Elimination of Obligation To File Broadcast Mid-Term Report (Form 397), 12313-12318 [2018-05726]
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sradovich on DSK3GMQ082PROD with PROPOSALS
Federal Register / Vol. 83, No. 55 / Wednesday, March 21, 2018 / Proposed Rules
08540, requests to establish an
exemption from the requirement of a
tolerance in 40 CFR part 180 for
residues of the microbial pesticide
Metschnikowia fructicola strain NRRL
Y–27328 in or on stone fruit, group 12–
12; small fruit vine climbing, except
fuzzy kiwifruit, subgroup 13–07F; and
low growing berry, subgroup 13–07G.
The petitioner believes no analytical
method is needed because an exemption
from the requirement of a tolerance is
being proposed. Contact: BPPD.
2. PP 7F8563. (EPA–HQ–OPP–2017–
0748). Green Ravenna, Via Matteotti,
16–48121, Ravenna, Italy (in care of
toXcel, LLC, 7140 Heritage Village
Plaza, Gainesville, VA 20155), requests
to establish an exemption from the
requirement of a tolerance in 40 CFR
part 180 for residues of the fungicide
Pseudomonas sp. strain DSMZ 13134 in
or on all food commodities. The
petitioner believes no analytical method
is needed because an exemption from
the requirement of a tolerance is being
proposed. Contact: BPPD.
3. PP 7F8574. (EPA–HQ–OPP–2017–
0703). OmniLytics, Inc., 9100 South 500
West, Sandy, UT 84070, requests to
establish an exemption from the
requirement of a tolerance in 40 CFR
part 180 for residues of the bactericide
bacteriophage active against
Xanthomonas citri subsp. citri in or on
citrus fruit, including orange, grapefruit,
pummelo, mandarin, lemon, lime,
tangerine, tangelo, and kumquat. The
petitioner believes no analytical method
is needed because an exemption from
the requirement of a tolerance is being
proposed. Contact: BPPD.
4. PP 7F8621. (EPA–HQ–OPP–2017–
0727). Andermatt Biocontrol AG,
Stahlermatten 6, CH–6146 Grossdietwil,
Switzerland (in care of SciReg, Inc.,
12733 Director’s Loop, Woodbridge, VA
22192), requests to establish an
exemption from the requirement of a
tolerance in 40 CFR part 180 for
residues of the insecticide Autographa
californica multiple
nucleopolyhedrovirus (AcMNPV) strain
FV#11 in or on all food commodities.
The petitioner believes no analytical
method is needed because AcMNPV
strain FV#11 is naturally occurring and
is not toxic or pathogenic; therefore,
exposure to any residues of AcMNPV
strain FV#11 should not be of concern
for human health. Contact: BPPD.
Notice of Filing—New Tolerances for
Inerts
PP IN–11030. (EPA–HQ–OPP– 2017–
0591). Interregional Research Project
No. 4, Rutgers, The State University of
New Jersey, 500 College Road East,
Suite 201 W, Princeton, NJ 08540
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12313
requests to amend a tolerance in 40 CFR
part 180.560 for residues of
cloquintocet-mexyl (acetic acid, [(5chloro-8-quniolinyl)oxy]-, 1methylhexyl ester) (CAS Reg. No.
99607–70–2) and its acid metabolite (5chloro-8-quinlinoxyacetic acid), for use
as an inert ingredient (safener) in
combination with existing listed active
ingredients to include use in or on the
raw agricultural commodities Teff,
forage at 0.2 ppm; Teff, grain at 0.1 ppm;
Teff, straw at 0.1]ppm; Teff, hay at 0.5
ppm. The High Performance Liquid
Chromatography with Ultraviolet
Detection (HPLC–UV) method is used
for the determination of cloquintocetmexyl (parent) and the HPLC–UV
method allows determination of its acid
metabolite for the proposed uses.
Contact: RD.
Dated: February 27, 2018.
Hamaad Syed,
Acting Director, Information Technology and
Resources Management Division, Office of
Pesticide Programs.
Notice of Filing—New Tolerances for
Non-Inerts
In this document, the Federal
Communications Commission (FCC or
Commission) proposes to eliminate the
rules requiring certain broadcast
television and radio stations to file Form
397, the EEO Broadcast Mid-Term
Report. This proposal will continue the
Commission’s efforts to modernize
regulations and reduce unnecessary
requirements that no longer serve the
public interest.
DATES: Comments are due on or before
May 21, 2018; reply comments are due
on or before June 19, 2018.
ADDRESSES: You may submit comments,
identified by MB Docket No. 18–23, by
any of the following methods:
• Federal Communications
Commission’s website: https://
www.fcc.gov/cgb/ecfs/. Follow the
instructions for submitting comments.
• Mail: Filings can be sent by hand or
messenger delivery, by commercial
overnight courier, or by first-class or
overnight U.S. Postal Service mail
(although the Commission continues to
experience delays in receiving U.S.
Postal Service mail). All filings must be
addressed to the Commission’s
• Secretary, Office of the Secretary,
Federal Communications Commission.
• People With Disabilities: Contact
the FCC to request reasonable
accommodations (accessible format
documents, sign language interpreters,
CART, etc.) by email: FCC504@fcc.gov
or phone: (202) 418–0530 or TTY: (202)
418–0432.
For detailed instructions for
submitting comments and additional
information on the rulemaking process,
see the SUPPLEMENTARY INFORMATION
section of this document.
FOR FURTHER INFORMATION CONTACT: For
additional information, contact Jonathan
Mark, Jonathan.Mark@fcc.gov, of the
PP 7E8631. (EPA–HQ–OPP–2017–
0694). The Interregional Research
Project No. 4 (IR–4), Rutgers, The State
University of New Jersey, 500 College
Road East, Suite 201 W, Princeton, NJ
08540, requests to establish a tolerance
in 40 CFR part 180.672 for residues of
the insecticide cyantraniliprole, 3bromo-1-(3-chloro-2-pyridinyl)-N-[4cyano-2-methyl-6[((methylamino)carbonyl]phenyl]-1Hpyrazole-5-carboxamide, including its
metabolites and degradates in or on the
following commodities in or on Berry,
low growing, except strawberry,
subgroup 13–07H, except blueberry,
lowbush and lingonberry at 0.08 parts
per million (ppm) (proposal to replace
an existing tolerance at the same level
that is only for imported Berry, low
growing, except strawberry, subgroup
13–07H, with a tolerance supporting
both domestic production and imported
low growing berries, except
strawberries); Brassica, leafy greens,
subgroup 4–16B at 30 ppm; Caneberry
subgroup 13–07A at 4.0 ppm; Celtuce at
20 ppm; Coffee, green bean at 0.05 ppm
(proposal to replace an existing
tolerance at the same level that is only
for imported Coffee, green bean with a
tolerance supporting both domestic
production and imported coffee);
Florence fennel at 20 ppm; Kohlrabi at
3.0 ppm; Leafy greens subgroup 4–16A
at 20 ppm; Leaf petiole vegetable
subgroup 22B at 20 ppm; and Vegetable,
brassica, head and stem, group 5–16 at
3.0 ppm. The high-pressure liquid
chromatography with ESI–MS/MS
detection is used to measure and
evaluate cyantraniliprole. Contact: RD.
Authority: 21 U.S.C. 346a.
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[FR Doc. 2018–05639 Filed 3–20–18; 8:45 am]
BILLING CODE 6560–50–P
FEDERAL COMMUNICATIONS
COMMISSION
47 CFR Part 73
[MB Docket No. 18–23; FCC 18–20]
Elimination of Obligation To File
Broadcast Mid-Term Report (Form 397)
Federal Communications
Commission.
ACTION: Proposed rule.
AGENCY:
SUMMARY:
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Federal Register / Vol. 83, No. 55 / Wednesday, March 21, 2018 / Proposed Rules
Media Bureau, Policy Division, (202)
418–3634. Direct press inquiries to
Janice Wise at (202) 418–8165.
SUPPLEMENTARY INFORMATION: This is a
summary of the Commission’s Notice of
Proposed Rulemaking (NPRM), FCC 18–
20, adopted and released on February
22, 2018. The full text of this document
is available electronically via the FCC’s
Electronic Document Management
System (EDOCS) website at https://
fjallfoss.fcc.gov/edocs_public/ or via the
FCC’s Electronic Comment Filing
System (ECFS) website at https://
fjallfoss.fcc.gov/ecfs2/. (Documents will
be available electronically in ASCII,
Microsoft Word, and/or Adobe Acrobat.)
This document is also available for
public inspection and copying during
regular business hours in the FCC
Reference Information Center, which is
located in Room CY–A257 at FCC
Headquarters, 445 12th Street SW,
Washington, DC 20554. The Reference
Information Center is open to the public
Monday through Thursday from 8:00
a.m. to 4:30 p.m. and Friday from 8:00
a.m. to 11:30 a.m. The complete text
may be purchased from the
Commission’s copy contractor, 445 12th
Street SW, Room CY–B402, Washington,
DC 20554. Alternative formats are
available for people with disabilities
(Braille, large print, electronic files,
audio format), by sending an email to
fcc504@fcc.gov or calling the
Commission’s Consumer and
Governmental Affairs Bureau at (202)
418–0530 (voice), (202) 418–0432
(TTY).
sradovich on DSK3GMQ082PROD with PROPOSALS
Synopsis
I. Notice of Proposed Rulemaking
1. In the NPRM, we propose to
eliminate the requirement in
§ 73.2080(f)(2) of the Commission’s
rules that certain broadcast television
and radio stations file the Broadcast
Mid-Term Report (Form 397). In
response to a Public Notice launching
the Commission’s Modernization of
Media Regulation Initiative, a number of
parties have asked the Commission to
consider eliminating this reporting
obligation because it is unnecessary and
unduly burdensome. By proposing to
eliminate Form 397, we continue our
efforts to modernize our regulations and
reduce unnecessary requirements that
no longer serve the public interest.
2. Section 334(b) of the
Communications Act of 1934, as
amended (the Act), directed the
Commission to revise its regulations to
require a mid-term review of broadcast
stations’ employment practices.
Although section 334(b) only applies to
TV stations, the Commission currently
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conducts mid-term reviews for both
broadcast TV and radio stations.
Pursuant to this direction, and as
specified in § 73.2080(f)(2), Commission
staff reviews the equal employment
opportunity (EEO) practices of all
broadcast television stations in station
employment units 1 with five or more
full-time employees, and all radio
stations in employment units with
eleven or more full-time employees,
around the midpoint of broadcasters’
eight-year license terms. After
completing a mid-term review, staff
informs licensees of any necessary
improvements in recruitment practices
to ensure that they are in compliance
with the Commission’s EEO rules.
3. To facilitate mid-term reviews, the
Commission adopted the current Form
397 in 2002. Stations subject to midterm reviews must file Form 397 at least
four months prior to the four-year
anniversary of the station’s most recent
license expiration date. Form 397
consists of three sections and requires
stations to provide information that,
with one exception, also is available in
stations’ public inspection files. First,
stations must certify whether they have
the requisite number of full-time
employees to be subject to a mid-term
review. Stations that do not have the
requisite number of full-time employees
are not required to file Form 397, but
may do so if they choose. Second,
stations must identify, by name and
title, ‘‘a particular official with overall
responsibility for equal employment
opportunity at the station.’’ This
question is also asked in Form 396,
Broadcast Equal Employment
Opportunity Program Report, which
must be included in a station’s public
file.
4. Third, all stations subject to midterm reviews must attach to Form 397
copies of their two most recent annual
EEO public file reports. Separately,
pursuant to § 73.2080(c)(6) of the
Commission’s rules, each broadcast
station must place its EEO public file
report both in its public inspection file
and on its website, if it has one, on an
annual basis.2 The report must be
retained in the public file until the
station’s next license renewal is granted.
5. We tentatively conclude that
eliminating Form 397 will advance the
Commission’s goal of reducing
unnecessary regulatory burdens without
undermining our statutorily-required
mid-term reviews of broadcaster
1 A station employment unit is a station or a
group of commonly owned stations in the same
market that share at least one employee.
2 We note that under 47 CFR 73.2080(d), stations
in small employment units with fewer than five
employees are exempt from this requirement.
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compliance with the EEO rules. As
mentioned above, nearly all the
information in Form 397, such as the
name of a station official with
responsibility for compliance with the
Commission’s EEO rules and copies of
a station’s annual public file reports, is
also available in stations’ public
inspection files. The only piece of
information required by Form 397 that
is not, to date, available in the public
inspection file is whether the station has
enough full-time employees to trigger a
mid-term review. As discussed below,
however, we do not believe that the
filing of the Form 397 is the only means
available by which to obtain this
information. We therefore agree with
NAB and other commenters that, in
light of the nearly-complete transition to
online public inspection files, Form 397
is no longer needed to facilitate
implementation of the Commission’s
mid-term review obligations. We
therefore tentatively agree with
commenters who assert that requiring
broadcasters to file Form 397 has
become ‘‘redundant and unnecessarily
burdensome.’’
6. We also tentatively conclude that
eliminating Form 397 is consistent with
section 334 of the Act. As an initial
matter, because section 334 applies
expressly to ‘‘television broadcast
station licensees,’’ it does not implicate
Commission regulation of radio
licensees. Specifically, Section 334(a)
only limits changes to certain
Commission EEO regulations governing
television; it prohibits revisions to EEO
rules ‘‘in effect on September 1, 1992
(47 CFR 73.2080) as such regulations
apply to television broadcast station
licensees and permittees’’ and to the
forms ‘‘used by such licensees and
permittees to report pertinent
employment data to the Commission.’’
The legislative history identifies those
forms as FCC Forms 395–B and 396.
Indeed, as noted above, the Commission
originally adopted Form 397 in 2000,
eight years after Congress enacted
section 334 of the Act. Accordingly,
based on the statutory language and
legislative history, we tentatively
conclude that Form 397 is not subject to
the statutory limitation on revisions
found in section 334(a) of the Act.
7. As discussed above, Section 334(b)
directed the Commission to revise its
regulations to ‘‘require a midterm
review of television broadcast station
licensees’ employment practices’’ and to
‘‘inform such licensees of necessary
improvements in recruitment practices
identified as a consequence of such
review.’’ However, this provision does
not require the Commission to adopt
Form 397 and does not prohibit the
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Commission from revising or
eliminating it. Because, among other
reasons, the Commission will continue
to conduct mid-term reviews of
broadcast licensees’ employment
practices even if we eliminate Form 397,
we tentatively conclude that section
334(b) does not bar the Commission
from modifying or eliminating the Form.
We also tentatively conclude that
section 334(c) does not preclude the
Commission from eliminating Form 397.
Considered in context, subsection (c) is
most reasonably read as an exception to
subsection (a)’s limitation prohibiting
the Commission from revising the 1992
EEO rules. While subsection (a)
prohibits the Commission from revising
the 1992 EEO rules, subsection (c)
permits the Commission ‘‘to make
nonsubstantive technical or clerical
revisions’’ to those rules as are
‘‘necessary to reflect changes in
technology, terminology, or Commission
organization.’’ Because the limitation in
(a), by its terms, does not apply to Form
397, neither does the exception to (a)
that Congress carved out, as reflected in
subsection (c). We seek comment on the
tentative conclusions related to these
statutory interpretations.
8. We also seek comment on how the
Commission should identify which
stations are subject to a mid-term
review, absent Form 397. Commission
staff currently conducts mid-term
reviews of stations that self-identify as
subject to the mid-term review rule by
filing Form 397. NAB proposes two
possible solutions to identify stations
subject to mid-term review, and we seek
comment on these suggestions as well as
any other approach that would allow
such stations to be identified with the
least necessary expenditure of resources
by both regulatees and the Commission.
NAB’s first proposal is to require all
subject stations to indicate whether they
are subject to a mid-term review on their
annual EEO public file report. We note
that this proposal would not provide
information in a format that easily could
be aggregated by Commission staff and
potentially would require staff to
manually review each station’s EEO
public file reports prior to the mid-term
review period to determine which
stations are subject to mid-term review.
These reports do not follow a prescribed
uniform structure, so this information
could appear in different locations and
in different formats in each report.
Although it appears that the costs of
including this information on the
annual EEO report would likely be de
minimis, we seek comment on the scope
of any potential costs to licensees.
Would this approach constitute an
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overall reduction in the costs incurred
by licensees with respect to mid-term
reviews?
9. Alternatively, NAB suggests
modifying the online public file
database itself to require all stations to
indicate whether they are subject to a
mid-term review as a prerequisite to
filing their annual EEO public file
report. If we modify the online public
file database to include this information,
should we adopt NAB’s proposed
prerequisite approach, such as by
adding questions regarding staff size to
each station’s public file that must be
answered before the station can upload
its EEO public file report, or should we
make some other change? Any such
modification to the online file would
impose information technology resource
costs on the Commission and new
burdens on broadcast licensees. What
would be the scope of these costs for
licensees? Would this approach
constitute an overall reduction in the
costs incurred by licensees with respect
to mid-term reviews? In proposing
alternatives to Form 397, commenters
should keep in mind that our goal is to
reduce the regulatory burden on
regulatees while at the same time
minimizing the administrative burden
and costs on the Commission in its
effort to satisfy the statutory objectives
of section 334 of the Act.
10. Additionally, we seek comment
on whether we should require stations
to designate a point of contact
responsible for a station’s EEO
compliance on a more routine basis, if
we eliminate Form 397. As noted above,
point-of-contact information will
continue to be provided through a
station’s Form 396. Given that Form 396
is filed only once every eight years,
however, should we specify a means for
stations to update their EEO points of
contact more frequently? For example,
should we require this information to be
included in a station’s annual EEO
public file report? Are there other
options we should consider, such as
requiring this information to be
included in a station’s online public
file? Alternatively, should we conclude
that the requirement to include a
specific EEO point of contact in Form
396 is sufficient?
11. We also seek input on the relative
costs and benefits of Form 397 as a
means to facilitate mid-term reviews.
We ask that parties explain how any
benefits derived from the Form compare
with the costs. Finally, we seek
comment on the FCC’s track record on
EEO enforcement and how the agency
can make improvements to EEO
compliance and enforcement. Beyond
the mid-term review, would elimination
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12315
of Form 397 impact the FCC’s ability to
ensure compliance and enforcement of
EEO rules, and if so, how? Similarly, if
Form 397 were eliminated, what other
mechanisms will the FCC have to
monitor and enforce its EEO rules?
II. Procedural Matters
A. Initial Paperwork Reduction Act
Analysis
12. This document contains new
information collection requirements. It
seeks comment on whether and how
Commission rules would need to be
revised if Form 397 is eliminated, so
that Commission staff would be able to
determine which broadcast stations are
subject to the mid-term review of
employment practices, and the name
and title of station employees
responsible for EEO compliance. The
Commission, as part of its continuing
efforts to reduce paperwork burdens,
invites the general public and the Office
of Management and Budget (OMB) to
comment on the information collection
requirements contained in this
document, as required by the Paperwork
Reduction Act of 1995. In addition,
pursuant to the Small Business
Paperwork Relief Act of 2002, we seek
specific comment on how we might
‘‘further reduce the information
collection burden for small business
concerns with fewer than 25
employees.’’
B. Initial Regulatory Flexibility Analysis
13. As required by the Regulatory
Flexibility Act of 1980, as amended,
(RFA) the Commission has prepared this
Initial Regulatory Flexibility Act
Analysis (IRFA) concerning the possible
significant economic impact on small
entities by the rules proposed in this
Notice of Proposed Rulemaking
(NPRM). Written public comments are
requested on this IRFA. Comments must
be identified as responses to the IRFA
and must be filed by the deadlines for
comments provided on the first page of
the NPRM. Pursuant to the requirements
established in 5 U.S.C. 603(a), The
Commission will send a copy of the
NPRM, including this IRFA, to the Chief
Counsel for Advocacy of the Small
Business Administration (SBA). In
addition, the NPRM and IRFA (or
summaries thereof) will be published in
the Federal Register.
14. Need for, and Objectives of, the
Report and Order. The proposed rule
changes stem from a Public Notice
issued by the Commission in May 2017
launching an initiative to modernize the
Commission’s media regulations.
Numerous parties in that proceeding
argued for elimination of the
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sradovich on DSK3GMQ082PROD with PROPOSALS
recordkeeping requirement at issue as
redundant and unnecessary. The NPRM
proposes to eliminate a provision of the
Commission’s rules that obligate certain
broadcasters to file a Broadcast MidTerm Report documenting their
compliance with the Commission’s EEO
requirements, without eliminating the
mid-term review of employment
practices.
15. Specifically, the NPRM proposes
to eliminate the requirement in 47 CFR
73.2080(f)(2) that broadcast television
stations in station employment units
(SEUs) with five or more full-time
employees, and radio stations in SEUs
with 11 or more full-time employees,
file Form 397 four months prior to the
date four years after their most recent
license expiration date. This proposal is
intended to reduce outdated regulations
and unnecessary regulatory burdens that
can impede competition and innovation
in media markets. The NPRM also seeks
comment on whether it will be
necessary to make other changes to
§ 73.2080 or the rules governing the
online public file in order for
Commission staff to determine which
stations are subject to the statutory midterm review of employment practices
and the name and title of station
employees responsible for EEO
compliance.
16. Legal Basis. The proposed action
is authorized pursuant to sections 1,
4(i), 4(j), and 334 of the
Communications Act of 1934, as
amended, 47 U.S.C. 151, 154(i), 154(j),
and 334.
17. Description and Estimates of the
Number of Small Entities to Which the
Proposed Rules Will Apply. The RFA
directs agencies to provide a description
of and, where feasible, an estimate of
the number of small entities that may be
affected by the proposed rules, if
adopted. The RFA generally defines the
term ‘‘small entity’’ as having the same
meaning as the terms ‘‘small business,’’
‘‘small organization,’’ and ‘‘small
governmental jurisdiction.’’ In addition,
the term ‘‘small business’’ has the same
meaning as the term ‘‘small business
concern’’ under the Small Business
Act.3 A small business concern is one
which: (1) Is independently owned and
operated; (2) is not dominant in its field
of operation; and (3) satisfies any
3 5 U.S.C. 601(3) (incorporating by reference the
definition of ‘‘small business concern’’ in 15 U.S.C.
632). Pursuant to 5 U.S.C. 601(3), the statutory
definition of a small business applies ‘‘unless an
agency, after consultation with the Office of
Advocacy of the Small Business Administration
and after opportunity for public comment,
establishes one or more definitions of such term
which are appropriate to the activities of the agency
and publishes such definition(s) in the Federal
Register.’’ 5 U.S.C. 601(3).
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additional criteria established by the
SBA.4 The rules proposed herein will
directly affect certain small television
and radio broadcast stations, and cable
entities. Below is a description of these
small entities, as well as an estimate of
the number of such small entities,
where feasible.
18. Television Broadcasting. This
Economic Census category ‘‘comprises
establishments primarily engaged in
broadcasting images together with
sound.’’ These establishments operate
television broadcast studios and
facilities for the programming and
transmission of programs to the public.
These establishments also produce or
transmit visual programming to
affiliated broadcast television stations,
which in turn broadcast the programs to
the public on a predetermined schedule.
Programming may originate in their own
studio, from an affiliated network, or
from external sources. The SBA has
created the following small business
size standard for such businesses: Those
having $38.5 million or less in annual
receipts. The 2012 Economic Census
reports that 751 firms in this category
operated in that year. Of that number,
656 had annual receipts of $25,000,000
or less. Based on this data, we estimate
that the majority of commercial
television broadcasters are small entities
under the applicable SBA size standard.
19. In addition, the Commission has
estimated the number of licensed
commercial television stations to be
1,384. Of this total, 1,264 stations had
revenues of $38.5 million or less,
according to Commission staff review of
the BIA Kelsey Inc. Media Access Pro
Television Database (BIA) on February
24, 2017. Such entities, therefore,
qualify as small entities under the SBA
definition. The Commission has
estimated the number of licensed
noncommercial educational (NCE)
television stations to be 394. The
Commission, however, does not compile
and does not have access to information
on the revenue of NCE stations that
would permit it to determine how many
such stations would qualify as small
entities.
20. We note, however, that in
assessing whether a business concern
qualifies as ‘‘small’’ under the above
definition, business (control)
affiliations 5 must be included. Our
4 15 U.S.C. 632. Application of the statutory
criteria of dominance in its field of operation and
independence are sometimes difficult to apply in
the context of broadcast television. Accordingly, the
Commission’s statistical account of television
stations may be over-inclusive.
5 ‘‘[Business concerns] are affiliates of each other
when one concern controls or has the power to
control the other or a third party or parties controls
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estimate, therefore likely overstates the
number of small entities that might be
affected by our action, because the
revenue figure on which it is based does
not include or aggregate revenues from
affiliated companies. In addition,
another element of the definition of
‘‘small business’’ requires that an entity
not be dominant in its field of operation.
We are unable at this time to define or
quantify the criteria that would
establish whether a specific television
broadcast station is dominant in its field
of operation. Accordingly, the estimate
of small businesses to which the
proposed rules would apply does not
exclude any television station from the
definition of a small business on this
basis and therefore could be overinclusive.
21. There are also 417 Class A
stations. Given the nature of this
service, we will presume that all 417 of
these stations qualify as small entities
under the above SBA small business
size standard.
22. Radio Stations. This economic
Census category ‘‘comprises
establishments primarily engaged in
broadcasting aural programs by radio to
the public.’’ The SBA has created the
following small business size standard
for this category: Those having $38.5
million or less in annual receipts.
Census data for 2012 shows that 2,849
firms in this category operated in that
year. Of this number, 2,806 firms had
annual receipts of less than $25,000,000.
Because the Census has no additional
classifications that could serve as a basis
for determining the number of stations
whose receipts exceeded $38.5 million
in that year, we conclude that the
majority of television broadcast stations
were small under the applicable SBA
size standard.
23. Apart from the U.S. Census, the
Commission has estimated the number
of licensed commercial AM radio
stations to be 4,486 stations and the
number of commercial FM radio
stations to be 6,755, for a total number
of 11,241. Of this total, 9,898 stations
had revenues of $38.5 million or less,
according to Commission staff review of
the BIA Kelsey Inc. Media Access Pro
Television Database (BIA) in October
2014. In addition, the Commission has
estimated the number of noncommercial
educational FM radio stations to be
4,111. NCE stations are non-profit, and
therefore considered to be small
entities.6 Therefore, we estimate that the
or has the power to control both.’’ 13 CFR
21.103(a)(1).
6 5 U.S.C. 601(4), (6).
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majority of radio broadcast stations are
small entities.
24. We note again, however, that in
assessing whether a business concern
qualifies as ‘‘small’’ under the above
definition, business (control)
affiliations 7 must be included. Because
we do not include or aggregate revenues
from affiliated companies in
determining whether an entity meets the
applicable revenue threshold, our
estimate of the number of small radio
broadcast stations affected is likely
overstated. In addition, as noted above,
one element of the definition of ‘‘small
business’’ is that an entity not be
dominant in its field of operation. We
are unable at this time to define or
quantify the criteria that would
establish whether a specific radio
broadcast station is dominant in its field
of operation. Accordingly, our estimate
of small radio stations potentially
affected by the proposed rules includes
those that could be dominant in their
field of operation. For this reason, such
estimate likely is over-inclusive.
25. Description of Projected
Reporting, Recordkeeping, and Other
Compliance Requirements. In this
section, we identify the reporting,
recordkeeping, and other compliance
requirements proposed in the NPRM
and consider whether small entities are
affected disproportionately by any such
requirements.
26. Reporting Requirements. The
NPRM does not propose to adopt
reporting requirements.
27. Recordkeeping Requirements. The
NPRM does not propose to adopt
recordkeeping requirements.
28. Other Compliance Requirements.
The NPRM does not propose to adopt
other compliance requirements. It does
seek comment on whether and how
Commission rules would need to be
revised if Form 397 is eliminated, so
that Commission staff would be able to
determine which broadcast stations are
subject to the mid-term review of
employment practices and the name and
title of station employees responsible for
EEO compliance.
29. The proposed rule revisions, if
adopted, will reduce the compliance
burden on all affected Commission
regulatees, including small entities, by
eliminating the requirement to file Form
397. No party in the proceeding has
opposed the proposals set forth in the
NPRM. We thus find it reasonable to
conclude that the benefits of eliminating
the rules at issue will outweigh any
costs.
7 ‘‘[Business concerns] are affiliates of each other
when one concern controls or has the power to
control the other or a third party or parties controls
or has the power to control both.’’
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30. Steps Taken to Minimize
Significant Economic Impact on Small
Entities, and Significant Alternatives
Considered. The RFA requires an
agency to describe any significant,
specifically small business, alternatives
that it has considered in reaching its
proposed approach, which may include
the following four alternatives (among
others): (1) The establishment of
differing compliance or reporting
requirements or timetables that take into
account the resources available to small
entities; (2) the clarification,
consolidation, or simplification of
compliance and reporting requirements
under the rule for such small entities;
(3) the use of performance, rather than
design, standards; and (4) an exemption
from coverage of the rule, or any part
thereof, for small entities.8
31. The NPRM proposes to eliminate
the obligation, imposed on certain
broadcasters, to file a Broadcast MidTerm Report on employment practices.
Eliminating this requirement is
intended to modernize the
Commission’s regulations and reduce
costs and recordkeeping burdens for
affected entities, including small
entities. Under the current rules,
affected entities must expend time and
resources gathering and filing
consolidated information that is largely
already otherwise supplied to the
Commission. As noted, the proposed
rule revisions are unopposed in the
media modernization docket. Thus, we
anticipate that affected small entities
only stand to benefit from such
revisions, if adopted.
32. Federal Rules that May Duplicate,
Overlap, or Conflict with the Proposed
Rule. None.
C. Ex Parte Rules
33. Permit-But-Disclose. This
proceeding shall be treated as a ‘‘permitbut-disclose’’ proceeding in accordance
with the Commission’s ex parte rules.
Persons making ex parte presentations
must file a copy of any written
presentation or a memorandum
summarizing any oral presentation
within two business days after the
presentation (unless a different deadline
applicable to the Sunshine period
applies). Persons making oral ex parte
presentations are reminded that
memoranda summarizing the
presentation must (1) list all persons
attending or otherwise participating in
the meeting at which the ex parte
presentation was made, and (2)
summarize all data presented and
arguments made during the
presentation. If the presentation
85
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Frm 00035
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12317
consisted in whole or in part of the
presentation of data or arguments
already reflected in the presenter’s
written comments, memoranda or other
filings in the proceeding, the presenter
may provide citations to such data or
arguments in his or her prior comments,
memoranda, or other filings (specifying
the relevant page and/or paragraph
numbers where such data or arguments
can be found) in lieu of summarizing
them in the memorandum. Documents
shown or given to Commission staff
during ex parte meetings are deemed to
be written ex parte presentations and
must be filed consistent with rule
1.1206(b). In proceedings governed by
rule 1.49(f) or for which the
Commission has made available a
method of electronic filing, written ex
parte presentations and memoranda
summarizing oral ex parte
presentations, and all attachments
thereto, must be filed through the
electronic comment filing system
available for that proceeding, and must
be filed in their native format (e.g., .doc,
.xml, .ppt, searchable .pdf). Participants
in this proceeding should familiarize
themselves with the Commission’s ex
parte rules.
D. Filing Requirements
34. Comments and Replies. Pursuant
to §§ 1.415 and 1.419 of the
Commission’s rules, 47 CFR 1.415,
1.419, interested parties may file
comments and reply comments on or
before the dates indicated on the first
page of this document. Comments may
be filed using the Commission’s
Electronic Comment Filing System
(ECFS). See Electronic Filing of
Documents in Rulemaking Proceedings,
63 FR 24121 (1998).
• Electronic Filers: Comments may be
filed electronically using the internet by
accessing the ECFS: https://
fjallfoss.fcc.gov/ecfs2/
• Paper Filers: Parties who choose to
file by paper must file an original and
one copy of each filing. If more than one
docket or rulemaking number appears in
the caption of this proceeding, filers
must submit two additional copies for
each additional docket or rulemaking
number. Filings can be sent by hand or
messenger delivery, by commercial
overnight courier, or by first-class or
overnight U.S. Postal Service mail. All
filings must be addressed to the
Commission’s Secretary, Office of the
Secretary, Federal Communications
Commission.
• All hand-delivered or messengerdelivered paper filings for the
Commission’s Secretary must be
delivered to FCC Headquarters at 445
12th St. SW, Room TW–A325,
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Washington, DC 20554. The filing hours
are 8:00 a.m. to 7:00 p.m. All hand
deliveries must be held together with
rubber bands or fasteners. Any
envelopes and boxes must be disposed
of before entering the building.
• Commercial overnight mail (other
than U.S. Postal Service Express Mail
and Priority Mail) must be sent to 9050
Junction Drive, Annapolis Junction, MD
20701.
• U.S. Postal Service first-class,
Express, and Priority mail must be
addressed to 445 12th Street SW,
Washington, DC 20554.
35. Availability of Documents.
Comments, reply comments, and ex
parte submissions will be available for
public inspection during regular
business hours in the FCC Reference
Center, Federal Communications
Commission, 445 12th Street SW, CY–
A257, Washington, DC 20554. These
documents will also be available via
ECFS. Documents will be available
electronically in ASCII, Microsoft Word,
and/or Adobe Acrobat.
36. People with Disabilities. To
request materials in accessible formats
for people with disabilities (Braille,
large print, electronic files, audio
format), send an email to fcc504@fcc.gov
or call the FCC’s Consumer and
Governmental Affairs Bureau at (202)
418–0530 (voice), (202) 418–0432
(TTY).
III. Ordering Clauses
37. It is ordered that, pursuant to the
authority found in sections 1, 4(i), and
4(j) of the Communications Act of 1934,
as amended, 47 U.S.C. 151, 154(i), and
154(j), this Report and Order is hereby
adopted.
38. It is further ordered that, pursuant
to the authority found in sections 1, 4(i),
and 4(j) of the Communications Act of
1934, as amended, 47 U.S.C. 151, 154(i),
and 154(j), the Commission’s rules are
amended as set forth in Rules Appendix
A of the NPRM, effective as of the date
of publication of a summary in the
Federal Register.9
39. It is further ordered that the
Commission’s Consumer and
Governmental Affairs Bureau, Reference
Information Center, shall send a copy of
this Report and Order, including the
Final Regulatory Flexibility Analysis, to
the Chief Counsel for Advocacy of the
Small Business Administration.
40. It is further ordered that the
Commission shall send a copy of this
Report and Order in a report to be sent
to Congress and the Government
Accountability Office pursuant to the
Congressional Review Act, see 5 U.S.C.
801(a)(1)(A).
41. It is further ordered that, should
no petitions for reconsideration or
petitions for judicial review be timely
filed, MB Docket No. 17–231 shall be
TERMINATED and its docket closed.
List of Subjects in 47 CFR Part 73
Equal employment opportunity,
Radio, Reporting and recordkeeping
requirements, Television.
Federal Communications Commission.
Marlene H. Dortch,
Secretary, Office of the Secretary.
Proposed Rules
For the reasons discussed in the
preamble, the Federal Communications
Commission proposes to amend 47 CFR
part 73 as follows:
PART 73—RADIO BROADCAST
SERVICES
1. The authority citation for part 73
continues to read as follows:
■
Authority: 47 U.S.C. 154, 303, 309, 310,
334, 336, and 339.
2. Amend § 73.2080 by revising
paragraph (f)(2) to read as follows:
■
§ 73.2080 Equal Employment
Opportunities (EEO).
*
*
*
*
*
(f) * * *
(2) The Commission will conduct a
mid-term review of the employment
practices of each broadcast television
station that is part of an employment
unit of five or more full-time employees
and each radio station that is part of an
employment unit of 11 or more full-time
employees four years following the
station’s most recent license expiration
date as specified in § 73.1020. If a
broadcast licensee acquires a station
pursuant to FCC Form 314 or FCC Form
315 during the period that is to form the
basis for the mid-term review, that
review will cover the licensee’s EEO
recruitment activity during the period
starting with the date it acquired the
station.
*
*
*
*
*
[FR Doc. 2018–05726 Filed 3–20–18; 8:45 am]
BILLING CODE 6712–01–P
9 These rules serve to ‘‘reliev[e] a restriction.’’ 5
U.S.C. 553(d)(1).
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NATIONAL CREDIT UNION
ADMINISTRATION
48 CFR Part 9
RIN: 3133–AE85
NCUA Suspension and Debarment
Procedures
National Credit Union
Administration (NCUA).
ACTION: Proposed Suspension and
Debarment Procedures with request for
comments.
AGENCY:
The NCUA Board (Board)
proposes to adopt suspension and
debarment procedures to establish an
administrative process protecting the
Federal Government’s interest in only
doing business with presently
responsible contractors. This proposal
sets forth the NCUA’s proposed policies
for suspension and debarment and
establishes administrative proceedings
for contractors subject to the policies.
DATES: Comments must be received on
or before May 21, 2018.
ADDRESSES: You may submit comments
by any of the following methods (Please
send comments by one method only):
• Federal eRulemaking Portal: https://
www.regulations.gov. Follow the
instructions for submitting comments.
• NCUA website: https://
www.ncua.gov/Legal/Regs/Pages/
PropRegs.aspx. Follow the instructions
for submitting comments.
• Email: Address to regcomments@
ncua.gov. Include ‘‘[Your name]—
Comments on Proposed Suspension and
Debarment Procedures’’ in the email
subject line.
• Fax: (703) 518–6319. Use the
subject line described above for email.
• Mail: Address to Gerard Poliquin,
Secretary of the Board, National Credit
Union Administration, 1775 Duke
Street, Alexandria, Virginia 22314–
3428.
• Hand Delivery/Courier: Same as
mail address.
Public Inspection: You can view all
public comments on the NCUA’s
website at https://www.ncua.gov/Legal/
Regs/Pages/PropRegs.aspx as submitted,
except for those that cannot be posted
for technical reasons. The NCUA will
not edit or remove any identifying or
contact information from the public
comments submitted. You may inspect
paper copies of comments at the
NCUA’s headquarters at 1775 Duke
Street, Alexandria, Virginia 22314, by
appointment weekdays between 9 a.m.
and 3 p.m. To make an appointment,
call (703) 518–6546 or send an email to
OGCMail@ncua.gov.
SUMMARY:
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Agencies
[Federal Register Volume 83, Number 55 (Wednesday, March 21, 2018)]
[Proposed Rules]
[Pages 12313-12318]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2018-05726]
=======================================================================
-----------------------------------------------------------------------
FEDERAL COMMUNICATIONS COMMISSION
47 CFR Part 73
[MB Docket No. 18-23; FCC 18-20]
Elimination of Obligation To File Broadcast Mid-Term Report (Form
397)
AGENCY: Federal Communications Commission.
ACTION: Proposed rule.
-----------------------------------------------------------------------
SUMMARY: In this document, the Federal Communications Commission (FCC
or Commission) proposes to eliminate the rules requiring certain
broadcast television and radio stations to file Form 397, the EEO
Broadcast Mid-Term Report. This proposal will continue the Commission's
efforts to modernize regulations and reduce unnecessary requirements
that no longer serve the public interest.
DATES: Comments are due on or before May 21, 2018; reply comments are
due on or before June 19, 2018.
ADDRESSES: You may submit comments, identified by MB Docket No. 18-23,
by any of the following methods:
Federal Communications Commission's website: https://www.fcc.gov/cgb/ecfs/. Follow the instructions for submitting comments.
Mail: Filings can be sent by hand or messenger delivery,
by commercial overnight courier, or by first-class or overnight U.S.
Postal Service mail (although the Commission continues to experience
delays in receiving U.S. Postal Service mail). All filings must be
addressed to the Commission's
Secretary, Office of the Secretary, Federal Communications
Commission.
People With Disabilities: Contact the FCC to request
reasonable accommodations (accessible format documents, sign language
interpreters, CART, etc.) by email: [email protected] or phone: (202) 418-
0530 or TTY: (202) 418-0432.
For detailed instructions for submitting comments and additional
information on the rulemaking process, see the SUPPLEMENTARY
INFORMATION section of this document.
FOR FURTHER INFORMATION CONTACT: For additional information, contact
Jonathan Mark, [email protected], of the
[[Page 12314]]
Media Bureau, Policy Division, (202) 418-3634. Direct press inquiries
to Janice Wise at (202) 418-8165.
SUPPLEMENTARY INFORMATION: This is a summary of the Commission's Notice
of Proposed Rulemaking (NPRM), FCC 18-20, adopted and released on
February 22, 2018. The full text of this document is available
electronically via the FCC's Electronic Document Management System
(EDOCS) website at https://fjallfoss.fcc.gov/edocs_public/ or via the
FCC's Electronic Comment Filing System (ECFS) website at https://fjallfoss.fcc.gov/ecfs2/. (Documents will be available electronically
in ASCII, Microsoft Word, and/or Adobe Acrobat.) This document is also
available for public inspection and copying during regular business
hours in the FCC Reference Information Center, which is located in Room
CY-A257 at FCC Headquarters, 445 12th Street SW, Washington, DC 20554.
The Reference Information Center is open to the public Monday through
Thursday from 8:00 a.m. to 4:30 p.m. and Friday from 8:00 a.m. to 11:30
a.m. The complete text may be purchased from the Commission's copy
contractor, 445 12th Street SW, Room CY-B402, Washington, DC 20554.
Alternative formats are available for people with disabilities
(Braille, large print, electronic files, audio format), by sending an
email to [email protected] or calling the Commission's Consumer and
Governmental Affairs Bureau at (202) 418-0530 (voice), (202) 418-0432
(TTY).
Synopsis
I. Notice of Proposed Rulemaking
1. In the NPRM, we propose to eliminate the requirement in Sec.
73.2080(f)(2) of the Commission's rules that certain broadcast
television and radio stations file the Broadcast Mid-Term Report (Form
397). In response to a Public Notice launching the Commission's
Modernization of Media Regulation Initiative, a number of parties have
asked the Commission to consider eliminating this reporting obligation
because it is unnecessary and unduly burdensome. By proposing to
eliminate Form 397, we continue our efforts to modernize our
regulations and reduce unnecessary requirements that no longer serve
the public interest.
2. Section 334(b) of the Communications Act of 1934, as amended
(the Act), directed the Commission to revise its regulations to require
a mid-term review of broadcast stations' employment practices. Although
section 334(b) only applies to TV stations, the Commission currently
conducts mid-term reviews for both broadcast TV and radio stations.
Pursuant to this direction, and as specified in Sec. 73.2080(f)(2),
Commission staff reviews the equal employment opportunity (EEO)
practices of all broadcast television stations in station employment
units \1\ with five or more full-time employees, and all radio stations
in employment units with eleven or more full-time employees, around the
midpoint of broadcasters' eight-year license terms. After completing a
mid-term review, staff informs licensees of any necessary improvements
in recruitment practices to ensure that they are in compliance with the
Commission's EEO rules.
---------------------------------------------------------------------------
\1\ A station employment unit is a station or a group of
commonly owned stations in the same market that share at least one
employee.
---------------------------------------------------------------------------
3. To facilitate mid-term reviews, the Commission adopted the
current Form 397 in 2002. Stations subject to mid-term reviews must
file Form 397 at least four months prior to the four-year anniversary
of the station's most recent license expiration date. Form 397 consists
of three sections and requires stations to provide information that,
with one exception, also is available in stations' public inspection
files. First, stations must certify whether they have the requisite
number of full-time employees to be subject to a mid-term review.
Stations that do not have the requisite number of full-time employees
are not required to file Form 397, but may do so if they choose.
Second, stations must identify, by name and title, ``a particular
official with overall responsibility for equal employment opportunity
at the station.'' This question is also asked in Form 396, Broadcast
Equal Employment Opportunity Program Report, which must be included in
a station's public file.
4. Third, all stations subject to mid-term reviews must attach to
Form 397 copies of their two most recent annual EEO public file
reports. Separately, pursuant to Sec. 73.2080(c)(6) of the
Commission's rules, each broadcast station must place its EEO public
file report both in its public inspection file and on its website, if
it has one, on an annual basis.\2\ The report must be retained in the
public file until the station's next license renewal is granted.
---------------------------------------------------------------------------
\2\ We note that under 47 CFR 73.2080(d), stations in small
employment units with fewer than five employees are exempt from this
requirement.
---------------------------------------------------------------------------
5. We tentatively conclude that eliminating Form 397 will advance
the Commission's goal of reducing unnecessary regulatory burdens
without undermining our statutorily-required mid-term reviews of
broadcaster compliance with the EEO rules. As mentioned above, nearly
all the information in Form 397, such as the name of a station official
with responsibility for compliance with the Commission's EEO rules and
copies of a station's annual public file reports, is also available in
stations' public inspection files. The only piece of information
required by Form 397 that is not, to date, available in the public
inspection file is whether the station has enough full-time employees
to trigger a mid-term review. As discussed below, however, we do not
believe that the filing of the Form 397 is the only means available by
which to obtain this information. We therefore agree with NAB and other
commenters that, in light of the nearly-complete transition to online
public inspection files, Form 397 is no longer needed to facilitate
implementation of the Commission's mid-term review obligations. We
therefore tentatively agree with commenters who assert that requiring
broadcasters to file Form 397 has become ``redundant and unnecessarily
burdensome.''
6. We also tentatively conclude that eliminating Form 397 is
consistent with section 334 of the Act. As an initial matter, because
section 334 applies expressly to ``television broadcast station
licensees,'' it does not implicate Commission regulation of radio
licensees. Specifically, Section 334(a) only limits changes to certain
Commission EEO regulations governing television; it prohibits revisions
to EEO rules ``in effect on September 1, 1992 (47 CFR 73.2080) as such
regulations apply to television broadcast station licensees and
permittees'' and to the forms ``used by such licensees and permittees
to report pertinent employment data to the Commission.'' The
legislative history identifies those forms as FCC Forms 395-B and 396.
Indeed, as noted above, the Commission originally adopted Form 397 in
2000, eight years after Congress enacted section 334 of the Act.
Accordingly, based on the statutory language and legislative history,
we tentatively conclude that Form 397 is not subject to the statutory
limitation on revisions found in section 334(a) of the Act.
7. As discussed above, Section 334(b) directed the Commission to
revise its regulations to ``require a midterm review of television
broadcast station licensees' employment practices'' and to ``inform
such licensees of necessary improvements in recruitment practices
identified as a consequence of such review.'' However, this provision
does not require the Commission to adopt Form 397 and does not prohibit
the
[[Page 12315]]
Commission from revising or eliminating it. Because, among other
reasons, the Commission will continue to conduct mid-term reviews of
broadcast licensees' employment practices even if we eliminate Form
397, we tentatively conclude that section 334(b) does not bar the
Commission from modifying or eliminating the Form. We also tentatively
conclude that section 334(c) does not preclude the Commission from
eliminating Form 397. Considered in context, subsection (c) is most
reasonably read as an exception to subsection (a)'s limitation
prohibiting the Commission from revising the 1992 EEO rules. While
subsection (a) prohibits the Commission from revising the 1992 EEO
rules, subsection (c) permits the Commission ``to make nonsubstantive
technical or clerical revisions'' to those rules as are ``necessary to
reflect changes in technology, terminology, or Commission
organization.'' Because the limitation in (a), by its terms, does not
apply to Form 397, neither does the exception to (a) that Congress
carved out, as reflected in subsection (c). We seek comment on the
tentative conclusions related to these statutory interpretations.
8. We also seek comment on how the Commission should identify which
stations are subject to a mid-term review, absent Form 397. Commission
staff currently conducts mid-term reviews of stations that self-
identify as subject to the mid-term review rule by filing Form 397. NAB
proposes two possible solutions to identify stations subject to mid-
term review, and we seek comment on these suggestions as well as any
other approach that would allow such stations to be identified with the
least necessary expenditure of resources by both regulatees and the
Commission. NAB's first proposal is to require all subject stations to
indicate whether they are subject to a mid-term review on their annual
EEO public file report. We note that this proposal would not provide
information in a format that easily could be aggregated by Commission
staff and potentially would require staff to manually review each
station's EEO public file reports prior to the mid-term review period
to determine which stations are subject to mid-term review. These
reports do not follow a prescribed uniform structure, so this
information could appear in different locations and in different
formats in each report. Although it appears that the costs of including
this information on the annual EEO report would likely be de minimis,
we seek comment on the scope of any potential costs to licensees. Would
this approach constitute an overall reduction in the costs incurred by
licensees with respect to mid-term reviews?
9. Alternatively, NAB suggests modifying the online public file
database itself to require all stations to indicate whether they are
subject to a mid-term review as a prerequisite to filing their annual
EEO public file report. If we modify the online public file database to
include this information, should we adopt NAB's proposed prerequisite
approach, such as by adding questions regarding staff size to each
station's public file that must be answered before the station can
upload its EEO public file report, or should we make some other change?
Any such modification to the online file would impose information
technology resource costs on the Commission and new burdens on
broadcast licensees. What would be the scope of these costs for
licensees? Would this approach constitute an overall reduction in the
costs incurred by licensees with respect to mid-term reviews? In
proposing alternatives to Form 397, commenters should keep in mind that
our goal is to reduce the regulatory burden on regulatees while at the
same time minimizing the administrative burden and costs on the
Commission in its effort to satisfy the statutory objectives of section
334 of the Act.
10. Additionally, we seek comment on whether we should require
stations to designate a point of contact responsible for a station's
EEO compliance on a more routine basis, if we eliminate Form 397. As
noted above, point-of-contact information will continue to be provided
through a station's Form 396. Given that Form 396 is filed only once
every eight years, however, should we specify a means for stations to
update their EEO points of contact more frequently? For example, should
we require this information to be included in a station's annual EEO
public file report? Are there other options we should consider, such as
requiring this information to be included in a station's online public
file? Alternatively, should we conclude that the requirement to include
a specific EEO point of contact in Form 396 is sufficient?
11. We also seek input on the relative costs and benefits of Form
397 as a means to facilitate mid-term reviews. We ask that parties
explain how any benefits derived from the Form compare with the costs.
Finally, we seek comment on the FCC's track record on EEO enforcement
and how the agency can make improvements to EEO compliance and
enforcement. Beyond the mid-term review, would elimination of Form 397
impact the FCC's ability to ensure compliance and enforcement of EEO
rules, and if so, how? Similarly, if Form 397 were eliminated, what
other mechanisms will the FCC have to monitor and enforce its EEO
rules?
II. Procedural Matters
A. Initial Paperwork Reduction Act Analysis
12. This document contains new information collection requirements.
It seeks comment on whether and how Commission rules would need to be
revised if Form 397 is eliminated, so that Commission staff would be
able to determine which broadcast stations are subject to the mid-term
review of employment practices, and the name and title of station
employees responsible for EEO compliance. The Commission, as part of
its continuing efforts to reduce paperwork burdens, invites the general
public and the Office of Management and Budget (OMB) to comment on the
information collection requirements contained in this document, as
required by the Paperwork Reduction Act of 1995. In addition, pursuant
to the Small Business Paperwork Relief Act of 2002, we seek specific
comment on how we might ``further reduce the information collection
burden for small business concerns with fewer than 25 employees.''
B. Initial Regulatory Flexibility Analysis
13. As required by the Regulatory Flexibility Act of 1980, as
amended, (RFA) the Commission has prepared this Initial Regulatory
Flexibility Act Analysis (IRFA) concerning the possible significant
economic impact on small entities by the rules proposed in this Notice
of Proposed Rulemaking (NPRM). Written public comments are requested on
this IRFA. Comments must be identified as responses to the IRFA and
must be filed by the deadlines for comments provided on the first page
of the NPRM. Pursuant to the requirements established in 5 U.S.C.
603(a), The Commission will send a copy of the NPRM, including this
IRFA, to the Chief Counsel for Advocacy of the Small Business
Administration (SBA). In addition, the NPRM and IRFA (or summaries
thereof) will be published in the Federal Register.
14. Need for, and Objectives of, the Report and Order. The proposed
rule changes stem from a Public Notice issued by the Commission in May
2017 launching an initiative to modernize the Commission's media
regulations. Numerous parties in that proceeding argued for elimination
of the
[[Page 12316]]
recordkeeping requirement at issue as redundant and unnecessary. The
NPRM proposes to eliminate a provision of the Commission's rules that
obligate certain broadcasters to file a Broadcast Mid-Term Report
documenting their compliance with the Commission's EEO requirements,
without eliminating the mid-term review of employment practices.
15. Specifically, the NPRM proposes to eliminate the requirement in
47 CFR 73.2080(f)(2) that broadcast television stations in station
employment units (SEUs) with five or more full-time employees, and
radio stations in SEUs with 11 or more full-time employees, file Form
397 four months prior to the date four years after their most recent
license expiration date. This proposal is intended to reduce outdated
regulations and unnecessary regulatory burdens that can impede
competition and innovation in media markets. The NPRM also seeks
comment on whether it will be necessary to make other changes to Sec.
73.2080 or the rules governing the online public file in order for
Commission staff to determine which stations are subject to the
statutory mid-term review of employment practices and the name and
title of station employees responsible for EEO compliance.
16. Legal Basis. The proposed action is authorized pursuant to
sections 1, 4(i), 4(j), and 334 of the Communications Act of 1934, as
amended, 47 U.S.C. 151, 154(i), 154(j), and 334.
17. Description and Estimates of the Number of Small Entities to
Which the Proposed Rules Will Apply. The RFA directs agencies to
provide a description of and, where feasible, an estimate of the number
of small entities that may be affected by the proposed rules, if
adopted. The RFA generally defines the term ``small entity'' as having
the same meaning as the terms ``small business,'' ``small
organization,'' and ``small governmental jurisdiction.'' In addition,
the term ``small business'' has the same meaning as the term ``small
business concern'' under the Small Business Act.\3\ A small business
concern is one which: (1) Is independently owned and operated; (2) is
not dominant in its field of operation; and (3) satisfies any
additional criteria established by the SBA.\4\ The rules proposed
herein will directly affect certain small television and radio
broadcast stations, and cable entities. Below is a description of these
small entities, as well as an estimate of the number of such small
entities, where feasible.
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\3\ 5 U.S.C. 601(3) (incorporating by reference the definition
of ``small business concern'' in 15 U.S.C. 632). Pursuant to 5
U.S.C. 601(3), the statutory definition of a small business applies
``unless an agency, after consultation with the Office of Advocacy
of the Small Business Administration and after opportunity for
public comment, establishes one or more definitions of such term
which are appropriate to the activities of the agency and publishes
such definition(s) in the Federal Register.'' 5 U.S.C. 601(3).
\4\ 15 U.S.C. 632. Application of the statutory criteria of
dominance in its field of operation and independence are sometimes
difficult to apply in the context of broadcast television.
Accordingly, the Commission's statistical account of television
stations may be over-inclusive.
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18. Television Broadcasting. This Economic Census category
``comprises establishments primarily engaged in broadcasting images
together with sound.'' These establishments operate television
broadcast studios and facilities for the programming and transmission
of programs to the public. These establishments also produce or
transmit visual programming to affiliated broadcast television
stations, which in turn broadcast the programs to the public on a
predetermined schedule. Programming may originate in their own studio,
from an affiliated network, or from external sources. The SBA has
created the following small business size standard for such businesses:
Those having $38.5 million or less in annual receipts. The 2012
Economic Census reports that 751 firms in this category operated in
that year. Of that number, 656 had annual receipts of $25,000,000 or
less. Based on this data, we estimate that the majority of commercial
television broadcasters are small entities under the applicable SBA
size standard.
19. In addition, the Commission has estimated the number of
licensed commercial television stations to be 1,384. Of this total,
1,264 stations had revenues of $38.5 million or less, according to
Commission staff review of the BIA Kelsey Inc. Media Access Pro
Television Database (BIA) on February 24, 2017. Such entities,
therefore, qualify as small entities under the SBA definition. The
Commission has estimated the number of licensed noncommercial
educational (NCE) television stations to be 394. The Commission,
however, does not compile and does not have access to information on
the revenue of NCE stations that would permit it to determine how many
such stations would qualify as small entities.
20. We note, however, that in assessing whether a business concern
qualifies as ``small'' under the above definition, business (control)
affiliations \5\ must be included. Our estimate, therefore likely
overstates the number of small entities that might be affected by our
action, because the revenue figure on which it is based does not
include or aggregate revenues from affiliated companies. In addition,
another element of the definition of ``small business'' requires that
an entity not be dominant in its field of operation. We are unable at
this time to define or quantify the criteria that would establish
whether a specific television broadcast station is dominant in its
field of operation. Accordingly, the estimate of small businesses to
which the proposed rules would apply does not exclude any television
station from the definition of a small business on this basis and
therefore could be over-inclusive.
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\5\ ``[Business concerns] are affiliates of each other when one
concern controls or has the power to control the other or a third
party or parties controls or has the power to control both.'' 13 CFR
21.103(a)(1).
---------------------------------------------------------------------------
21. There are also 417 Class A stations. Given the nature of this
service, we will presume that all 417 of these stations qualify as
small entities under the above SBA small business size standard.
22. Radio Stations. This economic Census category ``comprises
establishments primarily engaged in broadcasting aural programs by
radio to the public.'' The SBA has created the following small business
size standard for this category: Those having $38.5 million or less in
annual receipts. Census data for 2012 shows that 2,849 firms in this
category operated in that year. Of this number, 2,806 firms had annual
receipts of less than $25,000,000. Because the Census has no additional
classifications that could serve as a basis for determining the number
of stations whose receipts exceeded $38.5 million in that year, we
conclude that the majority of television broadcast stations were small
under the applicable SBA size standard.
23. Apart from the U.S. Census, the Commission has estimated the
number of licensed commercial AM radio stations to be 4,486 stations
and the number of commercial FM radio stations to be 6,755, for a total
number of 11,241. Of this total, 9,898 stations had revenues of $38.5
million or less, according to Commission staff review of the BIA Kelsey
Inc. Media Access Pro Television Database (BIA) in October 2014. In
addition, the Commission has estimated the number of noncommercial
educational FM radio stations to be 4,111. NCE stations are non-profit,
and therefore considered to be small entities.\6\ Therefore, we
estimate that the
[[Page 12317]]
majority of radio broadcast stations are small entities.
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\6\ 5 U.S.C. 601(4), (6).
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24. We note again, however, that in assessing whether a business
concern qualifies as ``small'' under the above definition, business
(control) affiliations \7\ must be included. Because we do not include
or aggregate revenues from affiliated companies in determining whether
an entity meets the applicable revenue threshold, our estimate of the
number of small radio broadcast stations affected is likely overstated.
In addition, as noted above, one element of the definition of ``small
business'' is that an entity not be dominant in its field of operation.
We are unable at this time to define or quantify the criteria that
would establish whether a specific radio broadcast station is dominant
in its field of operation. Accordingly, our estimate of small radio
stations potentially affected by the proposed rules includes those that
could be dominant in their field of operation. For this reason, such
estimate likely is over-inclusive.
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\7\ ``[Business concerns] are affiliates of each other when one
concern controls or has the power to control the other or a third
party or parties controls or has the power to control both.''
---------------------------------------------------------------------------
25. Description of Projected Reporting, Recordkeeping, and Other
Compliance Requirements. In this section, we identify the reporting,
recordkeeping, and other compliance requirements proposed in the NPRM
and consider whether small entities are affected disproportionately by
any such requirements.
26. Reporting Requirements. The NPRM does not propose to adopt
reporting requirements.
27. Recordkeeping Requirements. The NPRM does not propose to adopt
recordkeeping requirements.
28. Other Compliance Requirements. The NPRM does not propose to
adopt other compliance requirements. It does seek comment on whether
and how Commission rules would need to be revised if Form 397 is
eliminated, so that Commission staff would be able to determine which
broadcast stations are subject to the mid-term review of employment
practices and the name and title of station employees responsible for
EEO compliance.
29. The proposed rule revisions, if adopted, will reduce the
compliance burden on all affected Commission regulatees, including
small entities, by eliminating the requirement to file Form 397. No
party in the proceeding has opposed the proposals set forth in the
NPRM. We thus find it reasonable to conclude that the benefits of
eliminating the rules at issue will outweigh any costs.
30. Steps Taken to Minimize Significant Economic Impact on Small
Entities, and Significant Alternatives Considered. The RFA requires an
agency to describe any significant, specifically small business,
alternatives that it has considered in reaching its proposed approach,
which may include the following four alternatives (among others): (1)
The establishment of differing compliance or reporting requirements or
timetables that take into account the resources available to small
entities; (2) the clarification, consolidation, or simplification of
compliance and reporting requirements under the rule for such small
entities; (3) the use of performance, rather than design, standards;
and (4) an exemption from coverage of the rule, or any part thereof,
for small entities.\8\
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\8\ 5 U.S.C. 603(c)(1)-(c)(4).
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31. The NPRM proposes to eliminate the obligation, imposed on
certain broadcasters, to file a Broadcast Mid-Term Report on employment
practices. Eliminating this requirement is intended to modernize the
Commission's regulations and reduce costs and recordkeeping burdens for
affected entities, including small entities. Under the current rules,
affected entities must expend time and resources gathering and filing
consolidated information that is largely already otherwise supplied to
the Commission. As noted, the proposed rule revisions are unopposed in
the media modernization docket. Thus, we anticipate that affected small
entities only stand to benefit from such revisions, if adopted.
32. Federal Rules that May Duplicate, Overlap, or Conflict with the
Proposed Rule. None.
C. Ex Parte Rules
33. Permit-But-Disclose. This proceeding shall be treated as a
``permit-but-disclose'' proceeding in accordance with the Commission's
ex parte rules. Persons making ex parte presentations must file a copy
of any written presentation or a memorandum summarizing any oral
presentation within two business days after the presentation (unless a
different deadline applicable to the Sunshine period applies). Persons
making oral ex parte presentations are reminded that memoranda
summarizing the presentation must (1) list all persons attending or
otherwise participating in the meeting at which the ex parte
presentation was made, and (2) summarize all data presented and
arguments made during the presentation. If the presentation consisted
in whole or in part of the presentation of data or arguments already
reflected in the presenter's written comments, memoranda or other
filings in the proceeding, the presenter may provide citations to such
data or arguments in his or her prior comments, memoranda, or other
filings (specifying the relevant page and/or paragraph numbers where
such data or arguments can be found) in lieu of summarizing them in the
memorandum. Documents shown or given to Commission staff during ex
parte meetings are deemed to be written ex parte presentations and must
be filed consistent with rule 1.1206(b). In proceedings governed by
rule 1.49(f) or for which the Commission has made available a method of
electronic filing, written ex parte presentations and memoranda
summarizing oral ex parte presentations, and all attachments thereto,
must be filed through the electronic comment filing system available
for that proceeding, and must be filed in their native format (e.g.,
.doc, .xml, .ppt, searchable .pdf). Participants in this proceeding
should familiarize themselves with the Commission's ex parte rules.
D. Filing Requirements
34. Comments and Replies. Pursuant to Sec. Sec. 1.415 and 1.419 of
the Commission's rules, 47 CFR 1.415, 1.419, interested parties may
file comments and reply comments on or before the dates indicated on
the first page of this document. Comments may be filed using the
Commission's Electronic Comment Filing System (ECFS). See Electronic
Filing of Documents in Rulemaking Proceedings, 63 FR 24121 (1998).
Electronic Filers: Comments may be filed electronically
using the internet by accessing the ECFS: https://fjallfoss.fcc.gov/ecfs2/
Paper Filers: Parties who choose to file by paper must
file an original and one copy of each filing. If more than one docket
or rulemaking number appears in the caption of this proceeding, filers
must submit two additional copies for each additional docket or
rulemaking number. Filings can be sent by hand or messenger delivery,
by commercial overnight courier, or by first-class or overnight U.S.
Postal Service mail. All filings must be addressed to the Commission's
Secretary, Office of the Secretary, Federal Communications Commission.
All hand-delivered or messenger-delivered paper filings
for the Commission's Secretary must be delivered to FCC Headquarters at
445 12th St. SW, Room TW-A325,
[[Page 12318]]
Washington, DC 20554. The filing hours are 8:00 a.m. to 7:00 p.m. All
hand deliveries must be held together with rubber bands or fasteners.
Any envelopes and boxes must be disposed of before entering the
building.
Commercial overnight mail (other than U.S. Postal Service
Express Mail and Priority Mail) must be sent to 9050 Junction Drive,
Annapolis Junction, MD 20701.
U.S. Postal Service first-class, Express, and Priority
mail must be addressed to 445 12th Street SW, Washington, DC 20554.
35. Availability of Documents. Comments, reply comments, and ex
parte submissions will be available for public inspection during
regular business hours in the FCC Reference Center, Federal
Communications Commission, 445 12th Street SW, CY-A257, Washington, DC
20554. These documents will also be available via ECFS. Documents will
be available electronically in ASCII, Microsoft Word, and/or Adobe
Acrobat.
36. People with Disabilities. To request materials in accessible
formats for people with disabilities (Braille, large print, electronic
files, audio format), send an email to [email protected] or call the FCC's
Consumer and Governmental Affairs Bureau at (202) 418-0530 (voice),
(202) 418-0432 (TTY).
III. Ordering Clauses
37. It is ordered that, pursuant to the authority found in sections
1, 4(i), and 4(j) of the Communications Act of 1934, as amended, 47
U.S.C. 151, 154(i), and 154(j), this Report and Order is hereby
adopted.
38. It is further ordered that, pursuant to the authority found in
sections 1, 4(i), and 4(j) of the Communications Act of 1934, as
amended, 47 U.S.C. 151, 154(i), and 154(j), the Commission's rules are
amended as set forth in Rules Appendix A of the NPRM, effective as of
the date of publication of a summary in the Federal Register.\9\
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\9\ These rules serve to ``reliev[e] a restriction.'' 5 U.S.C.
553(d)(1).
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39. It is further ordered that the Commission's Consumer and
Governmental Affairs Bureau, Reference Information Center, shall send a
copy of this Report and Order, including the Final Regulatory
Flexibility Analysis, to the Chief Counsel for Advocacy of the Small
Business Administration.
40. It is further ordered that the Commission shall send a copy of
this Report and Order in a report to be sent to Congress and the
Government Accountability Office pursuant to the Congressional Review
Act, see 5 U.S.C. 801(a)(1)(A).
41. It is further ordered that, should no petitions for
reconsideration or petitions for judicial review be timely filed, MB
Docket No. 17-231 shall be TERMINATED and its docket closed.
List of Subjects in 47 CFR Part 73
Equal employment opportunity, Radio, Reporting and recordkeeping
requirements, Television.
Federal Communications Commission.
Marlene H. Dortch,
Secretary, Office of the Secretary.
Proposed Rules
For the reasons discussed in the preamble, the Federal
Communications Commission proposes to amend 47 CFR part 73 as follows:
PART 73--RADIO BROADCAST SERVICES
0
1. The authority citation for part 73 continues to read as follows:
Authority: 47 U.S.C. 154, 303, 309, 310, 334, 336, and 339.
0
2. Amend Sec. 73.2080 by revising paragraph (f)(2) to read as follows:
Sec. 73.2080 Equal Employment Opportunities (EEO).
* * * * *
(f) * * *
(2) The Commission will conduct a mid-term review of the employment
practices of each broadcast television station that is part of an
employment unit of five or more full-time employees and each radio
station that is part of an employment unit of 11 or more full-time
employees four years following the station's most recent license
expiration date as specified in Sec. 73.1020. If a broadcast licensee
acquires a station pursuant to FCC Form 314 or FCC Form 315 during the
period that is to form the basis for the mid-term review, that review
will cover the licensee's EEO recruitment activity during the period
starting with the date it acquired the station.
* * * * *
[FR Doc. 2018-05726 Filed 3-20-18; 8:45 am]
BILLING CODE 6712-01-P