office and the General Counsel, for the purpose of this section, shall
be considered an ``office'' as that term is used in paragraph (b),
separate from the non-career Deputy General Counsel and the rest of the
Office of the General Counsel.
Sec. 300.8 [Removed and Reserved]
0
121. Remove and reserve Sec. 300.8.
Sec. 300.15 [REDESIGNATED AS Sec. 300.8 AND AMENDED]
0
122. Redesignate Sec. 300.15 as Sec. 300.8; remove the word ``(a)'';
and remove paragraph (b) from the newly redesignated Sec. 300.8.
PART 302--RULES OF PRACTICE IN PROCEEDINGS
0
123. The authority citation for part 302 is revised to read as follows:
Authority: 39 U.S.C. 5402; 42 U.S.C. 4321, 49 U.S.C. Subtitle I
and Chapters 401, 411, 413, 415, 417, 419, 461, 463, and 471.
Sec. 302.3 [Amended]
0
124. In Sec. 302.3:
0
a. In paragraph (a)(1), in the second sentence, remove the words ``the
DOT Dockets Management System (DMS) internet website'' and add, in
their place, the words ``https://www.regulations.gov''.
0
b. In paragraph (c), in the third sentence, remove the words ``the
specified DOT DMS internet website'' and add, in their place, the words
``https://www.regulations.gov''.
0
c. In paragraph (d)(1)(ii), in the first sentence, remove the words
``the DOT DMS internet website'' and add, in their
[[Page 21695]]
place, the words ``https://www.regulations.gov''.
Sec. 302.4 [Amended]
0
125. In Sec. 302.4, remove the words ``the DOT DMS internet website''
each place they appear, and add, in their place, the words ``https://www.regulations.gov''.
Sec. 302.7 [Amended]
0
126. In Sec. 302.7, remove the word ``Sec. 302.4(a)(2)(iv)'' each
place it appears, and add, in its place, the word ``Sec.
302.4(a)(2)(i)(D)''.
0
127. In Sec. 302.24, paragraphs (g)(1)(iii) through (vi),
(g)(1)(viii), (g)(1)(ix), (g)(1)(xiv) through (xx), and (g)(2) and (3)
are revised to read as follows:
Sec. 302.24 Evidence.
* * * * *
(g) * * *
(1) * * *
(iii) Reports of Traffic and Financial Data of all U.S. Air
Carriers issued by the Department or by its predecessor.
(iv) Airline Traffic Surveys and Passenger Origin-Destination
Surveys, Domestic or International, compiled by the Department or its
predecessor and published and/or made available either to the public or
to parties in proceedings.
(v) Compilations of data relating to competition in the airline
industry and made available to the public by the Department or its
predecessor.
(vi) Passenger, mail, express, and freight data submitted to the
Department and its predecessor as part of ER-586 Service Segment Data
by U.S. carriers, or similar data submitted to the Department by U.S.
air carriers (T-100) or (T-100F) that are not confidential.
(vii) * * *
(viii) Service Mail Pay and Subsidy for U.S. Certificated Air
Carriers published by the Department or its predecessor, including any
supplemental data and subsequent issues published by the Department or
its predecessor.
* * * * *
(xii) Chart Supplements, issued by the FAA.
(xiii) * * *
(xiv) Monthly, quarterly and annual reports of the Immigration and
Naturalization Service, U.S. Department of Justice.
(xv) All forms and reports required by the U.S. Postal Service to
be filed by air carriers authorized to transport mail.
(xvi) All orders of the Postmaster General designating schedules
for the transportation of mail.
(xvii) Publications of the Bureau of the Census of the U.S.
Department of Commerce (DOC) relating, but not necessarily limited, to
population, manufacturing, business, statistics, and any yearbooks,
abstracts, or similar publications published by DOC.
(xviii) All Official Airline Guides, including the North American,
Worldwide, All-Cargo and quick reference editions, including electronic
versions.
(xix) Official Railways Guide and Russell's Official National Motor
Coach Guide.
(xx) The Rand McNally Commercial Atlas and Marketing Guide, and the
Rand McNally Road Atlas, United States, Canada, and Mexico.
(2) Any fact contained in a document belonging to a category
enumerated in paragraph (g)(1) of this section shall be deemed to have
been physically incorporated into and made part of the record in such
proceedings. However, such taking of official notice shall be subject
to the rights granted to any party or intervener to the proceeding
under section 7(d) of the Administrative Procedure Act (5 U.S.C.
557(d)).
(3) The decisions of the Department and its administrative law
judges may officially notice any appropriate matter without regard to
whether or not such items are contained in a document belonging to the
categories enumerated in paragraph (g)(1) of this section. However,
where the decision rests on official notice of a material fact or
facts, it will set forth such items with sufficient particularity to
advise interested persons of the matters that have been noticed.
* * * * *
0
128. Throughout Subpart D, remove the word ``Deputy'' wherever it
appears.
Sec. 302.401 [Amended]
0
129. In Sec. 302.401, remove the words ``Subtitle VII of''.
0
130. In Sec. 302.603, paragraph (b) is revised to read as follows:
Sec. 302.603 Contents of complaint or request for determination.
* * * * *
(b) All exhibits and briefs prepared on electronic spreadsheet or
word processing programs should be accompanied by standard-format
electronic media containing those submissions. Parties should submit
three copies the electronic media to Department of Transportation
Dockets Operations Office: One copy for the docket, one copy for the
Office of Hearings, and one copy for the Office of Aviation Analysis.
Filers should ensure that files on the electronic media are unalterably
locked.
PART 303-- REVIEW OF AIR CARRIER AGREEMENTS
0
131. The authority citation for part 303 continues to read as follows:
Authority: 49 U.S.C. chapters 401, 413, and 417.
0
132. The introductory text to Sec. 303.01 is revised to read as
follows:
Sec. 303.01 Purpose.
These regulations set forth the procedures by which applications
may be made to the Department of Transportation under 49 U.S.C. 41308
and 41309 and procedures governing proceedings to enforce these
provisions. These regulations and procedures supplement the rules
described in part 302 of this chapter, which also apply to the review
of air carrier agreements.
0
133. Section 303.02 is revised to read as follows:
Sec. 303.02 Definitions.
(a) The term Assistant Secretary means the Assistant Secretary for
Aviation and International Affairs, or as delegated. As provided in 49
CFR 1.21, the Secretary or Deputy Secretary may exercise any authority
in lieu of the Assistant Secretary under the provisions of this part.
(b) The term documents means (1) all written, recorded, transcribed
or graphic matter including letters, telegrams, memoranda, reports,
studies, forecasts, lists, directives, tabulations, logs, or minutes
and records of meetings, conferences, telephone or other conversations
or communications; and (2) all information contained in data processing
equipment or materials. The term does not include daily or weekly
statistical reports in whose place an annual or monthly summary is
submitted.
(c) The term hearing means either a show-cause proceeding as
provided in Sec. 303.44 of this part or a full evidentiary hearing as
provided in Sec. 303.45 of this part, whichever is determined by the
Assistant Secretary to be appropriate.
(d)-(g) [Reserved]
(h) The term Section 41309 transaction means any contract,
agreement or discussion of a cooperative working arrangement within the
scope of 49 U.S.C. 41309.
(i) [Reserved]
0
134. Section 303.3 is revised to read as follows:
Sec. 303.03 Requirement to file application.
A person who seeks approval of a section 41309 transaction must
file the application with the Docket Operations Office, M-30, U.S.
Department of Transportation, 1200 New Jersey
[[Page 21696]]
Avenue SE, Washington, DC 20590, or by electronic submission at https://www.regulations.gov. The application must conform to the requirements
set forth in Sec. Sec. 303.04 and 303.05 of this part.
0
135. Section 303.04(i) is revised to read as follows:
Sec. 303.04 General rules governing application content, procedure
and conditions of approval.
* * * * *
(i) The person submitting the application to the Department shall
send a complete copy of the application to the Chief, Transportation
Section, Antitrust Division of the Department of Justice, at the same
time as it is filed with the Docket Operations Office.
* * * * *
0
136. Section 303.05(a) is revised to read as follows:
Sec. 303.05 Applications requesting antitrust immunity.
(a) Each application must state explicitly whether or not the
applicant seeks antitrust immunity under the provisions of 49 U.S.C.
41308. If antitrust immunity is requested, the application should
specify whether the applicant seeks full immunity or immunity only from
the provisions of sections 4, 4a and 4c of the Clayton Act, 15 U.S.C.
15, 15a, 15c. Each application seeking antitrust immunity shall contain
a statement explaining why the applicant believes immunity is in the
public interest and necessary in order for the transaction to proceed.
* * * * *
0
137. Section 303.06 is revised to read as follows:
Sec. 303.06 Review of antitrust immunity.
The Assistant Secretary may initiate a proceeding to review any
antitrust immunity previously conferred by the Department's predecessor
or the Department in any section 41309 transaction. The Assistant
Secretary may terminate or modify such immunity if the Assistant
Secretary finds after notice and hearing that the previously conferred
immunity is not consistent with the provisions of section 41308. In any
proceeding to review such immunity, the proponents of the immunity
shall have the burden of justifying the continuation of previously
conferred immunity under the provisions of section 41308.
0
138. Section 303.07 is revised to read as follows:
Sec. 303.07 Transitional rule.
If a section 41309 application or a request for antitrust immunity
under section 41308 is pending on the date this part is amended, such
application or request shall be deemed made pursuant to the provisions
of this part, as amended.
0
139. The title of Subpart D is revised to read as follows:
Subpart D--Section 41309 Applications
0
140. In Sec. 303.30 the introductory text and paragraph (c) are
revised to read as follows:
Sec. 303.30 General provisions concerning contents of applications.
A Section 41309 application shall contain the following general
information:
* * * * *
(c) If the contract, agreement or request for authority to discuss
a cooperative working arrangement is evidenced by a resolution or other
action of an air carrier association, the application shall contain the
resolution or other action and a certification by an authorized
employee of the association that the resolution or other action was
duly adopted on a certain date. The authorized employee shall also
specify in such certification the name of each air carrier that
concurred in such resolution or other action and the name of each air
carrier member that did not concur.
0
141. Section 303.31 is revised to read as follows:
Sec. 303.31 Justification for the application.
A section 41309 application shall explain the nature and purpose of
the contract, agreement or request to discuss a cooperative working
arrangement and describe how it changes any price, rule, or practice
existing under a previously approved application. The application also,
consistent with Department of Transportation and the precedent of DOT's
predecessor, shall contain factual material, documentation, and
argument in support of the application. Economic analyses, when
required, shall include full explanatory details, including data
sources and allocation methods. If the applicants intend to rely upon
market data sources, other than those available to the public by the
Department, the complete market data shall be included with the
application at the time of filing. If the applicants intend to rely on
public benefits to justify approval, they shall describe these
benefits, including foreign policy and comity considerations.
Sec. 303.32 [Amended]
0
142. In Sec. 303.32(a), in the first sentence, remove the words ``412
application'' and add, in their place, the words ``41309 application''.
0
143. In Sec. 303.42, paragraph (a) is revised to read as follow:
Sec. 303.42 Comments on application.
(a) Unless a different comment period is specified by notice or
order, or in a notice of filing published in the Federal Register, any
person may file comments, responses to the application, and/or a
request for a hearing, within 21 days of the filing of an application.
* * * * *
Sec. 303.43 [Amended]
0
144. In Sec. 303.43(b), remove the words ``412 application'' each
place they appear, and add, in their place, the words ``41309
application''.
PART 305--RULES OF PRACTICE IN INFORMAL NONPUBLIC INVESTIGATIONS
0
145. The authority citation for part 305 continues to read as follows:
Authority: 49 U.S.C. chapters 401, 417, 461; 5 U.S.C. 555, 556.
0
146. Throughout the part 305, remove the word ``Deputy'' wherever it
appears.
Sec. 305.1 [Amended]
0
147. In Sec. 305.1, remove the words ``Title IV or sections 101(3),
1002, 1003, or 1108(b) of the Act'' and add, in their place, the words
``49 U.S.C. Subtitle VII, Chapter 411 or 49 U.S.C. 40102(2), 41502,
41507, 41508, 41509, 41702, 41703, or 46101''.
0
148. Sec. 305.7(b) is revised to read as follows:
Sec. 305.7 Issuance of investigation subpenas.
* * * * *
(b) Witnesses subpoenaed to appear shall be paid the fees and
mileage prescribed in Sec. 302.27(c) of the Rules of Practice (14 CFR
302.27(c)). Service of such subpoenas shall be made in accordance with
the provisions of (Sec. 302.7) of the Rules of Practice (14 CFR
302.7).
Sec. 305.11 [Amended]
0
149. In Sec. 305.11, remove the word ``Deputy'' each place it appears;
and in the first sentence, remove the words ``, and any documentary
evidence obtained in the investigation will be returned to the persons
who produced it''.
PART 323--TERMINATIONS, SUSPENSIONS, AND REDUCTIONS OF SERVICE
0
150. The authority citation for part 323 continues to read as follows:
[[Page 21697]]
Authority: 49 U.S.C. Chapters 401, 411, and 417.
Sec. 323.2 [Amended]
0
151. In Sec. 323.2, the terms ``Certificated carrier'' and ``Eligible
place'' are revised to read as follows:
Sec. 323.2 Definitions.
* * * * *
Certificated carrier means a direct air carrier holding authority
to provide air transportation granted by the Department of
Transportation (``DOT'') in the form of a certificate of public
convenience and necessity under section 41102 of the Title 49 of the
United States Code (Transportation) or an all-cargo air transportation
certificate to perform all-cargo air transportation under 49 U.S.C.
41103.
Eligible place means a place in the United States that meets the
specified criteria outlined in Chapter 417 of 49 U.S.C.
* * * * *
PART 325--ESSENTIAL AIR SERVICE PROCEDURES
0
152. The authority citation for part 325 continues to read as follows:
Authority: 49 U.S.C. Chapters 401 and 417.
Sec. 325.1 [Amended]
0
153. In Sec. 325.1, remove the words ``under section 419 of the Act''
and add, in their place, the words ``under 49 U.S.C. 41732''.
0
154. Section 325.2 is revised to read as follows:
Sec. 325.2 Applicability.
This part applies to essential air service determinations for
communities designated as eligible under 49 U.S.C. 41731 and to
eligible place designations and essential air service determinations
for communities that qualify under 49 U.S.C. 41732 and 41733. It
applies to the gathering of data by the Department, and to the
participation of State, local, and other officials and other interested
persons in the designation and determination processes.
* * * * *
0
155. Section 352.3 is revised to read as follows:
Sec. 325.3 Definitions.
As used in this part, eligible place means a place in the United
States that meets the specified criteria outlined in Chapter 417 of 49
U.S.C.
Sec. 325.4 [Amended]
0
156. Amend Sec. 325.4 as follows:
0
a. In Sec. 325.4, in paragraph (a), remove the words ``as an eligible
point under section 419(b) of the Act'' and add, in their place, the
words ``as an eligible place under 49 U.S.C. 41731''.
0
b. In paragraph (a)(1), remove the words ``section 401 certificate''
each place it appears, and add, in their place, the words ``section
41102 certificate''.
0
c. In paragraph (a)(3), remove the words ``eligible point'' and add, in
their place, the words ``eligible place''.
0
d. In paragraph (b), remove the words ``Documentary Services Division''
and add, in their place, the words ``Docket Operations Office''; remove
the words ``section 419(f) of the Act'' and add, in their place, the
words ``49 U.S.C. 41737''.
0
e. In paragraph (c), remove the words ``eligible point'' and add, in
their place, the words ``eligible place''; remove the words
``Documentary Services Division'' and add, in their place, the words
``Docket Operations Office''.
0
157. Section 325.5 is revised to read as follows:
Sec. 325.5 Determinations and designations.
DOT will issue a determination of the essential level of air
service for a place within 6 months after each of the following events:
(a) A notice is received that service to an eligible place will be
reduced to only one carrier that holds a section 41102 certificate;
(b) A point is designated as an eligible place under 49 U.S.C.
41731 and either paragraph (c) of this section, paragraph (d) of this
section, or Sec. 325.7(e); or
(c) A review was conducted of essential air service of that place
under Sec. 325.6.
Sec. 325.6 [Amended]
0
158. Amend Sec. 325.6 as follows:
0
a. In paragraph (a), remove the words ``eligible points'' each place it
appears, and add, in their place, the words ``eligible places''.
0
b. In paragraph (c), remove the words ``under section 419(b) of a
community as an eligible point to determine whether that point
continues'' and add, in their place, the words ``under 49 U.S.C. 41733
to determine whether the community designated as an eligible place
continues''.
PART 330 [REMOVED and RESERVED]
0
159. Part 330 is removed and reserved.
PART 372--OVERSEAS MILITARY PERSONNEL CHARTERS
0
160. The authority citation for part 372 continues to read as follows:
Authority: 49 U.S.C. Chapters 401, 411, 413, and 417.
Sec. 372.30 [Amended]
0
161. In Sec. 372.30, in paragraph (a), remove the words ``Office of
Aviation Analysis,'' and add, in their place, the words ``Office of
International Aviation''; in paragraph (a)(9), remove the word
``applicant'' and add, in its place, the word ``applicants''.
0
162. Revise Appendix A to Part 372 to read as follows:
Appendix A to Part 372--Overseas Military Personnel Charter Operator's
Surety Bond Under Part 372 of the Regulations of the Department of
Transportation (14 CFR Part 372)
Know all persons by these presents, that we __ (name of charter
operator) of __ (address) as Principal (hereinafter called
``Principal''), and __ (name of surety) a corporation created and
existing under the laws of the State of __ (State) as Surety
(hereinafter called ``Surety'') are held and firmly bound unto the
United States of America in the sum of __ (see Sec. 372.24(a), 14
CFR part 372) for which payment, well and truly to be made, we bind
ourselves and our heirs, executors, administrators, successors, and
assigns, jointly and severally firmly by these presents.
Whereas Principal is an overseas military personnel charter
operator pursuant to the provisions of Part 372 of the Department's
regulations and other rules and regulations of the Department
relating to security for the protection of charter participants, and
has elected to file with the Department of Transportation such a
bond as will insure financial responsibility with respect to all
monies received from charter participants for services in connection
with overseas military personnel charters to be operated subject to
Part 372 of the Department's Special Regulations in accordance with
contracts, agreements, or arrangements therefor, and
Whereas this bond is written to assure compliance by Principal
as an authorized charter operator with Part 372 of the Department's
regulations, and other rules and regulations of the Department
relating to security for the protection of charter participants, and
shall inure to the benefit of any and all charter participants to
whom Principal may be held legally liable for any damages herein
described.
Now, therefore, the condition of this obligation is such that if
Principal shall pay or cause to be paid to charter participants any
sum or sums for which Principal may be held legally liable by reason
of Principal's failure faithfully to perform, fulfill and carry out
all contracts, agreements, and arrangements made by Principal while
this bond is in effect with respect to the receipt of moneys from
charter participants, and proper disbursement thereof pursuant to
and in accordance with the provisions of Part 372 of the
Department's regulations, then this obligation shall be void,
otherwise to remain in full force and effect.
The liability of Surety with respect to any charter participant
shall not exceed the charter price paid by or on behalf of such
participant.
[[Page 21698]]
The liability of Surety shall not be discharged by any payment
or succession of payments hereunder, unless and until such payment
or payments shall amount in the aggregate to the penalty (face
amount) of the bond, but in no event shall Surety's obligation
hereunder exceed the amount of said penalty.
Surety agrees to furnish written notice to the Office of
International Aviation, Department of Transportation, forthwith of
all suits or claims made and judgments rendered, and payments made
by Surety under this bond.
This bond shall cover the following Charters: \1\
---------------------------------------------------------------------------
\1\ These data may be supplied in an addendum attached to the
bond.
Surety company's bond No.----------------------------------------------
Date of flight departure-----------------------------------------------
Place of flight departure----------------------------------------------
This bond is effective on the __ day of __, 12:01 a.m., standard
time at the address of Principal as stated herein and as hereinafter
provided. Principal or Surety may at any time terminate this bond by
written notice to: U.S. Air Carrier Licensing/Special Authorities
Division, Office of International Aviation, U.S. Department of
Transportation, 1200 New Jersey Avenue SE, Washington, DC 20590,
such termination to become effective thirty (30) days after the
actual receipt of said notice by the Department. Surety shall not be
liable hereunder for the payment of any damages hereinbefore
described which arise as a result of any contracts, agreements,
undertakings, or arrangements for the supplying of transportation
and other services made by Principal after the termination of this
bond as herein provided, but such termination shall not affect the
liability of the bond hereunder for the payment of any damages
arising as a result of contracts, agreements, or arrangements for
the supplying of transportation and other services made by Principal
prior to the date that such termination becomes effective. Liability
of Surety under this bond shall in all events be limited only to a
charter participant or charter participants who shall within sixty
(60) days after the termination of the particular charter described
herein give written notice of claim to the charter operator or, if
it is unavailable, to Surety, and all liability on this bond shall
automatically terminate sixty (60) days after the termination date
of each particular charter covered by this bond except for claims
made in the time provided herein.
In witness whereof, the said Principal and Surety have executed
this instrument on the ___day of __ 20__.
PRINCIPAL
Name-------------------------------------------------------------------
By: Signature and title------------------------------------------------
Witness----------------------------------------------------------------
SURETY
Name-------------------------------------------------------------------
By: Signature and title------------------------------------------------
Witness----------------------------------------------------------------
Only corporations may qualify to act as surety and they must
meet the requirements set forth in Sec. 372.24(c) of Part 372.
PART 374--[AMENDED]
0
163. The authority citation for part 374 is revised to read as follows:
Authority: 15 U.S.C. 1601-1693r; 49 U.S.C., Subtitle VIII; and
12 CFR 202 and 1026.
Sec. 374.3 [Amended]
0
164. In Sec. 374.3, in paragraph (b), in the first sentence, remove
the words ``12 CFR part 202'' and add, in their place, the words ``12
CFR part 1002''; in the first sentence, remove the words ``12 CFR part
226'' and add, in their place, the words ``12 CFR part 1026''.
PART 374a--EXTENSION OF CREDIT BY AIRLINES TO FEDERAL POLITICAL
CANDIDATES
0
165. The authority citation for part 374a continues to read as follows:
Authority: 49 U.S.C. chapters 401, 411, 415, and 417.
0
166. Section 374a.1 is revised to read as follows:
Sec. 374a.1 Purpose.
The purpose of this part is to issue rules pursuant to the Federal
Election Campaign Act of 1971, as amended, in accordance with the
Department's responsibility thereunder.
Sec. 374a.3 [Amended]
0
167. In Sec. 374a.3, in the term ``Air carrier'' remove the words
``section 401 of the Federal Aviation Act of 1958, as amended'' and
add, in their place, the words ``49 U.S.C. 41102''.
0
168. Section 374a.5 is revised to read as follows:
Sec. 374a.5 Exemption authority.
Air carriers are exempt from the following provisions of Subtitle
VII of Title 49 of the United States Code: (a) Section 41510, (b)
Section 41310, and any and all other provisions of 49 U.S.C. Subtitle
VII, to the extent necessary to enable air carriers to comply with the
provisions of this part.
PART 375--NAVIGATION OF FOREIGN CIVIL AIRCRAFT WITHIN THE UNITED
STATES
0
169. The authority citation for part 375 continues to read as follows:
Authority: 49 U.S.C. 40102, 40103, and 41703.
Sec. 375.1 [Amended]
0
170. In Sec. 375.1, remove the term ``Act''; in the term ``Air
transportation'' remove the words ``(see section 101 (10) and (23) of
the Federal Aviation Act, 49 U.S.C. 1301)'' and add, in their place,
the words ``(see 49 U.S.C. 40102 (a)(5) and (a)(24))''; in the term
``Exemption'' remove the words ``under section 416(b) of the Act'' and
add, in their place, the words ``under 49 U.S.C. 40109''; in the term
``Foreign air carrier permit'' remove the words ``section 402 of the
Act'' and add, in their place, the words ``49 U.S.C. 41301''; in the
term ``Foreign aircraft permit'' remove the words ``section 1108(b) of
the Act'' and add, in their place, the words ``49 U.S.C. 41703''.
Sec. 375.19 [Amended]
0
171. In Sec. 375.19, remove the words ``section 1108(b) of the Act''
each place it appears, and add, in their place, the words ``49 U.S.C.
41703''.
Sec. 375.33 [Amended]
0
172. In Sec. 375.33, in the last sentence, remove the word ``safey''
and add, in its place, the word ``safety''.
Sec. 375.35 [Amended]
0
173. In Sec. 375.35, in paragraph (a)(2), remove the words ``section
402 permit'' and add, in their place, the words ``section 41301
permit''.
Sec. 375.43 [Amended]
0
174. In Sec. 375.43, in paragraph (e)(1), remove the words ``Aviation
Operations'' and add, in their place, the words ``International
Aviation''; in Sec. 375.43, paragraph (a) is revised to read as
follows:
Sec. 375.43 Application for foreign aircraft permit.
(a) Applications for foreign aircraft permits shall be submitted on
OST Form 4509 (Appendix A), in duplicate, addressed to the Chief,
Foreign Air Carrier Licensing Division, X-45, Office of International
Aviation. Applications should be submitted by email; see ``Application
Procedures under Part 375'' at www.transportation.gov/policy/aviation-policy/licensing/foreign-carriers.
* * * * *
Sec. 375.50 [Amended]
0
175. Amend Sec. 375.50 as follows:
0
a. In paragraph (b), in the first sentence, remove the words ``Chief,
Discrete Operations Branch, Licensing Division, P-45, Office of
Aviation Operations'' and add, in their place, the words ``Chief,
Foreign Air Carrier Licensing Division, X-45, Office of International
Aviation''.
0
b. In paragraph (e), remove the words ``section 1108(b) of the Act''
and add, in their place, the words ``section 41703 of 49 U.S.C.''.
0
c. In paragraph (h), in the first sentence, remove the words ``Federal
Aviation Act'' and add, in their place,
[[Page 21699]]
the words ``49 U.S.C. Subtitle VII''; in the fourth sentence, remove
the words ``section 402 or 416(b) of the Act'' and add, in their place,
the words ``section 41301 or 41709 of 49 U.S.C.''.
Sec. 375.60 [Amended]
0
176. Section 375.60 is revised to read as follows:
Sec. 375.60 Penalties.
The operation of a foreign aircraft within the United States or
over adjacent territorial waters in violation of the provisions of this
part constitutes a violation of 49 U.S.C. Subtitle VII and of this
chapter, and may, in addition, constitute a violation of the rules of
the Federal Aviation Administration. Such operation makes the person or
persons responsible for the violation or violations subject to a civil
penalty as provided in 49 U.S.C. 46301, and to the alteration,
amendment, modification, suspension or revocation of any permit issued
under this part and of any U.S. certificate involved as provided in 49
U.S.C. 44709. Engaging in air transportation as defined in 49 U.S.C
Subtitle VII by a foreign aircraft without a foreign air carrier permit
issued pursuant to 49 U.S.C. 41301 or an exemption, or in violation of
the terms of such authority constitutes not only a violation of this
part but of Title 49, subtitle VII, as well, which entails a criminal
penalty as set forth in 49 U.S.C. 46316.
PART 377--CONTINUANCE OF EXPIRED AUTHORIZATIONS BY OPERATION OF LAW
PENDING FINAL DETERMINATION OF APPLICATIONS FOR RENEWAL THEREOF
0
177. The authority citation for part 377 continues to read as follows:
Authority: 49 U.S.C. Chapters 401 and 461; 5 U.S.C. 558 and
559.
Sec. 377.1 [Amended]
0
178. In Sec. 377.1, in the term ``Authorization'' remove the words
``sections 101(3), 401, 402, 408, 409, 412 and 416 of the Federal
Aviation Act of 1958, as amended'' and add, in their place, the words
``49 U.S.C. 40102, 41102, 41302, 41309, and 41708''.
Sec. Sec. 377.2, 377.3, 377.4, 377.5, 377.10 and 377.11 [Amended]
0
179. In Sec. Sec. 377.2, 377.3, 377.4, 377.5, 377.10, and 377.11,
remove the word ``Board'' each place it appears, and add, in its place,
the word ``Department''.
Sec. Sec. 377.3, 377.4, and 377.10 [Amended]
0
180. In Sec. Sec. 377.3, 377.4, and 377.10, remove the words ``section
401 of the Act'' and add, in their place, the words ``49 U.S.C.
41102''.
Sec. 377.10 [Amended]
0
181. In paragraph(c)(3), remove the words ``section 402 of the Act and
exemptions issued under section 416 '' and add, in their place, the
words ``section 41301 of 49 U.S.C. and exemptions issued under section
41708 of 49 U.S.C.''.
PART 380--PUBLIC CHARTERS
0
182. The authority citation for part 380 continues to read as follows:
Authority: 49 U.S.C. 40101, 40102, 40109, 40113, 41101, 41103,
41301, 41504, 41702, 41708, 41712, and 46101.
0
183. Throughout part 380, remove the words ``Office of Aviation
Analysis'' and add, in their place, the words ``Office of International
Aviation''.
0
184. Throughout part 380, remove the words ``Special Authorities
Division'' and add, in their place, the words ``U.S. Air Carrier
Licensing/Special Authorities Division''.
Sec. 380.1 [Amended]
0
185. In Sec. 380.1, remove the words ``, formerly Title IV of the
Federal Aviation Act of 1958, as amended''.
Sec. 380.2 [Amended]
0
186. In Sec. 380.2, in the list of definitions, the term ``Foreign
Public Charter opertor'' is revised to read ``Foreign Public Charter
operator''.
Sec. 380.3 [Amended]
0
187. In Sec. 380.3, in paragraph (b), remove the word ``and'' and add,
in its place, the word ``through''.
Sec. 380.14 [Amended]
0
188. In Sec. 380.14, at the beginning of the paragraph, remove the
word ``Noting'' and add, in its place, the word ``Nothing''.
Sec. 380.15 [Amended]
0
189. In Sec. 380.15, remove the word ``Subsititues'' and add, in its
place, the word ``Substitutes''.
Sec. 380.32 [Amended]
0
190. Amend Sec. 380.32 as follows:
0
a. In paragraph (j), remove the words ``That is a charter'' and add, in
their place, the words ``That if a charter''.
0
b. In paragraph (q), remove the words ``That is the operator'' and add,
in their place, the words ``That if the operator''.
0
c. In paragraph (t), remove the words ``That the participants'' and
add, in their place, the words ``That the participant's''.
0
d. In paragraph (v), in the second sentence, remove the words ``date or
arrival'' and add, in their place, the words ``date of arrival''.
Sec. 380.34 [Amended]
0
191. In Sec. 380.34, in paragraph (b)(2)(i), at the end of the
paragraph, remove the words ``credit cared'' and add, in their place,
the words ``credit card''.
PART 380--APPENDIX A AND B [AMENDED]
0
192. Revise Appendix A and B to part 380 to read as follows:
Appendix A to Part 380--Public Charter Operator's Surety Bond Under
Part 380 of the Regulations of the Department of Transportation (14 CFR
Part 380)
Know all persons by these presents, that we __(name of charter
operator) of __ (city) __ (state) as Principal (hereinafter called
Principal), and __ (name of surety) a corporation created and
existing under the laws of the State of __ (State) as Surety
(hereinafter called Surety) are held and firmly bound unto the
United States of America in the sum of $__ (see 14 CFR 380.34) for
which payment, well and truly to be made, we bind ourselves and our
heirs, executors, administrators, successors, and assigns, jointly
and severally, firmly by these presents.
Whereas Principal intends to become a Public Charter operator
pursuant to the provisions of 14 CFR part 380 and other rules and
regulations of the Department relating to insurance or other
security for the protection of charter participants, and has elected
to file with the Department of Transportation such a bond as will
insure financial responsibility with respect to all moneys received
from charter participants for services in connection with a Public
Charter to be operated subject to Part 380 of the Department's
regulations in accordance with contracts, agreements, or
arrangements therefore, and
Whereas this bond is written to assure compliance by Principal
as an authorized charter operator with 14 CFR part 380 and other
rules and regulations of the Department relating to insurance and
other security for the protection of charter participants, and shall
inure to the benefit of any and all charter participants to whom
Principal may be held legally liable for any damages herein
described.
Now, therefore, the condition of this obligation is such that if
Principal shall pay or cause to be paid to charter participants any
sum or sums for which Principal may be held legally liable by reason
of Principal's failure faithfully to perform, fulfill and carry out
all contracts, agreements, and arrangements made by Principal while
this bond is in effect with respect to the receipt of moneys from
charter participants, and proper disbursement thereof pursuant to
and in accordance with the provisions of 14 CFR part 380, then this
obligation shall be void, otherwise to remain in full force and
effect.
The liability of Surety with respect to any charter participant
shall not exceed the
[[Page 21700]]
charter price paid by or on behalf of such participant.
The liability of Surety shall not be discharged by any payment
or succession of payments hereunder, unless and until such payment
or payments shall amount in the aggregate to the penalty of the
bond, but in no event shall Surety's obligation hereunder exceed the
amount of said penalty.
Surety agrees to furnish written notice to the U.S. Air Carrier
Licensing/Special Authorities Division, X-44, Office of
International Aviation, Department of Transportation, forthwith of
all suits or claims filed and judgments rendered, and payments made
by Surety under this bond.
The bond shall cover the following charters \1\
---------------------------------------------------------------------------
\1\ These data may be supplied in an addendum attached to the
bond.
---------------------------------------------------------------------------
Surety company's bond No.----------------------------------------------
Date of flight departure-----------------------------------------------
Place of flight departure----------------------------------------------
This bond is effective on the __ day of __, 12:01 a.m., standard
time at the address of Principal as stated herein and as hereinafter
provided. Principal or Surety may at any time terminate this bond by
written notice to: ``U.S. Air Carrier Licensing/Special Authorities
Division (X-44), Office of International Aviation, U.S. Department
of Transportation, 1200 New Jersey Avenue SE, W-86-445, Washington,
DC 20590,'' such termination to become effective thirty (30) days
after the actual receipt of said notice by the Department. Surety
shall not be liable hereunder for the payment of any damages
hereinbefore described which arise as a result of any contracts,
agreements, undertakings, or arrangements for the supplying of
transportation and other services made by Principal after the
termination of this bond as herein provided, but such termination
shall not affect the liability of the bond hereunder for the payment
of any damages arising as a result of contracts, agreements, or
arrangements for the supplying of transportation and other services
made by Principal prior to the date that such termination becomes
effective. Liability of Surety under this bond shall in all events
be limited only to a charter participant or charter participants who
shall within sixty (60) days after the termination of the particular
charter described herein give written notice of claim to the charter
operator or, if it is unavailable, to Surety, and all liability on
this bond shall automatically terminate sixty (60) days after the
termination date of each particular charter covered by this bond
except for claims made in the time provided herein.
In witness whereof, the said Principal and Surety have executed
this instrument on the __ day of __, 20__.
PRINCIPAL
Name-------------------------------------------------------------------
By: Signature and title------------------------------------------------
Witness----------------------------------------------------------------
Bonding or surety company must be listed in Best's Insurance
Reports (Fire and Casualty) with a general policyholders' rating of
``A'' or better or in the Department of the Treasury listing of
companies holding certificates of authority as acceptable sureties
on Federal bonds. In addition, the bonding or surety company shall
be one legally authorized to issue bonds of that type in the
State(s) in which the charter flight(s) originate. Agents must
provide satisfactory proof that they have the requisite authority to
issue this bond.
Appendix B to Part 380--Public Charter Operator's Surety Trust
Agreement
This Trust Agreement is entered into between __ (charter
operator) incorporated under the laws of __ with its principal place
of business being __ (hereinafter called ``Operator''), and __
(Bank) with its principal place of business being __ (hereinafter
called ``Trustee''), for the purpose of creating a trust to become
effective as of the __ day of __, 20 __, which trust shall continue
until terminated as hereinafter provided.
Operator intends to become a Public Charter operator pursuant to
the provisions of Part 380 of the Department's regulations and other
rules and regulations of the Department relating to insurance or
other security for the protection of charter participants, and has
elected to file with the Department of Transportation such a Surety
Trust Agreement as will insure financial responsibility with respect
to all monies received from charter participants for services in
connection with a Public Charter to be operated subject to Part 380
of the Department's regulations in accordance with contracts,
agreements, or arrangements therefore.
This Surety Trust Agreement is written to assure compliance by
Operator with the provisions of Part 380 of the Department's
regulations and other rules and regulations of the Department
relating to insurance or other security for the protection of
charter participants. It shall inure to the benefit of any and all
charter participants to whom Operator may be held legally liable for
any of the damages herein described.
It is mutually agreed by and between Operator and Trustee that
Trustee shall manage the corpus of the trust and carry out the
purposes of the trust as hereinafter set forth during the term of
the trust for the benefit of charter participants (who are
hereinafter referred to as ``Beneficiaries.'')
Beneficiaries of the trust created by this Agreement shall be
limited to those charter participants who meet the following
requirements:
1. Those for whom Operator or Operator's agent has received
payment toward participation in one or more charters operated by or
proposed to be operated by Operator.
2. Who have legal claim or claims for money damages against
Operator by reason of Operator's failure faithfully to perform,
fulfill, and carry out all contracts, agreements, and arrangements
made by Operator while this trust is in effect with respect to the
receipt of monies and proper disbursement thereof pursuant to Part
380 of the Department's regulations; and
3. Who have given notice of such claim or claims in accordance
with this Trust Agreement, but who have not been paid by Operator.
The operator shall convey to Trustee legal title to the trust
corpus, which has a value of $__ by the time of the execution of
this Agreement.
Trustee shall assume the responsibilities of Trustee over the
said trust corpus and shall distribute from the trust corpus to any
and all Beneficiaries to whom Operator, in its capacity as a Public
Charter operator, may be held legally liable by reason of Operator's
failure faithfully to perform, fulfill, and carry out all contracts,
agreements, and arrangements made by Operator, while this trust is
in effect with respect to the receipt of monies and proper
disbursement thereof pursuant to Part 380 of the Department's
regulations in connection with said charters, such damages as will
discharge such liability while this trust is in effect; Provided,
however, that the liability of the trust to any Beneficiary shall
not exceed the charter price (as defined in Part 380 of the
Department's regulations) paid by or on behalf of any such
Beneficiary; Provided, further, that there shall be no obligation of
the trust to any Beneficiary if Operator shall pay or cause to be
paid to any Beneficiary any sum or sums for which Operator may be
held legally liable by reasons of its failure faithfully to perform,
fulfill, and carry out all contracts, agreements, and arrangements
made by Operator in its capacity as Public Charter Operator while
this trust is in effect with respect to the receipt of monies and
proper disbursement thereof pursuant to Part 380 of the Department's
regulations; and provided still further, that the liability of the
trust as administered by Trustee shall not be discharged by any
payment or succession of payments hereunder, unless and until such
payment or payments, shall amount in the aggregate to $__.
Notwithstanding anything herein to the contrary, in no event shall
the obligation of the trust or Trustee hereunder exceed the
aggregate amount of $__.
Trustee agrees to furnish written notice to the U.S. Air Carrier
Licensing/Special Authorities Division, X-44, Office of
International Aviation, Department of Transportation, forthwith of
all suits or claims filed and judgments rendered (of which it has
knowledge), and of payments made by Trustee under the terms of this
trust.
The trust shall not be liable hereunder for the payment of any
damages hereinbefore described which arise as a result of any
contracts, agreements, undertakings, or arrangements for the
supplying of transportation and other services made by Operator
after the termination of this trust as herein provided, but such
termination shall not affect the liability of the trust hereunder
for the payment of any damages arising as a result of contracts,
agreements, or arrangements for the supplying of transportation and
other services made by Operator prior to the date that such
termination becomes effective.
Liability of the trust shall in all events be limited only to a
Beneficiary or Beneficiaries who shall within sixty days after the
termination of the particular charter give written notice of claim
to Operator or, if it is unavailable, to Trustee, and all liability
of
[[Page 21701]]
the trust with respect to participants in a charter shall
automatically terminate sixty days after the termination date of
each particular charter covered by this trust except for claims made
in the time provided herein.
Sixty-one days after the completion of the last charter covered
by this Trust Agreement, the trust shall automatically terminate
except for claims of any Beneficiary or Beneficiaries previously
made in accordance with this Agreement still pending on and after
said sixty-first day. To the extent of such claims, the trust shall
continue until those claims are discharged, dismissed, dropped, or
otherwise terminated. After all remaining claims which are covered
by this Trust Agreement pending on and after the said sixty-first
day have been discharged, dismissed, dropped, or otherwise
terminated; Trustee shall convey forthwith the remainder of the
trust corpus, if any, to Operator.
Either Operator or Trustee may at any time terminate this trust
by written notice to: ``U.S. Air Carrier Licensing/Special
Authorities Division, X-44, Office of International Aviation, U.S.
Department of Transportation, 1200 New Jersey Avenue SE, W-86-445,
Washington, DC 20590,'' such termination to become effective thirty
days after the actual receipt of said notice by the Department.
In the event of any controversy or claim arising hereunder,
Trustee shall not be required to determine same or take any other
action with respect thereto, but may await the settlement of such
controversy or claim by final appropriate legal proceedings, and in
such event shall not be liable for interest or damages of any kind.
Any Successor to Trustee by merger, consolidation, or otherwise,
shall succeed to this trusteeship and shall have the powers and
obligations set forth in this Agreement.
The trust created under this Agreement shall be operated and
administered under the laws of the State of __.
IN WITNESS WHEREOF, Operator and Trustee have executed this
instrument on the date(s) shown below.
Operator ______ (signature)
Date-------------------------------------------------------------------
Name ______ (typed or printed)
Title------------------------------------------------------------------
Trustee ______ (signature)
Date-------------------------------------------------------------------
Name ______ (typed or printed)
Title------------------------------------------------------------------
PART 385--STAFF ASSIGNMENTS AND REVIEW OF ACTION UNDER ASSIGNMENTS
0
193. The authority citation for part 385 is revised to read as follows:
Authority: 49 U.S.C. 329, 40101, 41101, 41301, and 41701.
Sec. 385.1 [Amended]
0
194. In Sec. 385.1:
0
a. In the term ``Precedent'' remove the words ``by the Board'' and add,
in their place, the words ``by its predecessor''.
0
b. In the term ``Reviewing Official'' remove the word ``Deputy''.
Sec. 385.2 [Amended]
0
195. In Sec. 385.2, remove the words ``and the Director, Bureau of
Transportation Statistics (BTS)''.
Sec. 385.7 [Amended]
0
196. In Sec. 385.7, remove the word ``Deputy''.
Sec. 385.12 [Amended]
0
197. In Sec. 385.12, paragraphs (f), (h), and (i) are removed;
paragraphs (g), (j), and (k) are re-designated as paragraphs (f), (g),
and (h), respectively; and the newly redesignated paragraphs (f), (g)
and (h) are revised to read as follows:
Sec. 385.12 Authority of the Director, Office of Aviation Analysis
* * * * *
(f) To approve certificates of insurance filed with the Department
on behalf of U.S. and foreign air carriers in accordance with the
provisions of part 205 of this chapter.
(g) With respect to mail rates:
(1) To issue show-cause orders proposing to make modifications of a
technical nature in the mail rate formula applicable to temporary or
final service mail rate orders.
(2) To issue final orders establishing temporary and final service
mail rates:
(i) In those cases where no objection has been filed following
release of the show-cause order, and where the rates established are
the same as those proposed in the show-cause order; and
(ii) In those cases where it is necessary to make modifications of
a technical nature in the rates proposed in the show-cause order.
(3) To issue final orders amending mail rate orders of air carriers
to reflect changes in the names of the carriers subject to the orders.
(4) To issue a letter, in the case of air mail contracts filed with
the Department under part 302 of this chapter against which no
complaints have been filed, stating that the contract will not be
disapproved by the Department and may become effective immediately.
(5) To issue final orders making quarterly fuel rate adjustments to
Alaska bush and mainline mail rates set by the Department under 49
U.S.C. Sec. Sec. 41901, 41902, and 41903.
(h) With respect to essential air service proceedings:
(1) To establish procedural dates.
(2) To issue orders setting interim rates of compensation for
carriers required to provide essential air service.
(3) To issue orders approving a carrier's alternate service pattern
if:
(i) The resulting level of service at the eligible place would be
equal to or greater than the level of service earlier determined to be
essential for that place;
(ii) The community concerned does not object to the carrier's
implementation of the alternate service pattern; and
(iii) The carrier is not receiving a subsidy for the service or
implementation of the alternate service pattern would not increase the
carrier's subsidy.
(4) To issue orders adjusting the operational and/or financial unit
rates of the payout formula for a carrier receiving subsidy under
section 41732 of the Statute where the adjustment will not increase the
total amount of compensation that the carrier will receive.
(5) To renew, up to five times in succession, an order under
section 41734 of the Statute to an air carrier to continue providing
essential air service while the Department attempts to find a
replacement carrier.
(6) To request service and subsidy proposals from carriers
interested in providing essential air service to an eligible place.
(7) To issue final orders establishing interim or final subsidy
rates under section 41732 or final adjustments of compensation for
continued service under section 41732 in those cases where no objection
has been filed to a show-cause order, and where the rates established
are the same as or less than those proposed in the approved show-cause
order.
(8) With respect to provisions for terminations, suspensions, or
reductions of service under part 323 of this chapter:
(i) To require any person who files a notice, objection, or answer
to supply additional information.
(ii) To require service of a notice, objection, or answer upon any
person.
(iii) To accept late-filed objections or answers, upon motion, for
good cause shown.
(iv) To extend the time for filing objections for answers, when the
initial notice has been filed earlier than required under Sec. 323.5.
(9) To issue final air carrier selection orders establishing final
subsidy rates for EAS provided under 49 U.S.C. 41733:
(i) Where the compensation to be paid is the same as or less than
the existing rate, and where the community does not object to the
selected option;
(ii) For EAS eligible Alaska communities, when the subsidy rate to
be paid is less than $125,000, and where the community does not object
to the selected option;
(iii) In cases where only one air carrier submitted one service or
subsidy option.
[[Page 21702]]
(10) With respect to provisions for terminations, suspensions, or
reductions of service under part 323 of this chapter:
(i) To require any person who files a notice, objection, or answer
to supply additional information.
(ii) To require service of a notice, objection, or answer upon any
person.
(iii) To accept late-filed objections or answers, upon motion, for
good cause shown.
(iv) To extend the time for filing objections for answers, when the
initial notice has been filed earlier than required under Sec. 323.5.
(11) To issue procedural orders or notices in antitrust immunity
cases filed under 14 CFR part 303 with respect to:
(i) Granting or denying requests for adjustments to procedural
deadlines where there is no objection;
(ii) Making other adjustments to a procedural schedule where the
policy is clear and consistent with precedent;
(iii) Granting parties to a proceeding access to confidential
documents filed under a request for public non-disclosure pursuant to
14 CFR 302.12, where providing such access is consistent under current
policy and precedent; and
(iv) In uncontested proceedings, ordering the filing of additional
documents deemed relevant to the Department's consideration of the
application, including the filing of documents for in-camera review,
where doing so is consistent with past policy and precedent.
Sec. 385.13 [Amended]
0
198. Amend Sec. 385.13 by:
0
a. Removing paragraph (b)(4).
0
b. Redesignating paragraphs (b)(2) and (3) as (b)(3) and (4),
respectively.
0
c. Adding new paragraphs (b)(2), (5) and (6).
0
d. Removing the words ``pursuant to Civil Aeronautics Board Order E-
9305 of June 15, 1955'' and adding in its place the words ``agreements
filed pursuant to previous statutory authority of the Department's
predecessor'' in paragraph (r) introductory text.
0
e. Revising paragraph (r)(1).
0
f. Adding new paragraphs (z)-(dd) to read as follows:
Sec. 385.13 Authority of the Director, Office of International
Aviation.
* * * * *
(b) * * *
(2) For general tariff exemptions that apply to all U.S. and
foreign air carriers pursuant to 14 CFR part 293.
* * * * *
(5) Issue orders granting uncontested applications by U.S. carriers
to provide foreign air transportation where the carrier has already
been found fit, willing, and able to provide service of the same basic
scope or character; and
(6) Issue orders granting uncontested applications by foreign air
carriers to provide foreign air transportation where the course of
action is clear under current policy or precedent.
* * * * *
(r) With respect to International Air Transport Association (IATA)
agreements filed with the Department pursuant to sections 41309 and
41308 of the Statute, or agreements filed pursuant to previous
statutory authority of the Department's predecessor:
(1) Issue orders approving, disapproving, or exempting IATA
agreements relating to fare and rate matters under section 41309, and
granting or denying antitrust immunity under section 41308, where the
course of action is clear under current policy and precedent.
* * * * *
(z) Issue orders and notices adjusting the Standard Foreign Fare
Level to reflect percentage changes in actual operating costs per
available seat mile.
(aa) Issue notices updating the list of country-pair markets.
(bb) With respect to Canadian charter air taxi operations:
(1) To approve applications for registration, or require that a
registrant submit additional information, or reject an application for
registration for failure to comply with part 294 of this chapter.
(2) To cancel, revoke, or suspend the registration of any Canadian
charter air taxi operator using small aircraft registered under part
294 of this chapter that:
(i) Filed with the Department a written notice that it is
discontinuing operations;
(ii) Is no longer designated by its home government to operate the
services contemplated by its registration;
(iii) Holds a foreign air carrier permit under section 41302 to
operate large aircraft charters between the United States and Canada;
(iv) Fails to keep its filed certificate of insurance current;
(v) No longer is substantially owned or effectively controlled by
persons who are:
(A) Citizens of Canada;
(B) The Government of Canada; or
(C) A combination of both; or
(vi) No longer holds current effective Operations Specifications
issued by the FAA.
(3) To grant or deny requests for a waiver of part 294 of this
chapter, where grant or denial of the request is in accordance with
current policy or precedent.
(cc) With respect to foreign air freight forwarders:
(1) To approve applications for registration, or require that a
registrant submit additional information, or reject an application for
registration for failure to comply with part 297 of this chapter.
(2) To cancel the registration of any foreign air freight forwarder
or foreign cooperative shippers association that files a written notice
with the Department indicating the discontinuance of common carrier
activities.
(3) To exempt the registrant from the requirement contained in
Sec. 297.20 of this chapter that substantial ownership and effective
control reside in citizens of the country that the applicant claims as
its country of citizenship, where the course of action is clear under
current precedent or policies.
(dd) With respect to charter operations:
(1) To grant or deny requests for waiver of parts 212, 372, and 380
of this chapter, where grant or denial of the request is in accordance
with established precedent.
(2) To approve or disapprove direct air carrier escrow agreements
filed pursuant to part 212 of this chapter.
(3) To reject or accept Public Charter prospectuses filed under
part 380 of this chapter.
(4) With respect to the procedures for the registration of foreign
charter operators under subpart E of part 380 of this chapter:
(i) To approve applications for registration, or require that a
registrant submit additional information, or reject an application for
registration for failure to comply with part 380 of this chapter.
(ii) To notify the applicant that its application will require
further analysis or procedures, or is being referred to the Assistant
Secretary for Aviation and International Affairs for formal action.
(iii) To cancel the registration of a foreign charter operator if
it files a written notice with the Department that it is discontinuing
its charter operations.
(iv) To waive provisions of subpart E of part 380 of this chapter.
0
199. Revise Sec. 385.14 as follows:
Sec. 385.14 Authority of the General Counsel
The General Counsel has authority to:
(a) Issue proposed or final regulations for the purpose of making
editorial changes or corrections to the Department's rules and
regulations to carry out Subparts I, II and IV of Part A of Subtitle
VII of the Transportation Code at 49 U.S.C. 40101 et seq., with the
concurrence of the staff offices primarily
[[Page 21703]]
responsible for the parts or sections involved: Provided, that any
final regulation so issued shall have an effective date not less than
20 days after its date of publication in the Federal Register, and
shall include a brief reference to the review procedures established in
subpart C of this part.
(b) Where a petition for review is duly filed, reverse any
rulemaking action taken pursuant to paragraph (a) of this section by
withdrawing a proposed or final regulation issued thereunder. Any
action taken by the General Counsel, pursuant to the authority of this
section, shall not be subject to the review procedures of this part.
(c) Issue orders deferring action until after oral argument on
motions submitted by parties subsequent to the issuance of an
Administrative Law Judge's initial or recommended decision.
(d) Reissue existing regulations for the purpose of incorporating
prior amendments adopted by the Department.
(e) Compromise any civil penalties being imposed in enforcement
cases.
(f) Issue orders initiating and terminating informal nonpublic
investigations under part 305 of this chapter (Procedural Regulations).
(g) Issue orders requiring air carriers to prepare and submit
within a specified reasonable period, special reports, copies of
agreements, records, accounts, papers, documents, and specific answers
to questions upon which information is deemed necessary. Special
reports shall be under oath whenever the General Counsel so requires.
(h) Institute and prosecute in the proper court, as agent of the
Department, all necessary proceedings for the enforcement of the
provisions of the act or any rule, regulation, requirement, or order
thereunder, or any term, condition, or limitation of any certificate or
permit, and for the punishment of all violations thereof. Any action
taken by the General Counsel, pursuant to the authority of this
section, shall not be subject to the review procedures of this part.
(i) Make findings regarding the reasonable necessity for the
application of the Department's authority to obtain access to lands,
buildings, and equipment, and to inspect, examine, and make notes and
copies of accounts, records, memorandums, documents, papers, and
correspondence of persons having control over, or affiliated with, any
person subject to regulation under Subparts I, II, and IV of Part A of
Subtitle VII of the Transportation Code at 49 U.S.C. 40101 et seq.
through issuance of an appropriate order, letter, or other transmittal.
(j) Issue orders denying or granting conditional or complete
confidential treatment of information supplied by any person to the
Office of Aviation Enforcement and Proceedings. Confidential treatment
may only be granted upon a finding that, if the information were in the
Department's possession and a Freedom of Information Act (FOIA) request
were made for the information:
(1) At the time of the confidentiality request, the FOIA request
would be denied on the basis of one or more of the FOIA exemptions; and
(2) At any later time, the FOIA request would also be denied,
absent a material change in circumstances (which may include a
demonstration that the asserted exemption does not apply).
Sec. 385.15 [Removed and Reserved]
0
200. Remove and reserve Sec. 385.15.
Sec. 385.18 [Amended]
0
201. In Sec. 385.18, remove the words ``Chief, Coordination Section,
Documentary Services Division'' and add in its place the words ``Docket
Officer, Docket Operations Office''.
Sec. 385.19 [Amended]
0
202. In Sec. 385.19, remove the words ``Office of Aviation
Information'' wherever they appear, and add in their place the words
``Office of Airline Information''.
PART 389--FEES AND CHARGES FOR SPECIAL SERVICES
0
203. Part 389 is revised to read as follows:
PART 389--FEES AND CHARGES FOR SPECIAL SERVICES
Subpart A--General Provisions
Sec.
389.1 Policy and scope.
Subpart B--Fees for Special Services
389.10 Applicability of subpart.
389.11 Available services and resources.
389.12 Payment of fees and charges.
389.13 Fees for services.
Subpart C--Filing and Processing License Fees
389.20 Applicability of subpart.
389.21 Payment of fees.
389.22 Failure to make proper payment.
389.23 Application for waiver or modification of fees.
389.24 Foreign air carriers.
389.25 Schedule of processing fees.
389.26 Special rules for tariff page filings.
389.27 Refund of fee.
Authority: 49 U.S.C. 40113, 40114, 41711; 31 U.S.C. 9701; and 5
U.S.C. 552.
Subpart A--General Provisions
Sec. 389.1 Policy and scope.
Pursuant to the provisions of 31 U.S.C. 9701, Fees and charges for
Government services and things of value, and as implemented by the
Office of Management and Budget's Circular A-25, dated July 8, 1993,
the Department sets forth in this regulation fees and charges to be
paid for the use of certain services and resources of the Department as
prescribed below.
Subpart B--Fees for Special Services
Sec. 389.10 Applicability of subpart.
This subpart describes certain services and resources made
available by the Department and prescribes the fees and charges for
those services and resources.
Sec. 389.11 Available services and resources.
Upon request and payment of fees as provided in subsequent
sections, there are available, with respect to documents subject to
inspection, services as follows:
(a) Locating and copying records and documents;
(b) Certification of copies of documents under seal of the
Department; and
(c) Transcripts of hearings and proceedings.
Sec. 389.12 Payment of fees and charges.
The fees charged for services and resources shall be paid for
electronically at https://www.pay.gov, a secure government-wide
collection portal, except for charges for reporting services that are
performed under competitive bid contracts with non-Government firms.
Fees for reporting are payable to the firms providing the services.
Payments to pay.gov can be made directly from a bank account or by
credit/debit card.
Sec. 389.13 Fees for services.
Fees for services and resources described in subparts B and C of
this part are pursuant to those fees set forth in 49 CFR part 7,
subpart F, Sec. Sec. 7.41--7.43, 7.45 and 7.46.
Subpart C--Filing and Processing License Fees
Sec. 389.20 Applicability of subpart.
(a) This subpart applies to the filing of certain documents and
records with the Department by non-government parties, and prescribes
fees for their processing.
(b) For the purpose of this subpart, record means an electronic
tariff record submitted to the Department under
[[Page 21704]]
subpart R of 14 CFR part 221, and contains a set of information that
describes one (1) tariff fare, or a set of information that describes
one (1) related element associated with such tariff fare.
Sec. 389.21 Payment of fees.
(a) Except as provided in paragraph (b), any document for which a
filing fee is required by Sec. 389.25 shall be paid for electronically
at https://www.pay.gov, a secure government-wide collection portal,
unless a waiver or modification of the filing fee has been requested
and approved. Payments can be made directly from a bank account or by
credit/debit card.
(b) Registration for all air taxi operators shall be accompanied by
an 8 dollar ($8) registration filing fee in the form of a check, draft,
or postal money order payable to the U.S. Department of Transportation.
(c) Where a document seeks authority or relief in the alternative
and therefore would otherwise be subject to more than one filing fee,
only the highest fee shall be required.
(d) Where a document relating to a single transaction or matter
seeks multiple authorities or relief and therefore would otherwise be
subject to more than one filing fee, only the highest fee shall be
required. Where a document relating to more than one transaction or
matter seeks multiple authorities or relief, the required filing fee
shall be determined by combining the highest fees for each transaction
or matter. For purposes of this paragraph, a specific number of
charters or inclusive tours described in one application will be
regarded as a single transaction or matter.
(e) No fee shall be returned after the document has been filed with
the Department, except as provided in Sec. Sec. 389.23 and 389.27.
Sec. 389.22 Failure to make proper payment.
In accordance with 49 CFR part 7, subpart F Sec. 7.42, the
Department will assess interest on unpaid fees on the 31st day
following the day on which a notice of the amount due is first mailed
to the requestor, unless the Department has granted an application for
waiver or modification of the fees.
Sec. 389.23 Application for waiver or modification of fees.
(a) Applications may be filed asking for waiver or modification of
any fee paid under this subpart. Each applicant shall set forth the
reasons why a waiver or modification should be granted, and by what
legal authority.
(b) Applications asking for a waiver or modification of fees shall
be sent to the Director, Office of Aviation Analysis, U.S. Department
of Transportation, 1200 New Jersey Avenue SE, Washington, DC 20590.
This provision is in accordance Sec. 385.30 of this chapter. When no
petition for review is filed with the Department, or when the
Department reviews the Director's decision, if the amount found due is
not paid within 10 days after receipt of notification of the final
determination, the document shall be returned to the filing party.
Sec. 389.24 Foreign air carriers.
A foreign air carrier, or such carriers, if from the same country,
acting jointly, may apply for a waiver of the requirements of this part
based on reciprocity for U.S. air carriers contained in the requirement
of their home governments, or as provided in a treaty or agreement with
the United States. To apply for a waiver under this section, foreign
air carriers shall send waiver requests to the Director, Office of
International Aviation. The request should include applicable official
government rules, decisions, statements of policy, or comparable
evidence concerning filing fees for U.S. air carriers, or for all
carriers serving that country. Once a waiver has been granted for a
specific country, no further waiver applications need be filed for that
country.
Sec. 389.25 Schedule of processing fees.
(a) Document-filing fees.
------------------------------------------------------------------------
Code Document
------------------------------------------------------------------------
Interstate Air Transportation
------------------------------------------------------------------------
Certificate of Public Convenience and Necessity (49 U.S.C. Chapter 411)
------------------------------------------------------------------------
1................... Application for Certificate of 850
Public Convenience and
Necessity Interstate Air
Transportation--Charter
Authority Only.
2................... Application for Certificate of 850
Public Convenience and
Necessity Interstate Air
Transportation--Scheduled
Service.
3................... Dormant Authority.............. 290
4................... Application for Certificate of 670
Public Convenience and
Necessity Interstate Air
Transportation--Cargo
Authority Only.
5................... Application to transfer 290
Certificate of Public
Convenience and Necessity
Interstate Air Transportation.
6................... Air Taxi Registration.......... 8
7................... Application for Commuter Air 670
Carrier Authorization.
8................... Change of Name (registration of 56
trade name or reissuance of
certificate).
9................... Exemption Request--General (49 .................
U.S.C. Chapter 401)
10.................. Request for an Exemption from 53
49 U.S.C. Chapter 415.
11.................. Request for an Exemption from 280
49 U.S.C Chapter 411.
12.................. Request for an Exemption from 120
49 U.S.C Chapter 417.
13.................. Request for a Service Mail Rate 420
Petition 49 U.S.C. Chapter 419.
------------------------------------------------------------------------
Foreign Air Transportation--U.S. Carriers (49 U.S.C. Chapter 411)
------------------------------------------------------------------------
14.................. Application for Certificate of 900
Public Convenience and
Necessity Foreign Air
Transportation--Scheduled
Service.
15.................. Amendment to Application for 425
Certificate of Public
Convenience and Necessity
Foreign Air Transportation--
Scheduled Service.
16.................. Application for Certificate of 600
Public Convenience and
Necessity Foreign Air
Transportation--Charter
Service.
17.................. Amendment to Application for 200
Certificate of Public
Convenience and Necessity
Foreign Air Transportation--
Charter Service.
18.................. Transfer of Certificate of 255
Public Convenience and
Necessity Foreign Air
Transportation--Scheduled or
Charter Service.
[[Page 21705]]
19.................. Change of Name (registration of 56
trade name or reissuance of
certificate).
------------------------------------------------------------------------
Foreign Air Carrier Permit (49 U.S.C. Chapter 413)
------------------------------------------------------------------------
20.................. Foreign Air Carrier Permit-- 760
Initial Application.
21.................. Foreign Air Carrier Permit-- 475
Amendment/Renewal of permit.
22.................. Foreign Air Carrier Permit-- 215
Amendment to application for a
permit.
------------------------------------------------------------------------
Exemption (49 U.S.C. Chapter 401)
------------------------------------------------------------------------
23.................. Request for an Exemption from 53
49 U.S.C. Chapter 415.
24.................. Request for an Exemption from 77
49 U.S.C. Chapters 411/413 (10
or fewer flights).
25.................. Request for an Exemption from 360
49 U.S.C. Chapters 411/413
(More than 10 flights).
26.................. Request for an Exemption from \1\ 17
49 U.S.C. Chapters 411/413
(Filed less than 10 days
before effective date
requested).
27.................. Other (U.S. and foreign air 360
carriers).
28.................. Emergency cabotage (49 U.S.C. 360
Chapter 401).
29.................. Relief for U.S. and foreign 370
indirect air carriers (49
U.S.C. Chapter 401).
------------------------------------------------------------------------
Undocketed Items
------------------------------------------------------------------------
30.................. Canadian Charter Air Taxi 30
Registration.
31.................. Foreign Freight Forwarder 11
Registration.
32.................. Foreign Tour Operator 10
Registration.
33.................. Foreign Aircraft Permit (14 CFR 25
part 375).
34.................. Special Authorization (14 CFR 12
part 375).
35.................. Charter Statement of 8
Authorization.
36.................. Intermodal Statement of 10
Authorization.
37.................. Special Authority (14 CFR part 37
216).
38.................. Fee for filing items 33-37 if \1\11
filed less than time required
before effective date.
39.................. IATA resolutions............... 61
------------------------------------------------------------------------
Other (U.S. and Foreign Air Carriers)
------------------------------------------------------------------------
Charters: .................
40.................. Public Charter Prospectus... 39
41.................. OMPC Operation Authorization 665
42.................. Waiver of Charter 39
Regulations.
Tariffs: .................
43.................. Pages....................... 2
44.................. Special Tariff Permission... 12
45.................. Waiver of Tariff Regulations 12
46.................. Exemption request........... 371
Agreements filed under 49 .................
U.S.C. Chapter 413:
47.................. Prior Approval (docketed)... 1080
48.................. Routine (non-docketed)...... 64
49.................. Application for free and 16
reduced-rate transportation.
------------------------------------------------------------------------
\1\ Additional.
(b) Electronic Tariff Filing Fees. The filing fee for one (1) or
more transactions proposed in any existing record, or for any new or
canceled records, shall be 5 cents per record; Provided: That no fee
shall be assessed for those records submitted to the Department
pursuant to 14 CFR 221.500(b).
Sec. 389.26 Special rules for tariff page filings.
(a) Tariffs issued by carriers. The filing fee for tariff pages
filed by U.S. air carriers will be charged even if the tariff includes
matters involving participating foreign air carriers. It will also be
charged if the tariff is issued by a foreign air carrier and includes
matters involving participating U.S. air carriers, unless the foreign
air carrier has obtained a waiver under Sec. 389.24. The fee will not
be charged for a blank looseleaf page unless it cancels matter in the
preceding issue of the page.
(b) Tariffs issued by publishing agents.
(1) If the tariff is issued for one or more air carriers
exclusively, the fee will be charged for each page.
(2) If the tariff is issued for one or more air carriers and one or
more foreign air carriers, the fee will be charged for each page,
except for those pages that the issuing agent states contain only:
(i) Matters pertaining exclusively to foreign air carriers that
have been granted a waiver; or
(ii) Changes in matters pertaining to foreign air carriers that
have been granted a waiver and that are included on the same page with
other matters that are reissued without change.
(3) The fee will not be charged for a blank looseleaf page unless
it cancels matters in the preceding page.
(4) No fee will be charged when two pages are published back-to-
back, one page is not subject to the fee under paragraph (b)(2), and
the page on the reverse is issued without substantive change.
(5) The fee will be charged for two looseleaf pages containing a
correction number check sheet unless all other pages of the tariff are
exempt from the fee.
Sec. 389.27 Refund of fee.
Any fee charged under this part may be refunded in full or in part
upon request if the document for which it is
[[Page 21706]]
charged is withdrawn before final action is taken. Such requests shall
be filed in accordance with Sec. 389.23.
PART 398--GUIDELINES FOR INDIVIDUAL DETERMINATIONS OF BASIC
ESSENTIAL AIR SERVICE
0
204. The authority citation for part 399 continues to read as follows:
Authority: 49 U.S.C. Chapters 401 and 417; Airport and Airway
Safety and Capacity Expansion Act of 1987 (Pub. L. 100-223, Dec. 30,
1987).
Sec. 398.11 [Removed]
0
205. Section 398.11 is removed.
PART 399--STATEMENTS OF GENERAL POLICY
0
206. The authority citation for part 399 continues to read as follows:
Authority: 49 U.S.C. 41712.
0
207. Throughout the part, remove the word ``Board'' wherever it
appears, and add, in its place, the word ``Department''.
0
208. Throughout the part, remove the word ``Board's'' wherever it
appears, and add, in its place, the word ``Department's''.
Sec. Sec. 399.30, 399.31, 399.32, 399.33, 399.34, 399.37, 399.40,
399.41, 399.42, 399.43, 399.44, 399.63, 399.101, and 399.111
[Removed]
0
209. Sections 399.30, 399.31, 399.32, 399.33, 399.34, 399.37, 399.40,
399.41, 399.42, 399.43, 399.44, 399.63, 399.101, and 399.111 are
removed.
Sec. 399.2 [Amended]
0
210. In Sec. 399.2, in paragraph (c), remove the words ``section 102
of the Act'' and add, in its place, the words ``section 40101 of 49
U.S.C.''.
Sec. 399.4 [Amended]
0
211. In Sec. 399.4, in the third sentence, remove the word ``the Act''
and add, in its place, the words ``49 U.S.C.''.
Sec. 399.35 [Amended]
0
212. Section 399.35 is revised to read as follows:
Sec. 399.35 Special tariff permission.
The Secretary of Transportation may approve, under such terms as
the Secretary may require, a carrier's application for Special Tariff
Permission to file a tariff for foreign air transportation required
under Part 293 on less than the notice required by Section 41504 (b) of
Title 49.
Sec. 399.60 [Amended]
0
213. In Sec. 399.60, in paragraph (a), remove the words ``applications
under section 408 of the Act for approval of consolidations or
acquisitions of control;''.
Sec. 399.80 [Amended]
0
214. In Sec. 399.80, in the first paragraph, remove the word ``(m)''
and add, in its place, the word ``(n)''.
Sec. 399.81 [Amended]
0
215. In Sec. 399.81, in paragraph (c)(1), remove the words ``This
section'' and add, in their place, the words ``Paragraph (c)''; in
paragraph (c)(2), remove the words ``this section'' and add, in their
place, the words ``paragraph (c)''; in paragraph (c)(3), remove the
words ``this paragraph'' and add, in their place, the words ``paragraph
(c)''.
Sec. 399.82 [Amended]
0
216. In Sec. 399.82, remove paragraphs (b)(2) and (3), and redesignate
paragraphs (b)(4) and (5) as (b)(2) and (3).
Sec. 399.83 [Amended]
0
217. In Sec. 399.83, remove the words ``section 411 of the Act,'' and
add, in their place, the words ``49 U.S.C. 41712''.
Sec. 399.91 [Amended]
0
218. Section 399.91 is revised to read as follows:
Sec. 399.91 Air carrier participation in programs of technical
assistance to airlines of less developed countries.
(a) Applicability. This policy shall apply to proceedings under 49
U.S.C. 41309 in which the Department is required to make any
determination as to the public interest or consistency with 49 U.S.C.
Subtitle VII of any agreement or relationship sought to be entered into
by an air carrier, or officer or director thereof, with a foreign
airline in connection with the performance of some activity pursuant to
a technical assistance contract financed by an agency of the U.S.
Government.
Sec. 399.120 [Amended]
0
219. In Sec. 399.120, remove the words ``section 401(d)(8) of the
Federal Aviation Act'' and add, in their place, the words ``sections
41102 and 41110 of 49 U.S.C.''.
Issued in Washington, DC, on April 17, 2018.
Elaine L. Chao,
Secretary of Transportation.
[FR Doc. 2018-08683 Filed 5-8-18; 8:45 am]
BILLING CODE 4910-9X-P