Federal Acquisition Regulation: Federal Acquisition Circular 2005-98; Small Entity Compliance Guide, 19150-19151 [2018-09171]
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Federal Register / Vol. 83, No. 84 / Tuesday, May 1, 2018 / Rules and Regulations
III. Expected Cost Savings
This final rule impacts contractors
subject to audits of their termination
settlement proposals. The rule is
administrative in nature, because it
raises a threshold. This rule eliminates
termination settlements audits between
$100,000 and the threshold for
obtaining certified cost or pricing data,
currently $750,000. Contractors will
save costs associated with the
preparation and support for the
termination settlement audits. This will
also enable faster final settlement
payments to contractors, thereby
improving contractor cash flow.
IV. Applicability to Contracts at or
Below the Simplified Acquisition
Threshold and for Commercial Items,
Including Commercially Available Offthe-Shelf Items
This rule does not add any new
solicitation provisions or clauses, or
impact any existing provisions or
clauses.
V. Executive Orders 12866 and 13563
Executive Orders (E.O.s) 12866 and
13563 direct agencies to assess all costs
and benefits of available regulatory
alternatives and, if regulation is
necessary, to select regulatory
approaches that maximize net benefits
(including potential economic,
environmental, public health and safety
effects, distributive impacts, and
equity). E.O. 13563 emphasizes the
importance of quantifying both costs
and benefits, of reducing costs, of
harmonizing rules, and of promoting
flexibility. This is not a significant
regulatory action and, therefore, was not
subject to review under section 6(b) of
E.O. 12866, Regulatory Planning and
Review, dated September 30, 1993. This
rule is not a major rule under 5 U.S.C.
804.
VI. Executive Order 13771
Pursuant to E.O. 13771, this rule is a
deregulatory action. Information on the
expected cost savings of this action can
be found in section III of the preamble.
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VII. Regulatory Flexibility Act
DoD, GSA, and NASA have prepared
a final regulatory flexibility analysis
(FRFA) consistent with the Regulatory
Flexibility Act, 5 U.S.C. 601, et seq. The
FRFA is summarized as follows:
This final rule amends FAR 49.107, Audit
of prime contract settlement proposals and
subcontract settlements, to raise the dollar
threshold for the audit of prime contract
settlement proposals and subcontract
settlements submitted in the event of contract
termination from $100,000 to the threshold
for obtaining certified cost or pricing data set
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forth in FAR 15.403–4(a)(1), which is
currently $750,000. The rule is necessary to
reduce the administrative burdens associated
with termination settlement proposals.
No public comments were received in
response to the initial regulatory flexibility
analysis.
DoD, GSA, and NASA do not expect this
rule to have a significant economic impact on
a substantial number of small entities within
the meaning of the Regulatory Flexibility Act,
5 U.S.C. 601, et seq. Since the rule raises the
audit threshold, even fewer small businesses
will be subject to audits of their termination
settlement proposals. It is estimated that an
average of 4 small entities per year will be
relieved from the requirements of supporting
an audit of a contract settlement proposal,
which is a minute fraction of all contracts
awarded to small businesses in a typical year.
The rule imposes no reporting,
recordkeeping, or other information
collection requirements.
There are no known significant alternatives
to the rule. The impact of this rule on small
business is not expected to be significant.
Interested parties may obtain a copy
of the FRFA from the Regulatory
Secretariat Division. The Regulatory
Secretariat Division has submitted a
copy of the FRFA to the Chief Counsel
for Advocacy of the Small Business
Administration.
VIII. Paperwork Reduction Act
This rule does not contain any
information collection requirements that
require the approval of the Office of
Management and Budget under the
Paperwork Reduction Act (44 U.S.C.
chapter 35).
List of Subjects in 48 CFR Part 49
Government procurement.
Dated: April 25, 2018.
William F. Clark,
Director, Office of Government-wide
Acquisition Policy, Office of Acquisition
Policy, Office of Government-wide Policy.
Therefore, DoD, GSA, and NASA
amend 48 CFR part 49 as set forth
below:
recommendations. The TCO may submit
settlement proposals of less than the
threshold for obtaining certified cost or
pricing data to the audit agency.
Referrals shall indicate any specific
information or data that the TCO
considers relevant and shall include
facts and circumstances that will assist
the audit agency in performing its
function. The audit agency shall
develop requested information and may
make any further accounting reviews it
considers appropriate. After its review,
the audit agency shall submit written
comments and recommendations to the
TCO. When a formal examination of
settlement proposals valued under the
threshold for obtaining certified cost or
pricing data is not warranted, the TCO
will perform or have performed a desk
review and include a written summary
of the review in the termination case
file.
(b) The TCO shall refer subcontract
settlements received for approval or
ratification to the appropriate audit
agency for review and recommendations
when—
(1) The amount exceeds the threshold
for obtaining certified cost or pricing
data; or
(2) The TCO determines that a
complete or partial accounting review is
advisable. The audit agency shall
submit written comments and
recommendations to the TCO. The
review by the audit agency does not
relieve the prime contractor or higher
tier subcontractor of the responsibility
for performing an accounting review.
*
*
*
*
*
[FR Doc. 2018–09169 Filed 4–30–18; 8:45 am]
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DEPARTMENT OF DEFENSE
GENERAL SERVICES
ADMINISTRATION
NATIONAL AERONAUTICS AND
SPACE ADMINISTRATION
PART 49—TERMINATION OF
CONTRACTS
1. The authority citation for part 49
continues to read as follows:
■
Authority: 40 U.S.C. 121(c); 10 U.S.C.
chapter 137; and 51 U.S.C. 20113.
48 CFR Chapter 1
[Docket No. FAR 2018–0001, Sequence
No. 2]
■
2. Amend section 49.107 by revising
paragraphs (a) and (b) to read as follows:
Federal Acquisition Regulation:
Federal Acquisition Circular 2005–98;
Small Entity Compliance Guide
49.107 Audit of prime contract settlement
proposals and subcontract settlements.
AGENCY:
(a) The TCO shall refer each prime
contractor settlement proposal valued at
or above the threshold for obtaining
certified cost or pricing data set forth in
FAR 15.403–4(a)(1) to the appropriate
audit agency for review and
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Department of Defense (DoD),
General Services Administration (GSA),
and National Aeronautics and Space
Administration (NASA).
ACTION: Small Entity Compliance Guide.
This document is issued
under the joint authority of DOD, GSA,
SUMMARY:
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Federal Register / Vol. 83, No. 84 / Tuesday, May 1, 2018 / Rules and Regulations
and NASA. This Small Entity
Compliance Guide has been prepared in
accordance with section 212 of the
Small Business Regulatory Enforcement
Fairness Act of 1996. It consists of a
summary of the rules appearing in
Federal Acquisition Circular (FAC)
2005–98, which amends the Federal
Acquisition Regulation (FAR). An
asterisk (*) next to a rule indicates that
a regulatory flexibility analysis has been
prepared. Interested parties may obtain
further information regarding these
rules by referring to FAC 2005–98,
which precedes this document. These
documents are also available via the
internet at https://www.regulations.gov.
DATES: May 1, 2018.
19151
For
clarification of content, contact the
analyst whose name appears in the table
below. Please cite FAC 2005–98 and the
FAR case number. For information
pertaining to status or publication
schedules, contact the Regulatory
Secretariat Division at 202–501–4755.
FOR FURTHER INFORMATION CONTACT:
RULES LISTED IN FAC 2005–98
Item
Subject
I ....................
II ...................
III ..................
*IV ................
Task- and Delivery-Order Protests ...............................................................................................
Duties of Office of Small and Disadvantaged Business Utilization ..............................................
Liquidated Damages Rate Adjustment .........................................................................................
Audit of Settlement Proposals .......................................................................................................
SUPPLEMENTARY INFORMATION:
Summaries for each FAR rule follow.
For the actual revisions and/or
amendments made by these rules, refer
to the specific item numbers and
subjects set forth in the documents
following these item summaries. FAC
2005–98 amends the FAR as follows:
Item I—Task- and Delivery-Order
Protests (FAR Case 2017–007)
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This final rule amends the FAR to
implement section 835 of the National
Defense Authorization Act (NDAA) for
Fiscal Year (FY) 2017 (Pub. L. 114–328).
Section 835 amends 10 U.S.C.
2304c(e)(1)(B) to raise the threshold for
task- and delivery-order protests from
$10 million to $25 million (applicable to
DoD, NASA, and the Coast Guard). The
section also amends 41 U.S.C. 4106(f) to
repeal the sunset date, which was also
previously repealed by the GAO
Civilian Task and Delivery Order Protest
Authority Act of 2016 (Pub. L. 114–260).
There will be an unquantifiable impact
on offerors (including small businesses)
that lose the right to protest awards of
task or delivery orders valued between
$10 million and $25 million, but the
impact is expected to be de minimis,
because there are very few protests of
procurements in that dollar range.
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FAR case
Item II—Duties of Office of Small and
Disadvantaged Business Utilization
(FAR Case 2017–008)
This final rule amends the FAR to
reflect additional duties for agencies’
Office of Small and Disadvantaged
Business Utilization, or for DoD’s Office
of Small Business Programs, which were
added to section 15(k) of the Small
Business Act by the NDAA for FY 2017.
This rule only provides information
regarding the internal operating
procedures of the Government.
Item III—Liquidated Damages Rate
Adjustment (FAR Case 2017–004)
This final rule amends the FAR to
adjust for inflation the rate of liquidated
damages assessed or enforced by
Department of Labor (DOL) regulations
for violations of the overtime provisions
of the Contract Work Hours and Safety
Standards Act. The FAR rule
implements DOL’s interim final rule
published in the Federal Register at 81
FR 43430 on July 1, 2016, DOL’s final
rule published in the Federal Register at
82 FR 5373 on January 18, 2017, and
subsequent adjustments for inflation
pursuant to the Federal Civil Penalties
Inflation Adjustment Act of 1990, as
amended by the Federal Civil Penalties
Inflation Adjustment Act Improvements
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2017–007
2017–008
2017–004
2015–039
Analyst
Gray.
Fry.
Delgado.
Delgado.
Act of 2015 (section 701 of Pub. L. 114–
74) (28 U.S.C. 2461 Note). There is no
significant impact on small entities
imposed by the FAR rule.
Item IV—Audit of Settlement Proposals
(FAR Case 2015–039)
This final rule amends the FAR to
raise the dollar threshold requirement
for the audit of prime contract
settlement proposals and subcontract
settlements from $100,000 to $750,000
to align with the threshold in FAR
15.403–4(a)(1) for obtaining certified
cost or pricing data.
The requirements in the rule will not
have a significant economic impact on
a substantial number of small entities.
Since the rule raises the audit threshold,
even fewer small businesses will be
subject to audits of their termination
settlement proposals resulting in a
reduction of time spent to complete
termination settlements.
Dated: April 25, 2018.
William F. Clark,
Director, Office of Government-wide
Acquisition Policy, Office of Acquisition
Policy, Office of Government-wide Policy.
[FR Doc. 2018–09171 Filed 4–30–18; 8:45 am]
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01MYR2
Agencies
[Federal Register Volume 83, Number 84 (Tuesday, May 1, 2018)]
[Rules and Regulations]
[Pages 19150-19151]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2018-09171]
-----------------------------------------------------------------------
DEPARTMENT OF DEFENSE
GENERAL SERVICES ADMINISTRATION
NATIONAL AERONAUTICS AND SPACE ADMINISTRATION
48 CFR Chapter 1
[Docket No. FAR 2018-0001, Sequence No. 2]
Federal Acquisition Regulation: Federal Acquisition Circular
2005-98; Small Entity Compliance Guide
AGENCY: Department of Defense (DoD), General Services Administration
(GSA), and National Aeronautics and Space Administration (NASA).
ACTION: Small Entity Compliance Guide.
-----------------------------------------------------------------------
SUMMARY: This document is issued under the joint authority of DOD, GSA,
[[Page 19151]]
and NASA. This Small Entity Compliance Guide has been prepared in
accordance with section 212 of the Small Business Regulatory
Enforcement Fairness Act of 1996. It consists of a summary of the rules
appearing in Federal Acquisition Circular (FAC) 2005-98, which amends
the Federal Acquisition Regulation (FAR). An asterisk (*) next to a
rule indicates that a regulatory flexibility analysis has been
prepared. Interested parties may obtain further information regarding
these rules by referring to FAC 2005-98, which precedes this document.
These documents are also available via the internet at https://www.regulations.gov.
DATES: May 1, 2018.
FOR FURTHER INFORMATION CONTACT: For clarification of content, contact
the analyst whose name appears in the table below. Please cite FAC
2005-98 and the FAR case number. For information pertaining to status
or publication schedules, contact the Regulatory Secretariat Division
at 202-501-4755.
Rules Listed in FAC 2005-98
----------------------------------------------------------------------------------------------------------------
Item Subject FAR case Analyst
----------------------------------------------------------------------------------------------------------------
I............................ Task- and Delivery-Order Protests 2017-007 Gray.
II........................... Duties of Office of Small and 2017-008 Fry.
Disadvantaged Business
Utilization.
III.......................... Liquidated Damages Rate 2017-004 Delgado.
Adjustment.
*IV.......................... Audit of Settlement Proposals.... 2015-039 Delgado.
----------------------------------------------------------------------------------------------------------------
SUPPLEMENTARY INFORMATION: Summaries for each FAR rule follow. For the
actual revisions and/or amendments made by these rules, refer to the
specific item numbers and subjects set forth in the documents following
these item summaries. FAC 2005-98 amends the FAR as follows:
Item I--Task- and Delivery-Order Protests (FAR Case 2017-007)
This final rule amends the FAR to implement section 835 of the
National Defense Authorization Act (NDAA) for Fiscal Year (FY) 2017
(Pub. L. 114-328). Section 835 amends 10 U.S.C. 2304c(e)(1)(B) to raise
the threshold for task- and delivery-order protests from $10 million to
$25 million (applicable to DoD, NASA, and the Coast Guard). The section
also amends 41 U.S.C. 4106(f) to repeal the sunset date, which was also
previously repealed by the GAO Civilian Task and Delivery Order Protest
Authority Act of 2016 (Pub. L. 114-260). There will be an
unquantifiable impact on offerors (including small businesses) that
lose the right to protest awards of task or delivery orders valued
between $10 million and $25 million, but the impact is expected to be
de minimis, because there are very few protests of procurements in that
dollar range.
Item II--Duties of Office of Small and Disadvantaged Business
Utilization (FAR Case 2017-008)
This final rule amends the FAR to reflect additional duties for
agencies' Office of Small and Disadvantaged Business Utilization, or
for DoD's Office of Small Business Programs, which were added to
section 15(k) of the Small Business Act by the NDAA for FY 2017. This
rule only provides information regarding the internal operating
procedures of the Government.
Item III--Liquidated Damages Rate Adjustment (FAR Case 2017-004)
This final rule amends the FAR to adjust for inflation the rate of
liquidated damages assessed or enforced by Department of Labor (DOL)
regulations for violations of the overtime provisions of the Contract
Work Hours and Safety Standards Act. The FAR rule implements DOL's
interim final rule published in the Federal Register at 81 FR 43430 on
July 1, 2016, DOL's final rule published in the Federal Register at 82
FR 5373 on January 18, 2017, and subsequent adjustments for inflation
pursuant to the Federal Civil Penalties Inflation Adjustment Act of
1990, as amended by the Federal Civil Penalties Inflation Adjustment
Act Improvements Act of 2015 (section 701 of Pub. L. 114-74) (28 U.S.C.
2461 Note). There is no significant impact on small entities imposed by
the FAR rule.
Item IV--Audit of Settlement Proposals (FAR Case 2015-039)
This final rule amends the FAR to raise the dollar threshold
requirement for the audit of prime contract settlement proposals and
subcontract settlements from $100,000 to $750,000 to align with the
threshold in FAR 15.403-4(a)(1) for obtaining certified cost or pricing
data.
The requirements in the rule will not have a significant economic
impact on a substantial number of small entities. Since the rule raises
the audit threshold, even fewer small businesses will be subject to
audits of their termination settlement proposals resulting in a
reduction of time spent to complete termination settlements.
Dated: April 25, 2018.
William F. Clark,
Director, Office of Government-wide Acquisition Policy, Office of
Acquisition Policy, Office of Government-wide Policy.
[FR Doc. 2018-09171 Filed 4-30-18; 8:45 am]
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