Community Reinvestment Act Regulations; Correction, 15298-15301 [2018-06963]
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15298
Federal Register / Vol. 83, No. 69 / Tuesday, April 10, 2018 / Rules and Regulations
granted leave under § 630.1603.
Employees who are eligible to telework
and participating in a telework program
under applicable agency policies are
typically able to safely perform work at
their approved telework site (e.g.,
home), since they are not required to
work at their regular worksite.
(2)(i) If, in the agency’s judgment, the
conditions in § 630.1603 could not
reasonably be anticipated, an agency
may provide leave under this subpart to
the extent an employee was not able to
prepare for telework as described in
paragraph (a)(3) of this section and is
otherwise unable to perform productive
work at the telework site.
(ii) If an employee is prevented from
safely working at the approved telework
site due to circumstances, arising from
one or more of the conditions in
§ 630.1603, applicable to the telework
site, an agency may, at its discretion,
provide leave under this subpart to the
employee.
(iii) Notwithstanding paragraphs
(a)(2)(i) and (ii) of this section, an
agency may decide not to provide leave
under this subpart when the conditions
in § 630.1603 do not prevent the
employee from safely traveling to or
safely performing work at a regular
worksite, even if the affected day is a
scheduled telework day.
(3) In making a determination under
paragraph (a)(2) of this section, an
agency must evaluate whether any of
the conditions in § 630.1603 could be
reasonably anticipated and whether the
employee took reasonable steps (within
the employee’s control) to prepare to
perform telework at the approved
telework site. For example, if a
significant snowstorm is predicted, the
employee may need to prepare by taking
home any equipment (e.g., laptop
computer) and work needed for
teleworking. To the extent that an
employee is unable to perform work at
a telework site because of failure to
make necessary preparations for
reasonably anticipated conditions, an
agency may not provide weather and
safety leave, and the employee would
need to use other appropriate paid
leave, paid time off, or leave without
pay.
(b) Emergency employees. An agency
may designate emergency employees
who are critical to agency operations
and for whom weather and safety leave
may not be applicable. To the extent
practicable, an agency should inform
employees of their designation as
emergency employees well in advance
in anticipation of the possible
occurrence of the conditions set forth in
§ 630.1603. If the agency wishes to
provide for the possibility that an
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emergency employee could work from
an approved telework site in lieu of
traveling to the regular worksite in
appropriate circumstances, an agency
should encourage the employee to enter
into a telework agreement providing for
that contingency. An agency may
designate different emergency
employees for the different
circumstances expected to arise from
these conditions. Emergency employees
must report to work at their regular
worksite or another approved location
as directed by the agency, unless—
(1) The agency determines that travel
to or performing work at the worksite is
unsafe for emergency employees, in
which case the agency may require the
employees to work at another location,
including a telework site as provided in
paragraph (a) of this section, as
appropriate; or
(2) The agency determines that
circumstances justify granting leave
under this subpart to emergency
employees.
§ 630.1606 Administration of weather and
safety leave.
(a) An agency must use the same
minimum charge increments for
weather and safety leave as it does for
annual and sick leave under § 630.206.
(b) Employees may be granted
weather and safety leave only for hours
within the tour of duty established for
purposes of charging annual and sick
leave when absent. For full-time
employees, that tour is the 40-hour basic
workweek as defined in 5 CFR 610.102,
the basic work requirement established
for employees on a flexible or
compressed work schedule as defined in
5 U.S.C. 6121(3), or an uncommon tour
of duty under § 630.210.
(c) Employees may not receive
weather and safety leave for hours
during which they are on other
preapproved leave (paid or unpaid) or
paid time off. Agencies should not
provide weather and safety leave to an
employee who, in the agency’s
judgment, is cancelling preapproved
leave or paid time off, or changing a
regular day off in a flexible or
compressed work schedule, for the
primary purpose of obtaining weather
and safety leave.
§ 630.1607
Records and reporting.
(a) Record of placement on leave. An
agency must maintain an accurate
record of the placement of an employee
on weather and safety leave.
(b) Reporting. In agency data systems
(including timekeeping systems) and in
data reports submitted to OPM, an
agency must record weather and safety
leave under section 6329c and this
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subpart as a category of leave separate
from other types of leave.
[FR Doc. 2018–07348 Filed 4–9–18; 8:45 am]
BILLING CODE 6325–39–P
DEPARTMENT OF THE TREASURY
Office of the Comptroller of the
Currency
12 CFR Parts 25 and 195
[Docket ID OCC–2017–0008]
RIN 1557–AE15
FEDERAL RESERVE SYSTEM
12 CFR Part 228
[Docket No. R–1574]
RIN 7100–AE84
FEDERAL DEPOSIT INSURANCE
CORPORATION
12 CFR Part 345
RIN 3064–AE58
Community Reinvestment Act
Regulations; Correction
Office of the Comptroller of the
Currency, Treasury (OCC); Board of
Governors of the Federal Reserve
System (Board); and Federal Deposit
Insurance Corporation (FDIC).
ACTION: Final rule; correction.
AGENCY:
This document supplements
and corrects the preamble of the final
rule that was published in the Federal
Register on November 24, 2017, entitled
‘‘Community Reinvestment Act
Regulations.’’
SUMMARY:
Effective April 10, 2018 and
applicable beginning January 1, 2018.
FOR FURTHER INFORMATION CONTACT:
OCC: Emily R. Boyes, Attorney,
Community and Consumer Law
Division, (202) 649–6350; Allison
Hester-Haddad, Counsel, Legislative and
Regulatory Activities Division, (202)
649–5490; for persons who are deaf or
hearing impaired, TTY, (202) 649–5597;
or Vonda J. Eanes, Director for CRA and
Fair Lending Policy, Compliance Risk
Policy Division, (202) 649–5470, Office
of the Comptroller of the Currency, 400
7th Street SW, Washington, DC 20219.
Board: Amal S. Patel, Senior
Supervisory Consumer Financial
Services Analyst, Division of Consumer
and Community Affairs, (202) 912–
7879; Cathy Gates, Senior Project
Manager, Division of Consumer and
Community Affairs, (202) 452–2099,
Board of Governors of the Federal
DATES:
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Federal Register / Vol. 83, No. 69 / Tuesday, April 10, 2018 / Rules and Regulations
Reserve System, 20th Street and
Constitution Avenue NW, Washington,
DC 20551.
FDIC: Patience R. Singleton, Senior
Policy Analyst, Supervisory Policy
Branch, Division of Depositor and
Consumer Protection, (202) 898–6859;
Sharon B. Vejvoda, Senior Examination
Specialist, Examination Branch,
Division of Depositor and Consumer
Protection, (202) 898–3881; Richard M.
Schwartz, Counsel, Legal Division, (202)
898–7424; or Sherry Ann Betancourt,
Counsel, Legal Division, (202) 898–
6560, Federal Deposit Insurance
Corporation, 550 17th Street NW,
Washington, DC 20429.
SUPPLEMENTARY INFORMATION:
jstallworth on DSKBBY8HB2PROD with RULES
I. Background
This document supplements and
corrects the SUPPLEMENTARY
INFORMATION section of the final rule
entitled ‘‘Community Reinvestment Act
Regulations’’ (the CRA final rule),
published on November 24, 2017,
Federal Register Document 2017–25330
(82 FR 55734), by the OCC, the Board,
and the FDIC (collectively, the
Agencies), by addressing two additional
comments that were timely submitted
but inadvertently not included in the
rulemaking record of the CRA final rule.
The sections of this correction
document are effective as if they had
been included in the SUPPLEMENTARY
INFORMATION section of the CRA final
rule, effective January 1, 2018.
II. Waiver of Proposed Rulemaking and
Waiver of 30-day Delayed Effective
Date
The Agencies ordinarily publish a
notice of proposed rulemaking in the
Federal Register to provide a period for
public comment before the provisions of
a rule take effect in accordance with
section 553(b) of the Administrative
Procedure Act (APA) (5 U.S.C. 553(b)).
Nevertheless, an agency can waive this
notice and comment procedure if it
finds, for good cause, that the notice and
comment process is impracticable,
unnecessary, or contrary to the public
interest and incorporates a statement of
its findings and reasons in the notice.
Section 553(d) of the APA ordinarily
requires a 30-day delay in the effective
date of a final rule after the date of its
publication in the Federal Register.
This 30-day delay in effective date can
be waived, however, if an agency finds
for good cause that the delay is
impracticable, unnecessary, or contrary
to the public interest, and the agency
incorporates a statement of the findings
and its reasons in the rule issued.
The Agencies do not believe that this
correction document constitutes a rule
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that would be subject to APA notice and
comment or delayed effective date
requirements. The document corrects
and supplements the Agencies’
discussion of public comments in the
SUPPLEMENTARY INFORMATION section of
the CRA final rule and does not make
any changes to the regulatory text in the
CRA final rule or otherwise alter the
CRA final rule’s effect. As a result, this
correction document is intended to
ensure that the CRA final rule’s
SUPPLEMENTARY INFORMATION section
accurately reflects the record of
comments received and the Agencies’
responses.
Moreover, even if the notice and
comment and delayed effective date
requirements applied to this rule, the
Agencies find that there is good cause
to waive those requirements because
they are unnecessary as the CRA final
rule had been previously subjected to
the notice and comment procedures. As
noted above, the Agencies are merely
supplementing and correcting a
discussion of public comments in the
SUPPLEMENTARY INFORMATION section
through this correction document. The
Agencies are not making any changes to
the regulatory text in the CRA final rule.
Therefore, the Agencies find it
unnecessary to undertake further notice
and comment procedures with respect
to this correction document.
III. Summary of Errors
In the SUPPLEMENTARY INFORMATION
section of the CRA final rule, the
Agencies discussed amendments to
their Community Reinvestment Act
(CRA) regulations. The Agencies
referenced two public comments
received in response to the Notice of
Proposed Rulemaking for those
amendments 1 and provided responses
to those comments. However, due to an
inadvertent clerical error, the Agencies
did not become aware of two additional
comment letters that were timely
submitted until after the Agencies had
finalized and issued the amendments.
After analyzing the two additional
comment letters, the Agencies have
determined that no changes to the
regulatory text in the CRA final rule are
necessary. However, the Agencies are
revising the administrative record to
include the correct number of public
comments received, the analysis of all
comments received, and the Agencies’
responses to the comments.
IV. Correction of Errors
1. On page 55734, the third full
paragraph in the third column is revised
to read as follows:
1 82
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FR 43910 (Sept. 20, 2017).
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‘‘Together, the Agencies received four
comment letters on the proposed
amendments. One comment was from a
community organization, two comment
letters were from industry trade
associations, and one comment was
from a financial institution.
Commenters generally supported the
changes proposed by the Agencies,
although each also raised concerns
regarding certain aspects of the
proposed rule and made other
suggestions not related to the proposal.
As explained below, the Agencies are
finalizing the amendments as
proposed.’’
2. On page 55735, the second full
paragraph in the third column
(continued in the first column on page
55736) and the first full paragraph in the
first column on page 55736 are revised,
and one paragraph is added following
them to read as follows:
‘‘The Agencies received three
comment letters addressing this
proposed revision. Two of the
commenters supported the Agencies’
efforts to conform the definition of
‘‘home mortgage loan’’ in the Agencies’
CRA regulations to the scope of
reportable transactions in Regulation C;
one commenter opposed it. Of the two
commenters supporting the proposed
amendments, a community organization
noted that some banks expressed
concern that including home equity
products (closed-end home equity loans
and open-end home equity lines of
credit) in CRA evaluations could have
the effect of lowering the overall
percentage of home mortgage loans
made to low- and moderate-income
borrowers and suggested that the
Agencies consider evaluating home
equity lending separately from other
types of home lending. This commenter
also urged the Agencies to consider loan
purchases separately from originations
during the CRA evaluation. A trade
association opposed the proposed
amendment to the ‘‘home mortgage
loan’’ definition. This commenter
recommended that data related to home
equity products not be included in the
CRA reports provided to the Agencies
and the Agencies’ analysis of home
mortgage loans for purposes of the CRA
evaluation. The commenter suggested
that the Agencies only consider home
equity-related data at the option of the
financial institution. The commenter
stated that treating home equity
products in the same manner as
purchase money mortgages or other real
estate-secured lending fails to address
the significant differences in the
availability and use of these products
across different geographies and
income.
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‘‘The Agencies have considered all
comments and are finalizing the
amendment to the ‘‘home mortgage
loan’’ definition as proposed. First, the
commenter’s suggestion to consider
home mortgage loan purchases
separately from loan originations would
require a change to the lending test in
the CRA regulations (12 CFR 25.22,
195.22, 228.22, and 345.22), which is
beyond the scope of the proposed
amendments. Second, excluding home
equity loans and home equity lines of
credit from the ‘‘home mortgage loan’’
definition would create an
inconsistency between the CRA and
HMDA regulations and a separate
reporting requirement for CRA reporters
that are also HMDA reporters. The
change in the ‘‘home mortgage loan’’
definition does not require that the
Agencies evaluate home mortgage loans
with different purposes (e.g., home
purchase, refinance, home
improvement) the same during the CRA
evaluation. Instead, the Agencies note
that, as with all aspects of an
institution’s CRA performance
evaluation, the Agencies will consider
the performance context of the financial
institution when evaluating its
performance related to home mortgage
lending, including home equity
products. The Agencies emphasize that
performance context may include
additional information to explain how
various loan products may impact bank
performance. The Agencies believe that
the commenters’ concerns can be
addressed effectively through the
supervisory process. Accordingly, the
Agencies are finalizing the revised
definition of ‘‘home mortgage loan’’ as
proposed.
‘‘As we stated in the proposed rule,
the Agencies have relied on the scope of
HMDA-reportable transactions to define
‘‘home mortgage loan’’ in the CRA
regulations, in order to reduce burden
on institutions by avoiding unnecessary
costs and confusion, and have made
conforming changes when the scope of
HMDA-reportable transactions has
changed, provided that the revised
terms continue to meet the statutory
purposes of the CRA. The Agencies are
aware that the Bureau announced its
intention to open a rulemaking to
reconsider various aspects of the 2015
HMDA Rule in its December 21, 2017,
Public Statement on Home Mortgage
Disclosure Act Compliance, which is
available at https://
www.consumerfinance.gov/about-us/
newsroom/cfpb-issues-public-statementhome-mortgage-disclosure-actcompliance/. The Agencies will
continue to review and monitor any
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new developments, including any
amendments made to the crossreferenced definitions in HMDA and
Regulation C that impact the CRA
regulations, to ensure that such crossreferenced terms continue to meet the
statutory objectives of the CRA.’’
3. On page 55736, the first and second
full paragraphs in the second column
are revised and two paragraphs are
added following them to read as
follows:
‘‘The Agencies received three
comments addressing the proposed
revision. These commenters supported
amending the definition of ‘‘consumer
lending’’ in the Agencies’ CRA
regulations to conform to changes in the
scope of loans reportable under
Regulation C, which will be effective
January 1, 2018, but made additional
suggestions, including some not related
to the proposal. A trade association
urged the Agencies to consider
automatically home improvement loans
not secured by a dwelling if the
financial institution opts to have them
considered. This commenter also
suggested that if the financial institution
opts not to have such loans considered,
then the Agencies should not require
the institution to produce data on those
loans for CRA evaluation. A community
organization suggested that the Agencies
should have examiners evaluate
consumer lending, including home
improvement lending not secured by a
dwelling, during CRA exams when such
lending constitutes a ‘‘significant
amount’’ of the bank’s business rather
than a ‘‘substantial majority,’’ as is
currently required under 12 CFR __
.22(a)(1). Another trade association
encouraged the Agencies to create a fifth
category under the ‘‘consumer loan’’
definition to take the place of the ‘‘home
equity loan’’ category, which the
Agencies proposed to remove as a result
of home equity loans and home equity
lines of credit being included in the
amended definition of ‘‘home mortgage
loan.’’
‘‘The Agencies have considered the
comments and are finalizing the
definition of ‘‘consumer lending’’ as
proposed. First, the commenters’
suggestions to defer always to the
financial institution on the inclusion of
unsecured home improvement loans
and to change ‘‘substantial majority’’ to
‘‘significant amount’’ would require a
change to the CRA regulations beyond
the scope of the proposed amendments.
Specifically, consumer loans are
considered in the large bank lending test
under 12 CFR __.22(a)(1) under two
circumstances: ‘‘if the bank has
collected and maintained [data], as
required under 12 CFR __.42(c)(1), and
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elects to have those loans considered’’
or ‘‘[i]f consumer lending constitutes a
substantial majority of a bank’s
business.’’ 12 CFR __.22(a)(1). Thus, in
the case of financial institutions
evaluated under the large bank lending
test, following these commenters’
recommendations would require a
regulatory change in the retail lending
test under 12 CFR __.22(a)(1), which
was not proposed.
‘‘Further, in regard to the
commenter’s suggestion to use
‘‘significant amount’’ instead of
‘‘substantial majority,’’ loan products
evaluated in the small and intermediate
small bank tests are generally based on
the financial institution’s major product
lines, or primary products, whichever
term applies depending on the
supervising agency. The categorization
of consumer loans by type applies solely
to financial institutions evaluated using
the large bank lending test. The
selection of major product lines, or
primary products, for small and
intermediate small banks typically
involves a review of loan originations
during the evaluation period, by loan
type, along with a discussion with bank
management to understand the bank’s
business focus. As a result, examiners
already may include or exclude home
improvement loans in evaluating bank
performance if they are not a major
product line, or primary product, as
applicable.
‘‘Second, the Agencies do not believe
that creating a fifth, ‘‘home
improvement,’’ category of consumer
loans is warranted given the flexibility
already provided through the
supervisory process. Additionally,
creating a separate ‘‘home improvement
loan’’ category of consumer loans could
result in additional burden for many
financial institutions, particularly
community banks, through the separate
tracking of loans and could result in a
double counting of loans, under HMDA
and CRA, for home improvement
purposes that are secured by a dwelling.
For these reasons, the Agencies opted to
consider home improvement loans not
secured by a dwelling included in
evaluating performance under the large
bank lending test under the existing
consumer loan categories of ‘‘other
secured’’ and ‘‘other unsecured,’’ rather
than to create a new category of
consumer loans. Accordingly, the
Agencies are finalizing the definition of
‘‘consumer lending’’ as proposed. We
note, however, that although the
Agencies are not adopting changes
pursuant to the commenters’
recommendations, the Agencies
regularly review examination policies,
procedures, guidance, and the CRA
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regulations to better serve the goals of
the CRA.’’
4. On page 55736, the first full
paragraph in the third column is revised
to read as follows:
‘‘The Agencies received two
comments on the proposed changes to
the CRA public file content
requirements. One trade association
supported the Agencies’ efforts to
streamline the public file content
requirements to make it consistent with
the new HMDA public disclosure
requirements. Another trade association
suggested that because financial
institutions will no longer need to
provide HMDA Loan Application
Registers to the public, financial
institutions should also not be required
to produce their CRA Loan Application
Registers (CRA LARs) so as to reduce
regulatory burden. Changing the
requirements in the CRA public file
with respect to CRA LARs would
require a regulation change that was not
proposed by the Agencies and did not
have the benefit of notice and comment.
Accordingly, the Agencies are adopting
the revisions as proposed.’’
Dated: March 30, 2018.
Joseph M. Otting,
Comptroller of the Currency.
By order of the Board of Governors of the
Federal Reserve System, March 13, 2018.
Ann E. Misback,
Secretary of the Board.
Dated at Washington, DC, this 12th of
March, 2018.
By order of the Board of Directors.
Federal Deposit Insurance Corporation.
Robert E. Feldman,
Executive Secretary.
[FR Doc. 2018–06963 Filed 4–9–18; 8:45 am]
BILLING CODE 4810–33; 6210–01; 6714–01–P
DEPARTMENT OF TRANSPORTATION
Federal Aviation Administration
14 CFR Part 25
[Docket No. FAA–2018–0293; Special
Conditions No. 25–723–SC]
Special Conditions: Textron Aviation
Inc. Model 700 Series Airplanes;
Interaction of Systems and Structures
Federal Aviation
Administration (FAA), DOT.
ACTION: Final special conditions; request
for comments.
jstallworth on DSKBBY8HB2PROD with RULES
AGENCY:
These special conditions are
issued for the Textron Aviation Inc.
(Textron) Model 700 series airplanes.
These airplanes will have novel or
unusual design features when compared
SUMMARY:
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to the state of technology envisioned in
the airworthiness standards for
transport category airplanes. These
design features are systems that affect
structural performance, either directly
or as a result of a failure or malfunction.
The influence of these systems and their
failure conditions must be taken into
account when showing compliance with
the FAA’s requirements. The applicable
airworthiness regulations do not contain
adequate or appropriate safety standards
for these design features. These special
conditions contain the additional safety
standards that the Administrator
considers necessary to establish a level
of safety equivalent to that established
by the existing airworthiness standards.
DATES: This action is effective on
Textron Aviation Inc. on April 10, 2018.
Send comments on or before May 25,
2018.
Send comments identified
by Docket No. FAA–2018–0293 using
any of the following methods:
• Federal eRegulations Portal: Go to
https://www.regulations.gov/ and follow
the online instructions for sending your
comments electronically.
• Mail: Send comments to Docket
Operations, M–30, U.S. Department of
Transportation (DOT), 1200 New Jersey
Avenue SE, Room W12–140, West
Building Ground Floor, Washington,
DC, 20590–0001.
• Hand Delivery or Courier: Take
comments to Docket Operations in
Room W12–140 of the West Building
Ground Floor at 1200 New Jersey
Avenue SE, Washington, DC, between 9
a.m. and 5 p.m., Monday through
Friday, except Federal holidays.
• Fax: Fax comments to Docket
Operations at 202–493–2251.
Privacy: The FAA will post all
comments it receives, without change,
to https://www.regulations.gov/,
including any personal information the
commenter provides. Using the search
function of the docket website, anyone
can find and read the electronic form of
all comments received into any FAA
docket, including the name of the
individual sending the comment (or
signing the comment for an association,
business, labor union, etc.). DOT’s
complete Privacy Act Statement can be
found in the Federal Register published
on April 11, 2000 (65 FR 19477–19478).
Docket: Background documents or
comments received may be read at
https://www.regulations.gov/ at any time.
Follow the online instructions for
accessing the docket or go to Docket
Operations in Room W12–140 of the
West Building Ground Floor at 1200
New Jersey Avenue SE, Washington,
ADDRESSES:
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15301
DC, between 9 a.m. and 5 p.m., Monday
through Friday, except Federal holidays.
FOR FURTHER INFORMATION CONTACT: Greg
Schneider, Airframe and Cabin Safety
Section, AIR–675, Transport Standards
Branch, Policy and Innovation Division,
Aircraft Certification Service, Federal
Aviation Administration, 2200 South
216th Street, Des Moines, Washington
98198; telephone 206–231–3213; email
Greg.Schneider@faa.gov.
SUPPLEMENTARY INFORMATION: The
substance of these special conditions
previously has been published in the
Federal Register for public comment.
These special conditions have been
derived without substantive change
from those previously issued. It is
unlikely that prior public comment
would result in a significant change
from the substance contained herein.
Therefore, the FAA has determined that
prior public notice and comment are
unnecessary, and finds that, for the
same reason, good cause exists for
adopting these special conditions upon
publication in the Federal Register.
Comments Invited
We invite interested people to take
part in this rulemaking by sending
written comments, data, or views. The
most helpful comments reference a
specific portion of the special
conditions, explain the reason for any
recommended change, and include
supporting data.
We will consider all comments we
receive by the closing date for
comments. We may change these special
conditions based on the comments we
receive.
Background
On November 20, 2014, Textron
applied for a type certificate for their
new Model 700 series airplanes. The
Textron Model 700 series airplanes are
transport-category, twin turbofanpowered airplanes with standard seating
provisions for up to 12 passengers and
2 crewmembers, and a maximum takeoff
weight of 39,500 lbs.
Type Certification Basis
Under the provisions of title 14, Code
of Federal Regulations (14 CFR) 21.17,
Textron must show that the Model 700
series airplanes meet the applicable
provisions of part 25, as amended by
amendments 25–1 through 25–141.
If the Administrator finds that the
applicable airworthiness regulations
(i.e., 14 CFR part 25) do not contain
adequate or appropriate safety standards
for the Textron Model 700 series
airplanes because of novel or unusual
design features, special conditions are
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Agencies
[Federal Register Volume 83, Number 69 (Tuesday, April 10, 2018)]
[Rules and Regulations]
[Pages 15298-15301]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2018-06963]
=======================================================================
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DEPARTMENT OF THE TREASURY
Office of the Comptroller of the Currency
12 CFR Parts 25 and 195
[Docket ID OCC-2017-0008]
RIN 1557-AE15
FEDERAL RESERVE SYSTEM
12 CFR Part 228
[Docket No. R-1574]
RIN 7100-AE84
FEDERAL DEPOSIT INSURANCE CORPORATION
12 CFR Part 345
RIN 3064-AE58
Community Reinvestment Act Regulations; Correction
AGENCY: Office of the Comptroller of the Currency, Treasury (OCC);
Board of Governors of the Federal Reserve System (Board); and Federal
Deposit Insurance Corporation (FDIC).
ACTION: Final rule; correction.
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SUMMARY: This document supplements and corrects the preamble of the
final rule that was published in the Federal Register on November 24,
2017, entitled ``Community Reinvestment Act Regulations.''
DATES: Effective April 10, 2018 and applicable beginning January 1,
2018.
FOR FURTHER INFORMATION CONTACT:
OCC: Emily R. Boyes, Attorney, Community and Consumer Law Division,
(202) 649-6350; Allison Hester-Haddad, Counsel, Legislative and
Regulatory Activities Division, (202) 649-5490; for persons who are
deaf or hearing impaired, TTY, (202) 649-5597; or Vonda J. Eanes,
Director for CRA and Fair Lending Policy, Compliance Risk Policy
Division, (202) 649-5470, Office of the Comptroller of the Currency,
400 7th Street SW, Washington, DC 20219.
Board: Amal S. Patel, Senior Supervisory Consumer Financial
Services Analyst, Division of Consumer and Community Affairs, (202)
912-7879; Cathy Gates, Senior Project Manager, Division of Consumer and
Community Affairs, (202) 452-2099, Board of Governors of the Federal
[[Page 15299]]
Reserve System, 20th Street and Constitution Avenue NW, Washington, DC
20551.
FDIC: Patience R. Singleton, Senior Policy Analyst, Supervisory
Policy Branch, Division of Depositor and Consumer Protection, (202)
898-6859; Sharon B. Vejvoda, Senior Examination Specialist, Examination
Branch, Division of Depositor and Consumer Protection, (202) 898-3881;
Richard M. Schwartz, Counsel, Legal Division, (202) 898-7424; or Sherry
Ann Betancourt, Counsel, Legal Division, (202) 898-6560, Federal
Deposit Insurance Corporation, 550 17th Street NW, Washington, DC
20429.
SUPPLEMENTARY INFORMATION:
I. Background
This document supplements and corrects the SUPPLEMENTARY
INFORMATION section of the final rule entitled ``Community Reinvestment
Act Regulations'' (the CRA final rule), published on November 24, 2017,
Federal Register Document 2017-25330 (82 FR 55734), by the OCC, the
Board, and the FDIC (collectively, the Agencies), by addressing two
additional comments that were timely submitted but inadvertently not
included in the rulemaking record of the CRA final rule. The sections
of this correction document are effective as if they had been included
in the SUPPLEMENTARY INFORMATION section of the CRA final rule,
effective January 1, 2018.
II. Waiver of Proposed Rulemaking and Waiver of 30-day Delayed
Effective Date
The Agencies ordinarily publish a notice of proposed rulemaking in
the Federal Register to provide a period for public comment before the
provisions of a rule take effect in accordance with section 553(b) of
the Administrative Procedure Act (APA) (5 U.S.C. 553(b)). Nevertheless,
an agency can waive this notice and comment procedure if it finds, for
good cause, that the notice and comment process is impracticable,
unnecessary, or contrary to the public interest and incorporates a
statement of its findings and reasons in the notice.
Section 553(d) of the APA ordinarily requires a 30-day delay in the
effective date of a final rule after the date of its publication in the
Federal Register. This 30-day delay in effective date can be waived,
however, if an agency finds for good cause that the delay is
impracticable, unnecessary, or contrary to the public interest, and the
agency incorporates a statement of the findings and its reasons in the
rule issued.
The Agencies do not believe that this correction document
constitutes a rule that would be subject to APA notice and comment or
delayed effective date requirements. The document corrects and
supplements the Agencies' discussion of public comments in the
SUPPLEMENTARY INFORMATION section of the CRA final rule and does not
make any changes to the regulatory text in the CRA final rule or
otherwise alter the CRA final rule's effect. As a result, this
correction document is intended to ensure that the CRA final rule's
SUPPLEMENTARY INFORMATION section accurately reflects the record of
comments received and the Agencies' responses.
Moreover, even if the notice and comment and delayed effective date
requirements applied to this rule, the Agencies find that there is good
cause to waive those requirements because they are unnecessary as the
CRA final rule had been previously subjected to the notice and comment
procedures. As noted above, the Agencies are merely supplementing and
correcting a discussion of public comments in the SUPPLEMENTARY
INFORMATION section through this correction document. The Agencies are
not making any changes to the regulatory text in the CRA final rule.
Therefore, the Agencies find it unnecessary to undertake further notice
and comment procedures with respect to this correction document.
III. Summary of Errors
In the SUPPLEMENTARY INFORMATION section of the CRA final rule, the
Agencies discussed amendments to their Community Reinvestment Act (CRA)
regulations. The Agencies referenced two public comments received in
response to the Notice of Proposed Rulemaking for those amendments \1\
and provided responses to those comments. However, due to an
inadvertent clerical error, the Agencies did not become aware of two
additional comment letters that were timely submitted until after the
Agencies had finalized and issued the amendments.
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\1\ 82 FR 43910 (Sept. 20, 2017).
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After analyzing the two additional comment letters, the Agencies
have determined that no changes to the regulatory text in the CRA final
rule are necessary. However, the Agencies are revising the
administrative record to include the correct number of public comments
received, the analysis of all comments received, and the Agencies'
responses to the comments.
IV. Correction of Errors
1. On page 55734, the third full paragraph in the third column is
revised to read as follows:
``Together, the Agencies received four comment letters on the
proposed amendments. One comment was from a community organization, two
comment letters were from industry trade associations, and one comment
was from a financial institution. Commenters generally supported the
changes proposed by the Agencies, although each also raised concerns
regarding certain aspects of the proposed rule and made other
suggestions not related to the proposal. As explained below, the
Agencies are finalizing the amendments as proposed.''
2. On page 55735, the second full paragraph in the third column
(continued in the first column on page 55736) and the first full
paragraph in the first column on page 55736 are revised, and one
paragraph is added following them to read as follows:
``The Agencies received three comment letters addressing this
proposed revision. Two of the commenters supported the Agencies'
efforts to conform the definition of ``home mortgage loan'' in the
Agencies' CRA regulations to the scope of reportable transactions in
Regulation C; one commenter opposed it. Of the two commenters
supporting the proposed amendments, a community organization noted that
some banks expressed concern that including home equity products
(closed-end home equity loans and open-end home equity lines of credit)
in CRA evaluations could have the effect of lowering the overall
percentage of home mortgage loans made to low- and moderate-income
borrowers and suggested that the Agencies consider evaluating home
equity lending separately from other types of home lending. This
commenter also urged the Agencies to consider loan purchases separately
from originations during the CRA evaluation. A trade association
opposed the proposed amendment to the ``home mortgage loan''
definition. This commenter recommended that data related to home equity
products not be included in the CRA reports provided to the Agencies
and the Agencies' analysis of home mortgage loans for purposes of the
CRA evaluation. The commenter suggested that the Agencies only consider
home equity-related data at the option of the financial institution.
The commenter stated that treating home equity products in the same
manner as purchase money mortgages or other real estate-secured lending
fails to address the significant differences in the availability and
use of these products across different geographies and income.
[[Page 15300]]
``The Agencies have considered all comments and are finalizing the
amendment to the ``home mortgage loan'' definition as proposed. First,
the commenter's suggestion to consider home mortgage loan purchases
separately from loan originations would require a change to the lending
test in the CRA regulations (12 CFR 25.22, 195.22, 228.22, and 345.22),
which is beyond the scope of the proposed amendments. Second, excluding
home equity loans and home equity lines of credit from the ``home
mortgage loan'' definition would create an inconsistency between the
CRA and HMDA regulations and a separate reporting requirement for CRA
reporters that are also HMDA reporters. The change in the ``home
mortgage loan'' definition does not require that the Agencies evaluate
home mortgage loans with different purposes (e.g., home purchase,
refinance, home improvement) the same during the CRA evaluation.
Instead, the Agencies note that, as with all aspects of an
institution's CRA performance evaluation, the Agencies will consider
the performance context of the financial institution when evaluating
its performance related to home mortgage lending, including home equity
products. The Agencies emphasize that performance context may include
additional information to explain how various loan products may impact
bank performance. The Agencies believe that the commenters' concerns
can be addressed effectively through the supervisory process.
Accordingly, the Agencies are finalizing the revised definition of
``home mortgage loan'' as proposed.
``As we stated in the proposed rule, the Agencies have relied on
the scope of HMDA-reportable transactions to define ``home mortgage
loan'' in the CRA regulations, in order to reduce burden on
institutions by avoiding unnecessary costs and confusion, and have made
conforming changes when the scope of HMDA-reportable transactions has
changed, provided that the revised terms continue to meet the statutory
purposes of the CRA. The Agencies are aware that the Bureau announced
its intention to open a rulemaking to reconsider various aspects of the
2015 HMDA Rule in its December 21, 2017, Public Statement on Home
Mortgage Disclosure Act Compliance, which is available at https://www.consumerfinance.gov/about-us/newsroom/cfpb-issues-public-statement-home-mortgage-disclosure-act-compliance/. The Agencies will continue to
review and monitor any new developments, including any amendments made
to the cross-referenced definitions in HMDA and Regulation C that
impact the CRA regulations, to ensure that such cross-referenced terms
continue to meet the statutory objectives of the CRA.''
3. On page 55736, the first and second full paragraphs in the
second column are revised and two paragraphs are added following them
to read as follows:
``The Agencies received three comments addressing the proposed
revision. These commenters supported amending the definition of
``consumer lending'' in the Agencies' CRA regulations to conform to
changes in the scope of loans reportable under Regulation C, which will
be effective January 1, 2018, but made additional suggestions,
including some not related to the proposal. A trade association urged
the Agencies to consider automatically home improvement loans not
secured by a dwelling if the financial institution opts to have them
considered. This commenter also suggested that if the financial
institution opts not to have such loans considered, then the Agencies
should not require the institution to produce data on those loans for
CRA evaluation. A community organization suggested that the Agencies
should have examiners evaluate consumer lending, including home
improvement lending not secured by a dwelling, during CRA exams when
such lending constitutes a ``significant amount'' of the bank's
business rather than a ``substantial majority,'' as is currently
required under 12 CFR __.22(a)(1). Another trade association encouraged
the Agencies to create a fifth category under the ``consumer loan''
definition to take the place of the ``home equity loan'' category,
which the Agencies proposed to remove as a result of home equity loans
and home equity lines of credit being included in the amended
definition of ``home mortgage loan.''
``The Agencies have considered the comments and are finalizing the
definition of ``consumer lending'' as proposed. First, the commenters'
suggestions to defer always to the financial institution on the
inclusion of unsecured home improvement loans and to change
``substantial majority'' to ``significant amount'' would require a
change to the CRA regulations beyond the scope of the proposed
amendments. Specifically, consumer loans are considered in the large
bank lending test under 12 CFR __.22(a)(1) under two circumstances:
``if the bank has collected and maintained [data], as required under 12
CFR __.42(c)(1), and elects to have those loans considered'' or ``[i]f
consumer lending constitutes a substantial majority of a bank's
business.'' 12 CFR __.22(a)(1). Thus, in the case of financial
institutions evaluated under the large bank lending test, following
these commenters' recommendations would require a regulatory change in
the retail lending test under 12 CFR __.22(a)(1), which was not
proposed.
``Further, in regard to the commenter's suggestion to use
``significant amount'' instead of ``substantial majority,'' loan
products evaluated in the small and intermediate small bank tests are
generally based on the financial institution's major product lines, or
primary products, whichever term applies depending on the supervising
agency. The categorization of consumer loans by type applies solely to
financial institutions evaluated using the large bank lending test. The
selection of major product lines, or primary products, for small and
intermediate small banks typically involves a review of loan
originations during the evaluation period, by loan type, along with a
discussion with bank management to understand the bank's business
focus. As a result, examiners already may include or exclude home
improvement loans in evaluating bank performance if they are not a
major product line, or primary product, as applicable.
``Second, the Agencies do not believe that creating a fifth, ``home
improvement,'' category of consumer loans is warranted given the
flexibility already provided through the supervisory process.
Additionally, creating a separate ``home improvement loan'' category of
consumer loans could result in additional burden for many financial
institutions, particularly community banks, through the separate
tracking of loans and could result in a double counting of loans, under
HMDA and CRA, for home improvement purposes that are secured by a
dwelling. For these reasons, the Agencies opted to consider home
improvement loans not secured by a dwelling included in evaluating
performance under the large bank lending test under the existing
consumer loan categories of ``other secured'' and ``other unsecured,''
rather than to create a new category of consumer loans. Accordingly,
the Agencies are finalizing the definition of ``consumer lending'' as
proposed. We note, however, that although the Agencies are not adopting
changes pursuant to the commenters' recommendations, the Agencies
regularly review examination policies, procedures, guidance, and the
CRA
[[Page 15301]]
regulations to better serve the goals of the CRA.''
4. On page 55736, the first full paragraph in the third column is
revised to read as follows:
``The Agencies received two comments on the proposed changes to the
CRA public file content requirements. One trade association supported
the Agencies' efforts to streamline the public file content
requirements to make it consistent with the new HMDA public disclosure
requirements. Another trade association suggested that because
financial institutions will no longer need to provide HMDA Loan
Application Registers to the public, financial institutions should also
not be required to produce their CRA Loan Application Registers (CRA
LARs) so as to reduce regulatory burden. Changing the requirements in
the CRA public file with respect to CRA LARs would require a regulation
change that was not proposed by the Agencies and did not have the
benefit of notice and comment. Accordingly, the Agencies are adopting
the revisions as proposed.''
Dated: March 30, 2018.
Joseph M. Otting,
Comptroller of the Currency.
By order of the Board of Governors of the Federal Reserve
System, March 13, 2018.
Ann E. Misback,
Secretary of the Board.
Dated at Washington, DC, this 12th of March, 2018.
By order of the Board of Directors.
Federal Deposit Insurance Corporation.
Robert E. Feldman,
Executive Secretary.
[FR Doc. 2018-06963 Filed 4-9-18; 8:45 am]
BILLING CODE 4810-33; 6210-01; 6714-01-P