Change in Bank Control Notices; Acquisitions of Shares of a Bank or Bank Holding Company, 6851-6852 [2018-03159]
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sradovich on DSK3GMQ082PROD with NOTICES
Federal Register / Vol. 83, No. 32 / Thursday, February 15, 2018 / Notices
OMB Desk Officer—Shagufta
Ahmed—Office of Information and
Regulatory Affairs, Office of
Management and Budget, New
Executive Office Building, Room 10235,
725 17th Street NW, Washington, DC
20503 or by fax to (202) 395–6974.
SUPPLEMENTARY INFORMATION: On June
15, 1984, the Office of Management and
Budget (OMB) delegated to the Board
authority under the Paperwork
Reduction Act (PRA) to approve of and
assign OMB control numbers to
collection of information requests and
requirements conducted or sponsored
by the Board. Board-approved
collections of information are
incorporated into the official OMB
inventory of currently approved
collections of information. Copies of the
Paperwork Reduction Act Submission,
supporting statements and approved
collection of information instrument(s)
are placed into OMB’s public docket
files. The Federal Reserve may not
conduct or sponsor, and the respondent
is not required to respond to, an
information collection that has been
extended, revised, or implemented on or
after October 1, 1995, unless it displays
a currently valid OMB control number.
Final approval under OMB delegated
authority of the extension for three
years, without revision, of the following
report:
Report title: Recordkeeping and
Disclosure Requirements Associated
with Securities Transactions Pursuant to
Regulation H.
Agency form number: Reg H–3.
OMB control number: 7100–0196.
Frequency: Event-generated.
Respondents: State member banks.
Estimated number of respondents:
State member banks (de novo): 1; state
member banks with trust departments:
228; state member banks without trust
departments: 601.
Estimated average hours per response:
State member banks (de novo):
Recordkeeping, 40 hours. State member
banks with trust departments:
Recordkeeping, 2 hours; disclosure, 16
hours. State member banks without trust
departments: Recordkeeping, 15
minutes; disclosure, 5 hours.
Estimated annual burden hours: State
member banks (de novo):
Recordkeeping, 40 hours. State member
banks with trust departments:
Recordkeeping, 12,768 hours;
disclosure, 43,776 hours. State member
banks without trust departments:
Recordkeeping, 4,207 hours; disclosure,
36,060 hours.
General description of report: These
recordkeeping and disclosure
requirements are pursuant to Sections
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208.34(c), (d), and (g) of the Board’s
Regulation H, which require that state
member banks effecting securities
transactions for customers establish and
maintain a system of records of these
transactions, furnish confirmations of
transactions to customers that disclose
certain information, and establish
written policies and procedures relating
to securities trading. State member
banks are required to maintain records
created per these requirements for three
years following a securities transaction.
These requirements are necessary to
protect the customer, to avoid or settle
customer disputes, and to protect the
institution against potential liability
arising under the anti-fraud and insider
trading provisions of the Securities
Exchange Act of 1934 (‘‘Securities
Exchange Act’’).
Legal authorization and
confidentiality: The Board has
determined that the Regulation H
requirements are authorized by Section
23 of the Securities Exchange Act, 15
U.S.C. 78w, which empowers the Board
to make rules and regulations
implementing those portions of the
Securities Exchange Act for which it is
responsible. The requirements of 12
CFR 208.34(c), (d), and (g) also are
impliedly authorized by Section 9 of the
Federal Reserve Act (12 U.S.C. 321–
328a), which establishes the Board’s
supervisory authority with respect to
the safety and soundness of state
member banks. Accordingly, the Board
is authorized to impose these
recordkeeping, disclosure, and policy
establishment requirements. The
obligation of a state member bank to
comply with the Regulation H
requirements is mandatory, save for the
limited exceptions set forth in 12 CFR
208.34(a).
Inasmuch as the Board does not
collect or receive any information
concerning securities transactions
pursuant to these requirements, no
issues of confidentiality normally will
arise. If, however, these records were to
come into the possession of the Board,
they may be protected from disclosure
pursuant to exemption 4 of the Freedom
of Information Act (‘‘FOIA’’), 5 U.S.C.
552(b)(4), under the standards set forth
in National Parks & Conservation Ass’n
v. Morton, 498 F.2d 765 (DC Cir. 1974),
to the extent an institution can establish
the potential for substantial competitive
harm. They also may be subject to
withholding under FOIA exemption 6, 5
U.S.C. 552(b)(6), should disclosure
constitute an unwarranted invasion of
personal privacy. Additionally, if such
information were included in the work
papers of System examiners or
abstracted in System reports of
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6851
examination, the information also may
be protected under exemption 8 of
FOIA, 5 U.S.C. 552(b)(8). Any
withholding determination would be
made on a case-by-case basis in
response to a specific request for
disclosure of the information.
Current actions: On November 27,
2017, the Board published a notice in
the Federal Register (82 FR 56022)
requesting public comment for 60 days
on the extension, without revision, of
the Recordkeeping and Disclosure
Requirements Associated with
Securities Transactions Pursuant to
Regulation H (Reg H–3). The comment
period for this notice expired on January
26, 2018. The Board did not receive any
comments.
Board of Governors of the Federal Reserve
System, February 12, 2018.
Ann E. Misback,
Secretary of the Board.
[FR Doc. 2018–03148 Filed 2–14–18; 8:45 am]
BILLING CODE 6210–01–P
FEDERAL RESERVE SYSTEM
Change in Bank Control Notices;
Acquisitions of Shares of a Bank or
Bank Holding Company
The notificants listed below have
applied under the Change in Bank
Control Act (12 U.S.C. 1817(j)) and
§ 225.41 of the Board’s Regulation Y (12
CFR 225.41) to acquire shares of a bank
or bank holding company. The factors
that are considered in acting on the
notices are set forth in paragraph 7 of
the Act (12 U.S.C. 1817(j)(7)).
The notices are available for
immediate inspection at the Federal
Reserve Bank indicated. The notices
also will be available for inspection at
the offices of the Board of Governors.
Interested persons may express their
views in writing to the Reserve Bank
indicated for that notice or to the offices
of the Board of Governors. Comments
must be received not later than March
6, 2018.
A. Federal Reserve Bank of Atlanta
(Kathryn Haney, Director of
Applications) 1000 Peachtree Street NE,
Atlanta, Georgia 30309. Comments can
also be sent electronically to
Applications.Comments@atl.frb.org:
1. Chirag J. Bhavsar, Orlando, Florida;
James M. Seneff, Jr., Winter Springs,
Florida; Rice Financial Holdings, LLC,
Jacksonville, Florida; C. Daniel Rice,
Jacksonville, Florida; Lee E. Hanna,
Jacksonville, Florida; Heath Ritenour,
Longwood, Florida; Valli Ritenour,
Longwood, Florida; Insurance Office of
American, Inc., Longwood, Florida;
Nimesh Bhavsar, Orlando, Florida;
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6852
Federal Register / Vol. 83, No. 32 / Thursday, February 15, 2018 / Notices
Jashvantlal Bhavsar and Ranjan
Bhavsar, Ocala, Florida; Brian
Bankston, Winter Springs, Florida; Phil
N. Bravo, Jacksonville, Florida; I-Ting K.
Chiu, Orlando, Florida; Paul B. Ellis,
Orlando, Florida; John Greeley and
Mary Greeley, Windermere, Florida;
Andy Hyltin and Cynthia Hyltin,
Orlando, Florida; JOSCA LLC, Orlando,
Florida; Emma F. Kosanda, Atlanta,
Georgia; Mitchel J. Laskey IRA,
Longwood, Florida; Jack Liberty and
Debra Liberty, Orlando, Florida; Susan
K. Miller, St. Johns, Florida; Jeffrey A.
Miller, Charlotte, North Carolina; Jerald
P. Menozzi, Jr., Maitland, Florida;
Newman Holdings, L.P., Ponte Verdra
Beach, Florida; Charles W. Newman and
Diane G. Newman, Ponte Verdra Beach,
Florida; and Benjamin J. Patz,
Windermere, Florida; to acquire voting
shares of Pinnacle Bank Holding
Company, Inc., and thereby acquire its
subsidiary, Pinnacle Bank, both of
Orange City, Florida.
Board of Governors of the Federal Reserve
System, February 12, 2018.
Ann Misback,
Secretary of the Board.
[FR Doc. 2018–03159 Filed 2–14–18; 8:45 am]
BILLING CODE P
DEPARTMENT OF HEALTH AND
HUMAN SERVICES
Administration for Children and
Families
Submission for OMB Review;
Comment Request
Title: Pre-testing of Evaluation Data
Collection Activities.
OMB No.: 0970–0355.
Description: The Office of Planning,
Research, and Evaluation (OPRE), in the
Administration for Children and
Families (ACF) at the U.S. Department
of Health and Human Services (HHS)
intends to request approval from the
Office of Management and Budget
(OMB) to renew a generic clearance to
pre-test data collection instruments with
more than nine participants to identify
and resolve any question or procedural
problems in survey administration.
OPRE studies ACF programs, and the
populations they serve, through rigorous
research and evaluation projects. These
include evaluations of existing
programs, evaluations of innovative
approaches to helping low-income
children and families, research
syntheses and descriptive and
exploratory studies. To improve the
development of its research and
evaluation surveys, OPRE uses the pretesting of evaluation surveys generic
clearance to employ a variety of
techniques including cognitive and
usability laboratory and field
techniques, behavior coding,
exploratory interviews, respondent
debriefing questionnaires, split sample
experiments, focus groups, and pilot
studies/pre-tests. These activities allow
OPRE to identify if and when a survey
may be simplified for respondents,
respondent burden may be reduced, and
other possible improvements.
Following standard OMB
requirements, OPRE will submit a
change request for each individual data
collection activity under this generic
clearance. Each request will include the
individual instrument(s), a justification
specific to the individual information
collection, and any supplementary
documents. OMB should review within
10 days of receiving each change
request.
The information collected in this
effort will not be the primary subject of
any published ACF reports; however,
information may be made public
through methodological appendices or
footnotes, reports on instrument
development, instrument user guides,
descriptions of respondent behavior,
and other publications or presentations
describing findings of methodological
interest. When necessary, results will be
labeled as exploratory in nature. The
results of this pre-testing research may
be prepared for presentation at
professional meetings or publication in
professional journals.
Respondents: Participants in ACF
programs being evaluated; participants
in ACF demonstrations; recipients of
ACF Grants and individuals served by
ACF Grantees; comparison group
members; and other relevant
populations, such as individuals at risk
of needing ACF services.
ANNUAL BURDEN ESTIMATES
Total
number of
respondents
Instrument
Number of
responses per
respondent
Average
burden
hours per
response
Total burden
hours
3,825
1
1
3,825
sradovich on DSK3GMQ082PROD with NOTICES
Survey development field tests, respondent debriefing questionnaires, cognitive interviews, split sample experiments, focus groups ...........................
Additional Information: Copies of the
proposed collection may be obtained by
writing to the Administration for
Children and Families, Office of
Planning, Research and Evaluation, 330
C Street SW, Washington, DC 20201,
Attn: OPRE Reports Clearance Officer.
All requests should be identified by the
title of the information collection. Email
address: OPREinfocollection@
acf.hhs.gov.
OMB Comment: OMB is required to
make a decision concerning the
collection of information between 30
and 60 days after publication of this
document in the Federal Register.
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Therefore, a comment is best assured of
having its full effect if OMB receives it
within 30 days of publication. Written
comments and recommendations for the
proposed information collection should
be sent directly to the following: Office
of Management and Budget, Paperwork
Reduction Project, Email: OIRA_
SUBMISSION@OMB.EOP.GOV, Attn:
Desk Officer for the Administration, for
Children and Families.
Mary Jones,
ACF/OPRE, Certifying Officer.
[FR Doc. 2018–03106 Filed 2–14–18; 8:45 am]
BILLING CODE 4184–79–P
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DEPARTMENT OF HEALTH AND
HUMAN SERVICES
Administration for Children and
Families
Proposed Information Collection
Activity; Comment Request
Proposed Projects: Immediate Disaster
Case Management Intake Assessment
(hardcopy and electronic versions).
Title: Immediate Disaster Case
Management Intake Assessment.
OMB No.: 0970—NEW.
Description: Section 426 of the Robert
T. Stafford Disaster Relief and
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[Federal Register Volume 83, Number 32 (Thursday, February 15, 2018)]
[Notices]
[Pages 6851-6852]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2018-03159]
-----------------------------------------------------------------------
FEDERAL RESERVE SYSTEM
Change in Bank Control Notices; Acquisitions of Shares of a Bank
or Bank Holding Company
The notificants listed below have applied under the Change in Bank
Control Act (12 U.S.C. 1817(j)) and Sec. 225.41 of the Board's
Regulation Y (12 CFR 225.41) to acquire shares of a bank or bank
holding company. The factors that are considered in acting on the
notices are set forth in paragraph 7 of the Act (12 U.S.C. 1817(j)(7)).
The notices are available for immediate inspection at the Federal
Reserve Bank indicated. The notices also will be available for
inspection at the offices of the Board of Governors. Interested persons
may express their views in writing to the Reserve Bank indicated for
that notice or to the offices of the Board of Governors. Comments must
be received not later than March 6, 2018.
A. Federal Reserve Bank of Atlanta (Kathryn Haney, Director of
Applications) 1000 Peachtree Street NE, Atlanta, Georgia 30309.
Comments can also be sent electronically to
[email protected]:
1. Chirag J. Bhavsar, Orlando, Florida; James M. Seneff, Jr.,
Winter Springs, Florida; Rice Financial Holdings, LLC, Jacksonville,
Florida; C. Daniel Rice, Jacksonville, Florida; Lee E. Hanna,
Jacksonville, Florida; Heath Ritenour, Longwood, Florida; Valli
Ritenour, Longwood, Florida; Insurance Office of American, Inc.,
Longwood, Florida; Nimesh Bhavsar, Orlando, Florida;
[[Page 6852]]
Jashvantlal Bhavsar and Ranjan Bhavsar, Ocala, Florida; Brian Bankston,
Winter Springs, Florida; Phil N. Bravo, Jacksonville, Florida; I-Ting
K. Chiu, Orlando, Florida; Paul B. Ellis, Orlando, Florida; John
Greeley and Mary Greeley, Windermere, Florida; Andy Hyltin and Cynthia
Hyltin, Orlando, Florida; JOSCA LLC, Orlando, Florida; Emma F. Kosanda,
Atlanta, Georgia; Mitchel J. Laskey IRA, Longwood, Florida; Jack
Liberty and Debra Liberty, Orlando, Florida; Susan K. Miller, St.
Johns, Florida; Jeffrey A. Miller, Charlotte, North Carolina; Jerald P.
Menozzi, Jr., Maitland, Florida; Newman Holdings, L.P., Ponte Verdra
Beach, Florida; Charles W. Newman and Diane G. Newman, Ponte Verdra
Beach, Florida; and Benjamin J. Patz, Windermere, Florida; to acquire
voting shares of Pinnacle Bank Holding Company, Inc., and thereby
acquire its subsidiary, Pinnacle Bank, both of Orange City, Florida.
Board of Governors of the Federal Reserve System, February 12,
2018.
Ann Misback,
Secretary of the Board.
[FR Doc. 2018-03159 Filed 2-14-18; 8:45 am]
BILLING CODE P
