Procedures for the Mobility Fund Phase II Challenge Process, 13417-13426 [2018-06382]
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FEDERAL COMMUNICATIONS
COMMISSION
[FR Doc. 2018–06279 Filed 3–28–18; 8:45 am]
Procedures for the Mobility Fund
Phase II Challenge Process
BILLING CODE 9110–12–P
47 CFR Part 54
[WC Docket No. 10–90, WT Docket No. 10–
208; DA 18–186]
Federal Communications
Commission.
ACTION: Final action; requirements and
procedures.
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AGENCY:
In this document, the Rural
Broadband Auctions Task Force, with
the Wireline Competition Bureau and
the Wireless Telecommunications
Bureau, adopt specific parameters and
SUMMARY:
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procedures to implement the Mobility
Fund Phase II challenge process. This
document describes the steps the
Federal Communications Commission
will use to establish a map of areas
presumptively eligible for MF–II
support from the newly collected,
standardized 4G Long Term Evolution
coverage data and proposes specific
parameters for the data that challengers
and respondents will submit as part of
the challenge process, as well as a
process for validating challenges.
The challenge window will open
March 29, 2018, and will remain open
until August 27, 2018.
DATES:
Submit waivers by email to
mf2challengeprocess@fcc.gov or by hard
copy to Margaret W. Wiener, Chief,
ADDRESSES:
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Auctions and Spectrum Access
Division, Wireless Telecommunications
Bureau, FCC, 445 12th Street SW, Room
6–C217, Washington, DC 20554.
For
general questions about the challenge
process and the USAC portal, email
mf2challengeprocess@fcc.gov or contact
Jonathan McCormack,
Jonathan.McCormack@fcc.gov, (202)
418–0660. For questions about the onetime, 4G LTE data collection, contact
Ken Lynch, Kenneth.Lynch@fcc.gov,
(202) 418–7356, or Ben Freeman,
Ben.Freeman@fcc.gov, (202) 418–0628.
Additional challenge process
information is available at the Mobility
Fund Phase II website (https://
www.fcc.gov/mobility-fund-phase-2).
FOR FURTHER INFORMATION CONTACT:
This is a
summary of the Public Notice (MF–II
Challenge Process Procedures Public
Notice), WC Docket No. 10–90, WT
Docket No. 10–208, DA 18–186, adopted
on February 27, 2018, and released on
February 27, 2018. The MF–II Challenge
Process Procedures Public Notice
includes as attachments the following
appendices: Appendix A, Generating
Initial Eligible Areas Map; Appendix B,
Validating Challenge Evidence;
Appendix C, Applying Subsidy Data;
Appendix D, File Specifications and
File Formats; Appendix E, Relational
Mapping of Form 477 Filers to
Providers; and Appendix F, Challenge
Data Certification Form. The complete
text of the MF–II Challenge Process
Procedures Public Notice, including all
attachments, is available for public
inspection and copying from 8:00 a.m.
to 4:30 p.m. Eastern Time (ET) Monday
through Thursday or from 8:00 a.m. to
11:30 a.m. ET on Fridays in the FCC
Reference Information Center, 445 12th
Street SW, Room CY–A257,
Washington, DC 20554. The complete
text is also available on the
Commission’s website at https://
apps.fcc.gov/edocs_public/attachmatch/
DA-18-186A1.pdf. Alternative formats
are available to persons with disabilities
by sending an email to FCC504@fcc.gov
or by calling the Consumer &
Governmental Affairs Bureau at (202)
418–0530 (voice), (202) 418–0432
(TTY).
SUPPLEMENTARY INFORMATION:
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I. Introduction
1. In the MF–II Challenge Process
Procedures Public Notice, the Rural
Broadband Auctions Task Force (Task
Force), with the Wireless
Telecommunications Bureau and the
Wireline Competition Bureau (the
Bureaus), establishes the parameters and
procedures to implement the Mobility
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Fund Phase II (MF–II) challenge
process.
2. In the MF–II Challenge Process
Order, 82 FR 42473, September 8, 2017,
the Federal Communications
Commission (Commission) directed the
Bureaus to provide more details
regarding the procedures for generating
the initial map of presumptively eligible
areas and the procedures for the
challenge process. In the MF–II
Challenge Process Comment Public
Notice, 82 FR 51180, November 3, 2017,
the Task Force and Bureaus proposed
and sought comment on the procedures
for processing the coverage and subsidy
data and creating the initial eligible
areas map, the specific parameters for
the data that challengers and
respondents will submit as part of the
challenge process, and a process for
validating challenges. The Bureaus now
resolve these issues and describe the
filing requirements and procedures
related to the challenge process.
II. Procedures for Generating the Initial
Eligible Areas Map
3. The Bureaus adopt the proposed
methodology for generating the initial
map of areas presumptively eligible for
MF–II support, i.e., those areas lacking
unsubsidized qualifying coverage by
any provider. In this multi-step
approach, Commission staff first
determines the unsubsidized coverage
for each provider based on its submitted
standardized coverage data of qualified
4G Long Term Evolution (LTE), and
then aggregates these data across all
providers; this aggregate area of
unsubsidized coverage is then removed
from the rest of the land area within
each state to determine the
presumptively eligible areas. This
approach is consistent with the
Commission’s decision that areas
lacking unsubsidized, qualifying 4G
LTE service will be eligible for the
auction, as well as its decision to create
the map of areas presumptively eligible
for MF–II support using a combination
of the new 4G LTE coverage data and
subsidy data from USAC. Specifically,
the methodology the Bureaus adopt
produces a map of unsubsidized
qualified 4G LTE coverage for each
provider by removing from that
provider’s submitted coverage any areas
that the USAC subsidy data show are
subsidized. The resulting maps of
unsubsidized coverage are then merged
across all providers to determine the
areas ineligible for MF–II support. The
initial eligible areas map shows all areas
that are not ineligible for MF–II support.
4. To generate a map of unsubsidized
qualified 4G LTE coverage for each
provider, Commission staff: (1) Removes
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any subsidized areas from the provider’s
coverage map; (2) removes any wateronly areas; (3) overlays a uniform grid
with cells of one square kilometer (1 km
by 1 km) on the provider’s coverage
map; and (4) removes grid cells with
coverage of less than the minimum area
that could be covered by a single speed
test measurement when buffered. The
term ‘‘water-only area’’ is defined as a
water-only census block (that is, a
census block for which the entire area
is categorized by the U.S. Census
Bureau as water).
5. Using the maps that result from
steps 1–4 of this process, staff then
generates the map of presumptively
eligible areas for each state (or state
equivalent) by: (5) Merging the maps of
unsubsidized coverage for all providers;
(6) removing the merged unsubsidized
coverage generated in step 5 (the
ineligible areas) from the state’s
boundary to produce the eligible areas;
and (7) removing any water-only areas
from the eligible areas. Since the
Bureaus waived the deadline for mobile
wireless providers in Puerto Rico and
the U.S. Virgin Islands to submit
information regarding 4G LTE coverage,
the map of presumptively eligible areas
does not include Puerto Rico and the
U.S. Virgin Islands.
6. The Bureaus define a uniform grid
with cells of equal area (1 km by 1 km)
across the continental United States,
and separate uniform grids with cells of
equal area (1 km by 1 km) for overseas
territories and Hawaii. These grids are
defined using an ‘‘equal area’’ map
projection so that the same number of
speed tests will be required to challenge
the cell regardless of the location of the
grid cell. The USAC portal system will
use the uniform grid system to validate
and process data submitted during the
challenge process.
7. Commission staff is making
available to the public the resulting map
of presumptively eligible areas (overlaid
with the uniform grid) for each state or
state equivalent. The maps of
unsubsidized coverage for specific
providers will only be made available to
a challenger through USAC’s online
challenge portal (the USAC portal) after
the challenger agrees to keep such maps
confidential.
III. Procedures for MF–II Challenges
A. Procedures for Challengers: Filing a
Challenge
1. Timing for Availability of Initial
Coverage Data and Challenge Window
8. The Bureaus adopt the proposal to
make public the map of areas
presumptively eligible for MF–II
support no earlier than four weeks after
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the deadline for submission of the new,
one-time 4G LTE provider coverage
data. The challenge process window
will open no sooner than 30 days after
the release of the map.
Contemporaneously with the release of
the MF–II Challenge Process Procedures
Public Notice, the Bureaus released the
MF–II Challenge Process Initial Eligible
Areas Map Public Notice, DA 18–187,
on February 27, 2018, announcing the
publication of the initial eligible areas
map and that the challenge window will
open 30 days later, on March 29, 2018.
Once the challenge window opens, an
eligible party will be able to access the
USAC portal and download the
provider-specific confidential data
necessary to begin conducting speed
tests. If a consumer, organization, or
business believes that its interests
cannot be met through its state, local, or
Tribal government entity and wishes to
participate in the process as a
challenger, the individual or entity may
file a petition with the Commission
requesting a waiver for good cause
shown. The challenge window will
close 150 days later, consistent with the
procedures adopted in the MF–II
Challenge Process Order. Although
challengers will be able to submit speed
test data until the close of the challenge
window, the Commission determined
that only those challenges to areas that
are certified by a challenger at the close
of the window will proceed. Since a
challenger will not be able to certify a
challenge until the submitted speed test
data has been validated, the Bureaus
strongly encourage challengers to
submit data in advance of the closing
date to allow ample time for validation
processing. Each challenger is
responsible for ensuring timely
certification of its challenges.
9. The Bureaus are providing 30 days’
notice of the opening of the USAC
portal and commencement of the
challenge window.
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2. Using the USAC Challenge Process
Portal
a. Accessing the Portal
10. Under the challenge process
framework adopted by the Commission,
a challenger must use the USAC portal
to access the confidential providerspecific information that is pertinent to
a challenge, as well as to submit its
challenge, including all supporting
evidence and required certifications. A
challenger must log into the USAC
portal using the account created
pursuant to the procedures in the MF–
II Handset and USAC Portal Access
Public Notice, 83 FR 254, January 3,
2018, and the MF–II Challenge Process
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Portal Access Request Form is Available
Public Notice, DA 18–142, February 14,
2018.
11. The Bureaus remind parties
participating in the challenge process
that it is each party’s responsibility to
ensure the security of its computer
systems, user IDs, and passwords, and
to ensure that only authorized persons
access, download, or upload data into
the challenge process portal on the
party’s behalf. The Commission assumes
no responsibility or liability for these
matters. To the extent a technical or
security issue arises with the USAC
portal, Commission staff will take all
appropriate measures to resolve such
issues quickly and equitably. Should an
issue arise that is outside the USAC
portal or attributable to a challenge
process participant—including, but not
limited to, a participant’s hardware,
software, or internet access problem—
and which prevents the participant from
accessing provider-specific data or
submitting a challenge prior to the close
of the challenge window, the
Commission shall have no obligation to
resolve or remediate such an issue on
behalf of the participant.
b. Access to Provider-Specific Data
12. The Bureaus adopt the proposal to
make available in a downloadable
format through the USAC portal the
provider-specific data underlying the
map of presumptively eligible areas.
Among other geographic data, a
challenger will be able to access the
following data in shapefile format on a
state-by-state basis: (a) The boundaries
of the state (or state equivalent) overlaid
with the uniform grid; (b) the
confidential coverage maps submitted
by providers for the one-time 4G LTE
data collection; and (c) the map of
initial eligible areas. In addition, as
proposed, challengers will be able to
access, for each state, the confidential
provider-specific data on the list of preapproved handsets and the clutter
information submitted for the one-time
4G LTE data collection. These data will
be available for download in a tabular
comma-separated value (CSV) format. A
challenger will not have access to
confidential provider-specific
information unless and until it agrees to
treat the data as confidential.
Specifically, a challenger must agree to
only use confidential provider-specific
information for the purpose of
submitting an MF–II challenge in the
USAC portal before a challenger may
download these data.
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3. Evidentiary Requirements for
Challenge Data
a. General Requirements Adopted by the
Commission for Speed Test
Measurements
13. In the MF–II Challenge Process
Order, the Commission decided that a
challenger must submit detailed proof of
lack of unsubsidized, qualified 4G LTE
coverage in support of its challenge in
the form of actual outdoor speed test
data showing measured download
throughput. A challenger must submit
speed data from hardware- or softwarebased drive tests or application-based
tests that overlap the challenged area.
Each speed test must be conducted
between the hours of 6:00 a.m. and
12:00 a.m. (midnight) local time, and
the date of the test must be after the
publication of the initial eligibility map
but not more than six months before the
scheduled close of the challenge
window. Speed test data must be
certified under penalty of perjury by a
qualified engineer or government
official.
14. When collecting speed data, a
challenger must use at least one of the
three handsets identified by each
provider whose coverage is the subject
of the specific challenge. A challenger
must purchase an appropriate service
plan from each unsubsidized service
provider in the challenged area. The
Commission explained in the MF–II
Challenge Process Order that ‘‘[a]n
appropriate service plan would allow
for speed tests of full network
performance, e.g., an unlimited highspeed data plan.’’ A challenger should
be cognizant of the limitations under the
service plan(s) it purchases and that
respondents have the ability to respond
to challenger speed tests with evidence
of speed reductions. Depending on the
size of the area being challenged and the
terms of the plans offered by a
challenged provider, a challenger may
determine that it should purchase more
than one service plan for the handset(s)
it uses to test a provider’s coverage in
the challenged area. The Bureaus are not
requiring a challenger to purchase
multiple service plans from a
challenged carrier; it is a challenger’s
decision what type of service plan and
how many plans to purchase in order to
collect speed test data that support a
challenge.
b. Substantial Coverage of the
Challenged Area
15. The Commission decided in the
MF–II Challenge Process Order that a
challenger must submit actual outdoor
speed test measurements with sufficient
density to reflect actual consumer
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experience throughout the entire
challenged area. Specifically, the
Commission adopted a requirement that
a challenger must take measurements
that: (1) Are no more than a fixed
distance apart from one another in each
challenged area; and (2) substantially
cover the entire area.
16. The density of submitted speed
points will be validated as part of a
multi-step geospatial-data-processing
approach. Consistent with the
Commission’s decision in the MF–II
Challenge Process Order, the Bureaus
will determine whether a challenger’s
speed test points substantially cover a
challenged area (i.e., cover at least 75
percent of the challenged area) by
buffering each speed test point that
reports a downstream speed less than 5
Mbps, calculating the buffered area, and
then comparing the area of the buffered
points to the challengeable area within
a 1 km by 1 km grid cell. The
Commission determined in the MF–II
Challenge Process Order that the radius
of the buffer will equal ‘‘half of the
maximum distance parameter.’’ Under
this validation process, if a challenger
submits speed test measurements that
are further apart than the maximum
distance parameter in a challenged area,
its evidence may be insufficient to cover
at least 75 percent of the challengeable
area within a cell, and its challenge
would presumptively fail.
17. The Bureaus adopt the proposal to
use kilometers instead of miles to be
consistent with the de minimis
challenge size adopted by the
Commission, as well as to be consistent
with the units used for the ‘‘equal area’’
map projection that we will use when
processing geospatial data. Consistent
with the Commission’s direction to
adopt a maximum distance value, the
Bureaus adopt the proposal that speed
test measurements must be no more
than one-half of one kilometer apart
from one another. As a result, the buffer
radius will equal one-quarter of one
kilometer. The Bureaus also adopt the
proposal to require a challenger to
submit data for at least one speed test
within the challengeable area of a grid
cell in order to challenge an area within
the grid cell. The requirement that
measurements be taken no more than
one-half of one kilometer apart from one
another serves as an upper bound (i.e.,
maximum distance apart), and a
challenger will be free to and, in some
circumstances, may be required to
submit measurements taken more
densely in order to sufficiently prove its
challenge.
18. Under the challenge process
framework that the Commission
adopted, all ineligible areas may be
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challenged and challengers have the
option to conduct speed tests that cover
the areas they wish to challenge.
Similarly, responding providers have
the option to submit speed tests that
demonstrate their coverage. These
options will not be diminished or
otherwise modified by the relative
accessibility of an area.
c. Additional Parameters and
Specifications for Speed Test
Measurements
19. In addition to the general
requirements for speed tests, the
Commission directed the Bureaus to
implement any additional parameters to
ensure that speed tests accurately reflect
the consumer experience in the
challenged area. Consistent with this
direction, the Bureaus adopt the
proposal to require a challenger to
submit all speed test measurements
collected during the relevant time
frame, including those that show speeds
greater than or equal to 5 Mbps. While
a challenger is able to delete speed tests
from the USAC portal, this function
should only be used to correct errors in
submissions or add information to
previous submissions. The Commission
will have the ability to review all
submitted data, including deleted
submissions and speed test data points
that show speeds equal to or greater
than 5 Mbps.
20. In addition, the Bureaus adopt the
proposal to require a challenger to
provide data that is commonly collected
by speed test software and speed test
apps. Specifically, a challenger must
provide: Signal strength and latency; the
service provider’s identity; the make
and model of the device used (which
must be from that provider’s list of preapproved handsets); the international
mobile equipment identity (IMEI) of the
tested device; the method of the test
(i.e., hardware- or software-based drive
test or non-drive test app-based test);
and, if an app was used to conduct the
measurement, the identity and version
of the app. The Bureaus will not allow
a challenger to submit speed test data of
its own network.
21. The Bureaus also adopt a
requirement that a challenger report
information about the server used for
speed and latency testing. Specifically,
a challenger is required to submit the
identity and location of the server used
for speed and latency testing.
22. The complete list of data required
for a challenge may be found in
Appendix D.
d. File Formats
23. The Bureaus adopt the proposal
that a challenger must submit speed test
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data in CSV format matching the
respective file specifications. A
challenger is required to submit a CSV
file that contains entries for each speed
test run by the challenger to provide
evidence in support of its challenge. A
challenger can create this file using a
template provided in the USAC portal.
24. The Bureaus require a challenger
to report information about the server
used for speed and latency testing. As
a result, the Bureaus have modified the
speed test data template proposed in the
MF–II Challenge Process Comment
Public Notice to include the identity
and location of the server used for
testing.
25. Additional details about the file
formats required for challengers may be
found in Appendix D.
4. Validation of Challenges
26. The Bureaus adopt and explain
the detailed procedures for
implementing system validation of
evidence submitted by a challenger, as
directed by the Commission in the MF–
II Challenge Process Order. Consistent
with the Bureaus’ decision to use the
uniform grid system to validate and
process data submitted by a challenger,
the USAC system will use a uniform
grid of one square kilometer cells to
perform geospatial analysis of a
challenger’s speed test data. The first
step in the validation process requires
the USAC system to determine whether
a particular challenged area meets the
de minimis threshold of one square
kilometer. For each grid cell containing
a speed test measurement submitted by
a challenger, the challenged area will
equal the challengeable portion of the
grid cell (i.e., the ineligible area, or any
area that is neither eligible nor wateronly). The USAC system will
superimpose each challenged area onto
the initial eligibility map and remove
any portions that overlap eligible areas.
Since the USAC portal will use a
uniform grid of one square kilometer
cells to perform geospatial analysis, a
challenge for a grid cell that is entirely
challengeable will inherently meet the
de minimis size threshold. In areas
where the challengeable portion of the
grid cell is less than this threshold, the
Bureaus adopt the proposal to have the
system validate that the sum of all areas
challenged by a challenger in a state is
greater than or equal to one square
kilometer. If a challenge does not meet
the de minimis area threshold, the
challenge would fail step one of the
validation process. If a challenge meets
the de minimis area threshold, the
USAC system will proceed to the
second step of the validation process.
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27. In the second step of the system
validation process, the USAC system
will analyze each speed test record to
ensure it meets all standard parameters,
other than the maximum distance and
substantial coverage requirement.
Consistent with the Bureau’s proposal, a
challenger must submit speed test data
in a standard format on a state-by-state
basis. If the challenge speed test data
meet all standard parameters, the USAC
system, as proposed, will determine the
set of grid cells in which at least one
counted speed test is contained (the
challenged grid cells) and will proceed
to the third step of the validation
process.
28. In step three, the USAC system
creates a buffer (i.e., draws a circle of
fixed size) around each counted speed
test (i.e., each speed test point that
passes steps one and two) using a radius
of one quarter of one kilometer, which
is equal to half of the maximum
distance allowed between tests. For
each challenged grid cell, the system
will then determine how much of the
total buffered area overlaps with the
coverage map of the challenged provider
for whose network the speed test
measurement was recorded; this
overlapping portion is the measured
area. Since a challenger has the burden
of showing insufficient coverage by each
provider of unsubsidized, qualified 4G
LTE service, the system will also
determine the unmeasured area for each
such provider, that is, the portion of
each provider’s coverage in the grid cell
falling outside of the buffered area.
29. In the last step of the validation
process, the USAC system determines
whether the buffered area of all counted
speed tests covers at least 75 percent of
the challengeable area in a grid cell. The
system will merge the unmeasured area
of all providers in a grid cell to
determine the aggregated unmeasured
area where the challenger has not
submitted sufficient speed test evidence
for every provider. If the calculated size
of the aggregated unmeasured area in
the grid cell is greater than 25 percent
of the total challengeable area of the grid
cell (i.e., the total area of the grid cell
minus any water-only areas and any
eligible areas), the challenge will be
presumptively unsuccessful because it
failed the requirement to include speed
test measurements of sufficient density
for all providers. The system will
provide a warning to the challenger for
any grid cells that fail this step. The
system will consider all certified
challenges in a particular grid cell
across all challengers at the close of the
challenge window.
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5. Certifying a Challenge
a. Qualified Engineer/Government
Official Certification
30. The Commission decided in the
MF–II Challenge Process Order that all
submitted speed tests must be
substantiated by the certification of a
qualified engineer or government
official to be considered during the
adjudication phase of the challenge
process. The Bureaus clarify that a
qualified engineer may be an employee
of the challenger or a third-party
vendor, so long as the individual: (1)
Possesses a sufficient degree of
technical knowledge and experience to
validate the accuracy of submitted
speed test data; and (2) has actual
knowledge of the accuracy of the
submitted data. For purposes of
certification, a qualified engineer need
not meet state professional licensing
requirements, such as may be required
for a licensed Professional Engineer, so
long as the individual possesses the
requisite technical knowledge,
engineering training, and relevant
experience to validate the accuracy of
the submitted data. Using the Challenge
Data Certification form in Attachment F,
the qualified engineer or government
official shall certify under penalty of
perjury that: (a) He/she has examined
the information prepared for
submission; and (b) all data and
statements contained therein were
generated in accordance with the
parameters specified by the Commission
and are true, accurate, and complete to
the best of his/her knowledge,
information, and belief. The challenger
must possess an executed Challenge
Data Certification form in order to have
all of the information it needs to certify
a challenge. Persons making willful
false statements in any part of a speed
data submission may be subject to
punishment by fine or imprisonment.
b. Challenger Certification
31. A challenger must certify its
challenge(s) before the challenge
window closes in order for the
challenge to proceed. Through the
USAC portal, a challenger will be able
to electronically certify its counted
speed test measurements on a grid cell
by grid cell basis, since the system will
consider each challenged grid cell as a
separate challenge, or to certify some or
all of its challenged grid cells on an
aggregated basis. To certify a challenged
grid cell, an authorized representative of
the challenger must: (1) Provide the
name and title of the certifying engineer
or government official who
substantiated the speed test data; and (2)
certify under penalty of perjury that: (a)
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The qualified engineer or government
official has examined the information
submitted; and (b) the qualified
engineer or government official has
certified that all data and statements
contained in the submission were
generated in accordance with the
parameters specified by the Commission
and are true, accurate, and complete to
the best of his or her knowledge,
information, and belief. The Bureaus
will not require a challenger to submit
an executed Challenge Data Certification
form when it certifies a challenge,
though the Bureaus reserve the right to
request a copy of the executed form. The
Bureaus caution challengers that they
will not be legally capable of making the
required challenge certification in the
USAC portal unless a qualified engineer
or government official has substantiated
the challenge speed test data by
executing the Challenge Data
Certification form.
32. The Bureaus adopt the proposal to
allow a challenger to certify a
presumptively unsuccessful challenge
in a grid cell that fails validation solely
because the challenger did not include
speed test measurements of sufficient
density for all providers. This will allow
the system to consider all certified
challenges in a particular grid cell
across all challengers at the close of the
challenge window, even if the
individual challenges would fail the
density requirement on their own.
33. During the challenge window,
each challenger will be able to review
its certified challenges on a grid cell by
grid cell basis and may modify data
submitted in support of a challenge after
certifying (e.g., to correct or submit
additional data). A challenger will be
required to re-certify any challenges for
which it submits additional or modified
data; however, any new or modified
data must also be substantiated by the
certification of a qualified engineer or
government official. At the close of the
challenge window, only those
challenges that are certified will
proceed to adjudication; however, all
data entered into the USAC portal may
be considered in determining the weight
of the evidence.
B. Procedures for Challenged Parties:
Responding to a Challenge
1. Timing for Availability of Challenge
Data and Response Window
34. Following the close of the
challenge window, the USAC portal
system will process the data submitted
by challengers. The type of processing
that occurs after the challenge window
closes is different from the automatic
validation processing that takes place
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before the window closes. Specifically,
once the challenge window closes, the
system will aggregate all certified
challenges and recalculate density for
each challenged grid cell to determine
whether the combined challenges cover
at least 75 percent of the challenged
area. Only those challenges that are
certified at the close of the challenge
window will undergo this post-window
processing; any challenges that have not
completed automatic validation
processing and/or have not been
certified by the close of the challenge
window will not proceed. The Bureaus
will provide challenged parties 30 days
to review challenges and supporting
data in the USAC portal prior to
opening the response window. The
response window will open no sooner
than 30 days after the USAC system
finishes processing the data submitted
by challengers.
35. Once opened, the response
window will close 30 days later.
Although a challenged party will have
an opportunity to submit additional
data via the USAC portal in response to
a certified challenge for the entire
duration of the response window,
challenged parties are encouraged to file
in advance of the deadline. A
challenged party will not have an
opportunity to submit additional data
for the Commission’s consideration after
the response window closes.
2. Using the USAC Challenge Process
Portal
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a. Accessing the Portal
36. A challenged provider must use
the USAC portal if it chooses to: (1)
access and review the data submitted by
the challenger with respect to a
challenge within the provider’s service
area; and/or (2) submit additional data/
information to oppose the challenge
(i.e., demonstrate that the challenger’s
speed test data are invalid or do not
accurately reflect network performance).
A challenged provider must log into the
USAC portal using the account created
pursuant to the procedures in the MF–
II Handset and USAC Portal Public
Notice.
37. The Bureaus again remind parties
participating in the challenge process
that it is each party’s responsibility to
ensure the security of its computer
systems, user IDs, and passwords, and
to ensure that only authorized persons
access, download, or upload data into
the challenge process portal on the
party’s behalf. The Commission assumes
no responsibility or liability for these
matters. To the extent a technical or
security issue arises with the USAC
portal, Commission staff will take all
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appropriate measures to resolve such
issues quickly and equitably. Should an
issue arise that is outside the USAC
portal or attributable to a challenge
process participant—including, but not
limited to, a participant’s hardware,
software, or internet access problem—
and which prevents the participant from
accessing challenge information or
submitting response data prior to the
close of the response window, the
Commission shall have no obligation to
resolve or remediate such an issue on
behalf of the participant.
b. Challenge Information
38. Each challenged provider will be
able to access and download through
the USAC portal all speed test data
associated with certified challenges on
that provider’s network. Specifically,
after the USAC system finishes
processing challenger data, a challenged
party will be able to view and download
the counted speed test data associated
with a certified challenge that disputes
the challenged party’s coverage, i.e.,
counted speed tests conducted by a
challenger on the challenged party’s
network. In addition, each challenged
provider will be able to view and
download speed test measurements that
failed validation solely because the
measurement was greater than or equal
to 5 Mbps. USAC will not make
available to a challenged party any
speed tests that receive error codes other
than for being above the 5 Mbps
download speed threshold (e.g., tests
that failed because they were not
conducted during the required time
period). The Bureaus note that, since the
USAC system will not fully process the
failed speed test data, these data will
only be available in a downloadable
format. Also, the Bureaus remind parties
that challenger speed test data for speed
tests above 5 Mbps are not certified to,
as they did not make it all the way
through the challenger validation
process.
3. Evidentiary Requirements for
Response Data
a. General Requirements Adopted by the
Commission
39. A challenged party is not required
to respond to a challenge within its
service area. If a challenged provider
chooses to respond to a challenge, the
Commission will accept as response
data certain technical information that
is probative regarding the validity of a
challenger’s speed tests, including
speed test data, information regarding
speed reductions that affected specific
challenger speed tests, and other devicespecific data collected from transmitter
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monitoring software. If a challenged
party submits its own speed test data,
the data must conform to the same
standards and requirements adopted for
the challengers, except for the recency
of the submitted data. Parties submitting
technical data other than speed tests,
including data from transmitter
monitoring software, are required to
include ‘‘geolocated, device-specific
throughput measurements and other
device-specific information (rather than
generalized key performance indicator
statistics for a cell-site).’’ Only data
collected after the publication of the
initial eligibility map and within six
months of the scheduled close of the
response window will be accepted from
challenged parties. Response data must
be reliable and credible to be useful
during the adjudication process. Any
evidence submitted by a challenged
party in response to a challenge must be
substantiated by the certification of a
qualified engineer or official under
penalty of perjury.
b. Additional Requirements for Speed
Test Measurements
40. Consistent with the Commission’s
decision in the MF–II Challenge Process
Order, if a challenged party chooses to
submit its own speed test data, the data
must conform to the same additional
parameters adopted for challengers,
except for the requirement to identify
the service provider. A challenged party
may only provide speed tests of its own
network in response to a challenge. In
addition to the parameters adopted by
the Commission in the MF–II Challenge
Process Order, a challenged party’s
speed data must include: Signal strength
and latency; the device used (which
must be from that provider’s list of preapproved handsets); the IMEI of the
tested device; the method of the test
(i.e., hardware or software-based drive
test or non-drive test app-based test); if
an app was used to conduct the
measurement, the identity and version
of the app; and the identity and location
of the server used for testing. As with
challenger data, a challenged party’s
speed test measurements may be no
further than one-half kilometer apart
from one another. While the system will
not validate a challenged party’s
response data, response speed tests
must record a download speed of at
least 5 Mbps and meet all other standard
parameters. A challenged party must
submit all speed test measurements
collected during the relevant time
frame, including those that show speeds
less than or equal to 5 Mbps. The
complete file specification for
respondent speed tests is detailed in
Appendix D.
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41. While data submitted by a
challenged party will not be subject to
the identical system validation process
used for challenger speed test data, the
system will process any submitted
speed data using a similar approach.
The USAC system will analyze each
speed test record to ensure it meets all
standard parameters and apply a buffer
with a fixed radius to each counted
speed measurement.
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c. Additional Requirements for Speed
Reduction Data
42. The Bureaus adopt the proposal to
allow a challenged party to submit data
identifying a particular device that a
challenger used to conduct its speed
tests as having been subjected to
reduced speeds, along with the precise
date and time the speed reductions were
in effect on the challenger’s device
(speed reduction data). As the
Commission explained in the MF–II
Challenge Process Order, the Bureaus
expect that speed test data will be
particularly persuasive evidence to
rebut a challenge. The Bureaus do not
expect a challenged provider to submit
challenger speed tests as part of its
rebuttal because the challenged provider
would need actual knowledge of the
conditions under which the challenger
speed tests were conducted to be able to
certify to the accuracy of the
challenger’s speed tests.
43. The Bureaus acknowledge that a
provider may reduce data speed for
various reasons, and expect that
evidence of user-specific speed
reductions will be more probative and
given more weight during adjudication
than evidence of common network
practices affecting all subscribers
independent of the service plan used.
Speed reduction data will be most
probative of the validity of challenger
speed tests when those data show that
specific test results were caused by the
challenger’s chosen rate plan or the
challenger’s data usage in the relevant
billing period. While the Bureaus will
not require a challenger and challenged
party to coordinate before speed test
data are recorded, interested parties will
not be prohibited from coordinating
with one another regarding speed tests
if they choose to do so.
d. Requirements for Data From
Transmitter Monitoring Software
44. Under the MF–II challenge
process framework adopted by the
Commission, a challenged party may
submit device-specific data collected
from transmitter monitoring software in
responding to a challenge. As stated in
the MF–II Challenge Process Order,
these data ‘‘should include geolocated,
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device-specific throughput
measurements or other device-specific
information (rather than generalized key
performance indicator statistics for a
cell-site) in order to help refute a
challenge.’’ The Bureaus adopt the
proposal to allow challenged parties to
submit transmitter monitoring software
data that is substantially similar in form
and content to speed test data in order
to facilitate comparison of such data
during the adjudication process. In
particular, challenged parties wishing to
submit such data must include: The
latitude and longitude to at least five
decimals of the measured device; the
date and time of the measurement; and
signal strength, latency, and recorded
speeds. The Bureaus will not require
challenged parties submitting data from
transmitter monitoring software to
provide the measured distance between
the device and transmitter.
45. The Bureaus adopt the proposal to
require that measurements from
submitted transmitter monitoring
software data conform to the standard
parameters and requirements adopted
by the Commission for speed test data
submitted by a challenged party. The
Bureaus will require that such
measurements reflect device usage
between the hours of 6:00 a.m. and
12:00 a.m. (midnight) local time and be
collected after the publication of the
initial eligibility map and within six
months of the scheduled close of the
response window. The Bureaus will not
require challenged parties to submit all
transmitter monitoring software data
collected over the relevant time period
due to the potential massive volume of
data that could be collected over six
months. The complete file specifications
for respondent transmitter monitoring
software data is detailed in Appendix D.
The Bureaus caution that triangulated
data with large inaccuracies may not be
precise enough to constitute devicespecific geolocated measurements
because an engineer would not be able
to certify to the accuracy of a particular
speed test occurring at a particular
location.
e. File Formats
46. The Bureaus adopt the proposal
that challenged parties submit speed
test data in CSV format matching the
respective file specifications.
Challenged parties are required to
submit a CSV file that contains entries
for each speed test run by the
challenged party to provide evidence in
support of its response. A challenged
party can create this file using a
template provided in the USAC portal.
The Bureaus will also require that data
from transmitter monitoring software be
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13423
submitted using this same template. A
challenged party may leave the device
IMEI and device ID fields blank when
submitting data from transmitter
monitoring software.
47. The Bureaus also adopt the
proposal to require challenged parties
that file speed reduction data to file the
data in CSV format matching the
respective file specifications. This file
can be created using a template
provided in the USAC portal. The
Bureaus will permit challenged parties
to leave the device download speed data
field blank if that provider’s plan does
not reduce speeds to a fixed value. In
order to be useful when evaluating
challenges, the Bureaus conclude that
the data captured in the speed reduction
data template must reflect when a
particular device was known to have
actually experienced reduced speeds.
48. The Bureaus expect that speed
reduction data would need to show that
a specific speed test result was affected
by a speed reduction—not merely that
the challenger was eligible for (i.e.,
potentially subject to) reduced speeds
sometimes under the terms of its service
plan (because of the amount of recent
data usage or not). Accordingly, the
Bureaus expect that, for speed data
submitted by challengers that chose
appropriate rate plans (those that
allowed for testing of full network
performance), a challenged party’s data
showing that a specific speed reduction
occurred over a very limited time
period, such as a few minutes, would be
more probative of the validity of
challenger speed tests taken during that
time than data alleging that a speed
reduction occurred over several hours or
several days. If, however, the challenger
chose an inappropriate rate plan or the
challenger’s data usage triggered a
constant and extended speed reduction,
for example by the challenger going over
a high-speed data allotment in a billing
period, the Bureaus expect that a
challenged party’s speed reduction data
would be useful if it showed the entire
period that challenger speed tests were
taken under such conditions.
49. The Bureaus’ decision to require
that response speed test data,
transmitter monitoring software data,
and speed reduction data be submitted
in a certain format is consistent with the
Commission’s direction that the Bureaus
implement ‘‘any additional
requirements that may be necessary or
appropriate for data submitted by a
challenged party in response to a
challenge.’’ To the extent response data
requires further explanation that does
not fit into the templates, a challenged
party may additionally provide a
descriptive narrative in a text box
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accessible via the USAC portal;
however, speed test data, transmitter
monitoring data, or speed reduction
data submitted by challenged parties
must otherwise conform to the required
templates in order to be considered.
50. Additional details about the
attributes and the file formats that we
will require for respondents may be
found in Appendix D.
4. Certifying a Response
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a. Qualified Engineer Certification
51. The Commission decided in the
MF–II Challenge Process Order that all
response evidence must be certified by
a qualified engineer to be considered
during the adjudication phase of the
challenge process. The Bureaus again
clarify that a qualified engineer may be
an employee of the challenged party or
a third-party vendor so long as the
individual: (1) Possesses a sufficient
degree of technical knowledge and
experience to validate the accuracy of
submitted data; and (2) has actual
knowledge of the accuracy of the
submitted data. For purposes of
certification, a qualified engineer need
not meet state professional licensing
requirements, such as may be required
for a licensed Professional Engineer, so
long as the individual possesses the
requisite technical knowledge,
engineering training, and relevant
experience to validate the accuracy of
the submitted data. Using the Challenge
Data Certification form in Attachment F,
the qualified engineer shall certify
under penalty of perjury that: (a) He/she
has examined the information prepared
for submission; and (b) all data and
statements contained therein were
generated in accordance with the
parameters specified by the Commission
and are true, accurate, and complete to
the best of his/her knowledge,
information, and belief. The Bureaus
will not require a challenged party to
submit an executed Challenge Data
Certification form when it certifies a
response, though the Bureaus reserve
the right to request a copy of the form.
The Bureaus caution challenged parties
that they will not be legally capable of
making the required response
certification unless a qualified engineer
has substantiated the response data by
executing the Challenge Data
Certification form. The challenged party
must possess an executed Challenge
Data Certification form in order to have
all of the information it needs to certify
a response. Persons making willful false
statements in any part of a speed data
submission may be subject to
punishment by fine or imprisonment.
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b. Challenged Party Certification
52. Only those responses that have
been certified by the close of the
response window will be considered
during the adjudication phase. A
challenged party will be able to
electronically certify its submitted
response data for each challenged grid
cell via the USAC portal. To certify a
response, an authorized representative
of the challenged party must: (1)
Provide the name and title of the
certifying engineer that substantiated
the data; and (2) certify under penalty
of perjury that: (a) The qualified
engineer has examined the information
submitted; and (b) the qualified
engineer has certified that all data and
statements contained in the submission
were generated in accordance with the
parameters specified by the Commission
and are true, accurate, and complete to
the best of his or her knowledge,
information, and belief.
53. During the response window, a
challenged party will also be able to
review, modify, and delete any certified
response data it no longer wishes to
submit, and will be required to re-certify
any responses for which it submits
additional or modified data or deletes
data; however, any new or modified
data must also be certified by a qualified
engineer. A challenged party will not
have an opportunity to amend
submitted data, submit additional data,
or certify any response after the
response window has closed.
C. Adjudication of Challenges
1. Standard of Review
54. As the Commission determined in
the MF–II Challenge Process Order, the
Bureaus will adjudicate the merits of
certified challenges based upon a
preponderance of the evidence standard
of review, and the challenger will bear
the burden of persuasion.
2. Announcing Results
55. The Bureaus adopt the proposal to
make available to challengers and
respondents data about their challenges
and responses through the USAC portal
after Commission staff have adjudicated
all challenges and responses. In
particular, the Bureaus will provide to
each challenger or respondent for each
of the grid cells associated with their
certified challenges or certified
responses, respectively: (a) The outcome
of the adjudication; (b) the evidence
submitted and certified by all
challengers; and (c) the evidence
submitted and certified by all
respondents. Additionally, the Bureaus
will make public on the Commission’s
website, concurrent with the
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publication of the final eligibility map,
the outcome of the adjudication for each
challenged cell and the non-confidential
components of the data submitted by
challengers and respondents.
IV. Procedural Matters
A. Congressional Review Act
56. The Commission will send a copy
of this Public Notice to Congress and the
Government Accountability Office,
pursuant to the Congressional Review
Act.
B. Paperwork Reduction Act Analysis
57. The MF–II Challenge Process
Procedures Public Notice implements
the information collection requirements
adopted in the MF–II Challenge Process
Order, 82 FR 42473, September 8, 2017,
and does not contain any additional
information collection requirements
subject to the Paperwork Reduction Act
of 1995 (PRA), Public Law 104–13. The
Commission received PRA approval
from the Office of Management and
Budget (OMB) for the information
collection requirements related to the
challenge process, as adopted in the
MF–II Challenge Process Order. See 83
FR 6562 (Feb. 14, 2018). Because this
Public Notice does not adopt any
additional information collection
requirements beyond those adopted in
the MF–II Challenge Process Order and
approved by OMB, the MF–II Challenge
Process Procedures Public Notice does
not implicate the procedural
requirements of the PRA or the Small
Business Paperwork Relief Act of 2002,
Public Law 107–198.
C. Supplemental Final Regulatory
Flexibility Analysis
58. As required by the Regulatory
Flexibility Act of 1980, as amended
(RFA), the Commission prepared Initial
Regulatory Flexibility Analyses (IRFAs)
in connection with the USF/ICC
Transformation FNPRM (76 FR 78383,
December 16, 2011), the 2014 CAF
FNPRM (80 FR 4445, January 27, 2015),
and the MF–II FNPRM (82 FR 13413,
March 13, 2017) (collectively, MF–II
FNPRMs). A Supplemental Initial
Regulatory Flexibility Analysis
(Supplemental IRFA) was also filed in
the MF–II Challenge Process Comment
Public Notice in this proceeding. The
Commission sought written public
comment on the proposals in the MF–II
FNPRMs and in the MF–II Challenge
Process Comment Public Notice,
including comments on the IRFAs and
Supplemental IRFA. The Commission
received three comments in response to
the MF–II FNPRM IRFA. No comments
were filed addressing the other IRFAs or
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the Supplemental IRFA. The
Commission included Final Regulatory
Flexibility Analyses (FRFAs) in
connection with the 2014 CAF Order,
the MF–II Order, and the MF–II
Challenge Process Order (collectively,
the MF–II Orders). This Supplemental
Final Regulatory Flexibility Analysis
(Supplemental FRFA) supplements the
FRFAs in the MF–II Orders to reflect the
actions taken in the MF–II Challenge
Process Procedures Public Notice and
conforms to the RFA.
1. Need for, and Objectives of, This
Public Notice
59. The MF–II Challenge Process
Procedures Public Notice establishes the
parameters and procedures to
implement the MF–II challenge process.
Following the release of the MF–II
Orders, the Commission released the
MF–II Challenge Process Comment
Public Notice. The MF–II Challenge
Process Comment Public Notice
proposed and sought comment on
specific parameters and procedures to
implement the MF–II challenge process.
60. More specifically, the MF–II
Challenge Process Procedures Public
Notice establishes the technical
procedures for generating the initial
eligible areas map and processing
challenges or responses submitted by
challengers and challenged parties,
respectively. The MF–II Challenge
Process Procedures Public Notice also
establishes additional requirements and
parameters, including file formats and
specifications, for data submitted during
the challenge process.
61. Finally, the challenge procedures
established in the MF–II Challenge
Process Procedures Public Notice are
designed to anticipate the challenges
faced by small entities (e.g.,
governmental entities or small mobile
service providers) in complying with
the implementation of the Commission’s
rules and the Bureau’s proposals. For
example, the Commission will perform
all geospatial data analysis on a uniform
grid, which will remove the need for a
challenger to submit a map of the area(s)
it wishes to challenge on top of its
evidence, reducing burdens on small
entities. Additionally, the MF–II
Challenge Process Procedures Public
Notice adopts procedures to allow a
challenged entity to submit evidence
identifying devices that were subject to
data speed regulations, alongside
evidence from transmitter monitoring
software and speed tests, which would
allow for a small entity to more easily
respond to a challenge. Challenged
parties will also be given 30 days to
review challenges and supporting data
before the response window opens,
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further reducing the burden on small
entities of responding to a challenge.
2. Summary of Significant Issues Raised
by Public Comments in Response to the
IRFA
62. There were no comments filed
that specifically addressed the proposed
procedures and policies presented in
the Supplemental IRFA.
3. Response to Comments by the Chief
Counsel for Advocacy of the Small
Business Administration
63. Pursuant to the Small Business
Jobs Act of 2010, which amended the
RFA, the Commission is required to
respond to any comments filed by the
Chief Counsel for Advocacy of the Small
Business Administration (SBA), and to
provide a detailed statement of any
change made to the proposed rule(s) as
a result of those comments.
64. The Chief Counsel did not file any
comments in response to the proposed
procedures in this proceeding.
4. Description and Estimate of the
Number of Small Business Entities to
Which Procedures Will Apply
65. The RFA directs agencies to
provide a description of and, where
feasible, an estimate of the number of
small entities that may be affected by
the proposed rules adopted herein. The
RFA generally defines the term ‘‘small
entity’’ as having the same meaning as
the terms ‘‘small business,’’ ‘‘small
organization,’’ and ‘‘small governmental
jurisdiction.’’ In addition, the term
‘‘small business’’ has the same meaning
as the term ‘‘small business concern’’
under the Small Business Act. A ‘‘small
business concern’’ is one which: (1) Is
independently owned and operated; (2)
is not dominant in its field of operation;
and (3) satisfies any additional criteria
established by the SBA.
66. FRFAs were incorporated into the
MF–II Orders. In those analyses, the
Commission described in detail the
small entities that might be significantly
affected. In the MF–II Challenge Process
Procedures Public Notice, the Bureaus
incorporate by reference the
descriptions and estimates of the
number of small entities from the
previous FRFAs in the MF–II Orders.
5. Description of Projected Reporting,
Recordkeeping, and Other Compliance
Requirements for Small Entities
67. The data, information, and
document collection required by the
MF–II Orders, as described in the
previous FRFAs and the SIRFA in the
MF–II Challenge Process Comment
Public Notice in this proceeding, are
hereby incorporated by reference. The
PO 00000
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13425
MF–II Challenge Process Procedures
Public Notice describes certain
additional parameters for the data
submitted by challengers and
challenged parties during the challenge
process. Specifically, the Bureaus
require a challenger to submit all speed
test measurements collected during the
relevant time frame, including those
that show speeds greater than or equal
to 5 Mbps. Each submitted speed test
measurement must include: Signal
strength and latency; the service
provider’s identity; the make and model
of the device used (which must be from
that provider’s list of pre-approved
handsets); the international mobile
equipment identity (IMEI) of the tested
device; the method of the test (i.e.,
hardware- or software-based drive test
or non-drive test app-based test); if an
app was used to conduct the
measurement, the identity and version
of the app; and the identity and location
of the server used for speed and latency
testing.
68. If a challenged party chooses to
submit its own speed test data in
response to a challenge, the data must
conform to the additional parameters
that are required for challengers, except
for the requirement to identify the
service provider. A challenged party
may also submit data identifying a
particular device that a challenger used
to conduct its speed tests as having been
subjected to reduced speeds, along with
the precise date and time the speed
reductions were in effect on the
challenger’s device. If a challenged
party chooses to submit data collected
from transmitter monitoring software,
the data should include geolocated,
device-specific throughput
measurements or other device-specific
information (rather than generalized key
performance indicator statistics for a
cell-site). Measurements from submitted
transmitter monitoring software data
must conform to the standard
parameters and requirements for speed
test data submitted by a challenged
party, and must include: The latitude
and longitude to at least five decimals
of the measured device; the date and
time of the measurement; and signal
strength, latency, and recorded speeds.
The Bureaus also clarify that such
geolocated data be accurate to within
7.8 meters of the actual device location
95 percent of the time.
6. Steps Taken To Minimize the
Significant Economic Impact on Small
Entities, and Significant Alternatives
Considered
69. The RFA requires an agency to
describe any significant alternatives that
it has considered in reaching its
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rmajette on DSKBCKNHB2PROD with RULES
proposed approach, which may include
the following four alternatives (among
others): ‘‘(1) the establishment of
differing compliance or reporting
requirements or timetables that take into
account the resources available to small
entities; (2) the clarification,
consolidation, or simplification of
compliance or reporting requirements
under the rule for small entities; (3) the
use of performance, rather than design,
standards; and (4) and exemption from
coverage of the rule, or any part thereof,
for small entities.’’
70. The challenge procedures
established in the MF–II Challenge
Process Procedures Public Notice are
intended to remove the need for a
challenger to submit a map of the area(s)
it wishes to challenge on top of its
evidence by having the Commission
perform all geospatial data analysis on
a uniform grid, which will benefit small
entities. The challenge procedures also
allow a challenged entity to submit
evidence identifying devices that were
subject to data speed reductions,
alongside evidence from transmitter
monitoring software and speed tests,
thereby minimizing the significant
economic impact on small entities.
Challenged parties will also be given 30
days to review challenges and
supporting data before the response
window opens. In addition, the Bureaus
note that the challenge processes and
procedures adopted in the MF–II
Challenge Process Procedures Public
Notice will only apply to small entities
who participate in the challenge
process. The Bureaus also note that to
the extent a challenged party is a small
entity, since a challenged party is not
required to respond to challenges within
their service area(s) the processes and
procedures associated with responding
to challenges adopted in the MF–II
Challenge Process Procedures Public
Notice are only applicable should a
small entity choose to submit
responsive evidence.
Federal Communications Commission.
RIN 0648–BH32
amberjack, is managed under the FMP.
The Council prepared the FMP, and
NMFS implements the FMP under the
authority of the Magnuson-Stevens
Fishery Conservation and Management
Act (Magnuson-Steven Act) through
regulations at 50 CFR part 622.
On January 26, 2018, NMFS
published a proposed rule for the
framework action and requested public
comment (83 FR 3670). The proposed
rule and the framework action outline
the rationale for the actions contained in
this final rule. A summary of the
management measures described in the
framework action and implemented by
this final rule is provided below.
Fisheries of the Caribbean, Gulf of
Mexico, and South Atlantic; Reef Fish
Fishery of the Gulf of Mexico;
Modifications to Greater Amberjack
Recreational Fishing Year and Fixed
Closed Season
Management Measures Contained in
This Final Rule
This final rule revises the recreational
fishing year and the recreational fixed
closed season for greater amberjack in
the Gulf.
Gary D. Michaels,
Deputy Chief, Auctions and Spectrum Access
Division, WTB.
[FR Doc. 2018–06382 Filed 3–28–18; 8:45 am]
BILLING CODE 6712–01–P
DEPARTMENT OF COMMERCE
National Oceanic and Atmospheric
Administration
50 CFR Part 622
[Docket No. 171017999–8262–01]
National Marine Fisheries
Service (NMFS), National Oceanic and
Atmospheric Administration (NOAA),
Commerce.
ACTION: Final rule.
AGENCY:
NMFS issues regulations to
implement management measures
described in a framework action to the
Fishery Management Plan for the Reef
Fish Resources of the Gulf of Mexico
(FMP), as prepared by the Gulf of
Mexico Fishery Management Council
(Council). This final rule revises the
recreational fishing year and modifies
the recreational fixed closed season for
greater amberjack in the Gulf of Mexico
(Gulf) exclusive economic zone (EEZ).
The purposes of this final rule and the
framework action are to constrain
recreational harvest to assist in ending
overfishing, and to rebuild the greater
amberjack stock in the Gulf, while
achieving optimum yield of the stock in
the Gulf.
DATES: This final rule is effective April
30, 2018.
7. Report to Congress
ADDRESSES: Electronic copies of the
71. The Commission will send a copy framework action, which includes an
environmental assessment, a regulatory
of the MF–II Challenge Process
Procedures Public Notice, including this impact review, and a Regulatory
Flexibility Act (RFA) analysis may be
Supplemental FRFA, in a report to
obtained from the Southeast Regional
Congress pursuant to the Congressional
Office website at https://
Review Act. In addition, the
Commission will send a copy of the MF– sero.nmfs.noaa.gov/sustainable_
fisheries/gulf_fisheries/reef_fish/2017/
II Challenge Process Procedures Public
GAJ_Fishing%20Year/.
Notice, including this Supplemental
FOR FURTHER INFORMATION CONTACT:
FRFA, to the Chief Counsel for
Kelli O’Donnell, NMFS SERO,
Advocacy of the SBA. A copy of the
telephone: 727–824–5305, email:
MF–II Challenge Process Procedures
Kelli.ODonnell@noaa.gov.
Public Notice and Supplemental FRFA
(or summaries thereof) will also be
SUPPLEMENTARY INFORMATION: The Gulf
published in the Federal Register.
reef fish fishery, which includes greater
VerDate Sep<11>2014
15:09 Mar 28, 2018
Jkt 244001
SUMMARY:
PO 00000
Frm 00052
Fmt 4700
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Greater Amberjack Recreational Fishing
Year
This final rule revises the Gulf greater
amberjack recreational fishing year to be
August 1 through July 31. The current
Gulf recreational fishing year for greater
amberjack is January 1 through
December 31 and was established in the
original FMP (49 FR 39548; October 9,
1984). The change implemented through
this final rule allows for greater
amberjack recreational harvest to occur
later in the year and provides an
opportunity to harvest greater amberjack
when harvest of many other reef fish
species is prohibited due to in-season
closures as a result of harvest limits. By
starting the fishing year in August,
when fishing effort is less, NMFS and
the Council expect enough recreational
quota remaining to allow for harvest
during May of the following calendar
year.
Consistent with the change in the
fishing year, this final rule revises the
years associated with the greater
amberjack recreational annual catch
limits (ACLs) and quotas. Currently, the
recreational ACLs and quotas are
defined by the calendar year, which is
also the fishing year. With the change to
the recreational fishing year, the
recreational ACLs and quotas apply
across calendar years. Therefore, this
final rule assigns the recently
implemented 2018 ACL and quota to the
remainder of the August 1, 2017,
through July 31, 2018, recreational
fishing year. The 2019 recreational ACL
and quota will correspond to the 2018–
2019 recreational fishing year, and the
recreational ACL and quota for 2020 and
beyond will correspond to all
subsequent fishing years.
E:\FR\FM\29MRR1.SGM
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Agencies
[Federal Register Volume 83, Number 61 (Thursday, March 29, 2018)]
[Rules and Regulations]
[Pages 13417-13426]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2018-06382]
=======================================================================
-----------------------------------------------------------------------
FEDERAL COMMUNICATIONS COMMISSION
47 CFR Part 54
[WC Docket No. 10-90, WT Docket No. 10-208; DA 18-186]
Procedures for the Mobility Fund Phase II Challenge Process
AGENCY: Federal Communications Commission.
ACTION: Final action; requirements and procedures.
-----------------------------------------------------------------------
SUMMARY: In this document, the Rural Broadband Auctions Task Force,
with the Wireline Competition Bureau and the Wireless
Telecommunications Bureau, adopt specific parameters and procedures to
implement the Mobility Fund Phase II challenge process. This document
describes the steps the Federal Communications Commission will use to
establish a map of areas presumptively eligible for MF-II support from
the newly collected, standardized 4G Long Term Evolution coverage data
and proposes specific parameters for the data that challengers and
respondents will submit as part of the challenge process, as well as a
process for validating challenges.
DATES: The challenge window will open March 29, 2018, and will remain
open until August 27, 2018.
ADDRESSES: Submit waivers by email to [email protected] or by
hard copy to Margaret W. Wiener, Chief,
[[Page 13418]]
Auctions and Spectrum Access Division, Wireless Telecommunications
Bureau, FCC, 445 12th Street SW, Room 6-C217, Washington, DC 20554.
FOR FURTHER INFORMATION CONTACT: For general questions about the
challenge process and the USAC portal, email
[email protected] or contact Jonathan McCormack,
[email protected], (202) 418-0660. For questions about the
one-time, 4G LTE data collection, contact Ken Lynch,
[email protected], (202) 418-7356, or Ben Freeman,
[email protected], (202) 418-0628. Additional challenge process
information is available at the Mobility Fund Phase II website (https://www.fcc.gov/mobility-fund-phase-2).
SUPPLEMENTARY INFORMATION: This is a summary of the Public Notice (MF-
II Challenge Process Procedures Public Notice), WC Docket No. 10-90, WT
Docket No. 10-208, DA 18-186, adopted on February 27, 2018, and
released on February 27, 2018. The MF-II Challenge Process Procedures
Public Notice includes as attachments the following appendices:
Appendix A, Generating Initial Eligible Areas Map; Appendix B,
Validating Challenge Evidence; Appendix C, Applying Subsidy Data;
Appendix D, File Specifications and File Formats; Appendix E,
Relational Mapping of Form 477 Filers to Providers; and Appendix F,
Challenge Data Certification Form. The complete text of the MF-II
Challenge Process Procedures Public Notice, including all attachments,
is available for public inspection and copying from 8:00 a.m. to 4:30
p.m. Eastern Time (ET) Monday through Thursday or from 8:00 a.m. to
11:30 a.m. ET on Fridays in the FCC Reference Information Center, 445
12th Street SW, Room CY-A257, Washington, DC 20554. The complete text
is also available on the Commission's website at https://apps.fcc.gov/edocs_public/attachmatch/DA-18-186A1.pdf. Alternative formats are
available to persons with disabilities by sending an email to
[email protected] or by calling the Consumer & Governmental Affairs Bureau
at (202) 418-0530 (voice), (202) 418-0432 (TTY).
I. Introduction
1. In the MF-II Challenge Process Procedures Public Notice, the
Rural Broadband Auctions Task Force (Task Force), with the Wireless
Telecommunications Bureau and the Wireline Competition Bureau (the
Bureaus), establishes the parameters and procedures to implement the
Mobility Fund Phase II (MF-II) challenge process.
2. In the MF-II Challenge Process Order, 82 FR 42473, September 8,
2017, the Federal Communications Commission (Commission) directed the
Bureaus to provide more details regarding the procedures for generating
the initial map of presumptively eligible areas and the procedures for
the challenge process. In the MF-II Challenge Process Comment Public
Notice, 82 FR 51180, November 3, 2017, the Task Force and Bureaus
proposed and sought comment on the procedures for processing the
coverage and subsidy data and creating the initial eligible areas map,
the specific parameters for the data that challengers and respondents
will submit as part of the challenge process, and a process for
validating challenges. The Bureaus now resolve these issues and
describe the filing requirements and procedures related to the
challenge process.
II. Procedures for Generating the Initial Eligible Areas Map
3. The Bureaus adopt the proposed methodology for generating the
initial map of areas presumptively eligible for MF-II support, i.e.,
those areas lacking unsubsidized qualifying coverage by any provider.
In this multi-step approach, Commission staff first determines the
unsubsidized coverage for each provider based on its submitted
standardized coverage data of qualified 4G Long Term Evolution (LTE),
and then aggregates these data across all providers; this aggregate
area of unsubsidized coverage is then removed from the rest of the land
area within each state to determine the presumptively eligible areas.
This approach is consistent with the Commission's decision that areas
lacking unsubsidized, qualifying 4G LTE service will be eligible for
the auction, as well as its decision to create the map of areas
presumptively eligible for MF-II support using a combination of the new
4G LTE coverage data and subsidy data from USAC. Specifically, the
methodology the Bureaus adopt produces a map of unsubsidized qualified
4G LTE coverage for each provider by removing from that provider's
submitted coverage any areas that the USAC subsidy data show are
subsidized. The resulting maps of unsubsidized coverage are then merged
across all providers to determine the areas ineligible for MF-II
support. The initial eligible areas map shows all areas that are not
ineligible for MF-II support.
4. To generate a map of unsubsidized qualified 4G LTE coverage for
each provider, Commission staff: (1) Removes any subsidized areas from
the provider's coverage map; (2) removes any water-only areas; (3)
overlays a uniform grid with cells of one square kilometer (1 km by 1
km) on the provider's coverage map; and (4) removes grid cells with
coverage of less than the minimum area that could be covered by a
single speed test measurement when buffered. The term ``water-only
area'' is defined as a water-only census block (that is, a census block
for which the entire area is categorized by the U.S. Census Bureau as
water).
5. Using the maps that result from steps 1-4 of this process, staff
then generates the map of presumptively eligible areas for each state
(or state equivalent) by: (5) Merging the maps of unsubsidized coverage
for all providers; (6) removing the merged unsubsidized coverage
generated in step 5 (the ineligible areas) from the state's boundary to
produce the eligible areas; and (7) removing any water-only areas from
the eligible areas. Since the Bureaus waived the deadline for mobile
wireless providers in Puerto Rico and the U.S. Virgin Islands to submit
information regarding 4G LTE coverage, the map of presumptively
eligible areas does not include Puerto Rico and the U.S. Virgin
Islands.
6. The Bureaus define a uniform grid with cells of equal area (1 km
by 1 km) across the continental United States, and separate uniform
grids with cells of equal area (1 km by 1 km) for overseas territories
and Hawaii. These grids are defined using an ``equal area'' map
projection so that the same number of speed tests will be required to
challenge the cell regardless of the location of the grid cell. The
USAC portal system will use the uniform grid system to validate and
process data submitted during the challenge process.
7. Commission staff is making available to the public the resulting
map of presumptively eligible areas (overlaid with the uniform grid)
for each state or state equivalent. The maps of unsubsidized coverage
for specific providers will only be made available to a challenger
through USAC's online challenge portal (the USAC portal) after the
challenger agrees to keep such maps confidential.
III. Procedures for MF-II Challenges
A. Procedures for Challengers: Filing a Challenge
1. Timing for Availability of Initial Coverage Data and Challenge
Window
8. The Bureaus adopt the proposal to make public the map of areas
presumptively eligible for MF-II support no earlier than four weeks
after
[[Page 13419]]
the deadline for submission of the new, one-time 4G LTE provider
coverage data. The challenge process window will open no sooner than 30
days after the release of the map. Contemporaneously with the release
of the MF-II Challenge Process Procedures Public Notice, the Bureaus
released the MF-II Challenge Process Initial Eligible Areas Map Public
Notice, DA 18-187, on February 27, 2018, announcing the publication of
the initial eligible areas map and that the challenge window will open
30 days later, on March 29, 2018. Once the challenge window opens, an
eligible party will be able to access the USAC portal and download the
provider-specific confidential data necessary to begin conducting speed
tests. If a consumer, organization, or business believes that its
interests cannot be met through its state, local, or Tribal government
entity and wishes to participate in the process as a challenger, the
individual or entity may file a petition with the Commission requesting
a waiver for good cause shown. The challenge window will close 150 days
later, consistent with the procedures adopted in the MF-II Challenge
Process Order. Although challengers will be able to submit speed test
data until the close of the challenge window, the Commission determined
that only those challenges to areas that are certified by a challenger
at the close of the window will proceed. Since a challenger will not be
able to certify a challenge until the submitted speed test data has
been validated, the Bureaus strongly encourage challengers to submit
data in advance of the closing date to allow ample time for validation
processing. Each challenger is responsible for ensuring timely
certification of its challenges.
9. The Bureaus are providing 30 days' notice of the opening of the
USAC portal and commencement of the challenge window.
2. Using the USAC Challenge Process Portal
a. Accessing the Portal
10. Under the challenge process framework adopted by the
Commission, a challenger must use the USAC portal to access the
confidential provider-specific information that is pertinent to a
challenge, as well as to submit its challenge, including all supporting
evidence and required certifications. A challenger must log into the
USAC portal using the account created pursuant to the procedures in the
MF-II Handset and USAC Portal Access Public Notice, 83 FR 254, January
3, 2018, and the MF-II Challenge Process Portal Access Request Form is
Available Public Notice, DA 18-142, February 14, 2018.
11. The Bureaus remind parties participating in the challenge
process that it is each party's responsibility to ensure the security
of its computer systems, user IDs, and passwords, and to ensure that
only authorized persons access, download, or upload data into the
challenge process portal on the party's behalf. The Commission assumes
no responsibility or liability for these matters. To the extent a
technical or security issue arises with the USAC portal, Commission
staff will take all appropriate measures to resolve such issues quickly
and equitably. Should an issue arise that is outside the USAC portal or
attributable to a challenge process participant--including, but not
limited to, a participant's hardware, software, or internet access
problem--and which prevents the participant from accessing provider-
specific data or submitting a challenge prior to the close of the
challenge window, the Commission shall have no obligation to resolve or
remediate such an issue on behalf of the participant.
b. Access to Provider-Specific Data
12. The Bureaus adopt the proposal to make available in a
downloadable format through the USAC portal the provider-specific data
underlying the map of presumptively eligible areas. Among other
geographic data, a challenger will be able to access the following data
in shapefile format on a state-by-state basis: (a) The boundaries of
the state (or state equivalent) overlaid with the uniform grid; (b) the
confidential coverage maps submitted by providers for the one-time 4G
LTE data collection; and (c) the map of initial eligible areas. In
addition, as proposed, challengers will be able to access, for each
state, the confidential provider-specific data on the list of pre-
approved handsets and the clutter information submitted for the one-
time 4G LTE data collection. These data will be available for download
in a tabular comma-separated value (CSV) format. A challenger will not
have access to confidential provider-specific information unless and
until it agrees to treat the data as confidential. Specifically, a
challenger must agree to only use confidential provider-specific
information for the purpose of submitting an MF-II challenge in the
USAC portal before a challenger may download these data.
3. Evidentiary Requirements for Challenge Data
a. General Requirements Adopted by the Commission for Speed Test
Measurements
13. In the MF-II Challenge Process Order, the Commission decided
that a challenger must submit detailed proof of lack of unsubsidized,
qualified 4G LTE coverage in support of its challenge in the form of
actual outdoor speed test data showing measured download throughput. A
challenger must submit speed data from hardware- or software-based
drive tests or application-based tests that overlap the challenged
area. Each speed test must be conducted between the hours of 6:00 a.m.
and 12:00 a.m. (midnight) local time, and the date of the test must be
after the publication of the initial eligibility map but not more than
six months before the scheduled close of the challenge window. Speed
test data must be certified under penalty of perjury by a qualified
engineer or government official.
14. When collecting speed data, a challenger must use at least one
of the three handsets identified by each provider whose coverage is the
subject of the specific challenge. A challenger must purchase an
appropriate service plan from each unsubsidized service provider in the
challenged area. The Commission explained in the MF-II Challenge
Process Order that ``[a]n appropriate service plan would allow for
speed tests of full network performance, e.g., an unlimited high-speed
data plan.'' A challenger should be cognizant of the limitations under
the service plan(s) it purchases and that respondents have the ability
to respond to challenger speed tests with evidence of speed reductions.
Depending on the size of the area being challenged and the terms of the
plans offered by a challenged provider, a challenger may determine that
it should purchase more than one service plan for the handset(s) it
uses to test a provider's coverage in the challenged area. The Bureaus
are not requiring a challenger to purchase multiple service plans from
a challenged carrier; it is a challenger's decision what type of
service plan and how many plans to purchase in order to collect speed
test data that support a challenge.
b. Substantial Coverage of the Challenged Area
15. The Commission decided in the MF-II Challenge Process Order
that a challenger must submit actual outdoor speed test measurements
with sufficient density to reflect actual consumer
[[Page 13420]]
experience throughout the entire challenged area. Specifically, the
Commission adopted a requirement that a challenger must take
measurements that: (1) Are no more than a fixed distance apart from one
another in each challenged area; and (2) substantially cover the entire
area.
16. The density of submitted speed points will be validated as part
of a multi-step geospatial-data-processing approach. Consistent with
the Commission's decision in the MF-II Challenge Process Order, the
Bureaus will determine whether a challenger's speed test points
substantially cover a challenged area (i.e., cover at least 75 percent
of the challenged area) by buffering each speed test point that reports
a downstream speed less than 5 Mbps, calculating the buffered area, and
then comparing the area of the buffered points to the challengeable
area within a 1 km by 1 km grid cell. The Commission determined in the
MF-II Challenge Process Order that the radius of the buffer will equal
``half of the maximum distance parameter.'' Under this validation
process, if a challenger submits speed test measurements that are
further apart than the maximum distance parameter in a challenged area,
its evidence may be insufficient to cover at least 75 percent of the
challengeable area within a cell, and its challenge would presumptively
fail.
17. The Bureaus adopt the proposal to use kilometers instead of
miles to be consistent with the de minimis challenge size adopted by
the Commission, as well as to be consistent with the units used for the
``equal area'' map projection that we will use when processing
geospatial data. Consistent with the Commission's direction to adopt a
maximum distance value, the Bureaus adopt the proposal that speed test
measurements must be no more than one-half of one kilometer apart from
one another. As a result, the buffer radius will equal one-quarter of
one kilometer. The Bureaus also adopt the proposal to require a
challenger to submit data for at least one speed test within the
challengeable area of a grid cell in order to challenge an area within
the grid cell. The requirement that measurements be taken no more than
one-half of one kilometer apart from one another serves as an upper
bound (i.e., maximum distance apart), and a challenger will be free to
and, in some circumstances, may be required to submit measurements
taken more densely in order to sufficiently prove its challenge.
18. Under the challenge process framework that the Commission
adopted, all ineligible areas may be challenged and challengers have
the option to conduct speed tests that cover the areas they wish to
challenge. Similarly, responding providers have the option to submit
speed tests that demonstrate their coverage. These options will not be
diminished or otherwise modified by the relative accessibility of an
area.
c. Additional Parameters and Specifications for Speed Test Measurements
19. In addition to the general requirements for speed tests, the
Commission directed the Bureaus to implement any additional parameters
to ensure that speed tests accurately reflect the consumer experience
in the challenged area. Consistent with this direction, the Bureaus
adopt the proposal to require a challenger to submit all speed test
measurements collected during the relevant time frame, including those
that show speeds greater than or equal to 5 Mbps. While a challenger is
able to delete speed tests from the USAC portal, this function should
only be used to correct errors in submissions or add information to
previous submissions. The Commission will have the ability to review
all submitted data, including deleted submissions and speed test data
points that show speeds equal to or greater than 5 Mbps.
20. In addition, the Bureaus adopt the proposal to require a
challenger to provide data that is commonly collected by speed test
software and speed test apps. Specifically, a challenger must provide:
Signal strength and latency; the service provider's identity; the make
and model of the device used (which must be from that provider's list
of pre-approved handsets); the international mobile equipment identity
(IMEI) of the tested device; the method of the test (i.e., hardware- or
software-based drive test or non-drive test app-based test); and, if an
app was used to conduct the measurement, the identity and version of
the app. The Bureaus will not allow a challenger to submit speed test
data of its own network.
21. The Bureaus also adopt a requirement that a challenger report
information about the server used for speed and latency testing.
Specifically, a challenger is required to submit the identity and
location of the server used for speed and latency testing.
22. The complete list of data required for a challenge may be found
in Appendix D.
d. File Formats
23. The Bureaus adopt the proposal that a challenger must submit
speed test data in CSV format matching the respective file
specifications. A challenger is required to submit a CSV file that
contains entries for each speed test run by the challenger to provide
evidence in support of its challenge. A challenger can create this file
using a template provided in the USAC portal.
24. The Bureaus require a challenger to report information about
the server used for speed and latency testing. As a result, the Bureaus
have modified the speed test data template proposed in the MF-II
Challenge Process Comment Public Notice to include the identity and
location of the server used for testing.
25. Additional details about the file formats required for
challengers may be found in Appendix D.
4. Validation of Challenges
26. The Bureaus adopt and explain the detailed procedures for
implementing system validation of evidence submitted by a challenger,
as directed by the Commission in the MF-II Challenge Process Order.
Consistent with the Bureaus' decision to use the uniform grid system to
validate and process data submitted by a challenger, the USAC system
will use a uniform grid of one square kilometer cells to perform
geospatial analysis of a challenger's speed test data. The first step
in the validation process requires the USAC system to determine whether
a particular challenged area meets the de minimis threshold of one
square kilometer. For each grid cell containing a speed test
measurement submitted by a challenger, the challenged area will equal
the challengeable portion of the grid cell (i.e., the ineligible area,
or any area that is neither eligible nor water-only). The USAC system
will superimpose each challenged area onto the initial eligibility map
and remove any portions that overlap eligible areas. Since the USAC
portal will use a uniform grid of one square kilometer cells to perform
geospatial analysis, a challenge for a grid cell that is entirely
challengeable will inherently meet the de minimis size threshold. In
areas where the challengeable portion of the grid cell is less than
this threshold, the Bureaus adopt the proposal to have the system
validate that the sum of all areas challenged by a challenger in a
state is greater than or equal to one square kilometer. If a challenge
does not meet the de minimis area threshold, the challenge would fail
step one of the validation process. If a challenge meets the de minimis
area threshold, the USAC system will proceed to the second step of the
validation process.
[[Page 13421]]
27. In the second step of the system validation process, the USAC
system will analyze each speed test record to ensure it meets all
standard parameters, other than the maximum distance and substantial
coverage requirement. Consistent with the Bureau's proposal, a
challenger must submit speed test data in a standard format on a state-
by-state basis. If the challenge speed test data meet all standard
parameters, the USAC system, as proposed, will determine the set of
grid cells in which at least one counted speed test is contained (the
challenged grid cells) and will proceed to the third step of the
validation process.
28. In step three, the USAC system creates a buffer (i.e., draws a
circle of fixed size) around each counted speed test (i.e., each speed
test point that passes steps one and two) using a radius of one quarter
of one kilometer, which is equal to half of the maximum distance
allowed between tests. For each challenged grid cell, the system will
then determine how much of the total buffered area overlaps with the
coverage map of the challenged provider for whose network the speed
test measurement was recorded; this overlapping portion is the measured
area. Since a challenger has the burden of showing insufficient
coverage by each provider of unsubsidized, qualified 4G LTE service,
the system will also determine the unmeasured area for each such
provider, that is, the portion of each provider's coverage in the grid
cell falling outside of the buffered area.
29. In the last step of the validation process, the USAC system
determines whether the buffered area of all counted speed tests covers
at least 75 percent of the challengeable area in a grid cell. The
system will merge the unmeasured area of all providers in a grid cell
to determine the aggregated unmeasured area where the challenger has
not submitted sufficient speed test evidence for every provider. If the
calculated size of the aggregated unmeasured area in the grid cell is
greater than 25 percent of the total challengeable area of the grid
cell (i.e., the total area of the grid cell minus any water-only areas
and any eligible areas), the challenge will be presumptively
unsuccessful because it failed the requirement to include speed test
measurements of sufficient density for all providers. The system will
provide a warning to the challenger for any grid cells that fail this
step. The system will consider all certified challenges in a particular
grid cell across all challengers at the close of the challenge window.
5. Certifying a Challenge
a. Qualified Engineer/Government Official Certification
30. The Commission decided in the MF-II Challenge Process Order
that all submitted speed tests must be substantiated by the
certification of a qualified engineer or government official to be
considered during the adjudication phase of the challenge process. The
Bureaus clarify that a qualified engineer may be an employee of the
challenger or a third-party vendor, so long as the individual: (1)
Possesses a sufficient degree of technical knowledge and experience to
validate the accuracy of submitted speed test data; and (2) has actual
knowledge of the accuracy of the submitted data. For purposes of
certification, a qualified engineer need not meet state professional
licensing requirements, such as may be required for a licensed
Professional Engineer, so long as the individual possesses the
requisite technical knowledge, engineering training, and relevant
experience to validate the accuracy of the submitted data. Using the
Challenge Data Certification form in Attachment F, the qualified
engineer or government official shall certify under penalty of perjury
that: (a) He/she has examined the information prepared for submission;
and (b) all data and statements contained therein were generated in
accordance with the parameters specified by the Commission and are
true, accurate, and complete to the best of his/her knowledge,
information, and belief. The challenger must possess an executed
Challenge Data Certification form in order to have all of the
information it needs to certify a challenge. Persons making willful
false statements in any part of a speed data submission may be subject
to punishment by fine or imprisonment.
b. Challenger Certification
31. A challenger must certify its challenge(s) before the challenge
window closes in order for the challenge to proceed. Through the USAC
portal, a challenger will be able to electronically certify its counted
speed test measurements on a grid cell by grid cell basis, since the
system will consider each challenged grid cell as a separate challenge,
or to certify some or all of its challenged grid cells on an aggregated
basis. To certify a challenged grid cell, an authorized representative
of the challenger must: (1) Provide the name and title of the
certifying engineer or government official who substantiated the speed
test data; and (2) certify under penalty of perjury that: (a) The
qualified engineer or government official has examined the information
submitted; and (b) the qualified engineer or government official has
certified that all data and statements contained in the submission were
generated in accordance with the parameters specified by the Commission
and are true, accurate, and complete to the best of his or her
knowledge, information, and belief. The Bureaus will not require a
challenger to submit an executed Challenge Data Certification form when
it certifies a challenge, though the Bureaus reserve the right to
request a copy of the executed form. The Bureaus caution challengers
that they will not be legally capable of making the required challenge
certification in the USAC portal unless a qualified engineer or
government official has substantiated the challenge speed test data by
executing the Challenge Data Certification form.
32. The Bureaus adopt the proposal to allow a challenger to certify
a presumptively unsuccessful challenge in a grid cell that fails
validation solely because the challenger did not include speed test
measurements of sufficient density for all providers. This will allow
the system to consider all certified challenges in a particular grid
cell across all challengers at the close of the challenge window, even
if the individual challenges would fail the density requirement on
their own.
33. During the challenge window, each challenger will be able to
review its certified challenges on a grid cell by grid cell basis and
may modify data submitted in support of a challenge after certifying
(e.g., to correct or submit additional data). A challenger will be
required to re-certify any challenges for which it submits additional
or modified data; however, any new or modified data must also be
substantiated by the certification of a qualified engineer or
government official. At the close of the challenge window, only those
challenges that are certified will proceed to adjudication; however,
all data entered into the USAC portal may be considered in determining
the weight of the evidence.
B. Procedures for Challenged Parties: Responding to a Challenge
1. Timing for Availability of Challenge Data and Response Window
34. Following the close of the challenge window, the USAC portal
system will process the data submitted by challengers. The type of
processing that occurs after the challenge window closes is different
from the automatic validation processing that takes place
[[Page 13422]]
before the window closes. Specifically, once the challenge window
closes, the system will aggregate all certified challenges and
recalculate density for each challenged grid cell to determine whether
the combined challenges cover at least 75 percent of the challenged
area. Only those challenges that are certified at the close of the
challenge window will undergo this post-window processing; any
challenges that have not completed automatic validation processing and/
or have not been certified by the close of the challenge window will
not proceed. The Bureaus will provide challenged parties 30 days to
review challenges and supporting data in the USAC portal prior to
opening the response window. The response window will open no sooner
than 30 days after the USAC system finishes processing the data
submitted by challengers.
35. Once opened, the response window will close 30 days later.
Although a challenged party will have an opportunity to submit
additional data via the USAC portal in response to a certified
challenge for the entire duration of the response window, challenged
parties are encouraged to file in advance of the deadline. A challenged
party will not have an opportunity to submit additional data for the
Commission's consideration after the response window closes.
2. Using the USAC Challenge Process Portal
a. Accessing the Portal
36. A challenged provider must use the USAC portal if it chooses
to: (1) access and review the data submitted by the challenger with
respect to a challenge within the provider's service area; and/or (2)
submit additional data/information to oppose the challenge (i.e.,
demonstrate that the challenger's speed test data are invalid or do not
accurately reflect network performance). A challenged provider must log
into the USAC portal using the account created pursuant to the
procedures in the MF-II Handset and USAC Portal Public Notice.
37. The Bureaus again remind parties participating in the challenge
process that it is each party's responsibility to ensure the security
of its computer systems, user IDs, and passwords, and to ensure that
only authorized persons access, download, or upload data into the
challenge process portal on the party's behalf. The Commission assumes
no responsibility or liability for these matters. To the extent a
technical or security issue arises with the USAC portal, Commission
staff will take all appropriate measures to resolve such issues quickly
and equitably. Should an issue arise that is outside the USAC portal or
attributable to a challenge process participant--including, but not
limited to, a participant's hardware, software, or internet access
problem--and which prevents the participant from accessing challenge
information or submitting response data prior to the close of the
response window, the Commission shall have no obligation to resolve or
remediate such an issue on behalf of the participant.
b. Challenge Information
38. Each challenged provider will be able to access and download
through the USAC portal all speed test data associated with certified
challenges on that provider's network. Specifically, after the USAC
system finishes processing challenger data, a challenged party will be
able to view and download the counted speed test data associated with a
certified challenge that disputes the challenged party's coverage,
i.e., counted speed tests conducted by a challenger on the challenged
party's network. In addition, each challenged provider will be able to
view and download speed test measurements that failed validation solely
because the measurement was greater than or equal to 5 Mbps. USAC will
not make available to a challenged party any speed tests that receive
error codes other than for being above the 5 Mbps download speed
threshold (e.g., tests that failed because they were not conducted
during the required time period). The Bureaus note that, since the USAC
system will not fully process the failed speed test data, these data
will only be available in a downloadable format. Also, the Bureaus
remind parties that challenger speed test data for speed tests above 5
Mbps are not certified to, as they did not make it all the way through
the challenger validation process.
3. Evidentiary Requirements for Response Data
a. General Requirements Adopted by the Commission
39. A challenged party is not required to respond to a challenge
within its service area. If a challenged provider chooses to respond to
a challenge, the Commission will accept as response data certain
technical information that is probative regarding the validity of a
challenger's speed tests, including speed test data, information
regarding speed reductions that affected specific challenger speed
tests, and other device-specific data collected from transmitter
monitoring software. If a challenged party submits its own speed test
data, the data must conform to the same standards and requirements
adopted for the challengers, except for the recency of the submitted
data. Parties submitting technical data other than speed tests,
including data from transmitter monitoring software, are required to
include ``geolocated, device-specific throughput measurements and other
device-specific information (rather than generalized key performance
indicator statistics for a cell-site).'' Only data collected after the
publication of the initial eligibility map and within six months of the
scheduled close of the response window will be accepted from challenged
parties. Response data must be reliable and credible to be useful
during the adjudication process. Any evidence submitted by a challenged
party in response to a challenge must be substantiated by the
certification of a qualified engineer or official under penalty of
perjury.
b. Additional Requirements for Speed Test Measurements
40. Consistent with the Commission's decision in the MF-II
Challenge Process Order, if a challenged party chooses to submit its
own speed test data, the data must conform to the same additional
parameters adopted for challengers, except for the requirement to
identify the service provider. A challenged party may only provide
speed tests of its own network in response to a challenge. In addition
to the parameters adopted by the Commission in the MF-II Challenge
Process Order, a challenged party's speed data must include: Signal
strength and latency; the device used (which must be from that
provider's list of pre-approved handsets); the IMEI of the tested
device; the method of the test (i.e., hardware or software-based drive
test or non-drive test app-based test); if an app was used to conduct
the measurement, the identity and version of the app; and the identity
and location of the server used for testing. As with challenger data, a
challenged party's speed test measurements may be no further than one-
half kilometer apart from one another. While the system will not
validate a challenged party's response data, response speed tests must
record a download speed of at least 5 Mbps and meet all other standard
parameters. A challenged party must submit all speed test measurements
collected during the relevant time frame, including those that show
speeds less than or equal to 5 Mbps. The complete file specification
for respondent speed tests is detailed in Appendix D.
[[Page 13423]]
41. While data submitted by a challenged party will not be subject
to the identical system validation process used for challenger speed
test data, the system will process any submitted speed data using a
similar approach. The USAC system will analyze each speed test record
to ensure it meets all standard parameters and apply a buffer with a
fixed radius to each counted speed measurement.
c. Additional Requirements for Speed Reduction Data
42. The Bureaus adopt the proposal to allow a challenged party to
submit data identifying a particular device that a challenger used to
conduct its speed tests as having been subjected to reduced speeds,
along with the precise date and time the speed reductions were in
effect on the challenger's device (speed reduction data). As the
Commission explained in the MF-II Challenge Process Order, the Bureaus
expect that speed test data will be particularly persuasive evidence to
rebut a challenge. The Bureaus do not expect a challenged provider to
submit challenger speed tests as part of its rebuttal because the
challenged provider would need actual knowledge of the conditions under
which the challenger speed tests were conducted to be able to certify
to the accuracy of the challenger's speed tests.
43. The Bureaus acknowledge that a provider may reduce data speed
for various reasons, and expect that evidence of user-specific speed
reductions will be more probative and given more weight during
adjudication than evidence of common network practices affecting all
subscribers independent of the service plan used. Speed reduction data
will be most probative of the validity of challenger speed tests when
those data show that specific test results were caused by the
challenger's chosen rate plan or the challenger's data usage in the
relevant billing period. While the Bureaus will not require a
challenger and challenged party to coordinate before speed test data
are recorded, interested parties will not be prohibited from
coordinating with one another regarding speed tests if they choose to
do so.
d. Requirements for Data From Transmitter Monitoring Software
44. Under the MF-II challenge process framework adopted by the
Commission, a challenged party may submit device-specific data
collected from transmitter monitoring software in responding to a
challenge. As stated in the MF-II Challenge Process Order, these data
``should include geolocated, device-specific throughput measurements or
other device-specific information (rather than generalized key
performance indicator statistics for a cell-site) in order to help
refute a challenge.'' The Bureaus adopt the proposal to allow
challenged parties to submit transmitter monitoring software data that
is substantially similar in form and content to speed test data in
order to facilitate comparison of such data during the adjudication
process. In particular, challenged parties wishing to submit such data
must include: The latitude and longitude to at least five decimals of
the measured device; the date and time of the measurement; and signal
strength, latency, and recorded speeds. The Bureaus will not require
challenged parties submitting data from transmitter monitoring software
to provide the measured distance between the device and transmitter.
45. The Bureaus adopt the proposal to require that measurements
from submitted transmitter monitoring software data conform to the
standard parameters and requirements adopted by the Commission for
speed test data submitted by a challenged party. The Bureaus will
require that such measurements reflect device usage between the hours
of 6:00 a.m. and 12:00 a.m. (midnight) local time and be collected
after the publication of the initial eligibility map and within six
months of the scheduled close of the response window. The Bureaus will
not require challenged parties to submit all transmitter monitoring
software data collected over the relevant time period due to the
potential massive volume of data that could be collected over six
months. The complete file specifications for respondent transmitter
monitoring software data is detailed in Appendix D. The Bureaus caution
that triangulated data with large inaccuracies may not be precise
enough to constitute device-specific geolocated measurements because an
engineer would not be able to certify to the accuracy of a particular
speed test occurring at a particular location.
e. File Formats
46. The Bureaus adopt the proposal that challenged parties submit
speed test data in CSV format matching the respective file
specifications. Challenged parties are required to submit a CSV file
that contains entries for each speed test run by the challenged party
to provide evidence in support of its response. A challenged party can
create this file using a template provided in the USAC portal. The
Bureaus will also require that data from transmitter monitoring
software be submitted using this same template. A challenged party may
leave the device IMEI and device ID fields blank when submitting data
from transmitter monitoring software.
47. The Bureaus also adopt the proposal to require challenged
parties that file speed reduction data to file the data in CSV format
matching the respective file specifications. This file can be created
using a template provided in the USAC portal. The Bureaus will permit
challenged parties to leave the device download speed data field blank
if that provider's plan does not reduce speeds to a fixed value. In
order to be useful when evaluating challenges, the Bureaus conclude
that the data captured in the speed reduction data template must
reflect when a particular device was known to have actually experienced
reduced speeds.
48. The Bureaus expect that speed reduction data would need to show
that a specific speed test result was affected by a speed reduction--
not merely that the challenger was eligible for (i.e., potentially
subject to) reduced speeds sometimes under the terms of its service
plan (because of the amount of recent data usage or not). Accordingly,
the Bureaus expect that, for speed data submitted by challengers that
chose appropriate rate plans (those that allowed for testing of full
network performance), a challenged party's data showing that a specific
speed reduction occurred over a very limited time period, such as a few
minutes, would be more probative of the validity of challenger speed
tests taken during that time than data alleging that a speed reduction
occurred over several hours or several days. If, however, the
challenger chose an inappropriate rate plan or the challenger's data
usage triggered a constant and extended speed reduction, for example by
the challenger going over a high-speed data allotment in a billing
period, the Bureaus expect that a challenged party's speed reduction
data would be useful if it showed the entire period that challenger
speed tests were taken under such conditions.
49. The Bureaus' decision to require that response speed test data,
transmitter monitoring software data, and speed reduction data be
submitted in a certain format is consistent with the Commission's
direction that the Bureaus implement ``any additional requirements that
may be necessary or appropriate for data submitted by a challenged
party in response to a challenge.'' To the extent response data
requires further explanation that does not fit into the templates, a
challenged party may additionally provide a descriptive narrative in a
text box
[[Page 13424]]
accessible via the USAC portal; however, speed test data, transmitter
monitoring data, or speed reduction data submitted by challenged
parties must otherwise conform to the required templates in order to be
considered.
50. Additional details about the attributes and the file formats
that we will require for respondents may be found in Appendix D.
4. Certifying a Response
a. Qualified Engineer Certification
51. The Commission decided in the MF-II Challenge Process Order
that all response evidence must be certified by a qualified engineer to
be considered during the adjudication phase of the challenge process.
The Bureaus again clarify that a qualified engineer may be an employee
of the challenged party or a third-party vendor so long as the
individual: (1) Possesses a sufficient degree of technical knowledge
and experience to validate the accuracy of submitted data; and (2) has
actual knowledge of the accuracy of the submitted data. For purposes of
certification, a qualified engineer need not meet state professional
licensing requirements, such as may be required for a licensed
Professional Engineer, so long as the individual possesses the
requisite technical knowledge, engineering training, and relevant
experience to validate the accuracy of the submitted data. Using the
Challenge Data Certification form in Attachment F, the qualified
engineer shall certify under penalty of perjury that: (a) He/she has
examined the information prepared for submission; and (b) all data and
statements contained therein were generated in accordance with the
parameters specified by the Commission and are true, accurate, and
complete to the best of his/her knowledge, information, and belief. The
Bureaus will not require a challenged party to submit an executed
Challenge Data Certification form when it certifies a response, though
the Bureaus reserve the right to request a copy of the form. The
Bureaus caution challenged parties that they will not be legally
capable of making the required response certification unless a
qualified engineer has substantiated the response data by executing the
Challenge Data Certification form. The challenged party must possess an
executed Challenge Data Certification form in order to have all of the
information it needs to certify a response. Persons making willful
false statements in any part of a speed data submission may be subject
to punishment by fine or imprisonment.
b. Challenged Party Certification
52. Only those responses that have been certified by the close of
the response window will be considered during the adjudication phase. A
challenged party will be able to electronically certify its submitted
response data for each challenged grid cell via the USAC portal. To
certify a response, an authorized representative of the challenged
party must: (1) Provide the name and title of the certifying engineer
that substantiated the data; and (2) certify under penalty of perjury
that: (a) The qualified engineer has examined the information
submitted; and (b) the qualified engineer has certified that all data
and statements contained in the submission were generated in accordance
with the parameters specified by the Commission and are true, accurate,
and complete to the best of his or her knowledge, information, and
belief.
53. During the response window, a challenged party will also be
able to review, modify, and delete any certified response data it no
longer wishes to submit, and will be required to re-certify any
responses for which it submits additional or modified data or deletes
data; however, any new or modified data must also be certified by a
qualified engineer. A challenged party will not have an opportunity to
amend submitted data, submit additional data, or certify any response
after the response window has closed.
C. Adjudication of Challenges
1. Standard of Review
54. As the Commission determined in the MF-II Challenge Process
Order, the Bureaus will adjudicate the merits of certified challenges
based upon a preponderance of the evidence standard of review, and the
challenger will bear the burden of persuasion.
2. Announcing Results
55. The Bureaus adopt the proposal to make available to challengers
and respondents data about their challenges and responses through the
USAC portal after Commission staff have adjudicated all challenges and
responses. In particular, the Bureaus will provide to each challenger
or respondent for each of the grid cells associated with their
certified challenges or certified responses, respectively: (a) The
outcome of the adjudication; (b) the evidence submitted and certified
by all challengers; and (c) the evidence submitted and certified by all
respondents. Additionally, the Bureaus will make public on the
Commission's website, concurrent with the publication of the final
eligibility map, the outcome of the adjudication for each challenged
cell and the non-confidential components of the data submitted by
challengers and respondents.
IV. Procedural Matters
A. Congressional Review Act
56. The Commission will send a copy of this Public Notice to
Congress and the Government Accountability Office, pursuant to the
Congressional Review Act.
B. Paperwork Reduction Act Analysis
57. The MF-II Challenge Process Procedures Public Notice implements
the information collection requirements adopted in the MF-II Challenge
Process Order, 82 FR 42473, September 8, 2017, and does not contain any
additional information collection requirements subject to the Paperwork
Reduction Act of 1995 (PRA), Public Law 104-13. The Commission received
PRA approval from the Office of Management and Budget (OMB) for the
information collection requirements related to the challenge process,
as adopted in the MF-II Challenge Process Order. See 83 FR 6562 (Feb.
14, 2018). Because this Public Notice does not adopt any additional
information collection requirements beyond those adopted in the MF-II
Challenge Process Order and approved by OMB, the MF-II Challenge
Process Procedures Public Notice does not implicate the procedural
requirements of the PRA or the Small Business Paperwork Relief Act of
2002, Public Law 107-198.
C. Supplemental Final Regulatory Flexibility Analysis
58. As required by the Regulatory Flexibility Act of 1980, as
amended (RFA), the Commission prepared Initial Regulatory Flexibility
Analyses (IRFAs) in connection with the USF/ICC Transformation FNPRM
(76 FR 78383, December 16, 2011), the 2014 CAF FNPRM (80 FR 4445,
January 27, 2015), and the MF-II FNPRM (82 FR 13413, March 13, 2017)
(collectively, MF-II FNPRMs). A Supplemental Initial Regulatory
Flexibility Analysis (Supplemental IRFA) was also filed in the MF-II
Challenge Process Comment Public Notice in this proceeding. The
Commission sought written public comment on the proposals in the MF-II
FNPRMs and in the MF-II Challenge Process Comment Public Notice,
including comments on the IRFAs and Supplemental IRFA. The Commission
received three comments in response to the MF-II FNPRM IRFA. No
comments were filed addressing the other IRFAs or
[[Page 13425]]
the Supplemental IRFA. The Commission included Final Regulatory
Flexibility Analyses (FRFAs) in connection with the 2014 CAF Order, the
MF-II Order, and the MF-II Challenge Process Order (collectively, the
MF-II Orders). This Supplemental Final Regulatory Flexibility Analysis
(Supplemental FRFA) supplements the FRFAs in the MF-II Orders to
reflect the actions taken in the MF-II Challenge Process Procedures
Public Notice and conforms to the RFA.
1. Need for, and Objectives of, This Public Notice
59. The MF-II Challenge Process Procedures Public Notice
establishes the parameters and procedures to implement the MF-II
challenge process. Following the release of the MF-II Orders, the
Commission released the MF-II Challenge Process Comment Public Notice.
The MF-II Challenge Process Comment Public Notice proposed and sought
comment on specific parameters and procedures to implement the MF-II
challenge process.
60. More specifically, the MF-II Challenge Process Procedures
Public Notice establishes the technical procedures for generating the
initial eligible areas map and processing challenges or responses
submitted by challengers and challenged parties, respectively. The MF-
II Challenge Process Procedures Public Notice also establishes
additional requirements and parameters, including file formats and
specifications, for data submitted during the challenge process.
61. Finally, the challenge procedures established in the MF-II
Challenge Process Procedures Public Notice are designed to anticipate
the challenges faced by small entities (e.g., governmental entities or
small mobile service providers) in complying with the implementation of
the Commission's rules and the Bureau's proposals. For example, the
Commission will perform all geospatial data analysis on a uniform grid,
which will remove the need for a challenger to submit a map of the
area(s) it wishes to challenge on top of its evidence, reducing burdens
on small entities. Additionally, the MF-II Challenge Process Procedures
Public Notice adopts procedures to allow a challenged entity to submit
evidence identifying devices that were subject to data speed
regulations, alongside evidence from transmitter monitoring software
and speed tests, which would allow for a small entity to more easily
respond to a challenge. Challenged parties will also be given 30 days
to review challenges and supporting data before the response window
opens, further reducing the burden on small entities of responding to a
challenge.
2. Summary of Significant Issues Raised by Public Comments in Response
to the IRFA
62. There were no comments filed that specifically addressed the
proposed procedures and policies presented in the Supplemental IRFA.
3. Response to Comments by the Chief Counsel for Advocacy of the Small
Business Administration
63. Pursuant to the Small Business Jobs Act of 2010, which amended
the RFA, the Commission is required to respond to any comments filed by
the Chief Counsel for Advocacy of the Small Business Administration
(SBA), and to provide a detailed statement of any change made to the
proposed rule(s) as a result of those comments.
64. The Chief Counsel did not file any comments in response to the
proposed procedures in this proceeding.
4. Description and Estimate of the Number of Small Business Entities to
Which Procedures Will Apply
65. The RFA directs agencies to provide a description of and, where
feasible, an estimate of the number of small entities that may be
affected by the proposed rules adopted herein. The RFA generally
defines the term ``small entity'' as having the same meaning as the
terms ``small business,'' ``small organization,'' and ``small
governmental jurisdiction.'' In addition, the term ``small business''
has the same meaning as the term ``small business concern'' under the
Small Business Act. A ``small business concern'' is one which: (1) Is
independently owned and operated; (2) is not dominant in its field of
operation; and (3) satisfies any additional criteria established by the
SBA.
66. FRFAs were incorporated into the MF-II Orders. In those
analyses, the Commission described in detail the small entities that
might be significantly affected. In the MF-II Challenge Process
Procedures Public Notice, the Bureaus incorporate by reference the
descriptions and estimates of the number of small entities from the
previous FRFAs in the MF-II Orders.
5. Description of Projected Reporting, Recordkeeping, and Other
Compliance Requirements for Small Entities
67. The data, information, and document collection required by the
MF-II Orders, as described in the previous FRFAs and the SIRFA in the
MF-II Challenge Process Comment Public Notice in this proceeding, are
hereby incorporated by reference. The MF-II Challenge Process
Procedures Public Notice describes certain additional parameters for
the data submitted by challengers and challenged parties during the
challenge process. Specifically, the Bureaus require a challenger to
submit all speed test measurements collected during the relevant time
frame, including those that show speeds greater than or equal to 5
Mbps. Each submitted speed test measurement must include: Signal
strength and latency; the service provider's identity; the make and
model of the device used (which must be from that provider's list of
pre-approved handsets); the international mobile equipment identity
(IMEI) of the tested device; the method of the test (i.e., hardware- or
software-based drive test or non-drive test app-based test); if an app
was used to conduct the measurement, the identity and version of the
app; and the identity and location of the server used for speed and
latency testing.
68. If a challenged party chooses to submit its own speed test data
in response to a challenge, the data must conform to the additional
parameters that are required for challengers, except for the
requirement to identify the service provider. A challenged party may
also submit data identifying a particular device that a challenger used
to conduct its speed tests as having been subjected to reduced speeds,
along with the precise date and time the speed reductions were in
effect on the challenger's device. If a challenged party chooses to
submit data collected from transmitter monitoring software, the data
should include geolocated, device-specific throughput measurements or
other device-specific information (rather than generalized key
performance indicator statistics for a cell-site). Measurements from
submitted transmitter monitoring software data must conform to the
standard parameters and requirements for speed test data submitted by a
challenged party, and must include: The latitude and longitude to at
least five decimals of the measured device; the date and time of the
measurement; and signal strength, latency, and recorded speeds. The
Bureaus also clarify that such geolocated data be accurate to within
7.8 meters of the actual device location 95 percent of the time.
6. Steps Taken To Minimize the Significant Economic Impact on Small
Entities, and Significant Alternatives Considered
69. The RFA requires an agency to describe any significant
alternatives that it has considered in reaching its
[[Page 13426]]
proposed approach, which may include the following four alternatives
(among others): ``(1) the establishment of differing compliance or
reporting requirements or timetables that take into account the
resources available to small entities; (2) the clarification,
consolidation, or simplification of compliance or reporting
requirements under the rule for small entities; (3) the use of
performance, rather than design, standards; and (4) and exemption from
coverage of the rule, or any part thereof, for small entities.''
70. The challenge procedures established in the MF-II Challenge
Process Procedures Public Notice are intended to remove the need for a
challenger to submit a map of the area(s) it wishes to challenge on top
of its evidence by having the Commission perform all geospatial data
analysis on a uniform grid, which will benefit small entities. The
challenge procedures also allow a challenged entity to submit evidence
identifying devices that were subject to data speed reductions,
alongside evidence from transmitter monitoring software and speed
tests, thereby minimizing the significant economic impact on small
entities. Challenged parties will also be given 30 days to review
challenges and supporting data before the response window opens. In
addition, the Bureaus note that the challenge processes and procedures
adopted in the MF-II Challenge Process Procedures Public Notice will
only apply to small entities who participate in the challenge process.
The Bureaus also note that to the extent a challenged party is a small
entity, since a challenged party is not required to respond to
challenges within their service area(s) the processes and procedures
associated with responding to challenges adopted in the MF-II Challenge
Process Procedures Public Notice are only applicable should a small
entity choose to submit responsive evidence.
7. Report to Congress
71. The Commission will send a copy of the MF-II Challenge Process
Procedures Public Notice, including this Supplemental FRFA, in a report
to Congress pursuant to the Congressional Review Act. In addition, the
Commission will send a copy of the MF-II Challenge Process Procedures
Public Notice, including this Supplemental FRFA, to the Chief Counsel
for Advocacy of the SBA. A copy of the MF-II Challenge Process
Procedures Public Notice and Supplemental FRFA (or summaries thereof)
will also be published in the Federal Register.
Federal Communications Commission.
Gary D. Michaels,
Deputy Chief, Auctions and Spectrum Access Division, WTB.
[FR Doc. 2018-06382 Filed 3-28-18; 8:45 am]
BILLING CODE 6712-01-P