Weather and Safety Leave, 15291-15298 [2018-07348]
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15291
Rules and Regulations
Federal Register
Vol. 83, No. 69
Tuesday, April 10, 2018
This section of the FEDERAL REGISTER
contains regulatory documents having general
applicability and legal effect, most of which
are keyed to and codified in the Code of
Federal Regulations, which is published under
50 titles pursuant to 44 U.S.C. 1510.
The Code of Federal Regulations is sold by
the Superintendent of Documents.
OFFICE OF PERSONNEL
MANAGEMENT
5 CFR Part 630
RIN 3206–AN49
Weather and Safety Leave
Office of Personnel
Management.
ACTION: Final rule.
AGENCY:
The Office of Personnel
Management is issuing new regulations
on the granting and recording of
weather and safety leave for Federal
employees. The Administrative Leave
Act of 2016 created four new categories
of statutorily authorized paid leave—
administrative leave, investigative leave,
notice leave, and weather and safety
leave—and established parameters for
their use by Federal agencies. These
regulations will provide a framework for
agency compliance with the new
statutory requirements regarding
weather and safety leave. OPM will
issue separate final regulations to
address administrative leave,
investigative leave, and notice leave at
a later date.
DATES: Effective date: This final rule is
effective on May 10, 2018.
FOR FURTHER INFORMATION CONTACT: Kurt
Springmann by email at pay-leavepolicy@opm.gov or by telephone at (202)
606–2858.
SUPPLEMENTARY INFORMATION: The Office
of Personnel Management (OPM) is
issuing final regulations to implement
the weather and safety leave provisions
of the Administrative Leave Act of 2016,
enacted under section 1138 of the
National Defense Authorization Act for
Fiscal Year 2017 (Pub. L. 114–328, 130
Stat. 2000, December 23, 2016). The
Administrative Leave Act of 2016,
hereafter referred to as ‘‘the Act,’’ added
three new sections in title 5 of the U.S.
Code that provide for specific categories
of paid leave and requirements that
apply to each: Section 6329a regarding
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SUMMARY:
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administrative leave; section 6329b
regarding investigative leave and notice
leave; and section 6329c regarding
weather and safety leave.
OPM published proposed regulations
(82 FR 32263) on these new categories
of leave on July 13, 2017. The 30-day
comment period for the proposed
regulations ended on August 14, 2017.
After careful consideration of the
comments received, and in recognition
of the different implementation dates for
the new leave categories under the Act,
OPM has determined that it would
better serve agencies if the final
regulations on new subpart P, Weather
and Safety Leave, were issued
separately from the final regulations on
the other leave categories. Accordingly,
this Federal Register document
provides general information, addresses
the comments received, and issues final
regulations that reflect changes to the
proposed regulations expressly
regarding subpart P, Weather and Safety
Leave. OPM will issue separate final
regulations on the other leave categories
in the Federal Register at a later date.
Effective Date
While the Act directed OPM to
prescribe (i.e., publish) regulations no
later than 270 calendar days after the
Act’s enactment on December 23,
2016—i.e., September 19, 2017—OPM
was unable to meet that requirement.
The Act further directed that agencies
‘‘revise and implement the internal
policies of the agency’’ to meet the
statutory requirements pertaining to
administrative leave, investigative leave,
and notice leave no later than 270
calendar days after the date on which
OPM issues its regulations. (See 5 U.S.C.
6329a(c)(2) and 6329b(h)(2).) However,
there is no similar agency
implementation provision in the law
governing weather and safety leave.
Therefore, the weather and safety leave
regulations in subpart P must be
implemented when the final rule is
effective—i.e., 30 days after publication.
(See the DATES section of this preamble.)
OPM will delay enforcing the
requirement in subpart P that agencies
separately report weather and safety
leave to OPM until the 270th day
following publication of the final
regulations on subparts N
(administrative leave) and O
(investigative leave and notice leave).
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To the extent that existing agency
collective bargaining agreements
contain provisions that are inconsistent
with the statutory provisions of the
Administrative Leave Act (including
sections 6329a, 6329b, or 6329c), then
the Act supersedes—as of the applicable
implementation date—conflicting
provisions in agency collective
bargaining agreements as a matter of
law. For an agency collective bargaining
agreement in effect before publication of
these regulations, any provisions in the
regulations (other than those restating
statutory requirements) that are in
conflict with the agreement may not be
enforced until the expiration of the
current term of the agreement. For an
agency collective bargaining agreement
that takes effect on or after the date
these regulations are published,
regulatory provisions will supersede
conflicting provisions in the agreement
during any period of time following the
applicable regulatory implementation
date. To the extent that the Act and
accompanying regulations are not
inconsistent with the provisions in
agency collective bargaining
agreements, those provisions remain in
effect until the provisions expire or are
renegotiated.
Agencies are responsible for
compliance with time limits provided
for in the Act and OPM regulations and
guidance.
New Subpart in 5 CFR Part 630
In this final rule, OPM is adding
subpart P, Weather and Safety Leave
(implementing 5 U.S.C. 6329c) to 5 CFR
part 630. Hereafter in this
SUPPLEMENTARY INFORMATION section,
references to statutory provisions in title
5 of the United States Code will
generally be referred to by section
number without restating the title 5
reference (e.g., section 6329c instead of
5 U.S.C. 6329c). Also, references to
regulatory provisions in title 5 of the
Code of Federal Regulations will
generally be referred to by section
number without restating the title 5
reference (e.g., § 630.1601 instead of 5
CFR 630.1601).
Weather and safety leave is
permitted—at an agency’s discretion but
subject to statutory and regulatory
requirements, agency policies, and
lawful collective bargaining
provisions—only when an agency
determines that employees cannot safely
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travel to and from, or perform work at,
their normal worksite, a telework site, or
other approved location because of
severe weather or other emergency
situations. Though granting of weather
and safety leave must follow the
guidelines and eligibility requirements
contained in section 6329c and these
implementing regulations, and it is
anticipated that such leave would be
granted sparingly in the case of
employees participating in telework,
there is no cap on the number of hours
that may be granted for such leave.
Both the law and the regulations
address recordkeeping and reporting
requirements on weather and safety
leave with which agencies must comply.
Agencies must keep separate records on
weather and safety leave.
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Comments on Proposed Regulations
We received comments relating to the
proposed regulations on weather and
safety leave from 6 agencies, 4 unions,
1 other organization, and 8 individuals.
In the first section below, we address
general or overarching comments. In the
sections that follow, we address
comments related to specific portions of
the regulations.
General
Comment: Multiple commenters
requested guidance about how the new
types of leave should be coded in the
payroll system to accurately account for
and track the use of these new leave
provisions.
OPM response: The regulations
specify that an agency must track the
use of the new categories of leave using
five categories: (1) Administrative leave
for investigative purposes, (2)
administrative leave for other purposes,
(3) investigative leave, (4) notice leave,
and (5) weather and safety leave. The
regulations do not address details
regarding the coding of leave in agency
payroll systems or in OPM’s
Government payroll databases. OPM
will be providing payroll providers with
instructions on how to properly code
the various types of leave.
Comment: An organization expressed
concern that having reports prepared by
the Government Accountability Office
(GAO) submitted every 5 years is too
infrequent. Instead, the organization
stated that agencies should be required
to maintain real-time, current tallies of
all types of paid leave available on its
website for all to see, rather than buried
in obscure, long, after-the-fact reports.
OPM response: Payroll providers
submit payroll data to OPM every
biweekly pay period. Thus, agencies
and OPM will have real-time data that
could be used to generate reports as
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necessary. The requirement for GAO
reports every 5 years is a statutory
requirement, which OPM has no
authority to change. (See section
1138(d)(2) of Pub. L. 114–328.)
Comment: An organization stated that
the regulations make no provision for
ensuring that agencies establish
necessary agency rules or that agency
rules are consistent with OPM
regulations. The organization suggested
that OPM exercise oversight over agency
practices.
OPM response: The Administrative
Leave Act directed OPM to issue
regulations and guidance dealing with
the appropriate uses and proper
recording of the new types of leave, but
otherwise imposed no special obligation
to monitor agency practices. Although
OPM has more general authority to
exercise an oversight function, OPM
does not have the resources to regularly
evaluate every agency personnel
program, and no need for such a
program has, as yet, been established in
this context. OPM can and will
intervene if it becomes aware that an
agency is not complying with the law
and regulations for which OPM is
responsible. Each agency, along with
Inspectors General, is responsible for
evaluating agency personnel programs
and the actions of its managers.
Comment: One commenter noted the
telework-related provisions in the
proposed regulations and expressed
concern that Federal employees were
not performing required hours of work
while teleworking.
OPM response: The Telework
Enhancement Act of 2010 (the Act), now
codified at 5 U.S.C. 6501–6506,
specifies roles, responsibilities and
expectations for all Federal executive
agencies with regard to telework
policies; employee eligibility and
participation; program implementation;
and reporting. Under the Act, each
agency is responsible for ensuring that
employees perform required hours of
work while teleworking. These
regulations merely recognize the fact
that the option of telework is available
by law, as specified, under authority of
5 U.S.C. chapter 65 and explains how
telework relates to the new types of
leave.
Comment: A union requested
clarification that, unlike OPM’s
Governmentwide regulations, OPMissued ‘‘guidance’’ (e.g., weather/safety
leave guidance) does not interfere with
a union’s bargaining rights or legal
obligations in existing collective
bargaining agreements.
OPM response: To respond to the
comment about the relationship
between OPM guidance and collective
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bargaining agreements, we must first
address how statutory and regulatory
requirements affect collective bargaining
agreements. Statutory requirements
established by the Administrative Leave
Act supersede conflicting provisions in
any agency collective bargaining
agreement—as of the applicable
implementation date. Thus, the
requirements in section 6329c would
prevail over conflicting provisions in
any agency collective bargaining
agreement effective on the date that is
30 days after publication of these final
regulations. For example, section 6329c
allows agencies to provide weather/
safety leave ‘‘only if’’ an employee is
‘‘prevented from safely traveling to or
performing work at an approved
location.’’ By definition, for an
employee participating in a telework
program, the telework site is an
approved location. Thus, the law bars
granting weather/safety leave to an
employee who can safely work at home
under a telework arrangement.
If OPM regulatory requirements that
go beyond statutory requirements
conflict with an existing agency
collective bargaining agreement, those
regulatory requirements may not be
implemented until the expiration of the
current term of the agreement. (See
section 7116(a)(7).) However, for any
agency collective bargaining agreement
that takes effect on or after the date
these regulations are published,
regulatory provisions will supersede
conflicting provisions in the agreement
during any period of time following the
regulatory implementation date (30th
day following publication). Once
applicable, OPM regulations will have
the force of law and be binding on
agencies.
Once OPM regulations are in force,
we will also expect agencies to comply
with any related OPM guidance
concerning compliance with the Act or
regulations, and such guidance may
itself impact an agency’s collective
bargaining obligations. For example, if
the negotiability of a proposal or
provision is at issue before the FLRA or
Courts in the future, an agency may rely
upon OPM’s regulations and guidance
as reasons why the proposal or
provision would be contrary to law
under the Federal Service LaborManagement Relations Statute and,
therefore, be nonnegotiable.
Comment: One individual commented
that agencies should not grant weather
and safety leave, but instead should
require employees to use their annual
leave when they are prevented from
safely traveling to work.
OPM response: The statute confers
upon agencies the authority to grant
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weather and safety leave without loss of
‘‘leave to which the employee or
employees are otherwise entitled’’
(section 6329c(b)). Weather and safety
leave is generally appropriate when
Government offices are closed for a full
or partial day because of snow or any
other weather or safety conditions and
the employee is prevented from working
or otherwise unable to work at an
alternative worksite pursuant to the
criteria provided in section 6329c(b).
This would cover situations where
working at an alternative worksite is
itself unsafe, where the employee is
ineligible for telework, or where the
employee is not participating in a
telework program. At the sole and
exclusive discretion of agency
management, it could also be used to
cover the unusual situation where a
teleworker is unprepared to telework
because the event could not be readily
anticipated (e.g., the normal workplace
is rendered unsafe following a fire,
flood, or earthquake) and the employee
does not have equipment or materials he
or she would need to perform work.
Comment: A union believed that OPM
should impose the same 270-day delay
in implementation for agency internal
policies on weather and safety leave as
is done for administrative leave,
investigative leave, and notice leave.
The union said that otherwise, the
implementation and use of weather and
safety leave could be improperly
delayed indefinitely, creating
uncertainty and confusion in the
workplace. An individual similarly
commented that the subpart P
regulations should take effect in 270
days consistent with the other
requirements in the Act.
OPM response: The Act provides a
270-day implementation period for
administrative leave under 5 U.S.C.
6329a(c)(2) and for investigative and
notice leave under 5 U.S.C. 6329b(h)(2),
but does not provide a similar period for
weather and safety leave under 5 U.S.C.
6329c. Therefore, the regulations on
weather/safety leave under subpart P
will take effect 30 days from this date
of publication. As provided in
§ 630.1604(b) of the regulations, agency
policies and procedures on weather/
safety leave must be consistent with
OPM’s regulations and guidance.
Section 630.1602—Definitions
Comment: One agency recommended
that OPM change the definition of ‘‘act
of God’’ to ‘‘act of nature.’’
OPM response: OPM chose to use ‘‘act
of God’’ over ‘‘act of nature’’ because
‘‘act of God’’ is the terminology used by
the weather/safety leave statute. (See
section 6329c(b)(1).)
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Section 630.1603—Authorization
Comment: An agency recommended
adding a fourth weather/safety leave
category for severe commuting
situations such as closure of a mass
transit system or a major highway. An
individual suggested that OPM revise
§ 630.1603 to authorize agencies to grant
employees weather/safety leave for the
purposes of preparing their homes for
an imminent hurricane or other natural
disaster.
OPM response: The language of the
weather and safety leave statute at
section 6329c(b) authorizes its use only
‘‘if the employee or group of employees
is prevented from safely traveling to or
performing work at an approved
location’’ (italics added). OPM cannot
authorize this type of leave for mass
transit or commuting problems not
related to safety matters. Employees
have other workplace flexibilities
available to address these situations,
including alternative work schedules,
leave, and telework. However, an
agency could choose to close the
Federal facility in preparation for a
severe hurricane or other pending
disaster based on safety considerations.
Since ‘‘weather and safety’’ leave may
be granted when Government offices are
closed for a full or partial day because
of severe weather and safety conditions,
provided an employee is prevented from
performing or otherwise unable to work
at an approved location based on
criteria as specified in section 6329c(b),
the leave may be appropriate for these
purposes—e.g., evacuation of an area
due to a hurricane.
Comment: An agency recommended
that managerial discretion be allowed in
instances where an employee is
unavoidably delayed or necessarily
absent for a short period of time because
of a weather/safety issue.
OPM response: Weather/safety leave
may be provided when employees are
prevented from safely traveling to or
safely performing work at an approved
location. This type of leave is generally
granted in conjunction with an agency
or OPM operating status announcement.
Such an operating status announcement
may allow for a delayed arrival or early
departure and the use of weather and
safety leave to cover the short period of
absence. In other circumstances, an
agency may authorize administrative
leave under section 6329a, subject to the
10-workday calendar year limitation
(once section 6329a is implemented), for
employees whose arrival at work is
delayed; however, such use is subject to
the sole and exclusive discretion of the
head of the agency or his or her
delegees, and should be consistent with
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agency policy. It is anticipated that
granting of such leave would be rare.
Comment: An individual asked what
position should be taken if officials
authorize weather/safety leave when
there are no weather/safety conditions
present.
OPM response: The statute at section
6329c(b) prescribes that weather/safety
leave may be provided ‘‘only if the
employee or group of employees is
prevented from safely traveling to or
performing work at an approved
location’’ due to the conditions
specified under § 630.1603. This type of
leave is generally provided in
connection with an OPM or agencyspecific operating announcement.
Providing this leave when none of the
weather/safety conditions listed under
§ 630.1603 are present would be
inconsistent with the statute. Each
agency is responsible for ensuring the
weather/safety leave is used
appropriately and, when it is not, taking
necessary corrective action.
Comment: To reflect the statutory
language at section 6329c(b), an agency
recommended that OPM add the word
‘‘only’’ to § 630.1603 so that it reads
‘‘only if they are prevented from safely
traveling.’’
OPM response: The word ‘‘only’’ has
been added to § 630.1603.
Section 630.1604—OPM and Agency
Responsibilities
Comment: A union asked if it was
appropriate for an agency to require
employees to request annual leave when
prevented from traveling to the worksite
by a weather/safety event and then later
requiring the employees to request
conversion of the annual leave to
weather/safety leave.
OPM response: Weather and safety
leave generally should be authorized
based on operating status
announcements. In most cases, if an
employee requests annual leave in order
to depart before an announcement is
made, the employee will remain on
annual leave. More information will be
provided in OPM guidance.
Comment: An agency asked if
weather/safety leave or administrative
leave applies when OPM or a local
Federal Executive Board closes
installations due to snow.
OPM response: Weather/safety leave
generally will be provided in
conjunction with an operating status
announcement and may be used when
Government offices are closed because
of snow or any other weather or safety
conditions, provided conditions for
granting leave pursuant to section
6329c(b) are met.
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Section 630.1605—Telework and
Emergency Employees
Comment: An individual commenter
objected to § 630.1605(a)(1) because the
commenter viewed the regulation as
forcing an employee to telework when
an agency closes during a weather or
safety event. The commenter stated that
this rule had the effect of treating all
telework employees as emergency
employees. The commenter further
stated that the safety of the employee
should be given priority. The
commenter noted that some existing
collective bargaining agreements do not
allow employees to telework when an
agency is closed due to a weather/safety
event.
OPM response: The weather/safety
leave regulation does not force
employees to telework. Rather it
recognizes that weather/safety leave is
normally unnecessary if an employee is
eligible for and participating in a
telework program and is able to work at
his or her alternative work location,
notwithstanding the conditions at the
default workplace. The regulation
simply provides a framework and
criteria for decisions about whether to
grant weather and safety leave to
Federal employees, including those
employees who are approved to
telework. If a telework-participating
employee does not meet the criteria for
the granting of weather/safety leave and
seeks not to telework, the employee has
other options—the same options the
employee would have on any other day
he/she seeks not to work (e.g.,
requesting annual leave, requesting
leave without pay etc.). Since the
employee has the option to telework,
the employee is able to work without
compromising his/her safety. Weather/
safety leave is granted solely because of
safety risks. As stated in the law at
section 6329c(b), weather/safety leave is
to be granted ‘‘only if’’ an employee is
‘‘prevented from safely traveling to or
performing work at an approved
location,’’ and for an authorized
teleworker the telework site (usually the
employee’s home) is an approved work
location. Emergency employees are
governed by a different set of guidelines
than telework-participating employees.
Unlike many emergency employees, the
teleworker is not expected to report to
the regular worksite when an emergency
has caused the regular office to be
closed to the public. To the extent that
an existing collective bargaining
agreement contains provisions that
conflict with the nonstatutory
requirements in telework-related
regulations in § 630.1605(a), however,
this regulation may not be enforced
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during the current term of the agreement
(5 U.S.C. 7116(a)(7)).
Comment: Another individual
commented that the denial of weather/
safety leave to teleworkers penalizes
those who only occasionally telework
and discourages employees from
agreeing to situational telework. The
commenter recommended that the
regulations include an annual threshold
for situational teleworking days under
which an employee, with supervisor
concurrence, would not be required to
telework or take leave when the
government is closed for weather and
safety purposes.
OPM response: As noted above, the
statute at section 6329c(b) permits
weather/safety leave only if the
employee is prevented from safely
traveling to or performing work at an
approved location. Occasional
teleworkers have the same ability as
regular teleworkers to perform work at
an approved location (the telework site)
during weather/safety events.
Occasional teleworkers also realize the
benefits of teleworking, although not as
frequently as regular teleworkers. OPM
does not believe that the inability to
receive weather/safety leave on the rare
occasions when weather/safety events
close offices will discourage a
significant number of employees from
seeking the benefit of occasional
teleworking. Even if it does cause some
employees to not engage in occasional
teleworking, however, the regulation is
consistent with the underlying purpose
of this later statute, which is to limit
weather/safety leave to situations where
an employee is unable to perform work
at an approved location.
Comment: A union asked what
criteria are necessary to determine if an
employee can reasonably work from
home and what happens if the employee
does not have a home and equipment
that are suitable for teleworking. The
union also commented that it was not
equitable for those with telework
agreements to work on days when those
without agreements are not required to
work. The union further said that it is
not reasonable to force teleworkers to be
forecasters of weather and safety events
such that they must be telework ready
on all workdays. The union additionally
stated that telework policies are
trending toward expecting employees to
maintain their residence in a continuous
telework-ready state by requiring
mandatory telework during emergency
closure of the regular worksite, which in
effect requires employees to provide
‘‘free rent’’ of their residential office to
the government on days when they were
not planning to telework.
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OPM response: The regulations on
weather/safety leave related to
teleworkers apply only to employees
who are already ‘‘participating in a
telework program’’ (as defined in
§ 630.1602). For such telework program
participants who already telework at
home, they must have a home and
equipment suitable for teleworking.
Agency telework policies and employee
telework agreements establish the
criteria for determining whether an
employee can reasonably work from
home. At a minimum, and subject to
other requirements of the agency,
teleworkers must have sufficient work
and a workplace conducive to
performing the work. If the employee
does not have a suitable home or cannot
transport needed equipment to his or
her home, then the employee should not
have a telework agreement. Employees
without telework agreements cannot
work from home; therefore, they may be
granted weather/safety leave under
these regulations.
Employees with telework agreements
gain the benefits of teleworking, but
generally will not be granted weather/
safety leave when a weather/safety
event can be reasonably anticipated.
Warnings for these anticipated events
are usually broadcast in the media well
in advance and, for that reason,
teleworkers are generally expected to
know that they need to be prepared to
work from home when the event occurs.
Because agencies may provide weather/
safety leave to teleworkers when, in the
agency’s judgment, the event could not
be reasonably anticipated and an
employee is otherwise prevented from
performing work, there is no need for
teleworkers to be prepared to telework
on days when a major event is not
anticipated unless it coincides with an
already scheduled telework day. There
is no requirement for employees to
maintain their residence in a continuous
telework-ready state or dedicate any
part of their residence for telework
purposes beyond any requirements in
connection with their normally
scheduled telework. For employees who
have a regular telework schedule, there
is essentially no difference between
activities required to maintain a
residence in a telework-ready state
when expecting a weather event and
maintaining it in a telework ready state
when preparing for any other telework
day, nor is there any meaningful
difference in how an employee would
dedicate space in their residence under
these respective scenarios. OPM also
notes that these regulations do not
require mandatory telework during
emergency closures, but instead bar
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weather/safety leave from being granted
when employees can telework.
Comment: A union said that it is the
responsibility of the agency to timely
notify employees of an impending
weather/safety condition if the agency
wants the employees to telework on a
day when the employees would have
otherwise worked in the office. The
union believed it unfair and
burdensome to make employees take
annual leave when they do not bring
work home.
OPM response: Under
§ 630.1605(a)(3), agencies have
discretion in determining whether a
weather/safety condition could be
reasonably anticipated and whether the
employee took reasonable steps to
prepare for teleworking. OPM defers to
an agency’s judgment as to whether to
provide notice in some manner of
impending weather/safety conditions
for which teleworking employees will
not receive weather/safety leave. An
agency notice, whether provided or not
provided, may be a consideration in the
determination as to whether an
employee took reasonable steps to
prepare for teleworking.
Comment: Three commenters
expressed concern about employee
dependent care responsibilities when an
employee participates in a telework
program and a weather or safety
condition occurs that prevents safe
travel. Two of the commenters pointed
out that agencies often have telework
policies that do not permit telework
when employees have small children or
other dependents at the telework site.
Because § 630.1605(a)(1) prohibits
agencies from granting weather and
safety leave when an employee can
telework at an approved telework site,
the commenters believe that this section
precludes agencies from granting
weather and safety leave to employees
with dependent care responsibilities.
OPM response: An agency may
determine that, under certain
conditions, employees are capable of
teleworking even if they have school-age
children or elderly parents in the home
and establish a policy of allowing
telework in such situations. However, if
these circumstances diminish an
employees’ ability to perform agency
work, they will not be eligible to
telework under these conditions (5
U.S.C. 6502(b)(1)). If an agency policy
bars telework at home in the given
child/elder care situation, then the
home is not an approved location. Thus,
if the employee is not permitted to
telework under agency policies, and
cannot safely travel to or perform work
at the regular office location, an agency
may grant weather/safety leave to the
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employee. If agency policies allow an
employee to telework with a school-age
child or an elderly parent in the home
in a weather/safety situation, any time
spent in giving care to such individuals
would not be considered hours of work.
Under this scenario, an employee would
be expected to account for work and
non-work hours during his or her tour
of duty and take the appropriate leave
(paid or unpaid) to account for the time
spent away from normal work-related
duties.
Comment: An agency recommended
that agencies be permitted to grant
employees administrative leave when
needed to address the effects of
weather/safety events to ensure their
safety, the safety of others, the integrity
of their property, and/or their ability to
report to work. The agency provided as
examples the need to clear snow or
remove excess water from their
property.
OPM response: To the extent that
activities such as clearing snow are truly
necessary to ensure that the employee
can safely travel to or safely perform
work at an approved location, within
the meaning of section 6329c(b)(3), the
agency can provide weather/safety leave
at its discretion for the period needed.
Employees would need to use their
annual leave or other time off for
activities such as clearing snow on
sidewalks or basement water removal
that are not necessary to ensure that the
employee can safely travel to or perform
work at an approved location. OPM’s
guidance on dismissal and closure
policy and procedures will further
address agency discretion in regard to
granting weather/safety leave.
Comment: The same agency asked
why § 630.1605(a)(2)(iii) is necessary
since agencies may not approve
weather/safety leave if an employee
could reasonably anticipate the need to
telework.
OPM response: Paragraphs (i) and (ii)
of § 630.1605(a)(2) provide for the
granting of weather/safety leave in two
instances where the employee might
otherwise be expected to telework.
Paragraph (iii) provides that agencies
can determine not to provide weather/
safety leave in circumstances such as
those provided under (i) and (ii) when
the employee can safely travel to or
perform work at the regular worksite. In
these instances, the telework site might
not be viable, but the employee might be
able to work at the regular worksite. An
employee is generally expected to report
to the regular worksite—even on a day
when he or she is scheduled to
telework—if conditions at the telework
site do not permit the performance of
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work (e.g., lack of internet access, loss
of power).
Comment: The same agency asked
when weather/safety leave is ever
applicable to the telework site. The
agency asked if it would be provided
when the employee loses power while
teleworking.
OPM response: Weather/safety leave
may be granted to an employee at a
telework site as provided under
§ 630.1605(a)(2)(ii). Examples of when
weather/safety leave might be provided
include weather-related damage to a
home that makes occupying the home
unsafe, loss of power at home (which
makes the home not an approved
location under agency telework
policies), and employees not being
prepared for teleworking when the
conditions could not be anticipated
(tornado or earthquake). The agency has
discretion to grant weather/safety leave
whenever an employee is prevented
from safely working because of one of
the conditions in § 630.1603.
Comment: A union requested that
OPM clarify that under
§ 630.1605(a)(2)(iii) it is presumed that,
if Government offices are closed, the
weather/safety conditions prevent the
employee from safely traveling to their
traditional worksite.
OPM response: No such presumption
applies. The agency must determine the
actual facts. Section 630.1605(a)(2)(iii)
addresses situations when an employee
who participates in telework is unable
to work from home or another
alternative location, due to a weather/
safety event, but the employee’s regular
worksite is open (or has reopened) for
business. Even if the employee (who is
a telework program participant) is not
able to telework at home under the
conditions described in paragraph (i) or
(ii), the agency may choose not to
provide an employee with weather/
safety leave if the employee can safely
travel to and work at the regular
worksite—regardless of whether the
given day was a scheduled telework
day. Section 630.1605(a)(2)(iii) does not
apply if the regular worksite is closed
for weather/safety reasons.
Comment: An agency recommended
that OPM correct the section reference
in § 630.1605(a)(2)(iii) from
‘‘630.1603(a)’’ to ‘‘630.1603.’’ Another
agency recommended that the same
change be made in § 630.1605(a)(3).
Two unions recommended that OPM
provide in § 630.1605(b) that agencies
inform employees of their designation
as emergency employees at the time the
designation is made.
OPM response: These changes have
been made. OPM removed the
paragraph designation from the
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§ 630.1603 references and modified
§ 630.1605(b) to state ‘‘an agency should
inform employees of their designation
as emergency employees well in
advance.’’
Comment: A union objected to the
provision at § 630.1605(b) giving
agencies discretion to designate
emergency employees who are critical
to agency operations. The union said
that the provision would not prohibit or
deter an agency from broadly construing
‘‘necessary for critical agency
operations’’ and excluding an overly
large group of employees from weather/
safety leave. The union recommended
that § 630.1605(b) be stricken in its
entirety or, at a minimum, modified to
narrow the types of employees who
could be categorized as emergency
employees. The union said that these
employees should not be required to
physically report to work when their
colleagues are granted weather and
safety leave.
OPM response: Agencies have
extensive experience with designating
emergency employees under prior
dismissal and closure procedures used
for weather and other emergencies.
Since the Telework Enhancement Act of
2010, OPM has incorporated telework
into our emergency operating
announcements not only for the safety
of our employees, but also to support
continuity of operations, both for
mission-critical functions and more
general work to the extent possible. The
Federal Government has a vital role in
our economy and it is extremely
important that we continue operations
to the greatest degree possible. OPM
believes agencies are in the best position
to make determinations as to which
employees should be designated as
emergency employees and which
employees are eligible to telework.
Agencies are also in the best position to
decide if emergency employees are
needed at the worksite or whether their
duties can be performed while
teleworking.
Section 630.1606—Administration of
Weather and Safety Leave
Comment: Two unions expressed
concern about the regulation in
§ 630.1606(c), which provides that an
employee may not receive weather/
safety leave for hours during which the
employee is on other preapproved leave
(paid or unpaid) or paid time off. The
unions objected to the rule that agencies
should not approve weather/safety leave
for an employee who, ‘‘in the agency’s
judgment, is cancelling preapproved
leave or paid time off, or changing a
regular day off in a flexible or
compressed work schedule, for the
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primary purpose of obtaining weather
and safety leave.’’ One union stated that,
if employees have a right to modify
scheduled time off, the primary purpose
of a modification should not be left to
the determination of management. The
union warned that this rule could result
in mass grievances, which could result
in large costs to both the agency and the
union. The other union voiced similar
concerns, stating that an agency should
be required to prove that an employee
is cancelling preapproved leave for the
primary purpose of obtaining weather/
safety leave.
OPM response: The reason behind the
rule on cancelling scheduled time off is
to prevent employees from receiving
paid leave when the employee was not
actually going to be available to perform
work. This is not a new policy and is
currently reflected in OPM’s operating
status guidance for the Washington, DC,
area. One good example is a situation in
which an employee is on vacation in a
distant location. Based on the unions’
position, such an employee should be
allowed to cancel preapproved leave
and receive weather/safety leave even
though the employee was not available
to work at the regular worksite and is
not affected by the weather/safety
emergency. Another example is an
employee who is in the middle of a 6week period of scheduled unpaid leave
under the Family and Medical Leave
Act in order to recover from a serious
illness and who clearly has no intention
to report to work on the day of a
weather/safety emergency. If such an
employee tried to cancel the unpaid
leave on the day of the weather/safety
emergency, it would clearly be for the
primary purpose of obtaining weather/
safety leave. Given the variety of
possible circumstances, OPM cannot
prescribe a simple ‘‘bright line’’ rule (or
even a set of rules) that does not require
some judgment on the part of agency
officials. Supervisors and managers are
regularly called upon to exercise
judgment in other contexts, and OPM
believes they are capable of exercising
appropriate judgment in this particular
context and coming to a fair decision.
OPM plans on providing additional
guidance in this area regarding when a
cancellation of preapproved leave
would not prevent the granting of
weather/safety leave because the
employee’s leave plans are also changed
due to the weather/safety emergency—
for example, when a doctor’s
appointment that was the reason for a
request for sick leave is cancelled
because of the same weather/safety
event (e.g., a major snowstorm), or when
an employee is unable to leave for
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vacation because the employee’s flight
is cancelled due to such an event. (We
note that any sick leave would
mandatorily be cancelled if the doctor’s
appointment is cancelled and the
employee is not sick.)
Comment: One individual described
the two sentences in § 630.1606(c) as
being contradictory. Another individual
found the paragraph confusing and
requested language changes to clarify
that weather/safety leave was not
allowed unless the employee
demonstrated that the weather/safety
event prevented the employee from
using preapproved leave for the
originally planned purpose.
OPM response: After considering
these comments, OPM does not believe
the sentences are contradictory and will
leave the paragraph unchanged. The
first sentence prohibits the granting of
weather/safety leave to employees on
preapproved leave. The second sentence
bars an employee from receiving
weather/safety leave if the agency
determines that the employee cancelled
preapproved leave for the primary
purpose of receiving weather/safety
leave. This bar does not apply to
employees who cancel their
preapproved leave because their leave
plans are disrupted by the weather/
safety event or some other reason (e.g.,
a cancelled medical appointment or
scheduled flight to a vacation
destination). These employees may be
approved for weather and safety leave if
not otherwise required to telework or
report to work under § 630.1605. OPM
will be issuing guidance that will
address this provision in more detail.
Comment: One agency noted prior
policy regarding early departures and
asked if the regulations are intended to
bar weather/safety leave whenever an
employee has pre-approved leave, no
matter what the circumstances of the
employee’s leave.
OPM response: As addressed above,
employees who cancel their
preapproved leave because their leave
plans are disrupted by the weather/
safety event may be granted weather/
safety leave, and OPM will be issuing
more detailed guidance on that matter.
OPM will also be issuing guidance that
will provide more information on the
relationship of preapproved leave to
early dismissal from work at a Federal
office or alternate work location.
In addition to the changes noted
above, OPM made minor technical
changes to § 630.1604 to improve
clarity. We also changed ‘‘approve’’ to
‘‘provide’’ in several places in
§§ 630.1605(a) and 630.1606(c) where
the context was the providing of leave,
since the term ‘‘approve’’ might suggest
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the employee is requesting that a leave
entitlement be invoked. There is no
entitlement to weather and safety leave;
it is always provided at the agency’s
discretion.
Executive Order 13563 and Executive
Order 12866
The Office of Management and Budget
has reviewed this rule in accordance
with E.O. 13563 and 12866.
Executive Order 13771
This rule is not subject to the
requirements of E.O. 13771 (82 FR 9339,
February 3, 2017) because the rule is
related to agency organization,
management, or personnel.
Regulatory Flexibility Act
I certify that this regulation will not
have a significant economic impact on
a substantial number of small entities
because it will apply only to Federal
agencies and employees.
List of Subjects in 5 CFR Part 630
Government employees.
Office of Personnel Management.
Jeff T.H. Pon,
Director.
For the reasons stated in the
preamble, OPM is amending part 630 of
title 5 of the Code of Federal
Regulations as follows:
PART 630—ABSENCE AND LEAVE
Authority: 5 U.S.C. chapter 63 as follows:
Subparts A through E issued under 5 U.S.C.
6133(a) (read with 5 U.S.C. 6129), 6303(e)
and (f), 6304(d)(2), 6306(b), 6308(a) and 6311;
subpart F issued under 5 U.S.C. 6305(a) and
6311 and E.O. 11228, 30 FR 7739, 3 CFR,
1974 Comp., p. 163; subpart G issued under
5 U.S.C. 6305(c) and 6311; subpart H issued
under 5 U.S.C. 6133(a) (read with 5 U.S.C.
6129) and 6326(b); subpart I issued under 5
U.S.C. 6332, 6334(c), 6336(a)(1) and (d), and
6340; subpart J issued under 5 U.S.C. 6340,
6363, 6365(d), 6367(e), 6373(a); subpart K
issued under 5 U.S.C. 6391(g); subpart L
issued under 5 U.S.C. 6383(f) and 6387;
subpart M issued under Sec. 2(d), Public Law
114–75, 129 Stat. 641 (5 U.S.C. 6329 note);
and subpart P issued under 5 U.S.C.
6329c(d).
jstallworth on DSKBBY8HB2PROD with RULES
2. Subparts N and O are added and
reserved.
■ 3. Subpart P is added to read as
follows:
■
Subpart P—Weather and Safety Leave
Sec.
630.1601 Purpose and applicability.
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Subpart P—Weather and Safety Leave
§ 630.1601
Purpose and applicability.
(a) This subpart implements 5 U.S.C.
6329c, which allows an agency to
provide a separate type of paid leave
when weather or other safety-related
conditions prevent employees from
safely traveling to or safely performing
work at an approved location due to an
act of God, terrorist attack, or other
applicable condition. Section 6329c(d)
directs OPM to prescribe regulations to
carry out the statutory provisions on
weather and safety leave, including
regulations on the appropriate uses and
the proper recording of this leave.
(b) This subpart applies to an
employee as defined in 5 U.S.C. 2105
who is employed in an agency, but does
not apply to an intermittent employee
who, by definition, does not have an
established regular tour of duty during
the administrative workweek.
(c) As provided in 5 U.S.C. 6329c(e),
this subpart applies to employees
described in subsection (b) of 38 U.S.C.
7421, notwithstanding subsection (a) of
that section.
§ 630.1602
1. The authority citation for part 630
is revised to read as follows:
■
Subparts N and O—[Added and
Reserved]
630.1602 Definitions.
630.1603 Authorization.
630.1604 OPM and agency responsibilities.
630.1605 Telework and emergency
employees.
630.1606 Administration of weather and
safety leave.
630.1607 Records and reporting.
Definitions.
In this subpart:
Act of God means an act of nature,
including hurricanes, tornadoes, floods,
wildfires, earthquakes, landslides,
snowstorms, and avalanches.
Agency means an Executive agency as
defined in 5 U.S.C. 105, excluding the
Government Accountability Office.
When the term ‘‘agency’’ is used in the
context of an agency making
determinations or taking actions, it
means the agency heads or management
officials who are authorized (including
by delegation) to make the given
determination or take the given action.
Employee means an individual who is
covered by this subpart, as described in
§ 630.1601(b) and (c).
OPM means the Office of Personnel
Management.
Participating in a telework program
means an employee is eligible to
telework and has an established
arrangement with his or her agency
under which the employee is approved
to participate in the agency telework
program, including on a routine or
situational basis. Such an employee
who teleworks on a situational basis is
considered to be continuously
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15297
participating in a telework program
even if there are extended periods
during which the employee does not
perform telework.
Telework site means a location where
an employee is authorized to perform
telework, as described in 5 U.S.C.
chapter 65, such as an employee’s
home.
Weather and safety leave means paid
leave provided under the authority of 5
U.S.C. 6329c.
§ 630.1603
Authorization.
Subject to other provisions of this
subpart, an agency may grant weather
and safety leave to employees only if
they are prevented from safely traveling
to or safely performing work at a
location approved by the agency due
to—
(a) An act of God;
(b) A terrorist attack; or
(c) Another condition that prevents an
employee or group of employees from
safely traveling to or safely performing
work at an approved location.
§ 630.1604 OPM and agency
responsibilities.
(a) OPM is responsible for prescribing
regulations and guidance related to the
appropriate use of leave under this
subpart and the proper recording of
such leave, including OPM guidance on
Governmentwide dismissal and closure
policies and procedures that provides
for use of consistent terminology in
describing various operating status
scenarios. In issuing any operating
status announcements for the
Washington, DC, area, OPM must make
the specific policies and procedures
related to those announcements
consistent with the regulations in this
subpart and with OPM’s
Governmentwide guidance.
(b) Employing agencies are
responsible for—
(1) Establishing and applying policies
and procedures related to use of leave
under this subpart that are consistent
with OPM regulations and guidance
described in paragraph (a) of this
section; and
(2) Using terminology required by
OPM-issued Governmentwide guidance
in any agency-specific operating status
announcements they issue (for a specific
geographic location or area).
§ 630.1605 Telework and emergency
employees.
(a) Telework employees. (1) Except as
provided under paragraph (a)(2) of this
section, employees who are
participating in a telework program and
are able to safely travel to and work at
an approved telework site may not be
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granted leave under § 630.1603.
Employees who are eligible to telework
and participating in a telework program
under applicable agency policies are
typically able to safely perform work at
their approved telework site (e.g.,
home), since they are not required to
work at their regular worksite.
(2)(i) If, in the agency’s judgment, the
conditions in § 630.1603 could not
reasonably be anticipated, an agency
may provide leave under this subpart to
the extent an employee was not able to
prepare for telework as described in
paragraph (a)(3) of this section and is
otherwise unable to perform productive
work at the telework site.
(ii) If an employee is prevented from
safely working at the approved telework
site due to circumstances, arising from
one or more of the conditions in
§ 630.1603, applicable to the telework
site, an agency may, at its discretion,
provide leave under this subpart to the
employee.
(iii) Notwithstanding paragraphs
(a)(2)(i) and (ii) of this section, an
agency may decide not to provide leave
under this subpart when the conditions
in § 630.1603 do not prevent the
employee from safely traveling to or
safely performing work at a regular
worksite, even if the affected day is a
scheduled telework day.
(3) In making a determination under
paragraph (a)(2) of this section, an
agency must evaluate whether any of
the conditions in § 630.1603 could be
reasonably anticipated and whether the
employee took reasonable steps (within
the employee’s control) to prepare to
perform telework at the approved
telework site. For example, if a
significant snowstorm is predicted, the
employee may need to prepare by taking
home any equipment (e.g., laptop
computer) and work needed for
teleworking. To the extent that an
employee is unable to perform work at
a telework site because of failure to
make necessary preparations for
reasonably anticipated conditions, an
agency may not provide weather and
safety leave, and the employee would
need to use other appropriate paid
leave, paid time off, or leave without
pay.
(b) Emergency employees. An agency
may designate emergency employees
who are critical to agency operations
and for whom weather and safety leave
may not be applicable. To the extent
practicable, an agency should inform
employees of their designation as
emergency employees well in advance
in anticipation of the possible
occurrence of the conditions set forth in
§ 630.1603. If the agency wishes to
provide for the possibility that an
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Jkt 244001
emergency employee could work from
an approved telework site in lieu of
traveling to the regular worksite in
appropriate circumstances, an agency
should encourage the employee to enter
into a telework agreement providing for
that contingency. An agency may
designate different emergency
employees for the different
circumstances expected to arise from
these conditions. Emergency employees
must report to work at their regular
worksite or another approved location
as directed by the agency, unless—
(1) The agency determines that travel
to or performing work at the worksite is
unsafe for emergency employees, in
which case the agency may require the
employees to work at another location,
including a telework site as provided in
paragraph (a) of this section, as
appropriate; or
(2) The agency determines that
circumstances justify granting leave
under this subpart to emergency
employees.
§ 630.1606 Administration of weather and
safety leave.
(a) An agency must use the same
minimum charge increments for
weather and safety leave as it does for
annual and sick leave under § 630.206.
(b) Employees may be granted
weather and safety leave only for hours
within the tour of duty established for
purposes of charging annual and sick
leave when absent. For full-time
employees, that tour is the 40-hour basic
workweek as defined in 5 CFR 610.102,
the basic work requirement established
for employees on a flexible or
compressed work schedule as defined in
5 U.S.C. 6121(3), or an uncommon tour
of duty under § 630.210.
(c) Employees may not receive
weather and safety leave for hours
during which they are on other
preapproved leave (paid or unpaid) or
paid time off. Agencies should not
provide weather and safety leave to an
employee who, in the agency’s
judgment, is cancelling preapproved
leave or paid time off, or changing a
regular day off in a flexible or
compressed work schedule, for the
primary purpose of obtaining weather
and safety leave.
§ 630.1607
Records and reporting.
(a) Record of placement on leave. An
agency must maintain an accurate
record of the placement of an employee
on weather and safety leave.
(b) Reporting. In agency data systems
(including timekeeping systems) and in
data reports submitted to OPM, an
agency must record weather and safety
leave under section 6329c and this
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subpart as a category of leave separate
from other types of leave.
[FR Doc. 2018–07348 Filed 4–9–18; 8:45 am]
BILLING CODE 6325–39–P
DEPARTMENT OF THE TREASURY
Office of the Comptroller of the
Currency
12 CFR Parts 25 and 195
[Docket ID OCC–2017–0008]
RIN 1557–AE15
FEDERAL RESERVE SYSTEM
12 CFR Part 228
[Docket No. R–1574]
RIN 7100–AE84
FEDERAL DEPOSIT INSURANCE
CORPORATION
12 CFR Part 345
RIN 3064–AE58
Community Reinvestment Act
Regulations; Correction
Office of the Comptroller of the
Currency, Treasury (OCC); Board of
Governors of the Federal Reserve
System (Board); and Federal Deposit
Insurance Corporation (FDIC).
ACTION: Final rule; correction.
AGENCY:
This document supplements
and corrects the preamble of the final
rule that was published in the Federal
Register on November 24, 2017, entitled
‘‘Community Reinvestment Act
Regulations.’’
SUMMARY:
Effective April 10, 2018 and
applicable beginning January 1, 2018.
FOR FURTHER INFORMATION CONTACT:
OCC: Emily R. Boyes, Attorney,
Community and Consumer Law
Division, (202) 649–6350; Allison
Hester-Haddad, Counsel, Legislative and
Regulatory Activities Division, (202)
649–5490; for persons who are deaf or
hearing impaired, TTY, (202) 649–5597;
or Vonda J. Eanes, Director for CRA and
Fair Lending Policy, Compliance Risk
Policy Division, (202) 649–5470, Office
of the Comptroller of the Currency, 400
7th Street SW, Washington, DC 20219.
Board: Amal S. Patel, Senior
Supervisory Consumer Financial
Services Analyst, Division of Consumer
and Community Affairs, (202) 912–
7879; Cathy Gates, Senior Project
Manager, Division of Consumer and
Community Affairs, (202) 452–2099,
Board of Governors of the Federal
DATES:
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Agencies
[Federal Register Volume 83, Number 69 (Tuesday, April 10, 2018)]
[Rules and Regulations]
[Pages 15291-15298]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2018-07348]
========================================================================
Rules and Regulations
Federal Register
________________________________________________________________________
This section of the FEDERAL REGISTER contains regulatory documents
having general applicability and legal effect, most of which are keyed
to and codified in the Code of Federal Regulations, which is published
under 50 titles pursuant to 44 U.S.C. 1510.
The Code of Federal Regulations is sold by the Superintendent of Documents.
========================================================================
Federal Register / Vol. 83, No. 69 / Tuesday, April 10, 2018 / Rules
and Regulations
[[Page 15291]]
OFFICE OF PERSONNEL MANAGEMENT
5 CFR Part 630
RIN 3206-AN49
Weather and Safety Leave
AGENCY: Office of Personnel Management.
ACTION: Final rule.
-----------------------------------------------------------------------
SUMMARY: The Office of Personnel Management is issuing new regulations
on the granting and recording of weather and safety leave for Federal
employees. The Administrative Leave Act of 2016 created four new
categories of statutorily authorized paid leave--administrative leave,
investigative leave, notice leave, and weather and safety leave--and
established parameters for their use by Federal agencies. These
regulations will provide a framework for agency compliance with the new
statutory requirements regarding weather and safety leave. OPM will
issue separate final regulations to address administrative leave,
investigative leave, and notice leave at a later date.
DATES: Effective date: This final rule is effective on May 10, 2018.
FOR FURTHER INFORMATION CONTACT: Kurt Springmann by email at [email protected] or by telephone at (202) 606-2858.
SUPPLEMENTARY INFORMATION: The Office of Personnel Management (OPM) is
issuing final regulations to implement the weather and safety leave
provisions of the Administrative Leave Act of 2016, enacted under
section 1138 of the National Defense Authorization Act for Fiscal Year
2017 (Pub. L. 114-328, 130 Stat. 2000, December 23, 2016). The
Administrative Leave Act of 2016, hereafter referred to as ``the Act,''
added three new sections in title 5 of the U.S. Code that provide for
specific categories of paid leave and requirements that apply to each:
Section 6329a regarding administrative leave; section 6329b regarding
investigative leave and notice leave; and section 6329c regarding
weather and safety leave.
OPM published proposed regulations (82 FR 32263) on these new
categories of leave on July 13, 2017. The 30-day comment period for the
proposed regulations ended on August 14, 2017. After careful
consideration of the comments received, and in recognition of the
different implementation dates for the new leave categories under the
Act, OPM has determined that it would better serve agencies if the
final regulations on new subpart P, Weather and Safety Leave, were
issued separately from the final regulations on the other leave
categories. Accordingly, this Federal Register document provides
general information, addresses the comments received, and issues final
regulations that reflect changes to the proposed regulations expressly
regarding subpart P, Weather and Safety Leave. OPM will issue separate
final regulations on the other leave categories in the Federal Register
at a later date.
Effective Date
While the Act directed OPM to prescribe (i.e., publish) regulations
no later than 270 calendar days after the Act's enactment on December
23, 2016--i.e., September 19, 2017--OPM was unable to meet that
requirement. The Act further directed that agencies ``revise and
implement the internal policies of the agency'' to meet the statutory
requirements pertaining to administrative leave, investigative leave,
and notice leave no later than 270 calendar days after the date on
which OPM issues its regulations. (See 5 U.S.C. 6329a(c)(2) and
6329b(h)(2).) However, there is no similar agency implementation
provision in the law governing weather and safety leave. Therefore, the
weather and safety leave regulations in subpart P must be implemented
when the final rule is effective--i.e., 30 days after publication. (See
the DATES section of this preamble.) OPM will delay enforcing the
requirement in subpart P that agencies separately report weather and
safety leave to OPM until the 270th day following publication of the
final regulations on subparts N (administrative leave) and O
(investigative leave and notice leave).
To the extent that existing agency collective bargaining agreements
contain provisions that are inconsistent with the statutory provisions
of the Administrative Leave Act (including sections 6329a, 6329b, or
6329c), then the Act supersedes--as of the applicable implementation
date--conflicting provisions in agency collective bargaining agreements
as a matter of law. For an agency collective bargaining agreement in
effect before publication of these regulations, any provisions in the
regulations (other than those restating statutory requirements) that
are in conflict with the agreement may not be enforced until the
expiration of the current term of the agreement. For an agency
collective bargaining agreement that takes effect on or after the date
these regulations are published, regulatory provisions will supersede
conflicting provisions in the agreement during any period of time
following the applicable regulatory implementation date. To the extent
that the Act and accompanying regulations are not inconsistent with the
provisions in agency collective bargaining agreements, those provisions
remain in effect until the provisions expire or are renegotiated.
Agencies are responsible for compliance with time limits provided
for in the Act and OPM regulations and guidance.
New Subpart in 5 CFR Part 630
In this final rule, OPM is adding subpart P, Weather and Safety
Leave (implementing 5 U.S.C. 6329c) to 5 CFR part 630. Hereafter in
this SUPPLEMENTARY INFORMATION section, references to statutory
provisions in title 5 of the United States Code will generally be
referred to by section number without restating the title 5 reference
(e.g., section 6329c instead of 5 U.S.C. 6329c). Also, references to
regulatory provisions in title 5 of the Code of Federal Regulations
will generally be referred to by section number without restating the
title 5 reference (e.g., Sec. 630.1601 instead of 5 CFR 630.1601).
Weather and safety leave is permitted--at an agency's discretion
but subject to statutory and regulatory requirements, agency policies,
and lawful collective bargaining provisions--only when an agency
determines that employees cannot safely
[[Page 15292]]
travel to and from, or perform work at, their normal worksite, a
telework site, or other approved location because of severe weather or
other emergency situations. Though granting of weather and safety leave
must follow the guidelines and eligibility requirements contained in
section 6329c and these implementing regulations, and it is anticipated
that such leave would be granted sparingly in the case of employees
participating in telework, there is no cap on the number of hours that
may be granted for such leave.
Both the law and the regulations address recordkeeping and
reporting requirements on weather and safety leave with which agencies
must comply. Agencies must keep separate records on weather and safety
leave.
Comments on Proposed Regulations
We received comments relating to the proposed regulations on
weather and safety leave from 6 agencies, 4 unions, 1 other
organization, and 8 individuals. In the first section below, we address
general or overarching comments. In the sections that follow, we
address comments related to specific portions of the regulations.
General
Comment: Multiple commenters requested guidance about how the new
types of leave should be coded in the payroll system to accurately
account for and track the use of these new leave provisions.
OPM response: The regulations specify that an agency must track the
use of the new categories of leave using five categories: (1)
Administrative leave for investigative purposes, (2) administrative
leave for other purposes, (3) investigative leave, (4) notice leave,
and (5) weather and safety leave. The regulations do not address
details regarding the coding of leave in agency payroll systems or in
OPM's Government payroll databases. OPM will be providing payroll
providers with instructions on how to properly code the various types
of leave.
Comment: An organization expressed concern that having reports
prepared by the Government Accountability Office (GAO) submitted every
5 years is too infrequent. Instead, the organization stated that
agencies should be required to maintain real-time, current tallies of
all types of paid leave available on its website for all to see, rather
than buried in obscure, long, after-the-fact reports.
OPM response: Payroll providers submit payroll data to OPM every
biweekly pay period. Thus, agencies and OPM will have real-time data
that could be used to generate reports as necessary. The requirement
for GAO reports every 5 years is a statutory requirement, which OPM has
no authority to change. (See section 1138(d)(2) of Pub. L. 114-328.)
Comment: An organization stated that the regulations make no
provision for ensuring that agencies establish necessary agency rules
or that agency rules are consistent with OPM regulations. The
organization suggested that OPM exercise oversight over agency
practices.
OPM response: The Administrative Leave Act directed OPM to issue
regulations and guidance dealing with the appropriate uses and proper
recording of the new types of leave, but otherwise imposed no special
obligation to monitor agency practices. Although OPM has more general
authority to exercise an oversight function, OPM does not have the
resources to regularly evaluate every agency personnel program, and no
need for such a program has, as yet, been established in this context.
OPM can and will intervene if it becomes aware that an agency is not
complying with the law and regulations for which OPM is responsible.
Each agency, along with Inspectors General, is responsible for
evaluating agency personnel programs and the actions of its managers.
Comment: One commenter noted the telework-related provisions in the
proposed regulations and expressed concern that Federal employees were
not performing required hours of work while teleworking.
OPM response: The Telework Enhancement Act of 2010 (the Act), now
codified at 5 U.S.C. 6501-6506, specifies roles, responsibilities and
expectations for all Federal executive agencies with regard to telework
policies; employee eligibility and participation; program
implementation; and reporting. Under the Act, each agency is
responsible for ensuring that employees perform required hours of work
while teleworking. These regulations merely recognize the fact that the
option of telework is available by law, as specified, under authority
of 5 U.S.C. chapter 65 and explains how telework relates to the new
types of leave.
Comment: A union requested clarification that, unlike OPM's
Governmentwide regulations, OPM-issued ``guidance'' (e.g., weather/
safety leave guidance) does not interfere with a union's bargaining
rights or legal obligations in existing collective bargaining
agreements.
OPM response: To respond to the comment about the relationship
between OPM guidance and collective bargaining agreements, we must
first address how statutory and regulatory requirements affect
collective bargaining agreements. Statutory requirements established by
the Administrative Leave Act supersede conflicting provisions in any
agency collective bargaining agreement--as of the applicable
implementation date. Thus, the requirements in section 6329c would
prevail over conflicting provisions in any agency collective bargaining
agreement effective on the date that is 30 days after publication of
these final regulations. For example, section 6329c allows agencies to
provide weather/safety leave ``only if'' an employee is ``prevented
from safely traveling to or performing work at an approved location.''
By definition, for an employee participating in a telework program, the
telework site is an approved location. Thus, the law bars granting
weather/safety leave to an employee who can safely work at home under a
telework arrangement.
If OPM regulatory requirements that go beyond statutory
requirements conflict with an existing agency collective bargaining
agreement, those regulatory requirements may not be implemented until
the expiration of the current term of the agreement. (See section
7116(a)(7).) However, for any agency collective bargaining agreement
that takes effect on or after the date these regulations are published,
regulatory provisions will supersede conflicting provisions in the
agreement during any period of time following the regulatory
implementation date (30th day following publication). Once applicable,
OPM regulations will have the force of law and be binding on agencies.
Once OPM regulations are in force, we will also expect agencies to
comply with any related OPM guidance concerning compliance with the Act
or regulations, and such guidance may itself impact an agency's
collective bargaining obligations. For example, if the negotiability of
a proposal or provision is at issue before the FLRA or Courts in the
future, an agency may rely upon OPM's regulations and guidance as
reasons why the proposal or provision would be contrary to law under
the Federal Service Labor-Management Relations Statute and, therefore,
be nonnegotiable.
Comment: One individual commented that agencies should not grant
weather and safety leave, but instead should require employees to use
their annual leave when they are prevented from safely traveling to
work.
OPM response: The statute confers upon agencies the authority to
grant
[[Page 15293]]
weather and safety leave without loss of ``leave to which the employee
or employees are otherwise entitled'' (section 6329c(b)). Weather and
safety leave is generally appropriate when Government offices are
closed for a full or partial day because of snow or any other weather
or safety conditions and the employee is prevented from working or
otherwise unable to work at an alternative worksite pursuant to the
criteria provided in section 6329c(b). This would cover situations
where working at an alternative worksite is itself unsafe, where the
employee is ineligible for telework, or where the employee is not
participating in a telework program. At the sole and exclusive
discretion of agency management, it could also be used to cover the
unusual situation where a teleworker is unprepared to telework because
the event could not be readily anticipated (e.g., the normal workplace
is rendered unsafe following a fire, flood, or earthquake) and the
employee does not have equipment or materials he or she would need to
perform work.
Comment: A union believed that OPM should impose the same 270-day
delay in implementation for agency internal policies on weather and
safety leave as is done for administrative leave, investigative leave,
and notice leave. The union said that otherwise, the implementation and
use of weather and safety leave could be improperly delayed
indefinitely, creating uncertainty and confusion in the workplace. An
individual similarly commented that the subpart P regulations should
take effect in 270 days consistent with the other requirements in the
Act.
OPM response: The Act provides a 270-day implementation period for
administrative leave under 5 U.S.C. 6329a(c)(2) and for investigative
and notice leave under 5 U.S.C. 6329b(h)(2), but does not provide a
similar period for weather and safety leave under 5 U.S.C. 6329c.
Therefore, the regulations on weather/safety leave under subpart P will
take effect 30 days from this date of publication. As provided in Sec.
630.1604(b) of the regulations, agency policies and procedures on
weather/safety leave must be consistent with OPM's regulations and
guidance.
Section 630.1602--Definitions
Comment: One agency recommended that OPM change the definition of
``act of God'' to ``act of nature.''
OPM response: OPM chose to use ``act of God'' over ``act of
nature'' because ``act of God'' is the terminology used by the weather/
safety leave statute. (See section 6329c(b)(1).)
Section 630.1603--Authorization
Comment: An agency recommended adding a fourth weather/safety leave
category for severe commuting situations such as closure of a mass
transit system or a major highway. An individual suggested that OPM
revise Sec. 630.1603 to authorize agencies to grant employees weather/
safety leave for the purposes of preparing their homes for an imminent
hurricane or other natural disaster.
OPM response: The language of the weather and safety leave statute
at section 6329c(b) authorizes its use only ``if the employee or group
of employees is prevented from safely traveling to or performing work
at an approved location'' (italics added). OPM cannot authorize this
type of leave for mass transit or commuting problems not related to
safety matters. Employees have other workplace flexibilities available
to address these situations, including alternative work schedules,
leave, and telework. However, an agency could choose to close the
Federal facility in preparation for a severe hurricane or other pending
disaster based on safety considerations. Since ``weather and safety''
leave may be granted when Government offices are closed for a full or
partial day because of severe weather and safety conditions, provided
an employee is prevented from performing or otherwise unable to work at
an approved location based on criteria as specified in section
6329c(b), the leave may be appropriate for these purposes--e.g.,
evacuation of an area due to a hurricane.
Comment: An agency recommended that managerial discretion be
allowed in instances where an employee is unavoidably delayed or
necessarily absent for a short period of time because of a weather/
safety issue.
OPM response: Weather/safety leave may be provided when employees
are prevented from safely traveling to or safely performing work at an
approved location. This type of leave is generally granted in
conjunction with an agency or OPM operating status announcement. Such
an operating status announcement may allow for a delayed arrival or
early departure and the use of weather and safety leave to cover the
short period of absence. In other circumstances, an agency may
authorize administrative leave under section 6329a, subject to the 10-
workday calendar year limitation (once section 6329a is implemented),
for employees whose arrival at work is delayed; however, such use is
subject to the sole and exclusive discretion of the head of the agency
or his or her delegees, and should be consistent with agency policy. It
is anticipated that granting of such leave would be rare.
Comment: An individual asked what position should be taken if
officials authorize weather/safety leave when there are no weather/
safety conditions present.
OPM response: The statute at section 6329c(b) prescribes that
weather/safety leave may be provided ``only if the employee or group of
employees is prevented from safely traveling to or performing work at
an approved location'' due to the conditions specified under Sec.
630.1603. This type of leave is generally provided in connection with
an OPM or agency-specific operating announcement. Providing this leave
when none of the weather/safety conditions listed under Sec. 630.1603
are present would be inconsistent with the statute. Each agency is
responsible for ensuring the weather/safety leave is used appropriately
and, when it is not, taking necessary corrective action.
Comment: To reflect the statutory language at section 6329c(b), an
agency recommended that OPM add the word ``only'' to Sec. 630.1603 so
that it reads ``only if they are prevented from safely traveling.''
OPM response: The word ``only'' has been added to Sec. 630.1603.
Section 630.1604--OPM and Agency Responsibilities
Comment: A union asked if it was appropriate for an agency to
require employees to request annual leave when prevented from traveling
to the worksite by a weather/safety event and then later requiring the
employees to request conversion of the annual leave to weather/safety
leave.
OPM response: Weather and safety leave generally should be
authorized based on operating status announcements. In most cases, if
an employee requests annual leave in order to depart before an
announcement is made, the employee will remain on annual leave. More
information will be provided in OPM guidance.
Comment: An agency asked if weather/safety leave or administrative
leave applies when OPM or a local Federal Executive Board closes
installations due to snow.
OPM response: Weather/safety leave generally will be provided in
conjunction with an operating status announcement and may be used when
Government offices are closed because of snow or any other weather or
safety conditions, provided conditions for granting leave pursuant to
section 6329c(b) are met.
[[Page 15294]]
Section 630.1605--Telework and Emergency Employees
Comment: An individual commenter objected to Sec. 630.1605(a)(1)
because the commenter viewed the regulation as forcing an employee to
telework when an agency closes during a weather or safety event. The
commenter stated that this rule had the effect of treating all telework
employees as emergency employees. The commenter further stated that the
safety of the employee should be given priority. The commenter noted
that some existing collective bargaining agreements do not allow
employees to telework when an agency is closed due to a weather/safety
event.
OPM response: The weather/safety leave regulation does not force
employees to telework. Rather it recognizes that weather/safety leave
is normally unnecessary if an employee is eligible for and
participating in a telework program and is able to work at his or her
alternative work location, notwithstanding the conditions at the
default workplace. The regulation simply provides a framework and
criteria for decisions about whether to grant weather and safety leave
to Federal employees, including those employees who are approved to
telework. If a telework-participating employee does not meet the
criteria for the granting of weather/safety leave and seeks not to
telework, the employee has other options--the same options the employee
would have on any other day he/she seeks not to work (e.g., requesting
annual leave, requesting leave without pay etc.). Since the employee
has the option to telework, the employee is able to work without
compromising his/her safety. Weather/safety leave is granted solely
because of safety risks. As stated in the law at section 6329c(b),
weather/safety leave is to be granted ``only if'' an employee is
``prevented from safely traveling to or performing work at an approved
location,'' and for an authorized teleworker the telework site (usually
the employee's home) is an approved work location. Emergency employees
are governed by a different set of guidelines than telework-
participating employees. Unlike many emergency employees, the
teleworker is not expected to report to the regular worksite when an
emergency has caused the regular office to be closed to the public. To
the extent that an existing collective bargaining agreement contains
provisions that conflict with the nonstatutory requirements in
telework-related regulations in Sec. 630.1605(a), however, this
regulation may not be enforced during the current term of the agreement
(5 U.S.C. 7116(a)(7)).
Comment: Another individual commented that the denial of weather/
safety leave to teleworkers penalizes those who only occasionally
telework and discourages employees from agreeing to situational
telework. The commenter recommended that the regulations include an
annual threshold for situational teleworking days under which an
employee, with supervisor concurrence, would not be required to
telework or take leave when the government is closed for weather and
safety purposes.
OPM response: As noted above, the statute at section 6329c(b)
permits weather/safety leave only if the employee is prevented from
safely traveling to or performing work at an approved location.
Occasional teleworkers have the same ability as regular teleworkers to
perform work at an approved location (the telework site) during
weather/safety events. Occasional teleworkers also realize the benefits
of teleworking, although not as frequently as regular teleworkers. OPM
does not believe that the inability to receive weather/safety leave on
the rare occasions when weather/safety events close offices will
discourage a significant number of employees from seeking the benefit
of occasional teleworking. Even if it does cause some employees to not
engage in occasional teleworking, however, the regulation is consistent
with the underlying purpose of this later statute, which is to limit
weather/safety leave to situations where an employee is unable to
perform work at an approved location.
Comment: A union asked what criteria are necessary to determine if
an employee can reasonably work from home and what happens if the
employee does not have a home and equipment that are suitable for
teleworking. The union also commented that it was not equitable for
those with telework agreements to work on days when those without
agreements are not required to work. The union further said that it is
not reasonable to force teleworkers to be forecasters of weather and
safety events such that they must be telework ready on all workdays.
The union additionally stated that telework policies are trending
toward expecting employees to maintain their residence in a continuous
telework-ready state by requiring mandatory telework during emergency
closure of the regular worksite, which in effect requires employees to
provide ``free rent'' of their residential office to the government on
days when they were not planning to telework.
OPM response: The regulations on weather/safety leave related to
teleworkers apply only to employees who are already ``participating in
a telework program'' (as defined in Sec. 630.1602). For such telework
program participants who already telework at home, they must have a
home and equipment suitable for teleworking. Agency telework policies
and employee telework agreements establish the criteria for determining
whether an employee can reasonably work from home. At a minimum, and
subject to other requirements of the agency, teleworkers must have
sufficient work and a workplace conducive to performing the work. If
the employee does not have a suitable home or cannot transport needed
equipment to his or her home, then the employee should not have a
telework agreement. Employees without telework agreements cannot work
from home; therefore, they may be granted weather/safety leave under
these regulations.
Employees with telework agreements gain the benefits of
teleworking, but generally will not be granted weather/safety leave
when a weather/safety event can be reasonably anticipated. Warnings for
these anticipated events are usually broadcast in the media well in
advance and, for that reason, teleworkers are generally expected to
know that they need to be prepared to work from home when the event
occurs. Because agencies may provide weather/safety leave to
teleworkers when, in the agency's judgment, the event could not be
reasonably anticipated and an employee is otherwise prevented from
performing work, there is no need for teleworkers to be prepared to
telework on days when a major event is not anticipated unless it
coincides with an already scheduled telework day. There is no
requirement for employees to maintain their residence in a continuous
telework-ready state or dedicate any part of their residence for
telework purposes beyond any requirements in connection with their
normally scheduled telework. For employees who have a regular telework
schedule, there is essentially no difference between activities
required to maintain a residence in a telework-ready state when
expecting a weather event and maintaining it in a telework ready state
when preparing for any other telework day, nor is there any meaningful
difference in how an employee would dedicate space in their residence
under these respective scenarios. OPM also notes that these regulations
do not require mandatory telework during emergency closures, but
instead bar
[[Page 15295]]
weather/safety leave from being granted when employees can telework.
Comment: A union said that it is the responsibility of the agency
to timely notify employees of an impending weather/safety condition if
the agency wants the employees to telework on a day when the employees
would have otherwise worked in the office. The union believed it unfair
and burdensome to make employees take annual leave when they do not
bring work home.
OPM response: Under Sec. 630.1605(a)(3), agencies have discretion
in determining whether a weather/safety condition could be reasonably
anticipated and whether the employee took reasonable steps to prepare
for teleworking. OPM defers to an agency's judgment as to whether to
provide notice in some manner of impending weather/safety conditions
for which teleworking employees will not receive weather/safety leave.
An agency notice, whether provided or not provided, may be a
consideration in the determination as to whether an employee took
reasonable steps to prepare for teleworking.
Comment: Three commenters expressed concern about employee
dependent care responsibilities when an employee participates in a
telework program and a weather or safety condition occurs that prevents
safe travel. Two of the commenters pointed out that agencies often have
telework policies that do not permit telework when employees have small
children or other dependents at the telework site. Because Sec.
630.1605(a)(1) prohibits agencies from granting weather and safety
leave when an employee can telework at an approved telework site, the
commenters believe that this section precludes agencies from granting
weather and safety leave to employees with dependent care
responsibilities.
OPM response: An agency may determine that, under certain
conditions, employees are capable of teleworking even if they have
school-age children or elderly parents in the home and establish a
policy of allowing telework in such situations. However, if these
circumstances diminish an employees' ability to perform agency work,
they will not be eligible to telework under these conditions (5 U.S.C.
6502(b)(1)). If an agency policy bars telework at home in the given
child/elder care situation, then the home is not an approved location.
Thus, if the employee is not permitted to telework under agency
policies, and cannot safely travel to or perform work at the regular
office location, an agency may grant weather/safety leave to the
employee. If agency policies allow an employee to telework with a
school-age child or an elderly parent in the home in a weather/safety
situation, any time spent in giving care to such individuals would not
be considered hours of work. Under this scenario, an employee would be
expected to account for work and non-work hours during his or her tour
of duty and take the appropriate leave (paid or unpaid) to account for
the time spent away from normal work-related duties.
Comment: An agency recommended that agencies be permitted to grant
employees administrative leave when needed to address the effects of
weather/safety events to ensure their safety, the safety of others, the
integrity of their property, and/or their ability to report to work.
The agency provided as examples the need to clear snow or remove excess
water from their property.
OPM response: To the extent that activities such as clearing snow
are truly necessary to ensure that the employee can safely travel to or
safely perform work at an approved location, within the meaning of
section 6329c(b)(3), the agency can provide weather/safety leave at its
discretion for the period needed. Employees would need to use their
annual leave or other time off for activities such as clearing snow on
sidewalks or basement water removal that are not necessary to ensure
that the employee can safely travel to or perform work at an approved
location. OPM's guidance on dismissal and closure policy and procedures
will further address agency discretion in regard to granting weather/
safety leave.
Comment: The same agency asked why Sec. 630.1605(a)(2)(iii) is
necessary since agencies may not approve weather/safety leave if an
employee could reasonably anticipate the need to telework.
OPM response: Paragraphs (i) and (ii) of Sec. 630.1605(a)(2)
provide for the granting of weather/safety leave in two instances where
the employee might otherwise be expected to telework. Paragraph (iii)
provides that agencies can determine not to provide weather/safety
leave in circumstances such as those provided under (i) and (ii) when
the employee can safely travel to or perform work at the regular
worksite. In these instances, the telework site might not be viable,
but the employee might be able to work at the regular worksite. An
employee is generally expected to report to the regular worksite--even
on a day when he or she is scheduled to telework--if conditions at the
telework site do not permit the performance of work (e.g., lack of
internet access, loss of power).
Comment: The same agency asked when weather/safety leave is ever
applicable to the telework site. The agency asked if it would be
provided when the employee loses power while teleworking.
OPM response: Weather/safety leave may be granted to an employee at
a telework site as provided under Sec. 630.1605(a)(2)(ii). Examples of
when weather/safety leave might be provided include weather-related
damage to a home that makes occupying the home unsafe, loss of power at
home (which makes the home not an approved location under agency
telework policies), and employees not being prepared for teleworking
when the conditions could not be anticipated (tornado or earthquake).
The agency has discretion to grant weather/safety leave whenever an
employee is prevented from safely working because of one of the
conditions in Sec. 630.1603.
Comment: A union requested that OPM clarify that under Sec.
630.1605(a)(2)(iii) it is presumed that, if Government offices are
closed, the weather/safety conditions prevent the employee from safely
traveling to their traditional worksite.
OPM response: No such presumption applies. The agency must
determine the actual facts. Section 630.1605(a)(2)(iii) addresses
situations when an employee who participates in telework is unable to
work from home or another alternative location, due to a weather/safety
event, but the employee's regular worksite is open (or has reopened)
for business. Even if the employee (who is a telework program
participant) is not able to telework at home under the conditions
described in paragraph (i) or (ii), the agency may choose not to
provide an employee with weather/safety leave if the employee can
safely travel to and work at the regular worksite--regardless of
whether the given day was a scheduled telework day. Section
630.1605(a)(2)(iii) does not apply if the regular worksite is closed
for weather/safety reasons.
Comment: An agency recommended that OPM correct the section
reference in Sec. 630.1605(a)(2)(iii) from ``630.1603(a)'' to
``630.1603.'' Another agency recommended that the same change be made
in Sec. 630.1605(a)(3). Two unions recommended that OPM provide in
Sec. 630.1605(b) that agencies inform employees of their designation
as emergency employees at the time the designation is made.
OPM response: These changes have been made. OPM removed the
paragraph designation from the
[[Page 15296]]
Sec. 630.1603 references and modified Sec. 630.1605(b) to state ``an
agency should inform employees of their designation as emergency
employees well in advance.''
Comment: A union objected to the provision at Sec. 630.1605(b)
giving agencies discretion to designate emergency employees who are
critical to agency operations. The union said that the provision would
not prohibit or deter an agency from broadly construing ``necessary for
critical agency operations'' and excluding an overly large group of
employees from weather/safety leave. The union recommended that Sec.
630.1605(b) be stricken in its entirety or, at a minimum, modified to
narrow the types of employees who could be categorized as emergency
employees. The union said that these employees should not be required
to physically report to work when their colleagues are granted weather
and safety leave.
OPM response: Agencies have extensive experience with designating
emergency employees under prior dismissal and closure procedures used
for weather and other emergencies. Since the Telework Enhancement Act
of 2010, OPM has incorporated telework into our emergency operating
announcements not only for the safety of our employees, but also to
support continuity of operations, both for mission-critical functions
and more general work to the extent possible. The Federal Government
has a vital role in our economy and it is extremely important that we
continue operations to the greatest degree possible. OPM believes
agencies are in the best position to make determinations as to which
employees should be designated as emergency employees and which
employees are eligible to telework. Agencies are also in the best
position to decide if emergency employees are needed at the worksite or
whether their duties can be performed while teleworking.
Section 630.1606--Administration of Weather and Safety Leave
Comment: Two unions expressed concern about the regulation in Sec.
630.1606(c), which provides that an employee may not receive weather/
safety leave for hours during which the employee is on other
preapproved leave (paid or unpaid) or paid time off. The unions
objected to the rule that agencies should not approve weather/safety
leave for an employee who, ``in the agency's judgment, is cancelling
preapproved leave or paid time off, or changing a regular day off in a
flexible or compressed work schedule, for the primary purpose of
obtaining weather and safety leave.'' One union stated that, if
employees have a right to modify scheduled time off, the primary
purpose of a modification should not be left to the determination of
management. The union warned that this rule could result in mass
grievances, which could result in large costs to both the agency and
the union. The other union voiced similar concerns, stating that an
agency should be required to prove that an employee is cancelling
preapproved leave for the primary purpose of obtaining weather/safety
leave.
OPM response: The reason behind the rule on cancelling scheduled
time off is to prevent employees from receiving paid leave when the
employee was not actually going to be available to perform work. This
is not a new policy and is currently reflected in OPM's operating
status guidance for the Washington, DC, area. One good example is a
situation in which an employee is on vacation in a distant location.
Based on the unions' position, such an employee should be allowed to
cancel preapproved leave and receive weather/safety leave even though
the employee was not available to work at the regular worksite and is
not affected by the weather/safety emergency. Another example is an
employee who is in the middle of a 6-week period of scheduled unpaid
leave under the Family and Medical Leave Act in order to recover from a
serious illness and who clearly has no intention to report to work on
the day of a weather/safety emergency. If such an employee tried to
cancel the unpaid leave on the day of the weather/safety emergency, it
would clearly be for the primary purpose of obtaining weather/safety
leave. Given the variety of possible circumstances, OPM cannot
prescribe a simple ``bright line'' rule (or even a set of rules) that
does not require some judgment on the part of agency officials.
Supervisors and managers are regularly called upon to exercise judgment
in other contexts, and OPM believes they are capable of exercising
appropriate judgment in this particular context and coming to a fair
decision. OPM plans on providing additional guidance in this area
regarding when a cancellation of preapproved leave would not prevent
the granting of weather/safety leave because the employee's leave plans
are also changed due to the weather/safety emergency--for example, when
a doctor's appointment that was the reason for a request for sick leave
is cancelled because of the same weather/safety event (e.g., a major
snowstorm), or when an employee is unable to leave for vacation because
the employee's flight is cancelled due to such an event. (We note that
any sick leave would mandatorily be cancelled if the doctor's
appointment is cancelled and the employee is not sick.)
Comment: One individual described the two sentences in Sec.
630.1606(c) as being contradictory. Another individual found the
paragraph confusing and requested language changes to clarify that
weather/safety leave was not allowed unless the employee demonstrated
that the weather/safety event prevented the employee from using
preapproved leave for the originally planned purpose.
OPM response: After considering these comments, OPM does not
believe the sentences are contradictory and will leave the paragraph
unchanged. The first sentence prohibits the granting of weather/safety
leave to employees on preapproved leave. The second sentence bars an
employee from receiving weather/safety leave if the agency determines
that the employee cancelled preapproved leave for the primary purpose
of receiving weather/safety leave. This bar does not apply to employees
who cancel their preapproved leave because their leave plans are
disrupted by the weather/safety event or some other reason (e.g., a
cancelled medical appointment or scheduled flight to a vacation
destination). These employees may be approved for weather and safety
leave if not otherwise required to telework or report to work under
Sec. 630.1605. OPM will be issuing guidance that will address this
provision in more detail.
Comment: One agency noted prior policy regarding early departures
and asked if the regulations are intended to bar weather/safety leave
whenever an employee has pre-approved leave, no matter what the
circumstances of the employee's leave.
OPM response: As addressed above, employees who cancel their
preapproved leave because their leave plans are disrupted by the
weather/safety event may be granted weather/safety leave, and OPM will
be issuing more detailed guidance on that matter. OPM will also be
issuing guidance that will provide more information on the relationship
of preapproved leave to early dismissal from work at a Federal office
or alternate work location.
In addition to the changes noted above, OPM made minor technical
changes to Sec. 630.1604 to improve clarity. We also changed
``approve'' to ``provide'' in several places in Sec. Sec. 630.1605(a)
and 630.1606(c) where the context was the providing of leave, since the
term ``approve'' might suggest
[[Page 15297]]
the employee is requesting that a leave entitlement be invoked. There
is no entitlement to weather and safety leave; it is always provided at
the agency's discretion.
Executive Order 13563 and Executive Order 12866
The Office of Management and Budget has reviewed this rule in
accordance with E.O. 13563 and 12866.
Executive Order 13771
This rule is not subject to the requirements of E.O. 13771 (82 FR
9339, February 3, 2017) because the rule is related to agency
organization, management, or personnel.
Regulatory Flexibility Act
I certify that this regulation will not have a significant economic
impact on a substantial number of small entities because it will apply
only to Federal agencies and employees.
List of Subjects in 5 CFR Part 630
Government employees.
Office of Personnel Management.
Jeff T.H. Pon,
Director.
For the reasons stated in the preamble, OPM is amending part 630 of
title 5 of the Code of Federal Regulations as follows:
PART 630--ABSENCE AND LEAVE
0
1. The authority citation for part 630 is revised to read as follows:
Authority: 5 U.S.C. chapter 63 as follows: Subparts A through E
issued under 5 U.S.C. 6133(a) (read with 5 U.S.C. 6129), 6303(e) and
(f), 6304(d)(2), 6306(b), 6308(a) and 6311; subpart F issued under 5
U.S.C. 6305(a) and 6311 and E.O. 11228, 30 FR 7739, 3 CFR, 1974
Comp., p. 163; subpart G issued under 5 U.S.C. 6305(c) and 6311;
subpart H issued under 5 U.S.C. 6133(a) (read with 5 U.S.C. 6129)
and 6326(b); subpart I issued under 5 U.S.C. 6332, 6334(c),
6336(a)(1) and (d), and 6340; subpart J issued under 5 U.S.C. 6340,
6363, 6365(d), 6367(e), 6373(a); subpart K issued under 5 U.S.C.
6391(g); subpart L issued under 5 U.S.C. 6383(f) and 6387; subpart M
issued under Sec. 2(d), Public Law 114-75, 129 Stat. 641 (5 U.S.C.
6329 note); and subpart P issued under 5 U.S.C. 6329c(d).
Subparts N and O--[Added and Reserved]
0
2. Subparts N and O are added and reserved.
0
3. Subpart P is added to read as follows:
Subpart P--Weather and Safety Leave
Sec.
630.1601 Purpose and applicability.
630.1602 Definitions.
630.1603 Authorization.
630.1604 OPM and agency responsibilities.
630.1605 Telework and emergency employees.
630.1606 Administration of weather and safety leave.
630.1607 Records and reporting.
Subpart P--Weather and Safety Leave
Sec. 630.1601 Purpose and applicability.
(a) This subpart implements 5 U.S.C. 6329c, which allows an agency
to provide a separate type of paid leave when weather or other safety-
related conditions prevent employees from safely traveling to or safely
performing work at an approved location due to an act of God, terrorist
attack, or other applicable condition. Section 6329c(d) directs OPM to
prescribe regulations to carry out the statutory provisions on weather
and safety leave, including regulations on the appropriate uses and the
proper recording of this leave.
(b) This subpart applies to an employee as defined in 5 U.S.C. 2105
who is employed in an agency, but does not apply to an intermittent
employee who, by definition, does not have an established regular tour
of duty during the administrative workweek.
(c) As provided in 5 U.S.C. 6329c(e), this subpart applies to
employees described in subsection (b) of 38 U.S.C. 7421,
notwithstanding subsection (a) of that section.
Sec. 630.1602 Definitions.
In this subpart:
Act of God means an act of nature, including hurricanes, tornadoes,
floods, wildfires, earthquakes, landslides, snowstorms, and avalanches.
Agency means an Executive agency as defined in 5 U.S.C. 105,
excluding the Government Accountability Office. When the term
``agency'' is used in the context of an agency making determinations or
taking actions, it means the agency heads or management officials who
are authorized (including by delegation) to make the given
determination or take the given action.
Employee means an individual who is covered by this subpart, as
described in Sec. 630.1601(b) and (c).
OPM means the Office of Personnel Management.
Participating in a telework program means an employee is eligible
to telework and has an established arrangement with his or her agency
under which the employee is approved to participate in the agency
telework program, including on a routine or situational basis. Such an
employee who teleworks on a situational basis is considered to be
continuously participating in a telework program even if there are
extended periods during which the employee does not perform telework.
Telework site means a location where an employee is authorized to
perform telework, as described in 5 U.S.C. chapter 65, such as an
employee's home.
Weather and safety leave means paid leave provided under the
authority of 5 U.S.C. 6329c.
Sec. 630.1603 Authorization.
Subject to other provisions of this subpart, an agency may grant
weather and safety leave to employees only if they are prevented from
safely traveling to or safely performing work at a location approved by
the agency due to--
(a) An act of God;
(b) A terrorist attack; or
(c) Another condition that prevents an employee or group of
employees from safely traveling to or safely performing work at an
approved location.
Sec. 630.1604 OPM and agency responsibilities.
(a) OPM is responsible for prescribing regulations and guidance
related to the appropriate use of leave under this subpart and the
proper recording of such leave, including OPM guidance on
Governmentwide dismissal and closure policies and procedures that
provides for use of consistent terminology in describing various
operating status scenarios. In issuing any operating status
announcements for the Washington, DC, area, OPM must make the specific
policies and procedures related to those announcements consistent with
the regulations in this subpart and with OPM's Governmentwide guidance.
(b) Employing agencies are responsible for--
(1) Establishing and applying policies and procedures related to
use of leave under this subpart that are consistent with OPM
regulations and guidance described in paragraph (a) of this section;
and
(2) Using terminology required by OPM-issued Governmentwide
guidance in any agency-specific operating status announcements they
issue (for a specific geographic location or area).
Sec. 630.1605 Telework and emergency employees.
(a) Telework employees. (1) Except as provided under paragraph
(a)(2) of this section, employees who are participating in a telework
program and are able to safely travel to and work at an approved
telework site may not be
[[Page 15298]]
granted leave under Sec. 630.1603. Employees who are eligible to
telework and participating in a telework program under applicable
agency policies are typically able to safely perform work at their
approved telework site (e.g., home), since they are not required to
work at their regular worksite.
(2)(i) If, in the agency's judgment, the conditions in Sec.
630.1603 could not reasonably be anticipated, an agency may provide
leave under this subpart to the extent an employee was not able to
prepare for telework as described in paragraph (a)(3) of this section
and is otherwise unable to perform productive work at the telework
site.
(ii) If an employee is prevented from safely working at the
approved telework site due to circumstances, arising from one or more
of the conditions in Sec. 630.1603, applicable to the telework site,
an agency may, at its discretion, provide leave under this subpart to
the employee.
(iii) Notwithstanding paragraphs (a)(2)(i) and (ii) of this
section, an agency may decide not to provide leave under this subpart
when the conditions in Sec. 630.1603 do not prevent the employee from
safely traveling to or safely performing work at a regular worksite,
even if the affected day is a scheduled telework day.
(3) In making a determination under paragraph (a)(2) of this
section, an agency must evaluate whether any of the conditions in Sec.
630.1603 could be reasonably anticipated and whether the employee took
reasonable steps (within the employee's control) to prepare to perform
telework at the approved telework site. For example, if a significant
snowstorm is predicted, the employee may need to prepare by taking home
any equipment (e.g., laptop computer) and work needed for teleworking.
To the extent that an employee is unable to perform work at a telework
site because of failure to make necessary preparations for reasonably
anticipated conditions, an agency may not provide weather and safety
leave, and the employee would need to use other appropriate paid leave,
paid time off, or leave without pay.
(b) Emergency employees. An agency may designate emergency
employees who are critical to agency operations and for whom weather
and safety leave may not be applicable. To the extent practicable, an
agency should inform employees of their designation as emergency
employees well in advance in anticipation of the possible occurrence of
the conditions set forth in Sec. 630.1603. If the agency wishes to
provide for the possibility that an emergency employee could work from
an approved telework site in lieu of traveling to the regular worksite
in appropriate circumstances, an agency should encourage the employee
to enter into a telework agreement providing for that contingency. An
agency may designate different emergency employees for the different
circumstances expected to arise from these conditions. Emergency
employees must report to work at their regular worksite or another
approved location as directed by the agency, unless--
(1) The agency determines that travel to or performing work at the
worksite is unsafe for emergency employees, in which case the agency
may require the employees to work at another location, including a
telework site as provided in paragraph (a) of this section, as
appropriate; or
(2) The agency determines that circumstances justify granting leave
under this subpart to emergency employees.
Sec. 630.1606 Administration of weather and safety leave.
(a) An agency must use the same minimum charge increments for
weather and safety leave as it does for annual and sick leave under
Sec. 630.206.
(b) Employees may be granted weather and safety leave only for
hours within the tour of duty established for purposes of charging
annual and sick leave when absent. For full-time employees, that tour
is the 40-hour basic workweek as defined in 5 CFR 610.102, the basic
work requirement established for employees on a flexible or compressed
work schedule as defined in 5 U.S.C. 6121(3), or an uncommon tour of
duty under Sec. 630.210.
(c) Employees may not receive weather and safety leave for hours
during which they are on other preapproved leave (paid or unpaid) or
paid time off. Agencies should not provide weather and safety leave to
an employee who, in the agency's judgment, is cancelling preapproved
leave or paid time off, or changing a regular day off in a flexible or
compressed work schedule, for the primary purpose of obtaining weather
and safety leave.
Sec. 630.1607 Records and reporting.
(a) Record of placement on leave. An agency must maintain an
accurate record of the placement of an employee on weather and safety
leave.
(b) Reporting. In agency data systems (including timekeeping
systems) and in data reports submitted to OPM, an agency must record
weather and safety leave under section 6329c and this subpart as a
category of leave separate from other types of leave.
[FR Doc. 2018-07348 Filed 4-9-18; 8:45 am]
BILLING CODE 6325-39-P