Takes of Marine Mammals Incidental to Specified Activities; Taking Marine Mammals Incidental to Bremerton and Edmonds Ferry Terminals Dolphin Relocation Project in Washington State, 16330-16343 [2018-07889]
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Federal Register / Vol. 83, No. 73 / Monday, April 16, 2018 / Notices
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Dated: April 11, 2018.
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[FR Doc. 2018–07885 Filed 4–13–18; 8:45 am]
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[FR Doc. 2018–07891 Filed 4–13–18; 8:45 am]
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RIN 0648–XG011
Takes of Marine Mammals Incidental to
Specified Activities; Taking Marine
Mammals Incidental to Bremerton and
Edmonds Ferry Terminals Dolphin
Relocation Project in Washington State
National Marine Fisheries
Service (NMFS), National Oceanic and
Atmospheric Administration (NOAA),
Commerce.
ACTION: Proposed incidental harassment
authorization (IHA); request for
comments.
AGENCY:
NMFS has received a request
from Washington State Department of
Transportation (WSDOT) for
authorization to take marine mammals
incidental to the dolphin (a man-made
structure that protects other structures
from being struck by boats) relocation
project at the Bremerton and Edmonds
ferry terminals in Washington State.
Pursuant to the Marine Mammal
Protection Act (MMPA), NMFS is
requesting comments on its proposal to
issue an IHA to incidentally take marine
mammals during the specified activities.
DATES: Comments and information must
be received no later than May 16, 2018.
ADDRESSES: Comments should be
addressed to Jolie Harrison, Chief,
Permits and Conservation Division,
Office of Protected Resources, National
Marine Fisheries Service. Physical
comments should be sent to 1315 EastWest Highway, Silver Spring, MD 20910
and electronic comments should be sent
to ITP.guan@noaa.gov.
Instructions: NMFS is not responsible
for comments sent by any other method,
to any other address or individual, or
received after the end of the comment
period. Comments received
electronically, including all
attachments, must not exceed a 25megabyte file size. Attachments to
electronic comments will be accepted in
Microsoft Word or Excel or Adobe PDF
file formats only. All comments
received are a part of the public record
and will generally be posted online at
https://www.fisheries.noaa.gov/node/
23111 without change. All personal
identifying information (e.g., name,
address) voluntarily submitted by the
SUMMARY:
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commenter may be publicly accessible.
Do not submit confidential business
information or otherwise sensitive or
protected information.
FOR FURTHER INFORMATION CONTACT:
Shane Guan, Office of Protected
Resources, NMFS, (301) 427–8401.
Electronic copies of the applications
and supporting documents, as well as a
list of the references cited in this
document, may be obtained online at
https://www.fisheries.noaa.gov/node/
23111. In case of problems accessing
these documents, please call the contact
listed above.
SUPPLEMENTARY INFORMATION:
Background
Sections 101(a)(5)(A) and (D) of the
MMPA (16 U.S.C. 1361 et seq.) direct
the Secretary of Commerce to allow,
upon request, the incidental, but not
intentional, taking of small numbers of
marine mammals by U.S. citizens who
engage in a specified activity (other than
commercial fishing) within a specified
geographical region if certain findings
are made and either regulations are
issued or, if the taking is limited to
harassment, a notice of a proposed
authorization is provided to the public
for review.
An authorization for incidental
takings shall be granted if NMFS finds
that the taking will have a negligible
impact on the species or stock(s), will
not have an unmitigable adverse impact
on the availability of the species or
stock(s) for subsistence uses (where
relevant), and if the permissible
methods of taking and requirements
pertaining to the mitigation, monitoring
and reporting of such takings are set
forth.
NMFS has defined ‘‘negligible
impact’’ in 50 CFR 216.103 as an impact
resulting from the specified activity that
cannot be reasonably expected to, and is
not reasonably likely to, adversely affect
the species or stock through effects on
annual rates of recruitment or survival.
The MMPA states that the term ‘‘take’’
means to harass, hunt, capture, kill or
attempt to harass, hunt, capture, or kill
any marine mammal.
Except with respect to certain
activities not pertinent here, the MMPA
defines ‘‘harassment’’ as any act of
pursuit, torment, or annoyance which (i)
has the potential to injure a marine
mammal or marine mammal stock in the
wild (Level A harassment); or (ii) has
the potential to disturb a marine
mammal or marine mammal stock in the
wild by causing disruption of behavioral
patterns, including, but not limited to,
migration, breathing, nursing, breeding,
feeding, or sheltering (Level B
harassment).
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National Environmental Policy Act
Issuance of an MMPA 101(a)(5)(D)
authorization requires compliance with
the National Environmental Policy Act
(NEPA).
NMFS preliminary determined the
issuance of the proposed IHA is
consistent with categories of activities
identified in CE B4 (issuance of
incidental harassment authorizations
under section 101(a)(5)(A) and (D) of the
MMPA for which no serious injury or
mortality is anticipated) of NOAA’s
Companion Manual for NAO 216–6A,
and we have not identified any
extraordinary circumstances listed in
Chapter 4 of the Companion Manual for
NAO 216–6A that would preclude this
categorical exclusion under NEPA.
We will review all comments
submitted in response to this notice
prior to making a final decision as to
whether application of this CE is
appropriate in this circumstance.
Summary of Request
NMFS received a request from
WSDOT for an IHA to take marine
mammals incidental to the dolphin
relocation project (a man-made structure
that protects other structures from being
struck by boats) at the Bremerton and
Edmonds ferry terminals in the State of
Washington. WSDOT’s request was for
harassment only, and NMFS concurs
that injury, serious injury, or mortality
is not expected to result from this
activity. Therefore, an IHA is
appropriate.
On October 4, 2017, WSDOT
submitted a request to NMFS requesting
an IHA for the possible harassment of
small numbers of marine mammal
species incidental to the dolphin
relocation project at the Bremerton and
Edmonds ferry terminals in Washington
State, between October 1, 2018, to
September 30, 2019. NMFS determined
that the IHA application is adequate and
complete on December 4, 2017, with a
few minor comments and questions.
WSDOT subsequently addressed all
NMFS comments and submitted a
revised IHA application on March 1,
2018. NMFS is proposing to authorize
the take by Level B harassment of the
following marine mammal species:
Harbor seal (Phoca vitulina); northern
elephant seal (Mirounga angustirostris);
California sea lion (Zalophus
californianus); Steller sea lion
(Eumetopias jubatus); killer whale
(Orcinus orca); gray whale (Eschrichtius
robustus); humpback whale (Megaptera
novaeangliae); minke whale
(Balaenoptera acutorostrata); harbor
porpoise (Phocoena phocoena); Dall’s
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porpoise (P. dalli); and long-beaked
common dolphin (Delphinus capensis).
Description of Proposed Activity
Overview
The WSDOT is proposing to relocate
one dolphin to improve safety at each of
the Bremerton and Edmonds ferry
terminals. The Olympic Class ferries
have an atypical shape, which at some
terminals causes the vessel to make
contact with the inner dolphin prior to
the stern reaching the intermediate or
outer dolphin. This tends to cause
rotation of the vessel away from the
wingwalls and presents a safety issue.
The project will reduce the risk of
landing issues for Olympic Class ferries
at the Bremerton and Edmonds ferry
terminals.
Dates and Duration
Due to NMFS and the U.S. Fish and
Wildlife Service (USFWS) in-water
work timing restrictions to protect ESAlisted salmonids, planned WSDOT inwater construction is limited each year
to July 16 through February 15.
In-water construction at the
Bremerton Ferry Terminal will
commence after October 1, and is
planned during the August 1, 2018, to
February 15, 2019 in-water work
window. In-water construction at the
Edmonds Ferry Terminal will
commence October 1, and is planned
during the July 15, 2018, to February 15,
2019 in-water work window.
Specified Geographic Region
The Bremerton Ferry Terminal is
located in the city of Bremerton, east of
the Navy shipyard. Bremerton is on the
shoreline of Sinclair Inlet, south of
Bainbridge Island. Located in Kitsap
County, Washington, the terminal is
located in Section 24, Township 24
North, Range 1 East. The Edmonds Ferry
Terminal is located in the city of
Edmonds, along the downtown
waterfront. Edmonds is in Snohomish
County, approximately 15 miles north of
Seattle. The terminal is located in
Section 23, Township 27 North, Range
3 East (Figure 1–2 in the IHA
application). Land use near both ferry
terminals is a mix of residential,
commercial, industrial, and open space
and/or undeveloped lands.
Detailed Description of In-Water Pile
Driving and Removal Associated With
the Dolphin Relocation Project at
Bremerton and Edmonds Ferry
Terminals
The proposed project includes
vibratory hammer driving and removal
creating elevated in-water and in-air
noise that may impact marine mammals.
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The following construction activities
(in sequence) are anticipated for the
Bremerton Ferry Terminal.
• Install one temporary 36-inch
diameter steel indicator pile with a
vibratory hammer. The temporary
indicator pile will be used as a visual
landing aid reference for vessel captains
during construction. It will be relocated
to become a fender pile for the new
dolphin.
• Remove the existing left outer
dolphin that consists of six 36-inch
diameter steel pipe piles with a
vibratory hammer and/or by direct pull
and clamshell removal.
• Using a vibratory hammer, install
three 30-inch steel pile reaction piles.
This is a back group of piles that
provide stability to the dolphin.
• Install a concrete diaphragm (the
diaphragm joins the piles at their tops),
then use a vibratory hammer to install
the remaining four 30-inch reaction
piles.
• Using a vibratory hammer, install
three 36-inch diameter steel pipe fender
piles; install fenders and attach rub
panels to the fender piles. Fender piles
absorb much of the energy as the ferry
vessel makes contact with the dolphin.
• Using a vibratory hammer, remove
the 36-inch temporary indicator pile
and install it as the last remaining
fender pile along with the fender and
fender panel.
The following construction activities
(in sequence) are anticipated for the
Edmonds Ferry Terminal.
• Install one temporary 36-inch
diameter steel indicator pile with a
vibratory hammer. The temporary
indicator pile will be used as a visual
landing aid reference for vessel captains
during construction.
• Using a vibratory hammer, install
one 30-inch reaction pile.
• Using a vibratory hammer, install
the two remaining reaction piles
through the diaphragm.
• Using a vibratory hammer, remove
three 36-inch steel pipe fender piles and
reinstall them in their new locations.
• Using a vibratory hammer, remove
the 36-inch temporary indicator pile
(this portion of the project will not reuse
the indicator pile).
A summary of the piles to be installed
and removed, along with pile driving
information, is provided in Table 1.
TABLE 1—SUMMARY OF IN-WATER PILE DRIVING AND REMOVAL DURATIONS
Location
Pile element
Method
Bremerton ............
Indicator pile .............
Indicator pile .............
Existing dolphin ........
Relocate dolphin install.
Relocated dolphin install.
Vibratory
Vibratory
Vibratory
Vibratory
Pile type
Duration/pile
(min)
Number
pile/day
Duration
(days)
36
36
36
36
1
1
6
4
20
15
15
20
1
1
3
3
1
1
2
2
Vibratory install .........
Steel ......
30
7
20
3
3
...................................
Indicator pile .............
Indicator pile .............
Existing dolphin removal.
Relocated dolphin .....
Relocated dolphin .....
...................................
Vibratory install .........
Vibratory removal .....
Vibratory removal .....
................
Steel .......
Steel ......
Steel .......
................
36
36
36
19
1
1
3
345
20
15
15
................
1
1
3
9
1
1
1
Vibratory install .........
Vibratory install .........
Steel ......
Steel ......
36
30
3
3
20
20
3
3
1
1
Subtotal ........
...................................
...................................
................
................
11
200
................
5
Total ......
...................................
...................................
................
................
30
545
................
14
Proposed mitigation, monitoring, and
reporting measures are described in
detail later in this document (please see
‘‘Proposed Mitigation’’ and ‘‘Proposed
Monitoring and Reporting’’).
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Description of Marine Mammals in the
Area of Specified Activities
We have reviewed the applicant’s
species information, which summarizes
available information regarding status
and trends, distribution and habitat
preferences, behavior and life history,
and auditory capabilities of the
potentially affected species—for
accuracy and completeness and refer the
reader to Sections 3 and 4 of the
applications, as well as to NMFS’ Stock
Assessment Reports (SAR;
www.nmfs.noaa.gov/pr/sars/), instead of
reprinting all of the information here.
Additional general information about
these species (e.g., physical and
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Steel
Steel
Steel
Steel
Pile No.
......
......
.......
.......
Subtotal ........
Edmond ...............
install .........
removal .....
removal .....
install .........
Size
(inch)
behavioral descriptions) may be found
on NMFS’ website (www.nmfs.noaa.gov/
pr/species/mammals/) or in the U.S.
Navy’s Marine Resource Assessments
(MRA) for relevant operating areas. The
MRAs are available online at:
www.navfac.navy.mil/products_and_
services/ev/products_and_services/
marine_resources/marine_resource_
assessments.html. Table 2 lists all
species with expected potential for
occurrence in Bremerton and Edmonds
ferry terminal project area and
summarizes information related to the
population or stock, including potential
biological removal (PBR), where known.
For taxonomy, we follow Committee on
Taxonomy (2016). PBR, defined by the
MMPA as the maximum number of
animals, not including natural
mortalities, that may be removed from a
marine mammal stock while allowing
that stock to reach or maintain its
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optimum sustainable population, is
considered in concert with known
sources of ongoing anthropogenic
mortality to assess the population-level
effects of the anticipated mortality from
a specific project (as described in
NMFS’ SARs). While no mortality is
anticipated or authorized here, PBR and
annual serious injury and mortality are
included here as gross indicators of the
status of the species and other threats.
Marine mammal abundance estimates
presented in this document represent
the total number of individuals that
make up a given stock or the total
number estimated within a particular
study area. NMFS’ stock abundance
estimates for most species represent the
total estimate of individuals within the
geographic area, if known, that
comprises that stock.
Five species (with five managed
stocks) are considered to have the
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potential to co-occur with the proposed
construction activities. All values
presented in Table 2 are the most recent
available at the time of publication and
are available in the 2015 SARs (Carretta
et al., 2016) and draft 2016 SARs
(available online at:
www.nmfs.noaa.gov/pr/sars/draft.htm).
TABLE 2—MARINE MAMMALS WITH POTENTIAL PRESENCE WITHIN THE PROPOSED PROJECT AREA
Common name
Scientific name
ESA/
MMPA
status;
strategic
(Y/N) 1
Stock
Stock abundance
(CV, Nmin, most recent
abundance survey) 2
PBR
Annual
M/SI 3
Order Cetartiodactyla—Cetacea—Superfamily Mysticeti (baleen whales)
Family Eschrichtiidae:
Gray whale .........................
Family Balaenopteridae:
Humpback whale ......................
Minke whale .......................
Family Delphinidae:
Killer whale ........................
Long-beaked common dolphin.
Family Phocoenidae (porpoises):
Harbor porpoise .................
Dall’s porpoise ...................
Eschrichtius robustus ................
Eastern North Pacific ................
N
20,990
624
132
Megaptera novaneagliae ..........
Balaenoptera acutorostrata ......
California/Oregon/Washington ..
California/Oregon/Washington ..
Y
N
1,918
636
11.0
3.5
>6.5
>1.3
Orcinus orca .............................
Y
81
0.14
0
Delphinus capensis ...................
Eastern N. Pacific Southern
resident.
West coast transient .................
California ...................................
N
N
243
101,305
2.4
657
0
>35.4
Phocoena phocoena .................
P. dali ........................................
Washington inland waters ........
California/Oregon/Washington ..
N
N
11,233
25,750
66
172
7.2
0.3
Order Carnivora—Superfamily Pinnipedia
Family Otariidae (eared seals
and sea lions):
California sea lion ..............
Steller sea lion ...................
Family Phocidae (earless
seals):
Harbor seal ........................
Northern elephant seal ......
Zalophus californianus ..............
Eumetopias jubatus ..................
U.S. ...........................................
Eastern U.S. .............................
N
N
296,750
71,562
9,200
2,498
389
108
Phoca vitulina ...........................
Washington northern inland
waters.
California breeding ....................
N
4 11,036
1,641
43
N
179,000
4,882
8.8
Mirounga angustirostris ............
1 Endangered
Species Act (ESA) status: Endangered (E), Threatened (T)/MMPA status: Depleted (D). A dash (-) indicates that the species is not listed under the
ESA or designated as depleted under the MMPA. Under the MMPA, a strategic stock is one for which the level of direct human-caused mortality exceeds PBR or
which is determined to be declining and likely to be listed under the ESA within the foreseeable future. Any species or stock listed under the ESA is automatically
designated under the MMPA as depleted and as a strategic stock.
2 NMFS marine mammal stock assessment reports online at: www.nmfs.noaa.gov/pr/sars/. CV is coefficient of variation; N
min is the minimum estimate of stock
abundance.
3 These values, found in NMFS’s SARs, represent annual levels of human-caused mortality plus serious injury from all sources combined (e.g., commercial fisheries, ship strike). Annual M/SI often cannot be determined precisely and is in some cases presented as a minimum value or range. A CV associated with estimated
mortality due to commercial fisheries is presented in some cases.
4 Harbor seal estimate is based on data that are 8 years old, but this is the best available information for use here.
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Potential Effects of Specified Activities
on Marine Mammals and Their Habitat
This section includes a summary and
discussion of the ways that components
of the specified activity may impact
marine mammals and their habitat. The
‘‘Estimated Take by Incidental
Harassment’’ section later in this
document will include a quantitative
analysis of the number of individuals
that are expected to be taken by this
activity. The ‘‘Negligible Impact
Analysis and Determination’’ section
will consider the content of this section,
the ‘‘Estimated Take by Incidental
Harassment’’ section, and the ‘‘Proposed
Mitigation’’ section, to draw
conclusions regarding the likely impacts
of these activities on the reproductive
success or survivorship of individuals
and how those impacts on individuals
are likely to impact marine mammal
species or stocks.
Potential impacts to marine mammals
from the proposed Bremerton and
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Edmonds ferry terminals dolphin
relocation project are from noise
generated during in-water pile driving
and pile removal activities.
Acoustic Effects
Here, we first provide background
information on marine mammal hearing
before discussing the potential effects of
the use of active acoustic sources on
marine mammals.
Marine Mammal Hearing—Hearing is
the most important sensory modality for
marine mammals underwater, and
exposure to anthropogenic sound can
have deleterious effects. To
appropriately assess the potential effects
of exposure to sound, it is necessary to
understand the frequency ranges marine
mammals are able to hear. Current data
indicate that not all marine mammal
species have equal hearing capabilities
(e.g., Richardson et al., 1995; Wartzok
and Ketten, 1999; Au and Hastings,
2008). To reflect this, Southall et al.
(2007) recommended that marine
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mammals be divided into functional
hearing groups based on directly
measured or estimated hearing ranges
on the basis of available behavioral
response data, audiograms derived
using auditory evoked potential
techniques, anatomical modeling, and
other data. Note that no direct
measurements of hearing ability have
been successfully completed for
mysticetes (i.e., low-frequency
cetaceans). Subsequently, NMFS (2016)
described generalized hearing ranges for
these marine mammal hearing groups.
Generalized hearing ranges were chosen
based on the approximately 65 decibel
(dB) threshold from the normalized
composite audiograms, with the
exception for lower limits for lowfrequency cetaceans where the lower
bound was deemed to be biologically
implausible and the lower bound from
Southall et al. (2007) retained. The
functional groups and the associated
frequencies are indicated below (note
that these frequency ranges correspond
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to the range for the composite group,
with the entire range not necessarily
reflecting the capabilities of every
species within that group):
• Low-frequency cetaceans
(mysticetes): Generalized hearing is
estimated to occur between
approximately 7 Hertz (Hz) and 35
kilohertz (kHz), with best hearing
estimated to be from 100 Hz to 8 kHz;
• Mid-frequency cetaceans (larger
toothed whales, beaked whales, and
most delphinids): Generalized hearing is
estimated to occur between
approximately 150 Hz and 160 kHz,
with best hearing from 10 to less than
100 kHz;
• High-frequency cetaceans
(porpoises, river dolphins, and members
of the genera Kogia and
Cephalorhynchus; including two
members of the genus Lagenorhynchus,
on the basis of recent echolocation data
and genetic data): Generalized hearing is
estimated to occur between
approximately 275 Hz and 160 kHz.
• Pinnipeds in water; Phocidae (true
seals): Generalized hearing is estimated
to occur between approximately 50 Hz
to 86 kHz, with best hearing between 1–
50 kHz;
• Pinnipeds in water; Otariidae (eared
seals): Generalized hearing is estimated
to occur between 60 Hz and 39 kHz,
with best hearing between 2–48 kHz.
The pinniped functional hearing
group was modified from Southall et al.
(2007) on the basis of data indicating
that phocid species have consistently
demonstrated an extended frequency
range of hearing compared to otariids,
especially in the higher frequency range
¨
(Hemila et al., 2006; Kastelein et al.,
2009; Reichmuth and Holt, 2013).
For more detail concerning these
groups and associated frequency ranges,
please see NMFS (2016) for a review of
available information. Eleven marine
mammal species (7 cetacean and 4
pinniped (2 otariid and 2 phocid)
species) have the reasonable potential to
co-occur with the proposed survey
activities. Please refer to Table 2. Of the
cetacean species that may be present,
one species is classified as lowfrequency cetaceans (i.e., gray whale),
and one is classified as high-frequency
cetaceans (i.e., harbor porpoise).
The WSDOT’s dolphin relocation
project at Bremerton and Edmonds ferry
terminals using in-water pile driving
and pile removal could adversely affect
marine mammal species and stocks by
exposing them to elevated noise levels
in the vicinity of the activity area.
Exposure to high intensity sound for
a sufficient duration may result in
auditory effects such as a noise-induced
threshold shift (TS)—an increase in the
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auditory threshold after exposure to
noise (Finneran et al., 2005). Factors
that influence the amount of threshold
shift include the amplitude, duration,
frequency content, temporal pattern,
and energy distribution of noise
exposure. The magnitude of hearing
threshold shift normally decreases over
time following cessation of the noise
exposure. The amount of TS just after
exposure is the initial TS. If the TS
eventually returns to zero (i.e., the
threshold returns to the pre-exposure
value), it is a temporary threshold shift
(TTS) (Southall et al., 2007).
Threshold Shift (noise-induced loss of
hearing)—When animals exhibit
reduced hearing sensitivity (i.e., sounds
must be louder for an animal to detect
them) following exposure to an intense
sound or sound for long duration, it is
referred to as a noise-induced TS. An
animal can experience TTS) or
permanent threshold shift (PTS). TTS
can last from minutes or hours to days
(i.e., there is complete recovery), can
occur in specific frequency ranges (i.e.,
an animal might only have a temporary
loss of hearing sensitivity between the
frequencies of 1 and 10 kHz), and can
be of varying amounts (for example, an
animal’s hearing sensitivity might be
reduced initially by only 6 dB or
reduced by 30 dB). PTS is permanent,
but some recovery is possible. PTS can
also occur in a specific frequency range
and amount as mentioned above for
TTS.
For marine mammals, published data
are limited to the captive bottlenose
dolphin, beluga, harbor porpoise, and
Yangtze finless porpoise (Finneran et
al., 2000, 2002, 2003, 2005, 2007, 2010a,
2010b; Finneran and Schlundt, 2010;
Lucke et al., 2009; Mooney et al., 2009a,
2009b; Popov et al., 2011a, 2011b;
Kastelein et al., 2012a; Schlundt et al.,
2000; Nachtigall et al., 2003, 2004). For
pinnipeds in water, data are limited to
measurements of TTS in harbor seals, an
elephant seal, and California sea lions
(Kastak et al., 1999, 2005; Kastelein et
al., 2012b).
Lucke et al. (2009) found a TS of a
harbor porpoise after exposing it to
airgun noise with a received sound
pressure level (SPL) at 200.2 dB (peak–
to-peak) re: 1 micropascal (mPa), which
corresponds to a sound exposure level
of 164.5 dB re: 1 mPa2 s after integrating
exposure. Because the airgun noise is a
broadband impulse, one cannot directly
determine the equivalent of root mean
square (rms) SPL from the reported
peak-to-peak SPLs. However, applying a
conservative conversion factor of 16 dB
for broadband signals from seismic
surveys (McCauley, et al., 2000) to
correct for the difference between peak-
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to-peak levels reported in Lucke et al.
(2009) and rms SPLs, the rms SPL for
TTS would be approximately 184 dB re:
1 mPa, and the received levels associated
with PTS (Level A harassment) would
be higher. Therefore, based on these
studies, NMFS recognizes that TTS of
harbor porpoises is lower than other
cetacean species empirically tested
(Finneran & Schlundt, 2010; Finneran et
al., 2002; Kastelein and Jennings, 2012).
Marine mammal hearing plays a
critical role in communication with
conspecifics, and interpretation of
environmental cues for purposes such
as predator avoidance and prey capture.
Depending on the degree (elevation of
threshold in dB), duration (i.e., recovery
time), and frequency range of TTS, and
the context in which it is experienced,
TTS can have effects on marine
mammals ranging from discountable to
serious (similar to those discussed in
auditory masking, below). For example,
a marine mammal may be able to readily
compensate for a brief, relatively small
amount of TTS in a non-critical
frequency range that occurs during a
time where ambient noise is lower and
there are not as many competing sounds
present. Alternatively, a larger amount
and longer duration of TTS sustained
during time when communication is
critical for successful mother/calf
interactions could have more serious
impacts. Also, depending on the degree
and frequency range, the effects of PTS
on an animal could range in severity,
although it is considered generally more
serious because it is a permanent
condition. Of note, reduced hearing
sensitivity as a simple function of aging
has been observed in marine mammals,
as well as humans and other taxa
(Southall et al., 2007), so one can infer
that strategies exist for coping with this
condition to some degree, though likely
not without cost.
In addition, chronic exposure to
excessive, though not high-intensity,
noise could cause masking at particular
frequencies for marine mammals, which
utilize sound for vital biological
functions (Clark et al., 2009). Acoustic
masking is when other noises such as
from human sources interfere with
animal detection of acoustic signals
such as communication calls,
echolocation sounds, and
environmental sounds important to
marine mammals. Therefore, under
certain circumstances, marine mammals
whose acoustical sensors or
environment are being severely masked
could also be impaired from maximizing
their performance fitness in survival
and reproduction.
Masking occurs at the frequency band
that the animals utilize. Therefore, since
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noise generated from vibratory pile
driving is mostly concentrated at low
frequency ranges, it may have less effect
on high frequency echolocation sounds
by odontocetes (toothed whales).
However, lower frequency man-made
noises are more likely to affect detection
of communication calls and other
potentially important natural sounds
such as surf and prey noise. It may also
affect communication signals when they
occur near the noise band and thus
reduce the communication space of
animals (e.g., Clark et al., 2009) and
cause increased stress levels (e.g., Foote
et al., 2004; Holt et al., 2009).
Unlike TS, masking, which can occur
over large temporal and spatial scales,
can potentially affect the species at
population, community, or even
ecosystem levels, as well as individual
levels. Masking affects both senders and
receivers of the signals and could have
long-term chronic effects on marine
mammal species and populations.
Recent science suggests that low
frequency ambient sound levels have
increased by as much as 20 dB (more
than three times in terms of sound
pressure level) in the world’s ocean
from pre-industrial periods, and most of
these increases are from distant
shipping (Hildebrand, 2009). For
WSDOT’s dolphin relocation project,
noises from vibratory pile driving and
pile removal contribute to the elevated
ambient noise levels in the project area,
thus increasing potential for or severity
of masking. Baseline ambient noise
levels in the vicinity of project area are
high due to ongoing shipping,
construction and other activities in the
Puget Sound.
Finally, marine mammals’ exposure to
certain sounds could lead to behavioral
disturbance (Richardson et al., 1995),
such as changing durations of surfacing
and dives, number of blows per
surfacing, or moving direction and/or
speed; reduced/increased vocal
activities; changing/cessation of certain
behavioral activities (such as socializing
or feeding); visible startle response or
aggressive behavior (such as tail/fluke
slapping or jaw clapping); avoidance of
areas where noise sources are located;
and/or flight responses (e.g., pinnipeds
flushing into water from haulouts or
rookeries).
The onset of behavioral disturbance
from anthropogenic noise depends on
both external factors (characteristics of
noise sources and their paths) and the
receiving animals (hearing, motivation,
experience, demography) and is also
difficult to predict (Southall et al.,
2007). Currently NMFS uses a received
level of 160 dB re 1 mPa (rms) to predict
the onset of behavioral harassment from
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impulse noises (such as impact pile
driving), and 120 dB re 1 mPa (rms) for
continuous noises (such as vibratory
pile driving). For the WSDOT’s
Bremerton and Edmonds ferry terminals
dolphin relocation project, only 120-dB
level is considered for effects analysis
because WSDOT plans to use only
vibratory pile driving and pile removal.
The biological significance of many of
these behavioral disturbances is difficult
to predict, especially if the detected
disturbances appear minor. However,
the consequences of behavioral
modification could be biologically
significant if the change affects growth,
survival, and/or reproduction, which
depends on the severity, duration, and
context of the effects.
Potential Effects on Marine Mammal
Habitat
The primary potential impacts to
marine mammal habitat are associated
with elevated sound levels produced by
vibratory pile removal and pile driving
in the area. However, other potential
impacts to the surrounding habitat from
physical disturbance are also possible.
With regard to fish as a prey source
for cetaceans and pinnipeds, fish are
known to hear and react to sounds and
to use sound to communicate (Tavolga
et al., 1981) and possibly avoid
predators (Wilson and Dill, 2002).
Experiments have shown that fish can
sense both the strength and direction of
sound (Hawkins, 1981). Primary factors
determining whether a fish can sense a
sound signal, and potentially react to it,
are the frequency of the signal and the
strength of the signal in relation to the
natural background noise level.
The level of sound at which a fish
will react or alter its behavior is usually
well above the detection level. Fish
have been found to react to sounds
when the sound level increased to about
20 dB above the detection level of 120
dB (Ona, 1988); however, the response
threshold can depend on the time of
year and the fish’s physiological
condition (Engas et al., 1993). In
general, fish react more strongly to
pulses of sound (such as noise from
impact pile driving) rather than
continuous signals (such as noise from
vibratory pile driving) (Blaxter et al.,
1981), and a quicker alarm response is
elicited when the sound signal intensity
rises rapidly compared to sound rising
more slowly to the same level.
During the coastal construction, only
a small fraction of the available habitat
would be ensonified at any given time.
Disturbance to fish species would be
short-term and fish would return to
their pre-disturbance behavior once the
pile driving activity ceases. Thus, the
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proposed construction would have
little, if any, impact on marine
mammals’ prey availability in the area
where construction work is planned.
Finally, the time of the proposed
construction activity would avoid the
spawning season of the ESA-listed
salmonid species.
Estimated Take
This section provides an estimate of
the number of incidental takes
authorized through this IHA, which will
inform both NMFS’ consideration of
whether the number of takes is ‘‘small’’
and the negligible impact
determination.
Harassment is the only type of take
expected to result from these activities.
Except with respect to certain activities
not pertinent here, section 3(18) of the
MMPA defines ‘‘harassment’’ as any act
of pursuit, torment, or annoyance which
(i) has the potential to injure a marine
mammal or marine mammal stock in the
wild (Level A harassment); or (ii) has
the potential to disturb a marine
mammal or marine mammal stock in the
wild by causing disruption of behavioral
patterns, including, but not limited to,
migration, breathing, nursing, breeding,
feeding, or sheltering (Level B
harassment).
Authorized takes would be by Level B
harassment only, in the form of
disruption of behavioral patterns for
individual marine mammals resulting
from exposure to noise generated from
vibratory pile driving and removal.
Based on the nature of the activity and
the anticipated effectiveness of the
mitigation measures (i.e., shutdown
measures—discussed in detail below in
Proposed Mitigation section), Level A
harassment is neither anticipated nor
proposed to be authorized.
As described previously, no mortality
is anticipated or authorized for this
activity. Below we describe how the
take is estimated.
Described in the most basic way, we
estimate take by considering: (1)
Acoustic thresholds above which NMFS
believes the best available science
indicates marine mammals will be
behaviorally harassed or incur some
degree of permanent hearing
impairment; (2) the area or volume of
water that will be ensonified above
these levels in a day; (3) the density or
occurrence of marine mammals within
these ensonified areas; and, (4) and the
number of days of activities. Below, we
describe these components in more
detail and present the take estimate.
Acoustic Thresholds
Using the best available science,
NMFS has developed acoustic
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thresholds that identify the received
level of underwater sound above which
exposed marine mammals would be
reasonably expected to be behaviorally
harassed (equated to Level B
harassment) or to incur PTS of some
degree (equated to Level A harassment).
Level B Harassment for non-explosive
sources—Though significantly driven by
received level, the onset of behavioral
disturbance from anthropogenic noise
exposure is also informed to varying
degrees by other factors related to the
source (e.g., frequency, predictability,
duty cycle), the environment (e.g.,
bathymetry), and the receiving animals
(hearing, motivation, experience,
demography, behavioral context) and
can be difficult to predict (Southall et
al., 2007, Ellison et al., 2011). Based on
what the available science indicates and
the practical need to use a threshold
based on a factor that is both predictable
and measurable for most activities,
NMFS uses a generalized acoustic
threshold based on received level to
estimate the onset of behavioral
harassment. NMFS predicts that marine
mammals are likely to be behaviorally
harassed in a manner we consider Level
B harassment when exposed to
underwater anthropogenic noise above
received levels of 120 dB re 1 mPa (rms)
for continuous (e.g., vibratory piledriving, drilling) and above 160 dB re 1
mPa (rms) for non-explosive impulsive
(e.g., seismic airguns) or intermittent
(e.g., scientific sonar) sources.
Applicant’s proposed activity
includes the generation of impulse
(impact pile driving) and non-impulse
(vibratory pile driving and removal)
sources; and, therefore, both 160- and
120-dB re 1 mPa (rms) are used.
Level A harassment for non-explosive
sources—NMFS’ Technical Guidance
for Assessing the Effects of
Anthropogenic Sound on Marine
Mammal Hearing (Technical Guidance,
2016) identifies dual criteria to assess
auditory injury (Level A harassment) to
five different marine mammal groups
(based on hearing sensitivity) as a result
of exposure to noise from two different
types of sources (impulsive or nonimpulsive). Applicant’s proposed
activity would generate and nonimpulsive (vibratory pile driving and
pile removal) noises.
These thresholds were developed by
compiling and synthesizing the best
available science and soliciting input
multiple times from both the public and
peer reviewers to inform the final
product and are provided in the table
below. The references, analysis, and
methodology used in the development
of the thresholds are described in NMFS
2016 Technical Guidance, which may
be accessed at: https://
www.nmfs.noaa.gov/pr/acoustics/
guidelines.htm.
TABLE 3—CURRENT ACOUSTIC EXPOSURE CRITERIA FOR NON-EXPLOSIVE SOUND UNDERWATER
PTS onset thresholds
Behavioral thresholds
Hearing group
Impulsive
Low-Frequency (LF) Cetaceans .........
Mid-Frequency (MF) Cetaceans .........
High-Frequency (HF) Cetaceans ........
Phocid Pinnipeds (PW) (Underwater)
Otariid Pinnipeds (OW) (Underwater)
Lpk,flat:
Lpk,flat:
Lpk,flat:
Lpk,flat:
Lpk,flat:
219
230
202
218
232
dB;
dB;
dB;
dB;
dB;
Non-impulsive
LE,LF,24h: 183 dB ........
LE,MF,24h: 185 dB .......
LE,HF,24h: 155 dB .......
LE,PW,24h: 185 dB ......
LE,OW,24h: 203 dB ......
Impulsive
Non-impulsive
LE,LF,24h: 199 dB ...
LE,MF,24h: 198 dB.
LE,HF,24h: 173 dB.
LE,PW,24h: 201 dB.
LE,OW,24h: 219 dB.
Lrms,flat: 160 dB .....
Lrms,flat: 120 dB.
* Dual metric acoustic thresholds for impulsive sounds: Use whichever results in the largest isopleth for calculating PTS onset. If a non-impulsive sound has the potential of exceeding the peak sound pressure level thresholds associated with impulsive sounds, these thresholds should
also be considered.
Note: Peak sound pressure (Lpk) has a reference value of 1 μPa, and cumulative sound exposure level (LE) has a reference value of 1μPa2s.
In this Table, thresholds are abbreviated to reflect American National Standards Institute standards (ANSI 2013). However, peak sound pressure
is defined by ANSI as incorporating frequency weighting, which is not the intent for this Technical Guidance. Hence, the subscript ‘‘flat’’ is being
included to indicate peak sound pressure should be flat weighted or unweighted within the generalized hearing range. The subscript associated
with cumulative sound exposure level thresholds indicates the designated marine mammal auditory weighting function (LF, MF, and HF
cetaceans, and PW and OW pinnipeds) and that the recommended accumulation period is 24 hours. The cumulative sound exposure level
thresholds could be exceeded in a multitude of ways (i.e., varying exposure levels and durations, duty cycle). When possible, it is valuable for
action proponents to indicate the conditions under which these acoustic thresholds will be exceeded.
Ensonified Area
Here, we describe operational and
environmental parameters of the activity
that will feed into identifying the area
ensonified above the acoustic
thresholds.
Source Levels
The project includes vibratory
removal and/or driving of 30-inch and
36-inch diameter hollow steel piles.
Based on in-water measurements at
Edmonds Ferry Terminal in 2017
(WSDOT 2017), vibratory driving of 30inch steel piles generated 174 dB rms re
1 mPa at 10 meters and vibratory pile
driving of a 36-inch steel pile generated
177 dB rms re 1 mPa measured at 10
meters. As a conservative estimate,
vibratory pile removal source level of
36-in steel pile is based on 36-in pile
installation level of 177 dB re 1 mPa
SEL.
A summary of source levels from
different pile driving and pile removal
activities is provided in Table 4.
TABLE 4—SUMMARY OF IN-WATER PILE DRIVING SOURCE LEVELS
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[At 10 m from source]
SEL
(dB re 1 μPa2-s)
Method
Pile type/size
Vibratory driving/removal ......................................
Vibratory driving ....................................................
36-in steel pile ......................................................
30-in steel pile ......................................................
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177
174
16APN1
SPLrms
(dB re 1 μPa)
177
174
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These source levels are used to
compute the Level A injury zones and
to estimate the Level B harassment
zones. For Level A harassment zones,
since the peak source levels for both
pile driving are below the injury
thresholds, cumulative SEL were used
to do the calculations using the NMFS
acoustic guidance (NMFS 2016).
Estimating Harassment Zones
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For Level B harassment, ensonified
areas are based on WSDOT’s source
measurements (see above) computed
using 15 * log(R) for transmission loss
to derive the distances up to 120-dB
isopleths.
For Level A harassment, calculation is
based on duration of installation/
removal per pile and number of piles
installed or removed per day, using
spectral modeling based on vibratory
pile driving recordings made at
Edmonds Ferry Terminal for the same
piles. One-second sound exposure level
(SEL) power spectral densities (PSDs)
were calculated and used as
representative pile driving sources to
assess Level A harassment for marine
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mammals in different hearing groups.
Initial results showed that Level A
harassment zones from the 3-in piles
were smaller than those from 30-in piles
for high-frequency cetaceans, despite
the broadband noise level from the 36in pile being 3 dB higher than that of 30in pile. Close examination of the pile
driving spectra revealed some unusual
high decay rate in the 36-in pile driving
sound above 2 kHz. This unusual decay
was probably due to the specific
sediment in the pile driving location.
Therefore, the spectrum for the 30-in
pile was used to model the 36-in pile
and scaled up to the 177 dB broadband
level.
Transmission loss due to absorption
was also incorporated based using the
equation
TL(f) = 15log(R) + a(f) * R/1000
where TL(f) is frequency dependent
transmission loss, and a(f) is frequency
dependent transmission loss coefficient.
Distances of ensonified area for
different pile driving/removal activities
for different marine mammal hearing
groups is present in Table 5.
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Marine Mammal Occurrence
In this section we provide the
information about the presence, density,
or group dynamics of marine mammals
that will inform the take calculations.
In most cases, marine mammal
density data are from the U.S. Navy
Marine Species Density Database (U.S.
Navy 2015) except California sea lion
and harbor porpoise. California sea lion
density at Bremerton area is based on
survey data of California sea lions at the
Navy Shipyard at Bremerton from 2012–
2016 (Navy 2017). Survey results
indicate as many as 144 animals hauled
out each day during this time period,
with the majority of animals observed
August through May and the greatest
numbers observed in November. The
average of the monthly maximum
counts during the in-water work
window provides an estimate of 69 sea
lions per day. For harbor porpoise,
because Washington Department of Fish
and Wildlife has better local
distribution data based on recent survey
in the area, local animal abundance are
used to calculate the take numbers
(Evenson, 2016).
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Take Calculation and Estimation
TABLE 6—MARINE MAMMAL DENSITY
AND LOCAL OCCURRENCE IN THE
WSDOT PROJECT AREA
Species
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Gray whale ...........................
Humpback whale ..................
Minke whale ..........................
Killer whale (West coast
transient) ...........................
Long-beaked common dolphin ...................................
Harbor porpoise ....................
Dall’s porpoise ......................
California sea lion .................
Steller sea lion ......................
Harbor seal ...........................
Northern elephant seal .........
Density
(#/km2)
0.0051
0.0007
0.00003
0.002
0.002
0.58
0.048
* 0.03
0.04
1.22
0.00001
* This density is only used for Edmonds
Ferry Terminal area. For animals at Bremerton
Ferry Terminal, a daily sighting of 69 animals
is used for take estimates.
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Here we describe how the information
provided above is brought together to
produce a quantitative take estimate.
For all marine mammals except
California sea lion at Bremerton Ferry
Terminal area, takes were calculated as:
Take = ensonified area × average animal
abundance in the area × pile driving
days and rounded up to the nearest
integer. For California sea lion at
Bremerton, take estimate is based on the
average daily sighting of 69 animals
within the area multiplied by the nine
project days, which yield a total of 621
estimated takes.
For calculated take number less than
10, such as northern elephant seals,
transient killer whales, humpback
whales, minke whales, and long-beaked
common dolphins, takes numbers were
adjusted to account for group encounter
and the likelihood of encountering.
Specifically, for northern elephant seal,
take of 15 animals is estimated based on
the likelihood of encountering this
species during the project period. For
transient killer whale, takes of 30
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animals is estimated based on the group
size and the likelihood of encountering
in the area. For humpback and minke
whales, takes of eight animals each are
estimated based on the likelihood of
encountering. For long-beaked common
dolphin, take of 50 animals is estimated
based on the group size and the
likelihood of encountering in the area.
No Level A take is calculated using
the aforementioned estimation method
because of the small injury zones and
relatively low average animal density in
the area. Since the largest Level A
distance is only 35 m from the source
for high-frequency cetaceans (harbor
porpoise and Dall’s porpoise), NMFS
considers that WSDOT can effectively
monitor such small zones to implement
shutdown measures and avoid Level A
takes. Therefore, no Level A take of
marine mammal is anticipated for the
dolphin replacement project at the
Bremerton and Edmonds ferry
terminals.
A summary of estimated takes based
on the above analysis is listed in Table
7.
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A summary of marine mammal
density and local occurrence used for
take estimates is provided in Table 6.
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TABLE 7—ESTIMATED NUMBERS OF MARINE MAMMALS THAT MAY BE EXPOSED TO RECEIVED NOISE LEVELS THAT CAUSE
LEVEL B HARASSMENT
Estimated
Level B take
Species
Gray whale ...................................................................................................................................
Humpback whale .........................................................................................................................
Minke whale .................................................................................................................................
Killer whale (West coast transient) ..............................................................................................
Killer whale (Southern resident) ..................................................................................................
Long-beaked common dolphin ....................................................................................................
Harbor porpoise ...........................................................................................................................
Dall’s porpoise .............................................................................................................................
California sea lion ........................................................................................................................
Steller sea lion .............................................................................................................................
Harbor seal ..................................................................................................................................
Northern elephant seal ................................................................................................................
Proposed Mitigation
In order to issue an IHA under section
101(a)(5)(D) of the MMPA, NMFS must
set forth the permissible methods of
taking pursuant to such activity, and
other means of effecting the least
practicable impact on such species or
stock and its habitat, paying particular
attention to rookeries, mating grounds,
and areas of similar significance, and on
the availability of such species or stock
for taking for certain subsistence uses
(latter not applicable for this action).
NMFS regulations require applicants for
incidental take authorizations to include
information about the availability and
feasibility (economic and technological)
of equipment, methods, and manner of
conducting such activity or other means
of effecting the least practicable adverse
impact upon the affected species or
stocks and their habitat (50 CFR
216.104(a)(11)).
In evaluating how mitigation may or
may not be appropriate to ensure the
least practicable adverse impact on
species or stocks and their habitat, as
well as subsistence uses where
applicable, we carefully consider two
primary factors:
10
8
8
30
0
50
1,087
90
1,149
75
2,286
15
(1) The manner in which, and the
degree to which, the successful
implementation of the measure(s) is
expected to reduce impacts to marine
mammals, marine mammal species or
stocks, and their habitat. This considers
the nature of the potential adverse
impact being mitigated (likelihood,
scope, range). It further considers the
likelihood that the measure will be
effective if implemented (probability of
accomplishing the mitigating result if
implemented as planned) the likelihood
of effective implementation (probability
implemented as planned); and
(2) The practicability of the measures
for applicant implementation, which
may consider such things as cost,
impact on operations, and, in the case
of a military readiness activity,
personnel safety, practicality of
implementation, and impact on the
effectiveness of the military readiness
activity.
Mitigation for Marine Mammals and
Their Habitat
1. Time Restriction
Work would occur only during
daylight hours, when visual monitoring
of marine mammals can be conducted.
Abundance
Percentage
20,990
1,918
636
243
81
101,305
11,233
25,750
296,750
71,562
11,036
179,000
0.05
0.42
2.17
12.35
0.00
0.05
9.72
0.35
0.39
0.11
20.71
0.02
2. Establishing and Monitoring Level A,
Level B Harassment Zones, and
Exclusion Zones
Before the commencement of in-water
construction activities, which include
vibratory pile driving and pile removal,
WSDOT shall establish Level A
harassment zones where received
underwater SELcum could cause PTS (see
above).
WSDOT shall also establish Level B
harassment zones where received
underwater SPLs are higher than 120
dBrms re 1 mPa for non-impulsive noise
sources (vibratory pile driving and pile
removal).
WSDOT shall establish exclusion
zones within which marine mammals
could be taken by Level A harassment.
For Level A harassment zones that is
less than 10 m from the source, a
minimum of 10 m distance should be
established as an exclusion zone.
A summary of exclusion zones is
provided in Table 8.
TABLE 8—EXCLUSION ZONES FOR VARIOUS PILE DRIVING ACTIVITIES AND MARINE MAMMAL HEARING GROUPS
Injury zone (m)
Pile type, size & pile driving method
LF cetacean
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36″
36″
36″
36″
30″
indicate pile install (1 pile/day) ......................................
indicate pile removal (1 pile/day) ..................................
steel pile (existing dolphin) removal (3 piles/day) ........
steel pile (relocated dolphin) install (3 piles/day) .........
steel pile (relocated dolphin) install (3 piles/day) .........
NMFS-approved protected species
observers (PSO) shall conduct an initial
30-minute survey of the exclusion zones
to ensure that no marine mammals are
seen within the zones before pile
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MF cetacean
10
10
25
25
25
10
10
10
10
10
driving and pile removal of a pile
segment begins. If marine mammals are
found within the exclusion zone, pile
driving of the segment would be
delayed until they move out of the area.
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HF cetacean
25
10
35
35
25
Phocid
Otariid
10
10
10
10
10
10
10
10
10
10
If a marine mammal is seen above water
and then dives below, the contractor
would wait 15 minutes. If no marine
mammals are seen by the observer in
that time it can be assumed that the
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animal has moved beyond the exclusion
zone.
If pile driving of a segment ceases for
30 minutes or more and a marine
mammal is sighted within the
designated exclusion zone prior to
commencement of pile driving, the
observer(s) must notify the pile driving
operator (or other authorized
individual) immediately and continue
to monitor the exclusion zone.
Operations may not resume until the
marine mammal has exited the
exclusion zone or 30 minutes have
elapsed since the last sighting.
3. Shutdown Measures
WSDOT shall implement shutdown
measures if a marine mammal is
detected within an exclusion zone or is
about to enter an exclusion zone listed
in Table 8.
Further, WSDOT shall implement
shutdown measures if the number of
authorized takes for any particular
species reaches the limit under the IHA
(if issued) and if such marine mammals
are sighted within the vicinity of the
project area and are approaching the
Level B harassment zone during inwater construction activities.
Based on our evaluation of the
required measures, NMFS has
preliminarily determined that the
prescribed mitigation measures provide
the means effecting the least practicable
impact on the affected species or stocks
and their habitat, paying particular
attention to rookeries, mating grounds,
and areas of similar significance.
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Proposed Monitoring and Reporting
In order to issue an IHA for an
activity, section 101(a)(5)(D) of the
MMPA states that NMFS must set forth,
requirements pertaining to the
monitoring and reporting of such taking.
The MMPA implementing regulations at
50 CFR 216.104(a)(13) indicate that
requests for authorizations must include
the suggested means of accomplishing
the necessary monitoring and reporting
that will result in increased knowledge
of the species and of the level of taking
or impacts on populations of marine
mammals that are expected to be
present in the proposed action area.
Effective reporting is critical both to
compliance as well as ensuring that the
most value is obtained from the required
monitoring.
Monitoring and reporting
requirements prescribed by NMFS
should contribute to improved
understanding of one or more of the
following:
• Occurrence of marine mammal
species or stocks in the area in which
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take is anticipated (e.g., presence,
abundance, distribution, density);
• Nature, scope, or context of likely
marine mammal exposure to potential
stressors/impacts (individual or
cumulative, acute or chronic), through
better understanding of: (1) Action or
environment (e.g., source
characterization, propagation, ambient
noise); (2) affected species (e.g., life
history, dive patterns); (3) co-occurrence
of marine mammal species with the
action; or (4) biological or behavioral
context of exposure (e.g., age, calving or
feeding areas);
• Individual marine mammal
responses (behavioral or physiological)
to acoustic stressors (acute, chronic, or
cumulative), other stressors, or
cumulative impacts from multiple
stressors;
• How anticipated responses to
stressors impact either: (1) Long-term
fitness and survival of individual
marine mammals; or (2) populations,
species, or stocks;
• Effects on marine mammal habitat
(e.g., marine mammal prey species,
acoustic habitat, or other important
physical components of marine
mammal habitat); and
• Mitigation and monitoring
effectiveness.
Proposed Monitoring Measures
WSDOT shall employ NMFSapproved PSOs to conduct marine
mammal monitoring for its dolphin
relocation project at Bremerton and
Edmonds ferry terminals. The purposes
of marine mammal monitoring are to
implement mitigation measures and
learn more about impacts to marine
mammals from WSDOT’s construction
activities. The PSOs will observe and
collect data on marine mammals in and
around the project area for 30 minutes
before, during, and for 30 minutes after
all pile removal and pile installation
work. NMFS-approved PSOs shall meet
the following requirements:
1. Independent observers (i.e., not
construction personnel) are required;
2. At least one observer must have
prior experience working as an observer;
3. Other observers may substitute
education (undergraduate degree in
biological science or related field) or
training for experience;
4. Where a team of three or more
observers are required, one observer
should be designated as lead observer or
monitoring coordinator. The lead
observer must have prior experience
working as an observer; and
5. NMFS will require submission and
approval of observer CVs.
Monitoring of marine mammals
around the construction site shall be
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conducted using high-quality binoculars
(e.g., Zeiss, 10 x 42 power). Due to the
different sizes of zones of influence
(ZOI) from different pile types, two
different ZOIs and different monitoring
protocols corresponding to a specific
pile type will be established.
• For all vibratory driving/removal at
the Bremerton Ferry Terminal, two
land-based PSOs and one monitoring
boat with one PSO and boat operator
will monitor the Level A and Level B
zones.
• For all vibratory driving/removal at
the Edmonds Ferry Terminal, five landbased PSOs and two ferry-based PSOs
will monitoring the Level A and Level
B zones.
• If the in-situ measurement showed
that the Level B zone at the Edmonds
Ferry Terminal is under 15 km from the
source, three land-based PSOs and one
ferry-based PSO will be monitoring the
Level A and Level B zones.
Locations of the land-based PSOs and
routes of monitoring vessels are shown
in WSDOT’s Marine Mammal
Monitoring Plan, which is available
online at www.nmfs.noaa.gov/pr/
permits/incidental/construction.htm.
To verify the required monitoring
distance, the exclusion zones and ZOIs
will be determined by using a range
finder or hand-held global positioning
system device.
WSDOT will conduct noise field
measurement at the Edmonds Ferry
Terminal to determine the actual Level
B distance from the source during
vibratory pile driving of 36″ piles.
Reporting Measures
WSDOT is required to submit a draft
monitoring report within 90 days after
completion of the construction work or
the expiration of the IHA (if issued),
whichever comes earlier. This report
would detail the monitoring protocol,
summarize the data recorded during
monitoring, and estimate the number of
marine mammals that may have been
harassed. NMFS would have an
opportunity to provide comments on the
report, and if NMFS has comments,
WSDOT would address the comments
and submit a final report to NMFS
within 30 days.
In addition, NMFS would require
WSDOT to notify NMFS’ Office of
Protected Resources and NMFS’ West
Coast Stranding Coordinator within 48
hours of sighting an injured or dead
marine mammal in the construction site.
WSDOT shall provide NMFS and the
Stranding Network with the species or
description of the animal(s), the
condition of the animal(s) (including
carcass condition, if the animal is dead),
location, time of first discovery,
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observed behaviors (if alive), and photo
or video (if available).
In the event that WSDOT finds an
injured or dead marine mammal that is
not in the construction area, WSDOT
would report the same information as
listed above to NMFS as soon as
operationally feasible.
Negligible Impact Analysis and
Determination
NMFS has defined negligible impact
as an impact resulting from the
specified activity that cannot be
reasonably expected to, and is not
reasonably likely to, adversely affect the
species or stock through effects on
annual rates of recruitment or survival
(50 CFR 216.103). A negligible impact
finding is based on the lack of likely
adverse effects on annual rates of
recruitment or survival (i.e., populationlevel effects). An estimate of the number
of takes alone is not enough information
on which to base an impact
determination. In addition to
considering estimates of the number of
marine mammals that might be ‘‘taken’’
through harassment, NMFS considers
other factors, such as the likely nature
of any responses (e.g., intensity,
duration), the context of any responses
(e.g., critical reproductive time or
location, migration), as well as effects
on habitat, and the likely effectiveness
of the mitigation. We also assess the
number, intensity, and context of
estimated takes by evaluating this
information relative to population
status. Consistent with the 1989
preamble for NMFS’ implementing
regulations (54 FR 40338; September 29,
1989), the impacts from other past and
ongoing anthropogenic activities are
incorporated into this analysis via their
impacts on the environmental baseline
(e.g., as reflected in the regulatory status
of the species, population size and
growth rate where known, ongoing
sources of human-caused mortality, or
ambient noise levels).
To avoid repetition, this introductory
discussion of our analyses applies to all
the species listed in Table 7, given that
the anticipated effects of WSDOT’s
Bremerton and Edmonds ferry terminals
dolphin relocation project involving
pile driving and pile removal on marine
mammals are expected to be relatively
similar in nature. There is no
information about the nature or severity
of the impacts, or the size, status, or
structure of any species or stock that
would lead to a different analysis by
species for this activity, or else speciesspecific factors would be identified and
analyzed.
For all marine mammal species, takes
that are anticipated and authorized are
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expected to be limited to short-term
Level B harassment, because of the
small scale (only a total of 30 piles to
be installed and removed) and short
durations (maximum nine days pile
driving/removal at Bremerton Ferry
Terminal and five days pile driving/
removal at Edmonds Ferry Terminal).
Marine mammals present in the
vicinity of the action area and taken by
Level B harassment would most likely
show overt brief disturbance (startle
reaction) and avoidance of the area from
elevated noise levels during pile driving
and pile removal. For these reasons,
these behavioral impacts are not
expected to affect marine mammals’
growth, survival, and reproduction,
especially considering the limited
geographic area that would be affected
in comparison to the much larger
habitat for marine mammals in the
Pacific Northwest.
Take calculation based on marine
mammal densities within the ensonified
areas did not predict a Level A take. In
addition, the estimated Level A zones
are small (less than 35 m from the
source) and can be effectively monitored
to implement a shutdown measure if a
marine mammal is detected to be
moving towards that zone. The impacts
are not expected to affect survival, and
reproduction of the marine mammal
population in the project vicinity.
The project also is not expected to
have significant adverse effects on
affected marine mammals’ habitat, as
analyzed in detail in the ‘‘Anticipated
Effects on Marine Mammal Habitat’’
section. There is no ESA designated
critical area in the vicinity of the
Bremerton and Edmonds ferry terminal
areas. The project activities would not
permanently modify existing marine
mammal habitat. The activities may kill
some fish and cause other fish to leave
the area temporarily, thus impacting
marine mammals’ foraging
opportunities in a limited portion of the
foraging range; but, because of the short
duration of the activities and the
relatively small area of the habitat that
may be affected, the impacts to marine
mammal habitat are not expected to
cause significant or long-term negative
consequences. Therefore, given the
consideration of potential impacts to
marine mammal prey species and their
physical environment, WSDOT’s
proposed construction activity at
Bremerton and Edmonds ferry terminals
would not adversely affect marine
mammal habitat.
In summary and as described above,
the following factors primarily support
our determination that the impacts
resulting from this activity are not
expected to adversely affect the species
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16341
or stock through effects on annual rates
of recruitment or survival:
• No injury, serious injury, or
mortality is anticipated or authorized;
• All harassment is Level B
harassment in the form of short-term
behavioral modification; and
• No areas of specific importance to
affected species are impacted.
Based on the analysis contained
herein of the likely effects of the
specified activity on marine mammals
and their habitat, and taking into
consideration the implementation of the
prescribed monitoring and mitigation
measures, NMFS finds that the total take
from the proposed activity will have a
negligible impact on all affected marine
mammal species or stocks.
Small Numbers
As noted above, only small numbers
of incidental take may be authorized
under section 101(a)(5)(D) of the MMPA
for specified activities other than
military readiness activities. The MMPA
does not define small numbers and so,
in practice, NMFS compares the number
of individuals taken to the most
appropriate estimation of abundance of
the relevant species or stock in our
determination of whether an
authorization is limited to small
numbers of marine mammals.
The estimated takes are below 21
percent of the population for all marine
mammals.
Based on the analysis contained
herein of the proposed activity
(including the prescribed mitigation and
monitoring measures) and the
anticipated take of marine mammals,
NMFS finds that small numbers of
marine mammals will be taken relative
to the population size of the affected
species or stocks.
Unmitigable Adverse Impact
Subsistence Analysis and
Determination
There are no relevant subsistence uses
of the affected marine mammal stocks or
species implicated by this action.
Therefore, NMFS has determined that
the total taking of affected species or
stocks would not have an unmitigable
adverse impact on the availability of
such species or stocks for taking for
subsistence purposes.
Endangered Species Act (ESA)
Section 7(a)(2) of the Endangered
Species Act of 1973 (ESA: 16 U.S.C.
1531 et seq.) requires that each Federal
agency insure that any action it
authorizes, funds, or carries out is not
likely to jeopardize the continued
existence of any endangered or
threatened species or result in the
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destruction or adverse modification of
designated critical habitat. To ensure
ESA compliance for the issuance of
IHAs, NMFS consults internally, in this
case with NMFS West Coast Region
Protected Resources Division, whenever
we propose to authorize take for
endangered or threatened species.
NMFS is proposing to authorize take
of California/Oregon/Washington stock
of humpback whale, which are listed
under the ESA.
The Permit and Conservation Division
has requested initiation of Section 7
consultation with the NMFS West Coast
Regional Office for the issuance of this
IHA. NMFS will conclude the ESA
consultation prior to reaching a
determination regarding the proposed
issuance of the authorization.
Proposed Authorization
As a result of these preliminary
determinations, NMFS proposes to issue
an IHA to WSDOT for conducting
dolphin relocation activity at the
Bremerton and Edmonds ferry terminals
between October 1, 2018, and
September 30, 2019, provided the
previously mentioned mitigation,
monitoring, and reporting requirements
are incorporated. This section contains
a draft of the IHA itself. The wording
contained in this section is proposed for
inclusion in the IHA (if issued).
1. This Authorization is valid from
October 1, 2018, through September 30,
2019.
2. This Authorization is valid only for
activities associated with in-water
construction work at the Bremerton and
Edmonds ferry terminals in the State of
Washington.
3. (a) The species authorized taking by
Level B harassment and in the numbers
shown in Table 7 are: Gray whale
(Eschrichtius robustus), humpback
whale (Megaptera novaneagliae), minke
whale (Balaenoptera acutorostrata),
killer whale (Orcinus orca), long-beaked
common dolphin (Delphinus capensis),
harbor porpoise (Phocoena phocoena),
Dall’s porpoise (P. dali), California sea
lion (Zalophus californianus), Steller
sea lion (Eumetopias jubatus), Pacific
harbor seal (Phoca vitulina), and
northern elephant seal (Mirounga
angustirostris).
(b) The authorization for taking by
harassment is limited to the following
acoustic sources and from the following
activities:
(1) Vibratory pile driving; and
(2) Vibratory pile removal.
4. Prohibitions.
(a) The taking, by incidental
harassment only, is limited to the
species listed under condition 3(a)
above and by the numbers listed in
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Table 7 of this notice. The taking by
injury, series injury, or death of these
species or the taking by harassment,
injury or death of any other species of
marine mammal is prohibited unless
separately authorized or exempted
under the MMPA and may result in the
modification, suspension, or revocation
of this Authorization.
(b) The taking of any marine mammal
is prohibited whenever the required
protected species observers (PSOs),
required by condition 7(a), are not
present in conformance with condition
7(a) of this Authorization.
5. Mitigation.
(a) Time Restriction. In-water
construction work shall occur only
during daylight hours.
(b) Establishment of Level A and
Level B Harassment Zones.
(i) Before the commencement of inwater pile driving/removal activities,
WSDOT shall establish Level A
harassment zones. The modeled Level A
zones are summarized in Table 5.
(ii) Before the commencement of inwater pile driving/removal activities,
WSDOT shall establish Level B
harassment zones. The modeled Level B
zones are summarized in Table 5.
(iii) Before the commencement of inwater pile driving/removal activities,
WSDOT shall establish exclusion zones.
The proposed exclusion zones are
summarized in Table 8.
(c) Monitoring of marine mammals
shall take place starting 30 minutes
before pile driving begins until 30
minutes after pile driving ends.
(d) Shutdown Measures.
(i) WSDOT shall implement
shutdown measures if a marine mammal
is detected within or to be approaching
the exclusion zones provided in Table 8
of this notice.
(ii) WSDOT shall implement
shutdown measures if the number of
any allotted marine mammal takes
reaches the limit under the IHA, if such
marine mammals are sighted within the
vicinity of the project area and are
approaching the Level B harassment
zone during pile removal activities.
6. Monitoring.
(a) Protected Species Observers.
WSDOT shall employ NMFSapproved PSOs to conduct marine
mammal monitoring for its construction
project. NMFS-approved PSOs will meet
the following qualifications.
(i) Independent observers (i.e., not
construction personnel) are required.
(ii) At least one observer must have
prior experience working as an observer.
(iii) Other observers may substitute
education (undergraduate degree in
biological science or related field) or
training for experience.
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(iv) Where a team of three or more
observers are required, one observer
should be designated as lead observer or
monitoring coordinator. The lead
observer must have prior experience
working as an observer.
(v) NMFS will require submission and
approval of observer CVs.
(b) Monitoring Protocols: PSOs shall
be present on site at all times during
pile removal and driving.
(i) A 30-minute pre-construction
marine mammal monitoring will be
required before the first pile driving or
pile removal of the day. A 30-minute
post-construction marine mammal
monitoring will be required after the last
pile driving or pile removal of the day.
If the constructors take a break between
subsequent pile driving or pile removal
for more than 30 minutes, then
additional 30-minute pre-construction
marine mammal monitoring will be
required before the next start-up of pile
driving or pile removal.
(ii) Marine mammal visual monitoring
will be conducted for different zones of
influence (ZOIs) based on different sizes
of piles being driven or removed, as
shown in maps in WSDOT’s Marine
Mammal Monitoring Plan.
(A) For all vibratory driving/removal
at the Bremerton Ferry Terminal, two
land-based PSOs and one monitoring
boat with one PSO and boat operator
will monitor the Level A and Level B
zones.
(B) For all vibratory driving/removal
at the Edmonds Ferry Terminal, five
land-based PSOs and two ferry-based
PSOs will monitoring the Level A and
Level B zones.
(C) If the in-situ measurement showed
that the Level B zone at the Edmonds
Ferry Terminal is under 15 km from the
source, three land-based PSOs and one
ferry-based PSO will be monitoring the
Level A and Level B zones.
(D) Locations of the land-based PSOs
and routes of monitoring vessels are
shown in WSDOT’s Marine Mammal
Monitoring Plan.
(iv) If marine mammals are observed,
the following information will be
documented:
(A) Species of observed marine
mammals;
(B) Number of observed marine
mammal individuals;
(C) Behavior of observed marine
mammals; and
(D) Location within the ZOI.
7. Reporting:
(a) WSDOT shall provide NMFS with
a draft monitoring report within 90 days
of the conclusion of the construction
work or within 90 days of the expiration
of the IHA, whichever comes first. This
report shall detail the monitoring
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protocol, summarize the data recorded
during monitoring, and estimate the
number of marine mammals that may
have been harassed.
(b) If comments are received from
NMFS Office of Protected Resources on
the draft report, a final report shall be
submitted to NMFS within 30 days
thereafter. If no comments are received
from NMFS, the draft report will be
considered to be the final report.
(c) In the unanticipated event that the
construction activities clearly cause the
take of a marine mammal in a manner
prohibited by this Authorization (if
issued), such as an injury, serious
injury, or mortality, WSDOT shall
immediately cease all operations and
immediately report the incident to the
Office of Protected Resources, NMFS,
and the West Coast Regional Stranding
Coordinators. The report must include
the following information:
(i) Time, date, and location (latitude/
longitude) of the incident;
(ii) description of the incident;
(iii) status of all sound source use in
the 24 hours preceding the incident;
(iv) environmental conditions (e.g.,
wind speed and direction, sea state,
cloud cover, visibility, and water
depth);
(v) description of marine mammal
observations in the 24 hours preceding
the incident;
(vi) species identification or
description of the animal(s) involved;
(vii) the fate of the animal(s); and
(viii) photographs or video footage of
the animal (if equipment is available).
(d) Activities shall not resume until
NMFS is able to review the
circumstances of the prohibited take.
NMFS shall work with WSDOT to
determine what is necessary to
minimize the likelihood of further
prohibited take and ensure MMPA
compliance. WSDOT may not resume
their activities until notified by NMFS
via letter, email, or telephone.
(e) In the event that WSDOT discovers
an injured or dead marine mammal, and
the lead PSO determines that the cause
of the injury or death is unknown and
the death is relatively recent (i.e., in less
than a moderate state of decomposition
as described in the next paragraph),
WSDOT will immediately report the
incident to the Office of Protected
Resources, NMFS, and the West Coast
Regional Stranding Coordinators. The
report must include the same
information identified above. Activities
may continue while NMFS reviews the
circumstances of the incident. NMFS
will work with WSDOT to determine
whether modifications in the activities
are appropriate.
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(f) In the event that WSDOT discovers
an injured or dead marine mammal, and
the lead PSO determines that the injury
or death is not associated with or related
to the activities authorized in the IHA
(e.g., previously wounded animal,
carcass with moderate to advanced
decomposition, or scavenger damage),
WSDOT shall report the incident to the
Office of Protected Resources, NMFS,
and the West Coast Regional Stranding
Coordinators, within 24 hours of the
discovery. WSDOT shall provide
photographs or video footage (if
available) or other documentation of the
stranded animal sighting to NMFS and
the Marine Mammal Stranding Network.
WSDOT can continue its operations
under such a case.
8. This Authorization may be
modified, suspended or withdrawn if
the holder fails to abide by the
conditions prescribed herein or if NMFS
determines the authorized taking is
having more than a negligible impact on
the species or stock of affected marine
mammals.
9. A copy of this Authorization must
be in the possession of each contractor
who performs the construction work at
the Bremerton and Edmonds ferry
terminals.
Request for Public Comments
We request comment on our analyses,
the proposed authorization, and any
other aspect of this Notice of Proposed
IHA for the proposed WSDOT dolphin
relocation project at Bremerton and
Edmonds ferry terminals. We also
request comment on the potential for
renewal of this proposed IHA as
described in the paragraph below.
Please include with your comments any
supporting data or literature citations to
help inform our final decision on the
request for MMPA authorization.
On a case-by-case basis, NMFS may
issue a second one-year IHA without
additional notice when (1) another year
of identical or nearly identical activities
as described in the Specified Activities
section is planned or (2) the activities
would not be completed by the time the
IHA expires and a second IHA would
allow for completion of the activities
beyond that described in the Dates and
Duration section, provided all of the
following conditions are met:
• A request for renewal is received no
later than 60 days prior to expiration of
the current IHA.
• The request for renewal must
include the following:
(1) An explanation that the activities
to be conducted beyond the initial dates
either are identical to the previously
analyzed activities or include changes
so minor (e.g., reduction in pile size)
PO 00000
Frm 00059
Fmt 4703
Sfmt 4703
16343
that the changes do not affect the
previous analyses, take estimates, or
mitigation and monitoring
requirements.
(2) A preliminary monitoring report
showing the results of the required
monitoring to date and an explanation
showing that the monitoring results do
not indicate impacts of a scale or nature
not previously analyzed or authorized.
Upon review of the request for
renewal, the status of the affected
species or stocks, and any other
pertinent information, NMFS
determines that there are no more than
minor changes in the activities, the
mitigation and monitoring measures
remain the same and appropriate, and
the original findings remain valid.
Dated: April 11, 2018.
Elaine T. Saiz,
Acting Deputy Director, Office of Protected
Resources, National Marine Fisheries Service.
[FR Doc. 2018–07889 Filed 4–13–18; 8:45 am]
BILLING CODE 3510–22–P
DEPARTMENT OF COMMERCE
National Oceanic and Atmospheric
Administration
RIN 0648–XF592
Marine Mammals; File No. 21158–02
National Marine Fisheries
Service (NMFS), National Oceanic and
Atmospheric Administration (NOAA),
Commerce.
ACTION: Notice; receipt of application for
permit amendment.
AGENCY:
Notice is hereby given that
Robert Garrott, Ph.D., Montana State
University, 310 Lewis Hall, Bozeman,
MT 59717, has applied for an
amendment to Scientific Research
Permit No. 21158–01.
DATES: Written, telefaxed, or email
comments must be received on or before
May 16, 2018.
ADDRESSES: The application and related
documents are available for review by
selecting ‘‘Records Open for Public
Comment’’ from the ‘‘Features’’ box on
the Applications and Permits for
Protected Species home page, https://
apps.nmfs.noaa.gov, and then selecting
File No. 21158 from the list of available
applications.
These documents are also available
upon written request or by appointment
in the Permits and Conservation
Division, Office of Protected Resources,
NMFS, 1315 East-West Highway, Room
13705, Silver Spring, MD 20910; phone
(301) 427–8401; fax (301) 713–0376.
Written comments on this application
should be submitted to the Chief,
SUMMARY:
E:\FR\FM\16APN1.SGM
16APN1
Agencies
[Federal Register Volume 83, Number 73 (Monday, April 16, 2018)]
[Notices]
[Pages 16330-16343]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2018-07889]
-----------------------------------------------------------------------
DEPARTMENT OF COMMERCE
National Oceanic and Atmospheric Administration
RIN 0648-XG011
Takes of Marine Mammals Incidental to Specified Activities;
Taking Marine Mammals Incidental to Bremerton and Edmonds Ferry
Terminals Dolphin Relocation Project in Washington State
AGENCY: National Marine Fisheries Service (NMFS), National Oceanic and
Atmospheric Administration (NOAA), Commerce.
ACTION: Proposed incidental harassment authorization (IHA); request for
comments.
-----------------------------------------------------------------------
SUMMARY: NMFS has received a request from Washington State Department
of Transportation (WSDOT) for authorization to take marine mammals
incidental to the dolphin (a man-made structure that protects other
structures from being struck by boats) relocation project at the
Bremerton and Edmonds ferry terminals in Washington State. Pursuant to
the Marine Mammal Protection Act (MMPA), NMFS is requesting comments on
its proposal to issue an IHA to incidentally take marine mammals during
the specified activities.
DATES: Comments and information must be received no later than May 16,
2018.
ADDRESSES: Comments should be addressed to Jolie Harrison, Chief,
Permits and Conservation Division, Office of Protected Resources,
National Marine Fisheries Service. Physical comments should be sent to
1315 East-West Highway, Silver Spring, MD 20910 and electronic comments
should be sent to [email protected].
Instructions: NMFS is not responsible for comments sent by any
other method, to any other address or individual, or received after the
end of the comment period. Comments received electronically, including
all attachments, must not exceed a 25-megabyte file size. Attachments
to electronic comments will be accepted in Microsoft Word or Excel or
Adobe PDF file formats only. All comments received are a part of the
public record and will generally be posted online at https://www.fisheries.noaa.gov/node/23111 without change. All personal
identifying information (e.g., name, address) voluntarily submitted by
the
[[Page 16331]]
commenter may be publicly accessible. Do not submit confidential
business information or otherwise sensitive or protected information.
FOR FURTHER INFORMATION CONTACT: Shane Guan, Office of Protected
Resources, NMFS, (301) 427-8401. Electronic copies of the applications
and supporting documents, as well as a list of the references cited in
this document, may be obtained online at https://www.fisheries.noaa.gov/node/23111. In case of problems accessing these
documents, please call the contact listed above.
SUPPLEMENTARY INFORMATION:
Background
Sections 101(a)(5)(A) and (D) of the MMPA (16 U.S.C. 1361 et seq.)
direct the Secretary of Commerce to allow, upon request, the
incidental, but not intentional, taking of small numbers of marine
mammals by U.S. citizens who engage in a specified activity (other than
commercial fishing) within a specified geographical region if certain
findings are made and either regulations are issued or, if the taking
is limited to harassment, a notice of a proposed authorization is
provided to the public for review.
An authorization for incidental takings shall be granted if NMFS
finds that the taking will have a negligible impact on the species or
stock(s), will not have an unmitigable adverse impact on the
availability of the species or stock(s) for subsistence uses (where
relevant), and if the permissible methods of taking and requirements
pertaining to the mitigation, monitoring and reporting of such takings
are set forth.
NMFS has defined ``negligible impact'' in 50 CFR 216.103 as an
impact resulting from the specified activity that cannot be reasonably
expected to, and is not reasonably likely to, adversely affect the
species or stock through effects on annual rates of recruitment or
survival.
The MMPA states that the term ``take'' means to harass, hunt,
capture, kill or attempt to harass, hunt, capture, or kill any marine
mammal.
Except with respect to certain activities not pertinent here, the
MMPA defines ``harassment'' as any act of pursuit, torment, or
annoyance which (i) has the potential to injure a marine mammal or
marine mammal stock in the wild (Level A harassment); or (ii) has the
potential to disturb a marine mammal or marine mammal stock in the wild
by causing disruption of behavioral patterns, including, but not
limited to, migration, breathing, nursing, breeding, feeding, or
sheltering (Level B harassment).
National Environmental Policy Act
Issuance of an MMPA 101(a)(5)(D) authorization requires compliance
with the National Environmental Policy Act (NEPA).
NMFS preliminary determined the issuance of the proposed IHA is
consistent with categories of activities identified in CE B4 (issuance
of incidental harassment authorizations under section 101(a)(5)(A) and
(D) of the MMPA for which no serious injury or mortality is
anticipated) of NOAA's Companion Manual for NAO 216-6A, and we have not
identified any extraordinary circumstances listed in Chapter 4 of the
Companion Manual for NAO 216-6A that would preclude this categorical
exclusion under NEPA.
We will review all comments submitted in response to this notice
prior to making a final decision as to whether application of this CE
is appropriate in this circumstance.
Summary of Request
NMFS received a request from WSDOT for an IHA to take marine
mammals incidental to the dolphin relocation project (a man-made
structure that protects other structures from being struck by boats) at
the Bremerton and Edmonds ferry terminals in the State of Washington.
WSDOT's request was for harassment only, and NMFS concurs that injury,
serious injury, or mortality is not expected to result from this
activity. Therefore, an IHA is appropriate.
On October 4, 2017, WSDOT submitted a request to NMFS requesting an
IHA for the possible harassment of small numbers of marine mammal
species incidental to the dolphin relocation project at the Bremerton
and Edmonds ferry terminals in Washington State, between October 1,
2018, to September 30, 2019. NMFS determined that the IHA application
is adequate and complete on December 4, 2017, with a few minor comments
and questions. WSDOT subsequently addressed all NMFS comments and
submitted a revised IHA application on March 1, 2018. NMFS is proposing
to authorize the take by Level B harassment of the following marine
mammal species: Harbor seal (Phoca vitulina); northern elephant seal
(Mirounga angustirostris); California sea lion (Zalophus
californianus); Steller sea lion (Eumetopias jubatus); killer whale
(Orcinus orca); gray whale (Eschrichtius robustus); humpback whale
(Megaptera novaeangliae); minke whale (Balaenoptera acutorostrata);
harbor porpoise (Phocoena phocoena); Dall's porpoise (P. dalli); and
long-beaked common dolphin (Delphinus capensis).
Description of Proposed Activity
Overview
The WSDOT is proposing to relocate one dolphin to improve safety at
each of the Bremerton and Edmonds ferry terminals. The Olympic Class
ferries have an atypical shape, which at some terminals causes the
vessel to make contact with the inner dolphin prior to the stern
reaching the intermediate or outer dolphin. This tends to cause
rotation of the vessel away from the wingwalls and presents a safety
issue. The project will reduce the risk of landing issues for Olympic
Class ferries at the Bremerton and Edmonds ferry terminals.
Dates and Duration
Due to NMFS and the U.S. Fish and Wildlife Service (USFWS) in-water
work timing restrictions to protect ESA-listed salmonids, planned WSDOT
in-water construction is limited each year to July 16 through February
15.
In-water construction at the Bremerton Ferry Terminal will commence
after October 1, and is planned during the August 1, 2018, to February
15, 2019 in-water work window. In-water construction at the Edmonds
Ferry Terminal will commence October 1, and is planned during the July
15, 2018, to February 15, 2019 in-water work window.
Specified Geographic Region
The Bremerton Ferry Terminal is located in the city of Bremerton,
east of the Navy shipyard. Bremerton is on the shoreline of Sinclair
Inlet, south of Bainbridge Island. Located in Kitsap County,
Washington, the terminal is located in Section 24, Township 24 North,
Range 1 East. The Edmonds Ferry Terminal is located in the city of
Edmonds, along the downtown waterfront. Edmonds is in Snohomish County,
approximately 15 miles north of Seattle. The terminal is located in
Section 23, Township 27 North, Range 3 East (Figure 1-2 in the IHA
application). Land use near both ferry terminals is a mix of
residential, commercial, industrial, and open space and/or undeveloped
lands.
Detailed Description of In-Water Pile Driving and Removal Associated
With the Dolphin Relocation Project at Bremerton and Edmonds Ferry
Terminals
The proposed project includes vibratory hammer driving and removal
creating elevated in-water and in-air noise that may impact marine
mammals.
[[Page 16332]]
The following construction activities (in sequence) are anticipated
for the Bremerton Ferry Terminal.
Install one temporary 36-inch diameter steel indicator
pile with a vibratory hammer. The temporary indicator pile will be used
as a visual landing aid reference for vessel captains during
construction. It will be relocated to become a fender pile for the new
dolphin.
Remove the existing left outer dolphin that consists of
six 36-inch diameter steel pipe piles with a vibratory hammer and/or by
direct pull and clamshell removal.
Using a vibratory hammer, install three 30-inch steel pile
reaction piles. This is a back group of piles that provide stability to
the dolphin.
Install a concrete diaphragm (the diaphragm joins the
piles at their tops), then use a vibratory hammer to install the
remaining four 30-inch reaction piles.
Using a vibratory hammer, install three 36-inch diameter
steel pipe fender piles; install fenders and attach rub panels to the
fender piles. Fender piles absorb much of the energy as the ferry
vessel makes contact with the dolphin.
Using a vibratory hammer, remove the 36-inch temporary
indicator pile and install it as the last remaining fender pile along
with the fender and fender panel.
The following construction activities (in sequence) are anticipated
for the Edmonds Ferry Terminal.
Install one temporary 36-inch diameter steel indicator
pile with a vibratory hammer. The temporary indicator pile will be used
as a visual landing aid reference for vessel captains during
construction.
Using a vibratory hammer, install one 30-inch reaction
pile.
Using a vibratory hammer, install the two remaining
reaction piles through the diaphragm.
Using a vibratory hammer, remove three 36-inch steel pipe
fender piles and reinstall them in their new locations.
Using a vibratory hammer, remove the 36-inch temporary
indicator pile (this portion of the project will not reuse the
indicator pile).
A summary of the piles to be installed and removed, along with pile
driving information, is provided in Table 1.
Table 1--Summary of In-Water Pile Driving and Removal Durations
--------------------------------------------------------------------------------------------------------------------------------------------------------
Size Duration/ Number Duration
Location Pile element Method Pile type (inch) Pile No. pile (min) pile/day (days)
--------------------------------------------------------------------------------------------------------------------------------------------------------
Bremerton................... Indicator pile....... Vibratory install.... Steel............. 36 1 20 1 1
Indicator pile....... Vibratory removal.... Steel............. 36 1 15 1 1
Existing dolphin..... Vibratory removal.... Steel............. 36 6 15 3 2
Relocate dolphin Vibratory install.... Steel............. 36 4 20 3 2
install.
Relocated dolphin Vibratory install.... Steel............. 30 7 20 3 3
install.
---------------------------------------------------------------------------------------------------------------------------
Subtotal................ ..................... ..................... .................. ......... 19 345 ......... 9
Edmond...................... Indicator pile....... Vibratory install.... Steel............. 36 1 20 1 1
Indicator pile....... Vibratory removal.... Steel............. 36 1 15 1 1
Existing dolphin Vibratory removal.... Steel............. 36 3 15 3 1
removal.
Relocated dolphin.... Vibratory install.... Steel............. 36 3 20 3 1
Relocated dolphin.... Vibratory install.... Steel............. 30 3 20 3 1
---------------------------------------------------------------------------------------------------------------------------
Subtotal................ ..................... ..................... .................. ......... 11 200 ......... 5
---------------------------------------------------------------------------------------------------------------------------
Total............... ..................... ..................... .................. ......... 30 545 ......... 14
--------------------------------------------------------------------------------------------------------------------------------------------------------
Proposed mitigation, monitoring, and reporting measures are
described in detail later in this document (please see ``Proposed
Mitigation'' and ``Proposed Monitoring and Reporting'').
Description of Marine Mammals in the Area of Specified Activities
We have reviewed the applicant's species information, which
summarizes available information regarding status and trends,
distribution and habitat preferences, behavior and life history, and
auditory capabilities of the potentially affected species--for accuracy
and completeness and refer the reader to Sections 3 and 4 of the
applications, as well as to NMFS' Stock Assessment Reports (SAR;
www.nmfs.noaa.gov/pr/sars/), instead of reprinting all of the
information here. Additional general information about these species
(e.g., physical and behavioral descriptions) may be found on NMFS'
website (www.nmfs.noaa.gov/pr/species/mammals/) or in the U.S. Navy's
Marine Resource Assessments (MRA) for relevant operating areas. The
MRAs are available online at: www.navfac.navy.mil/products_and_services/ev/products_and_services/marine_resources/marine_resource_assessments.html. Table 2 lists all species with
expected potential for occurrence in Bremerton and Edmonds ferry
terminal project area and summarizes information related to the
population or stock, including potential biological removal (PBR),
where known. For taxonomy, we follow Committee on Taxonomy (2016). PBR,
defined by the MMPA as the maximum number of animals, not including
natural mortalities, that may be removed from a marine mammal stock
while allowing that stock to reach or maintain its optimum sustainable
population, is considered in concert with known sources of ongoing
anthropogenic mortality to assess the population-level effects of the
anticipated mortality from a specific project (as described in NMFS'
SARs). While no mortality is anticipated or authorized here, PBR and
annual serious injury and mortality are included here as gross
indicators of the status of the species and other threats.
Marine mammal abundance estimates presented in this document
represent the total number of individuals that make up a given stock or
the total number estimated within a particular study area. NMFS' stock
abundance estimates for most species represent the total estimate of
individuals within the geographic area, if known, that comprises that
stock.
Five species (with five managed stocks) are considered to have the
[[Page 16333]]
potential to co-occur with the proposed construction activities. All
values presented in Table 2 are the most recent available at the time
of publication and are available in the 2015 SARs (Carretta et al.,
2016) and draft 2016 SARs (available online at: www.nmfs.noaa.gov/pr/sars/draft.htm).
Table 2--Marine Mammals With Potential Presence Within the Proposed Project Area
--------------------------------------------------------------------------------------------------------------------------------------------------------
ESA/ MMPA
status; Stock abundance (CV, Annual M/
Common name Scientific name Stock strategic (Y/N) Nmin, most recent PBR SI \3\
\1\ abundance survey) \2\
--------------------------------------------------------------------------------------------------------------------------------------------------------
Order Cetartiodactyla--Cetacea--Superfamily Mysticeti (baleen whales)
--------------------------------------------------------------------------------------------------------------------------------------------------------
Family Eschrichtiidae:
Gray whale...................... Eschrichtius robustus.. Eastern North Pacific. N 20,990 624 132
Family Balaenopteridae:
Humpback whale...................... Megaptera novaneagliae. California/Oregon/ Y 1,918 11.0 >6.5
Washington.
Minke whale..................... Balaenoptera California/Oregon/ N 636 3.5 >1.3
acutorostrata. Washington.
Family Delphinidae:
Killer whale.................... Orcinus orca........... Eastern N. Pacific Y 81 0.14 0
Southern resident.
West coast transient.. N 243 2.4 0
Long-beaked common dolphin...... Delphinus capensis..... California............ N 101,305 657 >35.4
Family Phocoenidae (porpoises):
Harbor porpoise................. Phocoena phocoena...... Washington inland N 11,233 66 7.2
waters.
Dall's porpoise................. P. dali................ California/Oregon/ N 25,750 172 0.3
Washington.
--------------------------------------------------------------------------------------------------------------------------------------------------------
Order Carnivora--Superfamily Pinnipedia
--------------------------------------------------------------------------------------------------------------------------------------------------------
Family Otariidae (eared seals and
sea lions):
California sea lion............. Zalophus californianus. U.S................... N 296,750 9,200 389
Steller sea lion................ Eumetopias jubatus..... Eastern U.S........... N 71,562 2,498 108
Family Phocidae (earless seals):
Harbor seal..................... Phoca vitulina......... Washington northern N \4\ 11,036 1,641 43
inland waters.
Northern elephant seal.......... Mirounga angustirostris California breeding... N 179,000 4,882 8.8
--------------------------------------------------------------------------------------------------------------------------------------------------------
\1\ Endangered Species Act (ESA) status: Endangered (E), Threatened (T)/MMPA status: Depleted (D). A dash (-) indicates that the species is not listed
under the ESA or designated as depleted under the MMPA. Under the MMPA, a strategic stock is one for which the level of direct human-caused mortality
exceeds PBR or which is determined to be declining and likely to be listed under the ESA within the foreseeable future. Any species or stock listed
under the ESA is automatically designated under the MMPA as depleted and as a strategic stock.
\2\ NMFS marine mammal stock assessment reports online at: www.nmfs.noaa.gov/pr/sars/. CV is coefficient of variation; Nmin is the minimum estimate of
stock abundance.
\3\ These values, found in NMFS's SARs, represent annual levels of human-caused mortality plus serious injury from all sources combined (e.g.,
commercial fisheries, ship strike). Annual M/SI often cannot be determined precisely and is in some cases presented as a minimum value or range. A CV
associated with estimated mortality due to commercial fisheries is presented in some cases.
\4\ Harbor seal estimate is based on data that are 8 years old, but this is the best available information for use here.
Potential Effects of Specified Activities on Marine Mammals and Their
Habitat
This section includes a summary and discussion of the ways that
components of the specified activity may impact marine mammals and
their habitat. The ``Estimated Take by Incidental Harassment'' section
later in this document will include a quantitative analysis of the
number of individuals that are expected to be taken by this activity.
The ``Negligible Impact Analysis and Determination'' section will
consider the content of this section, the ``Estimated Take by
Incidental Harassment'' section, and the ``Proposed Mitigation''
section, to draw conclusions regarding the likely impacts of these
activities on the reproductive success or survivorship of individuals
and how those impacts on individuals are likely to impact marine mammal
species or stocks.
Potential impacts to marine mammals from the proposed Bremerton and
Edmonds ferry terminals dolphin relocation project are from noise
generated during in-water pile driving and pile removal activities.
Acoustic Effects
Here, we first provide background information on marine mammal
hearing before discussing the potential effects of the use of active
acoustic sources on marine mammals.
Marine Mammal Hearing--Hearing is the most important sensory
modality for marine mammals underwater, and exposure to anthropogenic
sound can have deleterious effects. To appropriately assess the
potential effects of exposure to sound, it is necessary to understand
the frequency ranges marine mammals are able to hear. Current data
indicate that not all marine mammal species have equal hearing
capabilities (e.g., Richardson et al., 1995; Wartzok and Ketten, 1999;
Au and Hastings, 2008). To reflect this, Southall et al. (2007)
recommended that marine mammals be divided into functional hearing
groups based on directly measured or estimated hearing ranges on the
basis of available behavioral response data, audiograms derived using
auditory evoked potential techniques, anatomical modeling, and other
data. Note that no direct measurements of hearing ability have been
successfully completed for mysticetes (i.e., low-frequency cetaceans).
Subsequently, NMFS (2016) described generalized hearing ranges for
these marine mammal hearing groups. Generalized hearing ranges were
chosen based on the approximately 65 decibel (dB) threshold from the
normalized composite audiograms, with the exception for lower limits
for low-frequency cetaceans where the lower bound was deemed to be
biologically implausible and the lower bound from Southall et al.
(2007) retained. The functional groups and the associated frequencies
are indicated below (note that these frequency ranges correspond
[[Page 16334]]
to the range for the composite group, with the entire range not
necessarily reflecting the capabilities of every species within that
group):
Low-frequency cetaceans (mysticetes): Generalized hearing
is estimated to occur between approximately 7 Hertz (Hz) and 35
kilohertz (kHz), with best hearing estimated to be from 100 Hz to 8
kHz;
Mid-frequency cetaceans (larger toothed whales, beaked
whales, and most delphinids): Generalized hearing is estimated to occur
between approximately 150 Hz and 160 kHz, with best hearing from 10 to
less than 100 kHz;
High-frequency cetaceans (porpoises, river dolphins, and
members of the genera Kogia and Cephalorhynchus; including two members
of the genus Lagenorhynchus, on the basis of recent echolocation data
and genetic data): Generalized hearing is estimated to occur between
approximately 275 Hz and 160 kHz.
Pinnipeds in water; Phocidae (true seals): Generalized
hearing is estimated to occur between approximately 50 Hz to 86 kHz,
with best hearing between 1-50 kHz;
Pinnipeds in water; Otariidae (eared seals): Generalized
hearing is estimated to occur between 60 Hz and 39 kHz, with best
hearing between 2-48 kHz.
The pinniped functional hearing group was modified from Southall et
al. (2007) on the basis of data indicating that phocid species have
consistently demonstrated an extended frequency range of hearing
compared to otariids, especially in the higher frequency range
(Hemil[auml] et al., 2006; Kastelein et al., 2009; Reichmuth and Holt,
2013).
For more detail concerning these groups and associated frequency
ranges, please see NMFS (2016) for a review of available information.
Eleven marine mammal species (7 cetacean and 4 pinniped (2 otariid and
2 phocid) species) have the reasonable potential to co-occur with the
proposed survey activities. Please refer to Table 2. Of the cetacean
species that may be present, one species is classified as low-frequency
cetaceans (i.e., gray whale), and one is classified as high-frequency
cetaceans (i.e., harbor porpoise).
The WSDOT's dolphin relocation project at Bremerton and Edmonds
ferry terminals using in-water pile driving and pile removal could
adversely affect marine mammal species and stocks by exposing them to
elevated noise levels in the vicinity of the activity area.
Exposure to high intensity sound for a sufficient duration may
result in auditory effects such as a noise-induced threshold shift
(TS)--an increase in the auditory threshold after exposure to noise
(Finneran et al., 2005). Factors that influence the amount of threshold
shift include the amplitude, duration, frequency content, temporal
pattern, and energy distribution of noise exposure. The magnitude of
hearing threshold shift normally decreases over time following
cessation of the noise exposure. The amount of TS just after exposure
is the initial TS. If the TS eventually returns to zero (i.e., the
threshold returns to the pre-exposure value), it is a temporary
threshold shift (TTS) (Southall et al., 2007).
Threshold Shift (noise-induced loss of hearing)--When animals
exhibit reduced hearing sensitivity (i.e., sounds must be louder for an
animal to detect them) following exposure to an intense sound or sound
for long duration, it is referred to as a noise-induced TS. An animal
can experience TTS) or permanent threshold shift (PTS). TTS can last
from minutes or hours to days (i.e., there is complete recovery), can
occur in specific frequency ranges (i.e., an animal might only have a
temporary loss of hearing sensitivity between the frequencies of 1 and
10 kHz), and can be of varying amounts (for example, an animal's
hearing sensitivity might be reduced initially by only 6 dB or reduced
by 30 dB). PTS is permanent, but some recovery is possible. PTS can
also occur in a specific frequency range and amount as mentioned above
for TTS.
For marine mammals, published data are limited to the captive
bottlenose dolphin, beluga, harbor porpoise, and Yangtze finless
porpoise (Finneran et al., 2000, 2002, 2003, 2005, 2007, 2010a, 2010b;
Finneran and Schlundt, 2010; Lucke et al., 2009; Mooney et al., 2009a,
2009b; Popov et al., 2011a, 2011b; Kastelein et al., 2012a; Schlundt et
al., 2000; Nachtigall et al., 2003, 2004). For pinnipeds in water, data
are limited to measurements of TTS in harbor seals, an elephant seal,
and California sea lions (Kastak et al., 1999, 2005; Kastelein et al.,
2012b).
Lucke et al. (2009) found a TS of a harbor porpoise after exposing
it to airgun noise with a received sound pressure level (SPL) at 200.2
dB (peak-to-peak) re: 1 micropascal ([mu]Pa), which corresponds to a
sound exposure level of 164.5 dB re: 1 [mu]Pa\2\ s after integrating
exposure. Because the airgun noise is a broadband impulse, one cannot
directly determine the equivalent of root mean square (rms) SPL from
the reported peak-to-peak SPLs. However, applying a conservative
conversion factor of 16 dB for broadband signals from seismic surveys
(McCauley, et al., 2000) to correct for the difference between peak-to-
peak levels reported in Lucke et al. (2009) and rms SPLs, the rms SPL
for TTS would be approximately 184 dB re: 1 [mu]Pa, and the received
levels associated with PTS (Level A harassment) would be higher.
Therefore, based on these studies, NMFS recognizes that TTS of harbor
porpoises is lower than other cetacean species empirically tested
(Finneran & Schlundt, 2010; Finneran et al., 2002; Kastelein and
Jennings, 2012).
Marine mammal hearing plays a critical role in communication with
conspecifics, and interpretation of environmental cues for purposes
such as predator avoidance and prey capture. Depending on the degree
(elevation of threshold in dB), duration (i.e., recovery time), and
frequency range of TTS, and the context in which it is experienced, TTS
can have effects on marine mammals ranging from discountable to serious
(similar to those discussed in auditory masking, below). For example, a
marine mammal may be able to readily compensate for a brief, relatively
small amount of TTS in a non-critical frequency range that occurs
during a time where ambient noise is lower and there are not as many
competing sounds present. Alternatively, a larger amount and longer
duration of TTS sustained during time when communication is critical
for successful mother/calf interactions could have more serious
impacts. Also, depending on the degree and frequency range, the effects
of PTS on an animal could range in severity, although it is considered
generally more serious because it is a permanent condition. Of note,
reduced hearing sensitivity as a simple function of aging has been
observed in marine mammals, as well as humans and other taxa (Southall
et al., 2007), so one can infer that strategies exist for coping with
this condition to some degree, though likely not without cost.
In addition, chronic exposure to excessive, though not high-
intensity, noise could cause masking at particular frequencies for
marine mammals, which utilize sound for vital biological functions
(Clark et al., 2009). Acoustic masking is when other noises such as
from human sources interfere with animal detection of acoustic signals
such as communication calls, echolocation sounds, and environmental
sounds important to marine mammals. Therefore, under certain
circumstances, marine mammals whose acoustical sensors or environment
are being severely masked could also be impaired from maximizing their
performance fitness in survival and reproduction.
Masking occurs at the frequency band that the animals utilize.
Therefore, since
[[Page 16335]]
noise generated from vibratory pile driving is mostly concentrated at
low frequency ranges, it may have less effect on high frequency
echolocation sounds by odontocetes (toothed whales). However, lower
frequency man-made noises are more likely to affect detection of
communication calls and other potentially important natural sounds such
as surf and prey noise. It may also affect communication signals when
they occur near the noise band and thus reduce the communication space
of animals (e.g., Clark et al., 2009) and cause increased stress levels
(e.g., Foote et al., 2004; Holt et al., 2009).
Unlike TS, masking, which can occur over large temporal and spatial
scales, can potentially affect the species at population, community, or
even ecosystem levels, as well as individual levels. Masking affects
both senders and receivers of the signals and could have long-term
chronic effects on marine mammal species and populations. Recent
science suggests that low frequency ambient sound levels have increased
by as much as 20 dB (more than three times in terms of sound pressure
level) in the world's ocean from pre-industrial periods, and most of
these increases are from distant shipping (Hildebrand, 2009). For
WSDOT's dolphin relocation project, noises from vibratory pile driving
and pile removal contribute to the elevated ambient noise levels in the
project area, thus increasing potential for or severity of masking.
Baseline ambient noise levels in the vicinity of project area are high
due to ongoing shipping, construction and other activities in the Puget
Sound.
Finally, marine mammals' exposure to certain sounds could lead to
behavioral disturbance (Richardson et al., 1995), such as changing
durations of surfacing and dives, number of blows per surfacing, or
moving direction and/or speed; reduced/increased vocal activities;
changing/cessation of certain behavioral activities (such as
socializing or feeding); visible startle response or aggressive
behavior (such as tail/fluke slapping or jaw clapping); avoidance of
areas where noise sources are located; and/or flight responses (e.g.,
pinnipeds flushing into water from haulouts or rookeries).
The onset of behavioral disturbance from anthropogenic noise
depends on both external factors (characteristics of noise sources and
their paths) and the receiving animals (hearing, motivation,
experience, demography) and is also difficult to predict (Southall et
al., 2007). Currently NMFS uses a received level of 160 dB re 1 [mu]Pa
(rms) to predict the onset of behavioral harassment from impulse noises
(such as impact pile driving), and 120 dB re 1 [mu]Pa (rms) for
continuous noises (such as vibratory pile driving). For the WSDOT's
Bremerton and Edmonds ferry terminals dolphin relocation project, only
120-dB level is considered for effects analysis because WSDOT plans to
use only vibratory pile driving and pile removal.
The biological significance of many of these behavioral
disturbances is difficult to predict, especially if the detected
disturbances appear minor. However, the consequences of behavioral
modification could be biologically significant if the change affects
growth, survival, and/or reproduction, which depends on the severity,
duration, and context of the effects.
Potential Effects on Marine Mammal Habitat
The primary potential impacts to marine mammal habitat are
associated with elevated sound levels produced by vibratory pile
removal and pile driving in the area. However, other potential impacts
to the surrounding habitat from physical disturbance are also possible.
With regard to fish as a prey source for cetaceans and pinnipeds,
fish are known to hear and react to sounds and to use sound to
communicate (Tavolga et al., 1981) and possibly avoid predators (Wilson
and Dill, 2002). Experiments have shown that fish can sense both the
strength and direction of sound (Hawkins, 1981). Primary factors
determining whether a fish can sense a sound signal, and potentially
react to it, are the frequency of the signal and the strength of the
signal in relation to the natural background noise level.
The level of sound at which a fish will react or alter its behavior
is usually well above the detection level. Fish have been found to
react to sounds when the sound level increased to about 20 dB above the
detection level of 120 dB (Ona, 1988); however, the response threshold
can depend on the time of year and the fish's physiological condition
(Engas et al., 1993). In general, fish react more strongly to pulses of
sound (such as noise from impact pile driving) rather than continuous
signals (such as noise from vibratory pile driving) (Blaxter et al.,
1981), and a quicker alarm response is elicited when the sound signal
intensity rises rapidly compared to sound rising more slowly to the
same level.
During the coastal construction, only a small fraction of the
available habitat would be ensonified at any given time. Disturbance to
fish species would be short-term and fish would return to their pre-
disturbance behavior once the pile driving activity ceases. Thus, the
proposed construction would have little, if any, impact on marine
mammals' prey availability in the area where construction work is
planned.
Finally, the time of the proposed construction activity would avoid
the spawning season of the ESA-listed salmonid species.
Estimated Take
This section provides an estimate of the number of incidental takes
authorized through this IHA, which will inform both NMFS' consideration
of whether the number of takes is ``small'' and the negligible impact
determination.
Harassment is the only type of take expected to result from these
activities. Except with respect to certain activities not pertinent
here, section 3(18) of the MMPA defines ``harassment'' as any act of
pursuit, torment, or annoyance which (i) has the potential to injure a
marine mammal or marine mammal stock in the wild (Level A harassment);
or (ii) has the potential to disturb a marine mammal or marine mammal
stock in the wild by causing disruption of behavioral patterns,
including, but not limited to, migration, breathing, nursing, breeding,
feeding, or sheltering (Level B harassment).
Authorized takes would be by Level B harassment only, in the form
of disruption of behavioral patterns for individual marine mammals
resulting from exposure to noise generated from vibratory pile driving
and removal. Based on the nature of the activity and the anticipated
effectiveness of the mitigation measures (i.e., shutdown measures--
discussed in detail below in Proposed Mitigation section), Level A
harassment is neither anticipated nor proposed to be authorized.
As described previously, no mortality is anticipated or authorized
for this activity. Below we describe how the take is estimated.
Described in the most basic way, we estimate take by considering:
(1) Acoustic thresholds above which NMFS believes the best available
science indicates marine mammals will be behaviorally harassed or incur
some degree of permanent hearing impairment; (2) the area or volume of
water that will be ensonified above these levels in a day; (3) the
density or occurrence of marine mammals within these ensonified areas;
and, (4) and the number of days of activities. Below, we describe these
components in more detail and present the take estimate.
Acoustic Thresholds
Using the best available science, NMFS has developed acoustic
[[Page 16336]]
thresholds that identify the received level of underwater sound above
which exposed marine mammals would be reasonably expected to be
behaviorally harassed (equated to Level B harassment) or to incur PTS
of some degree (equated to Level A harassment).
Level B Harassment for non-explosive sources--Though significantly
driven by received level, the onset of behavioral disturbance from
anthropogenic noise exposure is also informed to varying degrees by
other factors related to the source (e.g., frequency, predictability,
duty cycle), the environment (e.g., bathymetry), and the receiving
animals (hearing, motivation, experience, demography, behavioral
context) and can be difficult to predict (Southall et al., 2007,
Ellison et al., 2011). Based on what the available science indicates
and the practical need to use a threshold based on a factor that is
both predictable and measurable for most activities, NMFS uses a
generalized acoustic threshold based on received level to estimate the
onset of behavioral harassment. NMFS predicts that marine mammals are
likely to be behaviorally harassed in a manner we consider Level B
harassment when exposed to underwater anthropogenic noise above
received levels of 120 dB re 1 [mu]Pa (rms) for continuous (e.g.,
vibratory pile-driving, drilling) and above 160 dB re 1 [mu]Pa (rms)
for non-explosive impulsive (e.g., seismic airguns) or intermittent
(e.g., scientific sonar) sources.
Applicant's proposed activity includes the generation of impulse
(impact pile driving) and non-impulse (vibratory pile driving and
removal) sources; and, therefore, both 160- and 120-dB re 1 [mu]Pa
(rms) are used.
Level A harassment for non-explosive sources--NMFS' Technical
Guidance for Assessing the Effects of Anthropogenic Sound on Marine
Mammal Hearing (Technical Guidance, 2016) identifies dual criteria to
assess auditory injury (Level A harassment) to five different marine
mammal groups (based on hearing sensitivity) as a result of exposure to
noise from two different types of sources (impulsive or non-impulsive).
Applicant's proposed activity would generate and non-impulsive
(vibratory pile driving and pile removal) noises.
These thresholds were developed by compiling and synthesizing the
best available science and soliciting input multiple times from both
the public and peer reviewers to inform the final product and are
provided in the table below. The references, analysis, and methodology
used in the development of the thresholds are described in NMFS 2016
Technical Guidance, which may be accessed at: https://www.nmfs.noaa.gov/pr/acoustics/guidelines.htm.
Table 3--Current Acoustic Exposure Criteria for Non-Explosive Sound Underwater
--------------------------------------------------------------------------------------------------------------------------------------------------------
PTS onset thresholds Behavioral thresholds
Hearing group --------------------------------------------------------------------------------------------------------------------
Impulsive Non-impulsive Impulsive Non-impulsive
--------------------------------------------------------------------------------------------------------------------------------------------------------
Low-Frequency (LF) Cetaceans....... Lpk,flat: 219 dB; LE,LF,24h: 199 dB............ Lrms,flat: 160 dB............ Lrms,flat: 120 dB.
LE,LF,24h: 183 dB.
Mid-Frequency (MF) Cetaceans....... Lpk,flat: 230 dB; LE,MF,24h: 198 dB............
LE,MF,24h: 185 dB.
High-Frequency (HF) Cetaceans...... Lpk,flat: 202 dB; LE,HF,24h: 173 dB............
LE,HF,24h: 155 dB.
Phocid Pinnipeds (PW) (Underwater). Lpk,flat: 218 dB; LE,PW,24h: 201 dB............
LE,PW,24h: 185 dB.
Otariid Pinnipeds (OW) (Underwater) Lpk,flat: 232 dB; LE,OW,24h: 219 dB............
LE,OW,24h: 203 dB.
--------------------------------------------------------------------------------------------------------------------------------------------------------
* Dual metric acoustic thresholds for impulsive sounds: Use whichever results in the largest isopleth for calculating PTS onset. If a non-impulsive
sound has the potential of exceeding the peak sound pressure level thresholds associated with impulsive sounds, these thresholds should also be
considered.
Note: Peak sound pressure (Lpk) has a reference value of 1 [mu]Pa, and cumulative sound exposure level (LE) has a reference value of 1[mu]Pa2s. In this
Table, thresholds are abbreviated to reflect American National Standards Institute standards (ANSI 2013). However, peak sound pressure is defined by
ANSI as incorporating frequency weighting, which is not the intent for this Technical Guidance. Hence, the subscript ``flat'' is being included to
indicate peak sound pressure should be flat weighted or unweighted within the generalized hearing range. The subscript associated with cumulative
sound exposure level thresholds indicates the designated marine mammal auditory weighting function (LF, MF, and HF cetaceans, and PW and OW pinnipeds)
and that the recommended accumulation period is 24 hours. The cumulative sound exposure level thresholds could be exceeded in a multitude of ways
(i.e., varying exposure levels and durations, duty cycle). When possible, it is valuable for action proponents to indicate the conditions under which
these acoustic thresholds will be exceeded.
Ensonified Area
Here, we describe operational and environmental parameters of the
activity that will feed into identifying the area ensonified above the
acoustic thresholds.
Source Levels
The project includes vibratory removal and/or driving of 30-inch
and 36-inch diameter hollow steel piles. Based on in-water measurements
at Edmonds Ferry Terminal in 2017 (WSDOT 2017), vibratory driving of
30-inch steel piles generated 174 dB rms re 1 [micro]Pa at 10 meters
and vibratory pile driving of a 36-inch steel pile generated 177 dB rms
re 1 [micro]Pa measured at 10 meters. As a conservative estimate,
vibratory pile removal source level of 36-in steel pile is based on 36-
in pile installation level of 177 dB re 1 [micro]Pa SEL.
A summary of source levels from different pile driving and pile
removal activities is provided in Table 4.
Table 4--Summary of In-Water Pile Driving Source Levels
[At 10 m from source]
----------------------------------------------------------------------------------------------------------------
SEL (dB re 1 SPLrms (dB re 1
Method Pile type/size [micro]Pa\2\-s) [micro]Pa)
----------------------------------------------------------------------------------------------------------------
Vibratory driving/removal................. 36-in steel pile............ 177 177
Vibratory driving......................... 30-in steel pile............ 174 174
----------------------------------------------------------------------------------------------------------------
[[Page 16337]]
These source levels are used to compute the Level A injury zones
and to estimate the Level B harassment zones. For Level A harassment
zones, since the peak source levels for both pile driving are below the
injury thresholds, cumulative SEL were used to do the calculations
using the NMFS acoustic guidance (NMFS 2016).
Estimating Harassment Zones
For Level B harassment, ensonified areas are based on WSDOT's
source measurements (see above) computed using 15 * log(R) for
transmission loss to derive the distances up to 120-dB isopleths.
For Level A harassment, calculation is based on duration of
installation/removal per pile and number of piles installed or removed
per day, using spectral modeling based on vibratory pile driving
recordings made at Edmonds Ferry Terminal for the same piles. One-
second sound exposure level (SEL) power spectral densities (PSDs) were
calculated and used as representative pile driving sources to assess
Level A harassment for marine mammals in different hearing groups.
Initial results showed that Level A harassment zones from the 3-in
piles were smaller than those from 30-in piles for high-frequency
cetaceans, despite the broadband noise level from the 36-in pile being
3 dB higher than that of 30-in pile. Close examination of the pile
driving spectra revealed some unusual high decay rate in the 36-in pile
driving sound above 2 kHz. This unusual decay was probably due to the
specific sediment in the pile driving location. Therefore, the spectrum
for the 30-in pile was used to model the 36-in pile and scaled up to
the 177 dB broadband level.
Transmission loss due to absorption was also incorporated based
using the equation
TL(f) = 15log(R) + a(f) * R/1000
where TL(f) is frequency dependent transmission loss, and a(f) is
frequency dependent transmission loss coefficient.
Distances of ensonified area for different pile driving/removal
activities for different marine mammal hearing groups is present in
Table 5.
Marine Mammal Occurrence
In this section we provide the information about the presence,
density, or group dynamics of marine mammals that will inform the take
calculations.
In most cases, marine mammal density data are from the U.S. Navy
Marine Species Density Database (U.S. Navy 2015) except California sea
lion and harbor porpoise. California sea lion density at Bremerton area
is based on survey data of California sea lions at the Navy Shipyard at
Bremerton from 2012-2016 (Navy 2017). Survey results indicate as many
as 144 animals hauled out each day during this time period, with the
majority of animals observed August through May and the greatest
numbers observed in November. The average of the monthly maximum counts
during the in-water work window provides an estimate of 69 sea lions
per day. For harbor porpoise, because Washington Department of Fish and
Wildlife has better local distribution data based on recent survey in
the area, local animal abundance are used to calculate the take numbers
(Evenson, 2016).
[[Page 16338]]
[GRAPHIC] [TIFF OMITTED] TN16AP18.026
A summary of marine mammal density and local occurrence used for
take estimates is provided in Table 6.
Table 6--Marine Mammal Density and Local Occurrence in the WSDOT Project
Area
------------------------------------------------------------------------
Density (#/
Species km\2\)
------------------------------------------------------------------------
Gray whale.............................................. 0.0051
Humpback whale.......................................... 0.0007
Minke whale............................................. 0.00003
Killer whale (West coast transient)..................... 0.002
Long-beaked common dolphin.............................. 0.002
Harbor porpoise......................................... 0.58
Dall's porpoise......................................... 0.048
California sea lion..................................... * 0.03
Steller sea lion........................................ 0.04
Harbor seal............................................. 1.22
Northern elephant seal.................................. 0.00001
------------------------------------------------------------------------
* This density is only used for Edmonds Ferry Terminal area. For animals
at Bremerton Ferry Terminal, a daily sighting of 69 animals is used
for take estimates.
Take Calculation and Estimation
Here we describe how the information provided above is brought
together to produce a quantitative take estimate. For all marine
mammals except California sea lion at Bremerton Ferry Terminal area,
takes were calculated as: Take = ensonified area x average animal
abundance in the area x pile driving days and rounded up to the nearest
integer. For California sea lion at Bremerton, take estimate is based
on the average daily sighting of 69 animals within the area multiplied
by the nine project days, which yield a total of 621 estimated takes.
For calculated take number less than 10, such as northern elephant
seals, transient killer whales, humpback whales, minke whales, and
long-beaked common dolphins, takes numbers were adjusted to account for
group encounter and the likelihood of encountering. Specifically, for
northern elephant seal, take of 15 animals is estimated based on the
likelihood of encountering this species during the project period. For
transient killer whale, takes of 30 animals is estimated based on the
group size and the likelihood of encountering in the area. For humpback
and minke whales, takes of eight animals each are estimated based on
the likelihood of encountering. For long-beaked common dolphin, take of
50 animals is estimated based on the group size and the likelihood of
encountering in the area.
No Level A take is calculated using the aforementioned estimation
method because of the small injury zones and relatively low average
animal density in the area. Since the largest Level A distance is only
35 m from the source for high-frequency cetaceans (harbor porpoise and
Dall's porpoise), NMFS considers that WSDOT can effectively monitor
such small zones to implement shutdown measures and avoid Level A
takes. Therefore, no Level A take of marine mammal is anticipated for
the dolphin replacement project at the Bremerton and Edmonds ferry
terminals.
A summary of estimated takes based on the above analysis is listed
in Table 7.
[[Page 16339]]
Table 7--Estimated Numbers of Marine Mammals That May Be Exposed to Received Noise Levels That Cause Level B
Harassment
----------------------------------------------------------------------------------------------------------------
Estimated
Species Level B take Abundance Percentage
----------------------------------------------------------------------------------------------------------------
Gray whale...................................................... 10 20,990 0.05
Humpback whale.................................................. 8 1,918 0.42
Minke whale..................................................... 8 636 2.17
Killer whale (West coast transient)............................. 30 243 12.35
Killer whale (Southern resident)................................ 0 81 0.00
Long-beaked common dolphin...................................... 50 101,305 0.05
Harbor porpoise................................................. 1,087 11,233 9.72
Dall's porpoise................................................. 90 25,750 0.35
California sea lion............................................. 1,149 296,750 0.39
Steller sea lion................................................ 75 71,562 0.11
Harbor seal..................................................... 2,286 11,036 20.71
Northern elephant seal.......................................... 15 179,000 0.02
----------------------------------------------------------------------------------------------------------------
Proposed Mitigation
In order to issue an IHA under section 101(a)(5)(D) of the MMPA,
NMFS must set forth the permissible methods of taking pursuant to such
activity, and other means of effecting the least practicable impact on
such species or stock and its habitat, paying particular attention to
rookeries, mating grounds, and areas of similar significance, and on
the availability of such species or stock for taking for certain
subsistence uses (latter not applicable for this action). NMFS
regulations require applicants for incidental take authorizations to
include information about the availability and feasibility (economic
and technological) of equipment, methods, and manner of conducting such
activity or other means of effecting the least practicable adverse
impact upon the affected species or stocks and their habitat (50 CFR
216.104(a)(11)).
In evaluating how mitigation may or may not be appropriate to
ensure the least practicable adverse impact on species or stocks and
their habitat, as well as subsistence uses where applicable, we
carefully consider two primary factors:
(1) The manner in which, and the degree to which, the successful
implementation of the measure(s) is expected to reduce impacts to
marine mammals, marine mammal species or stocks, and their habitat.
This considers the nature of the potential adverse impact being
mitigated (likelihood, scope, range). It further considers the
likelihood that the measure will be effective if implemented
(probability of accomplishing the mitigating result if implemented as
planned) the likelihood of effective implementation (probability
implemented as planned); and
(2) The practicability of the measures for applicant
implementation, which may consider such things as cost, impact on
operations, and, in the case of a military readiness activity,
personnel safety, practicality of implementation, and impact on the
effectiveness of the military readiness activity.
Mitigation for Marine Mammals and Their Habitat
1. Time Restriction
Work would occur only during daylight hours, when visual monitoring
of marine mammals can be conducted.
2. Establishing and Monitoring Level A, Level B Harassment Zones, and
Exclusion Zones
Before the commencement of in-water construction activities, which
include vibratory pile driving and pile removal, WSDOT shall establish
Level A harassment zones where received underwater SELcum
could cause PTS (see above).
WSDOT shall also establish Level B harassment zones where received
underwater SPLs are higher than 120 dBrms re 1 [micro]Pa for
non-impulsive noise sources (vibratory pile driving and pile removal).
WSDOT shall establish exclusion zones within which marine mammals
could be taken by Level A harassment. For Level A harassment zones that
is less than 10 m from the source, a minimum of 10 m distance should be
established as an exclusion zone.
A summary of exclusion zones is provided in Table 8.
Table 8--Exclusion Zones for Various Pile Driving Activities and Marine Mammal Hearing Groups
----------------------------------------------------------------------------------------------------------------
Injury zone (m)
Pile type, size & pile driving -------------------------------------------------------------------------------
method LF cetacean MF cetacean HF cetacean Phocid Otariid
----------------------------------------------------------------------------------------------------------------
36'' indicate pile install (1 10 10 25 10 10
pile/day)......................
36'' indicate pile removal (1 10 10 10 10 10
pile/day)......................
36'' steel pile (existing 25 10 35 10 10
dolphin) removal (3 piles/day).
36'' steel pile (relocated 25 10 35 10 10
dolphin) install (3 piles/day).
30'' steel pile (relocated 25 10 25 10 10
dolphin) install (3 piles/day).
----------------------------------------------------------------------------------------------------------------
NMFS-approved protected species observers (PSO) shall conduct an
initial 30-minute survey of the exclusion zones to ensure that no
marine mammals are seen within the zones before pile driving and pile
removal of a pile segment begins. If marine mammals are found within
the exclusion zone, pile driving of the segment would be delayed until
they move out of the area. If a marine mammal is seen above water and
then dives below, the contractor would wait 15 minutes. If no marine
mammals are seen by the observer in that time it can be assumed that
the
[[Page 16340]]
animal has moved beyond the exclusion zone.
If pile driving of a segment ceases for 30 minutes or more and a
marine mammal is sighted within the designated exclusion zone prior to
commencement of pile driving, the observer(s) must notify the pile
driving operator (or other authorized individual) immediately and
continue to monitor the exclusion zone. Operations may not resume until
the marine mammal has exited the exclusion zone or 30 minutes have
elapsed since the last sighting.
3. Shutdown Measures
WSDOT shall implement shutdown measures if a marine mammal is
detected within an exclusion zone or is about to enter an exclusion
zone listed in Table 8.
Further, WSDOT shall implement shutdown measures if the number of
authorized takes for any particular species reaches the limit under the
IHA (if issued) and if such marine mammals are sighted within the
vicinity of the project area and are approaching the Level B harassment
zone during in-water construction activities.
Based on our evaluation of the required measures, NMFS has
preliminarily determined that the prescribed mitigation measures
provide the means effecting the least practicable impact on the
affected species or stocks and their habitat, paying particular
attention to rookeries, mating grounds, and areas of similar
significance.
Proposed Monitoring and Reporting
In order to issue an IHA for an activity, section 101(a)(5)(D) of
the MMPA states that NMFS must set forth, requirements pertaining to
the monitoring